ri Aug 16 13:45:08 2013 'J pg:1 of 5
J.P.Morgan
JPMorgan Chase Bank, N.A.
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Line
Facsimile
Switchboard: 44 1202 322000
SOUTHERN TicT COMPANy, INC
Facsimile: 001
2 August 2013
Reference Number: 8000046103779
Knock-In/Knock-Out Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., ("JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Counterparty") on the Trade Date specified below.
The definitions and provisions contained in the 2006 ISDA Definitions as published by the International
Swaps and Derivatives Association, Inc., (the "2006 Definitions") and in the 1998 FX and Currency Option
Definitions as published by International Swaps and Derivatives Association, Inc., the Emerging Market
Traders Association and The Foreign Exchange Committee (the '1998 Definitions", and together with the
2006 Definitions, the "Definitions") are incorporated into this Confirmation. In the event of any inconsistency
between the 2006 Definitions and the 1998 Definitions, the 1998 Definitions will govern. In the event of any
inconsistency between either set of Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of; and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan
and the Countemarty. All provisions contained in the Agreement shall govern this Confirmation except as
expressly modified below.
WI: 1030229152 GPX1XO00000000000000000HCZ3I9Y00
If JPMorgan is the reporting petty coda applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository
(U.S.) LLC
Reference Slumber. S000046103779 Page I of 5
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
5JP. JPIllorpo Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: lilt Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, Landon, E14 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 SIP. J.P.Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, El4 M. All authorised and regulated by the Financial Services Authority.
EFTA01221286
Fri Aug 16 13:45:36 2013 'J pg:2 of 5
J.P.Morgan
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
(a) General Terms:
Internal Reference: 46103779
Trade Date: 24 July 2013
Buyer: JPMorgan
Seller: Counterparty
Currency Option Style: European
Currency Option Type: USD Put / NZD Call
Call Currency and Call Currency Amount: NZD 10,000,000.00
Put Currency and Put Currency Amount: USD 8,200,000.00
Strike Price: 0.82 USD/NZD
Expiration Date: 23 January 2014
Expiration Time: 10:00 New York Tune
Settlement Date: 27 January 2014
Premium: USD 82,000.00
Premium Payment Date: 26 July 2013
In Strike Price: 0.845 USD/NZD
Out Strike Price: 0.768 USD/NZD
1.If at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date ("Bather Period"), the Spot Rate, as determined by the Calculation Agent by
reference to Spot Exchange Rate A, is equal to or greater than the In Strike Price ("Knock In
Event"), this Currency Option will be exercisable provided that no Knock Out Event has occurred.
(351: 1030229152 OFXFX000000000000000000HC1319T00
If JPMorgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository
(US.) LLC
Reference Nuaaber. 8000046103779 Page 2 of 5
.1-P. Morgan Securides plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
HISiorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wares branch No. BRO00746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P.blorgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, Et4 LIE All authorised and regulated by the Financial Services Authority.
EFTA01221287
Fri Aug 16 13:45:58 2013 pg:3 of 5
J.P Morgan
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Barrier
Event Rate Source A.
2.If at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date, the Spot Rate, as determined by the Calculation Agent by reference to Spot
Exchange Rate A, has, been equal to or less than the Out Strike Price this Currency Option will
not be exercisable ("Knock Out Event").
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Barrier
Event Rate Source A.
Barrier Event Rate Source A:
The USD/NZD spot foreign exchange rate, expressed as the number of USD required to purchase
one NZD, by reference to Spot Market, as determined by the Calculation Agent acting in good
faith and a commercially reasonable manner.
"Spot Market" means the global spot foreign exchange market which for these purposes shall be
treated as being open continuously from 5.00 AM. Sydney time on a Monday in any week to 5.00
PM New York time on the Friday of that week.
3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner, and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan JPMorgan Chase Bank, N.A., LONDON
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Lir
Facsimile
6. Documents to be delivered. Each party shall deliver to the other, at the lime of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the party's behalf; unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
USI: 1030229152 GPXFX000000000000000000HCZ3I9Y00
If Winn= is the reporting pony wader applicable U.S. law for this transaction, this mnsacion has been reported to DTCC Data Repast:coy
(U.S.) LLC
Reference Number: 8000046103779 Page 3 of 5
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, El4
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, Eld Sr. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Whar4 London, Ell UP. J.P. Morgan Europe limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, EIS MP. All authorised and regulated by the Financial Services Authority.
EFTA01221288
Fri Aug 16 13:46:29 2013 'J pg:4 of 5
J.P.Morgan
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party
regarding this TrantIrtion; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
USI: 1030229152 GPXFXO00000000000000000HCZ3I9Y00
If JPMargur is the reporting parry tmda applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository
(US.) LLC
Reference Number 8000046103779 Page 4 of 5
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
SIP. 3PMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Walt* branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 51P. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, Loudon, E14 5JP.J.P.Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, EU 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221289
Fri Aug 16 13:46:50 2013 'J pg:5 of 5
I Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWIFT MT305 or phone/oral confirmation) issued by JPMorgan in connection with this 'Thansaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that purpose and returning it to the above address.
Yours faithfully,
JPMORGAN CHASE BANK, N.A.
Name: Philip D Glackin
Title: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
US1: 10302291.52 GPXPX00000000000000000011a3l9Y00
If WMorgan is the reporting party wider applicable U.S. law for this transattion, this transacion has been mated to DTCC Data Repository
(u.s.)LLC
Reference Number 8000946103779 Page 5 of 5
J.P. Morgan Securides plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
Sit JPMorp n Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, Lando°, E14 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, El4 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221290
1
•ri Aug 16 13:48:38 2013 'J pg: 1 of 4
J.P.Morgan
JPMorgan Chase Bank, N.A.
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Line:
Facsimile:
Switchboard: 44 1202 322000
SOUTHERN TRUST COMPANY; LNC
Facsimile: 001
6 August 2013
Reference Number: 8000049413559
Single Barrier Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., ("JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Counteiparty") on the Trade Date specified below.
The definitions and provisions contained in the 1998 FX and Currency Option Definitions, as amended by
the 2005 Barrier Option Supplement (as published by the International Swaps and Derivatives Association,
Inc.; EMTA, Inc.; and the Foreign Exchange Committee) are incorporated into this Confirmation. In the event
of any inconsistency between those definitions and provisions and this Confirmation, This Confirmation will
govern.
1. This Confirmation supplements, fonts part of, and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"). between JPMorgan
and the Counterparty. All provisions contained in the Agreement shall govern this Confirmation except as
expressly modified below.
USI: 1030229152 GPXFX000000000000000000HCZ305E00
If iPMorgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository
(U.S.) I.I.0
Reference Number. 8000049413559 Page 1 of 4
J.P. Morgan Securities pk.Registered in England & Waits No. 2711006. Registered ocrKe 25 Bank Street, Canary Wharf,London,El4
JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Alain Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf,London, E14 5JP.J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 UP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937.Registered
Office 25 Bank Street, Canary Wharf, London, El4 SR. All authorised and regulated by the Financial Services Authority.
EFTA01221291
Fri Aug 16 13:49:03 2013 '3 pg:2 of 4
IPMorgan
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
(a) General Terms:
Internal Reference: 49413559
Trade Date: 6 August 2013
Buyer: JPMorgan
Seller: Counterparty
Currency Option Style: European
Currency Option Type: USD Put / NZD Call
Put Currency and Put Currency Amount: USD 1,600,000.00
Call Currency and Call Currency Amount: NZD 2,000,000.00
Strike Price: 0.8 USD/NZD
Expiration Date: 6 February 2014
Expiration Time: 10:00 New York time
Settlement Date: 10 February 2014
Premium: USD 15,280.00
Premium Payment Date: 8 August 2013
(b) Other terms and conditions:
Bather Event: Applicable
Event Type: Knock-Out
Spot Exchange Rate Direction: Less than or equal to the Barrier Level
USE 1030229152 GFXFX000000000000000000HC7-305E00
If JPMorgan is the reportmg party under applicable U.S. law for this transaction, this transaction has been reported to MCC Data Repository
(US.) LLC
Reference Number. 8000049413559 Page 2 of 4
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
5Th. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, Eta 5Th. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Whar4 London, ELI 5JP. J.P.Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 SIP. All authorised and regulated by the Financial Services Authority.
EFTA01221292
Fri Aug 16 13:49:22 2013 pg:3 of 4
J.P.Morgan
Barrier Level: 0.77 USD/NZD
Event Period Start Date and Time: Trade Date at the time of execution hereof
Event Period End Date and Time: Expiration Date at the Expiration Time
3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner, and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan : JPMorgan Chase Bank, N.A., LONDON
Chaceside WB01 -0560
Bournemouth
BH7 7DA
United
Direct Lin
Facsimile:
6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party
regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
USL 1030229152 GPXFXO00000000000000000HC7-3O5E00
If WMcegan is the repornag party under applicable U.S. law for this transaction, this transaction his been reported to DTCC Data Repository
(U.S.)LLC
Reference Number: 8000049413559 Page 3 of 4
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank St reel, Canary Wharf, London, E14
511. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Orrice: 1111 Polaris
Parkway, Coln mhos, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London,E14 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, EU 5.11). All authorised and regulated by the Financial Services Authority.
EFTA01221293
Fri Aug 16 13:49:54 2013 'J pg:4 of 4
J.P.Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWEET MT305 or phondoral confirmation) issued by JPMorgan in connection with this Transaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that purpose and returning it to the above address.
Yours faithfully,
JPMORGAN CHASE BANK, N.A.
Name: Philip D Glackin
Title: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
USE 1030229152 GFX.r.0000000000000000000HCZ305800
If HIMorgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to MCC Data Repositay
(US.)LLC
Reference Number. 8000049413559 Page 4 of 4
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, 214
SPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, Landon, E14 5JP. J.P. Morgan limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, 214 Sit All authorised and regulated by the Financial Services Authority.
EFTA01221294
-ri Aug 16 13:51:32 2013 '3 pg:1 of 5
J.P.Morgan
JPMorgan Chase Bank, N.A.
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Line: 44 1202 322555
Facsimile: 44 1202 325163
Switchboard: 44 1202 322000
SOUTHERN TRUST COMPANY, INC
Facsimile: 001
7 August 2013
Reference Number: 8000052049879
Knock-In/Knock-Out Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., ("JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Counterparty") on the Trade Date specified below.
The definitions and provisions contained in the 2006 ISDA Definitions as published by the International
Swaps and Derivatives Association, Inc., (the "2006 Definitions") and in the 1998 FX and Currency Option
Definitions as published by International Swaps and Derivatives Association, Inc., the Emerging Market
Traders Association and The Foreign Exchange Committee (the "1998 Definitions", and together with the
2006 Definitions, the "Definitions") are incorporated into this Confirmation. In the event of any inconsistency
between the 2006 Definitions and the 1998 Definitions, the 1998 Definitions will govern. In the event of any
inconsistency between either set of Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of; and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan
and the Counterparty. All provisions contained in the Agreement shall govern this Continuation except as
expressly modified below.
USI: 1030229152 GPXFXO00000000000000000HCZ3OR606
If WMorgen is the reporting party undo applicable US. law for this transaction, this transaction has bun reported m DTCC Data Repository
(US.)LLC
Reference Number 8000052049879 Page I of 5
J.P. Morgan Securities plc. Registered In England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, EI4
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR00 074 6. Registered Branch Office
25 Bank Street, Canary Wharf, London, ELI 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf; London, E14 5J P. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 5.7P. All authorised and regulated by the Financial Services Authority.
EFTA01221295
Fri Aug 16 13:52:00 2013 'J pg:2 of 5
J.P.Morgan.
2. The terms of the particular Tranaction to which this Confumation relates are as follows:
(a) General Terms:
Entemal Reference: 52049879
Trade Date: 7 August 2013
Buyer: WMorgan
Seiler: Countaparty
Currency Option Style: European
Currency Option Type: USD Put I GBP Call
Call Currency and Call Currency Amount: GBP 5,000,000.00
Put Currency and Put Currency Amount: USD 7,850,000.00
Strike Price: 1.57 USD/GBP
Expiration Date: 6 February 2014
Expiration Time: 10:00 New York Time
Settlement Date: 10 February 2014
Premium: USD 49,847.50
Premium Payment Date: 9 August 2013
In Strike Price: 1.585 USD/GBP
Out Strike Price: 1.53 USD/GBP
1.(f at any time from and including the Trade Date to and including the Expiration lime an the
Expiration Date ("Barrier Period"), the Spot Rate, as deterrained by the Calculation Agent by
reference to Spot Exchange Rate A, is equal to or greater titan the In Strike Price ("Knock In
Event"), this Cunency Option will be exercisable provided that no Knock Out Event has occurred.
USI: 1030229152 OFXPX000000000000000000HCZ301/606
1f JPMorgan is the reportmg party tmder appLicable U.S. lav for this tranaction, mis transackon las Ixen reported to DTCC Dem Repository
(US.) LLC
Reterence Namber. 8000052049879 Page 2 of 5
J.P. Morgan Securitiesplc.Repstered in England & Wales Ne. 2711006. Registered Office 25 BankStreet, Canary Wharf,Lo ndon, Eia
5JP. JFfitorgan Chase Bank, Natiena/ Association. Organised under the lam of USA With halled fiability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a brauch in England & Wales brauch No. BR000746. Registered Brasch Office
25 Bank Street, Canary Wbarf, London, E14 5JP.J.P. Morgan Lindled. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 SIE All authorised and regulated by the Pinancial Services Authority.
EFTA01221296
Fri Aug 16 13:52:22 2013 'J pg:3 of 5
J.P.Morgan
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Barrier
Event Rate Source A.
2.If at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date, the Spot Rate, as determined by the Calculation Agent by reference to Spot
Exchange Rate A, has, been equal to or less than the Out Strike Price this Currency Option will
not be exercisable ("Knock Out Event").
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Bather
Event Rate Source A.
Barrier Event Rate Source A:
The USD/GBP spot foreign exchange rate, expressed as the number of USD required to purchase
one GBP, by reference to Spot Market, as determined by the Calculation Agent acting in good faith
and a commercially reasonable manner.
"Spot Market" means the global spot foreign exchange market which for these purposes shall be
treated as being open continuously from 5.00 AM. Sydney time on a Monday in any week to 5.00
PM New York time on the Friday of that week.
3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner, and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan : JPMorgan Chase Bank, N.A., LONDON
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Lin
Facsimile
6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
USI 1030229152 GPXFXO00000000000000000HCZ3OR606
If WMorgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to D7C-C Data Repository
(11S.)LLC
Reference Number. 8000052049879 Page 3 of 5
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: Lill Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, Loudon, E14 SIP. J.P. Morgan Limited. Registered in England & Wales No.248609. Registered Office
25 Bank Street, Canary Wharf, London, El4 SJP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 SIP. All authorised and regulated by the Financial Services Authority.
EFTA01221297
Fri Aug 16 13:52:53 2013 'J pg:4 of 5
J.P.Morgan
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party
regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
USI: 1030229152 GFXFXO00000000000000000HCZ3OR606
If WMorgan is the reporting party under applicable U.S. law for this transaction, ibis transaction has ban reported to DTCC Data Reposi:ory
(US.) LLC
Reference Number. 8000052049879 Page 4 of 5
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf,London,E14
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, El4 SJP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, Eld 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221298
Fri Aug 16 13:53:14 2013 'J pg:5 of 5
J.P.Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWIFT MT305 or phone/oral confirmation) issued by WMorgan in connection with this Transaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that purpose and returning it to the above address.
Yours faithfully,
JPMORGAN CHASE BANK, N.A.
Name: Philip D Glackin
Title: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
USI: 1030229152 GP7CFXO00000000000000000HCZ.3OR606
If WMorgan is the morons party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository
(U S.) LLC
Reference Number. 8000052049879 Page 5 of 5
J.P.hlorgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
MP. allergen Close Bank, National Association. Organised under the laws of USA with limited liability. Main Office: Lill Polaris
Parkway, Columbus, Obi* 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, Landon, El4 5JP. J.P. Morgan Limited. Registered in England S. Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London. E14 MP. J.P. Morgan Europe Limited. Registered in England S. Wales No. 938937. Registered
Office 23 Bank Street, Canary Wharf, London, Eld 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221299
I
- ri Aug 9 14:34:43 2013 '3 pg: 1 of 4
IPMorgan
Date: 09 August 2013
To: Southern Financial LLC
Attention: Physical Oil Documentation
Facsimile Number: 001
JPMorgan Deal / Trade References: 850000BH-MLLGEBH-936B
Commodity Knock-In Option
The purpose of this facsimile (this "Confirmation") is to confirm the terms and conditions of the commodity
transaction entered into between JPMorgan Chase Bank, NA. ("JPMorgan") and Southern Financial LLC (the
"Counterparty") on the Trade Date specified below (the 'Transaction"). This Confirmation constitutes a
"Confirmation" as referred to in the Agreement specified below and supersedes all or any prior written or oral
agreement in relation to the Transaction.
The definitions and provisions contained in the 2005 ISDA Commodity Definitions (the "Commodity Definitions")
as published by the International Swaps and Derivatives Assocation, Inc. ("ISDA"), are incorporated into this
Confirmation. In the event of any inconsistency between those definitions and provisions and this Confirmation, this
Confirmation will govern for purposes of the Transaction. Capitalized terms used in this Confirmation and not
defined in this Confirmation or the Commodity Definitions shall have the respective meanings assigned in the
Agreement. Each party hereto agrees to make payment to the other party hereto in accordance with the provisions of
this Confirmation and of the Agreement.
This Confirmation supplements, forms a part of, and is subject to the ISDA Master Agreement dated as of 22 March
2013 as amended and supplemented from time to time (the "Agreement") between JPMorgan and Conntetparty. All
provisions contained in the Agreement govern this Confirmation except as expressly modified below.
The terms of the particular Transaction to which this Confirmation relates are as follows:
General Terms:
Trade Date: 02 August 2013
Effective Date: 02 August 2013
Commodity: WTI Oil
Notional Quantity : 250,030 Unit(s)
Option Style : European
Option Type : Put
Option Seller : Counterparty
Option Buyer : JPMorgan
Commodity Reference Price : 011...-WTI-NYMEX
Specified Price: Official Settlement Price
Delivery Date: March 2014
Price Source : Bloomberg (or any official successor thereto)
Bloomberg Code(s) : CLH4 <CMDTY>
Unit : Barrels
Pricing Date(s): The Effective Date and the Expiration Date, subject to adjustments in
Deal Ref: 85000DIRISC /Tiede Ref: EBH-93613 Pater of a
'Marcos Chase Bank, National Association. Organised order the laws of the United States as a National Banking Asscciation. Main Office
till Polaris ?airway, Columbus, Ohio 43240. Registered as a branch in England & Wales blanch No. BR000746. Registered Branch Office 25
Bank Street, Canary Wharf, London El4 SIP. Authorised by the Office of the Comptroller of theCurrency in the Jurisdiction of the USA.
Authorised by the Prudential Regulation Authority. Subject to regulation by the Financial Conduct Authority and to limited regulation by the
Prudential Regulation Authority. Details about the anent of our regulation by the Prudential Regulation Authority are available frau us on
request.
EFTA01221300
Fri Aug 9 14:35:14 2013 pg:2 of 4
accordance with the relevant Commodity Business Day Convention
Strike Price per Unit USD 93.50 per Unit(s)
Business Day(s): New York
Commodity Business Day Convention: Following
Premium Amount Details :
Premium Amount USD 562,500.00 (being USD 2.25 per Unit)
Premium Payment Date(s): 06 August 2013
Cash Settlement Terms:
Cash Settlement Applicable
Settlement Date (s): 21 February 2014
Cash Settlement Amount Provided a Knock-In Event has occurred, an amount in USD equal to the
product of (i) the Notional Quantity and (ii) the Strike Price Differential:
Strike Price Differential: An amount determined by the Calculation Agent as follows:
MAX (0, (Strike - Final))
Where:
"Final" means the Specified Price on the Expiration Date
"Strike" being the Strike Price per Unit.
Procedure for Exercise:
Expiration Date: 14 February 2014
Exercise Period: The Expiration Date
Expiration Time: The time of availability of the last Specified Price to be made available in
respect of the Commodity on the Expiration Date.
Automatic Exercise: Applicable
Writtcn Confirmation: Not applicable
Buyer's contact details
for the purpose of To be advised separately in writing
receiving notices:
Knock-In Provisions:
Knock-In Event A Knock-In Event shall be deemed to have occurred if at any time during
the Knock-In Determination Day(s) the Specified Price of the Commodity
is equal to or below the Knock-In Price.
Knock-In Price : USD 83.50 per Unit
Knock-In Determination Day(s) : The Expiration Date
Deal Ref: S50000BH-DELLC /Trade Ret EB11.936.B hp2d4
IMP
EFTA01221301
Fri Aug 9 14:35:31 2013 'J pg:3 of 4
Market Disruptions :
Market Disruption Event(s): The Market Disruption Events specified in Section 7.4(d) (i) of the
Commodity Definitions will apply.
Disruption Fallback(s): The Disruption Fallbacks specified in Section 73(d) (i) of the Commodity
Definitions will apply.
Calculation Agent: JPMorgan
Offices:
JPMorgan is acting through its New York branch for the purposes of this Transaction.
Counterparty is acting through its Si Thomas, Virgin Islands, U.S.A. Office for the purposes of this Transaction.
Other Provisions:
JPMorgan and Counterparty hereby represent to the other that:
(a) it is an "eligible contract participant' as defined in the Commodity Futures Modernization Act of 2000;
and
(b) the material terms of this Transaction have been individually tailored and negotiated and the
creditworthiness of the other party was a material consideration into entering into this Transaction.
Further representations:
Each party represents to the other party that:
(a) Non-Reliance. It is acting on its own account, and it has made its own independent decisions to
enter into this Transaction and as to whether this Transaction is appropriate or proper for it based upon its
own judgment and upon advice from such advisers as it has deemed necessary. It is not relying on any
communication (written or oral) of the other party as investment advice or as a recommendation to enter
into this Transaction; it being understood that information and explanations related to the terms and
conditions of this Transaction shall not be considered investment advice or a recommendation to enter into
this Transaction. No communication (written or oral) received from the other party shall be deemed to be an
assurance or guarantee as to the expected results of this Transaction.
(b) Assessment and Understanding. It is capable of assessing the merits of and understanding (on its
own behalf or through independent professional advice), and understands and accepts, the terms, conditions
and risks of this Transaction. It is capable of assuming, and assumes the risks of this Transaction.
(c) Status of Parties. The other party is not acting as a fiduciary for or an adviser to it in respect of this
Transaction.
Deal Ref: $50000BlialliC /Trade Ret aill93613 Page 3 of 4
EFTA01221302
Fri Aug 9 14:35:53 2013 'J pg:4 of 4
The time of dealing will be confirmed by JPMorgan upon written request.
Please confirm that the foregoing correctly sets forth the terns and conditions of our agreement with respect to the
Transaction by responding within two (2) Business Days by returning via facsimile an
Confirmation to the attention of Global Commodities Documentation Group facsimile number
per email Contmoditv Exotic Docs@JPMorizan.com or per phone Failure to respond wittun sucn
period shall not affect the validity or enforceability of this Transaction, absent manifest error. This facsimile shall be
the only Confirmation documentation in respect of this Transaction and accordingly no hard copy versions of this
Confirmation for this Transaction shall be provided unless the Counterpart}, requests.
JPMorgan Chase Bank, Y.A.
By:
t itiiVineittes
Name: Lee Higgins
Title: Vice President
Accepted and confirmed as of the date first above written
Southern Financial LLC
By:
Name:
Tide:
Deal Ref: 850000BWRILLC /Trade Ref: ERHP36B Page 4 of 4
EFTA01221303
a• Fri Aug 16 12:53:44 2013 'J pg:1 of 4
5!
•
•
Morgan
JPMorgaa Chase Bank, N.A.
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Line: 44 1202 322555
Facsimile: 44 1202 325163
Switchboard: 44 1202 322000
SOUTHERN TRUST COMPANY; INC
Facsimile: 001
6 August 2013
Reference Number: 8000051249969
Single Barrier Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., (WMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Cotmterparty") on the Trade Date specified below.
The definitions and provisions contained in the 1998 FX and Currency Option Definitions, as amended by
the 2005 Barrier Option Supplement (as published by the International Swaps and Derivatives Association,
Inc.; EMTA, Inc.; and the Foreign Exchange Committee) are incorporated into this Confirmation. In the event
of any inconsistency between those definitions and provisions and this Confirmation, this Confirmation will
govern.
1. This Confirmation supplements, forms part of, and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan
and the Counterparty. AU provisions contained in the Agreement shall govem this Confirmation except as
expressly modified below.
USI: 1030229152 GYXFX000000000000000000HCZ3O5E04
If Wfrkagan is the reporting party under applicable U.S. law for this transaction, this transaction bas been reported to DTCC Data Repository
(US.) LLC
Reference Number 8000051249969 Page I of 4
J.P.Morgan Securities pk.Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf,London,E14
SIP..Inforpn Chase Bank, National Association. Organised under the lam of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 51P. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London. E14 5JE J.P. Morgan Europe Limited Registered in England & Wales No. 938937.Registered
Office 25 Bank Street, Canary Wharf, London, El4 5.IP. All authorised and regulated by the Financial Services Authority.
EFTA01221304
Fri Aug 16 12:54:10 2013 'J pg:2 of 4
J.P.Morgan
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
(a) General Terms:
Internal Reference: 51249969
Trade Date: 6 August 2013
Buyer: JPMorgan
Seller: Countaparty
Currency Option Style: European
Currency Option Type: USD Put / JPY Call
Put Currency and Put Currency Amount: USD 3,000,000.00
Call Currency and Call Currency Amount: WY 285,000,000
Strike Price: 95 WY/USD
Expiration Date: 6 February 2014
Expiration Time: 10:00 New York time
Settlement Date: 10 February 2014
Premium: USD 28,200.00
Premium Payment Date: 8 August 2013
(b) Other terms and conditions:
Bather Event: Applicable
Event Type: Knock-Out
Spot Exchange Rate Direction: Greater than or equal to the Barrier Level
UM: 1030229152 GEXPXO00000000000000000HC13O5E04
If &Morgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to MCC Data Repository
(US.) LLC
Referents Number. 8000051249%9 Page 2 of 4
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank St reek Canary Wharf, London, E14
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited /lability. Main Office: till Pobris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, Loudon, Eld 53P. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 J.P. Morgan Europe Limited- Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 SJP. All authorised and regulated by the Financial Semites Authority.
EFTA01221305
Fri Aug 16 12:54:29 2013 'J pg:3 of 4
J.P.Morgan
Barrier Level: 99.35 JPY/USD
Event Period Start Date and Time: Trade Date at the time of execution hereof
Event Period End Date and Time: Expiration Date at the Expiration Tune
3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner. and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan : JPMorgan Chase Bank, N.A., LONDON
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct L.
Facsimile
6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party
regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) The other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
USI: 1030229152 GFXFX00000000000000000DHCZ305E04
If JPMargan is the tenoning party under applicable U.S. law for this transaction, this transaction has been reputed to DTCC Data Repository
(US.) LLC
Reference Number 8000051249969 Page 3 of 4
J.P. Morgan Securides plc. Registered in England & Wales No. 2711006.Registered Office 25 Bank Street, Canary' Wharf, London, E14
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Ma: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, Loudon,E14 SJP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf,London. EW 5.51). J.P. Morgan Europe Limited. Registered inEngland & Wales No. 938937.Registered
Office 25 Bank Street, Canary Wharf, London, E14 5.IP. All authorised and regulated by the Financial Services Authority.
EFTA01221306
Fri Aug 16 12:55:00 2013 'J pg:4 of 4
IP Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWIFT YIT305 or phone/oral confirmation) issued by JPMorgan in connection with this Transaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that purpose and returning it to the above address.
Yours faithfully,
JPMORGAN CHASE BANK, N.A.
SOCI:te:
Name: Philip D Glacicin
Title: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
US1: 1030229152 GPXFXO00000000000000000HCZ3O5E04
If WhIcogan is the reporting party under applicable U.S. law for this transaction, this nansaction has been reported to 'MCC Data Repasitcoy
(US.)LLC
Reference Number. 5000051249969 Page 4 of 4
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank St reel, Canary Wharf,London,
SIB JP:Morgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5JY. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wiwi, London, E14 5Th J.P. Morgan Europe limited. Registered in England & Wales No. 933937.Registered
Office 25 Bank Street, Canary Wharf, London, Eld SIP. All authorised and regulated by the Financial Services Authority.
EFTA01221307
.ri Aug 16 12:56:32 2013 'J pg:1 of 5
J.P.Morgan
JPMorgan Chase Bank, N.A.
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Line
Facsimile
Switchboard: 44 1202 322000
SOUTHERN TRUST COMPANY, INC
Facsimile: 0(
2 August 2013
Reference Number: 8000048864389
Knock-In/Knock-Out Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., ("JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Counterparty") on the Trade Date specified below.
The definitions and provisions contained in the 2006 ISDA Definitions as published by the International
Swaps and Derivatives Association, Inc., (the "2006 Definitions") and in the 1998 FX and Currency Option
Definitions as published by International Swaps and Derivatives Association, Inc., the Emerging Market
Traders Association and The Foreign Exchange Committee (the "1998 Definitions", and together with the
2006 Definitions, the "Definitions") are incorporated into this Confirmation. In the event of any inconsistency
between the 2006 Definitions and the 1998 Definitions, the 1998 Definitions will govern. In the event of any
inconsistency between either set of Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of, and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan
and the Counterparty. All provisions contained in the Agreement shall govern this Confirmation except as
expressly modified below.
US!: 1030229152 GDOX000000000000000000HCZ3I9Y02
If lPMagan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to MCC Data Repository
(US.)LLC
Reference Number 8000048864389 Page 1 of 5
J.P. Morgan Securities pk. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, Eli
SJP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43210 USA. Registered as a branch in England & Wales branch No. BROD 0746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 SIP. LP. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 5J P. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, El.' 5JP. All authorised and regulated by the Financial Senices Authority.
EFTA01221308
Fri Aug 16 12:57:00 2013 'J pg:2 of 5
IP.Morgan
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
(a) General Tents:
Internal Reference: 48364389
Trade Date: 24 July 2013
Buyer: JPMorgan
Seller: Counterparty
Currency Option Style: European
Currency Option Type: USD Put / AUD Call
Call Currency and Call Currency Amount AUD 10,000,000.00
Put Currency and Put Currency Amount: USD 9,400,000.00
Strike Price: 0.94 USD/AUD
Expiration Date: 24 January 2014
Expiration lime: 10:00 New York Time
Settlement Date: 29 January 2014
Premium: USD 96,350.00
Premium Payment Date: 26 July 2013
In Strike Price: 0.96 USD/AUD
Out Strike Price: 0.88 USD/AUD
1.If at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date ("Barrier Period"), the Spot Rate, as determined by the Calculation Agent by
reference to Spot Exchange Rate A, is equal to or greater than the In Strike Price ("Knock In
Event"), this Currency Option will be exercisable provided that no Knock Out Event has occurred.
USI: 1030229152 GPXPXO00000000000000000HCZ3I9Y02
If lflvforgan is the repave:rig party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Rcpceitccy
(US.)Ile
Recreate Number 8000043864389 Page 2 of 5
J.P. Morgan Securities plc.Registered in Engkind & Wales No. 2711006.Registered Oface 25 BankStreet, Canary Wharf,London,E14
rillorgan Chase Bank, National Association. Organised under the lam of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf,London, El4 SIP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Whar4 London, E14 SIP. J.P.Morgan Europe Limited. Registered inEngland & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, Eta SIP. All authorised and regulated by the Financial Services Authority.
EFTA01221309
Fri Aug 16 12:57:23 2013 '1 pg:3 of 5
IP.Morgan
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Bather
Event Rate Source A.
2.If at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date, the Spot Rate, as determined by the Calculation Agent by reference to Spot
Exchange Rate A, has, been equal to or less than the Out Strike Price this Currency Option will
not be exercisable ("Knock Out Event").
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Barrier
Event Rate Source A.
Barrier Event Rate Source A:
The USDiAUD spot foreign exchange rate, expressed as the number of USD required to purchase
one AUD, by reference to Spot Market, as determined by the Calculation Agent acting in good
faith and a commercially reasonable manner.
"Spot Market" means the global spot foreign exchange market which for these purposes shall be
treated as being open continuously from 5.00 AM. Sydney time on a Monday in any week to 5.00
PM New York time on the Friday of that week.
3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner, and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan : JPMorgan Chase Bank, N.A., LONDON
Chaseside WB01-0560
Boumemouth
BH7 7DA
United Kingdom
Direct Lin
Facsimile:
6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
USI 1030229152 GP707C000000000000000000HCZ319Y02
If JPMagan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to MCC Data Repository
(US.)LLC
Reference Mumbo. 8000048864389 Page 3 of
J.P. Morgan Securities plc. Registered in England & wales No. 2711006. Registered OEMs 25 Bank Street, Canary Wharf, London, E14
SIR JPfif organ Chase Bank, National Associadon. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR00074 6. Registered Branch office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 SJP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, EU 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221310
Fri Aug 16 12:57:53 2013 'J pg:4 of 5
J.P Morgan
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (1) it is not relying on any advice (whether written or oral) of the other party
regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or othenvise) of this Transaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
USI: 1030229152 G97(E5O00000000000C00000HCZ319Y02
If 3PMwgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Reposhory
(US.) LLC
Reference Number 8000048564389 Page 4 of 5
J.P. Morgan Securities plc.Registered in England & Wales No. 2711006.Registered Office 25 Bank Street, Canary Wharf,London,E14
SJP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 01200 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 STELE Morgan Limited.Registered in England & Wales No.248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 MP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937.Registered
Office 25 Bank Street, Canary Wharf, London, El4 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221311
Fri Aug 16 12:58:14 2013 'J pg:5 of 5
J. P. Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWIFT MT305 or phone/oral confirmation) issued by JPMorgan in connection with this Ihnsaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that purpose and returning it to the above address.
Yours faithfully,
JPMORGAN CHASE BANK, N.A.
Name: Philip D Glacicin
Title: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
(131: 1030229152 GFXFXO0000000000000000DHC2319Y02
If Whiorpn is the repotting party tinder applicable U.S. law for this transaction, this transaction bas been reported to DTCC Data Repository
(US.)LLC
Reference Number. 3000048364389 Page 5 of 5
J.P. Morgan Securities plc. Registered in Etrobiad & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, Eli
SJP. Jrblorgan Chase Bank, National ASsotiation. Organised under the laws of USA with limited liability. Main Office: WI Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, Loudon, Eli Si?. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, Eli 5JP. J.P. Morgan Europe Limited Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, Eli 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221312
-ri Aug 16 13:00:02 2013 'J pg:1 of 5
f il
J.P Morgan
JPMorgan Chase Bank, N.A.
Chaseside WB01-0560
Bournemouth
BI-17 7DA
United Kingdom
Direct Lin
Facsimil
Switchboard: 44 1202 322000
SOUTHERN TRUST COMPANY, INC
Facsimile: 001 340-775-2525
2 August 2013
Reference Number: 8000049474809
Knock-In/Knock-Out Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., ("JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Counterparty") on the Trade Date specified below.
The definitions and provisions contained in the 2006 ISDA Definitions as published by the International
Swaps and Derivatives Association, Inc., (the "2006 Definition?) and in the 1998 FX and Currency Option
Definitions as published by International Swaps and Derivatives Association, Inc., the Emerging Market
Traders Association and The Foreign Exchange Committee (the "1998 Definitions", and together with the
2006 Definitions, the "Definitions") are incorporated into this Confirmation. In the event of any inconsistency
between the 2006 Definitions and the 1998 Definitions, the 1998 Definitions will govern. In the event of any
inconsistency between either set of Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of, and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan
and the Counteiparty. All provisions contained in the Agreement shall govern this Confirmation except as
expressly modified below.
USI: 1030229152 GPXFXO0000000000000000012CL3KCS00
If lliMargan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository
(U S.) LLC
Reference Number: 8000049474809 Page 1 of 5
J.P. Morgan Securities plc. Registered in Engbnd & Wales No. 2711006. Registered Office 25 BankStreet, Canary Wharf, London, El4
SW. JEllorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Officer 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, El4 53111.I.P. Morgan limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharc London E14 5JP.J.P.illorgan Europe limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221313
Fri Aug 16 13:00:30 2013 'J pg:2 of 5
J.P.Morgan
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
(a) General Terms:
Internal Reference: 49474809
Trade Date: 29 July 2013
Buyer: JPMorgan
Seller: Counterparty
Currency Option Style: European
Currency Option Type: USD Put / JPY Call
Call Currency and Call Currency Amount: JPY 475,000,000
Put Currency and Put Currency Amount USD 5,000,000.00
Strike Price: 95 JPY/USD
Expiration Date: 29 January 2014
Expiration Time: 10:00 New York Time
Settlement Date: 31 January 2014
Premium: USD 71,250.00
Premium Payment Date: 31 July 2013
In Strike Price: 94 JPY/USD
Out Strike Price: 101 JPY/USD
1.If at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date ("Barrier Period"), the Spot Rate, as determined by the Calculation Agent by
reference to Spot Exchange Rate A, is equal to or less than the In Strike Price ("Knock In Event"),
this Currency Option will be exercisable provided that no Knock Out Event has occurred.
1.31: 1O0229152 GYXFX000000000000000000HCZ3KCSOO
If JPMorgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to MCC Data Repository
("US.)
Reference Number. 8000049474809 Page 2 of 5
J.P. Morgan Securities plc. Registered in England & Waks No. 2711006. Registered Office 25 Bank Street, Canary Wharf,London,ELI
SR. JP:Slorgon Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: lilt Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BRO00746. Registered Branch Office
25 Bank Sired, Canary Wharf, London,Eli 5J1'..f.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf London,Eli 5J P. 7.P. Morgan Europe Limited. Registered inEngland & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221314
Fri Aug 16 13:00:53 2013 'J pg:3 of 5
J.P.Morgan
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Bather
Event Rate Source A.
2.If at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date, the Spot Rate, as determined by the Calculation Agent by reference to Spot
Exchange Rate A, has, been equal to or greater than the Out Strike Price this Currency Option will
not be exercisable ("Knock Out Event").
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Barrier
Event Rate Source A.
Barrier Event Rate Source A:
The JPY/USD spot foreign exchange rate, expressed as the number of JPY required to purchase
one USD, by reference to Spot Market, as determined by the Calculation Agent acting in good
faith and a commercially reasonable manner.
"Spot Market" means the global spot foreign exchange market which for these purposes shall be
treated as being open continuously from 5.00 AM. Sydney time on a Monday in any week to 5.00
PM New York time on the Friday of that week.
3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner, and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan : JPMorgan Chase Bank, NA., LONDON
Chaseside WB01-0560
Bournemouth
BH77DA
United Kingdom
Direct Lir
Facsimile
6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
USI: 1030229152 OFXFX000000000000000000HCZ3KCSOO
If 3PMorgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to MCC Data Repository
(US.) LLC
Reference Numlser. 8000049474809 Page 3 of
J.P. Morgan Securides plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank St reel, Canary Wharf, London, 214
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London,E14 531'. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, Eli 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221315
Fri Aug 16 13:01:23 2013 'J pg:4 of 5
JP.Morgan
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party
regarding this Traocartion; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
USE 1030229152 GPXFXO00000000000000000HCZ3KCS00
If 'Morgan b the reporting party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repconcey
(US.) LLC
Reference Nmober. 8000049474809 Page 4 of 5
J.P. Morgan Securities plc.Registered in England & Wales No. 2711006.Registered Office 25 Bank Street, Canary Wharf,London,E14
SJP. Midiorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR00 0746. Registered Branch Office
25 Bank Street, Canary Wharf, London,Eli 53P. J.P. Morgan Limited.Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Whar4 London, El4 Morgan Europe Limited. Registered in England & Wales No. 938937.Registered
Office 25 Bank Street, Canary Wharf, London, Eld 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221316
Fri Aug 16 13:01:44 2013 'J pg:5 of 5
IF!Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWIFT MT305 or phone/oral confirmation) issued by JPMorgan in connection with this Transaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that purpose and returning it to the above address.
Yours faithfully,
JPMORGAN CHASE BANK, N.A.
Name: Philip D Glackin
Title: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
USI: 1030229152 GFXFXO00000000000000000HCZ3KCS00
If 1YMa:sea is the moan party under applicable U.S. law for this transaction, this transaction has ban reported to DTCC Data Repository
(US.) LLC
Reference Number 8000049474809 Page 5 of 5
J.P. Morgan Securides plc. Registered in England & Wales No. 27U006. Registered Office 25 Bank Street, Canary• Wharf, London, E14
5JP. JPMorgan Chase Bank, National Associadon. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 551). J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London ELI MP. J.P. Morgan Europe LImited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, ELI 5JP. All authoriud and regulated by the Financial Services Authority.
EFTA01221317
li
-ri Aug 16 13:03:26 2013 '.1 pg:1 of 5
J.P.Morgan
JPMorgan Chase Bank, N.A.
Chaseside WB0I-0560
Bournemouth
BH7 7DA
United Kingdom
Direct
Facsimile
Switchboard: 44 1202 322000
SOUTHERN I', INC
Facsimile: 001
2 August 2013
Reference Number: 8000046955779
Knock-In/Knock-Out Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., ('JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Counterparty") on the Trade Date specified below.
The definitions and provisions contained in the 2006 ISDA Definitions as published by the International
Swaps and Derivatives Association, Inc., (the "2006 Definitions") and in the 1998 FX and Currency Option
Definitions as published by International Swaps and Derivatives Association, Inc., the Emerging Market
Traders Association and The Foreign Exchange Committee (the "1998 Definitions", and together with the
2006 Definitions, the "Definitions") are incorporated into this Confirmation. In the event of any inconsistency
between the 2006 Defuntions and the 1998 Definitions, the 1998 Definitions will govern. In the event of any
inconsistency between either set of Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of, and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan
and the Counterparty. All provisions contained in the Agreement shall govern this Confutation except as
expressly modified below.
USI: 1030229152 GFX:FX. O00000000000000000HCZ319Y06
If inlorgan is the reporting party tinder applicable U.S. law for this transaction, Ibis transaction Ins been reported to DTCC Data Repositay
(U S.) LLC
Reference Number. 8000046955779 Page 1 of 5
J.Y. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
5JP. JPfilorgen Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5JP.J.P. Morgan Limited. Registered in England Sr Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, ELI SJP. J.P. Morgan Europe Limited. Registered in England & wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 SJP. All authorised and regulated by the Financial Services Authority.
EFTA01221318
Fri Aug 16 13:03:54 2013 'J pg:2 of 5
J.P.Morgan
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
(a) General Terms:
Internal Reference: 46955779
Trade Date: 24 July 2013
Buyer: JPMorgan
Seller: Countaparty
Currency Option Style: European
Currency Option Type: USD Put ; CAD Cal
Call Currency and Call Currency Amount: CAD 10,200,000.00
Put Currency and Put Cturency Amount USD 10,000,000.00
Strike Price: 1.02 C.AD/USD
Expiration Date: 24 January 2014
Expiration Time: 10:00 New York Time
Settlement Date: 27 January 2014
Premium: USD 91,000.00
Premium Payment Date: 25 July 2013
In Strike Price: 1.005 CAD/USD
Out Strike Price: 1.055 CAD/USD
1.If at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date ("Barrier Period"), the Spot Rate, as determined by the Calculation Agent by
reference to Spot Exchange Rate A, is equal to or less than the In Strike Price ("Knock In Event"),
this Currency Option will be exercisable provided that no Knock Out Event has occurred.
US1: 1030229152 GPXFNC00000000000000000HC7_319Y06
If WMorgan is the reporting party wider applicable U.S. law for this transaction, this transaction1as been reported to DTCC Data Repository
(1/S)LW
Reference Number. 8000046955779 Page 2 of 5
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, ELI
UP. Inform Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR00 0746. Registered Branch Office
25 Bank Street, Canary Wharf, London, EV' SIP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, El4 SIP. All authorised and regulated by the finaocialServices Authority.
EFTA01221319
Fri Aug 16 13:04:17 2013 pg:3 of 5
J.P.Morgan
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Bather
Event Rate Source A.
2.(f at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Daze, the Spot Rate, as determined by the Calculation Agent by reference to Spot
Exchange Rate A, has, been equal to or greater than the Out Strike Price this Currency Option will
not be exercisable ("Knock Out Event").
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Barrier
Event Rate Source A.
Barrier Event Rate Source A:
The CAD/USD spot foreign exchange rate, expressed as the number of CAD required to purchase
one USD, by reference to Spot Market, as determined by the Calculation Agent acting in good
faith and a commercially reasonable manner.
"Spot Market" means the global spot foreign exchange market which for these purposes shall be
treated as being open continuously from 5.00 AM. Sydney time on a Monday in any week to 5.00
PM New York time on the Friday of that week.
3. Calculation Agent ;Morgan, acting in good faith and in a commercially reasonable manner, and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan : JPMorgan Chase Bank, N.A., LONDON
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Lir
Facsimile
6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the patty's behalf; unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
US1: 1030229152 GPXFXO00000000000000000HCZ3I9Y06
RMagass is the reporting party under applicable U.S. law for this wansaction, this transaction has been reported to D7CC Data Repository
MS.) LLC
Reference Number. 8000046955779 Page 3 of 5
J.P. Morgan Securides pk. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf,London,E14
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: lilt Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & 'Wales branch No. BR00 0746. Registered Branch Office
25 Bank Street, Canary Wharf, London, El4 SJP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary wharf, London, E14 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 23 Bank Street, Canary Wharf, London, El4 5JP. MI authorised and regulated by the Financial Services Authority.
EFTA01221320
Fri Aug 16 13:04:47 2013 'J pg:4 of 5
IPMorgan
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party
regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its otvn decision to enter into this Transaction; (ill) it tuaderstands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or otherwise) of this Ti-ansaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
US1: 1030229152 GFX:FX000000000000000000HCZ319Y06
If JPMagan is the reporting potty under applicable U.S. law for this transaction, this transaction has bean reported to DTCC Data Repository
(US.)LLC
Reference Number. 8000046955779 Page 4 of 5
J.P.Niorgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
SJP. ablorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 SJP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 23 Bank Street, Canary Wharf, London, E14 SJP. All authorised and regulated by the Financial Senices Authority.
EFTA01221321
Fri Aug 16 13:05:08 2013 'J pg:5 of 5
.P.Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWIFT MT305 or phone/oral confirmation) issued by WMorgan in connection with this Transaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that purpose and returning it to the above address.
Yours faithfully,
DMORGAN CHASE BANK, NA.
rieee lewre+weea.,,t, wz+bw.‘„,
r
a isOCE:
Name: Philip D Glackin
Title: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
USI: 1030229[52 GFXFXO00000000000000000HCZ3191'06
If IPMcagan is the reporting party under applicable V.S. law for this transaction, this dansaction has been reported to DTCC Data Repository
(US.)1.LC
Reference Number. 8000046955779 Page S of 5
J.P. Morgan Securides plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, £14
5JP. JPMorgan Chase Bank, National Associadon. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5.1P. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Europe limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, EU 5.1P. All authorised and regulated by the Financial Services Authority.
EFTA01221322
ri Aug 16 13:07:02 2013 'J pg:1 of 4
IF!Morgan
JPMorgan Chase Bank, N.A.
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Line
Facsimile
Switchboard: 44 1202 322000
SOUTHERN TRUST COMPANY, DIC
Facsimile: 001
2 August 2013
Reference Number: 8000048076069
Single Bather Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., ("JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Counterparty") on the Trade Date specified below.
The definitions and provisions contained in the 1998 FX and Currency Option Definitions, as amended by
the 2005 Bather Option Supplement (as published by the International Swaps and Derivatives Association,
Inc.; EMTA, Inc.; and the Foreign Exchange Committee) are incorporated into this Confirmation. In the event
of any inconsistency between those definitions and provisions and this Confirmation, this Confirmation will
govern.
1. This Confirmation supplements, forms part of, and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan
and the Counterparty. All provisions contained in the Agreement shall govern this Confirmation except as
expressly modified below.
USI: 1030229152 GPXFX0000000000000000001iC2.3.131:02
If WMorgan is the repeating party under applicable U.S. law for this tiansaction, this transaction bas been repeated to DTCC Data Repository
(US.)LLC
Reference Number 8000048076069 Page 1 of 4
J.P.Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, Eld
JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main °Mee: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, Eld 5JP.J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London,EH 5JP. J.P.Morgan Europe Limited. Registered in England & Wales No. 938937.Registered
Office 25 Bank Street, Canary Wharf, London, El! 51P. MI authorised and regulated by the Financial Services Authority.
EFTA01221323
Fri Aug 16 13:07:27 2013 '3 pg:2 of 4
J.P.Morgan
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
(a) General Terms:
fraternal Reference: 48076069
Trade Date: 25 July 2013
Buyer: IPMorgan
Seller: Counterparty
Currency Option Style: European
Currency Option Type: NZD Put / USD Call
Put Currency and Put Currency Amount NZD 5,000,000.00
Call Currency and Call Currency Amount: USD 4,000,000.00
Strike Price: 0.8 USD/NZD
Expiration Date: 24 October 2013
Expiration Time: 10:00 New York time
Settlement Date: 29 October 2013
Premium: USD 72,200.00
Premium Payment Date: 29 July 2013
(b) Other terms and conditions:
Barrier Event: Applicable
Event Type: Knock-Out
Spot Exchange Rate Direction: Greater than or equal to the Barrier Level
USI: 1030229152 OFXFXO00000000000000000HCZ.373K02
If 1PMorgan is the repotting party under applicable U.S. law for this transaction, this transaction has been reported w DTCC Data Repository
(U.S.) LLC
Reference Number 8000048076069 Page 2 of 4
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14
SJP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London. El4 53 P. J.P.Morgan Europe Limited-Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 Si?. All authorised and regulated by the Financial Services Authority.
EFTA01221324
Fri Aug 16 13:07:46 2013 'J pg:3 of 4
J.P.Morgan
Barrier Level: 0.84 USDINZD
Event Period Start Date and Time: Trade Date at the time of execution hereof
Event Period End Date and Time: Expiration Date at the Expiration Time
3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner, and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan : JPMorgan Chase Bank, N.A., LONDON
Chaseside WB01-0560
Bournemouth
BH7 7DA
United
Direct I:
Facsimil
6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party
regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
USI: 1050229152 GFXFX000000000000000000HCZ3131CO2
If iPMorgan is the reporting party under applicable U.S. law for this transattion, dais transaction has been reported to DTCC Data Repository
(US.) LLC
Reference Number. 8000048076069 Page 3 of 4
J.P. Morgan Securities plc. Registered in England & wales No. 2711006. Registered Office 25 Bank St reel, Canary Wharf, London, E14
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Limited. Registered in England & Wales No.248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 MP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, El4 5.111. AB authorised and regulated by the Financial Semites Authority.
EFTA01221325
Fri Aug 16 13:08:16 2013 'J pg:4 of 4
IP.Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWIFT MT305 or phone/oral confirmation) issued by JPMorgan in connection with this Transaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that purpose and returning it to the above address.
Yours faithfully,
JPMORGAN CHASE BANK, N.A.
Name: Philip D Glackin
Tide: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
USI: 1030229152 GFXFXO00000000000000000HCZ3f3K02
If 712Morgan is the reporting party under applicable V.S. law fa this transaction, this transaction has ban reported to D7CC Data Repository
(US.) LLC
Reference Number 8000048076069 Page 4 of 4
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered One 25 Bank Street, Canary wharf, London, E14
5JP.,IPMorgan Chase Bank, National Association. Organised wider the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746, Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 SJP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wilbert, London, E14 SJP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, Eld SIP. All authorised and regulated by the Financial Services Authority.
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rri Aug 16 13:10:08 2013 '3 pg: 1 of 5
J.P.Morgan
JPMorgan Chase Bank, N.A.
Cbaseside WBOI-0560
Bournemouth
BH7 7DA
United Kingdom
Direct Lin
Facsimil
Switchboard: 44 1202 322000
SOUTHERN TRUST COMPANY, INC
Facsimile: 001
7 August 2013
Reference Number: 8000051012859
Knock-In/Knock-Out Currency Option Transaction
The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered
into between JPMorgan Chase Bank, N.A., ('JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the
"Counterparty") on the Trade Date specified below.
The definitions and provisions contained in the 2006 ISDA Definitions as published by the International
Swaps and Derivatives Association, Inc., (the "2006 Definitions") and in the 1998 FX and Currency Option
Definitions as published by International Swaps and Derivatives Association, Inc., the Emerging Market
Traders Association and The Foreign Exchange Committee (the "1998 Definitions", and together with the
2006 Definitions, the "Definitions") are incorporated into this Confirmation. In the event of any inconsistency
between the 2006 Definitions and the 1998 Definitions, the 1998 Definitions will govern. In the event of any
inconsistency between either set of Definitions and this Confirmation, this Confirmation will govern.
1. This Confirmation supplements, forms part of, and is subject, to the ISDA Master Agreement dated as
of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan
and the Counterpaity. All provisions contained in the Agreement shall govern this Confirmation except as
expressly modified below.
USI: 1030229152 GFXFX000000000000000000HC230R608
If .IPMorgan is the report:lig party under applicable U.S. taw for this transaction, this transaction has been reported to DTCC Data Repostray
(US.)LW
Reference Numbs 8000051012859 Page 1 of 5
J.P. Morgan Sectuldes plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank St reel, Canary Wharf, London, E14
JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited /lability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BRO00746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary wharf, London, E14 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wharf, London, E14 5JP. All authorised and regulated by the Financial Services Authority.
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Fri Aug 16 13:10:36 2013 'J pg:2 of 5
J.P.Morgan
2. The terms of the panicular Transaction to which this Confirmation relates are as follows:
(a) General Terms:
Interm Reference: 51012859
Trade Date: 7 August 2013
Buyer: Counteiparty
Seiler: »'Morgan
Currency Option Style: European
Currency Option Type: USD Put / CAD Call
Call Currency and Call Currency Amount CAD 10,200,000.00
Put Currency and Put Currency Amount: USD 10,000,000.00
Strike Price: 1.02 CAD/USD
Expiration Date: 24 January 2014
Expiration Time: 10:00 New York Tune
Settlement Date: 27 Januar)' 2014
Premium: USD 49,000.00
Premium Payment Date: 8 August 2013
In Strike Price: 1.005 CAD/USD
Out Strike Price: 1.055 CAD/USD
1.If at any time from and including the Trade Date to and including the Expiration Tinte an the
Expiration Date ("Bamler Period"), the Spot Rate, as determined by the Calculation Agent by
reference to Spot Exchange Rate A, is equal to or less than the In Strike Price ("Knock In Event"),
this Currency Option will be exercisable provided that no Knock Out Event has occurred.
USI: 1030229152 GPXPX00000000000000000011C7-30R608
If WMorgan is tbe reporting pony under applicable U.S. law for dis transaction, Ibis nunation bas bum reported to DTCC Data Repository
(US.)LLC
Reference Number. 8000951012859 Page 2 of 5
J.P.Morgan Seearides pie.Registered inEngland & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf,London,Eia
511). JPMOrgan Chase Bank, National Association. Organised under the laws of USA wich limsted liability. Main O01ce: Lili Polaris
Parkway, Columbus, Ohio 43240 USA. Registererlas a brauch in England & Wales brauch No. BR000746. Registered Brauch Office
25 Bank Street, Canary Wharf,London, Ei4 5JP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Register«, Office
25 Bank Street, Canary Whar4 London, EIA 5JP. J.P. Morgan Europe Limited. Registered inEngland & Wales No. 938937. Registered
Office 25 Bank Street, Canary Wbar(, London, EIA 5JP. All 2U thorised and regulated by the Einende) Services Authority.
EFTA01221328
Fri Aug 16 13:10:59 2013 'J pg:3 of 5
J.P.Morgan
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Bather
Event Rate Source A.
2.11 at any time from and including the Trade Date to and including the Expiration Time on the
Expiration Date, the Spot Rate, as determined by the Calculation Agent by reference to Spot
Exchange Rate A, has, been equal to or greater than the Out Strike Price this Currency Option will
not be exercisable ("Knock Out Event").
Spot Exchange Rate A means a foreign exchange rate determined in accordance with the Barrier
Event Rate Source A.
Bather Event Rate Source A:
The CAD/USD spot foreign exchange rate, expressed as the number of CAD required to purchase
one USD, by reference to Spot Market, as determined by the Calculation Agent acting in good
faith and a commercially reasonable manner.
"Spot Market" means the global spot foreign exchange market which for these purposes shall be
treated as being open continuously from 5.00 AM. Sydney time on a Monday in any week to 5.00
PM New York time on the Friday of that week.
3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner, and whose
determinations and calculations will be binding in the absence of manifest error.
4. Offices:
The Office of JPMorgan for this Transaction is LONDON.
The Office of the Counterparty for this Transaction is ST THOMAS.
5. Office and Address for notices in connection with this Transaction
JPMorgan : JPMorgan Chase Bank, N.A., LONDON
Chaseside WB01-0560
Bournemouth
BH7 7DA
United Kin dom
Direct L
Facsimil
6. Document to be delivered. Each party shall deliver to the other, at the time of its execution of this
Confirmation, evidence of the specimen signature and incumbency of each person who is executing the
Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this
Agreement and remains true and in effect.
USI: 1030229152 GFXFXO00000000000000000HCZ3OR608
If IPMorpn is the reporting party nada applicable U.S. law for this transaction, this trumagion has been ttperted to DTCC Data Repository
(U.S.) LiX
Reference Number 8000351012859 Page 3 of 5
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006. Registered Once 25 Bank Street, Canary Wharf, London, E14
5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR00 0746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 5n. J.P. Morgan Limited. Registered in England Sr Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 MP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered
Office 23 Bank Street, Canary Wharf, London, Eli 5JP. All authorised and regulated by the Financial Services Authority.
EFTA01221329
Fri Aug 16 13:11:29 2013 'J pg:4 of 5
J.P.Morgan
7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and
warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party
regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional
advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands
the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and
to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary
or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly
through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal,
regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto,
and (3) has not committed to unwind this Transaction.
U51: 1030229152 OFXFX0013000000000000000HC2.30R608
If llaiMargan is the reporting party under applicable U.S. law for this transaction, this transaction Ins been reported to DTCC Data Repository
(US.)LW
Reference Nunber Page 4 of 5
J.P. Morgan Securities plc.Registered in England & Wales No. 2711006.Registered Office 25 BankStreet, Canary Wharf, London,Eta
SJP. JPMorgan Chase Bank, National AssOciadOn. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office
25 Bank Street, Canary Wharf, London, E14 51P. J.P. Morgan Limited.Registered in England & Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, E14 MP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937.Registered
Office 25 Bank Street, Canary Wharf, London, Eld 53P. All authorised and regulated by the Financial Semites Authority.
EFTA01221330
Fri Aug 16 13:11:50 2013 'J pg:5 of 5
I P Morgan
This Confirmation supersedes and replaces any other confirmation (including any other written confirmation,
SWIFT MT305 or phone/oral confirmation) issued by JPMorgan in connection with this Transaction on or
prior to the date hereof.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this
Confirmation enclosed for that impose and returning it to the above address.
Yours faithfully,
JPMORGAN CHASE BANK, N.A.
Name: Philip D Glackin
Title: Managing Director
Accepted and confirmed as of the date first written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
USI: 1030229152 OFXFX000000000000000000HCZ3OR608
If JPMagan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository
(US.) LLC
Reference Number: 8000051012859 Page 5 of 5
J.P. Morgan Securities plc. Registered in England & Wales No. 2711006.Registered Office 25 Bank St red, Canary Wharf,London,E14
JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris
Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BRO00746. Registered Branch Office
25 Bank Street, Canary Wharf, London, EDI 5JP. J.P. Morgan Limited.Registered in England Sr Wales No. 248609. Registered Office
25 Bank Street, Canary Wharf, London, £14 MP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937.Registered
Office 25 Bank Street, Canary. Wharf, London,Ell 5JP. All authorised and regulated by the FinancialServices Authority.
EFTA01221331