EFTA01275587

U8S Financial Services Inc. Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 March 2019 CNF7076517511 0319 )0 5 VI 0 Account name: OHISLAINE MAXWELL Friendly account name: Ind CashfSavng Account number: _3575 SS Your financial Advisor: SCOTT STACKMANILYLE CASPJEL Phone] Questions about your statement? Call to Emery:la Advsor or tke Value of your account RMA Resourceline at 800-RMA-1000, on February 28 (1) on March 29(S) account 029323575 Your assets 694,182 87 173,792.07 Visit our websIte: Your liabilities aoo O.00 www.u0S.Cornifinan0a1SennCeS Value of your account $694,182.87 $173,792.07 Items for your attention , Holy vutc,:t yc lion: Irani and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sourats of your account growth www.annuakreditreporteorn. Tracking the value of your account during 2019 Value of your account 1 Thousands at year end 2018 1699,9S4.77 Net deposits and 6,144.7 viittdraee* -1529,682.39 Your nvestrnent return 4000000.11\ 4,208.9 Divdend and interest income 33519.69 Change m 9914 817.6 7000 694.2 ins market value 10.00 Value of year worn on Mar 29, 2019 $173,792.07 Dec 2014 Dec iois Dec 3016 Dec 3017 Dec 301s Feb 3019 Mar 2019 SDNY GM 00023000 Member SIPC CNP70008006517511 NP7003302199 03072 0319 030579004 Y123575650103010 Page 1 of 6 CONFIDENTIAL EFIA_00133620 EFTA01275587 Your Finandul Advisor: UBS Account name: Resource Management Account GH5LAINE MAXWELL Friendly account name: Incl:CasbiSaving SCOTT STACK MANY LYLE CASFeEL March 20'9 Account number YI 23575 55 Your account balance sheet Summary of your assets Value on Percentage of March 29 ($) you octant A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 173,792.07 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Comrnodrties 0.00 0.00% G Other 0.00 0.00% Total assets $173,792.07 100.00% B Value of your account $173,792.07 Eye on the markets Percentage change Index March 2019 Year to date S&P 500 1.94% 13.65% Russell 3000 1.46% 1404% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.5. Aggregate Bond Index 1.92% 2.94% Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% CNP703093C65175I 2 NP7003302I99 00032 ce19 D30575004 YI 23575550 I CfgaiLlYGM000230blite 2 of 6 CONFIDENTIAL EFTA 00133621 EFTA01275588 SUBS Account name: GHI5LAINE MAXWELL Your Vinandal Advisor: Resource Management Account Friendly account nano:Ind:Cash/ Saving SCOTT STACK MANIYIE CASRIEL March 2019 Account number. Y I 23575 55 Change in the value of your account Cash activity summary March 2019 (3) Year to date (Si See Account activity the month lot deta Is &dances In your Sweep Options are 'riducedIn the open to and closing balances value FDIC insurance Lott to ckponts at UBS Bank USA and an banks participating in the UBS FDIC insured Deposit «wan. I does not aliply to deposits at UBS AG. strrioet Search. UPC Opening account value $694,182.87 5699,954.77 potection applies to money market sweep find holdings but not bare deposits Seelmportant inCorination about your statement on the tat two pars of this document for detals With&awals and fees, including investments transferred Mardi 2019 (3) Year to date 04 cut -521,156.46 -529,682.39 Opening balances $0.00 $0.00 Dividend aid interest income 765.66 3,519.69 Additions Closing account value $173,792.07 5173,792.07 Dividend aid interest income 765.66 3,519.69 Proceeds from investment transactions 521,156.46 529,682.39 Dividend and interest income earned Total additions $521,922.12 $533,202.08 For proposes of INS statement, tacatiity of inkiest and dol.:lend Income has been dekmlned Item a US Subtractions tar legating perspective. fixed upon the residence of the account holder. account type, or product type, sane interest andor dvidend payments may not be subject to United States (US) and Puerto Rico (RR) Other funds debned -521,156 46 -529,682.39 income tarn The dont month« statement is rot intended lob used and carrot be rtked upon for tar 0010Set Clients should refer to the apt:kale tar reporting forms they recent from IRS annually, such as Funds withdrawn for investments the forms 1099 and the Forms 493, fa tar reporting information n is the practice of UBS to file the bought -765.66 -3,519.69 digital:« tar reporting forms with the US internq Revenue Service and PR Treanury Oeturtnent and in such forms accurately das9 fy chidends arcla Interest eat, trenrpt Or bauble income rime consult your Total subtracttons -$521,922.12 -$533,202.08 inchodua tax preparet March 2019 (S) rear to date IS) Closing balances $0.00 $0.00 Taxable dividends 765.66 3,519.69 Total current year $765.66 $3,519.69 Your investment objectives: You have identified the following investment objectives for this account If you have questions Total dividend & interest $765.66 $3,519.69 about these objectves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Cunent income &capital appreciation Your risk profile: Primary - Moderate Investment ehgibihty consderaton - None selected SDNY GM 00023002 cinv7coosci05517SI 3 Ne7003302199 00072 0319 030575004 Y173575550100010 Page 3 of 6 CONFIDENTIAL EFTA_00133622 EFTA01275589 Account name: GHISAIIE 10A:01VELL UBS Resource Management Account March 2019 Friendly account name: Account number. Savng Y I 23575 SS Your Hounds' Advisor: SCOTT STACK MANY LYLE CASRIEL Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out 01P7C0C00065175I 4 NP7000302I99 00002 0319 030575004 YI2357555010ftftlyGit000230ter 4 of 6 CONFIDENTIAL EFTA_00133623 EFTA01275590 Account name: GHISLAINE MAXWELL Resource Management Account Your Fi modal Advisor: *UBS March 2019 Friendly account name: Ind.CaShiSaving Account number. Y1 23575 55 SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current vaues Sheet(' May be approximate. AS a teak gam &tresses ma/ nol be accurately reflected. See rmporunr infoanabon about your statement a the end of this ciccurneM far more infornzon. Cash alternatives Money market funds Money market funds at reinter insured to, gisaffinteed ty the Feeeta Deposit Insurance Corporation or any Other goverment agency. inslautona prime and institutional municipal funds must nog flea net asset values (NAV) per share to the nearest It I COIN of a cent (e.g., S1.0000 Government and fetal money market funds will continue to transact al a stale $1.00 net asset value. Although money matte' funds seek to preserve the value of your Investment at CO per share. II d possible to lose money by inieging in these funds. Total (virtue:fed is the tali d ale reinvested chadonds n does not include any cash dsidends n is not ale Unreafrod(ax)goin or bas is the difference between the <in rent value and the cost basis ad would lot for the purposes of determining holdrg periods or cod basis. The shares you receive eah time you generally be your taxtlegan or loss if the security was sold cn this die. The unrealized dal pan or loss coat reinvest cl wdends becorne a separate tax fbl need lobe a0usted for ret Lin of (spate' parents in order to determine the readred gain or loss for tax Cost boas is the total purchase cost of the security. includng reinvesteddudends The cost basis may reporting purposes. need to be adusted for return d capital payments in order to deleirrine the alusted cost basis for tar investment return is the current value minus the amount you invested t does not Include shares that are not retonirg pumices. reflected on your statement. End udng shares that have been realized as either a gan o a to5s. R also does not include cash cludencts that were nor reinvested Purchase price Number steerage price Chem Cost ante per share Value on unrealized Investment mddng Hddng d dises per Mae (S) investment(S) basil (S) on Mar 79 31 Mar 7901 gin or loss CO return (S) Period U85 PRIME RESERVES FUND 173,792 070 ---This information was unavailable-- 1.0000 173,792 07 EAI: 14,206 Curent yield: 2 42% Your total assets Percentage of Cost Estimated unrealized Value on Mar 29 (S) your ac count basis (S) annual mane (SI gin or loss (I) Cask alternatives a Money market funds 173,792.07 100.00% 4,206.00 Total 5173,792.07 100.00% $4,206.00 • Missing cost basis information SDNY GM 00023004 CNPTC003306517515 WM003302199 00072 0319 030579004 Y123575S50 100310 Page 5 of 6 CONFIDENTIAL EFTA_00133624 EFTA01275591 SUBS Resource Management Account March 2019 Account name: Friendly account name: it : Account number: Your Amanda' Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month Date AaIlly Demotion Amour* (S) Dividend and interestutoome Taxable dividends Mar 29 Dvidend UBS PRIME RESERVES FUND 765.66 SYMBOL UPRXX Total taxable dividends $765.66 Total dividend and interest income $765.66 Die ACRYIy Description *mull (1) Other funds debited Mar I Transfer TO VI 23576 8100 -5,156.46 Mar 13 Transfer TO Y1451703100 -500,000.00 Mar 14 Transfer TO Y1236802100 -16,000.00 Total other fends debited 4521.156A6 Invesbnent transactions rot mare intonation tout the Oat taut shown for restricted secuddes, see important Mformation about your simmer* at the end& this Stirlen' erc<eeds from Puna investment wftlsdrann for Accrued Ole Mthlty DeStIpt:On Ouantlry vti tie (SS Prke 01) transactions (I) invesimentsbar9/4 (S) interest (I) Marl Sold UBS PRUVE RESERVES FUND .0.46o SYMBOL: UPON Marl Sold UBS PRIME RESERVES FUND 4,156.000 5,156.46 SYIMIBOL• UPA)0( Mar 13 Sold URS Pia* RESERVES FUND -500,000.000 500,000.00 SWUM: UPRXX Mar 14 Sold UBS PRIME RESERVES FUND -16,000.000 16,000.00 SYMBOL: UPRXX Mar 29 Reinvestment (AS PRIME RESERVES FUND DIVIDEND 0.660 -066 REINVESTED AT 1.00 NAV ON 0312919 SYM301.: UPRXX Mar 29 Reinvestment UBS PRR/E RESERVES FUND DIVIDEND 765.000 -765.00 REINVESTED AT 1.00 14AV ON 03/2919 SYN1301.: UPRXX Total $521,156.06 -$765.66 CNP703C0005517516NP70C0302199 00002 0319 0305750N Y123575550 I OCIEMY_GM_00023C81596 6 of 6 End of statement for account number Y1 23575 S5 CONFIDENTIAL EFIA_00133625 EFTA01275592 Important information about your statement 165 Financial Sevres K. (the Fames 185 reranCie her keen you co law that 60 days after the Fern capacity. A la copy of he poky weedig is available exam a want and may rot keep pace with Semi:era is a mentor of all pr i-cipal cecvuy, ccenmcday sent you the fat st moment on which the mac or Loon request. inftetim. and omen orchargts. UBS Financial Sonnets and 185 Problem anned. • Moderate VANN to accept some rid to pierces.' ard Bank USA are ndrect sttskaaries of 185 AG and - Prot* war name ad accost number Of any) Reiter the SIPC wireclionnor the supplemental tolerate sane volAiity to seek higher returns. affiliates of UB5 Secukin RC. The F im'sINA& - Describe the error or the Haider you ale innate protection apply to: • Amyrtsar Wiling to accept high risk to prince.' ad Statement is available.upon request. The Firm's excayArq about, and eaplain as diary as you can whyyou • Cairn franca' assets controlled by (and nclided n high voltam to seek highMars over bine. offices aro at: believe a is anmu a new you need mete your atcoura vats) but Mkt 1Why from 185 Financial • instiser7 figny Canso:tenth.): I *Mud. a 'formation. Services. For nrole certain 1.0 insurance ;MOMS. Minion or the po.Moho fa that account my incfide 18$ Feta-kal Services re. - Pronde the dors arnxnt of the suspected era. ntliaang arable aguitts. and 00 shares of mAol complex swages, limited liquidity and cream 1200 'Irby Boulevard funds registered n the rune of the account holder on volatile?. Weehawken. NJ 07086 The Finn or Card Wu.r vol investigate you cavern the books of the Sue or transfer gm(); and MI correct wry *nor prorptU. For alleged errors • kwestment cortexes ce Menem eateersIs (e.g. Statement ehouseholdike This statement represents the only official record of sex moire.; l/B5 1/416.a• debil cad Ira-mach:me if to sake lirnited partnerships and private Placements)hat are We may consolidate al reined account statements with U3S Froncial Sevres account. Other records. erupt more than 10 bus tress days to do this, we winged. not registered under the Securities Act of 1933; the sane address in the urm envelge, e g. because divot ter obornents. contanng centric-tag data should you account la the amount you Ihnk sin took so that • Cronnoditin contracts (e.g. foreign ...charge and they haw owners who also maintain joint account nor be relied won d youberme thee is an era or you yea hive the use of the roomy diem; tie tine it mucus metal contracts), magma futures onads retationshos was otter Norts at the same addcess. If ceninan please report m ironintately n take.; to the tam in to ccrepkte as imastigatien. and commodity option contract, and you prefer to mere idiwdusl statements mailed in Brans Manager of the office nag you account. • Deposit weans Incept certificates of &posh) at WS separate etholOPet. you may decline hotneholdeg by Please make all cheeks payable to the Fern Or the Bak USA, IRS AG U.S. brans sod bats it the calling you Financial Advisor Although alI igxes shown re trended to be accurate, Inmost ententes notated on the front of this FDIC hared Deposit Program. statement data should not be used for lah exposes key staserrent In additien to roan account lees amounts The SIPC protection and the upplemental protection do Friendly Kenn name witty on ye:tend tor. tons. Fern 1099.519& may be %Art to mantonarce fem, charges fir Me not apply to those assets evenif they otherwise appear The Friendly account name is a custemarre *nclourne 1042$. etc when prepang your tat return. The Fan is Payment for securities purchases and charges for urpaid on sae Sidman.. The WC protection ad the chosen by you to assist you withyor rwordleeprig regured by kw to(*poi to the RS altaxable doidends, arcurs n cash accounts. Accounts that are tendered appkenental protection Ai not protect again changes has ro legal effect on your account is not 'ended to reportable neattoable drafalia and taxable interest to other nsteurons may be subject to a Vander fee. n the market vak* of Your investments (kether as a relied any strategy, prodact recoromendaebn, end al slurries held it pit =cent net proceeds mut of motet movement issuer brikruptcy imestment objective or Sc profile associated wett you on sale karnactbre, rd con basis awaken coaxed UBS Sweep Option. otherwise) accounts. and is not a promise or gnaMee that wnbtt sentries- 185 offers metro for rweetag cash balances to bark or any financialresullt Can a will be achieved. All depose accounts at non-noted bats and affiliated Dividend Reinvent& Program (DRIP) inenments invoke the risk of kiss. indudig the risk of Ceankations with the Finn banks and money rani MALI lunch (Money Ftwb). The price reflected is an average price You may obtari loss of the erase irreiStMnIt. You <enchant). your • Please reconfirm any oral cortruneatken i. nag Depose nano at UK Bark USA and mainlined the a& price In your Financial Advisor. Onky Wok Frees./ mecum names throughOnline Stenos a by tofurther protect your rights. inclaing your rgtits barks rank:env in the UBS FDIC-Inured Deposit shares we purchased smite DRIP, partial stunt wallet cantering you F rental Ahem net the Securities mentor Protection Act DEAL Program are FDIC.nsured n accordance wfi FDK rules sold and the cash wit be deposited in yOur account The • If thefinancial institution on the top left of the front Fa Mee &amnion, please vise www fdc.gay. Depose dodged remestment Price sv7Pled bx.. 9se one may Arran overview of this Pined is not UBS Fnmeir Services. U35 amine% at 185 AG Stanford Branch and shoes of defer from the makeraxe al Moth path.' shires • Vabe of pur arcoontborflofo. Net of assets and riuncial Semen caries you Ikttalt as during MoneyFinch are rot insured by the FDK. are sold line es. baker by arrongerner wait to irked Minton • buns Includes ayskable cash balances. values for we itonried you ce the retabontso mben your Bank deposits we not protected by SPC. Money Fug Cadvinilieu opened this account. h the raw you finds and shuts are peeleded by SITC. See U85 F mescal eneces regrind security (ett ). and Global Tim Deposits, Only whok ants maybeMad al your accouff. If you are unrealized mats to &orbit and Certain Mats me held secants re Mated a 1.11$ fnaneol Seven and rot AcCOuril Proterton- below, elated to a part& a& as a result of a cliviand pavane,' the antacigbroker. and youmutt make a feral by the Fim. Don rest nob* unpnced secure enlasiels a othenvire, the Firm MI other sell partial <net at at the end of the prior and current statement Pre ode. or of erg error or amnion to both finis Uralyour repent, balances in the bare depositsmay be mate peke or accept n annum determined by • panne inserters. unrested suck opeitim and • As descebed 'n the account newts, you mat withdrawn. ard shares of a Morey Fed maybe regretted clearig Korey, a-adcredit your account timetable stock options notifyusof any arces or fraud involving checks Ibmidatect and the proceeds retuned to you ryas secures accost • eiatialibes Klass debt I:offences, outstanding margin reflected on axe statement within 30 days after 1 was Inverbnent objectives bra. creole Ink short acorn. balances. milady made available. the emstmere objectives rid risk profile are stroke to • Plowdiva customer compliers or irons to tie Further adrarnatiri about available intro options, • Cash/money balarxm Total of tnimeved available each account and may vay between you acrours. cab balances, plus devout balances at affiliated and rim's< lent Relations Department x 201.352-1699 n cladng eine& ireerest rate, ad yields. 6 nadable at Please advise the Finn proem(' n toiling of any wwwririscorassnapydla, from yea •NIX•liAd•We nakaifihned brill, and money market mutual keg or toll-free at 800.3549103, 8:00 A.M. to 6 AO P.M portant change in yrs financial situation a swag baboon, at the cote of to statement period ET Monday enoughFrclay. or in emtag to UBS or by <ring 800.762.1000 nveserront objectives. Foe each account het, you river.' Sewn re., Chest Relations Depaiment, Nonyorrmodity free molt balancesin you- accost' are Moose nol the (Mowing imestment objectives: notswpgxed from other balances ad the Pim may P.O. Box 766 w.onCiy, NI 07087. UBS Financial Services arrant protection • Piocas• Catena:mom, Inns meets seeking the The Firm is &member of the Starnes Iwestor Protection bensof them binds li the melon came offs • Allneemeres shall be deemed cormlne rod acorn generation of iron cab. bans" These finds are payable Leon your demand. it not objected to in suiting within 60 days. Corporation (MK), nth protects kroner custames • Achira Capital Appreciate.= evestrneros wain of Rs mantes in to $502000 (nckding $250,000 Ice This total is added in the nerved periodclung aka • For TTY meets. Call 8446120986 or from ante goon of peixPal Mkt than the generation of the US.: Cal 201-352-1495 <biro for cash). Eglanatov brochure Rabb* upon Mane. tenting information • has. of aeon or ow-slims about xielectronic ✓emit& or al mew.MC oast The 5IPC asset protection Mies age, to an accounts that you hold in a panoalw • Prodoce Conbinason ofMorn and Capital For deleted Hermeticn on the Ian's lending practices finds transfer (Ern bi pawner or MS Vise debit Apple<iation: Investments seeking both the geremica sd cimbsuers, relic to you Client Relliketshe) cad transactions, call M762-1000. or wee to UBS capocey. The Finn, together with eaten affiliates. hn to of roam andgrowth of Prixital. Agreement cr Account Agiewnem and the Congeal Prance' Services rt., 1000 Harbor Mg, 61h floor, Terms and Conditions. UBS Statement of Credit Practices Weehenten. N.I 07086, AtIn FcMtele8A Semen purchased sorpkmental karate The nwirein amts payable to all eligble clients. collectively under Orem. risk table; available nagaarcena dodtadaMules theprotection is MOO neon as of Deamber 10, 2016. • Conservator Seeks to nointinintal pracieal, with Cal cr write as soul as you can, if you shit you low risk, .n.1vast lily to the want monk even if statement or rece# is vmng a f you need more Subeect to the polky can:Mims and Inaba . ash at the Gins is further protected for up to 11.9 non in the Mal means the account dun not generals significant Motrnalcn tout a (Infer on the statement or reap. The pima Cad bear (as noIrcable) must garnet foe A your accounts held n aparticular SDNY_GM_00023006 CONFIDENTIAL EFTA 00133626 EFTA01275593 Ilnportant information about your statement (Continued) Your assets - For cenan *canes roans n non -conform ng • Est. (estimated) interne, current yields and rates. — We «new <Cenper6tiliell Irons WS 8eic USA, ISS Your statement iterates rearte red other assets held denornriatons, price ad queerly (face .aka) may An to mate of myna! r‘diee n bared on (c.o.,' AG Stamford Branch and nceaff deed barks n the accounl at the end of the Statement reread You have been adjusted to facilitate proper vein+ chided and .merest rain, assailing the sec rnes will tfvoujs our cash weep Fro;raTh may ask for delver of ft* Paid securities al we tire. To obtain orient quotations when mailable. contact be held for one yea- from statement date or until compensation may be ama-Mk per account fee or You may reel,* wattles used as loan Wawa alter you &cahoot Sawa. mataity. The estimate is owe" a guideline, accuracy may be a percentage of natant defy deposit pens any balance de on them. Ark securities and continued noon* are not guaranteed beirves tranorerred to the For ding the icaummt peed are • Private investments and structured r) produces. - Conuted wrath name aid current yield for toed at market value or of the end of the stamen hivate nwstrnent ward*, (IN died certain types of bourne <cold riflede a return of Activity period PankiPalko program and real estate inaernent trust or-clonalor captal sans is which case the en Information regating commissions and other chages • Coe basis. ndetesnnirg the cost basis of the swains) and structured products are generally highly income (rd current yteloi would be overstated. incurred n correction with the exasoion of trades, secants mended in this itaternent, wboe indicated ihanct Ceram south:ad wakes haw not been - Estimated arnual name and curet yeld and the landingoption tram-Atone has been tended on with the number 'I,' keS Fannie Services has relied registered ivith the Socaitin and Exchange atoll income and yield neghe be lave or haler cordimitations previously lionehed so you, ed will be on information dunned from sources otho Manther Carmissen or ado• any state wares laws. We than the *shinned amounts provided to toes promptly on nmast. Pi-aerial Streets. abiding intention from maker provide catenated values for page resumed - An estinate of xnualized income (dividerd aockr Inn or that you ma" have;corded to your Ftharnal stakes and structured products for neirmal crud interest) divided by the current market Short selling kleiser. the Firm does AM almeniesty seedy a purposes only Autrey d not guaranteed valuidaveragr balance a based on the last divdend ll you .e engaged n shat sang a away, puma" guarantee the aCOSaCy or vitality N any OMemotion - These vases may differ abseaneisty Iran peon, it or merest payment made by the issuer and incur a charge Sae to (wan arrow:no costs for that vended by sources other than U3S Financial Setae ay. al which a private' math, rt security of sauna the seoinesidaposes will be hell fee one pan inalarseuricy. In addle++ although LeS Chian Seeds gerseralk structured product may be boc4nt or sold and do yea from the statement date rotund maturity. updates that nikematim as it is received, the fan not recession, represent the vain you may rearm Accuracy and contnued yield ere not guaranteed. Open orders does not von* any entrances dna the informances goon Caddo:on. Regaidng open co • roblitcancelee aders that crcler "Coat b% ad nd "Ureealcod gee loss' is - Third pony *stoats of value re n gai a <actin • Meets net held by WS Financial Services, Certain were not evoned by the seamen date, open buy and accurate as of the date of this statement. As suChc date ad ore supped to UPS Finer it Services on a assets ar e not held by the Fins and not Weir the tel slop orders we radioed by the anon of dodoes please do not rely an this nlanution to make regular bass by an ideation's valuation lima Fim's possession or control. These assets are Or nyhtS on an eider:el-4s or Parts date unless piduse or tale decisions, fa piposes or - tsPief, general panne or sponsor («mated dank deployed on yas statement IC. oformational mauled othenmse by you. You afe response:neer othenvise. Mecums transferred to theta's may lat. we oared to the Fon by the 6Sulf, purposes only. Positions and valets presented re orders that at executed due to you failure to cancel reflect gallon inerream kin only Ice the period or general partner or spans and may be cakulated provided by the slung ('em LISS Financial Diets is "ing OW ceders. tire theywe held at the Fan More historical based on deferent infamaten Iran that used by not responsble for this informahm and does not (damns', can be Ailed by you Fnamitil Advisor. that pates to derive their minuted vanes. guarantee IS accuracy these assets we rot protected Privacy • Unrealized gaionosses. When data 8 available, - You can obtain additional nfcmuteon regarding by SK or to irras supplementalDK coverage. To than a copy of as current Client Privacy Notice, tempted arenized gansflosses are <attuned for the methodology used to determine the estimate of please contact you. Fnancial Caesar or viol as redone noviial warty lots the enaction data for value ad the date of the eicrinatiCel that is the • Revenue sharks and Katona ecempenertion. at >wen gin ensurvivierr,frt. notarial lots may or may rice ref act arrmissions. basis la the estimateby contanig your FinanCul - h addition to commissein an sales and 12b.1 fees - 185 Financial Deices it rot a bark. The RMA, Buenos charges asokr seedily reap-eaten events. Adv60r. reeved in connection with the astrixdon of mutual Services Account BSA and IRMA are brokerage Deeded and other renvestment lots and systematic - Turd patty estimated valet may be reflected as funds to at dents we ardor of aniline recede accounts *bah provide access to barking senses and pachise Ion we each combined to display ore aka joked' in several leuatienS: Mien an «erne thee° payments from dettbaces andor redacts ihrcucts alarigernirritS with affiliated banks award lot 71-e 'Trade date colmn grants the independent valuation fern has not suppled or advises of the mutual fads that so sell Thew and other trend-parry banks, and provides access to right transaction trade dale. unable to acsixt a value, when we became aware amounts we based on two different arroceena (4 issuance and array Products issued by u-affbawd • Callable securities Bonds and preferred stock that not a material event has occared this my calla the arrant of sales by 1.8$ of a particular rrutual thiul.party noranceccmpanes through instance the ewer cats for eery rederrpton ail be selected piewousk reported value it questa, a when a land family to our dents; and 60 tie asset vain of a agency sabsidants of 1.8$ Financial Seams Inc niparbally by lot Iran among al scarlet of that value would be highly speculate. due to the name particular Mutual fund lanais elutes held at the — entstmere, inswance, and annuity pred-icts. issue held in OW rum. or in noratee ram for at ea the county fnn — Not FDC it • No bank guarantee. May late vale clients Call knife nbormaikn is obtained from third - Wan neither an issuer, general partner a sponsor - We and at affiliate also receive rennin; and — tMA Pescarce Management Account. Busyness pales and es actuary is not aaced. Other call estenated value an a thed-pay *shouted vane is omnbus processing fees in consideration for transfer Services Account 6SA. IRMA and ineenatiorul Resource leaves may not which «ad MM weld. carpete ponded, the raw of the sectary will beafferent agent services that we provide to tie rasual funds Management Account are registered service marks of i toimat nxii be provided upon request from its patine price. These fees generally re pad from inwstor assets LISS Financial Sterne, Inc. • Pricetvalue hien displayed for securities and other - 'Distributers to date' may nine When of the mutual find and are a feed doll. amaze based — VKA is a registered racerrurk owned by Visa products ma" be higher or hoer than the price that capital, name or both. an the raorber of accounts at the brae-dealer Mennxional Dace Associnice and used undo you would actualk Nome the in the market Rites ap - • Organ tat size• represents the renal offering holding mutual funds of the fund fanily sense. 165 Vna credi cods ard the LIES Visa obeained from vskais party sources *Pah we peke per inn and may not reflect your cost base — en addition to CCenril6SkinS received in correction debit cads are soared by UK Bank LISA with bailee to be dab* tad we dons guarantee the - OfP Ind unfilled REP hearties are not Iced co a with the sae a dsubuton of annuity contracts at permission from visa U S. A Incorporated All other accuracy national securein exchange. and we generally unit nvestmert bust eras to our den, we ardor vadernarkt registered trademarks, stake mans and - We generally use the chairs price when available or acted ani nen E they can be sold the price as aff oat, receive reverse during corrpensaton registered sehice milks are of their recede. tie mean of the bid and ask prices la listed receeed may be less ton the per share estimated from Mary of the nourance companies uncewnliss corrpanres secants and options a onk bid pekes for OTC value provided n the Aconite statement. the annuity affiliates of the Nuisance wctikes conpanes or spears of the unit essetment trusts UPS Financial Services Inc Rev. 701810 - Less actively traded secahis maybe priced using a • Restrided securities Restated securities rarely we distance valuation model or the most recent price we are not arrerey eligble for pubk sale. LIBS Financial - In addium to commissions received from the obtained and may not reflect an actual market price Services uses the market pre of tie urrestieted stock pudnase arid sale of Nettioares finds, we actor cur a rake. of the sore twat as an inflated value lee the affiliate receive an asset-based revenue shaming ▪ Cenail positions may taper w Was a price and restricted stook for purposes of the StOfteltat only. To payment from Nestawee distrbuton. A well as wit show as 'once was not available we are the extent that restricted wen es are nistae for sale finding for technology development, training and triable to cbtan a price for a Wanly. Me value reeved may be sabstantialy less tun the education. - Deposes ce unities denconnated n curences awned value shown. — Our Atones also receive trading cormiisams and other than U S. dollars re reflected at the exchange other compensation from mutual funds and nonce rate as of the stab:mere date. compare; whop pales we chtuttne SDNY_GM_00023007 CONFIDENTIAL EFTA 00133627 EFTA01275594 lies Financial Services tic Private Wealth Management c;It UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 April 2019 C1'4,70056844730419 vl 0 HISLANE MAX Account name: GHISLANE MAXWELL Friendly account name: Ind Casi-iSaving Account number. "( I 23579 SS Your Nnancial Advisor- SCOTT STACK MAN/ LYLE CASIdEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA- 1000, on March 29 (S) On April 30 (1) account 029023575 Your assets 173,792.07 166,344.71 VIsItour websIte: Your liabilities 0.00 0.00 www.ubscomffinancialservices Value of your account S173,792.07 $166,344.71 Items for your attention • Help protect yourself from frau/ did review bank, credit card, and VA cage statements regularly. Also, get your hoe credit report annually from Sources of your account growth www.annuakreditrepottcom. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 5639,954.77 Net deposits end 6,144.7 withdratials 4537,45831 Your roesunentream Dividend and interest income 53,848.25 Chance in marker valun 50.00 • 1738 166.3 Value of your account on Apr 30. 2019 $166.344.71 Dec 2014 Dec 2015 OC(201fi Ot ]01717 Dec 2018 Ma 019 Apr 2019 SDNY GM 00023008 Member SIPC 0.70009305034473m7000186696 00007 0419 030575004 Y173575550000000 Page 1 of 6 CONFIDENTIAL EFTA 00133628 EFTA01275595 cat UBS Account name: GHISLAINE MAXWELL Your Nnancial Advisor. Resource Management Account Friendly account name: Ind.CasIVSmmg SCOTT STACK MAsiLYLE CASRIFL April 2019 Account number. Y1 23575 SS Your account balance sheet Summary of your assets value on Percentage of April 30(1) you account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 166,344.71 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0 CO 0.00% Total assets $166,344.71 100.00% B Value of your account $166,344.71 Eye on the markets Percentage change Ind@ April 2019 Year to date S&P 500 4.05% 18.25% Russell 3000 3.99% l&60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97% Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% CNP7000)005694474 NP7000186696 00002 0419 030575004 712357555000MAYGM000230tflage 2 of 6 CONFIDENTIAL EFTA_00I 33629 EFTA01275596 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi needs' Advisor: *UBS Friendly account name: Ind:Cash/ Sakng Account number. Y1 2357 5 55 SCOTT STACK MANLYI£ CASRIEL Change in the value of your account Cash activity summary April 2019 (S) Year to date (S) See account activity the month for dela Is. Blanes in your Sweep Options are induCedin the opening and closing balances vast. FDIC insurance &pies to deposits al UBS Bank USA and all banks paiticipatirg in I he UBS FDIC insured Deposit rrogarn. a &es not apply to deposits at UBS AG. Slatted Erarch. SIFC Opening account value $173,792.07 $699,954.77 protection applies to monry market sweep fund hddirgs but rot bare deposits Stelmportant intormahon about wet statement on the lat Mo pages cf this document for detals Withcfrawals and fees, including investments transferred April 2019(5) Year to date (S) cut -7,775.92 -537,468.31 Opening balances $0.00 $0.00 Dividend aid interest income 328.56 3,848.25 AddItor* Closing account value $166,344.71 $166,344.71 Dividend aid interest income 328 56 3,848 25 Proceeds from investment transactions 7,775.92 537,458.31 Dividend and interest income earned Total additions 58,104.48 5541,306.56 foe puiposes of ills statement, tarablty of inkiest and dividend income has been determined firm a US Subtractions tar lepyting 'knottily,. Based upon the residence of me account horde,, account type. 01 pioduct type, sane iMerest antler dvidend payments may not be subject to United States (US) arida Puerto Rico (PR) Other funds debited -7,775.92 -537,458.31 income teas The tient monthly statement t nce intended to be used and carrot be ref ed upon fee tat purposes. Clients should lifer to the appleale tar reporting forms they recehe from MIS annualy, such as Funds withdrawn for investments the forms 1099 and the roans 493, foe tar reporting information it is the practice of UBS to file the bought -328.56 -3,848.25 appticaree tat mooning forms with the US intern0 ;tavern* semce and PR Treating DePartirent, and in such 'Oink accutatety vase fy dvidends ardict Interest as tat exempt or tat** income. nerve consult your Total subtractions -$8,104.48 -$541,306.56 incheduai tae preparec. April 2019(S) Year to date (5) Closing balances $0.00 $0.00 Taxable dividends 328.56 3,848 25 Total current year 5328.56 $3,848.25 Your investment objectives: You have identified the fdlowing inwsunent objectives for this account if you haw questions Total dividend & interest $328.56 $3,848.25 about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about )our statement at the end of this document Your num objective: Current income &capital appreciation Your risk profile: Pnmary - Moderate Investment abgbibly conpdecatton - None selected SDNY GM 00023010 Ctir70309305684475NP7003‘95696 000O2 0419 030575004 Y123575550000000 Page 3 of 6 CONFIDENTIAL EFTA_00133630 EFTA01275597 SUBS Resource Management Account April 2019 Account name: GHISLAINE MAXWELL friendly account name:Ind:Cash/Saving Account number. YI 23575 S5 Your II sandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP700C0005694476 NP7030199996 00002 0919 03057930t Y12357555000%fficom00023thaige 4 of 6 CONFIDENTIAL EFTA_0013363 I EFTA01275598 Account name: GHISLA1NE MAXWELL Resource Management Account Your II needed Advisor: *UBS April 2019 Friendly account narne:Ind.Ca995,9mng Account number. Y1 23575 55 SCOTT STACKMANLYLE CASRIEL Your assets Some lances, income and current bra ues ShoNn may be approximate. AS a NSA gains aidlosses may mot be accurately reflected. See impOildniiniariteriOn about your statement a the end of the d curnem for more Infornason. Cash alternatives Money market funds MOrty Markel funds are neither incurred ror guaranteed by the Feckid EleytoSit Insurance COMOratiOn a any other gfsernaent agenCy. In514utiOnd mink and instill/WAS municipal funds mug float tie, net asset values (NAY) per share to t he nearest Is 1001h of a cent (erg., SI 0000 Government and real money market funds Mil continue to transact atonable $1.03 net asset value. Although money model funds seek to preserve the value ci your invesunent at 11.00 per share. II is possible to lose money by infesting In these funds iota, reinvetted is the tour d al reinvested dUdonds r does not include any cash dsidends is not a Is Vnroadeed(JX)gijo a bz is the craneFence between the current vats and the cost basis ad would lot for the purposes of determining holdrg periods or con basis. The shares you receive es!, time you generale be your tattle gain or loss if the security was sold on this dee. The unrealized dad pan or loss may reinvest dwdends become a separate tax 101 need to be alusted for ret tin of captal PEcuenents in order to determine use rested gain or Ion for law Cost bitis is the total purchase cost of the security. includng reinvested d %tench The cost basis may reporting purposes. need to be alustedfor return of capital payments in order to determine the alusted cost Pais for tat investment return is the current value menus the amount you invested. I does not Include Placental are not (Pixie/4g purposes. reflected on your notement, iMludng shares that have been rested as either again or 8las. easo &AS not include cash dvidends that were nee reinvested. Purchase pricer Matt( Average price Chem Cost Pdce per share Value on Unrested Investment mooing firedog el chiles per share (S) investment (V basis (S) on Apr 30(3) Apr 37 DI gain or loss (3) return (S) Pencd U65 PRIME RESERVES FUND 166,344 710 -•-This in formation was unavailable-• 10000 166,344 71 EAI: 14,009 Curent yield: 2.41% Your total assets Percentage of Cost Estimated Unreffized vane on Apr 13 (V your ac count basis (5) annual morn? (S) can or loss (I) Cosh alternatives * Money market funds 166344.71 100.00% 4,009.00 Total $166,344.71 100.00% $4,009.00 • Mining cost basis information SDNY GM 00023012 C HP70507005034477 NV7003195696 00072 0419 030579004 Y123575550000030 Page S of 6 CONFIDENTIAL EFTA_00133632 EFTA01275599 SUBS Resource Management Account April 2019 Account name: GHISLAINE MAXWELL Friendly account name:Ind:CasNSaving Account number: VI 2357555 Your AAsocial Advisor. SCOTT STACK MANS YI F CASRIFI Account activity this month Date Adholy Dexrotion Amount (S) Dividend and interestoroNne Taxable dividends Apr 30 Dividend 1)85 PRIME RESERVES FUND 328.56 SYMBOL UPRXX Total taxable dividends $328.56 Total dividend and interest income $328.56 Dale *dimly °ester:saw Arrow' CS/ Other funds debited Apr I Transfer TO 'el 235768100 -7,775.92 Total other fonds debited -$7,775.92 Investment transactions c; or I ntorrnalon aped tee puce' value snown br reuricted securities, see imports& mfolmation atiost your statement at tne endof tnn oactment. Proceeds fran Funds in.estrnent withdrawn Id Accrued Date ACtiity DeStepteon Quantity vdue(S) ism (S) transactions 01 tnvestrnentS ocor (5) interest (S) Apr I Sold UBS PRIME RESERVES FUND -0.920 SYMBOL. UPRXX Apr I Sold V85 BRINE RESERVES FVND -7,775.000 7,775 92 SYMBOL. UPRXX Apr 30 Remvastment UBSPRifvt RESERVES FUND DIVIDEND 0.560 -0.56 REINVESTED AT 1.00 NAV ON 04'30' 19 SYMBOL UPRXX Apr 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 328.000 -328.00 REINVESTED AT 1.00 NAV ON Oa/30119 SYMBOL. UPRXX Total $7,775.92 -$328.56 CNP70060305664478M70C0i$5696 coco2 0419 030575004 yi23575SSOCOMINVGM000230%9e 6 of 6 End of statement for account number VI 23575 55 CONFIDENTIAL EF1'A_00133633 EFTA01275600 Important information about your statement 18$ Formal Services tic (the Firma UM Firu-cial her Iranyouno leer that 60 days after the Fern capacity. AM copy of fie poky wording is evadable income or ran and may rot keep pace with Seevke0, is a mentor of all precipal security. candodity two you the fist statement on which the woe or uPOre request. inflation. and *plot corhanges. UBS Financial Services ad LOS Problem aPP•seed. • Moderate YARN to accept UMW ride to pincOal and Bank 1)54 re indrect sits:genies of 1.25 AG and - PTO** nimt and accost number Of any) Nei vethe 51PC acteclionnor the servaemental tolerate sane Watery to wok higher returns. affiliates of 185 Secures LLC. The Penis linnet — Desoto• the error or the totter you me unsure protection apply to: ▪ Aggressive: Willem to accept high risk to pincpal ani statement iirivailehlt upon request. The Ferns near We about, rd explain as chary as you can why mu • Ceram f 'Mineral assets controlled by (and elided n high notably to seek high retard over time. offices an at believe a is anma a new you need more your aerate vela) but held awayIran 16$ Financial • rammed £ig.&1ty Consideraehn: a selected a ehernaeker Services. For tharpleortain issuance protracts. portion of the ponfolio foe that account may nark 185 Freatel Services eic. — node the does arrant of the suspected error. jells:an) vrable a-nuitko. and (4 shares of mAwl complex strategies, listed liquidly and gnaw 1200 Hata Boulevard finds registered in the thane of the accord holder on volatiltyr. Wervanken, r0 07086 The Fim or Card burr will investigate pit cavern the books of the Suer or transfer agent), and wit correct any *MX pravotk. For alleged more • Mesmer (coact ce eranwent interests Icy, Statement thousehoklier This aatement Oresents the only offkialrecord of sr enolving UBS Veredebit cad na-nacrak f we sake linld panonlips and private Plecernents) that are We nuy consolidate r related account statement with 1.6$ Fruiter Services account. Other records. incept mote than 10 business days to do this, we will code not registered under the Semites Act of 1933; the same address in the same envelope, e o because onkel lac dcaments. contanng catiang data should you recut-tip the amount you thole n in mot, so that • Commditees antracts (e.g., foreign exchange and they have owners who abo mantain hen account not be relied won II youbedew thee is an weer or you wa have the use of the money dung the tint it preciousmetal worts), nekring futures contract ratio:Ow, wee other charts at the rate address. CrieterOn pleat mon s imene6aSely el writing to the team in to complete os investigation. and ormodity option antral; and you veld to revere indiolual statements mailed n Brandt Manner of the office weep yrs amount. • Deposit roams (except certificates of deposit) at 1.8$ Mare melons. you may dream. Isoutehokleg by Please make all cheeks payable to the Fern or the Bark UM, UBS AG US. beaches and braes n the carat your Financial Advisor Although alI ogres shown se mended to be actuate, Martha VISteuticil ideated on the van of this FDIC Insured Deposit Program statement datashould not be used for tan osmoses Rey statement In addition to negro secant lers actowts The SIK protection and the suppinnintal protector do Friendly *acornname same, on yevend tax kerns, (i.e.Fenn 1099. 5198, mw be Abject to makenarce loos, charges for bee not apply to there ands ewer f they otherwise appear the Friendly taunt nom is a ruhancale natant' 10425. etc Jaenpreflamg yOle tax return. The Finn is payment kr securities purchases and charges for unpaid On sets slateMIMS the StC protection ad the chosen by you to assist you with Sr teCOCCittODn3 reaured by sew to repot to he RS sharable dMdin* amounts in cash accounts Accounts that are rendered suppkornental protection oh not coronet against changes has no legal effect on you account. is nOrt Mended to reportable nentreble deekkende and text* interne to other instarcen my be subject to a vender fee. n the market vale of Kea investments (whether as a reart any strategy. procract recommendation. earned on smuities held it you accomt, net proceeds mat of mike' movement issuer bankruptcy or i mai oeat cbjectne or rte profile associated wrth your On rre transactions. and con bask encode:lowered UBS Sweep Options otherwise) rooms and is not a piomire a guarantee that wealth satiates. 1.85 offers options For sown-gosh balances to bat a any Inrvialresubs, can or will be achieved. All depost account at non-andiated barks ad Mitred Dividend Reinvestment Program' (DRIP) Mesmer% evolve the risk of Ms, a-dude-tiethe risk of Connotations with the Firm banks and money noire TIALISI funds (Money Funds). The price reflected is an average art You may obtan loss of the enter investment. You concision. your • Pleaserecta-firm any teal cowerunkatiom in *Ong Deposit rant at 18$ Bark USA aid nonaffiliated the actual price from you Financial Advisor. Only Mole Rena/ moat names through Online Services or by tofurther protect your richt inckokre your rites banks pankigaing it the UBS NOK.hoed Deposit Owes re purchased undo DRIP, gunial shoes will,* contacting you Fe-uncial Acker. seder the Smarties Mester Protection Act (SPAT- Program are FDK.nsured n amnia He wee FOK rules sold ani the cash wok be deposited in yOur &Muni Me • If thehaat& ottration on the top left of the front For more information, please vise WWW fdtgay. Depose Modem' renWSIrrent preempt:and by tie issuer may ACCOtelt overview ol the StattMere is not LES Fnatiel Strokes, LIM iKcountS at IRS AG Stanford Branch and shares of cther from the makes price at Mich the paha' styes • Vette of put arcount/pantofo. Net of assets and Fiuncial Semites units tear breast as clearing Money Finds are no nand by the FNC. me sold listidaies Maw by areartmenent waft the ikkated inanution • Assets Includes available cash balances, values for we Wowed you cd the retabonthb whenMe Bar* deposits pre not protected by WC. Money Fend Cashoinolieu opened this accare. h the cast you lads and shoves are reelected by SIK. See "UBSF Moral Services restricted security (et), and Global Tine Deposits, Only whale uems maybeheld ro yar accoult. If you are unrealized marts to dirket. andOlen assets MX held sectsaes at located al MS fnancul Semmes and rot Amur Protearon- below. untied to a penal unit as aresult of leb/idled payrrent the itocracing broker, and youmet make a report by the Fem. Does riot thcrade unpnted sestraelasiels C. OIllemirse, the Firm a other sell panel firm at at the and of the Fehr at wont statement penods, or of any error onominkm to both ferns Ultnyour newest, balances int-mbar* depositsmen be man et peke or accept an rename determined by a private en...MIMI; wrested shed opium and • Aso:Iwo-bed th the account agreements, you rrIlEt witidownl and shares of a Morey had maybe registered clearing agency, a-4 credit you- accant owed-cable stood options notify us of any tiros or fraud inothirg checks karlated and the proceeds retuned to you or you warihes most • Pubstities lix1,4es debit balances, cutsuning margin reflected onMour Statement within 30 &Oafter a was Inverlanent objectives lora credit lie, short accant barites. maileda made available. the investment objectives and risk profile an 'pectic to • Pleased:ea &roomer compliens on i-odles to the Further inkernatext about available sweep options, • Casblmoney &ibexes. Total of tnimested available each account and may vay between you &Carla cash balances, plus depose balance at erred red FinMC lent Relations Department at 201.3521699 eckerammerert interest rates and yields. s geottle at Kea* Aside the Finn menfolk er waling of ay moat comosweeprelds, from you F mantel Advisor nal- elf doted bras, ander:my market mutual find or tolkfnee at 800.354-9103, 8:00 A.M. to 6 00 P.M profKent change in yos financial neuron a sweep barmen at the cite of to statement prod ET Monday throughFoley, or in wren to UBS a by <ring 800762.1000. investment objectives. For each accost held, you Financial Services it., Client Relations Derunment, Nonoconmoday free mitt balances into, accost we choose one el the blowing Ottoman objectives: not sayegrad from other balaxes and the Fim may P.O. Box 766 Union< ey, w 07067. UBS Financial Services accost protection • Prods* Currenancomt Investments seeing the The Finn is a member of the Seardies Mega Protection use armor these funds et the °dewy course of us • AB moments shall be deemed corvine and acorn generation of income oak. business. These finds are payable upon your demand. it not objected to in writing wenn 60 days Corporation (SteC), which protects securities customers • Achieve CapitalAppreciatron awesome; Peeking of as denten w to $504000 (ncWing 1250,000 for Sirs total is itleded in the most pored dosing vale. • For TTY wmes. Call *444120986 on from aMide growth of prixbal eater then the generation of the US.: Cal 201.352.149S dains foe cash). Etplanakry brothere eatable axe, month Leming information • hose of *non or queslions about anelectronic revues: or al mew sac ace The SIK asset protection Ernes apply to all acorns that you hold era pasoanr • Amex* Combodon ofhome era °peal For detailed nlarnatiOn on the f em's l'extna practices fads transfer (EFTL tal payment a CRS Vrad debit Appreciation: Investments seeking both the gerweanth rd dabsum. refer to you. Clem Retelionshp cad Vansactiones call B30.762-1004 or write toUM capecty. the Firm, together with erten affiliates. has to of Mon* and growth of principal. Agreement a Accosts Agreenerit and the Gael Financial Services ex., 1000 Harbor BIM, 61h floor, Terms and Conditions ILSS Statement of Credit Practices Weelunien. W 07086, Alton. MAMMA Swoon purchased supplemental ;entrance. The nannies amour payable to all elighle dent. collectively woke Ovenl risk motile' available n Agreements andOischtwes theprotection is SSOO million as of Decerber 10, 2016. • Consentht. Seeks to Freiman ink el prechal, with at paw nes ce..sranninrthe-Inver.s C al ce write as soon as you can, if you there your low riek ad vanKeyto the accoutre overall, even t Subject to the pokycm:16a end firnealot cash at statement a receM is owing a ir KO need mat the Sim is feather protected for up to 11.9 minors in the that mea-n the account does not generate significant MOrrnaten attest a brew on the statement or recent The Files on Card Ras (as reohlohle) must Maregato for al your roars held in a particular SDNY_GM_00023014 CONFIDENTIAL EFTA_00133634 EFTA01275601 Important information about your statement (Continued) Ye..mats - for cenan worries vadng n non-ccolcemeg • En. (esunated) income, current yields and rates. - We lama caryeanatan if CT UM 8eA USA, 185 Your Mater/erg inences securities and other assets held &nanny:Sons, price and gummy (face whit) may An titmale of !WWI myrrh is bred on <vie« AG Stamford Branch and nonaffiliated barks n the account at the end of the Materiel period You have born adjusted to facilitate «epee «runs dnidern and «semi rates, morning the securities will tfnoujs our cat sweep FeCin This may ask for delivery of fullar Paid securaies al sty tine. To obtin anent quotatkos. when avaitabti contact be held for one yea from statement date or until compensation may be a moorhy per account fee or You may tee« wooties used as loan co/tmera alter your fruncial Admor. matsity. Ins este:sae is calf a guideline, accuracy may be a percentage of aierage defy deposit paying any balance der on them. Any securities and continued nitre are not guaranteed. balates francretted to We Fim din) the staummt period are • Private invostmanto and structured products. — Estirruled anal name red current yield for feed at market value or of the end of the statanat ?Ovate nwstrnent SAKtrittl (tx luring deed certain types of securities cold include a mum of Activity period ParbeiPalko «ogram and real estate investment trust piticaoal or capeal gain is which case the esi ktortnaton gaining commissions and other charges • Con basis. In«teeming the cost basis of the noshes) and strutted products ate generally highly income (andcurrent pen would be overstated. neared in curecton web the execution of tradeS, seoshee included in this statement where indicated achid. (man structtred Froixes have not been — Estimated anus mane and anent yield and the inducingoption transactions nit been included on wit, the numb.' -I,' LDS Fannie Services An rend cogitated with the Securities and Grauer actual income and yield mete be loaner oe Atter confirmations pommy, lionwhed to you, and volt be on information obtained from sources othee than UK Commssim or under any state securities laws. We than the otenged amotrits Provided to you prcereptly on rename Financial Sestets. including information Iran another acre& evanated values for 'siege investment — An estimate of a-nuakied income (diederd aidcr Inn or that you may have peovkled you' Fittar<tal securities and structured products for informal coal interest) deded by the current market Short soling Ad*a. the Firm does not independently wady cr pfloses coy Money re not guaranteed valudaverage balance a based on the last divdend tl you se engaged in that selleg a u%vrey, youmay guarani« the accuracy or vaklity of any damson - Thew values may differ Abstaniis*/ from prces, it or merest payment made by the issuer and incur a charge doe to Cattail torroving costs fa that provided by sources other than U3SFnancial Services my. at which a Feivatt meson d secunly ce *mines the seoskiesideposes will be hell foe one pan OA«sane/. Is addition, athouges 185 Fninsiel Serwis gerteralbi structured product may be bcregn or sold ad do year from the statement date cured messily. updates the mom it is recented the fan rot necessarily represent the wide you may recent Accuracy ad continued yet:fare not guaranteed. OPen orders does not pond. any assurances hat hods gam ligoidatem. Regaining open ce 'sgoodliecanceltds aden that crat - Cost base and "Ureealcod as - Pied party *striates of «la an a, or '<actin • Mgt' net hold by UPS Firowttial Services. Caitlin were not trecund by the sworn«. date, open buy and accurate as a the date of this statement. As suCht date ad are supplied to UBS Financial Sastes on a assets at not held by the Fim and not writhes the tel stop orders re mated by the amain, of divelenck please do not rely on this nlanution to make regular bass by an independent valuation limn, Feints possess:as or control. These assets are Or r4115 on an rodividerds or eveitits date unless puthese a sale decisions., for purposes - ROJO', generalpartner or sponsor estimated vales, deplayed on your statement la informational mingled otherwise by you. You are response« for other•vise. Accounts tranlened to the Fin may if ',nit are varied to the Fern by the issuer, purposes only. Positions and varier presented re ceders that are executed die to yeas laden to cancel reflect gintIon Henna ins only For thy period ce genteel partner or spans and may be cakubted provided by the issuing fan UPS Financial Samos is "ing *Pen orders. tire they are held a the Fan More historical based on deferent incernaten from that used by not retpanble for ths eicernotec and does not «cannon ems be added by yokeMarxist Advisor. thrd padres to delve thee enameled valued. guarantee es accuracy These assets we rot exceeded Privacy • Unwanted gang/losses. Viten data availzbe, - You can obtain additional ommution regarding by SK or to fern's supplemental SIPC coverage. To casan a copy of as current Client frky Notice, estmeted«realized lb. gansflosses are <Mutated for the methodology used to determine the eltiMet please contact your financial Mesa or visiti as missile exiviial warty lots data for value and the date of the that is the • Revenue daring and adifitional compensation. 31 yw.v., teb, enminfivevanfe nckvidual lots may or may nee ref lest con-missions. basis la the estimate by contacting your fnncal - n «Haien to nominated on salts and 12b-1 Wes - UBS Financial Sanas is not a bark. The RMA, Busness Merges rake secsity reorgasaalcn Adv601 ✓eceived in connect icrt with the &Teuton of mutual Services Account BSA and IRMA are brokerage Dieckind and other reinvestment lots and sistenaik - Tied party estimated vales may be reflected as finds to our <lents we anctor are affiliate reeve accounts whit provide access to barking SONICes ad path's. lots ye each combined to display ore • Not priced' in several "bigot: When all revenue thareg payments from dotabscrs soda Products Ihreuct Ial.1119111WIS with affiliated banks award lot TM 'Trade date colmnpawns the imkperdent valuation fern has not supplwd a is advisers of the rraAull ferds that so toll These and other tied-perry basks, and provides access to agent transaction trade dale. unable to sego a vague. when we become awe* amounts me based an two different orremeentst (4 issuance and am* products issued by u -offlined • Callable securities Bonds and preferred NO* Mal that a material event has occurred that may calla the amxra of sales by 185 </tape/tout« mutual tii-d.party nserance«moan's through ingrate« the issuer cats for *ark, rederrptun Pail be selected Feeviotny reported value ego question, a veto a hod family to our dents; and 60 tie asset sale of a agency sittusidorm of LDS Financial Seven Inc noshed, by lot Iran among al senses of thm value would be highly speculative due to the ovum particular rnsual fad lanais therm held at the — hedsmerm, norm« and annuity petdidt. issue held n rump a ei norneste erne for Of of the satiny fens — Not FDIC insured • No ban guarantee/ May lose raw dents Call fear, rekomsalkei is obtained from third - Men neither an agar, general patreer ix sponsor - We and or, affiliate also receive network1-g and — tMA Pesos« Management /meant Business petits arid es *mosey is not guaranteed. Other call estimated value me a theggaw estimated vale ornnbus processong fees in consideration for transfer Senices Account BSA. IRMA and international Resource leaves may yet which could elect mid. complete peomdied the vela of the steady will bedeferent agent services that we provide to Psi maual funds Management Account are registered service marks of istoemaien will be «deiced upon request from its purchase price. These fees generally in pad from Meister assets leaf Financial Sasses H. • Pricer/value Prices displayed for securkits and oiher — 'Distributions to date' may Mk& ratan of the fillitue fwd and are a feed doll. arnmnt based — S is a registered valterurk owned by Um «Pixie mac be tight( or lower than the price than capital, nccme or both. at the number of ;occults at the broker-dealer haenximal Service Associnisn and used alder you would atually teen. in the market. Pikes are - °NCO' ant size' represents the nihal offering holding marvel funds of that lard fanny license The 1035 Visa credi cads ad the IBS Visa obtained from urea deed party sources *huh we peke per Lon and may not reflect you cost basis - n addition to CC011161kSIS received in carnation debt cads are *died by UBS Ban LISA with Watt told *lab*. tut we do flOt guarantee1h« ▪ DPP arid Wsted PER sec rein re not liked on a with the tab a deubuton of annuity <entracte ad permission frontveaU S. A Incorporated Another accuracy national neurons «throe. arid re generally unit ovesimeet Ivst trees to our dia ls. we as/ a yashmaks. registered traclernarks, sake mans and of - we generalbruse the cbsng price Mien available or itch« ad ran l They can be sold the price az atlhate receive revert* Owing corrponsahan registered senice marks are of their aspects, he mean the bid and ask prices la lasted wend may be less tan the per share estimated from Mary of the assurancecompanies unckewritna Cargernee sessile, argoptions a only bidpats Iv OTC what provided n the acceum statemert the affinity ccatrxts, affiliates of the Nuisance secshes con-pines or mason of the unit ovetmoot Innis IRS Fetradal Services Inc Rev. 301610 - Less actively traded seariris maybe priced meg a • Rostrictod securities Restricted securities «newly we distrbege Yalta:Mon model or the most recent price we are not «nerdy ingble foe public sale. 165 Financial - h addrum to commissions reserved from the obtained and may not reflect an actual market price Services uses the market price of tie urrestixted stock pachase and sale of klertShares funds, we odor cur a rake. of the WOW Mute as an Mauled vaise for the If date restive an asset-based revenue sharing - Oman positions may s cps *Mew a price awl restricted stock for purposes of Chef StOttolent only. To Payment fromNntSeuves deirbtaces as well as will Mew as 'once wa not available' 6 we aro the extent that restricted temnies are abgblo for sale fencing for technology development, training and triable to cbtan a price for a septet/. he vat* received may be scbstantially less thin the education. - Deposes a seutties dencosnated n owes*. awed value shown. - Our Alleles also receive tradrg commissars ad other than IJ S. tiers an reflected at the exchange other comPtroal co from mutual funds and insurance rate as of the statement date. carom-toe Jets5se p"CatIS we dicallashe SDNY_GM_00023015 CONFIDENTIAL EFTA 00133635 EFTA01275602 Lies Fetancial Services Inc Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 May 2019 CNe70054817750519 vl 0 GHISLANE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind*CasNSaving Account number: _3575 SS Your Financial Advisor: SCOTT STACK MAW LYLE CASNEL Atone] Questions about your statement? Call your eirtaniag Advisor Or the Value of your account RMA ReSourCeline at 800-9MA-1000, On April 30 (5) on May 31 (5) account 029023575 VOW assets 166,344.71 157,379.38 Vlsitour website: Your liabilities 0.00 0.00 envw.ubstomainancialservices Value of your account $168,344.71 3157,379.38 Items for your attention Help protect yc-Jmelf Iron liau.1 and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepoetcom. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 6699954.77 Net deposits and 6,144.7 withdrawals 4546,757.85 Your ViveStinentretUnt ()Wend and interest income 44,122.46 Change in 991.4 13176 inarkot gait* 50 00 166.3 157.4 • Value of your account on May 31. 2019 $157.37930 Dec 2014 Dec 2015 OK 2016 Dec 2017 Dec kw Apt 2019 May 2019 SDNY GM 00023016 Member SIPC CNP700093054et 775 NV7000183706 00002 C519 030575004 Y123575550000000 ►age 1 of 6 CONFIDENTIAL EFTA_00133636 EFTA01275603 SUBS Resource Management Account May 2019 Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cask/Saying Account number: VI 23575 55 Your it sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 31 ($) yore account A Cash and money balances 0.00 0.00% Your current asset allocation Et Cash alternatives 157,379.38 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets $157,379.38 100.00% Value of your account 5157,379.38 Eye on the markets Percentage change Index May 2019 Year to date S&P 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East -466% 8.05% Barclays Capital U.S. Aggregate Bond Index 1.78% 480% Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% CRP700O)005481776 NP7003183706 00002 0519 030575004 Y123575550 C°021YGM000230499. 2 of 6 CONFIDENTIAL EFTA_00133637 EFTA01275604 Your IIsandal Advisor: SUBS Account name: GHISLAINE MAXWELL Resource Management Account friendly account narree:Ind.CashiSasing SCOTT STACKMAN/LYLE CAMEL May 2019 Account number. Y1 2357555 Change in the value of your account Cash activity summary May 2019 (V Year to date (1) See Account a< /Nay the month for delaIs Fiances in your Sweep Options are indudedin the opening and closing hdances vars. FDIC Insurance 4:orier to deposits at UBS Bank USA and en banks participating in the UBS FDIC insuted Deposit frogarn. a does not apply to deposits at UBS AG. 'Raeford &arch. 51PC Opening account value $166,344.71 $699,954.77 potection applies to money market sweep fold hddirrjs but not bank deposits. SeeImportant information about your statement on the tat Mo Pars cf this document for Ma's Withcitawals and fees, including investments transferred May 2019 (1) Year to date (S) cut -9,299.54 -546,757.85 Opening balances $0.00 $0.00 Dividend and interest income 334.21 4,182.46 Additions Closing account value $157,379.36 $157,379.38 Dividend and interest income 334.21 4,182.46 Proceeds from investment transactions 9,299.54 546,757.85 Dividend and interest income earned Total additions $9,633.75 $590,940.31 tot purposes or tins statement, tat Icy of inkiest and Ondend Income has been determined from a in Subtractions tat reporting perspective. Based upon the residence of the account hcackr. account type. or product type, some Merest andor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Other funds debned -9,299 54 -546,757.85 income tan The tient mom* statement is not intended to be used and cantos be flied upon for to purpose. Clients should refer to the apocaote lax reporting forms they receive from MIS annual y, such f Funds Withdrawn for investments the forms 1099 and the Fowls 493, for tar reporting information n is the practice of UBS to Ale the bought -334 21 -4,182.46 eporacte tar reponing forms wan the US Interna Resent* SennCt and PR Treasury OePirtfitnt, and in such forms accuratey dasa fy thodends ardor interest &I& exempt or task,* income. Mate consult your Total subtractions -$9,633.75 -$550,940.31 Indodual tin prepares. May 2019 (S) Year to date (1) Closing balances $0.00 $0.00 Taxable dividends 334 21 4,182.46 Total current year $334.21 $4,182.46 Your investment objectives: You have identified the fallowing investment objectives for this account if you have questions Total dividend & interest $334.21 $4,182.46 about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about )our statement at the end of this document Your morn objitc6vo: Current income &capital appreciation Your risk profile: Primary - Moderate investment eligibility consideration - None selected SDNY GM 00023018 C eiP703093054.91 777 NP70031$3706 000O2 0519 030579004 Y123575550030000 Pegs 3 of 6 CONFIDENTIAL EFTA_00133638 EFTA01275605 Account name: GHISLAINE MAXWELL Your K Asocial Advisor ;It UBS Resource Management Account May 2019 Friendly account name:Ind:Cash/Saying Account number: VI 23575 SS SCOTT siker m tiFYI YI F r 4SRIFI Your account instructions e Your account cost basks default closing method is FIFO, First In, First Out CNMC008005481778NM0C0I83106 C0032 0519 030575004 Y123575SS00NISWGM000230/1,44 4 Of 6 CONFIDENTIAL EFTA_00133639 EFTA01275606 Account name: GHI5LAINE MAXWELL Resource Management Account Your Financial Advisor: *UBS May 2019 Friendly account nerrte:Ind:CasNSassng Account number. Y1 23575 55 SCOTT STACK MAN LYLE CA SR.EL Your assets Some prices. income and current values shorn may teapprOxirnale. Asa *Sue. gains &id lOsses may not be econaiely refkcled. Set rmporunt AN°, nabOn about your statement a the end of this document for more infornason. Cash alternatives Money market funds Mgney market funds age reinter insured roc guaranteed by the Feckial Depogl Insurance Corporation Or any Other ggrernrrent agency. InStitutiOnd Wink and institutional rounKipa tuna must float tier net aSSet values (NAV) per share to the nearest Il I 00th of (e.g., SI 0000 Government and real money merle funds will continue totransact at a staple $1.03 net asset value. although money model funds seek to preserve the value al your Inksarent al 11.00 per share. II is possible to lose money by Ingesting In these funds rota, reinvested is the iota dal reinvested dseclonds n does not include any cash dAtonds n is not a la. Unrodcial(Jr)gain or loss is the dap Fence between the current value and the con basis and would lot for the purposes of determining holdro periods or con basis. The shares you receive exit time you ge reraly be your tall e gain of loss if the security was sold on this 0.0e. The unrealized gag gin or loss may reinvest cludends become a separate tax lot need to be arluded for ret tin of capdal byre Ms in order to determine the reacted gain or loss for to Cost bib is the total purchase cost of the security. inducing reinvested cikakmds The cost basis may reporting purposes. needtote adusted for return CI Car" payments in order to delemine the al usted cost basis for taw investment return Rule current value inns the ancvim you invested. n does not Include shares that are not atoning purposes. reflectedonyour statement. inducing Shares that have been tested aS either a gan or a 1055. easo dots not include cash Orli:lends that were not reinvested. Purchase Pike Mabel merage price Clem Cost Price per snare Value on Unrealized mwstment Hddng mddng &males per shake ft) investment(!) basis (S) on May 31 (5) Mar 31 (3) grin or loss l5) return (5) Petted Ul35 PRIME RESERVES FUND I 57,379 380 ••This information was unavallable-• • I0000 157,379 38 EAI: 13.746 Curent yield: 2.38% Your total assets Percentage or Cost Estimated llare zed Value on May 31 (5) your XCOuill basis (i) annual income gain or loss (S) Cash alternatives * Money market funds 157,379.38 100.00% 3,74640 Total 5157,379.38 100.00% 53,746.00 • Missing cost basis information SDNY GM 00023020 c riP70303005481779 NP70031$3706 00032 05'9 030575004 Y123575550 000000 ►age 5 of 6 CONFIDENTIAL EFTA_00 B3640 EFTA01275607 Account name: GH1SLAINE MAXWELL *UBS Resource Management Account May 2019 Friendly account name:Ind:Cash/Swing Account number. 'el ,1c7(Sc Your A sandal Advisor. SCOTT STACK MANY LYLE CASRIEL Account activity this month Date At-thity Description Amount (I) Dividend and interest income Taxable dividends May 31 Dvidend UBS PRIME RESERVES FUND 334.21 SYMBOL UPRXX Total taxable dividends $33421 Total dividend and interest income $334.21 Date Acikily Desaption All1O1111 (1) Other funds debited May29 Transfer TO Y1 23576 8100 4,299.54 Total other fi nds debited 49,299.54 Investment transactions FN rrore I ntoansion about tne rimer value snown br reinCteCiSKultleS. see important mloonstion about your statement a the end of inn docurient. Proceeds Iron Funds investment withdrawn ICY Accrued Die ACtn4ty DeSCIpbCon Quantity wait (I) Price (S) transactions (5) tnvestrnentS 00u5M (3) 'meal, (5) May 29 Sold UBS PRAM RESERVES FUND -0.540 SYMBOL. UPRX‹ May29 Sold UBS PRIME RESERVES FUND -9299.000 9299.54 SYMBOL UPRXX May31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 0.210 0.21 REINVESTED AT 1.00 NAV ON 0513 V 19 SYMBOL UPFUOC May31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 334.000 334.03 REINVESTED AT 1.00 NAV ON 093 V19 SYMBOL: UPR)00 Total $929934 -$33421 CNP7000:0305481780NP7000183706 00002 0519030575004 VI 23575S5000MY_GM_000230tal9e 6 A 6 End of statement for account number Y1 23575 55 CONFIDENTIAL EFTA_00 133641 EFTA01275608 Important information about your statement IA6 Fruncul Services tic (the Forma UBS FeAnis,' her Iran you co lair than 60 dais after the Frm capacity. A till copy of the poky worded o erodible income or mum and may not keep pace with Suttee) is a norther of all pi:tidal warily, °someday sent you the fat droners on which the error or UP*, request. inflation. and oplameteha-wes. UBS Financial Swedes and LBS Problem appeared • Moderato. Willing to accept soar eirc to pinto.' rd Bank USA are sdeect stbsidaries of UBS AG and - Provide yet/ wet ad accost number Of any) Healer the SIPC oraeolison nor the avVemerdal tolerate some volalaty to seek hdher returns affiliates of 165 Sectskin LLC. The F im's I herd& — Dna& the tom or the transfer you re unsure protection 3M/ to: • Ain YOSSOT! Wiling to accept high rid to vaunt atl statement is availableupon request. The Finds montht about, ad etplain as ckarly as you can why mu • Crum financial assets controlled by (and elided n lugh volatility to seek Arnim OK/ hole. officer an at: believe it is them:tawny you need mote your account vast) but bed awayIran UBS Financial • investment Eldthddy Considered:in: I selected a iicernalkes Services. For @sidle certain ID insurance products. potion Of the poodle fa that account may trickish 1.035 Enamel Services M. — ProUle the doer arrant of tie suspected error. including variable ainites. and OD dues of mutual complex strages, rakedliquidly and greater 1200 Harbor Boulevard funds registered in the twee of the account holder on uneasy. Weehawken, N/ 07086 The Finn a Card Muer wit investigate you undlint the books of the Suer or transfer agent), and MI correct try otter pun-0V For alleged emir • Mestment cement ce immanent Meioses (e.g, Statement itouseholdthe DVS statement recreants the only official record of you molts.; VBS Toandebil cad tra-nactionn, of we take tinned pannenlips and private placemeras)INa re We mayconsolidate as Masai account statements with LIES Fruncial Sentes account. 011ner records erupt more than 10 business days to do this, we will credit not registered under the Seorites Act of 1933; the vase address in the same envelope. e g. because Okla' tae Moments. contanng catiang data shoal you =cure la the mount you thnk s in enoi, SO thal • Commodities contracts foreign exchange and they haw °notes who alto maintain hart account not be relied upon d mubah* thee is an ante or you %Fa hive the use of the money dung toe tint it peeccus metal contracts), nokaing futures mavens re/aliens/1q vah oilier chews a the same attest. If emission phase report it immediately n wain to the takes us to complete an investigation. and orrimodity option contracts and you prefer to men, irdiwolual statements mailed el Brandi Manager of the office cevrg you account. • Depend roams (except certificates of deposit) at 1.85 separate en••10001. you may Saline Immhealid by Please make all checks payable to the Fern or the Bark USA, UBS AG US. britches and bads n the calling your Financial Advisor Atha* a liven shown re intended to be actuate, mescal nsteution ideated on the ban of this FDIC Fond Deposit Program. statement datashould net be used for tee airports Rey statement In additien to arguer aCCOUnt lees accounts The SIPC volution and the upplaniotal protection do Friendly occur mime scady on yersend taFF forms, (i.e Fowl 1099. 5498, nvy be Abject to mireenarce tees charges for late not apply to these mots him 4 they otimewita appear The Friendly account nerve is a cuaentable filament' ICOZS. etc )wlmn prepamg your tax return. The Fim payment for securities purchases and charges kr unpaid as Ka statements The WC Gerunds, ad the chosen by you to assist you *bliss ruordleeprd It wowed by taw to report to he RS a t&able addend', amourts n cashaccounts Accounts that are leanslered adolernental protection dot not protect against changes has no legal effect on your account is rot mended to reportable nenstaxable <ham& and taxable interest to other institutions Tay be subject to a transfer Set n the market vale of you investments (Methe, as a reDect any strategy. predict reccermendatica. earned on sureties held n you account art proceeds rent of martet movement issuer brokruptv Imes...At objective a red voile associated wren your on sate transactions. ad cod basis on caftan cowed UBS Sweep Option, otherwise) accounts. ad is not a vomit* or guarantee that wealth securities. 185 offen options for svieepdag cash balances to bat ce any Inancial results can oe will to achieved. All depose accounts at nonaffiliated banks and affiliated Dividend Reinvestment Program (DRIP) Megawatt invoke the risk of less including the risk of Conemicationstieultalim. bats and money menus meal funds (Monty Funds). The price reflected is an average pnce You may obtan loss of the untie deterrent. You canMange your • Pleasereset:elan any oral contunicatirm in *raid Depose atouds at UK Stark USA and nonalf &mei the mewl price Iran you Franc ill Advisor. Only whole Frew)" accure names throughOnline Services a by to further protect soured:04K inciwing Worn& barks pankdang in the UP FPC-liskred Deposit darn re purchased under DRIP, gunial shares with» contactid youFinancial Adana. under the Smith's Intact Protection Act (`WA). Program are FDIC onsured n acculaxe veal FOK rules. sold and the each wit be deposited in yOur account The • If thehoax& institution an the top left of the feat For more I-decimation, please visa *motto:M.9ov. Depose dividend renVeS1rMnt ace earthed byte issuer may Account overview of this statement is not LBS Financial Services UOS accounts at 1.85 AG Stanford Branch and shares of differ nom the market price at reach path* Shire, • value of put scountlacanbfo. Net of assets and Financial Susan aeries you rears as during MoneyFinch are no inured by the FDK. re told hankies bear by arvardement rah the nckated Matadi • nsan Includes available cash balances, viten for we rimmed you of thO relabonthb when you Bark deposits are not protected by SIPC. Money Find Coshoindieu opened this accuse. h this east you tads and shares arts/Vetted by SIK. See "IJEIS f sancta Sawa matted wader test), and Glottal Tine Deposits, Only vk.ole units may be held ro your account. If you are unrealized mess lo market andVaal, Mtn net held SectsaFet re boated a MS financial Sown and rot Account Frotectithf below. entailed to a pool unit as a resuh of a dvidend payrrent the idectocid broker, ad youmet make a report by the Fem. Dots not enure unasked securdelasiels a othawne, the him won ether sell panel sinks at al the end of Ve prior and current statement periods, or of arg error a omission to both fans UPcn your request, balances in the bard depositsmar be man et pat a atop in mart de ermined by s private invest/need; untested sank ophom and • As descebed n the account agreements, you must witidown. and sham of a Money Fund may be moaned clearing agency, rodcredit your account owercaable aock options notify us of any twos or fraud irwohirg checks Useined. rid the proceeds retuned to you a you securities account. • Liabilities titbits debit Waxes, sustaining mega reflected on your statement atom 30 days after a was Inverlanent objectives torn. creole lint that account batthces. mailed of made available. The rum/nerd objectives and risk profile se thudic to • Pleasediva customer complaints or lain.% to the Further hicemation about available sweep options, • Casblnoney babas. TOW of oil-nested available each actual and may raybetween you acccums. oath balances, plus deposit balances al affiliated rid Finn's< lent Relations Department at 201.352.1699 n oldrg current interest rates ad yields, 6 wadable at Please advise the Fim poorly in wrung of any totwoubs,comesteepyrads, from your EnanIFil Myna nowaf dated bents, andmany market mutual turd or toafree at 800.354-9103, 8:00 A.M. to 6 AO P.M. sipticant change in yea financial situate a sweep balances at the close of toe statement period ET Monday throughFriday, or in emit.; to UBS a by calling 800-762.1000 nvesarent objectives For each account held, you Services et, Client Relations Depanment, Nonocoremodity free melt balances into, accuse are choose one of the Icemen; intertwine <punts: net segregated from other balances and the Fim may P.O. Box 766 Ur:onCry, w 07087. LIDS Financial Services attain protection • Prootr• Consent Income Investments seeking the the Finn is a mutter of the Searches Mestor Protection use rya these funds lithe °dirty ootsse ol is • All strenuous shall be deemed corrode and acorn generation of income caly. buiness These funds ar• payable won your demand. It not objected to in mating within 60 days. Corporation (MPG), which protects securities CuStCfnefi • *third CapitalAssad/now kwestments seeking of es members is to $500,000 (nolorling 1250,010 for This total is inckided in the cured period <tonne slag • For TTY wues. Call *44412.0986 or from adult growth of paned* rather than the generation of the US.: Cal 201.352.1.35 dains foe cads). Etplanatay brothure awdablis upon MOM,. Len** Somalian • h case of *non or questions about anelectronic unwed a al www. Au org. The SIPC asset protection lints &Otto all accounts that you hold in a panodlr • Ptcdx•Coatbdution ofMont and Capital For Pealed rolarnation on the mrs placket funds transfer (EST/ bin assented a LBS Vet debit kiss idion investments seeking both the generation ad dscbsums, refer to you Clem Retalicashi> cad transactions call 030.762-1000. or was to UBS osprey. The Finn, together with eaten affiliate. has to of nun* ad growth of principal. Agreement Cr Accuse dreamed a-al the General F nano& Smuts et., 1000 Harbor 131M, 6th floor, Timm and Conditions UBS Statement of Credit Praaices Weetadon. MI 07086, Attn. RMMMA Sakes turchned supplemental Murat*. The marina, amain payable to all NOR clients. collectively under Oresi risk words available nista...newts anciDixbthres thisprotection is SSOO million as of December 10, 2016. • Conserv/6w. Seeks to airman nasal pritpal, with Cal a write as soon as you can, if you 'hit your low rte. votes Kay to the account meta even it statement a recede is mod yaw° need recce Subeect to the policy can:Lire and teNahab cosh at the Film 6 bathes protected for up to 11.9 melon in the that means the account does not gaunt significant inforrnatcn tout a broke an the statement or recede. The Fan oe Card burr (as Clolosable) must aggregatefor all your accosts held n amacula SDNY_GM 0002 3022 CONFIDENTIAL EFIA_00133642 EFTA01275609 Important inforniatimi about your statement (Continued) Yaw assets - For certain skinks bring in non -conforming • Est. (estimated) mum current yields and rates. — We Marva (CMI:entapell Iron UBS Brit USA, 185 Your statement dernces writer and other assets held dentinmatont price ad Quantity (face valu) may An ell num of annual menu is 1:nrAd On I Wert AG Sundoid Branch and wort diked bares n the account ai the end of the Slaternent period. You have been adjusted to facilitate proper %Surto clNidend and .veriest rain assuning the laurel's will thou-inour cash weep Geo7nl may ask for delivery of fafal Paid securities al ren true. To obtain (Leek quotations. when availabh, contact be held for one yea- from statement date or until WripentatiOn may be a mccehk per arcost fee or You may recent secures used as loan cotatta alter ya_r Frarcol matsity. Th6 estimate is only a guider*, accuracy may be a percentage of aderage dak deposit piling any Wince do on them. Any watts and continued exam are not guaranteid. betakes fraMerred to the Fm, ding the otabemmt period are • Private, investments and structured products. - Crenated argil roam and cuter. yield foe lined at market vale or of the end of the stamen Private mestme..1 sect:Ion (rs 'sing deers cedar. types of securities <cold nude a Mum of Activity period banCiPal en ocoaam ad real estate inwsonent trust prncpalo capes' gains n which case the esi Information rep-trig commissions and other throes • Cost basis. In detiannirg the cost basis of the securities) and strut ased products are genera* highly income (rd current ytelo) would be overstated. incurred in curection with the exemon of trades, sect-ken nettled n Ibis statemtne. trine indicated alcasol. Cerian mutinied proisis hew not been - Estimated arrual income and anent yield and the inctrang cabin transactions has been ncladed on wit, the numb, LEK Fitartial Senates her relied registered with the Societies and &charge actual kart endyield mole be biker or haler confirmations previously fineled to you. and will be on information hired sources other Mae LISS Commission or order any state secure:as laws. We than the *limited anoints Pard*d to you brawny on request. Fnancel Serirces. skluding Narration born nab, prof& evimaied values for Fevre reestrintet - An estimate of actualized income klividerd aackr lion that you may haft voided to your Finaroal securities and structured products foe Mormal car interest) divvied by the current market Short selling Amine( the Fan does not intlyeniently way a pupates only Acosacy es not guaranteed vidtriaverage balance es based on the last divdend ll you am engaged n that selliy a wink. mum* guarantee the acasacy a vardey r any -Namibian - These values may differ inbstant key Iran pekes, it or merest payivent made by the issuer and 'cur a charge Sae to Certain b:troy/re; costs for that Vended by sources other than U3SFrianoial Secret ay. at which a private d security a intoner the seaskiegdepeas will bo MAI foe one pan kola-sang. addlicet although 1"85 /newel Sawn gerseralk structured product may be Ward a sold ad do year from the statement date or until maturity. updates that rdcematixt as it is received, the Tem not recess,* represent the yam you may reame Accuracy and contented yield are not guaranteed OPra orders does not von* any assurances that the informaion woo amidst:on. Regardrig open or - gawsitcancetler orders that under "Cott base rtd "Urrealcod loss' is - Ted pony estimates of value are at or '<arab • Mgt, not held by UBS Financial Services Certain were riot nekumd by the stammer. date, open buy and accurate as a the date of this statement. As such. date and are supplied to UBS Financial Services on a assets are nal held by the Fpm and not rare the eel slop ceders re reduced by the swat of Modern* please do not rely ea this nlunotion to make regular bass by an independent valuation lima Flint possession or ccnvol. These assets are Or nyht5 on an exidogirds cr antis date unless rudest on sale decisions foe Pas psposes - haat generalpanne/ or sponsor estmated rates, deployed on your statement Ice Sown:atonal nstaxted otherwise by ycv. You re respcnntik for othenvise. Acccems transferred to the F in may if any, re Applied to the Fon by the *Suer, purpous only. Posterns and values presented re ceders that me executed de, to yos lattice to cancel reflect gallon Hum,On only kr Ih• period ce general partner or spina aid may be tabulated provided by the Meng fern OBS Financial Services is mating *Pen orders. tare they re hard at the Fan More hie, natal based on deferent info-mat-on Iran that used by not responsble for the ricernatec and does not eacanatica can be added by you (mama Advisor. thee proes to derive thee estimated ears Rana-dee as acctracy. These assets are rot inflected Privacy • UrentalIted gainelosses rites data 6 seat* — You can cbtan addition, Hemet's, regarding by SVC or theirs's supplemental SIPC coverage. To Wean a copy of as current Cheat Nosy visit NO1 fl ooded unmanned h T e are calculated for the methodology used to determine the nternate of "'lean cats' yOce Fnancial Athisa or as webs*. ikaviial smarty lots tragedian data for value and the date of the dcmlifiCil that is thn • Revenue shaky and adckienal compensation at >wen rrht errorriivierr,frt. nekviiet lots may or may era reflect eccrmissions. basis la the estimate by contankg your Chancel - In addition to ccorninken on sales and 12b-1 sees - LEIS Financial Services 6 rot a bark. The RMA, Bowers charges andor secsity reugreal Ca events. Adorer. received in connection wth the dim -tarn of mutual Stinker Account BSA and IRMA re brokerage Diebold and other renveument lots and seta-oak - bird patty esteemed rakes may be reflected as lugs to as dents we anctor Oct afiliare receive accounts nthrh provide access to barking senses and pith's. lob are each combined to display at 'hoot priced' in several "auctions: when an revere* trig payments from dot/taus andor potluck *mop al.ingetentr11 with affiliated banks award lot 71-. 'Trade date comer patents the independent valuation fe n has not suppled or advisors of the mutual finds that ere stall Thee and other ihirl.party banks, and provides access to a-gra transaction trade dale. triable to /shun a value, when we beware awn amounts re based on two &Brent components' (4 ins arce and arm* Products issued by u-offbawd • Callable secures Bonds and viderted stock that that a material event R36 waned that my calla the amxrc of sales by 1.8$ of a particular mutual thidiparty nouranceccmpants through inst.-axe the issuer cats loto *ark redemption Pail be selected prewousk reported vela reo question, or when a find family to our <lents; and 60 to asset vale of a agency Absidares d LBS Financial Sewn Inc mpartully by lot Iran among al moron of that value would be 'uglily speculative due to the neve particular Mutual fund lanais shines held at the — Mellmerc, nstsance, and annuity petdaCts. :Sue held it our name or it norawe new for as a the money fan — Not FDC insured • No bane terrine. May lose vale clients Call kart It/omen:a is obtained from third — Were neither an air, general partner a sponsor - We and our affiliate also receive network Sy and — tMA Pesasce Llanartant Account. Bossiest parties and es rotary is not guarantwd. Other call estinaled value nor a thetlymy estimated vakie is ornnbus processrg fees in consideraton for transfer Senices Account BSA, IRMA rid ate/national Resoute leaves may eat which ccad ailed weld. complete pronged, the value of the moseywit bedeferent agent services that we provide to the nuual funds Management Account are registered service marks of 'Mammon will be seceded upon request from in potpieprice. Those fees generally re pad from inwstor assets LYS Financial Mimes H. • Price/value Prices displayed for securities and other — • Diorbutions to dale' may aria return of the mutual futd and are a fled dolly amount based — VISA is vacherurk owned by via products may be high, or gofer than the price that capital nccme or both on the number of accounts at the lombeedealen tromitional Service Associatim and used us*. you would actually recent it the market. Prkes Xe - •OltrUl tat size' represents the ninal offering holding matt, finds o1 that had family lcense. LOBS V6a crede cads are the IBS Visa obtained from akus tird party sources *Ash we price per int and may not reflect your COSI base. - ton ridden to COI2M6SWM received in cornecton debt cads are egad by UK Bank LISA with below to be etabb. ta we do not guarantee this - DPP and Wind RErt sectrein re not listed are a with the la or &tauten of annuity contracts anal pirmissen from vise U$. A Incorporated Al other accuracy natimal securtin exchrige, and re portray mil ointment bust wits to as diced% we ardor vademarks registered trademarks, service mans and - We genera* use the WON price when available or Aqua and ewn athey can be sold the price err aff nate receive revenue sharing corrpensaton registered service minks are of their nephrite he mean of the bid and ad prices la listed received may be less tan the per snare mingled from many of the nurance companies unchrwrely COCripanret stosion and options a onk Desna, Ise OTC value provided n the account statement. the annuity contracts, affiliates Of the Nuisance secshes ten-oats or spcnson of the snit nvestment Innis UN Fiends, Services Inc. Rev. 201810 - Less actively traded searhis maybe priced wig a • Rostriaed socuritin Pm-bitted unites genera* we &trine. vabaton model or the most recent price we are not currently ennoble for pubk sale. LOS Financial - In addom to commissions received Iron the obtained and may not reflect an actual market price Services uses the market price of the unrestricted stock pschase and sale of NesiShares hrds, we ander cur a mien. of the WOW Mote as an masted maw for the If dote recent an assetbased revenue sharing ▪ Ceffan poshens may raper withers a price and restricted stock for purposes or eta sterement only. To payment from NeitSenves destrbusut as well as will limy as • once was not available B we are the extent that restricted teasel ies arc eligtile for salt fining for technology development, training and triable to cbtan a pace for a seardy. the value resisted may be stbstantially less ton the education. - Deposes a secnnties denominated n &avenues awed value shown. — Our Alleles also receive tradng tormiisoces and other than U S. dollars re reflected at the exchange other ornmemairn from mutual funds and instrake rate as of the statement date. curpareo *tote products we ditabae SDNY_GM_00023023 CONFIDENTIAL EFTA 0[)133643 EFTA01275610 lies Financial Services Inc Private Wealth Management SUBS 299 Park Avenue 26th Floor New York NY 10171.0002 Resource Management Account June 2019 CW79065296690619 X12 YI 0 GH1SLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind-Cash/Saving Account number: _3575 SS Your Financial Advisor: SCOTT STACKMANILYLE CASRIFL Phone Questions about your statement? Call /oar Firtan:ia Advlsor or tt.e Value of your account RMA ReSourceline at 800-RMA-1000, on May 31 (3) on lune 28 (1) account 029323575 Your assets 157,379 38 151,952 18 Msit our website: Your liabilities 000 O.00 www.ubscomitinantialsennces Value of your account 5157,379.38 5151,952.18 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreclitrepon.com. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 $699,954.77 Net deposits rid 6,144.7 vvithdrarrael -5552,480.38 Your nveStMent return 4000 007.1.54\ 4,209.9 Dividend and interest income 50177 79 Chair in 9914 8176 market value SO CO 157.a 152.0 • Value of year account on Jun 29, 2019 $151,94.15 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 MN 2019 NCI 2019 SDNY GM 00023024 Member SIPC c NP7C003306528669 Ny70%301942 00007 C619 030579004 Y123575550 I 10000 Page 1 of 6 CONFIDENTIAL EFTA_00133644 EFTA01275611 Account name: GHIsLAINE MAXWELL Your Sound.' Advisor. *UBS Resource Management Account ND? 2019 friendly account name:Ind CashiSavng Account number. Y1 23575 SS SCOTT STACK MARILYLE CA SRIEL Your account balance sheet Summary of your assets Value on Percentage of June 28 (Si your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 151,952.18 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $151,952.18 100.00% B Value of your account $151,952.18 Eye on the markets Percentage change Index fine 2019 Year to date S&P 500 7.05% 18.54% Russell 3000 7.02% 1831% MSC I - Europe, Australia & Far East 5.97% 1449% Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11% Interest rates on June 28, 2019 3-month Treasury bills: 2.06% One-month LIBOR: 2.40% CNP70009006528670NP7000301942 00002 0619 030575004 V123576560 ii itt&YGM000230P2158. 2 of 6 CONFIDENTIAL EFTA_00133645 EFTA01275612 Account name: GHISLA1NE MAXWELL Your Finandal Advisor: Resource Management Account *UBS friendly account name:Ind.CashISawng Account number. Y1 23575 55 SCOTT STACK MANILYLE CASR1EL Change in the value of your account Cash activity summary June2019(S) Year to date (I) See Account a< Wiry the month for OMSK_ Balances In your Sweep Options are rod ucedin the opening and (lasing balances vats. FDIC insurance 4:ffit$ to deposits at UBS Bank USA and MI banks patticipatirg in t tr UBS FDIC Insured Deposit erogem R &es not apply to deposits at UBS AG. Stanford &arch. SIPC Opening account value $157,379.38 $699,954.77 potection wok's to money market sweep fund holdings but rot bank deposits. Seelmportant intounation about your steemert on the Fat MO pages cf this document for details With&awals and fees, including investments transferred lune 2019 IS) Year to date (I) cut -5,722.53 -552,480.38 Opening balances $0.00 $0.00 Dividend aid interest income 295.33 4,477.79 Additions Closing account value $151,952.18 $151,952.18 Dividend and interest income 295.33 4,477 79 Proceeds from investment transactions 5,722.53 552,480.38 Dividend and interest income earned Total additions $4017.86 $556,958.17 FOC Pull:tows of iris statement, Usual:city of interest and dntdend income has been Get!Maned from a u5 Subtractions tar leparting perspective. Based upon the residence of the account hi:adv. account type, or product type, same interest amide dvidend payments may not be subject to United States (US) and., Puerto Rico (PR) Other funds debned -5,722 53 -552,480.38 income tarn The tient month); statement 4 not intended tot. used and camol be ref ed upon for tac purpose. Clients should refer to the apcbcatte lax reporting forms They recent from ISS annually, such as Funds wthdrawn for investments the Forms 1099 and the Forms 483, foe tax reporting information it is the practice of u8S to file the bought -295.33 -4,477.79 apipesrade tar reporting forms with the US interny Resent* Semce aid PR Tie/turf Oecoroyent, and in such forms accurately clasafy dildenct ancYc, Interest as tar Therrpt or taiatiee income Please consult yrari Total subtractions -$6,017.86 -$556,958.17 indodual lac predate/. June 2019(4) Year to date (5) Closing balances $0.00 $0.00 Taxable dividends 295.33 4,477.79 Total current year $29533 $4,477.79 Your investment objectives: You have identified the fdlowing investment objectives for this account II you haw questions Total dividend & interest $29533 $4,477.79 about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in trope/tont information about )our statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary - Moderate Investment ehgtbihty conpderation - None selected SDNY GM 00023026 CNP70303306528671 MI003301942 00602 C6I 9 030579004 VI735755501100CD ►age 3 of 6 CONFIDENTIAL EFTA_00I33646 EFTA01275613 *UBS Account name: GHISLAINE MAXWELL Resource Management Account Your A sandal Advisor: Friendly account nam•:Ind:CasfSaving SCOTT STACK MANLYLE CASRIEL lune 2019 Account number: VI 23575S5 Your account instructions • Your account cost base default closing method is FIFO, First In, First Out. CNP700C0006528672 NP7000301942 00002 0519 03057501}1 VI 23575550 11My_Gm_000230tIgge 4 of 6 CONFIDENTIAL EF1'A_00133647 EFTA01275614 Account naive: GHISLAINE MAXWELL Resource Management Account Your Pi medal Advisor: *UBS lune 2019 Friendly account name:Ind:Cash/Saving Account number. Y1 23575 55 SCOTT STACKM/4111),U CASRIEL Your assets Sons paces, income and tonsil vanes shore, may Ceeppiaainvale. AS a ItsWC gains at losses may nal be &ornately refkcled. See Aporunt ink:moan Stour your statement a Ine end of the dxumem fat trete Infornalon. Cash alternatives Money market funds Money market funds are neither insured ror guaranteed Dy the redo i8 Deposal Insurance COrpOtatiOri or any of her gariernment agency. instautiond game and Instil utiOnal municipal funds must Rua tie, net asset velueS (NAV) per share to the neatest Ill 001h of a cent (e.g., S1.0000) Government and foal money market funds will continue totransact al a stale $1.00 net asset value. Although money mallet funds seek lo presence the value al your imesayent at ri.co per share, is is possible to lose money by II-westing In these lunch. Total (vim/need it the soul d y reinvested dndonds n does nos include any cash dtidtnds is not ale Unreal@a10.1)0gatn of bats is the dine Fence between the current value and the cost basis ad would lot for the purposes of determining holdno periods or cost basis. The shares you receive eah time you generally be your tell e gan or loss if the security was sold co this doe. The unrealized Be) can or loss may reinvest clydends become a separate tax tot need 10 be alusted for ret tin of ca;kt8 payments in order to determine tne rested gain or loss for tar repotting purposes. Cora beta is the total parchese cod of the security. includng reinntstedduclencts The cost basis may need to be alusted for Feuin of capital payments in ord.' to deternne the adladedcost basis for tar investment return is the current value rnnus the nuns you invested. I does riot Include shares teal are not retorting mitoses. reflected on your statement. inducing shares that hare been tested as either a Oan or a iss aco Ones not include cash ilvdends that were no reinvested. PUrchMe puce totter remade price Clem Cost Prke per share Value on Untested intestment noting sicking dthaes pet snaee CS) investment (S) basil (S) en Jun 28 (S) run 28 (S) On losS mum (S) Pennd URS PRIME RESERVES FUND 151,952. 180 ••-This information was unavailable• 1.0000 151,952 18 EAI: 13.571 Ccrrent yield: 2.35% Your total assets Percentaw of Cost Estimated Unrealized Value on Jun 29 (5) your xcounl bass (5) annual morn? (S) gain or loss (1) Cash alternatives • Money market funds 151,952.1$ 100.00% 3,571.00 Total $151,952.18 100.00% $3,571.00 • Misting cost basis inhumation SONY GM 00023028 c estdcoC0306528673NP7003301942 00032 CO 9 030575004 Y173575SS0110000 Page 5 of 6 CONFIDENTIAL EFTA_00B3648 EFTA01275615 SUBS Resource Management Account Jure 2019 Account name: GHISLA1NE MAXWELL Friendly account name:Ind:Cash/Saving Account number: VI 2357555 Your A sandal Advisor. SCOTT STACK MANY LYLE CASRIEL Account activity this month Ode Acttiny Dexnption amount (I) Dividend and interestincome Taxable dividends tun 28 Dirklend UBS PRIME RESERVES FUND 295.33 SYMBOL UPRXX Total taxable dividends $29533 Total dividend and interest income $29533 Ode Actinly Description Arrouil (I) Other funds debited Jun 3 Transfer TO VI 23576 8100 -3,722.53 tun 18 Transfer TO Y1 23656 0100 -2.000.03 Total other funds debited 45.722.53 Investment transactions For more Informalon about the pacer value shown for restncted secunties, see rmportant information abaft your stasement at the endof this document Proceeds frcrn Funds investment withdrawn for Accrued Date ACtiity Cesception Quantity vS. (t) Nice (t) transactions (5) .mestments tocturpt CS) interest (5) Jun 3 Sold U8S PRIME RESERVES FUND -0.530 SYMBOL. unm Jun 3 Sold URS PRIME RESERVES FUND -3,722.CCO 3,722.53 SYMBOL: UPRXX Jun I8 Sold URSPRIME RESERVES FUND -2,000.000 2,000.03 SYMBOL' UPR)0( Jun 28 Renwstment LA3S PRIME RESERVES FUND DIVIDEND 0.330 -0.33 REINVESTED AT 1.03 NAV ON 06i2g 19 SYMBOL UPR)0( Jun 28 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 295.000 -295.03 REINVESTED AT I CO NAV ON 0612Ei 19 SYMBOL UPR>t< Total $5,722.53 329533 CNP7000B006528674 N1, 7000301942 00032 0619 030575004 Y123575550 1 ittlitne_Gro_000230page 6 A 5 End of statement for account number VI 23575 SS CONFIDENTIAL EFTA _00133649 EFTA01275616 Important information about your statement U26 inmost Services tic (the Firma UBS Firweial hex Menyouno law then 60 days after the Fen capacity A he copy of tie poky vxrdrg w available incana a returns and may ref keep pace with Soaked is a member of all principal °mushy, caerroaty sent you the fat ft eternal on which the error or won request. inflation. and Wanerthangts. UBS Financial Sakes and LOS Problem appeared. • Moderate. Who to accept Went rids to pinto.' rd Bark USA re adrect sitsitaries of U35 AG and - Dondeyou- rent ad accost number Of any) Heiner the SIPC ream-bonnor the stcvlemental tolerate sane volatility to seek higher returns affiliates of UM Secunin LLC. The penis fere& - Dew& the error or the raider you are unsure protection 3/20/10: • A fgyMA*: Wiling to accept hints risk to pnncpal aid statement is /nibble upon request. The Firm's eximAire about, and hplain as ckarly as yo:u can why you • Certain Marx& assets controlled by (and nclactid n high vOlnlity to seek no wars over hale. officer at at: believe it is meta a eam you need mete your recount yak& but meld away Dan LBS Financial • Investment firodity Consoled:ye I selected a informalak Services. For exarple certain 0) innate smarts. portion of the poiMI:, for that account may inckde LDS Farrocial Smites W. - Don:Sethedoer amount of the suspected error. nlldrg variable amuitits. and OJ does of mewl (wenn oranges, linked liquidity and ortaw 1200 Haber Boulevard funds registered n the resne of the accord holder on Weehawken, NA 07096 The Finn or Card Issuer will negate your <midi,* the books of the Sue or transfer art), and will coned am error acirptly. For alleged mots • twestment corrals ce investment neefinIS 669, Statienent leounehokrar This Oattrnen1reXenfitS the Onk official record of VW ehsoMrg UBS Vosa•debd cad tramadert 6 we lake limeed pannenlips and private placemems)tua are We may consoldate r rutted account tenement with LOS Fano& Services account. Other records. MOW awe than 10 business days to do this, we will credit not registered under the Seorities Act of 1933; the mem address in the sank envelope. e 0 because offer Inc Occurrent,, cattenng corilicag data shouti you rcounda the amount you Ihnk 6 in 0101, so that • Cormoditits detracts (e.g. foreign exchange and they bare miners who afro mantain Vent want not be relied won II youbeim* there is an error or you MI have the use of the mosey durng the tat it premus metal contracts), including futures contacts rerationshps nuer other Om at the 5.1ere ackkess. d omission please report it irrnedaley in writig to the takes us to complete and commodity omen contracts; and you prefer to acme rdindual statements marled n Branch Manager of the office wing gas account. • Deposit accosts Inapt certificates of deposit) at WS 'Annie ennifGet, you may decline Inufehoklin by Please make all cheeks payable to the Fern or the Bark USA, UBS AG U.S. branches and bates h the Olin) your Financial Advisor Allencogh el IgaleS Shown re mended to be actuate, &uncut VISIeulal Mooted on ere front of this FDIC hared Deposit Program. statement datashould not be wed for tar imposes Rey statement In addition to regular accost lees. acmusts The SIPC protection and the appitmtnial protection do Friendly sewn name sokty on yearend Ion forms. (i.e Form 1099. 519,1 may be abject to rnimename fros, charges fable not apply to these assets evenit they othenese appear The Fenn* account rime is a <unnamable 'natant' 10425. etc ) when prepamg your tax return. The Fan is penal for securities purchases and charges for unpaid on yea statements. The SIC protection art the chosen by you to assist you rahyour reardleepag It !toured by taw to report to he RS &livable dredends, maws n cash accou-ds. Accounts that are Veneered at elementalprotectiondo net protect aging Mange; has ro legal effect on you: account. is 601 Mendedto reportable no:numbly dividends and twine interest to other nsteeens may be subject to a vansler fee. n the market eak* of gas inwsbnents (neethen as a relied any strategy, prodxt recces illation. end on nein held it you accoust, net proceeds mutt of motet movement issuer brkrupky inksto•at Werke or Sr profile associated wart you on sale transactions. anther basis on ceetairawred UBS Sweep Options °Ibrahim) roamis, and is not a promise or stwaMee that wealth shureies. Ls3$ offers options for Award cash balances to bale a any finial results. can of will be achieved. All depose accosts at non-affiliated banks and affiliated Dividend Reinvennwa Program (DRIP) Menem limbo the risk of loss, including the risk of Canvemicatlens with the Firm banks aidmoney maker moral funds (Money Funds). The price reflected is an average plan You may obtain loss of the mike Menial You can <hinge your • Pleaseretrain" any oral cartrunkaticen n twang Deposit avant at MS Bark USA aid norpettiliteed the wire price Wm your inane& Advisor. Onk whole Fran," swum names through Online Stokes a by tofurther voted your rights. netakdvimifin barks partkiang is the UBS FDC-Inured Deposit Thant are ',unhand under DPP, partial doges oriel>, contacting you, Fauncial Aden, . under the Securities natio: Protection Act (WA). Po:gran are FDK.nsured n accadaxeweh FOK rules sold and the cash wit be deposited in you room The • If the finale& initiation on the top left of the front For mere intention, please visa nwiefde.goov. Depose dividend renteslruel ace swished by the issuer may Acooten overview of this gateman is not LBS Fnancial Services, UBS accosts al 1.85 AG Stealad Branch and that, of offer from the market ',Meat retch the partial shares • yea of put attoontkontfo. Net of assets and Financial nen caries gess Ikttalt as clearing MoneyFunds are not incised by the FDC. re sold liabilares ten by anangerntre nth the nikated institution • Assets Includes available cash balances, values for we Wormed yea of the nelabonsho when:Mu Bark deposits an not protected by SIPC. Money Fund Casleindieu opened this accost. h this cast you lads and sham are protected by SIK. See "UBS franc& Sciences restricted craft kit/ and Global Tice Deposits, Only whok units maybe held n you roust. If you re unreand mans to mane, and <erten *UM nit held serrseet re located at LOS fnaval Serves and rot AcoN271 Protectors' below. rioted to a parlol rata as a result d a dividend pftmeM the itockgn) broker. and youmeet make a mired by the Fan. Don rapt Mb* unpaid secureeslassels a cillnorse. the him wan ether sell partial toes at at the end on the prior rd ament statement penods, or of my error a antsion to both fits. Urnyour fewest balances en the bark depositsmay be man et prior a team al snare determined by a private invefellen16 nested stock options and • As descrbed n the account eaten/Mt you mat with:Vann and shares of a Many Fend may be regreted clewing agency. and credit your accord °megabit sod options reedyusof any eras or fraud inmearg checks liztudated, and the proceeds retuned to you a your secumes account • Liabakies Inetades debit balances, rontsunding margin refined on your statement within 30 days after 1 was taverner* objectives less,. tide line short account banal. mailed a male available. The rweemert *mem and risk profile se spree to • Pleasedim customer co:matron on awaits to the Further intormairri about available sweep options, • Cashlmoney &raves Taal of tnimested available each account and may vary between yea roan. cash balances, plus depose balances al altered and Fins's< lent Relations Department at 201.3521699 naednyl current interest rates and yields, is available at Please aches the Form promo k in writing of any %meows corrysereepreds, from your Fruncul Advisor neweldated banks, andmaxy market mutual gad or tollfnee at MD354-9103, 8:00 A.M. lo6 AO P.M. Operant change in your financial situation a sweep baboon. at the clove of tie statement period Ef Monday throughFrelay. or in vmtag to LBS a by wend 800.762.1000 investment cbantiets. For each account hen, you Faun.' Services me, Client Relations Department, Noricommealy free omit balances in yea accost are choose one of the fobwing imestment CbjeClivn not secyegresd from ocher barer and the Fin may P.O. Box 766 Union C Sy, NI 07067. UBS Financial Services axon protection • Awn Carer Worm. InwstmentS Wean the the Finn is amen:dr of the Startles Mesta Protection use any of these funds in the ordinary coast of is • All asenwes shall be deemed corvine and acorn generation of :scone only. brews. Thew finds ant payable Lyon your denied. d not objected to in mein; within 60 drys Corporation (StPC), which protects SICLeititl CLISWAWS • new Capital Appreciate.= hastens peeking of es marbles or to 1500,000 (ackding $250,00011 This total is relded in the mire pored doeng vette • For TTY streets. Call 844-6120986 or from ankle growth of prixPal When than the generation of the US.: Cal 201.352. 1.15 dains for cash). Emlanatay brochure Rabb* upon mom,. bending intention • hate of orlon or preens about an electronic negate a alms/war org. the SIPC asset protection Imes apply to all accounts to you hold in a pinata' • foodreContronason ofkroow and °peal For Staid nlarnation on the Inn's lerdrg practices 'tads transfer (EFTL be payment or LRS Visa• debit Appreciation: Investments seeking both the generation and Subunits. refer to pie Clam Retnicashp cad transactions, call B30.762-1000, or write to UBS unsay. The Finn together with certain affiliates. has also of none ard growth of principal. Agreement a Account Ageernem and the General Financial Services M., 1000 Harbor BM, 61h floor, Term and Conditions. LBS Statement of Credit Practices Weehmteh NI 07086, Attn PMCAMA Sank perchased suppkmeMal instranct The nwinan nue payable to all eligble clients. collectively ender Overall risk sables available nary/was endOisdownes this prolectica is 1.930 neon as of December 10, 2016. • Conserv/Mt. Seeks to aunt*.meal bract:al, with at yam ran miene-fmmthwevwt Cal ce write as soon as you can, if you 'hit your low net ane van61y to the mane overall, even Subject to the policycat:Mae and imtalan. (ash at statement or renege is wag a you need note tieFen is lathe, protected for up to 11.9 mikes in the Sisal term the mount does not generate significant nionnaten tar a transfer on the statement or reap. The Fern a Card boar (as al:Pienble) must aggregatefor al your accosts held is a &dimly SDNY_GM_00023030 CONFIDENTIAL EFTA 00133650 EFTA01275617 I inportant information about your statement (COMMued) Your assets - For cenan smsaies racing el non-cpecerag • Est. (estimated) income, current yields and rates. — We Meta ealcentaCII Irom UBS Beak USA. 1.8S Your naterrent deans setaites and other assets held denomrsatons, puce and queerly (face value) may An ent met of antral mere is bated on wren, AG Suraold Branch andnavaldoted bares n the account at the end of the SItleraled period You have been adjusted to facilitate proper valued, daiderd and interest eaten assisting the thournos will thou-Inour cash sweep peogam. Isis may ask for dekvery of fin Paid securaies al any tire. To chitin oment quotations. when avaitabt, contact be held for one yea- from statement date or urea compensation may be a monthk per accom fee or You may remise '<males used as loan cotowe alter yces F (LIMO, ACInSa. maturity. Tys estinee is calf a gudelne, accuracy may be a percentage of arerage day deposit paing any berm de on them. Array securities and continued escome are not guaranteed beexes era erred to the Fm ding the sterimmt period are • Private investments and structured products. - Estrnated amen mom and cutest yield for Wed at market value as of the end of the stamen hivate mesiment watts (robin; drect sedan types of ricurites could include a return of Activity period OanCiPali:n program and real estate rotes meet trust pineal or tepee gaits in which case the est Mormaten regadrig corerMsims and other chimes • Cost basis h detennning the cost basis of the securities) arid strut hod products are generally highly income (rd current yoelo) would be overstated. incurred in curectton Mb the execution of traOrS, sources spaded in this statement %there indicated aged. Certan strummed ModkIS haw not been - Estrnoted annual mane and anent yield and the including optim v.ww.actens has been andeded on Mb the nurdoer SS Fiume, SaVOS An relied registered with to Securities and Emhart> actual income and yield nug's be lases a haler cordimitations pew:oink furnished so you, red we be on informatitn <Maimed from sources Mho than UBS Coarresen or ado any scale securities laws. We than the estrnmed moats Provided to you prterabon relent. Financial Semites, reading rifamation born make rime& evrinated values for pelage swestrnera - An estinate of annualized income (dividerd a-dor dim or that you may have provided to your Finarkial stashes and studwed products for Mormal crud interest) divvied by the current market Short soling Adana, The Firm does not indepenioaly may cr piped only Accuracy n nix guaranteed vaktdavoage balance is based on the last drvdend tl you an engaged n short steed a wady, youmoy guarantee the waxy or valclithofathr n can on - These values may differ %aware key kern prices. it or rarest payment made by the issuer and incur a charge Are to certain taroving costs for the Provided by sources other Man 1.135 Financial Sersiceo ay. at which a private in se re d security or mums to seoserePdepoits will bo held foe one prim's-county. b addtiori ethoughl.85 Ciente! Semmes gerneralk structured product may be bo,dx or sold and do year from the statement date aunt/ maturity. updates the rdamatim as it is received, the fern rot rckessark represent the value you may rerane Accuracy and contnued mid ere not guaranteed. Open orders does rot provide ary 'nuances that the Mamma, gem trepidation. Repave open a 'gnoostittanctiltie orders that uder base an/ sUrvealood seriMC a - Third pry intonate, of vats are as derails. • Ameta net held by UBS Finential Services. Cater) were not moved by the mammy date. open buy and atone as a the cbte of this statement. As such, date rid are tippled to UBS Financial Services on a assets are not held by the Fen and not within the see stop orders are rocbced by the enemy of dedench please do no< rearm this fornlarnition fo make ✓egav base by an independent valueion lima Firm's possession or ccnvol. These assets are augers on an exidwiderds cr emotes date unless peschise of sale decisions. taps-poses or - daub', general partner or sponsor estmated nets, deployed on you' statement for rearnational minded otenme by you. You are respornbk for otherwise. Accounts trend/Ind to Meian my 'Mr we suPPlied to the F on by the issuer, purposes only. Patens and values presented re ones that are executed die toroe blur, to cancel °Salem irderriurim only fix the period/ game partner or sparns rid may be tabulated provided by the issuity fern UBS Financial Services is "ing open orders, tire they an heed at the Fan More historical based on deferent ink:mitten from that used by not nerd:meet for the infmnaton and does not nerMatiCri Cr, be addedby yam Enema Advisor. shed parries to dome thee Minuted dim. guarmtee as acute." These assets at not orceected Privacy • Ureroalited gains/losses. Wan dee 6 serlabt, - You can dome, addacrel nkmuten regoicirg by SK or to Ian's supplementel SIPC coverage. To Mean a copy of Ott canna Client Privacy Wake, tempted unsealized gonsflosses are calculated for the methodology used to determine the estimate of please conlot you. Friential Adam or vial as wabsite individual security lots Me transaction data for value and the date of the dathitiCil that is the • Revenue sharing and adtkional compensation. at yam: at enwevivierws1-9. indvdral bh mayor mar nth reflect an-missions. basis la the estimate by contacting your Fiuncel - h addition to criminken on sale and 121n1 Sees - 185 Financial Services is riot a bark. The RAW, Bigness charges ander secuity reorganization events. Advisor. Reeved in canediron with the delrexacn of mutual Services Account BSA and BMA ar e brokerage Dividend and other renvestment lots and systematic - Tied party estemsed vales may be reflected as funds to Oct dents we motor or aftdiat receive accou'es snhch provide access to barking senses and puthese lots are each combined to display or. • Not piked' in several "tuitions: Mien an reverie sharing payments from detrtatn ardor product, *mart athalrenteth with affiliated banks averaged lot The 'Trade dote' colmn presents the indeperdent valuation lam has not suppled or is advisors of the mutual funds that so toll Thew and mar tid.orty bags and provide. access to ongeol transaction trade dale. u nable to aster, a value, when we become awn amounts we based on two different corn:mots, (8 roaarca arid amity Products issued by u -efeliased • Callable securities Bonds and Itheffeathi stock that that a material event ha6 occared the my calla to arnssa of sales ty1.8$ of a partkulai rrutual tindparty nsurance companies through insnsce the issuer cats for early rederrpten wit be selected previously reported value ego question, or Wen a find famik to our dents; and 60 ate asset vale of a agency sibsidenes se 1.85 Financial Sown Inc moat" by lot Iran among all 63:41/tei of that value would be highly speculative due to the neve macular mutual fund lanais shares held at the — rnedrnert„ durance, and snaky pad-ids. isfue held n our runs* or in nornim rant foe our ol the wordy fah — Not FDIC roved • Pio bank guarantee. May the vela clients Call ham Mormalkin is obtained frorn third - Man neither an esker, general partner cc sponsor - We and our affiliate also receive alma kg and — tMA Pesaro Management Account. Busyness parties ad as accuracy is not steed. Other call estinkled value rye a tiled-pew estimated vale is ornnbus processed fees in consideration for transfer Services Account BSA, IRMA and international Resitsce leaves may me which madaffect red complete monded, the vetie of the secarty will bedifferent agent services that we provide to to nuual funds Management Amount are registered senesce marks of nformaten will be provided upon request from its puttee pike. Sidle lees generally re pad from insestor assets 1.85 Snorkel Semces H. • Prite/value Prices displayed for securities and other — • Dishbutions to dee' may inci.de reum of the Tlitula held and are a bed dolly arrorix based - visa is a registered tracttrurk owned by We products may be Tighe' or tower than the price that capital, nccme or both. at the router of accotnts at the baker-dealer Monaknal Service Association and used under you would actually remise kr the market bkes - • Ordinal art size' represents the natal offering hotting actual lads o1 the find lenity keno. llseLe35 Vea aide odds ad the LeS Visa obeained from vacua *NM party sources *Ash we pike per vitt and may not reflect yam cost bait) - h addition to tommesions received in connection debt cads are eased by UK Bank USA with betew to be ebb/. bri we do not gamut they - OfP end wasted RUT 'KVtin re not listed as a with the sat or &tauten of annuity co tracts and parmissen from MsII S. A Incorporated All mho accuracy rational source; estkrige. and re gereally unit sweetener* bin am to ors (fronts. we ardor trademarks registered trademarks, strike maks and - We generally use the cbsing price awn available or Acted ani even if lay. can be sold tee price as off hate receive reverie shoring corrpensaton registered sonic. mew ye of their respect* he mean of the bid and ask Pr ices la listed receered may be less than be per share estimated from many of the courant< companies unckowntkg cormanies setae*, and options or (elk bid VMS ke OTC write provided in the mecum statement the ennuity contracts, affiliates Of the tw.r ante wakes cm-panes or damn of the tnh nvestmeot innts Ua Handel Service Inc Rev. 701810 - Less actively traded securities maybe priced mid a • Restricted securities Restricted securities genera we darbito valualkn model or the most recent price we are not currently eligble for pubk sale. 1.85 Financial - h addition to commissions received from the obtained and may net reflect an actual market price Services uses the mariet price of tie restricted stock puxhase and sale of klertShares finds, we odor cur a rake. of the Ware 610r as an flatted value nor the athlete receive an assetbased reverse sharing ▪ Caffail positions may cp.r wakens a price end restricted stock for purposes or the StOfteltat only. To payment fromNotShares ristrbustnt as well as wish show as 'pee was 601 available' we are the Patel that restricted teount ies are elgble for sale funded for technology development, training and treble to cbtan a price for a smarty. the value mewed may be stbstantially less tun the education. - Deposes ce tomtits denominated n [arenas awed value shown. — Our Melees also receive tradng conenismes and other than U S. Oaks relithled at the exchange other conCerealcn from mutual funds and entsaixe rate as of the stanmere date. carparsiec whore mookich we dirribilO SDNY_GM_00023031 CONFIDENTIAL EFTA_00133651 EFTA01275618 1)85 Financial Services Private Wealth Management 444 UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 July 2019 04;7005648663 0719 Y1 0 GHISLAINE MAXVVEU. 139A CHARLES Si', APT #233 Account name: CHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind CasNSaving Account number: Y1 23575 55 Your IS nancial Advisor- SCOTT STACK NIANILYLE CASR1EL Phone - Questions about your statemeat? Call your Financial Advisor or the Value of your account RMA ReSourceline at 800-RMA-1000, on June 28 (1) on July 31 (9) account 025023575 Your assets 151,952 18 475,242.24 Visit our websIte: Your liabilities 0.00 0.00 bThrw.ubscomefinanciaiservices Value of your account $151,952.18 $475242.24 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 5699,954.77 Net deposits and 6,144.7 vinthdravals -1,229,475.44 Your investrndnt return Diwlend and interest income S4.762 91 Change in 9914 8176 700 0 market value 90 00 152.0 475 2 Value of you ocean on Jul 31, 2019 $475.242.24 ON 2014 Dec iOIS Dec kin Der 7017 Dec 2018 Jun 1J 2019 SDNY GM 00023032 Member SIPC ANP70003005648663 NV7003198406 COCCI 071903057:004 Y123575550000000 Pogo 1 of 8 CONFIDENTIAL EFTA_00133652 EFTA01275619 Account name: GHISLAINE MAXWELL *UBS Resource Management Account (Lily 2019 Friendly account name:Ind:Cash/Saving Account number: VI 23575 SS Your K nenciel Advisor SCOTT STACKMANIVIE CASRIF1 Your account balance sheet Summary of your assets Value on Percentage of July 31 ($) you' account Cash and money balances may ,dude A Cash and money balances 0.00 0.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 475,242.24 100.00% account, UBS roc Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 0.00 0.00% about your statement on the lag two pages of this statement for detail about those balances, E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00% Total assets $475,242.24 100.00% B Value of your account $475,242.24 Eye on the markets Percentage change Index /lily 2019 Year to date 5&P 500 1.44% 20.24% Russell 3000 1.49% 20.48% MSC I - Europe, Australia & Far East -1.26% 13.05% Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35% Interest rates on July 31, 2019 3-month Treasury bills: 2.07% One-month LIBOR: 2.22% ANP70003005648664 NP70031139406 00001 0719 0305750N Y123575550 COOMYGM000230Pne 2 of 8 CONFIDENTIAL EFTA_00133653 EFTA01275620 Account name: GHISLAINE MAXWELL Your Financial Advisor: Resource Management Account SUBS JI.: Friendly account narrie:Ind.CaShiSamg Account number. Y1 23575 55 SCOTT STACK MANI YI F CASkiFI Change in the value of your account Cash activity summary July2019(S) rear to date (S) See Account activity this month for details_ Balances In your Sweep options are inducedin the opening and closing balances value. FDIC Insurance *pees to deporits at UBS Bank USA and an banks participating in the UBS FDIC insured Deposit Progan. n Oces not prey to deposits at UBS AG. Stanford &arch. SiK Opening account value $151,952.18 $699,954.77 polrction applies to mom marvel sweep fund heidirgs but rot bank deposits See important inSormation about your statement on the last tinso pages d this document for Mats Deposits, including investments transferred in 613,03500 613,035.00 July 2019 (1) Year to date (S) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred cut -290,030.06 -842,510.44 Additions Deposits and other funds credited 613,035.00 613,035.00 Dividend and interest income 285.12 4,762 91 Dividend and interest income 285.12 4,762.91 Closing account value $475,242.24 $475,242.24 Proceeds from investment transactions 140,030 06 692,510 44 Total additions Dividend and interest income earned $753,350.18 $1,310,308.35 Subtractions For purposes of ties statement taiabity of interest and dindend Income has been determined ficM a US Other funds debited -290,03006 -842,510.44 tet, reporting Ceradhe Sweet upon the residence of the account holder, account type. or prodixl type, sane interest arch dvidend payments mar riot bo subject to United States (US) anda Puerto Pico (PR) Funds withdrawn for investments income tares The (lent mom* Ratement K not intended lo be used and cannot be retied upon for to purposes. Clients should refer to the aOrliCatfe tar atoning forma they receive from UBS annualy. such as bought -463,32012 -467,797.91 the Forms 1099 and the Forms 490, foe lac reporting information. n is the practice of UBS to file the aockatie tai repotting forms with the US interna Revenue SeNICe and PR Treasury Deterarent and in Total subtractions -$753,350.18 -$1,310,308.35 such loans accurately (rosary ohne:lends Arad interest as Ito exempt or teal* 'mere Please (Oman your induclual tar' preparer. Closing balances $0.00 $0.00 July2019W Year to date (1) Taxable dividends 285.12 4,762.91 Your investment objectives: Total current year $285.12 $4,762.91 You have identified the following investment obsectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Total dividend & interest $285.12 $4,762.91 Prnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Pnmary - Moderate Investment eligibility consideration - None Selected SDNY GM 00023034 ANP7C003005648665 Ny7000193406 00001 0719 030575004 Y123575%0000000 Page 3 of 8 CONFIDENTIAL EFTA_001 33654 EFTA01275621 *UBS Account name: Resource Management Account Your Ilaandal Advisor: Friendly account name: ir SCOTT STACK MANLYLE CASRIEL July 2019 Account number: Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out ANP7000300$648666W0C0le$4060003: 0719030575004 Y123575SSOCOMYGM000230P1544 4 Of 8 CONFIDENTIAL EFTA_00133655 EFTA01275622 Account name: GHISLAINE MAXWELL Resource Management Account Your Finandel Advisor: 4tUBS July 2019 Friendly account name:Ind CasNSawng Account number Y1 23575 55 SCOTT STACK MANY! YLE (ASRIFL Your assets Some pnces, mottle and current vdues shorrn may teepprOximale. Asa its ft . gam Mr:1'055es not be accurately refkcled. See ;worsens indosettabOn about your getemere a the end of the cticumeM fOr more information. Cash Cash and money balances Cash and money baiance.s may include avalade cash balances, UPS Bant USA deposit account balances, UBS Balk USA and a1 UBS FCC insured Program Bank deposit account tdentes are insured by the FDIC within UBS FDIC insured Rogan Bank &lances, UBS AG Stanford Branch deposit account blames and rroney applicable Imts, but are not protected by SIK. UBS AG Stanford Blanc h deposit account balances are not insured Markel mutual fund sweep balances. by FDIC and are not protected by 51K. Money market sweep baances are protected by SIPC but are not Insured by the FDIC See the Important inlonnetton eboot your statement at the end of this document for detaiis about those balances 0penng tklance ClOsing belaxe Price per share Average 0..6:Jena Interest Goys on mddng alio 1 ft) on Jul at to on lul 31 CO rate period period Cap eMOUM Cash 0.00 -304930.00 RMA GOVT MONEY MARKET ED 0.00 54,930.00 I00 1.93% Jun I to Jun 30 30 tSS BANK USA CEP ACCT 0.00 250,000.00 250,000.00 Total S0.00 50.00 Cash alternatives Money market funds Moray market funds are neither insured nor guaranteed by the Federal Deposit Immense Corporation Of any other (pcernment agency. Institutional prim and instilWinner municipal funds must Poet their net rat values (NAV) per share tot he neaast I/ I C0th of a cent (e g., SI 000( Government and 'mat recrey market funds will continue to traisal at a sedate SI 0) net asset value Although money market funds seek to preserve the value of your imestrnent al S1 00 per share, it is possible to lose money by infesting in these funds rout fttravtded Is lne Iota cl at reinvested dwdends It does rot include any cash civideKt. t IS Dotal& dnreekze4 card on or JOSS IS the Orfferenre between the current vaue and the COP basis and would lot for the purposes of delernening hold erg periods or cost bath. The Shales you receive each tyre you gene telly be your Meade gan or loss if the security was sdd on this date. The unrealized (tar) win or loss may reinvest dwdends become a separate tax &pl. need to be aclusted for return of ceptd payments In order to determine the reeked gain or loss for tan reportingepurposes Cosh 041t$ iS the 1011( purchase (OA of the security. Inducing reinvested dadendS The cost basis mei need to to adusted for return d ceduel payments in order to ckternne the a:lustedcost bans for tax inve:rdd return is the current value mous Ilk anount you invested it does not include shares that are not repotting purposes. reflected on your statement. End udng shares that have been perks as ea her a gan a a loss. t Aso cbes not include cash didench that were not reinvested Purchase price' Hurter AlrelaCy. puce Clem Cost Pnce per share v4ue on Unrearzed Investment racing mddng slides per share lb investment (S) bass (S) on hal 31 (a) rut 31 ($) gan or loss (1) return (5) renod L6SPRin/E RESERVES FUND 475242 240 --This in formateon was unavailable--- 10030 475242.24 EAU 110,978 Current yield: 2.31% SDNY GM 00023036 asip7C003005648E67 NV70[01%406 COCCI 071903057500i v123575650000000 Rag* S of 8 CONFIDENTIAL EFTA_00I33656 EFTA01275623 Account name: GHISLAiNE MAXWELL *UBS Resource Management Account July 2019 Friendly account name: Ind:CashISaving Account number. Y1 23575 55 Your K»smid Advisor: SCOTT STACK MA14 LYLE CASRIEL Your assetslcontnved Your total assets Percentages Cost Estmated Unreaized flue on Ad 31 (I) your account tags (N annua) inccrre (fl gan or loss Cash altematives • Money inaricet funds 475,242.24 100.00% 10.978.00 Total 5475,242.24 100.00% 510,978.00 • Missing rob basis infcernabcn Account activity this month Date Acthtly DescrIptIon Arrountl» Deposits and other funds aedited Jul 26 Deposit FEDERAL FUNDS DEPOSIT BV MISS GHISLAINE MAXWELLAT 308.105.00 BUKBG822)00( Jul 31 Deposit FEDERAL FUNDS OPOSIT BV MISS GHISLAINE MAXWELLAT BUK BG922 304,930.00 Total deposits and other funds aedited 5613.035.00 Die Achiel), DeKription Arnocal (S) Dividend end interestjoon Taxable chwdends lul 31 Cividend U8S PRIME RESERVES FUND 285.12 ~BOL UPRXX Total taxable dividends 1285.12 Total dividend and interest interne 5285.12 Ode ActInty DescaptOn Arn3Ult ti) Other funds debited Jul I Transfer TO VI 235768100 -30.06 Jul IS Transfer TO VI 236802100 -1000000 Jul 22 Transfer TO VI 23576 8100 -130,000.00 Jul 26 Wothdrawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Cohen and tresser -150.000.00 LIP Attor AT JPMORGAN CHASE BANK, NA Total other funds debited -6290.030.06 ANUC0000056$9669 Ne700018a4o6 00001 0719 030575004 vl 23575550 COWEINYGM000230P499. 6 of 8 CONFIDENTIAL EFTA_00 33657 EFTA01275624 (SUBS Account name: GHISLAINE MAXWELL Resource Management Account Your Pi nandal Advisor: Friendly account name: Ind.CashiSaidng SCOTT STACKMANci VI F CASRIFI July 2019 Account number. Y1 23575 55 Account activity this month (continued) lavesbnent transactions For more Information about Ire pricel4ue shown for restricted securities, see Muortant Informaion 'bout your statement a the end of thd do( intent Proceeds bon Funds irviestment wthdreven for Acctued Date Activity Dosoiptnan Ou.eitity eduo (5) Price CO irareactions (5) snontrrynts beugs (5) interest (S) Jul I Sold UBS PRIME RESERVES FUND -0.C60 SYMBOL UPRXX Jul I Sold UBSPRINE RESERVES FUND -30.000 30 06 SYMBOL UPRXX Jul 15 Sold ORSPRIME RESERVES FUND -10,000.000 10,00000 SYMBOL UPRXX Jul 22 Sold UBS PRIME RESERVES FUND -130,000.000 130,003.00 SYMBOL UPRXX Jul 26 Bought LIBS PRIME RESERVES FUND 158,105.000 • 158,105 00 SYMBOL LEM Jul 31 Reimestment UBS PRIME RESERVES FUND DIVIDEND 0.120 -0. 12 REINVESTED AT 1.00 NAV ON 0713 V 19 SYMBOL' UPON Jul31 Re.nve5tment VBS PRIME RESERVES FUND DIVIDEND 285.000 -285.00 REINVESTED AT 1.00 NAV ON 07,31/19 SYMBOL: UPRXX Jul 31 Bought UBS PRIME RESERVES FUND 304,930.000 -304,930.00 SYMBOL UPRXX Total $140830.06 -$463,320.12 Oat Adnity Oes001.C.41 amount CO Money balance activities ha 2$ Wanes forward $0.00 Jul 26 Bought RMA GOVERNMENT MONEY MARKET FO 58,105.00 Sul 29 Sold RMA GOVERNMENT MONEY MARKET FO AS OF -58.105.00 07/26119 Jul31 Bought RMA GOVERNMENT MONEY MARKET FO 54.930.00 Jul 31 Closing RMA Government Money Market Pd $54,930.00 The RMA Government Money Mart et Fd rs your steoncisy sweep °pace SDNY GM 00023038 ANP70303005648669NP70031£8406 00001 0719 030575004 Y123575S50 000300 Pegs 7 of 8 CONFIDENTIAL EFTA_00133658 EFTA01275625 Account name: *UBS Resource Management Account July 2019 GHISLAINE MAXWELL Friendly account namet:Ind:CasnSaving Account number: Y1 23575 SS Your lq asocial Advisor SCOTT STACK MANLYI.E CASRIEL Account activity this month (Contrived) Oate Activity Descrpbon Mount (6) Money balance activities (continued) Jun 28 Baena forward $0.00 Jul 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 250.000.00 Jul 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/26119 -250.000.00 Jul 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 250.000.00 Jul 31 Closing UBS Bank USA Deposit Account S230.000.00 The VBSBant USA Decost kCount Is your primary sweep Cpbon ANP703020009348670NP70C0189406 00001 0719 030575004 VI 2357555000MyGm00023cfna 8 of 8 End of statement for account number V1 23575 S5 CONFIDENTIAL EFTAJ10133659 EFTA01275626 Important information about your statement U26 Fruncal Services tic (the Firma UBS Finrcial her Iran youno law than 60 days after the F rm capacity: AM copy of the poky weeding is *beetle now* or rearm and may not keep pace with harked is a mentor of all pri-vipal mouthy, canrroclity sent you the fat st award on which the ma or Won request. and optironsha-ges. UBS Financial Senices rid LOS problem aPPmad. • Moderato. Wang to accept w/11rids to princod and Bank USA re rdrect sits:diaries of UBS AG and - ?sondem: rent aid accase number Of any) **Ober the SIPC oraechonno, the stcvlemeneal tolerate sane vdahlity to seek higher returns affiliates of Ufg Stevens LLC. The Fitm's fitargial — Desoto the error or tie waxier you are unsure protean:in gait to: • Af yeSS4t! Willrg to accept high risk to grieve' ad statement is (wallah,upon request. The Firm's exeunt. tots, and ....plain as dearly as you can why pm • Celan truncUl assets controlled by (aid nclichd n hgh volatlity to seek high agars over nine. offices are at believe a is anum a meaty you need mot your account valid but tellawayIran Ws Financial • Imintetere fitheriey Conaclentim: I selected a idormaget Services. Fa "%sidle certain b) insurance product. portion of the poi dolts for that account may locket* 1.8$ Feta-vial Services Ix. — Pronde the do's mount of the suspected error. Including variable amuities. and (ID fives of mAud contain preppie, linked liquidity and oreater 1200 Arbor Boulevard funds registered in the mane of the accost holder on Weehawken, N.I 07086 The Fim or Card Muer wil Westgate your complain the books of the Suer or ranter agent), and seal coned int error empty. For alleged mon • twestmart scream ce nommen entials (loch Statement 'household:1r TNT nattenint reaearits the only official record of you Molting UBS Vuodebit cad holtactiono f we take tinted rannwslips and private Placement* to are We mayconsolidate Maud account statement with LOS Francs& Services account. Other records. except more than 10 business days to do this, we will credit not registered under the Securities An of 1933; the same address in the same envetpe. e g because °Mal has downents. ecntainng conniang data should yew account la the anoint you Ihnk 6 in tam, so that • Ccermoditin contracts (e.g. foreign exchange and they have owners *kw also maintain jant account not be relied upon II youbetty. there is an owe or you wA have the use cf the money dung the tent it pteows meal castrates), including futures contracts relationshps wet other cberrs a the tarn. ackkess. crihnion please report t innochatehr in writing to the takes us to complete os instigation. and commodity option contact: and you prefer to mew rdirduel statements mailed n Branch Manager of the office wing year account. • Deposit &ceases (except certificates of &posh) at VATS separate erleilaseo. you may ca line bamboo:leg by Please make all cheeks payable to the Fem Of to Bark USA, UM AG U.S. branches and baits it the calling your Firtincral Adesor Although el lepies shoal re ntended to be accurate, Innoal inSteuten rodtcated on the van of this FDIC roared Deposit Program. statement datashould not be used for tau pawn Rdy statement In addition to wears accost lees amines The SIPC protection and the swpkemental protection do Friendly moose% mime solria on yearend tar forms, (i.e Form 1099. 5198. may be abject to mintenarce ims charges he bite not apply to these assets nonif they of swine appear The Fenn* account nerve is a waceneable tn.:warm' 10425. etc ) when prewmg your tar return. The Fan is payment kr securities purchases and charges for unpaid on you statements. The WC protedian and the chosen by you to assist you wdhyoss recadkeeping It reputed by law to report to he UTS a0tmable &Mott, amounts n cashaccounts. Accounts that are wander ed nrokenental praedion do not protect against changes has ro legal effect on your account is nort Mended to reportable novutubli dividend and taxable interest to other instancra may be subject to a °antler fee. n the market vak* of yap inestments (whether as a reflect ay strategy. prodxt reccennendation, earned on wanks held it pop account, net proceeds neat of midst movement issuer bricruptcy i mit i•at cblettne or rte prolle associated wth your on We transactions. led con basis ono:sin-wowed UBS Sweep Options otlimoist) &atm. and it not a vermin or gwaMee that wealth secretes. Mg offers mations foe emeprg(ash balances to bat a any Maid results. can e, will be achieved. All depose accosts at non-/Mated banks and :dilated Dividend Reinvednwt Program. (DRIP) Mesenteries Mohr. the risk of bur indudiog the risk of Catwonintlens with the Firm banks and money makes rehlual lunch &lona Fads). The price reflected is an average once. You may obtain loss of the mile inastrtent. You can <lunge your • Pleasereconfirm no& coreruncatiom in tweig Deposit wards at UK Bank USA ad nonaffiliated the wan pna Ircm yap Financial Advisor. Onky whole Fondly account names throughOnline Services a by tofurther voted "outfit's incite:kg your riles barks pattkipaing it the UBS FPC-hstrod Deposit toms we purchased Under DPP, parhal stares MOM contact...a you Aden, . utter the Seosities Inv:nice Protection Act Dna Pitgran are YOK.nsured n accordance wt FOK rules sold rd the cash wit be deposited in yOuf account The • If thefinancial instiortion on the top left of the front For more infornation, please visit mineC[10pr. Dease dividend renwslawini price %oohed by tie agar may Amgen overview of this statement is not LES Fnaxal Services, UBS areal% al WS AG Starmad Braxh and Owes of offer horn the mann pr ice at Meth the partial shares • Vakre of pre actoontleortlofo. Net of assets and Fiuncial &mint caries yokr arca.mt as raring Money Cheek are not inured by the FC4C. we sold liaorees broker by arvargantri waft the nicked ins:Swim • rums includes available cash balances, valLen for we Wound you of this retaborithb when/Mu Bank deposits are not untested by WC. Money Fwd Cadvinlieu opened this accost. h this vast you' Ands and sham are protected by SOC. See "UBS/nancialSenices 'Inflicted smaRY nit I and Global Tine Deposits, Only whole units maybe held n yew want If you are inonand mats to mond, arid certain assets rot held season we located a lb5 fnancul Sown and rot Arran' Protalca' below. entitled to a parka said as a result of a divernd payment the anosten) broker, and youmud make a report by the Fim. Does not inure securienslasiels a O,114Wne. the Firm wil ether sell partial ands at at the end of the prior andsanent statement penods, of ant toot a annsion to both Min Upon you fewest, balances in the bark depositsmar be road et price a accept at 'more determined by • private awninged; smeltd stock ophom and • As descrbed in the account agreements, you must withdrawn. andshwas of a Morey Fard may be manned clearing agency. and credit ear avant emerclable sods options rectifyusof any woes or fraud inglarg Cheeks lerachted and the proceeds retuned to you or your twines octant • Liabardes Irclades debit betimes, cutstanding margin reflected on yews Statement within 30 days after it was Investment objectives bra. creole Pine, short escort barites. mainly lade available. The minimum objectivn and risk profile it 'picric to • Pleasedna customer towlines cat hairies to the Fetes inkanatica about avertible sweep Options. • Cash/money balarres. Total ulenated available each want and may vary between your accounts cash balances, plus devout balances at affiliated and Fiat's< hint Relations Department a 201.3521699 rrkdrg current interest rates and yields, 6 available al Please mime the Finn pronely in writing of any wwwc.gs cosy% sweepyra Iran yeti Franca) Advisor now/fikned bests, makes mutual le or ton-free r 800.354-9103, 8:00 A.M. to 6 AO P.M sip liant change in pas financial situation a at the close of the stamen period ET Monday throughFriday, or in writig to UBS cr by <Xing 8031420000 irwesurent objectives. For each wow* held you Feannal Service, Ix., Client Relations Deranment, Nonicommodity free OW* balance, in you" arcane are choose me& the loathing imesment objectives: not segregated from other balite.' ad the Fern may P.O. Box 766 thion C ay, NI 07087. UBS Financial Services raccoon protection • Praia Owe& Wow Immanent teeing the The hot is a member of the Searches lowest°, Protection use ay these finds et the ordinary cense ol its • All Sideman Olaf be deemed conpkce and aortae gonad:xi of exam cat. business. These fads repayable seal your demand. it not objected to in writing within 60 46 Corporation (SIPC), ...Mich protects securities custcentes • Achine CapitalApprwidion horsemen; seeking of Is marten id to 1500000 (lading $250,000 for MO total is ntladed in the anent panel <losing van • Foe TTY Waal. Call 844412.0986 or from whale growth of virtu& rather than the generation of the U S.: Cal 201.352.1.3S clams for cash). Emlanatay brochure Rabbit Loon ranee. Lendthg information • hew of *non or quest cm about an electronic reweg a al semen shbc org. The SIPC asset protection lines apply to all accounts that you hold in a pinwale' • Ftotta Combinason ofImam and Capra% For detailed Mermen:a on the I mrs krdrg prances knob transfer (EFTL tal payment a UPS Vise debit Appreciation: Investments seeking both the generation and discbsuns. tem to you Chan Rettlicnshp cad transactions, call 030.762-1000. or wile to UBS capactie The Finn, together with certain affiliates. has also of Men* ard growth of prixioal. Agreement a Accosre Agewnwit and the Genteel F inancial Services Ix., 1000 Harbor BIS, 6th floor, Terms and Conditions. LOS Statement of Credit Practices Weelknoten. tO 07086, Mtn RMali6A Simon. Puclused suapkmental ;wan. The madman ankart payable to all elgoble (fonts. collectively under Overall risk pedal imismemeots andDiscbares Cal c, write as soon as you cm, if you hit pet this volectim is 1.600 million as of December 10, 2016. • Conservative. Seeks to swinish meal pritcloal, molt mi•io ohtmerrnetoebrio•Atm Sulged to the polkycavderme ad irrtators ash at low al and vast Key to the arrant overall, ewes • Stiffening a MOO is Mac a you need more therim is fustier protected la tap to 11.9 marvel in the that means the mount dot not generate significant istorinaha axon a transfer on the slatemem inept the Fu el Cad bow (as CPIcabld mutt aSigroant for all your accosts held it a particular SDNY_GM_00023040 CONFIDENTIAL EFTA_00133660 EFTA01275627 I inportant information about your statement (MaraSued) Yea mats - for certain dodoes err; n non-cerecennrog • Est (estimated) acorn*, current yields and rates. — We wee* orperisadon liens U3S Bra USA, WS You statement itemizes rewires and other ends held dentin...atone. price ad quavery (Ire era) may An ("I nvle of accua rocive is bawd on <vine AG Sundered Branch and ~affiliated banks in the account at the end of the statement prod You have been adjusted to (snidely proper valuation. dhidend and Menem rare retuning the wanes will thou-inour cash sweep Porn, lb.' may ask for delvery of liary paid securities al any tine To obtain «men' quota:cm. when available, contact be held for one yew from statement date or until compensation may be a monthly per adorn fee et You may wen* secures used as loan cellateree alter >Cis' Frarcial A cbiscr. matuity. Ths estimate is only a guideline, accuracy may be a percentage of ~rage dary deposit paing any balance da on them. Army secedes and continued income are not guaranteed balances trantreared to he aim ding the aidemmt pored are • Private investments and structured products. — Estimated email anetone and current yield for limed at market value as of the end of the stadium ?Mate rudiment secomin Orr lying drect Conan tYP'9, of securities could in ide a return of Activity ØØ Pardilsidir ororam and real estate nun-rent dust aright' or repeal gait is which case the em Information rep-dreg oommesons and other charges • Core basis We determining the cost basis of the securities) and strutved prodoets ale generally highly income (rd current yielcb would be overstated. incurred in torrettion with the exiculon of trades, SeCt...Ist) included in this statement Were indicated aØ. Chan stitxltrecl products hew not been — Estimated arrtkil MOM ard current yeld and the includingoption transactions has been herded on enode the flunks« -I: WS Fin/rya, traces has relied registered with the Sonsities and &Marge actual income are yield nueje be lower or hiMer renfirmseions pnemousry furnished so you ard will re on information obtained from sorts oh« than WS Crummir or vireo' any state securities laws. We than the estimated amounts don'ded to )Cu promptly on request. Financial Services. melodieg information born another prised. estimated values for diva, rwestrrent — An estimate of a-nualded indite* (dividend andcr lima Out you may have deeded to your Finarmal securities and struct did products for ~atonal interest) deeded by the current market Short «Bitg Apace. Me Firm does nal independently way cr pupated at Arkuacy ra not guaranteed vadetlaverage balance es based on the last dividend tl you am engaged in shat selling a stony, you may gasram.» ten *cos a algay d any idpmMi - There vaks. may differ mixers bay Ircm prices. i or merest payment made by the issuer and incur a charge Sae to cdianIxeroving costs for that provided by soaves other than WS Financial demices any. at which a divan? .nst el security ce assumes the secureddimosts will bo hell foe one pan icula- sduriy. addled although lerS Gnats' Services generalry structured product may be bcohl or sold rd do ye, kern the statement date aunts maturity. updates the rdcmutir as • rectwed, the firm not rydessrtry represent the yak* you may redid Accuracy and mimed yield re not guaranteed Open orders does not don* any instances that the ideminien yam liadidatir. Regaideng den ix • goadititanceeled- ceders that under "Cost bare- end stesealsed garlloss- is - Mid party *Omits of vela are as id a tartan • Meets not held by WS Financial Services Cater were not ~cuted by the MM./MOH date, open buy and accurate as of lee date of his statement. As such. date and are suppled to ORS Financial Services on a assets re not Mkt by the Fim and roe within the tel stop orders se reamed by the amount cd dredands please do rot rely on this damnation to make regular base by an independent ~ion lims Fin's Øsesir or control. These assets are or rights on an modenclerds or evintels date unless precede or sale decisions, la tai Fi se - Moat general pain« Cr sponsor minuted valres, &played on yet% statement Ice reformational mingled otherwise by you. You are iesponsbb fa otherwise. Accounts bandered to the n may day, re sdfilied to the Fran by he issuer, purposes only. Perham and values presented se ceders the se executed dye to you failure to cancel reflect giriloss inlcomi kin only fix the period ce general pa ner or recency and may be calculated provided by he issuing fim LISS ;Miltol Savcc •S "firma OW Øens. lire they am held at the Fan More hktortcal based on deferent infamaren from that used by not ~ble for this idenation and donna Mamas, can be added by you Fnarxisi Advisor. that parties to derive their estimated vakres. guarintee tts accuracy "here assets am rol protected Privacy • Wreathed gabs/losses When dire auilabk, — You can dun additional etemotion regarding by SK or the Fims supplemental SIPC coverage. To odd a copy cd Cal current Client Privacy estimated urtenuet s anl sset art reloaded fa the methodology used to determine the eilernete Pka5t collect you, fnancial Maser or vist au watnite indiviial mercy lot the Marton data for value rid the date ol the recematicn that is the • Revenue alteng and adifitional compensation. wuvreshiresneravrywur‹. inckvirat lots may orm>f nar ref leet ccrrmissions. basis la the estimate by contacting your Financial - h radiren to ccerrnissirs on ern and 12b-1 fees - UBS Financial Services is rot a bads. The RMA, Bunny charges alder seedily reorgreal Ca events. Adv5Or. received n connection with the deladen of mutual Services Account ESA and IRMA are brokerage Diedend and other reinvestment lots am] systematic - Thud patty minuted valses may be reflected as funds to ou dents we rid ar affiliate ream* accounts welch provide access to barking senees and perches* ols ore each combined to display ore 'Not piked' in several «unions: when an mom.* sharing payments from dal/tutus andor products tØ aeangernents with affiliated banks reward lot The 'Trade date colaen presents the independent valuation fem has not suppled or is Aviary's of the mutual funds that we toll Pm* and other hid-pay brat and provides adds to renginal transaction trade dale. enable to assign a value, when we become awn amounts re based on two different torroorenes: (3 n." - ce nd amity Products issued by u-uffiliated • Callable secures c Bonds aid preferred stock that that a material event he added this may ode de am-yam of sales by U3S of a particular mutual hid-party rovrace command through instance the issuer cats I or tarry rederrptun pail be selected Freviously retuned value it question, ce Wen lind family to our dents; and BR he asset vale d a agency set/sedum of 1.85 Financial Semmes It mp.rtially by lot Iran among al dosage of that value would be highly speculate.* due to the nave pa teubr wheal fund fakes than, held at the — ~Inert * instals, and annuity peace-ids issue held rume or in nominee rume Ice my of the warty tam — Not FDIC Mured • No bar* guarantee. May kit vale clients Call bare nformalkan is obtained from third — When nether an issur, general pater Cr sponsor - etre and our affiliate also receive networkrod and — tMA Reduce Management Account. Busyness pries ard its advacy is not guarantred. Other call estimated vibe ror a tined-pry estimated vat* is omnbus processng fees in considualon hoe transfer Serum Account BSA, IRMA and nterialiOnal Resource tents may end which dad effect yield. complete a:0m~ the sake of the 'dirty will beOrland ages* services that we provide to the mensal funds Management Adart ae registered service marks of inloareuren will be provided upon request from is puttee mkt. hose fees generally re pad Trom 'meaty stets n WS Formal Sernces H. • Price/Value Prices displayed for secureies and Oar - • °Bubo CM 10 dae • may rick& mum of the mutual fund and are a feed dolly amount based — vKA is a registered vademak owned byvisa predicts may be higher or beserthan the price that capital name or bode on the ;brioer of accounts at the brder-deald reanxional Sos c'? assocenitn and used under you would actually regime in the mark«. Prkes ae - 'Oruro' dirt fae. represents the nial ollering holding mutual funds of that fund family teens. the LEIS visa credi cads and the U3S Visa obeained from wreJS tad party sources wench we dice per dirt and may not reflect you cost base. — en addition to OXIII1161i" received in connection debt cads are abed Ø UBS Bank LISA with believe to be elabSe. ba we do not garnet lei - OfP red unlisted REF sonnies a. net hired on with the sake or dsubuton of annuity tamraces rd permisson horn veen S. A Incorporated Atlohee aauracy naked exude; exchange, and are generally snit nvestment rent des to ou doh, we ardor trademarks. Hg stared trademarks, service mans and - we generally use the dosing peke...Men editable or areend and even d they can be sold tee price or all Aare receive rewire sharing compensator registered senice marks ye of their respective he mean of the bid and ask prices la listed recemed may be less tan the per share estimated from ma-ry of the nuranet companies underwriting (Øreos. scor es and options or dry bid dices la OTC wire provided el the XON./11 statement. the airway contracts, affiliates ol the nuance rearies opskue a sparer el the wail netreet Innis IRS %uncial Services Inc Rev. 30IBIO - Lets actively traded sauter maybe priced mama a • Restricted securitire Restricted securities genera we ameba* vatasen model or the most recent price we re not currently eligble for public sale. WS Financial — m adds«, to commissions received from the obtained and may not reflect an actual market price Series uses the market dice ol he urresincled nØ pun:base and sale of Ne4Shares lends, we andor at a vibe. ol the sane issuer as an imputed value for the a receive an asset-based revenue sharing ▪ Certain penhems may cps whets a dine and restricted stock foe purposes of the statonme only. To payment from rentSenves cfnItlatiers, as will at will raw at • price was not availabat if we are the extent that restricted securities ara ebgble for sate, finer; for technology devebprrient, training and umble to cbtan a Price for a seventy. he value received may be sebstantialy less hr the educator. - Deposes ce umpires denornnaed n [drench awed value shown. — Our athletes also receive trading C011171i1401$ ad other than ti S. dears arc reflected at the exchange Other ~Millen from mutual funds ard metro rake e ol the senemure date. depend whore pØ< dittrbure SDNY_GM_00023041 CONFIDENTIAL EFTA_00133661 EFTA01275628 1.185 Financial Senices tic Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 August 2019 ANP70055355110819 Y1 0 GHISLANE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: ind-CasfiSaving Account number: _357555 Your Financial Advisor: SCOTT STACKLIANILYLE CASRIEL Phone Questions about your statemerit? Call your Financial Advisor or the Value of your account RMA ReSOurteb ne at 800-RMA- MOO, On July 31 (5) on August 30 (1) account 029023575 Your -355915 475242.24 65,958.38 1Asit our website: Your liabilities 0.00 0.00 liwow.ubscomIlinancialsemces Value of your account 5475,242.24 $65,958.38 Items for your attention • Help protect yc-pixel!froa, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepott.com. Tracking the value of your account duriag 2019 Value of your account 1 Thousands at year end 2018 1%9,954.77 Net deposits and 6,144.7 withdranals -1638,975.44 Your iwestment return Dividend and interest income 14,979.05 Change in 991.4 9176 700.0 market vSue SO r,0 475.2 ipaapm... 46.0 Value of you account on Aug 30, 2019 $65.958.93 Dec 2014 OK 71115 Oet k16 DeC 2017 DeC 2018 Jul 2019 Aug 2019 SDNY GM 00023042 Member SIPC ANP700C9005535511 N87000180453 00001 0819 030575004 Y123575550000000 Pegs 1 of 8 CONFIDENTIAL EFTA_00133662 EFTA01275629 Account name: Your It sandal Advisor: UBS Resource Management Account August 2019 GHISLAINE MAXWELL Friendly account name:Ind:Cash/Saving Account number: VI 2357555 SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 30 (1) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 65,958.38 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00% Total assets 565,958.38 100.00% B Value of your account 565,958.38 Eye on the markets Percentage change Index August 2019 Year to date S&P 500 -1.61% 1831% Russell 3000 -2.04% MSC I - Europe, Australia & Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10% Interest rates on August 30, 2019 3-month Treasury bills: 1.91% One-month LIBOR: 2.09% ANP700030055355I 2 NP7000t93453 00001 08I9 030575004 YI 23575550 0:Af4YGM00023C018. 2 of 8 CONFIDENTIAL EFTA_00133663 EFTA01275630 Account name: GHISLAINE MAXWELL Your financial Advisor: Resource Management Account friendly account narne:Ind.CashiSainng SCOTT STACK MANKYKE CASRIEL -c Account number. Y1 23575 55 Change in the value of your account Cash activity summary August 2019 (Sr Year to date (I) Sete Account ataelty !ha month tor decals Balances In your Sweep Options are inducedin the openng and dosing balances visa. FDIC Insurance 4:pnes to deporits at UBS Bank USA and S banks pattiripating in the UBS FDIC insured Deposit rroryryn. n arts not /prey to deposits at UBS AG. stardoia &arch. SPC Opening account value $475,242.24 $699,954.77 protection appfies to more/ market sweep find holdings but rot bank deposits SeeImportant inarmation afoot your statement on the lat MO pages cf this document for decals Deposits, including investments transferred in 25.00 613,060.00 August 2019 15) Year to date (S) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred Additoons cut -409,525.00 -1,252,035.44 Deposits and other funds credited 25.00 613,060.00 Dividend and interest income 216.14 4,979.05 Dividend and interest income 216.14 4,979.05 Closing account value $65,958.38 $65,958.38 Proceeds from investment transactions 409,497 10 1,102,007 54 Total additions $409,738.24 $1,720,046.59 Dividend and interest income earned Subtractions For purposes of ttiS statement tecablity Of interest and Onadend Income haS been determined fienla US Fees -25.00 -25.00 ten lePoltirc Cern:want awed upon the residence of the account header. account type. or product type, some interest ands dvidend payments may riot be subject to United States ands Puerto Pico (PR) Other funds debited -409,500.00 -1,252,010.44 income tares. The °eft monthti statement is not intended to be used and cannot be retied upon foe tar purposes. Clients should refer to the am ketre tat fawning forms they receive from 1.65 annualy, such as Funds withdrawn for investments the forms 1099 and the Forms 493, for tax reporting information. n is the practice of UBS to file the appkatle la reporting formS with the US interna Crewnue Senate and PR TreaSury Department and in bought -213.24 -468,011.15 such loons accurately 0859 fy (bittern% Tara Interest as lac exempt or lamb* Imes** PIM* Consult youI Indvdual hoc preparer. Total subtractions -$409,738.24 -$1,720,046.59 August 2019 (5) Year to date (Si Closing balances $0.00 $0.00 Taxable dividends 216 14 4,979 05 Total current year $216.14 $4,979.05 Your investment objectives: Total dividend & interest $216.14 $4,979.05 You have identified the following investment objectives for this account if you have guestiom about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your WAIT objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None setected SDNY GM 00023044 ANP7000M055355I 3 NP70001$3453 00001 0819 030579304 Y123575550000000 Page 3 of 8 CONFIDENTIAL EFTA_OOI 33664 EFTA01275631 Account name: *UBS Resource Management Account August 2019 Friendly account name: it Account number: Your 15 nand.' Advisor: SCOTT STACK MAMLYLE CASRIEL Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. ANP7C0300S53SSI 4 Ne70C0I 87453 CCOI Cel 9 03095004 Yi23575SSOCONMYGM000230%Sge 4 of a CONFIDENTIAL EFTA_00 I 33665 EFTA01275632 Resource Management Account Account name: GHISLAINE MAXWELL Your PInodal Advisor: *UBS August 2019 Friendly account name:Incl.CasNSamng Account number: Y1 23575 55 SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current values shorn may bebop!Oximene. As a *PA. barn and losses May 001 be accurately reflected. Set tinportant intOrreabOn about your statement a the end of the dxumem for mote infornwon. Cash Cash and money balances Openng batinte Closing balance Price per share Average Unbend Interest DayS Hddng on Aug 1 (1) on Aug 30 (5) on Aug 30 (S) rate period period Cap amount (3) Cash -304,930.00 0.00 RMA GOVT MONEY MARKET ID 54,930 00 0.00 1.00 1.92% Jul 1 to Jul 31 31 UBS BANK USA CEP ACCT 250,00200 0.00 250,00200 Total $0.00 $0.00 Cash alternatives Money market funds Monty market funds we neither insured ror guaranteed by the Federal Deposit Insurance COMOriii on or any other garcon-rent agency. Institutiotti prime and institutional municipal funds must float that net awl values (NA\ per Share to the nee:rest It I 00Ih of a cent (e g., SI 00)C) Government and retail money market funds will continue to transal at a note SI 03 net asset value. Although money market funds Seek 10 preserve the value of your Imestrnent at $1 00 Der share, i1 is Possible to lose money by irwesting in these funds. Total reinvested is the tots d at reinvested diackncis. II does riot include any cash dock nds. 415 rot a to Unreelzecf pan/gain of bars islhe deference between the current value and the cost bans and would lot for the purposes of dettimlning holding periods oi cost bails. The shares you receive etth time you generally be your tootle gen or loss if tne secumy was sad on this date. The unrealized (ar) gen or loss may reinvest d adends become a separate tax lot. need to be adjusted for rerun of apt°, payments in older to determine the rested gain or loss for Imp reporting purposes Cost bases is the tout purchase cost of the security. indudng reinvested diedencts The cost basis may needle te a:lusted:Ito, return of cap tal payments in order to deteonne the elated cost basis For tax ovestment return is the cur tent value minus list amount you invested R does not Include shares that are not mooning purposes. reflected on your statement. inducing shares that have been Halted as either again a alas. I also does not induce cash cl vide Mit that were not reinvested Purchase pricy Nip-ter Average once Chem Cost Pnte pet share Value on Unrealized Inwstment Hddng skidoo of shoes per snare (I) investment (5) taws (5) on Aug 30(1) Aug 30 (St On or loss (5) return (3) pealed LES PRIME RESERVES FOND 65,955 380 ---This information was unavailable-•- I .0000 65,958 38 EAI: 11,412 Current yield- 2 14% SDNY GM 00023046 ANP7OX03005535515NP70031$3453 0003I 0819030575001 Y123575550 C0000) Page S of 8 CONFIDENTIAL EFTA_00133666 EFTA01275633 SUBS Resource Management Account August 2019 Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cash/Saving Account number: VI 23575 55 Your Pl nodal Advisor- SCOTT STACK MAN'IYLE CASRIFL Your assets (contmved) Your total assets Pexentage al Cost Estimated unreszed value on Aug 30(S) your account Data CM annual incur* (3) gan or loss (5) Cash alternatives • Money merlon funds 65,958.38 100.00% 1.412.00 Total 565,958.38 100.00% $1,412.00 * Missing cost basis intamaticn Account activity this month Dote Acthity Dexmation *croon( (S) Deposits and other funds credited Aug 5 Transfer MISCELLANEOUS ADJUSTMENT AS OF 0&02/19 25.00 Total deposits end other funds credited $25.00 Oate ACtlety Mutts:Mon Amount (5) Dividend and mterestincome Taxable dividends Aug 1 Dividend UBS RMA GOVERNMENT MONEY MARKET FIND AS OF 07/31i 19 2.90 Aug 30 Dividend UBS PRIME RESERVES FUND 2 t 3.24 SYMBOL UPRXX Total taxable dividends 6216.14 Total dividend and interest income 6216.14 Date Actiwty otscnotion Amgunt (5) Fees Aug 2 Fee Charge FED FUND WIRE TRANSFER FEE -25.00 Total fees 425.00 Date Activity °escape:on Arnow' (5) Other funds debited Aug 2 Withdrawal FEDERAL FUNDS TO Leah SaHian Inc AT SANK OF AMERICA, NA-, CA -100,000.00 Aug 2 Withdrawal FEDERAL FUNDS COMI7UMENTARY FED FUN) WIRE TO Cohen and Gresser -100,000.00 UP Attor AT 1PMORGAN CHASE BANK, NA Aug 2 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -100,000.00 BAN(, NA Aug 12 Withdrawal FEDERAL FUNDS TO Leah Saflian Inc AT BANK OF AMERICA, N.A., CA -100.000.00 Aug 20 Withdrawal FEDERAL FUNDS TO Isabel Maxwell AT BANK OF AMERICA, N.A., NY -9,500.00 Total other funds debited 4409,500.00 Artigns0100353SSI ONP7OCOla0453 COCO' OBI 9 030575004 Y123575S5000* .iyGht00023Age 6 of 8 CONFIDENTIAL EFTA_OOl 33667 EFTA01275634 (SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your /9nandal Advisor: Friendly account name: Ind.CaShiSawng SCOTT STACK MANLYLE CASRIEL AugUSt 2C 1 Account number. Y1 23575 55 Account activity this month (continued) Investment transactions For more information stout the price/value shown for restricted securities, see tinportant Informaion about your gatemen/ at the end of this doc talent ProteedS Iran Funds investment vAthdisven for Accrued Die Activity Oescepton Quantity V4u0 (S) Price (S) tintions (5) ,nwslments benign ($) interest (5) Aug 2 Sold UBS PRIME RESERVES FUND -0.100 SYMBOL' UPRXX Aug 2 Sold UBS PRIME RESERVES FUND -199,997.000 199,997.10 SYMBOL UPRX< Aug 2 Sold U135 PRIME RESERVES FUND -100,000.000 100,000.00 SYMBOL. UPRXX Aug 12 Sold LIBS PRIME RESERVES FUND .100000.000 100,003.00 SYMBOL- UPRXX Aug 20 Sold UBS PRIME RESERVES FUND -9,503.000 9,500.00 SYMBOL. UPRXX Aug30 ReirAestment (RS PRIME RESERVES FUND DIVIDEND 0.240 -0.24 REINVESTED AT 1 CO NAV ON 08/3019 SYMBOL' UPRXX Aug30 ReinwStrnent VBS PRIME RESERVES FUND DIVIDEND 213.000 -213.00 REINVESTED AT 1.00 NAV ON 08,3019 SYMBOL UPRX< Total $409,497.10 -321324 0,te Activity Deicriolicst Amount (5) Money balance activities Set 31 Balance forward 354,930.00 Aug 1 Sold RMA GOVERNMENT MONEY MARKET FO AS OF -54.930.00 07(31119 Aug 1 Bought RMA GOVERNMENT MONEY MARKET FD AS OF 2.90 07(31119 Aug 5 Sold RMA GOVERNMENT MONEY MARKET FD AS OF -2.90 08/02/19 Aug 30 Closing RMA Government Money Market I'd 30.00 The RMA Goiernment money Menet Fd is your secondary sweepcoca. SDNY GM 00023048 A/1870303005535517 NF7003‘40453 00031 08l 9 030579304 vt73575S50000000 Page 7 of 8 CONFIDENTIAL EFTA_00133668 EFTA01275635 Account name: UBS Resource Management Account August 2019 GHISLAINE MAXWELL Friendly account name:Ind:Caskflaing Account number: VI 23575 55 Your Anemia Advisor- SCOTT STACK MANI VIE CASRIFL Account activity this month rcontrped; *amply Descrp0an Amount (S) Money balance activities (continued) tel 31 Solana forward 1250.000.00 Aug 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/ 31/ 19 -250,000.® Aug 30 Closing U.S Sank USA Deposit Account $0.00 The UBS Bank USA Deposit Account Is your primary sweep colon ANP700030015355lEINPT000193453 00001 OBI9 0305750dt Y123575S5000My_Giux023dimfra of 8 End of statement for account number Y1 23575 55 CONFIDENTIAL EFTA_00133669 EFTA01275636 Important information about your statement IA6 instal Services ex (the karma UBS Firtnie her fern youro law that 60 days after the Fern rapacity. A ha copy of One poky irxrdrg it available income or returns and may riot keep pre with Stryker, is a member a all principal security, aatmcday sent you the fat statement on which the *nor or LOOn request. and optern exchanges. UBS Financial Senior; and UBS Problem appealed. • Moderato. Wigan to accept sane rid to pincer an Bank LISA are indrect siksidaries of U3S AG and - TroOde you nitre an accost number (if any) Reiter the SIPC oraeclonna the swpaemental tolerate sane warily to seek hi-ter returns affiliates of le$ Securein LLC. The Fin's thermal — Desabe the error or tie transfer you are unsure prOttairi3Wit to: • Aggressise: MIN to accept high risk to poncwal ad statement is availableupon request. The Finn cumin toss. rd toplain as clearly as you can why"' • Certain trance assets controlled by brad ncledid n hip nimbly to seek highretains over time, offices are at: believe e is as eTa a ire you need more your atcoure yaks) but held awayIran LIBS Financial • Inwitatent Eigitddy Conadeatian: I selected a Woman:ft Services. For barrel.certain ID inurate podia& portion of the portfolio for that account may enckre ISSFruncial Services em. — Proune the doer arnxnt of he suspected era. including variable antes, and OP slaves of mural complex sureties, linked liquidey and greater 1200 Harbor Boulevard fans registered n the name of the account holder on Wehamken NJ 07086 The Firm a Card bsuer red investigate you. camera the books of the Meer or transfer agent), and ell correct airy error prompt*. For alleged *Inns • kweammt contracts or hveSlentrit ;MINOS fe.g, Stattenant 'household:1r The Statement reiresents the only official record of your molvng VErS tmenebil cad tratactiat if we take livid pannenter andante placements) hat re We may consolidate al Maud account staternerts with LES France Services accost. Other records. swept mire than 10 business days to do (tic, we Milani not registered under he Seorities Act of 1933; the sane address in the urmenvelwe. e 9. because orfocal tar dxunents. contanng caterg data should you =cum for the anoint you Ihnk sin (4101, so that • Carrnoditits contacts (e.g. foreign excharge and they haw owners who abe maintain OP account rot be relied won II you breve thee is an error or you wdl have the use of the money dreg the tit* it IXECUSITIttal cootrzet0, inckrfing lures contacts rations/1qt wet nom diets a the sane address. If omiwork please report n irrnerdaSely n mitre to the takes us to complete as investigation. and commodity option contrech; and you prefer to mere irdissolual statements mailed ri Branch Manager of the office swing vas account. • Deposit accounts *rapt certificates of &posit) at IX* $491,1* median. you may decline IvidahoWing by Please make all checks payable to the Fimor the Berk USA, UM AG U.S. ',oath's and bans n the caring you Financial advisor Allituth alIgales Shown re attended to be arcuate, Metal nsteuticn ideated on he Iran of this FDIC Insured Deposit Program. statement data should not be used for tar purposes Pry statement In addition to regular account lees. scowls The SIPC protection and the orpintotal protection do Friendly /moult name sae* on yearend tar forms, . Form 1099. SW& nay be Abject to mantenaree fem, charges for late not apply to these assets ten 4 they otherwise appear The Friendly xcamt name is a cusserninisle rnerurner 10425. etc ) when prepamt your tax return. The Fin payment kr securities purchases and charges kr urpaid on yaw statements. The WC protection and the chosen by you to assist you whhyas recordlteon3 required by law to report to he RS a trable driest's, amsurts n cashaccounts. Accounts that are Veneered orplernental protection do not prate against changes has ro legal effect on your account. is not mended to reportable now wank. dividends and taxable interest to other insteuhms may be subject to a vansler fee. n the market vote of you. imestments (vArethe as a Wed are strategy, prodict recarmendatin. craned on routes held n your account, net proceeds mat or market movement issuer hairturMy insist...At objective Ws probe associated wan you on We transactions. ad con bash onratan cowrie UBS Sweep Options othovre) arrant% and is not a peomir or guarantee that wealth seturaim ta3$ offers options for meeprog rash balances to bah: or any financialresullt can or will be achieved. All deposit accounts at non-/Milted banks and sedated Dividend Alinement.* Program (DRIP) imeaments 'mew the risk of Ism, reading the risk of Grawitailailions with the Firm banks and money market marl limit (Money Funs). The price reflected is an average price You may obtan loss of the title iNtStrIlitlt. You can change your • Pleasereconfirm any oral carerunkatiten n twilit Depose accown at UBS Bark USA and rowiattilitted the actual price Iron your Financial Advisor. Only Wee henry serum names through Online Services a by to further Protect riff SOK ilekth19/bstals banks panktaing in the UBS FPC.Insured Depotit Marrs we purchased under OOP, panelIhres willbe canteen; your Financial Admit %reel the Securities twestor ProteanAct A). Program are FDIC rnsured n accordance vet FOK rules sold ad the cash wit be deposited in yOur Xteivrit The • If the financial institution on the top left of the front For more ilfaillatiOrl, please vise WNW fdc.gw. Depose clothed reniesivent price swished by he eSutr may ACCOtelt overview of this raiment is not lBS Metal Semmes, UBS wires at 185 AG Striae Brandi an hares of offer from the market price at Mich the partial share, • vase of your accounttortfolio. Net of assets and Financial Services writs yew JECCOISIt as clearing Morey Fund' are riot nand by the FDK. are sold 'indite& broker by enamors* weft the nckated iteration • Aued Includes available cash balances, values for we Women you of the retabonsho mdlen yotr Barak deposits are not protected by SVC. Money Fun Corriolieu shaves are protected by SIK. See "UBSthancial Services restricted security frit ). and Global Time Deposits, opened this accuse. h this rase, your Ions aid On* whole untts maybe held n yar account. If you are unreakvid marts to market and wean assets not held teuse,es are located at lBS instal Services and rot AC(Oure Frotedon' below. entailed to a banal were result clacks:Pend payment the realising broker. aid you thud make a report by the Fim. Does rot nabob unpnced secureeslassels a O,144vise. the Film wal ether sell partial units at at the end of the prior an anent statement periods, or d my error or =Men to both finis UPan your reset, balances in the bare depositsmay be market price a accept an ammo determined by a Wale invest/nerd; unrested stook optiont and • As descrbed in the account agreements, you must withdrawn. and shares of a Morey Fwd maybe regrind tern; agency, and credit yar Jean' wercicable nook options notify us of any wren or fraud *whet checks nedated and the proceeds retuned to you or your securities arcane • agates Irclides debt balances, cutsundris nitwit reflected an your statement whin 30 days after dt was Investment objectives melody made available. loan. credit Tarr short account balances. The rwestment obectivn and risk profile are specific to • Casblotoney &dames TOW of utnested available • Pleasediva customer co plants or koiries to the Fisher iriarnatirt about available sweep options, each account and may saybetween you acccut ricterg currem irkerest rates arid yields. s available at oath balances, plus deposit balances at affiliated rd Pints< bent Relations Department x 201.352.1699 Flea* advise the Fin pram Sr in wring of any wiworoscormsweeprelds, from you F rowel Masa nor Ofilated brit, and money market mutual turd or WOree at 800.354-9103, 8:00 A.M. to 6 AO Pik sailcant change in your financial siluaton snow balance& at the cbse of If* stamens period ET Monday throughFinlay, or in min; to UBS or by <aline 809.762.1000 invearrent objectives. For each account held, you Rascal Sewers et, Client Relations Department Nomcommority free cent balances in yas acto.ra Pre Omose onePI the blowing imesbnent objectives: net segregated from other balances an he Um may P.O. Box 766 UnionC0y, w 07087. UBS Fbancial Services ocean protection • Ands* Current Intorno. Imestments WOLIN the The Finn is &molter of the Secretes enter Protection use any ol these funs ti the ottleuty course ol is • All asenwas shall be deemed cattlre an acorn generation of income only. basin These funds repayable span your demand. it not objected to in writing within 60 days Corporation (MK), which protects securities CuStefilerS • Achira CapiraMppacialiorx kweStrigents Nang of Es merlon tp to 1502,000 including $250,030 for TM total is indicted in the rime pored doling vitae • For TTY writs. Call 844612.0986 or from while growth of pixie& Whet than the generation of he US.: Cal 201-3524495 claim for cash). Etplanatay &ohm babble upon MOM!. Lending information • Incase of orlon a worms about anelectronic Fewer or al *vow stor org. The SIPC asset protection lints apply to all mewls that you hold in a panoilt • Peo&c. Combnason ofnorm and taped fee *tared nlamaten on the ants lenting practices furls transfer (EFTL bit payment or LES Vise debit Appreciation: Investments seeking both the generation rid discbsuion refer to you Chant Relalitashi> cad tansaction% can soo.762-loo& or write to UBS caparty. The Finn, together with Certain affiliate% has also of inn* angrowth of Daintier( Agreement a Aaiun Agreement an the General Ramat Services ex., IMO Harbor 131n, 6th floor, Terms ad Conditions UBS Ralemem of Credit Practices Wet-fared% NJ 07086, Mtn FcMCMA Streak Ptedrased suipkmental insurance. The madmen amount payable to all eligble <Tents. wiener/ under Overt. risk mottle; available nAgIrretxere3 andDixkdoes this protester) is SSOO million as of Deambet 10, 2016. • Conservidw. Seeks to reenter-meal pritital, with Cater mite as soon as you can, if you li lt you low rid and vat kily to the account overall even statement a recce% is went a f you need more Sabin to the policycambia and Imitators. cash at the Film is Iran protected la up to 11.9 motion in the that mea-n the account does not generate significant Morrnalcn tout abansfer on the statement or reap. the Firm or Card boar (as Clilcrable) must a99chllato for all your accounts held n a particular SDNY_GM00023050 CONFIDENTIAL EFTA 00 133670 EFTA01275637 Impm'taut inform atiml about your statement (lrmlinued) Ye.. easels - Fer crow SeCiallieS vadng n non-corm:entry • Est. (estimated) incense, extent yields and rates. — We sae.* scnsansteca lien WS Ihre USA, CBS Your statement ~mots ~mites and other assets held denominate:ins, farke and queerly vake) may An enmate of stoat «core 0 baked On <stem AG Stedord Branch and~affiliated banks in the account a the end of the Maternal period You huve been adjusted to (silent proper varu*no chided and .verst ran attuning the ~unties will th<uri out oath sweep Porn This may ask for delivery of fallPad 'counties al any tint To Oran uttet Quota:ors. when avadabS, contact be held ferns...a from statement date or until compensation may be per mouse fee or You may ~ewe seemties used as lost collatern alter yces Frarcial Adnice. matmity. The estimate is calla gudelca, accuracy may be a percentage of engage defy deposit puny any bark< da On them. Any ~worn ard continued income are not (premed biases trennermd to he arm ding the statement pored are • Private ilW•ftTello and etructund products. — Estimated arson name mid aim" yield foe lintel at market value as of the end of the statement timo nwslment 14.alrlirt (Ix Wry; dud Win types of Snakes could naiad• a return of Activity period pncipain ororam and real estate investment ant priscioal or «peal gait is which case the esi Information sewing tommessen and other cha«s • Cod basis. In dettemnirg the cost bass of the sneakers) arid Strut tred prodms ate generally high/ «tome (rd current yaelo) would be overstated. incurred n correctton with the execution of sages, Sett..Ile) included in this statement whew indicated charm. Chan %emitted products haw not been — Estimated mail ricome ard curet yield and the nØ option transactions has been molded on the number -I: WS horded ~Wen has relied regnered with the Soosities and &Marge stua mona And ilk.«mole be lower or hiller corifirmigions previously furrMwd so you, arm will be on information cbuisd front sowers ohs than U3S Commission or Linder ay state securities laws. We than the ~singed amowts Provided to you promptly on request. Frencial Services. rkluding «amnion born mother her provdeetelmated velars for private mesteineni — An estimate of a-naked:some (dividerd anskr or that you may have provided to your Finarta! securities rid structured products foe ~al coal interest) deeded by the Orrent market Short «Ring Advisee. The Firm does nail independently allya pwroarnonly Arrmacy is nog guaranteed weartlaverage balance a based as the last dividend II you se engaged n shot sellag a shiny, yournay guarantee the *waxy or ~dyd any information - The« values now differ Aiwa«ibis, km «Cm d or rarest pynt est mode by the issuer and incur a charge dire to <mean«wowing costs for that provided by sources other than WS Pi/sandal Senn« any. at which a private ~Ono d security ex awns the shormendroses will bo hell foe one panela sae« Is addles% although LE6 instal generalry structured product may be boutit or sold rid do yea from the statement date rumel maturity. updates thin sincrnotim as it is rectwed, the frrn not «onset& weans the valse you now term« Accuracy and contnued yield se not guaranteed OPen orders does not woo* any ~trances dot the informapn yam ligaidatim. Regendng open or 'gaasititancelled* «den that order "Cost base and "Ureealcied gad loss* is - Third party *stmt., of «Lie are if in '<whin • Agate not held by LUS Financial Smokes Cretan were riot hicuud by the statement date, open buy and accrete as od the date of this statement. As such. date all are suppled to U8S Financial Services on a assets ant not held by the Fim and not within the tel stop orders se waxed by the amount of «Monde please do not rely ca this nlatnition to make regular base by an ideperten ~ion lin Fin's possession or control. These assets are orrgas on an exidwderds or torkids date unless «mtgs. cc sale decisions, is to puposes or - goat general patine* or sponsor ~noted vales, deployed eon yd✓ statement ler rit«notional minded otherwise by you. You are sesporesbk fa otherwise. Accounts travdemed to the tarn may it toe ate softelied to the Erin by the issuer, purposes only. Positions and vales [resented re seers that se executed due to yom failure to cancel reflect giriloss «ern«Femonly fix the period or general erne or spant and may be calculated provided by the issuing fim 1.18S Fnncial Seflf<01•3 "tilting open orders. tire they re held at the Rem More historical based ore deferent Hormaten from tot used by not ~bk. for this irmanation arid does noe atonal«, can be added by you Martin Advisor. thee pasies to derive thee enameled yaks. guarantee tas accuracy these asses ate rot protected Privacy • Urritalind geiselkisses. When data amilabk, - You can cbunn additional rimmatim regarding by SK or the Firm's supplemental9PC coverage. To orran a copy cd as current Client Privacy Notice, estrnateg mrenized 9.InglOfft$ St <Maned tor the methodology used to determine the ~mate of please contact you. Francis Schism or visit as ~teat ~hie« tenuity lots the enaction data for value and the date of the reormation that is the • Revenue alsring and adifitional compensaticen. »vcw ein enornineevoio‹. «hid« lots may or may na ref lect «remissions. basis la the estimate by contanha your griamial - h Mahan to ~omissions on lain and 12b.1 tees - UBS Financial ~Wets is nat a bark. The RMA, Banns charges mdcr seem* reorgmeal al events. Advisor. received n connection with the, dnIrtiornon of mutual Sences Account BSA and IRMA re brokerage Diedend and odor renvenmem lots and systematic - med patty ~matte valses may be reflected as lads to oor dents we armor or affiliate receive accouras which provide access tobaking Services and pit lots are each combined to display ore 'Hot INKS' in several «unions: Mien an reverts sharing payments from dembonms ada products tØ tatangernmls with affiliated banks averaged lot The 'Trade date valmnpawnts the independent valuation fern has not suppled or advisors of the mutual fords that so vall Du« and other hi-chestybank and provides access to «grin transaction trade dale. unable to asskn a value, when we become arise amounts se based on Iwo differert varrocrents: (8 is rane and amity products issued by onaffiliated • Callable securities Bonds red preferred lock that that a material event has ccerred that may calla te arnam of sales by U3S of a particular mutual thi-diparty nsurance«swarms through instance the issum cats lar tarry redeerpton ail be selected prewousry reported value it question, oe when 0 lind family to our dents; and 6J tie asset vale in a agency sobsidants se LEK Financial ~run Inc mparbally by lot Iran among al «omen of that Wk.! would be highly speculates* due to the neon poutecubr manual fond lanais shies held at the — hwelmert, nnaance, and annuity prodacts issue held Oterume a re nominee nurse for or the warty fens — Not MK «used • No bang guarantee• My kit vale clients Call lea« ritOrtnal•al obtained from third - When neither an lasur, general pa-trer ix sponsor - lee rd ow affiliate also receive romsort in; and — tMA tesota lamer/ went Account. Bossiest paties and as money is not guaranteed. Other call estimated value it< a threhemy estimated vaLie omnbus «Gotha; fees in consideration for wander Services Account SSA, IRMA and eltetnaliOnal Resource leans may eon which could MM«Id complete poided, the ~be of he «cony will be different agent services that we provide to he mown funds Management Aces.« are registered service marks of Homulm will be provided upon request from is puts. price. These fees generally re pad from "'swear stets n WS Financial Seines as • Pricehalu• Prier displayed for temimes and "or - • Dishebut ions to date may include reern of the mutual find and are a feed doll. amount based — «SA is a registered vademark owned byvisa products may be higher or lower that the price that capital «erne or both. a, the romber of ~Is at the brdeee-dealer rmonrianal Service Association and used stader you would actually recene is the market kites re - 'Otero' ust size' represents the natal offering holing mrual funds of the fund family laenSt The 185 Vga credi onds and the LeS Visa «Mined Brom viteJS tied party sources wash we rue per via ma may net felled you (Ott hairs — h «keen to CC011161klIS received in connection debit cads are eared by LØS Bank LISA with believe to be «MS, tut we do not gusset* lati - OPP ess Unlined REIT «conies re noe listed on with the la or detibuton of annuity contracts ard permisson (torn visa U S. A Incorporated Ail other accuracy «ern "surges ~go, and re generally unit nvestment bust snits to our clients, we ardor sadminarks, registered trademarks, stryke mans and - We generally use the rmsing peke when available or iligisd and hen d they can be sold the price or afI gate ~Me ~woe sharing compensaton mg-slued service muds re of their «sperm* he mean of the bid and ask prices for listed «cured may be less ton the per share estimated from may of the «urrace companies unckrmrilinå ompres. stooges and options or orry bklences Ice OTC value weeded n the access Statall“M. the annuity (Warads, anilines of the romance orrstarts margianits or sponsors in the snit envestment Irvin IRS Faunae, Sonic« Inc Rev. 201810 - Less actively traded ~kin maybe priced area a • Resiriald stevitne. Rh-ended seethes genera" we sintrbuse valuation model or the most recent price we are not currently eligble for public sale. 1.8$ Financial — n addium to «emissions received from the obtained and may not reflect an actual market price ~aces uses the maket price of tie unrestricted stock puthase and sale of Nen9tares Ant, we andor cur cr «he. ol the on swat as an imputed valne Is the aniline receive an asset-based revenue sharing - Certain Øh:« may urns who« a price and restricted stod for purposes of the statement only. To payment fromNentSeres 6strbass, es will as well now at • price was not available' ten are the extent that rennet« wonits an ~gbhe for sale, finches) fr technology development, training ad unable to cbtan a price for a seerry. the value ~gored may be sobstantially less than the educate/Y. - Deposes ce Aunties defornnmed n emend« towed vorr shown. — Our aldres also receive tradng C0111714401$ ad other than U S. dollars re reflected at the exchange Other CanPinnallen from mutual funds and rowan« rate as of the statement date. compare« More r.ewaticte we dietriame SDNY_GM_00023051 CONFIDENTIAL EFTA_00B3671 EFTA01275638