EFTA01254310

a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 NIA•41,0 AIM INI•ein Menh hisaletmen Must tOnnie Clew 0evillhe "ffi Se“.90. 1 Toll 'tee 74141iS NW: Itt5 THE HAZE TRUST December 1,2018 - December 31, 2018 UAD 02/09/99 Account Number: JEFFREY EPSTBN DARREN K INDYKETTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance This Wind Yeem1mDele Your Investment Specialist. BEGINNINGACCOUNT VALUE 820,342,069.33 818,370,824.99 MARTIN ZEMAN Net Cash Deno:06nd Withdrawah 80,115.87 1,795,110.72 Adjusted Previous Account Value 20,422,175.00 20,188,235.71 Dividends. Interest and Olher Income 29,898.88 782,724.13 Total Taxes Withheld 0.00 -782.24 Other Transactions 0.00 40.00 Net Change in Portfolio' 695,730.00 -1,172,015.72 Accrued Interest $22,284.21 Estimated Annual Income 8379,682.94 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Pineal Asset Type Mon Year-Eod List Period ThisPerlod IM 51% Cash, Money Funds, and Bank Deposits 4,843,819.22 9,922,889.33 10,032,881.88 a 11% Fixed Income 3,037,500.00 2,188,100.00 2,130,300.00 38% Equities 8,392,270.00 8,251,090.00 7,593.180.00 0% M utual Funds 2,297,435.77 0.00 0.00 100% Account Total (Pie Chart) $18,370,824.99 820,342,059.33 $19.758,141.88 Please review your allocation periodically with your Investment Specialist. Page ' of '3 Rated Excellent C1,.ng thsough Pent vAtolly owned Every Yew Since 2007 eubstelvaty of The Bank a Mellon DALIAR RATED COMMUNICATIONS CorporationMY Mellen) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ErYN F ID FFPFAL LXCIILLINCI 00048459 entente RC.nw-own WARA.gt!itEt.GM DB-SDNY:0011283 EFTA_00 l59068 EFTA01254310 Summary of Gains and Losses Rented This Period Tear-to-Die Urea Short-Term Gain! Loss 0.00 45,938.55 -705,049.37 Long-Term Gain/ Loss 0.00 -114,222.32 47193813 Net Gain! Loss 0.00 -190,160.87 476,088.10 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECEr ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Mikity Type Dexriptkio Amount 8U1a Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.26% Activity Ending: W 3916 12101/18 Opening Balance 9,922,869.33 9,922,889.33 12111118 Deposit MONEY FUND PURCHASE 11,025.00 9,933,894.33 12114118 Deposit MONEY FUND PURCHASE 80,115.67 10,014,010.00 11/31/18 Deposit INCOMERBNVEST 18,671.88 10,032,681.88 12r31118 Closing Balance 110,031,681.88 Total All Money Market Funds $10,032,681.88 Income and Expense Summary oluent Period Yewdo•Cele Tull* Hooters& Table Noe Taxable Dividend Income Equities 11,025.00 0.00 315,521.79 0.00 Money Market 18,671.88 0.00 70,389.41 0.00 Other Dividends 0.00 0.00 299,147.46 0.00 Interest Income Bond Interest 0.00 0.00 77,930.55 0.00 Credit Interest 0.00 0.00 0.00 -285.09 Expenses Withholding Taxes 0.00 0.00 •762.24 0.00 Total Dividends, Interest, Income and Expenses $29,696.88 $0.00 $762,226.98 4265.09 Page 2 of 10 Account Number: Rated Czottlent Cleanng through Italliesey owned • t tl .ZS Every Yea, Since 2007 sobsidiary of The WE al Melba DALIAR RATED COMMUNCATIONS oratIonatly Maw) CONFIDOP AL CaP ("allINCE Peroinx 11.C.mtett, ONRAVVVELGM_00048460 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011284 EFTA_00159069 EFTA01254311 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 December 1,2018 - December 31,2018 THE HAZE TRUST Portfolio Holdings Account Unity OF*0109 Posing Awed Income 30.0ay Current Opening Cote *Islay Number Biding Bates Balance Income Males Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 51.00% of Portfolio Money Market CASH AC TR DWSG0VT8 AGINSIL 12/01/18 10,032,681.880 N/A 12131118 9,922,869.33 10,032,681.88 0.00 70.389.42 219% 226% Total Money Market $9.922,869.33 210,032,681.88 $0 00 $70,389.42 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $9,922,869.33 210,032,681.88 $0.00 $70,389.42 Adjusted Unrealized Mimed Blinded Blended Date Molted Ciumtky Unit Cad Coal Basis Merkel ark, Market Vibe Selfless Meted MaulImmo Yield FIXED INCOME 11.00% of Portfolio (In Maturity Data Sequence) Corporate Bonds MORGAN CHASE& CO DEP SHSREPSTO Severity Ideotilier:46225HHA1 /10TH PFD SMIRKED TO RIG RT 80 5990% 04/23/58 W E DTD 04123/08M oody Rating BAA3S8 P Rating BBB- 05110/11 ' •x12 2,160,000.000 110.8750 2,394,894.62 98.6250 2,130,300.00 264,594.62 22,284.21 129,392.20 607% Original Cost Basis: $2A03,330.00 Total Corporate Bonds $2,394,894.62 $2,130,300.00 4264,594.62 $22,284.21 $129,392.20 2,160,000 000 TOTAL FIXED INCOME $2,394,694.62 $2,130,300.00 4264,594.62 $22,284.21 $129,392.20 2,160,000.000 Unrealized Estimated Estimated Date Acquired Nudity Unit Col Col Bale Nark/ Price Market Value Geln/Less Annul Income Yield EQUITIES 38.00% of Portfolio Common Stocks ALPHABET INC CAP STK CL C Seco* Identifiet 6006 Dividend Option: Cash CUSP. 02079K1)7 12/05/17 1,000.000 1,014.0150 1,014,015.20 1,035.6100 1,035,609.99 21,594.79 02/02/16 1,000.000 1,116.1660 1,116,166.00 1,035.6100 1,035,609.99 40,556.01 02105/18 1.000.000 1,106.0070 1106.006.60 1.035.6100 1,035,610.02 -70.396.78 Total Covered 3,000.000 3,236,168.00 3106,830.00 -129.358.00 Total 3,000-000 53.236,188.00 93,106,830.00 4129 358 00 $0 00 Page 3 of 10 Account Numberi Rated ticellent Clewing through PenhVat) owned EttlYSIC.3 bey Year Since 2007 subsidiary of De Make/ Melba OMARRAM COMMUNICATIONS CarpontIon(MY Mellon) CONFIDENTIAL - PURSUANT TO FED. R CRIPA P. 6(e) CONFIDOP UCILLUICC Perghng U.C.mete FINRAVVVELGM- 0°°48461 DD-SDNY-0011285 EFrA_00159070 EFTA01254312 Portfolio Holdings (continued) UneeeNzed Eslirnaled Eslirraled Dale Acqiied OusatIty UnN Coal Cod Wes market Prke Market Value Pin.= Annual income Yiel! EQUITIES (continued) Common Stooks (continued) CARVANA CO CL A Security Identifier: CVNA Dividend °plies:Cash CUSP. N6869132 06118118 2,500.000 42.7900 106,975.00 32.7100 81,775.00 -25,200.00 08118/18 5,000.000 44.3400 221,699.15 32.7100 163,550.00 -58,149.15 08118116 5,000.000 44.0100 220,200.00 32.7100 163,550.00 -56,650.00 08118118 2,500.000 43.5400 108,850.00 32.7100 81,775.00 .27,075.00 08119118 2,500.000 42.6140 106,686.00 321100 81,775.00 -24,911.00 06119116 2,500.000 43.0850 107,712.93 32.7100 81,775.00 -25,937.93 08119/18 2,500.000 42.7520 106,879.20 32/100 81,775.00 -25,104.20 06119118 2.500100 42.8400 107,100.00 32.7100 81.775 00 -25.325 00 Total Covered 25.000 000 1,086,102.28 817,750 00 -268.352 28 Total 25,000 000 $1,088,102.28 $817,750.00 -3268.352.28 $0.00 UNITED TECHNOLOGIESCORP COM &curdy Matter:UT% Dividend Option: Cash CUSP:913017119 06120/18 15,000.000 125.5300 1,882,944.30 106.4800 1,597,200.00 -285,744.30 44,100.00 2.76% Total Common Stocks $8,205,234.58 55,521,780.00 4683,454.58 $44,100.00 Preferred Stocks (listed by expiration date) CITIGROUP INC DEP SHS REPSTG /MOTH Security Identifier: C PRK PFD KR K DIV 6.8759E PERPETUAL NI ATY CUSIP: 172967341 PERPETUAL CALL 11%/23025.00 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,418.90 282200 2,071,380.00 71,961.10 135,781.32 655% Total Preferred Stocks $1,999,418.90 $2,071,380.00 $71,981.10 $135,781.32 TOTAL EQUITIES $8,204,653.48 57,593,180.00 4611,493.48 $179,881.32 WINS Accrued Estimated Cat Beds MEW Value Galen.** 'Mad Annual Income TOTAL PORTFOLIO HOLDINGS $20,632,229.98 $19,758,141.88 4878,088.10 $22,284.21 $379,662.94 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1086, as amended by the Emergency Economic Stabilization Ad of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 93 99--B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the Page 4 of 10 Account Number' Rated ticellent ClewingIMO Pno t yaelos^"/ • ttC1IX .:5 An bey Year Since 2007 DALIARRAM COMMUNICATIONS sataldiary of The kalcolalelloa CalpontfonatlY Melloo) eat it, ,,,, CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) CONFIDOP4-41. L_- UCtattia Sozerit-00048462 Perclirtx U.C.rnenrber FINRA.ROM DB-SDNY-0011286 EFTA_00159071 EFTA01254313 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1,2018 - December 31,2018 THE HAZE TRUST Portfolio Holdings (continued) taxpayer election, type of fixed income security. and certain attributes. obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THEPRICEDATEDOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 5 of '0 Account Number' Rated Gana. Clewing through Persh LI.0 a %lag owned IttI M SS.25 Eery Yea Slme 2007 setoldisey of The Banked Mellon DALIMIMATILDCCMMUNKATIONS Caporabon(MY /Mika) CONFIDO ,,.. EXCILLINCE Pennine llg.ererrte FihRA.WcilliZiolVl-00048463 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011287 EFTA 00159072 EFTA01254314 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1% ; unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees. costs. expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Please note the following information for Pershing's 20 18 IRS Form 1099 (B, DIV. INT, M ISC and OID): Your Form 1099 will be delivered as early as possible. beginning January 31, 2019. By February 15. you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15. 2019. Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 1,00( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (A ar,o.nts st:ow. e ,n base currency) Oman ThisPedor Dabs TbisPerlod Net IbisPetiod Credits Yen-to-Date DebilsYear4o-Date Net Year-to-Date Securities Securities Bought 0.00 0.00 0.00 0.00 .14,084,179.51 .14,084,179.54 Securities Sold 0.00 0.00 0.00 13,820,590.90 0.00 13,820,590.90 Total Securities $0.00 $0.00 $0.00 $13,820.590.90 414.084.179.54 4263,588.64 Dividends and Interest $29,696.88 $0.00 $29,696.88 $762,989.22 4265.09 $762,724 13 Distributions $0.00 $0.00 $0 .00 $2.878.760.00 $0.00 $2,878.760.00 Page 6 of '0 Account Number: Rated balls. Clewing through Pena LI.0 ,%Rory owned berg Yew Slate 2007 sttoldisey of The Bonk a Mellon DAteAR PATILDCPMMUNICATIONS Caporabon(MY Wilco) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID uautNa Posliat t LC. mente. Fir.RA.M4lEgEilt!"—Ouv4840`. DB-SDNY-0011288 EFTA_00159073 EFTA01254315 Deutsche Bank -A P.O Box 1776, Baltimore, MD 21203 )ecember 1,2018 - December 31,2018 rHEHA ZE TRUST Activity Summary (continued) £mdits7NsPerbd Mks ThisPerlod Net ThisPotiod Cre011eYeaute-Dde DetelsYear4o-Dete lid Yew-to-Ste Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 $0.00 $0.00 $0.00 4782.24 4782.24 Cash Deposits 80.115.67 0.00 80115 67 1,795,410.72 0.00 1,794410.72 Total Cash $80.115.67 $0.00 $80,115.67 $1,705,410.72 $0.00 $1,795,410.72 Totals $109,812.55 $0.00 $109,812.55 $19,257,750.84 414 085 246 87 $4172503.97 Transactions by Type of Activity Roces SetSmenl Date Mikity Type Description aurally Ake Acaued [Meted Amount Omen°, Dividends and Interest 12110/18 CASH DIVIDEND RECEIVED 6000 SHRS UNITED TECHNOLOGIESCORP COY RD 119 PD 11,025.00 USD VU 12/13111 12131118 MONEY MARKET FUND CASH AC TR DW SGOVT 18,671.88 USD INCOMERECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 29498.88 Cash Withdrawals and Deposits 12113/18 FEDERAL FUNDS RECBVED 'OCEANIC USA. NMIO 46284 80,115 67 USD USY899997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 80,115.87 Total Value of Transactions 0.00 104812.55 USD The price and quantity displayed may have been rounded. Page 7 of 10 Account Numberi Rated [smitten Clewing through Perttli milay evened ACL OY:5'2.Z, hely Yew Since 2007 istaldiary of The Mak enAelke CONFIDENTIAL — PURSUANT TO FED. R CRIAA P. 6(e) CONFIDO. L DMIAR WED COMMUNICATIONS Ualttlia Canceabon (MY Mellon) iimikficitlYstett000tates Peening U.C.nitetere DEl-SDNY-0011289 EFTA_00I 59074 EFTA01254316 Client Service Information Your Inrettmeal Spedaid:ZEM Canted Imforisation MARTIN ZSIAN im Telephone Number: NY Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant toe clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial Institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial Institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 8 of 10 Account Number:I Rated Careatnt Clewing through PenhitlayU ~ad lettIM C.25 (very Yet Since 2007 sobsidiary of De Make/ Melba CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS LXCILLINC( CarporatIon Oltly Mellon) PerIhnx 11.C. mmtatre FINRAVVVELGM—°°°48466 DB-SDNY-0011290 EFrA_00159075 EFTA01254317 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 )ecember 1,2018 - December 31,2018 rHEHAzETRust Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Raza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 9 of '0 Account Number:I Reed ( .cellent Clown& through PeablirMaiiply awned rn (very Year Sint 2O07 subudiary of The Malta Mellon CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L DALEAR RATED COMMUNICATIONS EXCILIVICI Corporation tent MAW P!,PIng 1.1C.M.nta, 'It•RA.g4Pha.GM—00048467 DB-SDNY-0011291 EFTA_00 159076 EFTA01254318 TERMS AND CONDITIONS TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR MVESTOR. CONSEQUENTLY. AT THE TILE OF ANY SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM. STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADOITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. 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PLEASE NOTIFY PERSHNG IMMEDIATELY IN WRITING ElY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY, NJ 07399, ATTN' LEGAL DEPT Page '3 of 10 Account Number I Rated CHOI.? Owns through Penh LLC a Falvey/PM Attclm.:s Dieu Yew Since 2007 HAMM" of The Oak o IAdloa DALBAR RATED COMMUNICATIONS °flotsam Gia• /IOW CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. CPCILLINC( Per •P•nx LIC.nxy-ott FIMIA.FAVymiGM_00048468 DB-SDNY-0011292 EFTA_00159077 EFTA01254319 lrilDeutsche Bank Dtutt.tkr LIM PtIseir ttcSlh hal.Iftmett Marten <tern< C+04: 0evitthW45rvnn, inc. P.O. Box 1776, Baltimore, MD 21203 Toll Onlit *(4-1.1/454IS Cern; 4)0 r$ 'Slat THE HAZE TRUST November 1,2018 - November 30,201B UAD 02/09/99 Account Number: JEFFREY EPSTBN DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance This Puled YetteDsts Your Investment Specialist. BEGIN NINGACCOUNT VALUE $20,269,103.85 318,370,824.99 MARTIN ZEMAN Net Cash Deposits and Wilhdranals 22,933.07 1,715,295.05 Adjusted Previous Account Value 20,292,036.92 20,086,120.04 Dividends. Interest and Other Income 58697.95 733,02725 Total Taxes Withheld 0.00 .762.24 Other Transactions 0.00 40.00 Net Change in Portfolio' .6,675.54 -476,285.72 ENDINGACODUNT VAS 320,342,059 33 320,342,059.R Accrued Interest 510.804 52 Estimated Annual Income 5357070 66 'Net Change in Portfolio is the difference between fhe ending account value and beginning account value after activity. Asset Summary Percent Asset Type Prim Year-End Lad Period hasPerloil al 49% Cash, Money Funds, and Bank Deposits 4,643,619.22 7,508,443.41 9,922,869.33 a 11% Fixed Income 3,037,500.00 2,171,577.80 2,188,100.00 40% Equities 8,392,270.00 8,221,280.00 8,251,090.00 0% M utual Funds 2,297,435.77 2,369,802.84 0.00 100% Account Total (Pie Chart) $18,370,824.99 $20,289,103.85 320,342,059.33 Please review your allocation periodically with your Investment Specialist. Page lof 14 Wed tactile/A Clewing tinge.PenittaitAteg owned Every Yew Since 2007 solmnflary of De Make. Mellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 66 F D OfttA L4- DMIIAR MTED COMMUNICATIONS Lemma Carpoemlon (MY Mellon) PenesU.C.Fritetee FIARA.VAAPPM- 00048469 DB-SDNY-0011293 EFTA_00159078 EFTA01254320 Summary of Gains and Losses %MS TnisPeriod Year4o-Dete Ur/ISIS Short-Term Gain! Loss 1,827.08 -75,938.55 -12,094.58 Long-Term Gain/ Loss ,194,382.09 -114,222.32 488,418.50 Net Gain! Loss -198,009.15 -190,180.87 -180,511.08 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency anew USD Envivelent per USD HONG KONG DOLLAR 0 1277 7 8255 Exchange rates are based on interbank exchange rates as of 1V 30/ 20 18 Exchange rates can vary. Money Market Fund Detail Date Activity Type Desolation Mount Winos Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.12% Activity Ending: 11/ 30/ 18 11/01118 Opening Balance 7,453,040.10 7,453,040.10 11/01/18 Deposit MONEY FUND PURCHASE 46,535.00 7,499,575.10 11/02/18 Deposit MONEY FUND PURCHASE 8,844.78 7,508,41948 11/18118 Deposit MONEY FUND PURCHASE 33,945.35 7,540,365.23 11/19/18 Deposit MONEY FUND PURCHASE 22,933.07 7,563,298.30 11/29118 Deposit MONEY FUND PURCHASE 2,338,818.43 9,900,118.73 11/30118 Deposit MONEY FUND PURCHASE 9,385.33 9,909,502.06 11/30/18 Deposit INCOMEREINVEST 13 367.27 9 922 869.33 11/30/18 Closing Balance 89,922,869.33 Total All Money Market Funds 89,922,869.33 Page 2 of 14 Account Numberl Rated Excellent Clewing through Pottle* evened SCO:leSt. Ever, Year Since 2007 sobeldiary al Me BaaltenAellen CONFIDENTIAL - PURSUANT TO FED. R CRtIcffil P. 6(e) CONFIDO. L DMIAR MTtO COMMUNICATIONS EXCIllatiCE CarpotatIon OM Mellon/ PerIhnx 11.C. Finn**. Fevek$M4YsteM-00048470 DEI-SDNY-0011294 EFrA_00159079 EFTA01254321 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 November 1, 2018 - November 30, 20 18 THE HAZE TRUST Income and Expense Summary Oment Period Yea4mCiala Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 33,945.35 0.00 304,496.79 0.00 Money Market 13,367.27 0.00 51,717.54 0.00 Other Dividends 9,385.33 0.00 299,147.46 0.00 Interest Income Bond Interest 0.00 0.00 77,930.55 0.00 Credit Interest 0.00 0.00 0.00 -265.09 Expenses Withholding Taxes 0.00 0.00 •762.24 0.00 Total Dividends, Interest, Income end Expenses $58,697.95 $0.00 $732,530.10 4265.09 Portfolio Holdings U.S. DOLLARS Account Activity Opening Closing Accrued law 30.Day Current Opening Dale Curtly Number Ending Balance Pianos Income DM Yam Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 46,535.00 0.00 Money Market CASH AC TR DW$ GUTI AGINST1 11/01/18 9,922,869.330 NM 11/30/18 7,453,040.10 9$22.869.33 1,166.39 51,717.64 2.11% 212% Total Money Market $7,453,040.10 $9,922,869.33 $1,166.39 $51,717.54 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $7,499,575.10 $9,922,869.33 $1,166.39 $51,717.54 Adjoined Unrealized Accrued Edireded EMUS Ode Acqaked Quantky Unit Cod Cod Ben Market Price Market Value Pin loss Meted Assad home Yield FIXED INCOME(in Maturity Date Sequence) Corporate Bonds SIACIRGAN CHASE 8 CO DEP SHSREPSTG Security Ideatilier:46625HHA1 /13TH PFD SER 'FIXED TO RTGRT BD 5.808% 04123158 W E DTD 0412370 8Mood y Rating Bria3 S8 P Rating 88B- 05/1011 1 . •112 2,160,000.000 110.8820 2,395,047.80 100.3750 2,168,100.00 -226,947.60 10604 52 125,471.80 5.78% Page 3 of 14 Account Numberl Rated ticellent Clewing through Seely evened Sto:1•;Sxte bay Year Since 2007 se:oldie', of Mt lardtalelellai CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DMMR WED COMMIJNICATIONS EXCELLENCE Carponefon(eta Melloo) 00048471 Pelting LI.C.mente. FINSIA.AW !DWI"— DS-SDNY-0011295 EFTA_00159080 EFTA01254322 Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unmixed Accrued Estimated Whaled Date Acquired Quantity Unit Coq Cost Basis Market Price Market Value Goktiloss Weisel Annual Income Yield FIXED IlCOM E (continued) Corporate Bonds (continued) SMORGAN CHASES CO DEP SHSREPSTG (continued) Original Cost Basis: $2.403.330.00 Total Corporate Bonds $2,395,047.60 $2,168,100.00 -8226,947.60 $10,804.52 8125,471.80 2.160.000.000 TOTAL FIXED INCOM E $2,395,047.60 $2,168,100.00 4226,947.60 $10,804.52 8126,471.80 2.160.000 000 Unrested Estimated Ealknated Date Acquired Quantity Unit Coe Cost Ws Market Price Market Value Gelinkoss Annual Income Yield EQUITIES Common Stocks ALPHABET INC CAP STK CL C Sealy Identifier: GOOG Dividend Oplion: Cash CUSP 0207907 12105117 1.000.000 1.014.0150 1,014,015.20 1.094.4300 1.094.429.99 80.414.79 02/02118 1,000.000 1,116.1660 1,116,166.00 1.094 4300 1,094.429 99 -21,736.01 02/05/18 1,000.000 1,106.0070 1.106,00610 1.094.4300 1194.430.02 -11.576.78 Total Covered 3,000.000 3,236,188.00 3.283.290.00 47,102.00 Total 3,000.000 $3,236,188.00 53,283,290.00 $47,102.00 50.00 CARVANA CO CL A Security Identifier CVNA Dividend Oplion: Cash CUSP. 11686992 06118118 2.500.000 42.7900 106.975.00 43.2900 108.225.00 1,250.00 06718118 5.000.000 44.3400 221.699.15 43.2900 216.450.00 4,249.15 06118118 5,000.000 44.0400 220,200.00 43.2900 216,450.00 -3,750.00 05118118 2.500.000 43.5400 108.850.00 43.2900 108.225.00 125.00 06119118 2,500.000 42.674O 106,686.00 43.2900 108.225.00 1,539.00 06/19/18 2.500.000 43.0850 107.712.93 43.2900 108.225.00 512 07 06119118 2,500.000 42.7520 106.879.20 43.2900 108.225.00 1,345.80 06/19/18 2.500.000 42.8400 107.100.00 43.2900 108.225 00 1,125 00 Total Covered 25,000-000 1,086,102.28 1,082,250.00 -3,852.28 Total 25,000-000 $1,086,102.28 51,082,250.00 43,852.28 $0.00 UNITED TECHNOLOGIESCORP COM Security Identifier: UTX Dividend Oplion: Cash CUSP: 913017119 06120118 15,000.000 125.5300 1,882,944.30 121.8400 1,827,600.00 -55,344.30 44,100.00 2.41% Total Common Stocks $6,205,234.58 $6,193,140.00 412,094.58 $44,100.00 Page 4 of 14 Account Number' Rated Galls. Clewing *seer Penblveragaly owned stonat=cs Every Yea Slate 2007 Salary el The lank Mellon lo, DAUMPATILDCOMMUNICATIONS (MY Melee) a) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L UallINC( FINRA Pk411,2,GM_00048472 DB-SDNY-0011296 EFTA_00 [5908 I EFTA01254323 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 November 1, 2015 - November 30, 2018 THE HAZE TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Unreelized Estimated Eslimaled Cale Acquired Quantity Unil Cott Cod Bads dirket Price darker Value Wiese Aimed Income Yield EQUITIES (continued) Preferred Stooks (Listed by expiration date) CITIGROUP INC OEP SHS REPSTG /900TH Seedily Menlfier. C PRK PFD SER K DIV 6.875% PERPETUAL MAT/ CUSP 42967341 PERPETUAL CALL riS/23025.00 Dividend Opliota: Cash 02103114 79,000.000 25.3090 1,999,418.90 26.0500 2,057,950.00 58,531.10 135,781.32 8.59% Total Preferred Stocks $1,999,418.90 $2,057,950.00 $58,531.10 $135,781.32 TOTAL EQUITIES $8,204,653.48 $8,251,090.00 $46,436.52 $179,881.32 Unrested Awned Ended OW Bads Parket Vdua Giddies Interest Annual Income TOTAL U.S. DOUARS $20,522,570.41 $20,342,059.33 4180,511.08 $10,804.52 $357,070.66 HONG KONG DOLLAR OMMII9 Dosed Accrued 30 •Ory Desaidian Bundy Biala Biwa Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 53,842.05 0.00 HKD 0.00 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 53,842.05 0.00 HKD 0.00 0.00 USD 0.00 Awned Maker Value Currency Inters TOTAL HONGKONG DOLLAR 0.00 MO 0.00 0.00 USD 0.00 Unrealized Accrued Winded Cod Bath Market Value addles Inland Annul India TOTAL PORTFOLIO HOLDINGS - U.S. $20,522,570.41 $20,342,059.33 4180,511.08 $10,804.52 6357,070.68 DOLLARS Noncovered under the cost basis rules as defined below. Page 5 or 14 Account ?tunny Rated EstrIlent Clewing through Penh ltU e" evened (very Year Since 2007 .!Law Me Make.i Melba CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATIO COMMUNICATIONS EXCILLINC( CoacwatIon (MY melon) Perihnx 11.C. mffnbet FthitAAR4VaGM_00048413 DB-SDNY-0011297 EFTA_00159082 EFTA01254324 Portfolio Holdings (continued) Generally, securities acquired before 2011 in retirement accounts or held by Non-US, entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 2008. and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may markthe account as noncovered. However, if the account does not receive a 10998. the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. c Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Holdings Summary by Currency Cunene,/ Cash Fuel Income Equities Total by Currency US DOLLARS 9,922,869 2,168.100 8,251.090 20,342,059 USD HONG KONG DOLLAR 0 0 0 0 HKD Total USD Equivalent 9.922.869 2.168.100 8.251,090 20.342,059 USD % of Allocation 49% 11% 40% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked 'IA" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable: however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comi disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. Page 6 of 14 Account Numberl Rated Galls. ClewingII rough Penh lit a wit" owned ItO:14tWrec bery Yea Since 2007 SASS." of The Bank ol Melic CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L-- OMAR RATED COMMUNICATIONS EXCtLLINCI CogiNfaban (MY Mellon) na Perthrtx 11.C.ntertx. IthitA.RWV‘.wm—CsO484 74 DB-SDNY-0011298 EFTA_00 159083 EFTA01254325 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Novem ber 1, 2018 - November 30,2018 THE HAZE TRUST Portfolio Holdings Disclosures (continued) Reinvestment {continued) including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs. expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page 7 of '4 Account Number:'_ Rated Excellent Clewing through Penh LLC a %Clay owned ICInIctr4C Even Year Sint 2007 stellar, of The Rank Mellon DALBAR RATED COMMUNICATIONS Cepotaclen CONY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID AL IXCIllVICI ecv.c.nc Lit% rnnta, 9M1RA,$pkn1,2PM_000484 75 DB-SDNY-0011299 EFTA_00159084 EFTA01254326 Schedule of Realized Gains and Losses Curren, Period Date Dale Realized Desalt'lion Disposed Banked Designation Disposition Method/ 'Wandler' Dumbly Proceeds Cod Basis GalwLoss Short Term sw ORGAN FLOATING RA 11/28/18 11129117 Covered first In First Out! SB.1 831.994 7.662 66 7,795.78 -133.12 FUND CLASS I 11/28/18 12128117 Covered first In First Out! Sal 859.189 7,913 13 8.059.19 -146.06 Security Identifier. 48121.513 11/28/18 01130118 Covered first In First Out! SELL 859114 7,917 97 8.124.30 -206.33 11/28/18 02/27 /18 Covered Ant In First Out / SELL 772.144 7,111.45 7,258.15 -146.70 11/28/18 03128118 Covered first In First Out! Sal 960e14 8,841.73 9.024.13 -182.40 11128/18 04/27/18 Covered first In First Out / SELL 833.935 7,680.54 7,838.99 -158.45 11/28/18 05130118 Coveted first In First Out! Sal 860.486 7.925 08 8,054.15 -129.07 11/28/18 06128118 Covered first In First Out / SELL 755.384 6.957.09 7,055.29 98.20 11/28/18 07130118 Covered First In First Out! SELL 728.570 6.710.13 6,826.70 -116.57 11/28/18 08130/18 Covered first In First Out! Sal 890.959 8.205.73 8,348.29 -142.56 11/28/18 09127118 Covered first In First Out SELL 931.072 8,575.17 8,742.77 -167.60 Total 9.283.461 85.500.68 87,127.74 -1427.06 Total Short Term 85 500 68 87,127 74 -1,627.06 Long Term NORGAN FLOATING RA 11128/18 01122113 Nonoveted' first In First Out! S&L 198.216 056 1,825,569 88 1.999,715 56 -174,145.68 FUND CLASS I 11/28/18 02101113 Noncovered" first In First Out / SELL 630.057 5,802 82 6.342.01 S39.19 Security Identifies 482t59 11128/18 03101113 Mono:nem( first In First Out! Sal 711.578 6,553 63 7,157.46 103.83 11/28/18 04101113 Noncovered'' first In First Out / Sal 789.547 7,271 73 7,981.19 -709.46 11/28/16 05101113 Noncovered'' first In First Out! Sal 751.550 6.921 78 7,612.11 490.36 11/28/18 06103113 Noncovered'' first In First Out / Sal 757.360 6.975 29 7,640.69 465.40 11/28/18 07101/13 Noncovered' ' First In First Out! SELL 668.131 6,15349 6,660.32 -506.83 11128/18 08101113 Noncovered'' first In First Out! Sal 704.609 6.48945 7,087.36 597.91 11/28/18 09103113 Noncovered* I first In First Out / Sal 709.175 6,531 50 7,112.01 580.51 11/28/18 10101113 Noncoveme First In First Out / SELL 712.100 6,558 44 /136.83 $78.39 11128/18 11101113 Covered first In First Out / Sal 709.184 6,531 58 7,161.74 0.00 Adjustment: -630:6 Adjustment Type: W 11/28/18 12102113 Covered First In First Out / Sal 670.313 6 A 73.58 6,775.90 -157.02 Adjustment: -445.30 Adjustmenl Type: W 11128/18 12113113 Covered first In First Out! Sal 91.207 840.02 922.86 42.84 11/28/18 12/13/13 Coveted first In First Out / SELL 99.758 918.77 1,009.39 .90.62 11128/18 01102114 Covered first In First Out! Sal 918.805 8,462.19 9,278.61 -816.42 11128/18 02103/14 Covered first In First Out! Sal 634.518 5,843.91 6,420.41 476.50 11/28/18 03103/14 Covered first In First Out! Sal 636 461 5,861.81 6.440 07 -578.26 11/28/18 04101114 Covered first In First Out! Sal 680.271 6,265.30 6,876.56 411.26 11/28/18 05101/14 Covered first In First Out / SELL 622.294 5,731.33 6,271.82 -540.49 11/28/18 06102114 Covered first In First Out! SELL 664.438 6.119.47 6,709.87 -590.40 11/28/18 07101/14 Covered first In First Out / SELL 707.500 6,516.07 7.151.81 435.74 11/28/18 08101/14 Covered first In First Out / SELL 693.805 6,389.94 6,964.81 -574.87 11/28/18 09102114 Covered First In First Out / SELL 716.466 6,598.65 7,199.46 -600.81 Page 8 of 14 Account Nunthet: Rated Cunneen Cleanng through Pershie llt a .la gowned trey Year Since 2007 .platyof Mt Banta Mellon OMAR MITO COMMUNICATIONS CarporatIon(lta Mellon) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. LXCULINCI Pechnx 11.C.rnmber toozn.4WILE,GM 00048476 DB-SDNY:0011300 EFTA_00 159085 EFTA01254327 Deutsche Bank P.O. Box 17 76, Baltimore, MD 21203 govern ber 1, 2018 - November 30, 2018 rHE HAZE TRUST Schedule of Realized Gains and Losses Current Period (continued) Date Dale Realized Description Diapered Acquired Designation Disposition Method) Trantedien Quantity Proceeds Cod Bests Geinstoss Long Term (continued) ;ORGAN FLOATING RA 11/28/18 10101114 Covered First In First Out! Sal 813.174 7,489.33 8.073.66 484.33 (continued) 11/28/18 11103114 Covered First In First Out SELL 794.805 7.320.15 7,891.26 -571.11 11/28/18 12101114 Covered First In First Out! SELL 712.238 6.559.71 7,064.38 404.67 11/28/18 12131114 Covered First In First Out! SELL 1,082.917 9,973.67 10.524.39 -550.72 11/28/18 01130115 Covered First In First Out! S&L 756.757 6,969.73 7.339.46 -369.73 11/28/18 02126115 Covered First In First Out! SELL 618.383 5,695.31 6.065.44 -370.13 11128/18 03130115 Covered First In First Out! SELL 731.635 6,738.36 7,168.96 .430.60 11128/18 04129115 Covered First In First Out! SELL 729.632 6,719.91 7,193.12 -473.21 11128118 05128115 Covered First In First Out! SELL 666.197 6,135.67 6.561.09 .425.42 11/28/18 05129115 Covered First In First Out! SELL 6.905 63.60 68.01 -4.41 11/28/18 06/29/15 Covered First In First Out! SELL 738.822 6,804.55 7,239.39 -434.84 11/28/18 07130115 Covered First In First Out! SELL 838.870 7.725.99 8.144.22 -418.23 11/28/18 08128115 Covered First In First Out! SELL 809.047 7,451.32 7,733.33 -282.01 11/28/18 09129115 Covered First In First Out! SELL 749.465 6,902.57 7,096.36 -193.79 11/28/18 10129115 Covered First In First Out! SELL 899.646 8,285.74 8.455.38 -169.64 11128/18 11/27/15 Covered First In First Out! SERI 844.550 7.778.31 7,819.32 -41.01 11/28118 12130115 Covered First In First Out! Sal 1.060.989 9,771.71 9,642.81 128.84 11128/18 01128116 Covered First In First Out! SELL 829.043 7,635.49 7.435.33 200.16 11128/18 02126116 Covered First In First Out SRI 922.131 8,492.83 8.141.10 351.73 11/28/18 03130116 Covered First In First Out! SELL 849.440 7,823.34 7,720.18 103.16 11/28/18 04128116 Covered First In First Out! SELL 889.078 8,188.41 8.204.91 -16.50 11/28/18 05121116 Covered Ant In First Out SELL 815.516 7.510.90 7,550.52 -39.62 11/28/18 06/29/16 Covered First In First Out! SELL 899.626 8.285.56 8,266.27 19.29 11/28/18 07/28/16 Covered First In First Out! SELL 914.309 8,420.79 8.529.18 -108.39 11128/18 08130116 Covered First In First Out! S&L 840 803 7,743.80 7.868.71 -124.91 11/28/18 09/29/16 Covered First In First Out! Sal 743.785 6,850.26 6,968.20 -117.94 11/28/18 10128116 Covered First In First Out! SELL 915.389 8,430.73 8.621.64 -190.91 11/28/18 11128/16 Covered First In First Out! S&L 748.300 6.891.84 7,017.98 -126.14 11/28/18 12/29/16 Covered First In First Out! SELL 1,193.475 10,991.90 11.264.69 -272.79 11/28/18 01/30/17 Covered First In First Out 1 SRI 733.389 6.754.51 8,944.26 -189.75 11/28/18 02/27/17 Covered First In First Out! SELL 699.186 6,439.50 6.620.54 -181.04 11/28/18 03/30/17 Covered First In First Out 1SELL 692.144 6.374.65 6,526.30 -151.65 11/28/18 04/27/17 Covered First In First Out! SELL 753.651 6,941.13 7,121.47 -180.34 11/28/18 05/30/17 Covered First In First Out! SELL 836.519 7,704.34 7,896.30 -191.96 Page 9 of 14 Account Number: Rated Galls. Charingliner PaSlytallayovinal bay Yea' %Ice 2007 seteldlary of The lank a Mellor. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L- DALIARPATEDCOMMUNICATIONS LXCGAINCE Corporation OM Melba) Pestint uc. weber FINRA.4;406Am_00048.477 DB-SDNY-0011301 EFTA_00159086 EFTA01254328 Schedule of Realized Gains and Losses Current Period (continued) Dale Dale Risked Description Disposed Aawited Designation Dispotilion Method 1 Traesktlen Outfit Proceeds Cod Basis Cain/Loss Long Term (continued) "MORGAN FLOATINGRA 11128118 08129111 Covered First In First Out! SELL 618.598 6,249 89 8,378.68 •128.69 (continued) 11128/18 07/28117 Covered First In First Out! SELL 670.360 6,174 02 6,341.48 -167.46 11128118 08/30/17 Covered First In First Out I SERI 771.578 7.106 23 7.260.55 -154.32 11128118 09128/17 Covered First In First Out SELL 710.593 6,544 56 6,68188 •142.12 11/28118 10/30/17 Covered First In First Out! S&L 781.876 7201 08 7,373.09 -112.01 11/28118 10130118 Covered First In First Out! SELL 709.184 6,531 58 7,253.94 422.38 Your lot has been adjusted due to a wash sale foe moretbas one year. 11128118 10130118 Covered First In First Out! SELL 495.585 4,564 15 5,073.88 -509.73 Your lot has been adjusted due to a wash Selo( more them one yew. Total 244,442.753 2,251,317.75 2,446,775.30 -194,382.09 Total Long Term 2,251,317.75 2,448,775.30 -194,382.09 Total Short and Long Term 2,336,818.43 2,533,903.04 -196,009.15 Date Dale Realized Oefltlon Disposed Moulted Designation Dliposition Method( Tressedion Duality Proceeds Cod Basis disirtoss As of Trades SW ORGAN CHASE* CO 10/30/18 05110111 Noncoveree 13 VOISId Purchase/ REDEMPTION 838,000.000 838,000.00 929,248.86 41.248.86 PSTG11)TH PFD SER IFIXW TO Original Cost Basis: 932,403.02 FLTG FIT 80 5108%04123158 8 10131118 05110111 Noncovered•13 Versus Purchase/ REDEMPTION 2,000.000 2,000.00 2217.78 .217.78 Security Iderdifier:46625HHAl Original Cost Basis:2225.30 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as "noncovered" Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 13998, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Page 10 of 14 Account Number: Rated Excellent Clewinglam* Paillat ulaty ~ad Even Year Since 2007 istaldlaary of The lanleAelloa CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUIRCAT*16 LXCILLINCE Cerporation (SHY Ma) PerIhnx 11.C. Front.. FINRA./MIEISSe-nn-00048478 DB-SDNY-0011302 EFTA_00159087 EFTA01254329 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 November 1, 2018 - November 30, 2018 THE HAZE TRUST Schedule of Realized Gains and Losses Current Period (continued) Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election. type of fixed income security, and certain attributes. obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculationswill not be performed under certain circumstances, including those involving foreign bonds. bonds sold short or bonds issued with lessthan one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. ' The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. t3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of Misinformation. w Wash Sales Loss- This adjustment is the amount fora disallowed wash sale loss Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and! or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099.B. M essages Please note the following information for Pershing's 2018 IRS Form 1099 (8, DIV, INT. M ISC and OID): Your Form 1099 will be delivered as early as possible. beginning January 31. 2019. By February 15. you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at Steer share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Activity Summary (AP, arn °vas snow, are in bas. curreucy) Credits ThIshriod Debits ThisPellod Net ThisPetlod ()edits Yeato•Date DeMsYear.to.Date Net Yetto.Date Securities Securities Bought 0.00 0.00 0.00 0.00 -14,084.179.54 -14,0M,179.54 Securities Sold 2.313.663.21 0.00 2.313.663 21 13.820.590.90 0.00 13.820.590.90 Total Securities $2.343.663.21 80.00 $2.343.663.21 $13,820.590.90 414.084.179.54 4263,588.64 Dividends and Interest $56.697.95 $0.00 $56.697.95 $733,292.34 -5265.09 $733,027.25 Distributions $0.00 $0.00 $000 $2,878,760.00 $0.00 $2.878,760.00 Page " of '4 Account Numbet: bled (noon Clewing *ear Penh LI.0 a %lag owned Every Yew Since 2007 istaldiwy of The Disko Mellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L4 DALIIARIATED COMMUNICATIONS LuCtuttia Canceabon OM Mellon) Per c.ing RC. enet-tx. IthRA.Pkilla.GM-000484 DB-SDNY-0011303 EFTA_00 [59088 EFTA01254330 Activity Summary (continued) Credit:TN:Ponca DebitsThisPHIS Not DistWoe OtilitsVom4o-Date DebitsVoar4o-Data Nit Yawto-Data Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 $0.00 $0 00 $0.00 4762.24 4762.24 Cash Deposits 22,933.07 0.00 22.933 07 1,715,295.05 0.00 1,715,295.05 Total Cash $22,933.07 $0.00 $22,933.07 $1,715,295.05 $0.00 $1,715,295.05 Totals $2,423,294.23 $0.00 $2,423,294.23 $19,147,938.29 411,085,216.87 $5,082,691.42 Transactions by Type of Activity Process Trade. Settlement Trensttion Date Date Activity Type DUCtiPtioll Closolity Prla Aatued lateral Amount Catena Securities Bought and Sold 11102118 10131/18 SOLO HONG KONG DOLLAR 43,842 050 7.8661 6,844.78 USD 11129/18 11128/18 SOLD .PIAORGAN FLOATING RATE INCOM E FUND CLASS I -253.726 214 9.2100 2,336,818.43 USD UNSOLICITED ORDER Total Securities Bought and Sold - U.S. DOLLARS 0.00 2,343,663.21 Dividends and Interest 11115/18 CASH DIVIDEND RECBVED 79000 SHRSCITIGROUP INC DEP SHSREPSTG /1300TH PFD 33,945.35 USD C PRK SERK DIV 6175% PERPETUAL MATT PERPETUAL CALL MS123025.00 RD 1102 PD 11/29/18 CASH DIVIDEND RECEIVED .PMORGAN FLOATING RATE INCOM E FUND CLASS I SIRS RD 9,385.33 USD .PHSX MT PO WWI 11/30/18 MONEY MARKET FUND CASH AC TR DWSGOYT 13,387.27 USD INCOMERECBVED PER232045 Total Dividends and Interest U.S. DOLLARS 0.00 56,697.95 Cash Withdrawals and Deposits 11116/18 FEDERAL FUNDS RECBVED MC BANK RA, NAEO 36502 22,933.07 USD US0999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 22,933.07 Total Value of Transactions 0.00 2,423,294.23 USD The price and quantity displayed may have been rounded. Page '2 of 14 Account Humber Rated Excellent Clewng thsough Penske/lI sery itual evaned Every Year Since 2007 substenty Bank a CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DAllIAR RATED COMMUNICATIONS EXCELLENCE corsorsuon<INY Mtlion) Pettern RC. rennet ma:mg:0'4PM_000484130 DE)-SDNY-0011304 EFTA_00159089 EFTA01254331 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 November 1, 2018 - November 30,2018 THE HAZE TRUST Cash Not Yet Received Seamy Read Dete PenhNMI. Quality Held Rate Dividend Option amount of Payment Dividends UNITED TECHNOLOGIESCORP COM 11116118 12110118 15,000.000 0.735000 Cash 11,025.00 Total Cash Not Yet Received 311,025.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Client Service Information Your Investment Specialist ZEM Contact Information Telephone Number: W in! Your Account I nformati n TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize pram ium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for another bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more Information. Page 13 of 14 Account Number Rated hottlent Cleanng through Penh U iroilsollay evened (my Year Since 2007 sabsidiary a The Make/ WIWI CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) CONFIDO. L DALIAR RATED COMMUMCATiONS ()tallINCE Canceallon (OM Mellon) Penhng U.C. ',tenter FINRAVVVELGM-00048481 DB-SDNY-0011305 EFTA_00159090 EFTA01254332 Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances. execution of securities orders. the assessment of the suitability of those transactions, w here applicable: the rendering of investment advice. if any. to you and in general, for the ongoing relationship that it has with you • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visitwww.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award. unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified: or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '4 of '4 Account Number Rated EetWlent Clasen through Persh ILC a elle/owned (my Year Sin« 2O07 subsidiary of The Bank o Mellon DMIMR RATED COMMUNICATIONS Cmporatkon(INY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID AL Per.Pnr lic mrv.Ixt .11•RA g4.114:t.GM_00048482 DB-SDNY-0011306 EFTA_0015909 I EFTA01254333 O Deutsche Bank Dtutta. Lint esir•ir Ittleth M14111O.M.1 Marta ltraragt Caot Owen ".90.. P.O. Box 1776, Baltimore, MD 212O3 tor Ton Free 1(4-1.17•,541S Mal 11065 5541 THE HAZE TRUST October 1,2018 - October 31 2018 UAD 02/09/99 Account Number: JEFFREY EPSTBN & DARREN K IN DYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance ibis Woe Yer-talloalt Your Investment Specialist. BEGINNINGACCOUNT VALUE $20,396,653.20 318,370,824.99 MARTIN ZEMAN Nd Cash Deposits and Withdrawals 875,489.35 1,692,361.98 Adjusted Previous Account Value 21,272,142.56 20,063,186.97 Dividends. Interest and Other Income 141,097.86 676,329.30 Total Taxes Withheld 0.00 .782.24 Other Transactions 0.00 40.00 Net Change in Portfolio' .1,144,136.56 -469,610.18 ENDINGACOOUNTVAS 320,269,103.85 820,269,103.93 Accrued !Merest 5348 53 Estimated Annual Income 5444.356 57 1Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Penal Amer Type Rbr Yearad Lad Period TbisPerlod IM 37% Cash, M oney Funds, and Bank Deposits 4,643,619.22 3,622,361.43 7,506,443.41 en 11% Fixed Income 3,037,500.00 5,053,630.00 2,171,577.60 . 40% Equities 8,392,270.00 9,347,060.00 8,221280.00 Es} 12% Mutual Funds 2,297,435.77 2,373,701.77 2,389,802.84 100% Account Total (Pie Chart) $18,370,824.99 220,398,653.20 320,269,103.85 Please review your allocation periodicallywith your Investment Specialist. Page ' of '3 Rated Excellent Claming through Peat...la/owned Every Year Sage 2007 ittaldiary of The Mika Mellon DMIAR RATED COMMUNICATIONS CorporatIon (MY Mao) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) r6NF ID L-4- LAULIANCE Perihnx U.C.netr-tan IthitA.gtt!fileleM_00048483 DB-SDNY-OO113O7 EFTA_OO 159O92 EFTA01254334 Summary of Gains and Losses flealln4 This Period Year4o-Dale Wreaked Short-Term Gain! Loss 420618 44,311.49 443,444.83 Long-Term Gain/ Loss 41,46813 80,159.78 428,575.12 Net Gain! Loss 45,673.31 5,848.29 -370,020.55 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECEK ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1299 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table G ooa Casi Currency Closing Amount in Currency USD EquivileM per US) Olneacy edam Bea Currier* WO HONG KONG DOLLAR 0.1275 7 8392 HONG KONG DOLLAR 53,842.05 6,888.31 Exchange rates are based on interbank exchange rates as of 10/ 34 2018. Exchange Total Global Cash Balance 56,868.31 rates can vary. Money Market Fund Detail Date Activity Type Desaiption Amount Uwe Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.08% Activity Ending: %I/ 31/ 18 09129/18 Opening Balance 3,615,480.25 3,615,480.25 10/16/18 Deposit MONEY FUND PURCHASE 875,489.35 4,490,989.60 10/30/18 Deposit MONEY FUND PURCHASE 2,954,690.55 7,445,680.15 10/31/18 Deposit INCOMER8NVEST 7,379.95 7,453,040.10 10/31/18 Closing Balance $7,453,040.10 Total All Money Market Funds $7,453,040.10 Page 2 of 13 Account Umbel Rated Excellent ciewng onus', Penh. *lay evened Emery Year Since 2007 rubsnItaly of The Bank 04 Mete DALIAR RATIO COMMUNICATIONS Corpontion<INY melon) ()tallINCE Pe, Om RCFront*. FIARAVOVELGM_ 00048484 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011308 EFTA_00159093 EFTA01254335 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 October 1,2018 - October 31,2018 Tucue 7F TAIMT Income and Expense Summary Current Period Yearn-Date Taxable Non Taribk Taxable Non Taxable Dividend Income Equities 0.00 0.00 270,551.44 0.00 M oney M arket 7,379 95 0.00 38,350.27 0.00 Other Dividends 55,787 38 0.00 289,762.13 0.00 Interest Income Bond Interest 77,930.55 0.00 77,930.55 0.00 Credit Interest 0.00 0.00 0.00 -265.09 Expenses Withholding Taxes 0.00 0.00 -762.24 0.00 Total Dividends, Interest, Income and Expenses $141,097.86 $0.00 $675,832.15 4265.09 Portfolio Holdings U.S. DOLLARS Account Activity Opening Doi p Accrued Income 30.Day Current Open mg Cote Ciertity Number Ending Ban Baena Income This Year Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 0.00 46,535.00 Money Market CASH AC TR DWISOUS AGhiss. wan 8 7,453,040.100 NM 10131118 3,615,480.25 7,453,040.10 0.00 38,350.27 2.03% 208% Total Money Market $3,615,480.25 $7,453,040.10 $0.00 $38,350.27 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $3,615,480.25 $7,499,575.10 $0.00 $38,350.27 Adleiled Unnabod Acmied DONIS Blinded Date Acquired Quantity Unk Cod Coil Beals Market Price Market Value Goldlove lidded Amend Income Yidd FIXED INCOME (in M&foray Date Sequence) Corporate Bonds SSIORGAN CHASE& CO DEP SHS REPS% Senility 'daddies: 4662511HA1 PATH PFD SfR 'FIXED TO RTGRT BD 5108%04123/58 WE DTD 04123/08M oody Riding BAA3 SB P Rating 898- 05/10111 " 12 2,160,000.000 110.8890 2.395.199.93 100.5360 2,171,57760 -223,622.33 348.53 125,471.80 5.77% Page 3 of 13 Account Hunter: Rated Excellent Chang through Penh ll iniisuriajovmed (my Year Since 2007 sulentllante The Make. Mellon CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS EXCELLENCE Cerpotatton (MY Mellon) Per thee RC. mnnott ONRA.SERVYaelt00048485 DB-SDNY-0011309 EFTA_00159094 EFTA01254336 Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unrealized Aimed 60hated Estimated Date Acquired Quantity Unit Cost Cost Bois Motet Price Market Woe Carlton adored Annual income Yield FIXED IICOM E (continued) Corporate Bonds (continued) ORGAN CHASE 8 CO DEP SIMREPSTG (continued) Original Cost Basis: 62403330.00 Total Corporate Bonds $2,395,199.93 62,171,577.60 4223,622.33 $348.53 $125,471.80 2,160,000.000 TOTAL FIXED INCOME $2,395,199.93 $2,171,577.60 4223,622.33 $348.53 $125,471.80 2.160,000 000 Limited Edletated Whaled Date Acquired Corky Unit Coe Cost 8als Market Price Market Value Gehl/loss Maud Income Yield EQUITIES Common Stocks ALPHABET INC CAP STK CL C Stagily Identifier: GOOG Dividend Oplion: Cash CUSP 02079K1)7 12/05/17 1.000.000 1.014.0150 1,014,015.20 1.076.7700 1.076.769.99 62,754.79 02/02/18 1,000.000 1.116.1660 1,116,166.00 1.076 7700 1,076.769 99 -39,396.01 02/05/18 1,000.000 1.106.0070 1,106,006.80 1,076.7700 1.076.770.02 -29.236.78 Total Covered 3,000.000 3,236,188.00 3,230,310.00 -5,878.00 Total 3,000.000 $3,236,188.00 $3,230,310.00 45,878.00 $0.00 CARVANA CO CL A Security Identifier CVNA Dividend Oplion: Cash CUSP. 5468691)2 06118118 2.500.000 42.7900 106.975.00 38.7500 96.875.00 -10.100.00 06/18/18 5.000.000 44.3400 221.699.15 38.7500 193.750.00 -27.949.15 06118118 5.000.000 44.0400 220,200.00 38.7500 193,750.00 -26,450.00 06/18/18 2.500.000 43.5400 108.850.00 38.7500 96.875.00 -11.975.00 06119118 2,500.000 42.6740 106,686.00 38.7500 96.875.00 1,811.00 06/19/18 2.500.000 43.0850 107.712.93 38.7500 96.875.00 .10.837.93 06119118 2,500.000 42.7520 106,879.20 38.7500 96.875.00 •10,004.20 06/19/18 2.500.000 42.8400 107.100.00 38.7500 96.875 00 -10,225.00 Total Covered 25,000-000 1,086,102.28 968,750.00 -117,352.28 Total 25,000 000 $1,086,102.28 $968,750.00 4117,352.28 $0.00 UNITED TECHNOLOGIESCORP COM Security Identifier: UTX Dividend Oplion: Cash CUSP:91301719 06120116 15,000.000 125.5300 1,882,944.30 124.2100 1 863,150 00 -19,794.30 44,100.00 2.36% Total Common Stocks $6,205,234.58 $6,062.210.00 4143,024.58 $44,100.00 Page 4 of '3 Account Number: Rated ticellent Clewing %Sour Persk. . LLC owned freer Year Since 2007 sotaldiary of The Bank ol Mellon OMAR MITO COMMUNICATIONS CarporatIon(lta Mellon) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' PeriPinx 11.C.enft-to rthan.W41 LE,GM_00048486 DB-SDNY-0011310 EFTA_00159095 EFTA01254337 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 October 1,2018 - October 31,2018 THE HAZE TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Umealtzed Estimated Estimated Ode Acquired Quantity Ibk Col Cod Bris Weed Price Market Value Gainfloss Annual Income Yield EQUITIES (continued) Preferred Stooks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG /1900711 Security Ideal Wier: C PRK PFD SER K DIV 6.875% PERPETUAL IIATY GUMP: 41967341 PERPETUAL CALL rib/21025.00 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,418.90 27,3300 2,159,070.00 159,651.10 135,781.32 628% Total Preferred Stooks $1,999,418.90 $2,159,070.00 $159,651.10 6135,781.32 TOTAL EQUITIES $8,204,653.48 98,221,280.00 $16,626.52 $179,881.32 Unrested Blinded EdImiled Dale Acquired Oneonta In Cod Cod Bat Markel Pelee larket Value Warless Maud Income Yield M UTUAL FUNDS MORGAN FLOATING WE INCOME FUND Security Walther:0SX CUSS I CUSIP. 4821-513 Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest 01122113 ' 198,216.056 10.0890 1,999,715.56 9 3400 1.851.337.97 -148,377.59 78,632.30 424% 02101113'3 630.057 10.0660 6,342.01 9.3400 5,884.74 457.27 249.94 424% 03101113'3 711.578 10.0590 7,157.46 9.3400 6,646.14 -511.32 28228 424% 04101113'3 789.647 10.1090 7,981.19 9.3400 7,374.38 106.81 313.21 424% 05101113 ' 751.550 10.1290 7,612.14 9.3400 7,019.47 -592.67 298.14 424% 06103113 ' •0 757.360 10.0890 7,640.69 9.3400 7,073.74 -566.95 300.44 424% 07101113 ' •3 668.131 99690 6,660.32 9.3400 6240.35 419.97 265.05 424% 08101113 ' •0 704.609 10.0590 7,087.36 9.3400 6.581.04 -506.32 279.52 424% 09103113 ' •3 709.175 10.0290 7,112.01 9.3400 6,623.69 488.32 281.33 424% 10101113 ' •3 712.100 10.0220 7,136.83 9 3400 6,651.02 485.81 282.49 424% Total Noncovered 204,650.163 2,064,445.57 1,911,432.54 -153,013.03 81,184 70 Reinvestments to Date 49,076.051 9.5440 468.382.01 9.3400 458,370 30 -10,011.71 19.46848 424% Total Covered 49,076 051 468,382.01 458.370 30 -10,011.71 19,468 48 Total 253,726.214 82,532,827.58 92 369,802 84 $163,024.74 9100,653.18 TOTAL M UTUAL RJNDS 32,532,827.58 52.369,802 84 4163,024.74 3100,653.18 Page 5 of 13 Account Number Rated Excellent Clewing through Per*,. 1.1 1ayeinosd Every Yes, Since 2007 stoney of The Mak ealellen CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATIO COMMUNKATIONS EXCILLINCI 02000nalon any melon) Peroing 11.C.nekr-ber FilisIAAVVraPPA_00048487 DB-SDNY-0011311 EFTA_00159096 EFTA01254338 Portfolio Holdings (continued) U.S. DOLLARS (continued) Unaeldsd Acaued Wanted Cad Bait Mat* Value WNW* Mane Annul loom TOTAL U.S. DOLLARS $20,632,256.09 $20,262,235.54 4370,020.55 $348.53 $444,356.57 HONG KONG DOLLAR Opening Geeing Accrued 30 -Or, Desaiplion aearelly !Walla [Mane Carew Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 53,842.05 53,842.05 FWD 6,888.31 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 53,842.05 53,842.05 11KD 0.00 6668.31 USD 0.00 Acaued Market Value Currency let erne TOTAL HONG KONG DOLLAR 53,842.05 HKD 0.00 6,868.31 USD 0.00 Unrealized Acaued Shared Cod Beds Mickel Value atlas Ina:fete AnnvelhICOMI TOTAL PORTFOLIO HOLDINGS - U.S. $20,632,256.09 $20,269,103.85 4370,020.55 $348.53 $444,356.57 DOLLARS • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a $399B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. t2 Pershing hes received updated cost (misinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Page 6 of 13 Rated hottlent soCleanng through PenhV isurlay ~ad (my Year Since 2007 bsidiary of The Smoke. Melba DALIAR RATIO COMMUNICATIONS CarpontIon(ONY Mao) ()tall INCI 00048488 Penhnx RCM.1,bn {INCIA.SPAttelt CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DB-SDNY-0011312 EFTA_00159097 EFTA01254339 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 October 1,2018 - October 31,2018 MEHAZETRUST Holdings Summary by Currency Cwiency Cull Fixed Inoue Equities Mutual Funds Total by Cortina/ U.S. DOLLARS 7,499,575 2,171,577 8,221,280 2,389,802 20,282,235 USD HONG KONG DOLLAR 53,842 0 0 0 53,842 HKD Total USD Equivalent 7,506,443 2,171,577 8,221,280 2,369,802 20,269,103 USD % of Allocation 37% 11% 40% 12% 100% Portfolio Holdings I scl sures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATE DOESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges Incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar Page 7 of 13 Account Number: Rated EXCIIIIttlt Cleanng through PenStaaoly evened (my Year Since 2007 sobsidiary of De Mae/k Mellon MBAR MTV) COMMUNICATIONS 02000atIon (OM mace) EXCWANCE PenFinx 11.C. mammaFINRAVVVO M _ 00048489 CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) DB-SDNY-0011313 EFTA_00I59098 EFTA01254340 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions (continued) corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Doors. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities: and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Schedule of Realized Gains and Losses Current Period Date Dole Realized Description Disposed Acquired Designation Disposition Method Tisasedion Outfits Proceeds Cod Bads Cole/Loos Short Term SSINVTS GM BH SR NT 10/29118 05/18118 Covered first In First Out! REDEMPTION 1,000,000.000 1,019,380.00 1,022,097.33 -2,717.33 USQ9866A.A70 7.750% A12812 Original Cost Basis:1026,550.00 o B/E DM 9/28/0 CM 10/29118 05/22/18 Covered first In First Out / REDEMPTION 1,000,000.000 1,019,380.00 1,020,853.98 4,413.96 Security Identifier A29868AA7 Original Cost Basis:1025,000.00 Total 2,000,000.000 2,038,760.00 2,042,951.29 4,191.29 HONG KONG DOLLAR CUR 10/31118° 06108118 Noncovered• First In First Out I $8.1 3,988.200 507.02 508.16 -1.14 Security Identifier HI(D999999 10131118• 06108118 Noncovered• Furst In First Out! Sat 49,853.760 6,337.76 6,352.01 •14.25 Total 53,842.050 6,844.78 6,860.17 -15.39 Total Short Term 2,045,604.78 2,049,811.46 -4,206.68 Long Term ,PMORGON CHASE 8 CO 10/30/18 05110111 Noncoveref " First In First Oat! REDEMPTION 838,000.000 838,000.00 929218.86 11,248.86 PSTGIDTHPFOSER1RXED TO Original Cost Basis: 032,403.02 RTGRT 80 5808%041231588 10131118 05/10111 Noncoveree 13 Rrst In First Out / REDEMPTION 2,000.000 2,000.00 2.217.77 -217.77 Security Identifier,46625HHA1 Original Cost Basis: 222530 Total 840,000.000 840,000.00 931,468.63 41,466.63 Total Long Term 840,000.00 931,466.63 41,466.83 Page 8 of 13 Account Number Rated hottlent Clewing through Pelliligelly owned (my Year Since 2007 sobsidiary of The laslcal Wien CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS VICILLINCI CoScatIon retly Melon/ PerIhnx 11.C. merter FINRAPAVVELGM_00048490 De-SDNY-0011314 EFTA_00159099 EFTA01254341 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 October 1,2018 - October 31,2018 THE HAZE TRUST Schedule of Realized Gains and _osses Current Period (continued) Date Dale Rested Desaiplion Cispeted Acquked Designation Disposition Method Transidion Quantity Proceeds Cod Basis Okarloss Total Short and Long Term 2.885.604.78 2.981.278.09 -95,673.31 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008. and are marked as "noncovered". Securities marked as 'covered-, were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-8 for the applicable lax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may markthe account as noncovered. However, if the account does not receive a 10998, the cost basis wilt not be reported to the IRS This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained I rom sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you W hen you report your cost basis on your tax return, it should be verified using all of your own records In particular. there may be other adjustments which you need to make. but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election. type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with lessthan one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of Misinformation. " These shares are unsettled and have been recently disposed. You will also see these shares on the Portfolio Holdings section until this transaction has been settled. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method. your account will be defaulted to First In. First Out (FIFO) Your account's selected tax 101 method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B M essages Although a money market mutual fund seeks to preserve the value of your investment at 51per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage Page 9 of '3 Account Number: Rated Gallen. Clewingliner Pena ire a %ea/owned tray Yea Since 2007 SASS., of The Banked Mellon DALIMRPArlIDCCMMUNICATIONS Caporobon(MY Mam) ,,,.. ,, s , CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. UMIAK( Pennine ll.C.ifterriare fitiRA. tIolPliiii‘"—00048491 DB-SDNY-0011315 EFTA_00159100 EFTA01254342 Messages (continued) account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-11( b)t!) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note that as of November 1, 2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. Activity Summary (Ali amounts shown stein base currency) OediesThisPalod Debits ThisPeriod Net ThlsPeilod OmilleYest-to-Dele DebileYear-to-Dete Net Year-to-Date Securities Securities Bough' 0.00 -11,252.36 41,252.38 0.00 44,084,179.54 44,084,179.54 Securities Sold 0.00 0.00 0.00 11,06,921.69 0.00 11,476,921.89 Total Securities $0.00 $11,252.36 411,262.36 $11,476,927.69 414,084,179.54 42,607,251.85 Dividends and Interest $141,097.86 $0.00 $141,097.86 $676,594.39 4265.09 $676,329.30 Distributions $2,878,760.00 $0.00 $2,878,760.00 52,878,760.00 $0.00 52,878,160.00 Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 $0.00 $0.00 $0.00 4762.24 4762.24 Cash Deposits 875,489.35 0.00 875,489.35 1,692,361.98 0.00 1,692,361.98 Total Cash $875,469.35 $0.00 $875,489.35 $1,692,361.98 $0.00 51,692,361.98 Totals $3,895,347.21 411,252.36 $3,884,094.85 $16,724,644.08 414,086,246.87 $2,639,397.19 Transactions by Type of Activity Proust. Settlement Clete AdivNy Type Description dually Price Acaued Interest Amount Curienq Securities Bought and Sold 10/05/18 SECURITYCALLED OTY 838.000 PM ORGAN CHASE& CO DEP SHSRPSTOTETH 0.00 USD 46625HHA1 PFD SERI FIXED TO FLTGRT B05.828% 04/23/58 8/E DTD 04/23/08 CLB CALLED BY LOTTERY 10/30/18 RBNVEST CASH INCOME .PMORGAN FLOATING RATE1NCOM E FUND CIASSI 1,204.749 -11,252.36 USD .PHSX 2525214650 SHRS SHRS PURCH.AT $924000 RD 11126 PD 1113018 10/31/18 SECURITYCALLED OTY 2,000 .PMORGAN CHASE 8 CO DEPSHS REPSTG /DM 0.00 UM 466251111A1 PFDSER1FIXBD TO FLTG RT 805.808% 04123/58 B/E DTD 04/23108 CBI CALLED BY LOTTERY Total Securities Bought and Sold - U.S. DOLLARS 0.00 -11,252.38 Page 10 of 13 Account Hornbe, Rated Eltilikelt Clewing through Sipes* owned Every Yew Saxe 2007 sataldiary of lite leak nada, DAtIAR RATIO COMMUNICATIONS Ceeponalan(BNY Melee) EXCELLENCE Petting 11.C. mer-ter FORIAAWitt00048492 CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) DB-SDNY-0011316 EFTA_DOI59I01 EFTA01254343 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Dctober 1, 2018 - October 31, 2018 rHE HAZE TRUST Transactions by Type of Activity (continued) noose Settlement Date Activity Type Desaiption Quantity Price Acaued Interest Amount Currency Dividends and Interest 10/29/18 BOND INTEREST RECEIVED SS INVTSGM Elli SR NT REG S 'SINS USA298615AA70 7.750% 430.55 USD 429866447 9/28120 B/E INT ON FCALL AT .26 10/29/18 FOREIGN BOND INTEREST 2000000 SS INVTS GI4 BH SR NT REG S 'SINS USA29866AA70 77,500.00 USD A29866M7 7 750% 9/28120 WE DID 112819 CLB RD 9126 PD 13/28113 10/30/18 CASH DIVIDEND RECEIVED .PM ORGAN FLOATING RATE INCOM E FUND CLASS I 11,252.36 USD ..PHSX 2525214650 SHRS RD 10126 PC 11/30/13 10/31/18 MONEY MARKET FUND CASH AC TR CANS GOVT 7,379.95 USD INCOME RECEIVED PER232045 10/31/18 CASH DIVIDEND RECEIVED 3000000 SIICIRGAN CHASE& CO DEP SHSREPSTG11)TH PFD 44,535.00 USD 46625HHA1 SERIFIXED TO FUG RT BD 5.808% 04/23158 B1EDTD 04/23/08 CLB RD 1)/29 PD 11/30/9 Total Dividends and Interest - U.S. DOLLARS 0.00 141,097.86 Distributions 10/29/18 SECURITY REDEEMED SS INVTSGM BH SR NT REG S ISMS USA29866AA70 7.750% -2.000.000400 2.038.760.00 USD A29866AA7 11/28120 WE FCALL AT 1)1138 10/30/18 SECURITY REDEEMED PMORGAN CHASE & CO DEP SHS REPSTG VOTH PFD SER 1 438.000.000 838.000.00 USD 46625HHA1 AXED TO FLTGRT BD 5808% 04123/58 DTD 04/23/08 CL8 CALLED BY LOTTERY 10131/18 SECURITY REDEEMED .P1AORGAN CHASE & CO DEP SHS REPSTG 19TH PFD SERI -2,000.000 2,00000 USD 46625HHA1 AXED TO FLTGRT BD 5808% 04123/58 WE DTD 04/23/08 CLB CALLED BY LOTTERY Total Distributions-U.S. DOLLARS 0.00 2,878,760.00 Cash Withdrawals and Deposits 10/15/18 FEDERAL FUNDS RECEIVED NM BANK USA, NATIO 43932 875,489.35 USD USD099997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 875,489 35 Total Value of Transactions 0.00 3,884,094.85 USD The price and quantity displayed may have been rounded. Page 11 of *3 Account Number Rated [smitten Clewing %Sear Pertl ica May owned hely Yew, Since 2007 Mainline! el De flaeltea Mellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L DAIMR RATED COMMUNICATIONS EXCULINCI Cavoembon (MY Maw) Perc.ing 1.1C. 'rex. tkiRgillt9m—C-"48493 DB-SDNY-0011317 EFTA_00 159 102 EFTA01254344 Trades Not Settled Settlement Trek Activity Accrued Settlement Cate DNe Type Des:ription OuntNy Prla lateral Amount 11102/18 10131/18 Sell KONG KONG DOLLAR CURRENCY 43,842.050 7.8661 0.00 6,844.78 Total Amount of Trades Not Settled 16,844.78 Client Service Information Your Investment Specialist ZEM Contact Information MARTIN ZEMAN Telephone Number: NY Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial Institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4 t3-3333. All other inquiries regarding Page 12 of 13 Account Number RAN Ezotlient Clearing through Peeolyevened (wry Yet Since 2007 .!Law or The lank engem, DALIAR RATED COMMUNICATIONS CalxwatIon(OM Mellon) IXCEII(NCC Pen.ing 11.C.nler-tan Nn) CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DS-SONY-0011318 EFIA_00159103 EFTA01254345 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 October 1,2018 - October 31,2018 l'HE HA ZE TRUST Important Information and Disclosures (continued) The Role of Pershing (continued) your account or activity should be directed to your financial institution Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits For more detailed information please visit: www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department. One Pershing Plaza. Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court ch forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. Page '3 of '3 Account Number: Rated Dc•Ilent Clewing through Persh (LC a %lag owned (ten/ Year Since 2007 subiltIlacy el The Bank of Mellon DALBAR RATED COMMUNICATIONS Cerpotaten(ONY Mellon) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID DIMLING( ,IliRA.g4111,acM_00048495 DB-SDNY-0011319 EFTA_00 159104 EFTA01254346 Deutsche Bank Otutvla• Sant PtIsain N•ailh Manes Cerreflgt C+04: 0.101, rmenin Pic P.O. Box 1776, Baltimore, MD 21203 Toll rife tl? fl iWVt Evert SID 845 1 THE HAZE TRUST September 1,2018 - Se tember 30,2018 UAD 02/09/99 Account Number: JEFFREY EPSTBN DARREN K INDYKETTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance This Period Yer4o-Dale Your Investment Specialist. BEGIN NI NGACCOUNT VALUE $20,445,870.15 818,370,824.99 MARTIN ZEMAN Net Cash Deposits and Withdrawals 000 818,872.83 Adjusted Previous Account Value 20,445,870.15 19,187,697.62 Dividends. Interest and Other Income 24,713.13 535,231.44 Total Tres IVO hheld 0.00 482.24 Other Transactions 0.00 40.00 Net Change in Portfolio' -73,930.08 674,526.38 gibrOACOOUNT 820,396,653.20 920,396,653.E Accrued Interest 595.555 77 Estimated Annual Income 5635.193 65 1 Net Change in Portfoliolathe difference between fhe ending account value and beginning account value after activity. Asset Summary Parent Asset Type MX Year-Bid led Period TblsPerlod 18% Cash, Money Funds, and Bank Deposits 4,643,619.22 3,515,935.22 3,622,361.43 go 25% Fixed Income 3,037,500.00 5,053,020.00 5,053,530.00 48% Equities 8,392,270.00 9,519,512.95 9,347,060.00 0 11% Mutual Funds 2,297,435.77 2,357,401.98 2,373,701.77 100% Account Total (Pie Chart) $18,370,824.99 820,445,870.15 820,398,653.20 Please review your allocation periodically with your Investment Specialist. Page 1 of 14 Rated horllent herr Year Since 2007 CiNgen sobsidiarr d "ner llatolco al ThePera"n lellon "ned DMIAR RATED COMMUNCATiONS CarporatIon OINY Man) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 65N1F ID L-4- EXCILIINCI P nwr-bet rinsis.hlAndE,GM_00048496 DB-SDNY-0011320 EFTA_00159 [05 EFTA01254347 Summary of Gains and Losses Realized fhb Period Year4o-Dele Wreaked Short-Term Gain! Loss 6,814.80 -70,104.81 945,900.73 Long-Term Gain/ Loss 0.00 171,626.41 -280,364.04 Net Gain! Loss 4,814.80 101,521.60 685,536.69 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECEF ) and other credit institutions introduced negative interest tales- Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Global Cash °fleecy Closing Anentin Currency USD Equivalent per USD Wee" Bianca Base Wag USD CANADIAN DOLLAR 0.7737 12924 HONG KONG DOLLAR 53,842.05 6.861.18 HONG KONG DOLLAR 0.1278 7.8245 Total Global Cash Balance 36,881.18 Exchange rates are based on interbank exchange rates as of 09/2812016. Exchange rates can vary. Money Market Fund Detai l Date ActAtity Type Desalptios Amount Biwa Sweep Money Market Fund CASH AC TR DWSGOVT /I AG INSTL Current Yield: 1.87% Activity Ending. 09! 28! 18 09/01/18 Opening Balance 3.509.075 26 3,509,075.26 09111/18 Deposit MONEY FUND PURCHASE 10.500 00 3,519,575.26 09/25/18 Deposit MONEY FUND PURCHASE 90,434 63 3,610,009.89 09/28/18 Deposit INCOM E REM V EST 5.470.36 3 615 80.25 09/28/18 Closing Balance $3,615,480.25 Total All Money Market Funds 33,615,480.25 Page 2 of 14 Rated hotlient Clewing through awe ~ad Every Yes, Since 2007 sataldiary of The tlaakanAelket DALIAR RATIO COMMUNCATIONS °MOMS/.(IINY Mellon) EXCILLINCI Periling WC.neater FatatAARKatteRt000480197 CONFIDENTIAL - PURSUANT TO FED. R CRI6,1. P. 6(e) DB-SDNY-0011321 EFTA_00159106 EFTA01254348 Deutsche Bank PO Box 1776, Baltimore, MD 21203 September 1,2018 - September 30,2018 THE HAZE TRUST Income and Expense Summary °mint Period Yes -to.Oste Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 10.500 00 0.00 270,551.44 0.00 M oney Market 5,470.36 0.00 30,970.32 0.00 Other Dividends 8,742.77 0.00 233,914.77 0.00 Interest Income Credit Interest 0.00 0.00 0.00 -265.09 Expenses W ithholdinq Taxes 0.00 0.00 462.24 0.00 Total Dividends, Interest, Income and Expenses $24,713.13 $0.00 $534,734.29 $265.09 Portfolio Holdings U.S. DOLLARS Account Activity Opening Ching Accrued Income 30-Cey Cartel Opening DS. Ouenlity Number Ending Balance Balnco Income ThlaYeas VIM Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market CASH AC TR DVISGOVI 8 AGINSIL 09/01/18 3 015 480.250 N/A 09128116 3 500 075.20 3 015 48025 0.00 30 970.32 1.87% 1.87% Total Money Market $3,509,075.26 $3,615,480.25 $0.00 $30,970.32 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $3,509,075.28 $3,615,480.25 $0.00 $30,970.32 Adjusted Unmated Awned Estimated Blkosted Cote /moulted Quality UnN Ibrl Cod Beds Market Price Market Value Oarless intend Annual Income Yield FIXED INCOME0i Maturity Date Sequence) Corporate Bonds AS INVTS GMBH St NT REG Seamy Identifier: 029856M7 ISINS USk29866AA70 7150% Ti128/20 01013/28/13 CALLABLES/28/13S a PRatiag134 05118118 1,000,000.000 102.2930 1,022,929.38 102.0390 1.020.390 00 -2,539.38 32,72222 77 500 00 7 59% Original Cost Basis: $1026550.00 05/22/18 1,000,000.000 102.1840 1.021.63817 102.0390 1.020.390.00 -1,248.67 32,722.22 77.500 00 7 59% Original Cost Bass: $1025,00000 Page 3 of '4 Account Number Rated ['relieve Clew...through PenhVW , owned beg Yew Since 20O7 sabsidiary of The conka MOW CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALBAR RATED COMMUNICATIONS EXCILLINCE CeoPerabanaltly Mellon) P ng meet/ FINRAAVSV Itkprill_ULIWI64V6 DS-SDNY-0011322 EFTA_00159107 EFTA01254349 Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unrealized Awued Estimated Whaled DateAcquired Quantity Unit Cost Cost Basis Market Price Market Value Gainrloss Interest Annual Income Yield FIXED IlCOM E (continued) Corporate Bonds (continued) .2S INVTS GM DI SR NT REG $ (continued) Total Covered 2,000,000 000 2,044,568.05 2,040,780 00 -3,788.05 65,444 44 155,000 00 Total 2,000,000.000 $2,044,568.05 $2,040,780.00 43,788.05 $65,444.44 $155,000.00 PM ORGAN CHASES CO DEP SHSREPSTG Security Identifier: 46625HHA1 MOTH PFD SER 1FIXED TO FLTG RT BD 5.828% 04123/58 EUE DTD 04123108M oody Rating BAA3S8 P Rating BBB• 011 1 " 2.13 3,000,000.000 111.2650 3,337,958.33 100.4250 3,012,750.00 425,208 33 30.111 33 174.840 00 5.80% Original Cost Basis: $3.337956.33 Total Corporate Bonds $5,382,526.38 $5.053.530.00 4328,996.38 $95,555.77 $329,840.00 5,000,000.000 TOTAL FIXED INCOME $5,382,526.38 $5,053,530.00 4328,996.38 $95,555.77 $329,840.00 5,000,000.000 Unrealized alienated Estimated Date Acquired Quantity Una CoM Cod Bats Market Price Market Vein Geknots Annual income Yield EQUITIES Common Stocks ALPHABET INC CAP STK CL C Sealy Identifier: GOOG Dividend Oplion: Cash CUSP. 020791037 12105117 1.000.000 1,014.0150 1.014.015.20 1.193.4700 1.193.469.99 179.454.79 02/02/18 1,000.000 1.116.1660 1,116,166.00 1.193.4700 1.193.469 99 77,303.99 02/05/18 1.000.000 1.106.0070 1.106.006.80 1.193.4700 1.193.470.02 87.463.22 Total Covered 3,000.000 3,236,188.00 3,580,410.00 344.222.00 Total 3,000 000 $3,236,188.00 $3,580,410.00 $344.222.00 $0.00 CARVANA CO CL A Security Identifier CVNA Dividend Oplion: Cash CUSIP. 14686992 08/18/18 2.500.000 42.7900 106.975.00 59.0900 147.725.00 40.750 00 06/18/18 5,000.000 44.3400 221.699.15 59.0900 295.450.00 73.760.86 06/18/18 5,000.000 44.0400 220,200.00 59.0900 295.450.00 75,250 00 06/18/18 2.500.000 43.5400 108.850.00 59.0900 147.725.00 38.875 00 05/19/18 2.500.000 42.6740 106,686.00 59.0900 147,725.00 41,039 00 06/19/18 2,500.000 43.0850 107.712.93 59.0900 147.725.00 40.012.07 06/19/18 2,500.000 42.7520 106,879.20 59.0900 147,725.00 40,845.80 06/19/18 2.500.000 42.8400 107,100.00 59.0900 147.725.00 40.625 00 Page 4 of '4 Account Number: Rated Caollent Clown& tIvousli Penh LLC owned trey Year Since 2007 subudiory of The Sank a Mellon DMIIAR MUD COMMUNICATIONS Como -Mon 18NY Mellon) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg L EXCIILIANCE P.,,P1n4 tic. M.,, ,41 RA.g4nrapm_oco48499 DB-SDNY-0011323 EFTA_00159108 EFTA01254350 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 September 1,2018 - September 30,2018 THE HAZE TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Undialbed Estimated Winded ate Acquired Nudity UM Cod Cod Bads Market Price Market Value awls. Annual Income Yield EQUITIES (continued) Common Stocks (continued) CARVANA CO CL A (continued) Total Covered 25,000.000 1.086.102 28 1.477.250 00 391,147.72 Total 25.000 000 81,086 102 28 51,477,250.00 $391 147 72 90.00 UNITED TECHNOLOGIES CORP CON Securely Identrher. UTX Dividend Option: Cash CUSP 913017139 06120118 15,000.000 125.5300 1,882,944.30 139 8100 2,097,150.00 214,205.70 42,000.00 200% Total Common Stocks $6,205,234.58 $7,154,810.00 $949.57542 $42,000.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG TIDO OTH Security IdenI tier: C PRK PFD SSR k DIV 6.875% PERPETUAL MATT CUSIP: 172967341 PERPETUAL CALL VS/23(125.00 Dividend Oplion: Cash 02103114 79.000.000 25.3090 1,999,40.90 273500 2.192250.00 192 031.10 135 781,25 6.19% Total Preferred Stocks $1,999,418.90 $2,192,250.00 $192,831.10 $135,781.25 TOTAL EQUITIES $8,204,653.48 $9,347,060.00 $1,142,408.52 6177281.25 Welted Estimated Estimaltd Date Acquired Quantity Unit Cod Cad Beds Market Rice Market Value dram Annual Income Yield MUTUAL FUNDS IMORGAN FLOATING RATE INCOME FUND Security Idenl diet JPIISX CLASS I CUSIP. 482t51 Open End Fund Dividend Oplion: Reinvest: Capital Gain Option: Reinvest 01/22/13 t0 198216.056 10.0890 1,999,715.56 9.4000 1,883230.91 -136,484.65 75,827.55 406% 02101113 ' •0 630.057 10.0660 6.342.01 9.4000 5,922.53 419.48 241.03 406% 03101113 ' •3 711.578 10.0590 7.157.46 9.4000 6,688.83 468.63 272.21 4.06% 04/01/13 789.547 10.1090 7.981.19 9.4000 7,421.73 .559.46 302.04 406% 05401413 ' •3 751.550 10.1290 7.612.14 9.4000 7,064.56 147.58 287.51 406% 06103113 ' •0 757.360 10.0890 7,640 69 9.4000 7,119.18 421.51 289.73 406% 01101113 .'3 668.131 9.9690 6.660.32 9.4000 6,280.44 .3/9.88 255.59 406% Page 5 of 14 Account Number Rated ticellent trey Year Since 2007 sobsidiavolDwimMO CkwftihmurPadSl ir Mellon nmed DMMR WED COMMUNICATIONS CorpontkmONYINAW uctunia i)•,04oxiic.nwrionithstx.WAVox0M-00048500 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011324 EFTA_00159109 EFTA01254351 Dor t foil o Holdings (continued) U.S. DOLLARS (continued) Unasked Estimated Eslimaled Dote Acqvited Commtfty Una Cost Cod Bodo Motet Price Market Value 0elnitoss Annual Income Yield MUTUALRJNDS (continued) "MORGAN FLOATING RATE INCOME FUND (continued) OSIO lit 3 ' •s 704.609 10.0590 7,067.36 9.4000 6,623.32 464.04 269.55 406% 09103113 '.3 709.175 10.0290 1,112.01 9.4000 6,686.26 445.75 271.30 4.06% 10/01/13 ' 712.100 10.0220 7,136.83 9.4000 6,693.74 443.09 272.41 4.06% Total Noncovered 204,650.163 2,064,445.57 1,923,711.50 -140,734.07 78,286.92 Reinvestments to Date 47,871.302 9.5490 457,129.65 9.4000 449,990.27 .7,139.38 18,313.16 4.06% Total Covered 47,871 302 457,129 65 449,990 27 .7 139 38 18.313 16 Total 252.521.465 $2,521,575.22 $2.373,701.77 -5147.873.45 $96.602 08 TOTAL M UTUAL FUNDS 52,521,575.22 $2,373,701.77 4147 873 45 $96.602 08 Unrealized Accrued Edinated Cod Beds Model Via Gainless Interest Maui Income TOTAL U.S. DOLLARS 519,724,235.33 520,389,772.02 $665,536.69 595,555.77 5835,193.65 HONGKONG DOLLAR 09419119 *aim hayed 30-Day Desolation Deafly Balance Una Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 53,842.05 53,842.05 HO 6,881.18 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 53,842.05 53,842.05 HKO 0.00 6,881 18 USD 0.00 Acaued Market Value Currency tutus TOTAL HONG KONG DOLLAR 53,842.05 HKD 0.00 6,881.18 USD 0.00 Wreaked Acaued &rated Cod Bat Markel Value QM= lateral Anneal Income TOTAL PORTFOLIO HOLDINGS - U.S. $19,724,235.33 $20,396,653.20 $665,536.69 $95,555.77 $635,193.65 DOLLARS Noncovered under the cost basis rules as defined below. Page 6 of 14 Account Number Rated Cacelitnt Clewing through Pertigt aught/ ~ad Every Yet Since 2007 sabsidiery of Me leek *nada, CONFIDENTIAL — PURSUANT TO FED. R ORAL. P. 6(e) CONFIDO. L DALIAR RATIO COMMUIIICATIONS LXCILLINCI Coettedetten(My mace) Parthne 11.C.ntanber FittRA.6914/LeteM_00048501 DS-SDNY-0011325 EFTA_00 59110 EFTA01254352 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 September 1, 2018 - September 30, 2018 THE HAZE TRUST Portfolio Holdings (continued) Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099.8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as fo the accuracy of this information. Holdings Summary by Currency Cuuency Case And Moms Equities Mutual Naas Total by Cannot U.S. DOLLARS 3,615,480 5,053,530 9,347,060 2,373,701 20,389,772 USD HONG KONG DOLLAR 53,842 0 0 0 53,842 HKD Total USD Equivalent 3,822,361 5,053,530 9,347,060 2,373,701 20,306,653 USD % of Allocation 18% 25% 46% 11% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATEDOES NOT EQUAL THESTATEM BIT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest Page 7 of 14 Rabid Excellent Clewing through PaslatUga. ay ~ad Even, Yes, Since 2007 sobsidiary of De kek Melba DALIAR RATED COMMUNICATIONS CarporatIon (OM WWI Ciall INC PerOing LICerter-bn Fmak/ME! saiLwra_00048502 CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) DB-SDNY-0011326 EFTA_00 159 1 1 I EFTA01254353 Portfolio Holdings Disclosures (continued) Estimated Annual Figures (continued) and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution end the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing ads as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page 8 of 14 Account Number: Raid hottlent Cleanng through Pendelmjarlay ~ad Erin Year Since 2007 sotaldiary De baeltea Melba CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS LICMINCI ONOtwatIon(My melba) eat PerIhnx LICerter-bet DEI-SDNY-0011327 00048503 EFrA_00159112 EFTA01254354 Deutsche Bank P.O. Box 1776, Baltimore. MD 21233 September 1,2018 - September 30,2018 THE HAZETRUST Schedule of Realized Gains and _asses Cu, rent Pe, iod Date Dale Reeked Description Disposed Acquired Designation Disposition Method / Transadion Quantity Proceeds Cod Basis Caddies' Short Term CANADIAN DOLLAR CURR 09121118 09121118 Noncom( First In First Out / SELL 116.875.000 90.43403 90509.56 -74.93 Security Identifier. CAD999996 BOM BARDIER INC CLASS 09/21/18 06119118 Covered Fret In First Out / SELL 25.000.000 90.509.56 97.249.43 4.739.87 Serially Identifier. 09775400 Total Short Term 180,944.19 187,758.99 4,814.80 Total Short and Long Term 180,944 19 187.75849 4,814.80 ' Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as -covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may markthe account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made alter year-end, in particular, for return of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you W hen you report your cost basis on your tax return. it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account If you do not select a method. your account will be defaulted to First In. First Out (FIFO) Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. M essages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Persh I ng's June Statement of Financial Condition is now available. On June 30.2018, Pershing's net capital of 52.68 billion was 15.25% of aggregate debit balances and exceeded Page 9 of '4 Account Number: Rated [smitten ClewingIhroush Pent let a .lag owned Envy Year Since 2007 setoldisey of The Bonk o4 Mellon DMUR WM COMMUNICATIONS Corporation (IMY a ilco) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDE L- A LXCULtIla Pennine MLitt...0er FitiltA.WIlLet9m-00048504 DB-SDNY-0011328 EFTA_00159113 EFTA01254355 Messages (continued) the minimum requirements by $2.33 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2018, Pershing's net capital of $2.77 billion was S37% of aggregate debit balances and exceeded the minimum requirement by $2.43 billion. A copy of the sine 30, 2018, Statement of Financial Condition is available at www.pershing.comi statement-of-financial-condition. You may also request a free, printed copy by calling (888) 860.85'0 or (201) 4 t3-4200.option 5. Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note that as of November 1,2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. Activity Summary (All amounts shown are in base currency) Credits THs Period Debits TillsPeriod Net IbisPeriod Credits Year-to-Die Debbi Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 8,742.77 4,742.77 0.00 -14,072,927.18 -14,072,927.18 Securities Sold 180,944.19 0.00 180,944.19 11,476,927.69 0.00 11,476,927.69 Total Securities $180,944.19 48,142.77 $172,201.42 811,478,927.69 414,072,927.18 42,595,999.49 Dividends and Interest $24,713.13 $0.00 $24,713.13 $535,498.53 -$265.09 5535,231.44 Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 $0.00 $0.00 $0.00 4762.24 4762.24 Cash Deposits 9.90 0.00 0.00 816,872.63 0.00 816,872.63 Total Cash $0.00 $0.00 $0.00 $816,872.63 $0.00 $816,872.63 Totals $205,857.32 48,742.77 $108,914.55 $12,829,296.85 414,073,994.51 41,244,697.68 Transactions by Type of Activity Process Trader Settlement Trantxtion Date Dale Adkey Type Description Ovally Prke Acaued blued Amount Currency Securities Bought and Sold 09125/18 09121/18 SOLD CANADIAN DOLLAR -116.875.000 1.2923 90,434.63 USD 09/25/18 09/21/18 SOLD BOMBARDIER INC CLASS 8 UNSOLICITED ORDER ALLOCATED -25.000.000 4.7250 116.875.00 CAD 890B.CA ORDER YOUR BROKER ACTED MAGEE ASV 09/2120S 90,509.56 USD 09127/18 RBNVEST CASH INCOME .PM ORGAN FLOATING RATE INCOM E RIND CUSS' 931.072 4,742.77 USD SNSX 25'690.3930 SHRS SIRS PORCH. AT $9.39000 RD 09!25 PO 09/274 Page 10 of 14 Account Number: Rabid CASIent Claims through PadTag* ~ad Even, Year Since 2007 sobsidiary of llte lank al Melba DALIAR RATED COMMUNKATIONS CarporatIon (OM Man) IACQLENCC 00048505 PerIhnx 11.C. nwrion 07al•SIAVYLOM- CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-0011329 EFrA_00159114 EFTA01254356 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 September 1,2018 - September 30,2018 THE HAZE TRUST Transactions by Type of Activity (continued) Proms; Trade; Settlemenl Transaction Date Dale Activity Type Dewiption at army Price Accrued Intern Amount Cvmency Total Securities Bought and Sold CANADIAN DOLLAR 0.00 116.875.00 CAD TOTAL USD EQUIVALENT 0.00 90,509.56 USD U S. DOLLARS 0.00 81,691.86 USD Dividends and Interest 09110/18 CASH DIVIDEND RECEIVED .5000 SIRS UNITED TECIMOLOGIESCORP COM RD 08/17 PO 10,500.00 USD UTX 09/13111 09/27/18 CASH DIVIDEND RECEIVED .PMORGAN FLOATING RATE INCOM E FUND CLASS I 8.742.77 USD .IPHSX 25590.3930 SIRS RD 09/25 PC 091271E 09/28/18 MONEY MARKET FUND CASH AC TR DWSGOVT 5.470.36 USD INCOME RECEIVED PER2320 45 Total Dividends and Interest - U.S. DOLLARS 0.00 24,713.13 Total Anon Intern Total Amount Transadlonseymmary Total Acaued Intend Total Amount Omenq USD Equivalent USDEquivalent CANADIAN DOLLAR 0.00 116175.00 CAD 0.00 90.509 56 U.S. DOLLARS 0.00 106.404.99 USD 0.00 106.404.99 The price and quantity displayed may have been rounded. Client Service Information Your Interned Spinet 2EM Conlad Information MARTIN ZEMAN Telephone Number: NY Page ' of "4 Account Numbet: Rated banal Cancasougn Peals",at ttayowned bay Yea. Since1007 satddlin of The Bank al A4ellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg L DALIARPATIDC0MMUNICA11016 LXCGAINCE Corporation OtIV Mellon) Poitim ll.C.aventqf !Mtn. PL!q2PM_00048506 DB-SDNY-0011330 EFTA_00159115 EFTA01254357 Your Account I nformati n TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC 0EUVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but ass general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sueeach other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award Is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the Page 12 of 14 Account Number. Rabid hottlent Cleanng through Penlangasllyanted Every Year Since 2007 sobsidiary of The kalco/ Mellon CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) CONFIDO. L DALBAR RATIO COMMUNICATIONS ()tallINCE CarporatIon (OM Mellon) PerIhnx 11.C. nwrtat• FINRASVSle SOillwm-00048507 DB-SDNY-0011331 EFrA_00159116 EFTA01254358 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 September 1,2018 - September 30,2018 THE HAZE TRUST Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court, • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the coil/forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. Page '3 of '4 Account Number: Rated Galls. Cale;lamer Penblviliskiy owned bay Year Since 3007 Intslemy of The is. Mellon DALIMR IMTEDCOMMUNICAllONS CfleatIonMY Melee) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L- MUSING PenlIrce enervate FINIZAr. D . DN Y: 00 Slia.M °°°141835° 382 EFTA_00159117 EFTA01254359 TERMS AND CONDITIONS TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. • AU. ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TILE OF ANY SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE, OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FNANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM. STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. 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BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. F ANY OF 119E ABOVE TERMS AND CONOITONS ARE UNACCEPTABLE TO YOU. REUSE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTIRED MAIL TOONE PERSHING RATA JERSEY CITY, NJ OT399, ATTN.LEON, DEPT Page '4 of '4 Account Number. Rated Exotlient Claim. throughFentutly timed Every Year Since 2007 subsidiary of Me Milk a Melba CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS EXCELLENCE Como-VIDA MIRY Mao) PerlFinx 11.C. mot-ter ONIZA.SPAtelt00048509 DB-SDNY-0011333 EFTA_00159118 EFTA01254360 lrilDeutsche Bank Otuttae Lint eti...ain //,I,1, MM,/,me„ Melee loneact 6, 04 Davit( rvnn, Inc P.O. Box 17 76, Baltimore, MD 21203 ft/ TON Oro 414-1.17•,5415 Clint I/0 OS Stal THE HAZE TRUST August 1,2018 - Au uSt 31 2018 UAD 02/09/99 Account Number: JEFFREY EPSTBN DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 0 0 80 2 Portfolio at a Glance ThisPerbe Year4o-Date Your Investment Specialist. BEGIN NINGACCOUNT VALUE 619,940,715.06 818,370,824.99 MARTIN ZEMAN NM Cash Deposits aced Withdrawah 0.00 816,872.63 Adjusted Previous Account Value 19,940,715.06 19,187,697.62 Dividends. Interest and Other Income 47,724.18 510,518.31 Total Taxes Withheld 0.00 -762.24 Other Transactions 0.00 40.00 Net Change in Portfolio' 457,430.93 746,456.46 620,446,870.15 820,445,870.8 Accrued Interest 568 069 11 Estimated Annual Income 5627.583 33 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Panel Asset Type ftiar Year-End 1411 Period TlesPerlod 17% Cash, Money Funds, and Bank Deposits 4,643,619.22 3,476,560.91 3,515,935.22 le 25% Fixed Income 3,037,500.00 5,063,500.00 5,053,020.00 I. 47% Equities 8,392,270.00 9,051,600.45 9,519,512.95 ED 11% Mutual Funds 2,297,435.77 2,349,053.70 2,357,401.98 100% Account Total (Pie Chart) $18,370,824.99 619,940,715.06 $20,445,870.15 Please review your allocation periodically with your Investment Specialist. Page of '2 Rabid Cnottlem Clewing teener holm'uJ I. ane/ owned CalRIJN-Mt_ Crew Year Since 2007 sobslelary of The Baikal Mellon DIMIAR RAMOCOMMUNICATIONS Cenetatsen(My melba) LXCILLINCI Per One U.C.rne-exe IthR/APknfla.GM—°°°48510 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011334 EFTA_00159 I 19 EFTA01254361 Summary of Gains and Losses %sand This Period Year4o-Dote Uraulized Short-Term Gain! Loss 0.00 13,290.01 1,028,925.56 Long-Term Gain/ Loss 0.00 171,626.41 483,30925 Net Gain! Loss 0.00 108,336.40 745,616.31 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECG, ) and other credit institutions introduced negative interest tales' . Negative interest expense may be charged to your account it you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table G ooa Casi °mem Closing Arnold in Currency USD Equivalent per U9) currency blame Base Currency USD CANADIAN DOLLAR 0.7669 1.3038 HONG KONG DOLLAR 53,842.05 6,859.96 HONG KONG DOLLAR 0.1274 7.8487 Total Global Cash Balance $6,859.96 Exchange rates are based on interbank exchange rates as of 08/ 31? 201$. Exchange rates can vary. Money Market Fund Detail Date Activity Type CauriptIon Amount Simms Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.84% Activity Ending: 08/ 31/18 08/01/18 Opening Balance 3,425,497.39 3,425,497.39 08/01118 Deposit MONEY FUND PURCHASE 44,202.00 3,469,699.39 08/16/18 Deposit MONEY FUND PURCHASE 33,945.35 3,503,644.74 08/31/18 Deposit INCOM E REIN V EST 5,430.52 3,509,075.26 08/31/18 Closing Balance $3,509,075.26 Total All Money Market Funds $3,509,075.26 Page 2 of 12 Account Umber. Rated Excellent ClearingUrger Pert ~ad Every Yes, Since 2007 Maid's" of The Mak einAelloa CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS ()tall INCE CaPorabon (MY Man) PerIhnx 11.C. mn-tx• ONRAVVYLlielt00048511 DB-SDNY-0011335 EFTA_00159120 EFTA01254362 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 August 1,2018 August 31, 2018 1114r MA 7r TPUCT Income and Expense Summary Current Period Yealo-Dale tirade Non Taxable Tootle Noe Taxable Dividend Income Equities 33,945.35 0.00 260,051.44 0.00 Money Market 5,430.52 0.00 25,499.96 0.00 Other Dividends 8,348.29 0.00 225,232.00 0.00 Interest Income Credit Interest 0.00 0.00 0.00 -265.09 Expenses Withholding Taxes 0.00 0.00 462.24 0.00 Total Dividends, Interest, Income and Expenses $47,724.16 $0.00 $510,021.16 4265.09 Portfolio Holdings U.S. DOLLARS Account Activity Opening OaSig Accrued Income 30.0w Ceinent Opening Date (Manley Number Ending Balance Sacs Income Maw Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 44,202.00 0.00 Money Market Cal AC TR OWS GOVT AGINSTL 08101118 3,509,015.260 N/A 08131118 3,425,497.39 3,509,07526 544.84 25,499.96 1.83% 1.84% Total Money Market $3,425,497.39 $3,509,075.26 $544.84 $25,499.96 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $3,469,699.39 $3,509,075.26 $544.84 $25,499.96 Adlocied Woolard Accrued Estimal ed Estimated DeteAcmiked Quantity Link Coat Cog Beats Markel Price Merkel Value °SUL= rawest Annual Income Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds SSINYTSGlifill SR NT REG S Scarily Identifier: A29866AA7 INNS USA29866AA70 7750%13128120 EVE DID 1:1/28/13CALLABLES/28/1358 PRAM(' 8+ 05118118 1,000,000.000 102.3790 1,023,785.43 101.6010 1,016.010 00 -7,775.43 26,263.89 77,600.00 762% Original Cost Basis: 51026.55000 05/22/18 1,000,000.000 102.2450 1,022,445.98 101.6010 1.016.010.00 -6.435.98 26,263.89 77,600.00 7.82% Page 3 of 12 Account Number: Rated Excellent Clewing through Peek owned Every Year Sect 2007 sotaltIlacy of Mt lanItalelellen DALIAR RATED COMMUNICATIONS CopoestIon (MY Millen) CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) CONFIDOP EXCELLENCE emern_00048512 Penhnx 11.C.mn-tx. FINIIA.444t! DB-SDNY-0011336 EFTA_00159121 EFTA01254363 Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unrealized Awned Estimated Eslimaled Ode Acquieed Crustily Unit Cod Cod Bads Market Rice Market Value Gain Loss Interest Annual Income Yield FIXED IICOM E (continued) Corporate Bonds (continued) .13.5 INVTS GM BP SR NT REG S (continued) Original Cost Basis:5'1025.000.00 Total Covered 2,000,000 000 2046,231.41 2 032.020 00 -14,211 41 52.527 78 155,000 00 Total 2,000.000 000 $2,046,231.41 $2.032.020.00 -514.211.41 552 527 78 5155.000.00 SS ORGAN CHASE& CO DEP SHSREPSTG Security Identifier, 46525HHA1 PATH PFD SERIFIX0) TO RIG RT BD 5.828% 04/23/58 B/E 010 04123/08M pod y Rating BAA3S8 P Rating BBB- 05/10111 'Ile 3,000,000.000 111.2650 3,337,958.33 100.7000 3,021,000.00 316,958.33 15,541.33 174,840.00 5.78% Original Cost Basis: 53 1956.33 Total Corporate Bonds $5,384,189.74 $5,053,020.00 4331,169.74 $68,069.11 $329,840.00 5,000,000.000 TOTAL FIXED INCOME $5,384,189.74 $5,053,020.00 4331,169.74 $68,069.11 $329,840.00 5,000,000.000 Unasked &lidded Needed Date Marked Nudity UM Cod Cod Bads Marker Fin Market Value Oda= Maud Income Yldd EQUITIES Common Stocks ALPHABET INC CAP STK CL C Secure). Identifier GOOG Dividend Oplion: Cash CUSP. 02079KA7 12/05117 1,000.000 1,014.0150 1,014,015.20 1,218.1900 1218.189.99 204,174.79 02102118 1,000.000 1,116.1660 1,116,166.00 1,218.1900 1218,189.99 102,023.99 02/05/18 1,000.000 1.106.0070 1,106,006.80 1,218.1900 1218,190.02 112,183.22 Total Covered 3,000.000 3,236,188.00 3,654,570.00 418,382.00 Total 3,000.000 $3,236,188.00 $3,654,570.00 $418,382.00 $0.00 CARVANA CO CL A Security Identdier:CVNA Dividend Oplion: Cash CUSP. MOM OM 8/18 2,500.000 42.7900 108,975.00 84.7400 181.850.00 54,875 00 06/18/18 5,000.000 44.3400 221,699.15 64.7400 323,700.00 102,000 85 06/18/18 5,000.000 44.0400 220,200.00 64.7400 323,700.00 103,500 00 06/18/18 2,500.000 43.5400 108,850.00 64.1400 161,850.00 53,000.00 06/19/18 2,500.000 42.6140 106,666.00 64.7400 161,850.00 55,164 00 06/19/18 2,500.000 43.0850 107,712.93 64.7400 161,850.00 54,137 07 06119118 2,500.000 42.7520 106,879.20 64.7400 161,850.00 54,910 80 06/19/18 2,500.000 42.8400 107,100.00 64.7400 161,850.00 54,750 00 Page 4 of 12 Account Number Rated Ozoient Clewing through Penh U lailtaY clamed Every Year Since 2007 sataldlari of De Mahal Mellon DALBAR RATED COMMUNICAT.314 Caeponefon (IINY Melon) (JtallItia Pectira LLC. member FINRA.M4It! itEOra-00048513 CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DS-SDNY-0011337 EFrA_00159122 EFTA01254364 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 August 1,2018 - August 31,20 13 TI.ICIJA7FTPIICT Portfolio Holdings (continued) U.S. DOLLARS (continued) Untested Estimated Ed Sealed Cite Acetone Nudity Unk Coil Cast Bat Markel Price Minket Value °Moles* Annual Income Yield EQUITIES (continued) Common Stocics (continued) CARVANA CO CL A (continued) Total Covered 25100 000 1,086.102 28 1 618.500 00 532,397 72 Total 25.000 000 81,086 102 28 $1.618.500.00 6532 397 72 $0.00 UNITED TECHNOLOGIES CORP COM Security Identthec. UTX Dividend Option: Cash CUSP 91301799 05/20118 15,000.000 125.5300 1,882,941.30 131 7000 1,975,500.00 92,555.70 42,000.00 2.12% Total Common Stocks 96,205,234.56 $7,248,570.00 $1,043,335.42 $42,000.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 11000TH Security Idenlifier:C PRK PFD SER K DIV 6.875% PERPETUAL MATT OJSIP: 172967341 PERPETUAL CALL 115/23025.00 Dividend Oplion: Cash 02/03/14 79,000.000 25.3090 1,999,418.90 27.7000 2.188.300.00 188.861.10 135 78125 6 20% Total Preferred Stocks 91,999,418.90 $2,188,300.00 $188.881.10 $135,781.25 TOTAL EQUITIES 98,204,653.48 $9,436,870.00 61,232,216 52 9177/81.25 Unmixed Estimated Estimated Date Acquired Quantity UnN Cod Cad Bass Make* Rice Market Value Galn1Losis Annual Income Yield MUTUAL FUNDS NORGAN FLOATING RATE INCOME FUND Security Idenlitier: JPHSX CLASS I CUSH? 462131 Open End Fund Dividend Option: Reinvest: Capital Gain Option: Reinvest 01/22(13 198,216.056 10.0890 1,999,715.56 9.3700 1,857,284.45 -142,431.11 74,422.19 410% 02701/13'•s 630.057 10.0660 6,342.01 9.3700 5,903.64 438.37 236.56 4.00% 03(01/13 711.578 10.0590 7,157.46 9.3700 6,667.49 489.97 267.17 4.00% 04/01/13'•s 789.547 10.1090 7,981.19 9.3700 7,398.05 163.14 296.41 4.00% 05701/13's 751.550 10.1290 7,612.14 9.3700 7,042.03 170.11 282.18 4.00% 06/03/13 " 757.360 10.0890 7,640.69 9.3700 7,096.46 -544.23 284.36 400% 07/01/13 668.131 9.9690 6,660.32 9.3700 6,260.39 499.93 250.86 400% Page 5 of 12 Account ?turbot Rated Excellent Every Year Since 2007 Clearlancoorl'orMlifitilimmed sobildiwy of Tee IMMO Mellon DALBAR RATED C0MMUNICAT*16 Corpormlon(lItlY Mellon) EXCELLENCE 00048514 PeriFinxlIC. member AURAS—WI lel- CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DB-SDNY-0011338 EFrA_00159123 EFTA01254365 Portfolio Holdings (continued) U.S. DOLLARS (continued) Untested Eallmated Estimated OateAcqtrised Quantity (M Cost Cod Bets Merkel Sloe Market Woe Gels/Loss MauiIacono Yield MUTUAL FUNDS (continued) "MORGAN FLOATING RATE INCOME FUND (continued) 08101113 ' •4 704.609 10.0590 7,087.36 9.3700 6,602.19 485.17 264.55 4.00% 09103113'•3 709.115 10.0290 1,112.01 9.3700 6,644.97 467.04 266.21 4.00% 10101113 t3 712.100 10.0220 7,136.83 9.3700 6,872.37 464.46 267.36 4.00% Total Noncovered 204,650.163 2,064,445.57 1,017,572.04 -146,873.53 76,837.94 Reinvestments to Date 46,940.230 9.5520 448,386.88 9.3700 439,829.94 1,556.94 17,624.18 4.00% Total Covered 46.940 230 448,386 88 439,829 94 -8 556.94 17.624 18 Total 251.590 393 $2.512,832.45 $2.357.401.98 -$155.430.47 594,462 12 TOTAL MUTUALFUNDS $2,512,832.45 $2,357,401.98 4155,430.47 $94462.12 Untedazed Accrued Estimated Coed Buis Merkel Vies Gelatins lateral Annuli Income TOTAL U.S. DOLLARS $19,610,750.93 $20,356,367.24 $745,616.31 $68.089.11 $627,583.33 CANADIAN DOLLAR Delimited DescripMan Oaandly Market Prke Market Value Connor Yield EQUITIES Common Stocks BOVEIARDIERINC CLAMS 25,000.000 4.3100 107350.00 CAD Security Id coldly: BBD B.CA 82,642.95 USD CUSP:09775200 Total Common Stocks 107,750.00 CAD 82,642.95 USD TOTAL EQUITIES 107350 00 CAD 82,642 95 USD Acaued Market Value Currency liters TOTAL CANADIAN DOLLAR 107.750 00 CAD 0.00 82,642 95 USD 0.00 HONGKONG DOLLAR OPmS9 Posing Accrued 30.0ey Descriplion Cleardity Bain Balance Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 53,842.05 53,842.05 HKD 6,859.96 USD Page 6 of 12 Account Number Rated Excellent Clewing Menge Peal&rail , evened trey Year Since 2007 sobeldlacy al Mt Melte. Meta CONFIDENTIAL — PURSUANT TO FED. R CRI6A. P. 6(e) CONFIDO. L MBAR MEW COMMUNICATIONS EaallitICE CcePtestIon melon) Penhnx 11.C. nwntn. manktrialYuLeM_000413515 DE1-SDNY-0011339 EFTA_00I 59I 24 EFTA01254366 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 August 1,2018 - August 31,2018 THE HAZE TRUST Portfolio Holdings (continued) HONG KONG DOLLAR (continued) Cpsnkg Posing Accrued 10.0ay 0escrIpMee 0urtky Basco Baena Cutting Income Yleid CASH, MONEY FUNDS, AND BANK DEPOSITS(continued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 53,842.05 53,842.05 HKD 0.00 8,859.98 USD 0.00 Accrued Merkel Value Currenoi latent TOTAL HONG KONG DOLLAR 53,842.05 HKD 0.00 6,859.96 USD 0.00 Unmated Accrued Baratta Oat Batts Market Value Galallora intereti Annual Income TOTAL PORTFOLIO HOLDINGS - U.S. 319,810,750.93 $20,445,870.15 3745,818.31 368,089.11 3827,583.33 DOLLARS Noncovered under the cost basis rules as dehned below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099.8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary Incorrect adjusted cost basis reflected until the cost basis system Is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 Thecod basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Page 7 of 12 Account Number RAS Escoilent Cleanng through finis llU a" owned (wry Year Since 2007 sobsidiary of De Make. Melba DALIAR RATIO COMMUNICATIONS CarpontIon OPNY WNW LIMAINCE Perthnx 11.C. nwntatt FtratA.Waxelt00048516 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011340 EFIA_00I 59I 25 EFTA01254367 Holdings Summary by Cur r enc.) Cunene! Cash Fixed Income Equities Mutual Funds Total by Currency U.S. DOLLARS 3,509e75 5,053,020 9,436,870 2,357,401 20,356,367 USD CANADIAN DOLLAR 0 0 107,750 0 107,750 CAD HONG KONG DOLLAR 53.842 0 0 0 53.842 FWD Total USD Equivalent 3,515,935 5,053,020 9,519,512 2,357,401 20,445,870 USD % of Allocation 17% 25% 47% 11% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEASOF PRCEDATEONLY APPEARS W HEN THEPR10EDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 3 of '2 Account Number: Robed tocellent Chinni through Persh lLt a metal owned bay Yew Since 2007 set&Peri of The Monk of Mellon OM AR Ural COMMUNICATIONS Corporaeloo(ONY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' EXCILLUICE PowlictetLC.woo wow ,ilioo:PWILia9m-00048517 DB-SDNY-0011341 EFTA 00159126 EFTA01254368 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 August 1,2018 - August 31,2019 THE HAZE TRUST Portfolio Holdings Disclosures (continued) Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions. regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any tees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. M essages Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule t0b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary s a ,0,ILS 9 rn .9,9 c,,rre„c GeditoltisPeriod Debits TuisPeriod Net ThisPeriod Credits YesdoiDate 0ebiloYeardo•Dete Net YeeeitoiDate Securities Securities Bought 0.00 8.348.29 .8.348.29 0.00 44,064,184.41 14.064.184.41 Securities Sold 0.00 0.00 0.00 11,295,983.50 0.00 11,295,983.50 Total Securities $0.00 48.348 29 48.348 29 S11.295.983.50 $14,064,184.41 42.788.200 91 Dividends and Interest $47,724.16 $0.00 $47,724.16 $510,183.40 4265.09 8510.518 31 Fees $0.00 $0.00 $0.00 30.00 440.00 440.00 Taxes Withheld $0.00 $000 $0 00 $0.00 4762.24 4762.24 Cash Deposits 0.00 0.00 0.00 816,872.63 0.00 816.87283 Total Cash $0.00 $0.00 $0.00 $818.87283 $0.00 $818.87283 Page 9 of 12 Account Number: Rated Galls. Clewing %MVO Pealsivashaly evened Eery Yeas Since2007 sabsidiary a The Bank a Melba DALIAR PATEDCOMMUNICATIONS Corporation (MY MOW CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID LXCGLINCE p.,.P.n4 LK. in ter D Bay A s )f, D2PNM y:000014137 2 EFTA_00 159 127 EFTA01254369 Activity Summary (continued) etudRs TNsPetlod DebileThisPurlod Net TalsPetlod CrolitsTem-to-Dale DeollsThat-to-Date NH Yew-to-Die Totals $47,724.18 38,348.29 $39,375.87 $12,623,639.53 414,085,251.74 41,441,612.21 Transactions by Type of Activity Process Settlement Date Activity Type DetalptIon (Manly Mee Accrued Interest Amount Conroy Securities Bought and Sold 08/30/18 RONVEST CASH INO3ME "MORGAN FLOATING RATE INCOM E FUND CLASS I 890.959 1,348.29 USD $HSX 250699.4340 SHRSSHRS PURCH.AT 59.37000 RD 08/28 PO 08/3011 Total Securities Bought and Sold - U.S. DOLLARS 0.00 -8.34129 Dividends and Interest 08/15/18 CASH DIVIDEND FCC-COVED 79000 SHRSCITIGROUP INC DEP BIS REPSTG 91300 TN PFD 33,945.35 USD C PRX SER K 0IV 6.875% PERPETUAL MATT PERPETUAL CALL W15/23.25.90 RD 08103 PD 081618 08130/18 CASH DIVIDEND RECEIVED PM ORGAN FLOATING RATE!IKON E FUND CLASS I 8148.20 USD SHSX 250699.4340 SHRS RD 00126 PD 0813016 08131/18 MONEY MARKET FUND CASH AC TR OW S GOVT 5,430.52 USD INCOMERECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 47,724.16 Total Value of Transactions 0.00 39,375.87 USD The price and quantity displayed may have been rounded. Cash Not Yet Received Seaway Rowe Data Prot* Data ()wally Held Rate Dividend Option Amount of Payment Dividends UNITED TECHNOLOGIESCORP COM 08/17/18 09/10/18 15.000.000 0.700000 Cash 10,500.00 Total Cash Not Yet Received $10,500.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Page 10 of 12 Account Number Rated Excellent Clewing through Penli tl Incliallayovmed Every Year Since 2007 sotteldiacy of Tee Melte/ MNbn MBAR RATED COMMUNICATIONS CarporatIon (MY Mellon) Pe,, EXCELLENCE RC. cren-bn tIvRnA4illielt 00048519 CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) DI3-SDNY-0011343 EFTA_00159128 EFTA01254370 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 August 1, 2018 - August 31,20 13 THE HAZE TRUST Client Service Information Your Investment Specialist ZEM Coated Intonation Telephone Number: Y Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Informat ion and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you w ill not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333.AII other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Page 11 of 12 Account Number Rabid Excellent Clewing fin* °Mb tit Every Yew Since 2007 solzoldlarc of The IMMO henswid Mellon CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID L DALOAR RATED COMMUNICATIONS EXCELLENCE Corporalon OW melon) 00048520 PerIhnx RC. nin-tan ONRA.Sqtlitixellt DB-SDNY-0011344 EFrA_00I 59129 EFTA01254371 Important Information and Disclosures (continued) The Role of Pershing (continued) Disclosure Statement. please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Page '2 of 12 Account Number Rated hottlent can throve. Pertly*gay evened Emmy Year Since 2007 sobsidiary of De Make. Melba CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATIO COMMUNICATIONS VICILLINCI 02000eatIon (OM man) PerIhnx 11.C. mnWon FtivilAAKOM- 00048521 O13-SDNY-0011345 EFDC00159130 EFTA01254372 rA Deutsche Bank Otutvlv Sant etli.air N•anh liOnsgenest 10,(.n (teal. 0.01, 6, on: P.O. Box 1776, Baltimore, MD 21203 Toll 'roe MA 07 1.141, evert SID 845 560 THE HAZE TRUST July 1, 2018 -July 3 2018 UAD 02/09/99 Account Number: JEFFREY EPSTBN DARREN K INDYKETTEES 6100 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance This Period Year4o-Dale Your Investment Specialist. BEGINNINGACCOUNT VALUE $19,340,098.43 818,370,824.99 MARTIN ZEMAN NM Cash Deposes and Withdrawal 435.49 816,872.63 Adjusted Previous Account Value 19,340,533.92 19,187,697.62 Dividends. Interest and Oleo Income 83,919.39 182,791.15 Total Taxes Withheld 462.24 -782.24 Other Transactions 0.00 40.00 Net Change in Portfolio' 537,023.99 291,025.53 1`,.c.-:ii.;11":142,9Idll $70,940,715.06 819,940,715.a Accrued literal 540.096 78 Estimated Animal Income 5621.023 58 'Net Change in Portfolio is the difference between the ending account value and beginning account value atter activity. Asset Summary Peiceni Asset Type Prier Yemad Lad Period TbisPerlod 18% Cash, Money Funds, and Bank Deposits 4,643,619.22 3,419,793.62 3,176,560.91 a 25% Fixed Income 3,037,500.00 5,057,500.00 5,063,500.00 45% Equities 8,392,270.00 8,530,57815 9,051.600.15 12% M utual Funds 2,297,435.77 2,332,228.16 2,349,053.70 100% Account Total (Pie Chart) $18,370,824.99 819,310,098.43 819,910,715.06 Please review your allocation periodically with your Investment Specialist. Page 1of 14 Rated [stollen% ClewingIteough Perste,eg 1.l tAtolly owned Dewy Year Since 2007 stiffing of The lanka Mellon DALIMR RATIO COMMUNICATIONS Carpormlon (MY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL4 EXCHLUKt Peroing RC. 'rte. rtha,...PknfikacM_000473522 DB-SDNY-0011346 EFTA_00l59BI EFTA01254373 Summary of Gains and Losses Realized Mt Period Year4o-Dale Unrealized Short-Term Gain! Loss 0.00 13,290.01 559,830.47 Long-Term Gain/ Loss 0.00 171,828.41 484,758.41 Net Gain! Loss 0.00 108,336.40 275,072.08 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table G ooa Casi Currency Closing Smoot in currency USD 6wlvaleM per USD currency Wanes Base Oaring USD CANADIAN DOLLAR 0.7681 1.3018 HONG KONG DOLLAR 53,842.05 8,081.52 HONG KONG DOLLAR 0.1271 7.8469 Total Global Cash Balance 61861.52 Exchange rates are based on interbank exchange rates as of 07/ 3V 2018. Exchange rates can vary. Money Market Fund Detail Date AdtrIty Type Desalptbn Amount Iliknoe &weep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.8131 Activity Ending: 07131/18 08130/18 Opening Balance 3,419,793.62 3,119,793.62 07117118 Deposit MONEY FUND PURCHASE 435.49 3,420229.11 07131/18 Deposit INC0MEREINVEST 5,268.28 3,125,497.39 07/31118 Closing Balance 13,425,497.39 Total All Money Market Funds $3,425,497.39 Page 2 of 14 Account Number Rated Excellent Clewing through Penh Ll layasallay ~ad Every Year Since 2007 ribald's." al The Malta Mellon OMARItaital COMMUNICATIONS Carponalan(ItlY Man) Per, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOP EXIalliteCE 00048523 Ping WC. ner-tee FINRAVVYIllielt DB-SDNY-0011347 EFTA_00I 59132 EFTA01254374 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 July 1,2018 - July St 2018 THFI-IA7FTRUST Income and Expense Summary Ohient Pitied Yea ao-Date Taxable Non TVS! Taxable Non Taxable Dividend Income Equities 7,622.41 0.00 226,106.09 0.00 M oney Market 5,268.28 0.00 20,069.44 0.00 Other Dividends 51,028.70 0.00 216,883.71 0.00 Interest Income Credit Interest 0.00 0.00 0.00 -285.09 Expenses Withholding Taxes -762.24 0.00 -762.24 0.00 Total Dividends, Interest, Income and Expenses 563,157.15 $0.00 $462,297.00 4265.09 Portfolio Holdings U.S. DOLLARS Account Activity Opening Doing Acaued Income 30 -ay Current Opening Dale Quantity Number Ending Ban Balance Income This Yam Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 0.00 44202.00 Money Market CASH AC TR DWS GOVT AGINSTL 06/30/18 3,425,497.390 N/A 07/31/18 3,419,793.62 3,425,497.39 0.00 20,089.44 1.81% 1.81% Total Money Market $3,419,793.62 $3,425,497.39 $0.00 $20,069.44 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $3,419,793.62 $3,469,699.39 $0.00 $20,069.44 Adluteed Unieebtd Acaved Estimated Estimated Clete Agate Dune Unil coo Cost Baas Merkel Price Merkel Value 011artass lateral Annual Income Yield FIXED INCOME(in Maturity Date Sequence) Corporate Bonds .138 INVTS GMBH SANTREG5 Seventy Identifier: A29866AA7 INNS USA29866AA70 7750%13128120 EVE DID11/28/13CALLABLED/28/13$8 PRating 8+ 05118118 1,000,000.000 102.4640 1,024,636.83 102.5150 1,025,150.00 513.17 19,805.56 77,500 00 7 55% Original Cost Basis: 51026,550 05/22/18 1,000,000.000 102.3250 1,023,248.84 102.5150 1,025,150.00 1,901.16 19,805.55 77.500.00 7.55% Page 3 of 14 Account Number: Rabid Excellent Clearing through Penis LI ntrafillay corned Even, Year Sect 20O7 ./Now of lin Make/ Man CONFIDENTIAL — PURSUANT TO FED. R CRlIcl. P. 6(e) CONFIDOs L DALIAR RATED COMMUNICATIONS [MELINCE Cenceatton OM WSW Perthnx RC. netnott riwriecircOlertelt00048524 DB-SDNY-0011348 EFrA_00I 59B3 EFTA01254375 Portfolio Holdings (continued) U.S. DOLLARS (continued) *dulled Unrealized *caved SWIM OASIS Ode Acquired OutatIty UnN Cod Cud Bads Market Price Market Value GardLoss ',finest Maulhome Yield FIXED IICOM E (continued) Corporate Bonds (continued) SS INVTS GM OH SR NT REG S (continued) Original Cost Basis: $1025.000.00 Total Covered 2,000,000 000 2,047,885.67 2.050.300.00 2.414 33 39.611 11 155,000 00 Total 2,000.000 000 $2,047,885.67 $2.050.300.00 $2,414.33 539.611 11 5155.000.00 SS ORGAN CHASE & CO DEP SHSREPSTG Security Identifier: 46525HHA1 PATH PFD SfR IFIKED TO RIG RT BD 5.828% 04123/58 B/E 010 04123/08M ood y Rating BAA3 S & P Rating BBB- 05/10/11 " 2.5 3,000,000.000 111.2650 3,331,958.33 100.4400 3,013,200.00 424,758.33 485.67 174,840.00 5.80% Original Cost Basis: $ 709133 Total Corporate Bonds $5,385,844.00 $5,063,500.00 4322,344.00 $40,096.78 $329,840.00 5,000,000.000 TOTAL.FIXED INCOM E $5,385,844.00 $5,063,500.00 4322,344.00 940,096.78 $329,840.00 5,000,000.000 Unrested Estimated SIksaled Data /mind Ova tky lleN Cod Bads Market Pox Market Value aimless maulIncome Ylaid EQUITIES Common Stocks ALPHABET INC CAP STK CL C Securly Identifier: GOOG Dividend Oplion: Cash CUSP. 02079K97 12/05/17 1,000.000 1,014.0150 1.014.015.20 1,2172600 1217,259.99 203,244 79 02/02/18 1,000.000 1,116.1660 1,116,166.00 1,2172600 1211259.99 101,093.99 02/05/18 1,000.000 1.106.0070 1.106.006.80 1,217.2600 1217,260.02 111,253.22 Total Covered 3,000.000 3,236,188.00 3,651,780.00 415,592 00 Total 3,000.000 $3,236,188.00 $3,651,780.00 $415,592.00 $0.00 CARVANA CO CL A Security Identifier CVNA Divides Oplion. Cash WSIP. 4886992 06/18/18 2,500.000 42.7900 106,975.00 43.0000 107,500.00 525.00 06/18/18 5,000.000 44.3400 221,699.15 43.0000 215,000.00 4,699.15 06/18/18 5,000.000 44.0400 220,200.00 43.0000 215,000.00 .5,200.00 06/18/18 2,500.000 43.5400 108,850.00 43.0000 101,600.00 .1,350.00 06/19/18 2,500.000 42.6740 106,686.00 43.0000 107,500.00 814.00 06/19/18 2,500.000 43.0850 107,712.93 43.0000 107,500.00 .212.93 06119118 2,500.000 42.7520 106,879.20 43.0000 107,500.00 620.80 06/19/18 2,500.000 42.8400 107,100.00 43.0000 107,500.00 400.00 Page 4 of 14 Account Number Rated hotlient Cleanng *roar Putt" owned (Teri Year Since 2007 "'midi." of De Make/ Melba DALIAR RATIO COMMUNICATIONS CarpontIon(ONY Mao) (ICILLINCI 00048525 Pent ate 11.C. mertatt fltiRAVVillielt CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011349 EFTA_00159134 EFTA01254376 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 July 1, 2018 - July 31, 2018 THE HAZE TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Undeabid Estimated Estimated Date Acquined Qiantay Unk Col Cod Bet Markel Price Market Value Gain/loss Annual Income Yield EQUITIES (continued) Common Stocirs (continued) CARYANA CO CI. A (continued) Total Covered 25,000 000 1,086.102 28 1 075.000 00 -11,102.28 Total 25.000 000 $1,086.102.28 51,075,000.00 411 102 28 $0.00 UNITED TECHNOLOGIES CORP C011 Security Identrf pet UTX Dividend Option: Cash CUSP 9130999 06120118 15,000.000 125.5300 1,882,944.30 135 7400 2,038,100.00 153,155.70 42,000.00 206% Total Common Stocks 96,205,234.58 $6,762,880.00 9557,845.42 $42,000.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 1900TH Security IdenI tier: C PRI( PFD SER a DIV 6.875% PERPETUAL IIATY CUSP.172967341 PERPETUAL CALL 1115/234N5.00 Dividend Oplion: Cash 02103114 79.000.000 25.3090 1,999,418.90 27.7800 2,194,620.00 195,201.10 135,781.25 6.18% Total Preferred Stooks 91,999,418.90 92.194.620.00 $195,201.10 9135,781.25 TOTAL EQUITIES 98,204,653 48 $8,957,500.00 $752,846.52 9177,781.25 Untested Estimated Estimated Dale Acidulent Quantity UnN Odd Cod Bads Markel Peke Market Value ()ladles Annual Income Yield M UTUAL FUNDS ,Pfl ORGAN FLOATING RATE INCOME FUND Security Wenlitiet "HS% CLASS I CUSIP. 4821.51 Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest 01722113'.° 198.216.056 10.0890 1,999,715.56 9.3700 1057,284.45 -142,431.11 73,793.85 3.97% 02101/13 ' •3 630.057 10.0660 6,342.01 9.3700 5.903.64 438.37 234.56 3.97% 03701413 ' •3 711.578 10.0590 7,157.46 9.3700 6,667.48 489.98 264.91 397% 04/0 U13 " 789.547 10.1090 7,981.19 9.3700 7,398.06 163.13 293.94 397% 05701113 ' •3 751.550 10.1290 7,612.14 9.3700 7,042.02 470.12 279.79 397% 06103/13 ' •3 757.360 10.0890 7,640.69 9.3700 7.096.47 -644.22 281.96 397% OtrOtit3 668.131 9.9690 6,660.32 9.3700 6,280.39 499.93 248.74 3.97% Page 5 of 14 Account Number Rated Czottlent Clewing through Penh tit *owed Every Year Since 2007 istaldlary a Melnik,/ Mellon DALBAR RATIO COMMUNICATIONS Canceatlan (ONY WNW ()tallINCE PerOing 11.C.mer-bnritettiA.WAVizeiGM-00048526 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DEI-SDNY-0011350 EFIA_00159135 EFTA01254377 Portfolio Holdings (continued) U.S. DOLLARS (continued) UnitaNeed EellmMed SIMMS Date Acqtried Quantity una Coq Cod Bads Markel Price Market Value Wins Maud loom, Yield MUTUALRJNDS (continued) "MORGAN FLOATING RATE INCON E FUND (continued) 0810U13" 704.609 10.0590 7,087.36 9.3700 6,602.18 485.18 262.32 3.97% 09103113'•3 709.115 10.0290 7,112.01 9.3700 6,644.98 467.03 264.02 3.97% 10101113 t3 712.100 10.0220 7,136.83 9.3700 6,612.37 464.46 265.11 3.97% Total Noncovered 204,650.163 2,064,445.57 1,917,572.04 -146,873.53 76,189.20 Reinvestments to Date 46,049.211 9.5560 440,038.59 9.3700 431.48116 .8,556.93 17,143.69 3.97% Total Covered 46.049 271 440,038 59 431,481 66 -8 556.93 17.143 69 Total 250.699 434 $2,504.484.16 $2.349.053.70 -$155 430 46 $93.332 89 TOTALMUTUALFUNDS $2,504,484.16 $2,349,053.70 -5155.430.46 393,332 89 Unrealized Acaued Egimele4 Coq Buis Mortal Vim Gaiivloes lateral Annui Income TOTAL U.S. DOLLARS $19,564,681.03 $19,839,753.09 $275,072.06 $40,096.78 $621,023.58 CANADIAN DOLLAR BASIS Oescriplem °elflike Markel Prim Merkel Value Currency Yield EQUITIES Common Stocks BON BARDIERINC SASSO 25,000.000 4.9000 122,500.00 CAD Security Id edifier: BBDIICA 94,100.45 USD CUSP:09775200 Total Common Stocks 122,500.00 CAD 94,100.45 USD TOTAL EQUITIES 122,500.00 CAD 94,100.45 USD Acaued Market Value Currency latest TOTAL CANADIAN DOLLAR 122,500.00 CAD 0.00 94,100.45 USD 0.00 HONG KONG DOLLAR Opening quip Mimed 30'Oay Desalplion Cetanilly Bin Wm Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 0.00 53,842.05 RD 6,861.52 USD Page 6 of 14 Account ?turbot RAS hottlent CleadinglfsrourPenbltaa""d i Every Year Since 2007 stabsidiary Of The MAO Melba DALBAR RATED COMMUNICATC.NS CancatIonOINY Mao) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CO FIDP EXCILLINCI 00O48527 Per thnx 11.C.Frenbt• FINRA.tAVVELGM— DB-SDNY-0011351 EFTA_00159B6 EFTA01254378 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 July 1,2018- July 31,2018 THE HAZE TRUST Portfolio Holdings (continued) HONGKONG DOLLAR (continued) Opeang (Young Armed 30 .0ey OtterIpOon °Nasky Bin Balance Curving Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS (continued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 0.00 53,842.05 HKD 0.00 8,881.52 USD 0.00 Accrued Market Value Currency Interest TOTAL HONG KONG DOLLAR 53,842.05 HKD 0.00 8,881.52 USD 0.00 linial/aed Accrued Shad Cod Bats Markel Value Gentiles Interne Annual Income TOTAL PORTFOLIO HOLDINGS - U.S. 819,564,881.03 $19,940,715.06 $275,072.06 $40,096.78 5621,023.58 DOLLARS Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099.8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a /399B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary Incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basisinformetion, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. a The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Page 7 of 14 Rated Eacelient Clewing through Pertly•1.1 4 skey evened (Teri Yes, Since 2007 sobsidiary of De Mak enAellea DALBAR RATED COMMUNICATIONS 02000eatIon (MY man) eat EXCELLENCE Retsina 11.C.nytt-tan FINRA.M4VilildOnfl-00048528 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011352 EFTA_00I 59I 37 EFTA01254379 Holdings Summary by Currency Quincy Csiti Fixed Income Equkies Mutual Funds Total by Currency U.S. DOLLARS 3,469699 5,063,500 8,957,500 2,349,053 19,839,753 USD CANADIAN DOLLAR 0 0 122,500 0 122.500 CAD HONG KONG DOLLAR 53.842 0 0 0 53.842 Hitt) Total USD Equivalent 3,476,560 5,063,500 9,051,600 2,349,053 19,940,715 USD 94 of Allocation 18% 25% 45% 12% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. &wring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 8 of '4 Account Number: Paled Iscollent Clewing *seer Penn LI.0 a %la/owned (very Yew Since 2007 stteldiacy o1 T1ie Bank ol Mellon DALIARAATED COMMUNICATIONS Ceerermlon (MY Mellen) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID UCtI.LINCI Pelting RC.reet-tatt nnkn. tY,Ofuet9m-00048529 DB-SDNY-0011353 EFTA_00 159138 EFTA01254380 PA Deutsche Bank P.O. Box 17 76, Baltimore, MD 21203 July 1, 2018 - July 31, 2018 HAZE TRUST Portfolio Holdings Disclosures (continued) Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause. or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Schedule of Realized Gains and Losses Current Period Date Dale Realized Description Disposed Acquired Designation Cisposition Method r Transaction Quantity Proceeds Cost Basis Gain/Loss As of Trades HONG KONG DOLLAR CUR 06111/18 05124118 Noncoveree Amt In First Out/SRL 37.901.750 4,829.14 4,830.52 •1.38 Security Identifier. HK0999999 06111118 06108118 Noncovered' Rrst In First Out! SELL 5,982.450 76214 762.24 0.00 06/11/18 06111118 Noncovered' Versus Purchase! SELL 4.262.568.960 543.102 73 543.230.78 -128.05 06/11/18 06111118 Noncoveree Versus Purchase/ SELL 3,439,605.440 438,247.25 438,350.57 -103.32 06111/18 06111118 Noncoms( Versus Purchase! SELL 3,335,000.480 424,919.31 425,019.50 -100.19 06/11/18 06111/18 Noncom( Versus Purchase! SELL 3,182,141.000 405,443.17 405,538.76 45.59 • Noncovered under the cosi basis rules as defined below. Generally. securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable lax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 9 98, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have available to you Page 9 of '4 Account Number: Rated Enellent Clawing tIvousli perch LLC a weak owned Every Year Since 2007 subsidiary of The Ink of Mellon DALIAR RATED COMMutoCATIONS Corporation 15NY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID AL ['MANCE P.,,Prig: LK. Mn",41 HI, RAA4P4steMSICI048530 DB-SDNY-0011354 EFTA_00159139 EFTA01254381 Schedule of Realized Gains and Losses Current Period (continued) W hen you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your lax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account If you do not select a method, your account will be defaulted to First In. First Out (FIFO) Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B. M essages Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 0-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (A., a„] s &ray., , are base curre„ci) Oedits iNsPetted Debits This Period Net IbisPetted aides Year-to-Date Debits Year4o-Date Net Year-to-Date Securities Securities Bought 0.00 .6.826.70 4.826.70 0.00 -14.055,836.11 -14.055.836.12 &Wilms Sold 000 0.00 0.00 11,295,983.50 0.00 11.295.983 50 Total Securities $0 00 46.826 70 46426 70 $11,295,983.50 414,055,836.12 42.759.852 62 Dividends and Interest 863,919.39 $0.00 $63,919.39 $463,059.24 4265.09 $462,794.15 Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 4762.24 4762.24 $0.00 4762.24 4762.24 Cash Deposits 435.49 0.00 435 49 816.872.63 0.00 1316.872.63 Total Cash $435.49 $0.00 $435.49 5816.872.63 $0.00 $816,872.63 Totals $64,354.88 47.588.94 $56,765.94 $12,575,915.37 414.056,903 45 41,480,988 08 Page '0' of '4 Account Number: Rated Galls. Clowngllwoosh Persh LLC a web* owned berg Yem Since1007 stessIdiory of TM Banked Mellon DALIARIATIDCOMMUNICATIONS Comoratfon OM &Woo) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID 4 LXCHUINCE Poritint LC. weber in.lt*.ZtVqq2M—0uu4853I DB-SDNY-0011355 EFTA_00159140 EFTA01254382 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 July 1,2018- July 31,2018 THE HAZE TRUST Transactions by Type of Activity Process* Settlemenl Dete Adivity Type Description Quaid, Price Acaued Interest Amount Currenq Securities Bought and Sold 07130/18 REINVESTCASH INCOME PMORGAN FLOATING RATE INCOM E FUND CLASS I 728.570 -6.826.70 USD .PHSX 249970/640 SHRS SHRSPURCH. AT S9.37000 RD 07126 PD 07/30/13 Total Securities Bought and Sold - U.S. DOLLARS 0.00 -6,826.70 Dividends and Interest 07/13/18 FOREIGN SECURITY DIVIDEND 40500.00 SHARES PING AN INSURANCE CO LTD SHARESSHSH 9,970.74 HKD RECEIVED !SINS CREDO 0003X6 FOREIGN SECURITY DIVIDEND RECEIVED 1.270.40 USD 235:HK R006085 PD 0798 AS OF 06/08/11 07113/18 FOREIGN SECURITY DIVIDEND 40500 00 SHARES PING AN INSURANCE CO LTD SHARESSHSH 49.853.76 HKO RECEIVED (SINS CNEV00003X6 FOREIGN SECURITY DIVIDEND RECEIVED 6,352.01 USD 23814K RD 06081 PD 0788 AS OF 0618/8 07/30/18 CASH DIVIDEND RECEIVED .PMORGAN FLOATING RATE INCOM E FUND CLASS I 6,826.70 USD .PHSX 249970.8640 SHRS RD 07126 PD 07/30/1 07/31/18 MONEY MARKET FUND CASH AC TR DWSGOVT 5.268 28 USD INCOME RECEIVED PER232045 07131/18 CASH DIVIDEND RECEIVED 3000000 JPM ORGAN CHASE& CO DEP SHSREPSTG Yt3TH PFD 41.202.00 USD 46625HHA1 SER 1FIXED TO FLTG RT BO RD 07/27 P0 0713018 ADJSOURCE CODE Total Dividends and Interest HONG KONG DOLLAR 0.00 59,824.50 HKD TOTAL USD EQUIVALENT 0.00 7,622.41 USD US. DOLLARS 0.00 56,296.98 USD Taxes Withheld 07/13/18 FOREIGN TAX WITHHELD AT 40500 00 SHARES PING AN INSURANCE CO LTD SHARESSHS H -997.07 HKO THE SOURCE ISINt CREDO 0003%6 FOREIGN TAX WITHHELD AT THE SOURCE -127.04 USD 238:HK RD 06081 PD 0788 AS OF 0618/8 07113/18 FOREIGN TAX WITHHELD AT 40500 00 SHARES PING AN INSURANCE CO LTD SHARESSHSH -4,985.38 HK0 THE SOURCE ISINY CREDO 0003X6 FOREIGN TAX WITHHELD AT THE SOURCE -635.20 USD 2313:1IK RD 06081 PD 0711AS OF 0618/8 Total Taxes Withheld - HONG KONG DOLLAR 0.00 -5,982.45 Total USD Equivalent 0.00 .762.24 Page 11 of '4 Account Number: Rated Dielitat Clown through Penlitialay owned trey Year Sine 2007 subudiara of The Make. Mellon DALIAR RATED COMMUNICATIONS Corporation (BNY Melba) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L1 EXCELLENCE P!,Pmg '11,0.g4q2,GM_000473532 DB-SDNY-0011356 EFTA_00 I59 I EFTA01254383 Transactions by Type of Activity (continued) Process; &Ahmed Ode Adivay Type Deo:notion Quantity Price Accrued Interest Amount Quincy Cash Withdrawals and Deposits 07116/16 FEDERAL RINDS RECEIVED NSW BANK USA, NATIO 25351 435A9 UM USD994997 Tot el Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 435.49 Told Accrued haired Tots Amount Transedionsanismy Told Adored Intend Told Amount OJirenq USD Equivalent USG/Equivalent HONG KONG DOLLAR 0.00 53.842.05 HKD 0.00 6.860.17 U.S. DOLLARS 0.00 49.905.17 USD 0.00 49,905.77 The price and quantity displayed may have been rounded. lent Service Information Your Investmern Speciaba:ZEM Canted Informetion N Telephone Number: NY Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Page 12 of 14 Account Number Rated Excellent Clewing M l Stia a l.. ollay evened beet Year Since 2007 stifling al Me Bank anAellen CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L OM AR WM COMMUNICATIONS EXCELLUICE CarpotatIon(My Man/ P ex RC.ner-bn FINRAAWR! 00048533 DB-SDNY-0011357 EFTA_OO I 59142 EFTA01254384 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 July1, 2018 - July 31, 2018 THE HAZE TRUST Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the acceptance and, in certain instances, execution of securities orders.the assessment of the suitability of those transactions. w here applicable. the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any am endm ents t hereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified: or Page '3 of '4 Account Number Rated Centllent Cleannolvousli Persh 11.0 a elmay owned (my Year Since 2007 subudiare of The Danko' Mellon DMIMR RATED COMMutoCATIONS Corporation MINY Mellon) tn.,. CONFIDO AL , LeCILLINCE P.,, Pmillic.rm-s>fr ‘INIZA.RWAII. M—00048534 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011358 EFTA_00159143 EFTA01254385 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 14 of 14 Account Number: Rated Galls. Clewingliner Penlivatlay owned bay Yea. Since 1007 aikido./ of Ilte Make. Mellon DALIAR ItATEDCOMMUNICATIONS Corporation OtIV Melloo) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID OCCGAINC( fientint LC.mer0“ rmnA.zt4NgaGM_00048535 DB-SDNY-0011359 EFTA_00159144 EFTA01254386 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Dtutvke Lint PtIsair Marit. MI../(me,' Mulcts (O.nart Woos Clung NM ft ? at ;105 Clue. 1/0 8.$ THE HAZE TRUST June 1, 2018 - June 30 2043 UAD 02! 09/ 99 Account Number: JEFFREY EPSTBN DARREN K IN DYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance TlisPerhd Year4wIlialt Your Investment Specialist. BEGINNINGACCOUNT VALUE $18,970,508.88 818,370,824.99 JOSHUA SH OSHA N No Cash Deposits ad Withdrawals 67,978.48 816,437.14 Adjusted Previous Account Value 19,038,485.34 19,187,262.13 Dividends. Interest and Other Income 17,905.31 398,87416 Other Transacltons 8.00 40.00 Net Change in Portfolio' 283 715 78 .245 998 46 ENDINGACCOUNT VALUE 319,31a4.3_81M0,098.43 Accrued Interest 456,320.11 Estimated Annual Income 5815,254.08 'NW Change in Portfolio is the difference between the ending account value and beginning account value alter activity. Asset Summary Pereeni Meet Type Prior veered Last Period lbisPerlod • 18% Cash, Money Funds, and Bank Deposits 4,643,619.22 1,957,100.13 3,419,793.62 O 26% Fixed Income 3,037,500.00 5,058,750.00 5,057,500.00 • 44% Equities 8,392,270.00 9,619,509.88 8,530,576.65 12% Mutual Funds 2,297,435.77 2,335,149.05 2,332,228.16 100% Account Total (Pie Chart) 318,370,824.99 818,970,508.88 819,340,098.43 Please review your allocation periodically with your Investment Specialist. Page ' of Rated Eiciilent Clewing through Pena.re. 1.1 tAtolly owned Every Year Since 2007 totaling of The Bank a Mellon DALIAR RATED COMMUNICATIONS CarpotatIon(mNY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL LXCILLINCI Penhnx 11.C.Fmrtit Pin RA. at!nriptGM_00048536 DB-SDNY-OO1136O EFTA_001591415 EFTA01254387 Summary of Gains and Losses Realized This Period Yeas4a4)ale Unrealized Short-Term Gain! Loss 13390.23 13,290 23 41 958 36 Long-Term Gain! Loss 36.269.06 171.626.41 -310.290 37 Net Gain! Loss -27.021.17 108336.18 -268.332.01 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB° ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency Currency USO Equivelenl per U9) CANADIAN DOLLAR 0.7602 1.3153 HONG KONG DOLLAR 0.1274 7 8452 Exchange rates are based on interbank exchange rates as of 06! 29! 2018. Exchange rates can vary. Money Market Fund Detail Date Activity Type Desaiotkin Mount Bin Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield 1.79% Activity Ending: 0 61291 18 06101118 Opening Balance 1,957,100.13 1,957,100.13 06/01/18 Withdrawal MONEY FUND REDEM PTION -114.813.09 1.842.287.04 06/04/18 Deposit MONEY FUND PURCHASE 126.74845 1.969.035.49 06/05/18 Deposit MONEY FUND PURCHASE 101.166.80 2.373.202 29 06/06/18 Deposit MONEY FUND PURCHASE 94.976 36 2.468.178.65 06/01/18 Deposit MONEY FUND PURCHASE 464,853.72 2,933,032.37 06/08118 Withdrawal MONEY FUND REDEMPTION ,913,263.52 2,019,768.85 06/12/18 Deposit MONEY FUND PURCHASE 2,643,744.00 4.663.512 85 06/13/18 Deposit MONEY FUND PURCHASE 1.817.303 84 6.180.816.69 06/20/18 Withdrawal MONEY FUND REDEMPTION -657.724 15 5.823.092 51 06/21/18 Withdrawal M ON EY FUND REDEMPTION -525.876 75 5,297,215.79 06/22/18 Withdrawal M ON EY FUND REDEMPTION -1,882,944.30 3,114,271.49 Page 2 of Is Account Number: Rated tactile/A Clam. through ILC •%lag owned (my Year Since 2007 ittoldisey of The Dinka Mellon DMA/AWED COMMUNICATIONS Camoembon Ma Mellon) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID 4 EXCluttia Per c.ig RC. rnet-ter rtrazo..*4/ 11,1a.GM 000473537 DB-SDNY-0011361 EFTA_00 159 146 EFTA01254388 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 June 1, 2018 - June 30,20 13 THE HAZE TRUST Money Market Fund Detail (continued) Date Actenty Type Despite Amount edam Sweep M oney Market Fund (continued) DEUTSCHEGOVT CASH INSTL (continued) 08/29118 Deposit INCOMEREINVEST 5,522.13 3,419,793.82 06/29/18 Closing Balance 33,419,793.62 Total All Money Market Funds 33,419,793.62 icome a Id Expense Summar, Curierl Period Yeaple-Dde Taxable Non Tax able Taxable Non Title Dividend Income Equities 5,592.98 0.00 218,483.68 0.00 M oney Market 5,522.13 0.00 14,801.16 0.00 Other Dividends 7,055.29 0.00 165,855.01 0.00 Interest Income Credit Interest 0.00 -285.09 0.00 485.09 Total Dividends, Interest, Income and Expenses 318,170 40 4285.09 3399,139.85 4265.09 Portfolio Holdings U.S. DOLLARS Account Mikity 010110 Ming Acaued Income Way Comet Opening Die Quimby Number Ending Basco Mince Income This Yeir Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS M oney Market ORITSOIE GOVT CASH itisn 08/01/18 3,419,793.620 N/A 06/29/18 1,957,100.13 3,419,793.82 168.78 14,801.18 1.73% 119% Total Money Market 31,957,100.13 33,419,793.62 $168.78 $14,801.16 TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 51,957,100.13 $3,419,793.62 $168.78 314,801.16 Page 3 of 18 Account Number Rabid ("Logien? Cleating through habit* evened (very Yea, Since 2007 sobsidiary of De Make. Meta DALIAR RATED COMMUNICATIONS Co0NeatIon (MY melon) ("allINCE Perihnx 11.C. nwrion FttatA.flAnaGM_00048538 CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DB-SDNY-0011362 EFTA_00159147 EFTA01254389 Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unrealized Amid Estbaled Wailed DeteAcquked Crumtky UnN Cost Cod Basis Market Price Market Value Gainless Mend Annual Income Yield FIXED INCOM E (In Maturity Date Sequence) Corporate Bonds JISINVISGMBH SR NT REG S Sootily Identifier A29866AA7 WNO US429866AA70 7750%13128120 EVE OTD 1.1/28/13 CALLABLE'S:I/28/13SL PRating B+ 05118118 1,000,000.000 102.5180 1,025,483.60 101.7500 1.017.500 00 .7.983 60 13.341.22 77,500.00 7.61% Original Cost Basis: 51026,56060 05122118 1,000,000.000 102.4050 1,024,047.30 101.7500 1.017.500.00 .6 547 30 13,317.22 77,500.00 7.61% Original Cost Basis: $1025.000.00 Total Covered 2.000.000 000 2.049,530 90 2.035.000 00 -14.530 90 26.694.44 155.000 00 Total 2.000.000 000 $2.049.530.90 $2.035.000.00 -814330.90 828694.44 8155.000.00 ,PM ORGAN CHASE & CO DEP SHSREPSTG Security Identiliet.46625HHA1 /AN PFD SFR 1FIXED TO FM RT BD 5828% 04123158 EdE DTO 04123/08Moody Rating Er1A3S8 P Rating BBB- 05110/11 %to 3,000,000.000 1112650 3,337,958.33 100.7500 3,022,500.00 -315,458.33 29,625.67 174,840.00 5.78% Original Cost Basis: $3,337958.33 Total Corporate Bonds 85,387,189.23 $5,057,500.00 4329,989.23 $56,320.11 3329,840.00 5,000,000.000 TOTAL FIXED INCOME 85,387,189.23 $5,057,500.00 4329,989.23 $56,320.11 $329.840.00 5,000,000 000 Unaesized Estimated Eslimaled Date Acquktd Quantity IAN Cod Cod Baia Market Ric Market Value CAA= Armoire:ems Yield EQUITIES Common Stocks ALPHABET INC CAP STK CL C Scarily Identifier GOOG Dividend Oplion: Cash CUSP 02079K97 12/05/17 1,000.000 1,014.0150 1,014,015.20 1,115.6500 1,115,649.99 101,634.79 02102118 1,000.000 1,116.1660 1,116,166.00 1,115.6500 1,115,649.99 416.01 02105118 1,000.000 1,106.0070 1,106,008.80 1,115.6500 1,115,650.02 9,643.22 Total Covered 3,000.000 3,236,188.00 3.346.950.00 110,762.00 Tot al 3,000.000 $3,236,188.00 53 346,950 00 3110,762.00 $0.00 CARVANA CO CL A Security Identifier: CVNA Dividend Oplion. Cash CUSP 116869132 06/18/18 2.500 000 42.7900 106,975.00 41 6000 104,000.00 -2,975.00 06/18/18 5,000.000 44.3400 221,699.15 41.6000 208,000.00 -13,699.15 06/18/18 5.000800 44.0400 220,200.00 41 6000 208.000 00 -12,200.00 Page 4 of 18 Rated timeliest Clewing Omagh Peals', tU ica, owned trey Year Since 2007 Maid/pry of The Make/ Meta OM AR MTFO COMMUNICATIONS CoWlitlan (11Ny melon) uctuara Penhnxil.C.merter tivRAVVYLOM-00048539 CONFIDENTIAL - PURSUANT TO FED. R CRI6,1 P. 6(e) DB-SDNY-0011363 EFT:4_0015914S EFTA01254390 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 June 1, 2018 - June 30, 2018 THE HA ZE TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Unealzad Estimated Ed imaled Dote Acquired Nudity Unit Cod Cod Bads Merkel Price Market Value Oddloss Annual Income Yield EQUITIES (continued) Common Stocks (continued) CARVANA CO CI A (continued) 08118/18 2,500.000 43.5400 108.850.00 41.6000 104,000.00 4,850.00 06/10118 2,500.000 42.6740 106.686 00 41.6000 104,000.00 -2,686.00 06/10/18 2,500.000 43.0850 107.712 93 41.6000 104,000.00 -3,712.93 08119118 2,500.000 42.7520 106.879.20 41.6000 104,000.00 -2,879.20 06119118 2,500.000 42.8400 107.100 00 41.6000 101100.00 -3,100.00 Total Covered 25.000 000 1.086.102 28 1,040,000.00 -46.102.28 Total 25,000 000 $1,086,102.28 $1.040100.00 546.102.28 S0.00 UNITED TECHNOLOGIESCORP COM Security Identifier: UTX Dividend Oplion: Cash CUSP:9130219 06/20/18 15,000.000 125.5300 1,882,944.30 125.0300 1,815,450.00 -7,494.30 42,000.00 223% Total Common Stocks $6,205,234.58 $6,262,400.00 $57,165.42 $42,000.00 Preferred Stocks (listed by expiration date) CITIGROUP INC DEP NIS REPSTG MOON Sourly Identifier C PRIC PFD SER K OW 6.875% PERPETUAL MATY CUSIP: 172967341 PERPETUAL CALL MS/2415.00 Dividend Oplion: Cash 02/03/14 79,000.000 25.3000 1,999,418.90 27.4600 2,169,340.00 189,911.10 135,781.25 825% Total Preferred Stocks $1,999,418.90 $2,189,340.00 8189,921.10 $135,781.25 TOTAL EQUITIES 88,204,853.48 $8,431,740.00 $227,088.52 $177,781.25 Unmixed allraded Eillmated Date Acquired Quantity UM Cod Cod One Market Price Market Value CaddLoso Annual Income Yield M UTUAL FUNDS /MORGAN FLOATING RATE INCOME FUND Secutity Idealilier: SHSX CUSS I CUSP. 4821313 Open End Fund Dividend Option: Reinvest. Capital Gains Option: Reinvest 01/22/13'•5 198,216.056 10.0890 1.999,715.56 9.3300 1,849,355.81 4 50,359.75 73,611 49 398% 02101/13 ' 's 630.057 10.0660 6.342.01 9.3300 5,878.43 483.58 233.98 3.98% Page 5 of 18 Account Number: Rated hotRent own onto P.Seaay owned (very Year Since 2007 stigma of The Mak deflation CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDgs L DALIAR RATED COMMUNICATIONS LaCILLINCI Carpotaban(atly MSoo) ittelhng 11C.trea-bet Fthatkilkile Ralt-tm-00048540 DB-SDNY-0011364 EFTA_00159149 EFTA01254391 Portfolio Holdings (continued) U.S. DOLLARS (continued) UNesated lethal ed Whaled OeleAcqvirod CultIty Una Cod Cod Bads Market Prim Market Value Gehrloss Annual Income Yield MUTUAL FUNDS (continued) ?MORGAN FLOATING RATE INCOME FUND (continued) 03101113'•3 711.578 10.0590 7,157.46 9.3300 6,639.01 418.45 264.26 398% 04101113'•3 789.547 10.1090 1,981.19 9.3300 7,366.48 414.71 293.21 3.98% 05101113'3 751.550 10.1290 7$12.14 9.3300 7,01116 400.18 279.10 3.98% 06103113'•3 757.360 10.0890 7$40.69 9.3300 7.066.16 474.53 281.26 3.98% 07101113'•3 668.131 9.9690 6,660.32 9.3300 6.233.67 426.65 248.12 3.98% 08101113'•3 704.609 10.0590 7,087.36 9.3300 6.573.99 413.37 281.67 398% 09103113'•3 709.115 10.0290 7,112.01 9.3300 6,616.60 495.41 263.31 3.98% 10101113'•3 712.100 10.0220 7,136.83 9.3300 6.643.89 492.94 264.45 398% Total Noncovered 204,650.163 2,064,445.57 1,909,386.00 .155,059.57 16,000.91 Reinvestments to Date 45.320.701 9.5590 433,211.89 9.3300 422,842.16 -10,369.73 16,830.76 398% Total Covered 45.320 701 433.211 89 422.842 16 -10.369.73 16.830 76 Total 249,970.864 $2,497,657.46 $2.332,228.16 4165,429.30 $92,831.67 TOTAL M UTUAL FUNDS $2,497,657.46 $2.332,228.16 4165,429.30 $92,831.67 Unrested Accrued &Welted Cad Bath Markel Ville Gelnaost Meted Annuli Income TOTAL U.S. DOLLARS $19,509,593.79 $19,241,261.78 4268,332.01 $56.320.11 $615.254.08 CANADIAN DOLLAR Estimated Desolator Weedy Markel Ms Might Value alffthey Yield EQUITIES Common Stocks BOMBARDIER INC CLASS 8 25,000.000 5.2000 130.000 00 CAD Security IdWiner:88D FICA $8,836.65 USD CUSIP. 097751200 Total Common Stocks 130,000.00 CAD 98,836.65 USD TOTAL EQUITIES 130,000.00 CAD 98,836.65 USD Accrued Market Value Coning Interest TOTAL CANADIAN DOLLAR 130,000.00 CAD 0.00 98,836.65 USD 0.00 Page 6 of 18 Account Number Rated Excellent Clewing throughPenist" ~ad Every Year Since 2007 sobsidiary of De Make. Melba CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS LXCILLINCE 02000eatIon(MY WNW Perghnx RC. mentan FlIvRAVVYR7PM-00048541 DB-SDNY-0011365 EFTA_00I 59150 EFTA01254392 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 June 1, 2018 - June 30,2018 THE HAZE TRUST Portfolio Holdings (continued) Untedind Acaued Estarnsted cod Bat Madan Value Gannets Inkiest Annul Income TOTAL PORTFOLIO HOLDINGS - U.S. $19,509,593.79 $19,340.098.43 4288,332.01 958,320.11 $815,254.08 DOLLARS • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as -noncovered'. Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as fo the accuracy of thisinformation. Pershing has received updated cost besisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. o The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency °mem Caen Reed Income Equities Mutual Funds UMW Cunene/ US COLLARS 3,419,793 5,057,500 8,431,740 2,332,228 19,241,261 USD CANADIAN DOLLAR 0 0 130,000 0 130,000 CAD Total USD Equivalent 3,419,793 5,057,500 8,530,578 2,332,228 19,340,098 USD % of Allocation 18% 26% 44% 12% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market Page 7 of 18 Account Number. Rated hatlient Clewing through Perste UC a May owned (my Year Since 2007 sataldiaryof The Basked Medea DALBAR RATIO COMMUNICATIONS CanceatIon(lta /Atka) (1CILL MCC Panama 11.C.n.artat IthRA.EXV +M_00048542 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011366 EFTA_00159151 EFTA01254393 Portfolio Holdings Disclosures (continued) Pricing (continued) prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any tees. costs. expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities, and do not address suitability for investment purpose Credit ratings should not be relied upon as investment advice. Page 8 of -8 Account Number: Rated Galls. Clewingi—r Pena LI.0 mete/ owned Gary Year Since1007 seteldiary of The Bair a Mellon DALIARIMTEDCOMMUNICATIONS Cemorabon OM Mika) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID 4 LXCIIMINCE Perillem Marine DB-SDNY-0011367 48543 EFTA_00 159 152 EFTA01254394 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 June 1, 2018 - June 30,2018 THE HAZE TRUST Schedule of Realized Gains and Losses Current Period Date Dale Reeked Desaipeon Disposed Acquired Designation Disposition Method/ Transadlen Quantity Proceeds Cod Bogs Gin/Less Short Term HONG KONG DOLLAR CUR 06111118 05124118 Noncom( First In First Out! 43.884 200 5.59138 5.592 98 -1.60 Security Identifier. HKD999999 06111118 06111118 Nom:ovine( First In Fast Out! SELL 4.262.568.960 543.102 73 543.230 78 -128.05 06111/18 06111118 Noncovehre First In First Out! SEII 3.439.605 440 438,247.25 438.350 57 -103.32 06/11/18 06111118 Noncovetee Arst In First Out! 68.1 3.335.000.480 424.919.31 425.019 50 -100.19 06/11118 06/11/18 Nonovered. Fist In First Out S&L 3.182.141.000 405.44317 405,538 76 -95.59 Total 14.263.200.080 1,817,303.84 1,817,732.59 428.75 SPOTIFY TECHNOLOGY S 06108/18 05/02/18 Covered First In First Out / S9.1 2.945.000 505,901.63 498,759.81 7,141.82 ED SHS ISHII LU1778762911 06108118 05/10118 Covered Ant In First Out / Sal. 3245.000 557,436.60 504,399.46 53,037.14 Security Identifier. L86817132 06108118 05/30/18 Covered Frit In First Out! SELI. 3.200.000 549,706.35 499134.24 49,772.11 06108118 06/06118 Covered Fret In First Ohl / Sal 6.000.000 1.030.699.42 981,240.00 49.459.42 Total 15,390.000 2,643,744.00 2,484,333.51 159,410 49 AIA GROUP LTD HONG K 06/11118 01/23/18 Covered First In First Out! Sal 59.000.000 543,230.78 508,816.10 34.414 68 INS HK00000 69689 Security Identifier. Y002A1115 CHINA LIFE INSURANCE 06111/18 01123/18 Covered First In First Out! 68.1 151,000.000 438.350.57 507,284.60 -68.934.03 ISMS CNE1300002L3 Security Identifier. Y1477R204 CHINA PAC INSGROUP 06111/18 01/23/18 Covered First In First Out! 68.1 95,400.000 425,019.50 511,931.30 86,911 80 'STEREO SHSH (SINS CNE0000090 7 Security Identifier. Y1052133 MOAN INSURANCE CO 06111118 01/23/18 Covered First In First Out! S9.1 40,500.000 405,538.76 506,379.58 -100,840.82 SSHSH IS1HS CNE1300003X6 Security Identifier. Y69790136 Total Short Term 8,273,187.45 6,338,477.68 13,290.23 Page 9 of '8 Account Number: Rated Extvilent Glenn& (Sough ha tE a" owned (my Year Sine 2007 subudiarf of The Malta *OW DALBAR RATED COMMUNICATIONS Corporation EILNY Melba) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L4- EXCELLING( 111•RA.Pknia.GM00048544 DB-SDNY-00113613 EFTA_00159153 EFTA01254395 Schedule of Realized Gains and Losses Current Period (continued) Date Date Reeked Desolation Cispood Acquired Designation Disposition Method' Trantaction Quantity Proceeds Cod Bade Oakum Long Term CitIGROUP INC DEP 511 06101118 10129114 Covered First In First Out! SELL 14,006.000 354,020.57 340,525.08 13,495.49 /ZOO PFD SER C DIY 51% PERPE Original Cost Basis: 340,525.07 TUAL MATY PERPETUAL CALL 04122 06101118 10129114 Covered First In First Out / SELL 1,989.000 50,146.23 48,358.16 1,768.07 Security Identifier. 82967366 Original Cost Basis: 43581 08/04118 10129114 Covered First In First Out f SEL 3,700.000 94,976.36 91,416.13 3,560.23 Original Cost Basis:914€.2 06105118 10129114 Covered Ant In First Out! SELL 18,403.000 464,853.72 447.428.45 17,425.27 Original Cost Basis: 447,428.45 Total 38,158.000 963,996.88 027,72712 36,269.06 Total Long Term 963,996.88 927,727.62 36,269.06 Total Short and Long Term 7,237,184.33 7,264,205.50 -27,021.17 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1988, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1399B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 10 99-8 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to HR.14 24. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warrantieswith respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B. Page 10 of 18 Account Number Rated ticellent Oswiecim* POTab• ll t i eo.i"wed trey Yew Since 2007 soltildlay offltellanicoa Melba DALIAR MTV) COMMUNICATIONS Corporation 0INY WWI CONFIDENTIAL — PURSUANT TO FED. R ORlIcl. P. 6(e) CONFIDO. LXCILUNCI P soaelvt_00048545 U.C.ertn—ber thalkin4lt! DI3-SDNY-0011369 EFTA_00I 59I 54 EFTA01254396 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 June 1, 2018 - June 30,2018 THEHAZETRUST M essages Your statement reflects a substitute payment reimbursement because you received one or more substitute payments last year in lieu of a qualified dividend. This reimbursement is being made because substitute payments do not receive the same preferential tax rate as qualified dividends. We credited your account with an amount equal to 13.33% of each eligible substitute payment. based on the difference between an assumed rate on ordinary income of 25% and the rate for qualified dividends of 15% (10% difference). We amended your reimbursement from 10% up to 13.33% to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as 'Other Income' on Form 1099-MISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you may have received less than 13.33% of the corresponding substitute payment. Since incom e from investment companies may consist partly of nonqualified dividend income, your reimbursement was calculated only on the percentage of income that qualifies for the preferential tax rate. If you have any questions regarding your reimbursement, please contact your advisor. Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC RulelOb-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (r.. a. ,o.nts s. o,,.: e in Cur/ 8, , Cy) Credits iNsPeteed DebitsMO.6A Net ThisPeteed ()edits Yest-to-Date DebileYeer-to-Date Net Year-to-Date Securities Securities Bought 0.00 4,651,759.07 .4.651.759.07 0.00 -14,049.009.42 -14,049,009.42 Securities Sold 7,749,061.93 0.00 7,749,061.93 11,295,983.50 0.00 11,295,983 50 Total Securities $7.749.061.93 44,651,759.07 $3.097.302.86 $11295.983.50 414.049.009.42 42.753.025 92 Dividends and Interest $18,170.40 4265.09 $17,905.31 $399,139.85 4265.09 $398,874 76 Fees $0.00 48.00 48.00 $0.00 440.00 440.00 Cash Deposits 67,976 48 0.00 67,976 48 816,431.14 0.00 816.437.14 Total Cash $67,976.48 $0.00 $67,976.48 $816,437.14 $0.00 $816 437 14 Totals $7,835,208.81 44.652.032.16 $3,183,176.65 812,511,560.49 414,049,314.51 41.537.754.02 Page 1' of 18 Account Number: Rated Galls. Clewing Ihreesh Peat 11.0 a %lag owned Gary Year Since1007 setoldiacy of The Banked Mellon DAJAR RATED COMMUNICATIONS Ceegeraboe &Woo) 4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID OCCOMINCE Peribirm ~Orr ihRA.AWANKet9m—OW4 DB-SDNY-0011370 0546 EFTA_00159155 EFTA01254397 Transactions by Type of Activity Prom* Trade; Settlement Transaction Date Date Activity Type Description Quantity Price Acaued interest Amount Carrency Securities Bought and Sold 06/01/18 05130118 PURCHASED SPOTIFY TECHNOLOGY SA REGISTERED SHSISINt LU1778762911 3.200 000 156.1894 X99.934.24 USD SPOT UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/01/18 05130118 SOLD CITIGROUP INC DEP SHS REPSTG Yt00 PFD SER C OW 5.8% -15,127000 25.1500 379,834.01 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/13(425.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT 06101/18 05130/18 SOLD CITIGROUP INC DEP WS REPSTG 61300 Ff0 SER C DIV 5.8% -210.000 25.2171 5.287.14 USD C PRC PERPETUAL MAC( PERPETUAL CALL 04/22/13a2S.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06104/18 05131/18 SOLD CITIGROUP INC DEP SHSREPSTG 11100 WO W.R C DIV 5.8% -2,147.000 25.1594 53,930.66 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/1425.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06104/18 05131118 SOLO CITIGROUP INC DEP SHSREPSTG Yt00 Ff0 SER C DIY 5.8% -2,898.000 25.1700 72,825.79 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/ 13@25.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT 06105/18 06101118 SOLD CITIGROUP INC DEP SHS REPSTG Yt00 PFD SER C DIV 5.8% -14006.000 25.3166 354,020.57 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/05/18 06101/18 SOLD CITIGROUP INC DEP SHSREPSTG 61300 PF0 SER C DIY 5.8% -1,989.000 25.2521 50,146 23 USD C PRC PERPETUAL MATY PERPETUAL CALL 04122113@25.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/06/18 06104/18 SOLD CITIGROUP INC DEP SHSREPSTG 1100 Ff0 SER C DIY 5.8% -3.760 000 25.3000 94,976.36 USD C PRC PERPETUAL MAT? PERPETUAL CALL 0412211025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 06107/18 06105/18 SOLO CITIGROUP INC DEP SHSREPSTG 11300 Ff0 SER C DIV 5.8% -18,403.000 25.3000 464,853.72 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/t(42500 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT OMV)8 0610/9 PURCHASED SPOTIFY TECHNOLOGY SA REGISTERED SHS 'SIN. LU1778762911 6.000.000 163.5000 981,240.00 USD SPOT UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT Page '2 of '3 Account Number: Rated Galls. Charing through PenisStiI.. m away owned twery Yew Since 2007 winter of Ns Molt el Mellon DMIMILATID COMMUNICATIONS Corporation Om Mellon) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. 4 UMIAK( Pershing ll.C.nverper DB-SDNY-0011371 _00048547 EFTA_00159156 EFTA01254398 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 June 1, 2018 - June 30,2018 THE HAZE TRUST Transactions by Type of Activity (continued) Process, Trade; Seillemeni Transadlon Date Dale Adivily Type Description ()middy Price Accrued Interest Amount Currency Securities Bought and Sold (continued) 06112/18 06108/18 SOLD SPOTIFY TECHNOLOGY SA REGISTERED SHSISINSLU1778762911 -15.390.000 171.8254 2.643.744 00 USD SPOT UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06113/18 06111118 SOLD HONG KONG DOLLAR -14.263.200.080 7.8485 1,817,30384 USD 06/13/18 06111/18 SOLD ALA GROUP LTD HONG KONG SHS IS NO HKO 0 0 0 0 69689 -59.000 000 72.4336 1.262.568 96 H K0 1299.HK ALLOCATED ORDER YOUR BROKER ACTED AS AGENT AS OF 543,230.78 USD 06/1,2013 06113/18 06/11/18 SOLD CHINA LIFE INSURANCE CO H SFIS ISINOCNEt00002L3 -151.000.000 22.8377 3,439,605.44 HKD 2628:HK ALLOCATED ORDER YOUR BROKER ACTED AS AGENT AS OF 138,350 57 USD 06/11'2013 06113/18 06111118 SOLD CHINA PAC INS GROUP CO LTD REGISTERED SHSH -95.400 000 35.0484 3,335,000.48 HKD 2601HK ISINB CNED0000907 ALLOCATED ORDER YOUR BROKER 125,019.50 USD ACTED AS AGENT AS OF 06/79201 06/13/18 06/11/18 SOLO PING AN INSURANCE CO LTD SHARES SHS H 40.500 000 78.7744 3.182.141.00 HK0 2313.HK ISINSCNED00003X6 ALLOCATED ORDER YOUR BROKER 405,538 76 USD ACTED AS AGENT AS OF 06111211 06/20/18 06/18/18 PURCHASED CARVANA CO CL A UNSOLICITED ORDER ALLOCATED ORDER 2.500 000 42.7500 -106,975.00 USD CVNA YOUR BROKER ACTED AS AGENT 06/20/18 06118/18 PURCHASED CARVANA CO CI A UNSOLICITED ORDER AVERAGE UNIT PRICE 5.000 000 44.2998 -221.699.15 USD CVNA TRANSACTION YOUR BROKERACTED ASAGENT 06/20/18 06118/18 PURCHASED CARVANA CO CI. A UNSOLICITED ORDER ALLOCATED ORDER 5.000 000 44.0000 -220.200.00 USD CVNA YOUR BROKER ACTED AS AGENT 06120/18 06118/18 PURCHASED CARVANA CO CL A UNSOLICITED ORDER ALLOCATED ORDER 2,500 000 43.5000 -108,850.00 USD CVNA YOUR BROKER ACTED AS AGENT 06/21/18 06119/18 PURCHASED CANADIAN DOLLAR 129.050 000 1.3272 -97,233.53 USD 0 ernii 8 06119/18 PURCHASED BOMBARDIER INC CLASS B UNSOLICITED ORDER ALLOCATED 25.000 000 5.1120 -129.050.00 CAD BBD B:CA ORDER YOUR BROKER ACTED AS AGENT ASOF 06/1/201 -97,249.43 USD 06/21/18 06119/18 PURCHASED CARVANA CO CL A UNSOLICITED ORDER 2,500.000 42.6344 -106.686.00 USD CVNA 06121/18 06119/18 PURCHASED CARVANA CO CI. A UNSOLICITED ORDER AVERAGE UNIT PRICE 2,500 000 43.0451 -107,712.93 USD CVNA TRANSACTION YOUR BROKER ACTED AS AGENT 06121/18 06119/18 PURCHASED CARVANA CO CL A UNSOLICITED ORDER AVERAGE UNIT PRICE 2,500 000 42.7116 -106,879.20 USD CVNA TRANSACTION YOUR BROKER ACTED AS AGENT Page 13 of '5 Account Number: Rated ['mental w4S.Arz iered ClewingIt i tt Persho fray Year Since 2007 sc OMAR MITO COMMUNICATIONS CarporatIon Mellon) A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L4 EXall(Na PerchnglIC.nwt-txt fthRA.RYkOha91" 00048548 DB-SDNY:0011372 EFTA_00159 157 EFTA01254399 Transactions by Type of Activity (continued) Process Trade; Settlement Transaction Date Dale Activity Type Description Quantity Price Accrued Interel Amount Currency Securities Bought and Sold (continued) 06/21/18 06119/18 PURCHASED CARVANA CO CI A UNSOLICITED ORDER ALLOCATED ORDER 2.500.000 42.8000 •107.100.00 USD CVNA YOUR BROKER ACTED AS AGENT 06122/18 06120/18 PURCHASED UNITED TECHNOLOGIESCORP COM UNSOLICITED ORDER 15.000.000 125.4896 4,882,944.30 USD UTX AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/28118 REINVESTCASH INCOME YMORGAN FLOATING RATE INCOM E FUND CLASS I 755.384 -7,055.29 USD .PHSX 24922.4800 SHRSSHRS PURCH. AT S9 34000 RD 06126 PD 06/28/1 Total Securities Bought and Sold CANADIAN DOLLAR 0.00 -129.050.00 CAD TOTAL USD EQUIVALENT 0.00 17,249.43 USD HONG KONG DOLLAR 0.00 14219815.88 HKD TOTAL USC EQUIVALENT 0.00 1.812.139.61 USD U S. DOLLARS 0.00 1,382412.68 USD Dividends and Interest 06108/18 FOREIGN SECURITY DIVIDEND 59000.00 SHARES AIA GROUP LTD HONG KONG SHS 43,884 20 HKD RECEIVED ISINK HK00000 69689 FOREIGN SECURITY DIVIDEND RECEIVED 2592 98 USD t299:HK RD 0524E PC 06089 AS OF 051241E 06120/18 06119/18 CASH DEBIT INTEREST CASH DUE INTEREST FOR IDEBIT DAYSAVBAL 93172.67 -265O9 USD USD999997 RATE 9250 05.22-9 TO 05.22-1 06/28/18 CASH DIVIDEND RECEIVED PMORGAN FLOATING RATE1NCOME FUND CLASS I 7.055.29 USD .PHSX 24922.4800 SHRS RD 06126 PD 06/28/1 06/29/18 MONEY MARKET FUND DEUTSCHEGOVT CASH 5.522.13 USD INCOME RECEIVED PER232045 Total Dividends and Interest HONG KONG DOLLAR 0.00 43,884.20 H KO TOTAL USC EQUIVALENT 0.00 5.592.98 USD U.S. DOLLARS 0.00 12,312.33 USD Fees 06/01/18 FOREIGN CUSTODY FEE Fgn Safekeeping MAY 201CUSP Y002At 2-5 -2.00 USD AAIGF 06/01/18 FOREIGN CUSTODY FEE Fgn Safekeeping MAY 201CUSP. Y1477120-4 -2.00 USD Page '4 of "8 Account Number: Rated [smitten Clewing through Perste*** owned trey Yew Since 2007 sobsidlary of The Ilat*a Mellon DAMARRAITO COMMUNICATIONS CarporatIon(ONY Mellon) t ,. , i , CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID LVALLINCI Perchnx 11.C.nwt-tan IthRA.RWYLII9M- 00048549 DB-SDNY-0011373 EFTA_OO159158 EFTA01254400 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 June 1, 2018 - June 30,2018 THE HAZE TRUST T a n sact ions by Type of Activity (continued) Protein Dean Settlement Tientadlon Clete Date Activity Type Desaiplion Donny Rio Awued Wetted Amount Cuttenq Fees (continued) 08/01/18 FOREIGN WSTODY FEE Fgn Safekeeping NAY 208 CUSP Y1505I- .3 -2.00 USD CHPXF 06101/18 FOREIGN CUSTODY FEE Fgn Safekeeping NAY 208 CUSIP. Y69790.13.5 -2.00 USD RAW Total Fees - U.S. DOLLARS 0.00 4.00 Cash Withdrawals and Deposits 06/07/18 FEDERAL FUNDS RECBVED NSW BANK USA, NATIO 40925 67,976.48 USD USD999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 67,976.48 Total Awued Interne Tots Amount Trensadions %mein Tots Accrual Meted Told Amount 0Jirency USD Equivalent USDEquivalent CANADIAN COLLAR 0.00 -129,050.00 CAD 0.00 47,249.43 HONGKONG DOLLAR 0.00 14283,200.08 HKD 0.00 1,817,732.59 U.S. DOLLARS 0.00 1.482.893.49 USD 0.00 1.462.693.49 The price and quantity displayed may have been rounded. Client Service Information You Investment SpedaDet: ENJ Cooled Information JOSHUA SHOSHAN Telephone Number: Page 15 of 18 Account Husby Rabid Eic•Ilent Clewing through Pee/ corned Erin Yet Since 2007 SASS." of Ile Mak enAelloa CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS VICILLINCI CoOXwinbanaltly MAW Per Oita U.C.rneMer 00048550 DB-SDNY-0011374 EFTA_00159159 EFTA01254401 Your Account lnformati TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC 0EUVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. 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For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You ere advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the Page 16 of 18 Account Number: Rated Excellent Clewing demur Pflelati volay ~cal Crew Year Since 2C07 atolls" drat lanleAellon CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) CONFIDO. L DIOAR RATED COMMUNICAT*16 EXCILLINCE corpototton(wa Ammon) Perthnx U.C. merger FINRMMIel lel- DB-SDNY-0011375 00048551 EFrA_00159160 EFTA01254402 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 June 1, 2018 - June 30,2018 THE HAZE TRUST Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the coialforbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows. Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. Page'? of •e, Account Number: Rated Gallen, Clamingliner *, U••miay owned Eery Since 2007 satosIdlity of fleetk ongellon DALIARPATIEDC0INAUNICAll0NS Corporation OM Alden) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID 4 EXCELLENCE PeeNettl tC.mown, finitn.ilWqa9m_000473552 DB-SDNY-0011376 EFTA_00159161 EFTA01254403 TERMS AND CONDITIONS TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET WUCER, SPECIALIST, ODD LOT DEALER. • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE, OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. PNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WVVW.PERSHING.COM. STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADOITIONAL DISCLOSURES: WWVV.PERSHING.COMDISCLOSURES TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS- FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1)-(2)] BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT Of ITS BUSINESS. PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER INSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (M380). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HI3H INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. DATE. THIS r• ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING" FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. F Ala OF THE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-MG IMMEDIATELY IN WRITING SY CERTIRED MAIL TOONE PERSHNG RASA JERSEY CITY, NJ 07399, ATTN LEGAL DEPT Page '8 of '8 Account Number. Rats hotlist CleatsHear Perth LLC a Say owned (my Yes Sins 2007 sataldiary of The BASS Melba CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) CONFID L DAMS RATED CCAIMUNICATIONS UEELLMICE Cowman awir memo) Pentma LLC.rnat-Its FINRAARNYIELGM-00048553 DB-SDNY-0011377 EFTA_00159162 EFTA01254404 lrilDeutsche Bank Otuttzke Sant Prinein aVrallt. kg4.16(men N Inc. P.O. Box 17 76, Baltimore, MD 21203 Toll Ira 1141.-417 5541S 04Ittl SS4t THE HAZE TRUST May 1,2018 M ay31 201B UAD 02! 0 9/ 9 9 Account Number: JEFFREY EPSTBN DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 0 0 80 2 Portfolio at a Glance TbieFerled YeeMo-Date Your Investment Specialist. BEGINNINGACCOUNT VALUE 318,486,782.53 818,370,824.99 JOSHUA SHOSHAN No Can Deposits ard Withdrawals 287,473.25 748,460.66 Adjusted Previous Account Value 18,734,255.78 19,119,285.65 Dividends. Interest and Other Income 182,723.17 380,969.45 Other Transactions 4.00 42.00 Net Change in Portfolio' 73 537 91 -529,714.24 ENDINGACCOUNT VALUE mationo Accrued Interest $28,347.78 Estimated Annual Income 5663,102.57 'Nei Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Pereel And Type Prim Year-Bod tad Period IbisPeriod 10% Cash, Money Funds, and Bank Deposits 4,843,819.22 1,053,517 45 1,957,100.13 le 27% Fixed Income 3,037,500.00 3,022,500.00 5,058,750.00 51% Equities 8,392,270.00 12,053,744.59 9,819,509.88 Ea 12% Mutual Funds 2,297,435.77 2,337,020.49 2,335,149.05 100% Account Total (Pie Chart) $18,370,824.99 816,466,762.53 818,970,508.86 Please review your allocation periodically with your Investment Specialist. Page ' of '8 Wed ticellent Clewing through knitsWL owned begs Year Since 2007 subsidiary of The IMMO Mellon DAllIAR WIG C0MMUNCATI0NS CarpotatIon Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID I AL4 UMIAK( P nxil.C. nner-ber Ithttn.WIlinet9m—Ouv48554 DB-SDNY-0011378 EFTA_00159 163 EFTA01254405 Summary of Gains and Losses Realized This Period Yeas40-Dale Unrealized Short-Term Gain! Loss 0.00 0.00 13,152 15 Long-Term Gain/ Loss 135,357.35 13535735 -281.263.79 Net Gain! Loss 135357.35 135357.35 -268,111.64 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB" ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table COirency iiency US0 Equivalent per USD CHINA RENM INBI 0.1562 6.4010 HONG KONG DOLLAR 0.1274 7 8439 Exchange rates are based on interbank exchange rates as of 0 5/ 311 2018. Exchange rates can vary. Money Market Fund Detail Date Activity Type Desaintien Mount Win Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield 168% Activity Ending: 0 51 3V 18 05101/18 Opening Balance 1,053,517.15 1,053,517.45 05/02/18 Deposit MONEY FUND PURCHASE 118.192.00 1.172.009.45 05104118 Withdrawal MONEY FUND REDEMPTION 498.759 81 673.24914 05/11/18 Deposit MONEY FUND PURCHASE 857.417,13 1.530.666 77 05/14118 Withdrawal M ON EY FUND REDEM PTION -178,848.13 1,351,818.64 05/15/18 Deposit MONEY FUND PURCHASE 591,123.92 1,942142.56 05116118 Deposit MONEY FUND PURCHASE 88,633.66 2,031,576.22 05/17/18 Deposit MONEY FUND PURCHASE 17.541.59 2.049.117.81 05/18/18 Deposit MONEY FUND PURCHASE 928128.52 2.977.116.33 05/22/18 Deposit MONEY FUND PURCHASE 76.369 50 3,053.515 83 05123/18 Withdrawal M ON EY FUND REDEMPTION -1,031,716.67 2,021,799.16 05124/18 Withdrawal M ON EY FUND REDEM PTION 421,220.14 1,200,579.02 05125/18 Deposit MONEY FUND PURCHASE 103.969.59 1,304,548.61 Page 2 of 18 Account Number: Rated Gallen, Claming *sour Pa*, U •okily owned Eery Year Since 2007 soisIdlity of Tits lank onIellon DALIARPATEDCOMMUNICATIONS Corp./melon OM Alston) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO EXCELLENCE PeeNittlIg.inente, DB-SDNY-0011379 00048555 EFTA_00159164 EFTA01254406 Deutsche Bank P.O Box 17 76, Baltimore, MD 21203 VI ay 'I, 2018 - M ay 31, 20 18 THE HAZETRUST Money Market Fund Detail (continued) Dale Activity Type Description Amount Ulna Sweep M oney Market Fund (continued) DEUTSCHEGOVT CASH INSTL (continued) 05128/18 Deposit MONEY FUND PURCHASE 471,647.95 1,778,198.56 05130118 Deposit MONEY FUND PURCHASE 29,508.21 1,805,704.77 05131/18 Deposit MONEY FUND PURCHASE 149,171.89 1,954,876.46 05/31/18 Deposit INCOM E REINV EST 2,223.87 1,957,100.13 05/31/18 Closing Balance $1,957,100.13 Total All Money Market Funds $1,957,100.13 Income and Expense Summary Current Period Yea4n-Data Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 33,945.35 010 212,890.70 0.00 Money Market 2,223.87 0.00 9,279.03 0.00 Other Dividends 126,554.15 0.00 158,799.72 0.00 Total Dividends, Interest, Income and Expenses $162,723.17 $0.00 $380,989.45 $0.00 Portfolio Holdings U.S. DOLLARS Accost Adtilty 4 404 CNN Accrued Income 30-Day Current Opening Dale Duality Number Ending Balsa Biala Income This Yeir Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHEOMITCASH INSTL 05101/18 1,957,100.130 N/A Oaths 1,053317.45 1,957,100.13 0.00 9,279.03 1.65% 68% Total Money Market 61,053,517.45 $1,957,100.13 $0.00 $9,279.03 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,053,517.45 $1,957,100.13 $0.00 $9,279.03 Page 3 of 18 Account Number Rated Excellent Clewing through Pertly4 1.1 .11Key evened (my Yew Since 2007 sobsidiary of The Mak enAellai CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DMIAR MUD COMMUNICATIONS EXCWANCE CarporatIon (OM Mellon) 48556 Perihnx 11.C.nnt-to FtuRASPAELGM—°°° DS-SDNY-0011380 EFIA_00159165 EFTA01254407 Portfolio Holdings (continued) U.S. DOLLARS (continued) Mated Untested Acaued Estimated Eallinaled OeteAcqtited Ouantky Unk Cost Cod Bads Market Price Market Value alintloss Interact Annual Income Yieicl FIXED INCOME (In Maturity Date Sequence) Corporate Bonds SS INA'S GM 86 SR NT REG S Secarity Identifier. A29866AA7 ISIN1USA29866AA70 7750%13128120 EVE OTD 1.1/28/0CALLABLED/28/1368 PRating 8+ 05118118 1,000,000.000 102.6330 1.026.325.75 102.0000 1.020.000.00 .6,325.75 6,888.89 77,500.00 7 59% Original Cost Basis: $1026,550.00 05122118 1,000,000.000 102.4840 1,024,841.36 102.0000 1.020.000 00 4,841.36 6,888.89 77,500.00 7.59% Original Cost Basis: $1025000.00 Total Covered 2.000.000 000 2.051,167 11 2.040.000 00 -11,167.11 13.777.78 155.000 00 Total 2.000.000 000 $2.051.167.11 $2.040.000.00 -$11.167.11 61311218 5155.000.00 sia ORGAN CHASE & CO DEP SHSREPSTG Security Identifier. 46625HHAl /13TH PFD SFR 1FIXED TO RIG RT BD 5.828% 04123158 II/E DID 04/23/081/ nod y Rating Baa3 58 P Rating BBB- 05110/11 %to 3,000,000.000 111.2650 3,337,958.33 100.6250 3,018,750.00 319,208.33 14,570.00 174,840.00 579% Original Cost Basis: 53,337958.33 Total Corporate Bonds $5,389,125.44 $5,058,750.00 4330,375.44 $28,347.78 $329,840.00 5,000,000.000 TOTAL FIXED INCOME $5,389,125.44 $5,058,750.00 4330,375.44 $28,347.78 $329,840.00 5,000,000 000 UnteaRzed Estimated Ealimated Cate Acgolitd Ousatay IAN Cost Cod Bads Market Ma Market Value Gabflom Annual Income Yield EQUITIES Common Stocks SPOTIFY TECHNOLOGY SA REGISTERED $11$ Security Idealilier SPOT ISINt 1U1178752911 CUSIP.L868ff/02 Dividend Oplion: Cash 05102/18 2,945.000 169.3580 498.759.81 1571100 464,455.95 -34.303.86 05/10/18 3,245.000 155.4390 504.399 46 157.7100 511,768.95 7,369 49 Total Covered 6.190.000 1.003,159 27 976,224.90 -26.934.37 Total 6.190 000 $1.003,159 27 $976,224.90 •$26.934.37 $0 00 AIA GROUP LTD HONG KONG Secur4y Identifier. AAIGF SH5151N$H140000069689 CUSP Y0024105 Dividend Oplion: Cash 01123118 59,000.000 8.6240 508,816.10 9.1800 541,620.00 32,803.90 11,189 32 206% Page 4 of Rated Excellent Clare...through Penh Ulgoasaat ovni•d (very Year Since 2007 Mallory of De Make. Melba DALBAR RATED COMMUNICATIONS CaoporatIon (MY Mellon/ LXCILLINCI PerIhnx 11.C. rrertan FINRAVVYLEIGM-00048567 CONFIDENTIAL - PURSUANT TO FED. R CRIKA. P. 6(e) DS-SDNY-0011381 EFIA_00159166 EFTA01254408 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 May 1, 2018 - May 31,20 13 THE HAZE TRU ST Portfolio Holdings (continued) U.S. DOLLARS (continued) llniealaed Estimated Estimated DereAcquired Nudity UM Cod Cut Basis Market Price Market Value Gain Loss Annual Income Yield EQUITIES (continued) Common Stocks (continued) ALPHABET INC CAP SIX CL C SecnSy Identifier: GOOG Dividend Option: Cash CUSP. 020791037 12105117 1,000.000 1,014.0150 1,014,015.20 1,084.9900 1,084,989.99 70,974 79 02102118 1,000.000 1,116.1660 1,116,166.00 1.084.9900 1684,989.99 -31.176 01 02705/18 1,000.000 1,106.0070 1,106,006.80 1,084.9900 1,084,990.02 -21 016 78 Total Covered 3,000.000 3.236.188.00 3,254,970.00 18 782 00 Total 3.000 000 53.236.188.00 $3.254,970.00 $18.782 00 $0.00 Total Common Stocks $4.148,163.37 54.772.814 90 824 651 53 $11,189.32 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG11000TH Securdy Identifier C PRK PFD SER K ON 6.875% PERPETUAL MATT CUSP 172967341 PERPETUAL CALL IV S12302510 Dividend Oplion: Cash 02103114 79,000.000 25.3090 1.999.418 90 27.1400 2,144.060 00 144,641 10 135,781.25 6.33% CITIGROUP INC DEP SHS REPSTG 21300 Security Identifier C PRC PFD SER C DW 5.8% PERPETUAL MATT CUSP. 172967366 PERPETUAL CALL 04122/13025.00 Dividend Oplion. Cash 10729114 58,540.000 24.3130 1,423,271.31 25.1400 1,471,696.60 48,424 29 84,883.00 516% Total Preferred Stocks $3,422,690.21 83,615,765.60 $193,065.39 $220,664.25 TOTAL EQUITIES $8,170,863.58 $8,388,570.50 $217,716.92 $231,853.57 Page 5 of la Rated [scented Lary Year Since 2007 ckie.:1!:".7g1Z:::111iliterd DALIARRAM COMMUNICAT.316 cumutax.reHrukew C0allttla redrugitc.flxrt.criheAlikqe63PLOCO48558 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011382 EFIA_00159I67 EFTA01254409 Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized WSW Weeded ple Acquigal Ousatity Unit Coq Cad Dada Maraca Price Market Value Gaifloss Maud Income Yield MUTUAL FUNDS JRAORGAN FLOATING RATE INCOME FUND Seedily Identifier ,PHSX CLASS' CUSIR 48121113 Open End Fund Dividend Option: Reinvest; Capital Gams Option: Reinvest 01/22/13 . .3 198216.056 10.0890 1,999,715.56 9.3700 1,851.284.45 ,142,431.11 73276.50 394% 02/01/13" 630157 10.0660 6,342.01 9.3700 5.903.63 -438.38 232.92 314% 03/01/13 711.578 10.0590 7,157.46 9.3700 6.667.48 48918 263.06 314% 04/01/13" 789.517 10.1090 1,981.19 9.3700 1,398.06 483.13 291.88 3.94% 05/01/13" 751.550 10.1290 7,612.14 9.3700 7.042.02 170.12 277.83 314% 06103/13" 757.360 10.0890 7,640.69 9.3700 7,096.47 144.22 219.98 314% 07/01/13" 668.131 9.9690 6,660.32 9.3100 6260.39 499.93 246.99 314% 08/01/13" 704.609 10.0590 7,087.36 9.3700 6,60219 485.17 260.48 394% 09103/13" 709.175 10.0290 7,112.01 9.3700 6,644.97 467.04 262.17 314% 10/01/13 ..3 712.100 10.0220 1,136.83 9.3700 6,672.38 464.45 263.25 314% Total Simmered 204,650.163 2,064,445.57 1,917,572.04 -146,873.53 75,655.06 Reinvestments to Date 44,565.317 9.5630 426,156.60 9.3700 417,577.01 4,579.59 16,474.91 314% Total Covered 44,565.317 426,156.60 417,577.01 -8,579.59 16,474 91 Total 249,215.480 $2,490,602.17 $2.335.149.05 -3155,453.12 192.129 97 TOTAL MUTUAL FUNDS $2,490,602.17 $2.335.149.05 -$155 453 12 392.129 97 Unrealized And Winded Cod Buis Market Value Gain Loss !Merest Annual Income TOTAL U.S. DOLLARS $18,007,681.32 $17 739.569 68 4268.111 64 $28,347.78 $663.102.57 CHINA RENM INBI Estimated Description Cleenlity Market Rice Market Value Currency Yield EQUITIES Common Stocks CHINA PAC INS GROUP CO LTD REGISTERED 95,400.000 27.7100 2,643,53617 CNY SHSH ISINt CNED0000907 412,300.58 USD Security Id eotifier: 260 tHK CUSP: YE052D3 Total Common Stocks 2,643,536.77 CNY 412,300.58 USD TOTAL EQUITIES 2,643,536.77 CNY 412,300.58 USD Page 6 of 18 Account Note; Rated [strata? Clewing %trough Perttlay owned (very Year Since 2007 stoney of The MakenAelloa CONFIDENTIAL - PURSUANT TO FED. R CRI6/1 P. 6(e) CONFIDO. L DALIAR RATED COMMUNICAT*16 VICILLINCI Carpotabon(UNY Mellon) inceatigneceM-00048559 Perthrw U.C.nwrivere DS-SDNY-0011383 EFIA_00 I 59168 EFTA01254410 Deutsche Bank P.O Box 17 76, Baltimore, MD 21203 M ay 1,2018 - M ay 31, 2018 THE HAZE TRUST Portfolio Holdings (continued) CHINA RENM INBI (continued) Awned Markel Velee Outing lateral TOTAL CHINA RE IM INBI 2,843,536.77 CNY 0.00 412,300.58 USD 0.00 HONGKONGDOLLAR Deeded Desmpuer (MN d y Merkel Pike Merkel Velue Currency Yield EQUITIES Common Stocks CHINA LIFE INSURANCZ CO II SHS 151.000 000 21 S 000 3,306,900.00 HKD INN* CNED000021.3 421,586.72 USD Security Id eelifier: 2628:NK CUSP Y/1778204 PING AN INSURANCE CO IT0 SHARESSHS H 40,500.000 76.9000 3,114,450.00 HKD ISMS CRE1100003X6 397,051.88 US0 Security Ideolilier: 2313:HK CUS1P: Y69790116 Total Common Stocks 6,421,350.00 HKD 818,638.60 USD TOTAL EQUITIES 6,421,350.00 HKD 818,638.60 USD Aimed lenket Value Currency Mere* TOTAL HONG KONG DOLLAR 6,421,350.00 HKD 0.00 818,638.60 USD 0.00 WSW Accrue Estimated Coates. Markel Value Wailes Intend Metal lame TOTAL PORTFOLIO HOLDINGS - U.S. 518,007,681.32 518,970,508.86 4268,111.64 528,347.78 5663,102.57 DOLLARS Noncovered under the cost bads rules as defined below. Page 7 of 18 Account Note; Reed Welt« among through Petakenvmed ben/ Yee Since 20O7 "Midi's‚ of roe ionic elnAellea CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) CÖ FIDg L- DALBAR RATED COMMUNICATIONS IXCILLINC( exPentbon Sly Melon) Peihnx 11.C. menter FrietAgeXtelt DB-SDNY-0011384 00048560 EFTA_00I 59169 EFTA01254411 Portfolio Holdings (continued) Generally, securities acquired before 2011 in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998. the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. c Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided fo us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency OJhenry Cacti Reed Income &plies mutualFunds Total by OIfteflry U.S. DOLLARS 1.957.100 5,058.750 8,388.570 2,335,149 17.739,569 USO CHINA RENM IN8I 0 0 2.643.536 0 2.643.536 CNY HONG KONG DOLLAR 0 0 6,421,350 0 6,421,350 NW Total USO Equivalent 1,957.100 5.058,750 9,619,509 2,335,149 18,970,508 USD % of Allocation 10% 27% 51% 12% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THE AS OF PRICE DATEONLY APPEARS W HEN THEPR10EDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Page 8 of '3 Account Number: Rated Guinea. Clewing through Pena LI.0 a ..*owned Every Yeas Since 2007 satelate el Die ea *I Mellon DAUMRATED COMMUNICATIONS Caporabon eeNY Melee) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' 4 UMIAK( Peshint MLitt/nen, F men. tlelkmliatiolvl_00048561 DB-SDNY-0011385 EFTA_00159170 EFTA01254412 O Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 VI ay 1,2018 - May31,2018 rHE HAZE TRUST Portfolio Holdings Disclosures (continued) Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. &piring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page 9 of '8 Account Number Rated Litrilent Clam.livens!. Penh LI.0 a witoet owned (rely Year Sint 2CO7 subsidiary of The lank Mellon DALBAR RATED COMMUNICATIONS Corporation (MY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO AL IXCILLINCE P.,,P4n4 '1INIZA.PkripteM_00048562 DB-SDNY-0011386 EFTA_00I59I71 EFTA01254413 Schedule of Realized Gains and Losses Curren, Period Date Dale Realized Desaiption Disposed gawked Designation Disposition Method/ Tianaction Duality Proceeds Cod Bads Gainaoss Long Term CIT1GROUP INC DEP SH 05109/18 10/28/14 Covered First In First Out? SELL 34.147.000 857.417.13 822.276.84 35.14029 P000 PFD KR COP/ 5.816 PEACE Original Cost Basis: 822276.83 TUAL MATT PERPETUAL CALL 04/22 05110118 10128114 Covered Ant In First Out? SBA. 2.313.000 58.078.08 55.698.20 2.379.88 Security Identifier. 172967366 Original Cost Basis 55598.1 05111118 10128114 Covered Ant In First Out? Sal 12,573.000 315'00.73 302.764.12 12,936.61 Original Cost Basis. 302.76412 05/11/18 10/29/14 Covered First In First Out! SELL 967.000 24,280.81 23310.48 770.33 Original Cost Basis:23.51/47 05111/18 10129114 Covered First In First Out / SELL 10,000.000 251,142,38 243,128.00 8,014.38 Original Cost Basis: 243.27.99 05/14/18 10129114 Covered First In First Out? Sal 2.178.000 54.608.31 52,953.28 1.735.03 Original Cost Basis:52853.27 05/15/18 10129114 Covered Arst In First Out! sat. 700.000 17.541.69 17,018.96 522.63 Original Cost Basis: 17.0195 05116/18 10129114 Covered First In First Out! SELL 37122.000 928,028.52 902,539.76 25,488.76 Original Cost Basis: 902.539.76 05118/18 10/29/14 Covered First In First Out? S&L 50.000 1,250.48 1,215.64 34.84 Original Cost Basis:125.63 05118/18 10129114 Covered First In First Out? SOS 3,000.000 75,119,02 72,938 40 2,180.62 Original Cost Basis: 7293839 05121118 10129114 Covered First In First Out? SELL 109.000 2.72133 2,650.10 79.23 Original Cost Basis:2850.09 05121/18 10/29/14 Covered Arst In First Out? Sal 1.474.000 36,878.99 35.837.07 1.041.92 Original Cost Basis: 15.837.06 05/22/18 10129114 Covered Ant In First Out? SELL 1.752.000 43,869.51 42,596.03 1,273.48 Original Cost Basis:42.596.02 05122118 10129114 Covered First In First Out? SELL 5,030.000 125,899.25 122,293.38 3,605.87 Original Cost Basis: 22.293.38 05123/18 10129114 Covered First In First Out/ SELL 2.991.000 74,923,57 72.719 58 2203.99 Original Cost Basis:72,7158 05/23/18 10129114 Covered First In First Out? SELL 1,160.000 29.046.02 28,202.85 843.17 Original Cost Basis: 28202 84 05124/18 10129114 Covered Arst In First Out? SELL 58.791.000 471.647.95 456.861.82 14.786.13 Original Cost Basis: 456.86182 05/25/18 10129/14 Covered first In First Out? SELL 659.000 16,540.68 16.022.14 518.54 Original Cost Basis: 5.022 A 05125118 10/29/14 Covered Ant In First Out? gal 515.000 12,967.53 12,521.09 446.44 Original Cost Basis: 2.52109 05/29/18 10129/14 Covered First In First Out? SELL 5.929.000 149,171.69 144.150 59 5.021.10 Original Cost Basis:14,51.59 Page 10 of '8 Account Number: Rated ticellent Clam. through Pent %lag owned trey Year Since 2007 sobsidlary of The Ilardc a Mellon DALMRRAM COMMUNICATIONS CarporatIon(INY Mellon) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO LVALLINCI Perchnx 11.C.meet/ fthrzo.. ;40fuet.."- 000473563 DB-SDNY-0011387 EFTA_00159 172 EFTA01254414 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 May 1,2018 - May31,2018 THE HAZE TRUST Schedule of Realized Gains and Losses Current Period (continued) Dale Dale Rafted Dercription Disposed Acouked Designation Disposition Method TI3Padion Quantity Rounds Cost Beds Crein/Loss Long Term (continued) CITIGROUP INC DID 05/30118" 10129114 Covered first In First Out! sat 15,127.000 379,834.01 387,779.73 12,054.28 (continued) Original Cost Basis: 367,779.72 05/30118" 10129114 Coveted first In First Out! 58.1 210.000 5,287.14 5,105.69 181.45 Original Cost Basis:5,125.68 05131/18' 10/29/14 Covered First In First Out! SELL 2,147.000 53,930.66 52,199.58 1,731.08 Original Cost Basis:5219.58 05/31118" 10129114 Covered Ant In First Out! SBA 2,898.000 72,825.79 70,458.49 2,387.30 Original Cost Oasis: 70,458.49 Total 161,842.000 4,058,799.17 3,923,441.82 135,357.35 Total Long Term 4,058,799.17 3,923,441.82 135,357.35 Total Short and Long Term 4,058,799.17 3,923,441.82 135,357.35 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered" Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 139943 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustmentswhich you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for end makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Page 11 of 18 Account Number RAS Eicelient ciewng th.o.gm Penh, lit wady ~ad (wry Year Since 2007 subs.dtary of The Bank 04 Melba CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALBAR RATED COMMUNICATIONS EXCELLENCE CorporationIIIHY Mallon) P fix RCmet-ter FINRAP4XeiGM_00048664 DS-SDNY-0011388 EFTA_00I 59173 EFTA01254415 Schedule of Realized Gains and Losses Current Period (c ntinued) u These shares are unsettled and have been recently disposed. You will also seethese shares on the Portfolio Holdings section until this transaction has been settled. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out ( FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 1)-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown atom base currency) Credits iNsPetted Debits This Period Net ThisPetted Welts Year-to-Date Debils Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 4,073,527.31 4,073,527.31 0.00 4,397,250.35 4,397,250.35 Securities Sold 3.546.02t.57 0.00 3,546,921.57 3,546,921.57 0.00 3,546,921.57 Total Securities $3.544921.57 43,073,527 31 $473,394.26 $3.546,921.57 49,397,250.35 45,850,328.78 Dividends and Interest $162,723.17 $0.00 $162,723.17 $380,969.45 $0.00 $380,969.45 Fees $0.00 48.00 48.00 $0.00 432.00 432.00 Cash Deposits 267,473.25 0.00 267,473.25 748,460.66 0.00 748,460.86 Total Cash $267,473.25 $0.00 $267,473.25 $748,460.66 $0.00 $748,460.66 Totals $3,977,117.99 43,073,635.31 $903,582.68 $4,676,351.68 49,397,282.35 44,720,930.67 Page 12 of 18 Account Number RAS hottlent china !through Panel ,/ owned (very Yet Since 2007 sabsidiar a Ile Mak enAellea DALIAR RATIO COMMUNICATIONS Per, in Mellon) ()tallINCE 00048565 nett-bee FINRAVnaGM- CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011389 EFTA_00 159174 EFTA01254416 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 vlay1,2018 - May 31,2018 IHEHAZETRUST Transactions by Type of Activity Process: Trade; Settlement Transaction Dale Dale Adivily Type Description QuanlAy Price Acaued Interest Amount Correnq Securities Bought and Sold 05/04/18 05102/18 PURCHASED SPOTIFY TECHNOLOGY SA REGISTERED SHSISINSLUT/78762911 2,945.000 169.3181 498.759 81 USD SPOT UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 05111/18 05109118 SOLD CITIGROUP INC DEP SHSREPSTG Yl00 Pf0 C DIV 58% 44.147000 25.1501 857,41713 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/13025.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 05114/18 05110/18 PURCHASED SPOTIFY TECHNOLOGY SA REGISTERED SH S IS LU1778762911 3245.000 155.3989 -504.399.46 USD SPOT UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 05114/18 05110/18 SOLD CITIGROUP INC DEP SHSRBISTG 11300 PFD SER C 51% 4,313.000 25.1500 58,078.08 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025 00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05115/18 05111118 SOLD CITIGROUP INC DEP MS REPSTG 11300 PM SER C OW 51% -13.540.000 25.1500 339.981.54 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/13025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT 05/15/18 05111118 SOLD CITIGROUP INC DEP SHSREPSTG 91100 Ff0 SER C DIV 58% -10,000 000 25.1548 251.142 38 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/SO2500 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 05116/18 05114118 SOLO CITIGROUP INC OW REPSTG 1300 SER C 51% -2.178.000 25.1500 54,688.31 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/ 13©2500 UNSOLICITED ORDER 05117/18 05115/18 SOLD CITIGROUP INC DEPSHSREPSTGY Si 00 PEI SERC DP/ 5.8% -700.000 25.1000 17,541.59 USD C PRC PERPETUAL MAT? PERPETUAL CALL04/22/1302500 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05118/18 05116/18 SOLO CITIGROUP INC DEP MS REPSTG 1300 PFDSERCDIV51% 47.122.000 25.0400 928.028.52 USD C PRC PERPETUAL MAT? PERPETUAL CALL Olf 22/!@25.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT Page 13 of Account Number: Rated banal Clewing *mei Pashltig" owned Every Yew Since 2007 snislary el The lank a Mellon CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L-- DAUMPATEDCOMMUNICATIONS EXCELLENCE CorgewatIon ONY Mellon) ar,.. Penningint EEC. rrembe, iNRA.1IVI? DB-SDNY-0011390 00048566 EFTA_00 159 175 EFTA01254417 Transactions by Type of Activity (continued) Proass Trade; SettIsmael Transadlon Date Date Activity Type Description Duantily Price Awued 'nivel Amount Carrency Securities Bought and Sold (continued) 05/22/18 05118/18 PURCHASED J3S INYTS GM BH SR NT REG S !SINS USA29866AA70 7150% 1.000.000.000 102.6550 -5.166 67 -1.031.716.67 USD .BSAY4063436 1/28120 WE DEO 812818 CIS YLD 5.788 TO PAR AS OF 05113/2013 05122(18 05118118 SOLD CITIGROUP INC DEP SHS REPSTG 1100 Ff0 C DIV 5.8% -50 000 25.0500 1 250 48 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025.00 UNSOLICITED ORDER 05/22/18 05118/18 SOLO CITIGROUPINC D EP SHS REPSTG11300 Ff0 C 58% -3,000.000 25.0800 75.119 02 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05123/18 05121/18 SOLO CITIGROUP INC DEP SHSREPSTG 11300 Ff0 SER C DPI 5.8% -109.000 25.0800 2.729.33 USD C PRC PERPETUAL MATT PERPETUAL CALL 0 4/ 22/1©25.00 UNSOLICITED ORDER 05/23/18 05121/18 SOLO CITIGROUP INC DEP SHSREPSTG ti00 Ff0 SER C DIY 5.8% -1.474.000 25.0600 36.878.99 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT 05124/18 05122/18 PURCHASED 26 INYTSGAIBH SR NT RIG S 'SINS USA29866AA70 7150% 1,000,000.000 102.5000 -5.597 .22 -1,030,597.22 USD JBSAY4063435 13/28120 WE DTI) 13/2818 CLB VUNSOL YID 5894 TO PAR AS OF 05/221201 05/24/18 05/22118 SOLD CITIGROUP INC DEP MS REPSTG 1'600 Ff0 C DPI 5.8% -1352.000 25.0800 43169 51 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDER 05/24/18 05/22/18 SOLO CITIGROUP INC DEP SHSREPSTG 01300 PR) SERCDIY 5.8% -5,030.000 25.0700 125,899 25 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05/25/18 05123/18 SOLO CITIGROUP INC DEP MS REPSTG 1'600 Ff0 C DPI 5.8% -2,991.000 25.0900 74.923.57 USD C PRC PERPETUAL MATT PERPETUAL CALL 04!22/1025.00 UNSOLICITED ORDER 05/25/18 05/23/18 SOLO CITIGROUP INC DEPSHSREPSTGY II00 FfO SERCDIY 5.8% .1,160.000 25.0800 29,046.02 USD C PRC PERPETUAL MATT PERPETUAL CALL OW2/13025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05/29/18 05/24118 SOLD CITIGROUP INC DEP SHS REPSTG 1100 Ff0 C 5.8% -18.791.000 25.1400 471,647 95 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDERALLOCATED ORDER YOUR BROKER ACTED AS AGENT Page '4 of '6 Account Number: Rated Galls. CleanngIt i tt ramlii i iiry idred bay Year Since1007 rJNdW DALIARIATEDCOMMUNICATIONS Corporation (IINY Melba) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L LC:WPC PestintllCanentr FINRA.P4111,E,GM 00048567 DB-SDNY-0011391 EFTA_00159 F76 EFTA01254418 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Nay 1,2018- May 31,2018 rHEHAZETRUST Transactions by Type of Activity (continued) Rotes Trade; Settlement Transaction Date Dale Adivity Type Dna:Sion 0uantily Price Acaued Interest Amount Ormenq Securities Bought and Sold (continued) 05/30/18 05/25/18 SOLD CITIGROUP INC DEP SHS REPSTG 1'000 KO SER C OW 51% 859100 25.1400 16340.68 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDERALLOCATED ORDER YOUR BROKERACTED AS AGENT 05130/18 05/25/18 SOLO CITIGROUP INC DEP SHS REPSTG 1/100 PFO SER C DIV 5.8% 815.000 25.2200 12,96733 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKERACTED AS AGENT 05/30/18 REINVEST CASH INCOME .PMORGAN FLOATING RATE INCOM E FUND CUSS I 860.486 1,054.15 USD SiiSX 2483541940 SHRSSHRSPURCH. AT 5936000 RD 05/25 PD 05/30/13 05131/18 05129/18 SOLD CITIGROUP INC DEP SHSREPSTG ?MOO PF0 SER C DIV 5.8% -5,929 000 251000 149,171.69 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDERALLOCATED ORDER YOUR BROKERACTED AS AGENT Total Securities Bought and Sold - U.S DOLLARS -10,783.89 473.394.28 Dividends and Interest 05101/18 CASH DIVIDEND RECEIVED 3000000 FM ORGAN CHASE& CO DEP SHSREPSTG 19TH PR) 118300.00 USD 466251111M SERIFIKED TO FLTG RT BD 7.900%04129149 81E OTO 04/2348 CAB RD 04/29 PD 04/30/1 05/15/18 CASH DIVIDEND RECEIVED 79000 SHRSCITIGROUP INC DEP SHS REPSTG 11/00TH PFD 33145 35 USD C PRK SFR K DIV 6.875% PERPETUAL MATT PERPETUAL CALL WS/234)25.00 RD 05/04 PC105/1/1 05/30/18 CASH DIVIDEND RC-COVED PMORGAN FLOATING RATE INCOM E FUND CLASS! 8.054.15 USD PHSX 248354.9940 SHRS RD 05/25 PD 05/30/1 05131/18 MONEY MARKET FUND CEUTSCHEGOVT CASH 2,223.61 USD INCOME RECEIVED PER2320 45 Total Dividends end Interest - U.S. DOLLARS 0.00 162323.17 Page '5 of '8 Account Number: Rated Gana. Clewing through PersIsktily owned (very Yem Since 2007 seteldlary el Th lma& Mellon DAJARPATILDCOMMUNICATIONS &emotion(MY Melee) a 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID EMILIANCE Pennine UK.nverver GM_00048568 DB-SDNY-0011392 EFTA_00159177 EFTA01254419 Transactions by Type of Activity (continued) Process Tiede Settlement Ttansadion Date Date Adivgy Type Description Ouantily Price Acaued leaflet Amount Canonry Fees 05/01/18 FOREIGN CUSTODY FEE Fgn Safekeeping APR 201CUSP. Y002A71.5 -2.00 USD AAIGF 1/18 FOREIGN CUSTODY FEE Fgn Safekeeping APR 201CUSP. Y11311240.4 2.00 USD OLF 05101/18 FOREIGN CUSTODY FEE Fgn Safekeeping APR 2013 CUSP Y1505Z-13-3 -2.00 USD CHPXF 05101/18 FOREIGN CUSTODY FEE Fgn Safekeeping APR 20$ CUSP: Y69790.9-6 -2.00 USD PWF Total Fees- U.S. DOLLARS 0.00 -8.00 Cash Withdrawals and Deposits 05/11/18 FEDERAL FUNDS RECBVED PSC BANK USA. NATIO 36876 267,473.25 USD US0999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 267,473.25 Total Value of Transactions -10,763.89 903,582.68 UED The price and quantity displayed may have been rounded. Trades Not Settled SettlerooM Trade Activity Acauod Settlement Dale Dote Type DesuiptIoe Cleantily Price Intotett Amount 06/01/18 05130/18 Bey SPOTIFY TECHNOLOGY SA REGISTERED SHS 3,200.000 156.1894 0.00 499,934.24 IWit LU1778762911UNSOUCITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/01/18 05130/18 Sell CITIGROUP INC DEP &IS REPSTG Y1)00 -75.127.000 25.1500 0.00 379.831.01 PFD SSC DIV 51% PERPETUAL II ATY PERPETUAL CALL 0402/13.25.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER 06101118 05130118 Sell CITIGROUP INC DEP SHSREPSTG V 00 -210.000 25.2171 0.00 5.287.14 PFD WIC DIV 51% PERPETUAL II ATV PERPETUAL CALL 04122/M25.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION Page 16 of 18 Account Hanby Rated [smitten CleanngIMO Ravke• a wIlay owned hely Yew Since 2007 sobsidiary of Me Mak el eAellom DALUR WED COMMUNICATIONS CarporatIon OM Melba) EXCELLENCE 00048569 Per ihnx 11.C. mnWon IttatAVVYaxelt CONFIDENTIAL — PURSUANT TO FED. R CR[9,1. P. 6(e) De-SDNY-0011393 EFrA_00159178 EFTA01254420 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 May 1,2018-May31,20 19 THE HAZE TRUST Trades N t Settled (continued) Settlement Trade Adivity Amed Settlement Date Cite Occupies Type Ono* Price literal Amount 06104118 05131/18 Sell CITIGROUP INC DEP SNSREPSTG 11700 .2,147.000 25.1594 0.00 53,930.66 PFDSERC DIV 5.8%PERPSUAL MATY PERPETUAL CALL 04122/142500 UNSOUCITED ORDER AVERAGE UNIT PRICE TRANSACTION 06/04118 05131/18 Sell CITIGROUP INC DEP SHSREPSTG 11000 -2498.000 25.1700 0.00 72,825.79 PFDSERC DIV 5.8% PERPETUAL II ATY PERPETUAL CALL 04122/14)2560 UNSOUCITED ORDER ALLOCATED ORDER YOUR BROKER Total Amount of Trades Not Settled $11,943.36 Client Service Information Your Investment Specialist RO Contact Intotrantion A H HAN Telephone Number: Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield M ethod: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Page '7 of 18 Account Humber Rated hatlitnt Cln"ng tMougb Past, al r.setaly amid trey Year Since 2007 subadtare of The Bank o4 Mellen CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDgs L DAtRAR RA TED COMMUNICATORS taaLliela Corporat10.111MY McRae) Penhag 11.C. Me rinenAciWilePA-000413570 DB-SDNY-0011394 EFTA_00159179 EFTA01254421 Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. 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In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified: or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '8 of '8 Account Number. Wed [stollen? Chang Onus/. Pena.at r owned (my Year Since 2007 tobildlary Tine Santo. Mellon DALBAR RATED COMMUNICATIONS cceoommo atm Man) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID ['CEILING( P!, .hnE rrintgt FINIZA. PknhacM_00048571 DB-SDNY-0011395 EFTA_00159180 EFTA01254422 a Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Otutvlae Sant PtIsalr N•nrih Down( COnflgt Won: ....saw. PK Toll 'roe MA t17,10, Evert 110 845 5411 THE HAZE TRUST April 1, 2018 - April 30.2018 UAD 0 2/0 9/9 9 Account Number: JEFFREY EPSTBN DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance TelsPerbd Year-to-DS Your Investment Specialist. BEGINNINGACCOUNT VALUE $18,059,178.55 318,370,824.99 JOSHUA SHOSH A N Net Cash Deposits aid Withdrawals 411,522.88 480,987.41 Adjusted Previous Account Value 18,470,699.41 18,851,812.40 Dividends. Interest and Other Income 81,393.52 218,24828 Other Transactions 8.00 44.00 Net Change in Portfolio' 85,302.40 403,252.15 ENDINGAGCC1 Estimated Anaual Income 8772,990.81 I Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Pawed Asaet Type Prior Year•End tad Period IblaPerbd 6% Cash, Money Funds, and Bank Deposits 4,843,819.22 588,448.08 1,053,517.45 16% Fixed Income 3,037,500.00 3,015,300.00 3,022,500.00 65% Equities 8,392,270.00 12,148,730.54 12,053,744.59 (D 13% M utual Funds 2,297,435.77 2,328,897.95 2,337,020.49 100% Account Total (Pie Chart) $18,370,824.99 318,059,170.55 $18,468,782.53 Please review your allocation periodically with your Investment Specialist. Page' of Rated ticelleM Claim. through PenbrISC. mite/ owned tweet Year Since 2007 .blewof The Bak a Mellon DM AR MTFO COMMUNICATIONS Cap:ream(MY Millon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOKFAL4- EXCIaltha rimin.4lAetUOM 00048572 Perihnx 11.C. rnento DB-SDNY:OO11396 EFTA_OO15918I EFTA01254423 Summary of Gains and Losses Reatizaa Mt Period Year-to-Date Unrealized Short-Term Gain/ Loss 0.00 0.00 .168,52043 Long-Term Gain! Loss 0.00 0.00 .92.268.07 Net Gain/ Loss 0.00 0.00 -260.788.50 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB° ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Omency Currency USD Equivalent per USD CHINA RENM INBI 0.1576 6.3449 HONG KONG DOLLAR 0.1274 7 8480 Exchange rates are based on interbank exchange rates as of 04/ 30/ 20 18. Exchange rates can vary. Money Market Fund Detail Date Activity Type Desavatien Amount Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield 164% Activity Ending: 0 4/ 30/ 18 03)30118 Opening Balance 568.448.06 568.448.06 01/03/18 Withdrawal MONEY FUND REDEM PTION 8.00 568.440.06 04104118 Deposit MONEY FUND PURCHASE 37.263.37 605.703.13 01/17118 Deposit MONEY FUND PURCHASE 371.259.19 979.962 92 04)24118 Deposit MONEY FUND PURCHASE 72,500.00 1.052.162.92 04130118 Deposit INCOM EREINVEST 1,054.53 1.053.517.45 04/30/18 Closing Balance $1.053.517.45 Total All Money Market Funds 81,053,517.45 Page 2 of '2 Account Number. Rated ticollent Claming %troughPent**owned fray Tear Since 2007 a .I Wee TN Bak ealellon DAMMAM COMMUNICATIONS ComeatIon(RNY mum) ," CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' UMIAK( Pt r,hng IIC.ererbt/ IthRAOMOrria9m-00048573 DB-SDNY-0011397 EFTA 00159182 EFTA01254424 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 April 1, 20 - April 30, 2018 THE HA ZETRUST Income and Expense Summary °Altai Period Yonnta-Date Taxable Non Taxable Tango Non Taxable Dividend Income Equities 72,500.00 0.00 178,945.35 0.00 Money Market 1,054.53 0.00 7,055.36 0.00 Other Dividends 7,838.99 0.00 32,245.57 0.00 Total Dividends, Interest, Income and Expenses $81,393.52 $0.00 $218,246.28 $0.00 Portfolio Holdings U.S. DOLLARS Account fl inty Opening Ming Acaued Income 30-Gay Current Opening Dale Quantity Number Ending Balance Mace Income Thieves Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH WTI. 03/30/18 1 053 517 450 N/A 04130118 568,448.06 1053517.45 0.00 7.055.38 1.83% 1.84% Total Money Market $568,448.06 $1,053,517.45 $0.00 57,055.38 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $568,448.06 $1,053,517.45 $0.00 $7,055.38 Adjusted Waltzed Moved Stlested Blinded Date Atquked Quantity Unll Cod Cod Bads Marks Pala Market Value GalelLos lidded Maud Income laid FIXED INCOME (In Maturity Date Sequence) Corporate Bonds MORGAN CHASE& CO DEP SHSREPST6 Security Identifier 4662511H41 /13TH PFD SERI FIXED TO FLTG RT BO 7.000%04/29149 BIEOTD 04/23/08M oody Rating LAMS& P Rating IM38- 05/10/11 '.12.0 3,000,000.000 111.2650 3,337,958.33 100.7500 3,022.500 00 415,458.33 0.00 237,000.00 7.84% Original Cost Basis: $3337958.33 Total Corporate Bonds $3,337,958.33 $3,022,500.00 4315,458 33 $0.00 $237,000.00 3,000,000.000 TOTAL FIXED INCOME $3,337,958.33 $3,022,500.00 4315,458.33 $0.00 $237,000.00 3,000,000 000 Page 3 of 12 Account Note, Rated Excellent Clewing through Peralgesey ~eel trey Year Slate 2007 sobsidiary of Mt IlaM al Mellon CONFIDENTIAL — PURSUANT TO FED. R. CR[Ivi. P. 6(e) CONFIDO. L DAtRAR RATED COMMUNICATIONS EXCELLENCE CarporatIon OM Mellon) Pent me RC. mnnon iiimeARMiaceit 000413574 DS-SDNY-0011308 EFTA_00159183 EFTA01254425 Portfolio Holdings (continued) U.S. DOLLARS (continued) Uncoated alksided Edkulee Ca Acquired OustIty UM Cod Cod Beds Maid Price Market Value GelnAoss Annul Inmate Yield EQUITIES Common Stocks AlA GROUP LTD HONG KONG Security Idealiser. AAIGF Sli 5 (SINS HK00000 69689 CUSP: Y00241125 Dividend Option: Cash 01/23118 59,000.000 86240 508,816.10 8.8900 524,510.00 15,603.90 11,183.44 2.13% ALPHABET INC CAP STK CL C Securily Identifier: GOOG Dividend Option: Cash CUSP 0207914177 12405717 1,000.000 1,014.0150 1,014,015.20 1,017.3300 1,017,329.99 3,314.79 02702718 1,000.000 1,116.1660 1,116,166.00 1,017.3300 1,017,329.99 48,836.01 02405118 1.000.000 1,106.0070 1,106,006.80 1,017.3300 1.017.330.02 48076.78 Total Covered 3,000 000 3,236,188.00 3,051,990.00 .184.198.00 Total 3,000 000 43,236,188 00 53.051,990 00 -5184.19890 80.00 Total Common Stocks $3,745,004 10 63.576,500 00 -5168.504 10 $11,183.44 Preferred Stocks (Listed by expiration date) CITIGROUP INC CEP SHS REPSTG 1A0 0TH Securely Ideal der C PRK PFD SER K DPI 6.875% PERPETUAL MAW CUSIP. 172967341 PERPETUAL CALL MS/23025.00 Dividend Oplion: Cash 02703114 79,000.000 25.3090 1,999,418.90 27.5100 2,173,290.00 173,811.10 135,781.25 624% CITIGROUP INC DEP SHS REPSTG 11)00 Seco ril y Ideal Wier C PRC PFD SER C DPI 5.8% PERPETUAL MATT CUSP. 172967386 PERPETUAL CALL 04/22/13@25.00 Dividend Option: Cash 10728114 49,033.000 24.0810 1,180,739.16 25.2300 1,237,102.59 56,363.43 71,097.85 574% 10/29114 150,967.000 24.3130 3,670,430.48 242300 3,808,897.41 138,466.93 218.902.15 574% Total Covered 200,000.000 4,851,169 64 5,046,000.00 194,830.36 290,000.00 Total 200,000.000 $4,851,169.64 $5,046,000.00 $194,830.36 $290,000.00 Total Preferred Stocks $6,850,588.54 $7,219,290.00 $368,701.46 $425,781.25 TOTAL EQUITIES $10,595,592.64 $10,795,790.00 $200,197.36 4436,964.69 Page 4 of 12 Account Nurnbet Rated Excellent Gime...through Pais hleolislay t evened (my Year Sect 2007 stessIdlity of The Melte/ Mellen DALIAR RATED COMMUNICATIONS Otererallan Man) EXCELLENCE Pen hex 11C. nter-bn FileRnARK:Itcelt00048575 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DS-SDNY-0011399 EFIA_00 I 59 I 84 EFTA01254426 Deutsche Bank P.O Box 17 76, Baltimore, MD 21203 April 1,2018 - April 30,2018 THE HA 7F TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Untealized Estimated Estimated Dote Acquired Nudity UM Col Cod Bads Market Price Hulot Value Gornto's Annual Income Yield MUTUAL FUNDS „MORGAN FLOATING RATE INCOME FUND Secutity Idenlilier OM CLASS I CUSIP ill112t513 Open End Fund Dividend Oplion: Reinvest:Capital Gains Option: Reinvest 011122113 .3 198216.056 10.0890 1,999,715.56 9.4100 1,865,213.09 ,134,502.47 73,403.37 393% 02101!13'•3 630.057 10.0660 6,342.01 9.4100 5.928.43 413.16 233.32 393% 03!01!13 ' •3 711.578 10.0590 7,157.46 9.4100 6,695.94 461.52 263.51 393% 04701!13 ' •3 789.547 10.1090 7,961.19 9.4100 7,429.65 451.54 292.39 393% 05101/13 ' •3 751.550 10.1290 7,612.14 9.4100 7,072.08 440.06 278.31 393% 06103113 ' •3 757.360 10.0890 7,640.69 9.4100 7,126.77 413.92 280.47 393% 07101113 ' •3 668.131 9.9690 6,660.32 9.4100 6,287.12 373.20 247.42 393% 08101/13 . •3 704.609 10.0590 7,087.36 9.4100 6,630.36 457.00 260.93 393% 09/03/13 " 709.175 10.0290 7,112.01 9 1100 6,673.34 438.67 262.62 393% 10101113'•3 712.100 10.0220 7,136.83 9.4100 6,700.87 435.96 263.71 393% Total Noncovered 204,650.163 2,064,445.57 1,925,758.05 ,138,687.52 75,786.05 Reinvestments to Date 43,704.831 9.5670 418.102.45 9.4100 411.262.44 4,840.01 16,181.77 393% Total Covered 43,704.831 418,102.45 411,262 44 4,840.01 16,184 71 Total 248,354.994 92,482,548 02 $2,337,020.49 4145,527.53 $91,970.82 TOTAL M UTUAL FUNDS $2,482,548.02 $2,337,020.49 4145,527.53 $91,970.82 UseaOaad Accrued Metaled Cod Otis Merkel Value Gainless Interest Annual tome TOTAL U.S. DOLLARS $17,469,616.44 $17,208,827.94 4260,788.50 $0.00 $772,990.87 Page 5 of 12 Account Number Rated ticellent Cleanng through Penh t, ~ad tray Year Since 2007 sobsidiary of De Make/Va Melba DAL/ARUM COMMUNICATIONS CapoestIon(ONY Mellon) (Amnia Perthnx 11.C.nwetan FINRAVNYLEIGM-00048576 CONFIDENTIAL - PURSUANT TO FED. R CRlIcl. P. 6(e) DI3-SDNY-0011400 EFTA_00 I 59 I 85 EFTA01254427 Portfolio Holdings (continued) CHINA RENM INBI Estimated Descloon ditty Monet Fake Maki value Wiener vied EQUITIES Common Stocks CHINA PAC INS GROUP CO LTD REGSTERED 95,400.000 28.2080 2,691,043.68 CNY SHS H ISMS CNE130000907 424,847.59 USD Security Ideetifier.260tHk CUSH): Yt505Z103 Total Common Stocks 2,691,043.68 MY 424,847.59 USD TOTAL EQUITIES 2,691,043.68 CNY 424,847.59 USD Awued Market Value Currency !Wiest TOTAL CHINA RENM INI3I 2,691,043 68 CNY 0 00 424.847 59 USD 0 00 HONGKONG DOLLAR alarmed Deacrepteon 0vaMAy Market Pike Madet Value Cafrellty Yield EQUITIES Common Stocks CHINA UFE INSURANCE CO H SHS 151,000.000 22.5000 3,397,500.00 FWD ISMS04130000213 432,909.45 US) Scanty Id eatifier. 2628:14K CUSP. Y1778204 PING AN INSURANCE CO LTD SHARESSHSH 40,500.000 77.5500 3,140,775.00 HKD 'HSI CNE1300003X6 400,197.55 US) Security Id eatifier. 231311K CUSIP: Y69790136 Total Common Stocks 6,538,275.00 HKD 833,107.00 USD TOTAL EQUITIES 6,536,275.00 liK0 633,107.00 USD Accrued Make Value Centaur Infant TOTAL HONG KONG DOLLAR 6,538,275.00 HKD 0.00 833,107.00 USO 0.00 Page 6 of 12 Account Number Rated Eacellant Clawing through knistt ly ~ad (my Year Same 2007 sabaldiary of The Baikal Melba OMAR RATV3 CGMAUJNICATONT CaelateatIonatly Man) EXCILIANCE Periaira ltC. Mr FthalataRniteM_00048577 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011401 EFTA_00 159 186 EFTA01254428 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 pril 1,2018 - April 30, 2018 THE HAZE TRUST Portfolio Holdings (continued) trusted Accrued Estimated Cost Bads Market Value Galarlose Memel Annual Income TOTAL PORTFOLIO HOLDINGS - U.S. $17,469,616.44 $18,466,782.53 4260,788.50 $0.00 $772,990.87 DOLLARS • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as -noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form /399-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Pershing has received updated cost basisintormation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency Currency Ceth Eked Income EquIllas Mutual Funds Tar by Currency US. DOLLARS 1,053,517 3,022,500 10,795,790 2,337,020 17,208,827 USD CHINA REND INBI 0 0 2,691,043 0 2,691,043 CNY HONG KONG DOLLAR 0 0 6.536,275 0 6.538.275 HKD Total USD Equivalent 1,053,517 3,022,500 12,053,744 2,337,020 18,468,782 USD % of Allocation 6% 16% 65% 13% 100% Page 7 of 12 Account Number: Rated [smitten Clewing through Penhtay ~ad trey Yew Since 2007 istaldiaof nr Ile Make/ Melba DM ARRATED COMMUNICATIONS anatlY Mellon) CONFIDO. CogNeatb uauttla 00048578 Perniat LI.C.menter FINRA.WAHLGOA- CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) DB-SDNY-0011402 EFTA_DOI59 I 87 EFTA01254429 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions. regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose Credit ratings should not be relied upon as investment advice. Page 8 of 12 Account Number: Rated [icemen Clown& through Penh 11C a wit" owned (my Year Since 2007 subotary of The look ad MOW DALBAR RATIO COMMUMCATIONS Como ail:n(8NY Mellon) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO AL DIMLING( .P.nr tic Mrv.1,41.1i• RA gibillua.GM_00048579 DB-SDNY-0011403 EFTA_00159188 EFTA01254430 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 A pril 1, 20 iS - April 30,2018 THEHAZETRUST Messages Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are on base currency) Credits ThisPeriod Dans ThisPorial Net IbisPeriorl Crellits Yent-to.Doe Debits Yoar4o-Cete Net Yea-to-Date Securities Securities Bought 0.00 4,838.99 4,838.99 0.00 -6,323,723.01 -6,323,723.04 Total Securities $0.00 47,838.99 47,638.99 $0.00 46,323,723.04 46,323,723.04 Dividends and Interest $81 393 52 $0.00 $81,393.52 $218,246.28 $0.00 $218,246.28 Fees $0 00 48.00 48.00 $0.00 424.00 424.00 Cash Deposits 111,522 86 0.00 411,522.86 180,987.11 0.00 180,987.11 Total Cash $411,522.86 $0.00 $411,522.88 8480,987.41 $0.00 $480,987.41 Totals $492.916.38 47,846.99 $485,089.39 $699,233.69 46,323,747.04 45,824,513.35 Transactions by Type of Activity Process Settlement Date Activity Type DosalptIon Quantity Moo Accrued Intern( Amount Currency Securities Bought and Sold 04127/18 REINVEST CASH INCOME ,PM ORGAN FLOATING RATE INCOM E FUND CIASS I 833.935 -7,838.99 USD SHSX 247521.0590 SHRSSHRS PURCH AT 59 40000 RD 04125 PD 04/27/13 Total Securities Bought and Sold - U.S. DOLLARS 0.00 -7.838.99 Page 9 of 12 Account Number: Rated Careatnt Clearing through Raniv ll alety earned Every Yet Since 2007 sataldiary of Tee Reek einAellea CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS LXCILLINCI eemeratron Purr OM Mellon) 00048580 me RC. enerber Fineleataildi Stidawm- DB-SDNY-0011404 EFIA_00159 I 89 EFTA01254431 Transactions by Type of Activity (continued) Process; Settlement Date Activity Type Description Quantity Price Awned Interest Amount Qinency Dividends and Interest 04123/18 CASH DIVIDEND REEVED 200000 SHRSCITIGROUP INC DEP SHSMKTG TV 00 PFD SET( 72,500.00 USD C PRC C DIV 51% PERPETUAL BATY PERPETUAL CALL 04/22113025.00 RD 0412 PO 0412311 04/27/18 CASH DIVIDEND RECEIVED PM ORGAN FLOATING RATEINOON E FUND CLASS I 7138 99 USO PHSX 2475210590 SHRS RD 04125 PO 04127/1 04/30118 MONEY MARKET FUND DEUTSCHEGOVT CASH 1,054.53 USD INCOME RECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 81,393.52 Fees 04102/18 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 201CUSIP. Y002Alt1-5 •2.00 USD AAIGF 04/02118 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 2011CUSIP Y1477R-20-4 -2.00 USD OLP 04102118 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 201CUSIP. Y6052-1-3 -2.00 USD CHPXF 04/02/18 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 201CUSP Y69790.1.6 •2.00 USD Total Fees - U.S. DOLLARS 0.00 -8.00 Cash Withdrawals and Deposits 04/03/18 FEDERAL RINDS RECBVED HSBC BANK USA, NATIO 48267 37,263.37 USD US0999997 04116/18 FEDERAL RINDS RECBVED HSBC BANK USA, NATIO 50641 374,259.49 USD USD999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 411,522.86 Total Value of TransadIons 0.00 485,089.39 USD The price and quantity displayed may have been rounded. Chent Service Information Your Investment Speciekil: BO Contact IntorreatIon A H HAN Telephone Number: Page '0 of 12 Account NUMber: Rated Excellent Clewing through ileisliVt alay ~eel Every Year Since 2007 .Mean of Tie Bunke. Melba CONFIDENTIAL — PURSUANT TO FED. R CRII11. P. 6(e) CONFIDO. L DMIAR WED COMMUNICATIONS LaallUICE Copotation OM Melba) Pertainell.C.nnencan ruaktriVireselt 000413581 DB-SDNY-0011405 EFTA_00I 59I90 EFTA01254432 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 April 1, 2018 - April 30,2018 THE HAZE TRUST Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 41:3-3330. Errors and Omissions excepted. Page 11 of 12 Account Number Rated ticellent Clewing through Sae* ~ad bay Year Since 2007 .blew of The kalconlellea CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RA TED COMMUNCATI0NS LXULlitia Carpoestlan (IINY Melee) Penhng U.C.nen—ber 00048582 DB-SDNY-0011406 EFTA_00159191 EFTA01254433 Import ant Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '2 of '2 Account Number: Rated Galls. Clewing lamer Penblverialay owned berg Yea. Since1007 sobsIdlary of The WE Mellon DALIMRIATEDCOMMUNICAllONS CorporationNM Mellen) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. LXCHMINCE Ye t wont. FiftlitAiiNnfigeM_00048583 DB-SDNY-0011407 EFTA 00159192 EFTA01254434 a Deutsche Bank P.O. Box 17 76, Baltimore, MD 212O3 otutvfre sant Pth.ein Marit, Mallets Contact Oroos tm.,+ Toll nip.. WI 1•17 )1.05 Wee 1/0 Si5 Sur THE HAZETRUST M arch 1,2018 - March 3 2019 UAD 02/09/99 Account Number: JEFFREY EPSTBN DARREN K INDYKETTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance TbisPerled Yee-to-Die Your Investment Specialist. BEGINNINGACCOUNT VALUE 318,381,418.23 318,370,824.99 JOSHUA SHOSHAN No Dash Deposits ad Withdrawals 12,077.03 69,164.55 Adjusted Previous Account Value 18,373,493.28 18,440,289.54 Dividends. Interest and Other Income 9,711.82 138,852.78 Other Transaclions 4.00 -16.00 Net Change in Portfolio' -324 020 33 ,517,949.75 ENDINGACCOUNT VALUE SSW $ Accrued Interest $98,750.00 Estimated Annual Income 3771,194.27 'NM Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Awl Type Prim Year-IN test Period leisPerlod • 3% Cash, M oney Funds, and Bank Deposits 4,613,619.22 555.691 54 568,448.06 • 17% Fixed Income 3,037,500.00 3,026,250.00 3,015,300.00 • 87% Equities 8,392,270.00 12,459,335.26 12,148,730.54 13% Mutual Funds 2,297,435.77 2,320,139.43 2,326,697.95 100% Account Total (Pie Chart) 318,370,824.99 318,361,416.23 $18,059,176.55 Please review your allocation periodically with your Investment Specialist. Page' of '3 Rated ['mental Clewing throve. Penis l.tailat owned fray Year Since 2007 totalling el Me Baikal Mellon DMMR WM COMMUNICATIONS CeeiNtatIon (MY Mellon) cnni nki . . A CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL4 UMIAK( Perihnx nee-bere Itt.RA.RFAlAatal_Ow48,-,0-• DB-SDNY-OO 114O8 EFTA_OO 159 193 EFTA01254435 Summary of Gains and Losses %AM Mit Period Year4o-Dele Wreaked Short-Term Gain! Loss 0.00 0.00 449,46327 Long-Term Gain/ Loss 0.00 0.00 4233818 Net Gain! Loss 0.00 0.00 -172,202.05 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the ECB' ) and other credit institutions Introduced' negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency Currency USD Equivalent per USD CHINA RENMIN8I 0.1589 6 2917 HONG KONG DOLLAR 0.1274 7 8481 Exchange rates are based on interbank exchange rates as of 03! 29/ 2018. Exchange rates can vary. Money Market Fund Detai l Dale Adivity Type Dew:Okm Amount flahnee Sweep Money Market Fund DEUTSCHE GOVT CASH 1NSTL Current Yield: 1.53% Activity Ending:03/ 29! 18 03101/18 Opening Balance 555 691 54 555,691.54 03102/18 Withdrawal MONEY FUND REDEM PTION 8.00 555,683.54 03/15/18 Deposit MONEY FUND PURCHASE 12.077 03 567.760.57 03/29/18 Deposit INCOM ERBNV EST 687.49 568,448.06 03/29/18 Closing Balance $566,448.06 Total All Money Market Funds $568,448.06 Page 2 of 13 Rated Ezerelent ClewingIMO Penbitaeli"^"/ t (very Year Since 2007 sobsidiary of The Make/ Melba DALIAR RATED COMMUNICATIONS Canceabon(IINY Mellon) EXCILLINCI Perihng U.C.menter FINRAticknlielt 00048585 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DI3-SDNY-0011409 EFTA_00 159 194 EFTA01254436 a Deutsche Bank P.O Box 1776, Baltimore, MD 21203 March1,201B-March31,201S THE HAZE TRUST Income and Expense Summary Orient Paled Yetto-Osta Taxable Non Taxable lexable Noe Taxable Dividend Income Equities 0.00 0.00 106,445.35 0.00 Money Market 687.49 0.00 6,000.83 0.00 Other Dividends 9,024.13 0.00 24,406.58 0.00 Total Dividends, Interest, Income and Expenses $9,711.62 $0.00 $136,852.76 $0.00 Portfolio Holdings U.S. DOLLARS Account Actnity Opening Going Accrued IrIC0Me 30 -Osy Quirt Opening Dale Quality Number Ending Balance Bins Income This Yea Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH INTL 03101/18 568,448.060 N/A 03/29/16 555,691.54 568.448.06 26.41 6,000.83 1.40% 153% Total Money Market $555,691.54 3568,448.06 $26.41 $6,000.83 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $555,691.54 3568,448.06 $26.41 $6,000.83 Minted United Awned Binaded alkested Date Atatieed Poky Unit OA Cost Baia Market Pak* Miket Value Galailose lateral MaudIMPS Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds INORGAN CHASE& CO DEP SH$REPS% Security kientilier:46625HHA1 /13TH PFD SER1FIXED TO FUG RT 80 7.900%04/29/49 WE DT° 04/23/08Moody Rating 8M3 S t P Rating BBEI- 05/10/11 'An 3,000,000.000 111.2650 3,337,958.33 100.5100 3,015,300.00 -322,658.33 98,750 00 237,000 00 7.85% Original Cost Basis: 53.337959.33 Total Corporate Bonds $3,337,956.33 $3,015,300.00 4322,658.33 $98,750.00 3237,000 00 3,000,000.000 TOTAL FIXED INCOME $3,337,958.33 33,015,300.00 4322,658.33 $98,750.00 $237,000.00 3,000,000 000 Page 3 of 13 Account Number Paled tirellent Charm. through Panblaslay ~ad Even/ Yew Since 20O7 sthsidlary of The Whoa Melba CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) CONFIDP L DALBAR RATED COMMUNKATIONS EXCILLINC( CavotatIon(ONY Mellon) ea..,,, ...... 00048586 Penhnx 11.C.mertn FtIvRA.M4IVIENra- DB-SDNY-0011410 EFTA_00159195 EFTA01254437 Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated &haled Dale Acquiied Quantity Unit Cod Cod Bads Market Nice Market Value Gainrloss Annual Income Yield EQUITIES Common Stocks AIA GROUP LTD HONG KONG Security Ideal AAIGF SHS ISINS HK0000069689 CUSIP.1002A705 Dividend Oplion: Cash 01123118 59.000.000 8.6240 508.816.10 8.4800 500.320.00 4.496 10 11,183.36 223% ALPHABET INC CAP STK CL C Security Identifier: GOOG Dividend Oplion: Cash CUSP 02079K97 12/05/17 1,000.000 1.014.0150 1,014,015.20 1.031.7900 1,031,789.99 17,774.79 02102118 1,000.000 1,116.1660 1,116,166.00 1,031.7900 1,031,789.99 -84,376 01 02/05/18 1.000.000 1.106.0070 1.106.006.80 1.031.7900 1.031.790.02 .74.216.78 Total Covered 3,000 000 3,236,188.00 3,095,370.00 ,140,818.00 Total 3,000.000 $3,236,188.00 $3,095,370.00 4140,818.00 $0.00 Total Common Stocks 83,745404.10 $3,595,690.00 4149,314.10 $11,18336 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP %IS REPSTG 11)00TH Seca ril y Identifier. C PRK PFD SER K DIV 6 875% PERPETUAL I/ ATY CUSIP: 172967341 PERPETUAL CALI. I96123@25.00 Dividend Oplion: Cash 02103114 79,000.000 25.3090 1,999,418.90 28.0300 2.214.370.00 214,951.10 135.781.25 6.13% CITIGROUP INC DEP %IS REPSTG1"000 Securely Identifier C PRC PFD SER C DIV 5.8% PERPETUAL MATT CUSP. 172967366 PERPETUAL CALI. 04/22/13@25.00 Dividend Oplion: Cash 10/28/14 49,033.000 24.0810 1,180,739.16 25.4200 1,246,418.86 65,679.70 71.097.85 5.70% 10/29/14 150.967.000 24.3130 3.670.430.48 25.4200 3.837.581.14 167,150.66 218.902.15 5.70% Total Covered 200,000 000 4,851,169.64 5,084,000.00 232,830.36 290,000.00 Total 200,000.000 $4,851,169.64 55,084400.00 5232,830.36 6290.000.00 Total Preferred Stocks $6,850,588.54 $7,298,370.00 8447,781.46 $425,781.25 TOTAL EQUITIES $10,595,592.64 $10,894,060.00 8298.467.36 8436,964.61 Page 4 of '3 ACCOUIll NUMbil= Rated ticellent Clewing through Pent...a/owned fray Year Since 2007 sobsidiary of The Bank nellon OMAR MITO COMMUNICATIONS CO•Parakel Oita Millon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO EXCULINCI PerOing 11.C.mote HMV...RW.1419m-00048587 DB-SDNY-0011411 EFTA_00 159 196 EFTA01254438 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 M arch 1, 20 18 - M arch 31,2014 THE HAZE TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Uregad Estimated Estimated Cute Acquired Nudity link Cod Cost Bads Markel Price Market Value Await Income Yield M UTUAL FUNDS INORGAN FLOATING RATE INCOME FUND Security Idealifier. SIM% CLASS I war. 4$12t5i Open End Fund Dividend Option: Reinvest Capital Gains Option: Reinvest 01122113'.3 198416.056 10.0890 1,999,715.56 9.4000 1,863,230.93 -136,484.63 73,066.49 392% 02101113'•3 630.057 10.0660 6,342.01 9.4000 6.922.54 419.47 232.22 392% 03101113'•5 711.578 10.0590 7,157.46 9.4000 6,688.84 488.62 282.27 392% 04/01/13" 789.547 10.1090 7,961.19 9.4000 7,421.75 459.44 291.00 3.92% 05101113'•5 751.550 10.1290 7,612.14 9.4000 7,064.58 447.56 277.00 392% 06103113" 757.360 10.0890 7,640.69 9.4000 7,119.18 421.51 279.14 392% 07101113" 668.131 9.9690 6,660.32 9.4000 6,280.43 479.89 246.25 392% 08101113'•3 704.609 10.0590 7,087.36 9.4000 6,623.32 484.04 259.70 392% 09703/13" 709.175 10.0290 7,112.01 9.4000 666625 445.76 261.38 362% 10101113'•3 712.100 10.0220 1,136.83 9.4000 6,693.75 443.08 262.46 392% Total Noncovered 204,650.163 2,064,445.51 1,923,711.57 -140,734.00 75,427.91 Reinvestments to Date 42.870.896 9.5700 410,263.46 9.4000 402186.38 -7,277.08 15.800.92 3.92% Total Covered 42.810.896 410,283.46 402,986.38 -4277.08 15.800 92 Total 247,521.059 62,474,709.03 $2,326,697.95 4148,011.08 $91,228.83 TOTAL M UTUAL FUNDS 62,474,709.03 $2,326,697.95 4148,011.08 $91,226.83 Untested Accrued EdIrealed Cod timis Markel Value GS Loa lateral Annual Income TOTAL U.S. DOLLARS $16,976,708.06 616,804,506.01 4172,202.05 $98,750.00 $771,194.27 Page 5 of 13 Account Number Rated Lactated Clearing thovule Pa* ~ad bey Yew Since 2007 sobsidiary f e Mak enAelloa DALIAR MTV) COMMUNICATIONS CofiX•litban Oltly Mellon) ExCillatiCE soacnn-00048588 Perchra U.C.mete FINRASVSIV CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011412 EFTA_00I 59197 EFTA01254439 Portfolio Holdings (continued) CHINA RENM INBI Estimated Description Oeurithy Neat Prku Market Value Currency Yield EQUITIES Common Stocks CHINA PAC INS GROUP CO LTD REGSTERED 95,400.000 28.1703 2,887,449.88 CNY SIGH ISINAGIE130000907 427275.33 USO Security Idettifier.260IIIK CUSIP: Yt5052103 Total Common Stocks 2,687,449.88 CNY 427,275.33 USD TOTAL EQUITIES 2,887,449.88 CNY 427,275.33 USD Accrued Market Value Currency Interest TOTAL CHINA RENM INBI 2,687.449 86 CNY 000 427,275.33 USD 000 HONG KONG DOLLAR Estimated Description patNKy Market Prim Market Value Currency Yield EQUITIES Common Stocks CHINA UFE INSURANCE CO SHS 151,000.000 21.6000 3,261,600.00 HKD GNINE00000213 415,589.75 USO Guilty Id Wilier. 2828:111( CUSP: Y1177R204 PING AN INSURANCE CO LTD SHARES SHS H 40,500.000 79.8000 3,231,900.00 FWD 'SINS CNE1300003X8 411,805.46 UM Security Ideatifier:2313:HK CUSIP: Y69790136 Total Common Stocks 6,493,500.00 HKD 627,395.21 USD TOTAL EQUITIES 6,493,500.00 HIM 627,395.21 USD Accrued Mallet Valle ClIttenCy Interest TOTAL HONG KONG DOLLAR 6,493,500.00 HIM 0.00 827,395.21 USD 0.00 Page 6 of 13 Account Humber Rated hotlient Clearing through PenhSS,/ LI ~ad (very Year Since 2007 Mishit...yet De Make. Mellon DALIAR RATIO COMMUNICATIONS 02000eatIon Oltly melon) EXCILLINCI 00048589 Penhnx 11.C. mento FM:RA.4(442PM- CONFIDENTIAL — PURSUANT TO FED. R CRIAA. P. 6(e) DB-SDNY-0011413 EFTA_00I 59198 EFTA01254440 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 March 1, 2018 - M arch 31,201S THE HAZE TRUST Portfolio Holdings (continued) Unmated Scouted Estimated Cod Bads Muhl Value Gain Loss Intend AnnualIncome TOTAL PORTFOLIO HOLDINGS - U.S. 318,976,708.06 318,059,176.55 4172,202.05 394750.00 $771,194.27 DOLLARS • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or hetd by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1399-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. " The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency riency Cash Reed Income Equities Mutual Funds Told by Onteney US. DOLLARS 568.448 3,015,300 10,894,060 2,326,697 16,804,506 USD CHINA RENM 1N81 0 0 2,687,449 0 2,687,449 CNY HONG KONG DOLLAR 0 0 6.493.500 0 6.493.500 HKD Total USD Equivalent 588,448 3,015,300 12,148,730 2,320,897 18,059,178 USD % of Allocation 3% 17% 67% 13% 100% Page 7 of 13 Account Number Rated Cacelitnt Cleating %teeter Penisted L owned Event Yes, Since 2007 subsidiary of The Reeked Mello, CONFIDENTIAL - PURSUANT TO FED. R CRilt,I. P. 6(e) CONFIDO. L DALIAR RATED COMMUNICATIONS LXCILLINCI Coettedlaten (OM Mellon) Panting tneratat FlivRacecOlatielt00048590 DB-SDNY-0011414 EFTA_00159199 EFTA01254441 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, M oney Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions. regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page 3 of '3 Account Number: Rated ticellent Clewing %mush Posh tAtayemonal trey Year Since 2007 sotaidiary of The Bank oa Wiwi OMAR PAITO COMMUNICATIONS CogNestIon OM Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' EXCULINCI Parting 11.C. nitro:0 fthito.:RWh,wrii_00048591 DB-SDNY-0011415 EFTA_00 159200 EFTA01254442 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 M arch 1, 2018 - M arch 31, 2016 THE HAZE TRUST M essages Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are on base currency) ()edits ThisPetiad DebisThisPerlo4 Net ThisPeried CreelltsTeemo-Date DebilsYear4o-Dale Net Year-to-Date Securities Securities Bough! 0.00 4,024.13 4,024.13 0.00 -6,315,884.05 -6,315,884.05 Total Securities $0.00 49,024.13 49,024.13 $0.00 44315,884.05 46,315,884.05 Dividends and Interest $9.711.62 $0.00 $9,711.62 $136,852.76 $0.00 $136,852.76 Fees $0.00 48.00 48.00 $0.00 416.00 416.00 Cash Deposits 12,077.03 0.00 12,077.03 69,464.55 0.00 69,464.55 Total Cash $12,077.03 $0.00 $12,011.03 $69,464.55 $0.00 $69,464.55 Totals $21 788 65 49,032.13 $12,756.52 $206,317.31 46,315,900.05 46,109,582.14 Transactions by Type of Activity Process Settlement Date Activity Type Desalption Ouallly Mai Acaued lateral Amount Weeny Securities Bought and Sold 03128/18 REINVESTCASH INCOME .PMORGAN FLOATING RATE INCOMEFUND CLASSI 960.014 1,024.13 USD PHU 2455610450 SHRSSHRSPURCH.ATS9A0000 9003128PD 0312815 Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,024.13 Page 9 of 13 Account Number Rated Excellent Clone. through ReitI I.J •mlet evened Every Yes, Since 2007 satoldlael of Me Rank ca Mellen CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DALIAR RATED COMMUNKATIONS LXCILLINCE CarpontIon Ca, Per ketllea) 11.C. nwrtatre FINRAANYIELGM-00048592 DB-SDNY-0011416 EFTA_00159201 EFTA01254443 Transactions by Type of Activity (continued) Proem Settlement Dote Activity Type Description Quantity Price Awued Interest Mount ammo/ Dividends and Interest 03128/18 CASH DIVIDEND RECEIVED .PIA ORGAN FLOATING RATEINCOMEFUND MSSI 9024.13 USD SHSX 2465610450 SHRS RD 03126 PD 03/28/13 03129/18 MONEY MARKET FUND DEUTSCHEGOVT CASH 681.49 USD INCOMERECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 9,111.62 Fees 03101/18 FOREIGN CUSTODY FEE Fgn Safekeeping FEB 201 CUSP Y002A1D.5 •2.00 USD AAIGF 03101/18 FOREIGN CUSTODY FEE Fgn Safekeeping FEB 201 CUSIP. Ilt118-20-4 •2.00 USD CALF 03/01/18 FOREIGN CUSTODY FIE Fgn Safekeeping FEB 201 CUSIP: Y605Z-9-3 -2.00 USD CHPXF 03101/18 FOREIGN CUSTODY FEE Fgn Safekeeping FEB 201 CUSIP. Y69790-10-6 -2.00 USD RAW Total Fees- U.S. DOLLARS 0.00 -8.00 Cash Withdrawals and Deposits 03114/18 FEDERAL RINDS RECBVED NSW BANK USA, NATIO 41156 12,017.03 UM USD999991 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 12,077.03 Total Value of Transactions 0.00 12,756.62 USD The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist. ENJ Contact Intonation JOSHUA SH OSHA N Telephone Number: Page 10 of 13 Account Number: Rated Excellent Clewing through Perakl El e * evened Ever, Year Since 2007 subsidiary al Tee Mahal Meta MAAR RATED COMMUNICATIONS Caellentlan Sly melon/ EXCIllatiCE PerIhnx rnertan FINRA.SR4VELGM_000485g 3 CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) DES-SDNY-0011417 EFTA_00159202 EFTA01254444 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 viarch 1,2018 - M arch 31, 2016 fHEHAZETRUST Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AM ORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Informat ion and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze. Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Page 11 of 13 Account Number Rated ticellent Cleating thialliPinhVgansmid bereft,Since 2007 istaldlay ofTheIMMO Meta CONFIDENTIAL — PURSUANT TO FED. R CR[M. P. 6(e) CONFIDO. L DA/SARUM C0MMUtisCAT*16 IX Corporation 0INY Melba) ni . it, Perilinx U.C.mer-bn FINRAAVIV OS.W,..M—°0048594 013-SDNY-0011418 EFTA_00159203 EFTA01254445 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '2 of '3 Account Number: Rabid hollent Clown& Ilvough Penlirialay awned (my Year Sine 2007 subuduny The Melte. Mellon DALBAR RATED COMMUNICATIONS Corporation (MY MAW CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID AL IICIU.MCI P.,,P4n4 tic.Mnte 11INRA.gWrila.GM- 00048595 DB-SDNY-0011419 EFTA 00159204 EFTA01254446 TERMS AND CONDITIONS TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TILE OF ANY SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED ANDAOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF (TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING COM. STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COMDISCLOSURES TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THE STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS- FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 807(AX1)-(2)] BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT Of ITS BUSINESS. PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. 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PERSHING ROUTES CERTAIN EQUITY AND OPTION YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T M AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER NSPECTION UPON REQUEST. FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NEMO). 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DATE. THIS n ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX, INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING, FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEEMED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. F ANY OF THE ABOVE TERMS AND CONDITIONS ARE UNCCEPTNEE TO MG FtEASE NOTIFY PERRINO IIIIEDIATIGY W WRIRNO BY CERTEED MAIL TO ONE PERSHING PIMA, JERSEY CITY. NJ 073.99. ATTN.LEGAL DEPT Page 13 of 13 Account Numbe: FINS CHWItm Clam.*rough Penh aptU sHaly esned Ere y Test Since 2007 stitlalary of Mt Make. Melba CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) CONFIDO. L MBAR RATED COMMUNICATIONS tACWANCE CBRINATIon (ENT Melba/ PenNnx IIC.nyeNty FINEANV 00048596 DB-SDNY-0011420 EFTA_00159205 EFTA01254447 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Nut,he Sant 1,41,,iin /errant. mon.etmen Mantis (malt (tow Tau nor Olt'? ,105 Wert 11-0 8.5 Sur THE HAZE TRUST February 1, 2018 - Februar 28 2018 UAD 02/09/99 Account Number: JEFFREY EPSTBN DARREN K IN DYKE TTEES 6100 RED HOOK QUAKER B3 ST THOMASV1001302 Portfolio at a Glance TelsPerlod Yer4o-Dele Your Investment Specialist. BEGINNINGACCOUNT VALUE $18,440,712.28 318,370,824.99 JOSHUA SHOSHAN Net Cash Deposits ad Withdrawals 57,387.52 57,387.52 Adjusted Previous Account Value 18,498,09910 18,426,212.51 Dividends. Interest and Other Income 42,12104 127,141.14 Other Transactions -8.00 8.00 Net Change in Portfolio' -178..796 61 -193 929.42 ENDINGACCOUNT VALUE Accrued Interest $18,361,416.23 S77.683 33 somata Estimated Annual Income 5767.942 06 l Abar Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Amet Type Prior Year-8)41 last Period %%Period 3% Cash, Money Funds, and Bank Deposits 4,843,819.22 2,885.82 t 93 555,891.54 s 16% Fixed Income 3,037,500.00 3,041,250.00 3,026250.00 • 68% Equities 8,392,270.00 10,388,877 35 12,459,335.26 El 13% Mutual Funds 2,297,435.77 2,325,163.00 2,320,139.43 100% Account Total (Pie Chart) $18,370,824.99 518,440,712.26 518,361,416.23 Please review your allocation periodically with your Investment Specialist. Page 1 of 12 Rated Excellent Clewing through Pasha%IIC sea* evened (my Year Since 2007 sabildlary of The Malta Hen Yak Mellen OMAR WM COMMUNICATIONS Ceepontlan(MY Mellon) rsa CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL-4- ixauitra PtrOinx 11.C.nwt-tan FINIO.. rqZ.LAIVI-00048597 DB-SDNY-0011421 EFTA_00 159206 EFTA01254448 Summary of Gains and Losses Realized This Period Yeara-Date Unrealized Short-Term Gain! Loss 0.00 0.00 67,068.77 Long-Term Gain/ Loss 0.00 0.00 4 0.505.21 Net Gain! Loss 0.00 0.00 56.563.56 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB° ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Camay Currency USD EquiveleM per USD HONG KONG DOLLAR 0.1277 78251 Exchange rates are based on interbank exchange rates as of 02/ 28/ 2018. Exchange rates can vary. Money Market Fund Detail Dale Adivity Type Descrialeam Amount Berea S'weep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield 131% Activity Ending: 0 2/ 28/ 18 02101/18 Opening Balance 2,685,621.93 2,685,621.93 02/02/18 Withdrawal MONEY FUND REDEM PTION 8.00 2.685.613.93 02/06/18 Withdrawal MONEY FUND REDEM PTION -1,116.166.00 1.569.441.93 02/07/18 Withdrawal MONEY FUND REDEMPTION -1.106.006.80 463.441.13 02/14/18 Deposit MONEY FUND PURCHASE 57.387.52 520.828 65 02116/18 Deposit MONEY FUND PURCHASE 33.945.35 554,774.00 02/28/18 Deposit INCOM EREINVEST 917.54 555.691.54 02/28/18 Closing Balance $555,691.54 Total All Money Market Funds $555,691.54 Page 2 of '2 Account Number: Rated Galls. Charing Omagh PeishIlair owned Gary Yong Since2007 IntoMdlerg of The Snake Mellon DALIMRPATILDCPMMUNICATIDPIS camorabon(eta manna) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO uauflece Perslirtt tLC.matter FRAA.Wcilha9IVI_00048598 DB-SDNY-0011422 EFTA_00 159207 EFTA01254449 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 February 1, 2018 - February 28, 2018 THE HAZE TRUST Income and Expense Summary anent Paled Yea4o-Oate Taxable Non Taxable Tumble Noe Taxable Dividend Income Equities 33,945.35 0.00 108,445.35 0.00 M oney Market 917.54 0.00 5,313.34 0.00 Other Dividends 7,258.15 0.00 15,382.45 0.00 Total Dividends, Interest, Income and Expenses $42.121.04 $0 00 $127,141.14 $0.00 Portfolio Holdings U.S. DOLLARS Account Malty 044n819 ODIN Accrued I110)111 30-0ay Curiae Opening Dale Quality Number Biding canoe Bdxce Income ThisYea Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH 'NUL 02101/18 555491 540 N/A 02/28/18 2.685.621.93 555.691.54 0.00 5,313.34 1.27% 1.31% Total Money Market $2,685,621.93 $555,691.54 $0.00 $5,313.34 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $2,685,621.93 3555,691.54 $0.00 $5,313.34 Adjusted Unmated Accrued alleeded Ellmaled Oala exulted Quantity Wa OXI Cost Baas MAX Piles Meeker Value GalarLes kiting Maud lame Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds AlORGAN CHASE& CO DEP SHSREPS% Security Identifier 46625HHO1 tOTH PFD SER 1FIXED TO FLTG RT SO 7.900%04129/49 BIE OTD 04/23/08M oody Rating 8,4A3 S 8 P Rating BBB- 05/10/11 *A0 3,000,000.000 111.2650 3,337,958.33 100.8750 3,024250.00 -311,708.33 77,683.33 237,000.00 7.83% Original Cost Basis: $3.337950.33 Total Corporate Bonds $3,337,958.33 $3,026,250.00 4311,708.33 $77,683.33 $237,000.00 4000,000.000 TOTAL FIXED INCOME $3,337,958.33 $3,026,250.00 4311,708.33 $77,683.33 $237,000.00 3,000400 000 Page 3 of 12 Account Nurnbet Rated ticellent Satikai nerved trey Yew Since 2007 se:Same Mt lardelellea CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L MAARRAM COMMUNICATIONS EXCILLUICC Capes lost can Mellon) Peritirtg meter FINRA.IMIe1 1-00048599 DB-SDNY-0011423 EFTA_00159208 EFTA01254450 Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated EdInsaled Pile Acquired Oustky Un8 Cod Cod Bads Market Price Market Value Cain Loss Annual Income Yield EQUITIES Common Stocks AIA GROUP LTD HONG KONG Security Ideal Wier: AAIGF VS ISMS HK00000 69689 CUSP: Y002A105 Dividend Oplion: Cash 01123118 59,000.000 8.6240 508,818.10 8.4400 407,980.00 .10.856.10 11.216 18 225% ALPHABET INC CAP STK CL C Securily Identifier. GOOG Dividend Oplion: Cash CUSP. 02079K91 12/05/1? 1,000.000 1,014.0150 1,014,015.20 1,104.7300 1,104,729.99 90.714 79 02/02118 1,000.000 1,116.1660 1,118,166 00 1,104.7300 1,104,729.99 -1143601 02/05118 1.000.000 1.106.0070 1,106,006.80 1,104.7300 1,104,730.02 .1.276 78 Total Covered 3.000 000 3,236,188.00 3,314,190.00 78.002 00 Total 3,000 000 83,236,188 00 83,314,190.00 $78 002 00 $0.00 Total Common Stocks 23,745,004.10 83,812,150.00 567 145 90 211,216.18 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 51300711 Security Identifier C PRK PFD KR K DIV 6.875% PERPETUAL MATY CUSIP: 172967341 PERPETUAL CALL rit5/23025.00 Dividend Oplion: Cash 02103114 79,000.000 25.3090 1,999,418.90 27.9400 2207,260.00 207,841.10 135281.25 615% CITIGROUP INC DEP SHS REPSTG 1100 Security Ideal Wier: C PRC PFD SER C DP/ 5.8% PERPETUAL MAT? CUSP. 172967366 PERPETUALCALL04/22/13025.00 Dividend Oplion: Cash 10128/14 49,033.000 24.0810 1,180,739.16 25.4500 1247,889.85 87,150.69 71,097.85 5.69% 10129114 150,967.000 24.3130 3.670.430 48 25.4500 3,842,110.15 171,679.67 218.902.15 5.69% Total Covered 200,000.000 4 851 169 64 5,090,000.00 238,830.36 290,000 00 Total 200,000.000 $4,851,169.64 25,090,000.00 8238,830 36 8290 000 00 Total Preferred Stocks 86,850,588.54 27,297,260.00 8446,871 46 8425,781 25 TOTAL EQUITIES 810,595,592.64 $11,109,410.00 2513,817 36 $438,997.43 Page 4 of 12 Account Number. Rated Excellent Clewing through Penh ll imasallay ~ad trey Year Since 2007 sabildiary of Tat Make/ DAtIAR RATIO COMMUNICATIONS Caetantlaa atly moon) uctuoicr 'tow RC. mentwe FaaRkflAnaGRA_00048600 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011424 EFTA_00159209 EFTA01254451 Deutsche Bank P.O Box 17 76, Baltimore, MD 21203 February 1 2018 - February 28, 2018 THE HAZE TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated Ed imaled Date Acquired Quantity Unit Cod Cod Brie Market Price Market Value Goinflos Annual Income Yield M UTUAL FUNDS MORGAN FLOATING RATE INCOME FUND Sootily Wealthy: ..PHSX CLASS I CHIP Wan Open End Fund Dividend Oplion: Reinvest:Capital Gales Option: Reinvest 01122113'.3 198216.056 10.0890 1,999,715.56 9.4100 1185,213.08 4 34,502.48 71,252.72 382% 02101/13 ••3 630.057 10.0660 6,342.01 9.4100 5.928.84 413.17 226.49 3.82% 03101113 ' •3 711.578 10.0590 7,157.46 9.4100 6,695.95 461.51 25519 3.82% 04101113 " 789.547 10.1090 7,981.19 9.4100 7,429.64 -551.55 28382 3.82% 05101113 ' •3 751.550 10.1290 7,612.14 9.4100 7.072.09 .540.05 270.16 3.82% 06103113 ' •3 757.360 10.0890 7,640.69 9.4100 7,126.75 4513.94 272.25 3.82% 07101113 ' •3 668.131 9.9690 6,660.32 9.4100 6287.11 473.21 240.11 382% 08101113'•3 704.609 10.0590 7,087.36 9.4100 6,630.38 456.98 253.29 382% 09103113 " 709.175 10.0290 7,112.01 9 4100 6,673.35 438.66 25483 312% 10101113'•3 712.100 10.0220 1,136.83 9.4100 6,700.86 435.97 255.98 382% Total Noneovered 204,650.163 2,064,445.57 1,925,758.05 438,687.52 73,565.60 Reinvestments to Date 41.910.882 9.5740 401,239.33 9.4100 394,381.38 1,857.95 15,065.69 3.82% Total Covered 41.910 882 401,239.33 394,381.38 1,857.95 15,065.69 Total 246,561 045 $2,465,684.90 $2,320,139.43 4145,545.47 $88,631.29 TOTAL M UTUAL RJNDS $2,465,684.90 $2,320,139.43 4145,545.47 $88,631.29 Untested flayed EdImated Cod Bade Muhl Value Gain/Lon littered Annual Monne TOTAL U.S. DOLLARS $16,954,927.41 $17,011,490.97 $58,563.56 $77,683.33 $767,942.06 Page 5 of 12 Account Number RAS CiptIlent Cleating through Penblual tilaprend (very Yet Since 2007 Mak:limy of The Make/ Mellon L Melon) DALIAR RATED COMMUNICATIONS CortcwatIon OPNY CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. (ACELL(NCC Per.FinxlICentr-ber iimm.fiRtdysLoPt000itattot DB-SONY-0011425 EFTA_00159210 EFTA01254452 Portfolio Holdings (continued) HONG KONG DOLLAR Estimated Description Coentfty Markel Prke Merkel Value Currency Yield EQUITIES Common Stocks CHINA UFE INSURANCE CO II SHS 151300.000 23.2500 3310,750.00 HKD ISMS CNED00002L3 448,649.24 USD Security Ideetifier.262811K CUSP: 71177R204 CHINA PAC INS GROUP CO LTD REGSTERED 95,400.000 38.5000 3372,900.00 HKD SUS H I9Nt CNE1)0000907 469,370.86 USD Security Ideetifier:260tHK CUSP. Y305293 PING AN INSURANCE CO LTD SHARESSHSH 40,500.000 83.4500 3,379,725.00 HKD ISINICNE1300003X8 431,905.16 USD Security Ideetifiw.239:11K CUSP: Y6979096 Total Common Stocks 10,563,375.00 H10:3 1,349,92326 USD TOTALEQUITIES 10,563,375.00 HIM 1.349.925 26 USD Awned Market Value Currency Mend TOTAL HONG KONG DOLLAR 10,563,375.00 HIT 0.00 1,349,925.26 DSO 0.00 Urinated Acaued Skated Cod Bads Markel Value Colinas Inland Annul Incase TOTAL PORTFOLIO HOLDINGS - U.S. $16,954,927.41 318,361,416.23 $56,563.56 $77,683.33 $767,942.06 DOLLARS Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you Page 6 of 12 Account ilumbl” balls* Cleanng through Penilirasilay ~ad trey Yew Since 2007 sobsidiary of The Make. Melba CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) CONFID L DAtUMRAM COMMUNICATIONS amerce CoacwatIon Oltly maw) Penhnx 11.C. mfett. rimiA.BRnuxeM_00048602 DB-SDNY-0011426 EFTA_00 15921 I EFTA01254453 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 February 1,2018 - February 28,2018 THE HAZE TRUST Portfolio Holdings (continued) should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as to the accuracy of thisinformation. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. T3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency al ency Cash Fixed Income Equities Mutual Funds Total by Cyrano; U.S. DOLLARS 555.691 3.026.250 11.109.410 2.320.139 17.011.490 USD HONG KONG DOLLAR 0 0 10,563,375 0 10,563,375 HKD Total USO Equivalent 555,691 3.026.250 12.459.335 2.320.139 18.361.416 USD % of Allocation 3% 16% 68% 13% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Page 7 of 12 Account Number: Rated Gallen, Clonalliner Peg*. art sh* evened (nary Yew Since 2007 set:oldie, of The IMMO Mae DALIARPATEDC0MMUNICATI0NS Corporation (MY Melee) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO UMIAK( Peshint LC. rreenew FilvRAAW UNIV.—OWL/0OO DB-SDNY-0011427 EFTA 00159212 EFTA01254454 Portfolio Holdings Disclosures (continued) Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional Information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown areon base currency) CreditsitisPetioe DebasThisPeriod Net ThisPedoct PediteYear-to•Date DebileYear4o-Dete Net Yeepto•Dete Securities Securities Bought 0.00 32,229,430.95 -2,229,430.95 0.00 4,306,859.92 4,306,859.92 Total Securities $0.00 42,229,430.95 42,229,430.9$ $0.00 46,308,859.92 46,306,859.92 Dividends and Interest $42,121.04 $0.00 $42,121.04 $127,141.14 $0.00 $127,141.14 Page 8 of 12 Account Number Rated hotHent Clearing through Stubs* evened Erect Year Since 2007 MISS." of Me CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DAtRAR MTV) COMMUNICATIONS EXCILUtla CarporatIon(Iny Malan) Panama 11.C.nter-bn FthalkiiMe! SaaNivi—uwww DB-SONY-0011428 " EFTA_00159213 EFTA01254455 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 February 1,2018 - February 28,2018 THE HAZE TRU ST Activity Summary (continued) Credits ThIsPerlod Debits ThisPettod Net Des Period Cleats Yes-to-Date DedlnYeat-to.Date Net Yes-to-Date Fees $0.00 48.00 48.00 $0.00 48.00 48.00 Cash Deposits 57,387.52 0.00 57,387.52 57,387.52 0.00 57,387.52 Total Cash $57,387.52 $0.00 $57,387.52 $57,387.52 $0.00 $57,387.52 Totals $99,508.58 42,229,438.95 42,129,930.39 $184.528.88 48,308,887.92 48.122.339.28 Transactions by Type of Activity Process Trade Settkment Transaction Date Dale AdIvity Type DesalptIon Dually Price Acaued 'Metal Amount Currency Securities Bought and Sold 02/06/18 02/02/18 PURCHASED ALPHABET INC CAP STK CL C UNSOLICITED ORDER AVERAGE 1,000.000 1,116.1160 -1.116,16600 USD GOOG UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 02107/18 02105118 PURCHASED ALPHABET INCCAP STK CL C UNSOLICITED ORDER 1.000 000 1,105.9568 -1,106,006.80 USD GOOG 02/27/18 RBNVEST CASH INCOME .PMORGAN FLOATING RATE INCOM E FUND CLASS I 772.144 -7.258.15 USD .PHSX 245788.901 SHRS SHRS PORCH. AT $9.40000 Fin 02/23 PO 02/27/1 Total Securities Bought and Sold - U.S. DOLLARS 0.00 -2.229,430.95 Dividends and Interest 02/15118 CASH DIVIDEND RECEIVED 79000 ST RS CITIGROUP INC DEP SHSREPSTG ID00 TH PFD 33.945 35 USD C PRK SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL W612425110 RD 02/02 PD 02/15/1 02127/18 CASH DIVIDEND RECEIVED .PMORGAN FLOATING RATE INCOM E FUND CLASS I 7.258.15 USD .PHSX 245788.90T SHRSRD 02123 PD 02127/1 02/28/18 MONEY MARKET FUND DEUTSCHEGOVT CASH 917.54 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 42,121.04 Page s of '2 Account NUMbet: Rated ticellent Cr uott futr ta akeo .Ar eik ii ors trey Year Since 2007 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L OMAR mrto COMMUNICATIONS ExaLLINC( Carpontlanalta Mellon) °ea Periling U.C. mote 1th RA.W.JrAil9m-04-"Aouv5 DB-SDNY-0011429 EFTA 00159214 EFTA01254456 Transactions by Type of Activity (continued) Process Trade Settlement Transaction Date Date Adivity Type Desaiption Quantity Price Accrued lamed Amount Osten, Fees 02101/18 FOREIGN CUSTODY FEE Fen Safekeeping AN 2011CUSP. Y002/4114 -2.00 USD AAIGF 02101/18 FOREIGN CUSTODY FEE Fg n Safekeeping AN 20E CUSP Y1477R.20.4 .2.00 USD CIL; 02101/18 FOREIGN CUSTODY FEE Fgn Safekeeping AN 2011 CUSIP- r6OSZ..0.3 -2.00 USD CHPXF 02/01/18 FOREIGN CUSTODY FEE Fg n Safekeeping AN 2013 CUSP Y69790-0.6 -2.00 USD RAW Total Fees- U.S. DOLLARS 0.00 -8.00 Cash Withdrawals and Deposits 02/13/18 FEDERAL FUNDS RECEIVED HS8C BANK USA, MAY1040139 57387.52 USD 050999997 Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 57,387.52 Total Value of Transactions 0.00 4,129,930.39 UE0 The price and quantity displayed may have been rounded. Client Service Information Yew Investment Spedakd ENJ Contact Inlonetion JOSHUA SHOSHAN Telephone Number: NY 10017 Your Account Inforrnatiol TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Page 10 of 12 Account Number: Rated Eaceilent Clewing through Sta.* evanad Every Year Since 2007 .blew of The Basica/ Mete CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDOs L DALBAR RATED COMMUNICATIONS EXCELLENCE Pero aratIon C t (IltlY Malan) er I Png U.C.mete FIIIIIAVVVELGM_00048606 DB-SDNY-0011430 EFTA_00159215 EFTA01254457 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 February 12018 - February 28,2018 rHE HAZE TRUST Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the acceptance and, in certain instances. execution of securities orders.the assessment of the suitability of those transactions. w here applicable, the rendering of investment advice. if any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award. unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any am endm ents t hereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or Page of '2 Account Number: Raul Galls. Claimglteough posh LLC a meat owned Gary Yea. Since1007 motoldiary of The Bank a Mellon DALIARIMTEDCOMMUNICATIONS Cmpormlon (MY Melba) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. LXCLIAINCE Pentiemll.Carcenbre DB-SDNY-0011431 EFTA 00159216 EFTA01254458 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '2 of 12 Account Number Rated CamRent Clarinet...Jr Pone* owned (my Yea/ Same 2007 sabaldiary of lie Mak a Mellon CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L OMARUM) COMMUNICATIONS LAULUNCE CamParatIon Oltly melon) Pori area-ba MAAR; VElelt00048608 DI3-SDNY-0011432 EFTA_00159217 EFTA01254459 Otulsdidt Fink Pews* Noah Wsn•gtenosi Deutsche Bank Minns (peace 90.4 Maim Set Mn. P.O. Box 1776, Baltimore, MD 21203 !bairn Wit1-514IS Mao 410 1455 SS4t THE HAZE TRUST January 1,2018 - Januar 31 2018 UAD 02! 0 9/ 99 Account Number: JEFFREY EPSTBN & DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio at a Glance This Period Vettto•Date Your Investment Specialist. BEGINNINGACCOUNT VALUE $18.370.824.99 $18.370.824.99 JOSHUA SHOSHAN Adjusted Previous Account Value 18370.824.99 18 370.824 99 Dividends. Interest and Olhei Imam 85.020.10 85.020 10 Net Change in Portfolio' -15.132 81 -15,132 81 ENDINGACCOUNW $18.440.712.28 $18,440,712.28 Accrued Interest $59,250.00 Estimated Annual Income $759,015.13 'Net Change in Portfolio lathe difference between the ending account value and beginning account value after activity. Asset Summary Percent Asset Type Pdor Yestawl Lid Period ThisPeded 15% Cash, Money Funds, and Bank Deposits 4,643,619.22 4,843,619.22 2,685,821.93 fl 16% Fixed Income 3,037,500.00 3,037,500.00 3.041.250.00 56% Equities 8,392,270.00 8,392,270.00 10,388,671.35 LL:j! 13% M utual Funds 2,297,435.77 2.297,435.77 2,325,163.00 100% Account Total (Pie Chart) $18,370.824.99 818,370,824.99 818,440,712.28 Please review your allocation periodically with your Investment Specialist. Page' of " Rated Excellent Clewing through Penetolly owned trey Year Since 2007 ssteldiary of The Bank a Mellon DAtIARRAITI3 COMMUNICATIONS CarpotatIon (MY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL-4- UCILLUICE Per Ow rit,R,...P44U,GM_000473609 nwritt• DB-SDNY-0011433 EFTA 00159218 EFTA01254460 Summary of Gains and Losses Realized MsPeriod Year-to-01e MeeNeed Short-Term Gain! Loss 0.00 0.00 153,718.95 Long-Term Gain/ Loss 0.00 0.00 43,091.87 Net Gain! Loss 0.00 0.00 110,627.08 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECEK ) and other credit institutions Introduced negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Cunency CUnency USD Equivalent per USD HONG KONG DOLLAR 0.1278 7 8212 Exchange rates are based on interbank exchange rates as of 01./ 31/ 2018 Exchange rates can vary. Money Market Fund Detail Oete Activity Type Delatplin Amount Bina Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 124% Activity Ending: 01/ 31, 18 12/30/17 Opening Balance 4,643,619.22 4,643,61922 01/23/18 Deposit MONEY FUND PURCHASE 72,500.00 4,716,119.22 01/25/18 Withdrawal MONEY FUND REDEMPTION -2,034,893.09 2,681,228.13 01/31/18 Deposit INCOMEFtBNYEST 4,395.80 2,085,621.93 01/31/18 Closing Balance 12,685,621.93 Total All Money Market Funds $2,685,821.93 Page 2 of 1' Account Herby Rated ti c lieH Clewing through Penhtly ~ad (my Yew, Since 2007 istaldiary of Ile Make Mellon CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L DMIAR MUD COMMUNICATIONS EXCILLINCE CoacwatIonaltly meNon) Perchnx LICerto—bn FtuRAARNYttelt00048610 DB-SDNY-0011434 EFTA_00159219 EFTA01254461 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 January 1,2018 - January 31,2018 THE HAZE TRUST Income and Expense Summary Cumin Poke Yeasts-Oda mantle Non Taxable tirade Noe Taxable Dividend Income Equities 72,500.00 0.00 72,500.00 0.00 Money Market 4295.80 0.00 4,395.80 0.00 Other Dividends 8,124.30 0.00 8,124.30 0.00 Total Dividends, Interest, Income and Expenses 385,020.10 $0.00 385,020.10 $0.00 Portfolio Holdings U.S. DOLLARS Account Activity Opening Doe. Accrued Income 30-0ay Court Opening Mee Gustily Number Ending Balance Mince Income Thieves Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH Inn 12130/17 2,685,621.930 N/A 01131118 4,643,619.22 2.685.621.93 0.00 4,395.80 1.23% 124% Total Money Market 24,643,619.22 $2,685,621.93 30.00 34,395.80 TOTAL CASH, MONEY FUNDS AND BANK DEPOSITS 34,643,619.22 $2,685,621.93 30.00 $4,395.80 Adjule4 Walked Mould Ealleaded Slanted Dale Aequited Quantity Uell Oad Oast Baia Market Pike Market Value Galerless IMeni Maud Income Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds SSORGANCHASE& CO DEP SHSREPSIG Security Identifier 46625HHA1 /12TH PFD SERIFIXED TO FLTO RT 80 7.900% 04/29/49 8./E CAD 04123/08Moody Rating SAMS& P Palmy 888- 05/10111 3,000,000.000 111.2650 3,337,958.33 101 3750 3,041250 00 296,708.33 59250.00 237,000.00 7.79% Original Cost Basis: 33.337658.33 Total Corporate Bonds 33,337,958.33 33,041,250.00 4296,708 33 359,250 00 9237,000 00 3 000 000 000 TOTAL FIXED INCOME $3,337,958.33 33,041,250.00 4296,708.33 359,250.00 $237,000.00 3,000,000.000 Page 3 of 1' Account Number Rated hottlent Cles.ng through Pe.ah. U gay ~ad Every Year Since 2007 rubsnItaly of The Bank 04 Mae DALIAR RATED COMMUNICATIONS Corporation OINY Mallon) ()tallINCE Peed.ing 11.C. mop, iinekfiAt4inotelt00048611 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011435 EFTA_00159220 EFTA01254462 Portfolio Holdings (continued) U.S. DOLLARS (continued) unrealized ENimated Esther/ea Dale Acqtired Quantity UnN Co14 Cast Bads Market NU Market Value Gain!Loss Annual Income Yield EQUITIES Common Stocks AIA GROUP LTD HONG KONG Security Identifier AAIGF SHSISINI HK0000069689 CUSP:1002MS Dividend Option: Cash 01/23118 59.000.000 81240 508.816.10 8.5810 506.219.00 .2.537.10 3.865.32 0.16% ALPHABET INC CAP STK CL C Scarily Identifier GOOG Dividend Option: Cash CUSP 020791(97 12705117 1.000.000 1.014.0150 1.014.015.20 1,169.9100 1,169,940.00 155.924.80 Total Common Stocks 31,522/31.30 31,676,219.00 $153,387.70 63,865.32 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 1900TH Security IdentilierC PRK PFD SER K DIV 6875% PERPETUAL MATT CUSIP: 172967341 PERPETUAL CALL Mt/21025.00 Dividend Oplion: Cash 02103114 79,000.000 25.3090 1,999,418.90 28.2000 2,227,800.00 228,381 10 135,781 25 6 09% CITIGROUP INC DEP SIM REPSTG1900 Security Went Wier: C PRC PFD SER C DIV 5.8% PERPETUAL MATT WSW 172967366 PERPETUAL CALL 04/22/SO25.00 Dividend Oplion: Cash 10/28/14 49,033.000 24.0810 1,180,739.16 25.0500 1.228.276.65 47,537.49 11,097.85 5.78% 10129114 150.967.000 24.3130 3.670.430.48 25.0500 3.781.723.35 111.292.87 218.902.15 5.78% Total Covered 200,000 000 4.851.169.64 5,010,000 00 158,830 36 290,000 00 Total 200,000100 $4,851,169.64 35,010,000.00 3151830.36 3290100.00 Total Preferred Stocks 36,650,588.54 $7,237,800.00 3387,211.46 3425,781.25 TOTAL EQUITIES 38,373,419.84 38,914,019.00 3540,599.16 3429.646.57 Unrealized Estimated Estimated Dale Acquired Quantity Unit 0:d Cog Bass Market Price Market Value CainItoss Annual Income Yield MUTUAL FUNDS ;MORGAN FLOATING RATE INCOME FUND Security Identifier &HS% CLASS I CUSP 402t59 Open End Fund Dividend Oplion: Reinvest: Capital Gains Option: Reinvest 01/22/13 " 52 198.216.056 10.0890 1.999.715.56 9.4600 1.875.123.89 -124191 67 70,945.49 3.78% 02/01/13 . •312 630.057 10.0660 6,342.01 9.4600 5,960.35 .381.66 225.51 3.18% 03701113'53: 711.578 10.0590 7.157.46 9.4600 6.731.53 125.93 254.69 3.78% 04/01/13 " 12 789.547 10.1090 7,981.19 9.4600 7.469.12 412.07 282.59 3.78% Page 4 of V Account Number: Rated Galls, Charing through Pe lilV . m wady caned (very Yew Since 2007 seteldlay of The Make. Mellon 0MAR RATED CCOMUNICATIONS Caporatfon(ONY Melba) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. EXCMINCC PtrOirall.C.rnen5tr DB-SDNY-0011436 EFTA_00 15922 I EFTA01254463 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 January 1, 2018 - January 31, 2018 THE HAZE TRUST Portfolio Holdings (continued) U.S. DOLLARS (continued) Unniabld Estimated Eslimaled Otte Acquked Quantity Una Cod Cool Beau Market Prke Market Value GeliOlors Annuli Income Yield MUTUAL FUNDS (continued) MA ORGAN FLOATING RATE INCOME FUND (continued) 05101113 '.3.12 751.550 10.1290 7,612.14 9.4600 7,109.87 4502.47 269.00 3.78% 06103113'•3.° 757.360 10.0890 7,640.69 9.4600 7,164.82 476.07 211.07 3.18% 07101/13"14 668.131 9.9690 6,660.32 9.4600 6,320.51 .339.81 239.14 3.78% 08101113 ' •3.4 704.609 10.0590 7,067.36 9.4800 8,865.59 421.77 252.19 3.78% 09103/13'•3.° 709.175 10.0290 7,112.01 9.4600 8,708.79 403.22 253.83 3.78% 10101113 ' •3'° 712.100 10.0220 7,136.83 9.4600 6,736.46 400.37 254.87 3.78% Total Noncovered 204,650.163 2064,445.57 1,935,990.53 ,128,455.04 73,248.38 Reinvestments to Date 41,138.738 9.5770 393,961.18 9.4600 389,172.47 4,808.71 14,724.38 378% Total Covered 41.138 738 393,981.18 389.172 47 -4.808.71 14.724 38 Total 245.788 901 62,458,426.75 $2,325,163.00 -$133 263 75 687972 76 TOTAL MUTUAL FUNDS 82,456,426.75 $2,325,163.00 -$133.263.75 587.972 76 Unrealized Accrued &Sated Cod Bids Martel Value Gainless Interest Income Annual TOTAL U.S. DOLLARS 616,855,426.85 $16,966,053.93 $110,627.08 $59,250.00 $759,015.13 HONG KONG DOLLAR Estimated Oeserie4be Oeselity Market Price mutat Value Cunene/ Yield EQUITIES Common Stocks CHINA LIFE INSUMCE CO H SHS 151,000.000 28.4500 3,993,950.00 HKD ISM/ DiE130000233 510,654.37 U50 Security Idunifier. 262811K CUSIP:Y/177R204 CHINA PAC INS GROUP CO LTD REOSTEAS 95.400.000 39.7000 3,787,380.00 HKD SKS H ISMSCUE:00000907 484242.96 USD Security Id satinet: 260 tHK CUSIP: Y605293 Page 5 of 1' Rated ticellent Clewing through Peturlay ~ad trey Year Since 2007 stk.'s." of The Maker Aelloa DALIARMTED COMMUNICATIONS Carpontlan(MY WNW LXCELLOICI Peri.ing WC. "rex/ rmallicrignatelt 000484313 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011437 EFTA_00159222 EFTA01254464 Portfolio Holdings (continued) HONG KONG DOLLAR (continued) Estimated Description Neatly Market Fake Mike Value Currency Yield EQUITIES (continued) Common Stocks (continued) PING AN INSURANCE CO LTD SHARES SHS H 40,500.000 92.8500 3,752,325.00 HKD ISINICNE1300003X8 479,761.02 USD Security Id Wirier: 23SHK CUSP. Y69790126 Total Common Stocks 11,533,655.00 NM 1,474,658.35 USD TOTAL EQUITIES 11,533,655.00 HKD 1,474,658 35 USD Aeaved Market Value Currency Mad TOTAL HONG KONG DOLLAR 11,533,655 00 HILO 0.00 1,474,658 35 USD 0.00 Wreaked Moved Uinta Cod Bads Markel Value Gab/ em Intend Annul Income TOTAL PORTFOLIO HOLDINGS • U.S. $16,855,426.85 $18,440,712.28 $110,627.08 $59,250.00 $759,015.13 DOLLARS • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered'. Securities marked as 'covered*, were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 10 99-S for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 Thecost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basisinformation, therefore cost bass provided on previous client brokerage statements may differ from the new cost basis reported in this section. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Page 6 of 1' Account Number: Rated Excellent Clewing lame.Patalivatiay owned Every Yew Since 2007 sabildlary of Thalamic,/ Mellon CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 6(e) CONFIDO. L DAtRAR MEW COMMUNICATIONS EalallatICE Garporatfon(Ely Mellon) o PeriFinx 11.C. meet.. n) DB-SDNY-0011438 EFTA_00159223 EFTA01254465 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 January 1, 2018 - January 31, 2018 THE HAZE TRUST Holdings Summary by Currency Qniency Cain Reed Worm Equities Moduli Feeds Total by Cemenor U.S. DOUARS 2,685,621 3,041,250 8,914,019 2,325,163 16,966,053 USD HONG KONG DOLLAR 0 0 11,533,655 0 11,533,655 HKD Total USD Equivalent 2,685,621 3,041,250 10.388,1377 2,325,163 18.440,712 USD % of Allocation 15% 16% 56% 13% 100% Portfolio Holdings I scl sures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges Incurred In connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar Page 7 of 1' Account Number RAS hottlent Clewing through PeralSidy evened (wry Yet Since 2007 sobsidiary of De Bank nista CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDgs L DALIAR RATIO COMMUNICATIONS LICILLINCI CarpotatIon(ONY Mellon) Perthnx 11.C. mnWon FINRAAKELGM-00048615 DB-SDNY-0011439 EFTA 00159224 EFTA01254466 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions (continued) corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the M argin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Doors. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. M essages Important Reminder for Pershing's 2017 Form 1099 tax statement (1099): The 1099 includes IRS 1099 Form B, DIV, INT, 0ID and M ISC. By February 15, 2018, you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will Inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than M arch 15, 2018. For more information please visit myttuthandbook.com. Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. 'lease see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amountsshown are in base currency) treditslhisPetiod Debits ThisPeried Net IbisPetled Credits Yeat-to-Date Deeds Yearee-Ilete Net Year-to-Dale Securities Securities Bought 0.00 4,071,428.91 4,077,428.9? 0.00 4,077,428.9? 4,077,428.97 Total Securities $0.00 44,077,428.97 44,077,428.97 $0.00 44,077,428.97 44,077,428.97 Dividends and Interest $85,020.10 $0.00 $85,020.10 $85,020.10 $0.00 $85,020.10 Totals $85,020.10 44,077,428.97 43,992,408.87 $85,020.10 44,077,428.97 43,992,408.87 Page 8 of 11 Account Number Rated Escoilent Owns through Inibralasinted (my Year Since 2007 subsidiary of Mt lardtalelellan CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. L DMIAR WED COMMUNICATIONS EXCIllatia Ono -saw (OM Mellon) PerIhnx 11.C. mer-tx• FINRA.ROM STNen_00048616 DB-SDNY-0011440 EFTA_00159225 EFTA01254467 Deutsche Bank P.O. Box 17 76, Baltimore, MD 21203 January 1,2018 - January 31,2018 THE HAZE TRUST Transactions by Type of Activity Roast: Trade, Settlement Traosadlon Date Dale Activity Type Deatiption Quantity Price Acaued lateral Amount Currency Securities Bought and Sold 01/25/18 01123118 PURCHASED HONGKONG DOLLAR 15,905,233.100 7.8162 -2.034.893.09 USD 01125118 01123/18 PURCHASED AU GROUP LTD HONGKONG SHS ISINI HK00000 69689 59,000.000 67.2500 .3,977.975.14 HKD 199 HK ALLOCATED ORDER YOUR BROKER ACTED ASAGENT AS OF -508.816.10 USD 0123/201 01/25/18 01/23/18 PURCHASED CHINA LIFE INSURANCE CO H SHSISINOCNED0000213 151.000 000 26.1974 -3166.001.71 HKO 2628 HK ALLOCATED ORDER YOUR BROKER ACTED ASAGENT AS OF 407,284.60 USD 0123/201 01/25/18 01/23/18 PURCHASED CHINA PAC INS GROUP CO LTD REGISTERED SHS H 95,400.000 41.8453 4,002,330.07 HKD 260111K 'SINK CNEVO 000907 ALLOCATED ORDER YOUR BROKER 411131 30 USD ACTED ASAGENT ASOF0123120i 01/25118 01/23/18 PURCHASED PING AN INSURANCE CO LTD SHARES SHS H 40,500 000 97.5000 -3,958126.18 HKD 2313 HK ISINt CREDO 0003%6 ALLOCATED ORDER YOUR BROKER 406,379.58 USD ACTED AS AGENT ASOF0/23/20S 01/30/18 REINVEST CASH INCOME .PMORGAN FLOATING RATE INCOM E FUND CLASS I 859.714 4.124.30 USD ..PHSX 244929/70 SHRS SHRSPURCH. AT 19.45000 RD 0126 PD 0130/1 Total Securities Bought and Sold HONG KONG DOLLAR 0.00 -15,905,233.10 HKD TOTAL USD EQUIVALENT 0.00 -2,034,411.58 USD US. DOLLARS 0.00 .2.043,017.39 USD Dividends and Interest 01/22/18 CASH DIVIDEND RECEIVED 200000 SHRSOTIGROUP INC DEP MSREPSTG 11300 PFD SER 72.500 00 USD C PRC C OIV 5.8% PERPETUAL MAN PERPETUAL CALL 04/22/1025.00 RD 012 Ft 0122/13 01/30/18 CASH DIVIDEND RECEIVED PM ORGAN FLOATING RATE INCOM E FUND CLASS! 8.124.30 USD 911SX 244929.170 SHRS RD 0126 PO 013011 01/31/18 MONEY MARKET FUND DEUTSCHEGOVT CASH 4.395 80 USD INCOME RECOVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 85.020.10 Page 9 of " Account Number: Rated ticellent Clewing through Pagoirti llay owned trey Year Since 2007 totaling of The kelt oa Mellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L OMAR MITO COMMUNICATIONS EXallttla CarporatIonMy Mellon) PeriPing 11.C.nwt-to FtMto.. 10,c4 439m—Ouv48617 DB-SDNY-0011441 EFTA 00159226 EFTA01254468 Transactions by Type of Activity (continued) Told Accrued Interest Total Amount Trassclionsamusity ToldAD:reed Interest Told Amount Olrrenq USDEquivalent USDEquivalent HONG KONG DOLLAR 0.00 45,905,23310 HKD 0.00 4,034,411.58 U.S. DOLLARS 0.00 •1,957.997.29 USD 0.00 -1.957.997.29 The price and quantity displayed may have been rounded. Dent Service Information You, Investment Specialist ENJ Contact Information JOSHUA SHOSHAN Telephone Number: NY 10017 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize pram RIM on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DBJVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important In' rmati ri and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you w ill not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances In your account may be directed to the Pershing Customer Service Department at (201) 4 t3-3333. All other inquiries regarding Page 10 of 11 Accoant Numbs, Rabid ficiilent Cleanng through Pat•talayevnwel Every Yet Since 2007 Malang of The kalconlellon DALBAR RATIO COMMUMCATiONS CaPoratIon(Iny Mal) CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) CONFID L- ()tallINCE Penhnx 11.C.mtv-to FIMIA.691413GM_00048618 DEL-SDNY-0011442 EFTA 00159227 EFTA01254469 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1,2018 - January 31,2018 THE HAZE TRUST Important Information and Disclosures (continued) The Role of Pershing (continued) your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LW. Legal Department. One Pershing Plaza. Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. Page " of Account Number: Rated (welkin Clown. tIvousli Persh LLC a meat owned beer Year Since 2007 Saudis, of The Sank o Mellon MBAR MUD COMMUNICATIONS corooterronour Menllon) li, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' EXCIILLINCE Penlira DB-SDNY-0011443 _00048619 EFTA 00159225 EFTA01254470