EFTA01254471

P4 Deutsche Bank (Misr< Rana Prmair Weida &Warm.% Weals t wrap Gro.p Devisch4 ML Smolt. Lac P.O. Box 1776, Baltimore, MD 21203 lire Wn Onto HI Pan Anneo. y. )(eater Account Number: Statement Period: 1210112016 -1213112016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,116,838.00 $1,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deports and WilhdralvMs -30.000 00 .310.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,086,838.00 1,128,185.58 Dividends. Interest and Other Income 1.83011 27.492,13 het Other Activity 0 00 -2 90 het Chan in Portfolio 39.822 00 .27.783 90 ncl ino Account Value S1.128 490 91 $1,128 490 91 Your Client Advisor: Estimated Annual Income 524.165,22 J3SFLA SFOSPAK Asset Summary Prior Year-End Last Period This Period % Allocation Cash. Money Funds. and Bank Deposits 137.499.78 84,196.00 56,026 91 5% Please review your allocation Equities 1 301.285 80 1.032.642,00 1.072.464 00 95% senor:holy wth your Clent Anima. Account Total (Pie Chart) $1,438,785.58 $1,118,038.00 $1,128,490.91 100% Page lot 9 Rated tarollordi B0099410CSF30024 Every Vw Woo, 2007 USA° ROI I 0ALOAR RATED COMMUNICATIONS rxertimer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFlrekr edeisAL SDNY_GM_00048824 DB-SDNY-0011648 EFTA_00 159433 EFTA01254471 Summary of Gains and Losses Realized This Period Yearto-Date Unrealized Short-Tern Gain/Loss 0.00 761 52 0.00 Long-Term Gain/Loss 000 000 49.23117 Net GalnlLoss 0.00 761.52 -69,234.77 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account d you have a deposit of foreign currency. The interest will be reported cc your Forms 1099 and/or 1042 S. These rates are subject to charge in response to market changes. and we may, in the future and based on cur normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.43% Activity Ending: 12130/16 12/01116 Opening Balance 84,196.00 84.1913.00 12/02116 Deposit MONEY FUND PURCHASE 1,260.00 85,456.00 12/05116 Deposit MONEY FUND PURCHASE 545.00 86,001.00 12/27116 Withdrawal MONEY FUND REDEMPTION -30,000.00 56,001 00 12130116 Deposit INCOME REINVEST 25.91 56.026.91 12130118 Closing Balance $58,026.91 Total All Money Market Funds $66,025.91 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1,805.00 0.00 27,184.19 0.00 M oney Market 25.91 0.00 327.94 0.00 Expenses Feei(Foreign Securities) 000 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $1,830.91 $0.00 $27,489.23 30.00 Page 2 offi Account Nun berms hater tscollooll rt.X.,tra—=. 11 47,...°1 1.0.0 2014 Go paperless Lvery Vni , M 2007 DAL OAR RATED COMMUNICATIONS J EPSTEIN VIC On rxentmer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F IDAENTIAL SDNY_GM_00048826 DB-SDNY-0011649 EFTA_00159434 EFTA01254472 PA Deutsche Bank Omisre Rant Pn.a. Werkbrawienms Pdaeals Codrage Gnat) DeAsev lath Salons W. P.O. Box 1776, Baltimore, MD 21203 Pa.von Olk• Na Pant Ammo. Ha I ter won yeRr ,rev Statement Period: 12/01/2016 • 12/3112016 Portfolio Holdings Arxount Adivity Opening Closing Awned Income 31•Day Carrent Opening Date Quantity Number Ending Betake Balance Inume Dis Year Yield Yield Cash, Money Funds and Bank Deposits 5.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 12/01116 56,028.910 NIA 12130/16 84,198.00 58,026.91 0.00 327.94 0.38% 0.43% Total Money Market 514,196.00 668,026.91 0.00 632734 Total Cash, Money Funds, and Bank Deposits 04,196.00 358,026.91 $0.00 5327.94 Unrealned Estimated Estimated Dale Acquired Quantity Veit Cost Cost Basis Market Price Market Value Gain/ Loss Annual Income Yield Equities 9 5.0 0% of Portfolio Common Stocks BOEING CO CON Security IdentInerflA Dividend Option: Cash CUSP 097023105 10/30115 500.000 148.1280 74,063.75 155.6800 77.840 00 3,776,25 2.840.00 3.64% BRISTOL M YERS SQUIBB CO COM Security Identifier: BM Y Dividend Option: Cash CUSIR. 110122108 10/30115 5.000.000 66 9420 334,712.00 58.4400 292.200 00 .42,512.00 7.800.00 2.66% DISNEY WALT CO DISNEY CON Security Identifier: 01S Dividend Option: Cash CUSP 254687106 10/30115 5.000 000 114 0150 570.072.60 104 2200 521.100 00 -48,972 60 7.800 00 1.49% PFIZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP 717081103 10/30115 4,200.000 34 5300 145.027 72 32.4800 136,416 00 -8,511.72 5,376.00 3.94% TDICENT HLDGS LTD AOR Security Identifier: TCEHY IMO115880320109d CUSP 880320109 Dividend Option: Cash 10/30115 400.000 19 0180 1,607.00 24.2200 9,888.00 2,081.00 2128 0.21% Page 3 of 9 °C099110CSFSO:,::: °BAH 4011 Account Number 6(e)STEIN Vic. J EP .colN Go paperless Mad tacollenvi (very Va. Sento 2007 DALBAR RATED COMMUNICATIONS ratttru..nr—ra, F IDAENTIAL rxenur NCI SDNY_GM_00048826 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0011650 EFTA_001594135 EFTA01254473 Portfolio Holdings (continued) Unrealized Estimated Estimated Dale Acqeited Clusetfty Uait Cosi Cod Bass Market Prim Markel Value Gals( Loss Annual Income Yield Equities (continued) Common Stocks (continued) UBISOFT EN TM T SA ADR Security Identifier: UBSFY 1SW0LS9034881023 CLSIP 903488102 Dividend Option: Cash 10130115 5.000.000 6.0430 30.21530 7 0440 35.22010 5.004.30 Total Common Sods $1,161,690.71 $1,072,464.00 -$86,234.77 $23,837.28 Total Equities $1,161,690.77 $1,072,464.00 -$89,234.77 $23,837.28 Unrealized Accrued Estimated Cost Basis Market Value Gal LOU Interest Annual Income Total Portfolio Holdings 61,217,725.66 $1,128,490.91 -$89,234.77 $0.00 $24,165.22 Securities acquired before 2011 or ri retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are deiced as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis vn0 be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+3 to a Tt2 settlement cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor about how you can set up e-delivery. Page 4 of 9 Account Number Mud Cmollonl fume well Go paperless LANy Ve4 Some 2'007 DALBAR RATED COMMUNICATIONS J EPSTEIN VIC stn fACOU1NCI CONFIDENTIAL — PURSUANT TO FED. R CR[6,1. P. 6(e) F IDrailAL SONY_GM_00048827 OB-SDNY-0011651 EFTA_00 59436 EFTA01254474 Deutsche Bank Deshre 00 Pr,00 WeMP lAymgenan Margin Con0014.0.0 DerbOv Sank Starts W. P.O. Box 1776, Baltimore, MD 21203 Mao *4 00c• HS 0.0 Oise* liodber 00r We( NY 101M Statement Period: 12/01/2016 • 12/31/2016 Activity Sum m a ry(MamouMs shown are in base cumancy) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Sold 000 000 000 201.037 90 000 201.037.90 Total Securities $0.00 10.00 $0.00 $201,037.90 $0.00 9201,037.90 Dividends and Interest $1,830.91 $0.00 $1,630.91 $27,492.13 $0.00 $21,192.13 Fees $0.00 $0.00 $0.00 $0.00 -82.90 -82.90 Cash Wand rana's 000 -30.000.00 -30,00000 0.00 .362,500.00 -362,500.00 Deposts 000 0.00 000 52.500 00 0.00 52,500.00 Total Cash $0.00 -$30,000.00 -$30,000.00 $52,500.00 -$362,500.00 -$310,000.00 Totals $1,830.91 -$30,000.00 -$20,169.09 $281,030.03 -$362,502.90 -$61,412.91 Transactions by Type of Activity Process/ Settlement Date Activity Type Desaiptkie Quantity Price Atoned Interest Meat Comity Dividends and Interest 12101116 CASH DIVIDEND REC8VED 1200 SHRS EfIZER INC COM RD 11/11 PO 12101116 1,260.00 USO PFE 12102116 CASH DIVIDEND RECEIVED 500 SH RS BOEING CO COM RD 11111 PD 12/02116 515.00 USO BA 12130116 MONEY MARKET FUND DEUTSCHE GOVT CASH 25.91 USO INCOME RECEIVED 23399 3682 Total Dividends and Interest. U.S. DOLLARS 0.00 1,830.01 Cash Withdrawals and Deposits 12127116 FEDERAL FUNDS SEAT HSEIC RAM( USA, NA •10,00000 USD US0999997 12127116 FEDERAL FUNDS SEAT EASTERN CORP ECU -20.00000 LSO US0999997 Total Cash Withdrawalsand Deposits- U.S. DOLLARS 0.00 -30,000.00 Page 5 on Account Number: limed excelleria VSAki RC)LL Go paperless (very Vsr Since 2007 0ALOAR RATED COMMUNICATIONS VIA F I=IA rxaratrwer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:TEIN L SDNY_GM_00048828 DB-SDNY-0011652 EFTA_00159437 EFTA01254475 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Description Quantity Price Accrued littered Amount Currency Total Value of Transactions 0.00 -28,169.09 USD The price and quantity displayed may have been rounded. Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends DISNEY WALT CO DIShEY COM 12/12/16 01111117 5.000.000 0.780000 Cash 3.900.00 Total Cash Not Yet Received $3,900.00 Client Service Information Your Client Advisor: EAJ Contact Information JOSHUA SHOShAti Telephone Number: 280 PARK AYE 3RD FL KEY/YORK hY 10017 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm eM Ran: RRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method. Yes Acme' market discount method lot all other bond types. Constant Yield Method Include market dimwit in income annually. No Electronic Delivery You have not selected any account corn m unctions for electronic delivery. To register and turn off paper corn m unications. log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. Wien the updated price is received from the price provider, the updated price will Page 6 of 9 E.:cones IL)BALI ROLL Account Nun ber Clio Parrless 4 -* Railed L very Van taLa2007 rs LIMANWIt SW Ma* "CC% F IDAENTIALt-- DAL BAR RATED COMMUNICATIONS rxesturtraer SDNY_GA4_000484329 jEFST CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011653 EFTA_OO I 5943S EFTA01254476 Deutsche Bank 0.41.0e Vossil n PAanair,tat Mtioets (Inger G.0., 0...tic la Bar S.W.... n< P.O Box 1776, Baltimore, MD 212O3 ISA Me JI,Pant Anne.. Itytk loci la Ian. Statement Period: 12/01/2016 - 12/31/2016 Important Inform ation and Disclosures (continued) Pricing (cantnueCj be used in the release of the current month's statement. Prior statements viol not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an cider. Deutsche Bank proprietary iwestrnents and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default. securities that do not have a valid pricing source. and certain third-party structured products, the last available pricing will be fisted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A kill be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The doter amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incised in connection with the execution of option transactions has been included in confimmtims previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smiler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. pm? of Account Number Rated Excellent, bray rrel,=== ..-"nt= MOM, MOIL Go paperless vac. 2007 [ALIO& RA TED CO..VALINICAMONS Ice Jusrepi vica NS - n rxesurner CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FIDAMSITIA SDNY_GM_00048830 OB-SDNY-OO11654 EFEri_00 59439 EFTA01254477 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleanng agreement we your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable, the rendering of investment advice, if any, to you and n general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCI. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: iintnv.pershing.comfaboutfstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vrill typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Page 8 of9 Account Number Rated twalleria C MA,: ORAN /KM GO paperless Et) Lvery Yea. Lace 2'007 GALLIA. RATEDCOMMUNCATIONS rxemmer CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6:78" tin F I DrErrIA SDNY_GM_00048931 DB-SDNY-0011655 EFrA_00159440 EFTA01254478 TERMS AND CONDMONS TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCUR • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. PNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVALABLE UPON REQUEST WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WYVVI.PERSHING.COM. STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NES- FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 1307(A)(1H2/1 BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A CONENED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER INSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET W THE SUBJECT SECURITY. PERSHING DIRECTLY PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH INFORMATION TO ASSIST P4 ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE • DIVIDENDS. MEREST MID OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY AS TAX/ISLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. DATE. THIS Cr ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ePIERSHING1 FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. Den F ANY OF THE ABOVE TERMS M40 CCNOITIONS ARE UNACCEPTABLE TO YOU. RFASE NOTIFY PERSHNG IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA. JENEYCITY, W OMR ATTULEON Page 909 Account Number Go paperless Rasa [scones DrwriA J EPSTEIN VC BAR RA TEO 2°°7 COMMUNMATIONS •—•-. —.-••••A •••c rxeft/rmer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FI SDNY_GM_00048832 DB-SDNY-0011656 EFrA_00159441 EFTA01254479 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Oruisev Rana Pr.. Weatn &Waren Pdaeals Coon. 6,...1) °Muni Met Sew *ern Ira *A Mc* HS Pan Aare& w. 160.I be, Ns.* ree Inv Account Number: Statement Period:1110112016 -11/3012016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,148,971.11 $1,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals -100.000.00 .280.000 00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,048,971.11 1,158,785.58 Dividends. Interest and Other Income 1.93319 25.661 22 het Other Activity 0 00 -290 het Chan Portfolio 65.933 00 -67.605 90 nding Account Value 31.116 838 00 $i 116 838 00 Your Client Advisor: Estim aced Annual Income 522.243.31 CAMEL SABBA Asset Summary Prior Year-End Last Period This Period % Allocation Cash. Money Funds. and Bank Deposits 137.499.78 182,262 11 84,196 00 8% Please review your allocation Equities 1 301.285 80 966.70900 1.032.642 00 92% j osmotically with your Client Advisor. Account Total (Pie Chart) $1,438,785.58 $1,148,971.11 $1,116,838.00 100% Page lot 8 Rabid faelbrA USA° ROI A010038/CSF30017 (io paperless tilk ) Us' , Year SAnce 2'007 DALBAR U° COMMUNKAU:WS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDAEWIAL SDNY_GM_000486133 DB-SDNY-0011657 EFTA 00159412 EFTA01254480 Summary of Gains and Losses Realized This Period Year-to-Date UlnaNtol Short-Term Gain!Loss 0.00 761 52 000 Long-Term Gain/Loss 000 000 -129056.77 Net DaIn/Loss 0.00 761.52 -121,056./7 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account d you have a deposit of foreign currency. The interest will be reported on your Forms 1099 andlor 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Descriptioe Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.30% Activity Ending: 11130116 11/01116 Opening Balance 182262.11 182262.11 11/02116 Deposit MONEY RAD PURChASE 1,00.00 184,162.11 11/17116 Withdrawal MONEY FUND REDEMPTION 400,00000 8446/11 11/30116 Depose INCOME REINVEST 33.89 84.196.00 11130/16 Closing Balance $84,196.00 Total All Money Market Funds $84,196.00 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Equities 1.900.00 0.00 25,359.19 0.00 Money Market 33.89 0.00 302.03 0.00 Expenses Feet(Foreign Securities) 000 0.00 -2.90 000 Total Dividends, Interest, Income and Expenses $1,933.89 $0.00 $21,656.32 $0.00 Page 2 of 8 Account Number Rated excellent, r:..,..--tr. OBAN ROLL Go paperless Lvery Vs*. Lace 2007 DAL6.01RATED COMMUNICATIONS J EPSTEIN VI OfiN rxesurnaer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FI L SDNY_GM_00048834 DB-SDNY-0011658 EFTA_00159443 EFTA01254481 Deutsche Bank Gram.< Rim Po.* w.ap,Itattugewto. Mantis poem G.., De.tscht Sat Smolt' tai P.O Box 1776, Baltimore, MD 21203 Iles %et Cato Put 4<w& MTh I btr Statement Period: 1101/2016 • 11/30/2016 Portfolio Holdings Account *Wray Opening Closing Accrued Inose 30-Day Current Opening Date Quantity plumber Ending Balance Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 8.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 11/01(16 84,196.000 NM 11130(16 182,262.11 84,196.00 0.00 302.03 0.30% 0.30% Total Money Market $112,262.11 $84,196.00 $0.00 $302.03 Total Cash, Money Funds, and Bank Deposits $112,262.11 684,196.00 $0.00 $302.03 Unrealized Estimated Estimated Date Acquired Quantity Bait Oast Cost Basis Market Price Market Value Dalai Loss Annual Income Yield Equities 92.00% of Portfolio Common Stocks BOEING CO CON Security Identifier: BA Dividend Oplion: Cash CUSP. 097023105 10130/15 500.000 148.1280 74,083.75 150.5600 75.280 00 1,216.25 2.180 00 2.89% BRISTOL MYERS SQUIBB CO COM Stonily Identifier: BM Y Dividend Option: Cash CUSP. 110122108 10(30115 5,000.000 66.9420 334,712.00 56.4400 282 200 00 42,512.00 7.600 00 2.69% DISNEY WALT CO DISNEY CON Security Identifier: DIS Dividend Oplion: Cash CUSP 254687106 10/30/15 5.000 000 114 0150 570,072.60 99.1200 495.600 00 44,47210 7,100.00 1.43% PFIZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP 717081103 10(30/15 4 200 000 34 5300 145,027.72 32.1400 134,988.00 -10,039.72 5,040.00 3.73% TENCENT HUGS LTD ADR Security Identifier: TCENY IMOU56803201094 CUSP 880320109 Dividend Option: Cash 10(30115 400.000 19 0180 7,607.00 24.9400 9.976.00 2,369.00 21.28 0.21% Pap 3 08 Account Number: Rated 1..colionti cor.1.:7==4...“="= Went, Let t Go paperless L very Vs. IMOD 2007 DALBAR RATED COMMUNICATIONS rxemrtraer CONFIDENTIAL - PURSUANT TO FED. R CRI6,1. P. 6: steln F IDAENTIAL SDNY_GM_00048835 OB-SDNY-0011659 EFTA_00159444 EFTA01254482 Portfolio Holdings (continued) Unrealized Estimated Estimated Elate Acquired Quantity UMW Cod Bads Markel Price Markel Value Gals( Loss Annual Income Yield Equities (continued) Common Stocks (continued) =SOFT EN TM T SA ADR Security Identifier: UBSFY IRK LS90348R1023 CUSP 90348R102 Dividend Option: Cash 10130115 5.000.000 6.0430 30.215.70 61196 34.598 00 4.382.30 Total Common Stocks $1,161,598.71 $1,032,642.00 .S128,056.77 $21,941.28 Total Equities $1,101,691.77 $1,032,642.00 -$129,056.77 $21,941.28 Unrealized Aoxued Estimated Cod Bads Market Value Gain! LOU Interest Annual Income Total Portfolio Holdings $1,246,894.77 $1,116,838.00 -$129,056.77 $0.00 $22,243.31 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabikzation Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non•ebrement. US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on Ion 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Please note the following information for Pershing's 2016 IRS Fonn 1099 (8, DIV, INT, 010 and MISC y Your form 1099 will be delivered as early as possible, beginning January 31, 2017. By February 15, you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice wiz be sent if issuers of securities you hold have not yet provided their final tax information. It mil inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 15, 2017. Although a money market mutual fund seeks to preserve the value of your Investment at ft per share, it is possible to lose money by Investing In a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Pursuant to SEC Rule 10b.10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 8 C Account Nun Or Rated tacellordi t)SAN ROLL Go paperless Event Vs. Lace 2007 .TC.S.traZtar..132.1?... -1 DAUM. RATED COMMUNCATIONS J TEIN D . rxenurnaer EP: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(t3 Vi O ISA4 INF IDAENTIAL SDNY_GM_00048836 DB-SDNY-0011660 EFTA_00 159445 EFTA01254483 PA Deutsche Bank (Misr< Rana Pn.a. %Wain Papmernmt Pdaeals voyage 6 ,0‘P DeAsov Sat Settones Lac P.O. Box 1776, Baltimore, MD 21203 N,e von Ont• In Pan Anneo. 160. I be, War wet ItY 10114 Statement Period: 11/01/2016 • 11/30/2016 Activity Summary Mil amounts shown are in base cuffency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Sold 000 000 000 201 037 90 000 291.037 90 Total Securities 30.00 30.00 30.00 3201,037.90 30.00 3201,037.90 Dividends and Interest 31,933.89 30.00 31,933.89 325,661.22 30.00 $26,661.22 Fees 30.00 30.00 30.00 $0.00 -T2.90 -12.90 Cash Withdrawals 0.00 400,000.00 -100,000.00 0.00 -332.50000 -332,500.00 Delimits 0.00 0.00 0.00 52.500 00 000 52,500.00 Total Cash 30.00 -000,000.00 -9100,000.00 352,500.00 .T332,500.00 -$280,000.00 Totals 31,933.89 -3100,000.00 -398,066.11 $279,199.12 -3332,502.90 -03,30330 Transactions by Type of Activity Process/ Settlement Date Activity Type Description Wanly Price Accrued Interest Amcor Dummy Dividends and Interest 11101116 CASH DIVIDEND RECEIVED 5000 SIRS BRISTOL MYERS SQUIBB CO COM RD 10107 PO 1.900 00 USO BMY 11101116 11/30116 MONEY MARKET FUAD DEUTSCHE GO VT CAS- 33.89 USD INCOME RECEIVED 23399302 Total Dividends and Interest - U.S. DOLLARS 0.00 1,933.99 Cash Withdrawals and Deposits 11/17116 FEDERAL FUNDS SENT FIRSTBANK PUERTO PE -100,000.00 USD L S0999997 Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 -100,000.00 Total Value of Transactions 0.00 48,086.11 USD The price and quantity displayed may have been rounded. Page of 8 Account Now ber Rated excellent, NOLL Go paperless t very Vs Woos 2'007 DALBAN RATED COMMUNICATIONS 6:eh J D rxestirtraer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. viCUK I F I DAENT1A L. SDNY_Gh4_00048837 DB-SDNY-0011661 EFTA_00159446 EFTA01254484 Cash Not Yet Received Security Record Date Payable Date Duality Held Rate Dividend Option Amount of Payment Dividends BOEING CO COM 11111116 12/02/16 500.000 I 090000 Cash 515.00 PFIZER INC COM 11111/16 12101116 4.200.000 0.300000 Cash 1.260.00 Total Cash Not Yet Received 91,805.00 Client Service Information Your Client Advisor: DAN DAAIEL SABBA 345 PARK AYR LE, 26TH FLOOR NEW YORK NY 10151.0003 Your Account Information Tax Lot Default Disposition Method Default Method lot Mutual Funds FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN RRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method include m atket discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account one settlement date basis, including short positions, at the dose of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a prize is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however. pking services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wi not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts rclude several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly4raded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price viill purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last cbsing price, as well as the current bid and offer prices. Page 6 of 8 Account Num be; IRMO tacelleria rattirl===,....' Go paperless ruNFIID-EN-NAL Every Year Slate 2907 trItAll ROI{ DAL OAR RATED COMMUNICATIONS rxciurner SDNY_GM_00048838 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011662 EFTA_00159447 EFTA01254485 Deutsche Bank Ogvitoc Voslin Paamir,tat Maroets Ontiegt De.tic la Nom Secy.-an n< P.O Box 1776, Baltimore, MD 21203 “nbrit Mar 14,Pant An**. noct tine tn. nv lavA Statement Period: 11/01/2016 - 11/30/2016 Important Inform ation and Disclosures (continued) Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business condtions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wiwtpershing.comfbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Inn In order to assist your introducing firm in maintaiting current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised autocratically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization othenvise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) wilt be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information The Rae of Pershing • Pershing carries your account as clearing broker pursuant to a cleahng agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and Oil any other instructions conceming your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders: the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. M other inquiries regarding your account or activity should be directed to your financial instill:bon. Your financial organization's contact information can be found on the first page of this statement Page 7 of 8 Account NumDer.- Rated tacellerdi Go paperless Lven. Vs.. Siam 2007 CR1F D-niesn,°‘ ORA', DALOAR RATED COMMUNCATIONS J EPSTEIN rxesurner SDNY_GM_00048839 CONFIDENTIAL - PURSUANT TO FED. R ORIM. P. 6(e) VC OB-SDNY-0011663 EFrA_00159448 EFTA01254486 Important Information and Disclosures (continued) The Role of Pershing (continued) • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation ISIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vAvw.pershing.corniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vril typically include a minority of arbitrators %to were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 Account Number: OrN GO paperless Rated [mailer.' Every Year Savote 2007 F IDrffriAL DALBAR RATED COMMUNICATIONS 1.14 •••••••• nook Perim. •••0 EPSTEIN VIC IXCILLINCt SDNY_GM_00048840 CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) OB-SDNY-0011664 EFIA_00159449 EFTA01254487 Deutsche Bank 0ruisre Rant PnnieWeahniapmgenms Maeals Coon,. 0WLD Dettsch4 lank %twos +gc P.O. Box 1776, Baltimore, MD 21203 Ion Onto Na Put Rama. Mb I %Cr We* Rot /IV tau Account Number: Statement Period: 1010112016 -10/3112016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,172,963.27 81,438,785.58 6100 RED HOOK QUARTER B3 Net Cash Deposits and Wilhdrawals 0 00 -180.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,172,963.27 1,258,785.58 Dividends. Interest and Other Income 47 84 2372733 et Other Activity 0 00 -2 90 Net Chan e in Porlfolio -24,040 00 -133.538.90 nding Account Value 51.148 971 11 81 148 971 11 Your Client Advisor: Estimated Annual Income 522.209.42 CAMEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation Cash. Money Funds. and Bank Deposits 137,49978 182,214 27 182,262 11 16% Please review your allocation Equities 1 30128580 990.749 00 966.709 00 84% penodicalty wall your Client Mesa. Account Total file Chart) 81,438,785.58 $1,172,963.27 81,148,971.11 100% Pep 1of 8 Itstad Excellent A0102024CSP30019 Even. Year Since 2007 vow° 4V1, DALBAR RATED COMMUNICATIONS rxesurnaer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDG9E1 Par sAL SDNY_GM_00048841 DB-SDNY-0011665 EFTA_00 159450 EFTA01254488 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Tenn GantLoss 000 761 52 0 00 Long-Term Gam/Loss 000 0 00 -191 989 77 Net Gala/Loss 0.00 781.52 -191,989.77 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account d you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.29% Activity Ending: 10131116 10/01116 Opening Balance 182,21427 182.211 27 10/31/16 Deposit IkCOME REA VEST 47.84 182262.11 10131116 Closing Balance 6182,282.11 Total All Money Market Funds 6182,262.11 Income and Expense Summary Current Period Year4o-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 0.00 0.00 23,159.19 0.00 Money Market 47.84 0.00 268.14 0.00 Expenses Feet/Foreign Securities) 0.00 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $47.84 $0.00 623,724.43 $0.00 Page 2 of8 Account Number: Rated tocoller4 ..'"Varre.ret OBAN ROLL Go paperless L very v«. since 2.007 DAL BAR RATED COMMUNICATIONS rxentrwer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. ejoEs:PST vICCIN F IDAENTIAL SDNY_GM_00048842 DB-SDNY-0011666 EFTA_00159451 EFTA01254489 P4 Deutsche Bank Orals,'. Rana Pnwair Wean lAymgenas Pdaeals Cisme 6,0.1) Dettsch4 NM Smelts W. P.O. Box 1776, Baltimore, MD 21203 Mee Ion Oilt• HI Part Ramo. It" I ter Statement Period: 1010112016 • 10/3112016 Portfolio Holdings Account Adivity Opening Closing Awned Income 30.Day Current Opening Date Quantity Number Ending Balance Balance Income Ns Year Yield Yield Cash, Money Funds, and Bank Deposits 16.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 10101116 182,282.110 NIA 10131116 187,711.77 182262 11 0.00 268.14 0.31% 0.29% Total Money Market $182,214.21 1162,262.11 $0.00 1288.14 Total Cash, Money Funds, and Bank Deposits 1182,211.27 $162,262.11 $0.00 8288.14 Unrealised Estimated Estimated Date Acquired Quantity Unit Cod cod Basis Market Price Market Value Gain/ Loss Annual Income Yield Equities 8 4.0 0% of Portfolio Common Stotts BOEING CO COM Security Wenner: BA Dividend Option: Cash CUSP. 097023105 10130115 500.000 148.1280 74,063.75 112.4300 71.215 00 -2,848.75 2.180.00 3.06% BRISTOL MYERS SQUIBB CO COM Socially Identifies: BM Y Dividend Option: Cash CUSP 110122108 10130115 5.000 000 66 9420 331,712.00 50.9100 254.550 00 -80,16200 7.600.00 2.98% DISNEY WALT CO DISNEY COM Security Identifier: 01S Dividend Option: Cash CUSP 254687108 10/30/15 5.000 000 114 0150 570.072.60 92.6900 463.450 00 -106.62260 7,100.00 1.53% PFIZER INC COM Smelly Identifier: PFE Dividend Option: Cash CUSP 717081103 10130115 4.200.000 34 5300 145.027 72 31.7100 133,182 00 -11,845.72 5,040.00 3.78% TENCENT HUGS LTD ADR Security Identifier: TCEHY ISMI U58803201094 CUSP. 880320109 Dividend Option: Cash 10130115 400.000 19.0180 7.607.00 26.5300 10,612.00 3.005.00 21.28 0.20% Page 3 of 8 Account Number listed 4nllenl A,:102024CSF10 , 1 OttAki ROLL Go paperless (very Vest Since 2007 DALBAR RATED COMMUNICATIONS J vl . F IDAENTIAL %OltLING' 6(e) SDNY_GM_00048843 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. EPS ) TE% DB-SDNY-0011667 EFTA_00159452 EFTA01254490 Portfolio Holdings (continued) Unrealized Estimated Estimated Dale Acquired Quality Unit Cod Cod Basis Market Price Markel Value Gals! Loss Annual Income Yield Eq uities (continued) Common Stocks (continued) =SOFT EN TM T SA ADR Security Identifier: UBSFY IRA US90348R1023 CUSP 90348R102 Dividend Option: Cash 10130115 5.000.000 6.0430 30.215 70 6.7400 33.700.00 3.484.30 Total Common Stocks s1,181,698.77 $986,101.00 4194,889.7T $21,941.28 Total Equities $1,161,698.77 $966,709.00 4194,989.77 $21,941.28 Unrealized Accrued Estimated Cost Bans Market Value Dainties: Interest Annual Income Total Portfolio Holdings $1,343,960.88 $1,148,971.11 -$194,989.77 $0.00 $22,209.42 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended CIRO") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defiled as nonrebrement US taxpayers securities which have been acquired on or after their 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 8 Account Number: and excellent, VIIA0 ROLL 6o paperless (very V.7.7.5.1007 2007 DAL OAR RATED COMMUNICATIONS rxemmer j CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6oa7EIN VICU N F I1:1ENTIAL SDNY_GM_00048844 DB-SDNY-00116613 EFTA_00159453 EFTA01254491 PA Deutsche Bank (*.awe NM km]. Weahn Munagenen Pdwals C04, 04,6'04, Dettsor4 lank %twos +IL P.O. Box 1776, Baltimore, MD 21203 lirebrt Onto Na Pan 4y 160. Met Statement Period: 10/01/2016 10/3112016 Activity Summary (NI amounts shown are in base cunency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Sewtitles ct.fi:Ies Sold 000 000 000 201.037 90 0.00 291.037.90 Total Securities 10.00 30.00 $0.00 1201,037.90 $0.00 3201,037.90 Dividends and Interest 14714 10.00 147.84 323,727.33 $0.00 $23,727.33 Fees $0.00 10.00 10.00 30.00 42.9e 42.90 Cash Witndrahas 0.00 000 000 0.00 -232,50000 -232,500.00 Deposts 0.00 000 000 52.500 00 000 52,500.00 Total Cash $0.00 10.00 30.00 352,500.00 -1232,500.00 -1180,000.00 Totals $47.34 $0.00 $47.84 $777,765.23 -1231,501.90 $44,782.33 Transactions by Type of Activity Process/ Settlement Date Activity Type Deecripdoe Quantity Price Accrued Interest Monet Curfew,/ Dividends and Interest 10131116 MONEY MARKET RAD DEUTSCHE GO VT CASH 47.84 USD INCOME RECBVED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 47.84 Total Value of Transactions 0.00 47.84 USD The price and quantity displayed may have been rounded. Cash Not Yet Received Snooty Reoxd Crate Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends BRISTOL N YERS SOLIDS CO COM 10107/18 11101118 5,000 000 0 380000 Cash 1 900 00 Total Cash Not Yet Received $1,900.00 Page 5 of 8 Account Number Itatod [manor. USALI paperless beefy %ow Since 2007 DAUM. RATO)COMMUNCATIONS J EPSTEIN VIC., rxenurtraer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) URIFIDrWriAL SDNY_GM_00048845 DB-SDNY-0011669 EFTA_00159454 EFTA01254492 Client Service information Your Client Advisor: DM DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK AY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: RRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually, No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Oient Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wi not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscelaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly-traded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvw.pershing.comlbusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities show on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, Widuding the time of execution and the name of the person from Page6 of 8 Account Number Rated tnelleria GO paperless 5" 0 . 2007 DAL OAR RATED COMMUNICATIONS JEPSTER rxesiumer CONFIDENTIAL - PURSUANT TO FED. R CRINA. P. 6(e) VIP CM F IDAENTIAC-- SDNY_GM_0004BUB OB-SDNY-0011670 EV1:4_00159455 EFTA01254493 Deutsche Bank Deasfle Sint Pr...le YAP41n Ma nalune. Marais Conran Comp DestuN Sank Smote 4%. P.O Box 1776, Baltimore, MD 21203 Mow *4 Moo HS Pia Asa. Mk I leer Wow** NY 101M Statement Period: 9/0112016 • 10/3112016 Important Inform ation and Disclosures (continued) Reinvestment C.:air/riled., whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnattes previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be rekable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other nstructions concerning your account. Pershing is not responsible or fable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or it you would Ike additional copies oh the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC imits. For more detailed information please visit NWAy.pershing.corniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 7 of 8 Account Number. Illaupd [salient, I ,MA,' >I Go paperless Even. Yea. Slate 2007 J EPSTEIN VI olk D I. R DALBAR RATED COMMUNICATIONS rxestmser CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F IDAENTIAL SONY_GM_00048847 OB-SDNY-0011671 EFEk_00159456 EFTA01254494 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators Into were or are affiliated with the securities industry. • The rules of some arbitration forums may irnpose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum n which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Page 8 of 8 Account Number: Rsd tacensne 1.)8^11 901.1 Go paperless Ivory Year Since 2007 DALBAR RATED COMMUNICATIONS , ..4 rxenurnaer CONFIDENTIAL — PURSUANT TO FED. R CRI61. P. 6:78TUR1 F IDAENTIAL SONY_GM_00048848 DB-SDNY-0011672 EFrA_00159457 EFTA01254495 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (*awe Ram Pr... vieunDapmeenan Pdaoin Cedrage6,0“) Destigiir M . SetunleraC Cilk* la Put Annie. 0)Muter N.* leek nr ItIVA Account Number: Statement Period: 0910172016 - 0913012016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,328,676.76 31,438,73518 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals -130.000.00 -180.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,193,876.76 1,258,785.58 Dividends. Interest and Other Income 3.58011 23.67149 A el Other Activity 000 -2.90 net Chan e in Poriloli 29,29/.10 ) Your Client Advisor: Estimated Annual Income $22.161.58 CAMEL SABBA Asset Summary NM Year-End Last Period This Period %Allocation SO Cash. Money Funds and Bank Deposits 137.499.78 107,595 76 182214 27 15.53% Please review your allocation SD Equities 1 301.285 80 1.221.081 00 990149 00 8447% periodically with your Client Advent Account Total (Pie Chart) 31,433,785.58 31,328,876.76 31,172,963.27 100.00% Page lot 10 Bawd tacellenti BOO9BS22CSF30024 (very year Since 2007 OBAB ROILI DAL BAR RAT 02 COMMUNCATIONS rxarturner CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFI6grr erleisAL SDNY_GM_00048849 DB-SDNY-0011673 EFTA_00I59458 EFTA01254496 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss 761 52 761 52 -170,949.77 Net GaIn/Loss 761.S2 761.52 -110,949.17 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank the 'ECG' ) and other credit institutions introduced 'negatwe interest rates'. Negative interest expense may be charged to your account it you have a deposd of foreign cirrency The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Mace Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.31% Activity Ending: 09130116 09/01/16 Opening Balance 101,595.76 107,595.76 09102/16 Deposit MONEY FUND PURCHASE 3,00000 110,595.76 09106/16 Deposit MONEY FUND PURCHASE 515.00 111,140.76 09107/16 Withdraws MONEY FUND REDEMPTION ,105,000.00 6,140.76 09113116 Deposit MONEY FUND PURCHASE 201,037.90 207,178.66 09121/16 Withdrawal MONEY FUND REDEMPTION -25,000.00 182,178.66 09130/16 Deport INCOME REINVEST 3561 182 214 27 09130116 Closing Balance 9187,214.77 Total All Money Market Funds $t82,214.27 ncorne and Expense Summary Caries Period Year-to-Dale Taxable Nor Taxable Taxable Non Taxable Dividend Income Equities 3.545.00 0.00 23,45919 0 00 Money Market 35.61 0.00 220.30 0 CO Expenses Fees(Foreign Securities) 000 0.00 -2.90 0 CO Total Dividends, Interest, Income and Expenses 93,00.61 10.00 973,676.59 40.00 Page 244 10 Account Number: Pawed excellent OttAit Go paperless Ivory Yaw Woo. 2007 DALOAR RATED COMMUNICATIONS rxemr NCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67T8NviCe FIDAENTIAL SDNCGM_000488.50 DB-SDNY-0011674 EFTA_00 159459 EFTA01254497 a Deutsche Bank CARisre Rant AAA., Wean. PARLagenan Weals Codrage GARP WARN SA* Salons LK P.O. Box 1776, Baltimore, MD 21203 lire IRA Cali* la Put Ammo. Ha RAF Statement Period: 0910112016 • 09130/2016 Portfolio Holdings Account Adivity Opening gostsp Maued WNW 36-Day Carrent Opening Date Quantity Number Ending Balance Balance Income Ibis Year Yield Yield Cash, Money Funds, and Bank Deposits 16.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH INSTL 09101116 182,214.270 NIA 09130116 107,595.76 182,214.27 3.80 220.30 0.31% 0.31% Total Money Market 1101,696.76 1182,214.27 83.80 1220.30 Total Cash, Money Funds, and Bank Deposits 1107,695.76 1182,214.21 33.80 1220.30 Unrealized Estimated Estimated Dale Acquired Quantity Unit Cod Cost Basis Market Price Market Value Gold Loss Annual Income Yield Equities 84.00% of Portfolio Common Stocks BOEING CO CON Security Identifier BA Dividend Option: Cash CUSP 097023105 10130115 500.000 148.1280 74,063 75 131.7400 65.870 00 -8,193.75 2.180,00 3.30% BRISTOL MYERS SQUIBB CO COM Secerity Identifier:9MT Dividend Option: Cash CUSP 110122108 10130/15 5.000.000 66.9120 334,712.00 53.9200 269.600 00 .65,11210 7,600 00 2.81% DISNEY WALT CO DISNEY CON Security Identifier DIS Dividend Option: Cash CUSP. 254687106 10/30/15 5,000 000 114 0150 570.072.60 92.8600 464.300 00 -105,772.60 7,100.00 1.52% PFIZER INC COM Security Identiller PFE Dividend Option: Cash CUSP 717081103 10130115 4,200.000 34 5300 145.027 72 33.8700 142,254 00 -2,713.72 5,040.00 3.54% TDICENT HMS LTD ADR Severity Identifier: TCEHY ISM; U 68803201094 CUSP. 880320109 Dividend Option: Cash 10/30115 400.000 19.0180 7,607.00 21.8750 11 150 00 3,543.00 21.28 0.19% Page 3 of 10 Account Rated Coc•Beni t=tra.124=4.rt 090L.U.CSFIR OBA.ti ROI t Go paperless Lvery VAR. Since 2OO7 DALBAR RATED COMMUNICATIONS F IDAENTIAL RACILL774Ct Number:CZA SDNY_GM_000488.51 j CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(er iNvI DB-SDNY-0011675 EFTA_00 159460 EFTA01254498 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Markel Valle GaisfLoss Annual Income Yield Equities (continued) Common Stocks (continued) 08160FT ENTMT SA ADR Security Identifier: UBSFY ISM LS90348R1023 CLSIP 90318R102 Dividend Option: Cash 10130115 5.000.000 6.0430 30.21530 7 5150 37.575.00 7.359.30 Total Common Rods $1.181,698.77 $990,749.00 -$170,949.77 $21,911.28 Total Equities $1,101,698.77 $990,749.00 -$170,919.77 621,911.28 Unrealized Aoxued Estimated Cost Basis Market Value Gain, LOU Interest Annual Income Total Portfolio Holdings 81,343,913.04 51,172,963.27 -$170,949.77 $0.00 $22,161.58 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (IRC") (incorporating amendments enacted by P.1..110-343,11* Emergency Economic Stabilization Act of 2038) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as noneeteement. IJS taxpayers securities winch have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on lonn 1099-B for the applicable tax year in which the security is disposed. Repotting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Schedule of Realized Gains and Losses Current Period Date Date Realized Description Disposed Acquired Designation Disposition Method I Transidios Quantity Proceeds Cost Basis Gain/ Loss Short Term PFIZER INC CO M .0.9:08;•6 1Ci3115 Co,ered First In First Out 1 SELL 5.800 000 201.037 90 200276 38 761 52 Security Identifier. 717081103 Total Short Term 201,037.90 200,276.36 761.52 Total Short and Long Term 201,037.90 200,276.36 761.52 Page4 of 10 Account Number: tscollonli I/BALI 7C-71.1 Go paperless Every '77.7. Slate 2007 DAL BAR RAT 02 COMMUNOLTIONS rxerarner CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. ejoEs:PS BNVICM FIDAENTIAL SDNCGM_00048B.52 DB-SDNY-0011676 EFTA_00I5946 I EFTA01254499 PA Deutsche Bank Omisre Rant Pnwill•Weahn Parageneit Pdaeats Coon., 6 ,0‘P Destsag Mnk Smoot, +Ic P.O. Box 1776, Baltimore, MD 21203 wan 011it• la Pan Annus. Ita Met War int lir 101A4 Statement Period: 09/0112016 • 09/30/2016 Schedule of Realized Gains and Losses Current Period (continued) Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2038) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. AI other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a retum of capital. In addition, corporate action events may require adjustments to your original cost basis. Retum of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we believe to be re4able. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or onhne displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consul with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shat not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defauked to First In, First Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Messages Pursuant to the SecunDes Exchange Act of 1934. Pershing LW (Pershing). a BNY Mellon company. provides ;mini:dual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial ConcOtion is now available. On June 30, 2016. Pershing's net capital of $2.171 billion was 12.59% of aggregate debit balances and exceeded the mmimum requirements by $1.83 billion. Pershing is also required to provide the most recent Mantis!information as of this statement mailing. In accordance with this requirement, note that on July31, 2016, Pershing's net capital of $2.227 Mon was 13.17% of aggregate debit balances and exceeded the minimum requirement by $1.89 billion. A copy of the June 30, 2016, Statement of Financial Condition is available al pershingcomIstatement of financial conclition.hint You may also request a free. printed copy by caging (888)860-8510 or (201) 413-4200, option #5. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it Is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the Page of 10 Account Number: Itatod [sadism 01W Go paperless L.ry Va. Siva 2'007 DAUM. RATED COMMUNCATOONS WEIN VICC DS- N rxenunmer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FIDENTIA SDNY_GM_00048853 DB-SDNY-0011677 EFTA_00159462 EFTA01254500 Messages (continued) money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Su m m a ry (aamounisshown are in base anvency) Credits This Period Debits This Period Yet This Period Credits YearitoiDate Debits YeariteiDate Vet YearitoiDate Securities Secunties Sold 201.037 90 0.00 231 03 7 90 201 :3: SC 7 :: 271:3:SC Total Stultifies 1201,037.90 $0.00 1201,037.90 $201.037.90 10.00 $201.037.90 Dividends and Interest 13,580.61 $0.00 13,580.61 123.679.49 10.00 123,679.49 Fees $0.00 $0.00 $0.00 10.00 -$2.90 -$2.90 Cash Withdrawals 0.00 482.500.00 -182,500.00 0.00 .232,50010 •232.50000 Deposits 52.500.00 0.00 52.500.00 52,500.00 0.00 52.500.00 Total Cash $52,500.00 -1182,500.00 -1130,000.00 $52,500.00 -1232,500.00 -$90,000.00 Totals $257,118.51 4182,500.00 174,118.51 $277,217.39 -$232,502.90 $44,714.49 Transactions by Type of Activity Proceed Trade/ %Klement Transaction Date Date Adivity Type Description Clean*/ Prim Autied littered Moist Currency Stellfltlin Bought and Sold 09/13/16 09108116 SOLO PFIZER INC COM BKCM A PERSHING AFFILIATE MAKESA -5,800.000 34.7235 201.037.90 USD PFE MKT IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER Total Stultifies Bought and Sold • U.S DOLLARS 0.00 201,037.90 Dividends and Interest 09101116 CASH DMDENO RECBVED 10000 SIRS PFIZER INC COM RD 08105 PD 09101116 3,000.00 USD PFE 09102116 CASH DIVIDEND RECEIVED 500 SHRS BOEING CO COM RD 08112 PD 09102116 545.00 USD BA 09130116 MONEY MARKET FUND DEUTSCHE GOVT CASH 35.81 USD INCOME RECEIVED 233993882 Total Dividends and Interest • U.S. DOLLARS 9.00 3,580.81 Page& of 10 Ron cih Account Number: J EPSTEIN VI Go paperless Rated taceller4 Leery Sinew 2007 DAL BAR RA TED COMMUNOTIONS .71:=7:=."0..tr 'to= NF DAENT1AL rxestortraer 08A" SDNY_GM_00048854 CONFIDENTIAL — PURSUANT TO FED. R CRIS). P. 6(e) OB-SDNY-0011678 EFrA_00159463 EFTA01254501 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Misr< Rota Prmair Weahn lavogenes Pdaterts Cisme 6 ,0‘P Dettsch4 la% Saloom% +Ic linv Ion Onto HI Part Ammo. 160. I be, Statement Period: 0910112016 • 09/30/2016 Transactions by Type of Activity (continued) Process? Trader Settlement Transadioo Date Date Activity Type Description Nattily Price Accrued intered Arnaud Correia/ Cash Withdrawals and Deposits 09106116 FEDERAL FL NDS RECEIVED FIRST BANCORP 18011 52.500 00 USO LS0999997 09107116 FEDERAL FLNDS SENT WELLS FARGO BANK. NA .157.500.00 USO LE:1999997 09121116 FEDERAL FUNDS SEAT EASTERN CORP FCU -2500000 USO L S0999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 ,130,000.00 Total Value of Transactions 0.00 74418.51 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR KEW YORK NY 10154-0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities. FIRST IN FIRST OUT Bond Amortization Electrons: Am orlize premium on taxable bonds based on Constanl Yield Method: Yes Accrual model discount method for all other bond types Constant Yield Method Indude market discount in income annually: No Electronic Delivery You have not selected any account comet unications for electronic delivery. To register and turn off paper communications, log in to your account or corded your Client Advisor for more information. page/ of10 D'. FIDrisrunAL Account Number Rated tacelibrill OSAO ROLL 6(eE)PSTEIN VC CN Cio paperless (very Year Uwe 2007 DAL OAR RATED COMMUNCA TIONS %CIL ONCE SDNY_GM_000488.55 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0011679 EFTA_00 159464 EFTA01254502 Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from venous pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Mere pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an cider. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to ionviv.pershing.cornibusiness_continuity.htrri for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon mitten request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held CO margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Pape of 10 Account Number. Italia excellent, OPAB ROI Go paperless brsoy Von mom 2007 DAL OAR RATED COMMUNICATIONS J EPSTEIN Vle CiN ns FIDAL1SITIA rxemmer SDNY_GM_000484156 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011680 EFrA_00159465 EFTA01254503 Deutsche Bank Drainellim Ponin Vona n Marais teeny Gump DestuN Sank Smettes 4%. P.O Box 17 76, Baltimore, MD 21203 Mar *4 Cato HS Pia Aso" moo bet Wow** Mt 101M Statement Period: 09/0112016 • 09/3012016 Important Inform ation and Disclosures (continued) The Role of Pershing • Pershing tames your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (0) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or Its employees and it does not supervise them. Pershing provides no imestment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account. its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable: the rendering of investment advice. if any, to you and In general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or acbvity should be directed to your financial thstilvtion. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or it you would hke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC knts. For more detailed information please visit: vniwpershing.conbabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally Mal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent slated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Page 9 of 10 Account Number 'laud [notion., °BAB ROLL Go paperless V.." ."C• 2007 OALBAR RATED COMMUNICATIONS JE D . rxesur CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(: ) TEINVcc,n F I DAEN11)°‘12 SDNY_GM_00048857 OB-SDNY-0011681 EFrA_00I 59466 EFTA01254504 TERMS AND CONDITIONS TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL • IF AVFDAHE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FILANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVALABLE UPON REQUEST. WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM. STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIOOIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COINDISCLOSURES TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS- FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 807(A)(1)-(2)) BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST LS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR BEST MECURON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER INSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBEI0). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE • DIVIDENDS. MEREST MID OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NB80. PERSHNG ALSO REGULARLY AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. DATE. THIS n ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE TOURED TO PERSHING LLC ePIERSHING1 FOR ANY AMOUNT, ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN RS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. IF ANY OF THE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-ENG IMMEDIATELY IN WRITING BY CERTFED MAIL TO ONE PERSHNG PLAZA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT Page 10 of 10 vccri Account Number J EPSTEIN PaPerless Rated Lao -Mane 2007 I nn Year ANSI. UM MIMI.. 011S. NYS.. NIK CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) F I DA SDNY_GM_00048858 OB-SDNY-0011682 EFIA_00159467 EFTA01254505 Deutsche Asset & Wealth Management Draisre Rant Pnwe werknimaigenen Mats Codrage6,o‘p Destutg M Sectonerac. an. wan Mc* P.O. Bat 1778, Babimore, MO21203 Na Put Anima. Ha !bar Mr* en /18 101..1 Account Number: Statement Period: 08101/2016 -0813112016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,445,628.15 81,438,786.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50.000 00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,445,828.15 1,388,785.58 Dividends. Interest and Other Income 1.92711 20198 88 het Other Activity 0 00 .2 90 Net Chan e in Portfolio -118.879.00 -81204 80 nding Account Value 51.328 676 76 51.328 676 76 Your Client Advisor: Estimated Annual Income 529 085 97 CAMEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation SO Cash. Money Funds and Bank Deposits 137.499.78 105168 15 107.595 76 8.10% Please review your allocation LSD Equities 1 301 285 80 1.339.960 00 1 221 081 00 9190% [ penodicalry with your Cbent Advisor. Amount Total Mlle Chart) 51,438,78538 81,445,828.15 51,328,576.76 100.00% Page Id 8 Ilalad tacellend 118AD 8011 A0101SinSP30011 paperlei s A (vent Year Since 2'007 rettt -taZtt=0-=...."- re .. CAL MAR RATED COMMUNICATOONS IXOFIUNCI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIdo rwr SMIY_GnA_000488.59 DB-SDNY-0011683 EFTA_00159468 EFTA01254506 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss 000 0 00 -110,894.15 Net Gain/Loss 0.00 0.00 -140,194.15 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiptioe Amount Babect Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.31% Activity Ending: 08131116 07/30116 Opening Balance 105,668.15 105,868.15 08102116 Deposit MONEY FUND PURChASE 1,900.00 107,568.15 08131116 Deposit INCOME REINVEST 27.61 107,595.16 08/31116 Closing Balance 6107,696.76 Total All Money Market Funds 6107,696.76 Income and Expense Summary Current Period Year4o-Dste Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1,900.00 000 19,911.19 0.00 II oney Market 27.61 0.00 181.69 0.00 Expenses Fees( Foreign Securities] 000 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $1,127.81 $0.00 $20,095.98 $0.00 Page 2 of 8 Account Number. Raid [scones ralt.."Ltro.:.= =fly= UBA ROLL Go paperless Lvery V095.90, 2907 DAL BAR RATED COMMUNICATIONS rxenurnaer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:e E:PS EINVICCA F I1:1ENTIAL SDNY_GM_00048860 DB-SDNY-0011684 EFrA_00159469 EFTA01254507 Deutsche Asset & Wealth Management Dralsev Ram Po.vieWeeknAlanirnent Minet% COM•laGro‘P Ott.s014 Wn Sel•drisC live bet CON* P.O. Box 1778, Bahimore. MD 21203 larseli 36•11. Statement Period: 08/0112116 0113112116 Portfolio Holdings Mirky Opening Closing kneed 'dome 30.Day Cermet Opening Date Quantity 'lumber Balla° Balance Balance Income Wls Year Yield Yield Cash, Money Funds, and Bank Deposits 8.00% of Portfolio Money 11 a rket DEUTSCHE GOVT CASH INST. 07130116 107,595.760 NM 08131116 105,668.15 107,595 76 0.00 184.69 0.30% 0.31% Total Money Market 1106,668.16 1107,596.76 10.00 1184.69 Total CS, Money Funds, and Bank Deposits 1105,688.15 1107,696.76 10.00 $184.68 Unrealized Estimated Estimated Dale Acquired Quantity URN Gost Cost Basis Market PIKE Market Value Gain/ Loss Annual Income Yield Equities 9 2.0 0% of Portfolio Common Stods BOEING CO CON Security Identifier: BA Dividend Oplion: Cash CUSP. 097023105 10130115 500.000 148.1280 74,063.75 129.4500 64.725 00 .9.338.75 2.180 00 3.36% BRISTOL MYERS SQUIBB CO COM Stonily Identifier: BM Y Dividend Option: Cash CUSIP. 110122108 10130115 5 CC0.000 66 9420 334,712.00 57.3900 286.950 00 •47,76200 7.600 00 2.64% DISNEY WALT CO DISNEY CON Security Identifier: DIS Dividend Option: Cash CUSIP. 254687106 10130115 5.000 000 114 0150 570,072.60 94.4600 172,300 00 -97.77260 7,t00.00 1.50% PFIZER INC COM Security Identifier: PFE Dividend Option: Cady CUSP. 717081103 10130115 10,000 000 34 5300 345,304.10 34.8000 318.000 00 2.695.90 12,000.00 3.44% TENCENT HMS LTD ADR Security Identifier: TCEHY ISMU58803201094 CUSP. 880320109 Dividend Option: Cash 10130/15 400.000 19.0180 7.607.00 25.8900 10 356 00 2,149.00 21.28 0.20% Page 3 of 8 Account Number: Rated Caroller. •099:9-tr....'",==""..=sr= O8AV V, Go paperless Even, Veat since 2007 DAL 0All RATED COMMUNICATDONS emirateNCI CONFIDENTIAL — PURSUANT TO FED. R CRIK P. 67:TUN B F IDAENTIAL SDNY_GM_00048881 OB-SDNY-0011685 EFTA_00159470 EFTA01254508 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired ()entity Unit Cost Cod Basis Market Price Markel Value GalefLoss Mnual Income Yield Equities (continued) Common Stocks (continued) UBISOFT ENEMY SA ADR Security identiller: UBSFY ISA.LS90348R1023 CIAIP 90348R102 Dividend Option: Cash 10130115 5.000.000 8.0430 30.215 70 7.7500 38.750.00 8.534.30 Total Common Stocks $1,361,975.15 $1,221,081.00 -S140,894.15 $28,901.28 Total Equities 11,361,975.15 $1,221,081.00 -S140,694.15 $28,901.28 Unrealized Aoxued Estimated Cost Basis Market Value Gainfloss Interest Mnual Income Total Portfolio Holdings $1,469,570.91 $1,328,676.76 -$140,894.15 $0.00 $29,085.97 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.I.,110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section an securities which are 'covered- under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-rebrement. US taxpayers securities which have been acquired on or after their -applicable datenr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple feed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 8 IletAtc volt CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) VI onFIDAMSMAL Account Num bur J EPSTEIN GO paperless Raked tacelle L./en! Year Siva 2'007 DAL BAR RA TED ODAMAUNICATIONS rxcitinaer oc a.t=87—..reta SDNY_GM_00048862 DB-SDNY-0011686 EFTA_00159471 EFTA01254509 Deutsche Asset & Wealth Management Gnaw, . Ran. Pnnir sWahn maernan Pdvals «snit De.tw Nit la* ~or +.ic Mrs von Olk• PO &a 1778, Ballimore, MD 21203 la P.n. Agi~ Ha Ike, un it" nr 1011.4 Statement Period: 0810112016 • 08/31/2016 Activity Summary MP amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $1,927.61 10.00 $1,927.61 $20,099.98 $0.00 $20,098.88 Fees $0.00 10.00 $0.00 $0.00 .$2.90 .$2.90 Cash Withdrawals 000 000 000 0.00 .50 000 00 •50.00000 Total Cash $0.00 10.00 $0.00 $0.00 -$50,000.00 450,000.00 Totals 81,927.61 $0.00 $1,927.61 320,098.88 -$50,002.90 -$29,904.02 Transactions by Type of Activity Procter/ Settlement Date Activity Type Description Quantity Price Accrued Interest Moen anew Dividends and Interest 08101/16 CASH DIVIDEND RECEIVED 5000 SI-RS BRISTOL M YERS SOL 'BB CO CCM RD 07/01 PO 1,900.00 USO BUY 08101/16 08131/16 la ONEY MARKET FUND DEUSCI-E GOVT CASI- 27.61 (1W INCOME REC8VED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 1,927.61 Total Value of Transactions 1.00 1,927.11 HD The price and quantity displayed may have been rounded. Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Optioe Amount of Payment Dividends BOUG CO COM 08112/16 09102116 500 000 1.090000 Cash 545.00 PFIZER INC CON 08105/16 09/01/16 10.000.000 0.300000 Cash 3.000.00 Total Cash Not Yet Received 23,545.00 Page of 8 Account Number taalione Obl"N 4011 J EPSTEIN VI c ". Go paperless tn." VS. Siva 2007 DAL BAR RA TED COMMUNICATIONS xenuNer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N F IDarN-NAL SONY GM 00048863 DB-S6NY:0011687 EFTA_00159472 EFTA01254510 Client Service Information Your Client Advisor: DM, DANIEL SABRA 345 PARK AVENUE 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually. No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper coin m unications, log in to your account or contact your Qient Advisor for acre inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. Wien the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements MI not be revised. You should akitays request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly4raded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any tine, and may be affected by current and future economic. political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvw.pershing.com/business_continuky.htimil for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 6 dB IiitAt , volt Account Number J EPSTEIN Go paperless a, Lzyjr argRated tscollenil 2007 um 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) VICCSN F ID-51\rilA C.' "a„— SDNY_GM_00048864 DB-SDNY-0011688 EFTA_OO159473 EFTA01254511 Deutsche Asset & Wealth Management Drala< Sim Ponle VMS ,. MMI,Nat Marais Conran Coo‘p otautv Sam smokes rk, Mee Ibri OlIce PO Liox 1778, 8shemore. MO2t203 HS PH MY, nth I bet War *A Pet 10114 Statement Period: 08/01/2016 • 08/31/2016 Important Inform ation and Disclosures (continued) Reinvestment (corirnued) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintairing current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reiable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabdity of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable: the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)113-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit Vonw.pershing.corniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Pagel of 8 Account Number Raid excellent, •ht ()PAD MOLL GO paperless L very Year Since 2007 DAL OAR RATED COMMUNCA TIONS Ergs), tu CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) NF IDAENTEAL rxeffurtraer SDNY_GM_00048865 OB-SDNY-0011689 EFrA_00159474 EFTA01254512 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact reformation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding, a party's ability to have a court reverse or modify an arbitration award is very laded. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall tie incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any lights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 1134330. Page 8 of 8 Account Number: Itated tac•000 Go paperless Inn , Von Siwa 2007 DAUM. RA TEO COMMUNCA T1ONS rxeranger j EPSTEIN VieCN CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FIDIAL SDNY_GM_00048866 OB-SDNY-0011690 Enk_00159475 EFTA01254513 Deutsche Asset & Wealth Management 0.,au'* Rant Pr.. *man PApygenmt Pdaeats Coon., 00.p Des-tsag M . Sectonerac. Yob auk* PO 80.• 1778. Behmore. MD 21203 la Put Annws. Halloo Mr* wet nr,mw Account Number: Statement Period: 07/0112016 - 0713112016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value 11,121,731.15 $1,138,785.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50100 00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,121,731.15 1,388,785.50 Dividends. Interest and Other Income 157610 18.171 27 AM Other Activity 0 00 .290 Net Change in Portfolio 20.320 10 38.671 20 nding Account Value S 1 .4 4 5 6 2 8 15 51.4 5 628 15 Your Client Advisor: Estimated Annual Income 529 058 36 CAMEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation USD Cash. Money Funds and Bank Deposits 137.199.78 102,091 55 105,668 15 7.31% Please review your allocation LSD Equities 1 301.285 80 1.319.639.60 1 339.960 00 9269% penodicalty with your Client Advisor. Account Total (Pie Chart) 11,138,765.58 11,121,731.15 11,115,62115 100.00% Pardee Rated Cacelleria ORAI1 ROLL A0099411CSP30011 paperlei s A (very Year Woes 2007 DAUM* RATED COMMUNICATIONS excitorNCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIErnii SDNY_GM_00048887 DB-SDNY-0011691 EFTA_00 159476 EFTA01254514 Summary of Gains and Losses Realised This Period Year-to-Date UintaNTS Short-Term Gam/Loss 000 0 00 -22,016.16 Net Galilee 0.00 0.00 -22,015.15 This summary excludes transactions where cost basis information is rot available. For Your Information The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account it you have a deposd of foreign ccriency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on cur normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Detail:Mon Amount Babece Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.30% Ac witty Ending: 07129116 07101116 Opening Balance 102,091.55 102,091.55 07129116 Dime( MONEY FLAD FLRCFASE 3,550.00 105,641.55 07129/16 Deposit IkCOME REINVEST 26.60 105.868.15 07129116 Closing Balance 9105,668.15 Total All Money Market Funds $105,668.15 Income and Expense Summary Current Period YeaFtaate Taxable Non Taxable Taxable Noo Taxable Dividend Income Equities 3.550.00 0.00 18,014.19 0.00 Money Market 26.60 0.00 157.08 0.00 Expenses Fees(Foreign Securities' 0.00 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $3,576.60 $0.00 $18,166.37 $0.00 Page 2 of 8 Account Number: RaNdencoller4 DOAN ROLL co paperless CALMAR MILD COMMUNCATIONS EPSTEIN VIC Cit<1 rxesartraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FIDAENTIA SDNY_GM_000488613 DB-SDNY-0011692 EFrA_00159477 EFTA01254515 Deutsche Asset & Wealth Management Oralsre.Rom POwiln rotor. saniienan Paeans Cooene 6,8.8 De.804 secte8es sic Yer1e4 0.10. PO Boa 1778. Sallimore, MO 21203 JO PIA Mist 260 I Wei Statement Period: 07/0112916 • 0713112016 Portfolio Holdings Accc.,-; Adiolly Opening Closing Awned Income 30•Day Current Opening Date Quantity 'Sumter Endleg Balance Balance Income This Year Yield Yield Cash, M oney Funds, and Bank Deposits 7.00% of Portfolio Money Market DEUTSCHE GOVT CASH IN Sit. 07101116 105,668.150 NM 07/29116 102,091.55 105,668.15 0.00 157.08 0.30% 0.30% Total Money Market 1102,091.55 1105,668.15 10.00 1157.08 Total Cash, Money Funds, and Bank Deposits 1102,091.55 1105,868.15 10.00 $167.08 Unrealized Estimated Estimated Date Acquired Quantity Jail Cod Cost Basis Market Pike Market Value GM Loss Annual Income Yield Equities 93.00% of Portfolio Common Stocks BOEING CO CON Security Identifier: BA Dividend ()pliant Cash CUSP. 097023105 10130115 500.000 148.1280 74,083.75 133.6600 66,830.00 -7,233.75 2.180 00 3.26% BRISTOL MYERS SQUIBB CO COM Security Identifier:8NY Dividend Oplion: Cash CUSP. 110122108 10130115 5 000.000 66 9420 334,712.00 71.8100 374,050.00 39,338 00 7.600.00 2.03% DISNEY WALT CO DISNEY CON Security Identifier: DIS Dividend Oplion: Cash CUSP 254687106 10130115 5,000 000 114 0150 570,072.60 95.9500 479,750.00 -90,322 60 7.100 00 117% PFIZER INC COM Security Identifier: PFE Dividend Oplion: Cash CUSP 717081103 10130115 10,000.000 34 5300 345,301.10 36.8900 368,900.00 23,595.90 12.000.00 3.25% TENCENT HUGS LTD ADR Security Identifier: TCEHY ISMI U 58803201094 CUSP. 880320109 Dividend Oplion: Cash 10130115 400.000 19.0180 7.607.00 24.2000 9,680.00 2,073.00 21.28 0.21% Pap 3 of 8 Account Number: e t :, Rated taallerigi MO? 9 : ICS F : 0870 701.I. J EPSTEINvic Go paperless beery v« 2007 LAMAR RATED COMMUNICATIONS rxcitimer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON' FIDENTIA SDNY_GM_00048869 OB-SDNY-0011693 EFTA_00159478 EFTA01254516 Portfolio Holdings (continued) U. realized Estimated Estimated Dale Acquired Ousetfty Unit Cost Cost Basis Markel Price Markel Value Mnual Income Yield Equities (continued) Common Stocks (continued) UBISOFT EN TM T SA ADR Staidly Identifier: U8SFY ISA 6930348R1023 CUSP: 90348R102 Dividend Option: Cash 10130115 5.000.000 6.0430 30.21170 8.1500 40.750.00 10.534 30 Total Common Stocks $1,361,975.16 $1,339,960.00 422,015.15 $28,901.28 Total Equities $1,301,975.16 $1,339,960.00 -$22,015.16 528,901.28 Unrealized Aoxued Estimated Cost Basis Market Value Gainfloss Interest Mnual Income Total Portfolio Holdings $1,467,643.30 11,445,62815 -$22,015.15 $0.00 $29,056.36 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered under the new cost basis reporting rules are defiled as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple lured payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases Into money market mutual funds processed on the sweep platform. If Article 15 of the EU Securities Financing Transactions Regulation ("SEW) is applicable to you, please refer to httpsfivmottpershing.corrd_global-assetslpdfidisclosures(pereu-article-15-info-stmtpdf for access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our habikties or obligations. Please contact your financial professional if you have any questions. Page 4 of 8 Account Number Rated excellent .--42,—*-=',:t1==tretfir "wax Rol I Go paperless Every Vest Woo. 2007 DAL BAR RA TED COAVAUNICATIONS J EPSTEIN VI OND S rxeffartraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) NF IDrarIAL SDNY_GM_00048870 DB-SDNY-0011694 EFTA_00159479 EFTA01254517 Deutsche Asset & Wealth Management OralsiLe Rant Pnwile wean swaien..n ravens (went 6Km, Oftiscry Ma Set.mas LaC lire Rut Rini* PO Box 1778. Ballimore, MO21203 JO Part Ratak !tarter Statement Period: 0710112016 • 07/31/2016 Activity Summary (AC/ amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $3,576.60 10.00 53,576.60 $18,171.27 $0.00 $18,171.27 Fees $0.00 $0.00 $0.00 $0.00 -$2.90 -$2.90 Cash Withdrawals 000 0.00 000 DOO -50,000.00 -50,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 -$50,000.00 -$50,000.00 Totals $3,576.60 $0.00 $3,576.60 $16,171.21 -650,00210 -131,631.63 Transactions by Type of Activity Process/ Settlement Date Activity Type Dewsiption Quantity Prim Accrued Interest Amount Currency Dividends and interest 07/28115 CASH DIVIDEND RECEIVED 5000 StIRS DISNEY WALT CO DISNEY COM RD 07111 PD 3 550 00 LSD DIS 07128/16 07129116 MONEY MARKET FUND DELTSChE GOVT CASh 2660 LSO INCOME RECEIVED 133993682 Total Dividends and Interest - U.S. DOLLARS 0.00 3,576.60 Total Value of Transactions 0.00 3,575.60 USD The price and quantity displayed may have been rounded. Cash Not Yet Received Stoney Record Date Payable Date Quantity Held Rate Dividend Optics Amount of Payment Dividends BRISTOL MYERS SOURS CO COM 07101/16 08101116 5.000000 0.380000 Cash 1 900 00 Total Cash Not Yet Received 11,900.00 Page 5 08 Account Number Rated facelleria Go paperless Every Vs. Lau 2007 F IDrwriAL (JOAO ROLL DALBAR RATED COMMUNCATIONS J EPSTEIN VICUR I rxciarnaer SDNY_GM_00048871 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011695 EFTA_00159480 EFTA01254518 Client Service Information Your Client Advisor: DAN DANIEL SAHA 315 PARK AVENUE, 26TH FLOOR NEW YORK NY 10151.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method far all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on tumble bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account com m umcations for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvw.pershing.corn/business_conbnuity.hint for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page6 of 8 Account Num Der esalle Go paperless SM" 2007 DAU. RATED COMMUNICATIONS J EPSTEIN rxenurraer CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) CUN VIR F IDargeriAc---- SDNY_GM_00048872 OB-SDNY-0011696 EFTA_00I 59481 EFTA01254519 Deutsche Asset & Wealth Management 0M„ •e Sim 1.0.410 WsSin mamonad Marais Conran Graf ontsciv Sam smote 4%. Maw b4 Moo P.O. Lica 1776. Baoliimore.M02t203 HS Pert AsaY, Mk Ms War *A NY 101M Statement Period: 0710112/16 • 07/3112016 Important Inform ation and Disclosures (continued) Reinvestment (corilnued) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnatimis previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Mn. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reiable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or it you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC imits. For more detailed information please visit Vonwpershing.corniabout/strength-and-stabifity. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 7 of 8 Account kum ber R.I.• excellent cat 2:72..=. 1". 0..ttirti Go paperless L very Year Since 2007 DALOAR RATED COMMUNICATIONS exciurtraer JEcsiEthvicaN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F IDAENTEAL SONY_GM_00048873 DEMSDNY-0011697 EFrA_00159482 EFTA01254520 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is tied, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (291) 413-3330. Page8 of 8 Account Number: R• Rama ry tacellonli IntAk, ,401L Go pipettes Veer Siva 2'007 DAL BAR RATED OOMAILIN 'CATIONS noriumer CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6joEsr ie FIDrWrIA SONY_GM_00048874 OB-SDNY-0011696 EFTA_00159483 EFTA01254521 Deutsche Asset & Wealth Management Nulls( , e Nn, Po.* Wei Pi PAmigeveriell 1/warn Cadent. Gro.. ofttsciv tom smote' irk, MwM estop P.O. Box 1778, Bahimore. MD 21203 HS Part Mist 26th I tit Account Number: Statement Period: 0610112016 -1613012016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value 31,409,003.43 31,438,785.68 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0 00 -50,000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,409,003.43 1,388,785.58 Drvidends. Interest and Other Income 3.594.62 14.594.67 Net Other Activity -2 90 -2.90 Net Change in Potato 9.13610 1835180 nding Account Value 51 421 73' 15 51,42' '31. 15 Your Gent Advisor: Estimated Annual home $21031.76 DANIEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation LSO Cash. Money Funds and Bank Deposits 137,499.78 98 499 83 102,091.55 7.18% P ease review your allocabon LSD Equities 1.301.285 80 1.310.503 60 1 319.639 60 92.82% [ cer :teeny wthyotr Chant Advisor. Account Total (Pie Chart) 11,438,785.58 11,409,003.43 $1,421,131.15 100.00% Page 109 i t Raid Iacono ni B00977S2CSF30024 Cso paperless Every Yea. IMO. 2007 .7:=.. 'scanaatvirt: ww.vor4o •••••••••••A wee wiio CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTiA eDXAertU3ALLCRArTIDC"IMUNICAT"45 SDNY_GM_00048875 OB-SDNY-0011699 EFrA_00159484 EFTA01254522 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss 000 0 00 -42.335.55 Net Galn1Loss 0.00 0.00 -42,335.55 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign cuirency. The interest wig be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaigion Amount Baboce Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.34% Activity Ending: 06130116 06101116 Opening Balance 98,499.13 91,499.83 05102116 Deposit MONEY FUND PURCHASE 3,000.00 101,499.83 06106/16 Deposit MONEY FUND PURCHASE 545.00 102,044.83 06120/16 Deposit MONEY FUND PURCHASE 21.29 102,066.12 06130116 Depodt INCOME REINVEST 25.43 102,091.55 08130116 ClosIn9 Balance S102 91.56 Total All Money Market Funds 1102,091.55 Income and Expense Summary rrent Period Year-to-Date Taxable Nos Taxable Taxable Von Taxable Dividend Income Equities 3,569.19 0.00 14,464.19 0.00 Money Market 25.43 0.00 130.48 0.00 Expenses Fess(Foreign Securities] -2.90 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $3,591.72 $0.00 $14,591.77 $0.00 Page 2 of 9 Account Number: 'gaud tacellordl 0977SZCSF 11 MIAS ROO. Go paperless [very %on. since 2007 CALMAR RATED COMMUNICATIONS rxentmer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E" CCIN FIDriTrIA SONY_GM_0004843M3 DB-SDNY-0011700 EFTA_00159485 EFTA01254523 Deutsche Asset & Wealth Management Destine Sim IhriFtle ••••• n Mareits I crony Comp °taunt sank smote 4.t. Na.174 Olin PO. am 1776. Ballimore, MO21203 SO Put Asa. member Wow** WY 101M Statement Period: 0610112016 • 06(30/2016 Portfolio Holdings Accent AdWily Opening Closieg Accrued Income 30 -Day Current Opening Date Quantity `lumber Esdieg Batiste Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 7.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 08101116 102,091.550 NIA 08130116 98,199.83 102,091 55 0.00 130.48 0.30% 0.34% Total Money Market 598,499.53 1102,091.66 80.00 5130.48 Total Cash, Money Funds, and Bank Deposits 598,499.83 $102,091.55 30.00 1130.48 Unrealized Estimated Estimated Date Acquired Quantity Veit Oast Cost Basis Market Price Market Value Gain! Loss Annual Income Yield Equities 9 3.0 0% of Portfolio Common Stotts BOEING CO COM Security Identifier: BA Dividend Option: Cash CUSP. 097023105 10130115 500.000 148.1280 74,063.75 129.8700 64.935.00 -9,128.75 2.180.00 3.35% BRISTOL MYERS SQUIBB CO COM Stonily identifier: BM Y Dividend Option: Cash CUSP. 110122108 10130115 5C00.000 66 9420 334,712.00 73.5500 367.750 00 33,038 00 7.600 00 2.06% DISNEY WALT CO DISNEY COM Security Identifier: DIS Dividend Option: Cash CUSIP. 254687108 10130115 5.000 000 114 0150 570.072.60 97.8200 489.100 00 80,97260 7.100 00 145% PFIZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP. 717081103 10130115 10,000 000 34 5300 315,304.10 35.2100 352,100 00 6,795.90 12,000.00 3.40% TENCENT HMS LTD ADR Security Identifier: TCENY ISO L158803201091 CUSP 880320109 Dividend Option: Cash 10130115 400.000 19.0180 7.607.00 22.6990 9.079.60 1,472.60 21.28 0.23% Page 3 of 9 Account Number: Naiad Guadiana 04'0•77.:2CSF,,' 1170A7 /4(71.1. Go paperless (very Van Siva 2007 DAL BAN RATED COMMUNICAtIONS ono,. gac OS. ralm.•77C J EPSTEIN VI OftR i rxenurtraer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F IDAENTIAL SDNY_GM_000484377 OB-SDNY-0011701 EFTA_00I 59486 EFTA01254524 Portfolio Holdings (continued) Unrealized Estimated Estimated Dale AD:mired Quality Urnit Cost Cost Basis Market Prim Market Value Geld Loss Mnual Income Yield. Equities (continued) Common Stocks (continued) UBISOFT ENTM T SA ADR Security Identifier: UBSFY ISINOUS9034881023 CIAIP 90348R102 Dividend Option: Cash 10130115 5.000.000 8.0430 30.215.70 7 3350 35 6T5 00 8.459.30 Total Common Rods $1,361,975.15 11,319,639.60 -$42,335.55 $28,901.28 Total Equities $1,361,975.16 11.319.639.60 -142,335.56 128,901.28 Unrealized Accrued Estimated Cost Bans Market Value Gain( Lou Interest Mnual Income Total Portfolio Holdings 11,464,066.70 $1,421,731.15 -142,335.55 10.00 129.031.76 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. If Article 15 of the EU Securities Financing Transactions Regulation ('SEM') is applicable to you, please refer to https:/fivonv.pershing.corni_global-assetslpdfldisclosuresrper-eu-article-15-info-stmtpdf for access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your financial professional if you have any questions. Pape 4 of 9 Account hum her Rated Ewan..., , Go paperless Every Year sine. 2007 DAL BAR RATED COMMUNCATIONS 6(e)TEth J EPS rxesurtraer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. VC CR1F IDAENTIAL SONY_GM_00048878 OB-SDNY-0011702 EFTA_00 59487 EFTA01254525 Deutsche Asset & Wealth Management Dmisooliantkoweweaimm.mgenen MaraisConwpG, 0.4, OftiuMWASaw6r ,..c. lin.wartOnar P.O. Oc 1778, Babimore, MO21203 M4PartAmmoAtalter Statement Period: 0610112016 • 06/30/2016 Activity Su m m a ry (Alf amourts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $3,594.62 10.00 $3,594.62 $14,594.67 $0.00 $14,594.67 Fees $0.00 42.90 42.90 $0.00 .$2.90 .62.90 Cash I/Viridian s 000 000 0 00 000 •50.000 00 •50.900 00 Total Cash $0.00 $0.00 $0.00 $0.00 .$50,000.00 .$50,000.00 Totals $3,594.62 •$2.90 $3,591.72 $14,594.67 .$50,002.90 ,935,409.23 Transactions by Type of Activity Nast/ Settlement Date Adivi Desch ma Wand Price Accrued Interest Amount Omen Dividends and Interest 06101116 CASH DIVIDEND RECBVED 10000 SHRS PFIZER INC COM RD 05113 PD 06101116 3,000.00 1.50 PFE 06103116 CASH DIVIDEND RECEIVED 500 SH RS BO EING CO COM RD 05113 PD 06103116 545 00 USO BA 06117116 FOREIGN SECURITY DIVIDEND 400 SH RS TENCENT HLDGS LTD ADR ISMS U S8803201094 24.19 1.50 RECEIVED RD 05120 FO 06117116 ICE!. Y 06130116 MONEY MARKET RAD DEUTSCHE GOVT CASH 25.43 1.50 INCOME RECEIVED 233993682 Total Dividends and interest • U.S. DOLLARS 0.00 3,594.62 Fees 06117116 FEE ON FOREIGN DIVIDEND 400 SH RS TENCENT HLDGS LTD ADR ISIN9US8803201094 -2,90 USD WITHHELD AT THE SOURCE RD 05120 PD 06/17/16 TCEHY Total Fees • U.S. DOLLARS 0.00 -2.90 Total Value of Transactions 0.00 3,591.72 USD The price and quantity displayed may have been rounded. Page 5 09 Account Num ber RatedtacolleM .11::Ltrrtra.lre.4.." litlAtt 4011 Go paperless LvegyVn. Slate 2007 DALOARRWTO>C040AUNKATKW6 EPSTEIN rxesurmer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) t rjkOin FIDAEMAL SDNY_GM_00048879 DB-SDNY-0011703 EFTA_00 159488 EFTA01254526 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26Th FLOOR KEW YORK KY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the dose of the statement period. The market pikes, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'NrA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wil not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly4raded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.corrabusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 6 of 9 Account Number: Eatonal., 117.1..."-X-rt==== LIBAB ROL Go paperless Lowy Vow Slate 2007 DAL BAR RA TED COMMUNCIMONS rembee lye ••••••• OWN. Wilt. SVC 7XCIILL7Net CONFIDENTIAL - PURSUANT TO FED. R CRIA/I. P. 67 EIN 'ACM FIDAMSMAL SDNY_GM_00048880 OB-SDNY-0011704 EFEk_00159489 EFTA01254527 Deutsche Asset & Wealth Management Dral.C ••[ a m Pon. roan mvurnent Manias I wear 6,0‘P ontsciv ML smote' int, Mow ibri011os PO Liox 1778, Um -nom MD 21203 HS Put ASSN% Mk 7,7 ROI *A AT 101M Statement Period: 06/0112016 • 06/30/2016 Important Inform ation and Disclosures (continued) Reinvestment (cont;nuel) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintairing current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may relied a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Rote of Pershing • Pershing caries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or Sable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appboable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquines concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquines regarding your account or activity should be dkected to your financial institution. Your financial organization's contact information can be found on tbe first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possble circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would hke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC6). Please note that SIPC does not protect against kiss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC imits. For more detailed information please visit www.pershing.com/aboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after recapt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted. Near 9 }Row E CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) vc NFIDrKTIAL Account Num Der. J PSTEIN C DS . Go paperless — tscolleni [v., v.. Since 2007 DAL BAR RATED COMMUNICatIONS rxciturner SONY_GM_00048881 DB-SDNY-0011705 EFTA_00 159490 EFTA01254528 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a parry's ablity to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 9 Account Number: Rabid tacelleria ORAN 901 Go paperless (win Vow' Sinew 2OO7 DAL BAR RATED COMMUNCATIONS rxenurmer CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6joEsr leCIN FIDrErrIA SDNY_GM_00048882 OB-SDNY-0011706 EFTA_00159491 EFTA01254529 TERMS AND CONDITIONS TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER. • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCLM. • IF AVFDArE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN AVALABLE UPON REQUEST WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM. STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COM/DISCLOSURES TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NHS- FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AKIHM BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON FINANCIAL INSTITUTION 1= YOU DESIRE ADDITIONAL COPES. WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A GOWNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER NSPECTION UPON REQUEST. FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE. TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET 14 THE SUBJECT SECURITY. PERSHING DIRECTLY PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. DATE. THIS Cr ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING" FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. F ANY OF THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. RFASE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT Page 9 019 08..11 MOIL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) VIonFI DA Account Number ^ EPSTEIN GO paperless -vv.-- Red tacelloni at 2007 •—•" essr".""".• SDNY_GM_000484193 O13-SDNY-0011707 EFrA_00159492 EFTA01254530 Deutsche Asset & Wealth Management Dralsev Rant Pnwale wean mi.o.ongot 1.0071$ fiNe0774,0‘P 00004 sou moo oer.o. lin. yen Omar P.O. Boo 1778, Ba!ammo, MD 21203 Na Put Ammo. 3601.70. Account Number: Statement Period: 05/0112016 - 0513112016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,405,529.57 61,438,785.50 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,405,529.51 1,388,785.58 Dividends. Interest and Other Income 1.923.86 11800.05 et Chan is in Portfolio 1.550 00 92I7 199 ncling Account Value SI 409 003 43 $1,409,003.43 Earn aced Annual !nom e 529.006.38 Your Client Advisor: CAMEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation Li SD Cash. Money Funds and Bank Deposits 137.499.78 96,57597 98,499.83 6.99% Please review your allocation ciD USD Equities 1 301.285 80 1.308.953.60 1.310.503 60 9301% peoodicany with yoLrebent &Mom Account Total Mlle Chart) $1,438,785.58 $1,405,529.57 51,409,003.43 100.00% Page of 8 Railed tnellordi DIsThiXL UPAI3 Rol I. A0098820CSF30016 Lyon, Vas. 51007 2007 DALOAk Po T CO COmmumCatiOmS rxclurNer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFl SDNY_GM_00048884 DB-SDNY-0011708 EFTA_00 159493 EFTA01254531 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss 000 0 00 -51 471 55 Nat GaIn/Loss 0.00 0.00 -51,471.55 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account it you have a deposd of foreign currency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Babette Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.28% Activity Ending: 05131116 04130116 Opening Balance 96,575.97 96.575.97 05/03116 Noma MONEY FUND PURChiASE 1,900.00 98,475.97 05131116 Benoit IN CON E REIN VEST 23.86 98.499.83 05/31116 Closing Balance $98,499.93 Total All Money Market Funds 998,499.83 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1.900.00 0.00 10,895.00 0.00 N oney Maiket 23.86 0.00 105.05 0.00 Total Dividends, Interest, Income and Expenses 91,923.86 90.00 911,000.05 90.00 Page2 Account Number: !/alit asallerei OttA.0 +Olt Go paperless IL v., Vow' Sinew 2007 DALBAR RATED COMMUNICATIONS rxcournaer j CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: EiNvICCIN F IDENT!' L SDNY_GM_00048885 DB-SDNY-0011709 EFTA_00159494 EFTA01254532 Deutsche Asset & Wealth Management Drainell•ra 1.0•110 VOIPSO MYf6!town,fpyp °taunt Sank Stueifei Nourbri Mar P.O. Lica 1778, 8shimore. MO2t203 SO ran Asa. loth I leer I•r• *A Mt 101M Statement Period: 0 5/91/ 211 -0513112616 Portfolio Holdings Account Adivity Opening Closing Awned hone 36-Day Current Opening Date Quantity !lumber EOM° Balance Balance Income Ns Year Yield Yield Cash, Money Funds, and Bank Deposits 7.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH INSTL 04130116 98,499.830 NIA 05131/16 96,575.97 98,499.83 0.00 105.05 0.28% 0.28% Total M only Market 06,676.97 $911499.83 $0.00 $105.06 Total Cash, M oney Funds, and Bank Deposits $95,576.97 $98,499.83 $0.00 $105.06 Unrealized Estimated Estimated (late Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gain! Loss Annual Income Yield Equities 93.00% of Portfolio Corn mon Stocks BOEING CO COM Security Identifier: BA Dividend Option: Cash CUSP 097023105 10130115 500.000 148.1280 74,063.75 128.1500 63.075.00 .10,98815 2.180.00 3.45% BRISTOL MYERS SQUIBB CO COM Security Identifier: BM Y Dividend Option: Cash CUSP. 110122108 10130115 5 000.000 66 9420 334,712.00 71.7000 358.500 00 23,788.00 7.600.00 2.11% DISNEY WALT CO DISNEY COM &amity Identifier: 01S Dividend Option: Cash CUSP. 254687106 10/30115 5.000 000 114 0150 570,072.60 99.2200 496,10000 -73,972 60 7,100 00 1.43% PFIZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP 717081103 10/30/16 10,000.000 34 5300 345,304.10 34.7000 347.000 00 1.695.90 12,000.00 3.45% TENCENT HUGS LTD ADR Secudty Identifier: TCEHY IMOU53803201094 CUSP. 880320109 Dividend Option: Casa 1050/15 400.000 19.0180 7.607.00 22.3090 8.923.60 1.316.60 2133 0.23% Pap 3 of 8 Account Number: Rasa tacollone OttAN Go paperless Event YawSiva 2007 DAL BAR RATED COMMUNCATIONS vats. IAA r.rr..A revet. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6j( E e )PSTEI"C (INFI=IA L IXCIlLINCt SDNY_GM_00048886 OB-SDNY-0011710 EFrA_00159495 EFTA01254533 Portfolio Holdings (continued) Unrealized Estimated Estimated Oate Acquired Quality Uult Cod Cod Basis Market Price Market Value Gain, Loss Annual Income Yield Equities (continued) Common Stocks (continued) UBISOFT EN TM T SA ADR Security Identifier: UBSFY LS90348R1023 CLSIP 90318R102 Dividend Option: Cash 10130115 5.000.000 8.0430 30.21510 7 3810 35.905 00 8.689.30 Total Common Stocks $1.381,975.15 $1,310,503.80 -$51,471.55 $28,901.33 Total Equities $1,381,975.15 $1,310,503.60 -$51,471.55 $28,901.33 Uareallzed Aoxued Estimated Cost Basis Market Value Gale/ Loss Intered Annual Income Total Portfolio Holdings $1,460,474.98 $1,409,003.43 -$51,471.55 $0.00 $29,006.38 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.1.110-343, the Emergency Economic Stabilization Act of 2038) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retsement. US taxpayers securities which have been acquired on or after their 'applicable date(s)r at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on lomi 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple iced payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m a ry (NI amounts shown are in base currency) Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Vet Year to.Date Dividendsand Interest 11,923.85 $0.00 11,92316 $11,000.05 $0.00 311,000.05 Cash Withdrawals 0 00 0.00 0 00 0.00 -50.000.00 -50,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 ,550,000.00 -$50,000.00 Totals $1,923.56 $0.00 $1,923.58 $11,000.08 -$50,000.00 -$38,999.96 Pape 4 of 8 Account Number Naiad Excellera 0040 00Lt Go paperless (very Vs, Since 2007 DAUM. RAUOCOMMUNICATIONS J EPSTEIN VIC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) OhR1FIDAMSMAL rxenurrier SCINCGM_00048887 DB-SDNY-0011711 EFTA_00 159496 EFTA01254534 Deutsche Asset & Wealth Management Dralat Wi Pnwale Wea•n•Apmgenan wren CNN'.Gmi, OnewN ML Seclosin W. MM din PO Lica 1778. Ballimore, MO 21203 Hs ON Rona. ll100/0er Weredeet WI 101M Statement Period: 05/0112016 .05/31/2016 Transactions by Type of Activity Process/ Settlement Date Activity Type Quantity Prig Accrued Interest Amount Ogren Dividends and interest 05102116 CASH DIVIDEND RECEIVED 5000 SH RS BRISTOL MYERS SOL IBB CO COM RD 04101 PO 1.900 00 LSD BMY 05102/16 05131/16 MONEY MARKET FUND DEL TSCFE GOVT CASF 23 56 LSD INCOME RECEIVED 233993882 Total Dividends and Interest- U.S. DOLLARS 0.00 1,923.86 Total Value of Transactions 0.00 1,923.86 USO The pace and quantity displayed may have been rounded. Cash Not Yet Received Security Retard Date Payable Dale Quantity Held Rate Dividend Option Amount of Payment Dividends BOEING CO COM 05113116 06103116 500 000 1.090000 Cash 545 CO PFIZER INC COM 05113/16 06/01116 10.000.000 0.300000 Cash 3 000.00 Total Cash Not Yet Received 13,545.00 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 101544003 Page 5 of 8 Account Number: Rabid tocelleria OBA0 ROLL Go paperless (very Vn. Woos 2007 DAL BAR RA TED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. ejor tbnFIDAENTIAL rxciurtraer SDNY_GM_00048888 DB-SDNY-0011712 EFTA_OO 159497 EFTA01254535 Your Account Information Tax Lot Default Disposition hl Method Default Method for Mutual Funds. FIRST IA FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery To register and turn off paper con m unications, log in to your account or contact your Oient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset. the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. polnical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to NWov.pershing.comAxisiness_continuity.html for specific detais as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 6 of 8 Account Number Rated Excellent, rg.? Go paperless L very v«. Lea 2007 F IDmeTTAL OttAN MOI J EPSTEIN DAL OAR RATED COMMUNICATIONS rxeiturnaer SONY_GM_00048889 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011713 EFT/C00159498 EFTA01254536 Deutsche Asset & Wealth Management ,!•Pflie wan Paamir,tat Marotts CInt r Le-tuff kn. mg,. *A Office P.O. Box 177$ Balamore, MD 21203 lilts?, Annie. iloct tine tn. n't vA Statement Period: 05/01/2016 - 05/31/2016 Important Inform ation and Disclosures (continued) Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to Iselt or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This animation has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC9. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC Smits. For more detailed information please visit www.pershingtorn/about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 0134330. Errors and Omissions excepted. Important Arbitration Disclosures • AI parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a part's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for they award, unless, ti an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to Page 7 of 8 Account Number Rai ea...Hefei KON,. Go paperless tnn Slat* 2007 DALBAR RATED COMMUNICATIONS in :latril=gra=%•r •••••00.4 ••••••••••A int d J EPSTEIN VI CDS . rxerturraer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) N F IDan et tikL SDNY_GM_00048890 OB-SDNY-OO11714 EFTA_00159499 EFTA01254537 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any lights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing US, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201)1134330. Page 8 of 8 Account Number: (i t VEIMI ROLL Go paperless 4c«.,•,• Lvay Year Since 2007 OALBAR RATED COMMUNCATIONS rrer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 6"CCINFIDENTIA rxciurtraer SDNY_GM_0004889I DB-SDNY-0011715 EFTA_00 [59500 EFTA01254538 Deutsche Asset & Wealth Management /Montt .chtne C tA.0 Drobtiv liana Stcwots Yaw Ibili taloo P.O. Box 1778, Bahimore. MD 21203 SO NA Owe, NT lbw Mettler\ nY Account Number: Statement Period: 04101/2016 - 0413012016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,311,991.80 11,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50.000 00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,311,991.80 1,388,785.58 Dividends. Interest and Other Income 22.97 9.07619 967 03 et Change in Portfolio 93 514 81 flitting Account Value Si 405 529.57 $1,405,529.51 Eslcm aced Annual Income S28.98251 Your Client Advisor: CAMEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation SO Cash. Money Funds and Bank Deposits 137,499.78 96,553 00 96,575 97 6.87% Please review your aliocaton cir) 1.450 Equities 1 301 285 80 1.215.438.80 1 308.953 60 93.13% [ penoclicelty Ali your Client Mire& Account Total Pie Chart) 81,438,78538 81,311,991.80 $1,405,529.57 100.00% Page 1of 8 Rated excellent u0ALI Moll A0098587CSF30018 p aperleix Lvery Vs. Since 2007 OALDAR RATED COMMUNCATIONS rxenurwer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIErni er SDNY_GM_00048892 DB-SDNY-0011716 EFTA_0015950 I EFTA01254539 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss 0 00 0 00 -53,021.55 Net Gain/Loss 0.00 0.00 -53,021.55 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank the 'ECG' ) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to you account it you have a deposd of foreign cirrency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Galan Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.29% Activity Ending: 04129116 04101116 Opening Balance 96,553 00 96,553.00 04129116 Deposit INCOME RElh, VEST 22 97 96,575.97 04/29116 Closing Buena 596,575.97 Total All Money Market Funds 596,575.97 Income and Expense Summary Current Period Year-to-Dale Taxable Noe Taxable Taxable NON Taxable Dividend Income Equities 000 0.00 8.995.00 0.00 Money Market 22.97 0.00 81.19 0.00 Total Dividends, Interest, Income and Expenses 522.97 $0.00 59,076.19 50.00 Page 2 of 8 Account Number: Rated Excelbrigi Go paperless (very Year Since 2007 DALDAR RA TEO COMMUNICATIONS M rxciturnaer j CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. S:TEINvIC F IDAENTIAL SDNY_GM_00048893 DB-SDNY-0011717 EFrA_00159502 EFTA01254540 Deutsche Asset & Wealth Management 0misre Rm. In.. *man Papygenait Weals Owen, Gnat) Des-boy MA %twos +gc Ilreverl Oat* Ocw 1770, Balamore. MD 21203 Na Pan Ammo. Ha Me, Statement Period: 0410112016 • 04130/2016 Portfolio Holdings Account Adivity Opening Closing Accrued Income 36•Day Current Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 7.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 04101116 96,575.970 NIA 04129116 96,553.00 96,575.97 0.71 81 19 0.29% 0.29% Total Money Market $96,553.00 $96,575.97 0.71 $81.19 Total Cash, Money Funds, and Bank Deposits $96,553.00 $96,575.97 $0.71 $81.19 Unrealized Estimated Estimated Dale Acquired Quantity Veit Cod Cost Basis Market Price Markel Value Gain! Loss Annual Income Yield Equities 93.00% of Portfolio Common Stocks BOEING CO CON Identifier: BA Security Dividend Option: Cash CUSP 097023105 10130115 500.000 148.1280 74,063.75 131.8000 67,400.00 4663.75 2.18010 3.23% BRISTOL MYERS SQUIBB CO COM Security Identifier:8MT Dividend Option: Cash CU$IP. 110122108 10130115 5.000.000 66 9420 334.712 00 72.1800 360,900.00 26,18800 7.600 00 2,10% DISNEY WALT CO DISNEY CON Security Identifier: DIS Dividend Option: Cash CUSP 254687108 10130115 5,000 000 114 0150 570.07160 103.2600 516,300 00 -53,77260 7,100 00 1.37% PFIZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP 717081103 10130115 10,000.000 34 5300 345.304 10 32.7100 327,100.00 -16,204.10 12,000 00 3.66% TDICENT HMS LTD ADR Security Identifier: TCEHY ISM; US8803201094 CUSP. 880320109 Dividend Option: Cash 10130115 400.000 19 0180 7,607.00 20.4840 8.193.60 586.641 21.33 0.26% Pap 3 of 8 Account Num berms Rand k:0901387CSFIO !! UBAB ROI Go paperless Event vu. Slam 2907 DALSAR RATED COMMUNICATIONS . F IDAENTIAL exanurNer 6(e) SDNY_GM_00048894 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. ) TEI% VICOISAkR1 EPS DB-SDNY-0011718 EFTA_00 159503 EFTA01254541 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cod Basis Market Price Markel Valve Gala/ Loss Annual Income Yield Equities (continued) Common Stocks (continued) =SOFT EN TM T SA ADR Security Identifier: UBSFY ISA LS90348R1023 CLSIP 90348R102 Dividend Option: Cash 10130115 5.000.000 6.0430 39215 70 5 8120 29.060.00 -1.155.70 Total Common Stocks $1,351,975.15 $1,308,953.0 -$53,021.55 $28,901.33 Total Equities 51,361,975.15 $1,308,953.50 -$53,021.55 $28,901.33 Unrealized Aoxued Estimated Cost Basis Market Value Gain( Loss Interest Annual Income Total Portfolio Holdings $1,458,551.12 $1,405,529.57 -$53,021.55 $0.00 $28,982.52 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ('IRO") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2038) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securnies in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-rebrement. US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis Will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m ary (Alt &MOUNS shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Yet Year-to-Dale Dividendsand Interest $12.97 $0.00 $12.97 $9,076.19 $0.00 $9,076.19 Cash Withdrawals 000 0.00 000 0.00 -50.000.00 -50.000.00 Total Cash $0.00 $0.00 $0.00 $0.00 -$50,000.00 -$50,000.00 Totals $22.97 $0.00 $22.17 $9,076.19 -$50,000.00 -$40,923.81 Page< °la Account Number; Rated excellent, URA!, ROI k Go paperless Bray Ve SOSO, 2007 DAL We DA TED COMMUNICATIONS rxenurtraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: TEINVICCIN FIDENTIA SDNY_GM_00048896 DB-SDNY-0011719 EFTA_00 159504 EFTA01254542 Deutsche Asset & Wealth Management (Misr< Rana Pnwerkaniaptagenfot Pdaeals teem,. 6,0.1) Destsev ML SettongsW lireIon Oat* P.O. Bat 1778, Babimore, MD21203 In Pant Annus. 160.Me, Statement Period: 0410112016 • 04/30/2016 Transactions by Type of Activity Process/ Settlement Date Activity Description Quantity Price Accrued Interest Amount Correa Dividends and Interest 04129116 MONEY MARKET FAD DEUTSCHE GOVT CASH 22 97 LSD INCOME RECBVED 233993682 Total Dividends and interest • U.S. DOLLARS 0.00 22.97 Total Value of Transactions 0.00 22.97 USD The pnce and quantity displayed may have been rounded. Cash Not Yet Received Rarity Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends BRISTOL MYERS SQUIBS CO CO/A 04101(16 05102116 5 000 000 0 360000 Cash 1 900 00 Total Cash Not Yet Received 11,900.00 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154-0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST lk FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Pepe S ale Account Number. Rated f.srellenti yeAD ROI t Go paperless (very V•ar Lace 2'007 DAL BAR RATED COMMUNCATOIS .reread —imna mii....m- EPSTEIN CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) t MCIFIDESITTAL SDNY_GM_000484396 DB-SDNY-0011720 EFTA_00 159505 EFTA01254543 Your Account Inform ation (continued) Electronic Delivery You have not selected any account com m unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor (of in ore inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked IN/A" and are ontitte4 from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to poMolo value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. %Mere inking sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements MI not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscelaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly-traded securities. debt securities in default, securities that do riot have a valid pricing source, and certain third-party structured products. the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resins. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to cum irpershing.combusiness_continuriy.htM for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You mil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be °Maned. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously fumished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The right to vole your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate vice not exceed the highest interbank conversion rate identified horn customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Page6 of 8 Account Number: MUM RN:NYS ORAit vVll Go paperless Envy VAN Lace 2'007 DAL.AR RATED COMMUNICATIONS J EPSTEIN VICONNDS. rxeffurner CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F IDAENTIAL SDNY_GM_00048897 OB-SDNY-0011721 EFEk_00159506 EFTA01254544 Deutsche Asset & Wealth Management ()PASO( Ram min. "Arian Mantiuntat Marais Cowan 4.0.p °taunt Sank Smoot. Ac. Mew *40111ar P.O Ocw 1778, Bahimore. MD 21203 HS Pm% as.. member Mrs** Mt 101W Statement Period: 0410112016 • 0//3012016 Important Inform ation and Disclosures (continued) Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be relable. Pershing does not guarantee the accuracy of the information The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation Ii) orders for the purchase and sale of securities and other property and Oil any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the resuk of securities transactions k processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the frst page of this statement • For a description of other functions performed by Pershing please consuls the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every posstle circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financMI institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please vist iwiw.pershing.comiaboert/strength-and-stabilky. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum n which a claim is filed. • Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parries to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any Page 7 of 8 Account Number: (It tacellenti Ofent, ROIL GO paperless (ve Medry Year ISM} 2907 Ira.="" ... DALBAR RATED COMMUNICATIONS J EPSTEIN VIC rxerumer SDNY_GM_0004 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CINns- F I DrErriA OB-SDNY-0011722 EFrA_00159507 EFTA01254545 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 Account Num hr Itatod tnellordi OftAkl ROLL Go paperless Lyon.. V... W. 2007 DAL BAR RATED COMMUNICATIONS J EPSTEIN rxesurnaer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F DEMIAL SDNY_GM_00048899 DB-SDNY-0011723 EFTA_00I59508 EFTA01254546 Deutsche Asset & Wealth Management °nosey Mn. krolln Wok'. mpmgenmt Mats Coerce Gb‘R CesbOx M Salons Lac. lire Vet 0111c• PO 8c..• 1778. Salismore. MD 21203 Na Pan anted. Haat. Account Number: Statement Period: 03/0112016 - 0313112016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value 11,271,980.06 $1,131,716.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,271,980.06 1,388,785.58 Dividends. Interest and Other Income 3.567.14 9.053 22 et Chan rein Porliotic 36.444 60 .F5 St700 nchng Account Value S1 311 99' 80 $1,311,991.80 Estimated Annual Income 528.959.55 Your Client Advisor: CAMEL SABBA Asset Allocation Prior Year-End Last Period This Period %Allocation LSD Cash. Money Funds and Bank Deposits 137A99.78 92.985 86 96,553 00 7.36% Please review your allocation LSO Equities 1.301.285 80 1.178.994.20 1.215.438 80 9284% I penodicalry wen your Client Achnsoi Account Total (Pie Chart) $1,438,785.58 11,271,910.06 11,311,991.10 100.00% Page 1of 9 Rated tacelbne OBAP "VI B009 9426CSP30024 (very Year Ube 2007 .177,4,4trosn'etra, DAL BAR RATEDCO/AAIUN/CATIONS rxenurraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWffisAL SDNY_GM_00048900 DB-SDNY-0011724 EFTA_00 159509 EFTA01254547 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss 000 0 00 -146,536.3$ Net GaIn/Loss 0.00 0.00 -146,536.3$ This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank the 'ECG' ) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to you account it you have a deposd of foreign cirrency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on cur normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiptioa Amount Batumi Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num ber: 0000001493 Current Yield 0.27% Activity Ending: 03131/16 03101116 Opening Balance 92.985 86 92,985.86 03/03116 Deposit MONEY FUND PURCFASE 3.000 00 95,985.86 03107116 Deposit MONEY FUND FIJRCFASE 545.00 96,530.86 03131116 Deport INCOME REIN VEST 22.14 96,553.00 03131/16 Closing Balance $96,553.00 Total All Money Market Funds $96,553.00 Income and Expense Summary Current Period Year-toDate Taxable Noe Taxable Taxable Non Taxable Dividend Income Equines 3,545.00 0.00 8,995 00 0.00 Money Market 22.14 0.00 58.22 0.00 Total Dividends, Interest, Income and Expenses $3,567.14 $0.00 59,053.22 $0.00 Page 2 of 9 Account hum ben F IDAENT1AL Rsd tocellenl URA., ROI{ Go nanerless Every Tom Sinew 2007 DALOAR RATEDCOMMUNICATIONS 6(e J EP:TEI"C R I. 7XOILL7NCt SDNY_GM_00048901 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. U DB-SDNY-0011725 EFTA_00159510 EFTA01254548 Deutsche Asset & Wealth Management 0euliv•e gam Pon. Wean Manarrat Vinet% C Omar 4.0.p Desitlhe Silt ri MC lays bet Moir P.O Boa 1778, !ammo. MD 21203 IONA AMMO.. )MN I bcr Fa-. wet NY ItIVA Statement Period: 0310112016 - 03/31/2016 Portfolio Holdings Account Adivity Opening Closing Accrued Income 30•Day Current Opening Date Quantity !winker Esdieg Balance Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 7.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH INSTL 03101116 96,553.000 0000001493 03131116 92,985.86 96,553.00 0.00 58 22 0.27% 0.27% Total M oney Market 692,916.86 $96,663.00 $0.00 $58.22 Total Cash, M oney Funds, and Bank Deposits $92,985.86 696,653.00 $0.00 858.22 Unrealized Estimated Estimated Oate Acquired Quantity WIN Cost Cost Basis Market Noe Market Value Gain! Loss Annual Income Yield Equities 9 3.0 0% of Portfolio Common Stocks BOEING CO COM Security Identifier: BA Dividend Option: Cash CUSP. 097023105 10130115 500.000 148.1280 74,083.75 126.9400 63,470.00 .10,593 75 2,180.00 3.43% BRISTOL MYERS SQUIBB CO COM Security Identifier: BM Y Dividend Option: Cash CUSP. 110122108 10130115 5 C00.000 66.9420 334,712.00 63.8800 319,400.00 .15,312.00 7.600 00 2.37% DISNEY WALT CO DISNEY COM Security Identifier: DIS Dividend Option: Cash CUSP. 254687106 10130115 5,000 000 114 0150 570.072.60 99.3100 496,550.00 •73,52260 7,100.00 1.42% PFIZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP 717081103 10130115 10,000 000 34.5300 345,304.10 29.6400 296,400.00 .48,904.10 12,000.00 4.04% TENCENT HUGS LTD ADR Security Identifier: TCEHY ISIMI U 58803201094 CUSP 880320109 Dividend Option: Cash 10130115 400.000 19.0180 7.607.00 20.4220 8,168.80 561.60 21.33 0.28% Page 3 of 9 D 'O12CCS F ' Account Number: J EPSTEIN VI cihNF _ Cio paperless Rama [moms beefy Yew Lou 2007 PURIM RATEDCOMMUNICATIONS rxesur manlisvIONS. Wit MC CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) IDAENTEAL SCHIY_GM_00048902 OB-SDNY-0011726 EFrA_00I 5951I EFTA01254549 Portfolio Holdings (continued) Unrealized Estimated Estimated Dale Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gals( Loss Annual Income Yield Equities (continued) Common Stocks (continued) =SOFT EN TM T SA ADM Security Identifier: UBSFY ISA.LS9034881023 CI, SIP 903488102 Dividend Option: Cash 10130115 5.000.000 8.0430 30.21510 6 2900 31.450 00 1.234.30 Total Common Stocks $1,361,975.15 $1,215,438.80 -$148,538.35 $28,901.33 Total Equities $1,381,975.16 $1,215,438.80 .$148,636.35 $28,901.33 Unrealized Aoxued Estimated Cod Bails Market Value Saint Loss Interest Annual Income Total Portfolio Holdings $1,458,521.15 $1,311,991.80 -$146,536.35 $0.00 $20.959.55 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (RC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2038) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defiled as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis vii be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases Into money market mutual funds processed on the sweep platform. Please be advised that Deutsche Investment Management Americas Inc. MI be liquidating the NY Tax Free Money Fund and Tax Free Money Fund Investment (the 'NY Tax Free Funds') and the Tax-Exempt Cakfomia Money Market Fund on or about April 8, 2016 and as such the NY Tax Free Funds and the Tax-Exempt Caldomia Money Market Fund will no longer be available as money market funds in the OBSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund, your entire position in the applicable NY Tax Free Funds and Tax-Exempt Caifomia Money Market Fund will be automatically redeemed and the proceeds will remain as cash balances in your brokerage account. For more information about your available cash sweep options and to select a new cash sweep option you must contact your Client Advisor. If you are not currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund, then this change will not affect the existing sweep for your cash balances and you do not need to contact your Client Advisor. Paget of 9 Account NumDer:- MaNdtscolloM . 08All ROI t GO paperiess . Ve.'90C• 2007 I-7Y Or. a EPSTEIN VIC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) O NR1 F I D AEMIAL t- ?:(1CIALVIEDC LINCATCHS SDNY_GM_00048903 DB-SDNY-0011727 EFTA 00159512 EFTA01254550 Deutsche Asset & Wealth Management DesIsre Ran, Pn.. WeYn Maernalt Polwals CodraCe Dettsffie MY Sew ne.“K C•1«, P.O. Go* 1778, Bahimore, MD 21203 la...di ~.16M I be, Wwbnar BMA Statement Period: 03/01/2016 • 03/31/2016 M essages (continued) For more information on the cash sweep options available to you in the Sweep Program, please visit our website at http:Mwww.wealth.deutscheawm.cornfamericas/en/CashSweepOptions.htrnl and click on 'Cash Sweep Options'. Activity Summary (AU amounts shown are in base twenty) Credits This Period Debits This Period Net This Period Credits Year.to•Date Debits Year.to•Date Net Year.to•Dale Dividends and Interest $3,567.11 10.00 $3,567.11 19,053.22 $0.00 $9,053.22 Cash Witridrana's 0.00 000 000 000 40.000.00 .50 000 00 Total Cash $0.00 10.00 $0.00 $0.00 450,000.00 .150.000.00 Totals $3,567.11 10.00 11,561.11 19,053.22 450,000.00 440,946.78 Transactions by Type of Activity Process! Settlement Date Activity Type Desaiptioe ()entity Pre Accrued Interest Amalfi Demme Dividends and Interest 03102116 CASH DIVIDEND RECEIVED 10000 SH RS PFIZER INC COM RD 02105 PD 03/02/16 3.000.00 USO PFE 03/04(16 CASH DIVIDEND RECEIVED 500 SIRS BOEING CO CON RD 02/12 PD 03104116 545.00 USO BA 03131116 MONEY MARKET FUND DEUTSCHE GOUT CASH 22.11 US) INCOME RECEIVED 233991612 Total Dividends and Interest. U.S. DOLLARS 0.00 3,567.14 Total Value of Transactions 0.00 3,587.14 USD The price and quantity displayed may have been rounded. P40e5or9 Account Number: Iteued taceMbra ?,:099126CSF3{: :,::‘ L/8..“ ROLL. Go paperless (very Va. Wm» 2'007 DAL BAR RATED COMMUNCATIIONS rxarturder CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6 VICUR J F IDrITNAL SONY GM_00048904 DB-SINY-0011728 EFTA_001595 13 EFTA01254551 Client Service Information Your Client Advisor: DM, DANIEL SARA 345 PARK AVENUE 267F FLOOR KEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually- No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper con m unications, log in to your amount or contact your Oient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscelaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do riot have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and NIA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwpershing.corn/business_continuky.htrril for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 6 on Account Number: e k ol Rated t mall*nii 0200 ROLL Go paperless VwLea 2007 DAUM. RA T COWNIUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 'CC%FIDENTIA rxentrwer SDNY_GM_00048905 DB-SDNY-0011729 EFTA_OO159514 EFTA01254552 Deutsche Asset & Wealth Management Deviwe Vritslin Paamir-wrat Maroets Ontfte 4.0.p De.tic la kn. storm. M. ...iv, brit Office PO Liox 1778, 8a8imore. M021203 11)Pant Ann**. iloct tine writ n't lm •w Statement Period: 03/01/2016 - 03/31/2016 Important Inform ation and Disclosures (continued) Reinvestment !continued) whom your security was purchased, may De obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Mn. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securties transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquines concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. M other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visa vnwrpershing.com/about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted. page of 9 Account Number Rated taaiss ?It Mint, ROIL Go paperless L very Von Since 2'007 DAUM. RATED COMMUNICATIONS •••••••,.•-••••••Airvi• J EPSTEIN VICONIN rxcitimer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FIDAENTIA SDNY_GM_00048906 OB-SDNY-0011730 EFIA_00159515 EFTA01254553 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied. (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330. Page 8 of 9 ()PAN ROI Account Number. J EPSTEIN VI Oh Go paperless Rated excellent Ivory v«. Nam 2007 DAL OAR RATED COMMUNICATIONS 4=== 7. 1=7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NF IDAENTIAL rxertimer SDNY_GM_00048907 OB-SDNY-0011731 EFIA_00159516 EFTA01254554 TERMS AND CONDITIONS TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHINGCOM. STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COINDISCLOSURES TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION HMS- FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1)-(2)] BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMNNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. RECORD OF THE SEPARATE ArrniINT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER INSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET 84 THE SUBJECT SECURITY. PERSHING DIRECTLY PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR DUALITY OF EXECUTION PURPOSES. DATE. THIS r• ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX, INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING, FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEESTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. F ANY CIF TIE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSHNG IMLEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RADA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT Page 9 o19 T ,, e4(426.7SFP:I024 OPAD ROL Account Number pg Go paperless Italic. excellent .** DAUM; . RA TOD C724LuTocanons rxemmer S artrlowver....rt= a "4.1= CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6: EIN NICi'NI FIDALWriAL SDNY_GM_00048908 OB-SDNY-0011732 EFrA_00I 59517 EFTA01254555 Deutsche Asset & Wealth Management Dralsre Rant Pnwevininiapmgenmt Pants Cisme G,o‘p Dettuty la* Sewnerac. lireyen 011ict PO, Box 1778, Bahimore, MD 21203 laPart AMMO. 3Mhl ter Mr* wet nr iarA Account Number: Statement Period: 02/0112016 - 0212912016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,280,804.01 $1,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deposds and Withdrawals 0 00 -50.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,280,804.01 1,388,785.58 Dividends. Interest and Other Income 1.919.05 5.486 08 ?set Chan in PorlIolia -10 713 00 -122.291.60 ncling Account Value $1.271,980.06 $1,271 980 06 Estimated Annual Income 528.932 42 Your Client Advisor: CAMEL SABBA Asset Allocation Prior Year-End Lad Period This Period % Allocation LSO Cash. Money Funds and Bank Depotiis 137.499.78 91.066.81 92.985 86 731% Please review your allocation LSD Equities 1 301.285 80 1.189.737.20 1.178.99420 9269% " penothcalty wen yore tient/Wont Account Total (Pie Chart) $1,438,785.58 $1,280,004.01 $1,271,980.06 100.00% Page 108 Italia Excellent A0100319CSP30017 Lvery Vs. LSO, 2007 08A0 7011 DAUM. RATU) COMMUNICATIONS 7XCILL7NC7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDIsVi iXL SDNY_GM_00048909 DB-SDNY-0011733 EFTA_00159518 EFTA01254556 Summary of Gains and Losses Realized This Period Year-to -Date Unrealized Short-Term Gam/Loss 0 00 000 -182 980 95 Net GaIn/Loss 0.00 0.00 -182,980.95 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account 4 you have a deposd of foreign curency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desolation Amount Belem Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num bey. 0000001493 Current Yield: 0.26% Activity Ending: 02129/16 01130116 Opening Balance 91.066 81 91,06081 02/02116 Deposit MONEY FUND PURChASE 1,900 00 92,966.81 02129116 Deport INCOME REINVEST 19 05 92 985.86 02/29116 Closing Balance 892,985.86 Total All Money Market Funds 892,985.88 Income and Expense Summary Current Period Tear-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1 900 00 0.00 5.450 00 000 Money Market 19.05 000 36 08 000 Total Dividends, Interest, Income and Expenses $1,919.05 $0.00 $5,486.08 $0.00 Page 2 of 8 Account Number: Italia [mailer/I tilitAN ROLL Go paperless (very Vs./ Slate 2'007 CALMAR RA T CO COMMUNICATIONS rxesurtraer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. gjoEs:PST NvICCIN FIDENTIA SDNY_GM_00048910 DB-SDNY-0011734 EFTA_001395 19 EFTA01254557 Deutsche Asset & Wealth Management DM'SC ••[ Sint Pr,.,,. "mall nManaluntat Me l potr Comp °taunt sank smote 4%. Mow Irk Moo ea Bat 1770. Sallimore, MD 21203 SO Pia Asa. IMP ber Repr Mt 101M Statement Period: 0210112116 -0212912116 Portfolio Holdings Account Activity Opening Closing Accrued Income 3I.Day Current Opening Date Quantity !lumber Wiles Balaace Balance Income Ws Year Yield Yield Cash, Money Funds, and Bank Deposits 7.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH INSTL 01130116 92,985.860 0000001493 02129116 91,066.81 92 985 86 0.00 36.08 0.26% 0.26% Total M oney Market 991,016.81 292,985.86 80.00 636.06 Total Cash, M oney Funds, and Bank Deposits $91,066.61 $92,985.86 30.00 $36.08 Unrealized Estimated Estimated Date Acquired Quantity Veit Oast Cost Basis Market Pike Market Value Gain! Loss Annual Income Yield Equities 93.00% of Portfolio Common Stotts BOEING CO COM Security Identifier: BA Dividend Option: Cash CUSP. 097023105 10130115 500.000 148.1280 74,083.75 118.1800 59,090.00 •14,973.75 2,180 00 3.68% BRISTOL MYERS SQUIBB CO COM Stonily Identifier: BM Y Dividend Option: Cash CUSP 110122108 10130115 5 000.000 66 9420 334,712.00 61.9300 309,650.00 •25,06200 7,600 00 2.45% DISNEY WALT CO DISNEY COM Security Identifier: DIS Dividend Option: Cash CU SP. 254687108 10130115 5.000 000 114 0150 570,072.60 95.5200 477100 00 -92.472 60 7.100 00 148% PFIZER INC COM Security Identifier: PFE Dividend Oplion: Cash CUSP 717081103 10130115 10,000 000 34 5300 345,304.10 29.6700 296,700.00 •48,604.10 12,000 00 4.04% TENCENT HUGS LTD ADR Security Identifier: TCENY IMO U 98803201094 CUSP. 880320109 Dividend Option: Cash 10130115 400.000 19.0180 7.607.00 18.2480 7,299.20 .30710 1634 0.22% Pap 3 of 8 Account Number: e t ). Rated tacolleria :10519CSF MIA0 ROLL J EPSTEIN vic Go paperless (very Year Since 2007 CALLUM RATED COMMUNICATIONS rxenurraer CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) FIDAriTriA SDNY_GM_00048911 OB-SDNY-0011735 EFTA_00159520 EFTA01254558 Portfolio Holdings (continued) unrealized Estimated Estimated Oate Squired Quality Wit Cod Cod Basis Market Price Market Value Bald Loss Annual Income Yield Equities (continued) Common Stocks (continued) UBISOFT EN TM T SA ADR Security Identiller: UBSFY ISWOLS90348R1023 CLSIP 90348,1102 Dividend Option: Cash 10130115 5.000.000 6.0430 30.21510 5 7310 28,855.00 .1.560.70 Total Common Stocks $1,361,975.15 $1,178,99410 -$102,980.95 $28,896.34 Total Equities $1,301,075.16 $1,178,994.20 -$182,980.95 $28,896.34 Unrealized Aoxued Estimated Cod Bads Market Value Gain( Loss Interest Annual bcome Total Portfolio Holdings $1,464,961.01 $1,271,980.06 -$182,980.95 $0.00 $28,932.42 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabikzation Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on loin 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fued payment schedule for which a yield to maturity can be easiy determined acquied on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m ary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Vet Year-to-Date Dividends and Interest $1.9 19.05 $0.00 $1,919.05 $5,486.08 $0.00 $5,486.08 Cash Withdrawals 0 00 0 00 0 CO 0 03 -50.000.00 -50,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 -150,000.00 -$50,000.00 Totals $1,919.05 $0.0D $1,919.05 $5,486.08 -$50,000.00 -$44,513.12 Page 4 of 8 Account Number: listed tscollonli VSAN ROLL Go paperless (vey Year Since 2007 DAUM. RATED COMMUMCATIONS 6"CtihNF IDAENTIAL rxerturraer SDNY_GM_00048912 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:7 DB-SDNY-0011736 EFTA 00159521 EFTA01254559 Deutsche Asset & Wealth Management Dralsre Ran. Pr.!. Weatn PAP•agenent Pdaeals CodrageG, o‘P Dettsev M Sew lire wan Onto P.O. Bat 1778, Babimore, MO21203 Na Pan Annus. tauMet War wet liY 1011.4 Statement Period: 0210112016 • 02/29/2016 Transactions by Type of Activity Process/ Settlement Date Activity Desaiptioa Quantity Price Accrued Interest Amount DJrren Dividends and interest 02101(16 CASH DIVIDEND RECEIVED 5000 SH RS BRISTOL MYERS SQL IBB CO COM RD 01104 PO 1.900 00 LSD BMY 02101/16 02/29116 MONEY MARKET RAD DEL TSCFE GOVT CAB! 19 05 LSD INCOME RECBVED 233993682 Total Dividends and Interest- U.S. DOLLARS 0.00 1,919.05 Total Value of Transactions 0.00 1,919.05 USD The pace and quantity displayed may have been rounded. Cash Not Yet Received Security Record Date Payable Dale Quantity Held Rate Dividend Option Amount of Payment Dividends BOEING CO COM 02112/16 novie 500.000 1.090000 Cash 545 CO PFIZER INC COM 02105/16 03/02116 10.000.000 0.300000 Cash 3 000 00 Total Cash Not Yet Received 73,545.00 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR KEW TOW NY 10154.0003 Pepe 5 of 8 Account Num ber. Rated [mallard, MIAO Rol do paperless L....my Year Since 2007 6 DAL BAR RATED COMMUNCATIONS rxeirturmer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. (je EPS ) TEI"CEM FIDAarnAL SDNCGM_00048913 DB-SDNY-0011737 EFTA_DO 159522 EFTA01254560 Your Account Information Tax Lot Default Disposition M ethod Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually. No Electronic Delivery You have not selected any account comm unications for electronic delivery To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked IVA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfoio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are piked via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset. the current price will purge and MA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (EAY) figures are estimates and for intonational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any tine, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading. Or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to VAYlv.pershing.comAxisiness_continuity.htrri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously finished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial intonation conceming your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional intonation regarding this procedure is available upon written request to your introducing firm. Page 6 of 8 ORA1t VC)11. Account Num Der. colt F IDArNTIAL Go nanerless Rs. [mollsM Event Year Slam 2007 MUM. RAT CO COMMUNICATIONS rxesturnser ./Tatur•-=. 1C.A..== SONY_GM_00048914 CONFIDENTIAL - PURSUANT TO FED. R CRIC,1. P. 6(e) OB-SDNY-0011738 EFTA_00159523 EFTA01254561 Deutsche Asset & Wealth Management Baffle Nm .r,.,,' WA Ir Manali'vrn Manirt$ teeny Comp oeautit Sank kW Coes 4%. Na. *0 Moo P.O Boa 1778, Skidmore, MO 21203 30 PIA AM*. I nmoor 0rweitit 101M Statement Period: 0210112016 • 02/2812016 Important Inform ation and Disclosures (continued) Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the tens outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaricaty convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be rekable. Pershing does not guarantee the accuracy of the information The Role of Pershing • Pershing caries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other intructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees arid it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you wilt not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial knoll:bon. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or il you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC knits. For more detailed information please visit vnwtpashingtorniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally Mal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to Pagel of 8 Account Number Rated v...11ent, um, M 2007 DALBAR RATE000MMUMCATIONS Pa•Nr. taC weer IS rent OM rxarartraer CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6jos Er N VeCKI FIDG°A niEri PaPerieri SDNY_GM_00048915 DB-SDNY-0011739 EFTA_00159524 EFTA01254562 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) the first scheduled hearing date. • The panel of arbitrators wil typically include a rninority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fried, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to artstrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Page Sof S Account Nun ber Rated [sailer.' Go paperless Every Vs. Late 2007 JE D . DAUM. RATED COMMUNICATIONS rxesturner CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(: ) TE' vain F IIDAENTIAL SDNY_GM_00048916 OB-SDNY-0011740 EFTA_00159525 EFTA01254563 Deutsche Asset & Wealth Management Dnehne Sena Drvwm weY n Meaernm1 anel$ %Pape GIP" De~he lank »CV 'Xi Inc Mn %irk Once P.O. Box 1778, Skidmore. MD 21203 HS Part As" léth Ober Account Number: Statement Period: 0170112016 - 01/31/2016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value 81,438,785.58 81,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deports and Wilhdrawals •50.000.00 -50.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,388,385.58 1,388,785.58 Dividends. Interest and Other Income 3.567 03 3.567 03 et Chan Porlloho -111.548.60 543 60 nding Account Value SI 280 804 0 1 S1,280,800.01 Eslim aced Annual Moon e 528 913 37 Your Client Advisor: DAMEL SABBA Asset Allocation Prior Year-End Lad Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposes 137.499 78 137,499 78 91 066 81 711% Please review vow allization LW Equities 1.301.285 80 1.301.285 80 1.189.737 20 9289% " peoodicalry with you Client Advso• Account Total (PIe Chart) $1,438,785.58 51,438,785.58 81,280,804.01 100.00% Page lot 8 Rated taalkini onno von A0098187CSF30018 L very Va. Lao, 2007 rtttre.....W..."4":Zr= DALBA. RATED COMMUNCATIIONS rxeskuNer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONF ID(g )rr erieisAL SDNY_GM_00048917 DB-SDNY-0011741 EFTA 00159526 EFTA01254564 Summary of Gains and Losses Realized This Period Tear-to-Date Unitized Short-Term Gain/Loss 000 0 00 -172,231.99 Net Galoans 0.00 0.00 -172,237.95 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num bet: 0000001493 Current Yield 0.25% Activity Ending: 01129/16 01101116 Opening Balance 137499 78 137,499.78 01105116 Withdrawal MONEY FUND REDEMPTION -50.00000 87,499.78 01/12/16 Deposit MONEY FUND PURCHASE 3.550 00 91,049.78 01129/16 Deposit INCOME REINVEST 17 03 91.066.61 01129116 Closing Balance $91,066.61 Total All Money Market Funds $91,066.61 Income and Expense Summary Current Period Tear-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equines 3.550 00 0.00 3 550 00 0.00 Money Market 11.03 0.00 17.03 0.00 Total Dividends, Interest, Income and Expenses 33,587.03 $0.00 33,587.03 $0.00 Page 2 of 8 Account Number Rsd excellent lia7.7 701 Go paperless beefy Vo.7. Sera 2007 DAL BAR RATCOODMINIUNICATIONS 6(e)STEIN J EP IxOILL'NC' CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. vt " ti l\ F I DAENT1AL SDNY_GM_0004891S DB-SDNY-0011742 EFTA_00159527 EFTA01254565 Deutsche Asset & Wealth Management Oeuin .7 11an.Prmilf Wealth Manip--frent Mt/wit townie , . Deota• 57079.e Ints170 ON* P.O. Bea 1778. BsIiimore. MD 21203 Mann Antos. )Mutt, Statement Period: 01101/2016 • 01 /3112016 Portfolio Holdings Accu:-.; Activity Opening Closing Amrued Income 30•Day Current Opening Date Quantity 'lumber Esdieg Babes. Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 7.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 01101116 91,066.810 0000001493 01129116 137,499.78 91,086.81 0.00 17 03 0.20% 0.25% Total Money Market 9131,499.78 991,088.81 $0.00 317.03 Total Cash, Money Funds, and Bank Deposits 9137,499.78 $91,080.81 80.00 $17.03 Unrealized Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Market Prim Market Value Gain! Loss Annual Income Yield Equities 93.00% of Portfolio Common Sods BOEING CO CON Identifier: BA Security Dividend Option: Catti CUSP 097023105 10130115 500.000 148.1280 74,063.75 120.1300 60.065 00 •13,998.75 2,180 00 3.62% BRISTOL MYERS SQUIBB CO COM Security Identifies: BM Y Dividend Option: Cat CUSP 110122108 10130115 5,000.000 66 9420 331,712.00 62.1600 310.800 00 •23,91200 7,600 00 2.44% DISNEY WALT CO DISNEY CON Security Identifier: DIS Dividend Option: Cash CUSP. 254687108 10/30115 5.000 000 114 0150 570.072.60 95.8200 479,100 00 -90.972 60 7,100 00 148% PFIZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP 717081103 10130115 10,000 000 34 5300 345,304.10 30.4900 304,900.00 •40,404.10 12,000 00 3.93% TENCENT HUGS LTD ADR Smoky Identifier: TCENT MS U58803201094 CUSP. 880320109 Dividend Option: Cash 10130/15 400.060 19.0180 7.607.00 18.6180 7.447.20 -159.80 16.34 0.21% Pap 3 08 Account Number Rated excellent /009e1!-PCSF, ,' M1A11 7, 1 Cio paperless L very v«. Late 2007 DAUM. RATED COMMUMULTIONS vary 1.10 •••••••••11.. J EPSTEIN VI OK F IDrarIAL exam, Her SDNY_GM_00048919 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) D NS. OB-SDNY-0011743 EFTA_00159528 EFTA01254566 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity UeltCod Cod Basis Market Price Market Value Gold Loss Mnual Income Yield Equities (continued) Common Stocks (continued) UMSOFT EN TM T SA ADR Security Identifier: UBSFY 81,930348R1023 CUSP 90318R102 Dividend Option: Cash 10130115 5.000.000 6.0430 30,215.70 5 4850 27.425 00 -2.790.70 Total Common Stocks $1.381,975.16 $1,189,737.20 -$172,237.15 $28,896.34 Total Equities 61,381,975.16 $1,189,737.20 -9172,237.96 $28,896.34 Unrealized Aoxued Estimated Cod Basis Market Value Saint Loss Intered Mnual Income Total Portfolio Holdings 81,453,041.96 $1,280,804.01 -$172,237.95 $0.00 $28,913.37 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be repotted to the IRS on Ion 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Important Reminder for Pershmg's 2015 IRS Forms 1099 (8. DN. MIT, OID and MISC) As a reminder, by February 16. 2016, you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting. and will provide the anticipated mail date of your 1099 form Your 1099 will be mailed no later than March 17, 2016. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Pursuant to SEC Rule lob-1004(1i confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page t of8 Account Number: Rated Excellent, OBAN ROLL Go paperless Event 'Va. Since 2007 DALBAR RATED COMMUNICATIONS J EPSTEIN Yr 7)ICIILL7Ner CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F IDAENTIAL SDNY_GM_00048920 DB-SDNY-0011744 EFTA_00159529 EFTA01254567 Deutsche Asset & Wealth Management Destine Sim Pnnir Wean meaegenmt marettston•ate6.6P ontuti• tam ~On 11c, Nag brit OON• PO Et» 1776, ignore. M021203 MS ran its" member AY. *et NY 101W Statement Period: 0110112016 • 01/31/2016 Activity Summary (Aft amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest 53,567.03 $0.00 $3,567.03 53,567.03 $0.00 53,567.03 Cash Withdrawals 0.00 .50.000.00 -50,000.00 0.00 .50.000.00 •50.000.00 Total Cash $0.00 -$50,000.00 -$50,000.00 $0.00 -$50,000.00 -$50,000.00 Totals $3,567.03 -$50,000.00 448,43237 63,567.03 -$50,000.00 -$48,432.97 Transactions by Type of Activity ProcesW Settlement Date Activity Type Oescriplios Quantity Price Accrued Interest Amount Currency Dividends and Interest 01111116 CASH DIVIDEND RECEIVED 5000 SHRS DISNEY WALT CO DISNEY COO RD 12114 PD 3.550.00 USO DIS 01111116 01129116 MONEY MARKET FUND DEUTSCHE GOUT CASH 17.03 USO INCOME RECEIVED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 3,567.03 Cash Withdrawals and Deposits 01105116 FEDERAL FUNDS SENT EASTERN CORP FCL •50,00000 US0 USD999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 40,000.00 Total Value of Transactions 0.00 -46,432.97 USO The price and quantity displayed may have been rounded. Cash Not Yet Received Security Record Date Payable Date Otiantity Held Rate Dividend Option Mount of Payment Dividends BRISTOL MYERS SOLIDS CO COM 01104116 02101116 5.000 000 0.380000 Cash 1,900.00 Total Cash Not Yet Received $1,000.60 Page 5 of 8 Account hum ber Rabod taarbrie -'472..."-rm.....'nr..8.7=" tes (}g", +01 t Go paperless Lvny vne Snow 2007 DALBAR RATED COMMUNICATIONS J EPSTEIN VIC rxeritmer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CYN F IDanTriAL SDNY GM 00048921 DB-S6NY:0011745 EFTA_00 I 59530 EFTA01254568 Client Service information Your Client Advisor: DAN DANIEL SAHA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method lot Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method far all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually- No Electronic Delivery You have not selected any account co rn m unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for moie inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid a an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to porffobo value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. When the updated price is received from the price provider. the updated price will be used in the release of the current month's statement. Prior statements wil not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly-traded securities. debt securities in default securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAN and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any tine, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnviv.pershing.corrybusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 6 of 8 Account Number Rsd tscetlene Go paperless L very YearSento 2007 NF ID-ENTIAL 1,14/Or >I J EPSTEIN VI bliDS DALBAR RATED COMMUNCATIONS writ ..sc rxciturner SDNY_GM_00048922 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011746 EFEk_00159531 EFTA01254569 Deutsche Asset & Wealth Management e PAM VrOtlilh Paamir,tat M./eels (Int•gtO• l, De.ttcht Nom n< Yew. *A 0110, PO. em 1778. Ballimore, MO21203 AMnfok 10th ,loct /W. 'Sr\ JIY IOVA Statement Period: 01/01/2016 - 01/31/2016 Important Inform ation and Disclosures (continued) Reinvestment (concnned) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintairing current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleanng agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or cable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would bke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC imits. For more detailed information please visit NWAy.pershing.corniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Pagel of 6 Account kum ber. listed Excellent utA:r .>I Go paperless Ever, Va.Since ?007 DALOAR RATED COMMUNICATIONS JE„TE,„co, rxenurraer SONY_GM_00048923 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Ns. F I IDEN - NAL OB-SDNY-0011747 EFTA_00159532 EFTA01254570 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very knifed. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Negate Account Number Iltsfial Cecelia rigi Go paperless Every V... Woos 2007 DAUM. RAT ED COMMUNCATIONS aorrisaLtZtotren= 0Zrailsoill•W MS.* ErST IC b k rxerurtraer CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) EIS V Ns. F I DAENT1AL SDNY_GM_00048924 OB-SDNY-0011748 EFTA_00159533 EFTA01254571