EFTA01570018

GHISLAINE MAXWELL EFTA01570018 EFTA01570019 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL For the Period 12/1/11 to 12/31/11 Asset Account J.P. Morgan Team Paul Morris Ian Hirschfield Janet Young Gina Magliocco Banker Investment Specialist Client Service Team Client Service Team Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Online access www.MorganOnline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Page 2 4 13 14 21 22 Client News 2011 Year End Tax 1099's You will be able to view your 2011 Form 1099 on Morgan Online beginning Feb 24, 2012. You should expect to receive them via mail shortly thereafter. You may contact your J.P. Morgan Team with any questions. 0000000138.15.0.15.00003.MAXWE00.20120118 Page 1 of 77 EFTA01570020 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 1,546,365.33 48,724.00 3,282,112.87 84,786.97 $4,961,989.17 20,212.45 $4,982,201.62 Ending Market Value 1,414,900.54 44,424.00 3,383,938.21 83,641.54 $4,926,904.29 27,584.20 $4,954,488.49 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 4,961,989.17 3,778.05 (47,293.99) 3,745,502.39 (3,699,828.42) $2,158.03 1,616.67 (38,859.58) EFTA01570021 $4,926,904.29 27,584.20 $4,954,488.49 Change In Value (131,464.79) (4,300.00) 101,825.34 (1,145.43) ($35,084.88) 7,371.75 ($27,713.13) Equity Year-to-Date Value 1,946,279.39 1,153,750.21 (200,711.51) 20,434,796.16 (18,838,037.86) $2,549,797.00 86,194.91 344,632.99 $4,926,904.29 27,584.20 $4,954,488.49 Estimated 50,711.46 57,420.00 $108,131.46 Current Annual Income Allocation 30% 1% 67% 2% 100% Other Alternative Assets Asset Allocation Cash & Fixed Income Page 2 of 77 EFTA01570022 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Accrued Interest Current Year Taxable Income Tax-Exempt Income Bond Premium Amortization Accrued Interest Subsequent Year Tax-Exempt Income CONTINUED Current Period Value 1,249.12 1,142.70 (1,211.58) 436.43 $1,616.67 Year-to-Date Value 10,898.15 1,248.47 (1,193.78) 84,208.49 (9,218.37) $85,942.96 2,866.67 (17.50) (2,597.22) $251.95 Unrealized Gain/Loss ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value (256.02) ($256.02) Year-to-Date Value 22,224.68 (29,459.16) ($7,234.48) To-Date Value ($565,908.06) Cost Summary Equity EFTA01570023 Cost Cash & Fixed Income Other Total 1,772,327.38 3,525,749.23 90,364.18 $5,388,440.79 Page 3 of 77 EFTA01570024 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Unclassified Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Note: ** Beginning Market Value 283,435.07 5,010.00 501,612.46 404,636.00 192,845.50 158,826.30 $1,546,365 33 Ending Market Value 226,931.66 4,440.00 431,810.63 409,576.00 193,953.50 148,188.75 $1,414,900.54 Current Period Value 1,414,900.54 1,772,327.38 (397,788.37) 50,711.46 6,418.96 3.57% US Large Cap Equity Equity as a percentage of your portfolio - 30 % Change In Value (56,503.41) EFTA01570025 (570.00) (69,801.83) 4,940.00 1,108.00 (10,637.55) ($131,464.79) Current Allocation 5% 1% 9% 8% 4% 3% 30% Concentrated & Other Equity Preferred Stocks Non-US Equity Asset Categories US Small/Mid Cap Equity Unclassified Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Equity Detail Page 4 of 77 EFTA01570026 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price US Large Cap Equity APACHE CORP AT&T INC 00206R-10-2 T BANK OF AMERICA CORP BB & T CORP BROADCOM CORP 060505-10-4 BAC 25.17 054937-10-7 BBT 29.36 CL A 111320-10-7 BRCM CHEVRON CORP CITIGROUP INC NEW 166764-10-0 CVX 26.31 172967-42-4 C COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 192446-10-2 CTSH E I DU PONT DE NEMOURS & CO E M C CORP MASS JOHNSON CONTROLS INC KROGER CO 263534-10-9 DD 21.54 268648-10-2 EMC 31.26 478366-10-7 JCI 24.22 501044-10-1 KR 265.000 6,418.30 6,587.16 (168.86) 301.000 9,409.26 11,324.21 (1,914.95) 216.72 54.18 121.90 2.30% 1.90% 468.000 10,080.72 12,378.64 EFTA01570027 (2,297.92) 45.78 224.000 10,254.72 11,537.62 (1,282.90) 367.36 3.58% 64.31 102.000 6,559.62 7,275.16 (715.54) 358.000 9,418.98 14,048.52 (4,629.54) 14.32 0.15% 106.40 116.000 12,342.40 11,819.95 522.45 375.84 3.05% 250.000 7,340.00 8,321.78 (981.78) 90.00 1.23% 309.000 7,777.53 8,123.21 (345.68) 197.76 2.54% 5.56 944.000 5,248.64 10,148.85 (4,900.21) 37.76 0.72% 90.58 037411-10-5 APA 30.24 1,000.000 30,240.00 31,610.00 EFTA01570028 (1,370.00) 1,760.00 5.82% 95.000 8,605.10 11,403.30 (2,798.20) 57.00 0.66% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Page 5 of 77 EFTA01570029 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price US Large Cap Equity OCCIDENTAL PETROLEUM CORP PROSHARES ULTRASHORT S&P 500 PROSHARES TRUST QUALCOMM INC SCHLUMBERGER LTD TIME WARNER INC 674599-10-5 OXY 19.29 74347R-88-3 SDS 45.13 74347X-23-7 QID 54.70 747525-10-3 QCOM 68.31 806857-10-8 SLB 36.14 NEW 887317-30-3 TWX UNION PACIFIC CORP UNITED TECHNOLOGIES CORP WALT DISNEY CO WELLS FARGO & CO Total US Large Cap Equity 907818-10-8 UNP 73.09 913017-10-9 UTX 37.50 254687-10-6 DIS 27.56 949746-10-1 WFC $226,931.66 $284,989.42 ($67,684.96) $4,718.46 $351.47 2.08% 478.000 13,173.68 13,224.13 (50.45) 229.000 8,587.50 9,015.40 (427.90) 137.40 137.40 229.44 EFTA01570030 1.60% 1.74% 162.000 11,840.58 13,783.83 (1,943.25) 0.00 65.40 311.04 2.63% 290.000 10,480.60 10,196.64 283.96 113.000 7,719.03 9,524.04 (1,805.01) 113.00 28.25 272.60 1.46% 2.60% 176.000 9,627.20 N/A ** N/A 151.36 1.57% 200.000 9,026.00 26,203.50 (17,177.50) 1,000.000 19,289.00 44,809.50 (25,520.50) 93.70 144.000 13,492.80 13,653.98 (161.18) 264.96 66.24 1.96% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss EFTA01570031 Est. Annual Inc. Accrued Div. Yield Page 6 of 77 EFTA01570032 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 N01803-90-2 EUR ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 D03080-90-6 EUR ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 W10020-92-8 SEK AVIVA PLC ISIN GB0002162385 SEDOL 0216238 G2307K-92-2 GBP BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 072733-91-8 EUR CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 F13587-92-2 EUR CENTRICA ISIN GB00B033F229 SEDOL B033F22 15639K-90-4 GBP 4.50 1,556.000 6,995.79 7,922.75 (926.96) 31.34 217.000 6,801.61 11,437.04 (4,635.43) 63.87 163.000 10,410.64 13,056.92 (2,646.28) 4.67 6,000.000 28,048.39 38,037.94 ** N/A 21.59 442.000 9,542.40 EFTA01570033 10,669.62 (1,127.22) 95.32 77.000 7,339.58 10,206.94 (2,867.36) Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 1.48 3,000.000 4,440.00 18,129.32 (13,689.32) 48.50 149.000 7,226.33 9,781.64 (2,555.31) Page 7 of 77 EFTA01570034 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Non-US Equity CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL Bl5FWH7 172145-91-4 GBP COVIDIEN PLC NEW CREDIT SUISSE GROUP AG G2554F-11-3 COV 23.60 ISIN CH0012138530 SEDOL 7171589 H3698D-93-0 CHF DRAX GROUP PLC ISIN GBOOB1VNSX38 SEDOL BlVNSX3 G2904K-92-9 GBP ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 W26049-91-1 SEK GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 36827E-91-4 EUR JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 J27869-91-6 JPY JFE HOLDINGS INC ISIN JP3386030005 SEDOL 6543792 476990-91-6 JPY MARINE HARVEST ASA ISIN N00003054108 SEDOL B02L486 693045-91-6 NOK MARKS & SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 G5824M-92-5 GBP 4.83 4,350.000 21,024.64 26,287.24 (5,262.60) 412.31 Page 8 of 77 0.43 25,000.000 10,832.85 163,464.66 (152,631.81) 18.12 200.000 3,623.60 5,219.70 (1,596.10) EFTA01570035 4,704.96 2.000 9,409.93 8,930.02 479.91 27.42 289.000 7,923.49 9,914.97 (1,991.48) 10.27 793.000 8,143.65 10,052.84 (1,909.19) 8.47 5,300.000 44,890.17 39,607.69 5,282.48 230.000 5,428.40 8,916.46 (3,488.06) 45.01 236.000 10,622.36 11,860.03 (1,237.67) 212.40 2.00% 3.19 4,500.000 14,354.06 16,168.92 (1,814.86) Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01570036 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Non-US Equity MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JQDM8 G58512-91-7 GBP MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 J44497-92-3 JPY MITSUI & CO ISIN JP3893600001 SEDOL 6597302 J43787-91-0 JPY NISSAN MOTOR CO LTD ISIN JP3672400003 SEDOL 6642860 J57160-91-3 JPY PHILIPS ELECTRONICS N.V. ISIN NL0000009538 SEDOL 5986622 N6983Q-91-5 EUR PPR SA ISIN FR0000121485 SEDOL 5505072 F74953-93-0 EUR QBE INSURANCE GROUP LTD ISIN A0000000QBE9 SEDOL 6715740 Q78063-91-6 AUD RESEARCH IN MOTION LIMITED RIO TINTO PLC 760975-10-2 RIMM 48.57 ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 G8566X-91-9 GBP Page 9 of 77 1.63 23,800.000 38,910.93 48,596.10 (9,685.17) 191.000 9,276.03 12,954.00 (3,677.97) 14.50 800.000 11,600.00 69,825.00 (58,225.00) 13.28 400.000 EFTA01570037 5,310.54 7,237.30 (1,926.76) 143.64 38.000 5,458.33 N/A ** N/A 21.13 337.000 7,122.12 N/A ** N/A 328.10 3.55% 8.99 1,200.000 10,792.83 12,254.65 (1,461.82) 15.56 500.000 7,778.79 8,640.50 (861.71) 4.25 1,400.000 5,950.09 6,697.36 (747.27) Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 1.43 30,000.000 42,776.58 48,127.99 (5,351.41) 1,722.65 EFTA01570038 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Non-US Equity SANOFI ISIN FR0000120578 SEDOL 5671735 F5548N-91-1 EUR SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 F86921-91-7 EUR SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 824841-91-0 JPY SOLVAY SA ISIN BE0003470755 SEDOL 4821100 834437-91-5 EUR STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 G84228-92-6 GBP STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 X21349-90-1 EUR SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 Y82594-12-1 SHKP HKD UNILEVER PLC ISIN GBOOB1ORZP78 SEDOL B1ORZP7 904767-91-0 GBP 33.62 299.000 10,050.94 9,467.44 583.50 12.53 1,000.000 12,534.44 15,082.81 (2,548.37) 617.14 6.01 933.000 5,605.31 9,050.23 (3,444.92) 21.90 555.000 12,152.98 14,171.09 (2,018.11) EFTA01570039 82.64 77.000 6,363.30 8,750.42 (2,387.12) 18.39 400.000 7,356.38 7,325.88 30.50 52.81 164.000 8,660.63 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 73.67 156.000 11,492.52 11,779.77 (287.25) Page 10 of 77 EFTA01570040 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Non-US Equity VODAFONE GROUP PLC ISIN GBOOB16GWD56 SEDOL B16GWD5 92857W-92-8 GBP Total Non-US Equity $431,810.63 $691,495.92 ($270,936.82) 0.00 260.61 $540.50 $3,012.71 Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.52 2,500.000 63,800.00 $409,576.00 62,500.00 $422,578.96 1,300.00 ($13,002.96) 4,187.50 1,046.88 $31,227.50 $1,046.88 Concentrated & Other Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB 6.56% 7.63% 20.28 4,200.000 85,176.00 98,778.96 (13,602.96) 7,350.00 8.63% EFTA01570041 0.11% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 26.06 10,000.000 260,600.00 261,300.00 (700.00) 19,690.00 7.56% 34.25 1,000.000 34,250.00 50,000.00 (15,750.00) 2,375.00 6.93% Page 11 of 77 EFTA01570042 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Concentrated & Other Equity JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA Total Concentrated & Other Equity $193,953.50 $207,909.17 ($13,955.67) $14,225.00 $2,007.90 Unclassified DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 892352-91-5 ETFS METAL SECURITIES LTD ISIN JEO0B1VS3770 SEDOL BlVS377 131994-91-5 ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00BO0FV011 SEDOL BOOFV01 461278-91-3 GBP Total Unclassified $148,188.75 $147,224.59 ($18,518.64) $0.00 0.00% 185.55 105.000 19,482.80 N/A ** N/A 154.10 301.000 46,384.10 45,068.38 1,315.72 7.31% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 106.47 EFTA01570043 150,000.000 159,703.50 157,909.17 1,794.33 11,850.00 2,007.90 7.39% 40.00 2,058.000 82,321.85 102,156.21 (19,834.36) Page 12 of 77 EFTA01570044 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 48,724.00 Alternative Assets Detail Price Hard Assets BARC CALLABLE PALLDIUM CP NT 05/14/12 LNKD TO PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 05/03/2011 06738K-JA-0 ISHARES SILVER TRUST Total Hard Assets 46428Q-10-9 SLV $44,424.00 $64,010.03 26.94 1,000.000 26,940.00 44,010.03 87.42 20,000.000 17,484.00 20,000.00 Quantity Estimated Value Cost Ending Estimated Value 44,424.00 Change In Value (4,300.00) Current Allocation 1% Page 13 of 77 EFTA01570045 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Complementary Structured Strategies Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 1,001,899.23 867,469.29 50,229.21 624,354.50 603,783.14 134,377.50 $3,282,112.87 Ending Market Value 1,165,213.57 808,604.77 48,289.02 632,373.50 596,452.35 133,005.00 $3,383,938.21 Current Period Value 3,383,938.21 3,525,749.23 (141,811.02) 57,420.00 21,165.24 1.87% US Fixed Income Cash & Fixed Income as a percentage of your portfolio 67 % Change In Value 163,314.34 (58,864.52) (1,940.19) EFTA01570046 8,019.00 (7,330.79) (1,372.50) $101,825.34 Current Allocation 22% 16% 1% 13% 12% 3% 67% Cash Non-USD Short Term Complementary Structured Strategies Non-US Fixed Income Non-USD Cash Asset Categories Page 14 of 77 EFTA01570047 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years' 5-10 years' 10+ years' Total Value 1 SUMMARY BY TYPE Market Value 2,252,976.40 637,599.31 270,630.00 222,732.50 $3,383,938.21 % of Bond Portfolio 69% 18% 7% 6% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: A - Bonds purchased at a premium show amortization. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MM FD MORGAN Total Cash 1.00 1.00 1,165,212.57 1.00 1,165,212.57 1.00 $1,165,213.57 1,165,212.57 1.00 $1,165,213.57 $0.00 $349.56 $28.26 EFTA01570048 0.03% 349.56 28.26 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Complementary Structure Total Value Market Value 1,165,213.57 808,604.77 272,016.00 222,732.50 782,366.37 133,005.00 $3,383,938.21 % of Bond Portfolio 37% 23% 8% 6% 23% 3% 100% This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Page 15 of 77 EFTA01570049 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Non-USD Cash EURO PRINCIPAL CURRENCY POUND STERLING JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.7500% DATED 12/28/2011 MATURITY 01/04/2012 HELD BY LONDON TREASURY SERVICES JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/30/2011 MATURITY 01/09/2012 HELD BY LONDON TREASURY SERVICES JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/30/2011 MATURITY 01/09/2012 HELD BY LONDON TREASURY SERVICES JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.0000% DATED 12/30/2011 MATURITY 01/09/2012 HELD BY LONDON TREASURY SERVICES Total Non-USD Cash $808,604.77 $830,077.77 ($21,473.00) $2,918.06 $20.19 0.37% 16.76 592,152.66 99,222.12 102,960.95 (3,738.83) 0.02% 155.41 295,540.56 459,299.58 479,551.17 (20,251.59) 1,377.89 7.34 0.30% 98.21 115,033.54 112,971.80 112,641.59 330.21 745.61 4.06 0.66% EFTA01570050 1.30 1.55 16.76 1,535.46 18,773.51 632,257.29 1,993.26 29,175.89 105,942.12 1,982.97 29,294.52 103,646.57 10.29 (118.63) 2,295.55 794.56 8.79 0.81% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 16 of 77 EFTA01570051 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Non-USD Short Term INTL BK RECON & DEVELOP - BRL 8.75% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN XS0446421157 SEDOL B435Z93 459058-9B-1 NA /AAA BRL US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /AA2 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 06740P-VG-8 NA /AA3 91.75 150,000.00 137,625.00 150,000.00 (12,375.00) 3,750.00 739.50 4.11% 86.79 150,000.00 130,177.50 150,000.00 (19,822.50) 5,400.00 690.00 6.83% 91.41 50,000.00 45,703.50 45,394.50 309.00 326.39 45.50 EFTA01570052 2.75% 53.65 90,000.00 48,289.02 50,106.74 (1,817.72) 4,221.95 2,307.06 8.37% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 96.14 100,000.00 96,135.00 100,000.00 (3,865.00) 2,900.00 612.20 4.01% Page 17 of 77 EFTA01570053 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price US Fixed Income A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $632,373.50 $664,942.95 $665,361.50 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 GBP JPM MANAGED RESERVES C 051398-91-5 GBP 10,018.32 7.54 75,488.03 79,003.04 (3,515.01) 177.28 187.90 33,309.84 39,293.00 (5,983.16) ($32,569.45) $22,376.39 $5,753.75 4.54% 109.06 50,000.00 54,531.00 53,943.70 EFTA01570054 54,040.00 587.30 2,500.00 1,152.75 4.33% 112.13 100,000.00 112,127.00 110,277.14 110,503.00 1,849.86 5,000.00 1,888.80 4.01% 112.15 50,000.00 56,074.50 55,327.61 55,424.00 746.89 2,500.00 625.00 3.91% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 18 of 77 EFTA01570055 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Non-US Fixed Income ISHARES BARCLAYS CAPITAL ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 GBP KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN XS0513770957 SEDOL B4YWHCO 45818W-9K-4 AAA /AAA IDR Total Non-US Fixed Income $596,452.35 $665,408.20 ($68,955.85) $23,429.04 $13,055.98 4.61% 0.01 1,300,000,000.00 141,934.00 150,112.11 (8,178.11) 9,318.99 5,372.25 7.01% 1.75 6,700,000.00 117,194.79 143,232.17 (26,037.38) 3,784.95 2,916.18 6.51% 53.23 200,000.00 106,454.52 135,555.56 EFTA01570056 (29,101.04) 10,325.10 4,767.55 9.29% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 21.08 5,790.00 122,071.17 118,212.32 3,858.85 Page 19 of 77 EFTA01570057 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Price Complementary Structured Strategies MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 61745E-6Q-9 A- /A2 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 88.67 150,000.00 133,005.00 150,000.00 (16,995.00) 4,125.00 Page 20 of 77 EFTA01570058 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Other Summary Asset Categories Balanced Beginning Estimated Value 84,786.97 Ending Estimated Value 83,641.54 Change In Value (1,145.43) Current Allocation 2% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Other Detail Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IEOOB3BMD843 SEDOL B3BMD84 695421-91-7 GBP 19.18 12/29/11 4,361.513 83,641.54 90,364.18 (6,722.64) Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Period Value 83,641.54 90,364.18 (6,722.64) Page 21 of 77 EFTA01570059 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Withdrawals Interest Purchased Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 147,636.75 (5,000.00) $142,636.75 $1,165,212.57 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 723,815.88 (376,487.00) $347,328.88 -$0.00 $0.00 $0.00 -$0.00 1,268.91 1,795.08 109,939.36 $113,003.35 59,841.09 673,223.39 179,647.71 $912,712.19 (150,000.00) (2,597.22) (144,773.93) ($297,371.15) $0.00 $0.00 Period EFTA01570060 Value 909,572.47 Year-To-Date Value* -INCOME Current Period Value 0.00 Year-To-Date Value* -$0.00 $0.00 Page 22 of 77 EFTA01570061 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - U S Dollar Current Cost Adjustments Amortization Cost Adjustments Total Cost Adjustments Period Value 398,110.30 $398,110.30 * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/1 12/1 12/1 12/2 12/2 12/5 Interest Income Div Domest Div Domest Div Domest Spot FX Spot FX Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $802,578.42 AS OF 12/01/11 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) KROGER CO @ 0.115 PER SHARE (ID: 501044-10-1) CAPITAL ONE FINANCIAL CORP @ 0.05 PER SHARE (ID: 14040H-10-5) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL TRY EXCHANGE RATE 1.829900000 DEAL 12/01/11 VALUE 12/02/11 (ID: OTRYPR-AA-5) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CHF EXCHANGE RATE .916000000 DEAL 12/01/11 VALUE 12/05/11 (ID: OCHFPR-AA-4) Page 23 of 77 (5,466.950) (5,926.23) 5,968.29 (19,500.000) (11,816.03) 10,656.32 1,000.000 EFTA01570062 265.000 114.000 0.594 0.115 0.05 593.75 30.48 5.70 Quantity Cost Per Unit Amount PRINCIPAL Amount 19.79 INCOME Amount Year-To-Date Value* (17.50) 1,287,789.34 $1,287,771.84 EFTA01570063 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/5 12/5 12/6 12/6 12/7 12/12 12/12 12/14 12/15 12/15 12/20 12/20 12/21 Spot FX Spot FX Spot FX Spot FX Spot FX Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.346000000 DEAL 12/01/11 VALUE 12/05/11 (ID: OEURPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NOK EXCHANGE RATE 5.810500000 DEAL 12/01/11 VALUE 12/05/11 (ID: ONOKPR-AA-1) LINKED CURRENCY TRANSACTION - SELL BUY USD SELL CHF EXCHANGE RATE .922000000 DEAL 12/01/11 VALUE 12/06/11 (ID: OCHFPR-CV-6) LINKED CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.337800000 DEAL 12/01/11 VALUE 12/06/11 (ID: OEURPR-CV-1) LINKED CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.344000000 DEAL 12/02/11 VALUE 12/07/11 (ID: OEURPR-CV-1) CHEVRON CORP @ 0.81 PER SHARE (ID: 166764-10-0) UNITED TECHNOLOGIES CORP @ 0.48 PER SHARE (ID: 913017-10-9) E I DU PONT DE NEMOURS & CO @ 0.41 PER SHARE EFTA01570064 (ID: 263534-10-9) TIME WARNER INC NEW @ 0.235 PER SHARE (ID: 887317-30-3) COCA-COLA CO @ 0.47 PER SHARE (ID: 191216-10-0) DOMINION RESOURCES INC VA @ 0.4925 PER SHARE (ID: 25746U-10-9) BROADCOM CORP CL A @ 0.09 PER SHARE AS OF 12/19/11 (ID: 111320-10-7) QUALCOMM INC @ 0.215 PER SHARE (ID: 747525-10-3) 250.000 176.000 0.09 0.215 22.50 37.84 Page 24 of 77 224.000 290.000 204.000 182.000 0.41 0.235 0.47 0.493 91.84 68.15 95.88 89.64 116.000 162.000 0.81 0.48 93.96 77.76 (7,000.610) (9,408.82) 9,408.82 (9,405.430) (12,582.58) 12,582.58 (9,582.880) (10,393.58) 10,393.58 (14,769.570) (2,548.93) 2,541.88 Quantity Cost Per Unit Amount (43,378.820) EFTA01570065 (58,474.53) PRINCIPAL Amount 58,387.89 INCOME Amount EFTA01570066 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/21 12/23 12/30 Div Domest Div Domest Misc Credit Description UNITEDHEALTH GROUP INC @ 0.1625 PER SHARE (ID: 91324P-10-2) BANK OF AMERICA CORP @ 0.01 PER SHARE (ID: 060505-10-4) BOOK TRANSFER CREDIT B/0: JP MORGAN INT'L BANK LTD-BRUSSBRUSSELS BELGIUM B-121-0 ORG:/BE64945944120100 GHISLAINE MAXWELL 44 KINNERTON STREOGB: JP MORGAN INT'L BANK LTD-BRUSSJPM INTERNATIONAL BANK BRUSSELS REF: PMT FROM JPMORGAN/CHGS/USD0d0CMT/USD1671,5 TRN: 2155200364FS 12/30 Misc Credit BOOK TRANSFER CREDIT B/0: JP MORGAN INT'L BANK LTD-BRUSSBRUSSELS BELGIUM B-121-0 ORG:/BE88945944125100 GHISLAINE MAXWELL 44 KINNERTON STREOGB: JP MORGAN INT'L BANK LTD-BRUSSJPM INTERNATIONAL BANK BRUSSELS REF: PMT FROM JPMORGAN/CHGS/USD0d0CMT/USD123,57 TRN: 2155100364FS Total Inflows & Outflows $113,003.35 123.57 Quantity Cost Per Unit Amount 198.000 944.000 0.163 0.01 PRINCIPAL Amount 32.18 9.44 1,671.51 INCOME Amount Page 25 of 77 EFTA01570067 EFTA01570068 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 TRADE ACTIVITY Note: Trade Date Settle Date 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss * Settled transaction was initiated in prior statement period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost ACCENTURE PLC-CL A @ 55.12 6,779.76 BROKERAGE 7.38 TAX &/OR SEC .14 J.P. MORGAN SECURITIES LLC (ID: G1151C-10-1) ACE LTD NEW @ 65.92048 7,449.01 BROKERAGE 6.78 TAX &/OR SEC .15 J.P. MORGAN SECURITIES LLC (ID: H0023R-10-5) EFTA01570069 AUTOZONE INC @ 320.00 7,040.00 BROKERAGE 1.32 TAX &/OR SEC .14 J.P. MORGAN SECURITIES LLC (ID: 053332-10-2) COMCAST CORP CL A @ 21.72008 7,819.23 BROKERAGE 21.60 TAX &/OR SEC .16 J.P. MORGAN SECURITIES LLC (ID: 20030N-10-1) NIKE INC B @ 94.79 10,995.64 BROKERAGE 6.96 TAX &/OR SEC .22 J.P. MORGAN SECURITIES LLC (ID: 654106-10-3) ORACLE CORP @ 29.78031 7,057.93 BROKERAGE 14.22 TAX &/OR SEC .14 J.P. MORGAN SECURITIES LLC (ID: 68389X-10-5) ENTRY REVERSED ON 12/02/2011 RESEARCH IN MOTION LIMITED @ 16.40 6,560.00 BROKERAGE 100.00 TAX &/OR SEC .13 J.P. MORGAN SECURITIES LLC (ID: 760975-10-2) VERIZON COMMUNICATIONS INC @ 36.29 10,270.07 BROKERAGE 16.98 TAX &/OR SEC .20 J.P. MORGAN SECURITIES LLC (ID: 92343V-10-4) (283.000) 36.229 10,252.89 (10,202.25) 50.64 S* (400.000) 16.15 6,459.87 (46,102.00) (39,642.13) L * (237.000) 29.72 7,043.57 (6,244.73) 798.84 S* (116.000) 94.728 10,988.46 (9,909.91) 1,078.55 S* (360.000) 21.66 7,797.47 (7,646.91) 150.56 S* (22.000) 319.934 7,038.54 (6,296.62) 741.92 S* (113.000) 65.859 EFTA01570070 7,442.08 (6,879.96) 562.12 S* Quantity (123.000) Per Unit Amount 55.059 Proceeds 6,772.24 Tax Cost (6,850.67) Realized Gain/Loss (78.43) S* Page 26 of 77 EFTA01570071 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Trade Date Settle Date 11/29 12/2 11/28 12/2 11/28 12/2 11/30 12/5 11/30 12/5 12/1 12/6 12/1 12/6 12/16 12/21 12/23 12/29 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost HUMANA INC @ 86.45 5,446.35 BROKERAGE 3.78 TAX &/OR SEC .11 J.P. MORGAN SECURITIES LLC (ID: 444859-10-2) TO REVERSE ENTRY OF 12/01/2011 RESEARCH IN MOTION LIMITED @ 16.40 6,560.00 BROKERAGE 100.00 TAX &/OR SEC .13 J.P. MORGAN SECURITIES LLC AS OF 12/01/11 (ID: 760975-10-2) RESEARCH IN MOTION LIMITED @ 16.40 6,560.00 EFTA01570072 BROKERAGE 24.00 TAX &/OR SEC .13 J.P. MORGAN SECURITIES LLC (ID: 760975-10-2) DOMINION RESOURCES INC VA @ 51.58 9,387.56 BROKERAGE 10.92 TAX &/OR SEC .19 J.P. MORGAN SECURITIES LLC (ID: 25746U-10-9) RESEARCH IN MOTION LIMITED @ 18.00 7,200.00 BROKERAGE 24.00 TAX &/OR SEC .14 J.P. MORGAN SECURITIES LLC (ID: 760975-10-2) CAPITAL ONE FINANCIAL CORP @ 44.69 5,094.66 BROKERAGE 6.84 TAX &/OR SEC .10 J.P. MORGAN SECURITIES LLC (ID: 14040H-10-5) COCA-COLA CO @ 67.42104 13,753.89 BROKERAGE 12.24 TAX &/OR SEC .27 J.P. MORGAN SECURITIES LLC (ID: 191216-10-0) ZYNGA INC @ 11.00 5,500.00 BROKERAGE 30.00 TAX &/OR SEC .11 J.P. MORGAN SECURITIES LLC (ID: 98986T-10-8) EXXON MOBIL CORP @ 84.29 16,015.10 BROKERAGE 11.40 TAX &/OR SEC .31 J.P. MORGAN SECURITIES LLC (ID: 30231G-10-2) (190.000) 84.228 16,003.39 (15,157.50) 845.89 S (500.000) 10.94 5,469.89 (5,000.00) 469.89 S (204.000) 67.36 13,741.38 (13,662.10) 79.28 S (114.000) 44.629 5,087.72 (5,083.61) 4.11 S (400.000) 17.94 7,175.86 (44,361.72) (37,185.86) L * (182.000) 51.519 9,376.45 (9,208.53) 167.92 S* (400.000) EFTA01570073 16.34 6,535.87 (46,102.00) (39,566.13) L * 400.000 16.15 (6,459.87) 46,102.00 39,642.13 L * Quantity (63.000) Per Unit Amount 86.388 Proceeds 5,442.46 Tax Cost (4,831.82) Realized Gain/Loss 610.64 S* Page 27 of 77 EFTA01570074 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Trade Date Settle Date 12/23 12/29 12/23 12/29 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost UNION PACIFIC CORP @ 104.58 11,399.22 BROKERAGE 6.54 TAX &/OR SEC .22 J.P. MORGAN SECURITIES LLC (ID: 907818-10-8) UNITEDHEALTH GROUP INC @ 50.95 10,088.10 BROKERAGE 11.88 TAX &/OR SEC .20 J.P. MORGAN SECURITIES LLC (ID: 91324P-10-2) Total Settled Sales/Maturities/Redemptions $147,636.75 ($218,399.42) ($76,751.99) L $5,989.32 S (198.000) 50.889 10,076.02 (9,955.32) 120.70 S Quantity (109.000) Per Unit Amount 104.518 Proceeds 11,392.46 Tax Cost (11,005.77) Realized Gain/Loss 386.69 S Trade Date Settle Date Type Description Settled Securities Purchased 12/15 Purchase 12/21 EFTA01570075 ZYNGA INC @ 10.00 J.P. MORGAN SECURITIES LLC (ID: 98986T-10-8) COST ADJUSTMENTS Settle Date 12/2 12/2 12/2 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Description COVIDIEN PLC NEW COST BASIS ADJUSTMENT (ID: G2554F-11-3) APACHE CORP COST BASIS ADJUSTMENT (ID: 037411-10-5) BB & T CORP COST BASIS ADJUSTMENT (ID: 054937-10-7) Quantity 236.000 95.000 309.000 Cost Basis Adjustments 7,312.64 7,020.39 5,001.85 Page 28 of 77 Quantity 500.000 Per Unit Amount 10.00 Market Cost (5,000.00) EFTA01570076 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS Settle Date 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description BANK OF AMERICA CORP COST BASIS ADJUSTMENT (ID: 060505-10-4) BROADCOM CORP CL A COST BASIS ADJUSTMENT (ID: 111320-10-7) ETFS METAL SECURITIES LTD ISIN JE00B1VS3770 SEDOL BlVS377 COST BASIS ADJUSTMENT (ID: 131994-91-5) CAPITAL ONE FINANCIAL CORP COST BASIS ADJUSTMENT (ID: 14040H-10-5) CHEVRON CORP COST BASIS ADJUSTMENT (ID: 166764-10-0) CITIGROUP INC NEW COST BASIS ADJUSTMENT (ID: 172967-42-4) COCA-COLA CO COST BASIS ADJUSTMENT (ID: 191216-10-0) COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A COST BASIS ADJUSTMENT (ID: 192446-10-2) WALT DISNEY CO COST BASIS ADJUSTMENT (ID: 254687-10-6) EFTA01570077 DOMINION RESOURCES INC VA COST BASIS ADJUSTMENT (ID: 25746U-10-9) E I DU PONT DE NEMOURS & CO COST BASIS ADJUSTMENT (ID: 263534-10-9) E M C CORP MASS COST BASIS ADJUSTMENT (ID: 268648-10-2) EXXON MOBIL CORP COST BASIS ADJUSTMENT (ID: 30231G-10-2) 114.000 116.000 358.000 204.000 102.000 229.000 182.000 224.000 468.000 190.000 3,099.10 7,277.25 8,649.95 8,411.11 4,478.83 5,551.42 5,908.07 7,103.62 7,621.18 9,332.92 Quantity 944.000 250.000 301.000 Cost Basis Adjustments 6,249.36 5,122.53 27,595.53 Page 29 of 77 EFTA01570078 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS Settle Date 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/15 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description HUMANA INC COST BASIS ADJUSTMENT (ID: 444859-10-2) JOHNSON CONTROLS INC COST BASIS ADJUSTMENT (ID: 478366-10-7) KROGER CO COST BASIS ADJUSTMENT (ID: 501044-10-1) OCCIDENTAL PETROLEUM CORP COST BASIS ADJUSTMENT (ID: 674599-10-5) SCHLUMBERGER LTD COST BASIS ADJUSTMENT (ID: 806857-10-8) TIME WARNER INC NEW COST BASIS ADJUSTMENT (ID: 887317-30-3) DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 COST BASIS ADJUSTMENT (ID: 892352-91-5) UNION PACIFIC CORP COST BASIS ADJUSTMENT (ID: 907818-10-8) UNITED TECHNOLOGIES CORP COST BASIS ADJUSTMENT (ID: 913017-10-9) UNITEDHEALTH GROUP INC COST BASIS ADJUSTMENT EFTA01570079 (ID: 91324P-10-2) WELLS FARGO & CO COST BASIS ADJUSTMENT (ID: 949746-10-1) COVIDIEN PLC NEW COST BASIS ADJUSTMENT (ID: G2554F-11-3) APACHE CORP COST BASIS ADJUSTMENT (ID: 037411-10-5) Quantity 63.000 301.000 265.000 144.000 113.000 290.000 2,058.000 109.000 162.000 198.000 478.000 236.000 95.000 Cost Basis Adjustments 3,122.39 6,972.47 4,056.15 8,419.45 5,863.95 6,278.13 62,935.57 6,775.95 8,486.80 6,129.00 8,141.50 4,547.39 4,382.91 Page 30 of 77 EFTA01570080 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS Settle Date 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description BB & T CORP COST BASIS ADJUSTMENT (ID: 054937-10-7) BANK OF AMERICA CORP COST BASIS ADJUSTMENT (ID: 060505-10-4) BROADCOM CORP CL A COST BASIS ADJUSTMENT (ID: 111320-10-7) ETFS METAL SECURITIES LTD ISIN JE00B1VS3770 SEDOL BlVS377 COST BASIS ADJUSTMENT (ID: 131994-91-5) CHEVRON CORP COST BASIS ADJUSTMENT (ID: 166764-10-0) CITIGROUP INC NEW COST BASIS ADJUSTMENT (ID: 172967-42-4) COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A COST BASIS ADJUSTMENT (ID: 192446-10-2) WALT DISNEY CO COST BASIS ADJUSTMENT (ID: 254687-10-6) E I DU PONT DE NEMOURS & CO COST BASIS ADJUSTMENT (ID: 263534-10-9) EFTA01570081 E M C CORP MASS COST BASIS ADJUSTMENT (ID: 268648-10-2) EXXON MOBIL CORP COST BASIS ADJUSTMENT (ID: 30231G-10-2) JOHNSON CONTROLS INC COST BASIS ADJUSTMENT (ID: 478366-10-7) KROGER CO COST BASIS ADJUSTMENT (ID: 501044-10-1) 116.000 358.000 102.000 229.000 224.000 468.000 190.000 301.000 265.000 3,000.12 5,398.57 2,796.33 3,463.98 4,434.00 4,757.46 5,824.58 4,351.74 2,531.01 Quantity 309.000 944.000 250.000 301.000 Cost Basis Adjustments 3,121.36 3,899.49 3,199.25 17,472.85 Page 31 of 77 EFTA01570082 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS Settle Date 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/23 12/23 12/23 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Total Cost Adjustments Description OCCIDENTAL PETROLEUM CORP COST BASIS ADJUSTMENT (ID: 674599-10-5) SCHLUMBERGER LTD COST BASIS ADJUSTMENT (ID: 806857-10-8) TIME WARNER INC NEW COST BASIS ADJUSTMENT (ID: 887317-30-3) DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 COST BASIS ADJUSTMENT (ID: 892352-91-5) UNION PACIFIC CORP COST BASIS ADJUSTMENT (ID: 907818-10-8) UNITED TECHNOLOGIES CORP COST BASIS ADJUSTMENT (ID: 913017-10-9) UNITEDHEALTH GROUP INC COST BASIS ADJUSTMENT (ID: 91324P-10-2) WELLS FARGO & CO COST BASIS ADJUSTMENT (ID: 949746-10-1) CHEVRON CORP COST BASIS ADJUSTMENT (ID: 166764-10-0) TIME WARNER INC NEW COST BASIS ADJUSTMENT (ID: 887317-30-3) TIME WARNER INC NEW COST BASIS ADJUSTMENT (ID: 887317-30-3) EFTA01570083 Quantity 144.000 113.000 290.000 2,058.000 109.000 162.000 198.000 478.000 116.000 290.000 290.000 Cost Basis Adjustments 5,234.53 3,660.09 2,730.84 39,220.64 4,229.82 5,297.03 3,826.32 5,082.63 1,542.58 1,325.56 (137.89) $398,110.30 Page 32 of 77 EFTA01570084 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 33 of 77 EFTA01570085 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Australia Dollar US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 7,237.30 $7,237.30 * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Australia Dollar COST ADJUSTMENTS - Australia Dollar Cost Basis Settle Date 12/2 12/13 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Total Cost Adjustments (USD) Description QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 COST BASIS ADJUSTMENT (ID: Q78063-91-6) QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 COST BASIS ADJUSTMENT (ID: Q78063-91-6) QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 COST BASIS ADJUSTMENT (ID: Q78063-91-6) Quantity 400.000 400.000 400.000 Adjustments USD Local Value 4,747.92 4,460.19 (4,747.92) (4,460.19) 7,237.30 6,798.62 $7,237.30 Year-To-Date Value* 7,237.30 $7,237.30 Local Value Current Period Value EFTA01570086 6,798.62 6,798.62 Year-To-Date Value* 6,798.62 6,798.62 Page 34 of 77 EFTA01570087 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position $0.00 -51,742.94 (112,433.39) ($60,690.45) -0.00 0.00 50,731.37 (114,820.48) (64,089.11) -Period Value Beginning Cash Balance -72.16 $72.16 (72.16) ($72.16) Year-To-Date Value* -208.20 $208.20 (208.20) ($208.20) Local Value Current Period Value 0.00 73.79 73.79 (73.79) EFTA01570088 (73.79) Year-To-Date Value* -213.06 213.06 (213.06) (213.06) Page 35 of 77 EFTA01570089 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Canadian Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/2 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526E9-9J-8) 12/2 12/2 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526E9-9J-8) (14.750) (114,959.750) (14.50) (14.75) Quantity 114,959.750 Amount USD Local Value PRINCIPAL Amount USD Local Value 14.50 14.75 INCOME Amount USD Local Value Currency EFTA01570090 Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 36 of 77 EFTA01570091 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/2 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252639-9K-0) 12/9 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526J9-9K-0) 12/9 12/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 12/9 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526J9-9K-0) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526N9-9A-7) 12/16 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526N9-9A-7) 12/16 12/16 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526N9-9A-7) EFTA01570092 (14.760) (114,989.260) (14.25) (14.76) 114,989.260 14.25 14.76 114,989.260 (14.760) (114,974.500) (14.52) (14.76) 114,974.500 14.52 14.76 Quantity 114,974.500 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 37 of 77 EFTA01570093 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/16 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526R9-9K-1) 12/23 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526R9-9K-1) 12/23 12/23 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 12/23 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526R9-9K-1) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526U9-9U-5) 12/30 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526U9-9U-5) 12/30 12/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526U9-9U-5) EFTA01570094 (14.760) (115,018.780) (14.45) (14.76) 115,018.780 14.45 14.76 115,018.780 (14.760) (115,004.020) (14.44) (14.76) 115,004.020 14.44 14.76 Quantity 115,004.020 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 38 of 77 EFTA01570095 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/30 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 12/30/2011 MATURITY 01/09/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526X9-9Q-1) Total Inflows & Outflows $0.00 Quantity 115,033.540 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 39 of 77 EFTA01570096 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Euro PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Tax Payments Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position (80,379.29) ($80,379.29) 38,183.36 $38,183.36 -Period Value Beginning Cash Balance INFLOWS -Year-To-Date Value* -105.77 1,982.97 $1,982.97 44,187.10 $44,292.87 (27.33) (80,379.29) ($80,406.62) 38,183.36 $38,183.36 -(59,784.86) (59,784.86) 28,533.49 28,533.49 1,535.46 1,535.46 1,535.46 Local Value Current EFTA01570097 Period Value 31,251.37 Year-To-Date Value* -78.54 32,728.49 32,807.03 (20.20) (59,784.86) (59,805.06) 28,533.49 28,533.49 -Page 40 of 77 EFTA01570098 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary Euro INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 119,201.43 $119,201.43 * Year to date information is calculated on a calendar year basis. Year-To-Date Value* 119,201.43 $119,201.43 Local Value Current Period Value 83,744.43 83,744.43 Year-To-Date Value* 83,744.43 83,744.43 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 41 of 77 EFTA01570099 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Detail - Euro INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/5 12/6 12/7 12/30 12/30 12/30 Spot FX Spot FX Spot FX Misc Receipt Misc Receipt Misc Receipt Total Inflows & Outflows Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.346000000 DEAL 12/01/11 VALUE 12/05/11 (ID: OEURPR-AA-9) LINKED CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.337800000 DEAL 12/01/11 VALUE 12/06/11 (ID: OEURPR-CV-1) LINKED CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.344000000 DEAL 12/02/11 VALUE 12/07/11 (ID: OEURPR-CV-1) REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) 183.210 191.670 1,160.580 236.61 183.21 247.53 191.67 1,498.83 1,160.58 ($78,396.32) ($86.64) 9,408.820 (9,408.82) (7,000.61) 12,582.580 EFTA01570100 (12,582.58) (9,405.43) Quantity 58,387.890 Amount USD Local Value PRINCIPAL Amount USD Local Value (58,387.89) (43,378.82) INCOME Amount USD Local Value Currency Gain/Loss USD (86.64) Page 42 of 77 EFTA01570101 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 TRADE ACTIVITY - Euro Note: S Trade Date Settle Date 11/29 12/2 12/1 12/6 12/2 12/7 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost ROYAL DUTCH SHELL PLC -A ISIN GB00603MLX29 SEDOL 609COL4 (ID: 780259-99-0) SODEXHO ISIN FR0000121220/SEDOL 7062713 (ID: F84941-91-7) PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 (ID: F72027-91-9) Total Settled Sales/Maturities/Redemptions (USD) Quantity (488.000) (175.000) (102.000) indicates Short Term Realized Gain/Loss Settled transaction was initiated in prior statement period and settled in current statement period Per Unit Amount USD Local Value 33.18 24.926 71.90 53.88 92.243 68.84 Proceeds USD Local Value 16,191.96 12,127.45 12,582.58 EFTA01570102 9,405.43 9,408.82 7,000.61 $38,183.36 Tax Cost USD Realized Local Value Gain/Loss USD (17,106.81) (12,001.73) (13,108.20) (9,196.30) (9,920.61) (6,959.98) ($40,135.62) (914.85) S* (525.62) S (511.79) S ($1,952.26) S COST ADJUSTMENTS - Euro Cost Basis Settle Date 12/2 12/2 12/2 12/2 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 COST BASIS ADJUSTMENT (ID: D03080-90-6) CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 COST BASIS ADJUSTMENT (ID: F13587-92-2) SANOFI ISIN FR0000120578 SEDOL 5671735 COST BASIS ADJUSTMENT (ID: F5548N-91-1) PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 COST BASIS ADJUSTMENT (ID: F72027-91-9) Quantity 77.000 217.000 156.000 102.000 Adjustments USD Local Value 8,959.03 6,285.03 10,039.69 7,042.98 10,332.63 EFTA01570103 7,252.78 8,706.77 6,108.13 Page 43 of 77 EFTA01570104 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Euro Cost Basis Settle Date 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/13 12/13 12/13 12/13 12/13 12/13 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description SODEXHO ISIN FR0000121220/SEDOL 7062713 COST BASIS ADJUSTMENT (ID: F84941-91-7) AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 COST BASIS ADJUSTMENT (ID: N01803-90-2) STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 COST BASIS ADJUSTMENT (ID: X21349-90-1) BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 COST BASIS ADJUSTMENT (ID: 072733-91-8) GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 COST BASIS ADJUSTMENT (ID: 36827E-91-4) ROYAL DUTCH SHELL PLC -A ISIN GBOOB03MLX29 SEDOL B09CBL4 COST BASIS ADJUSTMENT (ID: 780259-99-0) SOLVAY SA ISIN BE0003470755 SEDOL 4821100 COST BASIS ADJUSTMENT (ID: 834437-91-5) ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 COST BASIS ADJUSTMENT (ID: D03080-90-6) CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 EFTA01570105 COST BASIS ADJUSTMENT (ID: F13587-92-2) SANOFI ISIN FR0000120578 SEDOL 5671735 COST BASIS ADJUSTMENT (ID: F5548N-91-1) AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 COST BASIS ADJUSTMENT (ID: N01803-90-2) STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 COST BASIS ADJUSTMENT (ID: X21349-90-1) BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 COST BASIS ADJUSTMENT (ID: 072733-91-8) 77.000 77.000 217.000 156.000 149.000 933.000 163.000 7,681.17 5,486.45 (8,959.03) (6,285.03) (10,039.69) (7,042.98) (10,332.63) (7,252.78) (8,575.31) (6,023.16) (7,952.65) (5,573.64) (11,460.81) (8,039.46) Page 44 of 77 Quantity 175.000 149.000 933.000 163.000 289.000 488.000 Adjustments USD Local Value 11,504.21 8,070.65 8,575.31 6,023.16 7,952.65 5,573.64 11,460.81 8,039.46 8,701.98 6,105.33 15,012.52 EFTA01570106 10,531.99 EFTA01570107 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Euro Cost Basis Settle Date 12/13 12/13 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Total Cost Adjustments (USD) Description GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 COST BASIS ADJUSTMENT (ID: 36827E-91-4) SOLVAY SA ISIN BE0003470755 SEDOL 4821100 COST BASIS ADJUSTMENT (ID: 834437-91-5) ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 COST BASIS ADJUSTMENT (ID: D03080-90-6) CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 COST BASIS ADJUSTMENT (ID: F13587-92-2) SANOFI ISIN FR0000120578 SEDOL 5671735 COST BASIS ADJUSTMENT (ID: F5548N-91-1) AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 COST BASIS ADJUSTMENT (ID: N01803-90-2) STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 COST BASIS ADJUSTMENT (ID: X21349-90-1) BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 COST BASIS ADJUSTMENT (ID: 072733-91-8) GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 COST BASIS ADJUSTMENT (ID: 36827E-91-4) SOLVAY SA ISIN BE0003470755 SEDOL 4821100 COST BASIS ADJUSTMENT (ID: 834437-91-5) Quantity 289.000 77.000 EFTA01570108 77.000 217.000 156.000 149.000 933.000 163.000 289.000 77.000 Adjustments USD Local Value (8,701.98) (6,105.33) (7,681.17) (5,486.45) 10,206.94 7,160.78 11,437.04 8,023.57 11,779.77 8,268.90 9,781.64 6,870.72 9,050.23 6,343.18 13,056.92 9,159.47 9,914.97 6,956.66 8,750.42 6,250.38 $119,201.43 Page 45 of 77 EFTA01570109 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Hong Kong Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 46 of 77 EFTA01570110 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Hong Kong Dollar US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 15,082.81 $15,082.81 * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Hong Kong Dollar COST ADJUSTMENTS - Hong Kong Dollar Cost Basis Settle Date 12/2 12/13 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Total Cost Adjustments (USD) Description SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 COST BASIS ADJUSTMENT (ID: Y82594-12-1) SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 COST BASIS ADJUSTMENT (ID: Y82594-12-1) SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 COST BASIS ADJUSTMENT (ID: Y82594-12-1) Quantity 1,000.000 1,000.000 1,000.000 Adjustments USD Local Value 1,178.43 9,190.95 (1,178.43) (9,190.95) 15,082.81 117,635.35 $15,082.81 Year-To-Date Value* 15,082.81 $15,082.81 Local Value Current Period Value EFTA01570111 117,635.35 117,635.35 Year-To-Date Value* 117,635.35 117,635.35 Page 47 of 77 EFTA01570112 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Japanese Yen PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 48 of 77 EFTA01570113 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Japanese Yen US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 49,068.11 $49,068.11 * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Japanese Yen COST ADJUSTMENTS - Japanese Yen Cost Basis Settle Date 12/2 12/2 12/2 12/2 12/2 12/2 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 COST BASIS ADJUSTMENT (ID: J27869-91-6) MITSUI & CO ISIN JP3893600001 SEDOL 6597302 COST BASIS ADJUSTMENT (ID: J43787-91-0) MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 COST BASIS ADJUSTMENT (ID: J44497-92-3) NISSAN MOTOR CO LTD ISIN J193672400003 SEDOL 6642860 COST BASIS ADJUSTMENT (ID: J57160-91-3) JFE HOLDINGS INC ISIN J193386030005 SEDOL 6543792 COST BASIS ADJUSTMENT (ID: 476990-91-6) SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 COST BASIS ADJUSTMENT (ID: 824841-91-0) Page 49 of 77 1,200.000 200.000 400.000 95.26 7,550.13 40.89 EFTA01570114 3,207.24 57.39 4,501.40 Quantity 2.000 500.000 1,400.000 Adjustments USD Local Value 71.70 5,505.39 66.92 5,314.89 52.01 4,123.21 Year-To-Date Value* 49,068.11 $49,068.11 Local Value Current Period Value 3,859,330.84 3,859,330.84 Year-To-Date Value* 3,859,330.84 3,859,330.84 EFTA01570115 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Japanese Yen Cost Basis Settle Date 12/13 12/13 12/13 12/13 12/13 12/13 12/15 12/15 12/15 12/15 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 COST BASIS ADJUSTMENT (ID: J27869-91-6) MITSUI & CO ISIN JP3893600001 SEDOL 6597302 COST BASIS ADJUSTMENT (ID: J43787-91-0) MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 COST BASIS ADJUSTMENT (ID: J44497-92-3) NISSAN MOTOR CO LTD ISIN JP3672400003 SEDOL 6642860 COST BASIS ADJUSTMENT (ID: J57160-91-3) JFE HOLDINGS INC ISIN J193386030005 SEDOL 6543792 COST BASIS ADJUSTMENT (ID: 476990-91-6) SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 COST BASIS ADJUSTMENT (ID: 824841-91-0) JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 COST BASIS ADJUSTMENT (ID: J27869-91-6) MITSUI & CO ISIN JP3893600001 SEDOL 6597302 COST BASIS ADJUSTMENT (ID: J43787-91-0) MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 COST BASIS ADJUSTMENT (ID: J44497-92-3) NISSAN MOTOR CO LTD ISIN JP3672400003 SEDOL EFTA01570116 6642860 COST BASIS ADJUSTMENT (ID: J57160-91-3) JFE HOLDINGS INC ISIN J193386030005 SEDOL 6543792 COST BASIS ADJUSTMENT (ID: 476990-91-6) 1,200.000 200.000 12,254.65 971,746.90 5,219.70 409,479.56 2.000 500.000 1,400.000 8,930.02 685,646.76 8,640.50 686,606.37 6,697.36 531,138.47 1,200.000 200.000 400.000 (95.26) (7,550.13) (40.89) (3,207.24) (57.39) (4,501.40) Quantity 2.000 500.000 1,400.000 Adjustments USD Local Value (71.70) (5,505.39) (66.92) (5,314.89) (52.01) (4,123.21) Page 50 of 77 EFTA01570117 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Japanese Yen Cost Basis Settle Date 12/15 Type Cost Basis Adj Total Cost Adjustments (USD) Description SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 COST BASIS ADJUSTMENT (ID: 824841-91-0) $49,068.11 Quantity 400.000 Adjustments USD Local Value 7,325.88 574,712.78 Page 51 of 77 EFTA01570118 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value Beginning Cash Balance INFLOWS -217.53 $217.53 (217.53) (2,541.88) ($2,759.41) -Year-To-Date Value* -3,318.96 2,549.27 $5,868.23 (3,318.96) (2,541.88) ($5,860.84) -Local Value Current Period Value 14,769.57 1,280.51 1,280.51 (1,280.51) (14,769.57) (16,050.08) 0.00 Year-To-Date Value* -18,525.60 14,769.57 33,295.17 (18,525.60) EFTA01570119 (14,769.57) (33,295.17) -Page 52 of 77 EFTA01570120 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary Norwegian Krone INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 163,464.66 $163,464.66 * Year to date information is calculated on a calendar year basis. Year-To-Date Value* 163,464.66 $163,464.66 Local Value Current Period Value 926,599.41 926,599.41 Year-To-Date Value* 926,599.41 926,599.41 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 53 of 77 EFTA01570121 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/2 Foreign Interest Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526E9-9V-1) 12/2 12/2 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 12/2 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526E9-9V-1) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526J9-9X-2) 12/5 12/7 Spot FX Foreign Interest SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NOK EXCHANGE RATE 5.810500000 DEAL 12/01/11 VALUE 12/05/11 (ID: ONOKPR-AA-1) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/30/2011 MATURITY 12/07/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526H9-9S-5) 12/7 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (159.670) (27.66) (159.67) 631,661.390 27.66 159.67 2,541.880 EFTA01570122 (2,541.88) (14,769.57) (7.05) 591,617.560 (149.510) (591,468.050) (25.83) (149.51) 0.03 Quantity 591,468.050 Amount USD Local Value PRINCIPAL Amount USD Local Value 25.83 149.51 INCOME Amount USD Local Value Currency Gain/Loss USD Page 54 of 77 EFTA01570123 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/7 Free Delivery High Cost 12/7 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/30/2011 MATURITY 12/07/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526H9-9S-5) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/07/2011 MATURITY 12/14/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526M9-9L-4) 12/9 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526J9-9X-2) 12/9 12/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 12/9 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526J9-9X-2) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526N9-9J-8) 12/14 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/07/2011 MATURITY 12/14/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526M9-9L-4) 12/14 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) EFTA01570124 (165.850) (28.06) (165.85) 631,821.060 28.06 165.85 591,767.110 (149.550) (591,617.560) (25.82) (149.55) 591,617.560 25.82 149.55 631,821.060 Quantity (631,661.390) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 55 of 77 EFTA01570125 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/14 Free Delivery High Cost 12/14 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/07/2011 MATURITY 12/14/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526M9-9L-4) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/14/2011 MATURITY 12/21/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526Q9-9T-3) 12/16 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526N9-9J-8) 12/16 12/16 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 12/16 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526N9-9J-8) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.1500% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526R9-9S-4) 12/21 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/14/2011 MATURITY 12/21/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526Q9-9T-3) 12/21 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) EFTA01570126 (165.900) (28.20) (165.90) 631,986.910 28.20 165.90 591,922.450 (155.340) (591,767.110) (25.91) (155.34) 591,767.110 25.91 155.34 631,986.910 Quantity (631,821.060) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 56 of 77 EFTA01570127 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/21 Free Delivery High Cost 12/21 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/14/2011 MATURITY 12/21/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526Q9-9T-3) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 12/21/2011 MATURITY 12/28/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526T9-9X-1) 12/23 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.1500% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526R9-9S-4) 12/23 12/23 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 12/23 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.1500% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526R9-9S-4) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526V9-9H-3) 12/28 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 12/21/2011 MATURITY 12/28/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526T9-9X-1) 12/28 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) EFTA01570128 (104.480) (17.53) (104.48) 632,152.810 17.53 104.48 592,054.810 (132.360) (591,922.450) (22.27) (132.36) 591,922.450 22.27 132.36 632,152.810 Quantity (631,986.910) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 57 of 77 EFTA01570129 GHISLAINE MAXWELL ACCT. Q52167006 For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/28 Free Delivery High Cost 12/28 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 12/21/2011 MATURITY 12/28/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526T9-9X-1) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.7500% DATED 12/28/2011 MATURITY 01/04/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526W9-9P-4) 12/30 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526V9-9H-3) 12/30 12/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 12/30 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526V9-9H-3) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.0000% DATED 12/30/2011 MATURITY 01/09/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526Y9-9G-2) Total Inflows & Outflows ($2,541.88) ($7.02) 592,152.660 (97.850) (592,054.810) (16.25) (97.85) 592,054.810 EFTA01570130 16.25 97.85 632,257.290 Quantity (632,152.810) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 58 of 77 EFTA01570131 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Norwegian Krone Cost Basis Settle Date 12/2 12/13 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Total Cost Adjustments (USD) Description MARINE HARVEST ASA ISIN N00003054108 SEDOL B02L486 COST BASIS ADJUSTMENT (ID: 693045-91-6) MARINE HARVEST ASA ISIN N00003054108 SEDOL B02L486 COST BASIS ADJUSTMENT (ID: 693045-91-6) MARINE HARVEST ASA ISIN N00003054108 SEDOL B02L486 COST BASIS ADJUSTMENT (ID: 693045-91-6) Quantity 25,000.000 25,000.000 25,000.000 Adjustments USD Local Value 17,823.40 101,031.96 (17,823.40) (101,031.96) 163,464.66 926,599.41 $163,464.66 Page 59 of 77 EFTA01570132 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 73,474.09 $73,474.09 -73,474.09 (432,391.16) ($358,917.07) -47,077.64 47,077.64 18,773.51 47,077.64 (265,331.14) (218,253.50) -Period Value Beginning Cash Balance INFLOWS -1,269.65 $1,269.65 (47,004.30) ($47,004.30) Year-To-Date Value* -1,425.36 433,793.44 $435,218.80 (47,160.01) ($47,160.01) Local Value Current Period Value EFTA01570133 985.35 821.07 821.07 (30,110.55) (30,110.55) Year-To-Date Value* -919.94 266,218.76 267,138.70 (30,209.42) (30,209.42) Page 60 of 77 EFTA01570134 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary Pound Sterling INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 569,467.90 $569,467.90 * Year to date information is calculated on a calendar year basis. Year-To-Date Value* 648,613.07 $648,613.07 Local Value Current Period Value 351,723.44 351,723.44 Year-To-Date Value* 400,737.33 400,737.33 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 61 of 77 EFTA01570135 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/2 Foreign Interest Description JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526E9-9R-0) 12/2 12/2 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Free Delivery High Cost 12/2 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526E9-9R-0) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526J9-9U-8) 12/9 Foreign Interest JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526J9-9U-8) 12/9 12/9 12/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Misc Disbursement INCREASE IN TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Free Delivery High Cost JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/02/2011 MATURITY 12/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526J9-9U-8) Page 62 of 77 (15.270) EFTA01570136 (30,029.010) (265,445.280) (23.87) (15.27) (46,877.35) (30,029.01) 0.03 (0.02) 265,445.280 23.87 15.27 265,445.280 (15.270) (265,430.010) (23.95) (15.27) 0.20 Quantity 265,430.010 Amount USD Local Value PRINCIPAL Amount USD Local Value 23.95 15.27 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01570137 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/9 Receipt of Assets Description JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526N9-9F-6) 12/16 Foreign Interest JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526N9-9F-6) 12/16 12/16 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Free Delivery High Cost 12/16 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/09/2011 MATURITY 12/16/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526N9-9F-6) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526R9-9N-5) 12/21 12/23 Foreign Dividend Foreign Interest ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL B00FV01 @ 1.4142 PER SHARE (ID: 461278-91-3) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526R9-9N-5) 12/23 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) (17.000) (26.66) EFTA01570138 (17.00) 0.12 295,506.560 26.66 17.00 105.000 2.219 1.414 233.03 148.49 295,506.560 (17.000) (295,489.560) (26.31) (17.00) (0.23) 295,489.560 26.31 17.00 Quantity 295,489.560 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 63 of 77 EFTA01570139 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/23 Free Delivery High Cost 12/23 Receipt of Assets Description JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/16/2011 MATURITY 12/23/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526R9-9N-5) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526V9-9D-2) 12/30 Foreign Interest JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526V9-9D-2) 12/30 12/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Foreign Dividend PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 @ 0.135512 PER SHARE CONY. @ "CONY RATE" (ID: 695421-91-7) 12/30 Free Delivery High Cost 12/30 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/23/2011 MATURITY 12/30/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526V9-9D-2) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 12/30/2011 MATURITY 01/09/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526Y9-9A-5) Total Inflows & Outflows ($45,734.65) ($0.27) EFTA01570140 295,540.560 (295,523.560) (17.000) 4,361.513 0.209 0.136 (26.16) (17.00) 909.67 591.04 (0.37) 295,523 560 26.16 17.00 295,523.560 Quantity (295,506.560) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 64 of 77 EFTA01570141 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 TRADE ACTIVITY - Pound Sterling indicates Short Term Realized Gain/Loss Note: S * Settled transaction was initiated in prior statement period and settled in current statement period ** Realized Gain/Loss and tax cost are shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the sale. Please contact your J.P. Morgan team for additional information. Per Unit Trade Date Settle Date 11/29 12/2 11/29 12/2 11/29 12/2 12/1 12/6 12/2 12/7 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost SHIRE PLC ISIN JEO0B2QKY057 SEDOL B2QKY05 (ID: G8124V-91-8) GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 (ID: G3910J-90-6) ROYAL DUTCH SHELL PLC - A ISIN GBOOB03MLX29 SEDOL BO3MLX2 (ID: G7690A-91-0) VODAFONE GROUP PLC ISIN GBOOB16GWD56 SEDOL B16GWD5 (ID: 92857W-92-8) BRITISH AMERICAN TOBACCO PLC ISIN GB0002875804 SEDOL 0287580 (ID: G1510J-91-2) Total Settled Sales/Maturities/Redemptions (USD) Quantity EFTA01570142 (216.000) (605.000) (775.000) (5,404.000) (293.000) Amount USD Local Value 31.649 20.42 21.109 13.62 32.989 21.285 2.731 1.741 46.226 29.565 Proceeds USD Local Value 6,836.12 4,397.49 12,771.22 8,215.38 25,566.22 16,446.06 14,756.25 9,382.15 13,544.28 8,636.56 $73,474.09 Tax Cost USD Realized Local Value Gain/Loss USD (6,408.01) (3,969.65) (13,004.85) (8,006.83) (26,172.98) (16,176.63) (14,813.53) (9,119.94) N/A ** ($60,399.37) 428.11 S (233.63) S (606.76) S (57.28) S N/A ($469.56) S * * EFTA01570143 COST ADJUSTMENTS - Pound Sterling Cost Basis Settle Date 12/2 Type Cost Basis Adj Description DRAX GROUP PLC ISIN GBOOB1VNSX38 SEDOL B1VNSX3 COST BASIS ADJUSTMENT (ID: G2904K-92-9) Quantity 5,300.000 Adjustments USD Local Value 39,607.69 24,480.17 Page 65 of 77 EFTA01570144 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Pound Sterling Cost Basis Settle Date 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 12/2 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 COST BASIS ADJUSTMENT (ID: G3910J-90-6) MARKS & SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 COST BASIS ADJUSTMENT (ID: G5824M-92-5) MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JQDM8 COST BASIS ADJUSTMENT (ID: G58512-91-7) ROYAL DUTCH SHELL PLC - A ISIN GBOOB03MLX29 SEDOL BO3MLX2 COST BASIS ADJUSTMENT (ID: G7690A-91-0) SHIRE PLC ISIN JEO0B2QKY057 SEDOL B2QKY05 COST BASIS ADJUSTMENT (ID: G8124V-91-8) STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 COST BASIS ADJUSTMENT (ID: G84228-92-6) RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 COST BASIS ADJUSTMENT (ID: G8566X-91-9) CENTRICA ISIN GB00B033F229 SEDOL B033F22 COST BASIS ADJUSTMENT (ID: 15639K-90-4) CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL Bl5FWH7 COST BASIS ADJUSTMENT (ID: 172145-91-4) ISHARES BARCLAYS CAPITAL ISIN IE00B1FZSD53 EFTA01570145 SEDOL B1G52V0 COST BASIS ADJUSTMENT (ID: 46578W-92-2) PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 COST BASIS ADJUSTMENT (ID: 695421-91-7) Page 66 of 77 4,361.513 90,364.18 55,750.02 23,800.000 1,556.000 4,500.000 5,790.000 48,596.10 30,035.60 7,922.75 4,877.95 16,168.92 9,993.46 118,212.32 72,987.59 216.000 555.000 6,408.01 3,969.65 14,171.09 8,724.78 30,000.000 775.000 48,127.99 29,746.28 26,172.98 16,176.63 Quantity 605.000 4,350.000 Adjustments USD Local Value 13,004.85 8,006.83 26,287.24 16,247.25 EFTA01570146 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Pound Sterling Cost Basis Settle Date 12/2 12/2 12/2 12/13 12/13 12/13 12/13 12/13 12/13 12/13 12/13 12/13 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 COST BASIS ADJUSTMENT (ID: 766994-90-9) UNILEVER PLC ISIN GBOOB1ORZP78 SEDOL B1ORZP7 COST BASIS ADJUSTMENT (ID: 904767-91-0) VODAFONE GROUP PLC ISIN GBOOB16GWD56 SEDOL B16GWD5 COST BASIS ADJUSTMENT (ID: 92857W-92-8) DRAX GROUP PLC ISIN GBOOB1VNSX38 SEDOL BlVNSX3 COST BASIS ADJUSTMENT (ID: G2904K-92-9) MARKS & SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 COST BASIS ADJUSTMENT (ID: G5824M-92-5) MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JQDM8 COST BASIS ADJUSTMENT (ID: G58512-91-7) STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 COST BASIS ADJUSTMENT (ID: G84228-92-6) RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 COST BASIS ADJUSTMENT (ID: G8566X-91-9) JPM MANAGED RESERVES C COST BASIS ADJUSTMENT (ID: 051398-91-5) EFTA01570147 CENTRICA ISIN GB00B033F229 SEDOL B033F22 COST BASIS ADJUSTMENT (ID: 15639K-90-4) CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL Bl5FWH7 COST BASIS ADJUSTMENT (ID: 172145-91-4) ISHARES BARCLAYS CAPITAL ISIN IE00B1FZSD53 SEDOL B1G52V0 COST BASIS ADJUSTMENT (ID: 46578W-92-2) Page 67 of 77 23,800.000 7.535 1,556.000 4,500.000 5,790.000 (48,596.10) (30,035.60) (79,145.17) (49,013.89) (7,922.75) (4,877.95) (16,168.92) (9,993.46) (118,212.32) (72,987.59) 30,000.000 555.000 (48,127.99) (29,746.28) (14,171.09) (8,724.78) Quantity 191.000 299.000 5,404.000 5,300.000 4,350.000 Adjustments USD Local Value 12,954.00 7,975.35 9,467.44 5,837.81 14,813.53 9,119.94 (39,607.69) (24,480.17) (26,287.24) (16,247.25) EFTA01570148 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Pound Sterling Cost Basis Settle Date 12/13 Type Cost Basis Adj Description PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 COST BASIS ADJUSTMENT (ID: 695421-91-7) 12/13 12/13 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 COST BASIS ADJUSTMENT (ID: 766994-90-9) UNILEVER PLC ISIN GBOOB1ORZP78 SEDOL B1ORZP7 COST BASIS ADJUSTMENT (ID: 904767-91-0) BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 COST BASIS ADJUSTMENT (ID: G13289-92-4) AVIVA PLC ISIN GB0002162385 SEDOL 0216238 COST BASIS ADJUSTMENT (ID: G2307K-92-2) DRAX GROUP PLC ISIN GBOOB1VNSX38 SEDOL BlVNSX3 COST BASIS ADJUSTMENT (ID: G2904K-92-9) MARKS & SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 COST BASIS ADJUSTMENT (ID: G5824M-92-5) MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JQDM8 COST BASIS ADJUSTMENT (ID: G58512-91-7) STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 COST BASIS EFTA01570149 ADJUSTMENT (ID: G84228-92-6) RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 COST BASIS ADJUSTMENT (ID: G8566X-91-9) JPM MANAGED RESERVES C COST BASIS ADJUSTMENT (ID: 051398-91-5) 23,800.000 7.535 48,596.10 30,035.60 79,003.04 49,013.89 Page 68 of 77 30,000.000 555.000 48,127.99 29,746.28 14,171.09 8,724.78 6,000.000 5,300.000 4,350.000 38,037.94 23,509.96 39,607.69 24,480.17 26,287.24 16,247.25 191.000 299.000 187.898 (12,954.00) (7,975.35) (9,467.44) (5,837.81) 39,293.00 24,284.17 Quantity 4,361.513 Adjustments USD Local Value (90,364.18) (55,750.02) EFTA01570150 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 COST ADJUSTMENTS - Pound Sterling Cost Basis Settle Date 12/15 12/15 12/15 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description CENTRICA ISIN GB00B033F229 SEDOL B033F22 COST BASIS ADJUSTMENT (ID: 15639K-90-4) CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL Bl5FWH7 COST BASIS ADJUSTMENT (ID: 172145-91-4) ISHARES BARCLAYS CAPITAL ISIN IE00B1FZSD53 SEDOL B1G52V0 COST BASIS ADJUSTMENT (ID: 46578W-92-2) PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 COST BASIS ADJUSTMENT (ID: 695421-91-7) 12/15 12/15 Cost Basis Adj Cost Basis Adj Total Cost Adjustments (USD) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 COST BASIS ADJUSTMENT (ID: 766994-90-9) UNILEVER PLC ISIN GBOOB10RZP78 SEDOL B10RZP7 COST BASIS ADJUSTMENT (ID: 904767-91-0) 191.000 299.000 12,954.00 7,975.35 9,467.44 5,837.81 $569,467.90 4,361.513 90,364.18 55,750.02 Quantity 1,556.000 4,500.000 5,790.000 Adjustments USD Local Value EFTA01570151 7,922.75 4,877.95 16,168.92 9,993.46 118,212.32 72,987.59 Page 69 of 77 EFTA01570152 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Swedish Krona PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 70 of 77 EFTA01570153 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Swedish Krona US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 20,722.46 $20,722.46 * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Swedish Krona COST ADJUSTMENTS - Swedish Krona Cost Basis Settle Date 12/2 12/2 12/13 12/13 12/15 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Total Cost Adjustments (USD) Description ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 COST BASIS ADJUSTMENT (ID: W10020-92-8) ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 COST BASIS ADJUSTMENT (ID: W26049-91-1) ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 COST BASIS ADJUSTMENT (ID: W10020-92-8) ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 COST BASIS ADJUSTMENT (ID: W26049-91-1) ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 COST BASIS ADJUSTMENT (ID: W10020-92-8) ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 COST BASIS ADJUSTMENT (ID: W26049-91-1) Quantity 442.000 793.000 442.000 793.000 442.000 793.000 Adjustments USD EFTA01570154 Local Value 1,033.55 6,569.88 968.19 6,198.84 (1,033.55) (6,569.88) (968.19) (6,198.84) 10,669.62 67,821.86 10,052.84 64,371.67 $20,722.46 Page 71 of 77 Year-To-Date Value* 20,722.46 $20,722.46 Local Value Current Period Value 132,193.53 132,193.53 Year-To-Date Value* 132,193.53 132,193.53 EFTA01570155 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Swiss Franc PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value -(16,361.87) ($16,361.87) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --16,319.81 $16,319.81 -Year-To-Date Value* -(16,361.87) ($16,361.87) 16,319.81 $16,319.81 -Local EFTA01570156 Value Current Period Value 0.00 (15,049.83) (15,049.83) 15,049.83 15,049.83 0.00 Year-To-Date Value* -(15,049.83) (15,049.83) 15,049.83 15,049.83 -Page 72 of 77 EFTA01570157 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Swiss Franc US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 22,310.03 $22,310.03 * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Swiss Franc INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/5 12/6 Spot FX Spot FX Total Inflows & Outflows Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CHF EXCHANGE RATE .916000000 DEAL 12/01/11 VALUE 12/05/11 (ID: OCHFPR-AA-4) LINKED CURRENCY TRANSACTION - SELL BUY USD SELL CHF EXCHANGE RATE .922000000 DEAL 12/01/11 VALUE 12/06/11 (ID: OCHFPR-CV-6) ($16,361.87) $42.06 10,393.580 (10,393.58) (9,582.88) Quantity 5,968.290 Amount USD Local Value PRINCIPAL Amount USD Local Value (5,968.29) (5,466.95) INCOME Amount USD Local Value Currency Gain/Loss USD 42.06 Year-To-Date Value* EFTA01570158 22,310.03 $22,310.03 Local Value Current Period Value 18,287.23 18,287.23 Year-To-Date Value* 18,287.23 18,287.23 Page 73 of 77 EFTA01570159 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 TRADE ACTIVITY - Swiss Franc Note: Trade Date Settle Date 11/29 12/2 12/1 12/6 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 SEDOL 7110388 (ID: H69293-93-6) NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 (ID: H57312-92-0) Total Settled Sales/Maturities/Redemptions (USD) Quantity (39.000) (186.000) S indicates Short Term Realized Gain/Loss * Settled transaction was initiated in prior statement period and settled in current statement period Per Unit Amount USD Local Value 151.955 140.60 55.879 51.65 Proceeds USD Local Value 5,926.23 5,466.95 10,393.58 9,582.88 $16,319.81 Tax Cost USD Realized Local Value Gain/Loss USD (5,929.91) (5,250.05) (11,461.47) (8,858.57) ($17,391.38) (3.68) S* EFTA01570160 (1,067.89) S ($1,071.57) S COST ADJUSTMENTS - Swiss Franc Cost Basis Settle Date 12/2 12/2 12/2 12/13 12/15 Type Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Total Cost Adjustments (USD) Description CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 7171589 COST BASIS ADJUSTMENT (ID: H3698D-93-0) NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 COST BASIS ADJUSTMENT (ID: H57312-92-0) ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 SEDOL 7110388 COST BASIS ADJUSTMENT (ID: H69293-93-6) CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 7171589 COST BASIS ADJUSTMENT (ID: H3698D-93-0) CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 7171589 COST BASIS ADJUSTMENT (ID: H3698D-93-0) 230.000 230.000 (6,587.72) (5,490.90) 8,916.46 7,453.83 $22,310.03 Page 74 of 77 Quantity 230.000 186.000 39.000 Adjustments USD Local Value 6,587.72 5,490.90 9,111.63 7,042.38 4,281.94 3,791.02 EFTA01570161 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Turkish Lira New PRINCIPAL US Dollar Value Current Transactions Income OUTFLOWS ** Total Outflows Period Value Beginning Cash Balance INFLOWS Foreign Exchange - Inflows Total Inflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity -Year-To-Date Value* -2,597.66 $0.00 (10,656.32) ($10,656.32) Settled Securities Purchased $0.00 Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position -144,773.93 $147,371.59 (10,656.32) ($10,656.32) (135,555.56) ($135,555.56) -0.00 (19,500.00) (19,500.00) Local Value Current Period Value 19,500.00 Year-To-Date Value* -5,395.89 221,504.11 226,900.00 (19,500.00) EFTA01570162 (19,500.00) 0.00 0.00 (207,400.00) (207,400.00) -Page 75 of 77 EFTA01570163 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Portfolio Activity Summary - Turkish Lira New INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Turkish Lira New INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/2 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL TRY EXCHANGE RATE 1.829900000 DEAL 12/01/11 VALUE 12/02/11 (ID: OTRYPR-AA-5) Quantity 10,656.320 Amount USD Local Value PRINCIPAL Amount USD Local Value (10,656.32) (19,500.00) INCOME Amount USD Local Value Currency Gain/Loss USD (1,159.71) Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 76 of 77 EFTA01570164 EFTA01570165 GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Trade Related TURKISH LIRA NEW U S DOLLAR SWISS FRANC U S DOLLAR EURO U S DOLLAR NORWEGIAN KRONE U S DOLLAR SWISS FRANC U S DOLLAR EURO U S DOLLAR EURO U S DOLLAR Dec. 1 11 Dec. 2 11 Dec. 1 11 Dec. 5 11 Dec. 1 11 Dec. 5 11 Dec. 1 11 Dec. 5 11 Dec. 1 11 Dec. 6 11 Dec. 1 11 Dec. 6 11 Dec. 2 11 Dec. 7 11 TRY USD CHF USD EUR USD NOK USD CHF USD EUR USD EUR USD (19,500.00) 10,656.32 EFTA01570166 (5,466.95) 5,968.29 (43,378.82) 58,387.89 (14,769.57) 2,541.88 (9,582.88) 10,393.58 (9,405.43) 12,582.58 (7,000.61) 9,408.82 1.829900 0.916000 1.346000 5.810500 0.922000 1.337800 1.344000 1.650300 0.922500 1.347997 5.794420 0.922000 1.337800 1.344000 10,656.32 5,968.29 58,387.89 2,541.88 10,393.58 12,582.58 9,408.82 (11,816.03) (5,926.23) (58,474.53) (2,548.93) (10,393.58) (12,582.58) (9,408.82) (1,159.71) 42.06 (86.64) (7.05) Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD Currency G/L EFTA01570167 Page 77 of 77 EFTA01570168 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01570169 For the Period 12/1/11 to 12/31/11 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Certain assets including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. Where J.P. Morgan was unable to obtain a price from an outside service for a particular ARS, the price column on your statement and online will indicate "$0.00" which should not be relied on as the price at which ARS would trade. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. Valuations of over-the-counter derivative transactions, including certain EFTA01570170 derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Disclosures Page 1 of 5 EFTA01570171 For the Period 12/1/11 to 12/31/11 Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) EFTA01570172 your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01570173 For the Period 12/1/11 to 12/31/11 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Corp. ("JPMCC"), Three Chase Metrotech Center, Brooklyn, NY 11245-001, (347) 643-2578. EFTA01570174 If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Disclosures Page 3 of 5 EFTA01570175 For the Period 12/1/11 to 12/31/11 Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period. Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis EFTA01570176 but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investor's account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Disclosures Page 4 of 5 EFTA01570177 For the Period 12/1/11 to 12/31/11 Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at (800) 480-4111. You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 5 of 5 EFTA01570178 EFTA01570179