MANDATORY QUARTELRY SHU TRAINING
Date: 6/6/19
Time: 8:00 am
Location: SHU
Sign-in Sheet
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EFTA00107978
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EFTA00107979
PS 5500.14
10/19/2012
Attachment E, Page 1
QUARTER #3 6/9/2019 - 9/7/2019
SHU Lieutenant Sign-In Sheet
Name of staff inted/Signature Title/Position Date
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EFTA00107980
PS 5500.14
10/19/2012
Attachment E, Page 1
QUARTER #3 6/9/2019 - 9/7/2019
Operations Lieutenant Sign-In Sheet
Name of staff(Printed/Signature Title/Position Date
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EFTA00107981
PS 5500.14
10/19/2012
Attachment E, Page 1
QUARTER #3 6/9/2019 - 9/7/2019
SHU #1 Sign-In Sheet
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EFTA00107982
PS 5500.14
10/19/2012
Attachment E, Page 1
QUARTER #3 6/9/2019 - 9/7/2019
SHU #2 Sign-In Sheet
Name of staff(Printed/Signature Title/Position Date
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EFTA00107983
PS 5500.14
10/19/2012
Attachment E, Page 1
QUARTER #3 6/9/2019 - 9/7/2019
SHU #3 Sign-In Sheet
Name of staff(Printed/Signature Title/Position Date
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EFTA00107984
PS 5500.14
10/19/2012
Attachment E, Page 1
QUARTER #3 6/9/2019 - 9/7/2019
SHU #4 Sign-In Sheet
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EFTA00107985
PS 5500.14
10/19/2012
Attachment E, Page 1
QUARTER #3 6/9/2019 - 9/7/2019
SHU REC 1 / 2 Sign-In Sheet
Name of staff(Printed/Signature itle/Position Date
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EFTA00107986
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) CARRY POST
POST: OPERATIONS LIEUTENANT
EQUIPMENT: Key Rings E-2, E-3, Radio #722, MK-4 OC Dispenser
SHIFT: MORNING WATCH
HOURS OF DUTY: 12:00 A.M. - 8:00 A.M.
12:00 A.M.
Relieve the Evening Watch Operations Lieutenant and assume your
duties, receive keys, equipment and any pertinent information for
your shift.
12:00 A.M.
OFFICAL COUNT TIME:
The official count will be announced at this time. Ensure all
staff members are present for your shift. As the Operations
Lieutenant it is your responsibility to take one official count
during each tour.
1:00 A.M.
(Approximately) After the count clears begin to make rounds of
the institution and the perimeter. While conducting rounds ensure
that you log onto TRUSCOPE and review the entries by the unit
officer. Ensure the institution sanitation has commenced.
2:00 A.M.
Review all Daily Fire/Security Inspections forms. Collate all of the
daily paperwork for the Captain's office; include any memorandums
for all delinquent paperwork.
3:00 A.M.
OFFICIAL COUNT TIME
3:30 A.M. (Approximately)
USP Canaan Bus arrives on Wednesdays. Operations will report to
the Rear Gate with the Internal Officer and R&D Staff to escort the
inmates to the R&D area.
December 7, 2018 Sensitive But Unclassified Page 1 of 7
EFTA00107987
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
5:00 A.M.
OFFICIAL COUNT TIME:
6:30 A.M.
Complete and close out the Lieutenant's Log and Daily Activities
Log for your shift.
8:00 A.M. End of Tour
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN
PROVIDED. - '
Post Orders and log books are confidential documents and should
never be left unattended or in an area accessible to inmates. Post
Orders must be secured at all times when not in use by staff.
It is the responsibility of the employee to inform the employer of
the fact they have not been able or afforded the opportunity to
read such orders. The employer will then advise the employee of
the general requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts,
before assuming your post.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. These post orders are not intended to describe in detail
all the officers' responsibilities. Good judgment and common sense
are expected in all situations not covered in these post orders.
December 7, 2018 Sensitive But Unclassified Page 2 of 7
EFTA00107988
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) CARRY POSTS
POST: OPERATIONS LIEUTENANT
EQUIPMENT: Key Rings E-2, E-3, Radio #722, MK-4 OC Dispenser
SHIFT: DAY WATCH
HOURS: 8:00 A.M. TO 4:00 P.M.
8:00 A.M.
Relieve the Morning Watch Operations Lieutenant and receive any
pertinent information from the previous shift.
8:00 A.M.
Ensure all staff members are present for the day watch shift and
all morning watch staff have been properly relieved.
9:00 A.M.
Begin to make rounds of the institution and the outer perimeter.
While conducting rounds ensure that you log onto TRUSCOPE and
review the entries by the unit officer. Ensure the institution
sanitation has commenced.
9:30 A.M.
Ensure all housing units have sent all call-outs to the
respective areas.
10:00 A.M. (Weekends, Federal Holidays)
COUNT TIME (Stand-Up Count): The Operations Lieutenant will take
the count at this time.
11:00 A.M.
Ensure all required paperwork is filled out for the shift.
1:30 P.M.
Complete and finalize all changes to the CPD Roster and finalize
the Daily Activities Report and Lieutenant's Log.
December 7, 2018 Sensitive But Unclassified Page 3 of 7
EFTA00107989
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
4:00 P.M.
End of Tour
Ensure all pertinent information and equipment is passed on to the
Evening Watch Operations Lieutenant.
Post Orders and log books are confidential documents and should
never be left unattended or in an area accessible to inmates. Post
Orders must be secured at all times when not in use by staff.
It is the responsibility of the employee to inform the employer of
the fact they have not been able or afforded the opportunity to
read such orders. The employer will then advise the employee of
the general requirements of the post, and answer any questions.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. Officers assigned to this post will not vacate the post
unless properly relieved or instructed to do so by the Operations
or Activities Lieutenants. These post orders are not intended to
describe in detail all the officers' responsibilities. Good
judgment and common sense are expected in all situations not
covered in these post orders.
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified Page 4 at 7
EFTA00107990
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) CARRY POSTS
POST: OPERATIONS LIEUTENANT
EQUIPMENT: Key Rings E-2, E-3, Radio #722, MK-4 OC Dispenser
SHIFT: EVENING WATCH
HOURS: 4:00 P.M. TO 12:00 A.M.
4:00 P.M.
Relieve the D/W Operations Lieutenant and assume duties.
4:00 P.M.
COUNT TIME:
The official count will be announced at this time. Ensure all
staff members are present for your shift. As the Operations
Lieutenant it is your responsibility to take one official count
during each tour.
Each Saturday, the 4:00 p.m. count will be a bed book count. The
Operations Lieutenant will obtain a memorandum from each unit
officer detailing the results of the bed book count and any
corrective actions needed. The Operations Lieutenant will then
ensure any needed corrective actions are taken and produce a
packet for the Captain with each unit officers memorandum and
their assurance memo detailing the results of the count.
4:15 P.M.
Ensure that all D/W officers have been properly relieved.
5:00 P.M.
While conducting rounds ensure that you log onto TRUSCOPE and
review the entries by the unit officer.
6:00 P.M.
Observe the inmates in the visiting area ensuring the inmates and
visitors are following the visiting procedures.
Watch Calls will begin at this time. Call in your watch calls to
the Control Center every thirty minutes.
December 7, 2018 Sensitive But Unclassified Page 5 of 7
EFTA00107991
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
9:45 P.M.
Recall will be announced and all inmates will return to their
assigned cells for lockdown.
10:00 P.M.
OFFICIAL COUNT TIME
December 7, 2018 Sensitive But Unclassified Page 6 c: 7
EFTA00107992
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
12:00 A.M.
End of Tour:
Pass on all pertinent information and equipment to the Morning
Watch Operations Lieutenant.
Post Orders and log books are confidential documents and should
never be left unattended or in an area accessible to inmates. Post
Orders must be secured at all times when not in use by staff.
It is the responsibility of the employee to inform the employer of
the fact they have not been able or afforded the opportunity to
read such orders. The employer will then advise the employee of
the general requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts to
read the post orders as soon as practicable.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. Officers assigned to this post will not vacate the post
unless properly relieved or instructed to do so by the Operations
or Activities Lieutenants. These post orders are not intended to
describe in detail all the officers' responsibilities. Good
judgment and common sense are expected in all situations not
covered in these post orders.
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
These Post orders are guidelines, not orders to work before or
after regularly scheduled shifts.
There wil additions or deletions to these post orders
without consent of the Captain.
Jermai Captain Date/Op
December 7, 2018 Sensitive But Unclassified Page 7 of 7
EFTA00107993
PlEaLAWZVLSAAIV I—rarascn
NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSIUM (OC) CARRY POST
IF YOU ARE ASSIGNED A POST THAT REQUIRES YOU TO CARRY THE MK-4 PEPPER
SPRAY AND YOU ARE NOT TRAINED OR QUARTERLY RE-CERTIFIED IT IS YOUR
RESPONSIBILITY TO NOTIFTY THE OPERATIONS LIEUTENANT PRIOR TO ASSUMING
THE POST.
INTRODUCTION:
Every Lieutenant must read and sign the Post Orders prior to assuming
the duties of this position or as soon as practicable after assuming
duties of the post. This is a supervisory position involving the
direct supervision and evaluation of Correctional Officers assigned
to the Correctional Services Department, the overall supervision
of the Institutions in the absence of the Warden, Associate Warden,
and the Captain, you will investigate all incidents, roster
assignments, the scheduling of leave, ordering of supplies,
supervision of the Special Housing Unit, the collection of urine,
administering of alcohol sensor tests, sanitation within the inmate
housing areas and in general. You are an advisor to the Captain
on matters pertaining to security of the facility. As the Operations
Lieutenant, you are directly responsible for the security and the
orderly running of the institution as it relates to custodial matters.
On the Evening and Morning Watches, you shall assume direct
responsibility for all phases of the institution operations.
To accomplish these tasks, you must be well versed in current Bureau
of Prisons Program Statements, Institutional Supplements,
Correctional Services Manual, local policies and procedures. You
must have a good working knowledge of all departments within the
institution and functions of Unit Management. You must carry a radio
at all times and respond to any and all emergencies or requests for
assistance. Report any serious incidents that occur during non-duty
hours to the Captain and Institution Duty Officer.
STAFF TRAINING AND ACCOUNTABILITY:
All staff (including sick and annual reliefs) assigned to an OC
aerosol dispenser post will receive the required training, and go
through quarterly re-familiarization training prior to assuming
their post each quarter. Training will include, but is not limited
to, proper carry and security of an OC aerosol dispenser, use of
force policy and the definition between immediate and calculated
use of force. These post orders will be read prior to working
designated posts or when this cannot be accomplished, the shift
Lieutenant must be notified immediately. The Operations Lieutenant
will ensure staff have read, understand and signed the post orders.
Staff will be held responsible for guidance outlined in national
and local policies, post orders, position descriptions, and general
guidance issued related to posts designated with an OC aerosol
dispenser. Officers and Lieutenants who have not received OC
specialty training are not authorized to carry an OC aerosol
dispenser.
Dom:mbar 7. 201R Se:mail-Ara Rut UnclAnsifind Pang) 1 of 11
EFTA00107994
mminyrysIsAna LGOALA
NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
If you believe you need additional training or unfamiliar with the
OC aerosol dispenser, notify the Operations Lieutenant immediately.
USE OF FORCE/EMERGENCY RESPONSE PLANS
A post assigned with an OC aerosol dispenser is in addition to
emergency response plans already in place. Local written procedures
will continue to be in effect and the OC aerosol dispenser is an
enhancement in staff and inmate safety, included in these post orders.
These procedures will outline steps to be taken in case immediate
force is required as a result of a serious assault, recreation yard
incidents, or other serious incidents during all shifts. Trained
officers can use immediate force without the presents of a supervisor.
Once you have assumed your position/post, check the OC aerosol
dispenser, along with the other equipment assigned to the post, for
any defects. In the event there are defects or leakage to the OC
aerosol dispenser, notify the Operations Lieutenant and/or the
Security Officer, and record it in TRUSCOPE.
In the event of an accidental discharge, decontaminate yourself and
notify the Operations Lieutenant. Once you have decontaminated
yourself with soap and water and notified the Operations Lieutenant,
decontaminate the affected area with soap and water, and ventilation
if possible.
The usage of an OC aerosol dispenser must be limited to the performance
of official duties only. Staff are again reminded that use of the
OC aerosol dispenser outside established policies and procedures
will result in staff disciplinary action.
The preferred method of resolution is through verbal intervention.
However, the safety of staff and inmates in any dangerous encounter
is paramount and may require the use of an OC aerosol dispenser.
Staff may use the necessary amount of force only as a last alternative
after all other reasonable efforts to resolve the situation have
failed. Staff may use the necessary amount of force to gain control
of the inmate, to protect and ensure the safety of inmates, staff
and others, to prevent serious property damage, and to ensure
institution security and good order.
The OC aerosol dispenser must be carried in an approved holder,
leather/nylon belt loop holster, specifically designed to hold an
OC aerosol dispenser. No other method of carrying the OC aerosol
dispenser is authorized, i.e., cargo pocket.
The full cone spray has an effective range of 10 to 12 feet but should
not be used closer than 4 feet.
December 7. 201R Sannitiva But Unclunsificad PAM° 2 of 11
EFTA00107995
masayrusessav ‘VAAMA....LSVOIAL
NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
In the event the OC aerosol dispenser is required the following steps
should be used:
1. Fingers of the drawing hand should be extended and firmly
gripping the aerosol dispenser.
2. Staff should assume an appropriate defensive stance and continue
with verbal commands.
3. Place thumb on the actuator.
4. Spray the facial area, specifically the eyes, delivering one
two-second burst. Once the OC aerosol spray has been dispensed,
staff should step back to avoid being contaminated by the spray
and maintain direct supervision of the inmate(s). Continue
with verbal commands.
5. Allow the OC aerosol spray to work while providing verbal
commands to the inmate (e.g., lay face down with arms spread).
6. Evaluate the response of the inmate(s). If the inmate(s) does
not submit to restraints and/or comply with staff orders within
15 seconds, a second two-second burst is authorized. After
a second assessment, or if the inmate(s) has not complied with
staff commands, alternative methods to control the situation
may be pursued.
7. Decontamination procedures include fresh air and the use of
soap and water within 15 minutes, or as soon as possible, after
OC aerosol spray has been applied. Normally, this is done
before the medical assessment.
8. Once the OC aerosol spray is used and the inmate(s) is in
restraints, Health Services staff will be notified immediately.
A medical assessment will be performed to determine if the
inmate(s) sustained any injuries.
9. When an immediate use of force is necessary (e.g., involving
serious bodily harm, etc.), staff are obligated to obtain a
camera and begin recording the event as soon as it is feasible.
As soon as control of the situation has been obtained staff
must record information on: circumstances that required the
need for immediate use of force; identification of the
inmate(s); injuries; and staff, and others involved. (See PS
5566.06, Use of Force and Application of Restraints).
A reasonable correctional workers perception of the events would
govern the use of the OC aerosol dispenser in situations which require
an immediate response to an emergency situation. The Warden should
be notified as soon as possible after any such use. Documentation
is to be submitted in accordance with the Program Statement Use of
Force and Application of Restraints. Oleoresin Capsicum delivery
systems are authorized to be used for immediate response to situations
in which an inmate cannot be approached without danger to self or
others; and it is determined that a delay in bringing the situation
under control would constitute a serious danger to the inmate or
others.
Macomber 7. 201R Sensitive Rut Unclassified PAMP 3 of 11
EFTA00107996
mr.AnyrysIsxeum 4....VAAXO.A.LVAMAL
NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
RETENTION AWARENESS:
Ensure the OC aerosol dispenser is properly fastened to your duty
belt and firmly secured inside the holster. When confronting an
inmate position your body so the OC aerosol dispenser faces away
from the inmate, maintain a safe distance, and continue with verbal
commands.
FIRST RESPONDER INSTRUCTIONS:
Any Lieutenant may be required to assist the Operations and Activities
Lieutenant at various times throughout the shift should a procedural
problem or emergency situation arise. Because of this, all
Lieutenants are to be familiar with the information contained in
the Post Orders for those posts. The following list of action should
be utilized as a guide when responding to emergency situations.
CELL SEARCHES:
The Operations Lieutenant will ensure that each unit officer does
shakedown at a minimum five (5) inmate cells during their shift on
Day Watch and Evening Watch. The Morning Watch Officer will conduct
five (5) area/cell shakedowns. Shakedowns are to be noted in the
shakedown portion of the TRUSCOPE program.
UNIFORMS:
Lieutenants are required and expected to set examples in the proper
wearing of the prescribed uniform. They are also required to ensure
that the correctional officers assigned to their shift are in the
prescribed uniform.
POST ORDERS REVIEW:
Lieutenants are responsible for the continuous review of Post Orders.
The Captain will assign the revision of Post Orders to the
Lieutenants. It will be your responsibility to submit suggestions
for changes to the Captain prior to the review deadline. All
correctional officers are required to read and signify by their
signature that they have read and understand the Post Orders for
their post prior to each quarter change and each time they assume
a new post. Other correctional staff assigned to work correctional
posts will read and sign post orders prior to assuming the specific
post.
EMERGENCY PLANS:
Procedures have been written and compiled in binders commonly
referred to as Emergency Plans. These procedures cover escapes,
riots, civil disturbances, etc. All lieutenants and staff will be
familiar with these procedures. There are also Program Statements
and Institutional Supplements dealing with other emergencies. They
will be thoroughly read and understood. The officers assigned to
the Main Control Center should also be well versed in these plans.
Denarnher 7. 201R Sensiftiva Rut Unnlussifiad PAne 4 of 11
EFTA00107997
MIZAMVCVLS'IMM/
1
4.4...AnmA-ssunau %sista%
NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
FIRE PREVENTION:
Fire prevention is the responsibility of all staff members.
Lieutenants should be constantly on the alert for fire hazards.
The Safety Manager has compiled a Fire Plan for this institution
and will provide each Lieutenant with a copy. Each Lieutenant will
be familiar with this plan. Fire checks of the institution will
be conducted on all shifts.
December 7. 201R Sensitive But finelesnifind Pane 5 of 11
EFTA00107998
igtollWrVLALMV lAJAA.CA-.a1VAAL L.nrcinn
NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
DURESS CODES:
A duress code system has been devised for use at the Front Lobby,
Rear Gate, and Outside Patrols. This duress code will be a word
or sentence that can be interjected into normal radio traffic that
would alert the Control Center and Lieutenants Office that the staff
member was under duress and an emergency situation was occurring.
In order to ensure that all staff have a thorough knowledge of the
duress codes and proper procedures, the Operations Lieutenant will
question staff and conduct occasional tests of the system.
The EPO Lieutenant will be responsible for generating and
implementing the duress codes on a quarterly basis or immediately
upon the compromise of the duress code. The EPO Lieutenant is
responsible for developing the Contingency Plans as they pertain
to this institution. All factors must be analyzed and thoroughly
examined when developing the best plan of action. Emergency Plans
must take into account any and all uncertainties, such as weather
conditions, staff and inmate locations throughout the institution
and surrounding buildings.
AFTER HOURS NOTIFICATION:
The following staff will be notified following any incident
occurring, and/or medical emergency requiring transportation of the
inmate to outside hospital services other than normal duty hour.
• Captain
• Associate Warden(P)
• Institution Duty Officer
PROBATIONARY CORRECTIONAL OFFICERS:
In addition to teaching the I.F. classes to new staff, the Admin.
Lieutenant will be required to document all training that new
correctional officers are receiving. The Administrative Lieutenant
will also be responsible to develop the Performance Logs, along with
all appropriate forms, for the probationary officers. Entries in
these logs will be made by the Administrative Lieutenant.
CORRECTIONAL OFFICER'S EVALUATIONS:
A file containing a Performance Log for each employee supervised
by a Lieutenant will be maintained in the Admin Lieutenant's Office,
the log will be filled out quarterly and will reflect the officer's
performance as it relates to the various performance bench marks
outlined and described in the position standards issued to each
officer. The log will also be used to record unusual events such
as substandard performance, special acts or any other unusual
activities by the officer of either positive or negative performance.
LOBBY SECURE SAFE INVENTORY:
Each shift the contents of the secured locker in the lobby area will
be inventoried. If there are any discrepancies, they will be brought
to the attention of the Captain and the Security Officer immediately.
Doinembar 7. 2018 RAnsitiva But Dnnlasstifisti Pane 6 of 11
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NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
SUB-ARMORY INVENTORY:
Each shift the contents of the sub-armory located in the Rear Gate
will be inventoried. If there are any discrepancies, they will be
brought to the attention of the Captain and the Security Officer
immediately.
CHEMICAL AGENTS:
Only the Warden or his designee, has the authority to approve the
use of chemical agents or the Pepper Ball Chemical Dispensing
Launcher. However, the shift Lieutenant may authorize the use of
chemical agents, Pepper ball Dispensers or OC in situations which
require an immediate response to an emergency, where sufficient time
does not exist to secure higher level approval. The Warden should
be notified as soon as possible. A limited supply of immediate
response chemical agents are maintained in the Control Center.
CONTROL CENTER (EMERGENCY ACCESS):
In the event the Control Room Officer should become incapacitated,
a emergency key ring for Control is located in the front lobby safe.
All MCC New York Lieutenants and Outside Patrol Officer have the
access code for this safe. In the event of that the Control Center
Officer becomes incapacitated, the following procedures will be
followed:
• The Operations/Activities Lieutenant will respond to the Front
Lobby area and retrieve the emergency keys that are maintained
in the safe. These keys will allow access to the Control Center.
• If the Operations/Activities Lieutenant are unable to reach
the wall safe they will notify the OP Officer should something
occur during hours the lobby is not manned that a condition
exists involving the Control Center Officer. The
Operations/Activities Lieutenant will advise the OP officer
so that he/she can retrieve the emergency keys to enter the
Control Center. The Outside Patrol Officer will retrieve the
combination which is located in the outside booth and open the
safe.
CHEMICAL AGENTS:
Only the Warden or his designee, has the authority to approve the
use of chemical agents or the Pepper Ball Chemical Dispensing
Launcher. However, the shift Lieutenant may authorize the use of
chemical agents, Pepper ball Dispensers or OC in situations which
require an immediate response to an emergency, where sufficient time
does not exist to secure higher level approval. The Warden should
be notified as soon as possible. A limited supply of immediate
response chemical agents are maintained in the Control Center.
Dancirdwir 7. 201R Sansitiva Rut Unelannifiad Pane 7 of 11
EFTA00108000
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NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
USE OF FORCE
If a Use of Force is determined to be necessary, and other means
of gaining control of an inmate are deemed inappropriate or
ineffective, then the Use of Force Team Technique shall be used to
control the inmate and to apply to include ambulatory leg restraints.
The Use of Force Team Technique ordinarily involves a Lieutenant,
trained staff, clothed in protective gear, who enter the inmate's
area in tandem, each with a coordinated responsibility for helping
achieve immediate control of the inmate. Calculated rather than
immediate use of force is desirable in all instances corrections
workers encounter. Although this is not always possible, Lieutenants
must use common sense and good correctional judgment in each incident
to determine whether the situation allows for the implementation
of calculated or immediate use of force procedures.
PERPETUAL AUDITS:
The Captain will assign Lieutenant's to conduct perpetual audits
of all Correctional Service areas of responsibility, to ensure that
policy and procedures that relate to the security of the institution
are adhered to. The Correctional Services Manual and established
audit guidelines will be used as a guide to conduct these audits.
DAILY ROSTERS:
Daily Rosters will be maintained by the Administrative Lieutenant.
The primary responsibility for the Correctional Services Roster will
be the Administrative Lieutenant's. The Administrative Lieutenant
will prepare Change Sheets for each week to reflect sick & annual
assignments, authorized leave, training and any other assignment
changes. All special requests will be given to the Administrative
Lieutenant for appropriate action and notification of staff.
Ordinarily rosters will be prepared at least fourteen days in
advance. All Lieutenants are responsible to make any changes in
the roster occurring on their shift.
MEDICAL TREATMENT OF INMATES:
Inmates will be treated by the institution hospital as directed by
current policy and procedure. When the institution hospital staff
are not available at the institution, medical emergencies will be
handled by the Operations Lieutenant, if the situation permits
contact the duty physician for guidance, if the emergency appears
to be life threatening dial 911 and request EMS. If an emergency
medical trip is necessary, you are responsible to review SENTRY to
determine relevant information concerning the inmate's custody level
and history so that you may assign staff to conduct the escorted
trip. Additionally, you will prepare the escorted trip authorization.
Notify the Captain and Duty Officer as soon as possible.
DAnAmhar 7. 2018 Sonsitive Rut Unelmsnifind PAOP R of 11
EFTA00108001
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NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
COUNTS:
All Lieutenants are responsible for ensuring that counts are properly
taken and reported. Furthermore, one count will be taken by a
Lieutenant and this will be noted in the Daily Log.
LIEUTENANT'S LOG:
The Operations Lieutenants Log will be prepared at the close of each
shift. All three shifts Lieutenant's Log will contain a
chronological listing of important events occurring on the shift.
Additionally, the Log will contain a recap of the institutions
population and will also reflect changes to the institutional count
as they occur. You will monitor all paperwork coming into the
Lieutenants Office to ensure it is complete, accurate and is of an
acceptable quality before it is filed or forwarded to the Captain
for review. If necessary, you will return it to staff and assist
staff in the proper completion.
TRUSCOPE PROGRAM AND LOG BOOKS:
TRUSCOPE and Log Books are maintained in all units, and it is the
responsibility of the Unit Officers to maintain this log and enter
all pertinent information concerning their areas of responsibility.
It should be strongly emphasized that TRUSCOPE and any log books
are official documents which could be entered as evidence in a court
of law. When making tours of units, log onto TRUSCOPE and document
your presence. Any other Logbook will be signed by the lieutenant
touring the unit, and the TRUSCOPE will be checked to ensure that
entries are clear, concise, legible, accurate and professional.
INCIDENT REPORTS AND INMATE DISCIPLINE:
Incident Reports will be investigated by the Operations Lieutenant
and/or the Activities Lieutenant. The Program Statement dealing
with Inmate Discipline will be strictly followed in dealing with
the discipline of inmates to assure the orderly running of the
institution. All incident reports will be thoroughly investigated
and conclusions and recommendations should be made to assist the
UDC/DHO in making decisions that promote the orderly running of the
institution.
FRONT LOBBY SUPERVISION:
A Lieutenant will be positioned in the first floor sallyport adjacent
to Control during the following hours: 7:45 A.M.- 8:30 A.M. and 3:45-
4:30 P.M.. This is done to ensure that all individuals leaving the
institution are identified as being a staff member or they are
authorized to leave.
Danember 7. 201R Sensitive But Unclassified Pane 9 of 11
EFTA00108002
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NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
METAL DETECTORS:
A Lieutenant will check all walk through metal detectors at least
once per day. This check will be documented in the Metal Detector
Log. Any malfunctions will be reported to the Captain and to the
Facilities Manager so that repairs may be accomplished as soon as
possible
HOSTAGES:
Officers should under no circumstances take orders from, heed the
instructions of, or otherwise act under the direction of any person
who their judgment leads them to believe, might be a hostage or acting
under duress. By way of explanation, an Official or Supervisory
Officer, be the Warden or any other, maybe considered to be in charge
of the institution if he is the highest ranking Official on the
premises and is a free agent acting as his judgment directs. Should
this individual be acting under duress, having been taken as a hostage
or because of threats of bodily harm, his orders should be
disregarded. The matter should be referred to a higher, or next
highest official available who is able to act under his own
initiative.
SANITATION:
Each Operations Lieutenant is responsible for the sanitation of the
institution. The Day Watch Lieutenant will ensure that formal
inspections are conducted each day, Monday thru Friday, informal
inspections on weekends, and holidays. The areas of concern are the
1st Floor Sallyport, Visiting Room, Front Lobby and all outside public
areas. You will ensure only those inmates assigned to these specific
work areas are allowed to work the areas.
SHAKEDOWNS:
Shakedowns are the responsibility of all shifts. It is the
responsibility of the Operations Lieutenant to ensure that shakedowns
are conducted in a timely and proper manner. The shakedown log in
the units will be reviewed daily to ensure that entries are being
made properly.
PAT SEARCHES
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
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NEW YORK, NEW YORK
SPECIAL POST ORDERS
OPERATIONS LIEUTENANT
THIS IS NOT AN ARMED POST
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pa n searches of female inmates.
Jermaine 'arden, Captain Date
Eanamheir 7. 2019 Sannitive But Unnlassifiad Pans 11 of 11
EFTA00108004
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I T A N C O R RECTIONAL
METROPO L
NEW YORK
NEW YORK, S
OST ORDER
GENERAL P
id each
r e d e s i g ned to a
t Orders a ctional
G e neral Pos the corre he
T h e n g uide to t
C IN T R O D UC T I O N ;
nal Offic
er in u n d e r s t a n
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d i
and as a
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ld be
Correctio h e B u r e a u o f
i l i t y . It shou
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d that th s policy to provid
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emphasize u r e a u of Prison p o s e i s
e for B u r nal
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ed as s u c h .
general r
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nal Offic
e
urce to l
o General
Correctio s e r v e a s a reso n f o r m a t i on in the
procedure
s and gh the i as
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specific
in f o r m
l a s s i f i e d, i t w i
t o a s s u re that t
c ercised
rs is not uld be ex sons.
Post Orde C a u t i o n s h o
a u t h o rized per
e d " . u n
"Restrict nated to
i s n o t dissemi ficer's
materi a l
a r t i c l es of Of It is
C E : A l l necessary o r m a l l owance).
APPEARA N
cost, (un
i f nal
PERSONAL w i t h o u t n e a t , professio
are issue
d resent a isons
clothing s p o n s i b i lity to p i z e d B u r eau of Pr If you
er's re or
the offic t i m e s . Only auth d u t y o f a ny post.
wear
p e a r a n c e at all o r w e a r while on a r e r e q uired to
a p f
is approv
ed irt, you
clothing a l o n g sleeve sh times.
azer, or ed at all
wear a bl ld b e s h i n
d for
t i e . S hoes shou f i l e i s reserve
a picture iant, or
T h e posted is , s e x ually dev
CTURE FI L E :
escape ri
s k s mates
POSTED PI s e r i o u s h a v i o r , etc. In
as ltive be fficers
onsidered eme assau rtment. O
inmates c o f e x t r S I S D e p a
asis in
a record us by the onthly b
who have h i s s t a t e o n a m
laced on
t this fil hose
will be p w and sign s p ecially t
red to r e v i e
these inm
a t e s ; e lectronic
are requi i a r w i t h i n g u n i t s. The E
be famil s re
order to r k d e t a i ls or hou a l l y p o r t Bop Wa
wo n the s
to their located o
assigned l e s a r e
cture Fi
Posted Pi w York. to
or MCC Ne designed
Program f al inst r u c t i o n s
each
O r d e r s are gener l y o p e r ation of
RS: Post da i ers,
POST ORDE f f i c e r in the t h e Post Ord
rrectiona
l O
should re
v i e w rter.
d t h e C o o f f i c e r m e , d u r ing a qua
ai
post. Ea
ch irst ti
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in the
t h e m a o be
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P o s t O rder s a r e
O r d e r s shall als
p r th e he Post rohibit
r File of copy of t able to p
The Maste e s . A r e a v a i l be
ts' Offic acilities
a
rs are to
Lieutenan q u a t e f o s t O r d e ates
o n s i te, if ad
e
c e s s t o them. P d a w a y from inm
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d e r s f r o m having a n d k e p t secured o s t o r d ers with
offen dential" o the p
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PROCE D U h o f f ed in
EMERGENCY P LE M E N T A TION: Eac s w h i c h are locat
PLAN IM cy plan sign
EMERGENCY e n b a s i c emergen i s r e q uired to
e fif t e be r the
review th e r . E a c h staff mem i n g e n c y plans for
nd Cent the cont assigned
to a
the Comma h a v e reviewed f i c e r s
g th e y s, o f f all
indicatin r g e n c y situation a c c o u n t ability o
ing em e th e ed.
year. Dur r e sp o n s ible for o t h e r w i se direct
area are unless as the
specific i n t heir areas trol Center serves
nd st a f f
S: The Con ntrol
inmates a G S Y S T E M w a r n i n g s . The Co
WARNIN ergency ional
EMERGENCY a r ea for em t h e correct
ece i v i n g n o t i f y summon
central r w i l l i m mediately i a l s i n order to
ficer d offi c
Center Of t h e r authorize , and
superviso
r a n d o
e d a r e a s . e r e d u n d er duress
e designat be consid of rank,
and
help to th held hostage shall g a r d l e s s
on on, re
*Any pers e d b y such pers arded.
any order
s i s s u
, s h a l l be disreg fo r reporting
W a r d e n sy s t e m in on
including
the
s n u m ber is a p o s s i ble, rema
"222": T h i enev e r enter.
TELEPHONE i n s t i t ution. Wh t o t h e Control C the
m e r g e n c i es at the s s a r y i n formation i c a l t o r emain on
e
to relay
nece impract r before
the line u r s t h a t makes it h e C o n t rol Cente
ation occ inging t o rings i
nto the
If a situ l e p hone is r a l s
ure t h e t e n u m b e r system
line, be s i a t e a r e a. This e " 2 2 2 " telephone
he immed ice. Th
leaving t S u p e r v i sor's Off
nal
Correctio y.
l b e t e s ted weekl e d only as
an
wil c o n s i d e r 2,
r m s " s hould be e p h o n e number 22
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l a t e l ent
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B
to the em
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cific
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d e "genera this alar
n d d o n o t superse O n l y t h e r w h e n
a
iate to u
se. ol Cent to repair
the
or appropr d b y the Contr e m p t
be deter m i n e or a t t in the
unit, can n o t t a m per with i l l b e c onducted
ficers wi
ll tests w ct the
used. Of b o dy alarm r w ill conta
er units . T he O f f i c e dy alarm
transmitt h e C o n t r ol Center g t h e m that a bo
manner. T n fy
o l l o wi n g b o d y a l a rm advisi O f f i c e r will veri
f he l Room ivate
ber with t The Contro er to act
staff mem d u c t e d . st a f f m e m b top
eing con rect the ed at the
test is b e r a n d d i t o n l o c a t oom
b o d y a larm numb s s i n g t h e red but u l t h e Control R
th e depre success f good
alarm by has been st was a
the body t h e t e s t
ber th a t t h e t e
radio
it. Once staff mem conduct a
of the un v i s e t h e a l a r m a n d ady to
Officer w
ill ad
m t o c lear the e u n i t is now re
advise t h e t h aff
procedure summon st
test, and i n g t h i s
end an a l a r m t o
er perform ons and s
test. Aft a n s m i s s i
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receive ra ed.
s s i s t a n c e if need
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31
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C O R R E C TI ONAL CENT
TAN
METROPOLI NEW YORK
N W YORK,
E S
OST ORDER
GENERAL P
that
i c i al report r.
c a l l is a n o f f
n d i n good orde
LS: The wa
t c h r e a m. to
WATCH CAL e r ' s p o st is secu t e s f r o m 6:00 p.
i c n u te
yt h i n g on an off r y t h i r ty (30) mi t c h c a l l , and sta
eve r de eve y the wa
ls are ma d identif made betw
een the
Watch cal c e r s s h o u l b e one.
0 0 a . m . All o f f i
W at c h c a lls w il l
u s i n g t he teleph
6: ost. g "333"
ame and p by dialin
his/her n d 6 : 0 0 A M
and is
6:00PM an signment
hours of s with e a c h a s
pment
n e e ded varie n e r a lly, equi
: Equip m e n t s . G e detail
EQUIPMENT v i d u a l P ost Order r ta b l e r a dio, and ng
di f keys, p
o and morni
ut l i ne d in the in n a t i o n o e v e n i n g
o ombi ing the
ll be a c uired dur
issued wi t i s r e q
flashligh
pouch. A needed
watch shi
fts.
e s a r e issued as
batteri by key ch
its.
a s h l ights and i p t e d
ght: F l
and are r
ec e uired
• Flashli C e n t e r f f i c e r s are req
Contro l h o ost.
from the a n d e v e ning watc u i p m e n t for the p
ng watch e q or
All morni t a s pa r t of the o t b e r eceipted f
flashligh need n from
to have a n i n g o n the unit s a r e a vailable
ts rema i batteri e
Flashligh R e p lacement basis.
chi t s . exchange
with key ers , o n a n
ity Offic using
the Secur e o n l y . Employee
loyee u s tating
a d i o s a r e for emp y t h e m s e lves by s are
: R i f
• Radios o r m a lly ident n m e n t . Radios
uni t s n
ion/job a
s s ig ith a
portable o r l o c a t e r e c e i p ted for w
e and/ r ic
their nam t r o l C e n ter and a o n l y w h en specif
the Con a radio ies, port
able
issued by i c e r s w ill have m e r g e n c
Of f e er.
key chit. i r e i t s use. For t h e C o n trol Cent
ts req u ct with
assignmen a d i r ect conta
ovi d e metal
radios pr b e r e c e ipted by
employees
will fic job
s s u e d t o s t o w o r k a speci away
Keys i y
• Keys: t h e n e c essary ke r s c a r r ying keys
. Only Office them
key chits i l l b e issued. c t e d t o return
ment w t r u r of
or assign u t i o n w i ll be ins b l e f o r the numbe
instit sponsi never
from the E m p l o y e es are re o t h e m and will
ly. d t each
immediate set issue receipt of keys,
uded i n a n y of keys
keys incl m t h e s e t. Upon c o u n t t h e number
ys fro ty to
remove ke t h e r e s ponsibili
has
employee
s et.
on each
31
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NE D RS
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A L POST OR
G E N E R ssumes
o f a d etail a ll
y e e i n charge d co n d uct of a
emplo rol an s and
o u c h e s: Each u s t o d y, cont U n i t Officer
l P r the c l. Bot h
• Detai i b i lity fo / h e r detai p i c
eir
k up th t, and
o n s h i s i l l
resp
assigne
d to ails w ignmen
n m a t e s r s h a v ing det g to their ass the
i
s e s t a ff membe r to reportin a t t h e end of
tho prio em in
ouches ning th
detail p sible for tur
pon rms
are res y . i t h b ody ala
d a posts w on
working i g ned to person
s a s s t h e i r at
U n i t Officer o d y a l arm on r o m a post th
Alarm: the b eved f be
• Body e d t o carry u a l is reli f i c e r will
u i r
are req ft. If an indi
v i d g o f will
t h e r elievin b o d y alarms
every s
hi rm,
body ala carry. Normal
ly, igned
d a o w h ich ass
is assi
g n e o s t t T be
b o d y alarm t f r o m the po l C e n ter MUS
he e d r o ve
given t v e d o r carri a r y , t he Cont i z a t i o n to mo
remo ecess uthor the
not be
l d i t become n member given a s is to allow
u staff of th i
but sho a nd the p urpose o n with
the
c t e d T h e i c a t i er
conta
e b o d y alarm.
o n s t a n t commun units for prop t.
with th cer to be in c f all i
ssued
of ever
y shif
O f f i h e c k o n n i n g
unit A c e begi these
o l Center. d e at th tion of
C o n t r l b e m a l i z a titled
c t i o n i ng w i l
s i n t he u t i
h e C h a pter en
fun tion in t
instruc plained
Further ill b e e x
tters w ng
transmi P r o c e d ures. s f o r obtaini
cy eceip t are
Emergen u s ed as r m e n t chits
s a r e l a c e be
e t a l k ey chit b e u s i ng. Rep chits will not n
TS: M will Key upo
KEY CHI t hat you O f ficer. r k day, or y
s t e q uip m e n t
t h e S ecur i t y
e n d o f th e w o
t i l i z e d as ke
m o gh the chits u
le throu ol Center at /Paper at a me
tal
availab n t r Pape r t a g s
ms ot h e r t h
the Co pment. any ite LT.
left in h e e q u i U s e o f f t he OPS e
return o f t
a u t h o r ize d .
h e a p p rov a l o
t e n a n t s' Offic
re not t to t Lieu
chits a will be subjec d f rom the ns
e y c h i t a n b e obta i n e
r i t y i n spectio
k s c ly secu
ry Chit uct dai o any
Tempora T Y : C o n d
t e ntion t doors, etc.,
B I L I r a t
OUNTA ticula ws, y
U R I T Y AND ACC , p a y ing par l o c k s , windo nt in a timel
SE C are a ing of ieuten a
entire e tamper Operations L e area
are
of your o c k s o r t h
t h e r e n t i r
defecti
ve l s to f you tion.
t h e finding inspections o f t h e institu
r t o nt
and repo aily security s e curity e d epartme be
a n n e r . D
v i t a l to t h e
k o r d e r t o t h
v e l o c ks will
m re wor fecti
d and a ll require a ce. De
require i rs w i a in' s O f f i
s
ant
Lieuten ted with
r e p a C a p t a t i o n
Minor gh the of the
Oper lemen
be supp earches will b
e
n c e r n e d throu e n t i o n s h a l l
co att ions he s of
to the inspect ams. T ection
brought ec u r i t y
ar se a r c h t e
der t h e d i r
tely. S y regul Lieutenant, un onsible for t
he
immedia c h e s b
c sear tions e resp nd •
periodi b y t h e Opera fficer, you ar ed lay-ins, a ns
initiat
ed t O oriz tio
. A s a Uni details, auth t h e Opera
t a i n s t o e the
the Cap ility of your l l absence h to determin otify
account
ab
e s . R e por t a
o w t h r oug u l d r e turn, n
at l ho
ned inm iately and fol the inmate s 4 of al
unassig i m m e d I f Pane
an t s) . fied
Lieuten of the inmate( U nclassi
o n B u t
locati 'I-netti
ng)
EFTA00108008
Tsn
O R R E C T I ONAL CEN
ITAN C
METROPOL , NEW YO
RK
NEW YORK E RS
E N E R A L POST ORD
G creen
o r s will s gned
D e t a i l sup e r v i s
a v e t h eir assi
nt. to le nd
a t i o n s Lieutena inmate requests t h e h o spital a
the Oper idual
ll indiv ude requests to
go to
a n regula
rly
y a t h n
care f u l l
w o u l d incl t t i m e s ot h e r
t h a t i nmates i
area. Th
is nts a nsure er
a s a n d departme nt activity. E quire those und
e m e d re
other ar for the depart b e there an w inmates
on
sched u l e d
a u t h o rize d t o
h e i r area . A l l o
e s ) s o they may
a ar e n in t minu t
your are i s i o n to remai ime (Approx. 10 s pecified
.
s u p e r v m p l e t t i m e
your uts a t the
h e d ul e d call-o n g d e p a rtment a
s c lli
t the ca
arrive a R E S e nts invo
lving
.
d
P L I N A R Y PR O C E D U
l u t i o n of i n c i
s i s e n couraged
ISCI al res o lation ve
INMATE D P O R T : Inform u l e s or regu a s o n to belie
R E r r e an
INCIDENT f i n s t i tutional s s e s o r has a n c o m m itted by
ns o witn e s be e rward
violatio hen an officer i o n a l rules ha r e p o r t and fo onal
w nstit u t ciden t recti
However, a t ion of i l prepare an in . The cor
v i o l v i s o r r
that a
h e o fficer w
il
e c t i o n al super c i d e n t report o ee
t r r n t
inmate, a p p r o p riate co e s o l v e of the i iplinary Commit e
it to th
e
informal
ly r t Disc can b
s o r m a y o r t t o the Uni t h e s e reports
be
supervi i n c ident rep i n d i c a ted. As l reports must
t h e on if e, al
forward r d ispositi s legal evidenc
r t h e rt a
for fu into cou
n a e d
sub p o e yped. conducte
d
t e d i n ink or t o u l d b e ed,
prin
t i g a tions sh o n i s detect
: The in
v e s a t i ator
I G A T I ON e t i m e the viol f t he investig
T om th o
• INVES 4 hours fr n d
rol
the cont will usually be
a
h i n 2 b e y o
wit nces icer e
ircumsta vestigating off en a copy of th
unless c i n gi v t the
e. The will be fficer a r should
interven . The inmate a t i n g o
nt vestig stigato te's
Lieutena eport by the in ion. The inve i n the inma
n t r i g a t o b t a
incide invest and
i n n i n g of the s . t o t h e inmate fter thoroughly e a
beg
d the c
harge incident
. A receiv
also rea concerning the m a t e d oes not be
t e m e n t n c i d e n t , the in should the case ely,
st a e i ver, ltimat
ating th n. Howe ttee, u
investig e investigatio r y C o m m i ff
p y o f th n i t D i sciplina h e i n m a te's sta mate's
c o e U t in
d to th given to ntation on the
forwarde igation may be he pr e s e
est use in t
the inv v e f o r
tati
represen
behalf.
of 31
Pant:, 5
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cinvIniti
EFTA00108009
CENTZK
C O R R E C TIONAL
LITAN RK
METROPO W YORK, NEW YO
NE DERS
POST OR
GENERAL inor
t y t o impose m
uthor i ff
M M I T T E E: The a legated to sta be
RY CO e de ill
I T D I S CIPLINA n c t i o n shall b n i t M a nager w thee Unit
U N d sa U
•
tion an unit.
The ion of an.
disposi f an inmate's a n d s upervis h e Unit Pl
s h i p i n t
members
o ember forth ers,
b l e f or the m (UDC) as set n t w o (2) memb
i ss th a
respons ary Committee i th no le Case Manager o n rules
r
i p l i n i o n w
Disc funct te's utio
e U D C should t he r t he inma t i o n o f instit an a
Th i a h
o f w h ich is e n alleged viol on for other t
one ere a rati he
un s e l or. Wh r a n t s conside r e f e r red to t position.
C o wa r may be d dis
lations charge ring an
or regu , t h e o r h e a
nction ficer f
minor sa ry Hearing Of s h all con
duct
l i n a D H O
Discip R (OHO):
The
p propria
te
O F F I C E m p o s e a to
I N A R Y HEARING g s , a n d may i duct referred
• DISC
IPL indin iscon
n g s a n d make f s of inmate m
heari cident
n s on in .
sa n c t i o
o r d i s p osition icers s
hould
h e r f a l O f f orts
him/ C o rrectio
n
c i d ent rep
A l l t i n
ITY: e tha ted.
E R R E S P ONSIBIL f o r t t o ensur s ) b e i ng repor ficer
C f action ( f
• OFFI o n c e n t rated e i l s o f n o w n b y the o he
c a k about t
make a e p r e c ise det n t w h i ch are n u s u a l
th incid e hing u
contain a b o ut the r e is anyt Complet
ed
c t s f t h e e d . s'
Al l f a
r e c o r ded . I
h o u l d be n o t
h e L i e utenant
should
be his s to t r
' s b e h a vior, t d be forwarded ition. Furthe
inmate shoul dispos 70.07
i d e n t reports r a c t i c al for S t a t e ment 52
inc as p ogram
e as soon be found in Pr mal
O f f i c
i o n c an e d i e s are for
informa
t e m re
i n i s t r ative R b l e m s they we
: Adm ng pro mate is Team.
to
T I V E R EMEDIES a t e s c oncerni T h e i n
ADMINIS
TRA y inm els. Unit
t s s u b m itted b h normal chann 10) from the
complai
n hroug , BP-
t o r e solve t m ( B P- 8, BP-9 o cessing
.
n a b l e y F o r f o r p r
u
e s t t
d
he Reme the Unit Team m b e r s must be
req u to ff m e ules
eturned All sta . The r
It is r REGULA T I O N S :
Sta t e m e n t
tics
R U LES AND p l i n e Program b u t f air tac
MENT O F e Disc i h fir m ithout
ENFORCE i t h t h e Inmat h e r e d to, wit t an inmate w olation
familia
r w be ad rrec s vi
i o n s must a b l e to co f the inmate'
u l a t
and reg u may at time
s b e i rious
t . H o wever,
n s i s of a se
used.
Yo repor atio
a n i n cident l e s a n d regul ten.
writing stitution's r
u
m u s t be writ
in repo r t
of the n i ncident
, a
nature
Pane
6 of 31
ified
Unclasn
ve But
• c•anniti
EFTA00108010
NTER
R R E C T I ONAL CE
LITAN CO RK
METROPO W YORK, NEW YO
NE ERS
NERAL P OST ORD
GE
to
a r e n e cessary One
C T I O N S y i n s p ections e n t e s c apes.
Y INSPE cur i t prev s to
SECURIT N S P E C T IONS: Se contraband and Su p e r visor i very
OF I n of ional ver e
PURPOSE n t r oductio e f Correct a t will co se
th e i th e C h i
ions t h al, the
control t i e s o f i n s p e c t
ek. I n g e n e r
hers,
hief du plan of ce a we tinguis
of the c a formalized a s t o n i r e e x
sh at le es, f
establi i n s t i tution l o c k i n g devic w alls, e
tc.
d the
f t h e o r s , e t e r re foun
part o c l u d e do s , p e rim c i e s a ea
ions i n ng wal l crepa n heir ar
inspect indows, buildi even if no dis tions within t The
grills,
w
r equired c t inspec i o l ations.
a r e
will c o n d u
securit
y v are a
ions
Inspect . All staff n d a n d L T , a nd prep
traba e OP S ible
day pri
or
i l i t y for con epancies to th S t a f f respons orm
nsi b r f
of respo p o r t a ny disc t h e c oncern. ty inspection
ill re orrec t ecuri cked
staff w R e q u e st to c i n i t i a l the s t h e y h ave che
ork will ating
Minor W d e p artment t e r s indic
i r c e n
for the the con
trol
b y lity. potenti
al
locat e d
o f r e s ponsibi a s a me
rea ve ay beco
their a b o d y can ser , i t m
uman reason s.
I N M A T E S: The h d. For that v a r i o us time
SEARCHI
NG raban te at or
l a c e f or cont e a r c h an inma r techniques f icy and
hiding
p and s prope n pol
s a r y t o strip e g a r d i ng the i n i n s titutio the
neces o r mation
r
b e found t o prevent s of
Further
i n f
d i v idua l c a n
l . I n o r d e r
d u l e d searche
i n n u a h e ies
searchi
ng an
l S e r v ices Ma utine and unsc o t h e r facilit
ectiona and, ro rk area
s, or
This wi
ll
the Corr on of contrab t s , w o t e d .
introdu
cti ing uni ust be
conduc persona
l
o n, hous m n g , n
inmate'
s p e r s
e d b y inm a t e s
a t e ' s clo t h i
n m a t e ' s perso
t n m i
frequen es of i ches of
used or horough search dmission; sear is concealing tine
include
t
t i m e of a e d h e / she a r e a s on a rou ch
y at th
e suspect , recreation ersonne
l. Su
propert ers when it is f w o r k s i n g p mass
and qua
rt e r place o b y supervi e b a sis, or
and; hi
s / h t e d n m a t g in
contrab a s i s a s direc i n d i v idual i pected of bein
b n s
heduled initiated on a traband is su
or unsc b e c o n
s may when
searche y b e o rdered i ndividu
als.
e s m a n o w n
search f unk
s s e ssion o
the p o ches.
w i n g a nd sear
vie
t S e a r ches: c r o s s -gender cility
whose
Pa t s t o r a f a ll
Limi 2017 fo ity sha
115.15 s t 2 1 , f ac i l
Augu , the tes,
2 0 , 2 015, or eed 50 inmates f female inma t
ugust t exc ches o not res g or
tric
As of A c i t y does no pat-down sear s h a l l
ap a r ities rammin
rated c t cross-gende s . Facil vailable prog is
m i
not per igent circums
t a n c e
u l a r l y a o m p l y with th
ex to re g r to c
absent t e s ' access i t i e s in orde
inm a ortu n
female - o f- c ell opp
u t
other o .
s i on
provi
o f 31
Pane 7
ied
ut Un classif
^-•fl aitivw B
EFTA00108011
TER
R R E C T I ONAL CEN
LITAN CO NEW YORK
METROPO K,
NEW YOR RS
E R A L P OST ORDE es,
GEN t s, Inmat
g U n i
ousin y.
S e a r c h es of H o f t h i s polic der.
g r a m S tatemen
t
r r e n t version e b a s i s of gen ith
Pro or c u t h w
See the e Work Areas, e s t r i c ted on n s c o n sistent
at be r oncer and
and Inm m e n t s may not o p e r a t ional c ter Agreement, ue to
sig n aluate he Mas contin
Post as will ev t ions, t e agency will
i o n s l i g a nity
t
Institu e bargaining o gulations. Th
b
y m e n t Opportu
l o
collect
iv and re ual Emp cy.
l a ws , rules, a n d o ther Eq g t his poli
h e r V I I t i n
ot
with Ti
tle plemen ches
comply i t i e s in im s t r ip sear
h o r d e r ent
om m i s s ion aut a l l c r oss-gen d s h a l l docum
C ment s, an
s h a ll docu t y searche tes.
T h e f acili t y
u a l b o dy c a v i
f f e m a le inma
(c)
s-gende
r vis ches o
d c r o s p a t - d o wn sear s olely a ed,
s a
an n d e r ne b a s i s
uct
ss-ge a routi search is cond
all cro c t e d o n
condu a pat the
c h e s will be a n d . Before e a d g ear and rsonal
r ontra b h
Pat sea ntrol c remove
any
gear an
d pe ach
means t o c o
b e a s k e d t o
. T h e h e a d
c e d o u t of re s
e i n m a te will s / h e r pockets m o v a l and pla e m a l e inmate'
th f h i ter r e the f male
s out o cted af search of the
content i n s p e
membe r w i l l r c h e s
will be A staff and. P
at sea
one wit ll be
h the
effects a t e . t h e h l b e d
e inm the bac
k of e wil t searc
h wi
from th u s i n g f e m a l e inmat T h e p a roved
rea e the app
chest a h e r e s t of th o f t h e hand.
b e d o n
and t ers), escri
inmate
p a l m a nd fing e p r o c edure d
( to t h
inside, a c cording pe.
conduc t e d
a r c h v ideo ta f rom cou
rt,
p a t s e t u t i o n lly
Bureau t h e insti l b e visua tal
t e s e n ter i n g
m m u n i t y, w i l
h a n d held me
All inma the co th the ving
Visual: t r i p s out in d s c r e ened wi c h e d w hen lea gh
rs or ), an sear orou
transfe t r i p s earched o b e v isually release. A th in
d (s s Except
searche t e s will al i n cluding e d .
n m a o n , l e t by a
detecto
r. I
f o r a ny reas g will be comp be conducted
n e
he i n s titutio mate's clothin searches will l e a s t one mal t
t in strip At nduc
of the s, all inmate. rs a day to co
search u a t i o n a s t h e u
cy sit he same
sex 24 ho
emergen r o f t b e a v a ilable
embe ill
staff m emale staff w ated
and one arches.
f
k e a c oncentr
se uld ma ility
visual h o f f i cer sho q u a r t ers, ut d,
T R A B A ND: Eac e s o f living t e c o ntraban
OF CO N h n a
CONTROL t searc der to
elimi used in
an
m a k e frequen i n o r g h t b e
effort
to
other a
reas ch mi
a n d o i t ems whi de the
r s ,
corrido ecial attenti
on t
a r t i c le insi d in
m or hase
giving
sp
a s any ite itution, purc d
a p e a t tem p t .
e s t d e fin e d
t h e i nst s , o r approve
esc be b ed by hannel
and may ot issu gh approved c
Contrab at w a s n
ou
tion th purchased thr
institu , r.
missary f membe
the com ropriate staf
pp
by an a
Pane
8 of 31
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classif
But Un
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EFTA00108012
ER
R R E C T I O NAL CENT
ITAN CO
METROPOL , NEW YO
RK
NEW YORK ERS
E N E R A L POST ORD
G n the
t h e l o g book i money
s t b e p laced in i n m a t e . When
zed mu te and om the
c o n t r a band sei i s t i n g item, da , a v a i lable fr any
t
All
n a n t s ' Office l ropriate receip d . A l l coin and gular
Lieut e the app e e
s c a t e d , m u s t b e utiliz
o r d e d . During r ms
is confi t e r a n d/or ISM ed and duly rec n f i s c a tion for
ce n fiscat the c o , the
control t o be con a l ong with - d u ty hours the
c y i s u n d s n o n
curren band f During be place
d in
u r s , contra O ffice. l l ext
dut y h o
o t h e Cas h i e r s
a n y i n g for m w i
e r , u n t il the n
n t accomp l cent be
are take f u nds and t h e contro o n e y , should
a t e d d i n a n m form
confisc i t o r y , locate a n d , other th f C o n traband
p o s r a b n o
night de rking day. Cont n and Dispositio
regula r w o
Confisc a t i o c es.
l
o n t h e o n f i s c a ted arti
recorded the c of an
h o u l d a ccompany m a k i n g a search hat
and s T E RS: When m a k e sure t
Q U A R u l d every
I N M A T E LIVING a c h o f f icer sho s s h o u ld make
G rs, e ffice r hings
SEARCHIN v i n g quarte r o cess. O e x c epting t
s l i t h e p a c e ,
inmate' d in
destroye articles to the
ir pl removed.
h i n g i s n d a r e
not all nd a
o r t t o return t o b e contraba
e f f e d se
h a r e determin e d t o purcha The
wh i c
a r e a u tho r i z
d i v i d u a l use.
mates for in d key
T I O N L OCKS: In h e c o m missary a v i n g a plugge
COMBIN A from t lock h s
n a t i o n locks p l u g g ed; any i l l b e seized a
com b i to b e and w
are not ntraband
key ways d e r e d c o
be consi
way will
nd
contraba v i s ed by st
aff
is s u p e r
rns
M ( S E P A R ATIONS)
i n M C C New York d s a f e ty conce CIMS
CI n
n m a t e m ovement
i o u s s e curity a Y o r k a nd their l not be
All i e ser CC New nd wil
s . There ar o u s ed in M i d e ntial a a
me m b e r
t h e i n mat e s h
s t a t u s is c o n f
i o n s r oster is l
g separat
regardin i n m a t e 's CIMS h e u n i t f e g u a r d ed at al
An ). T be sa
status.
t h a n y inmate(s m w h i ch must ew York
are
r e d w i i a l i t e t M C C N e the
sha confiden
t
r ograms a anged to provid
t i v e , m a t e p
sensi us in arr he
e s . T he vario T h i s has been m e n t during t ncerns for
ti m ors . viro n co
d by flo ecure en viates the CIMS ees will not
schedule th a safe and s l e a t
e s wi h i s also al m i n e d separ d be
i n m a t
t e p r o g ram . T
t i o n h a s d e t e r
p r o g r a m s shoul ility
a
appropri m . T h e institu
t h e r e f o re the e r ' s r esponsib any
gra
each pro on the same uni
t, Offic r to
e d I t i s the Unit S concerns prio it
be hous tees. r CIM the Un
a l l separa c h ecked fo er will check on
clear o f
i n m a t es a r e
i t O f fic n a m e appears
re al l The U n nmate ' s rns
to ensu o f t h e unit. r t a i n i f the i f o r C I M S conce check
f f c e hecked
escort o s roster to as t e s are c t Officer
will
a t i o n i n m a e U n i name
separ E n sure all h e unit. Th if the inmate's ear on
e r . ff o f t
the rost y escort o ster to ascert
ain
does not
app
t o a n r o s n a m e f the
prior p a r ations t h e inmate' r t e d off o
t s e I f e s c o
the uni the rost
er.
c leared t
o be
a r s o n e i s
appe inmat
h e r o s t er, the
t
unit. 9 of 31
Pane
fied
e R u t Unclassi
v
cm.nniti
EFTA00108013
NTER
ONAL CE
A N C ORRECTI
METROP
OLIT W YORK
Y O RK, NE
NEW DERS
L P OST OR the
GEN E R A
on s r oster,
i te
n t he separat ing the inma
pear o o allow
n a m e does ap mate prior t
s in
inmate' t clear the
If the m u s t.
f ficer the uni r and
U n i t O
e d o f f o f
i t Office ing
b e e s cor t
by t he U n
h e r equest
to re d
clea
T rt. ith ea w
r o perly a ny esco t h eir ar
b e p or t o t o lear
m a t e s must m e m b er pri te m ovemen
t
i c e r must c
I n ff a f f ed
e s t i ng sta l e a r all inm T h e C&A O s / h e r assign
u c . i
req must n 5123 from h inmate
with
f member e x tensio p a rting h e
s t a f r a t te d e ea r t m the
e C & A Office t o t h e inma u s t a lso cl d e p a rt fro
o
th
mate p
rior ficer
m mate t g Room
the in U nit Of g any in V isitin te
u n it. Th e
t o allo w i n
c e r or t h e
e r ' s ultima
n g r f i c
housi r prio al Of t Offi red.
C & A Office , t h e Hospit i s t he Uni p e r l y clea
the hough s), i t en pr o and
t . Even t e i nmate ( a t e has be n s roster
u n i g t h i n m
Separa
t i o ter.
b e c learin n s u r e the U n i t o n t he ros
may to e h e e r for
n s i b ility s t r e view t g i s t er numb i s c l eared
resp o u e
icer m and r inmate If
h e U n it Off m a t e ' s name p p e a r , the & A O f ficer.
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CENTER
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It is t h e p o
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TEK
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acceptab oubtful cases. u n less of a ge of si
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have to s, i birt will
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authoriz
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be allow
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w i l l b e in eff a v i s i ting lis r
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w i n g proced t e will com approved visito ly
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t s . E a ch i n m a
t e n ( 1 0) I m m e d i ate fami
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CENTER
C O R R E C TIONAL
LITAN ORK
METROPO Y O R K, NEW Y
N E W DERS
POST OR
GENERAL
tion: ated or
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permit t isit, i c or
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METROPOL K, NEW
NEW YOR ERS
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Pane 16
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Sensiti
4 2019
EFTA00108020
NTER
R R E C T I ONAL CE
LITAN CO YORK
METROPO K, NEW
NEW YOR ERS
N E R A L POST ORD
GE their
m i t i n writing
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conta c t o Ch i l d r r v i s i ntified
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R OL : I t i s th e p o
c o u n t a b ility o
TOOL CO
NT CONTROL nd ac
O S E O F TOOL t r i c t c ontrol a u tions.
Tool
P UR P t a i n s i n s t i t g
•
r i so n s to main s t o r a g e at all
o r t h e followin b at
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tools us ocedures are i o d r e p a hop or
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re a th ols fr
improve event to
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eff F TOOLS AA g ution.
S I F I C ATION O B . T he Class ide the instit
• CLA S Class ve ins in
A ; C l a ss A; or ngerous to lea s t l i k ely used inmates.
A da m o er
ed too es tools rsonnel or oth
consider A group includ p e rdous
s harm to ess haza
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those o f a l
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ss B g
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nature.
Pane
17 of
ified
But Unclass
Se nsitive
I 2018
EFTA00108021
TEK
R E C T I O NAL CEN
R
LITAN CO RK
METROPO W YORK, NEW YO
NE ERS
N E R A L POST ORD rd as
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n a s h a dow boa
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• All C und with a bl AA TO O k day,
backgro SION OF CLASS f e ach wor
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AN D S U t i o n
institu d safe in a Cl
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ved fr on lock t
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a sh separat re authorized e. Clas
kept on i l l b e a s t o r a g es.
area w loyees aces of all tim
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area. O Tool Ro of an e nstitut
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storage ools from the r v i s i o n t t h e i A
Class A
t
n d e r t he supe arry them abou t supervision.
u c thou
ill be ted to them wi made at the
tools w re not permit o r u s e
Inmates
a cort n ll be d for
n e m p l oyee es ass A tools wi ail is release ol is
a
without inventory of
Cl e det A to
t e a y , b e fore th W h e n a Class will be
comple workd day. sor
n n i n g of the d o f t he work tional Supervi a ccess t
o
begi t h e e n o r r e c e h a d
and at ef C hav gh
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l
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S S B - T OOLS: A r e d t o
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S U P E R VISION i e s w i l r v ision o day.
A N D cat e g o r s u p e e work
STORAGE s s A A n d e r t he o f t h ir
a s s A or Cla
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ools
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Pane 18
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ut Unc lassifi
Sens itive B
- I 2018
EFTA00108022
NTER
C O R R E C T IONAL CE
ITAN
METROPOL Y O R K , NEW YO
RK
N E W ERS
POST ORD
GENERAL moved
o r k area and
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a t t h e s w i l l s
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TOOL INV s t ries, sc
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shops, store , on t
u e d t o them or s c i s s o rs, etc. o u ts and t
he
ill
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t h e wh e r e a
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havin g i t e
c a r e f u l a s t o
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t h e i n s titution
arly items . on of
particul i t y o f these l s i n possessi
b i l all to o
accounta r e cord of o o ls will
be
i n a o u t t ool
mainta o k e n or worn- t h e C entral T
: B r t o e
W O R N - O UT TOOLS d a n d r eturned t t h e y cannot b
BROKEN O
R w boar ed tha tc.,
f r o m t he shado i t i s determin a saw blades, e Room
removed
e p l a c e m ent. If A t o o ls such e C e n t ral Tool
r Clas s to t h
Room for d r eplaced, b e returned
d a n i l l
surveye replacem
ent, w
u i r i n g h a
req
s a l . n t cage wit he
for d i s p o
n d t o o l equ i p m e
b e l o c a ted in t
nife a shall ll be
I C E T O OLS: A k l o c k i n g device e s a n d tools wi ted
V s kniv chit
FOOD SER d and adeq
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hazardou e s will be
b o a r . A l l l k n i v the
shadow c e D e partment n s y mbol. Al i n g table by
Food Ser
v i t i o c u t t l be
h a n i d entifica ttached to the t h e k n ives wil of
it ge and a ility of the end
marked w n i f e c a c o u nt a b a n d a t
he k he ac shift
out of t e m p l oyee. T s d u r ing the
b l e nterv a l
responsi f r equent i
checke d a t food
u s t b e given to his
the day. i a l a t t ention m t j u i c e s. Of t
: Spec d frui erated
L L E D F O OD ITEMS m e g , f r uits, an box in a refrig
CONTRO as yeast
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in a se
cure
the date
and
s s u c h l o c k e d i c a t i n g he
item t shall be ll be kept, ind a n d, and t
y e a s o n h nsed
group, i n v e n tory sha , t h e balance s h a l l be dispe
n t s Yeas t
area. A f issue, receip mployee. rict
i t y o s i b l e e e p t under st
quant e s p o n a n d k
of the r employee
initials e Food Service
th ll
only by I n v e n t ories wi
ion. MICALS:
supervis I S O N OUS CHE i d s u s ed in th l,
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AND P O xic fl u lcoho
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CONTR
i n e d o f all p o t i c s , wood alc s will be stor
a c m
be maint n, such as nar e tc. Thes
e ite
y ee only, office
when
t u t i o a s e s e m p l o
insti ds, g by an ing
f l u ids, aci will be drawn r s . The issu item.
di t t o
a b i n e t and e n t s u p erv i s o
o r e c e i ved the
locked
c
the dep
artm nd wh
i z e d b y t i m e , a mount, a
author d the da
te,
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wil
of 2
Pace 19
ncl assified
e Rut U
Sensitiv
"7 2018
EFTA00108023
ENTER
C O R R E C TIONAL C
ITAN
METROPOL Y O R K , NEW YORK
NE W ERS
POST ORD
GENERAL
o n s t o maintain
of Pri s se of
D L O C K CONTROL o f t h e Bureau m e s . T he purpo
N y i f
KEY A
I t i s the poli
c
l o c k s at all t a n d i n v entory o be
POLICY: r o l o f keys and e s f o r . control n f o r m a tion can
on t rocedu r ailed i
proper c s t ablish p u r ther det
this is
t o e
and lock
s . F ments. the Cont
rol
n k e y s P P r o g r am State r e d o n
io BO be sto tified
institut y referring to y use will y s are iden
e d b d a i l f k e
obtain d for Sets o set
a uthorize n not in use. s in that nd
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i f y i n g active a
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by lett Two list
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ontrol
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er.
em e r g en c y
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lack
f t h e e y s h or
office o S : R e s tricted
k
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Y KE Y er. Th e or a
E D A N D EMERGENC e C o n t rol Cent t o d r a w keys f
RESTRIC T in t h ssary to a
o n t h e keyboard it becomes nece s i g n e d are, or The
tags s
n o t i f ied when t h a n h is/her a t o r e r o om, etc.
will b e other sary, s the
a r t m e n t or post
h a s t h e commis F o r m i n dicating ined
dep
d a rea, suc t r i cted Key k e y s or red-l
restr i c t e
repare a
R e s
Emergen c y Chief
l l p r e a . t h e Warden,
officer
w i h a o f r or
o r e n t e ring suc t h e d irection W a t c h S uperviso he
t
purpose
f
i s s u e d only a c i a t e Warden, m a y d e legate t
l b e , Ass o itions h the
keys wil o na l Services . A c ting pos via memo throug
c t i Offic e r
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iod
s t i t u p e c i f
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r i er.
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HANDLIN a s tened to d referenc
e to
u ld never c.
be
e l y f r s a n y s s h o
secur numbe . Ke d, et
i o n of key ence of inmates u nattende n in
Di s c u s s
t h e p res o p p e d , or l e f t
f s o t h ey remai
in und, d r r reli e
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ch
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t t handl Shoul d ion
each se e r m i tted to m s t ances. h e institut
e p i r c u t o t
never b any c t back
t i m e , or under must be brough
any keys
e y s h o m e, the
k
ely.
immediat s placed,
the
S : o r m i
D KEY lost ch
O S T O R MISPLACE s e t o f keys is i t t o the Wat quate
L t that ade eys
I f a key or a mediately repor s o n s o
• will im in per the k
officer p hone or T he area ates
i s o r by t e l e
e d i n ef f e c t .
d a n d all inm
Sup e rv
ay be pl
a c
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u r e by a
u ar d s m m m e d i a t b e f o llowed
safeg
in will
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e l a s t s e a r c h ed. Thi c t i o n a l
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in the a port to the Ch it.
re perm
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find
a R u t Unclassi
Sonsit i v
wtlEt
EFTA00108024
ENTER
O R R E C T IONAL C
LITAN C YORK
METROPO K, NEW
NEW YOR DERS
A L POST OR en
G E N E R
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ged, y e key wil
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EFTA00108025
ENTnn
O R R E C T IONAL C
LITAN C YORK
METROPO K, NEW
NEW YOR DERS
N E R A L POST OR
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i n e s s to prov the
d
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e direc mount i e lid
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to all that ail p o uch
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Pane 22
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01R
---- 7. 2
EFTA00108026
ER
E C T I O N AL CENT
RR
LITAN CO RK
METROPO W YORK, NEW YO
NE ERS
POST ORD
GENERAL ODY
T I VE CUST er.
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i c al mann
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in an m e t h o d , Unit
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CELL AS t s w i l l be det nt and OIC, P n i n g s uitabil
signmen e SHU Lieutena termi al
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volv tigativ o
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mate
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rs
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psychol
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.
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problem i s s ue a f f f r o r a d m
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m a ritica guil t
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EFTA00108027
ENTER
C O R R E C TIONAL C
ITAN
METROPOL , NEW YO
RK
NEW YORK D E RS
POST OR
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mates ar
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and at t e m s h s of
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History
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Pane 24
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Sensitiv
2018
EFTA00108028
ER
R R E C T I O NAL CENT
ITAN CO
METROPOL , NEW YO
RK
NEW YORK ERS
ENERAL POST ORD
G
ppeal t o reduce
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t u a t i o n al Facto e n d i n g indictme
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REPORTI N - An n men
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ly.
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question t o the Shif of any
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hours ill d
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l e inmate b e c ontacted e
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Pane 25
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-- 7
. 201R
EFTA00108029
ER
R R E C T I O NAL CENT
ITAN CO
METROPOL , NEW YO
RK
NEW YORK ERS
E N E R A L POST ORD
G
rom
S A U L T PROTOCOL a v i o r s (e.g., f
SEXUAL A
S e h ll
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the alle egation, the i e r , e tc.) and
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l e m e n t e d. Once c o n t i n ue, a se b e p r o vided in needs. The
imp ould will tic
e n tion sh S ervices d therapeu tor,
i n t e r v
i s n e ces s a r y .
t h s e curi t y a n
r o g r a m Coordina
e ts b o P
respons t that mee i tored b
y the
r o n m e n l , m o n
envi otoco
ponse Pr onents:
f u l l R e s
f o l l o w ing comp P A M:. 26 o
f 2
t h e
involves U n classifi
ed
e B u t
Sensitiv
9019
EFTA00108030
ER
L CENT
C O R R E CTIONA
OLITAN YORK
METROP K, NEW
NEW YOR ORDERS
L POST
GENERA
to
n e t h e actions
determ i th to
i o n l l c o n s ult and i v e b e h avior bo in
staff wi r sexually abus
t
, change
Prote c
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All appr o prevent furth k assi dy,
k e n t . c h a n g e in wor r o t e c t i ve custo emove
be ta m (e.g ion, p .g., r
l e g ed victi s e r supervis p e t rator (e in
th e a l
s s i g n m e nt, c l o
t h e a l l ege d p e r
c . ) . T he Capta
housing
a or by nt, et d into
f e r , e t c.) and/ o u s i n g assignme U N V " i s entere leged,
trans n d , change h tegory of "V SA r a t or is al ee
p o u r p e t
from com e that a STG ca r
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e an inm V" for that inm
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will stanc SA UN
N T R Y , a nd in in a t e g o r y of "P
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er the S er detai
will ent r f u r t h
13.b. fo
Section ion,
i ntervent n
A L : i b l e f o r c r i s i s
f th e e valuatio
C
respons o t
PSYCHO
LOGI
a f f a r e d o c u m e ntation o t h e r treatmen
gy st eeds, nd/or gy
Psycholo o f t r e atment n r i c r e f erral, a t i o n , Psycholo
nt ia t In add i
assessme reatment, psych victim. ity
s , t l l e g e d a n d Commun
e s u l t t h e a e m e n t ental
r
r e l ated to o U n it Manag s t - r elease m of
opti o n s
d e g u i danc e t
a n i n m ate' s p o
p e r p e t rators)
ov i ng lleged ions
staff pr s staff regardi r a t o rs (or a d by' the Operat
o n p e t isk
Correcti ds. Inmate per i l l b e referre
n s i d e r e d high-r
ee viors w tes c o tment
health n u s ive beha v i c es. Inma c i a lty trea
l y a b S e r o s p e , or
sexual
t t o P s ychology b e r e ferred t roup counseling
n ing ma y or g
Lieutena e-offend dividual iques.
for s e x u a l r
p r o g r a m s , i n
r e c t i o n al techn
anagemen
t rd cor
and/or m g h standa ment
n a g ed t h r o u
e d of treat
may b e m a i n n e f will
d e t ermined r v i ces staf
petrator
i s y S e f the
a t e p e r m e n t , P sycholog i c a l s ection o
m treat the me d
If an in d refuses c e it in s t aff of t
he
c e s a n n d p l a r i n g
servi sal a refer efusal
c u m e n t the refu a n d n o tify the
c o m p l i a nce or r e the
do
e C e n t ral File o f t r eatment e e n , a n d outsid
Inma t atio n , betw
f u s a l . Document f c a r e within
r e ty o
continui
ensures
Bureau. tion,
n , d ocumenta
examinat
i o sive
n l e f o r m s e x u a lly abu HIV
esponsib ies arising fro for pregnancy,
ati o
Examin f a r e r
staf r ,
Medical o f i n mate inju e n a p p r opriate W h e r e i ndicated
tment ing wh TDs).
and trea i n c l u d ing test e d d i s e ases (S
s e xual ass
ault
o r s , s m i t t o f for
behavi e x u a lly tran e c o llection e x a mination
r s t h a n
and othe aff, trained in s
nduct
hould co er in formal are
a l s t i t " ) s staff
medic e . , " r a pe k e u s e d lat S e r v i c e
evidence
(i. h may b here He
alth
e v i d e n ce whic u t i o n s w
s a u lt evide
nce
phys i c a l n s t i t a l a s on by
i g a t i o n s. At i tified in sexu t t h e i nstituti y or at
invest ained no
r cer ined a mmunit
t h e r t r e w i l l be exam m t h e local co with local
nei nmat ls fro ce
g, the i fessiona accordan
gatherin a r e p r o
equip p e d ( i n
tims.
health c cility ault vic
trained n i t y f a u a l a s s
l commu at sex
the loca a l u a t e and tre
ev
laws) to 21 of
PAOP
fied
t Un classi
ive Bu
Sensit
EFTA00108031
CENTER
N C O R R E CTIONAL
ITA RK
METROPOL Y O R K , NEW YO
N E W ERS
POST ORD
GENERAL mitted
s e x u a l ly trans ate.
f o l l o w -up for m s , a s appropri
t and e vict i
l a c t i c treatmen t o a ll inmat S ervices
for
Proph y o f f e r e d H e a l t h xually
e s will be f e rred to a t ed to se
di s e a s i s r e
injurie s r e l tim to
e v e r a n inmate
m e n t o f t h e i n mate vic (BP-
When n a nd treat l e ncourage o w - up form
a t i o w i l F o l l e.
examin a v i or, staf
f
s e s s ment and P a t ient Car
b e h A s o n
abusive njury ement
e t e a n Inmate I e P r o g ram Stat
compl by t h
a s required aff
S3 6 2 )
a c t i v ated, st
ol is ve
i g a t i o n R e s p o n s e Protoc s e x u a l ly abusi ty of
Invest e full ons of denti
s where th e allegati n i ng the i are
In c a s e
t o i n ves t i g a t
o r m a t i o n c o n c e r
c t s o f the case
ne d inf fic fa
are trai horoughly. The he speci their
o r t i m a n d t
b e c ause of n of
be h a v i
e d i n m a te v i c t
n e e d - t o-k n o w
h e i n v e stigatio
the alle
g f who and t ve the
d t o t h ose staf t i m ' s welfare t o preser ility to
l i m i t e t h e v i c o n l y
ent with portant
not lexib
involvem nt. This is im s e r v e m aximum f
de o pre
the inci v a c y b u t also t
pri ons.
victim's t h e allegati ll Respo
nse
a t e f u wing
inve s t i g
a c t i v a ting t h e
a n d t he follo
cations.
Upon itiated
N o t i f i o n p h a s e is in
Initial e invest
igati
t h e: ate
Proto c o l ,
( s ) w i l l be mad e n t t h a t an inm
notifica
tion
t i m . I n the ev h a v i o r against
ate Vi c sive b e l be
e t r a t o r on Inm e d s e x u ally abu t ( o r SIS) wil
er p etrat e Age n
Inmate P t o h ave perp I n v e stigativ
e d a l
is alleg a te, the
Speci
e r i n m taff
anoth m e d iately. e n t that a s
notifie d i m h e e v avior
t e V i c t im. In t l l y a b u sive beh The
on Inma a
e t r a t o r r p e t r a t ed sexu d i m m e d iately.
rp ve pe tifie
Staff Pe ed to ha rden will be no ce of
e r i s a l l e g
e W a o r a n d the Offi ice of
mem b t h t f
t a n inmate, R e g i o n al Direc n notify the Of notify
again s y the in tur will
r d e n w i ll notif A ) , w h o will n a p p r o priate,
Wa (O I whe
Affairs IG), and n (FBI).
Internal tor General (O o
e I n s p ec o f I n v estigati t an inmat
e
t h u r e a u n t t h a
the Fede
ral B
m . I n the eve a v i o r against
Vic t i sive b e h h
t r a t o r on Staff s e x u ally abu m m e d i a tely wit
erp e etrate d acted i
Inmate P t o h ave perp w i l l be cont
e d SI S
is alleg mber, the SIA/ en.
f f m e t o the Ward
s t a t i on will
a
u p notifica r esponder
fol l o w -
staff f
i r s t e for
o n . T h e b e r e sponsibl
ervati f wil l in
S c ene Pres . SIS staf s t igation, rred,
Cr i m e
e c r i m e s c e n e
n c e . T he i n v e
s e m a y be refe
t h n/eVi d e the c a tive
preserve i n formatio y t o which a l I nvestiga
i n g g e n c e c i g
collect n w i th the a given in the S
p
a n d p rocessin
t i o g
coordina w the guidance therin
o l l o a t o u t l ines ga
will f 's Manua
l th
e r v i s o r
Sup
es.
procedur of
Patio 29
ssifie d
t i v e B ut Uncla
Sensi
' 9018
EFTA00108032
ER
R R E C T I O NAL CENT
ITAN CO
METROPOL , NEW YO
RK
NEW YORK RS
N E R A L P OST ORDE ent
GE
r e p o r t of a rec
is a ng
W h en there e i s a stro
ct i o n . t h e r al in
E v i d e n ce Colle a n O b j ect, or h a v e b een sexu -
Physical a l A s s a ult with ous assault may a l l e g e d victim
Sexu , ser i f the sical
Rape or h a t a recent e x a m i nation o mmediately. Phy
n t l
suspicio hysica eted i , and
e , a t h orough p t" will be compl e x a m i n ation of
natur e ki de an
i nc l u d e a "rap m a y a l so inclu t he suspe
cted
to c t i o n f r o m
colle idence
evidence o f p h y sical ev
collecti r(s).
on g any
l t s . Followin
t o s a u en,
perpetra l e n t S exual As j e c t , the Ward
of Vi o an O b th
c t i o n Reviews a l A s s a ult with S e r v i c es, Heal d
After A Sexu tional eet an
t o f Rape or f o f Correc g i s t will m ness
inci d e n
r d i n a t o r, C h ie
C h i e f P syc h o l o
t h e r e asonable
Coo and sess he
Program m i n i strator, v i e w is to as t , t o ensure t
s A d This r e incid e n been
Service i ncident. o w ing the c t im have the
h e l l v i
revie w t
n s o f s taff f o
o f t h e inm a t e
v e s t i g a tion of
ctio
of the a nd treatment n
eeds nd in
e m a n a g ement a p p ropriate he Rape
ly.
r i t y a a n d t h s i n g a t
secu d e quately i s progres o r ting of
addres s e d a a t o r l r e p ghting
s t a f f perpetr t e r t h e initia r e p o r t highli nee
inmate o
r
w o r k i n g days a
f
e c t , a written W a r d e n or desig
wo b j e ew
Within t s a u l t w ith an O produced and th t h a t t he revi
l As d be ature her
or Sexua nt facts shoul s o r h er sign s t a f f were eit
v a h i by ill be
the rele nally attest by e steps taken s r eport w
e r s o t t h t h i
will p d tha y of
t a k e n place an ropriate. A cop
has napp tor.
ate or i al Direc necessar
y.
appropri t h e R e g i o n
n t i s
d to ncide
forwarde a c t e d by the i and referral to
ff im p staff with
r a t i o n for sta i n g a ffected s s a s sociated
Consid e ebrie f e str e
n g e m e n ts for d t o m i t igate th
Arr a vices
ate ser ffered.
appropri ts should be o n
e v e n P r osecutio s of
th e s e
y P r o c ess a n d
, p e r petrator
v e D i sciplina
r
e r a n c e" poli
c y
n d / o r referred
rat i ero t o l plined a
Administ w i t h this "z l l b e disci
n g w i
In keep
i havior
b u sive be he
sexua l l y a
i o n . n d a n a lyzing t
for pro
secut cking a o the
B e h a v ior. Tra c r itical t eau
u a l l y Abu s i v e
b e h a vior a r e
i t y o f all Bur
Se x busiv e e secu r o
Tracking f s e xually a inmates and th s t h e Bureau t
s o ll o w in
incident m a n a g ement of se incidents a n d p r o cedures and
nd
safety a . Monitoring t
he
r r e nt policy a To ensure full
es of c u tion. cure
faciliti e f f e c tiveness xual victimiza l m a i ntain se
he se SIS wi l
assess t the extent of l y s is, the
t o a n a on: ve
regard e p o r ting and n c l u de data x u a l ly abusi
r h i s e
accurate ive files whic p e trator(s
) of
i g a t p e r
invest victim(s
) and
• T h e
;
behavior ics; n;
e c h a r acterist a c t i o n (s) take
• Crim /or inf
ormal
m a l a n d
• For of 2
Pane 29
fied
B u t Unclassi
e
Sensitiv
lnla
EFTA00108033
L CENTE R
T A N C O R RECTIONA
I
METROPOL , NEW YO
RK
NEW YORK ERS
EN E R AL POST ORD
G
and
ting me moranda,
eport s, suppor
l l c o l l ateral r
• A
es;
videotap and a i ning to
the
f o r m s ; s p e r t
• Medica
l aterial
r e v i d e ntiary m
• Any othe a on
allegati
on.
e c u m u l ated dat
eport th busive b
ehavior
A f f a i r s will r x u a l l y a
ternal nmate se vices
The Offi
ce of In
o f s t a ff and i e P s y c h ology Ser of each
te victi
ms and th e end
the inma c u t i v e Officers a r t e r a nd at th
hief Exe each qu
to all C r a t t h e end of
rato
Administ If you ar
e the
c a l y e a r. U N I T S : or
fis HE HOUSI
NG
u l d call f
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I C I D A L SITUATIO
e a n i n mate han & C o n t r ol Cente
SU notic tenant tenant
rson to ons Lieu and Lieu
first pe ( O p e r a t i t s t a f f
(s) (if
sistance fficien ell mate
staff as i t until su c in
a i n c a l m an d w a
n g t h e inma t e = s
f e a s i b le, obta
rem dcuffi r. I f t the
v e p r i or to han i n g t h e cell doo o n e d a r eas. Cu
arr i unlock e ment i ays
applicab
le) and
t f r o m the abov n e c k a r ea. Alw
me n ad and
ve equip g the he
protecti o t e c t i n s.
own, pr rocedure
inmate d i fe-s a v i n g p
t s and sh
ould
s t e r l o c u m e n Post
admini confi dential
d
to inmates.
b o oks are a c c essible ff.
d e r s and l o g
i n an a r e a
n u s e by sta
Post O r ende d o r no t i yer of
e l e ft unatt a l l t i mes when n f o r m t he emplo
b
never ured at yee to i opportun
ity to
m u s t be sec o f t he emplo t h e
Ord e r s ili t y
or affor
d e d ee of
t h e r esponsib e n a b l e v i s e t h e employ
It is e not be l then a
d estions.
f a c t they hav e m p l oyer wil a n s w e r any qu
th e s. Th e ost, and
ch order of the p ve the
read su r equir e m e n t s
s still ha
e r a l t a n c e upon
the gen t h e se circu
ms
d g m e nt based
d e r l j u
osts un rectiona forts,
y e e s a s suming p s i n g s o und cor r e a s o n able ef
Emplo exerci ill make
s po n s i b ility of p e r i e n ce and w
re and e x
raining ate the
their t i ng your
post.
i gn and d
a s s u m m u s t s
before mployee f this
d e r s, the e e c t ion 5 o il
g t h e post o r
s l o c a ted i n S
s c r i b e in deta
n i e
After re
adi t which ded to d d commo
n sense
e r R e v iew Shee a r e n ot inten g m e n t a n
s
Post Ord t order ood jud orders.
e n t . T hese pos n s i b i l i ties. G i n t h e se post
docum ' respo covered
l t h e officers s i t u a t i ons not
al all
ected in
are exp
of 37
Pam= 30
fied
e But Unclassi
Sensitiv
7. 201R
EFTA00108034
CENTER
CORRECTIONAL
METROPOLITAN YORK
NEW YORK, NEW
ORDERS
GENERAL POST
AN INMATES)
OF PR ISONS THAT IF
POLICY OF TH
E BU RE AU STAGE, YOUR
NOTE: IT IS WI TH A ST AFF MEMBER HO
CH YOU OR YO
UR POST D UNDER NO
OU LD AP PR OA OF TH E IN STITUTION AN
SH E SECURITY ANY EMPLOYEE
ERATION IS TH TO ESCAPE.
FIRST CONSID S BE PE RM IT TE D
S WILL INMATE NO AUTHORITY.
CIRCUMSTANCE LE SS OF RANK, HAS
E, RE GA RD
TAKEN HOSTAG
/t/7 /E
Date
n
arden, Captai
Pane 31 of 31
classified
Sensit ive Rut Un
201R
December 7.
EFTA00108035
INSTITUTIONAL SUPPLEMENTS/PROGRAM STATEMENTS
FIREARMS AND BADGES P.S. 500.13
INMATE ACCOUNTABILITY I.S. NYM 5511.06
INMATE PERSONAL PROPERTY I.S. NYM 5580.07
SECURITY INSPECTIONS I.S. NYM 5500.13
TOOL CONTROL I.S. NYM 5500.13
MAIL MANAGEMENT P.S. 5800.16
VISITING PROCEDURES I.S. NYM 5267.08
INMATE CORRESPONDENCE I.S. NYM 5265.14
ALCOHOL SURVEILLANCE/TESTING I.S. NYM 6590.07
ENTRANCE PROCEDURES I.S. NYM 5500.13
INMATE TELEPHONES P.S. 5264.08
_ON SCREENING P.S. 5522.02
SEARCHING/DETAINING PERSONS P.S. 5510.15
SEXUAL ABUSE PREVENTION/INTERVENTION P.S. 5324.12
INMATE DISCIPLINE P.S. 5270.09
SPECIAL HOUSING P.S. 5270.10
SUICIDE PREVENTION P.S. 5324.08
SEARCHES OF HOUSING UNITS/INMATES AND WORK AREAS P.S. 5521.06
ESCORTED TRIPS P.S. 5538.07
USE OF FORCE/APPLICATION OF RESTRAINTS I.S. NYM 5566.06
POSTED PICTURE FILE P.S. 5510.13
HUNGER STRIKES P.S. 5562.05
ESCAPES DEATH NOTIFICATIONS P.S. 5553.07
EFTA00108036
PS 5500.14
10/19/2012
Chapter 7, Page 1
CHAPTER 7
FIREARMS AND BADGES
700. DEFINITIONS. Probable cause, reasonable determination, or
reasonable belief means facts and circumstances known to the
employee at the time of the use of firearms that would cause a
reasonable employee to conclude that the action is appropriate.
701. CARRYING OF FIREARMS. Title 18 U.S.C. § 3050, authorizes
the Attorney General to prescribe rules and regulations relating
to the carrying of firearms by Bureau officers and employees.
This authority is delegated to the Director in 28 CFR 0.96(o).
When approved by the Warden, institution staff are permitted to
carry firearms when:
• transnortinn inmatpc:
• assigned to escape posts, and
• assigned to security posts which require firearms as
standard issued equipment.
Carrying or the use of personal or privately owned firearms while
on duty is prohibited.
Post orders, riot plans, and escape plans will include
instructions for carrying firearms.
a. Duty Assignment. Employees must not be assigned to duties
that require the carrying of firearms prior to successfully
completing the firearms familiarization training course.
b. Staff Qualification. New employees must not be assigned to
posts requiring the carrying of firearms before completing the
Introduction to Correctional Techniques Training at the Federal
Law Enforcement Training Center.
In extraordinary circumstances, an exception may be made for an
employee who has completed the local firearms familiarization
training with written approval of the Warden and Regional
Director.
c. Re-qualification. Staff must complete satisfactorily the
Bureau's approved firearms training course each year. Allowances
will be made in accordance with applicable laws, rules, and
regulations.
EFTA00108037
PS 5500.14
10/19/2012
Chapter 7, Page 2
Chaplains, dentists, physicians, and other positions which the
Director specifically exempts from carrying firearms are not
required to complete the firearms familiarization training
conducted at the institution and Staff Training Academy.
d. Other Use of Firearms. Only the Director or Director's
designee may authorize, in writing, Bureau staff to carry
Government-issued firearms for purposes not expressed in this
Program Statement.
702. USE OF FIREARMS. Firearms must be used only when deemed
necessary for the following Law Enforcement purposes:
• Prevent escapes;
• Prevent loss of life or serious physical injury;
• Protect government property, upon determination that
the damage or loss of property would contribute
directly to an escape, loss of life, or serious
physical injury; and
• Maintain or restore control of a correctional
institution.
The use of firearms is prohibited if force other than firearms
appear reasonably sufficient to accomplish law enforcement
purposes. Examples are, but not limited to:
• Prevention of escape;
• Prevention serious physical injury; and
• Restoration of control in a correctional institution.
The necessity to use firearms arises when all available means of
achieving the law enforcement purpose have failed or are likely
to fail.
An employee is not required to jeopardize personal safety or the
safety of others before using firearms to prevent serious
injuries/bodily harm or death.
If use of firearms is deemed necessary, staff must shoot the
subject with every intention of hitting "center mass" to ensure
the subject is stopped.
i• •
EFTA00108038
PS 5500.14
10/19/2012
Chapter 7, Page 3
Staff will not attempt to shoot a limb which creates a lesser
chance of stopping the subject and may pose a danger to staff,
other inmates, or persons in the community. Firearms must not be
used solely to disable moving vehicles or aircraft. Firearms
will only be used against the driver or other occupants of a
moving vehicle when the:
• Employee has a reasonable belief that the subject poses an
imminent danger of death or serious physical injury to the
employee or others.
• Public safety benefits of using such force outweigh the
risks to the safety of the employee or others.
As soon as practicable, medical attention must be provided to any
persons injured during an incident involving use of firearms.
A 1
WO %Vass SOY._ 43‘,..4 IS ....AFC CMeSVI CL; SC%eW V 4AS4C0
escapee as an inmate sentenced under the Juvenile Justice and
Delinquency Prevention Act.
a. Escape Prevention. The use of firearms is authorized when
deemed necessary to prevent an escape in the following
situations.
(1) Perimeter Walls. At institutions secured with
perimeter walls, prior to using firearms, staff must reasonably
believe that an inmate has the capability to escape.
For example, the inmate may be carrying items that could be
used to perpetrate an escape, such as, but not limited to, a
ladder, grappling hook, or rope, suggesting an intent to escape.
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
(2) Multiple Perimeter Fences. At institutions secured
with multiple perimeter fences, prior to using firearms, staff
must reasonably believe that an inmate has the capability to
escape.
For example, the inmate may be carrying items such as, but
not limited to, a ladder, blankets, grappling hooks, ropes, broom
handles, or sticks, that will perpetrate an escape.
EFTA00108039
PS 5500.14
10/19/2012
Chapter 7, Page 4
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent threat danger of
death or serious physical injury to self or others.
When authorized, throughout this policy, warning shots
should be used only if there is no apparent danger to self, other
staff and inmates, or the community.
Warning shots will be fired into the ground and never into
the air or in an indiscriminate direction.
The inmate is not required to be on the first/inner
perimeter fence before the employee issues the warning. When the
inmate actually contacts the EiLatiiunet perimeter fence in on
attempt to climb or demonstrates an attempt to get on or over the
first/inner perimeter fence, and the employee reasonably
determines an escape is being attempted, the employee may shoot
the subject.
The employee is not required to wait until the inmate is
between the perimeter fences or over the first/inner fences.
(3) Metropolitan Correctional Centers (MCCs) and
Metropolitan Detention Centers (MDCs). When an employee
reasonably determines that an escape is being attempted from a
MCC or MDC, the employee should give a verbal warning. If the
inmate continues, the employee may shoot the subject. Warning
shots are prohibited due to the possibility of injury to innocent
bystanders.
(4) Minimum Security Institutions. Ordinarily, firearms
are not used to prevent escapes from minimum security level
institutions. However, weapons are authorized when the escaping
inmate has used or threatened to use force which is likely to
cause serious physical injury or has manifested an imminent
threat of death or serious physical injury to the employee, other
staff and inmates, or the community.
Verbal warnings and warning shots should be used when
feasible.
(5) Escapes with Outside Assistance. Firearms may be used
against persons who are not inmates, if they are facilitating an
escape and have used or threatened to use force which is likely
EFTA00108040
PS 5500.14
10/19/2012
Chapter 7, Page 5
to cause death or serious physical injury against the employee,
other staff and inmates, or the community.
Verbal warnings and warning shots must be used when
feasible.
(6) Escape from Escorted Trip or Prisoner Transport. When
an employee reasonably determines an escape is being attempted
from an escorted trip or prisoner transport, the employee must
issue a verbal warning. If the inmate continues and the escape
is occurring within the immediate environs of a correctional
institution, the employee will fire a warning shot, if feasible,
prior to shooting the subject.
Outside the immediate environs of a correctional
institution, the employee should not fire a warning shot prior to
shooting the subject due to the possibility of injury to innocent
Absent the use or threat of force which would likely cause
serious physical injury or a manifested imminent threat of death
or serious physical injury to the employee, other staff and
inmates, or the community, it is not permissible to use firearms
to prevent an escape of an inmate in transit to or from a minimum
security level institution. The exception to the rule is when
the escorting employees are transporting inmates at the same time
to a minimum and non-minimum security level institutions.
(7) Once An Escape Has Occurred. After an escape from a
transport vehicle or an institution, and the immediate environs
has been successful, employees attempting to apprehend the
escaped prisoner may not use firearms unless there is probable
cause to believe:
(a) The subject has committed a felony involving the
plfliction or threatened infliction of serious physical injury or
death.
(b) The subject's escape would pose an imminent danger
of death or serious physical injury to the employee or others.
Note: The phrase "after an escape from a transport
vehicle or an institution and the immediate
environs has been effectuated" should be
interpreted in the following manner:
EFTA00108041
PS 5500.14
10/19/2012
Chapter 7, Page 6
• As long as a staff member is in continuous pursuit
of an escaping inmate, whether the escape takes
place from an institution, transport vehicle, or
outside facility (such as a hospital), the escape
has not yet been effectuated. The use of firearms
is permissible under the escaping inmate standard.
• The immediate environs of an institution is
defined as the property lines of the correctional
facility. This boundary may be expanded by the
Warden with the Regional Director's concurrence
and should be defined as explicitly as possible.
A verbal warning should be given if it would not pose a risk
of death or serious bodily injury to the officer or others.
Warning shots are prohibited due to the possibility of
liyalanjcLo.
b. Prevent the Loss of Life or Serious Physical Injury. Staff
may use firearms when reasonable belief exists that the subject
poses a threat of death or serious physical injury to staff,
inmates, or others.
Firearms will be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior .o.
to shooting the subject.
vig
When authorized, warning shots should be used only if there is 1
no apparent danger to other staff and inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
In a hostage situation, once it has been contained and attempts
to negotiate have begun, only the Warden may order the use of
firearms to resolve the hostage situation.
Warning shots will not be fired as in an attempt to resolve a
hostage situation, nor used to create a diversion.
c. Protect Government Property. Firearms may be used to
prevent damage to or destruction of Government property when the
loss of that property could contribute directly to an escape or
attempted escape, serious physical injury, or loss of life.
For example, the use of firearms may be necessary when persons
are attempting to damage or disable a fire truck during a fire
within the institution. If individuals attempt to break into a
EFTA00108042
PS 5500.14
10/19/2012
Chapter 7, Page 7
building where weapons, gas, or other security risk items are
stored, firearms may also be used.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to other staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
d. Maintain or Restore Control of a Correctional Institution.
Firearms may be used to maintain or restore control of a
correctional institution when the employee reasonably believes
the intended subject of the use of firearms is participating in a
aiaLusLianc.c iu a manna,. LhaL Li,scaLcua Usc aarcLy ur aLair, uLitcs
inmates, or the community.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
703. ARMED ESCORT BY COMMERCIAL AVIATION. The Warden may
authorize staff to carry firearms when transporting an inmate by
commercial air carrier.
Title 14 CFR Part 108.11, Carriage of Weapons, and Part 108.21,
Carriage of Passengers Under the Control of Armed Law Enforcement
Escorts (199 ), allows law enforcement officials, while
performing their duties, to travel while armed.
Staff must notify the air carrier prior to departing the
institution of the intent to carry firearms. Staff must complete
all required forms and provide required information to the
carrier.
Staff must follow the procedures detailed in the above referenced
regulations.
EFTA00108043
PS 5500.14
10/19/2012
Chapter 7, Page 8
When not transporting inmates, Bureau staff, carrying firearms
aboard commercial aircraft, must declare this to the carrier and
have the weapon placed in checked baggage.
The above referenced regulations should be referred to for
additional requirements concerning the placement of firearms in
checked baggage.
704. REPORTING REQUIREMENTS. A written report must be submitted
to the Warden upon the discharge of any firearm, privately owned
or issued by the Bureau. This rule applies when the employees is
on duty and off duty, except for training or recreational
purposes.
For an incident while on duty, the report must be submitted prior
to the end of the employee's duty shift.
rcz ca. incident while .-,fr Lim Ltpvti. muoi, L't .buLmitted
prior to the end of the employee's next duty shift.
The discharge of any firearm, once reported, will be investigated
and reviewed through the After-Action Reporting and Review
processes.
705. IDENTIFICATION BADGES. Upon request, the Correctional
Services Administrator, Central Office, will issue Bureau
identification badges in leather carrying cases to each
institution.
The Captain will maintain strict accountability of Bureau badges.
Lost or stolen badges must be reported immediately in writing to
the Correctional Services Branch, Central Office.
Except for tower and perimeter patrols and established stationary
check points, staff assigned to duties which require the carrying
of firearms will be issued a Bureau identification badge.
The badge must be displayed when necessary to establish the staff
member's authorization to carry a firearm. Appropriate badge
holders will be provided so as to allow the employee the ability
to securely attach the badge to his or her outerwear.
Badges may not be used as methods of routine identification.
Employee procurement or possession of unauthorized badges, either
official or duplicated, is prohibited (see the Program Statement
on Standards of Employee Conduct).
EFTA00108044
PS 5500.14
10/19/2012
Chapter 7, Page 9
706. NON-DISCLOSURE OF BUREAU STAFF NAMES IN SHOOTING INCIDENTS.
Disclosure of an employee's name following a shooting incident
will follow the guidelines as prescribed in the Program Statement
on News Media Contacts.
EFTA00108045
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) CARRY POSTS
POST: SPECIAL HOUSING LIEUTENANT
EQUIPMENT: Key Rings C-26, E-7, Radio #679, MK-4 OC Dispenser
SHIFT: DAY WATCH
HOURS OF DUTY: 7:00 A.M. - 3:00 P.M.
8:00 A.M.
Verify your presence with the Captain, receive any pertinent
information and report to the Special Housing Unit.
8:30 A.M.
Begin conducting recreation, telephone calls and placing inmates
in the Law Library that are to be escorted by a lieutenant. These
inmates will include the S.A.M.S inmates, and the High Security
Inmates housed in the 10-South Housing Unit.
9:00 A.M.
Begin escorting the High Security inmates to their call-out
appointments and legal visits as necessary.
As the SHU Lieutenant you are directly responsible for the
operations of the Special Housing Unit and the 10-South High
Security Unit.
The SHU Lieutenant will maintain a list of the inmates that are
not authorized to have legal visits in the third floor attorney
conference area. The inmates housed in Administrative Detention
and Disciplinary Segregation status will visit in the Attorney
Conference area located on the third fool of the institution.
All high security inmates will be escorted from the Special
Housing Unit, in full restraints (handcuffs, leg irons and belly
chain). A control move will be conducted by the escorting
lieutenant when any High Security inmate is transported.
December 7, 2018 Sensitive But Unclassified Page 1 of 3
EFTA00108046
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
The SHU Lieutenant will ensure all logbooks located within the
unit are updated by the Special Housing Unit staff, and all staff
are conducting 30 minute rounds in a timely manner.
11:00 A.M.
Mainline feeding will be conducted in the unit. The SHU Lieutenant
will begin feeding all High Security inmates located within 9-South
and 10-South.
Cell rotations will be conducted every 21 days the SHU Lieutenant
will ensure the rotations are conducted in a timely manner in the
Special Housing Unit, and the High Security Unit.
Females will not be housed in SHU without the Warden's
authorization. If authorization is given, a female correctional
officer will be assigned to the unit.
12:00 P.M.
Ensure all paperwork is complete for the day, 292's are assigned,
and the SHU report has been updated to include all pertinent
information.
4:00 P.M.
End of tour
Pass all pertinent information on to the Evening Watch Operations
Lieutenant.
Post Orders and log books are confidential documents and should
never be left unattended or in an area accessible to inmates. Post
Orders must be secured at all times when not in use by staff.
It is the responsibility of the employee to inform the employer of
the fact they have not been able or afforded the opportunity to
read such orders. The employer will then advise the employee of
the general requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts,
before assuming your post.
December 7, 2018 Sensitive But Unclassified Page 2 of 3
EFTA00108047
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. These post orders are not intended to describe in detail
all the officers' responsibilities. Good judgment and common sense
are expected in all sit s not covered in these post orders.
Jermaine C D , Captain
December 7, 2018 Sensitive But Unclassified Page 3 of 3
EFTA00108048
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) AEROSOL SPRAY POST.
IF YOU ARE ASSIGNED A POST THAT REQUIRES YOU TO CARRY THE MK-4 PEPPER
SPRAY AND YOU ARE NOT TRAINED OR QUARTERLY RE-CERTIFIED IT IS YOUR
RESPONSIBILITY TO NOTIFTY THE OPERATIONS LIEUTENANT PRIOR TO ASSUMING
THE POST.
STAFF TRAINING AND ACCOUNTABILITY:
All staff (including sick and annual reliefs) assigned to an OC
aerosol dispenser post will receive the required training, and go
through quarterly re-familiarization training prior to assuming
their post each quarter. Training will include, but is not limited
to, proper carry and security of an OC aerosol dispenser, use of
force policy and the definition between immediate and calculated
use of force. These post orders will be read prior to working
designated posts or when this cannot be accomplished, the shift
Lieutenant must be notified immediately. The Operations Lieutenant
will ensure staff have read, understand and signed the post orders.
Staff will be held responsible for guidance outlined in national
and local policies, post orders, position descriptions, and general
guidance issued related to posts designated with an OC aerosol
dispenser. Officers and Lieutenants who have not received OC
specialty training are not authorized to carry an OC aerosol
dispenser.
If you believe you need additional training or unfamiliar with the
OC aerosol dispenser, notify the Operations Lieutenant immediately.
USE OF FORCE/EMERGENCY RESPONSE PLANS
A post assigned with an OC aerosol dispenser is in addition to
emergency response plans already in place. Local written procedures
will continue to be in effect and the OC aerosol dispenser is an
enhancement in staff and inmate safety, included in these post orders.
These procedures will outline steps to be taken in case immediate
force is required as a result of a serious assault, recreation yard
incidents, or other serious incidents during all shifts. Trained
officers can use immediate force without the presents of a supervisor.
Once you have assumed your position/post, check the OC aerosol
dispenser, along with the other equipment assigned to the post, for
any defects. In the event there are defects or leakage to the OC
aerosol dispenser, notify the Operations Lieutenant and/or the
Security Officer, and document this in TRUSCOPE any defects noted.
December 7, 2018 Sensitive But Unclassified Page 1 of 6
EFTA00108049
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
In the event of an accidental discharge, decontaminate yourself and
notify the Operations Lieutenant. Once you have decontaminated
yourself with soap and water and notified the Operations Lieutenant,
decontaminate the affected area with soap and water, and ventilation
if possible.
The usage of an OC aerosol dispenser must be limited to the performance
of official duties only. Staff are again reminded that use of the
OC aerosol dispenser outside established policies and procedures
will result in staff disciplinary action. The preferred method of
resolution is through verbal intervention. However, the safety of
staff and inmates in any dangerous encounter is paramount and may
require the use of an OC aerosol dispenser. Staff may use the
necessary amount of force only as a last alternative after all other
reasonable efforts to resolve the situation have failed. Staff may
use the necessary amount of force to gain control of the inmate,
to protect and ensure the safety of inmates, staff and others, to
prevent serious property damage, and to ensure institution security
and good order.
The OC aerosol dispenser must be carried in an approved holder,
leather/nylon belt loop holster, specifically designed to hold an
OC aerosol dispenser. No other method of carrying the OC aerosol
dispenser is authorized, i.e., cargo pocket.
The full cone Spray has an effective range of 10 to 12 feet but should
not be used closer than 4 feet.
In the event the OC aerosol dispenser is required the following steps
should be used:
1. Fingers of the drawing hand should be extended and firmly
gripping the aerosol dispenser.
2. Staff should assume an appropriate defensive stance and continue
with verbal commands.
3. Place thumb on the actuator.
4. Spray the facial area, specifically the eyes, delivering one
two-second burst. Once the OC aerosol spray has been dispensed,
staff should step back to avoid being contaminated by the spray
and maintain direct supervision of the inmate(s). Continue
with verbal commands.
5. Allow the OC aerosol spray to work while providing verbal
commands to the inmate (e.g., lay face down with arms spread).
6. Evaluate the response of the inmate(s). If the inmate(s) does
not submit to restraints and/or comply with staff orders within
15 seconds, a second two-second burst is authorized. After
December 7, 2018 Sensitive But Unclassified Page 2 of 6
EFTA00108050
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
a second assessment, or if the inmate(s) has not complied with
staff commands, alternative methods to control the situation
may be pursued.
7. Decontamination procedures include fresh air and the use of
soap and water within 15 minutes, or as soon as possible, after
OC aerosol spray has been applied. Normally, this is done
before the medical assessment.
8. Once the OC aerosol spray is used and the inmate(s) is in
restraints, Health Services staff will be notified immediately.
A medical assessment will be performed to determine if the
inmate(s) sustained any injuries.
9. When an immediate use of force is necessary (e.g., involving
serious bodily harm, etc.), staff are obligated to obtain a
camera and begin recording the event as soon as it is feasible.
As soon as control of the situation has been obtained staff
must record information on: circumstances that required the
need for immediate use of force; identification of the
inmate(s); injuries; and staff, and others involved. (See PS
5566.06, Use of Force and Application of Restraints).
A reasonable correctional workers perception of the events would
govern the use of the OC aerosol dispenser in situations which require
an immediate response to an emergency situation. The Warden should
be notified as soon as possible after any such use. Documentation
is to be submitted in accordance with the Program Statement Use of
Force and Application of Restraints. Oleoresin Capsicum delivery
systems are authorized to be used for immediate response to situations
in which an inmate cannot be approached without danger to self or
others; and it is determined that a delay in bringing the situation
under control would constitute a serious danger to the inmate or
others.
RETENTION AWARENESS:
Ensure the OC aerosol dispenser is properly fastened to your duty
belt and firmly secured inside the holster. When confronting an
inmate, position your body so the OC aerosol dispenser faces away
from the inmate, maintain a safe distance, and continue with verbal
commands.
It is impossible to define all of your duties in detail. These Post
Orders are intended to act as a guide in the performance of the duties
of your post. If you have any questions concerning policy and
procedure, contact the Captain for assistance.
December 7, 2018 Sensitive But Unclassified Page 3 of 6
EFTA00108051
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
As the Special Housing Unit Lieutenant, you are directly responsible
to the Captain for the security and orderly running of the Special
Housing Unit.
As the SHU Lieutenant, you have direct responsibility for the
supervision of all correctional officers assigned to the unit in
conjunction with the Operations Lieutenant. You will evaluate and
document the Correctional Officers performance and keep the Captain
informed of any unusual activities. The Captain will be notified
when any unusual activities take place in SHU and written notification
will be provided as needed. Written instructions may be supplemented
by oral direction at the discretion of the Captain. You must carry
a radio at all times, and respond to any emergency request for
assistance. Any serious and or unusual incidents during non-duty
hours will be report to the Captain and the Institutional Duty
Officer.
SHU REVIEWS:
The SHU Lieutenant is responsible for conducting SRO reviews on all
inmates housed in the Special Housing Unit according to policy.
Documentation for the SRO reviews are maintained within the Special
Housing Unit report. The SHU Lieutenant, is also responsible for
ensuring the Psychology Department conduct psychological reviews
on inmates housed within the unit.
The SHU Lieutenant will ensure the SHU reports are updated and
generated for the weekly Special Housing meeting. You will be prepared
to offer a brief summary on all the inmates housed in the unit. You
will ensure the Captain reviews the report and copies are made for
all staff attending the meeting.
RELEASES FROM SHU:
Only the Captain can authorize an inmate be released from SHU into
general population. A release form will be initiated by the SHU
Lieutenant, requesting the inmate be released. This form will be
routed to the CMC, SIA, Captain and Associate Warden of Programs.
The inmate will not be released into population until all signatures
are obtained. ***Due to the large number of CIMS concerns at MCC
New York, it is imperative that a PP-10 is utilized to ensure that
no inmate is housed with his/her separations***.
S.I.A ASSISTANCE:
The S.I.A. will provide documentation weekly of all inmates who
require special monitoring (mail, telephones, visiting). All SHU
staff will be responsible to adhering to these procedures to
effectively monitor these individuals.
December 7, 2018 Sensitive But Unclassified Page 4 of 6
EFTA00108052
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
POST ORDER REVIEW:
Lieutenants are responsible for the continuous review of Post Orders.
The Captain will assign the revision of Post Orders to a lieutenant.
All submissions in reference to changes to the Post Orders will be
forwarded to the Captain who will route them to the lieutenant. The
SHU staff will be responsible for reviewing the SHU/Suicide Watch
post orders, and the SHU Lieutenant will be required to sign and
date the signature review sheets.
TOOL CONTROL:
All tools entering the Special Housing Unit will be inventoried upon
entering and exiting the unit. All tools will be documented on the
tool inventory form by the SHU OIC and maintained in a bound ledger
in the SHU Lieutenant's Office.
COUNTS:
All lieutenants are responsible for ensuring the institution counts
are conducted and reported to the Counts and Assignments Officer.
The 4:00 P.M count and the 10:00 A.M. count (weekends, federal
holidays) are stand up counts. All inmates in Special Housing will
stand for the count at these times.
INCIDENT REPORTS AND INMATE DISCIPLINE:
Incident reports for the inmates housed in Special Housing will be
forwarded to the SHU Lieutenant who will conduct the initial
investigation. All incident reports will be thoroughly investigated
and recommendations should be forwarded to the respective unit team.
ESCORTING INMATES:
All inmates escorted within SHU will be handcuffed from the back
and the cuffs will be double locked at all times. All inmates will
be escorted with a minimum of two officers to one inmate.
DOCUMENTATION:
The SHU Lieutenant will keep a file on all sack lunch requests, orderly
memos, administrative detention orders, and SRO/Psychological
reviews.
APPLICATION OF RESTRAINTS:
As the SHU Lieutenant is responsible for supervising disruptive
inmates and may be called upon to conduct a forced cell move on an
inmate. The Warden or his/her designee authorization will be required
to conduct the move. It is imperative that you have an understanding
of the Program Statement regarding Use of Force and the application
of restraints. Authorization for the use of less than lethal munitions
will be determined by the Warden
December 7, 2018 Sensitive But Unclassified Page 5 of 6
EFTA00108053
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT LIEUTENANT
THIS IS NOT AN ARMED POST
PAT SEARCHES
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-ge •at-down searches of female inmates.
/2/7//t
Jer ain C. Darden, Captain Date
December 7, 2018 Sensitive But Unclassified Page 6 of 6
EFTA00108054
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Children under the age of sixteen (16) who are placed on the
visiting list must be accompanied by an adult who is also an
approved visitor. A brief embrace and kiss is permitted when an
inmate greets their visitor/child. The same applies upon
termination of the visit. During the visit, any physical contact
other than hand holding will be considered improper and is
prohibited. Children are not permitted to be seated on inmates lap
during the course of their visit. Visits with children are to take
p• lace only between the inmate identified on the official visiting
form and the child listed on the official visiting form with the
child's parent or guardian present.
TOOL CONTROL
• PURPOSE OF TOOL CONTROL: It is the policy of the Bureau of
Prisons to maintain strict control and accountability of tools
used and in storage at all institutions. Tool Control procedures
are imperative for the following reasons: to provide a tool in
good repair for the job at hand, to improve the general
appearance of the shop or working area, and to prevent tools from
being used to effect escape or assault.
• CLASSIFICATION OF TOOLS: All tools are classified as Class AA;
Class A; or Class B. The Class AA group includes tools
considered too dangerous to leave inside the institution. The
Class A group includes tools most likely used in escape, or to do
bodily harm to personnel or other inmates. The Class B group
includes those of a less hazardous nature.
All tools, where possible, shall be stored on a shadow board as
follows:
• All class "AA" tool shadow boards will have a white background
with a bright (curb) yellow silhouette of each tool.
• All Class "A" tool shadow boards will have a white background
with a red silhouette of each tool.
• All Class "B" tool shadow boards will have a white background
with a black silhouette of each tool.
December 7, 2018 Sensitive But Unclassified Page 16 of 29
EFTA00108055
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Non-Contact Visits:
If the Warden deems it necessary to give an inmate a non-contact
visit, the Warden will instruct the SHU Lieutenant to do so. The
visit will be conducted in the 10 South Annex visiting room. This
visit will be directly supervised to ensure all established visiting
procedures are followed.
Clothing:
Appropriate dress is required and must be in good taste.
Excessively provocative, immodest or revealing attire is reason to
deny a visit. Visitors over the age of 12 will not be allowed into
the institution in skirts, shorts, or dresses exceeding three inches
above the kneecap in length. Bathing suits or any type of swim wear
will not be permitted in the institution. See-through clothing,
revealing sleeveless garments, halter tops, tube tops, tank tops and
any kind of top that reveals the midriff area, low-cut shirts or
blouses, revealing front and backless clothing, skin-tight clothing,
spandex clothing, leotards, and sweat pants are NOT permitted. Any
pants with holes in the knee or buttocks area are also prohibited.
Additionally, hooded shirts of any kind, hats, caps, and head scarfs
(except for religious reasons) are also prohibited. All visitors
are required to wear footwear (no shower shoes of any kind) and
undergarments (including bras for females). In accordance with OSHA
guidelines, Visitors shoes are to be "closed toed" and have a strap
around the heal of the foot. The front lobby officer will not
permit visitors to wear jackets or blazers up to the visiting room.
Inmates are responsible for advising their visitors of the dress
requirements for visitation. Only a Correctional Supervisor and
Institution Duty Officer may deny visits for noncompliance.
Inmates' attire for visiting includes jumpsuit and bus shoes for
pre-trial males; females must wear the blue uniform and bus shoes;
cadres must wear khaki uniforms with institutional shoes. A random
selection of visitors will be tested with the Ion Spectrometry
Special Visit Requirements:
At times, Clergymen, former or prospective employers, sponsors and
parole advisors may request special visits. They must make these
requests in writing with sufficient advance notice (72 hours). The
request will be reviewed by the Unit Manager for approval.
December 7, 2018 Sensitive But Unclassified Page 14 of 29
EFTA00108056
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
VISITING
It is the policy of MCC New York to maintain visiting facilities for
the purpose of maintaining family ties. Because of the nature of
this facility, visits must be conducted under appropriate
supervision so that security is maintained and the visiting
privileges extended to inmates and their families are clearly
communicated. For the purpose of this policy, the term pre-trial
inmate refers to any inmate who is non-cadre, including holdovers,
treaty transfers, BICE detainees, state inmates, and any designated
inmate other than those assigned to the MCC New York Work Cadre
Unit. Staff must be able to verify the identity of visitors before
their admission into the institution. Acceptable means of
identification are, government-issued identification, passport,
state-issued photo identification (with a date of issue and
expiration) and valid drivers' license. In cases where visitors do
not have photo identification, they will be required to have three
types of identification with signatures. These need not be the sole
means of identification. However, identification cards from quick
photo places, and check cashing establishments are not acceptable
forms of identification. Tactful questioning may clear up doubtful
cases. Visitors sixteen (16) and under do not have to show
identification unless of course they appear to be older. In such
cases, if a visitor under the age of sixteen cannot provide
documentation, i.e., a birth certificate (when requested) to prove
relationship and age, the visitor will not be allowed into the
institution.
The following procedures will be in effect regarding authorized
visiting lists. Each inmate will complete a visiting list. The
visiting list will not exceed ten (10) approved visitors for pre-
trial inmates and (12) for cadre inmates. Immediate family members
and two (2) person of "meaning" will be placed on the visiting list
absent strong circumstances that preclude visiting. Immediate family
is defined as mother, father, step-parents, step-children, foster
parents, grand-children, brothers, sisters, spouse and children. As
the situation presents itself, other non-immediate family members
will be allowed to visit at the approval of the Associate Warden of
Programs (AWP).
December 7, 2018 Sensitive But Unclassified Page 12 of 29
EFTA00108057
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
housed on the same unit, therefore the programs should be clear of
all separatees. It is the Unit Officer's responsibility to ensure
all inmates are checked for CIMS concerns prior to any escort off of
the unit. The Unit Officer will check the Unit separations roster to
ascertain if the inmate's name appears on the roster. Ensure all
inmates are checked for CIMS concerns prior to any escort off of the
unit. The Unit Officer will check the unit separations roster to
ascertain if the inmate's name appears on the roster. If the
inmate's name does not appear on the roster, the inmate is cleared
to be escorted off of the unit.
If the inmate's name does appear on the separations roster, the Unit
Officer must clear the inmate prior to allowing the inmate to be
escorted off of the unit.
Inmates must be properly cleared by the Unit Officer and requesting
staff member prior to any escort. The requesting staff member must
clear all inmate movement to their area with the C&A Officer at
extension 5123. The C&A Officer must clear the inmate prior to the
inmate departing from his/her assigned housing unit. The Unit
Officer must also clear the inmate with the C&A Officer prior to
allowing any inmate to depart from the unit. Even though, the
Hospital Officer or the Visiting Room may be clearing the inmate(s),
it is the Unit Officer's ultimate responsibility to ensure the
inmate has been properly cleared. The Unit Officer must review the
Unit Separations roster and check for the inmate's name and register
number on the roster. If the inmate's name does not appear, the
inmate is cleared for movement, and you do not need to contact the
C&A Officer. If the inmate's name does appear on the Separations
roster, the Unit Officer must contact the C&A Officer at extension
6468 and clear the inmate prior to allowing the inmate to depart
from the unit.
Inmates must be properly identified and pat searched prior to
departing from the housing unit. Every inmate must carry on their
person the institution identification card. This is the means staff
utilize to properly identify the inmate. It is the Unit Officer's
responsibility to ensure the inmate has his/her identification card
on his/her person prior to departing from the unit. The number of
inmates escorted at one time on the elevator is directly related to
the number of staff available to conduct the escort. One staff
member can escort ten (10) inmates in the elevator at one time.
y
Anything more than ten(10), inmates in the elevator causes securit
and safety concerns. During Inmate Visiting, the Intern Officers
in
and the Activities Officers will assist the Visiting Officers
number of
escorting inmates to and from the Visiting Rooms. The
December 7, 2018 Sensitive But Unclassified Page 10 of 29
EFTA00108058
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pat-down searches of female inmates.
Visual Search(Strip Search):
All inmates entering the institution from court, transfers or trips
out in the community, will be visually searched (strip searched),
and screened with the hand held metal detector. Inmates will also
be visually searched when leaving the institution for any reason,
including release. A thorough search of the inmate's clothing will
be completed. Except in emergency situations, all strip searches
will be conducted by a staff member of the same sex as the inmate.
At least one male and one female staff will be available 24 hours a
day to conduct visual searches.
December 7, 2018 Sensitive But Unclassified Page 8 of 29
EFTA00108059
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
less than two(2) members. Where an alleged violation of
institution rules or regulations warrants consideration for
other than a minor sanction, the charge may be referred to the
Disciplinary Hearing Officer for hearing and disposition.
• DISCIPLINARY HEARING OFFICER (DHO): The DHO shall conduct
hearings and make findings, and may impose appropriate
sanctions on incidents of inmate misconduct referred to him/her
for disposition.
• OFFICER RESPONSIBILITY: All Correctional Officers should make a
concentrated effort to ensure that incident reports contain the
precise details of action(s) being reported. All facts about
the incident which are known by the officer should be recorded.
If there is anything unusual about the inmate's behavior, this
should be noted. Completed incident reports should be
forwarded to the Lieutenants' Office as soon as practical for
disposition. Further information can be found in Program
Statement 5270.07
ADMINISTRATIVE REMEDIES:
Administrative Remedies are formal complaints submitted by inmates
concerning problems they were unable to resolve through normal
channels. The inmate is to request the Remedy Form (BP-8, BP-9, and
BP-10) from the Unit Team. It is normally returned to the Unit Team
for processing, although the inmate may mail directly to the Region
or Central offices for sensitive matters.
ENFORCEMENT OF RULES AND REGULATIONS:
All staff members must be familiar with the Inmate Discipline
Program Statement. The rules and regulations must be adhered to,
with firm but fair tactics used. You may at times be able to
correct an inmate without writing an incident report. However, if
the inmate's violation of the institution's rules and regulations is
of a serious nature, an incident report must be written.
December 7, 2018 Sensitive But Unclassified Page 6 of 29
EFTA00108060
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Detail Pouches: Each employee in charge of a detail assumes
responsibility for the custody, control and conduct of all
inmates assigned to his/her detail. Both Unit Officers and
those staff members having details will pick up their detail
pouches prior to reporting to their assignment, and are
responsible for turning them in at the end of the working day.
• Body Alarm: Unit Officers assigned to posts with body alarms
are required to carry the body alarm on their person on every
shift. If an individual is relieved from a post that is
assigned a body alarm, the relieving officer will be given the
body alarm to carry. Normally, body alarms will not be removed
or carried from the post to which assigned but should it become
necessary, the Control Center MUST be contacted and the staff
member given authorization to move with the body alarm. The
purpose of this is to allow the unit Officer to be in constant
communication with the Control Center. A check of all issued
units for proper functioning will be made at the beginning of
every shift. Further instructions in the utilization of these
transmitters will be explained in the Chapter entitled
Emergency Procedures.
KEY CHITS:
Metal key chits are used as receipts for obtaining most equipment
that you will be using. Replacement chits are available through the
Security Officer. Key chits will not be left in the Control Center
at the end of the work day, or upon return of the equipment. Paper
tags/Paper chits utilized as key chits are not authorized. Use of
any item other that a metal key chit will be subject to the approval
of the OPS LT. Temporary Chits can be obtained from the
Lieutenants' Office
SECURITY AND ACCOUNTABILITY:
Conduct daily security inspections of your entire area, paying
particular attention to any defective locks or the tampering of
locks, windows, doors, etc., and report the findings to the
Operations Lieutenant in a timely manner. Daily security
inspections of your entire area are required and are vital to the
security of the institution. Minor repairs will require a work
order to the department concerned through the Captain's Office.
Defective locks will be brought to the attention of the Operations
Lieutenant immediately. Security inspections shall be supplemented
with periodic searches by regular search teams. The searches will
be initiated by the Operations Lieutenant, under the direction of
the Captain. As a Unit Officer, you are responsible for the
accountability of your details, authorized lay-ins, and unassigned
December 7, 2018 Sensitive But Unclassified Page 4 of 29
EFTA00108061
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
EMERGENCY PROCEDURES
EMERGENCY PLAN IMPLEMENTATION: Each officer is required to review
the fifteen basic emergency plans which are located in the Command
Center. Each staff member is required to sign indicating they have
reviewed the contingency plans for the year. During emergency
situations, officers assigned to a specific area are responsible for
the accountability of all inmates and staff in their areas unless
otherwise directed.
EMERGENCY WARNING SYSTEMS: The Control Center serves as the central
receiving area for emergency warnings. The Control Center Officer
will immediately notify the correctional supervisor and other
authorized officials in order to summon help to the designated
areas.
*Any person held hostage shall be considered under duress, and any
orders issued by such person, regardless of rank, and including the
Warden, shall be disregarded.
TELEPHONE "222": This number is a system for reporting emergencies
at the institution. Whenever possible, remain on the line to relay
necessary information to the Control Center. If a situation occurs
that makes it impractical to remain on the line, be sure the
telephone is ringing the Control Center before leaving the immediate
area. This number also rings into the Correctional Supervisor's
Office. The "222" telephone system will be tested weekly.
BODY ALARMS:
"Body Alarms" should be considered only as an auxiliary to the
emergency alarm system telephone number 222, and do not supersede
the dial alarm if a telephone is convenient or appropriate to use.
Only the "general area," e.g., specific unit, can be determined by
the Control Center when this alarm is used. Officers will not
tamper with or attempt to repair the transmitter units. The body
alarm tests will be conducted in the following manner. The Control
Center Officer will contact the staff member with the body alarm
advising them that a body alarm test is being conducted. The Control
Room Officer will verify the body alarm number and direct the staff
member to activate the body alarm by depressing the red button
located at the top of the unit. Once the test has been successful
the Control Room Officer will advise the staff member that the test
was a good test, and advise them to clear the alarm and conduct a
radio test. After performing this procedure the unit is now ready to
receive radio transmissions and send an alarm to summon staff
assistance if needed.
WATCH CALLS:
December 7, 2018 Sensitive But Unclassified Page 2 of 29
EFTA00108062
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
STORAGE AND SUPERVISION OF CLASS "AA" TOOLS:
Class "AA" Tools must be removed from the institution at the end of
each work day, stored in a combination locked safe in a Class "A"
Tool Room, stored in the armory, or turned into the control center.
Class "A" Tools must be stored in a metal cage or a class #1
concrete walled room physically separated from Class "B" Tools
behind two (2) locked doors. When the Class "A" Tool Room is inside
the Class "B" Tool Room, the lock on the Class "B" Tool Room serves
as one (1) of the two (2) required locks for the Class "A" Tool
Room. Supervision of Class "AA" Tools will be under constant visual
supervision.
STORAGE AND SUPERVISION OF CLASS "A" TOOLS:
Class A tools will be kept on a shadow board in a locked room or
cabinet. This storage area will be separate and secure from the
Class B tools storage area. Only employees are authorized to issue
and draw Class A tools from the Tool Room or places of storage.
Class A tools will be under the supervision of an employee at all
times. Inmates are not permitted to carry them about the
institution without an employee escort nor use them without
supervision. A complete inventory of Class A tools will be made at
the beginning of the workday, before the detail is released for
dinner and at the end of the workday. When a Class A tool is lost
or misplaced, the Chief Correctional Supervisor will be notified
immediately. All inmates who may have had access to the tool will
be held at the work location until a thorough search has been made.
STORAGE AND SUPERVISION OF CLASS "B" TOOLS:
All tools not in the Class A or Class AA categories will be
considered to be Class B tools. All Class B tools are under the
supervision of the employees and must be accounted for at the end of
the work day. These tools must be issued to inmates, in the presence
of their supervisor. All Class B tools must be gathered from the
work area and moved to the storage area at the end of the work day.
When a Class B tools is lost or misplaced, a search for it will be
initiated and a written report will be made to the Chief
Correctional Supervisor and the department head covering the details
of the loss at the end of the day.
December 7, 2018 Sensitive But Unclassified Page 17 of 29
EFTA00108063
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
KEY AND LOCK CONTROL
POLICY: It is the policy of the Bureau of Prisons to maintain proper
control of keys and locks at all times. The purpose of this is to
establish procedures for control and inventory of institution keys
and locks. Further detailed information can be obtained by
referring to BOP Program Statements.
All keys authorized for daily use will be stored on the Control
Center key board when not in use. Sets of keys are identified by
letter and number with the number of keys in that set indicated.
Two listings of key locations identifying active and emergency keys
can be found in the Control Center and in the office of the Security
Officer.
RESTRICTED AND EMERGENCY KEYS:
Restricted keys have blue/black tags on the keyboard in the Control
Center. The Watch Supervisor will be notified when it becomes
necessary to draw keys for a department or post other than his/her
assigned are, or to a restricted area, such as the commissary,
storeroom, etc. The officer will prepare a Restricted Key Form
indicating the purpose for entering such area. Emergency keys or
red-lined keys will be issued only at the direction of the Warden,
Chief of Correctional Services, Associate Warden, Watch Supervisor
or the Institution Duty Officer. Acting positions may delegate the
drawing of keys for a specific time period via memo through the
Captain.
HANDLING OF KEYS:
Keys will be carried on a ring which is securely fastened to a chain
affixed to the belt of the officer. Discussion of key numbers and
reference to their use will be avoided in the presence of inmates.
Keys should never be carelessly thrown around, dropped, or left
unattended, etc. Always personally hand the keys to your relief so
they remain in the personal possession of the officer at all times.
Each officer has the responsibility to count the number of keys on
each set to ensure that all keys are present. Inmates will never be
permitted to handle keys designated for employee use at any time, or
under any circumstances. Should an employee take keys home, the
keys must be brought back to the institution immediately.
December 7, 2018 Sensitive But Unclassified Page 19 of 29
EFTA00108064
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CALL-OUTS:
Sufficient copies of the master call-out sheet for distribution to
all units will be copied and forwarded to the Control Center Officer
so that the Morning Watch Control Center Officer can place one in
each detail pouch. Extra copies of the call-outs will be placed at
the detail pouch cabinet. Unit officers will post the call-out in
the housing units.
The employee who places an inmate on call-out must ensure the
requested inmate arrives at the specified time. If the inmate does
not arrive as scheduled, the requesting staff member shall contact
the staff member responsible for the inmate's accountability. If
the inmate(s) is/are found to be in an area other than the assigned
callout area, it is the responsibility of the staff member(s) or
department that has placed the inmate(s) on call-out to prepare an
incident report for the inmate's failure to report to call-out. If
efforts to locate the inmate fail, the inmate shall be immediately
reported to the shift lieutenant as missing and appropriate action
initiated to locate the inmate.
CELL ASSIGNMENT - SEXUAL OFFENDER/PROTECTIVE CUSTODY
Cell assignments will be determined in an methodical manner. This
involves the SHU Lieutenant and OIC, Psychology staff, Unit Team as
well as Investigative staff, in determining suitability of cellmates
for inmates in protective custody and/or sexual offenders. Most
inmates do not like to be housed with sexual offenders or protective
custody inmates. Housing the wrong inmates with sexual offenders or
protective custody inmates, can lead to serious assaults and/or
homicide. Inmates cannot be allowed to choose their roommates, but
it is understood that some inmates may be better housed with inmates
of like backgrounds/affiliations, than arbitrarily housing the
inmates without considering all variables. As noted earlier,
protective custody and sexual offenders will be screened thoroughly.
If there are no single cells available, this review will be crucial
in minimizing the potential for assault.
HIGH RISK LIST
During the weekly SHU meeting, the Warden will be provided a list of
those inmates who are considered high risk from a psychological and
management stand point. The Captain and Chief Psychologist should be
responsible for generating this list. This list will be provided.to
the Lieutenants' office and the Duty Officers so they are informed
should a high risk inmate act out and be in need of medical or
psychological attention.
December 7, 2018' Sensitive But Unclassified Page 21 of 29
EFTA00108065
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Inmate's current mood, affect, and behavior
1. Is the inmate emotionally upset, angry, and easily agitated?
2. Are the inmate's thoughts clear and goal directed (vs.
delusional or psychotic in nature)?
3. Is the inmate depressed, has there been a recent loss?
4. Has hopelessness persisted even after the depression has
lifted?
5. Has the inmate given away property, revised a will, or
requested a phone call to say his goodbyes?
Medical Condition(s)/Chronic Pain
1. Does the inmate have a chronic life threatening medical
illness?
2. Has the inmate's overall health diminished recently?
3. Is the inmate experiencing pain or other negative symptoms?
Relationship Difficulties
1. Has the inmate received a Dear John letter?
2. Have communications and or visits decreased?
3. Has there been a change in the relationship?
Situational Factors
1. Legal issues - pending indictment; loss of appeal to reduce
sentence.
2. Difficulties with staff or other inmates.
3. Gambling debts, drugs.
4. Ending of a close relationship with another inmate.
5. Possible victim of a sexual assault.
REPORTING AND DOCUMENTING INMATE BEHAVIOR
Report Your Concerns: Any inmate behavior(s) that is questionable
and may reflect a change in mental health status should be reported
to the Shift Lieutenant immediately.
During non-working hours: Inform the Shift Lieutenant of any
questionable inmate behavior. He/she will determine if the on-call
psychologist needs to be contacted.
Segregation Log Book: Any changes in inmate behaviors should be
noted in the TRUSCOPE program. A detailed note regarding the
observed behavior is advisable. Documenting in the TRUSCOPE program
serves two purposes. First, the entry serves as a means of
communication for other staff members. Second, it provides an
accurate account of activity during your shift. Documentation
should be neat, legible, and professional.
December 7, 2018 Sensitive But Unclassified Page 23 of 29
EFTA00108066
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Responding
Not all allegations of sexually abusive behavior will require full
activation of the Response Protocol. In some cases, the Program
Coordinator will determine that there is not sufficient reason to
proceed (e.g., the alleged victim credibly recanted; the alleged
perpetrator was not in the institution on the date of the
allegation, the inmates involved independently report a non-coercive
sexual encounter, etc.) and the Response Protocol may be terminated.
In cases where more information is needed, or in cases where there
is a credible and serious allegation or instance of sexually abusive
behavior, the full Response Protocol will be implemented. Once the
Program Coordinator determines that the intervention should
continue, a sensitive and coordinated response is necessary.
Services will be provided in an environment that meets both security
and therapeutic needs. The full Response Protocol, monitored by the
Program Coordinator, involves the following components:
Protection
All appropriate staff will consult and determine the actions to be
taken to prevent further sexually abusive behavior both to the
alleged victim (e.g. change in work assignments, change in housing
assignment, closer supervision, protective custody, transfer, etc.)
and/or by the alleged perpetrator (e.g., remove from compound,
change housing assignment, etc.).
The Captain will ensure that a STG category of "V SA UNV" is entered
into SENTRY, and in instances where an inmate perpetrator is
alleged, will enter the STG category of "P SA UNV" for that inmate
(See Section 13.b. for further details).
PSYCHOLOGICAL:
Psychology staff are responsible for crisis intervention, assessment
of treatment needs, documentation of the evaluation results,
treatment, psychiatric referral, and/or other treatment options
related to the alleged victim. In addition, Psychology staff provide
guidance to Unit Management and Community Corrections staff
regarding an inmate's post-release mental health needs. Inmate
perpetrators (or alleged perpetrators) of sexually abusive behaviors
will be referred by the Operations Lieutenant to Psychology
Services. Inmates considered high-risk for sexual re-offending may
be referred to specialty treatment and/or management programs,
individual or group counseling, or may be managed through standard
correctional techniques.
December 7, 2018 Sensitive But Unclassified Page 25 of 29
EFTA00108067
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Staff Perpetrator on Inmate Victim:
In the event that a staff member is alleged to have perpetrated
sexually abusive behavior against an inmate, the Warden will be
notified immediately. The Warden will notify the Regional Director
and the Office of Internal Affairs (OIA), who will in turn notify
the Office of the Inspector General (OIG), and when appropriate,
will notify the Federal Bureau of Investigation (FBI).
Inmate Perpetrator on Staff Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against a staff member, the SIA/SIS will be
contacted immediately with follow-up notification to the Warden.
Crime Scene Preservation:
The staff first responder will preserve the crime scene. SIS staff
will be responsible for collecting information/evidence. The
investigation, in coordination with the agency to which the case may
be referred, will follow the guidance given in the Special
Investigative Supervisor's Manual that outlines gathering and
processing procedures.
Physical Evidence Collection:
When there is a report of a recent Rape or Sexual Assault with an
Object, or there is a strong suspicion that a recent, serious
assault may have been sexual in nature, a thorough physical
examination of the alleged victim - to include a "rape kit" will be
completed immediately. Physical evidence collection may also include
an examination of, and collection of physical evidence from the
suspected perpetrator(s).
After Action Reviews of Violent Sexual Assaults:
Following any incident of Rape or Sexual Assault with an Object, the
Warden, Program Coordinator, Chief of Correctional Services, Health
Services Administrator, and Chief Psychologist will meet. and review
the incident. This review is to assess the reasonableness of the
actions of staff following the incident, to ensure the security and
treatment needs of the inmate victim have been addressed adequately
and the management and investigation of the inmate or staff
perpetrator is progressing appropriately. Within two working days
after the initial reporting of the Rape or Sexual Assault with an
Object, a written report highlighting the relevant facts should be
produced and the Warden or designee will personally attest by his or
her signature that the review has taken place and that the steps
taken by staff were either appropriate or inappropriate. A copy of
this report will be forwarded to the Regional Director.
EFTA00108068
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Post Orders, the TRUSCOPE program and log books are confiden
tial
documents and should never be left unattended or in an area accessib
le
to inmates. Post Orders must be secured at all times when not in use
by staff.
It is the responsibility of the employee to inform the employer of the
fact they have not been able or afforded the opportunity to read such
orders. The employer will then advise the employee of the general
requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts before
assuming your post.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. These post orders are not intended to describe in detail all
the officers' responsibilities. Good judgment and common sense are
expected in all situations not covered in these post orders.
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATES)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARD -•F RANK, HAS NO AUTHORITY.
/2/7/1V
Jermai . Darden, Captain Date
EFTA00108069
INSTITUTIONAL SUPPLEMENTS/PROGRAM STATEMENTS
FIREARMS AND BADGES P.S. 500.13
INMATE ACCOUNTABILITY I.S. NYM 5511.06
INMATE PERSONAL PROPERTY I.S. NYM 5580.07
SECURITY INSPECTIONS I.S. NYM 5500.13
TOOL CONTROL I.S. NYM 5500.13
MAIL MANAGEMENT P.S. 5800.16
VISITING PROCEDURES I.S. NYM 5267.08
INMATE CORRESPONDENCE I.S. NYM 5265.14
ALCOHOL SURVEILLANCE/TESTING I.S. NYM 6590.07
ENTRANCE PROCEDURES I.S. NYM 5500.13
INMATE TELEPHONES P.S. 5264.08
...ON SCREENING P.S. 5522.02
SEARCHING/DETAINING PERSONS P.S. 5510.15
SEXUAL ABUSE PREVENTION/INTERVENTION P.S. 5324.12
INMATE DISCIPLINE P.S. 5270.09
SPECIAL HOUSING P.S. 5270.10
SUICIDE PREVENTION P.S. 5324.08
SEARCHES OF HOUSING UNITS/INMATES AND WORK AREAS P.S. 5521.06
ESCORTED TRIPS P.S. 5538.07
USE OF FORCE/APPLICATION OF RESTRAINTS I.S. NYM 5566.06
POSTED PICTURE FILE P.S. 5510.13
HUNGER STRIKES P.S. 5562.05
ESCAPES DEATH NOTIFICATIONS P.S. 5553.07
EFTA00108070
PS 5500.14
10/19/2012
Chapter 7, Page 1
CHAPTER 7
FIREARMS AND BADGES
700. DEFINITIONS. Probable cause, reasonable determination, or
reasonable belief means facts and circumstances known to the
employee at the time of the use of firearms that would cause a
reasonable employee to conclude that the action is appropriate.
701. CARRYING OF FIREARMS. Title 18 U.S.C. § 3050, authorizes
the Attorney General to prescribe rules and regulations relating
to the carrying of firearms by Bureau officers and employees.
This authority is delegated to the Director in 28 CFR 0.96(o).
When approved by the Warden, institution staff are permitted to
carry firearms when:
• hrangnortinn inmatpq,
• assigned to escape posts, and
• assigned to security posts which require firearms as
standard issued equipment.
Carrying or the use of personal or privately owned firearms while
on duty is prohibited.
Post orders, riot plans, and escape plans will include
instructions for carrying firearms.
a. Duty Assignment. Employees must not be assigned to duties
that require the carrying of firearms prior to successfully
completing the firearms familiarization training course.
b. Staff Qualification. New employees must not be assigned to
posts requiring the carrying of firearms before completing the
Introduction to Correctional Techniques Training at the Federal
Law Enforcement Training Center.
In extraordinary circumstances, an exception may be made for an
employee who has completed the local firearms familiarization
training with written approval of the Warden and Regional
Director.
c. Re-qualification. Staff must complete satisfactorily the
Bureau's approved firearms training course each year. Allowances
will be made in accordance with applicable laws, rules, and
regulations.
EFTA00108071
PS 5500.14
10/19/2012
Chapter 7, Page 2
Chaplains, dentists, physicians, and other positions which the
Director specifically exempts from carrying firearms are not
required to complete the firearms familiarization training
conducted at the institution and Staff Training Academy.
d. Other Use of Firearms. Only the Director or Director's
designee may authorize, in writing, Bureau staff to carry
Government-issued firearms for purposes not expressed in this
Program Statement.
702. USE OF FIREARMS. Firearms must be used only when deemed
necessary for the following Law Enforcement purposes:
• Prevent escapes;
• Prevent loss of life or serious physical injury;
• Protect government property, upon determination that
the damage or loss of property would contribute
directly to an escape, loss of life, or serious
physical injury; and
• Maintain or restore control of a correctional
institution.
The use of firearms is prohibited if force other than firearms
appear reasonably sufficient to accomplish law enforcement
purposes. Examples are, but not limited to:
• Prevention of escape;
• Prevention serious physical injury; and
• Restoration of control in a correctional institution.
The necessity to use firearms arises when all available means of
achieving the law enforcement purpose havie failed or are likely
to fail.
An employee is not required to jeopardize personal safety or the
safety of others before using firearms to prevent serious
injuries/bodily harm or death.
If use of firearms is deemed necessary, staff must shoot the
subject with every intention of hitting "center mass" to ensure
the subject is stopped.
EFTA00108072
PS 5500.14
10/19/2012
Chapter 7, Page 3
Staff will not attempt to shoot a limb which creates a lesser
chance of stopping the subject and may pose a danger to staff,
other inmates, or persons in the community. Firearms must not be
used solely to disable moving vehicles or aircraft. Firearms
will only be used against the driver or other occupants of a
moving vehicle when the:
• Employee has a reasonable belief that the subject poses an
imminent danger of death or serious physical injury to the
employee or others.
• Public safety benefits of using such force outweigh the
risks to the safety of the employee or others.
As soon as practicable, medical attention must be provided to any
persons injured during an incident involving use of firearms.
—m3 will nct bc usce. if th, ,melaya, a
escapee as an inmate sentenced under the Juvenile Justice and
Delinquency Prevention Act.
a. Escape Prevention. The use of firearms is authorized when
deemed necessary to prevent an escape in the following
situations.
(1) Perimeter Walls. At institutions secured with
perimeter walls, prior to using firearms, staff must reasonably
believe that an inmate has the capability to escape.
For example, the inmate may be carrying items that could be
used to perpetrate an escape, such as, but not limited to, a
ladder, grappling hook, or rope, suggesting an intent to escape.
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
(2) Multiple Perimeter Fences. At institutions secured
with multiple perimeter fences, prior to using firearms, staff
must reasonably believe that an inmate has the capability to
escape.
For example, the inmate may be carrying items such as, but
not limited to, a ladder, blankets, grappling hooks, ropes, broom
handles, or sticks, that will perpetrate an escape.
EFTA00108073
PS 5500.14
10/19/2012
Chapter 7, Page 4
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent threat danger of
death or serious physical injury to self or others.
When authorized, throughout this policy, warning shots
should be used only if there is no apparent danger to self, other
staff and inmates, or the community.
Warning shots will be fired into the ground and never into
the air or in an indiscriminate direction.
The inmate is not required to be on the first/inner
perimeter fence before the employee issues the warning. When the
imitate actually contacts the fitstiinneL petimetet EVHCC ill an
attempt to climb or demonstrates an attempt to get on or over the
first/inner perimeter fence, and the employee reasonably
determines an escape is being attempted, the employee may shoot
the subject.
The employee is not required to wait until the inmate is
between the perimeter fences or over the first/inner fences.
(3) Metropolitan Correctional Centers (MCCs) and
Metropolitan Detention Centers (MDCs). When an employee
reasonably determines that an escape is being attempted from a
MCC or MDC, the employee should give a verbal warning. If the
inmate continues, the employee may shoot the subject. Warning
shots are prohibited due to the possibility of injury to innocent
bystanders.
(4) Minimum Security Institutions. Ordinarily, firearms
are not used to prevent escapes from minimum security level
institutions. However, weapons are authorized when the escaping
inmate has used or threatened to use force which is likely to
cause serious physical injury or has manifested an imminent
threat of death or serious physical injury to the employee, other
staff and inmates, or the community.
Verbal warnings and warning shots should be used when
feasible.
(5) Escapes with Outside Assistance. Firearms may be used
against persons who are not inmates, if they are facilitating an
escape and have used or threatened to use force which is likely
EFTA00108074
PS 5500.14
10/19/2012
Chapter 7, Page 5
to cause death or serious physical injury against the employee,
other staff and inmates, or the community.
Verbal warnings and warning shots must be used when
feasible.
(6) Escape from Escorted Trip or Prisoner Transport. When
an employee reasonably determines an escape is being attempted
from an escorted trip or prisoner transport, the employee must
issue a verbal warning. If the inmate continues and the escape
is occurring within the immediate environs of a correctional
institution, the employee will fire a warning shot, if feasible,
prior to shooting the subject.
Outside the immediate environs of a correctional
institution, the employee should not fire a warning shot prior to
shooting the subject due to the possibility of injury to innocent
bysLandcL .
Absent the use or threat of force which would likely cause
serious physical injury or a manifested imminent threat of death
or serious physical injury to the employee, other staff and
inmates, or the community, it is not permissible to use firearms
to prevent an escape of an inmate in transit to or from a minimum
security level institution. The exception to the rule is when
the escorting employees are transporting inmates at the same time
to a minimum and non-minimum security level institutions.
(7) Once An Escape Has Occurred. After an escape from a
transport vehicle or an institution, and the immediate environs
has been successful, employees attempting to apprehend the
escaped prisoner may not use firearms unless there is probable
cause to believe:
(a) The subject has committed a felony involving the
infliction or threatened infliction of serious physical injury or
death.
(b) The subject's escape would pose an imminent danger
of death or serious physical injury to the employee or others.
Note: The phrase "after an escape from a transport
vehicle or an institution and the immediate
environs has been effectuated" should be
interpreted in the following manner:
EFTA00108075
PS 5500.14
10/19/2012
Chapter 7, Page 6
• As long as a staff member is in continuous pursuit
of an escaping inmate, whether the escape takes
place from an institution, transport vehicle, or
outside facility (such as a hospital), the escape
has not yet been effectuated. The use of firearms
is permissible under the escaping inmate standard.
• The immediate environs of an institution is
defined as the property lines of the correctional
facility. This boundary may be expanded by the
Warden with the Regional Director's concurrence
and should be defined as explicitly as possible.
A verbal warning should be given if it would not pose a risk
of death or serious bodily injury to the officer or others.
Warning shots are prohibited due to the possibility of
inCo,Lasit 2.13, O6O.14CL.D.
b. Prevent the Loss of Life or Serious Physical Injury. Staff
may use firearms when reasonable belief exists that the subject
poses a threat of death or serious physical injury to staff,
inmates, or others.
Firearms will be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject.
When authorized, warning shots should be used only if there is
no apparent danger to other staff and inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
In a hostage situation, once it has been contained and attempts
to negotiate have begun, only the Warden may order the use of
firearms to resolve the hostage situation.
Warning shots will not be fired as in an attempt to resolve a
hostage situation, nor used to create a diversion.
c. Protect Government Property. Firearms may be used to
prevent damage to or destruction of Government property when the
loss of that property could contribute directly to an escape or
attempted escape, serious physical injury, or loss of life.
For example, the use of firearms may be necessary when persons
are attempting to damage or disable a fire truck during a fire
within the institution. If individuals attempt to break into a
EFTA00108076
PS 5500.14
10/19/2012
Chapter 7, Page 7
building where weapons, gas, or other security risk items are
stored, firearms may also be used.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to other staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
d. Maintain or Restore Control of a Correctional Institution.
Firearms may be used to maintain or restore control of a
correctional institution when the employee reasonably believes
the intended subject of the use of firearms is participating in a
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inmates, or the community.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
703. ARMED ESCORT BY COMMERCIAL AVIATION. The Warden may
authorize staff to carry firearms when transporting an inmate by
commercial air carrier.
Title 14 CFR Part 108.11, Carriage of Weapons, and Part 108.21,
Carriage of Passengers Under the Control of Armed Law Enforcement
Escorts (1995), allows law enforcement officials, while
performing their duties, to travel while armed.
Staff must notify the air carrier prior to departing the
institution of the intent to carry firearms. Staff must complete
all required forms and provide required information to the
carrier.
Staff must follow the procedures detailed in the above referenced
regulations.
EFTA00108077
PS 5500.14
10/19/2012
Chapter 7, Page 8
When not transporting inmates, Bureau staff, carrying firearms
aboard commercial aircraft, must declare this to the carrier and
have the weapon placed in checked baggage.
The above referenced regulations should be referred to for
additional requirements concerning the placement of firearms in
checked baggage.
704. REPORTING REQUIREMENTS. A written report must be submitted
to the Warden upon the discharge of any firearm, privately owned
or issued by the Bureau. This rule applies when the employees is
on duty and off duty, except for training or recreational
purposes.
For an incident while on duty, the report must be submitted prior
to the end of the employee's duty shift.
rcz a.. dtiLy, UAc S. L I0U.7L Loc ouLemiLicd
prior to the end of the employee's next duty shift.
The discharge of any firearm, once reported, will be investigated
and reviewed through the After-Action Reporting and Review
processes.
705. IDENTIFICATION BADGES. Upon request, the Correctional
Services Administrator, Central Office, will issue Bureau
identification badges in leather carrying cases to each
institution.
The Captain will maintain strict accountability of Bureau badges.
Lost or stolen badges must be reported immediately in writing to
the Correctional Services Branch, Central Office.
Except for tower and perimeter patrols and established stationary
check points, staff assigned to duties which require the carrying
of firearms will be issued a Bureau identification badge.
The badge must be displayed when necessary to establish the staff
member's authorization to carry a firearm. Appropriate badge
holders will be provided so as to allow the employee the ability
to securely attach the badge to his or her outerwear.
Badges may not be used as methods of routine identification.
Employee procurement or possession of unauthorized badges, either
official or duplicated, is prohibited (see the Program Statement
on Standards of Employee Conduct).
EFTA00108078
PS 5500.14
10/19/2012
Chapter 7, Page 9
706. NON-DISCLOSURE OF BUREAU STAFF NAMES IN SHOOTING INCIDENTS.
Disclosure of an employee's name following a shooting incident
will follow the guidelines as prescribed in the Program Statement
on News Media Contacts.
EFTA00108079
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SRO #1
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSIUM (OC) CARRY POST
POST: SPECIAL HOUSING UNIT #1(SHU #1)
EQUIPMENT: Key Ring(s) C-27, C-28, C-30, C-31, C-32, C-33, B-32,
B-33 Radio/BA, Metal Detector, MK-4 OC Dispenser
All equipment assigned to this post and will be accountable on the shift
to shift inventory form. All 24 hour equipment and key rings will be
logged into TRUSCOPE program with type of equipment and key ring
numbers.
SHIFT: MORNING WATCH
HOURS OF DUTY: 12:00 A.M. to 8:00 A.M.
NORMAL ROUTINE:
All Correctional Officers will report to the institution according to
their assigned work schedule. You are required to utilize the "Staff
Chit Board" whenever you enter and/or depart from the secured perimeter
of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED SHU
DOORS:
Door 27 and Inner Door: Both doors must always remain secured when not
being used. They are to be opened as needed for traffic and secured
immediately. These doors are to be considered a sallyport only and one
door will be open at a time unless there is an emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to guarantee
that the inmate is closely monitored and kept separate from other
inmates.
12:00 A.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Evening Watch Officer. After you have relieved
the Evening Watch Officer, as the equipment is issued on a 24-hour
basis, you are required to indicate the key ring number and type of
equipment accounted for into TRUSCOPE and sign the location inventory.
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EFTA00108080
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
HOUSING UNITS
THIS IS NOT AN ARMED POST
THESE POSTS ARE OLEORESIN CAPSICUM(OC) CARRY POSTS WITH THE EXCEPTION OF
THE 5 -SOUTH CADRE INMATES
POST: THESE POST ORDERS WILL COVER THE FOLLOWING HOUSING UNITS
EQUIPMENT: UNIT 2(BA): BODY ALARM #601 KEYS Cl W/8, MK-4 OC DISPENSER
UNIT 3(CA): BODY ALARM #602 KEYS C2 W/8, MK-4 OC DISPENSER
UNIT 5N(EN): BODY ALARM #603 KEYS C5 W/8, MK-4 OC DISPENSER
UNIT 5S(ES): BODY ALARM #604 KEYS C8 W/7, MK-4 OC DISPENSER
UNIT 7N(GN): BODY ALARM #605 KEYS C11W/9, MK-4 OC DISPENSER
UNIT 7S(GS): BODY ALARM #606 KEYS C14W/9, MK-4 OC DISPENSER
UNIT 9N(IN): BODY ALARM #607 KEYS C17W/10, MK-4 OC DISPENSER
UNIT 11N(KN): BODY ALARM #619 KEYS C20W/8, MK-4 OC DISPENSER
UNIT 11S(KS): BODY ALARM #616 KEYS C23W/6
All equipment and key rings will be logged into TRUSCOPE program with type
of equipment and key ring numbers.
SHIFT: MORNING WATCH / DAY WATCH / EVENING WATCH
HOURS OF DUTY: 12:00 A.M. - 8:00 A.M. (M/W SHIFT)
7:45 A.M. - 4:15 P.M. (D/W SHIFT)(Weekdays)
8:00 A.M. - 4:00 P.M. Weekends and Holidays
4:00 P.M. - 12:00 A.M. (E/W SHIFT)
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE: All correctional officers will report to the institution
in a timely manner. You are required to utilize the "Staff Chit Board"
whenever you enter and/or depart from the secured perimeter of the
institution.
**Remember inmates do not have authority over other inmates. Staff are
responsible for supervising inmates at all times***
MORNING WATCH
12:00 A.M.
Report directly to the Unit wearing the prescribed uniform and relieve the
Evening Watch Officer. After you relieve the Evening Watch Officer and
receive all pertinent information, as the equipment is issued on a 24-hour
basis, you are required to indicate the key ring number and type of
equipment accounted for into TRUSCOPE and sign the location inventory.
Count the keys to ensure the number of keys corresponds with the total
number on the key ring chit. Key rings must be secured to a belt by clips
l and a metal chain.
December 7, 2018 Sensitive But Unclassified Page 1 of 15
EFTA00108081
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
HOUSING UNITS
THIS IS NOT AN ARMED POST
THESE POSTS ARE OLEORESIN CAPSICUM(OC) CARRY POSTS WITH THE EXCEPTION OF
THE 5-SOUTH CADRE INMATES
POST: THESE POST ORDERS WILL COVER THE FOLLOWING HOUSING UNITS
EQUIPMENT: UNIT 2(BA): BODY ALARM #601 KEYS Cl W/8, MK-4 OC DISPENSER
UNIT 3(CA) : BODY ALARM #602 KEYS C2 W/8, MK-4 OC DISPENSER
UNIT 5N(EN): BODY ALARM #603 KEYS C5 W/8, MK-4 OC DISPENSER
UNIT 5S(ES): BODY ALARM #604 KEYS C8 W/7, MK-4 OC DISPENSER
UNIT 7N(GN): BODY ALARM #605 KEYS C11W/9, MK-4 OC DISPENSER
UNIT 7S(GS): BODY ALARM #606 KEYS C14W/9, MK-4 OC DISPENSER
UNIT 9N(IN): BODY ALARM #607 KEYS Cl7W/10, MK-4 OC DISPENSER
UNIT 11N(KN): BODY ALARM #619 KEYS C20W/8, MK-4 OC DISPENSER
UNIT 11S(KS): BODY ALARM #616 KEYS C23W/6
All equipment and key rings will be logged into TRUSCOPE program with type
of equipment and key ring numbers.
SHIFT: MORNING WATCH / DAY WATCH / EVENING WATCH
HOURS OF DUTY: 12:00 A.M. - 8:00 A.M. (M/W SHIFT)
7:45 A.M. - 4:15 P.M. (D/W SHIFT)(Weekdays)
8:00 A.M. - 4:00 P.M. Weekends and Holidays
4:00 P.M. - 12:00 A.M. (E/W SHIFT)
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE: All correctional officers will report to the institution
in a timely manner. You are required to utilize the "Staff Chit Board"
whenever you enter and/or depart from the secured perimeter of the
institution.
**Remember inmates do not have authority over other inmates. Staff are
responsible for supervising inmates at all times***
MORNING WATCH
12:00 A.M.
Report directly to the Unit wearing the prescribed uniform and relieve the
Evening Watch Officer. After you relieve the Evening Watch Officer and
receive all pertinent information, as the equipment is issued on a 24-hour
basis, you are required to indicate the key ring number and type of
equipment accounted for into TRUSCOPE and sign the location inventory.
Count the keys to ensure the number of keys corresponds with the total
number on the key ring chit. Key rings must be secured to a belt by clips
and a metal chain.
December 7, 2018 Sensitive But Unclassified Page 1 of 15
EFTA00108082
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
Count the keys to ensure the number of keys corresponds with the total
number on the key ring chit. Key rings must be secured to a belt by
clips and a metal chain. Contact the Control Center on #333 and test
your Radio/Body Alarm. Begin making watch calls at this time. Watch
calls will be made every 30 minutes from the hours of 6:00 PM to 6:00
AM.
Unit officers must maintain a log of pertinent information regarding
inmate activity, detailing time, persons involved (if pertinent) and the
event. These entries must be entered into TRUSCOPE program.
Report for duty by telephone with the Operations Lieutenant and receive
any additional information. Begin making 30 minute rounds ensuring you
document the findings into TRUSCOPE. Staff will observed all inmates in
continued lock down status once in the first 30 minute period of the
hour ex: (12:00 -12:30AM) followed by another round in the second 30
minute period of the same hour (12:30-1:00 AM).This will ensure an
inmate is observed at least twice per hour. These rounds are to be
conducted on an irregular schedule and no more than 40 minutes apart.
All observations must be documented.
It should be clearly understood that none of these activities are to
take place until the Evening Watch officer is relieved. It should be
noted that it is understood that not all of the above will be
accomplished by or before the count.
OFFICIAL COUNT TIME: The SHU#2 Officer, will assist with backing the
count. All counts will be completed by two staff members. One staff
member will count the inmates in the assigned cells and the other staff
member will observe the unit for any unauthorized movement from the
range grill. When you count the inmates you will count living
breathing flesh. Ensure that all cell doors are locked prior to
conducting your count. Call your count into the C&A Officer at extension
"6468".
Always ensure the correct time, date, and Officers printed name and
signature conducting the count are noted on the count slip. All count
slips will be written in blue or black ink and should be clear and
legible. Count slips which appear to be altered will not be accepted.
Internal Security Officer will pick up the count slips and take them to
the Control Center. Once the Control Center announces a clear
institutional count, record this information into TRUSCOPE.
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EFTA00108083
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
BED BOOK COUNTS: The Bed Books will be utilized for emergency counts,
bad institutional counts and random Bed Book counts requested by the
Shift Lieutenant. When a unit has two consecutive bad counts, a bed
book count must be conducted. In conjunction with the Bed Book the unit
roster will be used to conduct these counts. Upon receiving a new
inmate on the unit, the unit officer will receive two 3 x 5 cards, one
to be utilized for the bed book, and the other to use for inmate
movement. The bed book card is not to be removed from the bed book
Throughout your shift, you must Audit the location board, bed book,
and all inmate files including the Special Housing Record (BP-292),
Administrative Detention Orders, 30 day psychology reports and twenty
one day cell rotations. It is the responsibility of the SHU #1 to
ensure all information contained on the SHU Report is accurate and up-
to-date for each inmate. The SHU Report will list the reason the
inmate is housed in SHU. Ensure all doors, traps and grills in the
Special Housing Unit are locked and secured. If it has a lock, it
should be locked. You must ensure a comprehensive fire and security
inspection of the unit is conducted. Ensure all equipment is accounted
for, operational and logged into TRUSCOPE program and the fire and
security form is completed.
ANY DISCREPANSIES WILL BE REPORTED TO THE LIEUTENANT'S OFFICE.
12:30 A.M.
Begin making watch calls to the Control Center by calling extension 333
or via radio every half hour. These calls are mandatory and are
designed for your safety as well as the security of the institution.
It is your responsibility to supervise the overall operation of the
Special Housing Unit. A body alarm test should be conducted at this
time. Remember body alarms are assigned to a specific post, not a
person. The Control Center must be notified before moving with the body
alarm to another location.
The Morning Watch SHU #1 will run an SENTRY Inmate Discipline Daily Log
(PD 14) for any changes to an inmate's status in the Special Housing
Unit. Any changes will be annotated in the SHU Report, and also in the
SHU Program. The SHU #1 must go through the Special Housing Unit
program making sure all inmate data is correct, also ensuring inmate's
disposition status is correct. Ensure unit team information, and any
other pertinent information appears on the SHU Report. The SHU #1
Officer will provide a copy of the SHU Report daily to the SHU
Lieutenant.
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EFTA00108084
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
The SHU #1 Officer is responsible for notifying the Control Center of
inmates being admitted or released from the Special Housing Unit. At no
time will you be in possession of the cell door key without the presence
of another staff member. The SHU #1 Officer will initiate a file on all
inmates being admitted to the Special Housing Unit.
1:00 AM
Begin conducting searches/shakedowns of all common areas of the unit
which. Particular attention must be .paid to plumbing facilities chases,
vents, tables, chairs, activities rooms, utility closets, laundry
room, and the rest of the common area inside the unit. After completing
at least five shake downs in your unit, document the correct information
into TRUSCOPE. Discoveries of hard contraband will be reported to the
Operations Lieutenant and documented into TRUSCOPE. All items of
contraband are to be disposed of according to policy. Continue
patrolling the unit observing and listening for abnormal activity and
noises.
Check the unit bed book, charts and BP-292, Special Housing Unit Record
to ensure that all are up to date. Check the callout and transfer sheet
for information affecting the inmates under your care and direction.
Sundays: Remove the prior week's BP-292's, ensure they are completely
filled out and place them in the corresponding inmates file located in
the officers station. A new BP-292 will be generated on each inmate and
placed in the BP-292(52) binder.
1:30 A.M.
Continue to document and update all activities and paperwork assigned to
this post. The weekly recap of the entrance log will also be conducted
on Sunday. The recap form and signature sheets will be forwarded to the
Special Housing Lieutenant who will forward them to the Captain. The
SHU #1 will generate the new sign in sheets for the week and placed them
in the sign-in log book.
2:00 A.M.
The Morning Watch SHU #1 is responsible for forwarding all official and
general correspondence generated within the unit to the institutional
mail room. When screening the mail, attempt to identify escape plots,
drug use and any other suspicious information. The SHU #1 will review
all Inmate Request to Staff and other correspondence addressed to staff
members within the institution. The Inmate Request to Staff and
institution correspondence will be routed to appropriate department.
nweimmhar 7. 7nill Somaitivs unnlammified Pane 4 of 1A
EFTA00108085
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
Anything out of the ordinary will be reported to the Shift Lieutenant
immediately. Outgoing mail from inmates on mail monitoring status will
be separated and identified as SIS mail and left open. After processing
is complete, all mail will be sealed and placed in the mail bag for pick
up. The Internal Security Officer will pick mail up at approximately
5:00 A.M.
3:00 A.M.
The official count will be announced at this time. Staff will perform a
double staff count, observing human flesh and movement before counting
any inmate. Call in the count to the C&A Officer at extension "6468"
5:00 A.M.
The official count will be announced at this time. You are to follow the
same procedures used at the 3:00 a.m. count. Remember Staff will perform
a double staff count, observing human flesh and movement before counting
any inmate.
6:00 A.M.
Ensure that all inmates on the court list are ready for pick up by the
Internal Security. The SHU #3 and Recreation Officers will report to
the unit at this time and assist with the court movement.
All SHU inmates will be escorted to R&D for court at a ratio of two
staff members per every inmate unless otherwise instructed by the
Operations Lieutenant. Contact the C&A Officer to receive clearance
for the escort of the inmate(s). Ex: If you are escorting two inmates
to R&D there should be four escorting staff members
Breakfast Feeding
The SHU #2 will ensure the food carts are properly searched prior to
bringing them into the unit. The SHU #1 will ensure the SHU Officers
(including the Recreation Officers); will count all food trays, lids,
and utensils prior to and after the meal. The SHU #2 will prepare the
breakfast meal, and began feeding with the assistance of the
Recreation Officers. Ensure that all wickets are secured; only one
(1) wicket will be opened at a time for the feeding of the meal.
Report problems with the meal to the Shift Lieutenant and Food Service
staff and ensure corrective measures are taken before serving
commences. The lights in the inmate's cells will be turned on while
the breakfast feeding is in progress.
nanamhar 7. 901A Ranaitivn Rnt finnlaAnifiari Pana R of 1R
EFTA00108086
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
All Food trays must be accounted for; no food trays will be left in an
inmate's cell after pickup. If an inmate refuses to give you the tray
back notify the SHU Lieutenant or the Operations Lieutenant. Inmate
orderlies will not be utilized to collect food trays.
7:00 A.M.
Prepare the cells and unit for daily inspection. No later than 8:00 am
each morning all inmates will have their cells cleaned, beds made, and
will be dressed in their jumpsuits. All SHU officers will assist with
conducting daily inspections of the unit. Any inmate who desires
recreation will have their cells in a high state of sanitation.
Recreation begins by the Recreation Officers Monday through Friday.
INMATES DEPARTING FOR RECREATION WILL NOT LEAVE THEIR CELLS UNTIDY.
7:30 A.M.
Ensure that all pertinent paperwork is properly filled out, (Daily
Security Inspection Sheet, Equipment Inventory, BP-292, etc.
Inmate Work Call: All inmates assigned to work details will report to
their work detail assignments.
8:00 A.M.
End of Tour:
Pass all keys and equipment to your relief. Once properly relieved,
your tour of duty ends and you are to proceed directly out of the
institution.
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED**
Officers assigned to this post will not vacate the post unless properly
relieved or instructed to do so by the Operations or Activities
Lieutenants. These post orders are not intended to describe in detail
all the officer's responsibilities. Good judgment and common sense are
expected in all situations not covered in these post orders.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
00rAmlIc‘r 7 201R Sanaitiv< Rnt Unelagsifiad 2,
,trin 1 nl 1R
EFTA00108087
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSIUM (OC) CARRY POST
POST: SPECIAL HOUSING UNIT OFFICER #1
EQUIPMENT: Key Rings E-37, E-38, C-8, C-9, Radio/BA, Metal
Detector, MK-4 OC Dispenser
All equipment assigned to this post and will be accountable on the
shift to shift inventory form. All 24 hour equipment and key rings
will be logged into TRUSCOPE program with type of equipment and key
ring numbers.
SHIFT: DAY WATCH
HOURS OF DUTY: 7:45 A.M. to 4:15 P.M.
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE:
All Correctional Officers will report to the institution according to
their assigned work schedule. You are required to utilize the "Staff
Chit Board" whenever you enter and/or depart from the secured perimeter
of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED SHU
DOORS:
Door 27 and Inner Door:
Both doors must always remain secured when not being used. They are to
be opened as needed for traffic and secured immediately. These doors
are to be considered a sallyport only; one door will be open at a time
unless there is an emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to guarantee
that .the inmate is closely monitored and kept separate from other
inmates.
7:45 A.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Morning Watch Officer. After you have relieved
the Morning Watch Officer, as the equipment is issued on a 24-hour
basis, you are required to indicate the key ring number and type of
equipment accounted for into TRUSCOPE and sign the location inventory.
nansmbeir 7. 'nu: Seanci fiver. Awl- Tfrirl qQ1 fiArl Patio 7 of 111
EFTA00108088
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
Count the keys to ensure the number of keys corresponds with the total
number on the key ring chit. Key rings must be secured to a belt by
clips and a metal chain. Contact the Control Center and test your
Radio/Body Alarm. Unit officers must maintain a log of pertinent
information regarding inmate activity, detailing time, persons involved
(if pertinent) and the event. These entries must be entered into
TRUSCOPE program. Report for duty by telephone with the Operations
Lieutenant and receive any additional information. Prepare inmates for
Daily Callouts.
Begin making 30 minute rounds ensuring you document the findings in the
TRUSCOPE program. Staff will observed all inmates in continued lock down
status once in the first 30 minute period of the hour ex: (12:00 -
12:30AM) followed by another round in the second 30 minute period of the
same hour (12:30-1:00 AM).This will ensure an inmate is observed at
least twice per hour. These rounds are to be conducted on an irregular
schedule and no more than 40 minutes apart. All observations must be
documented.
It should be clearly understood that none of these activities are to
take place until the Morning Watch officer is relieved. It should be
noted that it is understood that not all of the above will be
accomplished by or before the count.
Prepare the Release paperwork for inmates returning to general
population. Once the SHU Releases are signed off on began to release
the inmates to the assigned unit. Forward the inmates Bed Book Card
and I.D. Card to the respective unit. The SHU #1 Officer is
responsible for notifying the Control Center of inmates being admitted
or released from the Special Housing Unit. The Special Housing Report
will be updated to reflect the releases. It is the responsibility of
the SHU #1 to ensure all information contained on the SHU Report is
accurate and up-to-date for each inmate. An informal census count of
the unit should be conducted. Although this count is not called into
the C&A Officer, the number of inmates present in the unit should
always directly correspond to the total documented in TRUSCOPE. Any
discrepancies should be brought to the immediate attention of the SHU
Lieutenant. Attorney visits will begin at this time.
It is the SHU #1's responsibility to ensure all inmates are checked
for CIMS concerns prior to any escort off of the unit. The SHU #1
will check the Unit SEPARATIONS roster to ascertain if the inmate's
name appears on the roster.
llanamhatt 7. 2018 Aangitiva Ant unnlacnifiad PAno R of 1R
EFTA00108089
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
8:30 A.M.
Conduct a comprehensive inspection of the unit. Any discrepancies
found will be noted on the Fire and Security Inspection Form. Serious
breaches of security will be immediately reported to the SHU
Lieutenant and Operations Lieutenant. This security inspection of the
unit is primarily designed to detect contraband, prevent escapes, and
ensure sanitary standards and to eliminate fire and safety hazards.
Begin 21 day cell rotations at this time and showers at this time.
Note: 21 day rotations must be done when due if inmate refuses an
incident report must be written, and the SHU lieutenant must be
noticed. Use the Population Monitoring Census/Roster (PP30).
Conduct the A.M. census count. Log your results of the count into
TRUSCOPE program and notify the Operations Lieutenant of any
unauthorized inmates in your area.
9:00 A.M.
As time permits throughout the shift, you are to conduct searches of
inmate cells. Results will be recorded into TRUSCOPE. Discoveries of
hard contraband will be reported to the Operations Lieutenant and
documented into TRUSCOPE. After completing at least five shake downs
in your unit, reflect the correct information into TRUSCOPE.
10:00 A.M. (Weekends, Federal Holidays)
COUNT TIME (Stand-Up Count): The 10:00 a.m. count is an official stand up
count will be conducted at this time. The count will be conducted as a bed
book count when directed by the Operations Lieutenant. Ensure all areas
are clear of inmates, i.e., showers, bathroom's, laundry rooms etc... The
Internal Security Officer or any available staff member will assist with
backing the count. Upon completing the count, call the count into the C&A
Officer by telephone at extension 6468. Always ensure the correct date,
time, and Officer's printed name and signature conducting the count is
noted on the count slip. All count slips will be written in blue or black
ink and should be clear and legible. Count slips which appear to be
altered will not be accepted. The Internal Officer will pick up the count
slips and take them to the Control Center. Once the Control Center.
announces a clear institutional count, record this information into
TRUSCOPE.
risnamhatr 7. 9n1A Sannitivw Rnt Unnlammifiad Pane 9 of 1R
EFTA00108090
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
BED BOOK COUNTS:
The Bed Books will be utilized for emergency counts, bad institutional
counts and random Bed Book counts requested by the Shift Lieutenant.
When a unit has two consecutive bad counts, a bed book count must be
conducted. In conjunction with the Bed Book the unit roster will be
used to conduct these counts. Upon receiving a new inmate on the
unit, the unit officer will receive two 3 x 5 cards, one to be
utilized for the bed book, and the other to use for inmate movement.
The bed book card is not to be removed from the bed book
Between 10:15 A.M. 12:15 P.M. (Weekdays)
LUNCH RELIEF
Contact the department on the current lunch relief schedule to arrange
for staff to relieve you for a 30 minute duty free lunch. When being
relieved, ensure staff have signed the log book designated for lunch
reliefs.
11:00 A.M.
Mainline Feeding:
The food carts will be thoroughly searched by SHU staff prior to
entering the Special Housing Unit. Report problems with the meal to
the SHU/ Shift Lieutenant and Food Service staff and ensure corrective
measures are taken before serving commences.
Ensure that all wickets are secured; only one (1) wicket will be
opened at a time for the feeding of the meal. Officers will not pass
or allow anything to be passed from cell to cell. Each inmate will
receive only those items which are on the daily menu or prescribed
dietary menu.
All staff handling food must wear plastic gloves and ensure the food
is served at the proper temperature. Upon completion of the meal, all
trays will be accounted for and placed on the food cart.
Supervise the removal of all food trays from the cells. Officers only
will pick up all trays and trash from cells.
Inmate orderlies will not be utilized to collect food trays.
12:00 P.M.
On Mondays social visiting will begin at this time. Place all trash in
the sallyport for pick-up at this time for preparation of trash call.
flarenntsat 1. 'nisi SAnnitivA Ant Unellannifieni Para ln of lA
EFTA00108091
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
12:30 P.M. (Monday through Friday)
PM CENSUS COUNT:
A Unit Census Count will be conducted at this time. Record the results
into TRUSCOPE and notify the Lieutenant of any discrepancies. An incident
report will be written on any inmate found in an unauthorized area.
ROUNDS:
Ensure assigned staff continue to make frequent, random rounds of the
range in the unit. At a minimum, each inmate must be checked, at
least one time every thirty minutes. During these security checks,
ensure staff pay particular attention to those inmates who demonstrate
suspicious or unusual behavior.
MEDICAL VISITS:
During medical visits by the Physician Assistant, you are responsible
for providing an escort during their rounds on the unit. Ensure the
SHU Officers announce the PA's presence on the range and inmate
concerns are addressed.
1:00 P.M.
Conduct bar taps in at least five inmate cells. Ensure all logbooks and
the TRUSCOPE program are up to date, 292s are filled out and ensure any
pertinent information is documented in the TRUSCOPE program.
3:00 P.M.
All inmate social visiting concludes at this time.
4:15 P.M. End of Tour
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED**
Officers assigned to this post will not vacate the post unless
properly relieved or instructed to do so by the Operations or
Activities Lieutenants. These post orders are not intended to
describe in detail all the officer's responsibilities. Good judgment
and common sense are expected in all situations not covered in these
post orders.
NOTE: In addition to Post Orders, the Special instructions must be
read in conjunction with post orders. Staff assigned to this post
must thoroughly familiarize themselves with the Program Statement and
Institution Supplement on Entrance Procedures and Inmate Visiting
Procedures. This is one of the most critical areas of the institution
due to the potential for escape.
TThrnmhAlr 7 901R RAngifiva Rnf ThIrlaccifind 11 n! 1R
EFTA00108092
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
naramhoir 7 201R Rancitiva Rnf flnnlacgifind 17 1R
EFTA00108093
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSIUM (OC) CARRY POST
POST: SPECIAL HOUSING UNIT OFFICER #1
EQUIPMENT: Key Rings E-37,E-38,C-8, C-9, Radio/BA, Metal Detector,
MK-4 OC Dispenser
All equipment assigned to this post and will be accountable on the
shift to shift inventory form. All 24 hour equipment and key rings
will be logged into TRUSCOPE program with type of equipment and key
ring numbers.
SHIFT: EVENING WATCH
HOURS OF DUTY: 4:00 P.M. to 12:00 A.M.
NORMAL ROUTINE:
All Correctional Officers will report to the institution according to
their assigned work schedule. You are required to utilize the "Staff
Chit Board" whenever you enter and/or depart from the secured perimeter
of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED SHU
DOORS:
Door 27 and Inner Door:
Both doors must always remain secured when not being used. They are to
be opened as needed for traffic and secured immediately. These doors
are to be considered a sallyport only; one door will be open at a time
unless there is an emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to guarantee
that the inmate is closely monitored and kept separate from other
inmates.
4:00 P.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Evening Watch Officer. After you have relieved
the Evening Watch Officer, as the equipment is issued on a 24-hour
basis, you are required to indicate the key ring number and type of
equipment accounted for into TRUSCOPE and sign the location inventory.
nflflArelhAT 7 2018 RAnctiFivA Rut UnnlActqifiad PAnn 13 of 1R
EFTA00108094
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
Count the keys to ensure the number of keys corresponds with the total
number on the key ring chit. Key rings must be secured to a belt by
clips and a metal chain. Contact the Control Center on #333 and test
your Radio/Body Alarm. Begin making watch calls at this time. Watch
calls will be made every 30 minutes from the hours of 6:00 PM to 6:00
AM.
Unit officers must maintain a log of pertinent information regarding
inmate activity, detailing time, persons involved (if pertinent) and the
event. These entries must be entered into TRUSCOPE program. Begin
making 30 minute rounds ensuring you document the findings into TRUSCOPE
program. Staff will observed all inmates in continued lock down status
once in the first 30 minute period of the hour ex: (12:00 -12:30AM)
followed by another round in the second 30 minute period of the same
hour (12:30-1:00 AM).This will ensure an inmate is observed at least
twice per hour. These rounds are to be conducted on an irregular
schedule and no more than 40 minutes apart. All observations must be
documented into the TRUSCOPE program.
It should be clearly understood that none of these activities are to
take place until the Day Watch officer is relieved. It should be
noted that it is understood that not all of the above will be
accomplished by or before the count.
COUNT TIME:
The official count will be announced at this time. The Internal
Security Officer or available staff will assist with backing the count.
The same count procedures will be used now as with all other counts.
Upon completing the count, call the count into the C&A Officer by
telephone at extension 6468. Always ensure the correct date, time, and
Officer's printed name and signature conducting the count is noted on
the count slip. All count slips will be written in blue or black ink
and should be clear and legible. Count slips which appear to be altered
will not be accepted. The Internal Officer will pick up the count slips
and take them to the Control Center. Once the Control Center announces
a clear institutional count, record this information into the TRUSCOPE
Program.
nonambar 7. 'nil; Ranscitiva Rut unninsmifiad PAM= 14 of 1R
EFTA00108095
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
BED BOOK COUNTS:
The Bed Books will be utilized for emergency counts, bad institutional
counts and random Bed Book counts requested by the Shift Lieutenant.
When a unit has two consecutive bad counts, a bed book count must be
conducted. In conjunction with the Bed Book the unit roster will be
used to conduct these counts. Upon receiving a new inmate on the
unit, the unit officer will receive two 3 x 5 cards, one to be
utilized for the bed book, and the other to use for inmate movement.
The bed book card is not to be removed from the bed book
4:30 P.M.
Conduct a security and fire inspection of the units. Any
discrepancies found will be noted on the Fire and Security Inspection
Form. Serious breaches of security will be immediately reported to
the Operations Lieutenant. Discrepancies found not of a serious
nature will also be reported and the appropriate work order submitted.
Record any confidential information into the TRUSCOPE program. This
information is used to record important information which should be
passed on to other staff. Conduct a bed book audit and make any
changes pertaining to your bed book/inmate picture card files. Check
the TRUSCOPE program for information and initiate daily paperwork.
Dinner Meal: All food trays, utensils, cups, containers, etc. must be
removed from the cells at the end of the meals. Inmates are not
permitted to retain any food trays, utensils, or other items provided
during the meal. The SHU Officers will ensure that all meals are
properly heated and distributed. All staff handling food must wear
plastic gloves and ensure the food is served at proper temperature
utilizing the microwave. Inmate orderlies will not assist with the
feeding process. The SHU Officers will conduct the feeding of the
inmates and the retrieval of the food trays. All inmate food trays
will be issued and retrieved by staff only.
Ensure that all wickets are secured; only one (1) wicket will be
opened at a time for the feeding of the meal. Officers will not pass
nor allow anything to be passed from cell to cell. Each inmate will
receive only those items which are on the daily menu or prescribed
dietary menu. At no time will meat products with bones be served to
inmates. Officers will not pass nor allow anything to be passed from
cell to cell. Each inmate will receive only those items which are on
the daily menu or prescribed dietary menu.
flanambeibr 1. 201R Rammitivs Au*. unellsimmifiad PAM° 1R of 1R
EFTA00108096
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
5:00P.M.
The total tray count entering and departing the unit will be annotated
in the TRUSCOPE program by the SHU #1 Officer. Social Vising Begins
(Mondays only)
6:00 P.M.
Begin to conduct inmate mail call. Never give an inmate mail unless
it belongs to him/her. If an inmate has moved to another unit,
contact the Internal Officer to deliver it to the appropriate unit.
Mail for inmates who have been transferred to another institution will
be placed back in the mail bag and returned to the Mail Room. Inmate
mail will not be left in the unit. All undelivered mail will be
returned to the Mail Room. During your shift, you are responsible for
ensuring a comprehensive security inspection of the unit is completed
and properly documented on the Security Inspection form. Cell
sanitation on the unit and telephone calls will be conducted on the
assigned days.
As time permits throughout the shift, you are to conduct searches of
inmate cells. Results will be recorded into the TRUSCOPE program.
Discoveries of hard contraband will be reported to the Operations
Lieutenant and documented in the TRUSCOPE program. After completing
at least five shake downs in your unit, record the information in the
TRUSCOPE program. Begin making watch calls to the Control Center by
calling extension 333 or via radio every half hour. These calls are
mandatory and are designed for your safety as well as the security of
the institution.
8:00 P.M.
Continue conducting the necessary paper work for the unit and ensure
that all tasks have been accomplished throughout the shift. Began bar
taps at this time and enter them into TRUSCOPE. Social visiting
concludes.
00.nwintwor 7. 201A Smnstitiva Rut finnlAssifind PAMP 1R of 1A
EFTA00108097
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
10:00 P.M.
The official (Stand-up) count will commence at this time. The use of
the flashlight for this count may be necessary. Upon completing the
count, call the count into the C&A Officer at extension "6468". Always
ensure the correct time, date, and Officers printed name and signature
conducting the count are noted on the count slip. Upon completion of
the count continue to conduct checks of the unit. Trash call will be
announced when there is a clear count. Place all trash in the
sallyport for pick-up.
11:40 P.M.
Ensure all pertinent information is annotated into TRUSCOPE.
12:00 A.M.
END OF TOUR
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED**
NOTE: In addition to Post Orders, the Special instructions must be
read in conjunction with post orders. Staff assigned to this post
must thoroughly familiarize themselves with the Program Statement and
Institution Supplement on Entrance Procedures and Inmate Visiting
Procedures. This is one of the most critical areas of the institution
due to the potential for escape.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
Post Orders, log books and the TRUSCORE program are confidential
documents and should never be left unattended or in an area accessible
to inmates. Post Orders must be secured at all times when not in use
by staff.
It is the responsibility of the employee to inform the employer of the
fact they have not been able or afforded the opportunity to read such
orders. The employer will then advise the employee of the general
requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts to read
the post orders as soon as practicable.
nnrnmhor 7 9n1R Sertnail-ivA Rflt Thirlan ifind 17 1R
EFTA00108098
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #1
THIS IS NOT AN ARMED POST
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this document
These Post Orders are guidelines, not orders to work before or after
regularly scheduled shifts.
There will be no additions or deletions to these post orders without the
written consent of the Captain.
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access to
regularly available programming or other out-of-cell opportunities in
order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply with
Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pat-down arches of female inmates.
/2/7/,‘--
Jermaine C. D tain Date
nAflOWnhar 7. 2nict Annositivm Rnt unnlAnstifiani PAM'. 1A of 1A
EFTA00108099
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) AEROSOL SPRAY POST.
IF YOU ARE ASSIGNED A POST THAT REQUIRES YOU TO CARRY THE MK-4
PEPPER SPRAY AND YOU ARE NOT TRAINED OR QUARTERLY RE-CERTIFIED
IT IS YOUR RESPONSIBILITY TO NOTIFTY THE OPERATIONS LIEUTENANT
PRIOR TO ASSUMING THE POST.
STAFF TRAINING AND ACCOUNTABILITY:
All staff (including sick and annual reliefs) assigned to an OC
aerosol dispenser post will receive the required training, and go
through quarterly re-familiarization training prior to assuming
their post each quarter. Training will include, but is not limited
to, proper carry and security of an OC aerosol dispenser, use of
force policy and the definition between immediate and calculated
use of force. These post orders will be read prior to working
designated posts or when this cannot be accomplished, the shift
Lieutenant must be notified immediately. The Operations Lieutenant
will ensure staff have read, understand and signed the post orders.
Staff will be held responsible for guidance outlined in national
and local policies, post orders, position descriptions, and general
guidance issued related to posts designated with an OC aerosol
dispenser. Officers and Lieutenants who have not received OC
specialty training are not authorized to carry an OC aerosol
dispenser.
If you believe you need additional training or unfamiliar with
the OC aerosol dispenser, notify the Operations Lieutenant
immediately.
USE OF FORCE/EMERGENCY RESPONSE PLANS
A post assigned with an OC aerosol dispenser is in addition to
emergency response plans already in place. Local written procedures
will continue to be in effect and the OC aerosol dispenser is an
enhancement in staff and inmate safety, included in these post orders.
These procedures will outline steps to be taken in case
immediate force is required as a result of a serious assault,
recreation yard incidents, or other serious incidents during all
shifts. Trained officers can use immediate force without the
presents of a supervisor.
December 7, 2018 Sensitive But Unclassified Page 1 of 14
EFTA00108100
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Once you have assumed your position/post, check the OC aerosol
dispenser, along with the other equipment assigned to the post, for
any defects. In the event there are defects or leakage to the OC
aerosol dispenser, notify the Operations Lieutenant and/or the
Security Officer, and document in TRUSCOPE program any defects noted.
In the event of an accidental discharge, decontaminate yourself
and notify the Operations Lieutenant. Once you have
decontaminated yourself with soap and water and notified the
Operations Lieutenant, decontaminate the affected area with
soap and water, and ventilation if possible.
The usage of an OC aerosol dispenser must be limited to the
performance of official duties only. Staff are again reminded
that use of the OC aerosol dispenser outside established
policies and procedures will result in staff disciplinary
action.
The preferred method of resolution is through verbal
intervention. However, the safety of staff and inmates in any
dangerous encounter is paramount and may require the use of
an OC aerosol dispenser. Staff may use the necessary amount
of force only as a last alternative after all other reasonable
efforts to resolve the situation have failed. Staff may use
the necessary amount of force to gain control of the inmate,
to protect and ensure the safety of inmates, staff and others,
to prevent serious property damage, and to ensure institution
security and good order.
The OC aerosol dispenser must be carried in an approved holder,
leather/nylon belt loop holster, specifically designed to hold
an OC aerosol dispenser. No other method of carrying the OC
aerosol dispenser is authorized, i.e., cargo pocket.
The full cone spray has an effective range of 10 to 12 feet
but should not be used closer than 4 feet.
In the event the OC aerosol dispenser is required the following
steps should be used:
1. Fingers of the drawing hand should be extended and firmly
gripping the aerosol dispenser.
2. Staff should assume an appropriate defensive stance and
continue with verbal commands.
3. Place thumb on the actuator.
December 7, 2018 Sensitive But Unclassified Page 2 of 14
EFTA00108101
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
4. Spray the facial area, specifically the eyes, delivering
one two-second burst. Once the OC aerosol spray has been
dispensed, staff should step back to avoid being
contaminated by the spray and maintain direct supervision
of the inmate(s). Continue with verbal commands.
5. Allow the OC aerosol spray to work while providing verbal
commands to the inmate (e.g., lay face down with arms
spread).
6. Evaluate the response of the inmate(s). If the inmate(s)
does not submit to restraints and/or comply with staff
orders within 15 seconds, a second two-second burst is
authorized. After a second assessment, or if the
inmate(s) has not complied with staff commands,
alternative methods to control the situation may be
pursued.
7. Decontamination procedures include fresh air and the use
of soap and water within 15 minutes, or as soon as possible,
after OC aerosol spray has been applied. Normally, this
is done before the medical assessment.
8. Once the OC aerosol spray is used and the inmate(s) is
in restraints, Health Services staff will be notified
immediately. A medical assessment will be performed to
determine if the inmate(s) sustained any injuries.
9. When an immediate use of force is necessary (e.g.,
involving serious bodily harm, etc.), staff are obligated
to obtain a camera and begin recording the event as soon
as it is feasible. As soon as control of the situation
has been obtained staff must record information on:
circumstances that required the need for immediate use
of force; identification of the inmate(s); injuries; and
staff, and others involved. (See PS 5566.06, Use of Force
and Application of Restraints).
A reasonable correctional workers perception of the events
would govern the use of the OC aerosol dispenser in situations
which require an immediate response to an emergency situation.
The Warden should be notified as soon as possible after any
such use. Documentation is to be submitted in accordance with
the Program Statement Use of Force and Application of
Restraints.
December 7, 2018 Sensitive But Unclassified Page 3 of 14
EFTA00108102
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Oleoresin Capsicum delivery systems are authorized to be used
for immediate response to situations in which an inmate cannot
be approached without danger to self or others; and it is
determined that a delay in bringing the situation under control
would constitute a serious danger to the inmate or others.
RETENTION AWARENESS:
Ensure the OC aerosol dispenser is properly fastened to your
duty belt and firmly secured inside the holster. When
confronting an inmate position your body so the OC aerosol
dispenser faces away from the inmate, maintain a safe distance,
and continue with verbal commands.
INTRODUCTION:
Staff will report for duty in the proper uniform. The primary
responsibilities of the SHU OIC are security, supervision, safety,
and accountability of inmates. Each inmate will be checked a minimum
of once every thirty minute period at irregular intervals. The checks
will be entered in the 30 Minute portion of the TRUSCOPE program.
The officers are responsible for ensuring security inspection
discrepancies are appropriately documented and routed. Sanitation
of the unit is critical for the operation and will be maintained
at the highest level. All emergencies will be reported to the
Operations Lieutenant immediately.
Every officer must read and sign the Post Orders prior to assuming
the duties of this position. As a SHU Officer you will be working
under the direction of the SHU Lieutenant and/or the Operations
Lieutenant. You are required to advise the Operations Lieutenant
of your presence when you arrive for duty. You will maintain the
TRUSCOPE program throughout your shift. The TRUSCOPE program will
accurately reflect all pertinent information concerning the housing
unit, equipment accountability, inmate population, unit count, and
inmate activity as well as other specific information pertaining
to your tour of duty.
All Correctional Services staff will review and sign the Inmate Posted
Picture File on a monthly basis
ENTRANCE PROCEDURES:
The SHU #1 controls entrance to the Special Housing Unit. Only the
SHU #1 will approve the opening of the entrance by the Control Center.
The SHU #1 will ensure the inner door to the unit is secured prior
to approving the opening of the outer door by the Control Center.
The inner and outer doors will never be, open at the same time.
December 7, 2018 Sensitive But Unclassified Page 4 of 14
EFTA00108103
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
No one will enter the Special Housing Unit without showing proper
identification when requested by the SHU #1. All visitors whom are
unknown will be challenged for proper identification. All inmates
entering and exiting the Special Housing Unit will be visually
searched and screened with a hand-held metal detector prior to
entering the unit. The SHU #1 will ensure this procedure is
completed.
ENTRANCE LOGS:
The Visitors Log will be maintained at the entrance of SHU. All
persons visiting this unit will utilize this log to document their
visit to the Special Housing Unit. The log is organized by
discipline. On Saturday, the evening watch SHU #1 will collect the
logs, and prepare the new logs for the new week.
VISUAL SEARCHES:
Any inmate who enters into, and/or departs from the Special Housing
Unit will be visually searched, to include the hand-held metal
detector, no exception. This includes inmates entering the unit
for work details, UDC/DHO hearings, and the Unit Barber.
CELL INSPECTION FORMS:
The SHU OIC will ensure a Cell Inspection Report is completed; to
include the inmates and the inspecting officer's name/signature.
This report will be maintained in the inmates SHU File. The inmate
must verify the condition of his cell on this form. If anything
is broken, missing, cracked, etc., the inmate is responsible for
advising staff upon admission to the cell. The inmate is responsible
for the contents of his assigned cell. If the inmate refuses to
sign the form, the officer will note on the form the inmate refused
to sign.
CELL ROTATION AND CELL SEARCHES:
All SHU staff are expected to conduct searches of the Special Housing
Unit. The morning watch officer(s) will conduct searches of the
common areas and document their findings in the Search section of
the TRUSCOPE program. The day watch officer(s) will conduct a search
of every inmate's cell who attends recreation. The evening watch
officer(s) will conduct a minimum of five (5) cell searches during
their shift. The entire Special Housing Unit will be searched each
and every week. Officers will pay particular attention to the
sink/commodes, showers, and vents. Staff will inspect under the
beds and desks. Inmates will be rotated to a new cell assignment,
at a maximum of every 21 days. This will be performed by the SHU
Officer(s) on the Day Watch.
December 7, 2018 Sensitive But Unclassified Page 5 of 14
EFTA00108104
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The SHU #1 will document the rotations in sentry and the SHU report.
Note: If an inmate refuses a cell rotation, an incident report must
be written and the SHU Lieutenant must be noticed.
CELL SANITATION:
The evening watch SHU Officers will provide inmates with the necessary
cleaning supplies o to properly sanitize their assigned cells. The
cleaning supplies will be issued to the inmates through the food
slot. The SHU Officers will be responsible for delivery of the
cleaning supplies to the inmates through the food slot.
Under no circumstances will cleaning equipment be allowed to remain
in a cell after cleaning.
LAUNDRY:
When clean laundry is brought to the Special Housing Unit, the SHU
#1 MUST ensure the clothing is thoroughly searched, to include use
of a metal detector, prior to inmates receiving the clothing.
Although this procedure is time consuming and tedious, it is very
important to control the introduction of contraband.
LAN PASSWORD:
Staff working in SHU should have a computer LAN system password to
access WORD documents and GroupWise. Additionally, staff should
have a password to access sentry and the SHU Program.
DISPOSABLE RAZORS:
Inmates are permitted to use disposable razors to perform personal
hygiene necessities. The razors will be issued, collected, and
accounted for by the D/W SHU Range Officers. The SHU Range Officers
will conduct an audit of the disposable razors as soon as they report
for duty. The SHU Range Officers will offer and issue disposable
razors to inmates on Monday, Wednesday, and Friday.
Note: Inmates assigned to the Special Housing Unit who are on trial,
or who are scheduled to report to court, will be given the opportunity
to shave, on any day, if they request to use the razor. Always direct
the inmate to leave the razor on the food slot when he/she returns
it to you. Never allow the inmate to hand you the razor to reduce
the chance of an assault.
December 7, 2018 Sensitive But Unclassified Page 6 of 14
EFTA00108105
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SHOWERS:
The SHU #1 will ensure the appropriate entries are completed on the
inmates BP-292 when inmates are afforded the opportunity to shower.
Special Housing unit inmates will be escorted by the range officers
to the showers on Mondays, Wednesdays and Fridays. At this time the
inmates will receive hygiene supplies (toilet paper, soap, toothbrush
etc.
All toothbrushes will be no longer than three (3) inches in length.
COMMISSARY:
The approved Commissary List will be used for inmates housed in A/D
and D/S status. All Commissary slips will be forwarded to the SHU
Lieutenant for review prior to being sent to the Commissary.
LAW LIBRARY:
The SHU law library is available for the inmates. The inmate must
submit an Inmate Request to Staff Member requesting use of the law
library. The SHU #1 will place the inmate on a waiting list in the
appropriate log book upon receipt of the request. The SHU #1 will
record in the law library logbook when an inmate uses the library.
Legal material not available in the SHU Law Library can be requested
by the inmate from the Education Department. This is accomplished
by the inmate submitting an Inmate Request to Staff to the Education
Department.
SOCIAL TELEPHONE CALLS:
Inmates are permitted to use the telephone in the Special Housing
Unit once every thirty (30) days while housed in the Special Housing
Unit. An inmate will submit an Inmate Request to Staff prior to
the day he/she requests to use the phone. Additionally, inmates will
be authorized to utilize the telephone within the first 7 days of
arrival to the special housing unit. The SHU#1 will record in the
proper logbook each time an inmate is authorized to use the telephone.
LEGAL TELEPHONE CALLS:
Inmates must be permitted access to their attorneys. The inmate
will submit an Inmate Request to Staff Member to their respective
unit team. There is a Legal Telephone Log Book in the Special Housing
Unit. All Legal calls will be recorded in this log book. Legal
phone calls will be recorded by the Unit Team member affording the
inmate the call.
December 7, 2018 Sensitive But Unclassified Page 7 of 14
EFTA00108106
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
RECREATION:
While assigned to the Special Housing Unit, inmates have the
opportunity to recreate for five hours per week. The five hours
will be broken down into one-hour increments throughout the week.
Inmate files, BP-292's, and any other pertinent information must
be reviewed prior to scheduling the inmates for recreation. Staff
must ensure all precautions are taken to prevent inmates with
SEPARATION status, REC/CELL ALONE, or Protective Custody from
recreation with other inmates.
The Recreation Officers will place the inmates in handcuffs, and
then escort them from their assigned cells to the recreation area.
The inmates will be pat searched and metal detected prior to entering
the recreation cell. The recreation cell will be secured then the
inmate's restraints will be removed. Staff will ensure the
recreation cages are searched before and after inmates receive
recreation.
**NOTE** In the event of inclement weather, e.g. cold weather, inmates
will be issued jackets or other available inclement weather clothing
for use on the recreation decks.***
COUNTS:
The following procedures will be strictly adhered to and will be
enforced by all staff. There will be no inmate movement during
Official Counts. All inmates assigned as Orderlies will be secured
in their cell during all counts. All counts will be conducted by
two staff members. All count slips will be signed in blue or black
ink by both staff members. All inmates in the unit will stand for
the 4:00 P.M. and 10:00 A.M. count. The 10:00 A.M. count will be
conducted on weekends and holidays. All official counts will be called
into the CU. Officer at ext. 6468. The SHU#1 will log the count
in the Unit Log Book.
HAIRCUTS:
Haircuts will be approved for once a month. The barber shop will
be operational on the day watch shift, on Saturdays. The inmate
will have to request a haircut via the "Request to Staff Member Form"
(cop-out). The assigned Barber will be escorted to the Special
Housing Unit. The inmate will be visually searched with the results
documented in the search portion of the TRUSCOPE program.
December 7, 2018 Sensitive But Unclassified Page 8 of 14
EFTA00108107
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INMATE ORDERLIES:
Any inmate assigned as the orderly in the Special Housing Unit must
be approved by the Captain. The SHU Lieutenant will route a memorandum
seeking the Captains approval for all orderlies. It is the SHU
Officers responsibility to ensure the SHU Orderlies are properly
supervised and accounted for at all times.
All staff are responsible for ensuring restrained and un-restrained
inmates do not have the opportunity to come into contact with each
other. The SHU Orderlies must be secured behind a locked door before
any inmate can be safely moved into or within the housing unit.
INMATE PROPERTY:
The SHU PROP Officer is responsible for the inmate's property while
assigned to the Special Housing Unit. The SHU PROP Officer will ensure
the property of inmates placed in SHU is reviewed, properly stored,
and accounted for in the SHU Property Room. The SHU#1 Officer will
secure all new commits to the unit property in the property cage
when no property officer is available.
MAIL:
All outgoing general Correspondence must be left unsealed with the
exception of legal mail, which will be sealed by the inmate. The
SHU Officers must review and inspect the outgoing correspondence
prior to sealing the envelopes. The staff members are searching
for intelligence, and contraband. All outgoing legal mail will be
bundled separately for the Mail Room Staff. All S.A.M.S. inmates,
also inmates on the mail monitoring list mail will be forwarded to
S.I.S. Mail will be passed out immediately following the official
4:00 P.M. count.
MEALS:
The SHU OIC will ensure all food carts are locked upon delivery to
the Special Housing Unit. Food Carts will be searched inside and
out, to prevent the introduction of contraband into the Special
Housing Unit. All meals will be counted to verify the required meals
have been delivered. Any discrepancies will be reported to the Food
Service Foreman immediately.
The meals will be properly heated and distributed by the SHU staff.
The inmate orderlies will not assist in the feeding of the unit
population in any way.
December 7, 2018 Sensitive But Unclassified Page 9 of 14
EFTA00108108
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The SHU Officers issue the meals in the unit. The cell door food
slot will be opened, food trays placed on the slot, and then secured.
Food slots will not remain open during the meal. No more than one
food slot is to be open at a time.
Staff will inspect and count all food trays and lids given to inmates
for the meal. Any food service items which goes into the cell for
the meal MUST come out of the cell after the meal. Ensure the food
trays and lids are in the same condition as when they were delivered.
MEDICAL:
A Physician's Assistant will make daily rounds in the SHU to attend
to the inmate's medical needs. Medical requests will be telephoned
to the medical staff by the SHU #1 on an as needed basis. Medical
appointments outside the unit will be coordinated by the medical
staff through the SHU Lieutenant. The SHU #1 will ensure the Duty
PA signs the BP-292's in the appropriate section each day.
RELEASE FROM ADMINISTRATIVE DETENTION (AD) & DISCIPLINARY
SEGREGATION (DS) status:
The Disciplinary Hearing Officer (DHO) and the Unit Disciplinary
Committee (UDC) have the authority to release an inmate from SHU.
The Release Form must be completed and signed by the Captain or
designee prior to an inmate being released. This is to ensure there
are no separation issues or other security concerns which would
preclude the inmate's release. The Control Center and the C&A Officer
will be notified of all releases.
SECURITY PROCEDURES:
All inmates will be cuffed from behind prior to being moved. If
there are two inmates assigned to a cell, both inmates must be cuffed
before the cell door is opened. When preparing to move an inmate,
the escorting staff must maintain constant visual supervision of
the inmate. All offices and supply storage areas will be secured
prior to any inmate movement. If there are two inmates in a cell
then two staff will be present before opening the cell door. Both
inmates must be restrained. For those inmates deemed as Three or
Four-Man Hold, the Operations Lieutenant will be notified for
additional staff assistance prior to opening the cell. A Lieutenant
must be present when an inmate on this status is to be moved. At
no time will the number of inmates being transported from one secure
location in the unit to another exceed the number of staff present
in the unit.
December 7, 2018 Sensitive But Unclassified Page 10 of 14
EFTA00108109
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The unit food slots will not be left unsecured. Any time a food slot
is opened, a SHU Officer will be present at the food slot. If a
staff member needs to speak to an inmate, the voice box, located
on the cell door, will be utilized. If a staff member needs to provide
the inmate with documents or any approved items, the SHU Officer
will open the slot, allow the item(s) to be passed, and secure the
.slot immediately. The food slots are security devices and leaving
the slot unsecured defeats the security. During main line feeding,
one slot will be opened, the food items will be passed, and then
the slot will be secured. No more than one slot will be opened at
any time on the range.
INMATE FILES:
Upon the inmate's admission to the Special Housing Unit, the SHU
#1 will create a SHU file. All forms will be typed, and completed
in their entirety. Any discrepancies will be reported to the SHU
Lieutenant immediately.
NOTE: The SHU #1, on the morning watch shift, is responsible for
conducting an audit of the inmate SHU files each and every night.
The SHU #1 will ensure all of the required forms are contained within
each inmates SHU file. Any missing forms will be reported to the
SHU LT in the morning. Any forms the SHU #1 is able to initiate,
he/she will complete the forms to ensure the forms are maintained
in the inmates SHU file.
SPECIAL HOUSING UNIT RECORDS FORM: (BP-292)
The Special Housing Record Form shall be used to record meals,
recreation periods, and other pertinent information concerning the
inmate's confinement in SHU.
FIRE AND SECURITY CHECKS:
Officers assigned to the special housing unit are required to conduct
daily fire and security checks throughout the unit daily. The checks
will be frequent but irregular so that a pattern does not develop.
The security checks will be documented on the 30 Minute Log Book.
EMERGENCY SITUATIONS:
USE OF FORCE/USE OF RESTRAINTS:
P.S. 5566.06 states: The Bureau of Prisons authorizes staff to use
force only as a last alternative after all other reasonable efforts
to resolve a situation has failed. When authorized, staff shall
use only the amount of necessary force to gain control of the inmate.
This program statement must be read for a clear understanding of
all required procedures.
December 7, 2018 Sensitive But Unclassified Page 11 of 14
EFTA00108110
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
For inmates who are contained in a cell and present no immediate
danger to themselves or others, but are exhibiting aggression or
threatening behavior, the SHU Lieutenant or Operations Lieutenant
will be notified immediately. At no time will a cell be opened until
sufficient staff is present to control the situation.
For situations which present immediate danger to staff or inmates,
again, only the amount of necessary force to contain the inmate(s)
may be used, however, immediate request for assistance, i.e., body
alarm, triple deuces alarm, or radio will be made.
Staff are authorized to begin the videotaping of an incident without
the authorization of the SHU Lieutenant and/or the Operations
Lieutenant. Videotaping is the first step in confrontation
avoidance techniques. Many inmates calm down, and become compliant,
once the videotaping begins. When the use of force team technique
is applied, and an inmate is secured in restraints in a cell, the
SHU #1 must ensure 15 minute checks are conducted by the SHU staff
and documented on the back of the BP-292, and the 15 Minute Check
form.
The inmate must be checked by a Lieutenant, afforded the opportunity
to use the restroom, and/or turned over every two hours if he/she
is restrained to the bed (four-pointed). The checks must be
documented on the BP-292 and restraint check form. The inmate must
be checked by the Duty PA twice in an eight-hour period. The SHU
#1 will ensure this occurs and will document this occurrence on the
BP-292 and restraint check form.
Any staff member participating in an immediate use of force, a
calculated use of force, or is a victim of an assault, must submit
a supporting memorandum regarding the incident to the Operations
Lieutenant.
FIRST RESPONDER INSTRUCTIONS:
If a body alarm, deuces alarm or other institution emergency is
sounded Special Housing Unit staff will not normally respond unless
directed to by the Operations Lieutenant Staff in the Special
Housing Unit must ensure enough staff are present before attempting
to resolve any emergency in the Special Housing Unit. It will be
the responsibility of the SHU #1 Officer on every shift to ensure
the fire alarm panel is tested and is in working order. Any
discrepancies will immediately be reported to the SHU or Operations
Lieutenant.
December 7, 2018 Sensitive But Unclassified Page 12 of 14
EFTA00108111
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
If a fire alarm is sounded in the unit, staff are responsible for
checking each individual cell before clearing an alarm. If an inmate
breaks a sprinkler head in his cell, staff will turn the water to
the sprinkler head off pending repair.
Duress alarms in the unit are designated for use by inmates during
medical or other emergency situations. Staff will be required to
respond quickly to the activation of duress alarms to determine the
nature of the emergency. Any inmate who activates the duress alarm
for a nonemergency situation will be warned of the improper use of
the duress alarm system. A second false activation will subject
the inmate to disciplinary action specifically; an incident report
will be issued for code 317, failure to follow safety regulations.
VISITING PROCEDURES:
Social visits will be conducted in the 9-South visiting room. Inmates
housed in SHU, will visit on Mondays. All other inmates will conduct
their legal and social visits in the visiting rooms located on the
floor they are housed. Legal visits in SHU will be held in the attorney
conference visiting rooms located on the third floor. High Security
inmates will visit in Special Housing unless authorization is
approved by the Captain to visit on the third floor
WORK DETAILS:
Any inmates entering the Special Housing Unit will be visually
searched upon entry into the unit. The visual search will be
documented in the TRUSCOPE program. All tools will be accounted for
and inventoried on the SHU Tool Inventory forms. The Detail Foreman
is responsible for the direct and constant supervision of their detail
inmates while working in the Special Housing Unit. At no time will
an inmate on a work detail have any contact with an inmate housed
in SHU. The arrival/departure of the inmate details will be documented
in the SHU logbook.
BAR TAPS:
The SHU #1 will ensure all bar taps are conducted on all bars and
window frames throughout the unit once a week. Bar taps will take
place on every shift. The result of the bar taps will be documented
in the TRUSCOPE program.
Hostages Situation:
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE,
REGARDLESS OF RANK, IF TAKEN HOSTAGE HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified Page 13 of 14
EFTA00108112
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
These Post Orders are issued as guidelines for Officers and are not
intended to completely describe all aspects of this post. Additional
assignments and duties may be assigned by the shift supervisor after
assuming your post. Each officer is expected to exercise good
judgment and initiative during situations not specifically covered
by these Post Orders. All Officers are expected to execute their
duties in a competent and professional manner.
Jermaine C. , Captain Date
December 7, 2018 Sensitive But Unclassified Page 14 of 14
EFTA00108113
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INTRODUCTION:
The General Post Orders are designed to aid each Correctional
Officer in understanding the correctional philosophy of the Bureau
of Prisons, and as a basic guide to the policy and operations within
your facility. It should be emphasized that these post orders are
not intended to be a substitute for Bureau of Prisons policy, and
should not be interpreted as such. The primary purpose is to provide
the Correctional Officer with a general review of correctional
procedures and serve as a resource to locate more detailed and
specific information. Although the information in the General Post
Orders is not classified, it will be treated as "Restricted".
Caution should be exercised to assure that this material is not
disseminated to unauthorized persons.
PERSONAL APPEARANCE:
All necessary articles of Officer's clothing are issued without
cost. (Uniform allowance) It is the officer's responsibility to
present a neat, professional appearance at all times. Only
authorized Bureau of Prisons clothing is approved for wear while on
duty of any post. If you wear a blazer, or a long sleeve shirt, you
are required to wear a tie. Shoes should be shined at all times.
All staff are required to wear the stab resistant vest which is
supplied by the Bureau.
POSTED PICTURE FILE:
The posted is picture file is reserved for inmates considered as
serious escape risks, sexually deviant, or who have a record of
extreme assaultive behavior, etc. Inmates will be placed on this
status by the SIS Department. Officers are required to review and
sign this file on a monthly basis in order to be familiar with these
inmates; especially those assigned to their work details or housing
units. The Electronic Posted Picture Files are located on the sally
port BOPWare Program for MCC New York.
POST ORDERS:
Post Orders are general instructions designed to aid the
Correctional Officer in the daily operation of each custodial post.
Each officer should review the Post Orders, prior to assuming the
the
post for the first time, during a quarter. The master file of
A copy of
Post Orders are maintained in the Lieutenants' Offices.
ies
the Post Orders shall also be kept on site, if adequate facilit
are available to prohibit offenders from having access to them.
secured and
Post Orders are to be treated as "Confidential" and kept
will be made to the post
away from inmates at all times. No changes
orders without authorization from the Captain.
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METROPOLITAN CORRECTIONAL CENTER
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
EMERGENCY PROCEDURES
EMERGENCY PLAN IMPLEMENTATION: Each officer is required to review
the fifteen basic emergency plans which are located in the Command
Center. Each staff member is required to sign indicating they have
reviewed the contingency plans for the year. During emergency
situations, officers assigned to a specific area are responsible for
the accountability of all inmates and staff in their areas unless
otherwise directed.
EMERGENCY WARNING SYSTEMS: The Control Center serves as the central
receiving area for emergency warnings. The Control Center Officer
will immediately notify the correct ional supervisor and other
authorized officials in order to summon help to the designated
areas.
*Any person held hostage shall be considered under duress, and any
orders issued by such person, regardless of rank, and including the
Warden, shall be disregarded.
TELEPHONE "222": This number is a system for reporting emergencies
at the institution. Whenever possible, remain on the line to relay
necessary information to the Control Center. If a situation occurs
that makes it impractical to remain on the line, be sure the
telephone is ringing the Control Center before leaving the immediate
area. This number also rings into the Correctional Supervisor's
Office. The "222" telephone system will be tested weekly.
BODY ALARMS:
"Body Alarms" should be considered only as an auxiliary to the
emergency alarm system telephone number 222, and do not supersede
the dial alarm if a telephone is convenient or appropriate to use.
Only the "general area," e.g., specific unit, can be determined by
the Control Center when this alarm is used. Officers will not
tamper with or attempt to repair the transmitter units. The body
alarm tests will be conducted in the following manner. The Control
Center Officer will contact the staff member with the body alarm
advising them that a body alarm test is being conducted. The Control
Room Officer will verify the body alarm number and direct the staff
member to activate the body alarm by depressing the red button
located at the top of the unit. Once the test has been successful
the Control Room Officer will advise the staff member that the test
was a good test, and advise them to clear the alarm and conduct a
to
radio test. After performing this procedure the unit is now ready
receive radio transmissions and send an alarm to summon staff
assistance if needed.
WATCH CALLS:
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The watch call is an official report that everything on an officer's
post is secure and in good order. Watch calls are made every thirty
(30) minutes from 6:00 p.m. to 6:00 a.m. All officers should
identify the watch call, and state his/her name and post. Watch
calls will be made between the hours of 6:00PM and 6:00AM by dialing
"333" using the telephone.
EQUIPMENT:
Equipment needed varies with each assignment and is outlined in the
individual Post Orders. Generally, equipment issued will be a
combination of keys, portable radio, and detail pouch. A flashlight
is required during the evening and morning watch shifts.
• Flashlight: Flashlights and batteries are issued as needed
from the Control Center and are receipted by key chits. All
morning watch and evening watch officers are required to have a
flashlight as part of the equipment for the post. Flashlights
remaining on the unit need not be receipted for with key chits.
Replacement batteries are available from the Security Officers,
on an exchange basis.
• Radios: Radios are for employee use only. Employee using
portable units normally identify themselves by stating their
name and/or location/job assignment. Radios are issued by the
Control Center and are receipted for with a key chit. Officers
will have a radio only when specific assignments require its
use. For emergencies, portable radios provide a direct contact
with the Control Center.
• Keys: Keys issued to employees will be receipted by metal key
chits. Only the necessary keys to work a specific job or
assignment will be issued. Officers carrying keys away from
the institution will be instructed to return them immediately.
Employees are responsible for the number of keys included in
any set issued to them and will never remove keys from the set.
Upon receipt of keys, each employee has the responsibility to
count the number of keys on each set.
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Detail Pouches: Each employee in charge of a detail assumes
responsibility for the custody, control and conduct of all
inmates assigned to his/her detail. Both Unit Officers and
those staff members having details will pick up their detail
pouches prior to reporting to their assignment, and are
responsible for turning them in at the end of the working day.
• Body Alarm: Unit Officers assigned to posts with body alarms
are required to carry the body alarm on their person on every
shift. If an individual is relieved from a post that is
assigned a body alarm, the relieving officer will be given the
body alarm to carry. Normally, body alarms will not be removed
or carried from the post to which assigned but should it become
necessary, the Control Center MUST be contacted and the staff
member given authorization to move with the body alarm. The
purpose of this is to allow the unit Officer to be in constant
communication with the Control Center. A check of all issued
units for proper functioning will be made at the beginning of
every shift. Further instructions in the utilization of these
transmitters will be explained in the Chapter entitled
Emergency Procedures.
KEY CHITS:
Metal key chits are used as receipts for obtaining most equipment
that you will be using. Replacement chits are available through the
Security Officer. Key chits will not be left in the Control Center
at the end of the work day, or upon return of the equipment. Paper
tags/Paper chits utilized as key chits are not authorized. Use of
any item other that a metal key chit will be subject to the approval
of the OPS LT. Temporary Chits can be obtained from the
Lieutenants' Office
SECURITY AND ACCOUNTABILITY:
Conduct daily security inspections of your entire area, paying
particular attention to any defective locks or the tampering of
locks, windows, doors, etc., and report the findings to the
Operations Lieutenant in a timely manner. Daily security
inspections of your entire area are required and are vital to the
security of the institution. Minor repairs will require a work
order to the department concerned through the Captain's Office.
Defective locks will be brought to the attention of the Operations
Lieutenant immediately. Security inspections shall be supplemented
with periodic searches by regular search teams. The searches will
be initiated by the Operations Lieutenant, under the direction of
the Captain. As a Unit Officer, you are responsible for the
accountability of your details, authorized lay-ins, and unassigned
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METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates. Report all absences to the Operations Lieutenant
immediately and follow through to determine the location of the
inmate(s). If the inmate should return, notify the Operations
Lieutenant. Detail supervisors will screen carefully all individual
inmate requests to leave their assigned area. This would include
requests to go to the hospital and other areas and departments at
times other than regularly scheduled for the department activity.
Ensure that inmates in your area are authorized to be there and
require those under your supervision to remain in their area. Allow
inmates on scheduled call-outs ample time (Approx. 10 minutes) so
they may arrive at the calling department at the time specified.
INMATE DISCIPLINARY PROCEDURES
INCIDENT REPORT: Informal resolution of incidents involving
violations of institutional rules or regulations is encouraged.
However, when an officer witnesses or has a reason to believe that a
violation of institutional rules has been committed by an inmate,
the officer will prepare an incident report and forward it to the
appropriate correctional supervisor. The correctional supervisor
may informally resolve of the incident report or forward the
incident report to the Unit Disciplinary Committee for further
disposition if indicated. As these reports can be subpoenaed into
court as legal evidence, all reports must be printed in ink or
typed.
• INVESTIGATION: The investigations should be conducted within 24
hours from the time the violation is detected, unless
circumstances beyond the control of the investigator intervene.
The investigating officer will usually be a Lieutenant. The
inmate will be given a copy of the incident report by the
investigating officer at the beginning of the investigation.
The investigator should also read the charges to the inmate and
obtain the inmate's statement concerning the incident. After
thoroughly investigating the incident, the inmate does not
receive a copy of the investigation. However, should the case
be forwarded to the Unit Disciplinary Committee, ultimately,
the investigation may be given to the inmate's staff
representative for use in the presentation on the inmate's
behalf.
• UNIT DISCIPLINARY COMMITTEE: The authority to impose minor
disposition and sanction shall be delegated to staff members of
an inmate's unit. The Unit Manager will be responsible for the
membership and supervision of thee Unit Disciplinary Committee
(UDC) as set forth in the Unit Plan. The UDC can function with
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
less than two(2) members. Where an alleged violation of
institution rules or regulations warrants consideration for
other than a minor sanction, the charge may be referred to the
Disciplinary Hearing Officer for hearing and disposition.
• DISCIPLINARY HEARING OFFICER (DUO): The DHO shall conduct
hearings and make findings, and may impose appropriate
sanctions on incidents of inmate misconduct referred to him/her
for disposition.
• OFFICER RESPONSIBILITY: All Correctional Officers should make a
concentrated effort to ensure that incident reports contain the
precise details of action(s) being reported. All facts about
the incident which are known by the officer should be recorded.
If there is anything unusual about the inmate's behavior, this
should be noted. Completed incident reports should be
forwarded to the Lieutenants' Office as soon as practical for
disposition. Further information can be found in Program
Statement 5270.07
ADMINISTRATIVE REMEDIES:
Administrative Remedies are formal complaints submitted by inmates
concerning problems they were unable to resolve through normal
channels. The inmate is to request the Remedy Form (BP-8, BP-9, and
BP-10) from the Unit Team. It is normally returned to the Unit Team
for processing, although the inmate may mail directly to the Region
or Central offices for sensitive matters.
ENFORCEMENT OF RULES AND REGULATIONS:
All staff members must be familiar with the Inmate Discipline
Program Statement. The rules and regulations must be adhered to,
with firm but fair tactics used. You may at times be able to
correct an inmate without writing an incident report. However, if
the inmate's violation of the institution's rules and regulations is
of a serious nature, an incident report must be written.
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METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SECURITY INSPECTIONS
PURPOSE OF INSPECTIONS: Security inspections are necessary to
control the introduction of contraband and prevent escapes. One of
the chief duties of the Chief Correctional Supervisor is to
establish a formalized plan of inspections that will cover every
part of the institution at least once a week. In general, these
inspections include doors, locking devices, fire extinguishers,
grills, windows, building walls, perimeter walls, etc. Inspections
are required even if no discrepancies are found the day prior. All
staff will conduct inspections within their area of responsibility
for contraband and security violations. The staff will report any
discrepancies to the OPS LT, and prepare a Minor Work Request to
correct the concern. Staff responsible for their department will
initial the security inspection form located by the control centers
indicating they have checked their area of responsibility.
SEARCHING INMATES:
The human body can serve as a potential hiding place for contraband.
For that reason, it may become necessary to strip and search an
inmate at various times. Further information regarding the proper
techniques for searching an individual can be found in institution
policy and the Correctional Services Manual. In order to prevent the
introduction of contraband, routine and unscheduled searches of
inmate's person, housing units, work areas, or other facilities used
or frequented by inmates must be conducted. This will include
thorough searches of inmate's clothing, persona l property at the
time of admission; searches of inmate's person and quarters when it
is suspected he/she is concealing contraband; his/her place of work,
recreation areas on a routine or unscheduled basis as directed by
supervising personnel. Such searches may be initiated on an
individual inmate basis, or mass searches may be ordered when
contraband is suspected of being in the possession of unknown
individuals.
Pat Searches: Pat searches will be conducted on a routine basis
solely as a means to control contraband. Before a pat search is
conducted, the inmate will be asked to remove any head gear and the
contents out of his/her pockets. The head gear and personal effects
will be inspected after removal and placed out of reach from the
inmate. Male and female inmates will be pat searched in the same
manner, with the exception of the chest area. A staff member will
search the female inmate's chest area using the back of the hand.
Pat searches of the male inmate and the rest of the female inmate
will be done with the inside, (palm and fingers), of the hand. The
pat search will be conducted according to the procedure described on
the approved Bureau pat search video tape.
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NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pat-down searches of female inmates.
Visual Search(Strip Search):
All inmates entering the institution from court, transfers or trips
out in the community, will be visually searched (strip searched),
and screened with the hand held metal detector. Inmates will also
be visually searched when leaving the institution for any reason,
including release. A thorough search of the inmate's clothing will
be completed. Except in emergency situations, all strip searches
will be conducted by a staff member of the same sex as the inmate.
At least one male and one female staff will be available 24 hours a
day to conduct visual searches.
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METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CONTROL OF CONTRABAND:
Each officer should make a concentrated effort to make frequent
searches of living quarters, utility corridors, and other areas in
order to eliminate contraband, giving special attention to items
which might be used in an escape attempt.
Contraband may be best defined as any item or article inside the
institution that was not issued by the institution, purchased in the
commissary, purchased through approved channels, or approved by an
appropriate staff member.
All contraband seized must be placed in the log book in the
Lieutenants' Office listing item, date and inmate. When money is
confiscated, the appropriate receipt, available from the control
center and/or ISM must be utilized. All coin and any currency is to
be confiscated and duly recorded. During regular duty hours,
contraband funds along with the confiscation forms are taken to the
Cashiers Office. During non-duty hours, the confiscated funds and
accompanying form will be placed in the night depository, located in
the control center, until the next regular working day. Contraband,
other than money, should be recorded on the Confiscation and
Disposition of Contraband form and should accompany the confiscated
articles.
SEARCHING INMATE LIVING QUARTERS:
When making a search of an inmate's living quarters, each officer
should make sure that nothing is destroyed in the process. Officers
should make every effort to return all articles to their place,
excepting things which are determined to be contraband and are
removed.
COMBINATION LOCKS:
Inmates are authorized to purchase combination locks from the
commissary for individual use. The key ways are not to be plugged;
any lock having a plugged key way will be considered contraband and
will be seized as contraband
CIM (SEPARATIONS)
All inmate movement in MCC New York is supervised by staff members.
There are serious security and safety concerns regarding the inmates
housed in MCC New York and their CIMS status. An inmate's CIMS
status is confidential and will not be shared with any inmate(s).
The unit separations roster is a sensitive, confidential item which
must be safeguarded at all times. The various inmate programs at
MCC New York are scheduled by floors. This has been arranged to
provide the inmates with a safe and secure environment during the
appropriate program. This also alleviates the CIMS concerns for each
be
program. The institution has determined separatees will not
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NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
housed on the same unit, therefore the programs should be clear of
all separatees. It is the Unit Officer's responsibility to ensure
all inmates are checked for CIMS concerns prior to any escort off of
the unit. The Unit Officer will check the Unit separations roster to
ascertain if the inmate's name appears on the roster. Ensure all
inmates are checked for CIMS concerns prior to any escort off of the
unit. The Unit Officer will check the unit separations roster to
ascertain if the inmate's name appears on the roster. If the
inmate's name does not appear on the roster, the inmate is cleared
to be escorted off of the unit.
If the inmate's name does appear on the separations roster, the Unit
Officer must clear the inmate prior to allowing the inmate to be
escorted off of the unit.
Inmates must be properly cleared by the Unit Officer and requesting
staff member prior to any escort. The requesting staff member must
clear all inmate movement to their area with the C&A Officer at
extension 5123. The C&A Officer must clear the inmate prior to the
inmate departing from his/her assigned housing unit. The Unit
Officer must also clear the inmate with the C&A Officer prior to
allowing any inmate to depart from the unit. Even though, the
Hospital Officer or the Visiting Room may be clearing the inmate(s),
it is the Unit Officer's ultimate responsibility to ensure the
inmate has been properly cleared. The Unit Officer must review the
r
Unit Separations roster and check for the inmate's name and registe
number on the roster. If the inmate's name does not appear, the
inmate is cleared for movement, and you do not need to contact the
C&A Officer. If the inmate's name does appear on the Separations
roster, the Unit Officer must contact the C&A Officer at extension
6468 and clear the inmate prior to allowing the inmate to depart
from the unit.
Inmates must be properly identified and pat searched prior to
departing from the housing unit. Every inmate must carry on their
person the institution identification card. This is the means staff
utilize to properly identify the inmate. It is the Unit Officer's
responsibility to ensure the inmate has his/her identification card
on his/her person prior to departing from the unit. The number of
inmates escorted at one time on the elevator is directly related to
the number of staff available to conduct the escort. One staff
member can escort ten (10) inmates in the elevato r at one time.
y
Anything more than ten(10), inmates in the elevator causes securit
and safety concerns. During Inmate Visiting, the Intern Officers
in
and the Activities Officers will assist the Visiting Officers
of
escorting inmates to and from the Visiting Rooms. The number
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EFTA00108123
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates escorted through the connecting link is directly related to
the number of staff available to conduct the escort. Anytime
In-Custody inmates are escorted through the connect ing link, two
staff members must be present for the escort. One staff member
positioned at the front of the escort, and the second staff member
positioned to the rear of the escort.
When an inmate is being escorted to or from the Special Housing
Unit, two staff members must be present for the escort. A ratio of
2:1 will always be maintained when escorting inmates to or from the
Special Housing Unit.
ENTRANCE PROCEDURES:
COVERAGE AND METHODS:
Entrance procedures include the control of inmates, employees,
visitors or commercial traffic entering the institution. Because of
the need for a broad knowledge of the institution and its function,
along with a thorough understanding of security requirements, only
those officers with such knowledge will normally be staffing these
posts. Constant contact with the public requires that these officers
display a neatness of appearance, ability to handle people,
tactfulness in enforcing regulations and alertness in recognizing
security hazards.
OUTSIDE INMATE DETAILS:
During normal duty hours, all outside inmate details, (Warehouse,
Building 4, Admin Orderlies, etc.,), will depart from the
institution through the Rear Gate. The inmates must be escorte d
from the unit by the detail supervisor, using the inmate elevato r.
The inmates must be properly identified, one detail at a time, by
the Internal Officer, in the elevator sally port, utilizing the
approved gate passes. Once the inmates have been positively
identified, the Rear Gate Officer will request for the door leading
through the 1st floor sally port to the rear dock. The detail will
be further processed by the Rear Gate Officer. All required
information will be recorded in the TRUSCOPE program. Any work
performed in the Rear Gate is considered outside of the secured
perimeter. This means any area on the rear dock to include,
Warehouse, and Trash Compactor. The Rear Gate Officer will
positively identify and properly process the inmate detail into Rear
Sally Port to perform their assigned work. If needed after normal
duty hours, weekends and federal holidays, the inmate details will
be processed through the Control Center the Operations Lieutenant
in
will designate a staff member to positively identify the detail,
the elevator sally port, utilizing the approved gate passes.
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METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL SOUSING UNIT
THIS IS NOT AN ARMED POST
VISITING
It is the policy of MCC New York to maintain visiting facilities for
the purpose of maintaining family ties. Because of the nature of
this facility, visits must be conducted under appropriate
supervision so that security is maintained and the visiting
privileges extended to inmates and their families are clearly
communicated. For the purpose of this policy, the term pre-trial
inmate refers to any inmate who is non-cadre, including holdovers,
treaty transfers, BICE detainees, state inmates, and any designated
inmate other than those assigned to the MCC New York Work Cadre
Unit. Staff must be able to verify the identity of visitors before
their admission into the institution. Acceptable means of
identification are, government-issued identification, passport,
state-issued photo identification (with a date of issue and
expiration) and valid drivers' license. In cases where visitors do
not have photo identification, they will be required to have three
types of identification with signatures. These need not be the sole
means of identification. However, identification cards from quick
photo places, and check cashing establishments are not acceptable
forms of identification. Tactful questioning may clear up doubtful
cases. Visitors sixteen (16) and under do not have to show
identification unless of course they appear to be older. In such
cases, if a visitor under the age of sixteen cannot provide
documentation, i.e., a birth certificate (when requested) to prove
relationship and age, the visitor will not be allowed into the
institution.
The following procedures will be in effect regarding authorized
visiting lists. Each inmate will complete a visiting list. The
visiting list will not exceed ten (10) approved visitors for pre-
trial inmates and (12) for cadre inmates. Immediate family members
and two (2) person of "meaning" will be placed on the visiting list
absent strong circumstances that preclude visiting. Immediate family
is defined as mother, father, step-parents, step-children, foster
parents, grand-children, brothers, sisters, spouse and children. As
the situation presents itself, other non-immediate family members
will be allowed to visit at the approval of the Associate Warden of
Programs (AWP).
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Further, in circumstances, when an inmate requests more than ten
visitors to be placed on their visiting list, the Unit Manager will
approve / deny any visitor exceeding the limit.
Attorney visiting can occur 24 hours a day. Attorneys may visit with
their clients (one at a time) in the 3rd Floor Attorney Conference
Room from 6:00 A.M. to 8:00 P.M. daily. They require no advance
notice.
Official visitors including attorneys, interpreters, law enforcement
personnel, probation officers, volunteers, etc. are to be searched
at the Front Entrance using the "reasonable assurance standard."
All visitors are subjected to random testing by utilizing the ION
Spectrometry Device Programt Random selection for testing visitors
must be conducted in an impartial and non-discriminatory method.
Visitors may be tested out of random order when reasonable suspicion
exists, suggesting they've had possible involvement with illegal
substances.
Visits for Persons Not in General Population:
Inmates Hospitalized: Visitors requesting to see a designated or
pretrial/ holdover inmate who is hospitalized will be reviewed by
all pertinent staff, and the United States Marshals Service - if the
inmate is a pretrial inmate. More specifically, the Health Services
Administrator (HSA), Chief Correctional Supervisor and Unit Manager
will determine whether they should permit the visit.
When the HSA recommends against the visit, if the inmate is
suffering from an infectious disease, is in a psychotic or emotional
state, not in a condition to see visitors, or there are other
compelling health regulations that will prohibit the visit, the
Health Services Administrator or designee must explain the
situation(s) to the visiting party.
Special Housing Unit Inmates:
Ordinarily, an inmate retains visiting privileges while in the
Special Housing Unit. Visiting may be restricted via a UDC/DHO
sanction. If the restriction is not a UDC/DHO sanction, such
restriction must be approved by the Warden. Unit 10-South social
by
and legal visits shall be non-contact unless otherwise determined
the Warden to allow contact visits.
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Non-Contact Visits:
If the Warden deems it necessary to give an inmate a non-contact
visit, the Warden will instruct the SHU Lieutenant to do so. The
visit will be conducted in the 10 South Annex visiting room. This
visit will be directly supervised to ensure all established visiting
procedures are followed.
Clothing:
Appropriate dress is required and must be in good taste.
Excessively provocative, immodest or revealing attire is reason to
deny a visit. Visitors over the age of 12 will not be allowed into
the institution in skirts, shorts, or dresses exceeding three inches
above the kneecap in length. Bathing suits or any type of swim wear
will not be permitted in the institution. See-through clothing,
revealing sleeveless garments, halter tops, tube tops, tank tops and
any kind of top that reveals the midriff area, low-cut shirts or
blouses, revealing front and backless clothing, skin-tight clothing,
spandex clothing, leotards, and sweat pants are NOT permitted. Any
pants with holes in the knee or buttocks area are also prohibited.
Additionally, hooded shirts of any kind, hats, caps, and head scarfs
(except for religious reasons) are also prohibited. All visitors
are required to wear footwear (no shower shoes of any kind) and
undergarments (including bras for females). In accordance with OSHA
guidelines, Visitors shoes are to be "closed toed" and have a strap
around the heal of the foot. The front lobby officer will not
permit visitors to wear jackets or blazers up to the visiting room.
Inmates are responsible for advising their visitors of the dress
requirements for visitation. Only a Correctional Supervisor and
Institution Duty Officer may deny visits for noncompliance.
Inmates' attire for visiting includes jumpsuit and bus shoes for
pre-trial males; females must wear the blue uniform and bus shoes;
cadres must wear khaki uniforms with institutional shoes. A random
selection of visitors will be tested with the Ion Spectrometry
Special Visit Requirements:
At times, Clergymen, former or prospective employers, sponsors and
parole advisors may request special visits. They must make these
requests in writing with sufficient advance notice (72 hours). The
request will be reviewed by the Unit Manager for approval.
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• Business Visitor. The Warden has the final authority on the
admittance of business visitors and should be notified through
the chain of command. Except for pretrial inmates, an inmate is
not permitted to engage actively in business or profession.
All questions regarding a business visitor should be addressed
to the duty Lieutenant and Institution Duty Officer.
• Consular Visitors. When it has been determined that an inmate
is a citizen of a foreign country, the Warden must permit the
consular representative of that country to visit on matters of
the legitimate business. After a request has been submitted
from the inmate or consulate, a memorandum should be generated
from the inmate's Unit Team for the Warden's approval. Once
approved, a copy should be maintained in the Lieutenant's
Office and the Front Lobby.
• Representatives of Community Groups. The Warden is the
approving authority on visits from representative of Community
based Groups. A memorandum should be generated and sent
through the Chief Correctional Supervisor, Associate Warden, to
the Warden for approval. Once approved, a copy should be
maintained in the Lieutenant's Office and the Front Lobby.
• Minister of Record/Clergy. An existence of an established
relationship prior to confinement for visitors does not apply
to visitors in this category. These visitors ordinarily
provide assistance in release planning, counseling, and
discussion of family problems.
• Minister of Record An inmate must submit in writing their
request to be approved for a visit from his Minister of Record.
They must submit their request to the Chaplin. An inmate may
only have one minister of record on his/her visiting list at a
time. The Minister of Record does NOT count against the total
number of authorized regular visitors/ social visitors.
Clergy An inmate must submit in writing their request to be
approved for a visit from clergy. Visits from clergy (other than
the Minister of Record) will be in accordance with the general
visitor procedures, and WILL count against the total number of
regular visits allowed. On both visits, an approved memorandum will
be forwarded through the Chief Correctional Officer and posted in
the Lieutenant's Office and the Front Lobby
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Children under the age of sixteen (16) who are placed on the
visiting list must be accompanied by an adult who is also an
approved visitor. A brief embrace and kiss is permitted when an
inmate greets their visitor/child. The same applies upon
termination of the visit. During the visit, any physical contact
other than hand holding will be considered improper and is
prohibited. Children are not permitted to be seated on inmates lap
during the course of their visit. Visits with children are to take
place only between the inmate identified on the official visiting
form and the child listed on the official visiting form with the
child's parent or guardian present.
TOOL CONTROL
• PURPOSE OF TOOL CONTROL: It is the policy of the Bureau of
Prisons to maintain strict control and accountability of tools
used and in storage at all institutions. Tool Control procedures
are imperative for the following reasons: to provide a tool in
good repair for the job at hand, to improve the general
appearance of the shop or working area, and to prevent tools from
being used to effect escape or assault.
• CLASSIFICATION OF TOOLS: All tools are classified as Class AA;
Class A; or Class B. The Class AA group includes tools
considered too dangerous to leave inside the institution. The
Class A group includes tools most likely used in escape, or to do
bodily harm to personnel or other inmates. The Class B group
includes those of a less hazardous nature.
All tools, where possible, shall be stored on a shadow board as
follows:
• All class "AA" tool shadow boards will have a white background
with a bright (curb) yellow silhouette of each tool.
• All Class "A" tool shadow boards will have a white background
with a red silhouette of each tool.
• All Class "B" tool shadow boards will have a white background
with a black silhouette of each tool.
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THIS IS NOT AN ARMED POST
STORAGE AND SUPERVISION OF CLASS "AA" TOOLS:
Class "AA" Tools must be removed from the institution at the end of
each work day, stored in a combination locked safe in a Class "A"
Tool Room, stored in the armory, or turned into the control center.
Class "A" Tools must be stored in a metal cage or a class #1
concrete walled room physically separated from Class "B" Tools
behind two (2) locked doors. When the Class "A" Tool Room is inside
the Class "B" Tool Room, the lock on the Class "B" Tool Room serves
as one (1) of the two (2) required locks for the Class "A" Tool
Room. Supervision of Class "AA" Tools will be under constant visual
supervision.
STORAGE AND SUPERVISION OF CLASS "A" TOOLS:
Class A tools will be kept on a shadow board in a locked room or
cabinet. This storage area will be separate and secure from the
Class B tools storage area. Only employees are authorized to issue
and draw Class A tools from the Tool Room or places of storage.
Class A tools will be under the supervision of an employee at all
times. Inmates are not permitted to carry them about the
institution without an employee escort nor use them without
supervision. A complete inventory of Class A tools will be made at
the beginning of the workday, before the detail is released for
dinner and at the end of the workday. When a Class A tool is lost
or misplaced, the Chief Correctional Supervisor will be notified
immediately. All inmates who may have had access to the tool will
be held at the work location until a thorough search has been made.
STORAGE AND SUPERVISION OF CLASS "8" TOOLS:
All tools not in the Class A or Class AA categories will be
considered to be Class B tools. All Class B tools are under the
supervision of the employees and must be accounted for at the end of
the work day. These tools must be issued to inmates, in the presence
of their supervisor. All Class B tools must be gathered from the
work area and moved to the storage area at the end of the work day.
When a Class B tools is lost or misplaced, a search for it will be
initiated and a written report will be made to the Chief
Correctional Supervisor and the department head covering the details
of the loss at the end of the day.
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TOOL INVENTORIES:
Up-to-date inventories will be kept by all shops, industries, school
and any other person having tools issued to them or stored under
their supervision Unit Officers having items such as scissors, etc.,
on the unit should be particularly careful as to the whereabouts and
the accountability of these items. The Tool Room Officer will
maintain a record of all tools in possessi on of the institution.
BROKEN OR WORN-OUT TOOLS:
Broken or worn-out tools will be removed from the shadow board and
returned to the Central Tool Room for replacement. If it is
determined that they cannot be surveye d and replace d, Class A tools
such a saw blades, etc., requiring replacement, will be returne d to
the Central Tool Room for disposal.
FOOD SERVICE TOOLS:
A knife and tool equipment cage with a shadow board and adequate
locking device shall be located in the Food Service Department. All
hazardous knives and tools will be marked with an identification
symbol. All knives will be chitted out of the knife cage and
attached to the cutting table by the responsible employee. The
accountability of the knives will be checked at frequen t interva ls
during the shift and at the end of the day.
CONTROLLED FOOD ITEMS:
Special attention must be given to food items such as yeast, nutmeg,
fruits, and fruit juices. Of this group, yeast shall be locked in a
secure box in a refrigerated area. An inventory shall be kept,
indicating the date and quantity of issue, receipts, the balance on
hand, and the initials of the responsible employee. Yeast shall be
dispensed only by the Food Service employee and kept under strict
supervision.
CONTROL OF HAZARDOUS AND POISONOUS CHEMICALS:
Inventories will be maintained of all poisonous and toxic fluids
used in the institution, such as narcotics, wood alcohols, methyl-
alcohol, ditto fluids, acids, gases etc. These items will be stored
in a locked cabinet and will be drawn by an employee only, when
authorized by the department supervisors. The issuing office will
record the date, time, amount, and who received the item.
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KEY AND LOCK CONTROL
POLICY: It is the policy of the Bureau of Prisons to maintain proper
control of keys and locks at all times. The purpose of this is to
establish procedures for control and inventory of institution keys
and locks. Further detailed information can be obtained by
referring to BOP Program Statements.
All keys authorized for daily use will be stored on the Control
Center key board when not in use. Sets of keys are identified by
letter and number with the number of keys in that set indicated.
Two listings of key locations identifying active and emergency keys
can be found in the Control Center and in the office of the Security
Officer.
RESTRICTED AND EMERGENCY KEYS:
Restricted keys have blue/black tags on the keyboard in the Control
Center. The Watch Supervisor will be notified when it becomes
necessary to draw keys for a department or post other than his/her
assigned are, or to a restricted area, such as the commissary,
storeroom, etc. The officer will prepare a Restricted Key Form
indicating the purpose for entering such area. Emergency keys or
red-lined keys will be issued only at the direction of the Warden,
Chief of Correctional Services, Associate Warden, Watch Supervisor
or the Institution Duty Officer. Acting positions may delegate the
drawing of keys for a specific time period via memo through the
Captain.
HANDLING OF KEYS:
Keys will be carried on a ring which is securely fastened to a chain
affixed to the belt of the officer. Discussion of key numbers and
reference to their use will be avoided in the presence of inmates.
Keys should never be carelessly thrown around, dropped, or left
unattended, etc. Always personally hand the keys to your relief so
they remain in the personal possession of the officer at all times.
Each officer has the responsibility to count the number of keys on
each set to ensure that all keys are present. Inmates will never be
permitted to handle keys designated for employee use at any time, or
under any circumstances. Should an employee take keys home, the
keys must be brought back to the institution immediately.
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THIS IS NOT AN ARMED POST
LOST OR MISPLACED•KEYS:
If a key or a set of keys is lost or misplaced, the officer will
immediately report it to the Watch Supervisor by telephone or in
person so that adequate safeguards may be placed in effect. The area
the keys were last in will be immediately secured and all inmates in
the area will be searched. This will be followed by a written report
to the Chief of Correctional Services as soon as circumstances
permit.
REPLACEMENT OF BROKEN OR DAMAGED KEYS:
Whenever a key is broken or damaged, the employee concerned will
submit a request for replacement to the Security Officer. All parts
of the broken key will be retrieved from the key way immediately to
prevent inmates from gaining access to them. A replacement key will
be issued by the Security Officer in accordance with established
procedures. If the key is broken or damaged and immediate
replacement is needed, the Watch Supervisor will be notified and
will take appropriate action. If it is not possible to retrieve the
broken portion from the lock, the employee will remain at the lock
until the broken portion can be retrieved.
REQUEST FOR REMOVAL AND ADDITION OF KEYS:
When it becomes necessary for a new key to be added to your key
ring, submit a Security Work Request to the Chief Correctional
Supervisor for approval and signature, stating the reason the key is
needed, your key ring number and the institution key number if
possible. If a key is no longer needed, submit a Security Work
Request to the Security Officer.
INMATE URINALYSIS PROGRAM:
Urine Surveillance and Narcotic Identification, inmate urine samples
will be taken at different hours (early morning, noon, late
evening). Therefore in order to accomplish this a weekly urinalysis
test roster has been established for all inmates that fall under the
random testing roster. It is critical that when inmates are
notified for UA testing that they are not left unsupervised. They
must be watched from the time of notification until they report for
testing at the Lieutenants Office. It is also imperative that when
conducting a UA test of an inmate that the subject is also tested
for alcohol by using the Alco-Sensor III.
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CALL-OUTS:
Sufficient copies of the master call-out sheet for distribution to
all units will be copied and forwarded to the Control Center Officer
so that the Morning Watch Control Center Officer can place one in
each detail pouch. Extra copies of the call-outs will be placed at
the detail pouch cabinet. Unit officers will post the call-out in
the housing units.
The employee who places an inmate on call-out must ensure the
requested inmate arrives at the specified time. If the inmate does
not arrive as scheduled, the requesting staff member shall contact
the staff member responsible for the inmate's accountability. If
the inmate(s) is/are found to be in an area other than the assigned
callout area, it is the responsibility of the staff member(s) or
department that has placed the inmate(s) on call-out to prepare an
incident report for the inmate's failure to report to call-out. If
efforts to locate the inmate fail, the inmate shall be immediately
reported to the shift lieutenant as missing and appropriate action
initiated to locate the inmate.
CELL ASSIGNMENT - SEXUAL OFFENDER/PROTECTIVE CUSTODY
Cell assignments will be determined in an methodical manner. This
involves the SHU Lieutenant and OIC, Psychology staff, Unit Team as
well as Investigative staff, in determining suitability of cellmates
for inmates in protective custody and/or sexual offenders. Most
inmates do not like to be housed with sexual offenders or protective
custody inmates. Housing the wrong inmates with sexual offenders or
protective custody inmates, can lead to serious assaults and/or
homicide. Inmates cannot be allowed to choose their roommates, but
it is understood that some inmates may be better housed with inmates
of like backgrounds/affiliations, than arbitrarily housing the
inmates without considering all variables. As noted earlier,
protective custody and sexual offenders will be screened thoroughly.
If there are no single cells available, this review will be crucial
in minimizing the potential for assault.
HIGH RISK LIST
During the weekly SHU meeting, the Warden will be provided a list of
those inmates who are considered high risk from a psychological and
management stand point. The Captain and Chief Psychologist should be
responsible for generating this list. This list will be provided to
the Lieutenants' office and the Duty Officers so they are informed
should a high risk inmate act out and be in need of medical or
psychological attention.
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Additionally, the Captain should inform the Warden of any camera
malfunctions, plumbing problems, or issues that may cause problems,
as well as the corrective actions taken/attempted to rectify these
issues. Inoperable security equipment, during serious incidents,
prevents staff from being able to record and or/view the incident
for possible prosecution or administrative action.
SUICIDE PREVENTION INFORMATION
BOP HIGH RISK GROUPS
• New Inmates - The first few hours and days after admission can be
critical. Newly incarcerated inmates may experience feelings such
as shame, guilt, fear, sadness, anger, agitation, depression,
relationship problems, legal concerns, hopelessness, and
helplessness, which can contribute to increased suicide risk.
• Protective Custody - Inmates who volunteer to enter protective
custody are at high risk for suicide, especially during the first
72 hours in SHU. These inmates should be referred to psychology
services immediately.
• Long-term Protective Custody Inmates - These inmates are
particularly vulnerable to depression that can lead to a suicide
attempt, and should be monitored closely while they are in SHU.
• Inmates Taking Medication for Mental Health Reasons - These
inmates are vulnerable to developing suicidal thoughts and
attempting suicide by overdosing on their medication. Inmates on
medication should be monitored to make sure they are not hoarding
medication. Any signs of distress, deterioration in hygiene, or
sudden changes in behavior should be reported to psychology.
FACTORS THAT CAN INCREASE THE PROBABILITY THAT AN INMATE
MAY BECOME SUICIDAL:
Mental Health Factors
History of mental illness
1. Is the inmate depressed, actively psychotic?
2. Has the inmate been compliant with psychotropic medication?
3. Have there been changes in eating, sleeping, hygiene, weight,
recreation, activity level?
Prior suicide attempt
1. How lethal was the attempt?
2. How many attempts have been made?
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Inmate's current mood, affect, and behavior
1. Is the inmate emotionally upset, angry, and easily agitated?
2. Are the inmate's thoughts clear and goal directed (vs.
delusional or psychotic in nature)?
3. Is the inmate depressed, has there been a recent loss?
4. Has hopelessness persisted even after the depression has
lifted?
5. Has the inmate given away property, revised a will, or
requested a phone call to say his goodbyes?
Medical Condition(s)/Chronic Pain
1. Does the inmate have a chronic life threatening medical
illness?
2. Has the inmate's overall health diminished recently?
3. Is the inmate experiencing pain or other negative symptoms?
Relationship Difficulties
1. Has the inmate received a Dear John letter?
2. Have communications and or visits decreased?
3. Has there been a change in the relationship?
Situational Factors
1. Legal issues - pending indictment; loss of appeal to reduce
sentence.
2. Difficulties with staff or other inmates.
3. Gambling debts, drugs.
4. Ending of a close relationship with another inmate.
5. Possible victim of a sexual assault.
REPORTING AND DOCUMENTING INMATE BEHAVIOR
Report Your Concerns: Any inmate behavior(s) that is questionable
and may reflect a change in mental health status should be reported
to the Shift Lieutenant immediately.
During non-working hours: Inform the Shift Lieutenant of any
questionable inmate behavior. He/she will determine if the on-call
psychologist needs to be contacted.
Segregation Log Book: Any changes in inmate behaviors should be
noted in the TRUSCOPE program. A detailed note regarding the
observed behavior is advisable. Documenting in the TRUSCOPE program
serves two purposes. First, the entry serves as a means of
communication for other staff members. Second, it provides an
accurate account of activity during your shift. Documentation
should be neat, legible, and professional.
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RESPONDING TO A SUICIDE EMERGENCY
A Segregation Officer observing an inmate in the act of committing
suicide, causing other self-injurious behavior, or who appears to
have committed suicide will call for back-up before entering the
cell. The officer will notify the Control Center and the
Lieutenant's Office by radio of the situation and request immediate
back-up. BACK-UP MUST BE PRESENT IN ORDER TO ENTER A CELL. The "cut-
down" tool is located in the storage closet on a shadow board. It is
the #1 officer's responsibility to locate this item at the start of
the shift. This tool is only authorized to be used in emergency
situations. Miscellaneous use of this tool is not permitted and will
result in dulling the blade of the tool. In the event an inmate
commits suicide, the scene of the suicide will be treated in a
manner consistent with the investigation of an inmate death. All
measures necessary to preserve and document the evidence needed to
support subsequent investigations will be maintained or otherwise
adequately recorded.
SEXUAL ASSAULT PROTOCOL
Reporting
In all cases of reported sexually abusive behaviors (e.g., from
alleged victim, staff, and/or "third party") the following will
occur:
The Operations Lieutenant will be notified immediately and he/she
will:
• Immediately safeguard the inmate (which will vary depending on
the severity of the alleged sexually abusive behavior and could
range from monitoring the situation, changing housing
assignments, changing work assignment, placing alleged victim
and perpetrator in Special Housing, etc.);
• Promptly refer all inmates reported or suspected of being the
victim of sexually abusive behavior to Psychology Services for
assessment of vulnerability and treatment needs;
• During business hours, ensure that the SIS, Chief of
Correctional Services, Program Coordinator, and Warden are
notified; and During non-business hours, ensure that the SIS,
Chief of Correctional Services, Program Coordinator, Duty
Officer, and the on-call Psychologist are notified.
• The Program Coordinator will review the psychological
assessment and other relevant factors and make a determination
as to whether or not to proceed with the full activation of the
Response Protocol.
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Responding
Not all allegations of sexually abusive behavior will require full
activation of the Response Protocol. In some cases, the Program
Coordinator will determine that there is not sufficient reason to
proceed (e.g., the alleged victim credibly recanted; the alleged
perpetrator was not in the institution on the date of the
allegation, the inmates involved independently report a non-coercive
sexual encounter, etc.) and the Response Protocol may be terminated.
In cases where more information is needed, or in cases where there
is a credible and serious allegation or instance of sexually abusive
behavior, the full Response Protocol will be implemented. Once the
Program Coordinator determines that the intervention should
continue, a sensitive and coordinated response is necessary.
Services will be provided in an environment that meets both security
and therapeutic needs. The full Response Protocol, monitored by the
Program Coordinator, involves the following components:
Protection
All appropriate staff will consult and determine the actions to be
taken to prevent further sexually abusive behavior both to the
alleged victim (e.g. change in work assignments, change in housing
assignment, closer supervision, protective custody, transfer, etc.)
and/or by the alleged perpetrator (e.g., remove from compound,
change housing assignment, etc.).
The Captain will ensure that a STG category of "V SA UNV" is entered
into SENTRY, and in instances where an inmate perpetrator is
alleged, will enter the STG category of "P SA UNV" for that inmate
(See Section 13.b. for further details).
PSYCHOLOGICAL:
Psychology staff are responsible for crisis intervention, assessment
of treatment needs, documentation of the evaluation results,
treatment, psychiatric referral, and/or other treatment options
related to the alleged victim. In addition, Psychology staff provide
guidance to Unit Management and Community Corrections staff
regarding an inmate's post-release mental health needs. Inmate
perpetrators (or alleged perpetrators) of sexually abusive behaviors
will be referred by the Operations Lieutenant to Psychology
Services. Inmates considered high-risk for sexual re-offending may
be referred to specialty treatment and/or management programs,
individual or group counseling, or may be managed through standard
correctional techniques.
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If an inmate perpetrator is determined in need of treatment services
and refuses treatment, Psychology Services staff will document the
refusal and place it in the medical section of the Inmate Central
File and notify the referring staff of the refusal. Documentation of
treatment compliance or refusal ensures continuity of care within,
between, and outside the Bureau.
Examination
Medical staff are responsible for examination, documentation, and
treatment of inmate injuries arising from sexually abusive
behaviors, including testing when appropriate for pregnancy, HIV and
other sexually transmitted diseases (STDs). Where indicated, medical
staff, trained in the collection of sexual assault evidence (i.e.,
"rape kit") should conduct an examination for physical evidence
which may be used later in formal investigations. At institutions
where Health Services staff are neither trained nor certified in
sexual assault evidence gathering, the inmate will be examined at
the institution by trained health care professionals from the local
community or at the local community facility equipped (in accordance
with local laws) to evaluate and treat sexual assault victims.
Prophylactic treatment and follow-up for sexually transmitted
diseases will be offered to all inmate victims, as appropriate.
Whenever an inmate is referred to Health Services for examination
and treatment of injuries related to sexually abusive behavior,
staff will encourage the inmate victim to complete an Inmate Injury
Assessment and Follow-up form (BP-S362) as required by the Program
Statement on Patient Care.
Investigation
In cases where the full Response Protocol is activated, staff are
trained to investigate allegations of sexually abusive behavior
thoroughly. The information concerning the identity of the alleged
inmate victim and the specific facts of the case are limited to
those staff who need-to-know because of their involvement with the
victim's welfare and the investigation of the incident. This is
important not only to preserve the victim's privacy but also to
preserve maximum flexibility to investigate the allegations.
Initial Notifications:
Upon activating the full Response Protocol, the investigation phase
is initiated and the following notification(s) will be made:
Inmate Perpetrator on Inmate Victim:
sexually
In the event that an inmate is alleged to have perpetrated
abusive behavior against another inmate, the Special Investigative
Agent (or SIS) will be notified immediately.
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Staff Perpetrator on Inmate Victim:
In the event that a staff member is alleged to have perpetrated
sexually abusive behavior against an inmate, the Warden will be
notified immediately. The Warden will notify the Regional Director
and the Office of Internal Affairs (OIA), who will in turn notify
the Office of the Inspector General (OIG), and when appropriate,
will notify the Federal Bureau of Investigation (FBI).
Inmate Perpetrator on Staff Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against a staff member, the SIA/SIS will be
contacted immediately with follow-up notification to the Warden.
Crime Scene Preservation:
The staff first responder will preserve the crime scene. SIS staff
will be responsible for collecting information/evidence. The
investigation, in coordination with the agency to which the case may
be referred, will follow the guidance given in the Special
Investigative Supervisor's Manual that outlines gathering and
processing procedures.
Physical Evidence Collection:
When there is a report of a recent Rape or Sexual Assault with an
Object, or there is a strong suspicion that a recent, serious
assault may have been sexual in nature, a thorough physical
examination of the alleged victim - to include a "rape kit" will be
completed immediately. Physical evidence collection may also include
an examination of, and collection of physical evidence from the
suspected perpetrator(s).
After Action Reviews of Violent Sexual Assaults:
Following any incident of Rape or Sexual Assault with an Object, the
Warden, Program Coordinator, Chief of Correctional Services, Health
Services Administrator, and Chief Psychologist will meet and review
the incident. This review is to assess the reasonableness of the
actions of staff following the incident, to ensure the security and
treatment needs of the inmate victim have been addressed adequately
and the management and investigation of the inmate or staff
perpetrator is progressing appropriately. Within two working days
after the initial reporting of the Rape or Sexual Assault with an
Object, a written report highlighting the relevant facts should be
produced and the Warden or designee will personally attest by his or
her signature that the review has taken place and that the steps
taken by staff were either appropriate or inappropriate. A copy of
this report will be forwarded to the Regional Director.
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Consideration for staff impacted by the incident is necessary.
Arrangements for debriefing affected staff and referral to
appropriate services to mitigate the stress associated with these
events should be offered.
Administrative Disciplinary Process and Prosecution:
In keeping with this "zero tolerance" policy, perpetrators of
sexually abusive behavior will be disciplined and/or referred for
prosecution.
Tracking Sexually Abusive Behavior:
Tracking and analyzing the incidents of sexually abusive behavior
are critical to the safety and management of inmates and the
security of all Bureau facilities. Monitoring these incidents allows
the Bureau to assess the effectiveness of current policy and
procedures in regard to the extent of sexual victimization. To
ensure full and accurate reporting and analysis, the SIS will
maintain secure investigative files which include data on:
• The victim(s) and perpetrator(s) of sexually abusive behavior;
• Crime characteristics;
• Formal and/or informal action(s) taken;
• All collateral reports, supporting memoranda, and videotapes;
• Medical forms; and
• Any other evidentiary materials pertaining to the allegation.
The Office of Internal Affairs will report the cumulated data on the
inmate victims of staff and inmate sexually abusive behavior to all
Chief Executive Officers and the Psychology Services Administrator
at the end of each quarter and at the end of each fiscal year.
SUICIDAL SITUATION IN SHU OR THE HOUSING UNITS:
If you are the first person to notice an inmate hanging, you should
call for staff assistance (Operations Lieutenant & Control
Center)and remain calm and wait until sufficient staff and
Lieutenant arrive prior to handcuffing the inmate=s cell mate(s)
(if applicable) and unlocking the cell door. If feasible, obtain
protective equipment from the above mentioned areas. Cut the inmate
down, protecting the head and neck area. Always administer life-
saving procedures.
December 7, 2018 Sensitive But Unclassified Page 28 of 29
EFTA00108141
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Post Orders, the TRUSCOPE program and log books are confidential
documents and should never be left unattended or in an area accessible
to inmates. Post Orders must be secured at all times when not in use
by staff.
It is the responsibility of the employee to inform the employer of the
fact they have not been able or afforded the opportunity to read such
orders. The employer will then advise the employee of the general
requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts before
assuming your post.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. These post orders are not intended to describe in detail all
the officers' responsibilities. Good judgment and common sense are
expected in all situations not covered in these post orders.
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARD F RANK, HAS NO AUTHORITY.
/ 2 / 7/Id'
Jermai . Darden, Captain Date
December 7, 2018 Sensitive But Unclassified Page 29 of 29
EFTA00108142
INSTITUTIONAL SUPPLEMENTS/PROGRAM STATEMENTS
FIREARMS AND BADGES P.S. 500.13
INMATE ACCOUNTABILITY I.S. NYM 5511.06
INMATE PERSONAL PROPERTY I.S NYM 5580.07
SECURITY INSPECTIONS I.S. NYM 5500.13
TOOL CONTROL I.S . NYM 5500.13
MAIL MANAGEMENT P.S. 5800.16
VISITING PROCEDURES Z.S. NYM 5267.08
INMATE CORRESPONDENCE Z.S. NYM 5265.14
ALCOHOL SURVEILLANCE/TESTING I.S. NYM 6590.07
ENTRANCE PROCEDURES I.S. NYM 5500.13
INMATE TELEPHONES P.S. 5264.08
.ON SCREENING P.S. 5522.02
SEARCHING/DETAINING PERSONS P.S. 5510.15
SEXUAL ABUSE PREVENTION/INTERVENTION P.S. 5324.12
INMATE DISCIPLINE P.S. 5270.09
SPECIAL HOUSING P.S. 5270.10
SUICIDE PREVENTION P.S. 5324.08
SEARCHES OF HOUSING UNITS/INMATES AND WORK AREAS P.S. 5521.06
ESCORTED TRIPS P.S. 5538.07
USE OF FORCE/APPLICATION OF RESTRAINTS I.S. NYM 5566.06
POSTED PICTURE FILE P.S. 5510.13
HUNGER STRIKES P.S. 5562.05
ESCAPES DEATH NOTIFICATIONS P.S. 5553.07
EFTA00108143
PS 5500.14
10/19/2012
Chapter 7, Page 1
CHAPTER 7
FIREARMS AND BADGES
700. DEFINITIONS. Probable cause, reasonable determination, or
reasonable belief means facts and circumstances known to the
employee at the time of the use of firearms that would cause a
reasonable employee to conclude that the action is appropriate.
701. CARRYING OF FIREARMS. Title 18 U.S.C. § 3050, authorizes
the Attorney General to prescribe rules and regulations relating
to the carrying of firearms by Bureau officers and employees.
This authority is delegated to the Director in 28 CFR 0.96(o).
When approved by the Warden, institution staff are permitted to
carry firearms when:
• transporting inmates,
• assigned to escape posts, and
• assigned to security posts which require firearms as
standard issued equipment.
Carrying or the use of personal or privately owned firearms while
on duty is prohibited.
Post orders, riot plans, and escape plans will include
instructions for carrying firearms.
a. Duty Assignment. Employees must not be assigned to duties
that require the carrying of firearms prior to successfully
completing the firearms familiarization training course.
b. Staff Qualification. New employees must not be assigned to
posts requiring the carrying of firearms before completing the
Introduction to Correctional Techniques Training at the Federal
Law Enforcement Training 'Center.
In extraordinary circumstances, an exception may be made for an
employee who has completed the local firearms familiarization
training with written approval of the Warden and Regional
Director.
c. Re-qualification. Staff must complete satisfactorily the
Bureau's approved firearms training course each year. Allowances
will be made in accordance with applicable laws, rules, and
regulations.
EFTA00108144
PS 5500.14
10/19/2012
Chapter 7, Page 2
Chaplains, dentists, physicians, and other positions which the
Director specifically exempts from carrying firearms are not
required to complete the firearms familiarization training
conducted at the institution and Staff Training Academy.
d. Other Use of Firearms. Only the Director or Director's
designee may authorize, in writing, Bureau staff to carry
Government-issued firearms for purposes not expressed in this
Program Statement.
702. USE OF FIREARMS. Firearms must be used only when deemed
necessary for the following Law Enforcement purposes:
• Prevent escapes;
• Prevent loss of life or serious physical injury;
• Protect government property, upon determination that
the damage or loss of property would contribute
directly to an escape, loss of life, or serious
physical injury; and
• Maintain or restore control of a correctional
institution.
The use of firearms is prohibited if force other than firearms
appear reasonably sufficient to accomplish law enforcement
purposes. Examples are, but not limited to:
• Prevention of escape;
• Prevention serious physical injury; and
• Restoration of control in a correctional institution.
The necessity to use firearms arises when all available means of
achieving the law enforcement purpose have failed or are likely
to fail.
An employee is not required to jeopardize personal safety or the
safety of others before using firearms to prevent serious
injuries/bodily harm or death.
If use of firearms is deemed necessary, staff must shoot the
subject with every intention of hitting "center mass" to ensure
the subject is stopped.
EFTA00108145
PS 5500.14
10/19/2012
Chapter 7, Page 3
Staff will not attempt to shoot a limb which creates a lesser
chance of stopping the subject and may pose a danger to staff,
other inmates, or persons in the community. Firearms must not be
used solely to disable moving vehicles or aircraft. Firearms
will only be used against the driver or other occupants of a
moving vehicle when the:
• Employee has a reasonable belief that the subject poses an
imminent danger of death or serious physical injury to the
employee or others.
• Public safety benefits of using such force outweigh the
risks to the safety of the employee or others.
As soon as practicable, medical attention must be provided to any
persons injured during an incident involving use of firearms.
L yscosmo ', AAA “y, yc uocy if the cmF yC ycc , c ,y v“„ c ., a ew , aa, sas
escapee as an inmate sentenced under the Juvenile Justice and
Delinquency Prevention Act.
a. Escape Prevention. The use of firearms is authorized when
deemed necessary to prevent an escape in the following
situations.
(1) Perimeter Walls. At institutions secured with
perimeter walls, prior to using firearms, staff must reasonably
believe that an inmate has the capability to escape.
For example, the inmate may be carrying items that could be
used to perpetrate an escape, such as, but not limited to, a
ladder, grappling hook, or rope, suggesting an intent to escape.
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
(2) Multiple Perimeter Fences. At institutions secured
with multiple perimeter fences, prior to using firearms, staff
must reasonably believe that an inmate has the capability to
escape.
For example, the inmate may be carrying items such as, but
not limited to, a ladder, blankets, grappling hooks, ropes, broom
handles, or sticks, that will perpetrate an escape.
EFTA00108146
PS 5500.14
10/19/2012
Chapter 7, Page 4
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent threat danger of
death or serious physical injury to self or others.
When authorized, throughout this policy, warning shots
should be used only if there is no apparent danger to self, other
staff and inmates, or the community.
Warning shots will be fired into the ground and never into
the air or in an indiscriminate direction.
The inmate is not required to be on the first/inner
perimeter fence before the employee issues the warning. When the
inmaLe aLLually %-ystLe...La the peiLiic,etez fence In an
attempt to climb or demonstrates an attempt to get on or over the
first/inner perimeter fence, and the employee reasonably
determines an escape is being attempted, the employee may shoot
the subject.
The employee is not required to wait until the inmate is
between the perimeter fences or over the first/inner fences.
(3) Metropolitan Correctional Centers (MCCs) and
Metropolitan Detention Centers (MDCs). When an employee
reasonably determines that an escape is being attempted from a
MCC or MDC, the employee should give a verbal warning. If the
inmate continues, the employee may shoot the subject. Warning
shots are prohibited due to the possibility of injury to innocent
bystanders.
(4) Minimum Security Institutions. Ordinarily, firearms
are not used to prevent escapes from minimµm security level
institutions. However, weapons are authorized when the escaping
inmate has used or threatened to use force which is likely to
cause serious physical injury or has manifested an imminent
threat of death or serious physical injury to the employee, other
staff and inmates, or the community.
Verbal warnings and warning shots should be used when
feasible.
(5) Escapes with Outside Assistance. Firearms may be used
against persons who are not inmates, if they are facilitating an
escape and have used or threatened to use force which is likely
EFTA00108147
PS 5500.14
10/19/2012
Chapter 7, Page 5
to cause death or serious physical injury against the employee,
other staff and inmates, or the community.
Verbal warnings and warning shots must be used when
feasible.
(6) Escape from Escorted Trip or Prisoner Transport. When
an employee reasonably determines an escape is being attempted
from an escorted trip or prisoner transport, the employee must
issue a verbal warning. If the inmate continues and the escape
is occurring within the immediate environs of a correctional
institution, the employee will fire a warning shot, if feasible,
prior to shooting the subject.
Outside the immediate environs of a correctional
institution, the employee should not fire a warning shot prior to
shooting the subject due to the possibility of injury to innocent
iay Laildeta.
Absent the use or threat of force which would likely cause
serious physical injury or a manifested imminent threat of death
or serious physical injury to the employee, other staff and
inmates, or the community, it is not permissible to use firearms
to prevent an escape of an inmate in transit to or from a minimum
security level institution. The exception to the rule is when
the escorting employees are transporting inmates at the same time
to a minimum and non-minimum security level institutions.
(7) Once An Escape Has Occurred. After an escape from a
transport vehicle or an institution, and the immediate environs
has been successful, employees attempting to apprehend the
escaped prisoner may not use firearms unless there is probable
cause to believe:
(a) The subject has committed a felony involving the
infliction or threatened infliction of serious physical injury or
death.
(b) The subject's escape would pose an imminent danger
of death or serious physical injury to the employee or others.
Note: The phrase "after an escape from a transport
vehicle or an institution and the immediate
environs has been effectuated" should be
interpreted in the following manner:
EFTA00108148
PS 5500.14
10/19/2012
Chapter 7, Page 6
• As long as a staff member is in continuous pursuit
of an escaping inmate, whether the escape takes
place from an institution, transport vehicle, or
outside facility (such as a hospital), the escape
has not yet been effectuated. The use of firearms
is permissible under the escaping inmate standard.
• The immediate environs of an institution is
defined as the property lines of the correctional
facility. This boundary may be expanded by the
Warden with the Regional Director's concurrence
and should be defined as explicitly as possible.
A verbal warning should be given if it would not pose a risk
of death or serious bodily injury to the officer or others.
Warning shots are prohibited due to the possibility of
. .
sasju.Ly snnv•-ocaLL vyas-anucs0.
b. Prevent the Loss of Life or Serious Physical Injury. Staff
may use firearms when reasonable belief exists that the subject
poses a threat of death or serious physical injury to staff,
inmates, or others.
Firearms will be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject.
When authorized, warning shots should be used only if there is
no apparent danger to other staff and inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
In a hostage situation, once it has been contained and attempts
to negotiate have begun, only the Warden may order the use of
firearms to resolve the hostage situation.
Warning shots will not be fired as in an attempt to resolve a
hostage situation, nor used to create a diversion.
c. Protect Government Property. Firearms may be used to
prevent damage to or destruction of Government property when the
loss of that property could contribute directly to an escape or
attempted escape, serious physical injury, or loss of life.
For example, the use of firearms may be necessary when persons
are attempting to damage or disable a fire truck during a fire
within the institution. If individuals attempt to break into a
EFTA00108149
PS 5500.14
10/19/2012
Chapter 7, Page 7
building where weapons, gas, or other security risk items are
stored, firearms may also be used.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to other staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
d. Maintain or Restore Control of a Correctional Institution.
Firearms may be used to maintain or restore control of a
correctional institution when the employee reasonably believes
the intended subject of the use of firearms is participating in a
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WS 04w4ASS, W“LC.A.
inmates, or the community.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
703. ARMED ESCORT BY COMMERCIAL AVIATION. The Warden may
authorize staff to carry firearms when transporting an inmate by
commercial air carrier.
Title 14 CFR Part 108.11, Carriage of Weapons, and Part 108.21,
Carriage of Passengers Under the Control of Armed Law Enforcement
Escorts (1995), allows law enforcement officials, while
performing their duties, to travel while armed.
Staff must notify the air carrier prior to departing the
institution of the intent to carry firearms. Staff must complete
all required forms and provide required information to the
carrier.
Staff must follow the procedures detailed in the above referenced
regulations.
EFTA00108150
PS 5500.14
10/19/2012
Chapter 7, Page 8
When not transporting inmates, Bureau staff, carrying firearms
aboard commercial aircraft, must declare this to the carrier and
have the weapon placed in checked baggage.
The above referenced regulations should be referred to for
additional requirements concerning the placement of firearms in
checked baggage.
704. REPORTING REQUIREMENTS. A written report must be submitted
to the Warden upon the discharge of any firearm, privately owned
or issued by the Bureau. This rule applies when the employees is
on duty and off duty, except for training or recreational
purposes. •
For an incident while on duty, the report must be submitted prior
to the end of the employee's duty shift.
Lwr an inclacnu wuiic JiS. %iu ty, tl-La ZepGIL MUoi- ado
prior to the end of the employee's next duty shift.
The discharge of any firearm, once reported, will be investigated
and reviewed through the After-Action Reporting and Review
processes.
705. IDENTIFICATION BADGES. Upon request, the Correctional
Services Administrator, Central Office, will issue Bureau
identification badges in leather carrying cases to each
institution.
The Captain will maintain strict accountability of Bureau badges.
Lost or stolen badges must be reported immediately in writing to
the Correctional Services Branch, Central Office.
Except for tower and perimeter patrols and established stationary
check points, staff assigned to duties which require the carrying
of firearms will be issued a Bureau identification badge.
The badge must be displayed when necessary to establish the staff
member's authorization to carry a firearm. Appropriate badge
holders will be provided so as to allow the employee the ability
to securely attach the badge to his or her outerwear.
Badges may not be used as methods of routine identification.
Employee procurement or possession of unauthorized badges, either
official or duplicated, is prohibited (see the Program Statement
on Standards of Employee Conduct).
EFTA00108151
PS 5500.14
10/19/2012
Chapter 7, Page 9
706. NON-DISCLOSURE OF BUREAU STAFF NAMES IN SHOOTING INCIDENTS.
Disclosure of an employee's name following a shooting incident
will follow the guidelines as prescribed in the Program Statement
on News Media Contacts.
EFTA00108152
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSIUM (OC) CARRY POST
POST: SPECIAL HOUSING UNIT OFFICER #2
EQUIPMENT: Key Ring(s) C-27, C-28,C-30,C-31, C-32, C-33,B-32,
B-33 Radio/BA, Metal Detector
All equipment assigned to this post and will be accountable on the
shift to shift inventory form. All 24 hour equipment and key rings
will be logged into the TRUSCOPE program with type of equipment and
key ring numbers.
SHIFT: MORNING WATCH
HOURS OF DUTY: 12:00 A.M. to 8:00 A.M.
NORMAL ROUTINE: All Correctional Officers will report to the
institution according to their assigned work schedule. You are
required to utilize the "Staff Chit Board" whenever you enter
and/or depart from the secured perimeter of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED
SHU DOORS:
Door 27 and Inner Door: Both doors must always remain secured when
not being used. They are to be opened as needed for traffic and
secured immediately. These doors are to be considered a sally port
and only one door will be open at a time unless there is an
emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to
guarantee that the inmate is closely monitored and kept separate
from other inmates.
12:00 A.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Evening Watch Officer. After you have
relieved the Evening Watch Office r, as the equipment is issued on
a 24-hour basis, you are required to indicate the key ring number
and type of equipment accounted for in the TRUSCOPE program and
sign the location inventory.
December 7, 2018 Sensitive But Unclassified Page 1 of 17
EFTA00108153
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
HOUSING UNITS
THIS IS NOT AN ARMED POST
THESE POSTS ARE OLEORESIN CAPSICUM(OC) CARRY POSTS WITH THE EXCEPTION OF
THE 5-SOUTH CADRE INMATES
POST: THESE POST ORDERS WILL COVER THE FOLLOWING HOUSING UNITS
EQUIPMENT: UNIT 2(BA): BODY ALARM #601 KEYS Cl W/8, MK-4 OC DISPENSER
UNIT 3(CA): BODY ALARM #602 KEYS C2 W/8, MK-4 OC DISPENSER
UNIT 5N(EN): BODY ALARM #603 KEYS C5 W/8, MK-4 OC DISPENSER
UNIT 5S(ES): BODY ALARM #604 KEYS C8 W/7, MK-4 OC DISPENSER
UNIT 7N(GN): BODY ALARM #605 KEYS C11W/9, MK-4 OC DISPENSER
UNIT 7S(GS): BODY ALARM #606 KEYS C14W/9, MK-4 OC DISPENSER
UNIT 9N(IN): BODY ALARM #607 KEYS Cl7W/10, MK-4 OC DISPENSER
UNIT 11N(KN): BODY ALARM #619 KEYS C20W/8, MK-4 OC DISPENSER
UNIT 11S(KS): BODY ALARM #616 KEYS C23W/6
All equipment and key rings will be logged into TRUSCOPE program with type
of equipment and key ring numbers.
SHIFT: MORNING WATCH / DAY WATCH / EVENING WATCH
HOURS OF DUTY: 12:00 A.M. - 8:00 A.M. (M/W SHIFT)
7:45 A.M. - 4:15 P.M. (D/W SHIFT)(Weekdays)
8:00 A.M. - 4:00 P.M. Weekends and Holidays
4:00 P.M. - 12:00 A.M. (E/W SHIFT)
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE: All correctional officers will report to the institution
in a timely manner. You are required to utilize the "Staff Chit Board"
whenever you enter and/or depart from the secured perimeter of the
institution.
**Remember inmates do not have authority over other inmates. Staff are
responsible for supervising inmates at all times***
MORNING WATCH
12:00 A.M.
Report directly to the Unit wearing the prescribed uniform and relieve the
Evening Watch Officer. After you relieve the Evening Watch Officer and
receive all pertinent information, as the equipment is issued on a 24-hour
basis, you are required to indicate the key ring number and type of
equipment accounted for into TRUSCOPE and sign the location inventory.
Count the keys to ensure the number of keys corresponds with the total
number on the key ring chit. Key rings must be secured to a belt by clips
and a metal chain.
December 7, 2018 Sensitive But Unclassified Page 1 of 15
EFTA00108154
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
Count the keys to ensure the number of keys corresponds with the
total number on the key ring chit. Key rings must be secured to a
belt by clips and a metal chain. Contact the Control Center on
#333 and test your Radio/Body Alarm. Begin making watch calls at
this time. Watch calls will be made every 30 minutes from the hours
of 6:00 PM to 6:00 AM.
Unit officers must maintain a log of pertinent information
regarding inmate activity, detailing time, persons involved (if
pertinent) and the event. These entries are recorded into the
TRUSCOPE program. Report for duty by telephone with the Operations
Lieutenant and receive any additional information. Begin making 30
minute rounds ensuring you document the findings in the TRUSCOPE
program. Staff will observed all inmates in continued lock down
status once in the first 30 minute period of the hour ex: (12:00 -
12:30AM) followed by another round in the second 30 minute period
of the same hour (12:30-1:00 AM).This will ensure an inmate is
observed at least twice per hour.
These rounds are to be conducted on an irregular schedule and no
more than 40 minutes apart. All observations must be documented.
It should be clearly understood that none of these activities are
to take place until the Morning Watch officer is relieved. It
should be noted that it is understood that not all of the above
will be accomplished by or before the count.
OFFICIAL COUNT TIME: The SHO#2 Officer, will assist with backing
the count. All counts will be completed by two staff members. One
staff member will count the inmates in the assigned cells and the
other staff member will observe the unit for any unauthorized
movement from the range grill. When you count the inmates you
will count living breathing flesh. Ensure that all cell doors are
locked prior to conducting your count. Call your count into the C&A
Officer at extension "6468".
Always ensure the correct time, date, and Officers printed name
and signature conducting the count are noted on the count slip.
All count slips will be written in blue or black ink and should be
clear and legible. Count slips which appear to be altered will not
be accepted. Internal Security Officer will pick up the count
slips and take them to the Control Center. Once the Control Center
announces a clear institutional count, record this information in
the TRUSCOPE program.
December 7, 2018 Sensitive But Unclassified Page 2 of 17
EFTA00108155
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
BED BOOK COUNTS: The Bed Books will be utilized for emergency
counts, bad institutional counts and random Bed Book counts
requested by the Shift Lieutenant. When a unit has two consecutive
bad counts, a bed book count must be conducted. In conjunction
with the Bed Book the unit roster will be used to conduct these
counts. Upon receiving a new inmate on the unit, the unit officer
will receive two 3 x 5 cards, one to be utilized for the bed book,
and the other to use for inmate movement. The bed book card is not
to be removed from the bed book
Throughout your shift, you must Audit the location board, bed
book, and all inmate files including the Special Housing Record
(BP-292), Administrative Detention Orders, 30 day psychology
reports and twenty one day cell rotations. It is the
responsibility of the SHU #1 to ensure all information contained
on the SHU Report is accurate and up-to-date for each inmate.
The SHU Report will list the reason the inmate is housed in SHU.
Ensure all doors, traps and grills in the Special Housing Unit
are locked and secured. If it has a lock, it should be locked.
You must ensure a comprehensive fire and security inspection of
the unit is conducted. Ensure all equipment is accounted for,
operational and logged into the TRUSCOPE program and the fire and
security form is completed. ANY DISCREPANSIES WILL BE REPORTED TO
THE LIEUTENANT'S OFFICE.
12:30 A.M.
Begin making watch calls to the Control Center by calling extension
333 or via radio every half hour. These calls are mandatory and
are designed for your safety as well as the security of the
institution.
It is your responsibility to supervise the overall operation of the
Special Housing Unit. A body alarm test should be conducted at this
time. Remember body alarms are assigned to a specific post, not a
person. The Control Center must be notified before moving with the
body alarm to another location.
It is your responsibility to supervise the overall operation of the
Special Housing Unit. Ensure that thirty minute irregular visual
checks are made on each inmate and documented in the TRUSCOPE
program. You are responsible for reviewing and ensuring the
TRUSCOPE program is maintained with the pertinent information
regarding inmate activity.
December 7, 2018 Sensitive But Unclassified Page 3 of 17
EFTA00108156
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
1:00 A.M.
As time permits throughout the shift, conduct searches of all
common areas of the unit which inmates have access. Particular
attention must be paid to plumbing facilities chases, vents,
tables, chairs, activities rooms, utility closets, laundry room,
and the rest of the common area inside the unit. After completing
at least five shake downs in your unit, reflect the correct
information in the TRUSCOPE program. Discoveries of hard
contraband will be reported to the Operations Lieutenant and
documented in the TRUSCOPE program.
Serious breaches of security will be immediately reported to the
Operations Lieutenant. Discrepancies found not of a serious nature
will also be reported and the appropriate work order submitted.
Record any confidential information into the TRUSCOPE program.
Check the TRUSCOPE program and initiate daily paperwork. Patrol the
unit, observing and listening for abnormal activity and noises.
The SHU #1 Officer is responsible for notifying the Control Center
of inmates being admitted or released from the Special Housing
Unit. At no time will you be in possession of the cell door key
without the presence of another staff member.
2:00 A.M.
Continue to document and update all activities and paperwork
assigned to this post. Begin processing outgoing mail. All mail
will be received unsealed and screened for contraband and/or
pertinent information. Anything out of the ordinary will be
reported to the Shift Lieutenant immediately. Outgoing mail from
inmates on mail monitoring status will be separated and identified
as SIS mail and left open. After processing is complete, all mail
will be sealed, sorted according to size, and bundled by rubber
bands. The Internal security Officer will pick up the mail at
approximately 5:00 A.M.
3:00 A.M.
The official count will be announced at this time. Staff will
perform a double staff count, observing human flesh and movement
before counting any inmate. Call in the count to the C&A Officer at
extension "6468"
December 7, 2018 Sensitive But Unclassified Page 4 of 17
EFTA00108157
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
5:00 A.M.
The official count will be announced at this time. You are to
follow the same procedures used at the 3:00 a.m. count. Remember
Staff will perform a double staff count, observing human flesh and
movement before counting any inmate.
6:00 A.M.
Ensure that all inmates on the court list are ready for pick up by
the Internal Security. The SHU Recreation Officers and the SHU# 3
Officer will report to the unit at this time and assist with the
court movement.
All SHU inmates will be escorted to R&D for court at a ratio of
two staff members per every inmate unless otherwise instructed by
the Operations Lieutenant. Contact the C&A Officer to receive
clearance for the escort of the inmate(s). Ex: If you are
escorting two inmates to R&D there should be four escorting staff
members
Breakfast Feeding
The SHU #2 will ensure the food carts are properly searched prior
to bringing them into the unit. The SHU #1 will ensure the SHU
Officers (including the Recreation Officers); will count all food
trays, lids, and utensils prior to and after the meal. The SHU
#2 will prepare the breakfast meal, and began feeding with the
assistance of the Recreation Officers. Ensure that all wickets
are secured; only one (1) wicket will be opened at a time for the
feeding of the meal. Report problems with the meal to the Shift
Lieutenant and Food Service staff and ensure corrective measures
are taken before serving commences. The lights in the inmates'
cells will be turned on while the breakfast feeding is in
progress.
All Food trays must be accounted for; no food trays will be left in
an inmates' cell after pickup. If an inmate refuses to give you
the tray back notify the SHU Lieutenant or the Operations
Lieutenant. Inmate orderlies will not be utilized to collect food
trays.
December 7, 2018 Sensitive But Unclassified Page 5 of 17
EFTA00108158
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
7:00 A.M.
Prepare the cells and unit for daily inspection. No later than
8:00 am each morning all inmates will have their cells cleaned,
beds made, and will be dressed in their jumpsuits. All SHU
officers will assist with conducting daily inspections of the
unit. Any inmate who desires recreation will have their cells in
a high state of sanitation. Recreation begins by the Recreation
Officers Monday through Friday. INMATES DEPARTING FOR RECREATION
WILL NOT LEAVE THEIR CELLS UNTIDY.
7:30 A.M.
Ensure that all pertinent paperwork is properly filled out, (Daily
Security Inspection Sheet, Equipment Inventory, BP-292.
Inmate Work Call: The Control Center will announce "Attention in
the institution inmate work call." All inmates assigned to work
details will report to their work detail assignments.
8:00 A.M.
End of Tour:
Pass all keys and equipment to your relief. Once properly
relieved, your tour of duty ends and you are to proceed directly
out of the institution.
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN
PROVIDED**
Officers assigned to this post will not vacate the post unless
properly relieved or instructed to do so by the Operations or
Activities Lieutenants. These post orders are not intended to
describe in detail all the officer's responsibilities. Good
judgment and common sense are expected in all situations not
covered in these post orders.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified Page 6 of 17
EFTA00108159
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
POST: SPECIAL HOUSING UNIT OFFICER #2
EQUIPMENT: Key Ring(s) C-27, C-28, C-30, C-31, C-32, C-33, B-
32, B-33, Radio/BA, Metal Detector
All equipment assigned to this post and will be accountable on
the shift to shift inventory form. All 24 hour equipment and key
rings will be logged into the TRUSCOPE program with type of
equipment and key ring numbers.
SHIFT: DAY WATCH
HOURS OF DUTY: 7:45 A.M. to 4:15 P.M.
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE: All Correctional Officers will report to the
institution according to their assigned work schedule. You are
required to utilize the "Staff Chit Board" whenever you enter
and/or depart from the secured perimeter of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED
SHU DOORS:
Door 27 and Inner Door: Both doors must always remain secured when
not being used. They are to be opened as needed for traffic and
secured immediately. These doors are to be considered a sally port
only; one door will be open at a time unless there is an emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to
guarantee that the inmate is closely monitored and kept separate
from other inmates.
7:45 A.M
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Morning Watch Officer. After you have
relieved the Morning Watch Officer, as the equipment is issued on a
24-hour basis, you are required to indicate the key ring number and
type of equipment accounted for in the TRUSCOPE program and sign
the location inventory. Count the keys to ensure the number of
keys corresponds with the total number on the key ring chit.
December 7, 2018 Sensitive But Unclassified Page 7 of 17
EFTA00108160
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
Key rings must be secured to a belt by clips and a metal chain.
Contact the Control Center and test your Radio/Body Alarm. Unit
officers must maintain a log of pertinent information regarding
inmate activity, detailing time, persons involved (if pertinent)
and the event. Record these activities into the TRUSCOPE program.
Report for duty by telephone with the Operations Lieutenant and
receive any additional information. Prepare inmates for Daily
Call-outs.
Begin making 30 minute rounds ensuring you document the findings in
the TRUSCOPE program. Staff will observed all inmates in continued
lock down status once in the first 30 minute period of the hour ex:
(12:00 -12:30AM) followed by another round in the second 30 minute
period of the same hour (12:30-1:00 AM).This will ensure an inmate
is observed at least twice per hour. These rounds are to be
conducted on an irregular schedule and no more than 40 minutes
apart. All observations must be documented.
8:30 A.M.
Assist the #1 officer Conduct a security and fire inspection of
the unit. Any discrepancies found will be noted on the Fire and
Security Inspection Form. Serious breaches of security will be
immediately reported to the SHU Lieutenant and Operations
Lieutenant. Discrepancies found not of a serious nature will
also be reported and the appropriate work order submitted.
Record any confidential information into the TRUSCOPE program.
This information is used to record important information which
should be passed on to other staff. Conduct a bed book audit and
make any changes pertaining to your bed book/inmate picture card
files. Check the TRUSCOPE program for information and initiate
daily paperwork.
As time permits throughout the shift, you are to conduct searches
of inmate cells. Results will be recorded in the TRUSCOPE
program. Discoveries of hard contraband will be reported to the
SHU Lieutenant and Operations Lieutenant and documented in the
TRUSCOPE program. Showers and other daily activities are begun
according to the posted schedule.
The SHU #1 Officer is responsible for notifying the Control
Center of inmates being admitted or released from the Special
Housing Unit. At no time will you be in possession of the cell
door key without the presence of another staff member.
December 7, 2018 Sensitive But Unclassified 8 of 17
EFTA00108161
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
9:00 A.M.
Verify all release orders signed by the Captain, and other
designated staff. Once releases orders are signed assist the SHU
#1 Officer with processing inmates out of the unit, ensure all
documentation, i.e., property form and the TRUSCOPE program, are
completed prior to the inmate being released from the unit.
Ensure the property forms are filed out accordingly and the
inmate receives a copy. The SHU Lieutenant will be immediately
notified of any discrepancies with the inmate's personal
property.
10:00 A.M.(Weekends and Holidays)
COUNT TIME (Stand-Up Count): The 10:00 a.m. count is an official
stand up count will be conducted at this time. The count will be
conducted as a bed book count when directed by the Operations
Lieutenant. Ensure all areas are clear of inmates, i.e., showers,
bathrooms, laundry rooms etc... The Internal Security Officer or any
available staff member will assist with backing the count. Upon
completing the count, call the count into the C&A Officer by
telephone at extension 6468. Always ensure the correct date, time,
and Officer's printed name and signature conducting the count is
noted on the count slip. All count slips will be written in blue or
black ink and should be clear and legible. Count slips which appear
to be altered will not be accepted. The Internal Officer will pick
up the count slips and take them to the Control Center. Once the
Control Center announces a clear institutional count, record this
information into the TRUSCOPE program.
Between 10:15 A.M. 12:15 P.M. (Weekdays)
LUNCH RELIEF
Contact the department on the current lunch relief schedule to
arrange for staff to relieve you for a 30 minute duty free lunch.
When being relieved, ensure staff have signed the log book
designated for lunch reliefs.
BED BOOK COUNTS: The Bed Books will be utilized for emergency
counts, bad institutional counts and random Bed Book counts
requested by the Shift Lieutenant. When a unit has two
consecutive bad counts, a bed book count must be conducted. In
conjunction with the Bed Book the unit roster will be used to
conduct these counts. Upon receiving a new inmate on the unit,
the unit officer will receive two 3 x 5 cards, one to be utilized
for the bed book, and the other to use for inmate movement. The
bed book card is not to be removed from the bed book
December 7, 2018 Sensitive But Unclassified Page 9 of 17
EFTA00108162
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
11:00 A.M.
Mainline Feeding:
The food carts will be thoroughly searched by SHU staff prior to
entering the Special Housing Unit. Report problems with the meal
to the SHU/ Shift Lieutenant and Food Service staff and ensure
corrective measures are taken before serving commences.
Ensure that all wickets are secured, only one (1) wicket will be
opened at a time for the feeding of the meal. Officers will not
pass or allow anything to be passed from cell to cell. Each
inmate will receive only those items which are on the daily menu
or prescribed dietary menu.
All staff handling food must wear plastic gloves and ensure the
food is served at the proper temperature. Upon completion of the
meal, all trays will be accounted for and placed on the food
cart.
Supervise the removal of all food trays from the cells. Officers
only will pick up all trays and trash from cells. Inmate
orderlies will not be utilized to collect food trays.
12:00 P.M. On Mondays social visiting will begin at this time.
Place all trash in the sally port for pick-up at this time for
preparation of trash call.
12:30 P.M.
PM CENSUS COUNT: A Unit Census Count will be conducted at this time.
Record the results in the TRUSCOPE program and notify the Lieutenant
of any discrepancies. An incident report will be written on any
inmate found in an unauthorized area.
ROUNDS: Ensure assigned staff continue to make frequent, random
rounds of the range in the unit. At a minimum, each inmate must
be checked, at least one time every thirty minutes. During these
security checks, ensure staff pay particular attention to those
inmates who demonstrate suspicious or unusual behavior.
MEDICAL VISITS: During medical visits by the Physician
Assistant, you are responsible for providing an escort during
their rounds on the unit. Ensure the SHU Officers announce the
PA's presence on the range and inmate concerns are addressed.
December 7, 2018 Sensitive But Unclassified Page 10 of 17
EFTA00108163
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
1:00 P.M.
Conduct bar taps in at least five inmate cells. Ensure the
TRUSCOPE program is up to date along with the 292s. Ensure any
pertinent information is documented in the TRUSCOPE program.
3:00 P.M.
All inmate social visiting concludes at this time.
4:00 P.M. Assist the Evening Watch staff with the 4:00 PM Count.
4:15 P.M. End of Tour
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN
PROVIDED**
Officers assigned to this post will not vacate the post unless
properly relieved or instructed to do so by the Operations or
Activities Lieutenants. These post orders are not intended to
describe in detail all the officer's responsibilities. Good
judgment and common sense are expected in all situations not
covered in these post orders.
NOTE: In addition to Post Orders, the Special instructions must
be read in conjunction with post orders(Section 2). Staff
assigned to this post must thoroughly familiarize themselves
with the Program Statement and Institution Supplement on Entrance
Procedures and Inmate Visiting Procedures. This is one of the
most critical areas of the institution due to the potential for
escape.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified 11 17
EFTA00108164
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
POST: SPECIAL HOUSING UNIT OFFICER #2
EQUIPMENT: Key Ring(s)C-27, C-28,C-30,C-31, C-32, C-33,B-32, B-
33, Radio/BA, Metal Detector
All equipment assigned to this post and will be accountable on
the shift to shift inventory form. All 24 hour equipment and key
rings will be logged into the TRUSCOPE program with type of
equipment and key ring numbers.
SHIFT: EVENING WATCH
HOURS OF DUTY: 4:00 P.M. to 12:00 A.M.
NORMAL ROUTINE: All Correctional Officers will report to the
institution according to their assigned work schedule . You are
required to utilize the "Staff Chit Board" whenever you enter
and/or depart from the secured perimeter of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED
SHU DOORS:
Door 27 and Inner Door: Both doors must always remain secured when
not being used. They are to be opened as needed for traffic and
secured immediately. These doors are to be considered a sally port
only, one door will be open at a time unless there is an emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to
guarantee that the inmate is closely monitored and kept separate
from other inmates.
4:00 P.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Evening Watch Officer. After you have
relieved the Day Watch Officer, as the equipment is issued on a 24-
hour basis, you are required to indicate the key ring number and
type of equipment accounted for in the TRUSCOPE program and sign
the location inventory. Count the keys to ensure the number of
keys corresponds with the total number on the key ring chit.
December 7, 2018 Sensitive But Unclassified Page 12 of 17
EFTA00108165
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
Key rings must be secured to a belt by clips and a metal chain.
Contact the Control Center on #333 and test your Radio/Body Alarm.
Begin making watch calls at this time. Watch calls will be made
every 30 minutes from the hours of 6:00 PM to 6:00 AM.
Unit officers must maintain a log of pertinent information
regarding inmate activity, detailing time, persons involved (if
pertinent) and the event. These entries recorded into the TRUSCOPE
program. Begin making 30 minute rounds ensuring you document the
findings in the TRUSCOPE program. Staff will observed all inmates
in continued lock down status once in the first 30 minute period of
the hour ex: (12:00 -12:30AM) followed by another round in the
second 30 minute period of the same hour (12:30-1:00 AM).This will
ensure an inmate is observed at least twice per hour. These rounds
are to be conducted on an irregular schedule and no more than 40
minutes apart. All observations must be documented.
It should be clearly understood that none of these activities are
to take place until the Day Watch officer is relieved. It should
be noted that it is understood that not all of the above will be
accomplished by or before the count.
COUNT TIME: The official count will be announced at this time. The
Internal Security Officer or available staff will assist with
backing the count. The same count procedures will be used now as
with all other counts. Upon completing the count, call the count
into the C&A Officer by telephone at extension 6468. Always ensure
the correct date, time, and Officer's printed name and signature
conducting the count is noted on the count slip. All count slips
will be written in blue or black ink and should be clear and
legible. Count slips which appear to be altered will not be
accepted. The Internal Officer will pick up the count slips and
take them to the Control Center. Once the Control Center announces
a clear institutional count, record this information in the
TRUSCOPE program.
BED BOOK COUNTS: The Bed Books will be utilized for emergency
counts, bad institutional counts and random Bed Book counts
requested by the Shift Lieutenant. When a unit has two
consecutive bad counts, a bed book count must be conducted.
December 7, 2018 Sensitive But Unclassified Page 13 of 17
EFTA00108166
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
In conjunction with the Bed Book the unit roster will be used to
conduct these counts. Upon receiving a new inmate on the unit,
the unit officer will receive two 3 x 5 cards, one to be utilized
for the bed book, and the other to use for inmate movement. The
bed book card is not to be removed from the bed book
4:30 P.M.
Conduct a security and fire inspection of the units. Any
discrepancies found will be noted on the Fire and Security
Inspection Form. Serious breaches of security will be
immediately reported to the Operations Lieutenant. Discrepancies
found not of a serious nature will also be reported and the
appropriate work order submitted. Record any confidential
information into the TRUSCOPE program. Conduct a bed book audit
and make any changes pertaining to your bed book/inmate picture
card files. Check the TRUSCOPE program for information and
initiate daily paperwork.
Dinner Meal: All food trays, utensils, cups, containers, etc.
must be removed from the cells at the end of the meals. Inmates
are not permitted to retain any food trays, utensils, or other
items provided during the meal. The SHU Officers will ensure that
all meals are properly heated and distributed. All staff handling
food must wear plastic gloves and ensure the food is served at
proper temperature utilizing the microwave. Inmate orderlies will
not assist with the feeding process. The SHU Officers will
conduct the feeding of the inmates and the retrieval of the food
trays. All inmate food trays will be issued and retrieved by
staff only.
Ensure that all wickets are secured, only one (1) wicket will be
opened at a time for the feeding of the meal. Officers will not
pass nor allow anything to be passed from cell to cell. Each
inmate will receive only those items which are on the daily menu
or prescribed dietary menu. At no time will meat items with
bones be served to inmates. Officers will not pass nor allow
anything to be passed from cell to cell. Each inmate will
receive only those items which are on the daily menu or
prescribed dietary menu
5:00P.M.
The total tray count entering and departing the unit will be
annotated in the TRUSCOPE program by the SHU #1 Officer. Social
Vising Begins (Mondays only)
December 7, 2018 Sensitive But Unclassified Page 14 of 17
EFTA00108167
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
6:00 P.M.
Begin to conduct inmate mail call. Never give an inmate mail
unless it belongs to him/her. If an inmate has moved to another
unit, contact the Internal Officer to deliver it to the
appropriate unit.
Mail for inmates who have been transferred to another institution
will be placed back in the mail bag and returned to the Mail
Room. Inmate mail will not be left in the unit. All undelivered
mail will be returned to the Mail Room. During your shift, you
are responsible for ensuring a comprehensive security inspection
of the unit is completed and properly documented on the Security
Inspection form. Cell sanitation on the unit, and telephone calls
will be conducted on the assigned days.
As time permits throughout the shift, you are to conduct searches
of inmate cells. Results will be recorded in the TRUSCOPE
program. Discoveries of hard contraband will be reported to the
Operations Lieutenant and documented in the TRUSCOPE program.
After completing at least five shake downs in your unit, reflect
the correct information in the TRUSCOPE program.
Begin making watch calls to the Control Center by calling
extension 333 or via radio every half hour. These calls are
mandatory and are designed for your safety as well as the
security of the institution.
8:00 P.M.
Continue conducting the necessary paper work for the unit and
ensure that all tasks have been accomplished through-out the
shift. Begin conducting bar taps at this time. Social visiting
concludes.
December 7, 2018 Sensitive But Unclassified Page 15 of 17
EFTA00108168
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
10:00 P.M.
The official (Stand-up) count will commence at this time. The
use of the flashlight for this count may be necessary. Upon
completing the count, call the count into the “A Officer at
extension "6468" . Always ensure the correct time, date, and
Officers printed name and signature conducting the count are
noted on the count slip. Upon completion of the count continue
to conduct checks of the unit. Trash call will be announced when
there is a clear count. Place all trash in the sally port for
pick-up.
11:40 P.M.
Ensure all pertinent information is annotated in the TRUSCOPE
program.
12:00 A.M.
END OF TOUR
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN
PROVIDED**
NOTE: In addition to Post Orders, the Special instructions
must be read in conjunction with post orders (Section 2). Staff
assigned to this post must thoroughly familiarize themselves with
the Program Statement and Institution Supplement on Entrance
Procedures and Inmate Visiting Procedures. This is one of the
most critical areas of the institution due to the potential for
escape.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
Post Orders, log books and the TRUSCOPE program are confidential
documents and should never be left unattended or in an area
accessible to inmates.
Post Orders must be secured at all times when not in use by
staff.
December 7, 2018 Sensitive But Unclassified Page 16 of 17
EFTA00108169
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #2
THIS IS NOT AN ARMED POST
It is the responsibility of the employee to inform the employer
of the fact they have not been able or afforded the opportunity
to read such orders. The employer will then advise the employee
of the general requirements of the post, and answer any
questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based
upon their training and experience and will make reasonable
efforts to read the post orders as soon as practicable.
After reading the post orders, the employee must sign and date
the Post Order Review Sheet which is located in Section 5 of this
document
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
These Post Orders are guidelines, not orders to work before or after
regularly scheduled shifts.
There will be no ad or deletions to these post orders without
the written conse• Captain.
Jermaine C. r en, Captain Date
December 7, 2018 Sensitive But Unclassified Page 17 of 17
EFTA00108170
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) AEROSOL SPRAY POST.
IF YOU ARE ASSIGNED A POST THAT REQUIRES YOU TO CARRY THE MK-4
PEPPER SPRAY AND YOU ARE NOT TRAINED OR QUARTERLY RE-CERTIFIED
IT IS YOUR RESPONSIBILITY TO NOTIFTY THE OPERATIONS LIEUTENANT
PRIOR TO ASSUMING THE POST.
STAFF TRAINING AND ACCOUNTABILITY:
All staff (including sick and annual reliefs) assigned to an OC
aerosol dispenser post will receive the required training, and go
through quarterly re-familiarization training prior to assuming
their post each quarter. Training will include, but is not limited
to, proper carry and security of an OC aerosol dispenser, use of
force policy and the definition between immediate and calculated
use of force. These post orders will be read prior to working
designated posts or when this cannot be accomplished, the shift
Lieutenant must be notified immediately. The Operations Lieutenant
will ensure staff have read, understand and signed the post orders.
Staff will be held responsible for guidance outlined in national
and local policies, post orders, position descriptions, and general
guidance issued related to posts designated with an OC aerosol
dispenser. Officers and Lieutenants who have not received OC
specialty training are not authorized to carry an OC aerosol
dispenser.
If you believe you need additional training or unfamiliar with
the OC aerosol dispenser, notify the Operations Lieutenant
immediately.
USE OF FORCE/EMERGENCY RESPONSE PLANS
A post assigned with an OC aerosol dispenser is in addition to
emergency response plans already in place. Local written procedures
will continue to be in effect and the OC aerosol dispenser is an
enhancement in staff and inmate safety, included in these post orders.
These procedures will outline steps to be taken in case
immediate force is required as a result of a serious assault,
recreation yard incidents, or other serious incidents during all
shifts. Trained officers can use immediate force without the
presents of a supervisor.
December 7, 2018 Sensitive But Unclassified Page 1 of 14
EFTA00108171
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Once you have assumed your position/post, check the OC aerosol
dispenser, along with the other equipment assigned to the post, for
any defects. In the event there are defects or leakage to the OC
aerosol dispenser, notify the Operations Lieutenant and/or the
Security Officer, and document in TRUSCOPE program any defects noted.
In the event of an accidental discharge, decontaminate yourself
and notify the Operations Lieutenant. Once you have
decontaminated yourself with soap and water and notified the
Operations Lieutenant, decontaminate the affected area with
soap and water, and ventilation if possible.
The usage of an OC aerosol dispenser must be limited to the
performance of official duties only. Staff are again reminded
that use of the OC aerosol dispenser outside established
policies and procedures will result in staff disciplinary
action.
The preferred method of resolution is through verbal
intervention. However, the safety of staff and inmates in any
dangerous encounter is paramount and may require the use of
an OC aerosol dispenser. Staff may use the necessary amount
of force only as a last alternative after all other reasonable
efforts to resolve the situation have failed. Staff may use
the necessary amount of force to gain control of the inmate,
to protect and ensure the safety of inmates, staff and others,
to prevent serious property damage, and to ensure institution
security and good order.
The OC aerosol dispenser must be carried in an approved holder,
leather/nylon belt loop holster, specifically designed to hold
an OC aerosol dispenser. No other method of carrying the OC
aerosol dispenser is authorized, i.e., cargo pocket.
The full cone spray has an effective range of 10 to 12 feet
but should not be used closer than 4 feet.
In the event the OC aerosol dispenser is required the following
steps should be used:
1. Fingers of the drawing hand should be extended and firmly
gripping the aerosol dispenser.
2. Staff should assume an appropriate defensive stance and
continue with verbal commands.
3. Place thumb on the actuator.
December 7, 2018 Sensitive But Unclassified Page 2 of 14
EFTA00108172
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
4. Spray the facial area, specifically the eyes, delivering
one two-second burst. Once the OC aerosol spray has been
dispensed, staff should step back to avoid being
contaminated by the spray and maintain direct supervision
of the inmate(s). Continue with verbal commands.
5. Allow the OC aerosol spray to work while providing verbal
commands to the inmate (e.g., lay face down with arms
spread).
6. Evaluate the response of the inmate(s). If the inmate(s)
does not submit to restraints and/or comply with staff
orders within 15 seconds, a second two-second burst is
authorized. After a second assessment, or if the
inmate(s) has not complied with staff commands,
alternative methods to control the situation may be
pursued.
7. Decontamination procedures include fresh air and the use
of soap and water within 15 minutes, or as soon as possible,
after OC aerosol spray has been applied. Normally, this
is done before the medical assessment.
8. Once the OC aerosol spray is used and the inmate(s) is
in restraints, Health Services staff will be notified
immediately. A medical assessment will be performed to
determine if the inmate(s) sustained any injuries.
9. When an immediate use of force is necessary (e.g.,
involving serious bodily harm, etc.), staff are obligated
to obtain a camera and begin recording the event as soon
as it is feasible. As soon as control of the situation
has been obtained staff must record information on:
circumstances that required the need for immediate use
of force; identification of the inmate(s); injuries; and
staff, and others involved. (See PS 5566.06, Use of Force
and Application of Restraints).
A reasonable correctional workers perception of the events
would govern the use of the OC aerosol dispenser in situations
which require an immediate response to an emergency situation.
The Warden should be notified as soon as possible after any
such use. Documentation is to be submitted in accordance with
the Program Statement Use of Force and Application of
Restraints.
December 7, 2018 Sensitive But Unclassified Page 3 of 14
EFTA00108173
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Oleoresin Capsicum delivery systems are authorized to be used
for immediate response to situations in which an inmate cannot
be approached without danger to self or others; and it is
determined that a delay in bringing the situation under control
would constitute a serious danger to the inmate or others.
RETENTION AWARENESS:
Ensure the OC aerosol dispenser is properly fastened to your
duty belt and firmly secured inside the holster. When
confronting an inmate position your body so the OC aerosol
dispenser faces away from the inmate, maintain a safe distance,
and continue with verbal commands.
INTRODUCTION:
Staff will report for duty in the proper uniform. The primary
responsibilities of the SHU OIC are security, supervision, safety,
and accountability of inmates. Each inmate will be checked a minimum
of once every thirty minute period at irregular intervals. The checks
will be entered in the 30 Minute portion of the TRUSCOPE program.
The officers are responsible for ensuring security inspection
discrepancies are appropriately documented and routed. Sanitation
of the unit is critical for the operation and will be maintained
at the highest level. All emergencies will be reported to the
Operations Lieutenant immediately.
Every officer must read and sign the Post Orders prior to assuming
the duties of this position. As a SHU Officer you will be working
under the direction of the SHU Lieutenant and/or the Operations
Lieutenant. You are required to advise the Operations Lieutenant
of your presence when you arrive for duty. You will maintain the
TRUSCOPE program throughout your shift. The TRUSCOPE program will
accurately reflect all pertinent information concerning the housing
unit, equipment accountability, inmate population, unit count, and
inmate activity as well as other specific information pertaining
to your tour of duty.
All Correctional Services staff will review and sign the Inmate Posted
Picture File on a monthly basis
ENTRANCE PROCEDURES:
The SHU #1 controls entrance to the Special Housing Unit. Only the
SHU #1 will approve the opening of the entrance by the Control Center.
The SHU #1 will ensure the inner door to the unit is secured prior
to approving the opening of the outer door by the Control Center.
The inner and outer doors will never be open at the same time.
December 7, 2018 Sensitive But Unclassified Page 4 of 14
EFTA00108174
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
No one will enter the Special Housing Unit without showing proper
identification when requested by the SHU #1. All visitors whom are
unknown will be challenged for proper identification. All inmates
entering and exiting the Special Housing Unit will be visually
searched and screened with a hand-held metal detector prior to
entering the unit. The SHU #1 will ensure this procedure is
completed.
ENTRANCE LOGS:
The Visitors Log will be maintained at the entrance of SHU. All
persons visiting this unit will utilize this log to document their
visit to the Special Housing Unit. The log is organized by
discipline. On Saturday, the evening watch SHU #1 will collect the
logs, and prepare the new logs for the new week.
VISUAL SEARCHES:
Any inmate who enters into, and/or departs from the Special Housing
Unit will be visually searched, to include the hand-held metal
detector, no exception. This includes inmates entering the unit
for work details, UDC/DHO hearings, and the Unit Barber.
CELL INSPECTION FORMS:
The SHU OIC will ensure a Cell Inspection Report is completed; to
include the inmates and the inspecting officer's name/signature.
This report will be maintained in the inmates SHU File. The inmate
must verify the condition of his cell on this form. If anything
is broken, missing, cracked, etc., the inmate is responsible for
advising staff upon admission to the cell. The inmate is responsible
for the contents of his assigned cell. If the inmate refuses to
sign the form, the officer will note on the form the inmate refused
to sign.
CELL ROTATION AND CELL SEARCHES:
All SHU staff are expected to conduct searches of the Special Housing
Unit. The morning watch officer(s) will conduct searches of the
common areas and document their findings in the Search section of
the TRUSCOPE program. The day watch officer(s) will conduct a search
of every inmate's cell who attends recreation. The evening watch
officer(s) will conduct a minimum of five (5) cell searches during
their shift. The entire Special Housing Unit will be searched each
and every week. Officers will pay particular attention to the
sink/commodes, showers, and vents. Staff will inspect under the
beds and desks. Inmates will be rotated to a new cell assignment,
at a maximum of every 21 days. This will be performed by the SHU
Officer(s) on the Day Watch.
December 7, 2018 Sensitive But Unclassified Page 5 of 14
EFTA00108175
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The SHU #1 will document the rotations in sentry and the SHU report.
Note: If an inmate refuses a cell rotation, an incident report must
be written and the SHU Lieutenant must be noticed.
CELL SANITATION:
The evening watch SHU Officers will provide inmates with the necessary
cleaning supplies o to properly sanitize their assigned cells. The
cleaning supplies will be issued to the inmates through the food
slot. The SHU Officers will be responsible for delivery of the
cleaning supplies to the inmates through the food slot.
Under no circumstances will cleaning equipment be allowed to remain
in a cell after cleaning.
LAUNDRY:
When clean laundry is brought to the Special Housing Unit, the SHU
#1 MUST ensure the clothing is thoroughly searched, to include use
of a metal detector, prior to inmates receiving the clothing.
Although this procedure is time consuming and tedious, it is very
important to control the introduction of contraband.
LAN PASSWORD:
Staff working in SHU should have a computer LAN system password to
access WORD documents and GroupWise. Additionally, staff should
have a password to access sentry and the SHU Program.
DISPOSABLE RAZORS:
Inmates are permitted to use disposable razors to perform personal
hygiene necessities. The razors will be issued, collected, and
accounted for by the D/W SHU Range Officers. The SHU Range Officers
will conduct an audit of the disposable razors as soon as they report
for duty. The SHU Range Officers will offer and issue disposable
razors to inmates on Monday, Wednesday, and Friday.
Note: Inmates assigned to the Special Housing Unit who are on trial,
or who are scheduled to report to court, will be given the opportunity
to shave, on any day, if they request to use the razor. Always direct
the inmate to leave the razor on the food slot when he/she returns
it to you. Never allow the inmate to hand you the razor to reduce
the chance of an assault.
December 7, 2018 Sensitive But Unclassified Page 6 of 14
EFTA00108176
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SHOWERS:
The SHU #1 will ensure the appropriate entries are completed on the
inmates BP-292 when inmates are afforded the opportunity to shower.
Special Housing unit inmates will be escorted by the range officers
to the showers on Mondays, Wednesdays and Fridays. At this time the
inmates will receive hygiene supplies (toilet paper, soap, toothbrush
etc.
All toothbrushes will be no longer than three (3) inches in length.
COMMISSARY:
The approved Commissary List will be used for inmates housed in A/D
and D/S status. All Commissary slips will be forwarded to the SHU
Lieutenant for review prior to being sent to the Commissary.
LAW LIBRARY:
The SHU law library is available for the inmates. The inmate must
submit an Inmate Request to Staff Member requesting use of the law
library. The SHU #1 will place the inmate on a waiting list in the
appropriate log book upon receipt of the request. The SHU #1 will
record in the law library logbook when an inmate uses the library.
Legal material not available in the SHU Law Library can be requested
by the inmate from the Education Department. This is accomplished
by the inmate submitting an Inmate Request to Staff to the Education
Department.
SOCIAL TELEPHONE CALLS:
Inmates are permitted to use the telephone in the Special Housing
Unit once every thirty (30) days while housed in the Special Housing
Unit. An inmate will submit an Inmate Request to Staff prior to
the day he/she requests to use the phone. Additionally, inmates will
be authorized to utilize the telephone within the first 7 days of
arrival to the special housing unit. The SHU#1 will record in the
proper logbook each time an inmate is authorized to use the telephone.
LEGAL TELEPHONE CALLS:
Inmates must be permitted access to their attorneys. The inmate
will submit an Inmate Request to Staff Member to their respective
unit team. There is a Legal Telephone Log Book in the Special Housing
Unit. All Legal calls will be recorded in this log book. Legal
phone calls will be recorded by the Unit Team member affording the
inmate the call.
December 7, 2018 Sensitive But Unclassified Page 7 of 14
EFTA00108177
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
RECREATION:
While assigned to the Special Housing Unit, inmates have the
opportunity to recreate for five hours per week. The five hours
will be broken down into one-hour increments throughout the week.
Inmate files, BP-292's, and any other pertinent information must
be reviewed prior to scheduling the inmates for recreation. Staff
must ensure all precautions are taken to prevent inmates with
SEPARATION status, REC/CELL ALONE, or Protective Custody from
recreation with other inmates.
The Recreation Officers will place the inmates in handcuffs, and
then escort them from their assigned cells to the recreation area.
The inmates will be pat searched and metal detected prior to entering
the recreation cell. The recreation cell will be secured then the
inmate's restraints will be removed. Staff will ensure the
recreation cages are searched before and after inmates receive
recreation.
**NOTE** In the event of inclement weather, e.g. cold weather, inmates
will be issued jackets or other available inclement weather clothing
for use on the recreation decks.***
COUNTS:
The following procedures will be strictly adhered to and will be
enforced by all staff. There will be no inmate movement during
Official Counts. All inmates assigned as Orderlies will be secured
in their cell during all counts. All counts will be conducted by
two staff members. All count slips will be signed in blue or black
ink by both staff members. All inmates in the unit will stand for
the 4:00 P.M. and 10:00 A.M. count. The 10:00 A.M. count will be
conducted on weekends and holidays. All official counts will be called
into the C&A Officer at ext. 6468. The SHU#1 will log the count
in the Unit Log Book.
HAIRCUTS:
Haircuts will be approved for once a month. The barber shop will
be operational on the day watch shift, on Saturdays. The inmate
will have to request a haircut via the "Request to Staff Member Form"
(cop-out). The assigned Barber will be escorted to the Special
Housing Unit. The inmate will be visually searched with the results
documented in the search portion of the TRUSCOPE program.
December 7, 2018 Sensitive But Unclassified Page 8 of 14
EFTA00108178
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INMATE ORDERLIES:
Any inmate assigned as the orderly in the Special Housing Unit must
be approved by the Captain. The SHU Lieutenant will route a memorandum
seeking the Captains approval for all orderlies. It is the SHU
Officers responsibility to ensure the SHU Orderlies are properly
supervised and accounted for at all times.
All staff are responsible for ensuring restrained and un-restrained
inmates do not have the opportunity to come into contact with each
other. The SHU Orderlies must be secured behind a locked door before
any inmate can be safely moved into or within the housing unit.
INMATE PROPERTY:
The SHU PROP Officer is responsible for the inmate's property while
assigned to the Special Housing Unit. The SHU PROP Officer will ensure
the property of inmates placed in SHU is reviewed, properly stored,
and accounted for in the SHU Property Room. The SHU#1 Officer will
secure all new commits to the unit property in the property cage
when no property officer is available.
MAIL:
All outgoing general Correspondence must be left unsealed with the
exception of legal mail, which will be sealed by the inmate. The
SHU Officers must review and inspect the outgoing correspondence
prior to sealing the envelopes. The staff members are searching
for intelligence, and contraband. All outgoing legal mail will be
bundled separately for the Mail Room Staff. All S.A.M.S. inmates,
also inmates on the mail monitoring list mail will be forwarded to
S.I.S. Mail will be passed out immediately following the official
4:0O P.M. count.
MEALS:
The SHU OIC will ensure all food carts are locked upon delivery to
the Special Housing Unit. Food Carts will be searched inside and
out, to prevent the introduction of contraband into the Special
Housing Unit. All meals will be counted to verify the required meals
have been delivered. Any discrepancies will be reported to the Food
Service Foreman immediately.
The meals will be properly heated and distributed by the SHU staff.
The inmate orderlies will not assist in the feeding of the unit
population in any way.
December 7, 2018 Sensitive But Unclassified Page 9 of 14
EFTA00108179
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The SHU Officers issue the meals in the unit. The cell door food
slot will be opened, food trays placed on the slot, and then secured.
Food slots will not remain open during the meal. No more than one
food slot is to be open at a time.
Staff will inspect and count all food trays and lids given to inmates
for the meal. Any food service items which goes into the cell for
the meal MUST come out of the cell after the meal. Ensure the food
trays and lids are in the same condition as when they were delivered.
MEDICAL:
A Physician's Assistant will make daily rounds in the SHU to attend
to the inmate's medical needs. Medical requests will be telephoned
to the medical staff by the SHU #1 on an as needed basis. Medical
appointments outside the unit will be coordinated by the medical
staff through the SHU Lieutenant. The SHU #1 will ensure the Duty
PA signs the BP-292's in the appropriate section each day.
RELEASE FROM ADMINISTRATIVE DETENTION (AD) & DISCIPLINARY
SEGREGATION (DS) status:
The Disciplinary Hearing Officer (DHO) and the Unit Disciplinary
Committee (UDC) have the authority to release an inmate from SHU.
The Release Form must be completed and signed by the Captain or
designee prior to an inmate being released. This is to ensure there
are no separation issues or other security concerns which would
preclude the inmate's release. The Control Center and the C&A Officer
will be notified of all releases.
SECURITY PROCEDURES:
All inmates will be cuffed from behind prior to being moved. If
there are two inmates assigned to a cell, both inmates must be cuffed
before the cell door is opened. When preparing to move an inmate,
the escorting staff must maintain constant visual supervision of
the inmate. All offices and supply storage areas will be secured
prior to any inmate movement. If there are two inmates in a cell
then two staff will be present before opening the cell door. Both
inmates must be restrained. For those inmates deemed as Three or
Four-Man Hold, the Operations Lieutenant will be notified for
additional staff assistance prior to opening the cell. A Lieutenant
must be present when an inmate on this status is to be moved. At
no time will the number of inmates being transported from one secure
location in the unit to another exceed the number of staff present
in the unit.
December 7, 2018 Sensitive But Unclassified Page 10 of 14
EFTA00108180
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The unit food slots will not be left unsecured. Any time a food slot
is opened, a SHU Officer will be present at the food slot. If a
staff member needs to speak to an inmate, the voice box, located
on the cell door, will be utilized. If a staff member needs to provide
the inmate with documents or any approved items, the SHU Officer
will open the slot, allow the item(s) to be passed, and secure the
.slot immediately. The food slots are security devices and leaving
the slot unsecured defeats the security. During main line feeding,
one slot will be opened, the food items will be passed, and then
the slot will be secured. No more than one slot will be opened at
any time on the range.
INMATE FILES:
Upon the inmate's admission to the Special Housing Unit, the SHU
#1 will create a SHU file. All forms will be typed, and completed
in their entirety. Any discrepancies will be reported to 'the SHU
Lieutenant immediately.
NOTE: The SHU #1, on the morning watch shift, is responsible for
conducting an audit of the inmate SHU files each and every night.
The SHU #1 will ensure all of the required forms are contained within
each inmates SHU file. Any missing forms will be reported to the
SHU LT in the morning. Any forms the SHU #1 is able to initiate,
he/she will complete the forms to ensure the forms are maintained
in the inmates SHU file.
SPECIAL HOUSING UNIT RECORDS FORM: (BP-292)
The Special Housing Record Form shall be used to record meals,
recreation periods, and other pertinent information concerning the
inmate's confinement in SHU.
FIRE AND SECURITY CHECKS:
Officers assigned to the special housing unit are required to conduct
daily fire and security checks throughout the unit daily. The checks
will be frequent but irregular so that a pattern does not develop.
The security checks will be documented on the 30 Minute Log Book.
EMERGENCY SITUATIONS:
USE OF FORCE/USE OF RESTRAINTS:
P.S. 5566.06 states: The Bureau of Prisons authorizes staff to use
force only as a last alternative after all other reasonable efforts
to resolve a situation has failed. When authorized, staff shall
use only the amount of necessary force to gain control of the inmate.
This program statement must be read for a clear understanding of
all required procedures.
December 7, 2018 Sensitive But Unclassified Page 11 of 14
EFTA00108181
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
For inmates who are contained in a cell and present no immediate
danger to themselves or others, but are exhibiting aggression or
threatening behavior, the SHU Lieutenant or Operations Lieutenant
will be notified immediately. At no time will a cell be opened until
sufficient staff is present to control the situation.
For situations which present immediate danger to staff or inmates,
again, only the amount of necessary force to contain the inmate(s)
may be used, however, immediate request for assistance, i.e., body
alarm, triple deuces alarm, or radio will be made.
Staff are authorized to begin the videotaping of an incident without
the authorization of the SHU Lieutenant and/or the Operations
Lieutenant. Videotaping is the first step in confrontation
avoidance techniques. Many inmates calm down, and become compliant,
once the videotaping begins. When the use of force team technique
is applied, and an inmate is secured in restraints in a cell, the
SHU #1 must ensure 15 minute checks are conducted by the SHU staff
and documented on the back of the BP-292, and the 15 Minute Check
form.
The inmate must be checked by a Lieutenant, afforded the opportunity
to use the restroom, and/or turned over every two hours if he/she
is restrained to the bed (four-pointed). The checks must be
documented on the BP-292 and restraint check form. The inmate must
be checked by the Duty PA twice in an eight-hour period. The SHU
#1 will ensure this occurs and will document this occurrence on the
BP-292 and restraint check form.
Any staff member participating in an immediate use of force, a
calculated use of force, or is a victim of an assault, must submit
a supporting memorandum regarding the incident to the Operations
Lieutenant.
FIRST RESPONDER INSTRUCTIONS:
If a body alarm, deuces alarm or other institution emergency is
sounded Special Housing Unit staff will not normally respond unless
directed to by the Operations Lieutenant Staff in the Special
Housing Unit must ensure enough staff are present before attempting
to resolve any emergency in the Special Housing Unit. It will be
the responsibility of the SHU #1 Officer on every shift to ensure
the fire alarm panel is tested and is in working order. Any
discrepancies will immediately be reported to the SHU or Operations
Lieutenant.
December 7, 2018 Sensitive But Unclassified Page 12 of 14
EFTA00108182
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
if a fire alarm is sounded in the unit, staff are responsible for
checking each individual cell before clearing an alarm. If an inmate
breaks a sprinkler head in his cell, staff will turn the water to
the sprinkler head off pending repair.
Duress alarms in the unit are designated for use by inmates during
medical or other emergency situations. Staff will be required to
respond quickly to the activation of duress alarms to determine the
nature of the emergency. Any inmate who activates the duress alarm
for a nonemergency situation will be warned of the improper use of
the duress alarm system. A second false activation will subject
the inmate to disciplinary action specifically; an incident report
will be issued for code 317, failure to follow safety regulations.
VISITING PROCEDURES:
Social visits will be conducted in the 9-South visiting room. Inmates
housed in SHU, will visit on Mondays. All other inmates will conduct
their legal and social visits in the visiting rooms located on the
floor they are housed. Legal visits in SHU will be held in the attorney
conference visiting rooms located on the third floor. High Security
inmates will visit in Special Housing unless authorization is
approved by the Captain to visit on the third floor
WORK DETAILS:
Any inmates entering the Special Housing Unit will be visually
searched upon entry into the unit. The visual search will be
documented in the TRUSCOPE program. All tools will be accounted for
and inventoried on the SHU Tool Inventory forms. The Detail Foreman
is responsible for the direct and constant supervision of their detail
inmates while working in the Special Housing Unit. At no time will
an inmate on a work detail have any contact with an inmate housed
in SHU. The arrival/departure of the inmate details will be documented
in the SHU logbook.
BAR TAPS:
The SHU #1 will ensure all bar taps are conducted on all bars and
window frames throughout the unit once a week. Bar taps will take
place on every shift. The result of the bar taps will be documented
in the TRUSCOPE program.
Hostages Situation:
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE,
REGARDLESS OF RANK, IF TAKEN HOSTAGE HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified T'age 13 - 14
EFTA00108183
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
These Post Orders are issued as guidelines for Officers and are not
intended to completely describe all aspects of this post. Additional
assignments and duties maybe assigned by the shift supervisor after
assuming your post. Each officer is expected to exercise good
judgment and initiative during situations not specifically covered
by these Post Orders. All Officers are expected to execute their
duties in a competent and professional manner.
Jermaine C. Captain Date
December 7, 2018 Sensitive But Unclassified Page 14 of 14
EFTA00108184
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INTRODUCTION:
The General Post Orders are designed to aid each Correctional
Officer in understanding the correctional philosophy of the Bureau
of Prisons, and as a basic guide to the policy and operations within
your facility. It should be emphasized that these post orders are
not intended to be a substitute for Bureau of Prisons policy, and
should not be interpreted as such. The primary purpose is to provide
the Correctional Officer with a general review of correctional
procedures and serve as a resource to locate more detailed and
specific information. Although the information in the General Post
Orders is not classified, it will be treated as "Restricted".
Caution should be exercised to assure that this material is not
disseminated to unauthorized persons.
PERSONAL APPEARANCE:
All necessary articles of Officer's clothing are issued without
cost. (Uniform allowance) It is the officer's responsibility to
present a neat, professional appearance at all times. Only
authorized Bureau of Prisons clothing is approved for wear while on
duty of any post. If you wear a blazer, or a long sleeve shirt, you
are required to wear a tie. Shoes should be shined at all times.
All staff are required to wear the stab resistant vest which is
supplied by the Bureau.
POSTED PICTURE FILE:
The posted is picture file is reserved for inmates considered as
serious escape risks, sexually deviant, or who have a record of
extreme assaultive behavior, etc. Inmates will be placed on this
status by the SIS Department. Officers are required to review and
sign this file on a monthly basis in order to be familiar with these
inmates; especially those assigned to their work details or housing
units. The Electronic Posted Picture Files are located on the sally
port BOPWare Program for MCC New York.
POST ORDERS:
Post Orders are general instructions designed to aid the
Correctional Officer in the daily operation of each custodial post.
Each officer should review the Post Orders, prior to assuming the
the
post for the first time, during a quarter. The master file of
copy of
Post Orders are maintained in the Lieutenants' Offices. A
e facilit ies
the Post Orders shall also be kept on site, if adequat
them.
are available to prohibit offenders from having access to
and kept secured and
Post Orders are to be treated as "Confidential"
the post
away from inmates at all times. No changes will be made to
orders without authorization from the Captain.
December 7, 2018 Sensitive But Unclassified Page 1 of 29
EFTA00108185
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
EMERGENCY PROCEDURES
EMERGENCY PLAN IMPLEMENTATION: Each officer is required to review
the fifteen basic emergency plans which are located in the Command
Center. Each staff member is required to sign indicating they have
reviewed the contingency plans for the year. During emergency
situations, officers assigned to a specific area are responsible for
the accountability of all inmates and staff in their areas unless
otherwise directed.
EMERGENCY WARNING SYSTEMS: The Control Center serves as the central
receiving area for emergency warnings. The Control Center Officer
will immediately notify the correctional supervisor and other
authorized officials in order to summon help to the designated
areas.
*Any person held hostage shall be considered under duress, and any
orders issued by such person, regardless of rank, and including the
Warden, shall be disregarded.
TELEPHONE "222": This number is a system for reporting emergencies
at the institution. Whenever possible, remain on the line to relay
necessary information to the Control Center. If a situation occurs
that makes it impractical to remain on the line, be sure the
telephone is ringing the Control Center before leaving the immediate
area. This number also rings into the Correctional Supervisor's
Office. The "222" telephone system will be tested weekly.
BODY ALARMS:
"Body Alarms" should be considered only as an auxiliary to the
emergency alarm system telephone number 222, and do not supersede
the dial alarm if a telephone is convenient or appropriate to use.
Only the "general area," e.g., specific unit, can be determined by
the Control Center when this alarm is used. Officers will not
tamper with or attempt to repair the transmitter units. The body
alarm tests will be conducted in the following manner. The Control
Center Officer will contact the staff member with the body alarm
advising them that a body alarm test is being conducted. The Control
Room Officer will verify the body alarm number and direct the staff
member to activate the body alarm by depressing the red button
located at the top of the unit. Once the test has been successful
the Control Room Officer will advise the staff member that the test
was a good test, and advise them to clear the alarm and conduct a
to
radio test. After performing this procedure the unit is now ready
receive radio transmissions and send an alarm to summon staff
assistance if needed.
WATCH CALLS:
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The watch call is an official report that everything on an officer's
post is secure and in good order. Watch calls are made every thirty
(30) minutes from 6:00 p.m. to 6:00 a.m. All officers should
identify the watch call, and state his/her name and post. Watch
calls will be made between the hours of 6:00PM and 6:00AM by dialing
"333" using the telephone.
EQUIPMENT:
Equipment needed varies with each assignment and is outlined in the
individual Post Orders. Generally, equipment issued will be a
combination of keys, portable radio, and detail pouch. A flashlight
is required during the evening and morning watch shifts.
• Flashlight: Flashlights and batteries are issued as needed
from the Control Center and are receipted by key chits. All
morning watch and evening watch officers are required to have a
flashlight as part of the equipment for the post. Flashlights
remaining on the unit need not be receipted for with key chits.
Replacement batteries are available from the Security Officers,
on an exchange basis.
• Radios: Radios are for employee use only. Employee using
portable units normally identify themselves by stating their
name and/or location/job assignment. Radios are issued by the
Control Center and are receipted for with a key chit. Officers
will have a radio only when specific assignments require its
use. For emergencies, portable radios provide a direct contact
with the Control Center.
• Keys: Keys issued to employees will be receipted by metal key
chits. Only the necessary keys to work a specific job or
assignment will be issued. Officers carrying keys away from
the institution will be instructed to return them immediately.
Employees are responsible for the number of keys included in
any set issued to them and will never remove keys from the set.
Upon receipt of keys, each employee has the responsibility to
count the number of keys on each set.
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Detail Pouches: Each employee in charge of a detail assumes
responsibility for the custody, control and conduct of all
inmates assigned to his/her detail. Both Unit Officers and
those staff members having details will pick up their detail
pouches prior to reporting to their assignment, and are
responsible for turning them in at the end of the working day.
• Body Alarm: Unit Officers assigned to posts with body alarms
are required to carry the body alarm on their person on every
shift. If an individual is relieved from a post that is
assigned a body alarm, the relieving officer will be given the
body alarm to carry. Normally, body alarms will not be removed
or carried from the post to which assigned but should it become
necessary, the Control Center MUST be contacted and the staff
member given authorization to move with the body alarm. The
purpose of this is to allow the unit Officer to be in constant
communication with the Control Center. A check of all issued
units for proper functioning will be made at the beginning of
every shift. Further instructions in the utilization of these
transmitters will be explained in the Chapter entitled
Emergency Procedures.
KEY CHITS:
Metal key chits are used as receipts for obtaining most equipment
that you will be using. Replacement chits are available through the
Security Officer. Key chits will not be left in the Control Center
at the end of the work day, or upon return of the equipment. Paper
tags/Paper chits utilized as key chits are not authorized. Use of
any item other that a metal key chit will be subject to the approval
of the OPS LT. Temporary Chits can be obtained from the
Lieutenants' Office
SECURITY AND ACCOUNTABILITY:
Conduct daily security inspections of your entire area, paying
particular attention to any defective locks or the tampering of
locks, windows, doors, etc., and report the findings to the
Operations Lieutenant in a timely manner. Daily security
inspections of your entire area are required and are vital to the
security of the institution. Minor repairs will require a work
order to the department concerned through the Captain's Office.
Defective locks will be brought to the attention of the Operations
Lieutenant immediately. Security inspections shall be supplemented
with periodic searches by regular search teams. The searches will
be initiated by the Operations Lieutenant, under the direction of
the Captain. As a Unit Officer, you are responsible for the
ned
accountability of your details, authorized lay-ins, and unassig
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EFTA00108188
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates. Report all absences to the Operations Lieutenant
immediately and follow through to determine the location of the
inmate(s). If the inmate should return, notify the Operations
Lieutenant. Detail supervisors will screen carefully all individual
inmate requests to leave their assigned area. This would include
requests to go to the hospital and other areas and departments at
times other than regularly scheduled for the department activity.
Ensure that inmates in your area are authorized to be there and
require those under your supervision to remain in their area. Allow
inmates on scheduled call-outs ample time (Approx. 10 minutes) so
they may arrive at the calling department at the time specified.
INMATE DISCIPLINARY PROCEDURES
INCIDENT REPORT: Informal resolution of incidents involving
violations of institutional rules or regulations is encouraged.
However, when an officer witnesses or has a reason to believe that a
violation of institutional rules has been committed by an inmate,
the officer will prepare an incident report and forward it to the
appropriate correctional supervisor. The correctional supervisor
may informally resolve of the inciden t report or forward the
incident report to the Unit Disciplinary Committee for further
disposition if indicated. As these reports can be subpoenaed into
court as legal evidence, all reports must be printed in ink or
typed.
• INVESTIGATION: The investigations should be conducted within 24
hours from the time the violation is detected, unless
circumstances beyond the control of the investigator intervene.
The investigating officer will usually be a Lieutenant. The
inmate will be given a copy of the incident report by the
investigating officer at the beginning of the investigation.
The investigator should also read the charges to the inmate and
obtain the inmate's statement concerning the incident. After
thoroughly investigating the inciden t, the inmate does not
receive a copy of the investigation. However, should the case
be forwarded to the Unit Disciplinary Committee, ultimately,
the investigation may be given to the inmate's staff
representative for use in the presentation on the inmate's
behalf.
• UNIT DISCIPLINARY COMMITTEE: The authority to impose minor
disposition and sanction shall be delegated to staff members of
an inmate's unit. The Unit Manager will be responsible for the
membership and supervision of thee Unit Disciplinary Committee
(UDC) as set forth in the Unit Plan. The UDC can function with
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
less than two(2) members. Where an alleged violation of
institution rules or regulations warrants consideration for
other than a minor sanction, the charge may be referred to the
Disciplinary Hearing Officer for hearing and disposition.
• DISCIPLINARY HEARING OFFICER (DHO): The DHO shall conduct
hearings and make findings, and may impose appropriate
sanctions on incidents of inmate misconduct referred to him/her
for disposition.
• OFFICER RESPONSIBILITY: All Correctional Officers should make a
concentrated effort to ensure that incident reports contain the
precise details of action(s) being reported. All facts about
the incident which are known by the officer should be recorded.
If there is anything unusual about the inmate's behavior, this
should be noted. Completed incident reports should be
forwarded to the Lieutenants' Office as soon as practical for
disposition. Further information can be found in Program
Statement 5270.07
ADMINISTRATIVE REMEDIES:
Administrative Remedies are formal complaints submitted by inmates
concerning problems they were unable to resolve through normal
channels. The inmate is to request the Remedy Form (BP-8, BP-9, and
BP-10) from the Unit Team. It is normally returned to the Unit Team
for processing, although the inmate may mail directly to the Region
or Central offices for sensitive matters.
ENFORCEMENT OF RULES AND REGULATIONS:
All staff members must be familiar with the Inmate Discipline
Program Statement. The rules and regulations must be adhered to,
with firm but fair tactics used. You may at times be able to
correct an inmate without writing an incident report. However, if
is
the inmate's violation of the institution's rules and regulations
of a serious nature, an incident report must be written.
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EFTA00108190
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SECURITY INSPECTIONS
PURPOSE OF INSPECTIONS: Security inspections are necessary to
control the introduction of contraband and prevent escapes. One of
the chief duties of the Chief Correctional Supervisor is to
establish a formalized plan of inspections that will cover every
part of the institution at least once a week. In general, these
inspections include doors, locking devices, fire extinguishers,
grills, windows, building walls, perimeter walls, etc. Inspections
are required even if no discrepancies are found the day prior. All
staff will conduct inspections within their area of responsibility
for contraband and security violations. The staff will report any
discrepancies to the OPS LT, and prepare a Minor Work Request to
correct the concern. Staff responsible for their department will
initial the security inspection form located by the control centers
indicating they have checked their area of responsibility.
SEARCHING INMATES:
The human body can serve as a potential hiding place for contraband.
For that reason, it may become necessary to strip and search an
inmate at various times. Further information regarding the proper
techniques for searching an individual can be found in institution
policy and the Correctional Services Manual. In order to prevent the
introduction of contraband, routine and unscheduled searches of
inmate's person, housing units, work areas, or other facilities used
or frequented by inmates must be conducted. This will include
thorough searches of inmate's clothing, personal property at the
time of admission; searches of inmate's person and quarters when it
is suspected he/she is concealing contraband; his/her place of work,
recreation areas on a routine or unscheduled basis as directed by
supervising personnel. Such searches may be initiated on an
individual inmate basis, or mass searches may be ordered when
contraband is suspected of being in the possession of unknown
individuals.
Pat Searches: Pat searches will be conducted on a routine basis
solely as a means to control contraband. Before a pat search is
conducted, the inmate will be asked to remove any head gear and the
contents out of his/her pockets. The head gear and personal effects
will be inspected after removal and placed out of reach from the
inmate. Male and female inmates will be pat searched in the same
manner, with the exception of the chest area. A staff member will
search the female inmate's chest area using the back of the hand.
Pat searches of the male inmate and the rest of the female inmate
will be done with the inside, (palm and fingers), of the hand. The
pat search will be conducted according to the procedure described on
the approved Bureau pat search video tape.
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METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pat-down searches of female inmates.
Visual Search(Strip Search):
All inmates entering the institution from court, transfers or trips
out in the community, will be visually searched (strip searched),
and screened with the hand held metal detector. Inmates will also
be visually searched when leaving the institution for any reason,
including release. A thorough search of the inmate's clothing will
be completed. Except in emergency situations, all strip searches
will be conducted by a staff member of the same sex as the inmate.
a
At least one male and one female staff will be available 24 hours
day to conduct visual searches.
Sensitive But Unclassified Page 8 of 29
December 7, 2018
EFTA00108192
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CONTROL OF CONTRABAND:
Each officer should make a concentrated effort to make frequent
searches of living quarters, utility corridors, and other areas in
order to eliminate contraband, giving special attention to items
which might be used in an escape attempt.
Contraband may be best defined as any item or article inside the
institution that was not issued by the institution, purchased in the
commissary, purchased through approved channels, or approved by an
appropriate staff member.
All contraband seized must be placed in the log book in the
Lieutenants' Office listing item, date and inmate. When money is
confiscated, the appropriate receipt , availab le from the control
center and/or ISM must be utilized. All coin and any currency is to
be confiscated and duly recorded. During regular duty hours,
contraband funds along with the confiscation forms are taken to the
Cashiers Office. During non-duty hours, the confiscated funds and
accompanying form will be placed in the night depository, located in
the control center, until the next regular working day. Contraband,
other than money, should be recorded on the Confiscation and
Disposition of Contraband form and should accompany the confiscated
articles.
SEARCHING INMATE LIVING QUARTERS:
When making a search of an inmate's living quarters, each officer
should make sure that nothing is destroyed in the process. Officers
should make every effort to return all articles to their place,
excepting things which are determined to be contraband and are
removed.
COMBINATION LOCKS:
Inmates are authorized to purchase combination locks from the
commissary for individual use. The key ways are not to be plugged;
any lock having a plugged key way will be considered contraband and
will be seized as contraband
CIM (SEPARATIONS)
All inmate movement in MCC New York is supervised by staff members.
There are serious security and safety concerns regarding the inmates
housed in MCC New York and their CIMS status. An inmate's CIMS
status is confidential and will not be shared with any inmate(s).
The unit separations roster is a sensitive, confidential item which
must be safeguarded at all times. The various inmate programs at
MCC New York are scheduled by floors. This has been arranged to
provide the inmates with a safe and secure environment during the
appropriate program. This also alleviates the CIMS concerns for each
program. The institution has determined separatees will not be
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METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
housed on the same unit, therefore the programs should be clear of
all separatees. It is the Unit Officer's responsibility to ensure
all inmates are checked for CIMS concerns prior to any escort off of
the unit. The Unit Officer will check the Unit separations roster to
ascertain if the inmate's name appears on the roster. Ensure all
inmates are checked for CIMS concerns prior to any escort off of the
unit. The Unit Officer will check the unit separations roster to
ascertain if the inmate's name appears on the roster. If the
inmate's name does not appear on the roster, the inmate is cleared
to be escorted off of the unit.
If the inmate's name does appear on the separations roster, the Unit
Officer must clear the inmate prior to allowing the inmate to be
escorted off of the unit.
Inmates must be properly cleared by the Unit Officer and requesting
staff member prior to any escort. The requesting staff member must
clear all inmate movement to their area with the C&A Officer at
extension 5123. The C&A Officer must clear the inmate prior to the
inmate departing from his/her assigned housing unit. The Unit
Officer must also clear the inmate with the C&A Officer prior to
allowing any inmate to depart from the unit. Even though, the
Hospital Officer or the Visiting Room may be clearing the inmate(s),
it is the Unit Officer's ultimate responsibility to ensure the
inmate has been properly cleared. The Unit Officer must review the
Unit Separations roster and check for the inmate's name and register
number on the roster. If the inmate's name does not appear, the
inmate is cleared for movement, and you do not need to contact the
C&A Officer. If the inmate's name does appear on the Separations
on
roster, the Unit Officer must contact the C&A Officer at extensi
6468 and clear the inmate prior to allowing the inmate to depart
from the unit.
Inmates must be properly identified and pat searched prior to
departing from the housing unit. Every inmate must carry on their
person the institution identification card. This is the means staff
utilize to properly identify the inmate. It is the Unit Officer's
responsibility to ensure the inmate has his/her identification card
of
on his/her person prior to departing from the unit. The number
inmates escorted at one time on the elevator is directl y related to
the number of staff available to conduct the escort. One staff
member can escort ten (10) inmates in the elevato r at one time.
y
Anything more than ten(10), inmates in the elevator causes securit
and safety concerns. During Inmate Visiting, the Intern Officers
s in
and the Activities Officers will assist the Visiting Officer
of
escorting inmates to and from the Visiting Rooms. The number
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EFTA00108194
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates escorted through the connecting link is directly related to
the number of staff available to conduct the escort. Anytime
In-Custody inmates are escorted through the connecting link, two
staff members must be present for the escort. One staff member
positioned at the front of the escort, and the second staff member
positioned to the rear of the escort.
When an inmate is being escorted to or from the Special Housing
Unit, two staff members must be present for the escort. A ratio of
2:1 will always be maintained when escorting inmates to or from the
Special Housing Unit.
ENTRANCE PROCEDURES:
COVERAGE AND METHODS:
Entrance procedures include the control of inmates, employees,
visitors or commercial traffic entering the institution. Because of
the need for a broad knowledge of the institution and its function,
along with a thorough understanding of security requirements, only
those officers with such knowledge will normally be staffing these
posts. Constant contact with the public requires that these officers
display a neatness of appearance, ability to handle people,
tactfulness in enforcing regulations and alertness in recognizing
security hazards.
OUTSIDE INMATE DETAILS:
During normal duty hours, all outside inmate details, (Warehouse,
Building 4, Admin Orderlies, etc.,), will depart from the
institution through the Rear Gate. The inmates must be escorted
from the unit by the detail supervisor, using the inmate elevator.
The inmates must be properly identified, one detail at a time, by
the Internal Officer, in the elevator sally port, utilizing the
approved gate passes. Once the inmates have been positively
identified, the Rear Gate Officer will request for the door leading
through the 1st floor sally port to the rear dock. The detail will
be further processed by the Rear Gate Officer. All required
information will be recorded in the TRUSCOPE program. Any work
performed in the Rear Gate is considered outside of the secured
perimeter. This means any area on the rear dock to include,
Warehouse, and Trash Compactor. The Rear Gate Officer will
positively identify and properly process the inmate detail into Rear
Sally Port to perform their assigned work. If needed after normal
duty hours, weekends and federal holidays, the inmate details will
be processed through the Control Center the Operations Lieutenant
in
will designate a staff member to positively identify the detail,
the elevator sally port, utilizing the approved gate passes.
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EFTA00108195
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
VISITING
It is the policy of MCC New York to maintain visiting facilities for
the purpose of maintaining family ties. Because of the nature of
this facility, visits must be conducted under appropriate
supervision so that security is maintained and the visiting
privileges extended to inmates and their families are clearly
communicated. For the purpose of this policy, the term pre-trial
inmate refers to any inmate who is non-cadre, including holdovers,
treaty transfers, BICE detainees, state inmates, and any designated
inmate other than those assigned to the MCC New York Work Cadre
Unit. Staff must be able to verify the identity of visitors before
their admission into the institution. Acceptable means of
identification are, government-issued identification, passport,
state-issued photo identification (with a date of issue and
expiration) and valid drivers' license. In cases where visitors do
not have photo identification, they will be required to have three
types of identification with signatures. These need not be the sole
means of identification. However, identification cards from quick
photo places, and check cashing establishments are not acceptable
forms of identification. Tactful questioning may clear up doubtful
cases. Visitors sixteen (16) and under do not have to show
identification unless of course they appear to be older. In such
cases, if a visitor under the age of sixteen cannot provide
documentation, i.e., a birth certificate (when requested) to prove
relationship and age, the visitor will not be allowed into the
institution.
The following procedures will be in effect regarding authorized
visiting lists. Each inmate will complete a visiting list. The
visiting list will not exceed ten (10) approved visitors for pre-
trial inmates and (12) for cadre inmates. Immediate family members
and two (2) person of "meaning" will be placed on the visiting list
absent strong circumstances that preclude visiting. Immediate family
is defined as mother, father, step-parents, step-children, foster
parents, grand-children, brothers, sisters, spouse and children. As
the situation presents itself, other non-immediate family members
will be allowed to visit at the approval of the Associate Warden of
Programs (AWP).
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Further, in circumstances, when an inmate requests more than ten
visitors to be placed on their visiting list, the Unit Manager will
approve / deny any visitor exceeding the limit.
Attorney visiting can occur 24 hours a day. Attorneys may visit with
their clients (one at a time) in the 3rd Floor Attorney Conference
Room from 6:00 A.M. to 8:00 P.M. daily. They require no advance
notice.
Official visitors including attorneys, interpreters, law enforcement
personnel, probation officers, volunteers, etc. are to be searched
at the Front Entrance using the "reasonable assurance standard."
All visitors are subjected to random testing by utilizing the ION
Spectrometry Device Programt Random selection for testing visitors
must be conducted in an impartial and non-discriminatory method.
Visitors may be tested out of random order when reasonable suspicion
exists, suggesting they've had possible involvement with illegal
substances.
Visits for Persons Not in General Population:
Inmates Hospitalized: Visitors requesting to see a designated or
pretrial/ holdover inmate who is hospitalized will be reviewed by
all pertinent staff, and the United States Marshals Service - if the
inmate is a pretrial inmate. More specifically, the Health Services
Administrator (HSA), Chief Correctional Supervisor and Unit Manager
will determine whether they should permit the visit.
When the HSA recommends against the visit, if the inmate is
suffering from an infectious disease, is in a psychotic or emotional
state, not in a condition to see visitors, or there are other
compelling health regulations that will prohibit the visit, the
Health Services Administrator or designee must explain the
situation(s) to the visiting party.
Special Housing Unit Inmates:
Ordinarily, an inmate retains visiting privileges while in the
Special Housing Unit. Visiting may be restricted via a UDC/DHO
sanction. If the restriction is not a UDC/DHO sanction, such
restriction must be approved by the Warden. Unit 10-South social
ned by
and legal visits shall be non-contact unless otherwise determi
the Warden to allow contact visits.
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EFTA00108197
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Non-Contact Visits:
If the Warden deems it necessary to give an inmate a non-contact
visit, the Warden will instruct the SHU Lieutenant to do so. The
visit will be conducted in the 10 South Annex visiting room. This
visit will be directly supervised to ensure all established visiting
procedures are followed.
Clothing:
Appropriate dress is required and must be in good taste.
Excessively provocative, immodest or revealing attire is reason to
deny a visit. Visitors over the age of 12 will not be allowed into
the institution in skirts, shorts, or dresses exceeding three inches
above the kneecap in length. Bathing suits or any type of swim wear
will not be permitted in the institution. See-through clothing,
revealing sleeveless garments, halter tops, tube tops, tank tops and
any kind of top that reveals the midriff area, low-cut shirts or
blouses, revealing front and backless clothing, skin-tight clothing,
spandex clothing, leotards, and sweat pants are NOT permitted. Any
pants with holes in the knee or buttocks area are also prohibited.
Additionally, hooded shirts of any kind, hats, caps, and head scarfs
(except for religious reasons) are also prohibited. All visitors
are required to wear footwear (no shower shoes of any kind) and
undergarments (including bras for females). In accordance with OSHA
guidelines, Visitors shoes are to be "closed toed" and have a strap
around the heal of the foot. The front lobby officer will not
permit visitors to wear jackets or blazers up to the visiting room.
Inmates are responsible for advising their visitors of the dress
requirements for visitation. Only a Correctional Supervisor and
Institution Duty Officer may deny visits for noncompliance.
for
Inmates' attire for visiting includes jumpsuit and bus shoes
pre-trial males; females must wear the blue uniform and bus shoes;
cadres must wear khaki uniforms with institutional shoes. A random
selection of visitors will be tested with the Ion Spectrometry
Special Visit Requirements:
and
At times, Clergymen, former or prospective employers, sponsors
parole advisors may request special visits. They must make these
requests in writing with sufficient advance notice (72 hours). The
request will be reviewed by the Unit Manager for approval.
December 7, 2018 Sensitive But Unclassified Page 14 of 29
EFTA00108198
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Business Visitor. The Warden has the final authority on the
admittance of business visitors and should be notified through
the chain of command. Except for pretrial inmates, an inmate is
not permitted to engage actively in business or profession.
All questions regarding a business visitor should be addressed
to the duty Lieutenant and Institution Duty Officer.
• Consular Visitors. When it has been determined that an inmate
is a citizen of a foreign country, the Warden must permit the
consular representative of that country to visit on matters of
the legitimate business. After a request has been submitted
from the inmate or consulate, a memorandum should be generated
from the inmate's Unit Team for the Warden's approval. Once
approved, a copy should be maintained in the Lieutenant's
Office and the Front Lobby.
• Representatives of Community Groups. The Warden is the
approving authority on visits from representative of Community
based Groups. A memorandum should be generated and sent
through the Chief Correctional Supervisor, Associate Warden, to
the Warden for approval. Once approved, a copy should be
maintained in the Lieutenant's Office and the Front Lobby.
• Minister of Record/Clergy. An existence of an established
relationship prior to confinement for visitors does not apply
to visitors in this category. These visitors ordinarily
provide assistance in release planning, counseling, and
discussion of family problems.
• Minister of Record An inmate must submit in writing their
request to be approved for a visit from his Minister of Record.
They must submit their request to the Chaplin. An inmate may
only have one minister of record on his/her visiting list at a
time. The Minister of Record does NOT count against the total
number of authorized regular visitors/ social visitors.
Clergy An inmate must submit in writing their request to be
approved for a visit from clergy. Visits from clergy (other than
the Minister of Record) will be in accordance with the general
visitor procedures, and WILL count against the total number of
regular visits allowed. On both visits, an approved memorandum will
be forwarded through the Chief Correctional Officer and posted in
the Lieutenant's Office and the Front Lobby
December 7, 2018 Sensitive But Unclassified Page 15 of 29
EFTA00108199
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Children under the age of sixteen (16) who are placed on the
visiting list must be accompanied by an adult who is also an
approved visitor. A brief embrace and kiss is permitted when an
inmate greets their visitor/child. The same applies upon
termination of the visit. During the visit, any physical contact
other than hand holding will be considered improper and is
prohibited. Children are not permitted to be seated on inmates lap
during the course of their visit. Visits with children are to take
place only between the inmate identified on the official visiting
form and the child listed on the official visiting form with the
child's parent or guardian present.
TOOL CONTROL
• PURPOSE OF TOOL CONTROL: It is the policy of the Bureau of
Prisons to maintain strict control and accountability of tools
used and in storage at all institutions. Tool Control procedures
are imperative for the following reasons: to provide a tool in
good repair for the job at hand, to improve the general
appearance of the shop or working area, and to prevent tools from
being used to effect escape or assault.
• CLASSIFICATION OF TOOLS: All tools are classified as Class AA;
Class A; or Class B. The Class AA group includes tools
considered too dangerous to leave inside the institution. The
Class A group includes tools most likely used in escape, or to do
bodily harm to personnel or other inmates. The Class B group
includes those of a less hazardous nature.
All tools, where possible, shall be stored on a shadow board as
follows:
• All class "AA" tool shadow boards will have a white background
with a bright (curb) yellow silhouette of each tool.
• All Class "A" tool shadow boards will have a white background
with a red silhouette of each tool.
• All Class "B" tool shadow boards will have a white background
with a black silhouette of each tool.
December 7, 2018 Sensitive But Unclassified Page 16 of 29
EFTA00108200
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
STORAGE AND SUPERVISION OF CLASS "AA" TOOLS:
Class "AA" Tools must be removed from the institution at the end of
each work day, stored in a combination locked safe in a Class "A"
Tool Room, stored in the armory, or turned into the control center.
Class "A" Tools must be stored in a metal cage or a class #1
concrete walled room physically separated from Class "B" Tools
behind two (2) locked doors. When the Class "A" Tool Room is inside
the Class "B" Tool Room, the lock on the Class "B" Tool Room serves
as one (1) of the two (2) required locks for the Class "A" Tool
Room. Supervision of Class "AA" Tools will be under constant visual
supervision.
STORAGE AND SUPERVISION OF CLASS "A" TOOLS:
Class A tools will be kept on a shadow board in a locked room or
cabinet. This storage area will be separate and secure from the
Class B tools storage area. Only employees are authorized to issue
and draw Class A tools from the Tool Room or places of storage.
Class A tools will be under the supervision of an employee at all
times. Inmates are not permitted to carry them about the
institution without an employee escort nor use them without
supervision. A complete inventory of Class A tools will be made at
the beginning of the workday, before the detail is released for
dinner and at the end of the workday. When a Class A tool is lost
or misplaced, the Chief Correctional Supervisor will be notified
immediately. All inmates who may have had access to the tool will
be held at the work location until a thorough search has been made.
STORAGE AND SUPERVISION OF CLASS "B" TOOLS:
All tools not in the Class A or Class AA categories will be
considered to be Class B tools. All Class B tools are under the
supervision of the employees and must be accounted for at the end of
the work day. These tools must be issued to inmates, in the presence
of their supervisor. All Class B tools must be gathered from the
work area and moved to the storage area at the end of the work day.
When a Class B tools is lost or misplaced, a search for it will be
initiated and a written report will be made to the Chief
Correctional Supervisor and the department head covering the details
of the loss at the end of the day.
December 7, 2018 Sensitive But Unclassified Page 17 of 29
EFTA00108201
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
TOOL INVENTORIES:
Up-to-date inventories will be kept by all shops, industries, school
and any other person having tools issued to them or stored under
their supervision Unit Officers having items such as scissors, etc.,
on the unit should be particularly careful as to the whereabouts and
the accountability of these items. The Tool Room Officer will
maintain a record of all tools in possession of the institution.
BROKEN OR WORN-OUT TOOLS:
Broken or worn-out tools will be removed from the shadow board and
returned to the Central Tool Room for replacement. If it is
determined that they cannot be surveyed and replaced, Class A tools
such a saw blades, etc., requiring replacement, will be returned to
the Central Tool Room for disposal.
FOOD SERVICE TOOLS:
A knife and tool equipment cage with a shadow board and adequate
locking device shall be located in the Food Service Department. All
hazardous knives and tools will be marked with an identification
symbol. All knives will be chitted out of the knife cage and
attached to the cutting table by the responsible employee. The
accountability of the knives will be checked at frequent intervals
during the shift and at the end of the day.
CONTROLLED FOOD ITEMS:
Special attention must be given to food items such as yeast, nutmeg,
fruits, and fruit juices. Of this group, yeast shall be locked in a
secure box in a refrigerated area. An inventory shall be kept,
indicating the date and quantity of issue, receipts, the balance on
hand, and the initials of the responsible employee. Yeast shall be
dispensed only by the Food Service employee and kept under strict
supervision.
CONTROL OF HAZARDOUS AND POISONOUS CHEMICALS:
Inventories will be maintained of all poisonous and toxic fluids
used in the institution, such as narcotics, wood alcohols, methyl-
alcohol, ditto fluids, acids, gases etc. These items will be stored
in a locked cabinet and will be drawn by an employee only, when
authorized by the department supervisors. The issuing office will
record the date, time, amount, and who received the item.
December 7, 2018 Sensitive But Unclassified Page 18 of 29
EFTA00108202
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
KEY AND LOCK CONTROL
POLICY: It is the policy of the Bureau of Prisons to maintain proper
control of keys and locks at all times. The purpose of this is to
establish procedures for control and inventory of institution keys
and locks. Further detailed information can be obtained by
referring to BOP Program Statements.
All keys authorized for daily use will be stored on the Control
Center key board when not in use. Sets of keys are identified by
letter and number with the number of keys in that set indicated.
Two listings of key locations identifying active and emergency keys
can be found in the Control Center and in the office of the Security
Officer.
RESTRICTED AND EMERGENCY KEYS:
Restricted keys have blue/black tags on the keyboard in the Control
Center. The Watch Supervisor will be notified when it becomes
necessary to draw keys for a department or post other than his/her
assigned are, or to a restricted area, such as the commissary,
storeroom, etc. The officer will prepare a Restricted Key Form
indicating the purpose for entering such area. Emergency keys or
red-lined keys will be issued only at the direction of the Warden,
Chief of Correctional Services, Associate Warden, Watch Supervisor
or the Institution Duty Officer. Acting positions may delegate the
drawing of keys for a specific time period via memo through the
Captain.
HANDLING OF KEYS:
Keys will be carried on a ring which is securely fastened to a chain
affixed to the belt of the officer. Discussion of key numbers and
reference to their use will be avoided in the presence of inmates.
Keys should never be carelessly thrown around, dropped, or left
unattended, etc. Always personally hand the keys to your relief so
they remain in the personal possession of the officer at all times.
Each officer has the responsibility to count the number of keys on
each set to ensure that all keys are present. Inmates will never be
permitted to handle keys designated for employee use at any time, or
under any circumstances. Should an employee take keys home, the
keys must be brought back to the institution immediately.
December 7, 2018 Sensitive But Unclassified Page 19 of 29
EFTA00108203
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
LOST OR MISPLACED•KEYS:
If a key or a set of keys is lost or misplaced, the officer will
immediately report it to the Watch Supervisor by telephone or in
person so that adequate safeguards may be placed in effect. The area
the keys were last in will be immediately secured and all inmates in
the area will be searched. This will be followed by a written report
to the Chief of Correctional Services as soon as circumstances
permit.
REPLACEMENT OF BROKEN OR DAMAGED KEYS:
Whenever a key is broken or damaged, the employee concerned will
submit a request for replacement to the Security Officer. All parts
of the broken key will be retrieved from the key way immediately to
prevent inmates from gaining access to them. A replacement key will
be issued by the Security Officer in accordance with established
procedures. If the key is broken or damaged and immediate
replacement is needed, the Watch Supervisor will be notified and
will take appropriate action. If it is not possible to retrieve the
broken portion from the lock, the employee will remain at the lock
until the broken portion can be retrieved.
REQUEST FOR REMOVAL AND ADDITION OF KEYS:
When it becomes necessary for a new key to be added to your key
ring, submit a Security Work Request to the Chief Correctional
Supervisor for approval and signature, stating the reason the key is
needed, your key ring number and the institution key number if
possible. If a key is no longer needed, submit a Security Work
Request to the Security Officer.
INMATE URINALYSIS PROGRAM:
Urine Surveillance and Narcotic Identification, inmate urine samples
will be taken at different hours (early morning, noon, late
evening). Therefore in order to accomplish this a weekly urinalysis
test roster has been established for all inmates that fall under the
random testing roster. It is critical that when inmates are
notified for UA testing that they are not left unsupervised. They
must be watched from the time of notification until they report for
testing at the Lieutenants Office. It is also imperative that when
conducting a UA test of an inmate that the subject is also tested
for alcohol by using the Alco-Sensor III.
December 7, 2018 Sensitive But Unclassified Page 20 of 29
EFTA00108204
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CALL-OUTS:
Sufficient copies of the master call-out sheet for distribution to
all units will be copied and forwarded to the Control Center Officer
so that the Morning Watch Control Center Officer can place one in
each detail pouch. Extra copies of the call-outs will be placed at
the detail pouch cabinet. Unit officers will post the call-out in
the housing units.
The employee who places an inmate on call-out must ensure the
requested inmate arrives at the specified time. If the inmate does
not arrive as scheduled, the requesting staff member shall contact
the staff member responsible for the inmate's accountability. If
the inmate(s) is/are found to be in an area other than the assigned
callout area, it is the responsibility of the staff member(s) or
department that has placed the inmate(s) on call-out to prepare an
incident report for the inmate's failure to report to call-out. If
efforts to locate the inmate fail, the inmate shall be immediately
reported to the shift lieutenant as missing and appropriate action
initiated to locate the inmate.
CELL ASSIGNMENT - SEXUAL OFFENDER/PROTECTIVE CUSTODY
Cell assignments will be determined in an methodical manner. This
involves the SHU Lieutenant and OIC, Psychology staff, Unit Team as
well as Investigative staff, in determining suitability of cellmates
for inmates in protective custody and/or sexual offenders. Most
inmates do not like to be housed with sexual offenders or protective
custody inmates. Housing the wrong inmates with sexual offenders or
protective custody inmates, can lead to serious assaults and/or
homicide. Inmates cannot be allowed to choose their roommates, but
it is understood that some inmates may be better housed with inmates
of like backgrounds/affiliations, than arbitrarily housing the
inmates without considering all variables. As noted earlier,
protective custody and sexual offenders will be screened thoroughly.
If there are no single cells available, this review will be crucial
in minimizing the potential for assault.
HIGH RISK LIST
During the weekly SHU meeting, the Warden will be provided a list of
those inmates who are considered high risk from a psychological and
management stand point. The Captain and Chief Psychologist should be
responsible for generating this list. This list will be provided to
the Lieutenants' office and the Duty Officers so they are informed
should a high risk inmate act out and be in need of medical or
psychological attention.
December 7, 2018 Sensitive But Unclassified Page 21 of 29
EFTA00108205
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Additionally, the Captain should inform the Warden of any camera
malfunctions, plumbing problems, or issues that may cause problems,
as well as the corrective actions taken/attempted to rectify these
issues. Inoperable security equipment, during serious incidents,
prevents staff from being able to record and or/view the incident
for possible prosecution or administrative action.
SUICIDE PREVENTION INFORMATION
BOP HIGH RISK GROUPS
• New Inmates - The first few hours and days after admission can be
critical. Newly incarcerated inmates may experience feelings such
as shame, guilt, fear, sadness, anger, agitation, depression,
relationship problems, legal concerns, hopelessness, and
helplessness, which can contribute to increased suicide risk.
• Protective Custody - Inmates who volunteer to enter protective
custody are at high risk for suicide, especially during the first
72 hours in SHU. These inmates should be referred to psychology
services immediately.
• Long-term Protective Custody Inmates - These inmates are
particularly vulnerable to depression that can lead to a suicide
attempt, and should be monitored closely while they are in SHU.
• Inmates Taking Medication for Mental Health Reasons - These
inmates are vulnerable to developing suicidal thoughts and
attempting suicide by overdosing on their medication. Inmates on
medication should be monitored to make sure they are not hoarding
medication. Any signs of distress, deterioration in hygiene, or
sudden changes in behavior should be reported to psychology.
FACTORS THAT CAN INCREASE THE PROBABILITY THAT AN INMATE
MAY BECOME SUICIDAL:
Mental Health Factors
History of mental illness
1. Is the inmate depressed, actively psychotic?
2. Has the inmate been compliant with psychotropic medication?
3. Have there been changes in eating, sleeping, hygiene, weight,
recreation, activity level?
Prior suicide attempt
1. How lethal was the attempt?
2. How many attempts have been made?
December 7, 2018 Sensitive But Unclassified Page 22 of 29
EFTA00108206
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Inmate's current mood, affect, and behavior
1. Is the inmate emotionally upset, angry, and easily agitated?
2. Are the inmate's thoughts clear and goal directed (vs.
delusional or psychotic in nature)?
3. Is the inmate depressed, has there been a recent loss?
4. Has hopelessness persisted even after the depression has
lifted?
5. Has the inmate given away property, revised a will, or
requested a phone call to say his goodbyes?
Medical Condition(s)/Chronic Pain
1. Does the inmate have a chronic life threatening medical
illness?
2. Has the inmate's overall health diminished recently?
3. Is the inmate experiencing pain or other negative symptoms?
Relationship Difficulties
1. Has the inmate received a Dear John letter?
2. Have communications and or visits decreased?
3. Has there been a change in the relationship?
Situational Factors
1. Legal issues - pending indictment; loss of appeal to reduce
sentence.
2. Difficulties with staff or other inmates.
3. Gambling debts, drugs.
4. Ending of a close relationship with another inmate.
5. Possible victim of a sexual assault.
REPORTING AND DOCUMENTING INMATE BEHAVIOR
Report Your Concerns: Any inmate behavior(s) that is questionable
and may reflect a change in mental health status should be reported
to the Shift Lieutenant immediately.
During non-working hours: Inform the Shift Lieutenant of any
questionable inmate behavior. He/she will determine if the on-call
psychologist needs to be contacted.
Segregation Log Book: Any changes in inmate behaviors should be
noted in the TRUSCOPE program. A detailed note regarding the
observed behavior is advisable. Documenting in the TRUSCOPE program
serves two purposes. First, the entry serves as a means of
communication for other staff members. Second, it provides an
accurate account of activity during your shift. Documentation
should be neat, legible, and professional.
December 7, 2018 Sensitive But Unclassified Page 23 of 29
EFTA00108207
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
RESPONDING TO A SUICIDE EMERGENCY
A Segregation Officer observing an inmate in the act of committing
suicide, causing other self-injurious behavior, or who appears to
have committed suicide will call for back-up before entering the
cell. The officer will notify the Control Center and the
Lieutenant's Office by radio of the situation and request immediate
back-up. BACK-UP MUST BE PRESENT IN ORDER TO ENTER A CELL. The "cut-
down" tool is located in the storage closet on a shadow board. It is
the #1 officer's responsibility to locate this item at the start of
the shift. This tool is only authorized to be used in emergency
situations. Miscellaneous use of this tool is not permitted and will
result in dulling the blade of the tool. In the event an inmate
commits suicide, the scene of the suicide will be treated in a
manner consistent with the investigation of an inmate death. All
measures necessary to preserve and document the evidence needed to
support subsequent investigations will be maintained or otherwise
adequately recorded.
SEXUAL ASSAULT PROTOCOL
Reporting
In all cases of reported sexually abusive behaviors (e.g., from
alleged victim, staff, and/or "third party") the following will
occur:
The Operations Lieutenant will be notified immediately and he/she
will:
• Immediately safeguard the inmate (which will vary depending on
the severity of the alleged sexually abusive behavior and could
range from monitoring the situation, changing housing
assignments, changing work assignment, placing alleged victim
and perpetrator in Special Housing, etc.);
• Promptly refer all inmates reported or suspected of being the
victim of sexually abusive behavior to Psychology Services for
assessment of vulnerability and treatment needs;
• During business hours, ensure that the SIS, Chief of
Correctional Services, Program Coordinator, and Warden are
notified; and During non-business hours, ensure that the SIS,
Chief of Correctional Services, Program Coordinator, Duty
Officer, and the on-call Psychologist are notified.
• The Program Coordinator will review the psychological
assessment and other relevant factors and make a determination
as to whether or not to proceed with the full activation of the
Response Protocol.
December 7, 2018 Sensitive But Unclassified Page 24 of 29
EFTA00108208
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Responding
Not all allegations of sexually abusive behavior will require full
activation of the Response Protocol. In some cases, the Program
Coordinator will determine that there is not sufficient reason to
proceed (e.g., the alleged victim credibly recanted; the alleged
perpetrator was not in the institution on the date of the
allegation, the inmates involved independently report a non-coercive
sexual encounter, etc.) and the Response Protocol may be terminated.
In cases where more information is needed, or in cases where there
is a credible and serious allegation or instance of sexually abusive
behavior, the full Response Protocol will be implemented. Once the
Program Coordinator determines that the intervention should
continue, a sensitive and coordinated response is necessary.
Services will be provided in an environment that meets both security
and therapeutic needs. The full Response Protocol, monitored by the
Program Coordinator, involves the following components:
Protection
All appropriate staff will consult and determine the actions to be
taken to prevent further sexually abusive behavior both to the
alleged victim (e.g. change in work assignments, change in housing
assignment, closer supervision, protective custody, transfer, etc.)
and/or by the alleged perpetrator (e.g., remove from compound,
change housing assignment, etc.).
The Captain will ensure that a STG category of "V SA UNV" is entered
into SENTRY, and in instances where an inmate perpetrator is
alleged, will enter the STG category of "P 3A UNV" for that inmate
(See Section 13.b. for further details).
PSYCHOLOGICAL:
Psychology staff are responsible for crisis intervention, assessment
of treatment needs, documentation of the evaluation results,
treatment, psychiatric referral, and/or other treatment options
related to the alleged victim. In addition, Psychology staff provide
guidance to Unit Management and Community Corrections staff
regarding an inmate's post-release mental health needs. Inmate
perpetrators (or alleged perpetrators) of sexually abusive behaviors
will be referred by the Operations Lieutenant to Psychology
Services. Inmates considered high-risk for sexual re-offending may
be referred to specialty treatment and/or management programs,
individual or group counseling, or may be managed through standard
correctional techniques.
December 7, 2018 Sensitive But Unclassified Page 25 of 29
EFTA00108209
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
If an inmate perpetrator is determined in need of treatment services
and refuses treatment, Psychology Services staff will document the
refusal and place it in the medical section of the Inmate Central
File and notify the referring staff of the refusal. Documentation of
treatment compliance or refusal ensures continuity of care within,
between, and outside the Bureau.
Examination
Medical staff are responsible for examination, documentation, and
treatment of inmate injuries arising from sexually abusive
behaviors, including testing when appropriate for pregnancy, HIV and
other sexually transmitted diseases (STDs). Where indicated, medical
staff, trained in the collection of sexual assault evidence (i.e.,
"rape kit") should conduct an examination for physical evidence
which may be used later in formal investigations. At institutions
where Health Services staff are neither trained nor certified in
sexual assault evidence gathering, the inmate will be examined at
the institution by trained health care professionals from the local
community or at the local community facility equipped (in accordance
with local laws) to evaluate and treat sexual assault victims.
Prophylactic treatment and follow-up for sexually transmitted
diseases will be offered to all inmate victims, as appropriate.
Whenever an inmate is referred to Health Services for examination
and treatment of injuries related to sexually abusive behavior,
staff will encourage the inmate victim to complete an Inmate Injury
Assessment and Follow-up form (BP-5362) as required by the Program
Statement on Patient Care.
Investigation
In cases where the full Response Protocol is activated, staff are
trained to investigate allegations of sexually abusive behavior
thoroughly. The information concerning the identity of the alleged
inmate victim and the specific facts of the case are limited to
those staff who need-to-know because of their involvement with the
victim's welfare and the investigation of the incident. This is
important not only to preserve the victim's privacy but also to
preserve maximum flexibility to investigate the allegations.
Initial Notifications:
Upon activating the full Response Protocol, the investigation phase
is initiated and the following notification(s) will be made:
Inmate Perpetrator on Inmate Victim:
y
In the event that an inmate is alleged to have perpetrated sexuall
abusive behavior against another inmate, the Special Investigative
Agent (or SIS) will be notified immediately.
December 7, 2018 Sensitive But Unclassified Page 26 of 29
EFTA00108210
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Staff Perpetrator on Inmate Victim:
In the event that a staff member is alleged to have perpetrated
sexually abusive behavior against an inmate, the Warden will be
notified immediately. The Warden will notify the Regional Director
and the Office of Internal Affairs (OIA), who will in turn notify
the Office of the inspector General (OIG), and when appropriate,
will notify the Federal Bureau of Investigation (FBI).
Inmate Perpetrator on Staff Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against a staff member, the SIA/SIS will be
contacted immediately with follow-up notification to the Warden.
Crime Scene Preservation:
The staff first responder will preserve the crime scene. SIS staff
will be responsible for collecting information/evidence. The
investigation, in coordination with the agency to which the case may
be referred, will follow the guidance given in the Special
Investigative Supervisor's Manual that outlines gathering and
processing procedures.
Physical Evidence Collection:
When there is a report of a recent Rape or Sexual Assault with an
Object, or there is a strong suspicion that a recent, serious
assault may have been sexual in nature, a thorough physical
examination of the alleged victim - to include a "rape kit" will be
completed immediately. Physical evidence collection may also include
an examination of, and collection of physical evidence from the
suspected perpetrator(s).
After Action Reviews of Violent Sexual Assaults:
Following any incident of Rape or Sexual Assault with an Object, the
Warden, Program Coordinator, Chief of Correctional Services, Health
Services Administrator, and Chief Psychologist will meet and review
the incident. This review is to assess the reasonableness of the
actions of staff following the incident, to ensure the security and
treatment needs of the inmate victim have been addressed adequately
and the management and investigation of the inmate or staff
perpetrator is progressing appropriately. Within two working days
after the initial reporting of the Rape or Sexual Assault with an
Object, a written report highlighting the relevant facts should be
produced and the Warden or designee will personally attest by his or
her signature that the review has taken place and that the steps
taken by staff were either appropriate or inappropriate. A copy of
this report will be forwarded to the Regional Director.
December 7, 2018 Sensitive But Unclassified Page 27 of 29
EFTA00108211
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Consideration for staff impacted by the incident is necessary.
Arrangements for debriefing affected staff and referral to
appropriate services to mitigate the stress associated with these
events should be offered.
Administrative Disciplinary Process and Prosecution:
In keeping with this "zero tolerance" policy, perpetrators of
sexually abusive behavior will be disciplined and/or referred for
prosecution.
Tracking Sexually Abusive Behavior:
Tracking and analyzing the incidents of sexually abusive behavior
are critical to the safety and management of inmates and the
security of all Bureau facilities. Monitoring these incidents allows
the Bureau to assess the effectiveness of current policy and
procedures in regard to the extent of sexual victimization. To
ensure full and accurate reporting and analysis, the SIS will
maintain secure investigative files which include data on:
• The victim(s) and perpetrator(s) of sexually abusive behavior;
• Crime characteristics;
• Formal and/or informal action(s) taken;
• All collateral reports, supporting memoranda, and videotapes;
• Medical forms; and
• Any other evidentiary materials pertaining to the allegation.
The Office of Internal Affairs will report the cumulated data on the
inmate victims of staff and inmate sexually abusive behavior to all
Chief Executive Officers and the Psychology Services Administrator
at the end of each quarter and at the end of each fiscal year.
SUICIDAL SITUATION IN SHU OR THE HOUSING UNITS:
If you are the first person to notice an inmate hanging, you should
call for staff assistance (Operations Lieutenant & Control
Center)and remain calm and wait until sufficient staff and
Lieutenant arrive prior to handcuffing the inmate=s cell mate(s)
(if applicable) and unlocking the cell door. If feasible, obtain
protective equipment from the above mentioned areas. Cut the inmate
down, protecting the head and neck area. Always administer life-
saving procedures.
December 7, 2018 Sensitive But Unclassified Page 28 of 29
EFTA00108212
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Post Orders, the TRUSCOPE program and log books are confidential
documents and should never be left unattended or in an area accessible
to inmates. Post Orders must be secured at all times when not in use
by staff.
It is the responsibility of the employee to inform the employer of the
fact they have not been able or afforded the opportunity to read such
orders. The employer will then advise the employee of the general
requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts before
assuming your post.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. These post orders are not intended to describe in detail all
the officers' responsibilities. Good judgment and common sense are
expected in all situations not covered in these post orders.
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLE S-OF RANK, HAS NO AUTHORITY.
/2/Vie
Jermai Darden, Captain Date
December 7, 2018 Sensitive But Unclassified Page 29 of 29
EFTA00108213
INSTITUTIONAL SUPPLEMENTS/PROGRAM STATEMENTS
FIREARMS AND BADGES P.S. 500.13
INMATE ACCOUNTABILITY I . S . NYM 5511.06
INMATE PERSONAL PROPERTY I.S. NYM 5580.07
SECURITY INSPECTIONS I . S . NYM 5500.13
TOOL CONTROL I.S. NYM 5500.13
MAIL MANAGEMENT P.S. 5800.16
VISITING PROCEDURES I.S. NYM 5267.08
INMATE CORRESPONDENCE I.S. NYM 5265.14
ALCOHOL SURVEILLANCE/TESTING I.S. NYM 6590.07
ENTRANCE PROCEDURES I.S. NYM 5500.13
INMATE TELEPHONES P.S. 5264.08
.ON SCREENING P.S. 5522.02
SEARCHING/DETAINING PERSONS P.S. 5510.15
SEXUAL ABUSE PREVENTION/INTERVENTION P.S. 5324.12
INMATE DISCIPLINE P.S. 5270.09
SPECIAL HOUSING P.S. 5270.10
SUICIDE PREVENTION P.S. 5324.08
SEARCHES OF HOUSING UNITS/INMATES AND WORK AREAS P.S. 5521.06
ESCORTED TRIPS P.S. 5538.07
USE OF FORCE/APPLICATION OF RESTRAINTS I.S. NYM 5566.06
POSTED PICTURE FILE P.S. 5510.13
HUNGER STRIKES P.S. 5562.05
ESCAPES DEATH NOTIFICATIONS P.S. 5553.07
EFTA00108214
PS 5500.14
10/19/2012
Chapter 7, Page 1
CHAPTER 7
FIREARMS AND BADGES
700. DEFINITIONS. Probable cause, reasonable determination, or
reasonable belief means facts and circumstances known to the
employee at the time of the use of firearms that would cause a
reasonable employee to conclude that the action is appropriate.
701. CARRYING OF FIREARMS. Title 18 U.S.C. § 3050, authorizes
the Attorney General to prescribe rules and regulations relating
to the carrying of firearms by Bureau officers and employees.
This authority is delegated to the Director in 28 CFR 0.96(o).
When approved by the Warden, institution staff are permitted to
carry firearms when:
• transporting inmates,
• assigned to escape posts, ana
• assigned to security posts which require firearms as
standard issued equipment.
Carrying or the use of personal or privately owned firearms while
on duty is prohibited.
Post orders, riot plans, and escape plans will include
instructions for carrying firearms.
a. Duty Assignment. Employees must not be assigned to duties
that require the carrying of firearms prior to successfully
completing the firearms familiarization training course.
b. Staff Qualification. New employees must not be assigned to
posts requiring the carrying of firearms before completing the
Introduction to Correctional Techniques Training at the Federal
Law Enforcement Training Center.
In extraordinary circumstances, an exception may be made for an
employee who has completed the local firearms familiarization
training with written approval of the Warden and Regional
Director.
c. Re-qualification. Staff must complete satisfactorily the
Bureau's approved firearms training course each year. Allowances
will be made in accordance with applicable laws, rules, and
regulations.
EFTA00108215
PS 5500.14
10/19/2012
Chapter 7, Page 2
Chaplains, dentists, physicians, and other positions which the
Director specifically exempts from carrying firearms are not
required to complete the firearms familiarization training
conducted at the institution and Staff Training Academy.
d. Other Use of Firearms. Only the Director or Director's
designee may authorize, in writing, Bureau staff to carry
Government-issued firearms for purposes not expressed in this
Program Statement.
702. USE OF FIREARMS. Firearms must be used only when deemed
necessary for the following Law Enforcement purposes:
• Prevent escapes;
• Prevent loss of life or serious physical injury;
• z.
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.
Marorminarinn rnat
the damage or loss of property would contribute
directly to an escape, loss of life, or serious
physical injury; and
• Maintain or restore control of a correctional
institution.
The use of firearms is prohibited if force other than firearms
appear reasonably sufficient to accomplish law enforcement
purposes. Examples are, but not limited to:
• Prevention of escape;
• Prevention serious physical injury; and
• Restoration of control in a correctional institution.
The necessity to use firearms arises when all available means of
achieving the law enforcement purpose have failed or are likely
to fail.
An employee is not required to jeopardize personal safety or the
safety of others before using firearms to prevent serious
injuries/bodily harm or death.
If use of firearms is deemed necessary, staff must shoot the
subject with every intention of hitting "center mass" to ensure
the subject is stopped.
EFTA00108216
PS 5500.14
10/19/2012
Chapter 7, Page 3
Staff will not attempt to shoot a limb which creates a lesser
chance of stopping the subject and may pose a danger to staff,
other inmates, or persons in the community. Firearms must not be
used solely to disable moving vehicles or aircraft. Firearms
will only be used against the driver or other occupants of a
moving vehicle when the:
• Employee has a reasonable belief that the subject poses an
imminent danger of death or serious physical injury to the
employee or others.
• Public safety benefits of using such force outweigh the
risks to the safety of the employee or others.
As soon as practicable, medical attention must be provided to any
persons injured during an incident involving use of firearms.
firearms will :1st te used if L:-.= amplayea ia...uval..aa euLaaLial
escapee as an inmate sentenced under the Juvenile Justice and
Delinquency Prevention Act.
a. Escape Prevention. The use of firearms is authorized when
deemed necessary to prevent an escape in the following
situations.
(1) Perimeter Walls. At institutions secured with
perimeter walls, prior to using firearms, staff must reasonably
believe that an inmate has the capability to escape.
For example, the inmate may be carrying items that could be
used to perpetrate an escape, such as, but not limited to, a
ladder, grappling hook, or rope, suggesting an intent to escape.
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
(2) Multiple Perimeter Fences. At institutions secured
with multiple perimeter fences, prior to using firearms, staff
must reasonably believe that an inmate has the capability to
escape.
For example, the inmate may be carrying items such as, but
not limited to, a ladder, blankets, grappling hooks, ropes, broom
handles, or sticks, that will perpetrate an escape.
EFTA00108217
PS 5500.14
10/19/2012
Chapter 7, Page 4
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent threat danger of
death or serious physical injury to self or others.
When authorized, throughout this policy, warning shots
should be used only if there is no apparent danger to self, other
staff and inmates, or the community.
Warning shots will be fired into the ground and never into
the air or in an indiscriminate direction.
The inmate is not required to be on the first/inner
perimeter fence before the employee issues the warning. When the
iumaie deLudiiv cc/lila:Is Lite Eitsiiinnet weLimeLeL fence in an
attempt to climb or demonstrates an attempt to get on or over the
first/inner perimeter fence, and the employee reasonably
determines an escape is being attempted, the employee may shoot
the subject.
The employee is not required to wait until the inmate is
between the perimeter fences or over the first/inner fences.
(3) Metropolitan Correctional Centers (MCCs) and
Metropolitan Detention Centers (MDCs). When an employee
reasonably determines that an escape is being attempted from a
MCC or MDC, the employee should give a verbal warning. If the
inmate continues, the employee may shoot the subject. Warning
shots are prohibited due to the possibility of injury to innocent
bystanders.
(4) Minimum Security Institutions. Ordinarily, firearms
are not used to prevent escapes from minimum security level
' institutions. However, weapons are authorized when the escaping
inmate has used or threatened to use force which is likely to
cause serious physical injury or has manifested an imminent
threat of death or serious physical injury to the employee, other
staff and inmates, or the community.
Verbal warnings and warning shots should be used when
feasible.
(5) Escapes with Outside Assistance. Firearms may be used
against persons who are not inmates, if they are facilitating an
escape and have used or threatened to use force which is likely
EFTA00108218
PS 5500.14
10/19/2012
Chapter 7, Page 5
C to cause death or serious physical injury against the employee,
other staff and inmates, or the community.
Verbal warnings and warning shots must be used when
feasible.
(6) Escape from Escorted Trip or Prisoner Transport. When
an employee reasonably determines an escape is being attempted
from an escorted trip or prisoner transport, the employee must
issue a verbal warning. If the inmate continues and the escape
is occurring within the immediate environs of a correctional
institution, the employee will fire a warning shot, if feasible,
prior to shooting the subject.
Outside the immediate environs of a correctional
institution, the employee should not fire a warning shot prior to
shooting the subject due to the possibility of injury to innocent
bvbcamieL .
Absent the use or threat of force which would likely cause
serious physical injury or a manifested imminent threat of death
or serious physical injury to the employee, other staff and
inmates, or the community, it is not permissible to use firearms
to prevent an escape of an inmate in transit to or from a minimum
security level institution. The exception to the rule is when
the escorting employees are transporting inmates at the same time
to a minimum and non-minimum security level institutions.
(7) Once An Escape Has Occurred. After an escape from a
transport vehicle or an institution, and the immediate environs
has been successful, employees attempting to apprehend the
escaped prisoner may not use firearms unless there is probable
cause to believe:
(a) The subject has committed a felony involving the
infliction or threatened infliction of serious physical injury or
death.
(b) The subject's escape would pose an imminent danger
of death or serious physical injury to the employee or others.
Note: The phrase "after an escape from a transport
vehicle or an institution and the immediate
environs has been effectuated" should be
interpreted in the following manner:
EFTA00108219
PS 5500.14
10/19/2012
Chapter 7, Page 6
• As long as a staff member is in continuous pursuit
of an escaping inmate, whether the escape takes
place from an institution, transport vehicle, or
outside facility (such as a hospital), the escape
has not yet been effectuated. The use of firearms
is permissible under the escaping inmate standard.
• The immediate environs of an institution is
defined as the property lines of the correctional
facility. This boundary may be expanded by the
Warden with the Regional Director's concurrence
and should be defined as explicitly as possible.
A verbal warning should be given if it would not pose a risk
of death or serious bodily injury to the officer or others.
Warning shots are prohibited due to the possibility of
iniusy L1
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4, byoLoildtto.
b. Prevent the Loss of Life or Serious Physical Injury. Staff
may use firearms when reasonable belief exists that the subject
poses a threat of death or serious physical injury to staff,
inmates, or others.
Firearms will be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject.
.44 elk
1/4
v '
When authorized, warning shots should be used only if there is : 8 '
no apparent danger to other staff and inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
In a hostage situation, once it has been contained and attempts
to negotiate have begun, only the Warden may order the use of
firearms 'to resolve the hostage situation.
Warning shots will not be fired as in an attempt to resolve a
hostage situation, nor used to create a diversion.
c. Protect Government Property. Firearms may be used to
prevent damage to or destruction of Government property when the
loss of that property could contribute directly to an escape or
attempted escape, serious physical injury, or loss of life.
For example, the use of firearms may be necessary when persons
are attempting to damage or disable a fire truck during a fire
within the institution. If individuals attempt to break into a
EFTA00108220
PS 5500.14
10/19/2012
Chapter 7, Page 7
building where weapons, gas, or other security risk items are
stored, firearms may also be used.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to other staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
d. Maintain or Restore Control of a Correctional Institution.
Firearms may be used to maintain or restore control of a
correctional institution when the employee reasonably believes
the intended subject of the use of firearms is participating in a
A4c..4•“,Y.,,,-.0 . k rti Ins
3afOtY sf staff, sthcr
inmates, or the community.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
703. ARMED ESCORT BY COMMERCIAL AVIATION. The Warden may
authorize staff to carry firearms when transporting an inmate by
commercial air carrier.
Title 14 CFR Part 108.11, Carriage of Weapons, and Part 108.21,
Carriage of Passengers Under the Control of Armed Law Enforcement
Escorts (1995)„ allows law enforcement officials, while
performing their duties, to travel while armed.
Staff must notify the air carrier prior to departing the
institution of the intent to carry firearms. Staff must complete
all required forms and provide required information to the
carrier.
Staff must follow the procedures detailed in the above referenced
regulations.
EFTA00108221
PS 5500.14
10/19/2012
Chapter 7, Page 8
When not transporting inmates, Bureau staff, carrying firearms
aboard commercial aircraft, must declare this to the carrier and
have the weapon placed in checked baggage.
The above referenced regulations should be referred to for
additional requirements concerning the placement of firearms in
checked baggage.
704. REPORTING REQUIREMENTS. A written report must be submitted
to the Warden upon the discharge of any firearm, privately owned
or issued by the Bureau. This rule applies when the employees is
on duty and off duty, except for training or recreational
purposes.
For an incident while on duty, the report must be submitted prior
to the end of the employee's duty shift.
For an incident while .CC .lutv, the zepci:t icwist be Siaumstueu
prior to the end of the employee's next duty shift.
The discharge of any firearm, once reported, will be investigated
and reviewed through the After-Action Reporting and Review
processes.
705. IDENTIFICATION BADGES. Upon request, the Correctional
Services Administrator, Central Office, will issue Bureau
identification badges in leather carrying cases to each
institution.
The Captain will maintain strict accountability of Bureau badges.
Lost or stolen badges must be reported immediately in writing to
the Correctional Services Branch, Central Office.
Except for tower and perimeter patrols and established stationary
check points, staff assigned to duties which require the carrying
of firearms will be issued a Bureau identification badge.
The badge must be displayed when necessary to establish the staff
member's authorization to carry a firearm. Appropriate badge
holders will be provided so as to allow the employee the ability
to securely attach the badge to his or her outerwear.
Badges may not be used as methods of routine identification.
Employee procurement or possession of unauthorized badges, either
official or duplicated, is prohibited (see the Program Statement
on Standards of Employee Conduct).
EFTA00108222
PS 5500.14
10/19/2012
Chapter 7, Page 9
706. NON-DISCLOSURE OF BUREAU STAFF NAMES IN SHOOTING INCIDENTS.
Disclosure of an employee's name following a shooting incident
will follow the guidelines as prescribed in the Program Statement
on News Media Contacts.
0
EFTA00108223
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSIUM (OC) CARRY POST
POST: SPECIAL HOUSING UNIT OFFICER #3
EQUIPMENT: Key Ring(s) C-27, C-28,C-30,C-31, C-32, C-33,B-32,
B-33 Radio/BA, Metal Detector
All equipment assigned to this post and will be accountable on the shift
to shift inventory form. All 24 hour equipment and key rings will be
logged into the TRUSCOPE program with type of equipment and key ring
numbers.
SHIFT: DAY WATCH
HOURS OF DUTY: 6:00 A.M. to 2:30 P.M.
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE: All Correctional Officers will report to the institution
according to their assigned work schedule. You are required to utilize
the "Staff Chit Board" whenever you enter and/or depart from the secured
perimeter of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED SHU
DOORS:
Door 27 and Inner Door: Both doors must always remain secured when not
being used. They are to be opened as needed for traffic and secured
immediately. These doors are to be considered a sally port; only one
door will be open at a time unless there is an emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to guarantee
that the inmate is closely monitored and kept separate from other
inmates.
6:00 A.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform. As the equipment is issued on a 24-hour basis, you are
required to indicate the key ring number and type of equipment accounted
for in the TRUSCORE program and sign the location inventory. Count the
keys to ensure the number of keys corresponds with the total number on
a
the key ring chit. Key rings must be secured to a belt by clips and
metal chain.
December 7, 2018 Sensitive But Unclassified Page 1 of 12
EFTA00108224
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
Contact the Control Center on #333 and test your Radio/Body Alarm. Unit
officers must maintain a log of pertinent information regarding inmate
activity, detailing time, persons involved (if pertinent) and the event.
These entries must be written legibly, while maintaining your
professionalism. Report for duty by telephone with the Operations
Lieutenant and receive any additional information. Begin making 30
minute rounds ensuring you document the findings in the TRUSCORE
program. Staff will observed all inmates in continued lock down status
once in the first 30 minute period of the hour ex: (12:00 -12:30AM)
followed by another round in the second 30 minute period of the same
hour (12:30-1:00 AM).This will ensure an inmate is observed at least
twice per hour.
Ensure that all inmates on the court list are ready for pick up by the
Internal Security. The SHU Recreation Officers will report to the unit
at this time and assist with the court movement.
All SHU inmates will be escorted to R&D for court at a ratio of two
staff members per every inmate unless otherwise instructed by the
Operations Lieutenant. Contact the C&A Officer to receive clearance
for the escort of the inmate(s). Ex: If you are escorting two inmates
to R&D there should be four escorting staff members
Breakfast Feeding
The SHU #2 will ensure the food carts are properly searched prior to
bringing them into the unit. The SHU #1 will ensure the SHU Officers
(including the Recreation Officers); will count all food trays, lids,
and utensils prior to and after the meal. The SHU #2 will prepare the
breakfast meal, and began feeding with the assistance of the
Recreation Officers. Ensure that all wickets are secured; only one
(1) wicket will be opened at a time for the feeding of the meal.
Report problems with the meal to the Shift Lieutenant and Food Service
staff and ensure corrective measures are taken before serving
commences. The lights in the inmates' cells will be turned on while
the breakfast feeding is in progress.
All Food trays must be accounted for, no food trays will be left in an
inmates' cell after pickup. if an inmate refuses to give you the tray
back notify the SHU Lieutenant or the Operations Lieutenant. Inmate
orderlies will not be utilized to collect food trays.
December 7, 2018 Sensitive But Unclassified Page 2 of 12
EFTA00108225
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
7:00 A.M.
Prepare the cells and unit for daily inspection. No later than 8:00 am
each morning all inmates will have their cells cleaned, beds made, and
will be dressed in their jumpsuits. All SHU officers will assist with
conducting daily inspections of the unit. Any inmate who desires
recreation will have their cells in a high state of sanitation.
Recreation begins by the Recreation Officers Monday through Friday.
INMATES DEPARTING FOR RECREATION WILL NOT LEAVE THEIR CELLS UNTIDY.
7:30 A.M.
Ensure that all pertinent paperwork is properly filled out, Daily
Security Inspection Sheet, BP-292.
Inmate Work Call: The Control Center will announce "Attention in the
institution inmate work call." All inmates assigned to work details
will report to their work detail assignments.
8:30 A.M.
Assist the *1 officer Conduct a security and fire inspection of the
unit. Any discrepancies found will be noted on the Fire and Security
Inspection Form. Serious breaches of security will be immediately
reported to the SHU Lieutenant and Operations Lieutenant.
Discrepancies found not of a serious nature will also be reported and
the appropriate work order submitted. Initiate the unit Confidential
Log Report which will be used to record important information which
should be passed on to other staff, in conjunction with the
information contained in the TRUSCORE program. Conduct a bed book
audit and make any changes pertaining to your bed book/inmate picture
card files. Check the TRUSCOPE program for information and initiate
daily paperwork (Confidential Log form, etc.). As time permits
throughout the shift, you are to conduct searches of inmate cells.
Results will be recorded in the TRUSCOPE program. Discoveries of hard
contraband will be reported to the SHU Lieutenant and Operations
Lieutenant and documented in the unit Confidential Log report and the
TRUSCOPE program. Began to conduct showers and all other daily
activities according to schedule
The SHU #1 Officer is responsible for notifying the Control Center of
inmates being admitted or released from the Special Housing Unit. At
no time will you be in possession of the cell door key without the
presence of another staff member.
December 7, 2018 Sensitive But Unclassified Page 3 of 12
EFTA00108226
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
9:00 A.M.
Verify all release orders signed by the Captain, and other designated
staff. Once releases orders are signed assist the SHU#1 Officer with
processing inmates out of the unit, ensure all documentation, i.e.,
property form and the TRUSCOPE program, is completed prior to the
inmate being released from the unit. Ensure the property forms are
filed out accordingly and the inmate receives a copy. The SHU
Lieutenant will be immediately notified of any discrepancies with the
inmates' personal property.
10:00 A.M.(Weekends and Holidays)
COUNT TIME (Stand-Up Count): The 10:00 a.m. count is an official stand up
count will be conducted at this time. The count will be conducted as a bed
book count when directed by the Operations Lieutenant. Ensure all areas
are clear of inmates, i.e., showers, bathrooms, laundry rooms etc. The
Internal Security Officer or any available staff member will assist with
backing the count. Upon completing the count, call the count into the C&A
Officer by telephone at extension 6468. Always ensure the correct date,
time, and Officer's printed name and signature conducting the count is
noted on the count slip. All count slips will be written in blue or black
ink and should be clear and legible. Count slips which appear to be
altered will not be accepted. The Internal Officer will pick up the count
slips and take them to the Control Center. Once the Control Center
announces a clear institutional count, record this information in the
TRUSCOPE program.
BED BOOK COUNTS: The Bed Books will be utilized for emergency counts,
bad institutional counts and random Bed Book counts requested by the
Shift Lieutenant. When a unit has two consecutive bad counts, a bed
book count must be conducted. In conjunction with the Bed Book the
unit roster will be used to conduct these counts. Upon receiving a
new inmate on the unit, the unit officer will receive two 3 x 5 cards,
one to be utilized for the bed book, and the other to use for inmate
movement. The bed book card is not to be removed from the bed book
Between 10:15 A.M. 12:15 P.M. (Weekdays)
LUNCH RELIEF
Contact the department on the current lunch relief schedule to arrange
for staff to relieve you for a 30 minute duty free lunch. When being
relieved, ensure staff have signed the log book designated for lunch
reliefs.
December 7, 2018 Sensitive But Unclassified Page 4 of 12
EFTA00108227
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
11:00 A.M.
Mainline Feeding:
The food carts will be thoroughly searched by SHU staff prior to
entering the Special Housing Unit. Report problems with the meal to
the SHU/ Shift Lieutenant and Food Service staff and ensure corrective
measures are taken before serving commences.
Ensure that all wickets are secured, only one (1) wicket will be
opened at a time for the feeding of the meal. Officers will not pass
or allow anything to be passed from cell to cell. Each inmate will
receive only those items which are on the daily menu or prescribed
dietary menu.
All staff handling food must wear plastic gloves and ensure the food
is served at the proper temperature. Upon completion of the meal, all
trays will be accounted for and placed on the food cart.
Supervise the removal of all food trays from the cells. Officers only
will pick up all trays and trash from cells. Inmate orderlies will
not be utilized to collect food trays.
12:00 P.M. On Mondays social visiting will begin at this time. Place
all trash in the sally port for pick-up at this time for preparation
of trash call.
12:30 P.M.
PM CENSUS COUNT: A Unit Census Count will be conducted at this time.
Record the results in the TRUSCOPE program and notify the Lieutenant of
any discrepancies. An incident report will be written on any inmate found
in an unauthorized area.
ROUNDS: Ensure assigned staff continue to make frequent, random
rounds of the range in the unit. At a minimum, each inmate must be
checked, at least one time every thirty minutes. During these
security checks, ensure staff pay particular attention to those
inmates who demonstrate suspicious or unusual behavior.
MEDICAL VISITS: During medical visits by the Physician Assistant, you
are responsible for providing an escort during their rounds on the
unit. Ensure the SHU Officers announce the PA's presence on the range
and inmate concerns are addressed.
1:00 P.M.
Conduct bar taps in at least five inmate cells. Ensure the TRUSCOPE
program are up to date, 292s are filled out and ensure any pertinent
information is documented one the Confidential Report.
December 7, 2018 Sensitive But Unclassified Page 5 of 12
EFTA00108228
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
2:30 P.M.
End of Tour
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED**
Officers assigned to this post will not vacate the post unless
properly relieved or instructed to do so by the Operations or
Activities Lieutenants. These post orders are not intended to
describe in detail all the officer's responsibilities. Good judgment
and common sense are expected in all situations not covered in these
post orders.
NOTE: In addition to Post Orders, the Special instructions must be
read in conjunction with post orders(Section 2). Staff assigned to
this post must thoroughly familiarize themselves with the Program
Statement and Institution Supplement on Entrance Procedures and Inmate
Visiting Procedures. This is one of the most critical areas of the
institution due to the potential for escape.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified 6 <:f 12
EFTA00108229
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
POST: SPECIAL HOUSING UNIT OFFICER #3
EQUIPMENT: Key Ring(s) C-27, C-28,C-30,C-31, C-32, C-33,B-32,
B-33 Radio/BA, Metal Detector
All equipment assigned to this post and will be accountable on the shift
to shift inventory form. All 24 hour equipment and key rings will be
logged into the TRUSCOPE program with type of equipment and key ring
numbers.
SHIFT: EVENING WATCH
HOURS OF DUTY: 2:00 P.M. to 10:00 P.M.
NORMAL ROUTINE: All Correctional Officers will report to the institution
according to their assigned work schedule . You are required to utilize
the "Staff Chit Board" whenever you enter and/or depart from the secured
perimeter of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED SHU
DOORS:
Door 27 and Inner Door: Both doors must always remain secured when not
being used. They are to be opened as needed for traffic and secured
immediately. These doors are to be considered a sally port only, one
door will be open at a time unless there is an emergency.
CONTROLLED MOVES: A Lieutenant will call all controlled moves to halt
all general population movement. The controlled move is conducted to
guarantee that the inmate is closely monitored and kept separate from
other inmates.
2:00 P.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform. As the equipment is issued on a 24-hour basis, you are required
to indicate the key ring number and type of equipment accounted for in
the TRUSCOPE program and sign the location inventory. Count the keys to
ensure the number of keys corresponds with the total number on the key
ring chit. Key rings must be secured to a belt by clips and a metal
chain. Contact the Control Center on #333 and test your Radio/Body
Alarm. Unit officers must maintain a log of pertinent information
regarding inmate activity, detailing time, persons involved (if
pertinent) and the event. These entries must be written legibly, while
maintaining your professionalism. Report for duty by telephone with the
Operations Lieutenant and receive any additional information.
December 7, 2018 Sensitive But Unclassified Page 7 of 12
EFTA00108230
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
Begin making 30 minute rounds ensuring you document the findings in the
TRUSCOPE program. Staff will observed all inmates in continued lock down
status once in the first 30 minute period of the hour ex: (12:00 -
12:30AM) followed by another round in the second 30 minute period of the
same hour (12:30-1:00 AM).This will ensure an inmate is observed at
least twice per hour.
3:00 P.M.
All inmate social visiting concludes at this time.
4:00 P.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Evening Watch Officer. After you have relieved
the Evening Watch Office r, as the equipment is issued on a 24-hour
basis, you are required to indicate the key ring number and type of
equipment accounted for in the TRUSCOPE program and sign the location
inventory. Count the keys to ensure the number of keys corresponds with
the total number on the key ring chit. Key rings must be secured to a
belt by clips and a metal chain. Contact the Control Center on #333 and
test your Radio/Body Alarm. Begin making watch calls at this time. Watch
calls will be made every 30 minutes from the hours of 6:00 PM to 6:00
AM.
Unit officers must maintain a log of pertinent information regarding
inmate activity, detailing time, persons involved (if pertinent) and the
event. These entries must be written legibly, while maintaining your
professionalism. Begin making 30 minute rounds ensuring you document
the findings in the TRUSCOPE program. Staff will observed all inmates in
continued lock down status once in the first 30 minute period of the
hour ex: (12:00 -12:30AM) followed by another round in the second 30
minute period of the same hour (12:30-1:00 AM).This will ensure an
inmate is observed at least twice per hour. These rounds are to be
conducted on an irregular schedule and no more than 40 minutes apart.
All observations must be documented.
It should be clearly understood that none of these activities are to
take place until the Day Watch officer is relieved. It should be
noted that it is understood that not all of the above will be
accomplished by or before the count.
December 7, 2018 Sensitive But Unclassified Page 8 of 12
EFTA00108231
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
COUNT TIME: The official count will be announced at this time. The
Internal Security Officer or available staff will assist with backing
the count. The same count procedures will be used now as with all
other counts. Upon completing the count, call the count into the C&A
Officer by telephone at extension 6468. Always ensure the correct
date, time, and Officer's printed name and signature conducting the
count is noted on the count slip. All count slips will be written in
blue or black ink and should be clear and legible. Count slips which
appear to be altered will not be accepted. The Internal Officer will
pick up the count slips and take them to the Control Center. Once the
Control Center announces a clear institutional count, record this
information in the TRUSCOPE program.
BED BOOK COUNTS: The Bed Books will be utilized for emergency counts,
bad institutional counts and random Bed Book counts requested by the
Shift Lieutenant. When a unit has two consecutive bad counts, a bed
book count must be conducted. In conjunction with the Bed Book the
unit roster will be used to conduct these counts. Upon receiving a
new inmate on the unit, the unit officer will receive two 3 x 5 cards,
one to be utilized for the bed book, and the other to use for inmate
movement. The bed book card is not to be removed from the bed book
4:30 P.M.
Conduct a security and fire inspection of the units. Any
discrepancies found will be noted on the Fire and Security Inspection
Form. Serious breaches of security will be immediately reported to
the Operations Lieutenant. Discrepancies found not of a serious
nature will also be reported and the appropriate work order submitted.
Initiate the unit Confidential Log Report which will be used to record
important information which should be passed on to other staff, in
conjunction with the information contained in the TRUSCOPE program.
Conduct a bed book audit and make any changes pertaining to your bed
book/inmate picture card files. Check the TRUSCOPE program for
information and initiate daily paperwork.
Dinner Meal: All food trays, utensils, cups, containers, etc., must
be removed from the cells at the end of the meals. Inmates are not
permitted to retain any food trays, utensils, or other items provided
during the meal. The SHU Officers will ensure that all meals are
properly heated and distributed. All staff handling food must wear
plastic gloves and ensure the food is served at proper temperature
utilizing the microwave. Inmate orderlies will not assist with the
feeding process. The SHU Officers will conduct the feeding of the
inmates and the retrieval of the food trays. All inmate food trays
will be issued and retrieved by staff only.
December 7, 2018 Sensitive But Unclassified Page 9 of 12
EFTA00108232
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
Ensure that all wickets are secured, only one (1) wicket will be
opened at a time for the feeding of the meal. Officers will not pass
nor allow anything to be passed from cell to cell. Each inmate will
receive only those items which are on the daily menu or prescribed
dietary menu. At no time will meat items with bones be served to
inmates. Officers will not pass nor allow anything to be passed from
cell to cell. Each inmate will receive only those items which are on
the daily menu or prescribed dietary menu
5:00 P.M.
The total tray count entering and departing the unit will be annotated
in the TRUSCOPE program by the SHU #1 Officer. Social Vising Begins
(Mondays only)
6:00 P.M.
Begin to conduct inmate mail call. Never give an inmate mail unless
it belongs to him/her. If an inmate has moved to another unit,
contact the Internal Officer to deliver it to the appropriate unit.
Mail for inmates who have been transferred to another institution will
be placed back in the mail bag and returned to the Mail Room. Inmate
mail will not be left in the unit. All undelivered mail will be
returned to the Mail Room. During your shift, you are responsible for
ensuring a comprehensive security inspection of the unit is completed
and properly documented on the Security Inspection form. Cell
sanitation on the unit, and telephone calls will be conducted on the
assigned days.
As time permits throughout the shift, you are to conduct searches of
inmate cells. Results will be recorded in the unit search portion of
the TRUSCOPE program. Discoveries of hard contraband will be reported
to the Operations Lieutenant and documented in the TRUSCOPE program.
After completing at least five shake downs in your unit, reflect the
correct information in the Shake Down portion of the TRUSCOPE program.
The Shake-Down Log will reflect the room number; inmates name;
register number; date; time; remarks (to indicate whether contraband
was found; type of contraband; and disposition of contraband); and the
searching officer's name. Discoveries of hard contraband will be
reported to the Operations Lieutenant and documented in the TRUSCOPE
program.
Begin making watch calls to the Control Center by calling extension
333 or via radio every half hour. These calls are mandatory and are
designed for your safety as well as the security of the institution
December 7, 2018 Sensitive But Unclassified Page 10 of 12
EFTA00108233
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
8:00 P.M.
Continue conducting the necessary paper work for the unit and ensure
that all tasks have been accomplished through-out the shift. Begin
conducting bar taps at this time. Social visiting concludes.
10:00 P.M.
End of Tour
Official Count in Progress
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED**
NOTE: In addition to Post Orders, the Special instructions must be
read in conjunction with post orders. (Section 2). Staff assigned to
this post must thoroughly familiarize themselves with the Program
Statement and Institution Supplement on Entrance Procedures and Inmate
Visiting Procedures. This is one of the most critical areas of the
institution due to the potential for escape.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
Post Orders and the TRUSCOPE program are confidential documents and
should never be left unattended or in an area accessible to inmates.
Post Orders must be secured at all times when not in use by staff.
It is the responsibility of the employee to inform the employer of the
fact they have not been able or afforded the opportunity to read such
orders. The employer will then advise the employee of the general
requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts to read
the post orders as soon as practicable.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this document
December 7, 2018 Sensitive But Unclassified Page 11 of 12
EFTA00108234
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #3
THIS IS NOT AN ARMED POST
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
These Post Orders are guidelines, not orders to work before or after
regularly scheduled shifts.
There will be no additions or deletions to these post orders without the
written consent of t Ca:'tain.
12/V/k-
Jermaine C. D Date
December 7, 2018 Sensitive But Unclassified Page 12 of 12
EFTA00108235
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) AEROSOL SPRAY POST.
IF YOU ARE ASSIGNED A POST THAT REQUIRES YOU TO CARRY THE MK-4
PEPPER SPRAY AND YOU ARE NOT TRAINED OR QUARTERLY RE-CERTIFIED
IT IS YOUR RESPONSIBILITY TO NOTIFTY THE OPERATIONS LIEUTENANT
PRIOR TO ASSUMING THE POST.
STAFF TRAINING AND ACCOUNTABILITY:
All staff (including sick and annual reliefs) assigned to an OC
aerosol dispenser post will receive the required training, and go
through quarterly re-familiarization training prior to assuming
their post each quarter. Training will include, but is not limited
to, proper carry and security of an OC aerosol dispenser, use of
force policy and the definition between immediate and calculated
use of force. These post orders will be read prior to working
designated posts or when this cannot be accomplished, the shift
Lieutenant must be notified immediately. The Operations Lieutenant
will ensure staff have read, understand and signed the post orders.
Staff will be held responsible for guidance outlined in national
and local policies, post orders, position descriptions, and general
guidance issued related to posts designated with an OC aerosol
dispenser. Officers and Lieutenants who have not received OC
specialty training are not authorized to carry an OC aerosol
dispenser.
If you believe you need additional training or unfamiliar with
the OC aerosol dispenser, notify the Operations Lieutenant
immediately.
USE OF FORCE/EMERGENCY RESPONSE PLANS
A post assigned with an OC aerosol dispenser is in addition to
emergency response plans already in place. Local written procedures
will continue to be in effect and the OC aerosol dispenser is an
enhancement in staff and inmate safety, included in these post orders.
These procedures will outline steps to be taken in case
immediate force is required as a result of a serious assault,
recreation yard incidents, or other serious incidents during all
shifts. Trained officers can use immediate force without the
presents of a supervisor.
December 7, 2018 Sensitive But Unclassified Page 1 of 14
EFTA00108236
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Once you have assumed your position/post, check the OC aerosol
dispenser, along with the other equipment assigned to the post, for
any defects. In the event there are defects or leakage to the OC
aerosol dispenser, notify the Operations Lieutenant and/or the
Security Officer, and document in TRUSCOPE program any defects noted.
In the event of an accidental discharge, decontaminate yourself
and notify the Operations Lieutenant. Once you have
decontaminated yourself with soap and water and notified the
Operations Lieutenant, decontaminate the affected area with
soap and water, and ventilation if possible.
The usage of an OC aerosol dispenser must be limited to the
performance of official duties only. Staff are again reminded
that use of the OC aerosol dispenser outside established
policies and procedures will result in staff disciplinary
action.
The preferred method of resolution is through verbal
intervention. However, the safety of staff and inmates in any
dangerous encounter is paramount and may require the use of
an OC aerosol dispenser. Staff may use the necessary amount
of force only as a last alternative after all other reasonable
efforts to resolve the situation have failed. Staff may use
the necessary amount of force to gain control of the inmate,
to protect and ensure the safety of inmates, staff and others,
to prevent serious property damage, and to ensure institution
security and good order.
The OC aerosol dispenser must be carried in an approved holder,
leather/nylon belt loop holster, specifically designed to hold
an OC aerosol dispenser. No other method of carrying the OC
aerosol dispenser is authorized, i.e., cargo pocket.
The full cone spray has an effective range of 10 to 12 feet
but should not be used closer than 4 feet.
In the event the OC aerosol dispenser is required the following
steps should be used:
1. Fingers of the drawing hand should be extended and firmly
gripping the aerosol dispenser.
2. Staff should assume an appropriate defensive stance and
continue with verbal commands.
3. Place thumb on the actuator.
December 7, 2018 Sensitive But Unclassified Page 2 of 14
EFTA00108237
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
4. Spray the facial area, specifically the eyes, delivering
one two-second burst. Once the OC aerosol spray has been
dispensed, staff should step back to avoid being
contaminated by the spray and maintain direct supervision
of the inmate(s). Continue with verbal commands.
5. Allow the OC aerosol spray to work while providing verbal
commands to the inmate (e.g., lay face down with arms
spread).
6. Evaluate the response of the inmate(s). If the inmate(s)
does not submit to restraints and/or comply with staff
orders within 15 seconds, a second two-second burst is
authorized. After a second assessment, or if the
inmate(s) has not complied with staff commands,
alternative methods to control the situation may be
pursued.
7. Decontamination procedures include fresh air and the use
of soap and water within 15 minutes, or as soon as possible,
after OC aerosol spray has been applied. Normally, this
is done before the medical assessment.
8. Once the OC aerosol spray is used and the inmate(s) is
in restraints, Health Services staff will be notified
immediately. A medical assessment will be performed to
determine if the inmate(s) sustained any injuries.
9. When an immediate use of force is necessary (e.g.,
involving serious bodily harm, etc.), staff are obligated
to obtain a camera and begin recording the event as soon
as it is feasible. As soon as control of the situation
has been obtained staff must record information on:
circumstances that required the need for immediate use
of force; identification of the inmate(s); injuries; and
staff, and others involved. (See PS 5566.06, Use of Force
and Application of Restraints).
A reasonable correctional workers perception of the events
would govern the use of the OC aerosol dispenser in situations
which require an immediate response to an emergency situation.
The Warden should be notified as soon as possible after any
such use. Documentation is to be submitted in accordance with
the Program Statement Use of Force and Application of
Restraints.
December 7, 2018 Sensitive But Unclassified Page 3 of 14
EFTA00108238
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Oleoresin Capsicum delivery systems are authorized to be used
for immediate response to situations in which an inmate cannot
be approached without danger to self or others; and it is
determined that a delay in bringing the situation under control
would constitute a serious danger to the inmate or others.
RETENTION AWARENESS:
Ensure the OC aerosol dispenser is properly fastened to your
duty belt and firmly secured inside the holster. When
confronting an inmate position your body so the OC aerosol
dispenser faces away from the inmate, maintain a safe distance,
and continue with verbal commands.
INTRODUCTION:
Staff will report for duty in the proper uniform. The primary
responsibilities of the SHU OIC are security, supervision, safety,
and accountability of inmates. Each inmate will be checked a minimum
of once every thirty minute period at irregular intervals. The checks
will be entered in the 30 Minute portion of the TRUSCOPE program.
The officers are responsible for ensuring security inspection
discrepancies are appropriately documented and routed. Sanitation
of the unit is critical for the operation and will be maintained
at the highest level. All emergencies will be reported to the
Operations Lieutenant immediately.
Every officer must read and sign the Post Orders prior to assuming
the duties of this position. As a SHU Officer you will be working
under the direction of the SHU Lieutenant and/or the Operations
Lieutenant. You are required to advise the Operations Lieutenant
of your presence when you arrive for duty. You will maintain the
TRUSCOPE program throughout your shift. The TRUSCOPE program will
accurately reflect all pertinent information concerning the housing
unit, equipment accountability, inmate population, unit count, and
inmate activity as well as other specific information pertaining
to your tour of duty.
All Correctional Services staff will review and sign the Inmate Posted
Picture File on a monthly basis
ENTRANCE PROCEDURES:
The SHU #1 controls entrance to the Special Housing Unit. Only the
SHU #1 will approve the opening of the entrance by the Control Center.
The SHU #1 will ensure the inner door to the unit is secured prior
to approving the opening of the outer door by the Control Center.
The inner and outer doors will never be open at the same time.
December 7, 2018 Sensitive But Unclassified Page 4 of 14
EFTA00108239
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
No one will enter the Special Housing Unit without showing propeS\
identification when requested by the SHU #1. All visitors whom are`
unknown will be challenged for proper identification. All inmates\
entering and exiting the Special Housing Unit will be visually \
searched and screened with a hand-held metal detector prior to \
entering the unit. The SHU #1 will ensure this procedure is
completed. \
ENTRANCE LOGS: \
The Visitors Log will be maintained at the entrance of SHU. All
persons visiting this unit will utilize this log to document their
visit to the Special Housing Unit. The log is organized by
discipline. On Saturday, the evening watch SHU #1 will collect the
logs, and prepare the new logs for the new week.
VISUAL SEARCHES:
Any inmate who enters into, and/or departs from the Special Housing
Unit will be visually searched, to include the hand-held metal
detector, no exception. This includes inmates entering the unit
for work details, UDC/DHO hearings, and the Unit Barber.
CELL INSPECTION FORMS:
The SHU OIC will ensure a Cell Inspection Report is completed; to
include the inmates and the inspecting officer's name/signature.
This report will be maintained in the inmates SHU File. The inmate
must verify the condition of his cell on this form. If anything
is broken, missing, cracked, etc., the inmate is responsible for
advising staff upon admission to the cell. The inmate is responsible
for the contents of his assigned cell. If the inmate refuses to
sign the form, the officer will note on the form the inmate refused
to sign.
CELL ROTATION AND CELL SEARCHES:
All SHU staff are expected to conduct searches of the Special Housing
Unit. The morning watch officer(s) will conduct searches of the
common areas and document their findings in the Search section of
the TRUSCOPE program. The day watch officer(s) will conduct a search
of every inmate's cell who attends recreation. The evening watch
officer(s) will conduct a minimum of five (5) cell searches during
their shift. The entire Special Housing Unit will be searched each
and every week. Officers will pay particular attention to the
sink/commodes, showers, and vents. Staff will inspect under the
beds and desks. Inmates will be rotated to a new cell assignment,
SHU
at a maximum of every 21 days. This will be performed by the
Officer(s) on the Day Watch.
December 7, 2018 Sensitive But Unclassified Page 5 of 14
EFTA00108240
...acCmst
METROPOLITAN SIC, NE j>3„. .4. CENTER
NEW Y POST ° ADZ
SPECI -
^b-r
NG uNiT
SPECIA—r---asy ...or AN
THIS IS tar ARMED P082,
ions •
The SHU #1 will document the ra le sentr y the
' and sh
2/L— rotatio n
Note: If an inmate refuses a ore' '
be written and the SHU Lieutettic nen-n Must be noticed
etieienedeez zel
CELL SANITATION: -7-
The evening watch SHU a _provide
tize their?eates with
cleaning supplies o toof propert 4O the assign_ the ne
cleaning supplies will be iss 1-1' re sp oils 4 i..."- funates t :u ceji :
slot. The SFIU Officers will /a' CI -iro ugh4 ";Lie for decoifgh thE
cleaning supplies to the inmat- the food eloytery of
Under no circumstances will adiso atritatrziGr eltil l:tuent be
in a cell after cleaning. allowed to
z.
LAUNDRY: the Sp ecie .
.' "
When clean laundry is brought t -s<2
_ 1.1 .0 “ ) L2 Grhi y nOusi ng un .
#1 MUST ensure the clothing is ."--
the
of a metal detector, prior to 1 " rircconslarnin
rlat es r eceles• nchecl• to
g ,_71-9 the ci Include
Although this procedure is tirn ... c .c ion of ,r_nd teol oo _:ethi ng.
important to control the introc ia 'w/trah ano ° it i s in
LAN PASSWORD: _e a
computer LAN
Staff working in SHU should hav ra i s e. syste ,..
access WORD documents and GrouP" an d the tion a
s nu lly, ; taeas eword t
have a password to access sentry Program tf
. should
DISPOSABLE RAZORS:
dis posable -razor s r
Inmates are permitted to use s be i ssue _t: Perform
hygiene necessities. The razor _ Offic ers. 2„ : c ol lect personal
accounted for by the D/W SHU Rangifsab l e razo rs ane. SHU Rannee,c1, and
will conduct an audit of the dislo": s wi n off er : o _soon as '
they`j`fidere
for duty. The SHU Range Offic er, nes d a y, an Fir , u
Fri day Issue report
razors to inmates on Monday, Wet"'
disposable
_ d i a l Housin g ty,,,,
Note: Inmates assigned to the SP: ourt, will be gin:r who are on t
or who are scheduled to report to
est to use the
razor
direct
razors When
inmate he/he r
the razor
it to you. Never allow the t_ :tures
the chance of an assault. u educe
December 7, 2018 Sensitive But Unclassified
Pa ge 6 of 14
EFTA00108241
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SHOWERS:
The SHU #1 will ensure the appropriate entries are completed on the
inmates BP-292 when inmates are afforded the opportunity to shower.
Special Housing unit inmates will be escorted by the range officers
to the showers on Mondays, Wednesdays and Fridays. At this time the
inmates will receive hygiene supplies (toilet paper, soap, toothbrush
etc.
All toothbrushes will be no longer than three (3) inches in length.
COMMISSARY:
The approved Commissary List will be used for inmates housed in A/D
and D/S status. All Commissary slips will be forwarded to the SHU
Lieutenant for review prior to being sent to the Commissary.
LAW LIBRARY:
The SHU law library is available for the inmates. The inmate must
submit an Inmate Request to Staff Member requesting use of the law
library. The SHU #1 will place the inmate on a waiting list in the
appropriate log book upon receipt of the request. The SHU #1 will
record in the law library logbook when an inmate uses the library.
Legal material not available in the SHU Law Library can be requested
by the inmate from the Education Department. This is accomplished
by the inmate submitting an Inmate Request to Staff to the Education
Department.
SOCIAL TELEPHONE CALLS:
Inmates are permitted to use the telephone in the Special Housing
Unit once every thirty (30) days while housed in the Special Housing
Unit. An inmate will submit an Inmate Request to Staff prior to
the day he/she requests to use the phone. Additionally, inmates will
be authorized to utilize the telephone within the first 7 days of
arrival to the special housing unit. The SHU#1 will record in the
proper logbook each time an inmate is authorized to use the telephone.
LEGAL TELEPHONE CALLS:
Inmates must be permitted access to their attorneys. The inmate
will submit an Inmate Request to Staff Member to their respective
unit team. There is a Legal Telephone Log Book in the Special Housing
Unit. All Legal calls will be recorded in this log book. Legal
phone calls will be recorded by the Unit Team member affording the
inmate the call.
December 7, 2018 Sensitive But Unclassified Page 7 of 14
EFTA00108242
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
RECREATION:
While assigned to the Special Housing Unit, inmates have the
opportunity to recreate for five hours per week. The five hours
will be broken down into one-hour increments throughout the week.
Inmate files, BP-292's, and any other pertinent information must
be reviewed prior to scheduling the inmates for recreation. Staff
must ensure all precautions are taken to prevent inmates with
SEPARATION status, REC/CELL ALONE, or Protective Custody from
recreation with other inmates.
The Recreation Officers will place the inmates in handcuffs, and
then escort them from their assigned cells to the recreation area.
The inmates will be pat searched and metal detected prior to entering
the recreation cell. The recreation cell will be secured then the
inmate's restraints will be removed. Staff will ensure the
recreation cages are searched before and after inmates receive
recreation.
**NOTE** In the event of inclement weather, e.g. cold weather, inmates
will be issued jackets or other available inclement weather clothing
for use on the recreation decks.***
COUNTS:
The following procedures will be strictly adhered to and will be
enforced by all staff. There will be no inmate movement during
Official Counts. All inmates assigned as Orderlies will be secured
in their cell during all counts. All counts will be conducted by
two staff members. All count slips will be signed in blue or black
ink by both staff members. All inmates in the unit will stand for
the 4:00 P.M. and 10:00 A.M. count. The 10:00 A.M. count will be
conducted on weekends and holidays. All official counts will be called
into the C&A Officer at ext. 6468. The SHU#1 will log the count
in the Unit Log Book.
HAIRCUTS:
Haircuts will be approved for once a month. The barber shop will
be operational on the day watch shift, on Saturdays. The inmate
will have to request a haircut via the "Request to Staff Member Form"
(cop-out). The assigned Barber will be escorted to the Special
Housing Unit. The inmate will be visually searched with the results
documented in the search portion of the TRUSCOPE program.
December 7, 2018 Sensitive But Unclassified Page 8 of 14
EFTA00108243
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INMATE ORDERLIES:
Any inmate assigned as the orderly in the Special Housing Unit must
be approved by the Captain. The SHU Lieutenant will route a memorandum
seeking the Captains approval for all orderlies. It is the SHU
Officers responsibility to ensure the SHU Orderlies are properly
supervised and accounted for at all times.
A11 staff are responsible for ensuring restrained and un-restrained
inmates do not have the opportunity to come into contact with each
other. The SHU Orderlies must be secured behind a locked door before
any inmate can be safely moved into or within the housing unit.
INMATE PROPERTY:
The SHU PROP Officer is responsible for the inmate's property while
assigned to the Special Housing Unit. The SHU PROP Officer will ensure
the property of inmates placed in SHU is reviewed, properly stored,
and accounted for in the SHU Property Room. The SHU#1 Officer will
secure all new commits to the unit property in the property cage
when no property officer is available.
MAIL:
All outgoing general Correspondence must be left unsealed with the
exception of legal mail, which will be sealed by the inmate. The
SHU Officers must review and inspect the outgoing correspondence
prior to sealing the envelopes. The staff members are searching
for intelligence, and contraband. All outgoing legal mail will be
bundled separately for the Mail Room Staff. All S.A.M.S. inmates,
also inmates on the mail monitoring list mail will be forwarded to
S.I.S. Mail will be passed out immediately following the official
4:00 P.M. count.
MEALS:
The SHU OIC will ensure all food carts are locked upon delivery to
the Special Housing Unit. Food Carts will be searched inside and
out, to prevent the introduction of contraband into the Special
meals
Housing Unit. All meals will be counted to verify the required
will be reported to the Food
have been delivered. Any discrepancies
Service Foreman immediately.
The meals will be properly heated and distributed by the SHU staff.
the unit
The inmate orderlies will not assist in the feeding of
population in any way.
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METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The SHU Officers issue the meals in the unit. The cell door food
slot will be opened, food trays placed on the slot, and then secured.
Food slots will not remain open during the meal. No more than one
food slot is to be open at a time.
Staff will inspect and count all food trays and lids given to inmates
for the meal. Any food service items which goes into the cell for
the meal MUST come out of the cell after the meal. Ensure the food
trays and lids are in the same condition as when they were delivered.
MEDICAL:
A Physician's Assistant will make daily rounds in the SHU to attend
to the inmate's medical needs. Medical requests will be telephoned
to the medical staff by the SHU #1 on an as needed basis. Medical
appointments outside the unit will be coordinated by the medical
staff through the SHU Lieutenant. The SHU #1 will ensure the Duty
PA signs the BP-292's in the appropriate section each day.
RELEASE FROM ADMINISTRATIVE DETENTION (AD) & DISCIPLINARY
SEGREGATION (DS) status:
The Disciplinary Hearing Officer (DHO) and the Unit Disciplinary
Committee (UDC) have the authority to release an inmate from SHU.
The Release Form must be completed and signed by the Captain or
designee prior to an inmate being released. This is to ensure there
are no separation issues or other security concerns which would
preclude the inmate's release. The Control Center and the C&A Officer
will be notified of all releases.
SECURITY PROCEDURES:
All inmates will be cuffed from behind prior to being moved. If
there are two inmates assigned to a cell, both inmates must be cuffed
before the cell door is opened. When preparing to move an inmate,
the escorting staff must maintain constant visual supervision of
the inmate. All offices and supply storage areas will be secured
prior to any inmate movement. If there are two inmates in a cell
then two staff will be present before opening the cell door. Both
inmates must be restrained. For those inmates deemed as Three or
Four-Man Hold, the Operations Lieutenant will be notified for
additional staff assistance prior to opening the cell. A Lieutenant
must be present when an inmate on this status is to be moved. At
no time will the number of inmates being transported from one secure
location in the unit to another exceed the number of staff present
in the unit.
December 7, 2018 Sensitive But Unclassified Page 10 of 14
EFTA00108245
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The unit food slots will not be left unsecured. Any time a food slot
is opened, a SHU Officer will be present at the food slot. If a
staff member needs to speak to an inmate, the voice box, located
on the cell door, will be utilized. If a staff member needs to provide
the inmate with documents or any approved items, the SHU Officer
will open the slot, allow the item(s) to be passed, and secure the
.slot immediately. The food slots are security devices and leaving
the slot unsecured defeats the security. During main line feeding,
one slot will be opened, the food items will be passed, and then
the slot will be secured. No more than one slot will be opened at
any time on the range.
INMATE FILES:
Upon the inmate's admission to the Special Housing Unit, the SHU
#1 will create a SHU file. All forms will be typed, and completed
in their entirety. Any discrepancies will be reported to the SHU
Lieutenant immediately.
NOTE: The SHU #1, on the morning watch shift, is responsible for
conducting an audit of the inmate SHU files each and every night.
The SHU #1 will ensure all of the required forms are contained within
each inmates SHU file. Any missing forms will be reported to the
SHU LT in the morning. Any forms the SHU #1 is able to initiate,
he/she will complete the forms to ensure the forms are maintained
in the inmates SHU file.
SPECIAL HOUSING UNIT RECORDS FORM: (BP-292)
The Special Housing Record Form shall be used to record meals,
recreation periods, and other pertinent information concerning the
inmate's confinement in SHU.
FIRE AND SECURITY CHECKS:
Officers assigned to the special housing unit are required to conduct
daily fire and security checks throughout the unit daily. The checks
will be frequent but irregular so that a pattern does not develop.
The security checks will be documented on the 30 Minute Log Book.
EMERGENCY SITUATIONS:
USE OF FORCE/USE OF RESTRAINTS:
P.S. 5566.06 states: The Bureau of Prisons authorizes staff to use
force only as a last alternative after all other reasonable efforts
to resolve a situation has failed. When authorized, staff shall
use only the amount of necessary force to gain control of the inmate.
This program statement must be read for a clear understanding of
all required procedures.
December 7, 2018 Sensitive But Unclassified Page 11 of 14
EFTA00108246
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
For inmates who are contained in a cell and present no immediate
danger to themselves or others, but are exhibiting aggression or
threatening behavior, the SHU Lieutenant or Operations Lieutenant
will be notified immediately. At no time will a cell be opened until
sufficient staff is present to control the situation.
For situations which present immediate danger to staff or inmates,
again, only the amount of necessary force to contain the inmate(s)
may be used, however, immediate request for assistance, i.e., body
alarm, triple deuces alarm, or radio will be made.
Staff are authorized to begin the videotaping of an incident without
the authorization of the SHU Lieutenant and/or the Operations
Lieutenant. Videotaping is the first step in confrontation
avoidance techniques. Many inmates calm down, and become compliant,
once the videotaping begins. When the use of force team technique
is applied, and an inmate is secured in restraints in a cell, the
SHU #1 must ensure 15 minute checks are conducted by the SHU staff
and documented on the back of the BP-292, and the 15 Minute Check
form.
The inmate must be checked by a Lieutenant, afforded the opportunity
to use the restroom, and/or turned over every two hours if he/she
is restrained to the bed (four-pointed). The checks must be
documented on the BP-292 and restraint check form. The inmate must
be checked by the Duty PA twice in an eight-hour period. The SHU
#1 will ensure this occurs and will document this occurrence on the
BP-292 and restraint check form.
Any staff member participating in an immediate use of force, a
calculated use of force, or is a victim of an assault, must submit
a supporting memorandum regarding the incident to the Operations
Lieutenant.
FIRST RESPONDER INSTRUCTIONS:
If a body alarm, deuces alarm or other institution emergency is
sounded Special Housing Unit staff will not normally respond unless
directed to by the Operations Lieutenant Staff in the Special
Housing Unit must ensure enough staff are present before attempting
to resolve any emergency in the Special Housing Unit. It will be
the responsibility of the SHU #1 Officer on every shift to ensure
the fire alarm panel is tested and is in working order. Any
discrepancies will immediately be reported to the SHU or Operations
Lieutenant.
December 7, 2018 Sensitive But Unclassified Page 12 of 14
EFTA00108247
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
If a fire alarm is sounded in the unit, staff are responsible for
checking each individual cell before clearing an alarm. If an inmate
breaks a sprinkler head in his cell, staff will turn the water to
the sprinkler head off pending repair.
Duress alarms in the unit are designated for use by inmates during
medical or other emergency situations. Staff will be required to
respond quickly to the activation of duress alarms to determine the
nature of the emergency. Any inmate who activates the duress alarm
for a nonemergency situation will be warned of the improper use of
the duress alarm system. A second false activation will subject
the inmate to disciplinary action specifically; an incident report
will be issued for code 317, failure to follow safety regulations.
VISITING PROCEDURES:
Social visits will be conducted in the 9-South visiting room. Inmates
housed in SHU, will visit on Mondays. All other inmates will conduct
their legal and social visits in the visiting rooms located on the
floor they are housed. Legal visits in SHU will be held in the attorney
conference visiting rooms located on the third floor. High Security
inmates will visit in Special Housing unless authorization is
approved by the Captain to visit on the third floor
WORK DETAILS:
Any inmates entering the Special Housing Unit will be visually
searched upon entry into the unit. The visual search will be
documented in the TRUSCOPE program. All tools will be accounted for
and inventoried on the SHU Tool Inventory forms. The Detail Foreman
is responsible for the direct and constant supervision of their detail
inmates while working in the Special Housing Unit. At no time will
an inmate on a work detail have any contact with an inmate housed
in SHU. The arrival/departure of the inmate details will be documented
in the SHU logbook.
BAR TAPS:
The SHU #1 will ensure all bar taps are conducted on all bars and
window frames throughout the unit once a week. Bar taps will take
place on every shift. The result of the bar taps will be documented
in the TRUSCOPE program.
Hostages Situation:
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE,
REGARDLESS OF RANK, IF TAKEN HOSTAGE HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified '-dge 13 of 14
EFTA00108248
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
These Post Orders are issued as guidelines for Officers and are not
intended to completely describe all aspects of this post. Additional
assignments and duties maybe assigned by the shift supervisor after
assuming your post. Each officer is expected to exercise good
judgment and initiative during situations not specifically covered
by these Post Orders. All Officers are expected to execute their
duties in a competent and professional manner.
Jermaine C. , Captain Date
December 7, 2018 Sensitive But Unclassified Page 14 of 14
EFTA00108249
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INTRODUCTION:
The General Post Orders are designed to aid each Correctional
Officer in understanding the correctional philosophy of the Bureau
of Prisons, and as a basic guide to the policy and operations within
your facility. It should be emphasized that these post orders are
not intended to be a substitute for Bureau of Prisons policy, and
should not be interpreted as such. The primary purpose is to provide
the Correctional Officer with a general review of correctional
procedures and serve as a resource to locate more detailed and
specific information. Although the information in the General Post
Orders is not classified, it will be treated as "Restricted".
Caution should be exercised to assure that this material is not
disseminated to unauthorized persons.
PERSONAL APPEARANCE:
All necessary articles of Officer's clothing are issued without
cost. (Uniform allowance) It is the officer's responsibility to
present a neat, professional appearance at all times. Only
authorized Bureau of Prisons clothing is approved for wear while on
duty of any post. If you wear a blazer, or a long sleeve shirt, you
are required to wear a tie. Shoes should be shined at all times.
All staff are required to wear the stab resistant vest which is
supplied by the Bureau.
POSTED PICTURE FILE:
The posted is picture file is reserved for inmates considered as
serious escape risks, sexually deviant, or who have a record of
extreme assaultive behavior, etc. Inmates will be placed on this
status by the SIS Department. Officers are required to review and
sign this file on a monthly basis in order to be familiar with these
inmates; especially those assigned to their work details or housing
units. The Electronic Posted Picture Files are located on the sally
port BOPWare Program for MCC New York.
POST ORDERS:
Post Orders are general instructions designed to aid the
Correctional Officer in the daily operation of each custodial post.
Each officer should review the Post Orders, prior to assuming the
post for the first time, during a quarter. The master file of the
Post Orders are maintained in the Lieutenants' Offices. A copy of
the Post Orders shall also be kept on site, if adequate facilities
are available to prohibit offenders from having access to them.
Post Orders are to be treated as "Confidential" and kept secured and
away from inmates at all times. No changes will be made to the post
orders without authorization from the Captain.
December 7, 2018 Sensitive But Unclassified Page 1 of 29
EFTA00108250
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
EMERGENCY PROCEDURES
EMERGENCY PLAN IMPLEMENTATION: Each officer is required to review
the fifteen basic emergency plans which are located in the Command
Center. Each staff member is required to sign indicating they have
reviewed the contingency plans for the year. During emergency
situations, officers assigned to a specific area are responsible for
the accountability of all inmates and staff in their areas unless
otherwise directed.
EMERGENCY WARNING SYSTEMS: The Control Center serves as the central
receiving area for emergency warnings. The Control Center Officer
will immediately notify the correct ional supervisor and other
authorized officials in order to summon help to the designated
areas.
*Any person held hostage shall be considered under duress, and any
orders issued by such person, regardless of rank, and including the
Warden, shall be disregarded.
TELEPHONE "222": This number is a system for reporting emergencies
at the institution. Whenever possible, remain on the line to relay
necessary information to the Control Center. If a situation occurs
that makes it impractical to remain on the line, be sure the
telephone is ringing the Control Center before leaving the immediate
area. This number also rings into the Correctional Supervisor's
Office. The "222" telephone system will be tested weekly.
BODY ALARMS:
"Body Alarms" should be considered only as an auxiliary to the
emergency alarm system telephone number 222, and do not supersede
the dial alarm if a telephone is convenient or appropriate to use.
Only the "general area," e.g., specific unit, can be determined by
the Control Center when this alarm is used. Officers will not
tamper with or attempt to repair the transmitter units. The body
alarm tests will be conducted in the following manner. The Control
Center Officer will contact the staff member with the body alarm
advising them that a body alarm test is being conducted. The Control
Room Officer will verify the body alarm number and direct the staff
member to activate the body alarm by depressing the red button
located at the top of the unit. Once the test has been successful
the Control Room Officer will advise the staff member that the test
was a good test, and advise them to clear the alarm and conduct a
radio test. After performing this procedure the unit is now ready to
receive radio transmissions and send an alarm to summon staff
assistance if needed.
WATCH CALLS:
December 7, 2018 Sensitive But Unclassified Page 2 of 29
EFTA00108251
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The watch call is an official report that everything on an officer's
post is secure and in good order. Watch calls are made every thirty
(30) minutes from 6:00 p.m. to 6:00 a.m. All officers should
identify the watch call, and state his/her name and post. Watch
calls will be made between the hours of 6:00PM and 6:00AM by dialing
"333" using the telephone.
EQUIPMENT:
Equipment needed varies with each assignment and is outlined in the
individual Post Orders. Generally, equipment issued will be a
combination of keys, portable radio, and detail pouch. A flashlight
is required during the evening and morning watch shifts.
• Flashlight: Flashlights and batteries are issued as needed
from the Control Center and are receipted by key chits. All
morning watch and evening watch officers are required to have a
flashlight as part of the equipment for the post. Flashlights
remaining on the unit need not be receipted for with key chits.
Replacement batteries are available from the Security Officers,
on an exchange basis.
• Radios: Radios are for employee use only. Employee using
portable units normally identify themselves by stating their
name and/or location/job assignment. Radios are issued by the
Control Center and are receipted for with a key chit. Officers
will have a radio only when specific assignments require its
use. For emergencies, portable radios provide a direct contact
with the Control Center.
• Keys: Keys issued to employees will be receipted by metal key
chits. Only the necessary keys to work a specific job or
assignment will be issued. Officers carrying keys away from
the institution will be instructed to return them immediately.
Employees are responsible for the number of keys included in
any set issued to them and will never remove keys from the set.
Upon receipt of keys, each employee has the responsibility to
count the number of keys on each set.
December 7, 2018 Sensitive But Unclassified Page 3 of 29
EFTA00108252
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Detail Pouches: Each employee in charge of a detail assumes
responsibility for the custody, control and conduct of all
inmates assigned to his/her detail. Both Unit Officers and
those staff members having details will pick up their detail
pouches prior to reporting to their assignment, and are
responsible for turning them in at the end of the working day.
• Body Alarm: Unit Officers assigned to posts with body alarms
are required to carry the body alarm on their person on every
shift. If an individual is relieve d from a post that is
assigned a body alarm, the relieving officer will be given the
body alarm to carry. Normally, body alarms will not be removed
or carried from the post to which assigned but should it become
necessary, the Control Center MUST be contacted and the staff
member given authorization to move with the body alarm. The
purpose of this is to allow the unit Officer to be in constant
communication with the Control Center. A check of all issued
units for proper functioning will be made at the beginning of
every shift. Further instructions in the utilization of these
transmitters will be explained in the Chapter entitled
Emergency Procedures.
KEY CHITS:
Metal key chits are used as receipts for obtaining most equipment
that you will be using. Replacement chits are available through the
Security Officer. Key chits will not be left in the Control Center
at the end of the work day, or upon return of the equipment. Paper
tags/Paper chits utilized as key chits are not authorized. Use of
any item other that a metal key chit will be subject to the approval
of the OPS LT. Temporary Chits can be obtained from the
Lieutenants' Office
SECURITY AND ACCOUNTABILITY:
Conduct daily security inspections of your entire area, paying
particular attention to any defective locks or the tampering of
locks, windows, doors, etc., and report the findings to the
Operations Lieutenant in a timely manner. Daily security
inspections of your entire area are required and are vital to the
security of the institution. Minor repairs will require a work
order to the department concerned through the Captain's Office.
Defective locks will be brought to the attention of the Operations
Lieutenant immediately. Security inspections shall be supplemented
with periodic searches by regular search teams. The searches will
be initiated by the Operations Lieutenant, under the direction of
the Captain. As a Unit Officer, you are responsible for the
accountability of your details, authorized lay-ins, and unassigned
December 7, 2018 Sensitive But Unclassified Page 4 of 29
EFTA00108253
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates. Report all absences to the Operations Lieutenant
immediately and follow through to determine the location of the
inmate(s). If the inmate should return, notify the Operations
Lieutenant. Detail supervisors will screen carefully all individual
inmate requests to leave their assigned area. This would include
requests to go to the hospital and other areas and departments at
times other than regularly scheduled for the department activity.
Ensure that inmates in your area are authorized to be there and
require those under your supervision to remain in their area. Allow
inmates on scheduled call-outs ample time (Approx. 10 minutes) so
they may arrive at the calling department at the time specified.
INMATE DISCIPLINARY PROCEDURES
INCIDENT REPORT: Informal resolution of incidents involving
violations of institutional rules or regulations is encouraged.
However, when an officer witnesses or has a reason to believe that a
violation of institutional rules has been committed by an inmate,
the officer will prepare an incident report and forward it to the
appropriate correctional supervisor. The correctional supervisor
may informally resolve of the incident report or forward the
incident report to the Unit Disciplinary Committee for further
disposition if indicated. As these reports can be subpoenaed into
court as legal evidence, all reports must be printed in ink or
typed.
• INVESTIGATION: The investigations should be conducted within 24
hours from the time the violation is detected, unless
circumstances beyond the control of the investigator intervene.
The investigating officer will usually be a Lieutenant. The
inmate will be given a copy of the incident report by the
investigating officer at the beginning of the investigation.
The investigator should also read the charges to the inmate and
obtain the inmate's statement concerning the incident. After
thoroughly investigating the incident, the inmate does not
receive a copy of the investigation. However, should the case
be forwarded to the Unit Disciplinary Committee, ultimately,
the investigation may be given to the inmate's staff
representative for use in the presentation on the inmate's
behalf.
• UNIT DISCIPLINARY COMMITTEE: The authority to impose minor
disposition and sanction shall be delegated to staff members of
an inmate's unit. The Unit Manager will be responsible for the
membership and supervision of thee Unit Disciplinary Committee
(UDC) as set forth in the Unit Plan. The UDC can function with
December 7, 2018 Sensitive But Unclassified Page 5 of 29
EFTA00108254
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
less than two(2) members. Where an alleged violation of
institution rules or regulations warrants consideration for
other than a minor sanction, the charge may be referred to the
Disciplinary Hearing Officer for hearing and disposition.
• DISCIPLINARY HEARING OFFICER (DHO): The DHO shall conduct
hearings and make findings, and may impose appropriate
sanctions on incidents of inmate misconduct referred to him/her
for disposition.
• OFFICER RESPONSIBILITY: All Correctional Officers should make a
concentrated effort to ensure that incident reports contain the
precise details of action(s) being reported. All facts about
the incident which are known by the officer should be recorded.
If there is anything unusual about the inmate's behavior, this
should be noted. Completed incident reports should be
forwarded to the Lieutenants' Office as soon as practical for
disposition. Further information can be found in Program
Statement 5270.07
ADMINISTRATIVE REMEDIES:
Administrative Remedies are formal complaints submitted by inmates
concerning problems they were unable to resolve through normal
channels. The inmate is to request the Remedy Form (BP-8, BP-9, and
BP-10) from the Unit Team. It is normally returned to the Unit Team
for processing, although the inmate may mail directly to the Region
or Central offices for sensitive matters.
ENFORCEMENT OF RULES AND REGULATIONS:
All staff members must be familiar with the Inmate Discipline
Program Statement. The rules and regulations must be adhered to,
with firm but fair tactics used. You may at times be able to
correct an inmate without writing an incident report. However, if
the inmate's violation of the institution's rules and regulations is
of a serious nature, an incident report must be written.
December 7, 2018 Sensitive But Unclassified Page 6 of 29
EFTA00108255
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SECURITY INSPECTIONS
PURPOSE OF INSPECTIONS: Security inspections are necessary to
control the introduction of contraband and prevent escapes. One of
the chief duties of the Chief Correctional Supervisor is to
establish a formalized plan of inspections that will cover every
part of the institution at least once a week. In general, these
inspections include doors, locking devices, fire extinguishers,
grills, windows, building walls, perimeter walls, etc. Inspections
are required even if no discrepancies are found the day prior. All
staff will conduct inspections within their area of responsibility
for contraband and security violations. The staff will report any
discrepancies to the OPS LT, and prepare a Minor Work Request to
correct the concern. Staff responsible for their department will
initial the security inspection form located by the control centers
indicating they have checked their area of responsibility.
SEARCHING INMATES:
The human body can serve as a potential hiding place for contraband.
For that reason, it may become necessary to strip and search an
inmate at various times. Further information regarding the proper
techniques for searching an individual can be found in institution
policy and the Correctional Services Manual. In order to prevent the
introduction of contraband, routine and unscheduled searches of
inmate's person, housing units, work areas, or other facilities used
or frequented by inmates must be conducted. This will include
thorough searches of inmate's clothing, personal property at the
time of admission; searches of inmate's person and quarters when it
is suspected he/she is concealing contraband; his/her place of work,
recreation areas on a routine or unscheduled basis as directed by
supervising personnel. Such searches may be initiated on an
individual inmate basis, or mass searches may be ordered when
contraband is suspected of being in the possession of unknown
individuals.
Pat Searches: Pat searches will be conducted on a routine basis
solely as a means to control contraband. Before a pat search is
conducted, the inmate will be asked to remove any head gear and the
contents out of his/her pockets. The head gear and personal effects
will be inspected after removal and placed out of reach from the
inmate. Male and female inmates will be pat searched in the same
manner, with the exception of the chest area. A staff member will
search the female inmate's chest area using the back of the hand.
Pat searches of the male inmate and the rest of the female inmate
will be done with the inside, (palm and fingers), of the hand. The
pat search will be conducted according to the procedure described on
the approved Bureau pat search video tape.
December 7, 2018 Sensitive But Unclassified Page 7 of 29
EFTA00108256
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in. order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pat-down searches of female inmates.
Visual Search(Strip Search):
All inmates entering the institution from court, transfers or trips
out in the community, will be visually searched (strip searched),
and screened with the hand held metal detector. Inmates will also
be visually searched when leaving the institu tion for any reason,
including release. A thorough search of the inmate's clothing will
be completed. Except in emergency situations, all strip searches
will be conducted by a staff member of the same sex as the inmate.
At least one male and one female staff will be available 24 hours a
day to conduct visual searches.
December 7, 2018 Sensitive But Unclassified Page 8 of 29
EFTA00108257
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CONTROL OF CONTRABAND:
Each officer should make a concentrated effort to make frequent
searches of living quarters, utility corridors, and other areas in
order to eliminate contraband, giving special attention to items
which might be used in an escape attempt.
Contraband may be best defined as any item or article inside the
institution that was not issued by the institution, purchased in the
commissary, purchased through approved channels, or approved by an
appropriate staff member.
All contraband seized must be placed in the log book in the
Lieutenants' Office listing item, date and inmate. When money is
confiscated, the appropriate receipt, available from the control
center and/or ISM must be utilized. All coin and any currency is to
be confiscated and duly recorded. During regular duty hours,
contraband funds along with the confiscation forms are taken to the
Cashiers Office. During non-duty hours, the confiscated funds and
accompanying form will be placed in the night depository, located in
the control center, until the next regular working day. Contraband,
other than money, should be recorded on the Confiscation and
Disposition of Contraband form and should accompany the confiscated
articles.
SEARCHING INMATE LIVING QUARTERS:
When making a search of an inmate's living quarters, each officer
should make sure that nothing is destroyed in the process. Officers
should make every effort to return all articles to their place,
excepting things which are determined to be contraband and are
removed.
COMBINATION LOCKS:
Inmates are authorized to purchase combination locks from the
commissary for individual use. The key ways are not to be plugged;
any lock having a plugged key way will be considered contraband and
will be seized as contraband
CIM (SEPARATIONS)
All inmate movement in MCC New York is supervised by staff members.
There are serious security and safety concerns regarding the inmates
housed in MCC New York and their CIMS status. An inmate's CIMS
status is confidential and will not be shared with any inmate(s).
The unit separations roster is a sensitive, confidential item which
must be safeguarded at all times. The various inmate programs at
MCC New York are scheduled by floors. This has been arranged to
provide the inmates with a safe and secure environment during the
appropriate program. This also alleviates the CIMS concerns for each
program. The institution has determined separatees will not be
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
housed on the same unit, therefore the programs should be clear of
all separatees. It is the Unit Officer's responsibility to ensure
all inmates are checked for CIMS concerns prior to any escort off of
the unit. The Unit Officer will check the Unit separations roster to
ascertain if the inmate's name appears on the roster. Ensure all
inmates are checked for CIMS concerns prior to any escort off of the
unit. The Unit Officer will check the unit separations roster to
ascertain if the inmate's name appears on the roster. If the
inmate's name does not appear on the roster, the inmate is cleared
to be escorted off of the unit.
If the inmate's name does appear on the separations roster, the Unit
Officer must clear the inmate prior to allowing the inmate to be
escorted off of the unit.
Inmates must be properly cleared by the Unit Officer and requesting
staff member prior to any escort. The requesting staff member must
clear all inmate movement to their area with the C&A Officer at
extension 5123. The C&A Officer must clear the inmate prior to the
inmate departing from his/her assigned housing unit. The Unit
Officer must also clear the inmate with the C&A Officer prior to
allowing any inmate to depart from the unit. Even though, the
Hospital Officer or the Visiting Room may be clearing the inmate(s),
it is the Unit Officer's ultimate responsibility to ensure the
inmate has been properly cleared. The Unit Officer must review the
Unit Separations roster and check for the inmate's name and register
number on the roster. If the inmate's name does not appear, the
inmate is cleared for movement, and you do not need to contact the
C&A Officer. If the inmate's name does appear on the Separations
on
roster, the Unit Officer must contact the C&A Officer at extensi
6468 and clear the inmate prior to allowing the inmate to depart
from the unit.
Inmates must be properly identified and pat searched prior to
departing from the housing unit. Every inmate must carry on their
person the institution identification card. This is the means staff
utilize to properly identify the inmate. It is the Unit Officer's
responsibility to ensure the inmate has his/her identification card
on his/her person prior to departing from the unit. The number of
to
inmates escorted at one time on the elevator is directly related
the number of staff available to conduct the escort. One staff
member can escort ten (10) inmates in the elevato r at one time.
securit y
Anything more than ten(10), inmates in the elevator causes
and safety concerns. During Inmate Visiting, the Intern Officers
s in
and the Activities Officers will assist the Visiting Officer
of
escorting inmates to and from the Visiting Rooms. The number
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates escorted through the connecting link is directly related to
the number of staff available to conduct the escort. Anytime
In-Custody inmates are escorted through the connect ing link, two
staff members must be present for the escort. One staff member
positioned at the front of the escort, and the second staff member
positioned to the rear of the escort.
When an inmate is being escorted to or from the Special Housing
Unit, two staff members must be present for the escort. A ratio of
2:1 will always be maintained when escorting inmates to or from the
Special Housing Unit.
ENTRANCE PROCEDURES:
COVERAGE AND METHODS:
Entrance procedures include the control of inmates, employees,
visitors or commercial traffic entering the institution. Because of
the need for a broad knowledge of the institution and its function,
along with a thorough understanding of security requirements, only
those officers with such knowledge will normally be staffing these
posts. Constant contact with the public requires that these officers
display a neatness of appearance, ability to handle people,
tactfulness in enforcing regulations and alertness in recognizing
security hazards.
OUTSIDE INMATE DETAILS:
During normal duty hours, all outside inmate details, (Warehouse,
Building 4, Admin Orderlies, etc.,), will depart from the
institution through the Rear Gate. The inmates must be escorte d
from the unit by the detail supervisor, using the inmate elevator.
The inmates must be properly identified, one detail at a time, by
the Internal Officer, in the elevator sally port, utilizing the
approved gate passes. Once the inmates have been positively
identified, the Rear Gate Officer will request for the door leading
through the 1St floor sally port to the rear dock. The detail will
be further processed by the Rear Gate Officer. All required
information will be recorded in the TRUSCOPE program. Any work
performed in the Rear Gate is considered outside of the secured
,
perimeter. This means any area on the rear dock to include
Warehouse, and Trash Compactor. The Rear Gate Officer will
positively identify and properly process the inmate detail into Rear
normal
Sally Port to perform their assigned work. If needed after
holidays , the inmate details will
duty hours, weekends and federal
Lieuten ant
be processed through the Control Center the Operations
in
will designate a staff member to positively identify the detail,
the elevator sally port, utilizing the approved gate passes.
December 7, 2018 Sensitive But Unclassified Page 11 of 29
EFTA00108260
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
VISITING
It is the policy of MCC New York to maintain visiting facilities for
the purpose of maintaining family ties. Because of the nature of
this facility, visits must be conducted under appropriate
supervision so that security is maintained and the visiting
privileges extended to inmates and their families are clearly
communicated. For the purpose of this policy, the term pre-trial
inmate refers to any inmate who is non-cadre, including holdovers,
treaty transfers, BICE detainees, state inmates, and any designated
inmate other than those assigned to the MCC New York Work Cadre
Unit. Staff must be able to verify the identity of visitors before
their admission into the institution. Acceptable means of
identification are, government-issued identification, passport,
state-issued photo identification (with a date of issue and
expiration) and valid drivers' license. In cases where visitors do
not have photo identification, they will be required to have three
types of identification with signatures. These need not be the sole
means of identification. However, identification cards from quick
photo places, and check cashing establishments are not acceptable
forms of identification. Tactful questioning may clear up doubtful
cases. Visitors sixteen (16) and under do not have to show
identification unless of course they appear to be older. In such
cases, if a visitor under the age of sixteen cannot provide
documentation, i.e., a birth certificate (when requested) to prove
relationship and age, the visitor will not be allowed into the
institution.
The following procedures will be in effect regarding authorized
visiting lists. Each inmate will complete a visiting list. The
visiting list will not exceed ten (10) approved visitors for pre-
trial inmates and (12) for cadre inmates. Immediate family members
and two (2) person of "meaning" will be placed on the visiting list
absent strong circumstances that preclude visiting. Immediate family
is defined as mother, father, step-parents, step-children, foster
As
parents, grand-children, brothers, sisters, spouse and children.
the situation presents itself, other non-imme diate family members
will be allowed to visit at the approval of the Associate Warden of
Programs (AWP).
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Further, in circumstances, when an inmate requests more than ten
visitors to be placed on their visiting list, the Unit Manager will
approve / deny any visitor exceeding the limit.
Attorney visiting can occur 24 hours a day. Attorneys may visit with
their clients (one at a time) in the 3rd Floor Attorney Conference
Room from 6:00 A.M. to 8:00 P.M. daily. They require no advance
notice.
Official visitors including attorneys, interpreters, law enforcement
personnel, probation officers, volunteers, etc. are to be searched
at the Front Entrance using the "reasonable assurance standard."
All visitors are subjected to random testing by utilizing the ION
Spectrometry Device Program'? Random selection for testing visitors
must be conducted in an impartial and non-discriminatory method.
Visitors may be tested out of random order when reasonable suspicion
exists, suggesting they've had possible involvement with illegal
substances.
Visits for Persons Not in General Population:
Inmates Hospitalized: Visitors requesting to see a designated or
pretrial/ holdover inmate who is hospitalized will be reviewed by
all pertinent staff, and the United States Marshals Service - if the
inmate is a pretrial inmate. More specifically, the Health Services
Administrator (HSA), Chief Correctional Supervisor and Unit Manager
will determine whether they should permit the visit.
When the HSA recommends against the visit, if the inmate is
suffering from an infectious disease, is in a psychotic or emotional
state, not in a condition to see visitors, or there are other
compelling health regulations that will prohibit the visit, the
Health Services Administrator or designee must explain the
situation(s) to the visiting party.
Special Housing Unit Inmates:
Ordinarily, an inmate retains visiting privileges while in the
Special Housing Unit. Visiting may be restricted via a UDC/DHO
sanction. If the restriction is not a UDC/DHO sanction, such
restriction must be approved by the Warden. Unit 10-South social
by
and legal visits shall be non-contact unless otherwise determined
the Warden to allow contact visits.
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Non-Contact Visits:
If the Warden deems it necessary to give an inmate a non-contact
visit, the Warden will instruct the SHU Lieutenant to do so. The
visit will be conducted in the 10 South Annex visiting room. This
visit will be directly supervised to ensure all established visiting
procedures are followed.
Clothing:
Appropriate dress is required and must be in good taste.
Excessively provocative, immodest or revealing attire is reason to
deny a visit. Visitors over the age of 12 will not be allowed into
the institution in skirts, shorts, or dresses exceeding three inches
above the kneecap in length. Bathing suits or any type of swim wear
will not be permitted in the institution. See-through clothing,
revealing sleeveless garments, halter tops, tube tops, tank tops and
any kind of top that reveals the midriff area, low-cut shirts or
blouses, revealing front and backless clothing, skin-tight clothing,
spandex clothing, leotards, and sweat pants are NOT permitted. Any
pants with holes in the knee or buttocks area are also prohibited.
Additionally, hooded shirts of any kind, hats, caps, and head scarfs
(except for religious reasons) are also prohibited. All visitors
are required to wear footwear (no shower shoes of any kind) and
undergarments (including bras for females). In accordance with OSHA
guidelines, Visitors shoes are to be "closed toed" and have a strap
around the heal of the foot. The front lobby officer will not
permit visitors to wear jackets or blazers up to the visiting room.
Inmates are responsible for advising their visitors of the dress
requirements for visitation. Only a Correctional Supervisor and
Institution Duty Officer may deny visits for noncompliance.
Inmates' attire for visiting includes jumpsuit and bus shoes for
pre-trial males; females must wear the blue uniform and bus shoes;
cadres must wear khaki uniforms with institutional shoes. A random
selection of visitors will be tested with the Ion Spectrometry
Special Visit Requirements:
At times, Clergymen, former or prospective employers, sponsors and
parole advisors may request special visits. They must make these
requests in writing with sufficient advance notice (72 hours). The
request will be reviewed by the Unit Manager for approval.
December 7, 2018 Sensitive But Unclassified Page 14 of 29
EFTA00108263
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GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Business Visitor. The Warden has the final authority on the
admittance of business visitors and should be notified through
the chain of command. Except for pretrial inmates, an inmate is
not permitted to engage actively in business or profession.
All questions regarding a business visitor should be addressed
to the duty Lieutenant and Institution Duty Officer.
• Consular Visitors. When it has been determined that an inmate
is a citizen of a foreign country, the Warden must permit the
consular representative of that country to visit on matters of
the legitimate business. After a request has been submitted
from the inmate or consulate, a memorandum should be generated
from the inmate's Unit Team for the Warden's approval. Once
approved, a copy should be maintained in the Lieutenant's
Office and the Front Lobby.
• Representatives of Community Groups. The Warden is the
approving authority on visits from representative of Community
based Groups. A memorandum should be generated and sent
through the Chief Correctional Supervisor, Associate Warden, to
the Warden for approval. Once approved, a copy should be
maintained in the Lieutenant's Office and the Front Lobby.
• Minister of Record/Clergy. An existence of an established
relationship prior to confinement for visitors does not apply
to visitors in this category. These visitors ordinarily
provide assistance in release planning, counseling, and
discussion of family problems.
• Minister of Record An inmate must submit in writing their
request to be approved for a visit from his Minister of Record.
They must submit their request to the Chaplin. An inmate may
only have one minister of record on his/her visiting list at a
time. The Minister of Record does NOT count against the total
number of authorized regular visitors/ social visitors.
Clergy An inmate must submit in writing their request to be
approved for a visit from clergy. Visits from clergy (other than
the Minister of Record) will be in accordance with the general
visitor procedures, and WILL count against the total number of
regular visits allowed. On both visits, an approved memorandum will
be forwarded through the Chief Correctional Officer and posted in
the Lieutenants Office and the Front Lobby
December 7, 2018 Sensitive But Unclassified Page 15 of 29
EFTA00108264
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Children under the age of sixteen (16) who are placed on the
visiting list must be accompanied by an adult who is also an
approved visitor. A brief embrace and kiss is permitted when an
inmate greets their visitor/child. The same applies upon
termination of the visit. During the visit, any physical contact
other than hand holding will be considered improper and is
prohibited. Children are not permitted to be seated on inmates lap
during the course of their visit. Visits with children are to take
place only between the inmate identified on the official visiting
form and the child listed on the official visiting form with the
child's parent or guardian present.
TOOL CONTROL
• PURPOSE OF TOOL CONTROL: It is the policy of the Bureau of
Prisons to maintain strict control and accountability of tools
used and in storage at all institutions. Tool Control procedures
are imperative for the following reasons: to provide a tool in
good repair for the job at hand, to improve the general
appearance of the shop or working area, and to prevent tools from
being used to effect escape or assault.
• CLASSIFICATION OF TOOLS: All tools are classified as Class AA;
Class A; or Class B. The Class AA group includes tools
considered too dangerous to leave inside the institution. The
Class A group includes tools most likely used in escape, or to do
bodily harm to personnel or other inmates. The Class B group
includes those of a less hazardous nature.
All tools, where possible, shall be stored on a shadow board as
follows:
• All class "AA" tool shadow boards will have a white background
with a bright (curb) yellow silhouette of each tool.
• All Class "A" tool shadow boards will have a white background
with a red silhouette of each tool.
• All Class "B" tool shadow boards will have a white background
with a black silhouette of each tool.
December 7, 2018 Sensitive But Unclassified Page 16 of 29
EFTA00108265
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
STORAGE AND SUPERVISION OF CLASS "AA" TOOLS:
Class "AA" Tools must be removed from the institution at the end of
each work day, stored in a combination locked safe in a Class "A"
Tool Room, stored in the armory, or turned into the control center.
Class "A" Tools must be stored in a metal cage or a class #1
concrete walled room physically separated from Class "B" Tools
behind two (2) locked doors. When the Class "A" Tool Room is inside
the Class "B" Tool Room, the lock on the Class "B" Tool Room serves
as one (1) of the two (2) required locks for the Class "A" Tool
Room. Supervision of Class "AA" Tools will be under constant visual
supervision.
STORAGE AND SUPERVISION OF CLASS "A" TOOLS:
Class A tools will be kept on a shadow board in a locked room or
cabinet. This storage area will be separate and secure from the
Class B tools storage area. Only employees are authorized to issue
and draw Class A tools from the Tool Room or places of storage.
Class A tools will be under the supervision of an employee at all
times. Inmates are not permitted to carry them about the
institution without an employee escort nor use them without
supervision. A complete inventory of Class A tools will be made at
the beginning of the workday, before the detail is released for
dinner and at the end of the workday. When a Class A tool is lost
or misplaced, the Chief Correctional Supervisor will be notified
immediately. All inmates who may have had access to the tool will
be held at the work location until a thorough search has been made.
STORAGE AND SUPERVISION OF CLASS "B" TOOLS:
All tools not in the Class A or Class AA categories will be
considered to be Class B tools. All Class B tools are under the
supervision of the employees and must be accounted for at the end of
the work day. These tools must be issued to inmates, in the presence
of their supervisor. All Class B tools must be gathered from the
work area and moved to the storage area at the end of the work day.
When a Class B tools is lost or misplaced, a search for it will be
initiated and a written report will be made to the Chief
Correctional Supervisor and the department head covering the details
of the loss at the end of the day.
December 7, 2018 Sensitive But Unclassified Page 17 of 29
EFTA00108266
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
TOOL INVENTORIES:
Up-to-date inventories will be kept by all shops, industries, school
and any other person having tools issued to them or stored under
their supervision Unit Officers having items such as scissors, etc.,
on the unit should be particularly careful as to the whereabouts and
the accountability of these items. The Tool Room Officer will
maintain a record of all tools in possession of the institution.
BROKEN OR WORN-OUT TOOLS:
Broken or worn-out tools will be removed from the shadow board and
returned to the Central Tool Room for replacement. If it is
determined that they cannot be surveyed and replaced, Class A tools
such a saw blades, etc., requiring replacement, will be returned to
the Central Tool Room for disposal.
FOOD SERVICE TOOLS:
A knife and tool equipment cage with a shadow board and adequate
locking device shall be located in the Food Service Department. All
hazardous knives and tools will be marked with an identification
symbol. All knives will be chitted out of the knife cage and
attached to the cutting table by the responsible employee. The
accountability of the knives will be checked at frequent intervals
during the shift and at the end of the day.
CONTROLLED FOOD ITEMS:
Special attention must be given to food items such as yeast, nutmeg,
fruits, and fruit juices. Of this group, yeast shall be locked in a
secure box in a refrigerated area. An inventory shall be kept,
indicating the date and quantity of issue, receipts, the balance on
hand, and the initials of the responsible employee. Yeast shall be
dispensed only by the Food Service employee and kept under strict
supervision.
CONTROL OF HAZARDOUS AND POISONOUS CHEMICALS:
Inventories will be maintained of all poisonous and toxic fluids
used in the institution, such as narcotics, wood alcohols, methyl-
alcohol, ditto fluids, acids, gases etc. These items will be stored
in a locked cabinet and will be drawn by an employee only, when
authorized by the department supervisors. The issuing office will
record the date, time, amount, and who received the item.
December 7, 2018 Sensitive But Unclassified Page 18 of 29
EFTA00108267
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
KEY AND LOCK CONTROL
POLICY: It is the policy of the Bureau of Prisons to maintain proper
control of keys and locks at all times. The purpose of this is to
establish procedures for control and inventory of institution keys
and locks. Further detailed information can be obtained by
referring to BOP Program Statements.
All keys authorized for daily use will be stored on the Control
Center key board when not in use. Sets of keys are identified by
letter and number with the number of keys in that set indicated.
Two listings of key locations identifying active and emergency keys
can be found in the Control Center and in the office of the Security
Officer.
RESTRICTED AND EMERGENCY KEYS:
Restricted keys have blue/black tags on the keyboard in the Control
Center. The Watch Supervisor will be notified when it becomes
necessary to draw keys for a department or post other than his/her
assigned are, or to a restricted area, such as the commissary,
storeroom, etc. The officer will prepare a Restricted Key Form
indicating the purpose for entering such area. Emergency keys or
red-lined keys will be issued only at the direction of the Warden,
Chief of Correctional Services, Associate Warden, Watch Supervisor
or the Institution Duty Officer. Acting positions may delegate the
drawing of keys for a specific time period via memo through the
Captain.
HANDLING OF KEYS:
Keys will be carried on a ring which is securely fastened to a chain
affixed to the belt of the officer. Discussion of key numbers and
reference to their use will be avoided in the presence of inmates.
Keys should never be carelessly thrown around, dropped, or left
unattended, etc. Always personally hand the keys to your relief so
they remain in the personal possession of the officer at all times.
Each officer has the responsibility to count the number of keys on
each set to ensure that all keys are present. Inmates will never be
permitted to handle keys designated for employee use at any time, or
under any circumstances. Should an employee take keys home, the
keys must be brought back to the institution immediately.
December 7, 2018 Sensitive But Unclassified Page 19 of 29
EFTA00108268
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
LOST OR MISPLACED•KEYS:
If a key or a set of keys is lost or misplaced, the officer will
immediately report it to the Watch Supervisor by telephone or in
person so that adequate safeguards may be placed in effect. The area
the keys were last in will be immediately secured and all inmates in
the area will be searched. This will be followed by a written report
to the Chief of Correctional Services as soon as circumstances
permit.
REPLACEMENT OF BROKEN OR DAMAGED KEYS:
Whenever a key is broken or damaged, the employee concerned will
submit a request for replacement to the Security Officer. All parts
of the broken key will be retrieved from the key way immediately to
prevent inmates from gaining access to them. A replacement key will
be issued by the Security Officer in accordance with established
procedures. If the key is broken or damaged and immediate
replacement is needed, the Watch Supervisor will be notified and
will take appropriate action. If it is not possible to retrieve the
broken portion from the lock, the employee will remain at the lock
until the broken portion can be retrieved.
REQUEST FOR REMOVAL AND ADDITION OF KEYS:
When it becomes necessary for a new key to be added to your key
ring, submit a Security Work Request to the Chief Correctional
Supervisor for approval and signature, stating the reason the key is
needed, your key ring number and the institution key number if
possible. If a key is no longer needed, submit a Security Work
Request to the Security Officer.
INMATE URINALYSIS PROGRAM:
Urine Surveillance and Narcotic Identification, inmate urine samples
will be taken at different hours (early morning, noon, late
evening). Therefore in order to accomplish this a weekly urinalysis
test roster has been established for all inmates that fall under the
random testing roster. It is critical that when inmates are
notified for UA testing that they are not left unsupervised. They
must be watched from the time of notification until they report for
testing at the Lieutenants Office. It is also imperative that when
conducting a UA test of an inmate that the subject is also tested
for alcohol by using the Alco-Sensor III.
December 7, 2018 Sensitive But Unclassified Page 20 of 29
EFTA00108269
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CALL-OUTS:
Sufficient copies of the master call-out sheet for distribution to
all units will be copied and forwarded to the Control Center Officer
so that the Morning Watch Control Center Officer can place one in
each detail pouch. Extra copies of the call-outs will be placed at
the detail pouch cabinet. Unit officers will post the call-out in
the housing units.
The employee who places an inmate on call-out must ensure the
requested inmate arrives at the specified time. If the inmate does
not arrive as scheduled, the requesting staff member shall contact
the staff member responsible for the inmate's accountability. If
the inmate(s) is/are found to be in an area other than the assigned
callout area, it is the responsibility of the staff member(s) or
department that has placed the inmate(s) on call-out to prepare an
incident report for the inmate's failure to report to call-out. If
efforts to locate the inmate fail, the inmate shall be immediately
reported to the shift lieutenant as missing and appropriate action
initiated to locate the inmate.
CELL ASSIGNMENT - SEXUAL OFFENDER/PROTECTIVE CUSTODY
Cell assignments will be determined in an methodical manner. This
involves the SHU Lieutenant and OIC, Psychology staff, Unit Team as
well as Investigative staff, in determining suitability of cellmates
for inmates in protective custody and/or sexual offenders. Most
inmates do not like to be housed with sexual offenders or protective
custody inmates. Housing the wrong inmates with sexual offenders or
protective custody inmates, can lead to serious assaults and/or
homicide. Inmates cannot be allowed to choose their roommates, but
it is understood that some inmates may be better housed with inmates
of like backgrounds/affiliations, than arbitrarily housing the
inmates without considering all variables. As noted earlier,
protective custody and sexual offenders will be screened thoroughly.
If there are no single cells available, this review will be crucial
in minimizing the potential for assault.
HIGH RISK LIST
During the weekly SHU meeting, the Warden will be provided a list of
those inmates who are considered high risk from a psychological and
management stand point. The Captain and Chief Psychologist should be
responsible for generating this list. This list will be provided to
the Lieutenants' office and the Duty Officers so they are informed
should a high risk inmate act out and be in need of medical or
psychological attention.
December 7, 2018 Sensitive But Unclassified Page 21 of 29
EFTA00108270
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Additionally, the Captain should inform the Warden of any camera
malfunctions, plumbing problems, or issues that may cause problems,
as well as the corrective actions taken/attempted to rectify these
issues. Inoperable security equipment, during serious incidents,
prevents staff from being able to record and or/view the incident
for possible prosecution or administrative action.
SUICIDE PREVENTION INFORMATION
BOP HIGH RISK GROUPS
• New Inmates - The first few hours and days after admission can be
critical. Newly incarcerated inmates may experience feelings such
as shame, guilt, fear, sadness, anger, agitation, depression,
relationship problems, legal concerns, hopelessness, and
helplessness, which can contribute to increased suicide risk.
• Protective Custody - Inmates who volunteer to enter protective
custody are at high risk for suicide, especially during the first
72 hours in SHU. These inmates should be referred to psychology
services immediately.
• Long-term Protective Custody Inmates - These inmates are
particularly vulnerable to depression that can lead to a suicide
attempt, and should be monitored closely while they are in SHU.
• Inmates Taking Medication for Mental Health Reasons - These
inmates are vulnerable to developing suicidal thoughts and
attempting suicide by overdosing on their medication. Inmates on
medication should be monitored to make sure they are not hoarding
medication. Any signs of distress, deterioration in hygiene, or
sudden changes in behavior should be reported to psychology.
FACTORS THAT CAN INCREASE THE PROBABILITY THAT AN INMATE
MAY BECOME SUICIDAL:
Mental Health Factors
History of mental illness
1. Is the inmate depressed, actively psychotic?
2. Has the inmate been compliant with psychotropic medication?
3. Have there been changes in eating, sleeping, hygiene, weight,
recreation, activity level?
Prior suicide attempt
1. How lethal was the attempt?
2. How many attempts have been made?
December 7, 2018 Sensitive But Unclassified Page 22 of 29
EFTA00108271
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Inmate's current mood, affect, and behavior
1. Is the inmate emotionally upset, angry, and easily agitated?
2. Are the inmate's thoughts clear and goal directed (vs.
delusional or psychotic in nature)?
3. Is the inmate depressed, has there been a recent loss?
4. Has hopelessness persisted even after the depression has
lifted?
5. Has the inmate given away property, revised a will, or
requested a phone call to say his goodbyes?
Medical Condition(s)/Chronic Pain
1. Does the inmate have a chronic life threatening medical
illness?
2. Has the inmate's overall health diminished recently?
3. Is the inmate experiencing pain or other negative symptoms?
Relationship Difficulties
1. Has the inmate received a Dear John letter?
2. Have communications and or visits decreased?
3. Has there been a change in the relationship?
Situational Factors
1. Legal issues - pending indictment; loss of appeal to reduce
sentence.
2. Difficulties with staff or other inmates.
3. Gambling debts, drugs.
4. Ending of a close relationship with another inmate.
5. Possible victim of a sexual assault.
REPORTING AND DOCUMENTING INMATE BEHAVIOR
Report Your Concerns: Any inmate behavior(s) that is questionable
and may reflect a change in mental health status should be reported
to the Shift Lieutenant immediately.
During non-working hours: Inform the Shift Lieutenant of any
questionable inmate behavior. He/she will determine if the on-call
psychologist needs to be contacted.
Segregation Log Book: Any changes in inmate behaviors should be
noted in the TRUSCOPE program. A detailed note regarding the
observed behavior is advisable. Documenting in the TRUSCOPE program
serves two purposes. First, the entry serves as a means of
communication for other staff members. Second, it provides an
accurate account of activity during your shift. Documentation
should be neat, legible, and professional.
December 7, 2018 Sensitive But Unclassified Page 23 of 29
EFTA00108272
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
RESPONDING TO A SUICIDE EMERGENCY
A Segregation Officer observing an inmate in the act of committing
suicide, causing other self-injurious behavior, or who appears to
have committed suicide will call for back-up before entering the
cell. The officer will notify the Control Center and the
Lieutenant's Office by radio of the situation and request immediate
back-up. BACK-UP MUST BE PRESENT IN ORDER TO ENTER A CELL. The "cut-
down" tool is located in the storage closet on a shadow board. It is
the Al officer's responsibility to locate this item at the start of
the shift. This tool is only authorized to be used in emergency
situations. Miscellaneous use of this tool is not permitted and will
result in dulling the blade of the tool. In the event an inmate
commits suicide, the scene of the suicide will be treated in a
manner consistent with the investigation of an inmate death. All
measures necessary to preserve and document the evidence needed to
support subsequent investigations will be maintained or otherwise
adequately recorded.
SEXUAL ASSAULT PROTOCOL
Reporting
In all cases of reported sexually abusive behaviors (e.g., from
alleged victim, staff, and/or "third party") the following will
occur:
The Operations Lieutenant will be notified immediately and he/she
will:
• Immediately safeguard the inmate (which will vary depending on
the severity of the alleged sexually abusive behavior and could
range from monitoring the situation, changing housing
assignments, changing work assignment, placing alleged victim
and perpetrator in Special Housing, etc.);
• Promptly refer all inmates reported or suspected of being the
victim of sexually abusive behavior to Psychology Services for
assessment of vulnerability and treatment needs;
• During business hours, ensure that the SIS, Chief of
Correctional Services, Program Coordinator, and Warden are
notified; and During non-business hours, ensure that the SIS,
Chief of Correctional Services, Program Coordinator, Duty
Officer, and the on-call Psychologist are notified.
• The Program Coordinator will review the psychological
assessment and other relevant factors and make a determination
as to whether or not to proceed with the full activation of the
Response Protocol.
December 7, 2018 Sensitive But Unclassified Page 24 of 29
EFTA00108273
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Responding
Not all allegations of sexually abusive behavior will require full
activation of the Response Protocol. In some cases, the Program
Coordinator will determine that there is not sufficient reason to
proceed (e.g., the alleged victim credibly recanted; the alleged
perpetrator was not in the institution on the date of the
allegation, the inmates involved independently report a non-coercive
sexual encounter, etc.) and the Response Protocol may be terminated.
In cases where more information is needed, or in cases where there
is a credible and serious allegation or instance of sexually abusive
behavior, the full Response Protocol will be implemented. Once the
Program Coordinator determines that the intervention should
continue, a sensitive and coordinated response is necessary.
Services will be provided in an environment that meets both security
and therapeutic needs. The full Response Protocol, monitored by the
Program Coordinator, involves the following components:
Protection
All appropriate staff will consult and determine the actions to be
taken to prevent further sexually abusive behavior both to the
alleged victim (e.g. change in work assignments, change in housing
assignment, closer supervision, protective custody, transfer, etc.)
and/or by the alleged perpetrator (e.g., remove from compound,
change housing assignment, etc.).
The Captain will ensure that a STG category of "V SA UNV" is entered
into SENTRY, and in instances where an inmate perpetrator is
alleged, will enter the STG category of "P SA UNV" for that inmate
(See Section 13.b. for further details).
PSYCHOLOGICAL:
Psychology staff are responsible for crisis intervention, assessment
of treatment needs, documentation of the evaluation results,
treatment, psychiatric referral, and/or other treatment options
related to the alleged victim. In addition, Psychology staff provide
guidance to Unit Management and Community Corrections staff
regarding an inmate's post-release mental health needs. Inmate
perpetrators (or alleged perpetrators) of sexually abusive behaviors
will be referred by the Operations Lieutenant to Psychology
Services. Inmates considered high-risk for sexual re-offending may
be referred to specialty treatment and/or management programs,
individual or group counseling, or may be managed through standard
correctional techniques.
December 7, 2018 Sensitive But Unclassified Page 25 of 29
EFTA00108274
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
If an inmate perpetrator is determined in need of treatment services
and refuses treatment, Psychology Services staff will document the
refusal and place it in the medical section of the Inmate Central
File and notify the referring staff of the refusal. Documentation of
treatment compliance or refusal ensures continuity of care within,
between, and outside the Bureau.
Examination
Medical staff are responsible for examination, documentation, and
treatment of inmate injuries arising from sexually abusive
behaviors, including testing when appropriate for pregnancy, HIV and
other sexually transmitted diseases (STDs). Where indicated, medical
staff, trained in the collection of sexual assault evidence (i.e.,
"rape kit") should conduct an examination for physical evidence
which may be used later in formal investigations. At institutions
where Health Services staff are neither trained nor certified in
sexual assault evidence gathering, the inmate will be examined at
the institution by trained health care professionals from the local
community or at the local community facility equipped (in accordance
with local laws) to evaluate and treat sexual assault victims.
Prophylactic treatment and follow-up for sexually transmitted
diseases will be offered to all inmate victims, as appropriate.
Whenever an inmate is referred to Health Services for examination
and treatment of injuries related to sexually abusive behavior,
staff will encourage the inmate victim to complete an Inmate Injury
Assessment and Follow-up form (BP-S362) as required by the Program
Statement on Patient Care.
Investigation
In cases where the full Response Protocol is activated, staff are
trained to investigate allegations of sexually abusive behavior
thoroughly. The information concerning the identity of the alleged
inmate victim and the specific facts of the case are limited to
those staff who need-to-know because of their involvement with the
victim's welfare and the investigation of the incident. This is
important not only to preserve the victim's privacy but also to
preserve maximum flexibility to investigate the allegations.
Initial Notifications:
Upon activating the full Response Protocol, the investigation phase
is initiated and the following notification(s) will be made:
Inmate Perpetrator on Inmate Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against another inmate, the Special Investigative
Agent (or SIS) will be notified immediately.
December 7, 2018 Sensitive But Unclassified Page 26 of 29
EFTA00108275
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT -
THIS IS NOT AN ARMED POST
Staff Perpetrator on Inmate Victim:
In the event that a staff member is alleged to have perpetrated
sexually abusive behavior against an inmate, the Warden will be
notified immediately. The Warden will notify the Regional Director
and the Office of Internal Affairs (OIA), who will in turn notify
the Office of the Inspector General (OIG), and when appropriate,
will notify the Federal Bureau of Investigation (FBI).
Inmate Perpetrator on Staff Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against a staff member, the SIA/SIS will be
contacted immediately with follow-up notification to the Warden.
Crime Scene Preservation:
The staff first responder will preserve the crime scene. SIS staff
will be responsible for collecting information/evidence. The
investigation, in coordination with the agency to which the case may
be referred, will follow the guidance given in the Special
Investigative Supervisor's Manual that outlines gathering and
processing procedures.
Physical Evidence Collection:
When there is a report of a recent Rape or Sexual Assault with an
Object, or there is a strong suspicion that a recent, serious
assault may have been sexual in nature, a thorough physical
examination of the alleged victim - to include a "rape kit" will be
completed immediately. Physical evidence collection may also include
an examination of, and collection of physical evidence from the
suspected perpetrator(s).
After Action Reviews of Violent Sexual Assaults:
Following any incident of Rape or Sexual Assault with an Object, the
Warden, Program Coordinator, Chief of Correctional Services, Health
Services Administrator, and Chief Psychologist will meet and review
the incident. This review is to assess the reasonableness of the
actions of staff following the incident, to ensure the security and
treatment needs of the inmate victim have been addressed adequately
and the management and investigation of the inmate or staff
perpetrator is progressing appropriately. Within two working days
after the initial reporting of the Rape or Sexual Assault with an
Object, a written report highlighting the relevant facts should be
produced and the Warden or designee will personally attest by his or
her signature that the review has taken place and that the steps
taken by staff were either appropriate or inappropriate. A copy of
this report will be forwarded to the Regional Director.
December 7, 2018 Sensitive But Unclassified Page 27 of 29
EFTA00108276
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Consideration for staff impacted by the incident is necessary.
Arrangements for debriefing affected staff and referral to
appropriate services to mitigate the stress associated with these
events should be offered.
Administrative Disciplinary Process and Prosecution:
In keeping with this "zero tolerance" policy, perpetrators of
sexually abusive behavior will be disciplined and/or referred for
prosecution.
Tracking Sexually Abusive Behavior:
Tracking and analyzing the incidents of sexually abusive behavior
are critical to the safety and management of inmates and the
security of all Bureau facilities. Monitoring these incidents allows
the Bureau to assess the effectiveness of current policy and
procedures in regard to the extent of sexual victimization. To
ensure full and accurate reporting and analysis, the SIS will
maintain secure investigative files which include data on:
• The victim(s) and perpetrator(s) of sexually abusive behavior;
• Crime characteristics;
• Formal and/or informal action(s) taken;
• All collateral reports, supporting memoranda, and videotapes;
• Medical forms; and
• Any other evidentiary materials pertaining to the allegation.
The Office of Internal Affairs will report the cumulated data on the
inmate victims of staff and inmate sexually abusive behavior to all
Chief Executive Officers and the Psychology Services Administrator
at the end of each quarter and at the end of each fiscal year.
SUICIDAL SITUATION IN SHU OR THE HOUSING UNITS:
If you are the first person to notice an inmate hanging, you should
call for staff assistance (Operations Lieutenant & Control
Center)and remain calm and wait until sufficient staff and
Lieutenant arrive prior to handcuffing the inmate=s cell mate(s)
(if applicable) and unlocking the cell door. If feasible, obtain
protective equipment from the above mentioned areas. Cut the inmate
down, protecting the head and neck area. Always administer life-
saving procedures.
December 7, 2018 Sensitive But Unclassified Page 28 of 29
EFTA00108277
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Post Orders, the TRUSCOPE program and log books are confidential
documents and should never be left unattended or in an area accessible
to inmates. Post Orders must be secured at all times when not in
use
by staff.
It is the responsibility of the employee to inform the employer of the
fact they have not been able or afforded the opportunity to read such
orders. The employer will then advise the employee of the general
requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts before
assuming your post.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. These post orders are not intended to describe in detail all
the officers' responsibilities. Good judgment and common sense are
expected in all situations not covered in these post orders.
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARD 'F RANK, HAS NO AUTHORITY.
Jermai . Darden, Captain
/2/-oe
Date
December 7, 2018 Sensitive But Unclassified Page 29 of 29
EFTA00108278
INSTITUTIONAL SUPPLEMENTS/PROGRAM STATEMENTS
FIREARMS AND BADGES P.S. 500.13
INMATE ACCOUNTABILITY I.S. NYM 5511.06
INMATE PERSONAL PROPERTY I.S. NYM 5580.07
SECURITY INSPECTIONS Z.S. NYM 5500.13
TOOL CONTROL I.S. NYM 5500.13
MAIL MANAGEMENT P.S. 5800.16
VISITING PROCEDURES I.S. NYM 5267.08
INMATE CORRESPONDENCE I.S. NYM 5265.14
ALCOHOL SURVEILLANCE/TESTING I.S. NYM 6590.07
ENTRANCE PROCEDURES I.S. NYM 5500.13
INMATE TELEPHONES P.S. 5264.08
_ON SCREENING P.S. 5522.02
SEARCHING/DETAINING PERSONS P.S. 5510.15
SEXUAL ABUSE PREVENTION/INTERVENTION P.S. 5324.12
INMATE DISCIPLINE P.S. 5270.09
SPECIAL HOUSING P.S. 5270.10
SUICIDE PREVENTION P.S. 5324.08
SEARCHES OF HOUSING UNITS/INMATES AND WORK AREAS P.S. 5521.06
ESCORTED TRIPS P.S. 5538.07
USE OF FORCE/APPLICATION OF RESTRAINTS I.S. NYM 5566.06
POSTED PICTURE FILE P.S. 5510.13
HUNGER STRIKES P.S. 5562.05
ESCAPES DEATH NOTIFICATIONS P.S. 5553.07
EFTA00108279
PS 5500.14
10/19/2012
Chapter 7, Page 1
CHAPTER 7
FIREARMS AND BADGES
700. DEFINITIONS. Probable cause, reasonable determination, or
reasonable belief means facts and circumstances known to the
employee at the time of the use of firearms that would cause a
reasonable employee to conclude that the action is appropriate.
701. CARRYING OF FIREARMS. Title 18 U.S.C. § 3050, authorizes
the Attorney General to prescribe rules and regulations relating
to the carrying of firearms by Bureau officers and employees.
This authority is delegated to the Director in 28 CFR 0.96(o).
When approved by the Warden, institution staff are permitted to
carry firearms when:
• transporting inmates,
• assigned to escape posts, and
• assigned to security posts which require firearms as
standard issued equipment.
Carrying or the use of personal or privately owned firearms while
on duty is prohibited.
Post orders, riot plans, and escape plans will include
instructions for carrying firearms.
a. Duty Assignment. Employees must not be assigned to duties
that require the carrying of firearms prior to successfully
completing the firearms familiarization training course.
b. Staff Qualification. New employees must not be assigned to
posts requiring the carrying of firearms before completing the
Introduction to Correctional Techniques Training at the Federal
Law Enforcement Training Center.
In extraordinary circumstances, an exception may be made for an
employee who has completed the local firearms familiarization
training with written approval of the Warden and Regional
Director.
c. Re-qualification. Staff must complete satisfactorily the
Bureau's approved firearms training course each year. Allowances
will be made in accordance with applicable laws, rules, and
regulations.
EFTA00108280
PS 5500.14
10/19/2012
Chapter 7, Page 2
Chaplains, dentists, physicians, and other positions which the
Director specifically exempts from carrying firearms are not
required to complete the firearms familiarization training
conducted at the institution and Staff Training Academy.
d. Other Use of Firearms. Only the Director or Director's
designee may authorize, in writing, Bureau staff to carry
Government-issued firearms for purposes not expressed in this
Program Statement.
702. USE OF FIREARMS. Firearms must be used only when deemed
necessary for the following Law Enforcement purposes:
• Prevent escapes;
• Prevent loss of life or serious physical injury;
------ - -
the damage or loss of property would contribute
directly to an escape, loss of life, or serious
physical injury; and
• Maintain or restore control of a correctional
institution.
The use of firearms is prohibited if force other than firearms
appear reasonably sufficient to accomplish law enforcement
purposes. Examples are, but not limited to:
• Prevention of escape;
• Prevention serious physical injury; and
• Restoration of control in a correctional institution.
The necessity to use firearms arises when all available means of
achieving the law enforcement purpose have failed or are likely
to fail.
An employee is not required to jeopardize personal safety or the
safety of others before using firearms to prevent serious
injuries/bodily harm or death.
If use of firearms is deemed necessary, staff must shoot the
subject with every intention of hitting "center mass" to ensure
the subject is stopped.
EFTA00108281
PS 5500.14
10/19/2012
Chapter 7, Page 3
Staff will not attempt to shoot a limb which creates a lesser
chance of stopping the subject and may pose a danger to staff,
other inmates, or persons in the community. Firearms must not be
used solely to disable moving vehicles or aircraft. Firearms
will only be used against the driver or other occupants of a
moving vehicle when the:
• Employee has a reasonable belief that the subject poses an
imminent danger of death or serious physical injury to the
employee or others.
• Public safety benefits of using such force outweigh the
risks to the safety of the employee or others.
As soon as practicable, medical attention must be provided to any
persons injured during an incident involving use of firearms.
rizealms will ucet .5e used if the emvluyee ,u,c.,.1
escapee as an inmate sentenced under the Juvenile Justice and
Delinquency Prevention Act.
a. Escape Prevention. The use of firearms is authorized when
deemed necessary to prevent an escape in the following
situations.
(1) Perimeter Walls. At institutions secured with
perimeter walls, prior to using firearms, staff must reasonably
believe that an inmate has the capability to escape.
For example, the inmate may be carrying items that could be
used to perpetrate an escape, such as, but not limited to, a
ladder, grappling hook, or rope, suggesting an intent to escape.
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
(2) Multiple Perimeter Fences. At institutions secured
with multiple perimeter fences, prior to using firearms, staff
must reasonably believe that an inmate has the capability to
escape.
For example, the inmate may be carrying items such as, but
not limited to, a ladder, blankets, grappling hooks, ropes, broom
handles, or sticks, that will perpetrate an escape.
EFTA00108282
PS 5500.14
10/19/2012
Chapter 7, Page 4
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent threat danger of
death or serious physical injury to self or others.
When authorized, throughout this policy, warning shots
should be used only if there is no apparent danger to self, other
staff and inmates, or the community.
Warning shots will be fired into the ground and never into
the air or in an indiscriminate direction.
The inmate is not required to be on the first/inner
perimeter fence before the employee issues the warning. When the
iitiliaLt aLLually t.unLet-Lo tine peiimetai: fence In an
attempt to climb or demonstrates an attempt to get on or over the
first/inner perimeter fence, and the employee reasonably
determines an escape is being attempted, the employee may shoot
the subject.
The employee is not required to wait until the inmate is
between the perimeter fences or over the first/inner fences.
(3) Metropolitan Correctional Centers (MCCs) and
Metropolitan Detention Centers (MDCs). When an employee
reasonably determines that an escape is being attempted from a
MCC or MDC, the employee should give a verbal warning. If the
inmate continues, the employee may shoot the subject. Warning
shots are prohibited due to the possibility of injury to innocent
bystanders.
(4) Minimum Security Institutions. Ordinarily, firearms
are not used to prevent escapes from minimum security level
institutions. However, weapons are authorized when the escaping
inmate has used or threatened to use force which is likely to
cause serious physical injury or has manifested an imminent
threat of death or serious physical injury to the employee, other
staff and inmates, or the community.
Verbal warnings and warning shots should be used when
feasible.
(5) Escapes with Outside Assistance. Firearms may be used
against persons who are not inmates, if they are facilitating an
escape and have used or threatened to use force which is likely
(
EFTA00108283
PS 5500.14
10/19/2012
Chapter 7, Page 5
to cause death or serious physical injury against the employee,
other staff and inmates, or the community.
Verbal warnings and warning shots must be used when
feasible.
(6) Escape from Escorted Trip or Prisoner Transport. When
an employee reasonably determines an escape is being attempted
from an escorted trip or prisoner transport, the employee must
issue a verbal warning. If the inmate continues and the escape
is occurring within the immediate environs of a correctional
institution, the employee will fire a warning shot, if feasible,
prior to shooting the subject.
Outside the immediate environs of a correctional
institution, the employee should not fire a warning shot prior to
shooting the subject due to the possibility of injury to innocent
isivatandeLS.
Absent the use or threat of force which would likely cause
serious physical injury or a manifested imminent threat of death
or serious physical injury to the employee, other staff and
inmates, or the community, it is not permissible to use firearms
to prevent an escape of an inmate in transit to or from a minimum
security level institution. The exception to the rule is when
the escorting employees are transporting inmates at the same time
to a minimum and non-minimum security level institutions.
(7) Once An Escape Has Occurred. After an escape from a
transport vehicle or an institution, and the immediate environs
has been successful, employees attempting to apprehend the
escaped prisoner may not use firearms unless there is probable
cause to believe:
(a) The subject has committed a felony involving the
infliction or threatened infliction of serious physical injury or
death.
(b) The subject's escape would pose an imminent danger
of death or serious physical injury to the employee or others.
Note: The phrase "after an escape from a transport
vehicle or an institution and the immediate
environs has been effectuated" should be
interpreted in the following manner:
EFTA00108284
PS 5500.14
10/19/2012
Chapter 7, Page 6
• As long as a staff member is in continuous pursuit
of an escaping inmate, whether the escape takes
place from an institution, transport vehicle, or
outside facility (such as a hospital), the escape
has not yet been effectuated. The use of firearms
is permissible under the escaping inmate standard.
• The immediate environs of an institution is
defined as the property lines of the correctional
facility. This boundary may be expanded by the
Warden with the Regional Director's concurrence
and should be defined as explicitly as possible.
A verbal warning should be given if it would not pose a risk
of death or serious bodily injury to the officer or others.
Warning shots are prohibited due to the possibility of
•
sihj.ALy haVO‘aiikACLO.
b. Prevent the Loss of Life or Serious Physical Injury. Staff
may use firearms when reasonable belief exists that the subject
poses a threat of death or serious physical injury to staff,
inmates, or others.
Firearms will be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject.
When authorized, warning shots should be used only if there is
no apparent danger to other staff and inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
In a hostage situation, once it has been contained and attempts
to negotiate have begun, only the Warden may order the use of
firearms to resolve the hostage situation.
Warning shots will not be fired as in an attempt to resolve a
hostage situation, nor used to create a diversion.
c. Protect Government Property. Firearms may be used to
prevent damage to or destruction of Government property when the
loss of that property could contribute directly to an escape or
attempted escape, serious physical injury, or loss of life.
For example, the use of firearms may be necessary when persons
are attempting to damage or disable a fire truck during a fire
within the institution. If individuals attempt to break into a
EFTA00108285
PS 5500.14
10/19/2012
Chapter 7, Page 7
building where weapons, gas, or other security risk items are
stored, firearms may also be used.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to other staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
d. Maintain or Restore Control of a Correctional Institution.
Firearms may be used to maintain or restore control of a
correctional institution when the employee reasonably believes
the intended subject of the use of firearms is participating in a
saict.17."-..a..-- r.. ... th • ,h,
inmates, or the community.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
703. ARMED ESCORT BY COMMERCIAL AVIATION. The Warden may
authorize staff to carry firearms when transporting an inmate by
commercial air carrier.
Title 14 CFR Part 108.11, Carriage of Weapons, and Part 108.21,
Carriage of Passengers Under the Control of Armed Law Enforcement
Escorts (1995), allows law enforcement officials, while
performing their duties, to travel while armed.
Staff must notify the air carrier prior to departing the
institution of the intent to carry firearms. Staff must complete
all required forms and provide required information to the
carrier.
Staff must follow the procedures detailed in the above referenced
regulations.
EFTA00108286
PS 5500.14
10/19/2012
Chapter 7, Page 8
When not transporting inmates, Bureau staff, carrying firearms
aboard commercial aircraft, must declare this to the carrier and
have the weapon placed in checked baggage.
The above referenced regulations should be referred to for
additional requirements concerning the placement of firearms in
checked baggage.
704. REPORTING REQUIREMENTS. A written report must be submitted
to the Warden upon the discharge of any firearm, privately owned
or issued by the Bureau. This rule applies when the employees is
on duty and off duty, except for training or recreational
purposes.
For an incident while on duty, the report must be submitted prior
to the end of the employee's duty shift.
rsi: an incident while sLL duty, the LCNVLI must be submitted
prior to the end of the employee's next duty shift.
The discharge of any firearm, once reported, will be investigated
and reviewed through the After-Action Reporting and Review
processes.
705. IDENTIFICATION BADGES. Upon request, the Correctional
Services Administrator, Central Office, will issue Bureau
identification badges in leather carrying cases to each
institution.
The Captain will maintain strict accountability of Bureau badges.
Lost or stolen badges must be reported immediately in writing to
the Correctional Services Branch, Central Office.
Except for tower and perimeter patrols and established stationary
check points, staff assigned to duties which require the carrying
of firearms will be issued a Bureau identification badge.
4
The badge must be displayed when necessary to establish the staff
member's authorization to carry a firearm. Appropriate badge
holders will be provided so as to allow the employee the ability
to securely attach the badge to his or her outerwear.
Badges may not be used as methods of routine identification.
Employee procurement or possession of unauthorized badges, either
official or duplicated, is prohibited (see the Program Statement
on Standards of Employee Conduct).
EFTA00108287
PS 5500.14
10/19/2012
Chapter 7, Page 9
706. NON-DISCLOSURE OF BUREAU STAFF NAMES IN SHOOTING INCIDENTS.
Disclosure of an employee's name following a shooting incident
will follow the guidelines as prescribed in the Program Statement
on News Media Contacts.
EFTA00108288
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
REC OFFICER #1 & #2
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSIUM (OC) CARRY POST
POST: REC OFFICER #1 & 2
EQUIPMENT: Key Rings C-39, Restraint key, Radio, MK-4 OC Dispenser
All equipment assigned to this post and will be accountable on the shift
to shift inventory form. All 24 hour equipment and key rings will be
logged into TRUSCOPE program with type of equipment and key ring
numbers.
SHIFT: A.M. WATCH
HOURS OF DUTY: 6:00 A.M. to 2:30 P.M.
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE: All Correctional Officers will report to the institution
according to their assigned work schedule. You are required to utilize
the "Staff Chit Board" whenever you enter and/or depart from the secured
perimeter of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED SHU
DOORS:
Door 27 and Inner Door: Both doors must always remain secured when not
being used. They are to be opened as needed for traffic and secured
immediately. These doors are to be considered a sallyport only, one
door will be open at a time unless there is an emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to guarantee
that the inmate is closely monitored and kept separate from other
inmates.
6:00 A.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform. As the equipment is issued on a 24-hour basis, you are
required to indicate the key ring number and type of equipment accounted
the
for into TRUSCOPE program and sign the location inventory. Count
number on
keys to ensure the number of keys corresponds with the total
and a
the key ring chit. Key rings must be secured to a belt by clips
metal chain.
December 7, 2018 Sensitive But Unclassified Page 1. of 5
EFTA00108289
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
REC OFFICER #1 S #2
THIS IS NOT AN ARMED POST
Contact the Control Center on #333 and test your Radio/Body Alarm. Unit
officers must maintain a log of pertinent information regarding inmate
activity, detailing time, persons involved (if pertinent) and the event.
These entries must be entered into TRUSCOPE program. Report for duty
by telephone with the Operations Lieutenant and receive any additional
information.
Begin making 30 minute rounds ensuring you document the findings in the
TRUSCOPE program. Staff will observed all inmates in continued lock down
status once in the first 30 minute period of the hour ex: (12:00 -
12:30AM) followed by another round in the second 30 minute period of the
same hour (12:30-1:00 AM).This will ensure an inmate is observed at
least twice per hour. These rounds are to be conducted on an irregular
schedule and no more than 40 minutes apart. All observations must be
documented.
6:15 A.M.
Assist the SHU#2 Officer with feeding and escorting officers to R&D for
court. While feeding the inmates generate the recreation list for the
inmates wishing to go to recreation. After feeding commences ensure all
food trays are accounted for and prepare to begin recreation.
6:45 A.M.
Conduct a search of the roof recreation area prior to bring inmates up
to the roof for their recreation period. Use extra caution when
escorting inmates to the roof. At no time will you leave these inmates
unsupervised. After each group of inmates depart the roof recreation
area, conduct a thorough area search to ensure that no contraband is
present prior to escorting the following groups to the roof.
7:00 A.M.
(Approximately)
Begin moving inmates to Recreation.
**Check inmates CIMS Concerns(separates) before movement**
Between 10:15 A.M. 12:15 P.M. (Weekdays)
LUNCH RELIEF
Contact the department on the current lunch relief schedule to arrange
for staff to relieve you for a 30 minute duty free lunch. When being
relieved, ensure staff have signed the log book designated for lunch
reliefs.
December 7, 2018 Sensitive But Unclassified Page 2 of 5
EFTA00108290
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
REC OFFICER #1 & #2
THIS IS NOT AN ARMED POST
11:00 A.M.
At approximately this time recreation will end. All inmates returning
from recreation are visually searched and screened with a hand held
metal detector. Once the roof is clear and secure, assist in serving the
lunch meal in SHU.
12:30 P.M. (Approximately)
Begin an Institutional Trash Run
1:00 P.M.:
Ensure all Bp-292 forms are completed for recreation for that day to
include inmates that refused. After your lunch break assist the Special
Housing Unit officers with any tasks that need to be accomplished.
2:30 P.M.
End of Tour
Return all keys and equipment to the Control Center. Once your tour of
duty ends and you are to proceed directly out of the institution.
NOTE:
As the SHU REC Officer you will have the opportunity to gather
information and intelligence for the institution. You will become an
integral component in the intelligence gathering process at the
institution. Remember to converse with inmates, but never divulge any
personal information to the inmates.
PATROLS:
Throughout your shift, when inmate recreation is not occurring, you
must conduct periodic checks of all inmates in the unit should be
conducted. These checks will be conducted throughout the shift at
random intervals of no longer than 30 minutes. Each check will be
documented utilizing the TRUSCOPE program.
**Anytime an inmate is removed from his cell for recreation, law
library, or for any reason, the inmate will be restrained from behind
and escorted by appropriate staff. Staff will maintain control of
the inmate at all times. If an inmate has to be restrained from the
front to sign a legal document or for medical reasons a martin chain
will be utilized. (No Exceptions)!!
December 7, 2018 Sensitive But Unclassified Page 3 of 5
EFTA00108291
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
REC OFFICER #1 fi #2
THIS IS NOT AN ARMED POST
** At any time that an inmate is removed from his cell, Recreation,
Law Library, Property etc. A pat search will be conducted and the use
of a metal detector will be utilized on ALL inmates. A metal detector
will be in the possession of the Special Housing Unit staff prior to
the removal of any inmate from an area.
**Inmate orderlies will NOT be unsupervised at any time, to and
including down a range in the Special Housing Unit. If an inmate
orderly is on the range, direct staff supervision will be utilized
behind the secure range grill.
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED**
Officers assigned to this post will not vacate the post unless properly
relieved or instructed to do so by the Operations or Activities
Lieutenants. These post orders are not intended to describe in detail
all the officer's responsibilities. Good judgment and common sense are
expected in all situations not covered in these post orders.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
These Post Orders are guidelines, not orders to work before or after
regularly scheduled shifts.
There will be no additions or deletions to these post orders without the
written consent of the Captain.
§ 115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access to
regularly available programming or other out-of-cell opportunities in
order to comply with this provision.
December 7, 2018 Sensitive But Unclassified Page 4 of 5
EFTA00108292
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
REC OFFICER #1 & #2
THIS IS NOT AN ARMED POST
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply with
Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual b cavity searches, and shall document all
cross-gender pat- ches of female inmates.
Jermaine C. tain Date
/2/1/4 ?
December 7, 2018 Sensitive But Unclassified Page 5 of 5
EFTA00108293
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) AEROSOL SPRAY POST.
IF YOU ARE ASSIGNED A POST THAT REQUIRES YOU TO CARRY THE MK-4 PEPPER
SPRAY AND YOU ARE NOT TRAINED OR QUARTERLY RE-CERTIFIED IT IS YOUR
RESPONSIBILITY TO NOTIFTY THE OPERATIONS LIEUTENANT PRIOR TO ASSUMING
THE POST.
INTRODUCTION:
You will report for duty in the prescribed uniform. Each inmate
will be checked a minimum of once every thirty minute period at
irregular intervals. The checks will be entered in the 30 Minute
portion of the TRUSCOPE program. The officers are responsible for
ensuring security inspection discrepancies are appropriately
documented and routed. Sanitation of the unit is critical for the
operation and will be maintained at the highest level. All
emergencies will be reported to the Operations Lieutenant
immediately.
Every officer must read and sign the Post Orders prior to assuming
the duties of this position. As a SHU Officer you will be working
under the direction of the SHU Lieutenant and/or the Operations
Lieutenant. You are required to advise the Operations Lieutenant
of your presence when you arrive for duty. You will maintain the
TRUSCOPE program and throughout your shift. The TRUSCOPE program
will accurately reflect all pertinent information concerning the
housing unit, equipment accountability, inmate population, unit
count, and inmate activity as well as other specific information
pertaining to your tour of duty.
All Correctional Services staff will review and sign the Inmate Posted
Picture File on a Monthly basis
STAFF TRAINING AND ACCOUNTABILITY:
All staff (including sick and annual reliefs) assigned to an OC
aerosol dispenser post will receive the required training, and go
through quarterly re-familiarization training prior to assuming
their post each quarter. Training will include, but is not limited
to, proper carry and security of an OC aerosol dispenser, use of
force policy and the definition between immediate and calculated
use of force. These post orders will be read prior to working
designated posts or when this cannot be accomplished, the shift
Lieutenant must be notified immediately. The Operations Lieutenant
will ensure staff have read, understand and signed the post orders.
December 7, 2018 Sensitive But Unclassified Page 1 of 9
EFTA00108294
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
Staff will be held responsible for guidance outlined in national
and local policies, post orders, position descriptions, and general
guidance issued related to posts designated with an OC aerosol
dispenser. Officers and Lieutenants who have not received OC
specialty training are not authorized to carry an OC aerosol
dispenser.
If you believe you need additional training or unfamiliar with the
OC aerosol dispenser, notify the Operations Lieutenant immediately.
USE OF FORCE/EMERGENCY RESPONSE PLANS
A post assigned with an OC aerosol dispenser is in addition to
emergency response plans already in place. Local written procedures
will continue to be in effect and the OC aerosol dispenser is an
enhancement in staff and inmate safety, included in these post orders.
These procedures will outline steps to be taken in case immediate
force is required as a result of a serious assault, recreation yard
incidents, or other serious incidents during all shifts. Trained
officers can use immediate force without the presents of a supervisor.
Once you have assumed your position/post, check the OC aerosol
dispenser, along with the other equipment assigned to the post, for
any defects. In the event there are defects or leakage to the OC
aerosol dispenser, notify the Operations Lieutenant and/or the
Security Officer, and document it into TRUSCOPE.
In the event of an accidental discharge, decontaminate yourself and
notify the Operations Lieutenant. Once you have decontaminated
yourself with soap and water and notified the Operations Lieutenant,
decontaminate the affected area with soap and water, and ventilation
if possible.
The usage of an OC aerosol dispenser must be limited to the performance
of official duties only. Staff are again reminded that use of the
OC aerosol dispenser outside established policies and procedures
will result in staff disciplinary action.
December 7, 2018 Sensitive But Unclassified Page 2 of 9
EFTA00108295
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
The preferred method of resolution is through verbal intervention.
However, the safety of staff and inmates in any dangerous encounter
is paramount and may require the use of an OC aerosol dispenser.
Staff may use the necessary amount of force only as a last alternative
after all other reasonable efforts to resolve the situation have
failed. Staff may use the necessary amount of force to gain control
of the inmate, to protect and ensure the safety of inmates, staff
and others, to prevent serious property damage, and to ensure
institution security and good order.
The OC aerosol dispenser must be carried in an approved holder,
leather/nylon belt loop holster, specifically designed to hold an
OC aerosol dispenser. No other method of carrying the OC aerosol
dispenser is authorized, i.e., cargo pocket.
The full cone spray has an effective range of 10 to 12 feet but should
not be used closer than 4 feet.
In the event the OC aerosol dispenser is required the following steps
should be used:
1. Fingers of the drawing hand should be extended and firmly
gripping the aerosol dispenser.
2. Staff should assume an appropriate defensive stance and continue
with verbal commands.
3. Place thumb on the actuator.
4. Spray the facial area, specifically the eyes, delivering one
two-second burst. Once the OC aerosol spray has been dispensed,
staff should step back to avoid being contaminated by the spray
and maintain direct supervision of the inmate(s). Continue
with verbal commands.
5. Allow the OC aerosol spray to work while providing verbal
commands to the inmate (e.g., lay face down with arms spread).
6. Evaluate the response of the inmate(s). If the inmate(s) does
not submit to restraints and/or comply with staff orders within
15 seconds, a second two-second burst is authorized. After
a second assessment, or if the inmate(s) has not complied with
staff commands, alternative methods to control the situation
may be pursued.
7. Decontamination procedures include fresh air and the use of
soap and water within 15 minutes, or as soon as possible, after
OC aerosol spray has been applied. Normally, this is done
before the medical assessment.
December 7, 2018 Sensitive But Unclassified Page 3 of 9
EFTA00108296
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
8. Once the OC aerosol spray is used and the inmate(s) is in
restraints, Health Services staff will be notified immediately.
A medical assessment will be performed to determine if the
inmate(s) sustained any injuries.
9. When an immediate use of force is necessary (e.g., involving
serious bodily harm, etc.), staff are obligated to obtain a
camera and begin recording the event as soon as it is feasible.
As soon as control of the situation has been obtained staff
must record information on: circumstances that required the
need for immediate use of force; identification of the
inmate(s); injuries; and staff, and others involved. (See PS
5566.06, Use of Force and Application of Restraints).
A reasonable correctional workers perception of the events would
govern the use of the OC aerosol dispenser in situations which require
an immediate response to an emergency situation. The Warden should
be notified as soon as possible after any such use. Documentation
is to be submitted in accordance with the Program Statement Use of
Force and Application of Restraints. Oleoresin Capsicum delivery
systems are authorized to be used for immediate response to situations
in which an inmate cannot be approached without danger to self or
others; and it is determined that a delay in bringing the situation
under control would constitute a serious danger to the inmate or
others.
RETENTION AWARENESS:
Ensure the OC aerosol dispenser is properly fastened to your duty
belt and firmly secured inside the holster. When confronting an
inmate position your body so the OC aerosol dispenser faces away
from the inmate, maintain a safe distance, and continue with verbal
commands.
INMATE FEEDING
The SHU Recreation #1 and #2 will assist the Special Housing Unit
Officers, conducting the unit feeding. While conducting the unit
feeding there will only be one food slot open at a time.
The SHU OIC will ensure all food carts are locked upon delivery to
the Special Housing Unit. Food Carts will be searched inside and
out, to prevent the introduction of contraband into the Special
Housing Unit. All meals will be counted to verify the required meals
have been delivered. Any discrepancies will be reported to the Food
Service Foreman immediately.
December 7, 2018 Sensitive But Unclassified Page 4 of 9
EFTA00108297
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
The meals will be properly heated and distributed by the SHU staff.
The inmate orderlies will not assist in the feeding of the unit
population in any way. The SHU Officers issue the meals in the unit.
The cell door food slot will be opened, food trays placed on the
slot, and then secured. Food slots will not remain open during the
meal. Staff are not authorized to open all food slots at one time
to deliver the food.
Staff will inspect and count all food trays and lids given to inmates
for the meal. Any food service items which goes into the cell for
the meal, MUST come out of the cell after the meal. Ensure the food
trays and lids are in the same condition as when they were delivered.
RECREATION:
The Recreation Officers, will make a list of the inmates requesting
recreation when feeding the morning meal with the SHU staff. Any
inmates requesting recreation will be afforded five hours of
recreation a week. A PP-10 will be utilized to ensure that inmates
with C.I.M.S. concerns are not placed in the recreation cage at the
same time. Recreation will be noted on the 292 forms. All inmates
will make their beds and be properly dressed before departing the
cell for recreation.
**Inmates in AD Status will not be placed in the recreation cage
with inmates that are DS status. NO EXCEPTIONS**
292 FORMS:
The Recreation #1 and #2 Officers will notify the SHU#1 Officer as
it pertains to meals, recreation, and showers to be placed on the
inmates 292 form.
VISUAL SEARCHES:
Any inmate who enters into, and/or departs from the Special Housing
Unit will be visually searched, to include the hand-held metal
detector, no exception. This includes inmates entering the unit
for work details, UDC/DHO hearings, and the Unit Barber. All inmates
returning from roof recreation will be visually searched by the
Recreation Officers. The Officers will place the inmate's status
in the visual search book.
December 7, 2018 Sensitive But Unclassified Page 5 of 9
EFTA00108298
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
SHOWERS:
The SHU Recreation#1 and #2 Officers will assist with the showers
in Special Housing. The SHU #1 will ensure the appropriate entries
are completed on the inmates BP-292 when inmates are afforded the
opportunity to shower. Special Housing unit inmates will be escorted
by the range officers to the showers on Mondays, Wednesdays and
Fridays. At this time the inmates will receive hygiene supplies
(toilet paper, soap, toothbrush etc.
All toothbrushes will be no longer than three (3) inches in length.
INMATE ORDERLIES:
Any inmate assigned as the orderly in the Special Housing Unit must
be approved by the Captain. The SHU Lieutenant will route a memorandum
seeking the Captains approval for all orderlies. It is the SHU
Officers responsibility to ensure the SHU Orderlies are properly
supervised and accounted for at all times.
All staff are responsible for ensuring restrained and un-restrained
inmates do not have the opportunity to come into contact with each
other. The SHU Orderlies must be secured behind a locked door before
any inmate can be safely moved into or within the housing unit.
SECURITY PROCEDURES:
All inmates will be cuffed from behind prior to being moved. If
there are two inmates assigned to a cell, both inmates must be cuffed
before the cell door is opened. When preparing to move an inmate,
the escorting staff must maintain constant visual supervision of
the inmate. All offices and supply storage areas will be secured
prior to any inmate movement. If there are two inmates in a cell
then two staff will be present before opening the cell door. Both
inmates must be restrained. For those inmates deemed as Three or
Four-Man Hold, the Operations Lieutenant will be notified for
additional staff assistance prior to opening the cell. A Lieutenant
must be present when an inmate on this status is to be moved. At
no time will the number of inmates being transported from one secure
location in the unit to another exceed the number of staff present
in the unit.
December 7, 2018 Sensitive But Unclassified Page 6 of 9
EFTA00108299
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
The unit food slots will not be left unsecured. Any time a food slot
is opened, a SHU Officer will be present at the food slot. If a
staff member needs to speak to an inmate, the voice box, located
on the cell door, will be utilized. If a staff member needs to provide
the inmate with documents or any approved items, the SHU Officer
will open the slot, allow the item(s) to be passed, and secure the
slot immediately. The food slots are security devices and leaving
the slot unsecured defeats the security. During main line feeding,
one slot will be opened, the food items will be passed, and then
the slot will be secured. No more than one slot will be opened at
any time on the range.
EMERGENCY SITUATIONS:
USE OF FORCE/USE OF RESTRAINTS:
P.S. 5566.06 states: The Bureau of Prisons authorizes staff to use
force only as a last alternative after all other reasonable efforts
to resolve a situation has failed. When authorized, staff shall
use only the amount of necessary force to gain control of the inmate.
This program statement must be read for a clear understanding of
all required procedures. For inmates who are contained in a cell
and present no immediate danger to themselves or others, but are
exhibiting aggression or threatening behavior, the SHU Lieutenant
or Operations Lieutenant will be notified immediately. At no time
will a cell be opened until sufficient staff is present to control
the situation.
For situations which present immediate danger to staff or inmates,
again, only the amount of necessary force to contain the inmate(s)
may be used, however, immediate request for assistance, i.e., body
alarm, triple deuces alarm, or radio will be made.
Staff are authorized to begin the videotaping of an incident without
the authorization of the SHU Lieutenant and/or the Operations
Lieutenant. Videotaping is the first step in confrontation
avoidance techniques. Many inmates calm down, and become compliant,
once the videotaping begins. When the use of force team technique
is applied, and an inmate is secured in restraints in a cell, the
SHU #1 must ensure 15 minute checks are conducted by the SHU staff
and documented on the back of the BP-292, and the 15 Minute Check
form.
December 7, 2018 Sensitive But Unclassified Page 7 of 9
EFTA00108300
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
The inmate must be checked by a Lieutenant, afforded the opportunity
to use the restroom, and/or turned over every two hours if he/she
is restrained to the bed (four-pointed). The checks must be
documented on the BP-292 and restraint check form. The inmate must
be checked by the Duty PA twice in an eight-hour period. The SHU
#1 will ensure this occurs and will document this occurrence on the
BP-292 and restraint check form.
Any staff member participating in an immediate use of force, a
calculated use of force, or is a victim of an assault, must submit
a supporting memorandum regarding the incident to the Operations
Lieutenant.
FIRST RESPONDER INSTRUCTIONS:
If a body alarm, deuces alarm or other institution emergency is
sounded Special Housing Unit staff will not normally respond unless
directed to by the Operations Lieutenant Staff in the Special
Housing Unit must ensure enough staff are present before attempting
to resolve any emergency in the Special Housing Unit. It will be
the responsibility of the SHU #1 Officer on every shift to ensure
the fire alarm panel is tested and is in working order. Any
discrepancies will immediately be reported to the SHU or Operations
Lieutenant.
If a fire alarm is sounded in the unit, staff are responsible for
checking each individual cell before clearing an alarm. If an inmate
breaks a sprinkler head in his cell, staff will turn the water to
the sprinkler head off pending repair.
Duress alarms in the unit are designated for use by inmates during
medical or other emergency situations. Staff will be required to
respond quickly to the activation of duress alarms to determine the
nature of the emergency. Any inmate who activates the duress alarm
for a non-emergency situation will be warned of the improper use
of the duress alarm system. A second false activation will subject
the inmate to disciplinary action, specifically an incident report
will be issued for code 317, failure to follow safety regulations.
Hostages Situation:
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE,
REGARDLESS OF RANK, IF TAKEN HOSTAGE HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified ur 8 of 9
EFTA00108301
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
RECREATION OFFICERS #1 AND #2
THIS IS NOT AN ARMED POST
These Post Orders are issued as guidelines for Officers and are not
intended to completely describe all aspects of this post. Additional
assignments and duties may be assigned by the shift supervisor after
assuming your post. Each officer is expected to exercise good
judgment and initiative during situations not specifically covered
by these Post Orders. All Officers are expected to execute their
duties in a competent and professional manner.
PAT SEARCHES
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pat-down searches of female inmates.
Jermaine C. D en, Captain Date
/2/7//r
December 7, 2018 Sensitive But Unclassified Page 9 of 9
EFTA00108302
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INTRODUCTION:
The General Post Orders are designed to aid each Correctional
Officer in understanding the correctional philosophy of the Bureau
of Prisons, and as a basic guide to the policy and operations within
your facility. It should be emphasized that these post orders are
not intended to be a substitute for Bureau of Prisons policy, and
should not be interpreted as such. The primary purpose is to provide
the Correctional Officer with a general review of correctional
procedures and serve as a resource to locate more detailed and
specific information. Although the information in the General Post
Orders is not classified, it will be treated as "Restricted".
Caution should be exercised to assure that this material is not
disseminated to unauthorized persons.
PERSONAL APPEARANCE:
All necessary articles of Officer's clothing are issued without
cost. (Uniform allowance) It is the officer's responsibility to
present a neat, professional appearance at all times. Only
authorized Bureau of Prisons clothing is approved for wear while on
duty of any post. If you wear a blazer, or a long sleeve shirt, you
are required to wear a tie. Shoes should be shined at all times.
All staff are required to wear the stab resistant vest which is
supplied by the Bureau.
POSTED PICTURE FILE:
The posted is picture file is reserved for inmates considered as
serious escape risks, sexually deviant, or who have a record of
extreme assaultive behavior, etc. Inmates will be placed on this
status by the SIS Department. Officers are required to review and
sign this file on a monthly basis in order to be familiar with these
inmates; especially those assigned to their work details or housing
units. The Electronic Posted Picture Files are located on the sally
port BOPWare Program for MCC New York.
POST ORDERS:
Post Orders are general instructions designed to aid the
Correctional Officer in the daily operation of each custodial post.
Each officer should review the Post Orders, prior to assuming the
post for the first time, during a quarter. The master file of the
Post Orders are maintained in the Lieutenants' Offices. A copy of
ies
the Post Orders shall also be kept on site, if adequate facilit
are available to prohibit offenders from having access to them.
and
Post Orders are to be treated as "Confidential" and kept secured
post
away from inmates at all times. No changes will be made to the
orders without authorization from the Captain.
December 7, 2018 Sensitive But Unclassified Page 1 of 29
EFTA00108303
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
EMERGENCY PROCEDURES
EMERGENCY PLAN IMPLEMENTATION: Each officer is required to review
the fifteen basic emergency plans which are located in the Command
Center. Each staff member is required to sign indicating they have
reviewed the contingency plans for the year. During emergency
situations, officers assigned to a specific area are responsible for
the accountability of all inmates and staff in their areas unless
otherwise directed.
EMERGENCY WARNING SYSTEMS: The Control Center serves as the central
receiving area for emergency warnings. The Control Center Officer
will immediately notify the correctional supervisor and other
authorized officials in order to summon help to the designated
areas.
*Any person held hostage shall be considered under duress, and any
orders issued by such person, regardless of rank, and including the
Warden, shall be disregarded.
TELEPHONE "222": This number is a system for reporting emergencies
at the institution. Whenever possible, remain on the line to relay
necessary information to the Control Center. If a situation occurs
that makes it impractical to remain on the line, be sure the
telephone is ringing the Control Center before leaving the immediate
area. This number also rings into the Correctional Supervisor's
Office. The "222" telephone system will be tested weekly.
BODY ALARMS:
"Body Alarms" should be considered only as an auxiliary to the
emergency alarm system telephone number 222, and do not supersede
the dial alarm if a telephone is convenient or appropriate to use.
Only the "general area," e.g., specific unit, can be determined by
the Control Center when this alarm is used. Officers will not
tamper with or attempt to repair the transmitter units. The body
alarm tests will be conducted in the following manner. The Control
Center Officer will contact the staff member with the body alarm
Control
advising them that a body alarm test is being conducted. The
Room Officer will verify the body alarm number and direct the staff
member to activate the body alarm by depressing the red button
ful
located at the top of the unit. Once the test has been success
test
the Control Room Officer will advise the staff member that the
and conduct a
was a good test, and advise them to clear the alarm
to
radio test. After performing this procedure the unit is now ready
receive radio transmissions and send an alarm to summon staff
assistance if needed.
WATCH CALLS:
December 7, 2018 Sensitive But Unclassified Page 2 of 29
EFTA00108304
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The watch call is an official report that everything on an officer's
post is secure and in good order. Watch calls are made every thirty
(30) minutes from 6:00 p.m. to 6:00 a.m. All officers should
identify the watch call, and state his/her name and post. Watch
calls will be made between the hours of 6:00PM and 6:00AM by dialing
"333" using the telephone.
EQUIPMENT:
Equipment needed varies with each assignment and is outlined in the
individual Post Orders. Generally, equipment issued will be a
combination of keys, portable radio, and detail pouch. A flashlight
is required during the evening and morning watch shifts.
• Flashlight: Flashlights and batteries are issued as needed
from the Control Center and are receipted by key chits. All
morning watch and evening watch officers are required to have a
flashlight as part of the equipment for the post. Flashlights
remaining on the unit need not be receipted for with key chits.
Replacement batteries are available from the Security Officers,
on an exchange basis.
• Radios: Radios are for employee use only. Employee using
portable units normally identify themselves by stating their
name and/or location/job assignment. Radios are issued by the
Control Center and are receipted for with a key chit. Officers
will have a radio only when specific assignments require its
use. For emergencies, portable radios provide a direct contact
with the Control Center.
• Keys: Keys issued to employees will be receipted by metal key
chits. Only the necessary keys to work a specific job or
assignment will be issued. Officers carrying keys away from
the institution will be instructed to return them immediately.
Employees are responsible for the number of keys included in
any set issued to them and will never remove keys from the set.
Upon receipt of keys, each employee has the responsibility to
count the number of keys on each set.
December 7, 2018 Sensitive But Unclassified Page 3 of 29
EFTA00108305
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Detail Pouches: Each employee in charge of a detail assumes
responsibility for the custody, control and conduct of all
inmates assigned to his/her detail. Both Unit Officers and
those staff members having details will pick up their detail
pouches prior to reporting to their assignment, and are
responsible for turning them in at the end of the working day.
• Body Alarm: Unit Officers assigned to posts with body alarms
are required to carry the body alarm on their person on every
shift. If an individual is relieved from a post that is
assigned a body alarm, the relieving officer will be given the
body alarm to carry. Normally, body alarms will not be removed
or carried from the post to which assigned but should it become
necessary, the Control Center MUST be contacted and the staff
member given authorization to move with the body alarm. The
purpose of this is to allow the unit Officer to be in constant
communication with the Control Center. A check of all issued
units for proper functioning will be made at the beginning of
every shift. Further instructions in the utilization of these
transmitters will be explained in the Chapter entitled
Emergency Procedures.
KEY CHITS:
Metal key chits are used as receipts for obtaining most equipment
that you will be using. Replacement chits are available through the
Security Officer. Key chits will not be left in the Control Center
at the end of the work day, or upon return of the equipment. Paper
tags/Paper chits utilized as key chits are not authorized. Use of
any item other that a metal key chit will be subject to the approval
of the OPS LT. Temporary Chits can be obtained from the
Lieutenants' Office
SECURITY AND ACCOUNTABILITY:
Conduct daily security inspections of your entire area, paying
particular attention to any defective locks or the tampering of
locks, windows, doors, etc., and report the findings to the
Operations Lieutenant in a timely manner. Daily security
inspections of your entire area are required and are vital to the
security of the institution. Minor repairs will require a work
order to the department concerned through the Captain's Office.
Defective locks will be brought to the attention of the Operations
Lieutenant immediately. Security inspections shall be supplemented
with periodic searches by regular search teams. The searches will
be initiated by the Operations Lieutenant, under the direction of
the Captain. As a Unit Officer, you are responsible for the
accountability of your details, authorized lay-ins, and unassigned
December 7, 2018 Sensitive But Unclassified Page 4 of 29
EFTA00108306
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates. Report all absences to the Operations Lieutenant
immediately and follow through to determine the location of the
inmate(s). If the inmate should return, notify the Operations
Lieutenant. Detail supervisors will screen carefully all individual
inmate requests to leave their assigned area. This would include
requests to go to the hospital and other areas and departments at
times other than regularly scheduled for the department activity.
Ensure that inmates in your area are authorized to be there and
require those under your supervision to remain in their area. Allow
inmates on scheduled call-outs ample time (Approx. 10 minutes) so
they may arrive at the calling department at the time specified.
INMATE DISCIPLINARY PROCEDURES
INCIDENT REPORT: Informal resolution of incidents involving
violations of institutional rules or regulations is encouraged.
However, when an officer witnesses or has a reason to believe that a
violation of institutional rules has been committed by an inmate,
the officer will prepare an incident report and forward it to the
appropriate correctional supervisor. The correctional supervisor
may informally resolve of the incident report or forward the
incident report to the Unit Disciplinary Committee for further
disposition if indicated. As these reports can be subpoenaed into
court as legal evidence, all reports must be printed in ink or
typed.
• INVESTIGATION: The investigations should be conducted within 24
hours from the time the violation is detected, unless
circumstances beyond the control of the investigator intervene.
The investigating officer will usually be a Lieutenant. The
inmate will be given a copy of the incident report by the
investigating officer at the beginning of the investigation.
The investigator should also read the charges to the inmate and
obtain the inmate's statement concerning the incident. After
thoroughly investigating the incident, the inmate does not
receive a copy of the investigation. However, should the case
be forwarded to the Unit Disciplinary Committee, ultimately,
the investigation may be given to the inmate's staff
representative for use in the presentation on the inmate's
behalf.
• UNIT DISCIPLINARY COMMITTEE: The authority to impose minor
disposition and sanction shall be delegated to staff members of
an inmate's unit. The Unit Manager will be responsible for the
membership and supervision of thee Unit Disciplinary Committee
(UDC) as set forth in the Unit Plan. The UDC can function with
December 7, 2018 Sensitive But Unclassified Page 5 of 29
EFTA00108307
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
less than two(2) members. Where an alleged violation of
ants consideration for
institution rules or regulations warr
may be referred to the
other than a minor sanction, the charge
and disposition.
Disciplinary Hearing Officer for hearing
shall conduct
• DISCIPLINARY HEARING OFFICER (DHO): The DHO
se appropriate
hearings and make findings, and may impo
ct referred to him/her
sanctions on incidents of inmate miscondu
for disposition.
Officers should make a
• OFFICER RESPONSIBILITY: All Correctional
dent reports contain the
concentrated effort to ensure that inci
rted. All facts about
precise details of action(s) being repo
cer should be recorded.
the incident which are known by the offi
inmate's behavior, this
If there is anything unusual about the be
should be noted. Completed incident reports should
as soon as practical for
forwarded to the Lieutenants' Office
in Program
disposition. Further information can be found
Statement 5270.07
ADMINISTRATIVE REMEDIES:
laints submitted by inmates
Administrative Remedies are formal comp
resolve through normal
concerning problems they were unable to
Remedy Form (BP-8, BP-9, and
channels. The inmate is to request the
ally returned to the Unit Team
BP-10) from the Unit Team. It is norm
may mail directly to the Region
for processing, although the inmate
ers.
or Central offices for sensitive matt
ENFORCEMENT OF RULES AND REGULATIONS:
with the Inmate Discipline
All staff members must be familiar
lations must be adhered to,
Program Statement. The rules and regu
You may at times be able to
with firm but fair tactics used.
incident report. However, if
correct an inmate without writing an
ion's rules and regulations is
the inmate's violation of the institut
report must be written.
of a serious nature, an incident
Page 6 of 29
December 7, 2018 Sensitive But Unclassified
EFTA00108308
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SECURITY INSPECTIONS
PURPOSE OF INSPECTIONS: Security inspections are necessary to
control the introduction of contraband and prevent escapes. One of
the chief duties of the Chief Correctional Supervisor is to
establish a formalized plan of inspections that will cover every
part of the institution at least once a week. In general, these
inspections include doors, locking devices, fire extinguishers,
grills, windows, building walls, perimeter walls, etc. Inspections
are required even if no discrepancies are found the day prior. All
staff will conduct inspections within their area of responsibility
for contraband and security violations. The staff will report any
discrepancies to the OPS LT, and prepare a Minor Work Request to
correct the concern. Staff responsible for their department will
initial the security inspection form located by the control centers
indicating they have checked their area of responsibility.
SEARCHING INMATES:
The human body can serve as a potential hiding place for contraband.
For that reason, it may become necessary to strip and search an
inmate at various times. Further information regarding the proper
techniques for searching an individual can be found in institution
policy and the Correctional Services Manual. In order to prevent the
introduction of contraband, routine and unscheduled searches of
inmate's person, housing units, work areas, or other facilities used
or frequented by inmates must be conducted. This will include
thorough searches of inmate's clothing, personal property at the
time of admission; searches of inmate's person and quarters when it
is suspected he/she is concealing contraband; his/her place of work,
recreation areas on a routine or unscheduled basis as directed by
supervising personnel. Such searches may be initiated on an
individual inmate basis, or mass searches may be ordered when
contraband is suspected of being in the possession of unknown
individuals.
Pat Searches: Pat searches will be conducted on a routine basis
solely as a means to control contraband. Before a pat search is
conducted, the inmate will be asked to remove any head gear and the
contents out of his/her pockets. The head gear and personal effects
will be inspected after removal and placed out of reach from the
inmate. Male and female inmates will be pat searched in the same
manner, with the exception of the chest area. A staff member will
search the female inmate's chest area using the back of the hand.
Pat searches of the male inmate and the rest of the female inmate
will be done with the inside, (palm and fingers), of the hand. The
pat search will be conducted according to the procedure described on
the approved Bureau pat search video tape.
December 7, 2018 Sensitive But Unclassified Page 7 of 29
EFTA00108309
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pat-down searches of female inmates.
Visual Search(Strip Search):
All inmates entering the institution from court, transfers or trips
out in the community, will be visually searched (strip searched),
and screened with the hand held metal detector. Inmates will also
be visually searched when leaving the institution for any reason,
including release. A thorough search of the inmate's clothing will
be completed. Except in emergency situations, all strip searches
will be conducted by a staff member of the same sex as the inmate.
At least one male and one female staff will be available 24 hours a
day to conduct visual searches.
December 7, 2018 Sensitive But Unclassified Page 8 of 29
EFTA00108310
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CONTROL OF CONTRABAND:
Each officer should make a concentrated effort to make frequent
searches of living quarters, utility corridors, and other areas in
order to eliminate contraband, giving special attention to items
which might be used in an escape attempt.
Contraband may be best defined as any item or article inside the
institution that was not issued by the institution, purchased in the
commissary, purchased through approved channels, or approved by an
appropriate staff member.
All contraband seized must be placed in the log book in the
Lieutenants' Office listing item, date and inmate. When money is
confiscated, the appropriate receipt, available from the control
center and/or ISM must be utilized. All coin and any currency is to
be confiscated and duly recorded. During regular duty hours,
contraband funds along with the confiscation forms are taken to the
Cashiers Office. During non-duty hours, the confiscated funds and
accompanying form will be placed in the night depository, located in
the control center, until the next regular working day. Contraband,
other than money, should be recorded on the Confiscation and
Disposition of Contraband form and should accompany the confiscated
articles.
SEARCHING INMATE LIVING QUARTERS:
When making a search of an inmate's living quarters, each officer
should make sure that nothing is destroyed in the process. Officers
should make every effort to return all articles to their place,
excepting things which are determined to be contraband and are
removed.
COMBINATION LOCKS:
Inmates are authorized to purchase combination locks from the
commissary for individual use. The key ways are not to be plugged;
any lock having a plugged key way will be considered contraband and
will be seized as contraband
CIM (SEPARATIONS)
All inmate movement in MCC New York is supervised by staff members.
There are serious security and safety concerns regarding the inmates
housed in MCC New York and their CIMS status. An inmate's CIMS
status is confidential and will not be shared with any inmate(s).
The unit separations roster is a sensitive, confidential item which
must be safeguarded at all times. The various inmate programs at
MCC New York are scheduled by floors. This has been arranged to
provide the inmates with a safe and secure environment during the
appropriate program. This also alleviates the CIMS concerns for each
program. The institution has determined separatees will not be
December 7, 2018 Sensitive But Unclassified Page 9 of 29
EFTA00108311
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
housed on the same unit, therefore the programs should be clear of
all separatees. It is the Unit Officer's responsibility to ensure
all inmates are checked for CIMS concerns prior to any escort off of
the unit. The Unit Officer will check the Unit separations roster to
ascertain if the inmate's name appears on the roster. Ensure all
inmates are checked for CIMS concerns prior to any escort off of the
unit. The Unit Officer will check the unit separations roster to
ascertain if the inmate's name appears on the roster. If the
inmate's name does not appear on the roster, the inmate is cleared
to be escorted off of the unit.
If the inmate's name does appear on the separations roster, the Unit
Officer must clear the inmate prior to allowing the inmate to be
escorted off of the unit.
Inmates must be properly cleared by the Unit Officer and requesting
staff member prior to any escort. The requesting staff member must
clear all inmate movement to their area with the C&A Officer at
extension 5123. The C&A Officer must clear the inmate prior to the
inmate departing from his/her assigned housing unit. The Unit
Officer must also clear the inmate with the C&A Officer prior to
allowing any inmate to depart from the unit. Even though, the
Hospital Officer or the Visiting Room may be clearing the inmate(s),
it is the Unit Officer's ultimate responsibility to ensure the
inmate has been properly cleared. The Unit Officer must review the
Unit Separations roster and check for the inmate's name and register
number on the roster. If the inmate's name does not appear, the
inmate is cleared for movement, and you do not need to contact the
C&A Officer. If the inmate's name does appear on the Separations
roster, the Unit Officer must contact the C&A Officer at extension
6468 and clear the inmate prior to allowing the inmate to depart
from the unit.
Inmates must be properly identified and pat searched prior to
departing from the housing unit. Every inmate must carry on their
person the institution identification card. This is the means staff
utilize to properly identify the inmate. It is the Unit Officer's
responsibility to ensure the inmate has his/her identification card
on his/her person prior to departing from the unit. The number of
inmates escorted at one time on the elevator is directly related to
the number of staff available to conduct the escort. One staff
member can escort ten (10) inmates in the elevator at one time.
Anything more than ten(10), inmates in the elevator causes security
and safety concerns. During Inmate Visiting, the Intern Officers
and the Activities Officers will assist the Visiting Officers in
escorting inmates to and from the Visiting Rooms. The number of
December 7, 2018 Sensitive But Unclassified Page 10 of 29
EFTA00108312
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates escorted through the connecting link is directly related to
the number of staff available to conduct the escort. Anytime
In-Custody inmates are escorted through the connecting link, two
staff members must be present for the escort. One staff member
positioned at the front of the escort, and the second staff member
positioned to the rear of the escort.
When an inmate is being escorted to or from the Special Housing
Unit, two staff members must be present for the escort. A ratio of
2:1 will always be maintained when escorting inmates to or from the
Special Housing Unit.
ENTRANCE PROCEDURES:
COVERAGE AND METHODS:
Entrance procedures include the control of inmates, employees,
visitors or commercial traffic entering the institution. Because of
the need for a broad knowledge of the institution and its function,
along with a thorough understanding of security requirements, only
those officers with such knowledge will normally be staffing these
posts. Constant contact with the public requires that these officers
display a neatness of appearance, ability to handle people,
tactfulness in enforcing regulations and alertness in recognizing
security hazards.
OUTSIDE INMATE DETAILS:
During normal duty hours, all outside inmate details, (Warehouse,
Building 4, Admin Orderlies, etc.,), will depart from the
institution through the Rear Gate. The inmates must be escorted
from the unit by the detail supervisor, using the inmate elevator.
The inmates must be properly identified, one detail at a time, by
the Internal Officer, in the elevator sally port, utilizing the
approved gate passes. Once the inmates have been positively
identified, the Rear Gate Officer will request for the door leading
through the 1st floor sally port to the rear dock. The detail will
be further processed by the Rear Gate Officer. All required
information will be recorded in the TRUSCOPE program. Any work
performed in the Rear Gate is considered outside of the secured
perimeter. This means any area on the rear dock to include,
Warehouse, and Trash Compactor. The Rear Gate Officer will
positively identify and properly process the inmate detail into Rear
Sally Port to perform their assigned work. If needed after normal
duty hours, weekends and federal holidays, the inmate details will
be processed through the Control Center the Operations Lieutenant
will designate a staff member to positively identify the detail, in
the elevator sally port, utilizing the approved gate passes.
December 7, 2018 Sensitive But Unclassified Page 11 of 29
EFTA00108313
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
VISITING
It is the policy of MCC New York to maintain visiting facilities for
the purpose of maintaining family ties. Because of the nature of
this facility, visits must be conducted under appropriate
supervision so that security is maintained and the visiting
privileges extended to inmates and their families are clearly
communicated. For the purpose of this policy, the term pre-trial
inmate refers to any inmate who is non-cadre, including holdovers,
treaty transfers, BICE detainees, state inmates, and any designated
inmate other than those assigned to the MCC New York Work Cadre
Unit. Staff must be able to verify the identity of visitors before
their admission into the institution. Acceptable means of
identification are, government-issued identification, passport,
state-issued photo identification (with a date of issue and
expiration) and valid drivers' license. In cases where visitors do
not have photo identification, they will be required to have three
types of identification with signatures. These need not be the sole
means of identification. However, identification cards from quick
photo places, and check cashing establishments are not acceptable
forms of identification. Tactful questioning may clear up doubtful
cases. Visitors sixteen (16) and under do not have to show
identification unless of course they appear to be older. In such
cases, if a visitor under the age of sixteen cannot provide
documentation, i.e., a birth certificate (when requested) to prove
relationship and age, the visitor will not be allowed into the
institution.
The following procedures will be in effect regarding authorized
visiting lists. Each inmate will complete a visiting list. The
visiting list will not exceed ten (10) approved visitors for pre-
trial inmates and (12) for cadre inmates. Immediate family members
and two (2) person of "meaning" will be placed on the visiting list
absent strong circumstances that preclude visiting. Immediate family
is defined as mother, father, step-parents, step-children, foster
parents, grand-children, brothers, sisters, spouse and children. As
the situation presents itself, other non-immediate family members
will be allowed to visit at the approval of the Associate Warden of
Programs (AWP).
December 7, 2018 Sensitive But Unclassified Page 12 of 29
EFTA00108314
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Further, in circumstances, when an inmate requests more than ten
visitors to be placed on their visiting list, the Unit Manager will
approve / deny any visitor exceeding the limit.
Attorney visiting can occur 24 hours a day. Attorneys may visit with
their clients (one at a time) in the 3rd Floor Attorney Conference
Room from 6:00 A.M. to 8:00 P.M. daily. They require no advance
notice.
Official visitors including attorneys, interpreters, law enforcement
personnel, probation officers, volunteers, etc. are to be searched
at the Front Entrance using the "reasonable assurance standard."
All visitors are subjected to random testing by utilizing the ION
Spectrometry Device Programt Random selection for testing visitors
must be conducted in an impartial and non-discriminatory method.
Visitors may be tested out of random order when reasonable suspicion
exists, suggesting they've had possible involvement with illegal
substances.
Visits for Persons Not in General Population:
Inmates Hospitalized: Visitors requesting to see a designated or
pretrial/ holdover inmate who is hospitalized will be reviewed by
all pertinent staff, and the United States Marshals Service - if the
inmate is a pretrial inmate. More specifically, the Health Services
Administrator (HSA), Chief Correctional Supervisor and Unit Manager
will determine whether they should permit the visit.
When the HSA recommends against the visit, if the inmate is
suffering from an infectious disease, is in a psychotic or emotional
state, not in a condition to see visitors, or there are other
compelling health regulations that will prohibit the visit, the
Health Services Administrator or designee must explain the
situation(s) to the visiting party.
Special Housing Unit Inmates:
Ordinarily, an inmate retains visiting privileges while in the
Special Housing Unit. Visiting may be restricted via a UDC/DHO
sanction. If the restriction is not a UDC/DHO sanction, such
restriction must be approved by the Warden. Unit 10-South social
and legal visits shall be non-contact unless otherwise determined by
the Warden to allow contact visits.
December 7, 2018 Sensitive But Unclassified Page 13 of 29
EFTA00108315
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Non-Contact Visits:
If the Warden deems it necessary to give an inmate a non-contact
visit, the Warden will instruct the SHU Lieutenant to do so. The
visit will be conducted in the 10 South Annex visiting room. This
visit will be directly supervised to ensure all established visiting
procedures are followed.
Clothing:
Appropriate dress is required and must be in good taste.
Excessively provocative, immodest or revealing attire is reason to
deny a visit. Visitors over the age of 12 will not be allowed into
the institution in skirts, shorts, or dresses exceeding three inches
above the kneecap in length. Bathing suits or any type of swim wear
will not be permitted in the institution. See-through clothing,
revealing sleeveless garments, halter tops, tube tops, tank tops and
any kind of top that reveals the midriff area, low-cut shirts or
blouses, revealing front and backless clothing, skin-tight clothing,
spandex clothing, leotards, and sweat pants are NOT permitted. Any
pants with holes in the knee or buttocks area are also prohibited.
Additionally, hooded shirts of any kind, hats, caps, and head scarfs
(except for religious reasons) are also prohibited. All visitors
are required to wear footwear (no shower shoes of any kind) and
undergarments (including bras for females). In accordance with OSHA
guidelines, Visitors shoes are to be "closed toed" and have a strap
around the heal of the foot. The front lobby officer will not
permit visitors to wear jackets or blazers up to the visiting room.
Inmates are responsible for advising their visitors of the dress
requirements for visitation. Only a Correctional Supervisor and
Institution Duty Officer may deny visits for noncompliance.
Inmates' attire for visiting includes jumpsuit and bus shoes for
pre-trial males; females must wear the blue uniform and bus shoes;
cadres must wear khaki uniforms with institutional shoes. A random
selection of visitors will be tested with the Ion Spectrometry
Special Visit Requirements:
At times, Clergymen, former or prospective employers, sponsors and
parole advisors may request special visits. They must make these
requests in writing with sufficient advance notice (72 hours). The
request will be reviewed by the Unit Manager for approval.
December 7, 2018 Sensitive But Unclassified Page 14 of 29
EFTA00108316
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Business Visitor. The Warden has the final authority on the
admittance of business visitors and should be notified through
the chain of command. Except for pretrial inmates, an inmate is
not permitted to engage actively in business or profession.
All questions regarding a business visitor should be addressed
to the duty Lieutenant and Institution Duty Officer.
• Consular Visitors. When it has been determined that an inmate
is a citizen of a foreign country, the Warden must permit the
consular representative of that country to visit on matters of
the legitimate business. After a request has been submitted
from the inmate or consulate, a memorandum should be generated
from the inmate's Unit Team for the Warden's approval. Once
approved, a copy should be maintained in the Lieutenant's
Office and the Front Lobby.
• Representatives of Community Groups. The Warden is the
approving authority on visits from representative of Community
based Groups. A memorandum should be generated and sent
through the Chief Correctional Supervisor, Associate Warden, to
the Warden for approval. Once approved, a copy should be
maintained in the Lieutenant's Office and the Front Lobby.
• Minister of Record/Clergy. An existence of an established
relationship prior to confinement for visitors does not apply
to visitors in this category. These visitors ordinarily
provide assistance in release planning, counseling, and
discussion of family problems.
• Minister of Record An inmate must submit in writing their
request to be approved for a visit from his Minister of Record.
They must submit their request to the Chaplin. An inmate may
only have one minister of record on his/her visiting list at a
time. The Minister of Record does NOT count against the total
number of authorized regular visitors/ social visitors.
Clergy An inmate must submit in writing their request to be
approved for a visit from clergy. Visits from clergy (other than
the Minister of Record) will be in accordance with the general
visitor procedures, and WILL count against the total number of
regular visits allowed. On both visits, an approved memorandum will
be forwarded through the Chief Correctional Officer and posted in
the Lieutenant's Office and the Front Lobby
December 7, 2018 Sensitive But Unclassified Page 15 of 29
EFTA00108317
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Children under the age of sixteen (16) who are placed on the
visiting list must be accompanied by an adult who is also an
approved visitor. A brief embrace and kiss is permitted when an
inmate greets their visitor/child. The same applies upon
termination of the visit. During the visit, any physical contact
other than hand holding will be considered improper and is
prohibited. Children are not permitted to be seated on inmates lap
during the course of their visit. Visits with children are to take
place only between the inmate identified on the official visiting
form and the child listed on the official visiting form with the
child's parent or guardian present.
TOOL CONTROL
• PURPOSE OF TOOL CONTROL: It is the policy of the Bureau of
Prisons to maintain strict control and accountability of tools
used and in storage at all institutions. Tool Control procedures
are imperative for the following reasons: to provide a tool in
good repair for the job at hand, to improve the general
appearance of the shop or working area, and to prevent tools from
being used to effect escape or assault.
• CLASSIFICATION OF TOOLS: All tools are classified as Class AA;
Class A; or Class B. The Class AA group includes tools
considered too dangerous to leave inside the institution. The
Class A group includes tools most likely used in escape, or to do
bodily harm to personnel or other inmates. The Class B group
includes those of a less hazardous nature.
All tools, where possible, shall be stored on a shadow board as
follows:
• All class "AA" tool shadow boards will have a white background
with a bright (curb) yellow silhouette of each tool.
• All Class "A" tool shadow boards will have a white background
with a red silhouette of each tool.
• All Class "B" tool shadow boards will have a white background
with a black silhouette of each tool.
December 7, 2018 Sensitive But Unclassified Page 16 of 29
EFTA00108318
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
STORAGE AND SUPERVISION OF CLASS "AA" TOOLS:
Class "AA" Tools must be removed from the institution at the end of
each work day, stored in a combination locked safe in a Class "A"
Tool Room, stored in the armory, or turned into the control center.
Class "A" Tools must be stored in a metal cage or a class #1
concrete walled room physically separated from Class "B" Tools
behind two (2) locked doors. When the Class "A" Tool Room is inside
the Class "B" Tool Room, the lock on the Class "B" Tool Room serves
as one (1) of the two (2) required locks for the Class "A" Tool
Room. Supervision of Class "AA" Tools will be under constant visual
supervision.
STORAGE AND SUPERVISION OF CLASS "A" TOOLS:
Class A tools will be kept on a shadow board in a locked room or
cabinet. This storage area will be separate and secure from the
Class B tools storage area. Only employees are authorized to issue
and draw Class A tools from the Tool Room or places of storage.
Class A tools will be under the supervision of an employee at all
times. Inmates are not permitted to carry them about the
institution without an employee escort nor use them without
supervision. A complete inventory of Class A tools will be made at
the beginning of the workday, before the detail is released for
dinner and at the end of the workday. When a Class A tool is lost
or misplaced, the Chief Correctional Supervisor will be notified
immediately. All inmates who may have had access to the tool will
be held at the work location until a thorough search has been made.
STORAGE AND SUPERVISION OF CLASS "B" TOOLS:
All tools not in the Class A or Class AA categories will be
considered to be Class B tools. All Class B tools are under the
supervision of the employees and must be accounted for at the end of
the work day. These tools must be issued to inmates, in the presence
of their supervisor. All Class B tools must be gathered from the
work area and moved to the storage area at the end of the work day.
When a Class B tools is lost or misplaced, a search for it will be
initiated and a written report will be made to the Chief
Correctional Supervisor and the department head covering the details
of the loss at the end of the day.
December 7, 2018 Sensitive But Unclassified Page 17 of 29
EFTA00108319
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
TOOL INVENTORIES:
Up-to-date inventories will be kept by all shops, industries, school
and any other person having tools issued to them or stored under
their supervision Unit Officers having items such as scissors, etc.,
on the unit should be particularly careful as to the whereabouts and
the accountability of these items. The Tool Room Officer will
maintain a record of all tools in possession of the institution.
BROKEN OR WORN-OUT TOOLS:
Broken or worn-out tools will be removed from the shadow board and
returned to the Central Tool Room for replacement. If it is
determined that they cannot be surveye d and replace d, Class A tools
such a saw blades, etc., requiring replacement, will be returned to
the Central Tool Room for disposal.
FOOD SERVICE TOOLS:
A knife and tool equipment cage with a shadow board and adequate
locking device shall be located in the Food Service Department. All
hazardous knives and tools will be marked with an identification
symbol. All knives will be chitted out of the knife cage and
attached to the cutting table by the responsible employee. The
accountability of the knives will be checked at frequen t interva ls
during the shift and at the end of the day.
CONTROLLED FOOD ITEMS:
Special attention must be given to food items such as yeast, nutmeg,
fruits, and fruit juices. Of this group, yeast shall be locked in a
secure box in a refrigerated area. An inventory shall be kept,
indicating the date and quantity of issue, receipts, the balance on
hand, and the initials of the responsible employee. Yeast shall be
dispensed only by the Food Service employee and kept under strict
supervision.
CONTROL OF HAZARDOUS AND POISONOUS CHEMICALS:
Inventories will be maintained of all poisonous and toxic fluids
used in the institution, such as narcotics, wood alcohols, methyl-
alcohol, ditto fluids, acids, gases etc. These items will be stored
in a locked cabinet and will be drawn by an employee only, when
authorized by the department supervisors. The issuing office will
record the date, time, amount, and who received the item.
December 7, 2018 Sensitive But Unclassified Page 18 of 29
EFTA00108320
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
KEY AND LOCK CONTROL
POLICY: It is the policy of the Bure
au of Prisons to maintain proper
control of keys and locks at all time
s. The purpose of this is to
establish procedures for control and
inventory of institution keys
and locks. Further detailed information can
referring to BOP Program Statemen be obtained by
ts.
All keys authorized for daily use
will .be stored on the Control
Center key board when not in use.
Sets of keys are identified by
letter and number with the number
of keys in that set indicated.
Two listings of key locations identify
ing active and emergency keys
can be found in the Control Center and
in the office of the Security
Officer.
RESTRICTED AND EMERGENCY KEYS:
Restricted keys have blue/black tags
on the keyboard in the Control
Center. The Watch Supervisor will
be notified when it becomes
necessary to draw keys for a departme
nt or post other than his/her
assigned are, or to a restricted
area, such as the commissary,
storeroom, etc. The officer will prepare a Restricted
indicating the purpose for entering Key Form
such area. Emergency keys or
red-lined keys will be issued only at
the direction of the Warden,
Chief of Correctional Services, Asso
ciate Warden, Watch Supervisor
or the Institution Duty Officer. Acti
ng positions may delegate the
drawing of keys for a specific time
period via memo through the
Captain.
HANDLING OF KEYS:
Keys will be carried on a ring which is
securely fastened to a chain
affixed to the belt of the officer.
Discussion of key numbers and
reference to their use will be avoided
in the presence of inmates.
Keys should never be carelessly thro
wn around, dropped, or left
unattended, etc. Always personally hand
the keys to your relief so
they remain in the personal possession
of the officer at all times.
Each officer has the responsibility
to count the number of keys on
each set to ensure that all keys are pres
ent. Inmates will never be
permitted to handle keys designated for empl
oyee use at any time, or
under any circumstances. Should an employee take keys home, the
keys must be brought back to the institut
ion immediately.
December 7, 2018 Sensitive But Unclassified Page 19 of 29
EFTA00108321
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
LOST OR MISPLACED.KEYS:
If a key or a set of keys is lost or misplaced, the officer will
immediately report it to the Watch Supervisor by telephone or
in
person so that adequate safeguards may be placed in effect. The area
the keys were last in will be immediately secured and all inmates in
the area will be searched. This will be followed by a written report
to the Chief of Correctional Services as soon as circumstances
permit.
REPLACEMENT OF BROKEN OR DAMAGED KEYS:
Whenever a key is broken or damaged, the employee concerned will
submit a request for replacement to the Security Officer. All parts
of the broken key will be retrieved from the key way immediately to
prevent inmates from gaining access to them. A replacement key will
be issued by the Security Officer in accordance with established
procedures. If the key is broken or damaged and immediate
replacement is needed, the Watch Supervisor will be notified and
will take appropriate action. If it is not possible to retrieve the
broken portion from the lock, the employee will remain at the lock
until the broken portion can be retrieved.
REQUEST FOR REMOVAL AND ADDITION OF KEYS:
When it becomes necessary for a new key to be added to your key
ring, submit a Security Work Request to the Chief Correctional
Supervisor for approval and signature, stating the reason the key is
needed, your key ring number and the institution key number if
possible. If a key is no longer needed, submit a Security Work
Request to the Security Officer.
INMATE URINALYSIS PROGRAM:
Urine Surveillance and Narcotic Identification, inmate urine samples
will be taken at different hours (early morning, noon, late
evening). Therefore in order to accomplish this a weekly urinalysis
test roster has been established for all inmates that fall under the
random testing roster. It is critical that when inmates are
notified for UA testing that they are not left unsupervised. They
must be watched from the time of notification until they report for
testing at the Lieutenants Office. It is also imperative that when
conducting a UA test of an inmate that the subject is also tested
for alcohol by using the Alco-Sensor III.
December 7, 2018 Sensitive But Unclassified Page 20 of 29
EFTA00108322
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CALL-OUTS:
Sufficient copies of the master call-out sheet for distribution to
all units will be copied and forwarded to the Control Center Officer
so that the Morning Watch Control Center Officer can place one in
each detail pouch. Extra copies of the call-outs will be placed at
the detail pouch cabinet. Unit officers will post the call-out in
the housing units.
The employee who places an inmate on call-out must ensure the
requested inmate arrives at the specified time. If the inmate does
not arrive as scheduled, the requesting staff member shall contact
the staff member responsible for the inmate's accountability. If
the inmate(s) is/are found to be in an area other than the assigned
callout area, it is the responsibility of the staff member(s) or
department that has placed the inmate(s) on call-out to prepare an
incident report for the inmate's failure to report to call-out. If
efforts to locate the inmate fail, the inmate shall be immediately
reported to the shift lieutenant as missing and appropriate action
initiated to locate the inmate.
CELL ASSIGNMENT - SEXUAL OFFENDER/PROTECTIVE CUSTODY
Cell assignments will be determined in an methodical manner. This
involves the SHU Lieutenant and OIC, Psychology staff, Unit Team as
well as Investigative staff, in determining suitability of cellmates
for inmates in protective custody and/or sexual offenders. Most
inmates do not like to be housed with sexual offenders or protective
custody inmates. Housing the wrong inmates with sexual offenders or
protective custody inmates, can lead to serious assaults and/or
homicide. Inmates cannot be allowed to choose their roommates, but
it is understood that some inmates may be better housed with inmates
of like backgrounds/affiliations, than arbitrarily housing the
inmates without considering all variables. As noted earlier,
protective custody and sexual offenders will be screened thoroughly.
If there are no single cells available, this review will be crucial
in minimizing the potential for assault.
HIGH RISK LIST
During the weekly SHU meeting, the Warden will be provided a list of
those inmates who are considered high risk from a psychological and
be
management stand point. The Captain and Chief Psychologist should
responsible for generating this list. This list will be provide d to
d
the Lieutenants' office and the Duty Officers so they are informe
should a high risk inmate act out and be in need of medical or
psychological attention.
December 7, 2018 Sensitive But Unclassified Page 21 of 29
EFTA00108323
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Additionally, the Captain should inform the Warden of any camera
malfunctions, plumbing problems, or issues that may cause problems,
as well as the corrective actions taken/attempted to rectify these
issues. Inoperable security equipment, during serious incidents,
prevents staff from being able to record and or/view the incident
for possible prosecution or administrative action.
SUICIDE PREVENTION INFORMATION
BOP HIGH RISK GROUPS
• New Inmates - The first few hours and days after admission can be
critical. Newly incarcerated inmates may experience feelings such
as shame, guilt, fear, sadness, anger, agitation, depression,
relationship problems, legal concerns, hopelessness, and
helplessness, which can contribute to increased suicide risk.
• Protective Custody - Inmates who volunteer to enter protective
custody are at high risk for suicide, especially during the first
72 hours in SHU. These inmates should be referred to psychology
services immediately.
• Long-term Protective Custody Inmates - These inmates are
particularly vulnerable to depression that can lead to a suicide
attempt, and should be monitored closely while they are in SHU.
• Inmates Taking Medication for Mental Health Reasons - These
inmates are vulnerable to developing suicidal thoughts and
attempting suicide by overdosing on their medication. Inmates on
medication should be monitored to make sure they are not hoarding
medication. Any signs of distress, deterioration in hygiene, or
sudden changes in behavior should be reported to psychology.
FACTORS THAT CAN INCREASE THE PROBABILITY THAT AN INMATE
MAY BECOME SUICIDAL:
Mental Health Factors
History of mental illness
1. Is the inmate depressed, actively psychotic?
2. Has the inmate been compliant with psychotropic medication?
3. Have there been changes in eating, sleeping, hygiene, weight,
recreation, activity level?
Prior suicide attempt
1. How lethal was the attempt?
2. How many attempts have been made?
December 7, 2018 Sensitive But Unclassified Page 22 of 29
EFTA00108324
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Inmate's current mood, affect, and behavior
1. Is the inmate emotionally upset, angry, and easily agitated?
2. Are the inmate's thoughts clear and goal directed (vs.
delusional or psychotic in nature)?
3. Is the inmate depressed, has there been a recent loss?
4. Has hopelessness persisted even after the depression has
lifted?
5. Has the inmate given away property, revised a will, or
requested a phone call to say his goodbyes?
Medical Condition(s)/Chronic Pain
1. Does the inmate have a chronic life threatening medical
illness?
2. Has the inmate's overall health diminished recently?
3. Is the inmate experiencing pain or other negative symptoms?
Relationship Difficulties
I. Has the inmate received a Dear John letter?
2. Have communications and or visits decreased?
3. Has there been a change in the relationship?
Situational Factors
1. Legal issues - pending indictment; loss of appeal to reduce
sentence.
2. Difficulties with staff or other inmates.
3. Gambling debts, drugs.
4. Ending of a close relationship with another inmate.
5. Possible victim of a sexual assault.
REPORTING AND DOCUMENTING INMATE BEHAVIOR
Report Your Concerns: Any inmate behavior(s) that is questionable
and may reflect a change in mental health status should be reported
to the Shift Lieutenant immediately.
During non-working hours: Inform the Shift Lieutenant of any
questionable inmate behavior. He/she will determine if the on-call
psychologist needs to be contacted.
Segregation Log Book: Any changes in inmate behaviors should be
noted in the TRUSCOPE program. A detailed note regarding the
observed behavior is advisable. Documenting in the TRUSCOPE program
serves two purposes. First, the entry serves as a means of
communication for other staff members. Second, it provides an
accurate account of activity during your shift. Documentation
should be neat, legible, and professional.
December 7, 2018 Sensitive But Unclassified Page 23 of 29
EFTA00108325
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
RESPONDING TO A SUICIDE EMERGENCY
A Segregation Officer observing an inmate in the act of committing
suicide, causing other self-injurious behavior, or who appears to
have committed suicide will call for back-up before entering the
cell. The officer will notify the Control Center and the
Lieutenant's Office by radio of the situation and request immediate
back-up. BACK-UP MUST BE PRESENT IN ORDER TO ENTER A CELL. The "cut-
down" tool is located in the storage closet on a shadow board. It is
the #1 officer's responsibility to locate this item at the start of
the shift. This tool is only authorized to be used in emergency
situations. Miscellaneous use of this tool is not permitted and will
result in dulling the blade of the tool. In the event an inmate
commits suicide, the scene of the suicide will be treated in a
manner consistent with the investigation of an inmate death. All
measures necessary to preserve and document the evidence needed to
support subsequent investigations will be maintained or otherwise
adequately recorded.
SEXUAL ASSAULT PROTOCOL
Reporting
In all cases of reported sexually abusive behaviors (e.g., from
alleged victim, staff, and/or "third party") the following will
occur:
The Operations Lieutenant will be notified immediately and he/she
will:
• Immediately safeguard the inmate (which will vary depending on
the severity of the alleged sexually abusive behavior and could
range from monitoring the situation, changing housing
assignments, changing work assignment, placing alleged victim
and perpetrator in Special Housing, etc.);
• Promptly refer all inmates reported or suspected of being the
victim of sexually abusive behavior to Psychology Services for
assessment of vulnerability and treatment needs;
• During business hours, ensure that the SIS, Chief of
Correctional Services, Program Coordinator, and Warden are
notified; and During non-business hours, ensure that the SIS,
Chief of Correctional Services, Program Coordinator, Duty
Officer, and the on-call Psychologist are notified.
• The Program Coordinator will review the psychological
assessment and other relevant factors and make a determination
as to whether or not to proceed with the full activation of the
Response Protocol.
December 7, 2018 Sensitive But Unclassified Page 24 of 29
EFTA00108326
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Responding
Not all allegations of sexually abusive behavior will require full
activation of the Response Protocol. In some cases, the Program
Coordinator will determine that there is not sufficient reason to
proceed (e.g., the alleged victim credibly recanted; the alleged
perpetrator was not in the institution on the date of the
allegation, the inmates involved independently report a non-coercive
sexual encounter, etc.) and the Response Protocol may be terminated.
In cases where more information is needed, or in cases where there
is a credible and serious allegation or instance of sexually abusive
behavior, the full Response Protocol will be implemented. Once the
Program Coordinator determines that the intervention should
continue, a sensitive and coordinated response is necessary.
Services will be provided in an environment that meets both security
and therapeutic needs. The full Response Protocol, monitored by the
Program Coordinator, involves the following components:
Protection
All appropriate staff will consult and determine the actions to be
taken to prevent further sexually abusive behavior both to the
alleged victim (e.g. change in work assignments, change in housing
assignment, closer supervision, protective custody, transfer, etc.)
and/or by the alleged perpetrator (e.g., remove from compound,
change housing assignment, etc.).
The Captain will ensure that a STG category of "V SA UNV" is entered
into SENTRY, and in instances where an inmate perpetrator is
alleged, will enter the STG category of "P SA UNV" for that inmate
(See Section 13.b. for further details).
PSYCHOLOGICAL:
Psychology staff are responsible for crisis intervention, assessment
of treatment needs, documentation of the evaluation results,
treatment, psychiatric referral, and/or other treatment options
related to the alleged victim. In addition, Psychology staff provide
guidance to Unit Management and Community Corrections staff
regarding an inmate's post-release mental health needs. Inmate
perpetrators (or alleged perpetrators) of sexually abusive behaviors
will be referred by the Operations Lieutenant to Psychology
Services. Inmates considered high-risk for sexual re-offending may
be referred to specialty treatment and/or management programs,
individual or group counseling, or may be managed through standard
correctional techniques.
December 7, 2018 Sensitive But Unclassified Page 25 of 29
EFTA00108327
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
If an inmate perpetrator is determined in need of treatment services
and refuses treatment, Psychology Services staff will document the
refusal and place it in the medical section of the Inmate Central
File and notify the referring staff of the refusal. Documentation of
treatment compliance or refusal ensures continuity of care within,
between, and outside the Bureau.
Examination
Medical staff are responsible for examination, documentation, and
treatment of inmate injuries arising from sexually abusive
behaviors, including testing when appropriate for pregnancy, HIV and
other sexually transmitted diseases (STDs). Where indicated, medical
staff, trained in the collection of sexual assault evidence (i.e.,
"rape kit") should conduct an examination for physical evidence
which may be used later in formal investigations. At institutions
where Health Services staff are neither trained nor certified in
sexual assault evidence gathering, the inmate will be examined at
the institution by trained health care professionals from the local
community or at the local community facility equipped (in accordance
with local laws) to evaluate and treat sexual assault victims.
Prophylactic treatment and follow-up for sexually transmitted
diseases will be offered to all inmate victims, as appropriate.
Whenever an inmate is referred to Health Services for examination
and treatment of injuries related to sexually abusive behavior,
staff will encourage the inmate victim to complete an Inmate Injury
Assessment and Follow-up form (BP-5362) as required by the Program
Statement on Patient Care.
Investigation
In cases where the full Response Protocol is activated, staff are
trained to investigate allegations of sexually abusive behavior
thoroughly. The information concerning the identity of the alleged
inmate victim and the specific facts of the case are limited to
those staff who need-to-know because of their involvement with the
victim's welfare and the investigation of the incident. This is
important not only to preserve the victim's privacy but also to
preserve maximum flexibility to investigate the allegations.
Initial Notifications:
Upon activating the full Response Protocol, the investigation phase
is initiated and the following notification(s) will be made:
Inmate Perpetrator on Inmate Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against another inmate, the Special Investigative
Agent (or SIS) will be notified immediately.
December 7, 2018 Sensitive But Unclassified Page 26 of 29
EFTA00108328
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Staff Perpetrator on Inmate Victim:
In the event that a staff member is alleged to have perpetrated
sexually abusive behavior against an inmate, the Warden will be
notified immediately. The Warden will notify the Regional Director
and the Office of Internal Affairs (OIA), who will in turn notify
the Office of the Inspector General (OIG), and when appropriate,
will notify the Federal Bureau of Investigation (FBI).
Inmate Perpetrator on Staff Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against a staff member, the SIA/SIS will be
contacted immediately with follow-up notification to the Warden.
Crime Scene Preservation:
The staff first responder will preserve the crime scene. SIS staff
will be responsible for collecting information/evidence. The
investigation, in coordination with the agency to which the case may
be referred, will follow the guidance given in the Special
Investigative Supervisor's Manual that outlines gathering and
processing procedures.
Physical Evidence Collection:
When there is a report of a recent Rape or Sexual Assault with an
Object, or there is a strong suspicion that a recent, serious
assault may have been sexual in nature, a thorough physical
examination of the alleged victim - to include a "rape kit" will be
completed immediately. Physical evidence collection may also include
an examination of, and collection of physical evidence from the
suspected perpetrator(s).
After Action Reviews of Violent Sexual Assaults:
Following any incident of Rape or Sexual Assault with an Object, the
Warden, Program Coordinator, Chief of Correctional Services, Health
Services Administrator, and Chief Psychologist will meet and review
the incident. This review is to assess the reasonableness of the
actions of staff following the incident, to ensure the security and
treatment needs of the inmate victim have been addressed adequately
and the management and investigation of the inmate or staff
perpetrator is progressing appropriately. Within two working days
after the initial reporting of the Rape or Sexual Assault with an
Object, a written report highlighting the relevant facts should be
produced and the Warden or designee will personally attest by his or
her signature that the review has taken place and that the steps
taken by staff were either appropriate or inappropriate. A copy of
this report will be forwarded to the Regional Director.
December 7, 2018 Sensitive But Unclassified Page 27 of 29
EFTA00108329
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Consideration for staff impacted by the incident is necessary.
Arrangements for debriefing affected staff and referral to
appropriate services to mitigate the stress associated with these
events should be offered.
Administrative Disciplinary Process and Prosecution:
In keeping with this "zero tolerance" policy, perpetrators of
sexually abusive behavior will be disciplined and/or referred for
prosecution.
Tracking Sexually Abusive Behavior:
Tracking and analyzing the incidents of sexually abusive behavior
are critical to the safety and management of inmates and the
security of all Bureau facilities. Monitoring these incidents allows
the Bureau to assess the effectiveness of current policy and
procedures in regard to the extent of sexual victimization. To
ensure full and accurate reporting and analysis, the SIS will
maintain secure investigative files which include data on:
• The victim(s) and perpetrator(s) of sexually abusive behavior;
• Crime characteristics;
• Formal and/or informal action(s) taken;
• All collateral reports, supporting memoranda, and videotapes;
• Medical forms; and
• Any other evidentiary materials pertaining to the allegation.
The Office of Internal Affairs will report the cumulated data on the
inmate victims of staff and inmate sexually abusive behavior to all
Chief Executive Officers and the Psychology Services Administrator
at the end of each quarter and at the end of each fiscal year.
SUICIDAL SITUATION IN SHU OR THE HOUSING UN/TS:
If you are the first person to notice an inmate hanging, you should
call for staff assistance (Operations Lieutenant & Control
Center)and remain calm and wait until sufficient staff and
Lieutenant arrive prior to handcuffing the inmate=s cell mate(s)
(if applicable) and unlocking the cell door. If feasible, obtain
protective equipment from the above mentioned areas. Cut the inmate
down, protecting the head and neck area. Always administer life-
saving procedures.
December 7, 2018 Sensitive But Unclassified Page 28 of 29
EFTA00108330
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Post Orders, the TRUSCOPE program and log books are confiden
tial
documents and should never be left unattended or in an area accessib
le
to inmates. Post Orders must be secured at all times when not in
use
by staff.
It is the responsibility of the employee to inform the employe
r of the
fact they have not been able or afforded the opportunity to read
such
orders. The employer will then advise the employee of the general
requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have
the
responsibility of exercising sound correctional judgment based
upon
their training and experience and will make reasonable efforts before
assuming your post.
After reading the post orders, the employee must sign and date
the
Post Order Review Sheet which is located in Section 5 of
this
document. These post orders are not intended to describe in detail
all
the officers' responsibilities. Good judgment and common sense are
expected in all situations not covered in these post orders.
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S
)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE,
YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER
NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARD .F RANK, HAS NO AUTHORITY.
Jermai . Darden, Captain
/2/me
Date
December 7, 2018 Sensitive But Unclassified Page 29 of 29
EFTA00108331
INSTITUTIONAL SUPPLEMENTS/PROGRAM STATEMENTS
FIREARMS AND BADGES P.S. 500.13
INMATE ACCOUNTABILITY I.S. NYM 5511.06
INMATE PERSONAL PROPERTY I.S. NYM 5580.07
SECURITY INSPECTIONS I.S. NYM 5500.13
TOOL CONTROL I.S. NYM 5500.13
MAIL MANAGEMENT P.S. 5800.16
VISITING PROCEDURES I.S. NYM 5267.08
INMATE CORRESPONDENCE I.S. NYM 5265.14
ALCOHOL SURVEILLANCE/TESTING I.S. NYM 6590.07
ENTRANCE PROCEDURES I.S. NYM 5500.13
INMATE TELEPHONES P.S. 5264.08
_ON SCREENING P.S. 5522.02
SEARCHING/DETAINING PERSONS P.S. 5510.15
SEXUAL ABUSE PREVENTION/INTERVENTION P.S. 5324.12
INMATE DISCIPLINE P.S. 5270.09
SPECIAL HOUSING P.S. 5270.10
SUICIDE PREVENTION P.S. 5324.08
SEARCHES OF HOUSING UNITS/INMATES AND WORK AREAS P.S. 5521.06
ESCORTED TRIPS P.S. 5538.07
USE OF FORCE/APPLICATION OF RESTRAINTS I.S. NYM 5566.06
POSTED PICTURE FILE P.S. 5510.13
HUNGER STRIKES P.S. 5562.05
ESCAPES DEATH NOTIFICATIONS P.S. 5553.07
EFTA00108332
PS 5500.14
10/19/2012
Chapter 7, Page 1
CHAPTER 7
FIREARMS AND BADGES
700. DEFINITIONS. Probable cause, reasonable determination, or
reasonable belief means facts and circumstances known to the
employee at the time of the use of firearms that would cause a
reasonable employee to conclude that the action is appropriate.
701. CARRYING OF FIREARMS. Title 18 U.S.C. § 3050, authorizes
the Attorney General to prescribe rules and regulations relating
to the carrying of firearms by Bureau officers and employees.
This authority is delegated to the Director in 28 CFR 0.96(O).
When approved by the Warden, institution staff are permitted to
carry firearms when:
• transporting inmates.
• assigned to escape posts, and
• assigned to security posts which require firearms as
standard issued equipment.
Carrying or the use of personal or privately owned firearms while
on duty is prohibited.
Post orders, riot plans, and escape plans will include
instructions for carrying firearms.
a. Duty Assignment. Employees must not be assigned to duties
that require the carrying of firearms prior to successfully
completing the firearms familiarization training course.
b. Staff Qualification. New employees must not be assigned to
posts requiring the carrying of firearms before completing the
Introduction to Correctional Techniques Training at the Federal
Law Enforcement Training Center.
In extraordinary circumstances, an exception may be made for an
employee who has completed the local firearms familiarization
training with written approval of the Warden and Regional
Director.
c. Re-qualification. Staff must complete satisfactorily the
Bureau's approved firearms training course each year. Allowances
will be made in accordance with applicable laws, rules, and
regulations.
EFTA00108333
PS 5500.14
10/19/2012
Chapter 7, Page 2
Chaplains, dentists, physicians, and other positions which the
Director specifically exempts from carrying firearms are not
required to complete the firearms familiarization training
conducted at the institution and Staff Training Academy.
d. Other Use of Firearms. Only the Director or Director's
designee may authorize, in writing, Bureau staff to carry
Government-issued firearms for purposes not expressed in this
Program Statement.
702. USE OF FIREARMS. Firearms must be used only when deemed
necessary for the following Law Enforcement purposes:
• Prevent escapes;
• Prevent loss of life or serious physical injury;
pi;c.peIty, L:wiL
the damage or loss of property would contribute
directly to an escape, loss of life, or serious
physical injury; and
• Maintain or restore control of a correctional
institution.
The use of firearms is prohibited if force other than firearms
appear reasonably sufficient to accomplish law enforcement
purposes. Examples are, but not limited to:
• Prevention of escape;
• Prevention serious physical injury; and
• Restoration of control in a correctional institution.
The necessity to use firearms arises when all available means of
,achieving the law enforcement purpose have failed or are likely
'to fail.
An employee is not required to jeopardize personal safety or the
safety of others before using firearms to prevent serious
injuries/bodily harm or death.
If use of firearms is deemed necessary, staff must shoot the
subject with every intention of hitting "center mass" to ensure
the subject is stopped.
EFTA00108334
PS 5500.14
10/19/2012
Chapter 7, Page 3
Staff will not attempt to shoot a limb which creates a lesser
chance of stopping the subject and may pose a danger to staff,
other inmates, or persons in the community. Firearms must not be
used solely to disable moving vehicles or aircraft. Firearms
will only be used against the driver or other occupants of a
moving vehicle when the:
• Employee has a reasonable belief that the subject poses an
imminent danger of death or serious physical injury to the
employee or others.
• Public safety benefits of using such force outweigh the
risks to the safety of the employee or others.
As soon as practicable, medical attention must be provided to any
persons injured during an incident involving use of firearms.
Wirearmq wi i 1 nnr nP ncp.ri iF rhs. •
rannnniv.....4 A flIIIMfll ;A:
escapee as an inmate sentenced under the Juvenile Justice and
Delinquency Prevention Act.
a. Escape Prevention. The use of firearms is authorized when
deemed necessary to prevent an escape in the following
situations.
(1) Perimeter Walls. At institutions secured with
perimeter walls, prior to using firearms, staff must reasonably
believe that an inmate has the capability to escape.
For example, the inmate may be carrying items that could be
used to perpetrate an escape, such as, but not limited to, a
ladder, grappling hook, or rope, suggesting an intent to escape.
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
(2) Multiple Perimeter Fences. At institutions secured
with multiple perimeter fences, prior to using firearms, staff
must reasonably believe that an inmate has the capability to
escape.
For example, the inmate may be carrying items such as, but
not limited to, a ladder, blankets, grappling hooks, ropes, broom
handles, or sticks, that will perpetrate an escape.
EFTA00108335
PS 5500.14
10/19/2012
Chapter 7, Page 4
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent threat danger of
death or serious physical injury to self or others.
When authorized, throughout this policy, warning shots
should be used only if there is no apparent danger to self, other
staff and inmates, or the community.
Warning shots will be fired into the ground and never into
the air or in an indiscriminate direction.
The inmate is not required to be on the first/inner
perimeter fence before the employee issues the warning. When the
inmai.t at-U./oily uunLak-Ls Lilt firaLlinnet pettimelLeta rrnt.r ;fl nn
attempt to climb or demonstrates an attempt to get on or over the
first/inner perimeter fence, and the employee reasonably
determines an escape is being attempted, the employee may shoot
the subject.
The employee is not required to wait until the inmate is
between the perimeter fences or over the first/inner fences.
(3) Metropolitan Correctional Centers (MCCs) and
Metropolitan Detention Centers (MDCs). When an employee
reasonably determines that an escape is being attempted from a
MCC or MDC, the employee should give a verbal warning. If the
inmate continues, the employee may shoot the subject. Warning
shots are prohibited due to the possibility of injury to innocent
bystanders.
(4) Minimum Security Institutions. Ordinarily, firearms
are not used to prevent escapes from minimum security level
institutions. However, weapons are authorized when the escaping
inmate has used or threatened to use force which is likely to
cause serious physical injury or has manifested an imminent
threat of death or serious physical injury to the employee, other
staff and inmates, or the community.
Verbal warnings and warning shots should be used when
feasible.
(5) Escapes with Outside Assistance. Firearms may be used
against persons who are not inmates, if they are facilitating an
escape and have used or threatened to use force which is likely
EFTA00108336
PS 5500.14
10/19/2012
Chapter 7, Page 5
to cause death or serious physical injury against the employee,
other staff and inmates, or the community.
Verbal warnings and warning shots must be used when
feasible.
(6) Escape from Escorted Trip or Prisoner Transport. When
an employee reasonably determines an escape is being attempted
from an escorted trip or prisoner transport, the employee must
issue a verbal warning. If the inmate continues and the escape
is occurring within the immediate environs of a correctional
institution, the employee will fire a warning shot, if feasible,
prior to shooting the subject.
Outside the immediate environs of a correctional
institution, the employee should not fire a warning shot prior to
shooting the subject due to the possibility of injury to innocent
imwcrannere
Absent the use or threat of force which would likely cause
serious physical injury or a manifested imminent threat of death
or serious physical injury to the employee, other staff and
inmates, or the community, it is not permissible to use firearms
to prevent an escape of an inmate in transit to or from a minimum
security level institution. The exception to the rule is when
the escorting employees are transporting inmates at the same time
to a minimum and non-minimum security level institutions.
(7) Once An Escape Has Occurred. After an escape from a
transport vehicle or an institution, and the immediate environs
has been successful, employees attempting to apprehend the
escaped prisoner may not use firearms unless there is probable
cause to believe:
(a) The subject has committed a felony involving the
infliction or threatened infliction of serious physical injury or
death. •
(b) The subject's escape would pose an imminent danger
of death or serious physical injury to the employee or others.
Note: The phrase "after an escape from a transport
vehicle or an institution and the immediate
environs has been effectuated" should be
interpreted in the following manner:
EFTA00108337
PS 5500.14
10/19/2012
Chapter 7, Page 6
• As long as a staff member is in continuous pursuit
of an escaping inmate, whether the escape takes
place from an institution, transport vehicle, or
outside facility (such as a hospital), the escape
has not yet been effectuated. The use of firearms
is permissible under the escaping inmate standard.
• The immediate environs of an institution is
defined as the property lines of the correctional
facility. This boundary may be expanded by the
Warden with the Regional Director's concurrence
and should be defined as explicitly as possible.
A verbal warning should be given if it would not pose a risk
of death or serious bodily injury to the officer or others.
Warning shots are prohibited due to the possibility of
injury lo innocoor hymiAmion ,4
b. Prevent the Loss of Life or Serious Physical Injury. Staff
may use firearms when reasonable belief exists that the subject
poses a threat of death or serious physical injury to staff,
inmates, or others.
Firearms will be used in the same manner as for escapes; verbal 'S.
warnings and warning shots should be given, when feasible, prior
to shooting the subject.
When authorized, warning shots should be used only if there is
no apparent danger to other staff and inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
In a hostage situation, once it has been contained and attempts
to negotiate have begun,, only the Warden may order the use of
firearms to resolve the hostage situation.
Warning shots will not be fired as in an attempt to resolve a
hostage situation, nor used to create a diversion.
c. Protect Government Property. Firearms may be used to
prevent damage to or destruction of Government property when the
loss of that property could contribute directly to an escape or
attempted escape, serious physical injury, or loss of life.
For example, the use of firearms may be necessary when persons
are attempting to damage or disable a fire truck during a fire
within the institution. If individuals attempt to break into a
EFTA00108338
PS 5500.14
10/19/2012
Chapter 7, Page 7
building where weapons, gas, or other security risk items are
stored, firearms may also be used.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to other staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
d. Maintain or Restore Control of a Correctional Institution.
Firearms may be used to maintain or restore control of a
correctional institution when the employee reasonably believes
the intended subject of the use of firearms is participating in a
diSLUJAJOILLC 111 a MaillICL ;hr. "r
inmates, or the community.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
703. ARMED ESCORT BY COMMERCIAL AVIATION. The Warden may
authorize staff to carry firearms when transporting an inmate by
commercial air carrier.
Title 14 CFR Part 108.11, Carriage of Weapons, and Part 108.21,
Carriage of Passengers Under the Control of Armed Law Enforcement
Escorts (1995), allows law enforcement officals, while
performing their duties, to travel while armed.
Staff must notify the air carrier prior to departing the
institution of the intent to carry firearms. Staff must complete
all required forms and provide required information to the
carrier.
Staff must follow the procedures detailed in the above referenced
regulations.
EFTA00108339
PS 5500.14
10/19/2012
Chapter 7, Page 8
When not transporting inmates, Bureau staff, carrying firearms
aboard commercial aircraft, must declare this to the carrier and
have the weapon placed in checked baggage.
The above referenced regulations should be referred to for
additional requirements concerning the placement of firearms in
checked baggage.
704. REPORTING REQUIREMENTS. A written report must be submitted
to the Warden upon the discharge of any firearm, privately owned
or issued by the Bureau. This rule applies when the employees is
on duty and off duty, except for training or recreational
purposes.
For an incident while on duty, the report must be submitted prior
to the end of the employee's duty shift.
FUL Q11 iz,ciUClll while Uri holy, Lim LepuLL tuis i. be bubmiLLed
prior to the end of the employee's next duty shift.
The discharge of any firearm, once reported, will be investigated
and reviewed through the After-Action Reporting and Review
processes.
705. IDENTIFICATION BADGES. Upon request, the Correctional
Services Administrator, Central Office, will issue Bureau
identification badges in leather carrying cases to each
institution.
The Captain will maintain strict accountability of Bureau badges.
Lost or stolen badges must be reported immediately in writing to
the Correctional Services Branch, Central Office.
Except for tower and perimeter patrols and established stationary
check points, staff assigned to duties which require the carrying
of firearms will be issued a Bureau,identification badge.
The badge must be displayed when necessary to establish the staff
member's authorization to carry a firearm. Appropriate badge
holders will be provided so as to allow the employee the ability
to securely attach the badge to his or her outerwear.
Badges may not be used as methods of routine identification.
Employee procurement or possession of unauthorized badges, either
official or duplicated, is prohibited (see the Program Statement
on Standards of Employee Conduct).
EFTA00108340
PS 5500.14
10/19/2012
Chapter 7, Page 9
706. NON-DISCLOSURE OF BUREAU STAFF NAMES IN SHOOTING INCIDENTS.
Disclosure of an employee's name following a shooting incident
will follow the guidelines as prescribed in the Program Statement
on News Media Contacts.
EFTA00108341
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
POST: SPECIAL HOUSING UNIT OFFICER #4
EQUIPMENT: Key Ring(s) C-27, C-28,C-30,C-31, C-32, C-33,B-32,
B-33 Radio/BA, Metal Detector
All equipment assigned to this post and will be accountable on the
shift to shift inventory form. All 24 hour equipment and key
rings will be logged into the TRUSCOPE program with type of
equipment and key ring numbers
SHIFT: DAY WATCH
HOURS OF DUTY: 7:45 A.M. to 4:15 P.M.
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE: All Correctional Officers will report to the
institution according to their assigned work schedule. You are
required to utilize the "Staff Chit Board" whenever you enter
and/or depart from .the secured perimeter of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED
SHU DOORS:
Door 27 and Inner Door: Both doors must always remain secured
when not being used. They are to be opened as needed for traffic
and secured immediately. These doors are to be considered a sally
port only one door will be open at a time unless there is an
emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to
guarantee that the inmate is closely monitored and kept separate
from other inmates.
7:45 A.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Morning Watch Officer. After you have
relieved the Morning Watch Officer, as the equipment is issued on
a 24-hour basis, you are required to indicate the key ring number
and type of equipment accounted for in the TRUSCOPE program and
sign the location inventory. Count the keys to ensure the number
of keys corresponds with the total number on the key ring chit.
December 7, 2018 Sensitive But Unclassified Page 1 of 11
EFTA00108342
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
HOUSING UNITS
THIS IS NOT AN ARMED POST
THESE POSTS ARE OLEORESIN CAPSICUM(OC) CARRY POSTS WITH THE EXCEPTION OF
THE 5-SOUTH CADRE INMATES
POST: THESE POST ORDERS WILL COVER THE FOLLOWING HOUSING UNITS
EQUIPMENT: UNIT 2(BA): BODY ALARM #601 KEYS Cl W/8, MK-4 OC DISPENSER
UNIT 3(CA): BODY ALARM #602 KEYS C2 W/8, MK-4 OC DISPENSER
UNIT 5N(EN): BODY ALARM #603 KEYS C5 W/8, MK-4 OC DISPENSER
UNIT 5S(ES): BODY ALARM #604 KEYS C8 W/7, MK-4 OC DISPENSER
UNIT 7N(GN): BODY ALARM #605 KEYS C11W/9, MK-4 OC DISPENSER
UNIT 7S(GS): BODY ALARM #606 KEYS C14W/9, MK-4 OC DISPENSER
UNIT 9N(IN): BODY ALARM #607 KEYS Cl7W/10, MK-4 OC DISPENSER
UNIT 11N(KN): BODY ALARM #619 KEYS C20W/8, MK-4 OC DISPENSER
UNIT 11S(KS): BODY ALARM #616 KEYS C23W/6
All equipment and key rings will be logged into TRUSCOPE program with type
of equipment and key ring numbers.
SHIFT: MORNING WATCH / DAY WATCH / EVENING WATCH
HOURS OF DUTY: 12:00 A.M. - 8:00 A.M. (M/W SHIFT)
7:45 A.M. - 4:15 P.M. (D/W SHIFT)(Weekdays)
8:00 A.M. - 4:00 P.M. Weekends and Holidays
4:00 P.M. - 12:00 A.M. (E/W SHIFT)
LUNCH RELIEF: See Current Lunch relief Schedule
NORMAL ROUTINE: All correctional officers will report to the institution
in a timely manner. You are required to utilize the "Staff Chit Board"
whenever you enter and/or depart from the secured perimeter of the
institution.
**Remember inmates do not have authority over other inmates. Staff are
responsible for supervising inmates at all times***
MORNING WATCH
12:00 A.M.
Report directly to the Unit wearing the prescribed uniform and relieve the
Evening Watch Officer. After you relieve the Evening Watch Officer and
receive all pertinent information, as the equipment is issued on a 24-hour
basis, you are required to indicate the key ring number and type of
equipment accounted for into TRUSCOPE and sign the location inventory.
Count the keys to ensure the number of keys corresponds with the total
number on the key ring chit. Key rings must be secured to a belt by clips
and a metal chain.
December 7, 2018 Sensitive But Unclassified Page 1 of 15
EFTA00108343
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
Key rings must be secured to a belt by clips and a metal chain.
Contact the Control Center and test your Radio/Body Alarm. Unit
officers must maintain a log of pertinent information regarding
inmate activity, detailing time, persons involved (if pertinent)
and the event. These entries must be written legibly, while
maintaining your professionalism. Report for duty by telephone
with the Operations Lieutenant and receive any additional
information. Prepare inmates for Daily Call-outs.
Begin making 30 minute rounds ensuring you document the findings
in the TRUSCOPE program. Staff will observed all inmates in
continued lock down status once in the first 30 minute period of
the hour ex: (12:00 -12:30AM) followed by another round in the
second 30 minute period of the same hour (12:30-1:00 AM).This will
ensure an inmate is observed at least twice per hour. These rounds
are to be conducted on an irregular schedule and no more than 40
minutes apart. All observations must be documented.
8:30 A.M.
Assist the #1 officer Conduct a security and fire inspection of
the unit. Any discrepancies found will be noted on the Fire and
Security Inspection Form. Serious breaches of security will be
immediately reported to the SHU Lieutenant and Operations
Lieutenant. Discrepancies found not of a serious nature will also
be reported and the appropriate work order submitted. Initiate
the unit Confidential Log Report which will be used to record
important information which should be passed on to other staff, in
conjunction with the information contained in the TRUSCOPE
program. Conduct a bed book audit and make any changes pertaining
to your bed book/inmate picture card files. Check the TRUSCOPE
program for information and initiate daily paperwork (Confidential
Log form, etc.). As time permits throughout the shift, you are to
conduct searches of inmate cells. Results will be recorded in the
TRUSCOPE program. Discoveries of hard contraband will be reported
to the SHU Lieutenant and Operations Lieutenant and documented in
the unit Confidential Log report and the TRUSCOPE program. Began
to conduct showers and all other daily activities according to
schedule
The SHU #1 Officer is responsible for notifying the Control Center
of inmates being admitted or released from the Special Housing
Unit. At no time will you be in possession of the cell door key
without the presence of another staff member.
December 7, 2018 Sensitive But Unclassified 2 c! 11
EFTA00108344
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
9:00 A.M.
Verify all release orders signed by the Captain, and other
designated staff. Once releases orders are signed assist the SHU
#1 Officer with processing inmates out of the unit, ensure all
documentation, i.e., property form and the TRUSCOPE program, is
completed prior to the inmate being released from the unit. Ensure
the property forms are filed out accordingly and the inmate
receives a copy. The SHU Lieutenant will be immediately notified
of any discrepancies with the inmate's personal property.
10:00 A.M.(Weekends and Holidays)
COUNT TIME (Stand-Up Count): The 10:00 a.m. count is an official
stand up count will be conducted at this time. The count will be
conducted as a bed book count when directed by the Operations
Lieutenant. Ensure all areas are clear of inmates, i.e., showers,
bathrooms, laundry rooms etc... The Internal Security Officer or any
available staff member will assist with backing the count. Upon
completing the count, call the count into the C&A Officer by
telephone at extension 6468. Always ensure the correct date, time,
and Officer's printed name and signature conducting the count is
noted on the count slip. All count slips will be written in blue or
black ink and should be clear and legible. Count slips which appear
to be altered will not be accepted. The Internal Officer will pick
up the count slips and take them to the Control Center. Once the
Control Center announces a clear institutional count, record this
information in the TRUSCOPE program.
BED BOOK COUNTS: The Bed Books will be utilized for emergency
counts, bad institutional counts and random Bed Book counts
requested by the Shift Lieutenant. When a unit has two
consecutive bad counts, a bed book count must be conducted. In
conjunction with the Bed Book the unit roster will be used to
conduct these counts. Upon receiving a new inmate on the unit,
the unit officer will receive two 3 x 5 cards, one to be utilized
for the bed book, and the other to use for inmate movement. The
bed book card is not to be removed from the bed book
Between 10:15 A.M. 12:15 P.M. (Weekdays)
LUNCH RELIEF
Contact the department on the current lunch relief schedule to
arrange for staff to relieve you for a 30 minute duty free lunch.
When being relieved, ensure staff have signed the log book designated
for lunch reliefs.
December 7, 2018 Sensitive But Unclassified Page 3 of 11
EFTA00108345
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
11:00 A.M.
Mainline Feeding:
The food carts will be thoroughly searched by SHU staff prior to
entering the Special Housing Unit. Report problems with the meal
to the SHU/ Shift Lieutenant and Food Service staff and ensure
corrective measures are taken before serving commences.
Ensure that all wickets are secured only one (1) wicket will be
opened at a time for the feeding of the meal. Officers will not
pass or allow anything to be passed from cell to cell. Each
inmate will receive only those items which are on the daily menu
or prescribed dietary menu.
All staff handling food must wear plastic gloves and ensure the
food is served at the proper temperature. Upon completion of the
meal, all trays will be accounted for and placed on the food cart.
Supervise the removal of all food trays from the cells. Only
Officers will pick up all trays and trash from cells. Inmate
orderlies will not be utilized to collect food trays.
12:00 P.M. On Mondays social visiting will begin at this time.
Place all trash in the sally port for pick-up at this time for
preparation of trash call.
12:30 P.M.
PM CENSUS COUNT: A Unit Census Count will be conducted at this time.
Record the results in the TRUSCOPE program and notify the Lieutenant
of any discrepancies. An incident report will be written on any
inmate found in an unauthorized area.
ROUNDS: Ensure assigned staff continue to make frequent, random
rounds of the range in the unit. At a minimum, each inmate must
be checked, at least one time every thirty minutes. During these
security checks, ensure staff pay particular attention to those
inmates who demonstrate suspicious or unusual behavior.
MEDICAL VISITS: During medical visits by the Physician's
Assistant, you are responsible for providing an escort during
their rounds on the unit. Ensure the SHU Officers announce the
PA's presence on the range and inmate concerns are addressed.
December 7, 2018 Sensitive But Unclassified Page 4 of 11
EFTA00108346
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
1:00 P.M.
Conduct bar taps in at least five inmate cells. Ensure the TRUSCOPE
program is up to date, 292s are filled out and ensure any pertinent
information is documented one the Confidential Report.
3:00 P.M.
All inmate social visiting concludes at this time.
4:00 P.M.
Count Time
Assist the Evening Watch with the 4:00 pm Count.
4:15 P.M.
End of Tour
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN
PROVIDED**
Officers assigned to this post will not vacate the post unless
properly relieved or instructed to do so by the Operations or
Activities Lieutenants. These post orders are not intended to
describe in detail all the officer's responsibilities. Good
judgment and common sense are expected in all situations not
covered in these post orders.
NOTE: In addition to Post Orders, the Special instructions
must be read in conjunction with post orders. (Section 2) Staff
assigned to this post must thoroughly familiarize themselves with
the Program Statement and Institution Supplement on Entrance
Procedures and Inmate Visiting Procedures. This is one of the
most critical areas of the institution due to the potential for
escape.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified Page 5 ): 11
EFTA00108347
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
POST: SPECIAL HOUSING UNIT OFFICER #4
EQUIPMENT: Key Ring(s)C-27, C-28,C-30,C-31, C-32, C-33,B-32,
B-33, Radio/BA, Metal Detector
All equipment assigned to this post and will be accountable on the
shift to shift inventory form. All 24 hour equipment and key
rings will be logged into the TRUSCOPE program with type of
equipment and key ring numbers.
SHIFT: EVENING WATCH
HOURS OF DUTY: 4:00 P.M. to 12:00 A.M.
NORMAL ROUTINE: All Correctional Officers will report to the
institution according to their assigned work schedule. You are
required to utilize the "Staff Chit Board" whenever you enter
and/or depart from the secured perimeter of the institution
SECURITY PROCEDURES TO BE FOLLOWED WHEN OPERATING THE BELOW LISTED
SHU DOORS:
Door 27 and Inner Door: Both doors must always remain secured
when not being used. They are to be opened as needed for traffic
and secured immediately. These doors are to be considered a sally
port only, one door will be open at a time unless there is an
emergency.
CONTROLLED MOVES:
A Lieutenant will call a controlled move to halt all general
population movement. The controlled move is conducted to
guarantee that the inmate is closely monitored and kept separate
from other inmates.
4:00 P.M.
Report directly to the Special Housing Unit wearing the prescribed
uniform and relieve the Evening Watch Officer. After you have
relieved the Evening Watch Office r, as the equipment is issued on
a 24-hour basis, you are required to indicate the key ring number
and type of equipment accounted for in the TRUSCOPE program and
sign the location inventory. Count the keys to ensure the number
of keys corresponds with the total number on the key ring chit.
Key rings must be secured to a belt by clips and a metal chain.
December 7, 2018 Sensitive But Unclassified Page 6 of 11
EFTA00108348
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
Contact the Control Center on #333 and test your Radio/Body Alarm.
Begin making watch calls at this time. Watch calls will be made
every 30 minutes from the hours of 6:00 PM to 6:00 AM.
Unit officers must maintain a log of pertinent information
regarding inmate activity, detailing time, persons involved (if
pertinent) and the event. These entries must be written legibly,
while maintaining your professionalism. Begin making 30 minute
rounds ensuring you document the findings in the TRUSCOPE program.
Staff will observed all inmates in continued lock down status once
in the first 30 minute period of the hour ex: (12:00 -12:30AM)
followed by another round in the second 30 minute period of the
same hour (12:30-1:00 AM).This will ensure an inmate is observed
at least twice per hour. These rounds are to be conducted on an
irregular schedule and no more than 40 minutes apart. All
observations must be documented.
It should be clearly understood that none of these activities are
to take place until the Day Watch officer is relieved. It should
be noted that it is understood that not all of the above will be
accomplished by or before the count.
COUNT TIME: The official count will be announced at this time.
The Internal Security Officer or available staff will assist with
backing the count. The same count procedures will be used now as
with all other counts. Upon completing the count, call the count
into the C&A Officer by telephone at extension 6468. Always
ensure the correct date, time, and Officer's printed name and
signature conducting the count is noted on the count slip. All
count slips will be written in blue or black ink and should be
clear and legible. Count slips which appear to be altered will
not be accepted. The Internal Officer will pick up the count
slips and take them to the Control Center. Once the Control
Center announces a clear institutional count, record this
information in the TRUSCOPE program.
BED BOOK COUNTS: The Bed Books will be utilized for emergency
counts, bad institutional counts and random Bed Book counts
requested by the Shift Lieutenant. When a unit has two
consecutive bad counts, a bed book count must be conducted. In
conjunction with the Bed Book the unit roster will be used to
conduct these counts.
December 7, 2018 Sensitive But Unclassified Page 7 of 11
EFTA00108349
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
Upon receiving a new inmate on the unit, the unit officer will
receive two 3 x 5 cards, one to be utilized for the bed book, and
the other to use for inmate movement. The bed book card is not to
be removed from the bed book
4:30 P.M.
Conduct a security and fire inspection of the units. Any
discrepancies found will be noted on the Fire and Security
Inspection Form. Serious breaches of security will be immediately
reported to the Operations Lieutenant. Discrepancies found not of
a serious nature will also be reported and the appropriate work
order submitted. Initiate the unit Confidential Log Report which
will be used to record important information which should be
passed on to other staff, in conjunction with the information
contained in the TRUSCOPE program. Conduct a bed book audit and
make any changes pertaining to your bed book/inmate picture card
files. Check the TRUSCOPE program for information and initiate
daily paperwork.
Dinner Meal: All food trays, utensils, cups, containers, etc must
be removed from the cells at the end of the meals. Inmates are
not permitted to retain any food trays, utensils, or other items
provided during the meal. The SHU Officers will ensure that all
meals are properly heated and distributed. All staff handling food
must wear plastic gloves and ensure the food is served at proper
temperature utilizing the microwave. Inmate orderlies will not
assist with the feeding process. The SHU Officers will conduct
the feeding of the inmates and the retrieval of the food trays.
All inmate food trays will be issued and retrieved by staff only.
Ensure that all wickets are secured. Only one (1) wicket will be
opened at a time for the feeding of the meal. Officers will not
pass nor allow anything to be passed from cell to cell. Each
inmate will receive only those items which are on the daily menu
or prescribed dietary menu. At no time will meat items with bones
be served to inmates.
5:00 P.M.
The total tray count entering and departing the unit will be
annotated in the TRUSCOPE program by the SHU #1 Officer. Social
Vising Begins (Mondays only)
December 7, 2018 Sensitive But Unclassified Page 8 of 11
EFTA00108350
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
6:00 P.M.
Begin to conduct inmate mail call. Never give an inmate mail
unless it belongs to him/her. If an inmate has moved to another
unit, contact the Internal Officer to deliver it to the
appropriate unit.
Mail for inmates who have been transferred to another institution
will be placed back in the mail bag and returned to the Mail Room.
Inmate mail will not be left in the unit. All undelivered mail
will be returned to the Mail Room. During your shift, you are
responsible for ensuring a comprehensive security inspection of
the unit is completed and properly documented on the Security
Inspection form. Cell sanitation on the unit and telephone calls
will be conducted on the assigned days.
As time permits throughout the shift, you are to conduct searches
of inmate cells. Discoveries of hard contraband will be reported
to the Operations Lieutenant and documented in the unit
confidential log report and the TRUSCOPE program. After
completing at least five shake downs in your unit, reflect the
correct information in the Shake Down portion of the TRUSCOPE
program. The Shake-Down Log will reflect the room number; inmates
name; register number; date; time; remarks (to indicate whether
contraband was found; type of contraband; and disposition of
contraband); and the searching officer's name. Discoveries of hard
contraband will be reported to the Operations Lieutenant and
documented in the TRUSCOPE program and Confidential Log Report.
Begin making watch calls to the Control Center by calling
extension 333 or via radio every half hour. These calls are
mandatory and are designed for your safety as well as the security
of the institution.
8:00 P.M.
Continue conducting the necessary paper work for the unit and
ensure that all tasks have been accomplished through-out the
shift. Begin conducting bar taps at this time. Social visiting
concludes.
10:00 P.M.
The official (Stand-up) count will commence at this time. The use
of the flashlight for this count may be necessary. Upon completing
the count, call the count into the C&A Officer at extension
"6468".
December 7, 2018 Sensitive But Unclassified Page 9 of 11
EFTA00108351
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
Always ensure the correct time, date, and Officers printed name
and signature conducting the count are noted on the count slip.
Upon completion of the count continue to conduct checks of the
unit. Trash call will be announced when there is a clear count.
Place all trash in the sally port for pick-up.
11:40 P.M.
Ensure all pertinent information is annotated in the TRUSCOPE
program.
12:00 A.M.
END OF TOUR
**DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN
PROVIDED**
NOTE: In addition to Post Orders, the Special instructions must be
read in conjunction with post orders. (Section 2) Staff assigned
to this post must thoroughly familiarize themselves with the
Program Statement and Institution Supplement on Entrance
Procedures and Inmate Visiting Procedures. This is one of the
most critical areas of the institution due to the potential for
escape.
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
Post Orders and the TRUSCOPE program are confidential documents
and should never be left unattended or in an area accessible to
inmates.
Post Orders must be secured at all times when not in use by staff.
It is the responsibility of the employee to inform the employer of
the fact they have not been able or afforded the opportunity to
read such orders. The employer will then advise the employee of
the general requirements of the post, and answer any questions.
December 7, 2018 Sensitive But Unclassified Page 10 of 11
EFTA00108352
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIFIC POST ORDERS
SHU #4
THIS IS NOT AN ARMED POST
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based
upon their training and experience and will make reasonable
efforts to read the post orders as soon as practicable.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE
TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY.
These Post Orders are guidelines, not orders to work before or after
regularly scheduled shifts.
There will be no additions or deletions to these post orders without
the written consen the Captain.
/ 2/ 7//k
Jermaine C , •aptain Date
December 7, 2018 Sensitive But Unclassified Page 11 of 11
EFTA00108353
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
THIS IS AN OLEORESIN CAPSICUM (OC) AEROSOL SPRAY POST.
IF YOU ARE ASSIGNED A POST THAT REQUIRES YOU TO CARRY THE MK-4
PEPPER SPRAY AND YOU ARE NOT TRAINED OR QUARTERLY RE-CERTIFIED
IT IS YOUR RESPONSIBILITY TO NOTIFTY THE OPERATIONS LIEUTENANT
PRIOR TO ASSUMING THE POST.
STAFF TRAINING AND ACCOUNTABILITY:
All staff (including sick and annual reliefs) assigned to an OC
aerosol dispenser post will receive the required training, and go
through quarterly re-familiarization training prior to assuming
their post each quarter. Training will include, but is not limited
to, proper carry and security of an OC aerosol dispenser, use of
force policy and the definition between immediate and calculated
use of force. These post orders will be read prior to working
designated posts or when this cannot be accomplished, the shift
Lieutenant must be notified immediately. The Operations Lieutenant
will ensure staff have read, understand and signed the post orders.
Staff will be held responsible for guidance outlined in national
and local policies, post orders, position descriptions, and general
guidance issued related to posts designated with an OC aerosol
dispenser. Officers and Lieutenants who have not received OC
specialty training are not authorized to carry an OC aerosol
dispenser.
If you believe you need additional training or unfamiliar with
the OC aerosol dispenser, notify the Operations Lieutenant
immediately.
USE OF FORCE/EMERGENCY RESPONSE PLANS
A post assigned with an OC aerosol dispenser is in addition to
emergency response plans already in place. Local written procedures
will continue to be in effect and the OC aerosol dispenser is an
enhancement in staff and inmate safety, included in these post orders.
These procedures will outline steps to be taken in case
immediate force is required as a result of a serious assault,
recreation yard incidents, or other serious incidents during all
shifts. Trained officers can use immediate force without the
presents of a supervisor.
December 7, 2018 Sensitive But Unclassified Page 1 of 14
EFTA00108354
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Once you have assumed your position/post, check the OC aerosol
dispenser, along with the other equipment assigned to the post, for
any defects. In the event there are defects or leakage to the OC
aerosol dispenser, notify the Operations Lieutenant and/or the
Security Officer, and document in TRUSCOPE program any defects noted.
In the event of an accidental discharge, decontaminate yourself
and notify the Operations Lieutenant. Once you have
decontaminated yourself with soap and water and notified the
Operations Lieutenant, decontaminate the affected area with
soap and water, and ventilation if possible.
The usage of an OC aerosol dispenser must be limited to the
performance of official duties only. Staff are again reminded
that use of the OC aerosol dispenser outside established
policies and procedures will result in staff disciplinary
action.
The preferred method of resolution is through verbal
intervention. However, the safety of staff and inmates in any
dangerous encounter is paramount and may require the use of
an OC aerosol dispenser. Staff may use the necessary amount
of force only as a last alternative after all other reasonable
efforts to resolve the situation have failed. Staff may use
the necessary amount of force to gain control of the inmate,
to protect and ensure the safety of inmates, staff and others,
to prevent serious property damage, and to ensure institution
security and good order.
The OC aerosol dispenser must be carried in an approved holder,
leather/nylon belt loop holster, specifically designed to hold
an OC aerosol dispenser. No other method of carrying the OC
aerosol dispenser is authorized, i.e., cargo pocket.
The full cone spray has an effective range of 10 to 12 feet
but should not be used closer than 4 feet.
In the event the OC aerosol dispenser is required the following
steps should be used:
1. Fingers of the drawing hand should be extended and firmly
gripping the aerosol dispenser.
2. Staff should assume an appropriate defensive stance and
continue with verbal commands.
3. Place thumb on the actuator.
December 7, 2018 Sensitive But Unclassified Page 2 of 14
EFTA00108355
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
4. Spray the facial area, specifically the eyes, delivering
one two-second burst. Once the OC aerosol spray has been
dispensed, staff should step back to avoid being
contaminated by the spray and maintain direct supervision
of the inmate(s). Continue with verbal commands.
5. Allow the OC aerosol spray to work while providing verbal
commands to the inmate (e.g., lay face down with arms
spread).
6. Evaluate the response of the inmate(s). If the inmate(s)
does not submit to restraints and/or comply with staff
orders within 15 seconds, a second two-second burst is
authorized. After a second assessment, or if the
inmate(s) has not complied with staff commands,
alternative methods to control the situation may be
pursued.
7. Decontamination procedures include fresh air and the use
of soap and water within 15 minutes, or as soon as possible,
after OC aerosol spray has been applied. Normally, this
is done before the medical assessment.
8. Once the OC aerosol spray is used and the inmate(s) is
in restraints, Health Services staff will be notified
immediately. A medical assessment will be performed to
determine if the inmate(s) sustained any injuries.
9. When an immediate use of force is necessary (e.g.,
involving serious bodily harm, etc.), staff are obligated
to obtain a camera and begin recording the event as soon
as it is feasible. As soon as control of the situation
has been obtained staff must record information on:
circumstances that required the need for immediate use
of force; identification of the inmate(s); injuries; and
staff, and others involved. (See PS 5566.06, Use of Force
and Application of Restraints).
A reasonable correctional workers perception of the events
would govern the use of the OC aerosol dispenser in situations
which require an immediate response to an emergency situation.
The Warden should be notified as soon as possible after any
such use. Documentation is to be submitted in accordance with
the Program Statement Use of Force and Application of
Restraints.
December 7, 2018 Sensitive But Unclassified Page 3 of 14
EFTA00108356
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Oleoresin Capsicum delivery systems are authorized to be used
for immediate response to situations in which an inmate cannot
be approached without danger to self or others; and it is
determined that a delay in bringing the situation under control
would constitute a serious danger to the inmate or others.
RETENTION AWARENESS:
Ensure the OC aerosol dispenser is properly fastened to your
duty belt and firmly secured inside the holster. When
confronting an inmate position your body so the OC aerosol
dispenser faces away from the inmate, maintain a safe distance,
and continue with verbal commands.
INTRODUCTION:
Staff will report for duty in the proper uniform. The primary
responsibilities of the SHU OIC are security, supervision, safety,
and accountability of inmates. Each inmate will be checked a minimum
of once every thirty minute period at irregular intervals. The checks
will be entered in the 30 Minute portion of the TRUSCOPE program.
The officers are responsible for ensuring security inspection
discrepancies are appropriately documented and routed. Sanitation
of the unit is critical for the operation and will be maintained
at the highest level. All emergencies will be reported to the
Operations Lieutenant immediately.
Every officer must read and sign the Post Orders prior to assuming
the duties of this position. As a SHU Officer you will be working
under the direction of the SHU Lieutenant and/or the Operations
Lieutenant. You are required to advise the Operations Lieutenant
of your presence when you arrive for duty. You will maintain the
TRUSCOPE program throughout your shift. The TRUSCOPE program will
accurately reflect all pertinent information concerning the housing
unit, equipment accountability, inmate population, unit count, and
inmate activity as well as other specific information pertaining
to your tour of duty.
All Correctional Services staff will review and sign the Inmate Posted
Picture File on a monthly basis
ENTRANCE PROCEDURES:
The SHU #1 controls entrance to the Special Housing Unit. Only the
SHU #1 will approve the opening of the entrance by the Control Center.
The SHU #1 will ensure the inner door to the unit is secured prior
to approving the opening of the outer door by the Control Center.
The inner and outer doors will never be open at the same time.
December 7, 2018 Sensitive But Unclassified Page 4 of 14
EFTA00108357
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
No one will enter the Special Housing Unit without showing proper
identification when requested by the SHU #1. All visitors whom are
unknown will be challenged for proper identification. All inmates
entering and exiting the Special Housing Unit will be visually
searched and screened with a hand-held metal detector prior to
entering the unit. The SHU #1 will ensure this procedure is
completed.
ENTRANCE LOGS:
The Visitors Log will be maintained at the entrance of SHU. All
persons visiting this unit will utilize this log to document their
visit to the Special Housing Unit. The log is organized by
discipline. On Saturday, the evening watch SHU #1 will collect the
logs, and prepare the new logs for the new week.
VISUAL SEARCHES:
Any inmate who enters into, and/or departs from the Special Housing
Unit will be visually searched, to include the hand-held metal
detector, no exception. This includes inmates entering the unit
for work details, UDC/DHO hearings, and the Unit Barber.
CELL INSPECTION FORMS:
The SHU OIC will ensure a Cell Inspection Report is completed; to
include the inmates and the inspecting officer's name/signature.
This report will be maintained in the inmates SHU File. The inmate
must verify the condition of his cell on this form. If anything
is broken, missing, cracked, etc., the inmate is responsible for
advising staff upon admission to the cell. The inmate is responsible
for the contents of his assigned cell. If the inmate refuses to
sign the form, the officer will note on the form the inmate refused
to sign.
CELL ROTATION AND CELL SEARCHES:
All SHU staff are expected to conduct searches of the Special Housing
Unit. The morning watch officer(s) will conduct searches of the
common areas and document their findings in the Search section of
the TRUSCOPE program. The day watch officer(s) will conduct a search
of every inmate's cell who attends recreation. The evening watch
officer(s) will conduct a minimum of five (5) cell searches during
their shift. The entire Special Housing Unit will be searched each
and every week. Officers will pay particular attention to the
sink/commodes, showers, and vents. Staff will inspect under the
beds and desks. Inmates will be rotated to a new cell assignment,
at a maximum of every 21 days. This will be performed by the SHU
Officer(s) on the Day Watch.
December 7, 2018 Sensitive But Unclassified Page 5 of 14
EFTA00108358
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The SHU #1 will document the rotations in sentry and the SHU report.
Note: If an inmate refuses a cell rotation, an incident report must
be written and the SHU Lieutenant must be noticed.
CELL SANITATION:
The evening watch SHU Officers will provide inmates with the necessary
cleaning supplies o to properly sanitize their assigned cells. The
cleaning supplies will be issued to the inmates through the food
slot. The SHU Officers will be responsible for delivery of the
cleaning supplies to the inmates through the food slot.
Under no circumstances will cleaning equipment be allowed to remain
in a cell after cleaning.
LAUNDRY:
When clean laundry is brought to the Special Housing Unit, the SHU
#1 MUST ensure the clothing is thoroughly searched, to include use
of a metal detector, prior to inmates receiving the clothing.
Although this procedure is time consuming and tedious, it is very
important to control the introduction of contraband.
LAN PASSWORD:
Staff working in SHU should have a computer LAN system password to
access WORD documents and GroupWise. Additionally, staff should
have a password to access sentry and the SHU Program.
DISPOSABLE RAZORS:
Inmates are permitted to use disposable razors to perform personal
hygiene necessities. The razors will be issued, collected, and
accounted for by the D/W SHU Range Officers. The SHU Range Officers
will conduct an audit of the disposable razors as soon as they report
for duty. The SHU Range Officers will offer and issue disposable
razors to inmates on Monday, Wednesday, and Friday.
Note: Inmates assigned to the Special Housing Unit who are on trial,
or who are scheduled to report to court, will be given the opportunity
to shave, on any day, if they request to use the razor. Always direct
the inmate to leave the razor on the food slot when he/she returns
it to you. Never allow the inmate to hand you the razor to reduce
the chance of an assault.
December 7, 2018 Sensitive But Unclassified Page 6 of 14
EFTA00108359
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SHOWERS:
The SHU #1 will ensure the appropriate entries are completed on the
inmates BP-292 when inmates are afforded the opportunity to shower.
Special Housing unit inmates will be escorted by the range officers
to the showers on Mondays, Wednesdays and Fridays. At this time the
inmates will receive hygiene supplies (toilet paper, soap, toothbrush
etc.
All toothbrushes will be no longer than three (3) inches in length.
COMMISSARY:
The approved Commissary List will be used for inmates housed in A/D
and D/S status. All Commissary slips will be forwarded to the SHU
Lieutenant for review prior to being sent to the Commissary.
LAW LIBRARY:
The SHU law library is available for the inmates. The inmate must
submit an Inmate Request to Staff Member requesting use of the law
library. The SHU #1 will place the inmate on a waiting list in the
appropriate log book upon receipt of the request. The SHU #1 will
record in the law library logbook when an inmate uses the library.
Legal material not available in the SHU Law Library can be requested
by the inmate from the Education Department. This is accomplished
by the inmate submitting an Inmate Request to Staff to the Education
Department.
SOCIAL TELEPHONE CALLS:
Inmates are permitted to use the telephone in the Special Housing
Unit once every thirty (30) days while housed in the Special Housing
Unit. An inmate will submit an Inmate Request to Staff prior to
the day he/she requests to use the phone. Additionally, inmates will
be authorized to utilize the telephone within the first 7 days of
arrival to the special housing unit. The SHU#1 will record in the
proper logbook each time an inmate is authorized to use the telephone.
LEGAL TELEPHONE CALLS:
Inmates must be permitted access to their attorneys. The inmate
will submit an Inmate Request to Staff Member to their respective
unit team. There is a Legal Telephone Log Book in the Special Housing
Unit. All Legal calls will be recorded in this log book. Legal
phone calls will be recorded by the Unit Team member affording the
inmate the call.
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EFTA00108360
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
RECREATION:
While assigned to the Special Housing Unit, inmates have the
opportunity to recreate for five hours per week. The five hours
will be broken down into one-hour increments throughout the week.
Inmate files, BP-292's, and any other pertinent information must
be reviewed prior to scheduling the inmates for recreation. Staff
must ensure all precautions are taken to prevent inmates with
SEPARATION status, REC/CELL ALONE, or Protective Custody from
recreation with other inmates.
The Recreation Officers will place the inmates in handcuffs, and
then escort them from their assigned cells to the recreation area.
The inmates will be pat searched and metal detected prior to entering
the recreation cell. The recreation cell will be secured then the
inmate's restraints will be removed. Staff will ensure the
recreation cages are searched before and after inmates receive
recreation.
**NOTE** In the event of inclement weather, e.g. cold weather, inmates
will be issued jackets or other available inclement weather clothing
for use on the recreation decks.***
COUNTS:
The following procedures will be strictly adhered to and will be
enforced by all staff. There will be no inmate movement during
Official Counts. All inmates assigned as Orderlies will be secured
in their cell during all counts. All counts will be conducted by
two staff members. All count slips will be signed in blue or black
ink by both staff members. All inmates in the unit will stand for
the 4:00 P.M. and 10:00 A.M. count. The 10:00 A.M. count will be
conducted on weekends and holidays. All official counts will be called
into the C&A Officer at ext. 6468. The SHU#1 will log the count
in the Unit Log Book.
HAIRCUTS:
Haircuts will be approved for once a month. The barber shop will
be operational on the day watch shift, on Saturdays. The inmate
will have to request a haircut via the "Request to Staff Member Form"
(cop-out). The assigned Barber will be escorted to the Special
Housing Unit. The inmate will be visually searched with the results
documented in the search portion of the TRUSCOPE program.
December 7, 2018 Sensitive But Unclassified Page 8 of 14
EFTA00108361
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INMATE ORDERLIES:
Any inmate assigned as the orderly in the Special Housing Unit must
be approved by the Captain. The SHU Lieutenant will route a memorandum
seeking the Captains approval for all orderlies. It is the SHU
Officers responsibility to ensure the SHU Orderlies are properly
supervised and accounted for at all times.
Ali staff are responsible for ensuring restrained and un-restrained
inmates do not have the opportunity to come into contact with each
other. The SHU Orderlies must be secured behind a locked door before
any inmate can be safely moved into or within the housing unit.
INMATE PROPERTY:
The SHU PROP Officer is responsible for the inmate's property while
assigned to the Special Housing Unit. The SHU PROP Officer will ensure
the property of inmates placed in SHU is reviewed, properly stored,
and accounted for in the SHU Property Room. The SHU#1 Officer will
secure all new commits to the unit property in the property cage
when no property officer is available.
MAIL:
All outgoing general Correspondence must be left unsealed with the
exception of legal mail, which will be sealed by the inmate. The
SHU Officers must review and inspect the outgoing correspondence
prior to sealing the envelopes. The staff members are searching
for intelligence, and contraband. All outgoing legal mail will be
bundled separately for the Mail Room Staff. All S.A.M.S. inmates,
also inmates on the mail monitoring list mail will be forwarded to
S.I.S. Mail will be passed out immediately following the official
4:00 P.M. count.
MEALS:
The SHU OIC will ensure all food carts are locked upon delivery to
the Special Housing Unit. Food Carts will be searched inside and
out, to prevent the introduction of contraband into the Special
Housing Unit. All meals will be counted to verify the required meals
have been delivered. Any discrepancies will be reported to the Food
Service Foreman immediately.
The meals will be properly heated and distributed by the SHU staff.
The inmate orderlies will not assist in the feeding of the unit
population in any way.
December 7, 2018 Sensitive But Unclassified Page 9 of 14
EFTA00108362
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The SHU Officers issue the meals in the unit. The cell door food
slot will be opened, food trays placed on the slot, and then secured.
Food slots will not remain open during the meal. No more than one
food slot is to be open at a time.
Staff will inspect and count all food trays and lids given to inmates
for the meal. Any food service items which goes into the cell for
the meal MUST come out of the cell after the meal. • Ensure the food
trays and lids are in the same condition as when they were delivered.
MEDICAL:
A Physician's Assistant will make daily rounds in the SHU to attend
to the inmate's medical needs. Medical requests will be telephoned
to the medical staff by the SHU #1 on an as needed basis. Medical
appointments outside the unit will be coordinated by the medical
staff through the SHU Lieutenant. The SHU #1 will ensure the Duty
PA signs the BP-292's in the appropriate section each day.
RELEASE FROM ADMINISTRATIVE DETENTION (AD) & DISCIPLINARY
SEGREGATION (DS) status:
The Disciplinary Hearing Officer (DHO) and the Unit Disciplinary
Committee (UDC) have the authority to release an inmate from SHU.
The Release Form must be completed and signed by the Captain or
designee prior to an inmate being released. This is to ensure there
are no separation issues or other security concerns which would
preclude the inmate's release. The Control Center and the C&A Officer
will be notified of all releases.
SECURITY PROCEDURES:
All inmates will be cuffed from behind prior to being moved. If
there are two inmates assigned to a cell, both inmates must be cuffed
before the cell door is opened. When preparing to move an inmate,
the escorting staff must maintain constant visual supervision of
the inmate. All offices and supply storage areas will be secured
prior to any inmate movement. If there are two inmates in a cell
then two staff will be present before opening the cell door. Both
inmates must be restrained. For those inmates deemed as Three or
Four-Man Hold, the Operations Lieutenant will be notified for
additional staff assistance prior to opening the cell. A Lieutenant
must be present when an inmate on this status is to be moved. At
no time will the number of inmates being transported from one secure
location in the unit to another exceed the number of staff present
in the unit.
December 7, 2018 Sensitive But Unclassified Page 10 of 14
EFTA00108363
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The unit food slots will not be left unsecured. Any time a food slot
is opened, a SHU Officer will be present at the food slot. If a
staff member needs to speak to an inmate, the voice box, located
on the cell door, will be utilized. If a staff member needs to provide
the inmate with documents or any approved items, the SHU Officer
will open the slot, allow the item(s) to be passed, and secure the
-slot immediately. The food slots are security devices and leaving
the slot unsecured defeats the security. During main line feeding,
one slot will be opened, the food items will be passed, and then
the slot will be secured. No more than one slot will be opened at
any time on the range.
INMATE FILES:
Upon the inmate's admission to the Special Housing Unit, the SHU
#1 will create a SHU file. All forms will be typed, and completed
in their entirety. Any discrepancies will be reported to the SHU
Lieutenant immediately.
NOTE: The SHU #1, on the morning watch shift, is responsible for
conducting an audit of the inmate SHU files each and every night.
The SHU #1 will ensure all of the required forms are contained within
each inmates SHU file. Any missing forms will be reported to the
SHU LT in the morning. Any forms the SHU #1 is able to initiate,
he/she will complete the forms to ensure the forms are maintained
in the inmates SHU file.
SPECIAL HOUSING UNIT RECORDS FORM: (BP-292)
The Special Housing Record Form shall be used to record meals,
recreation periods, and other pertinent information concerning the
inmate's confinement in SHU.
FIRE AND SECURITY CHECKS:
Officers assigned to the special housing unit are required to conduct
daily fire and security checks throughout the unit daily. The checks
will be frequent but irregular so that a pattern does not develop.
The security checks will be documented on the 30 Minute Log Book.
EMERGENCY SITUATIONS:
USE OF FORCE/USE OF RESTRAINTS:
P.S. 5566.06 states: The Bureau of Prisons authorizes staff to use
force only as a last alternative after all other reasonable efforts
to resolve a situation has failed. When authorized, staff shall
use only the amount of necessary force to gain control of the inmate.
This program statement must be read for a clear understanding of
all required procedures.
December 7, 2018 Sensitive But Unclassified Page 11 of 14
EFTA00108364
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
For inmates who are contained in a cell and present no immediate
danger to themselves or others, but are exhibiting aggression or
threatening behavior, the SHU Lieutenant or Operations Lieutenant
will be notified immediately. At no time will a cell be opened until
sufficient staff is present to control the situation.
For situations which present immediate danger to staff or inmates,
again, only the amount of necessary force to contain the inmate(s)
may be used, however, immediate request for assistance, i.e., body
alarm, triple deuces alarm, or radio will be made.
Staff are authorized to begin the videotaping of an incident without
the authorization of the SHU Lieutenant and/or the Operations
Lieutenant. Videotaping is the first step in confrontation
avoidance techniques. Many inmates calm down, and become compliant,
once the videotaping begins. When the use of force team technique
is applied, and an inmate is secured in restraints in a cell, the
SHU #1 must ensure 15 minute checks are conducted by the SHU staff
and documented on the back of the BP-292, and the 15 Minute Check
form.
The inmate must be checked by a Lieutenant, afforded the opportunity
to use the restroom, and/or turned over every two hours if he/she
is restrained to the bed (four-pointed). The checks must be
documented on the BP-292 and restraint check form. The inmate must
be checked by the Duty PA twice in an eight-hour period. The SHU
#1 will ensure this occurs and will document this occurrence on the
BP-292 and restraint check form.
Any staff member participating in an immediate use of force, a
calculated use of force, or is a victim of an assault, must submit
a supporting memorandum regarding the incident to the Operations
Lieutenant.
FIRST RESPONDER INSTRUCTIONS:
If a body alarm, deuces alarm or other institution emergency is
sounded Special Housing Unit staff will not normally respond unless
directed to by the Operations Lieutenant Staff in the Special
Housing Unit must ensure enough staff are present before attempting
to resolve any emergency in the Special Housing Unit. It will be
the responsibility of the SHU #1 Officer on every shift to ensure
the fire alarm panel is tested and is in working order. Any
discrepancies will immediately be reported to the SHU or Operations
Lieutenant.
December 7, 2018 Sensitive But Unclassified Page 12 of 14
EFTA00108365
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
If a fire alarm is sounded in the unit, staff are responsible for
checking each individual cell before clearing an alarm. If an inmate
breaks a sprinkler head in his cell, staff will turn the water to
the sprinkler head off pending repair.
Duress alarms in the unit are designated for use by inmates during
medical or other emergency situations. Staff will be required to
respond quickly to the activation of duress alarms to determine the
nature of the emergency. Any inmate who activates the duress alarm
for a nonemergency situation will be warned of the improper use of
the duress alarm system. A second false activation will subject
the inmate to disciplinary action specifically; an incident report
will be issued for code 317, failure to follow safety regulations.
VISITING PROCEDURES:
Social visits will be conducted in the 9-South visiting room. Inmates
housed in SHU, will visit on Mondays. All other inmates will conduct
their legal and social visits in the visiting rooms located on the
floor they are housed. Legal visits in SHU will beheld in the attorney
conference visiting rooms located on the third floor. High Security
inmates will visit in Special Housing unless authorization is
approved by the Captain to visit on the third floor
WORK DETAILS:
Any inmates entering the Special Housing Unit will be visually
searched upon entry into the unit. The visual search will be
documented in the TRUSCOPE program. All tools will be accounted for
and inventoried on the SHU Tool Inventory forms. The Detail Foreman
is responsible for the direct and constant supervision of their detail
inmates while working in the Special Housing Unit. At no time will
an inmate on a work detail have any contact with an inmate housed
in SHU. The arrival/departure of the inmate details will be documented
in the SHU logbook.
BAR TAPS:
The SHU #1 will ensure all bar taps are conducted on all bars and
window frames throughout the unit once a week. Bar taps will take
place on every shift. The result of the bar taps will be documented
in the TRUSCOPE program.
Hostages Situation:
IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD
APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST
CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE,
REGARDLESS OF RANK, IF TAKEN HOSTAGE HAS NO AUTHORITY.
December 7, 2018 Sensitive But Unclassified 13 — 14
EFTA00108366
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
SPECIAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
These Post Orders are issued as guidelines for Officers and are not
intended to completely describe all aspects of this post. Additional
assignments and duties maybe assigned by the shift supervisor after
assuming your post. Each officer is expected to exercise good
judgment and initiative during situations not specifically covered
by these Post Orders. All Officers are expected to execute their
duties in a competent and professional manner.
Jermaine C. , Captain Date
December 7, 2018 Sensitive But Unclassified Page 14 of 14
EFTA00108367
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
INTRODUCTION:
The General Post Orders are designed to aid each Correctional
Officer in understanding the correctional philosophy of the Bureau
of Prisons, and as a basic guide to the policy and operations within
your facility. It should be emphasized that these post orders are
not intended to be a substitute for Bureau of Prisons policy, and
should not be interpreted as such. The primary purpose is to provide
the Correctional Officer with a general review of correctional
procedures and serve as a resource to locate more detailed and
specific information. Although the information in the General Post
Orders is not classified, it will be treated as "Restricted".
Caution should be exercised to assure that this material is not
disseminated to unauthorized persons.
PERSONAL APPEARANCE:
All necessary articles of Officer's clothing are issued without
cost. (Uniform allowance) It is the officer's responsibility to
present a neat, professional appearance at all times. Only
authorized Bureau of Prisons clothing is approved for wear while on
duty of any post. If you wear a blazer, or a long sleeve shirt, you
are required to wear a tie. Shoes should be shined at all times.
All staff are required to wear the stab resistant vest which is
supplied by the Bureau.
POSTED PICTURE FILE:
The posted is picture file is reserved for inmates considered as
serious escape risks, sexually deviant, or who have a record of
extreme assaultive behavior, etc. Inmates will be placed on this
status by the SIS Department. Officers are required to review and
sign this file on a monthly basis in order to be familiar with these
inmates; especially those assigned to their work details or housing
units. The Electronic Posted Picture Files are located on the sally
port BOPWare Program for MCC New York.
POST ORDERS:
Post Orders are general instructions designed to aid the
Correctional Officer in the daily operation of each custodial post.
Each officer should review the Post Orders, prior to assuming the
post for the first time, during a quarter. The master file of the
Post Orders are maintained in the Lieutenants' Offices. A copy of
ies
the Post Orders shall also be kept on site, if adequate facilit
are available to prohibit offenders from having access to them.
and
Post Orders are to be treated as "Confidential" and kept secured
post
away from inmates at all times. No changes will be made to the
orders without authorization from the Captain.
December 7, 2018 Sensitive But Unclassified Page 1 of 29
EFTA00108368
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
EMERGENCY PROCEDURES
EMERGENCY PLAN IMPLEMENTATION: Each officer is required to review
the fifteen basic emergency plans which are located in the Command
Center. Each staff member is required to sign indicating they have
reviewed the contingency plans for the year. During emergency
situations, officers assigned to a specific area are responsible for
the accountability of all inmates and staff in their areas unless
otherwise directed.
EMERGENCY WARNING SYSTEMS: The Control Center serves as the central
receiving area for emergency warnings. The Control Center Officer
will immediately notify the correctional supervisor and other
authorized officials in order to summon help to the designated
areas.
*Any person held hostage shall be considered under duress, and any
orders issued by such person, regardless of rank, and including the
Warden, shall be disregarded.
TELEPHONE "222": This number is a system for reporting emergencies
at the institution. Whenever possible, remain on the line to relay
necessary information to the Control Center. If a situation occurs
that makes it impractical to remain on the line, be sure the
telephone is ringing the Control Center before leaving the immediate
area. This number also rings into the Correctional Supervisor's
Office. The "222" telephone system will be tested weekly.
BODY ALARMS:
"Body Alarms" should be considered only as an auxiliary to the
emergency alarm system telephone number 222, and do not supersede
the dial alarm if a telephone is convenient or appropriate to use.
Only the "general area," e.g., specific unit, can be determined by
the Control Center when this alarm is used. Officers will not
tamper with or attempt to repair the transmitter units. The body
alarm tests will be conducted in the following manner. The Control
Center Officer will contact the staff member with the body alarm
advising them that a body alarm test is being conducted. The Control
Room Officer will verify the body alarm number and direct the staff
member to activate the body alarm by depressing the red button
located at the top of the unit. Once the test has been successful
the Control Room Officer will advise the staff member that the test
was a good test, and advise them to clear the alarm and conduct a
radio test. After performing this procedure the unit is now ready to
receive radio transmissions and send an alarm to summon staff
assistance if needed.
WATCH CALLS:
December 7, 2018 Sensitive But Unclassified Page 2 of 29
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METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
The watch call is an official report that everything on an officer's
post is secure and in good order. Watch calls are made every thirty
(30) minutes from 6:00 p.m. to 6:00 a.m. All officers should
identify the watch call, and state his/her name and post. Watch
calls will be made between the hours of 6:00PM and 6:00AM by dialing
"333" using the telephone.
EQUIPMENT:
Equipment needed varies with each assignment and is outlined in the
individual Post Orders. Generally, equipment issued will be a
combination of keys, portable radio, and detail pouch. A flashlight
is required during the evening and morning watch shifts.
• Flashlight: Flashlights and batteries are issued as needed
from the Control Center and are receipted by key chits. All
morning watch and evening watch officers are required to have a
flashlight as part of the equipment for the post. Flashlights
remaining on the unit need not be receipted for with key chits.
Replacement batteries are available from the Security Officers,
on an exchange basis.
• Radios: Radios are for employee use only. Employee using
portable units normally identify themselves by stating their
name and/or location/job assignment. Radios are issued by the
Control Center and are receipted for with a key chit. Officers
will have a radio only when specific assignments require its
use. For emergencies, portable radios provide a direct contact
with the Control Center.
• Keys: Keys issued to employees will be receipted by metal key
chits. Only the necessary keys to work a specific job or
assignment will be issued. Officers carrying keys away from
the institution will be instructed to return them immediately.
Employees are responsible for the number of keys included in
any set issued to them and will never remove keys from the set.
Upon receipt of keys, each employee has the responsibility to
count the number of keys on each set.
December 7, 2018 Sensitive But Unclassified Page 3 of 29
EFTA00108370
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Detail Pouches: Each employee in charge of a detail assumes
responsibility for the custody, control and conduct of all
inmates assigned to his/her detail. Both Unit Officers and
those staff members having details will pick up their detail
pouches prior to reporting to their assignment, and are
responsible for turning them in at the end of the working day.
• Body Alarm: Unit Officers assigned to posts with body alarms
are required to carry the body alarm on their person on every
shift. If an individual is relieved from a post that is
assigned a body alarm, the relieving officer will be given the
body alarm to carry. Normally, body alarms will not be removed
or carried from the post to which assigned but should it become
necessary, the Control Center MUST be contacted and the staff
member given authorization to move with the body alarm. The
purpose of this is to allow the unit Officer to be in constant
communication with the Control Center. A check of all issued
units for proper functioning will be made at the beginning of
every shift. Further instructions in the utilization of these
transmitters will be explained in the Chapter entitled
Emergency Procedures.
KEY CHITS:
Metal key chits are used as receipts for obtaining most equipment
that you will be using. Replacement chits are available through the
Security Officer. Key chits will not be left in the Control Center
at the end of the work day, or upon return of the equipment. Paper
tags/Paper chits utilized as key chits are not authorized. Use of
any item other that a metal key chit will be subject to the approval
of the OPS LT. Temporary Chits can be obtained from the
Lieutenants' Office
SECURITY AND ACCOUNTABILITY:
Conduct daily security inspections of your entire area, paying
particular attention to any defective locks or the tampering of
locks, windows, doors, etc., and report the findings to the
Operations Lieutenant in a timely manner. Daily security
inspections of your entire area are required and are vital to the
security of the institution. Minor repairs will require a work
order to the department concerned through the Captain's Office.
Defective locks will be brought to the attention of the Operations
Lieutenant immediately. Security inspections shall be supplemented
with periodic searches by regular search teams. The searches will
be initiated by the Operations Lieutenant, under the direction of
the Captain. As a Unit Officer, you are responsible for the
accountability of your details, authorized lay-ins, and unassigned
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EFTA00108371
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates. Report all absences to the Operations Lieutenant
immediately and follow through to determine the location of the
inmate(s). If the inmate should return, notify the Operations
Lieutenant. Detail supervisors will screen carefully all individual
inmate requests to leave their assigned area. This would include
requests to go to the hospital and other areas and departments at
times other than regularly scheduled for the department activity.
Ensure that inmates in your area are authorized to be there and
require those under your supervision to remain in their area. Allow
inmates on scheduled call-outs ample time (Approx. 10 minutes) so
they may arrive at the calling department at the time specified.
INMATE DISCIPLINARY PROCEDURES
INCIDENT REPORT: Informal resolution of incidents involving
violations of institutional rules or regulations is encouraged.
However, when an officer witnesses or has a reason to believe that a
violation of institutional rules has been committed by an inmate,
the officer will prepare an incident report and forward it to the
appropriate correctional supervisor. The correctional supervisor
may informally resolve of the incident report or forward the
incident report to the Unit Disciplinary Committee for further
disposition if indicated. As these reports can be subpoenaed into
court as legal evidence, all reports must be printed in ink or
typed.
• INVESTIGATION: The investigations should be conducted within 24
hours from the time the violation is detected, unless
circumstances beyond the control of the investigator intervene.
The investigating officer will usually be a Lieutenant. The
inmate will be given a copy of the incident report by the
investigating officer at the beginning of the investigation.
The investigator should also read the charges to the inmate and
obtain the inmate's statement concerning the incident. After
thoroughly investigating the incident, the inmate does not
receive a copy of the investigation. However, should the case
be forwarded to the Unit Disciplinary Committee, ultimately,
the investigation may be given to the inmate's staff
representative for use in the presentation on the inmate's
behalf.
• UNIT DISCIPLINARY COMMITTEE: The authority to impose minor
disposition and sanction shall be delegated to staff members of
an inmate's unit. The Unit Manager will be responsible for the
membership and supervision of thee Unit Disciplinary Committee
(UDC) as set forth in the Unit Plan. The UDC can function with
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EFTA00108372
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
less than two(2) members. Where an alleged violation of
institution rules or regulations warrants consideration for
other than a minor sanction, the charge may be referred to the
Disciplinary Hearing Officer for hearing and disposition.
• DISCIPLINARY HEARING OFFICER (DHO): The DHO shall conduct
hearings and make findings, and may impose appropriate
sanctions on incidents of inmate misconduct referred to him/her
for disposition.
• OFFICER RESPONSIBILITY: All Correctional Officers should make a
concentrated effort to ensure that incident reports contain the
precise details of action(s) being reported. All facts about
the incident which are known by the officer should be recorded.
If there is anything unusual about the inmate's behavior, this
should be noted. Completed incident reports should be
forwarded to the Lieutenants' Office as soon as practical for
disposition. Further information can be found in Program
Statement 5270.07
ADMINISTRATIVE REMEDIES:
Administrative Remedies are formal complaints submitted by inmates
concerning problems they were unable to resolve through normal
channels. The inmate is to request the Remedy Form (BP-8, BP-9, and
BP-10) from the Unit Team. It is normally returned to the Unit Team
for processing, although the inmate may mail directly to the Region
or Central offices for sensitive matters.
ENFORCEMENT OF RULES AND REGULATIONS:
All staff members must be familiar with the Inmate Discipline
Program Statement. The rules and regulations must be adhered to,
with firm but fair tactics used. You may at times be able to
correct an inmate without writing an incident report. However, if
the inmate's violation of the institution's rules and regulations is
of a serious nature, an incident report must be written.
December 7, 2018 Sensitive But Unclassified Page 6 of 29
EFTA00108373
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
SECURITY INSPECTIONS
PURPOSE OF INSPECTIONS: Security inspections are necessary to
control the introduction of contraband and prevent escapes. One of
the chief duties of the Chief Correctional Supervisor is to
establish a formalized plan of inspections that will cover every
part of the institution at least once a week. In general, these
inspections include doors, locking devices, fire extinguishers,
grills, windows, building walls, perimeter walls, etc. Inspections
are required even if no discrepancies are found the day prior. All
staff will conduct inspections within their area of respons ibility
for contraband and security violations. The staff will report any
discrepancies to the OPS LT, and prepare a Minor Work Request to
correct the concern. Staff responsible for their department will
initial the security inspection form located by the control centers
indicating they have checked their area of responsibility.
SEARCHING INMATES:
The human body can serve as a potential hiding place for contraband.
For that reason, it may become necessary to strip and search an
inmate at various times. Further information regarding the proper
techniques for searching an individual can be found in institution
policy and the Correctional Services Manual. In order to prevent the
introduction of contraband, routine and unscheduled searches of
inmate's person, housing units, work areas, or other facilities used
or frequented by inmates must be conducted. This will include
thorough searches of inmate's clothing, personal property at the
time of admission; searches of inmate's person and quarters when it
is suspected he/she is concealing contraband; his/her place of work,
recreation areas on a routine or unscheduled basis as directed by
supervising personnel. Such searches may be initiated on an
individual inmate basis, or mass searches may be ordered when
contraband is suspected of being in the possession of unknown
individuals.
Pat Searches: Pat searches will be conducted on a routine basis
solely as a means to control contraband. Before a pat search is
conducted, the inmate will be asked to remove any head gear and the
contents out of his/her pockets. The head gear and personal effects
will be inspected after removal and placed out of reach from the
inmate. Male and female inmates will be pat searched in the same
manner, with the exception of the chest area. A staff member will
search the female inmate's chest area using the back of the hand.
Pat searches of the male inmate and the rest of the female inmate
will be done with the inside, (palm and fingers), of the hand. The
on
pat search will be conducted according to the procedure described
the approved Bureau pat search video tape.
December 7, 2018 Sensitive But Unclassified Page 7 of 29
EFTA00108374
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
115.15 Limits to cross-gender viewing and searches.
As of August 20, 2015, or August 21, 2017 for a facility whose rated
capacity does not exceed 50 inmates, the facility shall not permit
cross-gender pat-down searches of female inmates, absent exigent
circumstances. Facilities shall not restrict female inmates' access
to regularly available programming or other out-of-cell
opportunities in order to comply with this provision.
See the Program Statement Searches of Housing Units, Inmates, and
Inmate Work Areas, or current version of this policy.
Post assignments may not be restricted on the basis of gender.
Institutions will evaluate operational concerns consistent with
collective bargaining obligations, the Master Agreement, and other
laws, rules, and regulations. The agency will continue to comply
with Title VII and other Equal Employment Opportunity Commission
authorities in implementing this policy.
(c) The facility shall document all cross-gender strip searches and
cross-gender visual body cavity searches, and shall document all
cross-gender pat-down searches of female inmates.
Visual Search(Strip Search):
All inmates entering the institution from court, transfers or trips
out in the community, will be visually searched (strip searched),
and screened with the hand held metal detector. Inmates will also
be visually searched when leaving the institution for any reason,
including release. A thorough search of the inmate's clothing will
be completed. Except in emergency situations, all strip searches
will be conducted by a staff member of the same sex as the inmate.
At least one male and one female staff will be available 24 hours a
day to conduct visual searches.
December 7, 2018 Sensitive But Unclassified Page 8 of 29
EFTA00108375
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CONTROL OF CONTRABAND:
Each officer should make a concentrated effort to make frequent
searches of living quarters, utility corridors, and other areas in
order to eliminate contraband, giving special attention to items
which might be used in an escape attempt.
Contraband may be best defined as any item or article inside the
institution that was not issued by the institution, purchased in the
commissary, purchased through approved channels, or approved by an
appropriate staff member.
All contraband seized must be placed in the log book in the
Lieutenants' Office listing item, date and inmate. When money is
confiscated, the appropriate receipt, available from the control
center and/or ISM must be utilized. All coin and any currency is to
be confiscated and duly recorded. During regular duty hours,
contraband funds along with the confiscation forms are taken to the
Cashiers Office. During non-duty hours, the confiscated funds and
accompanying form will be placed in the night depository, located in
the control center, until the next regular working day. Contraband,
other than money, should be recorded on the Confiscation and
Disposition of Contraband form and should accompany the confiscated
articles.
SEARCHING INMATE LIVING QUARTERS:
When making a search of an inmate's living quarters, each officer
should make sure that nothing is destroyed in the process. Officers
should make every effort to return all articles to their place,
excepting things which are determined to be contraband and are
removed.
COMBINATION LOCKS:
Inmates are authorized to purchase combination locks from the
commissary for individual use. The key ways are not to be plugged;
any lock having a plugged key way will be considered contraband and
will be seized as contraband
CIM (SEPARATIONS)
All inmate movement in MCC New York is supervised by staff members.
There are serious security and safety concerns regarding the inmates
housed in MCC New York and their CIMS status. An inmate's CIMS
status is confidential and will not be shared with any inmate(s).
The unit separations roster is a sensitive, confidential item which
must be safeguarded at all times. The various inmate programs at
MCC New York are scheduled by floors. This has been arranged to
provide the inmates with a safe and secure environment during the
appropriate program. This also alleviates the CIMS concerns for each
be
program. The institution has determined separatees will not
December 7, 2018 Sensitive But Unclassified Page 9 of 29
EFTA00108376
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
housed on the same unit, therefore the programs should be clear of
all separatees. It is the Unit Officer's responsibility to ensure
all inmates are checked for CIMS concerns prior to any escort off of
the unit. The Unit Officer will check the Unit separations roster to
ascertain if the inmate's name appears on the roster. Ensure all
inmates are checked for CIMS concerns prior to any escort off of the
unit. The Unit Officer will check the unit separations roster to
ascertain if the inmate's name appears on the roster. If the
inmate's name does not appear on the roster, the inmate is cleared
to be escorted off of the unit.
If the inmate's name does appear on the separations roster, the Unit
Officer must clear the inmate prior to allowing the inmate to be
escorted off of the unit.
Inmates must be properly cleared by the Unit Officer and requesting
staff member prior to any escort. The requesting staff member must
clear all inmate movement to their area with the C&A Officer at
extension 5123. The C&A Officer must clear the inmate prior to the
inmate departing from his/her assigned housing unit. The Unit
Officer must also clear the inmate with the C&A Officer prior to
allowing any inmate to depart from the unit. Even though, the
Hospital Officer or the Visiting Room may be clearing the inmate(s),
it is the Unit Officer's ultimate responsibility to ensure the
inmate has been properly cleared. The Unit Officer must review the
Unit Separations roster and check for the inmate's name and register
number on the roster. If the inmate's name does not appear, the
inmate is cleared for movement, and you do not need to contact the
C&A Officer. If the inmate's name does appear on the Separations
roster, the Unit Officer must contact the C&A Officer at extension
6468 and clear the inmate prior to allowing the inmate to depart
from the unit.
Inmates must be properly identified and pat searched prior to
departing from the housing unit. Every inmate must carry on their
person the institution identification card. This is the means staff
utilize to properly identify the inmate. It is the Unit Officer's
responsibility to ensure the inmate has his/her identification card
on his/her person prior to departing from the unit. The number of
inmates escorted at one time on the elevator is directly related to
the number of staff available to conduct the escort. One staff
member can escort ten (10) inmates in the elevator at one time.
Anything more than ten(10), inmates in the elevator causes security
and safety concerns. During Inmate Visiting, the Intern Officers
in
and the Activities Officers will assist the Visiting Officers
of
escorting inmates to and from the Visiting Rooms. The number
December 7, 2018 Sensitive But Unclassified Page 10 of 29
EFTA00108377
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
inmates escorted through the connecting link is directly related to
the number of staff available to conduct the escort. Anytime
In-Custody inmates are escorted through the connecting link, two
staff members must be present for the escort. One staff member
positioned at the front of the escort, and the second staff member
positioned to the rear of the escort.
When an inmate is being escorted to or from the Special Housing
Unit, two staff members must be present for the escort. A ratio of
2:1 will always be maintained when escorting inmates to or from the
Special Housing Unit.
ENTRANCE PROCEDURES:
COVERAGE AND METHODS:
Entrance procedures include the control of inmates, employees,
visitors or commercial traffic entering the institution. Because of
the need for a broad knowledge of the institution and its function,
along with a thorough understanding of security requirements, only
those officers with such knowledge will normally be staffing these
posts. Constant contact with the public requires that these officers
display a neatness of appearance, ability to handle people,
tactfulness in enforcing regulations and alertness in recognizing
security hazards.
OUTSIDE INMATE DETAILS:
During normal duty hours, all outside inmate details, (Warehouse,
Building 4, Admin Orderlies, etc.,), will depart from the
institution through the Rear Gate. The inmates must be escorted
from the unit by the detail supervisor, using the inmate elevator.
The inmates must be properly identified, one detail at a time, by
the Internal Officer, in the elevator sally port, utilizing the
approved gate passes. Once the inmates have been positively
identified, the Rear Gate Officer will request for the door leading
through the 1st floor sally port to the rear dock. The detail will
be further processed by the Rear Gate Officer. All required
information will be recorded in the TRUSCOPE program. Any work
performed in the Rear Gate is considered outside of the secured
perimeter. This means any area on the rear dock to include,
Warehouse, and Trash Compactor. The Rear Gate Officer will
positively identify and properly process the inmate detail into Rear
Sally Port to perform their assigned work. If needed after normal
duty hours, weekends and federal holidays, the inmate details will
be processed through the Control Center the Operations Lieutenant
will designate a staff member to positively identify the detail, in
the elevator sally port, utilizing the approved gate passes.
December 7, 2018 Sensitive But Unclassified Page 11 of 29
EFTA00108378
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
VISITING
It is the policy of MCC New York to maintain visiting facilities for
the purpose of maintaining family ties. Because of the nature of
this facility, visits must be conducted under appropriate
supervision so that security is maintained and the visiting
privileges extended to inmates and their families are clearly
communicated. For the purpose of this policy, the term pre-trial
inmate refers to any inmate who is non-cadre, including holdovers,
treaty transfers, BICE detainees, state inmates, and any designated
inmate other than those assigned to the MCC New York Work Cadre
Unit. Staff must be able to verify the identity of visitors before
their admission into the institution. Acceptable means of
identification are, government-issued identification, passport,
state-issued photo identification (with a date of issue and
expiration) and valid drivers' license. In cases where visitors do
not have photo identification, they will be required to have three
types of identification with signatures. These need not be the sole
means of identification. However, identification cards from quick
photo places, and check cashing establishments are not acceptable
forms of identification. Tactful questioning may clear up doubtful
cases. Visitors sixteen (16) and under do not have to show
identification unless of course they appear to be older. In such
cases, if a visitor under the age of sixteen cannot provide
documentation, i.e., a birth certificate (when requested) to prove
relationship and age, the visitor will not be allowed into the
institution.
The following procedures will be in effect regarding authorized
visiting lists. Each inmate will complete a visiting list. The
visiting list will not exceed ten (10) approved visitors for pre-
trial inmates and (12) for cadre inmates. Immediate family members
and two (2) person of "meaning" will be placed on the visiting list
absent strong circumstances that preclude visiting. Immediate family
is defined as mother, father, step-parents, step-children, foster
parents, grand-children, brothers, sisters, spouse and children. As
the situation presents itself, other non-immediate family members
will be allowed to visit at the approval of the Associate Warden of
Programs (AWP).
December 7, 2018 Sensitive But Unclassified Page 12 of 29
EFTA00108379
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Further, in circumstances, when an inmate requests more than ten
visitors to be placed on their visiting list, the Unit Manager will
approve / deny any visitor exceeding the limit.
Attorney visiting can occur 24 hours a day. Attorneys may visit with
their clients (one at a time) in the 3rd Floor Attorney Conference
Room from 6:00 A.M. to 8:00 P.M. daily. They require no advance
notice.
Official visitors including attorneys, interpreters, law enforcement
personnel, probation officers, volunteers, etc. are to be searched
at the Front Entrance using the "reasonable assurance standard."
All visitors are subjected to random testing by utilizing the ION
Spectrometry Device Programk. Random selection for testing visitors
must be conducted in an impartial and non-discriminatory method.
Visitors may be tested out of random order when reasonable suspicion
exists, suggesting they've had possible involvement with illegal
substances.
Visits for Persons Not in General Population:
Inmates Hospitalized: Visitors requesting to see a designated or
pretrial/ holdover inmate who is hospitalized will be reviewed by
all pertinent staff, and the United States Marshals Service - if the
inmate is a pretrial inmate. More specifically, the Health Services
Administrator (HSA), Chief Correctional Supervisor and Unit Manager
will determine whether they should permit the visit.
When the HSA recommends against the visit, if the inmate is
suffering from an infectious disease, is in a psychotic or emotional
state, not in a condition to see visitors, or there are other
compelling health regulations that will prohibit the visit, the
Health Services Administrator or designee must explain the
situation(s) to the visiting party.
Special Housing Unit Inmates:
Ordinarily, an inmate retains visiting privileges while in the
Special Housing Unit. Visiting may be restricted via a UDC/DHO
sanction. If the restriction is not a UDC/DH0 sanction, such
restriction must be approved by the Warden. Unit 10-South social
by
and legal visits shall be non-contact unless otherwise determined
the Warden to allow contact visits.
December 7, 2018 Sensitive But Unclassified Page 13 of 29
EFTA00108380
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Non-Contact Visits:
If the Warden deems it necessary to give an inmate a non-contact
visit, the Warden will instruct the SHU Lieutenant to do so. The
visit will be conducted in the 10 South Annex visitin g room. This
visit will be directly supervised to ensure all established visiting
procedures are followed.
Clothing:
Appropriate dress is required and must be in good taste.
Excessively provocative, immodest or revealing attire is reason to
deny a visit. Visitors over the age of 12 will not be allowed into
the institution in skirts, shorts, or dresses exceeding three inches
above the kneecap in length. Bathing suits or any type of swim wear
will not be permitted in the institution. See-through clothing,
revealing sleeveless garments, halter tops, tube tops, tank tops and
any kind of top that reveals the midriff area, low-cut shirts or
blouses, revealing front and backless clothing, skin-tight clothing,
spandex clothing, leotards, and sweat pants are NOT permitted. Any
pants with holes in the knee or buttocks area are also prohibited.
Additionally, hooded shirts of any kind, hats, caps, and head scarfs
(except for religious reasons) are also prohibited. All visitors
are required to wear footwear (no shower shoes of any kind) and
undergarments (including bras for females). In accordance with OSHA
guidelines, Visitors shoes are to be "closed toed" and have a strap
around the heal of the foot. The front lobby officer will not
permit visitors to wear jackets or blazers up to the visiting room.
Inmates are responsible for advising their visitors of the dress
requirements for visitation. Only a Correctional Supervisor and
Institution Duty Officer may deny visits for noncompliance.
Inmates' attire for visiting includes jumpsuit and bus shoes for
pre-trial males; females must wear the blue uniform and bus shoes;
cadres must wear khaki uniforms with institutional shoes. A random
selection of visitors will be tested with the Ion Spectrometry
Special Visit Requirements:
At times, Clergymen, former or prospective employers, sponsors and
parole advisors may request special visits. They must make these
requests in writing with sufficient advance notice (72 hours). The
request will be reviewed by the Unit Manager for approval.
December 7, 2018 Sensitive But Unclassified Page 14 of 29
EFTA00108381
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
• Business Visitor. The Warden has the final authority on the
admittance of business visitors and should be notified through
the chain of command. Except for pretrial inmates, an inmate is
not permitted to engage actively in business or profession.
All questions regarding a business visitor should be addressed
to the duty Lieutenant and Institution Duty Officer.
• Consular Visitors. When it has been determined that an inmate
is a citizen of a foreign country, the Warden must permit the
consular representative of that country to visit on matters of
the legitimate business. After a request has been submitted
from the inmate or consulate, a memorandum should be generated
from the inmate's Unit Team for the Warden's approval. Once
approved, a copy should be maintained in the Lieutenant's
Office and the Front Lobby.
• Representatives of Community Groups. The Warden is the
approving authority on visits from representative of Community
based Groups. A memorandum should be generated and sent
through the Chief Correctional Supervisor, Associate Warden, to
the Warden for approval. .Once approved, a copy should be
maintained in the Lieutenant's Office and the Front Lobby.
• Minister of Record/Clergy. An existence of an established
relationship prior to confinement for visitors does not apply
to visitors in this category. These visitors ordinarily
provide assistance in release planning, counseling, and
discussion of family problems.
• Minister of Record An inmate must submit in writing their
request to be approved for a visit from his Minister of Record.
They must submit their request to the Chaplin. An inmate may
only have one minister of record on his/her visiting list at a
time. The Minister of Record does NOT count against the total
number of authorized regular visitors/ social visitors.
Clergy An inmate must submit in writing their request to be
approved for a visit from clergy. Visits from clergy (other than
the Minister of Record) will be in accordance with the general
visitor procedures, and WILL count against the total number of
regular visits allowed. On both visits, an approved memorandum will
be forwarded through the Chief Correctional Officer and posted in
the Lieutenant's Office and the Front Lobby
December 7, 2018 Sensitive But Unclassified Page 15 of 29
EFTA00108382
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Children under the age of sixteen (16) who are placed on the
visiting list must be accompanied by an adult who is also an
approved visitor. A brief embrace and kiss is permitted when an
inmate greets their visitor/child. The same applies upon
termination of the visit. During the visit, any physical contact
other than hand holding will be considered improper and is
prohibited. Children are not permitted to be seated on inmates lap
during the course of their visit. Visits with children are to take
place only between the inmate identified on the official visiting
form and the child listed on the official visiting form with the
child's parent or guardian present.
TOOL CONTROL
• PURPOSE OF TOOL is the policy of the Bureau of
CONTROL: It
Prisons to maintain strict control and accountability of tools
used and in storage at all institutions. Tool Control procedures
are imperative for the following reasons: to provide a tool in
good repair for the job at hand, to improve the general
appearance of the shop or working area, and to prevent tools from
being used to effect escape or assault.
• CLASSIFICATION OF TOOLS: All tools are classified as Class AA;
Class A; or Class B. The Class AA group includes tools
considered too dangerous to leave inside the institution. The
Class A group includes tools most likely used in escape, or to do
bodily harm to personnel or other inmates. The Class B group
includes those of a less hazardous nature.
All tools, where possible, shall be stored on a shadow board as
follows:
• All class "AA" tool shadow boards will have a white background
with a bright (curb) yellow silhouette of each tool.
• All Class "A" tool shadow boards will have a white background
with a red silhouette of each tool.
• All Class "B" tool shadow boards will have a white background
with a black silhouette of each tool.
December 7, 2018 Sensitive But Unclassified Page 16 of 29
EFTA00108383
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
STORAGE AND SUPERVISION OF CLASS "AA" TOOLS:
Class "AA" Tools must be removed from the institution at the end of
each work day, stored in a combination locked safe in a Class "A"
Tool Room, stored in the armory, or turned into the control center.
Class "A" Tools must be stored in a metal cage or a class #1
concrete walled room physically separated from Class "B" Tools
behind two (2) locked doors. When the Class "A" Tool Room is inside
the Class "B" Tool Room, the lock on the Class "B" Tool Room serves
as one (1) of the two (2) required locks for the Class "A" Tool
Room. Supervision of Class "AA" Tools will be under constant visual
supervision.
STORAGE AND SUPERVISION OF CLASS "A" TOOLS:
Class A tools will be kept on a shadow board in a locked room or
cabinet. This storage area will be separate and secure from the
Class B tools storage area. Only employees are authorized to issue
and draw Class A tools from the Tool Room or places of storage.
Class A tools will be under the supervision of an employee at all
times. Inmates are not permitted to carry them about the
institution without an employee escort nor use them without
supervision. A complete inventory of Class A tools will be made at
the beginning of the workday, before the detail is released for
dinner and at the end of the workday. When a Class A tool is lost
or misplaced, the Chief Correctional Supervisor will be notified
immediately. All inmates who may have had access to the tool will
be held at the work location until a thorough search has been made.
STORAGE AND SUPERVISION OF CLASS "B" TOOLS:
All tools not in the Class A or Class AA categories will be
considered to be Class B tools. All Class B tools are under the
supervision of the employees and must be accounted for at the end of
the work day. These tools must be issued to inmates, in the presence
of their supervisor. All Class B tools must be gathered from the
work area and moved to the storage area at the end of the work day.
When a Class B tools is lost or misplaced, a search for it will be
initiated and a written report will be made to the Chief
Correctional Supervisor and the department head covering the details
of the loss at the end of the day.
December 7, 2018 Sensitive But Unclassified Page 17 of 29
EFTA00108384
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
TOOL INVENTORIES:
Up-to-date inventories will be kept by all shops, industries, school
and any other person having tools issued to them or stored under
their supervision Unit Officers having items such as scissors, etc.,
on the unit should be particularly careful as to the whereabouts and
the accountability of these items. The Tool Room Officer will
maintain a record of all tools in possession of the institution.
BROKEN OR WORN-OUT TOOLS:
Broken or worn-out tools will be removed from the shadow board and
returned to the Central Tool Room for replacement. If it is
determined that they cannot be surveyed and replaced , Class A tools
such a saw blades, etc., requiring replacement, will be returned to
the Central Tool Room for disposal.
FOOD SERVICE TOOLS:
A knife and tool equipment cage with a shadow board and adequate
locking device shall be located in the Food Service Department. All
hazardous knives and tools will be marked with an identification
symbol. All knives will be chitted out of the knife cage and
attached to the cutting table by the responsible employee. The
accountability of the knives will be checked at frequen t interva ls
during the shift and at the end of the day.
CONTROLLED FOOD ITEMS:
Special attention must be given to food items such as yeast, nutmeg,
fruits, and fruit juices. Of this group, yeast shall be locked in a
secure box in a refrigerated area. An inventory shall be kept,
indicating the date and quantity of issue, receipts, the balance on
hand, and the initials of the responsible employee. Yeast shall be
dispensed only by the Food Service employee and kept under strict
supervision.
CONTROL OF HAZARDOUS AND POISONOUS CHEMICALS:
Inventories will be maintained of all poisonous and toxic fluids
used in the institution, such as narcotics, wood alcohols, methyl-
alcohol, ditto fluids, acids, gases etc. These items will be stored
in a locked cabinet and will be drawn by an employee only, when
authorized by the department supervisors. The issuing office will
record the date, time, amount, and who received the item.
December 7, 2018 Sensitive But Unclassified Page 18 of 29
EFTA00108385
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
KEY AND LOCK CONTROL
POLICY: It is the policy of the Bureau of Prisons to maintain proper
control of keys and locks at all times. The purpose of this is to
establish procedures for control and inventory of institution keys
and locks. Further detailed information can be obtained by
referring to BOP Program Statements.
All keys authorized for daily use will be stored on the Control
Center key board when not in use. Sets of keys are identified by
letter and number with the number of keys in that set indicated.
Two listings of key locations identifying active and emergency keys
can be found in the Control Center and in the office of the Security
Officer.
RESTRICTED AND EMERGENCY KEYS:
Restricted keys have blue/black tags on the keyboard in the Control
Center. The Watch Supervisor will be notified when it becomes
necessary to draw keys for a department or post other than his/her
assigned are, or to a restricted area, such as the commissary,
storeroom, etc: The officer will prepare a Restricted Key Form
indicating the purpose for entering such area. Emergency keys or
red-lined keys will be issued only at the direction of the Warden,
Chief of Correctional Services, Associate Warden, Watch Supervisor
or the Institution Duty Officer. Acting positions may delegate the
drawing of keys for a specific time period via memo through the
Captain.
HANDLING OF KEYS:
Keys will be carried on a ring which is securely fastened to a chain
affixed to the belt of the officer. Discussion of key numbers and
reference to their use will be avoided in the presence of inmates.
Keys should never be carelessly thrown around, dropped, or left
unattended, etc. Always personally hand the keys to your relief so
they remain in the personal possession of the officer at all times.
Each officer has the responsibility to count the number of keys on
each set to ensure that all keys are present. Inmates will never be
permitted to handle keys designated for employee use at any time, or
under any circumstances. Should an employee take keys home, the
keys must be brought back to the institution immediately.
December 7, 2018 Sensitive But Unclassified Page 19 of 29
EFTA00108386
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
LOST OR MISPLACED.KEYS:
If a key or a set of keys is lost or misplaced, the officer will
immediately report it to the Watch Supervisor by telephone or in
person so that adequate safeguards may be placed in effect. The area
the keys were last in will be immediately secured and all inmates in
the area will be searched. This will be followed by a written report
to the Chief of Correctional Services as soon as circumstances
permit.
REPLACEMENT OF BROKEN OR DAMAGED KEYS:
Whenever a key is broken or damaged, the employee concerned will
submit a request for replacement to the Security Officer. All parts
of the broken key will be retrieved from the key way immediately to
prevent inmates from gaining access to them. A replacement key will
be issued by the Security Officer in accordance with established
procedures. If the key is broken or damaged and immediate
replacement is needed, the Watch Supervisor will be notified and
will take appropriate action. If it is not possible to retrieve the
broken portion from the lock, the employee will remain at the lock
until the broken portion can be retrieved.
REQUEST FOR REMOVAL AND ADDITION OF KEYS:
When it becomes necessary for a new key to be added to your key
ring, submit a Security Work Request to the Chief Correctional
Supervisor for approval and signature, stating the reason the key is
needed, your key ring number and the institution key number if
possible. If a key is no longer needed, submit a Security Work
Request to the Security Officer.
INMATE URINALYSIS PROGRAM:
Urine Surveillance and Narcotic Identification, inmate urine samples
will be taken at different hours (early morning, noon, late
evening). Therefore in order to accomplish this a weekly urinalysis
test roster has been established for all inmates that fall under the
random testing roster. It is critical that when inmates are
notified for UA testing that they are not left unsupervised. They
must be watched from the time of notification until they report for
testing at the Lieutenants Office. It is also imperative that when
conducting a UA test of an inmate that the subject is also tested
for alcohol by using the Alco-Sensor III.
December 7, 2018 Sensitive But Unclassified Page 20 of 29
EFTA00108387
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
CALL-OUTS:
Sufficient copies of the master call-out sheet for distribution to
all units will be copied and forwarded to the Control Center Officer
so that the Morning Watch Control Center Officer can place one in
each detail pouch. Extra copies of the call-outs will be placed at
the detail pouch cabinet. Unit officers will post the call-out in
the housing units.
The employee who places an inmate on call-out must ensure the
requested inmate arrives at the specified time. If the inmate does
not arrive as scheduled, the requesting staff member shall contact
the staff member responsible for the inmate's accountability. If
the inmate(s) is/are found to be in an area other than the assigned
callout area, it is the responsibility of the staff member(s) or
department that has placed the inmate(s) on call-out to prepare an
incident report for the inmate's failure to report to call-out. If
efforts to locate the inmate fail, the inmate shall be immediately
reported to the shift lieutenant as missing and appropriate action
initiated to locate the inmate.
CELL ASSIGNMENT - SEXUAL OFFENDER/PROTECTIVE CUSTODY
Cell assignments will be determined in an methodical manner. This
involves the SHU Lieutenant and OIC, Psychology staff, Unit Team as
well as Investigative staff, in determining suitability of cellmates
for inmates in protective custody and/or sexual offenders. Most
inmates do not like to be housed with sexual offenders or protective
custody inmates. Housing the wrong inmates with sexual offenders or
protective custody inmates, can lead to serious assaults and/or
homicide. Inmates cannot be allowed to choose their roommates, but
it is understood that some inmates may be better housed with inmates
of like backgrounds/affiliations, than arbitrarily housing the
inmates without considering all variables. As noted earlier,
protective custody and sexual offenders will be screened thoroughly.
If there are no single cells available, this review will be crucial
in minimizing the potential for assault.
HIGH RISK LIST
During the weekly SHU meeting, the Warden will be provided a list of
those inmates who are considered high risk from a psychological and
management stand point. The Captain and Chief Psychologist should be
responsible for generating this list. This list will be provided to
the Lieutenants' office and the Duty Officers so they are informed
should a high risk inmate act out and be in need of medical or
psychological attention.
December 7, 2018 Sensitive But Unclassified Page 21 of 29
EFTA00108388
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Additionally, the Captain should inform the Warden of any camera
malfunctions, plumbing problems, or issues that may cause problems,
as well as the corrective actions taken/attempted to rectify these
issues. Inoperable security equipment, during serious incidents,
prevents staff from being able to record and or/view the incident
for possible prosecution or administrative action.
SUICIDE PREVENTION INFORMATION
BOP HIGH RISK GROUPS
• New Inmates - The first few hours and days after admission can be
critical. Newly incarcerated inmates may experience feelings such
as shame, guilt, fear, sadness, anger, agitation, depression,
relationship problems, legal concerns, hopelessness, and
helplessness, which can contribute to increased suicide risk.
• Protective Custody - Inmates who volunteer to enter protective
custody are at high risk for suicide, especially during the first
72 hours in SHU. These inmates should be referred to psychology
services immediately.
• Long-term Protective Custody Inmates - These inmates are
particularly vulnerable to depression that can lead to a suicide
attempt, and should be monitored closely while they are in SHU.
• Inmates Taking Medication for Mental Health Reasons - These
inmates are vulnerable to developing suicidal thoughts and
attempting suicide by overdosing on their medication. Inmates on
medication should be monitored to make sure they are not hoarding
medication. Any signs of distress, deterioration in hygiene, or
sudden changes in behavior should be reported to psychology.
FACTORS THAT CAN INCREASE THE PROBABILITY THAT AN INMATE
MAY BECOME SUICIDAL:
Mental Health Factors
History of mental illness
1. Is the inmate depressed, actively psychotic?
2. Has the inmate been compliant with psychotropic medication?
3. Have there been changes in eating, sleeping, hygiene, weight,
recreation, activity level?
Prior suicide attempt
1. How lethal was the attempt?
2. How many attempts have been made?
December 7, 2018 Sensitive But Unclassified Page 22 of 29
EFTA00108389
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Inmate's current mood, affect, and behavior
1. Is the inmate emotionally upset, angry, and easily agitated?
2. Are the inmate's thoughts clear and goal directed (vs.
delusional or psychotic in nature)?
3. Is the inmate depressed, has there been a recent loss?
4. Has hopelessness persisted even after the depression has
lifted?
5. Has the inmate given away property, revised a will, or
requested a phone call to say his goodbyes?
Medical Condition(s)/Chronic Pain
1. Does the inmate have a chronic life threatening medical
illness?
2. Has the inmate's overall health diminished recently?
3. Is the inmate experiencing pain or other negative symptoms?
Relationship Difficulties
1. Has the inmate received a Dear John letter?
2. Have communications and or visits decreased?
3. Has there been a change in the relationship?
Situational Factors
1. Legal issues - pending indictment; loss of appeal to reduce
sentence.
2. Difficulties with staff or other inmates.
3. Gambling debts, drugs.
4. Ending of a close relationship with another inmate.
5. Possible victim of a sexual assault.
REPORTING AND DOCUMENTING INMATE BEHAVIOR
Report Your Concerns: Any inmate behavior(s) that is questionable
and may reflect a change in mental health status should be reported
to the Shift Lieutenant immediately.
During non-working hours: Inform the Shift Lieutenant of any
questionable inmate behavior. He/she will determine if the on-call
psychologist needs to be contacted.
Segregation Log Book: Any changes in inmate behaviors should be
noted in the TRUSCOPE program. A detailed note regarding the
observed behavior is advisable. Documenting in the TRUSCOPE program
serves two purposes. First, the entry serves as a means of
communication for other staff members. Second, it provides an
accurate account of activity during your shift. Documentation
should be neat, legible, and professional.
December 7, 2018 Sensitive But Unclassified Page 23 of 29
EFTA00108390
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
RESPONDING TO A SUICIDE EMERGENCY
A Segregation Officer observing an inmate in the act of committing
suicide, causing other self-injurious behavior, or who appears to
have committed suicide will call for back-up before entering the
cell. The officer will notify the Control Center and the
Lieutenant's Office by radio of the situation and request immediate
back-up. BACK-UP MUST BE PRESENT IN ORDER TO ENTER A CELL. The "cut-
down" tool is located in the storage closet on a shadow board. It is
the #1 officer's responsibility to locate this item at the start of
the shift. This tool is only authorized to be used in emergency
situations. Miscellaneous use of this tool is not permitted and will
result in dulling the blade of the tool. In the event an inmate
commits suicide, the scene of the suicide will be treated in a
manner consistent with the investigation of an inmate death. All
measures necessary to preserve and document the evidence needed to
support subsequent investigations will be maintained or otherwise
adequately recorded.
SEXUAL ASSAULT PROTOCOL
Reporting
In all cases of reported sexually abusive behaviors (e.g., from
alleged victim, staff, and/or "third party") the following will
occur:
The Operations Lieutenant will be notified immediately and he/she
will:
• Immediately safeguard the inmate (which will vary depending on
the severity of the alleged sexually abusive behavior and could
range from monitoring the situation, changing housing
assignments, changing work assignment, placing alleged victim
and perpetrator in Special Housing, etc.);
• Promptly refer all inmates reported or suspected of being the
victim of sexually abusive behavior to Psychology Services for
assessment of vulnerability and treatment needs;
• During business hours, ensure that the SIS, Chief of
Correctional Services, Program Coordinator, and Warden are
notified; and During non-business hours, ensure that the SIS,
Chief of Correctional Services, Program Coordinator, Duty
Officer, and the on-call Psychologist are notified.
• The Program Coordinator will review the psychological
assessment and other relevant factors and make a determination
as to whether or not to proceed with the full activation of the
Response Protocol.
December 7, 2018 Sensitive But Unclassified Page 24 of 29
EFTA00108391
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Responding
Not all allegations of sexually abusive behavior will require full
activation of the Response Protocol. In some cases, the Program
Coordinator will determine that there is not sufficient reason to
proceed (e.g., the alleged victim credibly recanted; the alleged
perpetrator was not in the institution on the date of the
allegation, the inmates involved independently report a non-coercive
sexual encounter, etc.) and the Response Protocol may be terminated.
In cases where more information is needed, or in cases where there
is a credible and serious allegation or instance of sexually abusive
behavior, the full Response Protocol will be implemented. Once the
Program Coordinator determines that the intervention should
continue, a sensitive and coordinated response is necessary.
Services will be provided in an environment that meets both security
and therapeutic needs. The full Response Protocol, monitored by the
Program Coordinator, involves the following components:
Protection
All appropriate staff will consult and determine the actions to be
taken to prevent further sexually abusive behavior both to the
alleged victim (e.g. change in work assignments, change in housing
assignment, closer supervision, protective custody, transfer, etc.)
and/or by the alleged perpetrator (e.g., remove from compound,
change housing assignment, etc.).
The Captain will ensure that a STG category of "V SA UNV" is entered
into SENTRY, and in instances where an inmate perpetrator is
alleged, will enter the STG category of "P Rh UNV" for that inmate
(See Section 13.b. for further details).
PSYCHOLOGICAL:
Psychology staff are responsible for crisis intervention, assessment
of treatment needs, documentation of the evaluation results,
treatment, psychiatric referral, and/or other treatment options
related to the alleged victim. In addition, Psychology staff provide
guidance to Unit Management and Community Corrections staff
regarding an inmate's post-release mental health needs. Inmate
perpetrators (or alleged perpetrators) of sexually abusive behaviors
will be referred by the Operations Lieutenant to Psychology
Services. Inmates considered high-risk for sexual re-offending may
be referred to specialty treatment and/or management programs,
individual or group counseling, or may be managed through standard
correctional techniques.
December 7, 2018 Sensitive But Unclassified Page 25 of 29
EFTA00108392
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
If an inmate perpetrator is determined in need of treatment services
and refuses treatment, Psychology Services staff will document the
refusal and place it in the medical section of the Inmate Central
File and notify the referring staff of the refusal. Documentation of
treatment compliance or refusal ensures continuity of care within,
between, and outside the Bureau.
Examination
Medical staff are responsible for examination, documentation, and
treatment of inmate injuries arising from sexually abusive
behaviors, including testing when appropriate for pregnancy, HIV and
other sexually transmitted diseases (STDs). Where indicated, medical
staff, trained in the collection of sexual assault evidence (i.e.,
"rape kit") should conduct an examination for physical evidence
which may be used later in formal investigations. At institutions
where Health Services staff are neither trained nor certified in
sexual assault evidence gathering, the inmate will be examined at
the institution by trained health care professionals from the local
community or at the local community facility equipped (in accordance
with local laws) to evaluate and treat sexual assault victims.
Prophylactic treatment and follow-up for sexually transmitted
diseases will be offered to all inmate victims, as appropriate.
Whenever an inmate is referred to Health Services for examination
and treatment of injuries related to sexually abusive behavior,
staff will encourage the inmate victim to complete an Inmate Injury
Assessment and Follow-up form (BP-S362) as required by the Program
Statement on Patient Care.
Investigation
In cases where the full Response Protocol is activated, staff are
trained to investigate allegations of sexually abusive behavior
thoroughly. The information concerning the identity of the alleged
inmate victim and the specific facts of the case are limited to
those staff who need-to-know because of their involvement with the
victim's welfare and the investigation of the incident. This is
important not only to preserve the victim's privacy but also to
preserve maximum flexibility to investigate the allegations.
Initial Notifications:
Upon activating the full Response Protocol, the investigation phase
is initiated and the following notification(s) will be made:
Inmate Perpetrator on Inmate Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against another inmate, the Special Investigative
Agent (or SIS) will be notified immediately.
December 7, 2018 Sensitive But Unclassified Page 26 of 29
EFTA00108393
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Staff Perpetrator on Inmate Victim:
In the event that a staff member is alleged to have perpetrated
sexually abusive behavior against an inmate, the Warden will be
notified immediately. The Warden will notify the Regional Director
and the Office of Internal Affairs (OIA), who will in turn notify
the Office of the Inspector General (OIG), and when appropriate,
will notify the Federal Bureau of Investigation (FBI).
Inmate Perpetrator on Staff Victim:
In the event that an inmate is alleged to have perpetrated sexually
abusive behavior against a staff member, the SIA/SIS will be
contacted immediately with follow-up notification to the Warden.
Crime Scene Preservation:
The staff first responder will preserve the crime scene. SIS staff
will be responsible for collecting information/evidence. The
investigation, in coordination with the agency to which the case may
be referred, will follow the guidance given in the Special
Investigative Supervisor's Manual that outlines gathering and
processing procedures.
Physical Evidence Collection:
When there is a report of a recent Rape or Sexual Assault with an
Object, or there is a strong suspicion that a recent, serious
assault may have been sexual in nature, a thorough physical
examination of the alleged victim - to include a "rape kit" will be
completed immediately. Physical evidence collection may also include
an examination of, and collection of physical evidence from the
suspected perpetrator(s).
After Action Reviews of Violent Sexual Assaults:
Following any incident of Rape or Sexual Assault with an Object, the
Warden, Program Coordinator, Chief of Correctional Services, Health
Services Administrator, and Chief Psychologist will meet and review
the incident. This review is to assess the reasonableness of the
actions of staff following the incident, to ensure the security and
treatment needs of the inmate victim have been addressed adequately
and the management and investigation of the inmate or staff
perpetrator is progressing appropriately. Within two working days
after the initial reporting of the Rape or Sexual Assault with an
Object, a written report highlighting the relevant facts should be
produced and the Warden or designee will personally attest by his or
her signature that the review has taken place and that the steps
taken by staff were either appropriate or inappropriate. A copy of
this report will be forwarded to the Regional Director.
December 7, 2018 Sensitive But Unclassified Page 27 of 29
EFTA00108394
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Consideration for staff impacted by the incident is necessary.
Arrangements for debriefing affected staff and referral to
appropriate services to mitigate the stress associated with these
events should be offered.
Administrative Disciplinary Process and Prosecution:
In keeping with this "zero tolerance" policy, perpetrators of
sexually abusive behavior will be disciplined and/or referred for
prosecution.
Tracking Sexually Abusive Behavior:
Tracking and analyzing the incidents of sexually abusive behavior
are critical to the safety and management of inmates and the
security of all Bureau facilities. Monitoring these incidents allows
the Bureau to assess the effectiveness of current policy and
procedures in regard to the extent of sexual victimization. To
ensure full and accurate reporting and analysis, the SIS will
maintain secure investigative files which include data on:
• The victim(s) and perpetrator(s) of sexually abusive behavior;
• Crime characteristics;
• Formal and/or informal action(s) taken;
• All collateral reports, supporting memoranda, and videotapes;
• Medical forms; and
• Any other evidentiary materials pertaining to the allegation.
The Office of Internal Affairs will report the cumulated data on the
inmate victims of staff and inmate sexually abusive behavior to all
Chief Executive Officers and the Psychology Services Administrator
at the end of each quarter and at the end of each fiscal year.
SUICIDAL SITUATION IN SHU OR THE HOUSING UNITS:
If you are the first person to notice an inmate hanging, you should
call for staff assistance (Operations Lieutenant & Control
Center)and remain calm and wait until sufficient staff and
Lieutenant arrive prior to handcuffing the inmate=s cell mate(s)
(if applicable) and unlocking the cell door. If feasible, obtain
protective equipment from the above mentioned areas. Cut the inmate
down, protecting the head and neck area. Always administer life-
saving procedures.
December 7, 2018 Sensitive But Unclassified Page 28 of 29
EFTA00108395
METROPOLITAN CORRECTIONAL CENTER
NEW YORK, NEW YORK
GENERAL POST ORDERS
SPECIAL HOUSING UNIT
THIS IS NOT AN ARMED POST
Post Orders, the TRUSCOPE program and log books are confidential
documents and should never be left unattended or in an area accessible
to inmates. Post Orders must be secured at all times when not in use
by staff.
It is the responsibility of the employee to inform the employer of the
fact they have not been able or afforded the opportunity to read such
orders. The employer will then advise the employee of the general
requirements of the post, and answer any questions.
Employees assuming posts under these circumstances still have the
responsibility of exercising sound correctional judgment based upon
their training and experience and will make reasonable efforts before
assuming your post.
After reading the post orders, the employee must sign and date the
Post Order Review Sheet which is located in Section 5 of this
document. These post orders are not intended to describe in detail all
the officers' responsibilities. Good judgment and common sense are
expected in all situations not covered in these post orders.
NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S)
SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR
FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO
CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN
HOSTAGE, REGARDLE S-OF RANK, HAS NO AUTHORITY.
/2/Vie
Jermai Darden, Captain Date
December 7, 2018 Sensitive But Unclassified 29 of 29
EFTA00108396
INSTITUTIONAL SUPPLEMENTS/PROGRAM STATEMENTS
FIREARMS AND BADGES P.S. 500.13
INMATE ACCOUNTABILITY I.S. NYM 5511.06
INMATE PERSONAL PROPERTY Z.S. NYM 5580.07
SECURITY INSPECTIONS I.S. NYM 5500.13
TOOL CONTROL Z.S. NYM 5500.13
MAIL MANAGEMENT P.S. 5800.16
VISITING PROCEDURES I.S. NYM 5267.08
INMATE CORRESPONDENCE I.S. NYM 5265.14
ALCOHOL SURVEILLANCE/TESTING I.S. NYM 6590.07
ENTRANCE PROCEDURES I.S. NYM 5500.13
INMATE TELEPHONES P.S. 5264.08
...ON SCREENING P.S. 5522.02
SEARCHING/DETAINING PERSONS P.S. 5510.15
SEXUAL ABUSE PREVENTION/INTERVENTION P.S. 5324.12
INMATE DISCIPLINE P.S. 5270.09
SPECIAL HOUSING P.S. 5270.10
SUICIDE PREVENTION P.S. 5324.08
SEARCHES OF HOUSING UNITS/INMATES AND WORK AREAS P.S. 5521.06
ESCORTED TRIPS P.S. 5538.07
USE OF FORCE/APPLICATION OF RESTRAINTS I.S. NYM 5566.06
POSTED PICTURE FILE P.S. 5510.13
HUNGER STRIKES P.S. 5562.05
ESCAPES DEATH NOTIFICATIONS P.S. 5553.07
EFTA00108397
PS 5500.14
10/19/2012
Chapter 7, Page 1
CHAPTER 7
FIREARMS AND BADGES
700. DEFINITIONS. Probable cause, reasonable determination, or
reasonable belief means facts and circumstances known to the
employee at the time of the use of firearms that would cause a
reasonable employee to conclude that the action is appropriate.
701. CARRYING OF FIREARMS. Title 18 U.S.C. § 3050, authorizes
the Attorney General to prescribe rules and regulations relating
to the carrying of firearms by Bureau officers and employees.
This authority is delegated to the Director in 28 CFR 0.96(o).
When approved by the Warden, institution staff are permitted to
carry firearms when:
• transporting inmates,
• assigned to escape posts, and
• assigned to security posts which require firearms as
standard issued equipment.
Carrying or the use of personal or privately owned firearms while
on duty is prohibited.
Post orders, riot plans, and escape plans will include
instructions for carrying firearms.
a. Duty Assignment. Employees must not be assigned to duties
that require the carrying of firearms prior to successfully
completing the firearms familiarization training course.
b. Staff Qualification. New employees must noL be assigned to
posts requiring the carrying of firearms before completing the
Introduction to Correctional Techniques Training at the Federal
Law Enforcement Training Center.
In extraordinary circumstances, an exception may be made for an
employee who has completed the local firearms familiarization
training with written approval of the warden and Regional
Director.
c. Re-qualification. Staff must complete satisfactorily the
Bureau's approved firearms training course each year. Allowances
will be made in accordance with applicable laws, rules, and
regulations.
EFTA00108398
PS 5500.14
10/19/2012
Chapter 7, Page 2
Chaplains, dentists, physicians, and other positions which the
Director specifically exempts from carrying firearms are not
required to complete the firearms familiarization training
conducted at the institution and Staff Training Academy.
d. Other Use of Firearms. Only the Director or Director's
designee may authorize, in writing, Bureau staff to carry
Government-issued firearms for purposes not expressed in this
Program Statement.
702. USE OF FIREARMS. Firearms must be used only when deemed
necessary for the following Law Enforcement purposes:
• Prevent escapes;
• Prevent loss of life or serious physical injury;
• Drntant einnarnmortl - Itnesr, flororm'in=l-Inr. that
• --r -
the damage or loss of property would contribute
directly to an escape, loss of life, or serious
physical injury; and
• Maintain or restore control of a correctional
institution.
The use of firearms is prohibited if force other than firearms
appear reasonably sufficient to accomplish law enforcement
purposes. Examples are, but not limited to:
• Prevention of escape;
• Prevention serious physical injury; and
• Restoration of control in a correctional institution.
The necessity to use firearms arises when all available means of
achieving the law enforcement purpose have failed or are likely
to fail.
An employee is not required to jeopardize personal safety or the
safety of others before using firearms to prevent serious
injuries/bodily harm or death.
If use of firearms is deemed necessary, staff must shoot the
subject with every intention of hitting "center mass" to ensure
the subject is stopped.
EFTA00108399
PS 5500.14
10/19/2012
Chapter 7, Page 3
Staff will not attempt to shoot a limb which creates a lesser
chance of stopping the subject and may pose a danger to staff,
other inmates, or persons in the community. Firearms must not be
used solely to disable moving vehicles or aircraft. Firearms
will only be used against the driver or other occupants of a
moving vehicle when the:
• Employee has a reasonable belief that the subject poses an
imminent danger of death or serious physical injury to the
employee or others.
• Public safety benefits of using such force outweigh the
risks to the safety of the employee or others.
As soon as practicable, medical attention must be provided to any
persons injured during an incident involving use of firearms.
•
• ,
Lascaa.mo ves.s.1 if Luc cmpswycc
akin VC UJCIL
escapee as an inmate sentenced under the Juvenile Justice and
Delinquency Prevention Act.
a. Escape Prevention. The use of firearms is authorized when
deemed necessary to prevent an escape in the following
situations.
(1) Perimeter Walls. At institutions secured with
perimeter walls, prior to using firearms, staff must reasonably
believe that an inmate has the capability to escape.
For example, the inmate may be carrying items that could be
used to perpetrate an escape, such as, but not limited to, a
ladder, grappling hook, or rope, suggesting an intent to escape.
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
•
(2) Multiple Perimeter Fences. At institutions secured
with multiple perimeter fences, prior to using firearms, staff
must reasonably believe that an inmate has the capability to
escape.
For example, the inmate may be carrying items such as, but
not limited to, a ladder, blankets, grappling hooks, ropes, broom
handles, or sticks, that will perpetrate an escape.
EFTA00108400
PS 5500.14
10/19/2012
Chapter 7, Page 4
An employee who determines an escape is in progress must
issue a verbal warning, then fire a warning shot prior to
shooting the subject.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent threat danger of
death or serious physical injury to self or others.
When authorized, throughout this policy, warning shots
should be used only if there is no apparent danger to self, other
staff and inmates, or the community.
Warning shots will be fired into the ground and never into
the air or in an indiscriminate direction.
The inmate is not required to be on the first/inner
perimeter fence before the employee issues the warning. When the
111111G LC aLLualiv t-usaLo.-La NlC LILOL/SflOCL ;:cerimatei: fence In an
attempt to climb or demonstrates an attempt to get on or over the
first/inner perimeter fence, and the employee reasonably
determines an escape is being attempted, the employee may shoot
the subject.
The employee is not required to wait until the inmate is
between the perimeter fences or over the first/inner fences.
(3) Metropolitan Correctional Centers (MCCs) and
Metropolitan Detention Centers (MDCs). When an employee
reasonably determines that an escape is being attempted from a
MCC or MDC, the employee should give a verbal warning. If the
inmate continues, the employee may shoot the subject. Warning
shots are prohibited due to the possibility of injury to innocent
bystanders.
(4) Minimum Security Institutions. Ordinarily, firearms
are not used to, prevent escapes from minimum security level
institutions. However, weapons art authorized when the escaping
inmate has used or threatened to use force which is likely to
cause serious physical injury or has manifested an imminent
threat of death or serious physical injury to the employee, other
staff and inmates, or the community.
Verbal warnings and warning shots should be used when
feasible.
(5) Escapes with Outside Assistance. Firearms may be used
against persons who are not inmates, if they are facilitating an
escape and have used or threatened to use force which is likely
EFTA00108401
PS 5500.14
10/19/2012
Chapter 7, Page 5
to cause death or serious physical injury against the employee,
other staff and inmates, or the community.
Verbal warnings and warning shots must be used when
feasible.
(6) Escape from Escorted Trip or Prisoner Transport. When
an employee reasonably determines an escape is being attempted
from an escorted trip or prisoner transport, the employee must
issue a verbal warning. If the inmate continues and the escape
is occurring within the immediate environs of a correctional
institution, the employee will fire a warning shot, if feasible,
prior to shooting the subject.
Outside the immediate environs of a correctional
institution, the employee should not fire a warning shot prior to
shooting the subject due to the possibility of injury to innocent
LoySLandeir...
Absent the use or threat of force which would likely cause
serious physical injury or a manifested imminent threat of death
or serious physical injury to the employee, other staff and
inmates, or the community, it is not permissible to use firearms
to prevent an escape of an inmate in transit to or from a minimum
security level institution. The exception to the rule is when
the escorting employees are transporting inmates at the same time
to a minimum and non-minimum security level institutions.
(7) Once An Escape Has Occurred. After an escape from a
transport vehicle or an institution, and the immediate environs
has been successful, employees attempting to apprehend the
escaped prisoner may not use firearms unless there is probable
cause to believe:
(a) The subject has committed a felony involving the
infliction or threatened infliction of serious physical injury or
death.
(b) The subject's escape would pose an imminent danger
of death or serious physical injury to the employee or others.
Note: The phrase "after an escape from a transport
vehicle or an institution and the immediate
environs has been effectuated" should be
interpreted in the following manner:
EFTA00108402
PS 5500.14
10/19/2012
Chapter 7, Page 6
• As long as a staff member is in continuous pursuit
of an escaping inmate, whether the escape takes
place from an institution, transport vehicle, or
outside facility (such as a hospital), the escape
has not yet been effectuated. The use of firearms
is permissible under the escaping inmate standard.
• The immediate environs of an institution is
defined as the property lines of the correctional
facility. This boundary may be expanded by the
Warden with the Regional Director's concurrence
and should be defined as explicitly as possible.
A verbal warning should be given if it would not pose a risk
of death or serious bodily injury to the officer or others.
Warning shots are prohibited due to the possibility of
ssA tudi.V
b. Prevent the Loss of Life or Serious Physical Injury. Staff
may use firearms when reasonable belief exists that the subject
poses a threat of death or serious physical injury to staff,
inmates, or others.
Firearms will be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject.
When authorized, warning shots should be used only if there is
no apparent danger to other staff and inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
In a hostage situation, once it has been contained and attempts
to negotiate have begun, only the Warden may order the use of
firearms to resolve the hostage situation. •
Warning shots will not be fired as in an attempt to resolve a
hostage situation, nor used to create a diversion.
c. Protect Government Property. Firearms may be used to
prevent damage to or destruction of Government property when the
loss of that property could contribute directly to an escape or
attempted escape, serious physical injury, or loss of life.
For example, the use of firearms may be necessary when persons
are attempting to damage or disable a fire truck during a fire
within the institution. If individuals attempt to break into a
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building where weapons, gas, or other security risk items are
stored, firearms may also be used.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to other staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
d. Maintain or Restore Control of a Correctional Institution.
Firearms may be used to maintain or restore control of a
correctional institution when the employee reasonably believes
the intended subject of the use of firearms is participating in a
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inmates, or the community.
Firearms must be used in the same manner as for escapes; verbal
warnings and warning shots should be given, when feasible, prior
to shooting the subject. When authorized, warning shots should
be used only if there is no apparent danger to staff, other
inmates, or the community.
Verbal warnings and warning shots are not required when the
employee reasonably believes there is imminent danger of death or
serious physical injury to self or others.
703. ARMED ESCORT BY COMMERCIAL AVIATION. The Warden may
authorize staff to carry firearms when transporting an inmate by
commercial air carrier.
Title 14 CFR Part 108.11, Carriage of Weapons, and Part 108.21,
Carriage of Passengers Under the Control of Armed Law Enforcement
Escorts (1995), allows law enforcement officials, while
performing their duties, to travel while armed.
Staff must notify the air carrier prior to departing the
institution of the intent to carry firearms. Staff must complete
all required forms and provide required information to the
carrier.
Staff must follow the procedures detailed in the above referenced
regulations.
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When not transporting inmates, Bureau staff, carrying firearms
aboard commercial aircraft, must declare this to the carrier and
have the weapon placed in checked baggage.
The above referenced regulations should be referred to for
additional requirements concerning the placement of firearms in
checked baggage.
704. REPORTING REQUIREMENTS. A written report must be submitted
to the Warden upon the discharge of any firearm, privately owned
or issued by the Bureau. This rule applies when the employees is
on duty and off duty, except for training or recreational
purposes.
For an incident while on duty, the report must be submitted prior
to the end of the employee's duty shift.
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prior to the end of the employee's next duty shift.
The discharge of any firearm, once reported, will be investigated
and reviewed through the After-Action Reporting and Review
processes.
705. IDENTIFICATION BADGES. Upon request, the Correctional
Services Administrator, Central Office, will issue Bureau
identification badges in leather carrying cases to each
institution.
The Captain will maintain strict accountability of Bureau badges.
Lost or stolen badges must be reported immediately in writing to
the Correctional Services Branch, Central Office.
Except for tower and perimeter patrols and established stationary
check points, staff assigned to duties which require the carrying
of firearms will be issued a Bureau identification badge.
The badge must be displayed when necessary to establish the staff
member's authorization to carry a firearm. Appropriate badge
holders will be provided so as to allow the employee the ability
to securely attach the badge to his or her outerwear.
Badges may not be used as methods of routine identification.
Employee procurement or possession of unauthorized badges, either
official or duplicated, is prohibited (see the Program Statement
on Standards of Employee Conduct).
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706. NON-DISCLOSURE OF BUREAU STAFF NAMES IN SHOOTING INCIDENTS.
Disclosure of an employee's name following a shooting incident
will follow the guidelines as prescribed in the Program Statement
on News Media Contacts.
EFTA00108406