EFTA01277061

*UBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 October 2015 ANP700360577I 1015 srl 0 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Tina Dag Advisor or t1:e Value of your account Resourceline at on September 30 (5) on October 30(5) account Your assets 5,238.24 5,238.24 1fisitourwebsite: Your liabilities 0.00 0.00 www.ubSCOMIlinanCiakervi(e5 Value of your account 35,238.24 $5,238.24 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 2015 Value of your account S at yea. end 2014 $7,238.24 Net deposits end '.22-3 vvithdravaki -52,000.00 Your ovestromt return S 2382 5.238 2 Change in 40 market value $0.00 Value of your account on Oct 30.2015 8%238.24 Dec 2014 Sep 2015 Oct 2015 SDNY GM 00025208 Member SIPC ANP70002000605771 NPI000093358 00001 1015 001%00000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA 00135828 EFTA01277061 Account name: Your A asocial Advisor. 41aUBS Business Services Account October 2015 Friendly account name: ' Account number: • SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 30 (B) your account , Cash and money balances may include A Cash and money balances 5,238.24 10000% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamfogl Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 55,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change dex October 2015 Year to date S&P 500 a 44% 2.70% Russell 3000 7.90% 2.02% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% anC0020C0605772NP70C0058358CCC0I T0I500C03C000 Y12.366ISS0COMpitGitoco2521Ve 2 of 6 CONFIDENTIAL EFTA_00135829 EFTA01277062 Business Services Account Account name: MAX FOUNDATION Your Mandel Advisor: UBS Friendly account name: MAX FOUNDATION Account number. SCOTT STACKMAULYLE CASRa Change in the value of your account UBS Bank USA Business Account APY October 2015(Si Year to date (S) Interest period Sep 8 - Oct 6 Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Sep 8 $5,238.24 Withcfrawals and fees, Closing UBS Bank USA Business balance Oct 6 $5,238.24 including investments transferred Number of days in nterest period 29 cut 0 00 -2,000.W Average daily balance $5,238.24 Closing account value 85,238.24 $5,238.24 Interest earned $0.00 Cash activity summary Annual percentage yield earned 000% See Account activity this month for dnaIt Balances in your Sweep Don ons are indudedin the cperirq and closing tidances 'glue. FDIC insurance aptlies only to deposits at UBS Bank USA, nor to deposits at UBS AG. swim Branch or bank deposits oared thr000 the LIB'S intemationa Depose Account program. SIPC Your investment objectives: protection applies to money market sweep fund hdclIngS but ml bank deposits. SeeImportant inbrignotion abOutput Stettnielt On the 1w two pages cir this document for aetals You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your October 2015 (1) Year to date (S) Financial Advisor or Branch Manages You can find a ful description of the alternative Opening balances 15,238.24 $7,238.24 investment objectrres in important information about your statement at the end of this document Subtractions Your return objective: Checks and bill payments 0.00 -2,000.00 Capital appreciation Total subtractions $0.00 -$2,000.00 Your risk profile: Primary - Moderate Net cash flow $0.00 -$2,000.00 Investment eligibility ccosderatan • None selected Closing balances 15,238.24 $5,238.24 Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025210 AtIP7C0020C0605773 NV7003059352 C00PI 1015 00C030000 Y12366I 550 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135830 EFTA01277063 *UBS Yournotes rerma...n............,sca....rms."...., ,,,, 0,,02m• as CONFIDENTIAL EFT,O0133831 EFTA01277064 Business Services Account Account name: MAX FOLR1DA110N Your Financial Advisor: *UBS October 23! 5 Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MAW LYLE CASRIEL Your assets sane paces, income and current vaues Sheer(' May be EppiOximale. AS a incur. gains rid losses may ocil be acculalely reflected. Set Aporunt infosenabon about your statement a the end of the otcumeM fOr more infornason. Cash Cash and money balances Cash and money balances may include avalrolecah balances, UBS Bant USA cbroat account balances, UBS AG Stallard Branch &pont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are nor protected by StPC 085 AG Stanford Branch deposit account balances an not insured by FDIC and re not protected by SIPC Money Market sweep balances are protected by SVC bin at. not insured by the FDIC. See the Important information about your statement at the end of this doctrrent for det arts about those trances. Operengtdence Cloung turaxe Pn re per share Average DoldenclIMertsl Oafs in Hddng on Oct I(1) on Oct 30 (1) on Oct 30(S) rate period period capamount (S) UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Your total assets Perentageol cost FSbmred Unrealized Value on Od 30 (5) your aCCOunt basis ($) annual income (Si oath Or 1055 (5) Cash Cash and money balances 5,23824 100.00% 5,238.24 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025212 ANP7C00201:0605775 NP7003058358 00001 1015 000030000 Y12366155000000) Page 5 of 6 CONFIDENTIAL EFTA_00135832 EFTA01277065 *UBS Your notes ..,,,,,....,,..........,.....,....... G. .ozpme 6 ol 6 End ot ...en,. account numb.' CONFIDENTIAL EFT,00135833 EFTA01277066 Important information about your statement URS Fria/cielSeves flo Oie Fini or URS Finaxial Sarre. 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SP( To Øen mopyolosr dam Cars hay aka please - illeXv2ke5 maydider manually from «ad etry coverage contact F data Artor «vino« wane a. a ohm aquae emanate stoutly« structured kniv inixosmenirseary pram rat Mat ist toad aid do not neamly • Ravenna abating and addkbnalcanyeasatka mason, the vale you may Mae nab 'Medan - ti adlitini lo aminissom oe sake aid 12bil fen UBSidascial Sago k not a bark The Rfa. &muss - Th rd pay esimaes of ere as as of a Max dae nand n merear with the Masan of reaua Sown Aaosit BSA ara deMei as OM gage amens ad a implied to las Stroll Sodas mamaOr aids to our dais we mace ma Mir rase era proide axes to barerg sat aid paint brut by an napendent alation fem mein navg womb f rom datibutors and« «roe* anagrams, who affiliated Daaes ad ova thkdi - stue, awn Paw« ogresor minuet was if arson of tes wawa lads nix el, sell Tate any balks and prordos aØ to Mace aid snuet' any'. are upend to tie Flom by the ewer, general rants am bad on two Warr ompormts praxis islet by unaffiliated tiled {tarty Mon« past ex maw and may be °Waled bast en the taunt el Sisby La Ma Saab* Mutual IMO mama Hough mart« agency tuba« nar UPI afar dformation from that used by thed palls to lark to madems. ad Id O.e saw vane of a Franca areas et denor thee estemadvanet; pray mutual find lady% trot Nil a IN Inn - You can obtain aroma &comae regaling the - We aid by ant* ab) reCetit retwang and ~ I naiad:tared annulyproaCIS ~lay used to determine the eimae of Vale «man/recessing lees in omkirtlen for unto Hot lot Mated • No bat* 9Anifica May lose value and the date of th• Monnaton Tat It Ow basis f« the agent sakes mal we peak to the arm fulls Mara by anemia your Adana tsar TM« fats walk ag pad from Mar snet: in the P.M fttsmrceSitriaginwo now" %webs ava awl lud sid se a tea dollt anaum based on Me Mane BSA efMA and mernatnal /moms tiara SDNY_GM_00025215 CONFIDENTIAL EFTA 0135835 EFTA01277068 UBS Financial Services tic c*UBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 November 2015 ANP-AX06105.051115Y2 Y1 0 MAX FOUNDATON 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACKIAANILYLE CASFIEL Phone Questions about your statemeatt Call your Financial Advisor or the Value of your account Resourcetine at on October 30 (1) on November 30 (1) account Your assets 5,238.24 5,238.24 14sItour webslte: Your liabilities 0.00 0.00 www.ubscomffinancialsennces Value of your account 35,238.24 35238.24 Items for your attention Help protect yourself from I rau:l and review bank, credit card, and brokerage statements regularly. Also, get your free credt report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 20t5 Vzdue of your account at year end 2014 $7236.24 Net deposits end '.22-3 withdrawals -12,000.00 • Your 'west:Meat retumc 1 .'3g 2 5.238.2 Change in • market value 1000 Yam of your account on Nov 30, 201S 6%23624 04( 2014 0(1 2015 145v 2015 SDNY GM 00025216 Member SIPC ANP700CQ00061053SNPT000060960 00001 it IS 00CC00000v12366ISSOOICOCO Page 1 of 6 CONFIDENTIAL EFTA_DO I 35836 EFTA01277069 SUBS Business Services Account November 2015 Account name: Friendly account name: N:. • Account number: Your R nancial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 30 (I) your account • Cash and money balances may include A Cash and money balances 5,238.24 100 00% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 55,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change Index November 20t 5 year to date S&P 500 0.30% 3.01% Russell 3000 0.55% 2.58% MSC - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88% Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% ANP M002003610536 NPMC0060960 C0C0I II IS 000030000 r12.366I SS0ol WaikiyGit 00025Age 2 of 6 CONFIDENTIAL EFTA_00135837 EFTA01277070 Account name: MAX FOUNDATICN Your Nnandal Advisor: Business Services Account *UBS November 2015 Friendly account name: mAx FOUNDATION Account number. SCOTT STACKMANLYLE CASRIEL Change in the value of your account UBS Bank USA Business Account APY November 20 I 5 (V Year to date (1) Interest period Oct 7 - Nov 5 Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Oct 7 $5,238.24 Withcfrawals and fees, Closing UBS Bank USA Business balance Nov 5 $5,238.24 including investments transferred cut 0 00 -2,000.00 Number of days in nterest period 30 Closing account value $5,238.24 55,238.24 Average daily balance $5,238.24 Interest earned $0.00 Cash activity summary Annual percentage yield earned 000% See Account activny Ott; month for deals Balances in your Sweep Options are indudedin the qwrirg and closing balances value. MC insurance applies only to deposits at 08$ Bank USA, viol to deposits at 085 AG. %vitro winch or bank (*Poses Placed throucn the UBS inteinationel Depose Account moven. SIPC Your investment objectives: protection Applies to money market sweep fund hebsling5 but nit bank deposits. SeeImportant inknmation about rout statement on the last two pages cir this document for (*tars. You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change then, please contact your November 2015 (S) Year to date (1) Financial Adnsor or Branch Manage. You can find a ful description of the alternative Opening balances $5,238.24 $7,238.24 investment objectrves in Important information about your statement at the end of this document Subtractions Your return objective: Checks and bill payments 000 -2,000.00 Capital appreciation Total subtractions $0.00 -$2,000.00 Your risk profile: Primary Moderate Net cash flow $0.00 -$2,000.00 investment eligIbildy consideration None selected Closing balances $5,238.24 $5,238.24 Your account instructions • 'lora a:cc unt cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025218 ANP703020C06105.37 NV7003060960 0000I II'S 000030000 V12366I 550 01COOD Pegs 3 of 6 CONFIDENTIAL EFTA_00135838 EFTA01277071 *UBS Your notes ...,,......,,,,........ ,,,,..........iy G..0 .254,....1 6 CONFIDENTIAL EFT,00135839 EFTA01277072 Account name: MAX FOUNDATION Business Services Account Your Fi medal Advisor: *UBS November 2015 Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Some prices, income and current vdues ShOM May be Epproxiirgat. ASS rest. gMtss and tosses ma/ not be ECcurately afkoled. See Smportant informabOn about your gatemen: a the end of the cecumern for more infornalon. Cash Cash and money balances Cash and money balances ma/ include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch ',pow account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vatten appric etre limits, but are not protected by OPC UBS AG Stanford Brans h deposit account barites as not insured by FDIC and re not protected by SiFC Money market sweep balances are protected by SEC but re not 'nailed by the FDIC. See the rmportant information about your statement a the endof this document for deiaas about hose trances. Goering trance Cloung trance Nice per :haze Average Dun:lend Interest DSO in Hddng on Nov I (I) on Nov 30 (S) on NDV 30 (I) rate period period cepmount (S) UBS SANK USA BUS ACCT 5.23824 5238.24 250.000.00 Your total assets Percenta?? Ol Cost ESSmated Unita/Red vane on NO., 30 (5) your account Oasis (5) annual interne (51 gan or 1055 (5) Cash Cash end money balances 523824 100.00% 523824 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025220 .01P71:00201:0610539 NP70000E0960 00031 I 11S 000030000 Y123661SS0010000 Page S of 6 CONFIDENTIAL EFTA_00 I 35840 EFTA01277073 *UBS Yournotes . d a.m... acmun .,,. — — CONFIDENTIAL EFTA,1352.41 EFTA01277074 Important information about your statement U3S Fancial Services M. the F im or UBS Anemia! - r nattr s-r ni.nhm t 'refer cast* The SIPC assel protection limits aPalY To account Mlq you choose one of the following Scrigesk is a merrter of all orinoical sexily, arrwroily - Mute the error or tie trawler you ere unsure yl accuts that youhold in a panicula- capacity. Mesment objection' and options exchanges. 1.436 Francial Services and LES EWA, arldexplah as clay as you can why you The FM, together wth certain affiliates, has also • Prague Current/mom.. I rimb rin as sang the Bank USA we rdrect subsidiaries of LOS AG and ban a is an error a why you need more purchased n.ppbrnental protection. The macaw generation of intone crib.. affiliates of LES Sauritin U.C. The Fines Handal narration mount payable to al *Goble clogs, colitcliak under • Adis* CmOolApprodatan Investment( seeking statement is available upon reopen. The Firm's sneaky - Fronde the dollar amount of the suspected tmat• this protection is 1500 millon as of Decenter 10, 2013. yowl of prrepalrather than the generation of off ices a a: The Firm or Card Issuer vAl I -wagger/a arradaire Subact to the poky corditons ad Imitations, cash a • Prague Combinaton of seek Creme anf Capital UBS Sinincul Since, Ix. and MI correct any eller prompt,. I we take more tan the Firm is further protected fa up to tl 9 million el the Apprecinon- Inegments both the generation 1200 Harbor Boulevard 10 Wilms days to do chit sm wit oval your account agg'egae for all 'our amounts heed in a partkular of ncome and goarth of 0 aattell. Weehawken, N1 07086 For the mat you thirk 6 ilea, so tat you will haw capacity. A Iii copy of tie poky wording is mailable the use of the money (trig the time h takes us to upon request. Overall eiale profiles This statement represents the city official record of yeti' complete Our Meagan. U3SFancial Services account. Other march, rapt The SIPC protection and the supplemental protection • Conservatirt Seeks to maroon Mid prix'pti, with official to documents. containing taillight/data should both irk not eon's' M bee risk and volatility to the a-cou-n overal. even 4 Pleasemake all checks payable to the FM or the that means the mote does not generate sipil cant rot be relied ran If youbate there is an error or financial Mt:nut:on rdeated on tie front of this • Cerlan financial assets controlled by (and induced n mission, please repot h irrniediately n writing to the statement h addition to requiem accost fees, accounts name or ram aid may a keep pace with your account value) but held away torn U8Sfinvical Branch Manager of the office seining you account. my be subject to mantenme lees, chasms for late Services (e.g., certain 0) cash at UBS Bat (i) cash at pammt for Naha; purchases and chums kr unpaid LOS AG Suimlad branch, (id Mame maim • Moderate Wiling to accept sane ride to pinctial and Atemestr al (gores shown are ntendcd to be accurate. arretras ri cash accounts. Accounts that at hardened including variable annuities. and 6e shares of Fraud tolerate sore snaky to seek higher returns. statement datashould not be used kr tae purposes Rely to other institutions May be subject to a transfer lee. finds where such shares are registered drectbr n the • Aggressne: Wiling to accept high risk to prrepal and sat on yemend lax harnIs. Form 1099, STA nee of the account holler on tee books ad records high volatility to seek high returns ow tine. 10425, etc.) whinprepargyour tu return. The FM it US Swap Optima of a applicable ismer a Pala er agent). required by low to report to tie IRS all taxabk di idtnd, UM offers options kr nymphg cash balances, balances • Omura minima contacts or hatment interests Stotarnant Itouseholdihr report** rentable aidends and tattle infanta to bank deposits at UBS Bak USA and UBS AG Stanford (Aso.. limited partner:hem and private placements) that We may consolidate at related account statements with end en securities held ripens mark not pmeeds branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Act of I933; U. sane address n the ma envelope. Accosts may on sit transactors, and cog bags Cacertain covered Rods (Money F,nt) and theInternet gnat Depose ad be related Ice this purpose became they have owners months. Assn (CAMS Cuttarierl with anInternatienal • Cornnoderes contacts (e.g, loran exchange and who also maintain gilt *con relationships with other Reran. Management Account. Trough tieBank pmametal contratM includig futures contracts climb at the ma address. This taxa 6 known a Camanunications with the Finn Sweep Programs, cash balances acv swept to IRS Bak ard correnod4 option contracts. • tougholdrg R you prefer to receive rdinclual • Please re-confirm n oral cormitnatats in *Meg USA up to an estigthed knit ad then to UBS AG statements mated in separate envelope's — you may to further protect your riggs, incasing your rips Stanford Branch a a Money Fund. Deposes at UBS The SIPC aotecten and the supplemental protection do decline houteholdng by ailing your Fancied Achiser. ader the Senates Investor traction Ace (9P.4). Bank USA are FDIC inured in accordance with FDIC not apply t0 these asset even 4 Seyothynose appear • II theI inax ial ratitution en the tcp lets of the front nat. For more hformation pease snit rermfdic sore on your Materna,. he SEC ototecien ad the Friendly account name of this statement is not LES Enamel Services, LGS Deposit at UBS AG StamfordElragn aid than of malarental protection do not protect gang changes The Friend& account name reflects alamnion that you Financial Senate caries sox account as clearng Money Funds at rot insured by the FDIC. in the man vale of you investments (whether a a entered on the firm's canine services ranee. It a • brdcer by arra-gerrent will the notated insuknon result of market movement, issuer bankruptcy a custorniubl• 'nicIrserny • chosen by you to amid yea We irdonned you of tha relgorehiP when you Through the Ok anyilidle bud, balsas are swept to otherwise). rah your recordkeeping t has no legal effect an your opened this OCCOJII. In ate case, your lads and depose accounts at UBS AG New York Wanchaed UBS account. You Can change your Fnen*account names, stakes are located at UBS financial Services and rot AGCaoran Brach These deposits are not it by More information is maid* upon mast Vote may thogh Ore me Services a by contactrg you Fina-cial the irogaingbroker, and you eat mace a capon the FOC. Balances held at the LES AG Cayman Branch obtain more information about SITC, react* the 51K Achisor. ol ay ma or omission to both firm. are tempiganly noosed to the sovereign rah of the Brochure, by meaning 51K at /02-3719300a by Cel an bads, and theta is no suararem or offer rang the SIC website arsiow.alpcSig ACCiant overview All accent statements shall be domed comae aid gigation of CBS AG to repay the balances while ti the • Vakoe acme account/porta" Net of assets and accurate f not objected to in wnig within 60 days. LIES Cayman's Brach's books. Dividend Reiworbriont Program (DRIP) liabilities. The oche reflected 6 an average price You may obtan • 4sset Maas sealable cash balances. velars la • Please divot customer complaint or I-epeesto the Deposes at MS Bat USA and eachUBS AG Branch are the actual price 1mm your Fnancial Advisor. Orsly Mole restricted seat' leg 1, and Global tine Deposits, Fim's C tem Relations Depavnent at 201-352-1699 not protected by SIC. Money Fund shays are protected dunes re purchased under DRIP; partial shares coil be u-realzed marks to market, and certain assets not hell or toll-free s SC0954-9103, 8:00 AM. to 6:00 P.M. by SIPC See TU35 Financial Services Account ffotecticri- mill and the each we be deposited h your *coon TM by tie Fins. Does rot include unpaced wait; assets ET Monday throughFri*, a in wriehg to LES beba 6videni reinvestment pricesuppled by the issuer may at the end of the prior and anent statement periods, or Financial Sates he, Client Relate:ea Dem-tante Offer from the market price at rah the partial dares prime eveanwits, unrested stock options and P.O. Box 766 Unon City, N107087. Upon ?as reµato, balances in de Bank Sweep ere sold exermable stock options • h case of errors of qualm about an electronic Protons or CA mw be withdraws and shares of a • Eigyikes Includes debt balancer ouhlarding Mar feuds transfer (13-1). b r S Vaardebit Money Fund maymaybe liquidated, and the proceeds Caohalieu Ions, credit lie, 040 account balances. card vansactions, can or wife to UBS retuned to you a your searein account. Cnb, whole urns may be heed in your account. t you a-e • CashAeoney balances. Total of uninvested available Financial Senices le., aim manor Ind, 6th floor, mined to a paint unit as a result of a &Wird pwrnent cash balances, plus UBS Bak USA deposit beirces,UBS Weehawken 611 07086, Attn FMN8LA Seas. hasher Hemmen about available sweep options, otherwise, the Firm call either sell halal Was at AG Stanford Bench depose balances and money market nailing anent unrest rates and yields, 6 available at market ;eke a accept an anount detamined by a laud lund sweep balancer, at the axe of the Cal a canto as soon a; you can 4 you Mk your maths coin. horn your Facial Advisor regneed cleans agency. and credit tar morn statement period. Norscarrnotity free credit balances in statement or receipt 4 wag aif youneed more or by Cann; your account at rot segregated from other balances iffamation abash a transfer on the stamen or Mennen objectives ad the Fern fray use any ol these funds in the ordnay reap. The Firm OICard bear (as applmble)must Iffnancial Service' man protection The magma* amines and ask profile ay specie to course of its ttainess. These funds the payable upon Fie from you no tar tan 60 days titer to inn The Arnhem*** of to Muria Investor Protection each account and may ow behveen Please edge the your domed. This total is included in the <want period sent you the fig statement an Mich the error or Cowman (51K). which MOM securities marts of Firm promptly in wring of any sicnilkara change in your dais value. prcbkin wheat is members up to 5500,0:0 (ncloolrg S2`4000 for franca situation or ntestreere objectives. Foe each SDNY_GM_00025222 CONFIDENTIAL EFTA_00135842 EFTA01277075 important information about your statement (Continued) Lending information Au would await nem" n the market Erces we — '051*W:ono to date' may het& return of - h edition to commessens received in connection Ice dialed informatim on the Fein's lending practices %timed Iran vaned tied piny sources which we right!. income or both. loth the sate or distrbdion of an-uty contracts and dockisisei, refer to yam Client Relatcnthip befeve to be reliable, but we do not guarantee their — 'Cygnetum see' represents the initial «form and one investment that units to our clients, we Agreement or Accent Averment and the General accuracy. price pet sent and mayn't reflect you cost basis anted or, affiliate receive menu. shrug Terms ad Corditiont LAS State sent of Creed hal kes — We Perm* use the <losing once when avabbh or ccopernalien from merry of the insurance available in Agreements andDortmund at the mean of the bid rd as prices fa Pissed • Resticted notifies thastrkted stonfin gineralfr (orison:es undenweina the arruity {overacts. weAt UM.ranilacerwrtrieth caret SeCUritieS and whom or orib bid prices for OTC are not end? elgible for publk sal. 1135 Financial all bates of the insurance companies or spensoes of securities. Sennce, uses the owlet price of th, unrestricted neck the on imestinent trusts we &utast You sots — Less acheb waded securities maybe priced using a of the same issuer as as Mauled value for the — Cur affiliates Ammon* trading <amiss:a and You start-pent treats tocuritim and other assets held vakution model a the most recent pie we restricted stock rot purposes atria anal,* 014 To other compensation from mortal funds and in the account at the end of the statement period. You obtained and may not reflect an actual market price the &dent that moo -kW securities are *liable to cab, insurance companies whose products we «flthulf. may as for debreey of Italy paid secureiks at aria time. of vathe. the wake received may be sobstanfialb less than the — We receive al snail fee from LOS Bar* USA and You may recene seconties used as loan control after — Certain positions may appear without a peke and imputed value shown UBS AG Surdoed Branch of up to $25 per taunt any balance due on them. Airy *cooties will shows 'prke was not avelable• Awe re sweeping to the banks under the UBS Bank Sweep "Ito the FWDdrip the statement pared are unable to obtain a price for a warily • Eat (atirnetad) income, cumin! yields and rata. Programs. Ikeda maker value as of the end of the statement — Deposits or sear ties denominated in currencies An eninate M anal income is bawd on current other thanU.S. dollts at refitted at the 4:change dnidend and interest rates, awning the securities will Actinity • Cantinas. In damming the con bans of the rate as of the statement date. be held fa' one yea ben, statement date or trail hfornutionregardng commissions and other charges feast's included n this statement where indicted - For cede" securities rating in nonconforning maturity. This estimate is a* a guideline, accuracy nursed n correction with the exeoanin of trades. with the renter 'I,' 'SS financial Services hes rebid dewnintenk price xd quantitY (lace value) may and continued imam, art not gawked, intldng option transactians has been irnueled en alinformation obtained from sources other thanUBS have been adysted to fmilitate doper uabscion. — Estimated and ixorne and caret MIO for anlimutions creviousfy furnished lo you, sib will be Fin...keel Seeks. exhaling nip:IntimIran another To obtain tune coax:ors, Mien avaiabk, contact certan types of Seatities could Wade a fella, of provided toyou promptly on regain. co that you may have provided to mur Financial Toth Fnancial Advisor. Pre-J(931os capital gains n maid case the est Added Tlw Fim does not •IrvaxdultlY income ("clement yek0 would be overstated. Skirt selling Waranion the aaur. Cr 1444 of ary information • Private intsbnants and structured products. — Estimated anal income and Gwent yield and the f you are engaged in shoe selling a security, you may Provided by mines aw than LIBS Fruncial Services Private immanent seosilies (ix Wig drect actual income and yield fright be bwer ex higher ix« a dirge due to tenon borrowing costs fee that partieMation program and real estate investment trust than the estmad pal kular security. h million Though LOS Financial Serous getwalb securitin)ardsououred products are general& WU, — An esamate of aualizei income (dinderd ander godates this Mantua:in as it is received. the tint algid. Cohn savored predrces have not been intermi) &add by the Gwent musket Open cedars does not provide ay ash...enc.-snit the rfarnahon registered wish the Securities and Exchww vakiiraymmye balance is based on the an dividend Regarding open or 'ecodlikcancellee «den that order "Cost basis' and "Urrealeed gars loss' it Commission a Lade' any state securities laws. We or Moen Permit made by the issuer and were not matedby the stamen date. open Loy mtl acute as oe the date of this statement. As sulk provide estimated vas for private neestrrent nays the seashesfdepouts will be hew for one sell stop orders are reduced by the arristrit of dredends please do not rear on this Motivation to make 'tootles and striated products for intermittent year Yom the statement dated urrul nuttily. or rights on an ex-dwidends or aright date unless pushes.« sale decisions, for fik mafiosos« Prpows only. Accuracy is not guaranteed. Accuracy and continued yakt are not garaged instructed otherwise by yak You am responsible for otherwise. Accounts Wristwiled to the lien may — These vain may differ substantial, from prices, if orders that re hooted due to you f *lure to cancel reflea gadloss Hermann onb for the period of any, at *hitt a private Mestrntra secuits or • Arun not head by UK Financial Services Certain t'otin9 open orders. tire they are held a the Firm Morehistorical ',dived;mixt may be «kohl a sold and do assets au not lield by the Firm and not within the reormalcn can be added by your ;initial Adm.,* not necesuribtepresne the yak* you may recent Frm's possession or control. These assets are Privacy toaert liquidatiae displayed on your statement for informational To <b, a copy of ou current OKA Privacy Notice. • Unrealised gaist/taams When data is *wattle. — Reid palyestinges of yak* re as of a«nab paws only. Positions and values presented are Please contact you Financial triunes a vim ou- websile evinced«realized gaintbsses are akutaled for date and are applied to UPS Financial Services en a provided by the inuing firm. II-65 Financial Services is at yyvnviibiroatlarivremono ravidual toasty lots. The transaction data for regular base by in independta vaLiation I km. not repeal* for dminlormation and des not rxkvidral lots mayor may not Mien cormosicro, - Issuer, general panne. Of sponsor estimated values. guarantee its accuracy. these assets are rot protected UBS Financial Seams is «dabs* the RMA, Business dungen mcfcr imuity reorganitan evenh. if any, ar supplied to the Fim by the Cour. by Seta*. Fiats swplanental SOIL coverage. Services Account BSA and IRMA are &dinar accounts Dildind and other reinvestment lots and systernatk gnat partner a sponsor and may be calculated *Ankh provide access to lurking services and products wolves kits are each contded to display one based on &erect infermation thorn that used by • Revenue sharing and additional compensation. though arrangements eah aftPaled bales and other 3Yflard lot The Trade dale- colon's:accents the third panics to delve their minuted mks. — In addition to curtness':as on mks and 12b1 lees thrd-party bias, and provides access to mance and original transaction trade dale - You can °Min additiorul rionneekinregarding received n «mecum via the chain« of smut), products issued by unafilited %heel-piny the methodologyused to dettemine the estinaw of mutual funth to our dimes we ardor Our affate inmranc• companies through Murano* agency • Callable, securities Bends ant preferred stock that value, and the date of the formation that is the receive reveria shying Pieeneres fnorn detriadon subsidiaries ol UBS Financial Services ax. the issuer oats for ea reckerplon wif be selected basis for the ennote by contacting your Financial ands advisors of the mutual finds that we sell. apartialy by lot Iran among all secunies of that Ai a. Tease amoords are baud stn two efferent Ime-strretni, nsurance. ad treaty produces: issue held in out nee or n non nee name la as - Thid arty esterad vibes may be reflected as components (I the amount of sales by UPS of a Not 10K rowed • No bank gut/ahem May bee vale clientt Call hair* Mammon is obtained from third 'Not priced' in several sheatkro: when an pertkultr mutual kind famib to OW <lents. and 40 patties and es accoracy is not guaranteed. Other call independent valuation lire has not soMPhect or is the awn mks, of aparticular mutual fund fmiys RMA. Resource Management Accord. Business Services films may exist which could affect yeekt <ankle unable to assign a meat when we become awae shares hefi at the fern Anoint El* AMA and international Resoone ificanalen will be provided upon request that a material event has «fined that may call a — We and or Agate ate receive newiking and Management Accost are registered service mats of peeviaidly reported wit into quetion a when a combs ;recessing lees in consideration kr UBS Financial Services Ix • Certificates of deposit (CDs). CDs so FOK inured value *mid be bighlr speculatiw due to the metre transfer agent smokes that we piaidie to the up to $290.000 in vinegar and accrued interest per a the seculty. mutual fords These fengrow" are pad from Visa Signature is a registered service mark of Visa deposed rd per depositoryWitt-nen naccordance ▪ When neither an *suer, general palm te sponsor investor assets h the mutualfund and are a feted Irdernationa lOS Visa Sigrware <reit cards and LBS wM FOIC rules. estimated vale net a thrd-perty estimated value is doter amount based on the natter of accounts at Visa debt cards are issued by LEG Bata USA with prowled the value of the tensity evilbe different the krokendealer holckw makial funds of that land permission from tria USA mcomorried. • Pricervalue Fern displayed for leavens and ogler Iran as purchase thke family predicts may be higher a lower than the W. that UBS Financial Services Inc. Rey 201511 SDNY_GM_00025223 CONFIDENTIAL EFTA 00135843 EFTA01277076 UBS Financial Services Inc ;14) UBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 December 2015 ANP70012309291215 X12 Y1 0 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Nnancial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call your flnan0al Advisor or the Value of your account Resourcethe at on November 30 5/ on December 31($) account Your assets 5,238.24 5,238.24 visit our website: Your liabilities 0.00 0.00 www.ubscomifinancialseences Value of your account 35,238.24 35,238.24 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report ann tally from Sources of your account growth www. annuakreditrepoetcom. Tracking the value of your account during 2015 vSue of your account S at year end 2014 57.233 24 Net deposits and 7.22,3 withdrawals 42,000.00 • ,7e 2 Your nvestmentretum 5,238.2 Change in 1 market value SO.00 value of your account on Dec 31. 2015 b%2311.24 Dec 2014 Nov 2015 c 2015 SDNY GM 00025224 Member SIPC ANP700C0001230929NP1003124888C0001 1215 000O3C000 Y123661550110003 Page 1 of 6 CONFIDENTIAL EFTA_00135844 EFTA01277077 SUBS Business Services Account December 2015 Account name: MA ). F01,, irATION Friendly account name: P1:O Fri rir ATIrN Account number. Your R Bendel Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 31 ($) your account • Cash and money balances may include A Cash and money balances 5,23824 100.00% Your current asset allocation available cash balances. U85 Bank USA deposit B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Conmodlties 0.00 000% G Other 0.00 000% Total assets $5,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change Index December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ANP7C003001230930NPMC0124$88 COM' 1215 DOCO3C000 Y123661 550 000252fte 2 of 6 CONFIDENTIAL EFTA_00135845 EFTA01277078 MAX FOUNDATION Your Nminds' Advisor: SUBS Business Services Account Account name: Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL December 2015 Account number. Change in the value of your account UBS Bank USA Business Account APY December 2015 (S) Year to date (I) Interest period Nov6 - Dec 6 Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Nov 6 15,238.24 Withdrawals and fees, Closing UBS Bank USA Business balance Dec 6 15,238.24 including investments transferred cut 0.00 -2,000.00 Number of days in Piterest period 31 Closing account value $5,238.24 $5,238.24 Average daily balance $5,238.24 Interest earned $0.00 Cash activity summary Annual percentage yield earned 000% See Account activily this month for dnaIt Giant's in your Sweep Opli ons are indudedin the cmnirg and closing taances vat ue. FIK insurance applies only to deposits at UBS Bank USA, nol to deposits at 085 AG. Santoro Karch Or bank deposits Pacedthrows, the UPS intemaliond CePOsst Account program. SIPC Your investment objectives: protection applies to money market sweep fund holdings but not bans deposits. SeeimportontintOrmAtiOn atoot your statement on the last two pages ci* this aceurpent tor (*fats. You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your December 2015 IS) Year to date (S) Financial Advisor or Branch Manager. You can find a ful description of the alternative Opening balances $5,238.24 $7,238.24 investment objectives in Important information about your statement at the end of this document Subtractions Checks and bill payments 0 00 -2,000.00 Your return objective: Capital appreciation Total subtractions $0.00 -$2,000.00 Your risk profile: Primary Moderate Net cash flow $0.00 -$2,000.00 Investment eligbetty consideration • None selected Closing balances $5,238.24 $5,238.24 Your account instructions • Your account cost basis default closing method is AFO, First In, First Out SDNY GM 00025226 At1P7C003001220931 NP7003124608 COCCI 12I503C030000 Y12366i S5011C000 Page 3 of 6 CONFIDENTIAL EFTA_00135846 EFTA01277079 *UBS Your notes .,,,,, ,..4 ,.. ,, no.,z4.4a4. ,x,sooc44.444,...,,.., G. .0,25.g. 4 of 6 CONFIDENTIAL EFT,00B5847 EFTA01277080 Account name: MAX FOUNDATION Business Services Account Your PI nandal Advisor: *UBS December 2015 Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MAHLYLE CASRIEL Your assets Some paces, income dad current vdueS StiOtitn may be appr0xirnale. AS a resft, gam au:11055es mdy nol be accurately reflected. See Aportant infantabOn about your statement a the end of ttws cecumeM f0r more infornalon. Cash Cash and money balances Cash and matey beta:Ices may incitede avalaalecah balances, UBS Bar* USA cposn account balances, UBS AG Stanford Branch Cepovt account balances and money market mutual fund sweep balances. 0BS Bank USA deposit account balances are insured by the CDC vAlhn applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances Si. not insured by FDIC and se not protected by Silt Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this document for del aas about those Sancti. Goering Dame< Cloung belaxe Nice per share Average Curiderici Interest Days Hddng on Dec I (t) on Dec 31 (I) al Dec 31 (1) tato period period Cap rnaunt (S) UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Your total assets PerCenta?? Of Con EStmated Une8INCI Value On Dec 31 (S) your account pax (S) annual intone (5) gain or loss CP Cash Cash and money bawls 523824 100.00% 523824 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025228 ANP7C003001 230933 NP70031346418 00O21 1215 000000000 Y123661550110000 ►age S of 6 CONFIDENTIAL EFTA (10135848 EFTA01277081 *UBS Your notes ANP70003001230934 NP7000124888 00001 1215 001;030000 VI 23661550 1180iyGht00025Alyr 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00 B5849 EFTA01277082 Important information about your statement L.8S Financial Senesces M. the F im or UBS Financial - Rondeyou- none ad accost number Of am. claim for cash). The SIPC asset protection limits apply to account Fat, you choose one of the following Sevizen, is a merrter of all orinciml stilly,mono* — Desute the errs or the Vander you areUnae all account tot youhold in a panics/a- capocity. imesment objedirer and cptons exchages. 1,25 Fe-axialSelects and LEG atom, and *kaiak. as dent as you cal shy you The Fan, tognein with certain affiliates, ha also • Prague Cement/mom.. I wenrie as seekng the Bank USA are rdrect mbsidures of LBS AG and belies t is an error a elm you need more parch:and %Bohn-rental wotection. The minimises generation of income any. affiliates of LES Ssnrdin U.C. The Fines financial information mount pieta to al *table clones. coke-lint: seder • Action. CaptbrfApprociatan: Investments seeking statement is available upon reopen. The Ferns meanie — Pronle the dollar amount d the suspected 91.0.• this protection is 1500 millon a of Decenter 10, 2013. crowth d prncnalrather than the generation of off ices an a: nod n. The Firm oe Card Issuer vaa kwenigate your conaaire Stoma to the poky corditons ad Imitations, cash a • Produce Comet:Won oilman. and Capital Finencol Sernces and MI correct any error promptly. I we take mom tan the Firm is father protected fa i.e to SI 9 million lithe Appreciation- Imenments seeking both tie generator 1200 Harbor Mulevard 10 tininess drys to do this we null crock your assault axnegate for all sour amounts heed in a partizular of ncome and wowth ol preeptl. Weehawken. W 07086 For the mart you theic 6 in error, so tot you will have capacity. A WI apy of tie pokey wording is available the use of the money cling the tire* t takes us to Lipti request. *Well tisk profiles This statement represents the any- official record of you complete ow errestgation. 1.85 Fermin Services account, Other imack rapt The SIPC protection and the supplemental protection • Conserve:Art Seeks to mantain initial winagn with official tar doarnerds. corrtahing cortflidingdata should PImem*, all checks payable to the Wm or tie both irk not eon's' to* bet rise and volatility to the avatt ovirat even 4 rot be reliedIan If you berme there is an errs or tin means the coast does nee generate signetcant financial insteuten rdcated on tie had of this • Certan financial assets controlled by (and kicked n name a ware and mry rot keep pace with mission, please repot h immediately n writing to the statement In additir to regular accost fees, awards your account value) but held awayfrom U8Sfinvicial Winch Manager of the office saving your account. my be subject to maktenrce lees, thaws for late Services (e.g., cenain(0 cash at UBS Bret (i) cash at intenon. payment for smile; purchases and charges kr unpaid LOS AG Stamford bunt, (id Vturarov yodel; • Moderne. Wrap to accept sane risk to pinctal and Allsagr al figures ;Men are intended to be accurate. an-ants er cashaccount Accounts that at varderred including variable annuities. and 60 shores of mutual tolerate some Milky to seek higher returns. statement dila shoat not be used for to purposes Rely to other inOrlitiOnS May be subject to a tralder fee. finds where such shares are registered drecdy n the • Agresti*: Wiling to accept hit Sc to pencal ad MeV on wa--end lax k011t,O.o. Form 1099, 5495. none of the account holler on tie books ad records hit volatility to seek high returns over tine. 10425, etc.) whinpreturegyour at return. The Fim 6 UBS Sweep Optima of de applicant ismer a turder agent). required by law to recoil to tre IRS all taxabk dividends, UM offers optimn kr sweeping cash balances, balances • Certain nommen convects or imenvient interests Statement Thouseholdte repaid* nameable okra:lends and taxable Meng to ba-A deposits at UBS Bak USA and U3S AG Stanford (eg., limited pHs-sten and prime placement.) tat We may consolidate at related account statements with end m counties held n you accent, rot proceeds trench (Bank Sweep Programs), money market mutual are rot registered under the Securnes Act of I933; tie sane Miens n the same envelope. Accosts may as sere transactors, aid cost kw* on certain covered funds (Money Ftna) ad theMenai:nalDepose ad be related Ice this purpose Lessee they have owners 40:1-f itits. Paean (OA)1a customers with an international • Commodities contacts (e.g, foreign excha-ge and who also maintain Pin accost relationships with other Rance lEnagmmrd Account. Through tie Bank pmMsmetal contrad) inducting lotuses canons clients at the sane address. This 'nada it tarn as Conentnications with the Fit Sweep Programs. cash balances a-9 swept to UM Bak ad commodity option contracts, 1-ousel-oldrg t you prefer to receive edindual • Please re-contra ant oral cormxncateans in *nag USA up to an ea-kited 'mit and then to UBS AG statements mated n scant envelopes — you my to1unher protect your rips, irclang your ripe, Stanford Branch a a Money Fund. Deposits at UBS The SIPC wotecton and to supplemental protection do decline householding by ailing your Fhencial Actiaor. seder the Sautes Investor Protection Ad (9M) Bank USA are FDIC inured in assonant, with FDIC not apply to these asset tenif SW othatvese appear • B the friary ial institution on the tcp lets of she from rules. For mg incernatim pease kit vemefdis on your siaternents. The SEC protection and the Friendly account name of this statement is not 1.85 Fit-rancid Servkes, 1.85 Deposes at LBS AG StanladElrant ad shams of TWOlemental protection do not protect agents changes The Fiend& caul name reflects etemation that you Financial Winces carries gas account a clearng Money Funds an rot insured by the FDIC. in the makel vain of yes investments (whether a a entered on the firm's onine services mettle. It a a broker byma-gement well the ndcated insubnon result of market movement, issuer batruptcy Cr' customizable *nicIrsorm • chosen by you to assist yea We Wormed you of this relatorehM nem you Through the OA, available to east Ulnas are men to otherwise) web your recordkeeping it has no legal effect an your opened this OCCOJII. In this case your lads and depose accounts at UBS AG Hew York Wench add UBS account. You can (ha-c.c./ FnetAraCC0M Mote. states are located a UBS financial Services and rot AGCcrun Brach These deposits are not imsed by More idarrotion is avoid* tom repast You may thyugh Onto Services a by contactrg you Fina-cial tat ironsdnew brae. aryl younut mace a renal TheFOC. Balances held at tieUM AG Cayman firth obtain more edam/lion about SIC, hcbdiro the SIPC Actium of eery error or amain to both firms. are tempaanly noosed to the soterega rift of the Bochum by contacting 51K at 202-371-8300a by Cann Maids, and them is no gwrareee a other ustng the SIC *rebate at wow.alpcoop ACCIMW overview All accant statements shall be deemed conapbte ad obligation of LBS AG to repay de balances while en the • Vat,. *toot accountortt. Net of assets and accurate t not objected to in writi-g within 60 days. LIES Cayman's Brach's books. Dividend Retvertment Program (Dc') liabilities. The peke reflected is an average price You mar obtan • Alma Iodizes avail* cat balances, vats la • Please died customer complaints or hopkies to he Deposits at MS Birk USA and eachUBS AG Branch are the actual prete from you Fnancial Advisor. Orly Mole restricted starry lest), and Global tine Deposit, FimMC tent Relations Deparment a 201-352-1699 rot protected by SIC. Money kind sheet are protected tares re purchasedus:MOM; partial shares will be u-realzed maks to market, and cedars meta not hell or toll.free at 8C0-354.9103, 8:00 AM. to 6:00 P.M. by SIPC See TU35 Financial Senesces Account kotecticre soli and the cash call be deposited h your account The by the Fim. Does rot include unwired mune; assets ET Monday throughFri*, a inmil-9 to LES bete dviderd reinvestment pricesuppled byte issuer may at the end of the prior and anent statement periods, Financial Semites Vic, Client RelanalS Deihl-rent, Offer from the market price at which the partial shares prima rareanwits, unrested stock option and P.O. Box 766 Unon Cay, N1 07087. Upon vas regain, balances in the Bank Sweep are sold temeaLre stock anions • h caw of erten of suntan about an electronic Prop-ant:eta may bee withdraren and shares of a • Liattess Includes debt WI/row outearding may, 1u-de transfer MTh. blislES Vaa•debit Money Fund ma, be liquidated, ad the proceeds CadeMlieu loan, credit lie, don account balance.. card sanctions, cal or reit. to UBS returned to you a your seamen acccut DI), whole uses may be held n you account. if you ere • CashAnoney balances. Total of uninvested available Fianna' Senices Iv.. sum mama IM, 6th floor, mined to a pa-lial unit as a result of a &nerd pkrnent cash balances, plus UBS Bark USA deposit balaces,UBS Weehawken NJ 07086, Attn FAMES% Sakes. hater iionnakan about available sweep onions, otenvise, the Firm veil other sell panal units at AG Stan-lord Barash deposit balances and money market inckdic oarent unrest rates and yields, i available at nutlet wk• a accept an mount determined by a mutual lund steep balances at the close of the Cal a mete awn ayou cat d you ihek you °A.N4b SSE horn your Fs-uncial Minor regnant eking agency. andcredit you accord statement period. Noncom/vim Vet credit balances in or receipt 4 wrong or if youneed more or by calling your accost are rot segregated from other balances ellonnatim Axon Meander en the flatten or Investment objectives and the Fin. miry use any ol these funds is the ordinary realm The firm or Card tun (as ipplablB must UN Financial Services seamen protection the rerestmere obiecums ad nsk profile am stealc to coune ch itsbusiness. These funds me payable upon hear I rom you no later than 60 days after the Fins The Fan is a member of de Secuilin Investor Protection each account and may ray behnen Please ackee the your domed. This total is included in Me current period sent you ere fin statement on *hit the arca or Cottonton (51PC). which protects securities xcosit of firmpromptly in sit; of any sitilicart change in vas closing value. prcbken cipeavd. As members up to S500,0:0 (nolydrg 5292,000 for Toenail situatcn or rxestmert objectives. Foe each SDNY_GM_00025230 CONFIDENTIAL EFTA_00135850 EFTA01277083 Important information about your statement (Continued) Lending information you wok,acuagr meg n the market Mon a-e — 'Ostrtgions to date' may rick& return ot - h addition to commissOns received in connection Fa detaAtd informal:et on the Firms lending practices %binned from rang that patty sources which we capita. ixorne or both. lath tee sale or distrberion of annay contracts and <Inclasina, refer to you Clem Relati0nthip berme to be reliable, but we do not guarantee they — • Cogs& Lod sure' represents the nit a along and eat investment in« units to our clients, we Asfcement or geckos Agreemem and the General accurag. price per ling and may nKA felled you cost bass ander au alfilialla ref eiee mpg shying Teems and Conditions LOS Statement of Credit Pr/dices - We farite* li e the dosing pig when avabble or crepes/Am from marry of the insurance mailable in Agwements Jade:orb:um a the mean of the bid rd ask Pritfl foe SOP • Racuicted sororities Restrkted securitiesgeneral& companies undergoing the arruily contracts, error mbc rormarcounederrimom SeCifitiEl ad meatsor ora/ bed prices to OTC re not Cutler& elegble for publk salt LOS Financial allocates of the insurance co./pan:es or sponsors of securities. Services uses the nutlet poke of tte unrestricted Pock the unt investment rusts we drortute. Yew poets — Less active& traded securities maybe priced using a of the same issue as an imputed value foe the — Cur affiliates also receive trading commas:on' and You statement Maim moorhen and other assets hell vakation model or the mon recent peke we restricted stock for purposes *Oho Mager 014 To other compensate:a from mutual fink and in the account at the end of the cowmen period. You obtained and may not reflect an actual motet vice the eiders that togged securities are eliabla to sae, nsurance companies whose products we &adage. may ask for delvey d luk paid securities at ary tine. ow vain. the rake received may be stbstantalE less than the — We receive an anal fee lion, LOS BP* USA and You maireread secunties used as loan collateral after - Certain pzetions may appear wrocke a price and it:vied yak* shown UBS AG Sunda Brandi of ep to $25 per access* ppay/ng icayy balance due on them. Any statues will show as 'peke was not avalable• l we re sweeping es the barks under the UBS Bank Sweep fra vanPRIto the Nendrip the statenwni perod are untie to obtain a price for a sourly • Est. (astineted) income, curter* yields and rata Progarres. lards nudes vain as of the end of the statement — Deposits a smokes denominated incurrencies An ening ot arm/ income is bated on current Peg& other thanU.S. dam are reflected a the eichange dnidend rd interest rates. purling the securities will Activity • Cost barm. detemning the cost basis of the rate as of the statement date. be held for one year from statement date or add Morena/an regardng commissions and other charges teatimes iextuded in this statement where endeared - For mean sermities vexing innenrmakemng maturity. This mina is only a guideline, accuracy ironed n correction wth the executor. of trades. with the number 'I,' LOS f Mandel Services An relied denorninakom price rd elormitY dace roles) may ad continued income we not gueranteed incldng opeion transactions has been included m alinformation cbuined from sources other thanUBS have been adapted to fagatempg Yakut:art — fanged anal income and curet yield for «intimations ;remota furnished to you. at will be natalSags. gliding nip:motion tram another To obtain current cuotans, when aratabk, contact cetan types of sororities could node a .nun Of provided lOyOupectraly on recatost. tiro ce that you may haveprovidedto your Fnancial rokr freesia Ad.'s«. PencPal or capital gains in *Nth case the en Adoisot The Fim does not indignimity way ce income Or cument yak& would be overstated. Wart selling garnet the /aura a mica of try Womation • Private thveronents and structured products. — Estimated antal inCOMe and wept yield and the f you are engaged in shoe selling a security, youmay Povided by sages Op than LES Froexial Semites Mate immanent retrain(ix tiding Overt actual icon and yield night be bona higher has a charge Oa to ceninbarogg costs for that particpatiso «warn and real estate intestmerd trust than the estmaed antra,. palirmar security. h ableat aalgigh LOS Financial Seigel general& %acorn:Mal sirucued peolicts are general& Irjr1/ — An estimate of a-realized income (dividend yaks' plates this idernutian as it is received. the fine Ilkalid Cense. structured proton haw no been germ) diwied by the Covent market Open at does not gookk ant asstrances that the rociornation registered with the Securities and Exthrg vets/roomer balance is based on the last «Wird Fadarind open CC scoStigcant oiled' orders that under "Cost basis' arid "Unvalced gael loss- is Commission a under any slate secures., laws. We a nine* pay ra made by the issuer and were not motoredbythe paten** date, open tuyard acute as of the date of that statement. As sulk provide Minuted raves lee private secured ages the seargadeposes wine hell for one sell stop orders are reduced by the most of diederds please do not re& on this rooming to make sectritiro and 'tattered products for intermrocnal year from the statement date a urrul matey. or rights on an exavidends a grights dote unless ;eschew a sale &cis:ans for um ;apposes a Paws only. Acckoacy is not garrotted. Accuracy and continued yes are not guiranseect instructed otherwise by you. You we responsible fa othenvise. Accounts Oafeased to the firm may — These rotes may differ substantiate prices, if orders that re executed due to you failure to cancel reflect gagloss informatith onE for the period of any, at whets a prase imparnent vaultyfrom or • Assets not MAI by UK Pantie/ Serviaa Certain elan"? QOM ceders. tine they are held ate Finn More historical gictured product may be butil or sold and do assets are not held by the Finn and not mitten the reicrmalkn can be added by your Anoxia Advisor. not necessarilya:preen* the veto/you ray receive Fern's possessor or control. These assets are Privacy upon litwidation. deployed on you statement for irdoimaticaul To obtain a of our cut.* Client Privacy Notice, • Unneatheed glans then data is — Aid panyestirmes of yak* am as of a tartan purposes only. Positions and values presented we please tread yew Financial Advisor or visit our websde estimated greafized ging bsses are calculated foe date and are applied to UBS Financial Services on a provided by the awing firm. LOS Froncial Sermes is at wow utnrorderiviewohna eidividual settee lots. tht transaction data foe regular basis by an independent vatation I ion. not responsible fortes inf«nudge and does not adroit/al km may or may not reflect ormrossions, - Issuer, general panne. Of sponsor estimated velvet guarantee es accuracy. these assets are rot protected UBS rinanta Services is not a term. The PIMA Bushes, Merge' at minty neorgnitaler manes. if any are supplied to IF* Von by the Soar. by SIC or the Figs statement.' UPC coverage. Services Account BSA and IRMA are hedger mounts Dividend and other reinvestment lots and systematic gnatparr Ce spars and may be calculated whkh provide access so bracing services and products puthwe lots are each tattered to display one based on Offerer* gomaton from that used by • Revenue sharing and additional compensation. though arrangements web ofPIS banks and other swaged lot. The Trade dare' colmn grants the third ponies to derive thee minuted robes. — In ad6tion to ICtrefliSSvadd on robs and 12b.1 lees lhod-party bans, arm «ogles access to nuance and agiW varnaction trade date. — toucan obtanaddaioral Sarmatianregarding received en connector. with the thstabAkin of smug products issued by unatilealedthodoany the methodoUgy used to deteemine the Meng of rrotial furxh to our dents we armor are afore nuance companies through hegira agency • Callable securities Bonds ant preferred stock Out vale and the date of the :eternal:xi that is the receive revenue sharing Pawner." from dOtrebulcos subsidiaries of UBS Financial Services It the issuer cals for ea redemptive wd be selected basis for the estimate by contacting peaFinancial ardor advisees of the mutual finds that we sell. aparteal& by lot Iron among all serrates of that Adige. Orme nuns are bawd on two Moment Ineeltrtard, nsuraxe. arid annuny products: issue held in our none or n non*** nag let or - Aid patty t'o'uted robes may be reflected as components 0 the amount of sales by LOS of a Not KM rend • No low* guwantee• May lose yak* clients Call Raise rocomiecn a cbtaiwd from third 'Not priced' in several durations: Mien an pekular mutual fund fen& to oat dorms. and 40 pates and ets acctracy is not guaranteed. Other call independent valuation Inn has not supple sea the apt value of apantile. casual fund treys RMA. Re:mg Management Asostra. Business Services teams may eszt which could affect yield covplele unable to asstri a Yam when we become away stares held a the fins Accomt BSA, BMA and nternarnal Fiance information will be pr °redid uptth requital that a material event has gored that may call a — We and as afloat. ate receive omitting rid Management Accord are registered wince marls of previously repeated rake no question or when iambus processing lees in consideration br UBS financial Seivices Inc • Certificates of deposit (CDs). COs are FOK eared yaks. woad be highE speculate* due to the nage transfer agent cervdes that we provide to the up to $29S.000 in «nopal and accrued germ per a the secutity. metal firms Thew feesgenerally are paid from Visa Sign/tux a a registered serge mark of Vas deposit« ad per deposixeynaitkoket inaccordance - When neither an route, general prime to ton«r investor assets in the mutual fu-d and are a fixed Inseationa WS Visa Signature coed/ cads and LES with FDIC rules. estimated van nor a third-party estimated value is dole/ amount based on the rumber of accounts at Visa debt cards are issued by UM Bank USA with larded the value of the security wig bedifferent the lonakerdealer holder; mutat kends of that fund pennesion from vire USA Incomorated. • Priarmalue Mtn displayed for unsities and other from its (*whale price family prodals may be higher a lower than the prig that UBS Financial Services Inc Fey 201511 SDNY_GM_00025231 CONFIDENTIAL EFTA D01;5851 EFTA01277084 UBS Financial Services tic UBS 299 Park Avenue 25th Floor Business Services Account New York 1W 10171.0002 January 2016 aiNP70006010730116 V1 0 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Finandal Advisor: SCOTT STACKMANISYLE CASFIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account ReSourceline at on December 31 (1) on January 29 (4) account Your assets 5,238.24 5,238.24 VIsItour websIte: Your liabilities 0.00 0.00 swirw.ubscomlfinancialservices Value of your account 35,238.24 35238.24 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report actually from Sources of your account growth VIWVI annuak reditrepoft .<om Tracking the value of your account during 2016 Value of your account at year end 2015 $5238.24 Your nvestrnent return 7 2282 Charge rn • '3° 2 5.2382 market value 5000 • Value of your account onion 29, 2016 SS2313.24 Dec 2014 Dec 2015 fan 2016 SDNY GM 00025232 llismbar SIPC ANP700020C0601073NP1000057721 00001 0116 000030000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA 00135852 EFTA01277085 Account name: UBS Business Services Account January 2016 • • Friendly account name: N:. Account number: Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 79(31 your account 5,238.24 , Cash and money balances may include A Cash and money balances 100 00% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 000% account balances, UBS AG Stamford °ranch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yoor statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities a CO 000% G Other 0.00 000% Total assets $5,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change Index January 2016 Year to date S&P 500 -4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% ANP70002003601074 NP7003057721 COCO' 011600o:0mo° yi2366IsSOCOOPIYGM000252/Ve 2 of 6 CONFIDENTIAL EFTA_00135853 EFTA01277086 Business Services Account Account name: MAX FOUNDATION Your Flnandal Advisor: UBS .4! .14.; 3c Friendly account name:MAX FOUNDATION Account number: SCOTT STACKMANLYLE CASNEL Change in the value of your account ranuary 2016 (S, Year to date (I) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 $5,238.24 UBS Bank USA Business Account APY Interest period Dec 7 - Jan 7 Opening UBS Bank USA Business balance Dec 7 15,238.24 Closing UBS Bank USA Business balance Jan 7 15,238 24 Number of days in interest period 32 Average daily balance $5,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing inveStrnent objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Filancial Advisor or Branch Manager You can find a full description of the alNmative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Primary - Moderate investment digibifty consideration - None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out. SDNY GM 00025234 AmP7C0020C060107S NV7003057721 COCCI Oi le 00C030000Y12366ISS0000000 Page 3 nf 6 CONFIDENTIAL EFTA_00135854 EFTA01277087 *UBS Yournotes CONFIDENTIAL EFT,00135853 EFTA01277088 Account name: MAX FOUNDATION Business Services Account Your PI nandal Advisor: *UBS January 2C17_, Friendly account name:MAX FOUNDATION Account number. SCOTT STACK MAN/LYLE CASNEL Your assets Some ()noes, income and current values ShOren may te approximate. Asa refill. gains aid tOsses may not be accurately refkcled. See AporUntinfognefrOn about your statement a the end ot this document fOr more info reason. Cash Cash and money balances Casts and money balances may incited? avalaole cash balances, UBS Bant USA depout account balances, UBS AG Starford Branch Cepost' account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the PDC vAlhn applicable limits, but are not protected by 9PC 085 AG Stanford Branch deposit se oum batantes an not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the important information about your statement at the end of this document for details about those Sanas. Opertng War*. Cloung balence Pnce per share Average Dtddend Interest Oafs in Hddng on /am I (S) on Ian 29 (El on /an 29(0 rate period period cepmount (S) UBS BANK USA BUS ACCT 5.23814 5238.24 250.000.00 Your total assets Percentad? Cif CoSt alienated UmeartZed VSUe on tan 29 CS/ your account 6395 (5) annual infant (ft gain or loss (5) Cash Cash sad money balances 5,23824 100.00% 523824 Total $5,238.24 100.00% $5,238.24 SONY GM 00025236 ANP7C0020C0601077NP700305T01 Wel OI I 6 000:00000 Y12366I 550000000 Page f 6 CONFIDENTIAL EFTA_00135856 EFTA01277089 *UBS Your notes ANP76302060601078NP.0057721 00001 0116 000030000 vi2366,50 CONMYGM0002523466 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00 I 35857 EFTA01277090 Important information about your statement U3S Evade' Services ix. the F im or UBS biaxial - Noir p!rnattr n tpre-or t r,-; Art: for °sit The SIPC asset protection limits apply to account held, you choose one of the following Smites). is a merrter of all ['Motel Nosily, ammo* - Desute the error or tie Vander ycu inure all *count that youhold in a panictar camcity. testrant objection' and colons "'haves. 1.036 Proemial Services and UBS Etait And explah as clay as you cal why you The Fern, together with certain affiliates, has also • Prod*. Conentbacome. 1nubit as sett; the Bank USA at rdrect subsides's of LES AG and belies a is an error a why you need more purchased o.ppbrroental protection. The mairrion generation of income cribs affiliates of LES Securities U.C. The Firs fronded remotion mount mar to al *baba clients, color:an irder • Adam CapttafApreciatan: Internments soaking statement is available upon red, es. The Fin's ermine - Prokle the dollar amotnt of the suspected emu. this protection is 1500 millon as of December 10, 2013. growth of prnopalrather than the peroration of off kes ere a: e. The Firm or Card Issuer val region your complaint Street to the poky corditons ad Imitations, cash a • Produce Combination of Moine ard Capital UPS annul Sin aces Iv. and MI correct any error promptb. I we take ma* tan the firm is furter protected for up to %I 9 million n the Appreciation- regments sentry both tie generator 1200 Harbor Boulevard 10 business days to do the. we wit mink your account axnegate for all 'our amounts held kr a partkular el encore and Tooth of pritpll. Weehawken, NJ 07086 For the avant you theic 6 hear, so tat you will haw capacity. A hi copy of tie poky wording is mailable tie use of the money ding the time h takes us to ton request. *wall tisk profiles This statement represents the ally official record of six complete our ivestgation. U35 Fivricial Services account. Other week rant The SIPC protect an and tie supplemental protection • Conseivahrt Seeks to martin nhit pri-cPse with official to dos-wank. corrtaning conflicteddata should PlOne alike all teas pay-dole to the FM or tie both do not AVIV to' bw risk aid volatility to the non meat even rot be relied ran t you berate there is an emar or fraidal instauten rdcated on tie front of this diet means the mom does not generate signet cant • Certan financial assets controlled by (and Staid n morn, or returns end may rot keep pace with omission please repot h immediately n wring to the statement haddtionto regular accost lees, anoints your account value) but held away born UBS Fine-cal Branch Manager of the office "rung your account. may be subject to makeentece lees, chasms for We Services (e.g., certain 6/cash at UBS Bata (i) cash at payment for etritin purchases and chums kr unpaid CPS AG Stamford braich, Ed hurray* Foetid; • materna Willing to accept sane risk to pincOalad Athaiti al lions shown are 'Mended to be accurate. anoints n Cash accords. Accounts that at barderred including variable annuities. and Et shares of mutual tolerate some votataty to seek hirer returns. statement data sruld not be used kr to purposes Rely to mho- inflaUtiOnS May be subject to a trawler li e. finds where such shares are registered drectb n the • Apprespie: Wiling to accept high risk to prnopal ad sorely on yemend tax fent,(i.e.i fort 1099, Sae. nave of die account holler on tie tonics ad records heti Many to seek high returns one' tine. 10425, etc.) whinpreprrirgyour talc return. The Fim k UBS Swap Optima of to applicable ismer a rosier agent). requiredby low to report to tie IRS all taxabk dividerook UBS offers options kr tammiog cash balances, balances • Certain minimal contacts Or imminent interests Starner liouseholdhe report** rents:cable dendends and twit tent to bank deposits at UM Bak USA and U35 AG Stanford (eg.. Grated partner:hi% and prime placement.) tat We may consolidate at related account statements with eared on mcunties held nyotr accunt, net proceeds branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Ad of 1933; de sane Placa n the sane envelope. Acacias may sale transactors, and cost tut en certain covered ids (Money Fora) avIdieremit knalDepose ad be related Ice this purpose biome they have owners tareies. Accoum (I)Apct customers with anImernational • Cornneditoes coravots (e.g, foreign "charge and who also mainain p' ie mom relationships with other Reran. Management Accost. 'Moth the Bank ad pmGametal cordontO includiv futures antrada chintz at the same address. This praclke 6 known as Corraranications with ire Fain Sweep Procne. cash balsas act swept to 111358a-k commodity o COntraCIS. •hoteml-oling 'Ilya; prefer to recta* ednedual • Please reconfirm eery oral corm-warms in wring USA up to an en/tasted knit ad then to UBS AG statements mated in separate envelopes — you may to fuller protect your rips, ironing your ropes Stanford Braidt a a Monty Fund. Deposes at U85 the SIPC protector and de supplemental protection do decline householdng by ceiling 'Our F nutria Acbitor. infer the Swains Investor Protection Au (9PAR Bank USA are FDIC enured in accordance with FDIC not apply to these abet tend Sty otharrnse appear • B the finax ial halittion on the top left of to front nat. For core rdonnetir pease kit wwwfdic gore on you ataternenh. Tlw SEC meter,/ and the Friendly accourt name of this simmer* is not 1.85 Fir-avoid Servkes,L6S Deposit a UBS AG StainkrdBra-di aid than of onlarattalprotection do not poled mond changes The Friendly accent rime reflects information that you Femoral Senates cafes you account as clearg Moon:Funds at rot eared by the FDIC. in the matta velae of you instalments (whether as a entered en the firm's ordne services websee. It a a brdcer by arra-oerrent well the ticketed unsittoon result of market motement, issuer baikruptcy or watorniuble *niclnerrat • chosen by you to ass yeti We Wormed you of Its relatorchcl when you Through the OA, mailiele beak bale as are 'wept to otherwise) Well your recordkeepiog t has no legal effect an your opened this OCCOJII. In tic case, your brok and depose accounts at UBS AG New York Eanchard UPS account. You can throe your FnenAraccotort Mann, securities are located a U85 financial Services and rot AGC wanBrach These deposits are not hissed by More it orrration is avaltde tun mean Yoe may trough Ohre Services a by contactrg pit Fina-cial des ketdargbroker, and younut mace a roped ItePDC. Balances held at tiel035 AG Cayman Branch •rah more idonnition about SIC, hclidiro the 5IPC Advisor. of ay errs or emission to both firms. ate temp:arty noosed to the sovereign irk of the Brochure, by contacting 51K a 202.371.8300m by Colman blends, and there is no suttee a other nitro the SIrC "abate at reow.apacoop ACCO•nt overview All accent statements shall be deemed conapbte ad cegation of 5136 AG to repay the balances while ti the • Pam oimoiaccountgorrio. Net of assets and accurate t not objected to lei sariakg within 60 days. LIES Cayman's Brach's books. Dividend Retvortment Program (DRIP) liabilities. The crCe reflected 6 an acerage pike You may obtan • Alma Inclas avail* cash balances, tams to • Please divot customer complaints or ecpeies to the Deports at MS Bat USA and eachUBS AG Branch are the actual price kom your Financial Adasor. Only Mole restricted starry lest I, and Global tine Deports, FM'sClem Relations Depavnent a 201-352-1699 not protected by SIPC, Money Find shares are protected tares re purchased under DRIP; partial shires wit be u-realzed mats to market, and cattail mats not hell or toll.free at SC0354-9103, 8:00 A.M. to 6:00 P.M. by SIPC See 'UM Fnaicial Senices Accent Potection- ton and ell cat was be deposited h your account. The by tie Fem. Does rot include unwired unkindassets ET Monday through Friday, or in wrifir-g to LES her" dviderd rehvestment price supplied byte issuer may at the end of the mior and cured statement periods, a Handal Services Ix., Client Relations DeParenb dffer from the market mice at Mach tie partial shares peva* ineestrrents, expected stock options and P.O. Box 766 Unon City, all 07087. Upon acts reµaain, balances in to Bank Sweep at sold 'atonable stock options • in cm of erten or "umbra about an electronic Programs a OA may bee withdram and shares of a • Ciankos Includes debt btlircez oubta-ding magn fu-ds transfer MTh. lai r Ye:Orit b Money Fund mad be liquidated, and the proceeds Cmletilieu loaf, credit wit, chat accord balances. card vansactions, call or wife to UBS returned to you or your senates accotnt. Di), whole units may be heal in your account. if you re • CasWwoney balances. Total of uninvested avarkble Randal Senices le., air 'labor hat, 6th floor, mined to a palial unit as a result of a &dad pmrant cash balances, plus UM Bak USA deposit buirces,UBS Vileehavaers NJ 07086, Attn DINAMSA Sears. hater it tertian about available temp options, • otennise, the Firm *Nether sell panal inks at AG Stanford Emrich deposit balances and money mart inckiliv cement inmost rates and yet*, is available at mart pike a accept an annunt determined try a itutual fund sweep balancer, at the axe of the Cal or tante as coal a; you cal. 4 you thrk yam math cot horn your Francial Advisor nocto-ed cleats army, aid credit nor mar statement period. Nonicornnoeity free credit balances in statement or receipt 4 sing at youneed more or by baling your account at rot segregatedfrom other balances ruination awn aVander cote sheenier or Investment objectives ad he Fern fray use any of these funds in the ordnay reap. The firm or Card bear (as *piratic)must UN Financial Serener accarit protection The mummer* °booms ad ask profile at speck to course cd its laziness. These funds at payable upon hoar from you no low than 60 days after tie Pim 11-• Fern 6 a member of the Stares Investor Protection each account and may spy batten Please adrim the your demard. This total it included rn tie curled period sent you tie fed statement on which the error or Corporation (SIPC). wItch [erects securities acorn of Formprompt& ;n min; of any sicnilkare change n your clock.) value. problem gland. es members up to 5500,0:0 (nolodro $250,000 for fnancial situation or ntestmert objectives. Foe each SDNY_GM_00025238 CONFIDENTIAL EFTA_00135858 EFTA01277091 Important information about your statement (contrued) lending information you wadi eta, receive in the market Prms re — 'Onlrbesion to date • may nett* retum of - h acidic° to COmn, :SrerS received in connection Fa Misled information on the Frees larding practices ebtaned from venous than pity sources wench we capital. income a both. wit the sale or destrissico of stub/ contracts and Mande:. tea to you Clem Relatenthip begot to be telltale, but we do not guarantee they — 'Crignalthi see' represents the neat °fleeing andum investment suit units tom dents, we Agreement or imam Agemem and the General xctracy. pric e per kin* and may Mat reelect your cost basis antra cur affiliate remit reverts sturng Team and Conditions UBS Stammers of Credit Practices - we gm* use the dosing price when avagabb or compensation from many of the issuance mettle in Agreements andDislosuras at the mean d the bd and ad prices for lined • Restieled securities Restricted seethlies regal& companies uedenwen9 the annuity contrxis. ismer/to romixonartirchthem seethes and options or oney bd prices for OK are MI omen* ekgble for public Salt LOS Financial all hates of the returnee carpanes or sponsors a sauces. Seven use, the motet ace of the unrestricted stock the urie inefennnl tn.ntS we drUrbaite- Your mots - Less thee& traded securities may be priced using a of the same issuer s an imputed value for the - Cur affiliates also receive Poling carrnician and You stalement Amen smithies and other asses held vakation model or the most ream price we totted stock for purposes of Me atetereent any. To other compernatth from mewl fun* and n the account at the End 01 the SIXOnsert period You °blared and may not reflect an actual maket price the Mont that restricted securities are eliabb fa sale, no/ranee companies MOS. products we datum. may ask for delivery of Itibt paid securities at my tire. or value. the value received may be substannal& less than the — We receive an actual fee from LIBS Kane USA and YOU may recent mutes used as loan coateral thee - Certain cOS.1.:e1S may appear without a pege and imputed value shown UBS AG Suraced Branch of up to $25 per access pyng ay balance our on them. Ary securities sideshow as 'price was not available' il we are sweeping to the bates under the UBS Bank Sweep tratared to **FM drug the statement period are urge* to obtain a nee for a wanly • Est. Ostineted) Marne. cant yields and rates. Programs listed at market value as of the end of the statenners - Deposits a senates dente/Mated in currencies An estimate of annual 'mane C based on currant period. other thanU.S. dollars se reflected X the ...change chided an interest rates, n suoing the securities will Activity • Cast basis. In determining the cost basis of the rate as of the sealemem date. be held for one yea from statement date or unit ethrmationregardng unimesscen and other charges sautes incited in thus statement oboe indicted - for chain securities Wading n noncentamng maturity 7th Mamie is only a gudelne. accuracy Mthed n comedian web the executer" of Wades, wth the nurbe 1.8$ Financial Services has relied denaminalicnt price and (snit, (faze valu)rmbr and continued mane are not guwanteed incising onion transactions has been included on on information obtained from sources oiler thanLES hive been admled to Veinale proper vats/Pion — Mimed antal Marie and <went yield for COnlirriVirS previously /141m.Shed 10 you. and all be Financial Seneca's, including Ofeanatico from anothe to obtan current (patent when availlath contact Cedar% types of seasitm could include a return of provided to you peCtnpfly on request. am or that you may have provided to you Financial ess f mental Achisco. Poona' or upset gains is which case the eg Adviser. The Fan don not incleperdently verily or encore* (at anent yek0 would be overstated. Sheet Swig gannet the eaten or staidly or icy downshon • Private Sweatiest end structured products. — Manta/ snail hire and arrant yield and the I ma we engaged in that selling a west, sou may provided by secrets other than (.85 Financial Stones. Private investment mutes (iic Wig drect actual income and yield might be lower ce higher racer a charge due to Certain borroeri-g cons for that patio (ation progam led teal estate settlement trust than the estmted amounts. Pal 'cuter security. h addition, /Smug, LOS Financial Sauces general& seethes) and emceed products are generally 114* .!• An mange of aro/need Mont (dividend ardor madams this relcernaten as it it received. the film Rigid Certain sertemed produces haw nal been velem) divided the current nude Open orders does not provide are assvances that the incernaten upstaged with the Securities and Exchange valmeaverm• balance it based on the Last dividend Regardeg opal a 'thadtileanceke orders that under - Cost bases' and "Orvealced canker is Con-mission or under any mate SecurrheS laws We or ^leen payment made by the issuer and were not erstrodby the nevem date, open buy and accurate as of the date of this statement. As SSA pronide estimated vats fa prime notelet-sot assures the sectraestepoth will be held for the sell stop orders are reduced by the amount of doidends please do rot rely on this information to make securities and itruatted products for egormateml yea' from the statement date a until maturely. a 'eggs on an ex-dividends cr except due unless nrchase a tale chickens. for la puposes or purposes only Arcing is not guaranteed Accuracy and continued treed are not guaranteed. instructed otherwise by you. You are respomble foe otherwise Accounts transferred to the Fins May - These vibes mar differ Manantialey from fakes, if cedses that an executed de to your Calm to cancel Mkt gadloss infernalim ceder for the period of my, at *hit a private :gement seosity co • Assets not MA by IA5 Financial Services Conan erntin9 0PMorders. tine they are held a Be Fun Mat hbtescal theme/ preeked may Ise basfit a said and do assets 30 not held by the Fro and not vschn the nfoimaith can be added by you MancitAdmor. not necessarily represent the Met you my receive fern's possessen or control. Mese assets are Privacy awn party Igvilation displayed on your statement la newsmen', To obtain a copy of as current omit Privacy Wee. • Unrealised saiteloises When data is - Thid mown of rale re as of meet" purposes only. Positions and ram presented are nease contact your Financial Advisor a viii as mann esteemed urrealized gam losses are cauthed fee dale and se a:pared to UBS Mundt Services on e provided by the issuing ten, U3S Financial Services is at Ism ribs rintaineutalev ndividaal SeCtifty SAS The transaction data for regale basis by an independem vacation Ism. not respcenble for IM irleonabon at does net rxkvidaai lots May 01 may not reflect carvithoons, nip panne or spathe tainted values. - Issuer, general guarantee as accuracy these assets are not protected US$ Maned Services is Mabee nv WA. Busses, chines ands security reeiganaat en mots if any, are to the F im by the mnr, by WC or the rims supplemental DK coinage. Services Account BSA and IRMA re brokerage mourn Ditend and other reinvestment lots and ;animate genital pandiv e or sponsor and may be Moaned which provide access to barging yokes and products purchase lots ice each cceconed to display one based co fMet information Iran that used by • Revenue sharing and additional compensation. through arrangements vows aNhlated bags and other averaged lot the • Trade dale' coLmn presents the thirdparties to deem they estimated vales. — In adaticn to commtions on saes at 12b.1 lees thrd-party banks, and prom* access to nsurance and agent transaction trade dale - You <al obtain addle:nal infansisen regarding received en anneaon with the destrbthon annu.Y130:1-03 issued by thatedited thrd.pety the methodology used to deeming. the earnate of mutual funds to our clients we ardor out aft Am insurance companies through Murree agency • Callable smirking Bonds and profaned stock that value and the date of the Mconation that is the receive revenue Meng paymerts hem dierimers subsidiaries of UPS Financial Services yr. the issuer oh for es& redemption and be selected basis for the eainte by contacting your Financial ardor advises of Me mutual funds that we sell. grparbalfy by Ice Iran meg all secusies of this Advisor These arrants are bated on two difeent thestnum, riluranCe. ad amity products: nor held is our Are or rume for our - Thin party taloned velief may be reflected as conwontots a the anxont of sales by U3S of a Not FDIC ratted • Nobs* gammen May lose vale clients Call Seats* illonnali:n f obtained from third 'Not priced' meal statism when an Particular mutual fund fatuity to our clans, arid O) pates arid as accuracy is not guaranteed. Other call independent vaLetion Ian has not kJ/Wieder rS the asset yake of aped:cult mutual fund lamilfi RhIA Resource Management Atoms. Business Services leaves may nth whch could *ea yield cannel, enable so asset, a mkt when we beam swag shires heed ate. tem Account BSA, II/AA and neemsional Resource nlonnateen will be provide upon request. Out a material mot has mimed that may call a — We and cis anhate ado Wen* netheekng and Management Amount are registered service marts 01 va k* previously tuned value nth ammo due or sown cants processing lees in conaderatm foe UBS financial Services Inc • Cartineatet of deposit (ma). COs at FDIC inured wood be highly speculative the name uarrtfee agent serest that we provide to the up to $297,000 n princgal and accrued Mem per a the Witty mutual funds Thew fees generally are pad from V6a Signals. 6 a regthead service mud of Visa depositor at per depository inPrecteck re madame - Shen rather an issuth great palne sponsor investor asses re the mutual thrd and are a toed Intentional LOS Visa Signature cede cards and t.13$ won FDIC Min. estimated vale rer a thed-pany estimated value is clods amount based on the member of accounts at Visa debt cans are issued by UBS Bat USA with brooded the value of the stoney MU be different the broter.ckaler holding Mutual guts of that fund p.annspon Iron ma U S A hcomated. • Price/value Prces dowlmed for secures 314 Other from its carthase price protracts may be WOK or lower than the price that LISS Financial Services Inc My 201511 SDNY_GM_00025239 CONFIDENTIAL EFIA_00I35859 EFTA01277092 *UBS UBS Financial Services tic 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 February 2016 AN7A006897490216 YI 0 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your N nancial Advisor: SCOTT STACKMANO.YLE CASRIEL Phone Questions about your statement? Value of your account Call,c,„ pinan:ra,Advisor or Re Rescurcerone at on January 29 (3) on February 29 (1) account Your assets 5,238.24 5,238.24 Ksit our website: Your liabilities 0.00 O.00 %%yew. Lbs corn? I inancia:secvices Value of your account 35,238.24 35,238.24 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth 'OWVI. annuakreditreport.com. Tracking the value of your account during 2016 Value of your account S at year end 2015 45238.24 Your swestrnent return 2.22,3 2 Change in market value 5O00 .2 223 2 5,2382 5.238.2 Value of your accoutt on Feb 29. 2016 56230.24 Dec 2014 Ott 2015 Ian 2005 Feb 20'6 SDNY GM 00025240 Member SIPC ANP70002000039749Nr7000070822 00001 02 l 6 000000000 Y12366I 5500000GO Page 1 of 6 CONFIDENTIAL EFTA_00I 35860 EFTA01277093 Account name: FOI,i:LEATICrir *DUBS Business Services Account February 2016 Friendly account name: MA Fri rir ATIrN Account number: Your Bnancittf Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 29(S) your account • Cash and money balances may include A Cash and money balances 5,238.24 100 00% Your current asset allocation available cash balances. UPS Bank USA deposit B Cash alternatives 0.00 0 00% account balances, UPS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Total assets $5,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change Index February 2016 Year to date S&P 500 413% -5.09% Russell 3000 -0.03% -567% MSC - Europe, Australia & Far East -1.80% -8,89% Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10% Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% Atirt03020036697SONF7003070822 COCO' 0216 DOCO3C000 Y12.366ISSOCOMYOM000252049, 2 of 6 CONFIDENTIAL EFTA_00135861 EFTA01277094 Business Services Account Account name: MAX FOUNDATION Your /9 nandal Advisor: uBs F,L.,..„.:0.6 Friendly account name: mAx FOUNDATION Account number. SCOTT STACK MAIILYLE CASRIEL Change in the value of your account February 2016141 Year to date IS) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 $5,238.24 UBS Bank USA Business Account APY Interest period Jan 8 - Feb 4 Opening UBS Bank USA Business balance Jan 8 85,238.24 Closing UBS Bank USA Business balance Feb 4 85,238.24 Number of days in interest period 28 Average daily balance 85,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing invesunent objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fioncial Advisor or Branch Manager You can find a ful descripticn of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Pnmary - hhaderate investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025242 ANP70007000689751 NP7003070822 COM 0216 000030000 Y123661%0000000 Page 3 of 6 CONFIDENTIAL EFTA 00135862 EFTA01277095 *UBS Yournotes CONFIDENTIAL EFE,9_00135863 EFTA01277096 Business Services Account Account name: MAX FOUNDATION Your IInandal Advisor: *UBS February .: 0 '6 Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MANLYLE CASRIEL Your assets Sane ones, income and current vdues Sheri' may Ix EpprOxinale. AS a result. gains and losses mai noi be accuralely relkotO. see Aportint infosenebon about your statement a the end of the OxymeM for more inform...ion. Cash Cash and money balances Cash and matey betances may include avaldde cash balances, UBS Bant USA derout account balances, UBS AG StartSord Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat hn applic be limits, but are not protected by SIPC UBS AG Stanford Brant h deposit of oum balances ate not instated ty FDIC rod me not protected by 9PC Money market sweep balances are protected by SIPC but ale not innured by the FDIC. See the important information about your statement at the end of this docunent for detai/s about those balances. Opering Waif. Cloung Wax! Nice per :haze Average Dividend Interest Oafs m Hddng on Feb I(1) on Fob 29 (S) on Feb 29 (S) late period period op /mount (S) UBS BANK USA BUS ACCT 523824 523824 250.000.00 Your total assets relcenta?? Coq ESbmcled Unrealized value on Feb 29 (SI your account DatS (F) annual income (S) gain or loss (5) Cash Cash and money balances 5,23814 100.00% 5,23814 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025244 ANP7C00201:0669753NPI000070822 00001 0216 000030000 Y123661SSO 000000 ►age 5 .-pf 6 CONFIDENTIAL EFTA 00135864 EFTA01277097 $UBS Your notes reemooxemarsoqmotorzezz000mosomaxoconnecssoccg.y cA 0.2,ft.. 6 a Eneolstalemant.accountnumber CONFIDENTIAL EFT,O0B3863 EFTA01277098 Important information about your statement U3S Financial Services re. the F im or UBS Financial - Nvic ton r nattr n tpre.-ot t dams for cash). The SIPC asset protection limits ;PAY to account MM, you choose One Of the following Senetes). is a merrter of all orincial sexily, cannodty — Mute the error or tie render you an inure all a-conts that youhold in a panicuta- capacity. Mesment Venires' and eptere exchanges. LES Fe-axial Services and LEG tot, andexplah as neap as you cal shy you The Fim, together with certain affiliates, ha also • Prague Cement/mom.. era no as seang the Bank USA are rdrect tbsidures of LBS AG and belies t is an error a- why you need more purchased expbrnentalpeotection. The morrow generation ce income erg.. elides of LBS Secuitin U.C. The Finds financial information mount payable to al *Gable clones, colrectieek trot • Mist* Opt*, Approciatan: Insestrnents seeking statement is available upon reopen. The Firm's rood:* — Pronde the ddlar arrant of the suspected (sect this protection is 1500 millon a of December 10, 2013. growth of prncpalrather than the generation of off ices an a: e. The Firm or Cad Issuer MI irwaigae sot conpart Stbject to the poky corditons ad Imitations, cash a • Produce Combination of arcane and Capital LES Finney' Since, 1m. and MI carect any enor promo*. I we taw rmre fan the Firm is further protected fa i.e to SI 9 million el the of searg both tre geretatcn 1200 Harbor Etulward 10 totems days to do this we will credi your account agg'egae for all sour amounts heed in a pertbular of ncome and veto' pfit OIL Weehawken, 111 07086 For the mart you that 6 in erne, so tut you will have opacity. A fig apy of the poky wading is mailable tie use of the money claing the tine h takes us to uptl request. overall risk profiles This statement represents the ally official record of sea complete Our Mestgation. 1.85 Fruncial Services account, Other monk rapt The SIPC protect en and the supplemental protection • Constevanrt Seeks to maertin whit prinepal with official to docunents. cornahing corilicleg data should Please make all chalks pay-Job to the Fam or ire both do not apply low risk and volatility to the attars owral, even rot be relied ran If you berme there is an emm or inntal rettution rdcated on he front of this tin means the accost does not generate signil cant • Certen financial assets controlled by (and encircled n name a warn and may rot keep pace with emission, please report h immediately n *Mop to the statement hadditir to requiem accost fee; avant, your account value) but held away from LBS Financial &inch Manager of the office seenag you account. may be subject to martentra lees, chcogs for Me Services (e.g., certain 0) cash at UBS Bat (ii call at inflation. padrent for marlin purchases and chug.' kr unpaid LBS AG Surdad bunch (id isturne amixts • Makare. Willing to accept sane risk to pincOal and Athcop al fives shown are ntended to be accurate. arricut ei cash aceouits. Accounts that at tearderred including valid, annuities. and fed shares of nuked tolerate some notated, to seek hirer returns. statement &lash:add not be used kr to purposes Rely to other institutions may be subject to a trawler li e. funds where such shares are registered dreedy n the • Agyressne: Wiling to accept high Sc to prnopal ad soap on waend lax IC011S, (i.e., Form 1099, Sage. nane of the account holier on the backs ad records high volatility to melt highreturns over tine. 10425, etc.) whinprefuregyour tax return. The Fim 6 UBS Sweep Options of the applicable near or Welber agtra). required by low to report to toe IRS all to able Ogden& UM offers optiv kr sweeping cash balances, balances • Cretin Minimal contracts or inwonent interests Statement ¶ousehddng' report** rontarrable dee:kinds and treble serest to bat deposits at UBS Brk USA and LBS AG Stanford (eg., Bated pannershim and private placements) tat We may consolidate al related account statements with caned en %wines held nyou accent, net proceeds trench (Bank Sweep rn5), money market mutual are rot registered ander the Securities Ace of I933; the hone address n the sand envebpe. ACCOSeS may an sae transacume, and cod base ascertain covered Ards (Mae;Ft.n) and the intendmatDepose ad be related la this purpose became they have owners martin. Accare (0Aila customers with an Mernatiznal • Cornnodities cornets (e.g, foreign ',charge and who alsomaitin Pm KCCard robtionthips with other Renece Management Account. Though tie Bank prec bus metal contrentst includrg futures ant/acts <lents at the sane address. This prank* 6 knew, as Communicetions with the Rim Sweep Proven cash balances Te swept to U85 Bak ad commodity option contracts. •housel-oldrg R you prefer to receise rdiadual • Please re-corifirm ay oral cormitaxabons in *Meg USA up to an es-dashed knit ad then to UBS AG statements Meted es separate envebog — you may to further protect your ripts, irclafrigyat rips Stanford Branch a a Money Fund. Deposits at UBS The SIPC protects:nand the supplemental polection do decline hauwholding by calIngjOLIF F Modal A&icor. add tee Sam-rens Investor Protection An (SPA) Bank USA are FDIC ilSured in accordance with FDIC not apply to these asset, awn 4 they otherwise appear • B thefins-K41 imeintion on the tcp lets of the hem nits. For mime ilarnatir peat. sat wrmfdic sore on ma stamens. he SEC peotecticn ad the Friendly account name of this statement is not U3S Finantiel Servies,L6S Nowt at LBS AG StaMadElra-d) ad shores of maOlariental protection do not protect rand changes The Friend& *mud name reflects information that you Frencial Seneca carries gnu account a clearing Morey Fends are rot instred by the FDIC. in tie makes vale of was investments (whether a a entered con the Fatnb orgne services websie. It a a brick., byarrangement well the indexed anstauton result of market movement issuer batruptcy cotorniuble *nielrarm • chasm by you to mid you We Wormed gnu of this reletorchP when you Through the Ok 'nibble bead, balances are swept to otherwise). web you recordkreping it has no legal effect an your opened this aces. In this cask your lads and depose accounts as UBS AG New Yak French ard LBS accost. You can cha-ge yen RienAcaccotnt name; secedes are keeled a UBS financial Services and rot AGC *run Branch These deposits are not snared by More information is avaltfe Wan retard You may thoegh Orem Services a by contactrg yon Financial the ironscliceg broker, and gourmet mace a capon ten:X. Balances held at the LES AG Cayman Brad, obtain more edam/Won about SIC, eclidrig the SIPC Adeisor. of ay ma or cminion to both firms. are temperanly noosed to the sovereign Sc of the Brochure, by weaning SIFC a 202-371.8300a by Cann bland; and them is no wawa,. a other asitng the Stet website at ttaw.aptap ACC04•11overview All accont statements shall be deemed ccerpbte ad cingsation of LBS AG 10 repay the balances while on the • VA,* of po0f aCCOUntliOrt6k, Net of assets and accurate t not objected to in weiti-g within 60 days. LBS Cayman's Brach's books. Dividend Renvertment Program (DRIP) The crop reflected 6 an average mice You Mat obtan • Asset. Inducks salable cash balances, vitas la • Please diet customer complaint or empties to he Mims* at LBS Bak USA and eachUBS AG Branch are the actual price from was Fnaocial Advisor. Ors1y whole restricted storey list), and Global tine Deposits, Fim'sClem Relations Deparment a 201-352-1699 not protected by SIPC, Money Fund shres are protected darn re purchased seder DRIP; partial shares wil be • trend make to make; and sedan mats not held or toll-free at 803.354-9103, 8.00 A.M. to 6:00 P.M. by SIPC See *U35 Feuncial Services Accent Potecticn- sold rd the cash wg b deposited h your etcetera The by tie Fim. Does rot include unrinced secudie0 assets ET Monday through Friday, a in wedirg to LES bebvt dviderd reinvestment pricesuppled by tester may at the end of the pior and caveat staterreM periods, or Fruncial Seneca he., Client RelanalS DePalmen‘ offer from the market price at which tie partial shares prorate rwearrents, parented stock options red P.O. Box 766 Unon City, ell 07087. Upon pot regain, balances in the Bank Sweep at sold entrasabee dock anions • h me of er015 or suntan about an electronic Prop-ans.:et/A mg be withdrawn and shares of a • Lialeartal Include, debt behron cutdarding frogn herds transfer OM. b reS Vaa•debit Money Fund may be liquidated, ad the goods Cadekelieu tort,, credit lit dace accant betimes. card transactions, cal or wit. to UBS returned to you a your seorein account. whole ads may be hekhn you- account. if you ere • Cashlmoney balances. Total of uninvested available Feencial Services km., cum mance Rd, 6th floor, sniffed to a pa-lial ant as a result of a &Mad payment cash balances. plus UBS Bak USA deposit baferces,U3S Weehawken 1g 07086, Attn MANESS Sakes. hater ilem's:an about available swop *pions, oterwise, the Firm veil other sell prat snits at AG Stamford Bench deposit balances and rocney make inckedng anent Merest rates and deter; i available at mina ;eke a accept an anount ditamincd by a MALI fund sweep biro; at the clan of the Cal a %Me as soon a you cat d you the* your wynembs wise frorn your Fruncial Advisor rigattred clong agency. andcredit your accorn statement period. Norsccermodey lee credit balances in statement or receipt 4 *nag orgy:duneed more or by eating your accost are rot segregated from other balances rilennatisn dxut a transfer an the sIXemenit or Investment objectives and the Fim may use any of these funds b the ordinay reap; The Firm or Card tsar (as irpluble)must LES Financial Sender semen potation The neestmere °booms ad nsk profile an specific to course of its laziness. These funds ase payable upon hear from you no Ism then 60 days after fi t Sim The Firer 6 a member of to Searkin Investor Protection each account andrng wry between Please Weise the your &nerd. This total n included.. te cunent period sent you Pe fist statement on whit. the era or Comoratbn 6IPC). Mitch protects acuities amarits of Firm amend& in ale-got wry sicpilicant change in xis closi-g value. earthen gland. is members up lo S500,0:0 fncladrg S2(0,000 for finacial Muria or investment objectives. For each SDNY_GM_00025246 CONFIDENTIAL EFTA_00135866 EFTA01277099 important information about your statement (Gbn(Wed) Lending information pu wad acuaty recent n the market Feces — 'Detrtesions to date' may include returnof - h ackan to commesseths received in connecter' Fre delaAed informalon on **Fins lending practices obtained from Wien died patty sources which a caehat name cr both. wail the sale or distrbAion of anAy contacts and and:outs. refer to wis Clem Relafienthip bekve to be reliable, but we do not garnet the. — •Cognalursi see' represents the nasal offer's; and eat investment Intl units to Our (hells, we Agreemeni or Arm** Arement and the General arcuracy. pixy per sou and may not feat(' rafr cost bass ands as affiliate redeye name sluing Terns ad Conditions LOS Statement of Cad Practices - We cony* vie the doting pot,mien vase or coneensmen from many of the Murtha mailable in Agnemen0 andCancbsures the mean of the bid and ask prices foe listed • Restricted sonorities Resented Seantin general& corepanirs urdenweing the an {overacts. sumer ribs romiacceurArinflgam. SeCtritieS ad cohortson on& lad prices ice OTC ere not current& eliable for public sale. 1.035Firuncial allFetes of We Insurance cceroanies or sponsors of securities. Services use, the market peke of the unrestricted slack the trot investment VW'S we «saute. Yew Sett — Less aster& traded securities maybe «iced using a of the same issuer as an imputed value for the — Cur athletes also ma leading canrnesions and You stmemeed sins waritits ri d other assets held ...Lotion model a the most recent pie we restricted sled for purposes el the stetemene any. To other compensate° from raual fuel; and in the acant at the and of the statement period. You ebtahed and may not reflect an actual market once the eggs that restricted securities' are eliabe for me, insurance companies vase products we dmIrkellt may ask for delve& of lolly paid seardies at art/ time. cc sakie. the *Ise received may be stiostaial& less than the — We receive an annul fee loom UBS Bak USA ad You may recent secuthes used as loan co/karat after — Certain positions may appear mass a pee and imputed value shown UBS AG Suffield Brandt of up to $25 per accosts paying any balance eke on them. Any securities will show spice was not avalable• ft we re sweeping b Ow bares undue the UBS Bank Sweep a oh Ill to the Mumdein the Ohtani pored are unable to obtain a price for a warily • Eq. (estimeted) income, currerrt yield. and rata again. Feudal market vale as of the mel of the staemerd — Deposits Cr smuts deexmated in °henries An estimate of anal income is baud on current Peal ocher thanU.S. dotes are reflected at the enhaege dvidtnd rd interest rates, awning the securities will Activity • Cost bat- h detaining the cost base of the rate as of the statement date. be held foe ow year from statement date or trail hlonrutronregerdng carnssians and other charges earthes itxtuded in this statenent. where instead - Ter certain searities eating in nonconforming nativity. TM mina is only a gudeine, accuracy incanted n correction with the taut«, al trades. nth the nearby LOS fhalal Services hat relied denteninmens. pee ad CluemlitY 0ace value) may and continued interne av rot guiranteect nosing omen transactions has been included en on informal's' cbuined from scones other thanUBS have been adasted to failealecnater vabaion. — Estimated anal inane and curet yield for confirmations previously furnished to you, an/ can be Finixial Service% including Mom/dimIna another To abler) Current ctotakee, Men amiable, coact (elan types of securities could include a rerun of proms to you prarestly on reepteSt. him or that you may have provided to you Fnancial rostr flannel Ad.'s«. Preece' on Capital gain n vein case the est. Adieus. The Finn does nal indtbenierely wily a income Ord twat yekg would be overstated. chart "aurae* the accur a valeta), of any information • Private easement and drawled products. — (stated anal income and current yield and the If you are engaged n sham seri-gateway, youmay provided by saner aw than 1.65 Fruncial Senices Private instant morales (ix lading Oat actual income and yield night be Meer or higher incura charge die to (emailbanning costs fa that participation pecqam and real estate imestmerd tat than the estmted amounts. parlkular security. h affelen, aftliough LOS Financial knees general& securitin) and sawed praxis are general& hejily — An imamate of re-malted i-eorme (dividend axles iodates the igernutian as it is received. the firm Skean Cwt... structured ;redacts have not been interest) divided by the *trent make Open radon cases not pack at asuances at the inforinaien adored with the Securities and Exchaw venateanuage balance is based on the last dividend ReffPfdesd open a 'srockliacancellee ceders that under "Cost basis' and "Unealced gaff loci is Commissith a titer any state securities laws. We or Merest payment made by the issuer and were not einuted by the stamen date. open buy ad acute as ci the date of this statement. As such provide estimated yaks for private inytillnent eaves the seasitiMetepouts will be hell for ore sell stop orders are reduced by the mare of diadem's please do not refis on this elfaeration to make mantes and structered products for inkeramorul year from the statement dates 'arid matudy. or rigsts on an ex-dividends or seriph date unless pasha a sale decisions, for Is peposes Paws only. Acctracy is not guaranteed Accuracy and continued yield are not gurranteed iretructed otherwise by has You am responsble foe OthMaist. Accounts transferred to the Finn May — These vain ay differ substantial& from prices, if «Oen that ate eased due to you failure to cancel ref ea garbs Sara en on& for the period car ay, at *hits a private investment secuity • Assets not held by UBS Fifefleiel Services. Certain test open orders. tine they are held a the Mn More historical sauteed prodad may be bats or sold ad do assets ate not held by the Firn and not wen the nionalon can be added by you Anoxia Ada,. not necessarily represent the vak* you my raise Fern's possesscn or control. These assets are Privacy too, liq,idation. deployed on yas statement for Moratorial To obtain a copy of our current Chem rrifacy Notice. • Unmediated gaitilomea roan data is avaitablt. - lhid party estinges of vat* aro as of a rowan pm-pow only. Patens and values presented we pease contact your Friancial Adria ce vie ou websee estenated urreafized wine losses are calculated for dale end ate seroplied to UBS Financial Services an a presided by the swig fem. 1,85 Financial Services is at gene uturonfreivadenere eavidual searey lots. 1* transaction data for regular basis by an independent vat-salon I a. not respable for tvs infcannon and does not rekvalmi lots mayor may not reelect cormesions, — Issuer general pain. Of sponsor estimated values. guarantee is actuary. These assets are rot protected UBS rmancial Services is not a bat the RMAv Business chron infra - vacuity reorganatin has. it arab at supplied to the Fatty the our. by SIC or the Finis supplemental RIC coverage. Steven Account BSA and IRMA re bazar accounts Okada and other renveament lots and systernatk gnat para.* a space and may be calculated which provide access so baling services and products wase km ad each contned to display One based on different Momabon from that used by • Revenue sharing and additional compensation. though arra-wants was Of Waled barks and other 3w:faced lot The 'Trade date colonel presents the third petite to done thee meowed vales. — In adation to CCOOliSSCaS on mks and 12b1 lees thrd-party banks, and provides access to nsurarke and orqiul transecoon trade dam - You can °teen addinul rionnatenregarding received n ccenecton with the daemon of annoy prodacts issued by walldiated thirty-any the methodology used to decennia the minum al mutual lunch toot dares we ands cum offwale insurance companies through Muria agency • Callable securities Bends and preferred stock that value and the date of the formation that is the subsidiaries of UBS Financial Services hr. basil« the estimate by contacting stir Financol make revenue sharing Parma fat di:Iris:ten the issuer cats for ea redemption wit be selected arida advisors of the mutual funds that we sell. impartial& by lot Ircm among all Se011seS of that Advises Rose amens are based on two different Ine-unront, nsurance. and annuityproducts: issue held in our rue* or *nominee** It, at - Mid pa est:awed vales may be reflected as components 0 the amount of sales by U3S of a Not FOR seised • No ban guarantee* May lose value clients. Call Semite hIcamaticn is *Maned from third 'Not peed' ei several Wane when an petal, mutual hen finny to our awns. and GO panes and acs accts., is not guaranteed. Other call independent valuation Inn has not stppleda is the mot yak., of a particular mutual fund lani&I BMA Rouyn Managerrni Arcata. Business Service. leases may hot witch could affect yield carckle unable to assign a vale, when we become awav shy.t held a the fins. Accoint BSA, AMA and nternananal Resouce aranalta will be prmided upon request that a material event has occurred that may call a — We and or afloat. ate have netweekng and Management Accost are registered Reece mails of pea:us& needed Wm nio quest:xi a when a «axe processing lees is cadent«,It, UBS financial Services as • Certificates of deposit (CD.). Cos so FOK read rate wend be high& speculative due to the mare tracer agent sakes that we Faith to the up to $29(),000 in princioal and accrued interest per of the matey mutual kids These feesgenerally are pad horn Visa Siannue is a monad service mark of Visa depose« and per depository thaseet in accordance — When neither menu*, general partner a sponsor invests assets h the mutual fu-d and are a fired anutioeut IBS ved Signature cede cards rd Les with FOIC hies. estimated vain nee a thed-pany estimated value is provided, the !olio of the security will be di/levent doer amount based on the number of accounts at the **(brim* hotting modal lands of that fund Vat debt cards are eased by LOS Bank USA with pennon from Vna USA morpormed. • Pritethalue anon displayed for whim and other Inn es purchase Pee- family «oda% may be higher a lower than the pice that LBS Financial Services Inc. Pay 201511 SDNY_GM_00025247 CONFIDENTIAL EFTA_00 I 35867 EFTA01277100 *UBS lifiS Financial Services Inc 299 Park Avenue 25th Floor Business Services Account New York 1W 10171.0002 March 2016 ANP7001C615510316X13 YI 0 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your rinandal Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resourceline at on February 29 (V on March 31(S) account Your assets 5,238.24 5,238.24 Visltour websIta: Your liabilities 0.00 0.00 www.ubscomainancialseNices Value of your account 35,238.24 $5,238.24 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aedt report annually from Sources of your account growth www.annuakreditrepost.com. Tracking the value of your account during 2016 Value of your account at year end 2015 $5233.24 Your investment return ',228 Charge in market value SO® 2?.3 2 5,2382 5.2382 Value of your account on Mar 31, 2016 SS238.24 Dec 2014 Dec 2015 Feb 2016 Mar 2016 SDNY GM 00025248 Member SIPC ANP7004:00011:61551 NPI000127670 C0001 0316 00CC00000 Y123661550101000 Page 1 of 6 CONFIDENTIAL EFTA_00135868 EFTA01277101 Account name: *DUBS Business Services Account March 20 7 6 Friendly account name: tL • • Account number: Your rl vandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (9) your account 5,238.24 • Cash and money balances may include A Cash and rrxmey balances 100 00% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $5,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change Index March 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03% Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% ANP70003001061552 NP7000127620 COCO' 0316 DOCO3C000 Y123661650 IOMAlteGht000252livre 2 of 6 CONFIDENTIAL EFTA_00135869 EFTA01277102 MAX FOUNDATION SUBS Business Services Account Account name: Your PI nandal Advisor: Friendly account name:MAx FOUNDATION SCOTT STACK MANLYLE CASRIEL March 2016 Account number. Change in the value of your account March 2016 Year to date IS) Opening account value $5,238.24 $5,238.24 Closing account value $5238.24 $5,238.24 UBS Bank USA Business Account APY interest period Feb 5 - Mar 6 Opening UBS Bank USA Business balance Feb 5 85,238.24 Closing UBS Bank USA Business balance Mar 6 85,238.24 Number of days in interest period 31 Average daily balance 85,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing invesunent objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Fioncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital apprecutron Your risk profile: Pnmary - moderate Investment diglbihty conc.:144'21ton - None seiected Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out. SDNY GM 00025250 O1117(1003001061653 NP70:0127620 00031 0316 000030300 Y123661650101000 Page 3 nf 6 CONFIDENTIAL EFTA 00135870 EFTA01277103 *UBS Yournotes CONFIDENTIAL EFTA,1358, EFTA01277104 Business Services Account Account name: MAX FOUNDATION Your %sandal Advisor: *DUBS March 2016 Friendly account name: MAX FOUNDATION Account number SCOTT STACKMANLYLE CASRIEL Your assets Some PhCes, income dry current vaues Sh0nn May teappi0Arnble. AS a festt gam aidlosses ma/ n01 De ECcutalely telleded. Set Aporunt infosmafron Stour your statement a the end of this dtcumem for rote information. Cash Cash and money balances Cash and morcy balances ma/ include. avalaile cash balances, UBS Bar* USA depoat account balances, UBS AG Stallard Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balanCeS are insured by the WC vAlbn epstic able limits, but are nod protected by S/PC USS AG Stanford Brant hdeposn swum balances are not insured ty FDIC and are not protected by StPC Money mantel sweep batances are protected by SSC but at not insured by the FDIC. See the rmportant information about your statement at the end of this docunent for del aes about those Sanas. 0penng Wane. Closing belaxe Price per share Average Drilckncl Interest Drys m Hddng on Mat I (5) on Mar 31 (1) on Mar 31 (1) rate period period Cap arounl UBS BANK USA Bus ACCT 5.23824 5238.24 250.000 00 Your total assets Percentage 01 Cost alienated Unreatied value On Mar 31 (5) year ac0unt 0.35,5 (5) annual income (5) gain 0r 1055 (5) Cash Cash and money balances 5,23814 100.00% 5,238.24 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025252 AelP70003001061555 NP7003127620 00C01 0316 00C030000 Y123661550101000 Page S of 6 CONFIDENTIAL EFTA_00135872 EFTA01277105 *UBS Yournotes -' CONFIDENTIAL EFTA,135873 EFTA01277106 Important information about your statement 1.85 Francial Services Pc. (the Fern or UBS Fnercial her IroMyOu no later than 60 days after the Frm UBS Pitantial Stereos account protection sighilcart change n your Gunnel siturtion Sr tea). is a minter of all principal acuity, ccmrrodty sent you the list st lit4014.11 on which the erns or The Fin, is a member of do Shy ties hien norection investment objectives. For each accord held, yo4 and cob:concha-ages. UBS Financial Semler, and U135 Problem aePerod. Corporation (51PC). which protects townies wow-Mot choose one of the follwand eminent ebjectreas Bank USA ate i-died subsilenes of UPS AG and - Flood, yow name rd accost IlleciStc Of any) its menters up to 5500.003 (including $250,000 ice • Produce Correa income Ineshin, as seeking the aftihaes of U3S Startles LLC. The Flares fnanoal — Desert* the error or the tansies you we inure claim for cash). The SIPC asset protection limits apply to generation of tcome any. statement h available upon reckest The Fim's hewn& about, ad egoism as <barb as yeu en why you al w.conts that youhold n a paniodar capaoky. • Achieve Capti/Appcaciatort Inaestments kiting offkm ire at believe t is anent or why you need more 1110 Fill; together with certain affiliate, ha also growth of pinata' rather than the generation of Samoan purchased supplemental protection. The no:airman income. 1115 Financial Senses Inc. — Frondethe dolor amaint of de suspected era. /moot payable to al eighte clients. cobecleelyu-dw • Produce Condyinenen ofMoomo an:10000 1200 Harbor Boulevad this protection is 1500 Shoo as et Decanter TO, 2015. Apeman:in.Imesenents seekrg both he generation Weeheinken, NJ 07086 The Firm or Card bsuer will ivestgete you <emplane bnact tot* poky catkins ad hi-nimbi); cash at of mane and growth of pricPal. and will correct any enor pomp*. For alleged *non the firm is further protected for up to $1.9 million in the This aatemerif repesents the only official record of you' engin"? UBS Viet debit cad transactions. if we take agTegate for admit accounts held it ?pa-tinier Overall risk profiles IBS Financial Services account. Other wads, beep( more than 10 bk inns days to &this, we will credit caPacity. Aft,' copy of tie policy wadeg is wail** • Consonanw Seeks to mantain pri-cPet with official twdocunents. contanng conflictingdata should yds* acorn for the amount you think 6 in error, so that upon request. low risk ad volatility to the accord twat even if not be relied wan II youbele* there is en tour cr you suit have the use of the money dunng he tine it 'minion. phase report it immediately n writing to the takes us to complete our iwestiption. The SIPC protection and the si-pplermntal protection that means the accost does net generate signdica-t Branch Manager of the office strung your account. both do not a0011 to, incorre a rams and may not keep pace with inflatkn. Please mike all checks payable to the Firm or the • Certain financial assets controlled by (and inclad Allestip al 'ivies noun are Mended to be actuate Inns& lanolin (ticked on the trait of ha • Moderato Willing to accept acme risk to pinopal aid your account value) be held away from LOSFinancial statement ctn.. thoukl not be wed for tar proposes Rely statement In addition to nrgiar acacia fees, accounts Service, g., caking/cash at UBS Bark USA, lig tolerate setae volatility to seek I4wr return,. week on yerend tax kerns, (le Form 1099. 5498. 'nay be abject to mai-donate fees. changes for We cash at WS AG US.brard-in, muffle triscitta, • Aggressid: WEN to accept hit. risk to pinapal ad 10425. etc ) when orepamg your fax return. The Fim torrent tar securities purchases and charges ice unpaid including with enmities, and (k) shares of annual high volatility to seek high returns over time. required by law to report to the IRS alltaxable &Wend; arncares n cash acostnts Accounts that we tansferred funds where such shires are registered drealy in the • Investment Eagan* Consideration: I selected a mportabb rontarebb theittand and untie ?detest to other instnAcns my be subject to a maser tee. name of the account holder an the books and records portion d the portfolio for that account may nclude erred en families held in you meant net proceeds of the appliceble Muer a tinder agent). corrplex stragies, tinted liquicky and create on see tra-sactire, ad cog basis on certain covered UM Sweep Options • Certain rwestmert contract, or intestinal roman volatile?. searaies. U65 offers options kr meting cash balances, balances (e g.. limited partnerships ad private placements) that to bark deposits at UBS Ba-k US& and U3S AG Stanford are rot regttered under the Securities Act of 1933; StatemaM ahotawboldIng• Caversanketkne with the Firm branch (Burk Sweep Progeny), moneymann mutual end We may consolidate all related account statements with • Fleas* reconfirm in, oral cormoncationt in writing firch Money Funds) and the IntetralionalDepose • Commodities contacts (e.g, foreign exchange and the arm address n the same envelope. eg. because to further protect your rides indudrg your rados Accost (DA)for customers nit an International prec tut metal certratO inducirg futures carnets they have otters take maintain join account under the Seonies Investor Protection Act (SPAR Rescue, Managemeed Account. Through the Bat and commodity cpticn contracts. rektionshlos with oter dents at the 111Te address. If • If the financial Mtitution cn the top left of the tad Sweep Program% cash bala-ces we swept to ILESBank The SIPC protector and the supplemental proteclon do you prefer to mein indindual statements mailed in of this slams isnot IBS Fared Saykes.U3S LISA go to an established NV ad then to UBS AG not apply so these assets thenif they othensise appear separate metopes, you may d«Ine hmenoling by Financial Semites carries year account as dieting Stanford Winch or a Money Fund. Deposits at Les on yes statements. The SVC protection and the calling your Financial Advisor. tacker by arra-gement wish the rdcated institution Bank USA are FIX Mired in accordance whh FCC applemental protection do not protect against changes We informed you of this relatcnshio Pd1enTraa nibs. For more int<motion Pere v6A wewidic goo. in tie malret vale of yak investments (*tether as a Friendly account name opened this ocean. h the cast your tu-a and Deposal a 1.65 AG StamfordBra-Eh ad shares of ot rwe reset ol e)market moment movement issue. balcruptcy ce The Friendly account name is a cusiomeable *ni:knane marines tre located at UBS financial Stakes and rot Money Fads are rot hared by the FCC. h clown by you to assist you with your record; eepin; the inolacegbroker, rd younut make airport has n, legal effect on your account You co-i chrge of any error or emission to both firms Through the DA, amiliole to cath balaxes we swept to More information is awed* tarot repast. You may your friendly account names, through Onlne Services a depose axants al UBS AG NewYak Branch and 1.85 obtain more information show 5K, hclaing the 51PC by contacting yes Fivricalacigsa. Asdesabed in the imoun ageerrents, yea mat AG Caron Branch These deposits are not routed by Brochure, by contacting 51K at 202-37143300 or by natty us of any errors or baud invoking docks the FCC. Sines held at the 1.85 AG Caron Bench eking the SIC website at mew.spepag ACCOIllt owrvww reflected an your statemont withal 30 days after t was are temporny hposed to the sovemign rick of the • V al• of your taormtpornbfra Net of assets rd mailed or made avalike. All staternerds shall be Chmen binds. and there is no g.warsee or odor Dividend Reinitiating Program (D W) Staines <berried complete a-dacarate n act other respects if obigabon of UBS AG to repay to Dilates %Nil cn the The price reflected is an average price. You may obtan • Amen Includes available cash balance; titresfor not objected ton *rang within 60 days. UK Cayman's Brach's books, the actual pia bon yos Fnancial Advisor. Orgy wok restricted secure), (est,),. and Global Tine Deposits, shares are purchased under DPW; panel shayswit be unreeind marls to market, and certain assets not held • Pleamdlect astomer canptaCti or 1q.ann to to Deposes a LBS Bark USA and eachUBS AG Stanch are sold rd the cash wit be deposited n your account The by the Fim. Dots rot include unprical seastiolascets Fern's C leM Rebhan Depatnent at 201.352.1699 rot protected by 51K. Monty Fund shares are protected trident rernestrnem pice applied byte eaass may at the rd of de plan and curent statement penods, or cr tollfree at 800-354-9I03, 8:CO A M to 602 P.M by SIPC. See 'LBS Financial krises Accost Protection' &ler from the mike price at *tech the partial shares ornate noesanents untested stock options aid ET Monday through Friday, a in wring to 1185 below. are sold ',steade stock options Financial Semites Irc., Client Pet/tiers Depinment, • Oakes nines debt Waxes, onsterdng merge+ P.O. Box 766 Union Ciy, NI 07087. Upon pis IsNUSIS, balances in to Bank Sweep Crnivliaa Ions, credit line, *ices asocial hatinces. • h case of errors or questins about an electronic Programs or DA may be wittdrawn arid shares of a Cn& to a May be held in yeti accent. If you are • Coahlmoney balances. Total of uninvested available firds transfer (EFT), EIS Visedebit Manes Fundmay be ligiclate; and the proceeds entitled to a partial unit a a result of a dniderd payment cash balances, pin demit balances al UBS Bank USA., card transactions, call a wee SPUDS returned to you or yeti sea-rdin =can. or rise, the Finn will gather sell paid saes at UBS AG U.S. Branches end =coy matte rrutui find Fnanual Senses Ix., WOO Harbor Blvd., 6th floor, marten price a accept an arrant determined try a seep balances. at the close of tie statement peciCid. Weehawken NJ 070£6, Ann ROANBSA Senses Bather i-icemalcn about amiable sweep options, registered cleri-g agency, rd credit par vowel Non.corrmoclity free aiedt Wishes in you vaunt are nclairg parent interest rates and yelds, is mailable at not segnmed from *ha balances and the Fim may Cal a write as soon as you can, if you that yes remv.ubscorrinveepyrelds, from your Fnancial Advisor Investment objectives use any of these fuxb tithe ordina-y course of its stakrrent or receipt 6 wren) or 4 you need more or by calling 800762.1000. The nvestment oblectws and risk profile are speck to busikss These funds wens** apcn your demad. edomaten tail a under on the statemmt or tech account and may vary between pa acorn This total is ex Lded in the curent period casing vale. neon* The Firm or Card bsuer (as aPPIcable)musl flea advice the Firm prorrm b in erring of a-y SDNY_GM_00025254 CONFIDENTIAL EFTA_00135874 EFTA01277107 Important information about your statement (COMMied) Landing information obtained from venous third party sources which we - • 0rignal ant see represent the initial &ferns3 — h addition tocommissionsreceived r connection Ice Mated prmenution on the Fitres lending awaits believe to be reliable, but we do not gunntee their pike per one and my not reflect yap' cost basis with the sale a dstrbution of array contract and chaste.% refer to yar Client Relate -chip sauna rdunt inocanent but unit tools clients, at Acreernrit or Accost Agreement and the Ciervatal - We ;serer* use he clostg price when amiable cc • Restricted seaside, Beans-red senates generalbr rdor ar affiliate ream reserve shatig Terris ad Conditions. UBS Statement of Credit Nantes the mean of the bid and ask prices for listed re rol currency eigbk kr public sale. MTh SF compensation fromnary of the instance nobble in Agreement andDisclosures at securities and options a or* bid prices la OTC Services uses the maket price of the Lnrestixted stook companies treferwreing the annuity contrasts, jure udkromthreriteiriiiirlmi ores. acuities of the time issuer as an mputed value for Om Of bates of the insurarm anwaries or sponsors d - Less active1traied swathes may be priced using a restricted stock for purposes of Mei statement only. To Mount inkarnert mots We MittI:Ott Yaw wets valuation model a the most recent price we the ettent that madded seariiin are eliable for sale, ▪ Ott affiliates also receive trading commorms and Your staemem amines securities rid other assets heti cbtaned and may not reflect an weal marker price the vale rackedmay be stbstanbal1less thrm the other compensation from mutual has and in the account at the end of the staternert period. You a vas imputed vale thaw. inkrance companies mhos* produces we daubs. may ask for &brow d full/ paid sautes at re time. - Certain postai, nu-y apper without a price ad - Wereceive an awned fee horn UM Ba-k LEA and You mar receive wadies tied as loan collateral after will dxw as 'eke was rot available' awe are • Ea (eetimetad) income, orient yields and rates. UBS AG Stamford Bench of tea to $75 per account paying any balance de on them. der/ securities sable to ocean a price for a acuity. An ultras of a-nuel :loam, is based on current soaping to the bales under the UBS Bark Sweep banal/alto the Fern dreg the statement period are - Deposits a securmes denominated ncurrercies dniderd ad interest rates, assuming the sear tes will Proqaark. liked at market yaw as of the ended the statement other than US dollen se refkited at the exhunge be held for one yes from statement date or until period. rate as of the statement date. maturity The ,, matt is only a quaint, accuracy Activity • Gad batik In tetirrnning the cost basis of the - fa certain searkies Paine innor-scootormiv and cortinued income an not guaranteed Information regardng ammksions and other charges sautes included in this casement, vitae indicated denominations price and quality (lace wt.*) may — Estimated read 'acme rd talent yield for incurred in correction wth the executer, of wades, vet the natter 'I,' LES Fnancial Services has relied have been adjusted to facilitate prgar valuators. certain bees of waits could include a rettm of inducing option transactions ha peen included on oninformation obtained from sources other thanLES To captain anent quotations, when &math, contact prmapal or capital gait n match case the est confirmations previously Vanished to you, and be Phanual Services, including nformstion Iran another yar Finartial Armscr. income tind Current yiell would be owniated. provided to you promptly on repast. fern a that youmw ham provided to you Finrcial — Estimated antral harm and caveat Weld and the Adrisor. The Firm does rot indePerdently verify Cr • Private investments and structured products. anal name adPell might be lover or higher Short siting guarantee the acaracy a viably of ark information Private nwstmert shanties (nottlrg drat than the hinted amounts. II you are engaged in short wring a w.unty, you may provided by acmes other than LEGFinancial Semites participation program and real estate investment but — An eninge of avualaed income (dividend andor incur a thug* due to (Maintain...iv costs for that swarms) and auctued Freda are genstalV hghy interest) divided by the Omit market pa-aural seoxty. h addniab although LESFinancial Stakes generally Gad. Certain structued pockets have not been vatitaweage balance is based on the last dividend ,.plates this tdcrmaticn as it is reamed, the Firm registered with the Securities and Exchana or intern payment made by the issuer and Open orders does not provia are assurances tat to ntarnation COMM6Skrt a Lacier try slate secumies laws. We amines to seannesreleposes will be held for Cr. Regarding open or • gm:Mil-canceled' aides that order 'Cost basis' and 'Unrealised gadlose is pnakkevenated estate for pita investment year from the statement date or until !cavity. were not executed by the statement date, open buy and accurate as a the date of thk statement. As such acuities and stndurod products for neormationd Accuracy rd continued yob re not %wafted tel stop ceders re maned by the amount of disiands phase dorot mega on the nformation to make tispost °Mr karma isnot guaranteed. or ritesen an arc-dividends a etirkkits dire unless rtraese cc sale decisions. la tar ;arose; ce - These vales may differ stbstirtialy Pan pre.; il • ASS•ti not hekl by WS Financial Services. Certain instated otherwise by yak You are responsble for otetwise. Accounts transferred to the Film mei any, at which a aerate iwestrarn WWII Cr assets ae rot held by the Fitt rd not vethn the orders that are executed da to you' failure to cancel reflect grabs itenution only foe the period of structured product may be bought of sold and do Finns possession or corwol. These assets arc "Gag open orders tine byre held at the Fim More historical rot noototwibr rep-eserd the valet you may receive disphyed on vox statement for informational inkematen ro be added by you- Financial Advisor. moon liquidation. purposes only. Petitions and values presented are Privacy - Third party enmaesot vaLe re as of a certain provided by tlx twig fem. LBS Financial Services is To obtan a copy of our current Client /Vivify Noiice, • Unrealized gangland; %Ten data t arailipti date and are supplied MUM Friaxiar Services on a not responsible for this rformation and does not please contact you F narxial Advisor a mat ox estate *kneed wreaked gairmilosses are aerated kr rebuts ben by an independent volution lira. guarantee its accuracy. These worm n rot protected • wmw uh- remdriraididdrifee ihdvidaaseary lots. The transaction data for - lots. general panne, orsponox estimated rapes, by SPC or tie Finis supplemental SITC coverage. ideidaa bit may or may not laden commisfons, iI ay, are moplied to to Fin by the issuer, UBS Firmed Senaes s rot a brit The BMA, Baines, amerce security reorganizat en events. general partner or sponsor and may be eattlated • Revenue during and ad.:Miami compersaticet Services Accost BSA and IMAA ire brokerage a-cants Cc l= cl and other reinvestment lob ad systematic pintos* bb are each combined to diaby tee based on dikter* in time that used by *Cidmain to claim their estimated goes. — In addition to commissions on saes and 1210-I fees which pr vide access so bakingservices zedproducts through arrirgaineeds wash dilated bat and other received in correction well the distribution of awraged lot. The 'Trade date comes prevents the - You can obtain Satin' iltimation regarding rrutLul knob to our chants we ander our Iffiest third pany barks, and provides access to incurs-co and anginal transaction trade date. the methodology used to determine the estimate of receive revenue sharing payiTentS tan daributors army products issued by unaHiliated thin:Italy value and the date of the informationthat is the a-dor advisors of theSWUM funds that we sell. 'wince companies through insurance agency • Callable wectirities Bonds and preferred stock that basis for the estimate by contacting your Financial These arrant are based on two different stbsicianes of LBS Financial Services Inc. the suer cal, for eery redemption will be sekcied Advisor. con xnents (I the arnant of sales by LBS of a impartial& by lot frcm arrcrg all scosein of that - Third pity airman: vain may be reflected as paticular mutual fund I amiB to our climb; and (0) Investment, instrarrit ad a-ruky products: sea held hour name or in nominee nine fa as 'Ma pried in several 'tuitions: when an the asset value of a parlicula- mutual fund amiVs Not FDIC eased • No bank gurantea May bse value dents. Can lease ?donation is alinedfromthird taperctint valuation Imo has not stoPlaed of 6 shares held at tie Inn parties and is accuracy is not guaranteed. Otter call unable to assign a vane, when we become seam — We and cur atIdate ado receive netwosking and RMA. Resource Management Arai nt. Business Services leases may hest which could affect weld complete that a material mfmt has craned thee mat call a ormtus processing fees in consideration for Account RSA, IRNIA rd international Resource information will be provided upon request preMousb reputed sots into question, or mhen a transfer agent services that eve provide to the Makagernire Accant n registered servke marks of value would be highly speculate., due to the nature mutual fun*. These fees generally are pad from UBS Financier Senrces he • Certificates of deposit (CDG. CDs are FDIC nstred of the seconty. investor asset in the mutual kind and are a load Lp to 1250,000 in principal and accrued interest per - When neither an issuer, general panne or sponsor ads rmount based an the nymber of accounts at Vita arature is a rebound Service murk of Visa depositor and per depository institute\ in acconana estimated valor nor • thectparry estimated glee is the broketdealer holdngmutui finds of that hind Imemationat UBS visa Signalse cede ands rd LBS wit, RAC rules. pnvded the take of the security will be diHerent family Via &be east are issued by UK Bark USA with from its puchase Pnee. permission from Visa U SA Incorporated. • Plicefvalue Paces dialayed fix secunoes and other - triaibutions to date may indude retu-n of prodxts may be higher or borer than the price that capitaL inseam or both. • Finincial Services Ink Fey 201603 you would utuaIN receive in the market. Prices a-e SDNY_GM_0002 5255 CONFIDENTIAL EFTA_00135875 EFTA01277108 c;It UBS 065 Financial Services Inc 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 April 2016 646170036132470416 Y1 0 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACK kilANLYLE CASRIEL Phone Questions about your statemeat? Call your Financial Advisor or the Value of your account RescurceLine at on March 31 (5) on April 29 (1) account YOur assets 5,238.24 5,238.24 1.4sit our website: Your liabilitieS 0.00 0.00 lvww.ubs.comainancialsennces Value of your account 35238.24 $5238.24 Items for your attention y Help protect yourself from fraud and review bank, credit curd, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepottcom. Tracking the value of your account during 2016 Valve of your account S at year end 2015 $5238.24 Your investment return Change in market vane 5000 9,2232 5,2362 5.238.2 Value of your accout 041Apr 29. 2016 SS23B2A Dec 21)14 Dec 2015 Mar 2016 A012016 SDNY GM 00025256 Member SIPC ANP700020C0613247Ne70C0059368 00001 0416000:00000 Y123661550 000000 Page 1 of 6 CONFIDENTIAL EFTA_00135876 EFTA01277109 SUBS Business Services Account April 2016 Account name: Friendly account name: ' Account number: • Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of April 29 ($) your account • Cash and money balances may include A Cash and money balances 5,238.24 100.00% Your current asset allocation available cash balances. UPS Bank USA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 000 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.(20 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $5,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change Index April 2016 Year to date S&P 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43% Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% ANP 70002003613240 NF7003000360 ()XV 04160000X000 Y123661 SS0COMYGM00025a9u 2 of 6 CONFIDENTIAL EFIA_00135877 EFTA01277110 MAX FOUNDATION SUBS Business Services Account Account name: Your Pi mandril Advisor: Friendly account name:MAX FOUNDATION SCOTT STACKMANLYLE CASRJEL April ?CV: Account number. Change in the value of your account April 2016 (1) Year to date ($) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 $5,238.24 UBS Bank USA Business Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Business balance Mar 7 85,238.24 Closing UBS Bank USA Business balance Apr 6 85,238.24 Number of days in interest period 31 Average daily balance 85,238.24 Interest earned 50.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fi,ancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - moderate investment eligibihty cceiscletabon - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025258 OW70007000613249 NP7003059368 COCCI 0416 000030000 Y123661560000000 Page 3 of 6 CONFIDENTIAL EFTA_00135878 EFTA01277111 *UBS Yournotes xa,omom3nonimoomesoomotiscaomoomm3mssov,,,,,, G. m.• as CONFIDENTIAL EFTA,B38, EFTA01277112 Account name: MAX FOUNDATION Business Services Account Your Handal Adelson *UBS April 20IC Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MANWLE CASNEL Your assets Some paces, income and current Moo ShMon May teapplodtrame. AS a hoot guns aidtosses ma/ not be econaiely reflected. Ste knportant infosmafron about your statement a Ine end of the ctcument for more infoenson. Cash Cash and money balances Cash and mooay balances may include avalade cash balances, UBS Bant USA &pont account balances, UBS AG Starford Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAlhn arctic8de limits, but are not peolected by SiPC tsar AG Stanford Branch deposit ace oum Mantes an not insured by FDIC and are not protected by 9PC Money market sweep batances are protected by SEC but are not 'muted by the FDIC. See the rmportaht information about your Sfitetnent at the end of this document for detain about those blames. Goering Wax< Clonng Wilma Price per share Average DnIdencl Interest DSO Oft Hddng on Apr 1(S) on Apr 29 (I) on Apr 29 (I) rate period petiOd Cap arount CS) UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Your total assets Percentage of Cost ESIHMted tiarearZed Wane on Apr 29 (5) your aCCOunt basis (5) annual interne fl gain or 1055 (5) Cab Cult mud money Wyman 5,23814 100.00% 5238.24 Total $5,238.24 100.00% $5,238.24 SONY GM 00025260 ANP7C0020C0613251 NV7003059368 0003I 0416 000030000 Y123661550000000 Page 5 of 6 CONFIDENTIAL EFTN_00135880 EFTA01277113 *UBS Your notes .......”..noco ao...soncoo.........iy G. ona25,,190 6 of 6 Eod of ...en, fo, account o,... CONFIDENTIAL EFT,00135881 EFTA01277114 Important information about your statement U35 Fiume's' Services Pc. (the Firm or UBS Finercial sent you the ant statement on which the end or Corporation (BIKE white protects amuses ACOXVIIS 01 • nooks. Cuneneincome: twestments seekng the Servkes), is a reenter of all principal sectrib, ccmrrodb problem *pond. its mentors up to $500,000 (ncluding 1,250,003 fct generation of income ay. and entire,enhasges. UPS Fisancial Semler, and U65 - ProOde your rune ad those number Gef arty) dams for call. The Slit asset protection limits apply to • Sten CdpIedAppreciation. Insturents seek no Bask USA re i-diect subside:ants of UPS AG and - Devote the MIX Of the Wander you reinsure all accost that >w ho* h a particutv cthacity. dsornh of principal rather thes the gerersaith of *Bees of LBS Searches LI.C. The Herres Weisel about, indeglain as clerk as you can why you The FM, together wee certainaffiliates, has also recant statement a available upon reps**. The Font escudo.* believe a is an env a why you need more purthesinsiskrnmuelpotection. The rftweirnan • Produce Comoinetbo of Incase and Capital offices are a. infamaten amount payable to at Spike dial., CONICtink u-dee Appreaton. twearnents settle.? both the genteatoth - ProWde the dolor arrant of the suspected era. this protection is ZOO Whore a of Decenter 10, 2015. of eon ad growth of prixpal. U3SFina-col Smites lx. Stbrd to the poky orditorts at limitations, cash a 1200 Harbor Boulevard The Firm or Card Issuer vii hastiere your compait the firm is further protected fa up to fel .9 milbn n the Overall ea profiles Weehowken, NJ 07086 and eel correct rat; error promptly. For alleged emus wiggle for all your accounts held n spate:Wm waits A IsA copy of thepoky wading h sailabk • Conan/ads. Seeks to mahtin inlet pecipal, with eNokri-gUBS Vent debit cad broaden% if we take This aatement repents the only official record of par mere they 10 businnsdays to cbths, we will credit uPon request. low risk and viability to the accord twat tend UBS Fhancial Services account. Other records, exept that means the moan does not generate sign it kart you' accord for the amount youthink a in error, so tat 'Mane or mums end my rut loop pace with °Nicol ts.doosnents. contanng conflictive; data shoe* you well lave the use of tie money clang tie tine it The SIPC potectith ad the suppkmental protection reflation. not be relied spas II soubane there e an tiler a lakes us to complete our mestirion. both do not mob' to OmiPPOn please report it immediately n sang to the • Carlin Uremia assets controlled by (and itrithed n • Moderate. Willing to accept sane ride to pirtPal and Brand, Manager of the office servi9 your accoseit. Please mice all checks payek to the Fowl or tee your account value) but held away from UPSFine-col osiers* some sotatety to seek hater returns, hand* insladith Sedated on tie front of tea Services (e.g., certain() cash at UPS Bark LEA 60 • Appeases: Wiling to accept high sit to pampa and Alhoser a fires shown re mended to be accurate. lb/Anent In addition to regular arson fees, accounts cash at Les AG U.S.banrhes, (4 ?Aurora ;roans, high welat lay to seek high returns der time. statement data teculd not be wed fa is purposes Rely may be sdayeet to mantenarce lees, dirges for We including unit& anruitin, and (iv) tares of Maud • frs• simenEIOAS, CoAtiabotion:I selected, a week on yethend tax kermess (ie , Form 1099. 5498, payment kr securities purchases and Merges for unpaid kind, where such shoes are registered dingy h the OaliOn of the porHolis for that account may Oclede 10425. etc ) whenirepathg your lax return. Tee Fein arms* n cash arrant. Accounts that re transferred name of the account holier on the bricks ad records complex sinters, hated liquidly andrater required by law totwain to tie IRS allUsable dividends, to other insianiths may be subject to a tangier fee. of to applicask aarr a trawler agent), voletiky. nportabb non-noble clitiiind and stable interest • Cabin nnsh-nert contracts a insesthent interests erred en sensitises held heels .cane net stash UBS Sweep Opiceno (e.g., limbo partnerships end private placements) tat Steternontehousholdinf on see trawactire, rd cos* basin:no:nein catered LEG offers options for macho cash Waxes. balances are net regitereed ender ter Securities Act of 1933; We may concords* all related account statements with work° to bat deposits at UPS Back USA and LEG AG Barked and to sane astfress h the tine ennetqw, e.g. because Corinth (Ba-k Sweep Proprts)), moneymaker mutual • Commodities °reach (e.g, foreign exchange and they have owners *ho a10 mamas jam account CzerenssiallIcals with the Fist Arch (Money Funa) red the Internotional 0epose rows metal contracts), including futures contacts ram cashes well other dents a the same address. • Please recortinn AN oral comenthkations in wring Award (DA)la customers with inIntanstional ad commodity option contract. you peeler to wont molniclual statmunts mailed is tofurther protect your rights. including your rktn Roane Llanagernerd Accost Though the Bak The SEC protection and tie supPernordal protenith do separate envelopes, you may decline har,eholdng by cinder the Seanties Investor Proterbon Act (SBA) Sweep Programs, cash balms re swept to LIK Bank not apply so these assets nenif fey otherwise appear caging rite hoax.* Achwor • d thiefinthcol iatitution on the top let of toe tont USA to to an estabashed "mil ad then to UB5 AG on yea statements. The SEC protection at the of this statement isnot U36 Fnet* Servkes, LBS Stanford Brandt, or a Money Fund. Deposits at UBG oriskrnental protection as not protect ague changes Friendly Gamedname Ftenrial Semites carries yen =aunt as dewing Bank USA are FDIC hared in occorda-co withFC4C n the market vale of yam imestments (whether as The Frady acccu-it name is a custcrna*lo 'mamma' broker by arregement wale the rdcated enslearton nuns. Format iriormalkn please soil wwwfdic result of market moverret, issuer berkruptcy or chosen by you to assist you with your reccodteePreg We informed yew of this relatCn5hP• when you Deposes at UK AG StamfordBrads ad shares of °Menke) has no legal effect on your account You can change opened this accost h the cast your kitssaid Money Fuds are rot tared by the FDIC. More ittonnation a avaable won reopen. pat The d9 achOinl names. through Online Services a stories tre boated a LOS financial Strews and rot Youmay cbtan more inionnaton about SIPC, trcludri by contang your Financial Adusor the iscdregbroker, and younut make a repat Through to DA, (bailable to cash telaxes an swept to the SIPC Brochre. by contacting SIPC at 202-371-8300 of ray a or omission to bode firm As described in depose roams at UPS AG New Yak Branch and LBS or by the SIPC webne at wenstatecon Account overview the account agreements, ye:0MM nutty US of ani AG Cayman Ranch Thew deposits are not toured by • Vats of you accoun4onTolo. Net of *sets and errors or fraud iwotri9 chedcs reflected al your to FDIC. &Poxes hid at the UBS AG Cayman Brandi Dividend Reimestrwent Program (DRIP) statement wealth 30 days alter le was mailed or made are tempi:ma/ reposed to the sovereign nit of the The peke reflected is an average peke. You may Mien • Amer toadies salt* cash balances, slues fa available. Alinements shall be, downed comples Caren *era, and there is no guranwe or other the thual price from yos Fruncial Advise. Ontie *hoe restrkted warty last), and Global Tire Deposit, and accurate n all other respects if not abraded so in obligation of UBS AG to repay tie balms while Cri the shares are purchased under DRIP; palial that, will be setroand marks to ma-ket, andratan assets not held yeeteg sthin 60 days LEG Caymon's Brach's books. soli ad the cash wit be desosited hyper scant The by the Fem. Does ow include unpriad seositiegassets • Please deed outromer complaints or trees to to Bricked renvestmen price applied byte aster may at the end of the prior and °trent statement periods, or FimY C lent Kasten (Sonnet at 201252-1699 Deposes at LEG Birk USA and cake UBS AG Branch are • ffer Nom the menet price al Mach the partial turn prvale iseesionents, trotted stock options rid a tolltroe r. 9003549103, 8.03 A.M. to 6C0 P.M not protected by SIK. Money Fund shires se protected re sold serciable stock options ET Monday through Friday. or in micro to1.125 by SIPC. See 'LOS Financial Services Account Bisection' • s, uthiettes Inducts debit balaxes. stating moron Fiend* Semites 1x., Client Relations Department below. Casten-liou bons, credit lire, short accord balances. bain P.O. Box 766 Union Coy, NJ 07032 Cnhithole unts maybe held en yor accent. If yal are • Cathrmoney betimes. Total of uninvested astable • In case of errors or crantisre about al electronic Uponyour request, tohnon in to Bane Swam entitled to a partial veil a a result ol a thiderd payment cash balances, plus dmosit telexes al UBS Bank USA, funds transfer (61), BS Votclebit Programs or DA may be withdrawn and shares of a or 06/111/130, the Firm will ether sell petal was a LEG AG U.S Branches erd money market mutual fund card vansanions, call es robe to UBS Money Put may be 'Sedated, rd the proceeds market perks a accept an fl int determined by a sweep baron. at the c Me of he statist period Financial Senices fix., Na 14, 6th floor. returned to you or yOur sew-ties &oast. registered closing agency. at credit year accost Isknoceirredity free ask balances inyou' accourd are Yhehanken NI 07086, Attn RIAA(855. Serves& rat sec/L.9.SO from other balances and te h Fistif i-tkernalan about restage sweep options, Invanment objectives Lae my of these hods is the Ordiney course of is Cal cr write as soon as yea can, if you hi* sr reckeirg currth ireerest rates and ralds, a available at The i-ronlmal °banks and risk profile apses Inc to besineva These funds se pryable ran your downed statement cr receipt k sweep or t youneed more term ubs corns:newel:is, from your F ramie' Advisor each account andmai may between you scoot 1St total is included n NV anent period cksing vain edomatith tout a transfer on the *semen or a by callog SOD-762-1000. *ease advese the Firm raptly in string of we receipt The Firm or Card Bair (as esplicable)must segraticant change inpar InaNcial Weston or Leming reformation her from yes no later tun CO days alter tee Fine UBS Financial inks attain protection investment &wows For each wane he* you For (Mated onl°motion on the Firm's swdng prances The Firm rt a nrri-or 1--enter reciter-tr., Moon one of the blowing inwnnwm cbjrctives and disbar.* refer to yea Chem Relationship SDNY_GM_00025262 CONFIDENTIAL EFTA_00B5882 EFTA01277115 Important information about your statement (OOOfilkled) Awakener,' or ACCOSt Agft4ffetil ad the General - We gswabe we the closig price when avaU/Se liquid and hen a they can be sold, the peke — h acklaien to cornmissas received n connection Terms ad Conditions U3S Statement of Credit Practices the mean of the lad and ask poxes for listed received may be low tan the per share estimated with the sale or destitution ol may contracts atonable in Agreements indeed:sures al secuitin and ophcro or only bid prices for OTC value provided n the accost statement and knit investment but inns low clients, we jar nett Mahlr inteateins vet. secedes. ander our affiliae recess rewires sharp - Less 3Clefeir traded secuities may be priced usig a • Restricted securities. Restrcted secant generalb compensation frommany of the instance Yew ants valuation model a the moss recent peke we ae not currency thgtok to public sale. UBS Financial companies under Weig the amity COntraCts, Your statement Oman securities end other assets hell Wheeled and may not reflect in actual make price Services uses the nuts priced the unrestricted stock anises et to home carpthies or epornors of hike actoent at the end of to slatemers period. You a van of the sane issuer as an Snouted value for the the ant inirestmmt rusts we disttute. may ark for deiverY of icy pad seariies al ant time. - Certain positions may apper vdtbs_e a pica ad restricted Pak ibrougxnes °FIN; statement on4o To - Our affiliates abo resets, racing amnesia* rd You may receive securities used as loan collateral after will twee as 'Price was not avtlet4e• if we at the extent that untied seorities are elgble la sae, other compensator, from nasal funds and paying any betake de al them. Any securities unable to obtan a price foe a seamy the vale received may be tbstanualy less thanthe Mersa companies whose products we drabs'. translated to the Firm cisig the statement period are - Deposit' a securities denominated ilcutrarcies imaged yaks *men - We receive an smut he from UBS Bat USA erd lied* market value as of the end of the staternal otter thin U.S &Has art reflected at the (whinge LES AG Stanford Bench of to to 425 per scare Period rate as of the statement date. • Est. (estinrted) income. arrant yields and rata sweeping to the barks under the UBS Bank Sweep • Cast bask. In detemining the cost basis of he - fcr certain searOes radng n non-conformrg M estimate of anal income is based a current Program. securities incbded in this statement, where indicated denornnations, price and quantity (face saes) may dividend and interest rates, assailing tie swages will wih the number "I, • WS F mince& Services has relied have been adjusted to facilitate paper whatkn be held for <terse from statement due or until Mikity oninformation obtained from sources other thanUPS To obtain &nom isstabris. when availably. contact maturity This Minato is onb a gudelne; accuracy Irkemaiknregardngcommksbns and other charges Fe-antral 5enicn. including nformation frees another nave Fr ,arcel ad•rxr aid continued income are not guaranteed bared h connecter' with the execution of trades, dim a that sum./ have provided to yea lineal& - Estimated anew insane and haunt yield for roLdng option transactions has beeninaad on Adoisor. The Firm does rot irdeperantly verity a • Private investment' and nrumared produc s. ceruin types of leashes could riclude a retail of cordMunro prewousy furnished to you. and will be %want** the warecy a valdh city idormation royale minima* :au es (airing (trod principalor capital gahs in which use the est prosided to you prerrptly onreopen. Provided by saint other than LESSi-uncial Senices, participation program and real estate iniesurrent rue income (a-dcurrere yield would be overstated, h section although UESChrical Services ge-eralb swishes) and structred proirts are generalb highly - Estimated areal income and arrent yield and the Short selling updates this nIcrmatiri as it is received, the Finn druid. Certain stn_cared racists have not been actual ?cane aid yieU mitynt be laver°, higher you are engaged in short sellrg a securky, you may does not provide any assuarces that tie information registered with the Securities and E.chage than the estimated amounts. mar a chary die to catkin tanowig costs for that seder 'Cod bans° and *Unrealized godlose is Commissioner under ay sere securities bens, We - An cline* of arrualized income (den:lend ander particulate:trey. accurate as of the date of this statement. As such Proirde estimated vabes for private investment interest) divided by the current market please do not rem on this nfarmtion to make awakes ird structured productsfor rdamatirial valetaverage balance is based an the tut dividend Open orders pa-chisels sale decisions for tax puposes a purposes any. atarary is CH gua'anteed. or interest payment made by terser and Regarding wen or • gxchtill-cancelled' ceders tat otherwise. Accounts trade/Ted to the Finn may - These vases may differ absta-itisat from prices, il aunts the sectrleadepaus will be held for cne were not executed by the statelier* date, open buy and reflect ger/loss infamatbn only for the period el any. atwhkh a Priate Starer,' thy year ban the statement date or until musky. sea slop orders are nand by the amen cd deli:lords tine they are held at tie Fim More historical structured product maybe bought or sold and do Accuracy and continued yell se not arara-need cc rig-its cn an ex-dividends st eontes doe unless OrIcrmation cube whed by wer F.-taxis' Advisor. net necessalyrwresere the vaisyou may receive netructed othenvise bypa You are responsbk for moan licuidatnn. • Assets not held by UBS Financial Services. Cenah orden that are execuied Os to yOur blure to cancel • Unroelheed sans/Iona Yellen delta n wadable, - Third pity esimmes ol sale are as ol a certain assets se rot held by the Fnn arena wean the easing open orders. au:nate:I trroalirecl suindloeses re calculated Ice date rd av supplied to UBS Inarcial Services on a Fern's possession or control. These assets at rofivitral swab lots. The transaction data for regilar basis by an independerc valuation firm. displayed on yar statement for informational Priem idviLa lots may or may not ref lea ccmmissnns, - base. ruralpanne- or sponsor estimated oaken purposes only. Positions and values presented re To obtain a copy of as current Client Privacy Notice. d ary, are "{opted to the Fon by the *suer, please contact you F narxial Achiscr a von our websee rZ andor security reagent:Son events cl and otter reinvestment lots rd systematic pircha4P lots are each combined to display one pineal partner ou spaaor and may be calculated based an deferent information tow that used by provided by to issuing fern. UBS Fi ancal5erseces not responable for his information and does not guarantee es mangy. Thome assets are not Protected at *taw obi rrvnMalnmpv averaged lot The 'Trade date' col-Innpresentsthe third pities to thrive their eninaUd values. by UK or to Farris supplementalWC coverage. LIEG hind Se vies is not a bask The PM A, Business orgral transaction trade date. - You can obtain aedOorel information recordeg Services Account BSA and IRMA are take-age accounts the metablogy used to determine the estimate d • Revenue sharing and additional compensation which provide Keens so banking services aid prodsts • Callable socuritles Bonds and weaned stock that value and the dale of the itemathri that is the — In addition to commissions on sakes and 12b.1 lees aringements with ablated basks aid other 4-* in-ni cask for eat rvdonPlum will be selected basis for the estimate by contanig your Frunrial received n correction with the distribution ce Ihniparty banes. rd provides Jaen to Votra-ce and ewe-tidbit,/ lot frees among all shanties of ha Advisor mutual ftrds to ow dents we anda our Aka*, annutY [roasts hand by unabiliatedthid-party issue held in ow name or it nominee ram fa or - Third paty 'singed vabes may be reelected as receive li ver"' shrine Payments Iran distributors neurerce conpanes through insurance agency clients. Call lease inkanatnn is obtaned from third 'Not priced' in several swain: when an ad or advisas of the 'natal funds that we sell. subsdianes of UBS Financial Services Inc. patties and ks eccutacy is not paranteed. Other call 1-dependent valuation lire his not nth:dodo' it These amounts are based on two ctherem leans may thist which mid ailact yekt came*, arab/e to assign a vats when we become ware corrporents (a the emard of ales by UBS of a imasment, rowa-co, ad assay products, ifsematnn Milt* provided upon request that a material eves has ccosred that may call a Palicular mutual fund I amibr to our clients: and fe) Nat 10K instred • No balk guaanteth May lose was poreousy rep led vitae rep question, or when a the asset value of a particular mutual fund taroks • Certificates of deposit (004 CDs are FDIC awed value would be highy speculates due to tie nature shoves held a tie Irm RMA. Resource Management Acre. nt, Business Services sap to $29),000 in principal and accrued keened per the twenty. — OW and as MIAs* abo receive networking and Account ErSe, thae and intonational Resource depositor ant per depository Inaba:ix, h accadanct - When nether an issuer, general partner or sponsor combs processing fees n consdocation for Management Accost se registered service maks of with FOIC riles estiTuted value nor a third-pant estimated oaks is transfer agent SM•CeS that we track to the Fnancia Sarkis lx poindect, the sees cl the seanty wet tedittercre mutual ant These fees generally are pad from • Price/value Prices applaud for securities and other from itspackage price. investor lases it the meallured and me a feced Visa Signature d a registered senice mask 01 VISA pact_cts may be higher or lower than the price that - •Daributiens to date' mew indude ream of deals anew( bated an the loather of accounts at soma toil 1.85 vita Siouan crock cards and IBS you would Wu", receive in the make. Pines aw capital, name orboth. the brokendealer Inclingmutual fads of that fund Visa debt cards re nand by UBS Flat LEA with obtained from ratios thud party sources whit, we - 'Original wilt size' represents tie initial offering fanity PeerrISSI0n from Visa U SA hcOrpOrated. tekew to be releble, bin we do not gLera-itee then 'sleeper Leta Adm./ not reflect goer con bass. accuracy. - DIP rd unlisted REn sutures are not listed on a UN Financial Serviese Ins Pay 201604 rational securities exchange_ and are germ* SDNY_GM_00025263 CONFIDENTIAL EFTA 00135883 EFTA01277116 SUBS UBS Fnancial Services Inc. 299 Park Avenue Business Services Account 25th Floor New York NY 10171.0002 May 2016 aNF70006740750516 VI 0 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name•. MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKNIAMILYLE CASRIEL Prime Questions about your statement? call your Financial Advisor of the Value of your account ReSouttet.ine at on April 29 (S) on May 31 (S) account Your assets 5,238.24 5,238.24 %Stour websIte: Your liabilities 0.00 0.00 vinuw.ubs.comffinancialservices Value of your account 35.238.24 $5238.24 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aecit report annually from Sources of your account growth WWW. annuakreditrepott.com. Tracking the value of your account duriag 2016 Value of your account at year end 2015 45,23224 Your nvestment return 7.238.2 Change m market value 5000 fillaulamomormammiera 5.238.2 5,238.2 5.238.2 Value of your account on May 31, 2016 S6233.24 Dec 2014 Dec xis Apr 2016 may 2016 SDNY GM 00025264 Member SIPC ANP700070006/4025 NP70C0067746 C0001 0516c00000000 Y1236615500000C0 Page 1 of 6 CONFIDENTIAL EFTA 00135884 EFTA01277117 SUBS Business Services Account May 2016 Account name: • • Friendly account name: N:. Account number: Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 31 (1) your account • Cash and money balances may include A Cash and money balances 5,238.24 100.00% Your current asset allocation available cash balances. 1.195 Bank LISA deposit B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $5,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change Index May 2016 year to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45% Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% ANP7C0020C0624026 N1,700306274600001 0516 000030000 v12366ISSOCOMpteGit0002526Bge 2 of 6 CONFIDENTIAL EFIA_00135885 EFTA01277118 Account name: MAX FOUNDATION SUBS Business Services Account Your Finandal Advisor: Friendly account name: NIAX FOUNDATION SCOTT STACK MANLYLE CASRIEL May 2016 Account number: Change in the value of your account May 2016!4) Year to date (I) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 $5,238.24 UBS Bank USA Business Account APY Interest period Apr 7 - May 5 Opening UBS Bank USA Business balance Apr 7 15,238.24 Closing UBS Bank USA Business balance May 5 15,238 24 Number of days in interest period 29 Average daily balance $5,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Primary - kkderate Investment eligibihty conc.:locate:in - None selected Your account instructions • Volt account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025266 ANP700020C0624027NP7003062746 COCCI 05'6 000030000 V12366I SSO 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135886 EFTA01277119 *UBS Yournotes CONFIDENTIAL EFT,00B3887 EFTA01277120 SUBS Business Services Account Account name: MAX FOUNDATION Your Financial Advisor: Friendly account name:MAX FOUNDATION SCOTT STACK mitt,/ LYLE CASK]. May 2016 Account number. Your assets Some ences, income and current values shpts may be approximate. AS a its ul, Øns ant:1055es ma/ nol be eCcurately reflected, See mporima insomefron alma your statement a the end of the ckcumern for more inforranon. Cash Cash and money balances Cash and money balances ma/ include avalade cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch &poet account balances and money market mutual lund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC valten applicable limits, bul are not protected by S1PC u85 AG Stanford Branch deposit accoum batanas an not insured by FDIC Øre not protected by SIPC Money market sweep balances are protected by SVC but ace not insured by the FDIC. See the tmportant information about your statement a the end of this cbcunent for det airs about those balances. Ore rt ng NI"! Claimable/nee Pm/ per share mein, Dnittencl Interest Days et Hddng CrI M.; I (5) on May 21 (5) on May 21 (5) rate period period Ciprounl (1) U85 BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Your total assets Percentage 01 Cost abrnated UnrearZed Van.* on May 31 (S) your ZKICrunt DaPS (I) annual infant (5) gain or loss (5) Cash Cash cad money Waves 5,238,24 100.00% 523834 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025268 AHP70202002824029Na7003062746 00001 0516 001:030000 Y123661550000000 Page 5 of 6 CONFIDENTIAL EFTA_00135888 EFTA01277121 *UBS Your notes ... ,........ ,... , .....s....,.....my G....,..., 6 of 6 CONFIDENTIAL EFT,00135889 EFTA01277122 Important information about your statement U35 Unsocial Services Pc. (the Firm a UPS Farad sent yOu the test statermre on which the eat, or Corporation (WC), whits protects le0-rlieS WSW% 01 • Prods? Cuneneincome: basements serng the Servies). is a member of all principal secerey, ccmrroday problem xpered. its waiters up to $505,000 (melding 1250,003kt generation of income ony. and cipthris exchanges. UBS Fieancial Semler' and U65 - reside your none ad accord narks (if any) chins for caoli. The SIPC asset protection limit, ;SY to • Achaw Capra!Appadation. Inwornente sea ha Bank USA ere hdiecl subsickhes of UPS AG and - Desalt* he PITS Of the rimier you Yet-MUM all accost tat you hoed n a partioula- canonry. growth of principal rather than the govrsais of aftdiates of UBS Savers LK. The Fats I hanoal about, and splain as cbaili as you cal why you the Fen, together "nth certainaffiliates, has also mare. statemere is available upon recite. The Fen's execute believe a is an error a why you need more purchased appkmenta protection. The madman • Padgett Conaimuthin of locate and Capital offices are at i n amount payabb to at elgibut darn, CONKlink coda Appreciation. trwarnents seekeg both the generates - ProWde the doter anent of the suspected error. this protection is ZOO mbar a of December TO, 201S. of Mame aid growth of creckal. LES Finricel lances It. Scbpd to the poky ordilons ad limilatian, cash a 1200 Harbor Boulevard The Firm or Card Issuer ant i-westigate you tcompare the firm is further protected fa up to ft .9 million n the Overall risk profiles Weehawken, NJ 07086 and will correct any error prompter. For alleged elms aggregate for allyour accounts held n spate:Wm capacity. A fee copy of the potty wordeg is available • Conserv/6w. Seeks to merrier, Siff precipal, with inolving UBS Vi. debit cad Raman era if we take This StateMerif represents the only officialrecord of you' may than 10 busemsdays to eh this, we willcredit uPon request. low risk and volatility to the accant moat evenif UBS Financial Sakes account. Other records, tape that means the scare does not generate sign it cant you' accord for the amount youthit is in error, so tat tame or mums and map rat Sep pa with official ts.dxunints. contanng conflicting data should diets teat Nye the use of to money durng tie tine it The Silt protectis ad the supplemental protection not be relied cps II youbele* thee is an emir a takes us to complete our mestgation. both do not nab' to Omil,90n phase report it immediately n waiting to the • Cmin UnIncial assets controlled by (and hared n • Moderate MIN to accept sane Sc to pirclui and Branch Manager of the office servig your accost. Please mire all checks payeb to the Fan or tie your account value) but hell array from1.05Finscia tolerate some "Meaty to seek hither returns. financial instate:a related on he front of the Services (e.g., certain() cash at UPS Bat LEA. 00 • Aggressor Wang to accept high n* to pampa and Allhaep ale tiger.' shown re Mended to be accurate. statement In addition to regular acorn fees, accounts cash at Les AG U.S.Sanrhes, (4 reurarre pecans, high "obit lily to seal high returns o'er time. statement data diculd not be wed fa to proposes Rely may be Saha to mailmen* Ian, throats for late including viable smilax and (id awes of Maud • /natant ElOada Consideration:I seated, a sober on yethend tax forms. 6e. , Form 1099. 5498, paned kr securities purchases and charges for unpaid funds when loch sham ay roonterod dna& a the rahon of the portIoli,for that account may Mb* 10425, etc ) when orepamg your tax return. The Fim amours n cash accuses. Accosts that re transferred name of the accost holier on the bocks ad records canals strategic, United liquidly and Teeter resided by law to regal to the IRS all taeable dividends, to other instiutens may be subject to a transfer fee ot the applied* Muer a transfer agent), report/ire rontocable Miasma and tsable inbred • Certain nwsb-nent contracts a dominant interests end an steadies held rimy arant, nee steads UPS Sweep Oreions (e.g., lirnited partnerships ad pirate placements) that Statement themeholdier on see travactia-a, adair basis on certain catered LES offers options for sweeping cash Waxes. balances are rol regitened seder M Securities Act of 1903; We may coreordale a related account statements with seculars to bat deposits at UBS Bak USA and WS AG Stanford and the same adiess it the sane envetpt e.g. because bunch (Bak Sweep Procyarra), moneymaker mutual • Commodities we -trays (e.g, faeign exchsa and they have owners who a10 mantas jot account Ceersardtalarts with the Fines leant Money Futelq and the internationalDeposit pricey,metal contracts), inducer-9 futures contacts relaurehips wets other clews a the some address. If • Pleautresortinn sty oral comma-rations in sting Award (Dealor customs with an Intarutional ad commodity option contract you peeler to recent ndiwdual statements mailed ei to further protect your rights. inducing you rktot Rhona Management Account. *rough the Bads the SIPC protection and the supplemental peas-lend° separate envelopes, you may date hiesteholdng by ender the Seaside's 'melts Proteonon Act (SPAT Sweep Programs, cash balms re swept to LES Bank not apply so these assets henif they otherwise appear catling rate Finned Adwor • II the financial instillation on the top let of die Mond USA to to antral:Shed knit ad then to UPS AG on yea statements. The WC protection aid the of this stammer* snot U36 f meta ServUeLBS Stanford Branch, or a Money Fund. Deposits at UB6 aarshrnental protection do not protect against changes Friendly account name Ftandel Semites carries you bacons as during Bank USA are FDIC insured in accords:* withFCC n the market vale of you investments (whether as the Fixed/ acccud nxne is a 0.151crna*le 'mamma' brace by arra-gement wit, the edcated instatdon Format Mansatin please Mit wwwfdic rt. result of market moverrem, issuer ba-kruptcy or chosen by you to assist you with your reccalteePhi We informed seco of the rela10115h0 when you Deposes at UK AG StamfordBrach ad shares of othenvie) has no legal effect On your account You can change opened this accost h the cast your era and Money Ards are rot Oared by the FDIC. More Mormation is salable upon request. tow triendy aCCOU'd names, though Onine Service, a mattes tre located a LOS financial Services and rot mum., obtan more infornevon *cut UPC, including by canticle-9 your Fe-OMNI Adusor. the eetcdreg broker, ad younest make a reps Through the DA, available to cash balances are swept to the SIPC Bruhn. by Ccnlacting RFC at 202-37143GO of any err or omission to both firm. As described depose roosts at UBS AG New Yak Branch and LBS or by vititivi the SIPC taxa at wentear.org Account overview the account agreements, youmust 50* IA Of ary AG Cayman Ranch Thew deposits arena Hurd by • Vela of you aroosWonTolo. Net of assets and errors or baud Maley chedcs reflected on your the FCC. Baines held at the UBS AG Cadman Brandi Dividend Reinvestment Program (DRIP) liabilities statement wash 30 cbys alter k was mailed or made are tempi:tore reposed to the sovereign ink of the the prise reflected is an average price. You may Wean • Asset hoLdes warble cash balances, valves la available. Alinement% shall be deigned corrplse Col man verde, and *ere is no guitarist or other the actual price limns Frsacia Adds'. OM whole restricted usury bra k and Global Tem Deposita, and accurate in all other respects if not objected to in obligation of UBS AG to reirs: de balms whiff the shares re purchased under DRIP; petal shays sea be created marks to ma-ket, andcertain assets not held venlig within 60 dots LEG Cayman's Brach's books. soli ad the cash wd be deposited Flyer account the by the Fern. Does rot include unpriced sensitirgassets • Please died outromer complahts or hashes to tee &Weed reinvestment price applied by the rater may at the end of the prior and arrent statement periods, or Fitts C lent Rebore Ottoman at 201.352.1699 Deposes at LBS Bark USA and eachUBS AG Branch are • ffer from the market pace al which the partial tires palate hasenente seated stock options aid a tollroe m 903.354-9I03, 8:03 A.M. to 600 P.M rot protected by SIFC. Monet Fund shaves are protected se sold earcsablia stock options FT Monday through Friday, or in mug to LES by SIPC. See 'LOS Financial Service. Account Protection' • Libeires. Indudec debit balaxes, cutstarding margin Financial Service fin., Client Relations Depalment, below. Oideindieu loans, credit lee, shod accost balances. P.O. Box 766 Unon Coy, NJ 07037. Cribs whole wets maybe held n you amount. If you at • Coattail balances. Total of unimested available • In case of errors or gastire about an electronic Ups your request balarch in the Bank Sweep entitled to a petal sit a a nesult ol a thiderd payment cash balances, plus dame balances at UB5 Bank USA, funds kande' OM BS Votdebit Program or DA may be withdrawn and shres of a or otherwite, the Firm well either sell partial sib at LBS AG U.S Branches ad money make mutual fund card transactions, call a rate to UK Money Furd may be liquidated, ad the proceeds meta price a accept an /mart determined by a sweep balm,, at the close of tie starerrent period Financial Senices Inc., Na 14., 6th floor, returned to you or your scathes Sant registered deareg agency, axl credit yes accost Nri-conscdity free trait balances in your account are Weehawken f6 07086, Mn RldtreGA Servers. rat segegaed torn other balances and the fimmy Rater idormalon about available sweep masa Investment objectives use ay of these lads ti the ordnay course of is Cala write as soon are can, if you hi+ your nchdrg current inbred rates and yields,5 available at The Mermen Mauls and risk profile are specIs to businna These funds re park upon your awned. Tiaterntrit cr receipt ithwag or if youneed more wmyttbscomrstieeptelt, from your FrencialAdmor each account ant mar may between you arcomoto This total is needed in IF. arrant period closing vaiJt edamation ter a transfer on the statement or a by calling EON762-1000. Phase advs. the Firm pronttly in wining of a-y receipt. The Firm or Card ester (as appleable)must sego-Meant change input Inscial Matson or landing information her from you no later than CO days after to Fan UN Financial Set-vima amount protection investment &actives For each scant held, you For detared information on the Firm's lending practices The Firm rt a rruntorcF shat r 61 I-vtA•to• Protect)", choose or* of the followed in...twit agates and dacha'''. refer to you Chen Relationship SDNY_GM_00025270 CONFIDENTIAL EFTA_00135890 EFTA01277123 Important information about your statement (tOntillUeB) Agnomen or ACCOSt Ag(taffeill end the General - We gra* see the &nig price when svelte or liquid and own a they can be sold, the prke — h adolian tocommissionsreceived n connection Terms ad Conditions U3S Statement of Credit Practices the mean of the bid aril ask price, for listed received ma, be IOU than the per share estimated with the sale or derbution d .]may contracts nobble in Agreements indent/sures a acuities and optic, a only bed prices for OTC vats provided n the scant statement, and art investment but lath to ow dents, we jar real Mahler.,tinteatriattaet. seardies. anda our affeithe receive reserve sharp - Less 3O.efair traded securities may be priced using a . Restricted securities. Rearcted seculars generaltr compensate) frommany of the instance Yew sib valuation model ate moss recent pate we se not currently/ Nglok to public sale. UBS Financial companies unden%fleg the amity contracts, Your statement itemizes sautes and other anal> hell obianed and may not reflect an actual make price Savior, use: the meta price d the unrestricted stock Stamm ct to Swats corrasies or worse; of at the scant at the end of to asthma-. period. You a yaw of the sane issue as an inputed value for the hears irwesimmt rues we distrioute. may ask for detverY of by pad seosiies at anytime. - Certain positions may appea vita a price aril restricted Oak Foremasts of this statement on4o To - Our affiliates abo recehe trading nommeskins ad You may receive securities used as loan collateral alter will tmer a 'late was nol available • it we se the extent that resekted secedes are elgble to sale, other convenient° Om mutual knots and paying any balaxe cis a them. Any securities unable to obtain a price fora sewn. the value retard may be tbstanualb less than the auras companies %those products we &abut. translated to the Firm ciseg the statement period aie - Deposits a securities denominated ilCUIT•ron ineued vabe *peen - We receive an aerial he from UBS Bat USA al heed at market value a of the end of the statement other thin U.S dales se reflected at the (whinge LES AG Stanford Ranch of so to 425 per scare period. Meant the nateneM date. • Ea. (estierwted) income, arrant yields and rates- sweeping so the barks under the UBS Bank Sweep • Cost beta detenining the cost basis of he - fcc certain startles rating n non-conformrg An estimate of arnual income is based an current Program. securities incbded in this statement where indicated denornartions, puce and quality(fse eels) may dander.] ad interest rates, assunang the searees will wily the number "I, • LES nonce' Services has relied have been adjusted to lacilitale raper valuation be hald for ere yea from statement date or until Activity oninformation obtained from sources other tan1.85 To obtain arum gunman, when availably. contact maturity The Mash cony a gudirine; accuracy Irkemaientegardngconmksbns and other chases Financial Semites, including information hem another yu ,arcel Zeerxr ad continued income are not guautheed hired h connenka with the exeasten of trades, dim et that sum./ have provided to you finaxial - Estimated anal Sane and curent yield fa SIAN option transactions ha Leen incbced on Adis. The Firm does not irdeperantly army a • Private investments and otrutoared ptoduas. certain types of leashes could rickule a fetish of codSlain prewousy !writhed to you. ri d will be %want** the acaracycevaIdity of any Sarmatian !ovate rioestmert sear I as (nc Laing drool principalor capital gains in which use the est prosided to you prorrptly onrepast Provided by place, than LESPi-uncial Senecas. participation program and real eaite imageries that income (a-deurrere yield would be overstated. aaltion *hough UESRnsicel Seniors greralg seasitis) and abetted proirts are gweralb highly - Estimated anal income and anent yield and the Short selling Lpdates this alternation ass as it is received, the Finn itiaid. Certain stnstised pacests have not been actual Sane and yield me:fib* lower a higher II you are engagedin short selling a security, you may does not provide art, the tie incrmation regetered with the Securities and Eahage than the titillated arneuntS. tsar a Charge See to Certain tOTOvieg costs for that seder 'Con bath° ad *Unrealized gait loos' is Commission or under ay slate seeuraeTars. We - An estivate of smudged income (dividend anche accurate as of the date of re statement. As such Croak estmated values for private investment interest) divided by the current male please do not retai on this nfanntion to make searkes ard structured productsfor ithanutenal vabraverage balance is based on the tut dividend Open orders asthma sale decisions tuns Ice tax puposes a purposes cny. Atone, ens quaenteed. or interest payment made by tie si suer and Regaling open or • gni-till-cancelled' ceders that otherwise. Accounts tore Fim may - These vibes may differ firsts-60y ban prices, il amines the searbeedeporms will be held for ore were not weededbythe StlittfIlitIV data, open buy and WW1genloss ilarnatith only for the pried id any. at which a aide ilveSITsell year tin to statement date or until mouthy. soot slop orders are nand by the mount of dividends tine they ye held at the fim More hrorical structured product maybe bought or sold and dp Accuracy and continued well we not cuara-deed or rides cn an ex-dividends a ereeltra clog unless alternation cube aited by yar Friaxial Advisor. net nests/rib represent the vats you may receive eanxted othenvise bypa. You are responsbk for scan liquidator. • Assets not held by t€S Financial Services. Cenah orders that are executed ds to your Idure to cancel • Unredind sans/Ions Viten data s - Third party tumors of vats are as id acertain eases se rot held bytitian arena twill, the *riming open orders. ottinated trroalized suindlowes ore actialocl Ice date ad We Supplied to UBS Islamist Services on a Tern's possession or control. These assets ere natal& sooty lots. The transition data for replier basis by an independent volution firm. chaired on tear statement for informational hives idvSLa bit mayor my not reflect ccmmisicas, - best general panne- or sponsor estimated vales. purposes onfy Positions and values presented we To obtain a copy of as current Client Primacy Nage. al ay, are embed to **Fen by the *suer, pleat anted yes FnarbalAchisce a net our websik gaZ ardor security reorganization events d and titer reinvestment lots ad systematic pircheet be, are each combined Indicate, one ginwal panne or sporser and may be caulated based an deferent information fro, that used by provided by dal issuing fern. UBS Frontal Servicesd not resporeble for Ow information and does not guarantee es accuregy. Thew assets are not protected at maw oat r amat awarev awraged lot The 'Trade date' totem presents the third parries to drive their eninated values. by SOK or he Faris StipPlernental Slit commie 185 Finathie Singes is not a bade The PM A, Business agail transaction trade date. - You can obtain additorel Samatton regarding Services Account BSA and IRMA ae bake-age accounts the mettocblogy used to determine the estimate d • Revenue sharing and additional compensation. which provide access so banking services andprotests • Callable securities Bonds and preferred stock that value and the dale of the Scansionthat is the — In addition to commissions on sea and Lifal lees 111,:t41aTialrllerlit with anbated lurks ad other the ever cats for eat redmplem will be selected basis fa the eoimate by contanig your f rental received n correctionwith the distribution id Ihniparey bads, ad provides Mtn to i-aisa-ce and Meath* by lot frcm among all searnes of ta Advkor rrulual finds to ow dents we anchor our great, amulet products rued by unabilaedthid-party issue held el our name or ei nominee rune fa or - Third pity 'singed vales may be reflected as receive revenue shying payments Iran distributors esureice companies through insurance agency clients. Call lease Heasley) is obtained from third 'Not priced' in several stuations: when an at salsas of themast funds that is sell. subsdianes of UBS financial Services Inc. pain and in eccuracy is not guaranteed. Ott, call I-dependent valuation lire has not %GPI'S a These arnants are based on two cMerent leans may inist which mid ailact ywkt amdet• ugh/e to assign a mks. nee:rowe become wart corrponents (a the amount of isles by UBS of a Ithosment enwa-ce. ad a-ruity products, inkrmation sill * varied upon request that a material event has cared that may call a Palicular mutual fund I amib to our clients: and 01) Not FDIC instred • No bank guaantee• May Rue vats atheousty regaled tees rep question, or awn a the asset value of a particular rrutual fund famib's • Certificates of deposit (ON). CDs are FDIC aired value would be high speculative due to tie nature shares held a the lrrn RUA. Resource Management Ain, rat Business Services tato $29),000 in principal and salad keeled per of the security. — LW and as allerste abo receive netwoicing and Account BSA IRMA and intonational Resource depositor ate per depository inoinsion ii accadance - When neither an Muth general partner or sponsor combs processing fees a coredecation for Management Accant at registered service maks of with FDIC nales estimated slue nor a thrd-paly estimated gig is trader agent WYSE" tat we provide to the 1.85 fnancii Services Inc provde the vela al the mosey Mk be dinerent mutual lint. These fees generally are pad from • Price/value Prices divot:nal for secunmes and otter Iran its par hase price. investor assets n the revalue laurel and seethed Visa Signalize d a registered thence mask of Visa procests may be higher or beat that, the price that - •Detributicas to date' myindrde return of date amount based an the iambs- of accounts at Handkris LES Vu Signals or& cads and IBS wu would enualb naive in the mater Pius me capital, name orboth. the broker.dealer holingmutual lust of that fund Visa debt cards are third by UBS Bath USA with obtained from sax hid party sources whiti we - 'Original unit size' represents the hkial offering I a-nify Permission from Visa U SA hcorporated. brew to be relable, but we do not garathee ther price per the aa:Inlet not relied yore cop base. accuracy. - DIP rd unlisted REP stasis ye rot listed on a UBS Pinencial Services Inn Pay 201604 national "sureties exchange. and at goner* EDNY_GM_00025271 CONFIDENTIAL EFTA 00135891 EFTA01277124 UBS UBS Financial Services tic 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 June 2016 ANP70010716890616X135 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK NJ01665-0308 Account name•. MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKLIAMILYLE CASFIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resourretine at a on May 31 (S) on lune 30 (S) account Your assets 5,238.24 5,238.24 Viskour webslte: Your liabilities 0.00 0.00 www.ubscomffinancialsennces Value of your account 35,238.24 $5,238.24 Items for your attention , Help protect yourself from foul and review bank, credit card, and brokerage statements regularly. Also, get your free aecit report annually from Sources of your account growth vnew.annuakreditreport.com. Tracking the value of your account during 2016 value of your account at year end 2015 $5,238.24 Your ove301471t return 7.238.2 Chasge market value 5000 libillaratorlemorsta 8.2 5,2382 5.238 Value of your account on has 30. 2016 S5233.24 Dtc 2014 Ott 2015 Me/ 2016 Jun 2016 SDNY GM 00025272 Member SIPC ANP7001:000107I 689 NP7000128409 00001 0616 000030000 Y123661550 101010 Page 1 of 6 CONFIDENTIAL EFTA_00135892 EFTA01277125 SUBS Business Services Account lure 2016 Account name: MA'. POI.' ir ATCN Friendly account name: MA Account number. eir ATIrN Your flBendel Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of Lune 30 (1) your account • Cash and money balances may rclude A Cash and money balances 5,238.24 100 00% Your current asset allocation available cash balances. ciliS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yoor statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $5,238.24 100.00% A Value of your account $5,238.24 Eye on the markets Percentage change Index rule 2016 Year to date 58rP 500 0.26% 3.84% Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -4.04% Barclays Capital U.S. Aggregate Bond Index 1.80% 5.31% Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% anC003001021690NP70C012$4090002I C6l600C03C000 Y123661550 t0gatiklyGm00025ftee 2 of 6 CONFIDENTIAL EFTA_00135893 EFTA01277126 Account name: MAX FOUNDATION Your Pi nandal Advisor: Business Services Account *UBS Jr • .:CIC Friendly account name: MAX FOUNDATION Account number. SCOTT STACKMAN/LYLE CASRIEL Change in the value of your account nane20I6(S) Year to date (1) Opening account value $5,238.24 $5,238.24 dosing account value $5,238.24 $5,238.24 UBS Bank USA Business Account APY Interest period May 6 - Jun 6 Opening UBS Bank USA Business balance May 6 15,238.24 Closing UBS Bank USA Business balance Jun 6 15,238 24 Number of days in interest period 32 Average daily balance 15,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fcdowing investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital apprecution Your risk profile: Primary - moderate investment eligibihty consideration • None selected Your account instructions • volt account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025274 ANP70003001071691 NP7003128409 COCCI 0616000000000 Y123661 SSO 101010 Page 3 of 6 CONFIDENTIAL EFTA_00135894 EFTA01277127 *UBS Yournotes MtlX02000MMONIMOONna090ain Me COOMOM,02366151010,My G. 0. 2,0..4 a s CONFIDENTIAL EFT,00135893 EFTA01277128 (SUBS Account name: MAX FOUNDATION Business Services Account Your rinandal Advisor: Friendly account name: MAX FOUNDATION SCOTT STACK MAIILYLE CASRIEL Jur Account number. Your assets Some OnCes, income and current values Shoal' May be approximate. AS a itsU. gam at lopes may mil be accurately reflected. Set smporuntmlosmafron about your statement a the end of the etcumeM for more information. Cash Cash and money balances Cash and money batances mai include avalade cash balances, UBS Bank USA depot account balances, UBS AG Stanford Branch &boat account balances and money market mutual fund sweep balances. UBS Bank USA de sit account balances are insured by the WC vitt hn fpplkalle limits, but are not potected by SiPC UBS AG Stanford Branch deposit account balances an not inured by FDIC ail am not protected by StPC Money market sweep balances are protected by SJPC but ale not insured by the FDIC. See the Important information about your statement a the end of this cbarrent for detaiis too those Sanas. Goering bilaxe Closing Wane Pnce pe t share Average Dneeknel Interest Days in Hddng on Jun I (I) co Jun 30 (I) on Jun 30(s) rate period period Cap mourn a) UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Your total assets reuemage 01 COSI Bbenated UnreatZed Value on Jun 30 (5) your aCCOunt tem (5) annual interne (5) gain or loss (5) Cash Cash and money balances 5,23814 100.00% 5,23824 Total $5,238.24 100.00% $5,238.24 SONY GM 00025276 ANP7C0C0001071693 NV7003'28409 6003I [SIB 000030000 X12366I S5010'010 Page S of 6 CONFIDENTIAL EFTA_00135896 EFTA01277129 *UBS Your notes ANP7000300t07t 694 NP7000128409 00031 OM 6000000000 YI 2366i 10....Y_GM_00025Age 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00 I 35897 EFTA01277130 Important information about your statement U3S Inancial Services no. (the Firm a UBS Finarcial sent yOu the trst stances-4 on which the eta or Corporation WC), Mich protects ItO-rlieS aaa-rltS 01 • Moire Cunene income: hves(ments seekng to Seeded is a member of all principal washy, ocmrroity problem *pond. its renters up to $500,000 (entity:ling 1.250,003 kr generation of income ony. and °Miro exchanges. UBS Fleancial Sealers and 185 - ProOde your rum rd axon number (4 any) dains for ail The Silt asset protection Mils aPPlY to • Ached Cap6dappreciation. Inwriments teeing Balk UM ere i-dhect subsilaaes of UPS AG and - Decal:* the MO,Of the ranter you Yet-flare all scants that youhold h a particula treaty. omit of principal rather than the gerersabn of affiliates of 1185 Seostin LLC. The Fun's franca' about, and splain as okay as you cal shy you the Fem, togethw vier certainaffiliates, has also eicane. statement is available upon retail. The Finrs exactas& believe a is an eery a why you need more purchased appleillentaprOteCtiOn. The rabirrian • Produce Combauton of Wane and Capital Mks are a. amount pasatib to at Shiba dint C011iKtin coder Apreciaton. kereaments seekeg both the generation - Pros:dethe icier arrant of the suspected error. this prat-ion is ZOO maroon a of December TO, 201S. of necme and growth of precis/ LOS Finagel Stritef It. Stbict to the poky oorditons ad limilations, cash a 1200 Harbor Boulevard The Firm or Card Issuer vol hastigate you tcompaht the him is further protected fa up to $1.9 million n the Overall rids prefihs Weehawken, tel 07086 and eel correct ry error prompth For alleged ems aggregate for all your accounts held n sari:Wm mucky. A fed copy of the potty wadig h mirth • Cons/seat Seeks to manner, need aecipal, with reeking UBS Yankdebit cad tranad rate, if we take This statement represents the only officialrecord of you' more than 10 bus eins days to dotes. we will credit upon request. low risk and volatility to the morn catrat even if LBS Fhancial Services account. Other records, trap that means the accost does not generate signilkant par accord for the amour ycuthink is in error, so tea i-am• or returns red may rot keep pace with officer ts.dxunents. contanng cora/mgdata should yd., w0. hive the use of the money during tie tine it The SIK protection ad the suppkmental protection ideation. rot be relied 'sae II you betake thee is an tiler a lakes us to complete our instigation. both do not may to Omili9On please report it immediately n wring to the • Cirlin Uremial assets controlled by (and rebid n • Moderate. Willing to accept some rise to pircPal and Brandi Manager of the office server; your account. Please mire all checks parish to the Fern or tie your account value) but held away from1.05Finred tolerate some stalky to seek hgher returns, fisnwl instimen eckated on he had of the Services (e.g., certain() cash at UPS Bak LISA. • Aggressed: Wiling to accept high Mk to pencial and Allhotep a0. limes shown are intended to be accurate. statement In addition to regular score fees, accounts cash at L85 AG U.S.Ltanrhes, (4 reurara credal', high ,plat lily to sea high returns over time. statement /tato *cud not be wed fa to proposes Rely may be Mara to mantenerce Ins, things for late including vane annuitin, and (iv) tare, of Maud • Meanness,6100* Conteletation:t Wetted, a sigh on yerend tax forms. Oa., Form 1099. 5498, parried for securities purchases and charges for unpaid flinch where such toms ay registered chitty re the Paii05 of the podlolisfor that account may exist? 10425. etc> whenirepamg your lax return. the Fim s amounts n cash octants. Accosts that ere transferred name of the account holder on tie bocks ad records <anoint strategic, rented lisicity and grater required by law to repcn to he IRS allUsable indent, to other instiulens may be subject to a transfer fee. of the applicable 'sass a trawler agent), volatiky. dportakie rontorable ditiiindk and table interest • Certain nestment contracts a insesiment interests emed en smarties held rams acard, net stone UK Sweep Ordone (e.g., limited partnerships ad pirate placements) that Statement Theameholdisf as sittradactire, ad arse basher certain covered UM offers options for minpig cash balances. balances are rot regilened order tee Socurfies Act of 1903; We may cambia* all related account statements with mules to bad deposits at UM Bak USA and UBS AG Stanford ad the same Mess in the same envelope, e.g. because branch (Bak Sweep Progeny), money make( gradual • Commodities antals (e.g, foreign mane and they have owners who AO maintain pre account Careamudeallans with the Finn Lech Money Funds) incline internationalDepose pyre°,metal contracts). inducer-9 futures contacts •elationships well other dents a the same address. If • Pleaseremain, eel oral comma-rations in wring Accouit (04)forcuttcmect wit en Intonational ad commodity option contract,. you peeler lo recent inclattal starmunts marled n to further protect your richts. inducing your rktitS Rexene Mang miens Account. Though the Bair The SEC protect isn and the sups/mental prawn:nit, separate metopes you mat decree hecr,eholdng by trader the Smilers Investor Protection Act (SBAI. Sweep Programs, cash banes we swept to LES Bank not apply so these assets nenif fl yotherwise appear calling yam Finacrl Advisor • II the financial iatitution en die top let of ale kad USA to to an estabashed knit ad then to UM AG on yes statements. The SEC protection at the of this stamen snot U36 f nasal Swede% LBS Stanford Branch. or a Money Fund. Deposits at LE6 54:Chrnental protection do not protect egad (hinges Friendly easelname Femoral Senices carries yam =aunt as clearing Bank USA av FDIC insured in accorda-ce wit FCC n the market rata of yxr imestments (whether as The Friaidig account vie is a 0151anii*le • ruckrorrie brier by arra-gement bah the rdcated insieuton miles. Forman information phase Mit wwwidic result of market movermm, issuer ba-kruptcy a chosen by you to assist you with your recorcheePeg We informed you of this relatOriShi, Wren you Deposes at LEG AG StamfordBrach ad shares of Mande) has no legal effect on your account You can change opened this accost h the cast your kite and MoneyPushare rot nosed by the FDIC. More irtormaton is amiable upon request. yaw ;trendy aCCOUll names. through Conine Services a store/es tre located a LOS financial Straus and rot YoJmy cotan more information Scut SIPC, including by contain; your Fi-onoal Athosor. the isolorgbroker, ad younut make a npat Through to DA, (mailable to cash berates are swept to the Slit Brochrt by ccniscting Slit at 202 371 8300 of ay mix or omission to bode firm. As described depose scants at UBS AG New Yak Branch and LBS or by Seery the SIPC webste at watelpc.org Account overview tie account agreements, youmust 50* IA el ani AG Canon Eranch hew deposits arena fl uted by • vase or yew accouri4orrolo. Net of assets and errors or fraud ending chedcs reflected on your to KC Barges held at the LES AG Carman Branch Dividend Reimestment Program (COP) statement Mtn 30 idyl alter ii was mailed or made are temporary reposed to the sovereign lit of the The prise reflected it an hater pace. You may *ban • Asset ecbdes salable cash balances, values fa available. Alinements shall be deemed corrplse Carman Watt, and there is no guarantee or other the actual price loon yes Frureiel Advixr.Onh whole restrkted acuity test), and Global Tine Deposit, and accurate n all other respects if not objected to in obSgation of UBS AG to repay the Saxes whikarthe sham are purchased under DRS; halal shags svill be crreared marks to make, and <erten assets not held venteg within 60 days LEG Cayman's Brach's books. sold ad the cash wie be deposited er your account The by the Fim. Does rot include unpriced seesitiegassets • Please dhect cuRomer complants or earnest° to &ricked reinvestment price applied by the hear may at the end of the pia and arrent statement periods, Or Peters C lent Matron (donned at 201.352.1699 Deposes at LES Bah USA and eachUBS AG Branch are offer from the man price at which tee partial shares phde lessened% invested stock options and a tollroe m 903.3M-9103, 8'03 A.M. to 600 P.M not protected by SIK. Money Fund shays are protected re sold earceable stock options FT Monday through Friday, or in writi-g to LES by SIPC. See 'LOS Financial Services Accost Protection' • /Ahab's. Includes debit balance% cutstarding merge, Financial Services lax., Client Relations Depalment, below. Careialieu bans, aedit lee. short /cant balances. P.O. Box 766 Union Cy, N1 07092 Dry whole unts may be held n yar attain. If you ere • Cashhooney balances. Total of unimested available • In case of errors Ot ',Pastan about al electronic Ups your request, batences in the Bank Sweep entered to a petal Ltd a s result ol a chard payment cash balances, plus deposit balances at UBS Bank USA, faith transfer (61), BS Vest:Mit Program or DA may be vethdram and shires of a or OhliVoin, the film will either sell partial uda at LBS AG U.S Branches ad money make mutual fund card insertions, call oe void to UBS Mcney Fund tnay be liquidated, ad the proceeds nutlet price a accept an mord determined by a seem Sates, at the dm of tie statement period Financial Seneca Inc., as 14, 6h floor, returned to you or your seareies =Ctn. regiaered deireg agency, at credit sox accord. Nn-cceerredity free ash balances in yes account are Week/Menhir 07086, Mnn RIAAfe6A Sakes. rot secogaed from other balances and is Fimmy RAW edormalon about available sweep dims Investment objectives use Sly of these Inds the ordnay course ol is Caeca wee as soon o you can, if you tee yeer noldrg current interest rates and yields, it amhble at The neesimert objectbes and risk profile mew le to twines These funds re peyabh taxa your Monad stewards a receipt is wrong or if youneed more wmtubscomfsweeprelt. from your F mental Adam' each accost and may may between you scout 1%, total is included in the anent period cksing vain edomatin tout a transfer on the statement or a by ailing a:6762-1000. PSease Wreathe Firm amply in wreing of a-y receipt. The Firm or Cad Oaf (as spleable)must smedicant change inhas Inaecial striation or Lending infonnation hear from you no later tun CO days slier the FM UN Financial Rename areman protection investment objectives For eachmane held, you For detaked information al the Firm's kedig practices The Pr . rt a rro-ri-orri the col runt l-rtor Coto-won choose or* of the followed ins-tired objectives. and doclostres. refer to you Churl Relationship SDNY_GM_00025278 CONFIDENTIAL EFTA_00135898 EFTA01277131 Important information about your statement (C011UllUed) Aryans,* or ACCOLal Agreement and the General - We gerwak we the closing price when avail* cc liquid and even I they can be sold the ark. — In addekin to cornmasists received n connection Toms and Conditions U3S Statement of Credit Practices Ow mean of the bid rid ask price, for listed received may be Ws than the per there estimated with the sale or detrbution d annuli contracts available in Agreements andDistwores at sactritin and optics a only bid prices for OTC vats provided n the zoomt statement, and art investment that ratite tows clients, we maw ter romprovirreints TOR. seardies. andor our ethane mew newrue sharing - Less actire& traded securities may be priced using a . Restricted securities. Resisted 'ensiles general& compensation from many of the instance Your an valuation model a to moss recent peke we not current& Ngble for public sale. UBS Financial companies undenwaing the annuity contracts, Your statement itemises securities and other ants held cbtaned and may not reflect n actual market price Service, uses the mst.el priced the unrestricted stock aftioates et to hewn* carpals or sponsors of h the account at the end of tie stsemers petal. You a value of the sale issuer as an inputed value for the tie ant irreestmmt rusts we astrbute. may ask for &hat Of ft* paid sallies at art time. - Certain positkins may apes witcul a price cud restnned Oak throurposes albs statement on4c To ▪ Our affiliales abo mete trading corannsians ad You may receive securities used as loan collateral after will tow as 'price was nal astable • it we we the extent that resticled seornies are elgble to sale, other compensate(' fran crawl funds and paying any balance cis an them. Arry securities triable to olatan a pow fora manly. the vale received may be sdastanual& less than the Swats companies whose products we detute. transferred to he Firm dsng the abatement petard are - Deposits a securities denominated ilCUM71-00 imputed yahoo. down - We receive an amyl fee from UBS Bat USA aid listed at market value as of the end of the statarnall other than U.S dolls are reflected at the bounty LES AG Stanford Branch ot w to 425 per accost period. rates of the Platenent date. • EA. (estimated) income. arrant yields and rates sweeping to thebats under the UBS Bank Sweep • Cast beis. In detemining the cost basis of he - fcr certain securnes raring n non-conformng M estinate of amual income 6 based on current Programs. securities incbded in this statement, where indicated denornnations. price ad quantity (face value,) may dividend ad interest rates, assuming the states will wih the number " l, • LBS F runnel Services has relied have been adjusted to facilitate paper valuntim be held for cne war from statement date or until naivety n information obtained from sources other than1.55 To obtain hem quashes. when availabk. contact maturity This estimate is only *gut:rine; accuracy hkemationregarcingammkshns and other chases Financial Senices, including information Item another you Financial Oita. aid continued 'tame are not guaranteed hired n connect:xi with the exeoSith of wades, rim a that sumac have grovided to yes Finaxial - Estimated arntal jean and curea yield fa &hexing option transactions ha been incbcad on Adam The Firm does not irdeperantly arty a • hitt* Swan:twit and mutated products. certain types of wishes cold nckhle a ream of cordimatiore prewowy Washed to you. and cull be igairantee the accuracy a oak% of ay tiormstion Private metro* secure in (nclair9 drat paid:nalor capital gains in which case the en provided to you promptly an repast. provided by scans other than LESPi-antral Sankt,, pankipatisn program ad realestate investment hist income (ad curare yell would be overstated. ▪ addetisrt although UPS Finrical Services general& seositis) and struclued procbcts are general& highly - Estimated anal income and anent yield and the Short aNling Lthdates ft nformatith as n is received. the Finn 14tid. Celan sans-tired pads% have not been actual ?cane andyield mignt be lover or higher It you are engaged in short selling a security, you may does not provide any assurances that the ilarnaehn regotered with the Securities and Each than the estimated 2.03Untt. has a charge der to cabin tartrag costs for that under 'Cost bat° and *Unrealized gait lose is Commission ce undo. ay slate secure:Taws. We - An *saint* of stubbed income Othdend ander pythons-security. accurate as of to date of this statement. As wch crarde thilmated Ulm for private investment interest) divided by the current market please donde red on this nformnion to make sectritis ird tutored products for idanottinal vaberaverage balance is based an the list dividend Open orders rudest or sale decisions la tax purposes a purposes ivy. Atosary 6roe guaranteed. or interest payment made by the issuer and Regarding open or • gas:Ma-canceled' orders that otherwise. Accounts tordened to the Fim may - These vibes may differ absurdity kcal prices, il amines the sectrteSdepans will be held for one were not executedbythe statement date, open buy and WW1 gen/ loss irdamatith only for to period c4 any. at which a Prir#4 Setirntril riy year born the statement date or until maturity sea skip orders are rained by the mount of dividends tine they are held at tie Fin More historical sthstured product maybe bought or sold and do Accuracy and continued scald are not guaranteed rights On an ex-dividends or ennthrls date unless itamatith can be aided by you- F.-taxis' Advisor. rot necessiti&ressesern the wide you may receive nanxted ether vke by&nos You are responsbk for Loon Rethink.). • Assets not held bytes Financial Services Cenah odes that are executed Os to yea ladure to cancel • Unrealised gas/lose Yellen data a wadable. - Third party esimmes of vain are as a a certain macs ere rot held by the Fim arena whin the misting open orders. ettinated La-realized guindlown are caloised Ice date ad av supplied to UBS Inarciii Services on a Ferns posse-niter or ccntol. These assets a* tavidael warty lots. The transaction data for neuter basis by an independert volution firm. &played on vas statement for informational Priam nalviltal lots may or may not ref tea cammissicns, - baser. generalpanne- or sponse estimated vats% purposes nay Positions and values presented are To obtain a copy of as current Client Privacy Wake. andhe securitreorganizatkn 'was nary, ate applied to **Fan by the *suer, provided by the Ssu'rg fern. UBS Financial races please contact sat F narxral Achiscr a wit our *Winne de"rZ d and other reinvestment lob ad systematk general partna or thaw and may be calculated not retycrabble foe tie infomution and don not at ttaaw 0), enagatatnartirer ctschne lots are each combined to chyle, ore bawd on ciff went information ton tut used by guarantee es accuracy. Thee ands re rot pretested awaged lot IN 'Trade date' ocean presents the find parties to &nye their taloned values. laySK or the Firths sulthlarnotal SW( Own? . llEG Nina Strokes 6 not a ba-k The WA Business agnal transaction trade dale. - You can obtain additorif inkimutaan regardng Services Account 464. and IRMA are brokerage accounts the methodology used to determine the estimate of • Rennin shirrs and additional ampunsatice. which provide access so banking services andprotests • Callable saatMet Bonds and preferred stock that value and the dale of tar item/dinthat is the — In addition to commissions on ales and 12b-1 lees 00:041arangarnerits web AlMud bats and other tee isms, cats for ear& redempton wit be tekkhd basis fa the eoimate by contanhg your Financial received n earectiar with Ow distribution a Ihnipany banes. and provides accento iterace and ntatalkt by lot Iran among all see vies of that Advisor mutual fads to ow dents we andhr our Stale ennui* radios iced by unabated thid-party issue held hour name a in nominee naive for as - Third party 'sinned valets may be reflected as receive revenue RIPON Payments Iran distributors insurance ampanes Through insurance agency dents. Call tense nfamaticn cbtaned from third 'Not priced' in several stuatians when an ado ad visas of therani funds that we sell. subsdianes of UBS Financial Services Inc. parties and as accuracy is not guantead. Otter call Mason:lent valuation Inn has not sittlost a is These anoints are based on two Mews teases may eon which could atom yield complete unalfe to emir a any. Wye. we become aware corrporents (a the amou-4 of ales by UBS of • tionerunt. tura-ce. ad athuily products, inkrrnaticn will be provided upon request that a matenal event has occurred that may call a Paliciar mutual fund femit,to our clients and d) Nat FDIC insured • No bank guarantee. May lose value atheauthy repotted value rep question, or when a the asset value of a pricu tar mutual fund famitt • Certificates of deposit (CDs). CDs are HNC nsured value would be high& *cast due to the nature shares held a he fern RUA. Resource Management Arany, Business Services up to 42 ba,000 in principal and accrued irtenni per c4 the security. — We and as allaste ate receive newaking and Account BSA. IIMA and intonational Resource depositor and per depository institution in accordance - When rater an issuer, cameral partner or sponsor ant' processing ten n con-Aeration for Management Accord are registered service marks of with FDIC riles estiTuted value nor a third-pa-ay estimated rake is transfer agent 1420CaS that we prowiz to the US Nutt Services tx provost the vale d to securty Mk be diberent rubella& These fees generally are pad from • Price/value Prices dippland for securities and other Iran its pitches* price. investor Asada n the sacral fund and are a had Visa Signalise it a regedered service mask. 01 Visa protests may be higher or lower than the price that - • Daributicos to date' may indude return of data amount bawd a, the nunlacr of accounts at adman:nal LOS visa Signature atria cards and UBS )0J would actual& receive in the mute. Ctrs are capital, ncome orboth. the broker.dealor holing mutual lint of that fund Visa debt cards at inued by UBS Bat USA with obtained from varkus hid pity sources whit, we - 'Original unit size' represents the that offering fa-nily permssion from Vita U SA Incorporated. teethe to be reliable, but we donor garantee thek paper unit axiom/ not reflect sots cost bast accuracy. - DIP ad unlisted RErt mortis are rot listed on a UM Financial Setvices the Pm 201604 national securities exchange, and ate goner* SDNY_GM_00025279 CONFIDENTIAL EFTA_00 I 35899 EFTA01277132 085 Fnancial Services Inc tat UBS 299 Pak Avenue 25th Floor Business Services Account New York NY 10171.0002 July 2016 ANP70006549910716 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK NJO7666.O3O8 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resourceline at on June 30 (1) On July 29(S) account Your assets 5,238.24 5,238.24 Msit our website: Your liabilities o.00 aoo ‘myytubFcomifinancia/services Value of your account 35.238.24 35,238.24 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free crecit report annually from Sources of your account growth www. annuakreditreportcom. Tracking the value of your account during 2016 value of your account S at year end 2015 $5.233.24 Your investment return 4.8 Change m market value 5O00 9.2282 ,..2.2$ 2 5.2382 Value of your octant on Jul 29.2016 66238.24 Dec 2014 Dec 2015 Jun 2016 JJ 2016 SDNY GM 00025280 Member SIPC ANP70002000654991 Nen:3[0065617 00001 0716 000[0[000 Y123661 550 0000[0 Page 1 of 6 CONFIDENTIAL EFTA_00B5900 EFTA01277133 SUBS Business Services Account July 2016 Account name: Friendly account name: N:. .• Account number: Your Fi nancial Advisor. SCOTT STACK M ANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 29 (14 your account , Cash and money balances may include A Cash and money balances 5,238.24 100.00% Your current asset allocation available cash balances. VBS Bank USA deposit B Cash alternatives 0.00 000% account balances, lieS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $5,238.24 100.00% A Value of your account $5,238.24 Eye on the markets Percentage change dex July2016 year to date 58P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSC I - Europe, Australia & Far East 5.08% 0.83% Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98% Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% mte700020C06$4992NPAX00656IIC•0C0I 071600C030000 Y12366ISS00046MYGM000252019e 2 of 6 CONFIDENTIAL EFTA_00135901 EFTA01277134 Account name: MAX FOUNDATION Your Financial Advisor: Business Services Account SUBS Friendly account name:MAX FOUNDATION Account number. SCOTT STACK MANLYLE CAAtiEl. Change in the value of your account July 2016 (3) Year to date (E) Opening account value 55,258.24 $5,238.24 Closing account value $5,238.24 $5,238.24 UBS Bank USA Business Account APY Interest period Jun 7 - Jul 7 Opening UBS Bank USA Business balance Jun 7 85,238.24 Closing UBS Bank USA Business balance Jul 7 85,238.24 Number of days in interest period 31 Average daily balance 15,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fallowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Filancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital apprecution Your risk profile: Primary - moderate Investment eligibility considaratan - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025282 AtiP700020C0654993 NP7003065617 COCCI 0716 00f:030000 Y123661S50000000 Page 3 of 6 CONFIDENTIAL EFTA_00135902 EFTA01277135 *UBS Yournotes --,,-,..-„-.,„„,... CONFIDENTIAL EFTA,I33903 EFTA01277136 SUBS MAX FOUNDAfiCN Business Services Account Account name: Your Nnandal Advisor: Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL 142016 Account number. Your assets Stutte (Wes, income and current vaues ShOran May I:tag:Oran-0e. AS a tea*. Øm andlOsses may not be accurately reflected. Set asaponant inaosnaabon about your statement a the end of this docuerteM fOr more Informs:hon. Cash Cash and money balances Cast, and money balances ma/ include avalaie cash balances, OSS Bank USA del:Oat account balances, UBS AG Startord Branch °know account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balances are insured by The FOC vat h n ecliptic eble limits, but are not protected by 9PC OBS AG Stanford Branch deposit account balances we not insured ty FDIC and se not protected by WC Money market %veep batances are protected by WC but a* not insured by the FDIC. See the important information about your statement a the end of this doctrnent for details about those Sancti. Openng bean« Clovng Mane Inca per shale Average Draidendlnielef Øsm Hddng OA ILA 1 ($) on Jul 29 (1) on Jul 29 (1) tale period period cap arount (I) 1185 BANK USA BUS ACCT 5.23824 5238.24 25000000 Your total assets Peicenta0.' U Con ESbrnae0 Unbend Value On At 29 (1) your a(COUIll pass ($) annual intone (1) gan or loss (1) Cash Cub sad money Waal 5,23814 100.00% 523824 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025284 AMP700020C065499SNP700306S6I 7 COCCI 07'6 000030000 Y12366I S50000000 Page S of 6 CONFIDENTIAL EFTA_00135904 EFTA01277137 *UBS Your notes 0,,600......66,56.0.. GM .02 .,A,96 6 a, b End Ms..... account numI. CONFIDENTIAL EFTA_00135905 EFTA01277138 Important information about your statement CBS truncial Services Pc. (the Firm a UPS fnerds! sent yOu the lest itatenwre on which the era or Corporation (SIPC), which protects It0-rlieS &Car% a • Produce Cuneneincome: hvesiments seekng the Sesths), is a member of all principal wanly, cemrroday problem *pond. its renters up to $912000 (inchtling 1250,003th generation of income ashy. and canna exchanges. UPS Fisancial Semler' and U135 - nitride your run,. rd acorn number (f any) claim for caste the Silt and protection limns aocihr to • Aches CapitalAppreciation. Investments seeing Balk USA ere i-diect subsidenes of UPS AG and - Decal:* to Perorate trander you nature all accants that youhold's a partictia- coactry. /web of preaPal rather than the gerersais of affiliates of UBS Seattle, LI.C. The Fein's thanoal about, and splain as okay as you cal why you the Fes, togethr sib certainaffiliates, has also hccene. statemere is available upon recited. The Fenn executue believe a is as eery a why you need more purchased ethiplallentelplOteCtiOn. The madman • Produce Conabaubbn of Worse and Capital offices ere at hkenuthei. amount pajathe to al Spike tiers, colliclink uder ApprecUton. Nesting:Ms seeking both the genevann - Pro the doer arrant et the suspected Ina. this protection is ZOO maks as of Docents 10, 2015. of 0%0110 rd growth of crixbal. LOS Fina-cel lances It. Stbrot to the poky ordelorts ad lmi actions, cash 1200 Harbor Boulevard The Firm or Card Issuer vii i-westigate your compaht the firm is further protected fa up to 14.9 million n the Deere risk profiles Weehawken, Nl 07086 and red correct err; error prcroty. For alleged onus aggregate for all your accounts held n a particuth • CoosavaOrt. Seeks to maintain Sit pri-cipal, with imokring UBS POOdebit cad tramad bra if we take mucky. A ha copy of thepoky wadtg is available low risk and volatility to the accord owrat thenif This StattMint represents the °thy officialrecord of par mere than 10 bus cress days to der this, re willcredit upon request. CBS Fhancial Seneces account. Other reccrds, exept that means the moon does not generate signitkart par accord for the amount youthiik is in error, so that mono ce returns ri d met rot Sep pa with oNaal tp.docunents. contanng coneliang data should you MI Nye the use of to money during the time it The Slit protectim ad the suppkmental protection not be relied yes II youbele* thee is an emir a both do not apply to halation. takes us to ccmplete our rwestgation. Omic90n please report t immediately n "Stew to the • Colin Uremial assets controlled by (and telded n • Moderate. Wang to accept sane risk to pircibal and Band, Manager of the office serviv your accost. Please mire all checks payable to the Fern or tie your account value) but held away from WS Fina-cal tolerate some votatkty to seek tiger returns. instadis notated on he front of tht Services (e.g., certain() cash at UPS Bark VA BO • Aggress": Wiling to accept high n* to pnixpal and Atha4' a livres shown are Mendel to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.thanrhes, (4 thurance point, high slat lily to sea high returns owe time. statement ciao ehtukt not be wed fa is proposes Rely may be objet to makienarce Isis, throats for the including variable smiths, and (iv) Mares of Maud • Imo:Awl'Eigiola Consideration: t Wetted, a nark on yesend tax forms, , Form 1099. 5498, payment kr securities purchases and charges kr unpaid funds when such shads ay registered toy it the vamon of the doable, for tat account may iacWe 10425, etc ) when prepamg your lax return. The Fier s arrosils n cash accounts. Accounts that re transferred name of the accost holder on the bocics and records wools strateges, rented liquidly andrater required by law to regal to the IRS allUsable &Mends, to other instithirs my be subject to a Vander tee. of the solictha &suer a transfer agent), volatiky. imortabb roistairable detthendk and =able hared • Certain rwsb-nent contracts a ineesiment interests earned en securities held note scant, nee stands UBS Swamp Othiens (e.g.. partnerships ad private placements) that Statement •hatheholdier on see bk-sacttros, rd cod basis en certain covered LES offen options for sweeping cash Waxes. balances are rot regitened under the Securities Act of 1903; We may areordale at related account statements with skulks- to bah deposits at UBS Brk USA and LEG AG Stanked and the sane adiess h the ume envetce, eg. because thatch (ark Sweep Procjarra), moneymaker mutual • Commodities corrals (e.g, foreign exchirge and They have owners who a10 mentan fit account Careammicalcau with the Mn baths Money Futthg ridthe InternationalDeposit preccus metal convects), includfrg futures contracts Sat *mho' well other dents a the tame address. If • Pleasiereicodinn my oral comma-rations in wring Account Mayor cuttanees with an Interutional aid commodity option contract,. you peeler lo recent individual statmunk mailed is to further protect your ridthi indult-drat rit RoscaCo Llanagernerd Account. Though the BSc The SEC protasis and the suppkmentel protection do separate eneelopes, you mat deals ntr,eholdng by crder the Searles 'meths Proteonon Ad (SOM. Sweep Programs, cash balsas at swept to LESBank not apply so these assets ewe,if they otherwise appear carting yxr finalcul Achtor • II the financial ithattion co the top let of to had USA co to an estabkhed knit ad then to UPS AG on yea statements. The SPC protection aid the of this stamen snot USG f resat Strikes, LEG Stanford Branch, or a Money Fund. Deposits at UE6 94:01ernental protection do not protect agent changes Friendly acoated name Firuncial Sonia" carries yam =aunt as clearing Bank USA are FDIC hewed in accorda-ce withFCC in the market vale of yam imestments (whether as 4 The kiddy acccu4 nisei is a (wean:able 'ski-erne triter by asegerrent with the tdcated inslitutCh rules. Forma, Mmnatim *ate visit wwwfdic result of market moverrem, issuer ba-kruptcy or chosen bir you to assist you with your recordeeePha We in you of this relatOn5ht, %Ilea Si Deposes at UK AG StanfordBrach ad shares of °Menke) has no legal ellen Ca yOuf account. You can change opened this axon. h the cast your kits and MoneyFindsare rot inured by the FDIC. More reformation is salable tor regard. tau ;trendy eaOull nanes. through Ontne Services a stories tte boated a UBS financial Stakes and rot "atm,/ obtan mote infornerier about Slit, InclufW") by conlatli-9 your Fe-uncial Adiocr the taccticig broker, ad younut make a nset Through tie DA, available to each balsas an swept to the SIPC Brochre by noising SIPC at 202-37143GO of dry err or omission to both firms. As described depose scants at UBS AG New Yak Branch and LEG or by vititivi the SIPC webers ar www.elpr.ow Account overview the account agreements, youmust notes ta5 aF anr AG Carman Eranch Thew deposits arena toured by • vase of you accochtgatfolo. Net of asset and errors or fraud twohig chedcs reflected m your that FCC. Barnes held at the UBS AG Cayman Brandi Dividend Reisestment Program (COP) statement Shin 30 days alter t was mailed or made are amputee reposed to the sovereign ink of the the pie reflected is an auras price. You may Mien • Asset tricLides said* cash balances, slues fa available. All staternsis shall be, deemed corrplse Calms lards, and there is no guaranis or other the actual price bun yea inward Advece.Ony *hole restricted nosey tird ), and Globalrim Deposit, and accurate is all other respects if not objected to in othgation of UBS AG to fetal tr. Sates while al the shares re purchased under DRIP; trial Alain wit be crreated marks to ma-ket, andcertain assets not held wrong within 60 days LEG Cayman's Brach's books. soli ad the cash wd be deposited tryst account. The by to Fern. Does rot include worked sectritithassets • Please deed cuaomer complai-es or earnest° tie dekko] renvesunent puce applied by the ester may at the end of the prig and anent statement pcoods, or Fawn C lent Reborn Deposer& at 201.352.1699 Deposits at LEG Bark USA and eachUPS AG Branch are • efer loamthe mind price at which the partial tires pretate hoesanents, untested stock options and a toilers al 903.354-9I03, 8:03 A.M. to 600 P.M rot protected by SIC. Monet Fund shays are protected re sold everceable stock options FT Monday through Friday. or in veii-g to CBS by SIPC. See -1_65 Financial Service. Accotnt Protection' • Lithithes. Inducts debit balaxes, cutscariling margin Frontal Semites Fax., Client Relations Depalment, below. Ceeteit-lieu bins, aedit shod accord balances. P.O. Box 766 Union Cy, Nl 07037. Cnheihole wets may be held n yam acuust. If yew ax • Cashrooney balances. Toth of unimested available • In case of trots or gaskets about an electronic Ups your request, balencs in the Bank Sweep entitled to a petal cal a s nesuh da cksiderd parent cash balances, plus deposit balances at UBS Bank USA, faith tramth (61), BS Veatekbit Program or DA may be withdrawn and shres of a or a -swim e, the Firm well ether sell pawlsib at L135 AG U.S Branches rd manly make mutual fund card vantactions, call ante to UBS Mcney Fund may be licsidated, and the proceeds market pricec a accept an amard determined by a sweep balms, at the dew of •be stagnant period Frontal Senices Inc., der 14, Gibbon; returned to you or your seosaies =CUM. regiaered cleartg agency, ad credit you accord. N:n-ccemredity free cr.& balances in yes account are Weehawken NI 07086, Mn ADAMEEA Serkes. Mt sec/Legated from other and the Fern enth Puts idormaton about available seep Worn, Investment objectives tae of these finds in the ordnay course of is Callow mite as soon few you can, if you hack your ncladtg cement ineerest rates and WAIL 5 available at lhe :stuns" objectives and risk profile are spec lc to twines These funds re psyabh taxa your darned Piterntrit ce receipt is iscrig or if youneed more wmtrobscomrstreepwetht from your Fri:scut Advert each account and may may between you accords This total is ncluded in finti anent period closing vain tdamatis thar a transfer on the statement or a by calling 900 762-1000. Weak advs. the Firm month& in sting of ay receipt The Firm or Card Ras (as aolicable)must sg-Wicant change input I namcial situation or Lending Sensation her from you no later to CO days after the Fain UN Financial Smite Dawn% protection investment &waives For eachscant held, you Fix Belated information an the Firm's 'ening practices The Firm h e month- ef the Tv-, rat tit ,wrn- Protect)", choose or* of the folbwin ins-tweed cbjectives and dacha'''. refer to tar Chem Relations ip SDNY_GM_00025288 CONFIDENTIAL EFTA_00135906 EFTA01277139 Important information about your statement (mmlithied) Agmement or Accuse Agreeffenl ad the General - We genera, we the closing price when avadthe liquid and own I they can be math the prke — h adoltion to comrnissists received n connection Terms ard Conditions U3S Statement of Credit Practices Om meth of the bid ad ask pixes for listed received may be low than the per thaw estimated with the sale or dothbution of a-they contract mottle in Armenia andOthkatres at setrities at optima ce oth bid prices for OTC nth provided n the wart statement, and wet investment but tittle tooter clients, no mop awramlarew awkrawaec. searities. andcr our affiliak recta* rewu stia-rg - Less 3Ctiveir traded stalks may be priced using a • Restricted securities. Resin-led sautes general), compensation frommany of the instance Tom asset valuator model or the moss recent pate we am not man, etgble to public tale. UBS Financial comp/lies undenarleg the amity Centrals, Your statement itemizes stemma et other mans held throned end may net reflect we actual make price Service: use: the mrkel priced the unrestricted stock aftTithe d the insurarm carpals or yawners of ti the wart at the end of the statement period. You a van of the sent issue( an an Snouted value for the tie ant irrenemmt rugs we distkute. may ask for dePOrY Of UN paid seosities at arw time. - Certain positions may apex nitoilapiceard restricted stay throw/wises Mahn statement way To - Our affiliates also receive trading commesstris ad You may receive securities tried as loan collaera aher will tame as 'price was nol avadabb• if we am the extent that restkled seorlies are elgbk to sale, other contensthonfran maul fuck and paying any balance dm at them. Arty securities triable to obtain a price fora wady. the vale received may be sthstanualb less than the eatene companies whose polices we der tut. translated to he Firm dreg the natement period are - Deposits a vacuities denominated O. currarcies imputed rate town - We receive an aerial he from UBS Bat USA ad liged at market vane as of the end of the statement other than U.S &Sam am reflected at the eichinge LES AG Stanford Branch Of w to 475 per accuse period. rate a of the natiment date. • Em festinated) income. anent yields and rotes. sweeping to the barks under the UBS Bank Sweep • Cost beim h detemining the cost basis of he - fcr certain startles fading n non-conformrig An mentale of amual income is based cat current Program. securitiesWaded in this statement where indicated denornnations, pine and qualityFlaw iota) may dnidend ad interest rates, assuring tie swarths will wih the number " l, • WS F mince& Services has relied have been adjusted to facilitate peeper Muslim be held for the war from statement the or used Adivity oninformation thinned from sources other thanUPS To cbuin &ram @nix& whin available. contact maturity This Mina eionier a gudeine; accuracy Inficemanthregardngcommksens and other charges Financial Semites. including information from another arnal aeon,' and continued income are not guanerneed eared Si connection with the execute:aof trades, dim a that prim, toVegrovided to you Finmxial - Estimated anal thane at curent yield for ecl.drg option transactions ha thenincbad on Maw. The Finn does not indeperantly very a • Private investments and etruceured products. certain types of leashes could riclude a retain of conlimations prewousb Swathed to you. and will be sward** the acaracycevaldh day idermation Note nonlmcre wiz a as (nc biro erect 'trinket or captal gains n which caw the est provided to you promptly onrepast. Provided by sines other than 1.65Phancial Senates participate., program and real estate investment trust income (and curare yield would be overstated, athltert *hough UESChrical Services greralb seositis) and structred proins are general highly - Enameled areal income and <went yield and tie Short aNling tbdates he nfcrmaten as it is receaved, the hem • Celan stastised protasis have not been actual thane aidyield mkjat be Sewer°, higher II you are engaged in short selling a secunty, you may does not provide art, assuarces that the Mormatim regotered with the Securittes and Each than the estimated amounts. max a Charge See to Catlin tOTOwitg costs for that seder 'Cost basis^ ad *Unrealized gar/ lose is Commission a under wry state seeuritie sTaws. We - An regent* of nudged income (daaklend ands particulate:Lily. accurate as of the date of fhb statement. As suck Provide unmated values for pimpe investment interest) dividedbythe current market please do rce rem on this Ma-nation to make mouths zed structured products for erfamatiral valatiaverage balance is based on the Last dividend Open orders puthase or sale decisans fa tax puposes a purposes cny. Mang ism guaranteed. or hawse payment mode by tie si suer and Regarding open or ' gthatilkancelled' owlet that otherwise. Accounts teardeered to the Fim may - These news may differ abstamistai kat meet il stunts tie sectreestlethots will be held for over were not executed by the Stefan date, open buy and reflect gel-floss llama:sal only for the period ci any. at which a pride thesimerd thy year from the natal-tent date or until measly. set slop orders are naiad by the anoure of diaderds tine they am held a the Pile, More historical structured product maybe bought or sold and do Accuracy and continued mkt am not guaranteed or rig-its cn an ex-dividercb cr eg-rettls date unless Hamann <abbe xthdby you Friaxial Advisor. exit necessaribressesert the raw you nay receive eignxted cthenvise by yos You are re for Lyon liquidator. • Assets not held by UEIS Financial Services. Certain orders that are executed ow to SU failure to cancel • Unthellnd gas/lose Yellen data - Third party estmess of ram are as et a certain hams se not held by the F im arena weal the wising open orders. ommated ten:Mired guinelown ore cactAand Ice date and am supplied to UK Inertia Services on a Fern's posanaith or control. These assets we seculy lots. The transadon data for regilar basis by an independea satiation firm. displayed on loos statement for irdomotional Palm ethilial bit mayor may not reflect ammissiths, - baler. generalDanner o sponsor estimated maths. purposes only. Positions and values presented we To obtain a copy of as current Client PrivacyNotice. al ay, are Applied to the Flan by the issuer, please contact yea FnartalAthiscr or von our websit rZ arida security reorganizaten events el and other reinvestment lob ad systematic psctgw be, are each combined to ditty one general partna on spacer and may be cakulated based al dfferent information from tot used by provided by dal issuing firm. UBS Franca' themes is not responsible for he information and does not guarantee es mangy. lhele assets are not protected at wets oat raalawatnitalrer averaged lot the 'Trade date' coLenn presents the tied panics to thive their 'negated values. by SOK or to Finis WpOlfroental SOK coverage. UEG Fascia Smiths 4 rota ba-k The AMA Business orgeal transaction trade dale. - You can obtain aeditorel iformation regarding Services Account 854 and IRMA ere betkerage accounts the methodology used to determine the estimate of • Revenue sharing and additional compensation which provide access so banking services and prodsts • Callable mosides Bonds and preferred stock that value and the date of the Hammenthat is the — In adeftien to commissions on saw and Lib.' lees tlraugh analgtfTWIlit with afI noted baths ad other the eve Pak for eat redemplon wit be matted basis for the eoimate by contacted your Financial received n correction with the distribution of 1bn:foamy barks, ad provides Mtn to eetra-ce and impatalblw lot lean among all setrines of tan Advisor rrulual lend to ow dents we ands our afthate annutY products Cued by unaffiliated thad-party issue held howtharneoreinomthe nave for us - Third pity 'singed valets may be reflected as receive revenue trim) Payments from dirnbutors aureate contains through esura-ce agency clients. Call lease eikmatith is obtained from third 'Not priced' in several worths: Mien an ad a ad visas of the miLial funds that vet sell. subsdiaries of UBS Financial Services Inc. pries and in accuracy is not garantead. Ohs. call 1-dependent valuation fire has not epphda it Thaw arnAnts are based on two driers", foams may tin which scuba ailact wad complete u sable to emir a valsk %Sanwa become ware corrpanonts (l thy amout of Ulf, by WS of a Mesons& Mum-cm ad a-ruity products, Homan:en all wonted upon request that a material ewnt has caused that may call a Palicadr mutual fund I amib to our clients: and 0) Not FOC instred • No bank guavntew May the vane wthousb reported vita eat question, or wren a the asset value of a particular rrutual fund famib's • Certificates of deposit (ODE. CDs are FCMC awed value would be highb spithlatia due to the nature shares held at the Irrn RMA. Resource Management Aran nt, Business Services sato S2 B),000 n principal and moved Wenn per ct the security. — LW and as allAate ako receive networking aid Account BSA. IDA and intonational Resource depositor ate per depository inviikeith in a:cadence - When neither an issuer, general partner or sponsor arnba procening lets n con-Aeration for Management Accost am registered service maks of wan FDIC riles estimated value nor a third-pa-ay estimated iota is transfer agent Sentei that we worth to the US Nereid Sreces lx wooded, the vala of the studyMite dinerent mutual lent These fees generally are pad from • Priothalue Prices displayed for smarms and other from its raceme price. investor asses lithe natallurid and me a fared VISA Signalise e a registered wince meek of Visa pathos may be higher or lower than the price that - •Detribution to date' maw indude earn of dela amount based on the thither of accounts at Iniernati:nat 1.65 oica Swaths* crock cads and IRS you would actually receive in the male fakes am capita name orboth. the broker.dealer Isokfrig mutual funds of that fund Visa debt cards re issued by UBS Bath VA with obtained from vakus rNd pity sources whiti we - 'Original unit size' represents the ethal offering family permission from Visa USA Incorporated. teethe to be reamble, bit we do not gara-itee the price per snit axial./ not reflect you cost bases. accuracy. - DIP ad unlisted REP wastes are rot listed on a LAS Pinendel Se/vices Inc Rev 201604 rational securities exchange, and am goner* SDNY_GM_0002 5287 CONFIDENTIAL EFTA 00135907 EFTA01277140 Ut35 FMancial Services Inc. Private wealth Management (SUBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 August 2016 ANT-70036616310816 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK NJ 07666-0308 Account name MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACKIrIANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resourceline at on July 29 a) on August 31 (9) account Your assets 5,238.24 5,238.24 VlsItour webeite: Your liabilities 0.00 0.00 v•ww.ubstomf financialservices Value of your account $5,238.24 $5,238.24 Items for your attention , Help protect yourself from frau:land review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth VIWVI. annuakreditreport.corn. Tracking the value of your account during 2016 Value of your account S at year end 2015 S5238.24 Your mwstrnent return La 2 Change in market value SO® S 222 2 ¶,23$ 2 5.238 2 Value of your ascots* Oil Aug 31.2016 SS233.24 Dec 2014 Dec 2015 Jul 2016 Aug 2016 SDNY GM 00025288 Member SIPC ANP70002000661631 NP7003065I 13 C0031 C8I6 00CC00000 Y123661550000020 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35908 EFTA01277141 SUBS Business Services Account August 2016 Account name: MAr FOly ir ATICN Friendly account name: Pl,:o Fre Ca' ATIrN Account number. Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 31 ($) your account 5,238.24 • Cash and money balances may include A Cash and money balances 100 00% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yoor statement on the last D rived income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $5,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change Index August 2016 Year to date S&P 500 0.14% 782% Russell 3000 0.26% 801% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% ANP 703020GO:61632 NPAX00651I 3 0000' OBI 6000000000 Y12366I 95000nlyyGitoco252§tee 2 Of 6 CONFIDENTIAL EFTA 00135909 EFTA01277142 Business Services Account Account name: MAX FOUNDATION Your PI nandal Advisor: Friendly account name: MAX FOUNDATION CBS 2C 1C Account number. SCOTT STACKMANLYLE CASRIEL Change in the value of your account August 2016 (5, Year to date (1) Opening account value $5,238.24 $5238.24 Closing account value $5238.24 $5,238.24 UBS Bank USA Business Account APY Interest period Jut 8 - Aug 4 Opening UBS Bank USA Business balance Jul 8 15,238.24 Closing UBS Bank USA Business balance Aug 4 15,238 24 Number of days in interest period 28 Average daily balance 15,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing InveStrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important infatuation about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Primary - moderate investment eligibifty consideration - None selected Your account instructions • Your account cost bases default closing method is WO, First In, First Out. SDNY GM 00025290 ANP7C0020C0661633 NV7003066113 C0ODI OBI& 00C:O30000 Y12366I 550C0C000 Page 3 Of 6 CONFIDENTIAL EFTA_001359I 0 EFTA01277143 *UBS Yournotes CONFIDENTIAL EFT,00133O1I EFTA01277144 Account name: MAX FOUNDATION Your Pi nandal Advisor: Business Services Account UBS August 2C I C Friendly account name: MAX FOUNDATION Account number. SCOTT STACKMANLYLE CASFUEL Your assets Some pnces, income and current vaueS Shorts May be cpprOxiMerte. AS a kit& gam aldIOSSts may not be &curately refkaed, See mportint inrosenefron about your statement a the end 01Ms dacurnen1 fOr more infornason. Cash Cash and money balances Cash arid money batances may include avalaale cash balances, UBS Bant USA cbrosn account balances, UBS AG Stardord Branch report account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC válhn applicable limits, bul are not protected by SIK. 085 AG Stanford Branch deposit accoum baanas an not insured by FDIC and re not protected by SII1C Money market sweep balances are prolKted by WC but are not insured by the FDIC. See the rmportant information about rot statement a the end of this docunent for details about those balances. Openngbdan« Cloung btlence Price per share merage Duldend 'Merest Owl in Hddng on Aug 1(I) on Aug 31 (I) on Aug 31 (3) IMO pelted period Cip artunl CS) UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Your total assets PerCenta?1 O< Cost Earnaled Umeaaed Value On Aug 31 (5) your aCCOunl COLS (S) annual inccme gan or lOss (S) Cash Cash and money ImMloces 5,23814 100.00% 5,238.24 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025292 ANC703020C0661C3SNP7003065113 COCCI Ct3I6 000030000 Y123661SS0000000 Page 5 of 6 CONFIDENTIAL EFTA_00135912 EFTA01277145 *UBS Your notes ... , 00....6 ,, , O.066,,,.. 46,6 0000.900,E366,5000.4, G. ,,,,,,,,A96 6 ol 6 End of ..... a..nt nun,b. CONFIDENTIAL EFT,00135913 EFTA01277146 Important information about your statement CBS truncial Services Pc. (the Firm a UPS fnerds! sent yOu the lest itatenwre on which the era or Corporation (SIPC), which protects It0-rlieS &Car% a • Produce Cuneneincome: hvesiments seekng the Sesths), is a member of all principal wanly, cemrroday problem *pond. its renters up to $912000 (inchtling 1250,003th generation of income ashy. and canna exchanges. UPS Fisancial Semler' and U135 - nitride your run,. rd acorn number (f any) claim for caste the Silt and protection limns aocihr to • Aches CapitalAppreciation. Investments seeing Balk USA ere i-diect subsidenes of UPS AG and - Decal:* to Perorate trander you nature all accants that youhold's a partictia- coactry. /web of preaPal rather than the gerersais of affiliates of UBS Seattle, LI.C. The Fein's thanoal about, and splain as okay as you cal why you the Fes, togethr sib certainaffiliates, has also hccene. statemere is available upon recited. The Fenn executue believe a is as eery a why you need more purchased ethiplallentelplOteCtiOn. The madman • Produce Conabaubbn of Worse and Capital offices ere at hkenuthei. amount pajathe to al Spike tiers, colliclink uder ApprecUton. Nesting:Ms seeking both the genevann - Pro the doer arrant et the suspected Ina. this protection is ZOO maks as of Docents 10, 2015. of 0%0110 rd growth of crixbal. LOS Fina-cel lances It. Stbrot to the poky ordelorts ad lmi actions, cash 1200 Harbor Boulevard The Firm or Card Issuer vii i-westigate your compaht the firm is further protected fa up to 14.9 million n the Deere risk profiles Weehawken, Nl 07086 and red correct err; error prcroty. For alleged onus aggregate for all your accounts held n a particuth • CoosavaOrt. Seeks to maintain Sit pri-cipal, with imokring UBS POOdebit cad tramad bra if we take mucky. A ha copy of thepoky wadtg is available low risk and volatility to the accord owrat thenif This StattMint represents the °thy officialrecord of par mere than 10 bus cress days to der this, re willcredit upon request. CBS Fhancial Seneces account. Other reccrds, exept that means the moon does not generate signitkart par accord for the amount youthiik is in error, so that mono ce returns ri d met rot Sep pa with oNaal tp.docunents. contanng coneliang data should you MI Nye the use of to money during the time it The Slit protectim ad the suppkmental protection not be relied yes II youbele* thee is an emir a both do not apply to halation. takes us to ccmplete our rwestgation. Omic90n please report t immediately n "Stew to the • Colin Uremial assets controlled by (and telded n • Moderate. Wang to accept sane risk to pircibal and Band, Manager of the office serviv your accost. Please mire all checks payable to the Fern or tie your account value) but held away from WS Fina-cal tolerate some votatkty to seek tiger returns. instadis notated on he front of tht Services (e.g., certain() cash at UPS Bark VA BO • Aggress": Wiling to accept high n* to pnixpal and Atha4' a livres shown are Mendel to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.thanrhes, (4 thurance point, high slat lily to sea high returns owe time. statement ciao ehtukt not be wed fa is proposes Rely may be objet to makienarce Isis, throats for the including variable smiths, and (iv) Mares of Maud • Imo:Awl'Eigiola Consideration: t Wetted, a nark on yesend tax forms, , Form 1099. 5498, payment kr securities purchases and charges kr unpaid funds when such shads ay registered toy it the vamon of the doable, for tat account may iacWe 10425, etc ) when prepamg your lax return. The Fier s arrosils n cash accounts. Accounts that re transferred name of the accost holder on the bocics and records wools strateges, rented liquidly andrater required by law to regal to the IRS allUsable &Mends, to other instithirs my be subject to a Vander tee. of the solictha &suer a transfer agent), volatiky. imortabb roistairable detthendk and =able hared • Certain rwsb-nent contracts a ineesiment interests earned en securities held note scant, nee stands UBS Swamp Othiens (e.g.. partnerships ad private placements) that Statement •hatheholdier on see bk-sacttros, rd cod basis en certain covered LES offen options for sweeping cash Waxes. balances are rot regitened under the Securities Act of 1903; We may areordale at related account statements with skulks- to bah deposits at UBS Brk USA and LEG AG Stanked and the sane adiess h the ume envetce, eg. because thatch (ark Sweep Procjarra), moneymaker mutual • Commodities corrals (e.g, foreign exchirge and They have owners who a10 mentan fit account Careammicalcau with the Mn baths Money Futthg ridthe InternationalDeposit preccus metal convects), includfrg futures contracts Sat *mho' well other dents a the tame address. If • Pleasiereicodinn my oral comma-rations in wring Account Mayor cuttanees with an Interutional aid commodity option contract,. you peeler lo recent individual statmunk mailed is to further protect your ridthi indult-drat rit RoscaCo Llanagernerd Account. Though the BSc The SEC protasis and the suppkmentel protection do separate eneelopes, you mat deals ntr,eholdng by crder the Searles 'meths Proteonon Ad (SOM. Sweep Programs, cash balsas at swept to LESBank not apply so these assets ewe,if they otherwise appear carting yxr finalcul Achtor • II the financial ithattion co the top let of to had USA co to an estabkhed knit ad then to UPS AG on yea statements. The SPC protection aid the of this stamen snot USG f resat Strikes, LEG Stanford Branch, or a Money Fund. Deposits at UE6 94:01ernental protection do not protect agent changes Friendly acoated name Firuncial Sonia" carries yam =aunt as clearing Bank USA are FDIC hewed in accorda-ce withFCC in the market vale of yam imestments (whether as 4 The kiddy acccu4 nisei is a (wean:able 'ski-erne triter by asegerrent with the tdcated inslitutCh rules. Forma, Mmnatim *ate visit wwwfdic result of market moverrem, issuer ba-kruptcy or chosen bir you to assist you with your recordeeePha We in you of this relatOn5ht, %Ilea Si Deposes at UK AG StanfordBrach ad shares of °Menke) has no legal ellen Ca yOuf account. You can change opened this axon. h the cast your kits and MoneyFindsare rot inured by the FDIC. More reformation is salable tor regard. tau ;trendy eaOull nanes. through Ontne Services a stories tte boated a UBS financial Stakes and rot "atm,/ obtan mote infornerier about Slit, InclufW") by conlatli-9 your Fe-uncial Adiocr the taccticig broker, ad younut make a nset Through tie DA, available to each balsas an swept to the SIPC Brochre by noising SIPC at 202-37143GO of dry err or omission to both firms. As described depose scants at UBS AG New Yak Branch and LEG or by vititivi the SIPC webers ar www.elpr.ow Account overview the account agreements, youmust notes ta5 aF anr AG Carman Eranch Thew deposits arena toured by • vase of you accochtgatfolo. Net of asset and errors or fraud twohig chedcs reflected m your that FCC. Barnes held at the UBS AG Cayman Brandi Dividend Reisestment Program (COP) statement Shin 30 days alter t was mailed or made are amputee reposed to the sovereign ink of the the pie reflected is an auras price. You may Mien • Asset tricLides said* cash balances, slues fa available. All staternsis shall be, deemed corrplse Calms lards, and there is no guaranis or other the actual price bun yea inward Advece.Ony *hole restricted nosey tird ), and Globalrim Deposit, and accurate is all other respects if not objected to in othgation of UBS AG to fetal tr. Sates while al the shares re purchased under DRIP; trial Alain wit be crreated marks to ma-ket, andcertain assets not held wrong within 60 days LEG Cayman's Brach's books. soli ad the cash wd be deposited tryst account. The by to Fern. Does rot include worked sectritithassets • Please deed cuaomer complai-es or earnest° tie dekko] renvesunent puce applied by the ester may at the end of the prig and anent statement pcoods, or Fawn C lent Reborn Deposer& at 201.352.1699 Deposits at LEG Bark USA and eachUPS AG Branch are • efer loamthe mind price at which the partial tires pretate hoesanents, untested stock options and a toilers al 903.354-9I03, 8:03 A.M. to 600 P.M rot protected by SIC. Monet Fund shays are protected re sold everceable stock options FT Monday through Friday. or in veii-g to CBS by SIPC. See -1_65 Financial Service. Accotnt Protection' • Lithithes. Inducts debit balaxes, cutscariling margin Frontal Semites Fax., Client Relations Depalment, below. Ceeteit-lieu bins, aedit shod accord balances. P.O. Box 766 Union Cy, Nl 07037. Cnheihole wets may be held n yam acuust. If yew ax • Cashrooney balances. Toth of unimested available • In case of trots or gaskets about an electronic Ups your request, balencs in the Bank Sweep entitled to a petal cal a s nesuh da cksiderd parent cash balances, plus deposit balances at UBS Bank USA, faith tramth (61), BS Veatekbit Program or DA may be withdrawn and shres of a or a -swim e, the Firm well ether sell pawlsib at L135 AG U.S Branches rd manly make mutual fund card vantactions, call ante to UBS Mcney Fund may be licsidated, and the proceeds market pricec a accept an amard determined by a sweep balms, at the dew of •be stagnant period Frontal Senices Inc., der 14, Gibbon; returned to you or your seosaies =CUM. regiaered cleartg agency, ad credit you accord. N:n-ccemredity free cr.& balances in yes account are Weehawken NI 07086, Mn ADAMEEA Serkes. Mt sec/Legated from other and the Fern enth Puts idormaton about available seep Worn, Investment objectives tae of these finds in the ordnay course of is Callow mite as soon few you can, if you hack your ncladtg cement ineerest rates and WAIL 5 available at lhe :stuns" objectives and risk profile are spec lc to twines These funds re psyabh taxa your darned Piterntrit ce receipt is iscrig or if youneed more wmtrobscomrstreepwetht from your Fri:scut Advert each account and may may between you accords This total is ncluded in finti anent period closing vain tdamatis thar a transfer on the statement or a by calling 900 762-1000. Weak advs. the Firm month& in sting of ay receipt The Firm or Card Ras (as aolicable)must sg-Wicant change input I namcial situation or Lending Sensation her from you no later to CO days after the Fain UN Financial Smite Dawn% protection investment &waives For eachscant held, you Fix Belated information an the Firm's 'ening practices The Firm h e month- ef the Tv-, rat tit ,wrn- Protect)", choose or* of the folbwin ins-tweed cbjectives and dacha'''. refer to tar Chem Relations ip SDNY_GM_00025294 CONFIDENTIAL EFTA_00135914 EFTA01277147 Important information about your statement (COMI11006) Adamant or ACCOLal Agfetteli and the General - We drat* use he closer; price when avedthe liquid and ewe), they can be soli, foe prke — h addaion to cornmas0ns received n connection Terms and Conditions U3S Statement of Credit Practice. tie mein of the bid and ask poxes for listed received may be love than the per tore estimated with the sale or attribution ol areuey contracts ;wattle in Agreements andDiabsures at sensing ad option; or only bid prices for OTC value provided n the ward statement, and exit investment but inn tooter clients, we jar nM mnthreatooreGtrintvec. securities. andn our affiliate mew rewnue sha-rag - Less actirey traded securities may be priced using a • Resbicted securities. Resin-led securities general), compensation frommazy of the insuance Yew assets valuation modal a the most recent woe we ex rot currently eicble to public sale. U8S Fins-col compares laidefM111; the amity follIflias, Your statement Omen securities end other assets hell obianed and may not reflect as actual makes price Seivice: uses the mstel priced the unrestricted stook aft/win d Ha husara caroareis or dancers ef ti the account at the end of to Materna. period. You a vast of the sane issues as an inputed value for IN tit ant irreestmmt rusts we intim... may ack for delverY of 'Ai pad seosaies al erg time. - Certain positions may spear vritcut a twice arid restricted stock broadcastsaegis statement airy To - Our affiliates abo receive trading commastons ad You may receive securities wed as ben collateral alter will trove as 'price was nal available' it we se the extent hat reflected secures are elgbk to site, afar compensationfrom maul kids and paying any balance eta on them. Ary securities unable to okAam a price fora shinty the value received may be stbstantialy less than the inane companies whose praxis we dowbute. translated to tie Firm cling the stalernmt period aie - Deposits a securities denominated elCUtalron imbued vabe town - We receive an antral fee from UBS Bak USA ad listed at market value as of the end of the Sterner* Other *an U.S dollars art reflected at the 'trigs LIRS AG Stanford Bards dilate. 425 per accour period. rSe a of the statement date. • Ea. Pectinated) income. current yield. and rates. sweeping to the barks under the UBS Bank Sweep • Cost base h detenining the cost basis of the - fcr certain securities rading n non-conformrig M estimate of smug income a based as current Programs. securities incbded in this statement where indicated denornnations, price and quality (face iota) my dnicknd ad interest rates, assuming tie seosites will wih the number" l, • WS F nonce& Services has relied have been adjusted to ImiGae peeper valuatim be MU for <no yes from statement date or cane Activity an information obtained from sources other than LES To obtain current gamma& when available. contact maturity This retina ion* a gudeine; accuracy hi:orationregaining commksins and other charges Financial Sento.% including information from another yeti F'an:el Actoncr ad continued income are not guaarreed rand el connection with the executbn of trades, fern a that mum* tattlegrovided to you Penni/II — Estimated areal roane and carat yield for itlafrg option Vanuctions has been antacid on Adam The Firm does rot Meta-rarely verify a • Private inveaUnenla and "tructured produas. certain types of seoshes ca4d riclude a return of corif antatere prevousy furreshed to you, ad will be saran the accuracy a vddity of an information !ovate rimer/al wit las (miring drool pelletalor capital gent is which case the est provided to you promptly onrepast. provided by tones other than Mai -uncial Sonic.., participation program and realeciate inventions hist income (a-dcurrerg yell would be overstated, h xklticru although UPSFtwicial Services gereraln stogies) and structured proiacts are genera* highly — Estimated anal income and current yield and tie Short selling Is:dates his Haman:as as is received, the hrm dined. Celan stnstued pactxts have not been actual ?cane aidyield mot be lower°, higher you ate engagedin short selling a secunty, you may does not provide any assuraxes that tie Vdcrmatirt regatta:I with the Securities and Eachl then the estimated &vaunts. has a charge der to catain toTowteg costs for tun seder 'Cost bans^ ard ^Unrealized gallose is Commission or under wry slate secuntieTaws. We — An *Sinn of errualaed income (dividend sneer particular nosey. accurate as of to date of thi statement. As such amble estmated valves foe private investment interest) divided by the current market please dons reter on this nforrution to make stories end sbutured products for reformatinal vabiaverage balance is based on theist dividend Open orders psi:hazels sale decisions fa tax puposes a purposes any. Atarary nom guaranteed. or rarest payment mode by tie issuer and Redividing open or 'doatilkancelled' orders that otherwise. Accounts tea-demi to to Fan may - These vitas may differ sastariagt tom prices, il names tie sear birder:ow, will be hell for ate ware not executedbythe swamis data open buy and reflect gar/loss ilarnatin only for the period any. at which a PS*, Sedroeell ntY year from to statement date or until maturity sea slop orders are reamed by the anoure of dividends the they are held at tie Finn Morehi:taker stnectured product maybe bought or sold and do Accuracy and continued well xe not guaranteed or rig-itson as ex-dividends a ex-rd-ds date unless ricrmatin ca-be aided by your Fnaxial Advisor. rot necessalirecreserd the vales you may reant retnxted ahenvise bygoa. You are responsbk for upon breadth:au • Assets not held bytes Financial Services. Certain orders that are executed da to yOur lelurt to cancel • Unrefined garialones Yellen data a available, - Third party esimates of vain are is if a attain assets se rot held by the Fria ad not with the nit rig open orders. ettinated trvoalized suindlowes re cittAalid Ice date ad an, supplied to UBS Finarca Services on a Fern's possession or control. These assets a* haviisal wally lots. The transaction data for regilar basis by an independere satiation firm. dasplayed on your statement for informational knew ialwilul bit mayor may not reeks commissions, - Wet general panne- or sponsor estimated vales. purposes only. Positions and values presented at To obtain a copy of our current Client /envoyNotice. if any, are suppled to he Fmk by the issuer, please coital yas F ramie' Achiscr or vat our websne rZ anctor security fee/roe-Oration events d and otier reinvestment lots ad systematk purchaw lots are each combined todisplay a* general partner or sparser and may be calculated based as deferent information ion tut used by prowled by to Mang firm. UBS Financial 5erwces not re:fordable for to information and does not guarantee el accuracy these assets a• rot protected at tan , oat rnminfivnmirev averaged lot The 'Ira* date' col-Innpresentsthe hid parties to &nye tar 'negated values. by 51K or the Firn's supplemental SIPC coverage. UEG FinaciA 5e vices is not a bark The Pia Buses ess crigrul transaction trade date. - You can obtain aeditorif llama:on regardig Services Account EGA and IRMA are brokerage accounts the metccblogy used to determine the estimate of • Revenue sharing and additional eximpunratica ankh provide access so banking services aid traded. • Callable securities Bonds and pieland Sock that value and the dale of U. itematin that is the — In edition to cormissions on Wes and I 2bi1 lees Not* aranganerits with afI Rated bats and other to issuer oats for eat redenplom will be selected basis fa the esimate by contactig your Fruncial received n correctionwith de distyibutiai leniparty bares, ri d provides access to i-orsare and brindle by lot from among all secures of that Advisor mutual lurid, to ow dents we anent our affian amity [rodeos &id by unalfiliatedthid-pany issue held hournanea is nomhee rune for or - Third party 'singed vales may be reflected as receive revenue shRing Payments Iran dianbutors rourece ampanes through nasals agency clients Call lease iduirratix) is °0tani] from third 'Not priced' in several situations: Mien an at salsas of themaul funds that we sell. subsdianes of UBS Financial Services Inc. patios and is accuracy is not garantead. Other call 1-dependent valuation lire has net salthd a it Thew amounts are based on two cMerent hares may nest which axed Meet yell comadehe cane to nags a vela. wharwe become ware corepononts (l th• amount of IAN by UBS of a torestnent reurace. arvl aruity products, information will be waited upon request that a matenal event has warred that may call a Patti mutual fund famii to our chants: and Or) Not FOC insured • No bank qua-ante.. May lose vale prewouny reported vala no question, or when a the asset value of a particular rrutual fund family's • Certificates of deposit COX. CDs are FDIC and value would be highG *earl-stn. due to tie nature shares held a tie lrrn RUA. Resource Management Aar. nt, Business Services sato 1293,W0 h principal and accrued interest per the security. — We and as MIAs* ate receive networking aid Account BSA, IDA aid intonational Resource depositor ate per depository insituixu is accordance - When neither an Muer, general partner or sponsor combat procening fees is cornderation to Management Accord we registered service maks of win FDIC nAes ., tinted value nor a thrd-paly estimated vela trasfer agent wvces that we croak to the UBS Fnancid Savers ax posted the vale cia the se .a be dinerent rrutal fun* These fees generally are pad from • Priothalue Prices displayed for securities and other from its caches* price. investor assets n the meal fund and meal/ad WS Signature e a iodatedwhite mirk of Visa pin:clots may be higher or lower than the price that • • Datributicos to San' myinclude return of dais amount based on the number of accounts at enema bra LIRS Yu Signature ova cards and LGS you would actualy receive in tar murky. Rion are capital, ncome orboth. the broker-dealer linkingmutual Jude of that fund Visa dabs cards are issued by UBS Barr USA with obtained from various gad party sources whiti we - 'Original unit size' represents tie NMI offering Famiy permsson from Visa U SA Incorporated. bane to be reliable, bat we donor garanee the'. paper unit admay not reflect Jots Cat bait actursy. - 0PP ad unlisted RErt sautes are not 'rated an a UtS Pinencial Swine Inc Rev 201604 national securities exchange, and ar generaly SDNY_GM_00025295 CONFIDENTIAL EFTA 00135915 EFTA01277148 U85 Financial Services Inc *UBS Private Wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 September 2016 ANP70010591170916X13 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK N.1O7666-O3O8 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your finandal Advisor. SCOTT STACK MANILYLE CASRIEL Phone Questions about your statemeatt Call your Financial Advisor or the Value of your account Resourcetine at on August 31 (3) on September 30 (S) account Your assets 5,238.24 3,238.24 %Stour webelte: Your liabilities O.OO O.OO www.ubscomffinancialservices Value of your account 35,238.24 53238.24 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www. annuakreditreportcom. Tracking the value of your account during 2016 Value of your account at year end 2015 55,238.24 Net deposits and 7.2282 withdrawals -32,000.00 Vol tiveStinent return. 9139.2 5.23e 2 Chance in 3,238.2 market vdue 3O.0O Value of your account on Sep 34 2016 03238.2.4 Dec 2014 Dec 2015 Aug 2016 Sep 2016 SDNY GM 00025296 Member SIPC ANY7000070010W1i 7 NP701:0124352 00001 0916 00CC00000 v123661550101020 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35916 EFTA01277149 SUBS Business Services Account September 2016 Account name: MA , F V 4: AT[:t, Friendly account name:MAX FOteIDATION Account number: SCC Your Financial Advisor -• ":r'ItYLE CASR1EL Your account balance sheet Summary of your assets Value on Percentage of September 30 a) your account • Cash and money balances may include A Cash and money balances 3,23&24 100.00% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Samford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the important informal on about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $3,238.24 100.00% A Value of your account $3,238.24 Eye on the markets Percentage change Index September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% m*700030010991 860,7003124352 00031 0916 0003013000 Y123661550 10O8,iyGm0002521))98 2 of 6 CONFIDENTIAL EFTA_00135917 EFTA01277150 Business Services Account Account name: MAX FOUNDATION Your Financial Advisor: cPlt UBS September 2016 Friendly account name:MAX FOUNDATION Account number. SCOTT STACK MAN, LYLE CASRIEL Change in the value of your account UBS Bank USA Business Account APY September 20'6 CS Year to date (I) Interest period Aug 5 - Rip 7 Opening account value $5,238.24 $5,238.24 Opening UBS Bank USA Business balance Aug 5 $5,238.24 Withckawals and fees, Closing UBS Bank USA Business balance Sep 7 $5,238.24 including investments transferred Number of days in iderest period 34 cut -2,000.00 -2,opaco Closing account value $3,238.24 $3,238.24 Average daily balance $5,238.24 Interest earned $0.00 Cash activity summary Annual percentage yield earned 0.00% Ste Account activity tha month for detail- Seances in your Sweep Options are inductedin the %mina and closing balances value. FDIC insurance applies poly to deposits a PBS Bank USA, not to depots a UBS AG, starnions Bauch or bin deposits placed t hrouch the UBS Internet:0nd Depose Account program. SIPC Your investment objectives: protection zooms to money market sweep land hOdIngs but rot Dant deposits. SteIMportent informa6on gout jaw statement on tne last two pages al this document for petals. You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your September 2016 (1) Year to date (S) Financial Advisor or Branch Manager. Youcan find a tut description of the alternative Opening balances 55,238.24 $5,238.24 investment objectives in Important information about your statementat the end of this document Subtractions Your return objective: Checks and bill payments -2,000.00 -2,000.00 Capital appreciation Total subtractions -$2,000.00 -$2,000.00 Your risk profile: Primary Maderal. Net cash flow -$2,000.00 -$2,000.00 Investment eligbifty consideration None selected Closing balances 53,238.24 53,238.24 Your account instructions • You account is currently coded for margin • Your account cost basis default closing method is FIFO, first In, First Out. SDNY GM 00025298 Ame700030010S91I 9 WIDOW 24352 00031 0916 000:00000 Y123661$5010t000 Page 3 of 6 CONFIDENTIAL EFTA_00135918 EFTA01277151 $UBS Your notes renoommoau.r.ou.ssmoNorecaomamrmwssolommy G.m.•as CONFIDENTIAL EFTA,I33919 EFTA01277152 Account name: MAX FOUNDATION Business Services Account Your Finandd Advisor: *UBS September 2016 Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some Prices, income and current vaues Shove may be approximate. Asa result. grains did tOsses may isdl be accurately reflected. See rmporuminlonnefron ~of your scarement a the end ol the cbcutneM fOr more infornwon. Cash Cash and money balances Cash and money balances may include ayalade cash balances, UBS Bank USA depoet account balances, UBS AG Stanford Branch depoet account balances and money mated mutual fund sweep balances. UBS Bank USA CATOSIt account balances are insured by the WC vat hn applictble limits, bul are not protected by WC 1185 AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by WC Maley market sweep balances are protected by WC but are not insured by ine FDIC. See the Important information about your statement at the endl this cbarnent for detail; about hofis balances. °perm.; tulance Cloung balane Pnce per share Average Dtildencl Interest Days n Hddng on Sep I (5) on Sep 20 (5) on Sep 20 (a rate puled period Cap arounl (2) UBS BANK USA BUS ACCT 5.23824 3238.24 250.00000 Your total assets PeKentd?? Ol COSI ablnated UnreatZed value on Sep 30 (5) your account Wks (I) annual interne (51 gain or loss (5) Cash Cash and money Wawa' 3,23824 100.00% 3,23814 Total $3,238.24 100.00% $3,238.24 Account activity this month For more information about the pike/value shown for restricted semantic". see Important ilformation above your statement at the end of thn document Your Quaitity,r Cash Caa and Dale Actiety C*5(1911011 eapeme code Ise value Nadeau< (5) amount (5) money 08311(e (5) Aug 31 Cash and money balance 8513824 Sep 14 8sa Check MARKS PANETH LLP CHECK PAID 001003 -2000 CO 3,238 24 Sep 30 dosing cash and money balance 83,238.24 SDNY GM 00025300 ANP7C003001059121 NP7OCOI 34352 00001 0916 001:030000 Y123661550101000 Page 5 of 6 CONFIDENTIAL EFTA_00135920 EFTA01277153 UBS Business Services Account MAX FOUNDATION Account name: Your Knancial Advisor: Friendly account name:MAX FOUNDATION SCOTT STACK MAARYLE CASRIEL September 2016 Account number: 212-821.70001800-308-3140 Account activity this month (COnInuedl Date Actmty Descriptcn amount (1) Money balance activities Aug 31 Balance forward 35238.24 Sep I S Withdraws UBS BANK USA BUSINESS ACCOUNT AS OF 09/14, I 6 -2,000.00 Sep 30 Closing UBS Bank USA Business Account 13,23024 The UBS Banl USA SUSintSS A«ouni is your pnmary sweep gallon AN1'71Y10100i059I22N1)70C0124352 00001 0916 000:00000 Y123661550 10~Y_GM_000253e#19e 6 A b End of statement for account number - CONFIDENTIAL EFTA 00135921 EFTA01277154 Important information about your statement 1.85 Inancial Services Pc. (the Firm a UBS Fin/meal sent yOu tlY int statement on which the MX Or Corporation (SIPC), what protects le0alieS soar% a • &CAM Cunene income: hvestmentS seang the Snag. is a menthe' of all principal sectsily, ccmrrocky problem *pared. its mentors up to $502003 (including 12 50,003 kr generation ot income sty. and stens *shaves. UB5 Financial Semler, and L135 - horde your rime rd accord number (d any) dams for cast The Slit asset protection limns ;PDX to • Achim Cape.,Appnidarion. Investments seeing Bank USA ere initect subsilenes of UPS AG and - Decoke to ersror Or the trawler you revere all accosts that youhad h a pence's- ciacity. iroVeti of misdeal rather than the gerersair of affiliates of UBS Serval," U.C. The thins Inane/al time, ind *slain as okay as you cal why you The Fnm, together mt. certain aft /rates, has also Mane. siemens is available upon regtest The Fowl tunas& believe a is an anu a why you need more purdurwi apploilentaplOteCtiOn. The Mbernan • Produce ConOrmain et Mane and Capital offices are a. hicomeen amount paeabee to at eIgible cfiert. collectirob wide Apprwiaton Memento seekeg both the gerinaton - Frondethe dolor anent a the suspected error. this protection is ZOO mann as of Decent*, 10, 2015. of scone at growth of precnal. LOS Fine-eel lances It. Stack to the poky <adheres ad limitation, cash a 1200 Harbor Boulevard The Firm or Card Issuer vii hoestigate your compete the firm is further protected fa up to SI .9 million n the Overall risk profiles Weehawken, NI 07086 and eel correct my error prompty. For alleged onus aggregate for all your accounts held n spate:am • Consetairt. Seeks to manten mike pixie& with Mavis UBS Veer debit cad breadire. if we take capacity. A fa copy of thepoky wading is salable low risk and volatility to the scam owrat evenif This Statement represents the only officialrecord of par mere than 10 but seas days to der this, we will credit upon request. LBS Financial Semites account. Other records, stela that means the cacao does rot generate sign it kart you' accord for the imam youthink is in error, so tsa Worm or roam end my rot Sep pa with official ts.dxunents. contanng cornicing data should you vi love the use of die money durng tie tine it The SIPC protection ad the suppkmental protection edition. rot be relied Los II you benne thee is an env a takes us to cemplete our restgetion. both do not mar to Omilenlre please report it immediately n Stew to the • Cain Unsocial assets controlled by (and MIMS n • Moderate. Wiling to accept sane ride to pircioui and Brands Manager of the office serving your accost. Please mire all checks payele to the Fon or the your account value) but held away from UBSFina-tel skean some totality to wek1-4 -er returns. financial insterir notated on he frad of this Services (e.g., certain() cash at UPS Bat LEA, Iii) • aggress/4e: Wing to accept high nth to pampa and Allthaois a hymn shown are Mended to be accurate. statement In addition to regular accost fees, accounts cash at LEG AG U.Stranrhes, (4 assurance pod es, high vain lily to soak high returns emir time. statement etas skuk1not be wed fa tea purposes Rely may be abject to mantenarm Ina Merges for Se including mitts ennuis, and (i4 durst of Maud • ivies nest FliaaTir ContOthationi Wetted, a Wei on yewand tax forms, fie , Form 1099. 5498, payment for securities purchases and charges for unpaid funds when such toms ay registered drippy n the Station of the porthole for that account may ixIsle 10425. etc ) when prepamg your lax return. The Film a amounts ei cash accounts. Accosts that at transferred name of the account holier on the becks ad records complex oranges, rented liquidly andrater required by law totercel to tie IRS all taxable disidends, to other Stations may be subject to a transler fee of to appliciok Suer a transfer agent), vanity. neonate rontwoble dad:nit and =able Werelt • Celan nwstrnent contracts a insesiment interests end en sect/Sties held et put scant nit reminds UO$ Sweep Options (e.g., 'honed partnerships at pirate placements) that Statement •houteheldior s see travaclens, ad eon basis on cotan corned LEG offers options for sweeping cash balances. balances an rot regilend seder M Securities Act of I933; We may ccetotdale a related Nowa statements with sears to be* deposits at UM Ba-k LEA and WS AG Stanford and the sane attfress n the lime envetce, e.g. because branch (Bank Sweep Program), money matt mutual • Commodities Contacts (e.g, foreign silage and they have owners who ako mantain jot account Carnmwdeallans with the Finn arras (Money Funds) ad the internationalDepose mowsmetal cotracts), ineludirg futures contracts relanniss wall other dews a the same address. If • Pleaseremain, sty oral corresniations in sting Account (DA)lor cuttomed with an International .rd commie, stir contract. you Feeler to recent inebtelual statements marled to further protect your fiats. inCludo9 your rktitS Rescue? Llanagerrerd Account. Though the Bak The SEC protection and the supparmenti pro/wend° separate envelopes you mar decline hocr,eholing by under the Seorties Investor Protection Ad (SBA) Sweep Program, cash balances we swept to 1.8$ Bank not apply so these assets ewnif theyotherwise appea calling war Financial Achoor • 11 the financial Satiation cn the top left of toe front USA to to an estabashed Irk ad then to UM AG on yea statements. the SPC protection and the of this statement snot U36 Fmita Sertket LEG Stanford Branch. or a Money Fund. Deposits at LEG arillernental protection do not protect against changes Friendly awardname Financial Smits carries pm mecum as during Bank USA av FDIC insured in accorda-ce withFCK as tie market vats of per investments (whether as The hum* account nano is a custom:dolt • nekrorne broker by arragerrent wsh the edcated instaten stn. Format ifonnaten please set wwwfdie goer result of market movermm, issuer ba-kruptcy a chosen by you to assist you with your recordteePeo 11 We informed you of this retail:n*O when you Deposes a LEG AG StanfordBrach ad shares of °Menke) has no legaleffect Ca your account You can change opened this accost h the cast your kra and Money Furls are rot Oared by the FDIC. More Monnation is avalable upon request. par inendy acorn names. through Ontne Services a sorties tre Mated a LOS financial Services and rot Yount, Stan mote intarisen Awl SIPC, including by contact eg your Financial Athisor the iwolacis broker, and younut make a rep:ri Through tie DA, mailable to cacti balances an swept to the Slit Brochre. by contacting Sir( at 202-371 -83(0 of ay error or omission to both firm. As described depose exerts al UBS AG New Yak Branch and LBS or by visiting the SIPC webete ar wonts.e.org Account overview ltre account agreements, pa must nutty US of anoo AG Carmen Ranch Ova deposits are not loured by • Value of your accountdonTolo. Net of assets and errorsor Mud enobeg chedcs reflected on your tie FCC. Bali-ices held at to 1.8$ AG Cayman Brandi Dividend Reinvestment Program (DRIP) statement Sher 30 CleyS alter d was mailed or made ate compose/ reposed to the sovereign ink of the the ate reflected is an straw price. You may obis • Asset trictsies salable cash balances, values fa available. All statements shall be downed corrplse Calms ark, and dare is no guarantee or of o the *dual price Iranear F racist Adviser . Ony whole restricted warty ), and Global Tim Deposit, and sink. n all other respects if not objected 10 olagation of UBS AG to renal to Saxes italic," the shares aro purchased under DRIP; paha sham will be trreand marks to maker, and certain assets not held *Meg within 60 days LEG Cayman's Brach's books. soli ad the cash wi be deposited etyma account The by the Fisn. Does roe include unwind sectritiee assets • Please diva cutomer complaints or iv/nest° tee &ricked renvestment price applied by the tear may at tie end of the prigand anent statement benOdb. Of POWs C lent Reborn Capetian at 201-3524699 Deposes at LBS Birk USA and eshUPS AG Branch are • ffer Mom the mann price al which the partial shares primate nonenentb invested stock options tad a toilet* It 903.354-9103, 8:03 A.M. to 600 P.M rot protected by SIK. Monty Fund shave are protected re sold esarceable dock options FT Monday through Friday, or in mien to LES by SIPC. See ' LES Financial Services Accost Protection' • Lis, Includes debit balances, outstanding margin Florida Senices Pc., Client Relations Depalment, bedew. Castritrlieu bans, credit lee, short arrant balances. P.O. Box 766 Unon Cy, N1 07032 Cny whole unls may be held n pis amount. If you,. • Cas&eoney balances. Total of unimested available • In ease of errors Or gasket about an electronic Upon yow request balances in the Bank Sweep entitled to a petal sit a s result ol a &Mend payment cash balances, plus dame telexes at UBS Bank USA, funds transfer (WT BS Vetdebit Program or DA may be wethdrasrt and saves of a or otenvise, the Film will either sell partal win at IL135 AG U.S Branches ad money market mutual fund card immanent call a oche to UBS Money Redmay be liquidated, and the proceeds motet price a accept an /mord determined by a sweep balms, at the age of tie statement period Financial Senices Ymc., as 14, 6th floor. returned to you or your seosties accost. regiaered cleireg agency, and credits/ accord. N:nocceerredity free aeon balances in yes amount are Weehawken NI 07086, Attn RIAAfeSt Sakes. root secogaled torn otter balances and the Fimmw rusher ithemalon about available swop stern Investment °batting use any of these finds in the Cirdiney course of is Caller write as soon as yea can, if you hit yam nclairg curse honest rates and relit it available at ion nreslmeel objectives and risk profile err spec le to business. Those funds reparable wen your awned. statement a receipt k recng or a youneed more straw+ ubscomfsweecinelck from your FrancelAdwor each account and may may between you Secants This total is ridded in the anent period closing vain edconation ter a transfer on the statement or a by (alloy FOS 762- 1000. Phase advise the Firm empty in wining of ry receipt. The Firm or Card Oaf (as askable)must sgodicant change ins, I nancial siketion or Lending information hear from you no later than CO days after tie Fins UPS Financial Services ocoment protection investment daemon For each scant held, you For desired 'Moir:lotion an the fern's lencliw practices Th• Fern e a rnrriv r rF oho ran< levoom hereon?, moose sea the blowing iimotmont objectives. and discloses. refer to yes Client Relations ip SDNY_GM_00025302 CONFIDENTIAL EFTA_00135922 EFTA01277155 Important information about your statement (COMIntled) Agnment or ACCOLal Agf RYA and the General - We gnaw* use the closing price when avanne liquid and own a they can besot, tee pre. — h addaion tocanniest:re received n connection Temn ad Conditions U3S Statement of Credit Practices the meth of the bid and ask prices for hoed received may be ISIS than the per share estimated with the sale or destitution a arruey contract available in Agreements indeed:afros a acuities and options or ong bid prices for OTC vain provided n the accost statement. and wit investment but tnih toots( clients, we yaw tan nnlatent notrint,net seard ander our affiliate retest reserve awing - Less acting traded securities may be priced usiG a • Restricted securities. Restcted sautes general), compensator) frommany of the instance Yew ants valuation model a the most recent ace we are not twenty eligtok tor public sale. U8S finaxsal companies Wintering the Wady COntraCte, Your stamens Omen securities and other assets hell claimed ad may not reflect in anal make price Saivicteuset tie mMel price d Ihe wtratricted stock aft/eats of the insurance carpals or epornors of h th• accord at the end of to Materna. period. You a value of the same issuer as an imputed value for the resume imestmmt tuts we diartute. may ask for &hen Of hat paid stashes al anytime. - Certain positions may apper masa a price and restricted Pak throorposes a this statement orgy To - Our abbe*, abo receive trading aim esians ad You may receive securities rad as loin collateral alter will ?row as 'irk. was nol avalable• d we me the extent teat rearkled searees are eldbk to site, are compensator,kcal maul knit and paying any balance de on them. Any securities triable to obtain a ante for a sown the value reseeded may be tbstanualy less than the mate companies whose tins we dart:use transferred to the Firm ciarg the staternent penod are - Deposih a securities denominated in currercies inthered cube town - We receive an anal he from UBS Bat USA ad Randal market value as of the and of the staterno. otter thin U.S &Ras are reflected at the 'trim LES AG Stanford Ranh Of w to $25 per aralre period. rate as of the gatemen date. • Est. (estimated) income, anent yields and rates. sweeping to the barks under the UBS Bank Sweep • Cast bask h detention° the cost basis of the - fa certain searees fading n non-conformrig M estimate of amua income is based on current Programs. securities threaded in this statement, where indicated denornnstions, price ri d quality (face kola) may &nerd ad interest rates, assailing tee settees will wih the number "I, • LES F minces' Services has fared have been adjusted to bales paper valunlim be MU for ale yea from statement date or util Mikity oninformation obtained from sources other thanLES To cbuin &mem guavas, when available. contact maturity This estimate eon/ a gun:rine; accuracy Infamenneegardngcommksens and other charges Financial Semites. including information from another Adencr ad continued income are not gowarned roared connection with the execute:not trades, rim a that sum./ have provided to yea finmxial - Estimated arrest ixane and °sent yield for haat* option transations has latenincbadon Adam The firm does not irdepenantly arty a • Prorate invesUnente and etrucured produas. certain types of leashes cold ricksie a resin of antMunro areaway furnshed to you. ri d we be %want** the actrace a vaklity dry normation roves noeslmere (nctsing died priaipal or capital gains in which case the est provided to you parrotly onrepast. provided by Wen other than LESPi-uncial Senices panicipatith program and real estate investment tut income (a-deurrcre yen would be overstated. h antert although UPS Finriciel Services general& soothes) and struclued proixts are aneralg highly - Estimated anal income and anent Weld and the Short selling Le:dates this nformatith as it is retested the him disuid. Celan strutted racists have not been actual ?cane and yield mutt be lowers higher you are engagedin short selling a seventy, you may does not provide any assunrces that tie illerMatian Nattered with the Senate's and E.dage than the titillated arneuntS. rear a Charge die to ratanbateau costs for the ceder 'Cost bait" ad "Unrealized god loos' is Commesian ce under any sate securaeTarn. We - An *seinen of arrualized income Wirdend ander particular security. accurate as of the date of he statement. As wok. awash essmated values for private investment interest) dividedbythe current market please do not re), on this nil:rotation to make snakes ird structured products for inicematerol valaiaverage balance is based on the WI dividend Open arden pazhase or sale decitron% fa tax puposes a purposes cny. Mara) boot guaranteed. or infest peyment made by tie issuer and Regaling open or • gacktilkancelled* aden that otherwise. Accounts hardened to tie Fim may - These vales may differ tenni* tan prices, il aunts the seareseedeposts will be held for arse were not wantedbythe statement date, open buy and reflect gait loss infamatith only for the period any, at which a Pride tweilrntril the year Iran do statement date or until maturity al stop orders are raised by the amount oh dividends tine they are held a tie fim More historical structured product maybe bought or sold and do Accuracy ad continued well we not guara-deed a rightsen an ex-divider.* a ex-rath doe unless Hamann can be atied by yea Flax's' Advisor. rot necessitignarreserd the vase you may receive instructed ahenvise byyoa. You are re for %pat licuidation. • Assets net held bytes Financial Services. Cenah orden that are executed da to yea tause to cancel • Unrealised gas/Iona Yellen des n 'dank. - Third party samosa of vain are as ascertain mats ate rot held byfaint arena *whit the eislig open orders. eainated unsalted standout we undated la date and we supplied to UBS Peanut Services on a Fern's possession or control. These assets ate ntiviiaal mosey lots. The transaction data for realer basis by an independere satiation firm. displayed on yarn statement for informational Priam hokeilial lots may or may nit reflect commissions, - baser. general panne- of sponsor estimated vela% purposes only. Positions and values presented re To obtain a copy of as current Client PrivacyNotice. dwges ardor security reorganizaton inns 1 try, are stuffed to the Fm by the *suer, provided by to issuing fern. UBS Financal5erwces is please contact you FnancialAchiscr or vest our wank deiZd and otter reinvestment lob ad SySternate general partner or spasor and may be calculated not retfcnkble for ens information and does not at maw oar ramkaatnartirer pitta lots are each combined to display one based on deferent information from that used by guarantee es accuragy. these assets are not protected averaged lot The 'Trade date' columnpresentsthe third parties to delve tar eninated values. by SIIC or 11-* Cirri's supplemental SIPC torero?. lib fin-cif Senn% a not a bre The AMA, Business aged transaction trade date. - You can obtain aedeoral normatton regarded Services Account GSA and IRMA are brcicerage accounts the metextlogy used to determine the estimate • Revenue sharing and additional compensate:h. which provide access so banking services and protests • Callable natant Bonds and preferred stock that value ad the dale of U. ire:mainthat is the — In Adair:4 to commissions on sans and 12b-1 ices tin* arangenwrits with named baths and other the suer cat for tag rocknpicin eu be selected basis fa the estimate by contacting your Frankel received n carecticri with the destsibutiai tediums bares, ad provides access to ratrarce and arida-rah by lot from arrag all seaman of that Adveor rrulual ftrds to ow chants we ander our greats anoWer Prodros bead by unaHiliated thin-party issue held in ournarne or n nominee nano for os - Third party 'singed vales may be reflected as receive revenue shot() Payments from dientutors reuraxe companies through insurance agency clients. Call leave rdamaticn cbtaned from third 'Not priced' in several stumble when an wdo advises of themaid funds that we sell. subselianes of UBS financial Services Inc. parties and is accuracy is not gsvanteed. Oths. call irdepenient valuation lire has not seennd a These arnants are based on two Mehra tares may emt which could afoot mkt complete tnalle to war a vela. when we become ware corrpontnts the amard of isles by UBS of a heastrord, iturace. ad array products, infarnaten will be provital upon request that a matenal event has awed that may call a particular mutual fund famig to our clients: and fe) Nat 10K instred • No bank guarantee. May lose value mows," reported value no question, or when a the asset value of a particular rrutual fund famigb • Certificates of &posit (CDs). CDs are FDIC rased value would be highg speoalathe due to teenature shares held a the Inv RMA. Resource Management Arm nt, gains Services up to 5250,000 in principal and acaued irterest per the acuity. — We and as Allude ako receive networking aid Amount BSA, lehle and international Resource depositor aid per depository inaesion in accordance - When neither an issuer, mistral partner or sponsor orrnbus processing fen ie consideration for Management Accost at registered service marks of wan MK nit estimated value nor atm:I-prey estimated vela is transfer agent services that we prow* to the US$ friend Services Inc provicka the tau d the study Mete daerent mutual knob. These fees generally are pad from • Pricithalue Prices divined for securities and other Iran its pschase price. investor asses n the revalue I lured and are a lewd Via Signature it a regained tern/. milk 01 VILE precasts may be higher a lower than the price that - •Datribution to date' may indude return of dolls amount based on the number of accounts at Hemet:nal LOS visa Siamese cede cads and IBS rose would actually receive in the mate Pets at capita( income urban. the broktriclealer holingmutual fun of that fund Visa debt cards ate need by UBS Barit LISA with obtained from varkus shin party sources white we - 'Original unit size' represents tie initial offering family PerMSSIOn from Visa U SA Incorporated. tekene to be relent, but we donne guarantee the priceper and ax Inlet not reflect you ad bass. accuracy. - OPP ad unlisted RUT seasons ate not listed on a tin Financial Stades the Rev 201604 notional securities exchange and at goner* SDNY_GM_00025303 CONFIDENTIAL EFI'A_00135923 EFTA01277156 U85 File/Kiel Strikes tic. *UBS Private Wealth Management 299 Pak Avenue 25th Floor Business Services Account New York NY 10171.0002 October 2016 ANP70039450571016 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK N107666-0308 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Mnancial Advisor: SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your inarraal Advisor or the Value of your account ResourceLine at on September 30 In on October 31(1) account Your assets 3,238.24 3,238.24 16sit our website: Your liabilities 0.00 0.00 lvviw.ubs.comifinanciaisennces Value of your account 33,238.24 $3238.24 Items for your attention Help protect yourself from fraud and review bank, credit cat', and brokerage statements regularly. Also, get your free uedit report annually from Sources of your account growth www.annuakreditiepost.com. Tracking the value of your account during 2016 Value of your account S at year end 2015 55,238.24 Net deposits and =38 withdrawals -32,000.00 Your rvosnnt return 623412 Change in 3,2362 33382 market viue 50.00 Value of your account on Oct 31, 2016 3323124 Dec 2014 Dec 2015 Sep 2016 Oct 2016 SDNY GM 00025304 Member SIPC AsiP70300003919657 NP1000153195 00001 1016 012196335Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA_00135924 EFTA01277157 Account name: Your Anancial Advisor. *DUBS Business Services Account October 2)16 Friendly account name:M:, • Account number: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31 (1) your account . Cash and money balances may include A Cash and money balances 3,23&24 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Surnhard Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the important information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $3,238.24 100.00% A Value of your account $3,236.24 Eye on the markets Percentage change Index October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Interest rates on October 31,2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% ARP7000300394985EINP7000t53195 0003i MI6 012796335Y12366ISS0C0MyGit000253ftse 2 of 6 CONFIDENTIAL EFTA_00135925 EFTA01277158 MAX FOUNDATION Business Services Account Account name: Your ft sandal Advisor: $UBS October 2375 Friendly account name: tiAx FOUNDATION Account number. SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account UBS Bank USA Business Account APY October 2016 (31 Year to date (S) Interest period Sep 8 - Oct 6 Opening account value $3,238.24 $5,238.24 Opening UB5 Bank USA Business balance Sep 8 $5,238.24 Withckawals and fees, Closing UBS Bank USA Business balance Oct 6 $3,238.24 including investments transferred cut 0.00 -2,000.00 Number of days in merest period 29 Closing account value $3,238.24 53,238.24 Average daily balance $3,652.03 Interest earned $0.00 Cash activity summary Annual percentage yield earned 000% See Account activity the monthfor dnaIt &lances in your Sweep Don ons are indudedin the cyan"; and closing balances value. FDK insurance applies only tot:et:opts at UBS Bank USA, ml to Oeposrts at UBS AG. starnfolo Karch of bank ON:0W Paced throto the UBS InternatOnd Depose ACtOunt program. SIPC Your investment objectives: CrateCtiOn applies to money market sweep land hOldingS but mt bank deposits. SeeImportant informaton about your statement en the Iat two pages cit this document tor Cetals You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your October 2016 (1) Year to date (S) Financial Adnsor or Branch Manage,. You can find a ful description of the alternative Opening balances $3,238.24 $5,238.24 investment objectwes in important information about your statement at the end of this document Subtractions Your return objective: Checks and bill payments 0 00 -2,000.00 Capital appreciation Total subtractions $0.00 -$2,000.00 Your risk profile: Primary Moderate Net cash flow $0.00 -$2,000.00 Investment eligitanty consideration • None selected Closing balances $3,238.24 $3,238.24 Your account instructions • The account record was signed by your Financial Advisor and approved by a Pnncipal of the Firm • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025306 ANP7C0030039•9859NP7003IS3I9S COCCI 10I 6 012796335 Y12366ISS0000000 Pegs 3 of 6 CONFIDENTIAL EFTA_00135926 EFTA01277159 taUBS Your notes ..4, 40.4,,,,,,o, ,,,,,,,,,,,ssa4..4. ,....,, ,..,...., Gµ .0..94 4 of 6 CONFIDENTIAL EFT,00135927 EFTA01277160 Account name: MAX FOUNDATION Business Services Account Your N nandal Advisor: UBS October 2 )'6 Friendly account name:MAX FOUNDATION Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some ones, income and current va ueS shown May be EpprOxiMale. AS a reSUll. OM at IOSSes May nol be accurately reflected. See 'wort:tot infosmabon about your statement a the end of the ctcurneM far role infoirmaon. Cash Cash and money balances Cash and money balances may include. avalaole cash balances, UBS Bar* USA deroat account balances, UBS AG Stariord Branch depout account balances and money make mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the (DC vAlhn applicable limits, but are not peotected by SIPC 085 AG Stanford Brant h deposit scour balances an not insured by FDIC and se not protected by StliC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the rmportant information about your statement a the end of this document for details about those balances. Openng balance Cowinbalance Price per share Average Onidencl Interest Oafs sicking on Oct I (1) on Oct 31 (S) on Oct 31 (S) ralo parted period Cap atonal (S) I,€S BANK USA BUS ACCT 323824 3238.24 250.000.00 Your total assets (*Xenia?? Of Cost ESkmated Unreatted value on Oct 31 (5) your account oasis (5) annual income (5) gain or loss (5) Cash Cash a ad money balances 3,23814 100.00% 323824 Total $3,238.24 100.00% $3,238.24 SDNY GM 00025308 ANP7C003003919861 NP700015.3196 00031 1016 01279633S Y123661SS00000C0 Page 5 of 6 CONFIDENTIAL EFTA_00135928 EFTA01277161 *UBS Your notes ... ,...,...no.. ,.......”,,,,,m ,.....,,, Gm.o.z... 6 el 6 End ot ............1. CONFIDENTIAL EFT,00135929 EFTA01277162 important information about your statement CBS Inancial Services Pc. (the Firm a UM Farad sent yOu the tint statement on which the eta or Corporation (WC), what protects worries accostsof • produce Cuneneincome: hveslments seeking dx Sets), is a member of all principal %dewily, ccmrrodity problem *pored. its renters up to $9:4000 (nclicling 1250,003 lee generation of income ony. and &aro exchages. UBS Fisancial Semler, and 1.85 - Prorde your rare rd score number Crf any) dains for cased. She Slit net protection limn alley to • Achaie Cepa.,approcrarion. Immo-nem% seeing Balk USA ere i-diect subsidiaries of UPS AG and - Decal:* to era Or tie transfer you are inure all accosts that youhold is a particar csacity. /math of misdeal rather than the gerersaia of affiliates of U3S Seattle, LLC. The Fein's Inanoal about, indeplain as <bay as yea cal why ycu the Fan, togethr wit certainaffiliates, has also ttram. state ere is available upon regtest The FiMs tango& believe a is sierra a why you need more purchased appkenental protection. The madmen • Produce Congautran of Wane and Capital offices re at tifermatim amount paiabee to al agar. diet, CONKlink crickn Apprecraton. twearments seeking both the geniman - Pros:dethe tax arrant it the suspected Pros this protection is ZOO minions of Docents 10, 2015. of name ad growth of prixput LOS Finricel SenteS Subject to the poky orditons ad limitations, cash a 1200 Harbor Boulevard The Firm or Card Issuer vii barrio% your compaht the km is further protected fa up to 14 .9 million n the Overall risk profiles Weehawken, NJ 07086 and real correct sy error prompty. For alleged emus aggregate for all your accounts held n apse:Wet • Constant Seeks to mantan initial pi-cipa with Mang UBS Vest debit cad tramacikm, if we take opacity. A fa copy of the poky wordi-g h salable low risk and volatility to the acorn owral. evenif This Statement represents the only official reccrd of par more than 10 Wstinsdays to &this, we will credit uson request. CBS Filancial Semites account. Other reccrds, tape that means the accost does not generate signdean, dos accord for the amain wouthisk is in error, so tat Mane ce Mum' and may rot Iteep pa with official ts.dxunents. contanng cordliceng data 'head you w I lave the use of the money durng tie time it The Slit proles-lien and the suppkmental protection 'nation. not be relied Lore II youbane thee h an erne a lakes us to templete our mestgetion. both do not may to • Moderate. Wang to accept sane risk to pincial and omission. please report it immediately n stew to the • Cretin truncial assets controlled by (and tasted n Brandt Manager of the office servig your accomt. Please mire all checks swab to the hen or tie your account value) but held away from UBSFina-ehl egoism some ',Meaty to seek hirer returns. *uncial insteria nitrated on he front of this Services (e.g., certain() cash at UPS Bat LGA. 00 • Aggresses: Wiling to accept high n* to peincpal and • a litres shown re Mended to be accurate. statement In addition to regular start fees, accounts cash at (.85 AG U.S.Sanrhes, (10 reurante poises, high ,ode lily to tea high returns Owe time. statement elite take not be wed fa lam purposes Rely may be abject to mantenarce Ina changes for be including eatable annuals,Ind (iv) tares of itutuil • Memnon! 6100* Conseletation:t selected, a scheY on yerend tax forms, (Le , Form 1099. 5498, parish kr securities purchases and charges kr unpaid funds when such shags ay moistened dusty it the Pcrton of the porelok for tut account may ixIsle 10425. etc ) when prepamo your tax return. The Fim amoists n cash acacia. Accosts that re transferred name of the arrant holier on the books ad records complex stages, fatted lisitity andrater requited by law to reign to the IRS all taxable addends, to other inaienirs may be subject to a tangier be of the applicable Suer a trader agent), mportabb rontarable datable* and tarble niereu • Certain rnmb-nent contracts a ineesiment interests end as steatite held issue scara nee amends UBS Sweep Options (e.g., lirrhed partnerships al abate placements) that Statement •htemwholdiar on see tramactire, rd cos* basisn certain cased LES offers options for swain cash balances. balances are rot repaired ender tie Securities Act of 1933; We may <cootie* a related account statements with sorties. to bat deposits at UBS Bark USA and 1185 AG Stankrd ad the same aims in the sore envetpe, e.g. because trench (Bak Sweep Pro:fano), moneymate mutual • Commodities OritaCIS (e.g, foreign excha-ge and gay have owners who a10 maintain pre account CaramasBoallans with the Wan ands (Money knot) at the InternationalDepose pastry,metal contracts), includirg futures contacts red grebes well other dents ea the same address. If • Pleaseremain, rem oral conerestations in wiling Accord ODATIorcustances with an Migrational ad commodity option contract you peeler lo ramie individual statements mailed in tofurther protect your rishtt inducing your rktitS Roane Llanarrnint Account. Though the Bats lh•SIPC protection and the supplemental protection do separate ensdePet you mat date hice,eholdno by ender the Seculies Investor Protecnon Act (SEAT Sweep Programs, cash bairices re swept to LES Bank not apply so these assets nenif they otherwise appear calling wet( (hearth Achhor • t the financial iatitution cn thie top let of tx herd USA la to an estabashed knit a-d then to UPS AG on yea statements, The WC protection aid the of this steams snot U36 F mecca Servtret LEG Stanford Branch, or a Money Fund. Deposits at U26 otiolernental protection do not protect aghast changes Friendly semenname Finncial Saran carries war =aunt as clearing Bank USA are FDIC insured in accorda-ce withFCC in the market vale of you internments bats (whether as The hurclia account name is a custanc*lo • rocknime broker by arra-gement eveth the tdcated instiadon Nies. Format Maria :in please Mit wwwidic result of market morenwm, issuer a chosen der au to assist you with your reccedeeePte2 We informed ya of this relatranShia when you Deposes at LEG AG StamfordBrat. ad shares of otherwise) has no legal elks on air account You can change opened this axon. h that cast your kits and Money Firds are rot Oared by the FDIC. More Monnation is salable upon request. war inendy scorn names. through Ontne Services a barites re located a LOS financial Serests and rot mums cbtan more inform:tonal:cue Slit, including by centre rig your FiVnual Admsor. the texactgbroker, ad younut make a mpart Through the DA, tmeilable to cash balaxes are swept to the Slit Brodare by or:nixing SIPC at 202-37143CP of any err or omission to bode firm. As described depose scants at UBS AG New Yak Branch and LE6 or by visitig the SIPC mbar. at wmestx.ow Account overview he account agreements, youmust M* 1/5 a ani AG Carman Ranch Thew deposits arena Muted by • Vase of par accantgonToto. Net of ssets and errors or fraud twang chedcs reflected al your to FCC. Baines held at the LES AG Cadman Brandi Dividend Renvestment Program (COP) statement wthii 30 cbys alter k was mailed or made are tempi:sty emoted to the sovereign mar of the The peke reflected h an average price. You may obtain • Asset trclaes availed* cash balances, vaes available. A IIPawners shall be deemed comae* Carmen lira, and there is no guaraniee or other the /dual price km war F remise Advixr.Ony whole restrkted secure, test), and Global Tim Deposit, and accurate n all other respects if not obisled to in obligation of UBS AG to rag to Saxes whitsasThe shares are purchased under DRIP: prat shags will be trreazed marks to ma-ket, and erten assets not held wing within 60 dory. LEG Cayman's Brach's books. sold ad the cash wl be deposited is your account The by the Fine. Does roe include unpriced seositiedassets • Please dhect customer complants or rgines to tee &NSA renvestment price applied byte ester may at tie end ot the prior arrant statement palOdi, or Fames C lent Reborn (Seaman at 201-352.1699 Deposal at LES Bark USA and eachUBS AG Branch are • efer Iran the market price at Mach Pre partial shires pritate heasenents untested stock options and a tolarm It 903.354-9I03, 8:03 et M. to 603 P.M not protected by SOC. Money Fund shaves are protected se sold earcarible stock options FT Monday through Friday, or in writ -g to LES by SIPC. See -1_65 Financial Service. Accra, Protection' • Lothian Inducts debit balaxet cutstarding 'ma* Financial Seraces Ix., Client Relaticns Depalment, below. Cadendieu loans, credit lire, that errant balances. P.O. Box 766 Union Coy, NJ 07039 Cny whole unts may be held a you' accost If ytru ere • Cas&eoney balances, Tarok unimested wadable • In case of errors or qatiorn about a electronic Limnyour request balsas in to Bank Sweep entitled to a petal int a s nesuh of a chidend paemerd cash balinces, plus deporttetras al UB5 Bank USA, fu-de tranefer (61), BS Votckbit Program or DA may be withdram-c and shres of a or OhliVrin, the Firm will either sell partial rig at LITS AG U.S Branches ad money make mutual fund card transactions, call ce write to UBS Mcney Furd may be liquidated, and the proceeds nutlet price a accept an /mare determined by a sweep Wares at the cease of tie statement period Financial Senices Ire., Na Id, 6h floor, returned to you or your zeniths Stara registered agency. ad credit wor accord. Nen-ciontredity free creck valances in yes account are Weehawken NI 07086, Mtn ITIAAreSA Sears. rot sec/egad from other balances and the Fins mai Rate tdormalon about available sweep seem, Investment °bailing ear of these finis VI the Ordinay course of is Caller mite as soon as yea can, if you hi* you nclackg cement it and rads, it available at Thr ilonlnIal objectives and risk profile are spec as to basins,. These funds are parka won your darned. Statement a receipt k wrong or t youneed more ism ubscomfsweeppela from your Frontal Advise each account andmai may between you accords This total is ncluded in to anent period closing Vale Mutation air a transfer on the statement or or by calling 800 7621000. Please advise the Firm recopy in wining of any receipt. The Firm or Card tear (as applicable)must smidicant change inpas Ina-trial situation or Landing Worm/Ake her from you no later thin CO days slier the km UPS Financial Services ecomint protection investment objectives For eachscam held you Fp detared information on the Fern's Isclig practices the Porn e. a rnrrive rf ti-A rows I, •eottn, rePPnre. choose or* of the folowig inst.-Trost objectives. and dockaree. refer to you Client Rations/lip SDNY_GM_00025310 CONFIDENTIAL EFTA_00135930 EFTA01277163 Important information about your statement (PM8IMINT) Aged/went or ACCO-nt Agfterraria and the General - We gems* use the closing price when smith* a liquid and own if they can be sod fee prke — h adoltion to commissions received n connection Tams Ltd Conditions U3S Statement of Credit Practices the mean of the bid and ask ponces for listed received may be ea than tee per dare estimated with the sale or cittributiOn 01 arruey contracts mailable in Agreement andOS:sures at martin and ophore or only bid prices for OTC vitae provided n the accost statement endue investment that snits tom dents. we mop ea< ronsfewnionfekrinv eat seardies. andor our affiliate recce* revenue Mating - Less 3Ctereir traded securities may be priced usig a • Restricted securities. Resin-led servility generals, compensation Itormmany of the insuance Yew sets valuation model ate moss recent prce we av rat tummy elcble to public sale. U8S Financial companies undertone.; the annuity COMMIS, Your statement itemises *Cunt*, and other assets hell obtained and may not riled an actual market price Service: tor. tie mane primal the unrestricted stook affixes of the insurance carpages or manors of lets award at the end of to elsemrs period. You a v-atie of the sane issuer as an imputed value for the tie use in.-amine outs we distrtute. may wk for dewery of full/ paid semeties al anytime. - Certain positions may apex vigho_t a price aryl resthcted stack toroomoses olden statement orgy To - Our afftiales abo receive trading gommoskins rd You may receive securities seed as loin collateral alter will tow vice was not avatlatee• it we ae the extent tut resticled seorities are elgbb to sale, other conpensateretran nasal Volt and paying any balance dR on them. Any securities unable to obtan a pace fora secusy the value received may be sebstanualy less than the insane companies whose products we &imbue. translated to to Firm Clang the Statement period ale - Deposal a securities denominated ilCUITOWCin imbued who town - We receive an areal he from UBS Bat USA and listed at market value as of the end of the statement other than U.S doll.. NO reflected at the ochry LI85 AG Stanford Ranch Of Ilato $25 per admix period. rate as of the Patellent date. • Ect. (estinoted) income, anent yields and rates. sweeping to the barks under the UBS Bank Sweep • Cast beim h deterining the cost basis of the - fa eirtain seariles rains) in non-tont ormrig M minute of annual income is based on current Program. securities inebded en this statement, where indicated dmornnstions, puce and quality (face salsa) may Siberia ad interest rates, assailing tie textiles will wih the number " l, • .55 F minces' Services has feted haw been adjured to beilits peeper valuatim be held for one yew from testament date or until Activity al information obtained from sources other thanLES To cbuin dunem gintaiore, when available. contact maturity This estimate bony a gudelne; accuracy hkinnahon rezoning commksbns and otter charges Pi-uncial Senices, including information from another Frai-ctal Adencr ad continued income are not gowarted land ei hannedion with be execulOn of trades, rim a that sum* have provided to yes finmxial - Estimated anal kerne and current yield to &sting option transactions has Menindad on Adam The Firth does not indeperantly verty • Private inveaUnenla and structured product. certain types of leashes could rickede a retun of eon{imencre prevousy lambed to you. and will be sante* the aco_racy a vastly of ary inomnation roV)10 ',anima.* wig t as (mixing (Wed pencils:dor capital gahs in which use the est provided to you promptly on repast. provided by scuts, Car than LES tiencial Senices participation program ad real mute investment rust income (and currert yell would be ownlated. ▪ xkltiors *though UPS Pinned Smokes general& soothes) and struclued proixts are gmeralko highly - Estimated anal income and anent yield ard the Short selling Lmodates this Horatian as t is teemed, the ferns Miesed. Celan stns-timed protest have not been actual icon* and yield might be lower°, higher II you ate engaged en short selling a smutty, you ma/ does not provide any assuurces that the illennalian regotered with the Relent'', and EMI than the estimated mmums. ha-r a charse dye to certain boonowig costs for that Lahr 'Cost beta^ and *Unrealized god lose is Common, cc under ay slate securtie,ram. We - Are messing* of atrualized income (dredend ander partkulir enmity. accurate as of tie date of fhb statement. As such cronde estrnated values for pinte investment interest) divided by the current market please do not rekes on this Marmtion to make searges irddnictured products for igamatimul validaverage balance is based on the Inv dndend Open seders psi:Motor sale decisions for tax puposes a purposes cry. Asarary is 0:4 gumanteed. or interest payment made by tie isaier and Regirding open or • goccItilkancelled° adem that otherwise. Accounts widowed to the Fin may - These sabies may differ akota-diaty kin prices, il amines tee searnegdepmes will be held for ore wove not executed by the stateniere date open buy and refleci gall loss infamatim only for Me period ci any. at which a Prate ilonirogoll riy year Iran thr statement date or until movie), sell slop orders are waxed by the mount of dinderds tine they are held at the fink More hiaorical structured product maybe bought or sold and dos Accuracy and continued yell me not guaranteed or rktitscn an ex-divide its or er-retrls date unless rformatcre <abbe added by you' Friaxial Advisor. rot necessztiy represent the sate you may teethe retnxted ocheravise bypi. You are responsbk for spas liquidator. • Assets not held bytes Financial Services. Cenah orders Batare executed da to;Oa failure to cancel • Unrealised ganstlostes %teen data n - Third party *strums of vain are as ascertain assets se not held by the Fran mod not *whin the wising open orders. minuted LITOalia4 gsindlouet are cactialod Ice date and We Supplied to UBS fnaxis Services on a terms possession or control. These assets we hlostigul sea* lots. The transaction data for regiaar basis by an independent satiation firm. &spewed on leer statement for informational Odium relevilial lots may or my not rhea cartnissions. - bsier. general paint. or sponsor estimated satin. purposes only Positions and values presented at To obtain a copy of ccr current Client PrnetcyNage. any, are "abed tote Fern by the issuer, please contact >Ott F nanualMeta or our welysik rZ andor security reorganization events d and °ter reinvestmeni lots ad systematk puchas• loll art each combined Iodinate, or* general partner or came and may be calculated based on Menne information from tut used by roweled by te Psu'rg fern. UBS Financial Services is not resemble for the information and does not guarantee es accuracy. lb's, assets aro not protected at mow rnm/egiva•vmirev awraged lot The 'Tuck date' coUnn presents the third pities to delve their estimated values. by SRC or the Fires SUpPlemental5K coverage. UE6 Financid ScroMes n not a bank The PM A, Business aging Vansachon trade date. - You can obtain additoral Normation regardrg Services Account BSA and IRMA are betkerage accounts the metccblogy used to determine the estimate of • Reviews sharing and additional compunratices. which provide woe's so banking services and stolid. • Callable securities Bonds and dithered stock that value and the dale of tht Hamblinthat is the — In ackftien to commissions on sites and I.M.1 lees Mixt* yerangements with allAxed bales and other the ewer cats for eat redenplem will be selected basis fa the estimate by contanig your Financial received m 0:erectionwith the distribution d Ihniparty banks, and provides aeCeiStO roisace and rroa-boy by lot from arrang all smuts of ha Advisor rrulual funds to our dents we anchor our affAate antmotY Proodido twed by maltil4ed thid-paMy nsue held in our name a en nominee nem for ox - Third party 'singed vales may be reflected as receive revenuerh8TP•1Payments Iran distributors Murat, companies through insurance agency <lents Call teatime nlarnatim is obtained from third 'Not priced in several situations when an ado adsisas of the natal funds that we sell. subsdianes of UBS Financial Services Inc. parties and es accuracy is not 9a:ranked. Other tall 1dependent valuation Inn has not smppMda is These among are based on two cMermi foaans may omt wench mid Mort mkt compete imealote to amigos a vat*. when we become ware corrponents (t the &moat of isles by UBS of a Sionmene, imura-ce. and aruity products, intormatim will be provided upon request that a matenal event has charred that may call a Pa-limiter mutual fund famiY to our clients: and fog Not FDIC ensued • No bank guaantew May lose vat* piteous), reported value no question, or when a the asset value of a particular rrutual fund fanny's • Certificates of deposit COX. Cos are FDIC sued value would be highy speculone due to tree nature shires held a the horn RMA. Resource Management Arm nt, Business Services cep to $293,000 in principal and /coved intense per c4 the security. — We and du allaute abo receive networking and Amount BSA, IRMA and intonational Resource depositor and per depaitory inoibmixs in accordance - When neither an Muer, general partner a WOntOr orrnbus precasting fees n consideration for Management Accost re registered service maks of win MK man estkruted value nor a third-paly Minuted vale is transfer agent woven that we monde to the UBS Preened Services he wooded, the auk* et the mosey wilt* diberent mutual knob. These fees generally are pad from • Price value. Prices desplawd for securities and other ban its sachem price. investor astern the. mutua I lured and are a toed WS Signalise e a registered service meek of Viso proctsts may be higher or lower than the price that - •Deeributiens to date' may indude Mtn of digs amount bated an the madam of accounts at human:nal IRS visa Senatw credit cards and UBS wu would &Maly wain in he maker. fetes av capita( income orboth. the broker.elealer holing mutual funds of that fund Wu debt cards are issued by UBS Bank USA with obtained from anis hid party sources white we - 'Original unit size' represents to NMI aiming family permssion from Visa USA Incorpaated. Meng to be relable, but we donor 9-era-tee ther peeper snit Kelm./ not relled sots con bast accurmy. - DIP and unlisted REP mattes are not listed on a UM Pi/uncial Saivism Inc Rev. 201604 national securities exchange. and are germ* SONY_GM_00025311 CONFIDENTIAL EFTA 00135931 EFTA01277164 U85 fewncial Stokes tic. Private Wealth Management *UBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 November 2016 aNe70036075671116X5 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK N107666-0308 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statemeat? Call your Financial Advisor or the Value of your account Resourceline at on October 31 In on November 30 (1) account Your assets 3,238.24 3238.24 Msit our website: Your liabilities 0.00 0.00 Www.ubs.comainanciaisennces Value of your account 33,238.24 $3238.24 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from sources of your account growth www.annuakreditrepottcom. Tracking the value of your account during 2016 Value of your account at year end 2015 $5238.24 Net deposits and withdraaats -52,000.00 Your investment return x.239 2 Change in 3,7302 3.238 2 market value $0.00 Value of your OCCOtre on Nov30,2016 $3236.24 Dec 2014 Dec 2015 Oct 2016 Nov 2016 SDNY GM 00025312 Member SIPC ANP700020C0637567NP7000059195 00001 1116 000030000 V123661550000010 Page 1 of 6 CONFIDENTIAL EFTA_00135932 EFTA01277165 SUBS Business Services Account November 2016 Account name: Friendly account name: /L Account number: • Kr" Your Financial Advisor - CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 30 (I) your account • Cash and money balances may include A Cash and money balances 3,238.24 100 00% Your current asset allocation available cash balances. clEIS Bank USA deposit B Cash alternatives 0.00 000% account balances, Q85 AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.C0 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $3,238.24 100.00% A Value of your account $3,238.24 Eye on the markets Percentage change Index November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% AMP 70302003607‘,6$ Nn000069195 COCOI 1116 000036000 Y123661SSOCONNW_Gm_000253%e 2 of 6 CONFIDENTIAL EFTA_D0135933 EFTA01277166 Account name: MAX FOUNDATION Your Financial Advisor: Business Services Account ;ItUBS November 2016 Friendly account name:MAX FOUNDATION Account number. SCOTT ST ACKMAN LYLE CASBIEL Change in the value of your account UBS Bank USA Business Account APY November 2016(S1 Year to date (S) Interest period Oct 7 - Nov 6 Opening account value $3,238.24 $5,238.24 Opening UBS Bank USA Business balance Oct 7 $3,238.24 WithcfraWaIS and fees, Closing UBS Bank USA Business balance Nov 6 $3,238.24 including investments transferred Number of days in nterest period 31 cut 0 00 -2,000.00 Average daily balance $3,238.24 Closing account value $3,238.24 $3,238.24 Interest earned $0.00 Cash activity summary Annual percentaoe yield earned 000% See Account activity thi month for deliIt &lances in your Sweep Options are indudedin the operirq and closing balances wive. FDK insurance applies only to deposits at UBS Bank USA, not to deposits at 085 AG. stanfold Branch or bank deposits Plated through vie LIBS Intemati0na DeP0S4 Account pr0qam. SIPC Your investment objectives: 0r0teCti0n applies lo money market sweep land hddIngS but ml bank deposits. SeeImporUnt ingoonoton abOot yeti, Stetmert Cl' the at two pages of this document tor detals. You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your November 2016 (d) Year to date (1) Financial Advisor or Branch Manager. You can find a ful description of the alternative Opening balances $3,238.24 $5,238.24 investment objectives in important information about your statement at the end of this document Subtracbons Your return objective: Checks and bill payments 0 00 -2,000.00 Capital appreciation Total subtractions $0.00 -$2,000.00 Your risk profile: Primary Nhoderate Net cash flow $0.00 -$2,000.00 Investment ehgibihty consideration - None selected Closing balances $3,238.24 $3,238.24 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025314 ANP7C00701:0607569 NP700:1059195 C0M 1116 00f:O30000 V123661SS0ODG010 Page 3 of 6 CONFIDENTIAL EFTA 00135934 EFTA01277167 *UBS Your notes .0,0,....,......6.60,..,,,.....y,n66,......,_,,,,,m.• a 6 CONFIDENTIAL EFT,00133935 EFTA01277168 Account name: MAX FOUNDATION Business Services Account Your Pi nodal Advisor: *UBS November 2016 Friendly account name:MAX FOUNDATION Account number. SCOTT STACKMAULYIE CAMEL Your assets some pries, interne and Current vóues shown may be approximene. AS a ref I.M. Gains and lOsses may nol be aCCuraldy reflected. See importorinkateson Mai:your statement a the end of tos document for more informanon. Cash Cash and money balances Cash ancl money balances may ind e avalkie cash balances, UBS Bank USA chroat account bilances, UK AG Stareord Branch deposit account balances and money market mutual fund sweep balances. UBS Bent USA deposit account balances are Insured by the FDC WINn applicable limits, but are not protected by SIPC. UBS AG Stamford Brant hdeppot account blaren an not insured by FDIC and are not protected by SIPC Money plukt sweep balances are protected by SPC but are not insured by the FDIC. Ste the Important information stout your statement a the end of this decorent for details tout those balances. Openng Want* Cloung Nitric* ence per share Average Ceridend Interest Day n itching on Noe 1 (S) on Nov 30 (S) on Nov 30 (S) rate period period Cap amount 0) UBS BANK USA BUS ACCT 3238.24 3238.24 250,000.00 Your total assets veKentege of COP EStra3ted UnfeaSZed value on Nod 30 I» your ac count IMPS (S) annual Infant (SI gan or ID% (S) Cash Cash sad money Wanes 323024 100.00% 323524 Total $3,238.24 100.00% $3,238.24 SONY GM 00025316 ANP7COCR000607S71 Nn7003069196 COCOI 1116 000030000 Y123661550000010 Page Sof 6 CONFIDENTIAL EFTA_00135936 EFTA01277169 *UBS Your notes ANP70302000697572 NP7000.6i 66 .001 1116 00CC00000 YI 23661,50 cesSMYGM00025A9e b of 6 End of statement for account number - CONFIDENTIAL EFTA_00 I 35937 EFTA01277170 Important information about your statement U35 thencial Services ex. (the Firma UPS Firma( sent yOu the int statemm on which the era Or Corporation (51K), white protects le0-rlieS WSW% 01 • troatre Cunene income: hithemenes seang the Sets). is a menthe' of all principal warty, ccmrroday problem xpered. its minters up to $505,000 thckding 1250,003 kr generation of income any. and options isthmus. UPS Financial Semler, and U65 - horde your name rd seam number (4 any) dains for caste. The Slit asset protection limit, aelahr to • Achaw CapitalAppnaltion. Investments seeing Bank USA ere i-diect subsidenes of UPS AG and - Decal:* tie error Or the transfer you nirsure all accosts *et youhad n a particar cesacky. cromh of precise' rather than the gerersais of affiliates of UBS Stevens U.C. The Fein's Thema' about, ind spleen as <ea* as you cal why you She Fern, togethee web, certainaffiliates, has also 'exam. statement is available upon recesest The Finis nano& believe a is as error a why you need more purchased applallentalthantiOn. The madman • Produce Conabaunon of Mane and Capital elks are at iesnation. amount payabei to at Sable diet, colitchroh undoe Appian:teen. Nomura, seeking both the generation - Pros:dethe doter arrant of tiro suspected Kra. this erasion is GOO milion as of Docents 10, 2015. a 0%0110 ard growth of anoint LOS Financial Sente, It. Stbra to the poky ordrIons ad linelaticen, cash a 1200 Harbor Boulevard The Firm or Card Issuer vii hoestigate your comodaht the firm is further protected fa up to SI .9 million n the Overall rids profiles Weehawken, NJ 07086 and mil correct aw error prompty. For alleged emus aggregate for all your accounts held n apsikuOr paucity. A ha copy of thepoky wading is salable • Constwatin. Seeks to mermen Seta prthcipal, with knotring UBS Via*debit cad bansikm, if we take This seaman represents the one/ officialrecord of you' may than 10 busemsdays to dallies, we will credit upon request. low risk and volatility to the accord cant esenif LBS Fiuncial Sinews account. Other records, exept that means the acorn does not generate signelkart your accord for the anoint youthisk is in error, so that imam or worm and my rot Sep pa with official ts.dwunents. contanng conflictingdata should you teat have the use of tau money clang tee time it The Slit protection ad the suppkmental protection telletion. not be relied Lys II youbeers there is an toot a lakes us to complele our rwestiption. both do not apply to Omi990n pease report it immediately n wrheg to the • Colin Inmaia assets controlled by (and Mixed n • Moderate: Wiling to accept sane risk to pircIsai and Branch Manager of the office straw your accost Please mire all checks parble to the km or the your account value) but held away from WSFinned tolerate some voatety to seek Wier returns. theocrat inatution related on he front of the Services (e.g., certain() cash at UPS Bat 1_64. 00 • Aggresses: Wiling to accept hip n* to pampa( and Althea:ft ale lives shown re Mended to be accurate. its/anent In addition to regdar soon fees, accounts cash at Les AG U.S.Sanrhes, (4 reurarce proixes, hip ,plat lily to sea high returns o'er time. statement ciao thiculd not be wed fa to purposes Rely may be orskict to maivanarke fen, charges for late including valtbh annuitee,Ind fie than of Maud • Imostnacc ElOaaWa Consattation:f selected a week on yeaend tax forms, fie , Form 1099. 5498, paned kr securities purchases and charges kr unpaid funds when such thins re rogistived dent& n the Calion of the porliolisfor that account may iacWe 10425, etc) when prepamg your tax return. The Fern amarts n cash acmes. Accounts that re transferred name of the accost hobs on the bocks ad records canpless strategic, feinted liquidly andrater required by law to refxn to the IRS all taxable dividends, to other instatirs may be subject to a Rangier fee of the applied* thus a trawler agent), yobliky. mportabb rents able deticend and arable isierea • Certain nwstrnert contracts a iniesement interests emed en senates held rimy acorn, nee stash UBS Sweep 001one (e.g., laded partnerships ad what plawrronts) that Statement •homeholdief on see traeadixo, aid cost basins certain entered LES Offen options for sweeping cash Waxes. balances are rot reek-toned stew ter Securities Act of 1933; We may pomades aM related account statements with seculies. to bat deposits at UBS Bak USA and WS AG Banks/ ad the sane &Sass is the same envelope, e.g. because Watch (Bak Sweep Propars4 moneymeta mutual they have owners who a10 mantan fit account • Commodities contals (e.g toeign eschew? and Carnmwdoolkau with to Nn kr& (Money Fang red the internetionalDeposit preccus metal contracts), includerg futures contacts red creates well other dews a the same address. If • Pleaseremain, ran oral corrrramkations in sting Cement 004for customs with inInterrutional aid commodity option contract. you Feeler lo recent individual ttatmunh mailed in tofurther protect your darts. inducingMa rkintS Rescue? tlanagernerd Account. Though the Bak The SIPC protection and the suppamentel protection do separate envelopes, you may decline her,eholdng by trader the Searles 'mega Protection Act (SON Sweep Programs, cash balms we swept to LES Bank not apply to these assets ewe,if they otherwise appear calling yew finned Cotter • II thefinancial iateution on the top leit of die hat USA to to an estabashed Irk ad then to UPS AG on yea statements. The StC protection aid the of this stammer* is not U36 f naiad Sersiket LBS Stanford Branch, or a Money Fund. Deposits at UB6 9410Innental protection do not protect against changes Friendly damnname Financial Sanas carries yoke =ant as clearing Bank USA an FDIC insured in actorda-ce withFCC as the market vain of jar imestments (whether as 4 The Thai* xecue nano is a custancale 'nickname' broker by arra-gerrent wth the Skated nsittion Formore Mamatim please Mit wwwfdic result of market moverrem, issue brisruptcy or chosen by you to assist you with your recordteeaw We inforrradyw of this relatr,S5hts WienSr Deposes at LEG AG StamfordBrach ad shares of othenke) has no legal effect on yea account You can lunge opened this accost h the cast your kits and Money Ards are rot hared by the FDIC. More Memnon is amiable upon request. bar irrend9 acorn harries, though °nine Service, a warties ate boated a LOS financial Services and rot rot may titan mote intarnahon Aka SIN, including by contra eg your Fisancral Athnor. die imcd.kkg broker, and younut make arms Through the DA, (mailable to cash telexes are swept to the SIN Brahee. by contacting UPC at 202.371 -$300O of ay err or emission to bode firm. As described in depose &costs at UBS AG New Yak Branch and LBS or by danrg the SIPC webUte at wantecorg Account overview the account agreements, Wumust he* US of ani AG Carman Ranch Thew deposits arena itured by • Vase of you accornWonYoko. Net of meets and errors or Vaud twokkg chedcs reflected al your the FCC Baines held at the UBS AG Cadman Brands Dividend Reimestment Brogues (DRIP) 'abide statement wear 30 drys alter d was mailed or made are tempi:reedy reposed to the sovereign ink of the the tyke reflected is an average paw. You may Stan Asset hckdes amid* cash balances, vdues available. A II stamen% shall be dewed comples Cayman Wads, and there is no guarantee or other the actual price banns Enema Adam. Onei. whole restricted warty fast), and Global Tim Deposits, and accurate in all other respects if not objected to obWation of UBS AG to rent: te biros whilea,the shares are purchased under DRIP; patted shays svill be created marks to maket, andmean assets not held ventiw within 60 dots LEG Cayman's Brach's books. sold ad the cash wl be deposited in your account The by the Fern. Does rot include unprked seortieeassets • Please deed cuRomer complaint or thotnes to tee OSSA renvestment price applied by the tear may at the end ot the pia and anent statement penods, or Fiers C lent Relaters Depatnent at 201.352.1699 Deposes at LES Bark USA and eachUBS AG Branch are • ffer from the mean price at which the partial shoes pane isseenenit toasted stock options and a tonne* m 903.354-NO3, 8'03 A M. to 6A0 P.M not protected by SEC Monet Fund chres are protected re sold earcsable stock options FT Monday through Friday, or in writ -g to LES by SIPC. See 'LOS Financial Services Accost Protection' • Lis,b . Includes debit betakes, cutstarding magi, Financial Senices Fax., Client Relations Department, below. Cdielieu bins, credit lire, accord balances. P.O. Box 766 Union Coy, NJ 07037. Cnheahole wets may be held n tear accort. If pin • Cas&eoney balances. Told of uninvested available • In case of errors or panthers about al electronic Uponyour request, bahron in the Bank Sweep entitled to a part sit a s reset, of a ebiderd payment cash balences, plus deport telexes al UBS Bank USA, knob transfer (61), BS Voaeckbil Program or DA may be withdrawn and shires of a or etrinvile, the Firm sal ether sell partial with at 1.65 AG U.S Branches ad money mallet mutual fund card vantactions, call cc who to UBS Money Furd may be liquidated, ad the proceeds owlet price a accept an /man determined by a weep balms, at the clan? of tee statement period Femoral Senices Vt., Na led, 6th floor, returned to you or your seartiesiaalli. regiaered cleirkg agency, axl credit dos accord. Non-ccearcdey free aeon balances in yes account are Weehawken NI 07086, Mn RMASGA Sakes. root secjegaled from other balances and the fimmy Plater Monads about available sweep optorn, Investment objection IA! ley of these Find is the ordinay course of as Calor write as soon as can, if you hit yin nekadrw current Merest rates and yields, it available at The neeslmeN objectives and risk profile an spec ik to twines These funds re payable upon your downed Thrterntrit cr receipt is wog or if you need more wmeubs comfsereepsekk from your F rennet Advert each account andmai maybetween you accords This total is excluded in thy anent period elating Who? Maceration tout a transfer on the statement or a by telling EON762-1000. PSease advise the Firm prorosty in writing of a-y receipt The Firm or Card ester (as appleable)must spedRant change inmet Inancial situation or Landing deformation he. from you no later then CO days slier the Fern UN Financial Senior eeecont protection investment obscures For each scant held, you Fe' detared inf °Matron an the Firm's le drag protects The Finn re a rrontor ef the Ton r due hnono• Protarte", choose or* of the following ins-ernes objectives and doelosues. refer to yes Chant Relationship SDNY_GM_00025318 CONFIDENTIAL EFTA_00135938 EFTA01277171 Important information about your statement (:0IIIIIMed) Agement or ACCO-el Agreement and the General - We germs* use the cloth; price when avadathe liquid and event they can be sold, the prke — h addaion to cornrnissiths received n connection Tams ad Conditions U3S Statement of Credit Practices Ow mean of the bid ri d sok poxes for listed received may be kW than the per share *dimmed with the sale or attribution of a-naryr contract available in Aram,* endOixthatres at acuities and ophcre ce only bid vices for OTC vat* provided n the accord statement endue investment that mils thou clients, we made red romorervinerththoiret. studies. anda our affiliate recta* rimy' twig - Less acterey traded secuities may be priced using a • Restricted 'Kurth's. Restated settees generalY compensation frommath of the insuance Your set valuation model a the most recent prce we ae not °manly eigtok for public sale. U8S Financial companies undenting the truity contracts, Your statement itemizes securities ea other ends held aimed ad may not reflect in actual market price Service: at the motet priced the unrestricted stock aft/sales at the nuance corremas or manors al h the accoml at the end of fi r statemere period. You a vat* of the sane issuer as an imputed value fare theme irmiestmmt tuts we distal:tate. may ark for dekrery d seorties at aw time. - Certain positions may mow Mto_d a pice and restricted stock itrougmesMIN; statement or* To - Our affiliates abo teak, trading commostins ad You May receive securities seed as loan collateral after will those as 'vice was nol available • if we ye the extent tat resented seas-des are elgbk to sale, oh, compensationfrom natalli ds and paying any balance de an them. Arrysecuritaes unable to obtain a price fora seamy the vale received may be sastanualy less thanthe hunt* companies vAOSe products we &taut. transferred to the Finn etch; the statement period ale - Deposit a securities denominated elCUIT0-00 invited vete town - We receive an mut fee from UBS Bat USA ad listed at market vete as of the end of the stamina* other than U.S dolls are reflected at the 'trim LBS AG Stanford Rant', Of IA to 425 per accord !Mot rate as of the gate-Earn date. • Ea. (estimated) income, assent yields and rata sweeping so the barks under the UBS Bank Sweep • Cast beta h determining the cost basis of the - fa certain marks racing n non-conformrig An estimate of amual income is based on current Program. securities incbded in this statement, where indicated denornmtions, price ri d quantity (face vita) may dividend aid interest rates, assuring the sautes will wih the number "I, • .55 F mince& Services has relied have been Awed to betas pram Muslim be heldfor are yea from statement date or ithol Adivity VIinformation obtained from sources other thanLES To obtain Meal guotalms. when available, contact maturity This Mina no* a gudolne; accuracy hkemationresorting conmksiths and other chases Feencial Senices, including information from another you Financial Advisor. aid continued income are not gufritter( roared n connection wth the exeoren of trades, lien a that youmay IldVegrovided to you finmxial - Estimated snail home and curers yield for nclafrg option transactions has thenincbckd on Adria,. The Film does not irdeperantly verity • Private inmements and 'structured products. certain types of leashes could mkt'e a retun of conlimatere pewousy furnished so you, red will be swathe the aco_racy a vaklity of ary Mormation Private rmaners smut an (ex Lairg arch pastelor capital gains in which me the est profiled tory pranhly onrepast provided by sources Car than LESPi-uncial Simeon pankipatith program ad realmate investment hid income (a-dawned yell would be overstated, h media% although UPS f inricial Services gmeralU reaches) and structred pro:arts are goaralY highly - li mited anal income and arrent yield and the Shan veiling Lgidates this nIcematen as it is received, the him Ai:pd. Celan stnalised tails have not been actual axon* andyield mifit be li ma higher H you are engagedin short selleg a security, you may does not provide any assurances tut the information registered with the Securities and Exch than the estimatedmarts. ear a charge der to casein banoweg costs for that caller 'Cost basis" ad "Unrealized gat loos' is Commission or under wry fate securZrans. We - An inn of arrualeed income (dividend rhea particular seasky. accurate as of to date of this steamy-It. In such provide es:mated veins for private investment interest) divided by the current malet please dome rem on this Manation to make searites ird structured products for eilanattrul valeciaverage balance is based an the Imt &Mend Open orders rudest or sale decisions fa tax puposes a purposes my. Atarary snot gunned. or interest payment made by tie issuer and Regarding open or 'gad-till-cancelled' ads that otherwise. Accounts teardayed to the FM may - These values may differ state-di* ken prices, il manes the seartUdepaUs will be held fa me were not emoted by the stattmart data open buy and reflect gailoss infarratith only for the peeled c4 any. at which a PreM itwtbneed rim year from the statement date or until ratify sal slop orders are recited by the metre of dividends tine they ye held at tie FM More hiaorical Matured product maybe bought or sold and do Accuracy ad continued mil a-e not gam-rind or rkhtsch an ex-dividends a earthis dee unless erlormatith can be added by you Maxis( Advisor. rot necessiti8recreserd the vat* you may receive instructed ahenvise by chi. You are responsbk for %pat liquidator. • Assets not held by LIES Financial Services. Cense, odes that are executed de to hour failure to cancel • Unrealised gas/Iona Yrhen data a thailsbk, - Third party inmates of vats are as if a twain assets se rot held by the f ern are not %whin the Mang open orden. manatee moaned cuinelown are catfaied la date ad we supplied to UBS fnarckl Services on a Fern's 'cowmen or control. These assets me Whilst tarry lots. The transaction data for rettar basis by an independem vaLation firm. dsplayad n loos statement for informational Priem ?Withal lots may or my not reflect ammisecns, - baser. general oanna or sponsor estimated valms purposes only Positions and %glues presented re To obtain a copy of as current Client PrivacyNotice. if ay, ate paled to the Fm by the *suer, please coital you FractalMtge or vat our websne rZ arida security reorganizatcn 'wires d and other reinvestment lob ad systematk puichasie lots an each combined to dimity cm general partner or sparvir andmy be calculated bawd on afferent information fran that used by provided by des Asu'rg fern. UBS Financial Sery Services is not referable for tie intimation and don not guarantee es accuracy. These met at rot peaacted at wsw inht rrvenfivr✓•vne,fev averaged lot IN 'Trade date' colann presents the third parties to dative tea estimated values. loySIFC or the Fairs suPPlanatelSIPC COVerKe. Financii Sauk*, e not a be* The PM A Business craml transaction trade dale. - You can obtain aeditorel eformatein regardeg Services Account 854 and IRMA are brdcerage accounts the methodology used to determine the estimate of • Revenue trig and additional ampensatice. Midi provide access so banking services and worts • Callable securWes Bonds and palmed stock that value and the dale of the Hamelinthat is the - In addition to commissions on saes and Intl lees that* arangenwits wth afI Aimed barks and other the Mier cols for wry reclenpion wit be shifted basis fa the eflimote by contactig your fnuncial received n correctionwith the destributiai e4 Ihniparty banks. ri d provides access to rotra-ce and sitalalY by la from amcrg all sauces of the Advisor mutual fads to our dents we ands our affAake afinoth frothos iced by unaHiliatedthid-party bee held hour nanece n nominee name for or - Third party 'singed vett may be reflected as receive fmnueshot9 payments from detnbutors nuraxe canpanes through eaurance agency dents. Call tease elamaten it cbtaned horn third 'Not priced' in several stuatigns Mien an ardor athisas of themes' funds that we sell. subselianes of UBS Financial Services Inc. panics and h acCuracy is not garanteed. Other call Meilen:lent valuation fim has not %Mikados' is These anoints are based on two cMerent balls may tart which could alert held compthe unable to 'air a li mn Mame become ware corrporents (a the moan of IAN by UBS of a Koss-nerd, rourace, ad army products, inkernaton will be provided upon request that a matenal event has cared that may call a Pathan mutual fund I amiU to our clients and 8) Not FIX tutted • No bank guaantee• May km value prewar* reported value rap question, or when a the asset value of a particular mutual fund tanks • Certificates of deposit (CDs). CDs are FM nsured value would be high speculatne due to the nature shares held at he fern RUA. Resource Manarprrent Arm nt. Business Services LI, to 5280,000 in principal and accrued irtennt per et the security. - We and as allAate ako receive networking and Account BSA. IRMA and international Resource depositor ad per depository inmituizri n mccedance - When neither an issuer, cameral partner or wonsor orrnbus processing fees n con-ideation for Management Accord are registered service maks of with FDIC nales estkated %glue nor a third-pal/ estimated value is transfer agent 14200e1 that we snack to the UBS friancii Services Fx provided, the ain't* study will be dtherent mutual lint. These fees generally are pad from • Price/value Frees dithlayei for securities and other Iran its paha* price. investor asses n the masa 'lurid and me a lead .00 Signalise it a registeredMIMI! milt of 051 packets my be higher or lower than the price that - •Daribution to date' may indude retun of data amount based on the limber of accounts at eternalMS LOS visa Septa* credit cads and IBS )0J would actually receive in the market. Fekes are capital, name orboth. the brokertealer holingmutual funds of that fund Visa debt cards re issued by UBS Bath USA with obtained from varkus tad pithy sources which we - 'Original unit size' represents the hit& offering family omission kom Vita U SA Incorporated. laiethe to be reliable, bit we donor sparantee thek paper tree axial./ not reflect you cost base. accuray. - DIP ad unlisted REM studies at not listed on a UM Financial Services the Rev 201604 rational securities exchange, and at. goner* SDNY_GM_0002 5319 CONFIDENTIAL EFI'A_00135939 EFTA01277172 U85 Falancial Services Inc. Private Wealth Management UBS 299 Park Avenue 25th Floor Business Services Account New York 14Y 10171.0002 December 2016 *HP70012304.11 1216X12 Y1 0 MAX FOUNDATON PO BOX 308 TEANECK N107666-0308 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACK hIANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resourcetine at On November 30111 on December 30(4) account Your assets 3238.24 3,238.24 Msit our website: Your liabilities 0.00 0.00 lvvew.ubs.comainancialsennces Value of your account 33,238.24 $3238.24 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth ?new. annuakreditreport.com Tracking the value of your account during 2016 Value of your account S at yea. end 2015 4523824 Net deposits and zzu withdravab 42,000.00 Vow nvestment return i.2.38 2 Change in 3,.30 3,238.2 market ...due zoo Value of your account on Dec 313 2016 $3238.24 Dec 2014 0( 2015 tiOr 2016 Dec 2016 SDNY GM 00025320 Member SIPC ANP70003001230441 NP7000126071 00201 1216 03CC00000 Y123661550110000 ►age 1 of 6 CONFIDENTIAL EFTA_00135940 EFTA01277173 SUBS Business Services Account December 2016 Account name: MAX rot -.• Friendly account name:MAX F tr.. Account number: • • • Your li nodal Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 30 (14 your account 3,23824 • Cash and money balances may include A Cash and rrxmey balances 10000% Your current asset allocation available cash balances. kJEIS Bank LISA deposit B Cash alternatives CIC0 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional ace 000% F Commodities a CO 000% G Other 0.00 000% Total assets $3,238.24 100.00% A Value of your account $3,238.24 Eye on the markets Percentage change Index Detember 2016 Year to date S&P 500 1.98% 1196% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65% Interest rates on December 30, 2016 3-month Treasury bills. 0 48% One-month LIBOR: 0.77% AkinC0030012304k2NUOCOI26071 COCO t216000000000 r12366ISSO I I aBteGit 000253tugo 2 of 6 CONFIDENTIAL EFTA 001;5941 EFTA01277174 Business Services Account Account name: MAX FOUNDATION Your /I sandal Advisor: UBS December 2016 Friendly account name:MAX FOUNDATION Account number. SCOTT STACKMANLYLE CASNEL Change in the value of your account UBS Bank USA Business Account APY December 2016 (3) Year to date (I) Interest period Nov 7 - Dec 6 Opening account value $3,238.24 $5,238.24 Opening UBS Bank USA Business balance Nov 7 13,238.24 Withcfrawals and fees, Closing UBS Bank USA Business balance Dec 6 13,238.24 including investments transferred cut 0.00 -2,000.00 Number of days in interest period 30 Closing account value $3,238.24 $3,238.24 Average daily balance $3,238.24 Interest earned $0.00 Cash activity summary Annual percentace yield earned 000% See Account activity th* month for dealt &lances in your 9.veep0olions are ind uded n the 'twin; and closing balances value. FDK insurance applies only to deposits at UEIS Bank uSA, not to deposits at UBS AG. Stint0rd EternCh or bank deports Plated t hroucti the UBS internat0na DeP0S4 Account Kirocram. SIPC Your investment objectives: Pr0teCti0n smiles to money market sweep fund holdings but not Dank deposits. SeeImportant intormaeon abootpui statement OO tire at two pages et INS document for (Ptah. You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you, December 2016 (1) Year to date (I) Financial Adasor or Branch Manage,. You can find a ful description of the alternative Opening balances $3,238.24 $5,238.24 investment objectnes in important information about your statement at the end of this document Subtractx>ns Your return objective: Checks and bill payments 0 00 -2,000 00 Capital appreciation Total subtractions $0.00 -$2,000.00 Your risk profile: Primary Moderate Net cash flow $0.00 -$2,000.00 Investment ehgibikty consideration • None selected Closing balances $3,238.24 $3,238.24 Your account instructions • Your account cost basisdefaultclosing method is FIFO, First In, First Out. SDNY GM 00025322 ANP7C00300I 230443 NV7003126071 0CC01 12'6 00C030000Y12366ISS0 I 10000 Page 3 of 6 CONFIDENTIAL EFTA 00135942 EFTA01277175 $UBS Your notes ,...............,..........,...,,,,,,,,,,,,m •a 6 CONFIDENTIAL EFT,00B3903 EFTA01277176 Account name: MAX FOUNDATION Business Services Account Your PI sandal Advisor: 4UBS December 2016 Friendly account name:MAX FOUNDATION Account number. SCOTT STACKMANLYLE CASRIEL Your assets Some pnces, income and current vdues Sheen) may to approximate. AS a its UR. gains andlopes may not be accurately refkcled. Set Amount info/mown Stour your statement a the end of the docurnem for more informs:ton. Cash Cash and money balances Cash and morany balances may include. avalaolecash balances, UBS Bank USA cbpoot account balances, UBS AG Stanford Branch reposer account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC villein applicable limits, but are not protected by SIPC. UBS AG Stanford Branch deposit sec oum balances ate not insured ty FDIC and re not protected by StiC Money market sweep balances are protected by SSC but are not insured by the FDIC. See the Important information about sour statement at the end of this cbcurent for detaiis about t kn. biances. Goering balance Cloung Pnce per :hare Average DrildenclIntetest Pays in Hddng on Dec I (1) on Chic 30 (1) at Dec 30(1) rate period period Cep shount (S) UBS BANK USA BUS ACCT 323824 3238.24 250.000,00 Your total assets PerCentage Cost ESbrnated UnreUNCI Value on Dec 30 (S) your Xenon' basis (5) annual income (Si gain Or loss (5) Cash Cash and money balances 3,23814 100.00% 3,238.24 Total $3,238.24 100.00% $3,238.24 SDNY GM 00025324 ANP70003001230445NP7003126071 00031 1216 001:030000 1'123661%01100CD Page 5 6 CONFIDENTIAL EFTA_00135944 EFTA01277177 *UBS Your notes ANP76303001230446 NP7OP3i 2607i 0.01 216 00CC00000 Y123661.0 11901,,G,0002532sge 6 ,f b End of statement for account number - CONFIDENTIAL EFTA 00135945 EFTA01277178 Important information about your statement IJ26 Fr racial Services nc. (the Firm or UBS fnerd' her from you no later than 60 days alter the F rm MIS Pthantial Swims INCOWIT protection investment objectives. For etch deafall held, you Strokes). is a merrber of all principal Noway, owerronty sent you the list et itement on Weith the ern:, or The km te a member of 4-e Secutin kwescr norection dome one of the Solbwrg excitement objectives: and options exchange,. UBS Financial Semler, and 1.85 Problem append. Corporation (9PC). which protect leo.rdin accounts of • Produce Curren Income: rmntrotras seeking the Bank USA re i-died subsilones of UPS AG and - Dokeyew name ad axone nwrizer Of any) its members up to 5500.033 (including 1250,000 for generation of kome only. affiliates of UBS Searing LI.C. The Fames Inandal - Cesabe Ile error or tie trawler you asinure dains for cash). The SIPC asset protection limits apply to • Ackeve OPOMPOtenadon: Investments seeking statement is available upon rectos,. lhe Fowl "goal& about, ad oplain as okay atm can why you all accost Met youhold n a par ied& crapaedy. growth of pmcipalrather than the gereraton of pikes are a. believe a is an honor a why you need more The Pew together wen curtain affiliate, ha also income. kdamatiort purchased supplemental protection. The madman • Prodovo Combination of scone and Coital UBSFina-col lances InC• — Provide the dolor anent of the suspected era. amount payage to at dents. cobecluelyu-dw Aporeasen IMOSIMWtt waitg both the generation 1200 Harbor Boulevard this protectionis ISOO million as of Decanter 10, 2015. of nccme ad arowd-of trkPal. Weehawken, NI 07086 The Finn or Card Muer wil twestepte your complaint Subject to the poky cordite:es erd limiuticen, cash a and will coned ry enor promptly, For alleged *mon the firm is further protected fa up to $1.9 million h the Overinflate profiles This saurian represents the only official record of you' noting UBSVO•debil cad transact:at if we take onegate fa all your accounts held h ape-Sauk LBS Fhancial Singes account. Other records, exept • Congenial* Seeks to monism nital pre-cpa with more than 10 bannsdays to doges, we will credk capacity. A full ccpy of tie policy wadng is nil** low ria and volatility to the account owat wen if official tw.dxuneols. contanng confidingdata should pi Noose for the amount you think 6 in error, so that upon request. not be relied Lyon II you believe there 6 en firer or you MI here the use of the money dunng Fe tone it that meths to XSan does rue generate significant omission please report it Omega& n writing to the takes us to cemplete our iwintiption. The SIPC protection ad the sioplermotal protection income or retire ad may OM keep pace With Branch Manager of the office wvirg your accowit. both do not apply to Please make all checks payabb to the Fern or the • Certain financial assets controlled by (and "dad in • Moderate Wiling to accept some irk to poop,' ad Allhoup el Spree shown se Mended to be accurate Inns& instiullan indicated on fee tram of thS tolerate cane Watley to leek Nan- returns. your account value) but held away from WSrine-col statement ditatkuld not be used for tee purposes Rely statement In addition to roger Nook lees, accoteds Services (eg., certain() cash at UBS Bait USA, Ii0 • Aggressive Willing to accept hip risk to principal ad sole& on yeatend tax Orme. (Le , Form 1099.519t ma/ be abject to mai-smarm hes chaps for late cash at IBS AG U 5.1wardnet 6i0 Mime psockes• hip volatility to seek high returns our time. 10425. etc ) when prepamg your fax return. The Pim pawn* for securities purchases and charges la unpaid including volatile amities, and OS Mug of WOW • fmestreentiegibifily Consdration: I selected a required by law to coon to tee IRS all tbable dividends, arrcunts n cash accounts Accounts that we fransferred finds where such shares are registered drealy n the portion of the portfolio for that account may nclude mportgge rootaubk anima and uxdak inerert to other insloacns may be subject to a bander he. name of the account holder on the books and records complex streepes, Owed 'Watley andrater end en fenntiel held n per account net proceed, of the applcable Muer a twofer agent), on say breaclims, wad cog basis on certain covered UBS Sweep Options • Certain nvotmer4 contract, or investment newest. marks. UK offers options ate Mehtfic cash balances, balances (e g.. limited partnerships ad private placements) that Stalemenrhousgeoldfrof to bark deposits at UBS BalcUM. and LBS AG Stamford we rot regatered under he Securties Ad of 1933; We may consoldate art related account statements with Ctevertagagena with Me Firm branch (Bak Sweep fkgareM, mono/mane mutual and the some address in the same envekpe. e g. because • Please reconfirm iry oral communcat•ons in wring bads DAaney Furd0 and the InterrationelDeposal • Commodities contacts (e.g. foreign excharge and they haw mato *Ix also mantain jone anon tofurther protect your rights. indexing your regne, Account (DAPor oultorws with an International pocks metal contra/ea. incluarg fount contracts aid reagionsheas wen other dents at the same address. if viler the Seosiies 'motor Protection Act (SPAT Resort' Management Account. Though the Bat commodity option contracts. you prefer to receive indiadual statements mailed in • If thefinancial Foliation on the top left of the tick Steep Program cash Winces we swept tole:58a* The SIPC protection and the supplemental protection do separate forgoes, you meg deckne hough:berg by of this statenwst isnot LBS Fond Serykes,U3S USA Lp to an established lank ad then to UBS AG not apply so these assets event they othemise appear tang your Financial Advisee Fiandal Santos carries pia =cunt as dewing Stanford Stanch, or a Money Fund. Deposits at Les on yout daemon. The SVC protection ad the tacker by arra-gement nth the tdcated institution Bank USA the FIX Fared in accordance with FCC soplemental protection do not protect against changes Friendly actotait name We informed pm of this ealahMehtS• whenM. mks. For more enfemotion tease wit namvidic got the make, vale of yaw investments (*tether as a The friendly account name is a cuslonizable "Ocknane• opened this accost h the cast your lu-a and Deposes a WS AG StamfordBra-di ad shares of rest* of market movement issuer ba-kruptcy or chosen by you to assist you with your reccedkeeprige goalies ate located a UBS financial Services and rot Moneyruts ace rot imbed by the FDIC. othernse) ha no legal effect en your account You unthaws the Facctacio broker, ard younut make Amoco More information is avertable upon roast. your Friendly account name. though Onent 54Mles of thy tar or omission to bode firms. As described Through the OA. arable to cash balaxes we swept to roams; (btin more idormation about SIPC, including by contacting yo_r inancial Addeo*. the account agreements, youmust notk w of ay depose account al UBS AG New York Ranch and 1185 websee SIPC at 202-371-83® the SIPC Bodin by contacting errorsor baud hvoiihig chedu reflected on your AG Cayman Branch These deposits are not toured by or by „ eteg the SIPC at viwwspcorg Accoeme overview staterrent wahii 30 days atter it via mailed or made tlx PVC. Baines held at the LBS AG Cayman Branch • Veto of jou geountgargolo. Net of assets rd available. ADnatenernt shake deemed complet• are tempera* nosed to the sovereign rick of the Dividend Roiweirtment Program COMP) liabilities and accent, in all other respects if not objected to n Cabmen gads, and there is no garareee or other The price reflected is an avenge price You may obtain • Assets Includes available cash basket valesfor wrakg wthin 60 days dalgthon of UBS AG lo repay the balaxes while on the the actual price bon your Financial Advisor. Or whole restricted securty (est ), and Global Tine DePosies, • Please deed customer complaints or spires to he UK CaymanBranch's bogs. bares se purchased under ORit partial shares wit be unrealized marls to motet, and certan assets not held Fiwe's C lent Relaters Department at 201.352.1699 soli and the cash wit be deposited in your acount the by der Prat Does not include opted securtielassett cr tolltre• at SOP.354-9103, 8:00 A.M. to 6 CO P.M Deposes a LOS Bak L6A and eachUBS AG Stanch are dvidad ierwesemene puce maphed by. the ewer may at the erd of the prior and parent statement period., a ET Monday through Friday. a in veitig to 1.135 rot protected by 51K. Money find shires we protected Oa from the market price at ninth the patina Mares private iWPOMOIN Le-nested stock options ad Financial Services Ix, Client Relations Department, by SIPC. See 'S. Potential Services Accost Protection' ae sold e,ercsable stock options P.O. Box 766 Union Coy, NJ 07007. below. • Liabilion bolas debt bala-ces, outstadrg margo • Fa TTY services Call 044612.09860o ban cuthie Cagebilieu lea code line, short account barites. the US.: C.1201.352.1495 Upan your request, batmen n the Baia Sweep On& whole units may be held in your account. If you we • Crash/rosonray balances. Total of uninvested salable • In case of errors or nankin, abort an electronic Programs or DA may be veddrano arid shares of a entitled to a parlW triii as a result of a bided payment cash balack pis &cog balms at UBS Bane USA, funds transfer (TT), EIS Vsedthit Money hadmay be 'iodated, aid the proceeds or othenvise, the Firm will either sell patal units at UK AG U.S Branches ad ma-ornate, rut al had card bansaregns, cell or wile to UBS returned to you or your SOarditri WWI& market late a accept an amour determined by a sweep balances, at die ctse of the statement /Pilot Fiancial Semite, ex., l Hata list, 6thHoot registered clean; agency, and credit yo.r accost Nonrtormudity tree ore& balances in yos moan ere Weehawken NI 07086, Ann PaAbBSA Stevan Fu tier Fiormalem about WAN. Wrath OPMett, not negated from other balances and the Firn may nclairg cument ireerest rate, and y-elds, s bailable at Investment objectives use ay of these funds in the ordinay <woe of its Cal or wnte as soon asyou can, d you ink your yrmv.ubscorgoeepnelds, from your Fnancial Advise( The xylmert objectives ad ask profile we speck to business. These funds ex payable uxn your demand. statement or receipt 6 wrap or if you need more or by calling 630-762.1000. each account and may vey between your accords. This total 6 tic Wed in the current penod doung vase. hiker's:Mtn ah0J1 a transfer on the gatemen, or Please adree the Finn roma& in writing of try recept. The Firm or Card roar (as apple/Ngmud lay-Mint cheep in par (fungal divatian a SDNY_GM_00025326 CONFIDENTIAL EFTA_00135946 EFTA01277179 Important information about your statement (tenanted) Lending information believe to be nibble, but we ds not gannet their - DPI and Lnktal REIT 'earns arena listed on a Len investirem oust units tow dents, we alder Fcr delalechnlormation cn the Fines lending practices accuracy. nark al washes achange, and re ninety OS alike. receive (OWLS Jeri-9 corronmatien and **sunk refer to was Client Rena-nip - Wegener* use tie clang price whin pale* a Sapid and *vend they can be toed, tw ark* from many of Ike instance companies upbringing Agreement or Accost Agreement and the General the mean of the bid ad ask prices for lined received may be less than the per share estimated the entity anracts. ablates of the insane Terms ad Conditions. UBS Statement of Credit Practices sosities and optics or my bd prices fa OTC vale provided n the accost statement. compares or sponsors of the vet investmem e-usts audible in Antenna andDiscloarea at nudes. we daribute. lupe uteramtereeernitelnnes. - Less actney traded securities may be priced usr9 a • Rearkted entities Restricted seuritin grisly — Our ifiliatec aka receive trachrg corrrnivans rd valuatin model ate most recent prke we we rot windy Pliable kr public sale. UB5Finapial otercompensation frommutual funds ad inura-co Yew' duets cbtined and may not reflect an actual market price Services uses the market price of the unrestricted stock canaries whose products we *Suit Your statement itemises pewits rd other assets heti a vas cd the same issuer as an imputed value foe the — We receive an efface'I ee from Les Bank USA and n the accou-d at the end of the sate re period. You - Cenan 'tonere may appear nth:a/ante ad restricted stodc For au/passof this statement only To LBS AG Stamford Bunch of pow 525 pa =an may M. for d.Way ol fay paid sautes at dry time will thew fa •Fin was rot available' 4 we n the extent that revrined seamen are eliabh ler nice, sweeping to the banks ender the LBS Bari Sweep You may receive waritiet used at loan collateral afar unable to obtain a wake a Parity. the vat. wend may be obstantalY less Menthe Program. paying any balance da an them. err/ securities - Deposits or securities deraninated iscurrercies nand value town transented to the Fin dreg the statement period are aka than U.S. dolls are reflected at the eichange Activity lined at market vale as of the end of the Patents rate a of the statement date. • Ese. lesteneted) Irk current Welds and rate Information regarding common:re and other charges period. - kr certain tannin tradng isnon.conforrr iig An *distal* ol meal kr* is bawd an assert incurred in correction well to newton of tads, • Cart ban. In detternning Ike cost basis of tie denornivtions, pdce and wanly (face vela) may *Wad ad interest rats attuning tie parkin will including option transactions has been included cn snakes inducted in this statement where indicated have been adjusted to facilitatePapa valugeri be held for one year from statement date or Lai confirmations previous)/ furnished to you. and MI be vet the natter 'I,' LES FnancialServkes has relied To cbtan cram quotations, when mane, contact maturity. This estimate is one/ a guidelne, accuracy provided to you pranptly onrecpest. oninformation obtained from sources other thanLES yar financial Adviser. ad continued income are not "manned Fhanual Senses, including information Iran another - based arnal hose and curvet yield for Short ening fine a that you may has provided to you. Financial • Rivets treatments end riveted products. certain Imes of searkies could include a narks of If youare engaged in short selling a securky, you may Adoisor. The firm does rot independently ye* Or Private hvesdnert searities (Padang drect principal or captal gains in which one the est insure charge due to certain tarawi-g costs kr that gannet the tramp a vasty of and Morns ion participation program and real estate investment bins income fa-dourtera yield would be overstated. patio err sense,. provided by sauces other thin I-E6Fhunial Semites. kto.rites) and struckned modem are gunny highy - Estimated anal none and anent yeld and the h defuses although WS Financial Sereices newaly eicuid Cann stra-kred ASS, hew not been anal iron and yield mite be lower a higher open widens updates tin infarnation as il is nand the kr, registered with tie Secwities and &thaw than the at/nenmounts. Regarding OPin or 'gxd-tilLcancellecr ceders tat does not provide any assura-ces tat the hfornaticn Commission or uncler Eily state securities laws. We - An estimated a-ruaked income (diedend meta were not executedbythe statement date, open buy and isder 'COSt bale and "Unrealized galloss' is rfasideeSlinated vales la private investment interest) divided by the current maket se/ stop orders re reduced by amount of drink/Os accurate as d to date of this statement. As such. awns ardsthstured products for Hammknit velegaveage balance is based on the lest dividend orriges on an ex-dada-a a ex.ritin date unless please do rot teat on this Pdanation to make amass awl Achracy snot guaranteed or Merest payment made by th• tour and instnetod Semis* by you. You are remonsble ke Istraine a sale decisions, fa tar arases or - These vales may differ stbstantialy from prat if assures tie secansrdeposks will be held for one orders that .we mauled tie to your failure to cancel otherwise Accounts Oa-alerted to the Fern may any, at which a piste int security a year from Be statement date or until maturity. Rioting open odes. reflect gar/loss rdormation only for the period od structured product may be bought or sold and do Accuracy and continued reld ere not guaranteed tine they re hold at to fink More historical not necessary represent the vela you mar rase Privacy normalin can be aided try yotr Financier Advkor. non liquidation. • Anne net held by UBSFillellaill Services. Certan To obtan a copy of as curtain Client Privacy Soak - Third piny eninaes of wake we a of a certain sets an not hell by the Fim ardna within the please contact you FivincialAthiscr or visit err wetsite • Unrealized gensaasses When data is available, date ad at supplied to UBS Fna-cial Services on a Fern's possession or carol. These assets re at wwwnhireineniannotre. *sinned u-reaieed gaindlones are calculated kr regular ban by an independent valuation hum. (Splayed on yea statement for informational - LEG primal Senices lira a bank. the RMA, Business nOvaial sear/ lots The (inaction data for - issuer, gperWalpalm( or sponsor estimated verist purposes only. Positions and values presented we Services Account RSA and IMA anPaden indivitial Ion may or may not reflect canminkre, it ant are suppled tote Fin bylaw issuer, prowled by the inure fern UPS Franca Stnatel accounts which pack access to barking service charges race secutity reorganization events. general partner or sponsor and may be cakulated not responsible for this idarnation and does not trough wangements with offend banks Dividend and oter reinvestment lots ad mstfmatk based on deferent inform aton Nan Steed by guarantee es accuracy. These assets ye not protected and od-er ted-party banks. and provides access to earnest tots are each combined to diolay ore 'bed pants to denve their Seined values. by 9PC or the fats supplemental SIK caper. reurarce and annuity prodacts issued by waffle/Jed averaged lot TM 'Trade date coLmn poems the - You can obtain addle id Somata. regarding thiparty nuance companies trasfri instance oranul transaction trade data. the meteadolagd used to determine the estimate of • Revenue *wing and national ampereetien. agency saicideries of LES Financed Spices Inc. value ad the date of the HOrrnation that is the - h stlian to arnmesins o sales a-cl 126.1 tees - lwatment inura-ke, rd amity prcdacle • Callable securities. Bonds and preferred stock that tons kr the estimate by contacted your Famnoal rased Pi comedian wth the *Swan of mutual - Not FDIC inured• lb bank guarantee May hose rate the issun cals for sly redemption veil be selected Adept sad to our dents VI* ardor our affiliate receve - WA. eesarce Management Account, Banns Spatially by lee from antra all sec/lies of that - Third party eslinaled dams may be reflected at revers/e shario mamas from &tauten anchor Selman Account BSA. IRMA and nterutional Resource hen held now name or in nomewe nine fa oar 'Not priced' in several Muslims, when an advisors of the maul hat that we sell It... Management Accent are registered service maks of dents Call bare hformatiri is obtainedfromthird rdeperdent valuation fan has not stoned a armoire are based on no different conprentv LI3SFinardial Services hc. parties and is accuracy e not gsanteed. Other call unable to assign a vale, when we become awe the more of sales by LES of a particular nodal - VISA is a registered tadernakomed by Visa teases mayeast which an] allect geld complete that a material event has owned that may call a hard family to our <lents; and GO the asset vela of a Manson Serra Association adused Lake Hama on will be provided upon request pritvisusly reamed vale tact guation. a Wen a particular mutual lent Irma/sternheld at the kens* TS UBS Vita credit cads ard Us• UBS Vea value would be highly speculative due to the nature inn den oar.* are issued by UBB Bar* USA with • Crake= efdePedre CCDe). COs are FDIC reared of the warty. - We ardour afterase also receive retw orkigad perrnisan from Visa U.S.A. Ircorporated. AA otter is to 5250,000 n principal and accrued interest per - When sits an issue, general partner a sponsor amebas processhg fees in consi*rattrifor transler tradernaks, registered traisenuas, nuke maks and deposia and pm depository institution, h accordance estimated value nor a thedstrty ettirnrded vela is agent services tat we provide to the mutual funds. tegatertelsenece rinks ale of tier respective with MK nit. ;raided, the value of the scarily will be diffenrd Those feet gereraly so paid from investor ants h mrganes from its arches, price. the mutual fund and are a feed dollar arrant based • Price/value Pas displayed for scones and other - 'Distributionsto date' may include rain of on the renter°, scants at the broker-dealer eroacts may be higher or lower than he price that capital, nose Urban. toldngmeal Itrds of that fadrandy. you would actual)/receive in he nuke'. Prices ire - 'original unit size • rePretentS the raid Wring - h addition to commeskne received in connection obtained from vain lhid party sources whkh we price per tend andmy not idled war cost base. within rat a cfetributiln of annuity ccedracts and LA35 Financial Services Inc. Rev. 701612 SDNYGM_00025327 CONFIDENTIAL EFTA_00135947 EFTA01277180 U85 FManCol Services cc. tfltUBS Private Wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0002 January 2017 ANP70036758430I17 VI 0 MAX FOUNDATION PO BOX 308 TEANECK N107666-0308 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your linancial Advisor. SCOTT STACKIAANILYLE CASRIEL r>^^, e Questions about your statement? Call f0Jr Adv,i0r Of Il.t? Value of your account Resourceline at on December 30 (1) on January 31 (9) account Your assets 3,238.24 3,238.24 Malt our webdte: Your liabilities 0.00 0.00 www.ubstomffinancialservices Value of your account 13,238.24 13238.24 Items for your attention , Help protect ycJn..."If horn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepoet.com. Tracking the value of your account derive 2017 Value of your account at year end 2016 1323824 Your mestmmt return 7,2382 Change in market vague 50.00 5,238.2 Volme of your accetat 3,2382 32382 Golan 31,2017 $1238.7.4 Dec 2014 DtC 2015 Dec 2016 /an 2017 SDNY GM 00025328 Member SIPC ANP700020C0679043 NP2000088990 00001 0117 000330000 Y123661150000000 Pegs 1 of 6 CONFIDENTIAL EFTA_00135948 EFTA01277181 Account name: 4: &TEC% UBS Business Services Account January 2017 MA' Friendly account name:MAX FOte/DATION Account number: Your Il sandal Advisor- SCOTT STACK MAte LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 3i a) your account • Cash and money balances may include A Cash and money balances 3,23&24 100.00% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Sumford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.00 000% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $3,238.24 100.00% A Value of your account $3,238.24 Eye on the markets Percentage change Index January 2017 Year to date S&P 500 1.90% 1.90% Russell 3000 1.88% 1.88% MSC I - Europe, Australia & Far East 2.91% 2.91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20% Interest rates on January 31, 2017 3-month Treasury bills: 0.51% One-month LIBOR: 0.78% srP20002000629844 NP700006998000001 Oil? 000030000 Vi 23661 550 C0MYGM00025AP 2 of 6 CONFIDENTIAL EFTA_00135949 EFTA01277182 Account name: MAX FOUNDATION SUBS Business Services Account Your Pi nandal Advisor: Friendly account name: MAX FOUNDATION SCOTT STACK MANNYLE CASRIEL lAtkiry 2017 Account number. Change in the value of your account January 2017 (1) Year to date (I) Opening account value $3,238.24 $3,238.24 Closing account value $3,238.24 $3,238.24 UBS Bank USA Business Account APY Interest period Dec 7 - Jan 8 Opening UBS Bank USA Business balance Dec 7 13,238.24 Closing UBS Bank USA Business balance Jan 8 13,238.24 Number of days in interest period 33 Average daily balance 13,238.24 Interest earned 10.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Fioncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Pnmary - Moderate Investment eligibility cuuderation - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025330 AMP7C002000679845 NV7003068980 00031 0117 000030000 Y173661550000000 ►age 3 of 6 CONFIDENTIAL EFTA_00135950 EFTA01277183 *UBS Yournotes .....................,,....,23.sso,,,,, ,,,, ,,,o,,...a a 6 CONFIDENTIAL EFT,00135951 EFTA01277184 Account name: MAX FOUNDATION Business Services Account Your Fi vandal Advisor: *UBS January 2.17 Friendly account name:MAX FOUNDATION Account number. SCOTT STACK14414LVLE CASRIEL Your assets Some proes, income and current va ueS Onn May teapproxiMble. AS a itiult, galas dnd tOsses maj nol be &curdlely refkcled, see knporunrinsomefron about your statement a the end of the document for more infornanon. Cash Cash and money balances Cash and money balances may include ayalade cash balances, UBS Bant USA del:O9t account balances, UBS AG SlaTIOrd Branch &pout account balances and money motet mutual fund sweep balances. UBS Bank USA deposit account balanes are insured by the WC valhn aqiiceole limits, bul are not protected by 9PC UBS AG Stanford Branchdeposit account balances an not insured ty FDIC and se not protected by Silt Money market sweep balances are protected by 9PC but ae not insured by tee FDIC. See the important information about poor statement at the end of this document for details about those balances. Openng Wen« Clonng biaxe het per there Average [Stridence Interest ban n Hddng on Jan 1 (S) on ran 31 (S) on Jan 21 (S) rah, period period Cap amount (I) UBS BANK USA BUS ACCT 3,23824 3238.24 250.00000 Your total assets Percentaaraf COST Earnated UmeatZed value on Ian 31 (5) yder aCCOunt basis (S) annual income (5) gain or losS (5) Cash Cash cad money bakillan 3,23814 100.00% 3,238.24 Total $3,238.24 100.00% $3,238.24 SDNY GM 00025332 ANP703020C0679847 NP7000068990 COCCI 0117 00C030000Y12366i 550000300 Pegs S of 6 CONFIDENTIAL EFTA_Of1135952 EFTA01277185 *UBS Yournotes .....................,,....rmaa,....., ,,,,, . 0.,... aa6 End elstatement ...wow, nurribm CONFIDENTIAL EFT,00133953 EFTA01277186 Important information about your statement U3S Fiuncial Services Pc. (the Fern a UBS Finarcial her IroMyOu no later than 60 days after the fens Let financial Sweetie 'canoe protection invesuneM objectives. For each ACCCVM hell you Sanibel). is a merrier of all principal washy, ccmrroday on you the list et atallent on which the ems or The Tim is a member of the Stu Aim Mesta notection chow one of the kolbwrg investment objectives: and options exchanges. UBS Financial Seniors and LES Problem eawand. Corporation (9K). which protect wanes scow-to( • FIoduce CommIncome: emartivitros seeking the Bank USA we i-died subsidiaries of UPS AG and - Provdeyow name and accant ritariStr OF any/ its menters is to 5500.023 (including 5250,000 ice general:in of :tome any. affihaes of (BS Smitten La. The Fists I refloat - Cosabe to error or tie trawler you aninure dains for cash). The 51K asset protection limit apply to • Achiew CWWWAPPrecranon: Investments seeking staternert is available upon rectest. The Funs exeunire about, adpawn as dearly as you can why you al wawa that youhold iv a besieges apnea. growth of pmcipalrather that the gereraton of afros an at: believe d is anmu a why ryas need more The Finn, together wen retain aria:an ha alto income. Samaeon purchased suppkwental protection. The marinum • Prodism Combination of exam, and Capita( LOS Fina-cel lances - hoed. the doles anent of to suspected era. mount paid* to al ekgble orients, col/dwell ender Aporniakin Investments sedikg both the generation 1200 Harbor Boulevard this protection is 1500 trillion as Cl Decanter 10, 2016. of room. ad (rowlhof Weehawken, NI 07086 The Finn or Card Issuer wil itestgate your complain 9bect to the poky sections ad IMtuttons, cads at and will correct any error pemptly. For alleged errors the firm is further protected for up to Slit million n the. Overallrisk profiles This Statement represents the °thy official record of you. inoNnq UBS debit ca-dtransactians if we take Were for ellen accounts held in ape-M.4er IBS Financial Services account. Other records, tweet • Conn...awe Seeks to monism in prixest with mote than 10 be inns days to dotes, we MO credn cwacity. Atoll apy of tine poky wading is mail** low de ard wIstilay to the aware owat even if official ta<dxunents. contanng conflicting daa should you moan for the amount you think 6 in error, so that won request. not be relied Lan II you beam* there is an error a you wit have the use of the money dunng the tine n that meths the accoue does not generate significant omission. plea.. report it immediately n writing to the takes us to complete our investigation. The SIPC protection ird the applermntal protection income a retire at may Oa keep pace with Branch Manager of the office wvrg )our accocnt. both do not apply to. Please mike all checks payable to the Finn or the • Certain financial assets controlled by (and inclad • Moderate VANN to accept some nth to pinopal ad Alltaip a 'ivies Moon re Mended to be amine, laws& instthnion notated on the eon of the tolerate cane vetaltity to leek hi2her Mum,. your account value) but held away from LOSFine-owl statement ditatkukt not be wed for to ovum's Rely itesman In addition to nrgirar account lees, 0110111K SOW (* 9., certain 6) cash at LOBS Bali USA, lig • Agin:sire :Willed to accept hit, risk to prindpal a-d coley on yethend tax krms, Ge , Form 1099.519t may be abject to mai-donate tees. chews for bte cash at (BS AG U S.brard-in Gi0 roan* prockacts. hit volatility to seek high materna Mer time. 10425. etc ) whenDrepathg your lax return. The Finn permit is securities purchases and charges /or unpaid including variable enmities, and 0e) Warm of Mutual • alinement iasobitity Consderation: g selected a required by law to repcn to tie IRS enterable dividends, amounts n cash ace:Ants Accounts that we tansferred funds where such shires are registered dredly n the portion of the portfolio for that account may &lode mportabb rantaiabb clatiihna and Ludt rderea to other instneons may be subject to a Vander tee. name of the account holder an the books a-C records complex strategies, linked liquidty andrater caned en fatuities held n your account net proceeds of the applicable Muer a Order agent), volatiky. on see tranactions, adon basis on certain covered UBS Sweep Options • Certain nvestmerd contract, or investment Wrest secants. 1.85 offers options Ice sweepig cash balances, balances (e g.. limited partnerships ad private placements) that StatemenrhousehoWne to bat deposits at UBS Bat USA and LBS AG Stamford we rot regetered under the Securities Act of 1933; We may consolidate al related account statements with Caverwriketkma with ter Firm branch (BweSweep ProganW, mew/ muluf mutual and the wine address in the same envekpe. e g. because • Please reconfirm any owl cormuncations in wring bonds Money Firdc.)and the InterutionalDeposil • Commodities contacts kg- foreign excharge and they haw tonnes whew also maintain jon1 account to further protect your rites. indudrg your richt Accowit MAXor customers with an International precious metal contran0. includrg fumes contract reinionshis vett other dents at the same address. if under the Seo_elies Imestor Protection Act (SPAT ninon Mana;emer4 Account. Through the Bat ad commodity option contracts. you prefer to receive indiedual statemwds mailed it • If thefinancial intitution cn the top left of to front Sweep fragrant cash balances we swept to LBSBs* The SIK protector and Ite suppkmental protect:n(10 separate antelopes, you may &dee householdfg by of this stamen snot LBS Fnutria Services, LBS USA up to anestablished lank ad then to UBS AG not apply to these assets mend theyWe...he appear ceding your Financial Advisor Financial Semites carries you basun as during Stanford Bach or a Money Fund. Deposits at LBS on tar statements. The WC protection and the tinker by arra-gement with the ideated institution Bank USA we FIX intend in accordance whh FCC Applemental protection do not protect against changes Friendly accetait name We in you of this relatcnshio what you nibs. For more infovulation preen wit wmvklic got iv the maker vale of you.investments (*tether as a The Friendly account none is a cuslandable nvidcriene' opened this accost h the cast your tu-a and Depose A WS AG StamfordBranch ad shares of result of market movement. issuer balcruPtcycr chosen by you to assist you withyour recadkeeprg washes tre boated at UBS financial Services and rot MoneyFlu& are rot nosed by the FDIC. Minimise) has ro legal effect al your account Yee can Thing. the intolaceg broker, rd youneat make a repcm More informstion is avalabb wan rewash your Friendly account names. though Online Sersithl of at error or omission to be& firm. As described Through tie OA, araildole torah, balaces we swept to You may obtain more hformation &ow SIK, inckiding by contacting ear F hancial Athisor. the account agreements, youmust no* w of at depose darns al UBS AG Newark Branch and LES the SIPC Dutra by contacting SIPC at 202-37143C0 errors or teed &obey chedcs reflected an your AG Cayman Branch These deposits are not routed by or by esilig the SIK wage at www.sycorg Among overview staterrere Winn 30 days alter It was mailed or made the Ft< . Baines held at ter LEIS AG Carson Wench • Vail* of you accountreanYola Net of assets and available. All staternints shall be deemed complete are tempo-ray .,posed to the coverer rick of the Dividend Reitymement Program WNW) and accurate in all other respects if not objected so in Calmat Max*, and there ism generate or other The price reflected is an average pia You my obtain • Assets Includes available cads balances. vales for venti-g wthin 60 days clagation of UBS AG to repay to bins '4 ' 4 °nthe the dual pie ton you Fnancial Myles.Orly whole restricted secure, (est ), and GlobalTine Deposits, • Please died ostomer complaints or rattiest° tee LBS CaymanBranch's books. shares are purchased under ORit partial shares will be unrealized marls to awful, andcaftan assets not held Firers C lent Reborn Oepatnent at 201.352.1699 soli and the cash wit be deposded in your mcount The by the Fen. Does not include worked meatiest/nuts cr tolls* at SOP.3M-9I03, 8:03 A.M. to 6a/ P.M Deposes at LOS Bark L6A and eachUBS AG Branch are &tidied iernestmene once swelled by the mow may at the end of the prior and ammt easement period., or ET Monday through Friday, or in vary -g to LOS rot protected by 51K. Money Fond shares we protected 6Rafromthe market woe at *Fiche the partial shares private iniesawnts invested stock options and Financial Services ht., Client Relations Depatnent, by SIPC. See 'S. Elm's& Services &cant Protection' we sold mercesable stock options P.O. Box 766 Union Coy, N 07037. below • Ciabikes hacks debit Waxes, oAsta-di-g margn • For TTY serwes Call 044-612.0986 o. from *Ade Castaylime lea credit line, shod account balances. the US.: Ca1201.352.1495 Upon your reqUeit, balances n Ute Sara Sweep Coy whole units may be held it year moan. if you we • Cailaosoney balances. Total of uninvited amiable • In caw of errors or cunt ens abnA an electronic Programs or DA may be withdrawn and shares of a entitied to a pthill unit as a result of a &Mord paymra cash balances, pis depose balances at UM Bank USA, funds transfer (EFT), BS Visedthit Maley hadmay be ligaidated, and the proceeds or ohenuise, the Firm will ether sell partial units at UBS AG U.S Bathes ad moneymaker mutual fu-d card Transactions, ot wile to UBS returned to you or you wardens =aft market pie or accept an amok& determined by a sweep balances, at to daze of to statement period. Financial Semites M., I Herta let, 6th floor, regetered cleating agency, and credit you accord. Non-commodity free cede balances in yaw accord me Weehawken NI 07086, Ann PadArt364 Stevan Futter kiormation about available sweep °peons, not smyegated from other balances and the Fim may nclairg current interest rates and yield, s mailable al Investment objectives use any of these fyds in the ordnay cone of its Cal or mite as soon my& can, d you chit you vemv.ubscardweeppelds, from your Fnancial Advise The neilment objectives ad risk profile we speck to buskins These funds we payday upon your demand. statement a receipt s *rag or if you need more a by calling e30462.1000. each account and may soybetween you mains. This total is ncUded in the arrent period closing vale. ilormatin atoat a turskr on the statement of hese advice the Firm plalpfk• in wasting 01 try COMO. 1110 Firm or Card esker (as apple/bk.)must tiwakent change in you' financial siteten a SDNY_G At.0002 5334 CONFIDENTIAL EFTA_00135954 EFTA01277187 Important information about your statement (COMMIS) bending information believe to be relent., but we do not marancee their - DPP and bnkrted REIT seariws are not listed on a tat investment oust units to out dents, we radar Fa drialedintimation cri the Finis lending rakes accuracy. national washes exchange, and are "natal& OS itikate wave COWLS shariv complication and *clown. refer to rut Client Relato-aire - We general/ use tie closeg once when rola* cr illiquid and even if toy can be soli the price from may of the narance companies irchrmiting Agreement or Accost Agreement ad the General the mean of the bid ad ask prices for lined received may te less than the pee tare estimated the anger:innate,. Abaci of the Nuance Terms and Conditions. ISIS Statement of Credit Practices Toadies aid caters or or bad prices nor OTC vale provided n the accost statement. companies or sponsors of the at investmem hats available in Ageeemeno andDisclosurn Toadies. we daribute. jury uhscamtarretintefirrimnras. - Less actin* traded securities may be priced sung a • Reetikted solties Restricted acuities gentealfr — Our Milian Ara receive trading commissions ad valuation model ate mon recent price we ate rot (unwire, eighle for public sale. CBS F11111631 oter compensation frommutual funds ad Muncie Yew deests cbtined and may not reflect al actual market price Services uses the market price of the unrestricted nods compares whose products we dstriaile. Your staemem itemqes wcurites ad other assets held a vatic al te same issuer in an Mooted valuefix the — We receive an astrallee from Les Sank USA ad tithe award at the end of tie staternere period. You - Cenan tuatara may appear whom a price ad restricted stock ifor purposesof Misstatement only. To LBS AG Stanford Bunchof To to 125 pee accost may at for dreary of tut? pad Tariffs any time. will tow es •rice was not avalabla• if we an the extant tut rosakeed Tales are eligbb ler sale, sweeping to the bmks Leder the LBS Bari Sweep You mat receive securities wed as loan collateral afar v./lab'e to obtin a victim a tensity. the vale mutated may be sabstantialfr Ins Oland.* Program. paying any balance S. cri them. Any securities - Deposits or securities denominated ereurrercies trailed value town transiened to the Fin dreg the statement period are other than U.S. dollars are reflected a the Tatunge Activity lined at market vale a of the end of the stamen rate as of the statement date. • be. (urinated/ Warm. 0111.111yields and retire Information repaving commescre and otter charges period. - kr certain waritin twang innomconformeg kitten/I< of antral insane is bawd on cunent incurred in correction with the newtonof Fade, • raw bale. In caternning the cost basis of tie denombutions price ad quality (face vale) may dadderd ad interest rates, 'tuning tie secure:es will including option transactions has been included cn Tariffs included in this statement where indicated have been adjusted to facilitateprow valuaion. be held for one year from staement date or Leda confirmations previousfr furnished to you, ad will be vet the nutter 'I,' L66 Fhancial Servkes has relied To cbtan went quotations, when nitb, contact matuvity. This retinae is one/ a gudelne, accuracy provided to you prorealy onregent. oninformation cbtained from sources other than LABS you financial Adviser. axl continued income are not guaranteed Fhanual Services, including nformstion Iran another - Eltirrated ernal Mane and curiae yield fa Short King fine a that you may haw ;caviled to you., Fina-cial • Private inwevnents and .tsuend products. certain yes of searitin could include a retun of If sou are engaged in short selling a security, you may Adoisor. The firm does rot independently veal tr Mate riven:nen sallies (robing drect principal or capital gals in %With ewe the en. incur a charge due to certain taroweg costs kr that garnet the a way or %Say d any ireormation participatim program id real estate investment bun income (ad cumin yield would be overstated. palioalar 'eases. provided by souses other thin I-E6Fhunial Semites. wastes) and struckhed product are ratably highfr - Estimated area ewe* and crane* yield and the h addrten ablaut'. WS Sinned See/ices rawly /Wad Certain strixtwed;masts be not been anal icon, and yield Illicfrd be IONS a higher Olean oedema updates tic alternate:nes il is received, the Ann registered with to Securities and Excha-w than the Ttinatedaraunts. Regarding Men or '9:cdtilkancellee ceders tat does not provide arty assura-ces tat tie hionnaicn Conmissitn or uncle any state securities laws. We - An estimate of a-rualqed income (dividend stet,' wire not executed by the statement date, open buy and under 'Cost bases' and "Unrealized gent loss' is provide emanated vales ler private investment interest) divided by the curent mate set stop crobrs ate retired beret* amount of dividends accurate as al the date of this statement. As such. mutes ardsbuctured products for edamatcrul valuetaveage balance is based on the last chard orritits on an ineduiderck a fealties date unless please do rot reaa on this edanution lo make Ivispows crib. Actuary Ina guaranteed or :wrest raiment made by the issuer and instnated °tends* by you. You are rowonsbk for Istecluse or sale decisions la tae PaPoses or - These values may differ sLbstantialty from vets, if assures tie searbasrdeposis will be held foe one orders that ate moiled die to your failure to cartel otherwise Accounts transferred to the Fine may any, at which a prevale int security cr year torn the statement date or until manly. Pasting Wen Sees. reflect gar/loss recematim only for the period cil structured product may be boughl or sold and do Accuracy ad contelued yield at not cuaraThect tine they ere held at to Pim More hettorical not necesurifr represert the vela you may receive Privacy Hama tri can be aided ba tar Fine-cid Advisor. won liquidatcn. • Assets net held by TBS Financial Services. Ogden To obtain a copy of as current Client Privacy hake. - Third party eninaes of vela we a of a cenain assets are not hell by the Fern adnoe withh the please contact yon FivencialAdlisor or visit out nettle • Unrealized gains/basses When data is date ad are supplied to UBS Fnacia Servkes on a fern's possession or ccntol. These assets are yanw net remInnier weir v. estmated uteaked sundresses are calculated kr regular bash by an independent volution Inn. climleyed on you statement for informational — LEG F nancial Semites area a bank. The RMA, Business ninnies! sear ty lots the (inaction data for - Issuer, gonnapaint. or sponsor estimated tales, purposes only. Positions and values presented are Services Account BSA and BMA are brokerage edvileal Ion may or may nee reflect canmistiont, it ay, are applied to the Fim by the issuer, provided by the iskirg lam UBSFruncial Stnntel accounts which panda access to ba-king cervices ad charges enact security reorganizatiw events. general partner or sponsor and may be tabulated not responsible for this ilormaion and does not Pradacts trough arangements with affthated banks Dividend and oterreinvreitment lots id vestematk based on deferent information tan thawed by guarantee is accuracy. These assets are not protected and od-er tad-party banks. affd provides access to puchne bb are each combined to diaday ore 'bed parties loamve their stemmed values. ly 51k or tie Feints supplementaISIPC comsat. Mura t. and amuity procticts issued by Loaffbailed swagedlot The 'Trade date colsnn presents the - You can obtain acklificnal iicematim regarding thidparty angora companies frost, inasain agiul Vansaction trade date. the methodology used to determine the estimate of • Revenue Marino and additional ccenparnation. agercyabsidories of LBS Financial Sentes Inc value and the date of the a-formationthat is the - h at:Mont° cornmisews cn salts a-d 126.1 ties - hvestment, iburarce. ad smutty prctirtv • Callable seturities Bonds and preferred stock that base; for the estimate by contacteg your Feenoal receeed ncomectew with the distriaacn of mutual — Not PDC rsured• lb bane. guarantee May hose vale the issues cats for wit redemption veil be selected Advent. bra to our dents Y.* ado( our affiliate receive — WA. Resouce Management Account, basun, Moorhen, by lot Iran antrg all smarties of tat - Third party ennuted vans my be reflected as raven* sharig wawa tan data uces man Service; Account BSA, IRMA and nterutional Renown. ewe held n our name ce n nornew name foe otr treat priced' in several Tuatara when an advisors of the mitual find that we sell Brew Management Raoul .7 registered service mats of dents Call tease nformation is obtained from third edeperdent valuation tint has not supieda 6 words are based on two different comporentv LI3SFerancial Senates to. patties and its accuracy snot gasanteed. Other call cable to assign a vas, when we become ware the wort of sales by LBS of a particular nodal - VISA is a registered tadernals mined by Visa teases may enst which owl] affect yield complete that a material event ha *coated that may call a led family tool" dents; and CO to asset ale of a hternalonal Suite Association adused under manna on will be monied upon request prereously repaid vale nap question, ce Wien a particular mutual led lanai's tures had a to 1O11114. The UBS visa credit cards ad the Its sea value would be highly speculative due to henature fern debit cards are issued by 1185 Bare USA with • Gittikatas filfdaPesje (iDa). (Os are FDIC nstred of the scum*. - We ardour affiliate also Keene mew:eke-pa-4 remission from Visa U.S.A. Ircorporated. AA other is to 5250,000 n principal and accrued interest per - When niter an issue, general pause or sponsor onnbus processing fees in consi*rattrifor transfer tradernaks, registered tracbmarks, sake maks and deposes std w deposrtory institution haCCOatanIe estimated valise nor a thedpeny estimated vale is agent services tat we provide so tie mutual funds. regetered *nice maks are of ter respective with MK n.M. provided, the vale of dm nosily will be different Those fen generay are paid from investor assets h cremates Iran ifs reschase Price. to mutual fund and are a tired dollar anoint based • Prim/value Prom displayed for securities and ate? - 'Distributions to date' may include rain of on the renter of attoures at the broker-dealer products may be higher or lower than the Price that capital, arcane or both. boldng stud lu-ds of that fird randy. you would attualy receive in he market. frkes ere - 'original unit size • represents to ndol offering - h St:onto commissions received in connection obtained from wines hid party sources *hit we rice per and and may not reflect your cost base. with the sale et detrantian of annuity cancans ad IRS Fnanceet Services Inc. Rev 201701 SDNY_GM_00025335 CONFIDENTIAL EFFA_00135955 EFTA01277188 U85 Financial Services Inc. Private Wealth Management (SUBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 February 2017 ANP70006295670217 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK NJ07666-0308 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your N nancial Advisor. SCOTT STACK MANILYLE CASR1EL Phone Questions about your steamer? Call your Financial Advisor or the Value of your account Resourceline at on January 31 (S) Ca February 28 (I) account Your assets 3238.24 1,488.24 Msit our website: Your habiltlieS 0.00 0.00 lwiw.ubs.comifinanciatennces Value of your account 33,238.24 $1,488.24 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth viww.annuakreditieport.com. Tracking the value of your account during 2017 Value of your account $ at year end 2016 4323824 Net deposits and __a_ withclraNab -31,750.00 Your MeStnent return Change In 3.2351 3,1392 market Mu. 40.00 Value of your account 1,4892 on Feb NA 2017 SWB.24 Dec 2014 Dec 2015 DK 2016 18n 2017 Feb 2017 SDNY GM 00025336 Member SIPC ANP70002000679567 NP7000059748 C0001 0217 000O3C000 Y123661S50 00000) Page 1 of 6 CONFIDENTIAL EFTA_00135956 EFTA01277189 SUBS Business Services Account February 2017 Account name: MAX FOUNDATION Friendly account name:MAX F Account number. ATION Your n spacial Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (S) your account . Cash and money balances may include A Cash and money balances 1,488.24 100 00% Your current asset allocation available cash balances. VEI5 Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yoor statement on the Last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,488.24 100.00% A Value of your account $1,488.24 Eye on the markets Percentage change Index February 2017 Year to date S&P 500 3.97% 5.94% Russell 3000 3.72% 5.67% MSC I - Europe, Australia & Far East 1.45% 4.39% Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87% Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% ANMP)200362955$ NMX0059748 COCOI 0217 00C03C000 YI 23661950 COapteGM000253/31ge 2 of 6 CONFIDENTIAL EFTA_00135957 EFTA01277190 Account name: MAX FOUNDATION Your lined,/ Advisor: *UBS Business Services Account Friendly account name:MAX FOUNDATION SCOTT STACKMANf LYLE CASRIEL L..ii , 7 Account number. Change in the value of your account UBS Bank USA Business Account APY February 2017 (11 Year to date IS) Interest period!an 9 - Feb 6 Opening account value $3,238.24 $3,238.24 Opening UBS Bank USA Business balance Jan 9 $3,238.24 Withcfrawals and fees, Closing UBS Bank USA Business balance Feb 6 $3,238.24 including investments transferred -1,750 00 Number of days in nterest period 29 cut -1,750.00 Closing account value $1,488.24 $1,488.24 Average daily balance $3,238.24 Interest earned $0.00 Cash activity summary Annual oercentaae yield earned 000% Ste account activity thi; morahfor cloak Stances in your Sweep Options are indudedin the coring and closing balances value. FDIC insurance applies only to deposes at uss Bank USA, Iron to deposits at UBS AG. %view Karen or bank deposits paced toroogs the UBS InternatOnd DePOYt ACCOunt rogam. SIPC Your investment objectives: ProteCtiOn smiles to money market sweep fund hCdclIn0S but not bank ckpOsilS. Seermportartt lciaarinatton abOot your statement CA the laSt two pages tr INS document for deters. You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your February 2017 a) Year to date (I) Financial Advisor or Branch Manager. You can find a ful description of the alternative Opening balances $3,238.24 $3,238.24 investment objectives in important information about your statement at the end of this document Subtractions Your retum objective: Other funds debited -t,75000 -1,750.00 Capital appreciation Total subtractions -$1,750.00 -$1,750.00 Your risk profile: Primary - Moderate Net cash flow -$1,750.00 -$1,750.00 Investment elvg betty consideration • None selected Closing balances $1,488.24 $1,488.24 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025338 AmP700020C0f29569NP7003059748 COCCI 02I 7 000000000 717366ISS0000000 Pap 3 of 6 CONFIDENTIAL EFTA_00135958 EFTA01277191 *UBS Yournotes ravoonocansmmoommoommGcaomoomyms.ssoGG..GG.......•as CONFIDENTIAL EFT,00133959 EFTA01277192 Account noose: MAX FOUNDATION Business Services Account Your II nandal Advisor: *UBS February :CI' 7 Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MAIILYLE CASRIEL Your assets Some prKeS, income and current vaues ShOem may be Epp!OxiMene. AS a telt& gains aidlosses may mil be accurately reflected. Set Aperient intomnoton about your statement a the end010'es dxurneM fOr more infornmon. Cash Cash and money balances Cash and money balances may iodide avaltilecash balances, UBS Bank USA deposit account balances, UBS AG Staniord Branch deposit account balances and money market mutual fund sweep balances. UBS Banc USA deposit account balances are insured by the f DC %Men acalatee limits, but are not protected by SIPC. UBS AG Stanford Branch deposit account balances an not insured by FDIC ared are not protected by SJPC Money market sweep balances are protected by SPC but are not insured by the FDIC. See the important information about 3our statement at the end or this doctoront for details *out those tSances. Opmng Warne Closing biome ence per din Average DnidenclInterest Days in Nddng on Feb I (S) on Feb 29 (1) on Feb 28(1) rate period period Cep annual (S) Cash 0.00 -1,750.00 WS BANK USA BUS ACCT 3,238 24 3238.24 250.000 00 Total 6323824 51,48824 Your total assets secernage of Cost BIMated unieffizea vaue on Feb 28 (S) your &Mont basis (1) annual imbue (S) gain or loss (1) Cash Cash and money balances 1,48824 100.00% 1,48824 Total $1,488.24 100.00% $1,488.24 Account activity this month For rnore informaion about the privet value shown for restricted securities, see Important information about YOur Quantity/ Cant Cash and Date ActiOty Description expense code Face value PrIcOValue (1) amount (S) money balance (I) Jan 31 Cash and money balance $323824 Feb 28 Withdrawal FEDERAL FUNDS TO Marks Pa neth UP AT -1,750.00 1.488.24 SIGNATURE DANK 2$ Oosing cash and money balance $148824 SONY GM 00025340 ANF7C0020C0629S71 Nen203059748 COCCI 0217 DOCC00000 Y12366I SS0000000 Pegs S of 6 CONFIDENTIAL EFTA_00135960 EFTA01277193 *UBS Your notes ...,.....ss ,"....ao”,.... az,,............G. G. .02_,...9. 6 o1 6 End of statement for account numb. CONFIDENTIAL EFT,00135961 EFTA01277194 Important information about your statement Financial Services nc. (the Firm of UBS f nada! her Iromyou no later than 60 daps after the F rm Corporation (Sec), which protects SeOShies customer, • Amuse CanalAppfeciabon. Investments seeking Strery0, is a merrier of all principal warily, ccmrrodey um you the list statement on which the ems or of its mention kp to SSC0,000 ft-cLdi-g 5250,000 for growth d pmapalrather than the generation of and &tin exchanges. UBS Financial Seniors and CBS Frcblem asoened. claim for cas). %entry brother available upon income. Bank USA re i-diect subsilenes of UPS AG and - Proved. your name ad swan matter (if ay) WWI or at www sec. erg The SVC asset protector • Produce CombrutiOn ofMCO•te and Capital *fibs% of U3S Skulks LLC. The Fim's I hanoal — Cesabe the error or the transfer ycu ere inure Imes apply to all smut tut you hold nap/lieu& Appreciates Investments seeking both the generation statement h available upon regkest. The Fitm's mos% about, rod egoism as dearly as ycu cat why you capacity of name ad growthof pixjaft. chin ere at: believe if is nem or Mg Iwo need more The Fen, togedner welt certain affiliates, has alto inkrmation purchased supplemental innaxe The maanum Overall risk profiles UBSFinricel Seven It. - Wadethe doles arrant of to suspected era. amount peed* to al eigiDie clients, coleckeely knee • Monsoon., Seeks to martian Mut pre pal, with 1200 Harbor Boulevard this preectionis 1500 Milan a of December 10, 2016. Weehawken, RI 07086 low rok ad volatility to the accord owrat even 4 The Firm a Card Issuer wa imestyste sue ample& Skint to the poky crow& ad Imitations, cash at that men the accost does not generate significa-e and MI coned ry error promptly. For alleged errors the Film isfurther protected for up toll 9 million n the income a roans and may not keep pace with This gatemen represents the ong official record of you involving UBS Vice debit cad transact:so if we take aflegate kr aline accounts held in a °askew infirm:2n. CBS Financial Senates account. Other records, e,cept more than 10 Ds ress days to dated, we will credk apiary. A furl copy of tie poky wording is aeiltle • Moderate' Wiling to accept some Mk to pimple and official to. documents. contanng coniliong data 'hosed you* scant for the amount you the* is in error, so that won request. not be relied wan II youbelieve there is an ea or you wR haw the used+. money dung he tine tolerate me volatity 10 seek NOW return,. • Aggressive: Willing to accept hip risk to pincipal ad omission please report it immediately n writeg to the takes us to ccmplete our imestiption. The SIPC protest and the supPlomellal protection Brandi lianaotte of the office servals/ your accant. both do net apply high volatility to seek highretums overtime. Please mice all checks payable to the Fern or the • Certain fMoral assets controlled by (and troluckd n • Miestment apt,* Conseleratios t selene4 a Atece4' a truces shown re Mendel to be accurate, Gum% insteution ndcated on tie barn of thk your account value) but held away from UBSFina-col portion of the portfolio for tat account may include statement dilaPtak) not be wed kr In purposes Rely stearnent In addition to roper accart Ins, accounts Service. (e.g., certain() cash at UBS Bat LISA, fig corrplex strange,. Inked liquicky andrate,' 'deg on yeaend tax kirms, (le Form 1099. 5498. may be abject to mantensce lees, chap?, for late oath at LOS AG U S. Vance.% Pift inseam products, volatiky. 10425, etc) when orepamg your lax return. The Fite papment kr securities purchases and charges kr unpaid including variable enmities, and 60 shares of Mutt required by law to repon to tee IRS allUsable dividends, amounts n cash accants Accounts that aw transferred funds where such shoes are registered drectg n the Staternant •hataawhelding• sport/kb roneaubb anima and taxable Peeks to other instdAcns may be subject to a transfer lee. name of the accord holler an the books at recoils We may cornoldste at related account statements with end on feCtaitiri Feld in you acme, net proceeds of the issuer a traefer agenft; the sane address in the same erreotpe, oil because on see tramaclire, rd con basis on certain covered 1.1% Sweep Options • Imerstrrent contracts or rmestrrene teems thy have °inners take manta'n fora scant secukies. 1185 offers options kr sweeping cash balances balances limited partnerships and private placements/ test are relationshis rah otter dents at the same address. It to bat deposits at UBS Bals LISA aid CBS AG Stamford you prefer to mere individual statements mailed n not registered under the Securities AM of 1933; and Ciatraratilatkna wit doe Firm Bench (Bak Sweep Brogan*, money metre mutual • Competes contracts le.g, foreign exch.:rye and separate envelopes, you may decline %unheeding by • Please ewes(km ry oral commencatona in weeig tads Gurney Fundftand the InternationalDepose pesosmetal contracts), including futures contacts catty your Financial Advisor to further protect your rites, mriudrg your rites Accent (DA) fa Moms with an Hemalisul and commodity option contrach. utter the Seo_rees Investor Protection AC (SPA) Rexene Managemer4 Account. Through the Bat Friendly account name The SIPC protection and the suppiemenul proteando • If the financial Pctitution cm the top left of to had Sweep Program% cash balances ae swept to MBank not apply lo these assets send they otherwise appear Me Friendly account mane is a custamable *nilmane of this spume isnot UBS Fnaxiu Sweat, U16 L64 to to anestablished tank at then to UBS AG on you statements. The SVC protection and the damn by you to assist you with your rincedkeeping It Ftrancial Senices carries yeas =ant as clearing Stanford Donohoe a Wray Ford. Deposits at UBS Meriennerealptotection do not protect agar& changes has no legal effect on you. account You can than? brisker by arra-gement with the rdcated insteules Sank USA we FIX hared in accordance with FCC it tie market vat. of your investments (whether at your friendly account names, through Onine Services a We informed you of this relationshio Weeny& tubs For more information Pease sort mweadic got by contacting you FhanoalAdvsa. result of market movement issuer ba-ftruptcy a opened this accost h the cast your kr& and Deposes ALBS AG StamfordBran& ad shares of otharveek metes at boated at LOS financial Serest and rot Money Fete ale not hared by the FDIC. Aaoen oireavive the Pitodecig broker, ad youmet make a mart Dividend Renvenmant Program (Offs/) • Yaks of your aaountfportiolio Net of assets ad of any error or omission to be& Mo. Thresh the DA, cash balances we swept to deposit the prke reflected is an sewage pee You may obtan lithikes • As deleted in the account agreements, yw rrust accounts at UBS AG New York Branch andUM AG the actual price kern you* Financial Advisor. Oros whole • Assets Includes available cash balances, wakes for roily us of any ems or Baud Molting decks Cayman Branch. These deposits are not insured by to shares are purchased under DRIP; petal stares wil be restricted seaway (est), and Global Tme DefeUtS, reflected on your statement within 30 days after t was PDC. Balances held at he UBS AG Cayman Sandi ate soldad the cash we be deposited is you account The unmerited marts to market Andaman asses not held mailed a made avalabie terporanly noosed to the sonnign rid oe the Cayman dviderd envesimert pnce stapled by the ewer may by the Fim. Does rot include unpriced wuritiekaccets • Please &vane:tome complaints or i-cwries to the kin& and there is no ascent.. or otter obigsion of ciffw from the make price at mesh the partial shares at the erd of the prim and anent statement periods cr Filmss C Fent gelatins Departments 201-352.1699 LES AG to repay the balanceswhilecmthe UBS Cayman se sold prreate Mestrantsu %stock options ad or toll-free at 800-354-9103, 8:CO A.M. to 660 P.M. Branch's books. (Inroad* sloe options ET Monday through Friday, or in twang to U65 Otebrindina • Ci'floes hoboes debt bales s, Wonky mar Financial Senice lx,, Client Realise Doormat, Noisiest-858a* L6A and eachUBS AG Branch are Ong whole wits my be held in par scant. If pea are kills, aide lint short accent balance.. P.O. Boy 766 Union Chy, W 07067. not protected by SIPC. Monty Fund shays ate protected entitled to a paid' nit as a mutt of a eviderd pairnent • Cash/money balances. Total of uninvested available • A IIstrewn shall be deemed complete ad acacia. by SIPC. See 'U% Financial Services Mont Protector,' or otherwise. the Firm MI either sell patial units at cash balances, pkis de oat balances al UB5 Bank USA„ 4 not objected to in venting we %60 days below market price a accept an amount determined by a UBS AG U.S. Branches and matey motet metes' find • For TTY sauces_ CAI 844612.0986 or from Made tegotered chary agency, rod coeditper accost sweep balances. at the claw of the asement period. the US: Cal 201.3521495 llpon your reqUelt, balances in tat Bank Sweep Noncomodity free cm& balances in you want try Programs or DA may be vathdramn and shares d a Investment objectival not seregand from other baklava aid tat Fimmw • In case of error, of guest rao abase n electronic Money fad may be liaticialed, and the proceeds fu-di 'antler (ETD or The rnestnery objectives and risk profile se speck to use any of these ftrds tithe ordnay course of its returned to yea-, or your Seardiel. accent titaness These funds repayable won your dean d. card transactions, call f cr wile to UM each account and masr wry between yell scants Fronmal &races K.. ma hid, ernesr. Please aim* the firm pronptg in writing day This total is no Lded in the anent plod closing vale. Weehawken ha 070%, Min PANAMA Serves' Rather damnation about available sweep oohs's, try-ilium &env in par fins-idal situ:Alan a ncleirg cutters interest rates and yields, d available at interment &Salves For each moan held, you remtr.ubscorrimeepyelds, from your F meal Adviser choose one of the fplowing investment objectives' Cs a write as soon as you can, if you ihrk yes a by calling 800762.1000. statement at receipt is weary or d ray need more • PoictioeCurenryncome.Insestments eatery the UN Fonarsiol Simko soma% protection generate) of axone ing. inknnatcn tout a trawler on the statement or The Firm is a marker of the 5ecualas Investor Protection reset. The Film or Card Issuer (as akskable)mkt1 SDNY_GM_0002 5342 CONFIDENTIAL EFTA_00135962 EFTA01277195 Important information about your statement (OOMIMind) Landing information believe to be relieble, but we do net gasket tee - Dry and ankital REIT searnes are not listed on a tat investment oust units loan diem we ardor Fa detailed pnloinvloon ash the Fines lending ration accuracy. national wanes echange, and are general ail alike. receive (OWLS thareig con minion and aclostra refer to revChant Retain-Mop - We general/ use ho closing price whin avalale illiquid and even if ties Cal be coke the price from may of the issuance companies trctireniting Acreemcnt or Accost Agreement ad the Gereaal the mean of the bid ad ask prices for lined received may te less than the per share estimated the enmity contacts. Manes of the .nuance Toms and Conditions. UBS Statnnenl of Credit Practices statues ad option or or bd prices fa OTC maw provided n the kraal statement. ampmes or sporeors of the at investmem tnots avail/Me in Ageeenems andDisclocures a acuities. we distribute. jure utareentemsureefitelne vet. - Less stunk traded securities may be priced usng 8 • Rankled eeturkies Regraded mantes gentirall. — Our ifiliater afro notate trading commissions zed valuatim moot ate most recent price we an rot turnery HO* for public sale. UBS Financial otercomponntim frommutual funds ad tewra-oe Year as Mined and may not reflect an actual market price Services uses the market price of the unrestricted nook canpries whose products we *trim*. Your statement testes acuities ad other assets held a vatic of tie sane issuer as an imputed value f✓cc the — We receive an errual fee ham Les Sank USA and in the attou-d at the end of tie statemert period. You - Cenan posdiro mg appear wthow a once ad restricted stock dar statuesof this statement only. To LES AG Stanford Branch of Leo to 125 pee accmnt may M. for d.Way ol fay paid sautes at erg time will how fa 'rice was rot attalable• if we an the extent that retained noshes are eligtele ler sae, sweeping to the basks krder the LES Boni Sweep You mar receive seamitiec used as loan unmoral afar usable to obtan a orator a acuity. the vale remind may be calestantalk loss than the Program. paying any betake der on them. Any securities - Deposits or securities desalinated incurrercies in value town transfused to the Fins dreg the statement period are other Than U.S. doll's are reflected a the est:hinge Activity lined at market via as of the end of the stunner/ rate a of the statement date. • ht. lestineted) ire. current Yields and roue. Information repining commescre and otter charges period. - kr certain tenants taring innon.confsternikg An *genre of aria name n tined as anent incurred in correction with to meculon of tads, • Cart berry. In detcernning the cost basis of the dmomivtiom mice rd gua-ely (lace vale) may dkiderd ad interim rates, assuring tee terrines will inducing option transactions has betninclucad on smokes included in this statement where indicated have been adjusted to facilitatePreper valuaim be held for one year from statement date or tad confirmations pronoun/ furnished to you, ad will be vet the number 'I,' LBS Fhancial Servkes has relied to cbtan °am quotations, when araiabp, contact matutity. This urinate is one/ a guidelne, accuracy provided to you progeny onreopen. oninformation chiseled from sources other thanLES you Financial Adam. ad continued income are not guatanteed Frunual Semites, including nformstion from another - Estimated areal home and tweet weld for Sinn aeliny him a that you may haw provided to you Financial • Private inmarnents and riveted products. certain has of soothes could include a ream of If square engaged in short selling a security sou may Adoisor. The firm does net independently terry Or Private iwesonert acuities fieWig drect principal or capital gains in which owe the est incur a charge due to certain totontg costs kr that gammae the acaracy or vaday day irdonnation participate," program ad real estate imestment trust income fa-d current weld would be overstated. palioalar seater. provided by oxrces other then I-E6 rhino/II Semites markets) and struckhed patio, are grimily het* - Estimated anal acme rid outwit yeld and the h addttiurs /though LES Firuncil Services gtrwary ilicuid Caton strialkeed;masts hew not been anal imam andyield misfit be lower a higher Gam olden updates tub information as il is received, the km registered with tie Securities and 6:thaw than the *standmounts. Regarding open or 'ry:coltilkcancellee ceders tat does not provide any asstra-ces tat tie hfcanatim Canrnissim or under any state securities laws. We - An estimateof a-ruaked income (dirdend enact were not executed by the staternere date, open buy and ceder 'Cost base and 'Unrealized galloss' is recede estimated vales la private investroeM interest) divided by the current maket set stop orders are red iced by the mount of divands accurate as of the date of this statement. As such. marines atchInstured products for Hamm onsl ealeetaveage balance is based as the last divard orrryns an an ex.:Radon:ha eveitits date unless phase do not reti on this item:don to make Psalm any Acaracy snot guaranteed or Merest payment made by the :truer and instneted otionvisit by you. You are rosponsbk fur pare ate cc sale decnions. fa tee arases or - These vales may differ stbstantiaty from prat assures t* sectrWesrdeposks will be held for one orders that we executed die to your falure to cancel otherwise Accounts tra-derred tote km may any, at which a prime jai security a year frOrn the statement date or until matuary. kluging open atlas. reflect gar/ loss nIcrmaticn only fa the period el structured product may be boughe or sold and do Accuracy ad continued weld ay not warned tine they tre had a the Fent More hittorkal not necesuritirepreseed the vibe you may receive Privary nforrnat al can be aidedMr mar Finarcia Artikor. coon liquidator. • Assets not held by UBS Financial Services. Cattail To obtain a copy of car current Client Privacy Nance. - Third perry estimates of role we a of a certain Bien am riot hell by the Fim ardnot with" the please contact mix Financial Athiscr or visit ail wetske • Unrealized gain/bases When data is date ad at supplied to UBS Fna-cial Services on a Fern's possinsCn or ccriVol. These assets are at moo nforeswasVarenntre. *sunned u-realeed gain/losses at calculated kr regular basis by an independent valuation jinn. drydeyed on yon statement for informational — LEG &uncial Services lira a bank. the IRMA, Sunless menial starry lots the (inaction data for - Issuer, gpillfflai paine or sponsor estimated wales, purposes only. Positrons ad values presented are Services Account RSA and BMA are brolerags rdivaial km may or may not reflect animist:era, if ay, are applied tote Fire by the issuer, provided by 0-e Munn (inn UPS Frontal SM.(el is accounts which pack access to baiting servicesrd charges aura security reorgannatim events. general partner or sponsor and may be cakulated not respcnrable for ilcrtnition and does not Motets trough arangements with *Mated banks Dirdend and oterreinvettnent lots ad tinematk based on deferent information ran thawed by guarantee its accuracy. These asses ye no protected and oter tad-partybanks. and cronies access to pinkest tits are each combined to dimlay at 'hod pities to denve thee skinned values. by StPC or the Pmts supplemental SIPC caveat reurarce and annuity predict issued by Loafflailed swagedlot The 'Trade date' ocean presents the - You can obtain adiaknal islcmiatim regarding thiparty inurarce companies Margin instance orighal transaction wade dale. the metal:kin used to detennine the estimate of • Revenue Marino and ablitional compensation. agency abckSaries of USSFeancal SW*4% Inc. value ad the date of the Hormel/onthat is the - h aidilon to canmksims on sake a-d 126.1 fees ▪ lwestrien6 imurance. ard amity prairie • Callable securities. Bonds and preferred stock that bast fix the estimate by contactrg your Ftunoal hectored iscorneal:Bs with the desire:Om of mutual — Not FDIC hstred• lb bank guarantee May bse yaw te base cats for eery redemption veil be selected Advisor. murex to our dents we victor our of recce* — IMA. Peso/ye klanaransent Account Busnne "partially by lot Iran anxrg all startles of tat - Third party edinaledmien may be reflected as revers/e shariry prynerts tan dartukes anther Sources Account BSA, IRMA and nterutional Resource two held hour name a in nornnee nate foe ail 'We priced' in wen' Muslims, when an advisors of the maul kit that we sell These Management Aactrd are regnered service marks of clients Call Seam Haman:el is cbtined from third ideperdent valuation fern has not suppled a e arrrotrils are based on two different conperentst U3E.Finaricial Services hc. parties and its accuracy isnot ryssanteed. Other call usable to assign a vale. when we become aver to emus of sales fry LES of a particular nulual - VISA is a registered tadernalt owned by Visa features mayeast which tail allect yield complete that a material event has marred that may call a krd family to our <lents; and GO the asset vats of a hternatimal Sena Association adused Leda Sennaon will be provided upon request pmenuily waled cola into question. or Men a particular mutual Led lanai's tires held a fhb kens* UBS Vera credo cards ad the WS Visa value would be highly speculative due to the nature fan debt card. are issued by UK Bank USA with • C88O5F11188 ofiaPosiii (O, CDs are FDIC neared the security. - We ardour affiliate dsoceeMee retworkirya-d permission from Visa U.S.A. I-corporate& AA other is to 5250,000 n principal and accrued interest per - When Delta an /sum general partner or sponsor anribus processes fees in consi*rattrifor transler eademaks, registered tracenurks, seeke maks ad ckposdor and per depository institution, h &content. estimated value nor a thedpeny estimated vale is agent services tat we provide to Ice mutual funds. registered *nice midis ate of ter remedy. with MK nit. proecleg the sate of to warily will be different These fen gererala are paid from investor asses h compaties *cm Marchese price. the mutual fund and are a fond dells arrant based • Price/value Prices displayed for securities and other - taributions to date' may include rain of on the nunter of accants at the braendeale- 0roads may be higher or lower than the Price that capital, mane imbeds. holdngmissal fuvelsol that fu-dlardy. you would actualhr receive in the mutat. Prices are - 'Original unit me • represents tie nital colleen,/ — h addition to carenitsims received in connection detained from various lad parry sources whkh we rice per unit and may not nfled your cost base. with the nob et cktnIutkon of annuity contracts rd UBS Filmed& Services Inc. Rev. 201702 SDNY_GM_00025343 CONFIDENTIAL EFIA_00135963 EFTA01277196 U85 Fnancial Services Inc. Private Wealth Management SUBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 March 2017 ANP70010791530317 X1 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK NJ 01666-0308 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SC011 STACK MANILYLE CASIbEt. Phone Questions about your statement? Call your finan:lael Advises; of the Value of your account ResourceLine at on February 28 (1) On March 31(1) account Your assets 1,488.24 1 ,42.8.2 4 Visit our webslte: Your liabilities 0.00 0.00 vmw.ubstomlfinancialservices Value of your account $1,488.24 $1,488.24 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepocecom. Tracking the value of your account duriag 2017 Value of your account at year end 2016 1323824 Net deposits and 7.238.2 withdrawals -51,750.00 Your nvestment return 5.2302 Change in 3,238.2 market Mu. 1000 Value of your account 11882 1,4882 • on Mar 31, 2017 $1416.24 Dec 2014 Dec 2015 Dec 2016 Feb 2017 /Nag 7017 SDNY GM 00025344 Member SIPC ANP70003001079153 NPI000176793 C0001 C017 000O3C000 Y173661550100000 Page 1 of 6 CONFIDENTIAL EFTA 00135964 EFTA01277197 SUBS Business Services Account March 2017 Account name: Friendly account name:MAX F Account number: • Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (I) your account • Cash and money balances may include A Cash and rrxmey balances 1,488.24 100.00% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,488.24 100.00% A Value of your account $1,488.24 Eye on the markets Percentage change Index March 2017 Year to date S&P 500 0.12% 6.07% Russell 3000 0.07% 5.74% MSC I - Europe, Australia & Far East 2.87% 7.39% Barclays Capital U.S. Aggregate Bond Index -0.05% 0.82% Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% ANP7C003001079164 NP70C0126793 92601 0317 006030000 Y123661SS0 10MitiyGitoco25er 2 of 6 CONFIDENTIAL EFTA_00135965 EFTA01277198 MAX FOUNDATION SUBS Business Services Account Account name: Your Financial Advisor: Friendly account name:MAX FOUNDATION SCOTT STACK MANLYL€ CASRIEL March 2017 Account number. Change in the value of your account UBS Bank USA Business Account APY March 2017 (Si Year to date (I) Interest period Feb 7 - Mar 6 Opening account value $1,488.24 $3,238.24 Opening UBS Bank USA Business balance Feb 7 13,238.24 Withcfrawals and fees, Closing UBS Bank USA Business balance Mar 6 11,488.24 indicting investments transferred cut 0 00 -1,75D00 Number of days in .nterest period 28 Closing account value $1,488.24 $1,488.24 Average daily balance $2,800.74 Interest earned 10.00 Cash activity summary Annual oercentaoe yield earned 000% See Account activity this month for deliIt Balances in your Sweep Options are indudedin the cnering and closing balances value. FDIC insurance apclies only to deposits at UBS Bank IlTA, not to deposits at UBS AG. 5.131104 EtanCh or bank deposits Platedthroucp the UBS InternatOnd DePOYlt AttOunt prOcYarn. SIPC Your investment objectives: rrOtediOn applies to money market sweep fund holdings but me Part deposits. Seeimportant lobrmation abOot your steer:fent on the last two pages N this document for detals. You have identified the following investrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your March 2017 (1) Year to date (1) Financial Advisor or Branch Manage,. You can find a ful description of the alternative Opening balances $1,488.24 $3,238.24 investment objectwes in Important information about your statement at the end of this document Subtracnons Your return objective: Other funds debited 000 4,750.00 Capital appreciation Total subtractions $0.00 -$1,750.00 Your risk profile: Primary - Moderate Net cash flow $0.00 -$1,750.00 Investment ehgrainy ccrisderabon None selected Closing balances $1,488.24 $1,488.24 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025346 ANP7C003001079155 NV7003126793 00031 0317 000330000 Y123661550 100000 Pegs 3 of 6 CONFIDENTIAL EFTA_00135966 EFTA01277199 *UBS Yournotes raGeommonms..ocouemoom ommooemrmscssom..., G. .......•. s CONFIDENTIAL EFT,00B390 EFTA01277200 Account name: MAX FOUNDATION Business Services Account Your Finandal Advisor: S UBS Friendly account name:MAX FOUNDATION SCOTT STACK MAN:LYLE CAMEL March 2017 Account number. Your assets Sane OnCeS, income and (orient va ueS Sherd) May be EppiOnirrele. AS a result. dalin andlossesIna/ PCI be ECoodlely refkcled. Set Aporunt infosenafron about your gatemen: a she end of ins dace:nem for more inlommon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bant USA depoat account balances, UBS AG Stanford Branch depoot account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balances are insured try the rDC vMlhn applicable limits, but are no protected by SIPC. ties AG Stanford Brant h deposit amoum balances an not insured by FDIC and are not protected by SSC Money rnamet sweep batances are protected by SSC but are not insured by the FDIC. See the important information about your statement at the end of this document for deans about nose balances. Goering bdance ClaimsI:Wane en re per Male Average Dividend Interest Days Hddng on Ms I (5) on Mar 3I (S) on Mar 35 rate period period Cap /flaunt (S) Cash -1,750.00 0.00 L:35 BANK USA 81/5 ACC: 3.23824 1.488 24 250.000 00 Total 11,48824 $148824 Your total assets neKentage Or COSt aline:fed tinreasted value on Mar 3t (SI your account bass (S) annual incur* (Si gain or loss (5) Cash Cash and money balances 1,48824 100.00% 1,48824 Total $1,488.24 100.00% $1,488.24 Account activity this month Orle Activity Delcrctiol Amount (5) Money balance activities Feb 28 Balance forward 8323824 Mar I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/28/17 -1,750.00 Mar 31 Closing UK Bank USA Business Acton M 11.48824 The UBS Barn USA Business Account Is your primary sweep option. SDNY GM 00025348 menTCOOKIOI 079157 Nn7000126793 0003I 03 I 7 000m0000 Y123661%0100000 Page 5 of 6 CONFIDENTIAL EFTA_00135968 EFTA01277201 *UBS Your notes "-=== eems_GuaeessIsts s o CONFIDENTIAL EFTA,135969 EFTA01277202 Important information about your statement LBS Immoral Services Pc. (the Fern a UBS Fan& hear IroMyOu no later than 60 days after the Fern UBS Financial Services adman protedion • Produce Current/dome; basements seeking the Sets). is a merrber of all principal washy, ccmrroday fiord you the tut statement on which the err or The rim is a member of the Seca Rio, bovax Worection generation of none onb. and optkrisexchapes. UBS Financial %niers and U135 Problem a:Pend. Corporation (LPC). which prole& wadies custom., • Adam CapitalApprecaten: lineaments leaking Bank USA n i-drect subsilones of UPS AG and - Novae yotr name ad accant nyder Gf any) of its member, into $503,0000-cldeg $250.030 for growth of or:idealrather than the gereratim of affiliates of UBS Seostin LK. the Fim's theme' - Ceara& IN error or tie tanner )Cu we inure dains for cash). Prefatory briochese available upon income. statement is available upon regdst The Fen's extort% about, ad einem as dearly aye car why you moan or at *twain:nag. The SEC asset protection • Peroduce Condonation of Mame and Capital offices are at belied d is anmu a why ea need mar knits apply to all arsons tat you holds a particular Appnanaon. Imesinunts seeking both the generation Hammier. capacity. of income ad growth of remind. LOS Finacol Sentes m. - Providethe doter amccnt d to suspected era. The Fini, together vrith ceruin affiliates, has also 1200 Harbor Boulevard purchased apple/mita( insane. The marmum Overdid& profiles Weehawken, RI 07086 The Finn or Card Issuer wil rwestgste your owl:dint snood payable to al Ogg* diets, collectively sunder • Cookware.: Seeks to martin Min piPpal, with and will coned any error promptly For alleged errors this protection is 1500 million ea at December 10, 2016. This statement represents the only official record of you' rholvings UBS Veal, &toil ea-dere-each:re% if we take low risk and volatility to the accuse theral, even 4 Stbita lathe pokycordlike-is ad fenilation% cash a that nouns the accrue does not generate I ignilitart LBS Fhancial Sendes account. Other records, exept more than 10 tcs ions days to &this, we will credit the firm is further protected fa unto $1.9 million n the income a rotrit and met rot keep pa* with official tar dxunent% contanng cornicingdata should you acorn for the amount you think is in error, Botha egg-egad for all you accounts held is atali:Lear rot be relied rpm II you been* there is an error cr you eel have the use of the money dung he tine it capacity A fill copy of he poky worderg is availabk inflation. omission please report it immediately n writing to the takes us to complete our iwestiption. wan mount. • Moderate: Mang to accept sane risk to pincgal ad Brandi Manager of the afire wvig your accord. tolerate sane volalaity to seek higher returns. Please mike all checks payable to the Fern or the The SIPC protect:to and the supplemental protection • Aggressee: Wiling to accept hip risk to pnnopal at Altoup a hoses shown are Mended to be sweat,. Gum& insteulion notated on the kart of thn both do not apply to. high volatility to wee hobream owe time statement data shouk1not be used kr to proposes Rely steamed In addition to nods Joan Ids, accounts • Casein financial assets controlled by (and ridded es • enwstinant Eigenny Cone:Srdame whetta a scab on yeamnd tax krms, fte Form 1099. 5498. mw be "Pact to mantena-ce lees, chaps for late your account value) but held awayfrom UBSFinewol Portion of the portfolio for tat account may include 10425. etc ) when ftrepamg your lax return. The Fim payment kr securities purchases and charges kr unpaid Services (e.g., certain(brash at UBS Ark USA, 00 conplw strategies, 'rated 1i4ii6ty andrater required by law to refxn to he IRS alterable denten& anions n cash accotnts Account that aw tansferred cash at SAGUS. Branches, On instance products, volatifty. dportabb nontaxable &kW& and uuble Vanes to other instadons may be subject to a transfer lee. including variable annuities, and (iv) shires of mutual earned en familia held h you accord, net proceeds funds weed such shares are registered drectly n the Statement shewitholdne on see tramactions, ad con basisoncertain covered UBS tamp Options nano of the account holder n the books and records We may consolidate at Sated account statements with catkin. 1.85 offers options kr sweepings cash Maces, balances of to irate a leaaffn agent); the sin* address in the sane envelope, eg. because to bat deposits at UBS Bat USA and CBS AG Stamford • Inge/m.2M OXItraCtSOr midtown! interests (eg. they have .ernes rev abo mantan jord accord Ceewardatkno with des Finn branch (Brit Sweep Progank), mow/ mind mutual limited partnerships ad private placements) that are relationems with other clients at the sans address. If • Please reconfirm ary oral communoations in wrerg fads Money Funds) at the IntonationalDepose not registered under the Securities Act of 1933; ad you prefer to receive indiednal Pato-runts mailed to further protect your rites indudrg your rights Adore (DA) fa et/stomas with an heemalknal • Commodities enacts (e.g. foreign exchange and separate envelopes, you may decline houNhdding by under the Seo_dies Investor Protection An (WA). Reserve Management Account. Through the Bark precious metal coreracts3 including fduces contacts cali-g your Fe-uncial Advisor. • If thefinancial ectitution en the top left of to hod Sweep Program% cash balaces re swept to LEIS Balk and commodity option contract ol this slimed knot UBS f rarzal Strides, UBS USA Lp to anestablished knit ad then to UBS AG the SIPC dotecton and the supplemental protfrion do Friendly anienattnliMe Finncial Simian carries you accamt as d•aring Stanford french a a Wray Find. Deposks at %SS The Friendly account nom is a tunas...dbl. 'Mann' not apply to these O55th ,vend theyotherwise appear broker by arra-gement with the floated inslaution Bank USA are FIX enured in accordance whh FCC on your klaternects. The WC protect:at ad the chosen by you to assist you with your recordkeepida We informed yin of this relationsh1704.1en)MI nibs. For more elfarnati:n patese visit wmvidic got protection do not protect aging changes has ro legal effect taloa account You can chincfr opened this accost h On cast your kr& and Deposes ALM AG StamfordBra& ad shares of n temaid vale of you., iniestments (whether as a o your Friendly accord nano, through OnIne Union a Noshes tre kcal% at UBS financial Services and rot Morey Finds are rot hared by the FDIC. result of market movement issuer ba-kruptcy re by dreading you FInman Admix. the hoodsegbrder, ad youmist make a repsei otherwafr of any car or omission to both firm Through the DA, cash balances we swept to deposit Ao:ount overview • As delated in the accont agreements, rill must accounts at UBS AG New York Branch and UBS AG Dividend ReiWdebibent Program (DRIP) • Veld of per amentrportfolo. Net of assets ad roily us of any ends or fraud infixing decks Cayman Branch. These deposes are not insured byte The peke reflected is an average dice You may obtan liabilities, retlecied on yOur statement within 30 days after 4 was 'DC. Balances held at MU% AG Cayman french are the actual price from you &radial Advisor. Dray lade • Ayala Includes avalrble cash balances, wares for mailed or made eyelid*. ferrpararly noosed to the sovereign rid of the Cayman torts neutrals% under DPW; partial thaws will be restricted security Pst 3 and GlobalTime &posh., • Please died *sower camplains or hathies to the bland% and there is no ascent.. or other obigation of sold ad ten cash wit be &posited h your accord TM unreaked marks to ma-ket, and certah assets not held Fine,Clem Retaken Deparment a 101.352.1699 LEIS AG to repay the balances while cn the UBS Cayman dviderd reiwestmere price applied by the %Ler may by the FOrl. Does not indude winked securstiesrassets or tolleree at 8C0-3549I03, 8:CO A.M. to 6 CO P.M. Bench's bxks. • f tom the market price at which the partial shires at the end a the prior and ament statement penods, a ET Mondry through Frday, or in ming MU% we sold private Met:myna indeed stock options and Fi-uncial %nice m., Client Relations Depairnat Depods a LES Bat L6A and eachUBS AG Branch are OthiCit.240 nod. options P.O. Boy 766 Union Chy, W 07C$7. rot protected by SIPC. Money Fund shires are protected Ciatrirrdly • eiannitas. Midis debe balance% cumandip rrurgin • A II steatites shall be deemed complete end waste by SIPC. See U% Fria& Services Accord Frotection" any whole units mei,te held in you' accord. If yen loam credit line, short accord balances. 4 not objected to ei tinting within CO days below. entitled to a paid u se as a resuh of a dniderdDarn' • Cash/money babnces. Total of uninvested wind* • for IlY services Cal 84d-612.0986 or ham outside or otherwise, the Fern MI ether sell panel rat a cash balinces, pies depose balances en UBS Bank USA, the US.: Cal Z01.352.1495 Upon your request, balances in tee Bank Sweep market price a accept an amard doteemined by a UBS AG U.S Branches ad money market mewl had Programs or DA may be withdrawn and shares et a regnered dewed agency, and credit year award. sweep balance% al the clad of the statement period • In case of ',TOM or Will ions about an electronic Maser Redmay be liquidated, eni the proceeds fad; transit (ETD. Vaa•debit Nen-commodity free creak balances in yea accord we returned to you erica stases accord. Investment objections not negated torn other balances and the Fimmay card transactions, call cc wile to UBS Frontlet &races ex., via lid, 6th floor, the mailmen objectives erd risk profile se specie to use any of these lads h the Ordiney course of Cs Weehawken NI 070%, Ann PONWESA Serdes, Father Mormation about available sweep options, each account and may vary between your accost balms. These funds ad pwabla open your demand. nclairg cured ireerest rates and yields, a available at Pox* aide the Firm pronptb in inciting of ay This total is ew Wad in Be aunt period closing yaks? wmv.ubs,correardepyrelds, from your Fnancial Advnor tgritkant change in ores fag-cid siluaboncr Cal a write as soon as you can, if you leek bar or by calling B30-762.1000. staement cc receipt is *rag or if you need more investment &schwa For each accord heti, you Varmaton %cut a trader on the statement or choose one of the %owing investment objecthes. tempt. The Film or Card beer (as anoleable)must SDNY_GPi 0002 5350 CONFIDENTIAL EFTA 001;5970 EFTA01277203 Important information about your statement (thIMMted) Lancing infonnation believe to be reliable, but we do not gannet their - DP, and iskrted REIT swains are not listed on a Lein invesurem oust MOS toad den% we actor is delaiechnlomillon on the Finis lending rakes accuracy. natimal warns tahange, and av generally as Mikes receive (OWLS rhrigcon.ensseion and *Outfits. refer to au- Client ledatadop - We pens* use tie closeg pine whin add* a illiquid and even if they can be sold In price Iron may of the narance corrpanies wamniting Aereement or Accost Agreement ad the General the mean of the bid ad ask prices for lined received may te less than to share estimated the annuty extracts. Manes of the Indiana Terms and Conditions. LES Statement of Credit Practices modifies and optiors or or bd prices 1st OTC vats provided n the accost statement. ampanes or sporeors of the set investmem trusts available in Agreements andDisclosures a secretes. we distribute. loopy (Aaranarrounalrimoret. - Less actisey traded securities may be priced nand a • Rankled nosities Restricted secuitin primly ▪ Our ifiliates aka reeds trading comnimiont aM valuation model ate most recent prke we ay rot curierdfr eighte for public sale. UBS Financial otercompensation from mutual funds and imura-co Yew wets dmined and may not reflect al actual market price Services uses the market price of the unrestricted clods compares whose products we dstrion. Your staemem itemees wcurities ad other assets heti a mkt of the sane issuer in an imputed value far the — We receive in acme' fee frcm Leslie.* USA and is the account at the end of tie stamen period. You - Cenan aoatiro may appear wants a price ad restricted stook lor amensof this statement onyx To LISS AG Stanford Branch of up to 125 pa arrant may ak for dawn a bay pad sonnies at art time. will thew fa •Fin was rot avalable• 4 we no the extent that nnwided secures are eligble la ule, sweeping to the basks isder the LEG Bari Sweep You may receive securities wed as loan collateral alter unable to obtain a price for a security the sole wend may be abstantialfr loss than the Program. paying any balance cle on them. Any securities - Deposits a securities derceninated iicurrercies wand value town trans:Suedto the Fin drag the statement period are other than U.S. doll's are reflected a the eichange Activity lender market mew as ol the end ol the statenwe rate a of the statement date. • dB leafleted) Icon► current yields and raw Information repining commoscre and otter charges period. - kr cerrain wain% tradng innonconforning An *statues of a-nal infant is based on carol incurred in correction with to fackslon of twin, • Cart ban. In datemning the cost basis of the denominations. pice and qua-My:dace mole) may :Wicked ad interest rates, attuning tie watines will inducinganion transactions has been included on smokes included in this stanemia, Mere indicated have been adjusted to facilitatePaper Valuakee be held for one year from statement date or tree confirmations previous)/ furnished so you, ad well be web the natter 'I,' LES Fhancial Servkes has relied To cbtan °rem quotations, when awaila. contact maturity. This tisane* is only a gudelne, accuracy provided to you promptly co recpest. oninformation cbtained from sources other thanUPS ".:of ial Act,r. cr. ad continued income are not guaanteed Rhanual Senices, including nformstion from anceho - Estimated arrod income and carom weld fa Shoat selling Fins a that you may haw providedto you Penmen certain hpes of searbin could include a Mum of If you.. engaged in short selling a secure% you may Advisor. The firm does rot independently wan Cr (hcldith cared prixial or capital gam n which ewe the en. incur a charge due to certain tarowith costs to that garnet the arcane, a satiny of are irdonnaton .:: • . ; • .... :sad real estate imestment tun income (ad cenert yield mold be overstated. palkular sectrey. provided by sosces other thin LEA.Fiencial Semite,. cneaf.$) palms are gentesly highfr - Estimated armed none ad anent yield and the h addein although LBS Festal Senses grimily, tepid Certain stralwed;masts haw not been null imam andyield mita be lower a higher OPen orders updates his Merman:nes its received. the Arm registered with tie Securities and foitaa-w than the Activated amonts. Regarding wen or 'aod-tilLeancellee ceders tat does not provide any wares tat the idomnaim Canmasion or uncle any state securities laws. We ▪ An estimateof a-rualeted income (ardend enact mere rot executed by the statemert date, open buy and tit 'Cost basis' and "Unrealized gar' loss' is croak *sainted vases la private investment interest) divided by the curent maket see stop cram re reduced by the amount d diedends accurate as of to date of this stamen. As such. stains artchInstured products for Hamad awl veleta&age balance is based on the last Band or rims on an adividara a argils date unless phase do rot ray on this information to make Inposes only Acct.rJoy is rot guaranteed or Merest payment made by the hoer and inset-cad otherwise by you. You are responsble for arena cr sale decisions. fa tse Wanes or - These values nny differ ssbnantiaty from prces. il newt tie sent/esadeposas will be held for ore orders that re executed die to your failure to cancel otherwise Accounts tratiested to the rim may any, at which a prime int security a year from the statement :We or until matey. enging open ceders. reflect genloss nIcrmaticn only foe the period ch stratum:I product may be bought or sold and do Accuracy ad contrthed weld ay not curried tine they OM held a the Filet More historical rot necesurifr represers the vela you may recent Privacy MarnaCa can be aiadby year Fnarcia Advisor. won liquidation. • Assets net held by UBS Financial Services. Cortan To obtan a copy of as currant Client Privacy:tat - Third party estimates of vela re a of a certain zee% we rot held by the Fim ardna within the please anted of Financial Adviser or visit as wetche • Unrealized gains/kens When data is xailt date ad av supplied to UBS Fna-cial Seines on a Fern's possession or anvol. These awls ere at wrow the ownasionosirt. estmated La-reaped gainsnomes are calculated fir midi bays by an indepanden valuation if:thawed on you statement for informational — LEG F rumor Senices isnot a bank. The IRMA, Business ratan: stony lots The (inaction data for - Issuer, ginner paint( or sponvx estimated valet, purposes only Positions and values presented are Services Account 65A and IIMA an brokerage it:drawl Ms may or may not reflect canniksiors, it are, are applied to the Fins bylaw issue; provided by the issung fan UBS F runnel Services accounts which amnia access to baiting servos ad charges arida security reorganization events. antral partner or sponsor and may be cakulited not responds'e for this ilarnaion and does not PrOciacts trough a-range:mints with offload banks °Sand and oter reinvettneni lots ad systematic based on deferent information tan flatbed by guarantee its accuracy. Thew assets are not protected and od-er tad party banks. ad s provides access to puchne Ws are each combined to dithlay ore 'bed patties loamw tier minuted values. by SPC or the fins supplementaISIPC comma. rtuterce and emu:DJ prodads issued by amnia/red swagedlot The 'Trade date cottonpewits the - You can obtain adibianal iicematim regarding taiiparty asurance companies througn insane original transaction trade dale. to methodology used to determine the estimate of • Revenue thawing and ethillaned ccenpeneetion. agency strident. of LBS Financial Sines Inc value ad the date of the a-kernel/onthat is the - h addikn to °amnions on cake rd 12b:l fees - impatient esura-ce, ad array protacto • Callable seasities Bonds and preferred stock that bast for the estimate by contactag your Raanoal ranted in connenion with the dinriosion of mutual - Not FDIC reured• leo bank guarantee May bse vale to tea cals for nit redemption veil be selected Advest. tins to our dents ere aidOr Our affiliate recto* - lMA. Fasciae leanagennent Account Busness Martially by lot from anwg all startles of tat - Third party etlinaSed vitas may be reflected at riven.* thing parer., Iran detrbtscris ands Siena, Account BSA. IRMA end nteristional Resource forcer issue held n our name or in nomage nine fa 'We pad' in several "Manny when an advisors of the mutual bra that we cell Mee Management Aactal a-9 registered service males of dents. Call Sean Hamann is obtainedfromthird rdeperdent valuation fern has not smpled a rants are based on two dBerea cormorants: IA LI3SFinaririalSenices hc. parties and is accuracy e not gwanteed. Other call unable to assign a vales when we become aware the arrest of sales by LBS of a particulai mutual - VISA is a registered tadernat owned by Visa teases may east which mutt affect yield complete that a material event has *coated that may call a fund finely to Ow ClentS; and 60 the asset ale a a httenatianal Service Association at used ceder Hama on will be provided upon request previous)/ reported inks am queition. or Wien a particule Matt& find fme/s sharesheld at the The UBS Visa credo cods ard the UPS Visa value would be highly spasaire due to denature fern SW cards are issued by LIDS Ban USA with • Certificates of &Peal MOB COs are RIAC retired a the warty. - We ardour affiliate also receive nit:markt-gad permission from Visa U.S.A. ITOrpOrated. AA other up to S250,000 it principal and accrued interest per - When neater an issue, general partner or sponsor onnbus processng fees in consiarattrifOr a-envier trademarks, registered tracenwks, sena maks end deposta and w deposnory institutionl h accordance estimated value nor a thedststy estimated vale it ages services that we provde to tie mutual funds. registered senice marks are of ter retpeciate with MK nit. ponied, the vale ode smutty will be different These fees garishly n paid frominvestor assets h compthies horn its artist price. tie mutual fund and are a Gad dollar arrant bawd • Price/value Prices displayed for securities and other - 'Distributionsto date' may include reason of on the number of ace:erns at the braerdeale- Priodsts may be higher or lower that the price that capital, mane orboeh. holdngmeal tuts ol that fu-dlardy. you would actualb receive in he market. Prices ire - 'original unit size • represent the ndal alltnn9 — h!edition to carmitsims received in connection obtained from varkus tad pity sources *hit we pre per east andmy not reflect yow cost bass. with tlw sir or dittnIutkin of annuity contracts and UN Financial Service. Inc Rev 2 0170) SDNY_GM_00025351 CONFIDENTIAL EFIA_00135971 EFTA01277204 1.83S Fewincial Services tic Private Wealth Management SUBS 299 Park Avenue 25th Floor Business Services Account New York 14Y 10171.0002 April 2017 ANe70036548990417 X1 Y1 0 MAX FOUNDATON PO BOX 308 TEANECK NJ 07666.0308 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resourceline at on March 31 (5) On April 28 (1) account Your assets 1,488.24 1,488.24 Visit our website: Your liabilities 0.00 0.00 www.ubscomainanciafservices Value of your account $1A88.24 $1A88.24 Items for your attention . CU! Capital Mj rkcl ALoarnptaaro and Strategic Asset Alloca tOns were updated at the end of Feb. These changes may impact your portfolio. Please call your Sources of your account growth advisor with any questions Tracking the value of your account duriag 2017 Value of your account at year end 2016 43238.24 Net deposits and 7,238.2 withdrarrals -51,750.02 Vat kneStrYlent return 5.238.2 Change in 3,238.2 market Mu. 50.00 1 4882 Value of your account 1,4892 on Apr 28. 2017 $7,480.24 Dec 2014 Dec 7015 Dec 2016 Mat 2017 Apr 2017 SDNY GM 00025352 Member SIPC ANP700CQ0C0654699NP70000E311600031 0417 000030000 Y123661550100000 Page 1 of 6 CONFIDENTIAL EFTA_00I 35972 EFTA01277205 SUBS Business Services Account April 2017 Account name: MAX FOUNDATION Friendly account name:MAX F Account number: ATION Your Nnuncial Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of April 28 (1) your account 1,488.24 • Cash and money balances may include A Cash and money balances 100 00% Your current asset allocation available cash balances. VIIIS Bank USA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances Total assets $1,480.24 100.00% A Value of your account $1,488.24 Eye on the markets as of April 27, 2017 Percentage change Index April 2017 Year to date S&P 500 1.22% 7.36% Russell 3000 1.38% 7.2O% MSC I - Europe, Australia & Far East 2.72% 10.30% Barclays Capital U.S. Aggregate Bond Index 0.68% 1.51% Interest rates on April 27, 2017 3-month Treasury bills: 0.79% One-month LIBOR: 0.99% ANP7C0020C06$4900 NP7000063116 MCC 0417 DOCO0C000 Y123661650 10MitGitoo025,asgo 2 of 6 CONFIDENTIAL EFTA_00135973 EFTA01277206 Business Services Account Account name: MAX FOUNDATION Your rinandal Advisor: *US Friendly account narne: MAX FOUNDATION Account number. SCOTT STACKM/110/LE CASRIEL Change in the value of your account UBS Bank USA Business Account APY April 2017 ($1 Year to date IS) Interest period Mar 7 - Apr 6 Opening account value $1,488.24 $3,238.24 Opening UBS Bank USA Business balance Mar 7 51,488.24 Withcfrawals and fees, Closing UBS Bank USA Business balance Apr 6 11,488.24 including investments transferred out 0 00 -1,750.00 Number of days in merest period 31 Closing account value $1,488.24 $1,488.24 Average daily balance $1,488.24 Interest earned 10.00 Cash activity summary Annual cercentaae yield earned 000% See Account Activity this month for onalt Balances in your Sweep Options are indudedin the rowing and closing balances ave. FCC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG. stallions Branch or bank oirsona paced througs the UBS intematond crow Account program. SIPC Your investment objectives: protection exiles to money mantel sweep fund hddInGSbuI not bane deposits. SeeImportant intorrnabon about your statement NI the last two pages d this 00C Lament for ttetals You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your April 2017 (1) Year to date 117 Financial Advisor or Branch Manager. You can find a ful description of the alternative Opening balances $1,488.24 $3,238.24 investment objectnes in important information about your statement at the end of this document Subtractx>ns Your return objective: Other funds debited 0.00 -1,750.00 Capital appreciation Total subtractions $0.00 -$1,750.00 Your risk profile: Primary Moderate Net cash flow $0.00 -$1,750.00 Investment ehgbihty oxisideratton None selected Closing balances $1,488.24 $1,488.24 Your account instructions • Your account cost basisdefaultclosing method is AFO, First In, First Out SDNY GM 00025354 ANP7COCROCOGSan01 NP7003063116 00(:01 0417 000:00000 Y123661 SSO 100000 Page 3 of 6 CONFIDENTIAL EFTA_00135974 EFTA01277207 *UBS Yournotes CONFIDENTIAL EFT,00B5975 EFTA01277208 SUBS Business Services Account Account name: MAX FOUNDATION Your ft nandal Advisor. Friendly account name: MAX FOUNDATION SCOTT STACKMANLYLE CASRIEL April 2017 Account number Your assets Some prices, income and current values shown may teapproxirrece. As a resit. cairn andlosses may not be accurately refkaed. See Amazonintommaon arbour your statement a lue end of the ctcumem for won Infornalon. Cash Cash and money balances Cast, and mority betas-Katmai include avatar& cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured [gine FCC i 4Ihn aoplicebie limits, but are not protected by DPC UBS AG Stanford Brant hdepokt ace punt balances are not Sleeted by FDIC and are not protected by SIFC Money Market sweep batances are protected by SEC bin ace not nsured by the FDIC. See the important information about your sfafement at the end of this docurnent for del aih about those blames. 0pertng tulaxe Cloung baaxe ante per share Average DttidenclIMeteil Days n Hddng on Apr 1 (1) on Apr 213 (1) on Apr 213 (S) rate period period Cap mount (S) UBS BANK USA BUS ACCT 1,48524 1,458.24 250.000.00 Your total assets Keceniao: of Cost Esbmae0 Unreatied Value on Apr 28 (5) your acounl basis CS/ annual memos (1) gain or 1055 (5) Cash Cash and money balances 1,488.24 100.00% 1,488.24 Total $1,488.24 100.00% $1,488.24 SDNY GM 00025356 ANP700070C0654903 HP7003063116 00001 0417 00C030000 Y123661550100000 Page S of 6 CONFIDENTIAL EFTA_00 I 35976 EFTA01277209 *UBS Your notes 66,,...6,..666 ,666.6G66,66,6,..66.,.66,666,666.6G. 6 ol 6 End of 6,6,66, 6,6 for account 66.1:66 CONFIDENTIAL EFT,00B5977 EFTA01277210 Important information about your statement CBS Inancial Services tic. (the Firm a UBS Finarcial her froMyOu no later than 60 days alter the Fen UBS Financial Services axon protettion • Produce CurrentMc** Miestments seekng the Sicked is a merriest of all principal madly, ccmrrodey seed you the list statement on which the ems or The rim is a member of to Soma dies Mess:. chmttion generation of hcone any. and optithis exchanges. UBS Financial Seniors and CBS Problem *Peand Corporation &PCT. which poles* seam* customers • Achieve CapitalAnnotation: linestments seeking Bank USA as i-diect subsilenes of UPS AG and - Proud.pow name and *cant Mater BF any) of its members solo $5C0,0000-cldi-g 5250.000 for growth of principal rather than the gereralith of affiliates of UBS Secretes LK. The Fim's I hanoal - Cesabe to error or tie trawler )Cu asinure dains for cash). &dietary brochse available upon income. statement is available upon rented. The FinYs twos% about, and *darn as clearly *you car why you reqthsi or at wakespears The WC asset protection • Piroduce Condonation of incase and Capital offices are at believe d is anmu a why wu need mad knits apply to all arson tut you Foldin a prticular Appnaation. Inwsernents seeking both the generation Haman:re capacity. of none and growth of pr'ncethl. IBS Fina-cel Sentes — Proide the dolor amast of to suspected era. The Fins, together neth cenain affiliates, has also 1200 Harbor Boulevard oirthasei apple/mentalinsane. he mavmum Overall risk profiles Weehawken, NJ 07086 The Finn or Card Issuer wil inestgiterut ampla'ne amount payable to al elgble diens, tokttwek unlet • Conseriatee. Seeks to maintein ntit weep* with and will course thy mar promptly. For alleged errors this *citation is 1500 million is of December 10, 2016. This statement represents the only official record of you' involving UBS Viao debit ca-d transact:am if we take Subject tome pacycorditithe ad radiations. cash a low risk it'd...G*14 lo the accord theral, wen if CBS Financial Semites account. Other records, exept that nuns the account does not generate I ignifkart more than 10 brainnsdays to &this, we will credk the firm isfurther protected fa up to $1.9 million in the income a Inn ad may rot keep pea with official tu.dxunents. contanng coneliong data should ryas *cord for the amount you think 6 in emor, so that aggregate for allying accounts held re apan:star not be relied span II you bete.* there is an mot a you eel have the use of the money dunng he tine it cipthity AI% copy of tee poky wading is available inflation. omission please report it immediately n writing to the takes us to canpleee our imeseiption. • Moderate: Wiling to accept sane risk to pincipal and Upon request Brandi Manager of the office wvig your acccant. tokrate sane vdaliky to seek higher returns. Please mike all checks payable to the Fern or the The SIPC protectin and the supplemental protection • Aggrelaive: Willrg to accept hiji r* to *nodal at Allthcsip a Agates shovel ate Mended to be accurate, linnmi insteution radcated on the Pon of that both do nil apply to. high volatility to seek Fegh returns owe time. statement data exukl not be used kr tai proposes Rely statement In addition to regale /coon fees, accounts • Certain financial assets controlled by (and *Wed in • fnarstaant Eigedity Consderation f selected a sciek on yeamind tax tams, ete Form 1099. 5498. may be abject to mareena-ce lees, doges for late your account value) but held awayfrom UBS Finial Portion of the portfolio for teat account may include 1042$, etc ) when prepamg your lax return. The Fim parr-ant kr securities purchases and charges kr unpaid Service, (e.g., certain 0) cash *1.)BS Bak 1.64, 00 conp*Braegies, Meted liosicky andrater required by law to refxn to he IRS alllivable decked, *marts n cash acconts Accounts that an tandem% cash at SAGUS. Branches, OM narance products, issportebb rantaubk ckriihnik and tax%le Merest to other nonagons may be subject to a transfer lee. including Mehk annuities, and (iv) shires of mutual earned en families held h you account net proceeds funds inhere such Sures ant registered drectly h the Statement Thouieltokfne on see tranaclions, ad cod basis on certain covered UBS Sweep Options nam of the account holder on the bocks rd records We may consolidate al related account statements with sari*. CBS offers options kr sweeping cash bala-cek balances of U. faux or trade- Kant); the sue address in the sane envelope, eg. because to bat deposits at UBS Bat US& and LDS AG Stamford • Investment <camels or rrvestnert interests (e.g.. they have owners wen also mantan jest account Cownedatkno with FM Finn branch (Bak Sweep Progeny), moray Marker mutual limited partnerships ad private placements) tut are relationthips wt other clients at the same address. If • Please resortrim ivy oral cormuncat•one in *rag tads Money Furds)sod the IntonationalDepose not registered under the Securities Act of 1933; erd you profiv to receive individual statements mailed es to further protect your ridth inSudrg your rchts Account (DA) fa cratoman with an 1-demeithal • Commodities enacts lig, foreign exchange and sego*e envelopes, yea maydecline houuholding by under the Seo_reies Investor Protection Act (SPA) Resonate Management Account. Through the Bo* Faciasmetal cortractsk incluclrg ftour* contacts calling your Fr racial Advisor. • If thefinancial Yttitution on the top left of to trcrn Sweep Programs, cash balances as swept to U3S Sad ad commodity option contracts. of this stamen isnot CBS farad &meet CBS USA so to an established kne ad then to UBS AG the SIPC protecton and the supplemental protttion do 'friendly acitOkait name Finincial Sonic* carries year itackint as Mating Stamford (ameba a Wray Furd. Deposes al LDS not apply to these !Web thenif they °Sunrise appear The Friendly account nine is a cunankable 'niknane' tinker by arra-gement with the edcated insitution Bank USA we FDIC insured in accordance with FCC on your slatements. The SEC protedith ad the chosen by you to assist you with your recordleepiny We in you of this relatcns i7 when you nits. For more infomati:n *ease visit wmvklic got app protection di> not protect against changes has no legal effect import account You can chincfr opened this accost h the cast your kr& and Deposes a WS AG Stamforderr& ad shares of in e ma vat* of yor inwstments (hdether as a thlementalk* your Friendly account nanes. though Onlne Services seorities the boated at UBS financial Services and rot Money Fads are rot homed by the FDIC. result of market movement issuer ba-kruptcy or by arduting pets F nano* Adeax. the infroleci-g broker, and younut make a awe otherwee) of any error or omission to both firers. Through the DA, cash balances we swept to depose Account overview • As dilated in the account aweerrents, yw must accounts at LDS AG New York Branch and UBS AG Dividend ReiWdetelbent Protean (DRIP) • Vela of jour aonsinapottfolo. Net of assets ad roily us of any elms or fraud Solving decks Cayman Branch. These deposits are not insured byte The price reflected is an average price You ma/ obtan liabilities, reflecied n yOur statement withal 30 days after d was FOC. Baines held at tell% AG Cayman Stanch are the actual price from you Entree Advisor. Corey ecee • Assets Includes avaltie cash balances, vales for mailed a made wattles. nerrporarly imposed tote sovereign rid of the Cayman Owes ere purchased under Cr AIR panel shires wil be restricted security Ott ), and GlobalTime Deposits, • Pleat* divot *sower complains or *pries to the Sian& and there is no ascent.. or other obligation of sold ad the cash wil be &posited h your account TM orate/zed marks to maitet andcertain assets not held Fim's C Fent gelatin Deparnenta 201852.1699 WS AG to repay the balances +while cn the UBS Cayman dviderd reMestmere pike studied by to *Ler may by the Firs. Does not indude unpnced securstreskassets or toll-free at 800-354-9103, 8:00 A.M. to 6 CO P.M. Branch's bxks. • from the market price at Mah the partial stares at the end a to poor and amen statement penods, a ET Monday through Friday, or in nreng to WS re sold private Mies: menus, omitted stock options and Fe-uncial %nice fre,, Client Replier's Doormat Deposes s LE6 Bak L6A and eachUBS AG Bunch are OthiCit.240 pod. anions P.O. Boy 766 Union Cky, W 07C$7. rot protected by SIPC. Money Fund shires are protected Cellviertim • LidAtas. Fades debe balances. outstanding margin • All warrens shall be deemed complete ad *cute by SIPC. See'U% Frolic& Services Accord kotecton' Cnk whole units melte held in yoke accord. If you as loam credit line, short accord balances. 4 not objected to in suiting within 60 days below. entitled to a palial use as a result of a dniderdDarn • CasNoloreybabnces. Total of uninvested oval** • for MY sewn_ Cal 844412.0986 or from outside or chemise, the Firm nil either sell meet snits at cash balances, aka deposit balances en UBS Bank USA, the US.: Cal 201.3521495 Upon your reetnit, balances in the Bank Sweep market *tea accept an *lord determined by a UBS AG U.S &arches and money maiket mswl had Programs or DA may be withdrawn and shares a a registered dewing agency, and credit sax accost. sweep balances, Milne acme of tee statement period • In case of ',TOM or Willions *cut in electronic Maley Fadmay be lionclated, and the proceeds hats tans* (FM call VsOckbit Non-commodity free credt balances in yar accord an returned to you or you MISS nackrit. Investment objectives not negated torn other balances and the Fimmay card transactions, call cr wile to UM Firmoal Fe 14, 6th floor, the mesentery objectives aid risk profile de specilk to use any of these lards in the Ordiney cOuneol es Weehawken, 070%, Ann MMWESO. Sec** Father hiormatcn about amiable sweep optons, each account and may varybetween yeas accants buiess. These funds themath was your desnad. note:kg curve iroerest rates and yields, s *enable at Froze ash& the Firm pronpf be in smiting of This total is no Wed in the arrimt period closing vim thmv.ubs,corameepyulds, from your Fnancial Advaor artican change know finakcial 'rainbow cr Cal crack. as soon *you can, if youth* yor a by calling B30-762.1000. *dement or receipt is *rag or if rat need more investment chock% For each accord heti, you inkmatcn about a trader on the statement or choose one of the *mane imennsnt &fecal*. neaps The Fin or Card beer (as 4:174cable)"Mt SDNY_GM_0002 5358 CONFIDENTIAL EFTA_00135978 EFTA01277211 Important information about your statement (thIMMted) Lancing infonnation believe to be reliable, but we do not gannet their - DP, and iskrted REIT swains are not listed on a Lein invesurem oust MOS toad den% we actor is delaiechnlomillon on the Finis lending rakes accuracy. natimal warns tahange, and av generally as Mikes receive (OWLS rhrigcon.ensseion and *Outfits. refer to au- Client ledatadop - We pens* use tie closeg pine whin add* a illiquid and even if they can be sold In price Iron may of the narance corrpanies wamniting Aereement or Accost Agreement ad the General the mean of the bid ad ask prices for lined received may te less than to share estimated the annuty extracts. Manes of the Indiana Terms and Conditions. LES Statement of Credit Practices modifies and optiors or or bd prices 1st OTC vats provided n the accost statement. ampanes or sporeors of the set investmem trusts available in Agreements andDisclosures a secretes. we distribute. loopy (Aaranarrounalrimoret. - Less actisey traded securities may be priced nand a • Rankled nosities Restricted secuitin primly ▪ Our ifiliates aka reeds trading comnimiont aM valuation model ate most recent prke we ay rot curierdfr eighte for public sale. UBS Financial otercompensation from mutual funds and imura-co Yew wets dmined and may not reflect al actual market price Services uses the market price of the unrestricted clods compares whose products we dstrion. Your staemem itemees wcurities ad other assets heti a mkt of the sane issuer in an imputed value far the — We receive in acme' fee frcm Leslie.* USA and is the account at the end of tie stamen period. You - Cenan aoatiro may appear wants a price ad restricted stook lor amensof this statement onyx To LISS AG Stanford Branch of up to 125 pa arrant may ak for dawn a bay pad sonnies at art time. will thew fa •Fin was rot avalable• 4 we no the extent that nnwided secures are eligble la ule, sweeping to the basks isder the LEG Bari Sweep You may receive securities wed as loan collateral alter unable to obtain a price for a security the sole wend may be abstantialfr loss than the Program. paying any balance cle on them. Any securities - Deposits a securities derceninated iicurrercies wand value town trans:Suedto the Fin drag the statement period are other than U.S. doll's are reflected a the eichange Activity lender market mew as ol the end ol the statenwe rate a of the statement date. • dB leafleted) Icon► current yields and raw Information repining commoscre and otter charges period. - kr cerrain wain% tradng innonconforning An *statues of a-nal infant is based on carol incurred in correction with to fackslon of twin, • Cart ban. In datemning the cost basis of the denominations. pice and qua-My:dace mole) may :Wicked ad interest rates, attuning tie watines will inducinganion transactions has been included on smokes included in this stanemia, Mere indicated have been adjusted to facilitatePaper Valuakee be held for one year from statement date or tree confirmations previous)/ furnished so you, ad well be web the natter 'I,' LES Fhancial Servkes has relied To cbtan °rem quotations, when awaila. contact maturity. This tisane* is only a gudelne, accuracy provided to you promptly co recpest. oninformation cbtained from sources other thanUPS ".:of ial Act,r. cr. ad continued income are not guaanteed Rhanual Senices, including nformstion from anceho - Estimated arrod income and carom weld fa Shoat selling Fins a that you may haw providedto you Penmen certain hpes of searbin could include a Mum of If you.. engaged in short selling a secure% you may Advisor. The firm does rot independently wan Cr (hcldith cared prixial or capital gam n which ewe the en. incur a charge due to certain tarowith costs to that garnet the arcane, a satiny of are irdonnaton .:: • . ; • .... :sad real estate imestment tun income (ad cenert yield mold be overstated. palkular sectrey. provided by sosces other thin LEA.Fiencial Semite,. cneaf.$) palms are gentesly highfr - Estimated armed none ad anent yield and the h addein although LBS Festal Senses grimily, tepid Certain stralwed;masts haw not been null imam andyield mita be lower a higher OPen orders updates his Merman:nes its received. the Arm registered with tie Securities and foitaa-w than the Activated amonts. Regarding wen or 'aod-tilLeancellee ceders tat does not provide any wares tat the idomnaim Canmasion or uncler any state securities laws. We ▪ An estimateof a-rualeted income (ardend enact mere rot executed by the statemert date, open buy and tit 'Cost basis' and "Unrealized gar' loss' is croak *sainted vases la private investment interest) divided by the curent maket see stop cram re reduced by the amount d diedends accurate as of to date of this stamen. As such. stains artchInstured products for Hamad awl veleta&age balance is based on the last Band or rims on an adividara a argils date unless phase do rot ray on this information to make Inposes only Acct.rJoy is rot guaranteed or Merest payment made by the hoer and inset-cad otherwise by you. You are responsble for arena cr sale decisions. fa tse Wanes or - These values nny differ ssbnantiaty from prces. il newt tie sent/esadeposas will be held for ore orders that re executed die to your failure to cancel otherwise Accounts tratiested to the rim may any, at which a prime int security a year from the statement :We or until matey. enging open ceders. reflect genloss nIcrmaticn only foe the period ch stratum:I product may be bought or sold and do Accuracy ad contrthed weld ay not curried tine they OM held a the Filet More historical rot necesurifr represers the vela you may recent Privacy MarnaCa can be aiadby year Fnarcia Advisor. won liquidation. • Assets net held by UBS Financial Services. Cortan To obtan a copy of as currant Client Privacy:tat - Third party estimates of vela re a of a certain zee% we rot held by the Fim ardna within the please anted of Financial Adviser or visit as wetche • Unrealized gains/kens When data is xailt date ad av supplied to UBS Fna-cial Seines on a Fern's possession or anvol. These awls ere at wrow the ownasionosirt. estmated La-reaped gainsnomes are calculated fir midi bays by an indepanden valuation if:thawed on you statement for informational — LEG F rumor Senices isnot a bank. The IRMA, Business ratan: stony lots The (inaction data for - Issuer, ginner paint( or sponvx estimated valet, purposes only Positions and values presented are Services Account 65A and IIMA an brokerage it:drawl Ms may or may not reflect canniksiors, it are, are applied to the Fins bylaw issue; provided by the issung fan UBS F runnel Services accounts which amnia access to baiting servos ad charges arida security reorganization events. antral partner or sponsor and may be cakulited not responds'e for this ilarnaion and does not PrOciacts trough a-range:mints with offload banks °Sand and oter reinvettneni lots ad systematic based on deferent information tan flatbed by guarantee its accuracy. Thew assets are not protected and od-er tad party banks. ad s provides access to puchne Ws are each combined to dithlay ore 'bed patties loamw tier minuted values. by SPC or the fins supplementaISIPC comma. rtuterce and emu:DJ prodads issued by amnia/red swagedlot The 'Trade date cottonpewits the - You can obtain adibianal iicematim regarding taiiparty asurance companies througn insane original transaction trade dale. to methodology used to determine the estimate of • Revenue thawing and ethillaned ccenpeneetion. agency strident. of LBS Financial Sines Inc value ad the date of the a-kernel/onthat is the - h addikn to °amnions on cake rd 12b:l fees - impatient esura-ce, ad array protacto • Callable seasities Bonds and preferred stock that bast for the estimate by contactag your Raanoal ranted in connenion with the dinriosion of mutual - Not FDIC reured• leo bank guarantee May bse vale to tea cals for nit redemption veil be selected Advest. tins to our dents ere aidOr Our affiliate recto* - lMA. Fasciae leanagennent Account Busness Martially by lot from anwg all startles of tat - Third party etlinaSed vitas may be reflected at riven.* thing parer., Iran detrbtscris ands Siena, Account BSA. IRMA end nteristional Resource forcer issue held n our name or in nomage nine fa 'We pad' in several "Manny when an advisors of the mutual bra that we cell Mee Management Aactal a-9 registered service males of dents. Call Sean Hamann is obtainedfromthird rdeperdent valuation fern has not smpled a rants are based on two dBerea cormorants: IA LI3SFinaririalSenices hc. parties and is accuracy e not gwanteed. Other call unable to assign a vales when we become aware the arrest of sales by LBS of a particulai mutual - VISA is a registered tadernat owned by Visa teases may east which mutt affect yield complete that a material event has *coated that may call a fund finely to Ow ClentS; and 60 the asset ale a a httenatianal Service Association at used ceder Hama on will be provided upon request previous)/ reported inks am queition. or Wien a particule Matt& find fme/s sharesheld at the The UBS Visa credo cods ard the UPS Visa value would be highly spasaire due to denature fern SW cards are issued by LIDS Ban USA with • Certificates of &Peal MOB COs are RIAC retired a the warty. - We ardour affiliate also receive nit:markt-gad permission from Visa U.S.A. ITOrpOrated. AA other up to S250,000 it principal and accrued interest per - When neater an issue, general partner or sponsor onnbus processng fees in consiarattrifOr a-envier trademarks, registered tracenwks, sena maks end deposta and w deposnory institutionl h accordance estimated value nor a thedststy estimated vale it ages services that we provde to tie mutual funds. registered senice marks are of ter retpeciate with MK nit. ponied, the vale ode smutty will be different These fees garishly n paid frominvestor assets h compthies horn its artist price. tie mutual fund and are a Gad dollar arrant bawd • Price/value Prices displayed for securities and other - 'Distributionsto date' may include reason of on the number of ace:erns at the braerdeale- Priodsts may be higher or lower that the price that capital, mane orboeh. holdngmeal tuts ol that fu-dlardy. you would actualb receive in he market. Prices ire - 'original unit size • represent the ndal alltnn9 — h!edition to carmitsims received in connection obtained from varkus tad pity sources *hit we pre per east andmy not reflect yow cost bass. with tlw sir or dittnIutkin of annuity contracts and UN Financial Service. Inc Rev 2 0170) SDNY_GM_00025359 CONFIDENTIAL EFTA 00135979 EFTA01277212 Fthancial Services tic Private Wealth Management *UBS 299 Pak Avenue 25th Floor Business Services Account New York NY 10171.0002 May 2017 OW7020630B43 0517 Y1 0 MAX FOUNDATION PO BOX 308 TEANECK NJ 07666-0308 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACK klAktitYLE CASRIEL Phone Questions about your statement? Call your financial Advisor or the Value of your account Resourcetine at on April 28 (S) on May 31 (S) account VOW assets 1,488.24 1,488.24 Visit our website: Your liabilities 0.00 0.00 www.ubdcomifinancialsennces Value of your account 31,488.24 31,488.24 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth venw.annuakreditreport.com. Tracking the value of your account during 2017 Value of your account $ at year end 2016 53,233.24 Net deposits and 3132 withdrawals -51,750.00 Vow nvestment return s229 2 Change in 1,23n market vgue $0.00 Value of your account 4982 1,4992 on May 31. 2017 31A0B.24 Dec 2014 Dec 2015 Dec 2016 Apr 2017 May 2017 SDNY GM 00025360 Member SIPC ANI100CQ0C0630043 NP7000059795 00001 tS17 000300000 Y123661550 000000 Page 1 of 6 CONFIDENTIAL EFTA_00135980 EFTA01277213 SUBS Business Services Account May 2017 Account name: MAX FOUNDATION Friendly account name:MAX F Account number: ATION Your linodal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 31 (1) your account , Cash and money balances may include A Cash and rrxmey balances 1,488.24 10000% Your current asset allocation available cash balances. lifIS Bank USA deposit B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income a co 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,488.24 100.00% A Value of your account $1488.24 Eye on the markets percentage change Index May 2017 Year to date S&P 500 1.41% 866% Russell 3000 1.02% 7.96% MSC I - Europe, Australia & Far East 3.81% 14.40% Barclays Capital U.S. Aggregate Bond Index 0.77% 2.38% Interest rates on May 31, 2017 3-month Treasury bills: 0.97% One-month LIBOR: 1.06% AMP 7C0020006,30844 Nk MC0099795 COCOI 0517 000030000 Y123661 SSO 03algyGm502536tige 2 of 6 CONFIDENTIAL EFTA_00135981 EFTA01277214 Business Services Account Account name: MAX FOUNDATION Your Ill nandal Advisor: SUBS r .1a ; zo Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MANLYLE CASRiEL Change in the value of your account UBS Bank USA Business Account APY Year to date (O Interest period Apr 7 - May 4 Opening account value $1,488.24 $3,238.24 Opening UBS Bank USA Business balance Aix 7 $1,488.24 Withdrawals and fees, Closing UBS Bank USA Business balance May 4 $1,488.24 inckiding investments transferred cut 000 -1,750.00 Number of days in itterest period 28 Closing account value $1,488.24 $1,488.24 Average daily balance $1,488.24 Interest earned $0.00 Cash activity summary Annual percentage yield earned 000% See Account activity this month for dealt Seances in your Sweep Options are induded n the corn-arc and dosing Gdances value. WC insurance applies only to deposits at UBS Bank USA, not to depots at u8S AG. siamfoio Bauch or beak &POO'S Pace° t hiouso the uBS internakorrd Depose Account proqarn SIPC Your investment objectives: protection applies to money market sweep funo holdings but ml oar* ceposits. SeeImportant inkernabon ebOotrxte sucernent on the iasi two paces cif this dcKument for &tido You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your May 2017 (5) Year to date (f) Financial Advisor or Branch Manager. toucan find a ful description of the alternative Opening balances $1,488.24 $3,238.24 investment objectives in Important information about your statement at the end of this document Subtractions Your return objective: Other funds debited 0.00 -1,750.00 Capital appreciation Total subtractions $0.00 -$1,750.00 Your risk profile: Primary - Moderate Net cash flow $0.00 -$1,750.00 Investment eligbiity consideration • None selected Closing balances $1,488.24 $1,488.24 Your account instructions • Your account cost basis default closing method is KO, First In, First Out SONY GM 00025362 ANP700020C0Ca0845NP7003059795 COCCI 0517 000000000 Y123661SSO 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135982 EFTA01277215 *UBS Yournotes mens.............s....,.....n....c.., ,,,,, ,,,o,.." a6 CONFIDENTIAL EFT,00135983 EFTA01277216 MAX FOUNDATION SUBS Business Services Account Account name: Your Financial Advisor: Friendly account name:MAX FOUNDATION SCOTT STACK MAN LYLE CASRIEL May 201 7 Account number. Your assets Sane paces, income and (orient vaues shown may be appr0xiMble. AS a teak gins ~losses mar mit be tncutaiely refkded. Set unportant intosmafron aØ0 your statement a Inn end of the dxumern for more infornson. Cash Cash and money balances Cast, and more), balances may include ayalade cash balances, U85 Bank. USA rot account beam^ UBS AG StanfOrd Branch &pout account balances and money market mutual lund sweep balances. UBS Bank USA deposit account balances are insured by the rDC vat hn applicable limits, but are not protected by SteC u85 AG Stanford Branchdeposit accoum balances an not insured by FDIC and se nor polected by 9PC Money market sweep balances are protected by WC but an nor insured by the FDIC. See the Important information about your statement at the end of this document for detaik about I lose balances. 0penng Wane. Clovng bilaxe Price Pet that' Average Dirldend Interest 041 in Hddng on Mal 1 (S) on Mai 21 (S) on May 21 (S) rate perial period Cap artuill (I) UBS BANK USA BUS ACCT 1,48824 1,488.24 250.00000 Your total assets teventade cl Cost Earnate0 tifireatZed van* on mar 31 (5) pi( aCC0unt bass (5) annual incane (5) gan or l0sS (S) Cash Cash and money balances 1,48814 100.00% 1,48824 Total $1,488.24 100.00% $1,488.24 SDNY GM 00025364 ANP703020C0C00847NP7003059795 03C01 0517 C0C030000 Y123661550000000 Page 5 sf 6 CONFIDENTIAL EFTA 001±5984 EFTA01277217 *UBS Your notes A. , 000.06 ........93500. 051, ............ G. ...A.. 6 al 6 End of ...........I. CONFIDENTIAL EFT,00135985 EFTA01277218 Important information about your statement CBS Innen' Services M. (the Fern a UBS Finarcial her trOMyOu no later than 60 days after the Fern UBS Financial Services awn* protection • Prance Curren/wont Mestments seekng the Sarni). is a member of all principal vacuity, ccmrrodiy seed you the fret statement on ninth the ems or The rim is a member of to Scut tit, h.esscr ;Mention generation of now at and optithsexchanes. UBS Financial Sento, and U135 Problem atheand. Corporation DWI nhich protects sentries customer' • Anew CapitalAnnotation: Madmen seeking Bank USA ate ndiect subsilenes of UPS AG and - Prow:leyou' name an ocean+ nater (if any) of its minter,into $503,000 (troldeg STSOCCO for growth of principal rather than the generation of affiliates of UBS Swann LIC. The Fun's I hanoal - Cesabe U. error or tie trader )Cu asinure dains for cash). &planar Modest available upon income. statement is available upon recites. The Fins ennead about, anemias, as clearly as you ca why you wean or at ramsteers The SEC asset protection • Piroduce Condonation of incase and Capital offices are at believe d is anent a new we need mae limits apply to all accost tut you Foldin a articular Appnaaaon. Intesinunts seeking both the generation Hammier. capacity. of mane ad growth of penckul. LOS Fina-mal San•COS InC• - Preside the dolor entreat of the suspected era. The Finn, together virth ceruin affiliates, has also 1200 Harbor Boulevard purchased People/rental insurance. The marmum Overallrisk profiles Weehawken, hU 07086 The Finn or Card Issuer wit Westgateyour complaint mount prink to al ekgbie clients, tokaweb utrler • Monsemant Seeks to maintain MGM pi-cipal, with and, I coned any mot promptly. For alleged own this protection is 1500 Shin ate al December 10, 2016. This Statement representsthe only official record of you' Melvin; UBS dabil ca-dtransarlith% if we tan low risk and volatility to the accost theral, awn it Stand lathe poky cordial-6 an limitation, cash a that wins the acne.* does not generate I igniliCart CBS Fhancial Senates account. Other recads, wept more than 10 bannsdays to cloths, we will credk the firm isfurther protected fa up to $1.9 million is the income a equal and met rot keep pea with official tax Oxman contanng cornicingdata should yor won for the amount you think a in error, so that aggegete for all yet, aaounts held is a palkular rot be relied wattle R youbeen* there is an error cr you eel have the use of the money dunng the One it wacky A fill copy of he poky nordig is available inflation. omission please report it immediately n writing to the takes us to complete our Mediation. • Moderato Miring 10 accept sane risk lio pincipal ird vin request. tolerate sane volalady to seek higher returns. Branch Manager of the office wvig your accoat Please mike all checks payable to the Fern or the The SIPC preterites and the supplemental protection • Aggressive: Wiling to accept hip Mk to pnnopal ad Whoop a hares sheen ate Mended to be aureate, thaw' instoakin notated on the Past of thd both do not apply to. high volatility to seek Ina ream owe time. statement data should not be used kr tar pwposes Rely statement In addition to ntgdar want len, accounts • Certain lilac% assets controlled by (and reLded • fnwstaant Eigenity Conaleation: f wlectiel a 'WY on yeaend tax Wm% (le Form 1099. 5498. may be sant to martena-ce lees, chaps for late your account vow) but held awayfrom UBSFinanal Portion of the porno% for that account may include 10425. etc ) when prepathg your lax return. The Fir,, earnest kr securities purchases and charges kr unpaid Services (ag., certain ft) cash at UBS Ark 1.64, 00 complex *ranges, larked 1i4ii6ty andrater required by law torear' to he IRS all tavable dindends, among n cash accosts. Accents that ate transferred cash at SAGUS. Branches, 00 @inane,products, volatiley. reportabb reentarabb onions,* and taxable Merest to other instnatens may be subject to a transfer lee. including nibble annuities, and (iv) Wires of mutual end on theaitiel held h you account net proceeds lads when such shires are registered drectly n the Statement Inenelsolifne on see tranactions, ad cod basis on certain covered UBS Sweep Options nam of the account holder on the bock; rd records We may consolidate al related xcount statements with saran. 1.85 offers options kr sweeping cash balances, balances of U. nett a traafte apart); the sane address in the same errreixe, eg. because to bat deposits a UBS Bak USA and COS AG Stamford • investment corn-acts or I-ointment interests (e.g.. they haw owners Wth also maiden ant account Caverenlatkins wia die Firm branch (lark Sweep ProganN, mow/ nude' mutual limited partnerships ad private placements) that are relationthps with other clients a the same address. If • Please neon(irm am oral communcatens in nein tads Money Funds) and the InternationalDepot] not registered under the %curates Act of 1933; ad you profit to woke individual statements mailed in to further protect your ria4s mdudrg your roam Aomori' (CA) fa es/stomas with an Hemaliand • Commodities enacts (e.g. foreign exchange and separate envelopes, you may decline houwhdding by under the Seo_elies Investor Protection Act (SPAT Reserve Management Account. Though the Bat Precious metal cortractsk incluclrg faura contracts calrg your Fe-uncial Advisor. • It thefinancial initution en the top left of to Vag Sweep Program% cash balances re swept to WSBak at commodity opens contras. ol this stamen snot LES Ennal Sates, UBS USA up to an established knit ard then to UBS AG the SIPC protecton andIle supplemental protalon do Friendly AMOY% 0111110 Firancial &mien carries year itackint as Waring Stanford Dacha a Wray Fiard. ntitakt M COS not apply so these assts evenef they °tense appear The Friendly account name is a cunanizable 'rib/inane' locker by armagement with the Mooted inslituton Bank USA are FIX inured in accordance with FCC on year statements. The WC protodia ad the chosen by you so assist you with your recodkeepitry We informed you of this relatonshio %lien you nibs. For more Intcmiatin please mit wmvidic got stpplemental protection de not protect against changes has ro legal effect an your account. You can merge opened this accost h the cast your but and Deposes a WS AG StamfordBrach an shares of in the makes vats of you., investments (( whether as a your Friendly accord names. through Online Services sennies re boated at UBS financial Services and rot Money Ards are not hand by the FDIC. tear* of market movement issuer ba-kruptcy or by minding yaw F annual Advice. to inonagbrner, ad youmat make a nari othenven of ay error or omission to both firma Through the DA, cash balances ire swept to deposit Account overview • As dented en the accent anerrents, yin Mat accounts at UBS AG New York Branch anUBS AG Dividend ReiWdtblbefil Program (DWI • Vain of your wountrportholo. Net of assets and rody us of any errors or fraud bemiring decks Cayman Branch. These deposes are not insured byte The price reflected is an average nice You may obtarn liabilities, reflected on yOur statement within 30 days after 4 was FOC. Balances held at MUG AG Cayman Enna ate the actual price from yos rootlet Advisor. Only nob • Assets Includes and** cash balances, vans for mailed or made available. temporarily noosed to the sovereign rid d the Cayman harts are purchased under DRIP; patial shaves will be restricted security fed ), and Global Time Deposit, • Pleats diodes:tomer complans or Scans to to bland% an there is no patentee or other obfgaion of sold ad the cash wit be deposited is your account The unreaked marks to maket, and certah assets not held Firm's C fent Relation Deparment a 201.352.1699 WS AG to repay the balances %lib cn the UBS Cayman dviderd reiwestmere price applied by the issuer may by the Fim. Does not indude unmated securtinassets or toll-free at 80:0-35490:13, 8:CO A.M. to 6 CO P.M. finch's bxks. • from the nurket ace at sash thepartial dares at the end of the prior and anent statement rxmods, a ET Monday through Friday, or in nreng to UBS se sold pirate ewes:man invested stock options and Fi-uncsal %Meet tre., Client Rations Deanna % Capons at LES Bat L6A and eachUBS AG Branch are CO(Citat40 nod. potions P.O. Boy 766 Union fay, W 07C$7. rot protected by SIPC. Money Fund shires we protected Cos ee • tinbAtits. Maks debk balance% outstanag margin • A IIstrewn shall be deemed complete ad ante by SIPC. See U% Frolic% Services Account Protection' CMi Wale units maybe held in yos octant. If peon load creole line, short acciant balances. 4 rot donned to iv venting within 60 days below. entitled to a pald ail as a result of a &goadParini • Cash/money babnces. Total of uninvested wain • for TTY senate Cal 8%412.0986 or from outside or otherwise, the Fern ban ether sell panel snits a ea balances, pleas depose balances en UBS Bank USA, the US.: Cal Z01.352.1495 Upon your reqUelt, balances in the Bank Sweep market pence- accept an amen datimmined by a UBS AG U.S Branches ad money make mewl had Programs or DA may be valtdrawn and shares d a regnered dean agency, and credit tor acorn. sweep balance% al Ova:noof tie statement period • In case of *Iron or Willions Mod a electronic Money Findmay be licaidaled, an the proceeds lad; teamster (ETD EIS or Witt/obit Non-commodity free credt balances in yar account we returned to yea or you teases accord. 'widener* objectives not negated from other balances and the Fimmay card transactions, call f mile to UM Tram* Xnges Ito In, 6th floor. The nveslinert objectives rd risk profile de specilk to use any of these lads the ordnay cows of es Weehawken, 11 070%, Ann NAPA** Sentra% Father Mormatal about available weep options, each account and may varybetween yin accoats balms. Thew funds anpwabla upon your deemed. nclairg anent interest rates and yelds, s available at Pox* nese the Firm pronptb in wining of ay This total is So Wed in the await wad closing van wmv.ubs,cordweepyelds, from your f nancial *donor PTVkart change inpox fmaxi* 'Mahon cr Cal awn. as soon as you can, if youth)* you or by calling 1430-762.1000. staement or receipt is wag ern' you need more investment <boding Fa each noonhen you nkmaton &cut a trader on the statement or choose one of the 'donne investment objecting. neap. The Fill" or Card boar (as anoloable)mu5t SDNY_GM_0002 5366 CONFIDENTIAL EFTA_00 I 35986 EFTA01277219 Important information about your statement (eonlnied) Lending information believe to be /dial., but we do not garantee their - Dry andIngrid REIT storks are not listed on a rail investment trust units to as dents, we alder Fa delayed pnlormstion on the Finis lending practices accuracy. national wastes recharge, and we granary as alike. receive (OWLS slang compinuition and doclostres. refer to your Client Relatmem - We gem* use the closer; pace when avalabba illiquid and even if they can be cold tie price fron may of the Ormond companies waremiting kronen, or Accost Agreement aid the Gerwal the men of the lad re ask prices for lined received may be less than the per share estimated the anitycoreracts, dilates of the inwarce Toms and Conditions UBS Statement of Credit Practices smarts ad options or meg bid prices la MC rake provided n the moose statement. compares or sporeors of the ust investmem trusts availale in Agieweems andDisclonmea at secuties. we distribute. ann. urarnmtheenuntriiirelevvva. - Less actneti traded securities may be priced usiw a • Ranted emurkies Regraded secuitin geneiralti — Our ifiliatn afro receive rating corrrnietiont ad valuation model a Ike mon recent price we we rot currereti eiryble for public sale. UBS Finical other compensation frommutual funds aid aura-co Yew' dated cbtined and may not reflect an acted make price Services uses the market price of the unrestricted sloth compmes whose products we ckstriale. Your statement itemires wouribes rod other assets held a ySie, cd the same issuer in an Milted valuef✓ the — We receive an andelfee from Les Bank USA aid the accou-t at the end of tie siatemwe period. You - Cenan postiro may appear widow a price ad restricted stook lor purposes of Misstatement only To U3S AG Stamford Bunch of Leo to 12 Spa arrant may W. for delivery ol fay paid sedrties as Iry tine. will thew fa •Fin was rot avalabh• t we me the extent that rotatied sowitin are triable la ule, sweeping to the balks u -der the LEG Bart Sweep You may receive wanties used as loan collateral alter triable to cbtan a price for a secuity. the vat. weird may be abstarnalti less than the Program. paying any balate da on them. der/ securities - Deposits a securities denominated inanercies mated value limn translatedto the Fin dre-g the statement period are other than U.S done-, are reflected at the eithange Activity lined at market vale as of the end ol the statemert rate as of the statement date. • ht. lestanated) Wane. current yields and raw Ireormeton reviving commissions and other charges period. - fa arrein within thadng innoticedanew An estimate of anal excene is based on wide incurred in correction with the il ea/onof twin, • Cart bawls In deteinning the cost basis of the denornivtions, pice and quality 0ace sake) may diiiderd ad interest rates, waning the leashes will inducing option transactions has been included cn smokes included e, this statement Mere indicated have been adjusted to facilitatePryer values cal be held for me year from statement date or wail confirmations previoury fumished to you, ad mal be web the nutter 'I,' LES Fhancial Servkes has relied To obian owem quotations, when availa, contact maturity. This estimate is only a guidelne, accuracy provided to ?Su promptly onrecpest. oninformation chiseled from sources other thanUES saw financial Advisor. and continued won* are not guaanteed Frunual Seniors, including hformstion Iran another - Estimated scud income and current yield for Short King fir, a that you may have provided to you Fina-cial • Private irreeovnente and structured preclude. certain Mies of swain could include a Mum of If you are engaged in short *ling a sew*, you may Advisor. The firm does rot independently way a Private itiestmert seo_rities (ioLdeg &ea principal or captal gals in which ewe the en. incur a charge due to cenaintarowing costs tor that garnet the mangy a rad/1y of ay irtonnation parilipatith program aid real estate investment Inds income (ad cumin yield would be overstated. palkular provided by souses other the, 1.85 Fiuncial Semites mantes) and structired produce are grimily het* — Estimated anal income aid curvet yeld and the h addriln ithouth LEES Fir-wild Saviors gerwalti timid Caton stiwbsed erodes hew not been amid imam, wed yield Illicidb• WM a higher Othin orders updates this idarnation as il is received, the him registered with tie Securities and Exchange than the il tinated amounts. Regarding can or *geocitilLoancellee adios that does not provide any assura-ces tat the hionnaion Ca/minim or under any state securities laws. We — An estimateof amuakted income (dreamt anchor were not executed by the statemere date, open buy and war 'Cost bars' ad "Unrealized girlloss' is DosideeSlinated vales la private investment interest) divided by the curent make sat stop cram we red wed by the anew of dividends accurate as of to date of this statement. As such mantes and 'textured products for hkenvicrul valuetaveage balance is based on the left dividend or opts on an wedividads a ewrithis date unless pleas. do not reti on this Warn:Son to make Pumas any Acdracy is rot guaranteed or Herod payment made by the ismer and instrwild otherwise by you. You are reeponsble for lowchne or sale decisions, fa tar Pryeses or - These values may differ sLbstantiaty torn pras assures the seorbesrdeposks will be held for one orders tat we executed die to you failure to cartel otherwise Accounts tramferred to the FM/ may toy, at which a plate int security a year *Om the statement date or until matuity. Rafting open ceders. reflect gar/loss rdormatim only for the period of structured product may be bought or sold and do Accuracy ad contended geld are not cuaraThect tine they are heed at to Rim More hitorical not necesseritirep/turn the Ma you may receive Privary Marnaion can be aided byi yew Fria-cid Advisor. won liquidator. • Meets not held by UBS Finaixial Services. Certain To obesn a copy of as current Client Piracy Notice - Third piny eninaes of vala are a of a cenain wets we rot Mkt by the Fim ri d not wain the please contact vox Financial Advisor or visit as wettite • Unrealized gaits/basses When data is wattle. delta-id re supplied to UBS Fnacial Services on a Fern's possessien or control. These awls are wwwntssene/nniarenntre. esteemed Ls-reared gage/Imes are calculated for regular bays by an independent testator tem. dthlayed on yo.r statement for informational - LESFiunual Services isnot a bank. 1116 RNA, Business ndviotal starry lots The (inaction data for - issuer, gewalpaint. or manta estimated reties purposes only. Positrons and values presented are Services Account BSA and OM are brokerage inthrigal Ion may or may not reflect commistions, any, are supplied tote Fires bylaw issuer, provided by to aring firm MG Franca' SO Wes if accounts which amok access to bwking services ad charges steer wcurity reorgannatith events. comical partner or sponsor and may be catuisted not resporoble for this eformaion and does not Modes ai a arangements with0134'nd banks Dividend and other reinvestment lots ad systematic lased on deferent informabon tan thawed by guarantee es accuracy. These assets are not protected and other liM-mrty banks. provides access to pitches. tits are each combined to drools, ore Pled parties to denve their striated values. dy SIPC or the Fern's supplementaISIPC toxemia. rourarce and amulty prodxis issued by srufMailed averaged lot Tie 'Trade date col.mnpewits the - You can obtain ad:Withal ilormatim regarding taviparty iv:mance oompenies troath instance orneal transaction trade date. the methodology used to determine the enimate Of • Revenue Awing end eildtlenal ccenpensation. agency stbsidaries of U3SFthencil Serra; Inc. value ad the date of the Hornell:inthat is the — h addraim to commilims on sales ad 12b.l fees - MS-rent koura-ce, ad annuity prairie • Callable neuritis Bonds and preferred stock that base fix the estimate by contacteg your Fthanoal melted in connenbn with the dindosith of mutual - Not FDIC routed• lb bank guaraThee May lose value the Mai cals for eery redemption veil be selected Advoor. this to our acres ere aXfOf Our affiliate receive - WA. Rescute Management Account, Posner inpartially by lot from amorg all scathes of tat - Third party ennuted wean may be reflected as revena shrug paymeres tan deo-boors andlor Serval Account BSA IRMA and ntentitional Resource two held n our name or in none.* nave foe as priced' in several situations, when an advixrs ol the mlual kn.* that we sell Thew Management Anant re registered service maks of dents Call tease hformatith is obtained from third edeperdent valuation tem has not suppled a arrothis are based on two d &rent cony:eerie LESFearnial Semites ex. parties and es accuracy isnot gwanteed. Other call made to assign a vat when we become aware the mare of sales by LES of a partkulir rrutual - VISA is a registered tadernati owed by Visa teases may west which dun allect yield complete that a material event has wowed that may call a End family to our clents; and AO the asset vale of a hternationg Serra Assocetion adused Leder Soma on will be provided upon request preveutly reported vela ino guiltier a raven a particular mutual ard fwrys shiresheld at the kens* 11e UBS Visa credit cads ad the UBS Vea value would be highly specuiltire due to denture fern debt card, we issued by 1185 gar* USA with • ClInikeees of &Peat (0, COs are FDIC tensed of the warty. - We a-dour affiliate also receive retworking aid permission from Visa U.S.A. Ircorporated. M otter sp to 525O,0OO n principal and accrued interest per - When neither an issue, general /marry or sponsor onnbus processing fees in consi*rationfor b-ansler thadernaks, registered tracknures, woke maks and ckpostor at w depository h accordance estimated value nor a thedpany enervated yaw is agent services tat we provide to the mutual funds. registered *nice marks are of ter respective with FDIC nibs provad. the maw of the stoutly will be differs-a These feet generaly are paid from investor assets h cornpalies keen its wohase Price. the mutual fund and are a Geed dollar arrant based • Price/value Prces displayed for securer's and other - 'Distributions to date' may include retLm of on the rtirrter Of accosts at the broker-dale- Prockds may be higher or lower dial hePrice that capital, mane or both. holdngmewl kinds of that fird f you would actualti receive in he market. Pekes re - 'original unit size • represents the natal offering — h heat:onto ton/mations received in connection obtained from various hid party sources *hit we rice per Lind and may not reflect your cost base. with the sae or cfelautianol annuity detracts aid UOS Pitman Services Inc. Rev. 201703 SDNY_GM_OOO25367 CONFIDENTIAL EFIA_OO135987 EFTA01277220