U65 Palencia' Seniices hc
*UBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171•CCO2 February 2014
APZ2C01146349 021 4 VI 0
Your $nandal Advisor:
SCOTT STACK MAN1LYLE CASKIEL
Phone 2 12821 40001800.308-3140 Account name: POT & KETTLE, LLC
Friendly account nam : TK TT Ltd
Questions about your statement?
Call jour Financial Advisor or the Account number:
Resourcetine at 800-762-1030.
account 029023679
;natant website:
www.ubscomIlinancialservices
Your investment objectives:
You have identified the following Value of your account Your account instructions
• Your account is currently coded for
investment objectives for this account If onlanuary 31 (SI on February 28 margin.
you have questions about these • Your account cost basis default closing
objectives, disagree with them, or wish to Your assets 0 00 5,838.70 method is FIFO, First In, First Out.
change them, please contact your
Your liabilities 0.00 0.00
Financial Advisor or Branch Manage:. You
can find a full description of the Value of your account $0.00 $5,838.70
alternative investment objectives in
Important information about your
statement at the end of this document
Your return objective:
Current income &capital appreciation Change in the value of your account
Your risk profile: February 2014 (1) Year to date ($)
Primary - Moderate
Investment eligibility consaderation - None Opening account value $0.00 $0.00
selected Deposits, including investment≤
transferred in 5,838.70 5,838 70
Closing account value $5,838.70 55,838.70
SONY GM 00025368
Member SIPC M270002001146349 922000063448 00002 0214 030579743 Y123679550000000 Page 7 a In
CONFIDENTIAL EFTA_00135988
EFTA01277221
Your Amends' Advisor:
UBS
Account name:
Business Services Account Friendly account name: SCOTT STACK MANLYLE CASIVEL
February 2014 Account number: 212.821.7000f 800-308.3140
Cash activity summary
Ste Account Ea, tho nrolgh foi *IS Is. &dances In your sweep Options are inductedIn the opening and
closing balances •due. FDIC Insurance applies only to deposits at UBS Sank USA, not to deposits at UBS AG.
Starrioid Erarch 01 bank deposits placed t hrough the UBS international Depose Account ccogan. SIPC
protection applies to money market sneer, field holdings but rot bare deposits. SeeImportant Infornanon
goerr your statement on the last two pages a' this dof ument for details.
February 2014 3) Year to date (1)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credited 5,838.70 5,838.70
Total additions $5,838.70 35,838.70
Net cash flow 35,838.70 35,838.70
Closing balances $5,838.70 33,838.70
APZ20CO203I144350 P22000063448 C0002 0214 030579743 Yt23679550 OCKINEwGitoco25tne S of 14
CONFIDENTIAL EFTA_00135989
EFTA01277222
Account name: POT & IIETTLE, LLC
Business Services Account Your Financial Advisor
*UBS February :0.4
Friendly account name: P,T.L'I-L L_C
Account number.
SCOTT STACK MAN LYLE CASRIEL
212-821-70001800-308-3140
Your assets
Sane priC el, income and current values ShOnn may be approximate. As a its ut. gam and losses may nOl
be acurately reflected. See important inlormabon about your statement a the end ol tuts document for
more infornason
Cash
Cash and money balances
Cashard money balances may include available cah balances, UBS Bank USA deport account balances,
U8S AG Stamford Branch deposit accent balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC Wain em elt** limits, but ale not
protected by SIPC. UBS AG Stanford Branch deposit account banes roe not insured by FDIC and eee not
potected by 9PC. Money market sweep balances are protected by SPC but are not insured by the FDIC.
See the Important information about your statement a the endof this doer:nen' for details about those
bdances.
0penng balance Closing balance Pnce per :haze Average DalclenlIntetest Dais
wiring on Feb I (t) on Feb 28 (S) on Feb 28 (S) rate period period Cep remount IS)
UBS BANK USA BUS ACCT 0.00 5,838.70 250,000.00
Your total assets
PEKlmaQeof Cost Estimated Unrelated
Pau. on Feb 28 (SI your account basis (5) annual income (S) gain or loss (S)
Cash Cash and money balances 5,131.70 100.00% 5,839.70
Total $5,838.70 100.00% $5,838.70
Account activity this month
Foe more Information tout tee priceiealue shown for restricted secuaties, see important inFermat:6n about
your statement a the endof this cbcunent
Your Quantity/ Cash Cash and
Date ActiMty Description expense code face rate moevaiue amount (3) money blame (S)
Ian 31 Cash and money balance 10.00
Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY POT AND KETTLE AT 5,838.70 5,838.70
CHASUS33
Feb 28 Closing cash and money balance 15.838.70
SONY GM 00025370
APZ20CO2001146351 PZ200-0‘1448 00002 0214 030579743 Y123679550 CCM,/ Page 9 of 14
CONFIDENTIAL EFTA_00135990
EFTA01277223
UBS
Account name: POT &KETTLE, LLC
Business Services Account Your iq mental Advisor.
Friendly account name. TK SCOTT STACK MANLYLE CASRIEL
February 2014 Account number: 212.821.7000f800-308.3140
Account activity this month (Contrived
0ae Actmty Descoptica Amount (S)
Money balance octivitin Mn 31 BalanCe forward $0.00
Feb28 Deposit UBS BANK USA BUSINESS ACCOUNT 5,838.70
Feb 28 Closing U.S Bank USA Business Account $%838.70
The UBS Brant USA Business Account Is your pnmary sweepoption
APZ20:02031146352 FZ2000063448 C0002 0214 033579743 Y12367%50 COMSpiyorke,002/3ym 10 of 14
End of statement for account number Y1 23679 55
CONFIDENTIAL EFTA_00135991
EFTA01277224
Important information about your statement
LEIS Fiuncial Senates tic. (the F im or UBS Anemia' sae you the fin statemerd on Which the error or The Fins together with certain aftEwes, ha also wan held you choose one of the following
Services} is a marker of all ',incise' seos canna* problem appeared. purchased applorental protection. The *thrum imestrnent °brollies'
and options exchages. LES Fe-erxial Seesaws and U3S - Provide your name ad accont raiser 0f any) amount payable to al eligible there, cobras& Erin • Pock. CurrentImam.. lin-slim es seekng the
Bank USA at rdrect subsiiares of LES AG and — Desoto the *nor or he wander you ere are this protection is 5500 million as of December 10, 2013. generation of income crib..
affiliates of LES Sege-tin U.C. The Fist's Ii ernial about and ratan as chat as wit can why you • Achim CapdalAppreciation: Investments waking
statement is available upon feast. The Fin's excrete believe t is an error or whys.* need more klaPct to the pokyconditions ad rata growth of prncjaal rather than the eversion ol
off ices ye a: iionnation the firm is further protected kr up to $1.9 million n the income.
— Proud. the does amount of to suspected error. aggregate for all you accounts held n a poorer • Produce Combination oilman. and Capital
Laski/not Sauces FE. capacity. A ha ccpy of he poky waxing as ineilable Appreciation taiesiments seeking both the generaticn
1200 Harbor Esubvarn The km or Cad Issuer 'rho iniessigne your complaint upon request. ol mane and gat/the' prit011.
Weehawken. to 07086 and we correct any error promptly.
The SIPC protection and the supplement' protection Overall rills profdes
Ibis statement represent the ant official record of yew Please make all checks payable to the Fain or the both do not apply to.
LES Frincial Semmes account. Other wads, root financial irektion ideated on the front of this • Certain &uncial asses controlled by (and included A • Conservative' Seeks to manlier, ndi31peel* with
official tar docuinents. containing conflict-9dt; should low risk and volatility to the accord overal, teenif
stakinent haddkcnto ages. accrue fees accounts your account value) but hell away from US$Fine-6P that means the accost does not generate signif 'cant
not be relied span If Ku believe there is an error or may be subject to marterunce fees, changes for late Services (e.g.. certain cash al UBS Bat (il cain at
mission, please report it immediately n wiling to the income a returns and may not keep pace with
papitrit for searnes purchases and charges for unpaid LES AG Starnaid bunch (I) insurace proICIS, inflation.
Enrich Manager of the °lice laving your account. amounts in car =cuts. Accounts that we transferred including variable enmities, and (i4) shares of mutual
to other rotations may be subject to a transfer tee. finds where such shares are registered diet A the • Moderate: Wang to accept went fist to principal and
Alkur al figures shown as rdended to be accurate. name of the account holder on re balm ad records tolerate some votatety to seek hgher returns.
statement data shouli not be used for tar purposes Rely UBS Sweep Cation, of to applicable issuer a transfer agent); • Aggress*: Wiling to accept high ink to pinta aid
sae& onyerend tax forms, de., form 1038 Sae. UBS offers options for sweepng cash bine; Winces high volatility to seek high returns over time.
10425, etc.)whinpretargyour tax return. The Fim to bat deposits at UBS Bark USA and WS AG Slanted • Certain rwelmert contracts or niestment interest
required by low to report to ihe IRS all to able &Elena. brads (Bank Sweep Programs), money maks intuit pg., limited partneshix and pirate placement) the Statement liouseholdre
retort** rantrable dvidends and eatable niereet beds (Mor*Fu-ds) ad theInternationalDepost we rot *peered raider tie Securities Act of 1%3; We may consolidate at related account statements with
eared an acuities held in you accent, net proceeds Accant 00Alfor customers withalInterutional ad the same address n the sane envelope. Accounts may
en safe trareactexe, and cost basis ere certain covered Amuse Management Account. Through te Bank be related tor this purpose berate they haw owners
parks. Sweep Pregame, cash balances re swept to U26 Sark • Commodities contacts (et, ',reign exchange and who also maintain pia award relationships with other
USA up to at rad:4W pmt ad then to LES AG psi:usenet.' ortreds). ndudeg futures contact clients at the sane address. This practice's known as
Communications with the Finn Stanford Brandt or a Money Fund. Deposits at UBS ad corneas otticn contracts. • househtiling ' II you prefer to recele individual
. Please re-confirm any oral cormarcatorts in sung Bak USA are FDIC mired in accordace with FCC statements inaikd in separate envelopes — you Tay
to further protect your r4its. robing your rght rubs. For awe namation pease vet werwldicgov. The SIPC protector and to suppkimental protection do decline householding by oiling your Snakier Adana.
radar the Seasick klieg& Protection Act (SPAS Deposits at UBS AG SlantedBurch and tun of not apply to these assets rent theyotherwise appear
Money Funds aro rot inured by the FCC on you steerntrits. IM SEC pidiedien ad the Friendly accept name
• If thefinancial nstitution cn the tcp left of re hens The Friendliacoart name reflects Wormation that you
sortkenentalprotedion der not protect agarct changes aimed on the Firm's onlne senses webste. t e a
of this statement is noel% finance' Senses, U3S %tour the OA, arvailabk tower balances we swept to in the maim yaw of you investments (whether a a
Pi-areal Services caries yo.r account a cleanng depose accounts al UBS AG New Yak Branch and UB5 result of market mosement, issuer balktUptCy customizable thiclrurnr chasm by you to assia you
broker by anargenunt with the retested intlilution AG Cayman Bunch Thew deposits are not insured by otherwise} ash sow recordkeeping It has res legal effect on your
We Stormed you d the relanianthig when you the FCC. Balances Fold at to Carman Brach want. You can charge yew hiendk account names
opened this accost. h this case. your kegs and are tempera* exposed to the swereir risk of the More information is avalable won request You may through Onfre Services or by contacti-gwurFrancial
secureswe located a LES financial Servicesand rot Cayman blonds, and dire is no gwantee Cr other obtan mere infoonasion Lots Set. Easing the 5WC Athisor.
ex trathEng broker. ad youmat make a reborn obligaton of LES AG to repay be biarces while co the Brochure, by contacting9PC a 202-371-8300or by
of any error or *Tuition to both firms. UBSCaymarns Bridis books. usitng the SSC **tam ar YAW/.140‘041 ACCOST overview
• Paw etre, accoentipondir Net of assets and
ANaccount slate-nateshall be deemed complete ad Deposes a U35 Bat LEA and eachUBS AG Each are Dividend ReiWetblbeee Program (DPP)
accurate i not objected to ih Yeti* within 60 days. not protected by SIPC. Money Fund shires aw protected Thence reflected is an swage price. You may obtan • Asset Inclas amiable cash balances, varies for
by SIPC. See -U3S Financial Services Arrant Protection' the actual price Iran yors Financial Adana. Orly as* restricted sear* kw I, and Global line Deposits,
• /lean diect customer complaints or iNUiin to tie bobw tire are purchased under DPW; partial shares wit be urrealired mars to market, and caftan meets not held
Fim'sClint Relations Patinae at 201.352.1699 soli ad tot cash w6 be detailed St your account. The by the Fins Does not include unpriced S.CUitifill assets
a-toll-free at 800-3569103, 8:CO A.M. to 6:00 P.M. Upon yak retest, banes in the Bank Sweep 6viderd reinvestment price applied by he O-er may al the end of the primand twirl statement periods, or
ET Monday through Fridaw a in *gig to LES Po:gransor OA may be withdraws and shares of a differ from the market price at which theta:1W shires prorate iwestrrents, invested stock options aid
Financial Senses lx., Client Relations Depatnent, Money Fund my be liquidated, and the proceeds ye sold knosable stock options
P.O. Box 766 Union City, NJ 07087. returned so you <caviar aorta accord. • Eiatatities Includes debt boraces, orienting rrurgn
Caleklieu loans. credit the, too avant balances.
Riser formation about available sweep options, • Casb/rroney balances Tool of uninvested available
• ki case of wren or 04,0Ens about an electronic nearing ores rawest rates and yetis, e astable at
I2n Male units may be held in bar account. If you are
funds transit( (EFT), bi puymm or UBS Visedebit entitled to a palul unit a a result o'er:tido-4 Panall cash balances. plus UBS Bak USA deposit Wares LIBS
card tiansactiorts, call 62-1008 or cote to UBS wwwitecomreseepyiekt, from your Frahcit Advisor or otherwise, the Firm VA either sell panel wit at AG Stain ford french deposit balances and money market
Frunciathenices Fic„ 1000 Herber Blvd, 6th floor, orgy calling BOO-762.1000. rivulet peke a accept an amount &omitted by a mitual fund sweep terraces at to cbse of he
Weakineen NI 07086. Min RIVINESA Senits registered clear, agency, awlcredit yar scare. statement period. Noricormlocity kee credit balances in
UBS Financial Services aware protection your accost we rot segregated from other balances
Cal or write as soon as you cart if you tit yaw The is a member of the Searilbs Vivea0I Protection Investment objectives and the Fora may use any of these funds in the ordinay
statement or receipt is wog o 4 you need more Corporation (SIPC), vrnich worth wasities accounts of The a-hemmer, obscures rd risk profile we speak to course of Wariness. These funds we payable iron
informal en about a turn* on the flattnient or its members up so 5500,000 including S2K000 for each account and may ray between Please Seise the your darned. This total is included., the anent period
rOtWO. The Finn or Card Issuer In elPfciable)nou dams kr cash). The SIC asset protection "mks *WV to Finn promote, in won; of any sirkant donee in you. closi-g value.
hew horn's° ro later tan 60 days after the Fim all account that you hold n a palkular <abases'. Maxie' situacn or nvestmert objectives. kr each
SDNY_GM_00025372
CONFIDENTIAL EFTA_00135992
EFTA01277225
Important information about your statement (con inued)
Undfig adoration you would tusk recede h the mallet Prices ore - •Dslekte an to date may include return of — h nide cc, to oneirrisscni received n connector
Fer Matedinformation at the Fr es ending places °bland from various third party sources vinith tw mild. income a both wash the sale or cletnbUion of a-ruey contracts
and discheses, refer to your Client Relatorrthip Delve to be relitle, but we do not etaralee hear - Ira see' represents the initial orterng and vet investment tat lilies to our <lents, we
Agennern or Accatt Agreement aid the General accuracy. pee per unit and may not reelect p.r ton basis anctor our affair* weir retsina sharing
Tim,. at Conditions UBS Staten-own of Credit traction — We gentraty um the dogleg price wean avdabea compost:a from many of the instance
available in Agreements andoixioxtrel at the mean of the bid and ask prices fa lined • Restricted nanties Rented searnen generally companies undenttire; the arruity contracts,
rata comlarroiraderangag se:train and cplors a on& NJ prices fa OTC we rot currenty engine nor publk sale. UBSFireyeal athletes of the turn* carpats or sponsors of
senates. Services tees the market price of the unrestricted slock tetra imestment mats we distaste.
Utast, - Less ant& waded securities may be priced using of the sane issuer as an mputed value for the - air edits ako receive trading cantata and
Your natement Remit smother. end other was held valuation model or the mon recent pet we restricted stock for propene of this 'Women on. To other cornea-eat° from ennui knit and
in the accant at the end of the staternere period. You obtained and may not reflect an actual matt rice the tent that redrined sparkles are eegbn la sale, nuance cement whose prodxls we distribute
may ark for deity a defy paid searees at ant time. or wee the vale recehed may be stIonantial& less than the - Wyatt.* an anal fee from UBS Bak LEA and
You may receive sectaries used as loan collateral after - Certain position may appear withrti a pace and heated value drown LES AG Stanford Branth of up to szs per accost
Dying any balance due on tem. k -y *curium will Pow as *price was rot available' if we re writhe to the bat under the UBS Bak Swoop
tramilerred to the hen citing the atatanent period are unfie to obtain a pnce for a wanly • En. bestireeted) inert. current yields end rates. Fragrant
lined at ticket value as of the end of the strata - Deposits or starts dendninated 6currencies An estinate of mall intorno is bawd en sweet
period. ocher than U.S. dollars are reflected at the ethinge dividend ad interest rates, assuning tie stakes will Activity
• Cast bast h damning the cost basis of the rate as of the statement date. be held for <ne yea from statement date or trill hbrmatit regudrig <attars and otter charges
stories included in this statement, where indicated - Fcr semen watt eating in noniconformng MIlisity. This tint easy again., accuracy iscuricd in connect on with he <nu:knot wades,
wih the ntorbee UPS Fa-tealSett has relied derienonalant price ant quaty (face vela) may rd continued mono are not gueranteed iidudny option transactions ha berencluded at
eninformation <bland from sources other thanIRS have been adsted to taciliUle prat tuaion. - Estimated anal name at hart yield fee atirrnthons povously furrohnl eo you, at will be
Festal Senices. including tif°munch ten anothe- To obtain current quotatiens, when babble, contact certain types of stakes could include a Man of pronged to yOu ramptly at rawest.
I km a that sums,. have peovided to your Finaxial par Financial Adder. detainor capital gate h %Nth case the est
Actor. The Finn does not nett:bre& verify a income (rd current yeti would be emanated. Short allies
gaunt the Kandy or valley day information • Private arrestante and druclaired product - Estimated areal tome rd writ yield and the f yeu am engaged in short tern a security, you may
provided by sates otter thin teiSFivricial Service. hivate niestrren sautes (ixbdrig *ea actual itene at yieli might be kwer a higher hair a charge doe to certainbra-rowing costs for that
patipation acqam and real estate instalment mat than theist:matedamounts. funicular security.
h aicitirt although WS Sirs:rind Services general& warts) and swami pod cu are generally highly — An entate of a-runced ncome (divdend ands
tette this tamaten as egret...a, the firm Anvil Certain strixttred Knish have not been interest) divded by the curter market Open mkt
ekes not provide any sentences that the idamatir registered wih the Securities and Excha- valciaverage balance it based on the Iset dividend Regrling oar or • sooditilkanceeled* ceders that
vet "Cost basis" and 'Ifirealued gar/loss' it Comeasion a under ani nate securities laws. We or Merest payment made by the issuer and were not theafted by the steamer( date, open buy ad
accurate as a the date of this statement. As such prote ethmited vanes for pwae investmem aeries the seostieteposts will be held for one sed stop orders are redxed by the mount of dividends
please dome re& on the nit:motion to make wait es and structured products for idormatiord year born the statement date or until manly. a rig-its on an eitividercet a tripes tie unless
puchace a tale decisions, later aspen.% a purposes only. Accuracy k me guaranteed. Accuracy ad continued weld we not gawked intruched otherwise by ya.P. You are tearable for
otherwise. Accounts Wandered to to Fim may ▪ Thee values maydiffer tastatiaby born prkes if eiders that re testate due coyote litre lo caxel
reflect gint loss infametkn only for the period of any, at rand, a vete nresanent security a • Ann riot held by UBS 'rancid Service& Certain elating open orders.
tine they at held a the Frm More Natural structured rota may be to4-n or sold and do assets re rot held by the Fin and nee nth the
rikneaten cane,e atedby yotr Fermin Advisor. not necessarilyrepresent the Ma you may receive Fern's possesses, or ccenrol. These assets de Privacy
upon rquidatiOn. depleted on you statement fa informational To cbtai, a copy of at cunt Chad FeremyNceice:
• Um-edited gansflowes Wien data is ▪ Thal prlyebrnates of %ale are as of a certab purposes only. Position, rid values presented re please contact sour Freesia Achisor or visit err weeniee
eninated tweaked suing lases we Uneaten Ice dale a-4 are &maid to UBS Femeciel Services on Footed by the issui-g hen US$ F rancial Services at ttwailRefigEsthiaURRIER,
YeSviclraI searSy lots. The transient data for requite bass by in independent vitiation Jim. not revertible for the ntamaion and does not
rxfreetal lab may or may not reelect - Issuer, general partner or spomor estimated vaLes, guarantee es accuracy these assets are rot weaned UBS Rutin Services a rot a bet The WA, Busies
charges sector acuity reterganizal en tots ory, are unwind to the Fran by the mar, by SIC or the tem% supplementalSIC coverage. SMACK Account RSA and IRMA ore brokerage accounts
Diridend and otareenwelmmi lots rd systematic genmal pater or spereor and may be calculated which provide access eo barking services rid products
prate lots are each canbined to display one based on deferent irdonnation tan that used by • Revenue shoring and additional compensation. through arrangements art Alined bat at other
averaged lot. The • Trade date • meanpresents the It'dpanel Sterne their estinated values. — In addition lo commiseons on sales and 12b1 fees thrtipaly banes, ad provides access to nsurace and
aigrul transaction wade date. - You can obean additive inearnaten regrading recent n ea-racoon with the distribution of stay pralacte lead by tenant thirdiparry
the methodology used to determine the tit* of mutual Ittids to our c fonts we nuke our Alfas insurance ecmpa-as through Murano agency
• Callable securities Bat and ;referred stock that value ad tie date of the H.:email," that is the receive mania, Sharing Parente horn distributors subsdiswies of UBS Financial Services Inc.
the est tots for ea& reit-plan wil be selected basis forte tint by contact lag your Fivitial ado advisers of the mAki funds that we sell.
metal& by lot Iran among all seo.reies of that Advisor. Theseanoints are based on two defence Iniestment nsurace. at ruttyproducts:
eat held how name or in nominee nor lot or - Chid party esenveed vitas my be reflected as rsetaxnenrs 0 ten amantol saki by UBS of a Not IDIC inured • No bank gement* May tae vela
clients. Cdl bathe hecnnaten s cbtaned from third •Not eked' h wow I sit atm. wee n pannold mutual fund I ami& to our clients, and CO
parties and es accuracy isnot guaranteed. Other call rdependent telethon tent has not stippledor is the asset wined apalioalr rnutual hind I amilis RUA. Rescue. Management decant, Business Senices
knives maybes' which cat affect yaelet complete ulnae to assign a vibe, when we become aware shares held at the ern Account 85A, IRMA and international Resource
hfcmiaten Mete provided upon request that a materialevent ha °coated that may call a — We and as afMate also recta nemeeking and Management Accost are registered service marks of
pettily reported vela it question. or when a ormtus processing lees in consideration for UBS Fruncial Services he
• Certificates of deposit (CDs) CDs are FDIC tired value would be highly speottive due to the nacre turner agent rarvios that we pray& to the
tp to 5293,000 n prrePal and accrued interest per of the sentity. mutual fads. Thew feel gentle are Pad from Visa *hate is a registered seeds* mad of visa
depostor and pee depose:6y toned:at rs accordence - When neither an suer, general panne or sponsor imestor arts h the mutual fund and are a freed International. CBS Via Sagan cede cards at UBS
wt RAC rules. *stinted rake ha a Otiosity estimated nate if dela amount based ar tie number of accounts at yea debt cards are eaten by UBS Bark USA with
parted the value of the tardy will be dinette the brokeridealer holdngmaul lards el that fund permission from Wes U.S A Incorporated.
• Preenralue Prove divined for securities and other ban itspurchaseprice.
inducts may be higher or lower than ditto that UBS Fireendal Services Inc Pm 204102
SDNY_GM_00025373
CONFIDENTIAL EFTA_00135993
EFTA01277226
SUBS
UBS Financial Services nc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 March 2014
ANP70064825870311xt YI 0
Pelt p. vrtii 11r
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number.
Your Nnancial Advisor-
SCOTT STACKMANILYLE CASFIEL
Phone 212.821.700Y800.308-3140
Questions about your statement?
Call yo,ri Finandg Advisor Or the Value of your account
ReSoiateline at 800-762-1C00, on February 28 (V on March 31(1)
account 029323679
Your assets 5,838.70 5,588.70
Visit our website: Your liabilities 0.00 0.00
www.ubstomlfinancialservices
Value of your account $5,838.70 $5,588.70
Items for your attention
• If you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sonrats of your account growth
ubs.cornionineservices
Tracking the value of your account during 2014
Value of your account
at year end 2013 1O00
Net deposits and
5.838.7 5,5897 withdrawals $558a70
• Your nvesmtenI return
Change in
market Moe 50.00
Value of your account
on Mar 31, 2014 $555.70
Feb2014 MN 2014
SDNY GM 00025374
Member SIPC ANP70005006482587 NP70C03C0496 C0002 0314 030579743 Y123679550 100000 Page 7 of I8
CONFIDENTIAL EFTA 00135994
EFTA01277227
Account name: Your R sandal Advisor
*UBS Business Services Account
March 2014
Friendly account name-
Account number:
SCOTT STACK MANLYLE CASRIEL
212-821.7030/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (3) your account
Cash and money balances may include
A Cash and money balances 5,588.70 10000% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives a co 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities a co 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
$5,588.70 100.00%
Value of your account $5,588.70
Eye on the markets
Percentage change
Index March 2014 Year to date
S&P SOO 0.84% 1.81%
Russell 3000 0.53% 1.97%
MSC I - Europe, Australia & Far East -0.57% 0.77%
Barclays Capital U.S. Aggregate Bond Index -017% 1.84%
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
AMMO:04006492588 NP7000307486 03802 0314 030579743 Y123679550 10apitGito0025§W 6 of 18
CONFIDENTIAL EFTA 00135995
EFTA01277228
SUBS
Account name: POT & KETTLE, LLC Your PI sandal Advisor:
Business Services Account
Friendly account name: P0TK ETTLE LLC SCOTT STACKMANLYIS CASRIEL
March 2014 Account number. 212-821-70001800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
March 2014 O/ Year to date (1) Interest perad Feb 7 - Mar 6
Opening account value $5,838.70 $0.00 Opening UBS Bank USA Business balance Feb 7 $0.00
Deposits, including investments Closing UBS Bank USA Business balance Mar 6 $5,838.70
transferred in 0.00 5,838.70
Number of days in nterest period 28
Withdrawals and fees,
inckiding investments transferred Average daily balance 81,459.68
cut -250.00 -250.00 Interest earned $0.00
Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0.00%
Cash activity summary Your investment objectives:
Ste Account attnny thrs month tot decals Baances in your Sweep Options are mended n the coning and You have identified the following investment objectives for this account If you have questions
closing balances rdue. FDiC insurance applies coy to deposits * U85 Bank USA, rot to deposits at UEIS AG,
SNOW Branch or bale deposits pracedihrougn the u8S Internet:one DePC64 Account program. WC about these objectives, disagree with them, or wish to change them, please contact your
protection applies to money mane sweep land holdings but rot bank deposit. kerrnpOrtint informaD0n Financial Advisor or Branch Manager. You can find a full description of the alternative
Matt i>vg sfeemerat on the last two pages ot tnisoccurnem for ate& investment objectives in important information about your statement at the end of this
March 2014 IS) Year to date (S) document
Opening balances $5,838.70 $0.00 Your return objective:
Current income &capital appreciation
Addibons Your risk profile:
Deposits and other funds credited 0.00 5,838.70 Primary Moderate
Investment eligibility consderation • None selected
Total additions $0.00 $5,838.70
Subtractions
Checks and bill payments -250.00 -250.00
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Total subtractions -$250.00 -$250.00
Net cash flow -$250.00 $5,588.70
Closing balances $5,588.70 $5,588.70
SDNY GM 00025376
AmP7000S006482S89 W7003303496 C00O2 0314 030579743 V173679550 10C000 Page II of 18
CONFIDENTIAL EFTA_00135996
EFTA01277229
*UBS
Yournotes
.rvr .50,55.590NIAMON.600032 co I a onsma vmensm ogs. 00.{.” le
CONFIDENTIAL EFT,00133997
EFTA01277230
Account name: POT & KETTLE, LIC
Business Services Account Your PI nandal Advisor:
$UBS March 2014
friendly account name: POTK ETTLE LLC
Account number.
SCOTT STACKMANLYLE CASNEL
212-821-70001800-308-3140
Your assets
Seale PnCeS, income and current vaues ShOrm may be appnbarra14. AS a issue, gains aid10%4SW/, rql
be acurately reflected. See important urlormabon about your statement a the end ol this dxurreM for
in7te Informalon
Cash
Cash and money balances
Cash and money balances may Ind tee avalable cah balances, USS Bank USA deposit acount balances,
UBS AG Slareord Branch deposit amount baances and money maker mutual fund sweep baiances
UBS Bank USA deposit account balances are insured by the FDIC vet hin appliceble limits, but are not
protected by 9PC UCIS AG Stanford Dare h decoy' amount balances we not insured by FDIC end ere rot
protected by SIPC Morley made* sweep balances are protected by SIPC but are not insured by the FDIC.
See the important information about your statement a the end of Out document for daaas about I too
balances.
Openng bdance Closing Wince Pnce per there Average Dnidend interest Dap tn
Fiddng on Mar 1 (S) on Mar 31 on Mar 31 CO rate period period Cep amount cs)
UBS BANK USA BUS ACCT 5.838.70 558830 250.003.00
Your total assets
Percentage Cl Cost Estimated Unreel/red
Value on Mar 31 (S) your amount basis (5) annual income (3) gain or loss (1)
Cash Cash and money balances 5,588.70 100.00% 5,588.70
Total $5,588.70 100.00% $5,588.70
Account activity this month
For more Informal/2n about the plildvalue shown for restricted:Knelt% see important Mformati:o about
your statement a the end of this document
YOU' Cvaitrtyr Cash Cash and
Die Actinty Cescnptron expense code tale 'take hiceivaiue (5) amount money balance (1)
Feb 28 Cash and money balance 15.83870
Mar 24 Bia Check STATE OF DE CHECE PAID 001001 -250.00 5,588.70
Mar 31 Closing cash and money balance 15.58830
SDNY GM 00025378
APIP703050064.92591 NV7003303486 C0032 0314 030579743 VI 73679550100000 Page 11 of le
CONFIDENTIAL EFTA_00135998
EFTA01277231
SUBS Business Services Account
ma-ch 2oi 4
Account name: POT r Erni, LLC
Friendly account name: P0TK ETTLE LLC
Account number.
Your IIsandal Advisor:
SCOTT STACK MAMLYLE CASRIEL
212.82 l-7000/800.306.3140
Account activity this month cen tnuedi
Date Activity Descriptcn Amount (5)
Money balance activities Feb 28 Balance Forward $5,838.70
Mar 25 Withdrawal UBS BANI: USA BUSINESS ACCOUNT AS OF 03/24iI 4 -290.00
Mar 31 Closing UBS Bank USA Business Account $5,586.70
The UBS Baru USA &Mines, Account is your pnmary sweep option.
ANP7C005006482592Ne70C0303406 C0032 0314 030579743 Y123679550 I 0igleyGfriL000213esi 12 of 18
End of statement for account number Yi 23679 SS
CONFIDENTIAL EFTA_00I35999
EFTA01277232
Important information about your statement
LEIS Fiuncial Services Ix. (the F im or UBS Anemia! sent you the fin statement on brigs the error or The Finn, together with certain Mantes, ha also scant held, you choose one of the following
Semices). is a martet of all principal nosily, cannodty problem appeared. purchased epplemental protection. The mrinun knestynent objection'
and optima behaves. LES FrertialSenrices and LES - Prowlers: nane ad accost number 0 any). anoint payable so al eked* clients, collects& seder • Andes. CumentIrcome. imbim its seekng the
Bank USA at rdrect subedares of LES AG and — Desabe the *nu or he transfer you ant vitae this protectimis S500 million as of December 10, 2013. generation of income a*.
affiliate, of LESSetritin LIC. The Five's thane' about and explan as cleat as mo cam why mu • achieve CepdarAppreciation: Investments seeking
statement is available upon reoen. The Fern's *recite* believe it is an error a why youneed more kloXot to the pokyconditions limitations, cash a grown of pence:bat rather than the generation ol
offices re a: efamation the Firm isfurther protectedot ad
mote $1.9 million n the income.
— Proud. the dolor snout el the suspected mix aggegate for all you/ accounts held n ape-titular • Produce Combinaton oilman. and Capital
LES Fininced Services Ft. capacity. A hi copy of the poky wsdng n available Appreciation: I-vestments seeki-g both the generation
1200 Harbor Flaubert' The Fie or Cad Issuer wit inentigeto you complaint &on &quint. ol name and gashof pupal.
Weehawken, to 07086 and evil correct any error pomp*.
The SIPC protection and the supplemenUI protection Overall risk prairies
Ibis natement represent the any official record of yas Please mote all checks payobk to the Firm or the both do not apply to.
LES Finincial Senses account, Other records, 'rept financial institution nitrated on tie front of this • Certin Francis! Uwe controlled by (and nctieed in • Conservatre Seeks to mantan Sol precis, teeth
Mickel tar documnt contening ccrilicting data slimed low risk and volatility to the accarn area, nenif
statement haidition to reeguhe accarf for accounts your account value but held away from UBSFinrcel
rot be relied mon If you believe there is an erne or that means the accost does rot generate signif 'cant
may be subject to mailenrce fees, throes for late Senecas (e.g.. certain(* cash at UBS Bat (il oath at income or returrn end may rot keep pace with
omission please report it immediately needling to the parent for securities purchases and charges for unpaid WS AG Surrecrd bunch (I) interne pi:data.
Ranch Manager of the office serving you arrant. amounts in Glib =ants. Accounts that we transferred including variable acuities, and (id shires of nate inflation.
to other hakutions may be subject to a sneer fro. hetet where such them are reentered dienly n the • Moderate: Willing to accept seem rite to pinoPal and
Ael-cuoin ellipses shorn re ebended to be accurate. nave of the account holier on the tors and records tolerate some menet, to seek hater returns.
statement data should not be used for tar purposes Rely UBS Sweep Option of the applicable issuer or transfer agent); • Aggressire: Wiling to accept high ink to pthopal and
sorb ones-end tax forms, te.. Form 1099. 5488. UBS offers options for sweepng cash bilarces, biances high volatility to seek highreturns oser tine.
10425, etc.)whin prepregyour tu return. The Fine it to bass deposits al UBS Bat USA and LES AG StanIced • Certain register* contracts or Mestment interest
requiredby law to report to the IRS all taxabk dividend, brach (Bank Sweep Progeny), money market metal pg., limited partnere* and prime placements) the Statement liouseholdne
nipple* rantanble dui:lends and tat Menne kids (Money Fu-de and theInternationalDeposit are rot rept-tend trder tie Securities Act of 1503; We may consolidate al related account statements with
eared on vacuities held in you account net proceeds Account ODAtfor customers withal Intemational ad the sane bide& n the sate enact Accounts may
on safe transactcre, and cost base Co certain covered Rexene Management Account. Through the Bank be related Ice this purpose betase they have owners
loositin. Sweep Proaany, cash balances re swept to 185 Sark • Commodities corrects (e.g, foreign 'shave and who also maintain pint score roktionshis with other
USA up to ari estabkheol knit ad then to LES AG precirsrnetal cantract). nduding foists contacts terns at the sane address. This practice's known as
Communications with the Firm Stanford Brandt cr a Money Fund. Deposits at UBS ad kormoditrootion contract • householing ' II you prefer to retake edivalual
• Please retortion arty oral cormtncaterts in mmHg Bak USA are FDIC assured in accordace wth FCC statements marred in separate rilYekeirl — yen may
to further protect you; opts, it-tolueneyour rite rules. For nacre nformation please set mwrldiogov. the 51K protectcn and the supplemental potenc) do decline hors/Malang by ping you Fruitier Advise.
seder the Se:train!nester Protection Act (WA). Deposes at UBS AG StarredBurch ad stores of not apply so these assets evens they otherwise appear
Money Funds are rot inured by the FDC on your siXernern. The 9K protection and the Friendly accotht name
• If theMaxie helitution on the tcp kb of the front sultolareental protection do not protect mane changes the Fnendk scant name reflects of ormation that you
of this statement is not LEIS Financial Sinews, IBS throup the OA, araileble toads balances we swept to in the maim vats of you' investments (Whether as a awned on the Firm's onlne settees websee. h is a
Feenoal Services carries you- account as cleanng depose accounts at UBS AG New Yak Branch and UE6 result of market morment, issuer bankruptcy Cr customizable 'niclrurne' &run by you to &in you
broker by amegernent web the indcated mission AG Cayman Bunch Thew deposits are not enured by Otherreil0 rah you recordkeephe. It has no INC effect on your
We Wormed ISU of tie relationship when you the C. Balances Feld at the LES AG Carnal Bra-d-i arrant. You can dirge you' hiendb account names,
opened this accost. h this case. your Lent and are tempera* exposed to the sovereign Sc of the More information is avalable mon reopest You may though Onire Services or by contact-9 mut Financial
setae:eswe located at LES Financial Senses and rot Capin blonds, and there is no gamete Cr otter obtan more hfcmation about Sit. eictedng the SRC Adana.
the enact/mgbroker. a-4 you nut make a SPA obligation of UBS AG to repay the burn while on the Brochure, by contacting 9PC a 202371-8300o by
ol ray ester or &Inn& to both firms. UBSCormann Brach's books. wring the SIK **thee ar VAMMert/E ACCOWll overview
• Yatre of yore amoonaportak, Net of assets ad
A arrant statements shall be deemed complete ad Deposes a 185 Bak LEA and eachUBS AG Barth are Dividend Rear/Utile& Perm (DPP)
accurate f not objected ton *meg within 60 days. not protected by SIPC. Money Fund shires ere protected the pee reflected is an swage price. You may obtan • Asset latexes salads cash balances, vats for
by SIPC. See 'UT6 Frontal Service. Arrant Protection the actual price Worn yas Financial Advisor. Onty neck restricted stare), (en I, and Global Tine Deposits,
• Please diect customer complaints a i -nUiieS to he bobw *Wei are purchased under DRIP) patial shires will be urreelied marks to maker, and certain assets not held
Fern's C lient Relatins Pertinent X 201352-1699 sok, ad tlw rah wa b depotited h your scours The byte Fins Does not include unpriced Unfiredassets
or tollree a 800-354-91(G, 8:00 A.M. to 6:00 P.M. Upon you reqrst, balms n tie Bank Sarin dividend realignment price applied by the issuer may al the end of the odeand anentstatement periods, or
ET Monday through Freclap a in *Meg to LES Program or OA may be withdrawn and shares of a ale from the make price at which thepartial shires private ithestreents, vested stock options wed
Financial Senses lx., Client Relations Depalrnent, Money Fund may be liquidated, the the proceeds are sold emicoable stock options
P.O. Box 766 Union City, NJ 07087. returned to you <recur secudier accant. • rielienes Include, debt belaces, cuturdirg rrergn
Ceolokelieu loans. credit the, accent balances.
• nesse of even Or cLaslian about an electronic P.nher formation about available weep options, Orly whole units maybe hewn you' amour. If you are • Cash/money balances. Total of unimested amiable
funds Wanner nlei puymm or UBS Vise debit nacre ore,* evetest rates and yet*, a seeable at entitled to a palul utt as smolt of a Priderd Paement cash balances. plus UBS Bak LISA deposit bat/poet UBS
card aankictorts, call 62-1000, a voile to UBS www.ths comrssueearkt, from your F nano ial Advisor or otherwise, the Firm veil either sell parbal kegs at AG Stanford Branch depose balances and money market
Feenoal Semen he., 1000 Harbor Blvd, 6th floor. or by calling 800762.1000. rivulet peke a accept an kronen &Unrifled by a mutual fund sweep beams, at the Use of the
Weehawken NI 07086. Min RMNBSA Se-mos rogiceoed clearing agency, admen you across statement period. Noricormlocky free credit balances in
UM Financial Services account protection your scowl av rot segregated from other balances
Cal or write as soon as you cart 4 nth thee, gas the Finn is a member of the Securities iliniterf Protection Investment objectives ad the Fern may use any ol these tunes in the ordinay
statement or receipt is wag or A you need more Corporation (SIPC), which protect securities account, of The rent:nen of/pours and risk profile ay specific to come of tipsiness. these turds re payable won
informaiin /boat a twofer on the 'tamers or its members up so 1500,09) Cnclixling 5293,000 for each account andnuy mybetween Please athise the your dernard, This total n intruded., the omentpeeiod
curer. Tho Firm or Card thus (as MItrablr must dens kr cash). the SIK asset protection knits apt to Fern prompter in mning of any simileant Mango n your doing valve.
her from you no later than 60 days aher the Fim all account that you hold n a palkuls capacity. Maxie siturcn or gni/emelt objectives. For each
SDNY_GM_0002 5380
CONFIDENTIAL EFTA_00136000
EFTA01277233
Important information about your statement (coninued)
landing information you would actually recte n the minket Prices me - •Ditto cm to date may melt)* return of — h ade en to covimascra received n connection
Fix *teedint°mutton on the Finis lending practices °bawd tom vatan third party sources white we meal. income a both wth Me sale or danlation o1array contracts
and disciosues, ter to you Ghent Relaterraip Delve to be reliable. but we do not gatealee their — 'Crignal sce • represents the initial offerer; and,M investment trust units to our <lents, we
Armoury or Account Agreement rid the General accuracy. price per unit and may not (elect Will cost basis ands our affiliate mat trans sharing
Teems at Conditions UBS Statement of Credit Practices — We gentrady use the closi-g pricewhen avalthee cr compensation Franmany of the antra
available in Agreement andNeiowes at tie mean of the bid ad ask prices farmed • Restricted securities esstrded wan in generally companies underwritirg the atittortracts,
taw mac rottarratadargigai acuities and colors or onb bed prices Ice OTC are rot currently easible son publk sale. UBSFiractal *kites of the Curate <arca-tor sponsas of
seosties. knots ides tlE matel price of the unrestricted slack Mtn imesvnent wets we distrbute
Yew abets - Less actemb traded securities may be priced ushg of the same issueras an mputed value fade - OJT affiliates also recite trading oarnifiatkra and
Your dassment Remit acuities endotter assets held valuation model or the mod recent fora we restricted stock for porpons of this atatement on4, To other cormorant:onfrom mutual finds and
hare accent at the end ot the statement tend. You oared and may not reflect an actual matt price the tent that eeffriffed searkies are 'rube lee nsurance attain whose products we *tribute.
may ark for delvery of Itty paid scones at ry time. or igte? the vale receied may be stbeantialB less than the - We receive an annual fee from UBS Bak OA and
You may receive securities used as loan collateral after - Certain points may appear without a price and irtp_ced value town UBS AG Stamford Bart ohm to szs per accost
pwing any balance due on tem. Pry securities will thaw as *price was rot bailable if we re sweeping to the barks under the UBS Bark Sweep
bansiened to to him dreg to steward pentad are undob to obtah a pnce for a leanly • En. (esterneted) inccene current yields and rates. Roan.
listed al market value as of the end of the statarere - Deposits or sateen denominated er currencies An estinate of a-rual income is based an (Limn
period. other tan U.S. dollars are reflected at the eichinge dniclind aid interest rates, attuning tie stakes will Activity
• Can basis. h detemning the cost basis of fate rate as of the statement date. be held for one yew from statement date or until hbrinaterrewarderg caner:nets and other Charge
stales included in this statement, where indicated - For cerian twines beano n non.conformng nUtifite This mitt a ceW a gtelne, mammy hoped et connedco with the *mutat of eat,
wih the runty. •UPS Fiord& Services has relied deriannalcra ace at tatty0mo wise) may rd continued ineanw are not guaranteed ncludng option transactions ha been inclucbd al
oninformation *1 mad from sources other ManIRS have been added to facilitate proper valuation - Estimated atual name at curvet yield fo- catenaions puvousty fume-shad to you, ad ad be
Financial Seraces, including information kern another To obtain current quotations, when wattle, cordad certain Woes of stakes could include a return of pleaded to you wavily at rawest
lam a that youmg haw.!unaided to you Finaxial your Financial Atte. prncpalor capeal gat in uhich case the est
Advisor. The Finn does not idepatently verify a income grd current yeti would be onerstated. Sheet alley
operant the money or milky day id°triton • Private inonenwas and drudaped producb. - Estimated snail icane ad went yeld and the f aware engaged in she wait a security, youmay
provided by sates oter than LAK.Fivncial Senates. hinte meanest seasein (has/nicked actual item and yield milt be lower a higher noir a chap the to cerUin Wroth's? costs for that
participation acqam grid real estate investment trust than the tstinated amounts. particular securty.
h tali" although SIBS FintiCel Services generally smuts) zed stared pita are generally highly - An eatate of trusteed income (divdend actor
sextet tie information as it is received, the firm Akiel. Certain Prised waists have not bean interest) died et by the curet market Open Green
does not provide any astwances that the eternal:II registered with the Securities and Excha- vattraverage balance d based on the last dividend Regarding Wen or • gozdtilkancellecr ceders tat
tmbr "Cost basis" and %tweaked garlloss' is Com-rasion o- under any state securties laws. We Or interest payment made by the issuer and were not teocured by the gatemen date, open buy at
accurate as of the date of the statement. As suck provide estimated sties for private investment warms be seositieedeposts will be het foe ore sell stop orders are redxed by the antral of dividends
please do not reay on this Hermitian to make leashes and structured produces for edormatecul year from the statement date or until manly. or rights on an exdividerds a totes thee unless
audit a Sale decisions, fades papaws ce purposes only. Acosacy snot giuranewd. Accuracy and continued weld se not garnet instructed otherwise by you. You are responsble for
otherwise. Accounts transferred to to fie may - These values may differ agnates, from prices. orders that are weaned the colour failure lo cancel
reflect gat/ loss tdomition only for the period of any, at whidna private twesanent security a • Assets not held by WS 'rancid Services Certain eating open orders.
tine they ae held a the F rm fibre historical structured cnxIxt may be bouts or told and do assets me rot held by the fern and not nth the
tonnaan tan be added by yotr FeuncidAdvisor. not mussels represent the vale you may receive firm's possession or anti These assets me Privity
upon rotation. *played on year statement fa orecommon& To obtain a copy of cu. current Client Friary Noise
• Unedited gabalosses Wien data is aoiltly - Thad prly 'Ornate of vale av as of a certab purposes only. Positions and values presented a. pima contact sour Francis' Achisor or vat as website
eninated areatized gait lases we cictAated fa date and are sabred to UBS Fina-cial Services on a Pounded by the swig Inc U6SFroncial Services is at altaaRRICIatagallaa.
navilialseosty lots. Re transactor, data foe regale bass by an Wei:enders religion tint not reversible for ins ?formation and des not
nevidal bas may or may not reared <dominions, - Mum general pannw or sponsor tinged valet, guarantee es accuracy. these assets we rot protected UBS Financial Services a rot a bark tin BMA. Bushes
charges ander sectaity reorganize en events fry art wpplied to the Fm by Ow tar, by Silt or is Fits supplemental SIC coverage. Seniors Account RSA and IRMA are brckerase accounts
Diridend and °tarn,nvestmmi lots ad systarnatic gental pane or sponsor and may be tabulated which provide access to batingservices at products
eschew bts are each tenbined to display cue based on Mewl information from tat used by • Revalue shoring and additional compensation. trough arranowne-os wet) affiliated bat aid other
averagedlot Ste • Trade date • [alto presents the tadparties laded* tea entailed values. — In addition to commissions on sales and 12b-t fees thrdpay banks, and provides access to roan and
aigtul transaction trade date. - You can obtain additional Harnett' regarding recent n correction wash the distribution of snug prodxt awed by unaffiliated thitd.pa-ty
the methodology wed to determine the ratite of trawl finds to beams we nuke our &Mau tummy companies through roura-na agercy
• Callable securities Bomb and preferred stock that value at The date of Me efamalen that is the receive revenue *WingParent, from distributors subsidiaries of UBS financial Services Inc.
the infarct for eat redenpfvon will be selected basis for de mitt by contacteg your Financial ads adriscrs of the mAol funds that we sell.
mpaelb by lot ban among all seoseies of tot Advisor. These anowts are based on two *kern Investment, nsura-ce. ani amityproducts:
assts held how nowt or in nornhee name lee as - Thad party estimated vitas may be reflected as components amant ol atm by UBS of a Not VIC bowed • No bank guarantees May Use vela
clients. Call bade edamation s dotabed from third •Not aged' n sever l sit alit. wive n partiailar mutual fund I amiy to our climb and Cri
patties and es accuracy isnot guatteed. Other call idependent vitiation tem RS not suppled or is the asset value of a patiosLT mutual fund I amity's RUA. Resort. Management Account, Business Services
leases marmot vetch ttsald affect yaelct compete table to assign a vas. Man we became entire dares held at the tern Account 85A, IRMA and alternate's& Resource
nlomatco will be provided upon request that a materialevent has ocoared out may call a — We and 0.1" Anate aBo recewe netting and Management Accost are registered service marks of
!tits), reported vas ib question. or Wien a ormtus processing lees in corteration for UBS Fruited Services tic
• Certificates of deposit (marCDs are FDIC enured value would be highly speottive due to die ntre bade agent rata that we pay& to the
Leto 5250,000 n acacia' aid accrued interest per of the sturdy. rrukal fads. Thew feesgenerally are pad from Visa *rate is a registered service mirk of Visa
depostor at pee deposit:lbinstitution, in accordance - When neither al suer, general part se sponsor investor assets in the mewl fund and are a heed Intonational uBs Via Signalise cede cards and LES
will RAC rules. bibbed sake nor a Uttar estimated vela if data amount loosed an the nutter of accounts at yea debt cards are espied by UBS Bank USA with
wooded the value of the study will be anted the broker.dealer holdngmaul heeds of that fund prmosion from to U.S A Incorporated.
• BriceArolim Prom divinedfor securities and fi ner km its purchasePrice. fmiy
products may be higher or lower than Mesta that UBS Finlander Services Int P+v. 201402
SDNY_GM_00025381
CONFIDENTIAL EFTA_00 I 3600 I
EFTA01277234
UBS Financial Services he
SUBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 April 2014
ANP70056915790414 V1 0
POT & KETTLE, 1
Account name•. POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number: _3679 SS
Your Financial Advisor:
SCOTT STACK MANLYLE CASRIEL
Phone' 212.821 -7000/800-308-3140
Questions about your statement?
Call ;Our FinanCig Advisor Or the Value of your account
Rescurceline at 800-762-1C00, on March 31 ($) on April 30 (5)
account 029323679
Your assets 5,588 70 5,588.70
Maltour websIte: Your liabilities 0.00 0.00
www.ubstorMinancialservices
Value of your account $5,588.70 S5,588.70
Items for your attention
. it you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sources of your account growth
ubs.com/onineservices
Tracking the value of your account duriag 2014
Value of your account
S at year end 2013 90.00
Net deposits and
5989.7 Wthdrames 45,588.70
• Your riWStrnent return
Chaste in
market value $O00
Velma of your account
on Apr 30, 2014 955811.70
Mal 2014 40i 2014
SDNY GM 00025382
Mombor SIPC ANP700C0005591579 NP1000191025 00002 0t14 030579743 Y123679550000000 Page 7 of 18
CONFIDENTIAL EFTA_00136002
EFTA01277235
SUBS Business Services Account
4)6(2014
Account name:
Friendly account nani
Account number:
Your IIRancid Advisor.
SCOTT STACK MANLYLE CASR1EL
212-821.7000/600-308-3140
Your account balance sheet
Summary of your assets
value on Percentage of
April 30(4) yOur account
• Cash and money balances may include
A Cash and money balances 5,588/0 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional
F Corrmodities
G Other
Total assets 55,588.70 100.00%
A
Value of your account $5,588.70
Eye on the markets
Percentage change
Index April 2014 Year to date
S&P 500 0.74% 2.56%
Russell 3000 0.12% 2.10%
MSC I - Europe, Australia & Far East 1.53% 2.31%
Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70%
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
Ape7C003005691580NIT0C0191825 000O2 0414 030579743 Y123679SSOCOMpiyGitrxweer B of 18
CONFIDENTIAL EFTA_00136003
EFTA01277236
Business Services Account Account name: POT 8/KETTLE, LIC Your financial Advisor:
• TK
LIBS Friendly account n
Account number.
SCOTT STACK MAN LYLE CASRIEL
212-821-70001800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
April 2014 ($1 Year to date (i) Interest perrod Mar 7 - Apr 6
Opening account value $5,588.70 $0.00 Opening UBS Bank USA Business balance Mar 7 $5,838.70
Deposits, including investments Closing UBS Bank USA Business balance Apr 6 $5,588.70
transferred in 0.00 5,838.70
Number of days in merest period 31
Withal-awals and fees,
including investments transferred Average daily balance $5,725.80
out 0.00 -250.00 Interest earned $0.00
Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0 CO%
Cash activity summary Your investment objectives:
Ste account It 'Noy this mown tot deta Is Blanes in your Sweep Options are includedin tne cpertrig and You have identified the following investment objectives for this account If you have questions
closing Mance, vS ye. FDIC insurance applies only to deposits at UK Bank USA, not to deposits at UBS AG,
sianioid Karon or bank deposits pateciihrouch the UBS International DelX54 Account program. sirc about these objectives, disagree with them, or wish to change them, please contact your
projection applies to money maitet sweep fund hcklings but not barer deposits. kermponant Intormacon Financial Advisor or Branch Manager. You can find a kill description of the alternative
aboutsom statement on the Lag two pages ot this document tor deals. investment objectives in Important information about your statement at the end of this
Apnl 2014 (i) Year to date (S) document
Opening balances $5,588.70 $0.00 Your retell objective:
Current income &capital appreciation
Additions Your risk profile:
Deposits and other funds credited 0.00 5,838.70 Primary Moderate
investment eligbetty consideration • None selected
Total additions $0.00 $5,838.70
Subtractions
Checks and bill payments 0.00 -250.00
Your account instructions
Total subtractions $0.00 -$250.00 • You account cost basis default closing method is FIFO, First In, First Out
Net cash flow $0.00 $5,588.70
Closing balances $5,588.70 $5,588.70
SDNY GM 00025384
AMP70303005691581 NV7003191825 00007 0414 030579743 Y123679550003000 Page 9 of 18
CONFIDENTIAL EFTA_GOI36004
EFTA01277237
*UBS
Yournotes
CONFIDENTIAL EFTA,135003
EFTA01277238
Business Services Account Account name: POT & KETTLE, LLC Your N sandal Advisor:
*UBS April 201.:
Friendly account name-
Account number.
TK TryEVs SCOTT STACKMANLYLE CABRAL
212-821-7000'800-308-3140
Your assets
Sane pnCes, income and current ea UeS ShOnn maybe approximate. As a result gains and 'OVA'S may ni:M
be acurately reflected. See unportantmlormabon about your statement a the end ol this dxumem for
'rote Informaion
Cash
Cash and money balances
Cash and money balances may include avalable cah balances, UBS Barn USA &pout account Warp's.
UBS AG Stardord Branch deposit account balances and money maker mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC valhn applicable limits, but are not
protected by SIPC. 1)85 AG Stanford Brant h deposit scram brines are not insured by F OK aid be not
protected by SIPC Money market sweep balances are protected by WC but ere not insured by the FDIC.
Set the important information abootyoor statement at the end of this document for details rout those
balances.
Openng Wane. ClosingI:acne Pnce per meet Average Dnidend interest Days en
Picking on Apr 1(1) on Apr 30 (1) on Apr 30 (1) rate period Period Cap arounl
UBS BANK lISA BUS ACCT 5.58870 5.588.70 250.000.00
Your total assets
PeKenta3e c( Cost Estimated Unrealized
)(au. on Apr BO (5) your accord basis (5) annual income (S) oan or loss (1)
Cash Cash and money balances 5,580.70 100.00% 5,588.70
Total $5,588.70 100.00% 55,588.70
SDNY GM 00025386
ANP70303005691583NP70C0191825 00032 0414 030579743 Y123679550003000 Pegs 11 of 18
CONFIDENTIAL EFTA_00136006
EFTA01277239
*UBS
Your notes
ANP7C003005£01. NP7003191825 00002 0914 0305797. YI . 6' 9.. C.3q9NIY_GN1_00025%9 l 2 of 18
End of statement for account number Y1 23679 S5
CONFIDENTIAL EFTA_00136007
EFTA01277240
Important information about your statement
LEIS Francial Services tio. (the F im or UBS Financial sent you the fro remanent on needs the error or The Fim together nth certain *Mins, ha also account held, you choose one of the folkwi*
Services} is a master of all orinokel sxvly, ammo* problem *Pared. purchased symbrental protection. The myrinun itesenent °Neches'
and opt:ins ex pages. LES Ft-encial Settees and U3S - howdeyokr name ad accost number Of any) anoint payable to al Mgt* die*, collecting titer • fsodwe Cument!mom.. I imbue its seekng the
Bank USA we rdrect subskiares of LES AG and - Desoto the egos or the wander you sod vitro this protection is S500 million as of December 10, 2013. generation of income mg.
affiliates of LES Sect:rein LIC. The Fim's Handal about and mitten ao dearg as you can why you • ArAiske Capra!Appreciation: Investments waking
statement is available upon reopen. The FM* titan* believe e is an error ce ohne° need more klotot to the pokyconditions ad 'Mitten, ash at growth of prncesal rather than the generation ol
&Ices re a: eicnnation the Firm is further protected kr ma to $1.9 million n the income.
— Proud. the cblar anti ol the suspected error. aggegate for all you accounts held n a poioalar • Plocioce Combinaton oilman. and Capital
!Assn/nod Sec as capacity A hi copy of the poky waxing n imailtble Appieciatcp, l-wesiments seeki-g both the generation
1200 Harbor Boulevard The Fim or Cad Issuer wil Mosinee your complaint upon moutst. ol norne and polish of prittoll.
Weehawken, to 07066 and wet correct any error promptly.
The SIPC protection end the supplemenUI protection Overall risk wages
Ibis tenement represent the any official record of yas Please mate all thesis papist to the Fern or the both do not apply to.
LES Fe-uncial Sawn account. Other records, nape thane:al inititution Skated on die front of this • Certain Tramiel Asses controlled by (and incited A • Con.wvaeor Seeks to martian nilid pncpal with
official lair doarrient crowning cordlictim date should low risk aid volatility to the accord cteral, evenif
statement had:Men to sepia accord fax accounts your account valu) but held away from US$Fine-col that mewls the accost does not generate signif 'cant
not be relied Lyon If you befew there 6 an error cr my be subject to marterunce fees, chars for late Services (e.g.. certain(* cash at UBS Bak (il cad, at
omission, please report it irrmedately n writing to the income or returns ad may rat keep pace with
parent for sautes purchases and charges for unpaid LES AG StanIcrd breath Cu) insurate pcdX1S, inflation.
Pinch Manager d the office sentigmur account. amounts in cashaxons. Accounts that we transferred including variable enmities, and 00 shires of mutual
to other Mentions may be subject to a windy tee. finds whore such than are registered deny it the • Modena: Willi* to accept sane sit to pinoPal ad
Aelsough al figures shown me Mended to be accurate. name of the account holier on We both ad records tolerate some votateity to seek hgher returns.
statement data shaili not be used for tar purposes key UBS Sweep Claims of the applicable issuer or tender agent); • Aggress*: Wiling to accept high risk to pinopal ad
song onyea'-end tax kerns, te.. Form 103% 5498. UBS offers options for sweepng cash betakes, biances high solatilty to seek high returns our tine.
10425, nog whinprepwrgyour tax return. The Fim to bank deposits at UBS Bat USA and UBS AG Starrewd • Certain minimal contracts or Mestment interest
required by law to report to tot IRS all taxable dividend, brads (Bank Sweep Progeny), money market mutual pg., limited partnashix and pinto placements) the Statement liouseholdhe
reposed* rchtnabla *kends and tat Menet kids (Matey Fund) ad theInternationalDeposit ore rot registered srder tie Securities Act of I S03; We may consolidate at related account statements with
eared on securities held in you axant,nit proceeds Avant 00Alfor customers withal iteutional aid the move Miress n the same envelope. Accounts may
on sale transactore, std cost tom cc certain covered Resource Mnagemet Account. Through the Bank be related la this purpose bet&At they haw owners
secwitin. Sweep Progeny, cash balances re swept to U16Bak • Commodities contacts (e.g, laeign eccha-ge and who also maintain pia accost reheiondips wit other
USA up to in easlakhod Fend ad thento LES AG anti:usenet.' entredE ndudrig futures contacts clients at the sane address. This practice k known as
Communicationswiththe Finn Stanford Brandt or a Money Fund. Deposits at UBS ad tormoditroPtion contracts. • househsking ' II you prefer to recede a-diva:hal
. Please reconfirm any oral cormunatores in swing Bak USA are FDIC lured in accordance with FCC statements mailed in separate elerelves— yOu Indy
to further protect your nits. incladng your Ned rules. For more nformatin please sot wwwldicgov. Tee SIPC protection and the supplemental protection do docko household,* by oiling yow F nattier Advisor.
usdtr the Sainted Wooster Pre/Action Act (WA} Deposes at UBS AG StanfordBiarxh std ewes of not apply to these assets event they otherwise appear
Money Funds at rot nosed by the FCC. on yas statement. h. SEC protection and the Friendly actaxanname
• If thefins-KM hstitution an the top lift of We UM PEOlerrentalproamion do not protect agave changes the trendy accost name reflects elamnion that you
of this natant* is not 1)85 Financial Sentes, U35 Throup the OA, enailetile tooth balances we swept to in he math vain of yxr investments (whether as a extend on the Firm's onlne settees webyte. R e a
Frenoal Session carries you account a cleamg depose accounts at UBS AG New Yak Branch and UB5 resin of market itiOyenlent iSSuer bakruptcy CO customizable *niclrurne' chasm by you to amid you
broker by anargerront yeah the /skated inslitulien AG Cayman Branch These deposits are not insured by otherwise} with sou recordkeepim. It has m legal 0941on your
We iriormed you of the Manionshis whim you she FCC. Balances held at the ISS AG Carnal Brad, aCCOult. You can charge yos hiendg account names,
opened this accost. friths case, your trds and are tempera* exposed to the sovereign risk of the More information is avalable mon nomad You may through 0i*ie Services or by contakirgmurFaancial
souse,, we located a UB5 RnancUl Servicesand rot Carnet elands, and Were is no (patentee or other obtan nue itomation abou Sit. raidng the 5PC Adesor.
the rwootecng broker. aid you nut **sands's' obligation of ISS AG 10 repay+. Wines while on the Brochure, by cortaningSIPC a 202-371-8300or by
el any mar or anititiOn to both 'inn. UBSC trans Bradt. books. • Sift websih ar YAW/.140‘041 Ammon overview
• vatm ofmorarrounerpordth net of assets rd
Ally-cow* statementsshall be deemed carcilete ad Deposis a LEIS Bat LEA and eachUBS AG Bench are Dividend Ihitrietbibenit Niagara (DPP)
accurate if not objected tonmei* within 60 days. not protected by SIPC. Money Fund shires me protected The wke reflected is an average price. You may obtan • Assets_ hulas evadable cad, balances. vans lOt
by SIPC. See *U35 Fremont Seven Arson Protection' the actual prke kanyeu Financial Advisor. Onbsikore restricted sear* lest 1, and Global tine ins
Deposits,
• Meese died customer complaints or bobsiits to tie bobw Owes are purchased under Dli; partial shares wil be urrealted marks to marketand
kd, and cetah not held
Fite'sClient *Wirt Depannent at 201.3521699 won rd the cash wit be deposited your accost The by the Fins Does not include worked MU:Merlassets
crtollffee a 800-354-9ICG, 8:CO A.M. to 6:00 P.M. Upon yak reg.est, balms in tie Bart Sweep dviderd renvesenent price applied byte issuer may al the end of the prior and curet staterrent periods, or
ET Monde? through Frklay a in mei* to LE6 Programsor OA ma be writhes" and shares of a differ from the market pte at which thepartied shires precise ivestnwns, invested stock options aid
Financial Settees it., Client Relations Depalrnent, Money Fund my be liquidated, and the proceeds we sold amenable stock anions
P.O. Box 766 Union City, NJ 07087. returned to you or our nineties woont. • Sialaines lndudn debt b.IIIM•1, antarding rrergn
Cmleielieu loans. credit fir, dOlaCtant balances.
• Incase of (grey; Or WM, On; about an electronic Cutlet reornmon about available steep Option, I;e4, whole mots maybe held in you accord. If you a-e • Cash/money balances. Total of unimested amiable
fixds Wanner (W1 bi puymm or UBS Visedebit nothing arnil 'Merest rates and yields, a mailable at entad to a palul use a a result of a dviderd Panto' cash balances. plus UBS Bak 1.6A depose barce5 UBS
card bansatort call 62-1000, or wile to UBS www kb: comrsseeppekt, from your F hark al Advisor Or otherwise, the Firm yell ether sell panel kna at AG Stanford Ranch deposit balances and money market
Frontal Semen tic„ 1000 Harbor Blvd, 6th floor. or by calling B00(7621000 rivulet peke or accept an amount thumbed by a mutual fund sweep Saxes, at to obit of tie
Weehawken NI 07086. Alin RMNIESA Sakes registered cleans agency, ado-edit you' accost statement period. Noncorimodey free credit balances in
UBS Financial Services account protection your account av rot segregated from other balances
Cal or write as soon as you can, if mu that yxr The is a member el the Sourdes Inverter Protection Investment objectives end tie Fern mar use any of these unds in the ordinary
statement or receipt is men; or i you need more Corporation 6IPC), *frith protect securities account. of The nvesenere Mint* std risk profile we magic to COM,' of its laziness. These funds we payable Lyon
irdamation *cut a turn* on the staternert or its members up 10 5500,000 Cncluolim S2B),000 for each account and may vary between. Please Mete the your darned. This total is includedri de anent period
resetot. The Firm or Card MUM as aPfnablekniof dams kr cash/ The SEC aset protection 'mks apply to Finnprompt, in men; of any tintCant Wonge n yow clang value.
heat from you ns later than 60 days after Ye Fim all account fiat you hold n a palkular capaoly. foetal situacn or manure objects... kr each
SDNY_GM_000253B8
CONFIDENTIAL EFTA_00136008
EFTA01277241
Important information about your statement (con inued)
Lending information you would antsy receire in the market Prices cue - • OstrIzu cro to date' may mclaa returnof — e, ad* on to crimson;received n connects
Fix detarechnf°mutton a' the Finis lending practices obtained from various third party sources ankh we caudal. income a both wth the sale or danbigron of a-rurry contracts
and &dorms, rmer to you Ghent Relatoregrip Delve to be retitle. but we do not pane, their — 'Crianal see • represents the initial ollernt; and vie investment net units to our <lents, we
Ageement or Accost Agreement aid the General accuracy. price per unit and may not (elect pas cots bait arida our affiliate satire retina sharing
Tarns and Conditions UBS Statement of Credit luctices — We genera' teethe closing price when avelabka corrpensaion frommany of the inexance
available in Agreements andOrstfogrres at the mean of tie bid and ask prices fa lined • Restricted securities Restated searrin generally companies underrating the amity contracts,
wzotaiLoicalarsguaggaiguas. mantles and <plus a only bid prices to OTC are rot currently ellgble nor publk sale. UBSFina-col *gates of to insurance arnpangs or sponsors of
seoslies. rmvices toes to market price of the unrestricted stock Mein imesvnent sees we distrbute
Yew meets - Less actiwiD waded securities may be priced using of the same issue/Assn imputed value for de - an Align also receive trading commesrma and
Your gatament itemise stormier. endother awn held valuation model or tie moo recent arke we restricted stock for papas of this statement on, To other tartness:onfrom visual finds and
lathe account at the end of the statement period. You obtained and may not reflect an achal market price the relent that restricted scarifies are eiglok la a nannce ccenpanin whose maxis we *tribute.
may ark fordeivey of fully paid secuaies at ary time. or norm the valx reared may be sarmantialli less than the - %Verse's n anal tee from UBS Bali LOA and
You mayreceive securities used as loan collateral after - Certain parallels may appear withan a price aid inpued value drown tliS AG Stanford Brand of up to szs per accost
paying any Wince due on them. My securities will how as *price was rot available' if we are sweeping to the bark( under the UBS Bak Sweep
Irentlened to he Lim clang the gallivant period are ungole to obtain a ante for a warty • Est (estimated) inecene. and Otte end rates. Frcgrams.
listed al market value as of the end of the gatemen - Deposits or startles denominated 6 currencies An 9:finale of a-rual intone is based an current
period. ocher thin U.S. dollars are reflected at the eachinge &lard and interest rates, assuming tie securities will Activity
• Cast basis. In detemning the cost basis of Me rate as of the staterrent date. be held for one yea from statement date or slit hbrmationregudrigcannissUrs and *tier Charges
starlit included in this statement, where indicated - Far cation securities tradng in non.conformng MItitity. This narrate is onD eq.:feint accuracy incurred in connection with he en u:knot tads
wih the number UPS Financial Services has relied ckniminotam, price and qua-anyBate valor) may rd continued income are not guaranteed ndudng option transactions ha beennaiad on
cninformation obtained from sources other tanIRS have been aollysted to facilitate proper valuation - Estimated a-nal income and correct yield fa armirrngiOnS [MMUSSi fliffaShed to you, ad will be
Fiancial Seraces, including illormairm horn another To obtain current quotations, when arattle, cor-daa certain toes of securities could include a return of provided to yOu fromptlyatrecpest
fim a that youmay have provided to you Finarvial your Financial Adascr. pneaPal a capital gains in which case the est
Maw The Finn does not intImendontly verify a income (and(sere yeti would be overstated. Short wiling
parents the &tansy or vanity day Pi°reflation • Private irmsberwite and An/clued produces - Estimated areal icane a-d current Wald and the f aquae engaged in that selling a security, youmay
provided by sons other then 1**Rauncial Senates. hinte meninx,* seculars (ixtdrig drect actual Prone andyield mitt be kwer a higher hair a charge the to certainWroth-9 costs for that
participation ptqam and real estate investment its than the estimated amounts. prmiculir security.
h aititat although UBSFinncel Services generally seeress) rod Unarmed prodxts are generally highly - An estMate ol trusteed home (diedend andor
&clots PS igamatian m it e received, the firm Conan stn_cared proicts have not been interest) dryadby the cares market Open cedes
dyes not provide any termances that the information registered wit the Securities and Extha- valrmaverage balance is based on the tact dividend Regarding Wen or • gozdtilkancelled* ceders hat
Ynier 'Cost basis" and 'Lhreakzed gar/loss' is Commission a under ay state securties taws. We Of hfereft payment made by the issuer and were not gaggedbythe statement date, open buy ad
accurate as g the date of the statement. As such prode estimated skies for pwae investment arms the serosities/deporm will be held for one sal stop orders are redxed by the amour* of dividends
please do not any on this nlovingion to make mushis and structured products for Pdormatkrul year kom the statement date or until manly. or rights on an ex-dividends or bads date unless
puchara a tale decision& feria &mom a purposes only. Accuracy knot garenteed. Accuracy and continued yield me not &warmed inctructed wherwhe by you. You are resporobll fa
ahem's*. Accounts transferred to he Fim may - These values may differ abstantialy teem prics if orders that we weaned dap coyote failure to I aXel
reflect gialloss irdamatis orAr for the period of any, at which a private insament security a • Assets not held by WS Francis( Service& Certain eating open orders.
time they we held at the F rm !Pore historical structured rodeo may be boughs or sold and do insets ae rot had by the Finn and not vithri the
edema cis to be ad:ledby your Financia Advisor. not nix...wily represent the vane you may receive ferns possessis or control. These assets de Privets
Loon Irmysaroni &awed on guy statement for informational To obtain a copy of ax current Client Chary Naito.
• Unrealised gains/losses When data is awilgoly - Thid prly 'Ornate of vale av as of a certain purposes only. Positions and values presented se please contact your Francis' Advisor or visit as welshte
estimated urearized gainer looses we alcaated Ise date and are &palled to UBS Few-cial Services on a rounded by he suing Inn UBS F 'mintier Services is at wittialGORgiodica2ARIfx,
intivili(seosty lots. The transaction data for regular baus by in independent station Wm. not reversible for Its information and des not
chards( lot may or may not reflect &ruminan t. - hug, general panne- or soma estimated miss, warms as accuracy. These assets are rot protected UBS Financial Services a rot a bark 11-e RIK Business
charges ander 'acuity reorgenizat harms ary, ere mpplied to the F rrn by Ow Muer, by SRC or the Finis sicplemental SIC °maraca. Seniors Account GSA and IRMA are brokerage accounts
Dividend and °Sane megment lots ad systematic cannot panne or sponsor and may be tabulated which provide access so barking services and products
puchne kris are each ormbined todisplay crie based on &feral informationIran that used by • Revenue shoring and additional compensation. through arranganents we, affirmed barks and other
averagedlot The • Trade date • cola& presents the third parties to dearth& estimated values. — In addition to commissions on sales and I 2b-I fees third-party banks, and provides access to nsura-ce and
algrul transaction trade date. - You can obtain additcnal Harman" regarding received in correction Mn the distnbution of antsy pratact Sued by unatiliseed third-pry
the methodology used to determine the estimate of mutual finds to modems we aura our Alfas insurance companies through Poura-ce agency
• Callable securities Ebro and ;referred stock that value and the date of d-e igarnation that is the "Rave revenue Sharing Parrott horn distributors subsidiaries of UBS finial Services Inc.
the swat cats for eat redenpfeon wil be selected basis for he eninane by contactirg your &uncial odor adieus of the makil funds that we sell.
most* by lot Iran among all seogaies of that Advisor. Theseamounts are based on two deferent Iniestment nsura-ce. ad ruttyproducts:
anus held hour name or in nornhee name la ox - Third party esti-ivied warms may be reflected as COMPOnentf- tiv amount ol sale, by UBS of Not VIC inured • No bank guarantee* May kn. Val*
clients. Call bane Pdamatis i &tailed from third •Not read' in weer I sit aims. wfe n partkula mutual fund I amik. to our (lies and CO
patties and is accuracy isnot guaranteed. Other all Pdependent vitiation fern has not suppled or is the asset value of apathySr mutual fund I amity's RYA. Resource Management Accord, Business Semites
teases mayennt *Mich could affect geld' complete unable to map a varm, when we became avare skarn held at the Imn Account BSA BMA and international Resource
nlortnatcn will be provided upon request that a rnsterial event has ocoared tat may call a — We and 0.1" Ariale also recewe nem:eking and Management Accost are registered service marks of
pas usly reported vela So question, or when a ormtus processing lees in consideration for UBS Financial Services Inc
• Certificates of deposit (CDs) CDs are FDIC inured value would be highlyspeculative due to he nattre under gent senses that we provide to the
up to 5.29),000 n aloha' and accrued interest per a the sturdy. rrukal funds. These leesgenerally are pad from Visa *salve is a registered service mirk of Visa
depositor and pee deposlayingirmis Piaccordance - When neither al ester, general primed or sponsor investor met, h the mutual fund and are a fired International CBS Via Signatise cede cads and CBS
con FDIC rules. estimated value nor a thrdpany estimated valve if Jolla amount based on tie number of accounts at Visa debt cards are eared by UBS Bank USA with
matt die valued the warty will be different the broke-dealer holdngmaul( lade ot that I und peamosion from Vise U.S A Incorporated.
• Pricenralue Prot, displayed for securities and ohs from its purchase price. fmiy
products may be higher or lower than thesice that UBS Firianrial Services Inc Ps. 20(402
SDNY_GM_0002 5389
CONFIDENTIAL EFTA_00 I 36009
EFTA01277242
UBS Financial Services Inc
UBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 May 2014
ANP70056347270514 VI 0
POT & KETTLE, I
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CAS1bEL
Phone 212.821.70001800.308.3140
Questions about your statement?
Call yoa Financig Advisor or the Value of your account
ReSotirfetine at 800-762-1000, on April 30 (1) on May 30 (1)
account 023023679
Your assets 5,588.70 5,588.70
Idslt. our websitit: Your liabilities 0.00 0.00
swirw.ubtcomilinancialsenrices
Value of your account 55,588.70 55,588.70
Sources of your account growth
Tracking the value of your account duriag 2014
Value of your account
S at year end 2013 10.00
Net deposits and
3,588.7 5,588.7 Wthdrarrals 35,588.70
• • Your OWSITheil t return
Change in
market vaue 9000
Value of yaw account
on May 30. 2014 $5111.70
401' 2014 May 2014
SDNY GM 00025390
Monster SIPC ANP7030900534727 NP7000190328 00002 r514 030579743 VI 23679550 000000 Page 7 of IS
CONFIDENTIAL EFTA_00B60I 0
EFTA01277243
Account name: POT 3. r CTLE, LLC Your Bimodal Advisor.
*UBS Business Services Account
May 2014
Friendly account name-00TY ETRE I LC
Account number:
SCOTT STACK MANLYLE CASRIEL
212-821.7030/800-308-3 140
Your account balance sheet
Summary of your assets
Value on Percentage of
May 3011) your account
Cash and money balances may include
A Cash and money balances 5,588.70 100 00% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equiltes 0.00 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
55,588.70 100.00%
Value of your account 55,588.70
Eye on the markets
Percentage change
Index May 2014 Year to date
S&P 500 2.35% 4.97%
Russell 3000 2.18% 432%
MSC I - Europe, Australia & Far East 1.76% 4.11%
BarclaysCapital U.S. Aggregate Bond Index 1.14% 3.87%
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
45W7C003005634728 NP70C0I93328 C0M thl4 030579743 Y12367955003apiyGht0002511pie 8 of 18
CONFIDENTIAL EFTA_001360I I
EFTA01277244
Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
UBS May 2014
Friendly account name:POTKEIRE LLC
Account number.
SCOTT STACK MAN LYLE CASRIEL
212-821-70001800-3C6-3140
Change in the value of your account UBS Bank USA Business Account APY
May 2014 tS) Year to date (S) Interest period Apr 7 - May 6
Opening account value $5,588.70 $0.00 Opening UBS Bank USA Business balance Apr 7 $5,588.70
Deposits, including investments Closing UBS Bank USA Business balance May 6 $5,588.70
transferred in 0.00 5,838.70
Number of days in nterest period 30
Withd-awals and fees,
including investments transferred Average daily balance $5,588.70
cut 0.00 -250.00 Interest earned $0.00
Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0 00%
Cash activity summary Your investment objectives:
Ste ACCOunf scrNrty rha month for detals Balances in your Sweep Options are indudedin the cperrng and You have identified the ...mil investment ,T..s.tr.es for this account. If you have questions
closing balances rave. PDC insurance a;i0ies only to deposits at U85 Bank USA, rot to demises at U85 AG,
Starroid KariCn or bank .'posits piatedihrough the UBS internationa DePCS4 Account blown,. SIPC about these objectives, disagree with them, or wish to change them, please contact your
projection applies to money medial sweep fund hcidIngs but not Pant deposits. Seermportant inroanapon Financial Advisor or Branch Manager. vou can find a to description of the alternative
anootaoursteremeo on thew two pages a this docurnem (Or petals investment objectives in Important information about your statement at the end of this
May 2014 (S) Year to date (S) document
Opening balances $5,588.70 $0.00 Your retell objective:
Current income &capital appreciation
Addittons Your risk profile:
Deposits and other funds credited 0.00 5,838.70 Primary Moderate
investment eligibility conaderateon • None selected
Total additions $0.00 $5,838.70
Subtractions
Checks and bill payments 0.00 -250.00
Your account instructions
• Voir account cost basis default closing method is FIFO, First In, First Out
Total subtractions $0.00 -$250.00
Net cash flow $0.00 $5,588.70
Closing balances $5,588.70 $5,588.70
SDNY GM 00025392
ANP70303005634729 NV7003150328 00032 0514 030579743 Y123679550000000 Pegs 9 of IS
CONFIDENTIAL EFTA 00136012
EFTA01277245
*UBS
Yournotes
CONFIDENTIAL EFTA,135013
EFTA01277246
Account name: POT & KETTLE, LLC
Business Services Account Your Pinand/I Advisor:
*UBS May 2014
Friendly account name: P0TK ETTLE LLC
Account number.
SCOTT STACKMANLYLE CASNEL
212-821-7000/800-308-3140
Your assets
Some PrKeS, sncedie and current eilUeS ShCreen may be approximat. AS a (nut, gam and losses may not
be acurately reflected. See importanonlormabon about your statement a the end ol this document for
more Infortnalon
Cash
Cash and money balances
Cash aM moray balances may Ind tde ayalable cash balances, UBS Bank. USA &pout account Wane's.
UBS AG Stanford Branch &pout account baances and money market mutual fund sweep batances
UBS Bank USA deposit account balance.; are insured by tne FDIC p11hn topic tble limits, but are not
pointed by SIPC. 1)85 AG Stanford Bram h deposit account toriancos are not insured by F OK and age tor
proteded by S1PC Money market sweep baances are protected by SIC but ire not insured by the FDIC.
Sot the important information about your statement at the end of this document for dot aas tomtits:no
balances.
Openngbaance Closmg barge Pnce per mare Average Dnidend interest Days m
Hddng on May I (S) on May 30 al on May 30 (0 rate period penal Cep arount (5)
UBS BANK USA BUS ACCT 558870 558830 250.003.00
Your total assets
Percentara of Cost Estimated unreaired
valwe on May 30 (S) your acount basis (S) annual income (3) gain or loss (3)
Cash Cash and money balances 5,588.70 100.00% 5,588.70
Total $5,588.70 100.00% $5,588.70
SDNY GM 00025394
ANP70003005634731 NPI0I:0‘97328 oocce OSI a 030579743 ‘1123679S50 000000 Page 11 of t8
CONFIDENTIAL EFTA_00I360I4
EFTA01277247
4tUBS
Your notes
ANP763C0009334732 NP7000190328 00002 0114 030579743 Yi 23679530 COiStliklY_GM_0002IASt 12 of 18
End of statement for account number Y1 23679 85
CONFIDENTIAL EFTA 00136015
EFTA01277248
Important information about your statement
LEIS Fiuncial Services ix. (the F im or UBS Financial WIT you the fin stamen on rthidn the error or The Finn, together with cenain affiliates, ha also noun held, you choose one of to following
Serkes)( is a merrter of all orincigl sxvly, commix* problem appeared. purchased applemental protection. The mparnsn inesrynent °beeches'
and options exchwges. U3S Feurtial Semites and U3S - Prow:leyou name ad accost number 0 any) mount payable to al eligible diens, tole e& Lrcis • Endue Conentfixon. lux-Aim es seetng the
Bank USA re rdrect sutnitares of LES AG and — Daabe the ma or he wands you re tare this protection is S500 million as of December 10, 2013. generation Ca income oir.
affiliates of LES Searitin U.C. The Fim's fhancial about and explan as chair as you can why you • Achim CaottrIApprodat;on: Inuntments seeking
statement is available upon regso. The Finn tisane believe it is an error a why youneed more klota to the poky conditims ard limitation, cash a growlh of princpalrather than the gement.of
offices an a: information the firm is further protected kr im to 11.9 million n the mown?.
— Proud. the &Aar amount d to suspected enw. aggregate for all your accounts held n a vesicular • Produce Com:blab° ofIncome and Capital
LES Finaxul Sermon It. capacity. A fiat copy of te poky waxing h waileble Appreciaban- Inesiments seen* both the generation
1200 Harbor Boulevard The Finn or Cad Issuer wel ineestgete yew ccmplaint upon mutt of name and gambol;titbit
Weetimiken, to 07086 and well cared any error prompt/.
The SIPC protection and the supplemenUI protection Orwell risk profdes
This aaternent represent the any oilicier record of your Please note all checks payable to the Fern or to both do not apply to.
LBS Fruncial Santos account. Other roods, except financial imitation indcated on fro front of this . Certain financial asses controlled by (and evicted it • Conseevatar Seeks to mantain nitol oec Pat with
office' tar documnt containing contra-9dt; should low Sc and voted* to the waxen moral, nonif
Oaken' had:Mimeo regula acne fen accounts your account value) but held away from UBS Fina-cel that mans the accost does not generate significant
rot be relied iv:aggro bedew there is an error or may be subject to mailenarce fees, chars for late Services (e.g.. certain cash at UBS Bat (it cad, at
omission please report it irrmatinely narking to the income or routes std may rot keep pace wit
parent for searnes purchases and charges for unpaid LOS AG Stanlord branch cui insuran procbC1S, inflation
Ranch Manager et the office tenting you account. amounts in cashnouns. Accounts that ate transferred including warble enmities, and fig shires of maul
o other natutnns may be subject to a trends fee. fun* where such shares are registered dienly n the • Modern Wilk* to accept sane risk to pincipal and
Atough al figures shows ap ttended to be accurate. name of the account holier on to backs a-4 roads tolerate some whit* to wet hgher returns.
statement data sh:Lili not be used for tat purposes Rely UBS Sweep Claims of the applicable issuer a Sander agent); • Aggress*: Wiling to accept high Sc to mnopal and
sae& onmmend tax forms, 6.e.. Form 1099. Sat UBS offers options for sweepng cash bastes, biances high Wahl* to seek high returns over time.
10425, etc.) whinprepwrgyour to return. The Fine to ban deposits al UBS Bat USA and WS AG Starthxd • Certain rennet contracts or instment invest
required by low to won to trei IRS all taxabk Edelen*. Isere, (feint Sweep Programs), moneymaker' intuit (eg., limited partneshix and pirate plemments) the Staterneen leouseholdne
report** rcataubk deidends and taxable tdenet kids (Money Fu-ds) and theInternationalDeposit we rot registered under tee Securities Act of 1503; We may consolidate al related account statements with
eared cm acuities held in you a:cantnet proceeds Accent 00Alfor customers with wantentional ad the sane address ri the same envelsm. Accounts may
an sale transactors, and cost two cncenain covered Renate Mmagemern Accost. Through tie Sok be related Ice this purpose berate they have owners
*wain. Sweep Prowart cash balances re swept to LBS Sark • Commodities contacts (e.g. later excha-ge and who also maintain pct accost relationships wit other
USA up to an intabrehed lent ad then to LBS AG red:usenet.' ca -acts). Mud.* futures contacts dents at the sane address. This practice's known as
Communications with the Firm Stanford Brand\ or a Money Fund. Deposits at UBS ad tornotitr °ohm contracts. • householing ' II you prefer to retain individual
. Please reconfirm arty oral cormtncaterts in wring Bak USA are FDIC noted in accordrce with FDIC statements mated in separate envetpes — you may
to funher protect your nits including your rght rules. For mire nlamatim please mit wwwidicgcre. the 51K protects:en and tlhe supplemental protection do dote householdng by calf* your F nattier Advisor.
order the Stones Ir..tor Protection Act (WA) Deposes at UBS AG StanfordBirth std tares of not apply so these assets mend they otherwise appear
Money Funds aro rot Mond byline FCC. on you staternent he SEC peotectim and the Friendly accourt name
• If the finance' nstitution cn the top left of tee front suriOnntalprotection dap not protect agave changes the trendy accost name reflects alormation that you
of this statemert is noUBS finance' Senrbes,U3S %ratty, the OA, anilible to anti balances are swept to in to mato vats of yes investments (whether as a entered on the timrs onlne senses webate It is a
Frenoal Services carries jos acorn as clearng deposit accounts al UBS AG New Yak Branch and UB5 result of market movement, iSSuff bankruptcy a* customizable *niclreme' dram by you to alit you
baker by at argerrant web the rdcated innatet AG Cayman Bunch These deposits ate not insured by Cillonteu)
with sax recordkeephg. It has no legal effect on your
We Stormed you of this relationship when you the FIX. Bannon Feld at to LES AG Carnal Brads account. You can dung. yos hiendfi account names,
opened this icooLrt. Int* case, your Ws and are tempera* exposed to the sovereign risk of the More information is avalak tpon ropest You may through Online Services or by contactrgssurFrancial
sectrees a-e located a UB5 finance' Senatesand rot Carron blends, and tore is no gannete or other obtan no hfontion abou SIPC. eicbcfng the 51K Aden.
to intootecmg broker. al you must make a Won obligation of UBS AG to espy be bastes while on the Brochure, by contacting SIPC a 202371.83004 by
at any aux or amnion to both linen. UBSC trans Bradt. books. %tang the UK **bait. ar YAW/.140‘041 Account overview
• yatre ofnor accountiPortiolia Net of assets ani
A N accant slattrnrits shall to deemed complete ad Deposts a LES Bark LEA and eachUBS AG Branch are Dividend ReiWetblbefill Engrain (DPP) liabilbes.
accurate if not objected ton wreng within 60 days. not protected by SIPC. Money Fund shares ate protected Theme reflected is an swam price. You may obtan • Asset hulas amiable cash balances. values for
by SIPC. See -U3S Financial Services Accost Protection' the actual price Iron toy Financial Advisor. Only whole restrined seamy lest I, and Global tine Deposits,
• Please diect °Atoms complaints a tqJiin to tie bobw tare are purchased unckr DRIP; partial shares wil be urrealted maks to market, and certain ants not held
Firn's C lent Retains Dna-Went at 201.352.1699 od ad the rah wa be &potted in your account. The by the Fem. Does not include unpriced Wt./int:assets
cr tolkfree at 800-354-91CO, 860 A.M. to 6:00 P.M. Upon yaw request, balances n tie Barn Sweep 6viderd renvestrnent price applied by to near may al the end ot the prior and curent statement periods, or
ET Monday through Frei* a in ming to LES Prcgrans or OArny be withdrawn. and shares of a • from the meta price at which thepartied shires prorate iwestrrerns, invested stock options wed
Financial Seniors K., Client Retains Depalrnent, Money Fund my be liquidated, and the wan n sold estimable stock onions
P.O. Box 766 Union City, NJ 07087. returned so you cr your contain accant. • Eiaturges Includes debt balances, outurdirg rrorgn
Cadenlieu loans. credit Ike, host accant balances.
Fisher formation about available sweep options.
• in Case of ern Or bastaaa about alelectronic ncteing anent tiniest rates and yelds, a walk k at
Day whole units may be held in Inv account. If you a-t • Cash/money agaves. Total of uninvested amiable
funds Wander(Wn bi payee or UBS Visedebit entered to a panel Inn as annuli of a dviderd Paelment cash balances, plus UBS Bak USA deposit bank 185
card Vankictows, call 62-1000, or wile to UBS www Lb: comrsseepyielck from your F nano W Adios or otherwise, the Finn vi i ether sell penal Lent at AG Surnord Branch deposit balances and money market
Onancial Seneca tic„ 1000 Harbor Blvd, 6th floor. or by calling 800.762.1000 menet pike a accept an amount donned by a nal fund sweep Sates, at the cbse of he
Weak/Men W 07086. Win RIANIESA Sences registered cleari* agency, and credit you accost. asemere period. Noricormlocky free credit balances in
UM Financial Services account protection your accent ire rot segregated from other balances
Cal or write as soon as you cart it mu tilt yen The Fern name-iterate* SeardeS investor Protection Investment objectives and the Fine may use any ol these funds in the ordinary
statement or receipt is mug or 4 you need more Corporation (SIPC), *nkh protect securities accounts of The ricesenerc &noun ard risk profile we spank to course of thane's. These funds a* payabk upon
inkrmai *cut a torn* on the statemert or its members up so 1500,0g)(exixIng 1750,000 for each account and may vary between, Phase Seise the your demo d. This total n included in to anent period
remit. The Firm or Card Meer as 4:Pitiable)mint clams kr cash) The Sift asset protection kris spy to Ernpronstly in ragtag of any signiltant change m you closi-g value.
her from you no later than 50 days aher to Fim all account tat you hold n a palisube capacity. cei or nvesuren a:Satins. rat each
SDNY_GM_00025396
CONFIDENTIAL EFTA_OO1 360 16
EFTA01277249
Important information about your statement (con inued)
Lending information you would aclualy reek* n the mallet Prices cue - •Potionas to date may include return of — e, aide& to conmesscro received n connecter.
Fix detatechnformatton an the Finis landing plotters obtained from voious third party sources vied. tee cased. inCOme a both wth the sale or distribUion d a-rusy contracts
and dociassres, refer to yea Client Relatership Delve to be rehash. but we do not garalee their - 'Origetalintsee' represents the initial along and snit investment fl at units to our <lents, we
Armoury or Accost Ageomeni at the General accuracy. pee per unit and may not ;elect Will cost basis ands our affiliate marine retina sharing
Terms at Conditions UBS Statement of Credit Practices — We genera, tee the closi-g pricewenn avalabka cormsensoen frommany of the intrance
available in Agreements andOixiosureS at the mean of the bid ad ask prices fa lined • Restricted securities Resented secentin general& companies underwritirg the asiity,contracts,
rota coralarconneelmt. bargees and <peers a on& bed prices fa OTC are rot cuerenty eiwble for publk sale. UBSFina-cal *hates d to insurance cargo-en or sponsors of
seostes. Services owes to motet price of the unrestricted stuck tetra imestment mos we Outshine
Yaw assets - Lest actively waded securities may be priced usiw of the sane issuer as an reputed value for en - Cs affiliates also receive trading commatiso and
Your oatement Simian siesta( end other anew held valuation model or the most recent spree we restricted stock for pcepons of this at'torrent on4, To other compensate° from ,rural Eyck and
in the accoent at the end of the steamer* period. You obtained and may not reflect an actual market rice the eitent that redrined learilion are 'Tube la a nsuunce ccmpanin whose MEWS we distribute.
may ask for &Piety & full/ paid senates at ry time. Or vakat the realm rioted may be ssbnantial& less than the - Pitmen, n anal fee from UBS Bale LEA and
You may rests* securities lased as loan collateral after - Certain portico may appear without a peke and inp-ted value town LES AG Stanford flash of up to szs per accost
prying any balance due on hem. k -y securities will tow as *price was rot available' if we an sweeping to the barks under the UBS Bark Sweep
transferredto Me hen chtg the statement period are unable to obtain a pnce for a wanly • Eat Destirneted) inccene current yields and rates. Programs
listed at market value as of the end of the Waterton - Deposits or secures de-erninated in currencies An 95tinate 01 meal infOr,, is bawd on current
period. ocher thin U.S. dollars are reflected at the eachinge deriders:I at interest rates, assuring tee searitis will Activity
• Cast basis. In determning the cost basis of tie rate as of the statement date. be held for one yea from statement date or unit hbernationregudrigcannissens and *ter charges
males included in he statement, where indicated - Fa cerien *wines radon in non.confomng maturity This retinal* it ceW age:Salm., accuracy ncurred in connexion with tie giecutcri of wades,
win he numb*. '1,• UPS Weird& Services has relied ciensmnalcris. mice and qua-any (face rake) may ad continued income are not guwanteed ndudng option transactions ha been inducted on
aninformation obtained from sources other tanIRS have been as:listed to facilitatepro:se vdusere - Estimated anal income ad cement yield for conbrnrons meow& furnished so you, at will be
Financial Senicet including ilforrnsion kern anothe- To obtain current quotatens, whin wattle, coraad certain tapes of swishes could include a return of proaided to yOu franptlyatrecpest
tem a that yearnss have provided to you Einar-cal yaw Financial Adescr. pmcpalor capeal gags h Maids case the est
Adana. The Finn does not indspendently verify a income Ord current yeldl would be orientated. Short waling
guarantee the aratacy or vadity day Wornwion • Private hvestenente and structured producb. - Estimated astral icane and went yield and the Pau we engaged in short selliw a security, youmay
groveled by sons oiler than 1**Siuncial Senices. ?Mate nwOrrem swishes (ixtding drect actual iron e and yield mi;ht be extra higher incur a change the to cerUin barcating costs for that
paticipation reopen and real estate imestment its than the estimated amounts. particular security.
h aicitext although UBS Fina cal Services general& searites) and stand prodsu ale general& highly — An estmate ol aniseed ncome (divdend andor
&don fa Hamann at it e rooked, the firm &add Certain dristared waists have not been interest) deeded by the current market Open &dem
does not provide any astarances that the mammon registered will the Securities and Excha- vatreaverage balance re based on the bet dividend Regarding Wen or • sfx4tilkancefled* orders tat
ender "Cost basis" and "Lhreakzed gar/loss' is Comension a under any slate wallies laws. We Of tannest payment made by the issuer and were not yowledbythe statement date, open buy and
accurate as en the date of this statement. As suck prode estimated eaters for pmate investment wearies she secutegdeposes will be held for one sel stop orders are refixed by the mount of dividends
please do not rely on this nIcgmation to make wait es and structured products for Pacenlatisrul year from the statement date or until mab.rity. rights on an exdividerds Cr berigo date unless
&schwa a Sale decisions,. Mien pupates a purposes only. Acasacy knot giaranteed. :twangy at continued weld at not garmiteed inetruct•d otherwise by you You are resporobk fa
*theme's*. Accounts transferred to to Fim may - These values may differ stbstantiaky from prees. orders that are exeo_ned die coyote 'alum to cancel
reflect gent loss infamaten only for the period of any, at vhch a prorate itiesanent security a • Assets not held by IBS;rancid Services Certain ensting open orders.
tine they as held the F rm More historical structured &AO may be toAl-a or sold and do assess me rot held by the Fain and not whin the
generalin can be added by you krunchia Advisor. not necessarily represent the vain& may receive fern's possessen or ccrarol. These assets me Privacy
uPOn Equitation. &sawed on yaw statement for rnformational To obtain a cony of as currant Client Fenacy Notice,
• Unedited gains/losses When data is agildolt - Thal paly tsbmates of vale act as of a certain purposes only. Positions aid values presented as please contact your Fnancial Achisor or veit our volatile
eninated untanned gine Imes we ulciAated fa date and are susplied to UBS Fina-cial Services on a Finned& by the issuing inn UBS Financial Services at switaileUDOLOthcaUREIED.
incevilialseasey lots. Re trantictson data for regalr bass by in independent vitiation tam. not reversible for to infamation and des not
nabistul 101f may or may not !Oka canniness, - Maw general partner or sponsor estimated valan, &manure ns accuracy. these assets we rot prattled UBS Financial Services a rot a brie the RMA. Soonest
charges anchor secuityreorgn,:alin events it ary, are wpWied to to by Ow enuer, by SIC or the Finns supplementalSIC coverage. Soviets Account GSA and IRMA we brokerage /exeunt,
Dividend and °tarn,nwstment lots ad systematic general pater or spcncor and may be calculated which provide access so barking services a-idproducts
patios kris are each canbined to display one based as &Decent information from that used by • Revenue shoring and additional compensation. through areangtenwas yet Alined bats at other
averaged lot. The • Trade date • colann presents the thid parties to derive tee estimated values. — In addition to commissions on sales and 12b-t fees thrdpasy banks, and provides access to noura-ce and
ages' transaction trade date. - You can obtan addle's-al rearnaten regrading rewired n correction wan the distnbution of ennsity pro:Usti slued by unaffiliated third.paty
he evelhodology used to determine the "Minato of mutual lend to wardens we anece our fl ab insurance ampules through reurance agency
• Callable securities Ban* and ;referred stock that value and the date of he itermatentha is the ✓eceive (write haring Pagranto from distributors subsiiieries of UBS Financial Services Inc.
the span cats for easy rectenthan wit be selected basis fate emirate by contacting your Financial ardor advisers of the mated funds that we sell.
mural& by lot Iran among all seo.reies of tat Advisor. Theseanoints are based on two deferent Iniestment, muerte. ad artily products:
eta held hour name or in nominee nen* lee as - Thid party esteiveed vitas may be reflected as COM:Onentf- ff.* amantol &elm by UBS of a Not VIZ inured • No bank savant.** May Ow vats*
<Bente. Call bats* inkrinatkn is obtained from third •Not pied' n wow I sit stens new n partnaler mutual find I ami& to our clients, and CO
parties and Ss accuracy isnot guaranteed. Other call Pdependent vitiation tarn has not *spied or is the asset weed a palkuLe mutual fund family's RM. Reroute Management Accost Business Senices
featres mate's' which mad affect yetis( complete u nable to assign a vatae when we became avare shares held at the larn Account 854, RMA and ntematioral Resource
eacmiaten will be provided upon request that a material event has occured ha may call a — We and as of orate also recewe nemaking and Management Accost me registered service marks of
pram& reported vats it question. or earn a ormtus pessesoing lees in consideration For UBS Francis' Services he
• Certificates of deposit (CD4 CDs are FDIC rouged value would be highlyspeculative due to he mare trader agent woke; that we Fronde to the
hp to 5293,000 ' pristal and accrued interest per on the sanity ✓rukal funds. Thew fees generally are pad from Visa *tame is a registered sereice mark of Visa
dross and per depositoryinstituter,. Pe accordance - When neither an sates, general palm( or sponsor insestor assets in the mutual kind and are a heed Intonational. CBS Visa Signature cede cads ard LES
rah POIC rules. *stinted ate nce a Ord./soli estimated eta if Jolla amount based an tie nutter of accounts at yea debit cards are eased by UBS Bark USA with
mad e the value of the sourly will be &Relent the broker-dealer holdngmewl lin& of that fund of/mission from Yea U.S A Incorporated.
• Prise/value Pros dig:awed for securities and oho tan espurchaseprice. fmiy
;seduces may be higher or lower than Meunier that UBS Firiandal Services Inc Pev. 201402
SDNY_GM_00025397
CONFIDENTIAL EFTA 00136017
EFTA01277250
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 June 2014
ANP7005502423 0611 X12 YI 0
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number:
Your Financial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone. 212.821-700D/800.308-3140
Questions about your statement?
Call your Fir-Ian:4i Advisor or the Value of your account
Resourcetine at 800-762-1C00, on May 30 (3) on line 30 (9)
account 029323679
Your assets 5588.70 5,589.00
Visit our websIte: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account $5,588.70 $5,589.00
Sources of your account growth
Tracking the value of your account derive 2014
Value of your account
S at year end 2013 $000
Net deposits end
5,58)3.7 55890 withdrawals 55,588.70
• • Your OveStrllent return,
Dia:lendand
interest income $O30
Chance in
market value 9000
Value of your aware
May 2014 on .tun 30, 2014 3%540.00
Jun 2014
SDNY GM 00025398
Member SIPC ANP70005006502423 NP700029384I C0002 0614 030579743 VI 23679550 110000 Page 7 of 18
CONFIDENTIAL EFTA_0013601 8
EFTA01277251
Account name: POT & ETRE, Your Nnundul Advisor.
UBS Business Services Account
lUrP. 2014
Friendly account name.
Account number:
' SCOTT STACK MANLYLE CASRIEL
212-821.7030/800-308-3 140
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30 a) your account
• Cash and money balances may include
A Cash and money balances 5,589.00 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the lmponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,589.00 100.00%
A
Value of your account $5,589.00
Eye on the markets
Percentage change
Index fire 2014 Year to date
S&P S00 2.07% 7.14%
Russell 3000 2.51% 6.94%
MSC I - Europe, Australia & Far East 0.99% 5.14%
Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93%
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
ANF7C005006502424 hle70C0293641 00002 0614 030579743 v123679550 It rigNINGit000255W 6 of 18
CONFIDENTIAL EFTA_00B6019
EFTA01277252
Business Services Account Account name: POT & KETTLE, RC Your N nancial Advisor:
UBS Lire 201::
Friendly account name:
Account number.
SCOTT STACKMANLYLE CASRIEL
2124321-7000(800-308-3140
Change in the value of your account Cash activity summary
See Account activity the month tot dela Is Manses in your Sweep Options are inducedin the cpenng and
June 20I4 (S) Year to date (I) (lasing bdances vita. FDIC insurance gspiet only to deposits at UBS Bank USA, not to deposits at UBS AG,
Slanted Branch or bank deposits placed!Wog) the UBS Intonation:I Depose Account program. S/PC
Opening account value $5,588.70 $0.00 protection applies to money market sweep fund hob:tiros but not bad &posits Soetrnportant information
about your statement on the lat MO pages N this document for MAD
Deposits, including investments
transferred in 0.00 5,838.70 June 2014 (I) Year to date (S)
Withci-awals and fees, Opening balances $5,588.70 $0.00
including investments transferred
Additions
cut 0.00 -250.00
Deposits and other funds credited 0.00 5,838 70
Divdend and interest income 0.30 0.30
Dividend and interest income 0.30 0.30
Closing account value $5,589.00 $5,589.00
Total additions $0.30 $5,839.00
Subtractions
Dividend and interest income earned Checks and bill payments 0.00 -250.00
For puiposes or triS Statement tatabity of inkiest and cludend income has been determined from a US Total subtractions $0.00 -$250.00
tar pep:piling perspective. Based upon the residence or the account holier. account type. Or product type,
some interest ands dvidend payments meg not be subjed to United Sleds (US) ands Park, Pico (PR)
income tan The dent month)/ statement is not intended to ta used and cannot be raked upon fix lac
Net cash flow $0.30 $5,589.00
purposes Clients should refer to the aprictle lay reporting form{ they receive Irian LIES annualy, such as
the forms 1099 and the cams 403. for tat rePtorbn9 information n is the practice of OBS to file the Closing balances $5,589.00 $5,589.00
applicatie tar reporting forms with the US Interns Revenue Semce mid PR Treasury Department and in
Su( h fOrnIS accurately dasefy cbudench onlcc interest as tat exempt or Mob* IFKarle Please consult Pjuli
in diedual tax preparer.
UBS Bank USA Business Account APY
June 201 d (Si Year to date (S)
Interest period May 7 - Jun 5
Taxable interest 0.30 0.30
Opening UBS Bank USA Business balance May 7 15,588.70
Total current year $0.30 $0.30
Closing UBS Bank USA Business balance Jun 5 15,589.00
Total dividend & interest $0.30 $0.30
Number of days in nterest period 30
Average daily balance $5,588.70
Interest earned SO 30
Annual percentage yield earned 0.07%
SDNY GM 00025400
ANP7000SOC6502425NP7003210841 00037 CEA 4 030579743 VI 23679550110000 Page 9 of 18
CONFIDENTIAL EFTA_00136020
EFTA01277253
SUBS Business Services Account
lure. 2014
Account name:
Friendly account name: P
Account number:
Your linandd Advisor
SCOTT STACK MAIILYLE CASRIEL
212-821.7000,800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account, if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the ahemative
investment objectNes in important inkwmation about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment ehcibility conoderation • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
ANP70X5305502426NP70C0298841 C0032 °SI 4 030579743 Y123679550 II claY_ GM_0002Ifinn of 18
CONFIDENTIAL EFTA_00 I 3602 1
EFTA01277254
Account name: POT & KETTLE, RC
Business Services Account Your /Isandal Advisor:
$UBS Jury
Friendly account name-
Account number
SCOTT STACKMANLYLE CASRiEL
212-821-7000'800-308-3140
Your assets
%me Ora el, InCOMe and current vanes ShOnn may be approximate. As a its ut, wins and losses mar NW
be .Kcurately reflected. See Importamotormanon about your statement a the end ol tho dxurrent for
mare Infornalon
Cash
Cash and money balances
Cash and money balances may include available cah balances, OBS Bank USA deport account Wallets,
UBS AG Stanford Branch deposit accum baances and money motet mutual fund sweep balances.
U8S Bark USA deposit account boraxes are insured by the FOC Wain avecet:et limits, but are not
protected by SIPC. MS AG Stanford Branch deposit asCOure balances are not insured by CPC cod Are not
protected by UPC. Mosey rrodet sweep balances are protected by SePC but au not insured lathe FDIC.
See the Important infonnation toot your state:nent at the end of this document for deteis tout dose
tdances.
°permeable/text Closing baste Price per share Average DnIdencl interest Days in
ad.:Mg on fun t ($) on Jun 30(1) on run 30(1) rate period period Cep amount (1)
U65 BANK USA BUS ACCT 5,5136.70 5,589.00 250,000.00
Your total assets
Percentage d cost Blimps UnrernZed
value on fun 30 (S) your account bass (S) annual inane (1) gan a Ian (S)
Cab Cash and money balances 5,589.00 100.00% 5,589.00
Total $5,589.00 100.00% $5,589.00
Account activity this month
For more informaion about tee pike/Joe shown for restrictedsecuetles, see important information about
your statement et the endof this document.
Your Quantity' Cah Cash and
Date Actlyty Desopuon expense code Face wane Pricervalue (5) amount ci) money balance (1)
May 30 Cash and money balance 35.588.70
Jun 6 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 0640514 .30 5,589.00
Jen 30 Closing cash and money balance 35.589.00
SDNY GM 00025402
ANP70305005502427 NV7003216841 C00O2 C614 030579743 Y123679150110000 Page 11 of 18
CONFIDENTIAL EFTA_00136022
EFTA01277255
*UBS
Account name: POT & ETRE, LLC
Business Services Account Your Amand) Advisor:
Friendly account name:P0TK ETTLE LLC SCOTT STACK MAMLYLE CASRIEL
lune 2014 Account number: 212421.7000/1300-308.3140
Account activity this month (commis)
Oate Actroty Descriptcn Amount (S)
Money balance activities May 30 Balance forward $5.588.70
Jun 6 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 06/05/14 0.30
Jun 38 Closing UBS Bask USA Business Account S5,589.00
Te UBS sant USA SUS; nets Ac room is your onmary sweep option
ANP213005006502428NP20C0198841 00032 0514 030579743 Y123629550 Ilwre_Givi_0002Nos 12 of 18
End of statement for account number YI 23579 55
CONFIDENTIAL EFTA_00136023
EFTA01277256
Important information about your statement
LEIS Financial Services ix. (the F im or UBS Anoxia! writ you the fro statement on Medi the error or The Firm, together with certain affiliates, ha also woolen held, you choose one of the following
Services/ is a merrter of all Drina:el wanly, cart** problem *Peered. purdiased appinental protection. The madmen Menne obtain'
and one:re exchages. U3S Financial Winces and U3S - Proneyou- nine ad accost number Of any). mount payable to al eligible Worts, cobeciany trek( • Awn. CunentIrcome. l,.esbe es seekng the
Bank USA se rdrect subsdares of LES AG and — Desabe the taw or he wander you ant trilln this protection is S500 million as of December 10, 2013. generation of income crib..
affiliates of LES Seasitin LIC. The Fim's I hencial about, and "clan as okay as you cm why you • Achim CapdalAppreciation: Investment( seeking
statement is available upon ticket. The Fitts exotice believe re is an error a why youneed more klota to the pokyconditions Bald limitation, cash X growth of pence:al rather than the generation of
off ices re a: Hamann the firm is further protected fa wa to $1.9 million n the income.
— Proud. the dzear arrant el to suspected mix aggregate for all you, accounts held n eyeliner • Produce Combination oilman. and Capital
LIB5 Finnoul Sens FE. capacity. A fJ ccpy of tie poky wiring is anailible Appreciation: 'vestments sent* both the generation
1200 Harbor Boulevard The Fim or Cad Issuer vas instigee your complaint War MIMI! of mane and growth of plaCjall.
Weehawken, to 07086 and eel correct anyerror prompt/.
The SIPC protection end the unpins-nal protection Overall risk precise
Ibis statement represent the any oil delrecord of pi' Please men all docks payable to the Fan or to both do not apply to.
LES Fennel& Somas account. Other rear* nape financial inttitution rented on tie front of the • Certain &ncial Asses controlled by (and hand • Canaan, Seeks to mantain noel precloal with
official tar doarrent containing cordlang data should low risk and volatility to the axon anal, evenif
stakemmt hatlittn to mate accord fen accounts your account valut)b.:1 hell away from US$Fin-ad that mewls the accan does not generate significant
reit be relied Lyon Nyco befew there is an error or may be subject to marterante fees, chages for late Services (e.g.. certain* cash al UBS Bat (il can at
omission, please report it immeckately fining to the income a returns and may nut keep pace with
parent for searnes purchases and charges for unpaid LES AG StanIcrd bunch (1) insurne prixtetS, inflater,.
Ranch Manager of the office enigma account. armunts in cashmoons. Accounts that we transferred including variable enmities, and (id) shires of mutual
to other Mentions may be subject to a trick( tee. fin* where such barn are registered diedly n to • Moderate: veiirnD to accept some Sc to orinctal and
Ateugh ellipses shown ate intended to be accurate. nom of to account holder on the backs a-4 records tolerate some vanity to seek hater returns.
statement data shout not be used for tat purposes Rely UBS Sweep Onions of the applied* issuer a transfer agent • Aggro:see: Wiling to accept high tisk to removal and
Piny onyenend tax forms, Form 1099. 549R. UBS offers options for sweepng cash bine; biances high volatility to seek highreturns owe time.
1042S, eto.)whinpreprigyour to return. The Fern it to ban deposits at UBS Bat USA and UBS AG Stamen • Certain thinner* contracts or instment interest
required by low toreport to tie IRS all taxabk addend. brands (Ctink Sweep Programs), money market mutual (pg., limited partneshix and pinto placements) the Statement Itauseholdre
reportable renewable *ands and gable iMenelt kids (Morey Funds) ad theInternationalDeposit are rot registered under tie Securities Act of 1503; We may consolidate al related account statements with
eared n vacuities held in you nark net proceeds Accant ODAtor customers with International ad the sane bairns n the sin envelvw. Accounts may
an sale transactors, and cot base cn <eosin covered Reyoun Management Account. Through the Bank be related la this purpose beaan they have owners
swanks. Sweep Pregams, cash balances re swept to U268trie • Commodities co-watts (e.g Imeign newly and who also maintain pia non relationships wit other
USA up to an ratishod Feb ad then to LES AG yeti:usenet.' moans) eidudia futures contacts dents at the sane address. This practice's known as
Communications with the Finn Stanford Bran* or a Money Fund. Deposits at UBS • householing 'lime prefer to retake rdivalual
• Please reconfirm any oral tormencatoris in *Meg rd tornotitY anon contracts. statements mailed in separate envekpes — yOU may
Bak USA are FDIC muted in accordree with FDIC
to further protect your aids. incladrig your ref* rubs. For more net:mato-I please mit wiwildicgov. the 5IK protects* and the suppernental protean do dater householding by Ealing you Fronted Advisor.
ravdrr the Stonier. nester Protection Act (PPAI. Deposes at WS AG StanfordBurch and tares of not apply to these assets event theyotherwise appear
Money Funds err rot fared by the FM. on you saternents. Ike SRC peetection and the Friendly oceanname
• If thefinancial nstitution on the top left of ne kern scnkeriental protection do not protect nava changes the Frendk account name reflects information that you
of this statemert is not UBS Anatol Senes, LES ThroLge the OA, anileble to can balances are swept to in the main vale of youinn-Miens (whether a a ertered on the Firm's onlne semen webute. t is a
Frontal Services canes you account as cleanng depose accounts at UBS AG New Yak Branch and UB5 result of market movement. issuer baltruptcy customizable •nielrurre' dune by you to assist you
bather by amargerront wit the indexed intidulion AG Cayman Branch Thew deposits are not insured by Othanfteitt
with sow recordkeepig. It has no legal effect on your
We Wormed yore of fit natant* when you to C. Baines Feld at to LES AG Carnal Brant account. You cal dirge yos Friendb• account names.
opened this accost. lit* case. your Ltd. and are tempera* exposed to the sovereign risk of the More information is avalable tpon retest You may through Onfre Services or by contactrgyourFiancial
sconesae located a 105 Anneal Strikes and rot Canon elands, and there is no patentee Cr other obtan age neon/lion abote SIPC, ixbdno the 51K Anse,.
to iwocbcng broke.. ad you mat make arePort oblgaeon oft-18,5AG to repay** Saxes while on the Brochure, by cortaaing SIPC a 202-371-8300 Cr by
of ray aror or ankaon to both firms. UBSC gnat Brach's books. *Moth, 51K went at YAMAIK0111 ACCOMIt OverwieW
• vats (+info aCCOWItIPOrdOlia Net of assets ad
Abetment staternrits shall be deemed coeriplete ad Dixon at LES Bale LEA and eachUBS AG Etch are Dividend Re:we/bank Program (DPP) liabilities.
accurate if not objected ton Yang within 60 days. not protected by SIPC. Money Fund shares ate protected 11-e price reflected is an aerate price. You mArobtan • Asset 'Atlas salable cash balances, rakes for
by SIPC. See 116 F Mandel &Nan noon Protection' the actual price tromps Financial Advisor. 0 ithek restricted sting lest I, and Global tine Deposits,
• Plasm diect antenna complaint a Maybe> to tie beim awn are purchased under DPW; partial shares will be urrealted marks to market, and cedah ants not held
Fivn's C Nem Relation Dna-Meat X 201,3521699 cot rd to each mM b riposted in your account. The bytes Fim. Does rot include unpriced Ma:MPS:assets
or tolkfree at 800-354-9103, 8:00 A.M. to 6:00 P.M. Upon you retest, balances in tie Bank Sweep 6viderd renvestnent price applied by to issuer may al the end of the prior and °Ant statement periods, or
ET Monday through Friday a in ming to LES Progrmsa OA may be vothelown and shares of a offer from the market pine at which thepartial shares prorate iwestrrents, invested stock options aid
Financial Seines Ix., Client Relation Depaltnent, Money And may be liquidated, and the proceeds n sold namable stock options
P.O. Box 766 Union City, NJ 07087. returned to sou a sour wenn accant. • Cianitos Includes debt Wines, Qattaa* mar
Cselenlieu loans. credit the, tat =cant balances.
• Incase of errors or t)etEns about an electronic Radler information about available wreip options. CM, whole units may be held n war accord. If you ate • Cash/money balances. Total of uninvested enable
funds under EFT), Ni prpuyyrcemor UBS Visedebit ncldng tenni netest rates and yokes, a sealable at entered to a palul inn a a mull of a dviderd Parent cash balances, plus UBS Bat LISA deposit balances, UBS
card transiotort, call 62-1000, or awn to UBS www.das comreseepyiebt, from your F nem ial editor or otherwise, the Firm MI ether sell pathal knit at AG Saran Branch deposit balances and money market
Frunual Semen hc„ MOO liner Blvd, 6th floor, or by calling 800.752.1000. market pen a accept an amount determined by a matial fund sweep Sans, at to case of he
Weehawken NI 07086. Min RIVINESA Seven registered clewing agency, andcredit yin accost. statement period. Noncornocky free credit balances in
UM Financial Serena account protection your accourt at rot segregated from other balances
Cal a write as soon as you cork if you tile yin The is a member el the Swans Investor Protection Investreene objectives and to Fern may use any of these funds in the ordinay
statement Cr receipt is may Cr t you need more Corporation (SIPC), *nkh protect securities account. of The nenimert oblates and risk profile are speak to county of *business. these funds are payable upon
inkrmaiin about a turn* on the statement or its members up to S500,0:0 (ron* S2B),000 for each account andnuy coy between Please eine the your darned. This total is includedin ew arrest period
mm0. The Firm or Card boar fas 47Pkabldmuff dams kr cash/. the SIPC asset protection Imes app/ to tam prorrak on Ix erg of any signkane change in yor clone; make.
as from you no later than 60 days aher to Finn all account tat you hold n a particular capacity. situates or ethernet% objectives. Fa each
SDNY_GM_00025404
CONFIDENTIAL EFTA 00136024
EFTA01277257
Important information about your statement (coninued)
Lending Weaned& you would antsy moire in the mallet. Pries we - •DsIrkes cm to date may orbit return of — h aka& to commincrs received n connecicn
Fix &take' inf°mutton en the Fanis Meting practices °bland from vaious third party sources Mid' we caned. income a both wth the sale or detribinon o1aunty contracts
and &ensues, aler to you Clint Relationship beleve to be retitle, but we do not ganalee their - int see • represents the initial Olsen; andLni ovvestrnent fl at unts to our <lents, we
Agement or Accost Agreement aid the General accuracy. price per unit and may not reflect your LOU basis ands our affiliate nutria mina sharng
Toms ad Conditions UBS Statement of Credit Practices — We gendarmethe closi-g price when arradae cr cormonsaan frommany of the insurance
available in Agreement andDixfosures at de mean of to bid ad ask prices Coined • Restricted securities ftssIrcled senntin generally companies adenoid-9 the a-ruity contracts,
magraktracalarsomegainges. securities and cplors a orky bid prices to OTC are rot currently amble son public sale. UBSFina-cul *hates of to insurance companes or sponsors of
seosties. Services ides de market price of the unrestricted stock hewn imesvnent mots we disirbute
Yew awed - Less actin'D traded securities may be priced ushg the same issuer as an mputed value for de - Or Adam also mein trading cannutiss and
Your namment Bernina securities endother was held valuation model or to moo recent pie we restricted stock fa purposes of the statement on. To other armament° from ensue' kits and
Bathe account at the end of the statement period. You obtained and may not reflect an adtul maket price the edent that rearined learition are ergion la sae, assurance companies whose products we attribute.
may ask fordeivey of fully paid secuaies at ary time. or sekee the sofa reared may be stIonantialD less than the - %germ& an anal fee from UBS Bait LEA and
You may receive smuggles used as loan collateral after - Certain position may appear withca a Mee ad iripsed value down LISS AG Stanford Branch of up to szs per accost
paying any balance due on tem. k -y securities will tans at 'price was rot available 8 we re sweeping to the barks under the UBS Bair Swoop
Irandenvd to the Film drag the stamen ponod are triable to obtain a pnce for a wanly • Est. (estirneted) incomes current yields end rates. Fragrant
lined al market value as of the end of the statement - Deposits or startles de-geminated 6 currencies An estimate of a-rual income is bawd an current
period. other than U.S. dollars are reflected at the en:hinge daelfrd ad interest rates, assuring tie securities will Activity
• Can basis. In determning the cost basis of the rate as of the staterrent date. be held for cat year from statement date or until hbrmsticeiregudrig commando and other chugn
starlit included in this statement, Mere indicated - For certain murices wading n non.conformng Mali-city. This min& is OnD age:Seine, accuracy started in connect is with the mecutcri of wades,
wah the numb*. UBS Fe-ureaServices Ino relied can:mac& Woe and quaarly (face rota) may rd continued nconw are not guaranteed indudng option transactions ha burr mended on
cninformation obtained from sources other tanUBS have been a:listed to facilitatepm:et vauaim. - Estimated a-ntal &erne and evrent yield fo- CColiffndiOnS previously ftiffeiNd to you. at wall be
Pi-uncial &races. including nf°minion Iran another To obtain current quotatiss, whin matt*, contact certain types of securities could include a retun of provided tOyOu promptly co fewest.
lam a that sumer haw provided to you Finnial par Financial Adnes. poncPal or camel gait in Mich case the est
Adana The Finn does not idepardently verify a income Or-dement yeti would be overstated. Shaft idling
guarantee the marary or Manly day irk°munition • Private artesbnants and druclared produsb. - Estimated anual icane and current Old and the f Scare engaged in short selling a security, youmay
provided by sons other than MEIuncial &aces. hinte meaner* secure& (ncldrig drect actual name ad yield milt be Inver a higher Mar a charge die to certaintetrad-9 costs for that
participation acqam and real estate investment trust than demandedamounts. paticula security.
h adatixt although UBSFindtel Services generaly stashes) and strucised pratxu ale generaly highly - An estMate of a-ruateed home (divdend ardor
wanes his Hamann as it is received, the firm alkpaid. Cmain stnxtued proixts hove not been interest) dryad by the current market Open catty
does not provide any marances tat the Mama& registered wih the Securities and Exchr& valaaverage balance is based on the last di Mend Regarding ceen or • gxdtilkanceitcr ceders tat
shin "Cost basis- and 'Lhreakzed gr/loss's (omission a under any state wastes taws. We Of interest payment made by the issuer and were not yawedby the stamen date, open buy and
accurate as ate date of the statement. As suck prode estimated wares for prime investment manes tie secuities/deposts will be het for use set stop orders are redxed by the mount of dividends
please do not hey on the Haman& to make wades and structured products for incematkrul year Mom the statement date or until maturity. or rights on an **divider& a antes ate unless
dad-urea sole decisions. fain papaws cr purposes only. Accuracy Bra guaranteed. Accuracy and continued y•eld we not gained instructed otherwise by you. You are rinpontbk for
ahem's*. Accounts transferred to kw Fim may - These values may differ abstention/ km pion. if orders that we nano(' die to sour Islure to (axe'
reflect gailloss rdenneten onB for the period of any, at Midi a prime rwestnent security a • Assets not held by WS Financial Service& Certain elating open orders.
tine theyat held a the F rm More historical structured pollen may be bough or sold and do asserts are rot held by the Fern and not vithri the
edema cn tar be added by yocr Mania Advisor. not necessarily represent the Masa& may receive firm's possess& or cawol. These assets de Privity
upon rquialtion. &played on your statement fa informational To obtain a copy of or currant OM Flimsy Noise
• Unrealised 'Malmo When data is awiltly - ThM paly tsbrnites of vale ere as of a certain purposes only. Position, rd values presented do please contact your Francis' Achisor or visit our website
eninated crrealized gaing Imes we alccAated fa dread are %maid to UBS Financial Services on a Wended by he issuag tem U6SFroncial Services is at AGOMa0(Ofapmoky.
in:Willa secret lots. The transact &n data for regular bass by in independent vitiation Jim. not rest:err:MIe for to intimation and des not
ndvittal bus may or may not felled <criminal,, - lsaaer, generalpartner or mentor estimated vaLes, guarantee OS accuracy. These assets are rot protected UBS Financial Services a rot a bark 11-e WA. Bunsen
charges alder*acuity reorgeniza is events ry, are toppled to the F rrn by Ow Caws by SIPC or the Finis supplementalSIC coverage Services Account &SA and IRMA an brokerage account,
Dividend and °termnwstmeni lots ad systematic gerinalpanner or N0-60r and may be calculated which provide access so barking services adproducts
pachne lots are each caribined todisplay are based as dlterent in Iran that used by • Revenue shoring and additional compensation. through aittn9IMMIS wen affiliated bats and other
averaged lot. She • Trade date • [clams presents the IMOparties to derive heir estimated values. — In addition to commissions on sales and 12b-1 fees thrdpany banks, and provides access to nsura-ce and
afield transaction wade date. - You can obtan Samna Marna& regarding receised n correction wash the distnbution of annuty prat& awed by unallaseed third-pay
the methodology used to determine the Minato of mutual had to maims we arida our alMate insurance carmaan through asura-ce agency
• Callable socurities Eked and ;referred stock that value aid the date of de Hamel& tha is the receive twortue taring Parents from distributors subsidiaries of UBS finarcial Services Inc.
the tat cats for eat redemption wif be selected basis for to emirate by contacted your Financial coda advisors of the maks& funds that we sell.
merely by lot Iran amwg all seoseies of that Advisor. These anoints are based on two defence Invest ant raurate. at manyproducts:
isate held hour name or in nominee name la or - Thin party est.-modMuss my be reflected as ChtefOnentt- Ow amcent el sale, by UBS of a Not MAC inured • No bank guarantee May hoe Witt
clients. Call bane adennatis it &tailed from third •Not read' n awn I et dins. win n patla mutual fund I amiy to our clients, and CO
patties and is accuracy isnot guaranteed. Other call independent citation tim Ns not suppled or is the asset value of a purlieuLT mutual fund I amity's RUA. Resource Management Accost Business Services
Cesare, may mut which mad aged yaelct connate unable to assign a yam Mien we became aware shares held at tie gm Account 854, IIM4 and international Resource
automat& will& provided upon request that a Maidevent Ms creased that may call a — We and cur andele also recewe nem:eking and Management Accost are registered service marks of
premusy reported vela ale question. or Men a ormtus processing lees in conalwation for UBS Funchal Services YE
• Cartifirates of deposit (CDs) CDs are FDIC Mind value would be highly speoArtive due to die nacre transfer agent sends; that we Fm & to the
cm to 5250,000 n pracinal and accrued interest per of the sectrity. mated lards. Thew Sem generally are pad from Visa Sig atue is a reguered sewice mark of visa
depositor ad per depositoryinstituted Macttndance - When neither al suer, general partner or sponsor imestor assets in the mutual fund and are a flied Intonation& uBs Via S•gnatise cede cards and UBS
weal POI( mks, estimated sake ncr a &Mary estimated rota if dela- amount based an the ouster of accounts at Um debt cards we issaed by UBS Bonk USA with
',mad the value of the wanly will be dinner* the broke-dealer holdngmut& lulls cri that fund pa: minion from Vs* U.S A Incorporated.
• area/value eras displayed for securities and otter ban itspurchasePrice. rmiy
products may be higher or beer than the price that UBS Financial Services he Pm 201402
SDNY_GM_00025405
CONFIDENTIAL EFTA _00136025
EFTA01277258
UBS
1.185 Financial Senices Inc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 July 2014
4Ne70057930870714 vl 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE U.0
Account numbed
Your Financial Advisor
SCOTT STACK MANILYLE CASRIEL
Phone 212.821.7003/800.308-3140
Questions about your statement?
call )Our Finan:ig AdviSO, Or the Value of your account
Resourcetine at 800-762-1600, on June 30 (11 on July 31 (9)
account 029323679
Your assets 5,589O0 5,589.32
Visit our websIte: Your liabilities 0.00 0.00
mew.ubscomainantialservices
Value of your account $5,589.00 35,589.32
Sources of your account growth
Tracking the value of your account during 7014
Value of your account
at yew end 2013 1000
Net deposits and
5,589.0 5,5893 withdrawals 95,58870
• Your MeStMellt retuirk.
Dbidend and
interest income 9O.62
Change in
market value 50.00
Value of year moan
Jun 2014 ?Om *Mu' 31, 2014 S5.51/1.32
SDNY GM 00025406
Member SIPC ANP70303005793Cel NP7000193762 0000? 0714 030579743 Y123679550010000 Page 7 of 18
CONFIDENTIAL EFTA 00136026
EFTA01277259
SUBS Business Services Account
July 2014
Account name: poi .34 E
Friendly account name: ra.
Account number:
C
-LC Your lq Randal Advisor.
SCOTT STACK MANLYLE CASRIEL
212-821.700O800-308 3140
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) you account
• Cash and money balances may include
A Cash and money balances 5,589.32 100.00% Your current asset allocation available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets $5,589.32 100.00%
A
Value of your account $5,589.32
Eye on the markets
Percentage change
Index July2014 Year to date
S&P 500 -1.38% 5.66%
Russell 3000 -1.97% 4.83%
MSC - Europe, Australia & Far East -1.96% 3.08%
Barclays Capital U.S. Aggregate Bond Index -0.25% 3.66%
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
ANP71:0030057930$8 NP706316,3762 CCC02 0714 030579n3 Yl 23679SS00IIegfiyGm00025Vige 13 of 18
CONFIDENTIAL EF1'A_00136027
EFTA01277260
Business Services Account Account name: POT & KETTLE, LLC Your IIsandal Advisor:
SUBS Lit, Y -1
F nd ly a ccou et nante: POTK ETTLE C
Account number.
SCOTT STACKMANSLYLE CASRIEL
212-821-70001800-308-3140
Change in the value of your account Cash activity summary
July 2014 (3) Year to date (I) See account activity this month tot decals. &dancer In your Sweep Options are toduaeclin the cpenng and
closing baances Aut. FDIC Insurance niter only to deposits a U85 Bank USA, not to deposits at UBS AG,
Stamford arch or bark deposits placed!brooch the UBS Internaond Depose Account program. PPP
Opening account value $5,589.00 $0.00 protection applies to money market sweep find hddirras but rot bank deposits SeeImportant ink•rmation
about your statement on the iZt MO pages ef this document for detaiS
Deposits, including investments
transferred in 0.00 5,838.70 July 2014 (I) Year to date 04
Withdrawals and fees, Opening balances $5,589.00 $0.00
including investments transferred
Additons
cut 0.00 -250.00
Deposits and other funds credited 0.00 5,838 70
Dividend and interest income 0.32 0.62
Dividend and interest income 0.32 0.62
Closing account value $5,589.32 $5,589.32
Total additions $0.32 $5,839.32
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
for purposes of INS statement, tenbity of interest and Conti:lend InCOMe has been determined hem a US Total subtractions $0.00 -3250.00
la lebortIng PerSPeclhe. Flagg upon the residence of the accounl holder, account type. or product type,
tome interest ardor cividend payments may not bo subject to United States (US) ardor Porno Rico (PR)
Income tars The tient morn* Ratement is not intended to be used and cannot be (eked upon for to Net cash flow $0.32 $5,589.32
purposes. Chen% should refer to the app ratfe to reporting forms they recent from UBS annualy. such as
the forms 1099 and the Forms 493, for lac reporting information his the practice of UBS to file the Closing balances 45,589.32 45,589.32
appticable la( reporting 100115 ?Alb the US 'Media ReWnue SeniCe and PR Treasury Deparlffent and in
such forms accurately class fy ciiidenct Arad intereSt as la exerrpt or 'amble 'muffle Please consult your
indwdui tas preparer.
July 2014 ($) Year to date (1)
UBS Bank USA Business Account APY
Interest period Jun 6 - Jul 7
Taxable interest 0.32 0.62
Opening UBS Bank USA Business balance Jun 6 $5,589.00
Total current year $0.32 $0.62
Closing UBS Bank USA Business balance Jul 7 $5,589.32
Total dividend & interest $0.32 $0.62
Number of days in nterest period 32
Average daily balance $5,589.00
Interest earned $0.32
Annual percentage yield earned 0 07%
SDNY GM 00025408
ANP7000300S79303919P7003103762 00032 0714 030579743 511236795500103C0 Pogo 9 of IS
CONFIDENTIAL EFTA_00136028
EFTA01277261
Account name:
altUBS Business Services Account
July 2014
Friendly account nam
Account number:
Your Hounds' Advisor:
SCOTT STACK MANYLYLE CASIVEL
212-821-7000/800-308.3 140
Your investment objectives:
You have identified the Fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a full description of the altematwe
investment objectives in Important information about lour statement at the end of this
document
Your nature objective:
Current income & capital appreciation
Your tisk profile:
Pnmary - Moderate
Investment eligibility cons:de/awn - None selected
Your account instructions
• Your account cost basis default closing method is AFO, First In, First Out
ANP7C003005793090NPVC0188762 00002 0714 030579743 YI23679550 GM000211filia 10 of 18
CONFIDENTIAL EFTA_00136029
EFTA01277262
Account name: POT & KETTLE, LLC
Business Services Account Your Nnandal Advisor:
*UBS July 201$
Friendly account name: POTK ETTLE LLC
Account number.
SCOTT STACKMANLYLE CASNEL
212-821-70001800-308-3140
Your assets
Some OnCes, income and current eau!, Shona may Ise apprOximene. ASS itlult. gdlnf MdlOSSts May not
be accurately reflected. Set mtporunt into/moan about your statement a the end of this obcumeM for
more inform.on.
Cash
Cash and money balances
Casts and money balances may indld?asalazie cash balances, UBS Bant USA deposit account balances.
UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC sNthn applIctble limits, but are not
protected by StPC UBS AG Stanford Branchdeposit account balances of not insured by FDIC and are not
protected by 9FC Money nwket sweep balances are protected by SEC but ane not insured by the FDIC.
See the important information about your statement *the endof this docwnent for detain about those
balances.
Owing lodame Cloang Wrote Price per share menage Dnidence Interest Days in
sicking on tut 1 (t) on tut 31 (S) on Jul 31 (S) rate period period Cepamount (S)
UB5 BANK USA BU5 ACCT 5,58900 5.589.32 250.000.00
Your total assets
reuentade o Cost ESbMated umeaued
Value On Jul 31 (5) your aCCOunt basis (I) annual income ($1 gam or loss (S)
Cash Cash and money Wyman 558932 100.00% 5,58932
Total 55,589.32 100.00% 55,589.32
Account activity this month
For more information about the pike' value shown for restricted secunties. see Important , (orm*ion about
your statement at the end of thn doctrnem
YOur Quality Cash Cash and
Dace Actiaty Description expense code Face value Pticeivalue (5) amount (I) money balance (5)
Jan 30 Cash and money balance $5.589.00
Jul 8 Interest U35 BANK USA BUSINESS ACCOUNT AS OF 07107( 14 .32 5,58932
Jul 31 dosing cash and money balance 55,58932
SDNY GM 00025410
AllP7C003005793091 NP7003103762 000O2 0714 030579743 7123679SSO 010000 Page 11 of 18
CONFIDENTIAL EFTA_00136030
EFTA01277263
*UBS
Account name: POT & r.ETTLE, LLC
Business Services Account Your 15 nand) Advisor:
Friendly account n SCOTT STACK MAINILYLE CASRIEL
July 2014 Account number: 212-821.7000/800-308.3140
Account activity this month (COntriued)
Oate Actwity Description Arrount (S)
Money balance ectivities Jan 30 Balance forward 3%589.00
Jul 8 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 07/07/14 0.32
Sul 31 Closing UBS Bank USA Business Account 3%58932
the UBS Bank USA Business Account is your primary sweep colon
ANP70003005793092 NP7000189762 00002 0714 030579743 Y123679550 Olrealiy_Ght00021fin 12 of 18
End of statement for account number Y1 23679 55
CONFIDENTIAL EFTA_0013603 I
EFTA01277264
Important information about your statement
UPS FhancialSookes hot (the Fim or Un Firwrocial Sacked. The kin or Cad War WI Meagre you Carotin', x4 Wine on the books and records of die nice* Gee a ervelood —you may SKIne househokleg by ding your
is a mar of al pietal security. conanotty and wash will mrtect any era praittly tonna agent). Frtioa Advisor
achieves Mt twain *was and USSBanle.Thet
itiod knee:hike of MS AG and Milian of LOS Soositin elosenak al tots paytio to the Furor to Inarcial • Conan ettarnent coal or norm% merits (99. Friona, amount Mine
u.0 the f ma's facial Pain it tattle won reptt ASIkulon nOtted at to front of the statement it akt Imned parowshos anti pruaeplawents) that are na Ter Plea account nane reflects earam that pa
the hr's enure altos an a to regukr woman fee. acorta may be abject to registered ohde the *tribes Act of 1933. and entered on tteHms onto soros webste It ea
mantra to feet ages Ice re pyre,* ea atoms customizable *ammo total by you to azt you rah
U3S RIMS Sala he purchaws ate day fa voad antots es cash afrocnts • Carer: +s amino Co 9. keep eddiar90 and your readreryarg n by no boa effect on ter axoum
1200 Haber litatletad Adcount$ ma dre tranf Wed 10 0991d. este:tons :nay be preas metal antacid. naksitonses commas and YOJ on Piave yes kends/ acorn navies. group Onto
Weehawken Nd 07086 :Mod to a banter fee. comma:AY Ogbal contracts Somas or tryccomon; yes Waxer Aorta
This tato/sem reprewoohe only Oda record of sot UPS UPS Swoop Opta The SAC matron rid tie pappletrimui protedton do not Mao anew
Honda Seromes account Other records. except ohoal tar UPSoffers ocean for sheeprg ach batrces. baa-mes to apply to these assets ean A they Ottehvee appears r • Vabe of yea acad.:fp/deco/ Ne of assets aid
downers. co mareg conlOng data should not be abed bare deports a UBS BA* USA aid UtS AG Staydord bait Paean The SEC protean, and the soppWata Abate
upon If you boa dart is an eta a twat. pate (Bark Strap hosransl money market maul funk (Money protedon do no ;ewe again awes e the trustee • IntIatki orallule cae batman warn la
tunny
mot it nernaliately n wring to theerrich Manager of the Fowls) arid the hnoltmeal Depot Accost C0Alfor vats or yes arestnints haw as a result of maim reamed ) rid Global Tor Deposits unroiiked
once saw yew amour customers Mt at marooned Resource Mmagenent moratent. sae bannaptcY of "saw ) mass to market and cedar assets not held byte Fan
Aconite lluat9h Iht Bat Sweep dr011aTIS. Coed bastrioeS Does not ncbdrunpnad saufltelassets the add the
AldiCtugh al f9.01. Oxon aro inlenthd b be aC0.010. are swept to LOS Oat USA up triestabkhed Imo and More iWnlaons rabble tern most nu may obtan ma and wear urea pooch er Preto rueStment
SIaieNint daa Todd rot be used for tat Nooses ReA then 10 !ZS AG Stamford Brady a a Mersey Furd Depots ewe inorrrabn *cut S.C. hdudri9 the SK Bratote unrested kat col coos aid motet'. sea options
solely on 'emend tar Ica 6 . Form 1099. WO. I 041S. at WS Sat USA are FOC tweed n accordaxe with Ku... by conwrg SeC at 202-Th43300er by witng the Mk • Oaekees hassles debt batmen. °Aswan) as
tot then peeping sourta rye" ltiet re is required by rules For mom derma on pate nut wave Ida goe mbitle at *AVM StPC Oft? loan. cretin Int sheet account bastes
Ian 10 recon to the RS al mobleOman& female none Deposits a LIPS AG Seaford Branch and *most/troy • Caste/irony batancel Toes of snintesied tatted/di
Web* dvdas ad tar* merest tamed on mutes Fulda rent gust!, by the FDC. Divided Its Invesmitm Program OW)
held n your too" nil proceeds on sale Itanuctuns, aid bitty OA WS Burl: USA Opine bala-cry U8S AG
The text meta 4 srt aerate pnes you may otAan the Soma Branch Orem balances aid maim Mirka mutual
cost barson sworn and Seamittel Through the OA. wadable to can baton are kept to &tail axe tom par hiunoi Adios Cvity whole twos
deposit aCdeurt a lin AG Newrott Brandt aid UBS fold sweep baa'sCes. a the <lose of the Stalenitet pea
are Faceted oiler CAP, partial thies wit to soli and ire utnommosty a own baasztottyos am Yana
Cemmtmiallont with Um Firm Caplan Brant The* deposits arena mired by the FDIC cash wd be doposeed it sass amour* to dittend segregate from otter bean and tte homy use any a
• Pleat. reconfirm any oral OaterviCator6 el Aritil9t0 llamas bed tone MS AG Gambits Brarch ere tewourity rmetier ace tippled by the issuer may doe from the
mooed to The SOwaregt rii of theCam Meadt and these lush n the merry course of as brio, These tuna
further proud your rritto wherry you- rotas under the Mint Frisr at what thepaha Mans in sold ae paydbfe upon pt demand the total 6 incited in no
*tribes Weser Protect= Act (WA) there it ro guinea other obit:Oro of 185 AG a repay
the Dimas who on the LOS CassmaYs Brats boas. armor ma dose-9 value
Cage bleu
• el tne feuessal instrlaiOn on the top ke of the Into of the, Only Mole unts nth be held in your axotrd t you are Lending information
lalemmt is not lei FitinoalSonnatt. IBS Waal Deposits a UPS Bat USA rd each UPS AG Brach aroma aria to aorta a at armee.* a ditidend parntett or rot detafkg cleans:on on ne F rm. > lefbreg y•arias and
Woke swim SW acccur a dearkg teteby owned by SIC Money Fund mm are protected by WC otherwite. tie Arrn wt ether gel partial...tsar make Fere dedocures, Sato piclvm RPM iierdip act m or
areigement a the adicated nnuton We Infonhel See %IBS Feud Sewn Account Rowan' below. or accept an full Otentred by a nEtStered Accomt sawarml and the General Tees ad Caldrons
you on the mambo, nhen you opened *the:con in agency. an:Ian:le your account UP5 Stamen of Cade Fractos 'Petal* h Agee:weirs
this caw, tsar fords and soot is re looted a 185 Vern yell tP9.:02, batrmes h to gait Sweep Freda or
OA may be ralitrafirt ad nits of a Pvtrney Fund maybe and Duclosures a 322a5SakaglaegardaSa=
Waal Sena and not thy reechoed broker. ad you leVellnitat objealires
must mar a report of my awe or °moron W belt in hquelata, rd theproceeds returned to you a you, The nommen Wrote and net prof it are speck to eath
iodic Your aura
aCCOutil aid milwary between fled< fie* Beh Imp Toy statement farce Stakes and other assets held n
All amount stateroom shall be deemed complete aid promptY n nerng of any carton, donpe in your franca
Further nfonkton tout softie weep optore. vdrAng the account a the ad of the sweat perkd YW may at
acarate d nor Objelei TO n hetrg term 60 Oaf. Muslim a Penn/4 arctic,: For end+ accoure held. for claw of runt paid 9Xiatittefaraly tme You may
care oast rats .nil melds. a art** at you choose one of the fo loving nvestrwil ofattneS
yews ubscorriswashoyient Iron your cliental Mviiiit cr by recast y0/tie used a ban collard ater pa/09.1 m
• Please area cusierner complants 401,05 to the fins • Pieta Current axon* bectitnienti seekin9 the balance we on Mem Any fetishes trandened bthe
Client talons Dertitment X 201.352116WOr latrine tag 806762-W00 rival isn of Mcome only dung the swam period ow line a nfalgl uah• as of
a 1500-354-9,03. 8 00Am too 03 per FT Monday • Atone Ctekblpplanton tweltnnnts **Ma growth the ad of the statement peel
throup hides. a in rano to UBSIonsioal Servati UPS Fitlerecial Services mote* protean pr Cps falba than:h., generson of tiCCM?
Clan, Relations Cyyatrresnt PO Box 766 Union Car NI The Finn is a member of the Securmes Mesta Protection • Cost basic h chtewhng theca?; basis of the sedates
Coporahm (Stet Witt protects sears acorns of es • Farce Combeation of Income erg Carta APPeoMon inducted n the statement. Wee mired lath the
07CC37 moan seeno both Ow 9erwason of Mono lid
rotates op to 1500000 (noban; 1250.000 for dams for number ' UOS Finandat Soreceshas read on
oh) The SK asp acescom tents apPre to all moans 70MM i% prnelial into
-onion oblaised from sources other than lall$
• h case of errors a WHOM *GA an ekcoonm tries Firshcal SinteS. 0:Wog illonnation Iran tames fin
transfer 0711 bid payment ales vim dash cad PO )ou had n a palest, carat,
The Ferro 'agate wth arum al rate has also porchand 'Tall risk profiles or to you nut hue provided to yout firmer Mesa
bankbook (411806762.1000 or 'roe to LOS Fnancal • Consenter. Seeks to 'wreath Miro/ideal wth low The Film dots not hero duty way Or guaranirene
Woos hc. IOCO Harbor fad . OM I ba. Weetedwo N1 Appencetat stonaron the rharnuri =oust payable to
all WOW dent. collmbrolrunla It; prottaion 6 3500 risk aid vol. lift to to as spa. tan rt ma means nay a validity of sty Maxon provided by sources
07086. Ann iMMSSA Senecas the amour does not genera* SlgMcnt illO)fr*Of otter tan Unlace, WOOS
minor, as of DeWitt& IO, 2013
Mum, aid eta/ricekeep pace 'fah inl LOCO
Cat a vertex can as pa cart d youths* too • Abetted. %WIN to accept tomer& tO Vrel:94 and to addrion Shorgh LOS Fivrodal Warm rally
stawnem or recto 6 svOrg a II Su need more Skew to the poky anions aid Wash cart ate
Fern ifunher protected for up to II 9 mann n he tolerate rare odadtyn seek hidher returns updates this dawn as t 6 reeved the km does riot
insferticn bout athrote on the 'Mantra or rapt pack any antrors Mat me ofcam rider Cost
The Fon cc Card Mow ft arplOble)must hear Yom ytti anew* for all your azoonis held n a paha, capay • AanresIne wing to at hgh ripe toAmapa ant hgh
A full Copy of the poky onledlig 6 Nalable up0n 1,9ait volatility so *Weis cams ewe brat base and 'Unrealized gent's,' is atareo a of the die
/411 60 dirt alter the fret SOY you the fist
nO L3tiftr1 of this tilastM Ac such. please do not rayon this
Pawner'son oast tie race or problemstrata inland it to mute Draws' a sae dertorts. la la
- horde pro nine and octal number rip The SIC proudmo aid the suppknental paean both do katanterhousishoklirw"
not SPIT to We may consoklatt al recited eCCOLlit 9.3teddifillS Mel the. purposes a whereto Artamb Umsloyet to the fern
- Decree to era. Or the water yru sre wort atom may reflect gallon Moral,' only for the period
alder:nen as dearly s you tan ray WU bard 4 is an • (anent rani *sets controlled try (at hdtted tire sane AIWA n the same envelope ACadotti may De related
account rake) bus held awayfrom Lell$Finalcial Sermon for *tit:UW*0 beano they hrw atm leo also matrain time they re held a the kin Morthioonol edarnatiOn
era or ray you need tae nfomnabe, cm be added by you Pinata Admix
- irate the dote arum of The 'snowed mix (.9 anon fecal, alLIBS Bark (Jcafh at 185 AG pm mount relaiont0s rah ate dents al the same
Stamford &ant. (d) mutate moats hang salable address The padre a Mom al 'hoosseholdrg • I you
amid le aid (r) Then of mutual Inds inhere Ash "let le receive indisitual aeons nekd n meat • Walked gaInsflogros When dee s tattle
shares re registered rfrealy et the nave of the Woo *Stinted uwealood gandlosses art calculated fa
SDNY_GM_00025412
CONFIDENTIAL EFTA_00136032
EFTA01277265
Important information about your statement (Ott brlued)
infreitbalsarity lots 11* tandion data fa 'Wigwam' - mstd parry *grimaced vale; may be reflected as 'Not rumba el snails at the hoar-dear holdingmutual name% as repeated same mats ce UPS ~al Sergi:es
Ø may a may not retest ccmnksafts, Macesma p105 et metalateliers Viet do 'reepenSent lirds el tat had lama, Inc
%Canty magenta , wain Delfend Se om« valeta' frai Anent %poled or IS malet le assign a - in aka an to same:owls rased es cornechen wet
raw...name lots and sytonic puniese lots are each value when we bean area* That a matral more hee the sob or darbution of arriury cornraen as snit yea Saguaro is a agitated »Ma mat of visa
ambned today*, otizearawd lhe • Cade dae* ocarred thai may alfa peeviiusly tenoned value Mr Weser:it Mai units ao cur deans Heandc our anannomal 1.85 Wa Signets'. (NM Cards aid LÆS Wa
cobrm presents the «Naar Pima:twin traledare OuTIOn. a ~due» rime be highly Teal.« Sande heel* rear.* clang Oneinaten Ircm debit cat ae issued by OPS Bata USA sigh fatnispon from
duo to tho rut" of the softy numol The resans minnow: weleterung age Yea U S A somrporrd
• Callable narlties Ponds and preened nod, thal the - Men writhe, an Eva general wow a sponsor reurty ortaxis anifrosol toe hatanof carom as
Over cat to ealy ff.:tempt*n nil be sewed «Tali* estmated wiener 3 la Neely Mimed varetis SpOnSaS a eturt eiveSeleol IN% we ~bate UPS Financial Services Inc Stir 201407
by lot tom ran al senates of that 6% lee rout prowled. the saw of the warty vol bedineatt tem - Our Mutates also real/eluding come/bans ma other
name a n ~meow* ler as dints Callease ant purchase pia ~ration km aurae holds aid natant
berm« cri is « tatedfmm thed saies aid les xaraa - 'Oackeziorn to dare' may tiara mum of cal. Con'Cusies whoa per:bats wodiwbuto
n rot guarmaed OM« call I earn nay east WW1 mane a both - We receive al anus tee horn LBSBaar USA and UPS
could filet Me ~pee rioms kin see tieaided - • On9POJ tat sae' represents de met ollmng en« A4 tranbad Bruds of up to 125 per accunt
eØ arest awash and may not reflect yaw cos Oak swooping to the bats wire the Ungar* Swap
Pageant
• ~as at deposit (CON Cos ate ID< trued up so • lbearlared securities Financed acurces serneraly ae
1291020 in pampa mid ~ad marear se depositor not orada ageble fa able sale taS Franca, Swerzes ASA"
and par depostlay minslim n ascrdance with CDC uses the mini« pries of to emersuktod nod( of tes sane Wormarran megadag corn-okay" stiother Maras
niles citric a as muted yaw for the redrased stod be Wooed m annecran wit the ertionion of wades neadria
purposes of CM Sane« On* To the town ten rebm tra ms has been nciailed ce «Mom:tons
• Mask« Dices deplane fa sexanes ace other reso need saureles se elgble lot sale. tie else steeled peewit* bandied co you. and walla~ to you
produces maybehigh« a bwir thr te prze mal you may be eta/reedy less Than the imputed Lea Stiovn proply on rodata
war aaually reawe in the mark« PrCeS are Cleaned
from vasior rind poly sources Midi we ha? b) le • In. (. aimed) eØ airraetyields and ratan. An Stott Pilling
ankle, but we do not gamete fuck scuray ostlnete of snug mome is based on Gran deerand It you ae angagoa ti mort sehg awaraa you may nos a
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dagmnatems. pct and quality dace gala) may hae baldeetsbeed m the W duidand or nieren ladsal Mc Iawragures t$S anela Se -vices to ~hold
bom waned» frieze seoptmoUsun party made by the aver and Manes Tr Income tar from you unable an divribut am, tut yourm./
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card yea de nol guaranteed you choose You elcaon wee remain n effects, resoled
• Pram letnatnerms and gerucumed pronoun Pilate by you You mayrota. yer OleCtiOn a ase Ono bymare
thentrart «dunes Craclidng Aired pzedpation • Mauna hold bylSSPinandal Parka Conan a now enagn t you do not haw erotaili rane tae
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mourners ^as are snared predate ler and does net gannet es daises/ thee assets tenet Privacy
«Crane enalpuToyn only Accuracy., 404 9unnitc4 premed by MC or tir Paws sopparnomal SP( To obtain a copy of cot ammo Caere Proxy Wien pax,*
- mete WM« maydifer Stiminually tam plan d ate coverage ental you F natal Affraof «vat ow vretisna Y.
s Mdl operate nwstrnert secures« slruCtured yew ves ofmenfarf eofr
poetic rnw be Lair a. wed and do not necessity • Itoranue sharing and additional ampeasatlen.
represent the wale you may awe uPtch Iglidson - et aOlitins to cantons." on ales aid 12t1 lises WSinns-1a' Steven e notated< The RNA. &mum
- tiled pro esimaes of via art as of a ran dag nognd gi connecter with the dartulon of nanan Savces Accosa BSA and MN ae ace grade axons
aid se wooled lo las enroll Sears on a regns hairds to our dents we ably OW SHIM reane Slidl proide access to baton sevsces and produas
bros by an Wend:Sank elation fern rereue navg papunUfrom ddlibutars and« «rough easements win /Cued brats aid other thleta
1£4140c, gearal Draw aeador «read vat if ' ,Prison of the malee ands hat we sell Mete pany basks and preedos ass to halm aid rwty
any. are stapled to tie Fim by the aser, general anants are based on two different carporents products isutd by unaffiliated cord {arty rtofan,
paler is *senor and may be mediate based al toe mouth el Sagsby Les a a partaiW mutual had COMISS tIOU91 OMm agency subsibr es of uBS
afferent aviation from that uxd by thad penes to fey to car dents. and tat Pie a rateol a Fronded Saviors to
donee thee estiordvaben broil, main' fund fantic shamMe a res lion
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mell d0Ø used to determine the escalate of via ormarprocesung lees in coreadetabon for trawler Hot 'DC toad • No bat* 9.,3f31110.• May lam vain
aid the date of the Moirnacon Ty Is the bast fir she agent makes that we proud. to the maual funds
gamier taunts:Mg mar Fanlo Adrisor Taw fen generala re pad ben, Marna' arene' the RMA MSOVCP Mx,agorwm account Business Servica
mutual laid sid se aflod delft annum basal on the Accort BSA. tees% and ntemabonal Staoutelelmagenant
SDNY_GM_00025413
CONFIDENTIAL EFTA 00136033
EFTA01277266
UBS
UBS Financial Services inc.
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 August 2014
ANP70057f656301314 Y1 0
POT & KFTTIF III
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number. Y1 23679 SS
Your financial Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resourcetine at 800-762-1000, on July 31 (3) on August 29(S)
account 029323679
Your assets 5,589.32 5,589.62
Visitour website: Your liabilities 0.00 0.00
www.ubscomtlinancialservices
Value of your account 35,589.32 35,589.62
Sources of your scarunt growth
Tracking the value of your account during 2014
Value of your account
S at yea end 2013 5000
Net deposits and
5.3593 %son withdravals 55.583 70
• Your OveStnientreturre
()Wend and
interest income 5092
Change in
market value 5000
Value of your account
Jul 2014 on Aug 29.2014 $5599.62
Aug 2014
SDNY GM 00025414
Member SIPC 00,70003005706563 NP7000198255 C0002 0814 030579743 Y123679550 000000 Pege 7 of 18
CONFIDENTIAL EFTA_00I 36034
EFTA01277267
*UBS
Account name: Your K Randal Advisor.
Business Services Account
Friendly account name- '• ' IC SCOTT STACK MANLYLE CASRIEL
August 2014 Account number: 212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
August 29 ($) your xcount
• Cash and money balances may include
A Cash and money balances 5,589.62 100.00% Your current asset allocation available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
inforrna6an about your statement on the last
D Fixed income 0.00 000% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,589.62 100.00%
A
Value of your account $5,589.62
Eye on the markets
Percentage change
Index August 2014 Year to date
S&P 500 400% 9.89%
Russell 3000 4.20% 9.23%
MSC I - Europe, Australia & Far East -0.15% 2.93%
Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81%
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
ANP700000057B6564 NO7000199255 00002 OBI 4 030579743 YI 2367958 C0081yGm0002_48140 $ of 18
CONFIDENTIAL EFTA_00136035
EFTA01277268
SUBS Business Services Account Account name: POT & KETTLE, LLC Your N sandal Advisor:
Frie nd ly account name- SCOTT STACKMANITLE CASRIEL
August 2C1 Account number. 212-821-70001800-308-3140
Change in the value of your account Cash activity summary
August 2014 (3) Year to date (I) See Account activity the month lot deists Mance' in your Sweep options are includedin the openng and
closing balances Aut. FDIC insurance noes only to deposits a u85 Bank USA, not to deposits at Ss AG,
Stamford Branch or bank deposits pacedttnoull the UBS internahonl Depose Account program. SiPC
Opening account value $5,589.32 $0.00 protection applies to money market sweep fund hddimas but not bare deposits Seennportant irdormation
about your statement on the tat two paces cf this document for detals
Deposits, including investments
transferred in 0.00 5,838.70 August 2014 (5) Year to date (S)
Withdrawals and fees, Opening balances $5,589.32 $0.00
including investments transferred
Addt fons
out 0.00 -250.00
Deposits and other funds credited 0.00 5,838.70
Dividend and interest income 0.30 0.92
Dividend and interest income 0.30 0.92
Closing account value $5589.62 $5,589.62
Total additions $0.30 $5,839.62
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
For purposes of tNs statement, tarablity of Interest and dnIdend Income has been determined from a US I )tal subtractions $0.00 -$250.00
Nei noting CeISPecthe. Based upon the residence of the account holder. account type, or product type,
some barest andor dvidend payments may not be subject to United States (US) ardor Piano Rico (PR)
Income tars The tient monthly statement is not intended lo be used and cannot be need upon for tar
Net cash flow $0.30 $5,589.62
purposes. Clients should refer to the accficade tax tenoning forms They recent from LEIS annualy, such as
the Forms 1099 and the Forms 480, foe lac reporting information his the practice of UBS to file the Closing balances $5,589.62 $5,589.62
an:kat:de ta( reporting roans with the US Interna Revenue SerKICe and PR Treasury DeCeinreent and in
such loran accurately detsafy chic:lend, ardor interest *Slat eetrept or tamable income. Please exult your
inixdual tax prepare/.
August 2014 (3) Year to date (1)
UBS Bank USA Business Account APY
Interest period Jul 8 - Aug 6
Taxable interest 0.30 0.92
Opening UBS Bank USA Business balance 1u18 $5,589.32
Total current year $0.30 $0.92
Closing UBS Bank USA Business balance Aug 6 $5,589.62
Total dividend & interest $0.30 $0.92
Number of days in nterest period 30
Average daily balance $5,589.32
Interest earned $0.30
Annual percentage yield earned 0 07%
SDNY GM 00025416
AriP70303005786565NP7003t,93255 COCO? 0814 030579743 Y123679550000= Page 9 of 18
CONFIDENTIAL EFTA _00136036
EFTA01277269
Account name:
*UBS Business Services Account
August 2014
Friendly account name-
Account number:
Your linendel Advisor:
scorr STACK MAMLYLE CASRIEL
212-82 t .700O800-30a-3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the altematwe
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment efigibi5ty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
ANP7C003005796566NP70C0I9825500002 03I4 030579743 5123679550C0MyGpkg002PmFy 10 of 18
CONFIDENTIAL EFTA 0(1136037
EFTA01277270
Business Services Account Account name: POT & KETTLE, LK Your II nodal Advisor:
*UBS August 2C14
Friendly account naMe:POTKETTLE LLC
Account number.
SCOTT STACKMANLYLE CASNEL
212-821-7006'800-308-3140
Your assets
Some pnces, income and current vdues Shoran may teapproxImme. AS a its ult. gains and lOsses may not
te accurately refkatd. See impOrtantinfOrenabon about your statement a the end of the cecumeM fOr
more information.
Cash
Cash and money balances
Cash anti money bafances may indicct± avalkle cash balances, UBS Bank USA &posit account bilances,
UBS AG Starkrd Branch deposit account balances and money maim mut ud fund sweep batances.
UBS Bank USA deposit account balances are Insured by the roc Mein arplIceble limits, but are not
protected by SIPC. WS AG Stanford Branch depsert ars oum balances an not insured by FDIC and are rot
protected by SIPC. Money market sweep balances are protected by SPC but are not insured by the FDIC.
Set the important information about your statement at the end of this document for degas about those
balances.
°panneMame Closing balance Pnce per share Average Disidendinterest Days in
lieldng on Aug 1($) on Aug 29($) on Aug 29 ($) rate period period Op STICH1O1
UBS BANK USA BUS ACCT 5,589.32 5,589.62 250,000.00
Your total asset
PeKentErge Cd CCM Esimated Unreaqt0
value on Aug 29 ($) your account MKS (A annum wort (SI grin or IOSS ($)
Cash Cash and money batsman 5.58%62 100.00% 5,589,62
Total $5,599.62 100.00% $5,589.62
Account activity this month
For more Information start the price/value shown kr restricted modem, we Important information about
your statement at tho end of this docwnent
vour Quantity/ Cash Can and
Date Actistty Description rapine code Face value Pricervaue arnount CS) money balance ($)
Jul 31 Cash and money balance $558932
Aug 7 Interest 185 BANK USA BU9NESS ACCOUNT AS OF ortoEn4 .30 5,589.62
Aug 29 Closing cash and money balance $5589.62
SDNY GM 00025418
asin7C00300S786567 NV7003192255 00022 Cella 030579743 7123679550000300 Peg* 11 of 18
CONFIDENTIAL EFTA_00136038
EFTA01277271
Account name: POT & FETTLE,
UBS Business Services Account
August 2014
Friendly account name: POTS ETTLE LLC
Account number:
Your Knendd Advisor:
SCOTT STACKMAFILYLE CASRIEL
212.821.70001800308.3140
Account activity this month (COntnued
Date Actmty Descrobcn Arrount (5)
Money balance activities Jul 31 Balance forward $5,589.32
Aug 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS CF 0810414 0.30
Aug 29 Closing UBS flask USA Business Account 55,58942
Tne UBS Bant USA DJ9IIMS ACCOUIll is your pnmary sweepoption.
ANE7C003005796568NP70C0I99255 oocce 0814 030579743 Y123679550 cotit#4y_Gpk000steig 12 of 18
End of statement for account number VI 23679 55
CONFIDENTIAL EFTA_00136039
EFTA01277272
Important information about your statement
UBS Finking Webb Inc Ow rim or UnFirwrocial The Pen or Cad tsar wit ithatigateyotr Campbell at lehia on the tees arid nerds of the splable OW a ervelomd —you may SKIMP WentOng by ding your
is a mentor of al pampa security. ananotty and vans will otea any era praittly under agent). Errata Advisor
achieves IMF Inaba twmet and UK BanI.USA be
Stitt fittediris of IBS AG and Ofiliann of ullS Stoskin Motenale al torts paystio to the Furor m* finatia • Certan rontarni coal or non% ntowit (99. Friona, Want Mae
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the hen's emote alines at a to regal' no t fees. warn may be %bpi to winced us* the *tribes Act of 1933. and weal on the Firms mane wars waste It ea
mmutnanee tom nage:Ice utopayrent to aorta customizable •natunw moon by you to au you win
185FnaidalW an he ouichaws andclan fa tread ants es cash scants • Cormaies anion Co 9 . fan *crap and your reenterytrg It ha no b9$ effect on pa arum
1200 Hata lanktead Adcount$ ma dretraVernid 10 WIN, moutons may be pregas metal crewct ticidh9 faxes commas and Yea on doge tois relay wen navies. through Woe
Vrettst at NI 07086 Wad to a unser lee. Senna of Thentacung ptis Fiance arbor.
cenTOWY WW1 contracts
lhisstatonern reprewas me only Omni read of ant UPS SIBS Sweep Optim The5K maation rid me mpplorrats prot•dton do not Arm anevanow
Pedant Serwes account Other Witt except Waal tat US$offers oplow for sweeprg och babrcei basices to nay to these assets we if they Ottnyee raper arm • Vabe of seur eccourdepwenta tie‘ N asset and
doosiems. combing contang data stead not be abed bat deports a UBS Bak USA (SUE'S AG Stanford &ant strewn The SEC probate and the aspbnott hatelitos
upon rl you Wow Mort is an ewer wawa plea. (Bark Sweep hogransa moneymarkt mutual lands (Money prole:m do not swot again dus" n the trustee • Asia InCludei orallule ads baba wits-slot
rival it sernaliaten n wring to theBra-tch Mawar of the tans) arid the havational Decal Anoint loafer vat* of yov atestnints Wale' as a won of meta wat wartyBR ) aid Global lone Deposits unmated
orbsswing you aorium customers wen as iniemsional kesonrce Management
Acuity. lluCv9h Iht Bat Sweep dr011arlf. Cat. Wirra>
twat. win baenetcY of olls cowD m aks to market and oxtail awns rot held byte km
Does not ridddeunanced wufltelassets a theeine! the
Alait9411 al f9ns fl aws are intended to be a<0.010. are swept to LOS Oat USA up to ai eslabbtod Icon and More iWmhaona rabble tern request nu may obtan pmr and wren staterrem pooch a borate nreStmems.
SIairYint daa Todd rot be used for tar puposes Reg then to LOS IC Sward Band, a a Matey Fund Deposes row Marren about S.C. raudri9 the SP( Brature unrested Bork col Ms aid (rateable stodt options
sokey on serene to Ian (ie.. Form 1099. WO. 10125. at WS Sat USA are FOC enured n accordwe with foo... by conwrg SIC at 202-37I 43300 ee by Wag tie SP( • Ciankttes Wades dot brava. °Aswan) mar
to) then peeping sour tar raw lei re is woad by rules For mom Wormaion p laze nut wont tto goo mbide al *AVM SPC loan. crag Inc short account bates
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OW* drawls ad irabie an feted on tortes haidS rent gust!, by the FDC. Dindeml Re broduttin Program O(aP)
held n sour accoum eel proceeds on sale transacts: n, aid banes. van WS Balk USA (Swot hairier. UBS AG
The next reelected 4 is aerate pia You may ottan the anted Branch depose balances and money maker mutual
cost bad sonawahawed %natio Through the On wadable to art, bastes are snipt to &toil ace ?ran par hignoi Ade oor Busy nett shies Ind sweep baraxes af the doff. 01 the galdniint pew/
depots aCCOuniS a LBS AG IdewYork Brads aid IlSAG are Faceted inlet . partial shies wig to toll and ire Nn.onmodty We awn balers it you am are not
Cammuniodons with no FS,n Caplan BrarCh The* depots ire rot named by the FDIC caswil be degoseid et sow amour* To dirteral swear ed from aWebaron rod tee Mauna use any of
• Piddle reconfirm air oral OarerviCatoris ri Ar6119t0 Banos hell a MAD Carta Bath re amain rensegnet pose atplred by the issuer may dew bon the these fads n the of as Ixerses These turds
further peeled your nnt5 noting yokerotas under the opined to tt SOwarlin risk of theCamas brads. and mates pia s whit the panel Owes as sold trepaydbie tpon yopa demand The total 6 Molted in mot
*tames Weser Protect= Act (SEA) there it re guinea other obigata of 165A6 b relay
cure' pelt dosirg value
theDimas rattan the LOS Casmars Brachs boas. Caste Maw
• Ittfnada entree on the top ale of the lint of the Only whole ants ivy be held in your now I you are bending information
lairmmt is not IBS FitInCuiSorWad. IBS Pewit' Deposits a UPS Bak USA rd each UPS AG Bach aw ed ottani to 'pair one as a read! of ad./Wind parent or rot deta.Nrl stern al on on die rn. >VW., p• anis, arid
&eta cnies yea accomw as dearkg trete by prisected by SIC Money Fund me are proceard by WC otherwite. **Firm Wetter tel parrfahrks a make price dtdocures, tree to pv C NMI RPM iintip Arturnan or
"renewal with the egad natuton We Waned See 'IBS Falsest Seam Account leotenon- below. or accept an attaw detoured by a fiEtSt(f (I dtalig Accont >awl and the General Tows ad Cations
sou on this rentionthp .h en you opened **account in agency. anIcreale your account
Open toil rP9./02, batrmes n tie SW Sweep Programs U.45 krona% ot (We Practices arab* n Agewents
this cat/ pm, funds and swains re looted aS 5.05 and Duclosures a xpayahr s aggaegagaSatta
Fennel Swiss aid not the rtrodung brats ad you OA may be vithearn aid she of a Pvtrney Fund maybe lase meat objeahres
must mate a wpm Nay woe merman to bah in wars, awl thewards retuned to you a you, the thruniem amain anent profile are 5p2CIC to eath
iaosilot nail Your wets
aCcOunl aid milwary beitAtin Rae free Beh Inn Your statement tifnadSSFOSita•S and Other assets held n
All account stateroom shall le deemed complete and prampsa ci nerag of any apeman, nano. in your honor
Further nfonkkon tout araltle weep omens. madng the now a the oral of Be sunernem period ea.; mar dk
acarate d not Objelei TO n wag wan 60 4,,, shahs a noranta CtiectiEd For eadt account held. for dertery of Sykora waits, z ay tme You may
anent mutest rues ard Seth. 6 aria* at you noose one of the fo loving remained awls.%
yews sibscorrisweepyna. from your corral MviiOr de by ramie secede used a ban carer awn Pasm9.41nr
• Please direct cusierner complants Moira to the thin • Prcoace Current axon* beelenenti seeing the balance ale on nem My wales transferred bthe
Client talent Dairrient 20/3521699 or tonere crag 806762-W00 genera en of incomeonly dung the sowers period ow lined a niula uah• as of
a800-354-9f03.800AM ton 03 P fd FT Wok( • Ache* Cattripplanton karelnannts *Bring gromh
UBf Irearcial Services mon* prettetion the end of the statement wed
throup hides. a In rang to UBSIonsioal Serva. prnCpal rah. than to gionatOn of nark?
The Finn narrator of the Securmes tweeter Pronaion • Cott basit th dettenhng the an basis of the writes
Clan, Baljion,Dogatrront PO Box 766 Unon City NI • prease Corearen of Incorre red Caper APPeollon
Co/sorra (SPO. Wit pro teas roma wows of a induced n the statement. Wee Misted web itte
07a37 arra° toothy both me gerwalon of Mona aid
metes sp to 1500000 (ncbding 1250.000 for damstor number ' UOS Finecial Stevcesht retard on
WV The SEC aset enxecta tents *Palo all accounts 9"owdi a prnant intonation oblaited from sources other than US$
• h case of ears a froellOnS saw an ekcoonic touts trawl Swan. rundng nformaion lam weer. firs
transfer (711 bid papaw ce U3S Vaae diet cad rase had n a palest" crusty
The Ferri toner wth arum If uses ha to putchare Dwell ask penes or to you Tay An prooddd to rut Wawa Myna
tratadroma Call 806762.1000 a toe to LOS Fnancal • Comatose Seas to wrote knot pineal wth low the Finn does not newendenin way Or guarantee no
sisoanoetat venom the rtuanuin amount payable to
Sanas hc. IOW moor bud.6th I bat WeetwAwn N) risk aid v046410 to =ova °serif. eon ft ma means nava validity of sty inorronan proecta by sources
o7o86. Ann INWISSA sure: all digit* dent cerebra/unit:ere; protecion 6 550)
melon as of D209the IO, 2013 the recount does not genera* Pant intorr*Or Wenn brain -moat SerebeS
returns at mar nee keep pace rah led LOCO
Cal a miter can as pa cars d Kenn/ tar • AibSetia idddrg to =opt tomer& to NIKO ad to addrion Stough LOS FhandalSerske: gamily
Sawa tote poky ordain, end Meow on at the
stawnem or recept 6 svOrg a rt Su need more updates this domain as t 6 woad me Frm does roc
Fern funher protected fa' wpb II 9 milkn n the tolerate sonwas yo seek hipher rettent
Mumma Loot antrote on the flared or react
anegate fite an your arovis hat n a patinae capaay • A.996.9a.e wile; to axes hgh rear ter ptcpal did hgh prod& any assurances bat she ntameba vder Cost
The Fon a Card Mug (at arplOble)muts he tan pa base and 'Unrealized gent's,' is asaree a of %rase
A fa Copy of the poky onadng 6 NalableupOn r9, aaa Yeasty to weak"' rams amt tame
nO Lamar 60 OA alter the fresh Sent you the fist of this Urea As such. please do not rayon this
statement on oath the race or problemrowel
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SDNY_GM_00025420
CONFIDENTIAL EFTA 00136040
EFTA01277273
Important information about your statement (Cal tinUed)
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bas by an ~pendent Yalvalion Urn rensue "a"; raajmenu from *au haws and« trough anaarants wan triad brats rid other dild
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parrer a manor and may be °lased based cre the amount ol saiesby hen cel a eartcua mutual had comas tea", ovate agency udsex es of UBS
afferent itormation from that used by Shed pal is to fare to otr cams. and Id Os awe irate of a Fart« Wass he
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methodology used to determine the amaze of aka ormtesprocesung lets n coadamon for aor"kr test WC haired • NO bank 9.13f3100.• May bat valve
and the dine of the ktoernaeon ma Is the ban fa Tr agent wykos that we proud to rho ntrual funds
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rrutual aid ad se a tad dolt< null bawl on the Accant BSA. teary and ~manna Rasta ~arrant
SDNY_GM_00025421
CONFIDENTIAL EFTA_00136041
EFTA01277274
UBS Financial Services he
T UBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 September 2014
ANP70065564130911 X12 YI 0
POT & KETTLE, LLC
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Your linancial Advisor-
SCOTT STACKMANNYLE CASIBEL
Phone' 212-821.70001800.308-3140
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resourcetine at 800-762-1COO on August 29 01 on September 30(4)
account 029323679
Your assets 5,589.62 5,589.94
VIsItour webslte: Your liabilities 0.00 0.00
www.ubs.corrtainanciaiservices
Value of your account 35,589.62 $5,589.94
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
S at yea. end 2013 $0.00
Net deposits and
5.5696 5.589.9 withdraNals 45,588.70
• • Your fnvesarent retuin:
Dividend and
interest income 11.24
Change in
market value 4000
Value of your &coin
on Sep 30.2014 SS592.114
Aug 2014 $e0 2014
SDNY GM 00025422
Member SIPC ANP70005005556413 NP701;029,9907 00002 0914 030579743 VI 23679550 110000 Page 7 of :8
CONFIDENTIAL EFTA_00136042
EFTA01277275
SUBS Business Services Account
September 2014
Account name:
Friendly account na
Account number:
•
POT f.ETTLE, LU: Your Fi sandal Advisor.
SCOTT STACK MANLYLE CASRIEL
212.821.70001800.3083140
Your account balance sheet
Summary of your assets
Value on Percentage of
September 301t) your account
• Cash and money balances may include
A Cash and money balances 5,589.94 100.00% Your current asset allocation available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 0.00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.C° 000%
G Other 0.00 000%
Total assets $5,589.94 100.00%
A
Value of your account $5,589.94
Eye on the markets
Percentage change
Index September 2014 Year to date
S&P 500 -1.40% 834%
Russell 3000 -2.08% 6.95%
MSC I - Europe, Australia & Far East -3.81% -0.99%
Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10%
Interest rates on September 30, 2014
3-month Treasury bills: 0 (
One-month LIBOR: 0.16%
Amp70305006554! 4 NP700O298907 00002 0914 030579743 YI 23679550 I I liWitiyGit00025fty 8 of 18
CONFIDENTIAL EFTA_00136043
EFTA01277276
Account name: POT & KETTLE, LLC Your Nnandal Advisor:
Business Services Account
*DUBS September 2014
Friendly account naMe:POTKETTLE 11C
Account number.
SCOTT STACKMANSLYLE CASRIEL
212-821-70001800-308-3140
Change in the value of your account Cash activity summary
September 2014 ($ Year to date (I) See account activity the month lot dela Is Mantes in your Sweep options are includedin the operling and
closing tokences vd1or. FDIC insurance dpclier only to deposits A U85 Sank USA, not to deposits at U85 AG,
Stamford Branch Of bank deposits placed through the UBS interneiond Depose Account program. SIPC
Opening account value 35,589.62 30.00 protection applies to monrc market sweep fund holdings but rot bank deposits Seetrnportane inSormation
about your statemert on the Iasi tv,o pages cf this document for ottat
Deposits, including investments
transferred in 0.00 5,838.70 September 2014 (5) Year to date (S)
Withdrawals and fees, Opening balances 15,939.62 $0.00
including investments transferred
Additions
cut 0.00 -250.00
Dividend and interest income 0.32 1.24
Deposits and other funds credited 0.00 5,838.70
Dividend aid interest income 0.32 1.24
Closing account value $5,589.94 $5,589.94
Total additions $0.32 $3,839.04
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
For pulp0Ses of this Statement, /acridity of interest and dredend income has been determined fiCM a US Total subtractions
Is. reporting perspective. 8/64.0 upon the residence of the account holder. account type. or product type,
$0.00 -$250.00
sane interest endow dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR)
Income tails The tient monthly statement is not intended to te used and cannot be feted upon for la< Net cash flow $0.32 $5,589.94
purposes. Chen% should refer to the altChCatte lax ter:ening forms they recent from u8S annualy, such 35
the forms 1099 and the Forms 493, for tar reporting information et is the practice of UBS to file the Closing balances 35,339.94 S5,589 94
appricatle far reporting forms Mth the US Interfa Revenue Service and PR Treasury Department and in
such Wails accurately dasliry dbidenaaracr interest aster exerrpt or to income. Rea* comet your
inlvdual tax preparer.
September 2014 (S) Year to date (S)
UBS Bank USA Business Account APY
Interest period Aug 7 - Sep 7
Taxable interest 0.32 1.24
Opening UBS Bank USA Business balance Aug 7 35,589.62
Total current year $0.32 $1.24
Closing UBS Bank USA Business balance Sep 7 35,589.94
Total dividend & interest $0.32 $1.24
Number of days in nterest period 32
Average daily balance 35,589.62
Interest earned $0.32
Annual percentage yield earned 0 07%
SDNY GM 00025424
AmP700050C65564i NP700321B907 00002 0914 030579743 Y123679550110000 Page 9 of 18
CONFIDENTIAL EFTA_00136044
EFTA01277277
Account name: F -
UBS Business Services Account
September 2014
Friendly account name: ri
Account number:
Your lq Bendel Advisor:
SCOTT STACK MANLYLE CASRIEL
212.821.7000/800.306.3140
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a ful description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your retairo objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• You account is currently coded for margin.
• Your account cost basis default closing method is FIND, First In, First Out
ANP7C00`.4065564I 6 NP70C0298907 00002 0914 030579743 Y12367955011iffikyGht00021142S 10 of 18
CONFIDENTIAL EFTA 00136045
EFTA01277278
Account name: POT & KETTLE, LLC
Business Services Account Your Maand,' Advisor:
*UBS September 2014
Ene nd ly account n
Account number.
- SCOTT STACKMANLYLE CASRIEL
212-821-7000/800-308-3140
Your assets
Scene omes, morste and torren vanes snoran map be appiOxiade. AS a itSUR, ascllossesmay nol
te acwalely refecied. Set ;inpons«intosennion »exil yoga getenere a Ine end ol ths oecumene lor
more Intoomt»on.
Cash
Cash and money balances
Cash and money balances mal inclusie ~Iade cash balances, UBS Bank USA depont account baances,
UBS AG Stan-aard Brands &toot account baances and money madret mulual fund soveep balances.
UBS Bank USA de sit aaouot balances are insured by int FOC velhn talk dok limits, bul are not
polerled by ØC. U8S AG Stanford Grant b depot.' accoum balances n not Msured Ly F CC and are not
protecled by SIPC Money maiket streep batances are prolecied by PPC bul me not insured by the FOIC.
Se* the Important information about your statement a Ine endl Ibis document kor del aas *out mose
balanen.
Openng bar". Clokng tulaxe Prise per :ham Average Duldend Interest bats n
Hddng on Sep 1 (S) on Sep 30 (S) on Sep 30 113 rato pericd period Ccp gestunt C11
UB5 BANK USA BUS ACCT 5.589.62 5.589.94 250.000.00
Your total assets
PerCentdat Ot tost ESEarted Uncearfed
Vele 00 SPD 30 (S) your aCCOunl Q9Ø (S) annua) inmeet (fl gd n or IOSS 0/
Cash Cash and money bakenen 5,589.94 100.00% 5,589.94
Total $5,589.94 100.00% $5,589.94
Account activity this month
For more infoneution aboue the psktivalue shown for restricteds«untiek lee important informaion about
your statement at the end of thi, doelman!
YOur Ourtyl Cash Cash and
Die Actbrty Desurption enoeme code Face sufte Pitten/S(4We (S) arrounl (S) money baLance IS)
Aug 29 Cash and money balance 15,589.62
Sep 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 090914 .32 5,58994
Sep 30 Closing cash and money balance 15,589.94
SDNY GM 00025426
ANn7030930655641 7 Nn700O25.3307 001302 0914 030579743 Y173679550110000 Page 11 of 18
CONFIDENTIAL EFTA 00136046
EFTA01277279
POT I MLE, IC
*UBS
Account name:
Business Services Account Your Pi nand.' Advisor:
Friendly account name: POTK ETTLE LLC SCOTT STACK MAI/ LYLE CASRIEL
September 2014 Account number: 212-821.7000/800-308-3140
Account activity this month (COntnued
Date Actmty Descroticn Arrount IS)
Money balance activities Aug 29 Balance forward 6%58942
Sep 8 Deposit UBS BANI: USA BUSINESS ACCOUNT AS CC 09/0914 0.32
Sep 30 Closing UBS Bank USA Business Account 65589.94
The UBS Bani USA Business Account Is your pnmey sweepoption
ANP7C00500655641 8 N1,7000199907 00032 0914 030579743 Y123679550 1 %My_GM_00025419 12 of IS
End of statement for account number Y I 23579 55
CONFIDENTIAL EFTA_00136047
EFTA01277280
Important information about your statement
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mama* Mn charge:Ice repayment as seams customizable •norume chose, by you to au Sou
U3S Falai Sahel he pun:haws and cages for road nuns n cam =mots • Cormadhosconina Co 9. favor achango and your adrearg It by no loge ONO on )w a: our
1200 Haber Eakerd Accounts ma aatradead 10 other mar lasmabe prammetal aninctt lidding tans commas and YOJ on wage vas Frond,/ awl names. °moues Onlne
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Disowned reprewss me only ache read of tor UPS UN Swoop Optbm The SF< protection ad to aftmorra parr* do not Mown% overview
Menai Services account Other records. except afoot tar U8S Offers Oplall for Sweeping ads bens beaces to cutter to these assets heel if they otherwise appeases/at • vats of sat eaounipartad Ne‘ of 35:et:lard
documents. co roanng coneXtft thew stouldna be abed bank depots at ula ear LISA adult a Sordoni ham suientot The SEC protean, ad the nta1 ththliteS
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Aohuni lluar9h Iht Bat Sweep Frogman. CO. bears
mart. nave brawn of llimtvfht) m ats to market and obit assets hot held by he Fin
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lable cleands ad larbie men eared en seaftes Funds rem Miredby the PDC. Dividend Its Mermen Program OW)
held n your account cot proceeds on sok tranuctons, aid beano* Mt LE Bat USA aro* tenon U8S AG
The ova reelected 4 al aolea* pnce Toy mei axon the StaTiced Branch:repose balance: and money mote rata
cost beton wan weed Seamitool Through ft On wadable to cal anon at swop to actualparr par Fauna Adroor Only Wale Prey fowl sweep Dann a the Jose of the 32•11(nNint peed
deposit accounts a 15$ AG NeaYork Brach and IIBSIG are pichaft ale PIP. partialPan wil to sot adore Nenommolity h e erect balsas in you am art not
Ommunicillone wit 1M Fem Caplan Bandt Thesedeposesaerie nosed by the FDIC cash soil be deposift n vote amour. The adend scraper/ from other baron ad de Emma use any of
• Please reconfirm any Orel Cray .n.atons n wriut9 to Barna hell fl our:SAG Carla Bunch are temearily retwestmea toe applied by the issuer may dales Iron the
opined to The SOWC.9n risk of the Chinas Nava and these hauls n Ito oda)/ course of as brims These funds
further protect your nitits adrift yrs ogles vi de the male ;ea* wha the pane tees in sold ae paythie tpon 9wdemand On laid 6 handed in Po
kruslOs arena Protection Act (SEA) the is no guano ce other 0 loata of LISS AG to repay
the ants *Pa o° the SS Camas Brats boas ammo pad dosing value
Gcelbtlieu
• el tie fruncal instrliftn on the top SA of the rem of end Only whole units far be sad in yes ant 1 yau are Lending itfomiatien
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this caul: pa reds and Sant is re looted a WS and Ortlosures a 322a5SakaglaegardaSa=
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All cocoon statement Tel be drat ream ad prarytY n ann9 of any Urkant arte in your Nona
Fur ter Mama Zoo Palate sweep *pions. oaring the account a the end of the statement period YCV may Mt
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theoup hides. a In Mange uBSilinsecial Serva. list Irearecial Services meta reunion
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urisadiont call 806762.1000 a nrce to LOS Tanana* • Cornered* Sets to farina Neje pr lapel wan low The Finn does not ft wonderdle way Or guatanry
Wan hc. 1040 Harbor 8Ld .6th I Met Wee€hyena N1 sapioncotat powaran The nornum anoint payable to
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SDNY_GM_00025428
CONFIDENTIAL EFTA_00136048
EFTA01277281
Important information about your statement (continued)
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open reCuett pee wit Ad may not reflect yaw coo bath snoring to the burins wkar the Ungar* Sweep
Program
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and per dtrosno-y intiMim. at accordance wen MC uses tht maw price of the innestrided stock of the sane irfanaten regardng cormiseas all other doers
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opuses or en ly bd pats Ice OTC sear to estimate d onb a gonna. accuracy aid Oxitalued
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show x 'pace vas not mailable' A mammal° to yeld)woull bet/ventage, • adkidindsor mingles date unless NINON otherwise
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manual mkt ate not Gurnee, you choose Yes Moon vu twain in etact untasoled
• Private benneinims and immured produce irate by you You may rent* your election a ale tine by matny
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pagan aid rear estate 0A-AnYAT trUn SEGUIN* and asset, ate not hell bytepee ald net wean the fOITS wilted from your dicributiOnS. you maybe reiXoSble Ice
goutyed veduas se goWaly hgh4 ilktud Certain postnatal or anvol Thar air-a ate coplawd as yam the earring of nittixtdtak You may tsar wain hi the
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Seaurion ad ExMa•ge COnirnaisn a under any state rains presented a-e Froveled byte issung film IRS equal tO Nut laNblipti01
SeCurarel IN6 We porde estmred eases fix pirate F nacre Sans e not rerponsblefor this afoenven
mermen wows and strutted products for and doesnit g.kvaitte as away nine assets Tenet Privacy
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Alid, fl oat, meStrnert securty endued is4w ussoamomandarofry
prom marbe licuyst a foe al do not met:ally • Revenue dialing and addkioneleampeneadan
eeriest/mit the wale you may rtanIesalica lilandacn - a additea to orninissom on kin and Mil lees LOS lewd' Sakes 6 not a bark The WA. tuition
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aid kre haploid lo 185 Savors on a recta It tkodt te cbentS we arra ow at awn veneer prOide access to bat rig serwes arra produa
Dart by an nOtpentfent valation Inn reveue Marna papunts f rom catubutors ander trough warrens Mt /Motel banks ad °thee Vika.
Pktar, Senn Darner ce Walser Sawed vain if 'raison of the mar ends that we sell Thew pallybalks. and proviles aerie to burro" and avuty
my. ate stepled to tee Fon by tie me general wants are bred an two different caporents fJ NOCIXIS iskittl by unaffiliated thrddarty Mance
partner e• swear and may be cabataled based as td amount of unsay IRS ot a paitCuLT Mutual had convenes through nvisice agency habstaa es of Lin
Ober* Nervation from that used by thfd pries to lanai to ote dens. and Id at ran ate of a Fnawiii Seam Ix
dodo. thee estknattd yaws panda wag fad fangs sham fund a IN Inn
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nwescriology used to *tenant the tamale of vela onatosprocesung lees n orrsnefron for trailer int FOC Mated • no bank gamma May lose vain
and the date of the hfonnacon that is the bass fa The agent sakes that we proud. to rherntrual funds
trona eyrie-main your Proidal Adeiter These fees gentian, re pad irem imenor awn tithe NAS RESthateadMaydrEni ACCOult. %Weal Woad
mbar luid all re a add dote amoni basel on the Account BSA. INA and arena /nal RetOkrCe IAM.Nterent
SDNY_GM_00025429
CONFIDENTIAL EFTA 0[)1361)49
EFTA01277282
UBS
UBS Financial Services inc.
299 Park Avenue
25th Floor
Business Services Account
New York 1W 10171.0002 October 2014
nve7C057520551014 VI 0
POT & KETTLE, LLC
Account name: POT & KETTLE, LLC
Friendly account • 11< E LLC
Account number
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the Value of Oyour account
Resourceline at 800-762-1000. on September 30 (1) on October 31(1)
account 029023679
Your assets 5,589.94 5,590.23
Visit our website: Your liabilities 0.00 0.00
vwAvubsoomainancialservices
Value of your account 35,589.94 $5,590.23
Souroes of your account growth
Tracking the value of your account during 2014
Were of your account
at year end 2013 $0.00
Net deposits and
S.989.9 5.9902 withdrawals 35,588.70
Your tiveStelleilt return:
Dhiclendarxl
interest income $1.53
Change in
market eine 90 00
Value of your moan
Oct 2014 on Oct 31, 2014 3%59023
Sep 2014
SDNY GM 00025430
PA•mber SIPC ANP703C00057520SSNP7000193898C0007 1014 030579743 v173679$50000000 Page 7 of 18
CONFIDENTIAL EFTA_00136050
EFTA01277283
*DUBS
Account name: Your Fi sandal Advisor
Business Services Account
friendly account name. ," ' • SCOTT STACK MANLYLE CASRIEL
October 20141 Account number: 212-821.7030/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (9) your account
• Cash and money balances may include
A Cash and money balances 5.59a 23 100 00% Your current asset allocation available cash balances. kin Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities a CO 000%
G Other 0.00 000%
Total assets $5,590.23 100.00%
A
Value of your account $5,590.23
Eye on the markets
Percentage change
Index October 2014 Year to date
S&P 500 2.44% 10.99%
Russell 3000 2.75% 9.90%
MSC I - Europe, Australia & Far East -1.45% -2.42%
Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12%
Interest rates on October 31, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.16%
Aftr 70003005752055NPAX010899903CO2 1014 030579743 Y12367955000effitlYGM000254Me II of 18
CONFIDENTIAL EFTA 00036051
EFTA01277284
LIES Business Services Account Account name: POT & KETTLE, LLC Your Pi nand( Advisor:
gt friendly account n
Account number.
• SCOTT STACKMANLYLE CASRIEL
212-821-70001800-308-3140
Change in the value of your account Cash activity summary
October 2014 ($1 Year to date (I) See Account activity the month lot dela Is &dances In your Sweep options are includedin the opereng and
dosing balances yaw,. FDIC Insurance zppies only to deposits a u8S Bank USA, not to deposits at LOS AG,
Stamford Branch or bark deposits paced t Wog) the UBS Internanond Deposit Account program. CPC
Opening account value $5,589.94 $0.00 protection applies to money market sweep fiord holdirras but rot bare deposits SielmPortard klAmnahon
about your statement on the last MO pages cf thiS document for Mats
Deposits, including investments
transferred in 0.00 5,838.70 October 2014 (S) Year to date (S)
Withck-awals and fees, Opening balances $5,589.94 $0.00
including investments transferred
Addbons
cut 0.00 -250.00
Deposits and other funds credited 0.00 5,838.70
Dividend and interest income 0.29 1.53
Dividend aid interest income 0.29 1.53
Closing account value $5,590.23 $5,590.23
Total additions $0.29 $5,840.23
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.O0
rot purposes of toss statement, teoblity of interest and dnidend Income has been determined Iran a US Total wbtractions $0.00 -$250.00
fet, rePettirc CeriPecliee. Baud upon the residence of the account holder, account type. or product type,
tare interest ands dvidend payments may not be subject to United States (US) anda Puerto Pico (PR)
income tzars. The (tent monthy statement is not intended to be used and cannot be react upon fee is Net cash flow $0.29 $5,590.23
purposes. Clients should term to the ECOKatte tar reporting forms they receive from CBS annuely, such as
the Come 1099 and the Forms 490, foe lac reporting information el is the practice of UBS to file the Closing balances $5,590.23 $5,590.23
Bop/Katie lax reporting loans with the US mternS Revenue Service and PR TitErSury Department and in
NNh fauns accurately Casa fy (bitten*. bra intereSt aSl9, carnet or tamable 'mart Pleat consult you
indwital tas preparer.
October 2014 (S) Year to date (I)
UBS Bank USA Business Account APY
Interest period Sep 8 -Oct 6
Taxable interest 0.29 1.53
Opening UBS Bank USA Business balance Sep 8 $5,589.94
Total current year $0.29 $1.53
Closing UBS Bank USA Business balance Oct 6 $5,590.23
Total dividend & interest $0.29 $1.53
Number of days in nterest period 29
Average daily balance $5,589.94
Interest earned $0.29
Annual percentage yield earned 0 07%
SDNY GM 00025432
ANP7C0030057520S7 NP70031$36% COCO? 1014 030579743 Y123679SSOOCCOCO Pegs 9 of 18
CONFIDENTIAL EFTA_00136052
EFTA01277285
Account name: POT S. MLE, LAC
UBS Business Services Account
October 2014
Friendly account name:11 Tr
Account nuntber.
Your 15 asocial Advisor:
SCOTT STACK MANLYLE CASRIEL
212-82 I .700O800 308-3140
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you.
Fnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about roc statement at the end of this
document
Your natant objective:
Current income tecapiul appreciation
Your tisk profile:
Primary - Maderate
Investment eligibility consderation - None selected
Your account instructions
e You. account cost basis default closing method is FIFO, First In, Fist Out
m*70)03005752058 NP70C0188698 00032 T0I4 030579743 " 23679S501:099MCGM00021/$9 10 of 10
CONFIDENTIAL EFTA_00136053
EFTA01277286
(SUBS Business Services Account Account name: POT & KETTLE, L1C Your flnandd Advisor:
Friendly account name' SCOTT STACKMANYLYLE CASRIEL
October 2 ). Account number. 212-821-7000'800-308-3140
Your assets
Some pnces, moXne and current vdues Sheaf, May to EpprOKirr0le. AS a its WC gams dndlossesMey rqs
be eccutalely reflected. See unportantintomalrOn about your statement a the end of the Oxumem for
more infornataon.
Cash
Cash and money balances
Cash and money balances may include avatar& cash balaices, UBS Bank USA deoost account balances,
UBS AG Starford Branch Cepovt account balances and money Mattel Mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC valhn toplicebk limits, but are not
pointed by SK. USS AG Stanford Branchdeposit account balances an not insured be FDIC and are not
protected by Sitt money market sweep balances are protected by 9PC but at not insured by the FDIC.
See the important information about your statement at the end of this cbcunent for details about those
balances.
Openng btane. Cloung Wax, Price per share Average Daldencl Interest Oh" In
Hddng on Od 1 (f) on at 31 (S) on Oct 31 (0 rate period period Cepamount (1)
Le5 BANK USA BUS ACCT 5.589 94 5390.23 250.000.00
Your total assets
Percentage 01 Cost ESIonSed tirreatard
Yaue on Oct 31 (1) yOur aCtOutt1 DaS4 (S) annual interne (51 gan or 1055 (5)
Cash Cash and money balances 5590.23 100.00% 5590.23
Total $5,590.23 100.00% 55,590.23
Account activity this month
For more infoonation about the plittivalut shown for restrictedmutates. see important m(ormation about
your statement a the end of inn claciment
Your Quantity/ Cash Ca.h and
Die Acthtty Desorption emenw code Face taut PtIce/Value (5) amount money Plante (5)
Sep 30 Cash and money balance 55.589.94
Oct 7 Interest UBS BANK USA BUS NESS ACCOUNT AS OF 1006114 29 5,590 23
Oct31 Closing cash and money balance 55.59023
SONY GM 00025434
.OW70003005752059 NV7003103618 00032 1014 030579743 Y12367955000[000 ►age 11 of 18
CONFIDENTIAL EFTA_00136054
EFTA01277287
UBS
Account name: POT & AETTLE, UK
Business Services Account Your Amends' Advisor:
Friendly account name- Part EMI 11.0 SCOTT STACK MANYLYLE CASRIEL
October 2014 Account number. 212-821.7000/800-308.3140
Account activity this month (contrived)
Oate nanny Descrobon Arrount (S)
Money balance activities Sep 30 Balance forward 35,58934
Oct 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 10/06114 0.29
'Dam Closing UBS Bank USA Business Account $5,590.23
The UBS Bart USA business Account It your primary sweepcption.
ANP700C00057520SONP70C01B8898 00002 MIA 030579743 Y123679SSOCOWAY_GM_0002PAIS 12 o1 IS
End of statement for account number Y1 23679 55
CONFIDENTIAL EFTA_00 I 36055
EFTA01277288
Important information about your statement
UBS errant Sean Inc (tarn Oct SF Serene. she Fan ce C rd Baer eel rantigat yOtrOOliplant and holier on the boas and records of the opine* Over or erveloper.—you may *ctn. householin] hydras your
Is a niter of al prexpalsecunty. acienatity aid eplan will °sea ay era pratptly truer agent), Frcood Advsor
eChangeS UBS F rani Servos and UKBankUM, at
alma subeliats of LOS AG and Ifiliaros of LOS Scoria Plea* rate al checks parede to the armor the famia • (erten rnentrent contexts or moral% rarest Coo. Friendly mount nem
LC thee acs fawn sweet it ?eatable upOn repX61 earned ndcated onto front of this sla(nent Ftaddtrn 'ruled parowshos and pruaeplawents) that se nor The threader xectern nane ref kas Warman the no
the fen's execute* Moos rwe a to agar a:Couit ha. acount may be 'asp to If9i$Wed meta the kg/UsAct of 1933. and mead on the Hens onlne servos taboo It 'a
meet:nano dw9ec Ice tae payment for saurce ortolan!. *mamma mom by you atom you itch
JIBS Fond Senn tic purchases andduns for nal nuts I rah account • Corms:dims nines eo 9. Mar *Whinge aid your rearaceryarg It ea no bga died on your WCOUnt
1200 Haber Boulreand Antints ma are trail erred. to other mlblton5ma/be pralous nal antacid. madag foxescon-4as and You on Madge you• Freda,/ aseat navies. °droop OnIne
Mennen Iv 07086 sassed to a thinner lee. commodSY optic.. contacts Server r to. °moon; you inner knot
1h6Slatirilent repents the ally Octet recited of axe UPS UBS Swap Optam The SIC protection ad the a•pplarerral protection do not Auxin overview
Fmaraki Sens account Other *cords. empt °Heal tar UBS otters °Mai for arena cat bataces. banes:0 apple to these assets eta A they at's** apnea* aver • Val* of soar MOuntepaltha Neu a assets and
doomenn. ',souring mollion3 dace should not be abed bank &posts se OSSEO*. USA Sid ueS AG SUrriOn1 Comm sownenn The SIX proteaco ad the vppbnxmai latent
upon ii you beAPie that 6 an MC, a Wildcat pleat. Olak Sweep regrind nog market mutual fads Prom protection do rot pad agann dangers in the nude • Awe indaa 'rattle call Wham vain lot
MOM il ;Tenney a wring to Meeralch Mawr of me Oren) and the ITh1triltonat Dna AC sat C0Nfor vat* of yes evermints &Maw as a result a Asada retailed washyand(at ) aid Global Tea Deposits unrealized
off cestaingyour amount customers want as international Amerce lanagernent mann. sarei batriata of ollsn'elo) mats to Market OMNI a:Getsnot held by the Pan
Armor. lhitugh Iht Bat Sweep Fr011anS, can balances Does not ochdeunanced vauritelassets at dye end or the
Although al fan tcmal are inlendtd b be X0.010. are Swept n LOS Sara USA up to an egad-hod kW and More *anon is salablewpm regent Yor may obtan pt." and wren stamen pl•001 Frain. kmeltneen
Bairn data Toad rot be used for tar puposes Key then to Ufa AG Stained Brand, a a Many Fund Deposes en* Monsen about SIC, hcludng the SOK Broder* Uniestedit(x1, COI i:e6 aid emeCisn b stook Mom
soar on yeacind to lams. 0f., Form 1099. 5498. I WS. at LOS Bat USA are WC enured n accordsm with eDI: by commrg SIC at 202-37143300er by vetng the Mk • Cosakees ranks char balalCK. Oulgarldnlmagn
etc) then prepring your ta norm Tefanisrogtmd by rules For mar ilamason dime nut wow Nu gth mbyte ariewvwoo oll loan. cede ine sheet account balances
Ian to recon to the RS al mob dledends. reponale non Deposes a LOS AG 9thiford Bards and dam ct Warr • Cab/MAW &Mira@ Total of windy-10d salable can
Mob* dalends ad ma* men eared en sedans Hods rem nun by the (DC, Dividend Re inverment Program OR/P)
held er)our acCoure, rod proceeds on sale tranUct6n1, aid bSanOn. pkn IBS Bat USA depot's barn .- LOS AG
limn Ravaged 4 a deckle pm" • CV may Oaan the Sufficed Branch depose balances std money make( mewl
ma hamarcoma weed Securities Through the OA available to cat, ballnOrs are swept to 4CW31 ixae ?ran your horn Adios Cafr Wale Maas fin sweep balaxes. a the dOSe of the Statement prod
depose accounts a LOS AG lawYork Brach awl UBS AG are racisted mien CA P. pahaMaas veil be son and Me troniormodity ant batman kr yea lCCOuni Mt not
Communiodom with tho Firm Caplan Brach Thesedeposes zie MO mixed by MrDIC cash wit be dep161ad n year aCCourt tie derilind segrethaed from other baron adept Fanny use av or
• Plealereccrlfern airy oral CurreolCator6 es writn9t0 Balanceshell a me tA53 AG Cann Brach ere teaporaily retwestnere tae tippled by the issuer NW Oar from the these fads n the ordny COurSe of as bans These funds
further peon your react cabana yesrears under the nosed 10 The Saerar rid of theCoyne Handc and mates pia a Muth the paha shin it sold de pawn* upon yus demand 11.6 total 6 Incbdtd ne
*antes Men Protection Act ISPA) the is no guarantee or other ober:Mal of l6Sara to way
armor mad dosing aka
the Dames what on to LOS Carat's bal.'s boas. Carlieniou
• el rho feurroal instataan on the top kilt Mlle Beni of ths MI( Mon units my be rad in you aeon r you are Lending information
laiimml it not LOS FitinCuiStni:es LOS Famed Deposits at URS Bat USA and eachUPS AG Branch Perm entard to 'wain as avant of a dmiSend parent or For deraMI alianaton on the f rn's ardirk3 p• aclas and
Senn caries you' accorn as clearing broker by pl114eCted by WC Money turd sham are weeded by SPC otherwise. the earn sal ether at panatela x make' face didocums, Me to piClNn RPM Ontp Mretenali or
at -agenda mm the noted risauton We along See "WS lamed Seam Acaunt Frotealor below a amp, an ansim daranrod by a registered &rag ACCOlnt Arnmen1 aid the General Tens ad Coaditom
you of this maharishi> when you opened this amen In agency. and cede pm account
Open your balances n to Bat Sweep Programs US$ Shaman of Creole axles nab* nAmessenrs
this OK SAY hrds and *main se located a OM and Docasures.lit agXajhbfa^gig(rargataalle
Fungal Sanas nd net the Mode:rig broker, ad you OA mar be vellxtan.ec ad sham dioramaOn maybe Imeosenentobletabires
must nee a report of any One OrOrnabn ninth In Nuns, and theproceeds returned to you a yaw The nwitniere armies and nth prof *are specie to ext.
unites laarll Your aeon
acceiro add may wry Moms Mae ane the Inn Yost Stateriltril COMPS SeCult*S Yid Other a/WSheld n
All accounc StaWrenn Shane deemed complete and promptIF in sang of any mar cant dunpe in yourenema
Further ., lunation tout adage Temp *pions. nudng the mom/AM end of the Unequal petit You mar at
acarat 6 rrx obratei to n hati-09 when 60 days stuitan or ktrestern awn; For odd mon hell for deriney of futyr pad totem z sy um You may
anent owed rata me firth aeatitee you choose one of theSslowing mestinent otheotkts
wow tift CCM sweepyiAlt Von Imo f flatcar AlviSor re by ran sautes used a hen collated Ora Frarm9. Fl
• Please direct cuslenter °replants0e igtires to the tins • Pram Cunene Mane nentments wenn; the balance cue on them Pay mantes Bardeen P thean
Client Ratans Dairymen x 2014521699*r loathe. Ca'rx) SON :00
general ix. of ,COW only dung the smothers period an hood a mina valeta of
al 000-3544103. 8 00AM to 6 03 PM El Monday • A(Aene Qfgablropre0400,1 awnimentsSeddng Torah the eon of the statement period
throup MON. a a tertng to uBSIhisancol Sentan he. Iasi Finandel Sondes ecawit protection
em prnCpal rata than the ginefaton of name • Cost bark es deletting tie a* basis of the senates
Clan Retsina Dopatrrem. PO Box 766 Unon Cite NI The Fen is a mate of The Satires Nestor Protection
Coporaw (WC). an/reran sedans roans of a • acenceConation of income and Caprakinolla induded n Ira 9.31tfrkllt. Men ndLitet1 von the
07037 bantam° look ing both no 94rWalon of income ad
mean us to 1500000 (mben; 1250000 for darns tor number '1, ' SIBS famed Sereceshas meted on
an) 741* SSC met enxecom taus *Ph to all moms 91)Mh r prnoval inhanation obtained frail sources other than LOS
• te cart of errors a WHOM about al elecoonc tunas Nona %aces. toning nfonnaion Iran axes I St
trader (31). bid Darn cells vsa• dean cad Tut you had in a panceacithaoly
The fan together wth anan Ablates. ha also pu•chtar1 Orwell tisk profiles or that you may hate provided b your firmed Mow
tranadvas call 800-762-1001 r nrce to LOSFranca • Conserved* Seeks to 'rennn heiafixisdpat Mh low theFinn does not kansendenier wry or guarantee*
a-piano:real protocion The rtuanuin mount payable to
Simon hc. ICGO Bator Bled. 60 I bet Weakness N) risk ad sofa lin to the account merit eon d ma means annoy a vaida of ay Marmon provided by auras
074.86. Ann INWSSA SernCes all dign dent. ollictuolrundor this protection o 550)
makes as of None IO. 2013 the account does not gerleranSlgndant illCON*Of natal) LISS F nano, Sarni
a UMS SW myna keep pea v.* int labOn
Cal emotes/ soon as you cart d puthnk ther • AlbSeJi many to accopt sans rid to addoon Shoo9h LOS Financial Soaker greneally
Saris tole poky arditions end Intatsas oath at me 4ad
'tandem or recept 6 wrOrg or d you need Ton updates th is Manner as t 6 woad the OM does rot
Menem Zoo atraaftr cm the 'Marren or rapt ran 6krthr protected for to b SI 9 make n the thine rasa Ma My a sods hailer rearm
aggregater all your a:cowlshell n a basicity capacry • Annie nag to =ea hgh risk to vempal and hgh pre.lde any asmams that the Merman alder Cost
the rem &Card Mow (as 10 table) mud her tom you bait' aid 'Unralized gardens" is ararse a of the die
A oopy of the poky roadog iaeaUbk WO° rna-m2 volatthrea seek NO mann tat
no We thal 60 Oils alter the/meset you the fat of this ellaMent As suet, please do not rayon this
mammal on Muth the am or problem49*mA redden ion to make ;nese Cr sae deosars. la la(
The St( protection and to supplemental prCertial both do Statement letreseharlior
- Preen rime nine ad axon number fil and purposes a mean ACCourro tr/ISIaled to the f en
- Describe the Mon Or the ranter you at. mitre otos not SPA' to We may consoldate al rain eccout Statenlenn with the
• Ctelkillnaxiel toms controlled by fans egkided fl y)°, sae slams rn the Sane envelope ACODina may be raised may rifled surriloss nformake oily kr the perod of
neaten as Maya you on ray you ban 4 is al tint they at held a the Fan Morehinorml mraroXOn
error a why you need (Mee ntUrnaiOn account value/but held arta rom US$ Finaloa Sernon fa this csno, e boom they haw owner, hero abs maimin
leg. anal fecal, PUBS Bark ) caZ at U3S AG tont mount ramonshps aids other dents al tie sarre ca be added by yor horn Lava
- Proride to dollar num of tre stnpeaed MCC
Stamford brands Id) mutate monis naming vanbee address The praace a Mann as 'householdng • t you
annul la ad 04 than of mutual finds Metre nth pen to reai<imlelual AStrntOlf nukd ei ammo* • Unmated gainelbeas saw (hot virak
shaves re mound *Wily ei 854 nine 01 the anal evedthed cerialreC 1:,erli:195 3'2 Cal; for
SDNY_GM_00025436
CONFIDENTIAL EFTA 00136056
EFTA01277289
Important information about your statement (confined)
Mfrichalsmaity lots We tatter« data fa Herrera - and parryestimated vales may be reflected as 'Not ~be of nou,ls at tee ironer-dear holding inutoa Account ate matted teav mats ot 1165 Madal Services
Ø maya may not elk« comotans disges ace pincer n metalstoats ten an 'axlepantni lads of to Arid lane
seamy reorsaindatim emu Delbil and ode« valuation lam Anoint Applied a d matte to assign a - m skit ion tomminens etcehed m arntaion wen
renwomem lots and »Moak.* pfd ae lots are eat salt» when no beam wa» thai arnworol tort ha the sat or «debate:en of aviary coreaco ad wit VG S•watuiv is a regiehrod smite mark of visa
Otanbned to Taiddy one autra;od b1 lhe • Wade doe' *coned tha may ell a pownosly tenoned iota if° Itnni units toal dieml. wit and co our mornat inal 1.85 Wa Stgnabare OW Cards did UEd Vdd
murm pesents the copnal train«asn baladate CaleSIOn. a when a sal» raitAd be highly ipeehlatare at races* ream* tang thatitenaten Iron detail cat ae owed by UPS Bare USA yeah whiten from
duo to the rut" of the sway Taira( The manna,°Town Ind/wrung to YeaUSA haarparatal
• CANN warltiat Bonds and pWritied SiOdi that the - Then nitther an Clues rent parte« a parnor a-ruity =awls addax oil The hatanorcewres
Maw calt to easy weaponnil besolaced rota-Oath named «knot atudpalyeslMaud volut is «sponsors a taunt envesment trUSIS we *White UltS Financial SernOes Inc boy 201407
by lot tom among al seaman of that 6% hod n out prow led. the taut of to warty war beddleent tom - Ott allilyeS also receMe Waling commbwisaMomet
name a n Newts nre ler our dents ( alloan Ps pitchout pia rp.nsaon from annual ilids nd *minx,
*Soma«, is °tsarinafrom Mad panes and as xora-f - 'DiSibutiows to dae' may inch* rgivn of cal. 0:0"“ 1in wØ procixts we di,.huh?
rs no, gstaaweed OT« call I eattres may eta whet mane a both - We renewal anus tee from LBSBalle USA are WS
coed ilep mkt ~eta 'Norma ken Yid te provided - • Cwria uld sue' rgresmathe nealonnrg pace AG Stanford Brude of up to RS pet axount
uiwn rowel perm a-.5 may not reflod yaw cos bark we to to hanks wale the tangs* Sweep
Pageant
• Cortireataa °fagot -MD.) CDs are PK routed ups, • hedand maid« Reenaed 'aromas ;manly in
$293.090 in pampa aid sated nttrest pre dspasttor not armor engine for patio sale taBS inane« *was ASA,
and per dot:outcry mindien. n =Wawa with SDK ow' the mark« precool to esintoktod s1Ø of the 'ant mannaen rowning corn-veer., aid otheo Marto
niles tuna reputed Yak* tor the rearMed suka Bor mound annechon with the ertention ol wades nobadrad
purpose of toszNexemona To the omen Ma option transactons has been maeled on the w:tons
• ~Nakao Mots &placed fa wefts ant otte eta teed wanes are «gbh lot sale. teeter resieued prevourar Inasiat no you. aid ail he wodokel to you
produces may be a brie thai the prise mal you may be wtnuntiay less Than the impaled yaw shown womanly on Nan«
MAuld taually resew in the mark« PrCeS are Oblaned
Iron vanes tad pitysources when he belevelo te • In. Nairwatad) exam arNotyitalds and ratg. An Short stilling
rabble, but we do not gumbo ecrfr aaasacy natas of annual name is based oft anent derstend n you ae engaged en tort sehgaaearity you may nos a
- We "way coo ten doingprise who's arabbk• sr ow and Mete raw awning de 'acuities will be hit for tag.** to caftan New" costs ken« pandela
mean or me tol aid ask paces fa laced ledmel nd one year from siaternont date a and mammy This 'snony
*porn or on k tad peesfor OTC satsten alienate is oq a gudene. accuracy and Otntnued
- Let «enwatt traded Øfles maybe gad tung Name se not giuraweed Open «den
«barn moo« a tht nno Mani Ma we °Waned - Est:rated arnual mane and writ Weed for Wan Regaling OPOo « '9000.tilarK001• OrderS Thai wore not
a-4~r« :elect an adore males PM°. Or Wax tpesol securints muld ticket action of «beta or ecauted by the stamen, dae. open boy ad sell Sap
- (enanposlions may appea min« a pet and tall gave gam n taut Cate the ant tame LTCawns «des re waxed by me amain of dui...lendscrept, on
show z 'price was not wilable if we wistful° to mkt) would be °wetted an eededindsor tomes dale unless enticed theeis
Obtin a orde for a scurry - footnoted arnual immix nd euteni yield aid the by you You ae rented* 1or orders that are restated due
- Deposal a Wailes denarinatd n ~des Other actua edoire ale yield night be loweror hgher tha to put lease to carol«tog open «den
inn U 5 dollars se refacts a the eelhEwa.,'Se ds of the teemed amain'
the Paw-Font datt - An ntrute of ~Iced name (dieted seder Tax witherlditg en ~ant fawn WS financial
- For cenan senates nag n non-conforming «eat) titled byt eoat« malt« vat/Pan> Static«IRAs
deromnatans.«ce aid quality dace «abe) may hat balaxe a ured en the la2 draSand or curet ~al Lac WIreqUte51.85 into« Servias to watleold
bean «speedm loole.ale oropetvåbzon parent made by the nuar and avant tit income tar from yeas tattle as &Mint raw tut youmy
To obtain one: caritz•ms wren tailanle maw yoso wart indonoses ell be hild'« one woe Wan the doe oat lo haw ~ix rolltet01or. instead. you nay
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connoted wed ae nO1 guaanteld you TOOSe Yei elocon yea amain n effect until emoted
• Peen Inenesmima and seruauriad products. Wale by you You mayCwt. par oloction a ay Ono by ~au
-winners:aunt Crtchdrig diral prISUpaion • Aetna held lay UBS Pinandal Swaim Conan ants oilcan If you do What. (mop name tar
pagan aid feat~ rwament UUSI SenanneS) and Met at int MUbytefim ad notated-en the fits matted Ban 'Our dartuliOrif. you maybe retsina,* to
Structured peeidaas straw., hghiy 414u d Certain Canso's«, or ant« Theo assets re 46plawd en yam the paranoia of ettanaed tax you may nøs pent« d the
touched prochas hat nos born regnoted woh stammen for inlonnahanal ~sonar Potion and reams wane« and your Minded to parrnems at not
~ cots and Etill~ Common:a a underand state «tes presented ae provned byte tong fen UBS Moe CO you. lacobliyation
SeeurtteS lad We vow»estmatd takes for «inte ~fig SWIMS ° nol rwponsblei for this atonal»
nwomere wanes are stmneett paten eor and does net gantlet es deacxy these assets tenet Privacy
Marina cnalpuwoan only Acwacyn rot duzawd ;Wetted by SVC or end Fame supplemmul SP( To Ø4n a copy of ono«awn Otero Proxy Nei« pax*
- T iseviues maydifter seminally from picas a air average contact me FnatelAdonor amino« manna at
a etch acetate rewistmere warty« structured yen«ullx<cmen,aneotry
pinata mathe Lair a sold aid do not newsiaily • Ilannua dating and addkbnalcampeasatiow
regnml the sal. you may rtanto upon Planslantn - ti «Whet to aminissom en saes and 12t1 fen WSfinancial Sevens snot a bark The RIVA. Business
- shed pray esimaes of vane are as of a ran dae noted en onneace with the datraulon of meta Silede Accost BSA and ANA it bect«age accounts
aid are stsplud lo l65 Masai knouts on a regib finds toots deeds we aura ow allae redeye tiodi made access to bat no sehces and produas
box by an Winn:Sent saltation Urn renote ~in; aapenu from asubutors and« drough annoys/welts with affeueed bats aid other Tad
Isuer, 90no4P~Oo‘reASOr Sowed yahn if maison of the mete lath fi at we soh two patty basks and provides awls to Men aid «ruly
am. are stcpted to te Fm by the °Stier, general amounts are bawd on two different andeorents fJ prooknts isked by wolf elated thrd {arty even,
partner ia *war and may be °Waled Axed en Ilk maul, ol savby ken ot a partCuW nual had ConWnef tirOug1rivande Nancy sonata es of utS
diefaet ntomation from that uxd by thtd paths to lanai to ow' dierns. and Id the aiset Yam of a Marla Smears tic
do/WeTor estinawd yam pattailr (rum' fund lanais ShirOt Nil X II. I Ito
- You can obtain addnena eternal«, raga-ding the - We and ar *Are and recehe retteeng aid teegnen. nstaraniw. and annuity produce
~logy used to determine the emote of vale ormthsprocesseng lets n consideration for tune« Hot MC haired • No bat* 9.,3f301~ May Bos vale
and de dace of the Moirnaton thy is the base foe ea agent sakes mat we proud. to asen rual funds
tine by antadiig your Pnaidal Adrisor These lets genitiaN at pad lam imitator mots is the FOAA RSOLICeMx,agoreni now" Business Wine
etbal hand ad ae a tied done- nu« bawl on the 4:coant BSA. iffna and ntemaienal Redoes« ~geared
SDNY_GM_00025437
CONFIDENTIAL EFTA 00136057
EFTA01277290
*UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 November 2014
ANP70056793291111>2 Y1 0
POT & KETTLE, LLC
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number.
Your Nnancial Advisor.
SCOTT STACKMAN/LYLE CAST EL
Ffione: 212-821-7000/800-308-3140
Questions about your statemerit?
Call your Financial Advisor or the Value of your account
Resourcetine at 800-762-1C00, on October 31 (1) on November 28 (S)
account 029323679
Your assets 5,590.23 5,590.54
14sitour website: Your liabilities 0.00 0.00
v•ww.ubstomtfinancialservices
Value of your account $5,590.23 $5,590.54
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
$ at year end 2013 1000
Net deposits end
',.5Ca0 S.SSOS Arithdravals 15,588.70
• Your MeS13116/1t return
Dividend and
interest income 11.84
Chance in
market value 1000
Value of your recant
0(1 2014 on Nov20. 2014 SS590.54
11Z.1, 201/
SDNY GM 00025438
Member SIPC ANP7001:0005679379 NMI:0192103 00002 1111 030579743 Y123679550010300 Page 7 of 18
CONFIDENTIAL EFTA_00I 36058
EFTA01277291
Account name:
*DUBS Business Services Account
November 2014
Friendly account name:
Account number:
Your Fi sandal Advisor
SCOTT STACK MANI.M.E CASRIEL
212-821.7C00N300-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
November 28 (I) your account
, Cash and money balances may include
A Cash and money balances 559054 100 00% Your current asset allocation available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Total assets $5,590.54 100.00%
A
Value of your account $5,590.54
Eye on the markets
Percentage change
Index November 2014 year to date
S&P 500 2.69% 13.98%
Russell 3000 2.42% 12.56%
MSC I - Europe, Australia & Far East 1.37% -1.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86%
Interest rates on November 28, 2014
3-month Treasury bills: 0 01%
One-month LIBOR: 0.15%
Awe:103005679330 Ne70C0re2roy croon t114 030579743 m2367955001iftAtiyGitoco2,48St 8 of 18
CONFIDENTIAL EFTA_00136059
EFTA01277292
Account name: POT &KETTLE, LIC Your Financial Advisor:
Business Services Account
*UBS November 2014
Friendly account n
Account number.
• SCOTT STACK MAN LYLE CASRIEL
212-821-7000f 800-308-3140
Change in the value of your account Cash activity summary
No ember 2014 (3) Year to date (1) See account at betty the month for deterIt Banes In your Sweep Options ace includedin the openng and
dosing balances vitae. FDIC Insurance *pier only to deposits at UBS Rank USA, not to deposits at UBS AG,
Stamford 8ranch or bank deposits placed through the UBSInternahond Depose Account program. StPC
Opening account value $5,590.23 $0.00 protection applies lo money market sweep fund nodding; but rot bare deposits. See knportant inSomnation
about your statement on the lat mV pages ef this document for Mal,
Deposits, including investments
transferred in 0.00 5,838.70 November 2014 (3) Year to date (5)
Withdrawals and fees, Opening balances $5,590.23 $0.00
including investments transferred
Additions
cut 0.00 -250.00
Deposits and other funds credited 0.00 5,838.70
Dividend and interest income 0.31 1.84
Dividend and interest income 0.31 1.84
Closing account value $5,590.54 $5,590.54
Total additions $0.31 $5,840.54
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
For pinposes of INS stat«nenl, teeablty of interest and Childend income has been determined (KM a US Intal subtrattrons
lm leVetir9 Letlioedhe. Owed upon the residence of the account holder, account type. or product type,
$0.00 -$250.00
some interest ando, dvidend payments may not bo subject to United States (US) ardor Puerto Rico (FIR)
income tares The (lent rnonthy statement K not intended lo be used and cannot be reefed upon for tar Net cash flow $0.31 $5,590.54
purposes. Clients should refer to the arcncoe tar reporting forms they recent from tes annualy, such as
the Forns 1099 and the Forms 480, for lax reporting information. It is the practice of UBS to file the Closing balances $5,590.54 $5,590.54
aonkatie ta reporting forms with the US mterri Revenue service and PR neastrty occerorent. and in
such forMs accurately uasory alidena ardr intereSt &tat exerrox or Iamb* ',Keene Flea* tonull your
indedual tax preparer.
November 2014 (3) Year to date (3)
UBS Bank USA Business Account APY
Interest period Oct 7 - Nov6
Taxable interest 0.31 1.84
Opening UBS Bank USA Business balance Oct 7 $5,590.23
Total current year $0.31 $1.84
Closing UBS Bank USA Business balance Nov 6 $5,590.54
Total dividend & internt $0.31 $1.84
Number of days in eterest period 31
Average daily balance $5,590.23
Interest earned $0.31
Annual percentage yield earned 0 07%
SDNY GM 00025440
ANP70003005679331 NPT000197103 00032 1114 030579743 Y123679550010000 Page 9 of 18
CONFIDENTIAL EFTA_00136060
EFTA01277293
SUBS Business Services Account
November 2014
Account name: POT z>. P ETRE, LIC
Friendly account name•P0TK PILE LLC
Account number:
Your 15 Bendel Advisor,
SCOTT STACK MANLYLE CASRIEL
212-821.7000/800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you,
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your tisk profile:
Primary - Moderate
Investment eligibiNty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
ANF7C003005679332M70C0192103 00002 1114 030579743 Y123679550 0151OMyGht0002Pjai 10 of 18
CONFIDENTIAL EFTA 00136061
EFTA01277294
SUBS Business Services Account Account name: POT & KETTLE, LLC Your Pi Banded Advisor:
Friendly account name: POTKETTLE LLC SCOTT STACKMANYLYIE CASFUEL
November 2014 Account number. 212-821-70001800-308-3140
Your assets
Some pnCeS, treCale and current va ues Shawl may be eop,oximase. AS a rest gains at kOSSeS may nol
be PeCulalely refeCled. Set rmporunt inionnefron about your statement a the end of the cbcurnent tos
mote Infornaeort
Cash
Cash and money balances
Cash and morey betas-ices may include avalaole cash balances, U65 Bant USA devoot account balances,
UBS AG Stanford Branch Bepoot account balances and money matbet mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vái n apple tie limits, but are not
protected by S1PC 085 AG Stanford Branchdeposit account balances are not knitted by FDIC and se not
protected by 9PC Money market sweep balances are prolKted by SeC but ene not insured by the FDIC.
See the important information about your statement at the endof this document for delaih about nose
balances.
Opereng balance Clovng beano Price per share Average Dnlde rice Interest Oars in
Hddng on Nov 1 flO on Nov 28 (1) on Nov 28 en blo period period Cop atonal (I)
UBS BANK USA BUS ACCT 5.59023 5.590.54 250.00000
Your total assets
Regan/a?? CO Cost Estimated UnreetZed
Value On NO/ 213 (1) your a(COunt mot (S) arrival mac (S) gam or loss (S)
Cash Cash and money balances 559054 100.00% 5590.54
Total 15,590.54 100.00% $5,590.54
Account activity this month
For more infontution about the pike/value shown for restricted scualies, see important information about
your statement X the end of this document
YOIS Ouantityi Cash call and
Dee AcIlmty DC5(1911011 e,pense code Face vdue PrIceivalue (S) amount 11) money balance IS)
Oct 31 Cash and money balance $559023
Nov 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF I POE/ 14 .31 5.590 54
Nov 28 Closing cash and money balance 15590.54
SDNY GM 00025442
ANP70003005679333NeT003l92103 00032 1114 030579743 Y123679550010000 Page 11 of IS
CONFIDENTIAL EFTA_00136062
EFTA01277295
UBS
Account name: POT & rETTLE, LIC
Business Services Account Your ignandal Advisor:
Friendly account name: POTT ETTLE LC SCOTT STACK MANLYLE CASRIEL
November 2014 Account number: 2124321.7000/800-308-3140
Account activity this month kcotilved)
Date Activity Descripticn Amount (S)
Moon balance octivities Oct 31 Balance forward $5,590.23
Nov 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 11/05/14 0.31
Nov 28 Closing UBS Bank USA Business Account 85,590.54
Tne uBSBanl 1/54 SUL ness Ac room is your onmary sweep option
4NP7C003005679334 NP7000192103000321I 14 030579743 Y123679550 01Wt#,I y_GM00021fi n 12 of IS
End of statement for account number VI 23679 55
CONFIDENTIAL EFTA_00136063
EFTA01277296
Important information about your statement
%BS Fiaancial Stain Inc (the rim or UnFirwrocialSereket 1119 Woof Cad low wit ihatigateyOtr<011ptint ale holier on the hocks and remit of tie rob:able OW a dwarves — you nay WM. tont Oleg by ding your
Is a mentor of al pavasal security. canmodity aid cows will MIK! any nor pronvly trader agent). f rowel Adeae
edurges Usst in/sod *Yee and UK BanIUS4 ay
Siva subtalant of UBS AG and /farm of LOS Sooskies Plowmake al dads pays. to the Pallor to bowie • Cent rentarimni contexts or nforment mourn (09. Friendly account name
u.0 lhefrnts Maud swain it eatable upon *cunt want ncicaed cot tv kw of this Pawnee h akt tal 'mad worships aid prvaeplawerds) to are not Te*Friendry attest nano ref kat Oared., that you
the Fn's exeClerealneS at a to agar axOult feces. account may be snap to registered tato( the Sorts Act of '933. at entered ai the Hens online steces mince It 6a
mamma to feet charge: Ice Isepyre,* fa saurtes customizable *mutant' chosen by you a aza Sou will
U3S Fmasdal Swill fric pUrchno andchars fa triad amounts n oath axunts • Corms:dew casino to 9. fast in,thar90 and you recoil eryto It he no legal eted on you wcoum
1200 Haber littlfead Accounts ma are natant 10 Mini Marton, may be preits metal contract madh9 foxes commas and 114:u on cage ens Finlay ataint names. trout Onto
Yaohaakat NJ 07086 :Lena to a mauler lee Senors Ce byettacun; SN &taxa tdebor.
o nwoOY *Oen antrads
lhis stuntmen reprewcohe only Octal reaed of >wain UPS Sweep Optim The SCC protection and me ntplarviotai prowton do not Attune wayiew
Emma Servies axount Other MOM* except onset tat UPS offers °Mos for swept? cach batrces baaxes to tay to these assetsWM d they Ottenyee appea w ar • vabe of sea wounaprfecod NB 01 diet and
documeets. coating conletn3 data shouldnot be ;teed bank deposits at UBSBart. USA aid UtS AG Stretford anal mammon The SEC prouder, and tit %upturn% liadlnp
upon if you Wow More n at enact 0•16001. fl oe (Bark Swap hogrons). moneyMarket Mita hods None, protaton do not protect again dun?, a the motet • Asia InClutki *alio* ad bagman wooer la
add it rrynaliatc n wring to Mel3fach Matur of to hats) arid the hurristional Depose Accown C0Alfor vain. Of 'air tiestnintsedether as a result a mato remitted away ) and Gkbof Tao Deposits unrinlizod
oft to sect; you amount dustmen with as intonational Comte Management zo ernint. moo bat -coda of Plisamts) maks to motet cents wets not held bythee-an
Amount Walt. Iht Eta Sweep fr011ann. CO. Wanes Does not mcbdeunpnad onbiltelassets dve .old the
Alalaagh al trio tow are Mundt, b be arrate. re swept so LOS Bat USA up b M eta awed Wee and More iWmlaons tails Poem most Yo.t may obtan per and curet staterrem pooch ce White ntstriallv
Staithint data Todd rot be used for tat puposes Re9 thee 10 LBS AG Stamford Brand a a Matey Furd Deposes ewe domains about SEC, Mdudrgi the SPC Braria• awed Volt alters altleoeCit.lb le stodt options
soken on yetend to lam be.. Form 1099. SOB. 10425. at LOS Bat USA are CDC MOW, n accordance with by cormwrg SPC at 202-37i/330Oct by Wing tie SIC • Otattes hada OAR batman. (outdomar
etc) thin peeping sour ingot." Mot in is remand by rules For rum :leonine pare out warn lac got nitrite ahow. Swat? tors. pet Mt short accoum bates
Ian to recon to he RS al tato) le dPidends. atonal. non Deposits a LIPS AG Podoed Branch ad *Wet d Maley • Cab/irony balances Tots of teireossed online can
Laub* evelvinds ad watt non tuned en secuntes Fin& riot alluredby the FDC. Dividend Re Werment Program OW)
heU n your account net proceeds on sae vanuctons and biancos. pkt U1S Bat USA deposit bather. UPS AG
the pan ref *Chi 6r anger pna Tat may °bean the Stamford Stanch depose balances and nxner matte ennead
cost baysoncotan curd Seamitoel Through the On evadable to rah Agana; aro snout to actual gaze ?ran sour rounoal Annor Only ramie nres lam sweep bath.a the close of the stateeent pent/
deposit accounts a CPS AG lleetYork Win and UBS/4 • Futtoad talet•PlIt. partial Mates wit be soli and the wctommo ty h e own Deland h goat ant art not
Cammunicillom with Be Firm Caplan (neon Monti/opal% ire na nwed by the CDC cash ml be deposed in sots amours lee dlion-C1 segrema ed from NWbatmen and Me Forms, use any a
• PINS. reconfirm ay oral 0:entrCatorts nwrnngt0 Balseces het ate WS AG Catlin Binh ate two/wily wives/neck prKe ailaphed by the issuer mill deo from tee these hens n the ordiwy course of es baits These funds
further meted yaw mint ncbdng mingles under the oposed TO The wastes 6* of theCarnal lilts and main prima aids the paha Mao st• sold ▪ payabio tpon wur demand total 6 naiad in no
karma; Wen, Protection Act (SEA) mete is no guinea olser obloaten of US$ AG to repay
cow twit dosi-9 value
thememos she. on the LOS Cayman's Bran's boas Cactielit
• rl Che frurtal instrlann on the top kid the lint of the Only %tole unit try be held in you wont I pu are Lending information
sinernmi is not IBS FitinfaalSonna instal Deposits al URS Bat USA rd each UPS AG Brach at 6:4 entitled to apt:aloe as a rend dab/tend paten or fa detaiNtl olcemaion onthe rm. tientleg p• aClatt and
Sento canes SW accurd as dearkg tineby pnwod by SIC Money Fund shies se proceaed by SPC othanvice, me inn wit ether al partial tacs at mate price dicloctst et, tea to yaw ChM RPM beitp Agret.hitli or
areigenwti not the adicated matron We Intoned See 'UPS foaled Sewn Account Rotation' be a accept an wool Onanstal by a tegiSteed &any Accorrt Auwaiml rod the General Tans at Condemns
sou of no rotate, Mn you cored this account In army. am credo you account
Open you repo batrmes b he Bat Weep Programs or UPS Statuses% of Cite Practices fl ab* n agfeemeat
this cat you heds and sand is re looted a 185 and Chaosdes a sosishiraggsgrjaaSs=
Wurioal Won aid not the drodurg brad. aid you OA maybeMIX/at ad Owes of a Monedund maybe leyermentogleahres
roust mate a report of any woe or amain to both in hatted rd thewends returned to putt you, The nwitnient obeciees and et prof le are specie to halt
Winton anti Your tato
acoxim aid may vary bowel Rea noise the inn Yof Statintenl itintaSSFOSit*S and other aSSes held n
All aCCOunt subareas shall be deemed complete rid pommy n erm9 of any tar(Cant Ott I your divisor
Further nlanbign sou aultle cheep *puts. iodating the aombni at the end of the Amerman wit You may dt
adds*. d not objected TO n snug Wein 60 clays shunt or neestirwo awed; For eads account hell foe bitted of Ivey paid eases at ay tine You may
wart mutest ram and )iens n tit** a 01 berg wetted
)Cu choose one she fo objects receit stavio used a ban collated ter Pat9.alian
• Please direct custard 0:mutantsa irgumat to the taw: woes itscariswelyiens from your f natal thisor cc by • Pedigo Conon: :Nome Ineelenents sal.inj the
eating 806762-1000 balance cue on nem Any sennties trandened b
Chord Ralits Dlyitlerit 201-35216990r Ionia. generation of inome only clang the others period att lined a motet halters a
a 1500-354-9, 03. 8 00Am toe 03 pen ET Moir( • Arline Qpilairopannon hvennunts inning growth the end of the statement pencil
throup nay. a n retng to uBS manual Ulna. IrK. UPS Randal Services meta reunion
The Firm is a reenter of the Saunas rweate Rants of pato.' fah. than It* ginelatOn of nate? • Cost basic h dettanhng the cos: tuns of the sedates
Clem Raton, Neater•int PO Box 766 Unon City NI • AreacceCOmenafen of Incorre and ChaTtAlreemclal
Como:wet (SPC2 WO pro was mottles wools of es induded n the statement SWe nutted woes the
07(07 mantweits seeing both ono gierwaion of Mona aid
motes to to 1500000 (nada; 1250.000 for dams for rafter '1: UBS Firuntai Streceshas rebid on
call) the SPC tae actectal tents *Oh Id all mows 9romh d prnoPal Warrant Maned from sources other than 1111$
• ti case of errors a WHOM au! an ekoomc boas f taxa Swats. naidng nlarnalon Iran wed Ids
transit.' (t11 bid parnmt ce U3S Yet data cad na)oethic' n a prate, extanty
The fart touter swell onan II dates. has also medley., Oswalt risk panics or mat you may hate pivoted to your lawful Anna
threadtoos, call 806762.1000 or some to U3SEnanCal • Consent., Sets to %wreath intim ultimo% Wh low TheFilm dots not naintedently forty Or guatanttelho
.6th I bat We€havkan, N) uppiancotat vendee The rtuanum =Guy payable to
Sows het IOCO Harbor risk aid vax lily 10 the =ant %eft en if ma means nay a vaidey of sty itormaen provided by sources
070.86. Ann iMMSSA Savoie all NOW cant, coax-brogue* Mi; protecion 6 SSW
melon as of Dinette tO. 2013 the amount does not generate ignif ant 410)(r*Of otter Man USS ennui Sewtes
returnsal eta/nokeep p.xe with int 1010
Cal a wee as soon as pa cart d ?whisk your • AbWrai lAillna to accept omen* to am:0 at m addtien Shout LOS Fivtdal Sends goodly
Wars to he poky ardour and fritatent can at the
stawnem or Wept 6 atOrg Oe d you need more updates this dormaxn as c e wetted the Wm does rat
intonation Lout atbrofcr on the stnenta or ',apt
Pon ifunher protected fa' up to SI 9 mdkn n he tolerate virrinclailitym sot higher Multi
anegae for all your axotnisheU n a pointy capatay • AinreSIO., wen; to axed hgh tilt tO;rnopal ad hgh provide away:otos Mat the nf tomato %rider 'Cost
The Fen a Card now (as atOlOble)niug her Iran sou ball' a 'Iantired ganittv is a:actual V* die
A full may of the poky *Ordng 6 Nara. upon , t9ast vanity 10 Wahl' rag/agree brae
nO tiethin 60 OA alter the thmSeit pu the fist of this tiltaitM AF such please do not rely cn this
statement on rein the tens or problemtowed Worm* ion to rule corollas' a tae eedsces. la tat
The SIC protection at the supplemental prawn° both do Statement lleucchoklier
- Ratite sow runt ad accow number (II art mooted a otierrien Acccunb Unstated to the fen
- Deady he MO. Or the water pu re wage abed. not Split° We may consolidate al WPM amen Statefilftili tan the
• (enaranaial axes controlled Wand ji bed n rot sane a ren n the sweet...lope Ace:sturdy curetted may reflect ginnoss menaces only forme pared of
and£Qtan as deity as sou dm My pu Came 46 al time they ay held a the Pim Morehinorol Hamann
error or au you need mire elan), ion arrant value) but had away rom Sermon he this rcnow bead they hat wren eho aim matain
pent nouns relaionsho rah Wu dents at the sane Can be added by yew FinarUal Addy
- Frofide the data arum d the stnpoced (eg. coon (loth a UPS Bark UT cat at CRS AG
Stamford brads. (d) mutate aisclas n(lawg web* address this praiCe 6 Moan as howelooldn9 • I pi(
arta Ies. ad gel than of mutual ludo rage WO peels to rewire inflator noterrents mind e maw* • Untestedsalmi bites who dsai scalable
shays re reg awed testy n the nine 01 the aoo,rt acenred wealred :ma lases a Ca‘lialF1 foe
SDNY_GM_00025444
CONFIDENTIAL EFTA 00136064
EFTA01277297
Important information about your statement (con tinned)
Mindialseatity Ices The tamation data la intlindial - thed parry estimated vibesmap be reflected as Mot nine. of ascents at the troker-dear hotting mutual Accourn ay manned since mats of UBS Runnel Serrates
Ian mayor may not reflect COninkdraln, chages nap priced' n moral MAC.% *bin an 'IlleptrikrIt (tads of inat Inc
security torawitiattan ,ems Diatend and other valuaran hen has rot typed a6 wale to asygn - m akluon to matinascnS reamed n ornection web
remeornent lots and mom* perchne lot at rah vaNt when we ammo aral that a rniOnil wort has the Sat or darbuton of arnury mar= ad wiz Yea Stung, it a regiebirod "wife ma& ol visa
ombnid!odic*, one award lhe • lrade dae* occared that my oll a preniusly mooned valie roo matt etc Inn unit to as dent we aid cr our nwrithonal U3S Wa Sagnabre creed cards and l65 Wa
mars presents the origmal amain , traledate ClUelen. a rot:nava)? mon te hghly necattatee aftAare mem femme *tang Carpernatico Men debit cads re eased byMSBat USA neh mimmon from
duo to to rutin> of the party Mrryol me romance °roam,: uicinwritna the v ea u S A noarporated
• Callable mattes Bonds and predated stork that the - When Muer an Ana general patvw a sponsor reuity contacts atilms of the Manna cornsann
isnar calt for eatyrtderpbonwil beselected rrpatiaty (*mated eaue nor atria-pony estimated vane is Of 500111055 01 the UM nvieSTMell MOS tv? 061ltute UBS Financial Bermes Inc Rev 201401
by lot tan snag a smites of that 6m Mkt n out prowled the4mo( the parRy wit Middleton from - Ott attires also re:Metrading COMMtni5d14 Other
nate an firmwe na••• for our dents Calleave rot podisse ono cormentation from mutual hobs aid mane
'nfcmuttn is Wanedtom 'bed palm and Os acing - to date' may nerds rem of M.O. CoriTtnies whine moats we distbut
6 not gunned Otte Call tames nay cost Math mane a both - We trek. al anus fee fran LEG Balk uSA anf UBS
could ilea mil complete Mama kin smitegoaded • 00902dunn see' 'Memo the nentollning prce AC Stanford crawl of up to 125 per a:Count
open noes parch rd may not reflect pt.. coo bath sraosing to to bait% cod. the 18$ Bat Sweep
Program
• Corecolo. of dep.:B(0s) CDs ale MC mired opt • ItipsbiCted securities Restricted secumes pi:meaty it
1293.CCO n pampa and rated ntatea pa deponor not aventtyttgble for p.101c sale IRS I naxial Strwizel ASA,
aid poi deposnory n accord-via with SDK uses the meta priceof the inentrides1 sled of the sane Momea e, regardng commit:en rid ode.- throes
nilts mar a almondwhat/ the Panted Pods bin lased anneaon wit the venation at vases ricbaSno
auninsis of rissuaexenronty To the mein dm a bon rassactons has been ncialed on confirm:tons
• pvwv.k,e FrKeSdeptrAd fa WOW, an1other repeated simian mobilo* tot sale. IMPS.e peeked twos* InnMel to you. and wail be pentided to you
produces nar be higher ce bloc, thr oat pro inn you nay be suentantlrey less min the named whet shows pimp* on Minn
ereu quay receive in the maker PCPS are obtaned
from vainus mid narymom Midi we beim to be • In lotairlistad) scan, convityitilds and met An Short selling
Maki. but we do not garalteo eel' a:curacy tstinate 01 /Mud none is based on curers viMind it sou ay engaged in tort 'tang nosily you may ens a
- Wo nay too To doing prize Aron aeatabko cr the and interim ran, ssonirg tho ismities will be held lot chasteduet cenan batwing costs for that PalKIILV
man 01 the bid aid ask paces to Iced WIMPS rod one yet from staement date or vita ITUturity This 9iargy
*puns in my bd pramI or OTC saves estimate is onht a potent accuracy and ontnued
- Lam acne.; baled statues may be pearl tang a name ae not garaneed Open mien
valuta mocha a them, roam sits we °tared - H tatted arnual intone aid amen rats for anal 'Molina Open or i montilicancelled • ordersthat NOV not
aidIna! nos ref sal an acing matt price or nakt :peso, sethrites could nark a rotten of pecapa or aeoated by the stamen, date. open buy ad Sell Step
- Cmain bosuns may £pea valCut a prate ard roll canal gardnench case the tit none LTC airrffit ceders ere taxed by the amount of di/do dssr (gess co
show 'vice was not wattle' if we are salable to yeld)would be overawed • vatedindsor 'angles date want 'lauded othenviy•
obtan a prce for a security - Eannted anus OCOme rid curses yield and the by you You at rimonsble or orders that re executed doe
- Deposes a Searles denannand n wimps other actua Mom and yen night be lowm-o• hgher thth to sour fanse to cancel crating open ceders
tan U S dollars ere rel knee a the enturger4e as of the ranted moms
the Matiennt date - An eranute of atualged norm.(dvidend andor Tax witholditg an farbution. fawn Mt Pinanoal
- For detail senates nadeg tin010-0:tholltng merest) thened by the corm makervalidatewar Simian IRAs
eler0MrettriS. rinCe and quality (face masse) may hae balme ts lased on the last theaand or merest Federal lac Law tenures MS intent Services to withhold
boon wpm:sotto fade-me prove wear parent made by the inner and estates the acme in from sor taubla dos dionbat pens W t you may
To obtain once: qatrems. Wien salable. coma yos sewnMidmost roll be held fa one vat from the *a oat to have icce. Ise withholi or instead. you may
Friarnal ktecor stamen dale or midmurky Anoxia/ aid elect to haw la wittild a arm tu n a lead anown
contained yet ae not Guadreett you choose Vat Mann wit feinain in elSect untiltvolod
• Meals leetestnuMe aM itruaurod products. Oman by you You may creek* your election a a-ryilno by m.trt
Mostma seaman (melting direct pasinpaion • Asset not hold Irf MS financial Sentient Conan anew eleven If you do not hay conch mono tar
pavan rod realestate n*Stfneell Utict SECUTIttg and WPM are not held byte km and not wimp the Inn; watnekt from yOUT dattulliOnS. you maybe reiscosbie for
stunned veduaS at MIS., hGhly ilhOM (elan pOSsefieel or envoi These assets at coployed m y ter the payrnero of eartMed lay You may not penstes if the
muctaed vett 11.1.* 110t been regriaed who the stamen' for inonnational Imposes one Positions as monis withheld and yes estimated tat pa/minis se not
keanAk. and etar94 Canmston a under any stare tram presented re posited by the i39.091km equal tO you. tacobliptir
securtres Lam We mode estmaed valets fa Ovate manna Swaim a not reponsble tor this aformait
(hemmers mimes aid matt, prolog for and does net 9.kvaste ins aCQOXy These assets Zeno, Privasy
rrformgcnalpuroancoly AcanCY a no19untleed prowled by SVC ate Fent supplemental SaC To atm a copy of me anent Cam Preay Wit pima
- ihrei vatses maydrffer sthstantially from axes if any coverage sonnet you- F nate, Admor °envoy more a
a .110 neleage mestrnert stoutly ce structured yo.vw corngnonotry
product mai be Imo a sold and do not nevotaily • terimus Sating and addkionalcompensalket
repeat the vale you any record upn Imadaton - m additno to cerninissoM on tales aid 12b.1 lees WSanoxia SOViZOI 6 not abat The WA. Emmen
- lhrd pay eshinses of vaia are as of a Gnarl no reeved n connecto with thedettuton of mutual Senices Aa&a BSA ail inath aelatcheram awns
rod ae imphird lo UBS lanai Mom °nervyLir finds to our clientswe aids our *Are re0Nee Muth pored' access to bong sewn arslprcdnts
bans by an rulmencaent relation fern Meale ifiareg pa/luau from darbutors andor ttrough nape ants who *Mated balks avl MAI( Maid.
111utr, Sentra'Prow er SIX•ISOr atma.d WSn if ' ,idiom of the mutual funds that we sell Those party balks. and provides accts to limn aid soapy
my. ate stapled to thermby the ont, general moans are based an two ditharent arrporents prodects imed by unaffiliated tied party imranCe
pawn a iprmor and may be Mastered based en it* moan of saksby 165 of a paitcuLa mutual hand compaim through emistce agency subslaa es of utS
Ober* inormabon from that usedby0nd banns to limey to owclients. ad Id the me sae of a fnanon Senion roc
dente ther estrum:44M; pamar natio( Mod fangs shares to to die Ina
- You cal obtain adliosna Mammon regaling the - We aid cur ant* also mane retnseeng and megmtit. morn. and &misty products
rreholology used to dement the mina, of vane onntusprocesung leas in °mammon for transfer Nat FOC Emma • no bane 9AMIIICH May lose Ma
and the dace of the hfonnaon that Is Ow bat for the amino sakes mat we poobidt to rho nrual funds
enema. by aedactng sour Fraidi Aditor PM* lets spew" re pad irom immnor men is the RMA tranceKnower° Account Business Setv415
moral Itnd and ae anted doll? mom basin on the ACCOall BSA. Mais and ritemabonal Rentrce lAmagerrent
SDNY_GM_00025445
CONFIDENTIAL EFTA_00136065
EFTA01277298
UBS Filancial Services tic
SUBS 299 Park Avenue
25th Floor
Business Services Account
Newyork NY 10171.0002 December 2014
ANP7009077991 1214>n Yt
POT & KETTLE. I
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor-
SCOTT STACK MAMLYLE CASRIEL
Ffione: 212-821-70001800-308-3140
Questions about your
7atemeiY7
Call your Financial Advisor or the Value of your account
Resourcetine at 800-762-1C00, on November 28 (1) on December 31(3)
account 025023679
Your assets 5,590 54 0.00
Mt our website: Your liabilities aoo 0.00
www.ubscomilinancialservices
Value of your account 35,590.54 $0.00
Souroes of your account growth
Tracking the value of your account during 7014
Value of your account
at year end 2013 1000
Net deposits and
5,590.5 withdrawals l2
YCUr ilveS0119At return:
DiWdendarxl
interest income 12.12
Chant in
market yaw 1O.00
00 Value of year ezootrit
on Doc 31, 2014 $0.00
WA, 2014 Dec 2014
SDNY GM 00025446
Member SIPC ANP700050Ce077991 Nri003305852 00002 1214 030579743 Y123679550100000 Page 7 of 18
CONFIDENTIAL EFTA_00136066
EFTA01277299
SUBS Business Services Account
December 2014
Account name:
Friendly account nam
Account number:
•
Your 15 nanciel Advisor
SCOTT STACK MANLYLE CASRIEL
212-821.7000/800-308.3140
Your account balance sheet
Summary of your assets
Value on
December 31 (S)
A Cash and money balances a00
B Cash alternatives 0.E0
C Equities a00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets 30.00
Value of your account
Eye on the markets
Percentage change
Index December 2014 year to date
S&P 500 -0.25% 13.69%
Russell 3000 -0.00% 12.56%
MSC I - Europe, Australia & Far East -3.44% -448%
Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97%
Interest rates on December 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.17%
ANP70005008077992 NIMX03/35852 00002 1214 030579743 r12362955010102#4yGro0002542ge 8 Of 18
CONFIDENTIAL EFTA_00136067
EFTA01277300
Your If sandal Advisor:
SUBS Business Services Account Account name: POT 8.RETTLE, LLc
friendly number flan.' C SCOTT STACKMANLYLE CASRIEL
December 2014 Account number. 212-821-70001800-308-3140
Change in the value of your account Cash activity summary
December 2014 (Si Year to date (S) See account activity tha month lot deist: &dances in your Sweep Options are inducedin the opening and
closing balances taut FDIC Insurance gtpier only to deposits at UBS Bank USA, not to depotits at UBS AG,
Stamford Branch or bank deposits paced throng, tne UBS internaiona Depo54 Account program. SiPC
Opening account value $5,590.54 $0.00 potection applies to money market sweep find hod:tiros but nil bank deposits Seehnportant in5atination
about your statement on the tat Pio paces cf this document for detals
Deposits, including investments
transferred in 1,801,979.43 1,807,818.13 December 20141$) Year to date (S)
Withdrawals and fees, Opening balances $5,590.54 $0.00
including investments transferred
Addtions
cut -1,807,570.25 -1,807,820.25
Deposits and other funds credited 1,801,979.43 1,807,818.13
Dividend and interest income 0.28 2.12
Dividend and interest income 0.28 2,12
Closing account value $0.00 $0.00
Total additions $1,801,979.71 $1,807,820.25
Dividend and interest income earned Subtractions
Checks and bill payments 0 00 -250.00
For purposes Of INS Statement, tarablity of interest and Cnidend Income has been determined Iron a US Other funds debited -1,807,57025 -1,807,570.25
sag up tl g perspective. Bated upon the residence of the account hceder, account type. or prodtcl type,
scene interest ardor dvid.nd payments may not Do subject to United States (US) ardor Puerto Rico (PR)
income tares. The dent month,/ statement is not intended to be used and cannot be feted upon for lac
Total subtractions -$1,807,570.25 41,807,820.25
purposes. Clients should refer to the au:kettle tar reporting forms they recent from MS ennui*, sun as
the Corn's 1099 and the Forms 490, foe tax reporting information li t the practice of UBS to file the Net cash flow 45,590.54 $0.00
eppii(goe la, reporting fours Mtn the US enema enenue Semite and PR TreaSuN DepareTent fatd in
such loans aCCurately clas9fy chidendt crap Interest as lac exempt or tamable ix*** Pleat consult yOur Closing balances $0.00 $0.00
Indgdual tax preparer.
December 2014 (S) Year to date CU
UBS Bank USA Business Account APY
Taxable interest 0.28 2.12
Interest period Nov 7 - Dec 4
Total current year $0.28 12.12
Opening UBS Bank USA Business balance Nov 7 15,590.54
Total dividend & interest $0.28 $2.12
Closing UBS Bank USA Business balance Dec 4 15,590.82
Number of days in nterest period 28
Average daily balance 15,59054
Interest earned $0.28
Annual percentage yield earned 0 07%
SDNY GM 00025448
ANP7COOSOC6077993 NV700330%52 00C02 1214 030579743 Y123679550100000 Pogo 9 of IES
CONFIDENTIAL EFTA_00136068
EFTA01277301
SUBS Business Services Account
December 2014
Account name:
Friendly account name-
Account number:
-I - Your Kneed. Advisor:
SCOTT STACK MANLYLE CASRIEL
2l2.82I-7000P800-308.3140
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the alternabve
investment objectives in Important information about your statement at the end of this
document
Your retain objective:
Current income 8 capital appreciation
Your tisk profile:
Primary - Moderate
Investment eligibility consderatton - None selected
Your account instructions
e You account cost basis default closing method is FIFO, First In, First Out
ANP7C005003072994 NN00030S8S2 00032 1214 030$79743 yi236h3sso iniosky_Gm0002lial 10 of 18
CONFIDENTIAL EFTA_00136069
EFTA01277302
Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
*UBS December 2014
Friendly account name:PMETIll U.0
Account number.
SCOTT STACK MAN ca£ CASRIEL
212-821-7G0('800-3C6-3140
Your assets
Some paces, income and current elides shorn may be apprealmste. As a result gains ~losses may not
be accurately reflected. See Important fraosoteson about your stammem a the end of the dxurem for
more InIcenseon.
Cash
Cash and money balances
Goering belaxe Closing Pierce Pikt per share aotrage ()Mcleod interest Days kri
Hp:Icing on Dec 1 (3) on Dec 31 (3) en Dec 31 (1) at* pitied period Cep amount CS)
U85 BANK USA BUS ACCT 5,590.54 aco 250.000.00
Account activity this month
For rrore Information about tte prkenedue shown for resukted morgues, see important infamoba Nam
your statement at the ended this document.
YCor Crumvityi cash cash and
Cete Actigty Desuiphon cane code fate 'ut NceIVINC (3) amount money beiance ($)
Nov 21 Cash and money balance 55.590.54
Dec 5 Interest U8 S BANK USA BUSINESS ACCOUNT AS OF I 21041i a 28 5,590.82
Dec 15 Transfer JOURNAL FROM HI5LAINE MAXWELL 1,700,000.00 1,705.590 82
Dec 18 Transfer JOURNAL FROM GHISLAINE MAXWELL 10 1,979.43
Dec 18 Withdrawal FEDERAL FUNDS TO GlobalFlows he F80 Glob* AT -1,807,570.25
CAPITAL ONE, NATIONAL ASSOC
Dec 31 dosing cash and money balance $0.00
Date Acthity Descriptice Amount (I)
Money balance activities Nov 28 Balance forward 55.590.54
Dec 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 12/04114 0.28
Dec 16 —t UBS BANK USA BUSINESS ACCOUNT 244,409.18
Dec 19 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/18,14 -250.000.00
Dec 31 Closing UBS Bank USA Business Account $0.00
The UBS Bank USA 8u9ness A«ouni is your pemay sweepopoon
Nov 23 Balance forward 50.00
Dec 16 Deposit UM AG DEPOSIT ACCOUNT 1,455.590 82
continued next page
SDNY GM 00025450
AH1,10005008077995 NF7000305852 00002 1214 030579743 VI 23679550 100000 Page 11 of IS
CONFIDENTIAL EFTA_OOI 36070
EFTA01277303
Account name: POT & KETTLE, LLC
UBS Business Services Account
December 2014
Friendly account name: POTKETRE LLC
Account number
Your Pi nancial Advisor:
SCOTT STACK MANLYLE CASRIEL
212.821.7000/800.306.3140
Account activity this month (OM tritied
Date Actnnty Description Arrount (S)
Money balance activities (continued) Dec 19 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 1211E/14 -1.455,590.82
Dec 91 Closing MIS AG Deposit Account 50.00
The UBS AG Dep09t Account is your SeConctary sweep Optics).
ANP700C6008077936NP70C0305852 00002 1214 030579743 VI 236795SO lOrafiliy_Gm3,0021js 12 of 18
End of statement for account number Y1 23679 S5
CONFIDENTIAL EFTA 00136071
EFTA01277304
Important information about your statement
CBS Fnancial Smits Inc Marini or U3S Famed Sinner. The ReneeCad Issuer me nvesti9ateyotr Conplant ad Wife Co the bodes and records of tie aplobb Mr a ervelopth —you Pontine hcoseholleg by ding your
IS a menthe of al priereal security. cannodey and wows VIIII =Tea any teed ornery tralOW agent). Fradal AdVSOl
edurges WSFame awces and UMBat tin ay
inner subtitle:aof IBS AG and Waldo of tin Snake Plow wake al Medd paste to the Furor the Wad • (erten enterreni wear, or runmene newt no 9. Friendly account MOM
LLC The Fnes (nand nowt it eatable non fewest nylon ndcaed an to here of the etawnor h addtm limed parowshms aid passe platments) that ate na TinRona avow nane reflects earrotim tot you
the km's theerwe dIkons an at to noun' anewt fees. ariarn may be thine to Indeed soda the Snide Ace of 1933. and entered on the Firms online sway webste It ea
manmade feet charge: Ice aopaynara la stormy custoinzable •ndiroma chow by you ra aze Sou wth
U3S Ronan Scows In purchann andcharge fa u-pad nuns I rah acanto • Comma/hos contracn Co 9. Wenn ethane, ad your readreepre It ha no ban Ofed on sore noun
1200 Habor Bodnar! Aeptints that are traderred to Ole note:tons :nay be prendnes vintne r. nclialksi tun ascommas an3 YOJ on Owen you kindly asount names. through Oen.
threninen Nd 07086 Want to a bonier fee omffoOY WPM contacts Sewn of by°anon; thyr &laical Adder
The stawner4 repreirmohe any off cial record of nullBS UN Sweep Optims The SFC protection aid she mpplerramat protector* do not Acuson eversion
Financial Senices account Other records. wept oneat to UBS Offen OWOni for neettm9 Crib Dall'I Ckfi baLrTICISie wady to these assetsthin af they of envde appear/iv • vas of tor eaountepcalcoo Net of asses and
doomerra. canoe-nig cordon) data should not be Wad bar* &posts a UMW* LISA !SUMS AG Stanford bath stawnents The SFC pronaaw and the repethmt Rennes
• pcn if you bawd nee is an wet or waste" please Sark Sweep hoeing maw rand mutual fonds throne protection do not voted mans* don-de, n the make • Awe ranks talkie cat boraces arumfor
neon n nyrodiaety ea wing to theBrach Manpar of the Cue4s) and the hkirrotiond Dense AcCOot (OMfor vendee adenine Wthedner as a result of mate moved warty(o ) ad GkbaiTme Wong unreirred
atone/rag your avow customers wet at mdruhona Beane Minagetnent snowmen. cruel bannatFY0F maks to market and cereal rots not held byte km
AC03{04 lough theMr* Sweepfragrant caw banes Does not ncideunpnced saudtelasses a the en of the
Althaigh alFuns town are Bonded a be acand are wept so 15$ Bad. USA tO a ri egad-tad lend and Mme Watson s salt Stew must Yoe may obtan pro and turret starred pooch ce pr ate inesement
stamen data Todd rot be used for tap:poses 49 the, to 115 14 Stamford Brand a a hawey Furd Deposes more nfOrmalOn toot SIC. hcluen9 the SPC Brodur• tanned stock col ens aid sere itabb stock adorn
sorer on yea...tit Ian 0 e . Form 1099. SOB. I WS. at LOS Bak USA are FOC tweed n aerodyne with FO.: byantrum SIC at 202.3718300d by mitng me SIC • Ganes heads debt batman. °deridingmrgn
dal when pepsin pour ta ream Ober no is kneed by rules For ewe ercennon once .,,it www No gas widow a ~we kV loan. credit Me. stet account banes
Ian to report tote PS al tan:,le dirdends. renal. none Deposes a LOS AG name karch and fares d Wenn • catemanty batten Toes of window awnk cab
Webb dvdends ad Wade men eared en seconds hinds wino muted by the FDC, Dividend no Wounent Program OR/P)
held n your anon nil proceeds on sae tranucerns, aid bawds. plin 185 Bank USA Oman baron UBS AG
the per Reneed as al dean pnce TW may obtan the Surfad Branch depose balances and axonmakes mutual
cost be:noncoin coed swain Through the OA addable to cab Miaow are naps to actual pee ton your Nunn Adios Only "Wok sines kid weep banes a the dose of the statement pro/
depose accounts a 15$ AG Newyork Brach Md I16S14 are prothand infer COP. paint inns MI be son and the Norporninolly fret credit tans n yam' amount re not
Onniouniations withthy Him Capow, Brant. These deposits ire rice meted by the FDK cash coil be deposed an you accourr the nerd seregaed from other batty?, anPe Femme% use sae of
• pkvnerecedemanf oral Cannne.atons owning to IltdirKe$ heLf a the 10$ AG C aymn Brach re torpowity rewound pro waned by the ewer NW defy from the
opined to ,be SOWOrgn risk of the C aynza dant and these Pads n the ordion course of rts busies These fu
further moue your eighth ncbding yorerole under ate male( ;ea x Man the partial :has an sold Lrepeyetoe taco pa demand no total inched nee
*tunes WM:Protect= Act (SPA) there is ro warned other ob Mean of LOS M3 bo repay
theDimas whie on the LS'S Cameo's BeaCh'S boas. anent win dosin value
Cadebiliou
• al to !non inset/Jon on the top et ad the Inns of this Calf Mole unto my be red in your anoint fpm re Unclip information
susemmi is not tAIS Pettifog Soda IBS Feuncial Deposes a UK Bali USA and each UPS AG Branch Teed anted to 'paha we as a mato* advised pat rent or
pooped by SIC Money Fund shies are proceard by WC Fa detand nIcernawn on the F ...robots.) oxideand
Stokes Ott )err acccur as altureg broke by othenvive the Fern MI ether vel partial:as 'make rice Ordocutes new to youChM, dotal Onto kgreerron or
anegement with the recited matron We intoned See "LDS rower Sway Account Frotecnon" below. or accept an wool daermad by a agasteed Wang Awn AgenTent add the General Tams ad CenditOrn
you of this rebtiontheo when pa owned tit avant in mercy. and cede you account USS Staff/lent of Ctecle Practises arab* n Cowden
this can, sou beds and SPOdO in re bated x LES Open you noon bataces ate Oa* Sweep Program or
OA mar be villnawk at she of a Putney Fund maybe ad Ducboures arena fivrVo, c-infAvb4rni
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must mate a report of My era or onessbn to both dart hquidiced awl thepaced' returned to you et pas The nommen Weaves andMt prof IP are 5p2CIC Is eat
dentin =ant Yee rawn
ocean ad non yen between flea atree the Inn You adtentfil CLOWNS StaritaS aid other assets hen n
All a0tOure StaWrenn shanty deemed complete and promote an wrong of any s9 merit dtroot I your fnanoS
Fut& olennagn tout addible snag optore. andeng the accowl at Po end of the Saftenell period YCV may aft
acarate d ri objected To n Anted "Oahe 60 days stutter, Cr notitIMM aged *" For tad, accede hell for Oaten of fun paid wurites ar ay tine You may
anent wend rates ad yens. 6 adobe at you choose one of enrolee/0g firestone diets,,
wane itscanisweepyiens ton your f rectal Fedor a by recta. seartim used a ban collated OW Frem9.Flinr
• Please dined rummer enplane at inures to be mr: • Acta Comet San* amolinotnto wiring taw balance die on them AnFEC011ki trardened athe
Chen Retilions Norman x 2014521699*r toffee. caring 80676240M regalkin of Tonto only ding the owners period aw lined a awns valeta of
S00-354-9,03. 8 00AM to 6 03 PM FT Monday • Ate* Chnahtiopanton kwarrets *eking growth the end ol the sunned period
%sup lidos a in wrong to ulinfronancol Sena-it& IRS Innonciol Sedan mown protactien
The Finn interring of the Wine Mery Protection el armee' fah. than We greaten of name • Coe bat h deltenting tie con breathe searthes
Clem Retain, Depronno PO Box 766 Union Oh NI • ftedrceConnamon of roans ad ChntS*Payola^ anduded n the statement Wee nhoted nth the
O7(87 COpOrabn (SRO each prows-enemies taunt of es
menses tes 1o1500000 (nsbang 1250.000 for dams for marsennts took in both to "reason of MOM* aid note ' UBS korai Servcesha rend on
cat) the SSC Jae procurer nines akar to allream Vh 4,4 prnenf imams ion °Maned from sources other that rallS
• h case of errors a defeltOnsetxUt al tenon< tunas Firenal Senors. narialng nlannton Iran nee In,
transfer (W11 bit baron cells era detail cad thinno hold n a palcutanainly
The Ftrrt together wth drum allikaes. ha Soo punowl Ovanll ask profiles or that you may hue dantifol to rut Firmed Alva r
nomads's, call 8)0-762.1000 or nett to LDS Fnancol • Conervethe Seeks to maenad Mari -Opal wei tow the Fiera does not nagendenk wth Or guarantee to
Seem ht. IMO barter lad. 60 Ina. Wocament N) appionentat proseasei The merman =Gant payable to
all NOW dent. colectthdrunde this proneion 6 550) red: rad vonlin to the acetone owe. the fl that means anancy ct validity of an inorrnacn provided by sans
O7086. Ann INWI3SA Santo: the mount does not genereserdom ancone or °theta Minna Serdtti
minor, as of Deceit& tO. 2013
returnsan mend keep pace with inboon
Cal Cr ways/ soon as you cart d Ketonic ther • Atoferea Wang to accept some reh tO annPal ad it adder., *houghLOS Finsdainrekagenonly
stawnem or kneed 6 %VON Oe d you need more Sited to the poky arditions and Innacni oh at the
Fern ifunher protected bup aSI 9 Milan n the tolerate wry oda lin no soak higher rearm updates the tronnarn as c e kneed rep Frm does NI
downer Loa atrtrotee en the Parrot of react broil& any andiron tat tie mlameba war 'Cost
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no tae trim 60 did alter the fret SOY you the fist of this elaeMfoll AS AKA please do not rayon this
Penmen on inch the sae or probiern.tphstd informr ion to make curdle* or sae Winn. Ice to
- Croak )ocr nays ad avant number 0 rip The SIC proudcri aid to supplemental priatarn both do Statement thousolnkling"
not SPIY to We may mandate al retied adult statenern wit the purpose a otheforra &comae treated to the fern
- Decree the arOf or the veneer you ay owe about mayreflect gallon nformaion oily for the period of
ad goer as dearly ante on why pita bend 4 is al • Cowl natal anis controlled MOM heeded n)6°, sane sums n the sane envelope Murders may be related
acorn vibe) but held away awn un$ inauzial Won for this merose beam they hay owner.: IMO ain maiwin time they an herd at theFin Morehinoriol nformahan
error a ery sou need mete Memnon cal be added by you FINNS Arend
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Stamford branch. OA) insane plochet riddednoble address the practice a known howetroldn9 • a you
mat la ad 04 twos of tuba ludo inhere cut, oafs to renege inflator Agereorthintiltd in maw • Unwonted galnillases raw dsai uaatle
thaws re meowed eery n die nave 0 the aoourt ma-t- r nal:ea laminae 3'2 0 ,3;a1K: for
SDNY_GM_00025452
CONFIDENTIAL EFTA_00I 36072
EFTA01277305
Important information about your statement (CCiltinued)
Mrividalsomity lots Mie taroaroion deta for itchnzbal - Vika party ~med vaboman be reflected as 'Not nurriter ol accuras at ate trobmdeabr holding rnutual Arami are reargered sence mats «11K Frencial Servifes
loti may « me/ not r«hl comnktons, CriSge$ ~Or parad' n stori sruatars ettn an Mepentent hrds or Mat krat Imet M
Seru* reorgtgation astma Delfend trd odlet vabam trn los rol %pelod ci rt unatie b as,' a - in Prst ion to commssiens Neme, n conseaion wpl
renceerrent lots and syttornalk pund a. bor» talla vabo oben tor becorro in» tal a rnzorM Aort hm te tabor torb:ion of armay omam mi usit Ven Sinu", is a regiscrod lomim mre. ol vise
COttned 10 *dola" one arcra;ed 331 The • 'kade da.' OOMpdthf rrey oda provisusly reponed vabe roo i...i...na nun uit m me <lent, we mite our Imennonal 1.85 sMa Sonnature deda Cards and U3S Vtad
COlam presents sle etana, rraiSatnn PalKlare inueston. a Mern avesi muki te highly spedititree alf dene Neme Nema *rang WrptotatXd trem debn (it ae osued byll(35Baar USA erth temnimo tron
duo to tho rut" of tbe tarnty ~dolih. romance mignem. usclemeary to vre u S A froarparated
• CiAlable Parkin Bondi and pe444ited stud tal te - Men nalive in Mu« mrmral me« a sporo« attrity cemocts agifmnol rop hgranceconymes
malicala tor esty wdc onwil be spletled rrpaliaty aromami viden« a eitgaly ~od vat* k sponsom a te urit ~M !Neb t* CitrUtute UK Anancul Servnes Inc Rt 201407
by lot tom immej al utret o! tat istie bed o °ut prOrdett teve4tol Me ronaity ml bedrnem* nem - Ote agens Me rti:caphodim commispons ena omel
nane «el ~metenarte lot os etat CelNart as medna pne* ~rajon trem nunin fteads nd nor»ot
edemu, is obterrod raoni trd palet zid es acera" - 'Cristrbiaions to MM' mar dar* retin ol c-V1 10, Coattin etose proaxts tvedistbute
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COMd all«t pel t menplete »total On sol t* prooldeO - • Ongr o f sne' rtrestnts te nnalollerng prt:* AG ~lord Bratih °Mamo lit per arocunt
open rterne rez tnit zadrt* not refloct >te cost back preopng to Im teras ude IM UBS gora Setom
Program
• Grifonu ef depo:MODO COS ate RX mrazi apna • Resbicted motiti« RestCtedittunteSgeneratydre
3293,000 n minuti anil ~led ntott p« depootor not osimuyeigbie I« pAiic late tetS t ~uti kraca, AS":
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muir a an neuradna» tor ‘he remiroed godi fon incured n cconemon wrts the ~dim M vadim d:Mam
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• pricervabe enot Ckplesed etunaes .3M Otte resbded setturriet are elitne lot sala Me talar receried pevcu* lutithed m you. and ril be adwidmi to you
products mar behgher er boter tkat da prce ta you atay lot suteuritlany lots tan the imame«, plea ~en ~pit on reden
MuId Ktuatir retwe in te matic Prces are °Metod
I rom vacus trd palysCurCet otrli ~belem» te • hit lutinated) bes armingialds and ras. An Short selilni
rolke. bul we do not garantne tel' anzuracy milnate 01 stud ncome 0 besed on omeni einittsnd it you nergat:4 na ton soitig a2o". yad mar ras a
- sangraly ene te cknng padi ehm atabbk• «IM ml ten« ran. aparnng to ~obes odide MM Bor Materi.» ro rman boem" mm tre thg palma:
met Ot IT* tol zk prCIS tre Ima SatureaS and one year I rom stoternost dam or omil ingunty Tiso Pority
optons or on ttd godector0TC utrl to etrom is orW a guli:farne. accuracy and =mučni
- Let eter" tradtd tanim nyylo• pedal inng name are not sturageed Open «din
vaba ar naOcel Cr Me~ retem piCe w, ObTaned - Esi Maird anual dnom. ald gnat yeal lor «nan ROGarding <ten '90041tilarlaied • OrderS tal odre not
and mar nol (Oleat ae aroma mat« MCC. or en* flPfsol searibç could dduae a rebrn of pencypd or memted byte staernern dam open buy ad sell stop
- enan p034tonS Indyippea ne304 a era and vell oplu, gam n rent Odete est blazne ~dete« ordes ae rettired by Me omame of dividendi ar rgles
'hov z %smo was ret arcilible' X we are tolkle to 'reke would be oventted as otdindindsor roinghn dne unins rismoud odmerim
oblin a Rta, for a modro - fermati amidi noarno ael cuTent seold ald des by yvu 'Mu me rercoroble I or orders Mil are recuted dre
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n•eumem ~oves as sirucena prodius Bor add0esrolgaaarlNlsaaray Tlite tself Te nOt Pfivacy
Mamki cnalpupoen only Accuratro not 9ennteel prolecled by SSC « IM 'run sepplimmin SP( To obtan lcoprotas<urmt Ceni Prt* Kislice »mA
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bas byan nrkpendent yokinias Inn rentnim Marog ~mu Imen ambutors ardor ttrough anaagenynts alt attaaend bitk% ral oca trn
issu t i genitalna-m(6~sec esronnzed valim rI adnson ol MF mnog Snih Mat we sell Tiso parly bati and pri:edinim:mm m hstraxe ad noro
any, are topilec' to teFnnby ne ower general ancrints are based two oromorents pexincts isixdbyunitileted thnidarty Mrena
partner « sprto« and maybeoloimed baroni en the »funt 01 salesbyuBS a a paitCuleratdtual brad omamam Haag% (»dimim a;trscy 9ds/Sarlsof UK
drdeent dtormarion !mm dal uxdbythrd pal os to limes to trden!, cnd Id te rmet vabe ol a Fnancial Sovke; bc
doda? Mar erotnamd mam.; prana mutual fond lanerro Imos~ a ils• far
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metodology used to detenninethe milnate «mire omnbusprocessing kes in mranderation gor tlelaler Iot FOC Mared • No bank "dnoma Mmi lote vatle
ald ify dame of tts• himnam Ona h Op basa ilor aru sarkes tat we proodo to to ntrual tunds
oUrntse byaenedng wur Proide Odbor Tise fems generahr aro med Imen Premor sselt in Me rita Rotova My,ag~I Accent. Suseass Se'vra5
mama, lind ad me a Med dolln numi basni on the accoant Mia and ~mami Resmrce tAniagrenont
SDNY_GM_00025453
CONFIDENTIAL EFTA_00136073
EFTA01277306
UBS Financial Services Inc
*UBS
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 January 2015
*NV70057391190115 ri 0
POT & KETTLE.
Account name: POT & KETTLE, LLC
Friendly account name: POTK ETTLE LLC
Account number.
Your linancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Ffione: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resourcetine at 800-762-1800, on December 31 (1) on January 30 (1)
account 029023679
Your assets 0.00 4.77
Visitour website: Your liabilities 0.00 O.00
www.ubscomainancialservices
Value of your account $0.00 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Vzdue of your account
at year end 2014 50.00
Your nvestmmt return
Dividend and
ar e interest income 34,77
Change in
market yaw 40.00
Value of your account
on Jan 30.2015 14.77
00
De< 2014 Jan 2015
SDNY GM 00025454
Member SIPC ANP700C0005739119NP7000109534 C0002 0715 030579743 Y123679550000000 Page 1 of 6
CONFIDENTIAL EFTA_00I 36074
EFTA01277307
SUBS Business Services Account
January 2015
Account name: POT er i.ETTLE, LLC
Friendly account namo:POTK ElTIE LLC
Account number:
Your R nand) Advisor.
SCOTT STACK MANLYLE CASRIEL
212-821.7C00/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
January 30(5) your account
• Cash and money balances may include
A Cash and money balances 4.77 100 00% Your current asset allocation available cash balances. OBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index January 2015 Year to date
S&P 500 -3.00% -3.00%
Russell 3000 -2.78% -2.78%
MSC I - Europe, Australia & Far East 0.50% 0.50%
Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10%
Interest rates on January 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.17%
AH1'70503005739120 NP7000189534 C00O2 0115 030579743 Y123679550 03apiyGtkocio25age 2 of 6
CONFIDENTIAL EFTA_00136075
EFTA01277308
Business Services Account Account name: POT & KETTLE, LLC Your financial Advisor:
UBS 301E
F tie nd ly account n
Account number.
- SCOTT STACKMANLYLE CASRIEL
212-821-7000I800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
January 201519; Year to dale (I) Interest period Dec 5 - Jan 7
Opening account value $0.00 S0.00 Opening UBS Bank USA Business balance Dec 5 55,590.82
Dividend aid interest income 4 77 4.77 Closing UBS Bank USA Business balance Jan 7 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 34
Average daily balance $16,515.10
Dividend and interest income earned Interest earned $0.79
Annual percentage yield earned 005%
For purposes of iNs statement, tatablity of interest and dindend Income has been determined from a US
tag eepciting PentRedne. Based upon the residence of the accovnl holder, inount type, or product type,
some Interest ardor dvidend payrnents mat not be subject to United States (U9 ardor Puerto Rico (PR)
Income tam The dent months/ statement 5 not intended to to used and cannot be reaed upon for tae UBS AG Deposit Account APY
purposes. Clients should refer to the applictle tar reporting forum they teethe from LSS annualy, such as
the Forms 1099 and the Foyns 493. for lac reporting information it is the practice of UBS to file the Interest period Dec 5 - Jan 7
49plicatie tar reporting forms with the US interni Revenue Semte and PR Treasury Noma-rent, and in
such forms accurately classify dtictlend5 undo interest as tar mar pt or tavable income. Plea. consult your Opening UBS AG Deposit balance Dec 5 $0.00
indydual tax preparer.
Closing UBS AG Deposit balance Jan 7 $0.00
January 2015 a) Year to date (S)
Number of days in nterest period 34
Prior year adjustment 4.77 4.77
Average daily ba lance $85,622.99
Interest earned $3.98
Cash activity summary Annual percentage yield earned 005%
See Account adMity this monthfor detals Balances in your Sweep Options are Indudedin the opening and
(losing balances value. FOC insurance Applies only to deposits at UBS Bank USA, not t0 deposits at UBS AG,
SlanfOid &anchor bank deposits Prated0)1000 the OBS International Depose Account pe0qam. SIPC
protection applies to money market sweep fund ['loadings but rot bank deposits. Seeimportant ingormapon
about you, statement as the last two pages or this document for Cetals.
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
January 2015 CO Year to date (S) about these objectives, disagree with them, or wish to change them, please contact your
Opening balances S0.00 S0.00 Fnancial Advisor or Branch Manager. YOuGan find a full description of the alternative
investment objectives in Important information about your statement at the end of this
Additions document
Dividend arid interest income 4.77 4.77
Your return objective:
Total additions $4.77 $4.77 Current income &capital appreciation
Your risk profile:
Net cash flow S4.77 S4.77 Primary • Moderate
Investment eligibility consideration - None Selected
Closing balances $4.77 $4.77
SDNY GM 00025456
ANP7C003005739121 NP7003189S34 00032 OIlS 030579743 Y123679$50001000 Pogo 3 of 6
CONFIDENTIAL EFTA_00136076
EFTA01277309
4tUBS
Account name: Your 15 nodal Advisor.
Business Services Account
Friendly account name: P SCOTT STACK MANLYLE CASRIEL
January 2015 Account number: 212.821.70001800308.3140
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
ANP70003005739122 NP7000189534 00002 0l IS 030579743 VI 23679550 oompicom_00025age 4 of 6
CONFIDENTIAL EFTA_00136077
EFTA01277310
Account name: POT & KETTLE, LLC
Business Services Account Your /1sandal Advisor:
*UBS January 2.1_
Friendly account name: P
Account number.
LULE LC SCOTT STACKMANLYLE CASNEL
212-821-70001800-308-3140
Your assets
Sane ()noes, incorne and current vanes shofar may be EpprOuirnale. M a foul. cans and lOsses may 001
be accurately refleciesi. Set Aporuminfosemefron about your statement a the end of the CticurneM tot
more inform's on.
Cash
Cash and money balances
Casts am money balances may incite* avaladle cash balances, UBS Bant USA &prat account balances,
UBS AG Stanford Branch ',boot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC valhn applicable limits, but are nod
protected by S/PC u8S AG Stanford Branch deposit account balances an not insured ty FDIC and are not
protected by SiFC Money market sweep balances are protected by SEC but are not insured by the FCC.
See the important information about MO statement at the end of this doctrnent for details about I lose
Sancti.
Oberlin bdance Cloung talence en re per :bare Average Deadened Interest Gays in
Hddng on ran I (S) on Ian 30 (I) on /an 30ft) rate period period Cepmount (I)
U3S BANK USA BVS ACCT 0.00 4.77 250.000.00
Your total assets
hercenra?? c Con EStmated Wearied
value on tan 30 (S) your account basis (S) annual income (5) can or loss (5)
Cash Cash and money balances 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
Account activity this month
For more infonnation about the pikevalue shown for restricted securities, see Important information about
your statement at the end of this claCtrritnI
Your Quantity/ Can Ca.h and
Date Actiuty Description expense code Face value Price/Value (di amount (S) money balance (5)
Dec 31 Cash and money balance $0.00
lan 2 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 12/31/14 79
Jan 2 interest OBS AG DEPOSIT ACCOUNT AS 01 12/31/14 3.98 4.77
len 30 Closing cash and money balance $4.77
SONY GM 00025458
ANP7C003005739173 NV7003199534 00032 OHS 030579743 Y173679550000000 Pegs S of 6
CONFIDENTIAL EFTA_00136078
EFTA01277311
SUBS Business Services Account
), 1-
Account name:
Friendly account n
Account number.
•
POT & KETTLE, I.LC Your Amend.' Advisor:
SCOTT STACK MA/ILYLE CASRIEL
212421.7000/800-308.3140
Account activity this month (contrived
Oate Activity Descronon Amount ($)
Money balance activities Dec 31 Balance forward $0.00
Jan 5 Deposit U85 BANK USA BUSINESS ACCOUNT 4.77
San 30 Closing UBS Bank USA easiness Account $637
Tne UBS Bank USA Business Account Is your pommy sweep option
ANP70003005739124 NP70:01139534 00002 0115 030579743 YI 23679550 0001NyGesu0002541tigge 6 of 6
End of statement for account number Y1 23679 55
CONFIDENTIAL EFTA_00136079
EFTA01277312
Important information about your statement
%BS Fiaancial Stain Inc (8w rim or UnFirwrocialSereket 1119 Woof Cad low wit ihatigateyOtr0:91ptint ale holier on the hocks and remit of tie rob:able OW a dwarves — you nay WM. tont Oleg by ding your
Is a mentor of al pavasal security. canmodity aid cows will MIK! any nor pronvly trader agent). f rowel Adeae
edurges UBSinacbl *Yee and UK BanIUS4 ay
Siva subtalant of UBS AG and /farm of LOS Seaskes Plowmake al dads pays. to the Pallor to bowie • Cent rummers contra" or flora mere,', (99. Friendly account name
u.0 lhefrnts instal swain it eatable upon *cunt want ncicaed cot tv kw of this Pawnee h akt tal 'mad worships aid vitae plawents) to are not Te*Friendry atoms nano ref kat Oared., that you
the Fn's exeClerealneS at a to agar axOult feces. account may be snap to registered video the Sorts Act of '933. at entered ai the Hens online steces mince It 6a
mannonce feet charge: Ice Ise payrera la saurtes customizable *mutant' chosen by you a aza Sou will
185 Fmasdal Swiss fric pUrchno and chars fa triad amounts I oath axunts • Corms:dew casino to 9. fast 99thar90 and you reorteryto It he no legal dad on you wcoum
1200 Haber littlwad Accounts ma are natant 10 olini Marton, may be preits metal contract madh9 foxes commas and l'Cu on cage ens Finlay ataint names. trout Onto
ihgehaakat NI 07086 :Lena to a mauler lee Senors Ce byettacun; SN &taxa tdebor.
o nwoOY *Oen antrads
lhis stuntmen reprewcohe only Octal reaed of >wain UPS Sweep Optim The SCC protection and me ntplarviotai prowton do not Attune wayiew
Emma Servies axount Other re•COrdS. except onset tat UPS offers °Mos tot swept? cach batrcet baaxes to tay to these assetsWM d they Ottenyee epoxyco/at • vabe of sea wounaprfecod NB 01 diet and
documeets. coating conletn3 data shouldnot be ;teed bank deposits at UBSBart. USA aid UtS AG Stretford anal mammon The SEC prouder, and tit %upturn% liadlnp
upon if you Wow More n at enact 0916001. fl oe (Bark Swap hogrons). moneyMarket Mita hods None, protaton do not protect again dun?, a the motet • Asia InCtitki aealSole ad bagman wits lot
add it rrynaliatc n wring to Mel3fach Matur of to hats) arid the hurristional Depot Accown C0Alfor vain. Of 'air tiestnintsedether as a result a maid remitted away ) rid Gkbof nen Deposits unrinlizod
oft to sect; you amount dustmen with as intonational Comte Management zwernint. moo bat -coda of Plisamts) maks to motet cents wets not held bythee-an
Amount Walt. Iht Eta Sweep fr011ann. CO. Wanes Does not mcbdeunpnad onbiltelassets dve en1 a the
Alalaagh al no tow are emended b be a<0.010. re swept so LOS flat USA up b a eta awed line and More iWmtaons tails Poem most Yo.t may obtan per and curet staterrem pooch ce White ntstriallv
STaithint data Todd rot be used for tat puposes Re9 thee 10 LOS IC Stamford Brand a a Matey Furd Deposes ewe domains about SEC, Mdudrgi the SPC Braria• awned Volt col de and rorCit.lb le stodt options
so4e on yetend to lam be.. Form 1099. SOB. 10425. at LOS Bat USA are CDC MOW, n accordance with by cormwrg Sec at 202-37i/330Oct by Wing tie SIC • Otattes hada (Al batman. (outdomar
tic) thin peeping sour ingot." Mei in is remand by rules For rum ticemaion pare out warn lac got nitrite ahow. Swat? tors. pet Mt short accoum bates
Ian to recon to he RS al tato) le dPidends. atonal. non Deposits a LIPS AG Seaford Branch ad *Wet d May • Cosh/irony balances Tots of teireessed online can
Laub* evelvinds ad watt non tuned en securities Fin& nria allured by the FDC. Dividend Re Werment Program OW)
heU n sour account net proceeds on sae vanuctons aid biancts. pkt U1S Bat USA deposit bather. UPS AG
the pan ref *Chi 6a anger pna Tat may °bean the Stamford Stanch depose balances admener matte ennead
cost baysoncotan curd Seamitool Through the On evadable to ram balances are snout to actual gaze ?ran sour rounoal Annor Only ramie nres lam sweep Deicesa the close of the statement pent/
deposit accounts a IBS AG lleetYork BfriCti and UBS/4 • Futtoad to:letter. partial Mates wit be soli and the wctommo ty h e own batmos h yol ant arena
Cammunicillom with Be Firm Caplan (neon TheSeffepOSIS ire na nwed by the CDC cured be deposed in sots amours lie dlion-C1 segrema ed from NWbatmen and Me Emma., use any a
• PIN* reconfirm ay oral OrnnAlCatorts tO Balseces het ate WS AG Catlin Binh ate two/wily wives/neck prod ailaphed by the issuer may deo from tee these hrds n the ordiwy course of es baits These funds
further meted yaw mint ncbdng mingles under the oposed TO The SOWC4•9n 6* of theCarnal lilts and main ;So at aids the pail man st• sold trepayabie tpon wur demand tolal 6 naiad in me
karma; Wen, Protection Act (SPA) mete is no guinea other obloaten of US$ AG to way
cow twit dosi-9 value
thememos she. on the LOS Cayman's Bran's boas Cactielit
• rl Che frurtal instrlann on the top end the lint of the Only %tole unit try be held in you wont I pu are Lending information
stagnant is not IBS FitinfaalSonna instal Deposits al LOS Bat USA rd each UPS AG Brach abet entitled to apt:aloe as a rend dab/tend paten or ot detaiNtl eilcemaion onthe rm. Veda) p• SOSt and
Sento canes SW accurd as dearkg tineby pnwod by SIC Money Fund shies se proteaed by SPC othanybe. tie inn w1 ether al partial ices at mate price dicloctst et, tea to yaw ChM RPM beitp Aretenril or
areigenwti not the adicated matron We Intoned See 'UPS foaled Sewn Account Rotation' be a accept an wool Onanstal by a tegiSteed &any Accorrt Auwaiml aid the General Tans at Condemns
sou of no rotat, Mn you opened this account In army. am credo you account
Open you recks92. batrmes b he Bat Weep Programs UPS Statuses% of Ciede Practices fl ab* n agfeemeat
this cat you hods and sand is re looted a 185 anti tccttures a sdedshiraggsgraga=a=
Wurioal Won aid not the drodurg broker. aid you OA maybeMIX/at ad Owes of a Monedund maybe leyermentoglealts
roust mate a report of any woe or amain to both in hatted rd thewends returned to putt you, The nwitnient obeciees and et prof le are specie to esti
Winton scant Your auto
acoxim aid may vary bowel Rea noise the inn Yof Statintenl itintaSSFOSit*S and other aSSes held n
All aCCOunt subareas shall be deemed complete rid pommy n wrong of any Kota Ott I your divisor
Further nlanbign Lout aultle sot *puts. iodating the aombni at the end of tie Amerman wit You may at
acarate d not objected to n histrg Wein 60 clays shunt or neestirwo awed; For eads account hell foe doted of Ivey paid 9Xuritef at ay tine You may
wart mutest ram and siens n tit** 01
)Cu choose one she fo berg neestmed objects
www itscariswelyiens from your f natal thisor cc by receit stavio used a ban collated ter Pat9.alian
• Please direct custard 0:mutantsa irgumat to the taw: • Pecvluce Conant :Nome Ineolenents retain; the balance cue on nem Any sennties trandened b
Cherd Ralits Dlyitlerit 201-35216990r Ionia. eating 806762-1000 generation of inome only clang the others period att lined a motet halters a
a 1500-354-9, 03. 8 00Am toe 03 1' Fd ET Moir( • Arline Qpilairopannon hvennunts inning growth the end of the statement pencil
throup nay. a nt retng to uBS hnnual UPS Irearecial Services meta reunion
The Firm is a reenter of the Saunas rweate tants of pato.' fah. than the ginelatOn of nate? • Cost basic h dettanhng the cos: tuns of the sedates
Clem Raton, Neater•int PO Box 766 Unon City NI • AreacceCOmenafen el /Kerrie and ChaTtAlreemclal
Como:wet (SPC2 WO protects mottles wools of es induded n the statement SWe nutted von the
07(07 mantweits booing both he gineraion of Mona aid
motes to to 1500000 (nada; 1250.000 for dams for rafter '1: UBS Firuntai Streceshas rebid on
call) the Sat< tap actectal tout am), Id all mows gown d prnoPal Warrant Maned from sources other than 105
• ti case of errors a WHOM LCUS an ekoomc boas f raid Swats. naidng nlarnalon Iran wed Ids
transit.' (711 bit parnmt ce us Yet data cad naroholde a prate, extanty
The fart touter swell onan II dates. has also pordups1 Oswalt risk panics or mat you may ha pivoted to your lawful Anna
threadtoos, call 806762.1000 or vote to U3SEnanCal • Consent., Sets to %wreath intim ultimo% Wh low TheFilm dots not naintedently wity Or guranteelho
.6th I bat We€havkan, N) uppiancotat vendee The rtuanum =Guy payable to
Sows hot IOCO Harbor risk aid vax lily 10 the =ant opal. Pit if ma means nay a vaidey of sty itormaen provided by sources
O70.86. Ann INWISSA Savoie all NOW cant, coax-brogue* Mi; protecion 6 SSW
melon as of Dinette tO. 2013 the amount does not generate ignif ant 410)(r*Of one Man USS ennui SerrOS
returnsal eta/nokeep p.xe with int LOCO
Cal a wee as soon as pa cart d ?whisk your • AbWrai 1A11109 to accept omen* to am:0 at it addtien Shout LOS Fivtdal Sends goodly
Wars to he poky ardour and fritatent can at he
stawnem or Wept 6 atOrg Oe d you need more updates this dormaxn as c e wetted the Fern does rat
intonation Lout atbrofcr on the mourns or ',apt
For ifunher protected for up to SI 9 mdkn n he tolerate virrinclailitym sot higher Multi
anegae for all your axotnisheU n a pointy capatay • A.996•59.9 wen; to axed hgh tilt tO;rnopal ad hgh provide away:otos ha the nf tomato %rider 'Cost
The Fen a Card now (as atOlOble)niug her Iran sou ball' a 'Iantirwl ganittv is a:actual V* die
rio tiethin 60 GPIS alter the timnilt you the fist A full may of the poky *Ordng 6 /eatable upon , 99./4" vanity 10 Wel. NO tetra our brae
of this eatenwu As such please do not rely cn this
statement on rein the ors or problemtowed Worm* ion to rule corollas' a tae eedsces. la la
- Rath. sow runt ad accow number (II art The SIC protection at fie supplemental prawn° both do Statement lleucchoklier
not Split° We may consolidate al WPM ZecOnt Statefilftili tan the mooted a otierrien Acccunb Unstated to the fen
- Deady he MO. Or the winter pu re wage abed. may reflect ginnoss nformann only forme pared of
ad eolan as deity x sou On My pu Came 4 is al • (enaranaial ants controlled Wand ji bed n rot sane a ren n the sweet...lope Ace:sturdy curetted
arrant value) but had away rem L$5finalize, Sermon he this rcnow bead they hat wren eho aim matain time they ay held a the Pim Morehinorol Hamann
error or au you need mire elan), ion Cal be added by yew FinarUal Adda
- Fronde the data arum d the swooned mix Mg coon (loth a UPS Bark UT cat at U3S AG tont nouns relaionsho rah Wu dents at the sale
Stamford brads. (d) mutate aisclas nclawg web* address this prairie 6 Moan as howelooldeg • I pi(
,ruin 040elthares of mutual ludo rage WO peels to rewire inflator noterrents mind e maw* • Untested saint/Wm who data is scalable
shays re reg awed testy n the nine 01 the aoodrt 21'n1.74.,.1 Jr-nal :e6 1:,•rral.:1545 r2 fact ales tee
SDNY_GM_00025460
CONFIDENTIAL EFTA 00136080
EFTA01277313
Important information about your statement (continued)
infoidalscanty non The tan:nondata fee hirearal - lhid paw estimated vibes may be reflected as 'Not amber of ascents at to trotendear hanksmutual Aroma at regitrad fence mats of UBS Frtarcial Services
Ion mayor may non felLa conmarona Chagasneer Need n Seneca soisom when an 'flleponfern lads of tut Ind linty
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duo to the 'utast of the warty matsof me reran companies inclerveng Mo v ea u S A rosrtheaten
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by lot tan amag all Stwasitin of that 69./e NU in our Nadel the wax or Me war Sy wit bedffirent tot - Ois zOilates also Nuketrading cooledwen din Othel
nano a n manna nano for as clans Calleave so pitchman:* conthentation from mina/ hands aid ann.:,
Norman, fs °tonna noun thrd pain and Os 'carry - 'Otartutions to dare' mai nob*? mown of cat Conalies otos, moats we dist but.?
rs rot gunmen Oche call teams may east %arch mane a both - We recast as anal fee from U3S13.mk uSA and USS
could Mat yak complete 'Norma on cod be ponied •Oortiumi fez' arestnts the gaol along pine AC Stanford Erma, ol up so 125 per axount
upon reenact prr unit and may not reeled nonfood bath syweang to to baits trek, the U3S Bra Sweep
Program
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SMCCO in pampa and acted teem me &poets:or not curette', Ogg* fa NOW 114 VBS inancial Stenzel ACM"
aid pa apana-y infusion n accordan with MC uses the mane pries of tho ofirroktod stock of the sane Infoenann rogardng conenidow ad other du get
rules nub- am woundaka for the resulded von ;Sr anortO n caveman ern the efendion ot balm nckOng
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from aims mid pity sources meal we Nave to be • In. lestinated) Mama amonyields and rant An Swanning
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rredri cc bond ad ask pnces Ire lot] WaireleS and one yea from siaemen date or awl maturity TM 'sank
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tan u S altars are relkW a the wahrgerae aof the esinute1 anoints
the Panne daft - An (Irina(' ol smalard mown.(Mannd actor tax witheldianan Astrbutions from UK financial
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been wrath° frigate prow yousen pay re made byte issuer and assanes nit arcane tar from yam tathpendlatut ern but you may
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Francial Stator statement donor wonmurky Acomall aid elect to have Ire verbOorletaanre a males.] mann as
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inestewro names Cncleing arra pmfdpation • As not held by WS Financial Smoke Conan anew Wenn t you do rot haw cno9i ncome tat
pagan aid real estate n*gfnelet tam seamed aid affilt5 at not henloyele km al not mem the Inns watn44.11ran your darioutiOnf. eau maybe resemble In
MAU:ol pro -duos ft tiflOaly hght mtl ud Chan possession or envoi Thew assets re marked on your the warners of edinxedm. You may no./ penatm iI the
structurod predict tan not ban reentered wen the statenera for Nonnatonal nipmesonty Poshims ad anoints withheld and mix estimated ta partstnis so not
Sean*, and Exann2•7 Canmann a under any state vans seamed re orosikd by the iswng limn MS equal tin Sit latelgatial
sewn" km We prow* estmaed vans for private lnenciit Seams a not resonsbb la this fawn:tern
mast:nen sews ark strayed prosiest, lot and does net gnaw* es arcs'rcy Time Waif tenet Privacy
Noma cnalpuwoors only noway is rot 9oronlood prowled by SSC or to Front suppernerrial Sat To obtain nosy of as area OWN Prery twice side
- The* values maydtffir sthstantalb from plan, Ray coverage contact you FnatitlAdusor othistouf meow at
at otich notate resentrnere season structured aimv uMrememantorry
promo mw be boula a wed and do not necessaily • Revenue dialing and additional campensation.
(*yew, the fake you Mitr Mane upri Iguklaton - in ninon to ownminens on $3144 and 12b-1 lees U3S Samna' Servos 6 not a bat The MM. Fumes
- Tied pay earnaes of vale are not a anon no reword in connecter, with the daveuton of mutual SensesMeat BSA and AMA re braerage lOaccein
and ask sysplerd to ItS imalpal Somas maniple finds toots thetaswe aknx our aria, recen vsmmM proide access to bat ng senceS and pada,'
base by an ramsonckni *nation Inn revenue Marna pionientS Wan ddebutOrS ardor though anawensints with atfilatel butt aof °thee Met
R7olc, 97recalParma Cc Spanor estimated yawl if 'orison of tea mutual funds that we tell These partybalks. and panne: ask to norms rid rntaty
any. are Stepted to tin-Formby the issuer, central avant areband as two damned antionnts rd prottiCtS tatted by unit doted thrd tarty Moans
partner or swim and may beCala-kW based on the amours 01 saksby uBS ot a partcuLt mutual knd commie through Morale! aynCy lasbnar es of utS
different nervation from that used by thfd panes to lawny to osr amts. end Id the me vat of a Frinial Services he
dome thee estimated yam pamular mama lad family% stormMAI a the Inn
- You can obtain add/Waal otcrmalen regaling the - We rid ma- WA* sew ware remand aid infestmmt. natant. adWoolyproducts
trendology used to determine the minute of von onvamprocesong lets n onfsniaton for trailer Nit IDC haired • No bait munnicee May low vain
and the dace of the nifonnacon Ohm Is the base for the agent sakes tut we monde to rhomasa funds
mann by aedaang your Anrcial Anna Time fets ganef" re pad lbw imesor awn n the reset Resonate Ortiwooni &fault %We% Servos
mutual paid ad ore atod doll? ankri basis on the Axcunt BSA. dna and ntemabatai Resource lAragaren
SDNY_GM_00025461
CONFIDENTIAL EFfik_00I36081
EFTA01277314
SUBS
UBS Financial Stokes Inc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 February 2015
ANP700581504I 0215 V1 0
POT & KETTLE, U
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement
Call your Financial Advisor or the Value of your account
ResourceLine at 800-762-1C00, on January 30 (1) on February 27(S)
account 023023679
Your assets 477 4.77
1dsit our svebsite: Your liabilities 0.00 O.00
svvw.ubscomilinancialsewices
Value of your account $4.77 $4.77
Sources of your eon wit growth
Tracking the value of your account duriag 2015
Value of your account
at year end 2014 30.00
Your nwstment return
['Wend and
4.8 4.8 interest income 34.77
Change in
market value 10.00
Value of your amount
on Fab 27. 2015 $4.77
00
Dec 2014 Ian 20:5 Feb 2015
SDNY GM 00025462
Momber SIPC ANP70004005615p41 Ne70o0206t99 00002 021S 030579743 V123679550000000 Pap 1 of 6
CONFIDENTIAL EFTA_00136082
EFTA01277315
Account name: POT Sr r.ETTLE, LLC.
UBS Business Services Account
February 2015
Friendly account name
Account number:
Your Nnandal Advisor
SCOTT STACK MANLYLE CASRIEL
212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
February 27 a) your account
4.77 • Cash and money balances may include
A Cash and money balances 100 00% Your current asset allocation available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index February 2015 Year to date
58,P 500 5.75% 2.57%
Russell 3000 5.79% 2.85%
MSC I - Europe, Australia & Far East 5.99% 6.52%
Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14%
Interest rates on February 27, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.17%
AMP 7C0(1.%)0581 5042 NP7003206I 99 03002 0215030579743 Y12.3679550030iWGhtoonsage 2 of 6
CONFIDENTIAL EFTA_00136083
EFTA01277316
Business Services Account Account name: POT & KETTLE, 1.1.0 Your /Inandal Advisor:
*UBS Friendly account narne:POTKETTLE LLC
Account number.
SCOTT STACKMAN/LYLE CASNEL
212-821-7000'800.308-3140
Change in the value of your account UBS Bank USA Business Account APY
February 2015111 Year to date (S) Interest period Ian 8 - Feb 5
Opening account value $4.77 $0.00 Opening UB5 Bank USA Business balance Ian 8 $4.77
Dividend and interest income 0.00 4.77 Closing UBS Bank USA Business balance Feb 5 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 29
Average daily balance $4.77
Dividend and interest income earned Interest earned $0.00
Annual percentage yield earned 000%
For puiposes of this statement, tactility of inkiest and ckndend income has been determined f rem a US
tag reporting perspective. Based upon the residence or the account holder, =count type, or product *we,
some Interest ancior dvidend payrnents mat not be subject to United Stan (US) arch Puerto Rico (PR)
Income tares The (tent month)/ staterneM is not Intended to be used and coma be reeled upon for tar
purposes. Clients should refer to the applicade tar reporting forms they recent Iran IRS annualy. such as Your investment objectives:
the FOtrnS 1093 and the Forms 480, fa lac reporting information it is the practice of UBS to file the
ecolcade tar reporting forms with the US internal Revenue Senate aid PR Titasury Otvanment. and in You have identified the following investment objectives for this account If you have questions
such forms acculatery dasafy dinOencl =mice interest as tau nerria or to 'are. Plea. consult your about these objectives, disagree with them, or wish to <hange them, please contact your
inderdual tax preparer. Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectNes in Important information about your statement at the end of this
felscuary 2015 01 Year to date (1) document
Prior year adjustment 0.00 4.77 Your return objective:
Current income Sr capital appreciation
Your risk profile:
Cash activity summary Primary - Moderate
Investment elig bitty censdnateon • None Selected
See Account achinfy this month foi decals Baances In your Sweep Options are Indudedin the opening and
closing balances value. FDIC insurance ap(ries only to deposits at U8S Bank USA, nOl to deposits at UBS AG.
Stanford Winch ci bank deposits prated through the UBSIntememond Depose Account proqam. SIPC
potection,applin to money mance sweep fund holdings but not barn deposits. See important Mtormaaon
about your statement on the Ica two pages of this document for cetels Your account instructions
February 2015 (3) Year to date U) • Your account cost basis default closing method is FIFO, First In, First Out.
Opening balances $4.77 $0.00
Additions
Dividend and interest income 0 CO 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025464
Ae/P7C00.305815013 NV7003705199 00d02 MIS 030579743 Yt 23679SS0000000 Page 3 of 6
CONFIDENTIAL EFTA_00136084
EFTA01277317
$UBS
Your notes
,..............6.0,0..,..”9,.v,....,66,,,,,, •a 6
CONFIDENTIAL EFT,00B6083
EFTA01277318
Business Services Account Account nanne: POT & KETTLE, RC Your financial Advisor:
*UBS February
Friendly account name: POTK ETTLE LLC
Account number.
SCOTT STACK MAN/LYLE CASSIEL
212-821-70001800-308-3140
Your assets
Some OnCes, income and current vdues Shown may be approximate. ASS *Sul. Cairn arid1055es may not
be accurately refkcled. Ste Amnonintosettaatin about your statement a the end of this cecumeM fOr
more infornAon.
Cash
Cash and money balances
Cash and money balances may whale avalgole cash balances, UBS Bant USA &pont account balances,
UBS AG Stardord Branch Cepoet account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are not
potected by StPC °BS AG Stanford Branc Adeposit sec oum balances aie not Sawed by FDIC and se not
protected by SIPC Money market sweep balances are protected by StPC but ale not insured by the FDIC.
See the rmportant information about your statement at the end of this doctrnent for details about those
Saxes.
Openng biome Closing bane Pnce per that Average bandana Interest Ogsm
Hddng on Feb I a) on Feb27 (1) on Feb 27(3) (30 period period c.tp mount (S)
UBS BANK USA BUS ACCT 477 4.77 250.000.00
Your total assets
KescenTa?? of Con EStanele0 Urre8laKI
value on Feb 27(S) your aCCOunl bats (5) annual inceme (5) gan or 1%5(5)
Cab Cult and moon balsams 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025466
AriP7030400581504SNr70037C6:99 000O2 02'5 030579743 Y173679$50000000 ►ega S of 6
CONFIDENTIAL EFTA_00136086
EFTA01277319
*UBS
Your notes
ANP7000.058, 56, 6 M.701,0205,99 MOM 030579743 Y1236, 935000MpiyGhtm2,40)* 6 01 6
End 01statement for account number 1'1 23679 S5
CONFIDENTIAL EFTA_00136087
EFTA01277320
Important information about your statement
"BS Ftaancial Scream Inc (me rim or Un Firwrocial Spices/ The kin or Cad War soil reeraigat.y0tr<011ptint ad hale on thelocks and mart of to oplabki Mr or eisearom — sou may deck. harehalrg by ding your
IS anteater al pad; security. Camarty and mums will carted any error promptly enter agent). Formal Adel.),
argot UBSF /marl Savor and UMBanI.USk ay
idiom tiikalirits of UPS AG and Ofitiares of urn Stettin Pleas make al Meths payakto to the Armor the f • Certan ourromni commo or norm% masses (09. Friendly dant name
TLC IMF nits Malcial soca it wattle won regret Miaow tylcaed m to front of this eminent h ors finned pnwshos ad prvaeplawents) tat ate nor Te*Frierek ammo name ref kat Mariam that too
The letts expaime a Ices at a to regukt =Oust fem. ariatb no, be object to mgislired max the *limes act of 1933. and encores on the Hrns online saes webste It 6a
ammo lea Marge:Ice re raiment for seams cretinism/le *noisome' chow' by you to aix Sou etch
U3S Foaled Stwws Pc purchases and chrm for umad ant' n czki axesots • Corates minas To 9. forge maim and your reacittopin n ny no b9r effect on your arum
1200 Hater litculwaY Accounts ma retool/mid to other nsautons may be prakus metal moat &LIN foxes commas and l'Cu on tame ens Freindait exam names. th ough Onlne
Weaken N107086 :Jac to a bawler fee cemfroMY WW1 antraOs Sanas or Mccotacun; thse Forcer Mesa.
This apemen reprewns me coly °tidal reaed of per UPS UN Sweep Optfint The OK protection rid the MohNrairral prune:ten do not Mowarireiow
Ethanol Serwas account Other worts. except atoll tot UBS Often °plan for Sweepw9ach bistros basces to may to these assetsthen if they otemse ropey rear • vabe of pot dawntpxteco/ has f asses and
docueiems. co maimg conlicen3 data souk not be reed balk deposits at Mark USA arid utS AG Stanford tab sumnens The WC rioters', and the sprbmen tisanes
upco If you below two 6 an ace 0•16001. plea. (Bark Sworn Pothook M." nUrket intent bid' Nom protection do not pruned again don-des n the make • ASzeb sncbdn *Mich cat baltrces wars lot
mow n surnaliately ri wring to theBralch Mawr of the FRAMs) arid the thy/national Decost Accotnt C0Alfor Yalu a yor t nents (neethee as a resat cif motet resented wicurby(tn) rid Global Wm Deposits unrealized
officeming you amount customers y% as intonational Aesthete Mougenent royal mutt baton of l timmse) mats to market ad arta, amps not held by the Fin
Amour Iva* Iht Bat Sweep Ce011anf rah barioes Dom not ockdeunpeced saufitelassets a dye en' of the
AthaJgh al f9a; tom are intended m be a<0.010. re swot .0 UM Bat USA up to an estab1shod kW and More Wornixon ft mit le Lew mum Vat may obtan prep and week surenstm Foods a Peru imestrams,
STaieNint daa Todd rot be used for tat puposes Rey then to ICS AG Stamford Brox", a a helaney Furd Depots mu* ilforrnalen *put WC. hdudrisi the 5PC Brodie. wetted sloth col ens ad metPlb le fiat options
so4e on yeSkied to Ian 0e.. Form 1099. 5498. 10415. at LOS Bak USA are FOC muted n accordaxe with FOC by commrg S$C at 202-37143300 ce by witog tie SIC • Oseekees bates CAI barmen. wading mar
owl Mn peeping /our it nom Met rth is f omeed by rules For mat itconaion p lea. out www No gar waste at remade ofil loan. redn Int shed accoum bates
Ian to ream to the PS al too) le dPetmls. re:pont/le now Deposits a UBS AG 9amfoed Branch arid *Lare5C010-ify • CX1WITO/My bgincen TOES of wan/oiled avatar:dec.:ft
Orb* clvdexls ad tar* men tamed en segintes finds rem nee f by the FOC. Diyideml Re Meurer Program OR/P)
held n your account nth proceeds on sale tranuctcns, and broncos eke WS Bat USA Moan Bala or. 1.19$ AG
the pr, rakCed 4 al aftraTe pnce you may obon the Strew' Starch depose balances and maim mart mutual
cost bansoncotan coed sperm; Through the OA. amiable to art, bias are wept to actual awe to,. your rumba Adeoor Only Mole tees I irof weep Wines. a the dose of tie statement perm/
deposit accounts a 1.85 AG Newyork Brach awl IIBSAG are rammed inlet Pt P. partial shies wil to soli and me Non mmmolity tee oval bor.:ohms am are not
Ommunicallom with Um Firm Caplan Brant These deposit atria fused by the MC c shwil bode/Q.1M in mit acmum tedwilierid seyegaed from °Ow batmen mot tee Femme use any a
• Neale reconfirm any oral OarmAle.atons es Ar6119 to Baltic., hell ate MS AG Caron Bost ate tomourily renwsmem pro bodied by the issuer may Mt. Won the
emoted toter sourer risk of theCamas Maids and these Ards n the ordMay course of ts WM, These funls
further preen your o)rrts nettling yr:folds under the market ;Ste it whch the partial than an sold teepayable Wan yov demand This total 6 incleded in onto
*writes Meta Protection Act (SPA) there is ro guarace odor ob lila of ILES AG to repay finest wad dos89 value
the bats soh k m the se5 Cymru Brats boat oasis-lieu
• el /no femme, instrlaiOn on the top eh of the from of the Only whole unit nor be Odd in you ant I you are Lending information
sumrsmi is not IBS RU00215400:45. IBS Fonda Deposes al URS Bak USA aid each UPS AG Brach nom entjed to atriame a a rewe of a Mitod awn or Foe deta.M ?donnaion on the rn'YPI40.9 y• Pais, and
5mMcaries yogi accost as dearkg broke by preacted by 9PC Moe/ Fond mats are proceaed by WC otherwiw. the FM wi ether 9c1 pariah:Cessna-Ice peke did:locum, mkt to pis Clan Walbeitp Agreemitli or
amaigement with the MOS nsttuton We throat See 1.55 Mama Seinses Account Frotedion• below. or acapt a atom deterred by a agiSteed (king Aczott Arserim1 ad the General Toms ad Cmaitons
you 04 thoroutiomfm Mn you opened Ms axone in mercy. amicred4 your account
Upon you recUe2, batrces n tie Bark Sweep Programs or US$ States/fit of Cade Wallas Jobb* n Agretkomrs
this coy Mir keds an/ Wyk its re looted MUSS and Cr-amps yexpanyir phyggpegyatSy=
Fthunoal Moon aid not the etrodum9 brae/ arid you OA may to wittatio aid Owes of a Ntney Fund maybe lairettnentobaalvim
roust mar a report of sly mix or onmsbn to both in hquidited, and therooted' returned to puke you The MVSInlen1 armies and Mt profile are 5p2CIfiC to ext.
$00.filan Your teat
scam and my vary bel•seln nem oboe the tort You summed Patna., servos and other asses held n
All account suomencs shall be deemed complete and promo n orm9 of any ;vacant donor h your Noma
Further mlamagn Lout wattle sweep *pions. mAodng the aceoum at the rod of tie statement period YCV may Mt
acarate ft not objected to n oritrg wain 60 days stuatim or itiestirym obactive; For eads acclaim had. for Mew of futy paid peones ar ay Me You may
omens merest met and MM, 6 wit** at you choose one of the fo low•s9 westinied object..,
ways ubscoresivrepyielfs Porn your Cordial Moiler re by recap seartm used a loan collared aloe Paim9.m
• Please direct customer merplants 1%11,05 athe (rows • Amigo Cuirent :None betrytnenhsteking the balance cue on Mem My pontos trantlened athe inn
Client Rota' DIgitrnrit 2014521699ot tanker. Meg 8067624000 9ntaia of /comeonly thing the summer: period ow lined a ene.94 tab* if 01
a 1300-351-99)3. 8 00AM tot 03 PM FT Malay • Arline Capca/Appsec.aoon kweenynts *aim ithomh to god of the stsment period
throuat today a n mans' to ula tows' Sews., he. Folarcial Services mots poottaim
The Fern is a Teeter of the Section ThieSIX Protection tempi rah. than Ma ginfiaron of name • Cost bait n disltantng thews: basis of the searthes
Clem RerionsCimatrrient PO Box 766 Unon Ctp NI • ItMeceConittekrem of incorre mr/CoreaMantollon induded is this to /meet. whet Mom web the
07a37 COM/OW PAO. Mot protects mina acorns of es
mantes to to 1500000 locbdin;1250.000 for dams tor mantewis teeing both the generation of MOM /10 number ' Untra Stmethas rebid on
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SamgS ht. IOW nartur 60 I bos Weehmkes N1 wpmencorai Noncom Meno/num mount payable to
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SDNY_GM_00025468
CONFIDENTIAL EFTA 00136088
EFTA01277321
Important information about your statement (CCM tinued)
ilderithiscarity lots The taniaaion data fat tdiechal - 11,k0 parry minuted wades may be refWed as 'Not suit. of =anis at the tray -dear holding mutual Arta* we reginercd same mats a SIBS Fran:fat Semites
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could antra NO Cariplete nlormwbn md be provided - • Corthf and tae* rereSsiti the dirndl 011inng pine Seardord Bench a OM 125 per aXoune
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Program
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nsestmern wafts ad salamis prodals for aid does net patentee is aCoory INV arts re net Privacy
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al vilth acreage mestrnert securty a StruCtured maw was combnorwart
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boas by an ndepentfent martial fern /Web* Mann; paptnU rom tiabutors ardor though movements Mt /frond bat ref Other Thlin
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partner a swear and may be01143W based as the annual 01 SakSby MSS ot a MitCuLT Mutual had carom*, Hough ethatsice agency lubsiaa eS of WI
Mann Nervation from that used by thyd NOV to lamas to mei:eets. aid Id the met vane of a Fnatial Sovian arc
donee thew inn-nand waren orally mom' laid fang. stormNM a the Inn
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rreholology used to determine the novae of van ontusproessong lees it oorysideiron for trailer not FDC hared • No batik gowns May lose min
and the date of the Mfonn.von thy Is the bass for the agent 1,41V1:01 That we prom* to the neual funds
than:* by oadacthg your Anoxia Adrian Veen fees genet" re pad *cm imenor aset tithe MIA Resource •Anayerent &Gaunt Susanna Winn
nvtual lid and ae a timd dollt anoum based on the Masan SSA. IrMA and namaborial Renuir lAnNerront
SDNY_GM_00025469
CONFIDENTIAL EFTA_00 1 36089
EFTA01277322
UBS
1.1B5 Financial Services Inc
299 Park Avenue
25th Root
Business Services Account
New York NY 10171.0002 March 2015
ANP70065812190315 XI Y1 0
POT & KETTLE, LLC
Account name: POT & KETTLE, LLC
Friendly account name: POWETTLE U.0
Account number:
Your Financial Advisor:
SCOTT STACK MAMLYLE CASNEL
Phone: 212-821-7000/800-308-3140
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resourceline at 800-762-1C00, on February 27 (5) on March 31(1)
account 029023679
Your assets 4.77 4.77
tesit our website: Your liabilities 0.00 0.00
www.ubs.cornifinancialservices
Value of your account 14.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 1000
Your nvestment return
Divdendard
4.8 4.8 interest income 54.77
• Chance in
market value 5O00
Value of your scoots*
on Mar 31. 2015 $4.77
00
r
Dec 2014 Feb2015 Mar 2015
SDNY GM 00025470
Member SIPC ANP7O30508658121 9 NP7000304169 CO202 01115 030570743 Y123679550100080 Pegs 1 of 6
CONFIDENTIAL EFTA_00 I 36090
EFTA01277323
Account name:
4CaUBS Business Services Account
March 2015
Friendly account name. ," "•
Account number:
Your n sandal Advisor
SCOTT STACK MANLYLE CASRIEL
212.821.70001800.3083140
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (I) your account
• Cash and money balances may include
A Cash and money balances 4.77 100.00% Your current asset allocation available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index March 2015 Year to date
S&P 500 -1.58% 0.95%
Russell 3000 -1.02% 1.80%
MSC - Europe, Australia & Far East -1.43% 5.00%
Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61%
Interest rates on March 31, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.18%
m41,70005006581220 NP70C0304I69 COM 0315 030575743 " 23619550106EIBIYGM000254/019e 2 of 6
CONFIDENTIAL EFTA 00136091
EFTA01277324
Account name: POT & KETTLE, LLC
SUBS Business Services Account Your tleandd Advisor:
Friendly account name:POTKETTLE LLC SCOTT STACKMANLYLE CASRIEL
March 2015 Account number. 212-821-7000/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
March 2015 (Si Year to date (I) Interest period Feb 6 - Mar 5
Opening account value $4.77 $0.00 Opening UB5 Bank USA Business balance Feb 6 $4.77
Dividend and interest income aoo 4.77 Closing UBS Bank USA Business balance Mar 5 $4.77
dosing account value $4.77 $4.77 Number of days in interest period 28
Average daily balance $4.77
Dividend and interest income earned Interest earned $0.00
Annual percentaoe yield earned Q00%
For purposes of INs statement, tenabity of inkiest and doidend Income has been determined lion a US
tin rep:cling penpedne. Based upon the residence of the account holder, account type, or product type,
some interest andor dvidend payments may not be subject to United States (09 ardor Puerto Pico (PR)
income tares The dent monthy statement 6 not intended to be used and carrot be nosed upon for tar
purposes. Clients should refer to the applict4e tax reporting forms they went fran te3S annualy, such as Your investment objectives:
the forms 1099 and the Forms 480, for la( reporting information It is the practice of 085 to file the
4:Klicatle la reporting forms s th the US inteml Revenue Sernat and PR Tieasury Department. and in You have identified the following investment objectives for this account If you have questions
such forms accurately classify deniends ands interest a tau ciarrot or taut* income. Plea. consult lair about these objectives, disagree with them, or wish to change them, please contact your
included' tar Orel:later. Foancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectnes in Important information about )ovi statement at the end of this
Match 2015 (Si Year to date (I) document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Your risk profikt:
Cash activity summary Primary Moderate
Investment eliglbeity consideration • None selected
See Account actsnYy this monthlot detals Barrios In your Sweep Options are Includedln the opening and
closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to (*Malts at UBS AG.
Stanford &arch or bank deposits placed throng, the 085 International Depose Account pro:yam SIPC
protection applies to money market sweep fund hodings but rot barn (*posits. See imporwar inabonabon
about your statement on the tat two pages cr this document for cetah Your account instructions
March 2015 CP Year to date (S) • Your account cost basis default closing method is AFO, First In, First Out
Opening balances $4.77 $0.00
Additions
Dividend arid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0,00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025472
mO7OOO5OO6581721 NPTOCO3O4169 00032 O31S 030579743 111 23679S5O1OOOOO Pegs 3 of 6
CONFIDENTIAL EFTA_00136092
EFTA01277325
*UBS
Your notes
.0,03....,......6.0...6..6,9,,,,,..m.0,66,,,,, •a 6
CONFIDENTIAL EFT,00B6093
EFTA01277326
Account name: POT & KETTLE, 1.1C
Business Services Account Your Financial Advisor:
*DUBS March 2015
Friendly account name: P0TK ETTLE LLC
Account number.
SCOTT STACK MANLYLE CASNEI.
212-821-70001800-308-3140
Your assets
Some prices, income and current vaues shear' may be approxinvo. as a its be. 9a as andlams may not
tie accurately reflected. Set Aportant inlosenabOn about your statement a the end [dins dxLmem for
more infornmon.
Cash
Cash and money balances
Cash and morey balances may include. avalaole cash balances, UBS Bant USA deposit account balances,
UBS AG StanSord Branch deposit account balances and money market mutual fund sweep tanees
UBS Bank USA deposit account balances are insured by the FDC vat to n applic elok limits, but are not
protected by StPC MS AG Stanford Brant h deposit account balances an not insured by FDIC and are not
protected by StiC Money market sweep balances are protected by PPC bin ale not inSurOd by the FDIC.
See the Important information about your statement at the end of this document for del ails about thou.
Sancti.
Opertng Wane. Cloyng tulaxe Pnce per share Average Dnidend IMMO Pap in
Hddng on Mar 1 (S) on Mar 31 (S) on Mar 31 (1) rato period period CApanOunl
1.85 BANK USA BUS ACCT 4.77 4.77 250.003.00
Your total assets
Ferceura?? of Cost Bbrnated UnfeffiZed
Value on Mar 31 (S) your account taus (1) annual intern, (5) gato 011055 (5)
Cash Cash and money balsams 4.77 100.00% 4.77
Total 54.77 100.00% $4.77
SDNY GM 00025474
ANP7COOS006581223NP700330416900C07 COIS 030579743 Y123679550100003 ►age S of 6
CONFIDENTIAL EFTA 00136094
EFTA01277327
*UBS
Your notes
ANP703/X001591229 N1'2003304169 00002 0315 030579743 Y123629550 10%ftyGht0002541pgje 6 of 6
End of statement for account number Y1 23679 S5
CONFIDENTIAL EFTA_00 I36095
EFTA01277328
Important information about your statement
ues Fhancial Seats Inc Cta Wm or U3S Fete Series). The Firn or Cad ether wit inectipate per Carpet ad Mace on the bodes and records of to splobb Me or enidoped —yOu may Gene fausehaln3 byding your
is a enter of al pegalsectrity. cannoday aid mans will opal any error bravely trainee agent). hying Adv60,
edurges VEGA taxa eves and Met USA ay
indirect 9A:414:sof IBS AG ad Miliaria of t8S Stoskin dime make al tied" paytio to the Furor to Inavil • Conan pernirreni contexts or noornent inert= (e9. Freak Went name
LIG thee ass Anoxia seine it eke upon owe tniken ndcaled on the bee of this Menem h addt 'maid parowships and prvaepla:ments) tot senor TM Reentry aacurn nee ref kas Warren that you
the Ann's exenvo °Meese a to regal' a:coon fat Wenn may be %bad to festered ads the Shure Act of 1933. and awed on the are online braes sem It 6a
manurree charge:Ice lie parent far saurce: custoinizabh *name chain by you to au you will
485 Rote Wets tic purchan and chap; la u-pad accents n cash accents • Commodesconk-am to g . foret emery* aid your norditipin It Km no the der on your arum
1200 Haber Peeve Accounts ma retra.UeT,d 10 olhte mesons rear be preina meta arenas/ catelng tees commas ad you on dope too FNMA/ atom runty throup One
Weave en NJ 07086 semi to a banner fee OnTrOddY ogler contracts Sews a by°swum; ye Weal Ace°r.
1h6S1aWnent rearmost* ally °tidal record of pa MS lilt Sweep Opt:dm The SIK protection ad the zipper:eel pretence do net Acme seesaw
Amnia Serwes account Other records. ace on oaf taz U85 offers aeons for sweeping cat baboon beats to wp8 to :hese assetskin if they Otter* appears • taboo/se wountetwee PM Of asset ad
doomed. convene ccolian3 des should not be red be deposes al unlade 164 endued AG %tertian] taw neon% The SFC protect, and the Appetit habilltAS
upon el you betone tenth a or ewe peso Pak Seep keen : away nuke" mural finds ewer motecan do not ;ruled awn change, n the meet • Ames Include sealiale call balsat valunlof
• on it meetly n write to thel3rach Manager of the Fret) aid the hthreana Days* Achim COAffor tam M yosr aestments Madera amnia 44 Matti rodrilod 'maltyto, ) rid GkeTme Delay unrealized
once seringyour amium customers wed a maraiona Peace Mangernent moyernint. raw bannepaY of A timity's0 mats to market aril eerie assets not held byte Frm
Account through the Bat Sweepheifers. caei balPICOS Does not nchdeurcinced saudteassets a eye end of the
Athrugh al r9ses tnc' ;maund(r' b be acne W Swept so Le$ Oat USA IS b al estab1shod Ina and More n'orrnxon s &A/Dleupon request Vat may obtan pax and one steam pooch a eat* nor wel ,.
nairent daa Toad rot be used for tap:poses Reg than to ICS AG Starred Bran& a a Matey Ford Deposes more Mermen tout SIC. hcludng the 5PC Paha uneed she colons aid fuErCii..lb le stab colons
sok* on yea.end to Ian be.. Fern 1099. 5498. 042$. at 685 Se USA are FOC inured n etagere eh FDA: by anierg SIC at 202-Th8300o by Wag tie SP( • Liabes riche d lo t balances. outslaaanct maga
01C) dun pepsin your to rem thee as is reed by culn For the Hameln pee mit we Ida gov websde at vmw SPC067 loan. credit the. Shot account bathos
Ian 10 re .on to the RS al mob le demands. re:penal. non Deposits a UOS AG Staread kande a -4 dares oThed-reg • c mummy alaxca Taal of snirvened ay/whitey:It
teak dudes ad Lea wee tamed en secures Finds ere not men by the FDC. Dirideui ILMemmntPrere OPP)
held n your :Count red proceeds on sale tranUolden, and bean. cola 485 Baa USA exit baron UPS AG
The axe oteleCid dal average pnce You may Wan the Surriced March &post balances and nXtleirMVIcg rruttul
cost beencote owned securities Through the OA. enable to ciii bins aw stet to actualeta tan your feline Adios Ceti Wok ases fad weep balances. a the dose of the statement perod
depose accounts a LIBS AG Needs Brrth and IBS AG are pactied under Cl P. partial ti res coil te son and me idon.ormnos Ey bee fen heron n yeas account as not
Cemmuniallom with the FS,n Carman erch. thesedeposes zee ria rimed by tr*FDIC cash wit be Waned n pis across the dvidind segregaed from °Ow bataxes rod re Femoral use any Of
• Pleasereconfirm a -lord Onvetne.atons n writing tO BelinCtS heLf a me 185 AG Chest Brach ay tenthowily renvestrerd pro. aipplied by the 'Sower eye. Wei the these rut n the ordiwy course of es Wens lhese lungs
further pen your net reeding yotr roe under the oposed nine Se app 6 1- of theCaynat leads, and mallet pike it Man the partial Owes en sold Lre payabie tpon ps demand The total 6 incbded ne
Wares Wen Preen Act (WA) the is no guaranteeCr other Oblceltker d LISS AG to way
newt posed dosing value
the Dane yak on the uth Calmat BraCh'S Maas Cable
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SDNY_GM_00025476
CONFIDENTIAL EFTA 00136096
EFTA01277329
Important information about your statement (confined)
Mfrichalsmaity lots We tatter« data fa Herrera - and parryestimated vales may be reflected as 'Not ~be of nou,ls at tee ironer-dear holding inutoa Account ate matted teav mats ot 1165 Madal Services
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$293.090 in pampa aid sated nttrest pre dspasttor not armor engine for patio sale URS inane« *was ASA,
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niles tuna reputed Yak* tor the rearMed suka Bor mound annechon with the ertention ol wades nobadrad
purpose of toszNexemona To the omen Ma option transactons has been maeled on the w:tons
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- shed pray esimaes of vane are as of a ran dae noted en onneace with the datraulon of meta Silede Accost BSA and ANA it bect«age accounts
aid are stsplud so l s Masai knouts on a regi finds toots deeds we aura ow allae redeye tiodi made access to bat no sehces and produas
box by an Winn:Sent saltation Urn renote ~in; aapenu from asubutors and« drough annoys/welts with affeueed bats aid other Tad
Isuer, 90no4P~Oo‘reASOr Sowed yahn if adeson of the mete lath fi at we soh two patty basks and provides awls to Men aid «ruly
am. are stcpted to te Fm by the °Stier, general amounts arebased on two different andeorents fJ prooknts isked by wolf elated thrd {arty even,
partner ia *war and may be °Waled Axed en Ilk maul, ol savby ken ot a partCuW nual had ConWnef tirOug1rivande Nancy sonata es of utS
diefaet ntomation from that uxd by thtd paths to lanai to ow' dierns. and Id the aiset Yam of a Marla Smears tic
do/WeTor estinawd yam pattailr (rum' fund lanais ShirOt Nil X II. I Ito
- You can obtain addnena eternal«, raga-ding the - We and ar *Are and recehe retteeng aid teegnen. nstaraniw. and annuity produce
~logy used to determine the emote of vale ormthsprocesseng lets n consideration for tune« Hot MC haired • No bat* 9.,3f301~ May Bos vale
and de dace of the Moirnaton thy is the base foe ea agent sakes mat we proud. to asen rual funds
tine by antadiig your Pnaidal Adrisor lees lets genitiaN at pad lam imitator mots is the FOAA RSOLICeMx,agoreni now" Business Wine
etbal hand ad ae a tied done- nu« bawl on the 4:coant BSA. iffna and ntemaienal Redoes« ~geared
SDNY_GM_00025477
CONFIDENTIAL EFTA 00136097
EFTA01277330
*UBS
U8S Financial Services Inc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 April 2015
ANP70057790270415 Y1 0
Account name POT & KETTLE, LLC
Friendly account • E LIC
Account numbe
Your Numb:lel Advisor.
SCOTT STACK MANLYLE CASRIEL
None: 212-821-7000/800-308-3140
Questions about your statemeal
Call your Financial Advisor or the Value of your account
Resourcetine at 800-762-1C00, on March 31 (1) on April 30 (1)
account 029323679
Your assets 4 77 4.77
Visit our website: Your liabilities aoo 0.00
www.ubs.corntlinancialservices
Value of your account $4.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 10.00
Your nvestment return
Dividend anti
.1 8 48 interest income 54.77
Chive in
market value 50.00
Value of your account
on Apr 30, 2015 54.77
00
r
Dec 2014 Ms 2015 Apr 2015
SDNY GM 00025478
M•mber SIPC ANP7000005779027 NP7000191601 00002 0415 030579743 9123679550000000 Page 1 of 6
CONFIDENTIAL EFTA_00136098
EFTA01277331
SUBS Business Services Account
April 201E.
Account name:
Friendly account name.
Account number:
E7LE, -LC
'
Your Ii Randal Advisor.
SCOTT STACK MANLYLE CASRIEL
212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30 a) your account
4.77 • Cash and motif.), balances may include
A Cash and money balances 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.C0 0.00% account balances. VBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Important
informal sn about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 54.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index April 2015 Year to date
S&P 500 0.96% 1.92%
Russell 3000 0.45% 2.26%
MSC I - Europe, Australia & Far East 4.16% 9.37%
Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24%
Interest rates on April 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
ANP70003005779028NP7003191601 00C02 0415 030579743 Y12367955003apteGm000254111,0 2 of 6
CONFIDENTIAL EFTA_00136099
EFTA01277332
Account name: POT & KETTLE, LK Your Financial Advisor:
SUBS Business Services Account
I2C1r-
F tie nd ly a ccou nt n
Account number.
TE TT SCOTT STACK MANLYLE CASRIEL
212-821-70001800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
April 2015 (1) Year to date (I) Interest period Mar 6 - Apr 7
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Mar 6 $4.77
Dividend and interest income 0.00 4.77 Closing UBS Bank USA Business balance Apr 7 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 33
Average daily balance $4.77
Dividend and interest income earned Interest earned $0.00
Annual percentage yield earned 000%
Fe. purposes of His statement, taxability of Inkiest and dniclen0 income has been determined from a US
in rep:cling perspective. Based upon the residence of the ancowl holder, account two, or product two,
some Interest ardor dvidend payments meg not be subject to United States (UA ardor Puerto Rico (PR)
income tares. The clent monthly statement is not intended to be used and camol be tried upon fce tat
praxes. Clients should refer to the applicable tat reporting forms they receive Iran UBS amualy, such as
Your investment objectives:
the Forms 1099 and the Fans 483, fce tat reporting information_ n is the practice of UISS to file the
applicable lac repelling fOrrnS with the US Mterni Revenik ServiCe and PR Treasury Department and in You have identified the following investment objectives for this account if you have questions
such farm accurately Pally derdends ardor Interest as tar exerrpt or !arable income. Please consult your about these objectives, disagree with them, or wish to change them, please contact your
Indslclual tat prepare,. Financial Advisor or Branch Manager. Youcan find a fun description of the alternative
investment objectives in Important information about your statement at the end of this
April 2015 (1) Year to date CP
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Your risk profile:
Cash activity summary Primary - Moderate
investment debit/ consideration - None selected
See Account nctUity this mouth for details mance: in your Sweep Options are Includedln the opening and
closing balances lake. FDIC insurance appies only to deposits at UBS Bank USA, rot todepoets at ups A6
SlaTa0K1 &arch or bank deposits piatedthrougs the UBS inlematOnd Deposit Account rtOgarn. SIPC
protection applies to money market sweep fund hddings but not bank &posits. SteIrOpOltirA lot001000A
4410ot your statement on the at two pages of this document for details. Your account instructions
April 2015 (2) Year to date ft) • Your account cost basis default closing method is FIFO, First In, Ara Out
Opening balances $4.77 $0.00
Additions
Dividend aid interest income aoo 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025480
AMP7C003005779079 N97003191601 00002 0415 030579743 vt 23679%0000000 Pegs 3 of 6
CONFIDENTIAL EFTA_00136100
EFTA01277333
*UBS
Yournotes
CONFIDENTIAL EFT,00136101
EFTA01277334
Business Services Account Account name: POT & kETTLE, Your Pinand/I Advisor:
*UBS April 201r_
friendly account nartin TA TT
Account number.
SCOTT STACKMANILYIE CASRlEL
212-821-70001800-30&3140
Your assets
Scene ilnes, income and current yeuti shown may be EppfoxItetalt. ASS teak gtertS aid tosses ma/ ma
be eccufalely refleciel. see knporumin/wine:on about your uatemert a We endos ths etcamera fot
more infornanon.
Cash
Cash and money balances
Cash and money balances may include ayalaile cash balances, UBS Bank USA CI:O9t account balances,
UBS AG Stanford Branch &pow account beances and money market mutual fund sweep balances.
UBS Bank USA idepcnit account balances are insured by the FOC villein appetite limits, but are not
protected by SAC u85 AG Stanford Branchdeposit account balances .e not tuned ty FDIC and se not
protected by SIFC Miley craws sweep batances are protected by SAC but are not innured by the FDIC.
See the important information about your statement at the end of this document for detain about those
balances.
Doering bdance Cloung tulaxe en et Pef thare Awiage Dtridencl Interest Days
Hddng on Apr 1 (1) on Apt 30 (1) on Apr 30 (I) rate period period Cepan:will (I)
U65 SANK USA BUS ACCT 4.77 4.77 250.000.00
Your total assets
Percentao of Con ESbmcited ~Stied
Yeue on Ape 30 (5) your arCCOunl basa (1) annual inccfre (f) pan or losS (S)
Cash Cash and money balances 4.77 100.00% 4.77
Total 54.77 100.00% 54.77
SDNY GM 00025482
ANP70003005779031 NP700319I601 00032 041S 030579743 Y1236795500003C0 Page 5 of 6
CONFIDENTIAL EFTA_00136102
EFTA01277335
*DUBS
Your notes
ANP70000005779032 NP7000191601 00002 0415 030579743 vl 23679550 009fejliy_GM 000254 6 of 6
End of statement for account number Y1 23679 SS
CONFIDENTIAL EFTA_00136103
EFTA01277336
Important information about your statement
1.1135 FP/nark:Pia Inc (to Fim or UnFirwrocial am/ The kin or Cad War wit raga* yOtr C011ptint a+1 holds on the books and war of tie aplabia Eva or ercekom — sou nay deck. househrlig by ding your
b a mentor of al parr al security. Cournory and rums MII roc any err prartly trader agent) Fermat Adarr
edueges l$stflmcal recces and UM Bank USA are
Siva cubaira of IBS AG and Oran of LOS Sooska Pleranake al dabs payatto to the Arena to rata:it • Conan aturani contra" or noon amt nteast (09. Friendly dant name
U.0 lhe f m's Maur Prat it ratable upon recur masa Mated en he front of the Payment h art or Imbed parowships and prvaeplawents) tat are net Tearrenly account nostril's-is Marro, that au
The htn mere* 01Imes re a to regur Wout feet Woura may be mbal to regisivred aro the SKUrexs Act of 1933. and turd on the Hens cane maces waste It e a
amuse. Mu charges Ice re pausal to wow. customizable *wane thaw by you to rata you tech
U3S Rural WPM he Duran; andclaw; for Ina worts es or), =mots • Corms:dims antral to 9 . forma enthary* ad your ruccdremmg it fa no irgt fed as pour arum
1200 Haber Braid AccoureS ma are tranterred le other atstrtons rear be prammetal antocts). mcLaclkm tries commas and You on Osage sou* Frenday wan nava burgh Oahe
thcon)okat If '07086 Irma to a barer fee lienToria OPIKO convicts Sevres a Ty eroding his &taxer Ararat
The starnem ropresashe onMoOral rear of bourn L185 Warp Optbns The SIX mower ad de bapplerronui protecton do not Amman warm
Financial Services account Other records. except ofloaltac UBS Offers opals for smear cat balances. btaxesto are to these assets ern ti toy OlevartSe appear w arxr • Vat of pour fttounrafroa tie‘ 0135SetS and
documents. combing car tag data should not be .Wed bat &posts at uBS Bat USA rated AG Pandora dam surnents The WC protean, and the arrow habillleS
upon If you bar tar is a act *Magi. awe (Bat Saw hograt wry mrket mar' fad' Nora prate:ton do not ;ruled flans* dare" n the mate • Asia Included sealSole cam balaCel van, la
Par, b serradiasear n lamb to teBrach frampir of the Pais) arid the trataltional Depose Actor (0Alfor ear of 'cos Mestmentsercher as a result of mint resented away(m) ad Gkbaf Tiro Deposits unrealized
Woe sang you aorium cram won a international desorce Managernent moorrent. rzuvr badaptcYor 016kAPFP) mats to market aril ratan assets not held byte Men
Acwuni llucv9h the Bat Sweep Cr011artif. rath betimes Does not mcbdeunpnced audtelassets a the enf of the
Athccgh al no tow" arewvwndedb be ar.rate. re swept to 18$ Bat USA up to an ratted LW ad More Morton s arta le peen mum Vat may obtan maw andtrent statement pooch a Prate haimullt
STaehint (taa Todd rot be used for to Nooses 49 that to 125 IC Stamford Band, a a Matey Furd Deposes ewe ilforreren stout SIC, iMudegi the $K Sericite wowed Pot totters and mochale sto4 oplom
soar on 'emend tar zany Ge.. Form 1099. 5498. I 041S. at WS Bak USA are FOC muted n accordance WO IDC bycanary Sec at 202.37143300ce by voium tie SK • harms erodes cam Draw. crstadirgimma
ex) then peeping sour to arum therm ism:pia by rules For war idcommon p awe out twar be ay mlwle al rmW SVC OM loan. area Inethert accoum babas
lar to fern tote BS al to le rulers. reponale none Deprave% AG 9amford Branch ad tares of Money • CaNinonty bi.wcel Toes of wan/tiled salable cat.
table dvdtmds ad wade men earned on securities Furs rem nsureff by the FDC. Divider It Invernent Program OW)
held n your account net proceeds on sae tranuctors, red bianon. oM. U3S Bat USA depose baron 1.18$ AG
the Coy Pared 6 as aflame pace You nia °bon the Stated Stanch depose balances and maim mar mutual
cost 6m/sonorb raped %edam Through the On warble to cab War are swept to actual pee /ran your Firma Armor Car stole are' rum sweep bakes a the dose of the 0.310.0.0.1 pad
deposit accounts a U3S AG Newyork Bradi ad US$/4 are pecismed infers P. partialshares wiz to soli as tie Non armed Ey kw aro Dana h yak am are not
Communications with the Firm Caplan Brat These deposes a net nwed by the MC cash ml be deposal ei you arra lie dwilind smutted from oat braces arid tee Fommay use any of
• Ple.sereccohrm any oral 0:ennAlCatons nwmngt0 Banos bra a me MS AG Canna Brach ace towerily rernesInere prCe tippled by the Issuer may dote ton tto
oposed to The SOWeer Ot of theChina finds and these fords n the orrery course of as turas Mese funds
furor prowl your r4tc nclarg you* rats under the ', Wet ;rite a fads the par tees are sold Ire f3.1551610 upon demand Oa total 6 inthded in no
*area Wear Perron Act (SPAS ter is rho guinea oche eo lata of 185 AG b Way
thebalm Mika the 185 Carats Bras boas arrant par dos rg value
Gat Milieu
• rf the friar insert/Jon on the top eh of the lrem of this Caly etole ants my be hold in sou now I sou are Lindh(' infermation
suiernmi is not LIIS Finned SenCer, LalS Ferrol Deposes at URS Bat USA ar each UPS AG Batch aerai entail to aortal at a" a mato* a &Mend print or rot detad olonnamon on te F et VIWOV) aka and
Sakes caries you accour a dearirg broke by prrected by SIC Wile/ Fund lies re proceaed by WC othwthe. to Firm MI ether tel pralines, maw mice do:Laken Mato pis Cleat MO, beitp Areerhini or
atergenwil oath the rad nntuon We Wormed See 'CBS Finamal Sewn Acccunt FroteMon" below. a ram an am detellitad by a negiStered deny AISOLIIIA0.N.11MI aid the Genera TOWS ad Condrtons
sou 64 ihnretetionthio Mn you opened thrown in agacy. and cede you account US$ Starlet of Cur Maces arab* n Aretwars
this car Sr tech or care as re looted a IBS Upon veil reale,. bermes a tie Bak Saw Programs or
DA mar be Warm. ad net of a Mow Fad maybe and CrOxatres a xdp;I:
Fianoal Senna aid not the urodurn9 beret ad you Irmatat °Nerved
must mate a report of my Ma or omeslon k both in igurdat and theproceeds returned to atur your The n0.51/110.11 cavorts apart prof ib are speck to ea:b
$4.02itot XCOutl Your auras
arm ad nay vary beam neat tree the Inn YOSStatentril tilaZeiSenriteS and other asses held n
All account suppliants shall be deemed complete ad promptY n suing of any Knie.ant dare in your War
Furter mionnton Soil radar strop optom. vidaing the 4o:owl/Ad* ad of the swat period 0.v may s
acarate if net objected to n Antra wachn 60 clays stria or restfrom arca; For eads aura hell for decirmy of luty paid wars at any we You may
caw mast rases and peas. 6 aritalre you choose one of the roaring neestral (Drafts
www ubscarrlsweryirs from your Formal Mvilor or by recta secatim used a bat collated *a Wag at
• Please direct currier onalants rearms the /m0. • forroloco Cu iroongorne 10.010.10111s•oini the bate ale On ternAny pronto% tranderd b them
Client Retains Drama X 201.352.1699ot toiler car 806702-1000 gnats on of :tom eonly duty the Pawners period an Ira a malt roam of
a 1300-34-9,03. 8 00AM to 6 03 P fd ET radar • Ache* Caperaweroon kardnuntmear 9romh the eon of the sutra par
thwart /Mg. a n rang to IBS Fonsaal Served tic. U85 Felentist Services meta protection
The Fern icarnerrter of the Securers Tame Protrion sancta rah. than IN ginalatOn of name • Cott basic n detethng the cos: basis of the rarities
Clem Relation' Dimaaront PO Box 766 Unon City NI • prockceCombatoon of income sod Ceptsi*Macs°off induded n the statement. rat tasted web the
07837 Gomorra (SRO. WO protects roma wows of
wars us to 1500000 (Wan; 1250.000 Ise darns For mans cons took am both die aeration of room ed number ' UBS arta Strweshas coed on
cat) Me WC rata yaw tonef *Of lo was 9rohoh f bencial aterrution Maned from sources other than UllS
• h case of errors a emeACinS *cut 41.80'06o tors Femur Saws. ndadng nfounton Iran arsr IT
transfer 0711 bid papa co U3Svcae dark cad tr world n a pallor Casaly
The Ferri loathe can onan Al Paw ha also pitchOW.1 Cana risk walla or tat you may kite provided to your Mari Maw
trahadoms, call 806762.1000 a nue to LOS Fflancal • Consaate Seeks to manor trim cermet ah low the Finn does not reanderoir may Or guaranteetie
Woos ht. 1000 Harbor Ba .6s. I bat vie€te.Ms. a stimanentac arra The prawn mart payable to
all NOW car coliatalrundorta protecion 6 550) risk aid cola lity to he acorn writ eon fl ha mom annoy a airy of ay itormoon provided by sources
07086. Ann tawil3s4 setwes the amount does not 9inerst*Ordant tarot ratan IBS F racial SOUPS
milker as of Dt0Ernbe tO. 2013
,Rums mancekeep axe won arc°
Cal cortex soon as poop d rata tor • A113440.2 0.11105 10 YEW some rrh to Oral end it adder Shou9h LOS Fnandairriae away
stawnem or recem 6 morg aria) need more Saws tote poky a:edition" and Imutom cat at to
Fen auntie' (Wooed fa' up $19 milks n tie tolerate sorrarr My a soak hiaher rains updates tr roma:4 as t e wood tie rim dots roc
Mona" rout athrofor on the swam or ream moil& any roam to tie Ptomain rider 'Cost
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0.5 530.1" tr0.1 60 days alter to f rm sent you the fist of this barn AS such please do not ray cn his
stamen on tar the race or problem arra Walntbn to nuke cahoot a re deducts Ice tar
- Froar sow nine ad actor number rib The SIC molar ad to supplemental prawn both do katantntliceschokling"
not SPIV° We may OnSOldate al RUM Arun 0.3t0.71t0.5 MTh the purposes a were* ant barred to the fen
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red titan as dealy a yr On way you Caw 4 is a • C awl Maar teas controlled MOPS Mined hypu saw airs n he swam...lope ACootresrrny Derehted
now who) but held away from util$Finalizial Sawn fa min arrow boar /ohmha awn mho cup .tartan tiny they re held a the Fnn Morehimonol flimflam
error or ray sou need curt nlanufon ca be added by par FINNS AdAkir
- Ftoride the dollar amount ce he stnpaced (.9 anal (kat aUBSBar reach att.% AG ant mount relaionshr tab ator dents al the sarre
Stamford branch. OP mutate modals note:mg amble address The peace a known as ihowelsoldrg • t you
arra la ad Minns of mutual finch Acre 14135 vale to metha indOitual roams mad is site • Unteareadalrearbstes tam data 6 ac3iible
Shan a re9 awed ay el die neater Una Era OVmatied areal zed 3-2 caroimel fro
SDNYGM00025484
CONFIDENTIAL EFTA 00136)04
EFTA01277337
Important information about your statement (con tinned)
Mindialseatity Ices The tamation data la intlindial - thed parry estimated vibesmap be reflected as Mot nine. of ascents at the troker-dear hotting mutual Accourn ay manned since mats of UBS Runnel Serrates
Ian mayor may not reflect COninkdraln, chages nap priced' n moral MAC.% *bin an 'IlleptrikrIt (tads of inat Inc
security torawitiattan ,ems Diatend and other valuaran hen has rot typed a6 wale to asygn - m akluon to matinascnS reamed n ornection web
remeornent lots and mom* perchne lot at rah vaNt when we ammo aral that a rniOnil wort has the Sat or darbuton of arnury mar= ad wiz Yea Stung, it a regiebirod "wife ma& ol visa
ombnid!odic*, one award lhe • lrade dae* occared that my oll a preniusly mooned valie roo matt etc Inn unit to as dent we aid cr our nwrithonal U3S Wa Sagnabre creed cards and l65 Wa
mars presents the origmal amain , traledate ClUelen. a rot:nava)? mon te hghly necattatee aftAare mem femme *tang Carpernatico Men debit cads re eased byMSBat USA neh mimmon from
duo to to rutin> of the party Mrryol me romance °roam,: uicinwritna the v ea u S A noarporated
• Callable mattes Bonds and predated stork that the - When Muer an Ana general patvw a sponsor reuity contacts atilms of the Manna cornsann
isnar calt for eatyrtderpbonwil beselected rrpatiaty (*mated eaue nor atria-pony estimated vane is Of 500111055 01 the UM nvieSTMell MOS tv? 061ltute UBS Financial Bermes Inc Rev 201601
by lot tan snag a smites of that 6m Mkt n out prowled the4mo( the parRy wit Middleton from - Ott attires also re:Metrading COMMtni5d14 Other
nate an firmwe na••• for our dents Calleave rot podisse ono cormentation from mutual hobs aid mane
'nfcmuttn is Wanedtom 'bed palm and Os acing - to date' may nerds rem of M.O. CoriTtnies whine moats we distbut
6 not gunned Otte Call tames nay cost Math mane a both - We trek. al anus fee fran LEG Balk uSA anf UBS
could ilea mil complete Mama kin smitegoaded • 00902dunn see' 'Memo the nentollning prce AC Stanford crawl of up to 125 per a:Count
open noes parch rd may not reflect pt.. coo bath sraosing to to bait% cod. the 18$ Bat Sweep
Program
• Corecolo. of dep.:B(0s) CDs ale MC mired opt • ItipsbiCted securities Restricted secumes pi:meaty it
1293.CCO n pampa and rated ntatea pa deponor not aventtyttgble for p.101c sale IRS I naxial Strwizel ASA,
aid poi deposnory n accord-via with SDK uses the meta priceof the inentrides1 sled of the sane Momenta regardng commit:en rid ode.- throes
nilts mar a almondwhat/ the Panted Pods bin lased ri anneaon wit the venation ot vases it s
auninsis of rissuaexenronty To the mein dm a bon rassactons has been ncialed co confirm:tons
• pvwv.k,e FrKeSdeptrAd fa WOW, an1other repeated simian mobilo* tot sale. IMPS.e peeked twos* InnMel to you. and wail be pentided to you
produces nar be higher ce bloc, thr oat pro inn you nay be suentantlrey less min the named whet shows pimp* on Minn
ereu quay receive in the maker PCPS are obtaned
from vainus mid narymom Midi we beim to be • In lotairlistad) scan, convityitilds and met An Short selling
Maki. but we do not garalteo eel' a:curacy tstinate 01 /Mud none is based on curers viMind it sou ay engaged in tort 'tang nosily you may ens a
- Wo nay too To doing prize Aron aeatabko cr the and interim ran, ssonirg tho ismities will be held lot chasteduet cenan batwing costs for that PalKIILV
man 01 the bid aid ask paces to Iced WIMPS rod one yet from staement date or vita ITUturity This 9iargy
*puns in my bd pramI or OTC saves estimate is onht a potent accuracy and ontnued
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valuta mocha a them, roam sits we °tared - H tatted arnual intone aid amen rats for anal 'Molina Open or i montilicancelled • ordersthat NOV not
aidIna! nos ref sal an acing matt price or nakt :peso, sethrites could nark a rotten of pecapa or aeoated by the stamen, date. open buy ad Sell Step
- Cmain bosuns may £pea valCut a prate ard roll canal gardnench case the tit none LTC airrffit ceders ere taxed by the amount of di/do dssr (gess co
show 'vice was not wattle' if we are salable to yeld)would be overawed • vatedindsor 'angles date want 'lauded othenviy•
obtan a prce for a security - Eannted anus OCOme rid curses yield and the by you You at rimonsble or orders that re executed doe
- Deposes a Searles denannand n wimps other actua Mom and yen night be lowm-o• hgher thth to sour fanse to cancel crating open ceders
tan U S dollars ere rel knee a the enturger4e as of the ranted moms
the Matiennt date - An eranute of atualged norm.(dvidend andor Tax witholditg an farbution. fawn Mt Pinanoal
- For detail senates nadeg tin010-0:tholltng merest) thened by the corm makervalidatewar Simian IRAs
eler0MrettriS. rinCe and quality (face masse) may hae balme ts lased on the last theaand or merest Federal lac Law tenures MS intent Services to withhold
boon wpm:sotto fade-me prove wear parent made by the inner and estates the acme in from sor taubla dos dionbat pens W t you may
To obtain once: qatrems. Wien salable. coma yos sewnMidmost roll be held fa one vat from the *a oat to have icce. Ise withholi or instead. you may
Friarnal ktecor stamen dale or midmurky Anoxia/ aid elect to haw la wittild a arm tu n a lead anown
contained yet ae not Guadreett you choose Vat Mann wit feinain in elSect untiltvolod
• Meals leetestnuMe aM itruaurod products. Oman by you You may creek* your election a a-ryilno by m.trt
Mostma seaman Calcining direct pasinpaion • Asset not hold Irf MS financial Sentient Conan anew eleven If you do not hay conch mono tar
pavan rod realestate n*Stfneell Utict SECUTIttg and WPM are not held byte km and not wimp the Inn; watnekt from yOUT dattulliOnS. you maybe reiscosbie for
stunned veduaS at MIS., hGhly ilhOM (elan pOSsefieel or envoi These assets at coployed m y ter the payrnero of eartMed lay You may not penstes if the
muctaed vett 11.1.* 110t been regriaed who the stamen' for inonnational Imposes one Positions as monis withheld and yes estimated tat pa/minis se not
keanAk. and etar94 Canmston a under any stare tram presented re posited by the i39.091km equal tO you. tacobliptir
securtres Lam We mode estmaed valets fa Ovate manna Swaim a not reponsble tor this aformait
(hemmers mimes aid matt, prolog for and does net 9.kvaste ins aCQOXy These assets Zeno, Privasy
rrformgcnalpuroancoly AcanCY a no19untleed prowled by SVC ate Fent supplemental SaC To atm a copy of me anent Cam Preay Wit pima
- ihrei vatses maydrffer sthstantially from axes if any coverage sonnet you- F nate, Admor °envoy more a
a .110 neleage mestrnert stoutly ce structured yo.vw corngnonotry
product mai be Imo a sold and do not nevotaily • terimus Sating and addkionalcompensalket
repeat the vale you any record upn Imadaton - m additno to cerninissoM on tales aid 12b.1 lees WSanoxia SOViZOI 6 not abat The WA. Emmen
- lhrd pay eshinses of vaia are as of a Gnarl no reeved n connecto with thedettuton of mutual Senices Aa&a BSA ail inath aelatcheram awns
rod ae imphird lo UBS lanai Mom °nervyLir finds to our clientswe aids our *Are re0Nee Muth pored' access to bong sewn arslprcdnts
bans by an rulmencaent relation fern Meale ifiareg pa/luau from darbutors andor ttrough nape ants who *Mated balks avl MAI( Maid.
111utr, Sentra'Prow er SIX•ISOr atma.d WSn if ' ,idiom of the mutual funds that we sell Those party balks. and provides accts to limn aid soapy
my. ate stapled to thermby the ont, general moans are based an two ditharent arrporents prodects imed by unaffiliated tied party imranCe
pawn a iprmor and may be Mastered based en it* moan of saksby 165 of a paitcuLa mutual hand compaim through emistce agency subslaa es of utS
Ober* inormabon from that usedby0nd banns to limey to owclients. ad Id the me sae of a fnanon Senion roc
dente ther estrum:44M; pamar maws Mod fangs shares to to die Ina
- You cal obtain adliosna Mammon regaling the - We aid cur ant* also mane retnseeng and megmtit. morn. and &misty products
rreholology used to dement the mina, of vane onntusprocesung leas in °mammon for transfer Nat FOC Emma • no bane 9AMIIICH May lose Ma
and the dace of the hfonnaon that Is Ow bat for the amino sakes mat we poobidt to rho nrual funds
enema. by aedactng sour Fraidi Aditor PM* lets spew" re pad irom immnor men is the RMA tranceKnower° Account Business Setv415
moral Itnd and ae anted doll? mom basin on the ACCOall BSA. Mais and ritemabonal Rentrce lAmagerrent
SDNY_GM_00025485
CONFIDENTIAL EFTA_00136105
EFTA01277338
*UBS
UBS Financial Services tic
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 May 2015
ANP7005676263 0515 Y1 0
POT & KETTLE, LL(
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Your Anancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resovrcetine at 800-762-1C00, on April 30 ID on May 29(S)
account 029023679
Your aSSelS 4 77 4.77
VIsItour websIte: Your liabilities O.OO O.00
www.ubstomlfinancialservices
Value of your account 14.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
S at year end 2014 1000
Your elvestment
Diwlend and
t.8 48 interest income 54,77
• 0 Change in
market value 5O.00
Value of your account
on May 29, 2015 14.77
00
r
Dec 2014 Art 20I 5 May 2015
SDNY GM 00025486
Member SIPC NP7000.1005676263 NP7000191655 00002 C515 030579743 VI 23679550 000000 Page 1 of 6
CONFIDENTIAL EFTA_00136106
EFTA01277339
SUBS Business Services Account
May 201 E
Account name: P
Friendly account name:ly:'
Account number:
F - TLC
I LC
Your K Randal Advisor-
SCOTT STACK MANLYLE CASRIEL
212.82I•7000/ 800-308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
May 29181 your XCOUnt
, Cash and money balances may include
A Cash and away balances 4,77 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances• VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index May 2015 Year to date
S&P 500 1.29% 3.23%
Russell 3000 1.38% 3.68%
MSC I - Europe, Australia & Far East -0.40% 8.93%
Barclays Capital U.S. Aggregate Bond Index -0.24% 1.00%
Interest rates on May 29, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
ANP70003005676264 NP700319I 655 00032 030579743 Y123679550 COapiy_Gm_000254frige 2 of 6
CONFIDENTIAL EFTA_00136107
EFTA01277340
Business Services Account Account name: POT & KETTLE, LLC Your ft medal Advisor:
UBS May 2015
Friendly account narner
Account number.
SCOTT STACKMANSLYLE CASRIEL
212-821-7000'800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
May2015 (S) Year to date IS) Interest period Apr 8 - May 6
Opening account value 14.77 $0.00 Opening UBS Bank USA Business balance Aix 8 $4.77
Dividend and interest income aoo 4.77 Closing UBS Bank USA Business balance May 6 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 29
Average daily balance $4.77
Dividend and interest income earned Interest earned $0.00
Annual percentage yield earned 0.00%
For purposes of INs statement, to tabity of interest and ckadend income has been determined Item a US
tar rep:ding per-wine. Based upon the residence of the account holder, =count type, or product type,
some iraerest ancror dvidend payrnents may not be subject to United States (US) ander Puerto Rico (PR)
Income tares The dent month) etaternem is rot Intended to to used and radio: be reseal upon for tar
purposes. Clients should refe, to the applicide tar reporting forms they receive from IRS annualy, such as Your investment objectives:
the Forms 1099 and the Forms 480, for tart reporting information it is the practice of UBS to file the
You have identified the following investment objectives for this account If you have questions
43plicaUe la reporting forms with the US internal Revenue Sery(t aid PR Treasury Depanrrent. and in
such fount accurately classify dimends ad a interest as tar eierrpt or to able income. Plea. consult your about these objectives, disagree with them, or wish to change them, please contact your
incl./dual tar PreCialet Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statementat the end of this
may zo CS I Year to date (S)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Your risk profile:
Cash activity summary Primary Moderate
Investment eligibeity consideration None selected
See Account eamty the month for detSlt Seances In your Sweep Options are Indudedln Me evening and
closing balances value. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AO.
Stanrold Damn or bank deposits placed through the OBS International Depose Account pvciqam. SIPC
protection applies to money market sweep fund headings but rot bare eeposits. See important inSormahon
about your systemerit On the Ito two pages of this document for details. Your account instructions
May 2015 (1) Year to date (S) • Your acooun. method is FIFO, First In, First Out.
Opening balances $4.77 $0.00
Additions
Dividend arid interest income 0 00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SONY GM 00025488
m*70003005676265 NV7003191655 000O2 OSIS 0305797437123679%0003000 Peg* 3 of 6
CONFIDENTIAL EFTA_001361D8
EFTA01277341
*UBS
Yournotes
CONFIDENTIAL EFT,00135109
EFTA01277342
SUBS Business Services Account Account name: POT & KETTLE, LLC Your Pleandal Advisor
Friendly account name: P0TK ETTLE LLC SCOTT STACKMANLYLE CASRIEL
May 2015 Account number. 212-821-70001800-308-3140
Your assets
Some potes, income and (orient vaueS Shona may be eppfOxitnrSe. AS a teak gal ns didlosses ma/ mil
be Eccutalely reflected. Set rmporwa inlosnebon about your statement a the end of ths clacutneM fOt
mote infornalon.
Cash
Cash and money balances
Cash and matey barites may Ind ale avalaile cash balances, UBS Bank USA depolt account balances,
UBS AG Stanford Branch &pout account balances and money matret mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat n relicEde limits, but are not
protected by Satf UBS AG Stanford Branchdeposit account balances are not insured by FDIC aid re not
protected by WC Miley matket sweepbalances are protected by StPC but are rit insured by the FDC.
See the important information about your statement at the endof this document for detaik about those
balances.
Openng [dance Closing Mine fore per :here Axia3e Dividend:Merest Ø in
Hddng en Ms/ 1 (S) on May 29 (S) on May 20 (f) rate period period Cep anounl (I)
1,85 BANK USA BUS ACCT 4.77 4.77 250.000.00
Your total assets
Percentage Con ESlinWed Unrealized
Value on May 29 (S) your ac count tasts (5) annual Inc~ (f) dan Or KM (5)
Cash Cash end money balances 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025490
ANP7C003005676267 NP7000191655 00(102 0515 030579743 Y12367955000C00D Page S of 6
CONFIDENTIAL EFTA_00136110
EFTA01277343
*UBS
Your notes
ANP70003005.676268 NP7000191655 00002 MI5 030579743 YI236795506(6I6IMY_GM_000254Nge 6 of 6
End of statement for account number Y1 23679 SS
CONFIDENTIAL EFTA_001361 I I
EFTA01277344
Important information about your statement
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is a reenter of al procksal sewn,. caYrnotity aid sums wall cortecl any error praeptly trate agent). Frond' Atter
echarges MP tweet *Yee' and MBank USA at
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mamas Ma dirges Ice tae parent fo sante: customizable •norumo• Olean by you a au you wth
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doormats. co nueng ccolkong data should not be teed bank &pouts at uBS Sat LISA all UtS AG Stardom Wet amenents The WC prows" ad the uppetmt liatelites
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held n your account. net proceeds on sale tranUctern, and balances. DV; 035 Bat USA deposit bather. LOS AG
The as raleCed sal arras pace Tat mar °bean the Stanford Stanch depose balances and maenads mutual
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• Please reconfirm tincOral Ccenrole.ater6 ft Antil9t0 Dairen hell meet/35AG Cams Brash ere torposily remesmat price upped by the issuer 111111 defy Iron the
oposed TO ton Laoalin risk of the Camas Melds and these ferds n thfad' ry course of as bores These funds
furter pawn your .4 -45 nclang yokefolds under the rixt4t ;ea t whch the Ewa tees to sold ▪ payabi9 tpon aoL. demand The total 6 inclAd in the
ketathel Sera Protection Act (SPA) there is rho guinea other °bleat:non-05AG b repay
the balms who on the l/56 Camas's Brath's boas arca wed dosi-9 sloe
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• el the frurnal instrunon on temp left of the lrtfit of the only ono le unto cry be held in pis axoent 1 you re Linden information
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attest:tries yet accost &drag !Atka by mama by SIC Malty Fund ties me paceaed by WC otherwise, tie Finn was ether tel partial...tsar make aka clichhot Mato Lou Cant RPM neriap AgeOtnaitli or
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pu of this retnionthp Men you opened Ills accost in awry. and cede you account US$ Staff/lett a (We nactos nab* n Agreements
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DA mar be wilectann ea Owes of a Money Fund maybe era Mamma a 322a5sakaaegrjaasaizi
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Client Realms DeStrielt X 201-35216990r tallier sag 8067624000 generation of Some only thing tie summer: period ow lined a hurler ualr• as of
a $00-354-9,03. 8 00AM to 6 03 P7d FT Monday • Ache* CansbtAppecirnon Wiens(' seeing yeah the end of the Payment pried
thooup kids/ a in raring to UBS Fonanoal Sefton Inc. 'SS Ireancial Services meta pretense.
The Finn is a reenter (tithe Secure:es sew Protection prexpal haler than INS ginner.* of MOTs? • Cat basic ri deletheng the corn basis of the searines
Clare Relations Depatrrent PO Box 766 Unon City NI • prearce Constoremon of rncorre and CepOJAPPeororn needed n the statement. Were flitted oath the
07(07 Coteau(' (WO. 'On prows wanes scorns of a
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call the 5PC asset caws tents *Ph le all saws power 94 prcaPal inletination obiai+ed from sources other than LOS
• ti case of errorsor frotalOnS *GA n elecoone rods Faecal Senses. naidng nformaion Item mater IT
transfer (711 bit paean ce U35 Vsa darn cad *Stehle' n a paned" caeca
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mamas's, call 806762.1000 or mete to LOSdna:XS • Consinnow Seeks to 'roman heir priedpat wits low The Fen does not kemendenty way Or sunset*
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all SOW cars coil/yea/undo' this prowion 6550) risk ad v0464141 the =ova serif. event that means nay a validity of any knorrnaan proven by sources
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minors as of Dt0Erater 10. 2013
warns ad mance keep pace wth i11.010
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SDNY_GM_00025492
CONFIDENTIAL EFTA_001361 12
EFTA01277345
Important information about your statement (Con inked)
kavidalsgoaity as The tataion data fa bdircbal - 11,k0 parry ~0 vibes may be reflected as 'Not runt« or rant at tie troac-dear holting mutual ACOunt are registered drew mats of UPS ~al Services
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could deed yal ~plate Norma Ion sea be prodded • On'ind at see' «resat Ist nasal olleng once AC Startlord Bah 01 up so 115 per «coure
open roCtost per and may roe abn you war bark warming ro te bats inane Ul35 Bat Swop
Programs
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mean of te bid aid ask paces Ice Ised securecs aid one yea from statement date «inca mammy Thus wasrek
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the Panne date - An en Mae ol awaked name <aided andor Tax withialdnym Wearbutions town UK Financial
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staved prodas ferns., hghb dyad Cowan possession or control Thew asst re deptawd as your the paymtre of«•enaata YOu may nat pen am A te
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wanted lam We provide eilmaed vair. Ice vita Fnancid Saws e nol reponsble tor this inormakin
meetmen manmes as stymied protein br and doesnot granite ts «any These assets ninon Privacy
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promo mote bar a sold aid do not necelaily • Ilaanua Sating and addkkanaleampensatak
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red ae sieplied to LISS inroad Saws on aresult luids to our drat: we al or OW arrhae repte Mem provde access to batig services red prodnas
bays by an odious:Sent valation fern tenrue tang p.ynenu from doubutors and« tWough annrants wit affiliated bias rel other MS.
- flown SandalPala &wens« waxed sabot d ' ,awn of the mutual finds that we tell These partybalks. and amides accott to noway and anuity
any. are stadia to te Fens by te ewer, general anoints art based in two different aeroorents smacks and by tenddated thni.party naran,
paver or sponsor and maybeCabala bred on the amount Of saksby165 of a partcuLdrnduil had comsaws througS min agency absIty mot uel
dream Mansion from that used by thrd bail to lames to ow dents ad (d One term vac of a Faunal Simian he
donee thee estinad vatted pawl, maan lad lanites Shat Mad a tie lien
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rreholology used to determine the minute of ea* ormeaprocesung lees n corealtraton lor tuna( Nat 'OK heated • NO bar* grantee May IMO vat
and de date of the hforrnawn ta k te bare tor the agent sakes tut we proud. to Monroe funds
tsetse by contain your Frusta Amor par lets meant re pad keen hotter set in the leAr. ReatraNtriagerent amant Business Sara
ntlual fund aid are a hod dolt< astum bawl on the Axon, BSA IPMA and ~mama Rotoace Masageween
SDNY_GM_00025493
CONFIDENTIAL EFTA 00136113
EFTA01277346
*UBS
UISS Financial Services Inc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 June 2015
4NP70055709270615 X1735611 0
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number.
Your Nnancial Advisor.
SC017 STACK MANILYLE CASRIEL
Stone: 212-821-70001800-308-3140
Questions about your statemest?
Call your Financial Advisor or the Value of your account
Resourcetine at 800-762-1000. on May 29 (1) On lune 30 (3)
account 029323679
Your assets 4.77 4.77
Visit our webslte: Your liabilities 0.00 0.00
vmw.ubstomainancialservices
Value of your account 14.77 $4.77
Souron of your was wit growth
Tracking the value of your account during 7015
Value of your account
at year end 2014 1O00
Your mestment return
Dividend and
4.8 4.8 interest income 34.77
Chan* in
market value 30.00
Value of your acoxint
on Aro 30, 2015 $4.77
00
ar
DK 2014 May 7015 Jun 2015
SDNY GM 00025494
Member SIPC ANP70005005570927 NP70C0304339 C0002 0615 030579743 V123679550111011 Page 1 of 6
CONFIDENTIAL EFTA_001361 14
EFTA01277347
SUBS Business Services Account
June 20117:
Account name:
Friendly account name-
Account number:
—RE, -LC
I LC
Your nnandal Advisor
SCOTT STACK MANLYLE CASRIEL
212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
tune 30 a) your account
• Cash and money balances may include
A Cash and rrxmey balances 4.77 10000% Your current asset allocation available cash balances. VEIS Bank USA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index rune 2015 Year to date
513iP 500 -1.94% 1.23%
Russell 3000 -1.67% 1.94%
MSC I - Europe, Australia & Far East -2.80% 5.88%
Barclays Capital U.S. Aggregate Bond Index -1.09% -0.10%
Interest rates on June 30, 2015
3-month Treasury bills. 0 02%
One-month LIBOR: 0.19%
Atkir 70305006570928 NP7000304339 00032 06'5 030575743 Y123619550 t 1 goNy_Gm_000254§soe 2 of 6
CONFIDENTIAL EFTA_001361 15
EFTA01277348
Business Services Account Account name: POT & KETTLE, LLC Your linandel advisor:
SUBS Friendly account name: POTK ETTLE LLC
Account number.
SCOTT STACK MANLYLE CASRla
212-821-7C00/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
lose 2015 (3) Year to date (I) Interest period May 7 - kin 4
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance May 7 $4.77
Dividend aid interest income 0.00 4.77 Closing UBS Bank USA Business balance Jun 4 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 29
Average daily balance $4.77
Dividend and interest income earned Interest earned $0.00
Annual cercentaae yield earned 000%
Fa purposes of tbs statement, tarabilty of Interest and cbidend Income has been determined from a US
tar reporting perspective. Boyd upon the residence of the account hoick,. account type, or on:duet type,
sane Interest ardor dvidend payments may not be subject to Untied States (UA ardor Puerto Rico (PR)
Income tares, The dent rnonthey staemeM K not Intended to be used and carmoi tie tried upon for tar
minxes. Clients should refer to the applicabletar reporting forms they receive Iran UBSannualy, such as
Your investment objectives:
the Forms 1099 and the Fans 480, fce tar rep:whop infortnation It is the practice of UBS to Ale the
applicable tar repotting forms with the US sterns Revenue Semite and PR Treasury Department and in You have identified the following investment objectives for this account if you have questions
such form accurately amity dvidencts ardor Interest astir evertist or !arable income. Pleat consult your about these objectives, disagree with them, or wish to change them, please contact your
indisdual tax prepare,. Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your sratementat the end of this
lure 2015(S) Year to date II)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Your risk profile:
Cash activity summary Primary - Moderate
Investment eligibility consideration None selected
See ACCOUnt arUnlytht monrhfor detils seances In your 9neepOptions are Indudedin the openirg and
closing balances value. FDIC insurance vents only to deposes a UBS Bank USA, nal ICIdepots at UBS AG,
Stanloxl &arch or bank deposits placed t hrouch the UBS International Depose Account program. SIPC
potectlon applies to money market semen fund holdings but not bank deposits. SeeImportant irdormation
lbOUtSU, Steer,trot on the tst two pages a this decurnent for *tens. Your account instructions
June 20t5 (S) Year to date (S) • You account cost basis default closing method is FIFO, First in, First Out
Opening balances $4.77 $0.00
Additions
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SONY GM 00025496
.m*70005006570929 NP7003304339 00007 0615 030579743 VI23679SW it011 Pegs 3 of 6
CONFIDENTIAL EFTA_00136116
EFTA01277349
*UBS
Your notes
.., , cocsooss,o.o.n.....nocoxos,so,o,,,,,,.. , ,.,,gis,,, G. ....,,,,to s of 6
CONFIDENTIAL EFT,00B6117
EFTA01277350
Account name: POT & KETTLE, LLC
Business Services Account Your Financial Advisor:
*UBS Jur t
Friendly account n
Account number.
• SCOTT SLACK MAN, LY LE CASkiEL
212-821-7000f t300-308-3140
Your assets
Some prices, income and contra values ShOrrn May teapproxitnalt. AS a intl. Om dial tOsses may 001
be ECcutalely reflected. See smporunt infanta:ton about your statement a the end of tins ctscumem far
more informs on.
Cash
Cash and money balances
cash and money balances may indict± avaltile cash balances, UBS Bank USA chpont account balances,
UBS AG Stardom' Branch deposit account baances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC edition applicitle limits, but are not
protected by SIPC. UBS AG Stanford Branchdee:oat account balances am not :muted by FDIC and ate not
protected by SIPC Money market sweep balances are protected by WC but ale not insured by the FDIC.
Ste the 'important information about your eatement at the end of this dr:current for dela/cote those
balances.
°peeing belaxe Closing bience Pace per share Average Dnidend Interest Dal in
Neldng on cunt ($) whin 30(S) on am 20 (l) ISO petioi period Gip amount (1)
UBS BANK USA BUS ACCT 4.77 4.77 250,000.00
Your total assets
Felcentageci Cost Blrrated UnreaSzed
value on Jun 33 CP yOur account bases (S) annual wane (S) on or losS (S)
Cesb Cash and money balances 4.77 100.00% 4.77
Total $4.77 100.00% $.4.77
SDNY GM 00025498
ANP7000S005570931 NPT000304339 COCO? OBIS 030579743 v123679550111011 Pegs S of 6
CONFIDENTIAL EFTA_001361I8
EFTA01277351
*DUBS
Your notes
ANP70005006570932 NP7000304339 00002 OM 5 030579743 VI 23679550 II WISNY_GM_000254%ge 6 of 6
End of staternent for account number Y1 23679 55
CONFIDENTIAL EFTA_001361 19
EFTA01277352
Important information about your statement
1.1135 SandalSada Inc (to rim or UnFirwrocial Sweat The kin or Cad Low will norrigateyOtr<011ptint a+1 hobs on the books and rata of tie nice* Eva or erakom — sou nay deck. househollig by ding your
IS a mentor of al parkul security. Ccornory and coons will roc any err bravely trainer agent). FromalAdarr
savages UBSFiraciol rtvces and UM Bank USA are
Siva cutraira of IBS AG and alias of ulltS Saari Pleaanate al theca pays, to the Arno to Imivcial • Conan eneturani contra" or noormtrit nteast (09. Friendly mount name
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The foil's mentore of Imes at a to regukt Woust fat Wounb may be bbal to registered oar the SKUrexs Act of 1933. and entered on the rims online Paces waste It ea
abuser lea charges Ice tie awry for wurcoo. customizable *wawa' amen by you to raise you tech
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1200 Haber Braid A(coureS ma are tranterred le other etstautons rear be pram meta contacts/. ncLoth9 tries commas and You on Osage sour Frondfy wow navies. Croup Woe
Ymen)akat NJ 07086 %bid to a baster lee. lienToria OPIKel contacts Se as a Ty eroding his &two AO.Oct
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Honor Sera account Car wort except ofloal tae UBS Offers opals for sweeceng at bataces barges:. airy to these assets ern fi they Olevaree appear or • abed pour ettountrporro Nec 01.3SOIS and
documents. mooring calltag data should not be ;Wed bat &pouts at uBS Bat USA ind LAS AG Suntans Was suuments The SIX protean, and the nmta1 habillleS
upon If you betevo tier is an ace *Mag i. awe (Bat Stews hograng marry rket meta lads Nora prate:ton do not ;ruled flans* don?" n the mate • Asia Included sealSole cash balacet van, la
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nist Actor (0Abor Yam of 'cos Westmentserethee as a result Ci mint remised away ay(ea)) Gkbaf limo Deposits unrerized
Woe seeing you aomium cram wM a international titmice lainagernent morrnint. rzuet bramptcYor Fil.kAPFP) mats to market. ad Certam assets not held byte Men
Acwuni llucv9h the Bat Sweep Cr011artif rath betimes Does not mcbdeunpnced wuritelassets a the enf of the
Alhaagh al trio tows are iniendfd b be ar.rate. re swept to 18$ Bat USA W to as attar LW ad More Worinton s rattle peen must Vat may obtan pre and Orr statement pooch a Prate hatmooth
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tic) then peeping sour to now Therm is copied by rules For war Woonaion oboe out wow Na ay mlwle al rmW SVC OM low. crab Ire shpt accoum babas
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table dude's:Is ad wade men earned on securities Furs rem nsureff by the FDC. Dividend It Morwriat Program OW)
held n your account net proceeds on sale tranuctons, aid bier on. DM. U3S Bat USA Orr balaws 1.18$ AG
me Coy re/Wed is as arm. pace You nia °bon the Stated Mach depose balances and ~mac mutual
cost basoncotan raped %edam Through It. On rabble to cab blab are tom to aural ape /ran sour Noma Adeoor Car Siok are' fur sweep Waxes a the dose of the 0.310.0.0.1 pea/
dairy accounts a 1.13S AG Newer Bradi and US$/4 are pectiard infer . partialities will to sob al tie wn.mmmolity Mr are boars h yet am arena
Communications with the Firm Caplan BanJt Thesedepositsa rio4 nwed by the MC cash al be deasised ei you roues lie dwilind smutted from oat ball arid tee Fommay use any of
• Ple.sereccohrm any oral 0:enAlCatons nwmngt0 Banos heU ate LDS AG Carlin Brach ace towoutily rernesInere prCe tippled by the Issuer ma elite Iron be
oposed to The SOWeer Od of theChina finds and these has n the ordiwy course of as turas These funds
furtior prow your matt ncbdirg you* rules under the ', Wet ;rite a coals the partial tees are sold Ire f3.1551610 upon demand Oa total 6 inthded in no
Wawa Wear Protection Act (SPAS there is ea guinea other ob Soar ol 155 AG to Way
the Dimas Warm the SS Carats Bras boas arrant par dos rg value
Caste MOW
• rl ine franca instritrion on the top kb of the lrem of this On% erole cents Inn be held in sou now I you are Lendng infermation
suiernmi is not LIIS Finned SenCei. LeS Flora Deposits at URS Bat USA ar each UPS AG Brach aro rai entail to aortapet a" amaze of a &Mend parnent or rot dotard nIcenarn on he F
proceed by SIC Wile/ Fund shns ate proceaed by WC sVgbfaj •aka and
Sakes caries you acccur a dearig broke by othemthe. to Firm al ether tel partial ists at maw peke do:Laken Mato pis Cleat MO, beitp Areerhini or
atergenant fah the vacated noon We Wowed See 'CBS Finachil Sewn Acccunt Warr' below a accept an full detellitad by a negiStered deny Amour Agee aid the General TOWS ad Condrtons
sou 64 ihnretetionthio Mn you opened colt :curt in mercy. and cede your account US$ Stablest of Code Maces areabg n Areemars
this car Sr tech or 90oark its re looted aMISS Upon yea reale,. ba s n tie Bak Saw Programs
DA may be Warw. and net of a Mow Fad mar be and CrOxatres i xdp;I:
Fiandal Series aid not tee etrodurn9 broker ad you leinatateblealiret
must mate a repot of my Ma or omesion to bah in iguidat and theproceeds returned to roapt The n0.51/110.11obrukes and Mt profile are speck to eaten
$4.02itot XCOafl Your assets
raw ad nay vary beam neat tree the Inn YOSStatentril tilaZeiSenriteS and other asses held n
All account suppliants shall be deemed complete ad pr mptY n wag of any Knie.ant aape in your War
Furter mionnagn toil rubble weep optom. arming the 4o:owl/Ad* end of the swarm pea 0.v may s
acarate a rrA obit:tato n Yalu wachn 60 clays station or nostrum arcing For tad, accord hell for dreery of lay paid barites at any we You may
avert mast nab and pegs. 6 rata* at you choose one of the ro bag westront frpctcts
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Client Retains Drama X 2014521699ot toiler bag 806762-1000 gofer 0.1 of :tome only direr the starers prod are lined a sweet ram ol
a 1300-34-9,03. 8 00AM to600Psd ET radar • Ache* Capitifarachoon herantmering 9romh the era of the 'Moment period
throua Mohr a h rang to uBS Fonsaal Servers tic. 185 Felentist Services meta protection
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Clem Relation' Ditatmint PO Box 766 Unon City NI • fereceCombatflon of income sod Ceptsi*Macs°off induded n the statement. Wry easted web the
07(57 Carmen (SRO. WO pro teas swabs wows of RS
wales go to 1500000 (Wan; 1250.000 for dams For mantrats teeing both die gerwaion of room ed number ' UBS Firuna Strimeshas rebid on
cat) The WC rata oar time *Of lo all was smith ce brncial Worrution Maned Iran sources other than LEIS
• h case ol errors a emeACinS *cut n ekwono tors Fintwal Saws. nCtidng roarrion Men arms fim
tondo (711 bid papa ce U3Svcae dark cad mat you hold n a particular Cara
The Ferri togete crth onan al bates. ha also purchased Dana dat walla or tat you may kite provided to your humor Area
balsams, call 806762.1000 a wee to LOS Friancol • Consancese Seeks to manor heiapiaFal win low the Finn does not irraderob wry Or guaranteetie
Wars tic. 1000 Harbor 8W. 60 I bos R,Nl stpronentai straw The marry, afloat payable to
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SDNYGM 00025500
CONFIDENTIAL EFTA_00 I 36 I 20
EFTA01277353
Important information about your statement (Continued)
isferidasemeity lots 7N tairron data fa adircbal - lad parry eilanared vibe; may be reflected as 'Not runt. of ~Is at the erotic-dealer holdingmutual daunt as regislead servoe mats of LISS Freandal Serval
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SDNY_GM_00025501
CONFIDENTIAL EFTA_0013612 I
EFTA01277354
*UBS
UBS Financial Services Inc.
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 July 2015
ANP70358456130715 Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number
Your financial Advisor.
SCOTT STACK MANIoris CASFIEL
Phone: 212-821-70001800-308-3140
Questions about your statemest?
Call your Financial Advisor or the Value of your account
Resourcetine at 800-762-1000 on June 30 (5) on July 31 (0)
account 029023679
Your assets 4.77 4.77
Visit our websIte: Your liabilities 0.00 O.00
www.ubscomilinancialservices
Value of your account 14.77 $4.77
Sources of your ecosunt growth
Tracking the value of your account during 2015
Value of your account
S at year end 2014 $0.00
Ycur niestrnmt return
Disrlendard
J.8 413 interest income 54,77
• 0 Change in
market value $0.00
Yokes of your account
on kd 31. 2015 54.77
00
r
Dec 2014 Jur 2.015 1LI 2015
SDNY GM 00025502
M•mbar SIPC m0, 700030051045613 NP7000195909 C0002 0715 030579743 V123679550000000 Pap 1 of 6
CONFIDENTIAL EFTA_00I36I2.2
EFTA01277355
SUBS Business Services Account
July 2015
Account name:
Friendly account name:
Account number:
Your R vandal Advisor
SCOTT STACK MANLYLE CASRIEL
212-821.7030/200-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) your account
• Cash and money balances may include
A Cash and money balances 4.77 100 00% Your current asset allocation available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index July 2015 year to date
S&P 500 2.10% 3.35%
Russell 3000 1.67% 3.65%
MSC I - Europe, Australia & Far East 2.08% 8.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 0.59%
Interest rates on July 31, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
AMP703030058456i 4 NP70C0195909 03032 OM 030575743 Y1236P9S5003ajyyGm000255,so 2 of 6
CONFIDENTIAL EFTA_00136123
EFTA01277356
Business Services Account Account natty: POT & KETTLE, LLC Your tloandd Adviser:
*LIDS Ji. '
Friendly account name:POTK ETRE LC
Account number.
SCOTT STACKMANLYLE CASILEL
212-821-70001800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
Any 2015 (3) Year to date IS) Interest period Jun 5 - Jul 7
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Jun 5 $4.77
Dividend and interest income aoo 4.77 Closing UBS Bank USA Business balance Jul 7 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 33
Average daily balance $4.77
Dividend and interest income earned Interest earned $0.00
Annual percentaoe yield earned 000%
For poposes of INs statement, toughy of inkiest and dividend income has been determined firm a US
tag ',porting penpeclise. Bawd upon the residence or the account holder, account type, or prodtal type,
some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (PR)
Income tares The (lent monthy statement n not intended lo be used and cannot be reed upon for tat
purposes. Clients should refer to the a:plea:1e tar reporting forms they recent from LEIS annualy, such as Your investment objectives:
the Forms 1099 and the Fonns 493, for tar reporting information it is the practice of UBS to file the
aspiicaue tar reporting loans vnth the US mternal Revenue Sem(t and PR treasury Department and in You have identified the following investment objectives for this account If you have questions
such forms accutatety artery dvithnct and/or interest as tar cierrpt or tack.* income Plea< consult your about these objectives, disagree with them, or wish to change them, please contact your
indstdual tar preparer. Financial Advisor or Branch Manage,. You can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
July 2015 (S) Year to date (1)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Your risk profile:
Cash activity summary Primary • Moderate
Investment eligibi4ty consderatson • None selected
See Account actMity the month for details seances in your Sweep Options are Indudedin the opening and
closing Defames value. sciic insurance appnes only to deposits at UBS Bank USA, nol tig (1(1)091$ at UBS AG,
stardom &arch or bank deposits placed througv the OBSInternational DepOA Account pregam. SIPC
protection applies to money market sweep fund holdings but rot bare deposits. Seeimportant ineormaoon
about your statement on the at two pages of this document for CetalS Your account instructions
July 2015 (s) Year to date (O • Your account cost basis default dosing method is APO, First In, First Out.
Opening balances $4.77 $0.00
Additions
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025504
Ael1170203005PAS6ISNP7003IISSO9 0003≥ 071S 030579743 Y123679550000000 ►age 3 of 6
CONFIDENTIAL EFTA_00136124
EFTA01277357
$UBS
Your notes
....vo.................. ms..m.,..m......,,,,,, •a s
CONFIDENTIAL EFT,0013612.5
EFTA01277358
Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
*UBS July 2015
Friendly account name: POTKETTLE LLc
Account number.
SCOTT STACK KIAN LY LE CASRIEL
212-821-7000/800-308-3140
Your assets
Same prices, inccene and current vaues ShOnn may be f opr0xiMble. ASS rest& gain aid1O55e5mai n31
be accuralely reflected. See 'mporzantinfosinetan »our your statement a the end of Ms etcurnern for
more information.
Cash
Cash and money balances
Cash and worry balances may include avalade cash balances, UBS Cant USA deKrat account balances,
UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA de alt aCc0unl belanCeS are insured by the FOK valein applk (be limits, but are not
protected by 51PC U85 AG Stanton' Branch deposit account balances an not insured be FDIC aid are not
protected by SIPC Money market sweep balances are protected by seec but are not insured by tee FDIC.
See the rmportanr information about your statement at the endof this docunent for detaits about those
balances.
Openng beance Clovng balance Price per share Average Deadend Interest Deis n
Hddng on Id 1 (1) on Jul 31 (5) on Jul 31 (I) rate plied period Cepmount (I)
U65 BANK USA BUS ACCT 4.77 4.77 250.000.00
Your total assets
eercenta Con ES1(mated Unrealized
Value On Ila 31 (5) your aCC0unt b5545 (5) Annual incerne (5) gain or loSS (5)
Cash Cub sad manly balsams 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025506
ANP70303005845617Ne7003195909 00002 07IS 030579743 Y123679550 0003C0 Page 5 of 6
CONFIDENTIAL EFTA_00136126
EFTA01277359
*UBS
Your notes
""- 0E
:=7..=.::n6';:7"- -Y-Gm---6°''
CONFIDENTIAL EFT,00B6127
EFTA01277360
Important information about your statement
1185 Fiaancial Servos Mc (to rim or UnFirwrocialSerekes). The km or Cad spar purl irrigate y0trfOnplant ant hair co thebooks and recant of to nice* GM( or eneekom — you may *dr* frusehoilny by ding your
is a mentor of al perasal security. acernodity aid cocas will corteCt ay taw prottptly treat( agent). Frouzial Advahr
acharges iremcill *Yam and utUraid.Uari ay
Siva subtilizedof UBS AG and Organ of LOS Securkei Plearnie al Maks payse to the revisor to lanyscial • (erten eminent contexts or nuitammt Mort Pt 9. Friendanocount hare
U.0 the F naStnaaill Parer( it rattle upon reora nstroco nrkaed on to Pore 01m6 statement n rat ay Imned parowships and prvaeplawents) tut at not TY*Frienre account name ref Mt Warm:cm rtut you
the intes exeunt of aces re at to reguer occult fir. awaits out be mbpd to ugistred craw the Spumes Act of 1933. and entered on the Hrn's online anodes webs.. It is
manueranee foes drags. Ice Isepyre,* for securer customizable •nderume• chosen by you a azP you wth
U3S Finds) Swot he pun:haws anddames for Ismail nuns n cat =mots • Cormadhas amnion to 9. foam tothanyt and your rcardoeryang n fin no legs effect on leaf axoum
1200 Haber Ocular! Accounts ma tiaWkat?d le other nStiksten$ ma/be preckus metal contactt nclacIng foxes commas and YO-I on dove you* Frcandry atailt names. through Onlne
Market NI 07086 papa to a Daimler fee elmnrdAY option contacts Sewn of bye:moon; )Cu &taxer AO•nor.
Th6statemem redrawn.* oily °tidal (yard of pad UPS UN Sweep °pains The SLY protection ad the Papplerreotal protectors do not Mown eveview
Honda Senses account Other *COMB exCept h all tar ULUoffers orals for sweep*? car batrcei braxes to may to these assets eon if they Ottanre zipper cinfxr • vabe of mot 2ttountepXlito, tie‘ i assets and
documents. corer-mg conICeng data road not be ;red bank deposes at UM Bar USA and ISS AG Samford arch stature, The WC proteaco and the appammt lit
upon If you below mown an act Ori6601. plea. (Bark Sweep hograml money market mural hodsNona prole:Ion do not pad rinse changes is the menet • Asia Inctocki adaliole cell Maces vitas la
rpm it sernscliardy n wringer Mel3rrich Ma arr of the Funds) arid the hairnmcoal Demo Accour COArfor vat* of ythr a/ermines Nader as a result of Mani nailed smithyMt ) rid Global Toe Deposits unrodized
afro seining you mourn customers nth ai inionmonal Ammo Idenaganent mouninint. truer badreptcY of 011$ 41.00 maks to market and oxtail alias not held byre Fin
Acwuni lucv9h iht Bat Sweep n0llatif. can breves Does not ncirdeunpnod uontelassets ,e ten) ce the
Athaagh al no tar are 'menthol a be arrate. are swept to LOS Bat USA IS Presiablthed hpe ad More Wormitonsaait le upon must Yo.t may obtan pmr and wean Caen em pooch a Priest hetamems,
Slaithint daa TOW rot be used for tat puposes Re0 thetie 18S14 Starred Bracm, a a Macey hard Deposes ewe Worrell:me abort SIC. adudn9 the SPC Broctur uneeived itcx1, and eta Mod: options
sore on yearend to )any 0e.. Four 1099. 5498. 10125. at LOS Sat USA are WC enured n accordance with for.: bycontain,/ SPC at 202.3718300a by rang tie SP( • Oa/ken Maids dace barer, mamas) magn
OR) wenn peeping sour to "cum Team isreared by rules For note isfonnaien p bee nut ram Idto mbne dl tni.W SPC0rQ loan. curt tale shot account bates
Ian to report tone PS al tao3 le dirdends. repent:le non Deposits a LOS AG 9rfori Branch and *oar:rarer • COSNITOMy blincen Taal of wirvesied salable cab
taabie dvddas a1 tactte non tamed on se:unties FundS arena nsureff by the FOC. Dividend Re ronunent Preys,' OW) ba r ford U3-5 Bat USA damn data or. 1.05 AG
held n your account net proceeds on sale tranuctors, and the ata hteleCed can agar pnce you may °Man the
cost bat/soncrabs covered Sedirinel Through It. On ratable to oral Minors are swept to Started Branch deposit balances and money matte mutual
actual lane ton sour Favor' Adios Only resole shies fold sweep baffles. the dose of tie gainnint par e
apOStt aCCOuntS a 15$ AG New York Branch and 18514 re Factored take CA P. partial shares veil to soli and the atniommolty atria bans n yore am ar tnot
Comaradations with Be Firm Caplan Brash ththedepOSIS CM na rased by the dDiC cash veil beat:66rd et you acaurt tiedvpek seregred from ottre balm?, rod he Pommy use any a
• Nene reccohrm airy oral Oanalnater6 nwmngto Banos heel anhe 1,83 AG C arun Brent, ere towourity reepeolnerk pra suppled by the issuer may OW from to these hrds n the ordnry orate of es banoss These funds
further peeled your r•)/its ncierm your rotes under the oposed TO The S0nalor Od of theCarnal Maids and 'islet rat a Midi thepartial :hers it sold are payable tam yrs demand he total 6 Marled in no
*aria Wear Protection Act (SPA) the is ro guinea other eblootbi of US$ AG a way arrest prod 'Josh; value
theDamen taken the 185 Capnres Brazh's boas. Castoirliou
• fl ene feuesoal instrMi0n on the top eh of the from of the, Only Mole cents try be hid in los ant I you re lending information
drawl is not IBS Ch.1002154•VCK IBS Panda Deposits al URS Bak Via ad eachOBS AG Bach read medal to apatiel Lett at arra of ark/Wind pale tnt or fa detathd (lamaion on Ile rm.> *No) piaci...tan:I
Sength Cries you' amours aclearing take by piteened by 9PC Monty Fund ties its pfoceaKI by WC the-retie, **Finn wt ether mil partial tars at matte price clidocurn Mato sotrC him har israsp Matron or
arrangement with the (gated neon We informed See %BS Feud Seven Account Frotedion• below a accept an avow deitearvel by a regard thing ACC0Lril Agennml aid the General Tans ark Conlitom
uou nee nn remolds(' %hen you ironed this account in mercy. ant cede you account UBS Starve% of (mat Fr005.atase n Agreterra
this car, tour hals and carries re looted a 185 Upon you agora balances n to Bak Sweep Programs on
OA may he viltittara and mats of a Mimed FerV mar be s aggegrjaasaizi
and Decbsufes ot yadshir
Fi-unoal *loan aid not the rtrodurri9 baker. Aid you laywoman abitalves
Must mace a report of Sly mot onsmosbn a beds inn. liquidated, and the wards returned to par me The mestmenlobechas and Mt profile are 5p2CIC to ease
Winton lanll Your ours
Joan ad mar way beano that free the Inn You statereni omen Manes and other asses held n
All amount stateroom shall be deemed complete and promptIf n owing of any ureter range in your Mama the =owl a the cod of the statement period 'cat Any del
acarate d nx Objeled TO n motrg moan 60 days Furter nfonthign rout aralitle seam opals. oaring stuater or imiesurnm cavort; For ead, account held.
wart merest aces and pets. is Arab* at for deriney of hay pad wiener ar ay tone You may
you choose one of she fo loving me:twat otoct•es recanted:Om used a bit collateral ate papn ani
• Please direct cusiorna complants egret to the tins vow. eibscerrisearyirfs tom your Fnroal Moan' or by • Reduce Convoy :Nome Momper stain; the
caring 806762-1000 balance ore on hem Any 'aunties tranderd ho them
Client Retinas Dtpreafit X 201.352.1699 or tolltet great en of home only thing the sUtteners prod an laird a nein vah• af 01
a $00-34-9,03. 8 00AM 106 CO PM ET tartar • Achese Caparapplanron heePartnis rein; grovh the end of the statement prod
theur hides. a in wang to UBSIonsroal Sena. an. list lanancial Services aeon* protection
The Finn is a merrber of the Starnes Thence nroteaion a anCpal rah. than the gerelatOn of name • Cost basic PI dettenhng the air bail of the sedates
Clef/ Relations Cepatrna PO Box 766 Unon City NI • proarceCornanman of Income Joel Chnsi AOPecoefo in ked n the statement. wen.? Misted web the
07a37 Coaoraucei (SRO. rich protects stornits roans of as
mores too to 1500000 (abaft/ 1250.0W br dams tor bantam° sea hp both no perwalon of Mono aid number '1: OBS Fractal Serveeshr Feted on
cat) the We asset enxecor time JPI>hlo all annum 70Met •• cencesal information °Maned from sources other tan 15$
• el case of errors a WHOM *cut n ekozonc tunas Finticul Senran. nCudng nformation Iran arcer fin
transit.' (711 bid payment ce U3SVca• Mir cad tap:40er n a fallout" exactly
The fart together wth onan Ablates. ha also madam: Overall risk refills or tat you nay hate proodad to rut hnatol Mew
traPactiom, call 806762.1000 a ma to LOS FnanCal • Consecrate Seas to manna htia padre( mete am The Finn does not hope deny way or gurantelhe
Woos Inc. Wee Harbor 60 I ba. WW1/4 V r.N) stapiancntai trona The rrounum afloat payable to
07086. Ann iMMSSA Sauces all NOW dent. colictralrundo"ta protecion ha and eolility to the =our aerie nen if ma means artracy er validity of any itirmacin provided by sources
melon as of NOEIntte W. 2013 the account does not ?Aerate Ordain indurate °tartan US'S F manual SeaCeS
irons ad mince keep pixy wet a MAIO
Cal cc excess soon as pa cart d you Pink situr • Ationtraa 1.1111102 to accept some rni t0 Palcgul ad it addrion StourierS FiundaiSeefacirmaully
stawnem or recept 6 svOrg Ot d ?Cu need coon Setra tone pokya:editions and fn talons. oh at tie
Pon 6katheprotected fa' up to SI o thulium n tie tolerate tare err My a, seek higher reruns updates tits dormaion as c 6 rtieufd. the P.m does rot
tif reunion rout atraafer on the starred or react prod& any aromos rat ne nf ameba under 'Cost
The Fon a Card Mug (aS Bp IOW) must hew tom 50u afleare to all tow aXoknis hell n a priori capacr • Aininne Wring to amer hgh nsk tO propel a4 hgh
A full (boy ol the poky onnIng 6 raga. upon man 004104P seethe"' rams met tone hair and 'Unrealized gandloss" is acne a of to dee
nO Ise that 60 day, alter the Cm, Sent you the fist of this Urines As *KA please do not rayon this
Si tornem on each tie race of prorated, Krone informal:in to rruke codex' a 're Oozes. fa tai
- Frond. pro nine ark acartnt number fil and The SIC rotation aid the stspplenental acacia' both do Statement teusehekling"
not SPIT to We rnay ConSoldate al Fettled touch State71611S with the purposes a oterare accent unseated to the fern
- Oen& the MO. Or the winter pu are ware god. may rifled girt:loss nlormaito reit for the paned
aide:Man as deity b you On ray rat Were 4 is a • C ran Irani teas controlled !IMPS aluted n rem 'Yet firsts n he saner...lope ACootnn may be reined
account value) but held awayfroml$5Finaoa Servion for this same Doane they haw owners pho oho merman tiny they am held a the Pim Morehaoral nt°natal
error or ray yau need more Mum:an Cr be added by sir Farr' Adnite
- Froade the doller nuns of the stnpeaed pa (Mr anal (kat aUBS Bark (d carter 185 AG pm amount rilaionshps rah Oita OEMS 31 the San*
Stamford branch. Oa nouraxe mans. nclarig :iamb* address This pradce 6 Morn as 'householdng • I you
annul in ad Millen of mutual Iris iirkcev suct, refs to mane MI fraud unmans nakd h apace • Unedited gains/bag %%Nm daa 6 wattle
mares ere ffg awed recify n to nine Of the WW1 ovmated unreal mid Iwo:zips a2 Canralfd for
SDNY_GM_00025508
CONFIDENTIAL EFTA_00B6128
EFTA01277361
Important information about your statement (CCittinUed)
ttiriciralicanty Ins The tamaton data fa Weida' - 11,k0 parry ettmated valsnmay be ',fleeted as WM natter of secants at tie trototdear hotting mutual Account are registered ante mats of IRS Frantial Batt*
law mayor may not ref to conmitson3 Chages ardor Need' n sewedsewer:in when an ttlepenSent lads of to fird labk Me
Stumy missies/an wens Dlolfend arcl other valuaticn fat llama yppled am unable ty afar a - m akin on to commssicnt mimed m ornection wal
repayment lets and system* puedttio lots se exit vat* when we better* a rient trot a mete S wore hae tor sale or darbuten of aviary minors ad init yea Sttature is a agitated smitemakof Visa
Mettied!odes*, one avaNd lat lhe • 'lade daer eccaredtha may calla previously reported vats No throb.hir ant Nit to as dIMIS. ew ass/scour kttrnmaial lEtS tad Sognattre Ned Cards aid Len Itha
cobra, presents the *pm, tomato', traNdate CeSSIN. a rottenly*? ettokltehgbly tpectotatra affdale We* Weft* thang OttpioSaben from NM Cads ae 69.rei byOBSBat USA web ;ammo* from
chs to the nature of the wavy mrry of The reran companies melnytting to Vea USA My-porta!
• CANN nukes Boners and pieftettd wort that the - Win retitled' an Mutt general panne( a manor avvity enacts Nilson ol the ittrancecorripmes
iSsuercalt for NW rederptronml be selected repaliaty etmated ?Arena 3 iladpaly Nimrod raise Is or SNASOIS a the unt raves nell INN we dwtute UN Financial Sennett Inc Rev 201407
by lot Wei amens as secunies of that owe hale in out Nadel thevat 01 the %ratty wet bedNytrit from - Ott Sedates also recewe trading committals aN other
name a n nutlet name for ets claws Cal fear* As pachas•pna conmentation from moat ftwido red imams
Mcmut ter is cttinedWom thrd pm* aid es 'coral - 'DiOrkuions to dare' MN Martyrein of cal. townies Nos peottects Nein:butt
rot graratted Other call learn may east yeah mow a both - lAlt remittal arta fee hem 116 Balk USA anf US$
court ilea tad complete stomakin vol be prodded • 00/021at sizV ttresents the newl Olen; Nee AG Slanted Watch 01Nolo 125 pet amour
fixer (Need wrath a-.5 may not reflect your cost bath sreepng to to bats Lecke the OBS Bs* Sweep
Program
• Caracoles of deposiNCIN Ws are MC mad apt • Restricted Statile FMAnCtenSQQabla piaNaly ae
$293.000 n peinopal ad salad Noe/ pa depovtor not amity Mg.* foe plok tale &ES Waxier Stream Attalla
att per depsio-y nslitAion. n ace:Nana with FDC he nude price of the tannOMP1 stock of the tan' Information rogardrg commie** rid she charms
nits owe a m Muted value ter the rettriaed stook Sr insured n annitton wit the eaitiOn 01 TIMet ft:WON
pogo* of Mssatterdomy TO the stem tea option tramhdons has been ntteled en cerdnutons
• priewhislue Nees fl amed fa SOW.. ant other restricted wade sedge* la sale Me Yak* tttehed powomly lunched to you. red well be peweckel to you
produces may be higher ce bwor that the ace that you may be wtestattity less mot the NNW Noe Mow song* on NNW
Mud /Maly Weed in the markt PrCeS are Obtaned
from taws Tad partyscam Ouch webele/eV be • ER lestinstedIMMIlk GMTNISpk1115 and rats. An SW* selling
relate, but we do not goatee tea asuracy estimate or annual risme is bated on ardent 'WSW If you at engaged rn don st4hg a warily you may ra ta
- Wo "meaty me the dungprig Men arab* or the ma nines ism swag the moisture will be held for Mage tie to an* beffervong cows Withal palcula
mean or IN bid aid zk paces for Iv:saw:cies and one yea from staemmt date or ant Nosey TM stormy
optornor alybd paves I or OTC sew, es etiolate is onhr a guidgene. accuracy aid NUNN
- tat mynay traded tear exis may be Novi Long a Nome are trot gsraveed Open (Wen
*alarm melt& therms. ream Mee we ottafed - Est Mated amid' ncome and attar WM for anal Re9rding Open or tgooditiliCaleelled • orders that were not
alettnly not VW an NW mate pale to 'at 116thol watt* could heed? a refum of ancta or Vended by the Staerneni NS Open buy ad Sell Stet
- COman pottiens may appear without a pnaeardrail CNN( O(6( *Nth Oft the en tame Cala0SW cedes ore reload by the amount of Nolen.* a rght on
show x 'ma vas rot atallable if we are NSW to yeld) woull!remelts*, • oydridnehot 'frights date unity mewled ethane.*
Obtat a prCe for a security - thanated amid Nome aid trent reel aid the by you YOu ore amend* nor orders lha are executed due
- Deposes a Searles deneamatted n meats other artut Now MO BEN night be Mweror hghetrtah to your farts. to cancel ettirg open orders
Man U S dolt* are ref WO a the eedurderat mot the esbnated wows
the daternent date - An vaMate ol srualced racoon.(Ovid's! ands Tax withholders. en fassbutions Suwon UK financial
- For Conan start* vadfd 'anon-tato:Amin fittest) OWN by the omen make valearatwas Sendai IRAs
elettmietali. ace aid Natty (face tribe/ may hae tralaittebted en the lad NINA or MEIN Federal tax taw regures IRS Fnaidi Swiss to withhold
been Misted to Wiest* prow vabacn payrem made by the mint and assartem to moue tin from you tackle AA dards cen. tut you may
To obtain cursor Notaan. Nan salable. max yos sena imrdtheies MI be held fa one wis than the *a not lobate Nam tax Mara or. instead, you nay
French 34recOr statement die or midmisty Actaathr lid tea to has IS wifteld a Drae a n a lewd fl int at
continued rid at not gradated you loose Yea NelOn tot amain n effeet until reveled
• Min Iniesumms And arucused protium. Pm* by you You may feriae your election a my tine by mayfly
Imestmwe wore* (netwing Mad pathepsion • Aetna held lay WS Financial dorm Cal* anew Nag If you do Wham mouth ncome taw
prelim and real mute natritim Mon MANG aid MN ate not heldbytekm ad not Wiwi the Imes wain* from your MMOMS. you maybe revertible la
Structured peiduciS Selected., hghlo ilaNd Celan possetven or antol Thee asset at aptted m your the payrnec of wirtteduy MU may nat wales uI the
smicaod products tan net Dan restored wed the statemern for Hoornational mammy onai Positions ,n1 moats Nth* and ofs ettinated law pairninis Xenon
Wares and &Orr?? Caryncsion a under any State fat* presented are peenekd by the dying film tAiS KIWI :0 Mit lay Oblipiti01
SCAN* tam We pothode ealmaed taINS fee pante nandt Sewers s not remonsble tor this ideensbn
nwitmett sicamess arti stated produces for aid does not gin** is accuracy these assets are net Privacy
reforerbecnalputowtt only AcaaaYb rot 9Unalaa pr./laird by SK or te feeds supplemental SaC To Man a copy of me anent Cheri Poesy twits pbxe
- thesttauts maydiffer sthstantally from aces if aw coverage NAN Net F natal Admor arise oat webine al
a MO aatext mestrnert securty a structured pm. uliscomamantotry
poi*: my be Lahr a told aid do not near ly • Itavonue Mating and addkiond compensation.
(*pew, the val. you MY MOMUP:a IMUMOn - et aefitori to mttnissom on take aid 12b-1 feet UBSSinstal Swan is mash*. The RNA. Foams
- lhref party eslmaes of vats are at Ot a Conan Oat wowed n connector, with the dart.** of trulua Semmes Accobnt BSA and *AA are bielerage =tab
aid at smplad to Les Newt *versa' a regu tar Vida toms de ntswe ably or, MGM MOM Mdh panne axes to bates sem:ea aria prod*,
bays by an ndttendent vairatim Urn MM. sharing paplenU rom &Maws ardor trough anargernmt. Mt NNW balks rd Otte( UM
- issuer. SennPre* Or Nada Millasa vxmotd *Mors of the mutual Ands that we sell Pow paly basks. and preethm seam to istUrasCe and awity
my. are "spied to A*Frm by the stun, general Wants arebawd an two difthrent arroonints predicts isted by Nat dated thud tarty ftvranCe
paver a *Ansa and may be °Waled based en the WOWS of Salebylo65 01 a Nittutt Mutual hand carpal* through nasalize &301Cy ado/la fief LASS
Ober* Nervation from that usedby thed pates to Ian* to ors thefts. and Id the omit vale of a *wit Stakil tc
clothe ther eatinated VANS paimlar mutual kW fang. Nem twid a the rim
- You cal obtain addthmal Nermattn regaling the - We aid Net altdite atd image ittneitng and t erestrnsit. mutants, andsmuttypredict.
met eriolagy used to ektennine the taws. of vale ormftesprocessng lees n oarrievaton for trailer rot IDC hared • No batik Nanny** May low ware
aid the date of the hfonnaron Mat Is the bass fa the agent UlYkeS that es smock to thema.* funds
*limn by conlachg your Frundi Athiser that fees genwalli are pad tom imenor awn n the MAA Resotste Management Accoum. Sweet SON:f5
mutual frond aid are a tired Mita anaim based on the A.TOJAI Ns lfMA and ntemabona RMOLYCe MIlapHrtat
SDNY_GM_00025509
CONFIDENTIAL EFTA_00I 36129
EFTA01277362
UBS
1.185 Financial Senices Inc.
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 August 2015
ANmoo57692sioet 0
T & K TT
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACKMANILYLE CAS14EL
Phone. 212.821 -7000/800-308-3140
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resourceline at 800-762-1C00, on July 31 ($) on August 31 (1)
account 025023679
Your assets 477 4.77
Malt our websIte: Your liabilities aoo 0.00
www.ubstorNfinancialseNices
Value of your account 14.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 1000
Your rweStment return
Ditdend and
48 interest income 54,77
Change in
market valve $0.00
Value of your account
on Aug 31. 2015 14.77
00
Dec 2014 Ju 2015 442015
SDNY GM 00025510
PA•mbar SIPC mie200C0005769257 W000193813 00002 MS 030579743 1/123679580000000 Peg* 1 of 6
CONFIDENTIAL EFTA_00136130
EFTA01277363
*DUBS
Account name: P - Your Fi 'model Advisor
Business Services Account Friendly account name: P ' • SCOTT STACK MANLYLE CASRIEL
August 2015 Account number: 212-821.70301800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
AuguSt 31 a) your account
• Cash and money balances may include
A Cash and money balances 4.77 100 00% Your current asset allocation available cash balances. UEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index August 2015 Year to date
S&P 500 -6.03% -2.89%
Russell 3000 -6.04% -2.61%
MSC I - Europe, Australia & Far East -7.35% 0.14%
Barclays Capital U.S. Aggregate Bond Index -O.14% 0.45%
Interest rates on August 31, 2015
3-month Treasury bills: 0.04%
One-month LIBOR: 0.20%
m4700030057692513 NP70C01988I 3 C0M 0815 030579743 Y12367955003apwGit000255inige 2 of 6
CONFIDENTIAL EF1'A_00136131
EFTA01277364
UBS
Business Services Account
20
Account name:
7
Friendly account n
Account number.
POT & KETTLE, LLC
-PnTLFTTIF 11C
Your Financial Advisor:
SCOTT STACK MANYLYLE CASRIEL
212-821-7000/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
August 2015(E Year to date (S) Interest period Jul 8 - Aug 6
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Jul 8 $4.77
Dividend and interest income aoo 4.77 Closing UBS Bank USA Business balance Aug 6 $4.77
dosing account value $4.77 $4.77 Number of days in iiterest period 30
Average daily ba lance $4.77
Dividend and interest income earned Interest earned $0.00
Annual percentage yield earned 000%
Fa outposts of INs statement, tanatilly of Interest and dlidend income has been cktennIned Iran a US
tax reporting perspective. Based upon the residence of the account hoktet eccount type, or product type,
some Interest ardor &Wend payments may not be subject to united States (US) ardor Piano Rico (PR)
Income tmes. The dent monthly suiemeM is not Intended to be used and canna be riled upon for tar
purposes. Clients should refer to the applicatie tar reboring foam they receive from UBS amualy, such as Your investment objectives:
the Forms 1099 and the Fairs 480, for tar reporting information_ h is the mace d UBS to file the
tpolicatle la( reboring Ions with the US naive kevente SeMte and PR Treasury Deparrrent. and in You have identified the following investment objectives for this account If you have questions
such forms accurately dairy dividends ardor Interest aster everaa or !arable income. Please consult you' about these objectives, disagree with them, or wish to change them, please contact your
Inchiclual UP prepares re ancial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in important information about your statementat the end of this
August 201 Sal Year to date (S)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income & capital appreciation
Your risk profile:
Cash activity summary Primary - Moderate
Investment eligibility consderation None selected
See *TO0N activity the month lot decals Blanes In your 9seepOprons are IncludedIn the operirg and
closing balances rave. FDIC Insurance males only to deposits a UBS Bank USA, rot to depobts at UBS AG,
Starts, &arch of bank deposits placed t hrough the UBSInternabomf Deposit ktOunt program. SIK
potation spokes to money market sweep fund hcdings but net bank deposits. See important information
about your statement on the test two pages of this document for &tab. Your account instructions
August 2015 CO Year to date (S) • Your account cost basis default closing method is FIFO, First in, First Out
Opening balances $4.77 $0.00
Additions
Dividend and interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 64.77
Closing balances $4.77 $4.77
SONY GM 00025512
ANP70003005769259 NP7003193813 00032 Dal5 030579743 Y123679S50000000 Page 3 of 6
CONFIDENTIAL EFT/UM36132
EFTA01277365
$UBS
Your notes
...,.......................,........._,,,,m .• a 5
CONFIDENTIAL EFT,00135B3
EFTA01277366
Account name: POT & KETTLE, LLC
Business Services Account Your Nnandal Advisor:
UBS August 2015
Friendly account natne:P0TKETTLE LLC
Account number.
SCOTT STACKMANLYLE CASRIEL
212-821-7000/800-308-3140
Your assets
Some pnCeS, Mame and current values shawl me/ be approemale. AS a intl. cans andMots may nol
be &tura& reflected. See important inkismabOn about your statement a the end of the Oxutnem fOr
more Infortnalion.
Cash
Cash and money balances
Cash and money balances may indre* avalable cash balances, UBS Bant USA tercet account balances,
UBS AG Starkrd Branch deport account balances and money market mutual fund sweep balances.
UBS Baru USA deposit account balances are Insured by the IOC vAINn copikeore limns, but are not
protected by SIPC. UBS AG Stanford Branch depnin Account Blames an not insured by FDIC and am not
protected by SIPC Money market sweep balances are peal toted by SPC but are not insured ty the FDIC.
See the important information about your statement at the end of this docorent for details about those
balances.
Openng balance Closmg barnce Pace per that Average Derldencl Interest Days in
Mang on Aug 1(5) on Aug 31 (S) on Aug 31 (1) rat period period Cap amount CS)
UBS BANK USA BUS ACCT 4.77 4.77 250,000.00
Your total assets
PelcentagecF COSt Birrkited Unrealied
Value on Aug 31 (1) your NICont tom (I) annual infant (S) gin or IOSS (S)
Cash Cash and money balances 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025514
AMP70003005769261 NP7003113381 3 CO= 08IS 030579743 v123679550000= ►age S of 6
CONFIDENTIAL EFTA 00136134
EFTA01277367
*UBS
Your notes
""- 7,77.77,==6,67Z:17"6"'"-"'"° ' 6' 6
CONFIDENTIAL EFT,00136135
EFTA01277368
Important information about your statement
MS Shand., Servos Ion (the rim or Un FirwrocialSericeg. The km or Cad War wit rontigatt you Conker ad WSW on thehocks and records of the aplobb COW a eneekom — sou nay dorm houstrokli, by ding your
IS a minter of al ornspal security. ammo, an corns will cotter any error promptly toner ago*. Trona Adrthr
echarges awces and lKBad.USAXe
VOW outdidirin o1185 AG and theism of ten Stoskin Plowmak al tiers payakto to the Rotor the Moscial • (erten romonent contrxr; or noormerit ntowit (09. Friondly mount mem
U.0 lllefrnasfna,Ciil swat it wattle won reborn nutocn waxed at the front 0l this staiernent h ant or limed parowshos and preaeptamtents) nal are na The Priem, worn name Warts earrutim tint you
the toffs expand of Mops an a to regukr as nt kn. area may be mbar to ogisthed odor the Smarties Act of 1933. and awed on the Hrns online seraces webste It 6a
ammo km charges Ice Isepayment for storms custoinizable indsrunt own by you to au you will
U35 keeled Swirl tic 'ochry; andchair umad grants I oh wants • Coates anion to 9. froth inschango and You reareemr, it he no MO effect cm sour a:tour
1200 Haber Borlsrad Accounts ma are trthsf erred to other tosttutons may be precious metal rotor). eicidngtsaresontreas and you on Mannino* Freon, axon naives. group Onlne
Wentok en In 07086 wont to a woke fee comfrodAY option contacts Servos a Mothoon; yin &twat Meat
Misstate/nem represses Theo, ofIciareard of swain UN Sweep Optios The SIK protection rd the P.colierontal protecton do not Mount wtheime
Nonni Senices account OW words. except Waaltar UBS Often Othan fa sweep*? con batrcek bars-nest. my, to these assets enn if they Wenn* mow err • vabe of pot accoonSterflon Na Ot assets and
documents. co manng conlictn3 dam goadnot be coed bat deposes at MOW USA endued AG Stanford beano stannous The WC protemth and the appbnxmd Modem
upon If you Wow tot n an act (0.1600.1. pane (Bark Swop hernia woo market mutual linds Norm P0.10.00.111 9, not ;roan mann clunns lithe noise • A5Z4t5 InaJtki matte can balarcel reakanlor
moor it stradiatelp n wrung° theBorch Mthapir of the Funs) and the emotional Depose Accosen (ON/or vase a pox reeszinents entether as s resat a maim rmooed washyOr ) an Gkbar Tine Deposits unwired
ono sming you amount customers with er monabonal kesoace Management ann. esuei bannsorYot otlifTwitet mats to market aril ratan altos not held by the km
ACWW4 1510.19111ht Bat SW0.550.031.1•11, C.01 betimes Does rot nciadrunowd oruittelassets at dseenrol tae
AISIO.1915 al f9/oo tow art inureckd b be 0.:0.0714. re swept to UM gat USA cop ban estabithed Imo and Mort Wortmon t salt b tern request you may obtan pear and sumo sitter/ern peon. a Woo noonsons
starsign rtaa Todd rot be used for tat Nooses Rey them to LES AG Starriced Branch, a a Oney hard Depots rocs Wessel:to Mut SIC. hdudrisi the 55< Broths* troved sod cot km and etrcistly stod. options
sok, on yerood is kern( G4.. FOrm 1099. 5498. IO425. at Lek SW USA are FOC muted n accordance with FO: by cormwrg SIC at 202.37T8300a by reimg tie SP( • Othkees Whales dent brawn. °Astride, mrgn
tic) 611•0 peeping sourest now Tefen is requied by rules For tot incemaion p Mee nut swot Ida gm webyte aormw sec MI noncredit sew short aceoum bathos
Ian to repo tone 55 al trob dbctends. reponale non Deposes a LOS AG Bamford Branch ad *Lami:010-ify • COSNITOn0./ barn Toes of Lnarroned 3./31.11,460lb
Webb dvdsinds ad trade E'en toned en securnes Funs ream nested by the FDC. Divideoi at Mountin Program WW1
held n your account. net prowls on salt tranuctiths, aid bathos. Os 1.85 Bat USA depose balants 155 AG
Dams mitered ban Wean ono you may Won the Startad Branch depose balances and mantamato mutual
cost 6z/soncomb cooed %flaw; Through the On wadable to earn Winos am ono to actual are from sour Nona Adeoor Only dole noes I .'d sweep Waxes. a the close of the 51•110.0.10.1 scrod
deposit accounts a 15$ AG Newyork Bosch and IIBSIG are orchard rear OW. partial shares coil to ton and the Non ommolity We oven batman ir yea am at not
Cemmwdollons with Um Firm Caplan Brands These deposits ire not need by the ODIC cash ml be depostad n sow scours lhe dvder4 segregaed from onobatmen ad tee F Maly use Sty nf
• Pith. 0.0.cofwm any oral CurreolCatons nwnung to Samos heal a the 15$ AG Carlin Branch ace enormity rsithesthers pro wooled by the issuer may OW Pon the
oposed to the saw, risk of theCanna' Maids and these krds n the ordiwy course of as torso Mese kinds
furrier owed your rints nark, you* rotas undo the 11,14t ;0.x it WM the patrol does at sold trepayabk non pLe demand Thei total 6 1ncbdeill in ne
*an Mega Protecnon Act (WA) there it ro t arners other ob loath, of IBS AG to Way
the D Salm Mite on the 185 Camas's eras boas arum with rosi, value
CasItitliou
• el /no feunor instrktiOn on the top tell of the from of thrs Only Mole unit may be held in 'Our ,acme ape are Lacing iriforintion
statement is not IBS Fi0.1011540.50.5. IBS Fair Deposits a URS Bat USA an each UPS AG Branch an rot entittil to apstnitht as arm/ of oviirnd psfertelt or Foe detakd nIcnnewn on the F rnY knfwg p•act ors and
anemones you' amours a dearkg broke by finotoed by 9PC Most Fund Tares dreproceastby SPC otherwite. **Finn copether partialors, malsa once clubsurs Mee to puclesn ROM beitp Agivenswe or
thaigemod rah the adicated mituton We Wooed See -155FInsmal Wthots Account Itotection- below. eg ceptan nun doomincl by a092HW &try Accoutt saw: an the General Tows an Condoons
sou a thereabout' then you avoid Ws axon in ageeCy. anti:reran your account
Von 901,19.00.2. baba ei tie Bat Sow Programs or UBS Staff/WM of Cade Israelites ratabg n Agnemerds
this can soar heds and SOW in are looted a 1115 ardOecbsufes a yeshiraggaegagias=
Finnoal Woes an not tie rtrodurg brae/ aid you DA may be vanctann. an Sires Oaf/Wm ken maybe lenetiment anions
must mat a report of au woe or ontssisn W both in wad and theproceeds returned to rut:rya/ the MVS4110.11 Wroth and na prof it are 1p2CIC to esh
ta0.1ilet Yaw wets
account aid no wry towel from abet Ow Inn Yon state nem roman swelters and other assesheld n
All account stateroom shall be deemed emblem tared annoy n wring of any othecant dyne. I your fnanad
Furter Monsen Lout saktle mop *biota. nrsing the JaCOulnat the cod of the swat with you ma/ dt
acarate it not objectedto n vamp trim 60 On seventh or krasurne arrive; For each wart held. for &rimy of keypad writes ar am um You may
newt nowt rats and glens, o aitilost nu choose one of theblow, erasers/4 object..,
atm ubscarlsonpyieUs Porn your F local //40501 re by resew vans used a loan collator aker P559.ininr
• Pleasedirer cusluno complantsce inthrot bthe I m0. • Paola Ceara Mom Imoltments stelrinj the balance die on non Any nontses trandored w the
Client Ralkons Depitmelt X 201452.1699 or latrine CAN 806762-1000 91/Weal 011 of homeonly dung the sowers peered am hood a motel ulna of
a 1030-354-9,03. 8 00AM to 6 03 Pad ET Monday • A.CAC00 CJ/0,1914001004000 Vivelln9011500(ing Torah the en/ of the 'Oat pond
%soup Mdse. a n rertng to uBS Fonawal Senor tic. Uaf Irearcial Services mots reunion
The Fern kat...enter 01 the Secures Mena Protection 0/ prnCpal rah. than tre genital:in of nccme • Con basic el dislenting the cos: Nasalise seatibes
Clem Relation' Dwatrrent PO Box 766 Unon Cite NI • ArcatceConstomoon of income thc/CeptaAPPeoloon inroad n the stawnent. Woe Melted nth the
07087 COthorato (WO. Win protects swanks wows of es
myrtles to to 1500000 (ncbar, 1250.000 for dams Mr anon teeing both ono gierwaion of MOM aid number -1: 15$ Firundal Strweshas rebid on
ode The 5PC asset maw tenet sordr le al accounts "own prnoPat information Othaised from sources other than 155
• Si case of errors« WHOM *Cut an eltoonc toots Firocal Se ag. waxing nformaion Ion axes IT
Panda (711 bit paimmt or U35 Per dna cad tha sou hind n a paned, Carry
The fern together oth onan Wean. ha aiso puchan1 Oweall risk prelims or tat you may fate pre0.10.110 y0.11 krona Mew
tracarroms, call 806762.1000 or no to LOS Fnancal • Convnes, Seeks to ennuis Orr pupa( wth low The Finn dots no inwenden, Wty Of guarthwene
Wow hc. 1000 Harbor 8W .6th I bos Weetodoo. N) appioncntai othicion The rraxinuin anoint payable to
all VOW Mann. colbetwbundo this prottenn 6 550) risk aid raxlity to the root own. eon d ma means away er tad, of thy Monson proaded by sources
cdolk Ann INW13SA Savo,: the =dont does not generdesirdont womeOf Wotan USSF nrcial SenneS
melon as of DiCerthe tO. 2013
0.0.11n53,0110./nce keep pea MI5 iAlgm
Ca otters sem aspa cat d you Os nic sor • A115440.2 0.11105 10 YEW some Mr to ardor an it adder.' Shouth OBS Fiona, Sankt: glossily
'Lawmen or recent 6 nor, twiny need more Wow tone poky a:edition" and Witattni can at ere
Fon Junket protected for up so II 9 milkn n the tars, virre Ms My so soak higher resins updates the rf (maw as t 6 woad The inn does ro
Minnation Lout atranth on the onnnint or nape prod& an y aware that the of amain, ode' Cost
The Fen reflect stow (aS cup tole) must hear tom )0.1 aggt9a for al pour axon held n a solidity capaay
- • knows, Wang to at hgh nge toTempi ad hgh
A full Oopyol CO poky traWdilg 6 /arable upon EWA, sanity to *eta."' own met one and 'Unrolited gonna is ac rot a of the dee
0.5 530.1" tr0.1 60 days alter the fern KR you the fist of this tilatM At AKA please do not rays) this
nowt on sithets the use or protases aportd Cuba i0n to nuke widths' a kneeing,. la to
- Frotht sow nine and aootnt number (il try The SIC prowls:4i aid tie supplenental protector both do Scent -houselsokliag"
not Spilt° We may' consolidate al rented report sown% whh the purposes a weft* aim Pawl to the fern
- Dela& 0901.6). Or th9 tarter you re tow *or may reflect Wass nlormaiso or, kr one pond
and entan as dealy a you on Any you Oboe 4 is al • C man tab, ten controlled MOM Mined n no sane awns in the sweet/Mope ACODutrIltybC•rell0.0
mown mkt) but heel way from15$ Pineal Won 101 this ;arrow beano they hew wren eh* also mantain time they re had a the Pim Morthisonot Moan"
err or he, sou nod ewe nlanution cat be added by ear Finataa AcIASOr
- Proride the dale amount of the stepored (eg. anal (0cat PUBS Bark (ash a1.55 AG pont mount relaionshOs rah Ow clots at the same
Stamford brands. In rotate roans naming salable address Th6 ponce d known al 'households', • I you
smelts. an Mews of mutual finch acre wen Dale to realer ind(itsal Prevents noted is sprat • Unrealised saint/bus Wm Mai wattle
shares are cop noel rfrealy es the name of the athart rammed areal re lard Iona 3'2 007.5114 foe
SDNYGM00025516
CONFIDENTIAL EFTA 00136136
EFTA01277369
Important information about your statement (Ken Untied)
Mbrickialscanty lots The talla0ian data fa ialinThal - Thee parry airmail vibes may be reflected as 'Not rusher of ascents at the holm dealer hotting augur Anton are registered fervce mats of 1185 Inaxial Services
lab mayor may not ref ka cenmiisransi Chavesate wad' n seseral 'Waters when an in:fermata lads of tat tun liniV
Seaintyreorgaidaisei earth Disifend and Other valuation Ins AnMI suppled °. 6 untie Sa assign a - In aka on to oymithscoS Raked n ornealon win
rorraprnerti lots and thstorrutic purchase tot are oath sant when we bowman» that a traora wore ha the sale or darbutein of arnuty aro= ad me yea S5C131100 it a regioatd service mat of visa
Catned to dalarone Seased Sol lhe • bade d occaredtha may oda creviyusg reported mire io0 wot'tc tarn unit to al dents, we and your krorntonal LEK am Signature cede fads aid MG Visa
COlarrn pithisitS the Veinal Irani:atm briedate ClUeSIOn. Cr Manisa)? wayaltetittly recutatme aft Wane raw* riveter tang Carpernation Iron deed cads re issued byMSBat USA weh turnisson from
duo to the nacreof the seamy mrryof the romance commies inclemency to v ea u S A iroorporatem
• Callable searkies Porch and refuted stork that the - %Then rifillW an Slur rent patina a Saner anuity onacts aeilses of the instancecanna-4s
issuer role for ealy ralergeon wit be selected matt* Parented 'meaner atrdpalyeslinlled vane is or sponsor a the and tivieSTMell PUPS We Clartute UftS Financial Servaes Inc My 201407
by lot tan ameg 8A sauna-sof that owe het n our porde& Pm true of the aro/ay was bednerentecen - Our EntiaeS also melee trading come/bans ana ova
mare a n txmate new for our doors Cat leave As pacers• Ana compensation ken miner finds aid nut sae
'alemu, cn is obtainedfrom 'bed pale; aid di xosay - '0iliuions to die' may tarts reran of cablal Conalies ethos, roosts we diabuto
is not guraThed Otis call teases may wog *loth saw* a both - We tea** at anus fee turn LEIS rat USA awl USS
could area mkt complete mental was beraided • 003021 re:reigns the glINDlollwing pre( AG Started Crotch of up to 125 pet axount
*Pm reThiest permit ma may not reflect you cos bath searing to the banks seder the UPS gra Sworn
Program
• Cracow of deposit (CDs) CDs ate MC mad apt • IIIIMiCted aataridu Resincted senates anerattre
32(93.000 in principal ad salad nitre/ pa dtpontor not aventlyeagble for cubic la* IRS Francis Sinus ASA,
and pis depository rnikeion ri acccerona with iDe: uses the mates price of the inntstrided sled( of ten sane ledoinli6in MP-ding comsat:us and other Marrs
nibs mum a n (touted0a for the rearTed era tt naffed n annecran wit' the ertiodion of yake naffing
purpose of Masa:examon* To the ware that option Irmextans has been evaded on anion:ions
• Abbate( encesisoptrad kr Wanes sod other reacted *Wines a* eligble for sae. the ualiat rthesed proem* lambed to you. aid wil be pernickel to you
produces may be bier se bins thas t e prce that you may be suthtantlier less man the invited vim shovel pompon return
bray kJ wort, recewe in the makes PrCeS are Waned
from varcus mid party00s Much we beimre to to • Est leransted) fl aw, antet yields and rates. An Swat selling
reliable. but we do not samba tea axuracy 4.21Matt 01 triad nome is based on amen, claubstid it you are engaged in tart stalhp a warily you may nos a
- Wo wisely trio the dosng par nhon sealable ce the and neap ran awning ew ornaities will be held lot charge clue to cenan known° cost for that palcua
meal or the hd aid ask prices Ice Isted SeCuredS and one yea from staenunt date a vita ITtiturfly This rank
*pans or on tad patsfor OTC a0/leis estimate is on a godparent accuracy and inflated
- Let acne/ traded warren maybe aced meg a Mare se not garameed Open orders
*That al model Cr Menial Mani Ma was Maned - Est Mated anus thane and amen yet for sena, 4 9arding Open mikalCened orders that were not
and rnry nol rel lea an adua make pnce or Walt 11Pesol warims mat Mute a ratan of aincpr or Welted by the ta deter open buy axl sell stop
- C main proton may apse, wiliCut a pat and roll crolui gate n winch cafe the Mt name (aid anent orders we mixed by the amount of dadends (On on
show fl ow was not mailable' if we are male to yell/would be mutated • cmdiii6indsoi egin9los date Wird mended othenyira
an* a ace kir a canary - Parroted anus income aid CUTOM yield aid The by you You re retareble I or orders that re executed die
- Occosin or Mates dencamated n °Armes Other actur Mom and geed mgM be Iowa hgher tht to your tarote to cancel excarg open ceders
than V S dollars are reflected I the ndibgefat as of the evinated moues
the slasorrunt date - An rentate ol trualcal ozone Oduicerd add Tex witheldiro en fworbutions from UK Pinatas'
- FOr Cenan senates trodem onormatorming men0 anted by the caner make varlets,'" Strokes IRAs
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beat a3unted to Wiese props vassal payment nude byte issuer and awake Iht mord ta from your Stable IRA &Mihaly:en. tut you may
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structured produaS tetrad., hgrof llwd (elan posseSsai or aneol rhea assets re copized on ycer the parried of osittixed us. You may nth,' penises nl the
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reptant the was you may now upon Ituidaten - m 4dilitiwl to orrunissorn on mks aid 12k1 tees IOSTinarcial Servos 6 not a bait The WA. Foams
- Thrd paryepmanof via are dot a ran Ore rased n conneacen with the dart:Non of inulua ServCeSAaount BSA and iRMA rebraerage aatiritS
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1“ 00f, SenlealPaTOW cesrcasor Sewed if orison of the tour tads that we sell These piny balks and reviles accost to burros and amity
my. ate tithed to me Firm by the mum. general amounts are booed an two &Stant arroonints 0 prodyCIS Stied by our doted shed party inerrant
paves alpaca and troy berob-dated based on the annum 01 saksbyulaS ot a rancor' mutual fund caroms through titmice agency lubsiar es of utS
Okra* istornarion from that used by thrd panes to lanai to at carts. ad Id he arse rate of a Ronda Senars be
claire thee estirutcd sabres prowler muter lute fangs shretived a the Inn
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rritehodology used to determine the estrus, of 'Mut onttmprodassng less n °natation for transfer rat !OK haired • no bank Guarantee May lose sate
and the date of the hfonnivon that Is the bate for the agent wtel:eo mat we Kettle to to rneualhulls
estrum hyaena:Mg your Wadi Athisor Throe lets gene" are pad trim trouser stets in the Perth RebaurCePAthayrani account Business $VVOF5
nttual fund and se a titad dollt amount based on tine <COAT BSA. Iltela and /scant/AN Resource Irtmagerren
SDNY_GM_00025517
CONFIDENTIAL EFTA_00136137
EFTA01277370
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 September 2015
ANP70065311910915 X1 Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number
Your Nnancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Flione: 212-821-70001800-308-3140
Questions eboutyour statement?
Call your Financial Advisor or the Value of your account
ResourceLine at 800-762-1000, on "'tryst 31 (1) on September 30(4)
account 029023679
Your assets 4 77 4.77
Visitour website: Your liabilities 0.00 0.00
ivirow.ubs,comtlinancialservices
Value of your account 14.77 $4.77
sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 1000
Your oveStMent return
Divdend art
4.8 4.8 interest income 44,17
0 Chang? in
market value 1000
Value of your account
on SW 30.2015 44.77
00
ear
Dec 2014 Aug 2015 Sep 2015
SDNY GM 00025518
Member SIPC ANP70005006531191 NV=0303501 00002 091$ 030579743 Y123679550 100000 Page 1 of 6
CONFIDENTIAL EFTA_00I36138
EFTA01277371
Account name:
*UBS Business Services Account
September 2015
Friendly account name:P '•
Account number:
Your Fi mandril Advisor
SCOTT STACK MANLYLE CASRIEL
212.821.70001800.3083140
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 a) your account
• Cash and money balances may include
A Cash and money balances 4.77 100 00% Your current asset allocation available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index September 2015 year to date
S&P SOO -2.47% -5.29%
Russell 3000 -2.91% -S45%
MSC I - Europe, Australia & Far East -5.04% -4.91%
Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13%
Interest rates on September 30, 2015
3-month Treasury bills: 0.00%
One-month LIBOR: 0.19%
Akainocoactswilia2NPT000303501 03,002 0915030579743 in 23679550 10040pwGit000255figge 2 of 6
CONFIDENTIAL EFTA_00136139
EFTA01277372
Business Services Account Account natty: POT & KETTLE, LK Your PI nandal Advisor:
*DUBS September 2015
Friendly account name: P0TK ETTLE LLC
Account number.
SCOTT STACK MAMLYLE CASRIEL
212-821-7000/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
September 2015(S i Year to date (I) Interest period Aug 7 - Sep 7
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Aug 7 $4.77
Dividend aid interest income aoo 4.77 Closing UBS Bank USA Business balance Sep 7 $4.77
dosing account value $4.77 14.77 Number of days in nterest period 32
Average daily balance 84.77
Dividend and interest income earned Interest earned 80.00
Annual percentaae yield earned 000%
For purposes of INs statement, tanabity of interest and chidend Income has been determined from a US
tar reporting per.pedne. Rased upon the residence of the account holder, account type, or product type,
some Interest arida dviclend payments may not be subject to United States (Ut ardor Puerto Rico (PR)
income tares The dent monthly nattmem is not Intended lo be used and (alma be reked upon toe tar
purposes. Clients should refer to the apt:bra:4e tax reporting forms they recent from 1185 annunly, such as Your investment objectives:
the Forms 1099 and the Rains 480. for tar reporting information it is the practice of UBS to file the
EppncaUe tar reporting forms with the US internal Revenue SemCe and PR Treasury Debannent. and in You have identified the following investment objectives for this account If you have questions
such forms accurately &boy dim:Sends anit interest as tar memo or tarable income. Please consult ycut about these objectives, disagree with them, or wish to change them, please contact your
Indmdual tax PrePater. Financial Advisor or Branch manage,. You can find a ful desaiption of the alternative
investment objectives in important information about your statement at the end of this
September 205 (11 Year to date IS/ document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Your risk profile:
Cash activity summary Primary Nbderate
investment eligbigity consideration • None selected
See Account acMty this monthfor decals Baances In your 9neeP Opel cos are Indudedin the opening and
closing tietances Mu'. FDIC insurance applies only to deposits at UBS Bank USA, nal to deposits at UBS AG.
Stanford &arch or bank deposits plated through the UBS InterneeMnal Noose Account peotyam. SIPC
protection applies to money market sweep fund holdings but not bar* deposits. See important ionnunnoto
about your stetmer4 as the ta6t two pages c( this document for CeNds. Your account instructions
September 20 IS (3) Year to date (S) • You account is currently coded for margin
• Your account cost basis default closing method is FIFO, First In, First Out.
Opening balances $4.77 $0.00
Additions
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025520
AmP7C00S005531193NP7003303S01 00C02 0915 030579743 Y123679550 100000 Page 3 of 6
CONFIDENTIAL EFTA_00I36I40
EFTA01277373
$UBS
Your notes
AMP C(.0,5153119.1170MOMI MOE 0,150.5797.112367955010., as
CONFIDENTIAL EFT,001.361.01
EFTA01277374
SUBS
Account name: POT & KETTLE, LK
Business Services Account Your N sandal Advisor:
Friendly account name: P0TK ETTLE LLC SCOTT STACKMAIWLYLE CASRIEL
September 2015 Account number. 212-821-70001800-308-3140
Your assets
Some ones, income and current va ueS She/en May teapprinatkale. ASS RSA gam and losses may ndl
be accurately refkcle0. Ste Important insonvaiton about your statement a the end of ths document for
mote infornason.
Cash
Cash and money balances
Cast, and amity balances mai include avaladle cash balances, UBS Bank USA depont account balances,
UBS AG Staadord Branch Cepout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAlhn applicable limits, but are not
protected by SaPC Lt13S. AG Stanford Brant h deposit a< oum balances an not insured by FDIC and ae not
protected by Sitt Money market sweep batances are protected by SEC bin ate not insured by the FDIC.
See the Important information about your statement at the end of this cbcurent for detain about those
Sanas.
Openngtulance Cloungteeaxe Price per there Average Dnidencl Interest Daft in
Hddng on Sep l (S) on Sep 30 (S) on Sep 30(0 rate period period Cep anouni (5)
Les BANK USA BUS ACCT 4.77 4.77 250.000.00
Your total assets
Percentage or Cost Bbmated U Wee, Zed
Yeaue on Sep 30 (St your aCCOunt bans (1) annual interne (Si gan or loss (1)
Cash Cash sad many balances 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025522
ANP7C00S006531 19S NP7003303S01 ooce 091S 030579743 Y123679SS010C000 ►age S of 6
CONFIDENTIAL EFTA 00136142
EFTA01277375
*UBS
Your notes
ANP70X60C6531196 NP2000303501 00002 C815 030579743 Y123679550 1Oiftiky_Gm_,0255is9e 6 of 6
End of statement for account numb. Y1 23679 SS
CONFIDENTIAL EFTA_00136143
EFTA01277376
Important information about your statement
MS kande, Servos Inc (8w rim or UnFirwrociallorimes). Thy km or Cad boar cal rantigate yOtrUciptirit ad hair on the books and records of tie apical> Ora or orvelopm —you may deck* househollorg by ding your
is a ranter of al ptirriaal security. cannodity and cows will meat any era promptly traitor agent). Froloa Advisor
emhirges UBSinakbl ktvmes and UK Bank UM ay
istrod 'rotor:lir:not UBS AG and Milian of LDS Smokes pleas yoke al Oaths payable to the Furor to thaia • Conan remoreni anta" or norm% rterelb Ceg. Friona/ Winn* nem
U.0 the F ren'S Marti %Men it ?tattle mon reaper miaow nelcaed an the front of this raiment h mates Imned parowshos ad prvae plawents) that are nor flakier.* ammo name ref kas Omuta tea au
The ti mes executre011ea drat to regukr arOalt hes. acoura met be abject to agincred via( the kg/US act of 1933. and entered on the Piths onto seams imbue It 6a
rooftree lea charger. Ice Ise pyre,* for smorter. custoinizablo -norume chosen by you to au you will
U3S Foamed Serft Durham andchimes for umael anoints n can axants • Cormixthesanino to 9. format uthany* and yaw reacattgaelg n etas no boa effect on pas arount
1200 Harbor Bcalwat Accounts ma are tranfrated 10 cline nitautons mar be pre:10.6 metal =Mat nadligtoses cairns and You can rage you kindly arastt names. through Otto
Sheen)nkat N107086 papa to a Panther lee. comes:rat Wen contacts *mos a tot centacue; ay &trot Arbor.
This =Norm reprewcohe onMotcalreaed of swarth UN Swoop Option The SSC protection rid thv opplarenta protacton do not Motanftvwvior
Hama Senices account Other reiCMIS. except ofloal tar U8S offers °plan for sweepft math batrcei btaxes to apar to these assets thin ri they otherwise apper Mra • vabe of sour faountpxWoo, Fact f aketSan1
documents. co nun., contang data should not be abed bank depots at Marra USA and UtS AG Watford banal statenton The SEC protean, and etc IILdie
upon if you Maw ten n an act 0/16001. plea. (Bark Swap horn). money market maul finds None, prate:ton do rot protect awn Amato is the matt • ailed InClucks sealkle call Macon nix-slot
neon n errnaliatay n wring to thefrach Ma agar of the kfts) arid the bromonal Depose Accost COAlfor vat* of yOsr ft estnints Oneether as a result of Mani nailed mouthy(4 ) aid Global rase Deposits unrealized
orb:owning you amour customers with al tombola *sotto ma agernent ritherrent. muff batrupta of oftwisyrkfl mats to market and aria' assets not held Dome Fin
Aconite Iva* the Bat Sweep aktratlf. <AA braves Does rat ncbdeuronced roaltelassets a the enf of the
AlUggh al f9.0o town are inienckol to be X0 1W re swept so LDS Bat USA up b n estalortied hue and More iebtmaona rata le ter request You may obun par andwent staterrem prods. a stab o ptions
aiegni dra TOW rot be used for tat pup0SeS Rey then to ICS AG Stamford Broth, a a Matey Ford Deposes era nfortrthan about SSC. hdudro the MK trochee unrested nods col ise6 and eoeCit.lb le stab options
Sok* On yerend tar lam 0e.. Form 1099. SOB. I WS. at LOS Sat USA are PDC rated n accordaxe with fkr.: by conwrg SK at 202-37I 43300 et byea/nig the Mk • 040Aces bads CAR barasal. °Astride.) mrgn
or) den pepsin your to return the/ rip is requiRd by rules For mom mamma, erre nut worn Idir got Wade afros Soon? ars. cry* Int sheet accoum bates
Ian 10 reptin tO the RS al taro) le dirdends. nthonale non- Deposits a LOS AG ramford Brant a-id Tams d PAM, • anon.
Cash/maw blares Tots of unriresiod amiable cat
Made dvdends ad matte wen caned en seornies Fulda nr101 nsuref by the FOC. Dividend It Ifroefunoftt Program OW)
Man your account net proceeds on sale tranuctons, and LOS Bat USA daft balarn U8S AG
re car reDeCed 4as ancar pre Tat may obean the Start ft Stanchdetest balances and money mare( mutual
cost bat/soncolon coed kamitiel Through ft Om evadable to arh Armors are snipt to &tailpre Van your karma Ade oor Only whole shim fowl sweet Maass a the <lose of the gatenket pent/
depose aCCOurin a tan AG Nettork BrasCh and UBS/4 are peered inlet . partial than MI be soli and the wctommoley Aft oat bans ayaw keOunt art not
Cammeadadom with the Firm Caplan 8ran:h nine depOSIS ire rta nosed by the FDIC cash ml beast:60d n pu accord lhedirdend imago ed from other batmen rod tee Fimmay tile any OF
• Neale reconfirm any oral 03/Yrule.ater6 n Art119 tO Salinas hell aft vliS AG Carlin Swath ate trayontily retnestnere price applied by the issuer nu/defer from the
exposed 10 The wraps MA of the Cafto flora and these hot n the ordary course of asbates, Those tuna
furrier proud your nirts ottani; yokerotes under the motet air re wwA thepaha Owns are sold trepayatae tpon yu demand tolal 6 raided Mo
karma hafts lretecnon Act (SPA) there it ro guinea oft ell loan of 185 AG b way
tie Dances *beton the LDS Carnaks BraMs boas. arum bend closi-g value
Cestoirliou
• rte Minor instrItAiOn on the top SA of the from of tho Only *thole unit nor be hold in yaur axont w you are laming inforrootion
laimmi is not IBS FiUngaikUCK IBS Fonda Depoas a URS Bat USA rd each URS AG Branch aro rat *mare to arm:aloe as area! of a oraind parrent or
ranamood by 9PC Maw fund shies me proceaed by WC fa detakd eilonnaton on the atenara p•alas and
Senars canes $4/ scout a deareg terra by othesvne. re Firm MI ether al patiahaes amate peke cliciocures Mato yxr Clem Rakihntp Agreement or
aralgement with the abaft noltuton We ironed See %IBS finalOal Sevon Acccure Frotecton- below. a accept an ammo driethreel by a negiStered &AIN Account omensm: and the General TOWS ad Condemns
pow of thoretniantyp .h en you opened wit axon in agerCy. and cede your account Sfaffmnt of Cade kacias amoeba n arreementS
this came tow heds and tank is re looted a U8S Open fair regV02, batarmes n tie Bat Sow Programs or
DA mar be villatafirt ad rifts OVA-AuFold mall* and Orgasm/es a aanyikigegrjaas=
Franca Santos ft not the reredos-9 broker and you laywoman obitalves
oust matt a repeat of an, ma or onmsbn to both inn liquidated aid die proceeds returned to rut/you The mermen, cbraves and net profile are 5p2CliC to eath
vaasitot Yonne Your mats
account rd myr vary Mufti flea aka 0.* I nn you statailini Canoes Searres and other Sings held n
All amount suberents shall to deemed complete rid promptkr norm9 of any usOcant dung. in your honor
further nlannign Lout maitre senewoptore. ft oing the .KCOUM a the end of no statement per tad YCv may at
gorse d not °bp:fed:0 n Antra Wan 60 days stuatan or *resume Orates for oodi >scoot held. for &rimy of July paid ratites a at tme You may
osiers mutest rata and yekh, 6 wit** a you choose one of thetoloving ft estmed °broths
www ubscorrismegyeas ton your f etyma, Armor a by raft. socumith used a bar collage-A 4w pang an
• Please direct customer members 401,05 to the trier: • Pedigo Cuero,: :Nome Intoltnients seekinj the balance The on them Any sewn of hardened to the Fm
Cherd Rylanas Olyarrent X 2014521699ot talky* caring 8067624000 rarer ion of income only dung the sUteners period an lined a tuna vaie a of
a 930-354-9,03. 8 00Am to 6 CO PM FT tamday • Ache* QpitrapproMon hveltnnnts *Min; Broth the end of the statement pen:d
thou* Mohr a n wring to UBSIonanoal Serval. he. Urf reareekl Sank,s aeon* reunion
The Finn is a mentor of the Securities Immix Protedan prmCpal rain" than Ma gennatOn of name • Cost bolo n detteohng the cot tars a the sewines
Cleo, Relations Depaerrent PO Box 766 Unon C.F NI • ArcarceConekektnan of Income axlCaptaAPPeoloon indirded n tes statement. Were niteed web the
07(57 C000rathei (SRO. sit elm protects monies rooms of a
menthol to. to 1500000 (ocbang 1250.000 for dams for mantemnis soot ny both mo yerwaion of Mono aid number ' UBS Droner Sermons meted on
rash) The SK rue arxecom tenet op* to allroam seovt, d prnahr iniconation alai-fed from sources other than18$
• ti caw of errors a fratIlOnS atatut al *coon< tunas fimnoa SeaCeS. neudng nIcanation Iran another IT
Tooke (711 bid resift, ce U3S est &Oh cad lir au had n a primula eft*
the fern together wth cermet Ark in. ha also porchard Overall risk prelims or that you mg An prowl:10J to rout Finam.0 Adana
trassaatool, call806762.1O00 a pace to LOS FnanCal • Consnts* Seeks to nankin beim priapat win low The Finn dots not nOrpotndenly verty Or guaranty ft
Sanas los e IOCO Harbor .6th I ba. We€t,3Atwn, N) mpoonootat aftaft to thaanuin anount payable to
allot:90r deem. cob/ethyl/undo- this protean 6 550) risk rid rota lily to the roan theta. Pen ft ma means nay et vaidey of my kfortnafan provided by sons
07056 nen iMMSSA Suss co the mount does not generate Ordain trrott*Or otter Man LOS F natal Senath
mart as of DiCertie tO. 2013
moans ald es, nod keep pme nals inl LOCO
Cal a oast soon as aft cart dyouthnk pm • Aiikka 1.1111rg so accept toner,* tO Pinclral and it addtion Stough LISS F ft radai Scram rarely
stawnem or reCeSe 6 svOrg a If paa need moo Skied to the pokya:editions and Instatom cart at the
Fin C. Cunha protected fa up I° SI gmdko n the tolerate armada aka seek Maher resins updates th s dorthawan as c 6 Welted the Fern does riot
ittrnnalisn rout atranfer co the Rant of reapt prod& any assoftrs that the ft amnion alder 'Cost
The Fen cc Card Issuer lit cup lOble) must year Iran 50u aflepre fec all pa axon heat n a polar cepa • AggreSla.e wring to area hgh nth tor-moral ad hgh
A full mpyol the poky ontrdng 6 NalableupOn iNgast Watley so *elan"' reams mei trot bar- and 'Vaunted gentian' is a:nere a of the dee
nO Nte 01 /411 60 day alter the fms Sent you the fist of Iflis 92401ffil As such. please do not rely ce) this
nano on each the race or prolate, Kraft irdormatim to make curdles' a sae eedsons la tar
- Froth. you nine aid acorn, number Of air Cho SIC prousimei aid re supplemental prooracn both do Statement iscrussheklirip"
not SPA' to Vie may ConSoklate al related smut Stategligh MTh the purposes a otterrict Accconb Vinland to the fen
- Oevaribe the MU a the ranter pu re arrive alai. may retina gallon nlormaim ore, for the pead of
aid ratan as clerk a you On why pti bathe 4 is an • C won tram tons controlled terfan.f frolulled n your ion* arakess in the sane antelope ACoDults may Dorelated
acceux value/but held awayfroml5SFinnoal Somon for this nowise beano they haw owners who also mantain tint they it held a the Fan Morehinonol edormar011
error or cry sou need two nit:emitno CM be added by you FinarOal Reinke
- frorkle the data arum d tre stnpeaed wet Cog. anan (Scat alLIBS Bark (Jca;h MU% AG ant amour Melanesia rah other dents at the sane
Stamford branch. (d) swat emodals nclarig variable address The grace 6 known 'howelsoldno • I you
wallas aid 04 Then of frului knot awe such Feeler to receive inasitual airman, insikd n xprae • I/menacedsalmi boos atm dsa is scalable
shares re tog bared *nary in to nine of the Ethat evmated art-eatMU latl INS'S ra CA07.alel ?C.
SDNYGM00025524
CONFIDENTIAL EFTA 00136144
EFTA01277377
Important information about your statement (OCel tinkled)
thfrAdialsetheity lots The IA-Atka data to kclinthal - pity *clawed vansmaw be reflected as 'Not renter of amens at itte holm-dean Inking mutual Amax av mislead fence mats of UBS Frarcial Services
lots mayor may not ref led cOnmeons, cbsges men priced' n sena lancers whin an exlepenSent lads of ma and laniV V*
sauntyreagrantialin mans Naked and other Nieman firm an not swim, cc el unable to emir a - In aktt On to 0)mtheiCOS rebVed ti Ortiedion wt
rermarneni lots and *music pronto lots at each vain Mon we beams aria* that a rnierill war ha the Sale Or darbuton of arninyairdram ad Lek Yea S•thoure is a misted service mat. of visa
0)zibtled 10 &Oaf One 3:KM;ed OI the • Trade axe' *coned tha may oda menu* reporsed vain iroo I.hah a,5 tnall unit 10 or dere. we ditch our knernmonal lEtS Vasa Sognabre cede cads and ley ltha
cobra, piesints the *Oral cravats:in traNdate OVelen. Cr whinnies mad be hGbly wealth.* affiliate ream react* Thing Orthinalan from data cads av issued by IRS Bair USA Mill:amnion from
duo to tho rutue of the :tarty enrol The romance companies inclemrsing the v ea u S A imortheated
• Callable narlties Bonds and referred stock that the - Men neither an Ewa general patina a thonsor antsy coraxis aEilnesoll the Canna cornea-an
&tar calk to ethyredethotionwil besea:led mate* ermated Nance athrdpnym award raw is ice sponsors of COUNT thiebrbell twits We Clattute UK Financial Servals Inc Rev 20007
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SDNY_GM_00025525
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EFTA01277378