EFTA01275639

UBS Financial Services inc. Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 February 2019 CW70056032450219 XI VI 0 GHISLAINE MAXWELL 139A CHARLES ST APT 0233 Account name: GHIStANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indiv.CheckiCar Account number Your Financial Advisor. SCOTT STACK HANiME CASRIEL Phone. Questions about your statement? Call your kr-ran:oar Advisor or the Value of your account RSAA ReSOurCeline at 800-RMA- WOO, on January 31 (3) co February 28 (3) a'ri", Your assets 44,737 65 44,843.54 Visit our website: Your liabilities 0.00 0.00 www.ubtcomanancialservices Value of your account $44,737.65 $44,843.54 Items for your attention Help protect yourself from haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth verew.annuakreditreportcom. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 1419270.55 Net deposits and 716 withdrawals -$4A54.03 Your enestment return Dividend and interest income $27.02 Chance in market yaw 30.00 Value of your moan on Feb 28. 2019 54690.54 Dec 2014 OK 2015 ON kit Oet 7 Dec km tan 2019 Feb 2019 GM 00023248 Member SIPC CNP7001:0305603245 NP7000186856 00033 0219 030575001 Page 1 of 6 CONFIDENTIAL EFTA_00133868 EFTA01275639 Account name: MAA1NELL *DUBS Resource Management Account February 2019 Friendly account name: Ir Account number: E/Car Your Fi nancial Advisor. Srrn STACKMANLYIECASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (S) your account • Cash and money balances may include A Cash and money balances 44,843.54 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. VBS FCC insured Deposit Program Sank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 0.00 0.00% about slur statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $44,843.54 100.00% A Value of your account U4.843.54 Eye on the markets Percentage change Index February 2019 Year to date S&P 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% OW70003009930246 NP7003105856 00033 0219 030575a ll Y_GM_0002201fie 2 of 6 CONFIDENTIAL EFTA_00133869 EFTA01275640 Account name: GHISLAIIVE MAXWELL Your financial Advisor: Resource Management Account (re rl CT At.' I 4 r CC! BS flit nd ly a ccou et natele'ltan&ChneS1Cnr Account number. Change in the value of your account Cash activity summary February 2019 (51 Year to date (I) See Account activity this month lot details_ Balances In your Sweep Options are indudedin the openng and dosing balances vine FDIC insurance applies to deposits at UBS Bank USA and di banks panitipating in the UBS FDIC insured Deposit Progarn. h des not apply to deposits at UBS AG. stariold &arch. S1PC Opening account value $44,737.65 $49,270.55 reelection applies to money market sweep fund hddiros but rut bare deposits SeeImportant inkrunation *Out your statement on the tat tvaa pars cf this document for details Deposits, including investments transferred in 5,262.35 5,991.80 February 2019(5) rear to date (S) Withdrawals and fees, Opening balances $44,737.65 $49,270.55 including investments transferred Additions cut -5,169.41 -10,445.83 Deposits and other funds credited 5,262.35 5,991.80 Dividend and interest income 12.95 27.02 Dividend and interest income 12.95 27.02 dosing account value $44,843.54 $44,843.54 Total additions $5,275.30 $6,018.82 Dividend and interest income earned Subtractions Checks and bill payments -5,169.41 -10,445.83 rot purposes of WS Statement, tarablity of inkiest and dindend income has been determined lion a US Total subtractions sal lePoltir9 CenPeclise. Based upon the residence of the account holder. account type. or product type, -$5,169.41 -$10,445.83 sane interest antra dvidend payments may not be subject to United States (US) arch Puerto Rico (PR) Income tzars TM dent monthy statement .s not intended to be used and cannot be retied upon fa tar Net cash flow $105.89 -$4,427.01 purposes. Clients should refer to the al:VACtie lag atoning formes they receive from UBS annunly, such as the Forms 1099 and the Forms 480, for lac reporting information. n is the practice of UBS to file the Closing balances $44,843.54 444,843.54 ftSpis(Citle lac reporting forted slth the US internd Revenue Sentee and PR Treasury DeparaTent. and in Such forms accurately data fy chiciena &act interest alas eserrpt or tamable income. Pleat consult your inthedual tax preparer. February 2019 (4) Year to dale (1) UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 6 Taxable interest 12.95 16.14 Opening UBS Bank USA Deposit balance Jan 8 846,437.54 Total current year $12.95 $16.14 Closing UBS Bank USA Deposit balance Feb 6 $45,645.97 Prior year adjustment 0.00 10.88 Number of days in nterest period 30 Total dividend & interest $12.95 $27.02 Average daily balance $44,883.85 Interest earned $12.95 Annual percentage yield earned 035% SDNY GM 00023250 C NP7COCE00560824 7 NP7003189356 00033 0219 03057,404 Page 3 of 6 CONFIDENTIAL EFTA_00133870 EFTA01275641 UBS Account name: GHISLAINE MAXWELL Resource Management Account Your 15 medal Advisor: Friendly account name:Indiv CheddCat SCOTT STACK MANLYLE CASRIEL February 2019 Account number: My Choice Rewards Points from UBS Rewards parrs are reflected as of the 26th of the month or theono:business day if the 26th Leis on a vieekendtiolioay Reward, point activity oetars can be found On vomvuesxorafonaneAwxes February 2019 Year to date Opening balance 7,594 7,594 Points earned 3 3 Closing balance 7,597 7,597 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you, Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about )our statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligbitty consderaton None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. CNP7C008005608248NPVC0I86856 EOM co 9 030575004. 21Age 4 of 6 _ _ CONFIDENTIAL EFTA_00133871 EFTA01275642 Resource Management Account Account name: CHISLAINE MAXWELL Your flnandal Advisor: SCOTT STACK MAI1LYLE CASR1EL (S UBS Friendly account name:Indiv CheddCar Account number. Your assets Some prices, income and current yaws sham may be anomie-we. Asa *suit gam encllosses may non be accurately reflected. See important inkismation ow your statement a the end of ths cincurnem fOr more informaion. Cash Cash and money balances Cash and money balances may include avaltile cash balances, UBS Bank USA carout account balances, UBS Ball USA and al UBS FOC instsed Procnyn Bank deposit acojrt baaces are insured by the FDIC ',Albin UBSEDIC insured Frogs-name Balances, UBS AG Stamford Branch &posit account oaances and rroney applicable lents, but are not protected by SIK. U8S AG Stanford Branch deport accourt balances me not insured mean moue fund sweep balances. by MC and at not protected by 51K. Money market sweep balances are protected by Silt but at not insured by the FCC See the important Informetion about )our statement at the end of this docurrent for details about those balances. Orenng teletxe Closing ounce Price per sheet Average Drildend Interest Oats in Hddng on Feb on Feb 28 (I) on Feb 28(t) rate period period Cep /mount (S) UBS BANK USA CEP ACCT 44,737.65 44,843.54 250,000.00 Your total assets Percentage of Cost Strewed Unrechzed value on Feb 28 (Si your account toss (S) anneal income (Si gain or loss (5) Cash Cash and money balances 44343.54 100.00% 44,843.54 Total $44,843.54 100.00% $44,843.54 Account activity this month Date Adhay Description Am3unt (S) Deposits end other fends credited Feb 1 Transfer FM YI 235750100 5262.35 Total deposits end other funds audited 55262.35 Date Activity Description Arroul Dividend and interest income Taxable interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210E/19 12.95 Total taxable interest 512.95 Total dividend and interest income $1295 Date Aaltity Description Amen (Si Bill payments Feb 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -39.94 continued next page SDNY GM 00023252 CelP70305005608249 W7000186856 ODOM 0219 030575ia Pap 5 of 6 CONFIDENTIAL EFTA_00133872 EFTA01275643 Account name: GNISIAINE MAXWELL. UBS Resource Management Account February 2019 Friendly account name:Indiy Check/Car Account number: Your %auntie§ Advisor: SCOTT STACK MAIst LYLE CASR1EL Account activity this month kontnveo Date Acutely Descretion Amount (S) sill payments (continued) Feb 4 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -4327.04 Feb 11 Withdrawal ACH WITHDRAWAL Saks Retail 802.43 Total bill payments 45,169.41 Cud Items for your Attention: The new UBS Visa Infinite credit card is here. Packed with exch 14' trawl eft. more rewards and more of what you lore, ncluding extraordinaray personalized service. All stunninglydad in meta/. Visit ubSconavisainfinite Or call us at to learn rrdre imam Payment Due Payment Due Dale Credi itne Avaiatie Credit Lire Outstanding taance Vas Visa credit card(s) payment information for Mardi 23. 2019 12.65 Mar 23. 2019 135,00000 334.997 35 12.65 This eredi cad is enrdied in UBS Pay Credt Cad feature and autcmsticaty te paid Iran your account Your pa/mein is schenited for march 20, 2019 we PrCei0e INS informaten on your UBS visa (teat card sdely as a couitesy io tau The UBS visa credt card and account are nSuedty UB5 Bank USA UBS 8aNc USA Sends you the othcia staemeit tor INS woom and you should mike your payment &Coning to their nStruCtienS. We do not induie your outstanding credt card biance in the vdue d you account yeah UBS Feared Services inc. Date ACIonIy DeSOCUP1 Annunt (I) Money balance activities Jan 31 Balance forward S44,737.65 fob4 Deposit UBS BANK USA DEPOSIT ACCOUNT 5,262.35 Feb 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02104119 -4366.98 Feb? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/06,19 12.95 Feb 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/11119 -802.43 Feb 28 Closing MIS Bonk USA Deposit Account $44.84354 The UBS Bank USA Depato Account is your Primary sweep eplepn CNP703080056032S0 N1'7000186856 00003 02 l 9 0305 OWLY_GM_000230,596 6 of 6 End of statement for account number Y CONFIDENTIAL EFTA_00133873 EFTA01275644 Important information about your statement LES inmost Stoats lx. (the Firma U85 Pinata her Iran you to law than 60 days deer the Fon capacity—AM copy of the poky wadrg is available norm a *erre and may riot keep pace with Servird, is a mentor of all arsine' meurily, canfrodity pent you the fat st atement on which the mot or upon request. and omernexcharges. U8S Financial Soden and MS Problem aPP•aied. • Moderate Wry to accept sane rid to retinal and Bank USA re ndrect atsidaries of 1.65 AG and - Provide you- rime and accost number Of any) *Oder the SIPC on:Whore nor the stgplemental tolerate same widely to seek hi-her returns affiliates of UB5Sectsein LLC. The Fimisfreredt — Desabe the error or tie tenter you me unsure protection apply to: • Aggressise: Willing to accept high risk to pnncpal aid statnnet if available upon request. The Firers maul* about. ad explain as <bark as you can whop* • Colon triune* assets controlled by (and added n hid totality to seek noreturns over time. offices aro at: believe e is as ow a dew you need mote your Ararat valor) but Mkt away from 185 Fin:axial • Intemetent Eigitelify Conadraion: N sekotect a riormatim. Services. For dimple certain ID;marse praline portion of the poiHoley for that account may inckide 185 Frtancial Services Ix. — Prodde the dote' arnxem of the suspected era. ndlidinp to-461e amities. arid 00 fives o/ mAul corpses orates, linked liquidly at greater 1200 Hata Boulevard fats registered n the scare of the account holder on dole* Wethooken, NI 07086 The Finn or Cad bsuer vli investigate Tar croni*ant the books of the user or transfer agent), and dill correct am woe pion* For alleged mon • twestment contracts a noes:anent edemas leg, Staternenrhoweholdier This Slat/mint fedlesents the only official record of you innolving UK Visaed/bit cad Ira-nadirs. f we sake tinged partnerships and private placements) lug are We may consolidate all ratted areturn statements with L135 F surreal Services account. Other reared except mote than 10 business days to do this, we wigged* not registered under the Sedates Act of 1933; the sane address in the sane envelope. e 0 because of tat documents. anlanng corniarg data should your daunt la the anoint you thnk sin enol, Botha • Carrnoditits contracts (e.g, foreign exchange and they have genets who alt maintain grot account rot be relied upon t you beim* thee is an error or you sea have the use of the money dreg toe tint deo:usmetal antral* niktng futures contracts relationther was other clients a the sane address. ominron please mon n arncroaSely n twang to the takes in to carplele err imestigation. at commodity opt ion contracts; and you prefer to mere incliddual statements mailed n Brandt Manager of the office wary you account. • Deposit moans (except certificates of depot* at USG FFDFFele totadOPal. you may decline honthoking by Please make all checks payable to the Fema Fe Bak USA, UK AG US. braces rid Baas 6 the calling you aininCial Advisor Although el l•poits shown me Mended to be accurate, trurecdl nSteution notated on the front of this FDIC Insured Deposit Program. statement daathould not be used for to airports Ray statement In addition to regular accuse lees ermines The 51K protection and the stoplimmtal protection do Friendly mcownnome solely on yorpod tax lamb Form 1099.5x9% mg be *best to mintonarse tem charges for bee not apply to there **own if they otherwise pan The Friendly account runt if a ahem:table In.:amine 10125. etc ) when pregame yew tat return. The Form payment kr securities purchases and charges for unpaid • you flattop.% The SK protection at the chosen by you to assist you withyour necordleeprg h *owed by law to report to he *5 al taxable &ideals, amounts n cashaccounts. Accounts that are transferred prokenental protection di not protect against changes has no legal effect on you account is rot Mended to reportable navuaable &Aden& and wad indent to other nstautsns may be subject to a vender fee. n the market rata of yaw investments (Mother as a ndaion. retied are/strategy. prodxt earned on vornties held n you =ant, net padded moat of market movement issuer bankruptcy a otinant a risk voile associated watt your on sale transactions. and con basis on cot* cowed UBS Sweep Option. offended aactrtd and is notation:mid or stwantee that *art seasitkit u35 caters options for 'weeping(ash balances to bad a any frofeialreSuln can of will be achieved. All depose /scants at non-added bads aid a dded Dividend Reinvennwe Program (DRIP) in nth* the risk of kiss. including the risk of Cretwemintions with **Firm barks and rang mad* rnAual lunch (Money Fund). the axe reflected is an average plot You may obtain loss of the entre intedillint You canchange your • Pleaseretrain" dry oral cowerunestions in voting Depose acoant at LetleS Ewe USA and remoteMated the actual price Iran yet, Friar* Advisor. Onk Mole Peen*" accuse names throughOnline Services a by tofurther protect your reties. incl.:kg your riges bags pankPaing en the U8S FPC.Indied Deposit than we purchased Under DRIP, partial shares wig* contatig you Financial Ado*. utter the Secisitin Investor Protection An (WA) Program are FDIC rnsured n accordance vet FOK rules sold ad the cash wit be deposited in yOur acorn The • If theMaxie instioation on the top left of the front For more nilorrnati0n. please vise wwwfdApW. Depose *Mend rentesteint pest %oohed by de issuer may Accown menden' of this 5tattMera is not LES rhombi Services. U85 accounts al UK AG Strive Branch and Pure, of offer from the market ate at AntCh tht partial shares • Veen of your amountemrflofo. Net of assets and financial*** caries you amount as clearing Money Finds are no rand by the FDK. at sold brider by areargernent waft the *Rated incaution • Aran Includes aurae* cash balances. *lean for we Worried you od this relaborithb Wen you Bank deposits ad not protected by SW. Money Find Cordiesliete opened this account. h this List yow lands and shares are peddled by SIK. See 'l85 /nano.* Services 'Inflicted wing' (nt ), and Global Time Deposits, Only whok was maybeheld n yew arrant t you art unrealized marks to model. andCertain assets held muffles am dated a LOS (~cut Sown and rot AccOWI Protector below. reeled to a partial we as aresuh of a dvidend payment the itatecing broker. and youmat make +regal by the Fem. Don not ricked enticed secureislassels a cthowee, the Film we either sell partial tiles at as the end of the prior at anent staWnent periods, or of are error or opmesSn to both firms 1/0:n your request, balances in the bark deposits may be mNa peke or accept in amours determined by private investriltral. invested stock optioni std • As descrbed in the account agreements, you must withdrawn. and shares of a Money hrd may be regained clearing nosy, at credit war accord cairceable nod options notify us of any tiros or fraud iswohirg checks le etated. and the proceeds retuned to you of you seasities accent. • (dares Ebbs debit batinCef, CUPanin; margin reflected on your statement within 30 days after a was Investment objectives lord credit Ent short accant batances. miffed a made evelabh. The nvesIncent objectives and risk profile se spade to • Please dint customer complaints or Further inkfmation about availeble sweep options, each account and may toybetween yon acccum • Casblnoney &Mmes. Taal of wintsted avaiable ✓icldrg current interest rates at yields, 6 availtle at cash balances, plus deposit balances al affiliated red Pim's C In n a Please advise the Firm comply in wring of ay non.afiltned baits, ended:my market mutual And or totfree a 8,00AM. to 6 DO Part wywarnscomswetpraces, from your Fnncal Myna siplicant dirge in your financial season a a by callig 8007621000. sweep balanC04, at the ode of tie statement period ET Matey group r . or in voting to 165 inveurrent <beechen. For each accord held You Pinar.' *mon re., Clem Relations Depaiment Noneorrmodey free credt Waxes into, accord an choose one of the IMoning imestment *knives: nee seryesmed from other balances and the Finn may P.O. Box 766 Linen Car, W 07067 UN Financial Services Wean protection • hada Current (moot infWiner% Stella the The Finn es amender of the Startles Mestor Protection use ay ol these fund ti the wonky course ot • All sweetens shall be deemed corrolete and acarse generation of income cob. barns. These fends re payable Lyon your demand. I not obsided ton days. Corporation (StPC), which protects securities CLISternen • Achiew CapitalAppreciation kerestnents Peeking of es members res to 1502800 (noLdirg 1250,000 for This total is ridded in the ovrent mend closing vide • Fa TTY se or from addle grovel, of anon* rather than the generation of the Le S.: Cal daim for cash). tholanatay brochure mailable tan mom,. Lending information • hoax of errors a denits about an electronic * wen a at wow dor org. The SIPC asset protection Mies apply to all aactints that you hold re a pinata • fecdre Conbonason ofMame anet Capital For detailed Moonshot on the (mm's letxfrg practices hand trans* (UT). ' Vide debit Armitage:in: Investmems seeking both the generation trod dab**. refer to you- Clem Reillicash0 cod er tra-mcbons. Se on or write to LIE6 wasp The Fiet together with cot* affiliates. has Me of Aare at growth of principal. Agreement or Moot* Agreernent and the General ix., Hata It, Ervin loo, Terms and Conditions LOS Statement of Credit Practices Weithanten. W 07086, Attn RMASSA Saves dad** supplement* ire rang. The midi-runt amore payable to all 00kclients. cake** under Overall ride profiles available nAgropmenn andOPCAPund theprotection is $500 melon as of Decimeter 10, 2016. • Conserv/ad. Seeks to mane...tint:A poixtcal, welt C al a write as soon as you can, if you ?hid you low ritk ad vanMy to the Acont overall, even if statement a reale is wrong o f you need tore Subeece to the policy cattions and firratalced cash at the fin is lathe. protected la up to 11.9 makers in the that means the mart does not germ* significant rdornatAn tad a bander on the statement a receipt TM Fint or Card Inter (as ClAcabid must a9gregato for all your accounts het n a particular SDNY_GM_00023254 CONFIDENTIAL EFTA_00133874 EFTA01275645 Important information about your statement (Continued) Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaffhoed bads n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit wing any balance de on them. Any securities and continued income are not guaranteed toseerxes tranderred to the Frrn ding the stoommt period are • Private investment. and structured rag products. - Connoted ornwl name zed current yield for l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages • Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades, secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be on information <Maned from sources other than t Commission or tondo. any state securities laws. We than the esteniked amowts prodded to )our proudly on request. ernr ial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr In or that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/ guarantee the aCOSaCy or valday c any OMemotion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security. In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity. updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services Certain were not evouted by the seamen date, open buy and activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets ar e not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena; please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer othenvise. Mecums transferred to the Fins may if cob we suppled to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel reflect a c Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders. tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not (demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy • Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplementalDK coverage. To Aeon a copy of as current Client Privacy Notice, minuted unmated gonsflosses are colculned for the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt. -rt.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne« charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums andcr products ihroacji alarigernirritS with affiliated banks averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and amity Products issued by u-dffhad • Callable securities Bonds and preferred stock that that a maternal event has waned dna my calla the snort of sales tyll3S of a particular mutual thitl.porty no:oncecompanies through instance the 6Yier cab for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEES Financial Sewn Inc niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular mutual fund lernals than held at the — entstmere, inswance, and annuity pred-icts. :Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource leans may pot which me aff ect peld. complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc. • Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the LeS Visa obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with behave told elabie, kW we dons gaunter this - DPP Ind unfilled RErt sorties are not listed co a with the sate a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and - We generally use the cbsing price when available or acted ani even if they can be sold the price as afIhate receive revenue during corrpensaton registered senate nudes are of their respective tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance wctikes cowponies or sprout of the nit nvestment trusts LES Financial Services Inc Rev. 701810 - Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming ▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as wit show as 'once was not available awe are the extent that restricted vonies are eloble for salt hider; for technology development training and triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education. - Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance rate as of the stammere date. «meanie; Mere waits we chtuttne SDNY_GM_OOO23255 CONFIDENTIAL EFTA 00133875 EFTA01275646 IRS Financial Services Inc Private Wealth Management c*UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 March 2019 CNP70055175I70319 X15 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHSLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indiv.Checkitar Account numbe Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL Phone: Questions about your statemeet? Call your Anancial Advisor or the Value of your account RMA ReSOurcetine at on February 28 (1) on March 29(4) accouna Your assets 44,84354 42,224.08 %Stour website: Your liabilities 0.00 0.00 enew.ubstomffinancialservices Value of your account S44.843.54 542224.08 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2019 Value of your account g Thott,arICS at yea end 2018 449,270.55 Net deposits and 716 vedsdrarals -47,085.51 Your investment return 439 41.9 49.3 44.8 42.2 Disedend and interest income $39.04 Change in marker value 4000 Value of your account Dec 2014 Dec 2015 ON 2016 OK 2017 Dec 2018 Feb 2019 Mar 2019 on Mar 29, 2019 *42,22401 SDNY GM 00023256 Member SIPC CNP100C03055125I 7 NelOCO3Cr2I9e 000:0 0319 030525004 00310 Page 1 of 6 CONFIDENTIAL EFTA_00133876 EFTA01275647 Account name: GHISLAINE M/V.1,11. El._ *UBS Resource Management Account March 2019 Friendly account name:Indiv Checkgar Account number: Your ig asocial Advisor 7' STACKMa/LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 29 ($) your account , Cash and money balances may include A Cash and money balances 42,224.08 100.00% Your current asset allocation available cash balances. IJEIS Bank USA deposit B Cash alternatives 0.00 0.00% account,UBS INC Insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formabon about ;our statement on the last two pages of this statement for data ks about those balances. Total assets $42,224.08 100.00% A Value of your account $42224.08 Eye on the markets Percentage change Index March 2019 Year to date S&P 500 1.94% I 3 65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94% Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% CNP 7000600651751 8 NP7000302199 C8033 0319 03057a 1OtaiklYGM00023age 2 of 6 CONFIDENTIAL EFTA_00133877 EFTA01275648 SUBS Account name: CHISLAINE MAXWELL Your M sandal Advisor: Resource Management Account friendly account name: Indiv Check/Car SCOTT STACKMANI YLE CASRIft March 2019 Account number: Change in the value of your account Cash activity summary March 2019(3) Year to date (S) See Account activity tan month for deems. manses in your Sweep options are Indudedin the opening and closing balances value. FDIC insurance apples to deposits at UBS Bank USA anal banks partkipatiro in tte UBS f DC Insured Deposit Proven. n ctes not apply to deposits at UBS AG, Stanford march. 9PC Opening account value $44,843.54 349,270.55 Protection applies to money market sweep fund hddinos but rot bare deposits. Seeimportant Wooing:an about your statement on the tam two pages of this document for *fah. Deposits, including investments transferred in 5,156.46 11,148.26 Mardi 2019 (I) Year to date (s) Withcfrawals and fees, Opening balances $44,843.54 349,270.55 including investments transferred out -7,787.94 -18,233.77 Additions Deposits and other funds credited 5,156.46 11,148.26 Dividend and interest income 12.02 39.04 Dividend and interest income 12.02 39.04 Closing account value $42,224.08 142,224.08 Total additions 35,169.48 311,187.30 Subtractions Dividend and interest income earned Checks and bill payments -7,785 29 -18,231.12 for purposes a INS statement, leicablly of Interest and dhidend Income has been &leonine(' (tern a US Card payments -2 65 -2.65 tar reporting perspective. Based upon the residence of the account holder, account type, or product type, tart interest ands </Mend payments may not be subject to United States (US) at Puerto Rico (PR) Income tares. The client monthly statement is not intended to be used and cannot be peed mon fee tar Total subtractions 47,787.94 -318,233.77 power. Clients should fetes to the amerce* rat reporting forms they recei* from LABS annualy,SuCh es the forms 1099 and the Fan 480, for lac reporting information. It is the practice of U8S to file the Net cash flow -$2,619.46 -57,046.47 EippliCtittie lac mooning forms with the US Mona Revente Senice and PR Treasury cepaninent. and In sixAt:MS accurately classify dndencts arida Intent 16 tar et/tett or Milt* income. Please COMO your Closing balances $42,224.08 342,224.08 Inchrclual Is( prepare,. March 2019 ($1 Year to dale LS) UBS Bank USA Deposit Account APY Taxable interest 12.02 28.16 Interest period Feb 7 - Mar 6 Total current year $12.02 $28.16 Opening UBS Bank USA Deposk balance Feb 7 $45,645.97 Prior year adjustment 0.00 10.88 Closing UBS Bank USA Deposit balance Mar 6 $42,931.68 Total dividend & interest $12.02 $39.04 Number of days in merest period 28 Average daily ba lance $44,752.04 Interest earned $12.02 Annual percentage yield earned O35% SDNY GM 00023258 Cere700093C6S17519NPT000302'99 00003 03'9 03057S(X IOCC htgaii72.f6 CONFIDENTIAL EFTA_00133878 EFTA01275649 Account name: GHISLAINE MAXWELL *UBS Resource Management Account March 2019 Friendly account name. ndiv rheckfr0 Account number: Your Nonacid Advisor sermr csarr AA AAVI Yl r r ASRIFI My Choice Rewards Points from UBS Rewards gams are reflected as of the 26th of the month or the pnot business day if the 26th tels on a Vitekeln Wiciay Ruyan:torn activity (*tads can IX l0und On v.wwubsxorotonariestwxes March 2019 Yea, to date Opening balance 7,597 7,594 Points earned 0 3 Closing balance 7,597 7,597 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about )our statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment elig'betty consderaton None selected Your account instructions . Vow account cost basis default closing method is FIFO, First In, First Out. CNIOC000306517520NP7000302199 C00O3 0319 030S7all com_0002Se 4 of 6 CONFIDENTIAL EFTA_00133879 EFTA01275650 Account name: GHISLAINE MAXWELL Resource Management Account Your el nandal Advisor: UBS March 2019 Friendly account narne:Indiv Check/Car Account number: SCOTT STACK MANLYLE CASRIEL Your assets Some pnces, ,none and current values Sloan May teepproKenme. As a 'mut Ord andlOsses may not be econately reflected. Set imporunt infonnefron about your statement a the end of ths docuenemitt more infortroson Cash Cash and money balances Cashanc/ money balances may indule avalaale cash balances, UBS Bank USA deposit account balances, 1185 Bard USA and ed UBS FDIC Insured Progan Sank deposit account tOniXes are insured by the FDIC within UBS FDIC Insured Rogan BAik Balances, UBS AG Stamford Stanch deposit account balances and rroney appiicatte lents, but ale not protected by SIK. UBS AG Stanford Brant hdeprisd account balances ale not 'muted [swan mut uti fund sweep balances. by FDIC and ate not protected by 51K. Money market sweep balances are protected by 9K but ae rot instated by the FDIC See the important information &booty:ivr statement at the end of this document lot detain about those balances. Openn9baance ClOsing belance Pntepershate Average Drildena Interest Oafs in Haring on Ma t ($) on Mar 29 01 on Mat 29 (t) rate period period Cep amount (5) UBS BANK USA DEP ACCT 44,8/13 54 42,224.08 250,000.00 Your total assets Percentage Cost Estimated unrealized value on mar 29(S) your account basis (1) annual Income (51 gen or lois (S) Cosh Cash and money balances 42224.01 100.00% 42.224.00 Total 142,224.08 100.00% $42,224.013 Account activity this month Date klittly Description amount 0) Deposits and other fends credited Mar I Transfer FM YI 235750100 5,156.46 Total deposits end other funds credited $5.156A6 Die Adinly Desciption Anna (5) Dividend and interest income Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03,0619 12.02 Total taxable interest $12.02 Total dividend and interest income $12.02 Date kingly Degnplion Amount (S) Bill payments Mar 4 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE 3994 continued next page enm GM 00023260 CPIP7C003305517621 NP7003302199 00003 0319 03057931 Page S of 6 CONFIDENTIAL EFTA_00133880 EFTA01275651 Account name: Resource Management Account ;It UBS March 2019 GHISLAINE MAXWELL Friendly account name:Indiv Check/Car Account number: Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month rconinveth Date Acton), Descnpivan Amomt (1) NI payments (continued) Mar 4 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -7,04040 Mar 11 Withdrawal ACH WITHDRAWAL Saks Retail -704.95 Total bill payments 47,785.29 Card hens for your Attendant The new UBS Visa Infinite credit card is here, packed with exch sin van.' efits, more rewards and more of what sou love, including eidraordinardr personalized service. All SWneringly clad in metal. Visit ubSCcerfriminfinite or call us at to learn more Date Description Amount (I) Card payments Mar 20 CREDIT CARD PAYMENT -2.6S Total card payments 4245 Minerva,' Payment Cue Payment Cue Doe Credt sne Avalatle Credit Line Outstanding balance UBS Visa credit card(!) payment information 50.00 135,000 00 135,030 00 40.00 This credi cad is enrolled in UBS Pay froth Cad feature and will autanaticaLy be paid from your accoure Your pryment is scheduled for April 20,2019 We provide this information on you. UBS Visa (milt cards sclely as acourtesy so you. The UBS Visa credit cad and account are rssued by UBS Bank uSA UBS Bank USA sends you the oftIda 'lament fa this account and you should crake your pa/rent ac cordng to their Instructions. We do notindude your Outstanding crew card paarte in the valued yosr account with UBS rinancia Services In Oae Adnay y Description Arnpunt (S) Money balance activities Feb 28 Balance forward $44.843.54 Mar 4 Deposit UBS BAN,: USA DEPOSIT ACCOUNT 5,1 56 46 Mar 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03104.119 -7,080.34 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06/19 12.02 Mar 12 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 03/II/ 19 -704.95 Mar 21 Withdrawal UBS BANK VSA DEPOSIT ACCOUNT AS OF 03/20/19 -2.65 Mar 29 Closing UBS lank USA Dentist Account $42,224.08 Tne uBS Bank USA CePaRt Account IS your orrery sweep CpliOn CNP700003065t 7522 NP7000302199 00003 0319 03 4Y_GM_00023glige 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133881 EFTA01275652 Important information about your statement 1_135 inertial %vices he (the fern or UBS Financiel her from you no later than 60 days after the in ups% A lul copyof the poky worcIng is suitable an or rams and my rot keep pace with Saran), is a minter ol all principal washy annadrty sere you the fnt etsnert on which the ear or loon request. nflatcn and owns exchanges. UBS Fnancial Stair', and UBS problem appeared. • Moderate Wiling to accept some risk to pincPal and Igra. LISA se alrect sibs:tries of LEIS AG and - Pron yea nrve and accost nutber X any> Wider the SIPC proteten se the endernentel tolerate some aratirly to seek hits returns affiliates of LBS Secutees LLC. the Fein's hincia1 - Dew% the error orde ~der you are tenure protection apply to: • Axeressrie: Wiling to accept high ridt to pnncoal and statement s availoble ups request The has needs about. and nplain as clearly as yOu can why you • Cann Inuncial assets controlled by (and ndluckd high volatility to seek KOreturns owe Arne office, re it ban * is an ova a why you need mart your account valuated held away tran MS Financial • MoeItment &peaty Cons rapm. f selected, a infanteion. Services For example certain (i) warn , prodel, pestis of the poi tfolio lot that name mey nc We 113S instal Senses eic - Provide the do% amount of the suspected era. ncluding vat,* arnaties. and (ih stires of mutual complex strain:et levied liquidly and owner 1200 Harbor Boulevard finds registered n the hane of the scant holder on 'Meal illy Weehawken, NJ 070$6 The Firm a Card Issuer til Westgate you' complaint the books id the suer or transfer agent), and veal correct any error promptly For alleged errors • hentment contacts er nonment Weeds leg, Statement leasholdisge This Sunnis Wanner the on& official record of pas ~ 9%1UBS Wa•debil cad %ransacks if we take limited oannenkcis and private placements) hat ate We may consolidate al wised account statement with LOBS F "nod SerinCe account Other rscrdl. eked more than 10 busits dys to do this, we will credit not registered under the Securities Act ol 1933; the on address in the samt esekPe, e g because Cab<al rye docunents, contanng catang data should you wont for the amount youtha is in error, oaths • Corrrnodnes enacts (eig„ foreign exchange and they have owners who also marten part account no be relied ..,on R youbane there is in error or you wit hive the use d the money (bang ent tine [ekses roetal contracts), flawing loses convect retationshm wean other nres x the same addwiss. Oraninn den report re immediately re writer; to the takes us to complete w itentgat and commodity option contracts. and you prefer to mene erKIMdcal statements mailed n Bunch Manager or the office servng pas account. • Deposit Ulowts (except certificates of *wit) at LBS semen* mnlopot, you may decline houselsoklevy by Plate ette all ilrecks payable to the Fern or the Bat USA. UBS AG U S. arches and bat n the cairn; your financial Admix Mhos). at I gain ShOwel ere mended to be MaltHe, leatncul nienen riScated on the front of her FDIC Insured Deposit Program. »41~ dalehould nat be used for em panes Re& etzaiiment In addition to regular arcane Ins. accounts The SIPC protection and the kopkimental protection do Friendly meant name sole& on year.end tar lam,. (i e , Form 1099. 5499 may be oaten to mantenne fat charges for late not apply to these anal even if they otherwise appear the Friendly account name is a custom:Yee 'nickname' 10425. etc )when0~9 Sur tat return The Fan 6 payment for securities purchases and charges for indeed on >Ca statements lbe St< portion and the chosen by you to assist you withyour recordleng lt retured by Ow torepos to fie RS Minable dmdends, rases n cash accents. Accounts that are transferred supplemental protection do not peat aganst changes has ro legal effect on you' account is not intendedto reportable nontaxable arroknds and taxable inten to other netmani may be subject to J trends fee. en the market vats of you* investments (when, as a reflect n strategy, prodactrecOrre~0a. caned at "satin held n you accost net proceed, twit of nuret movement issuer bankruptcy er Mestmerit objects er rot prolate associated writ your on sake ~eons. and cost basis on cedar cowered PBS Steep Options otherwise) eco.nla ard is not a piomew a guarantee that svallA »ante 1165 offers options 10r sweepng cash balances to bak a any linandalrosulls. can or vall be achieved. All depose kdaits at nongthloted balks and nixed Dividend Reinvestment Progran (DRIP) Westments invoke the rirk of last includng the risk ot Corannications whit' the Finn banks and money notel metal lads (Money fadt). The price reflected is an average price You May obtan loss d the enlie investment You can change your • Please reiconfiem any oral cormuncatens in wrong Depose tone at 1185 Bent USA and re:nand:red the actual price from ya-r Finn'al Advises. Only nok Friendly none names throughDeane Services or by to further protect your rig% induding your nits bads participating n the UBS FIXCinsured ~sit shares re purchased unde DRIP. pared shies will be coaxing, pour F instal Adage. under the Securities Investor Protecton Act (SPA) Program se FDIC soured n accordance VIII WC rules cold rd the cash wit be decoded in your Krum The • ti the Annid riteution on the top left of the front For mere Mifamnion, please visa YwWbV klieg's'. Depose dividend remand price Applied by IV 6SUK may Account overview of her slaters« is not 1E5 Enna Seriees, 1_131 &Cocoas al LOS AG Stedad &midi and shares ol offer from the market pr ice at Much Be partial shires • Value of your a«ountraorMolm. Net of assets zed %axial krises carries yew non as c ang herieykrids are not Wind by the MC. re sold liabdata Øw by »eerie, syds the :skated institute. • auers "'clucks avertable cash balances. fan for We Wand you d tins relabonshi, when you Bank deposits are not protected by WC Money Fund Cadvinflieu Pores are protected by SIft. See 'WSInrxal Senses 'manned security (nt ), and Global Time Deposits, opened this nowt re tisos case, yea Mos and On& whale ures maybe had en yes accowt. *you are urrand marls to market, and certan awn not held stases re located m 11851nareul Services and not Acoatall rioted on' below. enteled to a parnul und as J result of a~end psmete the nock.crea broker. and you nett ma. • a ripen by the Fon. Does not rack unrtced secures/assets or Winne. the frem wll either sell partial uses re al the end of he prior and CuTatil Statement peen% a of ay oar or Cmi91;:a to both fines Pan pour recuest balances in the bark deposits mad be mat at price a sots an mown determined by a ;Mate iwestenels, Lire-lied Mod. opions end • As desorked n the accosnt ageurents, you mist witntawn, and shares of a Morey Find may be nand dean, agency. a-idcredit yids account bauezWed ad the proceeds retuned to you a your eniercieahao nod options niady us of any errors a fraud innearg checks • LiatylMies rcbdes debit balsas oLastardng margn reflected sops stamsort Whin 30 drys after * was wows, save Invenswom objectives mailed or inn malt*. torn. creole Irer, short account balances. The ~linen objects, and nslf, profile se spec% to • Cash/money Palien«t Total d uninvested sealable • Pleasedisci customer comedian's ' %d%< Warman:in about available swap options, each accost and may veryNieman you endues. rchadn; curries inprat rates and yields. is nettle at cash balances, plus deposit balances at allkated and tim's C tent Please ads* the Firm prompt& n fang d and 900 AM. to 6 00 P.M. vend»anifswenekb, from your Finned Musa nonfeff dated bails, and money market ~vat Send a at LBS arrant change in your financial situation a sweep Simon, an the cbse of hr statement resod ET Monday throug r . or in tinting to cc by <Xing 9:P762.1003 reentrant teens For each &corn hat you Messes re., ClNJ Relations Department Noncorrenockty free crake balroes in yor amount re choose one of the Ioeowsng investment ctiejelbe not segregated trom she' balances and zne F cm may PP. Box 766 Union CitY. 070117 PBS Financial Snipe account protection • Fvoiabo• Current »<one Investments seeking the The Finn is a member cite Stoners Avesta Protection use any at these Isands in the ordinary coin ol as • All 51KetrafCS shall be deemed cotton and sourse genera" of wane only butane Thew fult am payable rain your award. Incl chested to n days Corporation (SIPCO, witch protects SeCttin customers • AdomP CMitatApaiheration: 1-weStrnantt seelknj of as marten so to 1600960 Cnclidirg 1250000 for Des total is nckaded in the anent period closing vats • For TTY se ur tran uncle growth of precpal rather than the generation te tint L, S.: Ca darns fo«ads) FaNnatory brochure nibble ten" n COme. Landing Riformation • Incase of errors a westurn San an eltronic react or at sett sVFd ore Ds SIPC asset protection • Plods% Calbflabon «income and Cartel lines apply to all scouts that you hold in a pancular Fa Betared Scrmation on the Inte, lending [text Set Ant trans% (D1). ' Visa•debit Opp'«iatiOrt Investments seeking both the generation ad eauken» refer to you Chew Relationship cad trarnactions, call or write to PBS demo% The Finn, together with eaten affiliates. hn also • incense axl Tomb of principal Agreement or Wanes Are-proem and the Genwat Financial Straws W., llarta 6th floor, Rim» and Conditions CES Statement of Credit Practices Wes-Sneer" NJ 07%6, Atter ReAM3SA Sawn pschased supplemental instrance. Tos marinro arrant payable to all elighle clients, collectively wide Orval risk *N.'S« avaiktle n Agreement and:Xs:awed fi nprotection is $500 mdbon as of December 10, 2016 • Conserven Seeks to maw-mined ancpal, with jawstred reinurrnnorarni, Cal a write as row as you can,* you hik you, low risk and vole day to the Krotal ~fall, ma, i/ statement a recept is arona or if you need more Sublet' to the policy catkins and ~wont cash at theFim is later protected kw up 1011 9 main in tie that means the account don not gnaw sienrkant eternalion abaA a tranasier on the strews or recta. the Arre or Cad Nut< (es appkable) mint >agnate for aliyoer accounts had n a precuts SDNY_GM_00023262 CONFIDENTIAL EFTA_00133882 EFTA01275653 Important inforniatimi about your statement (Continued) Yaw assets - For certain skinks bring in non -conforming • Est. (estimated) mum current yields and rates. — We Marva (CMI:entapell Iron UBS Brit USA, 185 Your statement dernces writer and other assets held dentinmatont price ad Quantity (face valu) may An ell num of annual menu is 1:nrAd On I Wert AG Sundoid Branch and wort diked bares n the account ai the end of the Slaternent period. You have been adjusted to facilitate proper %Surto clNidend and .veriest rain assuning the laurel's will thou-inour cash weep Geo7nl may ask for delivery of fafal Paid securities al ren true. To obtain (Leek quotations. when availabh, contact be held for one yea- from statement date or until WripentatiOn may be a mccehk per arcost fee or You may recent secures used as loan cotatta alter ya_r Frarcol matsity. Th6 estimate is only a guider*, accuracy may be a percentage of aderage dak deposit piling any Wince do on them. Any watts and continued exam are not guaranteid. betakes fraMerred to the Fm, ding the otabemmt period are • Private, investments and structured products. - Crenated argil roam and cuter. yield foe lined at market vale or of the end of the stamen Private mestme..1 sect:Ion (rs 'sing deers cedar. types of securities <cold nude a Mum of Activity period banCiPal en ocoaam ad real estate inwsonent trust prncpalo capes' gains n which case the esi Information rep-trig commissions and other throes • Cost basis. In detiannirg the cost basis of the securities) and strut ased products are genera* highly income (rd current ytelo) would be overstated. incurred in curection with the exemon of trades, sect-ken nettled n Ibis statemtne. trine indicated alcasol. Cerian mutinied proisis hew not been - Estimated arrual income and anent yield and the inctrang cabin transactions has been ncladed on wit, the numb, LE6 Fitartial Senates her relied registered with the Societies and &charge actual kart endyield mole be biker or haler confirmations previously fineled to you. and will be on information hired sources other Mae LISS Commission or order any state secure:as laws. We than the *limited anoints Pard*d to you brawny on request. Fnancel Serirces. skluding Narration born nab, prof& evimaied values for Fevre reestrintet - An estimate of actualized income klividerd aackr lion that you may haft voided to your Finaroal securities and structured products foe Mormal car interest) divvied by the current market Short selling Amine( the Fan does not intlyeniently way a pupates only Acosacy es not guaranteed vidtriaverage balance es based on the last divdend ll you am engaged n that selliy a wink. mum* guarantee the acasacy a vardey r any -Namibian - These values may differ inbstant key Iran pekes, it or merest payivent made by the issuer and 'cur a charge Sae to Certain b:troy/re; costs for that Vended by sources other than U3SFrianoial Secret ay. at which a private d security a intoner the seaskiegdepeas will bo MAI foe one pan kola-sang. addlicet although 1"85 /newel Sawn gerseralk structured product may be Ward a sold ad do year from the statement date or until maturity. updates that rdcematixt as it is received, the Tem not recess,* represent the yam you may reame Accuracy and contented yield are not guaranteed OPra orders does not von* any assurances that the informaion woo amidst:on. Regardrig open or - gawsitcancetler orders that under "Cott base rtd "Urrealcod loss' is - Ted pony estimates of value are at or '<arab • Mgt, not held by UBS Financial Services Certain were riot nekumd by the stammer. date, open buy and accurate as a the date of this statement. As such. date and are supplied to UBS Financial Services on a assets are nal held by the Fpm and not rare the eel slop ceders re reduced by the swat of Modern* please do not rely ea this nlunotion to make regular bass by an independent valuation lima Flint possession or ccnvol. These assets are Or nyht5 on an exidogirds cr antis date unless rudest on sale decisions foe Pas psposes - haat generalpanne/ or sponsor estmated rates, deployed on your statement Ice Sown:atonal nstaxted otherwise by ycv. You re respcnntik for othenvise. Acccems transferred to the F in may if any, re Applied to the Fon by the *Suer, purpous only. Posterns and values presented re ceders that me executed de, to yos lattice to cancel reflect gallon Hum,On only kr Ih• period ce general partner or spina aid may be tabulated provided by the Meng fern OBS Financial Services is mating *Pen orders. tare they re hard at the Fan More hie, natal based on deferent info-mat-on Iran that used by not responsble for the ricernatec and does not eacanatica can be added by you (mama Advisor. thee proes to derive thee estimated ears Rana-dee as acctracy. These assets are rot inflected Privacy • UrentalIted gainelosses rites data 6 seat* — You can cbtan addition, Hemet's, regarding by SVC or theirs's supplemental SIPC coverage. To Wean a copy of as current Cheat Nosy visit NO1 fl ooded unmanned h T e are calculated for the methodology used to determine the nternate of "'lean cats' yOce Fnancial Athisa or as webs*. ikaviial smarty lots tragedian data for value and the date of the dcmlifiCil that is thn • Revenue shaky and adckienal compensation at >wen rrht errorriivierr,frt. nekviiet lots may or may era reflect eccrmissions. basis la the estimate by contankg your Chancel - In addition to ccorninken on sales and 12b-1 sees - LEIS Financial Services 6 rot a bark. The RMA, Bowers charges andor secsity reugreal Ca events. Adorer. received in connection wth the dim -tarn of mutual Stinker Account BSA and IRMA re brokerage Diebold and other renveument lots and seta-oak - bird patty esteemed rakes may be reflected as lugs to as dents we anctor Oct afiliare receive accounts nthrh provide access to barking senses and pith's. lob are each combined to display at 'hoot priced' in several "auctions: when an revere* trig payments from dot/taus andor potluck *mop al.ingetentr11 with affiliated banks award lot 71-. 'Trade date comer patents the independent valuation fe n has not suppled or advisors of the mutual finds that ere stall Thee and other ihirl.party banks, and provides access to a-gra transaction trade dale. triable to /shun a value, when we beware awn amounts re based on two &Brent components' (4 ins arce and arm* Products issued by u-offbawd • Callable secures Bonds and viderted stock that that a material event R36 waned that my calla the amxrc of sales by 1.8$ of a particular mutual thidiparty nouranceccmpants through inst.-axe the issuer cats loto *ark redemption Pail be selected prewousk reported vela reo question, or when a find family to our <lents; and SO to asset vale of a agency Absidares d LBS Financial Sewn Inc mpartully by lot Iran among al moron of that value would be 'uglily speculative due to the neve particular Mutual fund lanais shines held at the — Mellmerc, nstsance, and annuity petdaCts. :Sue held it our name or it norawe new for as a the money fan — Not FDC insured • No bane terrine. May lose vale clients Call kart It/omen:a is obtained from third — Were neither an air, general partner a sponsor - We and our affiliate also receive network Sy and — tMA Pesasce Llanartant Account. Bossiest parties and es rotary is not guarantwd. Other call estinaled value nor a thetlymy estimated vakie is ornnbus processrg fees in consideraton for transfer Senices Account BSA, IRMA rid ate/national Resoute leaves may eat which ccad ailed weld. complete pronged, the value of the moseywit bedeferent agent services that we provide to the nuual funds Management Account are registered service marks of 'Mammon will be seceded upon request from in potpieprice. Those fees generally re pad from inwstor assets LYS Financial Mimes H. • Price/value Prices displayed for securities and other — • Diorbutions to dale' may aria return of the mutual futd and are a fled dolly amount based — VISA is vacherurk owned by via products may be high, or gofer than the price that capital nccme or both on the number of accounts at the lombeedealen tromitional Service Associatim and used us*r you would actually recent it the market. Prkes Xe - •OltrUl tat size' represents the ninal offering holding matt, finds o1 that had family license The LEIS visa crede cads are the IBS Visa obtained from akus tird party sources *Ash we price per int and may not reflect your COSI base. - ton ridden to COI2M6SWM received in cornecton debt cads are egad by UK Bank LISA with below to be etabb. ta we do not guarantee this - DPP and Wind RErt sectrein re not listed are a with the la or &tauten of annuity contracts anal pirmissen from vise U$. A Incorporated Al other accuracy natimal securtin exchrige, and re portray mil ointment bust wits to as diced% we ardor vademarks registered trademarks, service mans and - We genera* use the WON price when available or Aqua and ewn athey can be sold the price err aff nate receive revenue sharing corrpensaton registered service minks are of their nephrite he mean of the bid and ad prices la listed received may be less tan the per snare mingled from many of the nurance companies unchrwrely COCripanret stosion and options a onk Desna, Ise OTC value provided n the account statement. the annuity contracts, affiliates Of the Nuisance secshes ten-oats or spcnson of the snit nvestment Innis UN Fiends, Services Inc. Rev. 201810 - Less actively traded searhis maybe priced wig a • Rostriaed socuritin Pm-bitted unites genera* we &trine. vabaton model or the most recent price we are not currently ennoble for pubk sale. LOS Financial - In addom to commissions received Iron the obtained and may not reflect an actual market price Services uses the market price of the unrestricted stock pschase and sale of NesiShares hrds, we ander cur a mien. of the WOW Mote as an masted maw for the If dote recent an assetbased revenue sharing ▪ Ceffan poshens may raper withers a price and restricted stock for purposes or eta sterement only. To payment from NeitSenves destrbusut as well as will limy as • once was not available B we are the extent that restricted teasel ies arc eligtile for salt fining for technology development, training and triable to cbtan a pace for a seardy. the value resisted may be stbstantially less ton the education. - Deposes a secnnties denominated n &avenues awed value shown. — Our Alleles also receive tradng tormiisoces and other than U S. dollars re reflected at the exchange other ornmemairn from mutual funds and instrake rate as of the statement date. curpareo *tote products we ditabae SDNY_GM_00023263 CONFIDENTIAL EFTA 0[)133883 EFTA01275654 lies Fevincial Services no Private Wealth Management (SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 April 2019 CNP70050344790419 Yr 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name GHSLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indiv.ChecIdCar Account numbe Your Pi nandal Advisor: Ft Questions about your statement? Value of your account on MarCh 29 (s) on April 30 (1) Your assets 42,224.08 46,010.09 Visit our website: Your liabilities 0.00 0.00 www. cbS torn/ finanziaseivices Value of your account $42,224.08 $46,010.09 Items for your attention , Help protect yourself from haw arid review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth beam. annuakreditrepoit.com. Tracking the value of your account during 2019 Value of your account g Thc at year end 2018 14927Q5S Net deposit' and 7:6 withdraerals -33.31130 Yaw tneStrnent return 439 49.3 46.0 Dividend and 41.9 42.2 interest income $50.84 Change in market value $0 00 Value of year emoted on Apr 30, 2019 /4 010.09 $3 Dec 2014 Dec 2015 Oct 7016 Dec 2017 pet Zola me 7049 Apr 2019 SDNY GM 00023264 Member SIPC CNP70009305054479 NP7000166696 00003 0419 030575004 ►age 1 of 6 CONFIDENTIAL EFTA_00133814 EFTA01275655 Your Financial Advisor UBS il-SilaihINE MAW. EL Account name: Resource Management Account Friendly account name:ryCk,erldCar cra7 gm'. • it F CASRIFI April 2019 Account number: Your account balance sheet Summary of your assets value on Percentage of April 30 ($) your account • Cash and money balances may include A Cash and money balances 46,010.09 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. VBS FCC mused Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 0.00 0.00% about war statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets $46,010.09 100.00% A Value of your account $46.010.09 Eye on the markets Percentage change Index April 2019 Year to date S&P 500 4.05% 1825% Russell 3000 3.99% 1860% MSC I - Europe, Australia & Far East 2.91% 1333% Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97% Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% 00170009305f84480NP70031135696me 0419 03057500a_00023Age 2 of 6 CONFIDENTIAL EFTA_00B3885 EFTA01275656 .Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: SUBS Friendly account notne:Indiv.Ched0Car Account number: SCOTT STACK MAta LY LE CA ALL Change in the value of your account Cash activity summary April 2019 (54 Year to date (S) See ACrecant activity the month tot details_ Balances In your Sweep Options are indudedin the opening and closing balances Aut. FDIC Insurance apples to deposits at UBS Rank USA and ell banks participating in the UBS FDIC insured Deposit Progarn, M1 does not *ply to deposits at UBS AG. 51a-ricrac; &arch. 51K Opening account value $42,224.08 $49,270.55 detection applies to money market sweep fund hddirgs but rot bad deposits 5relmportant information *Our poor steemert on the last tvio pacts of this document for detals Deposits, including investments transferred in 7,775.92 18,924.18 April 2019 (5) Year to date 04 Withdrawals and fees, Opening balances $42,224.08 $49,270.55 including investments transferred -4,001.71 AddttOnS cut -22,235.48 Deposits and other funds credited 7,775.92 18,924.18 Dividend and interest income 11.80 50.84 Dividend aid interest income 11.80 50.84 Closing account value $46,010.09 $46,010.09 Total additions $7,787.72 $18,975.02 Dividend and interest income earned Subtractions Checks and bill payments -4,1:01.71 -22,232.83 Foe outposts of this statement, teaabity of 'nicest and dividend income has been determined front a US Card payments 0.00 -2.65 lm reporting ItersOedht. Baud upon the residence of the account header. account type. or ptodixl type, some interest endow dvidend payments may not be subject to United Statet (US) ardor Puerto Rico (PR) Income lairs The dent mom* statemem is not intended lo be used and cannot be feted upon for tat Total subtractions -$4,001.71 -$22,235.48 purposes. Chems should refer to the archcatie tax reporting forms they recent from IRS annually, Stith 35 the Forms 1099 and the Forms 480, for lax reporting information his the practice of UBS to file the Net cash flow $3,786.01 -$3,260.46 aCptiCadt tai reporting forms vAth the US Interco ReVenue Serer< and PR Treasury DeCeldrent. &id in such torn% accuiatery classify °effendi Arad interest as lax exempt or takabk 'mane Please consult your Closing balances $48,010.09 $48,010.09 iniedual lag preparer. April 2019(S) Year to date (1) UBS Bank USA Deposit Account APY Taxable interest 11.80 39.96 Interest period Mar 7 - Apr 4 Total current year $11.80 $39.98 Opening UBS Bank USA Deposit balance Mar 7 $42,931.68 Prior year adjustment 0.00 10.88 Closing UBS Bank USA Deposit balance Apr 4 $46,010.09 Total dividend & interest $11.80 $50.84 Number of days in nterest period 29 Average daily ba lance $42,849.55 Interest earned $11 80 Annual percentage yield earned 035% SDNY GM 00023266 CdP7C003009934481 NP7003195696 00003 0419 030579001 Page 3 of 6 CONFIDENTIAL EFTA_00133886 EFTA01275657 Account name: GHISLAINE MAXWELL *UBS Resource Management Account April 2019 Friendly account name:Indiv CheddCar Account number: Your financial Advisor SCOTT STACK MANLYLE CASRIEL My Choice Rewards Points from UBS Rewards pants are reflected as at the 26th of the rnonth or the prig business day it the 26thISIs on a weekendb3ildat ReerarCt mint itaIVief &tars can be found on www.ubs.ccolonlintservires Apti 2019 Year to date Opening balance 7,597 7,594 Points earned 99 102 Closing balance 7,696 7,696 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about poor statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out Ctien00600,6B4482 NP700I86696 00033 0419 0305750 111_GM_00023gne 4 of 6 CONFIDENTIAL EFTA_00133887 EFTA01275658 Account name: CHISLAINE MAXWELL Resource Management Account Your linandal Advisor: *UBS April 2019 Friendly account noose: Indiv ChedKar Account number. SCOTT STACK MANI VIE CASRIFL Your assets Some pnces, income and current vdues Shona may be Eppfoxinvo. AS a lent gains and lasses ma/ rot te aureately reflected. See smponant intomnabon about your statement a the end of tins etcumem 10i mole infornasort Cash Cash and money balances Cash and money balances ma/ include avalatie cash balances, UBS Bank USA &posit account Marc's. UBS BSA USA and all US$ FDIC Inured Procymn8ank deposit aCtunt balasCeS are insured by the FDIC within USSFOK tenured ProgArn Bank Balances, UBS AG Stamford Branch deposit account biances and rroney applicable lents, but ale not protected by SIPC. U8S AG Stanford Branch deposit acc pure blames are not insured market mind fund sweep balances. by FCC and at not protected by 5IPC. Money market sweep tames are protected by 9PC CO at rot Insured by the FCC See the important Information &output statement at the end of this document to, details about those balances. Openng Merge Closing Max! Pike per share Average [addend Interest Days n Hddng on Apr 1(S) on Apt 3015) on Apr 30 (S) rate pedod period Cep anoint IS) OBS BANK USA CEP ACCT 42,224.08 46,010.09 250,000.00 Your total assets Percentage c( Cost Estimated Wm./Fred Value on Apr 30(1) your account tem (S) annual in(Ore gain of loss CS) Cash Cash and money balances 06,010.09 100.00% 46,010.09 Total 846,010.09 100.00% $46,010.09 Account activity this month Date Adialy Description Amount (I) Deposits and other fends credked Apr I Transfer FM 7,775.92 Total deposits and other funds credited 87,775.92 Date Acting Description Amoral IS Dividend and interest income Taxable interest Apr 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/04, 19 11.80 Total taxable interest 91120 Total dividend and interest income $1120 Date AcIlity Description Arrows Is) Bill payments Apr 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE 39.94 continued nerd pope SDNY GM 00023268 CNP7C003005C84493 MI003185696 00003 0419 03057500 Page 5 of 6 CONFIDENTIAL EFTA_00133888 EFTA01275659 UBS Account name: Resource Management Account GHISLAINE MAXWELL Friendly account name:Indiv ChecUCar Your Kneads' Advisor: SCOTT STACK MAMLYLE CASRIEL April 2019 Account number: Account activity this month iconinueth Date Actinty Descitpion Amount CS) Boll payments (continued) Apr 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -3.961 77 Total bill payments 44.001.71 Card horns for your Attendext The new UBS Visa Infinite creed card is here, packed with excl r I eft, more rewards and more of what you lore, including extraordinarily penonalized service. All stumingly <lad in metal. ViSit ubs<cntisainfinite or call us at to learn more mrunurn Payment Cue Payment Due Dae Credl Inc Avalade Crell One Outstanding Waite UBS Visa credit card(s) payment information for May 23. 2019 $35.00 May 23, 2019 535,000.00 934,901 59 998.41 This crecit card is enrolled in UBS Pay Cecil Card feature and will autematictity be paid for Nur account. Your parment IS scheduled for May 20, 2019 we provide INS information on you ties visa (fedi cars sdely as a courtesy to tom The UBS visa credit cad and account are nsuedty yes Bank USA Urn Bank USA sends you the official staernent for this account and you should make your parent accordng to their instruct ens. We do not Ind your outstanding cad* card taance in the vane Crl you, account with UBS Finanda Services inc. Dale Activity Descriplicn Amount 31 Money balance activities Mar 29 Balance forward $42,224.08 Apr2 Deposit UBS BANK USA DEPOSIT ACCOUNT 7,775 92 Apr 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/02119 3994 Apr 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OS 03/ 19 -3.961 77 Apr5 Doposst UBS BANK USA DEPOSIT ACCOUNT AS OF 0.04/19 I 1 SO Apr 30 Closing UPS Bank USA Deposit Account $46,010.09 The UBS Bank USA Deposit Account is your primary sweep option 0070308009934484NP7OCOI86696 OOOp3 0419 03 3M_00023Aflo 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133889 EFTA01275660 Important information about ,‘ our statement LISS inertial Services M. (the Fern of sees Financial her frem you no later than 60 days due the Ferri opacity A ILA copy of the poky arcing 6 salable an or rams and may rot keep pace with Seran), k a minter of all Principal unsay, comradely seen you law fns statement on which the ens or upon request. nfalon and optins exchanges. UBS Financial Str.104 and UBS Problem append. • modem* Wiling to accept sane risk to pint-pal and Bank LISA are ndaeca strakkaries of LEIS AG and - Pros:deyou narre and amour neater(! any> Nearer the SIPC merlonnor the suPPlernernal tolerate some volatility to seek hiller returns affiliates of LOS Seuriters LLC. The F Mrs haul — Describe the error or the transfer you se unsure protector app& to: • Appressne: Wiling to accept high rids to pincoal and statement is available upon request. The Finis tuna about. and explain as clearly as you can why yov • Gruen 'uncial assets controlled by (and «tad n high volatility to seek IsghretuMS Over POW. offices n et believe * is an one a wily you need awe your account vat) kut had away «um LES Financial • nnantmerat fagnalny Consdeation: e sebotent a informaeion. Service For example certain (i) nsurara pico1cce, Portion of tewportfoln for out account may include ISSN-mm.8 S«sices — Provide The do% amount of the suspected era. ricluEng vaiabb ornate,. and (i8 shires of mutual complex strategies. fir:cod Spark& and greater 1200 Harbor Boulevard finds registered in the name of the account hold« on votesifty Weehaeken, NS 07086 The Firm of Card bsuer era ineestgate you. complent the books of the Suer a Vansur irk), and veal caeca any error prompt& For alleged erots • 1~9~1 corrects or nmestrrimi interests Statement Itounholditge This statements «aw-Antsthe on& official rekord of you nvolvn9 UBS Visa•debd card transactions rf we take United partnenha and private placements) hat re We may consolidate al rented account statements with LIS F runs's' Services account Olh« Nardi, etep more than 10 bus ixts days to d. this, we will credit not registered under the Securities Act of 1933; the sane address in the sar» erivekdoe. e 0 beause official la< documents, contanng rating data should you aosem la the amount youffink is in error, scout • Corrrnodities corwaors (e.g„ foreign exchange and they have wars who also maintain prr, account not be relied canil youbelieve Owe is an «tor or you wa hive the use of the money dung re tine n pug en retal contracts). flaking futures contracts rationshcx wit, other ens x the mere Pins. If ~WON please report it imacketely n writing to the takes us to complete as imintegatim. and tonality option contracts, and you prefer to mac erdiedual statements marled n Branch Manager of the office seining sue account. • Deposit accounts (except certificates of dada) at UBS 541,1/110 anioloperr, you may decline hausehoklig by Please make all checks payable lo the Fem or the Bat USA. WS AG U S. Mathes and bats an the Caning your Financial Admix %hugs alIckes shown re intended to be morale, Sanest tuteuton named on the front of Nis FDIC Insured Deposit Program. statement detoshoukl not be used for Inc wades Re& stamem In addition to regis account lees. accounts The SIPC protection and the uppbmental postern do Friendly /Konenname sole& on yeapend tax hams, ti e Form 1099. 5498. may be pea« to mantenarre lea charges for bur not apply to these onsets own i they otherwise appear the Friendly account neme is a custattaNe 'nickname' ":5475. etc )1.1" 9" 0~9 tar tad return The Frm 6 payment for securers purchases and charges for unpaid on you statements the St< protection and the chosen by you to assist you withyour reacclIcepec b «cured by law ørepop to the RS Mixable dedends, mints n rah arrant Accounts that are transferee, supplemertal protection do not pat« agars changes has no legal effect cn you account is not 'mended to reportable nastkuble deldont and taxable ant to other nataluns may be subsea to a transfer fee. en the mak« vat* of you investments (rather as a reflect any strategy, pnalict reeOrrenerCiatiOn. caned on sewn held n you. acoant net proceeds resit of market movement issuer bankruptcy ce immanent objectwe or risk pc% associated Wet your at sale transactions. and cost basis on actin cowered UBS Sweep Options otherwise) accent and is not aprons.* a guarantee Nat walles Seatitt UK offers options ior sweepng cash betakes to bat or any financial results. can or vall be achieved. All depose acuits at nont Cited balks and affiliated Dividend Reinvestment Program (DRP) imestments involve the risk of lass, includanhe risk of CcareetIcations web the Firm barks and massy avid rxeual huds (Money [tads). The price reflected is an average price. You may Man loss of the «MP investment. You can change your • Please re<onliern ry cat cormuncations n *Tab() Deposit accords at LES Bar. USA and non etlikerd the actual are In your Fnincal Advice Or. atone Friendly Kt.:kale names through Ordne Services or by to further protect your righp iwkaing your rxXst banks participating n the UBS FIXCatured Deposit shares so purchased under DRIP. pail awn will be cantata; you F instal Admix under the Senuntien rives% Protectors AC (SPA) Program am FDIC.xdured in accordance Wall WC rules soli and the cash wit be deposited ii you Scaler The • It thefine-KW rettortion on the top lets of the Irani For mare inf<motion, please vise YeVVWfdiC.9>v. Depose dividend renvesirtwnt price 9,9Plred t en, Muff may Account overview of this statement is not LOS inn« Seats, LES &Gown's at UBS AG Stanford &inch and that, ol dalr from the market pr ice at PdhCh partial staves • Vakre of your sormantagornban. Net of assets rd Financial %vial urn« you account as cieanng Money Fuck are rot kind by the MC. se sold habitat. broker by arrangement won the akated instrlulicn • Assers Indus% available rash balances. salts fa We :tread you a this rel./Malt when you Bank deposits are not protected by WC. Monty Fund nlieu Pures are protected by MK. See 'WS Fneral Seneces restricted security (ill ), and Global Time Deposits, opened this accost. h tias case, you Mos and On& Whole urea maybe held you arrant If you re unfixed marls to market and c«tan assets riot held senees ire krated at UBS I «uncut Sivas and nol Account Prole«on' below. entitled Napa% und as a result of a ~end parheat the itocticrg broker, ard you mutt III» • a read by thetas Does non aka snared secunaslassels or °ant the turn ether sell partial rabat at Dete and of the eta and orient statement pads, or of near a omission to both liens Won hour recast balances in the bark deposits mar be maset pia a accept an awn determined by a pane iwestrnas, traded stock options and • As deleted n the account arreants, you must wiltokawn, and shores of a Morey Find may be regarded derno agency, nokrede you account ed and the proceeds retuned to you a your ~dab* stak options notifyusof any errors a fraud invoking checks ti • (Cantinas ambdis debit balances, outstanding margin reflected an you slant within 30 days alto* was ~Janes account Investment objectives mailed or nude pates loam. creole line, short accent balances. iM investment oblectwes and nsl. profile are spade to • Cash/money eaten Total of uninvested omelet& • Pleasediva customer ampler« a' Futter itanxion about available sweep options, each account and may vary between yers ar<cums. Firm's akedng current arrest rates and melt. Is acad.:off al cash balancen, plus depas balances at allhated al Please afvise the Fim prompt& n writing of any norsaff dated Dals. andmay market mutual fiend a toll-free al 8.00 AM. to 600 P.M. WMV4.04 rom'sweepyeke. host your Fnacul Advisor scrawl change in yon financial situation a «by calling 800 7(2•1000 sweep batman, at the close of No statement piked ET Mondcrthroug r . or in ranting to U3S investment <tatter« For each acce_ra hat you Noncorremodity free creckt balanes in you account ae Fiume' Seen ax., Chest Relations Department choose one of the blowing investmtnICOMIli.14 P.O. Box 766 Union COY. NI 07097 UBS Financial Services account protection not segregated from ocher balances ard the Few May • Prodx• Current Income Investments seeking the 1.62 any of these linds nthe ordinary coin of es • All SIKOMertS shall be deemed oomph«. and Novae The Firm IS a member of the Enovnes 'este" Protection generate, of acme on& Corporation (Sift), *Awls protects seepties cantons bleels These tun& ara payable upon your demad. d riot cbfroted ton dark • manse CnitatAppnciation: I-vestments welds.; Ter total is included in the cnnt period closing Yak» • tarn set etran cutscle of as art«, up to ISOPOCO (nidmg 5250,000 for deans (e'er% Eteanatory brochure available ran growth of principal ratl te than the generation of 6 Cal encore*. Lending information • Incase of errors ce actions abas an electronic regueff or al knew Aix org Tae SIPC asset protection • Pock,* Crlasaaon of axone and Camas lamas apply to all accounts tut you hold in a pendular For cleated nlomnation on the teen's lending weaves bench transfer (Mk kffsa•debit Apart<iataofr Investments seeking both the generation and cfxbsteerS. refer to you Client Raffionshn card trardaroons. call or write NOBS caPtry. The Finn, together with sedan affiliates. ha abe of rant and Tomb of principal Agreement or Afrom ikteanwn and the General ranee' Strikes Ix.. Hirai« kJ, 6th floor, Temis and Conditions UN Nana of Credit Practices Weehawken Na 07086, Aller leMeASSA Stan Pushased supplemental ir nsann The madam nu* payable to all eliptile clients, collectively unrs Orval risk profiles available n Agnsenseas andOixkistoes the protation is $500 million as ol Decenter 10, 2016 • Consetwa1/2. Seeks to martian newt papal, with as lowed,ih‘ man/ Cale write as sou as you Can, if you Nils you low risk and voialaily to the want overall, "WI if statement or ratite is wrong ar d you need more Subseci to the policy ccepreizets aid actions, cash at theFim is lunar protected for up to II 9 morion in use that means the accent do« not generate significant ritimation abaA a transfer on the statement a recept Ilse Sim or Cad Nu« (as appkable) must aggregate for ally«, «cases had n a paraula SDNY_GM_00023270 CONFIDENTIAL EFTA_00133890 EFTA01275661 Important inforniatimi about your statement soohnurto Ye.. assets - For certain fetishes rang n nOn-COSICenIn9 • Est. (estimated) dome. current yields and rates. — We grew (ColperbStilial Iran WS Brie USA, CBS Your Armee tenures *raids and other assets held denomnatons, puce and cloddy (face value) may An est mot of sou. r.:crer n bred ors (wed AG Surrdoni Branch and newaff dieted banks n the 'ecotone a the end of the statement period You have been adjusted to frank proper duns dvidend and rood rain, assuring the wurnos will tFrouts our cash creep Foo7aTh That may ask for delivery of fulle, Paid securities al any tire. To obtain orient quotations. when available, contact be held for one yea- from statement date or until compensation may beano-thy per roost fee or You may receive trusties used as loan camerae alter yon Financial Acker. maturity. Ths estimate is calf a guider*, accuracy may be a percentage of adage dak deposit payny any balaxe Sir on them. Any securities and eortinued income are not guaranteed. barges underfed to the Firm dreg the staummt pored are • Private investment. and structured products. - Comated anneal name rd down! yield for hued at market vane at of the end of the stewed Private nsestrnent se<Lorlits (rr tiring drect Conan types of swathes could riCiazto a return of Activity period PankiPalin program and real estate meornent trust princioal or caper gain el which case the psi donation weaving commissions and other climes • Can basis n detennning the cost basis of the secunies) arid strut tod products are generalty highly income (rd current yield) would be overstated. intoned n COrreCts:n With the executionof trades, secured included in this statement, dere indicated Chan stews:ad roads haw not been - Est/need arnual dome an cement yeld and the indadingopticn v.wv.actons has been nclided on with the nuntee SS Fannie Services An relied registered with the Socaitin and &charge actual dome endyield nvght be barer oe nrywe confirmations pi...conk furnished so you, and wIl be on information donned from sources other than UBS Commisen or vide, any state secures laws. We than the ntrnged ancents pro-Med to you prcereptly on rodent. Financial Services. dltding Hannan born mother probed (deflated values for private mestened - An estimate of a-cloaked income (dividerd aldrcr lion or that you may have sodded to your Financial waives and structured products for dermal dui interest) (laded by the current market Short soling Apnea. the Firm does not indepenimtly way cr purposes only Acosacy n not guaranteed valadaveragr balance a based on the last divdend ml you me engaged n short selling • uverity, puma/ guarantee the aCOSaCy or widely of aner leamain - Thew values may differ dastaniisty Wm preen it or direst payment made by the issuer and incur a charge no to Certain tarovina costs for that doweled by sources other than U3S Financial Sends xiss al which a divan? d security or some the secisiliesideposes will be hell foe one paticula• security. In addles% although LBS inane! Sends gerneralk structured maxi may be bokrfra or sold and do year tom the statement date ottirtil maturity. updates the encimatin as it is received, the firm rot recessive" represent the vane you may recesse Accuracy and contented yellre not guaranteed Orin orders does not pow* any entrances teat the donation kpor, licridation. Regardng open Co • 9ONaliktinCeled* ceder, that valor - Cost base and "Urvealced ger/ loss" is - Third piny *stmt., of value re as ea a <Min • AMU not held by UBSFinencial Services, Certain were not dread by the slammed date, open buy and accurate as of the date of this statement. As suCh. date an are supplied to UBS Financial Services on a assets an not held by the Fins rd not veittrin the set slop orders re reduced by the arnctint of dividend please do not rely en this nlanution to oake regular base by an idepeekkr. variation limn, Fein's possess:xi or control. These assets are Or nyhtS on an ektlwiderdS a ter•retrtS date unless pirhase or sale decisions. for tapasoses or - Warn general partner or sponsor esteemed wads, deployed on yea statement Ice reormational minded oneneist by you. You re respond:Arta otherwise. Acccunts transferred to the F int may if cob re waled to the Fon by the issuer, purposes only. Positions and vain presented re gibers that re executed dye to yeas failure to cancel reflect are iffermatian only kw ter period of general partner or spans and may be cakulatd provided by the swing rim 1185 Financial 5:evokes:, "trig *Pen orders. tine theyre held a the Fan Moren a torical based on deferent donation from that used by not mop:dbl.(or the iricernatoc and does not dconalon can be added by you* Eamel Advisor. that paid to derive they estimated sabot. guarantee as accuracy These assets an rot ordered Privacy • Unedited gains/losses Vitien data it Nabob, - You can ocean addaced domution regarding by SK or to Fin's supplemental 51K coverage. To dean a copy of as current Cleft Privacy Wake, estmated undated gansflosses are calculated for the methodology used to determine the estenate of please coded you. Financial Achiscr or vet as reboil. indviise warty lots the transaction data for value and the date of id dceniatiCel that n the • Fbavenue Snit and adckionel ocimpensetian. at >wen •rht ensurvivierr,frt. individat lots may or may nor reflect ccrrmissions. basis for the estimateby contacting your Financial - h addition to icon:nem on lain a-cl 121,-1 nos - UBS Fnancial Sconces it rd a bark. The RMA, Binned charges addsecuity reorganization mots. Adder. received n connection with the eftertiden of mutual Services Account ESA and IRMA re brokerage Dentin and deer reoveoment lots and systematic - 111.0 patty fomented vales may be reflected as fad to as dents we actor or affiliate men* accounts doh word access to barking services and puthise lot, ate each combined to display or. 'Not piked' in several Sainte:elf: Mien an menarchea° payments Worn datituon ands Products 'Fru:tact alarigernWrgs nth altered banks Award lot The 'Trade date' colmnpawns the independent valuation fern has not suppled or is advisers of the maid funds that so sell Thew and other end. any basks, and provides access to kgrul iransacwon trade dale. u nable to assin a value, when we bedew. aware amounts re based on two different components, (4 issuance and amain' PrOdUcts issued by u -uffhard • Callable securities Bonds and Creferred wit Nod that that a material event has occared that my calla to mare of sales by U35 of a particulr mutual end-patty nturance (=panes through ind ex. the issuer cats lor earki rederrpton be selected prewodk reported vela do question, or mhen a find rank to our dents; and 60 tie asset sane of a agency silnidares of LEES Financial Sendt niparbally by lot Inn among al senses of that value would be highly speculative due to the nem particular mutual had shares Addend — riwornere, nessance, and annuity pstdiclt :Sue held n Our Mine Cr il nominee erne Ice our ca the wady Inn — Not FDC it • In ban girdled May Sale Wise clients Call naive dormaten is obtained fern third - Men neither an are, general partner or sponsor - We and ow affiliate also receive network ing and — tMA ksode Management Arcot" Busyness parties add es rotary is not guaranteed Other call estinkled value me a thed-pny estimated vane is ornnbus processing fees in core:Ovation for wander Sends Account BSA, IRMA and nteenationol Resource leaves may wet which to ailed weld. complete mended, the vane of the steady will bedifferent agent services that we provide to to: residual funds Management Account are registered seance marks of information wilt be provided upon request from its puts. price. These lees generally an pad from inwstor assets fironor Services lx . • Price/value Preen displayed for securities and other - • Oistrioutions to dale' may feCiaSk MUT of the mutual fWed and are a fled dolly anoint based — VISA is a registered iraciterurk owned by visa products may be high.' or lower than the price that capital name or both. on the ruttier of Edens at the broaerdealer hunaknal Service Association and used under you would actually, noire in the market. Pekes an - • anginal tat size' represents the noel offering holing mutual finds of that fund family kens. The 1035 Vea credo cads an the LeS Visa <Wined from der tad party sources *each we price per an and may not reflect yam COSI bait) — h isoblecn to CCrnill6SkinS received in connection debt cads are and by UK Bank LISA with brew told dad. tin we dons garnet this - OfP Ind wand REP S./Grain re not listed on a with the sae or detibuton of annuity contracts red permission from visa U S. A Incorporated Al other arcuracy national secured exchange, and re generally tn. investment louse tests to pia' clients, we ads vadimarkt registered trademarks, strike marks and - we generally use the ensile price whenavailable or add and even a they can be sold tee price as aft nate receive rev...dewing corrpensaton registered centre muds are of their aspirin fw mtan ol the bid and ask prices Ice listed received may be less than the per share estimated from Try of the rcurance companies ucertain/lig companres wakes and options or any Winos For OTC value provided n the recurs' statement the annuity contracts, affiliates Of the Nuisance minas coronet or sponsors of the snit envednient trusts UPS nuncio, Services Inc Rev. 701810 - Less aCtively traded stashes maybe priced using a • Restriaed securities Restricted securities genet* we dadrbute valuation model or the most recent prke we are not <treaty ehgble for pubk sale. UBS Financial — In added, to cormessions received from the obtained and may not reflect an actual market price Services uses the market price of tie urresincted stock puthase and sale of NedSsares finds, we ardor as Wks,. of the sate wow as an masted value for the Ifilute receive as asset-based revenue sharing - Dinah positions may mar winks a price end restricted stock for purposes of that StOfteltat only. To payment fromNntShows 6streauxnt as well as wit thaw as 'cow was not available a we are the extent that restricted /dune irs are elghlo for sale, funding for technology development, training and triable to obtan a aide 1o• a SeCtnly. the value friend may be obstantially less than the education. - Deposes ce stones denconaled n carec .. awed vane shown. — Our athletes also receive tradng (modem% an other than() S. dollars re reflected at the exchange other candrealcn from mutual funds and entrance rate as of the statement date. company; whose donne we Morbid* SDNY_GM_00023271 CONFIDENTIAL EFTA 0013389( EFTA01275662 U85 Financial Services Vic Private Wealth Management *UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 May 2019 Cm-70051817810519 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHIStANE MAXVVEll. BOSTON MA 02114-3252 Friendly account name: Indiv.ChtiCk(Car Account number Your financial Advisor- SCOTT STACKMAN/04F CA<RIF1 Phone. Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeLine at 800-RMA- 1000, On April 30 (1) on May 31 (1) account Your assets 46,010.09 50,000.00 Visitour websIte: Your liabilities 0.00 0.00 vairw.ubscomlfinancialservices Value of your account $46,010.09 $50,000.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth vervw.annuakreditreportcom. Tracking the value of your account during 2019 Value of your account S toe.LJancs at year end 2018 149270.55 Net deposits and 7,6 Wthdratmes $664.97 Your investment return 50.0 Dnidendarxl interest income 164.48 Change in marker value WOO Value of your octant on May 31. 2019 $54000.00 Dec 2014 Cie< 2015 Dee 3016 Dec 2017 Dec knit) Apt 2019 May 2019 SDNY GM 00023272 Member SIPC CNP70009305491791 NP7003193706 00003 0519 030575004 Page 1 of 8 CONFIDENTIAL EFTA 00133892 EFTA01275663 YourIgnandal Advisor UBS Account name: GHISLAINE MAW. EL Resource Management Account Friendly account nanwnIndiv Check/Car 7' STACK MANLYLE CASRIEL May 2019 Account number: Your account balance sheet Summary of your assets Value on Percentage of May 31 (1) your account Cash and money balances 50,000.00 100.00% • Cash and money balances may include A Your current asset allocation available cash balances. 095 Bank LISA deposit B Cash alternatives 0.00 0.00% account, VBS FCC Insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formation about ;our statement on the last two pages of this statement for detaks about those balances. Total assets $50,000.00 100.00% A Value of your account $50,000.00 Eye on the markets Percentage change Index May 2019 Year to date S&P 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East -4.66% 8.05% Barclays Capital U.S. Aggregate Bond Index 1.78% 4.80% Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% <HP 70008005481 782 NP70C0I 83706 00003 0519 03057 roon ifese 2 of 8 CONFIDENTIAL EFTA_00133893 EFTA01275664 SUBS Account name: GHISLAINE MAXWELL Your Financial Advisor: Resource Management Account Friendly account native:India Chectkar SCOTT STACK MAN LY LE CA SkiEL May 2019 Account number. Change in the value of your account Cash activity summary May 2019 (3) Year to date (I) See Account a< lefty the 01O.01l) for dela Is Mance' In year sweep opu ons are ind ucedIn the openng and (lasing balances vita. FDIC insurance *pies to deposits at UBS Bank USA and di banks partkipating in the UBS FDIC insured Deposit rrogarn. n does not apply to deposits a UBS AG. garioto Brarch. 51FC Opening account value $46,010.09 349,270.55 protection applies to money market sweep find holdings but rot barA deposits Seelmportant information about your statement on the tat Mo pages d this document for &la's Deposits, including investments transferred in 9,299.54 28,223.72 May 2019 (5) Year to date (S) Withd-awals and fees, Opening balances 346,010.09 349,270.55 including investments transferred -5,323.27 -27,558.75 Add/bores out Deposits and other funds credited 9,299 54 28,223 72 Dividend and interest income 13.64 64.48 Dividend and interest income 13.64 64.48 dosing account value 350,000.00 $50,000.00 Total additions $9,313.18 $28,288.20 Dividend and interest income earned Subtractions Checks and bill payments -3,224.86 -25,457.69 For purposes of ties statement, tacablty of interest and dildend income has been determined from a Us Cash/ATM transactions -2,109.00 -2,009.10 ta, leMele9 letWedist Based upon the residence of the account holder, account type. or perdu' type, tome interest ander dvidend payments may not be subject to united States (US) ardor Puerto Rico (PR) ATM fee rebates 9.00 9.00 income tars The dent monthy statement is not intended to be used and cannot be retied upon for tar purposes. Clients should refer to the accricede tax remain(' forms they receise from UBS annualy, such as the Forms 1099 and the Forms 493, for tar reporting information. t is the practice of UBS to file the Card payments -98.41 -101.06 accricatre ra, reporting rooms mfr. The US interng Revenue service and PR TreaSury DefgaraTent land in Total subtractions such Wins accurately 0469 fy chitlefia *OP Interest at, tae exerrpt or lamb* income. Please roman yoto -S5,323.27 -327,558.75 inlvdual tas preparer. Net cash flow 53,989.91 $729.45 May 20i 9(S) Year to date (S) Closing balances 450,000.00 450,000.00 Taxable interest 13.64 53.60 Total current year 313.64 353.60 Prior year adjustment 0.00 10.88 Total dividend & interest 313.64 $64.48 SDNY GM 00023274 CHP7C003305481 783 NP70031$3706 00033 0519 030575004 ►aye 3 of 8 CONFIDENTIAL EFTA_00133894 EFTA01275665 Account name: GHISLAINE MAXWELL *UBS Resource Management Account May 2019 Friendly account name:Indiv ChtddCar Account number: Your financial Advisor. SCOTT STACK MANLY! E CASRIEL UBS Bank USA Deposit Account APY Your investment objectives: You have identified the Following investment objectives for this account If you have questions interest period Apr 5 - May 6 about these objectives, disagree with them, or wish to change them, please contact your Opening UBS Bank USA Deposit balance Apr 5 $46,010.09 Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this Closing UBS Bank USA Deposit balance May 6 $43,559.47 document Number of days in interest period 32 Your num objective: Average daily balance $45,700.81 Current income &capital appreciation Your risk profile: Interest earned $13.64 Primary - Aggressive Annual percentage yield earned 0.34% Investment efigbity consideration - None selected My Choice Rewards Points from UBS Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Rewards pants are (elected as 04 the 26th of the month or the peCii business day if the 26th fats an a weekend hdiday. Rewards pant activity eetals can be found on www.ues.coodonahestivices May 2019 Year to date Opening balance 7,696 7,594 Points earned 0 102 Closing balance 7,696 7,696 CHP7C001005481 784 m7O;0'8370600003 0519 030575004 Y123516550 ONSINWGM000232,5ge 4 if CONFIDENTIAL EFTA 00133895 EFTA01275666 Account norm: GHISLAINE MAXWELL Resource Management Account Your Pinand/A Advisor: *UBS May 2019 Friendly account name:Indiv Check/Car Account number. SCOTT STACK MANN YLE rASRIFL Your assets Some vices, income and current 'Mutes ShOrrn may be ipproxiffsene. AS a its fat gam mcilosses may 001 be ecovaiely rellecied. See enportant intomnabon about your statement a toe end of this documem sot mot infornanon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bant USA deport account balances, 1185 BEM USA and EA UBS FDIC Insured Procyarn Bank depoat acCOuntbOaKes are insured Cy the FDIC yrIlhin UBS FDIC insured Rogan Sant: &dances. UBS AG Stanford Branch &posit account baasces and rroney applicable Isms, but ale not protected by SIFC. U8S AG Stanford Brant hdepsut acc pure balances ale not insured mite mouti hem:livery biomes by FOC and are not protected by 51K. Money mead sweep baances are protected by SIPC but are rot Insured by the FDC See the Important information about your statement a the end of this document for detaits about those balances. cueing baance Closing baance Price per share Average DnidendintertSt 0.41 wiping on mar I (S) on May 31 IS) on may 3) (1) rate period onsod Cep anoint (S) U8S BANK USA DEP ACCT 46,0)009 50,000.00 250,000.00 Your total assets Percentage of Cost abmaled UnttIGZed valve on May 31 (S) YOU(' account Oasis (3) annum income (Si Ono( loss (S) Cash Cash end money balances 50,000.00 100.00% 50,000.00 Total $50,000.00 100.00% $50,000.00 Account activity this month Date Aclittly Description Amount CS) Deposits and other funds credked May 29 Transfer FM VI 235750100 9299.54 Total deposits and other funds credited $9,299.54 Date Aothity Desorption Arrow* (S) Dividend and interest income Taxable interest May 7 Interest UBS 8ANIC USA DEPOSIT ACCOUNT AS OF 090519 1164 Total taxable interest $13.64 Total dividend and interest income $13.64 Ode Aciouly Desolphon Amount (I) Bill payments May 2 Withdrawal ACH WITHDRAWAL LiNITECHEALIHONE 3994 continued next page SDNY GM 00023276 c esP7coOriosisen 78S Nt70031$3706 00033 0S19 03057ta Page S of 8 CONFIDENTIAL EFTA_00133896 EFTA01275667 (SUBS Resource Management Account May 2019 Account name: GHISLAINE MAXWELL Friendly account name•Indiv CheddCar Account number: Your 14 nancial Advisor. SCOTT STACK MANLYIE CASR'EL Account activity this month contnueth Date Actnoty Description Amount IS) OM payments (continued) May 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2,424.32 May 9 Withdrawal ACH WITHDRAWAL Saks Retail -760.60 Total bill payments 43.22426 Card ttens for year Attendorc The new UBS Visa Infinite credit card is here, packed with exch cre tram' efils, more rewards and more of what )vu lore, including extraordinarily personalized service, All stumingly (lad in metal. Visit ubsccatisainfinite or <all to at to learn rrore 'contortion Posting date dale Dtscnotion Amount ID Cash/ATM transactions U351/44 credit )0003 7602 G MAXWELL May 23 May 27 CASHCONNECT 4503 00 CASHCONNECT -S503.00 ATM FEE REBATE 13 00 ATM FEE REBATE S3.00 May 24 May 27 CASHCONNECT 41,00100 ATM FEE REBATE 53.00 Total transactions 42,00920 Total rebates 39.00 These are transfers to UBS Bank USA to repay CashConnini Cash Advances made with your UBS Visa credt cud Theta CateCconta tianuations dd not incur any finance charges or cash advance fees. Cote DescrIonon Amount (I) Card payments May 20 CREDIT CARD PAYMENT -98.41 Total card payments 49841 CNP70009005481 786 N77000183706 00003 0519 030575004 _GM_000231Mo 6 of 8 CONFIDENTIAL EFTA_00133897 EFTA01275668 Account name: CHISLAINE MAXWELL Resource Management Account Your Pi sandal Advisor: $UBS May 2019 Friendly account narne:Indiv.ChethCar Account number. SCOTT STACKMAtill VLE CASRifl. neruen Payment Cue Payment Out Coe Credt Int Available Credt tint Outstanding Want. UBS Visa credit card(s) payment information $0.00 $35,000.00 532,99100 42 ,039.03 This unit cad is enrolled in UBS Pay Crtdi Cad feature and vial autcrnaticaly be pod hem your account. Your paimeni is scMdied for lune 20, 2019 We orouide this information on yew UBS visa treat cards scatty as a courtesy to yOu The U8S visa Cleat Cad and account are Essuecl by UBS Bank USA. UBS Bank USA sends you the officio statement for this account and you should make your papnent accordng to their nstrixtions. We do not include tow outstanding melt card balance in the take of yourX(0ton with 085 services inc. Date ACIArity OeleptiCal Actual (I) Money balance activities Apr 30 Balance forward $46.010.09 May 3 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 0902119 .3994 May 6 Withdrawal UK BANK USA DEPOSIT ACCOUNT AS OF 0903(19 -2.424.32 May 7 Deposit LOIS BANK USA DEPOSIT ACCOUNT AS OF 090E/19 13.64 May 10 Withdrawal UM BANK USA DEPOSIT ACCOUNT AS OF 0909(19 -760.60 May 21 Withdrawal UM BANK USA DEPOSIT ACCOUNT AS OF 0920f 19 .98.41 May 29 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 0928/19 -2,000.00 May 30 Deposit 085 BANK USA DEPOSIT ACCOUNT 9299.54 May 31 Closing UBS Bank USA Deposit Account S50.000.00 The U8S Bank USA (*posit ACCOUM IS yeur primer% se/Motown SDNY GM 00023278 r to7C0093054,91787 NP70C0l8.3706 00033 0519 030575004 Pogo 7 of 8 CONFIDENTIAL EFTA_00133898 EFTA01275669 *UBS Yournotes --r.==:L v----- • - CONFIDENTIAL EFT,00B3899 EFTA01275670 Important information about your statement LOS inmost Seats Irx. (the Firma USG Firwcial her Iran you to law than 60 days Mier the Frm capacity. A ha copy of the poky exrdrg 6 avail ale and may net keep pace with Serrirop is a mentor of all principal eteuray, canrrodity vine you the fen st moment on which the woe or Ann request. mitten. and °man exchanges UBS Fthancial Services rd ICS problem *Owed. • Moderate. vesting to accept sane ride to ptincoal ad Bat LISA aro ndrect sits:dories of LDS AG and - Peva:Dyad- none ad accost number Of any) Reiter the SIPC protectionnor the SWptemental tolerate sane volatility to seek hider returns affiliates of LOS Seciathes LLC. The Fisnis I turcist - Dante the error or the trawler you are unsure protection /poly to: • Aggreaser Wiling to accept high risk to pnncpal ad statement it available upon request. the rims combq abOtA, and ....plain as ckarly as you can whyyou • Chan truant assets controlled by (red nada* n hgh yOlablily to seek hapreturn one time. offices am at: belie* a is an era a stew you need mote your anent vain) but hike awayIran UBS Financial • inwiteierr Eignihry Camden/ion: I selected. a information Services For esurrole certain CP instance ;redacts. portion of the poiHob, for that account may inokrie 'ASS Farcial Services hc. - Don:Sethedodo arrant of the suspected era. aluding variable athuites. and 08 shoes of maw' compim serapes, knifed liquidity and greater 1200 Harbor Boulevard funds registered n the mane of the account holder on volatile/. Weehawken, N.I 07006 The Fieni a Card bsuer will investigate your complain the books of the Suer or transfer agent): and will correct ant ow parody. For alleged *more • tweament attracts ce ensestment Means leg, Statement Phousehokiar The statement represents the only offOat record of you Melvin; UBS thmodebit cad tra-nachon. rf we take Inted pannershis adprivate Plaarnem0 WI are We may consolidate r related account statement with LOS F natal Services account. Other recorob except nxte than 10 bit hem days to do this, we will not registered under the Seatibes 40 of 1933; the Urnz address in the same envelope. e o because official tat documents, contanng (diking data should your account la the tenant you Ihnk 6 in error, so Owl • Caron oditeo extracts (e.g, foreign exchange and they have onners who also maintain Win want no' be relied upon II you bedew thee is an error or you wt have the use of the many. the tire it prima metal contracts), ncudng futures contracts refationshos wet other dents a the sane ogress. If annuon plea* report n immediately in writim to the tans us to complete as inestegaticn. and orremodity option connote; and you prefer to mere ideated statements mailed n Brands Manager of the office wvim you account. • Deposit accuses (except certificates of &posh) at UEG soprano enterers. you may decline lloutthoklny by Please make all checks payable to the Fern or the Bane USA, UM AG U.S. bra chess and basso th the canto yet/ Financial Advisor Although Wigan show se mended to be accurate, eiselhal intleuticn notated on the front of this FDIC booed Deposit Program. statement cbta should not be used for tar prams OW statement In addition to mode account len scowls The SIPC protection and the seopttnnntal protection do Friendly /Keetonnem* solely on yer.end toe forms, Be Form 1099. 5498 nay be object to mintonarce ten charges for bto not apply to these assets menif they Ohtani* appear The Friendly account rurne is a cusecendable -niekrurne 10425. etc ) when prepamg your tax return. The Fan 6 payment for securities purchases and charges for unpaid on yea Slatinsecer The WC protection and the chosen by you to assist you *dives madman li requred by low to report to he RS alltoable dMdnds, a-mists n cashacme-its Accounts that are I/antlered stoplernental prdeeion do not protect against changes has ro legal effect on your account is not Mended to reportable navuorable dividends and taxable irterest to other instaulens may be subject to a transfer fee. n the market stake of yes investments (neether as a relied arty strategy. prodxt reccermendatert earned on saunas held it you acoorml, net proceeds *sot d market movement. issuer banceropky Imre...At objective a re* profile associated wets your on sale transactions. ad con bob on ccetan cowed UBS Sweep Options otherwise) accounts. and is not a mom:* or guarantee that wealth awaits. LBS offers options for eneeprog cash balances to bat Ce any financial resettle can a Will be achieved. All depose manes at non-ideliated banks and affiliated Dividend Roinvotemeant Program (DRIP) imearnents involve the risk of lost includim the risk of Conwomintions with the Fine banks and money Motel MALI kin& (Moat Fusels). thecae reflected is an average pat You martian loss of the retie irmstment. You canchange your • Pleaseretrain" try out cartruneatiom in wrong Depose =arm at UBS RIM USA rid nonuffPitted the actual price from yea Fnax ial Advisor. 0ny dole Fan* xocurt names through Online Stokes a by to further doted your reties. inckokey your rife, barks pinioning in the UBS FPC.Insurod Deposit Wets no purchased under On, partial twos willbe contacting your Fruncial Adsow. utter tht Startles Investor Protection Ad (WA) Progran are SDK snsured n accordance wet FOK rules sold rd the cash wit be deposited in yOur /Maki The • If the financial insttution as the top lett of the front For roCre information, please visa www fcepae. Deposit cleicani renvesfreent nee applied by the 6Sutr may AOYOteli overview of this gatemen, is not (BS Franca& Strati, LOS Kcountt at LDS AG Staked Brands and dues of offer from the market rte at dab the pan* sheet • Vabe of nut accoontkortrbfo. Net of assets and Fiancee' Semen write you neater as clearing MoneyFulda are roe invord by the FDC. are sold IiabdaieF broke by arvamernent nth the inked initiation • Assen Includes available cash balances, values for we domed you of this retalionshb when you Bark deposits ere not protected by SRC. Money Fu-d Codeinsliau opened this accuse. h this (ash you Ands aid shots are ptotated by SIK. See 'LIBS F nom/ Semites restricted security fat/ and Global Tine Deposits, re Oar whole urns maybe held n you account. If you are ti the mats to market, and artath *WS held season at hated a LDS fmaul Sewn and rot Account Newton' below. entitled tea pout unit as a result of a cliviliend payment the itaticim broker. ad youmutt make a report by the Fem. Does red ackede unpnced securithrolarsels a civerme. the Firm MI Mhos sell paned to at at the end ot the prior and curent stalernent pine s, or of ay arroyos:mean to both Inn UPon your request balances n the bare deposits may be makes peke a accept n anus., determined by a pause inVeltMenli. trusted stock opaim and • AS descrbed ode account agreements, you root withdrawn. and shares of a Maley Fund maybe repaired clearing agency, and credit you accara exercisable ooh options notifyusof norm or fraud irmdarg checks leradatd and the proceeds retuned to you or you • Cubans Ircludes debit balances, a/sunders;Innis refined on your statement within 30 days after a was secumes accant Inverranent objectives melody nude available. loam. credit in, o-cant balances. The investment oblation end risk profile am 'pectic to • Casanoneybalarmto Total of oil-nested available • Pleasedied customer cornplattes or ' " Funhet items:as about available sweep options, each account and may way between you accounts Fins's< lent e ' riddrgarrert dared rates and yields, 6 available at cols balarceL plus doom balances at affiliated and a Please rime the Finn pored Sr in wring of any wecenbsconysweepyews, Iran your Fruncul Advisor nonsaff elated bads, models:my market mutual And or log-free a: 6:00 A.M. lo6 DO P.M_ iqgkant change in year financial situation a SA*00 balances, at the cote of to awment period ST Monday Uwoug r or in *rein? to LOS or by allay 600 762.1000. erwearrent objectives. Fa each adult held, you Finance' Swam re., Chem Reletian Demesnes, Nonsconmodity free malt balances int", accord at choose avid the Idovang imesenent objectives' not sayegmed from other balances and the Fin may PP. Box 766 Union COY. NI 07067 UBS Financial Services aware protection • Praia Current Income Investments Seeing the The Finn es a manta of the Searelies Thestor Protection use ary d these fusels re the money curse offs • All asentems Pull be deemed carolere ad acatse general*, of Wane any. buts Those funds are payable Loon your demo*. not °)ected ton days. Corporation (SW), which protects securities customers • Achieve Capital Appreciate.= Sandals maim of Es mobilo to to $500,000 including 5250,000 for This total is abided in the omen period <losing vabe • For TTY se or kern Week Torah of printout hater than the generation of the LI Cal dims for cash). Prodanatay brother*, araitabie earn rcome. Lenefrej inionnation • Incase of errors a amnions about en electronic reona a al sinew alc orst The SIPC asset protection linos apply to all accounts that you hold is a pinata • Dodo* Conbreason ofMoyne and Capital For cloaked rdormation on the Stars lercIng practices knob Pansies (FR Visedebit Appreciation. Investments seeking both the 9Inwalion ad cambiums. refer to you Clem Retelicashi> cad tranabons. on or wite *UM cout . The Fintyn together with oxtail affiliates. has the of icon* aid growth of prixiPal agreement cr 'Wan Atywmnt and the General FironcialSeraes IX., FM Harlan 6n ,in Tenn and Conditions. LOS Statement of Credit Practices Weehainten to 07004 Ann Seven Podused stockmen's' inarancre. The marina asst payable to all digeble dents. collectively under Nona risk profile; assailable in Asmements andOiscburres this polecticti is SSOO million as of December 10, 2016. • Comeivithe Seeks to auntie-on/rot pre-coal, with at yraw. nh raa. ',era}, C al a write as soon as you can, t you that your low risk and ode tiny to the account meal, even statement a recite is nano Cr if you need pure Sobered to the polkycaxMat ad Ernealcen ash at else Fins is bathe protected for up to II .9 Marcel in the that means the account does not generate snares* estoonalen tout a Order on the slatemmt reread The rim a Card boor (as cistsicabiM must aggregatefor all your accounts head is a partkular SDNY_GM_0002 3280 CONFIDENTIAL EFTA 00133900 EFTA01275671 I yorlaut informatiml about your statement Ugininued) Your assets - Fer certain saunas Wading n non-cancentng • Est. (estimated) moane, anent yields and rates. — We west <snixentten fans WS 8~.USA, WS Your stallnot ~mat wait*" rd other assets held denominations, prke and quarry (IXe whir) may An enmate of alma mene otnned On <wee AG hardened Branch endnatuffilued banks in the ~cane a the end of the Macaw* period You have been adjusted to (*cant proper ~union hider« and .verst ran assuming the saunas will threat our cash sweep Frwirmn This may ask for delivery of full, Paid 'counties al any tire To «Man ow:~ quoted:or s. whim available, contact be held for one yew from statement date or until compensation may be amp-hit per mcose fee or You may raene sauestiet used as loan WI-kern alter yces Foetal Acitisce. matuity. This estimate is cell a gudelne, accuracy may be a percentage of ~age dab, deposit paing any alma d< <n them. Any saunas and continued income are not outranked betimes inflamed to de ran ding the ttaernnt dried are • Rivna ilW•ftTello and structured products. - Estimated maul name tad turen! yield fa lead at mark« value as of the end of the statesmen Mgt. nuesiment 14.alrlirt (IxIsing drat conj.' types of saunas could nail• a mum of Activity period pncipain«Pram and real estate iniestment dust prighol or opal gars is which case the psi Infortration repaying mimmessims and other canoes • Co« basis. In determining the cost bases of the weathers) and strut turd protests ate generally highly income (rd anent yielo) would be overstated. incurred el lOcreat:n with the executon of trades, Sett..Ile) aided in this statement whew indicated • Cerian suuctuad products hew not been - Estimated nun acme and cured «eld and the includingoption transactions has been exuded on wit the nunioa 'I,' WS Parkin Swan has relied registered with the Soaritin and &charge atual income end yield mght be laver or haw( cordiimmions previously funded so you, aril well a on information dunned irons savors «ha than U3S Cannasian or trek, any state saunas laws. We than the *tanned rants Provided to ay proudly on request Financial Strikes. nfarnation 'torn nether ;mid.emanated vales for private mestrnent - An estimate of aveualeed income (divedierd ancYcr ot that you may have«veiled to your Finarpal saunas and Mutual products for ~al coal interest) divided by the current market Short sting Aeleiser. The Firm does nil independently ~dy or p«rosesonly Arsesacy e nu guaranteed weltdaverage balance a based on the last dividend ll ase re engaged n hat sling a stash, youray harem» the sower a ~gaily of any infamnion - These vain may differ aware ease Irons preel d or meat payment made by the issuer and incur a charge 0« to <main barmen) costs fa that ;mead by sources other than WS Financial Sera« any. at which a pest e d securely or assumes te stoskiefeduosts will bo hell foe one pan icula- sauriy. In Meehan< although LE6 Enamel Sawa generalry structured product may be boaiim or sold and do yea born the statement dale «until Mkt ay. updates this Mcmsatim as å rectwed, the fern not reassert& rest ssen, the yak* you may recewe Accuracy and contnued yield at not guaranteed OPen«dews does rot «Ø any *nuances that the idoemmtes upon ligoidation. Reaming open or • gadditanretkor aden that under "Cost base and sUrrealped gal-floss* it - hid party *stmt., of valro re if dame:tin • Matz mel hold by LUS Financial Spam. Caters were not ~Kura by the statement date, open buy and amine as the date of this statement. As sueh date ad are suppled hoi UPS Farr al Services on a an«, ise not held by hail" and noe ~thin the tel stop orders se named by the ardent of dwarfs please do rim rely co this nIcannion to make regular base by an andependem ~ion lima Fern's possessor or control. These assets are or rights on an redevickards or Pieta date unless pachose or sale dainonL for tar pisposes or - boat general patina or sponsor ~trued vales, deployed on yen statement ler ntormational mingled otherwise by you. You are responsbla for otherwise. Accounts trovderred to the may it core re Ølled to the Erin by the *suer, purposes only. Positions and valets presented re Cabers Out xe executed due to yeas failure to cancel reflect garnets internalise only For Ihe period or general partner or spana and may be calculated provided by the issuing fin LISS Financial Saven is enctiep open orders. tire they se held at the Fin More historical based ore deferent idamation Iran tat used by not ~Mt for the titan/ten and does noe nfamatecen can be added by your Fnarxin Advisor. thrd pales to derive their estimated value. guarantee ile accuracy these asse'.s se not protected Privacy • Um -a lbad gairtelessed. vossen data avoilabk, - You can«fan additional Mannish regarding by SK «the irn's supplemental9PC coverage. To cesan a copy cd as Current Client Freaky Noeice, enraged <trended 9.Ingl0fft$ St calculated lor the methodology used lo determine the ~mate of please contact you Fnancial Adder or vet as ~tent :avid« warty lots la transaction data for value and the date of the accusation that is the • Revenue harku and additional compensation. www ear marevavema<p‹. indviiår lots may or may na ref lect commissions. ccharges aidcr secuity reorgmeal cal events Diedend and «her renamme lots and systematic basis la the estimateby contacting war Financial Adesor. - med patty tanned ~be< may be reflected as - In »Man to carminken on «In and 12b.1 tees ✓eceived n connection with the destrtithon of mutual funds to our Menlo we actor our Aline receive - UBS Financial ~Was es de a bark. The RMA, Busnas Sencts Account ESA and IRMA are brokerage accounts whkh provide access tobaking services and purchase lob we each combined to display ore la piked' in several «unions: Mien an revert* sharing payments Iran deubscrs ada Products Ihnatict anmpernees nth affnated bank, Award lot law 'Trade date <Man dewnts the ~mime valuation fern has not supplied a es advisers of the mutual furds that we vall la« and other ihiel.pany bunks, and provides access to mural transaction trade dale. unable to agn a mew when we become awn amounts re based on two different oarreacants: (3 insurance and amity Pro -Mots issued by <rafthalal • Callable teacurithes Bonds and preferred stoic this hat a material event has occurred thee may calla te magic of sales by TØS of a partioula mutual hid-party isrante companies through insurance the issuer cats lor tarry reekerpten wit be selected prewoudy ~road value it question, a Wen 0 find family to out tiiona; and ER tie asset vale da agency subsidises ot LEK Financial Stares Inc. mortally by lot from among al tastes of that Wk.e would be Ingle/ speculate* due to the nave paiteubr rasa fund Lanais dues held at the — rneetnert, nnaance, and snudy dash issue held Oterume nominee nano os cie the warty on — Not FDIC Mora • lie bad guarenvep May kit vale climb Call (tare Monger:en is obtained from third - When neither an ewer, general pawner a sponsor - lee and ow affiliate also receive networking and — tMA Fesarg Management Account, Bussess parties alla accuracy is not guarintead. Other call ~ailed value nor a thed-psty estimated wade is omnbus prom-nog fees in considerate:en hoc wander Semen Account SSA, IRMA and annational Resource leaves may en« which card el«, yell complete landed the value of the scanty will bedifferent agent services tat we provide to tee mutual funds Management kaunt me registered service marks of intarruion well be «wad upon request from ils pughase These fees gear«, ea pad from inwstor stets n WS Financial Sean H. • Priem/Value Pricer displayed for tecurkie and "or - • Webbed ens to date may ado* ravn of the muhul fund and are a feed doll. anten based — «SA is a registered vademask owned bysyna predicts may be higher or better than the price that capital encome or bode. an the arrber of ~Is at the broker-dealer tremaional Service Association and used under you would actually tepee in the market. Prkes ise - 'Orgral me see' represents the veal offering holing ~teal funds of that fund away trene. 11)&165 Visa Pea cads and the LeS Visa cteained from viteJS tad party sources *fah we price per und and may not reflect you cost basis — hi addition to CC011161klIS received in annecten debt cads art *aged Ø LØS Rank LISA with behave to be «hat ten we do not gaterete - OPP ess Unlined REIT seamin re noe listed on with the sale or detibuton of annuity animas and peamesonfromvea U S. A Incorporated Moth.« accuracy nation«martin tahaut. and re generally unit neste besnaws to our deems, we meta vadernarks, mineral trademarks, wake mans and - We generally use the cbsing price when available or itgrad ani hen d lay can be soll tee price ar afI ate recta dyne shoring compensation mg-eared sera« racks ye of their resp (tee he mean of the bid and ask prices for listed rasered may be less ten the per share abated from ma-ry of the n9JrarKt companies unchmteling con-pane< seethes and options or any bidmica Ice OTC whit provided n the X<Clinl Statall“M. the maityeattika, affiliates of the insurance seernes ampanin or sponsors of the knit enienment hats IRS Pasant& Siervica Inc Rev. 701810 - Less actively traded secuhin maybe priced ~rep a • Restricted stealth. Restricted securities genera" we chstrbure valuation model or the most recent mkt we re not currently eligble fa public sale. 1.8$ Financial — adiftem to commissions received from the obtained and may not reflect an actual market price Sande, uses the maket pace of tie unrestricted PØ pschase and sale of NeaShares ltnis, we isdor cur a vats. ol the sane aver as an imputed vale la the affiliate receive an asset-based revenue sharing - Certain positions may apex what a price and restricted stook for panpors or rhd sranotent only. To payment from liketShuves dettbuces. as will as will haw as • mice was not available' B we are the extent that restricted ~umRs ani ~gap for salt fumbnig for technology development, training ard unable to ettan a price for a setelry. the value marred may be substantially less than the education. - Deposes a saunas &fungi-ad n arenas sewed «Lee shown. — Our all saes also receive tradng C011171i1401$ ad other than U S. califs re reflected at the exchange Other CCenfrir0.311C11from mutual funds and mertame rate sol the stamen date. companies what prØ<we datum SDNY_GM_00023281 CONFIDENTIAL EFTA_00133901 EFTA01275672 Urn Fnancial Services Mc. Private Wealth Management 443 UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 June 2019 CW70065.786750619 X12 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name GHISLAINE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indiv.CheckfCar Account number. Your Nnencial Advisor. SCOTT STACK MANILYLE CASIOEL Phone Questions about your statement? Call your Finary:iae Advisor or the Value of your account RAJA P.esurceline at 2'10-RMA. 1000. on May 31 (s) on lune 28 (5) account Your 035013 50,000.00 49,969.94 Visit our website: Your liabilities 0.00 0.00 svww.ubscornifinancialsennces Value of your account $50,000.00 $49,969.94 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth inww.annuakreditreportcom. Tracking the value of your account during 2019 Value of your account S me viands at yea end 2018 $49,270.55 Net deposits and 7:6 Withdrawals 3625.03 Voir mostment return 49.3 500 50.0 Dividend and 43 9 419 interest income 874.36 Change in market value SO CO Value of your account Dec 2014 Dec 2015 Ott 2016 1017 Dec 2018 May Jun 2019 on Jun it 2019 349969.94 SDNY GM 00023282 Member SIPC CNIM1001006529675NP100030144200010 0619 030575Cal Page 1 of 6 CONFIDENTIAL EFTA_00133902 EFTA01275673 Account name: GHISLAINE MA, ‘r. EL_ ICI UBS Resource Management Account lure 2019 Friendly account namerIndiv Checkfrar Account number: Your Financial Advisor SCOTT STAC. " '11YIF CAGRIFI Your account balance sheet Summary of your assets Value on Percentage of lune 28 (14 your account • Cash and money balances may include A Cash and money balances 49,969.94 100 00% Your current asset allocation available cash balances. VBS Bank LISA deposit B Cash alternatives 0.00 000% account, VBS FDIC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about ;our statement on the last two pages of this statement for detaks about those balances. Total assets $49,969.94 100.00% A Value of your account $49,969.94 Eye on the markets Percentage change Index rule 2019 Year to date SW 500 7.05% 18.54% Russell 3000 7.02% 1671% MSC1- Europe, Australia & Far East 5.97% 14.49% Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11% Interest rates on June 28, 2019 One-month LibOk. 2.40% CNP7C009006528676 NP70C0301942 00003 0519 0305751 M_000232tefte 2 of 6 CONFIDENTIAL EFFA_00133903 EFTA01275674 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi medal Advisor: Friendly account name-Indiv Ched4Car SCOTT STACK MANS YIECASRIF1 Account number. Change in the value of your account Cash activity summary June2019($) Year to date (I) See Account atilt the month for detail: Be/antes In year Sweep Options ate indueedin the opereng and closing balances east FDIC insurance /copier to deposits at UBS Bank USA and dr. banks participating in the UBS FDIC insured Deposit Frown,, It OCeS not ad* to deposits at UBS AG. Seariord &arch. SIPC Opening account value $50,000.00 349,270.55 Protection applies to money market sweep find holdings but rot bark deposits SeeImportant information about your statement on the last two pages d this document for detals Deposits, including investments transferred in 3,722.53 31,946.25 AN 2019 It) Year to date (S) Withdrawals and fees, Opening balances $50,000.00 $49,270.55 including investments transferred -3,762.47 Add/tons cart -31,321.22 Deposits and other funds credited 3,722.53 31,946.25 Dividend and interest income 9.88 74.36 Dividend aid interest income 9.88 74.36 Closing account value $49,969.94 $49,969.94 Total additions $3,732.41 $32,020.61 Dividend and interest income earned Subtractions Checks and bill payments -3,762 47 -29,220.16 For purposes of ens statement, tatablty of interest and doldend income has been determined ficM a US Cash/ ATM transact ons 000 -2,009.00 lac laCatIla3 PersPedive. Based upon the residence of the account header. account type. or product type, tome interest ander' dvid,nd payments may riot be subject to United States (US) andor Puerto Rico (PR) Income tails The (lent monthly statement is not intended to be used and (armor be (tied upon for lac ATM fee rebates 0.00 9.00 purposes. Clients should refer to the arc/Katie lax reposing forms they recent. from IRS annualy, such as the fomss 1099 and the Forms 493, foe lac reporting information it is the practice of UBS to file the Card payments 0.00 -101.06 aPpliCatle la reporting forms with the US Interns Reveille senice and PR TreaStay OeCertMent and in sigh loran aCCurately dal fy (hie:lends ray Interest aS la, exerrpt or tarot* extent Pleat (antonym( Total subtractions -$3,762.47 -$31,321.22 incixdual tax preparer. Net cash flow -$30.06 $699.39 June 20'9(1) Year to date (S) Closing balances $49,969.94 $49,969.94 Taxable interest 9.88 63.48 Total current year $9.96 $63.48 Prior year adjustment 0.00 10s8 Total dividend & interest $9.86 $74.36 SDNY GM 00023284 CHP7C0093C6S78677 NV7003301942 000O3 CE,l 9 030579304 Page 3 of 6 CONFIDENTIAL EFTA_00133904 EFTA01275675 *UBS Resource Management Account lure 2019 Account name: r GHISLAINE MAXWELL Friendly account name: iv ChealCar Account number: Your K nendel Advisor scan STACK MANS Yi F CASRIFI UBS Bank USA Deposit Account APY Your investment objectives: You have identified the following investment objectives for this account If you have questions Interest perlOd May 7 -Jun 6 about these oblecoves, disagree with them, or wish to change them, please contact your Opening UBS Bank USA Deposit balance May 7 843,559.47 Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about lour statement at the end of this Closing UBS Bank USA Deposit balance Jun 6 849,969.94 document Number of days in interest period 31 Your return objective: Average daily balance 844,541 65 Currant income & capital appreciation Your risk profile: Interest earned 89.88 Primary - Aggressive Annual percentage yield earned 0.26% Investment eligibility consideration - None selected My Choice Rewards Points from UBS Your account instructions • Yew account cost basis default closing method is FIFO, First In, First Out Rewards corm are reflected as d the 26th of the month or the paiar business day if the 26th fats On a weekend holiday. Re wank paint activity cetais can be found on wxw.uatconeionaneseivxes hale 2019 Year to date Opening balance 7,696 7,594 Points earned 0 102 Closing balance 7,696 7,696 CM7C008006528678NP7000301442 00003 06I 9 03057500 fe_Gf ruocinStge 4 of 6 CONFIDENTIAL EFTA_00133905 EFTA01275676 Account name: GHISLAINE MAXWELL Resource Management Account Your Finandal Advisor: *UBS lune 2019 Friendly account name: lndiv CheCk/Car Account number. SCOTT STACK kilAtILYLE CASRIEL Your assets Scene daces, income and touted ea ues shorn may te apploAnale. As a recut. gam ancllosses ma/ 001 be accurately refkaed. See sissportentinSownefron about your statement a IN end of This cecumem for mare infornsson. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bank USA depost account balances. UBS Balk USA and 81 UBS FDK Insured Progan8ank deposit accouN baaxes are insured by the FDIC within UBS FDIC Insured Rogan Sank Stances, UBS AG Stanford Stanch deposit account balances and rroney appricatat lints, but are not protected by SIFC. uBS AG Stanford Brant h &past account balances zee not insured market MIAMI kind sweep balances. by NYC and ate not protected by 5IPC. Money market sweep balances are protected by 51K but at not Insured by the FDIC See the Important information aboutrot statement at the end of this document for details about those balances. openng baance Closing bRavice Peet per shale Aiesessit ancients Interest O4311 n Hddng on Jun I(5) on Jun 28(5) on nun 28 (5) rate period period cep trnount (5) LIES BANK USA DEP ACCT 50,00000 49,969.94 250,000.00 Your total assets Percentage of Cost Estimated unrealized value on Sun 28 (1) yOur account Oasis al annual incone pan or loss it) Cash Cash and money balances 09,969.94 100.00% 49.969.94 Total 549,969.94 100.00% 549,969.94 Account activity this month Date Actialy Description Amount (S) Deposits and other fends credked Jun 3 Transfer FM Y1 23575 0100 3)22.53 Total deposits end other funds credited 93.72253 Die Actively Doc rption Amour (5) Dividend and interest income Taxable interest Jun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF Ofr 0519 9.88 Total taxable interest $9.88 Total dividend and interest income $9.88 Date Actlaty DeKnplon ArrOunt (5) Bill payments Jun 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -3722.53 continued next page SDNY GM 00023286 CHP7C009305528679 NV7003301942 00033 06l9 030579004 ►age S of 6 CONFIDENTIAL EFTA_00 I 33906 EFTA01275677 $UBS Account name: GHISLAINE MAXWELL Resource Management Account Friendly account name:Indiv Check/Car Your 14 vandal Advisor. SCOTT STACKMANLYLE CASRIEL lune 2019 Account number: Account activity this month rconinueth Pate Attiety Descnpion Amount (S) BM payment (continued) Jun 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE 39.94 Total bill payments 43,76247 Card twits for your Attention: The new UBS Visa Infinite creed cad is here, packed with excl r I eft, more rewards end more of what you tom, including extraordinatili personalized service. All stumingly dad in metal. Visit ubs<cenivisainfinne or call us at to learn more Mirunren Payment Cue Payment Due Dae Credl Inc Avaladt O&M Une Outstanding belan(e UBS Visa credit cangs) payment information saw $35,000.00 935,030 00 90.00 This crec11 cad n eredled in 1185 Pay Crecit Cad feature and will aut0m9ticaly be paid from your accour1. Your payment is Unedited for July 20, 2019 We provide INs information on your UBS visa (fedi cards sdely as a courtesy to y0u The UBS Visa ((St (addend account are Issued ty UBS Bank USA UBS Bank USA sends you the official staernent for this &count and you should reek< your parent ac cordng to their instructions. We do not include your castandIng (tech card beance in the vane or you, &count with riES Fonancla Services inc Date A(IrVity DetChpliCti Amount IS) Money balance activities May 31 Balance forward $50,000.00 Jun 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AsOF0E104119 39.94 Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0606/ 19 9.88 Jun 28 Closing UBS Bank USA Deposit Account $49,969.94 The UBS Rani IAA Depout Account is your primary sweep colron CNP7000B006528680 NP70C030I 942 00003 OBI 9 030575004 _GM_00023Affge 6 of 6 End of statement for account number VI 23576 55 CONFIDENTIAL EFTA_00133907 EFTA01275678 Important information about your statement LISS Financial Stab a. (the Firm«Il6 hex Iran youna later than 60 drys ate the Frm capacity. A lul copy of she poky wadrg is babble Max ce terms and may rot keep pace with 6orvker.), is a mentor of all pacipal ueurhy, ccarnodly two you the fist st alma* on whit the PTO( or Me request. arid <mans excharges. UBS Fnancial Swan and UBS Problem fl ared. • Medan% N91ig to accept erne rids to Patio+ sal Bark USA re alma abalones of LES AG and - Prot:ley» acne ad accuse number Of any) Nether the SIPC praeclionna the Rex/emeriti tolerate sane volatility to seek higher returns affiliates of UR, Secretes U.C. The F ism'sfranca - Desalve the mot or the natter you are treure protatonapply to: • Aggress n: Wiling to accept high rids to pnncpal and statement savaibbleuponrequest. the FirmS ~We about, and eeplain as choke as you can why you • Centel tnantal assets controlled by (aid naiad n high volatility to seek NOreturns orer toe. offices an at: believe e is an axe a yew you need ma* your accent vale but loaf away tarn UBS Pinestel • inwilnere fittiidy Conaderatix): t selected. a raormatierk Services. For ezirrple certain (i) insurer« madras. portion ce the poiHolt fa that account may iodate LES Firma Services he - Proale the dogs anent of Me suspected error. including variable annuities. and (ih stires of metal amain swages, rented liquidly and gnaw 1200 Haber Boulevard funds registered n the sane of the account holder on natality. Weehawken, NJ 07006 The Finn or Card bsuer vel investigate you ccmplai* the books of the Sav or transfer agent), and will cared any Neer prcerptb. For alleged more • Mestmen) confront or nurilrent intends lest, Suternent lausidnoklier The Statement reememits the only official record of axe ~king UBS Vistieclasit cad eraman as if we take limbed pannenWps andprivate Iffecerneaskikal re We may tonsoliatie r rutted account statement with Leh Franco' Servos accent. Other repack. except in» than 10 business days to do this, we will axle not registered under Me Sautes Act of 1933; the urne address in the same envelope, e 0 because official tic document castanng tammug data should your account la the aeroml you Ihnk et in 0101, so that • Ciawnoates contracts (e.g. kraal exchange and they have owners 11,1") aim maintain 0rit account riot be relied upon a you ',elev. them is an era you wa have the use of the money Xing the tine e »aka natal contracts), «being louts animas retationstips wen other chat x the udeso ad*ess. If allaPOes phase report n immediately in writing to the takes in to comalee ea irentegatiat and ornmodity wits Contracts; and you prefer to recent idiadusl statements nuked n Branch Manager of the office serving you account. • Deposit meant Inapt certificates deposit) at 155 separate minlaws. ycu may decline IsouteenklOg by Please make all ducks payable to the Fems the Brk USA, INS AG U.S. bra the, aid bras b the your Fnncial Adam, tabetegh al ligees shown re attended to be morale, firma' insteuten neted on te aced of this FDIC retired Deposit Program. statement deb should not be used for tat puppies Rey ststement In addition to regular meant lees. amines The MK protection and the semplemenal »tech:redo Riandly meant memo sokty on yeer.end lac fame, lie Fonen 1099. 5499, niry be abject to mamma» km, charges fa bite not apply to thee. anen eyed they Othemite appear The Friendly mecum run* it a ort«naable •ndieume 10425. et< ,) when preparing your tax return. The Feen payment kir securitia purchases and charges for need n you Unwell. The SK PeteniOn aid the chosen by you to asie you witty» neardlearg reputed by law to report to the RS ate tmabk derma., aneurts n cash accants. Accounts that are fl atted supplemental protection de not preen against changes has ro legal effect on your account is not intended to reportable ant/table Ødt and usable Merest to other ensetulans may be subject to a vender tee. n the market valav of yxr investments ()tether as a lect ary strategy. prodxt earned on we wities held b yea »tant net proceeds an wee transactions, endow bask on«ranmated UBS Swoop Options awl of instil movement issuer briteupty where») i sse,nnt objective or rids smite emaiaed wen your accounts. mid is not a mom:» or guarantee that wealth, states. 185 offers options foe ~Nang <ash helmets to bat ce any Inancial triune, cal a will be achieved. All depose accounts at non-XIdated banks and affiliated Dividend Reinverment Program (DRIP) imesments in le e ton risk of Lass, exteding the risk of Coevamications wit the Firm banks and Money MOM' matal Kinds (Morey Funds). Thep te reflected is an average once. You mat obtain loss of the emte irrestment. You an tinge your • Pleasereconfirm any as correruncatims is swing Depose attenars at MS Bark USA and nonaffiliated the actual price from yar Financial Advisor. Cent, whole grandly won names through Online Stokes a by to fitter protect your right. enduing your rites banks pankipaing in the UBS FaCinsued Deposit tarn re purchased indro DRIP, partial Mann wall» contacting you, Fhencial Minor. seder theSecurities Meta Protection Act (WA) Program are FDIC insured n accede-Kt willFIX rules sold ard the cash sail be deposited in your account The • If the financial imitation an the top kft of the kale For more ~ion, please visa WWII! tcliC9Cre. Depose candeni renvestant rice applied by Iv ISSOK may Amount overview of this statement is not e_176 Fennell Senn" (SS Mounts at LDS AG Standord Branch and Mires of Deller from the mane price at Minh one patted shred • Value of pur ancrontkontlo. Net ol assets and stumtal Semites caries you' accent as dewing Money Firdå are rot nand by the FDiC. se sold abates brisker by avenger.» wah the :vacated imitation • Asses Includes available ash balances, values for we itonned you å thb retaleentio when You Bark deposits at not matted by WC. Money Fend Cadeinlieu opened this accost. h this east yea hods and shays areprotected by SIK. See 'UBS fared( Stakes 'larded security (tit). and Glebe' Tine Deposes, Wry whole uas maybe held n you accent. If you are trehed mats to market andcertain assets nat held tovtes we baled x ISS f~noel Seats and rot Acetall tendon' below. weeded tea panic sob as • result of a dwilieni payrreni the Otto:Long Orokoh ard youmeat make a renal by the Fem. Does not Maxie unpxed secureieslaffels a ~se, the him will «her sell panel knits at al the end of the prior rd client statement pervods, a of ry ante a »aim to both ferns ~sax request, balances in the bark deposits mar be manet price a accept an marv determined by • private investment. ~sad stock optem and • As deso-bed b the account agreements, you must witdrawn. and shares of a Morey Fad maybe mediated clearing agency, and credit Ku- accord exercisable aod options notifyusof any terta or fraud raters) checks Iffeadated and the proceeds retuned to you or your • (dates Kludes dete balances, aststrang margin reflected an year statement within 30 days after 4 was securities »ant. Investment objectives lore peal lent short account balances. maikd a nude autoble. The meow re objectives and risk profile se 'peat to • Pleased:we customer complaints a' Feter irtrxmateen about available sweep options, • Cash/money batmen Total of missested avalable each mean and mat waybetween you Meat eat balances, plus depose balances al allifisted red Ginn's< enc X rickedreg curer« irtereff rates and yields. 6 available al Neese ode. the Finn orontib in writing of any wet ted»nyersweepyeas, tom yore F natal Advisor non sedated banks, and enemy market mutual kind atoll-free as 1300AM. to 600 P.M_ (elks sigilKant change in yar financial Newton or sweep balance, at the close of tie slam» period ET Mondry throug r . or in ranting a by oiling 800762.1000. inveurrent cbettives. Fa each account heat you l Nonicorratelity tree omit bat/noes inlyet MOM we Finaixal Box SemenUre K., Clime Relations Department Moose aneol the (crooning maim» cbjettives • PP. 766 UN Financial Services account protection net secyegzed from other balances and the Fim may CM NI 070r • prod» Cunene tame Mestmoras seeing the use art ol thee bat lithe ordnay course ol es • All nreentere tall be deemed taroks. 60d and atone The Finn is a member of the Sautes Mesta Protection generalion of inceme Corporation (MK), which protects smarties customers babas. These fade repayable teen your demand. rl not <baited to n • AchineCapiratAppredadore Mestments seeking This total is raided in the perent periodPeeing vakse. • For Ttt se or from Wick of is members al to $50:(000 (nckding 1250,000 for darns for cash). bplinatcry brochure nibble axes growth of peiexpal hater than the generation of the US: Cat neme. lancing information • in ease of errois a ~ions about an electronic mama a al ~vase seg. The WC asset protection lints appirto all accounts that you hold in a pinata • fleektai Combnason ofMoo» and Caps% For /Mated nIcarsation on the f eras lereIng practices hand:trans'«(M). ' We debit Assn<latest Ørenis seeking both the gereenta ad casebsuus, taw to yes; Client Reiffiambi> cad ea-sachem call or write to UBS <apace/. lhe Finks:gable with oaten affiliates. ha also of acne ard growth ol otitis& Agreement a storm Aseeenwil and the Genital Financial States ix., Hama lid, 6th Hoot Tarns and Conditions LIN Statement of Credit Practices Weeheolon ea 07084 Min RsettittA Sew" tudased sapkmental irstrana. The intern" anrette payable to all elOle <beats. catenate/under Overall risk profiles mailable nkretriteees andOndozwes this protecticn is SSOO nylon as of Detente( 10, 2016. • Consendaw Saes to maintain Knebl prixpal, with at wee alnremnianewnedsvinv.”1, Cale write as soon as au can, if you ?hit your low rah »SvenMy to the a<°aril overal, evell statemeni a receiff sowing ca w° need mere SuNed to the policycorn:16a end ~Max ash at the Fins is father protected Ice up to 11.9 mace, in the that meant the accent dan nol openers* Orifice-4 neamaion atout a transfer on the statement or recap. The Sim or Card tsar (as Makable) must aggregatefoe ag your accounts head in a patcular SDNY_GM_0002328.9 CONFIDENTIAL EFTA_00133908 EFTA01275679 Important information aim ut your statement (etmlinutm Your assets - Far certain securities wading n non-conformer • Est. (estimated) income, ortent yields and rates. - Werevenecanpemren Iron ta'aS Br» USA, WS Your statement ittences wraith and other assets held denominator», nee ad ornery (Ire vela) may An f rya» of arust rcont is baxict on worm AG hirdord Branch ard~affiliated bares in the raking at the end of the flaternene period You have been adjusted to facilitate proper yarn , dniderra and newest rain burning the senenes will »rout our cash sweep Scorn thus may ask for delivery of fin Paid 'counties al any tre. To obtain ~err quotations. when roar». doted be held for from statement date or until ~Trion may be a morthry per account fee or You ma/ receive wadies used ås loan careen alter yak enaval ACV'S«. mataity. Rid esthete is calla gudelne, accuracy may be a percentage of ~age defy deposit puny any Nine dr on them. Any ernes and continued income are not guaranteed biarxes deadened to he Fim ding the statemme period are • Private investment, and structured products. - Esennated annual 'came sr curer yield for limed at manse valetas of the end of the starred Private nwslment sonnies (no r) drain verman types of Snakes could rickedr a man of Activity period parteipal ion aoram and real edate :no-anent trust punchedor opeal gait in which case the ea Information repaying commissions and other chages • Con basis. in determnirg The cost basis of the securities) and Strut teed prodxu are genteelly hip, income (and current yield) would be overstated. inured n correction with the executon of traCeS, stunien included in this stnement, were indicated akpd. Crum setuctured pro-Axis haw not been - Estimated snail income and current yekl and the including optia+ vitsetan has been endaded on iryth rho numb« I,' WS Filarial 4.011/1<es has relied registered with the Securities and Erhart> actual income ad yiekl might be lower or billet confirmations newouibi futnend to you, and will be infornotion obtained from sonits oh» than WS Carrnosin or are' any state %runs laws. We than the *dinged amounts provided to you praredhl on «Ord: Faunal Seniors, anedrog Hamann Isom dalben stood. evionated takers for nitre owestrnmi - An estinate of rebated income Idividerd and« lima that du may Nit prodded to har ~cal securities rid structured products for olamal can interest) Ordeal by the current market Short siding Advisor, The Firm does awl independently way CY prroses any. Accuracy it not guaranteed vakraverage balance a based on the last dividend ll you re engaged n short selling a stony. you mu guarantee the roars a vad of xx «amnion - Thew values may differ inseam»Ty Iran pores, d or merest payment made by the issuer and incur a chart ere to certain taming costs fa that provided by sores other than WS China.' Senior nu, at which a private hum d security co reams the seorkiefidasposes will bo held fce one pan icula• security. addition although LBS Perrin Senn«.~retry structured product may be tocuid or sold and do year Troni the statement date or until nuludy. updates thrs odometer, as Å is rectwed, the fim not råkessirtry «ahem the valde you may recent Accuracy and continued yield re not guaranteed Open orders does not peon* any assurances that the damson non liguidatkor Regarding open a '9:rodditanotalein codas that war "Cod base and starealced gee/loss" d - Third party *senors of »Lie are as of a <ern • Auer not hdd by LIES Financial Services Certain were not *wound by the statenes date, open buy and wine as id the date of this statement. As such, date red a-• supplied lo UBS Financial Services on a assets ar not held by the Fim and not within the al slep orders re reduced by the amount of dodend. please do no rely cot this nlarnation to make regular basa by an intlependert valuation limy Finrs possession or ~I. These assets re Genghis on an «dark:orb or bashes date unless prehase or sale dean:5okt« lax hawses or - issuer, go-seal owner a sponsor eat:Need valis, displayed on you statement la informational nsinxted otherwise by you. You are tesponstOt for otherwise. Accounts ~weed to Irwin" may if arc re Ølled to the F rm by the issuer, paposen only. Positions and nun presented re aden that me executed due to yas failure to cancel reflect °arror in!~ in only fix the period of genteel parr or sponsor and may be «band provided by the inking firm LES F .nancul Sowers is "'Tiling apron coders. tire theyre held at the Rem Store historecal based on deferent 'eta-mat-on Iran tot used by not respornble for the nab-metal and does noe ntamation can be «bed by har Marxist Advisor. that parties to derive their estimated values. guarantee as eatery These assets at not ordered Privacy • Urritolized gainalosess. Vitsen data aailabk, - You can obtain aMnmY nitroobo' regaeding by Sit or he ire's supplementalSPY coverage. To attan a copy of Ca furtent Client Privacy Notice, earnated streaked gensflOdef art calculated for the methodology used lo determine the slate of please cadre your financial Allrise or ved as webs,» indreorm sonny lots Te transaction data for value and the date of the ihnnation that is the • Revenue aharkr and additional compensation. at »men ribs en./r4v,t rrnfre, indivilytal lots mayor mar na reflect ccrrmissions. basis la the estimate by contacting your Financial - h addition to tammoen on sala end lib-Uros» ▪ LES Financial Services is not a bark. The RMA, Busness new and« secatty reorghealion hums. Advisor. received in connection with the (bargain:in of mutual Senkes Account BSA and IRMA re brokerage Dirdend and other renvedment lots and systerark ▪ And patty rimmed vales may be reflected as funds to one dents we anchor Oct Aline roene accosts which were access tobarking senkes and pith's* lob are each combined to display ore 'Hot laced' in several situations: vrien an reveraa intring payments from donboors 10:1« !Inducts Ihnxicii an.ingernins with affiliated banks averaged lot The 'Trade date' <olefin presents the independent valuation fe mhas not suppled or n advises of the recant funds that we vall Dew and other hid-pry banks, and provide 03003410 aired transaMon trade dale. unable to /din a value, when we become aware amounts re based on two different components: (3 'svake and error' Products issued by wittier:4 • Callable tannot Bonds and Preferred stock that that a material event h.36 «cared that may calla he ern," of saksby U3S of a bank«, mutual hid-party mane companies through insvance the ruff cats la eery eedemption will be selected prewousry reported value it question, a uken find family to our dents; and 6G tie asset vale 04 a agency sibsickints ea LES Financial Strikes Int mp.whalry by lot from among as «razes of that value would be higher speculate* due to the nave patrubr mutual fund lanais shares tread at the - hastnierC, nsanca, and ensue), prod-CR. issue held in our name a in nominee rinne for or of the emery fon - Not FDIC nsund • No bank guarantee, May 1340 vela clients Call fern reformation is obtained fibre third - Wren neither an issurr, general partner or sponsor - We and our affiliate also receive mindin; and — O,4Å r.scii.r<e Management Account. Business panes and as accuracy es not g-uranthr. Other call &annelid value Ina a thed-paly estimated vakt omnbus processor fees in consideration for tramler Sewn Account BSA, IRMA and international Rhone leans may exist which child Sled yield complete pronded the Saba Of the Seanty wit bedifferent agent services het we provide to tie naua funds Management Account are registered serge muss of idoetruien will be provided upon request from its patine pike. These fees generally me pad from nestor stets n WS Financial Services kr • Price/value Preen displayed for tee ties and oter - • °kneadins to die' may irks* rerun of the mutual find and are a feed dolly amount based — «SA is a registered vademark owned byvisa posixts may be high« or Sawa than the price that capital, nocme or both. crt the rombe of ~Is at the broker-dealer humannal Service Association and used under you would actually receive b the market fists ap - 'Carrot wig we represents the neol offering holing mutual finds of that lured family license The 1035 Oka credi cads and the WS Visa obtained from »red hod party sources :inch we ran per inn and may net reflect you cost balm - h >Mann to arnill6SkrIS referral in (orreden debt cads are raped by MBank LISA with eo be «hit, bri we dona guarantee her - OPP 014 unlisted REIT sonnies rt not Idled on s with the sake a databein of annuity tamrate rd permission horn ',NU S. A browned Alloase accuracy nations' securein ~go, and re genera nvestmert Inni urn to out dionts, we ardor vadernarks, registered trademarks, sentre mans and - We general/ use the cbsing price when available or iirtad ard even Å they can be sold the price or aft Pate receive reveriee storing compensation registered «nice mucks are of their respective tie min of the bid and ans vices la listed «awed may be less han the per hare estinaltd from ma-ry of the nriuraeKt cornpanies underwnling corripanres diorites and options or only bidpekes Tor OTC nubne provided n the alCurd statenient. the annuity Untrind, affiliates of the fleManfe near bon companies or sponsors of te 4001 411441~1 IN/114 ISS Financial Sense Inc Rev. 701810 - Lees actively traded ~hies maybe priced ring a • Rozwicted seasitieit Pruned securities fpnaraly hua CrlafbLRO. vabation model or the most recent price we are not <nary eligble fa public sale. MS Financial — yon adieux, to commissions received from the obtained and may net reflect an actual main price Services uses the maket price of he urrestricted stook pallase rid sale of NeritSliares Inds, we ardor cur a yak» ol the same run as an imputed »1» la the alldote receive an asset-based revenue hang - C«ean positins may goer 'dhas a price and warded stock for purposes of the stancoset only. To Prewar* from Witham 6subusark s well es will show as 'are was noe availabke' Å we are the extent that restricted ur n ies x• elgtile for sale, finder for technology development, training ard unable to cbtan a price la a seterry. he value received may be stbstantially less hen the education. - Deposes ce stunt», denornmadd n carers« awed value shown. - Our infants also receive trader COTTli141344$ ad other than LI S. days re ref sered at the exchange Other conherealin from mutual funds and reran« ratesol the setamer< date. vareparten 04301r.0321JC14 we derby» SDNY_GM_OOO2 3289 CONFIDENTIAL EFTA 00133909 EFTA01275680 ties Financial Services Inc UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 July 2019 APZ6C00332197 0719 Y1 0 Your financial Advisor. SCOTT STACKLIAM/LYLE CASRIFL Phone Account name: GHISLAVVE MAXWELL Friendly account name: incliv Check/Car Questions about your statement? Call your Financial Advisor or the Account n umbe RMA Resourceline at 9:J0-13MA-1000, account Visit our webdte: www.Lbscomlfinancialservices Your inv•strment objectives: You have identified the following Value of your account Your account instructions • Your account cost basis default closing investment objectives for this account If on June 28 (1) on July 31 (1) method is FIFO, First In, First Out you have questions about these objectives. disagree with them, or wish to Your assets 49,969 94 149,448.50 change them, pleas. contact your Your liabilities 0.00 0.00 Financial Advisor or Branch Manager. You can find a full description of the Value of your account $49,969.94 $149,448.50 alternative investment obscoves Important information about your statement at rho and of this document Your return objective: Current incase & capital appreciation Change in the value of your account Your risk profile: Ay 2019 ell Year to date (41 Primary - Aggressive investment Nigibthty consderatan - None Opening account value 549,969.94 549,270.55 selected Deposits, including investments transferred in 130,030 06 161,976.31 Withdrawals and fees, including investments transferred out -30,56199 -61,883.21 Dividend and interest income 10 49 84.85 Closing account value 5149,448.50 S149,448.50 SDNY GM 00023290 Member SIPC M760001C00392197 F76000024665 00002 0719 03057500/ Page 9 of 14 CONFIDENTIAL EFTA_00I33910 EFTA01275681 Your rinandd Advisor: I UBS Account name: GH1SLAINE MAXWELL Resource Management Account Friendly account name:Indiv Check/Car SCOTT STACK MANLYLE CASRIEL July 2019 Account number: Y1 23576 SS Cash activity summary Dividend and interest income earned See Account activity tba month tot dela Is. Ettiantes In your Sweep Options are indudedin the cperong and closing belances %eke. FDIC insurance apples to deposits at UK Bank USA and e banks participating in the For purposes of this statement, tacataty of interest and cfmdend income has been determined from a US UBS FIX Insured Deposit Mogan. R does not apply to deposits at UBS AG. Stanford parch. 9K tar reporting perspedire Based upon the residence of the account holder, .count type, or product tgoe, potedion applies to money market sweep fund holdings but rot bank deposits. SeeImportant information some r merest ardor dividend payments may net be stttect to United SUES (US) anion Puerto Rico (PR) dbOut your Statement on the last two pages of this document for detats income taxes. the dent monthly statement is not intended lobe used and earned be relied upon for tar purposes. Clients should refer to the actricae tae reporting forms they recent Iran UBS amualy, such as July 2019 (I) Year to date (I) the forms 1099 and the Farris 480. for lax reporting information It Is the practice of UK to He the appicalle tar rezoning forms wth the US intend Revenue Sew/ and PR Treasury Department, and ,n Opening balances $49,969.94 $49,270.55 such forms accurately 030 fy dedends and or interest ea ta, exempt or Lamb* income Mese consult your inclivaual tax preparer Additions July 2019(4 I Year to date (I) Deposits and other funds credited 130,030.06 161,976.31 Dividend and interest income 10.49 84.85 Taxable Interest 10.49 73.97 Total additions $130,040.55 $162,061.16 Total current year $10.49 $73.97 Subtractions Prior year adjustment 0.00 10.88 Checks and bill payments -30,561.99 -59,782.15 Total dividend & interest $10.49 $84.85 Cash/ATM transactions 0.00 -2,009.00 ATM fee rebates 0.00 9.00 UBS Bank USA Deposit Account APY Card payments 0.00 -101.06 Interest period Ain - Jul 7 Total subtractions -$30,561.99 -$61,883.21 Opening UBS Bank USA Deposit balance Jun 7 $49,969.94 Net cash flow 199,479.56 5100,177.95 Closing UBS Bank USA Deposit balance Jul 7 $48,430.78 Closing balances $149,448.50 $149,448.50 Number of days in riterest period 31 Average daily balance $49,720 97 Interest earned $10.49 Annual percentage yield earned 025% AP/600)100039219B S26000024665 00002 0719 09057$0 002rim 10 of 14 CONFIDENTIAL EFTA_00133911 EFTA01275682 Account name: GHISLAINE MAXWELL Your Financial Advisor: Resource Management Account *UBS July 2019 Friendly account name: ndn Chet Account number. r SCC,T1 if ACK KA ANY YI t- to,R.C1 My Choke Rewards Points from UBS Rewards punts at reflected as of the 26th et lie month of the pa0f Ou9 ness df3, if the 26th LIB on a vfeelerxinandas Rewards pawn activity ()dab can be found on wnnvubs.conflonAlnesemtes July 2019 Year to date Opening balance 7,696 7,594 Points earned 0 102 Closing balance 7,696 7,696 SDNY GM 00023292 Aez60001C00392199 PZ6000024665 000020719 09352500 ►age 11 of Id CONFIDENTIAL EFTA 00133912 EFTA01275683 *UBS Yournotes ------ --A—"'" CONFIDENTIAL EFT,00133.3 EFTA01275684 Resource Management Account Account name: GHISLAINE MAXWELL Your Pt 'sandal Advisor: *UBS rut. ; -,•) Friendly account name:Inch,' CheCkkar Account number. SCOTT STACK MAIWI YLE rASRiFL Your assets Some pnces, income and current vaues shorn may teapprOxtrarle. AS a its ft . gains and losses may nal be accurately reflected. See imporunt infoanabon atiour your statement a the end of tins dxurnent fOr more infornaa on. Cash Cash and money balances Cash and money balances may inclule avalade cash balances, UBS Bank USA depost account balances. 1185 Balk USA and al UB5 FDIC Ensured Progan Bank deposit account baffiCes are insured by the FDIC vAlhin UBS FDIC insured Rogan Balk Etlances. UBS AG Stamford Branch deposit account blames and money nlicatae Inds, but ale not protected by 9FC. U8S AG Stanford Brant hdepaut account balances are not insured market mutual fund sweep blancts. by FCC and are not prceeded by 51K. Money market sweep blames are protected by 9PC but are rot Insured by the FCC See the imporMnt information *bout }our statement at the end of this document for details about those balances. Cream? More Closing baar/ce Price per share Average Weems Interest Oaul tit Hddng whir 1(S) on Al 31 (S) on Jul 31 CO rate period period Cep amount IS) UBS BANK USA DEP ACCT 49,969.94 149,4a8.50 250,000.00 Your total assets PeKenrar 01 Cost Estimated Unrea6zed Vaue on Xi 31 (5) your account bass (S) annual name (5) can Of loss (S) Cash Cash and money balances 149,445.50 100.00% 149,445.50 Total 3149,448.50 100.00% $149,448.50 Account activity this month Date Aclialy Description Amount (5) Deposits and other fends credited Jul I Transfer FM 91 235750100 30.06 Jul 22 Transfer FM Y1 235750100 130000 00 Total deposits and other funds credited $130030.06 Ole Activity DeCreptton Amount (S) Dividend and interest income Taxable interest Jul 3 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0710919 10.49 Total taxable interest $10.49 Total dividend and interest income $10449 SDNY GM 00023294 Avz60001C00392201 PZ600002466S 00002 0719 03057930a Page 13 of 14 CONFIDENTIAL EFTA_001339I4 EFTA01275685 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheicitiCar Account number: Your Nnancid Advisor SCOTT STACKMAMLYLE CASR'EL Account activity this month contrived Date Achim bescdplion known (5) Bill payments Jul 3 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE -39.94 Jul 3 Withdrawal ACH WITHDRAWAL AMEX PAYMENT •I,539.77 Jul 23 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -28,982.28 Total bill payments 4:30.561.90 Card Items for your Attention: The new UK Visa Smite credt card is here, packed with excl I efiio, more rewards ard more of what you love, includirg extraordinasiy Personalized service. All stumingly clad in metal. Vint ubsccrivisainfinile or call us at tolearn minre. M~urn Pays ent cue Payment Due ode Credt ent Antidote Oar Une outstanding bétance UBS Visa credit Cari(s) payment information 10.00 135,000.00 135,000.00 50.03 we protick lids inlonnalion on your U85 casa credt cant scatty as a courtesy to you Inc u85 visa credt card aid mount are issued ty ties Bank USA. UBS Dank Lisa sends you the official statement for this account and you should make your pageant «cordng to their instruction. We Do not imitate your outstanding credt caidbalarce in the v oe oryow account with U85 Financid Services inc. Date Adreity Oestrogen Amount (1) Money balance activities Ain 28 Balance forward $49,969.94 Jul 2 Dep0Sit UBS BANK USA DEPOSIT ACCOUNT 30.06 Jul 5 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 07/03/19 -1,579,71 Jul 8 Deposit U85 BANK USA DEPOSIT ACCOUNT AS Of 07/0919 1049 Jul 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 130,000.00 Jul 24 Withdrawal UTS5 BANK USA DEPOSIT ACCOUNT A5 OF 07123f 19 -28,982.28 MI31 Closing UBS Bank USA Deposit Account $14944850 The UBS Bank USA Deposit 44count Is your printery sweep option 4P26000I C00392202 PZ6000024665 C0002 0719 iy_Gm_00021~ 14 of 14 End of statement for account numt CONFIDENTIAL EFTA_00133915 EFTA01275686 Important information about your statement LDS f nncal Sauces Inc. (the firma UBS fins-cal her Iran you en law than 60 drys after the Frm capacity. A lot copy of he poky wording 6 available income a mon and may not keep pace with Srrvke0, is a mentor of all adeipal vieurhy, canmodity ant you the Ost ft element on which the error or Won request. Whim and oaken exchargts. ties Financial Traces and MEG Feebler^ *Pored. • Moderate Wiling to accept sane rid to pinch.] and Bank LISA re rdrect sits:dories of U35 AG and - Prose:leyou- rant and accost number Cif any) Healer the SIPC PritefolionnOr the supplemental tolerate sant waylay to seek hi-her returns affiliates of OBS Shakes LLC. The F km'sthroat - Desoto the error or the transfer you me unsure protects:a appry to: • Awn,: Willing to accept high risk to amoral and Statement is available upon request. The Firm& exanitire about, and e>plain as clearly as you can whyyou • Cerun tnancial assets controlled by (and ncladtd el high nodality to seek hug's reins Oaf time. offices ar• at: believe i is anum a why you need mat your Utast vale) but Mkt away from IRS Finncal • !moment Eigibdity Conadeotian: N sek0ed a ifformation Services. For @scale certain (0 insure.;roasts. pinion of the pot &IC for that roam may inch& 1.43$ Frwrial *ekes et. — Prone& the dal:ram:um of the suspected era. deluding Triable amuities. and 00 shres of mitual complry flralegres, hinted liquidly and creaser 1200 Hata Boulevard funds registered in the name of the accuse holder on %hoary. Weehawken, NJ 07006 The Finn a Card Mier vli investigate your canary* the books of the issuer a transfer agent), and MI carat an/ error prat-0V For alleged errors • Investment cameos or :moment refresh. kg. 0tatement ehoutiehoklar This statement represents the onfir official record of you rnolvn; UBS 1/416.a•dfhit crd traxaclem. t we take livid fannenlips and private Oliacemerts)thel ore We myconsolidate A Mated account statement with 1.65 Francs& Services account. Other worth. except more than 10 business days to do this, we will credit not registered under he Searibes 40 of 1933; the sane address in the Sarni envelope. e 9. because official lac dxunents. collaring cornicing data should you *count 1p the snowily& think tin 0101, so that • Carmoditits conVacts (e.g. foreign ercharge and they have owners who also maintain join account rot be relied upon II you beam* there is an ma or you MI have the use of the money dung the tine it preCtuS Metal contracts), including laurel contracts retationams wen other Owes at the sane aelress t omission pleat report n irreedalely n watery to the tam us to canpleite at investigation. and commodity option can and you prefer to ramie irdiwital statements mailed n Branch Manager of the office nig yar amount. • Deposit &trout (except certificates of deposit) at LEG separate Mr•ICeser, you may decline Isornehokle9 by Please make all checks payable to the Elmor the Bank USA, LEIS AG U.S. branches and barns n the calling your Financial Achim, Although al ligares shown re intended to be arcuate, financial nsteution indexed on he torn of this FDIC ensured Deposit Program. statement daa should not be used for tie payout Rey statement In addition to agar account Ins. accounts The 51K protection and the heralenintal protection do Friendly account name Jokey on yorend tax forms, (tra , Form 1099.5x96. my be elorst to mintonarce ten charges for tato not apply to these *sets men if they otherwise appear The hen* account mine is a custanaable Undaurne 10425. etc when oregano year tat return. TM Fan 6 agent for securities purchases and charges for urpaid on your statements The WC protection and the chosen by you to actin you %vitae... recordleepra It requred by law to report to he *5 al tryable &idea& waxes n cash accounts Accounts that are Careered aapplemental protection obi not protect against changes has ro legal effect on your account is not intended to reportable non-taxable <Widen& and taxable interest to other nstsulcns mey be subject to a Vander fee. n the market vane of yar imesbnents (whether as a reflect any strategy, ovoidal recommendation end on sawities held isms annt, net neer& smut of market movement, issuer balsrupky hestment obattne or rot proble associated wit. you on sale trareactkre. a-4 cot basis onratan corned UBS Swoop Options othervan accounts. and is not a promise a guarantee that math saurties. 1185 offers options for rweepng cash balances to bat a any financial results. can of will be achieved. All deposit ascents at non-41doted bores and ablated Dividend Reinvertnient Program (DRIP) imeaments inmate he risk of Los; including the risk of Connicatiens with the Firm banks and money. main Mahal leads (Money firds). Peace reflected is an average ace Tou mry obtain loss of the mike inestment. You canchange your • Pleaseretrain" any col carerunkateen in *team Depose acconnis at MBank USA and naniaffHired the actual price Iran yore Franc ral Advisor. Only whole Friendly wan names throughOnline Services a by tofurther protect your rites. incluirry your naffs banks pack:pang in the t eS FPCihstrod Deposit ewes no purchased under DU, partial shares willbe contacting you Financial Adveor. under theSecurities Investor Protection Act (WA) Progran are fD1C insured n accordance with FOK rules sold and the cash wit be &posited in yOur roans The • If the tinaxisl instioation en the top lett of the font For more ishsTnaliOn, please vise YAW., tdiC.Tif. Depose Miami renvnIrrent ace stapled by he 6ssa may ACCOteli overview of this %tenser., iS not 1.65 Fnaxitt Sewn, LOS *counts at IRS AG Stanton' Branch and shoes of caller from the maket price at stAstCh the paha shares • Vibe of put accoontkontfo. Net of assets and financial Services carries you- papa as clearing Milroy Funds are rot awed by the FDIC. re sold fishier& brcker by avengers* wan the indexed institution • Assets Includes available rah balances, mean for we Wand you se the retabonsho wheo your Bark deposits re not protected by WC. Money he'd Caelvisliou opened this Notre. h this saw, yew lads and shots are protected by SIC. See 'U3S f metal Services restricted security (n1), and Global Tine Deposits, Onii sack urea maybe held ci yore account. If you are unmated marks to muffin, andcertain *son not held secants rt hated x LOXS financial Services and rot AcCOMI Protection' below. entailed to a pasha unit as • result of a Sara payment the rivalingbroker. and you crud make a report by Ihe Pim. Does rot Mix* unaked what( assets a otherwee, the Firm MI either Sell partial units at at the end of the prior and anent statement penods, or of ay aver or °minket to both fans UPan so reseal, balances in the bare depositsmay be mars et price a accept an sewn determined by • private investrilenli, Wetted stock options and • As &sorbed in the ascount oaten/Ms, you matt weedrawn, and shares of a Money fund maybe registered clearing agency, andcredit yes aware exercisable nook options notify us of any arch or fraud invoking checks Mkehed and the proceeds retuned to you or your • Pabarines Intake debit balances, artsunIng margin reflected on you statement within 30 days after a was leashes arcane Invenseent objectives loam credit fire, short account balances. marine made zwilabao. the nvestmere objectives and risk profile are 'pectic to • Pleasediva customer consplaros ' ' Fisher Samoan about available sweep options, • Cash/moneyPawn Taal of me-nested available each account and may mybetween you accounts. cash balances, plus deposit balances at heated rid Ginn's< kelt A rickdrg currert interest rates and yields. is audible at Kea* achy* the firm promptly in wrung of any wmunbscorrysweeprelds, trom yore F racial Advisor non ilated banns, indexing market mutual lard atoll-free a BOO M.10600 LOS P.M art Kant change in yeas financial *baton a sweep balances, at the cbte of tie stamens period ET Mondry throug r . or in moirry to or by /Ong 800762.1000 investment &actives. fa each want held, you Financial Sown I Client Relations Department Nonicommodry free oak balaxes into, mare we choose not the lolowing imesment objectives: not waved from other balances and to tint may PP. Box 766 d Linen CaY. 07037 UN Financial Services mean protection • hobo Covent Moro. instillment teeing the The Finn is a member of the Searles Investor Protection use rya these funds li the °Moray rouse of its • All greens deemed corrokce and acatre generation of income okay. brims. These fads repayable won your demand. I not &hied to n days. Corporation DWG), Mich protects securities customers • AchineCapitalAppreciatiare gastrin; seeking of as meters to to $504000 (nckdirry 5250,000 for Tees total is hided in the cutest nod dosing vale. • for TTT se or from wry& growth of princPal rater than the generation of the US: Cal damns for cash). Emianatcry brochwe makable tan •1COMe Lending information • Incase of errors C4 West tan abaft an electronic reocia or al mew Mc op The SIPC asset protection Ins *Otto all &hunts tat you hold in a panair • Aoctio Combnatton ofhoot* and Captal For dieted nlarnation on the f erns lending practices Inn& freesia (F1). ' VWdebit Apple< Investments seeking both the generaffon rod chaccuies. relief to you Client Roblicashisr cad tra-nacnons. on or write toUBS capecry. The Fken together with cation affiliates. hen to of axon* andgrowth of principal Agreement Cr noon Alywnint and the General &rental Seroces K., Harbor Ind, 6th lloor, Term arid Conditions. LOS Statement of Credit Practices Weehea.en. to 07084 Ann RMAIISA San. Cuchnod suyokmeMal inmate The ninon amount payable to all eligble hints. collectively ender Overall risk porde; available nAgneentents andhiscboures thisprotection is SSOO mien as of Deamber 10, 2016. • Conserv/4w. Seeks to truntan inebl prixeal, with at riiiiiasnrariemakelocinis. Cal en write as soon as you an, if you tide you lore (irk .n.1vast Key to the account overall, even it statement a recite is twang or if you need more Subeect to the policycan:len arid Santana. ash at tieFinn is halm protected la up toII.9 make% in the that Inert the account does not generate significant reCernalKn tad a liner on the statement a reap. The Inn a Card bah (as *Osaka must aggregate for all your accuses Mid in a particular SDNY_GM_00023296 CONFIDENTIAL EFTA 00)33916 EFTA01275687 Important information about your statement (Continued) Your assets - For cenan sexton vadng n non-conIcemng • Est. (estimated) interne, current yields and rates. — We recent <Cenper6tiliell Iran WS 8eA USA, LDS Your statement itemizes securites and other assets held denonwiatons, price and wetly (face vein may An to mate el naval r‘diee n bared on (c.o.,' AG Stamford Branch and naxaffiltated banks n the account al the end of the Statement reread You have been adjusted to facilitate proper valumn dNidend and .eeriest rain attuning the semen's will thoujii our cash weep Fro;raTh may ask for delver of I liesc Paid securities al an" tee. To obtain anent quotations. when available. contact be held for one yew from siatement date or until compensation may be per account fee or You may reel,* unities used as loan («Uwe alter you &uncut Minna mataity. Rd estimate is calf a guider*, accuracy may be a percentage at aierage dak deposit paying any balance an on them. Any securities and continued income are not guaranteed tairoes tranderred to the Fm, ding the statemmt period are • Private investments and structured rig products. - Comated wrath name zed current held for lined at market value as of the end of the staanom hivate nwstrnent ward*, (IN then certain types of aeurims cold riflede a return of Activity period Dentinalion program and real estate inwernent trust pre(Pal or coital sans is which case the est information repaying commissions and other chages • Con basis. In deal-inning the cost basis of the securities) and strut mod pretexts are generally highly income (rd current pele) would be overstated. incurred n (erection with the extouton of trades, secnies included es this statement wbtie indicated &snot Ceram souctend products haw not been - Estimated arnual axone and current held and the ncLMgoptbn transactions has been inclded on wit. the number Leif:wrest Services Ms relied repine-red with the Densities and Exchange actual income and yield molt be hoe on hitter confirmations previously I umened so you ed wit be on information chained from sources other than U8S Cannossen or ado- any state securities laws. We than the *limited mints Provided to )our promptly on roams f ern Marva' Services, mluding indarnatico nom make porde evanated values for page investment - An estimate of annualized income (dinderd aockr that you may have provded to your Finarkal stakes and structured pockets for Mensal crud interest) divded by the current market Short Sling kleiser. the Firm does AM indepenietly way ce purposes colt Autrey d not guaranteed vale average balance is based on the last divdend ml you .e engaged n short sang a unity, you mo" guarantee the aCOSaCy or valday c any OMemotion - These vases may differ abstani key torn Fetes. it or merest payment made by the issuer and incur a charge Sue to (man borrowing costs fa that vended by sources other than U3S Financial Serena ay. al VAliCh privalt 'wain rt security a mune% the securnegdephas will be hell foe one pan cola* security. h addle% oath:men LeSineronal Senates generalk structured product may be Watt or sold and do yea from the statement date aunts maturity. updates efts rdamatim as t is received, the kw not recessions represent the vain you may rearm Accuracy and coached mid ere not guaranteed. Open orders does not von* any entrances dna the informaion tar Condition. Regaidng open co • roblitcancelee aders that crcler "Coat base and "Ureealcod geeloss' is - Third pony name., of value re as gai a <actin • Meets net held by WS Financial Services. Certain were not minted by the summon date, open buy and activate as in the date of this statement. As suthc date aH are suppled to UBS Finn sal Series on a assets ar e not held by the Fin and no within the tel stop orders we waxed by the amain of &does please do not rely on this nlanution to make regular bass by an ideperokrt valueion lima Files possession or control. These assets are Or nyhtS on an exenederds a hiectits date unless peewee sale decisions for to - neat generale/me or sponsor («mated vans, deployed on yeti statement IC. ntow:national nstructect othenwse by you. You we respcenesk fte othenvise. Acccums transferred to the F ern may any, we suppled to the Finn by the 6Sulf, purposes only. Positions and values presented re ado, that at executed ea to yam failure to cancel reflect gallon ammo van only to the period or general power or spawn and may be eakulated provided by the slung (am 1185 Financial Sews is "in.; OW cedes. tee theywe held at the Fan More bigot:cal based on deferent infarnaten kart that used by not retardant for this inkernahn and does not Memel*, can be added by you* Fnarxiel Advisor. that pates to derive the estrnated vases. guarantee IS accuracy These assets we rol orctected Privacy • Unwanted gantelosses. Mien data 6 asailabk, - You can cbtain additional ofemution regarding by SK or toe F im's supplementalDK coverage. To Aeon a copy a as current Client Privacy Notice, tempted unrealized gansflosses are calculated For the met-4,001w used to determine the estimated please contact yes Fnancial Achim- or visit as weave nchaidat stoney lots the enaction data for value ad the date of the eicrinatiCel that is the • Revenue sharing and Maim/A pempensation. at >wen gin ensurvivierr,frt. nchiMal lots may or may rice ref act earmissions. basis la the estimate by contacting yam Financial - h addition to commissinn on sales and 12b.1 fees - 185 Financial Devices is rot a bark. The RMA, Benne« charges ander seedily reorganeal on events. Adv60r. reeved in connection with the desolation of mutual Services Account BSA and IRMA we brokerage Deeded and other reoveoment lots and systematic - Tag patty estimated oaken may be reflected as funds to on <ens we ardor our anew. recede accounts Pahl( provide access to barking senses and puthise lots are each combined to display re like priced' in several leuatienS: Mien an rove te thee° payments from datibuices andor products ihretacts alarigernirritS wth affliaied banks averaged lot Ilne 'Trade date colmn phones the independent valuation fern has not suppled or advisees of the mutual fads that so sell Dew and other hid-anybanks, and provides access to agiw transaction trade dale. unable to haws a value. when we Wane aware amounts we based on two different orroceentsi (4 issuance and armed Products issued by unaffiliated • Callable stock that that a material event has anted that my calla the arrest of sales ty1.8$ of a particular- revival thind.party noiancectmpanes through instance the ewercats for eery rederrptoin wit be selected presoak reported value im questa, a when a find fanny to our dents; and 60 tie asset vats, of a agency stbsidants of LDS Financial Seem Inc niparbally by lot Iran among al scarlet of that value would be highly speculative due to the nave particular Mutual fund lanais therm held a the — entstmere, inswance, and annuity pred-icts. :Sue hind n rum. or in none*. rem for at ea the amity fins — Not FDC insured • No bane guarantee. May lose vain clients Call lease nformalen is obtained from third - Wnen neither an tsar, general partner a sponsor - We and or, affiliate also receive networking and — tMA lasairce Management Account. Busyness parties and es away is not guaranteed. Other call estimated value nor a thee-poly estimated val.* is ornnbus processing fees in consideration for transfer Series Account ESA IRMA and nteenationil Resource leaves may ewe which cold! ect weld. complete incnded, the woke of the warty wit bedifferent agent services that we provide to to nuual funds Management Account are registered service marks of istoematon will be provided upon request from its penhase These lessen:re/yaw pad from inwstor assets LSI Financial Services Inc. • Price/value hien displayed for securities and other - 'Distributers to date' may snook When of the mutual find and are a feed doll. amain based — VKA is a registered vacittrurk owned by Visa products ma" high.' or hoer than the price that capital name or both. an the mother of amounts at the bracer-dealer Me nai:nal Service Associnion and used undo you would actually reeve in the market au Prkes - • Greta IPA size' represents the ninal offering holding mutual funds o1 that fund fanny license The LEIS Vna credi cods ard the LIES Visa obtained from vac end party sources we p. and may not reflect jots cost bassi. — h addition to CCenril6SkinS received in connection debt cads are smed by LOS Bann USA with bete to be elabSe, tot we dons gaunter the - DPP Ind Willed RErt settees are not listed on a with the use a &tauten of annuity contracts and pirmissen foam visa U S. A Incorporated All oche Macy national secure/es exchange. and we generally unit investment least iron to on dices, we ardor tads meld. registered trademarks, strike marks and - We generale" use the chairs price when available or acted ani hen 0 they can be sold, the price as afloat, receive several. during corrpensaton registered senice nudes are of their repels* tie mean of the bid and ask prices for listed received may be less tan the per share estimated from May of the operant companies unckrwritins cormanies sexism and options a onk bid peas Ice OTC value provided n the account statement. the annuityentracte, affiliates of the Nuisance wctikes cm-panes or sprees of the VM estrommt oats LIES Finance( Services Inc Rev. 701810 - Less actively traded seethes maybe priced using a • Rastridad securities Restricted securities gen•raly we estrange valuation model or the most recent price we are not wreak ehcable la pubk sale. 1.8$ Financial — h addax, to ccerrnissions received from the obtained and may not reflect an actual market price Services uses the maker price of tie urreancted stock pichase arid sale of Ne4Shares finds, we actor cur a aka. of the Sarre twat as an inflated value lee the anlute receive an asset-based revenue sharing ▪ Cenail positions may taper w thong a price end resettled stock for purposes of the StOfteltat only. To payment from Mutants distibuxn. A well as wit show as 'once was not available Ben an the extent that restricted seam ies are eligNe for sale, finding for technology development, training and triable to (bean a price for a Wanly. he value received may be obstantially less tun the education. - Deposes ce unities denconnated n arrences owed value shown. — Our Alleles also receive trading cormiissons and other than U S. dollars re reflected at the exchange other compensation from mutual funds and entrance rate as of the statemere date. «meanie; Mari picelon we chtuttne SDNY_GM_00023297 CONFIDENTIAL EFTA 00133917 EFTA01275688 UBS Financial Senices tic. Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 August 2019 An847003915390319 Y1 0 Your financial Advisor. SCOTT STACK MANILYLE CASRIEL Phone Account name: GHISLAINE MAXWELL friendly account name: Indiv.thackkar Questions about your statement? Call your Financial Advisor or the Account number: RMA ResourceUne at 800-RMA-1000, account Visite°, website: www.ubscomffinancialservices Your investment objectives: You have identified the following investment objectives for this account If Value of your account Your account instructions • Your account cost basis default closing you have questions about these on July 31 (5) on August 30 (SI method is FIFO, First tt. First Out. objectives, disagree with them, or wah to change them, please contact your Your assets 149,448 50 3,272.32 friancial Advisor or Branch Manager. YOU Your liabilities 0.00 0.00 can find a full description of the alternative investment objectives in Value of your account $149,448.50 $3,272.32 Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your tisk profile: Change in the value of your account Primary - Aggressive August 2019 (1) Year to date (d) Investment eligibility consideration None Opening account value $149,448.50 549,370.55 selected Deposits, including investments transferred in 3,846 31 165,822.62 Withdrawals and fees, including investments transferred out -150,039.94 -211,923.15 Dividend and interest income 17.45 102.30 Closing account value 53,272.32 $3,272.32 SDNY GM 00023298 Member SIPC Aez60001030391539 r2600:024517 00002 0819 03057 II Page 9 of 14 CONFIDENTIAL EFTA_00133918 EFTA01275689 SUBS Resource Management Account August 2019 Account name: GHISLAINE MAXWELL Friendly account nanw:Indiv Chfclegar Account number: Your Fi model Advisor. SCOTT STACK MAIILYLE CASRIEL Cash activity summary Dividend and interest income earned See Account 4Cttetty Ma month tot decals. Baantes In your sweep Options are induCedin the opening anti closing balances 'due. FDIC Insurance apples to deposits al UK Bank USA and eA banks pankipatirg in the For purposes of this statement, tacablity of interest and andend income has been determined from a US 1)85 PDC Insured Deposit Progran, R Ores not appty to deposits at UBS AG. Stanford &arch. 9K tar waling perspective Based upon the residence of the account ho der, account type. or product 1)0e. protection applies to money market sweep fund hddings but rot bank deposits SeeImportant infOrilatean some riveted ardor *Arena payments may not be suaert to United Stiles (US) ander Puerto PICO (PR) about your statement on the last two peaces of this document for detalS income tarn. The (lent monthy statement is not intended to be used and tams be relied upon for tax purposes. Clients should refer to the appecate tat reporting farm they receive Iran 185 annually, such as August 2019 11) Year to date (S) the forms 1099 and the rant 480. foe lac reporting inlormaton It IS the practice of VB5 to file the apahcalsre tar tenoning forms with the US internal Revenue Sense. aid PR Treasury Department, and in Opening balances $149,448.50 $49,270.55 such forms accurately CLasFry dedends and or interest as la. exempt or tent.* income Please consult your indigdual tax prepare( Additions August 2019 (SI Year to date IS) Deposits and other funds credited 3,846.31 165,822.62 Dividend aid interest income 17.45 102.30 Taxable interest 17.45 91.42 Total additions $3,863.76 $165,924.92 Total current year $1745 $9142 Prior year adjustment 0.00 1028 Subtractions Checks and bill payments -3994 -59,822.09 Total dividend & interest $17.45 $102.30 Cash/ ATM transactions 0.00 -2,009.00 ATM fee rebates 0.00 9.00 UBS Bank USA Deposit Account APY Card payments 0.00 -101.06 Interest period Jul 8 - Aug 6 Other funds debited -150,000.00 -150,000.00 Opening UBS Bank USA Deposit balance Jul 8 $48,430.78 Total subtractions -$150,039.94 -$211,923.15 Closing UBS Bank USA Deposit balance Aug 6 $149,426.01 Net cash flow -$146,176.18 -$45,998.23 Number of days in Merest period 30 dosing balances $3,272.32 $3,272.32 Average daily balance $98,932.98 Interest earned $1 7.45 Annual percentage yield earned 0.21% sr2600)100099I 530 F260(0324517 00002 0819 030575004 0002§lag 10 of 14 CONFIDENTIAL EFTA_00133919 EFTA01275690 Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor: *UBS August 2019 Friendly account name:Inclar Check/Car Account number. SCOTT STACK MANLY'S CASRlEL My Choke Rewards Points from UBS Rewards dams are leflected as of the 26th e4 the month of the pm' business 04, d the 26th talc on a %seemed Wipes rtetarapcomt admty detab (an be found on wwwubS.COM/OnS92SeNktS August 2019 Year to date Opening balance 7,696 7,594 Points earned 0 102 Closing balance 7,696 7,696 SDNY GM 00023300 APZ6000I CO0391541 S76009024517 00002 OBI 9 030575004 Page 11 of 10 CONFIDENTIAL EFIA_00133920 EFTA01275691 *UBS Yournotes NESX0100041542 14606020517 MOO, 01190.1057503 0.2..11 al II CONFIDENTIAL EFT,00B3921 EFTA01275692 Account name: GHISLAINE MAXWELL Resource Management Account Your Financial Advisor: *UBS Au.a„I :C. 17 Friendly account name:Inch,' Check/Car Account number. SCOTT STACK MAN iTIFCA Skic I Your assets Sorne prices, income and current vaues Shear, may te Epp,GAMER. AS a kite. gains andlOsses ma/ mil te eccuralely reflected. See imporunr inlarreabon abour your statement a the end of tins dxumem far more infornason. Cash Cash and money balances CasPaM morey balances ma/ induce avalaale cash balances, UBS Bank. USA depast account balances, UBS Balk USA and al UBS FDK Insured Progam Balk deposit tc<Ount tdences are insured by the FDIC within UBS FDIC insured Rogan Sank Balances, UBS AG Stamford Stanch deposit account baances and money applIcatae Inns, but ale not protected by 9PC. UBS AG Stanford Brant h deport account balances ate not insured market mut utl fund sweep balances. by FCC and are not protected by 51K. Money market sweep balances are protected by 9K but are nca Insured by the FDIC See the Important information tout your statement at the end of this dxument for details about those blames. cbenng baance CIOSing INIance Price per snare Average DnIdend Interest Dias n Hddng on Aug 1 (l) on Aug 30 (S) on Aug 30 CO rale period Per100 Cap trnOlinl UBS BANK USA DEP ACCT 149,448.50 327232 250,000.00 Your total assets Percentage of Cost Cremated Unrethied value on Aug 30 (S) YOU( account bas's (5) annual inccn* (S) eanosh:65(S) Cash Cash sad money balances 327232 100.00% 327232 Total $3,272.32 100.00% $3272.32 Account activity this month Date Adinty Description erment (S) Deposits and other fonds credked Aug 20 Transfer FM YI 23680 2100 3046.31 Total deposits end other funds credited 3324631 Date Mihaly Deurption Arrow* (S) Dividend and interest income Taxable interest Aug 7 Interest UBS 8ANP USA DEPOSIT ACCOUNT AS OF Oa OE/ 19 17.45 Total taxable interest 31745 Total dividend and isterest income $1745 Dale ACIlitty DtSCrIplon Amount Bill payments Aug 2 Withdrawal ACH WITHDRAWAL MITECHEALTHONE .3994 Total bill payments 439.94 SDNY GM 00023302 APZ6000101)0391543 ;76000024517 000020819 03057$001 ►ays 13 of 10 CONFIDENTIAL EFTA_00133922 EFTA01275693 Resource Management Account Account name: GHISLAINE MAXWELL *UBS August 2019 Friendly account name:Indiv Checlikar Account number: Your Knencial Advisor- SCOTT STACKMANLYIF CASR'EL Account activity this month rcontnuedi Ode Actiuty Desomnon Amount (1) Other funds debited Aug 20 Withdrawal FEDERAL FUNDS TO Leah Saffian Inc AT BANK OF AMERICA, N A , CA -150,000.00 Total other funds debited -S150,000.00 aste Activity Desoimicn Amount (I) Money balance activities MI31 Balance forward 1149,44850 Aug 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02102/19 -39.94 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0& 06119 17.45 Aug?! Withdrawal t./85 BANK USA DEPOSE ACCOUNT AS OF OF/20/19 -146.153.69 Aug 30 Closing UBS Bank USA Deposit Account 13,27232 me LIB'S Bank USA oerroso ',count Is your primary swee0 rotion Apz8009100039I 544 PZ6000024517 08002 0619 0 _0002Pagg 14 of 14 End of statement for account number CONFIDENTIAL EFIA_00133923 EFTA01275694 Important information about your statement URS Firm& Sawn K. (the firma U95 ~jai her Wanyouit later that 60 days after the Frm capacity Aloe copy of Me poky wadrg is available Kari.. a returns and mayn't keep pace well 6onikera is a mentor ol all principal ueurhy, ccarnoclity two you the fist tt dement on vk,kh the toe or uPOn request. inflation arid palms excharges. UBS Financial Swam and UB5 Problem appeared. • McioWate Wiling to accept XXX rids 10 PrincPr ard Bark 1)54 are ndrect stbsdaries of 1.25 AG and - Ronde you. rant ad accost number Cd any) fierier the SIPC prodecionnar the asidemerdal tolerate sane vidatrity to seek hijwr returns affiliates of UB5Secuties LIZ. The Finis frunt& — Dew& the tow or the voider you are anise prObalOn apply to: • Aggress t: Wiling to accept hids rids to princpar aid statement is available upon request the Firmi execuirve about and mplain as cherry as you can why you • eerier, toot& assets controlled by NS claret& rt high volatility to seek highreturns over time. officet an at: believe it is»«T« a vary you need more your accord fake) but tellawry ran UBS Fins-col • Inwitment Eittildy Conaderatew Y selected. a information. Services. For nimble certain lb insurer«raises. portion of the por Hole for that account my include 18$ Foricel Services K. — Pron.!. the doer anset of the suspected error. including oriole annuities. and 03 tves of mutual carp,. strategies, tinted liquidly and greater 1200 Hat«Boulevard funds registered lithe mane of the account holder on eloletitty. Weeanken, NJ 07086 The Fim or Card baser well :instigate your caviare the book, of the neuer or transfer *gang and WA carol evertor parpty. For alleged mors • twestmen contrail a nvellment infants leg, Statement •hous.dneklier This natg ord feresents the only official recond of you Moberg UBS Visandebit cad tramactiono if we take limbed conneinlips andprivate placements)tue re We may ronsoidatie r related account statement with URS Fruncral Services account. Other recast, except mire that 10 business days to do this, we will credit not registered under the Seeriltes Act of 1933; the sane address in the Sal* envelope. e g because oared tic damns. ratanrig contliang data should your reart la the amount you Ihnk is in tam, so that • Crawnodities contracts (e.g. foe*, exchange and they haw maws 1010 alto mantain jon; accost rol be relied upon II youbedew there is an ens ce you wa have the use d the money dung the tine d prnetus al contracts), nyring futures contras rerationstips vein other ChengS X the sane ad*ess. if omitroon please report il ierneriviely n wring to the tdin u to correaltte ow ;synaptic" and conmedity option contracts; and you prefer to recent individual statements moiled n Brands Manager of the office servig you account. • Deposit recants (except certificates of &posh) at LBS mituraterrelans. you may decline IsoutebokIrg by Please make all checks payable to the Fem a the Bala USA, WS AG U.S. braxhes end bats it the (Asp your Financial Adercii Meng% alIgles shover re ntended to be arcuate, financial mauler, /ideated on ihe ban et this FDIC Insured Deposit Program. statement &lashould not be used for tan pasposes Rea/ statement In addition to regular accost lees. scouts The SIPC protection and the sipplementall protedead0 Friendly /tenet mime Jokey onto:fiend tax lams, 0.9 Form 1099.5x96, OW be abject to rearemante fen charges for bio not apply to those assets hent they Othentele appear The Friendly account rim is a arsemaabk *nikame 10425. etc .) when preparng your tax return. We Peen payment for securdes purchases and charges for urpaid • yCsa statement,. The SIC protection and the chosen by you to XXX you wahyor wadi...peg II re:wed by tow to report to tie RS all trable &adman ettuns in cash accounts Accounts that are Wandered etplernental protection do not prole« name changes has ro legal effect on yosr account is not Mended to reportable nontaxable divicknit and mirk interest to other enastma nay be subject to a transfer fee. n the market vats of yxr imams (whether as a relied our strategy. prods-I.recarencredaters earned on snuities held n you. accord, net proceeds *scat or market movement issuer batsupecy investment objective or ris polde marred web your on sate transactions, ad cost basis on«nab cowed UBS Sweep Options otherniN Smyth ard es not • atomise or guarantee that twain woo:dies. 1,8$ offer, options for sweepreg cash bola-Kee to bat or ard financialrehas can of will be achieved. All depose octants at non-alerted banks and afflicted Dividend Rein ettesen Program (DRIP) imesments inure the risk of Lass, incleclitg the riskel CeermseskatIons with the Pi= banks and money make mood funds (Monty Fads). The pxe reflected is an average price. You mar obtan loss of the emte inearrient. You randung, your • Please reconfirm try sal conyunications n witisg Deposit atccurds at MS Bark USA and nan.affNixed the altal price from you. Prust isl Advisor. Orer vanle bendy wore names terough Online Services a by tofurther protect your rights. inckakta your riles barks pardadeibg n the UBS FICACanued Deposit Own go purchased undo DRIP, preiabhates wine contain; you,F runcial Adorer. utter theSecurities Mesta Protenen An (S.A) Program are FDK insured nran:Tree verb FDIC rules sold ard the cash wit be deposited in your account The • If thefirm& instionion on the top lett of the from for more information, please vist twiny rde.gov. Depose *Mend renvesirrm price svorilied by ate esser may Arcot« overview of this statement is not U3S Fnancid Serwes, LOS «counts al U35 AG Sterdad Brandt and sham or XXX' hant the mal:« Price at Yfrx<11 the Weil Shift, • Value of pouf KcountOonlolo. Net of assets and f banal Services carries yaw 4tØ as caving MoneyFinds are no inesed by the PDIC. are sold litideiet Øer by among* watt the ikkated institution • Asars trxiudes available cash bermes, news for we itortricd you of this rettliodoshb when you Bank deposits are nol protected by WC. Money Find Cadeinlieu rdried security frit ). and Global Time Deposits, opened this accuse. h thrs fast yea lads and shares are protected by SleC. See 'UBSTrurcial Services Orly urdok ass maybeheld an yon XCatrit. If you are Ac«uni tomato,' Ø. annearyd mats to market and certah assets rot held murtes re Located at lab f~owl Sows and not elated maroon& unit as • stub of a dendreni payment by the Fim. Does n01 bark unpxed securentlassels the W/o:Laing beaker, ard you 'nun mare a rØ a otherwise, the Firm sell «her sell partial uses at at the end of the pear and arrent statement penods, a of aw ewer a amnion to both hens Latal stir request, balances b the bank deposits mar be mal.et price or accept n omart determined by a private in invested nak opions and • As deso-bed n the account agreements, you must withdrawn, adshares of a Morey Fund may be regained clearing agency, red credit yea atten km:bled and the proceeds retuned to you or your hateable stock options notify us of any eMat or fraud itwOhirg checks • liaabes Irckscles debit Winces, outstanding margin reflected nyos stakerent within 30 stays after 4 was mosities roast. Investment objectives matlido made avaldale. bin. credit Ines short accent balances The manned obectives and risk profile se spwde to • Cashlmoney &ewes Total of uninvested available • Pleased:ea customer amplards o. " Further niamaiat about avarice* sweep options. each account and may waybetween you ,cards Sim's< knit rictdreg curter« ireerest rate, and yields, 6 mullable al cash balances, pias depose balances al affiliated ard Please advise the Fim prompt), in wring of an/ naafidated balls, rechnoty market mutual Iced toildree at 8i00 AM. 10600 P.M www.bsconsweeprocb tram your Franc& Advisor Keaicant duge in your financial Minton or a by calling 800-7621000. snoep baboon, at the cbs. of the tenement period ET Mondry throug r . or in nntina to U35 invesurem objectives. Fa each woad he4 you Financial Services K., Client Relations Department NonitorrmodAy free aedt balances in yea ward are choose coed the blowing intestment objectives: not seceigred from other brines and Me Fim may P.O. Box 766 Union ay, NI 07037 UBS Ananciel Services account protection • Pucker Cement income Memories weirs] the The Finn es a menter of te Secretes Mestor Protection use ry of these lude tithe ordnay course ol is • All Praemen, shall be deemed (oscine rid acarse generation of income orb. brows. These fads repayable Leon your demand. ri not charted ton ' days Corporation (WC), which protects parities ,stamen • *chine CapirrAppnriadorc kwestments seeking ol as members i.e to 4504003 (nokding 1250,000 for This total is nctded in the anent pored <bang vakse. • Faint set or from paid* tiems for cash) bplinatay brochure aaØk tØ grovich of platpal ranee than the generates of the US.: Cat ream. Leming information • Incase of neon or ~ions about nektonic MVP% a al wear Moo erg. The SIK asset protection lints oppy to all roosts tut you hold ?rapine:is& • Pecids•Combriason of Worn arid Captal For detailed niansatial on the tem's Irking practices hock transfer (FR We debit Appreciation: Investments seeking both the generation rid dalcont refer to ~Client Reasicashp cad eareachorts, call or write to UBS ay. aw lh e Fiwnagethr with eaten affiliates. ha abe of hart* and drowth cd pitied. Agreement or Accost Agreement and the General Financial Senices to HMO« 1,4, 6th floor, Terms and Conditions U95 Statement of Credit Practices Werhawlers 07086, sun RMASSA SerWAX lartned supplernentai karma. The marinm anoorsi payable to all eligtile dints. collective>, under Overd risk profip available n Agreement andOrichages thisprotection es SSOO million as of December 10, 2016. • Consenikte. Seeks to ~an inter pitapat with Cal a write as soar as you can, if you ?hit your low risk art vatt my to the account await, even Supert lo the polkycoriddiao end knoeden cash at statement a recept 6vecro caps need more the Gem is hither protected for up to 11.9 niacin in Mt that means the account does not generate significant Mormaton atcut a linter on the slower« of teats The Ann or Card ewer (as altAcchir) most Aggregate for all your accords held n a particular SDNY_GM_00023304 CONFIDENTIAL EFIA_00133924 EFTA01275695 Important informatimi about your statement (Continued) Your assets - For certain washes raging in non-wilenvy • Est. (estimated) income, current yields and rates. - We seethe <COIrZentsIPNI Iran ULIS MM. USA, 185 Your statement Menges recueites and other assets hell dencennatent price rd queerly (face whir) may An em mot of awe rccort n bated on agars AG Strained Branch and naeaff deed baths n the account a the end of the Statement Need You have been adjusted to facilitate proper venal dsidend and item rain, assuming the exams will *rout our cash sweep ae0;arn This may ask for delvery of fully paid securities al am tee. To MUM anent Quotations. when available, contact be held for one yea from statement date or anti compensation may be a mace* per thcerc fee or You may wallies used as loan cc/Laserel alter yCe_r F ()arc's! Acinscr. rnataity. This &aim* is calf a gudelne, accuracy may be a percentage of nerage defy deposit paying any Wire< Sir on them. Army securities and continued exam are not guaranteed. Waxes mothered to the arm Wog the athemmt pored are • Private investments and structured products. — Estrroted anal 'came rid current weld for Plated at merle yahoos of the end of the state/me hivate mestment pecterbes (ix idn9 deed tenet, types of invites could noble a resin of Activity period ParteiPali:n oroaam rd real estate investment preoPel or caper gains in which case the esi Information regadng cornrMsithi and other chromes • Con basis. In cietermnirg the cost basis of the socuthies) and strut mod predicts are generally highly WH0A* (rd current welch would be overstated. incurred n correction with the exewon of trades, steams inauded in this stateMent MAO. indicated /god Chan shush:id products haw not been - Estimated anal mane and curet weld and the incliningoption transactions has been exiided on Mei the minter -I,' LEK Finarcial Services Ras relied registered with the Socaities and &charge actual income and Well neje+ be lower oe corifemotions previously fembed so you snd will be informokn obtained from sourer.'M than UBS Cannossian or ado, any state securities laws. We than the estenated snorts Provided to )W PrithmatbOo repast. Financial Sewn. including <detentio Born another prordeentrnated values for private investment - An estimate of a-nuatied income (dividend axlIcr ern a that u may have mated:a gar FittarC431 wakes and structured products for Mormal one int./est)denied by the current market Short Sting Adana. the Firm does not indmenithey nerdy porous only literacy es not guaranteed. valeaverage balance a based on the lest dividend tl you re engaged en short selling a soovroy, puma/ guarantee the aauraCy or vaadayorena in ammion ▪ These values may differ abeam isty ram pees, a or rarest payment made by the issuer and incur a charge de to certain harming costs foe that provided by swam other than U3S Financial Secret a-% a 'Mach a pavan? thin,* you* a swarm to seothheadaposes will bo hell fa an. pars icula- security. In Achim hougen LE6 Financial Seinen generally structured product may be boo <t or sold axl do year torn the statement date aural maturity. does information as it is recoiled, the het not nxessertir foresee the with you ma ream Accuracy and continued yeld re not guaranteed Ohm orders does not van* any insurances that the damage, tpon Regaidng open co 'goostitcanotaler orders that Leder "Cost base and "Urrealced gadloss" is - Third party estimates of nets/ are as or a argil • AMU not held by UBS Financial Services, Caton were not torouted by the summon date, open buy and accrete as a the date of this st atement. As suds. date ad are steeled to UBS Financial Services cn a assets We not held by the Fein and riot within the tel stop orders we reduced by the sneeze of dudes* please do not rely an this information to nuke regular base by an edeperden valuation f irm. Fines possession or ccnvol. These assets are Or 1445 an an ex.deverlerds or mates date unless puthase or sale decisions, le pa-poses or - Issue general panne Cr sponsor estimated vents, deployed on yca statement for informational renxted ohs use by you. You re responsble for otherwise. Accounts tramlemed to Meilen may dry, re suraied to the Fen by the ewer, purpose. only. Po-loons and values presented me orders that at executed due to yea lake, to canal reflect giriloss e only fix the period or genteel partner or spree and may be tabulated provided by the Mang fen UBS Fnncal Serve.% is "'NOW cedes. tire theyre held at the Fan More Maar:cal based on deferent inks-melon from tat used by not responsble for the iicernaim and don no flkentati0n can be added by yam Foetal Advisor. third palm to derive their estimated vales. guarantee b acaracy. Thee assets re rot greeted Privacy • Wreathed gansilesses. Viten data 6 suet*, - tou can obtain additional nfomution regarding by Sift or the Fills supplemental 51K coverage. To Wan a copy al as current Client Peaty Notice, eemated arealized gansflosses re calculated for the methodology used to determine the estenate of please camel you fnarXial Advisor or vet as redone in:bilis' seamy lots the transaction data for value and the date of the eionnatiCel that is the • Revenue shoran and adcitional ocimpensnion. at wend oh, enadr4etnenfe hinckvidial lots may or may nee ref lei commissions. basis la the estimate by coaactig your Financial - h addition to commissions an sales and 12b.1 Nos - 185 Financial Services is not a bark. The RMA, Banes. charges racr meaty reap-eat ion cants. Advisor. received in connection with the chstrtutcn of mutual Services Account BSA and RNA re brokerage Diebold and other reinvestment lots and systematic - Bud patty estimated vales may be reflected as fags to as <lents we axles at 011ie* roes* accounts whist provide access to barking services and perchne lob are each combined to display at • Not axed' in Several austere: Men an reverts thong payments tram detrboon aria Products Ihreuct rriangernerts wth affiliated banks averaged lot The -Trade date colmn patents the independent valuation fern has not suppled or acheisces of the mutual funds that we ell Dew and other ihkd.panybailo, and provides access to morsel transaction trade dale. unable to assign a value. when we became swam amounts the based on two &Recent comocrento (4 insurance and alclib PlOdUds issued by uuffdieted • Callable senwities Bonds and preferred Nod that But a material event R36 occurred that may calla Be amxrc of sales ty IBS of a partcula mutual tad-party nuance companies through insumme the issuer cats la early redemption veil be selected prewar* repotted with imo question, a mete a had family to our &inn; and 60 the asset vale of a agency stbsidents d LOS Financial Sown Inc. Mparbally by lot ban anion; al Seastes of Baca value would be highly speculative due to the neve particular mutual find lanais then held at the — osemenerc, mama, and snaky pred-els ewe held in Our name or e name paw or the noway en — Not FDIC insured • No bar* guarantee. May lose vain clients Call tear, Somata, is obtained from third - Men neither an aier, general wane a sponsor - We and our affiliate also receive sinned and — tMA Nostra klanagenent /want Busyness pries rd es accuracy is not reed. Other call estimated value nor a thee-pat/ estimated vats is ornnbus processrg fees in consideration for transfer Services Account BSA, IRMA and ntematiorgl Resource leaves may mat which owe Med yield complete proseed, the sake of the smarty will bedeferent • services that we ;mode to the stoatfunds Uanagement Account are registered soma marks of information sill be pferected upon request from its padmise Those fees gen:relay re pad from investor mots n LIBI Financial Minxes tic. • Price/value Prices displayed for securities and oher - • Dierbut cos to date' may Ilia RAM of the mutual fund and are a lied doll. amount based — VISA is a registered tracletrurk owned by visa [COATS my b* bight,' or lower than the price than capital, name or both. on the rurrber of act-cents at the borer-dealer reenrional Service Associnicin and used under you would actually ream. in the rrorket. bkesasp - 'OMNI Wit size represents the nitul offering holing rrtitUd ends of that fund family license The LOBS Yea credi cads and the LIES Visa obtain from various thrd party sources wench we price pee unit and may not felled rho cost basis — hedlam to commesons received in connection debt cads ate *third by 18$ Bar* LISA with beim to be eleba, hart we do not guarantee the - DPP ani enamel RErt Senate% re not Inked en a with the use a datibutca of amuity unarm ad permission from vise U S. A Incorporated All other accuracy national secure/el exchange, and re generally mil investment Inist am to our chefs, we ref or seamarks, registered trademarks, wake mats and - We generally use the cbsieg price when available or iligad and even a they can be sold the price as off hate receive revert* shying corrpensaton registered service truths are of their respects* he mean ol the bid and ask prices la hied reeved may be less tan the per share <singled from may of nserance companies undervertna COrripanieS wales and options a only bidaxes Ice OTC melee provided n the account statement. the annuity caltraCti, affiliates of the instance smokes ccergsaneS or sponsors of the mil moment vats IRS nuncio, Sorokin Inc Rev. 701810 - Less actively traded securities maybe priced using a • Restricted securities Restricted securities genie* we destrthee vabaton model a most recent peke we are not a:rarely ehgble fr pa* sale. 185 Fe-uncial — In addle', to confessions received from the obtained and may not reflect an actual market price Services uses the maker price of the uresincted stock pun:hese and sated Nothhares hods, we andor cur a rake. of the sane issuer as an Snouted vale o the if dote receive an asset-based revenue sheng ▪ Cenail positions may awn w 'at a peke and restricted stock for purposes or the statement only. To Payment from Notthives thstrbaces. es well as will shave as Ince was not available 6 we ant the extent that restricted seam irs are ragtag for sate, fuming for technology development, training and triable to obtan a price for a Searcy. he value awed may be stbstantially less ton the education - Deposes a seaties denominated n carman awed yak.* shown. - Our athletes also receive trading corrmikans and other than U S. doers am reflected at the exchange orb."( welcome on from mutual funds and instrame rate as of the slatamere date. compare; Jet.04. p"CatIt vin diebile SDNY_GM_00023305 CONFIDENTIAL EFTA 00133925 EFTA01275696