EFTA01278351

UBS Financial Services Inc Retirement Account Private Wealth Management *UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 June 2017 0470065845870617 X1245 Y1 0 HIS AN MAXWELL RA Account namC GHIELANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number. Your linandal Advisor. SCOTT STACKMAN/LYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on May 31 (S) on lune 30 ($) RMA ResourceUne at 800-RMA-1000, Your assets 57,51472 57,507.24 account 02%23697. Your liabilities 0.00 0.00 lAsit our website: Value of your account 557,514.72 557,507.24 v••wwobscomtfinancialseivices Items for your attention For information about our fees, charges and compensation, please see Sources of your conunt growth ubscom/guidetofees and atis.comfaccoasildisclosures Tracking the value of your account during 2017 Value of your account S 75c Lr,30CS at year end 2016 $57,165,97 Net deposits and 57 0 570 572 57.5 57.5 withdrawals -$173.89 f i • • • Your nvestrnent return Dividendan:I interest income 5360.33 Change in market vat* $15493 Value of year arcane imam 30, 2017 07507.24 Dec 2014 Dec 2015 Dec 2016 may 2017 tun 2017 SONY GM 00028824 Member SIPC 0010000306584587 Nn7000306478 00004 0617 030575004 110110 Page 1 of 8 CONFIDENTIAL EFTA_00137444 EFTA01278351 Account name: GHISLAINE MAXWELL IRA *UBS UBS Strategic Advisor lune 2017 Friendly account nome:Indiv IRA Account type: Individual Retirement Account Your 14 asocial Advisor. SCOTT STACK MANLYLE CASRIEL Account number: Your account balance sheet Summary of your assets Value on Percentage of lune 30181 your account • Cash and money balances may include A Cash and money balances 1,949.11 3.39% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. UBS NYC insured Deposit Program Bank A accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 55,558.13 96 61% about mu statement on the last two pages of this statement for deals about those balances: E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets 157,507.24 100.00% D Value of your account $57,507.24 Eye on the markets Percentage change Index lune 2017 Year to date S&P 500 0.62% 9.34% Russell 3000 0.90% 8.93% MSC I - Europe, Australia & Far East -0.15% 14.23% Barclays Capital U.S. Aggregate Bond Index -0.10% 2.27% Interest rates on June 30, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.22% CUP700C6006594588NP70003054213 00004 0617 030575004 11tORIYGM000268fte 2 of 8 CONFIDENTIAL EFTA_00137445 EFTA01278352 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your Financial Advisor: (SUBS June 2017 Friendly account nairete:Indie IRA Account type: Account number. Indistdual Retirement Account SCOTT STACK MAN LYLE CASRIEL Change in the value of your account Summary of gains and losses Year to date (S) Values reported below exclude products for which gam and losses are not classified. lore 2017 (S) Realized gains and losses Unrealized Opening account value $57,514.72 $57,165.97 June 2017 (5) Year to date IS) gains and losses (3) Withckawals and fees, including investments transferred Short term 000 0.00 83.81 out 0.00 -173.89 Long term 0.00 -667.75 -290.98 Dividend and interest income 95.54 360.33 Total $0.00 -$667.75 -$207.17 Change in market value -103.02 154.83 Closing account value $57,507.24 $57,507.24 Cash activity summary See Account acMiry the; month for detaIs &James In your Sweep Options are ind udedIn the openng and Dividend and interest income earned closing bdances wive. FDIC insurance apples to deposits at UBS Bank USA and all bards pstripaling in the UBS FDIC insured Deposit Program. it duet not nopty to deposits at 1185 AG. SI anford parch or bank &posits placed !Novo the ur3S internaiona Deposit Account program sec protection apple to money For outposts of iris statement, tastlfity of inkiest and dnidend Income has been determined Iran a US nano sweep fund holdngs tail not bank deposils Sit important information about your statement on the tax reporting perpeclive. Bawd upon the residence of the account holder, account type, or product type, last two pages of INS Caumenl for details some interest angry dvicend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tines The (tent monthly statement is not intended to De used and caroot be reSed upon for talc June 2017 IS) Year 10 date (5) purposes. Clients should refer to the applkade lap reporting forms they receive from 035 annualy, such as Opening balances $1,949.11 598.00 the Forms 1099 and the RCM 493, 10 MX reporting information It is the woke of UBS to file the aophcaUe 10 reporting forms vAth the US Mterni Revenue Service and PR Treasury Crepartreent, and in suchforms accurately classify dwdends and or Interest as tat eLerept or tacit* income. pease cumuli your Additions indwdual lax preparer. Dividend and interest income 95.54 360.33 June 2017 (3) Year to date (S) Proceeds from investment transactions 0.00 38,025.00 Dividends 95.54 360.33 Total additions 595.54 $38,385.33 Total current year 595.54 $360.33 Subtractions Total dividend & interest $95.54 $360.33 Professional management fees and related services 000 -173.89 Funds wthdrawn for investments bought -95 54 -36,360.33 Total subtractions -595.54 -$36,534.22 Net cash flow $0.00 41,851.11 Closing balances 51,949.11 41,949.11 SDNY GM 00026826 OW 71:009305584989 NV7003305428 00034 0617 030575004 110110 ►aye 3 of 8 CONFIDENTIAL EFTA_00137446 EFTA01278353 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor lune 2017 Friendly account name:Indio IRA Account type: Indiwdual Retirement Account Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Retirement services information Interest Period May 5 - Jun 6 Beneficiaries you've named for this account Opening UBS Bank USA Deposit balance May 5 $1,949.11 Inc oenetcones idled below reflect the information in our records as of the end of this statement period if this information is not correct. or you wish to change you beneficiarieS, Closing UBS Bank USA Deposit balance tun 6 $1,949.11 please contact your financial Advisor Beneficiary changes are not effective unless you give Number of days in interest period 33 them to us in writing and we accept them if you live in a community property state, your beneficiary designation may be subject to community property laws. Average daily balance $1,949.11 Percentage Beneficiary Contingent beneficiaries Interest earned $0.00 100.00% (100.00%) Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account IF you have questions about these objectives, disagree with them, or wish to change them, please contact your France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary moderate investment eligibility conederation None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. CNP7000B006584590 NP7000306a2$ COON 06il 7 03025004 I I CkliLYGM000268P/f9e 4 of 8 CONFIDENTIAL EFTA_00I 37447 EFTA01278354 GHISLA1NE MAXWELL IRA SUBS UBS Strategic Advisor Account name: Your Pi amide' Advisor: Friendly account name:Indiv IRA SCOTT STACK MAINYLYLE CASRIEL June 2017 Account type: Indimdual Retirement Account Account number. Your assets Some prices, income and current 'raves shorn may be Eppinkkevale. AS a MUM. gam at losses ma/ mat be &widely refkaed. Set rmporunt intosenefron Stour your statement a the end of this dxurnem for more infornsion. Cash Cash and money balances Cash and money balances may include avatar& cash balances, UBS Bant USA deposit account balances, tin Balk USA and 81 U85 FDIC insured Pregame-kik depOSit account eclat-KO are injured by the FDIC within UBS FDIC Insured Rogan Sank Balances, UBS AG Stamford Branch deposit account balances and money applicabse lints, but ale not protected by 51K. LISS AG Stanford Brant n deposit account bclances me not insured market mut ud fund sweep balances. by FCC and are not protected by 51K. Money market sweep balances are protected by SIPC but me not Insured by the FDIC See the important information about nor statement at the end of this document for details about those balances. coenngbaance ciosing baaxe Price per share Average Dradend Interest Dall on Hddng on Jun 1(S) on Jun 30(S) on Jun 30(1) rare period period cep amount (1) U8S BANK USA DEP ACCT 1,949 1 1 1,949.11 250,000.00 Fixed income Mutual funds Total reinvested is the iota d al reinvested &Mends II does rot include any cash dividends. It is not a Unreake0 (fmggain or las is the dfference between the current vaue and the cost bail and would tax lot for the purposes of determinng hddrng weds or cost Nos. The shares you receive each time you generally be >Our legatee gara IOSS rf the security war sold en INS date The urrearzed (tax) gan Cr loss may reinvest clvdenCt beCOMe 8separate tax 101. need 10 be adusted for return of capita payments in order to detemv ne the realized gain or loss fa tar Cost baso is the total purchase cost of the Security. irkludng wnested eked:lends The cost basis may reporting purposes need to be adusted for return id capital payments in order to detemine the ak tnted cost basis for tax investment return is the current vaue (nous the amount you invested. K does net Incl We shares that are not reporting purposes. reflected on your statement, inducing shares then hare been realized 46 either a gain or a 1055 it also does me include cash dudends that were not reinvested Purchase Sancti Water Average peke Client Cost Price per shak Value on Unrealized dad trnestmed Hcidn; Hddng of shares per share (4) investment (1) basis (4) on Jun 30(4) Jun 30(S) gain or loss (S) return (5) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol" DOLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.680 18,084.67 84.67 57 Total reinvested 10.40) 10.70$ 111.34 10.680 111.07 -0.27 EM: $681 Current yield 3.74% Security total 1,703.721 10.630 18,000.00 18,11134 18,195.74 84.40 195.74 JP MORGAN SHORT DURATION BOND FUND CLASS i contmed next page SDNY GM 00026828 OW70003006584591 NP7003305428 00004 C6l 7 030575004 110110 Pap S of 8 CONFIDENTIAL EFTA_00137448 EFTA01278355 SUBS UBS Strategic Advisor lune 2017 Account name: OHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number: Individual Retirement Account Your Ignandel Advisor: SCOTT STACK MAMLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase DOW Writer Average price Client Cost Price per share value on Unrealized Rae imestment lioldng Hddng of shares pat sham (1) investment d) bask (1) on Jun 30(1) km 30 (S) spinorion (1) return (5) period Symbol: KLUX Total reinvested 1,784.671 10.993 19,619.54 10.830 19,327.98 .291.56 19,327.98 EAI: 1193 Current yield 1.00% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,060.00 18,000.00 10.060 17,999.99 -0.01 ST Total reinvested 3.421 10.061 34.42 10.060 34.42 EAI: 4177 Current yield 098% Security total 1,792.685 10.060 18,000.00 18,034.42 18,034.41 -0.01 34.41 Total $36,000.00 $55,76530 $55,558.13 -$207.17 $19,558.13 Total estimated annual income: $1.051 Your total asset rekemege or Colt Estimated unrealized Value on /on 30 (S) your account b31,5 (S) annual income (51 on or loss (S) Cash Cash and money balances 1,949.11 339% 1,949.11 Fixed income Mutual funds 55,558.13 96.61% 55,765.30 1,051.00 -207.17 Total $57,507.24 100.00% 557,714.41 51,051.00 -$207.17 Account activity this month Dale Acthity Desert/lion Amount a) Dividend and interest income DRodyrde Jun I Dividend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 0931/17 57.55 SYMBOL DBLTX Jun 1 Dividend PUTNAM SNORT DURATION INCOME FUNDY AS OF 0931/17 18.41 SYMBOL PSDYX Jun 29 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 19.58 SYMBOL HILVX Total dividends $9534 Total dividend and interest income $9534 CNP700030OS594592NP7003305428 00004 0617 030675004 I ItIlliY_GM_0002682Vie 6 of 8 CONFIDENTIAL EFTA_00137449 EFTA01278356 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your Pi sandal Advisor: *UBS June 2017 Friendly account new*:Indiy. IRA Account type: Account number. Indivbdual Retirement Account SCOTT STACK MAN/LYLE CASRIEL Account activity this month (ontinued) Investment transactions for mate Information stout tne priced value shown or restricted securities, see ttoportant Informaion gout your freemen: a the end of inn Oscunent noceeds Iron Funds investment withdrawn Ice Accrued Date Activity Description °vanity who (0 Price CO transaction (s) inveserwms bouteM Moron CU Jun 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 5.363 -57.55 DVIDEND REINVESTED AT 10.73 NAV ON 0931/17 AS OF 05/31/17 WIVF3OL: DBLIX Jun I Reinwstment PUTNAM SHORT DURATION INCOME FUND 'I 1,830 -18.41 DIVIDEND REINVESTED AT 10.06 NAV ON 0931/I7 AS0;05(31117 SYMBOL: PSDYX Jun 29 Reinvestment JP MORGAN SHORT DURATION 80ND FUND 1.808 -19.58 CLASS I DIVIDEND REINVESTED AT 10.83 NAV ON 092817 SYMBOL: HLLVX Total -695.54 SONY GM 00028830 CNP70009306584593NP70C0306428 00004 0617 030575004 110110 Pop 7 of 8 CONFIDENTIAL EFTA_00137450 EFTA01278357 *UBS Your notes 08, 000..X.,48,, ,000305.000. 08, 030,),.. .1 ,04,mono260119. 8 8, 8 End of statement for account numb.... CONFIDENTIAL EFT,00137451 EFTA01278358 Important information about your statement U3S Financial Services Pc. (the km or UPS French her troMyOu no later then 60 days alter the fern dam for call. Ethbnatay brioche* rabble upon • Aortae Combination of Income and Capital SerirMs), is a member of all principal washy, centenary um you the list it atalialt on Mich the erns or reasest or at may six.org The SIC asset prolate:et Appreciation Investments Seekeg both the generation and cotions exchanges. UB5 Financial Seniors and 1.8$ Problem athered. limit apply to all accosts tart you hold in a oracular of income ;ad growth of pi-cite'. Bank USA re i-died subsistent, of UPS AG and - noted, yotr ram rd accost Matter Of any) capxth. *lathes of UBS Scarabs LI.C. The Finns menial - Camila to error or the transfer ow ireinure the FM, together nth certain affiliates, ha also Overallrisk profiles statement • available upon reacest. The Funs entwine about, rd beam as clearly as you can why you Purchased applanentalinexact The maimum • Comervata. Seeks to manUin nital pit pa, with offices ere at believe a is en On a why yw need more amount payable to al elaffie client,, what're& under low rite ad Marley to the award °mall even dormanon this protection is 1500 million as of December 10, 2016. that men ee account does not generate signifies/a UBSFina-cal Sexes Ix. - hoed. the doles arrant of the suspected era. Skeet to the par/anal:am at Imitations, cash a income a imam and may not keep pace with 1200 Harbor Boulevard the Firm is further protected for up total million n the inflatith Weehawken, RI 07086 The Firm a Card Issuer w1Meagre your complaint aggregate tor all you accounts head n a parlitulat • Moderate. 'lolling to accept sane Mc to pinbpal at and MI coned ry enor pramtly. For alleged errors warty. A IA copy of the poky wordeg is mark tolerate erne volaffity to seek hirer returns. This statement represents the only official record of you' enolvith UBS debil ca-cl named:am if we take mon request. • Aggressive: Wiling to accent high irk to longue end LBS Fhancial Services account. Other wads, tempt more than 10 bs bets days to MOW, we MOcredit high volatility to seek high returns over time. official task clamant. contanng confliangdaa should year /card for the anoints, trot 6 in error, so that The SIPC protection end the Supplerthethl protection not be relied ram II youbathe there 6 an era or ycu wR have the use of the money dunng the ence it both do not apply to • ftwestment nobikly Consdention I selected a omission please report it immediately n writing to the takes us to complete our iwestiption. • Certain thancial then controlled by (and incleitd ii nOttiOn of the portlolo fee tat account may include Branch Manage of the office wvrg your account. your account value) kut hell away from UBS Financial carpet strategies, tented hosicky and geaw Please mice all checks payabb to the Finn or the volatiffy. Senates (e 9. certainft/deposits a affihaed and ray Allhoup al limits sown re Minded to be accurate, Wawa' instant) endcated on the front of the aft dated bats 00 nsurroce products, naming statement data's,aki not be wed Ice tar purposes Rely statement In addition to roods ICCarit Ink accouter variable aerates, and (an shares of mutual funds Stertmentehouleholdise coley on yerand tax kerns, (Le , Form 1099. 5498. ma/ be abject to mantena-ce lees, chines for late inheee such skims are registered deny in the name We may consoldate a related account statements with 10425, etc ) when prepamg your tax return. The Pith parrent tee securities purchases and charges toe unpaid of the account hoiden:tithe books ad records of the the same address in the mire errata* eg. because required by law toram to he IRS all treble deadens, imams n cash accounts. Accounts that are tansferred they have maths who afro maintain joint accent issuer or trawler agent report/kb norwarabk anima and tarok Merest to other instartens may be subject to a Vander fee. • hiregimntocntracts or nun-linen, Merests (e.g., rebtionthisn web other dents a the same address. If owned an acuities held er oar accark net proceeds Iimitd partnerships and private placemeres)that are you prefer to receive indinidual statements mailed in as sale tramactire, rd cost basis ancertain covered UBS Sweep Options not registered under the Socuntres Act of 1933; and separate metopes, yo may decline householding by searaies. LES offers options tee sweepeg cash balances to bat • Commodities contacts fag. foreign e'xchrge and calbg your Fiunctal Admor. depose accounts al non-affiliated bats ad affiliated precoas metal contracts), inducingMures contracts Cavermilmekma with the Firm beat realty market mutual fon& (Money find)and Friendly accoint nom, and cormodth option contracts. The Friendly account name is a wykrnathke 'Mann' • Fleas* aeon(rim any oral ormuncatms in writ g the 1-a•matknalDepoca Accost (CA) fa curtanon the SIPC protection and dal suppntmental poach:nolo tofurther protect your rills, indudrg your rites wits as International Fasothe Management Accord. chosen by you to assist you with your recordkeepig. not apply to these amen ewes d they oll-ervehe Amer ha no legal effect an yOUr account Ycu can chancy utter the Seosfies Imestor Protection Act (SPAT Deposit account al UB5 Birk USA and non-ablated on you stsements. The Si7C protection at the banks panicipatng n the UPS FDICrinscred Deposit your Friendly secant names, through Online Solaces a • If the financial battalion m the top left of dal Morn scpplemental protection do not protect against changes of this athwart snot LBS furze' Seethes, UBS Program are FD1C.imured in accordance with IDIC rtes. by contacting yas Fe-antral Achiscr. in the mantel vela of yos investments (Meath as s Fiannal Sonless carries you =ant as clearing For cram iffaminkin, please visit *wry fdic.gw.Deposk man of market movement, issuer batruptcy a broker by arra-gement win the edcated insieuton accounts at UBS AG Stanford Branch and shires of Award overview othrwein • Valet of you acoontoruntio. Net of assets and We informal ow of this relarionshio whenyou MoreyFads are not brand by the FCC. opened this accost h this cast your 1u-a and Dividend Reiwestment Proprern (DPW) 'abates smarties a* boated a LOS financial Seneca and rot Through tie DA, cash balances ere swept to deposit The price reflected 6 an average price. You may obtan • Asses Includes avolsble cash balances. wean for the imedregbraer, and younut make a copal accounts at UBS AG New Yon Brad, and UBS AG the Ktual price Iran you. Palencia Adescr. Orly vihok restricted security (est ), and Global Tim Deposits, of rip error or omission to both firms. Cayman Branch. These deposits are not inured by the sham re purchasedunder DRIP; partial *Ins will be unrealized marks to make, andcertain assets not held • As detated in the account agreements, yw rust FIX. Balances held at tie LES AG Cayman Branch are sold ad the cash veff be deposited ''a your account. The by the FM. Does rot include unpnced secuntieriassets roily us of any enors or fraud earring decks tenwany erposed tote sovereign roc of the Cayman (bricked reiwesbnent price applied by the Mar may at the end of the pool and anent statement periods, a retlecled pct your statement within 30 days after t was • rd there is no grantee or abet obigaron of drile from the make price at which the partial shares pinata hurstmerrh, untested stock options and mailed or made rabble. UM AG to repay the balances while on the UBS Cayman re sold emerasal• cock options • Mem died *sower complaints or imrries to tie Branch's books. • Liablioes hacks debt balances, outstanding maga Finbs C fent Relatins Department a 201.352.1699 Cash-belieu tom tied' lint short accent balances. or tolUree at 8C0-354-9103, 8:CO A.M. to 6 GO P.M. Bank deposits are not protected by SIPC. Money Fund Only whole units may be had n you' accant. If yw are • Cash/moneybalances. Toil of uninsestei await,* ET Monday through Frday, a in wing to WS shires are protected by 51K. See 'WS Financial Seven entitled to a panel VIII as a result of a ceadeni payment cash balances, pleas demeit balances at Mediated at Fethwal Senna frc., Client Relations Department, Amount Protection' below. otinwires the Firm MI ether sell petal Ire, at nen-allitated banks, irdroarer meet mutual Sod P.O. Box 766 Union City, NI 07007. inaint cake a accept an arriara determined by a swop balances at to cbse of tie statement period • A 0 starlings shall be deemed complete rd acarae W elJere request, balixes n the bare deposits miy be registered clean) agency, ad credit you accost Non.cornmodity free creek balances in yar attars are if not objected to in writing within 60 days windawm, sad shoes of a limey Fag may be not segeganed from other balances and Safer+ may • Fa TIT services_ Call 044412.0986 or fran outside thudded and he proceeds retuned to you a you. linfalbOblt objectives use any of these fads tithe ordnity course of is the US.: Cal 201.3321495 searkes accotre. the nwslmera objectives rd risk profile an spec Ilk to business Thew funds are path* awn your demath. • In um of *nets or cantan about ri electronic each account ridmay my between yet accounts The total 6 ixwed in the cured period closing vakae. Father ilaniafim about available sweep options, Please adese the Firm prornoffir in ruing 01al/ knit transfer (fFO. bas panted a UPS Visaftckbil harlrg current irritant rates and yelds, is available at card transactions, call ECO-762-1000, or wile to UPS spa Cant change in wur Inancial situation or Lending information Feanual faces Ix., 10% Harbor Blvd, Mawr, mmubsconrimeepyglis, from your Francis' Adviser invenment cb*dives. For each account had. you For &mid adamation on the Firm's lending practices Weellah4.<4 NI 07086, Atn RIVINESA Sake., a by calling KO-762-1000. choose as al the following investment objectives: at dscbsuret refer to yar Clem Relationshb • PramCumintincornt Investments stealth the Arany* a Amu* Agreement and the General UBS Financial Seances aware protection gmeraten of 'ammo*. Tema and Conditions LES Statement of Credit 'Moises Cal a cote a soon asyoei can, if youIrk yes The Firm is a minter of the Searain Maestro? Protection available n Agreements andDisclosures a statement a receipt is 'rag or 4 ow need more Comcration (SIPC). Mich protects securities antomen • /*chew CapitatAporedabon, hrestments seeking eriomaten axut a transfer on the statement or growth of principal rather tan the generation of Stenweebt enepiereneeorp,Inv,e moth* The Firm or Cad lair (as aplablarnast of is members up to 1500,000 (including 1250,0X/for income. SDNY_GM_00026832 CONFIDENTIAL EFTA_00137452 EFTA01278359 Important information about your statement (00MIlled) Year assets obtained ad may not reflect an actual market price • Restricted securities. Restricted acuities generally — Our relates also receive irking comnisens and Your aearrent items, securities rd other assets held a vale cre rot currently debit for public sale. UBS Pinta& other compering:an kanmutual funds and Murree nth, axotnt al the end of the strewn period. You — Certain positions may appear will-cul a price rd Services Vas the motet price cite unrestncted stair companies whose products we astrtute. may ask f°topiary of turfy pad searries at anytime. will show as • aka was not avarlaba• if we we of the sane issuer as an matted value for the — We wee an a-matte. fret LES Bank USA and You may receive secunties used as loan collateral ether unable to obtain a pixe for a secuity. restricted clads dal domed ot tad statement oak. To U3S AG Stanford Branch of tp to QS per accent paying sly balance dm on them. beysecurities - Deposits a securities denominated it themes the Went tet reeked seo.rites are elgble la sale, sweeping to the banks under the ties Bank Sweep transferred to to Finn dreg the Statement period are aher than U.S dolls, are reflected at the whinge the wake received my be sJostantalq lets than the Program listed at market value as of the end of the strawy rate as of the statement date. erweed value Teen period. — For certain searhes racing innon-conformey meaty • Cart bait n damming the cost basis of tie denominations pnce and quamity (face rake) may • Est. (estimated) income, current yields and rates. Information regarding commesens and other charges testes induded n this statement, where indicated have been adjusted to la:cloak repo Widow estimate ol areal came is based on curet incurred in ccmection wish the execute-Iof tads,, wish the number 'I,• LIBS Fiend& Services has relied To clarain caret quotation, when nibble. contact dividend rd interest we assuring to secures will inducing option transactions has beanincluded an cninformation obtained from sources other thanLES 'at Financial Arleta. be held for one yea from statement date or wite confinvasions preniqueni funishe to you, ad will be Financial %nests. including Ofarnation from another maturity. This &Mate is only a gudeine; accuracy provided to Wu prcmptly cnrequest. tern a that youmay hawprovidedto you Fina-cial • Private investments and structured products. and continued income are not guaranteed Adria,. The Firm does not indeerdently Way or Private rnasimene sauces fetidly direct - Estimated arrest rare ant went yeld fe Shen selling gonna* the accuracy a arklity of my idornution encryption program and nalestate investment rust certain types of scares could include • rerun of If you am engaged in raw Wing a wurity, youmay provided by sources other than U3SFeancial Senices levies) and structured prodels are generally highly principal or repel gains in which case the est incur a charge due to twain tarowing costs for that atIcbicrt. although IBSFinancial Stets generalq ilispii. &lin structured products law not been income fa-idcurrent yield would be overstated. pa-trular :testy. updates Ras Information as ihs received, the him registered with the Securities and ExCarrya - Estimated anal ecane and °rent yield and the does not provide any assurances that the nfamation Commission or under rap state securties laws. We adual here ad yield mitt be lower a higher Open orders ceder "Cott ban" rd "Unrealced gar/lore is porde *Rested vales ar private investment than the estimated amounts. Regarding open or • grodilicentiate oder, fist accurate as of to date of this statement. As such, we a-d structured products for errata-al - An *cleat* of a-ruaked income (dividend ander were rot (nearedbythe stammer date, open buy and please do not rely on this nlamation to make waxes crib!. Actuary bra guaranteed. interest) &Cad by the current make sel stop ceders we reduced by the anount of dividends purchase or sale decisions la la purposes or — These vales may differ stbstareay tom pees, valeaverage balance is based an the last divelend orritts an an eedividenis a entits date unless °theme Accounts hardened to tie Fein may any, at which a pew arestnum security a or rarest payment made by the issuer and itnaucted chemise by you. You are terponstile for reflect garbs ehrmation only for she period of angered produce may be bout. I or told and der mama tie nineteen:posts sill be held for cc* odors tat are executed an to your fake to cancel tine they aie held at the Finn More historical rot neceswiqrerreseed the value you may receive yaw kw the statement date orureil matzeity. existing open orders. ekmeaten can be added by yet Inertial Acnisor. upon liquidatcn. Accuracy ad continued wild at not guaranteed — Third party estmatesol rake are as d a certain Privacy • Urawahred ganorbeso When data n wail/bk. date and we supplied to UBS Financial Services on a • AMY not held by UNPharkial Services. Certain To obtan a copy of as anent Client Friary Nike, *armed urealiared windy:se o cakulated la mete. basis by an independent valuation firm. web se not held by the Fern and not whin the please contact raiz Financial Athisce or vet as west* edruidal securoy lots. The transaction data for — kaer, general panner or sponsor estimated values, Firm's possession or control. These assets re hattalitialliSCad0221iCIR hinds' lots may or may not ref lest ammissens, try, are suppled tote Frm by the issuer, delayed on yaw statement for informational — LES Feancial Wakes n not a bait. The RMA, Business charges aorta security reorganisation events. general partner or sponsor and may be calialated purposes only. Positions and values presented we Services Account BSA and AMA are brokerage Dirdend and cane reinvestmene lots std traumatic based on dfferent irioimation from that used by provided by the issuing fm. UBS Fnencral Serves is accounts which porde access to baking services and purchase ter are eachcombined to dispelre tiedpales to china their 'dined values not reaproble for ter len/neon and does not product through arrangements with affiliated banth averagedlot The 'Trate date' (yew presents the — You can obtain addieral Wormier:in regarding qua-ante? es accuracy. Thew assets ae rot protected and other 'hid-party bank and provides access to aghal transaction trade date. the meficcblogy wed to determine the estimate of by SIPC or to Firms supplemental SIPC coverage. ?sworere and away prodxts issued by unaffiliated value ant the date of the Homaton that is the Inird-prty hswerce osmoses trout insurance • Callable lacurkiela Bonds and referred clod that bash for the estimate by eontativ your Financial • Revenue daring and additional compensation agerky antic/win of U3SFhancial Wynn Ins. the Murree; for earl redemption wil be selected Advisor. - h stake, to O:inmate-is on sales and 12b.1 Sees — emerrent. inure-roe, rd arrwity rnxitir inpathalq by lot from arced animates of that — Third pity estinased vales may be reflected as weed in connection with the del:01th of mutual — Not FDIC ibured• No bank guaranteed. May be value ism held hour name or in nominee name for as *Not priced in several seaters: when an hilt to our cents we axle our affiliate receive - IIMA. tisane Management Account. Business clients Canteen Haman a earned from third edeperdent valuation Inn has not suppled a e revenuesharing pewits tan distrtutas ands Strikes Account BSA, IRMA and etemational Resource parties and as accuracy is not goateed. Other call unable to assign a vale, when we beam aware advisors of the mewl lure that we sell These Management Account ere registered service mats of leases may eiist which wake affect yield ccmderte that a materialhet has owned that may call a warn We baud on two different correarento (0 LITSFeencialSenices lx. ethrmatith elite provided upon request previoudy repined value iao ouestion, or Wan a fa arras* of sales by LES of a particula "Owl — VISA is a registered vadernais owned by Visa value would be highly speoWatrie due to tie nature krd fartily to ourclents and GO fie asset rake al a htematertal Se rice Aswcation adused trek • Certificates °thane (031). CO, are FDIC routed of the aunty. parte& mutual ked lanais shies held a the kense. The UBS Visa credit cads and the UBSVesa woe 1293,000 n principal and accrued inteni pet - When neither an issuer, tameral partner or sponsor debt cards am issued by UBS Bank USA with deposer rd par depository inanwion ea accordance Mimed value nor a teirdpany estimated vane is We and our affiliate also receive network le ard permission from Visa US.A. It-corporate MI See wih FDIC ales. prowled the aka of the secure will te dillerent cmribus processing fees in consideration for trawler radernaks, registered trademarks, unite marks and hat its puthase once. agent services de ne provide so the mutual(unds registeredservice marks are of ter respects* • Pricelvakat Pres dielyed fa securities and other - 'Distributions to date may include roan of These fees generally ae paid from dollar investor asset n cciroanet pro:kids my be higher or lower then the price thee capita( :wane or both. the mutual fund and are a feed arrant baud you would actually receiw in the meet Prices are - 'Original unit size rewards tie Sol offering an the number al accents at the broter.d•aler UBS Financial Services inc. Rev. 201706 <trainedfrom various raid pry sources Whitt we Price per test admay not reflect your cost bast hokingmad funds ol that fundfamily Were to be reliable, but we do not guarantee their - DIP and unlisted PER stones we not listed an a - h ackliton to commakns received in correction accuracy. national secuttes exchange and are genet* with tine safe or distributionol annuity contracts rd - We general& uw the slating price whenavailbka ilkyd ad own a they can be told the price wit inwsinart oust ante to our clients, we ado the mean of the bid and a* aim foisted Mee me be ass tan to per sham *stirred ow abet* make revenue sharing corrpensation searies and options ce oily bid prices tor OTC value provided in the award statement. torn may of the amerce ampanies Ledeneting seo.rhes. the annuitycontracts affiliaes of the inswance — Less ace* traded sentries maybe paced usng a convenes or spears of the the investment ants valuate. model or the molt recent pre we we &tribute SDNY_GM_00026833 CONFIDENTIAL EFIA_00137453 EFTA01278360 U8S Financial Services Inc. Retirement Account ;It UBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 July 2017 CNP70356543070717 VI 0 CHI AN MAXWELL IRA Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Indwidual Retirement Account Account number Your Iinandal Advisor. SCOTT STACK MANLYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on June 30(1) on July 31 (1) RMA Resourceline at 800-RMA-1000, Your assets 57,507 24 57,561 78 account 029023697 Your liabilities 0.00 0.00 Msit our website: Value of your account $57,507.24 $57,561.76 www.ubscomrfinanciabenrices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Mo. get your free credit report annually from www.annualcreditreport.com. Tracking the value of your account dudag 2017 Value of your account 1 Thousands at year end 2016 $57,165.97 Net deposits end 570 570 57.2 57.S 57.6 vAthdraeeah -328260 • • or • Your investment return Dividend and interest income 4453.61 Change in marken yaiue $224.80 Value of year octant on Jul 31, 2017 $57,561.78 Dec 2014 Or( 2015 Dec 2016 Jun 2017 1J 2017 SDNY GM 00028834 Member SIPC cili7C003005654307 NP7003187303 00031 0717 030575004 0000C0 Page 1 of 8 CONFIDENTIAL EFTA_00137454 EFTA01278361 SUBS 1.1B5 Strategic Advisor July 2017 Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: Account number. Indiwdual Retirement Account Your Swindell Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July31 (1) your account • Cash and money balances may include A Cash and money balances 1,840.52 3.20% Your current asset allocation available cash balances. lifIS Bank LISA deposit B Cash alternatives 0.00 0 00% account, VBS MC Insured Deposit Program Bank accounts, URS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances See the Important in formabon D Fixed income 55,721.26 96 80% about ;our statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 Total assets 557,561.78 100.00 °o Value of your account $57,561.78 Eye on the markets Percentage change Index July2017 Year to date S&P 500 2.06% 11.59% Russell 3000 1.89% 10.99% MSC I - Europe, Australia & Far East 2.89% 17.53% Barclays Capital U.S. Aggregate Bond Index 0.43% 2.71% Interest rates on July 31, 2017 3-month Treasury bills: 1.07% One-month LIBOR: 1.23% CNP7000300565*300NP7000187303 00004 0717 030575004 Ceigtfre_GM_0002881159e 2 of 8 CONFIDENTIAL EFTA_00137455 EFTA01278362 Your PI medal Advisor: SUBS UBS Strategic Advisor Account name: GH1SLAINE MAXWELL IRA Friendly account name: lndiv IRA SCOTT STACK MANILYLE CASRIEL July 2017 Account type: Inclimdual Retirement Account Account number. Change in the value of your account Summary of gains and losses Wdues repotted telow exclude products for which gain and losses are not classified. ly 2017 (3) rear to date (I) Realized gains and losses Unrealized Opening account value 157,507.24 $57,165.97 July 2017 (5) Year to date (1) gains and losses (1) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 136.69 out -108.71 -282.60 Long tens 0.00 -667.75 -273.89 Dividend aid interest income 93.28 453.61 Total -$667.75 $0.00 -$137.20 Change in market value 69.97 224.80 Closing account value $57,561.78 $57,561.78 Cash activity summary See Account activity the month for delals &dances In your Sweep Options are indudedin the cpenng and Dividend and interest income earned closingMance:wive. FDIC insurance afaclitl to deposits al UBS Bait uSA. and al banks participating in the UBS FM insured Deposit Frown a does not (poly to deposits an UBS AG. stantoro parch or bank deposits placed through the UBS integrations Deposit Account program SEC protection applies to money For outposts of INs statement, tembrity of Inkiest and dividend income r, been determined frcrn a US market sweep fund hoicings tut not bank deposals See important informabon about your treatment on the ter reporting penpeolies. Based upon the residence of the account holder, account type, or product type, last Iwopart of MS dOCument for details some Merest ands dvidend payments may not be subject to United States (US) ardor Putt Rico (FR) Income faits The (tent months; statement is not intended to be used and tarn& be rated upon for tar July 2017 (5) Year to date (1) purposes. Clients should tele r to the applied:1e lax reporting forma they receive Iran UBS annualy, such as the FOrmS 1099 and the ROM 480. fa tae reporting information It is the practice of UBS to file the Opening balances 51449.11 $98.00 tpolicaUt la( reporting forms vAth the US Intend Revenue Senice and PR Treasury Department, and in suchform accurately dassify dwdends ardra Interest as lac exempt or (scab* income. Plea. consult your Additions indvdual Imx preparer. Dividend and interest income 93.28 453.61 July 2017 (3) Year to date ($) Proceeds from investment transactions 0.00 38,025.00 Dividends 93.16 453.49 Total additions $93.28 $38,478.61 Interest 0.12 0.12 Subtractions Total current year $93.28 $453.61 Professional management fees and related services -108.71 -282.60 Total dividend & interest $93.28 $453.61 Funds vothdrawn for investments bought -93 16 -36,453.49 Total subtractions -$201.87 -S36,736.09 Net cash flow -$108.59 $1,742.52 Closing balances $1,840.52 41,840.52 SDNY GM 00026836 CelP7C003305654309NRIOCOIS7303 COCO( 0717 030579004 000000 Page 3 of 8 CONFIDENTIAL EFTA_00I37456 EFTA01278363 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor 2017 Friendly account name:Indiv IRA Account type: Individual Retirement Account Your t5nanda Advisor: SCOTT STACK MANLYLE CASRIEL Account number: UBS Bank USA Deposit Account APY Interest Period Jun 7 - Jul 9 Opening UBS Bank USA Deposit balance Jun 7 $1,949.11 Closing UBS Bank USA Deposit balance Jul 9 $1,949.23 Number of days in interest period 33 Average daily balance $1,949.11 Interest earned $0.12 Annual percentage yield earned 0.07% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sratemenrat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibi ity consideration None selected Your account instructions • U8S Financial Services rc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. CNP7COCO3VASSUI 0 Ne70C0I87303 00004 0717 030575304 ONSINLY_GM_00026094 4 of a CONFIDENTIAL EFTA_00137457 EFTA01278364 Account name: GHI5LAINE MAXWELL IRA UBS Strategic Advisor Your Pi Randal Advisor: UBS 1Uly 2017 Friendly account narne:Indiv IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current values ShPen may be approximate. AS a reSult, gam deride losses ma/ not be accurately reflected. See smporiantintantaaon about your statement a the end of ths otcurneM tot more infornalon. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bank USA depoot account balances, UBS Bani. USA and 81 1185 FDIC Insured Prot/a:1881k depose account tdarKes are insured by the FDIC within UBS FOC Insured Rogan Bank Baances, UBS AG Stanford Branch deposit account balances and rroney agolicatiae limas, but ale not protected by SIK. U8S AG Stanford Brant hdecout acc our* balances are not insured market mutual fund sweep balances. by NYC and are not protected by 51K. Money market sweep balances are protected by 51K but are not Insured by the FDIC See the Important information *bout your statement at the end of this document for details about those balances. opened baance Cloung baance Price per share Average °McleodMerest 041 in Hddng on Jul 1 (I) on Jul 31 (S) on Jul 31 (S) rate period period Cep amount (S) LeS BANK USA DEP ACCT 1,949. 1 1 1,840 52 250,000.00 Fixed income Mutual funds Total feinVerifOr is the Iola at al reinvested dWdends It does not include any cash dvidenzh. It is rot a Unreaeol (fa)gain or foss is the dfference between t he current vane and the cost basis and wouki tar lot for the OurOOSeS Of delerminno holdng periods or cost bass. The shares you receive each time yOu generally be your lacerate gat or loss if the security was sold Goths date The urceatzed (tad gem d loss may reinvest dvdenct become a separate tax it. need to be acluSted for return of coned payments in order To detena ne the realized grin Or *SS for tat Cost basis n the total purchase cost of the security. Inducing reinvested dvdends The cost basis may reporting purposes. need to be aclusted for return of captal payments in order to determine the az9s6tedcost bags for tar Investment return is the current value mous the amount you invested b does not India* shares that age not reporting mimes. reflected on rout statement, indudng shares that edit been readedas either a gain or a losg It also does not include Cain dedends that were not reinvested Peronse pricer Water Average pece Client Cost Price per shale Value on Unrealized dad imestment Hddng Hddng of shares per share (S) Frivestment basis (4) on ld 31 (S) Jul 37 (s) gain or loss ral return (5) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DERTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.700 18,118.53 11833 ST Total reinvested 15.612 10.696 167.00 10.700 167.05 0.05 EAI: 9678 Current yield 3.71% Security total 1,708.933 10.631 18,000.00 18,167.00 18285.58 11838 285.58 1P MORGAN SHORT DURATION BOND FUND CLASS I continued next page SDNY GM 00026838 C HP700033056543I 1 NeTOCOli37303 00004 0717 030579001 03(0°3 Peg* S of 8 CONFIDENTIAL EFTA_00137458 EFTA01278365 SUBS UBS Strategic Advisor I il. , Account name: GHISLANE MAXWELL IRA Friendly account name:lndiv IRA Account type: Account number: Individual Retirement Account Your IRsandal Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets . Fixed income . Mutual funds (cononved) Purchase price Humber Alle107 price Client Cost Price per share Value on Unrealired 044 Imestment Hokin; twang of shares per them (S) investment (S) basis (I) onhA 31 (1) Jul 31 (S) gain or loss (S) Mum (I) period Symbol: HILVX Total reinvested 1,786.295 10.993 19.637.14 10.840 19,36343 -273.71 19363.43 EAI: 1196 Current yield 1.01% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.070 18,017.88 17.88 ST Total reinvested 5.399 10.061 54.32 10.070 54.37 0.05 EAl: $185 Current yield 1.02°4 Security total 1,794.663 10.060 18,000.00 18,054.32 18,072.25 17.93 72.25 Total $36,000.00 $55,858.46 $55,721.26 4137.20 919,721.26 Total estimated annual income: 31.059 Your total assets Percents-, el Cost EsImated Unrealized ape on Jul 31 (1) your account base (/) annual income (S) gem or loss (S) Cash Cash and money balances 1,840.52 3.20% 1,840.52 Fixed income Mutual funds 55,721.26 96.80% 55,858.46 1.059.00 -137.20 Total $57,561.78 100.00% 357,698.98 31,059.00 4137.20 Account activity this month Dale AclItity Description Amount ID Dividend and interest income Dmoderck Jul 3 Dvidend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 06'30'17 55.66 SYMBOL DBLTX Jul 3 Cividend PUTNAM SHORT DURATION WCOME FUNDY AS OF 0930/17 19.90 SYMBOL PSDYX Jul 28 Dvdend JP MORGAN SHORT DURATION BOND FUND CLASS I 17.60 SYMBOL HLLVX Total dividends $93.16 CNP700OB005654312 NP7000187303 00004 0717030575004 COMYGM000268,0a 6 of 8 CONFIDENTIAL EFFA_00137459 EFTA01278366 T UBS Strategic Advisor July 2017 Account name: GHISLAINE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Individual Retirement Account Your Si sandal Advisor: SCOTT STACK MANILYLE CASRIEL Account number: Account activity this month kontrueen One 0exriplion Amount (1) Dividend and interest income (continued) Interest Jul 10 Intotost UBS BANK USA DEPOSIT ACCOUNT AS Of 07107/17 0.12 Total interest 10.12 Total dividend and interest income $93.28 Ote Oescrption Amount (5) Pees Jul 24 Fee Charged QUARTERLY FEE -108.71 Total professional management fees -S108.71 Investment transactions For note intonation about the piece/ value Shown for reSiliCteCt StCultiet, See imporow Intomato OW you' IfIteMerit at the end Of this WCtenon PrOCeeCIS Iran Funds ineeStment shtthidrawn la ACClued Ole Admit, Descapion Quantity Value (5) Pace 01 irareacucos (S) inveslmentsbougst merest (1) Jul 3 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.212 -5566 DIVIDEND REINVESTED AT 10.68 NAV ON 0630, 17 AS OF 063017 SYMBOL: DBL7X Jul 3 Renvestment PUTNAM SHORT DURATION INCOME FUND Y 1.978 -I9S0 DIVIDEND REINVESTED AT 10.06 NAV ON 06/ 30, 1 7 AS OF 0630/17 SYMBOL: PSOYX Jul 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND 1.624 -17.60 CLASS I DIVIDEND REINVESTED AT 10.84 NAV ON 07/27117 SYMBOL: HLLVX Total -$93.16 Date Activity DescriclIcn Amount Money balance activities Mn 30 Balance forward 51.949.11 Jul 10 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07117 0.12 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/24117 -108.71 NI 31 Closing UBS Bank USA Deposit Account $1.840.52 The UBS Bant USA oetost ACCOunt IS your primary sweep coon SONY GM 00028840 C NF7C00300565431 3 Ny7003187307 00034 0717 03057500/ 000000 Page 7 of 8 CONFIDENTIAL EFTA_00137460 EFTA01278367 *UBS Yournotes <1.000100S6543.N17000M30•00.07170.5750d oodriNo_._0000dello . of B End ,SIVen....0M.V., CONFIDENTIAL EFT,00B746I EFTA01278368 Important information about your statement U35 Inancial Services Pc. (the Farr or UBS inertial hes IranyOu no later then 60 days ale the Fm dains for cashi. Enbnatay brodue ethane upon • horkee Combination of Income and Capita( SooMs), is a mann of all principal smoky, comrrodty sent you the tnt staterlant on which the ems or req.sest or at mew sac. erg The SIC asset prolate, Abeam:aeon Investments seeki-g both the generation and Qatari exchanges. UBSFinancial5enices and 1.8$ Problem amend. link apply to all noses that you hold in a particular of income ad growth of pri-cinal. Bank USA ae i-diect 'utak/ones of UPS AG and - hosed, yow name ad accost Mater (4 any) capxity. affiliates of UBS Scotties U.C. The Fm's Mama' - etherize the error or tie nosier youKenai. the Firm together vain certain affiliates, ha also Overallrisk profiles statement is available upon reuse's The Fim's enaire about, ad clam as chary as you can why you purchased ktrplementahnstrake the ma mum • Conseivaat. Seeks to manila nitial pritioal with offices ay at believe I is anan a why you need mae amount peaSae to al eloble clink collany viler low risk ad Madly to the axon overall even information this protection is 5500 million as of December 10, 2016. that men to erten does not generate significant LIB5 Financial SenteS lx. - Provide the drier amormt of to suspected sea. abject to the pokycadittn at limitations, cash a income a resin and may rot keep pace with 1200 Harbor Boulevard the Firm is further protected for up to $1.9 million n the inflatkn. Weehawken, tal 07086 The Finn or Card Issuer MI Seagaterut complied ampere For all your accounts held n a parikula • Moderate: Willing to accept sane fit to pinbpal ad and will coned any titer prompty. For alleged errors capacity. A feA copy of the pacy wordi-g is nailer, tolerate sane volataty to seek hirer returns. This Statement represents the only official record of your driven"; UBS Via•clabil cad transact:at if we take woo request. • Aggreisive: Willrg to accept hi;h nit to 'songs,' and LBS Financial Services account. Other records, ethept more than 10 bus kess days to do this, we will credk high volatility to sea highmums over time. official lardxunents. contanng conelinng data should you axon for the amount you that 6 in error, so that The SIPC protects) and the Supplernothl protection not be relied wan t you bete* there is an firer or you war have the use of the money dunng he tine 0 both do not apply to • tmestment Consideration: I selected a omission phase report it immediately n wring to the takes us to complete our nvestiption. • Cello financial sets controlled by (and i-olaid portion of the portfoliofa that account may include Branch Manager of the office swig )out account. your account value) beat MM away from UBS Financial corrplex strategies. tinted kepi* and geater Please mike all checks payabk to the Firm or the volatilty. Services (e.g.. certainit/deposits **Nixed and ran Allhotigi a Names Poem ate Mended to be emulate, anneal instealon minted on the front of this affiliated bales (i0 nsurne products, rctadng statement datanuld not be used for to purposes Rely statement In addition to nrgaar non feet accounts variable nukes, and big shares of mutual funds Statement shouleholdise coley on yerend tax kerns. fie Form 1099.519t may be abject to mareenarce lees. chaps for We where such that; am registered dreary at the rump We rnayconsoldate tA related account statements with 10425. etc) whenDrepamg your tax return. The Finn pane* in- securities purchases and charges ice unpaid of U. account holderm the hocks and records of the the same address in the sin envetpe eg. because required by law to report to to IRS all eatable dividends, arncan n cash accounts Accounts that an transferred they have owners who ako maintain join account issuer or trawler agent); aportebb rantaubk batten and Loath Merest to other instwitas may be subject to a Vander Tee. • investment contracts or nwstmere reerests (e.g., rebtionshias web other dents at the son. address. If end on acuities held h your monk net proceeds limited partnerships :Morita* placements) the are you prefer to receive indiedual statements mailed in on see botailims, radon basis on certain covered UBS Sweep Options not registered under the Securities Act a 1933; and sepanteemelopes, you may decline houPhording by secants. 1.85 offers options for swath; cash balances to ba-k cali-g your Financial Admor. • Corrmoditin contacts Ng. foreign 'Man? and depose accounts al non-outdated becks ad affiliated precix6 metal contracts). inclucgrg fauns contracts Cavereatatkma with the Finn banks. Maley market mutualfunds (Money Fulda) ad Friendly moanname and commodity option cannon. IN Friendly account none is a costae/a:4 tnieena-net • Please rennin any oral cormoncatons in wrierg the trarnatisnalDna Accord (CM) fa castanets the SIPC protect on and the sugar...mental aotecton do tofurther protect your rills. mdudrg your rites with an International Bosom Management Accost chosen by you to assist you with your recordkeeping not apply to thew asset, ewn d they of moire althea ha no legal effect an your account Ycu can thaxy utter the Seonies Investor Protection Act (SPAT Depose account al UBS Irk USA and non-aff dated on you statements. The WC protection and the your Friendly account none; through Orin Senices • If helinaaca ithitution m the top left of the front banks panicipatng n the UBSFDIC4nstred Deposit swpkmental protection do not protect against changes of this steams snot LBS Enna Sates, LBS Program ate FDIC.imured in accordance with fDIC tubs. by contacting year i-onrial Aden. in the makel vas of yea investments (anther as a Financial &mien carries your =aunt as dewing Fa more difonnatim, please via nww fdic.mv. Deposit mica of market movement. issuer bakruptcy broker by arra-gerrent wilt the edcated institution accourts at UBS AG StanfordBranch and ;hats of Award overview otherwise) • VMs of pa Kapuntiptutit40. Net of assets and We informed you of this relatcnshio when you Morey rut are rot intend by theFCC opened this axon. h the cast your brat and liabilareS Dividend Reneament Program (DRIP) stones a* boated a U85 financial Senates and rot Through the DA, cash balances at swept to deposit the price reflected 6 an average price. You may obtan • Assets Includes avalide cash balances. van for the in.:loci9 braer, ad youmat make a npm accounts at UBS AG New Yon Branch adUBS AG the ectual price Inman Petancial Minot CA. whole restricted security rest ), and Global Tim Deposits, of my error or omission to both firms Carnal Branch. These deposits are not inured byte shares are purchasedunder DRW; partial shales wil be amazed marks to make, and certain assets not held • As dinned in the account neements, yw nut FDIC. Balances held at te LES AG Cayman Branch are sold at the cahre1be deposited 'your account The by the Finn. Does rot include unpnced secureielassets roily us of any errors or nod netting decks temp:only (imposed tote sovereign ra of the Cayman chiderd reinvestment price supplied by the isster may at the end of the mot and onent statement penods, or reflected on your statement within 30 days after t was blindk ad there is no gown or calm oblgabon of differ horn the Make( price at which the partial shares pinata imminent nested stock opeions rd mailed or made wane. UBS AG to repay the balances while on the UBS Cayman re sold sandal* cock options • Meow died *sower complains or names to the Branch's books. • Liabilities Mies debt balances, outstanding matron Fiths C Fent Retaken Department a 201.352.1699 Cash-nlieu Ions, credit lint short accord balances. or tolUree at 8020-354-9I03, 8:CO Aft to 6GO P.M. Bank deposits are not protected by 507C. !Any Fund Cny whole units may be had n yotr nowt. t ycu at • Caslthroney balances. Total of uninvested Pala* ET Mondry through Friday, or in wring to U6.5 shims are peotected by 51K. See '125 Financial Salem enured *ape-tut trait as a result of a noted pgment cash boraxes, alos depait balances at Ablated and Pi-uncial %nice fre,, Client Rations Deportment Account Protection' below. • cte'wi,e, the Finn will other sell porter an at non-affiliated bags, a-dm:raymeat mutual fad P.O. Box 766 Union City, NI 07087. Martel pik, Cr accept an nova determined by a sweep balances. at the close of tie statement period • A 0 staements shall be deemed conthate adnote W el your request, batixes n the bank deposits miy be registered death) agency, at credit yes axons Non.cornnodity tree deck balances Myths accost acv not cbbvtal to di writing within 60 days **dawn. ad shwas of a limey Fad may be not se 'egged from other balances and the F rm may • For DV services_ Call 844-612-0,36 or from outside hcpcbtect and the proceeds retuned to you a you. Inves&neet objectives use any of these binds in the wan/ay cane of is the IIJ S.: Cal201.352449S sectrites non The entImert objectives and tisk profile mosaic to to busies. Thew funds are pane tom your demath. • In cam of ems or opestin about m electronic each account and may mybetween you accounts The total 6 nettled in the anent period closing vale. Father intonnatan about available sweep options, Please a*se the Firm prornoty in twang of art knit transfer (Er). bit panne or UBS Vea•debil holding current interest rats and yield; it nibble at card transact/ors, call B20-762-1000. Ca wile to UBS Kra cat change in your Ionia station or Lancing information Fdenual $emce, Ix., 1000 Harbor Blvd, 6th floor. www.ubs corrismaepyikt from your Frani,' Advisor investment cbncsives for each accord heti, you Foe driaid nlamation an the Firm's lerdirg puttees or by calling BO '7624000, choose one of the blowing investment objectives: ad (Subsumes, inferno you Client Relationship Weehax.4.e% NI 07086, Attn ITIMITGA Senn,. • ncianCurratincomt Investments seeki-g the. hgretri"stra Cr Account Agreement and to General UBS Financial Senna ailealla protection Terris and Conditions LES Statement of Credit 'tactic." Cal a write as soon as you can, if you tilt your gereratim of ixone only. The Firm is a member of the Sestrilin Mesta Protection available nAgreements mdDisclosures statement a receipt is weerg or if you need more Corporation (Slit), Inch protects acuities customers • Achieve Capitnporeciabon hiesements seeking nknnatennut a trader on the 'lawmen or growth of principal rather than the generation of 2wwwAibt receja The Film or Cad bsuer (as andkable)mtrff of as mental to to 1500,000 Onokidin2 1250.0X/for income. SDNY_GM_00026842 CONFIDENTIAL EFTA_00137462 EFTA01278369 Important information about your statement (0011111ted) Year assets obtained and may not reflect an actual market price • Restricted securities. Restricted Senrdies generally — Our affiliates also receive tradig cawnissans and Your 'filament ernes securities and other assets held a Ma we rot currently triable for public sale. UBS Finns& other compensation Iranmutual funds end aunt tithe account al the ado( the steers parid. You - Certain positiens may appear wiIFM a price rd Services uses the maker price of the unrestncted Oak coripanin whose products we &trine may ask fordovery of fulty pad semi& at anytime. vrill stew as • peke was not availabb • if we are of the sane issuer as an mated value fa the — We recent as a-rualfee from 1.85 Bank USA ad You may receive securities used as loan collateral alter usable to obtin a axe for a amity. restricted slack hro domes of eta statement only. To LES AG Stanford Branch of Liao QS pa avant paying very balance d., on them. Cry securities - Deposits a securities desalinated is amerces the extent tot reeked seo.ries are elgble la sale, sweeping to the banks wide the LEES Bad Sweep tenderedto to Fins aria the statement period are other don U.S dolls, are reflected at the mange the ware reread my be nettantialy lets than the Program lead at market value as of the end of the sternal rate as of the statement date. ague value town period. - kr certain searbes rating innon-contemn; Aerie • Cart bale ice cletnining the cost basis of the denomations pnce and quality (face value) may • Est. (estimated) income, coffee yields and rates Irdormaten regaidng conmasens and other charges somas included n this statement where indicated hive been adjusted to facilitate gaps valuation estivate ol arra" roma is based on curet incurred in connect& with fie execution of tads,, with the number 'I,• LIMN-anal Service' has relied To can caret guotatens, whin armitink contact dividend std interest rate assuring tree seaside, will inducing open transactions he been included a-i eninformation obtained from sources other thanLES fax Finarcial Adria. be Maier one yea from slatement date or crfil confirmations previously fwashed to you. rd MI be Pantie' Semites, including illarriation hem anothe- miturity. This ale& is orgra gueleine; accuracy provided to you promptly onrecpert. Ithe a that youmay have provided to you Fina-cial • Private investments se structwed products. ad continued income are not guaranteed. Adger. The Firm does not indeerdently verfy or Invite rwasment saunas (rclang deft - Estimated arnal inane ad curent yeld fa Short sating garsran the maraca a raiday of cry Warman amps eh program ad realestate armament ant certain types of seareemould include a ran of If pu sit engaged in she wring a security, yOunuy provided by courts other than U3SChandal Senices. saidin) and *unwed praxis are generally highly principal or capital gains in inch care the at incur a charge due to certain thawing costs for that ackflicm although LESChartist &aces generalb Cain struatred racists lave not been income frd current yiet$ would be overaated. 'macular mare. updates this nfermatrin as ihs received, the him registered with die Securities and Exchange - Estimated anal Mane and curent yield and the does not provide ary assuances that the nfamation Commissar' a under any state securities laws. We areal hoome andyield mitt be lower a higher Opus orders valor 'Cost baser ad •Unrealced gar/ los- is Fronk valuated vales ice presto investment than the estimated anent. Regarding can or 'goo& ilkancellee ode, tut accurate as of to date of this statement. As such, stares a-d structured products for Marmara - An aline of a-ruaked income (dividend radar were not exacted by the summers date, open buy and please do not ref" on this Martha to make arrows crib. Acarary rime guaranteed. interest) dada by the current maket al stop ceders are (edaxed by the anent of dividends puffiest or sale decisions la to puposes or — These van may differ stbsterdiaby tan prces, valatfaverage balance's based an the last dividend orripts as as erdivideas a ern/its date unless ahem& Accounts tore erred to the Firs may any, at which a prime iwestnient security ce or rarest payment maieby the issue' and instructed dame by pa. You are Neonate for reflect gallos alternation only foe the period of tortured product may be bas' or sold and do sees tie tealintdepost sill be held for cr. odors tat are executed der to your fan to cancel tine they are held at the Finn Morehistorical rot necessaibrereserd the value you rayreceive year tan the statement date or unhl masa. eating men orders. earmtaten can be actied by you' Coaxial Advisor. rain liquidation. Accuracy and continued yield are not garadeed — Third party eslmatesol vela Me as d a certain Privacy • Unealleed gonsrieeses When data n swath. date ant we supplied to UBS and Services on a • AMY not held by YRS Phargiel Services. Certain To obtan a copy of as current Client Privacy Mee earned urealind goindlosses are caulated la reeds basis by an indorser. aeration firm. arias we not held by the Frn aid not mail the please anal rag Financial Ardor a visit as wreck* Mat& secvey lots. The transaction data for — Iss er, pinealpante cosponsor estimated ekes, Fern's possasbn or anal These assets are at lbabbfilaalligtrafgafkalf. MEWLS lots may or may not reflect amass:ins, dry, are applied tote Fm by the issuer, displayed on nicer statement for informational - LESFfuncial arnica a not a bait. The RMA, Business chimes andar security reorganization events. general partner or sponsor and may be tato-date purposes only. Positions and values presented are Services Account BSA and Ma are brokerage Dirdend and other reinvestment lots ad systematic based on dfferent iriormaton Iran that toed by provided by the issueg fern LES Fame' Services accounts which wow& access to barking services and psdnase as are eachcombined todisplayre tiedpales to stair their estimated values. not rap:noble for the inknriation and tats not pecan thaugh arrangements with affiliated banks averaged lot The 'Trade date colann presents the — You can obtain addiarel Sermon regardig gua-anta its accuracy. Thew eats av not protected and other ihid-party banks, and wades access to &grist transaction trade date. tie mete :blow used to determine the estimate of by 51K or the Fin's supplemental SIPC coverage. aurasye and annuity pricdacts issued by usaftilialed value at the date of the Haman that is the third-prty 'retinae °impala tva4i insurance • Callable secureela Bonds and rend sod that bash for the estimate by contattg your Fiona' • Revenue shale and additional compensation. agcmy Meares of MS Financial Sates Ins. the risuercats for tab redemption wil be selected Advior. - h Mafia to annuals cn ales ad 12b.1 fees - entrant. teuraxe, and arnuity podacsr irowielb by lot Iran arrow allied/hes of that — Third party estinsed vales may be reflected as risme in sonnectrin with to distrbri en of mutual - Not FDIC aured• No bank guarantee* May lose vale rime held hour name or in nominee name for as *Not piked in several atuatire: when an bat to ow cents we axibr our affiliate receive - IMA. Benne Management Account, Business cents Caftan rennin s obtained from third ixteperdent valuation Inn has not suppled a s rams stung prepares tan distriatas ands SensesAccount ESA, IRMA and erienational Resource parties and as accuracy is not goateed. Other call usable to assign a vale, when we become avant Man of the meal huh that we sell These Management Account are registered service mars of teases may eon which mutt affect Weld once* that a material event has maned that may call a Amaral we baud on two different comp: ante LESFronrial Semites ix. a-demean Willa tread upon request weviousbr repined vale in euestion, or when a tee snore of sabs by LES of a Paten "mead - VISA is a registered laden& owned by Visa value would to highly speoAtrie due to lane& iltrd fnib to ourclents; and GO fie asset eke of a htematiaal Service Association at used war • Catifitates of anal (eel. (Dare FDIC rimed 'Stine meaty. perticula mutual ad landis threshed a to kense. The Les Visa tittle cads ad the UBS Via Li> to 1293,000 in principal and arcnad intro' per - When neither an ism, general partner or sponsor debit cards at issued by UBS Bad USA with deposer rd pre depository inciaoth inaccordance titillated value nor ern -party estimated vale is - We aa our Aliso also receive networkhoard permission from Visa US.A Ircorporate Apr titer rah FDIC Mar prowled. the ale of the stove vrill a dame emabus processing fees in consideration for tarter rackmaks, registered creamers, senate maks and horn its archase once. agent services de we provide to fa mutual funds registered strike marks are of their respects* • Pritehalue. PrcesdisdatclIce securities and other - 'Distribution to date may include reran of These fees gereralb ar paid from investor asset n (amain woad, may be higher or lower than the price that capital acme or both. tie mutualFund and are a aid dear arrant baud yai would actually receive in the market. Prices ant - 'Original unit size' Mann the nal oaring an the number of accents at the braerrdealer OBS Financial Services Inc. Rev. 201705 &aired from various sad pm sources *hitt we Price per tat admay not reflect your cost bast hokingFraud lads of that ftrdfail beaeve to be reiable, bat we do not guarantee the - DIP and unlisted REIT satins are not listed on a - h adfion to ammosicns received in connection accuracy. national stones exchange and are ger* with the safe or &tautenol annuity contracts ad - We general& use the cbsing price Me ~ISM et aloud and ewer a they can be "old, the price tests inwanant bust Lein to ofs clients, we ads. tenon of the bid and a* aces kr listed reamedme be less tan to per sham estiated at Pete receive revenue sharing corrpensaten searbas ad options cc one, bid prices tot OTC value provided in the wont statement. tan many of the reurace companies aderwriting series. the annuitya:reacts Mines of the mmance - Less Wonkytraded nolnes maybe paced usng a companiesor sooners of the tint investment trusts valued en model or the most recent prim we re &tribute. SDNY_GM_00026843 CONFIDENTIAL EFIA_00137463 EFTA01278370 U8S Financial Services tic. Retirement Account Private Wealth Management *UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 August 2017 C4477005625701 0817 Y2 Y1 0 HI IN AXWELL IPA Account namC GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number. Your Knandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on July 31 (1) on August 31 (1) RMA ResourceLine at 80ORMA• 1000, Your assets 57,561.78 57,793.08 account 02%23697. Your liabilities 0.00 0.00 Ksit our website: Value of your account $57,561.78 $57,793.08 www.ubscomllinanciarewices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www.annuakreddreport.com. Tracking the value of your account during 2017 Value of your account S Thousands at year end 2016 $7,16897 Net deposits and 570 570 572 57.6 57.8 withdrawals •1282.60 t • • Your OveStenent realm DiWdendarx1 interest income 1547.07 Chance in market value 5362.64 Value of year meant Dec 2014 on Aug 31.2017 $57.793.00 Dec 2015 Dr: 2316 1u12017 Aug 2017 SONY GM 00026844 Member 51k CNP70000005625701 NP7000193470 00004 0017 030575004 010000 ►age 1 of 8 CONFIDENTIAL EFTA_00 I 37464 EFTA01278371 SUBS UBS Strategic Advisor August 2017 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 31 a) your account . Cash and money balances may include A Cash and money balances 1,840.80 3.19% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. UBS RYC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 55,952.28 96 81% about mu statement on the last two pages of this statement for detail about those balances. E Non-traditional 0.00 000% F Commodit les 0.00 000% G Other 0.00 0.00% Total assets $57,793.08 100.00% D Value of your account f57,793.08 Eye on the markets Percentage change Index August 201 7 Year to date S&P 500 0.31% 11.93% Russell 3000 0.19% 11.20% MSC I - Europe, Australia & Far East 402% 17.50% Barclays Capital U.S. Aggregate Bond Index 0.90% 3.64% Interest rates on August 31, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.23% CNP70003005625702 NP7003193-170 COCO. OBI 7 030575004 01193hYGM000288,09e 2 of 8 CONFIDENTIAL EFTA_00137465 EFTA01278372 UBS Strategic Advisor Account name: GHISLAINE MAXVVEU. IRA Your Pi mandril Advisor: *tills Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account SCOTT STACKMAN/LYLE CASRIEL Change in the value of your account Summary of gains and losses Vanes wooded teloor exclude products for which gam andlosses are not classified. August 2017 (3) Year to date (I) Realized gains and losses Unrealized Opening account value $57,561.78 $57,165.97 August 2017 (1.) Year to date (1.) gains and losses (S) Withckawals and fees, including investments transferred Short term 0.00 0.00 257.29 out 0.00 -282.60 Long term 0.00 -667.75 -256.65 Dividend and interest income 93.46 547.07 Total $0.00 -$667.75 $0.64 Change in market value 137.84 362.64 Closing account value $57,793.06 $57,793.08 Cash activity summary See Account acthrty the month tot delaIt &lances In your Sweep Options are includedin the cpenng and Dividend and interest income earned closing balances wlue. FDIC insurance asspries to deposits at UBS lank USA and tit banks palcipaling in the UBS FDIC Insured Deposit Frown. a Oces not /pray to deposits at UBS AG. stariord starch Or bank deposits placed through the UBS internationi Deposit Account program SSC protection applies to money For purposes of thls statement, terrabley of Inkiest and dividend Income hes been determined from a US markt' sweep fund holdout but not bank deposits See important information about your statement on the tae reporting perspective. Based upon the residence of the account hakes, account blue, or product bye last two pages Of the; Comment for details some imerest ardor dviCend Payments may not be subject to United States (US) ardor Nino RICO (FR) Income faits The dent monthly statement is not Intended to be used and cannot be need upon for tie August 2017 (1) Year to date (1) purposes. Clients should refer to the applkide lax reporting forrns they recent from UBS annuity, such as the Forms 1099 and the formt 4130, foe lair reporting information It is the ()tartlet Of UBS to file the Opening balances $1,640.52 $98.00 Osplicatle tar reporting forms vAth the US mterni Revenue SeMce and PR Treasury Deparinomt, and in sr* blown accurately dasa fy cludenci area interest mien exempt or taxable income. Pleat consult your Additions Induclual tax preparer. Dividend and interest income 93.46 547.07 August 201 7(3) Year to date (S) Proceeds from investment transactions 0.00 38,025.00 Dividends 93.18 546.67 Total additions $93.46 $38,572.07 Interest 0.28 0.40 Subtractions Total current year $93.46 $547.07 Professional management fees and related services 000 -282.60 Total dividend & interest $9306 $547.07 Funds withdrawn for investments bought -93 18 -36,546.67 Total subtractions -$93.18 -$36,829.27 Net cash flow $0.28 $1,742.80 Closing balances $1,840.80 $1,840.80 SDNY GM 00026846 CelP7C003305625703 NV7003197470 COCO4 Cell 7 030579004 O1OOOO ►aye 3 of 8 CONFIDENTIAL EFTA_00137466 EFTA01278373 GHISLAINE MAXWELL IRA *UBS UBS Strategic Advisor August 201 7 Account name: Friendly account narno:Indiv IRA Account type: Indiwdual Retirement Account Your lq Bendel Advisor: SCOTT STACK MAHLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest period Jul 10 - Aug 6 Opening UBS Bank USA Deposit balance Jul 10 11,949.23 Closing UBS Bank USA Deposit balance Aug 6 $1,840.80 Number of days in interest period 28 Average daily balance 11,894.88 Interest earned 10.28 Annual percentage yield earned 0.19% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant inbmation about your statement at the end of this document Your return objective: Current income B. capital appreciation Your risk profile: Primary Moderate In vestment eitgibdity conuferation None selected Your account instructions • 1185 Financial Services hc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. CNP7C0C0305625704 NPVCOIS0470 COCOS CBI 7 030575004 olaplyGm000288‘49e 4 of 8 CONFIDENTIAL EFTA_00137467 EFTA01278374 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your PI nandal Advisor: Friendly account name:Indio IRA SCOTT STACK MANLYLE CASRIEL August 2017 Account type: Individual Retirement Account Account number: Your assets Some pnCeS, income and current values Signor may teepprOxirtVle. AS a INA gains andlosses ma/ rot be accurately reflected. Ste msporzantinrorntabOn about your statement at Ine end of ttws docurnem fOr rote infornaeon. Cash Cash and money balances Cash and money balances mat include avaldale cash balances, UBS Bant USA deposit account &anon UBS Bank USA and al Uss FDIC Insured Pregame-sok deposit account tdanCes are insured by the FDIC within UBS F DK insured Rogan Bank Lances. UBS AG Stamford Branch teposit account balances and rroney applicabae lents, but ale not protected by SISK. UBS AG Stanford Branch deposit accourt balances me not insured mallet mutual fund sweep balances. by FCC and ace not ion:ceded by 51K. Money market sweep balances are protected by SIPC but are rot Insured by the FDIC See the Important information about you statement at the endof this document for detaits about those balances 0tenng °dance Closing balance Nice per share Average Ceildend Interest DayS Hddng on Aug 1(S) on Aug 31 (I) on Aug31 ($) rate period Peeled Cep stunt (5) UBS BANK USA DEP ACCT 1,8.1052 1,840.80 250,000.00 Fixed income Mutual funds Total rernvested is the told al at reinvested dodends II does rot include any cash dcfends is rot a UnreaMed 00 gain alas is the dfference between the current vane and the cost &is and would la( lot for the purposes of delerminng hddng periods or COSt Nos. The shares you receive each time you generally be your taxable gain (vitas d the security 3v.3$ sold Om ins dale The uneasiest dad gam or loss may reinvest duderla bEcine 8 Separate tax hat need to be whined for return of capful payments in order to determine the (edited gain or loss for tar reporting puposes. Cost basis 4 the tOtal purchase cost of the Security. Indudng mnvesteddvdends The cost basis May need to be aclusted for 'twin d caPtal Payments in order to determine the Oustedcost nays For tax Inve5treent return is The current value minus the amount you invested t does no are Include Shares that not reporting mitoses. reflected on )our statement, indudng shafel that hale been red Steel as either a gain or alms It 850 does not include cash dedends that were not reinvested Purchase priori Number Average peke Client Cost Prke per 'hat Value on Unrealized nail tmestment Hddrg Hddng of shares per share (3) investment (5) basis (4) on Aug31 (SI Aug 31 (5) spin or loss CP return (5) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol-. DBLTX Trade date: Mar 31, 17 1,693.321 10.629 '8,000.00 18,000.00 10.770 18,237.06 237.06 ST Total reinvested 20.663 10.697 221.05 10,770 222.54 1.49 EAI: 4677 Current yield 367% Security total 1,713.984 10.631 18,000.00 18221.05 18,45960 238.55 459.60 JP MORGAN SHORT DURATION BOND FUND CLASS I continued next page SDNY GM 00026848 C HP70303305635705 NP7003190470 00004 MN 7 030575004 010000 Pap S of 8 CONFIDENTIAL EFTA_D0137468 EFTA01278375 UBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL IRA friendly account name: Indiv IRA Your Fiasnáal Advisor: SCOTT STACK MANYLYLE CASRIEL August 2017 Account type: Individual Retirement Account Account number. Your assets b Fixed income . Mutual funds (continued) Purchase pricer Humber Mein once Client Cost Price per Share Value on Unstinted 044 Investment Hddng 14cicIng of shares eat sham (S) investment CD bait (1) al Aug 31 (S) Aug 31 (5) gaincalm (5) return (5) period Symbol: HLLVX Total reinvested 1,788.159 10.993 19.657.36 10.850 19.401.52 -25584 19.401.52 EAt 4204 Current yield 1.05% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1.789.264 10.060 18.000.00 18.000.00 10.070 18,017.88 17.88 ST Total reinvested 7.277 10.063 73.23 10.070 73.28 0.05 EAI: 4190 Current yield 1.05% Security total 1,796.541 10.060 lance:so 18,073.23 18,091.16 17.93 91.16 Total 536,000.00 555,951.64 555,952.28 30.64 $19.952.28 Total estimated annual income: $1.071 Your total assets Percentage of Cost Eslimated Unrealized value on Aug 31 (5) your account Oasn annual income gain or loss (S) Cash Cash and money balances 1,840.84 3.19% 1840.84 Fixed income Mutual funds 55,952.28 96.81% 55.951.64 1.071.00 0.64 Total 557,793.08 100.00% 557,792.44 51,071.00 50.64 Account activity this month Pate Acliséty Description Amount If) Dividend and interest income DRoderdf, Aug 1 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 07131/17 54.05 SYMBOL DBLTX Aug 1 Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 07/31/17 18.91 SYMBOL PSDYX Aug 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 20.22 SYMBOL: HLLVX Total dividends 593.18 CW70003005625706 Ne7000193470 00004 0817 030575004 01WIllitontoornetftwo 6 of 8 CONFIDENTIAL EFTA_00137469 EFTA01278376 T UBS Strategic Advisor August 2017 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indy. IRA Account type: Indiwdual Retirement ACCount Your ft sandal Advisor: SCOTT STACK MANILYLE CASRIEL Account number. Account activity this month (continued) Date Adhay Demotion Amami IS) Dividend and interest income (continued) Interest Aug 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF oa Ou 17 0.28 Total interest $0.28 Total dividend and interest income $93.46 Investment transactions For mole I nformaion tout the price/ value shown br restricted securities. see Important informatina about your stetement at the end Of this 46(u-cleat. Proceeds from Funds investment withdrawn la Accrued Cute Actnity Desception Quantity vaue (I) Pnce CS) transactions (S) inwSleneills bColg (S) interest (S) Aug 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND IN91.. 5.051 -54 05 DIVIDEND REINVESTED AT 10.70 NAV ON 07131117 AS OF 07/31/17 SYMBOL: DBLTX Aug 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 1.878 -1891 DIVIDEND REINVESTED AT 10.07 NAV ON 07/31/17 ASCf 07/31,17 SYMBOL: PSDYX Aug 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND 1.864 -20.22 CLASS I DIVIDENDREINVESTED AT 10.85 NAV ON 08/2917 SYMBOL HLLVX Total -S93.18 Date ACtiVity Oeccription mount ff) Money balance activities /lel 31 lateace fowled $1240.52 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of (804117 028 Aug 31 Closing U.S lank USA Deposit Account $1840.20 The u85 Bank USA Cepont Account is your primary sweep colon SDNY GM 00028850 Ce/P70508305a5707NP7003193470 00034 0817 03057,404 010000 Pep 7 of 8 CONFIDENTIAL EFTA_00137470 EFTA01278377 *UBS Your notes C., 000...X. ,.......... , .0,,.., '44fRuycm,o260s6 6 o, 6 Encl ot ...mt..... number - CONFIDENTIAL EV1,00137471 EFTA01278378 Important information about your statement Fthincial Services Pc. (the Firn or UBS Fnercial her fromyou no later than 60 days alter the Fens thins for cash). tobnaecry Podia* available upon • Aortae Combination of Income and Canna% Saab's). is a member of all principal cecisily, comrrothey set you the fist statement on which the ems or rapist or et row sPc. org The SIC asset protection Appeeliitell Investments Mktg both the generation and option; oche-ages. UBS Fisancial Services and 1.8$ Frolaram athered. tenth apply to all accesses that you hold in a pracular of income rd growth of pritiosl. Bank USA re i-died subselones of UPS AG and - Proved. your name ad xcant nutter A any) capacity. aftihaes of 1.85 Season U.C. The Fim's Genoa' — Cnsabe to motor the vin er )Cu ireinure The Fern together watt certain af iliates. ha also Overallrisk profiles statement 8 available upon regtert. The Fenas emanate about, adopter, as clearly as you can why you purchased snolimentalintro-ice The maimum • Connives's...Seeks to manUin Mad primPal with offkm are a. believe d is armIan a why you need more amount palAare to at e19bb clients. colletwey under low risk ad volatility to the account overall even if Samriot. this protection is 5500 million as of December 10, 2016. that mein the acouv don not generate significant 1.135 Financial Senmes — Providethe doter anvil ot the suspected era. Subject to the poky ccrditirs and tornilltittis, cash a income a retard and may not leap pace with 1200 Harbor Boulevard the Firm is further protected for up to $1.9 million n the inflatkn. Weehaysken, NJ 07086 The Finn or Card Issuer wil imestgete sus comeliest aggregate for all your accounts held n aperil:We • Moderate. Wiling to accept some rids to pincipal ad and will correct ry mar promptly. For alleged errors capacity. A fl copy of he poky wardig is swath tolerate scene volalety to seek hater returns. This statement represents the only official record of your evolves? UBS Vier debit ca-d transact:ors if we take won request. • Aggressive: wiling to accept hit ink to ennopal end U3S Fhancial Services account. Other records, ocept more than 10 bus less days to &tees, we will credk official to. documents. contanng confliang data should you accost for the amount you thinks in error so that The SIPC protection ad the supplemmul protection nigh volatility to seek high returns over time. not be relied was II you btkeve there is an tope or you wri have the use of the money dunng the tine t both do no apply to • rnvestment Ebabiky Conlidention: I selected a omit:Pon please report 3 immediately n writing to the takes us to complete our iwestiption. • Certain 1i-uncial nets controlled by (and inclkied ii portion of the portIolo ice tat account may include Branch Mangan of the office wvig you account. your account value) but held awayfrom UBS Financial complex strategies, fretted 'keit:ley and pester Please mike all checks payabft to the Fern or the volatilty. Smarts (eg. certain(i) deposits **Miredand ran- Allthoup a lipares shown re Mended to be account Ihrthal haters nutted on the Bak of the affiliated baits 03 nsurance products, haring statement data should not be wed for tar purposes Rely statement In addition to regthe wean fees, accounts variable anthills, and (ii) shores of mutual funds Statement shouleholdive soloB on yerend tax kerns, Be Form 1099. 5498. may be subject to mareenarce hex chaps for We when such thaw are registered dm:icily ei the, name We may consoldate tA related account statements with 10425. tic) whenDrepamg your lax return. The Fim 5 essence* ter securities purchases and charges For unpaid of the account hob:Bras the bolts and records of the the sane address in the sine envelope e.g. because required by law to repon to the IRS alllivable dividends., annexes n cash accounts Accounts that re transferred they have owners *hp ako mantas hem accord issuer or trawler agent); mportakee raktarible anima and usable interest to other instoitens may be subject to a Vander lee. • Investment contracts or metro ern neerests (e.g., rebtionshis well other dents a the same address. If eared on Pantie" held n your arca" net proceeds limited partnerships end private placements) hat are you prefer to receive individual statements mailed n on see tramactions, rd tort bastion certain covered UBS Sweep Options not registered under the Securities Act A 1933; ad seenteemelthes, you may decline houwheding by swishes. LES oilers options tee sweeperg cash balances to bat calig your Franual Adwor. • Commodities contacts (e.g. foreign excha-ce and depose accents al non-afidieted bats ad affiliated precious metal contracts). include-refutures conVacts Oavereeklatkno with she Firm banks money nutlet mutual funds (Money Furls) ad Friendly eccowirt name and commodity option contracts. The Friendly account name is a wykrnekth 'Merriam? • Please wain/rim ay oral communcatens in wring the thernatisnalDeem. Accosts (DA) fa cuttorma The SIPC protecton and the supplemental protection do tofurther protect your fgt. mdudrg your rsints with an International Pesaro Management Accost. chosen by you to assist you with your recordkeepixi not apply to thew asset, eon d they Who've,* awes ha no legal effect as your account You can chancy under the Seosthes Investor Protection Ad (SPAT Depose accounts al UBS Bak USA and flan-affiliated on you statements. The SAC protect cer ma the banks parecipatng n the UBS FDICanstred Deposit your Friendly account names, through Online Services • If the financial Pditution cn the top left of des frond swpkmental protection do not protect against changes of this steams isnot U3S Fnrxil Sevres, UBS Program me FDIC rimured in accordance with MIC nibs. by contacting hoer Financial Advises. in the make) vats of yam investments (*tether a a Fiancial Smite carries you arrant as dewing Foe more infonnatim, plow visit *wry fdic.gov.Deposk resort of market movement, issuer bankruptcy a taker by arra-gement with the edcated insitution accourts at UBS AG Stan,ord Brands and chain of Aegean overview otherwise) • Valle of your arathintroatfoth. Pet of assets and We informed you of tit relatonshio cent you MoreyFut are rot hand by the FDIC. opened this accost h ass cast your Lads and Dividend Reiweatment Program (DRIP) liabiftes searities re located at LOS financial Services and rot Through the DA, cash balances re swept to deposit the price reflected is an average price. You may ottan • A.the Includes nobble cash balances. thaws for kw Prodsong braes and youmist make a wpm accounts at UBS AG New rot Berth a-d UBS AG the actual price Iran your treenail Aetna. Orly eh* restricted security (est ), and Global Tine Deposits, of ay emir or omission to both firma. Cann Branch. These deposits are not imured byte shares are purchasedunder DRW; partial shags will be unreatzed marks to make, andcertain assets not held the • Asdevoted in the account agmerrimartIrrtal FDIC. Balances held at tie LES AG Cayman Branch are sold and the cash vet be deposited is your account The by Fins Does riot halide worked secuntietassets reedy us of any wears or Baud ismolving decks temp:only oposed to the sovereign rent of the Cayman (bard ree-wesknent pice applied by the tier may at the end of the prior and anent statemeMpenods, reflected on your statement within )0 days after t was blaxb and there is no game. motet obligation of efts from the make price at *tech the patial shares private iwortmena invested stock options end mailed or made sealable. UBS AG to repay the balances while on the UBS Cayman re sold everckath cock options • Please died *stoner camplaims or heaths to the Branch's books. • Lialektoos Prides debit balances, cutstaning Margin Fim's C Tent Relatins Deparrent a 201.352.1699 Cash-iblieu Ions, credit line, short account balances. or toll-free at 8020-354-9I03, 8:CO A.M. to 600 P.M. Bank deposits are not protected by SAC. Money Fund Only whole urds may be had n you' accent. t ycv at • Cash/moneybalances. Total of uninvested avalkft ET Monday through Friday, or in wing to WS shires we protested by 51K. See "UBS Ferrol Seats entitled to a parlor'sit as a result of a boded payment cash balances, pis deowit bays Mediated trod Femnual Smith em.. Client Relations Departnat Accent Protection' below. or otherwise, the Firm will ether sell panel units at nonalfHated bails a-d chose ate mutual Sad P.O. Box 766 Union City, NI 07067. motet peke ce accept an ward determined by a sweep balances, at the of tie statement period • A 0 staernents shall be deemed complete end accuse lixn Jour request, bataftes n the bark deposits may be registered clean) agency, mil credit you' accord. Non.cornmodity Ire creak balances in yar acorn Xis if not cbbard to in welting within 60 days wthdawn, ad shoes of a Money knot may be • ot sergated from balances and Fm. may • Fa TTY services_ Call 044-612.09,36 or *cm cutsde licpthect and the proceeds rand to you a your tea aStment object:ma use any of these fads h the wen/hp course of its the US.: Cal 201.352-1495 securities amen The nyesimerre objectives and risk prolile are spec tic to Naive Thew funds are pot* won your doma-d. • h can. of was or earth:re about en electronic each account andmai wrybetween you' accounts This total is ridded in the curet period closing vise. Father iterates about available sweep option, Phase adze the Finn prom* in wining of ay knit ransfer (WO. be parnini or UPS Vemockibil MWing current interest rate and yields it available at card transact/0ns, call 1320762-1000. Od wile to UBS sett cam thane in your Immoral situation or Undress Information Pe-0mA Grips Pk., moo Harbor Bled, 6thHoer, wow tabs cornryrneepyil* from your Francis' Advisor investmem cbectivek For each accent hekl, )Cu For cloaked eilamation on the Firm's lerdeg peewees cr by calling BC0.762-1000. choose one of the following investment objectives: ad (Subsumes. refer to yes Clem Relationship WeelmMen NI 07036, Aunt BOMBES& Sakes. • GoanCurnertincomt Investments setai-g the Agreenvnt cr Accent Agreement and the General UBS Fronde! Services aware protection Terms and Conditions 1.135 Statement of Credit Mactices Cal or write as soon nye., can, if you fi nk you gmeratim of imane only. The Firm a a member of the Sethilies evestoe Protection available hAgreeniene IndDistloSuye3 staement cr receipt's wag or 4 you need more Cop:ration (SIPC), which protects swathes =tomer, • Achrwe CapotAppreciabom hrestments seeking shvwretyreooterthowythiviev. inlomiatcn tut a harder on the statement or growth of principal caber tan the generation of receipt. The Film or Cad bsuer Gs wpfkable)nurst of is members up to 1500,000 (mcluding 1250.000for income. SDNY_GM_00026852 CONFIDENTIAL EFIA_00137472 EFTA01278379 Important information about your statement (00tlinUtd) You —eta obtained ad may not reelect an tour market price • Restricted securities Restricted Seesraies generaly — Our affiliates also recent tradig convnissons end Your 'filament iterates securities rd other nests held a value se rot currently ergble for public sale. UBS Finrcal of compeer:an Iran mutual funds and Mara intim a:cant al the end of the haternew hand. You — Certain positive may appear wilecul a prise axe Services del to makes price °Mho unrestricted ha% companin whose products we astrtute. may ask fordovery of fully pad searan at airtime. will show as • eerie was not availat* • if we are of thy sine issuer as an mputed wlue foe We — We recene re a-rualfee from 1.85 Bank USA and You mar receive securities used as loan collateral ether viable to oath a pace for a Rarity. restricted slack hro domes of eta statement only. To U3S AG Stanford Bunch of rear VS per account paring sly balance caw on them. Any securities - Deposits a 'etudes demanded is cumercas the erred tat 'erected seo.rites are elybri la sale, sweeping to the larks une the ties Bad Sweep transferred to to Fires airy the dalefnent period are dher dun U.S dolls, are reflected at the whinge the ate received my be Abstantialy lets than the Program listed at market value as of the end of the sternal rate as of the statement date. hared value taten period. — kr certain searbris tracing innon-conforming Activity • Cart bon. n deternning the cost basis of tie denomination% pnce and qua-MyRace vela) may • S. (estimated) income, current yields and rear Idormaton reprising commesens and other chages scarifies induded it this statement, where indicated have been adjusted to leder* rawer neuron An estivate of annual acme m based on current incurred in ornerier with tie eveancri of trades, wih the number ' UBS Frani& Seruicee has relied To cbUin current quotations, when sealable contact dnidend rd interest rant warning tie leant*, will inducing oda, transaction, ha beenincluded an oninformation earned from sources other tunIRS 'Car Financial dekko. be held for one yer from sentiment date or snel confirmations previously furrished to you. an will be Frencial Semites. including Ofaeration from anothe- maturity. This estivate is onkr ear:Rine; accuracy provided to you proudly on rweria. rem a that youmay haw provided to you Fina-cial • Private investments and structured products. and continued norm are not guaranteed. Adrisor. The Firm does not indeerdently Way a Private nvermene acuities (rat ring deft — Estimated anal ixane rd current yeld fe Short sating gar:rite* the maraca a widay of my Wornution whenOn program end Malestate onwatment hart certain byes of sew iescould include • tarn of If you re engaged in short selling a tenuity yOu may provided by coaxes other than U3SFinnrial Senices locution and structred pecarls are arraly highly principal or repeal gars in which care the est incur a charge due to certainbrowny costs for that aidlicm although UES Financial Sentries grimly Crean gartered prockcts law not been income far current yak* would be overaated. Particular storey. updates Pis nfcrmatnn as n is recnved the km registered with the Securities and Ex page — Estimated aural scone and current yield and the does not provide any assunrces thee the hfamatim COMMYSkri or under try state securities laws. We aide income ad yield mgt be lower a higher Open orders u -der 'Cost baser rd "Unrealced gaitIon is Fronde *rimed valies ke private nursemaid than the estimated armada Regarding open or 'rode ilkancerire cadges that accurate as of re date of this statement. As such, stank.' a-d structured products for Hamra-al — An rrinate of a-ruaked income (dividend ander wire not natured by the statement date. open buy and please do not re)/ on 'his damition lo make whom oily Acarary knot guaranteed. interest) divded by the current maket sel stop ceders are redxed by the aloud of dividends puthase or sale decision% la la pupae' or — These Saes may differ ebsterliay torn prces, vat/revere,e balancers based on the last dividend or riipts on an redividerds Cr nights date unless °their'. Accounts treederred to tie Sim may any, at which a pews iweSenenl security a or rarest payment made by the risuet and instructed chemist by yoa. You are tesponsble for reflect gaitIon hfcrrnatim only foe the period of *lidded produce may be bandit or told and do wines to seoriresideposits will be held for we orders tat are weaned dr to your fain to cancel tine they are held ate Finn More hi:cornet rot necessayrrepresere the value you myreceive year tan to statement date or until mahrity. curling open orders. ramtaten can be added by pax Financial Advisor. tricn lip urchin. Accuracyand continued yield am not warrant — Third party estmatesol saes re as d a certain Privacy • Urrealised gams oases When data n swath. ride end we supplied to UBS kind Services on a • AMU not heed by UN Pinanded Services. Certain To °titan a cow of at current Client Frisky Nonce *mated urealind windlasses are cakuland fa regal basis by an independent satiation firm. assets re rid hell by the Fat and not ivehh the dram confect sax FinancialAdvisor or visit or website ndvidyl securey lots. The transaction data for — Issur, general prner or sponsor estimated rakes, Fen's possnsrin or control. These assets are ZeiMalaragitirafa09121iLla rrievitUal lots may or may Oct ref lett carmine:a, day, are swadred to the Fm by the issuer, dmaleyed on bar statement for informational — LES Fivocial Services ri not a bait. The RMA, Business chrges aorta security reorganitaten events. general partner or sponsor and mar be calculated purposes only. Positions and values presented re Services Account BSA and SMA are brokerage Diridend and otiet reinvestmeni lob and 'human based on dfferent idoimation Iran tat maid by provided by the issuing fern U% Ferried Services ts accounts which povisb access to heronry serval and ard-ase bee are each combined todisplayre aidpann to ciwiw tier thinned values. not respirable for tie information and clan not smart 1h-ough rrangerrients with affiliated bank averaged lot The 'Trate date' colonpresents the — You can obtain addihral dormat.' regardig qua-antee its accuracy. These assets am rot protected and other ihidparty banks, and provides access to original transaction trade date. the met cdalogy wed to determine the estimate of by SIPC or tie Finds supplemental SIPC coverage. iburerr.e and away proacts issued by tnaffilialed value at the date of the ilonnaton that is the Inird-pany hsuance davit troutfi ins rance • Callable peeurkiiia Bonds and refereed rod run bask for the Sinn by contrtrg your Financial • Revenue daring and additional earnpensatim agency absiaries of ties Financial Sate" In,. the risuerchs for earl redemption wil be selected Advisor - h adduces to amassers on sales and 12b.1 lees — Westrrem6 insurance, rid arnuity p-mbcir incanalY by lot Iran anog all washes of fiat — Third prey eainased value may be reflected as recewed in connecter with to arid:den of mutual — Not FDIC ibured• No bank guarantee* May lose vale 6.,e held hour mime or in nominee none for as *Not piked in several Austin: when an 'kit to our <Writs we axtor our affiliate receive - IMA. Reseda Management Account. Busress clients Call leatre Itilllatinif obtaned from third independent valuation Inn has not suppled a e revered shaky payments tan distrtulas enact Sera-esAccount BSA, IRMA and rnemational Resource parties and el accuracy is not swanked. Other call stable to astir a vale, when we beanie snare advisors of the maul Ira that we sell These Llanagentint Account ire registered service maks of leans may eat which card affect Weld ccmdert• that a material event has occurred that may call a AMOS& ere bred on two different corfprenft: (0 LESFrenrial Semites lx. inkrmatio rillbe provided upon request previous)/ reputed vaLe into portion, or when a to armee of sales by 12$ of a Particula- rululd — VISA is a registered tradernak owned by Visa value would to high)/ speculatne due to she nature And fartily to ourclents: and 00 tie asset valued a htematrinal Sent Asvacation and used crcetr • Certificates of deposit (Mal. CO, are FDIC muted ol the Settinly- wad, mutual lard lanys shares held a the kense. The UBS Visa crede cads and the UBSVria too 1293,000 n principal and accrued interne per ▪ Whin niter an aim-jam/cal partner or spunk, In,, debt cards am issued by UBS Bank USA with &roar red per depository inciatiket ivaccordance titillated value nor athird-pay estimated make is — We endow affiliate also receive rawert rigrd permission from Visa US.A It M ohm wit FDIC has. provided the win of the starry write dielered annbus processing fees in consideration for trawler radernaks, registered tracrimats, smoke maks ad tram its ouches, diet. agent services that we Trade to to mutual funds registered service marks are of ter respects* • Pricervakier Pros dip:dyed fa securities and other — 'Distributions to date may include rerun These fees generally at paid from investor asset n convenes pro:Lets may be higher or twee thin the price thai capital home or both. tea mutual fund and are a feud dater arrant bred you would actually reaiw in to mean. Prices we — 'Original unit size' aeforelenh to racial offering on the minted accents at the brater.dealer UBS financial Services inc. Rev. 201706 drainedfrom various hid pay sources which we pie pie Ira admay not reflect your cost bast hokingrenal finds ol that fun:gamily tele* to be reliable, bat we do not guarantee thee' — DIP an unlisted REff studies are not listed on a - h ad:Inon to commanns received in correction accuracy. rational secuttes exchange and are genet* with the safe or &newtonof annuity contracts ad - We general& use the c Ming price when suable a Blend ad ewer a they can be told. the price unit inwstnant butt telt 10 as clients we ardor Ix mean of the bid and a* picot kr listed Mewed mW be less tan re per sham estinated or Argot., receive revenue sharing compensation searriris and options or °nit bid prices for OTC value provided in the extent statement. Iran many of the insurance companWs undtrwiting leashes. the annuitycontract% *fibres of the insraxe — Less actively traded scones maybe paced usng a companies or sponsors of the inn investment trusts velumen model or the most recent prim we we &tribute. SDNY_GM_00026853 CONFIDENTIAL EFI'A_00137473 EFTA01278380 U85 Ftvincial Strikes tic. Retirement Account UBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 September 2017 CH7700656133909.17x134 YT 0 HIS AN MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number: Your Knancird Advisor. SCOTT STACK MAW LYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on August 31 (1) on September 29(5) RMA ResourceUne at 800-RMA- 1000, Your assets 57,793.08 57,732.40 account 02%23697. Your liabilities 0.00 0.00 Itisit our website: Value of your account $57,793.08 557,732.40 www.ubscornifinanciarewices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from syww.annuakreditreport.com. Tracking the value of your account dudag 2017 Yak* of your account S Thousands at year end 2016 $57,165.97 Net deposits and 570 57.0 57.2 57.8 57.7 withdrawals -$282.60 I • • mere Your rlveStilleilt realm DM:lendan:I interest income $642.46 Change in market value $206.57 Value of your acorn on Sep 29, 2017 $57.732.10 Dec 2014 Dec 2015 Dec 2016 Au; 2017 Sep 2017 SONY GM 00028854 Member SIPC CNP70001006551339Ne7000309009 00004 0917 030575004 10TICO Page 1 of 8 CONFIDENTIAL EFTA_00137474 EFTA01278381 sUBS UBS Strategic Advisor September 2017 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number: Indis•dual Retirement Account Your Nnancial Advisor SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of September 29 a) your account • Cash and money balances may include A Cash and money balances 1,841.12 3.19% Your current asset allocation available cash balances. LIEIS Bank LISA deposit B Cash alternatives 0.00 0 00% account, VBS MC insured Deposit Program Bank A accounts, LAS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances_ See the important in formahon D Fixed income 55,891.28 9681% about ;our statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $57,732.40 100.00% D Value of your account f57,732.40 Eye on the markets Percentage change Index September 2017 Year to date S&P 500 2.06% 1424% Russell 3000 2.44% I 3.91% MSC I - Europe, Australia & Far East 2.53% 20.47% Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14% Interest rates on September 29, 2017 3-month Treasury bills: i One-month LIBOR: 1.23% C NP 70303006561340 NP7000309008 017304 0917 030575004 KIMY_GM_00028/40ABe 2 of 8 CONFIDENTIAL EF1'A_00137475 EFTA01278382 Account name: GHI5LAINE MAXWELL IRA SUBS UBS Strategic Advisor Your Financial Advisor: Friendly account narne:Indiv. IRA scorr STACK MAIN/LYLE CASNEL September 2017 Account type: Individual Retirement Account Account number Change in the value of your account Summary of gains and losses September 201 7 (4) Year to date (S) Values reported below exclude products for which gam and losses ate not classified. Realized gains and losses Unrealized Opening account value $57,793.08 $57,165.97 September 20t7 (5) Year to date (1) gains and bsses (4) With&awals and fees, including investments transferred Short term 0.00 0.00 136.30 cut 0.00 -282.60 Long term 000 -667.75 -291.73 Dividend and interest income 95.39 642.46 $0.00 -$667.75 Total -$155.43 Change in market value -156.07 206.57 Closing account value $57,732.40 $57,732.40 Cash activity summary See Account activity the month tot detals Balances In your Sweep Options are and wadin the opening and Dividend and interest income earned closing balances ydue. FDIC insurance apples to deposits at UBS Bank uSA. and at baits psucipmin; in the UBS FDIC Insured Deposit Pro7an. n does not /poly to deposits an U85 AG. seardord parch of bank deposits placed through the ur3S tnternaions Deposit Account program SEC protection applies to money For purposes of this statement, tembrity of inkiest and dividend Income ha been determined frcrn a US market sweep fund hoidngs CO not bank deposits See Important Oformation about your statement on the tag reporting perspective. Bawd upon the resicknce of the account holder, account type, or product type, last twopart Of this dottenent for details some interest andlor dvicfend payments may not be subject to United states (US) ardor Puerto Rico (FR) Income taxes. The (tent monthly stattmeM is not intended to be used and carom be stied upon for tar September 2017 (5) Year to date (1) purposes. Clients should refer to the apOktie tax reporting forms they recent from LeS annuity, such as Opening balances $1,840.80 $98.00 the FOrmS 1099 and the ROM 480. 104 the rel0fh09 information Ii IS the POW! Of UBS to file the spplicaUe la reporting forms vAth the US Mterni Revenue Service and PR Treasury Department, and in suchfon accurately clarify the:fends ardf a Interest a tat exempt or tactile income. Pleat consult your Additions indsidual tax propane Dividend and interest income 95.39 642.46 September 2017 Oa Year to date (I) Proceeds from investment transactions 0.00 38,025.00 Dividends 95.07 641.74 Total additions $95.39 $38,667.46 Interest 0.32 0.72 Subtractions Total current year $95.39 $642.46 Professional management fees and related services 003 -282.60 Total dividend & interest $9539 $642.46 Funds withdrawn for investments bought -95 07 -36,641.74 Total subtractions -$95.07 -$36,924.34 Net cash flow $0.32 $1,743.12 Closing balances $1,841.12 $1,841.12 SDNY GM 00026856 ChIP70009306561341 NP7000309008 00004 0917 030579004 201103 Page 3 of 5. CONFIDENTIAL EFTA_OO137476 EFTA01278383 *UBS UBS Strategic Advisor September 2017 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indivsclual Retirement Account Your A sandal Advisor. SCOTT STACK MANLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Retirement services information Interest Period Aug 7 - Sep 7 Beneficiaries you've named for this account Opening UBS Bank USA Deposit balance Aug 7 $1,84020 The beneficiaries listed below reflect the information m our records as of the end of this statement period If this information is not correct, or you wish to change your beneficiaries, Closing UBS Bank USA Deposit balance Sep 7 $1,841.12 please contact your financial Advisor Beneficiary changes are not effective unless you give Number of days in interest period 32 them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Average daily balance $1,840.80 Percentage Beneficiary Contingent beneficiaries Interest earned $0.32 100.00% (100.00%) Annual percentage mid earned 0.20% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility cOnSderatton None sekicted Your account instructions • IRS Financial Services Inc is your IRA custodian • Your account cost bash default closing method is FIFO, First In, First Out. CNP7C008006561 342 NP7000309C0EIC00N 0917 030575004 10 tfikifGM000262,5194 4 of CONFIDENTIAL EFTA_00137477 EFTA01278384 GHISLAINE MAXWELL IRA UBS Strategic Advisor Account name: Your VI Randal Advisor: UBS September 2017 Friendly account name:Ind°, IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CAMEL Your assets Stone pnces, income and current values Shorn May be EpprOxiMene. AS a este. gam aidlOsses may nol be accurately reflected. See rmporunt intosenefron arbour your statement a the end of this CecumeM for more Information. Cash Cash and money balances Cash and morwy balances may ind ode avatar& cosh balances, UBS Sant USA deposit account balances, UBS Bank USA and 81 UBS FDK Insured Procyam Salk deposit tcCOunttdaXes are insured by the FDIC within UBS F DK insured Rogan Sant: Balances, UBS AG Stamford Branch ceposn account balances and money applicable Inn, but ale not protected by 9PC. UBS AG Stanford Branch deport account balances me not insured inaket mutual fund sweep balances. by NYC and at not protected by 51K. Money market sweep Dances are protected by SIPC but are not Insured by the FDK See the Important information eont nor statement at the endof this document for details about those balances. °dead6SW! Closing balance Price per share Average Prdoeno Interest Days mddng on Sep 1 (1) on Sep 29 IS) on Sep 29(S) rate period period Cep artIOUnt CS) UBS BANK USA DEP ACCT 1840.80 1,841.12 250,000.00 Fixed income Mutual funds Total reinvested is the iota d as reinvested dvidends B does rot include any cash dviderds it is not a Unmake! (far) gain or )as is the dfference between the current value and the cost Dais and would tax lot for the purposes Of delerminng hddng pencds or COS( basis. The Sharel yOu receive each time you generaly be your wade on or loss rf the Security was sold minis date. The urreatzed (tax) gan or loss may reinvest CI vdelict become a separate Tax Pt. need to be aclusted for return Of capital wrests in order to detemane the realized on or Kato( tat reporting puppies. Cost band Is the total purchase COSI of the security. Indudng '<investeddo:kends The cost basis may need to be aclusted for return d captal payments in order to detem-ine the aAtnted cost baps for tam investment return iS the current value mousthe amount you invested. F OOPS no Include shares that ea not (Mating purposes. reflected On your statement, inducing Shall that have been leaded as either a gain or a loss It SSO Son nil include cash dvdends that were not reinvested Purchase pricer Cost Price per shwa. Value on unrealized dad Investment Hokin Hddng of shares Apa vegratrate r Ts; investrneCnItielr4 basis (4) on Sep 29(4) Sep 2S, (I) gain or loss (S) return (S) Period DOUBLE LINE TOTAL RETURN FUND INS% Symbol- DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.700 18,118.53 115,53 57 Total reinvested 25.689 10711 275.18 10.700 274.87 -0.31 EAI: 4679 Current yield 3 69% Sectrity Total 1,719.010 10.631 18,000.00 18275.18 18393.40 t18,22 393.40 MORGAN SHORT DURATION BOND FUND CLASS t continued next page SDNY GM 00026858 CMP7C00E005561343 NP7003309038 00034 0917 030575004 101100 ►afp S of 8 CONFIDENTIAL EFTA_00137478 EFTA01278385 UBS UBS Strategic Advisor Account name: GNISLAINE MAXWELL IRA Friendly account nany Indiv IRA Your A nendel Advisor SCOTT STACK MANLYLE CASRIEL September 2017 Account type: Individual Retirement Account Account number: Your assets . Fixed income . Mutual funds (continued) Purchase puce' Number Average pike Client Cost Price per share Value on unrealized 9a0 investment Making Wising of shares per share (S) investment (5) basis (S) on Sep 29 (1) Sep 29 (5) coin or loss (5) return (5) period Symbol: NILVX Total reinvested 1,790.046 10.992 19677.78 10.830 19,386.19 -291.59 19.386.19 EAI: $217 Current yield 1.12% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.009.00 18.000.00 10.070 18,017.89 17.89 ST Total reinvested 9.315 10.064 93.75 10.070 93.80 0.05 EAI: 5198 Current yield 1.09% Security total 1,798.579 10.060 18.000.00 18,093.75 18,111.69 17.94 111.69 Total 436,000.00 $56,046.71 455291.28 4155.43 $19.49128 Total estimated annual income: $1.004 Your total assets Percentage ci Cost Estimated Unrealized Value on Sep 29(S) your account toss (S) annual incare gain of Inns (5) Cash Cash and money balances 1,841.12 3.19% 1,841.12 Fixed income Mutual funds 55291.211 96.81% 56.046.71 1.094.00 -155.43 Total $57,732.40 100.00% $57,887.83 31,094.00 -$155.43 Account activity this month Cute actkity DescriPtiOn Amount Is) Dividend and interest income Owdench Sepl Dividend DOUBLE UNE TOTAL RETURN FINDINSTI AS OF 0831/17 54.13 SYMBOL DeLTX Sep I Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 0831/17 20.52 SYMBOL PSDYX Sep 28 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 20.42 SYMBOL: HLLVX Total dividends $95.07 08703003C6561344 N1,7000309001300004 0917 030575004 i0yEliklYGM0002689898 6 of 8 CONFIDENTIAL EFTA_00137479 EFTA01278386 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pi nandal Advisor: (SUBS September 2017 Friendly account name: Indiv. IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Account activity this month (Conti-WO Date Acllwly Desalt:Mon Amosest IS) Dividend and intemstiscome (continued) Interest Sep 8 InternSt VIRS BANK USA DEPOSIT ACCOUNT AS OF OgOlt 17 0.32 Total interest $0.32 Total dividend and interest income $9539 Investment transactions For more Information about the price/ value shown for restricted ;washes. see Important informatba toot your statement at the end of Ibis Cbtunent Proceeds Iran Funds investment nithdrwei to Accrued Cate ActniN Descaption Quantity vane (S) Price (S) transactions (S) investments bought (5) interest (5) Sep I Reinvestment DOUBLE LINE TOTAL RETURN FUND INgt 5.026 -51.13 DIVIDEND REINVESTED AT 10.77 NAV ON 08131117 AS OF 08(31117 SYMBOL: DOLTX Sep I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 2.038 -20.52 DIVIDEND REINVESTED AT 10.07 NAV ON 08/31/17 ASOF08131/17 SYM301.: PSOYX Sep 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND .887 -20.42 CLASS I DIVIDEND REINVESTED AT 10.82 NAV ON 09/27117 SYMBOL HLLVX Total -$95.07 Date ACtivity Ni(option AMOunt (5) Money balance activities Aug 31 Balance forward 3134020 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 0907117 0.32 Sep 29 Closing U15 Bank USA Deposit Account 91.841.12 The UBS Rant USA Cegost ACCOUrit iSycur primary sweep colon SDNY GM 00028860 CNP703C0306551345 NP7003309008 COON 0917 03057$004 101100 Page 7 of 8 CONFIDENTIAL EFTA_00137480 EFTA01278387 *UBS Yournotes 0136,11,CAI,102... ae === . 7. ereeee°5 CONFIDENTIAL EFT,00B7481 EFTA01278388 Important information about your statement US Financial Services Pc. (the Fern or OBS entail her I romyou no later then 60 days alter the f mm thins for cath. Ethbnatay broths* aesthete upon • Achieve CaptaMpprecthion: Investments seeking Servbesk is a merrber of all principal sealy, cannyalty sera you the fret stateenen on wash the era or recap or at am spc.org The 9PC reset protectors growth d omegas' rather than the generation of and options exchanges. CBS Financial5greces and 1.85 Problem athead. Units apply to all aeons that you hold in a particular income. Bank USA ore i-diect subsilanes of UPS AG and - Provide yoer name ad taint number (4 any) copeck,. • Produce ComftWation afoot and Cepa affihaes of UES Season LLC. The Fits Inenoal — Casale the error or tie nosier you re enure the Finn. together wish certain aff iliates, has also AppreaatMv Investments wean? both the generation staternert a available upon recites. the Fens exeunt about, rod eget as clearly as you cm why you purchased sithaiwintal innate the maimum of nccme and growthof prixjak off bet re a. believe n is anUM a why you need more amount peals to at ekabh clients, colkotweb Under information this protection is S500 million as of December 10, 2016. Overall risk profiles UBS Finical Seines Inc. — Provide the dolor amothe of to suspected era. SLI:Wa to the poky caditirs at Imitations, cash ft • Constant Seeks to martin redid Fri-opal wth 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low ride and volatility to the accord owrat even el Weehawken, NI 07086 The Finn or Card bsuer wil imestgate your complan aggregate kr allay, accounts hell n spat:Me that means the attars does not generate significant and sett correct my ear promptly. For alleged errors capacity ALI copy of the poky wordith is math income a rears and may rot keep pace with This matt represents the only official record of you' Moan; UBS Vag deb. ca-dtransaclar% if we take upon request. inflation. LBS Financial Senates account. Other tads, tape more than 10 business days to do ths, we will credk • Mat* Wiling to *scoot some Mk to principal and °Nicol le. dthuments, contanng contlidng data should you await for the amount you eta 6 in error. so that Neither the SIPC patch:anor the aphrnernal not be relied Lean II youbete there 0 an eras you wt have the use of the money dunng the tine it protenth apply to: tolerate some volatility to seek higher returns. omission please report n sang to the takes us to complete our iwestiption. • Algtaressioe: WHIN to accept high risk to pincipal at • Certain frontal saes controlled by (end inclosed n Branch leanew of the office wvith your account. your account value) but held away from UBSFinancol high volatility to seek high returns over time. Please mike all checks payable to the Fern or the • amestmenl Elgelty Consideration: If %bona a Senates For goornplecertain (i) insuraxe indicts, Allthaseli a Nimes tam re intended to be accurate. Nasal instikaian notated on the front of the including wadable enmities, and 00 shares of mast portion ore the portfolio for tat account may include statement dttaisoukl not be wed kr tae purposes Ray statement In addition to ngtSr icon leek accounts funds registered 'n the name ol the acorn holder on complex oranges. linked laical/ andantes ,toy on yemend tax kirms, (Le • Form 1099. 5498. may be abject to manna lea chigoes for late the boots of the issuer or transfer agent), volanty. 10425. etc ) when orepamg your lax return. The Fim paten kr securities purchases and charges ix unpaid • Itheament contracts or Mean interests (e O. required by law total to he IRS all eatable chain* amines n cash accounts. Accounts that are tansterred limned partnerships at private placements) that are Statement •haateholding• inortabb ranutoble anima and tsxtk infest to other instance's& may be subject to a bander lee. not registered under the Securities Act ol 1933; We may consolidate at related account statements with end an semen held n you tan, nee proceeds • Commodities contracts (e foreign tane and the same address in the same envelope. of. because on see trreactore, and con basis on certain covered UBS Sweep Options preeta metal contracts), includirg fats contract, they have owners take mantel Yon bathe seosiies. LE5 offers options b swethrg cash balances to ba-k ad commodity option contracts; and relationshfos well over dents a the sin address. depose accounts al non-affiliXed bats ad affiliated you pieta to receive internal statement mailed 'n • Deposit accounts (except cenificates et deposit) settaale envelops, you may decline ',Quitting by Catemlatkins with the Firm banks. money Market mutualfunds (Money Foth)rd UBS 46 U.S. branches and banks n theme • Please aeon(iim ray oral communoatont in wring the nurnatisnalDark Anon (DA) fa cancan FDIC toured Deposit Program. calm your Financial Actor to further protect your rills. indudrg your rites with an International Resume Management Accost The SIPC protect on and the super tmental protton do utter the Seo_nies Investor Protection Ace (SPAT Deposit accost al UB5 Irk USA and non-affilieted Friendly account name not apply to thou mot eves 4 fayotherwise appear the Friendly account none is a oatmeal* 'nickname • If thefin/roil ithitution an the top left of to bee banks panicipatng n the UB5FDICOnsured Deposit on your slatemeres. The SPC protection and the of this Paean snot LBS Enna Services, LBS Program are FDIC awed in accordance with HNC Nes. dean by you to assist you with your recordkeepith sithlemertal protection it not protect against changes has no legal effect or your account You canchange FSandel %mit carries you =ant as during Fa more infornatim, please visit wwwfdic.gov.Deposi in tie mike vela of yes internees (whether es a broker by arra-gement with the Mooted natal accounts at CBS AG StamfordBrands and shies of remit of enrage movement. issuer IsareiruptCy Cr your Friendly account nines, through Canine Services a We informed you of this relationshio Maya) MonoFuxb are not awed by the FDIC. by contacting yes Financial Advisor. othrertie) opened this ocean. h the cast your Kra and mashes a* located a LOS financial Sena' and rot Through the DA, cash latexes are swept to deposit Dividend Reiwesbment Program (00%) Accost oYYMw the lathe9 bra*, and yourat mat a wan accounts at UBS AG New von Brarth tadUBS AG the one reflected is an average pro. YOu may dual) • VA" ofPa mount/porriolcs Not of assets ad of my at or omission to both rime Cayman Branch. These deposits are not ieured byte the actual ork• Iran you. taxa Adam.. Ordy whole liebilies • Asdesisted in the account agegment% you must FDIC. Balances held at he1.8S AG Cayman Brands are shares are purchased under DRIP; partial shies wil be • Assets_ Includes available cash balances, webs for roily us of ay ernes or gaud airing decks temp:only apposed to 0e sovereign rot of the Cayman sold and the call wit be deposited ea your atcount The restricted security (est), arid Global Tim Deposes, reelected on your statement within 30 days after a was bland, at there is nocturne. or °the oblation of divided renvestment price applied by the toter my unreazed arts to market, and caftan assets not held mailed or ado available. LS'S AG to repay the balances while on the UBS Cayman tiler from the mike pin at which the plinth tares by the Fins. Does not include unpriced SikuritiellaSith • Plea don aurae complaies or nuns to the Branch's bocks. re sold at the end of the pia and thrent stamen periods or Fifa C Fent Banns Deportmentx 201.352.1699 insole Mesinents. u vd stock options id or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Casleiklieu areal* stud options ET Monday through Frday, or in ening to U65 shires are protected by 51K. See '125 Finial Sent Cnb whole urns may be I-Minya account. If you ae • titans hothies debt belaxes, cutsta-deg aeon Fatal Sena, ex,, Client Rations Dewitt Accent Fraction' below. erg eled o at al al unit as a result ol • chided amid loam, credit link shot account tutees. P.O. Box 766 Union C ky, W 07067. • otionvise. the Firm well either sell pea traits at • Cafinioney balances. Total of Leawood avalabge • A R Omani shall be deemed complete ad acoste LOon your request, banes o the bark deposits mow be mint price a' accept an afford determined by a cash latexes, pia deposit balances al affiliated and if not cbaclid to h writing within 60 days wrischown, and shies of a Maley Fed may be registered tieing agency, aid credit yes accord. nonwet Ailed banks, anal nxney malt mutual and • Fa TIT services_ Call 044412•0986 or tram outside loathed and tie proceeds retuned to you a your sweep balances, at the cbse of the tuterrent period. the US.: Cal 201.352-1495 I eatileS accent Inartement objecting Non.cormudity Ire. oat balance in you secant re • In csair of ones or pastas about an anionic The investment objectives rid risk profile are specie to not sergaleCI from other balances and fa Firnmay Father Pamela:a about available map °peons, each account and may vanbetween yes octants. use any of these fads ki the ordina-y course of is knit transfer (FT). bat panne or UPS na•ckbil enclosing amen inlitreit rate and yields, it available card transathores, call $20-7C2-1000. or wile to UPS Please advse the Firm prorrptb in sting d ay busness. These funds a 'myth* upon your derna-d. Pramual $er.ices Ix., 1000 Harbor Blvd, 6011100% wow ubs cordweeewelth from your Fatal Advisor erlicant change in you fnaxial sawn or The total is noLded in the ansfilt period closing vale. a by calling 920.762400G entente objects For each account heti you Weehawken NI 07086, Awn RIMVESA Sikes choose ore of the (aiming inwoment objectives: Cal a mite as soon myth can, if you tisk yes UM Financial Services acne profs:eon • Produce Comenteworne: Investments seakg the The Fenn a member of tie Sethaties Investor Protect*, statement cc receipt is wag or 4 au need more Corporation SIPCO, Mich protects securities aitonws gentratcn of noon, only. intomiaton teA a transfer on the statement or recept. The Film or Card bar (as othecable)nlet of is ambers up to 1500,000 finchading 1250.000for SDNY_GM_00026862 CONFIDENTIAL EFTA_00137482 EFTA01278389 Important infornialioll about your statement (00111011ed) Lending idermatien believe to be reliable, but we do not gaarareee tle - DPP and unlisted RUT *ones we not listed on a — h addran to commissions recened n COrneCtean Foe deeded information en the Fumes lending prides, accuracy. national secures exchange, and se generally rah the sale or disebutim of trusty contracts and and decte.ree refer to yea Clem Relaienship - We 9eneralY use the clothe price when ridable a ilibud and even if they can be sold The price snit investment trust units tome dente we ardor Acreement or Accost Agreement ad the General the mean el the b4 /NO ad pekes for lissed received may be less than the per share estimated our all Wee receive reserve shame ccereeneeion lents and Conditions LISS Statement of treat haarces words and options a ony bd pees ice OTC vale provided n the saran statement. from may of the ripsaw convenes underwriting mailable in Agreements and Ono%mutes stashes. the amity canoe allaatn of the murex. at yaw (la co Marcounalark - Less away traded soothes maybe priced <rev a companies or sponsors of the unit investment trusts valuation model a the most Went price we • Nubian e•Cirkillis Restricted acuities generaly use &Matte. Yew Melt obtained and may not reflect at art& main price Ye not wain* eleable ler public sale 1.65Finalcial Our affiliates also rec.-wired-en carresrains and Your statement demon securities and other assets held or vale. Services uses the market price of the tnresznaed stock other compensation I rom nnual funds and nstsarce ie the accordant* end of the statement per& You - Certain posekra may appear reheat a price arid of the sane issuer as an mputed value lea the amanita whose products we Cabin. may ra. for *Way o Idly paid tco-rrties a any tine. will show m 'peke was not svelable• if we re restreted stock la per001.1 of this statement onry. TO - We WON* an anal lee Fran 1.8$ Bails USA rd You ma{ receive saunlies used as loan collateral after unable to cthain a price for a security the Merit that restricted securities are *fent ler see, 1.,6$ AG Stamford Branch of up to $25 per account ping any balance de en them. AN securities - Deposits or securities denannated in currenies tee yaks receded may b 9.1altarrialtr less than the sweeping to the banks under the 1.65 Bat Sweep Iranierred to the Finn &rig the statement penod are of than U.S dotes are reflected at the behove npeAed vate even Program. toted at market value as of the end of the gamier. we as el the statement dale period - Fu mean Jaunt leafing n nonconl onnieg • En. neennted) neon. anent yield. and rates. Activity • Cost base. In dettenthing the cost ben of the dtheennatorx price and penity 0act value) may An estimate of annual income is based on anent irdormation regrdng ceramics:yew and other charges sectrenes included n this daterntra, inhere indicated have been adjusted to tartrate paper ritual. dhidend and nen, run awning the sear-cies will incurred et conethon wen the exteo.eon of trades, wchthe nutter LISS Ferincial Seines fiat feted To ratan anent cholaions. Moen avaeable, contact be held for one yea fecal statement date ce Leta including option trinsactons has been extuded en en information obtained from sources other tan 1.85 yes Financial eons& maturity Res esters* is ceile a gudeint accuracy confirmations previously !washed to yew ad will be FnanC.al Senices. ecledirg nfoirnation haw anode and continued income are not guaranteed recededto you prorrotly on name fin or that you may have provided to you- Financial • Privet* investment end Amain potions. — Evinated arreel income it s anent yield for Ackiisce. The Firm does rot irdeperdently weedy a Private envestrnint *antes (cc Lung drea certain noes of seorkies creed ncltde a mean of Short selling gummed the Karacy or validity of any ricemeon PartOPaten Program and real estate investment Trust pence:Palor captalgans n which case the est If you are engaged n short selling a stony. you ITIA. provided by sauces other than LeS Finance' Snare securities) and structured products are generally heeler income (eVanent peke mold be overstated. incur a charge die to certain borrowing costs fee that h mkfitore although LEG F named Services gemeale Revd Certan unactend arakets have not ben — En-rated anal nom* aid current yield and the pal her seasiy. updates this deemed kin as received the Tem registered with the Securities and lecher& anual imam. and yield &gee be lower or higher does not an& any assurances the the nformation Carnessim or tinder ay state securities laws. We than the...emoted araents Open orders raider 'Cost base' and ruerealeed garnets' if. ponder eumated values ler pewee nvesterent — An estimate of rewleed income (divdend ander et-eyeing open ce 'gradeiticancellee orders that accurate as of the date of the statement. As suck securities red structured errant, for normal awl interest) thrcled by the current mate" wee not executed by the slatemen date, open buy and please do not rely en the.inr atien men aspens only Accuracy n nat garnteed valudaverage balance is based on the last &Wed al slop orders re reared by the anoint of &dad< perchm a sale decisions fee to pa:poses cc - These values may differ stbstaltialy thorn erne if or interest payment made by the issuer and antes en an exidividerds or aricieJels die unless otherwise. Accounts traneerred to the rem may any, at whichever.. Meaner," secuity oe assumes the satereedeposes will be hell for one neared odwrwise by yoe. You are respenble for reflect gearless Marne& only for the period of structured eroded may be bo.4ne or sold ad do yea ban the statement date or until mak:ay. orders the are executed de to your tarot. to cancel Inv they re hell at the More historical not rWentrib' reOretert the vat* you may Men< Accuracy and continued yell at not guaranteed. teeing open orders. I-demotion can be added by you Felten Advisor. open liquidation. - Third pry estinaies of vale an a; of a ortain • Arun not held by UBS Financial Service.. Certain Privacy • Unrealized gains/lones When data is available. date and are sunned to UBS Financial Services on a assets fee net held by the Fie and rice with., the To obtan a copy of of orient Chad (Macy Nonce. estimated's/waltzed gairalosses are calculated fa regular base by an eidependert valtatten Fees possession or central. These assets zee please arena you Fnexial Adieu or vet one website rice/deal sectree lots the 'enaction data for - Issuer, general paint.' or sponsor eitimated vales. di:played on yor statement for narrational /..e , rfittrfilteliet eidenial Ion may or may no reelect carnet:ens any, re tapered to the Fern by the :MAK purposes only. Positions and values presented are — 1.8$ Financial Services is not a bark. The RMA, Busnew chwges anchor security Morgan:al rents general pa ther or sponsor and maybe wheeled Provided by the inert? fern UBS Fe-uncial Services is Services Account BSA and SMA are brokerage Dividend and other reinvestment lots ad wstenalk based on off erent edoematon from that used by not respensble for this dormaton and does not accounts which prole access to bank' services and puchase lots are each rarnbined to display one teed parlors to denve their estimated wives. grannie* es accuay. These assets are not protected products throat arrangements with affeind banks averaged lot Tee • Trade date' (nem presents the - You can obtain additional information regarding by STK or the F mm's suppkthental Slit coverage. and other Fedora banks, and amides access to crienel transaction trade date the reethedelaw used to determine the estimate of insurance and annuity products issued by ea-Lateen value ad the date of the narration that is the • Revenue shoring and additional compensation. thielorty nuance companies thrcugh insurance • Callable securities Bonds and preferred stock that basis la the estimate by centaur.? your Financial • h addrecn to COMM6Slat On sales and fib -I tees agency subsidiaries of L6SFeencial Services Inc. the issuer cats for eary redenvtion wil be selected Advisor. famed n connection with the &Teheran of mutual — Me:Insert, esSurWY.e, sod rnuey proctia.s. enostely by lot Iron) anwv as sautes of tea - Third prey estimeeed vales nay be needed as funds to as cents we ado der affPiaie receive 14,1FDC mend • No ban guarantee. May lase vat* ensue held in our name a n nornen name for or 'Noe priced' in several nuatiamf nen an reverie theta powwow born diartuten ardor — WA Pesaro Management Account, Business cants Call %are nformation is cbtaned horn third . . valuation hen hes not stvpled of advisors of The mewl funds that we Pill These Services Account BSA, IRMA and International Resource pates and es accuracy is not guaraeteed. Other call unable to assign a vale, nen we become aware ineres see based on two different conwerits: Management Accart are reentered sane marks of leaves may exist which coedited yreiq <envie'e that a material event hes earned that may call a the allatt Ol Sales by Les of a pat Kuhl mutual WS Financial Sere ai Inc. Mariam will be provided upon request previously reported value no &oho% a Wen a fccq family to oUr clients, and 40 the Mel eat< ol a - VGA is a registered vadenn need by Visa value would be highly Speculate.* due to the nature particular mutual had farniees shires held a the hternaicnal Service Association and used in& • Certificates of deposit (04. CDs are FDIC Mired of the sew-rev fen kense The U3S Visa creel. cads and the U8S Visa iv to S292000 n peincbal and accrued interest per - When nether An 6Suef.. general Wrier a sponsor — We and ow affiliate also receive netsrareng and debt cards at issued by 18$ Bank LISA with depositor and per depository inueeent n accordance entinaied value ned a thed-party estimated vale* is annexes procestine lees in consedeappri for transfer amass& from VOA U.S.A. nape/alert M other wilco FOIC rules. oromied the value of the satiety will bedefence agent services that we provide to the ritual funds enemata. evened triderneks, service maks and from its heehaw price Thew fees generally re paid from investor assets in registered area ewe< 3re of their respective • Price/vote Pries displayed for WalliK4 and ether - • Delnot CM to date may nclude retort of the mutual fad and are a feed doll, an-euet based compiles ceodrals may be higher or lower than the prise that apttal.. Mane of both. al the nattered &cants at the broker-dealer you WOuld ACtually receive n the market. POLS are - • Original unit we' represents the Sul offering tonne (Woe finds of that find family WS Financial Set vices Inc. Per 201709 chained horn various thed party sawn etch we price per tee and wiry not reflect you cost base SDNY_GM_00026863 CONFIDENTIAL EFTA_00137483 EFTA01278390 11135 Financial Services Inc Retirement Account Private Wealth Management UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 October 2017 CNP70056493851017 Y1 0 HIC IN MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number: Your Iinancial Advisor. SCOTT STACK MAN/LYLE CASNEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on Sec/tenter 29 IP on October 31(5) RMA Resourcetine at 80ORMA• 1000, Your assets 57,732.40 57,634.45 account 02%23697. Your liabilities 0.00 0.00 Ifisit our website: Value of your account 557.732.40 $57,634.45 www.ubscornifinancialsenrices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free aeda report annually from www.annuakreditrepott.com. Tracking the value of your account dudag 2017 Value of your account 1 Thousands at year end 2016 557,165.97 Net deposits and 57.0 573 572 57 7 57.6 withdrawals -5391.74 • S le Your eniestment return: Disidend and interest income 1741.17 Change in market value 5119.05 Value of your moan on Oct 31, 2017 $57.634,45 Dec 2014 Dec 2015 Dec 2016 Sep 2017 Oct 2017 SONY GM 00026864 Member SIPC 0010000305648385 Ne7000187706 00004 1017 030575004 000000 Pap 1 of 8 CONFIDENTIAL EFTA_00137484 EFTA01278391 SUBS UBS Strategic Advisor October 2017 Account name: GHISLAINE MAXWEU, IRA Friendly account name:Indiv IRA Account type: Account number. Indnedual Retirement Account Your R miscist Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31 (9) your account 101% . Cash and money balances may include A Cash and money balances 1,732.26 Your current asset allocation available cash balances. VBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. VBS ccic Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 55,902.19 96.99% about tour statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets 557,634 45 100.00% D Value of your account $57,634.45 Eye on the markets as of October 30, 2017 Percentage change Index October 2017 Year to date S&P 500 2.23% 1639% Russell 3000 1.99% 1617% MSC I - Europe, Australia & Far East 1.39% 22.14% Barclays Capital U.S. Aggregate Bond Index 0.08% 3.23% Interest rates on October 30.2017 3-month Treasury bills: 1.12% One-month LIBOR: 1.24% 00700030056$8386 W7003107706 00004 1017 030575004 COMPIY_GM_000288We 2 of 8 CONFIDENTIAL EFTA_00137485 EFTA01278392 UBS Strategic Advisor Account name: GHISLAINE MA (WELL IRA Your Pinandal Advisor: Friendly account name:Indiv IRA ;It UBS Account type: Account number. Individual Retirement ACCOunt SCOTT STACKMA:4MA CASRIEL Change in the value of your account Summary of gains and losses October 201 7 (Si Year to date (Si) values reported telow exclude protracts for which gain and losses are not classified Realized gains and losses Unrealized Opening account value $57,732.40 $57,165.97 October 2017 (1) Year to date (I) gains and bsses (S) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 84.01 art -109.14 -391.74 Long term 0.00 -667.75 -326.96 Dividend and interest income 98.71 741.17 Total $0.00 -$667.75 -$242.95 Change in market value -87.52 119.05 Closing account value $57,634.45 $57,634.45 Cash activity summary See Account activity this month tot deia Is, Balances in your Sweep OM cm are Indutedin the cpenng and Dividend and interest income earned closing Mance value. FDIC insurance *ales to deposits at UBS Bank USA and al bolts patellaeOn in the UBS FDIC insured Deposit Front". I ctes not 'poly to deposits at UBS AG. stanfoid parch or bank deposits placed through the u85inteinationS Deposit Account program SEC protection mote to mane)) For outposts of INs statement tenatlity of inkiest and dnidend Income has been determined been a US market sweep fund hoidngs tut not bank deposits. See Important informabOn about year statement on the le reporting peep/din. Based upon the residence of the account holder, account type, or product type, last Iwo raa)eS of NS dOttenent for &gaits. some Interest ardor detend payments mat not be subject to United State 0JA andel. Puerto Rico (FR) Income tares roe (tent mouthy statement d not intended to be used and carrot be resew upon for lac October 2017 (1) Year to date (S) purposes. Clients should refer to the ap;liceie tar reporting form they receive from UBS annualy, such as Opening balances $1,841.12 $98.00 the FOrmS 1019 and the FOMIS 4130. fee lee reporting information It is the Peati(iCe of UBS to file the J3)plicatie ten tenoning forms with the US Mend Revenue Service and PR Treau Department and in such forms accuraldy davity dwdend anticr Interest es tar tempt or ta<able income. Pleat consult your Additiorrs indudual tar propane. Dividend a -id interest income 98.71 741.17 October 2017 ($) Year to date (S) Proceeds from investment transactions 0 OD 38,025.00 Dividends 98.43 740.17 Total additions $98.71 $38,766.17 Interest 0.28 1.00 Subtractions Total current year $98.71 $741.17 Professional management fees and related services -10914 -391.74 Total dividend & interest 598.71 $741.17 Funds withdrawn for investments bought -98 43 -36,740.17 Total subtractions -$207.57 -$37,131.91 Net cash flow -$108.86 $1,634.26 Closing balances $1,732.26 $1,732.26 SDNY GM 00026866 CelF7C0C0305548387 NFI000197706 COON 10I 7 030579001 COCOOD Page 3 of 8 CONFIDENTIAL EFTA_00137486 EFTA01278393 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor October 2017 Friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Your lq sandal Advisor: SCOTT STACK MAIILYLE CASRIEL Account number: UBS Bank USA Deposit Account APY Interest Period Sep 8 - Oct 5 Opening UBS Bank USA Deposit balance Sep 8 $1,841.12 Closing UBS Bank USA Deposit balance Oct 5 $1,841.40 Number of days in interest period 28 Average daily balance $1,841.12 Interest earned 80.28 Annual percentage yield earned 0.20% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fruncial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income Si capital appreciation Your risk profile: Primary Moderate In vestment consideration None selected Your account instructions • IRS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out CNPTC008005648388 NPT000187706 00004 1017 030575004 COCOLY_GM_000268574e 4 of 8 CONFIDENTIAL EFTA_00137487 EFTA01278394 GHISLAINE MAXWELL IRA SUBS UBS Strategic Advisor Account name: Your ft modal Advisor: Friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL October 2017 Account type: Individual Retirement Account Account number: Your assets Some pnces, income and current vdues ShOrrn May Pe appioidavae. AS a *PA gains and tosses may riot De &croakily refkcled. See Apolant infollyabOn atrout your gatemen, a the end of ths dxumeM fOr more information. Cash Cash and money balances Cash and money balances mat include. avalaile cash balances, UBS Bant USA cbpout account balances, US$ Ball( USA and al UBS FDIC Insured Progiarn Bank deposit acCOunt tiderXes are insured o/ the FDIC within UBS FDIC insured Rogan Bank Balances, UBS AG Stamford Branch deposit account blames and money appricabse Tents, but ale not protected by 9FC. UBS AG Stanford Brats h deposit accourt bdances are not insured market mtaud fund sweep balances. Dy FCC and are not protected by SIPC, Money Mike sweep baances are protected by 9PC but are not insuied by the FCC See the Important information alx.ut.pur statement at the end of this document for dm airs about those balances. °retina bounce Closing Cadence Pace per share Average Dalt:fend Interest DaH in Hddng on Oct 1 Oa on Oct 31 IS) on Oct 31 (S) rate period period Cep around) UBS BANK USA DEP ACCT 1,841 12 1,732.26 250,000.00 Fixed income Mutual funds Total remvel, tor is the told d at reinvested &Mends II does not include any cash dvicfends It is not a Unreakre0 rya.) lain alas is the dfference between the current vaue and the cost basis and wood tax lot for the purposes Of delerminng hcickng periods or COO basis. The shares yOu receive each time yOu generdly De your lacatale gain a IOSS rt the Security was sold oaths date The unredrzed ltsoOptin a loss may (pinkest clvdendS become 8 Separate tax lot. need to be alusted for return of capful payments in order to determine the realized gan Or MS for tat Cos: bases n ine told purchase cost of the security, inducing refnwsted CivdendS The cost basis may reporting purposes. need to be aclusted for return d ccital payments in order to determine the tnted cost basis for talc investment return is the current value mous the amount you invested, t does rift include ShareS that are no rePating wicosts. reflected on your statement, inducing SAWS that hale been leaded as either a gain or a loss It also aoes not include cash dudends that vied not reinvested Purchase:roma Number Average pre Client Cost Price per 'hate value on Unrealized Oa.) Investment Hddng Hddng of shares per share (1) Investment (S) basis (1) on Oct 31 (I) Oct 31 (s) in or loss (S) return (5) period DOUBLE LINE TOTAL RETURN FUND INSYL Symbol: D8t.TX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 113,000.00 10.670 18,067.73 6733 ST Total reinvested 30.761 10.709 329.45 10.670 328.22 -1.23 EAT: 1679 Current yield 3 69% Security total 1,724.082 10.631 18,000.00 18,329.45 18,395.95 66.50 395.95 lP MORGAN SHORT DURATION BOND FUND CLASSI continued next page SDNY GM 00026868 C f/P7C003305648389 NV7003187706 00034 tot 7 0305790CM cococ0 Page 5 of 8 CONFIDENTIAL EFTA_00137488 EFTA01278395 SUBS UBS Strategic Advisor October 2017 Account name: GelISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account Your It sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Fixed income . mutual funds (continued) Purchase pow Number Aircrew peke Client Cost Price per snare value on unrealized Rae investment Hddng Hddng of shares per sham (5) investment f3) basil (3) on Oct 31 (1) Oct 31 (1) gpin °floss (S) return (I) period Symbol: HLLVX Total reinvested 1,792.161 10.992 19,700.64 10.810 19373.26 -327.38 19,373.26 EAI: $222 Current yield 1.15% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18.00000 10.070 18,017.88 17.88 ST Total reinvested 11.430 10.065 115.05 10.070 115.10 0.05 EAI: 4205 Current yield 1.13°4 Sec. vity total 1,800.694 10.060 18,000.00 18,115.05 18,132.98 17.93 132.98 Total $36,000.00 $56,145.14 $55,902.19 -$242.95 $19,902.19 Total estimated annual income: $1.106 Your total assets Patentor of COst Est cast ed Unedited Value on Oct 31 (1) your at town laas4 (/) annual income (11 On or loss (5) Cash Cash and money balances 1,732.26 3.01% 1.732.26 Fixed income Mutual funds 55,902 19 96.99% 56,145.14 1,106.00 -242.95 Total $57,634.45 100.00% $57,877.40 $1,106.00 -$242.95 Account activity this month Dale At-1SW DetCnal0f1 Amount If) Dividend and interest income d(rck Oct 2 Dividend DOUBLE UNE TOTAL RETURN FINDIN571 AS OF 0929'17 54.27 SYMBOL DBLTX Oct 2 Dividend PUTNAM SNORT DURATION INCOME FUND'? AS OF 09/2917 21.30 SYMBOL PSDYX Oct 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 22.86 SYMBOL: HLLVX Total dividends $98.43 CNP70009005-648390NPTCC0187706 000041017 030579:104 ONitIPIY_GM_000284696 6 of 8 CONFIDENTIAL EF1'A_00137489 EFTA01278396 (SUBS Account name: GHISLA1NE MAXWELL IRA UBS Strategic Advisor Your Pi nand,/ Advisor: Friendly account name:lode/ IRA SCOTT STACK MANILYLE CASRIEL October 2017 Account type: Individual Retirement Account Account number: Account activity this month (continued) Date Acinity Description Amite (0 Divided and interestincome (continued) Interest Oct 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 10'0917 028 Total interest $0.28 Total dividend and interest income $98.71 Ott Annoy Desorption Amount (I) Pees Oct 2e Fee Charged QUARTERLY FEE -109.14 Total professional management fees -3109.14 Invesbnent transactions for T3it intonation &Out the pnotlYalue shown for restricted SeCuatieS, see ImpOrte4 infOrmaba ebOvt you' 0gement at the endof thn document Pf0CetC8 from Funds investment Wthdraven for A(clued Date AcUxly Descapixon Quantity Value (0 Price CS) transactions (S) mvesiments 00.451(0 merest (0 Oct 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.072 -54 27 DIVIDEND REINVESTED AT 10.70 NAY ON 092917 As OF 0g25/17 SYMBOL: DBLTX Oct 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND 2.115 -21.30 DIVIDEND REINVESTED AT 10.07 NAV ON 09 29117 AS OF 092917 SYMBOL: PSOYX Oct 30 Reinvestment IP MORGAN SHORT DURATION BOND FUND 2.115 -22.85 CLASS 1 DIVIDEND REINVESTED AT 10.81 NAV ON IQ27/17 SYMBOL HLLVX Total -$98.43 Dalt ACIntily EX-sorption Amount (0 Money balance activities Sop 29 Balance fonvard 91,941.12 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/0917 0.28 Oct 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10'24(17 -109.14 Oct 31 Closing UBS Bank USA Deposit Account $1,732.26 me UBS Bank USA Oer0,8 ACCOUM is your primary sweeper:40n SONY GM 00028870 CriF7C003305648391 NP700:1187706 00004 1017 030575004 000000 Page 7 of 8 CONFIDENTIAL EFTA_00137490 EFTA01278397 *UBS Your notes cu,,.......no...,.....,..,.. ...,piy G. ...... s of 8 End of ff.:erne...noon, numb.... CONFIDENTIAL EFT,00B7491 EFTA01278398 Important information about your statement U3S Financial Services Pc. (the Fern or UBS anemia her IroMyOu no later than 60 days Ate the F rm (bins for cash). Elobnattly broChse available upon • Achieve CiatarAppreckkon: Investments seeking Sakes), is a merrber of all principal seedily, cemrrothay seed you the list st ateellent on which the erns or mow or A ma six org The SIC asset protector. growth d pmcpalrather than the generation of and optima exchanges. UBS Financial Semler, and 1.8$ Problem awed. Will apply to allKarts that you hold in a particular income. Bank USA re i-died subsilenes of U% AG and - board.pow name ad xcant nterter Of any) capacity. • Produce Comthatm ofMeow. and Gab( Shiites of 1.85 Swishes LLC. The Fim's fa-afloat - Cesabe the error or the trader you reinure The Fens. together win certain affkites. has also Appreciation. Investments seek kg both the generation statemert k available upon recast. The Fim's exeosie about, adnada as okay as you on why you PortftaW1wpplemental innate the ma.mum of name and growthof petal. offices are at: believe • is anmu a why ),,J need more amount per Ade to al elobee there,. colleclwy seder reformation this protection is 5500 million as of December 10, 2016. Overall risk profits, UBSFinrcel Servo?, lax. - Providethe dolt anent of the suspected era. ScloPci to the poky cadina at lankations, cash a • Conservanve. Seeks to martin nitul pi-coat. wth 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the Weehawken, RI 07086 low rot and volatility to the accord overall even The Finn or Card bsuer vii Seagate your complent aggregate ball your accounts held n • parialar that mete the account does not generate significant and will correcl ry error amply. For alleged ears apiary A fur copy of he poky wading is wallah income a NUTS and may not keep pace with This Statement represents the only official record of par nnolvi% UBSVW•clebil ha-darned:orb if we take upon request. inftratian. UN Financial Semites account. Other recalls, taps more than 10 bus less days to &this, we will credit • Moderate. Wiling to accept some rids to piney,' and official sac dxunents. contanng cornicing data should yet, Lanai for the amount you think 6 in error. so that Neither the9PC protectionnor the 94phrnental rot be relied can II soubean* there is an aro- a you vi haw the use of the money dunng he tine n protection apply to: tolerate sore volatity to seek bicker return,. omission please report it immediately n sang to the takes us to complete our iwestation. • Aggrieve: Willi% to accept hip risk to pinata at • Certain fracial insets controlled by (and existed n Branch Manager of the afire wan% your account. your account value) but held awayfrom UBSFinancel high volatility to seek high returns over time. Please make all checks payabb to the Fern or the • (nommen! Upbeat Comsderation: t seleneg a Senates For example certain (i) insuraxe prods-Is. kitbags a titled doom re intended to be accurate, financial ingest:an mated on the front of the including variable rarities. and (i0 shares of mast portion d the portfolio for tat account may include statement data auk not be wed kr tar purposes Rely stream In addition to metier arson leek accounts funds registered iv the name of the accord holder on complex Pratt. linked liquickty andante( 'deka on yerend tax has, (Le • Form 1099. 5498. may be abject to mei-donne lees, chaps for bte the hoofs of the issuer or trader agent), volatiky. 10425. etc >sedan prepamg your lax return. The Fim pairrent Ice securities purchases and charges ice unpaid • Magma coat-acts or iNfilTera interests kit required by law toran to tie IRS enterable dnident, tants n cash accants Accounts that a transferred limned partnerships aid private placements) that are Statement •haseholding• twortabb raitauble clariskna and uxAak interest to other instanter& may be subject to a Vander fee. not registered under the Securities Act ol 1933; We may consolidate al related account statements with end en amities held n you accaat net proceeds • Commodities contacts (e 9. foreign Pohang* and the sane address in the same envelke. et. became an see be-saclike. Ad con bast:nal-lain covered UBS Sweep Options menixo metal ccritrath), intlu6n3 fututes contract, they have owns who ako maintain jolt acoxnt seosaies. LES otters options lea mama% cash balances to ba-k relationsha rah oter dents a the wee address. If 444lcomenodita option contracts; ad you prefer to receive individual statements mailed 'n depose earn al not-Ablated barks al affiliated • Deposit accounts (except certif Cates d deposit) at 1.85 Ciaverailatka with,' Firm banks. reale, market mutual funds (Money Fred) ad seprate ernelcoes, you maydecline Mush:Wing by Bak USA, UBS AG U.S. branches and barks n the caerg your Financial Advisor • Please Nanaiim any oral cormiancateena in wring the Hem:dialDate locale (CA) kr customers FDIC Insured Deposit Program. to further protect your cities. mdudrg your rghts will an International Reason Management Accost. The SIPC potation and he suppanntal traction do under tie Seo_dies Investor Protection Act (SPAT Depose account al UB5 Bak USA and non-affiliated Friendly account name not apply to there assets evenif theyon-ease appear the Friendly account mane is a cusionzable 'netknane • If thefinancial retitution an the top left of the Mond banks panicipatng n the UBSFDIC4nstred Deposit on yes statements. The SVC protection and the of this stamen snot LBS Fnerved Sates, U3S Frogmen a FDIC awed in accords-ice with RAC ales. dean by you so assist you with your receedkeeping It saapkmental protection it not protect agarst changes has no legal effect en your account You cache-a Fiendal Senates carries yos team as orating Fa nwe rdennatian, plea visit war fdic.gw.Deposk in the marled yea of yes investments (whether t a broker by armegement wit the rdcated insitutors accounts at UBS AG StanfordBranch and shares of wait of Mite movement, issuer britruptcy cr your kindly account nate; through °nine Services a We in you of this relationsht "Anent% MoreyFunds are rot Mined by theFCC by cent/cling yes F ?onus' Advisor. otherwise) opened this wan. h the cast your Kra and searlties tre located a LOS financial Services and rot Through the FM cash balances are swept to deposit Dividend Reinvesheent Program (DPW) Amami overview the ritorhergbran, and younut make enact accounts at UBS AG New von Bard, srdUBS AG the prke refloated ism average vice. You may obtan • Yaba of your accountlponiolia Net of assets al of a error or omission to both firm Cafe.' Branch. These deposits are not hurl byte the actual peke Ircm you. Partial Advisor Ordy whole litila es • Asdeleted en the account at-wants, you must FDC. Balances held at tie LES AG Cayman Branch are shares are purchased under DRIP; Panal shaves will be • Abets Includes available cah balances, wakes for not Ay us of any errors or 'baud involving decks temp:only mowed tote sovereign ra of the Cayman soli ad the cash wit be &posited in your account We restricted aunty (est), and Global The Deans, reflected en your statement withal 30 days after e was blandk rid there is nog...raw or °thee oblation of dividerd armament pace applied by tie esus may unrenzal marks to market, and amen assets not held mailed or made rabble. UBS AG to repay the balances while on the UBS Capra offer from the man price at Mich tee partial hues by the Fins Does not include unpriced saritiodaseete • Pleat* diect *sonar complains or names to he Branch's books. at sold at the end of the pior and anent statement tenth, or Fitts C Fent gelatins Department at 201.352.1699 prase nuestratku vd stock options ad or toll-free at 800-354-9103, 8:00 A.M. to 6 CO P.M. Bank deposits we not protected by 9PC. Money Fund Cash-to-lieu (serenade stool options ET Monday through Friday, or in wing toIRS shares 0/1/ attested by 51K. See 'WS Finarcel SiteiCt Ply whole urns may be held ayes account. If you an • Wass hcbdes debt balances, adtste-drg mirgn m anual Semites Itc., Client Rektions Depaiment decant Protection' below. entitled to • pad inn as a result ol • canderd raiment loan, credit line, shots amain batmen. P.O. Box 766 Union Cky, W 07067. a atomise. the Finn well either sell partial units at • CashMioneybaranees. Total of uninvested avalabk • A II statements shall be deemed complete and aeone WeiJour request, balances n to bark depositsmay be market prke a accept an ants detained by a cash balances, pin dark balances at edited and if not cbtaid to in suiting within 60 days whdawn. ad Mates of a Money Ford may be inland deed% agency, at credit yes accord. non-affikated banks. End money malcet mutual lard • Fa nv sakes_ Call 044412-0%6 or *cm outside Icarclact and the proceeds Muned N you a your sweep balances, as the cbse of the uwarrent period. the US.: Cal 201.352-1495 lavas aura Investment ObildiV00 Non.conadity free crank balsas inpar accord • In cared eras or castime about n electronic the rwstmert obiectim ad risk profile are speck to not UlftgOed dram other balance, and to Firnrrhy keener iriormatcn about available sweep options, each account and may vary between you toasts use any of these fends nth, ordinay course of its Inds Vans* (EFT). bit pannier a UBS Venal robing award interest rate. and yields, it available card transadions, call 093-762-1000. Or wile to UBS Please arse the Finn prorraN in eating day busness. These funds anpea* ran your derna-d. Frontal nices Ix.. 1000 Harbor Blvd, 6th floor. wow ubs corriwnewnelW from your Friars' Adviser sgralicant change in you Maxi.' saranor This total is incLded in the anent period doting wide. a by calling BC0.762-1000. investment obpdaves For each award hell, you Weehawken NI 07006, Atte RMAIEGA Serval- choose or* of the (Mowing in...lane objectives: CA a were as soon as you can, if you his, you- UBS Pantie' Services actown protection • Produce Comenclearet Investments weld% the The Fran a member of the Studies Investor Protection stamen a receipt is nrcrg or d you need more Corporation (5IPC). Mich enacts securities oatonws gentration of ncome only. nknnaten teat a tra-sfer on the statement or meet* The Film or Cad bsuer (as aPlalcable)mutf of as members 4110 1500,000 (nckding 1250.020 for SDNY_GM_00026872 CONFIDENTIAL EFTA_00137492 EFTA01278399 Important informatimi about your statement (00iltInued) Lending thlermatice believe to be reliable, but we do not guararree tier — Dr, and veined RUT stashes re not listed on a — h addan to commeAges repied in connection Fa deeded infonwatal an the Ferns lending pest**, actuary. national sashes exchange, and se genteelly wen the sale or Patc:on of ancty centred, and and nbo.res. rider to ycsr Clem Relaumship - We genera, / toof the doslng paw Men avalatee illgud and even if th•y can be sold the price unit investment trust units tow clients, we odor Agreement or Accost Agreement ad the General the mean of l red adnes fa lined reeked may be less than the per share estimated cu affiliate receive reveres sharing ccepensrion lento and Condthans LBS Statement of Credit Practices scorn Ws and egtoma ony bd pats for OTC was wended n the secant stammer*. 'rem many a the inkfafKO companies underwring aseileble in Agreements and Onelosures sautes. the aunty cortrsts, affiliates ol the mane rlA4211222WaSiratti. - Less surety traded usages maybe priced tong a companies a goners of the unit investment stet valuation model a the mod recent price we • Restrided murkier Restricted 'eaten peneral;i we darbute. Yew assets Waned and may not reelect an rtual make price Me rot onto* elf;tble br public sale LEISFinancial - Oir affiliates also wine trading tarrrissrets and statement demon securities and other assets hell or vas. Services uses the market price of ILL tnrennaed stock of er tompernation Iron matual funds and nsuarce in the scant al the end of the statement peed You - Certain postern may appear without a axe arid of the sane issuer as an my•ded value In the canpanies whose products we Cabs.. may ad.. for *Way of fun/ paid Scartties al fry tine. will show as 'price was not avelable• a we re restricted stock tor purPOSel of this statement only. To - We omen* an areal fee from 1.8$ Bra USA and You may receive seunlies used as loan collateral after unable to obtain a price for a security the MM that restricted stories are religbie for sal, Les AG Stanford Brandt of up to $25 per account piing any balance dr on them. Ant securities - Deposils or Murree denominated theocracies the value received may be stbearticqr less than the sweeping to the basks under the USS Bat Sweep lranderred to the Fin, dsiag the statement penod are other than U.S dollars are reflected x the 'stung* neared. yak* shown Program. feted at market robe as of the end of the statement rate as ol the statement dale. prod - (elan seethes wading in noriconfirmeg • Bse. (erneted) therm& current yields and rota Activity • Cod bare. as determining the cos banes of the have b dencennatixo. once and gurtity flee yaks) may An emote of annual interne is bred an tureen Information negardng ammissixt and other charges n searities included this drew& where indicated adjusted to f Mitre Prober vaurces dhidsnd and veered rates, assuming the seculties will incurred ri correction web the extforign of trades, wen the nutter 'I,' LES FrancialSennces that relied To obtain current carton, when as Lable, contact be held for one yea' erten statement date or vita labelingoption vansactons has been ialuded en en information cttained from sources other than OBS you Financial Aceaste. matvity. The tstinate is coy a gudelne, accuracy confirmations previously lunghed to y u, ad wll be FiNancial knifes. a rg ed.:tension Iran analue and continued income are not guaranteed provided to suprorrptly on newest fie or that you may haw provided to yam Financial • Privet* invesumma and stnicared products. — Est-mated aerial income ant current yield for Ackiisor. the Firm does rot irdependently verify a Private twain** morass (rx Ming dress tenet' hOes of secuaies <cal include a retrn of Short selling gamete* the rosary or weedily of ay elernegin OrMiPaters Ptgram and real estate investment trust phenolor captalgans n which case the et II you at engaged n short selling a unary. you may provided by seams other than WS Financial Semen. stories) and structured products are gentrily highly income fend tuner* yekl) would be overstated. incur a charge due to certainborrowing costs for that h sktitort elthaugh LEK F animal Singes gene- alto lewd Certain strutted crakes have not been — Estimated areal game and current yield and the inalameariry. updates this Marne an as received. the ton registered with the Senates and Exchange nal Mane and yield m4ht be lower ce higher does not provide any enhances the the nformaign Cattlemen a aide any state securities 4v/S. We than the eitmeed awns Open orders tenter 'Cost basof and onealeed gaff loss' 6 owed. estimated users for dream investment — An estnyte of anrualized income (disrdend atter Regarding open or 'ircd-liticanceileer orders that Mcurate as of the date of the etatement As such sedges red structured products foe raceme ors* interest) defied by the current market were not executed by the statement date, open buy and prase do nos rely on his.infamation to mike asp:on only A«tracy is Mt gurasteed yaludavorago balance is based on the last dividend tel stop ciders re reduced by the anon of disidersch archaise or sale decisions fa tat paposes — These values may differ stbstantialy frcen oft,, if or interest payment made by the issuer and or rights on an ex-dividends or ewridnis date unless othenese. Accounts transomed to the Fine may any. a shish a petit. 1,..nrnern secuity or assumes the seorregdeposts wrill be hell I or one Wind otherwise by goi. Ytu one respensble for reflect gar/ loss Monsen only for the period of structured ameba may be bought or sold and do yea ban the statement date or until nnaltmly. ceders that re executed due to par la ore to cancel lira they re heal at the him More historical not nO<Onfifb• recreant the vabe you may recent Accuracy ad continued yell am not guaranteed. otkil open ceders. eternitalion can be added by y0.1Fruncial Advisor upon liquidation. — Third patty *diner.; of vats re as of a attain • Amos not held by US Financial Services. Certain Privacy • Unrealized gains/loam Viten data is ratter. dale and are supplied to UBS Francdi Services on a MHOS re ro t held by the Finn and not lath., the To obtan a copy of otr cuter* Client Pricey Notice. estimated's/waked gainglosses are calculated for regular base by an ndependert valtatien torn. Ferns possessor or tterfrol. These ankh one Please comet yam fnancial Advisor or vat Ott website afividsal sectrey lots. The transaction chits for glottalpalmy or sponsor estimated values. displayed on you strewn for informational at t.n .,rho Ofitlifal lot. may or may not reelect carniesions, if any, in applied to the Finn by the :Auer. purposes only. Patens and values presented one — LES Financial Semites is not a bank. The RMA, Bosons chirps infVer sectrity Cfrorganlat kit rent. general partner or sponsor and may be calarated Provided by the issuing firm UK Financial ServiteS Semites Account BSA and. MA re brokerage Diedend and other reinvestment lots and mstenalk based on clef went rdormaton loom that used by not igspcnsble for this ifOrMIODni and does not scants Much provide access tobaritni sersees and caschme lots are each ccntmed to display one hid paints to derive their esteemed values guranbe es actuary. Mose assets are not protected pOdxu IlyoucperangyrrienIS with affiliated bares award lot TM • Trade date (*Inn pears the - You can obtain additional information regarding by STK or the f Mrs supplemental Slit coverage. and other thickparty banks, and provides access to °name transaction trade dale the methodology used to determine the estimate of Murano, and annuity products issued by unaffiliated value and the date of the etaimation that: the • Revenue sharing and additional compensation. thiyborty nsuraxe companies thrcull instance • Callable securities Bonds and preferred stock that basis la the estimate by contacteg your Financial • In addreci to coranisions en sales and 12IP I feet agency subsidiaries or LEK Financial Semites ex. the has cats for earbi redemption wil be selected Advisor. received in cconea ion with the distribution of mutual — hasunat insurance, rd arnuay predict frpartalb, by lot from rang at secures of that - Third party esenueed vat*, may be reflected as funds to otr clients we oxia as oddest receive Not FDC mind • No bark guaienlee• My lose sate issue bold in our none or n nominee runs for as 14c4 priced' in several nations, when an nutria sharing parents Iron diarbren anclor — WA Rep:a/Cs Istarorrent Acton, Busiest credits Call tear. fl ormali:n is obtained from third •. valuation Inn has not stophed or advisors of the mutual funds that we Sell These Series Account SSA, IPAAA and international Resource parties and es /testacy isnot guaranteed. Other call triable to assign a valet wren we become aware waxers re based on two different conwents: nr Management Account are registered service mate. of braes may exist which toad an ea yrelq complete that a material event has oco_ned that may call a the aillate 01 Sales by 1.8$ of a pat Kuhl /Tutu& WS Financial Sears Inc. idannalen sill be provided upon request penny reported value i'eo guesticn, a wean a and family to our clients, and 6B the amol aka d a - VT5A is a registered vskenadi owned by Vna value would be highly speculate* de to the naive particular mutual fug I acne" s shires ?wed at the iceman! Stelae Ascot:rico and used wider • Certificates of deposit (CDs). CDs one FDIC Mired of the security Inn karst The OBS Visa tre.d. tads ard the UBS Visa ir to 5293,000 n principal and accrued interest per - When nether an 6Sutf, wont panne or sponsor — We and ow affiliate also receive networkng and debt cards are issued by LEK Bark LISA with depositor and per depository imitate, in accordance tressed value nor a thrd-party estimated false is omnibus procesem lees in consderzecn for transfer pernisson from Vora Id 5.A hcorporated WI other with FDIC oars. provided, the value of the musty will bediffered agent services that we ppde to the mutual funds nightemel emdeinerks, sends mats and from its puxhase price Thee fees weeny re paid from investor assets in registered unite mon< one of ter teSpKtiye • Price/value Penes displayed fa wormers and other - • Distrtut ions to age' nay include risen a the mutual find and are a hied doll, amount based carpetneS [marts may be higher or brier than the once that Captat. exane of both. en the norther of accounts at the beret-dealer you would actually rector n the market. MOM are - • Original unit we' represents the initial offering Wang initual folds of that I Ind family UBS rirearsoal Set vices Inc. Per 201709 obtained from winces hid patty sources welch ree price per vin and near not reflect yea cost base SDNY_GM_00026873 CONFIDENTIAL EFTA_00I 37493 EFTA01278400 lies Financial Services nc Retirement Account UBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 November 2017 CNP7m0556060t1117 vt 0 WELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number Your iinandal Advisor. SCOTT STACKMAN/LYLE CASNEL Phone: Questions about your statemer47 Value of your account Call your Financial Advisor or the on October 31 (S) on November 30 (5) RMA Resourcetine at 800-RMA- 1000, Your assets 57,634 45 57,609.16 account 02%23697. Your liabilities 0.00 0.00 Itisit our website: Value of your account $57434.45 $57409.16 www. ubscomifinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your atmunt growth statements regularly. Also, get your free credit report annually from swvw.annuakreditregort.com. Tracking the value of your account during 2017 Value of your account Thousands at year end 2016 $57,165.97 Net deposits and S70 570 57.2 57.6 57.6 withdratials -5391.74 I 0 0 10 0 Your nvestment return MO:lendand interest income 583814 Change in rawket value -43.91 Value of your accotro on Nov 30, 2017 557.609.16 Dec 2014 Dec 2015 Dec 2016 0ci 20i 7 Nov 2017 SDNY GM 00028874 member SIPC CNP70009305550601NP7000192673 00004 1117 030575004 000000 Pay* 1 of 8 CONFIDENTIAL EFTA_00137494 EFTA01278401 SUBS UBS Strategic Advisor November 2017 Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: Account number. Individual Retirement Account Your iq Randal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 30 ($) your account 3.01% . Cash and money balances may include A Cash and money balances 1,732.58 Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. VBS FDIC Insured Deposit Program Bank A accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 55,876.58 96.99% about war statement on the last two pages of this statement for detais about those balances. E Non traditional 0.00 000% F Commodities a oo 000% G Other 000% Total assets 557,609.16 100.00% D Value of your account $57,609.16 Eye on the markets Percentage change Index November 2017 Year to date S&P 500 3.07% 20.49% Russell 3000 3.04% 19.93% MSC1- Europe, Australia & Far East 1.06% 23.61% Barclays Capital U.S. Aggregate Bond Index -0.13% 3.07% Interest rates on November 30, 2017 One-month LIBOR. 1.37% CNP70003005560€02NP7003182673 00004 1117 030575004 CONOiLY_GM_000288/Sere 2 of 8 CONFIDENTIAL EFTA_00137495 EFTA01278402 Account noose: GHISLAINE MAXWELL IRA Your Financial Advisor: UBS Strategic Advisor UBS November 2017 Friendly account name:Indiv IRA Account type: Account number. Individual Retirement ACCOunt SCOUT STACK MAK/KYLE CASNEL Change in the value of your account Summary of gains and losses values reported Plow exclude products for which grans and losses are not classified November 2017 ($1 Year to date (I) Realized gains and losses Unrealized Opening account value $57,634.45 $57,165.97 November 2017 (1) Year to date N4 gains and kisses (I) Withckawals and fees, including investments transferred Short term 0.00 0.00 13.78 cut 0.00 -391.74 Long term 0.00 -667.75 -379.69 Dividend and interest income 97.67 838.84 Total -$667.75 -$365.91 $0.00 Change in market value -122.96 -3.91 Closing account value $57,609.16 $57,609.16 Cash activity summary See Account activity the month for decals. Balances in your Sweep Options are indudedin the cpenng and Dividend and interest income earned closing bdances value. FDIC insurance gopher to deposits al UBS Bait USA and al banks psticipming in the UBS FDIC insured Deposit hogarn. rt doe's not topty to deposits al UBS AG. Stardord parch on bank deposits placed through the UBS internations Deposit Account program SVC protection /plats to money for outposts of thls statement, teetabIty of inkiest and drildend income hers been determined lam a US market sweep fund hoick ngs but not bank deposits See Important asformatiOn about yam Statement on the tai reporting perspective. Based upon the residence of the account holder, account type, or product type, last twopart Of Ihn COCA lent for detaits some interest ardor civic:end payments may not be subied to United Stan (US) ardor Plano Rico (PR) income tares The (Sent monthly staternem is not Intended to be used and cannot be reked upon for tat November 2017 Cl) Year to date (I) purposes. Clients should refer to the applkide lax reporting forms they receive Iran UBS annuity, such as the fOrMS 1039 and the Pomp 4130 foe tat rePdam9 information It Is Ilse practice 01 UBS to file the Opening balances $1,732.26 $98.00 dscecade la reporting forms with the US Mani Revenue Seance and PR Treasury Cretaartrrent. at in such tonrn accurately dart fy dwdenci and or interest asters exempt or taxable income. Pleat consult your Additions indsalual tax prepares. 97.67 Dividend and interest income 838.84 November 2017 (I) Year to date ($) Proceeds from investment transactions 0.00 38,025.00 Dividends 97.35 837.52 Total additions $97.67 $38,863.84 Interest 0.32 1.32 Subtractions Total current year 397.67 $838.84 Professional management fees and related services 000 -391.74 Total dividend & interest $97.67 3838.84 Funds withdrawn for investments bought -97.35 -36,837.52 Total subtractIons -S97.35 -$37,229.26 Net cash flow $0.32 $1,634.58 Closing balances $1,732.58 31,732.58 SDNY GM 00026876 CUP70303005560603 NV7003187673 COCOS 1117 030575001 cococo Page 3 of 8 CONFIDENTIAL EFTA_00137496 EFTA01278403 GHISLAINE MAXWELL IRA *UBS UBS Strategic Advisor November 2017 Account name: Friendly account name: lndiv IRA A unt typo: IndiMual Retirement Account Your lq Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL Account number UBS Bank USA Deposit Account APY Interest Period Oct 6 - Nov6 Opening UBS Bank USA Deposit balance Oct 6 11,841 40 Closing UBS Bank USA Deposit balance Nov 6 11,732.58 Number of days in interest period 32 Average daily balance 11,793.65 Interest earned 10.32 Annual percentage yield earned 0.20% Your investment objectives: You have identified the Fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate vestment etigibi5ty consderafion None selected Your account instructions • V8S Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. CHP70:10800$56060A NPVC0182673 COON 1117 030575004 CONSillY_GM_000268/494 4 of a CONFIDENTIAL EFTA_00 I 37497 EFTA01278404 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your II amide' Advisor: *UBS November 2017 Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current va ues shown may be Epproximene. AS a revue. gam at (gassesMay mil be accurately refkcled. see Amnoninaollneeon about your statement a the end of tats dxument fOr more infornakon. Cash Cash and money balances Cashand money balances may nodule avalade cash balances, UBS Bank USA depost account balances, UBS Bast USA and at UBS FDIC insured Procyam Bank deport account baaXes are insured to the FDIC within UBS FCC insured Rogan Sank Balances, UBS AG Stanford Branch deposit account balances and money applicaNe lints, but are not protected by SIK. UBS AG Stanford Branch depriut account balances ate not insured market mutual fund weep balances. by FCC and are not protected by 51K. Money market sweep tames are protected by SIPC but are not Insured by the FDIC See the Important information *bout your statement a the end of this document for detaiis about those Manes. °mond bdarxe Closing bsance Price per share Average orrideno interest Dais n Hddng on Nov 1(li) on Nov 30(S) on N:w 30 (S) rate period period Cep amount (S) UBS BANK USA DEP ACCT 1,732 26 1,732.58 250,000.00 Fixed income Mutual funds Total rernvesled is the rola Cl at reinvested dindench It does not include any cash dnderds It is rot a Unreake4 rya) gain alas is the dfference between the current vane and the cost basis and world tar lot for the OurPOSeS Of delerminng !kidding peucds or cost biros. The shares yOu receive each time you generally be >our Untie gam or IOSS if the security was sold (Albs date. The unsettled Mel (Once loss may (tiniest clvdends &COMP a separate tax it. need 10 be aloe° for return or capital Daimons in order to determine tne realized on or bass for tat Cost basis Is the total purchase cost of the security, Indudng reinvested d vidends The cost basis may reporting purposes need to be adusted for return d ccital payments in order to detem-one the adintedcost basis for tae investment return is the current value minus the amount you invested K does nIX Include shares that are not retorting mitoses. reflected on mix statement, inducing shares that have been tea Lied as either a gain cc a loss It also does not include cash dudends that were not reinvested Purchase prior Number Average price Client Cost Price per shae Value on Unrealized Clad imestment Holding Hddng of shares per share (S) investment basis (41 cn Nov 30 (SP hbv (I) spin or loss (S) return (S) period DOUBLE LINE TOTAL RETURN FUND INSIL Symbol-. DOLTX Trade date. Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.630 18,000.00 ST Total reinvested 35.944 10.704 384.75 10.630 382.08 -2.67 EAI: 1678 Current yield 3 69% Security total 1,729.265 10.632 18,000.00 18,384.75 18,382.08 -2_67 382.08 1P MORGAN SHORT DURATION BOND FUND CLASS I continued next page SDNY GM 00026878 C kiP7C00330SS6060S NV70031132673 COON I I I7 030579004 000000 ►aya S of 8 CONFIDENTIAL EFTA_00137498 EFTA01278405 4tUBS UBS Strategic Advisor November 2017 Account name: GHISLA1NE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Your Mnandal Advisor: SCOTT STACK MANY LYLE CASR1EL Account number: Your assets . Fixed income a Mutual funds (continued) Purchase price Number Average price Client Cost Price per Share Value en clerealited Rae imestmem Hddrg I4ddng of shares per sham (I) investment (S) bask (S) at Nov 30(51 Nov 30 (5) gale or loss (5) Wren (5) period Symbol: HILVX Total reinvested 1,794.123 10.992 19,721,81 10.780 19,340.64 -381.17 19,340.64 EAI: 3230 Current yield 1.19% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.070 18,017.88 17.88 ST Total reinvested 13.503 10.066 135.93 10.070 135.98 0.05 EAI: 4214 Current yield 1.18% Seesity total 1802.767 10.060 18,000.00 18,135.93 18,153.86 17.93 153.86 Total $36,000.00 $56242.49 $55476.58 4365.91 $19376.58 Total estimated annual income: $1,122 Your total assets fie k enter of Cost Estimated Unrezazed Value on New 30 (1) your account lam 01 annual Intone (5) gain or loss (5) Cash Cash and money balances 1,732.5$ 3.01% 1,732.58 Fixed income Mutual funds 55,876.5$ 96.99% 56,242.49 1,122.00 -365.91 Total $57,609.16 100.00% $57,975.07 $1,122.00 -$365.91 Account activity this month Date AcIlety DetCrteldl Amount IS) Dividend and interest income Dividends Nov 1 Dividend DOUBLE UNE TOTAL RETURN FIND INS% AS OF 1031/17 55.30 SYMBOL DBLTX Nov 1 Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 10/31/17 20.88 SYMBOL PSDYX Nov 29 Dividend MORGAN SHORT DURATION BOND FUND CLASS I 21.17 SYMBOL: HLLVX Total dividends $9735 CNP703C0005S60606NP7000182673 00004 1117 03057500E 0C6RIAY_GM_0002686Mie 6 of 8 CONFIDENTIAL EFTA_00137499 EFTA01278406 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your Financial Advisor: (SUBS November 2017 Friendly account name: Indiv. IRA Account type: Account number: IndivKlual Retirement ACCOunt SCOTT STACK MAN LYLE CA1RiEL Account activity this month (contrived) Date Acthity I:exec/non Amoimt Dividend and interestinoome (continued) Interest Nov 7 Intoont UBS BANK USA DEPOSIT ACCOUNT AS OF 1110617 0.32 Total interest $0.32 Total dividend and interest income 597.67 Investment transactions For mote informaion tat the pricei value shown for restricted securities. see Important in(ormatbn about your statement M the endol 1116 cocuntnt. Pnxeeds from Funds inwstrnent withdrawn to Accrued Date actniN Desciption Ouantity vale (0 Price CS) transactions CS) mwstments bought (S) interest (5) Nov 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INS11 5.183 -55.30 DIVIDEND REINVESTED AT 10.67 NAV ON I0/31/17 AS CE 10/31,17 SYMBOL: DBLTX Nov 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 2.073 -20.88 DIVIDEND REINVESTED AT 10.07 NAV ON 10131/17 ASOF 10131117 SYMBOL: PSDYX Nov29 Reinvestment JP MORGAN SHORT DURATION BOND FUND 1.962 -21.17 CLASS I DIVIDEND REINVESTED AT 10.79 NAV ON I1128 I 7 SYMBOL: HLLVX Total -59735 Owe Activity Decoction Amount (S) Money balance activities Oct 31 Balance forward $1,73226 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUPIF AS OF 11106(17 032 Nov 30 Closing U.S Bank USA Deposit Account $1,732.58 The UBS Bant USA Deposit Account is your primary sweep cpl.on SDNY GM 00028880 CNP70003005550607NPI000187673 00004 1117 03057500/ 1100000 Page 7 of 8 CONFIDENTIAL EFTA_00137500 EFTA01278407 *UBS Yournotes 0,5111,._0002551145. of 5 CONFIDENTIAL EFT,O0B7501 EFTA01278408 Important information about your statement U35 Financial Services Pc. (the Fern or UBS Nardi her I roMyOu no later than 60 days after the F rm (bins for ail. Esobnatory brochie available upon • Acker* Cape/Apperratioe Investments seeking Stryker). is a merrbat of all principal cecisily, ccmrrothiy sere you the list stateellent on which the ems or repast or at wire arc. org The WC asset protecton growth of omega' rather than the generation of and optima exchanges. UBS Financial Semites and 1.8$ Problem appeased, knits apply to all acents tun you hall in a particular income. Bank USA re ndiets subsilones of UPS AG and - hone pow name ad xcant nte*er Of any/ capacity. • Prole. Comb...nation ofIncome an:50000 affixes of UBS Sautes LLC. The Fun's Uinta' - Cesabe to error or the troika you we inure The Fa. together nosh seminal( Ares. has also Apprsce*n.Investments seeki-g both the generation statement k available upon requi. The Fees exennim about, ideation as clearly as you cm why you purchased applintintal insuige The maimum of nccme ard growth of prixj:41. offices are a. believe d is anent a why lyre need more amount pryibl• to al ekabk climb, colic-cook Linde' Saman this protection is 1500 million ag of Decenar 10, 2016. Overall risk profiles UB5 Finrcel Santee - Prone the dolor amen! of the suspected era. SiJoOrt to the polo-you-den ad Imitations, cash a • Conservative Socks to mantin natal plc pal with 1200 Harbor Boulevad the firm is further protected to up to $1.9 million n the toe re and volatility to the accent °twat even el Weehawken, tel 07086 The Firm or Card Muer wed ivestgate you emplane aggregate for all your accounts held n a parental that means as ocean does rot generate significant and will coned my ear promptly. For alleged eats capacity AM copy of thepoky watleg is mailable income or retire arid may not keep pace with This Statement represents the only offtrial record of yet Mole"? UBS Veal, *el teed transaclira if we take Won request. inflate). LBS Financial Senates account. Other recads, eat more than 10 but inns days to dealt we will credit • Moderate Wiling to move some risk to principal rd office to. dmuments, contanng cornicingdata should you LaCcell for the amount you thinks in error, so that Neither the SIPC patch:new the apphrnental not be relied wan II you been* there is an era or you wet have the use of the money dung he tee n protium owly to: tolerate some volatility to seek higher return,. omission. please report it arnedialy n oritag to the takes us to complete our iastiption. • agaessioe: Willieg to accept hip risk to pincipal ad • Certain Insets! assets controlled by (and nailed n Branch Manager of the afire serving your accent. your account nue) but held away from UBSFinancol high volt* to seek highretums overtime. • investment Eigerkey Consoleration: t selectect a Please mike all checks payabb to the Fern or the Senates For exatple certain (a insurance produts. Altoult el livres shown are intended to be accurate, lihnml insianisn (-dated on fie front of the including wadable enmities, and (i0 shares of tuns! portion of the portlolis for that account may include statement oasts skoukf not be used fa to purposes Rely statement In addition to ngtSr arson as, accounts finds registered in the name ol the accant holder on corrpkx trigger% linked liquidity andante- Wok on yerend tax kirms. (Le • Form1099. 5498. may be abject to maremo-ce lees, (haves for late the boots of the issuer or transfer agent), volatiky, 10425. etc ) vanprepamg your lax return. The Fim perrent kr securities purchases and charges for unpaid • Immtment contracts or iweirent interests (e 4. required by law to upon to tie IRS allliable dividend, imams n cash accounts Accounts that a-e tansferred limned pattnerships and private placements) that are Statement •householding• mportabb rantauble diebbna and uxdsk interest to other inflations may be subject to a transfer lee. not regaled under the Securities Act ol 1933; We may coreoldste at related account statements with end on families held in you scoot" net proceeds • Commodities areacts (e foreign otchroge and the 5.1.7* address in the sang grata, et. because on see tragadisre, ad con basis cn certain covered UBS Sweep Options yews metal contrasts). includirg fauns contracts they have owes take maintain jig account sank% LES offers oaken tor maths cash balances tobat at commodity option contracts; and relationshim wit alw dents a the sire address. depose accounts al non-ablated barks aryl affiliated you prefer to receive individual statements mailed in • Deposit accounts (except remit tries ea deposit at sepia imelopes, you may decline bowie:Ming by Caverailatlans widt dee Firm bares. Maley market mutualfunds (Money Funds) and USA, UBS 46 U.S. branches and banks n)theLES • Please wan/km any oral corrinancatons in wrilag to amain' DePocit Accort (CA) fa cut/tame FDIC Mood Deposit Program. caning your Financial Advisor tofurther protect your ril-as• indudrg your riles wit an In Bosom Management Accost. The SIPC protect on and the supplenental protean do utter tte SecuMes Investor Protection Act (SPA). Deposit accounts al UB5 Bark USA and non-affiliated Friendly account name not apply to theo asset even I bey -steam appear The Friendly account none is a estimable -nisknone- • If thefine-gill actitution an the top left of to trail banks parecipaing n the UBSFDIC4nstred Deposit on you slatemeres. The WC protection and the of this stiemere snot LBS Enna Sivas, LBS Program are FDIC-insured in mead:rice with fDIC notes. clown by you to rant you with your roccedkeepi-g appkmental protection cis not protect against changes has no legal effect on your account You can change Financial Sontag carries you =aunt as Waring For rare rrionmatin, please visit owe fdic,goeDeposk in the make vale of yam investments (Mother m a eider by arra-gemme wit the rdcated inslianon accounts at UBS AG StamfordBranch and shags of eon of market movement, issuer barkmptcy cc your friendly account nines, through Onine Services a We informed you of this relalonshi7 MoneyFunds are rot Wined by the FDIC. by contacting yam F ?uncial Advisor. othmense) opened this moan. h Om cast your h it and wallies are located aims financial Services and rot Through the Da cash balances re swept to deposit Dividend Reinvestment Program (DRIP) Amami atavism the roodaciw braes, rid younut make a Neon accounts at UBS AG New Tort Brant, e-dUBS AG Tx cake reflected is .11) average price You may obtais • VA" ofrout accountgionfolo Net of assets and of ay error or omission to both firms. Carnal Branch. These deposits are not insured byte the actual Free lam you Ina el Advisor . Only ghee Iiabilies • As desated in the account kg-wants, you mist FDIC. Balances held at tee LES AG Cayman Branch are shares are purchased under DRIP; Peal shoos will be • Assets Includes avail* cash balances, vibes for roily us of any etas or fraud involving decks temp:only ("posed to the sovereign rek of the Cayman sold ad the cash wit be deposited in your account The restricted security (est), and Global Time DegeMS, reflected on your statement within 30 days after a was blind, at there is nog...urea or of et °bloat of divided renvesiment price applied by Ix 4suer may wire-JAYS marts to market, and caftan assets not held mailed or made rabbet LBS AG 10 repay the balances while on the UBS Cayman Oiler fromthe mike pie at which the patio then by the Fie Does not include unpriced secunieiasseb • Plea divot agora complaans or iniiias to tie Branch's books. ro sold at the end of the Wm and orrent stigma penods, or Fists C lent Retains Department at 201.352.1699 prate reesomentvte vd stock options ad or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fun Cashielieu cwroabre stool options ET Monday through Fedex or in wing to WS shires me protected by 51K. See "1.135 financial Series Cnk whole urns may be held rt your account. if you see • liatites hates debt balices, otsterdrag margn Faison Seniors fro,. Client Relations Doormat Acosta frouction' below. eninted to • pan al Ina as a result ol • eviderd payment loans, credit line slid account balances. P.O. Box 766 Union Cky, NJ 0700. a atomise. the Firm wit ether sell paid units at • Casheioney balances. Total of uninvested available • A IINiemen shall be deemed complete and aortae LOSSyour request, babies n to bent depositsmaw be market price a accept an anon determined by a cash balances, piss de oat balances al affiliated and if not cOctod to in writing within 60 days winchawn, ad shoes of a Morey and may be registered cleartg agency, did credit you account. non-affiliated banks, and money mattel nut al Ltd • Fa TT( services Call 844412-0906 or from outside lopclied and tie proceeds retuned to you a you. snap balances, at the cbse of to statement period ere U5.: Cal201.3524495 startles accoint Invenewent ithhectinag Non.cormudity free cede bale-tors in you rant re • In am of *nes or cuestas alscul an 'ketonic The remtmerg objectives ad risk profile a speck to not segregated from other balances and to Fins may keener iriormaton about available sweep options, each accent and may vary between you accounts. use any of these funds tithe ornery courseof its finds transfer (FF-O. bal penetra a UBS Wa•debil nclaing anew interest rate. and yields, it available al card transarbons, call ECO-762-1000, agree to UBS Please advise the Firm prorraiN in geeing day busness These funds a paythle won your dema-d. Fe-weal f-rices Ix., 1000 Hartor Blvd, attfloor, wane ubs cords:rigmarole, from your Frugal Advisor optics* change in you financial sit/wonor mis total is &Lad in tie CUThill period closing vale. a by calling KO-762-1000 investment objective For each account held you Weehtoe.e% NI 07036, Atte RIAMESA Sakes choose one of the fplowing investment objectives: CS a carte as soon as you can, if you fink yes Pisancial Services accent protection • Produce Correnentroret Investments seelirg the The Tien a a member of the Seoinies Investor Protection statement a receipt is wage 4 you need more Corporation (51K), which tracts securities oitonws gereraton of none only. racmialin tut a transfer on the statement or fitC44. The Film or Cad boar (as ipplcable)must of is minters up to 1500,000 (including 1250,000for SDNY_GM_000268132 CONFIDENTIAL EFTA_00137502 EFTA01278409 Important information about your statement (OelltInked) Lending information securities and options or only bid prices la OTC recent:I may be less than the per Share !stringed the annuty corneas, Abbate. of the mane Fee deeded information en the tin's lending axle*, wanks. saUe yarded n the oxcart statement. cempanin a sponsor of the nil investment trusts and dekko-res. refer to you CI9m Relaironship - Less aetiage traded securities maybe priced uffng * we distreutt. Comment or Accosts Agreement rd the General valuation model a the moss were price we • Restricted securities Restricted warren generalk - In additive to cc:newtons tiCetrtgIran the In ad Conditons. LISS Statemenl of Credit ?radices obtained and may not reflect an Wu* owlet price re rot career M Vroglere for Walk sale LOS Financial ',aches& and sale of Nexthres lade we ardor ox available in Agreements andDuet:tweet at a wee Services uses the nate price of the aatitated stale aflame acme an asset -based revenue sharing irw ub• cod/arcaudtkrIntteu. - Certain positions may appear *btu' a price ant of the Salle issuer as an reputed value for the payment from NextShaes dktf tutors, as well at will dyne as 'price was not evadable' il we re restricted suck For purpoto: of thit statement on4r. To Iuncle-91/4c technology devetomert, training and Your suet" enable to °bean a price for a security. the rodent that restrktecf secures are efroble lot sale, *taxation. Your Oaten-ere rternces securities and other assetsheld - Deposits or securities derecennated Si(mercies the vake receivedmay be stbstantalk less thanthe - Oa if "tales ago receme trading conmsseons and in the account al the end of the staemere period You Ohm Von US darn se rel reeled at the ethest emceed vat-et-own *thee compermatien fromguar finds and Matra may ra for &Wog of fully pad savories at any tine. rate as of the statement date companies who* protons we doirbute. You mar receive secunlies used as loan collateral after - For Certain securities trading in nonceofcemes • En. kostieneted) incense. Smart yield" and rates. - We recent an a-nalfee from MBank USA ad meg any balance de al them. Any securities denomiutorn. ;extend qua-trypace vat*) may M taints of actual none is baud on wren' LEG AG Stamford Branch of up to 125 per account Irangemed to the Five dri-g the statement weed are have been adfusted to facilitate proper valuXroci. dniderd and ntereSt rate., assoming the secsenes will sweeping to the banks nicer the LOS Bari Sweep leted at market value as of tfie end of the statemere To obtain current quotations. when available, comet be held for one yea from statement date or umil Program prod rats F.uncial Adisa, maturity This estimate is only a guidelne. aconacy • Cod bask. In determining the coo bast of the rd caminued norm are not guaranteed Activity secunties inckeded it Oxement where indicated • Private invidtMentS and tteuagred products — canoed anneal income ad anent yield for Information regadng COMM6SCOS and other charges wth the nate Les Felancial Sennces tus riled Private minim-me watts erelarg drat certan types of seeable-scald fickaie a :Man of ixuned n connectron with the execution of trades, cn information obtained from sources other than OBS part Opalnn peg am and real estate tnotstment trust prncpal or captalgans n "Arch case the est ixeides opal transactions has been endrded cn Flynn.' Seniors. relsdirg nforrnation ram another wanes) and 'twolured peaLts are genraly hghly income Orme current yield would be overstated. conf hors pros* hem/tied to you, aril will be fern a that you may haw provided to you- Finarotal aktuid Certan etructuced products have not been — Fainted anal income an Current yield and the Provided to you prorrptty cur fewest. Ackisor. The Fkm does reff independently verity a seamed with the Securities and Exchange actual kart an yield night be twee or higher guarantee the accuracy or validly of any aleernsion Ccowissien or under any State SECuntieS laws. We than the estneXed anoints Short seeing movetcl by scams other than LES Financial Sawn. monde estmeted vales fa private mrestilyM — An estimate of arrwalged income (divbend actor If you se engaged n short albs a securay, youmay h acklitean, eelneugh LEK F nencial Services gene-alb securities rid structured products for rilorrnaierul interest) derided by the current motel incur a charge Ste to certainborn:wig coot for that uPdates this 'Accrue inn SS received, the rem rexposes oily Accuracy is not guaranteed vakeraverage balance is based an the Lao dividend palkJ, searity. does not provide any assurances that the nformatron - These values may differ skbstantialty than peas, d or merest payment rnede by the issuer and ardor "Con base' and •verealeed garlloss' 6 any, al which a merge wenn" Warty a assumes tie seoskesrdeposts will be held for one Open orders accurate x al the date of the statement. As such structured product may be barjet or sold and do year *cm the statement date or until nuterry. Regaining open or • gzollikancellecl' ceders that please do rex rely on tic iffarnatien w mace not nwesunk' Wiesen, the value you may recent Accuracy and continued ydd we not guaranteed were riot rotteutad by the statement date, open buy and purchase cr sale decisions. to tee pa:poses of teen licuidaticn. set stop orders we red iced by the amount of dnidench od remiss. Accounts traefferred to the Firm may - ThN party estenkes of tube as as of a awn • Assets not held by WS Fieenieel Services. Certain a rips on an ex-dividends a erorghts elite unless reflect gen.loss Hammen only for the pead of date and are steepled to OBS Fnarcial Sweets on a assets re rot held by the and eta wehn the nested otherwise by you. You are responsbk for eine they are heel A the inn More historical regular base by an idependent valuation Five's possession or (envoi. These assets are orders that se executed de to you 'alum to cancel inform-aeon can be added by your Financial Advisor - Sec general partner or sponsor minuted nem, depbyed on you statement for informational "-Ming open orders. • Unrealized gaiesfiroteet Nitwit data s sealable, if rt. are 44:0fied to the F im by the 6Suef, parposes airy. Positrons and values presented are eonwed sneaked gam:losses are calculated fa ?meal Wiener a sponsor and may be cakJated provided by the issung fern LIEK integer Streets n Privacy ncividal secure, lots. The transaction data for based on efferent edormatron Lan that used by not response)* nor the oformatron and does not To often a copy of our current Client Primacy Sim iscrivilal lots may or may not idlest arrimmicee. !he'd parlin to drive their minuted vales. guarantee es accuracy. these assets we not protected please contact your Financial AdAsce or vier as webute charges rota security reorganitalcn htnits - You can obtain addekrul Hams-ion regarding by WC or the Ferns stgolemental SW( coverage. eemm net eneVerivermake. Divided and other reinvestment lots an maternal X the methodology used to deem** the estimate of - 1.8$ Financial Services is not The BMA, Bosom purchase bus at each cectimol to display ore value ad the date of the ito-mation that is the • Revenue sharing and additional componsatian. Services gaunt BSA and AMA are brokerage averaged lot. the • trade date colmn presents the basis la the estimate by contacting yak Financial — n acid:iron to ccenmesrons on sales an 126l fees accesses which monde access tobarking semen and aging transaction trade date Advisor. n etted n cornea ion with the dierbxon of mutual products tfrougn airangemerts with affiliated barks • Callable eearititit Bond and pretend stock that - Tad party estinaud vales may be reflected as fans to our dents we anor our affgaie name and other Ihidparty banks, and provides access to the issuer cats foe ealy rederrption wit be selected Wce priced' n several aualierre when an revenue that, payments from that-viers arids Wine nd areurty products issued try umfeliaxid *roamer& by lot Iran among all senses of that We/ardent valuation km has not steepled a advisors oi the fiUtUil finds that we sell. These fhiMparty reskorice companies though insmance 6sue held n our none ann.:Wane< name for as unable to assign a va.., when we became aware asses are hoed on two different conoceents: (0 agency skesidures a (2$ Finical Settees inc. climate Call leave riloineuron n obtained from third that a material event has conned Out may (all a the mart of sales by ISS of a pendular mrtual - thIntrstd, i'euranCe, an annuity farcebott pries ad es accuracy is rot gat-steed Other call previously reported yak* ix* question, Cr nihen a lend family to our ciente, and 60 the asset vela of a - Not CDC nand • free bank guarthlee• May bee vale fences may east which [aid Elect eiebt corneae'e value would be highly speculative due to the nature parietals mutual fun famiVe shame held at tEe — WA. Penance Management Accoune. Business information will be provided upon request of the secunty. fern Services Account BSA. IRMA and international Resource • Certificates of deposit (CDs). COs se FDIC nsured - When nether an issue, general panne or sponsor — We and oa affiliate also receive (*twofers and Management Asset are teen' seed service marks of sp to $250,0)0 n priMpal and accrued interest per est irufird value nor a thidtuny eetimated wake is annbus processing tees in considwahon for transfer 185 arsenal Stakes &pouter and per depository antiheroes n accordance moaned, the value of the security win be deferent aged services that we Fronde to he mi-eual funds — VISA is a registered nomad owned by Via with FDIC nies. from "swells?? price. These fees "'really are paid from investor assets n hternirocel Singe Association an used under • Price/value Feces disotked for sherries and other - • Devibutrons to date may nix* return of the mutual hod and are a feted dolls agnate based dense. The 18$ Visa cede cads rd the LEIS Visa produces may be higher or lower than the age that capitaL name or both. cer the ranter of accounts at the broker-dealer debt cards re sued by LeSBant USA with you %cued actually receive in the market. trices se • 'Orignal unit me represents the niter offering holcFng mutual find of that lab Iambi permitter, fawn Vita U S. A Incorporated All ocher obtained ftorn wricen hid prey sources witch we weeper unrt rod may net reflect you cost basie. - h ackieron to (comics:ens received in connection vadwriarke registered vackmarks, service marks and bedew to be relable, bit we do not guarantee trod - DPP and treated RElf securees re net listed on a with the sake or cestrbutron of enmity <entracte and registered service feuds are 01 their respective actuary rational agates exChangt and re generally met reestment trust was to Oct clients, we ardor FaTOthies - We generally use the closing price Mien avilbkCe acted and then If Hwy can be sold, the vice our afioate receive reverue sharing compeneatron the mean of the bid and ad prices la kited from flurry of the iturance<cmpalies wed-tweeis LISS Financial Services Inc 20'71! SDNY GM 00026883 CONFIDENTIAL EFTA 00137503 EFTA01278410 UBS FMancial Services rric Retirement Account UBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 December 2017 cm7ooem37771217 x173 VI 0 HIS AN MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indiv: IRA Account type: indwidual Retirement Account Account number Your Knenciel Advisor. SCOTT STACK MAW LYLE CAS18EL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on November 30 IP on December 29(4) RMA ResourceLine at 800-RMA-1000, Your assets 57,609.16 57,676.64 account 02%23697. Your liabilities 0.00 0.00 visit our website: Value of your account $57,609.16 557,676.84 www.ubscomffinanciahmeices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report anntally from tvww.annuakredtreport.com. Tracking the value of your account during 2017 Value of your account 1 Thousands at year end 2016 $57,165.97 Net deposits and 570 570 57.2 57.6 57.7 vaddratials -5391.74 • • • • • Your investment return Diedend and interest income 1942.31 Chance in markt?! value .139.90 Value of your eaten on Dec It 2017 U7,676.64 Dec 2014 Dec 2015 Dec 2016 Nov 2017 Dec 2017 SONY GM 00026884 Member SIPC CNP70310008013777 Ne70033i 3i 43 C0004 1217 030575004 TO00 Page 1 of 8 CONFIDENTIAL EFTA_00137504 EFTA01278411 SUBS UBS Strategic Advisor December 2017 Account name: GHISLAINE MAXWEU. IRA Friendly account name:lndiv IRA Account type: Account number: Indisadual Retirement Account Your Nnuncid Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 29 a) your account • Cash and money balances may include A Cash and money balances 1,732.88 3.00% Your current asset allocation available cash balances, lifiS Bank USA deposit B Cash alternatives 0.00 000% account, UBS MC insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances. See the Important in formavon D Fixed income 55,943.76 97 00% about four statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 000% Total assets 557,676.64 100.00% D Value of your account $57,676.64 Eye on the markets Percentage change Index December 2017 Year to date S&P 500 1.11% 21.83% Russell 3000 1.00% 21.13% MSC - Europe, Australia & Far East 1.62% 25.62% Barclays Capital U.S. Aggregate Bond Index 0.46% 3.54% Interest rates on December 29, 2017 3-month Treasury bills: 1.32% One-month LIBOR: 1.56% CNP70010003013778N1,70C0313143 COX). 1217 030579004 II 001YGM000288tege 2 of 8 CONFIDENTIAL EF1'A_00137505 EFTA01278412 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your PI nandal Advisor: UBS December 2017 Friendly account narne:Indiv, IRA Account type: Account number Indiv.dual Retirement Account SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Wives repoded below exclude products (or which gam and losses ale not classified. December 2017 (5, Year to dale (I) Realized gains and losses Unrealized Opening account value $57,609.16 07,185.97 December 2017 (5) Year to date (1) gains and lases (I) Withckawals and fees, including investments transferred Short term 0.00 0.00 -4 40 cut 0.00 -391.74 Long term 0.00 -667.75 -397 49 Dividend aid interest income 103.47 942.31 Total -$667.75 $0.00 -$401.89 Change in market value -35.99 -39.90 Closing account value $57,676.64 $57,676.64 Cash activity summary See Account Jamey the; month tot detals Fiances in your Sweep Options are induCeclin the cpenng and Dividend and interest income earned closingMance:value. FDIC insurance apples to deposits at UBS Bank USA and all banks I:ascii:sating in the UBS FDK longed Deposit Frown n cices not (poly to deposits as UBS AG. Stanford parch or bank deposits placed through the ul3S imernationi Deposit account program SVC protection avers to money For purposes of INs statement, temabity of interest and dnidend income ha been determined From a US marka sweep fund holcings but not bank deposits See important infocntabon about your statement on the tit reporting perspective. Based upon the residence of the account holder, account type, or product type. last two pages of Ita doctment for detaes some interest andor dviCend payments may not be subject to United Sties (UA ardor Pi.eft0 Rico (PR) income tares The (tent monthly datemeM is not intended to be used and cannot be reked upon for tar December 2017 IS) Year to date (t) purposes. Clients should refer to the ap0kide lax reporting forms they teethe Iran LABS annuity, such as the Forms 1099 and the RCM'S 4130. fee ter reporting information. It is the Parke Of UBS to file the Opening balances $1,732.58 $98.00 applicatte la reporting forms vAth the US interni Revenue SeMce and PR Treasury Crepartrrent, and in suchlonris accurately classify dwdends ardice intent aim exerrpt or taxable income. Pleae consult your Additions Indledual lax prepare. 103.47 942.31 Dividend and interest income December 2017 (1) Year to date (S) Proceeds from investment transactions 0.00 38,025.00 Dividends 103.17 940.69 Total additions $103.47 $38,967.31 Interest 0.30 1.62 Subtractions Total current year $103.47 $942.31 Professional management fees and related services 000 -391 74 Total dividend & interest $10347 $942.31 Funds withdrawn for investments bought -103 17 -36,940.69 Total subtractions -$103.17 -S37,332.43 Net cash flow $0.30 $1,634.88 Closing balances $1,732.88 $1,732.88 SDNY GM 00026886 Cele7ooloOte013779 Ne70033I 3143 00031 1217 030579004 111000 Page 3 of 8 CONFIDENTIAL EFTA 00037506 EFTA01278413 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor December 2017 Friendly account namcnIndiv IRA Account type: Individual Retirement Account Your rinandul Advisor. SCOTT STACK NIANLYLE CASRIEL Account number: UBS Bank USA Deposit Account APY Retirement services information Interest Period Nov 7 - Dec 6 2017 Year-End valuation statement - Form 5498 Opening UBS Bank USA Deposit balance Nov 7 $1,732.58 Retain this statement as )our yearend valuation. If you Asset portfolio includes insurance products, unpnced Private investments or if you own Outside assets that do not appear on this Closing UBS Bank USA Deposit balance Dec 6 $1,732.88 statement, we will automatically provide you with an updated year-end valuation in January Number of days in interest period 30 2018 This 2017 yearend value of your IRA (or the updated value, if applicable) will be furnished to the Internal Revenue Service. Average daily balance $1,732.58 December 29 value $57,676.64 Interest earned $0.30 Annual percentage yield earned 0 21% Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period. If this information is not correct, or you wish to change your beneficiaries, Your investment objectives: please contact your Financial Advisor Beneficiary changes are not effective unless you give them to to in writing and we accept them If you live in a community property state, your You have identified the following investment objectives for this account If you have questions beneficiary desgnation may be subject to community property laws. about these objectives, disagree with them, or with to change them, please contact you Percentage Beneficiary Contingent beneficiaries Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this 100.00% (100.00%) document Your return objective: Current income &capital appreciation Your risk profile: Primary - moderate investment eligibtSty ccnsiderat:on None selected Your account instructions • IRS Financial Services Inc is your IRA custodian • tots account cost bash default closing method is FIFO, First In, First Out. 0:11170210003013780W000313143 00004 1217 030579304 I I BBASIY_GM_000268§Ilge 4 of CONFIDENTIAL EFTA_00 I 37507 EFTA01278414 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pi amide' Advisor: *UBS December 2017 Friendly account name:Indiv IRA Account type: Account number: Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Your assets Some paces, income and current Mots Sheri' may be Epprox.MV31e. ASS klub. gains aidlases ma/ not be accurately refkaed. See rmporunt infosmafron about your statement a the end of the dxument mote infornaaon. Cash Cash and money balances Cast, and Thorny balances may include avalaile cash balances, UBS Bank USA deposit account balances, U8S Bank USA and at UBS FDIC Insured Progan Bank deposit account tderXes are injured by the FDIC within UBS F DK insured Rogan Bank Balances, UBS AG Stanford Branch deposit account balances and rroney applicatae 'mu, but ale not protected by SIK. UBS AG Stanford Brant h deposit axe ourt balances are not insured market mut utl fund sifted balances. by FDIC and are not protected by 51K. Money market sweep Nuances are protected by 51K but at rot Insured by the FDIC See the Important Information Rout sour statement a the end of this document for details about those balances. ceering baance closing Orlexe Price per share Average Dein:lend Interest Daaysm Hddng on Dec 1 (1.) on Dec 29 (S) on Dec 29 (S) tate period period Cep [mount (S) UBS BANK USA DEP ACCT 1,73258 1,732.88 250,000.00 Fixed income mutual funds Total reinvested is the fold d al reinvested ch,dends It does rot include any cash addends. h is rot a Unreake4 (tar) gal' of las is the dfference between the current v‘ue and the cost ban and would tar lot for the purposes Or &renninng hadno peunds or cost basis. The Marta you receive each tine yOu generally be your Wade Qua or IOSS if the Security was Sold Goths date The urredized (tad gain Cr loss may reinvest clvdenCt become 8 separate tax lot. need to be acluSted for return d caMS payments in order to determne the treated on or loss for tar reporting purposes. Cost bands 6 the halal purchase COSI of the StOrrity. indudng mnvesteddvdends The cost basis mai need lobe adusted for rerun d capital payments in order to detem-ine the adrated cost bans for tax Investment return iS the current vdue sinus the amount you invested, b OOPS not Include shares that ere not (Mating purposes. reflected Oa Put Statement, indudng shares that hare been realized as either a gain or a loss It 85003es nor include cash dudends that were not reinvested Purc hr.* pike( tairriber Average price Client Cost Price per 'hat value on Unrealized Clad imestment Hddng Hddng of shares per share (a) ,nvestment basis (S) on Dec 29 (1) Dec 29(S) spin or loss (S) return CS) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol- DBLTX Trade date. Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.630 18,000.00 57 Total reinvested 41.094 10.694 439.49 10.630 436.83 -2 66 EAI: 4673 Current yield 365% Security total 1,734.415 10.632 18,000.00 18,439.49 18,436.83 -2.66 436.83 JP MORGAN SHORT DURATION BONO FUND CLASS continued next page SDNY GM 00026888 CelP7Ddt000€013781 NP7003313143 00004 1217 030579004 II Pag• 5 of 8 CONFIDENTIAL EFTA_00137508 EFTA01278415 GHISLAINE MAXWELL IRA *UBS UBS Strategic Advisor December 2017 Account nine: Friendly account name: Indiv IRA Account type: Individual Retirement Account Your linandel Advisor: SCOTT STACK MANLYLE CASIVEL Account number. Your assets . Fixed income . Mutual funds (cononued) Purchase puce Number Average peke Client Cost Price per share Value on unrealized Rap Investment Holcing Mono of shares per sham (1) investment en basis (i) on Dec 29(1) Dec 29 (1) gain orlon (5) *tan (8 period Symbol: HLLVX Total reinvested 1,796.285 10.992 19,745.09 10.770 19,345.98 -399.11 19,345.98 EAI: 5237 Current yield 1.23% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.060 17,999.99 -0.01 ST Total reinvested 16.000 10.066 161.07 10.060 160.96 4.11 EAI: 4226 Current yield 1.24% Security total 1,805.264 10.060 18000.00 18,161.07 18,160.95 -0.12 160.95 Total 636,000.00 $56,345.65 655,943.76 -$401.89 $19,943.76 Total estimated annual income: $1,136 Your total assets Percentage of Cog Estimated Unrealized Value on Dec 29 (1) your aCCOUCII bas4 (/) annual *come (5) gan or loss (1) Cash Cash and money balances 1,732.88 3.00% 1.732.88 Fixed income Mutual funds 55,943,76 97.00% 56,345.65 1,136.00 401.89 Total $57,676.64 100.00% $58,078.53 $1,136.00 4401.89 Account activity this month Date ACISIy Description Amount Is) Dividend and intinest ;marl' awderck Dec 1 Dvidend DOUBLE UNE TOTAL RETURN WAD 119511 AS OF 1/ 3(Y 17 54.74 SYMBOL DeLTX Dec 1 Cividond PUTNAM SNORT DURATION INCOME FUND Y AS OF 11130/17 21.16 SYMBOL PSDYX Dec 28 Dvidend JP MORGAN SHORT DURATION BOND FUND CLASS I 23.29 SYMBOL: HLLVX Dec 29 St Cap Gain PUTNAM SHORT DURATION INCOME FUND Y SHORT TERM CAPITAL GAN 1.99 SYMBOL PSDYX continued next page CNP70010003013782 NP7000313143 00004 1217 03057500E 190 6 of 8 I I ggliklYGM0002680J CONFIDENTIAL EFTA _00 B7509 EFTA01278416 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your /Isandal Advisor: taUBS December 2017 Friendly account name:Indiv IRA Account type: Account number: Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Account activity this month (contrued) Dare kiwi)) Desorption Anoint (S) Dividend and intemstinoome (continued) Dividends (continued) Dec 29 It CapGain PUTNAM SNORT DURATION INCOME FUND Y LONG TERM CAPITAL GAIN 1.99 SYMBOL PSDYX Total dividends $103.17 Interest Dec 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1210617 0.30 Total interest $0.30 Total dividend and interest income $103.47 Investment transactions For morelnforrnelon aCcee the me/value shown kw restricted stashes, see Important meetmetion about your statement at the ender this dOCunent. Proceeds Irons Funds insestment enthdranrn fa Accrued Date Advil,/ CeSolobon Ouanfity Wive (S) Pace CS) transactions CB imeserents bought (5) interest (S) Dec I Ronvostment DOUBLE LINE TOTAL RETURN FUND INSTL 5.150 -54 74 DIVIDEND REINVESTED AT 10 63 NAV ON 11130117 AS OF 11/30117 SYMBOL: DBLTX Dec 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 2.101 -21.16 DVIDEND REINVESTED AT 10.07 NAV ON 11/ 30117 ASOF 1/30.17 SYMBOL PSOYX Dec 28 Reinvestment .IP MORGAN SHORT DURATION BOND FUND 2.162 -23.29 CLASS I DVIDEND REINVESTED AT 10.77 NAV ON 12/27717 SYMBOL HLLVX Dec 29 Reinvestment PUTNAM SHORT DURATION IKOME FUND Y ST 0.198 A.99 CAP GAINS REINVESTED AT 1006 NAV ON 12127/17 SYMBOL: PSOYX Dec 29 Reamestment PUTNAM SHORT DURATION INCCME FUND Y LT 0.198 -1.99 CAP GAINS REINVESTED AT 1006 NAV ON 12127117 SYMBOL PSDYX Total 4103.17 SONY GM 00028890 ChiPTOoi CO08013783 NP70033I314300C01 1717 030575004 111000 Page 7 of 8 CONFIDENTIAL EFTA_00137510 EFTA01278417 UBS Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your IIsandal Advisor: Friendly account name:Indiv IRA SCOTT STACK MAMLYLE CASRIEL December 2017 Account type: Individual Retirement Account Account number: Account activity this month (continued Oat Activity Descriptcn Arrount ($) Money balance redivides Nov 30 Balance forward $1.732.S8 Dec 7 Deposit U85 BANK USA DEPOSIT ACCOUNT A5 OF 12/06/17 0.30 Dec 29 Closing UBS Bank USA Deposit Account $1,73218 The UBS Bant USA Deposit ACCount Is your primary sweep colon CW70310003013784 Ne7000313143 00004 1217 03057%04 uMaywmmOrs&B End of statement for account number CONFIDENTIAL EFTA_0013751 I EFTA01278418 Important information about your statement U3S Fe-uncial Services Pc. (the fern or UBS enact' her troMyOu no later Mat 60 clays after the F rm Wins for cash/. Elobnattry broChse audible upon • Acker* CapitalAppreciation: Investments seeking Strang, is a merrber of all principal weeny, cintrodty lord you the list statement on which the ems or regest or at ewe apc.org the WC asset protium growth of omega' rather than the generaten of and options exchanges. UBS Financial Seniors and 1,135 Problem awned. limit apply to all accosts that you hold in a particular income. Bank USA aft i-died subsilones of UPS AG and - hard,yotr name ad accost riteriCer (re my) capacity. • Produce Combnatem ofMoog,. and Capital aftilioes of UBS Seas-tin LI.C. The Fein's frefloat - Nsabe to error or tie tinder you as inure The Firs, together wit certain affkarts, has also ApprerraMa Investments seeki-g both the generation State inert is available upon repast. The Fens exeotte about, rod triton as diary as you cm why you PartbaWd kOplemental innate hie mat mum of nccme and growth of pricjai. offices are at: believe d is an en a why r:u need more amount pile* to at elgbt clients, colkewey Linde' Hamann this protection is 5500 million as of December 10, 2016. Overall risk profiles UBS Financed Strive, InC. - Providethe doles amo_nt d IN suspected era. &iota to the sok-yarding at limitations, cash at • Conserve*, Soaks to mardan nitul plc pal with 1200 Harbor Boulevard the firm is further protected to up to tit million n the Weehawken, NI 07086 low roh ad ealatilay to the accord owral. even 4 The Finn or Card bsuer wit instigateyour complied aggregate kr all your accounts heal n a parikulat that means tie accost does not generate significax and will coned my error promptly. For alleged own capacity. AM copy of the poky wadi-9 is wallet income a rains and may not keep pace with This Statement represents the onty officialrecord of tot I-noting UBSVia•clebil cad transact:art if we take upon request. inflaters. LBS Financial Senates account. Other recalls, sap more than 10 bus less days to do this, we will credk • Moderate Wiling to *coast some ride to principal rd offIca tw.dxunentk contanng confliftng data should yet acorn for the amount you thin a in error. so that Neither the SIPC protectionnor the swphrnental not be relied wan II youbeen* there is an once a you wit have the use of the money dunng nhe rim it protium apply to: tolerate sane volataty to seek kicker return,. omission phase report it immediately n writing to the takes us to complete our iwestiption. • Algyaressise: Wilt-giro accept hip risk to pincipal at • Certain Inancial assets controlled by (and hailed n Branch leanew of the office weriw your account. your account value) but held away from UBSFinancol high volatility to seek high returns overtime. Please make all checks payabt to the Fern or the • rniestment Elgithly Consideration: If selecteg a Senecas For exarole certain (i) insurance nealai% Allhosip a Sigmas anon are itended to be accurate, Insight instation notated on tie tont of tha including variable mutes, aid 00 shares of Math' portion o4 the portfolio for tat account may include statement data theukf not be used kr tar pirpows Rely statement In addition to ntgdar assault lees, accounts lends registered h the name of the encase holder on compare trategm. tinted liquidity andante.- scieh on yerend tax lams, Ge Form1099. 5498. mw be abject to mainnaree hes. Wages for We the hoofs el the issuer or wander agent), volatilty. 10425. etc ) when prepamg your lax return. the Finn down for securities purchases and charges is unpaid • Imeontnt attracts or invearnent :wrests (eg. requiredby law towel to tie IRS allliable dividends. arTcuts n cash amines. Accounts that ae tansterred limned partnerships and private placements) that are Statement •hcesehalding• inert/Lb rattauble theittend and win hung to other instate:el& may be subject to a Vander are. not registered under the Securities Act of 1933; We may consolidate at related account statements with end an families held n yet axon net proceeds • Commodities contacts (e.9, foreign adverse Sid the sore address in the same envelope. eg. because on We break-Ikea, rd cot basidon certain covered UBS Sweep Options pin Oa metal catatsX incluclro faucet contracts they have owners who ako mantan jolt saws Posits. LE5 offers options for mewl% cash balances to bat ad commodity option contracts; and relationshaos well otter dents at the sine address. If detest encases al non-edited bales ad %kited you bale to rude indiedual statements mailed 'n • Deposit accounts (except certificates of deposit) at IRS sepaate imelida yea may decline howithceding by Coeverealatkma with the Firm bank MM./ market mutualfunds (Money Funs) end Bat USA, UBS AG U.S. beaches arid barks n the • Please meatiim any oral cormwneatens in wring to rdematenal°Wort ancart (CA) kr cuttanea FDIC Insured Deposit Program. casing your Financial Advisor tofurther protect your rills. indudro your rights wit an International Rescue, Management Accost. The SIPC protiton and he suppinental protium do under the Secedes 'meteor Protection Act (SPAT Deposit account al UB5 Bak USA and non-affiliated Friendly account name not apply to the-4 assets ownif theyotherwise appear the Friendly account name is a customizable 're:knows • If thefinancial iftlitution on the top left of to hen banks participatng n the UBS FT:Canned Deposit on prat statements. the WC protector ad the of this statement snot U3S Fnaxil Sates, LBS Progran are FDIC -imured in accordance with fDIC ales. clown by you to assist you with your recardkeeping ea:ohmage' protection des not protect agate changes has no legal effect an your account t0.1can chs-ge Financial Semites carries year account as dining Foe mere rifornaten, please visit *wiry fdic.gok Deposit en the mind vale of your investments (whether to a broker by arra-gerrent wit the I-skated insikdon accounts at UBS AG StanfordBrand, and than of result of market movement, issuer bankruptcy a' your Friendly account nines, through Onine Services a We inferred you of this relalemshia when you Monty Fuxb are rot intend by theFCC by reenacting pos f nonce Aduscr. otherwise) opened this axon. h Ow cast your h it and swilties ie heated at LOS financial Services and rot Through tie Dak cash balances ere swept to deposit Dividend Reinvesbnent Program (DRIP) Accost oventiew tie ritodiciw brain, ard younut make a rend accounts at UBS AG New von Brody a-dUBS AG the one reflected is all average YOu may often • Yob's(eon aaountrporthlea Net of assets ad of any error or omission to both firma Caplan Branch. These deposits are not itured byte the actual an Iran par Financial Advisor. Orly Thole litiltes • As desisted in the account agreements, yew rust FDIC. Balances held at tie LES AG Cayman Branch ate sham are purchased under DRIP; panel shires wil be • &gets Includes available cash balances, wakes far reedyus of my inn or lewd noising ducks terpiany Pposed tote sovereign ra of the Cayman soli ad the cash wit be deposited re your account The restricted scurvy (eat), and Global Trne Pewits, reflected alSur statement within 30 days after t was blends, id there is no grantee or whet obligation of dividend renvestmert pence tippled by tee after may unrukzed marts to market, and calash assets not held mailed or made bale. UM AG lo repay the balances while on the UBS Cayman Oiler from the market price at which le panial shares by the Fim Does not include unpriced wuritiegassets • Pleats died *sorter emplane or reins to tie Branch's books. as sold at the end of Mn pia and assent stamen genets, cr Fim's C fent Relaters Department X201-352-169) prime neftmentk u vd stock croons ad or toll-free at 800-354-9103, 8:CO A.M. to 640 P.M. Bare deposits are not protected by 9PC. Money Fund Cash-So-lieu • (abi de stods options ET Monday through Frday, or in wing to UBS shires are protested by 51K. See "UBS Finer-eel Senna Ply whole urns may be held el par octant. If yea at • (abiaties inclades debt rd margn Fiuncral Semites P c., Client Rations Depurtnit Accent Protection' below. entitled to • pad al vie as a result ol • chided payment lout, credit line, ins accord batmen P.O. Box 766 Union C Ty, NI 07067. a atomise. the Finn well either sell pa-tial units at • Casfinioney balances. Total of uninvested avalabi • A IIIsements shall be deemed complete ad acoree 14Xn your request, balances n the bark deposits may be market price a accept an afford detemined by a cash balances, pin deposit balances at affiliated a-cl if not clabclid to iv welting within 60 days wielawn, and shots of a Money hat may be registered deat% agency, ad credit yet accost non-affkited banks, anal money mated rout al Lad • Fa nv sines Call 844412-0%6 or from outside ligachtect and tie proceeds retuned to you a your sweep balances, at the close of tie awartent paint the US.: Cal 201.352-1495 swains acs t. Investment atigoethee Non.cormicdity free cede Winne in yar roans ore • In um of *mots or western about n elertronic The rmstmert ohectine and risk profile in specie to not segrtgaled from other balances and to FirnFlaw Fustier Mariam about available sweep options, each account and may vary between yes octants. use any of these fads nth, ordinary course of is knit transfer (WO. bit payment a UBS Vaa•debit inching current interest rate. and yields, it available at card transact/0ns, call KO-762-10OG a wile to UBS Pins advise the Finn prorrpty in venting d ay busness These funds re payable won your derna-d. Frenoal minces Ix., 1000 Ranter Blvd, 6th floor, wow ubs corriernewyekk from your Financial Advisee significant change in you Is-taxi.' sikebon or This total is ncLded in the anent period closing vale. or by calling 8C0.762-1000. investment °beets*, For each account helk yw Wodurdon NI 07086, Attn RMAIMA Services. choose or* of the (clewing investment objectives: Ca a wite at soon as you can, if you fink gar UBS Pisancial Sendaimoist protection • PioduceCcerentftworec Investments net:lathe The Firm a a meirter of U. Seardies Investor Protection -flagmen a receipt is *rag or yew need more Corporation (SIPC), Mich protects securities customers gereraten of nccme ork nftnnaten teat a transfer on the statement or recipe The Film or Cad bsuer (as aftolcaftle)mutt of as merrters up to 550),000 (including 5250.0% for SDNY_GM_00026892 CONFIDENTIAL EFTA_00137512 EFTA01278419 Important infornration about your slalemen1 (POnlinbed) Lendng reclamation srudies and options or only bed prices la OTC rmentid m less than the per tare minuted the annuty tants, Abates of the mune FC cletaied ml ormatcn on the Frm's lindens orrice, secunties. vain. crowded n the accost at element. companies or sponsors of the unit invettment mats and deceires refer to you. Client RWursnin - Less arena/ traded securities may be seised usn9 e urn dstripute. Airtime-it or Accont Agreement rd the General valuation model a the mot recent price we • Restricted securities Restricted settees generalb - In addition to commissions need fern the leans and Conditions L85 Statement of Credit Practices Waned and may not reflect an actual nark* price are rot currently Pagible for public sale WS Filial/gal pada* and sale of Nexthires funds, we ardor au available in AgnemeM3 and Outblurts at a aka Services uses the market price of the wrestritted stock affiliate retest an nut -based revenue sharing asst uk.com/arcouredeebttou. - Certain poseens may appear without a price aid of the same ester as an mpated value fa the poyent Iron NonShares cliarlawas, as well as will thow as 'price was not available' il we re restricted stock for popow: of the steinnonf on4r. To I iirdieg for Unhook % *absent. siring and Veer snots unable to obtan a price for a acuity. the runt that renamed securities are ant* la sale, telethon. You Sambre dernetS writhes and other assetshell - Deposes or sewer*, denominated in carencies the aka receivedmay be stbstantialb kiss than the - C's affiliates alio recs./evading cormnssions end in the accord al the end of the statement period You other thin US death are eel kted at the eithange mixed vela shown other compensate Pornnewt lands and ITISVINICt may ac for &Won o IS./ pad:co-edits at are tine. rate as of the statement date ortunits those products we cfnebute. You may receive set unlies used as loan collateral after — Fee certain securities wading in nano:oh:ern-as • En (1493/TIKINO income, current yields and rata. - We receive n ritual fee from LBS Bat USA re swig any balaxe de an them. AN securities denominators. price and quatily dace vale) may An enMats of three income is bed on rural LOS AG Stanford Breach of up to 125 per account itanOeceecl to the Fine &ring the statement peed are have been athusted to facilitate proper valuation. dniderd 3rd rarest rates, assigning the settees will sweeping to the banks under the LOS Bare Sweep listed at maket value as of the end of the statement To obtain tureen quotatiens, Mtn avaicabie, contact be held for the year from statement date or util Program triad your Fencial Aden maturity This estimate is only a gudethe. accuracy • Cost balsam an determining the cost bays of the and cothinued necene are not goateed Activity seines included in this Satiment where indicated • Private inventorial wad tine:Cured products. — Estimated astal income rid current yield for reformation regring CCO1M6SiXTS and other charges rash the nutter Les Friancial Services riled Private nwslent acute, (ex Lid no diem cenan types of seethestoad nclde a :nun of incurred in connection web the execution of trades, on information ceained from sources other !hen OBS Parl <cabal program acid real estate 'imminent trust portal or captal gains n which case the est inaidng open transactions has been Mudd Financial Seethes, relislirg demotion fro writes) and structured palms are genrala hghly income (and current rekl) would be overstated. Mk/nation: previously furnished to you, rot will be fine or that you may have provided to you- Financial Wird Certain averted redacts haw not bean — Estineted antal income and current yield and the Provided to you prerroptly on repaint. Adrisor. The Firm does not irdeperdently vedy cc registered with the Seco:ties and Exchange rasa' income and yield mugs be lower or higher gawantee the rosary or validity of cry ticenthon Ccornssitn cc under any nate SeOuntmit last We than the estm*ed amounts Short selling provided by sauces other than IBS en Seethes prole estmated vales for private nvellityM - An oslanale of revalued eon* (dividend Yea II you ire engaged in short selling a securty, youmay ankfilion althoughLOS F inertial Seven sweaty smarms and structured products for ermine , interest) dinded by the current mallet incur a ch.vge die to rerun borrow:no cons for that updates this rilavnalian mei, received the Frm panne, only Accuracy is not guaranteed valsravaage balance a based an the Lan &aloud Palely sectary. don not provide any asSUrances that the nformation - These values may differ sLbstantialty from price, or Merest payment made by the issuer and seder "Cost beta' and lat ealsed gannets' 6 any, al which a private rnestment security or ream the secureeSdesosts will be held for one Open orders accurate as of the date of the statement. As such structured product may be boveit or sold and do yea kom the statement date r until maturity. Regarding open or 'gzoillortancelktl' ceders that please do rot rely on this information to nue nor necessarily ,05,05011 the value you may recent Accuracy and seethed yell we not guaranteed were riot woad by the statement date, open buy and purchase cr sale decisions, for tai parpOSAS of upon liwidation. set stop orders are ridded by the rose of dmdenok ad mthis.. Accounts trareerred to the Fie may - the party tamales of vale re as of a certain • Mans not hekl by UPS Flare* Service. Certain a riles on an *dividends a evirshh date unless reflect gearless Mammoth only fa the period of date arid are s eplied to LIDS inertial Services on a assets are not held by the F arm and not wttin the instructed othearise by you. You re respamb/e for eine they are bed /A IF* ism MoreNue/cal regd. base by an independere Sidon I' irn. Frm's possession or caw*. These assets are orders that are executed dr tows 'alum to cancel *Hamann can be relied by yar Financial Advisor. - Issuer, general panner or sponsor *sleeted vales. depbyed on yam. ststerrent for informational vsAtim9 awn orders. • Untamed gains/losses data is malt* if ley, are applied to the Finn by the issuer, purposes Grey. Positions and values presented are esnwedirreakzed gen:losses are calcubad for general partnw or sponsor and may be cakr,Lated provided by the issuing fern UEK Fennel Serves is Privacy ncivilial sectary lots the transaction data fa based on (Meant rdorrnation Iran that used by not responsible for the cleanses* and *es not To plasm a copy of our current Client Primacy Notice, ndtvilal lots may or may not reflect commottee. Med parties to derive live filM.lted grantee es accuracy. these easels are not protected please contact you. Financial Adder or visit a s web to charges rotor security reargannai on rants - You can obtain addithel reamed* (earring by set or the Fents supplemental WC coverage. at semwiiin namtherminfee. Dirdend and other retwestroiot lots and systemai ic the methodology used to &semi* the estimate of - LBS Financial Selves is not a bath. the RMA. Business purchase Sols are each combined todisobeyat ells ad the dale of the ithamanon that tithe • Revenue daring and additional compenratien. Services Account BSA and AMA are brokerage averaged lot. The • trade date roampresents the basis for the estimate by contacting your Fennel — n alien to commesons on sales aid 120-1 fees accounts which provide access lobar* ing S./vices and agnel transaction trade date Advisor. received n conned* with the digression of newt products trans, anangements with affiliated halts • Callable searkies Bonds and preferred stock that - Mid party est-mated wars may be reflected as lute to our <kern et axle our atMale nee*. and other ihidipaity baits, and provides access to the issuer cats fee ea redemption wit be selected 'Nee anted' in several author's. when an revenue Owing payments from ddrinslers ardor nuance rid awn* products issued try doff:liaised irrtartially by lot from among secuthes nor of that steepen:lent valuation Ian has not suppled a is advisors of the milted funds that we sell these ieltaty mete companies though irexraroo issue held n our name or n nominee la err unable to assign a vaiat, when we become aware them are toad on two different components: JigtelCy °Sabres of IBS Finencol Series Inc. clients Call feature Madmen n obtained from third that a nulwir event has conned that may tall a to anent of saes by IBS of mutual ▪ rmninwnt 61utlerfe, end irnuity pocket patios and its acctracy is nal gwantetd Other call Istewaudri reported yak.. Sato Question, cc when a fund fray to otr dents, and 60 the asset vala of a - Not FDC need • No bank guarantee* May lest vale finforms eaves may ant which cuff then Web complete value would be highly speculate due to the nature ParketAr mutual kind f shares had* the — OSA. Penance Management Account, Business will be proved upon atheist or the secunty. farm Services Account BSA. IRMA and international Restate • Goatees of deposit (CDs). COs FDIC nsured - When nether an ester, general prier or sponsor — We and our affiliate also receive nettiorkrag and edam:kr:int Account re ',gamed service marks of Lip to $250,0)0 npr .n accrued interest per est Mated value nor athidsany estimated vale is annbars processing tees inconsideration for transfer UPS F runnel Service, deposer rd per depository inslittizet in accordance ponied the vale oF the stoney wit be deferent aged senrices that we prove to the maul, It — VISA is a registered stormed owned by VW wit, FDIC Wet. from its ;eschew pre. These fees generally ire paid from Mester assets n httrnaticcel Sense Association ad used under • Pricelvalue Prices displayed for secistes end other - •Cirsteibutions to dale' may nix* return of the mutual fund and are a bred dollar arced based kerne. The LOS Visa credt cads ad the LOS Visa prodals my be hgher a Sower than the price that cape*. name or both. on the rumba of accounts at the broker-dealer debt cards are issued bi MBank LISA with you would actually receive in the make. Prices re • 'Orignal unit we' represents One initial offering holing rrtAill hinds of the tub family permission horn visa U S. A Incorporated All ocher obtained from varsas hid pry sources thch we weeper unit and mw not reflect you cost basis. - n addition to ccenmicskins received in connection trademarks. registered trademarks, sentke mats arid *Lew to be rekabb, but we do not guarantee their - OPP and tented REIT secures are not lead on a with the sate or thstrbuten of arnity oxcarts and registered service malt are of their respective asciiacy national securities esdunge, arid re generally unit nester* trust unts to our events. we ardor canaries - We generally use the clang price when available ce itard and even if they can be sob the price or Abate receive reverie shying coneration the mean of the bid and ark prices la kited from nary of Th. insurance competes inbreeding UPS Financial Services Inc. Rev 20171' SDNY_GM_00028893 CONFIDENTIAL EFTA_00137513 EFTA01278420 yes financial Services tic. Retirement Account UBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 January 2018 CW70057465230718 VI 0 HIS AN MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Individual Retirement Account Account number Your linandal Advisor. SCOTT STACK untotYti CASRIEL Phone Questions about your statemer47 Value of your account Call your Financial Advisor or the on December 29 (S) on January 31 (S) RMA ResourceLine at 80ORMA• MOO, Your assets 57,676.64 57,386.41 account 02%23697. Your liabilities 0.00 0.00 lisit our website: Value of your account $57476.64 $57,386.41 www.ths comifinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularlyy. Also, get your free credit report annually from www.annuakreditrepott.com. Tracking the value of your account dudag 2018 Value of your account S Thousands at year end 2017 $57,676.64 Net deposits and 570 570 57.2 57.7 57.4 writhdravalS •5l 06.66 • II 5 • 0 Your ovestinent return Diedend and interest income 89691 Chance in market value 4280.48 Value of yet. arcant Dec 2014 Dec 7015 Dec 2016 Det 2017 tan 2019 on Jan 31,2018 S57,385.41 SDNY GM 00026894 Member SIPC CNP70009305746523 NP7000197t65 00004 Oils 030575004-0110000 Pap 1 of 8 CONFIDENTIAL EFTA_00B751kt EFTA01278421 Account name: GHISLAINE MAXWELL IRA I_ UBS UBS Strategic Advisor Yourigasocial Advisor- Friendly account name:lndiv IRA SCOTT STACK MANLYLE CASRIEL January 2018 Account type: Individual Permanent Account Account number. Your account balance sheet Summary of your assets Value on Percentage of January 31 a) your account • Cash and money balances may include A Cash and money balances 1,626.54 2 83% Your current asset allocation available cash balances, VEIS Bank VSA deposit B Cash alternatives 0.130 000% account, UBS INC insured Deposit Program Bank A accounts, VBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances- See the Important information D Fixed income 55,759.87 9717% about ;our statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 0.00 000% Total assets $57,386.41 100.00% D Value of your account f57,386,41 Eye on the markets Percentage change Index January 2018 Year to date S&P 500 5.73% 5.73% Russell 3000 5.27% 5.27% MSC I - Europe, Australia & Far East 5.02% 5.02% Barclays Capital U.S. Aggregate Bond Index -1.15% -1.15% Interest rates on January 31, 2018 3-month Treasury bills 1 45% One-month LIBOR: 1.58% CNP 700013005746524 NP7080197165 00804 0118 030575004 Ceigt#451GM_0002881k9e 2 of 8 CONFIDENTIAL EFTA 00137515 EFTA01278422 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your /Isandal Advisor: $UBS Friendly account name: lndiv IRA Account type: Account number- Indbedual Retirement Account SCOTT STACKMANLYLE CASRJEL Change in the value of your account Summary of gains and losses values reported aloe., exclude products for which gans and losses are not classified. January 2018ft Year to date (5) Realized gains and losses Unrealized Opening account value $57,676.64 $57,676.64 January 2018(1) Year to date (1) gains and bsses (1) Withckawals and fees, including investments transferred Short term 0.00 0.00 -196.23 out -106.66 -106.66 Long tens 0.00 0.00 -486.14 Dividend aid interest income 96.91 96.91 Total -$682.37 $0.00 $0.00 Change in market value -280.48 -280.48 Closing account value $57,386.41 $57,386.41 Cash activity summary See Account activity rho month tot deta &dances In your Sweep Options are indudedin the cpenng and Dividend and interest income earned closing balances yaw. FDIC insurance applies to deposits at UBS Bank USA and as barns paticipaiing in the UBS FDIC Instated Deposit began. R does not /pay to deposits an UBS AG. Stanford parch or bank deposits placed through the U85 intemlioni Deposit Account program WC protection 4:ateS to money For purposes of His statement, teetablity of Interest and dividend Income has been determined frcrn a US market sweep fund holdngs bus nor bank deposits See important information about your Statement on the tar reportirg penpeclire Bawd upon the residence of the account holder, account type, or product type, last twopages of Ihn document for details some interest ands dviCend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tames The (tent monthly statemeM is not intended to be used and cannot be resell upon for lac January 2018 (5) year to date (S) purposes. Clients should refer to the applicide tax reporting form they receive Iran UBS annuity, such as the FormS 1099 and the ROMS 480. fa tax re001fM9 information It is the Practice of UBS to file the Opening balances 11,732.98 $1,732.138 43:kat* tar reporting forms with the US Intend Revenue Seance and PR Treasury Department, and in such torn accurately classify dividends ardra intent as lac exempt or tacable income. Pleat consult your Additions indudual tar preparer. 96.91 Dividend a-id interest income 96.91 January 2018 (3) Year to date (S) Total additions $96.91 $96.91 Dividends 21 02 21.02 Subtract/Ons Interest 0.07 0.07 Professional management fees and related services -10666 -106.66 Total current year $21.09 $21.09 Funds withdrawn for investments Prior year adjustment 75.82 75.82 bought -96.59 -96.59 Total dividend & interest $96.91 $96.91 Total subtractions -$203.25 -$203.25 Net cash flow -$106.34 -$106.34 Closing balances $1,626.54 $1,626.54 SDNY GM 00026896 GIPM00330574652S NP7000197165 00034 0116 030579004 ODCOCO Page 3 of 8 CONFIDENTIAL EFTA 00137516 EFTA01278423 GHISLAINE MAXWELL IRA *UBS UBS Strategic Advisor January 2018 Account name: Friendly account name:Indiv IRA Account type: Indiwthal Retirement Account Your linandd Advisor: SCOTT STACK MAMLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest Period Dec 7 - Jan 7 Opening UBS Bank USA Deposit balance Dec 7 $1,732.88 Closing UBS Bank USA Deposit balance lan 7 $1,733.20 Number of days in interest period 32 Average daily balance $1,732.93 Interest earned $0.32 Annual percentage yield earned 021% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Fruncial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your list profile: Primary • Moderate Investment eligtbthty consoleratton None selected Your account instructions • I. y$ Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. CNP7C008005746526 NP70C0I97I65 00004 0118 030575004 COMBLYGM00026809e 4 A CONFIDENTIAL EFTA 00137517 EFTA01278424 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your ri floods' Advisor: 4tUBS January 2018 friendly account name:In:11v IRA Account type: Account number: Individual Retirement Account SCOTT STACK MANILYLE CASRIEL Your assets Some ones, income and current vdues Shona may be approxiinale. AS a kit*. gam at losses may riot be accurately reflected. See Amount infomotofon about your statement a the end of ths dxumem for more Infornason. Cash Cash and money balances Cast, and morey balances may include avalade cash balances, UBS Bank. USA depot account balances, UBS Bank USA and of UBS FDIC insured Procyam Bank deposit account baerKes are insured by the FDIC within UBS FDIC insured Rogan font: Balances. UBS AG Stanford Branch deposit account bdatces and money nticabse Imu, bul ale not protected by SIPC. U85 AG Stanford Brant h depart account balances me not insured Markel mut utl fund sweep balances. by FCC and me not protected by 51K. Money market sweep biances are protected by 51K but are rot Insured by the FDIC See the Important information about goof statement at the end of this document for details about those balances. cream? bdernitt Closing bdarice Price per share Average DuldendinseHst Ohs n Hddng on Jan 1 (1) On Jan 31 (S) on Jan 31 (t) rate period Peeled Cep amount (S) LISS BANK USA DEP ACCT 1,732 88 1,626.54 250,000.00 Fixed income Mutual funds Total reinvested is the told ol al reinvested dvdench II does rot include any cash dviderds Nis rot a Unreak•e4 (fan) gain or /as is the dfterence between the current vane and the cost basis and world tax lot for the purposes 01delerminng hdding tienocis or COST bass. The shares you receive each time you generally be your Node con or loss rf the security was sold on INS date The unrealized nag gin a 106s may reinvest dedenct become a separate tax need to be aclustea for return of capital Dathents in order to deterrh ne the realized win or loss fa tea Cos: basis n the total purchase cost of the security. Inducing reinvested doe:ends The cost basis rnay reporting purposes. need to be aclusted for return d total payments in order to detem-ine the al toted cost bags for tax Investment return iS tne current nitre mous the amount you invested doeS not Indule shares that me not (Mating purposes. reflected on mur statement, inddttng shares that hare been red sre0 as either a gain cc a loss It *SO does fury include cash dedends that were not reinvested Purchase pricer rawrber Average rite Client Cost Price per share value on Unrealized Clai) irnestment Heidi"; Hddng of shares per share(!) investment basis(!) on Ian 31 (S) Ian 31 (S) spin or loss (1) return (S) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.510 17,7%.80 203.20 ST Total reinvested 46.032 10.687 491.98 10.510 483.80 -8.18 EAI: 4670 Current yield 3 67% Security total 1,739.353 10.632 18,000.00 18,491.98 18280.60 -211.38 280.60 JP MORGAN SHORT DURATION BOND FUND CLASS I continued next pa9e SDNY GM 00026898 CriP7C0033057466.77 MI0011197165 00001 0116 030579004 000000 Pogo S of 8 CONFIDENTIAL EFTA_001375 IS EFTA01278425 *UBS UBS Strategic Advisor Account name: GNISLAINE MAXWELL IRA Friendly account name:Indiy IRA Your Ii Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL January 2018 Account type: Individual Retirement Account Account number: Your assets . Fixed income . Mutual funds (continued) Purchase prat Number Average peke Client Cost Pnce per shoe value on unreallod Cal investment Hddng Hddng of stares geisha'. (f) infant/1ml (f) bash(:) on Ian 31 (1) Ian 31 (1) gain orlon (5) return (I) period Symbol: HIM Total reinvested 1,798.244 10.991 19,766.11 10.720 19277.17 -488.94 19277.17 EAI: 4245 Current yield 127% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.000.00 18.00090 10.070 18,017.88 17.88 ST Total reinvested 18.294 10.066 184.15 10.070 184.22 0.07 EAr. 4229 Current yield 1.26% Security total 1,807.558 10.060 18,000.00 18,184.15 18202.10 17.95 202.10 Total 436,000.00 $5644224 155,759.87 4682.37 119,75927 Total estimated annual income: $1.144 Your total assets Percentage et Cost Intimated unreason Yaue on len 31 (I) your SC count bash (f) annual Incare (5) gain or loss (5) Cash Cash and money balances 1426.54 2.83% 1,626.54 Axed income Mutual funds 55,759.87 97.17% 56,442.24 1,144.00 -682.37 Total $57,386.41 100.00% $58,068.78 $1,144.00 4682.37 Account activity this month Dale AClitity DeurOlion Amain (f) Dividend and interest income Dividends Jan 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 21.02 SYMBOL HLLVX Total dividends $21.02 Interest Jan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01:0918 0.07 Total interest $0.07 Mscflaneous Jan 2 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 1212917 52.49 SYMBOL: DBLTX continued next page CNP70303005746528 NP7000197165 00004 0118 030579304 0309/Y_GM_000288glie 6 of 8 CONFIDENTIAL EFTA_00137519 EFTA01278426 T UBS Strategic Advisor January 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Your N nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Account number. Account activity this month kontimedi Date Mihaly DesceptIon Amount (S) Dividend and interestMonne (continued) ArOscellaneous (continued) Jan 2 Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 12129/17 23.08 SYMBOL; PSDYX Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 212g 17 0.25 Total miscellaneous 17582 Total dividend and interest income 996.91 Date Actiiity DticnplIon AfilOtelt (S) Fees Jan 24 Fee Charged QUARTERLY FEE -106.66 Total professional management fees 4106.66 Investment transactions For more inforrnaton tour Ire pritW value shown br restricted secutties, see important information about your statement at the endof this document. Proceeds from Funds investment withdrawn fp Accrued Date Actuity Desciipbon Oanity Vat* (T) vote CS) transactions (s) ovesiments bought (5) imeresl (S) Jan 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 4.938 -52.49 DIVIDEND REINVESTED AT 10.63 NAV ON 12/2917 ASOF 1212917 SYMBOL: DOLTX Jan 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 2 294 -23.08 DIVIDEND REINVESTED AT 10.06 NAV ON 12/n17ASOF 12/2317 SYMBOL PSOYx Jan 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND 1.959 -21.02 CLASS I DIVIDEND REINVESTED AT 10.73 NAV ON 0112318 SYMBOL: HLLVX Total -$96.59 Date Attivity DoliCiptai amount (a) Money balance activities Dec 29 Balance forward 11,73228 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12129117 0.25 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01105/18 0.07 Ian 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/24118 -106.66 Ian 31 Closing UIS lank USA Deposit Account S1426.54 The uBS Bank USA Deli051 APount Is your primary sweep Colon SONY GM 00028900 CHP7C003005746S29NP7003197I6S 00004 01IEt030579004 000000 Pap 7 of 8 CONFIDENTIAL EFTA_00137520 EFTA01278427 *UBS Your notes cm, .....nanon.,....,,,n.c , na. . 0450,,mono26019... End of statement ....um numb.... CONFIDENTIAL EFT,00B7521 EFTA01278428 Important information about your statement U3S Fiuncial Services Pc. (the Firrn or UBS Fnercial her I romyou no later than 60 days after the Frei claim for cash. Spbeatay broths* nodale upon • Achim Copeatrippeervion: Investments seeking Strobes). is a mother of all principal security, ocmrrodiy sent you the tnt die4014.11 on which the error or regent or at rove opc.org The WC asset protecuth growth se omega' rather than the generation of and cohort; exchanges. UBS Financial Semler, and 1.85 Problem a/Pethed. lirnin apply to all xcants that you hold in a particular income Balk USA ate retied subsideees of UBS AG and - Proved, yotr name id axon fluster (4 any) capacity. • Produce Corolla...nation ofMom and GO* aftiharos of I/B5 Securities LLC. The Fines Inanoal - Nitta Ile error or tie tither )Cu re inure the Flew together wish certain affPates, has also Apprerfa*n. Investments wealg both the generation statemert is available upon request. The Fins. exeosire about, rod flaw as dearly as you can why you Purchased sappknintal insvance the minium of nccme aid growthof prixPol. *lies at a. believe t is anUM! Or why you need more amount payable to a elgiose Oat, colkoret laidgf reformation. this protection is 'SOO million as of De:with 10, 2016. Overall risk profiles U3SFinricel Serrces - Naiad. the dolor amotnt of to suspected era. SaWct to the poky cordite:es at Imitations, cash a • Conn...owe Seeks to martin Mien arc pal wth 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low risk ad solidity to the accare there,. even 4 Weehawken. NJ 07086 The Finn or Card Issuer wil inestgate your complaint aggregate ball your accounts held n a parikulat that means the atone does not generate significant and set correct thy war promptly. For alleged won capacity ccpy the poky wading is wadable income a relent arid may rot keep pace with This statement reaesents the only official record of your involviw UBSVba4 debil ca-dMa-each:am if we take upon request. inflation. LB5 Financial Services account. Other records, meat more than 10 bus mess days to do ttes, we MO credk • Pfedente Willing to accept some rids to piregal and official tw.docunents. contanng confliOng data should vas accarel for the amount you thinks in error, Botha Neither the SIPC protectionnor the supphroental MI be relied wan II youbathe there is an eta a you wit hew the use of the money clueing tie tine it proteucn apply to: tolerate 90-119 volatiity to se* histri returns. omission please report it immediately n writing to the takes us to ccmplete our iwestigption. • Aggrieve: Wiling to accept hip risk to pincipal at • Certain Manta eves controlled by (rid inclited n Brand, Manager of the office wag your account. your account value) but held away from UBSFinancol high volatility to seek high retums overtime. Please mike all checks payable to the Firm or the • rnientmenl Elgindify Consdnation: t selected a Senates. For exatple certain insuraxe orcarts. Atta4' a liguree show are Mended to be amine, lihnml instiution merited on tie front of the including wadable mites, and 00 shares of radial portion se the portfolio for that account may include statement dna Mulct not be used for tar pwposes Rely statement In addition to regale accost fen 41110111K funds registered in the name of the want holder on complex praween, linked WA* and create' solely on yeamnd tax kerns, (Le , Form 1099, 5498. may be "Awl to mare:name lees, chirp's for late the boots of the issuer or transfer agent), volatiky. 10425. etc ) when prepathg your lax return. The Fim payment Ice securities purchases and charges lee unpaid • Imeoment contracts or iwenment Merits 0.4. required by law to report to tie IRS all taxable dividends, arrants n cash accounts Accounts that at transferred limited partnerships and private placements) that are Statement •househelding• report/kb non-Guth oktiokna and usable interest to other instaiens may be subject to a Pander lee. not registered under the Securities Act of 1933; We may coreoldste al Mated account statements with erred on feWitiel held n your wart net proceeds • Comnodites contacts (e.g., foreign whinge and the same address in the same envelope. seg. because on We trreactore, ad con basis sn certain covered UBS Sweep Options prec cur metal catracts2 inducing futons contracts they have ownis take maintain joint account secuties. LES offers oaken lee sweeping cash balances to ba-k ad commodity option contracts; and relationshlos wits otter dents at the same address. If depose acccufts al non-ablated bats rd affiliated you peeler to rewire individual statements mailed in • Deposit accounts (except <indicates et deposit) at LOS stone imelopes„ you may decline houwholding by Covaronlatians with the Firm banks, nwie7 market mutual funds (Money Funds) and Ba-k USA, UPS AG U.S. branches and banks n the • Please moodiim any oral cormronciono in writ ag the MernatisnalDeroorot Accost (DA) for customers FDIC Insured Deposit Program. calig your Financial Advisor tofurther protect your Mtits. indudrg your reties with an International Leone Managerrwt Accost. The SOC protecton and the supatmenal protectors do under the Se shies Investor Protection AC (SPA). Deposit accounts al UB5 Bo* USA red non-affPelted Friendly account name not apply to thew anon own if toys:tennis* appear The Friendly account name is a customizable nanan* • If thefin/a* ithitution an the top left of to front banks panicipatng n the UPS FDIC4nsured Deposit on you SIVEMEn15 - Ti,, SVC 01011CI1101and the of this slimiest snot LBS En:rani Strokes, LBS Frogmen are FDIC.imured in accordance with MIC mks. drown by you to asset you with your reccedkeeping awpkmertal protection it not protect agarth changes has no legal effect cn your account You concha-op Fironcial Senices carries you =aunt as clearing Fa more inkonatith, please visit *win fdic.gov.Deposk to man vale of you investments (whether as a brisker by arra-gement with the tdcated insittion accounts at UBS AG StanfordBranch and shies of madmerlamovemmissuebrkmarva your kindly account names, through Online Services a We informed you of this relalontno an* lrat Money Ands are not toad by the FDIC. by contacting WS F eventual Advise. otherwise) opened this axon. h the cast your ksa aid seoslties a* located at LOS financial Services and rot Through tie DA, cash balances me swept to deposit Dividend Reiwesbnent Program (DPW) Acton overview the ritodaci-gbraer, and younut make a nor accounts at UBS AG New von Brarrth UBS AG The asks reflected is an average site. You may obtain • VA" of your accountlpwriolw Net of assets id of rip error or omission to both firms Cayman Branch. These deposits are not insured byte the actual peke Iran your heat;a Athena. . Only neck liabilaas • As delated in the account 07001nin1S, )01.11‘10 FIDC. Balances held at tie LES AG Cayman Branch are shares are ounhased under DRIP; petal shin will be • Asset_ Includes available cash balances, webs for roily us of thy enors or Laud Waiving d-ects temp:rant imposed to to sovereign run of tie Cayman soli ad the cash wit be deposited in your account The restricted security lest),and Global Tine Deposes, reflected on your statement within 30 days after t was blinds id there is no garnet or abet obligation of dividerd Grmstment pace suppled by the esus may unreazed MUSS 10 market, and caftan assets not held mailed or made available. UM AG to repay the balances while on the UBS Cayman Offer from the market pica at which the partial than by the Finn. Does not include worked SikUritiOdait inf • Pleat* &vote/goner complains or i-garies to the Branch's books. ate sold at the end of the pier and current stigma penods, et Finis C fent Relations Department at 201.352.1699 private Mesanenevu vd stock options and or toll-free at 8020-354-9103, 8:CO A.M. to6 CO P.M. Bank deposits are not protected by SiC _ Money Fund Cash-eklieu wrosabie stods options ET Monday through Friday, or in wing to WS shies re protested by 51K. See 'UPS Financial Sete" Ong whole urns may be Mid n yos acccunt. If you we • Iiishoes hcbdes debt balices, oistadtg margin Financial %nice lx,, Client Relatiens Depairnat Accent Protection' below. Waled to • panel unit as a result of • Writhed payment loans, credit dialaccount batman. P.O. Box 766 Union C ky, W 07067. a otherwise, the Firm well either sell partial snits at • Cifirsomyfsafonces. Total of uninsested ashelabais • A II sliements shall be deemed complete ad *sae Llin your request, batmes n the bark depositsma. be mart* pence a accept an amain determined by a cash balances, plan derca balances at affiliated rd if not cisbolicl to in writing within 60 days wendawn, and shaves of a Gamy Fug may be regttered destig agency, at credit yes accost norvanikatid banks, anal money matte mutual Ltd • Fa TT' services_ Call 0444124986 or nom outside Itprobted and the proceeds Mind to you a you' sweep balances, at the close of the statement period. the US: Cal 201.352-1495 190.1114$ wont Investment objectives Notcormidity free conk balances in you want ith • In um of *nets or winters about in *Weenie The investment objectives rid risk profile an speck to not segregied from other balances and tie Finnmot Further itormatcn about available sweep options, each account and may vay between you /mounts. use any of these funds nthe ordina-y course of its krith transfer (0FT). bit payment or UPS Visa•Mbit inclang current Merest 1.11t4 and yields, it available card transaMores, call 033-702-1000. a wile to UPS Pkase attar. the Firm prorrptt in sorting day business thew funds repay** won your dernaki Financial Gnices Ix., WOO Harbor Blvd, 6th floor, mew ubs corriwnewyelit from ywr Friancial Advisor sqiicant orange in you Maxi* situationor this total is &Wed in the 6110111period doting wait. a by calling 920.7624000. investment obsectren For each account held you Weehawken NI 07086, Ants RI/MESA Sikes choose one of the flowing investment objectives: Cal a write as soon as pm can, if you tile yes UPS Fisancial Services account protection • Produce Covent/wow: Investments Gettig the The Firm e a member of the Secunies Invested Protection sea gment a receipt is wing or 4 you need more Coporation (SIPC), which sectieds securities custonths generator, of ncome only. filomsalcn Nate a tratsler on the statemert or recipe. The Finn or Card Inuit Gs amicable)must of is merrbers up to 1500,000 (including S2S0.000for SDNY_GM_00026902 CONFIDENTIAL EFTA_00137522 EFTA01278429 Importalit infurnnitiuu about your statement (CrollgMad) Lendag infennation securities and colons or onb bit prices for OTC gonad my be less than the per share estimated the annuty corneas, Abbate ol the restate* For Meath information on the Finis lending praotcm securities. . a see voided n the accost statement. companies or sponsors of the unit investment trusts and dwarares refer to you Client Relationship - Less Aetna traded securities may be priced usng we deviate. Agreement or Accost Agreement rd the General valuation model a the mOS1 recent price we • Restricted securities Restricted secunlies *awake - In addetim to commissions mewed from the lams and Conditions. LISS Statement of Credit Practices 'tined and may not reflect an actual mark* price re rot Curling ebgble lea PUbbC Sale LOS Financial dachas* and sale of Nadine-es fads we ardor are available in Agreements and Oudasures at a aka Services uses the market price of the unrestricted stook elate receive an net-bated revenue sharing alAsv ub• comtvcoantcletioueek - Certain pose ions may appear without a price ard of the the d.“41,C as an meted value for the parent from NeaShores diarturors, as en as will Paw al 'price was not evadable' if we we restricted stock for putpo:o: of the i(OPPIOnt on4r. To fading for kechnoapy development. baiting and Vow assets enable to obtain a price for a mosey. the ran that restrkted latrines are efigble lot sale, fixation. You galenite+, demen secuit es aid other assets held - Deposits or securities denominated in arrercies the valet received may be wbstantalb kiss than the - Our if dates aka ream vadng comenssons and in the accord al the end of the gatemen period You Ober tan U.S dotes are relksted at the achieve mowed rola shown other comperwation from textual lands and insurance may ra for &Way of key pad sco-rtties at any tine. rate as of the statement date companies whose products we *abut& You may receive saunlies used as loan collateral after - For acetin securities trading in nonce/keening • Eq. gestintted) incases current yield" and rata. - We recent an a-nalfee from MBank USA ad payrog any balance Os an them. Any securities camOnshahans, pate rd quakily (lace value) may An al Mute of anal name is bawd an current U3S AG Stanford Brach of up to 125 per account banderred to the Fin drieg the statement period are have been adjusted to facilitate proper salaam. &dant and feral rates, aSSuning the seCtliteS will sweeping to the bags under the U3S Bark Sweep listed at midget value as of the end of the staerwert To obtain Current cantalin, when avabloke, contact be held for one year from statement date or trail Program mead oar Francial Adam. maturity This tamale is ay a guideline. accuracy • Cost bap. ooh determining the cow basis of the and continued encamp are not guaranteed Activity sautes included n this Rama& inhere indicated • Private invertMentS and ttnsetured products. — Estimated anal income rid current yield foe formation repricing CCOIMISSIXTS and other charges rich the nutter Lei FrancialSetaces ASS relied Private mestment Wylie" (ox lacirq drect cenan types of sautes card nolde a alum of incurred n corneae:awith art execution of trades, on information obtained from sources other than UPS part<ipatim program and real Olateommtment trust ameba' or teasel gars n which case the est. inarIng option transactions has been (glided Fiunoal Seniors, rclidirg formation franc another teoritres) and structured palacts are gravely ha* income Oracular* held/ would be overstated. confirmation; previously furnished to you, rid wit be fine or that you may haw provided to you- Finaxial anaid Cain structured produces have not been — Est:rated anvil income and current yield and the provided to you prcrrpgy On reguest At/riser The Firm does not irdeperdently verity a registered with the Securities and Exchange actual income andyield n'41be lower or higher guarantee Ow accuracy or validly of wry elommion Commesion a under ary Putt securities laws. We than the estmaed anoints Show seeing provided by loran other than LES Franca' Stakes prOnat atmated vale, for piivate Metl*fil - An esieute of arreakted income (dividend arida If you are engaged es short selling a acuity, youmay had:Has akthugh LOS F anal Sawa gemealb securities rid structured products for formaicrud interest) divided With. anew motet incur a charge due to certainborn:Wry cons foe that updates this nbanal an miles received. the tem rupras only Accuracy is not guaranteed vabeaverage balance 4 based on the Lan dividend pat kulte searity. dog not prow* wry assurances that the Mamatgn - These values may differ ssbgantialy torn peon id or finest payment made by the issuer and ander "COSt bind' and • Werealeed gaalloss' 6 any, al which a pa nte maimed security or &SPMPS the seosithedeposts will be held for one Open orders accurate as of tee date of the statement. As such structured pada, may be batik a sold acid do year from the statement date or until maturity. kneeing open or • gaeltasanceeka• cedars that pkase do not rely on this information10 wake not "Kaman& represent the value you may receive Accuracy and (antacid yell in not guaranteed. were rot wooded by the statement date, open buy and purchase or sale decisions. for tax prposes upon licuidation. set stop orders at reduced by the rout of dadends od anis.. Accounts tea-eared to the Firm may - Thal party tamales of aka re as ol a <man • Assets not held by UBE Eisend* Services. Certain a nitro on an mclividerds a N....gbh Mee unless reflect gar/loss Mammon only fa the path of date and are supplied to UBS Financial Se vices on a assets ore not held by the F me and not wain the mauled otherwise by you. vaa re respanbk for ink they Not heel A the Fern MoreNue/cal repute base by an independent valastion Firm's possession or control. These assets are others that we executed due bayou' failure to cancel alormalon can be added by you Financial Advisor. - Nue, gewal partner or sponsor atinoted aka deployed on you. statement for informational "Ming <Pen orders, • Urrutind gaitsfiones Men data is available, if ay, are eatplied to the Finn by the issuer, purposes any. Positions and values presented are eontaed sneaked gain:losses are calculated fcr general Paint* Or sponsor and may be cakUated provided by 'he issuing fern UEG Financial Services is Primacy ndvldudl seorty lots. The transaction data for based on Of erent rdormation bun rot used by not responsbk for the formatan and does not To ottan a copy of our Men Clot Privacy Wet ndtvilast lots may or may not reflect commesicre. thed pales to derive their elimard values guarantee is accuracy. These assets are not protected please coital you Standee' Atheist or vie av Isabele charges rear security reorgani:al cc, vents. - You can obtain addax.* information regarding by SiPC or the snits sapplerrontal SIC coverage. at loos w remihrivicvnoks. Dividend and other ronveOrnent lots and systematic the methodology used to determine the estimate of - 1.8$ Fe-uncial Services is rot a bark. The RAW, Business purchase lots ate each anteed to ditptay ore value ad the date of the formation that tithe • Revenue sharing and additional compensation. Seniors Account BSA and AMA are brokerage averaged lot. The • trade date co/Annpresents the basis la the estimate by contacting yixie f Maul - n addition to commesans Cr, sales ad 12t.I fees .X(01./111 which provide access to bank a se vices arid aginal transaction trade date Advisor. received n connection with the distrtaton of mutual products enact anangements with affiliated barks • Callable tharkiet Bond and preferred stock that - TWO party esteueed roles may be refloated as funds to our dents we other our affilaie resew and other thi'd.pagy banks, and pates access to the Mute cats for ear redemption wit be 'elected 'Noe priced' in several ritual:0p Men an revenue 1Pwrg payments from detrtsrlas ardor insane ad armory products issued Wu-affiliated inparteally by lot fran among all stories of that ndeperdert valuation km has not scathed a advisors of the mutual funds that we sell. These thiudiparty rotate companies through donna issue held n our name or n nominee tae fa of unable to assign a Va .. when we become aware warts are based on two different conporents: (0 agency sadidares of IBS Franc* Sauces ex. client,. Call lean Marrow:gm cblaned from third that a material event has conned Out may call a tee snort of sales by IBS of a particular rnsual - is airstnt insurance. Ind irnuity protbdt pales and ds accuracy is nal guaranteed Other call previously reported value into Question, cc when a land f...nib to our <lents, and 60 the asset value of a — Not FDC eased • Ho bank guarantee* May lose vale feahres may esin which card Elect Way comae'. value would be highly speculate* due to the nature Particular mutual fad frays shares had* the — 'MA. ReSOSCP Management lama Business nformalen will be provided upon request of the secunty. }CT Services Account BSA. IRMA and international Resource • Certificates of deposit (CDs). COs ate FDIC muted - When nether an is suer, general partne or sponsor - We end our affiliate also receive retviogrog and Management Acoarit are age' eted service marks of sp to $250,0)0 n raincoat and accrued enteral per int Maid value nor a thidtaity estimated wake 4 iambus processing lees in canderation for transfer UPS F rani* Seneca he. depositor ani per depository institiney inaccordance grosaled, the value ot the acuity will be deferent aged services that we provide to the mush flint — linSA is a registered watermark owned by Via vats FDIC Mac. Iran its ;eschew price. Thew lee,re-wally re paid from 'wester assets n harrickenal Sena? Association ad used under • PriceNalue Prices dispLeked for secishes and other - •Danbutans to dale' may aka* return of tie mutual acrid and are a toted dollar aerated based [cense. The LBS Visa credit cads ad the LOS Visa predicts may be hgher or lower than the ace that capitat name or both. an the towbar 01 accounts at the broker-dealer debt cards ore Mad by UBS Bark LOA with you would actually receive in the market. Prices se - 'Orignal unit vre represents the initial offering farng mutual funds of the lent Iambi permission from visa U S. A Incorporated All other obtained horn •ric•n Thad parry sources *11Ch we ace per int and may not reflect was cost basis. - ariiian to ccranksions received in carnation earmarks. registered backmarks, service marks and Warm to be relabk, but we do not guarantee tlai - DPP and wasted RBI/ secuntes arc not listed on a with the sate or detrbutcn of arnity co-tracts and registered service nudes are Of thew respective accuracy national securities exchange, and are gethrally snit neestment trust unts to our clients. we ardor Ccalaaniet - We generally use the closing price when aiaigbk Arad and tante-4y can be sold. the Moe as affiliate receive reverue shying conkensation the mean of the bid and ask prices for kited from may of the ilttllIrKi• <cmpalies indewit UPS Financial Services Inc. I"; SDNY_GM_00026903 CONFIDENTIAL EFTA 00137523 EFTA01278430 U8S FMancial Services tic. Retirement Account SUBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 February 2018 CNe70056590350218 Nr1 0 HIS AN MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indiv: IRA Account type: Individual Retirement Account Account number. Your Nnandal Advisor. SCOTT STACKMAN/LYLE CASF0EL Phone: Questions about your statemer47 Value of your account Call your Financial Advisor or the on January 31 (1) on February 28 (3) RMA ResourceUne at 800-RMA- 1000, Your assets 57,386 41 57,331.06 account 02%23697. Your liabilities 0.00 0.00 16sit our website: Value of your account $57,386.41 557,331.06 www.ubscomrfinancialservices Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free aedit report annially from i.wvw.annuakreditreport.com. Tracking the value of your account dudag 2018 Value of your account 1 Thousands at year end 2017 $57,676.64 Net deposits and 57.0 570 57.2 57.7 57.1 57.3 withdrawals •Slte.66 • • • • 0 0 Wur nvestment return Dividend and interest income 1200.30 Change in market value 4433 22 Value of year acorn on Feb 28. 2016 $57,331.06 Dec 2014 ON 2015 Dec 2016 Dec 2017 Jan 2018 reb ?me SDNY GM 00028904 Member SIPC CNP703CC005658035NP7000183073 00004 0219 030S7S0N 000000 Peg* 1 of 8 CONFIDENTIAL EFTA_00137524 EFTA01278431 SUBS UBS Strategic Advisor February 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number: Individual Retirement Account Your Knanci) Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (5) your account . Cash and money balances may include A Cash and money balances 1,626.84 2.84% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives o. CO 0.00% account. LIDS reic insured Deposit Program Bank A accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 55,704.22 97.16% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F C ommodit ies 0.00 000% G Other 0.00 000% Total assets $57,331.06 100.00% D Value of your account 557,331.06 Eye on the markets Percentage change Index February 2018 Year to date S&P 500 -3.69% 1.83% Russell 3000 -3.69% 1.39% MSC I - Europe, Australia & Far East -4.50% 0.30% Barclays Capital U.S. Aggregate Bond Index -0.95% -2.09% Interest rates on February 28, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.67% CNP70003009548036 NP7003193073 00004 0218 030575004 02111021Y_GM_0002Bar 2 of 8 CONFIDENTIAL EFTA_00137525 EFTA01278432 UBS Strategic Advisor Account nanne: GHISLAINE MAXWELL IRA Your ninandd Advisor: *1 _1BS Friendly account name:lndiv IRA Account type: Account number- Indikedual Retirement Account SCOTT STACK MANLYL€ CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gars and losses are not classified. February 2018131 Year to date (1) Realized gains and losses Unrealized Opening account value $57386.41 $57,676.64 February 2018 (3) Year to date (1) gains and losses (B) Withckawals and fees, including investments transferred Short term 0.00 0.00 -318.95 cut 0 00 -106.66 Long term 0.00 0.00 -522.15 Dividend and interest income 103.39 200.30 Total $0.00 $0.00 -$841.10 Change in market value -158.74 -439.22 Closing account value $57,331.06 $57,331.06 Cash activity summary See Account actscryths month for detah. Fiances In your Sweep Options are incluctOff n the opening and Dividend and interest income earned closing baances value. FDIC insurance apcItes to deposits at UBS Bank uSA. and al tositt paticipming in the UBS FDIC insured Deposit Pro;earn it cites not apply to deposits an U8S AG. Stardord starch or bank depots puree through the u$35 internationa Deposit Account program SSC protection aopites to money For purposes of INs statement, tenatlity of interest and chIdend Income hes been determined Iron a US market sweep fund nosisins but not bank deposits See Important information about your StateMent on the lax reporting p2rspedive. Brined upon the residence of the account holden, account type, or product type, last IwopagesOf INS document for details some Interest andor dvidend payments may not be subject to United Axes (UA ander Puerto Rico (FR) Income taps. The dent monthly statement is not intended to be used and tamer be Rued upon for tar February 2018 (1) Year to date (1) purposes. Clients should refer to the apOctie lax reporting forms they receive from UBS annuity, such as the FOrmS 1039 and the FOrrrtS 4130. (04 lax reporting information. II is the Prance of UBS to file the Opening balances 51,626.54 $1,732.88 Elzhcatie ten reporting forms vAth the US Mterna Revenue SeMce and PR Treasury Departrrent and in such forrrn accurately dasu fy cludends arctic/Interest aster( exempt or ta(able income. Pleat consult your Additions indvdual tax propane. Dividend and interest income 103.39 200.30 February 2018 (1) Year to date (S) Total additions $103.39 $200.30 Dividends 103.09 124.11 Subtractrons Interest 0.30 0.37 Professional management fees and related services 000 -106.66 Total current year $103.39 $124.48 Funds withdrawn for investments Prior year adjustment 0.00 75.82 bought -103.09 -199.68 Total dividend & interest $10339 $200.30 Total subtractions -$103.09 -$306.34 Net cash flow $0.30 -$106.04 Closing balances $1,626.84 $1,626.84 SDNY GM 00026906 CelP7C003005658037NP70031$3073 00034 0218 03057,401 cocoa) Poe* 3 of 8 CONFIDENTIAL EFTA_00137526 EFTA01278433 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor February 2018 friendly account name: lndiv IRA Account type: Individual Retirement Account Your Ignunciel Advisor: SCOTT STACK MANYLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest Period fan 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $1,733.20 Closing UBS Bank USA Deposit balance Feb 6 $1,626.84 Number of days in interest period 30 Average daily balance $1,683.43 Interest earned $0.30 Annual percentage yield earned 0.22% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratement a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate in vestment eligibility consideration None selected Your account instructions • MS Financial Services Inc is your IRA custc4 an • Your account cost basis default closing method is FIFO, First In, First Out. CrIPTC008005658038NPT0C0I93073 C0C0F 0218 030575004 C0WIYGM000269eRge 4 Llf CONFIDENTIAL EFTA 00137527 EFTA01278434 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your financial Advisor: Friendly account name:Indiv IRA scour STACK MAN LYLE CASRIEL UBS February 2018 Account type: Individual Retirement Account Account number. Your assets Some prices, income and current vaues ShONn may teepprodmme. AS a resit. gdlns aldlOSSeS May nos be accurately reflected. Set fmporunrinfoneation about your statement a the end of the CecurneM for more infornanin. Cash Cash and money balances Cashand money balances may Mud? avalaole cah balances, UBS Bank USA deroot account balances, U85 Balk USA and a UB5 FDIC Insured PrOgam Bank depOSit account baErKes are insured by the FDIC within UBS FDIC insured Progam Bank Balances, UBS AG Stanford Branch deposit account balances and money applicable Irnts, but are not protected by 9PC. UBS AG Stanford Brant h deposit account balances me not insured market mut uff fund Sweep IXdanCeS. by FDIC and am not protected by 5IPC. Money market Sweep biances are protected by SIPC but ere not Insured by the FDIC See the Important information 'Wyly:yr statement at the end of this document for details about those balances. openngbaerue ClOsing belerce Price per share average CerldendlnleNS1 Dais in Hddng on Feb I (6) on Feb 213 (S) on Feb 28 (5) rate period period Cep annual 61 UBS BANK USA DEP ACCT 142684 1,626.84 250,000.00 Fixed income Mutual funds Total reinvested is the lots d at reinvested &Mends M does rot include any cash dicfends. a is not a Unreaee0 (tog gain or loss is the dfference between the current vane and the cost basis and would tai lot for the purposes Of delerminng herring perCOS Or COS( teat. The shares yOu receive each time yOU generaly be yOur Wade gain cr loss if the security was sold On INS dale. The weed:zed ftax)pan Cr loss may reinvest dvdendS OPCOrne a separate tax 101. need to be aclusted for return or capita payments in order to determine the realized gin or 'castor tat Cost bans is the told purchase COSI of the s«urity. Inducing remmstedcludends The COSI basis may reporting purposes. need to be adusted for return d capital payments in order to determine the a:lustedcost basis for tax Investment return is the current value mous the amount you inveStC4 a Ices not Include shares that are not rePatind purposes. *fleeted on yaw statement, inducing shares that hare been made() as Hiner a gain d a IOSS. It 85000es no include cash gadends that were not reinvested Purchase raker taweber Average some Client Cost Price bet 'hat value on unrealized dad imestment Hddng Hddng of shares per shale (S) Investment basis (l) on Feb 26 (4) Feb 28 (s) gain0(166S (3) return (S) period DOUBLE LINE TOTAL RETURN FUND INSFL Symbol: DBLTX Trade date. Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.450 17495.20 -304.80 51. Total reinvested 51.179 10.669 546.07 10.450 534.82 -11.25 EAI: 4670 Current yield 3 68% Security total 1,744300 10.631 18,000.00 18,546.07 18230.02 -31605 230.02 JP MORGAN SHORT DURATION BONO FUND CLASS I contoued next page SDNY GM 00026908 C HP70502005658039 NP7003183073 00034 0218 030575004 coot= Pap 5 of 8 CONFIDENTIAL EFTA_D0137528 EFTA01278435 *UBS UBS Strategic Advisor February 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Your lq sandal Advisor, SCOTT STACK MANLYLE CASRIEL Account number: Your assets . Fixed income . Mutual funds (continued) Purchase pore Number Average peke Client Cost Prat per share value on unrealimd001 'metonym Hddng Hddng of shires per sham (5) investment (S) basis (S) on Feb 28(1) Feb 28 (S) gain or loss (1) Alum (I) period Symbol: HLLVX Total reinvested 1,800.444 10.991 19,789.65 10.700 19264.75 -524.90 19264.75 EAI: $250 Current yield 1.30% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.003.00 18.00000 %we 17,99199 -0.01 ST Total reinvested 20.821 10.066 209.60 10.060 209.46 -0.14 FAI: 4241 Current yield 1.32% Secteity total 1,810.085 10.060 18000.00 18209.60 18209.45 -0.15 209.45 Total 636000.00 656,56532 655,70422 4841.10 $19,706.22 Total estimated annual income: $1.161 Your total assets venernage of Cost Eslanated unmated vein on Feb 28 (1) your acccont 0054 (5) annual income (51 gain or loss (5) Cash Cash and money balances 1,62634 2.84% 1426.94 rind income Mutual funds 55,704.22 97.16% 56.545.32 1,161.00 -841.10 Total 657,331.06 100.00% 658,172.16 61,161.00 4841.10 Account activity this month Odle Alltety DeSCrOOOn ArnOtint (5) Dividend and interest income Dwderch; Feb 1 Dvdend DOUBLE UNE TOTAL RETURN FIND INS71 AS OF 01131/18 54.10 SYMBOL DBLTX Feb 1 Cividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 01/31/18 25.45 SYMBOL PSDYX Feb 27 Dvidend JP MORGAN SI4DRT DURATION BOND FUND CLASS I 23.54 SYMBOL HLLVX Total dividends $103.09 OW70000305668040 NP70001e8073 00004 02 18 030575001 00%ffilYGM0002690196 6 of 8 CONFIDENTIAL EF1'A_00137529 EFTA01278436 sUBS Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor friendly account name: Imlay. IRA Your /I sandal Advisor: SCOTT STACK MANILYLE CASRIEL February 2018 Account type: Indisodual Retirement Account Account number: Account activity this month konimueco Me Mihaly Desolation Amato IS) Dividend and interest income (continued) interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0918 0.30 Total interest $0.30 Total dividend and interest income $10339 Investment transactions For more Intonation about the piecevalue shown for restricted steatitic% see important informalon abort your statement at the end of ttin 03< talent. Proceeds /ran Funds investment vrithdrawn to Accrued Date Ac0sty Destaptscin Quality Vaue CS) Price CS) transactions CS) imestments bought (5) interest (5) Feb 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INST.'. 5.147 -54.10 DIVIDEND REINVESTED AT 10.51 NAV ON 01/31/18 ASOF 01/31(18 SYMBOL: DBLTX Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 2.527 -25.45 DIVIDEND REINVESTED AT 10.07 NAV ON OI/31/18ASOF 01/31(18 SYMBOL: PSOYX Feb27 Reinvestment JP MORGAN SHORT DURATION BOND FUND 2.200 -23.54 CLASS I DIVIDEND REINVESTED AT 10.70 NAV ON 02/2918 SYN1301: HLLVX Total 4103.09 Date Activity Description Amount CS) Money balance activities Jan 31 Beam* forward $1626.54 Feb 7 Deposit UBS BANK USA DEPOSIT ACCOUNT As OF 02/06(18 0.30 Feb 28 Closing USS lank USA Deposit Account $1.626.84 The UBS Bart USA Deposit Account isycur primary sweep coon SDNY GM 00028910 007000E005658041NP7000168073 00004 C01I3 0305750CH 000000 Page 7 of 8 CONFIDENTIAL EFTA_00137530 EFTA01278437 *UBS Yournotes ..........2Nr,.....7.O......... ..my,,,con.w. a 8 .........M..^. CONFIDENTIAL EFT,00131531 EFTA01278438 Important information about your statement U3S Ehnen Services Pc. (the Form or OBS Fnercial her I romyou no later then 60 days alter the F rm Mins for case. Spftnatay 'ache* erodible upon • Achieve CopreaMppreckffion: Investments seeking Serval). is a mete of all principal sieuky, ccmrrodty sent you the list se let..114.11 on which the erns or realest or at rte. sex. org The 9PC awn protean growth d pwcpalrather than the generation of and optima exchanges. UBS Fitancial Semites and 1.85 Problem XPeavd. lime apply to all accctnc that you hold in a particular income Balk USA re edema subsidones of UPS AG and - Prone you' name ad xcant no-rter (of any) capacity. • Prolog. Combination oilman and Canal athhaesof 1.85 Season LLC. The Fits enamel - Cesabe the error or the bander gm aviaure the lam together with certain affkites, has also Apprecia*n. Investments teetri-g both the generation statenert C available upon recites. The Finis extant about, rodmeta as cleatN emu can why you purchased kpOlefental innate The maimum of nccme and growth of prixisi. alias a-• a. believe t is aninn a why you need more amount payable to al ekgbee caeca colemeN Hamann this oration is S500 million as of December 10, 2016. Overall risk profiles UBS Gina-col SOWeS It. - Pronethe dolor amount d the suspected era. Saect to the poky cordite:es at Imitations, cash a • Cormenewor Seeks to manlan tie rimpat with 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low rig ad volatility to the assert neat even it Weehawken, NI 07086 The Finn or Card Issuer we Westgate youmann aggregate tor anti accounts Fold n spanking that ream the accost does not generate significant and veal correct my mar promptly. for alleged erns capacity AM copy of the poky woolig is ankh income a roars arid may rot keep pace with This AMMO", represents the only official record of you' Molt? UBS Vba•debil ca-d ea-madam if we take won request. nflati n. LBS Financial Semites account. Other recads, eat more than 10 but its days to WM% we will credk • Moderate' Willing to accept some rids to pineal al office le. dmumentk contanng conic-mgdata should you acorn for the amount you thek 6 in nor, Botha Neither tie SIPC Keenannor the swphroental not be relied opan II you bathe thee is an era cr you will hue the use of the money dunng the tent it praetor, apply to: tolerate some volatity to wee lecher returns. anon please report n ernediany n wag to the takes us to campleie our exentiption. • Agtaressire: Willteg to accept hip risk eo pincipal at • Certain franca assets controlled by (and next n Brandi Manager of the office wvig your accent. your account value) but held awayfrom UBSFinancel high volatility to seek high returns overtime. Please mike all checks payable to the Fen or the • rniestment Elsotetey Conneation: If selected a Services. For grample certain (i) insuraxe praises, Mihail' a lips.' sham are Mended to be accurate, lens& instautian rained on the front of the including variable enmities, and (i0 shares of meal portion d the portfolio for that account may include statement data amid not be wed for tie purposes Rey stamens In addition to regaar acca.n fen, accounts funds registered in the name of the accent holder on carper strata% limited liceidty and crealea soleN on yeand tax kink be , Form 1099. 5498. may be mbject to mantername lees, chirps for bee the boots of the issuer or transfer agent), vanity. 10425, etc ) when prepang your lax return. The Fim parent Ice securities purchases and charges ice unpaid • Internee coetrans or exec/rent :wrests e.g. required by law toran to the IRS all table dividend% arrant; n cash acmunts Accents that a transferred limited partnerships and private placements) that are Statement •householding• eportabb rattauble catkin and Ludt Mem to other instate's may be subject to a tender fee. not registered under the %cones Act of 1933; We may consolidate al tat account statements with erred on Nettie held ei mer account net proceeds • Commodities contacts leg, foreign thine and the sag address in the same ermelope. eq. because on Mg trreactore, ad con basis on certain covered UBS Sweep Options rears metal contracts), include-5 rune contracts they have wines who aka mean joint accost sakes. 1165 oilers options nor Prewneg cash balances to bat and commodity option content and relationshass well oar dents a the sire address. If depose accounts al nom-anted bales ad Mined you webs to rescue incline& statements mailed 'n • Deposit accounts Serowe celibates et deposit) at I.135 swage envelopes, you may decline ',Quietening by Gagoresikelkine with eM Firm banks, ream mart mutualfunds (Money Fads) and Bale USA, UBS AG U.S. branches and banks el the • Please recentkm any oral communcatona in writ kg the ivernaticnalCant Accost (OA) fa cancan FDIC nsured Deposit Program. taro your Fnennal Acne to further protect your rights. inducing your rotas with an International Reserve Menagerie* Accost. The SOC protect on and the suppentra proteten do sear tlx Seo_ries Smear Protection Act (SPAT Depose excut al UB5 Bre USA red rim-Mined Friendly amount name not apply to thew apes own d they otherwise appear the Friendly account none is a cleanest* Veicriant • If thelinahcot initution an the top left of try frail banks panicipatng n the UBSFOICensered Deposit on you SIdleMentS The SVC OnOtef6xfaxl the of this slims snot LBS Ensiled Servkes, LBS Program are 'Minuted in accordance nth (DIC an. chat by you to awn you with your recedbeeping prapkrnertal protection cis not protect against changes has no legal effect cn your account You can chatp Fnancial Smite carries pa =aunt as caring For mere ennonatinn, plea visit ewe fdic.gov. Deposi in the man valve of yes investments (whether a a brisker by arra-gement wit the edcated inslituton accounts at UBS AG Stallord Branch and shays of anal of manse movement, issuer blinkniptCy Cr your friendly account nines, through Onthe Services or We informed you of this relatcnshin Wren you MateyFab are rot tared by the FDIC. by cat/cling your F ?uncial Advisor. othienee) opened this axon. h the cast your arid aid tallies are located at LOS financial Sernes and rot Through the Co& cash balances ire swept to deposit Dividend Attestant Program (DRIP) Account overview the inecd.eng brokers and yourat make a rpm accounts at UBS AG New von Brard, adUBS AG Tx poke reflected is an trap pee YOu mei obtaii • Yekro ofPoor accountfporna Net of asses rd of any error or omission to both limn. Cimmin Branch. These deposits are not inured byte the awl see lotm yor taxa Adroit Ordy tole lithiltes • As deleted en the account eagrents, yw rilJA FOC. Balances held at tie LES AG Cayman Branch are shares are purchased under DRIP; Patel shams wil be • Assets Includes available cash balances, wakes for roilyus of any enors or fraud easing docks temp:only noosed to the sovereign rot of the Cayman sold ad the cash wit be deposited no your account The restricted securty (est), and Global Tee Dff0SeS, reflected an your statement within 30 days after t was blinds. at there is no parent or abet obligation of divided renvenment price applied by the ester may unrernzed marks to market, and email assets not held mailed or made rabble UM AG 10 repay the babnces while on the UBS Cavan diI er from the neat eke at which the won Mares by the Fine. Does not include unpriced OfturitieslaSietS • Plea died caner complanas or i-cprias to tie Branch's basks. ro sold at the end of the aim and orrent statement penods, cr Film% C fent Reatias Department a 201.352.1699 prwale Weenie% se tod stock options al or toll-free at KO-354-9103, 8:CO A.M. to 60D P.M. Bank deposits are not protected by 9PC. Money Fund • hieea termed* stool options ET Monday through Frday, or in nag to WS shires are protected by 51K. See "1.185 Finical Sent CnN whole urns may be Ind n your account. If you me • Ireeties Maas debt balaxes, wine-deg mergn m anual Setae fre, Client Relations Department, Accent Protection' below. ert tied to •speed snit wenn of a Wicked swam loam, credit link snort accent lances. P.O. Box 766 Union C iy, W 07067. or othenvis, the limn either sell partial units at • CashMiony balances. Total of uninvested avalabge • A 0 niements shall be deemed complete ad aminee Iansour request, betimes n the bare depositsmei be maret price a accept an anant detained by a cash balances, piss dencot balances at alleged and if not clabaid to in writing grithin 60 days wthdawn, and ahem of a Moray Fat may be inland clang agency, ad credit yes accost non-affiliated banks, and money malt mutual fad • Fa TT' sakes Call 0444124)986 or nom outside leentect and the proceeds tuned to you a you' mew balances, et the cbse of the statement pence the US.: Cal 201.352-1495 warns accent Invertenent Agents Nontormiodity fa ark balances inma want am • h eat *nets or western akeul n electronic The itstmert objectives at risk profile a specie to not sergaled from other balances and to Firnmay Father Marmots:en about available weep options, each accent and may raybetween your /mourn use my of these fent nth, ordina-y course of is knis Wanner WO be magma or UPS VosaftWibil rasing current Merest rale and yields, it available at card Meacham, call $33-7E2-1000, or wile to UPS Pause advse the Finn prorrptN in venting day buses.% These funds av pages* won your derna-d. Ftenoal froceos Ix., 1000 Harbor Blvd, 6th floor, wow ubs corriwneftwills, from ywr Fnancial Advisor vitae change in you Irian sit/monor The total is nadd in the arrest period dosing vase. a by calling 920.762400G investment Weeders For each tart hell, you Wiehavieen rot 07086, Ater% RIMVESA Senn choose ore of the flowing investment objective: Cal a ate a sow as you can, if you tit yes UN Pita,' Services actown protection • Produce Catennotwore: Investments wee:lathe statement a receipt is wag or 4 yocu need more The Firm marmite of the Semsnies Mesta Protection, Corporation (51K), Mich watts warities oatonns gentan of nccmeork Monaca Smut a tratsfer on the statement or recipe. The Film or Cad bar (as citable meat of is menthes up to 5500,000 (including 1250,000for SONY_GM_OOO26912 CONFIDENTIAL EFTA_00137532 EFTA01278439 Important inforn tat ire about your statement (OMMeted) Lending information securities and cohere or ony bid prices tee OTC e.etved may be less than the per Share estimated the annuity commas, Abbate' at the entrance For Minted informoton on the Finis lending pradon secants. sue scathed n the scare statement. companies or sponsors of the unit investment trusts and dockures refer to par Clem Relaiimship - Less Aetna traded securities may be priced using a urn dstrioutt. Aenement or Accost Agreement aril the General valuation model a the most recent price we • Restricted securities Restricted secunles generalk - In addition to commissions reamed Iran the Items and Conditions. LOS Statement of Credit ?radices obtained and may not reflect an WWI market price are rot curninly ebble for public sale LOS Financial Rados* and sale of Nexthres ILnds, we ardor err available in Agreements and Guelbsures at a valet Services uses the market price of the unrestricted stork *flute maim an arret.bastd revenue sharing aggeu, ub• comtvcounecteflotteek - Certain post ion, may appear withCul a price rd of tl-it the suer as an meted value foe the payment hem NortStures distrannors, as era at will row as 'price was not evadable' it we as restricted stock for putpow; of thit statement on4r. To uthrg for *chock% develthenent, training and Yew assets table to obtain a once for a daily. the relent that restricted saunter are triable to sale, education. You Ualeferton demen secuit es and other assets held - Deposes or securities denominated no:renews the vale rec./redmay be stbstantolk less than the - Our if dotes ate reams vadeg afternoons and in the accord al the end of the statement period. You those than U.S dabs am rellated at the ewhinge needed vat* shown other compereation fromannual laths and insurance may ra for &Way of lutt paid sco-rtties At any time. rate as of the statement date amminies whore products we trowbue. You may receive manlier used as loan collateral after - Fcr whin WM./dies tradith in nowankening • Eq. histinsthd) incomee current yields and rotes. - We recent. an avual fte from UEG Barb USA ad paying any balance d* on them. AN securities &nen-Qt.:Os, pace ad qua-fay(laa value) may An ellirate of anal name is bated an einem IBS AG Stanford Beath of up to 125 per secant tranOmed to the km &ring the statement period are have been adjusted to facilitate proper vathakei. diadem' and Merest rate., assuming the sauces will sweeping to the banks under the US'S Bark Sweep listed at market vase as of the end of the staerweet To obtain current CiteataliterS, *An available, anted be held for cane yea from statement date or trail Program prod you Fruncial Adapts mattrity This estimate 6 cr4 a cadent accuracy • Cost belie. In Stemming the cod bask of the and continued income are not guaranteed Activity saunter inekided id this gamer& where indicated • Private ineettnentS end ethanol produces. — Estimated anal income ad current Reid kr hforertalon regardng CCMM6SCOS and other changes wanthe 'Utter Leifnancial Services tor relith Private meStment SeCtnlieS (re.lading dreCt certan hoes of secretesco-1d *lade a rely" of darted in connection with the executon of trades, en information etthined from sources other than US$ part<ipalcn program and real estate imestment trust prncpal or capital cans n which case the eft. ixthelng optical transactions has been ridded an rk rg thamation from another warner) and structured podJcts are greenly holey income (text current ywl world be overstated. Conf hens previously henched so you, mil wit be fink or that you may haw provided to your Simnel or &cued Coon aructued protects have not been — Est:rated Anal income and anent yield and the provided to you prorrptty On repast. Ackisce The Firm does rot irdepordently veedy registered with the Securities and Exchange actual income andyield frigv be lower or higher ;usenet* Ow accuracy or valdily of ary damson CCOIMSS60 a under ary State securities laws. We than the estmaed smarts Short seeing provided by tetras other than LES Financial Straces. Vote ertmated vales fa private nvestilyM — An estimate of arrWal.ted intense (dirdend livga If you are engaged 4, short selling a snubs youmay had:Hors although LOS anew Semen genobite securities and structured products for thomsaional interest) divided by the current moist incur a charge ciao to certain bommeith cods foe that updates this thermal ion a; it is received, the rem praprom only Accuracy is not guaranteed vabeaverape balances baud on the Last dividend paikula. seasity. does not crowd try assurances the the nformahen - These values may differ ssbstantialey torn prices, or merest payment madebythe issuer and under "Cast bird' and • Werealcul gaaloss' 6 any, at *Nth a porn Meanie* Security a assunes the sehrthesideposes will be held for one Open orders accurate SS of the date of the statement. As such Structured aid may be basic a sold and do year Iron, the statennt date or until rablvrtly. Regaidng open or • gtherthancelker ethers that please do rot rely on the inthemation lo mike not tnnevurib' represent the value you may receive Accuracy and continued yell ane not guaranteed. were riot reirared by the stamen date, open buy and purchase or sale decisions. ler tax mrposes teen licuidaticn. set stop orders ere reduced by the anocn of dmdenek od moist. Accounts transferred to the Firm may - Thine/ party tamales of yak* are as of a cedan • Mans not held by Unfree/KielServices. Certain a notes on an mickvidends a eurchk date unless reflect gadloss Hammen only fa the period date al are supplied to UBS Financial Services on a assets are not hell by lye im and not mein the remedied othembe by you. vor re respanbk for eine they ate held A the Fern More hittoccel regular base by an independent valastion Form's possessive or (carol. These assets are others that we executed der toyed 'alum to cancel information can be added by yOkrfinancial Adder. - brute, gatralpartner or sponsor estimated rakes deployed on rid stretemmf for infortnalienal "fling <Pen ode, • Unrealized pensfiones VAVri data is makable, if any, are epplied to the Finn by the steer, pupae. my. Positrons and other presented are eRnwed sneaked yandlosses are <sledded fa general Paine a Spenser and may be caktIated provided by Ihe thud; fern UEK F nano.' Serwees is Primacy sxividaal searty lots. The transaction data for based on efferent information tran that used by not responsbk for the mammon and does not To ottan a copy of out Current Client Privacy Wet ndtvilal lots may or may not reelect arvenreicre. thed merlin to derive their esinosed mbar guarnte es accuracy. these assets are not protected please context your financial Addeo or visa au ivebute charges ander security reorganitainn runs - You can obtain additional information regarding try Pc or the Fern's Supplemental SIP( CO.W.Ocie. at I,tramidis menevematorep Dindend and other reinvestment lots and systematic the methodology used to determine the estimate of - MSFinancial Services is rot a bark. The RMA. Bosons purchase lots a. each contivid to display one value ad the date of the ethormalon that tithe • Revenue shoring and additional compensation. Senices Accost BSA and AMA are brokerage averaged lot. The • trade date co/Annpresents the basis la the estimate by caltactrg yew fIona* — h actincn to cannessons Cr, sales rd 12b- l fees accounts ?nth prow& Often tobarring seines and aging transaction trade date Advisor. reamed n connective with the distrbuton of mutual protexts etaigh mangements with affiliated barks • Callable meadies Bond and preferred stock that - Thid party estinated dams may be reflected as funds to our <lents we axle( our affaiale woke and other thi'd.party banks, and provides access to the sorer cats for ea redemption wit be selected 'Nee pnced' n several situations. Mien an revenue sharp payments from distrevelas ardor intearke and amt aty products issued try unalfbared ?martially by lot from amath all readies of that endeperdere valuation tem has not suppled a ta advisors of the ntitual lords that we sell. These tithparty rotate companies enrol.* inarance issue head n our name or n nominee vane for Cr unable to assign a vat ... when we become aware awes are based on two dilferent comporents: (0 agency °Snicker's of LOS Franc* Somas inc. Client'. Call kart tharnakom obtained from third that a material event has centred Put may tall a the snout of sato by LEK &am/acute. rnsual - huntrutnt insurance. and annuity products parties and es accuracy is nol moranteed Other call previously reported yaks nth question, ce ether, a fund family to our ciente. and CO the asset value of a — Not CDC nosed • Ho bank guarantee* May bre vat* feaves may mid which [odd *I eel *lt complete value would be highly speculative due to the native Parietals recaltial esrd fany; shares heth at the — 1MA Fescute Management ecotone Business neamalkn will be provided upon request d the security. inn Somas Account BSA. IRMA and nternatiorol Resource • Certificates of deposit (CDs). COs at FDIC nsured - When nether n ester, general partner a Spinet — We and as affiliate also receive networking and Management Account se reentered service marks 0 tp to $250,0)0 n princoal and accrued interest per est nuked value net a thideurty estimated valde mends processing tees in comorabon for transfer UPS F conchal Sender, tic, depositor and per depository instittney n accordance trended the ear* of the recteby will be deferent agent 'invites that we Fronde to the mi-eual funds — NASA is a registered wade-Lark owned by Via with FDIC nips. Iran its pfirchase precis Theta fees generally re paid from Meteor assets n htordianal Sent Association ad used In* • Pricelvalue Prices displayed for secisbes and other - 'Distributions to dale may nix* fen" of tie mutual find and are a lead dollar ainokrit based theme. The LBS Visa credit cards ad the LEIS Visa predicts may be hcher or rower than the Pike that capital name or both. an the amber of accounts at the broker-dealer debt cards are towed by MBank USA with you warld actually receive in the Market. Prices se • 'Orignal unit me represents the initial offering koldng mutual hinds of the lath faintly Nonlethal from visa U S. A evaporated All olio ebtairted horn various hid piny source wench we once per ore and may not reflect nos cost basis. - h staiiiim to cammisions received in connection trademarks. registered vackmarks, Servite marks ard token to be refabk, but we do not guarantee WM- - OPP and traded REP saunter are not listed on a with the rate or distribution of amitycontracts and registered service rinds are Of thee respective accuracy Nikitasecurities exChange, and are generally unit reiestment trust tries to our clients. we ardor CcrtOne$ - We generally use the closing price intim aviUblece thoza.4 and even II they can be sold, the one as affiliate receive reverue shring ccinkenration 1st mean of the bid and ask prices for kited from may of the nuronce companies indowia iv) LAS Financial Smokes Inc. ht. :V71' SDNY_GM00026913 CONFIDENTIAL EFTA 00137533 EFTA01278440 UBS Financial Services Inc- Retirement Account ;It UBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New Y014 NY 10171.0002 March 2018 CM18055821470318 X1 V1 0 HIS AN MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio IRA Account type: Individual Retirement Account Account number Your linandal Advisor. SCOTT STACK MANLYLE CASRIEL Phone: Questions about your statement? Value of your account on February 28 (1) on March 29(51 Call your Financial Advisor or the RMA ResourceUne at 600-F1MA-1000, Your assets 57,331 06 57,469 34 account 029023697 Your liabilities 0.00 0.00 Msit our website: Value of your account $57,331.06 $57,469.34 www.ubscomifinanciabenrices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. MO, get your free credit report annually from www.annualcredureport.com Tracking the value of your account during 2018 Value of your account at year end 2017 157.676.64 Thousands Net deposits and 570 570 57.2 57.7 57.3 57.5 wittdiay.* -3105.66 ■ • • • Your investment return Dividend and interest income 1304 10 Change in market value •5404 74 Value of you award on Mar 29, 2019 957,469.34 Dec 2014 Dec 2015 Dec 2016 Dec 2017 kb 2018 Mar 2018 SONY GM 00028914 Member SIPC C41470202006582147 N77003383276 00804 0318 030575004 100000 Page 1 of 8 CONFIDENTIAL EFTA 00137534 EFTA01278441 SUBS UBS Strategic Advisor March 2018 Account name: GHISLAINE MAXWEU, IRA Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account Your K Randal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 29 ($) your account Cash and money balances 1,627.12 2.83% , Cash and money balances may Mdude A Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. UBS FDIC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 55,842.22 97.17% about your statement on the last two pages of this statement kr detais about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $57,469.34 100.00% D Value of your account 557,469.34 Eye on the markets Percentage change Index March 2018 Year to date S&P 500 -2.54% -0.76% Russell 3000 -2.01% -0.64% MSC I - Europe, Australia & Far East -1.87% -1.58% Barclays Capital U.S. Aggregate Bond Index 0.64% -1.46% Interest rates on March 29, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.88% OW70003006592148 NP70033102 76 0CC04 0318 030575004 logitilliYGm000269,391 2 of 8 CONFIDENTIAL EFTA_00137535 EFTA01278442 SUBS Account name: GHISLAINE MAXWELL IRA Your PI nandal Advisor: UBS Strategic Advisor Friendly account name:lochs, IRA SCOTT STACK MAN/LYLE CASRIEL March 2018 Account type: Individual Retirement Account Account number, Change in the value of your account Summary of gains and losses Values reported Celan, exclude products for which gem and losses are not classified. March 2018 (3) Year to date IS) Realized gains and losses Unrealized Opening account value $57,331.06 $57.676.64 March 2018(5) Year to date ($) gains and losses (5) Withdrawals and fees, including investments transferred Short term 0.00 0.00 -11.96 cut 0.00 -106.66 Long term 0.00 0.00 -794.66 Dividend and interest income 103.80 304.10 Total $0.00 $0.00 -$806.62 Change in market value 34.48 -404.74 Closing account value $57,466.34 $57,469.34 Cash activity summary See Account activity the month to dela Is. &lances In your Sweep Options are indudedin the openng and Dividend and interest income earned closing balances yaw. FDIC Insurance applies to deposits at u8S Dint USA and :A bails participating in the UBS BM Insured Deposit Brogan. R des not gory to deposits at U8S AG. Stanford Elearch ot bent &posits placed through the UBS intonations Deposit Account program SWC protection collies to money For purposes of this statement, taratilty of interest and oisidend Income has been determined non a US market sweep fund hoidrqs tut not bank deposits See important information about you' statement on the toe reporting pertpectiw. Bawd upon the residence of the account holder. et count type, or product type, last two pages of this Occurrent for details. some interest andoc dvldend payments may rot be subject to United States (US) ardor PVtil0 Rib, (PR) Income tares. The dent month', statement is not intended to be used and cannot be weed upon for tar March 201813) rear to date (I) purposes. Clients should refer to the applicaie tax reporting forms they recent horn UBS annualy, such as the forms 1099 and the Faint 480. kw tat reporting inf.:ammo_ it is the prance of U85 to file the Opening balances 51.626.84 $1,732.88 epplicatle tar reporting forms with the US interns Revenue SeniCe and PR Treasury Cienarrent. aid in such forms accurately daily dividends ardor Interest as tan exempt or teat* heart. Pleat consult your Additions loth:dual tar prepare,. Dividend aid interest income 103.80 304.10 March 2018 (V Year to date IS) Total additions $103.80 $304.10 Dividends 103.52 227.63 Subtractions Interest 0.28 0.65 Professional management fees and related services 0.00 -106.66 Total current year $103.80 $228.28 Funds withdrawn for investments Prior year adjustment 0.00 75.82 bought -103.52 -303.20 Total dividend & interest $103.80 $304.10 Total subtractions -$103.52 -$409.86 Net cash flow $0.28 -$105.76 Closing balances $1,627.12 $1,627.12 SONY GM 00028916 CoMCCICE006SER149 NP70033 10276 00034 0318 030575004 100000 ►age 3 cif CONFIDENTIAL EFTA_00I 37536 EFTA01278443 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor March 2018 friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Your Ignandel Advisor: SCOTT STACK MANLYLE CASIVEL Account number. UBS Bank USA Deposit Account APY Retirement services information Interest penod Feb 7 - Mar 6 Beneficiaries you've named for this account Opening UBS Bank USA Deposit balance Feb 7 $1,626.84 The beneficiaries listed below reflect the information in our records as of the end of this statement period If this information is not correct, a you wish to change your beneficiaries, Closing UBS Bank USA Deposit balance Mar 6 $1,627.12 please contact your Financial Advisor Beneficiary changes are not effective unless you give Number of days in interest period 28 them to us in writing and we accept them If you live in a community property state, your beneficiary designation may bo subject to community property laws. Average daily balance $1,626,84 Percentage Beneficiary Contingent beneficiaries Interest earned $0.28 100.00% (100.00%) Annual percentage yield earned 0.22% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary Moderate investment eligibility conrclerafion • nitre selected Your account instructions • IRS Financial Services rc is your IRA custodian • Yotr account cost basis default closing method is FIFO, First In, First Out. CNP70309006582150NP70C0310276C0C04 0318 030575004 Y123697550 i °6014YGM000264490 4 of 8 CONFIDENTIAL EFTA_00137537 EFTA01278444 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your PI sandal Advisor: UBS March 2018 Friendly account name:Indiv IRA Account type: Account number. Indundual Retirement Account SCOTT STACK MANTLYLE CASRIEL Your assets Some pnces, income and current ea ues shown may de approximate. ASS RS ult. gam dndlOssesn'W not be accutalely reflected. See amponantintorntabOn about your statemeM a the end of ths otcumem for wore information. Cash Cash and money balances Cash and money balances may include avalacie cash balances, UBS Bank USA depout account balances, UBS Bank USA and al UBS FDIC Insured Program Bank deposit account baenCes are insured by I be FDIC within UBS FDIC insured Rogan Bank Balances. UBS AG Stamford Branch deposit account balances and rroney applicable Imts, but ale not protected by 9PC. UBS AG Stanford Branch deposit account balances are not insured market mulud fund sweep Mantes. by FOC and are not protected by 5IPC. Money market sweep balances are protected by 9PC but alt not Insured by the FDIC See the Important information aboutrut statement a the end of this dxument for detain about those balances openng baance closing balance Price Per Share Averagt Dnidena Merest Dais on Hddn9 on Mar I (1) on Mar 29 1) on Mar 29 (0 rate period Period Cep amount (S) UBS BANK USA DEP ACCT 1,626 84 1,627.12 250,000.00 Fixed income Mutual funds Total remvnted is the Iola al al reinvested dwdends II does rot include any rash dvidends is not a unmarred Ord pain or /as is the dfference between the current vane and the cost basis and would tar lot for the purposes of deierminng hdding periods or cost basis. The shares you receive each time yOu generally be yOur Unable pan °rims if the security was sold Mikes date The unrealized (tad gan or loss may reinvest dvdendS become a stparale tax lot need to be 30003 for return of (via oarnents in order TO deterrhne the reedited pan or 'Cato( tar reposing purposes. ass basis n the !Old purchase cost of the s«unly, Inoudng ranvesteddvdends The cost basis may need to be adusted for return d canna payments in order to detem-one the adtatedcost basis rot tax investment return is the current vane minus the amount you invested F OOPS not Include ShareS that ale not reporting purposes. reflected on yOur Statement, indudng shatel that hade been leaded as either a San or a loss It *SO Odes nd include cash dwdends that were not reinvested Purchase pricer larrber Average erne Client Cost Price per than. value on Unrealized Clad tmestment Holdnd Hddng of shares pet share (S) investment (1) basis (s) on Mar 29 (1) Mar 29(S) gain or loss (S) return (S) Period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: D6LTX Trade date. Mar 31, 17 1,693.321 10.629 18,000.00 18,000,00 10.480 17,746.00 -254.00 LT Total reinvested 56.33t 10.649 599.91 10.480 590.35 -9.56 EAI: 1668 Current yield 364%u SeCurity total 1,749652 10.631 18,00).00 18,599.91 18,336.35 -263.56 336.35 lr) MORGAN SHCRT DURATION BOND FUND CLASS I continued next page SDNY GM 00026918 OtP7C0030C6932151 NP7000310276 00004 0318 030575004 100000 Pogo 5 of 8 CONFIDENTIAL EFTA_00137538 EFTA01278445 UBS UBS Strategic Advisor March 2018 Account name: GNISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Your Asandal Advisor: SCOTT STACK MANY LYLE CASRIEL Account number: Your assets . Fixed income . Mutual funds (continued) Purchase price Number Average peke Client Cost Price per share Vail* on Uhrelliirtd0.4 ImeStinent Hddng Hddng of shares par sham (S) investment (I) basis (1) on Mar 29(I) Ma 29 (I) gain or lost (S) return (1) period Symbol. HLLVX Total reinvested 1,802.794 10.991 19914.77 10.690 19271.86 -542.91 19271.86 EAI: 4254 Current yield 1.32% PUTNAM SICRT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.003.00 18.000.00 10.060 17,99999 -0.01 LT Total reinvested 23.262 10.066 234.16 10.060 234.02 -0.14 EAI: 4250 Current yield 1.37% Security total 1,812.526 10.060 18)300.00 18234.16 18234.01 -0.15 234.01 Total $36,000.00 $56,64824 655,842.22 4806.62 $19.84222 Total estimated annual income: tun Your total assets Percentage of Cost estimated untested Value on Mac 29 (9) your account Oasts (1) annual inccene gain or loss (1) Cash Cash and money balances 1,627.12 223% 1,627.12 Fixed income Mutual funds 55,842.22 97.17% 56.644384 1,172.00 406.62 Total $57,469.34 100.00% $58,27556 $1,172.00 4806.62 Account activity this month Dale Mikity DeSCrtAlOn Amount (1) Dividend and interest income Pcoderth Mar I Dividend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 092er 18 53.84 SYMBOL DeLTX Mar I Dividend PUTNAM SNORT DURATION INCOME FUND'? AS OF 02128118 24.56 SYMBOL PSDYX Mar 28 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 25.12 SYMBOL HUSX Total dividends $103.52 CNP70009305592152NP70003102760000t 0318 030575004 INKSLY_GM_00026A90 6 of 8 CONFIDENTIAL EFFA_00137539 EFTA01278446 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pinand/A Advisor: *UBS March 2018 Friendly account narne:Indiv. IRA Account type: Account number Indiedual Retirement Account SCOTT STACK MANLYLE CASRIEL Account activity this month (connived) Oat Mikity Ciesaploo Ansoutt Dividend and interest income (continued) interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0&18 0.28 Total interest $0.28 Total dividend and interest income $10320 Investment transactions For mare informaion &cut the on shown for restricted seaman. see Important infotmatka *oat your statement at the endol the OXtencol. Proceeds iron Funds mwstment withdrawn ler Accrued Dale Acbily Descaption Quantity vdue Price transactions (5) inteslments bc4t (5) interest (5) Mart Reinvestment DOUBLE UNE TOTAL RETURN FUND1NSTL 5.152 -53 84 DIVIDEND REINVESTED AT 10.4$ NAV ON 02/21118 AS OF 02/28/18 SYMBOL DBLTx Mar 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 2.441 -24.56 DIVIDEND REINVESTED AT 10.06 NAV ON 0.212e118 AS OF 02/28/18 SYMBOL: PSDYX Mar 28 Reinvestment 11) MORGAN SHORT DURATION BOND FUND 2.350 -25.12 CLASS I DIVIDEND REINVESTED AT 10.69 NAV ON 03/27118 ST8/1301: HLLVX Total .$103.52 oat Activity Description mount (0 Money balance activities Feb 28 Balance forward $1.62GA4 Marl Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06118 0.28 Morn Closing U.S Bank USA Deposit Account $1A27.12 The UBS Bank USA repast Account isycur primary sweep option SDNY GM 00028920 CNP70302006582153 NP70033 10276 0004 0318 03057,401 100000 Page 7 -4 3 CONFIDENTIAL EFTA 00137540 EFTA01278447 *UBS Yournotes ..,,...............m. CONFIDENTIAL EFT,00B7501 EFTA01278448 Important information about your statement L. Element Services tic. (the km a UBS &urn' her fronnyou no later den 60 days alter tie Frni dains for cash/. Eolsnatay broths* available upon • Anne CanalAppreciabert Investments seeking Santee), is a member of all principal acvily, canrroday Wed you die tnt statement on vkikh the erns or reaml or at own sex. Org The WC asset protector, Tone of prenatal rather than the gereration of and options exchanges UBS FnancialSnot and U65 P-offlem anand limit apply to all noses that you roan a particular intone. Bank U54 ote i-died subsidiaries of U8S AG and - Dowd. yotr rem ad ;coos* noter (tt any) capacity. • Proloce Coon/ion ofMemo and Contal *fibresof UBS Semmes LLC. The Fiat Hemel - Resat* the senor or tie trawler you aninure The Finn, togeder neh certain aff tires, has also Appreciation. Investments seek Po both the generation statement k available upon regress The FMrs extotke about, avieolan as <kart, as you CT why you Purchased maViersental insane The ma mum of name ard growthof prixial. offices re at: belie.. • is nen a why you need more mount probe, to 4.10191:4? fiat, coheir...band« reformation this protean:a is 1500 million it 04 December 10, 2016. Overall risk profiles UBS Financial knees M. - hoed. the dole amount of the suspected era. SLOW to the poky cordite:es at limitations, cash a • Coneavanveleeks lo manlan nital pie pat with 1200 Harbor Boukvard the firm isfather protected ta up to $1.9 million n the Weehawken, NI 07086 low red and volatilny to the accom owrall non if The Finn or Card Issuer vol nestgate your complain aggregate la all you accounts had n smartie that means he noise does roe generate significant and will coned my ear moody. For alleged en013 cysts A ful spyd the poky wading if meth encore ix rams and may not keep pace wit, Ibis StatEmIcit repnsents the only official record of you Pnolving UBS debit ca-dtransarlim if we take spon request. inflation. LBS Financial Snakes account. Other records, net more than 10 tus mess days to do this, we will credit • Moderato Waling to accept on risk to principal trid official le cal:flank.. tetang corer:trigdata should you* noun for the anoint you thinks in enror, so that Neither **WC prate-honor the makmental not be relied Rom II youbeet there is en eat a you MI how the use of tee money dung he tine it proteacn apply to: tolerate sane olaby Ionia hthee Mum, . omission tote report it immediately n writing to the takes us to complete our rivestiption. • Aggressit: Willivg to accept hilt risk to principal at • Certain truant assets controlled by (and nettled n Branch Mawr of the office serving your account your account value) kut held away from WSFinancial high volatility to seek high returns oser tiwe. Please make all checks payabb to the Fem or tie • earesemene 61giblity Consideration: d selected a Services. For esample certain (i) insurance [codas. Atta4' al figures shown re intended to be accurate, financial insteurion Muted on tie font of thO including variable modes, and 60 shares ol flut ist portion of the portfolio for tet account may include statement data thwkl not be used for te purposes Rely stamens In addition to regser non fees, accounts funds registered h the mene ol the account holder on complex striegn, tented liquidly atonal,. seek on yerend tax forms (Le , Form 1099, 5498. mw be abject to matrenne lern, chaps for We the books of the issuer or fancier agent), volatilty. 10425, etc/whenpreparing your lax return. She Fim pawned kr securities purchases and charges kr unpaid • Menem contacts or ist interests (e 9. required by law toref:al to he IRS all tatble deadens, amounts n cash accotnts Accounts that an tansterred limited partnerships and private placements) that are Statement •homeholdhcr report/kb norstauble ckeasna and utbk intent to other intleJlere may be subject to a gander lee. not registered under the Securitts Act ol 1933; We may consolidate si related account statements with end on *taffies held in you account net proceeds • Commodities contacts (e g. foreign mines* aid the sere address in the tam enekove. eg. because on see trreactiore, ad con basis an certain covered UBS Sweep Options la« ixe metal ccolnats). «Indio; haute, contracts they have eons, oho ako maitan join accord seises. 1.165 Otter, options kr ~ph; cash balances tobok rebtionshOs wth 011'ef deres a the wre address. d zed coffrnoditr option contracts; and you peter to reek* indisidual statements mailed n depose accents al non-affiliated bats rd affiliated • Deposit accounts Incept cendkates of deposit) at LDS Onraellatkeill With the Finn banks. waxy market mutualfunds Noel Fusel) and unite finselfOOf, yea maydecline Inowehdding fry Bale USA, UBS AG U.S. branches and banks h the tali"; your Financial Achoor • Please neontimes ay oral cormuncatont in wining ta ntonatitotlentacte Accort (Witte cinema FDIC Insured Deposit Program. to further protect your ri;hts, including your rites wit. a, International Raced Management Accost The SIK proud on and the supreme-eel prattles do ureter the Se sties 'Nestor Protection Ad ISPAI Depose neuet al UBS Bek USA and non-affiliated Friendly wawa name not apply to these asses mint they 'theses. appear The Friendly account name is a customizable *rikkname* • If the financial Petition an the top let ot tie kont banks panicipalng n the UBSFOICanstred Deposit on you statements. The WC protecitn and the ol this statement knot U3S F nuke' Stakes, LDS Program are FDIC Muted in accordance vein MK ales. chosen by you so Min you with your necedkeping ssopkrnental protection cb not protect aganst changes has ro legal effect nyos account You can chawe Financial Smite carries yor raa est as clearing For nare infonnation, pleat visit maw (dickey. Deposk n the mated' vat of you investments (tether as a broker by arrant* we the Mated institution accounts at WS AG Stanford Brands and shires of result of market motrom, issue bekruptcy or your Mandl/account nines, through °nine Services We informed you of the reins-MP Men you Morey Funds are rot voted by the FDK. by contacting your F inanoal Adese. frflfinfine) opened this attan. h the case. your kØ aid ~skies re boated at Les financial Sees and rot Through he D cash balances re swept to deposit Dividend Reinvosbnent Program (DP" Ateown overview te imcdacig broker, ard younut make a noon accounts at UBS AG New Yob Brant, a-dUBS AG The Wit reflected is an average puke. You may obtain • »kw ofrour acrounapornbln Net of assets rd of any error or emission to both fin. Carnal Branch. These deposits are not inured by te the actual Fike ham yos knee Advisor . Only ri ck its • As deleted nthe account agreements, you muff FDIC. Balances held at tie U36 AG Cayman Branch are sham are purchased under DP le; eamal shoos will be • Assets Includes available cash balances, wakes for roily us of any tints or fraud Molting decks tenkranW oposed to te sovereign rex of the Cayman sold ad the cash be &posited in your account The restricted yeasty (et), and Global Tine Deposits, reflected an your statement within 30 days nere was blinds and there is no gusrentee or ode. oblation of divideni renvenmeni pote applied by he gorr Ma/ unretzed mods to market, and certain assets not held mailed or made ovalabb. UBS AG lo repay the balances week on the UBS Cayman olle from the matt price at which he partial than by **Fins Cows rot include unpriced oeuritielaseets • Pleawded aaomer complaints or inaties to he Branch's to:M. re sold at the ende the prior and orient statement penods cr Fimss C lent Relatirs Department at 201.352.1699 prerate latemnes u ed stock options ad or toll-free at 860-354-9103, 8:CO A.M. to 6 RO P.M. Bank deposits are not protected by 9PC. Money Fund Casee-h-lieu etrosatte stod. options ET Monday through Frday, or in awing to U135 shires are protected by 51K. See "UBS Merkel Seem Ong whole ants may be hurd n pas accout. If you re • ((eases hcbies debt balances, otsta-dina man thincial Smite le, Client Rations Degurtmee, Accent Protection' below. crated to • pinol unit as s result alai:Ward anent lom, code line, sen account batman P.O. Box 766 Union Cky, W 07037. • otonvise. the Fnm well either sell partial units at • Caderioney balances. Toul of uninvested avalabk • A II st/demerits shall be deemed complete and acciate Ø yos request, bans n the ban deposits ma be market gate a accept an amount determined by a cash balances puts depose balances al aft ned and not objected to in suiting within 60 days. wean, and shah of a Monty Fat may be regidered cleatg agency, at credit you' accord non-affiliated banks, ininxney make enutal fund • Fa TTY urukes Call 844412-09W or from outside toned, and the proceeds retuned to you a you' sweep balances, at the cbse of tie statement period. tie US.: Cal 201.332-1495 Stark.» aØ , Investment obbutine• lenucormodity free aura balances in yos mart ao • h um of tan or gasslivs about as electronic The i-hoconerc otioaives ad risk profile an speck to not segregated from the balances and the Fern may Fisher Mernaten about available sweep options, each account and may vip between you' accounts. use any of these fads Pi the ordinay course of its lugs transfer (FT). bit pawn a UBS Vea•debil incledng cared Merit rate and yolde, t avaiale card transactions, call KO-762-1000. or wile to UBS Please Muse the Finn prorrptb in teeing day business niese funds repay** ism your dema-d. mum ubs cordon/nil:1s from your Financial Advisor significant change in yes I maxi.' situation or This total is needed in the arrant period closing value. Financial $enste, Ix., 1000 Hartor Blue, 6th floor, cr by calling 8C0762-1000. Wehonarn Isti 07036, AM RIAMT6A Strokes investment anon For each accord held you choose or* ol the f°lowing front objectives: Cale write as soon as you can, if you hit goer UBS Finareal Se vice. account protection • Produa Coventincoree: Investments seting the The Fen n a member of the Searnits Investor Protection stremene a receipt is wrong or if ow need more Corporation (51K), *Inch prates seuritin customers generation of ncone only. Manton tot a transfer on the statement or Meta. The Firm or Cad beser (as awkable/musl of its members to to 150:1,000 (including 5250,000 for SDNY_GM_00026922 CONFIDENTIAL EFFA_00137542 EFTA01278449 Inq)oruult information about your statement (O0fftrued) Landing infonnation securities and options or ony bed prices la OTC nerved may be less than the per share estimated the annuity corners, Arm of the ratarxe For decried informatal en the Fends lending perms searties. see cecinsted n the note statement. companies or sporran of the ain investment Inas and cfischares. refer to year Clore Relaurship - Less array traded securities may be priced using a urn detriautt. Agxement or Account Agreement rd the General valuation model or the most recent are we • Restricted securities Restricted sewer generaffr - In addition to canmessons received Iron the Terms and Condenses 665 Statement of Crean Prances (bland and may not reflect an actual nark* price re rot orrery Mgt* for public sale LOS Fins- al wear and sale of NextShwes fads, we and or as available in Agreements and Gad:auras at a vale- Services uses the market pike a the unrestricted Mak affiliate acre an asset ibasid revenue sharing lawn ob. comileceittnrclacloarg - Crean poseions may appear *Mout a price and of the the rater as an negated value for the parent Iron Neeiguret dktr Wort, as well as will roar at 'peke was not evadable' if we re restricted stock for papaws of the ststenone on4r. To funding for fechnolow derkpmert. training and yew suet unable to obtain a price for a security. the earl that restated secerbes are Maybe for sale, echoer:in. You starts-ern demon securities and other assets held - Deposes or seculars denominated in carencies the vaka received may be svbstantaly kiss than the - Our if dates alto ream-trading corrrnsmos and in the account al the end of the statement peeved You rat Von U.S dabs are ref Yoked at the mohair mowed yak* Sawn other compensation fromniter funds and insurance may r for &Way of Ia.? paid Sea-rein At any tine. rate as of the statement date amaries whose products we rebut& You may receive swathes used as loan collateral alter - For amain securities trading in nonconforming • Est. bostinated) income, current yields and rates. - We receive an matfee from LOS Bak USA ski twig any balance de an them. Any securities dencininahons. pace and goalay 0aCe valu0 may An ea knit< of mud income is lard an carom IBS AG Stanford Brash of up to $25 per account trandened to the Fins cisirg the statement period are have been adjusted to facilitate proper Murat clacked and Merest rates, assining the SeCtrelleS will sweeping to the banks tender the 685 Bark Sweep fisted at mart vase as of the end of the staternert To obtain current CaStalken, when aerate, contact be held for one year from statement date or until Program prod rat/ F nancial Adisce. maturity This estirnale is my a guider.. accuracy • Cod bar. In detrnming the cox bays of the ad coonued income are not qua-armed Activity scares included this Raternint, where indicated • Private investment end m atured products — Estimated anal income and current yield for information regerdng CCrItrildSten and other charges rah the number 'I,' Lescriancie Services relied Private 'Tenement sautes IncLang deer tertian types of securers card nclde a man of Mated re connection with the executer* trades, on information caained from sources other than UPS pan <mat it program arid real estate trwestment trust pfncoal or rapt.; gam n which case the est. narng option transactions has been erred on rnarXial Senices. relating nfirmation Iran another manes) and stir lured palkti are grnraly hglay encore ("roarer mkt/ would be overstated. COnhrrilltiOrn previously earthed to you. and well be f or that you fray haw provided to you- Finaxial Aland Cretan aructued watts have not been — Eninated areal income and current yield and the provided to you prcratly on reddest. Ackisor. The Fenn does not ardeperderely verdy a registered with the SeCtiliel and Exchange actual InC0rne andyield milk be beef or kite( guarantee the accuracy or verily a ary alortraion Canrinesion or under any state securities laws. We than the estnkoed amounts Short seeing provided by farCei other than 665 Franca' Sawn. monde **meted yaws fa private investment — An eslailate of arriciabted (non* (dividend arida If you re engaged in short selling a securay, youmay h acklitiOn, absugh LEG F nasal Semen gene-alto securities and structured products for Mammon* interest) deeded byline current market incur a charges due to cornbomrag coos for that Lildates this Mama al as is received. the rim Names only Accuracy is not guaranteed vakraverage balance 4 based on the Ian dividend kulte searity. does not prow* any aSSUrarCeS that the nformation - These values may differ evbgantialy from mess, d or Merest payment rnade by the issuer and under 'Contain' and 'Latealeed ganffoss' 6 any, at which a prate rneStrnenl Security a dames the seosheadeposes will be held for re Open orders accurate as al the date of the statement. As such Structured product may be bowie or sold and do year from the staterrnt date or until maturity. Regarding open a 'grelaificancreker errs that please do roe rely on this information to make not neassank' 'Wesel, the vas you may recent Accuracy and cementer yell we not guaranteed. were me evereded by the statement date, open buy and percher or sale decisions for tape:poses of veal liouidation. tel stop orders ere reduced by the amount of dividends otherwise. Accounts Oraerred to the Fins may - Thr party enemies of vela ar e as of a awn • Stets not held by UBE Essential Services Certain argilson an veteran* or mutes date unless reflect gar/ loss Mammon only fa the paid ore and we stealer to MG Fnarciel Services on a assets re not held by to and not mem the inserted otherwise by you. var are ItSpenSbie for era they are heel A the Finn More hapset regular bar by an independent Station firm. Finns possession or (enrol. These assets are orders that are wecutecl due [flops Ware to cancel Mormalon can be added by yam Financial Advisor. - twit, general partner or sponsor minuted rim, deployed on par statement for informational 9.'1,6,19 open order" • Urrutized gaid/losses Men data is evadable, if ay, re gaffed to the F km by the iSSucif, imposes oriy. Positrons and values presented are eRnred tweaked gain:losses are calculated icr general Paler a sponsor and may be carried provided by the 'scabs; fern UBS Fnancal Serwes is Privacy exhales, savoy lots. The trans/don data for based on efferent rdormaton Iran that used by not responseble for the rornabon and Ors not To obtain a copy of our current Client Pray.Nair nidivistal lots may or may not reflect carmosiceo. red pities to derive their minuted values guarantee es accuracy. Thew assets we rot protected please comer you financial Atria a vise webste charges ardor security reorganitaten invents - You can obtain addax.* information regarding by WC or Ilse Frin's sapplemental SIP( cos.age. at gyww ?to rewankanytet Dividend and other reinvestment lots and systematic the methodology used to determine the reins* of ▪ 1.8$ Financial Services is rot a bark. The RMA, Business purchase bas are each rotted to display ore value and the date of the Mormarn that as the • Revenue during and additional compensatian. Services Account BSA and AMA re brokerage averaged lot. The • trade date' co/Annpresents the basis for the estimate by contacting yap Fianceal — n a:Union to commestats on sales rd l2hI fees accosts which provide access to baking Stsvico and cegiul transaction trade date Advisor. ✓eceived n connection wth the darbuton of mutual prodn Ihaxfi anangernerds with affiliated barks • Callable searkies Bonds and preferred stock that - Tied pry estinamd ram may be reflected as finds to at ernes we ado our aerate receive and other Onixfiparty banks, and provides access to the issuer cats for cry redemption wit be selected 'We priced' n several situations when an revenue gang payments from distrtYrkrS ands Wine and amity products issued btu-affiliated inwarteally by lot Iran among all scares of that ndeperrker valuation km has not supplied a is advisors of the rattail fiends that we sell. These lir-party mane companies through instance issue held n our name or n nominee name for as unable to assign a Oka, when we become 'rare roses re based on two different comparms: 0) agency °trans a IBS Financial Seraxes ides clients Call Late Marmara n obtained lions third that a material event has conned that may call a die amity of sales by IBS of a particular marl - heentratnt insurance. and tenuity prockacts parties and es accuracy is rot %ramrod Other call Veva* reported aka Iwo question, or been a fond family to our cleans, and 60 the asset value of a — Not CDC nand • No bank guarantee* May lase rale (eaves may exist which mid Elect Mkt complete value would be highly speculate* due to the mote Particular mutual kind fanekly shares held at the — WA. ReSCVCe Maramment Account. Business Mormalen will be ansided upon request c the secunty. frrn Senior Account BSA. IRMA arid international Resource • Certificates of deposit (CDs). COs are FDIC muted - When near an issuer, genera partner or razor — We and our affiliate also receive networkng and Management Account are rya red service marks 0 cp to $250,030 n primped and :awed interesi per estimated value net a thidgry estimated wake is Cants processing fees in consideration for transfer UPS F rano* SeniCti depositor and per depository instate:4 naccordxce mired the vela of the wady willbedeferent agent services that we provide to the nxtualInds — VISA is a registered nomad, owned by Vela with FDIC Met. from its cfinhase prate. These fees generally re paid from nwstor assets n htiniticret Service Association ad used ender • Price/value Pres dispLhed fa stories and other - •Daributions to dale' may Made ahem of the mutual find and are a toed dolls' atratit based Rene. The LOS Visa ark cards ad the LOS Visa products may be hgher or lower than the axe that capita name or both. an the cumber of accounts at the broker-dealer debt cods are Ord by UBSBant USA with you would actually receive in the market. Prices are - '0ragnal unit re' represents the inn* offering holcang rrinAl funds of that find falsity permission horn visa U S. A Incorporated All Other obtained ftorn mean gad parry sources witch me priceper Viii and may al reflect your cal basis. - h adders, to commissions rarer in correction Vadwnerks, registered trademarks, service mats aId brew to be relare bit we do not guarantee then - DPP and sainted REIT securer re rot lard on a with the sab m astrbutco of arnuity contracts and registered service inarkS are of their emplane acosacy nationalsenders exchange, and re generally unit nvestment tort unts to our cients. we ands owl:ores - We generally use the closing price Men araUbk re &aid and even R Hwy can be soil the price as aerate recent revenue sharing conxernation the mean of the bid and ode prices la listed from airy of the -rnularKe<cmpalies mama tea UPS Fkvancial Services Inc Rev 20171' SDNY_GM_00028923 CONFIDENTIAL EFTA_00137543 EFTA01278450 U85 Financial Services Inc Retirement Account ;It UBS Priva te Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor April 2018 CNP7005 50418 VI 0 CHI AN MAX LL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio IRA Account type: Indwidual Retirement Account Account number: Your Iinandal Advisor. SCOTT STACK MAN/LYLE CASHEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the cn March 29 (S) on April 30 (4) RMA Resourceline at 800-RMA- I000, Your assets 57,469 34 57,301 64 account 029)23697 Your liabilities 0.00 0.00 Msit our website: Value of your account $57A69.34 $57,301.64 www.ubscomifinanciaisewices Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www.annualcreditreport.com. Tracking the value of your account duriag 2018 Value of your account S Thousands at year end 2017 157,676.64 Net deposits and 570 570 57.2 57.7 57.5 57.3 vvittdrarrals iS214.12 • • • • • Your investment return Dividend and Interest income $420.30 Chair in market value 4581.18 Value af yaw accormt on Apr 34 2015 557.301.641.64 Dec 2014 The 2015 Dec 2016 Dec 2017 Mar 2018 AM 2018 SONY GM 00028924 Member SIPC c NP7COCE0050?7875 NV7003183720 000:I4 0418 030579004 000300 Page 1 of 8 CONFIDENTIAL EFTA 00137544 EFTA01278451 SUBS UBS Strategic Advisor April 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:In.:by IRA Account type: Account number: Indb..clual Retirement Account Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of April 30 (1) your account . Cash and money balances may include A Cash and money balances 1,5 I 9.96 2 65% Your current asset allocation available cash balances. 08S Bank USA deposit Cash alternatives 0.00 000% account, UBS MC insured Deposit Program Bank B accounts, 005 AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances- See the Important informanon D Fixed income 55,781.68 97 35% about ;our statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities ace 000% Total assets $57,301.64 100.00 °o D Value of your account $57,301.64 Eye on the markets Percentage change Index April 2018 year to date S&P 500 0.38% -0.38% Russell 3000 0.38% -0.27% MSC I - Europe, Australia & Far East 2.57% 0.94% Barclays Capital U.S. Aggregate Bond Index -0.74% -2.19% Interest rates on April 30, 2018 3-month Treasury bills: 1.83% One-month LIBOR: 1.91% Ctir 70000005697876 NP70C0I 09730 COCO. 0418 030579004 COMY_GM_000269ftge 2 of 8 CONFIDENTIAL EFTA_00137545 EFTA01278452 UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your PI nandal Advisor: S Friendly account name:trick, IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CASNEL Change in the value of your account Summary of gains and losses wives reported t*iow exclude products for which gam and losses are not classified. April 2018 al Year to date (I) Realized gains and losses Unrealized Opening account value $57,469.34 $57,676.64 April 2018(5) Year to date (1) gains and losses (4) Withckawals and fees, including investments transferred Short term 000 0.00 -15.63 out -107.46 -214.12 Long term 0.00 0.00 -967 42 Dividend and interest income 116.20 420.30 Total $0.00 $0.00 -$983.05 Change in market value -176.44 -581.18 Closing account value $57,301.64 $57,301.64 Cash activity summary See Account Klee), the month for deta b. Balances In your Sweep Options are indudedin the openng and Dividend and interest income earned closing balances value. FDIC insurance *Viet to deposits al UBS Bank USA and at hanks paticipating in the UBS FDIC Ins Wed Deposit Frown it ctes not con to deposits at U8S AG. Stardord parch Of bank deposits placed thrOugh the UBS international Deposit necount program SiPC protection applies to money For outposts of INs statement, tagablty of inkiest and dividend Income Ns been determined Iran a US nand sweep fund holdngs but not bank deposits See Important information about your statement on the lac reporting perspective. Bawd upon the residence of the account holder. ac count type, or product by*, last twopages of tans daimon for detain some Interest anent dvidend payments may not be subject to United States (US) ardor Puerto Rico (FR) Income tares The (lent monthly statement is not intended to be used and cannot be retied upon Ice tar Aprl 2018 (5) Year to date (1) purposes. Clients should tefer to the applied:1e tar reporting toms they receive from UBS annuity, such as the fermi 1099 and the Foetus 487, fa lac recoiling information It is the woke of UBS to file the Opening balances $1,627.12 $1,732.88 epplicalie ter reporting forms with the US Mterni Revenue Service and Pa Deasury Department and in such town accutatety classify dwdends and a Interest as lac exerrpt or iamb* income. Pleat consult your Additions Inthtdual tax woofer. Dividend and interest income 116.20 42030 April 2018 (1) Year to date (S) Total additions $116.20 $420.30 Dividends 115.90 343.53 Subtractrons Interest 0.30 0.95 Professional management fees and related services -107 46 -214.12 Total current year $116.20 $344.48 Funds withdrawn for investments Prior year adjustment 0.00 75.82 bought -115.90 -419.10 Total dividend & interest $116.20 $420.30 Total subtractions -$223.36 -$633.22 Net cash flow -$107.16 -$212.92 Closing balances $1,519.96 $1,519.96 SDNY GM 00026926 CelP7C0C03050?7877NP70031£8720 00003 041803057,404 cor0r0 Page 3 of 8 CONFIDENTIAL EFTA 00137546 EFTA01278453 cat UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your I nancial Advisor friendly account name: lndiv IRA SCOTT STACK MANLYLE CASRIEL April 2018 Account type: Individual Retirement Account Account number. UBS Bank USA Deposit Account APY Interest Period Mar 7- Apr 5 Opening UBS Bank USA Deposit balance Mar 7 $1,627.12 Closing UBS Bank USA Deposit balance Apr 5 $1,627.42 Number of days in interest period 30 Average daily balance $1,627.12 Interest earned 80.30 Annual percentage yield earned 0.22% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratement a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None silrvted Your account instructions • IES Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. CW70008005697878 NP7OCOI88720 00004 0418 030575004 COCISONYGM0002691.2219e 4 of 8 CONFIDENTIAL EFTA_00137547 EFTA01278454 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your rinandal Advisor: $UBS April 2018 Friendly account name:Indry IRA Account type: Account number. 'nobs:dual Retirement Account SCOTT STACKMAN/LYLE CASRIEL Your assets Some pnces, income and current values shown may be Eppithirrene. As a rout, cairn arClIOsses may nos be accurately reflected. See rmporunt informafron about your statement a the end of ths docurnem for more Information. Cash Cash and money balances Cash and money balances ma/ include avalade cash balances, US'S Bar* USA depoot account balances, URS Bark USA and as UBS MC Insured Progan Bank deposit accord tderKes are insured by the FDIC within UBS FDIC insured Rogan Sank Mantes. UBS AG Stanford Branch ceposit account balances and money agaicatiae lints, but ale not protected by SIFC. L185 AG Stanford Branch decout account balances are not insured market mutual fund sweep balances. by FES< and at not protected by 51K. Money market sweep Lances are protected by 51K but are not Insured by the FDIC See the Important information *bout nut statement at the end of this document for detain about those balances. °tenni? baance Cloung balance PA ct ref shale Average Dradend Interest Dad Hddng on Apr (1) on Apt 30 (S) on Apr 30 (s) rate period period Cep amount (S) UBS BANK USA DEP ACCT 1,62712 1,519.96 250,000.00 Fixed income Mutual funds Total reinvested is the iota ce al reinvested dedends B does rot include any cash dvicierds. It is not a Unseafrol rya) gain or las is the dfference between the current vane and the cost bait and voted la lot for the purposes of dderminng hacked periods or cost bass. The shares you receive each time yOu generally be )our lacetrle pan alas if the security was sold codas dote The urreaded fta0 gain Cr loss may reinvest dvdenct besorne a separate tax qt. need tO to aluSted for return of captal trathents in order to determine tne reenzed can or loss for tar tenoningpurposes. Cost beta n the total purchase cost of the security. includng reinvested dvdends The cost basis may need to be adusted for return d cacital payments in order to detem-ine the ad usted cost bags for tax investment return is this current value Mous the amount you invested, t does not Include Shares that are not retorting mitoses. reflected on your statement, inducing ShaleS that ha.* been leaded as either a can or aims It EISO does not include cash duclends that were not reinvested Purchase rancor Hddno ofthsh er rTes Ape vetant epTses Clit eens; Cost Price per 'hat Value on Unrealized ClaO imestment Hcidng invest basis (l) On Apr 30(S) Apr 30 (1) gain or loss di return (S) Period DOUBLE LINE TOTAL RETURN FUND INS% Symbol. 081TX Trade date. MN 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.400 17,610.54 -389.46 LT Total reinvested 61.813 10.634 657.36 10.400 642.86 -14.50 EAI: $667 Current yield 365% Security total 1,755.134 10.630 18,000.00 18,657.36 18253.39 -403.96 253.40 JP MORGAN SHORT DURATION BOND FUND CLASS I continued next page SDNY GM 00026928 Ciiir7t003309337879NP7003l$3720 OCK:01 0418 03057 `004 WACO Pap S of 8 CONFIDENTIAL EFTA_00137548 EFTA01278455 SUBS UBS Strategic Advisor April 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name: lndiv IRA Account type: Account number Indisidual Retirement Account Your Ignanciel Advisor: SCOTT STACK MANY LYLE CASR1EL Your assets . Fixed income . Mutual funds (continued) Purchase pica Hunter Avelaw peke Client Cost Price per Shoe Value on Unrealized God inns:mod Hddng Hddng of states potshot. (5) investmmt (t) Oasis (S) to Apr 30(1) Apr 30(1) coin or loss (5) Mum (1) period Symbol: HIM Total reinvested 1,805.387 10.990 19,842.41 10.670 19263.47 -578.94 19263.47 EAI: $262 Current yield 136% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.000.00 18,000.00 10.060 17,999.99 -0.01 LT Total reinvested 26.325 10.065 264.97 10.060 264.83 -0.14 EAI: 4263 Current yield 1.44% Security total 1,815389 10.060 18,00000 18264.97 18264.82 -0.15 264.82 Total 636,000.00 656,766.74 655,781.68 4983.05 619,781.68 Total estimated annual income: 61,192 Your total asset nnentagea Cost Blmated Unreebzed Value on Apr 30(S) your account basis 01 annual incart gain or loss (5) Cash Cash and money balances 1,519.96 2.65% 1,519.96 Fixed income Mutual funds 55.781.68 97.35% 56,764.74 1,192.00 -983.05 Total 657,301.64 100.00% $58,284.70 $1,192.00 4983.05 Account activity this month 03e Aellwity Description Amount (5) Dividend and interest income Pcoderch Apr 2 Cavdend DOUBLE UNE TOTAL RETURN RAID IN571 A5 OF 0)29/ 18 57.45 SYMBOL DBLTX Apr 2 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 03/29/18 30.81 SYMBOL PSDYX Apr 27 Dividend JP MORGAN SI4DRT DURATION BOND FUND CLASS I 27.64 SYMBOL: HLLVX Total dividends 6115.90 0NP700C0005697090NP70001e6720 00004 0418 03057%04 Ceift&Y_GM_000269P29fie 6 of 8 CONFIDENTIAL EFTA_00137549 EFTA01278456 (SUBS Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your N nandal Advisor: Friendly account narne:Indiv IRA SCOTT STACK MANLYLE CASRIEL April 2018 Account type: Individual Retirement Account Account number: Account activity this month (continued) Odle Oexnplion Amount (1) Dividend and interestincoine (continued) Interest Apr 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 04/0918 0.30 Total interest 60.30 Total dividend and interest income $11620 D to Actihity Description Amount (1) Pees Apo 23 Fee Charged QUARTERLY FEE -107.46 Total professional management fees -$107.46 Inyesbnent transactions tot more I iltOWISIOn *Out tne Wirer %gut Shown for restricted SeCuritleS, See Important Wormaion abart yow statement at the end of this doc‘rnent ProCeeCis frcm Funds investment withdrawn for Atclued Die Wooly Descapbon quantity vane (5) Price CO transactions (S) investments bcogs1(1) 'merest (S) Apr 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 5.482 .57 45 DIVIDEND REINVESTED AT 10.48 NAY ON 03/ 2918 AS OF 03/2918 SYMBOL: DEILTX Apr 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 3.063 -30.81 DIVIDEND REINVESTED AT 10.06 NAV ON 03129'18 AS OF 03/29 I8 SYMBOL: PSOYX Apr 27 Reinvestment 1P MORGAN SHORT DURATION BOND FUND 2.593 -27.64 CLASS I DIVIDEND REINVESTED AT 10.66 NAV ON 04(2918 SYMBOL HLLVX Total -S115.90 Date ACInnly DeSCriplicn Amount ID Money balance activities Mar 29 Balance forward 61.627.12 Apr 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0410918 0.30 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04123118 .107A6 Apr 30 Closing UPS Bank USA Deposit Account $1,519.96 The UBS WO USA OepOtir ACCOunt is your primary sweep Cpleon SONY GM 00028930 CNF7C003309587881 Nro003103r20 00031 041803057`001 000000 Page 7 of 8 CONFIDENTIAL EFTA_00137550 EFTA01278457 $UBS Your notes C.RIPW_Gni_aaozern as CONFIDENTIAL EFT,00131551 EFTA01278458 Important information about your statement L. Financial Services nc. (the Fern or UBS Fnercial her I romyou no later then 60 days alter the F rm deem for cash). Echnatay broths* aesthete upon • Achieve Copta(Appreckhon: Investments seeking Servbes), is a merrber of all principal snaky, commoity sent you the Int st!WWII on vAikh the ems or repast or at saw six.erg The SIC asset protalon growth of prates' rather than the generation of and esters exchanges. UBSFinancial5enices and 1,135 Problem Mowed. limit apply to all accost that you held n a parapets income. Bank USA ate i-diect subsilenes of UPS AG and - Dosed, pow narre ad accost number (uf any) capacity. • Produce Combination ofracoon. and Caprial *Misesof UBS Swishes LLC. The Finis manual - Cesabe Ile error or the nosier )Cu we creUre The Finn, together rah certain aff olives. has also ApprenatMv Investments seek ivo both the generation statemert C available upon regces. The Fleas extoonere about, adopter, as drab ae you can why you purchased 944>kolental inecrarce The maroons of nccme and growthof prixtml. alias ace a. believe t is anIan a why su need more ietiaint payable to al elgbacinntk colleclwelyMet Samanon this protection is 1500 million as of Narita,' 10, 2016. Overall risk profiles 1115 Gina-col Sentes - Precede the doter arnant of the suspected vra. &bad to the poky cordite:re at imitations, cash a • Consorvanvo Soaks to marten nital arc pat with 1200 Harbor Boulevard the firm isfurther protected to up to $1.9 million n the Weehawken. NJ 07086 low rat ad veletasy to the arcane owrat even 4 The Finn or Card Issuer wB :wrap* your complies aggregate ball your accounts held n apart:as that means tie accost does not generate signiftam and will coned any mot promptly. For alleged snore cipanty AM copy of the poky wadi-9 is mallet income a rams and may not keep pace with This statement repesents the only official record of you' Mekong UPS teas debil ca-d Oa-Gaolers if we take aeon request. intritan. U3S Financial Services account. Other records, nue( more than 10 but iras days to dot ths, we willcredit • Moderate Willing to accept some rids to pinched ad °Pica la documents. contanng conflicting daa should yar acorn for the amount you that is in trot', so that Neither theSIPC protectionnor the saphreental not be relied was H you bean* there is an nice a you wit brie the use of the money dunng the tent it protection apply to: tolerate sane vOlallity to seek biter returns. omierion plea,. report it immediately n writing to the takes us to complete our iwestiption. • Algtaressise: Wilkg to accept hip risk to pincipal at • Certain frumen! insets controlled by (and inclosied n Brands Manager of the office wag your account your account value) but held away from UBSFinancol high volatility to seek high returns over tin*. Please mike all checks payable to the Fire or the • vmasemenl Elpikehey Consolaration: t seleneci a Senates For enexple certain (i) insuraxe orociara. Attce4' a 'ivies shovel ae aranded to be amine, animal incaution rocketed on tie front of the including variable rarities. and 00 shares of math! portion of the portfolio for tat account may include etatement ratserculd not be used for to prposes Rely statement In addition to ngtkr /cram lest accounts funds registered the name of the account holder on complex *rapt linked liquidety andante( 'deb on yeaand tax rams, Ge Form 1099, 5496 ma/ be Abject 10 mantenare tees, (haves for late the boots el the issuer or funds( agent), vobtilty. 10425. etc ) whenDrepamg your lax return. The Finn pasiment ice securities purchases and charges Ice unpaid • Imesrant aro-arts or iNfilinerit interests (e.g. required by law to report to tie IRS all thable dividends, intuits n cash accounts Accounts that ye transferred limked partnerships ad private placements) that are Statementehouseholditr owortabb nentaubt darickend and rata inures to other instaacns may be subject to a bander tee. not registered under the Securities Act of 1933; We may corooldsle sl related account statements with erred on Weans" Fold in you accorat net proceeds • Committee contacts (e.9, foreign odors* and the rare address in the same envelope, et. because on see trrsactore, ad cost basisoncertain covered UBS Sweep Options yet rots metal contracta inclustrg futures contract, they have owners who ate maven joint accost carats. 185 oriers options ice samplg cash balances to bale at commodity option contracts; and relationshOs wit, other dents a the sine address. If detest accords al non-aff dieted bales ad Addled you pieta to reseee indiedual Statelier& mailed en • Deposit accounts (except cenif Cates of deposit) at I.% seprate ernelooes, yw maydecline houwhdding try Crawronlatkmewiduhe Firm banks, money marlin mutual funds (Money FradOrd Bale USA UBS AG US. larches and banks n the • Please necorram ery oral cormuncabone in writ hg he thdernatisnalDrama baart (DA) fa cuff:calm FDIC Insured Deposit Program. (afro your Financial Achmor tofurther protect your rig*, indudrg your rignes will an Intematiorel Pesaro. Management Accost. The Slit protection and the supprannral protectiondo under the Seosiies Investor Protection Act (SPAS Deposit account al UBS Bak USA and rem-aff Sited Friendly account name not apply to thew amen even if theyotherwise appear the Friendly account name is a cusiomizable 'nickname • If the fin/noel ratitution an the top left of to frcni banks panicipatng n the UBSFOIC4nstred Deposit on per statements. 11ne 5VC protection ad the of this stamen snot LI35 Frond Srates,U3S Program are FCK.imured in accordance with (CPC noes. crawl by you to assist you with your reccedkeeping sakmental protection do not protect aganst changes has no legal effect cn your account You craw.? Froncial Saran carries pa vaunt as dearing For rare infonmaran, skew Mk mew (Weepy. Deposit a the menet vaLe of wor investments (whether es a broker by arra-gemmt wit the ncicated institutors accounts at UBS AG StanfordBranch and shams of result of market movement issuer ballatiptCy your Friendly account names, through Onine Strikes a We in you of the relalcnshio Weeny% MooryFuxt are net road by the FDIC. by contacting ycur FirunoalAduse. otherense) opened this accost hem cast your tu-ra and sekelties tre located a UBS financial Senates and rot Through the DA, cash balances am swept to deposit Dividend fleirvesUreent Programs (DPW) Accan overview the incedeciw bran, ad youmat meta • repos accounts at UBS AG New WW1 Brarra adUBS AG Thai wke reflected is an average eke. You may Saari • Yak" of tour aaountfaorffolc. Net of assets a-d of any aree or omission to both firm Carnal Branch. These deposits are not insured byte the actual Flee Iran yea ram-KW Advieor . Only whole litanies • Asdelisted in the account agmemmts, you must FDIC. Balances held at tie LES AG Cayman Branch are shares are purchased under DRIP; Pamal thaw wit be • Assets Includes available cash balances, wakes for roily us of my enors or fraud inhering decks temp:only noosed to the sovereign ra of the Cayman sold ad the cash wit be deposited in your acount The restricted acuity (est), aid Global Tine Dafe3ItS, reflected an pour statement within 30 days after a was bleep ad there is nocturne* or ethic oblation of dividend renveslment pace applied by the esuer may unreik20:1Mralt.110 market, andcanon assets not held mailed a made avalable. LES AGM repay the balances while on the UBS Comas ells fromthe mieket pica at which the partial tares by the Fin,. Does not include unp&ed emuritiodaseets • Pleatsdart hemmer complaras or names to the Branch's books. re sold at the end of the prim and curet stalem•M pentads, or Film% C fent Relations Department a 201.352.1693 tamale nasamentku vd stock options and or toll-free at 80:0-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9RC . Money Fad Cash-ehlieu earcsalde Mods options ET Mondry through Friday, or in weng to UBS shires are panted by 51K. See "UB5 Financial Sanas Onb whole urns may beheld ei yos account. If you re • Cigar:es hides debt balances, oasts dog moon Pi-uncial %nice fre. Client Replica-Is Depairmat Acacia Reunion' below. era tried to • pas ul use m a result ol • %Wird gramme loam, credit line, shat arrant boraces. P.O. Box 766 Union Cky, NJ 07C$7. a otherwise. the Finn well either sell partial ,rate at • Caratiomy balances. Total of uninvested avalabte • A 0 Preements shall be deemed complete ad acoste ltan your request batexes m the bare deposits miy be market price a accept an amount determined by a cash balances, pia deccot balances at affiliated and if not objected to is writing within 60 days wrachawn, and chats of a Money Ford may be riegittered clearg agency, at credit yos accost. non-aflikated banks. End money matte mutual fad • Fa TT' services Call 044412.0%6 or from outside Istalsect and the proceeds returnd to you a you' craw balances, at doe chose of the statement period. the U5.: Cal201.352.1495 Walden attar* Investment objectives Nantormeodity free ma balances inper want zr• • In can of *nets or winters aboul an electronic The investment objectives and risk profile are speck to not f egrtgaled from other balance and they FineFray Father itiormatcn about available sweep options, each account and may ray between yes moons. use any of these fords nth, ordinay course of its knob transfer OFT). bil parnica or UBS crtamdebil inclAng current interest rate. and yields, it available card transact/0ns, call KO-762-1000, a wile to UBS Please advs. the Finn prorrptb in rating ol a's busness. These funds aepayaole won your demand. Francal senses Ix.. 1000 Harter Bled, Ph floor. wow ubs corriwneerariekk fromyour Ft-racial Advisor pits* change in you I coaxial situation or This total is noLded in the asnet period closing mew. a by calling K0.762-1000 investment oboctran For each wart helot you WiddMin NI 070%, Attn RIANESA Senoras- choose a' of the (plowing imestment objectives: Cal a rake as soon nye., can, if you Fork Your UBS Fisandal Services menet protection • hoax* Caverramoree: Investments searg the statement a receipt is wag or 4 you need more The Firm learnt/ter of the Se:vain Malta Protection Corporation (51K), Mich protects routines oatonws generation of ncome only. hlomiaten await a transfer on the statement or receipt. The Film or Card Putt as applicableinmet of as members Lip 10 1503,000 (elfhiding 5250,000 for SONY_GM_00026932 CONFIDENTIAL EFTA_00137552 EFTA01278459 Important inforn tat iw about your statement (CrollthlUed) Lendieg inforthaticie securities and cpbens or ony bid prices ter OTC e.etved may be less than the per tare estimated the enemy tort:auk Abbate' at the entrance For detailed informaton on the Finis lending praetkm startles. sat crowded n the scare statement. cempanies or sponsors of the unit investment trusts and drawn refer to air Clwm Relainnship - Less stay traded securities may be priced using urn detrioute. Agreement or Accost Agreement rd the General valuation model a the mOS1 recent price we • Ftearicted securities Restricted realm generalk - In addition to commissions mewed fan the hems and Conditions. LBS Statement of Credit ?radices obtained and may not reflect an WWI make price are rot curia y egble for public sale LOS Financial cacaos* and sale of Nexthres ILnds, we ardor ea available in Agreements and Guelbsures at a yaw Services uses the node price of the unrestricted stork *Clete ream an oat-band revenue sharing aggeu, ub• comtvcounecteflotteek - Certain pore km may appear withCul a pike rd of tl-it one 6suer as an mpated value foe the payment hem NortStures distrannors, as wet at will lour as 'price was not evadable' it we we restricted stock for putpow; of thit statement on4r. To uthind for *chock% develthmee t. training and Your assets table to obtain a pnce for a seedily. the even that restricted sautes are Mgt* to sale, education. You eaten-ern demen secuit es and other assetsheld - Deposes or securities denominated remain the yaks recesed may be stbstantolk less than the - Our ifilates also receive trading amernsions and in the avant al the end of the statement period You Mier than U.S dabs am rellated at the ewhange naked mire town other compereation frommoue fords and insurance may ra for &Way of lutt paid sco-rtties At any time. rate as of the statement date anemias whose products we cfnubue. You may receive aunties used as loan collateral after - Fcr whin WM./dies trait in nonce/keening • Eq. hostimad) incomee current yields and eaten - We recent an awlfee from UEG Barb USA ad paying any balance dm on them. AN securities &nen-Qt.:Os, pore ad qua-fay(Ica value) may An ellMate of anal inane is bawd an current IBS AG Stamford Brach of up to 125 per scant la-endeared to the dm &ring the statement period are have been adjusted to facilitate proper 'Mace. dsidend and Merest rate., assuning the satiates will sweeping to the banks under the UBS Bart Sweep listed at makes vabe as of the end of the stMernert To obtain Current CiteataliterS, *An availabk, cast be held for he yea from statement date or trail Program prod void Fruncial Adria. mattrity This estimate 6 crop a guideline. accuracy • Cost batik In delaming the cod bask of the and catinued incerne are not guaranteed Adivily sautes inekided in this Patemerd, where indicated • Private ineettnentS end steactuned products. — Estimated anal income rid curet yield fa hforreaton regardng CCMM6SCOS and other charges wanthe 'Utter Lei F concise Services tor feted Private meStment SeCtnlieS (IrKIJcirg drect certain types of smokes cald nclde a faun of awned n connector with the executon of trades, en oal etthined from sources other than US$ part<ipalcn program and real eriateimestment trust precool or captalgans n which case the est. ixthOng coke, transactions he been indicted an Fevaul rk rg efamation Iran another 'cosines) and structured palJcts are grnealy holey income (polemist ywl would be overstated. Confirm/hens mercury handed so you, and will be fine or that you may haw provided to you- Finaval &dad Coon oructuod products have not been — Estimted anal income ad cement yield and the Vended to you prorrptty On repast. Ackisor. The Firm does rot irdeperdently may a registered rah the Securities and Exchange actual income andyield frigv be lower or higher guarantee Ow accuracy or Madly of any Mammon CCOIMSS60 a under ary State securities laws. We than the ertm*ed wants Short seeing provided by tetras other than LES FNncal Seraces. prOnde ertmated vale, fa private nvestilyM — An puma of arrWal.ted intense (dirdend ardor If you are engaged 4, short selling a tauten youmay h sktitiors although LOS FOrval Sakes genoalle securities and structured products for nthersai oral interest) divided by the current moist incur a charge ciao to certain bonithrith corns foe that updates this Marne kin 'reit received, the rem pupas only Accuracy is not guaranteed vatheaverape balance 4 based an the Last dividend pan kulte searby. km not von* are, assurances that the eformatien - These values may differ ssbgantialty torn prices, or Merest payment rade by the issuer and under "Cast bind' and • Werealcul gaol Ass' 6 any, at which a porn Meanie* security a are-Ines the seheitetdeposes will be held for one Open orders accurate SS of the date of the statement. As such Structured modal may be boatel a sold and do year Iron, the statennt date or until rablvrtly. Regaidng open or • gtheridasnalker ado-. that please do rot rely on the inthrmation to mike were not roiraied by the stathiners date, open buy and not tnnevurib' represent the value you may receive Accuracy and continued yell a not guaranteed. parches, or sale decisions. ler tax prposes 'Pon licuidaticn. kg stop orders are reduced by the rat of dodenek od remiss. Accounts trareerred to the Firm may - Thin party tamales of vatic are as of a aeon • Alms not held by Unfree/Kiel Services. Certain angelson an ex-dividends a eveighk date unless reflect gate loss Mammon only fa the peeiod date al are supplied to UBS Financial Sevres on a assets are not hell by teem and not wen the yawed othembe by you. You we repent& for time they ate had A the Fern More hittoical regdar base by an independent valeation Fens possessive or (enrol. These assets are orders that we executed do toyed- 'alum to cancel information can be added by yOkrfinancial Advisor. - bruit, gaol partner or sponsor est:noted valor, deployed on yaw 'edema for informational "fling open ord.'s". • Uroutited gerafiostes VAVri data is available, if any, are epplied to the Finn by the issuer, pteposes aiy. Positrons and other presented are eonwed sneaked gaitlosses are calcutated ?meal Paine a Spenser and may be caktIated provided by the 'shag fern UEK intake' Streets is Primacy exividaai savvy lots. The transaction data for based on deerent information Iran that used by not responsbk for the Mammon and does not To obese a copy of out Current Client Privacy lake ndtvilal lots may or may not reelect anmeriere. thed polies to derive that esumerd valves. ante is accuracy. these assess not protected please context your Financial Athirst or vise or wcenae charges aka security reorganitainn runs - You can obtain additional information regarding try'.4;sc or the Fern's Supplemental SIP( co rage. at yaw ?de erenheivacerofcp Diedend and other reinvestment lots and systematic tee methodology used to determine the estimate of - 1.8$ Financial Sakes is roe a bark. The RMA, Business purchase kits a. each contivid to display one value ad the date of the Mormalon that tithe • Revenue shoring and additional compensation. Stinker Account BSA and AMA are brokerage averaged lot. The • trade date co/Annpresents the basis la the estimate by castactrg year Fnmcal — h orison to ccenmesons Cr, sales rd 12b1 fees accounts which prole Often tobeaka seines and aging transaction trade date Advisor. reamed n connective with the &treason of mutual prosems teat mangements with affiliated barks • Callable mostities Bond and preferred stock that - Teid party esteemed menses may be reflected as funds to Our <lents ke axle( our *Wale room and other hid-party banks, and provides access to the issue cats for ea redemption wit be selected 'Nee pnceer in several situations. ashen an revenue *with payments from cletrinAcrs ardor nuance red amok products issued try uniteared inthartially by lot from among all saunter of that indeperdere valuation km has not supplied a ta advisors of the ntitual reds that we sell. These tal.party rotate companies enrol.* ine.rance issue held n our name or n nominee vane for CV unable to assign a vat ... when we become aware awes are based on two different comporents: (0 agency rainbows of LBS Financial Seeker inc. Client'. Call kart Marnakom obtained from third tot a material event has mimed tut may tall a the snout of sake by LEK of a particular rnsual - huntrutnt insurance, and annuity products parties and in accuracy is nol gtoranteed Other call previously reported yaks into question, ce ether, a fund family to our ciente. and 6) tee asset value of a — Not CDC named • Ho bank guarantee* May bre rata feaves may MP which aid Elect Mkt complete value would be highly speculative due to the native Parietals recaltial turd faniy, shares hey at the — 1MA Fescace klartarnent Accost. Business nth:mak:a will be provided upon request of the seemly. inn knots Account BSA. IRMA and eternatioral Resource • Certificates of deposit (CDs). COs are FDIC nsured - When neither n ester, general partner a Spinet — We and ou affiliate also receive networking and Management Account se reentered service marks 01 tp to $250,0)0 n princoal and accrued interest per est imbed value net a thidparty estimated Ms to annbte processing tees in canderabon for transfer UPS Financial Service, ahc, depositor ani per depository instittney n accordance meads the valm of the saver will be deferent agent 'invites that we Fronde to the maul funds — VISA kerne...id radon*, *nosed by Visa with FDIC hiss. from its asthma price. Theta fees go-malty am paid from inestor assets n Mona :nal Snot /Association ant used In* • Pricolvalue Prices dispLaged for secures and other - •Disubutions to dale' may nix* man of tie mutual hold and are a fend dollar aircent based kerne. The LI3S Visa credit cards ad the LEIS Visa predicts may be hgher or lower than the pee that cattle name or both. an the writer of accounts at the broker-dealer debt cards are towed by MBank USA with you sway actually receive in the Market Prices se • 'Orignal unit me represents the initial offering koldng mixes' hinds of the fund faintly patinae from visa U S. A evaporated All ocher captainedfrom various tad piny sources thch ate once per um and may not reflect you, cost basis. - h a:Maim to conmakins received in connection trademarks. registered trademarks, Servite marks ard bath* to be mashie, bit we do not guarantee lei - OPP and tainted REP sem...ekes are not listed on a with the rate or dela:vice of amitycontracts and registered service nudes are of thee respective accuracy Nikitasecurities exChange, and are gererally unit magma trust unts to our clients. we ardor CcrtOne$ - We generally use the closing price win awilalece .agora and even II they can be sold, the 'vice as affiliate receive revenue sharing condensation 1st mean of the bid and ask prices for listed from may of the nuronce companies underwear.) LAS Financial Camas Inc. Ray 20I7II SDNY GM 00026933 CONFIDENTIAL EFTA 00137553 EFTA01278460 OBS Fnancial Services MD Retirement Account UBS Private Wealth Management 299 Park Avenue 26th Floor UBS Strategic Advisor New York 1W 10171.0002 May 2018 cessmostigoest 0518 XA Y1 0 HI AN MAX LL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Indrodual Retirement Account Account number Your limeade' Advisor. SCOTT STACKLIM/LYLE CASRIEL Phone Questions about your statement? Value of your account Call your Financial Advisor or the on April 30 (5) on May 31 (5) RMA ResotsceUne at 80041MA-1000, Your assets 57,301 64 57,516.92 account 02%23697. Your liabilities 0.00 0.00 Visit our website: Value of your account $57,301.64 557,516.92 www. comffinancialseivices Items for your attention Our office at 299 Park Ave, 25th floor will be moving to the 26th floor on May Sources of your account growth 18th Our Branch phone numbers and your account numbers will remain the same. Tracking the value of your account during 201$ Value of your account S Thousands at year end 2017 $57,676.64 Net deposits and 570 57.0 57.2 57.7 573 57.5 withdratiab -5214.12 • • • • IP • Ycur kivestment return Dhidend and interest income $529.09 Chance in market value .5474 69 Value of year mann WI Won 2018 $57.516.92 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Apr 2018 may 2018 SDNY GM 00026934 Member SIPC 0111700083056906431 NP1003192652 00001 0518 030575004 0001t0 Page 1 of 8 CONFIDENTIAL EFTA 00137554 EFTA01278461 SUBS UBS Strategic Advisor May 2018 Account name: GHISLAINE MAXWELL IRA Friendly account nome:Incliv IRA Account type: Account number. Indisodual Retirement Account Your 14 asocial Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May31 ($) your account • Cash and money balances may include A Cash and rrxmey balances 1,520.27 2.64% Your current asset allocation available cash balances. LIEIS Bank LISA deposit B Cash alternatives 0.00 0.00% account, VBS FNC insured Deposit Program Bank accounts. 085 AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances- See the Important in formanon D Fixed income 55,996.65 97 36% about your statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets 557,516.92 100.00% D Value of your account $57,516.92 Eye on the markets Percentage change Index May2018 Year to date S&P 500 2.41% 2.02% Russell 3000 2.82% 2.55% MSC I - Europe, Australia & Far East -2.11% -1.19% Barclays Capital U.S. Aggregate Bond Index 0.71% -1.50% Interest rates on May 31, 2018 3-month Treasury bills: 1.91% One-month LIBOR: 2.00% CNP70006005.593682 NP7000192652 00004 0518 030575004 COtiffiklY_GM_00026end 2 of 8 CONFIDENTIAL EFTA 00137555 EFTA01278462 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXVVEU. IRA Your Financial Advisor: Friendly account name: Indic IRA SCOTT STACK MAN LYLE CASRIEL May 2018 Account type: Indcledual Retirement ACCOunt Account number. Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam and losses are not classified. May2018 (3) Year to date (I) Realized gains and losses Unrealized Opening account value $57,301.64 $57,676.64 May 2018 (1.) Year to date (s) gains and lasses (s) Withcfrawals and fees, including investments transferred Short term 000 0.00 -1090 cut aoo -214.12 Long terrn 0.00 0.00 -865.68 Dividend aid interest income 108.79 529.09 Total 4876.59 $0.00 $0.00 Change in market value 106.49 -474.69 Closing account value $57,516.92 $57,516.92 Cash activity summary See account activity the month for deeab. &dances in your Sweep Options are indudedin the openng and Dividend and interest income earned closing biances value. FDIC insurance 4dpies to deposits at UBS Rank USA and 21 banks participating in the UBS FDIC Insured Deposit FrOgan Pt titer not ,Ippty 10 deposits an UBS AG. startord parch or bank ceposils placed through the uBS internationi Deposit Account program SIC protection aspires to money for outposts of thls statement, temerity of interest and dividend income has been determined horn a US market sweep fund hoicirgs tut not bank deposits See Important information about your statement on the tax reporting perspective. Based upon the residence of the account holder, account type, or product type. last tyro pages of INS COCtsrent for details some Interest andor dvidend payments mar not be subject to United Stitt (US) andor Puerto Rico (FR) Income tares The dent months; statement is not intended to be used and carrot be reSed upon for tar May 2018151 Year to date (0 purposes. Clients should refer to the applkide tar reporting form they receive Iron UBS annuity, such as the fOrmS 1039 and the ROMS 497. for tar rePOIMg infornation it is the practice of UBS to file the Opening balances 51.51946 $1,732.88 tpplicatre tar reporting forms vAth the US Mtemi Revenue Service and PR Treasury Department. and in such forms accurately demi fy dndends and's/interest as tar exempt or taxable income. Please consult your Additiorrs indudual tax propane. Dividend and interest Income 108/9 529.09 May 2018 (31 Year to date (S) Total additions $109.79 $529.09 Dividends 108.48 452.01 Subtractions Interest 0.31 1.26 Professional management fees and related services 0.00 -214.12 Total current year 5108.79 $453.27 Funds withdrawn for investments Prior year adjustment 0.00 75.82 bought -108.48 -527.58 Total dividend & interest $108.79 $529.09 Total subtractions -$106.49 -$741.70 Net cash flow $0.31 -$212.61 Closing balances $1,520.27 $1,520.27 SDNY GM 00026936 CNP7000B005690683 NP7000197652 Coed OSIB 0305790CM 000100 Page 3 of 8 CONFIDENTIAL EFTA_00137556 EFTA01278463 *UBS UBS Strategic Advisor Account name: GelISLAINE MAXWELL IRA Friendly account name:Indio IRA Your 15 nenciel Advisor SCOTT STACK MAMLYLE CASRIEL May 2018 Account type: Indentkal Retirement Account Account number. UBS Bank USA Deposit Account APY Interest Period Apr 6 - May 6 Opening UBS Bank USA Deposit balance Apr 6 11,627.42 Closing UBS Bank USA Deposit balance May 6 $1,520.27 Number of days in interest period 31 Average daily balance $1,578.89 Interest earned 80.31 Annual percentage yield earned 0.23% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch manager You can find a lull description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligbitty consideration None selected Your account instructions • 085 Financial Services Inc is your IRA custodian • You' account cost bass default closing method is FIFO, First In, First Out. 0070008005693684 W7000192652 00004 0518 030575004 3994 4 of 8 150WAY_GM_0002691 CONFIDENTIAL EFTA_00 I 37557 EFTA01278464 Account norm: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your fl nodal Advisor: UBS May 2018 Friendly account name:Indiv IRA Account type: Account number: Individual Retirement Account SCOTT STACK MANNYLE CASRIEL Your assets sane pnces, income and current values shorn may be atoproairnene. AS a rester. gains andlosses may ma te accurately reflected. Set Aperient intoressafron about your statement a the end of the dxurnem fOr more infornalon. Cash Cash and money balances Cash and moray balances mai include avalable cash balances, UBS Bant USA depost account balances, UBS Bea USA and ea UBS FDIC Insured Progam Bank deposit acCOunt blerKes are insured by the FDIC within UBS FE( insured Progan Bent: "lances, UBS AG Stanford Branch deposit account tames and money applicable Inn, bus ale not protected by S1K. UBS AG Stanford Branchdefeat account balances me not insured market mut ticl fund sweep balances. by MC and at not protected by 51K. Money market sweep balances are protected by 9PC but at not Insured by the FDC See the Important information about your statement at the end of this document for deal's about those balances °demo'? belance closing baance PrIct per share Average Dirk:fend Interest Days n Hddng on May 1(S) on May 31 (t) on Men• 31 (S) rate pe000 period Cep STOW (S) UBS BANK USA DEP ACCT 1,51996 1,520.27 250,000.00 Fixed income Mutual funds Total reinvested is the iota d al reinvested cf,Adends II does rot include any cash addends. It is not a Unreake0 (tat) gain a Ices is the dfference between the current vane and the cost bais and would tax lot for the purposes Of determinng hdding periods or cost UPI's. The shares you receive each time you generally be sour Wade gain or loss rf the security was told alibis date The urrearzed (tad dean alas may reinvest clvdenct began 8 separate tax iot. need to oe aduSted for return of (atria Payments in order to determine the realized gan or *SS fa tar reporting purposes. Cost basis n the total purchase cost of the security. Inducing remvesteddvdendS The cost basis may need to be adusted for return d capital payments in order to detemine the adtated cost bass for tax Investment return is the current value minus the amount you invested b does nee Indult Shares that are not reporting mitoses. kneeled on sour statement, inducing snares that bait been rewired as either a gain et 81055. 11850 does rct include cash dudends that were not reinvested Purchase pricer lairrber Average price Client Cost Price per 'hat value on unrealized dad imestmem Holdng Hddng of shares per share (5) investment CS) basis (4) on May 31 (5) May 31 (5) gain or loss (5) return 61 Period DOUBLE LINE TOTAL RETURN FUND INS% Symbol: D8LTX Trade date: Mar 31, 17 1,693321 10.629 18,000.00 18,000.00 10.440 17,678.26 -321.74 LT Total reinvested 66.854 10.617 709.79 10.440 697.% -11.83 EAI: 9667 Current yield 363% Security total 1,760.175 10.630 18,000.00 18,709.79 18,376.22 -333.57 376.22 MORGAN SHORT DURATION BOND FUND CLASS 1 continued next page SDNY GM 00026938 CHP70003305693665NP7003‘92652 00004 0516 030579004 Mow) Pegs 5 of 8 CONFIDENTIAL EFTA_00137558 EFTA01278465 uBS Strategic Advisor *U BS May Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Your I9 Bendel Advisor. SCOTT STACK MANYLYLE CASRIEL 2018 Account type: Individual Retirement Account Account number: Your assets . Fixed income . Mutual funds (continued) Purchase pncei Hunger Average price Client Cost Price per share value on Unrealized Ng investined Hddng Hddng of stores per share (I) investment (1) Oasis (1) on May 31 (1) May 31 (1) coinorlon (1) !Mum (S) period Symbol: HLLVX Total reinvested 1,807.780 10.990 19.868.02 10.690 19,325.16 -542.86 19.325.16 EAI: $269 Current yield 1.39% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mat 31, 17 1,789.264 10.060 18.009.00 18.000.00 10.060 17,999.99 -0.01 LT Total reinvested 29.352 10.064 295.42 10.060 295.28 -0.14 EAI: $278 Current yield 1.52% Security total 1,818.616 10.060 18,000. 00 18295.42 18295.27 -0.15 295.27 Total $36,000.00 $56,87323 $55,996.65 -$876.58 $19.996.65 Total estimated annual income: $1214 Your total assets PeKentege of Cost Esemeted Uneetated Value on May 31 (1) your account baste (1) annual Mom (1) pan or loss (S) Cash Cash and money balances 1,52027 2.64% 1,52027 Axed income Mutual funds 55,996.65 97.36% 56,873.23 1,214.00 -876.58 Total $57,516.92 100.00% $58,393.50 $1,214.00 4876.58 Account activity this month Date Atiltety Deice/PlIOn Amount IS) Dividend and interest income Divicrorch May I Dividend DOUBLE UNE TOTAL RETURN FUND INSTI AS OF Old 3C% 18 52.43 SYMBOL DeLTX MayI Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 04130/18 30.45 SYMBOL PSDYX May 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 25.60 SYMBOL: HLLVX Total dividends $108.48 CNP700C0005690686NP7000192652 00004 0518 030575004 CetfifiklYGM000269Pale 6 of 8 CONFIDENTIAL EFTA_00137559 EFTA01278466 T UBS Strategic Advisor May 2018 Account nome: GHISLAINE MAXWELL IRA Frie ndly a ccou nt nome: Indiv. IRA Account type: Indiwclual ReRrernent Account Your Pl nandal Advisor: SCOTT STACKMANLYLE CASRIEL Account nurober. Account activity this month ccontinVeCTI Date Acthity DercrIptIon Amosil ti) Dividend and interestincome (COntinlaed) (nterest May 7 Internt UBS BANK USA ouosrr ACCOUNT AS OF 090,818 0.31 Total internt 10.31 Total dividend and internt inoorn• $10930 Invesunent transactions For more information atal the plire wlue shown lor restrictedsecuaties. see important information &bast your statement al the end Ot the tWunent. Proceeck fron Fund, imestment withdrawn fa Attmed Date AckaN (»santen Ouantity Vatre (5) Price (5) transactions (5) awestmentsbought interest (f) May I Rein wstment DOUBLE LINE TOTAL RETURN FUND INST'. 5.041 -52.43 DIVIDEND RE1NVESTED AT 10.40 NAV ON 0430118 AS OF 04/3018 SYMBOL: DBLTX May I Rem vestment PUTNAM SHORT DLRAllON 'KOME FUND Y 3.027 -30.45 CXVIDENDREINVESTED AT 10.06 NAV ON 04 38118 450F 0413CY18 SYMBOL: PSDYX May 30 Reinwstment )P MORGAN SHORT RURATION BOND FUND 2.393 -25.W CLASS I DIVIDEND REINVESTED AT 10.70 NAV ON 0929 t 8 SYM301; HLLVX Total -S109.48 Ose Actmiti Cescreliat Arraunt(5) Money balance activities Apr 30 Dalane forvand 51.519.96 May 7 Deposit U85 BANK USA DEPOSIT ACCOUBIT AS OF 0904118 0.31 May 31 Closing USS Sank USA Dei:røsk ~sunt $1.520.27 The U85 Bank USA Cepoot Account is ycor primary soveep ren SDNY GM 00028940 CNP7C0X005650887NP7000192657 000010518 030575004 000100 Page 7 af CONFIDENTIAL EFTAin)137560 EFTA01278467 *UBS Your notes C.....8.8..X. ,,..0......C..t. 80.9,cmono260149. 8 0, 8 E. ots,......c.,....1.... CONFIDENTIAL EFT,00B7561 EFTA01278468 Important information about your statement U3S Financial Services to. (the Forn or UBS anemia her I roMyOu no later than 60 days We the F rm stains for cash/. Erpftnattly broChse aniline upon • Achieve CoptarApprection: Investments seeking Servas), is a minter of all principal sectriy, ccmrroity surd you the list st Maned on which the erns or repast or at war six org The SIC asset protectors growth of pmcpalrather than the generation of and cptira exchanges. UBS Financial Seniors and 1.85 Problem WP•and. ink apply to all iconic that you hold in a particular income Bank USA re irdied subsidences of UBS AG and - Proved, pow name ad xcant me ter (re any) capacity. • Produce Comas...lotion ofincase and Capital Milian,of UES Swishes LLC. The Em's frontal - Cosabe to error or tie bender you ate inure The Fem. together with certain affRates, has also Appreciation. Investments seek irg bothIre generation staternert C available upon rechest The Fm, s extant* about, id triton as clearly as you cm why you PortbaW1e-riplannental innate The maimum of name ad growthof priximl. O1lKM are a. believe • is anUM a why ),,J need more amount parka to at eigba climb, cake...fey ado Saw aticn this prima= is 1500 million as of December 10, 2016. Overall risk profiles UBS Financial Sinte, - Rondethe dolor anent of the suspected era. Sttact to the poky ardilirs at limitations, cash a • Consevanve. Seeks to martin nitul pie pal with 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the Weehawken, NJ 07086 low rile and volatility to the accord °arsll even it The Finn or Card bsuer wi ivestgste your amplant aggregate ball your accounts held n a particular that meat to accost does col generate significant and veal correct any error promptly. For alleged won capacity AM copy of the poky watlig is nobble incorre a reams and may not keep pace with This Statement represents the only official record of yar iwolvirg UBS Viet debil card Oa-oath:re. if we take Won request. inflation. U3S Financial Services account. Other recan t, eat more than 10 =cress days to cloths, we willcredit • Moderate. Willing to accept some mac to pincgal rd officol sac dxunet contanng cornicing data should yds* icon for the amount you that is in error so that Neither the SIPC poteclonnor the apphroental not be relied Lan II youbeim* there is an era or you wog how the use of the money dung he tine it protium, apply to: tolerate some volataty to seek higher return,. omission Pease report it immediately n witng to the takes us to complete our iwestiption. • Aggress:toe: Willing to accept hid' risk to pincipal at • Certain tnncial assets controlled by (and inthied n Branch Manager of the office wag your account. your account value) bit held away from UBSFinancol high voila* to seek high returns over time. Please mike all checks payabb to the Firm or tie • rmestment &t66& Consideration: t seleneti a Services. For example certain (i) insuraxe retakes. Allhaep a lived shown are intended to be accurate, fruncial insteution ndcated on tie front of thn including variable enmities, and (i0 shares of anal portion of the portfolio for dot account may include statement ditashoukt not be used for to purposes Rely statement In addition to render wawa lees, accounts funds registered the mane of the accord holder on complex strarogis, linked liquidety widgeon( soleN on yearand tax kerns. (Le • Form 1099. 5498. may be abject to maromarce lees. shags for We the boots of the issuer or trendier agent), volatiky. 10425. etc ) when prepamg your lax return. The Fim papront ice securities purchases and charges kr unpaid • Imeonnnt attracts or hvistMent interests P.9. required by law to report to tie IRS allUnable dactyl.* arnares n cash octants Accounts that we transferred limited partnerships aid private placements) that are Statement 'ha:abating' importabb rontauble dareirna and =dole interest to other instatons may be subject to a buster fee. not registered under the SecuritiesAct ol 1933; We may consolidate al related account statements rah end on sauna held n year accoun, net proceeds • Commoditoes contacts (e.9. foreign ethic* and the SIMe addms in the same ermeispe, eq. because an see basaclions, ad con basis cn certain covered UBS Sweep Options preixo metal centring. =Sri; futures contracts they have owners who ako minion kin octant martin. LE5 offers options /or Pawng cash banes to bark ad commodity option contracts; rd relationshios wit ot.er dents a the same address. If depose accents al non-a11dieted backs ad affiliated you prefer to receive individual statements mailed 'n • Deposit accounts (except cenif Cates of deposit) at LOS bone inwelcoes, you may decline hounheading by Cavernefftotems wit We Firm barit realty made mutualfunds (Money FLO:Ward Bank USA, UBS AG U.S. batches and bares n the • Please reconfirm ay oral cormunowens in writing the nsernatinal°Wan Maori (CA) foe cut/xenon FDIC rowed Deposit Program. caleg your Franco' Achnor to further protect your ritits, mdudrg your melee wan an International Reston Mannar** Accost The SIPC potation and We supplenentel inmate:end° utter tie Seo_rties Investor Protection Act (SPAT Depose account al UB5 Burk USA and non-affiliated Friendly account name not apply to thee assets even if they on-anise appear The Friendly account none is a customizable rnilenaner • If the financial intitution an the top left of to had banks panicipatng n the UBS FOC-Insured Deposit on yes statements. The WC protection ad the of this slams knot U3S nerved Sates, UTS Program re FDIC iimured in accords-ice with (DIC rules. clown by you to assist you with your receedkeeping It appkmentalpraection cb not protect agora changes has no legal effect cn your account You cancharge Financial Seneca carries yea aceant as daring For more tannin:it please visit *wire fdic.gw. Deposit en the make vela of you investments (whether at a bucker by arra-gement wan the tokated institute:el accounts at UBS AG Stanford Branch and sham of result of midst movement, kale( bankruptcy your friendly account nines, through Online Services a We in you of this relalonsh0 "Ann you MoreyFunds are not nosed by the FCC. by contacting yes F ?woe' Adsesor. otherwise) opened this axon. h the cast your kra and Parities am boated a LOS financial Services and rot Through the DA, cash balances are swept to deposit Dividend Reinvestment Program (DWI) Alzamt ovYMw the irstabagbraer, rd younut make annul accounts at UBS AG New von Brardi a-4 UBS AG • Yahoo of tow aaountrpmniolo Net of assets rd no ate reflected is .111 average pike You may obtain of any error or omission to both firm Capella Branch. These deposits are not inured byte the actual ark. Ircm yom Fowls Advisor . Only whole liAiltits • As deserted in the account agreements, you mist FIX. Balances held al tie LES AG Cayman Branch are shares are purchased under 0 R IP; portal sham will be • Assets Includes available cash balances, wakes for ready us of any ants or Baud Solving decks temp:only noosed to to sovereign rest of the Cayman soli ad the cash wit be &posted hype account The restricted smutty (eat), and Global Tine Deposits, reflected an Sur Statement within 30 days after a was blinds, id there is no guarantee or other °Megaton of deride= renveslment puce applied by eve 4suer may unreazed marts to market, Andaman assets not held mailed or made bailable. LOS AG to repay the balances while on the UBS Cayman oiler from the musket ri ce at ankh to. pietist sure by the Fent Does not include unlinked wuritieslaceets • Please deep =norm canplairas or irchthin to tie Branch's books. we sold at the end of the pior and ctrrent statement periods, Fimss C lent Retains Deportment a 201.352.1699 prate irwsonenttu viol stock options and or toll-free at 8020-354-9103, 8:CO A.M. to 602 P.M. Bank deposits an not protected by 9PC. Money Fund Cashrielieu earcoabie nod options ET Monday through Frday, or in wing to WS shires are protected by 51K. Finencel Senven Ply whole urns may be had n your account. If you we • Debates hcbdes debt balarces, outsta-drg merge. m anual Semites fre., Client Rebticre Depairmit Accord Protection' below. ert aid to • pin al unit as a mutt ol • Widerd pament loan, credit lint shon want batman. P.O. Box 766 Union Ciy, NJ 0700. a atomise. the Firm well either sell wad units at • Casfiniomy balances. Total of uninvested avalabi • A 0 staements shall be deemed complete ad waste Welsour request, batixes n to bare deposits ma be market pike a' accept an word detemined by a cash balances, plus depxit balances al affiliated and if not cbbclid to in mating within 60 days **dawn, wed sham of a Money Fad may be registered <Barg agency, at treaty= accent. non-affiliated banks, admoney maket mutual lard • Fa nv sweat Call 044412-0,36 or lam outside lictiolated and tie proceeds retuned to you a your sweep balances, at the cbse of to statement period. the U 5.: Cal201.352-1495 sectrites watt Inventment objectives Nontormodity free mot balwas in you want aro • h cased *nen or openers about mui electronic The investment objectives and risk profile we speck to not segregated from other balances and to Finmiry Further iriormatcn about available weep options, each octant and may vary Denten yam octants. use any of these funds nth, ordinary coursed its knit Winger (WO. bil parr or UBS Vaa•ciebil robing sward interest rate. and yields, it available at card transaaons, call KO-762-10OG a wile to UBS Please who. the Finn prorrptN in sating day busness. These funds an payaole won your derna-d. Financial nice, Pc., 1000 Harbor Blot, 6th floor. taww ubs corriwnewyelit fromyour Friancial Advisor sg-vlicant change in you I riaxial snation or This total is &Wed in the anent period closing aka. a by eating 801762-1000 investment objectives For each wart hell, you Weehawken NI 07036, Attn RIAAIIMASer.tes. choose area the blowing imsoment Cal or write as soon as you can, if you Wit yin UBS Financial Services accown protection • Produce Cavennetnew: Investments searg the The Finn is a miaow of tie Se:vain Investor Protection staement a receipt is nvcrg or d you need more Corporation (SIPC), Mich protects securities customers generation of nccmeork nknnaten about a transfer on the 'Is(emer* or recipe The Film or Cad bsuer (as alaucalff mutt of is merrbers up to 1500,000 (hcluding 1250020 for SDNY_GM_00026942 CONFIDENTIAL EFTA_00137562 EFTA01278469 Iuiporlailt infornialion about your statement (OMIRilued) Lendieg informatice securities and options or ony bid prices kr OTC e:cwt.:1meg be less than the per Shore eseimated the annuty throats, *Mater ol the mesa e For decried information On the Finis lending peseta securities. was brooded n the accan statement. companies or sponsors of the one investment Irusts and dakares. refer to you Client Relaienship - Less attindy traded 'aunt in may be priced usth9 a urn dstriautt. Acrement or Accost Agreement and the General valuation model a the most recent Ong* we • Res-bided securities Restricted startles generalb ▪ h addition to commissions received Iran the In and Conditions. LISS Statement of Credit Practices 'Maned and may not reflect an WWII (net price se rot turnery efigble for public sale LOS Financial paths* and sale of NeoShmes fLeads, we at as available in Agreements and Ondasures at a vas Services uses the make price of the unrestricted stuck aff dote recent an ante -baud revenue sharing alMsv ale cantrcainearrioneek - Certain post ions my appear ...about a price ant of the tare nsuer as an morbid value fee the men from NonSlures derbsors, as •roll as will row al 'trice was not resalable' if we we restricted stock !or pavan: of the sfsrearent one To furding for *chock% dentelapment. oaring and Your assets unable to cbtan a price for a marry. the eon that restricted securities are elijble lot sale, elsatm. Your Pannone lemon securities and other assets held - Deposits or simulates derintated it the yaks retested may be substantulb less than the - Oa if dotes also ream vadeg cawnssons ad in the account al the end of the statement period You ate. than U.S deem se reflected at the exhange emoted vatee shown other compereation fromannual folds aid entrance may ale for &Way of lay pad swanks at any tine. rate as of the statement date ammnies mho* products me drirtme. You mar recent steadies used as loan collateral atter — Fa whin securities vatting in nonconforming • Est. bostimstiod) license. can yields and rata. - We recent an axualfee from USG Bank USA ad wig any balance de an them. Any securities denonthamons. PM. ad gustilyPace value) may An AlMats of amid acme is bawd an current LBS AG Stanford Branch of up to 125 per scant 'rendered to the Amt &ring the statement penod are have been adjusted to facilitate proper valuacen dedend and Wettest rates, assuming the saunas will sweeping to the basks under the UBS Bark Sweep Ibted at makes vats as of the end of the statemere TO obtain morn quotations. wtaen avatalie, ants' be held for one year from statement date or urn( Program period sour F runcial Ackea. matrsity This estimate is only a gudethe. aouracy • Cost balsa in determining the coo base of the and teethed meter* are not guaranteed Activity searities included is this Premern, where indicated • Private ilWerftMentS sod structured products. — Estimated anal Wane and current yield for Irdotereaton regadng CGMMarren and other charges yeti the to 'I,' Uti FriancialSennces MS relied Private nveUeufee sautes (atIcing *ea cenan types of securescoked rick.de a Man of incurred in a:einem:oath the execution of trades, on information otaained from sources other than UPS concession program and teal palate manta** trust ancpal or capitalgain n which case the est. ixasdng option transactions has been added Fivisoal Stec's. wits:Erg Marrotion Iran another sevetes) and stemwed podsts are gerfralb hgleb exam (Ind current yield/ would be overstated. confirmations 'Yawata* furnished to you, and ell bo fins or that you may have provided to you- Finial Picked (man etructued aoduns have not been — Estinuted anal ilOare and current yield and the provided to you promptly on request. Ackisor. The Firm does rot independently may a regeteral with the Securities and Exchange actual income and yield n4ht be lower or higher gmantee the accuracy or validity or cry nearnmon Cannussion or ender any State SC-WM*6 last We than the estmaed amounts Short selling provided by lases other than LES into' Seraces. sonde tstmated valets for private .vestment - An themee of araolded income Idivdend ands If you se engaged in short selling a securay, you may h sates alnaur LEK F inertial Services wombat securities and structured products for Normal crud interim) dialed tiyth• carom mai 41 brut a charge due to coreinbomweg cons for that ipdatts this Mamie Ws see received, the tem praxes only Accuracy is not guaranteed vabaeaverar balances based on the last &Mend palkJ, security. dam not croak any assurances that the nformaton - These values may differ abstantialay torn axes, if a Merest payment rnade by the issuer and under 'Cost base' and "urrealeed gas-floss' 6 any, al which a private nestment security or assunes the seosithOdeposts will be held for one Open orders accurate as of the date of the statement. As such structured product may be baste or sold and do year from the statement date or until Maly tly. Regarding open a • gzoilidscancelkicli cedes that please do not rely on this information10 make not "Keels ly feceesere the value you may rotative Accuracy and contned yell are not guaranteed. were not ekteased by the statement date, open buy and purchase cr sale decisions. for to osmoses a 'Pal hoiden's'. Tel stop orders we reduced by the raft of dmdends od meta. Accounts Pandered to the Arm may - lhaf party enemies of yaks se as ol a <elan • Assets not held by COS Fkiericial 5/erica Certain a elites on an adividends a aerates date unless reflect gage loss Marna on only fa the period oe date and are suppled to MG Fnarcial Services on a assets se not held by iheirm and not warn the tuned otherwise by you. vat re respionMe for mime they an heel a the Fenn More historical regular base by an independent Satan Arm. Finns possession or (carol. These assets are others that are executed are tartar- 'alum to cancel 'nformalon can be Mired by you Enanciti Advisor. - truer, general manner or sponsor ethwed vales dopbyed on yos stemma for informational "'fling open orders. • Urruiited gaits/toms rAhlrn data is available, if my, ate eared to the Fin by the steer, purposes orb. Positions and values presented are ePnWed tweaked gathilosses are calculated for general Patna a sponsor and may be cakUated provided by the issuing fern UPS F ninth' Seraes is Primacy nattiOral secure, lots. The transaction data for based on deferent rdormation Iran that used by not reitacouble for the fronton and does not To obean a copy of as Current Client Privacy Notice, advidal lots may or may not reelect connunicre. thed polies to drive their eslmased vales. guarantee th accuracy. these assets are not protected please conlext your Fancier Advisor or viol av webute charges rota security reorganisation rents - You can obtain additional infamathn regarding by SWC or the Fire's sopplemental SSC coverage. iuuw r/ b. eteutfuiviermoks. Dividend and other renveOrnent lots and "Internal ic the methodology used to determine the estimate of - t.8$ Financial Senores is riot a bark, The RAO, Business purchase bas are each combined to display one save and the dale of the Mormation that tithe • Revenue during and additional compensation. Seniors Account BSA arid IMA are brokerage averaged lot The • trade date' co/Annpresents the basis la the estimate by contacting your Froexol — h Minion to commesons on sales and l2b I fees aCCoksItS which sonde access to baking services and aging transaction trade date Advisor. recened n connecter wah the delrbson of mutual products lerctigh anangements with affiliated barks • Callable searkies Bonds and preferred stock that - Med patty estinaled wares may be reflected as kends to our dents we axle our aftriale were and other Ihhd.parey banks, and peaks access to the issuer cats for orb redemption wil be selected 'Ma once!' n several stualicap nhen an revert,' Sharin, payienlYS from derbies ardor insane rid sway products issued Wu-off/Med ?martially by lot Iran among at sew-its of that anytime/4.ra valuation Inn has not supplied nr adman of the rrutual funds that we sell. These ihig.party rtfirate companies Mitt* insurance issue held n our name or n nomnee recite for as unable to assign a va.., wean we become aware awn are based an two different comperents: (A agency abettor's of LBS Financial Seats ax. clients Call lean Mammon n cheaned from third that a material event hit otorred Mot may tall a tie amass of sales by LES of a particular mutual - hantratnt insurance and annuity products patios and es accuracy is nol parented Other call Itrovuudil reported yaks into question, ce niter a fund family to our clients and 60 the asset value of a - Not CDC insured • lb bank guarantee May lase rake features may thin which raid Elect Mkt complete value would be highly soar/labs due to the nature Partelnar rn.:1Ual fait frib's share held at We — RUA. ReSOSCe Management 'mark Busness niamalon will be woe:a upon request ot the security. fern Seats Account BSA. IRMA and international Resource • Catificates of deposit (CDs). COs Se FDIC nsured - When nether an isSuec, general WOW a Winer - We end our affiliate also receive netviockreg .rid Manaaernent Merl se wane and service marks of up to $250,030 n armful and accrued Sterol per est imbed valor net a thitipany estimated yak* is annburs processing lees in camoderalon for transfer UPS Faunal ServiCti depositor awl per depository institution inaccordance mated. the value of the securty will be different agora services that we Fronde to the mutual funds — VISA earpiece...id machinate owned by Vita rah FDIC Mac. from its blithest price. These fees generally re paid from enamor assets n ant:anal Service Association aid used under • Pricelvalue Prices displayed for seturnes and atm - •Deutotions to dale may aback return of the mutt's, fed and seabed dollar airxent based license. The 18$ Visa credit cads ad the LOS Visa protasis may be hgher or ewer than the Price that capital, name or both. on the rumba of accounts at the broker-dealer debit cards are eared by LBS Bark LISA with you weld actually receive in the make. Pekes se - 'Orignal unit we' represents the initial Blaring hokFrig mutual hinds of the lend Limb peernitfieu horn eke U S. A Worporated Mother obtainedfern mime hid pan, sources thch we axe per unit and my not relied your cost basis. - h adders to cceemicsbns received in connection trademarks. registered trademarks, service mats and bairn* to be relable, bit we do not guarantee thei - DPP and tainted RUT secures are not Weed on a with the sale or distribution of arrtlity CaltraCtS aid registered ewe Maas are of their ovate* accuracy NikitaUW(4*S exChange, and are generally unit nuesbnent trust rants to our thews, we ardor ewe:vanes - We generally use the closing price Mtn a4ilable or titainl and even a they can be sold, the ;rice as SIAM receive reeve sharing conpensaten the mean of the bid and adt prices la listed from nuray of the ilturance <empanel tanderne arra UBS Financial Services Inc. Rev 20171' SDNY_GM_00028943 CONFIDENTIAL EFTA 00137563 EFTA01278470 Ues Financial Services Inc- Retirement Account UBS Private Wealth Management 299 Park Avenue 26th Floor UBS Strategic Advisor New York NY 10171.0002 June 2018 CW7\7066358750618 X12 YI 0 Hi AN MAX LL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: 'nth IRA Account type: Indwidual Retirement Account Account number Your iinandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on May 31 (SI on lune 29(9) RMA Resourceline at 800-RMA-I000, Your assets 57,516 92 57,563 96 account 029023697 Your liabilities 0.00 0.00 lAsit our website: Value of your account 557,516.92 557,563.96 www.ubscomtfinanciakservices Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www. an nualcredareport .com Tracking the value of your account dudag 2011 Value of your account 1 Thousands at year end 2017 $57,676.64 Net deposits and 570 570 572 57 7 57.5 57.6 wittidrae4s -3214.12 • Your nvestrnent return Dindend and interest income 4647.61 Change in market value •5546.17 Value of year account on An 29, 201. 957.5(0.96 Dec 2014 Dec 2015 De( 2016 0ec 2017 May2018 Jun 2018 SDNY GM 00026944 Member SIPC CrrP7C0C6006635675NP70C0366430 00C04 0516030575004 110000 ►age 1 of CONFIDENTIAL EFIrk_00137564 EFTA01278471 Account name: GHISLAINE MAXWELL IRA Your rl vandal Advisor. UBS UBS Strategic Advisor lune 2018 Friendly account name:In:by IRA Account type: Inditadual Retirement Account SCOTT STACK MAIILYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of lune 29181 your account • Cash and money balances may include A Cash and rrxmey balances 1,520.58 2.64% Your current asset allocation available cash balances. UBS Bank LISA deposit B Cash alternatives 0.00 0.00% account, VBS FNC Insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances See the Important information D Fixed income 56,043.38 97 36% about your statement on the last two pages of this statement for data ks about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $57,563.96 100.00% D Value of your account $57,563.96 Eye on the markets Percentage change Index lune 2018 Year to date S&P 500 0.62% 2.65% Russell 3000 0.65% 3.22% MSC I - Europe, Australia & Far East -1.19% -2.37% Barclays Capital U.S. Aggregate Bond Index -0.12% -1.62% Interest rates on June 29, 2018 3-month Treasury bills: 1.87% One-month LIBOR: 2.09% NIP 70003006635876 NP7000306430 COCO. 0618 030579004 lifigkeGM000264159e 2 of 8 CONFIDENTIAL EFTA 00137565 EFTA01278472 T UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your PI mandril Advisor: Friendly account name: Indiv IRA SCOTT STACK MANLYLE CASRJEL lune 2018 Account type: Indrixlual Retirement ACCOunt Account number. Change in the value of your account Summary of gains and losses vSues reported below exclude products for which gam ag101Otte5 are not classified. lune2018($) Year to date (I) Realized gains and losses Unrealized Opening account value $57,516.92 $57,676.64 June 2018($) Year to date ($) gains and losses (S) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 -11.02 cut 0.00 -214.12 Long term 0.00 0.00 -937.03 Dividend and interest income 118.52 647.61 Total -$948.05 $0.00 $0.00 Change in market value -71.48 -546.17 Closing account value $57,563.94 $57,563.96 Cash activity summary See Account activity the month for deia &lances In your Sweep001cm are induCedin the cpenng and Dividend and interest income earned closing Mantes vita. FDIC insurance 4:cliet to deposits al inn Bait uSA. and it barks palcipating in the UBS FDIC Insured Deposit Program. n des not tppty to deposits at UBS AG. slareord parch or bank deposits placed through the inn intemationi Deposit Account program SIPC protection applies to money For outposts of INs statement, total:arty of inkiest and dividend income nos been determined Iran a US market sweep fund holdings but not bank deposits St* Important information about your statement on the tat reporting perspective. Breed upon the residence of the account holder, cc count typo, or product type, last wooers of Ihn Cottiment for detain some interest enact dvicend payments may not be subject to United Stairs (US) ardor Puerto Rico (FR) income taxes. The (sent months) statement is not intended to be used and cannot be reted upon for tat lone 2018151 Year to date IS) pfiposes. Clients should refer to the arplicide lax reporting forms they receive Iran UBS annuity, such as the Forms 1099 and the Forms 460, for lac reporting information It is the Woke of LIB5 to file the Opening balances $1,520.27 $1,732.88 applicaUe tar reporting forms vAth the US Mterni Revenue Service and PR Treasury Depaillnent, and in such loom accurately dasufy Orden& area intent as tar exempt or taxable income. Please consult your Additions inthedual imp preparer. Dividend and interest income 118.52 647.61 June 2018(5) Year to date (I) Total additions $118.52 $647.61 Dividends 118.21 570.22 Subtractions Interest 0.31 1.57 Professional management fees and related services 0.00 -214.12 Total current year $118.52 $571.79 Funds withdrawn for investments Prior year adjustment 0.00 75.82 bought -118.21 -645.79 Total dividend & interest $118.52 $647.61 Total subtractions -$118.21 -$859.91 Net cash flow $0.31 -$212.30 Closing balances $1,520.58 $1,520.58 SDNY GM 00026946 CelP70303306ea5877NR7003305430 COON 0618 030579004 110000 Page 3 of 8 CONFIDENTIAL EFTA 00137566 EFTA01278473 cat UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your financial Advisor: Friendly account name: Indiv IRA SCOTT STACK MAIILYLE CASRIEL lure 2018 Account type: individual Retirement Account Account number. UBS Bank USA Deposit Account APY Retirement services information Interest Period May 7 - Jun 6 Beneficiaries you've named for this account Opening UBS Bank USA Deposit balance May 7 $1,520.27 The beneficiaries listed below reflect the information in our records as of the end of this statement period If this information is not coact, or you wish to change your benefKiarieS, Closing UBS Bank USA Deposit balance tun 6 $1,520.58 pleasecontact your Financial Advisor Beneficiary changes are not effective unless you give Number of days in interest period 31 them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Average daily balance $1,520.27 Percentage Beneficiary Contingent beneficiaries Interest earned $0 31 100.00% (100.00%) Annual percentage yield earned 0.24% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment efigibiSty consideration None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Your account cost bash default closing method is FIFO, First In, First Out. 0070008006635878 NP70CO3C6430 COON C6I 8 030575004 I I gitlible_GM_000264Pkge 4 of 8 CONFIDENTIAL EFTA_00137567 EFTA01278474 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your financial Advisor: *UBS lune 2018 Friendly account name:Indiv IRA Account type: Account number. Indisedual Retirement Account scon STACK MAN LYLE CASHEL Your assets Sane prices, income and current vaues Shorn may Ix approxinvilt. AS a its lm. gam aidlosses mai rol be Etcurately reflected. See rh mama infosmabon atour your statement a the end of Ito dxumem for more Infornmon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bank USA depost account balances. UBS Bank USA and al US$ FDIC insured Progan Bask deposit account taaXes art insured by the FDIC within UBS FDIC insured Rogan Bank Eklances, UBS AG Stamford Branch deposit account taxes and money aopliciXelmts, but ale not protected by SIFC. UBS AG Stanford Branch deposit account taances me not insured market mutual fund sweep balances. by PDC and are not protected by 51K. Money market sweep balances are protected by 9K but are not Insured by the FCC See the important information goot your statement at the end of this document for details about those balances. coenng bailee ClOsing Werra Price per share Avtrettie Dnidena Interest Deals Hddng on lun (I) on lun 29(S) on run 29(1) [tile period period Cep amount (S) UBS BANK USA DEP ACCT 1,520.27 1,520.58 250,000.00 Fixed income Mutual funds Total reinvested is the Iola of at reinvested dWdends N does rot include any cash d.idends. it is not a tinreaked gall or fors is the dfference between the current vatie and the cost basis and would t84 lot for the OurPOSH Of determinng bidding periods or cost baos. The shares you receive each time you generally be >our Wade on or loss it the security was sold cm this dale The urveatzed (tad pan cr loss may reinvest dvdenct become a separate tax lot. need to be whirled for return of capital payments in order to determine the recrized on or h%S for tar mooning purposes Cos: baps 6 the total purchase cost of the security, Indudng reinvested civdends The cost basis Tay need to be aclusted for return d capital payments in order to detem-ine the Atnted cost basis for to Investment return is the current vaue rnnus the amount you invested F does no include Shares that are not (Mating purposes. reflected on pur Statement, inducing shares (hal hare been leaded as either a gain or a loss It 850 00e$ sod include cash cludends that were not reinvested Purchase pricer tairrber Averace pece Client Cost Price per that value on unrealized dad imestment Hddng Hddng of shares per share (S) investment CS) basis (1) on run 29(1) Jun 29 (I) gain or loss (S) return (S) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol DBLTX Trade date: My 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.420 17,644.40 -355.60 LT Total reinvested 72.327 10.603 766 93 10.420 753.65 -13.28 EAI: $67 I Current yield 3 69/0 Security total 1,765.648 10.629 18,000.00 18,766.93 18393.05 -36888 39805 JP MORGAN SHORT DURATION BOND FUND CLASS I contooed next page SDNY GM 00026948 C HP70303006635879 Ne70033C6430 COCCI [SIB 030579004 11o000 Page 5 of 8 CONFIDENTIAL EFTA_D0137568 EFTA01278475 *UBS UBS Strategic Advisor Account name: GHISIAINE MAXWELL IRA Friendly account name:Indiv IRA Your Pi vandal Advisor SCOTT STACK MAJILYLE CASRIEL lune 2018 Account type: Individual Retirement Account Account number: Your assets . Fixed income . Mutual funds (cononued) Purchase once/ Number Average price Client Cost Price per snare value on unreaildd0d4 imesuned Hddng Hddng of shares per sham (1) inveittrimt (S) bask fi) on Jun 29(1) Jun 29 0) ;pin or loss (1) Mum (1) period Symbol: HLLVX Total reinvested 1,810.302 10.989 19,894.95 10.670 19,315.92 -579.03 19,315.92 EAI: 3277 Current yield 1.43% PUTNAM SHORT DURATION INCOME FUND Y Symbol*. PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.006.00 18,000.00 10.060 18.000.00 LT Total reinvested 32.745 10.064 329.55 10.060 329.41 -0.14 MI $293 Current yield 1.60% Security total 1,822.009 10.060 18,000.00 18,329.55 18,329.41 -0.14 329.41 Total $36,000.00 $56,991A3 $56043.38 4943.05 520.04338 Total estimated annual income: $1.241 Your total assets Penentaged Cost eslanated unrested value on um 29 (1) your account 00354 (5) annual income On or loss (S) Cash Cash and money balances 1,520.58 2.64% 1,520.50 Fixed income Mutual funds 56,04338 97.36% 56.991.43 1,241.00 -948.05 Total $57,563.96 100.00% $58,512.01 $1,241.00 4948.05 Account activity this month Dale A(1Itity Description Amount IS) Dividend and interest income Dividends Jun I Dividend DOUBLE UNE TOTAL RETURN FIND INS% AS OF 05/31/18 57.14 SYMBOL DBLTX JunI Dividend PUTNAM SNORT DURATION INCOME FUNDY AS OF 05/31/18 34.13 SYMBOL PSDYX Jun 28 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 26.94 SYMBOL HU.VX Total dividends 3110.21 CdP70300005635880 NV700030643000004 0618 030575004 iliffilitont0002eAws 6 of 8 CONFIDENTIAL EFTA_D0137569 EFTA01278476 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Flnandal Advisor: SUBS June 2018 Friendly account name: Indiv. IRA Account type: Account number: Indisodual Retirement Account SCOTT STACK MANLYLE CASRIEL Account activity this month (Conti-WO Date Mihaly Description Amotml Dividend and intemstinosine (continued) Interest Jun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 090918 0.31 Total interest $0.31 Total dividend and interest income $1111.52 Investment transactions For more Information abort the pricei value shown for restricted securities. see Important information toot your statement at the end of Om Oxunent. Proceeds Iran Funds inwstnent withdraw to Accrued Cate AcOnty Descapton Quantity vase CO Price en transactions (S) mwstmeMs bought (51 interest (5) Jun I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.473 -57.14 DIVIDEND REINVESTED AT 10.44 NAV ON 0931/18ASCSOS31,18 SYMBOL: DOM Jun I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 3.393 -34.13 DIVIDEND REINVESTED AT 10.06 NAV ON 0931/18 AS OF 0931118 SYMBOL: PSOYx Jun 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND 2.522 -26.94 CLASS I DIVIDEND REINVESTED AT 10.68 NAV ON 0927118 SYMBOL: HLLVX Total .6118.21 Ode ACInity OtiCtipliOn Amount (I) Money balance activities May 31 Balance forward $1.520.27 Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 0E/OW8 0.31 inn 29 Closing UBS Sank USA Deposit Account $1.520.58 The UBS Bank USA Deposit Account Ow primary sweep colon SDNY GM 00028950 CNP70008006635M1 NP70033C6430 COCOS 0518 030575004 110000 Page 7 of 8 CONFIDENTIAL EFTA 00137570 EFTA01278477 *UBS Your notes 'MPreGht00026s919... En, of statem ant for ....numb.... CONFIDENTIAL EV1,00137571 EFTA01278478 Important information about your statement U3S Fe-uncial Services inc. (the Fern a UBS Fnercial her IroMyOu no later Men 60 days after the F rm claims for cash/. El:anat.:4y broChse nobble upon • Acker* CopearAppreciabon: Investments seeking Strube°, is a mentor of all principal secaky, ccmrrodey un you the list statement on which the erns or 'egad or at emir six org The SIC asset protectors growth of pmcpalrather than the generation of and cpters exchanges. UBS Financial Semites and LES pobbm agemed. ink apply to all noses tut you hold in a particular income. Bank USA are i-died subsilanes of UPS AG and - Provde your name ad accant Meter (4 my) capacity. • Prockm ConMioatnn ofPromo and Capdal *filliesof UES Sautes LLC. The Ems froma' - Cesabe is error or the trawler you are inure The Fem. together wish certain aff bates, has also Appreciation. Investments yeeki-g both the generation statemert a available upon repast. The Firis exeoskie abOuk mdnplain as chary as you cis why you purchased 9.0plamental innate the mar mum of nccme and growthof prixtfal. offices are a. believe if is min or why ),,J need more amount palate to at eighle clients, collect...fey /ride' ellormaticn this protection is 1500 million as of December 10, 2016. Overall risk profiles UBS Financial Sente, - bailiethe dots' arrant a the suspected era. Safari to the poky cordite:et at limitations, cash at • Conservanve. Seeks to mountain nitul nix pa, with 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the Weehawken, NI 07086 low rrA and volatility to the accord owrat even 4 The Finn or Card Muer wil brestgete your amplant aggegate for all your accounts hell n a parikula that means to acorn does roe generate significa-t and will correct my clear promptly. For alleged eleon capacity AM espy of he poky washy is maileble mcorre a retina and may not keep pace with This Statement represents the coney official record of par revolving UBSVM•debil ca-dtransaclint if we take upon request. inflibn. LBS Financial Services account. Other recads, sap more than 10 base i'ess days to dotes, we will credit • Moderate Wiling to accept soma ride to pinwale-el °Nicol la. dxunents, contanng cordidng data should yetl noun for the amount you theirs in error. so that Neither theSIPC aatclennor the sepphrnental not be relied Loan II you believe there is an aro- or you vi haw the use of the money dunng the tine it protection apply to: tolerate sane volatity to seek higher return,. omission please report t immediately n writing to the takes us to complete our iweseiption. • egoressae: Willing to accept high risk to principal at • Certain financial awes controlled by (and kind n Branch Manager of the office saving :our account. your account value) hr hell away from UBSFinancol high volatility to seek high returns overtime. Please mike all checks payabb to the Fin or the • alignment Elptinta Consoliation: If selected a Senecas For era-rile certain (i) insuraxe prods-Is. Allhosep a Naga linen are Mended to be accurate. &uncial instiution Muted on the front of th6 including variable rarities, and (i0 shares al intat portion d the portfolio for tat account may include statement data trcukf not be used kr to purposes Ray statement In addition to nosier attars lees, accounts funds registered iv the mane of the accan holder on torment Malign, linked liquidity and create( sciehr on yerend tax kerns. (Le • Form 1099. 5498. may be abject to mai-smarm lees, chaps for late the boots of the issuer or trends( agent), volatiley. 10425. etc ) when prepamg your lax return. The Finn pairrent Si securities purchases and charges ice unpaid • Imednunt conracts or hunt/Went interests N.9. required by law town to he IRS enterable dnidends, intuits n cash accounts Accounts that ae transferred limted partnership and private placements) that are Statement•homeholding• mportabb run-Inhibit drelivai and taxable enema to other instnalcos may be subject to a Vander fee. not registered under the Securities Act ol 1933; We may consolidate at related account statements with end an acuities held n your account net proceeds • Commodities contacts (e.g., foreign adverse and the sane address in the same envekpe. eg. because on say breaclions, and cod basipon certain covered UBS Sweep Options precut metal ositracts3 includrg futons contracts they have owners who ako mantan bit accost seosaies. LES offers options ice sweeping cash balaxes to bale ard commodity option contracts; and relationshios well Phu dents a the Link address. II depose accans al non-aff Weed bales ad addend you pelts to receive individual statements mailed 'n • Deposit accounts (except certificates a deposit) at LDS separate mottoes, yea maydecline hounhciding by Craeorovilations with Ow Firm bait navy made mutual funds (Monet Finds)and Bale USA, UBS AG U.S. birches arid barks n the • Please nevoidirm ay oral cormuncatons in writing tie hornet:anal °Mord aaccui (DA) to cut/anon FDIC nsured Deposit frown. cally your Financial Advisor to further protect your nat. indudro your rignts with an International Nonce Management Accost. The SIPC pot/sloe and he supplemental protium do Liter the Seosties Imestor Protection Act (SPAT Depose account al UB5 Bak USA and non-affiliated Friendly account name not apply to these assets evenif theyotherwise appear The Friendly account name is a customizable 'nickname • If the financial iliitution an the top left of elk li nt banks panicipatng n the UBSFOIC4nstred Deposit on your statements. The WC protection and the ol this statemert snot U3S fn zel Senses, U3S Program are FDIC -imured in accordance wish fDIC Ales. clown by you to assist you with your reccedkeeping asspkmental protection do not protect agarcl changes has no legal effect cn your account You can than? Fronded Sondes carries your account as dearing Fa acre rifornatim, plea* visit *wee fdle.gar.Deposk in the mates vats of yes investments (whether a a brisker by amegerrent with the rdcated inslituton accounts at UBS AG StamfordBranch and shires of resat of mite movement, issuer barkmptcy cr your friendly account nines, though Online Services a We in you of this relalinshio Weeny% MoneyFunds are not Wined by theFCC by antacting your f hamoal Aduscr. otherwise) opened this accost h the cast your but and Ponies ae boated a LOS financial Services and rot Through the DAL cash Winces we swept to deposit Dividend Reinvestment Program (ow Arian overview tie revelscrgbraer, and younut make a cowl accounts at UBS AG New von Brarrth a-dUBS AG lhe orke reflected is an average pike. You may obtah • Yak,. of your accountlporreole Net of assets and of any error or omission to both firm Cann Branch. These deposits are not insured by tie the actual Fite Iran you- Faniel Advisor . Only whole litilees • As desisted in the account agreements, you mist FDIC. Balances held at te LES AG Cayman Brands are shares are purchased under DII Pavol sham will be • Assets_ Includes ay:liable cash balances, wean for ready us of any eras or fraud Molting decks tenpaany mimed to tic sovereign rot of the Cayman soli ad the cash wie be deposited in your account The restricted vaulty (est), and Global Tem Deposits, reflected an yOur Statement withal 30 days after t was blinds, id there is nog...mem or °thee oblyaon of dividend renvestmert pnce applied by lie dam may unrelized marts to market, andcarton assets not held mailed a made imitable. LOS AG to repay the balances while on the UBS Cayman defer fromthe market price at which the partial darn by the Fins Does rot include unpriced oeuritielacces • Plena died omorrer complaints or npries to the Branch's books. re sold at the end of the pior and arrent statement genets, cr Finn% C Fent Relations Department a 201.352.1699 prove meson:nth u vd stock options ad or toll-free at 8020-354-9103, 8:CO A.M. to 6 40 P.M. Bank deposits re not protected by 9PC. Money Fund Cr eorcnabie stodi options ET Monday through Frday, or in rating toIRS shires se protested by 51K. See 'WS Finincol 541,1a, Ply whole units may be Add n your account. If yea me • Cobbries Inclades debt Waxes, oasta-ding merge Fe-uncial Semites P c., Client Rebticre Depairmit Accent Frouction' belay ert riled to • pried unit as a result d• thiderd Nyment tort, credit line, shot account batman. P.O. Box 766 Union Cky, W 07067. se atomise. the Firm well either sell paid snits at • Cashkeomy balances. Total of uninvested avalabee • A 0 statements shall be deemed complete ad acoste 14Xn your request, balances n the bark depositsmy be market price a accept an anion detemined by a cash balances, pbs dercot balances at aff bated and if not cloliclid to h writing veithn 60 days wrniclawn ad sham of a linty Fad my be registered deny agency, ad credit you accord. non-aft bated banks, admoney mallet nutual lard • Fa nv services_ Call 044412-0%6 or from outside licembeect and tie proceeds retuned to you a your sweep balances, at the cbse of the statement peeled. the US.: Cal 201-352-1495 stones arcane. Investment objectives Non.conmedity free ma balances in you recant av • In um of teas or pastas about neledronic The investment objectives and risk profile in speak to not segregated from other balances and to FineFrew Father :Jamaica about available wimp options, each account and may raybetween yes icons. use any of these funds tithe ordinary course of cis kids Writer On bit damn a UBS Wood:4P nano current interest ratty and yields, it available card transactions, call KO-762-10OG a wile to UBS Please wise the Finn prorrpty in sorting ol say busness These funds repayable won your derna-d. Financial smites Pc., 1000 Harbor Blvd, 6th floor, www ubs cornisenemyelik from your Friend Advisor significant orange in you le:axial snabon or This total is ncLded in the anent period dosing vibe. a by calling BC0-762-1000. investment obectran For each account bed you Welimeen ti 070%, Attn RIA41£64 Sikes choose or* ol the (plowing investment objectives: Cal a write as soon as you can, if you ihrk yes UBS Rhona,' Services eccomt protection • ProdceCelientlincorm: Investments swirly the The Firrn is a member of the Seonties leveler)? Protection staemene ce receipt is nrcrg °rip./ need more Corporation (51PC), which protects securities customers gremlin of ncome only. nknnaten teat a trawler on the statement or rece0t. The Film or Cad beer (as alskrahlOmuft of is misters to to 1500,000 (melding 1250.020 for SDNY_GM_00026952 CONFIDENTIAL EFTA_00137572 EFTA01278479 Important infornrat not I about your statement (COMIlldbd) Lanclitg information bounties and sphere or one bid prices Ira OTC 'a-A.M.:I may be less than the pa share estimated the annuty corwacts, Must« of the feltrante. For debited inlatraten Cr, the Finis lending prate« acuities. voided n the actact companies a sporran of the tent inudtment male and dockares, refer to yam Chem Relatimship - Staab/0y traded 'twat in maybe priced using a we thortutt. Agnairent or Account Agreement acid the General valuation model ce the moss receel prOP we • Restricted securities Restricted startles genvalb - h addition to cancarsions received from the lemis and Condit**. WS Statement of Credit Practices Whined and may no reflect an actual market price at not currency ogisle foe [ebb( sale LOS Financial urchin and sale of NeaShres funs, we ardor or available in Agreements endDud:num at a var. Services uses the inaket puce of the istrestricted suck affiliate resew* an asset -based revenue shang &en, ub• comiarcauneclaclosurea. - Certain positions may appear without a price an of the seine riser as an minted value fee the payment Iron Ninthly'« dittrbatms, as MU at will now al 'price was not salable' if we re restricted stock !or purpose: of this ifOOPIOnt on. To Radio for technology development. raring and Your assets unable to cbtan a price for a acuity. the eilent that restricted secures are triable for sale, abdication. Your statenwro demon secuit es an other assets held - Deposes a senates denominated in cuterceis the vaka received may be v.bstantialy kiss that the - Cis if dates aka recarevading ca irns...3ns and in the *card al the end of the statement period. You otet tun U.5 dollars are reflected at the enhangt maned vat* shown ono compemation fromannual finds and raffle may rte for &Way of lutt pad sorties et any tire. rate as of the statement date companies whose products we dentine. You may receive secunlies used as loan collateral after - For (main securities raring n nonce/downs • Est butinsterd) insane, currant yields and rata. - We recent an rivalfee from Less.* USA and paying any balance de an them. Any securities denominatons, prce and quatily dace yaks) may An ea irate of atrial incane is band on cured LOS AG Stanford Branch of up to 125 per account banderred to the Fin, &ring the statement period are have been adlusted to facilitate prune valudar. clniderd ad leered rates, assuring the secures will sweeping to the banks under the 665 Bari Sweep listed a makes valve as of the end of the gamier* TO obtain orient Citeataliten, Men avatabre, anted be held for one yea from statement date or trail Programs period you Fruncial Adair maluily This estimate is any a gudethe. accuracy • Cost belie. h Stemming the cost basis of the and continued *cane are not qua-anted Activity scant:es included in this Satement where indicated • Private investments and *natured products. — Estimated areal income and current yield for Information regardng CCOIM6Se:e6 and other charges w the nutter 'I,' Les crianciar Seneges ruled Private nveStment SatedseS (ex Win deed cedars types of seomiss toad nclde a relun of imunedn correction with the execution of trades, on information ctnained from sources other than US$ pan <Aron program arid real estate vestment trust princpal or capful gate n which case the eel ixtrIng option transactions has been nodded on FiNanOal Se ices. relidirg *formation Iran another Nantes) and dnaReed pydacts are grnraly highty oncome earlcurers yields would be overstated. COrdernstiOns anytny harnhed to pia, ad fim or that you may haw provided to you- Fininial &cud (erten aructind products have not been — Estinated animal income ad current yield and the Provided to you pronely on re-west. Ackisor. The Firm does not irdeperdently verify a registered with the SeCuitiel and Exchange actual income and yield night be lower or higher guarantee the accuracy or vaklity of ay Mammon Commosion Cr under any state secunties lass. We than the estmaed amounts Short Wring provided by Sarc« other than WS Franca' Sereces porde «tended vales fa private nvestilyM — An intonate of anal/fed none (dividend Ada II you an engaged el short selling a securdy, youmay In ailliars although 1.65 Financial Sena« parfait/ waives and structured products for nionsaional interest) divded billy- current market incur a charge die to certainborn:Ara cons for that updates this almostin as received the ism arms« only Accuracy is not guaranteed vairaverage balance is based on the last dividend palinlet security. does not Drank areaSSUrleCeS that the Mamaten - These values may differ ataantialty from prices, d ce merest payment made by the issuer and under 'Cost basis- and "Urtealced gat-floss' 6 Sly, al which a private madmen seonty Or &SLAWS the seoribesdeposes will be held for one Openorders accurate as of the date of this statement. As such structured amid may be bowie or sold and do year from tee statement date or until mosey. Rnyildag open a . gzaliikancyllecl' ceders that Micah do not rely on that information to mike nil necessarily represent the vats you may receive Accuracy and ontened yell we not guaranteed. were not wand by the suemem date, open buy and pc:chase or sale decisions, for tax prposes ce can lituidation. tel stop orders am reduced by the ran of dadends at taxa..gait Accounts trarderred to the Fin may - Thief party emanates of rale re as of adman • Assets not held by UBE Friend* Services Certain a tips on an vockvidends or enrghh date unless reflect Hammon only fa the period of date and are applied to UBS Fnarcial Serves cn assets are not head by the F rm and not wen the mowed otherwise by you. You ere resparebb for tint they re Min a the ism More historical regular base by an independent Salon ten. ram's possession or control. These assets are others that are executed dm topers lain to cancel 'Hamann can be added by ya.r Financial Adesor - *dux generalpanne' or sponsor Winged valet depbyed on xis statement for informational "'fling pen ordon. • Umwaiind gaitsfionas VAVel data is suitable, cry, are applied to line Fern by the uSSuer, pupa« only. Positrons and values presented are edntred sneaked gardlosses are calculated for general patner a sponsor and may be 'Sedated provided by the issuing fern UEK Fran.' Seraces is Panty ;yielded seorty lots The transaction data for based on efferent nformation Iran that used by not responsible for On eformaton and Wes not To obtan a copy of our current Client Privacy Norse navidal lots may or may not reflect conimodons. thed patties to derive the «muted valias patentee as accuracy. These assets at not protected please context ear Friaxial Aden( or visa or webs"e charges aidor Security reergani:al cc, events - You can obtain additional information regarding by SiPC or the irm's supplenwital SIK coverage. at acestomie reentabarmenbe Dividend and other renvestment lots and systematic the methodology used to &vermin the estimate of ▪ kisssivnoai Saxes is not a bad. The RMA, Mors purchase lots are each catind to disobey ore value and the date of the itorinahon that a the • Revenue sharing and additional compensation. Services Account BSA and IRMA ere brokerage averaged lot. The • trade date' co/Annpresents the basis la the estimate by contacting your Financial — n «Union to commosons on sales an 12b. I fees .X(01./111 ?kWh IrX011de access to bang 14.1%.0.1fid coral transaction trade date Advisor. tamed n connedin with the distrbron of auras' products ikrarigh arrangements with affiliated barks • Callable stiontitias Bonds and preferred w stock that - Thad party estrnaied cokes may be reflected as fire* to ou <Ants vie axle( as JIM** name and other hid' arty banks, and peonies access to the issuer cash for eay redemption 'elected Not priced' in several otuatiorni when an ✓*VentOP Owing payments from chstriarlas coda Menne and amity products issued loy unaffiliated inpanially by lot Iran among at secures of that andepeedent valuation Inn has not suppled Pe advisors of the atrial funds that we sell. These thitipaty roseate companies throad-i inorance issue held ri our nano or n nominee nave for or unable to assign a vats, when we become aware amours are based on two different COMpOr*MS: () agency at/hares of WS Finned Services ix. clients. Call lean Marnahn is obtained from third that a material rent has ocorrod Put my call a the .1111Y-rt of sales by LBS of a particular rartual ▪ hmnirretnt routine*. and ernuity products palate and as acaracy is not g,saranteed Other call Irevioudy reported value no guestioa a when a find family to out clients, and 5 tie and value of a — Not PDC nand • No bank guarantee* May bse vale ferric may exist which cord Elect riekl. complete value would be highly **roulette due to the native Particular mutual had fatals shares held at the — WA. ReSOSCe klaruperent Account. Busness an:mann will be warded upon request oe the security. ISM Sent« Account BSA. IRMA and nternatioral Resource • Calibrates of deposit (CDs). COs ere FIX nsured - When nether an ester, genera/ palms or sponsor — We and our affiliate also receive Wyman; and lAanaaernent knurl re reps' erred service marks of tie 10 1250,0)0 n primps' ad accrued interest per *stinted value nor athideyny estimated vain is (anti% PrOCtiPng lees in (abdication for transfer 1.85 F racial Serekti ht depositor ad per depository institutes *accord-axe provided, the value of the security will be deferent aged services that we provide to the mi-dual funds — VISA is a registered vackmard owned by Visa vath FDIC nips. from els Nathan price. These fees "coldly re paid from «Astor assets n hteminanal Senna Association an used ceder • Prim/value Fyn es dispLamd for sectes and other - •Dovibution to dale may sax* fen" of the mutual fad and are a toed dollar anent based [cense. The LEIS Visa creel cads ad the LOS Visa products my be higher or lower than the axe thal capitat name or both. on the arena of accounts at the broker-dealer debt card me awed by LBS Part USA with you would actually WONG irl the market. Prices at - 'Original unit sae' represents the *ilia offering Inking rerun funds of that lath family porminion from Visa U S. A Incorporated All other obtained from various rad pal, sources thCh we axe per unit ad may not reflect you cost basis. - rl acidern to cannassions received in connection trademarks registered vacbmarks, service mats and benne to be rebid., but we do not guarantee °lei - OPP and 'sidled PER secuntes arc not bled as a with the site or dotrbuton of amity contracts an registered senice marks are Of thew eript<lre. accuracy national wanes exChange and are generally unit nwstment trust unts to our chents, we ardor caTOanies - We generally use the closing price when aarlabk dommd and even a they can be ski the trice or affiliate receive event sharing contensation the- meat of the bid and sic prices for bud from nary of the ilttllIrKi• <cmpalies urges.eivi UN Financial Services Inc Rev 20171' SDNY_GM_00028953 CONFIDENTIAL EFTA 00137573 EFTA01278480 U85 Financial Services Vic. Retirement Account Private Wealth Management UBS 299 Park Avenue 26th Floor UBS Strategic Advisor New York NY 10171.0002 July 2018 CNP70057191870718 V1 0 HI N MAX LL IRA Account name GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Indnridual Retirement Account Account number: Your Nnandal Advisor. SCOTT STACKHAN/LYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the On June 29 (S) on July 31 (5) RMA ResourceUne at 80ORMA• 1000, Your assets 57,563.96 57,489.33 account 02%23697. Your liabilities 0.00 0.00 Msit our website: Value of your account $57,563.96 $57,489.33 wwwubscomifinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularlyy. Also, get your free aecbt report anntelly from www. annuakreditrepon.com Tracking the value of your account dudag 2018 Value of your account S Thousands at year end 2017 557,676.64 Net deposits and 570 57.0 57.2 57.7 57.6 57.5 withdratrals 4322.94 • • • ID Your irn4Stinen t return: DAV:lendand interest income 1770.76 Chance in market value 4635.13 Value of your ecteele on Ad 31, 2018 367A80.33 Dec 2014 OK 2015 Dec 2016 Dec 2017 Ain 2018 Al 2018 SDNY GM 00028954 Member SIPC 0.70009305719107NP7000193370 M0N 0710 030575004 000000 Page 1 3f 3 CONFIDENTIAL EFTA 00137574 EFTA01278481 SUBS U BS Strategic Advisor July 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number: Indiindual Retirement Account Your R nuncio, Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July31 (1) your account . Cash and money balances may include A Cash and money balances 1,412.08 2.46% Your current asset allocation available cash balances. VEIS Bank USA deposit B Cash alternatives 0.00 000% account, Wits CNC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances See the Important informavon D Fixed income 56,077.25 97 54% about ;our statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $57,489.33 100.00% D Value of your account f57,489.33 Eye on the markets Percentage change Index July2018 Year to date S&P 500 372% 6.47% Russell 3000 3.32% 6.64% MSC I - Europe, Australia & Far East 2.47% 0.04% Barclays Capital U.S. Aggregate Bond Index 0.02% -1.59% Interest rates on July 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.08% CNP 70003005719188 NP70C0I 83370 COCO. 0718 030579004 03iit#IY_GM_000289S59e 2 of 8 CONFIDENTIAL EFTA_00137575 EFTA01278482 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your PI sandal Advisor: $UBS July 2018 friendly account name: Incliv IRA Account type: Account number. Indnedual Retirement Account SCOTT STACK MANILYLE CASRIEL Change in the value of your account Summary of gains and losses Values ;tooled below exclude products for which grins and losses are not classified. tuly20I8 IS) Year to date (1) Realized gains and losses Unrealized Opening account value $57,563.96 $57,676.64 July 2018 (1) Year to date (1) gains and losses (I) Withckawals and fees, including investments transferred Short term 0.00 0.00 -11.84 out -108.82 -322.94 Long term 0.03 0.00 -1,025.17 Dividend aid interest income 123.15 770.76 Total $0.00 $0.00 -$1,037.01 Change in market value -88.96 -635.13 Closing account value 157,489.33 $57,489.33 Cash activity summary See Account sanity the month for dela Is &dances In your Sweep Options are ingugedin the cpenng and Dividend and interest income earned closing Mantes week. FDIC insurance applies to deposits al UBS Bank USA and al baits participating in the UBS FDIC Insured Deposit Frowns. r sloes not natty to deposits at U8S AG. Stanford parch or bank deposits placed through the U85 alternations Deposit Account program SEC protection apples to money for purposes of this statement, tentafity of Interest and dividend Income has been determined Iran a US market sweep fund holdngs tut not bank deposits. See important Woman-ion about your statement on the tat reporting perspective. Bred upon the residence of the account holder, =count type, or product type. last twopages of INS document for detain. some interest and& (Intend payments may not be subject to United States (VA ardor Plano Rico (PR) income tares The (tent monthly statement is not intended to be used and carnol be need upon for tat July 2018 TS/ Year to date (1) purposes. Clients should refer to the applatie lax reporting forms they receive from LEISannuity, such as the forms 1099 and the Forms 480. fee tat reporting information It is the moat 01 UBS to file the Opening balances $1,520.58 $1,732.88 appertatle lac reporting forms vAth the US Interni Revenue Seance and PR Treasury Department and in such ion accurately daffy dudenct ardor intent aster/ exempt or taxable income. Pease consult your Additions inchedual tar preparer. Dividend a-id interest income 123.15 770.76 July 20I8(1) Year to date IS) Total additions $123.15 $770.76 Dividends 122.83 693.05 Subtractions Interest 0.32 1.89 Professional management fees and related services -10882 -322.94 Total current year $123.15 $694.94 Rinds withdrawn for investments Prior year adjustment 0.00 75.82 bought -122.83 -768.62 Total dividend & interest $123.15 $770.76 Total subtractions -$231.65 -$1,091.56 Net cash flow -$108.50 -S320.80 Closing balances $1,412.08 $1,412.08 SDNY GM 00026956 ChIP7C003305719189NP70031$4378C0C04 0718 030579004 0000:0 ►ace 3 of 8 CONFIDENTIAL EFTA_00137576 EFTA01278483 GHISLAINE MAXWELL IRA *UBS UBS Strategic Advisor July 2018 Account name: Friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Your K Bendel Advisor: SCOTT STACK MANLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest Period Jun 7 - jul 8 Opening UBS Bank USA Deposit balance Jun 7 $1,520.58 Closing UBS Bank USA Deposit balance Jul 8 $1,520.90 Number of days in interest period 32 Average daily balance $1,520.58 Interest earned $0.32 Annual percentage yield earned 0.24% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate In vestment eligibility consideration None selected Your account instructions • MS Financial Services Inc is your IRA custodian • Your account cost bass default closing method is FIFO, First In, First Out. CNP7C008005719190 NP7OCO '88378 00004 0718 030575004 COMILY_GM_000269100 4 of 8 CONFIDENTIAL EFTA_00 B7577 EFTA01278484 SUBS GHISLAINE MAXWELL IRA UBS Strategic Advisor Account name: Your PI Banda! Advisor: Friendly account name:Indiv IRA SCOTT STACK MAN/LYLE CASR1EL My 2018 Account type: Indnedual Retirement Account Account number Your assets Some prices, income and current waves ShOnn may be EpprOximble. AS a rev ult. gains aidresits may eel be eccurately reflected. Set smportam inforntabon about your statement a the end of tits docurneM for more informison. Cash Cash and money balances Cash and money beiance.s may include avalable cash balances, UBS Bank USA deposit account balances, UBS BSA USA and at UBS FDIC insured Pr07dr, Stalk deposit account baerKes are insured by the FDIC within UBS FDIC insured Rogan Bank Balances. UBS AG Stamford Branch deposit account balances and money applIcatee lints, but are not protected by 9FC. UBS AG Stanford Brant hdepriLt account balances ate not insured market mut utl fund sweep balances. by FDIC and are not protected by 51K. Money market sweep baances are protected by 9PC but are not Insured by the FDIC See the Important inforrnetion about your statement at the end of this doPenent for detain stout those balances. Optnng baerXe Closing baerxe Price per shal e Average Orin:Jena interest Oafs n Hddng co ft/ 1(S) on Jul 31 (5) on Jul 31 (S) fete period Penal Cep stunt (5) UBS BANK USA DEP ACCT 1,520.58 1,412.08 250,000.00 Fixed income Mutual funds Total reinvested is the Iola d di reinvested d.idench II does not include any cash dviciends. It is rot a (tweaked da) Vie or Jas is the dfference between the current vaue and the 01,5t bail and would tar lot for the OurPOSM of delerminng hdding periods or cost Oaks. The shares you receive each time you generally De your tenable pan OHMS if the security was sold On this date The urreatzed °ado:ince loss may reinvest dvdenct become a separate tax lot need I0 re whined for return or caPrIS Payments in order to determine the reacted on or lass for tat reporting purposes. Cost Eases 35 the tOtal purchase cost of the security. Indudng torwested Ise/ends The cost basis may need to be aclusted for rerun d cadtal payments in order to detemine the aktnted cost bans for tat Investment return is the current vaiue minus the amount you invested, F Ices not Include shares that are not (Mating purposes. reflected on your statement, inducing shares INA hart been leaded SS either a gain a a loss. it *so does not include cash dudends that were not reinvested Purchase pricer lAwrber Avner price Client Cost Price per shat Value on Unrealized Rad imestmeM Hddng Hddng of shares per shares) investment CS) basis (I) on id 31 (S) rut 37 est gain or loss (3) letter, (St period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DBLTX Trade date. Mat 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.380 17,576.67 -423.33 LT Total reinvested 78.085 10.590 826.93 10.380 810.52 -16.41 EAI: 4675 Current yield 3 67% Security total 1,771.406 10.628 18,000.00 18,826.93 18,387.19 -439.74 387,19 JP MORGAN SHORT DURATION BOND FUND CLASS I contoued next page SDNY GM 00026958 CNP7C003005719191 NP7000168378 00001 0718 030575001 000000 Page S of 8 CONFIDENTIAL EFTA_00137578 EFTA01278485 Account name: *UBS UBS Strategic Advisor kily 2018 GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Your Mnandal Advisor: SCOTT STACK MAIILYLE CASRIEL Account number: Your assets . Fixed income . Mutual funds (columned) Purchase pied Number Ming. Fete Client Cost Price per share Value on Unrealized Rae iniestineet Molting McIcing of shares per share (I) invfittrimt (S) bask (1) onId 31 (1) Jul 31 (1) spin orlon (1) Mum (5) period Symbol: HLLVX Total reinvested 1,812.851 10.939 19.922.12 10.660 19,324.99 -597.13 19324.99 EAI: $286 Current yield 1.48% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18.00000 10.060 17,999.99 -0.01 LT Total reinvested 36.290 10.063 36521 10.060 365.08 -0.13 EAI: $310 Current yield 1.69% Security total 1,825.554 10.060 18000.00 18,36521 18365.07 -0.14 365.07 Total 536000.00 357,11426 356,077.25 -31,037.01 320.07725 Total estimated annual income: $1271 Your total asset rexemage ci COSI Estimated Unrealized Value on Ai 31 (S) your LK count bass (1) annual Income gain or loss (1) Cash Cash and money balances 1,412.08 2.46% 1,412.08 Need income Mutual funds 56.077.25 97.54% 57,114.26 1,271.00 -1,037.01 Total $57,489.33 100.00% $58,526.34 $1,271.00 41,037.01 Account activity this month Dale Achety DeStrOtiOn Amaral ID Dividend and interest income Dwderth. Jul 2 Dividend DOUBLE UNE TOTAL RETURN HAD INSTL AS OF O€12918 60.00 SYMBOL DBLTX Jul 2 Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 06129/18 35.66 SYMBOL PSDYX Jul 30 Dividend JP MORGAN SHORT DURATIONBOND FUND CLASS I 27.17 SYMBOL: HLLVX Total dividends 3122.3 CNP70008005719192 NP7000189378 00004 0718 030575004 COMITIYGM000269tIfie 6 of 8 CONFIDENTIAL EFTA_00 I 37579 EFTA01278486 T UBS Strategic Advisor July 2018 Account name: GHISLA1NE MAXWELL IRA Friendly account name:Incliv IRA Account type: Individual Retirement Account Your Ili nandal Advisor: SCOTT STACK MANLYLE CASRIEL Account number: Account activity this month (continued) Date Adidiy Dex nplion Amount IS) Dividend and interestinoome (continued) Interest Jul 9 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 07/0918 0.32 Total interest $0.32 Total dividend and interest income $123.15 Date Acidly Descrotion Amours (I) Pees Jul 24 Fee Charged QUARTERLY FEE -108.82 Total professional management fees 4108.82 Investment transactions for Mole Intonation about the once/value shown or restricted seCualles, see important Information &boot your statement at the end or this Oaf urnent Proceeds from FundS investment withdrawn Ira Affluent Cie AfuNty Descapuon Quamity vette (S) Prue CP tramacticas (I) inwsvnents bought (5) 'merest (5) Jul 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.758 .6000 DIVIDEND REINVESTED AT 10.42 NAV ON 092918 AS OF OW918 SYMBOL: DBLTX Jul 2 ReinLestment PUTNAM SHORT DURATION INCOME FUND Y 3.545 -35.66 DIVIDEND REINVESTED AT 10.06 NAV ON 06/ 29/ IS AS OF 0629 I8 SYMBOL: PSOYX Jul 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND 2.549 -27.17 CLASS I DIVIDEND REINVESTED AT 10.66 NAV ON 07/27/18 SYMBOL HLLVX Total -9122.83 Date ACIrvily Citscopilcn Amount IS) Money balance activities hn 29 Balance forward 81.520.59 Jul 9 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/06(18 0.32 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/24118 108.82 Set 31 Closing UBS Bank USA Deposit Aaount $1,412.08 The UBS Bant USA Depagt Account is your primary sweep colon SONY GM 00028960 CNP71:003305719193 NP700311)3378 00034 0718 030575004 000000 Page 7 of 8 CONFIDENTIAL EFTA_00137580 EFTA01278487 *UBS Yournotes `—:.7:;:°.===°"'''''''°-- -- °" • °" CONFIDENTIAL EFTA,B758I EFTA01278488 Important information about your statement 1..E6 Financial Suwon IX. (the Firma UBS Fnencia her Iran you nos law than 60 des deer the Frm capacity. A lot copy of the racy VXrdrg el Meltable imam a rasa and may rot keep pare with Services), is a member of all principal meshy, canrrodly sent you the fist statement on eked+ the woe or span request. inflation. and options excha-ges. UST Financial Sakes and LOS Problem appeared. • Moderato. W91ig to accept sane ride So pincPal and Bat USA are indeed fibsoaries of 1.65 AG and ▪ ?TOO* yeti rent ad accost nutter any) titOter IlneSIPC PrNtclon nee the avremereal tolerate sane volaility to seek Ingher returns. affiliates of LOS Sectaries U.C. The F I inancial - Detain the error or the ranter you are unsure protection 3M/ to: • Aforessibr Willey to accept high risk to princpal ad Statement is available upon request. The Form's exacilive tots, and ...plain as clearly as you can why"' • Certain financial assets cannoned by (and ncinksel n hap unary to seek Mr retie ever tone. offices am at: ahem a is anma a hay you need note your *Utast valanbut had away Iran LBS Financial • thwitniero agar Consetenten: N selected a idormaton. Services. For *wale certain b) issuance ratans. portion of the portfolio for that account may abide IRS Forced Stokes yr. - Ronde the doer arnxent of the suspected era. including variable athuites. and (i3 shres of rn.eual compile strata., tentd liquidity and gnaw 1200 Harbor Boulevard funds registered n the mane of the arrant holder on alma/. Weehawken, NJ 07086 The Finn or Card bsuerwil investigate an coati* the books of the Suer or transfer yea), and era coma int *nor promptfi. For alleged errors • trestment crows or encesiment interests lest, Statement Thouseholdar This statement reprealtS the on offOriel record of you Mary UB5 Visafidebit cad brand a*, 4 we take limited Dealerships and private rearmost) aroll of We may consoldate as rated account statement with Lei Foetal Services account. Other recoils. Mar more than 10 bus mass days to do this, we *decrial not registered under de Severities 40 of 1933; the same address in the same envelope. e 9. because official tic drunents, sonatas( coriliang data shoal you Ihe amount you then sin tme, Botha • Camoditen contracts (e.g. foreign ...charge and they hare °notes inn also maintain join account not be relied upon 6 youbate there is an errs or you wa have the use of the money Pang the tine it preccus metal centrals), including futures contracts retationrips was other cams a the sane actress. If emission plan report n inmerdafely n twiny to the takes us to complete os Mestigation. and commodity option Centrals; and you refer to mere incliatal statements mailed n Brand, Manager of the office servig you amount. • Dopes/ atoms (except certificates of &posh) at UPS torah Ormolnian. you my decline lashang by Please make all checks payable to the Fem ex the Bate USA, UM AG U.S. braches and bates re the calling yet/ Financial Minor Although alI Spiel Shown me intended to be accurate, trunoal visional notated on tie ban of this FDIC taxed Deposit Program. statement datashould not be used for tax puposes Rey statement In addition to reads account lees. amines The SIPC protection and the sepplementall protect:ado Friendly mane name solar on yothend lac tams, fie Form 1099. 5198, may be abject to mairoonarre tem charges for late not apply to these assets awns they otherwise appear the Friendly account name is a cumemable •nickname' 10425. etc ) when prepamg your tits return. The Fan 6 payment for Securities purchases and charges fa urpaid on you statements. The WC protection and the chosen by you to Min you wilksyckr macaroon; h regured by law to report to to RS a tenable &Crime's, routs n cashace:trots. Accounts that are Pandered popplernental protection do not prefect against changes has ro legal effect on your account is non Mender/10 reportable navearabli addends and unable interne to other nstaarns may be subject to a vender fee. n the market crake of yrs imesbnents (*tether as a ary strategy, prodoct recommendation. erred on vanities held n you accord, net proceeds east of man movement issuer balceropecy ionk/tn./It &Wane a resk probel associatedwit, your on sale transactions. and cost basis on Wan(cared UBS Sweep Options odsmoist) accounts. and is not a Noma or paean that vaunt near es. UBS offers options for aceeprorath balances to bat or any financialresult can of will to achieved. All depose accounts at non-/Milted banks and Sawed Dividend Reinvedithent Program (DRIP) inesernents Imola the risk of Ms, including the risk of Ceowenications with tho Pima bats admoney man MtAual funds (Money Funds). The pm reflected is an average price You may obtan loss of the take iorestment. You can <hinge your • Pleasereaffirm any as cornrunications in wring Depose mown at MS Bark USA and roon•atf dieted the actual price Iran you two to Advisor. One) *tole Panay accuse names throughOnline Services a by to further protect yourritds. inckarg your rites barks pankipaing n the UBS FPCthsured Deposit Owe{ re purchased undo. DU, patrol Maros wiltbt centring you. Fruncial Acker. voter the Securities testa Protection An (WA). Program are FDIC etsured n acade mcewah FDK rules sold and the rash wit be deposited in yOuf &crane The • If thefinance:9 institution an the top lett of the front For mere information, please visa *wior Mogan Depose dividend rernesfinint rice stapled by the wear may ACOOtalt premier/ of this statement is not CBS Fnaxiel Stevan, LBS KcountS al IRS AG Maraca Branch and thin of offer from the Mallet rice at Midi the pat.* Shire, • bribe of put accoonyhartfolio. Net of assets and Financial Swan arra row become as during Money Fads are not tend by the FDC. ere sold leitodain. broker by arrangement wish the nokated Manion • Asters Includes salable cash balances, cam for we Mooned you cd this retard* when you Bank deposits aro not protected by SesC. Money Find Ca eu opened this accuse. Is this cast yea Furls and shares are protected by SIK. See "UBS e noon' Senesces restricted security Oil I and Global Tile Deposits, Oaf whole urea may te held ri you moult typo we wrealfind malts lo market aid <total, asses not held sect-ries ant located a UBS fawrcal Sevres end rot Acctunt Protnten' below. nand to wit as a result of a dividend payment the Mabrybroker. and you treat make a Mal by the Fem. Does not act* unpnced securitalasiels a otherwise, the firm wit ether sell pan& tints at al the and of the riot an orrent staWnent penods, or of ay ear or omission to both finis Urnyour repast, balances in the bank depositsmay be market prior a accept an imam determined by a ambit irivestrilerIlk wrested stork opeiom and • As despised 'a te account agreements, you Mt* withdrawn. atdshaes of a Money Fund may be •epeated clean( agency, and credit you accusal exercisable nook options I-Cadyusof any errors or fraud irwohieg checks lectadated and the proceeds retuned to you a your names aerate • nettinies heads debit balances, anomie-( margin reflected on your Statement within 30 das after a was 'nutriment objectives mailed a made milabao. loan. credit frit short account balances. The lineament objectivn and risk profile ar e spate to • Cash/money &ewes TOW d unimened available • Please diva customer complints or roans to the Futter itermatron about avadible sweep options, tech oxcart and may ray between you accouth reckdrg current interest rates and yields, 6 available at cash balances, plus &pout balances as affiliated an Fiat< loom Relators Department x 201.3521699 Please advise the Finn wore/ate in wring of ally wymanrerrersweepreds, from yam Fremont Advisor nort.sif dated banks, indocile, market mutual tad or ton-free at 800.354-9103, 8:00 A.M. to 6 AO P.M umftont change in your financial Memnon a swap baboon at the dm of tie stsonent period ET Monday throughFriday, or in wren; to UBS or by calling 800-762.10W nomanrone objectives. For each account heft you Fintrxial Services K., Client Relations Dewar& Noncorroodity free ova banes in you" account are choose one of the Iolovmng imestment doyennes: not secyegxed from ocher balances and the Fin, may P.O. Box 766 UrionCiy. NI 07087. UN Venancio' Suction aCanant protection • Pucka Current Maw *easements Weis) the The Finn is a newber of the Smola Mesta Protection use argot then funds ti the ordinary rouse of its • AllPaemeres shall be deemed caecae and acorn generation of Mane only. hearers. Those fu-ds repayable opon your demand. it not objected to in *Miry within 60 days. Corporation OK), which protects securities customers • Achine CapiralAppnciatiorx enestrnents peeking of as marben is to $500,000 (nckding 1250,000 for TVs total is raided in the (van porrod <losing rate. • For TTY *aces. Call 844612.0986 or from can* growth of primPal Whet than the generation of the LS S.: Cal 201.352.1495 dains for cash). Esplanetay brochure araltabh taxes room. • haw of aeon a paeans about an ffectronic 'tong a al meow Moo org. The SIPC asset protection lints apply to all accounts tat you hold in a penal's' • Poona Combeneson atom* am( Opal Londhy information bads transfer (EFTL lei apnea or tRS Vise debit Appreciation: Irivainwas seeing both the gerwation For Woad Mormation on the Firre's Wang practices cad transactions, call 030.762-1000. or write to MG capacity. The Fat together with wan affiliates has the of home ind Torah of 'Mogul. ad datums, refer to amr Client RelationthiD F r' anee' Services M., 1000 Harbor Ma, igh floor, Agreement or Across Agreement and the General Weehanten. te 07086, Alin OMall6A Senna Pernsed suppkmeMal Manna. the madman among payable to all eligble rants. canna* under Overall risk toga Tenn and Cenditecons U96 Statement of Credit Pratices this protedia is 1600melon as of December 10, 2016. • Conservatfie: Seeks to martin onkel priooal, with available n Agreements endDisclosures C al a write as soon as you can, if you that your low risk and ramMy to the account fantail, even el ally...or ribs tornimenemeriflonoey. statement a mote is may a 4 you need more Subeci to the poky condaim and Erna's* ash at the Fie 6 bather rotated for up to 71.9 merlon in the that mere the account does not generate significant oformaton tout a ranter on the 'lament a rear. The Fim a Card boar (as placable) must aggregate for all your accounts aid in a particular SDNY_GM_00026962 CONFIDENTIAL EFTA_00137582 EFTA01278489 Important inforntation about your statement (Centnabd) Your assets - Certain positions may wear without a price AM restricted Sock (Or purposes of this statement eq. TO funding for iechnoixy deaMerient. Panne rd Your ralerrent itemizes recutian and other assets held Will thirst as • txke was not available • il we me the extent that rostrkted secures are egg« la sae, «beaten. n the account at the end of the statement period. You unable to obtain a price for a S•Culy the valor receired may be substantialk loss than the - Our affiliates also reeve trading ccermiskons and may ask for dekvery of fully Paid securities al any - DepOSIS a SeCurdceS dersomnated ncrarercies embed yaks shown other compensation from inatual funds and nstrarce You may recent seculars used 3S loan cotserai alter Other than U.S dollies are ref Sated at the eschews carbine whose products we *suttee. paying any Winer de on them. Arty securities rate as of the statement date. • tn. (estinated) Mamw current yields and rates - We rave an small., from 1.8$ an USA and franderred to the aim eking the amormmt pored are - fa «ruin «aurae raring in nomconfamne An use irate of snail income is bawd on (mem 1.8$ AG Strafed Branch of go to S25 per account looted at market value as of the end of the steams« denominations, price and purely (lace eats) may clnicitnel and Sava rates, assuring the securities will sweeping to the banks Lair the 1.85 Bank Sweep period have been /dosed so facilitate acme valuxicn. be held for enema' from statement date or Lail Program • Con basis. In detennning the cost basis of the To cbtan current quotations. *Awn avaaabk. contact maturity. This estimate is any a evident accuracy securest included on this itatentent, where indicated your Fele-Kul Advise. and continued clank are not guaranteed. Activity wet, the nunter -I.• LISS Fen/mist Services has relied — (stewed anal mar* and current yell ler Inlormaton rogardng oninissite and other charges on information (Maimed from source other than UBS • Piivete irrrestrmnts end strucbred products. certain types of secretes could node a ream of incurred in corned ion wen the execution of treks. Financial Sernices, minding eacenation Iran another Private imestrrent Notifies (ixlucleg deer «Moat or captal gains in which case the est incladew option transactions has been ndided on Inn or that you may have provided to you Finarmal parttipalin proven and real estate investment trust income (and current yield) would be overstated. cadmisions previously luinnhed to you. and will be Apiece. the Finn does nor independently retry securities) and structured poodsts are genteelly highly — funneled arrest income ad curet meld and the provided to you prompty on ramie guarani« the 'rotary a vaiday of my -demotion Said Celan mound proolios have not been actual iron and;old mdst be lower a hirer von:kWh/ sources other than 1.3S Financial Sake registered with the Securities and Exchange than the winged rimers Short soling et addled% althougen 1.85Fnancial Senecas gestalt. Carerdsion a under any mate securities lam. We — An estimate of atnualeted income (dielend ride If you are engaged n short selling a security, youmay updates the rammer, as it is received. the item «cede estmated values ler parse investment interest) cleided by the amen maket new a charge due to certain baroarg costs For that doesnot prom* any anlearCeS Oqg the Kilowatt« securities and stnxtured products for ercensanal vateriaverage balance is loosed on the last dividend particular Searly. under 'Cost basis- ard "Urrealqed gerlIOSS. la pfloSet only Accuracy is not guaranteed Meant payment made by the issuer and rotate as of the date of this statement. As suCh. - These yaks& may diller substant iaPy from pncos., if moss the securireddemosas will be hell for ore Open ardent please do not rely in this Merriman to make any. al which a private -meth»?1 seosity year from the malemet date or until makray. Pigskin; open or 'good-IS-canceled' orders that purchase a sale decisions, la to pa-poses a structured product may be bcr45t or sold and do Accuracy and continued yield are not warned were not executed by the statement date, open buy and otherwise. Acceums trandemed to the Fan may not necessarily rettiewm the vAie you may receive set stop orders re ritaxed by the mount of «edemas are Herman only for thy period er reflect giies taaOn • Assets not head by UK Phoned Services. Celan or rights on an ex.dividerda a- recital date unless ta* they head at the Fan Morehistorical - Third party 41101.10S of vale re as «accrue, assets re not hold by the fen and not within the instructed otherwise by you. You are respcnsble for Mikemation can be added by your Marxist Advisor. date and re replied to LIBS Financial Services an a Fm's possession or control These assets are orders that are executed due toyer lattice to cancel • Lfrentelited seedless's. NearMita availabk, regular base by an independert vitiation tem. dtplayed an your statement for nforrrutornal metre open Orders. stored«realized garelosses are calculated for - Issue, general partner or sponsor narrated vabes. purposes only. Positions and «km presented ire irivilual Satre)/ lots TM transaction data for it any, re korried to the Fen by the ova prowled by the Mute fern UBS Framed Seem is Privacy individual lots may or main« ref lest corrmissions, general panne' or sponsor and may be calculated not responsbki for this intam anion and does not To obtain a copy of at arrant Client Privacy Notice, charges antra *only reorganization thanes. based on deferent Mormaton from that used by guarantee its accuracy These assets we rot protected please contact you Financial Ade« or vitt our website Dirdend and other renveument lots and systematic third parties to denve their estenated oboes. by SWC or the Fan's supplememaISIPC coverage. al mew sit' comerivacipolo. puthhe lots are each combined to display at - You can obtain additional information regarding - LISS Financial Services is not a bark. The RIM, Buiness averaged lot The 'Trade date colmn«wets the the methodology used to determine the estimate of • Revenue ithereng and adcWienel compensates Services Account BSA and !MA re Le«ear angina trainacbon trade dale. value and the dale of the Marnatin that is the — h additen to commissions an sales and 126.1 fees accounts which provide access to barker' servos and • Fellable securities Bonds and preferred stock that basis la the estimate by contacting moue financial reeved in connect in with the distrtuten of mutual worts treocfri arrangements with affiimed barks the issue cats la early rede tan wit be selected Advisor. funds to our «ems we rider our affiime ramie and other thidperty banks, and provides access to apartully by lot Iran among as scoriae of that - Thid party *denoted values may be reflected at «vague sharing payments Irons defiers's actor «an« rid annuity products issued by «offaimed issue held in our rune in nOrnnef rent for our 'Not priced' in several libations, when an Myriam of the ensue funds that we Rill Those ihietpaity enirarc• companies though insane clients Call team riformalon is °Maned from third independent effusion Inn has not statOled a 6 mounts re based on two d f event corroonents: agency subsided-es of Lies chancel Sent ex. parties and es massy is not goaranted. Other call viable to assign a mew, wreen we become aware the ran of sales ty1.85 of a mewls' mutual — Meaner, mace. and annuity products leaves may stmt which (add Sleet send. complete that a material event has occurred that may call a lurid I amily to our dents, and o8 the asset value of a — Not FDIC insured • No bank guaislet• May lose vaLe Memnon will be provided upon request previously reported yaks. So question, or Wen a particular mtual had frays shares held at the - WA Resat« Management Account. Business • Certificates of deposit (CDs). CDs a« FDIC insured value would be highly Sptrulative due to the nature fnn Services Account BSA. IRMA and international Resource up to 5250000 Mt principal and accrued irsecest per of the rattly - We and ow affiliate also receive networking and Llanartment Accent are registered service maks of Oporto( and pa depository tnstrt«in. ', accordance - When nether an issue general pother or sponsor amts processing ices imcorsideradn foe transfer 1.6S financial Services inc. rah 10K rules. estimated value nor a thrdsarty estimated value is agent serum that we provide to tie mutual funds — viSA e a registered trademark owned by Vaa • Prialkalii• ncesdaspeyedlasecurein and other provided the obi of the warily will be«Hoene These lees german/ are pad from investor asses n menutional Service Association and used under peaces may be higher or boon than the price that from its puxhase pate. the mutual fed aid are a feed dolly arrant based ken« The 1.85 Vita (fedi crds rd the 185 Visa you would actually00re il the make. Prices are - Vert« ions to dale may each rev" of at the cumber of accounts at the brokerdeakr debt ores ale issued by 1.85 Bank USA with obtained from vandal thrd piny sources Minch we tweak. ncorne or both. holding mutual funds of that fund family Permission from Visa U 5.A Incorporated. An other bedew to be rekable, but we do not guarantee thei - • Original unit sae' represents the Mill offering - w is:Memto canrossions received in conntetton vackinerks, registered as:kooks, service maks and accuracy pros pea Lad and mw not reflect 'contort balm with the sake a delibuton of tenuity contracts rd registered wore marks are of their respective - We generally use the closing price when available or - DPP and Wasted REF secures are not hood on a unit nvestment mat one to one clients. we ardor companies he mean of the bid and ask prices nor listed national seturbes exchange, and ate generally at affiliate receive rewrite Sharing (orrpensatcn 'exams and options or only bid paces kr OTC Squid and even it they can be sold the ore frommum of the ni sure-Kt companies undevait re UN Financial Services Inc Rev. 201807 washes received may be less than the per share estinsated the entity convects, affiliates of the nsurance - Less actively &aided washes maybe priced untie a value provided n the fl our samara samaras or sponsors or the unit onestrnent rush valuation model or the opt recent price we we cintrbute obtained and may rot ref let an actual market price • Riericted nosiffes. Restricted *cute, dere* h arklesant0 cornmesions received from the or «We. are not &trendy eligble for public sale. UM Fnanctal paths,* and sale of NeaShires Innild we ander cur Senses uses the mann price of the strtSInCled stock aflame receive an met-brad revenue sharing of the sane isver as an imputed value for the paymore from reaShares dettbaces as well as SDNY_GM_00028963 CONFIDENTIAL EFIA_00137583 EFTA01278490 ties Estancia! Services Inc Retirement Account Private Wealth Management UBS 299 Park Avenue 26th Floor UBS Strategic Advisor New York NY I 017 1.COa2 August 2018 CW7005679853 00318 XI YI 0 HI AN MAX LL IRA Account name: GHISLANE MAXWELL IRA Friendly account Name: !nth IRA Account type: Individual Retirement Account Account number: Your Knandal Advisor. SCOTT STACKMAN/LAE CANNEL Phone: Questions about your statement? Value of your account Call your FinanciS Advisor or the on July 31 (1) on August 31 (3) RMA ReS0toCeline at 800-RMA- 1000, Your assets 57,489 33 57,701.04 account 029023697 Your liabilities 0.00 0.00 lAsit our website: Value of your account $57,489.33 357,701.04 www.ubscornifinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Tracking the value of your account duriag 3018 Value of your account S Thousands at year end 2017 157.676.64 Net deposits and 57.0 57.0 57.2 57.7 57.5 57.7 wandravaiS -132.2.94 • • • • YOur invest-nett return Dividend and interest income 1892.88 Change in market value •1545.54 Value of you woman C*c 2014 Dec 2015 Dec 2017 Jul 2018 Aug 2018 on Aug 31, 201e SSZ701.04 Dec 2016 SDNY GM 00026964 Member SIPC CtiP70303005679853NP70001€e7s7 00034 OBI 8 030575004 100000 Page 1 of 8 CONFIDENTIAL EFTA_00I 37584 EFTA01278491 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor August 2018 Friendly account name:Indiv IRA Account type: Inditodual Rekromont Account Your Nnanciel Advisor- SCOTT STACK MANLYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of August 31 ($) you account . Cash and money balances may include A Cash and money balances 1,412.37 2 45% Your current asset allocation available cash balances. VBS Bank LISA deposit B Cash alternatives 0.00 0 00% account, VBS MC insured Deposit Program Bank A accounts, VBS AG Stamford Branch deposit C Equities 0.C° 0 00% account balances and money market mutual fund sweep balances See the Important in formanon D Fixed income 56,288.67 97 SS% about your statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% $57,701.04 100.00% Value of your account $57,701.04 Eye on the markets Percentage change Index August 2018 Year to date S&P 500 3.26% 9.94% Russell 3000 3.51% 10.39% MSC I - Europe, Australia & Far East -1.92% -1.87% Barclays Capital U.S. Aggregate Bond Index 0.64% -0.96% Interest rates on August 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.11% CNP 70008005679854 NPAX0I 68757 OOOOI OBI 8 0305750O4 lOregt#W_GM_000289059e 2 of 8 CONFIDENTIAL EFTA_00137585 EFTA01278492 GHISLAINE MAXWELL IRA UBS Strategic Advisor Account name: Your Pi nandal Advisor: UBS August 2018 Friendly account name:Indiv IRA Account type: Account number. Individual Retirement ACCOunt SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account Summary of gains and losses Values leporlei telow exclude products for which gain and losses are not classified August 2018 (5, Year to date (S) Realized gains and losses Unrealized Opening account value S57,489.33 $57,676.64 August 2018 (1.) Year to date (1) gains and kisses (1) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 -7.26 out 0.00 -322.94 Long term 0.00 0.00 -940 16 Dividend and interest income 122.12 892.88 Total $0.00 $0.00 -$947.42 Change in market value 89.59 -545.54 Closing account value $57,701.04 $57,701.04 Cash activity summary See Account ecturty the month nor decals. Balances in your Sweep Options are induCedin the cpenng and Dividend and interest income earned closing balances value. FDIC insuunce ewes to deposits at UBS Sank USA and al bank: participating in tie U8S FDIC insured Deposit Program. R Ores not awry to deposits at U8S AG. Stanford parch. SIPC protection applies to money market sweep fund hddings but nal bare deposits Set Important inhumation for purposes of Itis statement, tembIty of inkiest and dividend Income has been determined from a US about your statement on the last two pages a this document for <Plats tor reporting perspective. Based upon the residence of the account holder, account type, or product some Interest ands dvicfend payments may not be subject to United Stied (US) drag Puerto Rico (PR) August 2018111 Year to date IS) income taxes The dent monthly stamen is not intended to be used and cannot be reked up:in for la( purposes. Clients should refer to the applkide lax reporting forms they receive Iran UeS annuity, such as Opening balances $1,412.08 $1,732.88 the toms 1099 and the ROMS 483, foe tat rePdfffng informatOn It is the practice Of U85 to file the tpplicaUe lac tenoning forms vAth the US Mterni Revenue Service and PR Treasury Department, and in Addkiorrs such forrns accuratety damply dwdenct arctic/ interest es lax ...crypt or tants* incase. Please consult your Dividend and interest income 122.12 indudual toe property 892.88 Total additions $122.12 $892.88 August 2018(1) Year to date (I) Subtractions Dividends 121.83 814.88 Professional management fees and Interest 0.29 2.18 related services 0.00 -322.94 Total current year $122.12 $817.06 Funds withdrawn for investments bought -121.83 -890.45 Prior year adjustment 0.00 75.82 Total subtractions -$121.83 -$1,213.39 Total dividend & interest $122.12 $892.88 Net cash flow $0.29 -$320.51 Closing balances $1,412.37 $1,412.37 SDNY GM 00026966 CHP7C00930567985S NV7003103757 00031 Cele 030575001 100300 Page 3 of CONFIDENTIAL EFTA_00137586 EFTA01278493 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor August 2018 Friendly account nam•:Indiv IRA Account type: Individual Retirement Account Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL Account number: UBS Bank USA Deposit Account APY Interest period Jul 9 - Aug 6 Opening UBS Bank USA Deposit balance Jul 9 $1,520.90 Closing UBS Bank USA Deposit balance Aug 6 $1,412.37 Number of days in interest period 29 Average daily balance $1,468.37 Interest earned 80.29 Annual percentage yield earned 0.25% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fa:uncial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eligibility consderatan - None selected Your account instructions • MS Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. CHP7C008005679856NP70C0I88757 00034 CRIS 030575004 lOttlfiY_GM_0002641994 4 of a CONFIDENTIAL EFTA (10137587 EFTA01278494 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pt nandal Advisor: UBS August 2018 reiendly account name:Indtv IRA Account type: Account number: Incluadual Retirement Account SCOTT STACKMAN/LYLE CASRIEL Your assets Scene prices, income and current vaueS shown may to approximate. Asa mitt. galas dad losses my riot be accuialely refkaed. Set msporunt inawmabon arbour your statement a the too of ths dxurneM fOr more inform:ion. Cash Cash and money balances Cashand money balances may include avalable cash balances, UBS Bant USA depoot account balances, UBS Bank USA and al UBS FDIC Insured Progarn Bank depOLI account tdaXes are insured by the FDIC nelhin UBS FDIC insured Rogan Sank Balances, UBS AG Stamford Branch deposit account balances and rroney applicable Imts, but ale not protected by SIFC. UBS AG Stanford Brant h deprdit account balances zee not insured market mow' fund sweep balances. by FDIC and are not protected by 51K. Money market sweep balances are protected by 51K but tee not Insured by the FDC See the Important information about cur statement at the encl of this dooment for details about those balances. openng baante ClOsing baance Price per share Average Oakland !Merest Days in Hddng on Aug 1 (5) on Aug 31 (I) on Aug31 (S) rate riming period Cep amount (5) UBS BANK USA DEP ACCT 1,412 08 1,412 37 250,000.00 Fixed income mutual funds Total reinvested is the iota al al reinvested dvdends R does not include any cash dndends a is rot a (Minkel (fey) gain or las is the dfference between t he current vane and the cost basis and would tar lot for the OurPOSeS of delerminng hdding periods or cost bass. The shares you receive each time yOu generally be your Wade gan Or loci if the security was sold coitus date The ureetlized dad gan Cr loss may request CI udenC6 &COMP a seomme tax 101 need to be acluSted for return a (aorta pearneots in circler to &leonine the realized gan or 1056 far tat tenoningpc/poses. Cost barn is the total purchase cost of the s«uray, inducing ronrestedcf widener The cost basis may needto be adusted for return d capital payments in order to detem-ine the ad tnted cost bays for tax Investment return is the current value (nous the amount you invested. P does net Incl We shares that ale not (P0Orting purposes. reflected on pug statement, inducing shares that hart been reacted as either a gain o a Ion It aro does net include cash thdench that were not reinvested Purchra pacer Minter Average price Client Cost Price per 'hat value on unrealizeddad Investment Hddng Hddng of shares per share (S) rnvestment (I) basis (S) on Aug31 (SI Aug 31 (5) gain or loss (5) return (S) period DOUBLE LINE TOTAL RETURN FUND irlso_ Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.410 17,627.47 -372.53 LT Total reinvested 83.656 10.576 884.76 10.410 870.86 -13.90 EAI: 9680 Current yield 3 68% Security total 1,776.977 10.627 18,000.00 18,884 76 18,498.33 -38643 498.33 JR MORGAN SHORT DURATION BOND FUND CLASS continued next page SDNY GM 00026968 C NP7C0C0305679BS7 Ne7003168757 00801 °GIB 0305ThOgt 100000 Page S of 8 CONFIDENTIAL EFTA 00)37588 EFTA01278495 SUBS UBS Strategic Advisor August 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number: Individual Renrernent Account Your Kaancial Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets . Fixed income . Mutual funds (communal highest pige Number Averad price Client Cost Price per share Value on Unrealized gag Investment Hddng Hddng of shares per sham (5) investment 0) basis (I) on Aug 31 (1) Aug 31 (5) gein of lost (5) Mum (5) period Symbol: HLLVX Total reinvested 1,815.576 10.938 19.951.20 10.680 19,390.35 -560.85 19,390.35 E.A1 1296 Current yield 1.53% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.000.00 18,000.00 10.060 17.999.99 -0.01 LT Total reinvested 39.761 10.063 400.13 10.060 400.00 -0.13 EAI: 5326 Current yield 1.77% Security total 1,829.025 10.060 1stow.co 18,400.13 18,399.99 -0A4 399.99 Total 536,000.00 557,236.09 556,288.67 4947.42 520.288.67 Total estimated annual income: 81302 Your total assets regentioe al Con Esbnlat eel Unrefined value on Aug 31 (5) your &count oasis 01 annual tncome (f) gam 011055 (1) Cash Cash and money balances 1,412.37 2.45% 1.412.37 Fixed incense Mutual funds 56,288.67 97.55% 57,236.09 1,302.00 447.42 Total 857,701.04 100.00% 858,648.48 81,302.00 4947.42 Account activity this month Dale ACII.éty Description Amount (f) Dividend and intenst income On/Wends Aug 1 Dividend DOUBLE UNE TOTAL RETURN FIND INS11. AS OF 0713I/ 18 57.83 SYMBOL DBLTX Aug 1 Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 07131/18 34.92 SYMBOL PSDYX Aug 30 Dividend .11› MORGAN SHORT DURATION BOND FUND CLASS I 29.08 SYMBOL HLLVX Total dividends 512133 CNP70003005679858 Nr7000168757 00004 0818 030575004 1C4MYGM0002691%9* 6 of CONFIDENTIAL EFTA_00137589 EFTA01278496 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pi nand' Advisor: *UBS August 2018 Friendly account name:Ind:It IRA Account type: Account number. Indunclual Retirement AECOunt SCOTT STACKMAN/LYLE CASRIEL Account activity this month (continued) Date Adisty DeSOVIlOn Amount (S) Dividend ad interestincome (continued) Interest Aug 7 Interest UBS RANK USA DEPOSIT ACCOUNT AS OF 0&0& 18 0.29 Total interest $0.29 Total dividend and barest income $122.12 Investment transactions For mote I nformaion stout the pixel value shown for restricted sec unties. see Important ifitOIMAII041 'boot your statement at the endol this document. Proceeds from Punch investment withdrawn to Accrued Date Actripty Desceptan Quantity valve (S) Pnce (S) transactions (S) iribeSrntntsbCtIllg (5) interest (S) Aug 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.571 -57 83 DVIDEND REINVESTED AT 10.38 NAV ON 07/31118 AS OF 07/31118 SYMBOL: DBLTX Aug 1 Pemsestment PUTNAM SHORT DURATION INCOME FUND Y 3.471 -34 92 DVIDEND REINVESTED AT 10.06 NAV ON 07/31/18 AS OF 07/31/18 SYMBOL. PSDYX Aug 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND 2.725 -29.08 CLASS I DVIDEND REINVESTED AT 10.67 NAV DI 0812918 SYMBOL: HILVX Total 412123 oae Activity Description Amount (5) Money balance activities NI 31 Balance fonward $1412.08 Aug 7 Deposit UPS BANK USA DEPOSIT ACCOUNT ASOF o&0&18 0.29 Aug 31 Closing UPS Bank USA Deposit Account 31412.37 Tne UBS Pant USA Deport ACCOUrt is your primary sweep colon SDNY GM 00028970 CW700O%05679859 NP7000103757 00034 ORI Et 03057%04 100000 Page 7 of 8 CONFIDENTIAL EFTA_00137590 EFTA01278497 $UBS Your notes arxmoosenee.mmenvomo4memorwo oggyy c,,, maas rnadstate...om CONFIDENTIAL EFT,00B7591 EFTA01278498 Important information about your statement I..E6 Financial Suwon IX. (the Firma UBS Fnencia her Iran you nos law than 60 des deer the Frm capacity. A lot copy of the racy VXrdrg el Meltable imam a rasa and may rot keep pare with Services), is a member of all principal ourihn canrrodly teed you the fist st atement on eked+ the woe or span request. inflation. and options excha-ges. UST Financial Sakes and LOS Problem appeared. • Moderato. W91ig to accept sane ride So pincPal and Bat USA are indeed fibsoaries of LBS AG and ▪ ?TOO* yeti rent ad accost nutter any) titOter IlneSIPC PrNtclon nee the avremereal tolerate sane volaility to seek Ingher returns. affiliates of LOS Sectaries U.C. The F I inancial - Detain the error or the ranter you are unsure protection 3M/ to: • Aforessibr Willey to accept high risk to princpal ad Statement is available upon request. The Form's exacilive tots, and ...plain as clearly as you can why"' • Certain financial assets cannoned by (and ncinksel n hap unoloy to seek Mr retims ever tone. offices am at: ahem a is anma a erg you need note your *Utast vala)but had away Iran UBS Financial • thwitniero agar Consetentar N selected a idormaton Services. For *wale certain b) insurance ratans. portion of the portfolio for that account may abide IRS Forced Strews tic. - Ronde the doer arnxent of the suspected era. including variable athuites. and (i3 shres of rn.eual compile strata., tented liquidity and gnaw 1200 Harbor Boulevard funds registered n the rune of the arrant holder on alma/. Weehawken, NJ 07086 The Finn or Card bsuerwil investigate an coati* the books of the Suer or transfer yea), and era coma ay *nor promptfi. For alleged errors • trestment crows or nmesiment interests lest, Statement Thouseholdar This statement reprearla the on offOriel record of you Woking UK Visafidebit cad brand a*. 4 we take limited Dealerships and private PlacernalOaroll of We may consoldate al Wand account statement with Lei Foetal Services account. Other recoils. Mar more than 10 bus mass days to do this, we *decrial not registered under de Searites 40 of 1933; the sane address in the same envelope. e 9. because Whoa tac drunents. contanng coriliang data shoal you Ihe amount you then sin tme, Botha • Camoditen contracts (e.g. foreign ...charge and they hare °notes into also maintain join account not be relied upon 8 youbate there is an erre or you wa have the use of the money Pang the tine it preccus metal centrals), including futures contracts retationrips was other cams a the sane actress. If emission plan report n inmerdafely n twiny to the takes us to complete os Mediation. and commodity option Centrals; and you refer to mere incliatal statements mailed n Brand, Manager of the office servig you amount. • Dopes/ atoms Incept certificates of &posh) at UPS seprate Ormolnian. you my decline lasholty by Please make all checks payable to the Fem ex the Bate USA, UM AG U.S. braches and bates re the cern yet/ Financial Adria Although alligen shown me intended to be accurate, trunoal natation notated on tie ban of this FDIC taxed Deposit Program. statement datashould not be used for tax puposes Bey statement In addition to reads account lees. amines The SIPC protection and the sepplementall protect:ado Friendly /moue name solar on yothend lac tams, fie Form 1099. 5198, may be abject to mairoonarre tem charges for late not apply to these assets awns they otherwise appear the Friendly account one is a cumemable •nickname' 10425. etc ) when prepamg your tits return. The Fan 6 payment for Securities purchases and charges fa urpaid on you statements. The WC protection and the chosen by you t0 assist you wilksyckr necordteeprg h regured by law to report to he RS a tenable &Crime's, routs n cashace:trots. Accounts that are Pandered popplernental protection do not prefect against changes has ro legal effect on your account is non mended10 reportable navearabli addends and unable interne to other nstaarns may be subject to a vender fee. n the market crake of yrs imesbnents (whether as a ary strategy. prodoct recommendation. erred on vanities held n you accord, net proceeds east of man movement issuer balceropecy ionk/tn./It &Wane a resk probel associatedwit, your on sale transactions. and cost basis on Wan(cared UBS Sweep Options odsmoist) accounts. and is not a Noma or paean that vaunt near es. UBS offers options for aceeprorath balances to bat or any financialresult can of will he achieved. All depose accounts at non-/Milted banks and Sawed Dividend Reinvedithent Program (DRIP) inesernents ernolve the risk of Ms, including the risk of Ceowenications with tho Pima bats and money man nasal funds (Money Funds). The pm reflected is an average price You may obtan loss of the take iorestment. You can <hinge your • Pleasereaffirm any as cornrunications in wring Depose mown at MS Bark USA and roon•atf dieted the actual price Iran you two eat Advisor. Gay *tole Panay scare names throughOnline Services a by to further protect yourritds. inckarg your ran barks pankipaing n the UBS FPCthsured Deposit Owe{ re purchased undo. DU, patrol Maros wiltbt centring yenFt-uncial Acker. utter the Securities hasta Protection An (WA). Program are FDIC etsured n arcade mcewas FDK rules sold and the rash wit be deposited in yOuf strove The • If thefinance:9 institution an the top lett of the front For mere info:Sion, please visa *wior Wog*. Depose dividend rernesfinint rice stapled by the wear may ACOOtalt premier/ of this Statement is not tES Fnaxiel Stevan, UM amounts al IRS AG Striae Branch and than of offer from the Mallet rice at Midi the pat.* Shire, • bribe of put accoonyhartfolio. Net of assets and Financial Swan arra you become as Wang Money Fads are not tend by the FDC. ore sold leitodain. broker by arrangement wish the nokated Manion • Asters Includes salable cash balances, cam for we Mooned you cd this retard* when you Bank deposits aro not protected by 9PC. Money Fend Ca eu opened this accuse. Is this test yea Furls and shares are protected by SIK. See "UBS e noon' Senesces restricted security Oil I and Global Tile Deposits, Oaf whole urea may te held ri you account, typo we wrealfaied mats lo market aid <total, aster not held sect-ries ant hated a lin fmancal Sevres end rot Acctunt Protnten' below. nand narwhal wit as a result of a dividend payment the Mabrybroker. and you treat make a Mal by the Fem. Does not act* unpnced securitalasiels a otherwise, the Firm wit ether sell pan& tints at al the and of the riot an wan staWnent penods, or of ay ear or omission to both finis Urnyour repast, balances in the bank depositsmay be market prior a acoye an imam determined by a ambit irivestrilerIlk unrested stork opeiom and • Asdescrbed n the account agreements, you Mt* withdrawn. atdshaes of a Money Fund may be •epeated dearity agency, and credit you accusal wearable nook options I-Cadyusof any errors or fraud irwohieg checks lectadated and the proceeds retuned to you a your myna aerate • nettiees Irrlades debit balances, cutsuning margin reflected on your Statement within 30 das after a was 'nutriment objectives mailed a made milabao. loan. credit frit short account balances. The rwrswert objectives and risk profile ar e spate to • Cash/money &ewes TOW d unimened available • Please diva customer complints or roans to the Fitter itermatron about available sweep options, tech account and may ray between you accounts reckdrg current interest rates and yields, 6 available at cash balances, plus deposit balances as affiliated an Fiat< hem Relators Department a 201.3521699 Please advise the Finn wore/ate in wring of ally wymanrerrersweepreds, from you Fremont Advisor ncwsif dated banks, indocile, market mutual tad or ton-free at 800.354-9103, 8:00 A.M. to 6 AO P.M umftont change in your financial Memnon a weep baboon at the dm of tie statement period ET Monday throughFrclay. or in wren; to UBS or by calling 800-762.10W nomanrone objectives. For each account heft you Fintrxial Sevres en, Client Relations Dewar& Noncorroodity free ova banes in you" account are choose one of the folovmng imestment doyennes: not secyegxed from ocher balances and the Fin, may P.O. Box 766 Union C thr, NI 07087. UBS Fenancial Suction aCanant protection • Pucka Current Maw *easements Weis) the The Finn is a mother of the Smola Mesta Protection use argot thew funds ti the ordinary cane of its • AllPaemeres shall be deemed caecae and acorn generation of icon only. hearers. Those fu-ds are payable opon your demand. it not objected to in *Miry within 60 days. Corporation OK), which protects securities customers • Achine CapiralAppnciatiorx enestrnents peeking of as marben tp to $500,000 (nckding 1250,000 for TVs total is raided in the octant porrod <losing rate. • For TTY *ewes. Call 844612.0986 or from can* growth of primPal Whet than the generation of the LS S.: Cal 201.352.1495 dains for cash). Esplanetay brochure araltabh taxes room. • h case of aeon a paeans about an electronic 'tong a al meow Ma org. T e SIPC asset protection lints apply to all accounts tat you hold in a penal's' • Pto&ce Combeneson of Wan am( Opal Londhy information bads transfer (EFTL lei apnea or tRS Vise debit Appreciation: Irivainwas seeing both the generation For Mond Mormation on the Firre's Wang predicts cad transactions, call 030.762-1000. or write to UBS capacity. The Fat together with wan affiliates has the of Mane ad Torah of 'Mogul. rd datums, refer to amr Client RelationthiD F r' anee' Services M., 1000 Harbor Ma, 6th floor, Agreement or Across Agreement ad the General Weehanten. NI 07086, Alin OMallfiA Senna Pernsed suppkmeMal lawn. the madman among payable to all eligble rants. wankel/ under Overall risk toga Tenn and Cenditecons U96 Statement of Credit Prances this protedia is SSOO melon as of December 10, 2016. • Conservatfie: Seeks to martin onkelrenal, with available n Agreements endDisclosures C al a write as soon as you can, if you that your low risk and ramMy to the account fantail, even el ally...or ribs tornimenemeriflonoey. statement a mote is may a 4 you need more Subeci to the poky condaim arid Fans* ash at the Fie 6 bather rotated for up to 71.9 merlon in the that mere the account does not generate significant neamaton tout a transfer on the 'lament a rear. The Fim a Card boar (as placable) must aggregate for all your accuses had in a particular SDNY_GM_00026972 CONFIDENTIAL EFTA_00137592 EFTA01278499 Important information about your statement (MIMIled) Your mots - Certain cations may apex WithiCut a price ard restricted stock for purposes of this statement on* To fusdig for iechnogar augment tranng ad You ealervent itemizes recutifies and other assets held will show aa 'price was not available • iI we re O. extent that rostrkted sautes are ebb* la be, edtation. n the accord at the end of the Maternal period. You usable to obtain a pries for a SeCuly the yaks received may be o.bstantialk ins than the - Our If Woks also mane trading correvissan and may ask for delvery of flelet Paid securities al any - Deposes a SeCurdreS denominated h curettes imputed value shoves otter compensation frommutual funds asd nevarce You may receive seordies used is loan abuse alter other that, U.S dabs are reflected at the meat, congeries whose products we 6suble. psyng any baltha Aar on them. Any securities rate as of the statement date. • en. (.stunted) hermit. current yields and ratei. - We meow arawnsta co from UM Bat USA. LOS tranderred to the Fin cling the staummt period are - for certain se rites erring is nonconfamig An est 'mate of nue Mare is based on einem AG Stanford Branch and navaelifirted barks bed at market value as of the end of the stakenwe dent:orations, price and gutsily dace wage) may dsiolend and dared rates, assuring the secuities will throur our cash sweep proGrams the period hive been busted so facilitate prow valuxicn. be held for one yea' from statement dare or Lail conversation may be a mattibr per account fee or • God basis. ts detennning the cost basis of the To Man Anent quotations. then astable. contact maturity. This estimate is any a gudeleut accuracy may be a percentage of average dry deposit sectress included is this deemed where indicated your F normal Advisor. and continued income are not guaranteed. btaras wean the number "I,' LII-S Connie Seek*s has relied — Estauted mud name and cutest unite for on informaiion <Maimed from sources other than U6S • Privets irvisestrmnts end structured products. cenair types of sectrities could nckide a morn of Activity FisarthalServices. altding idarnation Iran anothee Private investment securities (ncLdrig Oven ado,' tv aptal gains in which case the est information regrdng commissions and other charges Ism a the you may have steal..led to your rebate parteipat in progam and real estate sthesurent trust income (red current yield) would be overstated. exulted in connection with the executionof traded Apaiscr. the Fines does not indepenibly verdy a securities) and 'Medved prodxts are gene any hat ,y — Estrn ted Snail name and current meld and the mating option transactions has been enacted on guarantee the acosacy or vakliM of and Narration thowid Ceded wuctsred avoids have not been actual bale and yield mote be lower or higher collimation, peevish* fuintshed io you, and will be PrOvecled by sources other than 1.3S financial &PCMCK registered with the Securities rid Exchange than the binged elbow,. provided to you promptly on reciatt• adcilion, although I.65 fninciel SPDXES ger*ralV Contrusion a under any Pate securities laws. We — An estimate of annualteed income (dividend anda updates this rdcematith as it us famed the firm does provide emanated takes for pewee nvestrard 'merest) divided by the want matt Short selling not vow* try assurances that the nfanahas securities aid start teed products for niceruttne welter...age balances bud an the last dividend ).r.ss et engaged un shod selling a security, you may ceder "Cost bath' and sUrrealced gar/loss' is pfloSeS only Accuracy is not guaranteed or rarest payment made by the issuer and ices a than)* due to noun borowirg costs for the torte as of the dale of this statement. As suCh. ▪ These values may differ nbstanliaPy from prices. if means the leccricieddmosts will be hell for Ce4 par-Wulf* skyey. please do not rely an this darratica to make ay. al which a private nvestrnem security a yea from the sulensent date or until malsnly. puthise or sale decisions, la tar purposes a structured modem may be bce4ol or sold and do Accuracy and continued yet/ at not guatameed Open cadets otherwise. Accounts transferred to thetas may not Framers& rarebit the VA* you may eaten* Pogredng open or tg:cctlincanterkt ado that reflect ganders dame only For IM period or loon licuidation. • Meets net held by UK Fivancial Services. °titan were not abused by the statement date, open buy and tie* they re held at the Fan Morehistorical - Third party 41101.16PS Of vat re as Ot 3 Cretin awns re not held by the rim and not A:this the set stop orders are reduced by the motto of dividends niCOnatiCa can be added by you ftharxed Advisor. dive and re applied to 1185 fmat ial Services on a Fares possession or control Those assets are or types on an ex.dwiderds or eArchts date unless • Unrealized gent/losses. Wren data asarlabk., regular bass by an irdependert vitiation firm. dspbyed an your statement for nforrrotorol instructed otherrase by you. You are respanble for tempted areal' garnflosses are calculated for - Muth generalpriner or sponsor trembled wales. purposes only. Positions and values presented are orders the Et Pouted due to yOlf lave to cancel nefivilaal searty lots the transaction data for it ark re Applied to the fan by the sham worded by the rating fern UBSF neaps! Swam is misting open orders n ckvidual lots may or may ncc reflect carmissions. general tisaa or sponsor and may be cakulated not responeble for thi ''amnion and does not charges axiom secuity reorgthaal on "sects. based on Offerers information from that used by guarantee is acct.-my thew assets ere rot uncoated Privacy Diedend and otter renveument lots and systematic thed parties to &ewe their estoraied vales. by SEC or the fern's sumlementhISIFC coverage. To obtain a copy of as anent Client Imam bract purl-use lots are each combined to display on - You can obtain additional iikemacion regeddig please contact you financial Advisor vet or webete averaged lot The 'Trade date' columnmusts the the methablogy used to determine the estimate of • Revenue abating and adeflienal cemponsinien. B situ mratakonsevwx coigne transaction trade dale. value and the dale of the ikernaten the is the - h adaten to <amiss:one on salts rd 126. I km — U35 Financial Services is not a bark. The RMA, Business • Callable cats securities Bonds and preferred stock that basis to the estimate try contacting your bunco! received in connect en with the distrbecn of mutual Seniors Account BSA and IRMA we brokerage the issuer tor eally redemption wit be selected Advisor. funds to at <tents we abor our affiliate receive accounts welch provide access to bareng services and mpartolly by lot Item among as barters of that - Thee piety estimated values may be reflected at reverse sheing payments from doubters andor podacts trough amalgamate with Mediated barks issue held is our ram a in nominee bra for or •Not priced' in several atiations, when an bran of the moue funds that we toll These and other inivAparty banks, and pont access to <liras Call have Somata:a is obtained Iran third independent valuation In,, has not swathed a 6 mounts re based on two d trent corroodniv CO natant and annuoy products issued by webbed pales ad ies tarry is riot gauntest]. Other call unable to assign a vale, Oen we become aware the rare of sales by 1.8$ of a particular mutual hidprty Emseate ofCompanies bough instance leaves may mot which bald all ect peld armlet, that a material event has awned that my call a lug family to our dents, and gg the asset vale of a agency Areiddres LeS Financial Swats Inc. isecemaicn will be provided upon request Frovioutli reporlgd yoke ceo quouicn. or when a particular mutual fund tam's shares held at the ▪ hveitmere, iisurance, and annuity pecoxls • Certificates of deposit (CDs). CC% are FDIC :weed value would be high', speculative (foe to the nature fiat — Not FDIC 'mused • No bark quarried. May rag val. to to 577$0,000 in:Pagel the accrued beast per of the sandy - We all or affiliate alSO receive networkits and — tMA. Roan Management ACIOUre. Business depothor and per depository snsubith is accordance - When neither an rauth generipartne or spode Orntib.6 processng Sees in oonsiaratcn for transfer Services Account SSA. IRMA and den:Pone Reroute • FOIC ruts. estinakd value nor a third-party estimated eaLit agent services that we provde to the mtvue flat Management Aaard se regotered service maker of • Price/value hen &Oared tOr tenteres and abet provided, the value of the moray will be differed the,. generally re pad from (nester assets n LES Financial Sancti inc. prodsch may be Ifgher or brier than the price that from its pushes. price the mutut turd and are a Feed dolly an-cora based — VISA is a reginead erabrurk owned by Viu you would actuallyW(4,W in the mitt Prices ate - • (bawl ens to dale' may nduzb ream of on the rterrbee of extents at the braierdeekr International Service Assoc./0th and used under obtained from various thrd pry sources *bob we arcane or bah. holdng mutual tubs of that And family kense. the LOS Visa crate cards ard the LOS Visa been, to be relate', but we do not parantee thee- - • Original unit sae' represents the nhol offering - addition to admissions received in connection debt cads are baud by LBS Rant USA with accuracy price per snit and mw not reflect your cost bass with the sale a detibutto of tenuity contracts ad permission horn Visa U 5,A Incorporated All other — We generally use the ceasing price when available or - Off and unlisted REF secereks are not listed on a knit nvestment that to our clients, we ardor vademaks, regicered trademarks, ...Nike mats and to mean of the bid and at prices fa listed nationalsautes exchange. and ate generally as affiliate receive rtnenUe sharing registered brae mitts ye of their respective staples and options or only bid aces be OTC egad and even it they can be sold the pin freedmeg of tie Muerte convenes indecent ng breams. seorthes recessed may be less than the per share rebated the mnaity contracts, affiliates of the Mahaft. — Less actively &bed matites maybe priced usag a value provided n the accost-it eaternero calvaries or sponsors id the unit nworners bush Fitanciel Services Inc Rev. 701807 valuation model or the most recent price we we &Oboe obtained and may not ref let an actual market price • Restricted sweatier Restricted mantra genre,/ - h addoon to ccrnmnPanS received from the or al. are not curently eligble for public sale. LIES f flange p-rChaSe and sale of NeerSheres lundd we anchor our Sava s uses the medal price ol the trresuided stock affiliate receive le as e-titrad revenue shareg ol the same Meer m an imputed wage for the paymorg from eledShares &tuba" as well as SDNY_GM_00026973 CONFIDENTIAL EFTA 00137593 EFTA01278500 Retirement Account UBS Einar,°al Services Inc- Private Wealth Management 299 Park Avenue UBS Strategic Advisor S UBS 26th Floor New York NY 10171.0002 September 2018 CNP70765589850310 X14 VI 0 CHI AN MAX LL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: kith IRA Account type: Indendual Retirement Account Account number. Your Knandal Advisor. SCOTT STACKMAN/LYLE CASMEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on August 31 en on September 28(51 RMA Resourceline at 800-8MA-1000, Your assets 57,701 04 57,669 43 account 029023697 Your liabilities 0.00 0.00 %sit our website: Value of your account $57.701.04 $57,669.43 vnvw.ubscomifinancialservices Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your &cos unt growth statements regularly. Also, get your free credit report annually from www.annualcredareport.com. Tracking the value of your account during 2018 Value of your account S Thousands at year end 2017 157,676.64 Net deposits aid 570 570 572 57.7 57.7 57.7 wittdravah -132294 • • • • Ycur nvestrrynt return Divdend and interest income 41,022.36 Change in market value .$7C6.63 Value of your acorn on Sep 28 2018 $57.6W.43 Dec 2014 C.,c 2015 Dec 2016 Dec 2017 Aug 2018 Sep 2018 SONY GM 00028974 Member SIPC cfir70:03305559965NP7003307973 00004 0918 030575004 1001W Page 1 of 8 CONFIDENTIAL EFTA_00137594 EFTA01278501 SUBS UK Strategic Advisor September 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiy IRA Account type: Account number: Indilodual Retirement Account Your Ii Randal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of September 28(8) your account • Cash and money balances may include A Cash and money balances 1,412.71 2.45% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. UBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 56,256.72 97.55% about tour statement on the last two pages of this statement for detail about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets 557,669 43 100.00% D Value of your account $57,669.43 Eye on the markets Percentage change Index September 2018 Year to date S&P 500 0.57% 10.56% Russell 3000 0.17% 10.57% MSC I - Europe, Australia & Far East 0.91% -0.98% Barclays Capital U.S. Aggregate Bond Index -0.64% -1.60% Interest rates on September 28, 2018 3-month Treasury bills: 2.12% One-month LIBOR: 2.26% CWP700030065589B6NP70e0307973 00004 0316 030575004 10201Y_GM_00026911S9e 2 of 8 CONFIDENTIAL EFTA_00137595 EFTA01278502 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your N sandal Advisor: SUBS September 2018 Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account Summary of gains and losses Wives reported below exclude products for which gam and losses are not classified. September 2018 (5 i Year to date (S) Realized gains and losses Unrealized Opening account value $57,701.04 $57,676.64 September 2018 (1) Year to date ($) gains and losses (S) Withdrawals and fees, including investments transferred Short term 0.00 0.00 -10.09 out 0.00 -322.94 Long term 0.00 0.00 -1,098.42 Dividend and interest income 129.48 1,022.36 Total $0.00 $0.00 -$1,108.51 Change in market value -161.09 -706.63 Closing account value $57,669.43 $57,669.43 Cash activity summary See Account actnity the month to, decals. Balances In your SweePOPBOrn are includedin the cpenng and Dividend and interest income earned closing balances edit. FDIC Insurance apples to deposits at UBS Bank USA and a1 banks partkipaUrg in the UBS FDIC Insured Deposit Proga-n. R does not apply to deposits at UBS AG, Stamford march. 51K Potation *plies lo moray market sweep fund holdings but not bank deposits. SeeImportant inionnaoon For purposes of this statement. tasabity of interest and drildend income has been determined Iran a US about your statement on the last two pages cf this document for Niels. In reporting FersOati e. Bawd upon the residence of the account holder, account type, or product type. some interest ardor deiderd payments maw not be subject to United States (US) ardor Puerto WO (PR) September 2018 (5) Year to date (1) Income tares. The dent monthly siaternem is not intended to be used and eamot be ref ed upon for to purposes. Clients should refer to the appicale tax reporting farms they *care from LIES annualy, such as Opening balances $1.412.37 $1,732.88 the tonna 1099 and the FORK 480, for talc reporting Mit:unison_ n is the prance ol U85 to file the dot:Beetle la rezoning non with the US Interns Revenue Sereice and PR Treasury fepantrent wed in Addition such forms accurately daffy daldench ardor interest a to exempt or ?sable Income. Pleat consult your Dividend and interest income 129.48 1,022.36 inthicluil tax prepare,. Total additions $129.48 $1,022.36 September 2018 (5) Year to date (S) Subtractions Dividends 129.14 944.02 Professional management fees and Interest 0.34 252 related services 0.00 -322.94 Total current year $129.48 $946.54 Funds withdrawn for investments bought 129 14 -1,019.59 Prior year adjustment 0.00 75.82 Total subtractions -$129.14 -$1,342.53 Total dividend & interest $129.48 $1,022.36 Net cash flow $0.34 -$320.17 Closing balances $1,412.71 $1,412.71 SDNY GM 00028978 CUP7C0C8005558907 MI003307973 00034 0918 030575001 100100 Pegs 3 of 8 CONFIDENTIAL EFTA_00137596 EFTA01278503 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor September 2018 Friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Your Kneed. Advisor: SCOTT STACK MANLYLE CASIVEL Account number: UBS Bank USA Deposit Account APY Retirement services information Interest Period Aug 7 - Sep 9 Beneficiaries you've named for this account Opening UBS Bank USA Deposit balance Aug 7 $1,412.37 Th4 oenef iCiarieS listed below reflect the information in ou records as of the end of this statement period If this information is not correct. or you wish to change your beneficiaries, Closing UBS Bank USA Deposit balance Sep 9 $1,412.71 please contact your Financial Advisor. Beneficiary changes are not effective unless you give Number of days in interest period 34 them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community properly laws. Average daily balance $1,412.37 Contingent beneficiaries Percentage Beneficiary Interest earned $0.34 100.00% (100.00%) Annual percentage yield earned 0.26% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibiSty consderat,on None selected Your account instructions • MS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. 01P7C008006558988m70C0307973 COON 0918 030575004 letttillYGMS:00260994 4 A 6 CONFIDENTIAL EFTA_00137597 EFTA01278504 UBS Strategic Advisor Account name: GHI5LAINE MAXWELL IRA Your Flnandal Advisor: *MBS September 2018 Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Your assets Some prices, inconle and current vaues ShPun may teepproximene. Asa result. gains MCI tOsses May nod be &weakly refkaed. See Smportant infosenabon about your statemeM a the end of the docurneM for more infornason. Cash Cash and money balances CashaM morey balances may include avalade cash balances, UBS Bank USA deposit account balances, UBS Bank WA and a UBS FDIC Insured Progam Balk deposit account blerKes are insured by the FDIC wllhln UBS FDIC insured Rogan Bank Baances, UBS AG Stamford Branch deposit account taaxes and money applicable Imri3, bul are not protected by SIFC. UBS AG Stanford Brant hdepout accourt balances me not insured market mutual fund sweep balances. by FDIC and Sc not protected by 51K. Money market sweep balances are protected by 51K but at not Insured by the FDIC See the Important information *bout your statement a the end of this document for details about those balances 0penng baance Closing baance Price per share Average Orin:fend Interest gays in Hddng on Sep I (1) on Sep 28 (S) on Sep 28 (S) rate period period Cep amount (S) UBS BANK USA DEP ACCT 1,412 37 1,412.71 250,000.00 Fixed income Mutual funds Total reinvested is the iota of at reinvested &Mends II does rot include any cash dviderds. It is not a Unmake0 (fa) gain or las is the dfference between the current vane and the cost basis and would tar lot for the purposes of deierminng hdding periods or cost bads. The snares you receive each time you generally be >our Isetle con cr loss if the Security was sold coitus date. The urredized (tad gan Cr loss may reinwst d vdendS teCOrne a separate tax need to be aclusted for return of caPoS Payments in oicier to determine the re:Medpan or loss fd tar reporting puposes. Cost bosh is the total purchase cost of the security, inducing re.nvesreddwitinds The cost basis may need to be adusted for rerun d fajta payments in order to detem-ine the aAtnted cost bans for fa( investment ream is the current value nuns the amount you invested t dOeS not Include ShareS that are not reporting purposes. reflected on yOue statement, indtxf ng shares that hart been marredas either a gain or a loss It EISO toes no include Cash dvdends that were not reinvested Purchase lancer tawber Average pece Client Cost Price per that value on Unrealizeddm) imestment Hddng Hddng of shares per share (s) rnvestment U) basis(!) on Sep 2B (S) Sep 21 4 IS) min or loss (S) return (5) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. DBLTX Trade date. MN 3I, 17 1,693.321 10.629 18,000.00 18,000 00 10.340 17508.93 491.07 LT Total reinvested 89.352 10.565 944.06 10.340 923.90 -20.16 EAI: 4683 Current yield 3.71% Security total 1,782.673 10.627 18,000.00 18,944 06 18,432.83 -511.23 432.83 lP MORGAN SHORT DURATION BOND FUND CLASS I contoved next page SDNY GM 00026978 fl iP700C0305SS8989NP7003307973 00034 091B 030575004 toot co Page 5 of 8 CONFIDENTIAL EFTA_00137598 EFTA01278505 UBS UBS Strategic Advisor Account name: OHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Your lq Bendel Advisor: SCOTT STACK MAAY LYLE CASRIEL September 2018 Account type: Individual Retirement Account Account number: Your assets . Fixed income . Mutual funds (continued) Purchase price' Number MmHg. price Client Cost Pelee per Share Value on unreallNd Cubl Investment Holding Hddng of states per sham (S) investment (S) Oasis (I) on Sep 28 (1) Sep 28 (S) coin cams (S) Mum (I) period Spike: HUSX Total reinvested 1,818.398 10.988 19,981.25 10.660 19,384.12 -597.13 19384.12 EAt 4305 Current yield 1.57% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.060 17,999.99 -0.01 LT Total reinvested 43.716 10.063 439.92 10.060 439.78 -0.14 EAI: 3346 Current yield 1.88% Security total 1,832.980 10.060 18,000.00 18,439.92 18,439.77 -0.15 439.77 Total 836,000.00 $57,36523 $56,256.72 -$1,108.51 $2025632 Total estimated annual income: 81.334 Your total assets Percentage d cost Eslimated unrealized vane on Sep 28 (S) your account boss (I) annual insane 01 gain or loss (5) Cash Cash and money balances 1,412.71 2A5% 1,412.71 road income Mutual funds 56,256.72 97.55% 57,365.23 1,334.00 -1.108.51 Total $57,669.43 100.00% 858,777.94 81,334.00 -$1,108.51 Account activity this month Date Adhity Description Amount (5) Dividend and ineentstincoma Ciridertis Sep 4 Dividend DOUBLE UNE TOTAL RETURN RAD I NSTL AS OF 0831/18 59.30 SYMBOL DeLTX Sep 4 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 08/31/18 39.79 SYMBOL PSDYX Sep 27 Dividend 1P MORGAN SI4DRT DURATION BOND FUND CLASS I 30.05 SYMBOL: HLLVX Total dividends $129.14 01P703C0005593990 NP7000307973 00004 0318 030575004 lealillY_GM_0002691,00 1 6 of 8 CONFIDENTIAL EFTA 00137599 EFTA01278506 (SUBS Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Friendly account nun.: lndiv. IRA Your Financial Advisor: SCOTT STACK MANLYLE CAA EL September 2018 Account type: Individual Retirement Account Account number. Account activity this month (ContwUeC) Date Acthity Description Amount ($) Dividend and interestincome (continued) Interest Sap 10 Interest V8S BANK USA ()Rosa ACCOUNT AS OF 09107118 0.34 Total interest $0.34 Total dividend and ieterest income $12948 Investment transactions For more Information tout the price vat* shown br restricted securities, see Important information &boat your statement at the end of that 03< talent. Proceedt fran Funds inwstment withdrawn to Accrued Date Ac0nly Desorption Ouantity Ydue (S) PrKe (S) transactions ($) investmentsbought ($) interest (5) Sep 4 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.696 -59.30 DVIDEND REINVESTED AT 10.41 NAV ON 08/31/18 AS OF 08'3 ISI8 SYMBOL: DOLTX Sep 4 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 3.955 -39.79 DIVIDEND REINVESTED AT 10.06 NAV ON 08/31/18 ASOF013131,18 SYMBOL: PSEPOC Sep 27 Reinvestment JP MORGAN SNORT DURATION BOND FUND 2.822 -30.05 CIASS1 DVIDEND REINVESTED AT 10.65 NAV ON 092E/ t 8 SYMBOL: HLLVX Total .4129.14 Oats ACtivity OtiCtOliOn AMOunt (5) Money balance activities Aug 31 Balance fontrard $1,412.37 Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF ogon18 0.34 Sep 2$ Closing UBS Bank USA Deposit Account $1,412.71 The UBS Bank USA Deppst Account is your primary sweep colon SDNY GM 00026980 007034:0006558991 NP7000307973 00004 0918 030575004 100100 Page 7 of 8 CONFIDENTIAL EFTA_00137600 EFTA01278507 *UBS Your notes 0,,, 000.....,..0,,.....0,,N. ottfluy,,,,o26... 0, 8 E. of statement for account numI.... CONFIDENTIAL EFT,00B7601 EFTA01278508 Important information about your statement 1.85 Fnncal Semen ex. (the Firma 1.1% Fr axial her Iran you co later that 60 days atter the Frm capacity. A la copy of the poky rxrdrg is !wadable income or return and may rot keep pace with Services), is a mentor of all principal acuity, commodity two you the fed st raiment on wheels the eta or croon request. inflation. and °man exchanges. 1105 Fnancial Straus and Uft5 Problem appeared • Moderato. Widen to accept sane rick to prinetal ad Bank USA re ndrect sits:aeries of 1.135 AG and - Prone:lents rent ad accost number Of any) Healer the SIPC thatchersnor the ,wvlemental tolerate scene volatility to seek hider returns. affiliates of UB5 Secuein U.C. The F em's fiaxtal — Dna& the eau or the transfer you me unsure prOteCtal3cOlit to: • Aggress t! Wiling to accept high risk to piencpal rd Statement is available upon request. the Firm's exauline tote, and captain as clearly as you can Motu • Certain trona& assets controlled by (and nclackscl n hap volatility to seek lughrettrin over time. offices an at: believe a is anmice a nay you need mete your *Mount vela) but had away tun 18$ Financial • thwatownt timeddy Consdenteo: N selected. a iformaket Services. For worn..certain 0) insurance uncials. Portion of the parole for that account may include IRS Frta-enal Services M. — /Male the dodo* arnxnt of the suspected era. ntllerang variable a-nuities. and OD shoes of maual complex strategies, linked liquidity and greaser 1200 harbor Boulevard funds registered n the rune of the account holder on nolatilty. Weelooken, NI 07086 The Finn or Card bsuer vii investigate you complaint the books of the isomer or transfer agent and wit correct any *nor prctrotV For alleged moss • twoommt contracts ce nvesimon Monts fel, Statement Thatenholdne This Statement represents the only official record of vas err oking UBS Usa•debit cad Ira-nacho-A of we take limited partnershts rd private placements) that are We owconsolidate al Mated account statement with 1.65 F natural Senates account. Other recce& ...eat mere than 10 busPecs days to do this, we will credit not registered under the Seosities Act of 1933; the sane address in the urne envelope. e 9. because official tot cbarrents. centanng coediting data should you amount la the amount you Ihnk et in !nor, so that • Cannoditits ankacts (e.g. foreign eachenge and they haie owners who also mantain tint account not be relied upon II youbele.. thee is an err. or you era have the use of the money dung tie the a preciousmetal centrals), axadang fusses corwacts reeationshps web other clients at the sane address. omission please report n irrnedoSely in writing to the takes us to complete as investigation. and torrniodity option (rotates; and you prefer to rave incliodual statements mailed n Brandn Manager of the office wing you account. • Deposit accounts (except certificates of deposit) at LEG wiwne . 0..10PP'. you maydecline hotneholdrg by Please make all checks payable to the Frma the Bads USA, UM AG U.S. branches and bras n the calling you Financial AdMor Although algae. Shown re ntended to be accurate, thinCial inSteuticn ideated on the Wan of this FDIC Mitred Deposit Program. statement dna should not be used for tor puposes Het statement In addition to regular accuse lees actouits The SIPC protection mid the wale/rental Fratabend0 Friendly /Konenmime sokty on yew-aid tat lams, ae Fonn 1099. 5498 may be %Atm to mintenarce fen. charges for bee net apply to these assets non of they otherwise appear the Friendly meant name is a araceinaask 'mann' 10424 etc when prepamg your lax seism. The Fan 6 Payment or securities purchases and charges for unpaid on you statements. The WC protection and the chosen by you 10 assia you withyckr recordliePrg It nqured by taw to report to the RS stainable &Wen& amens n cashace:vas. Accounts that are Vardered explernental protection do not protect again changes has ro legal effect on your account is not Mended to reportable menu...bit dividends and taxable interest to other intarkelS may be subject to a vender fee. n the market Yak* of you inwsbnents (whether as a reflect My strategy. prodxt recarmrdation. caned on sautes held in you account net proceeds met of motet movement issuer breteuptcy inesanent obetane or Sc proNe associated Wft. you on sale transactions, rd con bask on eaten cowered UBS Sweep Options odsmniso) Mann. and is not a pecomise or g.wantie that mothh setureiet tag$ often options for %weeny; cash balaxes to bat a any financialresulh can or will be achieved. All depose accounts at non-radiated barks ad affiliated Dividend Reinverfawit Program (DRth) inesernents Smoke the risk of kiss, including the risk of Canvosikatiens with the lam banks and Money Merkel metal funds (Money Funds). The axe reflected is an average price You may obtain loss of the entre immanent. You can change your • Pleasereconfirm any seal cornrunicatiom in swing Deposit awards at (8$ Bark USA aid non-affiliated the actual price from you financial Advisor. Ont Mule Fundy accuse names through Online Services a by to further protect yourrighis. inclexkg your riles banks partkipang in die UBS FOCA-wed Deposit Pates no purchased under DPP, pallet stores wake contacting you Fiuncial Miner under the Seosities hastce Protection An (WA) Program are FDK.nsured n accadmece web FDK rules sold and the cash wet be deposited n yOur ettOvnt The • If the anoxia natation en the top lett of the fare For more irdcanation, please rise MAY fdirraW. Depose dividend renwarrom price %oohed by the issuer may ACOOtelt ommimer of this StatiMeill is fmaid Serapes, (BS accounts at 1135 AG Striae Branch ad shoes of cater hot the make price al reach thepedlar Shire, • Vette of pout acoontdortiofo. Net of assets and Financial Serie. cries yens escape as clearing MoneyFends are nu Mead by the FDC. are told IiabdsieF broker by anangerntre wan the nekated inieutian • assets Includes available cash balances. Yalus for we Watered you cd this retaborethb when/Mu Bark deposits ace not protected by SDC. Money Fend lieea opened this accuse. h this cast you krds and shots are protected by SIK. See "UBSF rumba Services restricted soculeY kit and Global Tine Deposits, Only whok urns may be held in year accord. If you are unreaked mats to market andCertain asset, MR held seasem are located a L$5 fneoa Services and rot Account Protetton' below. ended marina tral as/result 01 a diveleed use payrisenl the itcd.ingbroker, and you enure make a report by Ihe Fem. Does rot rot* unpreed securetestasiels a catheiwie, peke, the Fan ell ether sell partial at at the enit ot the pnot and current statement penods, or of ay error a °minim to both fans kkonpax request, balances in the bare deposits may be man. or accept as amain determined by a private nnvested stock ophom and • Asdescrbed it the account agreements, you must web:eaten. ad shares of a Money Ftrd maybe regained cleario agency, red credit au award amenable won options reality us of any veers or fraud iswohirg checks loadated and the proceeds retuned to you or your • (rebates Irelides debt balances, astounding myelin reflected concur statement within 30 days afters was waives accord. Investment objectives maileda mode milabt loan. crate lint short accant balances. The inveslmefil oblation and risk profile are spathe to • CashlmoneyPawn %lel of animists(' available ax • Pleasedna customer complains or iranies to the Fitter nicanaten about available sweep options, each account and may vay between you aoccum neldrgassert interest rates and yields, 6 available at cash balances, plus devout balances Mf elated Finis< hem detains Deponent a 201.352.1699 Psease advise the Urn Vette' be in wring of arty umoyebs,cormsweepr ods, km your Fnancol Advisor nonaldoted banks, and money market mutual kid or loafree at 800.354-9103, 8:00 A.M. to 6 AO P.M esnlicant change in you financial siluaton or sweep batman. at the come of he statement period ET Monday throughFriday, or in *nig to LEG or by calling 800762.1000. irwesurom obeectives. Fee each account heat you Financial Serykes ix., Client Relations Department Mania-modify tree ere* balances in vas aceose are choose one at the (Mooing ineestneint CbjeCtiver not segregated from ocher balances and tie Fim may P.O. Box 766 Union< ey, w 07067. UBS Rnancial Service account protection • Aorta Covent laconic Mentments Seeing the the Finn is an,enter of the Seanties Wester Protection use ary of these funds inthe oeckuey course ot its • AB naemeres shall be deemed contact and scone generation of income only. busiest Rose funds are payable won your demand. it not objected to in tacking within 60 days. Corporation (StPC), which protects huskies oust:awn • Achiese Capitaldoormat/ore kwestrnents Pekin of Es merrbtes to to 4502000 (nckding $250,000 for This total is rola:led in the anent maid <losing valet. • F. TM' stories. Call 844612-0986 or 'romans:le growth of peinctal rater than the generation of the U S.: Cal 201.352.1495 <(sins for cash). Entlanatory brochure amaable teen mom,. • haw of *non ce questions about anelectronic ✓eoseP or al whet Ppc org. Rte 5IPC asset protection limes apply to ad accounts that you hold in a pinata • Pucka. Combnason of/noon and Capt. Leming information arch transfer (ERTL lei payment or UPS Vet debit Apart:dated Inettnnintt seeking both the venation Fa dialed nannation en the Fn., lencfrg practices cad transactionk call 830.762-1000. or write to UBS capacly. the Finn, together with anal affiliates. has also of income Ind Torah of principal. ad 6sdastirts. refer to you Client Rekstiomheo Inancoal Strives Ix., 1000 arbor Shock 6Ih floor, Agreement or kook'. Agreement and the General Wesehantak Ise 07086, Mtn aMall8A Sevin Psekosed uppkmental issuance. The manrrurn serous payable to all eligble <fonts. collectively under Overall risk galas Terms and Condition. UBS Statement of Credit Practices this protedicen is $500 melon as of Number 10, 2016. • Comervanne: Seeks to mannantral treaty', with available n Agreements andDixkuutes Cala write as soon aye can, if you hait nos low risk and year My to the meant overall, event at apex, siftser s orfeetnt sr sit s. statement or recite is wrong or if you need more Subeeei to the policy candekee and Ernealms. ash al tiePim is balm, protected for up to 149 maitre in the that men the account does not generate signikant Monolith *cut a twofer on the statement or reset* The Fim or Card bear (as Clescable) must Redregato for ad your accuses held n a particular SDNY_GM_00028982 CONFIDENTIAL EFTA_00137602 EFTA01278509 Important inforatation about your statement (continued) Your assets - Certain portions may appear WithCut a price ad restricted stock for purposes of this Stete/cent omy. To f crideg for iechnday deakonent, tranng and Your statement itemizes acuities and other assets held will 'h e.. m price was not available • it we re the exleol that restricted sautes are *lob* la see, ectication. n the account al the end of the Slaternent period. You usable to obtain a price for a Sieuly the yaks received may be sibstantralk ass than the - Our allikales also mare trading coerce:sexes thel may ask for deWecy of lute Paid securities al any tire. - Deposes a SeCurdceS denominated tweeters imputed value shows otter compensation from mieual funds and nuance You may receive aunties used as loan co sere alter other that, U.S dotes are reflected at the exhale, companies whose products we dawdle. psyng any Wince de on them. Any secuittes rate as of the statement dale. • en. (.unmated) is current yields and rata - We acme amansta as from WS Bank USA, LOS bunsterred to the Fan ding the staummt period are - Fa certain martin erring is nonconfamng An estimate of rrual imam is based on current AG Stankorolgranch and nth-affiliated barks Icted at marked value as of the end of the statement denonnations, price and quaony Owe war) may dniclind and Serest rates, assuring the secabies will throur our oath sweep prorarres this period hive been Masted so facilitate papa valuxion. be held for one yea' from statement date or trail compensation may be armot* per account fee or • Coat basis. as detennning the cost bases of the To Man (went quotations. Man salable, contact maturity this estimate is ass a gudeleat accuracy may be a percentage of swage day deposit sesames inckeded nthis statement where indicated your Enamel Adviser and (canted income are not guaranteed. beroes verb the number "I,' LISS Fiurcial Services hit read — Estimated trust name and extent yeld for on information obtained from sources other than UBS • Private invest:meta and structured products. cenan types of sembies could nude a awn of Activity Pilaw' Semites, raiding ilarnation Iran another. Private investrant securities (ncledrig deers visceralor capital gains is which case the est information tegadng commissiths and other charges Inn or that you may have steal..led to your Finical l actapalin progam and real estate enasurvent trust income fa-idcurrent yeti) would be overstated. exulted in connection with the executionof trades, Apace. the Finn does not indweniraly verdy a securities) and struclued peodxts are geneealy hepty — Estimated anal income and current yield and the caking option transactions has been naiad on guarantee the acoracy or vakliO of any -Mansion tepid Ceram smeared products have not been actual imam endyield mote be lower a hirer conlimeions previously funashed a you, and will be PrOviclad by sources other than 1.3S Financial &PCMCK registered with the Semites rid Exchange than the estineod amens provided to you promptly on redrett• adcilion, amp L65 Fnincial Services ger*ralV Garrusion a under any gate securities laws. We — An estimate of annualsted income (dividend anda updates tut stomata, as it is received, the km ;toed.estmated eras for perme sweep-nerd otiose divided by the want market Short selling dots not von* try assurances that the Mansion securities and start weed products for rearrietne vatriavrage balances bated on the last devdend d )vis, re enter/id in short selling a security, you tray cedes "Cost base red "Urrealced gar/loss' is papaws only Accuracy is not guaranteed or Mood Payment made by the issuer and inan a than)* duo to otainboroweg cools for the acme. as of the date of this statement. As such. ▪ These valurs may differ oh/ant iaPy from prices. if ammo the leccrineddroses will be hell for or, pat ruinstorey. please do not rely as this nforreutial to make ay. al which a private investment sensity a year from the statement date or until miserly. purchase or sale decisions la tar purposes a structured product may be bce4ol or sold and do Accuracy and continued yet/ re not pranced Open cedes otherwise. Accounts transferred to 'hellos may not niremeriN reaews the VA* you my referee Roxildng open a /gazaiii.canceikt ado that reflect gallon name only For the period or won licuidation. • Assets net held by WS Fiwincial Services. Certan were not emved by the statement date, open buy and lire they re held at the Fan Morehistorical - Third party Minutes of woe re as Oi a (Main amine re not held by the rim and not Mehis the set stop orders are reduced by the amount of dividends niCOnatiCa can be added by your Marxist Advisor. die rid are applied to 1185 Frisk al Services on a Ernes possession or control. These assets are or repels on an ex.avidends on execlos date unless • Unrealized gaianmes. Wan data s availabk, regular bass by an irdependert vitiation firm. daaloyed an your statement for nforrratoral instructed otherwise by you. You are ressabble for temptedunrealized garnflosses are calculated to - Our, general partner or sponsor <emoted rakes papas only. Positions and values presented are orders that are mauled due to yOlf lecture to cancel iadvida teary lots the transaction data for if arty, re applied to the FM by the mar, weeded by the Ming fern UK Cranial Serves is ousting open orders. individual lots may or may ncc ref at carmissions, general tisane. or sponsor and may be cakulated not responsbks for the ireameion and does not charges alder acuity reorganize on "sects. based on deferent itormation from that used by guarantee its acoraty these assets se not protected Privacy Dirdend and otter renveument lots and systematic thed parties to dance ther estenased akin. by SEC or the fern's supPlemenalSISC coverage. To obtan a copy of as anent Client Macy Neat pexcluse lots are each combined to display at - You can obtain additional inform er, regarcIng please context you Fronde Advisor a vet air website averaged lot The 'Trade date' colmnpaionts the the mahablogy used to determine the estimate ol • Revenue sharing and additional compensatiani BS at szownbroseinalosearn is ongrol transaction trade dale. value asol the dale of the ricanatices the is the - h adaten to commissions on saes and 12b. I Wes — Financial Services not a bark. The RMA, BUtroefs • Callable securities Bonds and preferred stock that basis la the estimate try contacting your ;Moat recewed is connect en with the destrbecn of mutual Sentries Account BSA and IRMA re brokerage the issuer cats tor eally redemption wit be selected Advisor. fonds to our Vents we actor our affiliate recta accounts whch provide access tobailing services and mpartialla by lot lam among as senses of that - Thid party *striated values may be allotted at revert* sheing payments from detrtutcrs andor peons thiaap reangements with affiliated banks issue held n our ri me a in norniste maw for or •Not priced' in several situations. when an admen of the mouse faxes that we well These and other aid err thiciparty banks, and pont access to clients Call Nate rOormalcn is obtained from third independent valuation Irm has not stippled a 6 amounts re based on two die trent corroasents• thstraixe products issued by craffebased pales and as acoracy is not parantat Other call unable to assign a vale, Oen we become aware the amain of sales by 1.8$ of a Exticulx residual hidpaty iwanCe Companies through inscraxe leaves may vast which owed all ect peld. complete that a nuterial event has occurred that my call a find family to our dents, and BB the asset valet of a agency sadidares of WS Financial Sams inc. isionnern will be provided upon request Frovioutli ntporlgd crake neo auceicn, or when a particular mutual fund larnals shares held at the ▪ hvestmere, no, and annuity moult • Certificates of deposit (CDs). CC. are FDIC :weed value would be highly speculative due to the nature Inn — Not FDIC 'floured • No bark guarailee May lose water to to 5793,000 n principal and roved Forest per of the cavity - We and Ole SNOW als0 receive networkrig and — tMA. Roam Management ACCOUr4. inter, Business depth:toe and or depository ensure on, nxeadance - When neither an issuer, general panne or some 011111X6 peocessrp Sees in consickratcn foe trawler Services Account BSA. IRMA and Risattc. wit, FDIC flies. estimated value nor a that-party estimated eaLit agent somas that we porde to the nuual flat Management Aaard are revolved serve< marks of • Pritek01001 /1 4/5000/14 /Or te0.0dies and abet provided, the vats of the acuity will be deferent They. tets geroally re pad from motor noes ri L65 Fe-uncial Sancti inc. products may be &ghee or brier than the price that from its ptrchace price the mutual fcrd and aro a food dolly ansount based — VISA is a registered tradaurk owned by Via you would actuallyrear* in the maire. Prices 210 - • Distript icns to dale' may nark retro of on the numbed rousts at the bracerdeaan hternatixal Sake Association and used under obtained from various hid pry sources Ouch we capital ratans 01 bah. holdng revue luxes of that fag family kense. The LOS Visa cad' cads ad the LOS Visa beast to be fetal*, but we do not guarantee thee - • Otiose Mt sae' represents the nhol offering - adduces to convnissions received in connection debt cads are slued by 1,85 Rank USA with accuracy price per vet and mw not reflect yea cost bass with the sale a abbacy' of amity caveats rd permitsco horn Visa U 5,A Storm/led All other — We genteellyuse the obsio price meson awilable or - DPP and waisted REF soirees are not listed on a one nvestment that arts to or clients. we ardor vadimaks, ragicerod trademarks, ...Nike mans and tie mean of the bid and ask prices fa listed nationalsecurities exchange. and are generally as affiliate receive rfoenUe sharing Corrp0nsaton registered service mots ye of their respective secedes and options or only bid aces to OTC aloud and even it they can be sol6 the pin teenmeg of the issues-Kt canpinies qndenrat cowries. secants received may be less than the per share minuted the unity contracts, affiliates of the nuance — Less actin* brand invites maybe priced tang a value provided n the account eatereura calvaries or sponsors d the unit eivestrnera sues LSS Fisandial Services Inc Rev. 7011307 valuation model cc the most recent price we we &Oboe obtained and my not ref tut an actual market price • Restricted securities. Restricted unities generate - h at:deanto commoSOM received from the or alai. are not curently *liable for public sale. U€S Emote p-rChaSe and sale of NerShires funds, we andor cur Seam uses the markel price ol the crressicied stock affiliate receive asset-based rewrite sharing ol the same inter as an imputed weir for the paymom from Nedavros datrbacre as well as SDNY_GM_OOO26983 CONFIDENTIAL EF1'A_00137603 EFTA01278510 U8S Financial Services Inc Retirement Account Private Wealth management ;It UBS 299 Park Avenue 26th Floor UBS Strategic Advisor New Volt NY 10171.0002 October 2018 CNP70057899591018 VI 0 HI AN MAX LL IRA Account name: GHISLAINE MAXWELL IRA Friendly account name: Inds IRA Account type: Individual Retirement Account Account number. Your Knandel Advisor. SCOTT STACK MAN/ INI.E CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on September 28 (SI on October 31(41 RMA ResourceDne at 800-RMA-1000, Your assets 57,669 43 57,555 16 account 029023697 Your liabilities 0.00 0.00 %sit our website: Value of your account $57,669.43 $57,555.16 vnewubscomrfinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sourats of your otosunt growth statements regularly. Also, get your free credit report annually from www.annualcreditreport.com. Tracking the value of your account duriag 2018 Value of your account at year end 2017 157.676 64 S Thousands Net deposits end 570 570 57.2 57.7 57.7 57.6 vvithdrarrail -5431.% • • • ili 10 • YOur investment return Dh.dend and interest income 31.142 60 Change in market value .3832 12 Value of year account Dec 2014 Sep 2018 onOct 31, 2018 657.555.16 Nc 2015 Dec2016 Dec 2017 0ct2018 SONY GM 00026984 Member SIPC CNP7C0C0305789959NP7003166088 00C04 1018 030579304 000000 Page 1 of 8 CONFIDENTIAL EFTA_00137604 EFTA01278511 SUBS UBS Strategic Advisor October 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indnr IRA Account type: Account number. Indic dual ReMomont Account Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31 (8) your account . Cash and money balances may include A Cash and money balances 1,303.94 2 27% Your current asset allocation available cash balances. 1)95 Bank USA deposit B Cash alternatives 0.00 000% account, liBS INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances See the Important information co Fixed income 56,251.22 97 73% about ;our statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0 Total assets 557,555.16 100.00% D Value of your account $57,555.16 Eye on the markets Percentage change Index October 2018 Year to date S&P 500 -6.84% 3.01% Russell 3000 -7.36% 2.43% MSC I - Europe, Australia & Far East -7.95% -886% Barclays Capital U.S. Aggregate Bond Index -0.79% -2.38% Interest rates on October 31, 2018 3-month Treasury bills: 2.33% One-month LIBOR: 2.31% CNP 70003005769960 NP70C0 89388 03004 1018 030579004 03aPIY_GM_000264158e 2 of 8 CONFIDENTIAL EFTA_00137605 EFTA01278512 UBS Strategic Advisor Account name: GIIISLAINE MAXWELL IRA Your PI nandal Advisor: UBS October 2018 Friendly account narne:Indiv. IRA Account type: Account number: Indisedual Retirement Account SCOTT STACK MAMYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for whrth gain and losses are not classified October 201801 Year to date (1) Realized gains and losses Unrealized Opening account value $57,669.43 $57,676.64 October 2018 (5) Year to date (1) gains and loses (S) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 -11.86 out -109 02 -431.96 Long term 0.00 0.00 -1,222.14 Dividend and interest income 120.24 1,142.60 Total $0.00 $0.00 -$1,234.00 Change in market value -125.49 -832.12 Closing account value $57,555.16 $57,555.16 Cash activity summary See Account activity the month tot deialx &lances on your Sweep Options are indudedin the opening and Dividend and interest income earned closing balance: )(due. FDIC insurance /war to deposits at uDS Bank USA and al banks participating in the trB5 FDIC Insured Deposit Program A Ores not &sly to deposits at U8S AG. surnfisid parch. SIPC protection applies to money moan sweep fsmd hddings but not bank deposits See important inaarmarion For purposes of INs statement, taatirrty of Interest and dividend income ha been determined Iran a US abOut your statement can tne last two pages or this document for coals tat reporting penmen...a. Brined upon the residence of the account holder, account type, or product twit, some Interest ancror deiclend payments may not be sullied to United Stara (US) anlor Puerto Rico (PR) October 2018 (S) Year to date (5) income tares The dent monde' statement is not intended to be used and tarot be NAM upon for ta purposes. Clients should refer to the ap0ktie lax reporting toms they receive from U8S annualy, such as Opening balances $1,412.71 $1,732.88 the FOrmS 1089 and the ACM 480, fa lac reporting information. It is the practice of LIBS to file the avast* ter reporting forms %Nth the US Mterni Revenue senice and PR Treasury Department and in Addkions such farm accurately damply clwdends ardor interest astir exempt or lamb* income. Please consult your Dividend and interest income 120.24 Indledual tat paperer. 1,142.60 Total additions $120.24 $1,142.60 October 2018 (SI Year to date IS) Subtractions Dividends 119.99 1,064.01 Professional management fees and Interest 0.25 2.77 related services -10902 -431.96 Total current year $120.24 $1,066.78 Funds withdrawn for investments bought -11999 -1,139.58 Prior year adjustment 0.00 75.82 Total subtractions -$229.01 -$1,571.54 Total dividend & interest $12024 $1,142.60 Net cash flow -S108.77 -1428.94 Closing balances $1,303.94 $1,303.94 SDNY GM 00026986 CelP70303005789961 NP7003192088 00034 101803057`004 0000:0 Page 3 of 8 CONFIDENTIAL EFTA_00137606 EFTA01278513 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor October 2018 Friendly account nam•:Indiv IRA Account type: Individual Retirement Account Your rinundd Advisor: SCOTT STACK MAMLYLE CASRIEL Account number: UBS Bank USA Deposit Account APY interest period Sep 10 - Oct 4 Opening UBS Bank USA Deposit balance Sep 10 $1,412.71 Closing UBS Bank USA Deposit balance Oct 4 51,412.96 Number of days in interest period 25 Average daily balance 51,412.71 Interest earned $0.25 Annual percentage yield earned 0.26% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fruncial Advisor or Branch Manager You Can find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Moderate In vestment eligibility consideration None selected Your account instructions • U8S Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out CNPTC008005789962NPT0C0I93388C0C04 t0l8 030575004 CeedliklY_GM_0002690194 4 of CONFIDENTIAL EFTA_00B7607 EFTA01278514 UBS Strategic Advisor Account name: GHI5LAINE MAXWELL IRA Your Si sandal Advisor: *UBS October ma Friendly account naine:Indiv IRA Account type: Account number: Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Your assets Some paces, income and current ea ues Shorn may teepproxlirVale. AS a Kluft. gains aidlasses may not be accurately refkaed. See Aportint intoniabon about your statement a the end of ttws dxurneM for more Intornsaon. Cash Cash and money balances CashaM money balances may include avalaile cash balaves, UBS Bank USA deposit account balances, UBS Balk USA and at UBS FDIC Insured Progam Bank deposit account WerKes are insured by the FDIC within UBS FDIC insured Rogan Bank Balances, UBS AG Stanford Branch deposit account balances and money Donut* Imts, but ale not protected by 9FC. UBS AG Stanford Branch deposit accourt balances are not insured market mut utl fund sweep balances. by FDIC and ale not protected by 51K. Money market sweep bdances are protected by 9PC but am not Insured by the FDIC See the Important information *bout rot statement at the end of this document for details about those balances. openng bclance Closing beleixe Price per share Average Drildend Interest Oay'm Hddng on Oct (I) on Oct 31 (S) on Oct 3I (1) rate period period Cep amount (S) UBS BANK USA DEP ACCT 1,412 71 1303.94 250,000.00 Fixed income mutual funds Total rernvesterf is the total of at reinvested dwdends It does rot include any cash addends. n is rot a trnrea (fa) gam or loss is the dfference between the current vane and the cost bail and would tat lot for the purposes Of del erminng heeded periods or COSI basis. The shares you receive each time you generally be your untie gam ex loss if the security was sold on this one The arced/zed MO Gan cr toss may reinvest dyidelet become a sepactile tax lot need to be Ousted for return of cacvtal payments in doer to determine the recited 93n or 105510( tar reporting purposes Cost basis h the total purchase cost of the security. Ind Ong re.nvesteddvdends The cost basis may need to be aausted for return d capital payments in order to determine the Blunted cost basis for tax investment return is the current value minus the amount you invested t does not Include shares that are not rePating reflected on your statement, inducing shares that hart been redirect as either a gain or a loss It also does not include cash chiclends that were not reinvested Purchase pricer ykil sh es ey Am vellasr are r, se Client Cost Price per shae value on Unrealized Had imestment Hddng Hddng of ) investment (S) basis (S) on Oct 31 (I) Oct 31 (s) gain or loss (S) return (S) Period DOUBLE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date. Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.280 17,407.34 -592.66 LT Total reinvested 94.896 10.552 1,001.38 10.280 975.53 -25.85 EAI: 4688 Current yield 3.74% Security total 1,788.217 10.626 18,000.00 19,001.38 18,382.87 -61651 382.87 1P MORGAN SHORT DURATION BOND FUND CLASS i continued nen page SDNY GM 00026988 C HP70003305789963 Ne70031$3388 00001 1018 030575001 000000 Pap S of 8 CONFIDENTIAL EFTA_00137608 EFTA01278515 Account name: GHISLAINE MAXWELL IRA glItUBS UBS Strategic Advisor October 2018 Friendly account name:Indiv IRA Account type: Individual Retirement Account Your A vandal Advisor SCOTT STACKMAI/LYLE CASRIEL Account number: Your assets . Fixed income . Mutual funds (continued) Purchase pow NUITbef AVM.? price Client Cost Price per share Valli! CA unrealized 0a°0 investment Hddng Hddng of shares pet share (I) investment (S) bask (S) on Oct 31 (1) on 31 (1) gainorlon (S) alum (I) period Symbol: MLVX Total reinvested 1,821.296 10.987 20,012.14 10.650 19,396.80 -61534 19,39880 EAt $315 Current yield 1.62% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31. 17 1,789.264 10.060 18001700 18,000.00 10.060 17,999.99 -0.01 LT Total reinvested 46.875 10.062 471.70 10.060 471.56 -0.14 EAI: 5356 Current yield 1.93% Security total 1,836.139 10.060 18000.00 18,471.70 18,471.55 -0.15 47755 Total $36000.00 $57,495.22 656351.22 -$1,234.00 62025122 Total estimated annual income: $1359 Your total asset Penemar ot Cost Estmated llnredized Value on Oct 31 (S) your account bassi (/) ennui intare 01 gan or loss (I) Cash Cash and money balances 1,303.94 2.27% 1,303.94 Fixed income Mutual funds 56,251.22 97.73% 57,485.22 1,359.00 -1,234.00 Total $57,555.16 100.00% $58,789.16 $1,359.00 -$1,234.00 Account activity this month Date ACIleity Desattion Amount (f) Dividend and interest income Dwderth Oct 1 Civdend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 092E/18 57.32 SYMBOL DBLTX Oct 1 Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 09/28118 31.78 SYMBOL PSDYX Oct 30 Cividend JP MORGAN SHORT DURATION BOND FUND CLASS I 30.89 SYMBOL: HLLVX Total dividends 1119M CH770060005709964 Nnocoleame 00004 1018 030575004 0360iLY_GM_000269fillfie 6 of 8 CONFIDENTIAL EFTA_00137609 EFTA01278516 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Ill sandal Advisor: *DUBS October 2018 friendly account name:Indy/ IRA Account type: Account number: Indnedual Retirement Account SCOTT STACKMAN/LYLE CASRIEL Account activity this month (continued) Date Actruty Descrotion Amount IS) Dividend and interest income (continued) Interest Oct 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of I ClOte 18 0.25 Total interest $0.25 Total dividend and interest income $12024 Date Achim DescrOhon Amount (I) Pees Oct 24 Fee Charged QUARTERLY FEE -109.02 Total professional management fees 4109.02 Investment transactions for 1113telnfOrnlefiOn &Out the pricer ialue shown for resitictedSeCuelles, see goofiest rotottnatbo 'DOW your statement at the end of Om 03C tment Proceeds from FundS nwstment withdrawn icr Accrued Date ACtuity Desciphan Quantity vane (5) Price (3) tiare._xhos (I) inveslmentSbOug51 (3) 'ling (3) Oct 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.544 -57.32 DIVIDEND REINVESTED AT 10.34 NAY ON 09 28'Is AS OF 0022/18 SYMBOL: DBLTX Oct I Reinvestment PUTNAM SHORT DURATION INCOME FUND 7 3.159 -31.78 DIVIDEND REINVESTED AT 10.06 NAV ON 0928/18 AS OF 002131I8 SYMBOL: PSOYX Oct 30 Reinvestment 11 MORGAN SHORT DURATION BOND FUND 2.898 -3089 CLASS I DIVIDEND REINVESTED AT 10.66 NAV ON 102918 SYMBOL: HLLVX Total -$119.99 Date Actrnty Nicholson Amount IS) Money balance activities Sop 28 Balance forward 11,412.71 Oct 5 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 10104(18 0.25 Oct 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/2408 .109.02 Oct 31 Closing UPS Bank USA Deposit Account $130334 The UBS Bank USA Depost ACCOunt is your primary sweep coon SONY GM 00028990 C riP7C003305789965 MI0031%388 00004 1018 030579004 000000 Page 7 of 8 CONFIDENTIAL EFTA_00137610 EFTA01278517 *UBS Your notes 08, 000.0".968,, ,080,..0800. +083 880,,.. 88.,,mono26944s. 8 8, 8 End of ...........1.... CONFIDENTIAL EFT,00B7611 EFTA01278518 Important information about your statement LISS Financial Sewn Inc. (the firma UBS Finrcial her Iran you en law that 60 days after the Firm capacity. A lot copy of the poky verdrg is available acme or reffirns era mayn't keep pace with Serykes3 is a member of all principal meurity, commodity unt you the fat statement on which the once or won request. and oplben exchanges. lies Fnancial anises and UBS problem fl owed. • Moderate's/Min to accept same rids lo p incpal rd Bank 1.154 n ndrect sutskkaries of IRS AG and - Doti* you- rime and accost number Of any) Neffier the SIPC oratclion nor the swp/emental tolerate sane waylay to seek hi:her returns. affiliates of UBS Seciskies LLC. The F 'Kraig - Dew& the ens or the tansies you re snore protection SA* to: • aggress:.: Willnq to accept high risk to rental at Statement is available upon request. She FM'S estate. about, and erplain as clearly as you can why pou • Certain truncal assets controlled by (and nclukKI n hap vOlataity to seek highman over time. offices an at believe a is an ma a taw you need more your roar vs/ebbs aid away Iran LBS Fiancial • imuteiers figaidy Conittentaan: I selected. a domain Services. For trawle certain b) insurance product. portion of the poi Holio for that account may incksJe IRS Firreel *Wes has. - (Made the dada* amour of the suspected era. anClUdin) variable enmities. and (d Mies of mAual complex swages, licked liquidly aril cant 1200 Harbor Boulevard funds registered n the mane of the amount holder on what,. Wethavoken, NJ 07006 The Finn or Card bffier vnl investigate yea complete the boas of the Seer or transfer yea), end sal correct any error prarptfi. For alleged mon • twestment cocaaces a ireniment intelOSIS Statement ehouseholdise Ths statement represents the on,, official record of you enolving UBS Vosafidebit cad trantactins f we sake limited partnershps and Private Placements) 17171 we We nuyconsoldate rend account statements with Lei Franca' Semites aCCOunt. Olhee twords. enact mote than 10 business days to do this, we *bride not registered under the Searities Act of 1933; the sane address in the same envelope. e 9. because aka tar dramas. contanng confliang data shoal your mecum la the anoxia you Ihnk 6 in ell0I, SOMA • Cannodites contracts (e.g. foreign exchange and they haw comers who alto maintain join account not be relied won II you bedew thee is an meg or you ova have the use of the money ding the tire it Iwo:usmetal contracts), onckeOng fans convects refationrips watt other Owes a the same adress. If VIICPPOn please report n inmerdately in writing to the takes us to complete as Most:grin and torremodity option contain; and you prefer to mere irdiwkal statements mailed ro Brands Manager of the office wen(' vas amount. • Deposit eccoults (except certificates of &posh) at LBS separate *talons. you may decline ameba:Mg by Please make all checks payable to the Fem or the Bark USA, UBS AG US. bra chars and bolts h the OWN your Financial Advisor Although al ligses shown re mended to be actuate, bunco' nsleution notated on the ban or this FDIC Insured Deposit Trojan. statement dela should not be used for tar airports Ray statement In addition to regular account lees. MOWS The SIPC protection and the supplemental protection do Friendly *occult memo sob), on yeromd lac forms, (i.e Fenn 1099. 5498. may be Abject to maremarae lees, charges for bee not apply to there assets men if they ofironrise appear The Friendly account name is a cuounaable 'clamant' 10425. etc ) when prepamg your tax rettrn. We Tem is payment for securities purchases and charges fa unsaid on sOto Statements. She S%C protection and the chosen by you to assn you whhyckr rwordleepeg It nqured by Lew to report to he RS as tavible dnidesxI6 amounts n cash octants Accounts that are lingered osplernental protection do not protect against changes has no legal effect on your account is not Mended to reportable nanutable dividends and taxable Sourest to other enmesh:au may be subject to a unit( fee. n the market yea of you investments Swathes as a react arty strategy, prcdact recarmendation, earned on retinas held it put account net proceeds resat of motet movement issuer bresuptcy i not knt objective a rat profile metered with your on tate transactions. raced basicn Wan cowered UBS Sweep Options otherwise) accords. and is not a pecomie a guarantee that wraith secuaies. LOS offers options for Paean; cash Waxes to bat or any financialrola can or will to achieved. All deposit accounts at nonaffiliated barks and affiliated Dividend Reinvestment Program (DRIP) intestine/its involve the risk of bss, induOing the risk of CoevaraficatIons with the Firm bats andMaley moat moral Inds (Manly Funds). The price reflected is an average price You may obtain loss of the take investment. You can <hinge your • Please rep:Sian any cal careruneatern it *ten; Deposit arsints at MS Bat USA end nondMilisted the wag price Iran yes Financial Advisor. Clay *tole Tangy accuse names through Online Services a by to further protect your rights. incluirw your rites barks partkipaing it die UBS FPConsured Deposit *urn are purchased undo. On, pineal shines wide» conlacteg your Fns coal Ackert abler theSecurities Investor Protection ACT (SCA) Program are FDK onsured n accordance soak, FOK rules sold and the cash wit be deposited in yOur Mount The • If the tinanciel insaution on the top left of the km For more inkernatiOn, please MC MAY tdiC.9”. Depose CandInd renveUrrnut peke Applied bdvIne issuer may ACOOCelt overview of this Staternenl s not OS Faunciel Straw, LOS accounts at IRS AG Stanford Branch aid shares of offer from the hake price at CfriCh path* Share, • Vabe of put accoont/pornbfo. Net of assets and Firencial Saran crag gar Ikttalt as clearing Wen, Funds are no inured by the SDK. ore sold IiabdlieF teaser by enamors* wen the nckated Minutia, • Assn Includes available cash balances, values for we Worried you a thi retaltorethb %e'en/Mu Bar* deposits ale not protected by 94( Money Fund Cash-inolieu opened this accare. h this east yea Inds and shares re protected by SVC. See " teS Fnrxal Senices mulcted sectokg *II and Global Tine Deposits, Oaf whole units may beheld in gar account. If you are unrealized marks to market and erten assets rot held securam se located r lb5 f mental Sown and rot Account Profiteer below. entitled to a penal ail as aresult of a dividend payranl the Stroccang broker. rd you crud make a report by the Fim. Don not enure unpnced securkeslassels or otherwise, the Sam vell ether sell partial tries at at the end dthe not and arrent statement penods, or of any error cc °Munn to both ferns UPCnp).5 maven, balances n the bark deposits .113/ be meet price or accept an imam determined by • wilhckawn, andshags of a Money Ford may be poodle investrilenta untested stock optiom and • As descrbed n the account entrants, you 'w,* monad clewing agency, redcredit year account werciable nods options ready us of any t eras or fraud imohirg checks Imackked. and the proceeds retuned to you Ce you 1.0.riteS aCtocnt • Babffities nobles debit brances, cutsunin; margin reflected on your statement withal 30 days after a was Investment objectives ban. lint short account balances. mailed.. nude avelabao. The mermen objectives and risk profile are vicar to • Pleasedna customer complires et irafries to the hate. nionitrion about available sweep options, • Cashlmoreybalarxes, Total of tnimested available each account and may raybetween your acocum cash balances, plus deposit balances at affiliated and Gem's< lent Rebhan Deparament a 201.352.1699 ekkidng tuner% interest rates and yields. 6 available at Please ad,ase the Finn prorroifi n writing of any wouvu ios conysweepyalds. Iran your F natal Advisor naloalf dated banks, anchnoney market mutual find or toll-free at 800.354-9103, 8:00 A.M. to 6 00 the soya Kilt change in your financial siluaton or ET Monday enough Freday, or in tutting to LOS Cr by calling 80On:40oo. nye-anent objectives. Fa each account hat you sweep balances at the chose of tie statement period Fiasco' Sweat K., Client Relations Depaiment Noricorrmodgy free vealbalances in you" amine ate Moose car of the folow.ng omestment objectives. notserved from other balances and to Fim may P.O. Box 766 afionCiy, NI 07087. UN Financial Services aCOOtalt protection • Ands* Current Income inneStmerits Weirs) the The Finn is a number of the Seaaffies tweet's Protection use ary of these funds el the moray casse de its • All catmints Mall be deemed complete and acaswe genwation of income Wry. banns. These funds are payable Lyon your demand. it not objected ton firkin; within 60 days Corporation Gilt), which protects securities customers • Achieve Capital Appraciatiara flagrant; Peeking of es members to to $504000 (nckding 1250,000 for MO total is Staled ion the urea period <long vabe • For TTY awes. Call 844612.0986 of from cube* growth of pixy* knee than the generation of theVS.:Cal201452.1495 dims for cash). Esplanatay brochure wallah* tern MOM,. Lancia° infonnation • haw of *non or questions about anelectronic revel a aim...v.4a cog. The SITC asset protection lints apply to ad amounts that you hold in a pantos& • FtedsCO Combinason of/nom* and °peal For dialed narnateon on the Inn's limn; practices furls transfer (Until payment a IBS Vet debit Appreciation. Investments seeking both the geneefficet and &cans, refer to you Chem Retaionthe> cad ransactions, call M762-1000. or sate to UBS apace/. The Finn, together with oaten affiliates. hat to of nowt aridgrowth a PniXiPal Agreement a ACtosrt Averment rd the General Financial Stomas It, 1000 Harbor Bkel, 6th floor, Terms and Conditions UBS Statement of Credit Practices Mehanten. tel 07086, AtIn FcMtai8A Seekers. purchased supplemental insurance. The nun-rain amyket payable to all elighle <bents. collectively under Orenl risk profile; available nAgraemanaS anal Oiacbauaa; thisprotection is 1900 midon as of December 10,2016. • Conserw6w. Seeks to marten meal atria, with C al cr write as soon as you can, if you 'hit your low risk ad van% to the account monk even Subject to the policy car:Mire and limealcre. (Eh at staterrer4 a recite is tang a IT you need non the Pim is knew protected for up to 11.9 maroon in the that means the account does not generate fignrlicant Mormatin about shyer on the statement or wept. The Fim oe Card bps( (as alotalcable) mutt atregato for all your accounts held n a primly SDNY_GM_00026992 CONFIDENTIAL EFTA_00137612 EFTA01278519 I mportant informatimi about your statement (Continued) Your assets - For certain skunks racks; in non-ccolcemng • Est. (estimated) income. current yields and rates — We grime <Ctliper6b1C41 heel WS BM. USA, CBS Your Itaterreni Monies recueibes and other ands held denomnatonk price ard wryly (lace oath may An est mak of imial more is bated on anent AG Surrlond Branch and nonaffiliated bads n the account al the end of the Slaternent period YOU have been adjusted to facilitate proper valuthth chide. and Menem rates, assuning the triunes will Moods our cash sweep laWaTh This may ask for delivery of folk Paid securities al ant tire. To obtain anent guotthons. when avail:15k, contact be held for one yea- from statement date or wail compensation may be per account fee or You man remise mule's used as loan collateral alter yes &uncut Ai:loser. mataity. The estimate is calf a guideline, accuracy may be a percentage of aimage dab deposit ming any balance do on them. Any securities and cortriued norm are not guaranteed bermes transterred to the Fm, ding the surimme pored are • Private investmante and structured products. — Estimated arrhul mom and curetl yield for laid at market value as of the end of the stamen Private nwstmene warms (ix Ising them titan types of securities could include a met an of Activity period PankiPal Ca program and real estate inmenent trust princPal or capital gait in which case the est Information regasing commissions and other cargos • Bost basis. In deteannirg the cost base of the seriaises) and strut tired prodths are generally highly income (rd current yielo) would be overstated. incurred n CCereCttOn well the exisoson of trades, seamen included n this statement where indicated third Cerian 'buttered modris ham not teen — Estimated annual mom and orient yield and the incluangopticn tram-actions has been minded on will the number 'I,' URSFiurcial Services Ms relied registered with the Somities and &charge xeual income and yield mile be lower or thither carotin...ions previously furnished to you, ed wit be on information obtained from sources other than UBS Commission or side, any state Securities laws. We than the eshinged snorts Provided to you promptly on regime Snancial Sersices. kluding inIcernaticn horn nabs,. pow& evirnated values for ',note swesirram — An estimate of atnualizod income (denderd race Inm or that you man has:wooded. your Snacks& wakes rod structured products for Mormal mud interest) dirded by the current market Short sidling Amato the Sim does nal indepeklently way o Ferrous only Acoracy 6 not guaranteed elatef average balance a based on the last divdend II you are engaged n shot "Ong a unsay, you man guarantee the korai or vatcleyorary information - Thew values may differ a/wantfay icon peon, it or fluent plyiVent made by the issuer and incur a charge doe to retain Ixeroving costs for the provided by sources other than U3S Financial Secede any. at which a private .ristnie A security or mums toe seorneideposts will be hell for the pan Oita-security. addition, although LBSFnincial Semmes generalbi structured praise may be boodm or sold and do year from the statement date curia maturity. updates the rdomatith as it is received, the f Pm rot rhwessiikr represent the yam you may rectae Accuracy and continued mkt re not guaranteed Orin orders dos not monde any assurances Mr the infomarion goon liepidaten. Regaidng open co tgoosaitcancellee orders that valet "Cott base ind "Urvealced ged loss" is - Tied pry Monies of value re at ascertain • AMU not held by WS Financial Services, Caters were riot arieuted by the stamen date, open buy and karate as or the date of this statement. As such. date and are supplied to UBS SnareSikes:ices on a itself are not held by the lion and not width the sel stop orders re reduced by the mom of divdervh please do not rely on this nlaroution to crake regular base by an independent valurion lima Fin's possession or control. These assets are orNM" on an roodoklerds or evirsthis date unless prchase or sale decisions, for to pa-poses ce - beat general partner or sponsor estmated vales, clithlayed on war statement for nformational othathect otherwise by you. You re tesponsble for otherwise. Accounts transferred to the Fern may any, re sswtied to the Fon by the issuer, purposes only. Posnons and values presented re orders that re executed dr to your lalure to cancel reflect are itormi kr+ only fox thy period or general pother or throw and may be calculated provided by the Muni; fern UBS rimincel Serves is "ing open orders. tiro theyre held at the Fan More historical based on deferent infarnation from tat used by not responsible for this iternaion and don not ntimaticri can be added by you* Truncill Advisor. that parties to derive thee Monied vales. guarantee as accuracy These assets are not tweak:rid Privacy • Unwanted gang/losses. Moen die ie availabki, — You can dour, additional Momurion regarding by SK or to Fim's supplemental 51K coverage. To °Lean a copy of as current Client Privacy Nike, estmeted unit:Fired gansflosses are calculated for the methodology used to determine the estimate of ',lean collect your froancialAthisor or viva as webs.. ndvilial smarty lots the transaction data for value end the dale of the iliceniatiCel that is the • Revenue aharkig and adckianal ocimpensthion. al Pawn ”htensurvivierregrt. nOvidual lots may or manna reflect carmissions. basis for the estimate by contacting your financial - In xklitith to commisskris on lain and 12b1 Wes - LBS Financial Services ir not a bark. The RMA, Bennet" charges anchor secuity reorganized on canto Admix receved in connection with the dosirbuten of mutual Smokes Account BSA and IRMA ye brokerage Diedend and other reinvestment lots and systernak - Wird patty estimated vales may be reflected as fads to Oct dents we anchor or Millie mom* accounts oshch provide access to barking SerViCOS and puts. lois re each combined to display cot • Not piked' in several student: Mien an ovine shying payments from deutuicri aril or potluck Ihreuct alarigitMertS with affiliated banks averaged lot 71-• 'Trade date colmn parents the independent valuation torn has not suppled or advisors of the mutual funds that se soli Theo and other thiel.pany banks, and provides access to onginal transacoon trade dale. unable to /Mrs a vase, when we become aware amounts re based on two different comprentsi (4 issuance and army Products issued by unaftliaked • Callable securities Bonds and preferred stock that that a material event has occurred the, my calla the imam of sales by LBS of a particulr rrutual ihnd.party nsurake (=panes through inesake the issuer cab Ins <ago rederrpton Pail be selected premous0r reported value it question, or Wen a had family to our dem': and 60 the asset oaks of a agency elosigaries or LEES Financial Semen cox. erriertially by lot Iran among al hoarier of that value would be highly speculative due to the nature particular Mutual ford lanais 'hares held at the — Ynestniere, nes:anus, and annuity products, issue held in Our mow or in nornim maw Is, or or the warty Inn — Not FDC insured • No bank guarantee. May lose val. clients Call bare raomaten is obtained from third — Men neither an ewer, general partner cr sponsor - We and our affiliate also receive minding and — tMA Resource Management Account. Busyness parties as accuracy is not gawked. Other call estimated value nor a thethathy estimated vaLie 6 ornnbus proofs's-9 fees in considualco for transfer Services Account BSA, IRMA and nteenational Resource leaves may nth which could riled mid. complete mended, the fake of the storey will bedeferent agent services that we provide to the rnosual funds Management Account are registered service marks of Mammon will be provided upon request from its pushes* price. These fees were*, re pad from investor rises n UPI Financial Services lx . • Price/value Peres displayed for securities and other — • Dthrbutions to dre • may ruled ream of the mutual fuNd and are a fired doll. amount based — vKA is a registered vacterrurk owned by Via products may be KOK or lowerthan the price that capital, nccme or both. on the meter of accounts at the broker-dealer rrieroxional Service Association and used under you would actually remise in the market. Prkes - •Orogrul ant sae' represents the resat offering holing mutual funds of that fund family Icense llse LOBS Via credi crds and the IBS Visa obtained from various dud party sources *Nth we pike pee rot and may not reflect misa cost bath - n addition to CCrnill6SkinS received in connector+ del. cads are mord by LBS Bank LISA with behew to be nab*, trd we do not guarantee this - Of P and whited RErt sec rcies are not listed on a with the sake or datibuton of annuity contracts and permission from vise U S. A Incorporated Al other accuracy national securcen exchange. and re generally snit nvestment butt trots to or clients, we ado trademarks. registered trademarks, stoke marks and - We genera*, use the closing price when available or amid and men A they can be sold the price or aft hate receive revenue shying corrpensaton registered service muds ye of their respitee to mean ol the bid and ask a ices for listed received may be less tan the per share estimated from Mr/ of the nsorance companies unckrwriting convenes maybes and options or ore/ bid pokes For OTC value provided an the account statement. the annuity Matr&CtS, affiliates of the (*nuance washes corpthes or sponsors of the snit investment tants MIS Flunk:al Services Inc Rev. 701810 - Less actively traded seashis maybe priced thing a • Reserided securities Restricted securities general" we daring. valuation model or the most recent price we re not <inertly ithgble for pubk sale. LBS Financial — in addrith to commissions received from the cblaned and may not reflect an actual market price Services uses the market price of the urresnxted stock pschase and sale of NeeShares kids, we ardor cur a male. of the WOW issuer as an masted ale for the If lute real,* an asset-based revenue sharing ▪ Cedar posithns may toper w thong a price and restricted stock for purposes or the StOfteltat only. To payment from NentShares doubters. es well as willdeny as • prico was not available' it we are the extent the restricted mum ies are ebgble for sale, fading for technology development, training and triable to cbtan a peke Ins a sksity. he value removed may be abstantially less tun Ilse educal - Deposes a worries doles denomnaled n arrences awed value shown. — Our Alleles also receive tradng cormikkris and other than U S. re reflected at the exchange other cansemalcn from mutual funds and awake rate as of the stammere date. carper.; *two. product' we clittrbae SDNY_GM_OOO26993 CONFIDENTIAL EFTA 00137613 EFTA01278520 U8S Fevincial Services Inc. Retirement Account Private Wealth Management c;It UBS 299 Park Avenue 26th Floor UBS Strategic Advisor New York 1W 10171.0002 November 2018 che7OO vi 0 HI AN MAX LL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: lndiv: IRA Account type: Indwidual Retirement Account Account number. Your Nnandal Advisor. SCOTT STACKMAN/LYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on October 31 (S) on November 30 (1) RMA ResomceLine at 800-RMA-1000, Your assets 57,555 16 57,737.57 account 02%23697. Your liabilities 0.00 0.00 Itisit our website: Value of your account 557,555.16 S57,737.57 www.ub$corafinancialservices Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www.annuakreditrepoct.com. Tracking the value of your account duriag 3018 Value of your account S Thc.t.6.311;$ at year end 2017 $57,676.64 Net deposals and 570 57 0 57 2 57 7 57.6 57.7 withdrawals -5431.56 • • • • • vox Mestrnent return: Dia:lendand interest income $1,271.34 Change in marlat value -$778.45 Value of you octant Dec 21)14 on Nov30, 2011 157,737.57 Dec 2015 Dec 2016 Dec 7017 0X12018 Nov 2018 SONY GM 00028994 Member MK OO7OOC6OO57O7O77NPTOCO187518 COON 1118 O3OS75OO4 000000 Peg* 1 of 8 CONFIDENTIAL EFTA_00137614. EFTA01278521 SUBS UBS Strategic Advisor November 2018 Account name: GHISLAINE MAXWELL IRA Friendly account name:In:by IRA Account type: Account number: Indbaclual Retirement Account Your Nnancial Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 30 (9) your account • Cash and money balances may include A Cash and money balances 1,304.27 2.26% Your current asset allocation available cash balances. 08$ Bank LISA deposit B Cash alternatives 0.00 000% account, 118S FDIC Insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances See the Important in formanon D Fixed income 56,433.30 97 74% about your statement on the last two pages of this statement for detaks about those balances. E Non-traditional ace 000% F Commodities a00 000% Total assets 157,737.57 100.00% D Value of your account 557,737.57 Eye on the markets Percentage change Index November 2018 Year to date S&P 500 2.04% 5.11% Russell 3000 2.00% 4.48% MSC I - Europe, Australia & Far East -0 11% -8.96% Barclays Capital U.S. Aggregate Bond Index 0.60% -1.79% Interest rates on November 30, 2018 3-month Treasury bills: 2.30% One-month LIBOR: 2.35% CNP 70000005707070 NP7000187518 COON 11l8 03057500 COCaliklY_GM_000269ene 2 of 8 CONFIDENTIAL EFTA_001376I 5 EFTA01278522 Your PI sandal Advisor: SUBS Account norm: GHISLAINE MAXWELL IRA UBS Strategic Advisor Friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL November 2018 Account type: Individual Retirement Account Account number. Change in the value of your account Summary of gains and losses Wives reported I:elow exclude products rot which gam and losses are not classified. November 2018 (S Year to date (14 Realized gains and losses Unrealized Opening account value $57,555.16 $57,678.64 November 2018 (1) Year to date 04 gains and kisses (4) Withckawals and fees, including investments transferred Short term 0.00 0.00 -8.03 out 0.00 -431.96 Long term 0.00 0.00 -1,172.30 Dividend and interest income 128.74 1,271 34 Total -$1,180.33 $0.00 $0.00 Change in market value 53.67 -778.45 Closing account value 157,737.57 $57,737.57 Cash activity summary See Account scanty this month tot decals. &lances in your *veep Options are indudedin the cpereng and Dividend and interest income earned closing balances 'Au.. FDIC insurance dares to deposits at ulleS Conk LISA and dl banks participating in ire urn rptc insured Deposit hogs," does not ipply to deposits at U8$ AG. SIZTfOld parch. SIPC protection applies to money market sweep find holdingsbut not bare deposits Ste/macron, inesonerion rot purposes of His statement, tembIty of inkiest and dridend Income hes been determined from a US about your statement cn the last hem pages of this document for dials tart reporting perspective. Based upon the residence of the account holder. account type, or product type, some interest ardor dviclend payments may not be subject to United States (UA ands Puerto Rico (PR) November 2018 (5) year to date (S) income gate The (lent month)/ statement is not intended to be used and cannot be reSed upon for tat purposes. Clients should refer to the ap0ktie lax reporting forms they receive Iran 185 annualy, such as Opening balances $1,303.94 11,732.88 the roans 1099 and the forms 487. for id reporting information it is the practice Of LISS to file the toplicaUe far reporting forms vAth the US Mterni Revenue Service and PR Neasury Deroatarent. and in Addkiorrs %nonfarm, accurately classify dwdend ardor interest attar exempt or tart* income. Pleat consult yor Dividend and interest income 128 74 1,271 34 inchedual tax preparer. Total additions $128.74 $1,271.34 November 2018(1) Year to date (1) Subtractions Dividends 128.41 1,192.42 Professional management fees and Interest 0.33 3.10 related services 0.00 -431.96 Total current year $128.74 $1,195.52 Funds withdrawn for investments bought -128 41 -1,267.99 Prior year adjustment 0.00 75.82 Total subtractions -$128.41 -$1.699.95 Total dividend & interest $128.74 $1,271.34 Net cash flow $0.33 -5428.61 Closing balances $1,304.27 $1,304.27 SDNY GM 00026996 CHP7C003005707079NP70031875I 8 COON tile 030575004 000000 Page 3 of 8 CONFIDENTIAL EFTA_001376 16 EFTA01278523 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor November 2018 Friendly account name:lndiv IRA Account type: Individual Retirement Account Your linandd Advisor: SCOTT STACK MAMLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest period Oct 5 - Nov6 Opening UBS Bank USA Deposit balance Oct 5 $1,412.96 Closing UBS Bank USA Deposit balance Nov 6 $1,304.27 Number of days in interest period 33 Average daily balance $1,366.71 Interest earned $0.33 Annual percentage yield earned 0.27% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Imponant infomation about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate In vestment eligibi4ty consideration None selected Your account instructions • I Financial Services Inc is your IRA custodian • Yoe account cost basis default closing method is FIFO, First In, First Out. CNP703C0305707030NMOCOI875I8 00004 111803057'5004 IXfigniklY_GM_00026909e 4 CONFIDENTIAL EFTA 00137617 EFTA01278524 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your N sandal Advisor: *UBS November 2018 Friendly account name:Indiv IRA Account type: Account number: Indhedual Retirement Account SCOTT STACKMANLYLE CASRIEL Your assets Some prices, income and current vaueS shown may Ix approximate. AS a Hitt gains and losses may not be Momelely reflected. See Aporunt;Mammon about your statement a the end of the dxurnem for more Information. Cash Cash and money balances Cast) and money balances may include avatar& cash balances, UR'S Bant USA depost account balances, UBS Bala USA and 81 UBS FDIC Insured Progam Bank deposit account thbentes are insured by the FDIC within UBS FDIC insisted erogam Sank Etlances, UBS AG Stamford Branch deposit account baances and rroney applicatdelmts, but are not protected by SIPC. 1185 AG Stanford Brant hdecout account balances me not insured market militia fund sweep balances. by FOC and are not protected by alvC. Money market sweep balances are protected by 51K bet are not Insured by the FDIC See the Important information toutnut statement at the end of this document for details about those balances. openng baance cioung betaxe Nix per share Ave tage Dirldend Interest Oafs o Hddng on Nov 1(14 on Nov 30 (S) on Nov 30 (1) rate period period Cep amount LS) UBS BANK USA DEP ACCT 1303 94 1304.27 250,000.00 Fixed income Mutual funds Total reinvested is the Iola d * reinvested dvidends II does rot include any cash dederels. a is not a linfeaee0 00gal' or tors is the dfference between t he current vane and the cost basis and would tar lot for the purposes of deerminng lidding periods or cost bass. The shares you receive each titre you generaly De your rattle gain micas if the security was sold GAINS dale The urged/Zed NEW (Hiner IOSS may reinvest dvdenct become 8 Separate tax M. need to Oe aluSted for return Of Capra Payments in Order TO &termne the teethzed win or loss for tat Cost Wm is the total purchase cost of the security. inducing mnvesteddvdends The cost basis may reporting purposes. need to be alusted for return d capital payments in order to determine the adinted cost basis for tax Investment return is the current vaue ri ms the amount you invested b does not Include shares that ate not (Mating purposes. reflected on HOur Statement, indieing ShartS then hate been tea declas either a gain or a loss It *so does n include cash ctudends that were not reinvested Purchase pricer larnioer Average price Client Cost Price r* 'hat value on UnrealizedClad imestment Hddng Hddng of shares per share (S) investment basis 31 on Nov 30 (S) ran 30 (I) gain or loss (S) return (S) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol: D8LTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.310 17,458 14 - 541.86 LT Total reinvested 100.689 10.536 1,060 93 10.310 1,038.10 -22.83 EAI: 9692 Current yield 3.74% Security total 1,794.010 10.625 18,000.00 19,060.93 18,496.24 -564.69 496.24 1P MORGAN SHORT DURATION BOND FUND CLASS Contmed next page SDNY GM 00026998 CHP7C0C0305707031 NV7003187518 00004 II IS 030579004 c000co Page s of CONFIDENTIAL EFTA_00137618 EFTA01278525 4tUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Your I5nancial Advisor: SCOTT STACK MANLYLE CASRIEL November 2018 Account type: Individual Retirement Account Account number Your assets . Fixed income . Mutual funds (continued) Purchase price NUIrbef Average price Client Cost Price per Share Value on Unreellfed 0.14 Insestinent Haring wiring of shares per thaw (S) investment (S) brit (1) an Noe 30(5) Noe 30 (5) coin or lost (1) Mum (S) period Symbol: HUSX Total reinvested 1,824.290 10.957 20.044.03 10.660 19,446.93 .597.10 19.446.93 EAI: $325 Current yield 1.67% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 1800).00 18,000.00 10.050 17,982.10 -17.90 LT Total reinvested 50.550 10.062 508.67 10.050 508.03 -0.64 EAI: 4373 Current yield 2.02% Secteity total 1,839.814 10.060 18000.00 18,508.67 18,490.13 •18.54 490.13 Total 936,000.00 $57,613.83 958,433.30 -$1,180.33 920,433.30 Total estimated annual income: 91.390 Your total asset Potent/or of Cost Estimated unrest:ea Value on Nov 30 (5) your account basis (8 annual Income (5) gain or !CZ (S) Cash Cash and money balances 1.30427 2.26% 1.30427 Fixed income Mutual funds 56,433.30 97.74% 57.613.63 1,390.00 -1,18033 Total $57,737.57 100.00% $58,917.90 91,390.00 -$1,180.33 Account activity this month Date Atiltity Description Amount If) Dividend and interest income Dwderds Nov 1 Dividend DOUBLE UNE TOTAL RETURN FUIDINSTI. AS OF 1031/18 59.55 SYMBOL DBLTX Nov 1 Dividend PUTNAM SNORT DURATION INCOME FUND Y AS OF 10/31f18 36.97 SYMBOL PSDYX Nov 29 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 31.89 SYMBOL: HLLVX Total dividends $128,41 CNP70009005707082 NP7000187518 001101 1118 030575064 0060/Y_GM_0002890/4 6 of 8 CONFIDENTIAL EFTA_00137619 EFTA01278526 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Si nandal Advisor: SUBS November 2018 Friendly account nanw: Imlay. IRA Account type: Account number. Indivedual Retirement Account SCOTT STACK MANYLYLE CASRIEL Account activity this month (contrived) Date Acthity Dexnotion Amount IS) Dividend and interest income (continued) Interest NOv 7 Inter.St UBS BANK USA DEPOSIT ACCOUNT AS OF 1110918 0.33 Total interest $033 Total dividend and interest income $128.74 Investment transactions For more infamaion tout the pricer value shown for restricted securities. see Important nformatiorr about your statement M the end ol this ctiament. Proceeds Iran Funds inwsvnent withdrawn is Accrued Die Actnity Desception Quantity vaue (5) Price (3) transactions (3) investmentsbought (S) interest 01 Nov 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSFL 5.793 -59.55 DIVIDEND REINVESTED AT 10.28 NAV ON 10/31/18ASOF 10,31(18 SYMBOL: DBLTX Nov 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 3.675 -3697 OfVIDEND REINVESTED AT 10.06 NAV ON 1001/18 ASOF 10'31118 SYMBOL: PSDYX Nov29 Reinvestment JP MORGAN SHORT DURATION BOND FUND 2.994 -31.89 CLASS I DIVIDEND REINVESTED AT 10.65 NAV ON It/2818 SYMBOL: HLLVX Total 4128.41 Date Actwity Oescrolion Amount (5) Money balance activities Oct31 Balance fanned 91.303.94 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 1110818 033 Nov 30 Closing U8S lank USA Deposit Account $180427 The UBS Bait USA Deport Account is your primary sweep colon SDNY GM 00027000 CNP7000S005707033 NM:0187518 00004 1118 030575004 000000 Page 7 of 8 CONFIDENTIAL EFIA_00137620 EFTA01278527 *UBS Your notes 0. , 000.0"0,.......)... , ,,..0,,.. DIY GM . 0, 6 End of statement for account numI.... CONFIDENTIAL EFT,00B7621 EFTA01278528 Important information about your statement 185 inmost Services Inc (the firma IBS Financial hex Iran you to Iota than 60 dos liter the Form capacity. A furl copy of the poky twrdrg n available inCelne a relent and may not keep pre with Sonekeg, is a mentor of all principal security, canrrodity one you the fat st element on whkh the error or cyan inflation. and *Worn wha-ges. US$ Financial Seine's rd UBS Problem aPPered. • Moderate Wang to accept sane rids to pinr-pal and Bank 1)54 re ndrect sits:dories of U35 AG and - Prot* you- rant ad accost number Of any) *Ober the SIPC larNeclonnOr the swpkemental Weak sane rotatory to seek hitter returns affiliates of leg Seorkin LLC. The Finisfiamal — Desabe the actor or the wafer ICU re in ure protection appey to: • Agressibt! Wiling to accept high rids to pineal and statement n availlblt upon request the Firma moment about, axe eiplain as clearly as you can why you • Certain trtanCial assets controlled by (mad ranked n hgh volablity to seek highrtitunit Ober time. offices are at believe a is anma a marry you need mat your roust vales) but lad away Meat UBS Financial • Inwitner2 flgaihry Conscleraim: d selected a dormant Services. For hurtle certain 0) insurance gnosis. Penton of the poiHod. fa that account may ikkeler IRS Frunciel Services W. — Pottle the dads amount of the suspected error. including arable a-nuities. and OD shoes of mutual complex serapes, linked liquidity and greater 1200 Harbor Boulevard funds registered in the none of the account holder on wander/. Yinhoeken, NI 07086 The Finn or Card boo.r wi investigate nut angler* the books of the Auer or transfer wed), arid wit correct an/ *MX empty. For alleged arson • twestmed crews ce intrament Maws kg, Staternent lausehokfar 714 ante Ent retresents the only official record of you Moberg UBS Vea•debit cad tra-nackins rf we lake Wiled pannenlips and pirate PlacereentOthal are We mg consolidate ad related account statement with U3S Fruit& Services account. Older records. wept mote than 10 bus mess days to do this, we Macre& not registered under the Seartes Act of 1933; the same address in the sane envelope. e o because cahoot lac Pruned,. (Waned catiarg data should you vaunter the amount you thnk es in anal, Valhi • Commodities contracts (e.g. foreign exchange and they have owners who also maintain joint account rot be relied won II you bele.* thee ban ewe or you wa have the use of the money dung the tine it pdows metal contracts), saute; loses (Meads rations/vs sett other clew at the save address. If omission please report k irenettakely in writaid to the takes us to complete as Mat:dation. and commodity opal contract,; and you mkt to were indiwital statements marled re Brandt Manager of the office wvig vas amount. • Deposit wows (except certificates of &posh) at U3S chorale mwtoPes you may decline InoutehokIrg by Please make all checks payable to the Eimor the Berk USA, UK AG U.S. branches and bats h the OWN your Fir-wool Ada.), Although of shown re mended to be actuate, Winos' VISteuticri *stated on the front of this FDIC loured Deposit Program. statement data shOuld not be used for Is purposes OW statement In addition to regular accost lees amines The SIPC protection and** upplemental protection do Friendly /Ramat memo solely on yerrerid la kerns, Se • Font 1099. 5198, may be Abject to maidens-a tees, charges for bite not apply to these assets evenif they otherwise appear The Friendly want now is a amandable 'nickname 10425. etc ) when prewmg your tax return. The Furs payment for securities purchases and charges for urpaid on you statements. The SRC protection and the clown by You a assist you *khans recordleepn3 regured by low to report to he RS a tnable deaden& amounts in cash accou-ds. Accounts that are translated supplemental protection do not protect against changes has ro legal effect on your account is not mended to reportable nonenable dividends and taxable nowt to other onstodkns may be subject to a transfer fee. n the makes vale of yrs investments (Mother as a reflect arty strategy. prodxt reccerevendatka. end on securities held it your amount, net proceeds resit of motet movement. issuer brikeuptcy treatment taint or Sc prolie associated Web 'Ole on sate transactions. ad con bask on wean cowed UBS Sweep Options otherwise) wants and is not aprornee or garrets that mulh shorans. uS$ offers options for meowed cash balances to bat or any Wanda' results. can or will be achieved. All depose accounts at nonaffiliated banks and affiliated Dividend Reinveanwe Program' (DRIP) Memento imago the risk of ken, indudisd the risk of Csankations with 'Mann banks and wag maw maullute (Money kends). The price reflected is an average price You may obtan loss of the min remnant. You can charge your • Pleaseretain" fry oral cartrunkatiom in mend Deposit awards at UBS Bark USA and cranialHalted the otuol price Wm you Invoke Advisor. Oney whole ken./ accost names through Online Services a by tofurther protect your ritils. indukkg your rites banks pankPaing in the UBS RACthstrod Deposit shoes are purchased under On, genial shares watt coneactig you CI-uncial Attar water theSecurities Mesta Protection An (SCAT Program are FDIC ansured n accordance with FOK rules sok/ and the cash wit be deposited in yOur account Tv • If the tinaciel instation on the top left of the front For more information, please visa were f&goo. Depose dividend rennarreent ace naffed bLre 6Suer may Women oveniew of this 5tateMeril is not UBS Ennui Strokes, lBS vaunts at 1.85 AG %Mad Branch mid shares of offer hem the fraflet price at Mach patio Shire, • van of pa acountkonfolio. Net of assets and /natal Semen caries rats roam as clearing Morey Finds are not land by the FISK. ore sold habitats broker by arrangement waft the nokated institution • nuns Includes avatable cash balances, values for we Worried you cd this relaborishb when you Barak deposits at not protected by SPC. Money Find Casten-lieu opened this accuse. h this raw yea kends and shares re protected by SIK. See 'WS, natal Sewers restricted waked (lest), and Glottal Time Deposits, Only whok wits maybe held ko you account. If you are unreakeed malts to motet, and <rah assets MR held sesames Are located a tat f enamel Sews and rot Account Prowton- below. Waled Toscana& end as/result of a divkati payment the itakcingbroker. rd you'nut make a report by the Fem. Does not WV* undated secureenlasiels a otherwee, the Fan MI ether sell partial units at at the end of the prior and current statement penOdS, Cr of near or cminkm to both Wes Wawa request balances in the bank depositsmeg be mate peke or accept an arose determined by a private nvestrilefIll. wrested stock optom and • As deserted 'lithe account agreements, you must withdrawn. and shoos of a Morey Fad maybe regatta clearreg away, awl credit yew want wetable nook options dayusof any arca or fraud irrefferg checks kuidated and the proceeds retuned to you or you sea:lies award. • (Waits Irk1.4es debt balances, cutounin; margin reelected on tour statement within 30 days after t was Investment objectives horn. credit Gat, short account barites. melody nude hilabb. The meowed objectives and risk profile se owlet to • Please diva customer complaints or inewiles to the Further inkrmatixt about available sweep options, • Cash/money barred TOW of one-nested available each account and may toy between you accounts. oath balances, plus depose balances at affiliated and FiasC kw Relations Cardamom r 201.3521699 n thdrog current interest rates and yields. 6 audit** at Nease advice the Form portaLe in writing of ay enbetubsboefsereepyelds, Iron yOur F runoff AdnitCr nassif dined bras, indent, market mutual fund or toll-free at S00.354-9103, I3:00 A.M. to 600 P.M sagaKant charge in your Imancial siluaton or sweep balances. at the claw of the seamed period ET Monday throughFrklay, or in meting to IBS a by calling 800-762.1000. • eaned obectrees. For each account held, you Financial Swim ex., Client Retaticre Department Nonconmoday free crake balances into, accord at choose weal the loaning imminent objectives: not secyegred from other balances and the Fim may P.O. Box 766 Union Ca, NI 07087. UBS Nnancial Sena, aCatallt protection • Fuscbm Current trout inientMerilf steno the The Finn es anteater of the Seanties twestor Protection use no( thew funds n the ordinary course of as • Allmoo -reeds d-all be deemed complete and aurae germatim of insane orb. barns. Thew fads re payable ipan your demand. it not objected ton middy Wein 60 days. Corporation (MK), which protects securities CuStOTHS • AMU., Capital Appreciate.= Weaned; seeking of as members in to 4504000 including $250,030 for This total is Mlided in the anent perked <losing vabe • For TTY services. Call 8446120986 of from cuts.* growth of parietal rater than the generation of the US.: Cal 201.352.1495 claim for cad)). bplanatay brochure hobble won MOM!. Lowboy information • h <ate of orlon or past urn about anelectronic ✓aved or al vevev.SOC org. The 5IPC asset protection Enos apply to all accounts that you hold in a paw& • Pada Corebnason of Wow and Caper For denied rdantation on the One's Itrkfrg practices fads transfer (Ent lei payment or US$ Vet debit Apple<lotion "'reamed, seeking both the gerilrebbel trod 6s<bwms, refer to your Clem ReillitenhO cad kansactiorm, call 030.762-1000. or was to UBS capecty. The Finis together with cant affiliates, has also of none arid growth of principal. Agreement a Account Ashernint and the General F reancal Services ex., 1000 Harbor Shed 6Ih floor, Terms and Condrtions US$ Statement of Credit Practices Mr-heelers W 07086, Attn FMNIMA Servos. purchased suppkmedal karma. The nuerrum mow* payable to all elipble Mints. collectively under Orem. risk profiles addable harsher; andDisclosures theprotection is SSOO motion as of December 10, 2016. • Comervien. Seeks to mental. onkel partial, with at low, . inn Cal a write as soon as you can, if you hit aour low risk and vast lily to the account overall, even if statement or recite is mod or d you need ewe Sulam to the pokycat:law end anaelas. cash at theFim s hither protected sr up 1011.9 MISC." in the Poi means the account clan not generate significant enkanalkn tout a tenter on the statement or reap. The Fins of Card bear (as Molokable) mast addregato for al your accounts head it a particular SDNY_GM_00027002 CONFIDENTIAL EFTA_00137622 EFTA01278529 Ilnportant information about your statement (Continued) Your asses - For cenan seances igen; n nonacnIcemng • Est. (estimated) interne, current yields and rates. — We recent <Cenper6tiliell kern WS 8eA USA, LDS Your statement itemizes recutites rd other assets held denomrsatons, price and wetly (face vein may An to male of cruel r‘diee n bared on (c.o.,' AG Surrloid Branch and noreaft deed banks n the account at the end of the Statement reread You have been adjusted to facilitate proper vein , dNidend and intOoKI rate, attuning the sec rites will thearin our cash weep Fro;raTh may ask for delver of ft* Paid securities al am tire. To obtain anent guotatkos. when available. contact be held for one yea- from statement date or until compensation may be per Amon fee or You may reel,* unities used as loan coMosui alter yos Fruncol Mks«. mataity. TF6 estimate is calf a guider*, accuracy may be a percentage of odorant dak deposit paying any balance de on them. Any securities and continued income are not guaranteed blares tranderred to the Fm, ding the statemmt period are • Private investments and structured r) products. - Cotnuted wrath name red current yield for Teed at market value as of the end of the starlet hivate nwstrnent ward*, (IN dire certain types of Starke <cold rifled. a return of Activity period Dentinalion program and real estate inestment trust princPal or cap-tatsans is which ease the est information repaying commissions and other chages • Con basis. ri detemnirg the cost basis of thw securities) and strut mad pretexts are generally highly income (rd current yielo) would be overstated. incurred n curection with the extouton of trades, securces included ei this itaternent, wbtie indicated &swot Certan souctered votes haw not been - Estimated atrial cicala and curet yeld and the nailing Gotten tranactons has been inclded on wit. the number 'I,' LeS Fanciest Services Ms relied registered erith the Socaities and Exchange actual inane and yieMnighe be hive or hater confirmations previously fuemuited to you ed wit be on information chained from sources other than t Cerriasen or undo. any state securities laws. We than the *limited amounts Provided to )our proudly on roams ernr al Streets. skluding HamarOn nom meek. proideevirnated values for page reestrnent - An estimate of annualized income (dividerd aockr In or that you may have voided to your Finarkal stakes and structured pockets for Menai crud interest) divded by the current market Short Sling kleiser. the Firm does AM indepenietly way cr purposes colt Autrey d riot guaranteed valsiaveragr balance a based an the last divdend ml yet ere engaged n short tang a amity, you moy guarantee the aCOSaCy or valday N any OMemotion - These vases may differ abstant key Iron Fetes, it or merest payment made by the issuer and incur a charge Me to than borrowing costs foe that vended by sources other than U3S Financial Drees ay. at which a private' aim rt security a esumes the securtiegdeposes will be hell for one pan lady security. es addle% although L6S inertial Seneca gerseralk structured product may be boarkt or sold and do yea from the statement date °tuna maturity. updates this nIcematim as it is received, the fen not retests* represent the wee you may rearm Accuracy and continued yeld ere not guaranteed. Open orders does rot von* any entrances dna the information yaw liewidatkrt Regaidng open co • roblitcancelee odes that crcler "Coat base and "Ureealcod gadloss' it - Third pry *striates of value re as gai a <actin • Meets net held by WS Financial Services. Certain were not aerated by the summon date, open buy and activate as it the date of this statement. As suthc date aH are supOed to UPS Foxe sal Services on a assets ar e not held by the Fin and no within the tel stop orders we mowed by the anon of Modem's please do not rely en this nlanution to make regular bass by an ideperkkre valueion lima Files possession or control. These assets are Or nyhtS on an exidividerds a eaatits date unless pathos. or sale decisions, for tap:poses or - Rae, generals/1w or sponsor («mated yaws, deployed on yak statement IC. ntow:national nstructect otieevose by you. You we respcnank for othenvise. Acccums transferred to the F Cm may lob we satilied to the Finn by the 6Sulf, purposes only. Positions and valets presented re orders that at executed due to yoi failure to cancel reflect gallon inferno kin only Ice the period or general owner or sponsor and may be eakulated provided by the slung ('em 1185 Financial Dimes is "in.; OW ceders. tire theywe held at the Fin More bigot:cal based on deferent infamaten Iran that used by not rep:rah for the infernaton and does not (kernels', can be added by you* Fnarxise Advisor. that panes to derive their minuted vales. guarantee IS accuracy these assets at rol tweeted Privacy • Womanised gent/losses. Mien data 6 availabk, - You can cttan additional nlemutean regarding by SK or the Fir's supplementalDK coverage. To Aeon a copy of as current Client Fealty Notice, tempted unrealized gansflosses are calculated for the methodology used to determine the estimate of please collect you. Fnancial Achio or viol as weave nchaiial toasty lots the enaction data for *vii value ad the dale of the eicrinatiCel that is the • Revenue sharing and Maim/A compensation. at >wen gin ensurvivierr,frt. lots may or may rice ref act arrmissions, basis la the estimate by contacting your Financial - h addition to commission on sales and 12b.1 fees - 1.8$ Financial Drakes is rot a bark. The RMA, Dawes charges antkr acuity reorgweal on events. Adv60r. reeved in connection with the desolation of mutual Services Account BSA and IRMA we brokerage Deeded and other reoveoment lots and systematic - Turd patty esunated vain may be reflected as funds to or <lents we ardor or anewe recede accounts *bah provide access to barking SeViCes and pith's. lots are each combined to display tee 'Not priced' in several leuatienS: Mien an reverse thee° payments from detrbuices andix redacts thinticji alarigernirritS wth affliased banks averaged lot 71-e 'Trade date «damn pawns the independent valuation fern has not suppled or advises of the mutual kids that so sell Thew and other *teenybanks, and provides access to orient transaction trade dale. unable to asap a value. when we become aware amounts we based on two different moots-ems, FR issuance and amity Products issued by unaffiliated • Callable stock that that a material event has °tarred that my calla the arrest of sales by 1.13$ of a particular rrutual thind.party nuance companies through instance the avercats for eery rederrpton wit be selected prewocnk reported value am question, a Wan a had family to our cams; and 60 tie asset vats of a agency %Redoes of LDS Financial Seem Inc niparbally by lot Iran among al scarlet of that value would be highly speculate* due to the neve particular Mutual fund forays therm teased* — entstmere, inswance, and annuity pred-icts. :Sue hind n rum. or in none*. rem Ice at ea the county fin — Not FDC insured • No bane guarani... May late vale clients Call lease oformalkn is obtained front third - Wnen neither an issuer, general partner ce sponsor - We and or, affiliate also receive networking and — tMA lasarce Management Account. Busyness pales and es accuracy is not guaranteed. Other call estimated value nor a thrd-pmy estimated val.* is ornnbus processing fees in consideration for transfer Series Account BSA, IRMA and nternalionil Resource leaves may exist which cold! ect weld. carbine pcnded, the wax of the warty wit bedeferent agent services that we provide to the ratual funds Management Account are registered service marks of information rill be provided upon request from its pedurie These lees generally re pad from inwstor stets o LSI Financial Services Inc. • Price/value hien displayed for securities and other - 'Distributers to date' may irickwk When of the mutual fund and are a lied dony amour based — VKA is a registered vactirrurk owned by visa products may be higher or hear than the price that capital extent or both. en the noise of ;occults at the broker-dealer tnermitional Service Associnicn and used undo you would actually reeve in the market Prkes ap - • Original IPA size• represents the ritual offering holding mutual funds of that fund laxly license. LEIS Vna credi cods ard the WS Visa obtained from vacua gird party sources With we price pis snit and may riot reflect jots cost base — en Atka, to CCenril6SkinS received in connection debt cods are smed by LOS Bann USA with Wert to be elabte, tat we do not garner the - OfP Ind unfilled RErt entities are not listed on a with the sate a datibuton of annuity contracts and pirmissen from visa U S. A Incorporated All other accuracy national securcin exchange. and we generally unit investment least ins to our diets, we ardor vadernarko registered trademarks, strike marks and - We generally use the thane price when available or acted ad even if they can be sold, the price as aff oat, receive reveease during corrpensaton registered senice nudes are of their respective tie mean of the bid and ask prices for listed reefed may be less ton the per share estimated from many of the opera t< companies unckrwolins corrpanies reviles and options a onk bid pekes Ice OTC value provided n the account statement. the annuity contracts, affiliates of the nuance wctikes commies or sprees of the VM nostmet trusts LIES Financial Services Inc Rev. 701810 - Less actively traded secwhis maybe priced tong a • Resirided securities Restricted securities general" we derange valuation model or the most recent price we are not arrerey encible for pubk sale. LIBS Financial - In addition to confessions received from the obtained and may not reflect an actual market price Services uses the market price of tie urreancted stock pichase arid sale of NedShares finds, we actor cur a rake. of the Sarre twat as an inflated value lee the anlute receive an asset-based revenue shaming ▪ Cenail positions may taper sio Woo a price and restricted stock for purposes of the StOfteltat only. To payment from NestShares distrbuxn. A well as wit show as 'once was not available B we an the extent that restricted seam ies are eligNe for sale, nicks; for technology development, training and triable to cbtan a price for a wanly. tie value received may be obstantially less tun the education. - Deposes ce seaities denomnated n arrences awed value shown. — Our athletes also receive trading «omissions and other than U S. dollars re reflected at the exchange other compensation from mutual funds and entrance rate as of the sitemere date. «meanie; Mime prookin we chtuttne SDNY_GM_00027003 CONFIDENTIAL EFTA_00 137623 EFTA01278530 Retirement Account Lies Financial Services Inc Private Wealth Management UBS 299 Pak Avenue 26th Floor UBS Strategic Advisor New York NY 10171.0002 December 2018 Cta70090039291219x12 Y1 0 HI AN MAX LL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Individual Retirement Account Account number. Your Knandel Advisor. SCOTT STACKMAN/LYLE CASRIEL Phone: Questions about your statemer47 Value of your account Call your Financial Advisor or the on November 30 (5) on December 31(S) RMA Resourceline at 800-9MA-1000, Your assets 57,737.57 58,125.23 account 02%23697. Your liabilities 0.00 0.00 lisit our website: Value of your account $57.737.57 $58,125.23 www.ubscomrfinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annkally from www. annuakreditreport.com Tracking the value of your account during 2018 Value of your account Thousands at year end 2017 $57,676.64 Net deposits and 57.0 570 57 2 57 7 57 7 58.1 arithdrattais -3431.56 Ycur ilVeS111190 return: Dividend and interest income $1,4C6.61 Change in market value •$526.06 Value of your arcane on Dec 31, 2015 Ritt125.23 Da 2014 Dec 2015 Dec 2016 Dec 2017 Nov 2018 Dtc 2018 SDNY GM 00027004 Member SIPC 0070010008093829NP7000306521 00004 121903057500r 110000 Page 1 of 8 CONFIDENTIAL EFIA_DOI 37624 EFTA01278531 Account name: GHISLAINE MAXWELL IRA *UBS UBS Strategic Advisor December 2018 Friendly account name:lndiv IRA Account type: Indradual Retirement Account Your R nuncio! Advisor SCOTT STACK MANLYLE CASRIEl Account number: Your account balance sheet Summary of your assets Value on Percentage of December 31 (1) your account • Cash and money balances may include A Cash and money balances 1,304.58 224% Your current asset allocation available cash balances. LIEIS Bank USA deposit B Cash alternatives a co 000% account, VBS MC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities ace 0 00% account balances and money market mutual fund sweep balances See the Important information D Fixed income 56,820.65 97 76% about tour statement on the last two pages of this statement for detaks about those balances. E Non-traditional ace 000% F C0nTModit ies a co 000% G Other 0.00 000% Total assets 558,125.23 100.00% D Value of your account f58,125.23 Eye on the markets Percentage change Index December 2018 Year to date S&P 500 -9.03% -4 38% Russell 3000 -9.31% -5.24% MSC I - Europe, Australia & Far East -4.83% -13.36% Barclays Capital U.S. Aggregate Bond Index 1.84% 0.01% Interest rates on December 31,2018 One-month LIBOR: 2.50% CNK70010003Ce8830 NV70(10305521 00004 1218 030579004 I IMYGM00027Catfte 2 of 8 CONFIDENTIAL EFTA_D0137625 EFTA01278532 Your N nancial Advisor: SUBS UBS Strategic Advisor Account name: GHISLAINE MA (WELL IRA Friendly account name: lndiv IRA SCOTT STACKMANYLYLE CASRIEL December 2018 Account type: Indnedual Retirement Account Account number. Change in the value of your account Summary of gains and losses Yaws reported talon exclude products for which gam and losses are not classified December 2018 (Si Year to date (I) Realized gains and losses Unrealized Opening account value $57,737.57 $57,676.64 December 2018(j) Year to date (1) gains and bsses (5) Withckawals and fees, including investments transferred Short term 0.00 0.00 1.21 cut 0.00 -431.96 Long term 0.00 0.00 -929.15 Dividend and interest income 135.27 1,406.61 Total $0.00 $0.00 -$927.94 Change in market value 252.39 -526.06 Closing account value $58,125.23 $58,125.23 Cash activity summary See Account activity the month for dela le Balances in your Sweep Options are includedin the opening and Dividend and interest income earned closingbalances value. IDiC insurance applies to &points at UBS Bank USA and all tanks participating in the UBS FDIC Insured Deposit Rogan It Opts not ropy to deposits at UBS AG. stantord parch. SIPC protection applies to main market sweep fund holding; bus nal bank deposits. See important inrormatron For purposes of His statement, teraloilty of Inkiest and dniclend Income hes been determined Iran a US about your moment on the last two pages cE this document for coals ter reporting perspective. Based upon the residence of the account holder. account type, or product type, some Interest and." dviCend payments may not be subject to United Paris (US) ardor Puerto Rico (FR) December 2018 IS) Year to date (1) Income faits The (tent monthly statemeM is not intended to be used and cam% be reked upon for to purposes. Clients should refer to the applcide lax reporting forms they receive arum UBS annuity, such as Opening balances $1,304.27 $1,732.88 the Fermi 1039 and the FOrMS 480, (Cl sac tenoning information It iS the MOO of UBS to file the tlylicatie la( reporting forms vAth the US Interni Revenue SeMce and PR Treasury Lecenrrent and in Mdkions suchtown accurately daily cindenci andror Interest as lac ...rept or taxable income. Plea. consult your Dividend and interest income 135 27 1,406.61 indudual tar propane Total additions $135.27 $1,406.61 December 20 18 (5) Year to date (5) Subtractions Dividends 134.96 1,327 38 Professional management fees and Interest 0.31 3.41 related services 0.00 -431.96 Total current year $135.27 $1,330.79 Funds withdrawn for investments bought -13496 -1,402.95 Prior year adjustment 0.00 75.82 Total subtractions -$134.96 -$1,834.91 Total dividend & interest $13527 $1,406.61 Net cash flow $0.31 -1428.30 Closing balances $1,304.58 $1,304.58 SDNY GM 00027006 CelP703100C608181131 NP7003305S21 00001121B 030575004 110000 Pap 3 of 8 CONFIDENTIAL EFTA_00137626 EFTA01278533 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor December 2018 Friendly account namerIndiv IRA Account type: Individual Retirement Account Your ri sandal Advisor: SCOTT STACK MANLYLE CASRIEL Account number: UBS Bank USA Deposit Account APY Retirement services information interest Period Nov 7 - Dec 6 2018 Year-End valuation statement - Form 5498 Opening UBS Bank USA Deposit balance Nov 7 $1,304.27 Retain this statement as your year-end valuation, if you Asset portfolio includes insurance products, unpnced Private investments or if you own Outsde assets that do not appear on this Closing UBS Bank USA Deposit balance Dec 6 $1,304.58 statement, we will automatically provide you with an updated year-end valuation in January Number of days in interest period 30 2019 This 2018 year-end value of your IRA (or the updated value, if applicable) will be furnished to the Internal Revenue Service. Average daily balance $2,434.64 December 31 value $58,125.23 Interest earned 80 31 Annual percentage yield earned 0.16% Beneficiaries you've named for this account The benef iciaries listed below reflect the information in our records as of the end of this statement period. If this information is not correct, or you wish to change you beneficiaries, Your investment objectives: please contact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your You have identified the following investment objectives for this account If you have questions beneficiary des gnation may be subject to community property laws. about these objectives, disagree with them, or with to change them, please contact you Percentage Beneficiary Contingent benefioanes Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statementat the end of this 100.00% (100.00%) document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate in vestment eligilonty consderatton • None selected Your account instructions • USS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. 0Ne70310008098832NeT0C0X6S21 00004 Quit 030575004 ngtincopk0002roter 4 of 8 CONFIDENTIAL EFTA_00 I 37627 EFTA01278534 UBS Strategic Advisor Account name: CHISLAINE MAXWELL IRA Your Financial Advisor: *UBS December 2018 Friendly account name:Ind», IRA Account type: Account number. Indundual Retirement Account SCOTT STACK MAN, LY LE CASRIEL Your assets Some prices, income and current vdues shorn may be approximate. AS d frail. gam dndlossesmey nol be excuralely reflected. See amportant inaotatebon about your statement a the end of this dxurnerit for more Inforrwson. Cash Cash and money balances Cash and money balances may Ind ude avaldde cash balances, UCS Bank USA cbpogt account balances, UBS Bank USA and al UBS FDIC Insured PrO9Orn Sank deposit account bdaxes are insured by the FDIC within UBS FDIC insured Rogan Sank &dances, UBS AG Stanford Branch &posit account blames and money applicable lints, but are not protected by 51K. UBS AG Stanford Branch deposit account balances are not insured market mutud fund sweep balances. by FDIC and are not protected by 51K. Money market sweep balances are protected by 51K but ere not Insured by the FDIC See the tmponant information about out statement at the end of this document for details about those balances. 0penng bdance Clogng btlence Price per share Average DIS lee ner Interest Days en Hddng on Dec I (I> on Dec 31 IS) on Dec 31 (I) rate period period Cep amount (S) UBS BANK USA DEP ACCT 1,304 27 1,304.58 250000.00 Fixed income Mutual funds Total reinvested is the total al a« reinvested dvdends B does red include any cash chic:ends a is not a Unmake(' (to) gain or kos is the dfference between the current vane and the cost bais and would tar lot for the OurPOSeS of delermin nd hrlding penocis or cost bags. The shares yOu receive each time yOU generally be >our Unable pan or lots rf the sec unty was sold mitts date The urreefized daddance loss may reinvest dvdenCIS become .9 separate tax tot need to be &lusted for return of (VW Payments in order to detemsne the reedited gin or loss to tic reporting purposes. Cos: bases n the halal purchase cost of the Securely, Inducing innyested d wands The cost basis May need to be aclusted for return cl caital payments in order to determine the ad usted cost bags for ta< investment return is the current verve minus the amount you invested t does net Include shares that ate not fetatOrtlfa? ruitOSCS. reflected Cr, >ow statement, incitxt no shares that hare been realized as either a On or a loss it aiso does nil include cash dvdends that were not reinvested Purchase piker Number Avefar reCe Client Cost Price per share value on Unrealizeddad irnestment Holdnd Hddng of shares per share (S) investment (S) basis(!) on Dec 31 (5) Dec 31 (1) gain or loss (SI return (S) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol: D8LTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.420 17,644.40 -35560 LT Total reinvested 106.530 10.524 1,121.15 10.420 1,110.04 -11.11 EAI: 1700 Current yield 3.73% Security total 1,799.851 10.624 18,000.00 19,12t .15 18,754.44 -36671 754.44 JP MORGAN SHORT DURATION BONO FUND CLASS I continued next page SDNY GM 00027008 CHP700103C8038&33NP7003305521 00001 1218 030579004 moon Pass S of 8 CONFIDENTIAL EFTA_00137628 EFTA01278535 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor December 2018 Friendly account name:Indiv IRA Account type: Individual Retirement Account Your linandul Advisor: SCOTT STACK MAIsY LYLE CASFOEL Account number: Your assets . Fixed income . Mutual funds (continued) Purchase pied Numb,. Average price Client Cost Price per Share Value on Unrealized Gad Investment Holding lecldnp of shares pinnate (f) investment (I) basis (1) an Dee 31(1) Dec 31 (1) spin orlon (5) return (I) period Symbol: HLLVX Total reinvested 1,827.296 10.936 20.076.16 10.710 19,570.34 -50582 19,570.34 EAT 4334 Current yield 1.71% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.000.00 18.000.00 10.030 17,946.32 -53.68 LT Total reinvested 54.791 10.061 55128 10.030 549.55 -1.73 EAI: 4402 Current yield 2.17% Security total 1,844.055 10.060 18.000.00 18,55128 18,495.87 -55.41 495.87 Total S36,000.00 $57,74859 $56,820.65 -5927.94 $20.820.65 Total estimated annual income: 51.436 Your total assets feuentige of Cost Estimated LINea14Zecl Value on Dec 31 (t) your account box (S) annual incare (51 gain a loss (5) Cash Cash and money balances 1,304.56 2.24% 1.304.58 Fixed income Mutual funds 56,820.65 97.76% 57,748.59 1,436.00 -92744 Total $58,125.23 100.00% $59,053.17 $1,436.00 -$927.94 Account activity this month Date Ac1Nry Description Amount Dividend and interest income Dvidenth Dec 3 Dvidend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF Ili 30118 60.22 SYMBOL DBLTX Dec 3 Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 11/30/18 39.65 SYMBOL PSDYX Dec 28 Dvidend 1P MORGAN SHORT DURATION BOND FUND CLASS I 32.13 SYMBOL: HLLVX Dec 31 St Cap Gain PUTNAM SHORT DURATION INCOME FUND Y SHORT TERM CAPITAL GAN 1.48 SYMBOL: PSDYX continued next page CNY70310008C88834NP7000306521 0000t 1718 03057500t 1190 1/YGM0002700lige 6 of 8 CONFIDENTIAL EFTA_00137629 EFTA01278536 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your Financial Advisor: *UBS December 2018 Friendly account name:Indiv IRA Account type: Account number. Indistdual Retirement Account SCOTT STACK MANLYLE CASFP EL Account activity this month (continued) Date Acthity Description Amount (1) Dividend and interest income (continued) Dividends (continued) Dec 31 Lt Cap Gain PUTNAM SHORT DURATION INCOME FUND Y LONG TERM CAPITAL GAIN 148 SYMBOL PSDYX Total dividends $130.96 Interest Dec 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12/OG18 0.31 Total interest $0.31 Total dividend and interest income $13527 Invasbnant transactions F0I Mete 11110M1510e &Out the once/ vidue Shown for restricted secuuties, see important information 'Dora you/ statement at the M0 Of Ind 0oCutsent. Proceeds Iron Funds ithestment withdrawn for Accrued Odle Activity Desciptuan Ouentity VElue (5) Prue CS) transactions (5) investments tresupl (5) 'merest CS) Dec 3 Reinvestment DOUBT£ LINE TOTAL RETURN FUND INSTL 5.841 -60 22 DIVIDEND REINVESTED AT 10.31 NAV ON II/ 30'18 AS OF 11(30/18 SYMBOL DBLTX Dec 3 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 3.945 -39.65 DIVIDEND REINVESTED AT 10.05 NAV ON 11/30i18ASOF 1113018 SYMBOL: PSDYX Dec 28 Reinvestment 11, MORGAN SHORT DURATION BOND FUND 3.006 -32.13 CLASS I DIVIDEND REINVESTED AT 10.69 NAV ON 12/27718 SYMBOL HLLVX Dec 31 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y ST 0.148 .1 48 CAP GAINS REINVESTED AT 10.03 NAV ON 12/27/18 SYMBOL' PSOYX Dec 31 Reamestment PUTNAM SHORT DURATION INCOME FUND Y LT 0.148 -1.48 CAP GAINS REINVESTED AT 10.03 NAV ON 12127/18 SYMBOL' PSDYX Total -$134.96 SONY GM 00027010 CNP703103C430BREGSNP70033C6S21 00034 1218 030579004 110000 Page 7 of 8 CONFIDENTIAL EFTA_00137630 EFTA01278537 4tUBS Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Friendly account name:Indiv IRA Your Nsandal Advisor: SCOTT STACK MAMLYLE CASRIEL December 2018 Account type: Incliiedual Retirement Account Account number: Account activity this month (COntruied Oate Actmty Descripticn Mount (5) Money balance activities Nov 30 Balance forward 11.304.27 DK 7 Deposit U85 BANK USA DEPOSIT ACCOUNT AS OF 12/06/18 0.31 Dec 31 Closing UBS Bank USA Deposit Account 11,304.58 me UBS Rant USA Deposit Account Is your primary sweep colon CNP700I0003088836Ne7000306521 00004 1218030575004 I ICOMYGM000270,190 B of 8 End of statement for account number CONFIDENTIAL EFTA_00137631 EFTA01278538 Important information about your statement 185 inmost Services he (the firma UBS Firtheial hex Iranyouth late than 60 den tiler the Fern ants AI& copy of the inky waning is available non a mans and they not keep pace with Senkeel, is a member of all prkeipal caurhy, ennoclity ant you the fat ft element on whkh the axe or ipon tepee and option exsha-gts. MG Financial Seinen rd UBS Problem anted. • Moderate Wang to accept sant rick to oinepal and Bare 1)54 re ndrect soksidaries of 1185 AG and - Rothe yes rent ad accost number Of any) Neither the SIR ortholionnor the swpiemental tolerate sane vanity to seek hither returns affiliates of 185 Sethein LLC. The F islfHnat - Death the error or to wafer you me in ure protection apps, to: • aggresses: Willing to accept high risk to peacoat and statement is availltilt upon request. The Firms exchain about, and explain as clearly as you can why you • Cron financial assets controlled by TAM naithel n hgh voiathty to seek highrtitunlS Over time. offices are at believe it is answer a Wry you need mete your noire vale) but hat awayIran UBS Financial • Inwitater2 Eittelity Conselethan: d seemed a domain Services. For hawk certain 0) insurance pockets. Portion or the poiMoho fa that account may inckelo IRS Fetreal Services Tic. - Ronde the does amount of the suspected era. including th able amities, and OD shores of mutual complex arages, linked liquidity and greater 1200 Harbor Boulevard funds registered in the nave of the accord holder on Wethathen, r0 07086 The Finn or Card bsuer wi investigete ryes ample* the books of the Suer or transfer nth), and wit correct arrinfilf prcreptk. For alleged mon • *asinine comets ce anon anis keg, Statement leousehokrage The Statethat seresents the only official record of you *oleo UBS Visaed/tad cad tra-nacithe of we take tinted pannershin and private Placement) to are We mayconsolidate r related account statement with LES Fruncial Services accost. Odor records. hetet more than 10 business days tooth this, we *Maeda not registered under the Seorkes AO of 1933; the same address in the sane envelope. e 0 because offeul tau dxunents. centanng conliang data should year /gauntlet the anoint you Ihnk is in !mac SOMA • Commodities contracts (e.g.. foreign exchange and they have oinners who also maintain ant account rot be relied won II you beim* thee ban ere or you wa hive the use of the mosey ding the ease it no:usmeal contra ncuSng futures contracts reationtops web other clients at the sere adleess. If othapon please report n inneroately in twang to the teen us to anon ar ithaigatien. aniorremodity option contact,: and you prefer to men indialual statements mailed ro Brandt Manager of the office wing you account. • Deposit nouns (except certificates of aposh) at LEG spate molosan you may dinlin• Isoutehokleg by Please make all cheeks payable to the ElmFimor the Brk USA, UK AG U.S. brans and bats h the calling you Financial Advisor Allthcogh al gigots shown me ntended to be actuate, tivnoal OSItuticri indicated on the front of this FDIC Visaed Deposit Program. statement data should net be used for Is paper Rey statement In addition to ether noon lees aeons The SIPC protection end the seeplemental protection do Friendly amour name solay on yerierod la fame 6.e Fowl 1099. 519,1 may be Abject to reintenate lest charges fee late not apply to these assets even of they othe-sie appear The Friendly secant rume is a cumanathe 'thereon 10425. etc 3whenpregame your tax return. The Fins payment for securities purchases and charges for &paid on your staanents. The StC protection and tho chosen by You to asks you withyeur rocordleepn3 rented by Lew to report to the RS a tnable &Mends, rousts on cash accou-ds. Accounts that are eathered ethkenental protection do not prate against changes has ro legal effect on your account is not *ended to reportable nentaxable dividends and enable *east to other eraulens may be subject to a vendee fee. n the thresh vain of you investments Othether as a reflect ay strategy. prodat reccereirendatth end on seuities held it you. aeon,net proceed; 'nit of mike movement. issuer brikeupay lineament obactne or Se oak associated Watt SOU' on see transactions. ad coot bask on aitanawed UBS Snap Options otherwise) Mend; and is not a pecomin or guarantee that mean smuraim LeS$ offers options for rweesang cash balances to bat a any financialresults can of will be achieved. All depose accounts at non-seldieted banks and affiliated Dividend Reinvent.* Program (DRIP) inesements insole the risk of ka, inducingthe risk of Othwemicatiens with the Finn banks and:nee rind rraUal lunch (Money Fines). The price reflected is an average pace 'au may obtan loss ce the entre irMiStratflt. You can <lunge your • Pleaserennin" &nicest cartruneatiom in twang Deposit arnenu at UBS Bark USA and noniattilisted the actual price from you financial Advisor. ChB whole kin./ accost names throughOnline knifes a by to further protect your rites. inchoate° your riles banks pankismnu in the UBS ReCthstred Deposit Uses are purchased under DTP, gnat +lures *Bat content.; your Feuncial Ana. under theStashes ancestor Protection Act (SCA) Progran are FDIC insured n accordance web FOK rules sold and the cash wt be deposited in yOur account The * If theanoxia incaution on the top eft of the Tent For more iniformation. please vise rimy fcbcre. Depose dvidend renvelrant pace %opted bLre truer may Meanmonth of this Statenteril is not lBS Ennui Services UBS nowt% at 1.85 AG Stank* Berth pal than of offer hem the Mallet Viet at Mach pant* Shire, • *he of pus neountennYtho. Net of assets and Financial Seen caries you became as clearing MoneyFends are not the* by the FISK. ore sold baker by areangenthe with the rooked Manton • *ma Includes avelable cash balances, values for we Worried low of tre reabontho whenry Sark deposits at not protected by SIPC. Money Fine Casey:With restricted security (et), and Global Tinto Deposits, opened this accuse. h this cast yea lads aid shares are peached by SIR. See 'WS, natal Sethi Or whok was may be held •-• you accout. If you are tectsimet re need a MS hnanual Seven and rot Account Protean' below. urethothd marts to market andomen assets MR held traded Tesoro& ail a a result of a divided payment by the Fim. Dots riot rock* unpreed securethasiels the rtrateing broker. end you trot make a real a rinse, the Fen eel either sell petal fines at at the end d the prior and anent statement peed,a of et error or =tan to both finis Leath war realest, balances in the bank depositsnth be mane peke or accept en aeon detonated by a private inWstrilenth untested steak open and • As descrbed h the account agreements, you mat withdrawn. and shares of a Money Ford maybe reigned thong athxy, ad credit oar ran errciabte used options mayusof any eras or fraud irmthrg checks kirk/elect and the proceeds retuned to you or your nosier secant. • Liebakies *lades debt balances, cutstring margin reflected on nous statement within 30 deys after t was Investment objectives ben. re, short accent balance,. nada male zwilabfo The named objectives reed risk profile are spate to • Please dna customer complain or ironies to the Further irdormaan about available sweep options, • Cash/money &Mmes. Total of u*nested available each account aid may say between you, atCCulth cash balances, plus depose balances at affiliated and Firm's Clothe Relations Deponent at 201.3521699 n adng current inereft rates and yields. 6 audits:deal rhea* advise the Finn wore& Is in waling of any seemets•conseretipyeldh Iran yaw F thaw! AMMO' nonef deed baits and matey market mutual lad or toll-free at 800.3549103, I3:00 AM. to600 Pea ayeKent change in your financial stealth a sweep balances at the an of to stamen period ET Monday throughFre*, or in mating to 18$ or by calling 800-762.1000. • yearrent thectives. Fa each account held, you Financial Sean he, Client Retaken Deprment Nonicommoday free oink Waxes inter accord we choose carol the lodowing thriven attains, not segregated from ocher bathos and the Finn may P.O. Box 766 UnionCity, w 07087. UBS theancial Services San protection • Ihoctm Current Income. inieltinent$ satire; the The Finn is anteater of she Searnies twestor Protection use art ol these Indent* wonky course dos • AR coo -snares thall be deemed complete and acetate generation of insane orb. bakers. These finds repayable span your demand. it not objected ton netting with 60 days. Corporation (MPG), which protects securities CuIttallerS • Achieve Capital Appreciate.= thestrnents seeking of es members to to 4504000 @Wing $250,030 for 77.5 total is *laded in the three period <long vats • For TTY seven. Call 8446124986 of from can growth of peincthe ether than the generation of the US., Cal 201.352.1495 claim for cad)). Emlanatay brochure Rabble won morn!. Lenth'ig information • hose of orlon or questions about an electronic reevea or al thee sec or,. The SIR asset protection Ernes apple to all accounts that you hold in a oarlock' • Peo&ce Contmeson anew and taped For denied ridantation on the rum's taxing practices fords transfer (EFT/ tat payment or US$ Vet debit Appreciation: !menthe seeking bah the gerilreitel end 6sdasures, refer to your Clore Reillitne4 cad eansactions call B30.762-1000. or was to US$ capoceir. The Fins together with than affiliates. his else itoth and growth of principal. Agreement cr Aeon Agreement and the Geneeal Inancoal Services ex., 1000 Harbor Blvd, 6th Terms and Conditions UBS Statement of Credit Practices Weehareen. rat 07086, Mtn ReAtilaGA Serene larehned supplemental Orono. The nth:Turn amatsi payable to all elipble <bents. collectively under Overall risk profile; available h Agreements andOisanwes this protedien is 1600 million as of December 10, 2016. • Conservethe. Seeks to aunts:ton/Oat prittel, with at an era 'thin enonthelou ta, Cal a write as soot as you can, if you hit your low risk and vole lily to the want overall, even if statement or recite is nog ce 4 you need more Subaci to the pokycat:kin and Ithaca. cash at thePim is lathe protected la up 1011.9M76er. in the that means the account don not generate significant incanalen nod a Twofer on the statement or reap. The Fim ore Cad bear Las Makable mast a99regato for all your accounts aid et a particular SDNY_GM_00027012 CONFIDENTIAL EFTA_00137632 EFTA01278539 Ilnportant information about your statement (continued) Your assets - For cenao sashes vadng n non -conform ng • Est festinated) noon*, current yields and rates. — We re<ea <Cenper6b1041 kern WS Sara. USA, 16S Your statement itemizes sailers and other assets held denomnatons, price a quark (face van) may An ennu« of mar mono n bared on (c.o.,' AG Surr/oid Brooch and nosoff dieted bares n the account at the end of the Statement reread You have been adjusted to facilitate proper venal dNidend and Mend rates, assuming the sauces will *routsour cash weep Fro;raTh Isis may ask for delivery of frig Paid securities al a tire. To obtain orient quotations. when mailable. contact be held for one yea- from statement date or until compensation may be arro-thy per account fee or You may receive sashes used as loan corarai alter your Facial Mace. mataity. Rid estivate is only a guideline, accuracy may be a percentage ct aiwage dag deposit psyng any balance a on them. Army wcurthes and continued ante are not guaranteed bsiarxes franderred to the Fmn ding the deummt pored are • Private investments and structured r) products. - Estmated era* name ad current yield foe toed at market vat or of the end of the stemma hivate nwstrnent ward*, (IN deed °Man types of Naas could rifledo a return of Activity period PankiPalin program and real estate imarnent trust prricnal on captal gains n which case the est information regang <omissions and other chokes • Con basis. a determnirg the cost basis of the skunks) and strut tod pretexts are generally highly income (rd current weld) would be overstated. incurred n corectoon with the extrusionof trades, secueiet aloha ei this itaternent, wbtie indicated ithispd. Certain structured moats haw not been - Estimated arnual axone and anent yeld and the inducingoption transactions has been 'ridded on with the maw 'I,' LEK Fiord& Services Ms relied registered with the Sorisites and Exchange acrd income and yield apt be lower oe hitter confirmations previously luannened to you. and wit be on information obtained from sources other than UK Commission or under any state securities laws. We than to estraed snares provided to vona promptly on roosts Financial Services, rkluding infarnaticn born another prat esonated values for peruke aslant - An estimate of Actualized income (dividerd andcr km or that you may has:elms/deck° your FtharcLal marines and gat ad moats for Waalcrul interest) deeded by the current market Short soling Adler. the Sion does AM rodepeniwely way cr porous only Actuary n not guaranteed valudaveragr balance es based on the last divdend ml you .e engaged el shot yang a Dowdy. younu/ guarantee the aCOSaCy or radar r any idamation - Thew vases may differ tubstant My ton peon it or rarest payment made by the issuer and incur a charge Sae to (wan borrowing costs for that Provided by sources other than U3S Financial Sack ay. al which a privalt 'inn. rt security a aunts the secortegdepotes will be held foe one okra's- security. addition, *though U3S Fannin Senates gereralk structured maxi may be bakt or sold and do yea from the statement date grunt/ maturity. updates isrdamatim as it is received, the few rot assay represent the vAse you may reran. Accuracy and soaped wild ere not guaranteed. Open orders does not pond. any antrances tat the Woman ran Rapidan:co Regang open co • roblitcancelee ceders that ceder "Coat at and "Ureealced gad WC as - *Mid pry *stases of win re as • Meets net held by WS Financial Services, Certain were not iracuod by the mamma date, open buy and activate as of the date of This statement. As suChc date a-.1 are supplied to UBS Friait Seasick on a mot, ere not held by the Fins and no sit' the tel stop orders re reeked by the amount of &idea please do not rely co this nlanution to make regar bass by an rdepeart valuation limn, Fin's possession or control. These assets are Or nyhtS on an ex-dividends or eentits date unless ;maw or sale decisions, for purposes or - bat genal partner or sponsor hemmed values, deployed on you. statement IC. otormational enacted othenease by you. You ate ',spat* fa otherwise. Mecums transferred to the Fie may if ay, are sated to the Fon by the 6Sulf, purposes only. Positions and nags presented re orders that at executed der to year failure to cancel reflect a c Mora Ws only Ice the period or general partner or max and may be calculated provided by the slung fim UtitS Financial Sows as "ing per ceders. tine they held at the Fan afore historical based on deferent rifamaten from that used by not rola:able for the ikon/hoc and at not necematica can be Abed by your Envoi* Advisor. that paten to derive they estimated yanks. gwranee I, accuracy these assets am roe protected Privacy • Unrealized gat/losses. Viten data 6 availabb, - You can often additional riftmutron regarding by SVC or to supplementalDK coverage. To Aeon a copy of as current Chant Rimy Notice, wasted unmarried gThesflosses art calculated for the methodology used to determine the estimate of please contact your Fnancial Achiscr or veil as vadat Whilst, warty lots Iraklion data for value ad the date of the eicrinatiCel that io the • Revenue Slav and adckional compansatian. at >wen gin ensurvivierr,frt. Ochial lots may or may nit ref lent commissions, basis to the estimate by contacting your Frontal - h edditko to «weaken on sales and 12b.1 Nos - UBS Financial Services :o rot a bark. The RMA, B non charges alas ecretly reorganizationPratt. Adv60r. renewed n coned on with the destrixtrn of mutual Services Account BSA and IRMA are brokerage Diedend and titer reovestment lots at same-oak - Turd patty emenased eaten may be reflected as funds to our dents we ardor our *Mike awe accounts Math provide access to bariung SeViCes and piths«. lots ate each combined to display cre priced' in several situations: Mien an arise sexing payments from datibuicrs andce products tracts alarigirriVreS with affiliated banks Award lot 71-e 'Trade date <Manmats the independent valuation fern has not suppled or advise.« of the mutual fords that we sell Dew and other third.paty banks, and provides access to ant transaction trade dale. unable to Anon a value. when we bear. swam amounts re based on two different corroccentm ft issuance and amity Products issued by usofftimed • Callable securities Bonds and .referred Nod that that a material event has caked the, my calla to ran of sales by LESS of a particular mutual thin.perty nuranceccmpanes through instance the 6Yier cats lor tab rederrpton wit be selected prewoong reported value it question, a Men a had fang to our dents; and 60 to asset vale of a agency Masidones of 1.8$ Financial Senates it niparbally by lot Iran among al tames of that value would be highly speculate. due to the nave perticular Mutual fund lanais thanes Midst*. — entstmere, inswance, and annuity petdacts. :Sue held in OW rat or it nominee are for our or the security Uns — Not FDC it • No bank guarani... May lose rata clients Call tear. amnia is obtained Irons third - Men neither an tar, general partner ce sponsor - We and oor affiliate also receive networking and — tMA liesome Management Account Busyness pales and es minty is not guarantied. Other call &ginned value nor a thed-pa estimated val.* omnbus processing fees in corsideran foe transfer Seam Account ESA, IRMA aid nee/national Resource teams may eon which cad aff ect weld. caplet. provided, the valet of the skyey wit bedifferent agent services that we provide to Ow atual funds Management Account are registered service marks of Okamoto will b. provided upon request from its puts* price. These lees gars*/ re pad from inwstor meet n LSI Financial Sterne, Inc. • Prico/valuo Prices displayed for securities and other - 'Distributers to date' may rida When of the mutual find and are a feed doll. amount based — VKA is a registered vacletrurk owned by Visa products my be higher or lower than the price that capital, name or both. on the rtorber of mounts at the brceerdealw Maximal Dace Association and used undo you would actualg ram. in the market hives ap - • Organ' IPA size' represents the nth* offering holding manual funds of that fund tinily license 165 Una crede cods ad the LeS Visa obtained from ma tied party sources rash we prim per sat and may not reflect rho cal Was. — en aeon to CCenril6SkinS received in coachon debt cads are said by UK Bank LISA with beta told elabe, hat we dons guarantee this - OfP Ind Welted RE* sates are not listed co a with the sae a datibuton of annuity contracts at permission from One U S. A Incorporated All keno accuracy national martin atone, and re generally unit investment trust as to our adonis, we ado. vademarks registered trademarks, sake marks and - We generally use the thong price when available or acted al hen B they can be sold the price ar aff hate remise reverts. sewing corrpensaton registered senice arks are of their respecore to mean of the bid and ask prices for lasted receeed may be less ton the per are estimated from Mary of the nourance companies unckrwreng cormanres mikes a option* oe ong bid prices Ice OTC value provided n the mare gamma the annuity Contracts, affiliates of the Nuisance wakes conmones or spaces of the nit ovemmeot trusts UPS Fatal Services Inc. Rev. 701810 - Less actively traded the maybe priced using a • Roterictod sacuritim Restricted securities generals, we &echo. valuation model or the most recent price we are not «nerdy eligble for public sale. LIBS Financial — In addom to ccernissions received from the obtained and may not reflect an actual market price Services uses the maker puce of tie urresexted stock pun:hese and sale of NetShares finds, we actor cur a rake. of the Sarre twat as an impaled value la the alIdote receive an asset-based revenue shaming ▪ Cenail positions nay swo whose a price and restricted stock for purposes of the StOfteltat only. To Pervert from NentSkuvet drstrbuxn. A well as wit show as 'price wa not available Ben re the extent that restricted wow irs are MON for tale, fuming for technology development, training and triable to cbtan a price for a Wanly. to value received may be Rata* less than the education. - Deposes a states denomnated n wreak owed value shown. — Our afloat., also receive trading («minas and other an U S. dollen a reflected at the exchange other contemn co from mutual funds and entrance rate as of the Oman date. carps sec tau ;roan we dittriaste SDNY_GM_00027013 CONFIDENTIAL EFTA_00137633 EFTA01278540 085 Financial Services Inc Retirement Account Private Wealth Management ;It UBS 299 Park Avenue 26th Floor UBS Strategic Advisor New York. NY 10171.0002 January 2019 C NP70057500790119 111 0 HI AIN MAX LL IRA Account name: GHISLAIXE MAXWELL IRA Friendly account name: Incite IRA Account type: lndwidual Retirement Account Account number Your iinandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on December 31 (51 on January 31 (3) RMA ResourceUne at 800-RMA-I000, Your assets 58,125 23 58,26O54 account 029323697. Your liabilities 0.00 0.00 lfisit our website: Value of your account $58,125.23 $58,260.54 www.ubscomifinanciatservices Items for your attention Please note. Average Daily Balance and WY values in the Deposit Account APY Sources of your account growth secton of your December statement were misstated January statement values have been corrected Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 158.125 2.3 Net deposits end 570 570 57,2 57.7 581 58.3 vottdrarr*t -1107A9 Your investment return Dividend and interest income 1133.55 Change in market yOue $109.25 VrJue of your accatra on Jan 31, 2019 S511260.54 Dec 2014 Der 2015 Dec 2016 Dec 2017 Dec 2018 Jan 2019 SONY GM 00027014 Member SIPC 01P7C009305793079 NP7003197332 00004 0119 030575004 000000 Page 1 of 8 CONFIDENTIAL EF1'A_00137634 EFTA01278541 Account name: GHISLAINE MAXWELL IRA Yourigasocial Advisor- *UBS UBS Strategic Advisor January 2019 Friendly account name:Indiv IRA Account type: Individual Rokrornent Account SCOTT STACK MAIILYLE CASRIEL Account number: Your account balance sheet Summary of your assets Value on Percentage of January 31 ($) your account Cash and money balances 1,197.41 2.06% . Cash and money balances may include A Your current asset allocation available cash balances. LIEIS Bank LISA deposit B Cash alternatives 0.00 0.00% account, UBS CNC Insured Deposit Program Bank accounts, 085 AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances See the Important formanon D Fixed income 57,063.13 97 94% about ;our statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other a co 000% Total assets 358,260.54 100.00% D Value of your account $58,260.54 Eye on the markets Percentage change Index January 2019 Year to date S&P S00 8 01% 8.01% Russell 3000 8.58% 8.58% MSC I - Europe, Australia & Far East 6.59% 6.59% Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06% Interest rates on January 31, 2019 3-month Treasury bills: 2.36% One-month LIBOR: 2.51% ChP 70003005793000 NPF000197332 COCO. 0119 030579004 COMIYGM000270filge 2 of 8 CONFIDENTIAL EFTA_00I 37635 EFTA01278542 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Nnandal Advisor: 4tUBS January 2019 friendly account name:Indie IRA Account type: Account number: Indbedual Retirement Account SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gate and losses are not classified January2019($; Year to date (I) Realized gains and losses Unrealized Opening account value $58,125.23 558,125.23 January 2019 ($) yea, to date ($) gains and losses (S) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 4.67 cut -107.49 -107.49 Long term 0.00 0.00 -823.36 Dividend aid interest income 133.55 133.55 Total $0.00 -$818.69 $0.00 Change in market value 109.25 109.25 Closing account value 558,260.54 $58,260.54 Cash activity summary See Account activity the month for delals. Balances In your Sweep Options are includedin the opening and Dividend and interest income earned closing Mantes value. FDIC insurance spies to deposits at UDS Bank USA and Si banks participating in the UB5 FDIC insured [sail Dorgan does not spy to deposits al U8S AG. Parana Starch. SIPC protection applies to money market sweep fund holdings but nal bar* deposits 5/reimport/re inhumation For outposts of this statement, tacabrity of inkiest and chidend Income hes been determined from a US about yew. statement cn the last tv,o pages cr. this document for coals lax reporting perspective. Dined upon the residence of the account holds, account type, or product bye some interest ardor dviCend payments may not be subject to United Sties (US) ardor Puerto Pico (PR) January 2019 11) Year to date (S) income taxes The (tent month); statement is not intended to be used and tamot be 'teed upon for tar purposes. Clients should refer to the appkale lax reporting forms they receive Iran U8S annuity, such as Opening balances 51,304.58 $1' 3 58 the forms 1099 and the Forms 4130, fix Inc reporting information. Il is the prance of LIBS to file the SpliCaUt Is reporting forms vAth the US Mterni Revenue Service and PR Treasury Deparerent and in Addkiorrs such forms accurately dassfy dndends andfor interest slag exempt or tadbk income. Please consult your Dividend and interest income 1: 3.55 indwdual lax preparer. 133 55 Total additions 5133.55 $133.55 January 2019 (I) Year to date ($) Subtractions Dividends 36.20 36.20 Professional management fees and Interest 0.07 0.07 related services -107.49 -107.49 Total current year 536.27 $36.27 Funds withdrawn for investments bought -133.23 -133.23 Prior year adjustment 97 28 97.28 Total subtractions -5240.72 -$240.72 Total dividend & interest $133.55 $133.55 Net cash flow -S107.17 -$107.17 Closing balances $1,197.41 $1,197.41 SDNY GM 00027016 CelP70:O9305793O31 NP7003197332 00031 0119 030579001 aocgo0 Page 3 of 8 CONFIDENTIAL EFTA_00 137636 EFTA01278543 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor January 2019 Friendly account name:Indiy IRA Account type: Individual Retirement Account Your lq nu:rid Advisor: SCOTT STACK MANLYLE CASRIEL Account number: UBS Bank USA Deposit Account APY Interest period Dec 7 - fan 7 Opening UBS Bank USA Deposit balance Dec 7 $1,304.58 Closing UBS Bank USA Deposit balance Jan 7 $1,304.90 Number of days in interest period 32 Average daily balance $1,304.63 Interest earned $0.32 Annual percentage yield earned 0.28% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your France' Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary • moderate Investment elig,05ty conSderatIon None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. UW70008005753032 r4F7003I97332 00004 0115 030575004 4Y GM 4 of CONFIDENTIAL EFTA_00 B7637 EFTA01278544 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your ?Inodal Advisor: *ITS January 2019 Friendly account name:IncIry IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Your assets Son e ones, incane and current vaues Shown may teapproxiirty. AS a intl. gains aidlOsses may not be &weakly refkaed. See keportentinfoseeetion about your statement a the end of the dxurneM fOr more infornason. Cash Cash and money balances Cash anc! money balances may include avalacie cash balances, UBS Sant USA depoot account balances, UBS Bank USA and* OBS FDIC Insured Progan Bank deposit account baaXes are insured by the FDIC within UBS FDIC Insured Rogan Sank Lances, UBS AG Stanford Branch deposit account baances and money applicabtelmits, but are not protected by SIK. UBS AG Stanford Blanc hdecout accourt balances are not insured market mutual fund sweep balances. by FCC and en not protected by 51K. Money market sweep balances are protected by 51K but ere rot Insured by the FDIC See the Important information ialxicOota statement at the endof this document for detain about those balances. cipenng baamte closing baance Pncepershare Average Dnidend Interest Days n Hddng on Ian I (S) on tan 31 (5) on Jan 31 (S) rate period Peeled Cep amount 01 UBS BANK USA DEP ACCT 1,304 58 1,197.41 250,000.00 Fixed income mutual funds Total reinvested is the total oil* reinvested dvdends II does rot include any cat d' lends. It is not a llnitake4 (fa) yin of !as is the dfference between the current value and the cost bais and would tax lot for the purposes Of delerrninng hadtng 0erOTIS Or COST What The Shares !Mu receive each time you generally be our laxetle gin OrIOSS it the Security was sold Goths date The urreatzed (lax) pan cr loss may reinvest dvdtrich become a separate tax i01 need to be aluSted for return Of caorize payments in order TO determine the realized gan or loss tor tar Cos: bases is the total purchase cost of the security. Inducing mnvesteddvdends The cost basis may reporting purposes need to be adusted for return d radial payments in order to &tenant the a; tated cost basis for la investment return is the Current value minus the amount you invested t does net Include shares that ate not reporting purposes. reflected on yOur statement, Inducing shares that hare been rear/0as either a gain or a loss It also roves not include cash dodends that were not reinvested Purr hr.. rams eksith ers Ape verasr are pTse Chem Cost price per 'hat value on Unrealized dad Investment Hddng Hddng of ) Investment (S) basis (4) on Ian 31 (5) Ian 31 (5) gan or loss (5) return 61 period COWRIE LINE TOTAL RETURN FUND INS% Symbol: DeLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.450 17,695.20 304.80 LT Total reinvested 112.161 10.519 1,179.83 10.450 1,172.08 -7.75 EAI: 1702 Current yield 3.72% Security total 1,805.482 10.623 18,000.00 19,17903 18,867.28 -312.55 867.28 MORGAN SHORT DURATION BOND FUND CLASS i continued next page SDNY GM 00027018 CNPTCOCE005793040 NP7003197332 00034 0119 030579004 000003 Page s of 8 CONFIDENTIAL EFTA_00137638 EFTA01278545 UBS UBS Strategic Advisor January 2019 Account rams: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Your Ignancial Advisor, SCOTT STACK MANY LVLE CASRIEL Account number Your assets . Fixed income . Mutual funds (continued) Purchase puce' Number Mein price Client Cost Price per share Vibe CM Unrealized Rae ITeStMeM Hddng Hddng of shares par sham (S) investment (1) basis (1) on Ian 31 (I) len 31 (1) ;pin carless (1) return (I) period Symbol: HLLVX Total reinvested 1,830.676 10.936 20,112.36 10.730 19,643.15 -469.21 19,643.15 EAI: $350 Current yield 1.78% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 I8.000.00 18,000.00 10.040 17,964.21 -3539 LT Total reinvested 58.615 10.059 589.63 10.040 588.49 -1.14 EAI: 4406 Current yield 2.19% Security total 1,847.879 10.060 18,000.00 18,589.63 18,552.70 -36.93 552.70 Total $36,000.00 $57481.82 $57,063.13 4818.69 $21,063.13 Total estimated annual income: 81.458 Your total assets Percentage Or Cost Eslimated Unrealized nue on Jan 31 (S) your aCC0unt toys (li annual income (51 win or loss (5) Cash Cash and money balances 1,197.41 2.06% 1.19741 Fixed income Mutual funds 57,063.13 97.94% 57,881.82 1,458.00 -818.69 Total $58,260.50 100.00% $59,079.23 $1,458.00 -$818.69 Account activity this month Dale Atihrty Description Amount IS) Dividend and interest i -COWS Dividends Jan 30 Dvdend JP MORGAN SPORT DURATIONBOND FUND CLASS I 36.20 SYMBOL HLLVX Total dividends $3620 Interest Jan 8 Interest UBS SANK USA DEPOSIT ACCOUNT AS OF 01/07/19 0.07 Total interest 80.07 Miscellaneous Jan 2 Dvidend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 12131/18 58.68 SYMBOL: DBLTX continued next page CNP7001:0005753Ce4 NP7000197332 00004 0119 030575004 00904Y_GM_0002701File 6 of 8 CONFIDENTIAL EFTA_00137639 EFTA01278546 UBS Strategic Advisor Account name: GHISLA1NE MAXWELL IRA Your el sandal Advisor: *UBS January 2019 Friendly account naine:Indiv. IRA Account type: Account number. Individual Retirement Account SCOTT STACK MAN/LYLE CASRIEL Account activity this month (continued) Dolt nattily Deception Amount IS) Dividend and intewstisoome (continued) Miscellaneous (continued) Jan 2 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 12/31/18 38.35 SYMBOL PSDYX Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 2t31118 0.25 Total miscellaneous $9729 Total dividend and interest income 913335 Date Actouty DeX001101) Amaze (S) Pees Ian 24 Fee Charged QUARTERLY FEE -107.49 Total professional management fees 4107.49 Investment taints: ions For more Infonnalon about the pike/Woe shown for restricted secutties, see Important information about your statement at the end of this dxunent. Proceeds Iran Funds investment withdrami iv Accrued Date Actinty Desalphon Quantity Ydue (S) Price CS) uarnactions (S) inwsimems basin (St 'merest (S) Jan 2 Reinvestment DOUBLE UhE TOTAL RETURN FUND 1NSTL 5.631 -58.68 DVIDEND REINVESTED AT 10.42 NAV ON 12/31115ASOF 12/31118 SYMBOL DOM Jan 2 Reinvestment PUTNAM SHORT DLRA11ON INCOME FUND Y 3.824 -38 35 DIVIDEND REINVESTED AT 10.03 NAV ON 12,31/18 AS OF 12J3I118 SYMBOL PSDYX Jan 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND 3.380 -36.20 CLASS' DIVIDEND REINVESTED AT 10.71 NAV ON 01/2919 SYMBOL: HLLVX Total 413323 Date Activity Deictipticn Amount (1) Money balance activities Dee 31 Balance forward 91,304.58 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31/18 0.25 ten 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/19 0.07 Jan 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01124119 -107.49 San 31 Closing UPS Bank USA Depotit Account 41.197.41 The UBS Bank USA Deptrat ACC0unt b your primary sweep Wien SONY GM 00027020 CNP70001005750C65 NPM03197332 00004 0119 030575004 000000 Page 7 of 8 CONFIDENTIAL EFTA_00137640 EFTA01278547 *UBS Your notes 0,,, 000.0,...,..9,332 00. 0119 n30,,.., 80.,YGM,00nd219. 8 8,8 End of statement fm account numI.... CONFIDENTIAL EFT,00B7641 EFTA01278548 Important information about your statement LBS F natal Smarts W. (the fern of LOS Fevaricial her from you no later than 60 days after the f an cowry. A fiat copy of the poky wadng 6 warlabk an or tams and my nal keep pace with Serviced. is a mentor of all principal washy. commodity saes you the fin statement on virch the error or upon request. intruder and options trochaic's. UBS Fnancial Services and U3S Problem appeared. • moderate Wiling to accept sane risk to printPaf ard Bat LISA aa notrect stbsoaries of liar5 AG and - Provideyou- dine at arose number Of any) Wither the WC prolectunnor the suPPOrnental tolerate some ability to seek hrber returns affiliates of LOS Sectotes UK. The Fan's f dermal - Osaka the error or the transfer you are inure protection apply to: • dparessny: Wiling to accept high re* to pincpal and Stattantra it available upon request. The Fern's execuffie about. and again at clearly as you can why you • Certan enamel assets controlled by (and nelutd n high vole lily to seek hugh returns ter time. off ices re x believe * is an error a why you need ma your account a...01mi head away Iran UBSFinancel • Insmtment £Fgtihty Conadeation: I seeded, a iternae Services For example certain (i) nstrarw precasts, portion of the portfolio la that account may include LDS Fe-Iowa' Services Inc - Provide the doter amount of the suspected err kllaPatp variable annuities. and 00 fi res of mutual coma Strategies, finked Iit*lidity and create 1200 Harbor Boulevard finds registered n the vane of the accent holder on Westooken, NI 07006 The Finn a Cad Issuer WI0 Westgate you cangant the book of the issuer or transfer agent), and wil correct Sty -mot prompt& For alleged won • arostment cornetts or nvesinew wont. Statement shouseiholdite The Statement Wawa the on& official record of you nvoRn9 VMS Yoa•debi card transaction% of wo take United partnenhC4 and private placements) that ate We may consolidate at reined account suborner-es with LOS F funeral Servos maul Other records except more than 10 bus Wu drys to 4) this, we will credit not registered undor the Senates Act of 1933; the saw address in the sane erwehp* e o because OK el lac dxunents, contanng cornicing data should you aCCOL•11 la the amount youllink is in error, so that • Corrrnodities contracts (e.,9_, foreign ethic)e and they have owners who also mantan port account not be relied upon II you beoSeve these is an mot or you wet have the use of the Macy (Kong ea test it pia an meal contracts), wham; fumes contracts resetting-ow vet other (berCS x thi. sane ackkess. anion please noon it immediately n write-9 to the takes us to complete as nvesi9XiXi. and conwodity option contracts, and you prefer to mere individual statements mailed n Branch Manager o the office wring atr account. • Deposit aerates (except certificates S dictie at UBS separate toroloperi. you may der lino hurtatioldng by PlEaSe make all teas payable to the Few or the Bra USA. UBS AG U S. arches rid bade 6 the calling your Financial Admix Athorp at 1dpits shown are Mended to be accuiate, truncal nateutcn nciarted on tie front ct FDIC hived Deposit Rogan. statement data should not be used for to proposes Re& it/Lenient In addition to regular accdure lees. accounts The SIPC protection and the soplemental wanton do Friendly accord-dooms pie& on yeeend tar lams. (i Form 1099. 549% may be about to mantenrce few charges for bte not apply to those assets oven if they otherwise appear Re Friendly account name is a custom:oh* -ndrurne' 10425. etc ) n hen Drinn9 'Our tau return The Frm payment for securities purchases and charges kr unpaid on yes statements The WC protection and the chosen by you to assist you with your read'aeoe3 requred by law to repel to the RS all taxable tidings rases n cash octants Accounts that are transfer-ad supplemertalaotection do not protect aganst changes has no legal effect an you account is not intended to reportable nontwark andends and taxable Wont to other rellitulcns may be subject to a transfer fee. en the moan kVA of your investments (whether as a reflect army strategy, predict, revorrenendation. caned an sautes held n you avant net proceeds mat of mate, movement. mar bankuptcy or rwestment obit-awe a risk broke associated int jou- on sale transact:rm, and cost basis on certan cowed UBS Sweep Options otffireard amain and is not a prom,* a guarantee has wealth. secistes UK offers options for oweePng cash balances to bra or any limner:4 result% can or will be achieved. All depose awaits at nen-alitilted basks and affilated Dividend Reinvestment Program (DRIP) Westlents Wave the rick of hss, inclOg the risk of Conweriations with the Pim. barks and money mord mutual hods (Money hat). the price reflected is an average price You may Man loss d the entire irwestrnent. You can change your • Please re-conliim amoral commandotras in wrong Deposit account at LOS Bans USA and non.aff axed the actual Vice Iran yes f ortaXial Atria. Or. AS:* Panay account names through Online Services em by to further protect your rips, inctiadmp your barks panicapting n the UBS FCC-insured Deposit Awes re purchased under DRIP, panel tares will be contacti9 you Fderdrol Admor. under the SactintiCs Investor trotecton Act (SPA) Program it FDIC-muted n accondaxe vet FOK rules sold and the cash wit be depended in yOur account The • It the finrical nsteution on the top lett of the Iran For more inkmution, please visa wwwfdcgay. Depose dwdeni renvearreni rice wanted t ete hover may Accord* ovoivienor of this statement is not LOS F nax ral Services, U3S accounts at LOS AG Stanford Branch and shares of after from the market pr ice at Muds pasha shares • Vaile of your a«ounticortfolo. Net of assets rd Filar-cut Services carries you account as Wanng MoneyFent nee not inward by the FDK. tie $010 liatielher broker by antonym weh the atcated nstaum • Asses Includes available cash balances. vales fa We horned low d this rel./anti. when you Bar* deposits are not protected by DPC Monty Fend Casivalieu saws are protected by SIPC. See 'LDS Fnaxal Sendai rosteitted security (eel ), and Global Time Deposits, owned this accost. h tits cast you li ds and Only Wrote urns maybe had n you account If you are wreaked malts to morel, and <wan assets not held seasees are Waled At UBS I euncul Services and dial Arrant Prowton- below, waled to a pallet unit as a result of a entre payment the ieroctue-9 broker, ad sou nut mai• a repeal by the Fin. Does riot nth* sawed SeCUrOaillantIS • otherwise the Firm tell either sell panel unit at at the end of the par and CuTent statement patods, or of anr moo or missal to both fans Wan tOur repast, balances 6 the bark depositsMae be mane pae a accept an maw determined by ante iwestmerms trotted stock options and • As descried rite octant a7eements, you must wiled-awn. andshags of a Macy Ford may be rap/Oared clowns agency. andcredit you Kowa lodue1Xed and the proceeds retuned to you or your evercirot4 rood options noldy us of any errors or hard imam; checks • Prohlgries rukohes debt balances, Cunt/Ming corgis reacted an you sulemert within 30 days after r was seaseas area Investment objectives mead or moo avaltio. lots. credd Ise, short accent balances. The nveslonere obrectone and nsl, profile arc 'perdu to • Cattoneykaranoes. Total of uninvested awl** • PleaseOat customer cormlints of inathies tote Futter Warman about available sweep option, each arrant and may vary between you accounts. nclodng amen Merest rates and yelds. 6 avartible at cash balances, plus depose balances al affiliated ad Firm's C lent Relations Dwane-it a 20I-352.1699 Please advise the Fern promptly n writing of ry retreads rarlsratayelds. from your Financial Advisor nothaff;toted Dols. and money market mutual fund or toll-free at SOO-3549101 ROO A M. to 6 CO P.M. uplount change in you fnacia Woman or sweep balance, at the cite of the statement period ET Monday trough &day. or in writir9 to LBS a by <Xing KO 762.1003 nveument objectnes. For each &coin hat you Financial Stades ix., Chant Relations Depairnent Non-torn-noddy free creckt balances in par x<ount choose one of the I adoeng installed cbjectries: not segregated from oche balances rid the F dm my PP. Box 766 lapin< kr. W 07087 LIDS Financial Senior ant protection • hoax* Current Income Investments seeking the he Finn os a merrber of the Seas-Wes Mesta Protection use arty ol these loads n the ordinary can ol rs • All Asenneres shall be deemed complete and accuse, gent-rat of wove only. buttress These funds aro payable won your doma-d. it not objected to a tenting within 60 Wys Corporation (StPC), each protects acuities customers • Ache.. CarratAppncixion: hiestments seeking of is mambas to to $500,060 (nckAing 1250,000 for Tins total is nckulcd in the nowt mad closing who • For TTY sei vices. Call 844412.0986 of from oubwle growth of pridepal rater than the generation r the US.: Call201-352-1495 clams for cat) hate°, brochure available ion inCOme. lending information • Incase of errors or pant Cris about an electronic requeV a at wnw vac org The SIPC asset protection • Podia COrnbeabon *trace* and Carta lines apply to all scooted. that you hold e a padoabr For cktakd Harrelson On the /ends feridng pract des hods transfer (FR bi parent or LOS WO debit Appreadon: Investments seekingboth the generation ad (Madura% tear to you Client Ramionsh6 cad transactions. call $00-762-1000, or write to UBS capacty. The Finn, together with certan affiliates. has abe of irifOrt* regrowth of principal Agreement cr Account Agreement and du Genera Fiunoal Services Sex.. IOCO Harbor Bird, 6th floor, Penns and Conditions LOS Statement of Credit Practices Weenneden. W 07086, Ann RMARISA Services Purhased supplemental inv.:once% The inai-mon amount payable to all eligble chat, collectively under Oink risk gado; available n Agreement, andotiscbsures the protection is 1500 mil on as of December IP 2016 • Conservative. Seeks to merman 'naval pekoe', with Cal or write as tan as you on, if sou tilt you, low risk »is/OMMy to the accosni overall ever, if statement or recite is wrong on 4 you need more Subsea to the policy condi:ores and lineation, cash at the Fern is Mother protested for up to 11 9 maion in to that nets the account des not generate significast ntcematcn abrot a transfer on the station, a recent The am or Cod Wag (es apkabk) must aggregate for al you accords head on a palKula- SDNY_G A400027022 CONFIDENTIAL EFTA 001;7642 EFTA01278549 Ilnportant information about your statement (Continued) Your asses - For cenan seances igen; n nonacnIcemng • Est. (estimated) interne, current yields and rates. — We recent <Cenper6tiliell kern WS 8eA USA, LDS Your statement itemizes recutites rd other assets held denomrsatons, price and wetly (face vein may An to male of cruel r‘diee n bared on (c.o.,' AG Surrloid Branch and noreaft deed banks n the account at the end of the Statement reread You have been adjusted to facilitate proper vein , dNidend and intOoKI rate, attuning the sec rites will thearin our cash weep Fro;raTh may ask for delver of ft* Paid securities al am tire. To obtain anent guotatkos. when available. contact be held for one yea- from statement date or until compensation may be per Amon fee or You may reel,* unities used as loan coMosui alter yos Fruncol Mks«. mataity. TF6 estimate is calf a guider*, accuracy may be a percentage of odorant dak deposit paying any balance de on them. Any securities and continued income are not guaranteed blares tranderred to the Fm, ding the statemmt period are • Private investments and structured r) products. - Cotnuted wrath name red current yield for teed at market value as of the end of the starlet hivate nwstrnent ward*, (IN dire certain types of Starke <cold rifled. a return of Activity period Dentinalion program and real estate inestment trust princPal or cap-tatsans is which ease the est information repaying commissions and other chages • Con basis. ri detemnirg the cost basis of thw securities) and strut mad pretexts are generally highly income (rd current yielo) would be overstated. incurred n curection with the extouton of trades, securces included ei this itaternent, wbtie indicated &swot Certan souctered votes haw not been - Estimated atrial cicala and curet yeld and the nailing Gotten tranactons has been inclded on wit. the number 'I,' LeS Fanciest Services Ms relied registered erith the Socaities and Exchange actual inane and yieMnighe be hive or hater confirmations previously fuemuited to you ed wit be on information chained from sources other than t Cerriasen or undo. any state securities laws. We than the *limited amounts Provided to )our proudly on roams ernr al Streets. skluding HamarOn nom meek. proideevirnated values for page reestrnent - An estimate of annualized income (dividerd aockr In or that you may have voided to your Finarkal stakes and structured pockets for Menai crud interest) divded by the current market Short Sling kleiser. the Firm does AM indepenietly way cr purposes colt Autrey d riot guaranteed valsiaveragr balance a based an the last divdend ml yet ere engaged n short tang a amity, you moy guarantee the aCOSaCy or valday N any OMemotion - These vases may differ abstant key Iron Fetes, it or merest payment made by the issuer and incur a charge Me to than borrowing costs foe that vended by sources other than U3S Financial Drees ay. at which a private' aim rt security a esumes the securtiegdeposes will be hell for one pan lady security. es addle% although L6S inertial Seneca gerseralk structured product may be boarkt or sold and do yea from the statement date °tuna maturity. updates this nIcematim as it is received, the fen not retests* represent the wee you may rearm Accuracy and continued yeld ere not guaranteed. Open orders does rot von* any entrances dna the information yaw liewidatkrt Regaidng open co • roblitcancelee odes that crcler "Coat base and "Ureealcod gadloss' it - Third pry *striates of value re as gai a <actin • Meets net held by WS Financial Services. Certain were not aerated by the summon date, open buy and activate as it the date of this statement. As suthc date aH are supOed to UPS Foxe sal Services on a assets ar e not held by the Fin and no within the tel stop orders we mowed by the anon of Modem's please do not rely en this nlanution to make regular bass by an ideperkkre valueion lima Files possession or control. These assets are Or nyhtS on an exidividerds a eaatits date unless pathos. or sale decisions, for tap:poses or - Rae, generals/1w or sponsor («mated yaws, deployed on yak statement IC. ntow:national nstructect otieevose by you. You we respcnank for othenvise. Acccums transferred to the F Cm may lob we satilied to the Finn by the 6Sulf, purposes only. Positions and valets presented re orders that at executed due to yoi failure to cancel reflect gallon inferno kin only Ice the period or general owner or sponsor and may be eakulated provided by the slung ('em 1185 Financial Dimes is "in.; OW ceders. tire theywe held at the Fin More bigot:cal based on deferent infamaten Iran that used by not rep:rah for the infernaton and does not (kernels', can be added by you* Fnarxise Advisor. that panes to derive their minuted vales. guarantee IS accuracy these assets at rol tweeted Privacy • Womanised gent/losses. Mien data 6 availabk, - You can cttan additional nlemutean regarding by SK or the Fir's supplementalDK coverage. To Aeon a copy of as current Client Fealty Notice, tempted unrealized gansflosses are calculated for the methodology used to determine the estimate of please collect you. Fnancial Achio or viol as weave nchaiial toasty lots the enaction data for *vii value ad the dale of the eicrinatiCel that is the • Revenue sharing and Maim/A compensation. at >wen gin ensurvivierr,frt. lots may or may rice ref act arrmissions, basis la the estimate by contacting your Financial - h addition to commission on sales and 12b.1 fees - 1.8$ Financial Drakes is rot a bark. The RMA, Dawes charges antkr acuity reorgweal on events. Adv60r. reeved in connection with the desolation of mutual Services Account BSA and IRMA we brokerage Deeded and other reoveoment lots and systematic - Turd patty esunated vain may be reflected as funds to or <lents we ardor or anewe recede accounts *bah provide access to barking SeViCes and pith's. lots are each combined to display tee 'Not priced' in several leuatienS: Mien an reverse thee° payments from detrbuices andix redacts thinticji alarigernirritS wth affliased banks averaged lot 71-e 'Trade date «damn pawns the independent valuation fern has not suppled or advises of the mutual kids that so sell Thew and other *teenybanks, and provides access to orient transaction trade dale. unable to asap a value. when we become aware amounts we based on two different moots-ems, FR issuance and amity Products issued by unaffiliated • Callable stock that that a material event has °tarred that my calla the arrest of sales by 1.13$ of a particular rrutual thind.party nuance companies through instance the avercats for eery rederrpton wit be selected prewocnk reported value am question, a Wan a had family to our cams; and 60 tie asset vats of a agency %Redoes of LDS Financial Seem Inc niparbally by lot Iran among al scarlet of that value would be highly speculate* due to the neve particular Mutual fund forays therm teased* — entstmere, inswance, and annuity pred-icts. :Sue hind n rum. or in none*. rem Ice at ea the county fin — Not FDC insured • No bane guarani... May late vale clients Call lease oformalkn is obtained front third - Wnen neither an issuer, general partner ce sponsor - We and or, affiliate also receive networking and — tMA lasarce Management Account. Busyness pales and es accuracy is not guaranteed. Other call estimated value nor a thrd-pmy estimated val.* is ornnbus processing fees in consideration for transfer Series Account BSA, IRMA and nternalionil Resource leaves may exist which cold! ect weld. carbine pcnded, the wax of the warty wit bedeferent agent services that we provide to the ratual funds Management Account are registered service marks of information rill be provided upon request from its pedurie These lees generally re pad from inwstor stets o LSI Financial Services Inc. • Price/value hien displayed for securities and other - 'Distributers to date' may irickwk When of the mutual fund and are a lied dony amour based — VKA is a registered vactirrurk owned by visa products may be higher or hear than the price that capital extent or both. en the noise of ;occults at the broker-dealer tnermitional Service Associnicn and used undo you would actually reeve in the market Prkes ap - • Original IPA size• represents the ritual offering holding mutual funds of that fund laxly license. LEIS Vna credi cods ard the WS Visa obtained from vacua gird party sources With we price pis snit and may riot reflect jots cost base — en Atka, to CCenril6SkinS received in connection debt cods are smed by LOS Bann USA with Wert to be elabte, tat we do not garner the - OfP Ind unfilled RErt entities are not listed on a with the sate a datibuton of annuity contracts and pirmissen from visa U S. A Incorporated All other accuracy national securcin exchange. and we generally unit investment least ins to our diets, we ardor vadernarko registered trademarks, strike marks and - We generally use the thane price when available or acted ad even if they can be sold, the price as aff oat, receive reveease during corrpensaton registered senice nudes are of their respective tie mean of the bid and ask prices for listed reefed may be less ton the per share estimated from many of the opera t< companies unckrwolins corrpanies reviles and options a onk bid pekes Ice OTC value provided n the account statement. the annuity contracts, affiliates of the nuance wctikes commies or sprees of the VM nostmet trusts LIES Financial Services Inc Rev. 701810 - Less actively traded secwhis maybe priced tong a • Resirided securities Restricted securities general" we derange valuation model or the most recent price we are not arrerey encible for pubk sale. LIBS Financial - In addition to confessions received from the obtained and may not reflect an actual market price Services uses the market price of tie urreancted stock pichase arid sale of NedShares finds, we actor cur a rake. of the Sarre twat as an inflated value lee the anlute receive an asset-based revenue shaming ▪ Cenail positions may taper sio Woo a price and restricted stock for purposes of the StOfteltat only. To payment from NestShares distrbuxn. A well as wit show as 'once was not available B we an the extent that restricted seam ies are eligNe for sale, nicks; for technology development, training and triable to cbtan a price for a wanly. tie value received may be obstantially less tun the education. - Deposes ce seaities denomnated n arrences awed value shown. — Our athletes also receive trading «omissions and other than U S. dollars re reflected at the exchange other compensation from mutual funds and entrance rate as of the sitemere date. «meanie; Mime prookin we chtuttne SDNY_GM_00027023 CONFIDENTIAL EFTA _00137643 EFTA01278550