EFTA01278281

U8$ FMancial Services tic. Retirement Account UBS Private Wealth Management 299 Park Avenue 26th Floor UBS Strategic Advisor New York NY 10171.0002 February 2019 CNv70056082510719>i Y1 0 GHISLAINE MAXWELL IRA Account name: GHISLANE MAXVVEll. IRA Friendly account name: Indio: IRA Account type: Indrodual Retirement Account Account number Your Nnandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: Questions about your statement? Value of your account Call your Financial Advisor or the on January 31 (1) on February 28 (t) AMA Resourceline at 800-RMA-I000, Your assets 58,260 54 58,378.57 account - Your liabilities 0.00 0.00 Malt our website: Value of your account S58280.54 $58,378.57 wwwobscomifinanciarervices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report amtelly from www.annuakreditreport.com. Tracking the value of your account dudag 2019 Value of your account S Thousands at year end 2018 558.125.23 Net deposits aid 570 57.0 572 57.7 933 593 58.4 vathdraaals 4107.49 Your rvestment return. DiWdend and interest income 126907 Change in market value $91.76 Value of your extant on rib 28. 2019 $517378.57 Dec 2014 Dec 2015 Dec 2016 Oec20I7 Dec 2018 tan ?me Feb zoie SONY GM 00026754 Member SIPC Page 1 of 8 CONFIDENTIAL EFTA_00137374 EFTA01278281 SUBS UBS Strategic Advisor February 2019 Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account Your IIasocial Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 a) your account Cash and money balances 1,197.71 2.05% • Cash and money balances may include A Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 000 a00% account. UBS roc Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 57,180.86 97.95% about your statement on the last two pages of this statement for data is about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $58,378.57 100.00% D Value of your account f58,378.57 Eye on the markets Percentage change Index February 2019 Year to date 58,8 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% Y_GM_0002872ae 2 of 8 CONFIDENTIAL EFTA_00137375 EFTA01278282 UBS Strategic Advisor Account name: GHISLAINE MAXVVEU. IRA Your /9nandal Advisor: 412, UBS February 2019 Friendly account name:Indiv IRA Account type: Account number Induadual Retirement Account SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses values reported below exclude products for which gam and losses ale not classified. February 2019 (11 Year to date (5) Realized gains and losses Unrealized Opening account value $58,260.54 $58,125.23 February 2019($) Year to date (4) gains and losses (4) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 3.52 out 0.00 -107.49 Long term 0.00 0.00 -839.70 Dividend and interest income 1 35.52 269.07 Total $0.00 $0.00 -$836.18 Change in market value -17.49 91.76 Closing account value $58,378.57 $58,378.57 Cash activity summary See ACCOUld act...Ay the MOlgilfor dela Is. Bdances in your Sweep CIA Ord are Ind uded n the cpenng and Dividend and interest income earned closing balances wire. FDIC Insurance epodes to deposits at UBS Bank USA and tl banks pankipaUng in the UBS FDIC insured Deposit rrcqa-n. R does not fp* to deposits at UBS AG, Starricnd &arch. SIPC Potation *plies to money modal sweep Paid hddirgs but rot bark deposits. Set Important intorno:On For outposts of Ms statement, tad:My of inkiest and cladend Income has been dettimined lion a US about your statement on the last two pages ri this document for details. to reporting PersPrettee. Said upon the residence of the account hoider account type, or product type, some Inlefed anon dvdend PaYments mar not be subject to United States (US) &MX Puerto Rico (PR) February. 2019 (5) Year to date (4) Income Laces. The dent monthly statement is not Intended to be used and cams be need upon for to purposes. Clients should aim to the wattle tar reporting tons they recast Fran UBS annualy, sub as Opening balances $1,197.41 $1,304.58 the Fomis 1099 and the Fan 480, foe to reporting infornabort It Is the prance of U85 to tilt the Additions apt:Bradt ta repotting forms with the u5 intern' Revenue SeMCe and PR Tieasury Depanment. aid in such four,, accurately dainty dondends andlor Interest as tax exempt or ?arable incane. Heat consult your Dividend and interest income 135.52 269.07 Inladual tar prepare,. Total additions 3135.52 3269.07 February 2019(1) Year to date 14) Subtractions Dividends 135.22 171.42 Professional management fees and Interest 0.30 0.37 related services 0.00 -107.49 Total current year $135.52 $171.79 Funds withdrawn for investments bought -135.22 -268.45 Prior year adjustment 0.00 97.28 Total subtractions -$135.22 -$375.94 Total dividend & interest $135.52 $269.07 Net cash flow 30,30 -$106.87 Closing balances 51,197.71 41,197.71 SDNY GI.7 00028758 Pegs 3 of 8 CONFIDENTIAL EFTA_00137376 EFTA01278283 GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor February 2019 Account name: Friendly account nama:Indiv IRA Account type: Individual Retirement Account Your financial Advisor: SCOTT STACKMAIN:LYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest period Ian 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $1,304.90 Closing UBS Bank USA Deposit balance Feb 6 $1,197.71 Number of days in interest period 30 Average daily balance S1,254.74 Interest earned $0.30 Annual percentage yield earnec 0.29% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility conssferatnn None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Y_GM_000267tilge 4 of "3 CONFIDENTIAL EFTA_00 I 37377 EFTA01278284 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Financial Advisor: *UBS February 2019 Friendly account name:Indiv IRA Account type: Account number: Indiudual Retirement Account scou STACK MAN' LYLE CASHEL Your assets Some pnces, income and current vdues Shoem may be fpfarOxervale. AS a its uti. gdlns and losses not be &moiety reflected. See Aporunt info:moon Stour your getement a the end of the ducumem to, more Infornalion. Cash Cash and money balances Casbanct money balances ma/ yid avalaile cash balances, UBS Bent USA depoot account balances, US$ Bea USA and al UPS FDIC Mixed Pregame-fink deposit account boraxes are insured by the f DIC within UBS FDIC insured Rogan Ectinti Balances. UBS AG Stamford Branch deposit account balances and money applicable Intl, but ale not protected by 9FC. UBS AG Stanford Branch deposit accoure balances are not insured market mutual fund sweep balances. by MX and are not protected by 51K. Money market sweep balances are protected by 9PC but are not insured by the FDIC See the Important information about 'our statement at the endof this document for details about those balances. cipenng bdance Closing belaxe PrIct per share Average DrriOend interest Dais n Hddng on Feb I ft/ on Fd)213(S) on Feb 28 (t) rate belied period Cep amount (S) UBS BANK USA DEP ACCT 1,197 41 1,197.71 250,000.00 Fixed income Mutual funds Total reinvested is the told ol al reinvested dedends II does not include any cash dUcfends. It is not a Unreake4 (ta)gain or las is the dfference between the current value and the cost basis and would tar lot for the purposes Of delerminng hdding periods or cost tees. The Share you receive each time yer generally be your Meet/edam or loss rf the security was sold 'miens dale. The unrealised Wigan Cr loss may reinvest CI vdendS become 8separate tax Pt. need to to agusterd for return of Waal PayMents in order to detemtine the merged pan or loss for tar reporting purposes. Cost bases is the total purchase cost of the security. Inducing mrwested dMena The cost basis may need to be agusted for return d cacital payments in order to determine the Oustedcod bass tot tat Investment return is the current whip mous the amount you invested t does not Include shares that are not reporting or MOSel. reflected on you statement, inductnoshed-5 that hart been referred AS either a gain o atm It 5S0 nd include cash dudends that were not reinvested Pure haw Dreg Number Avner price Client Cost Price cer 'hat Value on unrealizedUm) imestment Hddng Hddng of shares per shale ft) investment ff) basis (t) on Feb 28(1) Feb 28 es) gWn or loss (5) return (5) Period GOODIE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.420 17,644.4,0 -355.60 LT Total reinvested 117169 10.515 1236.34 10.420 1225.07 -11.27 EAI: 1706 Current yield 374% Security total 1,810.890 10.623 18,000.00 19236.34 18,869.47 -366.87 869.47 1P MORGAN SHORT DURATION BOND FUND CLASS i continued next page SOW GM 00026758 ►age S of 8 CONFIDENTIAL EFTA_00 B7378 EFTA01278285 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Friendly account norm:Indiv IRA Your IR Banda Advisor. SCOTT STACK MAI/ LYLE CASRIEL February 2019 Account type: Individual Retirement Account Account number: Your assets . Fixed income . Mutual funds (continued) Purchase pica' Nuerbee Average price Client Cost Price per Share Value on Unrealized Free investment Holeing Hddng of shares per (I) investment CS) basis (1) on Feb 28 (I) Feb 29 (1) gain of loss (5) return (5) period Symbol: HLLVX Total reinvested 1,833.973 I0.%5 20,147.77 10.740 19,656.87 -450.90 19,696.87 EAI: 4361 Current yield 1.83% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.009.00 18.000.00 10.050 17,982.09 -17.91 LT Total reinvested 62.928 10.058 632.93 10.050 632.43 -0.50 EAI: 1426 Current yield 2.29% Security total 1,852.192 10.060 18,000.00 18,632.93 18,614.52 •18.41 614.52 Total $36,000.00 $58,017.04 657,180.86 -$836.18 621,18026 Total estimated annual income: $1493 Your total assets Percentage of Cost Estimated unrealized Value on Feb 28 CP your count bases (1) annual incort (Si gain or loss (5) Cash Cash and money balances 1,197.71 2.05% 1,197.71 Fixed income Mutual funds 57,180.86 97.95% 58,017.04 1,493.00 -836.18 Total $58,378.57 100.00% $59,214.75 $1,493.00 -$836.18 Account activity this month Dale ACISty DeSCAPIrOn Amount If) Dividend and interest income Dividends Feb 1 Dividend DOUBLE UNE TOTAL RETURN FIND leen. AS OF 01131119 56.51 SYMBOL DBLTX Feb 1 Cavidend PUTNAM SHORT DURATION INCOME FUNDY AS OF 01/31/19 43.30 SYMBOL PSDYX Feb 27 Dividend JP MORGAN SHDRT DURATION BOND FUND CLASS I 35.41 SYMBOL: HLLVX Total dividends $135.22 GM 000267!W 6 of 8 CONFIDENTIAL EFTA_00137379 EFTA01278286 Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your Fl sandal Advisor: *UBS February 2019 Friendly account name: Indiv. IRA Account type: Account number: Indnedual Retirement Account SCOTT STACK MANLYLE CASRIEL Account activity this month (continUed) Date Acthity Description Amount LS) Dividend and interestincome (continued) Interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02fC619 0.30 Total interest $0.30 Total dividend and interest income S135.52 Investment transactions For more information about the ',Mei value shown for restricted securities, see important information about your statement at the end of this Oxunent. Proceeds from Funds investment withdrawn for Accrued Cute Admity Desception Ouamity value (S) Prue (rS) transactions (S) investments bought (S) interest (S) Feb 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.408 -56.51 DVIDEND REINVESTED AT 10.45 NAV ON 01/31/19 ASCf01/31f19 SYMBOL: DBLTX Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 4.313 -43.30 CWIDEND REINVESTED AT 10.04 NAV ON 01/31/19 AS OF 01/31/19 SYMBOL: PSDYX Feb27 Reinvestment JP MORGAN SHORT DURATION BOND FUND 3.297 -35.41 CLASS I DVIDEND REINVESTED AT 10.74 NAV ON 02/2919 SYMBOL: HLLVX Total 413922 Dale Activity Deurtotion Amount CS) Money balance activities San 31 Balance forward S1,197.41 Feb? Deposit LIDS BANK USA DEPOSIT ACCOUNT AS OF 02/0609 0.30 Feb 2I1 Closing UBS Bank USA Deposit Account $1,197.71 The UBS Bart USA Deposit Account is your primary sweep colon SDNY GM 00028760 Page 7 of .3 CONFIDENTIAL EFTA_00I37380 EFTA01278287 *UBS Yournotes CONFIDENTIAL EFTA,B738I EFTA01278288 Important information about your statement U26 Froncial Services hc. (the Firma UBS FnsKias hex Iran you to leer than 60 dap after the Frm capacity. A ha copy of the poky *warp 6 avail ale nano a returns and may me keep pace with Servies), is a mentor of all pricipal steurhy, canreodity sent you the fht statement on which the error or won request. inflation. and optint puha-on. UBS Financial Senices ridIRS Problem appeared. • Moderato. Wigan to accept WOW rids to princoal and Bark USA an ...deice sttsidaries of UBS AG and - Donde yeti name a-4 axon number Of any) Nether theSIPC acculionnor the swpkernental tolerate sane vale% to seek hither returns. affiliates of WS Durkin LLC. The F inn's li-orkial — Descent the error or the transfer you are unsure protection appey ID: • Aggyessibt! Wiling to accept high risk to pancpal ani statement is /nibble upon request. The Firths neon. toad, an! retain ao <kerb as you can whyyou • Certain anemia assets controlled by (and exbokicl n high volatility to seek high texas over offices an at: believe a is anmix a way you need moo your mount oaks) but hike awayIran 185 Financial • imenteier2 fatherkey Consideration: I selected, a ifformalkek Services. For turtle certain (i) Moraine extorts. portion of the poi tholo for that account may OPP IA35 Fioncial *vies Ix. — Rothe the dal:remote of the suspected error. including nubble a-nuities. arid (ID does of mutual toroth serapes, linked liquidity and greater 1200 Hater Boulevard funds registered n the mane of the accord holder on Wethathen N.I 07096 The Finn or Card Muer wil investigate you tit/plant the books of the bauer or transfer art), and WA correct ary error porptly. For alleged errors • tenement romans ce iniesiment infenesIs loot, Stetunant inowaholdne Ths statement :WOW% the only official record of you inoking UBS Chsa•dent cad transaction if we lake linked pannthlips and pirate placements) to an We nuyconsoldate as related account statement with LeS Fruncol Services 'Mont. Ocher walk tiCePt mire than 10 business days to do this, we will credit not registered under the Seornes AO of 1933; the we* address in the urnt envelope. e g because olio ol lac Moments. contanng coriliang data shouki pas accum la the anoint you Ihnk sin tam, so that • Cornothits contracts (e.g, foreign exclutte and they have owners who also maintain nrit accord not be relied upon II youbedew there is an WV a you well have the use el the money dreg the ekes* it precazmetal contracts), including futures commas refationtrips wah other Ores X the same ackkess. omission. please report n irentaately in whip to the tan us to complete or Meg:nation. and commodity eolith Contract and you peter to mere indiolual statements mailed rt Branch Manager of the office wing you account. • Deposit becomes Incept calificates of deposit) at LBS rrinarrte ennkriet. you may Saline Inousthoklinn by Please make all checks payable to the Fina to Bark USA, UM AG U.S. branches and bans el the calling your Financial Advisor Although el lapies shown me ntended to be accurate, thinCJI nsteuten ideated on the ban of this FDIC bared Deposit Program. statement &lashould not be wed for tar purposes Rik statement In addition to reg4ar accuse lees mounts The SIPC protection and the implemental Protector' do Friendly meow% name soak on yovend la( forms, (i.e.Foram 1099. 5198, essay be abject to mantonance ten charges for bite not apply to those assets even el they *theorise appear The Friendly account name is a othernathle 'in:trunk' 1042S. etc ) when prepamg your tax return. The Pon is payment for securgin purchases and charges for urpaid on yCV statements. The WC protection rd the chosen by you to assist you whhyos roccedleepo3 mowed by low to report to he RS as tmable diadem's amouris n cash accounts. Accounts that are Ventured apple rental protection do not protect aganse changes has ro legal effect on your account is not intended to reportable nonthecable dividends and taxable interest to other institutions may be subject to a transfer fee. n the market vane of vas inwsbnents (whether as a reflect *ay strategy, prodxt reciremendaWn. caned on woke., held it you account, net proceeds mut of motet movement issuer bankruptcy a intsthnent objective or rte profile associated wrth your • n UM transactine. ad cog bask once:eta-mowed UBS Sweep Options relsmoist) meant and is not aplomb* or gamete that walk sect diet 1735 offers potion for %wept-encash balances to ban a any financial trolls can cie will be achieved. All depose arsons at non-affiliated banks and affiliated Dividend Reinverenwit Program (DRth) ineornents insight the risk of Ins, including the risk of Othwethications with Mathew banks admono maker maul lunch (Money Funds). The price reflected is an average pot You may obtain loss of the entie irreestment. You canMange your • Pleaserem-firm any coil careruncatiom n wait Deposit accords at MS Bark USA and nonaffiliated the actual peke Iron wor Financial Advisor. Onag whole Menai your' names throughOnline Services a by tofurther protect your rights. inclilko your nits barks partkipaing in the UBS FPC-rsurod Depotit than re purchased take DU, panial Woos wiltbe contacting you Fiuncial Mow utter the Seosities hxestor Protector Act Rink- Pogrom are FDIC-insured n acaniaxe rah SOK rules sold ard the cash wit be deposited in yOuf /Muni The • If the financial initiation on the top left of the front For more infarnation, please vise wwwfde.9)Y. Dep054 dividend rernestment ace anted by the Arnaud overview mar of this statement is not LES Fnaxiel Serwes,UBS mounts at LAS AG Stardted Branch aid shies of cater horn the market pr ice at Vfinh the partial share, • Veen or par arroontgorttofo. Net of assets and Financial Services caries year acca.nt as during Money Finds are not nosed by the FIX. we sold liabdaiei locker by arvangernent both the nekated incaution • Assers Includes available cash balances, clan for we Wowed you of this rffaborithb 'Mon you Bark deposits at not protected by WC. Money Find opened this accuse. Is this cast yem kends and shares are protected by SIK. See -1.859 nancol Sante, restricted mourn' fed), and Global Tina Deposits, Only whole ungs maybe held n you account. If you are inroand mats to market andCertain assets not held secures a* hated al 1.11S fnancol Servos and rot Atcnnt Protection- below. dialed to marls wit as result Glades:Send payment the itociliobroket and youmug make a mewl by the Fie. Don not loathe nsteel recutpeso a O.114Wne. the km we ether sell partial ma at at the end of the Woe and arrent atement penods, or of ay error or omission to both finis UPcn your repast, balances in the bark deposits may be maid price a accept an morn determined by • pow/ ilY00114.11; invested stock optiom and • AS descrbed n the account agreements, you must wandown, and shays of a Money Fred may be renegued Marina agency. and credit tar arcane kuolated and the proceeds retuned to you a your Cron sod options notifyusof amens or fraud irwohirg checks • tiara* Ircithes debit Waxes, outstared-rip margin reflected onyore statement within 30 days after a was securities account Inverlanent objectives loan. credit Inc short aware balances. mailed a male available. The inewnere objectives and risk profile av work to • Please died customer complains et Polies to the Funtw inkernation about available sweep options, • Casblrooneybalarxes Total ulineelled available each account and may way between you mecum cats balances, plus depose balances at affiliated and Finn's< lent Relations Deparement X 201.352-1699 taIrdeg cumin interest rates and yields, 6 available at Please advise the Finn prorroffe in wring of ay wwwwis conysweeprekt from your r mortal Advisor noesifiketed barks, and money market mutual Arid or tollfree at 800-354-9103, 8:00 A.M. lo 6 AO P.M. sinnkant change in your financial situation a sweep baboon. at the cbso of the stament period ET Monday throughFrolay, or in vintirg to UBS tt ty ealIng 800 7621000. invesirrem obactives. Fee each account held. You Nun.' Stokes bc, Client Relations Depthment, Nonconmod4 free malt balances in you arrant at choose one al the (Wang imestment objectives: not secyegna Iran other balances and the Fiemay P.O. Box 766 Union C ey, NI 07067. UBS Financial Services account protection • Raba Curenelneoffit enellnlenis Wei) the the Finn is a member of the Startles twestor Protection use not these funk it the ordinay cotau of its • All se senores shall be deemed caviare and acorn genital:en of intone wk. banns. These hot sr• payable won your demand. it not objected to in %Wary within 60 days. Corporation (MPC), which protects securities CLIStCenfiS • Atha., Capital Appreciate.= kerestrneMs Peking of Es members w to MORD) (milling 1256000 for Mrs total is Oilled in the omen perked <losing wait • For TTY Stines. Call 844412.0986 or from outside growth of mixt* rather than the generation of the US.: Cal 201.352.1495 dains for cash). folanatay brochure wadable upon 'come. Lending information • hose of orlon or questions about anelectronic ✓etheg a al mew shot org. The SIPC asset protection lints anvil/ to all accounts that you hold in a wolf • e.06.00 Combnason ofIncome and °peal For Wiled Alarnaloon on theem's letxfrg practices filch transfer (Ent ta payment a LES Vat debit Appreciation: Investments seeking both the generation and Subsumes. refer to you Cahn Rebates/9 cad kansactions, call B30.762-1000. or write to UBS capaty. The Finn, together with eutan affiliates. has to of ion* wd growth of Diktat Agreement Cr Moore Airetenent and the General Inancial Strikes ex., 1000 Harbor Sled, 6th floor, Teems and Conditions. UBS Statement of Credit Radices Wethantran De 07086, Mtn RMAI6A Smirk earehned uppbmeMal instrana. The rindrradn prove payable to all eligble tants. collective* under Orval risk profile; mega:* nagreements andDiatom's Cal or write as soon as you can, if you hit this this protedion is 1600 million as of December 10, 2016. • Consenethie. Seeks to Maintain vital prixgoal, with Xssw oh, enwisnnoordisnonron Subject to the polky tandabee and Sacev rash at low final! roil Key to the accord overall, nu if statement a recite is bong a if you need mot thePim it fret ee protected for up to 11.9 mach in the that means the account does not generate significant enormatko about a twofer on the statement or recent The tint a Cad bus (as Clotothle) must a99regate for all your accuses held in a paetkular SDNY_GM_00026762 CONFIDENTIAL EFTA_00137382 EFTA01278289 Important information about your statement (Continued) Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaffhoed bads n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit wing any balance de on them. Any securities and continued income are not guaranteed toseerxes tranderred to the Frrn ding the stoommt period are • Private investment. and structured rag products. - Connoted ornwl name zed current yield for l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages • Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades, secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be on information <Maned from sources other than t Commission or tondo. any state securities laws. We than the esteniked amowts prodded to )our proudly on request. ernr ial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr In or that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/ guarantee the aCOSaCy or valday c any OMemotion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security. In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity. updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services, Certain were not evouted by the seamen date, open buy and activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets ar e not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena; please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer othenvise. Mecums transferred to the Fins may if cob we suppled to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel reflect a c Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders. tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not (demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy • Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplementalDK coverage. To Aeon a copy of as current Client Privacy Notice, minuted unmated gonsflosses are colculned for the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt. -rt.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne« charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums andcr products ihroacji alarigernirritS with affiliated banks averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and amity Products issued by u-dffhad • Callable securities Bonds and preferred stock that that a maternal event has waned dna my calla the snort of sales tyll3S of a particular mutual thitl.porty no:oncecompanies through instance the 6Yier cab for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEES Financial Sewn Inc niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular Mutual fund lernals therm held at the — entstmere, inswance, and annuity pred-icts. :Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource leans may pot which me aff ect peld. complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc. • Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the LeS Visa obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with behave told elabie, kW we dons gaunter this - DPP Ind unfilled RErt sorties are not listed co a with the sate a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and - We generally use the cbsing price when available or acted ani even if they can be sold the price as afIhate receive revenue during corrpensaton registered senate nudes are of their respective tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance wctikes cowponies or sprout of the nit nvestment trusts IRS Financial Services Inc Rev. 701810 - Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming ▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as wit show as 'once was not available awe are the extent that restricted vonies are eloble for salt hider; for technology development training and triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education. - Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance rate as of the stammere date. «meanie; Mere waits we chtuttne SDNY_GM_OOO26763 CONFIDENTIAL EFTA 0[)137383 EFTA01278290 U8S Filancial Services Inc Retirement Account UBS Private Wealth Management 299 Park Avenue 26th Floor UBS Strategic Advisor New York 1W 10171-0002 March 2019 GHISLAIAE MAXWELL IRA Account name: GHISIANE MAXWELL IRA Friendly account name: Incite: IRA Account type: Individual Retirement Account Account numbe. Your Finandai Advisor: 5C.L.. : I STACK MANLYLE CASRIEL Phon Questions about your statement? Value of your account Call your Financial Advisor or the on February 28 (1) on March 29(4) AMA Resouiteline at 800-RMA- 1000, Your assets 58,378 57 58,824.95 Your liabilities 0.00 0.00 1Rsit our website: Value of your account 358,378.57 $58,824.95 www.ubscom/financizaservices Items for your attention Help protect yourself from fraud and review bank, credit ord, and brokerage Souroes of your account growth statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Tracking the value of your account during 3019 Value of your account S Thousands at year end 2018 558,125.23 Net deposits and 570 57.0 572 57.7 W.1 581 San withdrawals -5107.49 • • • Ian • • Your iwestment return; MO:lendand interest income 1405.60 Chance in market value 1401.61 Value of your wean De< 2014 on Mar 29, 2019 9541/24,95 Oe< 2015 Oec 2016 Dec 2017 Oec 2018 Feb 2019 mai 2019 SONY GM 00026764 Member SIPC Pap 1 of 8 CONFIDENTIAL EFTA_00137384 EFTA01278291 SUBS UBS Strategic Advisor March 2019 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number. I i IR tirement Account Your Knoncial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 29 ($) your account A Cash and money balances 1,197.99 2.04% , Cash and money balances may include Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 0.00% account. UBS FOC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important in formation D Fixed income 57,626.96 97.96% about slur statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F Commodit ies 0.00 000% Total assets 558,824.95 100.00% D Value of your account 558,824.95 Eye on the markets Percentage change Index March 2019 Year to date SW 500 1.94% 13.65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94% Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% 0002676tBe 2 of 8 CONFIDENTIAL EFTA_R0 37385 EFTA01278292 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pi nandal Advisor: UBS March 2019 Friendly account narrie:Indiv IRA Account type: Account number. Indis,dual Retirement Account SCOTT STACK MANIYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported telcw °Write products for which gam and losses are not classified. March 2019 (3, Year to date (S) Realized gains and losses Unrealized Opening account value $58,378.57 $58,125.23 March 2019(4) year to date (1) gains and lasses (I) With&awals and fees, including investments transferred Shod term 0.00 0.00 12.38 cut 0.00 -107.49 Long terrn 0.00 0.00 -538 71 Dividend and interest income 136.53 405.60 Total $0.00 $0.00 -$526.33 Change in market value 309.85 401.61 Closing account value $58,824.95 658,824.35 Cash activity summary See Account activity the month for desalt. Balances In your Sweep Options are indudedin the opening and Dividend and interest income earned closing Mantes value. FDIC insurance *piles to deposits at UBS Bank LISA and an tanks participating in the UBS FDIC Insured Deposit Regan does not /poly to deposits at UBS AG. stariord parch. UPC protection applies to money market sweep fold hddings but nal bank deposits. Q important inSormation For purposes of leis statement, tematlIty of Interest and cfniclend Income has been determined Iran a US about your Statement on the last two pages cf this document for Petals tar repotting perspective. Based upon the residence of the account holder, account hp*, or product type. some Impress ancyor decent, payments may not be subject to United States (UA ardor Puerto Rico (PR) March 2019 IS) Year to date (S) income faces The dent monthly Patemem is not intended to be used and tempt be reked upon for tat purposes. Clients should refer to the aoplictie lax reporting forms they recent from UBS annuals,, such as Opening balances $1,197.71 $1,304.58 the Fonts 1099 and the FOrrnt 480. fee tat rePOIMA information It iS the practice 01 UBS to file the applicaue tar reporting forms vAth the US Mterni Revenue SeMce and PR Treasury Department and in Additions such town accurately daso fy clhdends ardor interest as lac exerrpt or tastable interne. Please consult yeur Dividend and interest income 136 53 indscdual tax vedette. 405.60 Total additions $136.53 $405.60 March 2019 (1) Year to date (S) Subtractions Dividends 136.25 307.67 Professional management fees and Interest 0.28 0.65 related services 0.00 -107.49 Total current year $136.53 $308.32 Funds withdrawn for investments bought -136 25 -404.70 Prior year adjustment 0.00 97.28 Total subtractions -$136.25 -$512.19 Total dividend & interest $136.53 $405.60 Net cash flow $0.28 -$106.59 Closing balances $1,197.99 $1,197.99 SDNY GM 00026766 Page 3 of 8 CONFIDENTIAL EFTA_00137386 EFTA01278293 Account name: GHISLAINE MAXWELL IRA *UBS UBS Strategic Advisor March 2019 friendly account name:Indiv IRA Account type: Indivrlial Retirement Account Your financial Advisor SCOTT STACK MANLYLE CASRIEL Account number UBS Bank USA Deposit Account APY Retirement services information interest Period Feb 7 - Mar 6 Beneficiaries you've named for this account Opening UBS Bank USA Deposit balance Feb 7 $1,197.71 The beneficiaries listed betow reflect the information in our records as of the end of this statement period. if this information is not correct, a you wish to change you beneficiaries, Closing UBS Bank USA Deposit balance Mar 6 $1,197.99 please contact your financial Advisor Beneficiary changes are not effective unless you give Number of days in interest period 28 them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Average daily balance $1,197.71 Percentage Beneficiary Contingent beneficiaries Interest earned $0.28 100.00%1 Annual percentage yield earned 0 31% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration • None srkvted Your account instructions • 1)85 Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Y_GM_000267t9ge 4 cif "!' CONFIDENTIAL EFTA_00137387 EFTA01278294 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Mnandd Advisor: *UBS March 2019 Friendly account name:Indiv IRA Account type: Account number. Indrudual Retirement Account SCOTT STACKMANLYLE CASRIEL Your assets Some prices, meanie and current vaues shown may be EpprOxirrVaie. Asa resat. gam dntllosses may not be accurately reflected. See Aportant inforenabon about your statement a the end of ths dxurnem fOr more information. Cash Cash and money balances Cash and morey balances may include avalaile cash balances, UBS Rank USA depost account balances. UBS Bank USA and al UM FDIC insured Progan Bank deposit accoumtdances are insured by the FDIC within UBS FDIC insured Progarn Sank Balances, UBS AG Stamford Stanch deposit account barna., and crafty appricatae Isms, but ale not protected by 9PC. U8S AG Stanford Blanc hdepout account balances are not insured market mutual fund sweep balances. by MC and are not protected by 51K. Money market sweep balances are protected by SIPC but est rot insured by the FDIC See the Important information tout your statement at the end of this document for details about those balances 0penng Oriente closing Wax! Prim per share Average Dial:fend Interest Days n mcldng on Met t (I) on Mar 29 (S) on Mar 29 (I) rate period period Cep amount (I) U8S BANK USA DEP ACCT 1,19771 1,197.99 250,000.00 Fixed income mutual funds Total converted is the Iola of al reinvested chedends 8 does rot include any cash dvidends. it is not a Unneafre4 (tar) gain or las is the dfference between the current value arid the cost basis and would tar lot for the purposes Of delerminng hdding periods or Cost Oasis. The shares y0u receive each time you generally be )our tactile gam or loci If the security was sold on this dale The unreaded Pad gain cr loss may reinvest dvdenCt become a separate tax ICI. need to be Ousted for return of cocoa payments in order TO determine the (rallied grin or loss for tax reporting pupates. Cost basis a the tom purchase cost of the security. Indudng reinvesteddvdandc The cost basis may need to be a:lusted for return d capital payments in order to &terrine the adustedcost bash for tar InveStment return is the current value mnus the amount you invested tddes not Indult shares that se not retorting purposes. reflected on pur statement, indxf ng StialeS that nadt been readed as either a gain or a loss. It also 03t5 not include cash dudends that were not reinvested Purr hr.o pricer Number Average price Client Cost Price per shag Vellye on unrealized Ra) Investment HCaacop Haring of shares per Share (S) rnvestrnent (I) basis (I) on Mar29 (I) Mar29 ft: oain or loss (S) return (5) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol:. DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.530 17,830.67 -169.33 LT Total reinvested 123.104 10.511 1294.01 10.530 12%.28 127 EAI: 4708 Current yield 3 70% Security total 1,816.425 10.622 18,000.00 19294.01 19,126.95 -167.06 1,126.95 IP MORGAN SHORT DURATION BOND FUND CLASS i coon/sued next page SDNY GM 00026768 Page S of 8 CONFIDENTIAL EFTA_00137388 EFTA01278295 UBS UBS Strategic Advisor March 2019 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Your 6 sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Account type: I i IR 'rernent Account Account number: Your assets . Fixed income . Mutual funds (columned) Purchase puce' Number Average price Client Cost Price per shoe Value en unrealized Gal imestment Hddng Hddng of shires per share (S) innstmmt (S) bask (SI crt Mar 29 (I) Ma 29 (I) gain orlon (I) return (I) period Symbol: HLLVX Total reinvested 1,837.579 10.985 20,186.71 10.800 19,845.85 -340.86 19.84685 EAt $377 Current yield 1.90% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.050 17,982.10 -17.90 LT Total reinvested 66.872 10.057 672.57 10.050 672.06 -0.51 MI: 4442 Current yield 2.37% Security total 1,856.136 10.060 18,000.00 18,672.57 18,654.16 •18.41 654.16 Total $36,000.00 $50,15329 $57,626.96 4526.33 621.626.96 Total estimated annual income: $1,527 Your total assets Percentage cif Cost enmated Unrealized Value on Mat 29 (SI your account ow.: (I) annual income (SI con or loss (S) Cash Cash and money balances 1,197.99 2.04% 1,197.99 Fixed income Mutual funds 57,626.96 97.96% 58,153.29 1,527.00 -526.33 Total $58,824.95 100.00% $59,351.28 $1,527.00 4526.33 Account activity this month Date Atliwity Description Amount If) Dividend rand interest income Pvgfends Mar I Dvdend DOUBLE UNE TOTAL RETURN RAD INS11. AS OF 0212819 57.67 SYMBOL DeLTX Mar I Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 02/28/19 39.6d SYMBOL PSDYX Mar 28 Dividend 1P MORGAN SI4DRT DURATION 80ND FUND CLASS I 38.94 SYMBOL: HLLVX Total dividends 6136.25 .1_000287,1160 6 of 8 CONFIDENTIAL EFIA_00137389 EFTA01278296 UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pi nandal Advisor: (SUBS March 2019 Friendly account narrte:Indiv IRA Account type: Account number. Indirndual Retirement Account SCOTT STACK MANILYLE CASRIEL Account activity this month (continued) Date A(tiuty Description Anoint IS) Dividend and interestinoome (continued) Interest LCu 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 03/0919 0.28 Total interest $0.28 Total dividend and interest income $136.53 Investment transacdons Pot mare informaion about the pricer value shown for restricted securities, see Important information 'boot yOur statement at the end of this document. Proceeds from Funds inwstment withdrawn fa Accrued Date Actnny Desceptoon Quantity value (S) Pnce (i) transactions (5) inwsImentsbcognt (5) interest (S) Mar 1 Reinvestment COUPLE LINE TOTAL RETURN FUND INSTL 5.535 -57 67 DIVIDEND REINVESTED AT 10.42 NAV ON 02128r19 AS OF 02/28/19 SYMBOL: DBLTX Mar 1 Reinvestment PUTNAM SHORT DLRATION INCOME FUND Y 3 .94 4 -39 64 DIVIDEND REINVESTED AT 10.05 NAV ON 02128119 AS OF 02/2&19 SYMBOL: PSDYX Mar 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND 3.606 -38.94 CLASS ! DIVIDEND REINVESTED AT 10.80 NAV ON 03/27,19 SYMBOL; HLLVX Total .$13625 Date Activity OttarptiOn Amount (5) Money balance activities fob 28 Balance fanned 51,197.71 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 03/06f 19 0.28 Mar 29 Closing UPS Bank USA Deposit Account $1.197.99 The UBS Sam USA Depost Account is your primary sweep colon *Ill" GM 00026770 Page 7 of 8 CONFIDENTIAL EFTA 00137390 EFTA01278297 *UP'S Your notes CNP700010006517530NP7000302199 00130t 0319 030575004 0123697550 101461,wGm00026711ige S of 8 End of statement for account number Y1 23697 SO CONFIDENTIAL EFTA_00137391 EFTA01278298 Important information about your statement LES frunaal Services (lc (the Firma UBS Ft rad hay Innyouno law than 60 din deer the in capacity. AM copy of the poky wading es available non or reams and may not keep pace with Stroked k a mentor of all principal oteurby, commodity sent you the fist st element on which the war or uPOn request. inflation. and optiancreha-ges. UBS Financial Seinen and UBS acblom append. • Moderato. Wag to Wept Wme rid: to princtial and Bank USA re ndrect sitsidaries of 1.13S AG and - Donde yew name ad amain number Of any) (leder the SIPC Prtgedionnor the stvpiemeraal tolerate sane vanityto seek hijwr returns affiliates of LOS Seciukin LLC. The Filet's fierked - Desorbe the error or tie natter you are tnure prOteCten3/Xli t to: • aggresses: Willing to accept high risk to princpal ad statement is availlhlt upon request the Firm's exeunt about, at uplain as clearly as you can rotor° • Cent financial assets controlled by (rid naiad rt hgn vOlablity to seek Pagftreeurns on brae. office; are at blew it is an error a Wow you need move your account vela) bat tad awayIran UBS Rancid • Inwitmer2 f friary Consideratim: a snoted a informaticen Services. For @scale certain (i) insurance potets. portion of the poi ffolio fa that account may notate IRS retread Services tat. - Prot% the does amount of the suspected era. including eta* antes. and (10 shres of mAual corny strains, tinted liquidity and greater 1200 Hata Boulevard funds registered n the mane of the accord holder on nattily. Weehawken, NI 07086 The Finn or Cad bsuer will instigate you amnia the books of the issue or transfer agent), and MI correct ay *IMF parody. For alleged errors • Mittman (craws or Matommt Mesons fag, Statement ehouseholdifff This Statement represents the only official record of you irnohna UB5 Voaodebit cad tranaci rf we rake tinted CiartnenlipS and private Placentas> Ihnol are We mayconsolidate as rotated account statements with • ES Franca& Services accatt. Oita recoils, arra mire than 10 barns days to do this, we will credit not registered under the Securities 40 of 1933; the sane address in the same envel:pe. e 9. because Oka to cbciments. antanng coreliarg data should you account la the amount you think 6 in Wel, so that • Cannoditits contracts (e.g., foreign ...charge and they have owners who Mt mantas. join account rot be relied upon II you bedew there ban ma or you vet have the use of the money dung the tint it pones metal contracts), ending f outs commas relationats vet other Otero at the sane atter. If omission please report n andately in wind to the tam to to complete or inestigetion. and commodity option canon; and you pole to mew individual statements mailed ro Branch Manager of the office snip you anent • Deposit amines Inapt tendbates of &posh) at LEG triwrge envelopes. you may decline Itrotholdow by Please make all checks payable to the Fern Of the Bat USA, IBS AG U.S. brioches and bras h the OWN your Financial Advisor Although aligns shown re intended to be accurate, Inmost nsteuticn indicated on Ine Had of this FDIC Mired Depoit Program. statement data shOund not be used for to pie-poses Rey statement In addition to minis accost lees aceouffs The SIPC protection and the iadrilemtolal protection do Friendly moor name Jokey on yeer.md ear tams. (i.e form 1099.5196. may be object to mannarce feas charges fix tate not apply to these assets tenif they otherwise appear The Friendly eactint rune is a orwinatle initurne 10425. etc 3whenpretend your tat return. The Finn payment fa secures purchases and chasm ter urpaid on yOta Slaterninti. The StC protection and the chosen by Su l° assist you wityar recordleepro rosured by taw toreport to he *5 a text'. &ideals, amxrts n cash acconnts. Accounts that are Pardoned enkenental protection da not protect against changes has no legal effect on your account is not Mended to reportable navtaxable dividends and taxable interest to other inSteulCen my be subject to a transfer fee. in the market vela of yea imestments (whether as a reflect any strategy. prodxl recces-minden:a caned on wanks held n your account, net proceeds rend of motet movement issuer brineuptcy interment objective or risk probe associated wet, your on sale transactions. and cost basis on Wan cowed UBS Sweep Options ethane) accanls and is not almond or guarantee that weak steadies. Le inn options for emeprtmash balaxes to bat a any financial resides can or will be achieved. All deposit accosts at non-/Milted banks and affiliated Dividend Reinvestment Program (DRIP) invents insane the risk of lass, indudieg the risk of Canwittcatiens with the Nem banks and money motet nasal lunCh (Money Funds). Roma reflected is an average once You may obtan loss of the mike irmarrent You canchange your • Pleasereawaken any coal carerunkatren in istdirg Deposit accounts at LIES Sark USA and nonaffiliated the act al price Irons you Financial Advisor. Oney whole Fria* nose names through Online Services a by tofurther VOW yourights, ett‘409ratettl barks pankbaing n the UBS FPConsurod Deposit than re purchased utter DU, porta teas wiltbe contacted your F nrwalMine. under the Securit ies Mesta ProtectionAct (WA). Program are fincnsured n accordance wet. FOK rules sold tel the cash wit be deposited in yOur &Muni Dv • If the finatiel institution on the top lest of the front For moo idomation, please visit WWWWK.9”. Depose dividend renveSInKcit ace serOlied b4lne issuer may ACOOtelt overview of this %tenter., is nit U3S f naked Stank UM KcountS at 185 AG Striae Branch and than of offer Item the market pr ice at Math path* Shire, • Vatic of pa acounthortiolio. Net of assets and financial Scans caries par secant as clearing MoneyFula are not Bond by the FDIC. ire sold hankies broker by antenna won the nckated institution • Ann Includes avatable cash balances. van for we Watered you of the relalonshia 'Olen you Bark deposits ire not protected by WC. Money Ftrd Cadvirslieu opened this account. h the nest yea funds aid shoves are ovulated by SIK. See "UPS f nen:4.315.mm restricted security ). and Global Time Deposits, Only whole urn may be held es yar accord. If you are wreaked mans to market and <wean assets nor held Sect-T.46 at located a LIS financial Saws and not Account Nototinni brow. elided to a panul sob as/result of a dividend payment the ittring broker. ad youmat make a report by the Fim. Does not Mb* monad securdenlassels a otheivise. the Fin veil other sell partial trios at at the end of the prior rd arrant statement penods, or of any error or =inn to both fiats. Llan*or request, balances in the bare depositsmg be mend pia or accept an irnarn determined by a private investrileelk nested stook options and • Asdescrbed in the account agreements, you mist withdrawn. and shares of a Morey fuel maybe registered clearing agency, at:credit your accost danceable send options readyusof any noes or fraud invoking checks kuittect aced the proceeds retuned to you or farm soon • LinTities Ircledes debt balances, astound:es margin reflected en your 'Bataan within 30 days after t was Investment objetivos lots. credit fine, short account balances. mina made available. The rwestmere objectivn and risk profile as 'podia to • Please diva customer complains or irolies to the Furter inicanatit about addable sweep options, • Cash/money &awes. Taal of unnested available each account and may wrybetween you tams. on balances, plus depose balances at affiliated and Fiat s< bent Relations Department a 201.3521699 extedngninny interest rates and yields. 6 available at Please advise the Finn parrotle in mini of any wrearsencordsweeprods. trom year Financial Advisor naesif dated banks, indexing market mutual lead or toll-free at 800.3549103, 8:00 A.M. to 6 AO PAL scrafKalt change in your financial Ubaldo a swoop balance& at the cbse of ihe statement period ET Monday enoughFrilay. or in wring to UES a by <Peng 900 762, 1000 nwairent obactives. Foe each account belt you Financial Saxes Ix., Client Relations Depertment, Nonicorrmedity free molt balances inst., accord are Moose cat ol the It000ng imestment objectives: not sayegrad from other balances and the fort may P.O. Box 766 UnonCdy, NI 07087. UBS Financial Services meant protection • Powtm Curemancome. Investments sett, the The Finn is a member of the Securities Mesta Protection use any of these fuels tithe omdnay cane of as • All sideman shall be deemed corvine and nett gentralit of income cot. boners. These funds repayable icon your demand. it not objected to in ming within 60 days. Corporation1RK), wtich protects searities customers • Achiom Capital AppnIciaeorc kwestrnents Peeking of Is marten cc to 150:000 (nckdirg 1250.000 for TO total is Yielded in the caned porkod dosing vatso • far TTY stories. Call 844612.0996 OF from *Ain growth of reined* rater than the generatan of the US.: Cal 201.352.1.35 claim for cad,). Enplanatay Mahn nab* upon income. tenting inlomiation • blase of orlon or question about an electronic mon a al sewn,. AFC org. The SIPC asset protection Enos apply to all accounts that you hold n a panoabo • Peo&.re Combinason of tome and Copia For deeded Mormation on the treys lendrg placives furls transfer (ESTL bar payment or LES Vet debit Apple<Cahn: Investments seeking both the watt aid &dawns. relit to you Chins Retaken* cad transactions, call $30.762-1004 or wile to UBS capes to The Finn, together with eaten affiliates. has the of income art growth of principal. Agennem or skean Arawnent and the General Financial Sauces Ix., 1000 Barba Blvd, 6th floor, Terms and Conditions LOS Statement of Credit Practices Weehanim ta 07086, Mtn FcMalWA Serval. taraused suppkmental karma. The maneurn amart payable to all 00kdents. collectively under Orval risk swoRla available nAgreeMent$ aFtripk.rbfore; this protection is 1600 million as of Deanter 10, 2016. • COn5e/vitht. Sete, to noun nail prixtel, with Cala mite as soon as you can, if sou thine nois low risk rd volts Key to the account overall, even if statement or recite is nag or d you need more Subart to the policy canin arid bnialan on at the Finn is linnet protected la up to 11.9 mike% in the that means the account does not connate significant Mormatkn tout a tenser on the slatemmt or react The fin. or Card bun Las allfficable) must aggregatefor ag your accounts held in a partkular SDNY_GM_00026772 CONFIDENTIAL EFTA_00137392 EFTA01278299 Important inform atimi about your statement (Continued) Your assets - For (elan securroes tram in non-twittery • Est. (estimated) Atone current yields and rates. - We recent ONIcentsICII Iran CBS Bak USA, 185 Your statement tomes and other assets held denomnatons, pace ad queerly (face war) may An en owe of anual rccord is bated On ctrient AG SurrOord Branch andronothlred bares n the assort at the end of the Statement period You have been adjusted to facilitate proper satins chided and Mont fain assuning the securities will *routs our cash sweep FrOin 1b 4 may ask for dekvery of fully Pad securities al any lire. TO obtain crow quotations. when availabSe, contact be held for one yea from statement date or until 07nPqnSitiOn may be per rcort fee or You may receive acuities teed as ban collateral alter yds Fr-real AdneCe. maturity. T is estinate is calf a au:Seine, accuracy may be a percentage of aienge day deposit paing any balance die on them. Arty securities and continued norm are not guaranteed balances tramlerred to the urns eking the statement pored are • Private investments and structured products. - Estrruted run name a-d evert gold for Icted at makes value as of the end of the statowoo ?Mato mestment WWI*, (CK ising drat °Min types of securities could ock•de a return of Activity period PanCiPaliMPeOlyam and teat estate inentment trust preceal or captal gains n which case the eel thformation opting commissions and other charges • Con basis. ei detennoing the cost basis of the securities) and strut teed projects are generally h4* income (rd current welo) would be overstated. insured n correction with the exec ton of tradeS, seosnes inskided n this stateMent where indicated /gad. Chan struck/ad products have not been - Estrmled annual name and anent yield and the indaSng option transactions has bet-n*10.4.d on with the nunter "I,' SS Fannie, Seek*. other An relied registered with the Securities and &charge "CUM income and yield moot be law oe hcber cone:mations preeousbrfurnolned to oat and well be co information obtained from sources UBS Commssen or ardor any state securities laws. We than thentenited amuses provided to )W morally on recent. Financial Streets. •-cluding itarnatico from anothee wore esarnated values for private returnee - An estivate of rouatied income (dividend axicr lint or lhal you may have;evaded to nsur Finarcial noshes and structured products for ntormal coal interest) divded by the current market Short soling Apaisce. the Non does not independe ly verdy a purposes illy Actuary is not guaranteed value'avetage balance e based co the last divdend II you are engaged n shot selling a security, youmay guarantee the rosary or vakley c any Mansion - These values may differ obstani bay tom peen a a rawest payment made by the issuer and incur a char doe to certainorrowing costs for than Vended by sources other than U35 Charnel Sersen sly. at which a any" Au.. d SeCunly Assumes the sourkiesrdeposts will bo hell foe one pan Cute-security. In Edition although 026 Fnincial Sendai ginealV structured prOctad may be Wart or sold and do year tom the statement date or until maturity. updates the eacematiri as t is record, the km not rceessrar represent the 'aloe you may recent. Accuracy and costoued yen re not guaranteed. Open orders dos not provide any assurances that the oformaticri spoil liquidate:ft Regaidrg open or geodliscanceled* aders that inlet "Cost base and Unvoiced got/ loss' is - third psty estivate, of value re set a <ruin • Meets net held by UBS Financial Services. Cattail were riot irercuod by the statement date, open buy and accurate as it the date of this statement. As such. date ad are suppled to UBS Financial Services in a assets are not held by theta", and no seethe, the set stop ceders re roared by the atoms* of elndonct: please do not rely co this olareation to make regular base by an rdeperdert valuation I rm. Fimrs possession or control. These assets re Or ng615 r an ex-diarlerds a or-esti% date unless purchase or sale decisionk far tap:poses a - Roar, general partner a sponsor estmated wars, depleyed r roe statement for ntormational nanxted otherwise by you. You are resin-rater for otherwise. Accounts Ca-Mewed to the Fir I1W any, we sated to the Fir by the issuer, purposes only. Positions and vain presented re cafes that me executed die to yow lalwe to camel reflect grans HemetWs only For Ow period of genteel partner or sponsor aid may be calculated provided by the asking (em UBS Financial Sow.% is "ing open =Ion. tiro they are had at the fern More historical based on deferent infamaten from tot used by not responsble for this inks-maim and does not reconatica can be added by your Franck:I Advisor. tad parties to drive thee estmated values. guarantee as accuracy These assets are not protected Privacy • Unrealized gain/lessee. Viten eracal sailabk, - You can dour, additional Mingo regardng by SlIC or thefirm's supplemental 51K coverage. To titan a copy of as current Client Privacy temptedLi-realized gensflosses are for the methodology used to determine the ellifeet of Pkas<Cal•Ct KV Francis' Advisor or vet as relate isdvidja socsrey lots the transaction data for value rd the dale of the ilkelnitiCil that is the • Revenue during and adcitional compensation. ai www nib. noneryrionot. ncividual lots may or may not reflect commissions. basis la the estimate by contactag year Financial - h additen to carimission on sale and 12b-1 lees - 1.85 Financial Services is rot a bark. The RMA, Business chug.. andfce security reap-melon emits. Advisor. received in connection with the distrbutcn of mutual Services Account BSA and IRMA re brokerage Decked and other renvestment lots and systematic - thee patty estmated vales may be reflected as lases to our dents we rector Oct Afire receive accounts welch provide access tobarking sown and order lots am etch combi5ed to display re 'Not toted' in several Must:cm: Mien an revert* iheng payments from dotrtuton extra products throats atengoments with affiliated banks award lot the 'Track dote' colmnresents the Odepeedert valuat ices fern has not Suppled or is advisees of the missal funds that we soli Paw aid mho thickparty bags, and preidn access to age-4 transacoon trade dale. triable to ft a value. when we broke aware amounts are based on two different vorrpoontsr CC issuance and arc* Products issued by u -affdosed • Callable securities Bonds aid velereed stock that eat a material event has mowed this m?,r calla the an,,,c of sales by Ub5 of a pa ocular mutual tia.party norance companies through insurance the issuer cats la early rederepton Pail be selected seewocnti reported value no canton, a when a find fanny to our <lents; and 60 the asset oaks of a agency obsidares of LIRS Financial Sewn Inc mortally by lot from among al tearteas of that wk.* would be highly speculate due to the neon particular mutual ferd lanais shaves held at the — rontmert, nsursok and snaky products issue held is Our none or is nominee name Ice OS ce the warty f.m — Not FDIC esured • No bank gunner May lose vela clitedt Call lean, elf0mVII:n is obtained from third - Man neither an issue(, general pater oe sponsor - We and our affiliate also receive rw1nrdnq and — tMA Resouce IA a:warrant Account Busyness Panes and es accuracy is not guaraMied. Other call estimled value lye a the( pay estimated vat* is an bus processing fees in considealort fa transfer Seniors Account BSA, IRMA and oterationil Resource leaves may easel which wad affect pen corvette proMed, the value of the security will be deferent agent senors that we provide to he nxtualInds. Management Account are registered service marks of infomaion will be provided upon request from is puts* price. These fees generally re pad from investor assets UPI F.111110alSences kx • Price/value Pees displayed for securities and other - •Dierbut CM to dale' may Ilia RAM of the mutual fund and are a feed dolly arrant based — VISA is a registered tocktrurk owned by %Ma projects may be higheror beerthan the price that capita, name or both. an the norrber of amounts at the broker-dealer Menai:nal Service Associnico and used wide( you would actually Prase in the market. Prkes - 'Orgral Wit size' represents the veal offering holdrg moral funds ol that find fanity kern.. The 1.65 Vea code cads rd the 1.035 Visa <Wined from vscus tied party sources whch we post Per Vnft and may riot reflect rho COO bass. - h addition to CO111161/3n$ received in connection debt cads are :mad by 185 Bank USA with below to be elabe. tut we do not garnet thee - DPP and Waned RUT peonies re mat listed on a with the fa or deubuton of equity <c tracts and permission from vise U S. A Incorporated All Odle accuracy rational secure:es irechange, and re generally Wit nvestment least was to ow dents, we ardor trademarks. registered trademarks, stoke mats and - We generally use the cbseng price echo available or :hod /Meson A they. can be sold the price as aft hate receive reverse sharing corrpensaton registered service narks ye of their respective he mean of the bid and ask prices la listed record may be less tan the per Pure estimated from matt/ of the neurone< companies unckewrtieg COrripEneS securiws and options a only bid prices to OTC value wended n the account statement. the roily contracts, affiliates of the Nuisance washes corpthes or sponsors of the unit nvestment nests UIS Femm.d Services Inc. Rev. 701810 - Lett actively traded securian maybe priced twig a • Retwitted securities. Res-tricted securities pence* we &oboe valualcn model or the most recent Free we re not onertly isligble for public sale. UM Financial — In addoth to connessions received from the obtained rd may not reflect an actual market price Services uses the makes once of the urreancled stock purchase and sale of kleoolsares tint, we andor as a sake. of the same issuer as an imputed value for the elf date receive an asset-based retool), sharing - Cenah positions may so w Shoo a price end restricted stock lee purposes of the, stereanne only. To Poyment fromNenShres 6strbocet as well as wit show as 'price wa not available' we so M extent that restricted nannies are ragtag for sale funeng for technology development, training and triable to obtan aside for a SE.Offly. he value received may be stbstantially less to the education. - Deposes ce secpoties denominated n carer es awed value shown. - Our athletes also receive tradng cormithcos and other than S. dollies at reflected at the exchange other terror:salco from mutual funds ad entrance rate as of the statement date. companies whose r.(021.tlt we dirytene SDNY_GM_00026773 CONFIDENTIAL EFTA_00I 37393 EFTA01278300 1.185 Fnancial Services tic Retirement Account Private wealth Management UBS 299 Park Avenue 26th Floor UBS Strategic Advisor New York NY 10171.0002 April 2019 GHISLAINE MAXWELL Account name: GHISIANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number. Your Knendal Advisor. SCOTT STACKMAN/LYLE CASWEL Phon Questions about your statement? Value of your account Call your Financial Advisor or the on March 29 Is) on April 30 (1) RMA Resotoceline at 800-RMA-1000, Your assets 58,824.95 58,826.73 Your liabilities 0.00 0.00 1Asit our website: Value of your account 558,824.95 558,826.73 www.ubs.comtfinanciaeseneices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from swvw.annuakreditreport.com. Tracking the value of your account dudag 2019 VA* of your account S Thousands at year end 2018 $58,125.23 Net deposits and 570 57.0 572 57.7 93.1 588 582 withdrawals -1217.48 • • • • s • 9 Your nvestment return Disidend and interest income $553.39 Change in market vSue $365.59 Value of your mooted Dec 2014 on Apr 30, 2019 asae2en OK 2015 Ott 2016 Ott 2017 DK 2018 Mar 2019 Apr 2019 SDNY GM 00026774 Member SIPC Page 1 of 8 CONFI6LIN UAL EFTA_00137394 EFTA01278301 Account name: GHISLAINE MAXWELL IRA UBS UBS Strategic Advisor April 2019 Friendly account nome:Indiv IRA Account type: Individual Retirement Account Your Anomie' Advisor. SCOTT STACK MastLYLE CASR1EL Account number. Your account balance sheet Summary of your assets Value on Percentage of April 30 (1) your account • Cash and money balances may include A Cash and money balances LOB& 29 1.85% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 0.00% account. UBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 57,738.44 98.1S% about mu statement on the last two pages of this statement for detail about those balances: E Non-traditional 0.00 000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets $58,826.73 100.00% D Value of your account 558,826.73 Eye on the markets Percentage change Index April 2019 Year to date S&P 500 A05% I & 25% Russell 3000 3.99% I&60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97% Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% Y_GM_000287fte 2 of 8 CONFIDENTIAL EFTA_00137395 EFTA01278302 SUBS GHI5LAINE MAXWELL IRA UBS Strategic Advisor Account name: Friendly account narne:Indiv IRA Your Financial Advisor: SCOTT STACKMANLYLE CASSIEL April 2019 Account type: Indiwdual Retirement Account Account number. Change in the value of your account Summary of gains and losses Values reported Glow exclude products for which gam and losses are not classified. April 2019 (4) Year to date (1) Realized gains and losses Unrealized Opening account value $58,824.95 $58,125.23 April 2019(51 Year to date (1) gains and lases (S) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 9.99 cut -109.99 -217.48 Long term 0.00 0.00 -572.34 Dividend aid interest income 147.79 553.39 Total $0.00 $0.00 -$562.35 Change in market value -36.02 365.59 Closing account value $58,826.73 $58,826.73 Cash activity summary See Account sanity the month for dein'', &lances in your Sweep Options are indudedin the q:enng and Dividend and interest income earned closing balances Taut. FDIC insurance *oriel to &IWO!' at ups Sank USA and e tanks participating in tie UBS FDIC insured Deposit Rogan it does not appy to deposits at UBS AG. Stanford parch. UK protection applies to money market sweep fund holdings but nal bar* deposits See/macron, ineerrnation For purposes of INs statement, tamability of Interest and addend income has been determined Iran a US aktut your stmentent on the last two pages cf this document for detals tat reporting perspective. Bard upon the residence of the account holder, account type, or product type, some Interest andlor dvitend payments may not be stabled to United states (US) ardor Puerto Rico (FR) April 2019(4) year to date (S) Income fates. The flent monthy statement is not intended to be used and cannot be reSed upon for lac purposes. Clients should refer to the applkide lax reporting forms they receive Iran OBS annuity, such as Opening balances $1,197.99 $1,304.58 the Forms 1099 and the Fans 4130. fa lax rePaBn9 information it is the Parke of UBS to file the appluatte lam reporting forms with the US intend Revenue Service and PR Treasury Department, and in Addkions such town accurately dasa fy clildends ardor Interest as tae exempt or limb,* income. Pleat consult your Dividend and interest income 147 79 Ugh:dual tax propane. 553.39 Total additions $147.79 5553.39 April 2019 (5) Year to date ($) Subtractions Dividends 147.50 455.17 Professional management fees and Interest 0.29 0.94 related services -109.99 -217.48 Total current year $147.79 $456.11 Funds withdrawn for investments bought -147.50 -552.20 Prior year adjustment 0.00 97.28 Total subtractions -$257.49 -$769.68 Total dividend & interest $147.79 $553.39 Net cash flow -S109.70 -$216.29 Closing balances 51,088.29 $1,088.29 SL)N_Y GM 00026776 Page 3 of 8 CONFI EN I IAL EFTA 00137396 EFTA01278303 ;It UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Mounds' Advisor: friendly account name:Indiv IRA SCOTT STACK MAMLYLE CASRIEL April 2019 Account type: ant Account Account number. UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 4 Opening UBS Bank USA Deposit balance Mar 7 $1,197.99 Closing UBS Bank USA Deposit balance Apr 4 $1,198.28 Number of days in interest period 29 Average daily balance $1,197.99 Interest earned $0.29 Annual percentage yield earned 0 31% Your investment objectives: You have identified the Following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your sratemenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary moderate investment eligibility cOnSderattan • None selected Your account instructions • V8S Financial Services Inc is your IRA custodian • You. account cost basis default closing method is FIFO, First In, First Out. Y_GM_000269/494 4 of 6 CONFIDENTIAL EFTA_OOI 37397 EFTA01278304 SUBS Account name: GHISLAINE MAXWELL IRA UBS Strategic Advisor Your Financial Advisor: Friendly account name:Indiv IRA scon STACK MAN LY LE CASR:EL April 20'19 Account type: Individual Retirement Account Account number: Your assets Son* prices, income and current vaues Shown may Ix approximate. ASS reslm. gam aidlosses ma/ xi be accurately reflected. See Hiporunt informaaion about your statement a the end of ths dxumem for more infornmon. Cash Cash and money balances Cash and ntorey balances may induct) avalaole cash balances, UBS Bank USA depost account balances, UBS Bank USA and al Liss FDIC Inured Poxyan Bank deposit account tdenCes are insured by the FDIC within UBS FDIC insured Rogan Sank Balances, UBS AG Stanford Branch deposit account balances and rroney applic,atite lints, but ale not protected by SIK. UBS AG Stanford Bean h depput account balances me not insured Mad filltlUtl fund sweep balances. by FCC and am not protected by 51K. Money market sweep balances are protected by 51K but are rot Insured by the FDC Ste the important information eatery statement at the end of this document for details about those balances. cotnng bclance Closing baaxe Nix per share Average Purr:Jena Interest Dap m Hddng on Am 1 (1.) on Apr 30(S) on Apr 30 (1) tae Defied period Cep anount (S) UBS BANK USA DEP ACCT 1,19799 1,08829 250,000.00 Fixed income Mutual funds Nat cemented is the total d al reinvested &Mends II does not include any cash dviderds is not a (Inreaee4 (fad gain or foss 15 the dfference between the current vane and the cat bail and would tar lot for the 0urCOSH Of determinng boding reined; or cost basis. The shares you receive each time yOu generally be >our Isicetie con or ioss if the secunty was sold on this dale The unrealized flax) con Cr loss may reinvest d %Wench become a separate tax lot. need to be aCluSted for return of (vial Partnents in order to determine the realized San or IOSS for tar reporting pupates. Cos: oohs n the tea purchase cost of the storey. Indudng mnxesfeddedends The cost basis may need to be a:lusted for rerun d capital payments in order to detem-one the aclustedcost basis for tax Investment return is the current value mous the amount you invested t does opt Include shares that ate not reporting purposes. reflected on rour statement, mdfxs no Sharei that hare been teat/Etas either a gain or alms It *50 dOes not include cash dadends that were not reinvested Purchase pricer Wnber Average peke Client Cost Price per shat Value on Unrealized (tad irwestment Hddng Hddng of shares per share(!) investment (I) basis (I) m Apr 30(1) Apr 30 (5) gain or loss(!) return (1) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.500 17,779.87 .220.13 LT Total reinvested 128.770 10.512 1353.67 10.500 1,352.08 -1.59 EAI: 47 le Current yield 3.73% Security total 1,822.091 10.622 18,000.00 19353.67 19,131.95 -221.72 1,131.95 MORGAN SHORT DURATION BOND FUND CLASS I continued next page SDNY GM 00026778 Page S of 8 CONFIdtN I UAL EFTA_00 B7398 EFTA01278305 SUBS UBS Strategic Advisor April 2019 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indio- IRA Account type: Indiwlual Retirement Account Your A sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Account number: Your assets . Fixed income . Mutual funds (continued) Purchase once' Number Avatar? pnce ChM Cost Price per share Value on um/endCNN Investment Holdng Molting of shares pot sham (1) investment (1) balls (S) co Apr 30(1) Apr 30(S) gpsIn °floss (I) *turn (I) period Symbol: HLLVX Total reinvested 1,841.668 10.965 20230.83 10.800 19,890.01 -340.82 19.89001 EAI: 4392 Current yield 1.97% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31. 17 1,789.264 10.060 18.000.00 18.000.00 10.060 17,999.99 -0.01 LT Total reinvested 71.222 10.057 71629 10.060 716.49 0.20 EAI: 4454 Current yield 2.43% Security total 1,860.486 10.060 18000.00 18,716/9 18,716.48 0.19 716.48 Total 536,000.00 958.300.79 657,738A4 4562.35 621,734.44 Total estimated annual income: 31.560 Your total assets Percentage et Cost Estmated Unrearad value on Apr 30 (1) your tt room basis (5) annual incore (51 gain or loss (1) Cash Cash and money balances 1,08829 1.85% 1,088.29 Axed income Mutual funds 57,738,44 98.15% 58,300.79 1,560.00 -562.35 Total $58,826.73 100.00% $59,389.08 $1,560.00 -$562.35 Account activity this month Oak AcIltity DeSCrtnrOn Amount IS) Dividend and interest income Dwderck Apr I Dividend DOUBLE UNE TOTAL RETURN FIND INS% AS OF OY 29t 19 59.66 SYMBOL DeLTX Apr I Dividend PUTNAM SHORT DURATION R4COME FUNDY AS OF 03/2909 43.72 SYMBOL PSDYX Apr 29 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 44.12 SYMBOL HLLVX Total dividends $147.50 GM_00026760/ 0 6 of 8 CONFIDENTIAL EFTA_00 I 37399 EFTA01278306 Account name: GHISLAINE MAXVVEU. IRA UBS Strategic Advisor Friendly account narne:Indiv IRA Your If sandal Advisor: SCOTT STACK MANLYLE CASRIEL April 2019 *UBS Account type: Indnedual Retirement Account Account number. Account activity this month (contented) Date A(IIsIy Description Amount IS) Dividend and intemstincorne (continued) Interest Apr 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 04/0419 0.29 Total interest $0.29 Total dividend end interest income $147.79 Oft Actisity Description Arnow:4(S) Pees Arm 23 Fee Charged QUARTERLY FEE -109.99 Total professional management fees -$109.99 Investment transactions For rote intonation stout the pacer statue shown or redliCtedSeCuelleS, see operant intormatien etiOet yew 00tel*Cnt at the end or the docunent ProCerdS Iran Funds investment withdrawn Ice Arrived Die Actroly Descapnon QA-Nnity Yaw (5) Poet (3) transactions (5) inreStrrentsbOugst (3) irnereil (3) Apr I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.666 -5966 DIVIDEND REINVESTED AT 10.53 NAY ON 03/2919 ASOF 0312919 SY1V8OL: DFILTX Apr I Rernwstment PUTNAM SHORT DURATION INCOME FUND Y 4.350 -43.72 DIVIDEND REINVESTED AT 10.05 NAV ON 03/2919 AS OF 03/29'19 SYMBOL: PSOYX Apr 29 Reinvestment JR MORGAN SHORT DURATION BOND FUND 4.039 -44 12 CLASS I DIVIDEND REINVESTED AT 10.79 NAV ON 04(2919 SYMBOL: HLLVX Total -$147.50 Dale !Manly Desorption Amount IS) Money balance activities Mar 29 Balance forward $1,197.99 Apr 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04/ 04)19 0.29 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/23/19 -109.99 Apr 30 Closing UPS Beak USA Deposit Aaount $1.08829 The UBS Bant USA Deposit ACCOunt If your Waal sweeper:non SDNY GM 00028780 Peg* 7 of 8 CONFI EN I IAL EFTA_00137400 EFTA01278307 *UBS Yournotes CONFIDENTIAL EFTA,B7. EFTA01278308 Important information about your statement 1.85 Frontal Services Inc. (the Firma UBS Fthrcial her from youno law than 60 days after the Fm, capacity A lot copy of the poky ardeg is wadable income or means and may not keep pace wilh Serykes) is a number a all pri-cipal recurby, commodity are you the fist strews on which the ow or won request. Waken. and ovary exeha-gots. UBS Faancial Soden ard UBS Par opened. • Moderato. Warm to !COO WOW risk b peacoat and Bat USA re ndrect sits:denies of 1.85 AG and - /Malenix rent ad accost number (f any) *Oder the SIPC marrow the suvremental tolerate sane vulvaty to sea hiter returns affiliates of LOS Seciakin LLC. The F kindle-emit - Desabe the error or tie transfer you are unsure protector-rawly to: • aggressive: Wiling to accept high risk to pinto* ad statement is (natle upon request. The Fkmd au/WM about, ad eiplain as clearly as you can whyyoo • Certain financial assets controlled by (and nthotwl n top solatlily to seek Agte returns ode time. offices are at bandit many a heiy you need more your account valid but Med away tarn UBS Financial • Immtmer2 a:shift Consideration: I selected a informadon. Services. For @angle certain lb insurance ratans. portion of the poe dole for that account mg inckele 1035 Farmed Services Py. - badethedolt amount of the suspected error. including viable anities. arid OP shires of mutual complex serapes, lilted liquidly and gertaw 1200 Hater Boulevard funds registered in the mane of the account holder on vobtilty. tailgate% N/ 07086 The Finn or Card buyer wit investigate nue complaint the books of the issuer or transfer agent), and veal correct int sn of porroptly. For alleged mom • Memment contracts or avesimeat aunts kg, Statement 'howdah:kW this Statement neresents the only official record of you rnolvng UBS liffsa•debil cad trawactina of we sake limbed panned/An andPrivate placements) Cal at We maycon:aka* as related account statement with LES Fruncial Services *cant Other records. ewe* more than 10 buskins days to do this, we will credit not registered under the Securities Act of 1933; the sane address in the sank envelope, e ns. because official las dxunents. antanng confliarg data shoal you account 1p the *nowt you think din enot so that • Ornmoditen contacts kg, foe* recharge and they have onsets seho aka maintain joint account rot be relied won Ilya bane Owe is an emir or you era have the use of the money gang he tire preecus metal contracts), inckang fumes contacts rations/no vet other Ores a the same address. If Om690n please report a arnertakely n writing to the takes us to complete os investigation. and commodity option contacts; and you refer to mere idiadwl statements mailed n Branch Manager of the office wry wet account. • Deposit *coats (except certificates of deposal at LEG separate malogos you may decline lashadig by Please make all checks payable to the Fima tee Bat USA, es AG U.S. bra-ches and bales h the calling your Financial Ades°, Although *homes shown re Mended to be accurate, flux* nsteuticn notated on the ford of this FDIC Pored Deposit Program. statement datashould not be used for tee purposes Rik statement In addition to rogues accost lees amines The SIPC protection and the uppltmtntal protect on dO Friendly rowanname solely on yea-end tax kerns. (iia Fenn 1099.519% mg be Mao to mintenarce len. charges for Me not apply to these assets tunif they *themes* appear the Friendly account arm is a removable -narurne 10425. etc ) when precomg your tat return. The Finn Payment for securdin purchases and charges for unpaid on you slaternints. The WC protection rd der chosen by you a assist you withycer reccedleeprg routed by law toreport to to *5 alltaxible addends, rafts n cash accounts. Accounts that are translated suramental protection dor not protect against changes has ro legal effect on your account is not Mended to reportable novenable dyeing& and tidal* interne to other nstaulow may be subject to a venal kw n the market rake of your inseam-as (whether as a reflect ary strategy. prodxt recommindatica. eaned on noddies held n your account, net permed, inut of motet movement issuer brikeuptcy invernent obintne or risk probe associated with your on sale transactions. and cod basis on wan (mead UBS Sweep Options wherein accretes. and is not aplomb* or guarantee that wealth sects dies La often potions for wyeeprymash balaxes to bat or any Inancialresulls. can of will be achieved. All depose accounts at non-affiliated barn and affiliated Dividend Reinvestment Program (DRIP) anesernents Imola the risk of as, including the risk of Gonwerikations with the Pin, betas and money man MALI OfidS (Money Fads). therm reflected is an average price You may obtain loss of the tare investment. You canchange your • Pleasereconfirm my oral cornrunkations in voting Depose accowit at UBS Sri USA rid (wen-affiliated the actual pose Irons your Financial Advisor. Clay aisle bendy *court Minn throughOnline Stokes a by tofurther rotect your Salts. induckg your MOM banks pankaff ay ei the UBS FPC-Insued Deposit Owes re purchased under DRIP, oral shares walla contacting you F nanc al Acker. under the Securities Mesta Protection Ad (SVA) Program are FDIC -nsured in accordance wall FDK rUes sold set the cash wa be deposited in yea account The • ft theMawr insaution on the top let of the ken For more rdomation, please visa WWW tcIK.2)v. DicOte canderd rernerreat rye wolithed bdvtee 6Sotr hay ACCOtelt overview of this 51.1tOTtill is not 1•65 Financial Stew**, MS inserts al 185 AG Stamford Branch ad shares of offer hoe the market rice at VfitCh pain* shares • robe of pun arroontloorthro. Net of assets and Financial Sonia arras 'tato acorn as clearing MoneyFrick are not ineurd by the FDK. re sold lisbilaies brier by arvargernent bah the ackated asitution • Assets Includes available cash balances, rattan for we kippered you of thh netaboresho when you Bark deposits re not protected by SIX. Money Fend CasIvirslieu opened this account. h this east yea ands aid shires re protected by 51K. See "ESSE nargal Services restated security frit I and Global Taw Deposits, Only whole um, may be held en you account. If you are wreaked mats lo market andCertain stets not Mid Sec-T.4st art boated a LISS financial Sawn and rot OW:VA Fronton' below. entitled to a panul unit as aresult dada:ad payment by the Fim. Don apt aka* unpnced securdelasiels the kwatyingbran and younut make a report a 001emoSe, the Fiero ma ether sell paned units st at the end of the prior and carer statement penods, or of any error or cmisska to both finis Upcn your reqest, balances in the bare deposits nay be market peke or accept an share determined by a pirate invesernera wasted mod cram and • Asdescrbed th the account agreements, you mat withdrawn. arid shares of a Morey Fund maybe registered (brag agency, and credit war accost wearable nod options notify us of any moos or fraud invoking checks kpidated and the proceeds retuned to you orris securities secant. • Liabilities Inklades debit Waxes, cutsunIng margin reflected on your statement within 30 days after t was Inurement objectives bah. credit lie, short account balances. melody made available. The nvestmere obrectivn aid risk profile are speak to • Please diva customer complaims on iroaies to the Further inkanation about available sweep options, • Cashlmoneir boraxes Total of unrested available each account and may ayMann your accounts cash balances, plus devout balances at alldated and Fins's< bine Relations Deparement a 201.3521699 noticing(Were m erest rates ard yields. 6 available at Please advise the Finn prorroffe a wring of ay waveyncormsweeprods, trom your F racial Adviec! nahalfilated brill, and money market mutual fad or toff(ree at 800.354-9103, 8:00 A.M. to 6 AO PM rya cant change in your financial situation a sweep balance& at the c bse of tee statement period ET Monday troughFlyby, or in venting to UBS a by <ding 800762.1000 nvemerent <tenants. Fa each account hod, you Financial Sakes Pc., Client Relations Dearman, Non-conmetty free matt balances inKyr accost are choose one of the Meowing imestment cbjectins, not wowed from ocher balances and the Fim may P.O. Bo. 766 UnionC0y, w 07067. UBS Financial Services octant protection • Piocase Canna Income. knestments undo the The Finn is a member of the Secirdies twestor Protection use not these funds in the ordinary cotsse of es • ARPatna-es shall be deemed corvine and scot*e generation of income oak. banns. these fends re payable scorn your demand. It not objected to in writing within 60 dad. Corporation 01K), Ankh protects parities customers • Achieve Capitaappreciation keeestrneMs peeking of Es means w to $504000 (ackdirg 1250,000 for This total is Mated in the omega pocket clang vabe • Far TT( stakes. Call 844612098601 from park growth of princnal rater than the geoeration of the US., Cal 201.352.1495 dams for cash). Etplandoy brochure araitabb upon name. Landing information • Pease of orlon or quetlens about anelectronic moue* a al spew sto orsa the SIK asset protection Ernes *Otto all accounts that you hold in a pantur • Podia Comboruson ofnogg and Capital For reared Marmara on the leas lencing practices fads transfer (EFT/ sat payment a UBS Vet debit Apple<ration: Investments seeking both the gereaboa rd dec bark term to you- Client Rebeicasha cad transactions, call 030.762-1000. or write to UBS capway. the Finn, together with colon affiliates. has to of income andgrowth of principal. Agreement cr *score Arawnent and the Genial Fa- axial Saxes ex., 1000 Harbor Bat 6th floor, Terns and Conditions LOS Statement of Credit Practices Wethenten. N.I 07086, AtIn FOrlAgffA Servka Pad-used swakmental insurance. The awitun amount payable to all eligoble <bents. collectively under Orema risk porde; available n Agreement adDisclownes theprotection is $500 melon as of December 10, 2016. • Conserwaw. Seeks to warden inked rata, with Cal a write as soon as you can, if you the* your low net »do:LHMyto the account overall, even statement a real* is swag a if you need more Sabo to the polkycoyStay and Inedalo4 cash at tieFin a later protected tor up to 11.9 makes in the that means the account does not generate significant Morenalkn about a tureen on the statement or rear. The Fan ore Card bier (as teoltdcaln must aggregatefor all your accounts held in a padicular SDNY_GM_000267132 CONFIDENTIAL EFIA_00137402 EFTA01278309 Important inform atimi about your statement (OMUnued) Your assets - For mien skulks racing in non-carcerneng • Est. (estimated) acorns. arrent yields and rates. - We were <CoceMblOn Iran ULIS Brin USA, 185 Your ralerrent tames stiosiles and other assets held denary:eons. once rd surety (lace value) may An estate of "tor mare is bated on Coln:re AG Suerloid Branch and naaffiliated bares n the account at the al of the statement period You have been adjusted to facilitate proper varuthr divined and Mira rates, attuning the sec rites will recur our cash sweep rengaTh Thu may ask for delivery of fury Paid securties al ay tire. To :thin &nem quotations. when avail:It:b. contact be held for one yea- from statement date or nand compensation may be a mach& per account fee or You may recent skunties used 3S loan cotthrei alter yrn F ()arc's! Acinsce. mataity. The esti:tate is calf a guideline accuracy may be a percentage of "sage day deposit paying any brake as on them. Any securities and continued meant are not guaranteed braes buttherred to he Firn dying the onemmt pored are • Private investments and structured products. - Esenoted email acme a-d ascent weld for lined al mare value or of the end of the stromox Private mestment StKtrettt tire taring deed ratan types of marinas could include a return of Activity period banCiPaii:n;foram and real estate inwornert trust preePal or repeal gain in which ease the est Information repaying renames:a and other throes • Cost basis. In determining the cost base of the securities) and strut turd prodxis are generally highly income (rd current yield) would be overstated. incurred rn curator with the ethos:toof trades, secs-revs inebeed in this stamen. Mkt! indicated aliquot Certain stairhead proixis hew not been - Est/noted actual mane and anent weld and the inetrangOptial transactions has been exiaded on wits the norther -I,' MRS Penis, Services An relied registered with the Secures and Exchange actual none and yield recce be kmer or higher confirmations porous& furnished to you, and evIl be al information ri l ed from sources other than UK Coarmssian or tinder any state securities laws. We than the *limited aeons avoided to you erratic" ^Kant. Finanoatl Senates. ncluding irconatico Iran moths prof& estimated values for rage menace - An estinate of a-nualdc4 income klividerd axicr Iml hat you may hart provided10 you- reterCLei securities and structured products for Worrnal coal int./estidivvied by the current matte Short soling Adler. The Fern does nal admenitmly verdy papaws colt Actuary is not guaranteed. waled average balance a based on the last drvdend if you are engaged in short selling a wiry, toy fluor guarantee the aauraCy or vaidey any -Namibian ▪ These values may differ abort hey root man it or rarer wren, made by the issuer and incur a charge eke to certainMooring costs fa that 'Nowt:Wt.), sources other than U3S Financial Serkee ay. at which a ones.? meow rt ono* a aunts the seoskierdeponts will bo hell foe one pan ihrlo- security. In Milian, /Whoosh U3S Pamir Sevres general& structured maxi may be Watt or sold and do year runs the statement date °corgi' maturity. updates the Manlier as it is received, the farm rot rthessmir represent the vale' yea nosy recta Accuracy and roamed mkt re not guaranteed Orin orders dos rot provide ary atsurances that the eformaion Loco 'threaten Regaidng open or • 9aratitcancetled" orders that under 'Cost base and "Urvealced gad loss" is - lad pony *stomas of vela re ea or a<ertan • Ames not held by Mirka/trail Services, Certain were riot executed by the mama dote, open buy and attar, as of the date of this statement. As such, date ad are suppled to UBS Fnacial Sakes on a assets ere not held by the Fins and riot withei the set slop orders re reduced by the raw* of dvdeock please do not ray on this Horatian to make souk base by an rdeperam valuation lima Fin's possession or ccrerol. These assets are ne nytd, a an exidalerds cr watts date unless pesehase a sale decisions, la tar purposes - beak, general henna or sponsor estimated values, deployed on yo✓ statement la informational related otherwise by you. You ate response* fa otherwise. Accounts transferred to the Fire may tat re Paled to the Fon by the roar, purposes only. Positions and vales presented re caters that are metaled clre togas lateth to cancel reflect are information only few Ow period or general parer or spathe and may be calculated provided by the Wong fon UPS Financial Services is eating OW ceders. tire theyre held the Fan More historical based on deferent infamatim ban that used by not respasble for the intarnabac and does not ideentaben can be added by you Booklet Advisor. shed parties to derive they estrnated values. guarantee as acaracy these assets a rot protected Privacy • Unwanted gent/losses. weer data availabb, — You can aeon additional Mammon regarding by Set or the Farm's supplimentalSIK coverage. To atan a copy of as current Client Privacy Notice, ermatedu-rearized gornflosses an calculated for the methodology used to determine the trona of please caned yoke financial Adrisor or vet as stiothe individual security lots the transaction data for value ad the date of the information that is the • Revenue Ming and Sabra compenunion. al www ribs rwm/DeivietenWe. ixivigual lots mayor may na ref lei cat-missions. basis la the estimate by comactrg your Financial - n o3ditir to commissions on lain and 12b.1 Ms - 185 Financial Renick it not a bark. The RMA, Busness charges ands *only reagens:alien moots. Adosor skewed in caned ice, with the distrtutith of mutual Services Account BSA and IRMA re brokerage Dividend and oh renvestment lots and swear ic - mod patty estenated valet may be reflected as funds to as dents we rotor an aHliase mew accounts wah ma access to barring saxes and path". lots are each combined to display at 'Nos jarred' in several Sethltieen: Mien an rename shying payments from detrbuien ant a Mixes twat analigenntreS wth affiliated bank averagedlot 71-se 'Trade date' colmn parents Ow indepardent valuation Ion has not suppled a is Minas of the mewl funds that so sell Thew and other thidipanybagn and provides access to angrol traenacoon trade dale. unable to sign a value. when we Name awre rnounts re based co two different therm:kits: ft nuance and ammo Predates issued by trollshad • Callable securities Bonds and preferred stock that that a material event has cooked the, may calla the amost of sales by 1d35 of a partrula- mutual thid.party rn‘ranCe<Cmpanos through inosake the issuer cats for enly emotion wit be selected prevrany reported value no question, a yawn a find rainy to our dents; and 60 the asset vake of a agency xtriclunts of 1.85 Financial Senates M. Spartally by lot Iran among at seartes of that vim would be hghly spoulawro doe to the ninon mauler mutual ford lanais shoes read at the — mama mask*, rod array mark Mu'? held b old Cr n nominee name fa old of the sway fern — Not FDIC insured • lb bare guararem May MO Wise clients Call kare Somata, is obtained from third — Von neither an issue, general path" a sponsor - We rd affiliate Sso receive networking and — tMA Pearce Management Account Business partiesand as acevacy is not guaranteed. Other call estinred value nor a thed-party estimated cake is arnbus processing fees in consideration for "ander Services Account BSA, IRMA and okra-atonal Resource leaves may not «Nth could elect weld complete provded, the yaks of the musty will bedifferent agent services that we provide to to mosual Inds. Management Amyx are registered service marks of information sill be provided upon request from its parka price. These Ices garret re pad from inwstor assets LSI Financial Seines ix. • Price/ralue kites displayed for securtres and other — • Dishibut cos to date' my niade rotten of the mutual fund and are a fled dollar amount based — VISA is a registered vacierrurk owned by Visa products mat be high" or lower than the price that capital nccme or both. en the rorrber d accounts at the broaerdealer Makithal Scare Association and used under you would actuary receive in the market. kick re - 'OMNI Irene represents the anal offering holding mtual funds of that fund family keno. The LOBS Vea aide cads ani the LeS Visa Obtained from various turd polysources which we sae per arri and may not reflect your cost basis — n addition to CClorn6SkinS received in connection debt cads are *oath by UK Bare LISA with brew to be elabb. tsd we do not guarantee lira - OfP assisted RErt Senate% are not listed co a with the tab or datibuton of annuity <mimeo and permission fromvisa U S. A Incorporated All Other allay national securer., estrange, and re gertrarly unit nnestment Inner ants to our clients, we ordor eadernarkt registered trademarks, sake mans and - We generally use the closing price then available or "cud al then 6 they can be sold, the price ar off AM receive rewrite sharing corrpersaton registered senice maks are of their respects. he mean off the bid and ask prices la bled recered may be less tan the per Owe estimated from Merry of the norance companies undergoing companies. maims and options or my bidmes for OTC shlue provided n the mom statement. the enmity Ortrkti, affiliates of the instance skates companies or precool the wilt emstment Irvin UPS Fitancist Services inc. Rev. 701810 - Lets activey traded securities maybe prced sag a • Restricted securities Restricted securities genet* we diStrbute valualon model or the most recent price we are not arra& eligble for pubk sale. 185 Financial - On aside.", to cammisions received from the obtained rid may not reflect an actual market price Saxes uses the market pence of the urrestricted stock pschase and sale of NerShares finds, we andor at a rake. of the sore issuer as an imputed vale a the adilete reaive an asset-based revenue shaming - Certain positions may Icy*s w that a prior and mated stock fee purposes of the tlfealtat only. To payment fromNent9inves deirbuxnk as well as wit show as 'once was not available' 6 we are the extent that restricted maim are eligtile for sale, arcing for technology development, training and table to °bean a peke la a nearly. t* vale teetered may be sobstantially less thin the education - Deposes a sksnties denomnated n triremes awed value shown. - Our all:tales also receive tradng corrmismos and other then U S. dears are reflected at the exchange other ovnkreal on from mutual funds and cheat rate as of the steamer< date. carporik who.. prods', we di roue SDNY_GM_00026783 CONFIDENTIAL EFTA 00137403 EFTA01278310 1.185 Fnancial Services Inc Retirement Account Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 May 2019 CNP70054817890519 vi 0 GHISLAINIE MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Individual Retirement Account Account number. Your Nnandai Advisor. SCOTT STACK MANLYLE CASRIEL Phon Questions about your statamer47 Value of your account Call your Financial Advisor or the on April 30 (1) on May 31 (3) RAU ResotoceUne at SO0-RMA• 1000, Your assets 58,826 73 58,967.22 accoun Your liabilities 0.00 0.00 lfisit our website: Value of your account $58,826.73 558,967.22 www.ubscomllinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from kwvw.annuakreddreporccom. Tracking the value of your account dudag 2019 Value of your account 1 Thousands at yea end 2018 $58,125.23 Net demob and 570 570 572 57.7 Site 59.0 withdrarrals 41€0.68 • • • • s • • your knestment return Diwdend and interest income $655.47 Chance in market vat* $347.20 Value of your accotrit Dec 2014 on May 31. 2019 551/967.22 OK 2015 Dec 2016 Dec 2017 Oec 2018 Apt 2019 may 2019 SDNY GM 00026784 Member SIPC Page 1 of 14 CONFIDENTIAL EFTA_00I37404 EFTA01278311 Account name: GHISLAINE MAXWELL IRA *UBS Resource Management Account May 2019 Friendly account name:Indiy IRA Account type: Indimdual Retirement Account Your Handal Advisor- SCOTT STACK MANLYLE CASRIEL Account number: Your account balance sheet Summary of your assets Value on Percentage of May 31 ($) your account , Cash and money balances may include A Cash and rrxmey balances 58,967.22 10000% Your current asset allocation available cash balances. VBS Bank USA deposit B Cash alternatives 0.00 000% account, VBS CNC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances See the Important in formahon D Fixed income 0.00 0 00% about your statement on the last two pages of this statement for detaks about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $58,967.22 100.00% A Value of your account $58,967.22 Eye on the markets percentage change Index May 2019 Year to date S&P 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East -4.66% 8.05% Barclays Capital U.S. Aggregate Bond Index 1.78% 4.80% Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% GM 0002 e 2 of 14 CONFIDENTIAL EFTA_00137405 EFTA01278312 Resource Management Account Account name: GHISLAINE MAXWELL IRA Your linandal Advisor: Friendly account name:Indiv. IRA UBS May 2019 Account type: Account number. Indisedual Retirement ACCOunt SC TT STACK MANII VIE rASRiFL Change in the value of your account Summary of gains and losses vaues reported below exclude products for which gam and losses are not classified May 2019 year to date (1) Realized gains and losses Unrealized Opening account value $58426.73 $58,125.23 May 2019 ($) Year to date ($) gains and bsses (3) Withcfrawals and fees, including investments transferred Short term 9.63 9.63 0.00 cut 56.80 -160.68 Long term -590.37 -590.37 0.00 Dividend aid interest income 102.08 655.47 Total -$580.74 -$580.74 $0.00 Change in market value -18.39 347.20 Closing account value $58,967.22 $58,967.22 Cash activity summary See Account activity the month for decals Balances In your Sweep Options are indudedin the opening and Dividend and interest income earned closing balances value. FDIC insurarxe applies to deposits at UBS Bank USA and al tanks participating in the ins FDIC insured Deposit Mogan. t does not apply to deposits at U8S AG. Panora parch. SIPC protection applies to money market sweep fund hddings but not bank deposits. Steimportent inkumation For outposts of this statement, tatalifty of inkiest and dividend income has been determined from a US abOut your statement on the last tv,o cars dulls document for atals tat reporting perspective. Based upon the residence of the account hoick!, account type, or product tape some interest enact dviCend payments may not be subject to United States (US) atop PIRP10 Rico (FR) may 2019 11) year to date (1) Income tares. The (tent monthly statement is not intended to be used and tarot be r$ed upon for lac purposes. Clients should refer to the applkide lac reporting forms they receive from UBS annuity, such as Opening balances $1,088.29 $1,304.58 the Forms 1099 and the Rant 480. for tar reporting information. It IS the prance of UBS tO file the epplicatre tar reporting forms vAth the US Intend Revenue Service and PR Treasury Depattment, and in Addkions sue blotters accurately denary dhdends ardor Interest as lac exempt or ta<able inane. Pleat consult your Dividend and interest income 655.47 indvdual ten attune. 102.08 Proceeds from investment transactions 57,819.93 57,819.93 May 2019(S) Year to date (I) Total additions $57,922.01 $58,475.40 Dividends 99.88 555.05 Subtractions Interest 2.20 3.14 Professional management fees and Total current year $102.08 $558.19 related services 56.80 -160.68 Prior year adjustment 0.00 97.28 Funds withdrawn for investments bought -99.88 -652.08 Total dividend & interest $102.08 $65547 Total subtractions -$43.08 -$812.76 Net cash flow $57,878.93 $57,662.64 Closing balances $58,967.22 $58,967.22 GM 00026786 Page 3 of 14 CONFIDENTIAL EFTA_00I37406 EFTA01278313 SUBS Resource Management Account May 2019 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number Indiwdual Retirement Account Your linandul Advisor: SCOTT STACK MAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Apr 5 - May 6 Opening UBS Bank USA Deposit balance Apr 5 $1,198.28 Closing UBS Bank USA Deposit balance May 6 $58,910.42 Number of days in interest period 32 Average daily balance $8,377.65 Interest earned $2.20 Annual percentage yield earned 0.30% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fe:uncial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your ask profile: Primary Moderate Investment eltigibnty COnSitierat:on None selected Your account instructions • UBS Financial Services inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. M_00026fte 4 of 14 CONFIDENTIAL EFTA_00 l 37407 EFTA01278314 Account name: GHISLAINE MAXWELL IRA Resource Management Account Your financial Advisor: *UBS May 2019 friendly account name: lndiv IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CASHEL Your assets Some pnces, income and current vaues ShOrrn may Ix approximate. AS a ref ull. gains didlOsses ma/ 1101 be accurately refkcled. See smportant intonnabon about your statement a the end of the document for more informs:ion. Cash Cash and money balances Cash and morny balances may indult avalacie cash balances, UBS Bank USA depout account balances, 1.185 Bank USA and a UBS FDIC Mixed Pr0ggil Balk deposit it count tdaXes are insured by the f DIC within UBS FDIC insured Rogan Bank Balances. UBS AG Stanford Branch deposit account balances and money applicable Intl, but ale not protected by SIPC. UBS AG Stanford Branch decout account balances are not insured menet mutual fund sweep balances. by FCC and are not protected by Sac. money market sweep tames are protected by 9K but at rot Insured by the FDIC See the important information about nut statement at the end of this document for detaiis about those beaances. cadennglad ante Closing baerxe PrIce per share Ahttage Drirdenotnierest Dap n Hddng 041 May I (I) on MeV 31 (S) on Ma) 31 (S) cafe period period cep uncurl' (S) UBS BANK USA DEP ACCT 1,08829 58,967.22 250,000.00 Your total assets eercentar of Cost ESI/Haled unreeiged Value on May 3t (s) your account bays (S) annual ncca* (51 can or 1C6S (S) Cash Cash and money balances 58,967.22 100.00% 58,967.22 Total $58,967.22 100.00% S58,967.22 Account activity this month Date Adholy Descnolon Arrount (S) Dividend and interestIncome Owidends May 1 Dvriend DOUBLE LINE TOTAL RETURN FLED INSR AS OF Oa 30r 19 58.01 SYMBOL: DBLTX May I Dindend PUTNAM SHORT DURATION INCOME FUND Y AS Of 041.30/19 41.87 SYMBOL PSDYX Total dividends $0948 Interest May 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0905(19 2.20 Total interest S2.20 Total dividend and isterest income $102.08 SDNY (3M 00026788 Page 5 of 10 CONFI tiN I IAL EFFA_00137408 EFTA01278315 SUBS Resource Management Account May 2019 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number: Indivdial Retirement Account Your II asocial Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month tcontnuedi Die Actiely Descrption Arnowit (S) Fees May 15 Refund PRORATED ADVISORY FEE 56.80 Total professional management fees $56.80 Investment transactions For more infonnation about the price/value shown for restricted securities, see important information about your statement a the end of this clacunent Proceeds horn Funds in•estrrent withdrawn for Accrued Die salsify Oescipton Ouantity Vitie Price (S) pan-adios, (1) insect:lents boullt (5) irteresl (5) May I ReinseStrrierlt DOUBLE LINE TOTAL RETURN FUND INSTL 5.525 -58.01 DIVIDEND REINVESTED AT 10.50 NAV ON 04130/19 AS OF 04/3a19 SYMBOL DBLTX May 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 4.162 .41 87 DVIDEND REINVESTED AT 10.06 NAV ON Xf19 AS OF 0430'19 SYMBOL. PSIDYX May 2 Sold DOUBLE UNE TOTAL RETURN FUND INSTL FBOID -1,827.616 10.500 19,189.97 91210674074 SYMBOL: DBLTX May 2 Sold PUTNAM SHORT DURATION INCOME FUND Y -1864.648 10.060 18,758.36 FBOID 91210674090 SYMBOL PSDYX May 2 Sold 1P MORGAN SHORT DURATION BOND FUND -1,841 668 10.790 19,871 60 CLASS' FBORD 91210674082 SYMBOL HLLVX Total $57219.93 -$9928 Date Activity Oesuobcn Amount (S) Money balance activities Apr 30 Balance forward $1,08829 May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 57,819.93 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 0906(19 220 May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 56.80 May 31 Closing UBS Bank USA Deposit Account $58,96722 The UBS Ban, USA Depost Account is your primary sweep option A 0002egyt 6 of 14 CONFIDENTIAL EFTA_00137409 EFTA01278316 Account name: GH15/AINE MAXWELL IRA Resource Management Account Your ri vandal Advisor: *UBS May 2019 Friendly account name:Indiv IRA Account type: Account number: Indindual Retirement Account SCOTT STACK MANILYLE CAMEL Realized gains and losses The estimated realized ger ns and resits Shown Dela., are nee for tar. purpoSeS. Please Mte that gain or ICUs informaton we may not act usi gans ana losses la as total changes. we asitamaNatyashot east basis for recognized cn the sae of redemption of cenan Structured Products, Ike Continixnl Debt Securthes, may be lac.exempt and AMT coupon municipal secunties for esIlmated snort:ton of bond premiums aid for accreted OiD urinary, and not capita, gain of loss. Please check with soul tax adusof To talc date grim molasses. we for set unties issued at a clicouril. II you requested t bat U85 aclusl cost bass tot the bced premium arortizaton on liquidate the eldest security lot first This is lactmi as the ladles first-out or FIFO accounting method We use Italia debt sec nilits then cost bows reflected tot these acad..% has beenDi:flailed etiolates in the Unclassilnd Otis method unless you specifiedwhich I. lot to close when yen placedyoa order. This is known as a vo nut adion can not be dastitiod as shots lona 01song term because inform alion is missing of the product is one in which purchases or vSP order. See Important infornabon about;rout statement al the end of this document Ice more the g3 moos caculancn is not provided Short-term capital gains and losses wash sale Ouanuty or Purchase Sae Sae Cost <co basis Secunly deSaption MethOd fare wake date date amount (S) bass (I) alhalmem(1) LOSS (S) Gan CS/ DOUBLE LINE TOTAL RETURN FUND INSTL FIFO 5.473 May 31, 18 May01,19 57.47 57.14 0.33 RFO 5.758 Jun 29, 18 May 01, 19 60.45 60.00 0.45 FIFO 5.571 1u131,18 May 01,19 58.50 57 83 067 FIFO 5.696 Aug 31, 18 May 01, 19 59.81 59.30 0.51 RIO 5.544 Sep 28,18 May 01, 19 5821 57.32 0.89 RFO 5.793 Oct 31, 18 May 01, 19 6083 59.55 128 FIFO 5.841 Nov 30, 18 May 01, 19 61.33 60.22 1.11 FIFO 5631 Dec 31.18 May01,19 59.12 5868 0.44 FIFO 5.408 Jan 31,19 May 01, 19 56.79 56.51 0.28 FIFO 5.535 Feb 28, 19 May 01, 19 58.11 57.67 0.44 FIFO 5.666 Mar 29, 19 May 01, 19 59.50 59.66 -0 16 FIFO 5.525 Apr 30,19 May 01, 19 58.01 5801 11) MORGAN SHORT DURATION BOND FUND CLASS I FIFO 2.393 May 29, 18 May 01, 19 25.82 25.61 0.21 FIFO 2.522 Jun 27, IS May 01, 19 27.21 26.93 028 FIFO 2.549 Al 27,18 May01,19 27.50 27.17 0.33 RIO 2.725 Aug 29, 18 May 01, 19 2941 29.08 0 33 FIFO 2.822 Sep 26, II3 May 01,19 30.45 30.05 0.40 RFO 2.893 Oct 29, 18 May 01, 19 31.27 30.89 0.38 FIFO 2.994 Nov 28, 18 May 01, 19 32.30 31.89 0.41 FIFO 3.006 Dec 27, 18 May 01, 19 32.44 32.13 0.31 FIFO 3.380 tan 29,19 May 01, 19 36.47 36.20 0.27 FIFO 3.297 Feb 26, 19 May 01, 19 35.57 35.41 016 RFO 3.606 Mar 27. 19 May 01, 19 38.91 38.94 -0 03 SDNY GM 013W2r6t46ed nest page Paga 7 of 14 CONFIDENTIAL EFTA_00137410 EFTA01278317 SUBS Resource Management Account May 2019 Account name: GH1SLAINE MAXWELL IRA Friendly account name:Indio IRA Account type: Account number. Individual Retirement Account Your Nnada Advisor. SCOTT STACK MANLYLE CASRIEL Realized gains and losses (continued) Short-term capital gains and losses (continued) Wash sale Quanta/ or Purchase Sae Sae Cost cost basis Secunty descrohon Method fae vat* dace date amount (I) basks 0/ adjactmem($) Loss 0/ Gan (5) FIFO 4.089 Apr 26,19 May 01. 19 44.12 44.12 PUTNAM SHORT CURADON INCOME FUNDY FIFO 3.393 May 31, le May 01,19 34.13 34.13 RFO 3.545 lim 29, 18 May 01,19 35.66 35.66 FIFO 3.471 1031,18 May 01,19 34.92 34.92 FIFO 3.955 Aug 31, 18 May 01, 19 39.79 39.79 RFO 1159 Sep 28, 18 May 01, 19 31.78 31.78 FIFO 3.675 Ott 31, 18 May 01, 19 36.97 3697 FIFO 3.945 Nov30.18 May01, 19 39.69 39.65 0.04 FIFO 0.148 Oec 27, IB May 01, 19 1.49 1.48 0.01 RFO 0.148 Dec 27, 18 May 01, 19 1.48 1.48 RFO 8824 Dec 31, 18 May 01, 19 38.47 38.35 0. 12 FIFO 4.313 Jan 31,19 May 01, 19 43.39 43.30 0.09 RFO 3.944 Feb 28, 19 May 01, 19 39.68 39.64 0.04 WO 4.350 Mar 29. 19 May 01, 19 43.76 43.72 0.04 FIFO 4.162 Apr 30,19 May 01, 19 41.87 41.87 Total $1.562.68 $1.553.05 .30.19 $9.82 Net short-term capital gains and losses $9.83 Long-term capital gains and losses Wash sale Ouanlity or eurchae Sale Sie Cost con basis Security descrpt.on method fat value dare date amount IS) bass (S) adjustment(S) Loss (0 Gain (1) DOUBLE LINE TOTAL RETURN FUND INSTL FIFO 1,693.321 Mar 31, 17 May 01, 19 17,779.87 18,000.00 -220.13 FIFO 5.037 Apr 28, 17 May 01, 19 52.89 53.80 -0.91 RFO 5.363 May31, I? May01,19 56.31 57.54 -1.23 FIFO 5.212 Jun 30, 17 May 01, 19 54.73 55.66 -0.93 FIFO 5.051 Jul 31,17 May 01,19 53.03 54.05 -1.02 FIFO 5.026 Aug 31,17 May 01,19 52.78 5413 -1.35 FIFO 5.072 Sep 29,17 May 01, 19 53.25 54.27 -1 02 continued next page e 8 of 14 CONFIDENTIAL EFTA_00137411 EFTA01278318 Resource Management Account Account name: GHISLAINE MAXVYEI.1, IRA Your Pi nandal Advisor: *UBS May 2019 friendly account name:Int:6v IRA Account type: Account number. Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Realized gains and losses (continued) Long-term capital gains and losses (continued) wash sale QuartIssy or Purchase Sae Sae Cost cost basis Sionly descrction Method fae wake date date amount(S) basis (S) aljusiment(S) las (S) Gain (3) RFO 5,183 Oct 31, 17 May 01, 19 54.42 55.30 -088 FIFO 5.150 Nov30, 17 May 01, 19 54.08 54.74 -0.66 FIFO 4.938 Dec 29.17 May 01, 19 51.85 52.49 -064 FIFO 5.147 lan 31,18 May 01,19 54.04 54.09 -0.0S FIFO 5.152 Feb 28, 18 May 01, 19 54.10 53.84 0.26 RFO 5.482 Mar 29, IS May 01, 19 57,56 57,45 011 FIFO 5.041 Apr 30,18 May 01,19 52.93 52.43 0.50 II MORGAN SHORT DURATION BOND FUND CLASS I RFO 1,462.782 Sep 23,11 May 01, 19 15,783.42 16,105.23 -321.81 FIFO 6.824 Oct 03, 11 May 01, 19 73.63 74.93 -1.30 FIFO 6.827 Nov01, II May 01, 19 73.66 75.03 -1.37 RFO 6.392 Dec01, 11 May 01, 19 68.97 70.13 -1 16 FIFO 6.470 Dec 16, 11 May 01, 19 6981 7092 -1.11 FIFO 3.601 Dec 16.11 May 01, 19 38.86 39.47 -0.61 FIFO 6.884 lan 03,12 May 01, 19 74.28 75.38 -1.10 RFO 5.952 Feb 01, 12 May 01, 19 64.22 65.42 -1.20 FIFO 5.501 Mar 01, 12 May 01, 19 5936 60.46 -1 10 FIFO 5.977 Apr 02,12 May 01, 19 64.49 65.57 -1.08 FIFO 5.514 May01, 12 May01,19 59.49 60.60 -1 11 FIFO 5.524 Jun 01, 12 May 01,19 59.61 60.66 -105 RFO 5.070 11102, 12 May 01, 19 54.70 55.67 -0.97 FIFO 5.526 Aug 01, 12 May01, 19 59.63 60.79 -1. 16 FIFO 5.062 Sep 04,12 May 01, 19 54.62 55.79 •I.17 RFO 4.146 Oct 01,12 May01,19 44.73 45.69 -0.96 RFO 5.076 Nov01,12 May 01,19 54.77 55.89 •I.12 FIFO 4.157 Dec 03, 12 May 01,19 44.86 45.77 -0.91 FIFO 0.934 Dec 14, 12 May 01, 19 1007 10.28 -0.21 RFO 0.314 Dec 14, 12 May01, 19 3.39 3.46 -0.07 RIO 6.022 Ian 02,13 May 01, 19 64.98 6619 -1.21 oantinuad nod papa SDNY GM 00026792 Page 9 of 14 CONFI EN I IAL EFTA (()137412 EFTA01278319 SUBS Resource Management Account May 2019 Account name: GIIISLAINE MAXWELL IRA friendly account name:Indio IRA Account type: Account number. Indivsclual Retirement Account Your 15 vandal Advisor. STOTT STACKMANIYIF CASRIEL Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash sale (Meninx or PUPCOaSe Srit yak COSI (Ost basis Secunty description Method fae vise dace date amount (S) basis CO adjantmem(S) 1.cns(1) Gain (S) FIFO 4. 178 Feb01, 13 May 01,19 45.08 4588 -0.80 FIFO 4.181 Mar 01, 13 May 01,19 45.11 45.91 -0.80 FIFO 4.650 Apr 01,13 May 01. 19 50.18 51.06 -088 FIFO 3.723 May01, 13 May01, 19 40.17 40.88 -0.71 FIFO 3.739 kr 03, 13 May 01, 19 40.34 40.91 -4157 FIFO 3.755 Jul 01, 13 May 01, 19 40.52 40.94 -042 FIFO 3.755 Aug 01, 13 May 01, 19 40.52 40.97 -0.45 FIFO 3.294 Sep 03.13 May 01, 19 35.54 35.88 -0 34 1110 3.290 Oct 01, 13 May 01, 19 35.50 35.90 -0.40 FIFO 4.229 Nov01, 13 May 01,19 45.63 46.19 -0.56 FIFO 3.759 Dec 02, 13 May 01, 19 40.56 41.09 -0.53 FIFO 3.646 Dec 13, 13 May01,19 39.34 39.78 -0.44 FIFO 0.376 Dec 13.13 May 01.19 4.05 4.11 -0.06 FIFO 6.612 Ian 02,14 May 01, 19 71.35 72.01 -0.66 FIFO 3.304 Feb03, 14 May01, 19 35.65 36.05 -0.40 FIFO 3.307 Feb 28, 14 May 01,19 35.68 36,08 .0 40 FIFO 2.841 Mar 31, Id May 01, 19 30.66 30.94 -0.28 FIFO 2.367 Apr 30, 14 May 01, 19 25.54 25.90 -0 26 FIFO 1.889 May 30, l4 May 01, 19 20.38 20.65 -0.27 FIFO 3.785 Jun 30, 14 May01, 19 40.85 41.31 -0.46 FIFO 4.746 Jul 31,14 May 01, 19 51.21 51.68 -0.47 FIFO 3.796 Aug 29, 14 May 01,19 40.96 41.38 -0.42 FIFO 3.803 Sep 30,14 May 01, 19 41.03 41.41 -0.38 FIFO 4.277 Oct 31, 14 May 01,19 46.15 4662 -0.47 FIFO 3.326 Nov28, 14 May 01, 19 35.89 36.29 -0.40 FIFO 0.091 Dec 12, 14 May 01, 19 0.98 0.99 .0 01 FIFO 2.974 Dec 12, 14 May 01, 19 32.09 32.42 -0.33 FIFO 5.736 Dec 30, 14 May 01, 19 61.89 62.29 -0.40 FIFO 3.814 Ian 29,15 May 01. 19 41.15 41.57 -0.42 FIFO 3.343 Feb 25, 15 May 01, 19 36.07 3641 -0.34 continued next page m_00020mg 10 of 14 CONFIDENTIAL EFTA_00137413 EFTA01278320 SUBS Resource Management Account Account name: GHISLAINE MA (WELL IRA Your Pi sandal Advisor: Friendly account name:Indiv IRA SCOTT STACKMANLYL£ CASRIEL May 2019 Account type: Indeadual Retirement Account Account number Realized gains and losses (continued) Long-term capital gains and losses (continued) wash sale Quantity or Purchase Sale Sae Cost con basis Secuniy description method fae slue dace date amount (5) basn(S) Mjuslrnent(S) Las (5) Gain (S) FIFO 2.864 Mar 27, 15 May 01, 19 30.91 31 22 -0.31 RFO 4.295 Apr 28,15 May 01.19 46.34 46.86 -0.52 RFO 3347 May 27, 15 May 01, 19 36.11 36.48 -0.37 FIFO 4.313 Jun 26, 15 May01,19 46.54 46.93 •0.39 RFO 4.797 lii 29, IS May 01, 19 51.76 5119 -0.43 RIO 4.321 Aug 27, 15 May 01, 19 46.62 47.01 •0 39 FIFO 4.324 Sep 28,15 May 01,19 46.66 47.05 •0.39 RFO 4.328 Oct 28: 15 May01, 19 46.70 47.09 -0.39 RIO 3.381 Nov 25, 15 May 01, 19 36.48 36.65 .0. 17 RIO 0.097 Dec 11, 15 May 01.19 SOS 1.05 FIFO 4.089 Dec 11, 15 May 01, 19 44.12 44.33 -0.21 RFO 3.884 Dec29.15 May 01, 19 41.91 41.95 -0.04 RIO 2.908 Jan 27,16 May 01, 19 31.37 31 49 -0. 12 RIO 3.388 Feb 25, 16 May 01, 19 36.56 36.76 •0.20 RIO 3.867 Mar 29, 16 May 01, 19 41.72 42.03 -0.31 FIFO 4,353 Apr 27, 16 May 01, 19 46.97 47.32 -0.35 RFO 3.873 May 26, 16 May 01, 19 41.79 4110 •0.31 RIO 3.375 Jun 28, 16 May 01,19 36.42 36.86 -0.44 RIO 3.864 Ju427, 16 May 01,19 41.69 42.16 •0.47 FIFO 3.386 Aug 29, 16 May 01, 19 36.54 36.91 -0.37 RFO 2.418 Sep 28, 16 May 01.19 26.09 26.38 -0 29 RFO 4.352 Oct 27, 16 May 01, 19 46.95 47.35 -0.39 RFO 3.889 Nov28,16 May 01, 19 41.56 42.12 -0. 16 FIFO 1.939 Dec 14,16 Mel 01,19 20.92 20.92 RFO 3.667 Dec 14, 16 May 01.19 39.57 39.57 RIO 4.395 Dec 28, 16 May 01, 19 47.42 47.47 -0 05 FIFO 4.102 Jan 27,17 May 01,19 44.26 44.38 •0-12 RFO 4.536 Feb 24, 17 May01, 19 48.94 49.17 -0 23 RIO 5.852 Mar 29, 17 May 01, 19 63.15 63.32 .0 17 continued not page SONY_GM 00026794 Page 11 of 14 CONFIDENTIAL EFTA_00B7414 EFTA01278321 Account name: GIUSLAINE MAXWELL IRA UBS Resource Management Account May 2019 Friendly account name:Indiv IRA Account type: Individual Retirement Account Your Ilnanciel Advisor, SCOTT STACK MANYLYLE CASRIEL Account number: Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash sale °yenta,/ Or PuKbaSe 5* We Cost COSI OaSIS Secuniy description Method face value date dine amount IR basis (S) altstrnent(S) toss (Si Gain CR RFO 1.887 Apr 26,17 May 01, 19 2a 36 20.44 •0.06 RFO 1.630 May 26, 17 May 01, 19 17.58 17.67 -0.09 RFO 1.808 Jun 28, 17 May 01, 19 19.51 19.58 -0.07 RFO 1.624 1u127, 17 May01,19 17.53 17.60 -0.07 FIFO 1.864 Aug 29, 17 May 01, 19 20.11 20.22 -0.11 RFO 1.887 Sep 27,17 May01,19 20.36 20.42 -0.06 RFO 2.115 Oct 27, 17 May01,19 22.82 22.86 -0.04 FIFO 1.962 Nov28,17 May01, 19 21.17 21.17 RFO 2.162 Dec 27, 17 May 01, 19 23.33 23.28 0.05 RFO 1.959 Ian 29,18 May 01, 19 21.13 21.02 0.11 RFO 2.200 Feb 26, 18 May 01, 19 23.74 23.54 0.20 RR, 2.350 Mar 27, 18 May01,19 25.36 25.12 0.24 RFO 2.593 Apr 26,18 May 01, 19 27.98 27.64 0.34 PUTNAM SHORT DURATION INCOME FUND Y FIFO 1,789264 Mar 31, 17 May 01, 19 18,000.00 18,000.00 FIFO 1.591 Apr 28, I7 May IN, 19 16.00 1601 401 FIFO 1.830 May 31, 17 May 01. 19 18.41 tam FIFO 1.978 Jun 30, 17 May 01, 19 19.90 19.90 RFO 1.878 lu131, 17 May01, 19 1889 Iasi -0.02 FIFO 2.038 Aug 31, 17 May01, 19 20.51 20.52 .0.01 FIFO 2.115 Sep 29, 17 May01, 19 21.27 21.30 -0.03 RFO 2.073 Oct 31, 17 May 01, 19 20.86 20.88 .0.02 FIFO 2.101 Nov 30,17 May 01, 19 21.13 21.16 -0.03 RFO 0.193 Dec 27, 17 May 01, 19 2.00 1.99 0.01 FIFO 0.198 Dec 27, 17 May 01, 19 1.99 1.99 FIFO 2.294 Dec 29, 17 May 01,19 23.07 23.08 -0.01 RFO 2.527 Jan 31,18 May 01. 19 25.43 2545 •002 continued &PM page _Gitooinfeig 12 of 14 CONFIDENTIAL EFTA_00137415 EFTA01278322 Resource Management Account Account name: GHISLAINE MAXWELL IRA Your Handal Advisor: UBS May 2019 Friendly account name:Indiv. IRA Account type: Account number: Indibodual Retirement Account SCOTT STACKMANLYIE CASR1EL Realized gains and losses (continued) Long-term capital gains and losses (continued) wash sale gamey or PUChaSt Sale Sae COSI Cat basis Security cincoption Method Jae cite dame date amour (S) basis (S) adjustment(S) Loss 0) Gain (S) RFO 2.441 Feb 28, 18 May 01, 19 24.55 24.56 .001 RFO 3.063 Mar 29. 18 May 01, 19 30.82 30.81 0.01 RFO 3027 Apr 30, 18 May 01, 19 30.45 30.45 Total $5825725 $56,047.62 -$592.20 $1.83 Net Ion g•tesm capital gains or losses -$59037 Net capital gains/teens: -$580.74 SDNY GM 00026796 Page 13 of 14 CONFIDENTIAL EFTA_00137416 EFTA01278323 *UBS Yournotes CONFIDENTIAL EFT,00131417 EFTA01278324 Important inibrmalion about your statement U3S Fru/mai Sewn Inc. (the fern Cf UBS Financial her from you no later thn 60 days after the cicada A lug copy of the poky wording d available an Cr lams and my not keep pace with Seri/keg. is a mentor of all principal «citify, commuctity sent you the fro statement on which the 04T“ or upon request. infix:on and options exchanges. UBS Titania' Services and UBS Problem appeared. • moderate Wiring to accept sane rids to pinttial and Bark USA at ridrict stbsidaries of LEIS AG and - Provideyou- rime ad noun number ay) Neither the 51K voltamnor the surtaernernal tolerate vote volatility to seek h4cer returns affiliates of LOS Seanties LLC. The Ferris financiet - Dewbe the error or the Irani& you are sauce protection apinkto: • wenn.: Wiling to accept high Mc to pnncoal ad slant« is available upon request. lhe Firm's execone about. and intern as clearly as yo rah why you • Certain InanCial assets controlled by (and triad in NO %ukelele to seek highreturns over WM. offices are x believe a it en ern" a why you need more your account vain) byt held away from UBSFinancal • rentinen rigaryfy Canadeation: a selected, a Mormarnon. Sewn For example certain 0insurance croak-Is, partial o1 the ponfolio for that account may roc kale LOS Enna' Services Inc - Prov4e the doter amount of the suspected era including vanabb annuities. and 93 sexes of mutual complex aramegimlititod lipaidty and greater 1200 Harbor Boulevard finds registered in the name of the accent holder on minden, Werawken, W 070$6 the Firm a Cad Issuer vas Mestigste your camorant the boas of the nun or transfer not), and will caret airy error promptly For alleged errors • nrestmmt contracts or nvellmini mtereits Statement shotsseholdise The Statement cePresinistere on,, official record of your nvobng OBS 1rnsa•debrt card Ira-mama of in, take tinted nartnenhX4 and private placements) that are We may consolidate at nixed account statement with 1.3S F ramie' Services secant. Olhe records, 6MP' MOM than 10 bus ems days to do this, we will credit not registered under the Serve:es Act of 1933; the OMe address in the same orwekte. to off c al tat documents, contanng aerliang data should g because you accost la the amount you On* is in error, so that • Cortrnodeties contracts (e.gi foreign ecchreye and they have inners wfo ako maintain tint account not be relied upon II youbake these is an mar or you wit have the use a the MOney axing he ant it precut meal contracts), nekaing futures contracts retationthps vets other CherCS X the sane adckess. If amnion plea« report 4 immediately n intro to the takes us to complete as neeelcat and commodity option contracts, and you prefer to mere indirdral statements mailed n Branch Manager d the office wang you account. • Deposit account (except certificates of clumen at UBS separate emoloper you may decline haulahoklin) by Please MX. all decks payable to the Fan or the Bak USA, UBS AG U S. beaches and banks 6 the calling you Financial Admix Athough at I igxes shown are mended to be mutat (Anal mstaJten a:laded on tie laced at Ni FDIC Paired Deposit Program. statement data Mould not be used for Its papaws Reay tenement In addition to regular scare lees. accounts The SIP( protection and the supplemental potation do Friendly mownname solek on yox.end tax Earns. (i e Form 1099. 5498. my be subject to maintenance fees, cents for late not apply to there atteit awn if they ornate appear The Friendly account An is a custom:Mk 'narrator 10425. eft ) whenITITTryng YOur tat tett= The Fen is payment for securities purchases and charges for email on you statements She WC protection and the chosen by you to assist you wilhyoes necordlemong It «opted by law Normal to the RS all taxable diadem«, nuns n cash accarts Accounts that are ransfered supplemental protection do not protect against changes has no legal effect on your account is not 'mendedto reportable non-taut««maids and taxable finest to other nstarliceis may be subject to a transfer fee. sn the market vat* of you investments (nether as a reflect n strategy, product recorrtnniation. earned on setnies held n you account net proceeds resat of motet movement. issuer bankruptcy or investment objective or rids profile associated with your on tale transactions, and cost basis on certan coned UBS Sweep Options otherwise) accounts. rd a not a prom« a goatee that wealth sectsars UK offers options for sweeping cash balances to brit or any financial«sulk can or will be achieved. All depose aoccionts at non-11'61CW banks and ablated Dividend Reinvestment Program (DRIP) imestrnents nvolve the risk of Irk indirdeng the risk of ConwenicatIons with the Firm barks and money mates mutual lends (Money Faith). The a« reflected is an average ace You may obtan loss of the emie irrestrnent. You can change your • Please reconfirm fl oral connuncatan in yet ng Deposit acorn at LOS Bra USA and naafiaired the actual price km yor FirWgiblAdvisa. Only whole Friendly none names through Onlne Services ex by to further protect your ritas, inclung your nits barks panicipating n the UBS FIrCasured Deposit Owes 4/0 purchased under OTT, penal shoos will be contact rig you Feurcial Odessa. under the Securities Mesta Witten Act (SPA) Program at FDIC muted n accordance with FOK rules IOU and that cash wit be departed in you account The • If the firax 01 nstartion on the top lett of the Ircal Fa mae Hamation, please vise WINN rdc.gan Depose duckind reinvestment ace supplied by the issue may Account overview of this statement is not LES f nancal Sewes, 1.85 accounts at LBS AG Slanted Brandy and Mores of Della from the make price at Much Be partial shares • Vakre of yea a«ountlaortrolet Net of assets and fiunal Seminal carries your account as «ramp Money Funds are not inured by the MK. am sold Iitta broke by winner* won the mated inarktion • /tsars nclucits available cash balances. vales foe We Worried ycv d this relatcrishin Men you Bank deposits are not protected by SIPC Money Fund Casheinilieu Maris areprotected by SIK. See 'LOS f carnal Seneca remitted security (est ), and Global Time Deposits, opened this noire h the cask you li ds and shy whole wits maybe held n eeex account. If you are wreaked muts to market, and <erten assets not held secishet are lamed at UBS I runcal Services and nal Aceoull Rotation' below. enttled to a oriel am as a result of a drediend pain« the intooLcs-g broker, and you nut mere a copal by the Fits. Om not net.* mated WCUMieslantic or «hewn, the firm sill ether sell partial Lens at at the end a the prior arn CuTent statement pencids, a of any ono' or mine lo both limn Wm 'Our repast, balances in the bent depositsMai be mar et price a amp, an morn determined by prate imestriwrMs, united stock options and • As decried note account a-remelts, you must withaawn, and shares of a Monty Fund may be •egistered clean; agency. and credit you accoint bauciXed and the proceeds retuned to you or your mercitablo nod options noblyusof any errors or bard inuckerg checks • Lintines Narks debit balances, outsurang margin reflected M yas sunken within 30 days alter a was sectrines actor« 'overlent,* objectives make a moo wealthier loam. credo Ink short accent balances. lhe rwrienere objective, and nsll, profile ae specific to • Cashaioneybalanced Total or uninvested mkt* ankle • Pleasediet customer complains or iniunes to No Further Vaccination about available sweep options, each account and may varybetween you acorns roaring turn interest rates and Melds. IS available al cash balances, plus deposit balances at alt 'hated Fein's C hens Relations Depament a 201.352.1699 Please adwie the Fen pronely in writing of any VIAWAA)S (OrrISA*IPySkh, frOT ytor anneal Advitce non-aff;lifted bails. and money maket rrulual lead a tog-free al 8004549103. 13,00 A M. to 6 CO P.M. «pliant change in yon fnada Munn or sweep balancer at the c of the statement prod ET Monday through Friday, or in tinting to LBS or by riling BOO 762.1000 initeument cblearres. Fa each accord hekt you FinXXXIStriCel H., Client Relations Department Non-cannon fret creckt balances in you account are Moose one of the Iolchemy innistment «Wanes not segregated from ocher balances and tie Fern may P.O. Box 766 Union COY, NI 07067 LIE6 Financial Services account protection • Piot« Current Intone Investments soaking the the Firm is a member of the Savages Investor Protection use any a these funds nthe worn cam of its • All gamma shall be deemed cotton and antra generation of Hone ore/ balms These finds as papal* With domed. rl not objected to n Acting realm 60 dews Correction atPC), each protects securities customers • Ache« Capkappnciabort Imestments seeking of as member to to 5500,000 anclaing 5250,000 for This total is molded in the cannt «nod closing value • Fa TTY services. Call 844412.0986 w from «Mile growth of prificpal «Mt than the generation of Ow US.: Call 201432149S darns for cash) Emaannory brochure available earth MOM.. Lending information • Incase of errors or pant ims about an electronic reaung a at mew wit ofg The SITC ask* protection • PeoCkaCribmabon ofincome and Clara lines apply to all accounts that you hold in a pantubr For detaked Hamann On the Imes le dig 'recites funds transfer (61). WI parent or 1.113S Visa° debt Aro:v(460e Investments seekingboth the generation and truknures. refer to you. Client Reationonk cad transactions. call $00-762-1000, or write to UBS canary. The Finn, together with cotton affiliates. his the of inner* and growth of principal Agreement cr Attain Agreement and the General f Mental Services 1x.. 1000 Harbor BIM, 6th flea, 'NMI, and Conditions LBS Statement of Credit Praaices Weehmken. NJ 07096, Ann RMMISA Stens Purchased supplemental inurance The inern.rn arrant payable to all eligble clients, collectively under Ores. risk goblet avaiktk n Ogre/fens andDixbsures theprotection is $500 mdbon as of December 10, 2016. • Conyervieur Seas to runt«,meal prixpal, with at vvsve,,b, Cala mite as soon as you on,* you thee your kw risk and volt Tay to the rearm overall even statement a reed is m g or d you need more Sabra to the policy «affix* and linkman, cash at therim is further protected la up to 11 9 maion in the that means the account dons not generate significant Mormalcon alma a order on the stamen or «apt. The firm or Cod Nuet (as appkabk) must aggregate for all your accent held n a palKula SDNY_GM_0002679.3 CONFIDENTIAL EFTA_00137418 EFTA01278325 Important informatimI about your statement (Continued) Your assets - For certain skunks racks; in non-ccolcemng • Est. (estimated) income. current yields and rates — We grime <Ctliper6b1C41 heel WS BM. USA, CBS Your Itaterreni Monies recueibes and other ands held denomnatonk price ard wryly (lace oath may An est mak of imial more is bated on anent AG Surrlond Branch and nonaffiliated bads n the account al the end of the Slaternent period YOU have been adjusted to facilitate proper valuthth chide. and Menem rates, assuning the triunes will Moods our cash sweep laWaTh This may ask for delivery of folk Paid securities al ant tire. To obtain anent guotahons. when avail:15k, contact be held for one yea- from statement date or wail compensation may be per account fee or You man remise mule's used as loan collateral alter yes &uncut Ai:loser. mataity. The estimate is calf a guideline, accuracy may be a percentage of aimage dab deposit ming any balance do on them. Any securities and cortriued norm are not guaranteed bermes transterred to the Fm, ding the surimme pored are • Private investmante and structured products. — Estimated arrhul mom and curetl yield for laid at market value as of the end of the stamen Private nwstmene warms (ix Ising them titan types of securities could include a met an of Activity period PankiPal Ca program and real estate inmenent trust princPal or capital gait in which case the est Information regasing commissions and other cargos • Bost basis. In debannirg the cost basis of the seriaises) and strut tired prodths are generally highly income (rd current yielo) would be overstated. incurred n CCereCttOn well the exisoson of trades, seamen included n this statement where indicated third Cerian 'buttered modris ham not teen — Estimated annual mom and orient yield and the incluangopticn tram-actions has been minded on will the number 'I,' URSFiurcial Services Ms relied registered with the Somities and &charge xeual income and yield mile be lower or thither carotin...ions previously furnished to you, ed wit be on information obtained from sources other than UBS Commission or side, any state Securities laws. We than the eshinged snorts Provided to you promptly on regime Snancial Sersices. kluding inIcernaticn Born nabs,. pow& tharnated values for ',note swesirram — An estimate of atnualizod income (denderd race Inm or that you man has:wooded. your Snacks& wakes rod structured products for Mormal mud interest) dirded by the current market Short sidling Amato the Sim does nal indepeklently way o Ferrous only Acoracy 6 not guaranteed elatef average balance a based on the last divdend II you are engaged n shot "Ong a unsay, you man guarantee the korai or vatcleyorary information - Thew values may differ a/wantfay icon peon, it or fluent plyiVent made by the issuer and incur a charge doe to retain Ixeroving costs for the provided by sources other than 1.3S Financial Secede any. at which a private .ristnie A security or mums toe seorneideposts will be hell for the pan Oita-security. addition, although LBSFnincial Semmes general6 structured praise may be boodm or sold and do year from the statement date curia maturity. updates the rdomatith as it is received, the f Pm rot rhwessiikr represent the yam you may rectae Accuracy and continued mkt re not guaranteed Orin orders dos not monde any assurances Mr the infomarion goon liepidaten. Regaidng open co tgoosaitcancellee orders that valet "Cott base ind "Urvealced ged loss" is - Tied pry Monies of value re at ascertain • AMU not held by UBS Financial Services, Caters were riot arieuted by the stamen date, open buy and karate as or the date of this statement. As such. date and are supplied to UBS SnareSikes:ices on a itself are not held by the lion and not width the sel stop orders re reduced by the mom of divdervh please do not rely on this nlaroution to crake regular base by an independent valurion lima Fin's possession or control. These assets are orNM" on an roodoklerds or evirsthis date unless prchase or sale decisions, for to pa-poses ce - beat general partner or sponsor estmated vales, clithlayed on war statement for nformational othathect otherwise by you. You re tesponsble for otherwise. Accounts transferred to the Fern may any, re sswtied to the Fon by the issuer, purposes only. Posnons and values presented re orders that re executed dr to your lalure to cancel reflect are itormi kr+ only fox thy period or general pother or throw and may be calculated provided by the Muni; fern UBS rimincel Serves is "ing open orders. tiro theyre held at the Fan More historical based on deferent infarnation from tat used by not responsible for this iternaion and don not ntimaticri can be added by you* Truncill Advisor. that parties to derive thee Monied vales. guarantee as accuracy These assets are not tweak:rid Privacy • Unwanted gang/losses. Moen die ie availabki, — You can dour, additional Momurion regarding by SK or to Fim's supplemental 51K coverage. To °Lean a copy of as current Client Privacy Nike, estmeted unit:Fired gansflosses are calculated for the methodology used to determine the estimate of ',lean collect your froancialAthisor or viva as webs.. ndvilial smarty lots the transaction data for value end the dale of the iliceniatiCel that is the • Revenue aharkig and adckianal ocimpensthion. al Pawn ”htensurvivierregrt. nOvidual lots may or manna reflect carmissions. basis for the estimate by contacting your financial - In xklitith to commisskris on lain and 12b-1 Wes - LBS Financial Services ir not a bark. The RMA, Bennet" charges anchor secuity reorganized on canto Admix receved in connection with the dosirbuten of mutual Smokes Account BSA and IRMA ye brokerage Diedend and other reinvestment lots and systernak - Wird patty estimated vales may be reflected as fads to Oct dents we anchor or Millie Nona accounts oshch provide access to barking SerViCOS and putsed lois re each combined to display cot • Not piked' in several student: Mien an ovine shying payments from deutuicri aril or potluck Ihreuct alarigitMertS with affiliated banks averaged lot 71-• 'Trade date colmn parents the independent valuation torn has not suppled or advisors of the mutual funds that se soli Theo and other thiel.pany banks, and provides access to onginal transacoon trade dale. unable to /Mrs a vase, when we become aware amounts re based on two different comprentsi (4 issuance and army Products issued by unaftliaked • Callable securities Bonds and preferred stock that that a material event has occurred the, my calla the imam of sales by LBS of a particulr rrutual ihnd.party nsurake (=panes through inesake the issuer cab Ins <ago rederrpton Pail be selected premous0r reported value it question, or Wen a had family to our dem': and 60 the asset oaks of a agency elosigaries or LBS Financial Semen cox. erriertially by lot Iran among al hoarier of that value would be highly speculative due to the nature particular Mutual ford lanais 'hares held at the — Ynestniere, nes:anus, and annuity products, issue held in Our mow or in nornim maw Is, or or the warty Inn — Not FDC insured • No bank guarantee. May lose val. clients Call bare raomaten is obtained from third — Men neither an ewer, general partner cr sponsor - We and our affiliate also receive minding and — tMA Resource Management Account. Busyness parties as accuracy is not gawked. Other call estimated value nor a thethathy estimated vaLie 6 ornnbus proofs's-9 fees in considualco for transfer Services Account BSA, IRMA and nteenational Resource leaves may nth which could riled yeld. complete mended, the fake of the storey will bedeferent agent services that we provide to the rnosual funds Management Account are registered service marks of Mammon will be provided upon request from its pushes* price. These fees were*, re pad from investor rises n UPI Financial Services lx . • Price/value Peres displayed for securities and other — • Dthrbutions to dre • may ruled ream of the mutual fuNd and are a fired doll. amount based — vKA is a registered vacterrurk owned by Via products may be KOK or lowerthan the price that capital, nccme or both. on the meter of accounts at the broker-dealer rrieroxional Service Association and used under you would actually remise in the market. Prkes - •Orogrul ant size' represents the resat offering holing mutual funds of that fund family Icense llse LEIS Via credi crds and the IRS Visa obtained from various dud party sources *Nth we pike pee rot and may not reflect misa cost bath - n addition to CCrnill6SkinS received in connector+ del. cads are mord by UK Bank LISA with behew to be nab*, trd we do not guarantee this - DPP and whited RErt sec rcies are not listed on a with the sake or datibuton of annuity contracts and permission ficni ine U S. A Incorporated Al other accuracy national securcen exchange. and re generally snit nvestment butt trots to or clients, we ado trademarks. registered trademarks, stoke marks and - We genera*, use the closing price when available or amid and men A they can be sold the price or aft MN receive revenue shying corrpensaton registered service muds ye of their respecure to mean ol the bid and ask a ices for listed received may be less tan the per share estimated from Mr/ of the nsorance companies unckrwriting convenes maybes and options or ore/ bid pokes For OTC value provided an the account statement. the annuity Matr&CtS, affiliates of the (*nuance washes corpthes or sponsors of the snit investment tants MIS Flunk:al Services Inc Rev. 701810 - Less actively traded seashis maybe priced thing a • Reserided securities Restricted securities general" we daring. valuation model or the most recent price we re not <inertly ithgble for pubk sale. LBS Financial — in addrith to commissions received from the cblaned and may not reflect an actual market price Services uses the market price of the urresnxted stock pschase and sale of NeeShares kids, we ardor cur a male. of the WOW issuer as an masted ale for the If lute real,* an asset-based revenue sharing ▪ Cedar posithns may toper w thong a price and restricted stock for purposes or the StOfteltat only. To payment from NentShares doubters. es well as willdeny as • prico was not available' it we are the extent the restricted mum ies are ebgble for sale, fading for technology development, training and triable to cbtan a peke Ins a sksity. he value removed may be abstantially less tun Ilse educal - Deposes a worries doles denomnaled n arrences awed value shown. — Our Alleles also receive tradng cormikkris and other than U S. re reflected at the exchange other cansemalcn from mutual funds and awake rate as of the stammere date. carper.; *two. product' we clittrbae SDNY_GM_OOO26799 CONFIDENTIAL EFTA 00137419 EFTA01278326 U8S Financial Services Retirement Account Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York. NY 10171.0002 June 2019 GHISLANE MAXWELL /- Account name: GHISLAINE MAXWELL IRA Friendly account name: Indry. IRA Account type: Induidual Retirement Account Account number: Your linandal Advisor- SCOTT STACK MANNYLE CASRIEL Phone 212-821-70001800.308-3140 Questions about your statement? Value of your account Call your Financial Advisor or the On May 31 (5) on lune 28 (9) RMA Resoronel me at 800-RMA-I000, Your assets 58,967 22 58,981 66 Your liabilities 0.00 0.00 %sit our website: Value of your account $58,967.22 $58,961.66 www ubs comainanciabervices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www.annualcredureportcom. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 158.12523 Net deposits and 570 570 57.2 57.7 93.1 59.0 59.0 wittdrar4s -S160.68 • • • * • • Your mese-ism return Dividend and interest income 5669.91 Change in market value 5347.20 Value of your amine on Jut 212019 SSIt9111.66 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 May 2019 lun 2019 Y GM 00026800 Member SIPC Page 1 of 6 CONFIDENTIAL EFIA_00137420 EFTA01278327 Account name: GHISLAINE MAXWELL IRA Your K asocial Advisor. *UBS Resource Management Account Jr.?Z's" . Friendly account name:Indiv IRA Account type: Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of June 28181 your account . Cash and money balances may include A Cash and money balances 58,981.66 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. UBS FP4C insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about yaw statement on the last two pages of this statement for data is about those balances. Total assets $58,981.66 100.00% A Value of your account 558,981.66 Eye on the markets Percentage change Index lune 2019 Year to date S&P 500 7.05% 18,54% Russell 3000 7.02% 1831% MSC I - Europe, Australia & Far East 5.97% 14.49% Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11% Interest rates on June 28, 2019 3-month Treasury t One-month LIBOR: 2.40% mummAge 200 CONFIDENTIAL EFTA_00137421 EFTA01278328 Resource Management Account Account name: GHISLAINE MA (WELL IRA Your IInandal Advisor: *L1BS Friendly account narree:Indiv IRA Account type: Account number Individual Retirement Account SCOTT STACK MAretril C45RiEl. Change in the value of your account Summary of gains and losses VS ries reported below exclude products for which gans and lotus are not classified lune2019(3) rear to date (I) Realized gains and losses Unrealized Opening account value $58,967.22 $58,125.23 June 2019 (V Year to date (I) gains and kisses (I) Withcfrawals and fees, including investments transferred Short term 0.00 9.63 0.03 cut 0.00 -160.68 Long term 0.00 -590.37 0.00 Dividend aid interest income 1444 669.91 Total $0.00 -$580.74 $0.00 Change in market value 0.00 347.20 Closing account value $58,981.66 $58,981.66 Cash activity summary See account activity the month tot decals Balances in your Sweep Options are indudedin the opening and Dividend and interest income earned closing balances value. FDIC insurance applies to deposits at ulaS Sank USA and all banks participating in ire 09$ For insured Deposit Mogan rt does not /poly to deposits at LISS AG. uariforo parch. AFC protection applies to money market sweep fund holdings but nal bank deposits. AteImportant inaarmation for purposes of His statement, tenability of Inkiest and Addend income has been determined from a US abOut your statement en the last tv,o pars fi toss document for Calais to. reporting perspective, end upon the residence of the account holder, account type, or product type, some (merest andor dnrend payments may not be subject to United Stitt (VA and a Puerto 0(0 (FR) June 2019 It) rear to date (S) income ta.es The dent monthy statemeM is not intended to be used and carnal be toed upon for tar purposes. Clients should refer to the applied:le lax tenoning tarns they receite from VBS annuity, such as Opening balances $58,967.22 $1,304.58 the tons 1099 and the PCMIS 480, (a tar tePOIlmA information It is the practice of 095 to file the 4)plicaue tar tenoning forms veld, the US Mterni Revenue SeMce and PR Treasury Department. and in Addkions such town accurately dasuly Midends arch interest as lac exempt or taQble income. Please consult your Dividend and interest income 14.44 669.91 indwduel tax preparer. Proceeds from investment transactions 0.00 57,819.93 June 2019(51 rear to date (I) Total additions $14.44 $58,489.84 Dividends 1.38 556.43 Subtractions Interest 13.06 16.20 Professional management fees and Total current year $1444 $572.63 related services 0.W -160.68 Prior year adjustment 0.00 97.28 Funds withdrawn for investments bought 0.00 -652.08 Total dividend & interest $14.44 $669.91 Total subtractions $0.00 -$812.76 Net cash flow $14.44 $57,677.08 Closing balances $58,981.66 $58,981.66 CM" GM 00026802 ►ap 3 of 6 CONFI LIN I IAL EFTA_00137422 EFTA01278329 Account name: GHISLAINE MAXWELL IRA *UBS Resource Management Account lure 2019 Friendly account name:Indiv IRA Account type: nt Account Your linandul Advisor: SCOTT STACK MANLYLE CASRIEL Account number UBS Bank USA Deposit Account APY Retirement services information Interest Period May 7 - Jun 6 Beneficiaries you've named for this account Opening UBS Bank USA Deposit balance May 7 $58,910.42 The oenef 'canes listed oe:ovd reflect the information in our records as of the end of this statement period. If this information is not correct, or you wish to change your beneficiaries, Closing UBS Bank USA Deposit balance lun 6 $58,981.66 please contact your Financial Advisor Beneficiary changes are not effective unless you give Number of days in interest period 31 them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Average daily balance $58,950.86 Percentage Beneficiary Contingent beneficiaries Interest earned $13.06 100.00% (100.00%) Annual percentage yield earned 0.26% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment efigiVity conWera non None selected Your account instructions • I ?S. Fir a.- chal Services Inc is your IRA custodian • You a:count cost ba56 default closing method is FIFO, First In, First Out. CNP203O9006528684 NP70C030:942 00004 0619 030575004 vi 23697550 I I EftigyGki000268egge 4 of 6 CONFIDENTIAL EFIA_00137423 EFTA01278330 Account name: GHISLAINE MAXWELL IRA Your PI nandal Advisor: Resource Management Account *UBS June 2019 Friendly account narree:Indiv IRA Account type: Account number. Indiwdual Retirement Account SCOTT STACK MANLYLE CASNEL Your assets Some prices, inane and current vaues shoNn may be approximate. Asa tette. cans oldtossesIna/ not be accurately reflected. See minor:ant into:mason about your statement a the end of ths documem tor mole intointoson. Cash Cash and money balances Cash and money balances may Indy* avalable cash balances, UBS Bank. USA deposit account balances, UBS Balk USA and al UBS FDIC Intored PrOtjall 881k depOSit acCeuntbaarKes are insured by the FDIC within UBS ROC insured Rogan Bank Balances, UBS AG Stanford Stanch &posit account baences and money applicable lints, but ale not protected by SIK. U8S AG Stanford Brant hdecout &court balances are not insured market mut tut fund sweep txdances. by NYC and are not protected by 51K. Money market sweep baances are protected by 51K but are not Insured by the MC See the Important information about your statement at tne end of this document fox detain about those balances °venni? bilenCe cioong bilerKe PriCt per share Average Dnioend Interest °all in iscldng on Jun I(1) whin 28(S) on tun 28 CO rate period period Capamount (Si UBS BANK USA DEP ACCT 58,967 22 58,981.66 250,000.00 Your total assets Percentage of Cott Etlanated Untethied vane on sun 29 (I) your account bass (S) annual income (5) nor 1C6S (S) Cash Cash and money balances 58,981.66 100.00% 58,981.66 Total $58,981.66 100.00% 558,981.66 Account activity this month Date Adittly Deucalion Amount (1) Dividend and interest income Dividends Jun 3 !Dividend PUTNAM ULTRA SHORT DURATION INCOME EUNDC LASS '1 AS Of 093819 1.38 SYMBOL: PSDYY Total dividends $1.38 Interest Sun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 0006119 13.06 Total interest 813.06 Total dividend and interest income $14A4 trod./ GM 00026804 Page 5 of 6 CONFI CAN I 1i-t_ EFTA_00137424 EFTA01278331 SUBS Resource Management Account lune 2019 Account name: GPIISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number. Individual Retirement Account Your Hound.' Advisor, SCOTT STACK MAMLYLE CASRIEL Account activity this month (COntriuedl Date Activity Oescrcbcn Arrount (S) Money balance activities May 31 Balance forward S52.961.22 Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.38 Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 06/06119 1386 Jan 22 Closing U.S Bank USA Deposit Account 558,961.66 The UBS BMA USA DeCO9t ACC0unt IS your Primary sweep WW1 _Gm_0002figniga I of 6 CONFIDENTIAL EFEA_00137425 EFTA01278332 Important infOrmalion about your statement U3S FnrKial Services Inc. (the fern of LBS Financial her Iran you na later than 60 days alter theism capacity. Alul copy of the poky wording d huitabk an or leans and my not keep pace will Sakes). is a mentor of all principal security, commodity sent you the fro statement on which the on or upon request. nfiatcn and options exchanges. UBS Financial Service and LBS problem apptand. • moderate Wiling to accept Kent rid to princPal and Bark USA as endrect stbsdaries of 1.95 AG and - Provideyour nine ad accosts number ay) Nether the 51K prolecton nor the abckemental tolerate krne volatility to seek hrber returns Palates of LOS Sectaries LLC. The F im's(harmer - Dewbe the ester or the Irani& you se unsure protecionpXy tor • ayoressiie: Wiling to accept hip sr* to pnncoal ad statement is available upon request. The Finn's execone about. and e.plain as clearly as you can shy you • Certain 'funeral assets controlled by (and rklubd high volatility to seek highreturns over time. of ices are x believe a is an error a why you need more your account naafi:art herd away Men UBSFinancol • invelmerstfignikry Consideration: a selected, a nfamxion. Services For example certain (i) insurance maxis, Portion of the portfolio for that account may include IPS Franco' Services Inc - Prov4e the doter amount of the suspected era including variable annuities. and (ii) sires of mutual cesspit. arasegin. tinned lir:picky and greater 1200 Hata Boulevard finds registered in the mane of the account holder on totality Vietnaeken, It 07086 the Firm a Card Issuer ml iwestigste you' canpLant the book of the Stier or transfer gent), and will correct elf error prompty For alleged errors • Inentment contacts or riveilnYrol Statement shouseholdite This Paternal Wheatsthe on& official record of par ^rob"; UBS Mseedebn card trannactims. rf we take limited partnerdiVis and private placements) that ate We may consolidate at nixed account statements with LBS Frtencql Services *Nun Other record,, except more than 10 bus iress days to da this, we will credit not registered under the Secuties Act of 1933; the save address in the in Orwetr. a 0 because OK el lac dxunents, contanng carlicteng data should you accost la the amount you Ow* is in error, loth* • Corrrnoaties contracts (eg., foreign exchange and they have owners who also maintain per, account not be seised upon II youMahe there is an error a you wit have the use of the money Wang he tint it pratcus metal contracts), enchain; futures contracts relations/nos wth other <kerns X the sure address. If °carman please report it immediately n visiting to the takes us to complete our iwellpat kn. and commodity option contracts, and you prefer to mere individual statements mailed n Branch Manager o the office wving wax mount. • Deposit acourts (except certificates of dipenie at UBS separate envelopes. you may der line hourthcalrg by Please Matt all checks payable to the Tern or the Bak USA, UBS AG U S. krakhes and belts 6 the calling your Financial Advice kerma). at I paps shown are mended to be accurate, (Anal nsteAcn nalested on he front of his FDIC Insured Deposit Program. statement data should not be used for tai woos*. Rey statement In addition to regular account lees. accounts The SIP( protection and the suppinivotal protection do Friendly account name throb on yox.end tax forms. e Form 1099 5498. may be abject to maintenance fps, charges for late not apply to there onsets own if they otherwise appear The Friendly account wan it a custom:able gudirorrie' 10425. etc hytwe'Prnin9YOur tax return. The km is payment for securities purchases and charges for urpad on you statements The SIPC prot ection and the chosen by you to assist you wilhyour recordleepcp It saluted by law to repcn to the IRS alltaxable diadinds, armats n cash accounts Accounts that are cansferted supplemental vacation do not protect against changes has no legal effect cen your account, is not Mended to reportable non-untie dirclends and taxable incest to other restertims may be subject to a transfer fee. en the market vale of you investments (whether as a reflect ary strategy, product recommendation. earned on meanies held n you account, net proceeds resat of markt movement, issuer bankruptcy or investment objective cr roc profile associated weal your on sale transactions, and cost basis on certan covered UBS Sweep Options otherwise) accounts. ad is not a prom* a guarantee that wealth secartes UK often options lot sweeping cash balances to bat or any lianciatresults can Of %ill be achieved. All depose accounts at nOn-Itiltited banks and affiliated Dividend Reinvestment Program (DR P) ikestments involve the rik of linss,includingthe rick ol Conwerikations wish the Firm barks and money stand natal lands (Money Pubis). The price reflected is an average mice You may obtan loss or the ogle irtvestrnent. You can change your • Please reconfirm fl oralconmuncatcto in twerp Deposit account at MIS Bare USA and ntheff &aced the actual Vice kern yore Financial Advises. Or. Pule Friendly accixtit mires nymph OnInt Services or by to further protect your rights, iscrardeg your nits barks participating n the UBS Fr:Charred Deposit stores we purchased unix DRIP. prior than will be contacfrg you F homier Adis. under the &curios hyena Protecton Act (SPA) Program se FDIC insured n accordance was FOK rubs sold and the cash wit be deposited in you accuse The • If thefinencialcitartion on the top lett of the Iron For more information, please visa whew tdK.Tiv. Depost candeni renveskrent ace suppled by he awn may Account overview of this statement is not LES Ens% ill &nets, LOS accounts at LOS AG Started Brands and shims of caller from the market met at Much the peal shire' • Vakre of tour e«ountraorrrolo. Net of assets and fiunul ServiCaS carries yovr account as diranng MoneyFunds are no hand by the FOC. are sold Leckie by arrangement weh the ikkated instrulen • inswa Includes available cash balances, vales foe We :tonic(' you d this relabonthin ',ben you Bar* deposits are not protected by SJPC Money Fund Caskinilieu Pares art protected by SIK. See' LOS F racial Strict, restricted security (est ), and Global Tim Deposits, opened this accost h ths cask you Mds and Chly whole urns maybe held n par want. you as wreaked mats to market, and certain assets riot held seriatim are located at UBS I sunhat Services and nal Account Fronton' below. entitled to a panel unit as a result of a dividend paiment the rwookscrg broker, and you nut maii• a roped by the Fin. Does not encode Printed WCUrRieriafferIS • othrmok the fern tell ether sell partial units at at the tend of the pros and CuTeill statement periods, a of any mix a amnion to both fink UM"'our repent, balances in the bark depositsmar be martet price a accept an amount determined by ramble irwestrilerMs, netted stock axiom and • As descrted 6 the account areernints, you must with:lawn. and shaes of a Many Fad may be •egistered clean? agency. and credit year account bauciXed and the proceeds retuned to you or your overciratki nod options notify us of any errors or baud imolai; checks • Tiabilkies Includes debit balances, outstanding margin reflected an ras stakerent within 30 days after a was secures account. Investment objectives mailed or nub marble. ham. train Ink shCel atColtil balances. the meal/nerd Pooling and nsl. profile are spare to • CashMoneyttaboces Total of uninvested avaletk • Pleasedivot customer complaints or inquires to Pe Futter iternaion about available sweep options, each account and may vary between you access ackcing tureen inerest rates and nelth. IS available at cash balances, plus deposit balances at allliaed aid Firm's C lent Relations Depagment a 201.352.1699 Please advise the Fen promptly in writing of an, WNW AA)S (OrrISA* IPySkh, ion you f Natal Advisor noniaffb and money market rianual Sad a toll-free a 8003549103. 1900 A M. to 6 CO P.M. manhunt change in yore financial snualkin sweep balances, at IF.. close of the statement period ET Monday through Friday, or in writing to LBS or by (Xing 900 762.1000 investment objectives For each &coi.ra heti you FinallOal Stria" H., Client Relations Department, Non-conmodrty free creckt balances in yam acoriunt ye choose one of the I °Sowing imminent object... not sepegred from oche balances and the Frm may P.O. Box 766 Union CRY. NI 07067 LDS Financial Ssmices account protection • Pucka* Current Income Investments seeking the the Finn is a member or the Stotnes Invests Protection use arty al these lungs niche ordinary course ol as • All cinema-es shall be deemed corrokee and *curiae generation of scone only. business These funds at pyabh iaton your doma-d. rl not objected to n vatting voila 60 albs Corporation atPC), wt.ch protects securities customers • Askew CapearAppnciatort hrestments seeking of es members to to 1500,000 (nekaiirg 5254000 to 'Ns total is noir:led in the °mint owed closing value • Fa TTY smwces Call 844412.0986 or from outside growth of priscpal rather than the generation or the US.: Call 201-352-1495 clams for cat° Eireannory brothur• available Wm MCOme. landing information • hunt of Orton or guestens gout en electronic repen a at maw sax org fhe SIPC ants protection • Podia Corn 6w...on of income and Cartel lines goy to all accounts that you hold banana& Fa cleaned mkonation on the f rm's le dig prat ces fards transfer am. IA payer or LBS Via° debt Apprernarkw Investments seekingboth the generation aM caschsups. refer to year Client Roblionshb cad transactions. call $00-762-1000, or write to UBS capacity. The Finn, together with certan altiliaes. has also of Man and growth of principal agreement or Cocoon Agreement and the GeWai Financial Services Inc., 1000 Harbor Bird, 6th flea, Tams and Conditions. LOS Statement of Credit Radices Weehawken. to 07096, Attn RIAMISA Scenes Puchased supplemental inmanct. The inwirn.rn atom payable to all eligble clients, collectively under Oven. risk porde; avert** fl y:grip/kerb anciDtisciosures the protection is $500 million as of December 10, 2016 • Conyervinw. Seeks to rrainkry 'nasal porn al, with Cala mite as soon as you can, if you hie you kw risk ad you hay to the account orient even it statement a receM is wrong aim need more Staked to the policy cokfaions ad Smarter* cash at dv Fim is father protected la up to 11 9 maion in One that means the account does not riyralo Mormation Part a transit, on the statement a recept. The firm or Cod !nun Gs amakebk) must aggregate f or all your accounts held n a pat Kula SDNY_GM_00026806 CONFIDENTIAL EFTA 00137426 EFTA01278333 Important information about your statement (Continued) Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaffhoed bads n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit wing any balance de on them. Any securities and continued income are not guaranteed toseerxes tranderred to the Frrn ding the stoommt period are • Private investment. and structured rag products. - Connoted ornwl name zed current yield for l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages • Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades, secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be on information <Maned from sources other than U8S Commission or tondo. any state securities laws. We than the esteniked snares prodded to )our proudly on request. f ern Fnarrial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/ guarantee the aCOSaCy or valday c any OMemotion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security. In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity. updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services Certain were not evouted by the seamen date, open buy and activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets ar e not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena; please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer othenvise. Mecums transferred to the Fins may if cob we oaf:eked to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel reflect a c Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders. tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not (demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy • Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplementalDK coverage. To Aeon a copy of as current Client Privacy Notice, minuted unmated gonsflosses are calculatedfor the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt. -rt.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne« charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums andcr products ihroacji alarigernirritS with affiliated banks averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and arm* Products issued by u-dffhad • Callable securities Bonds and preferred stock that that a maternal event has waned dna my calla the snort of sales by l8$ of a particular rrutual thitl.porty no:oncecompanies through instance the 6Yier cab for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEK Financial Sewn Inc niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular mutual fund lernals than held at the — entstmere, inswance, and annuity pred-icts. :Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource leans may pot which me aff ect peld complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc. • Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the ley Visa obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with behave told elabie, kW we dons gaunter this - OfP Ind unfilled RErt sorties are not listed co a with the saki a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and - We generally use the cbsing price when available or acted ani even if they can be sold the price as afIhate receive revenue during corrpensaton registered senate nudes are of their respective tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance wctikes cowponies or sprout of the nit nvestment trusts LES Financial Services Inc Rev. 701810 - Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming ▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as wit show as 'once was not available awe are the extent that restricted vonies are eloble for salt hider; for technology development training and triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education. - Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance rate as of the stammere date. «meanie; Mere waits we chtuttne SDNY_GM_00026807 CONFIDENTIAL EFTA 00137427 EFTA01278334 lies FMancial Services Retirement Account Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 July 2019 GHISLAINE MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: 'Wield/WI Retirement Account Account numbe Your Knandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phon Questions about your statement? Value of your account Call your Financial Advisor or the On June 28 (1) on July 31 (3) emppesascelipeati300-I1MA- 1000, YOur assets 58,981 66 58,994.06 Your liabilities 0.00 0.00 Igsit our website: Value of your account $58,981.66 $58,994.06 v•ww.ubscomainanciahervices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free aeckt report annually from www. annuakreddreportcom. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 $58,125.23 Net deposits and 570 57.0 572 57.7 911 590 59.0 ekhdratrals -5160.68 • • • • s h. • • Your evestment return Diedend and interest income $682.31 Change in market value 5347.20 Value of your ocean Dec 2014 on Al 31, 2019 654994.06 ON 2015 ON 2016 Dec 2017 Dec 2018 San 2019 Jd 2019 SONY GM 00026808 Member SIPC Page 1 of 6 CONFI6EN HAL EFTA_00137428 EFTA01278335 SUBS Resource Management Account July 2019 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Account number. , . - • vent Account Your Knancial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 31 ($) you' account I, Cash and money balances may include A Cash and money balances 58,99406 10000% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. UBS FCC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 0.00 0.00% about yaw statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $58,994.06 100.00% A Value of your account $58,994.06 Eye on the markets Percentage change Index July 2019 Year to date S&P 500 1.44% 20.24% Russell 3000 1.49% 20.48% MSC I - Europe, Australia & Far East -1.26% 13.05% Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35% Interest rates on July 31, 2019 3-month Treasury bills: 2.07% One-month LIBOR: 2.22% 000268Nee 2 of 6 CONFIDENTIAL EFTA_00137429 EFTA01278336 Resource Management Account Account name: GHISLAINE MAXWELL IRA Your Pi nandal Advisor: SCOTT STACK MAIWLYLE CASRiEL *CBS Friendly account naine:Indiv. IRA Account type: Account numbers Indivedual Retirement ACCOunt Change in the value of your account Summary of gains and losses values mooned telow exclude products for which gam and losses are not classified. July2019 (3) Year to date (I) Realized gains and losses Unrealized Opening account value $58,981.66 $58,125.23 July 2019 (1) Year to date (is) gains and losses (4) Withckawals and fees, including investments transferred Short term 0.00 9.63 0.00 cut 0.00 -160.68 Long term 0.00 -590.37 0.00 Dividend aid interest income 12.40 682.31 Total $0.00 -$580.74 $0.00 Change in market value 0.00 347.20 Closing account value $58,994.06 $58,994.06 Cash activity summary See Amount actmly this month for delals &lances In your Sweep Options are ind udedin the opening and Dividend and interest income earned closing balances save. FDIC insurance *cites to deposits at uDS Rank USA and a banks participating in the UBS FDIC insured Deposit Frown rt does not apply to deposits at U8S AG. startford parch. SICC protection applies to man market sweep fund holdings but not bank deposits SeeImportant inbrmarion Foe purposes of His statement, taabity of Inkiest and dnidend Income has been determined Iran a US .boutput statement on the last hay pages of t NS document for coals to reporting perspective. Based upon the residence of the account holder, account bog, or product taw, some Interest ender dvidend payments may not be subject to United States (UA ardor Puerto Rico (PR) July 2019 IS/ Year to date CS) Income tares The (tent months; statemem is not Intended to be used and camel be mien upon for tax purposes. Clients should refer to the apdicide tax reporting forms they receive from U8S annuity, such as Opening balances $58,981.66 $1,304.58 the Forms 1099 and the FOrrnst 497. for la reneging information. II is the woke of UBS to file the apdicatie tax tenoning forms vAth the US Mterni Revenue Serace and PR 'heavy Dependent, and in Additions such forms accurately dassify chic:lends arctic/Interest asters exempt or liable income. Pleat consult youI Dividend and interest income 12.40 682.31 indscdual tax preparer. Proceeds from investment transactions 0.00 57,819.93 )42019M Year to date (S) Total additions $12.40 $58,502.24 Dividends 0.00 556.43 Subtractions Interest 12.40 28.60 Professional management fees and Total current year $12.40 $585.03 related services 0.00 -160.68 Prior year adjustment 0.00 97.28 Funds wthdrawn for investments bought 0.00 -652.08 Total dividend & interest $12.40 $682.31 Total subtractions $0.00 4812.76 Net cash flow $12.40 $57,689.48 Closing balances $58,994.06 $58,994.06 SONY.GM 00026810 Pap 3 of 6 CONFIDENTIAL EFTA_00137430 EFTA01278337 Account name: GHISLAINE MAXWELL IRA *UBS Resource Management Account July 2019 Friendly account name:lndiv IRA Account type: Individual Retirement Account Your A nencia Advisor nrr crnrrr4enwv a recant Account number. UBS Bank USA Deposit Account APY Interest period Jun 7 - Jul 7 Opening UBS Bank USA Deposit balance Jun 7 $58,981.66 Closing UBS Bank USA Deposit balance Jul 7 858,994.06 Number of days in interest period 31 Average daily balance $58,981.66 Interest earned $1240 Annual percentage we'd earned 0.25% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibi,ty consderatton None selected Your account instructions • IRS Financial Services Inc is your IRA custodian • Yotr account cost bash default closing method is FIFO, First In, First Out. GM 0002681199e 4 of 6 CONFIDENTIAL EFTA_0013743 I EFTA01278338 Account name: CHISLAINE MAXWEU. IRA Resource Management Account Your el sandal Advisor: taUBS July 2019 Friendly account near*:Indiv. IRA Account type: Account number. Individual Refitment Account SCOTT STACKMAJILYLE CASRIEL Your assets Some pnces, income and current edges snocm may teeppioximene. As a ref tm. gam aidlosses may rot oe eccumiely reflected. Set knportant inlonnafron about your statement a the end of the ciccumem for mare infornason. Cash Cash and money balances Cash and money balances may include avalMle cash balances, U65 Bank USA cbpnt account baances, UBS Bank USA and 8F UBS PDC mused Rogan Bank depoat accafe baaXt$ are inured by the FDIC within ul35T0C rated Rogan Bank Balances, UBS AG Stanford Stanch &posit account ociances and rroney applicable Iamb, but are not protected by SIPC. UBS AG Stanford branchdeposit accourd balances ye not insured Mad mural fund sweep balances. by FCC and are not protectedby 51K. Money market sweep is/dances are protected by 9PC but are rot Insured by the FDIC. See the important informelan aboutrot statement a the end of tNs doarnent for details about those &Jamey Oberingbdante closing bSence Me per share Average DnIdendinterest Dail in fiddng on ld 1(S) on Jul 31 (i) on Jul 31 M rye period period Cep errodunt (S) SIBS BANK USA CEP ACCT 58,981.66 58,994.06 250,000.00 Your total assets Percentage Cl Cost Estimated Unverified Value On Al 31 (5) your account bass CS) annual meant (SI pan or loss (4) Cash Cash and money balances 58494.06 100.00% 58,994.06 Total $58,994.06 100.00% 558,994.06 Account activity this month Date Mikity Description Amount IS) Dividend and interestincome Interest Jul 8 Interest UBS BANK USA DEPOSR ACCOUNT AS OF 0710919 12.40 Total interest $1240 Total dividend end interest income $12A0 en'av raiA 00028812 Page S of 6 CONFI tN I UAL EFTA_00137432 EFTA01278339 Account name: GHISLAINE MAXWELL IRA I UBS Resource Management Account July 2019 Friendly account name:Indiv IRA Account type: Incliwclual Retirement Account Your Asandal Advisor. SCOTT STACK MANY LYLE CASRIEL Account number. Account activity this month continued) Date Activity Description Amount (S) Money balance activities Jun 28 Balance forward $58,98156 Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0919 12.40 Jul 31 Closing UBS Bank USA Deposit Account 658,996.06 The UBS Bank USA crowd Account is your primary sweep <pion A_00026gitgge 6 of 6 CONFIDENTIAL EFIA_00137433 EFTA01278340 Important information about your statement • ISS Fruncul Swats M. (the killer I.85 Friar,Cie her Iran you en law the, 60 days Mier the Fern capacity. A IsA copy of he poky Undirg s available income or returns and may MI keep pre with Serviar.3 is a mentor of all preeipal swishy, conmcdoly seed you the fMt st atement on which the woe or soca request. inflean. and ovens exchargts. UM Financial Services and UBS problem Seared. • Moderato. Warp to accept sane rids to pincoal and Bank USA are ndrect subsidiaries of 1.85 AG and - Ronde yew rare and accost number Of any) Reiter the SIPC van-bonnor the suademental tolerate sane Wanly to seek haler returns affiliates of 185 Seciskin L1C. The Fern's fauna - Devote the era or the transfer you are unsure protection app./ to: • Appressie: MIN to accept high risk to pnncpal and Slattintrit ie available upon request. The Sias ex.:KONG tote, aid explain as cleat as you can retinal • Certain truancUl assets controlled by (ad neladed n high volatility to seek WI returns over tin.. offices an at: believe it is anma a new you need mote your account vow) bit had awayIran UM Financial • hemmer Eigierdy Comdenten: I selected, a ifformances Services. For fatale certain (i) inurarxe pockets. portion of the poiHoke for that account may inc kale 185 Fruncal Services eic. - Ronde the data* amount of the suspected era. including rabble affnuities. and OD dues of mAual complex wages, linked liquidly and greater 1200 Herby Boulevard finds registered n the wane of the etyma holder on %canary. Weehawken. a 07086 The Firm a Card bsuer vel investigate you amebae the books of the user or transfer meet), and wel correct try *MX Fanny. For alleged axon • twestment corollas a Mearreat MIMMIS Stattenant ehoutellokrar This Statement rePlesents the only official record of sr melon; UBS laa•clebil cad tramactens. a we take baud pannentas and private placements) tut we We mayconsolidate al ratted account statemorts with 1_135 Franca& Services account. Other recces:1u except mere than 10 business days to do this, we will credit not registered under the Securities Act of 1933; the sane address in the sane envelope. e 9. because offense las &omens. contanng croaking data shoal you =cure la the anoint you Ihnk is in enoi, so that • Cannodatits contacts (eg., free* exchange and they haw owners who also maintain On account nee be relied won 11 youbane Owe is an wax or you val have the use of the money dung tie ter* it pecanmetal contracts), including futures contacts rationing), was other cants a the same wails. If CvniSPOn peewee:won n inardaSely n mita; to the takes us to complete as imestegation. and orremodity calico contacts; and you reefer to mere irdialual statements mailed es Brandi Manager of the office wving you vaunt. • Deposit accounts (except certificates of &posh) at LBS $49arate envelopes. you may decline llotnithOldiN) by Please make all checks payable to the Fern Of tie Bads USA, UM AG U.S. braxas and talcs a the canine your Financial Rano, Although aliases show re mended to be actuate, leurecul nsteution faceted on he Weal of this FDIC Muted Deposit Program. statement data ehould not be uwd for tau aspens lea statement In addition to regular accuse lees. scowls The SIPC protection and the supplientotal paternal do Friendly moult name solar on yow.end lam forms. (i,e Fowl 1099. 5198. MI' be abject to minimaye len, charges for bto not apply to these assets men if they otherwise gaper The Friendly account none it a outismaSle *nekrurne 10425. etc ) when prepamg your tax return. The Fan is payment kr securities purchases and charges kr urpaid ca yea statements. The S%C protection and the chosen by you to assn you WithSI reCttell.teDn3 raved by law to report to he RS Relatable Maidens's, amounts n cash accounts Accounts that are nand applernentalprotectiorecb not protect against changes has ro legal effect on your account is not mended to reportable nonviable dividends and taxable interest to other maulens may be subject to a viler fee. the market vase of your investments (Mother as a react airy strategy, prodact recommendation. eared on warities held a your account, net proceeds ttsut of market movement. issuer baffseupty imestment objectwe a Sc profile associated wan your on sale transactions. rd con WU; on wean cowed UBS Sweep Options *thereat) weasels. and is not a peoma or guarantee that weak seaters. MS offers options kr meeprog(ash Waxes to bat a any financial resulls, can a will to achieved. All depose accounts at non-affiliated bats and altdated Dividend Reinvertmont Program (DRIP) Ines newts involve the risk of las, rOutling the risk of Ceawkagations with the Firm banks and money ratan MALI lunch (Money Fats). The price reflected is an average price. You may obtain loss d the tali. ilHOSIMMI. You canchange your • Pleasereawaken any cal carerunatiten n *term Deposit aersuret at UBS Bart USA and nonaffiliated the actual price from you Financial Advisor. Only whole Frain* aware names through Online Services a by to further Volta your SOK Mck409).(eall barks paraisaing in the UBS FPCinsured Deposit therm ro purchased unilet DPP, paned stews willbe contacting you F naic ale Acker. under the Securities lrmestor Protection Act A). Program a'e FDIC insured n accordance vest, FOK rules sold aid the cash wit be deposited n yOuf account The • If the finale& institution en the top left of the front For more effarnation, please vise AVM, fdiC.9”. Depose olvideal tonic-Pram pat supplied by the MON. may almost overview of this statement is not LBS Franca Senates, LbS Wow.% a LBS AG Straka Branch and than of offer horn the maker pr ice at YfitCh the pan.* shire, • Vette or you ercoontaxartiolb. Net of assets and Financial Seam write yon h<CCalt as clearing Money Rath are roe nosed by the FDK. ate sold IiaDNiei broker by aerogram bah the abated Mayan • Area Includes avertable cash balances, values for we itomeed you of tkg relaborishb when you Bark deposits we not protected by SVC. Money Red Casfrindier opened this accuse. h this cast your 'Inds and shots are protected by SIPC. See "UBS f mural Services "'Mined seculk• kst and Global Time Deposits, Only whok units maybeheld n yxr account. If you are ti the marts to relabel, andcertain assets me held Secs..s re located at UBS fmaul Spats and rot Ac(Ourll Protector,* below. reeled to a parka unit as a resuh of a divested payment the itaLcimbroker, and youroma make a facet by the Fim. Does not abide unpaced securegslasiels a offnewase, the Finn shdl ether sell panel units at at the end ot the pea rd agent statement penoa, or of any error or amnion to both ferns Upon your recant, balances in to bare deposits may be man et price a accept an anoint determined by a private in...MIMI; wasted stack options and • As descrbed n the account agreements, you must wilhdrawn, and shares of a Morey Fad maybe revered clearing agency, wedcredit yaw account kmdated and the proceeds retuned to you or your own-vale aock options iv:Myusof any teas or fraud irreohirg checks • tiabaYities Ircisdes debit bat races. intuits reflected on your statanent within 30 days after a was securities waist Immanent objectives lore. creche Frit short account babnces. mailed a made available. The nvestmere oblation and risk profile are 'medic to • Pleased:ea customer complaints cas irviJnOS to the Further idarnaten about available swap options, • Casblmoney brawn Total of vie-nested available each account and may ay beewan your accounts cash balances, plus devout balances at Maimed and Fan s< hint Relations Depot tent a 201.352-1699 atom currere ireerest rates ad yields, 6 available at Please advise the Fill, proem te in welling of any wo,w,uncorwsweeprelds, from yea Fryncal Adobe, nonialf dieted banks, Jades:my market mutual lead or toltfree at 800.3549103, 8:00 A.M. lo 6 AO PeA sailscant change in pas financial bloater a sweep balances, at the cbse of tie statement period ET Monday throughFriday, or in noting to UBS a by <Ong 800 762.1000 invesurene <braves. Fee each account had you riuncial Sakes a., Client Relations Devilment, Monica:I:noddy free oak balances and accost at Moose anal the foaming imesvnent objectives: net segregated from ocher balances and the Fins may P.O. Box 766 UrionCry, NI 07087. UBS Financial Services amour protection • Perim Content Income. Investments WHIR) the The Fein is ammeter of the Securities twestor Protection use ary these funds el the °away dowse ot its • AllPatna-es shall be deemed convene and acorn generation of income cabs. tars These finds re payable goon your demand. d not objected to in exiting within 60 days Corporation (Stec), which protects securities customers • Achieve CapitalA/pew:tam kwestrnents peeking of Es morrbers up to $500,000 (nckding 1250,000 for This total is ix tided in the arrant wad <toeing value • For TTY wvces. Call MA4120986 or from cable growth of van* raper lhan the generation of the US.: Cal 201.352.1.3S <tains for cash). Esplanatay brochure avian? upon a OM,. wawa a al mew.Moo orp The SIPC asset protection Lending information • it case of mon ce galleons about an electronic • Pada Combinaion abeam and °peal For cheated nicrmation on the leas lenefrog prances fads transfer (RA bil payment or LES Vat debit lints amino all marts that you hold in a pinata capway. Appnbation Investmems seeking both the poreenka and &taunts, scaler to your Cleat RettliCalhO cad transactions, call 930-762-1000. or wile to UBS of acme and growth of ontxioal. Agreement a [toast Agreement and the General Inancial Services ex., IMO Harbor Bea, 61h floor, The Finn, together with certain affiliates. hen also asChned suppkmeMal insurance. The madrettn Terms and Conditions. UBS Statement of Credit Practices Weehmtex ta 07086, Min katilitlA Wan Overall risk pedal avail** .nAgrarneets andDiscbswes amount payable to all eligble dints. collectively under Cal ce write as soon as you can, if you thils your this volectica is 1600 million as of December 10, 2016. • Consenaw. Seas to outman inkial preicasal, with er tyww obtenraGreerintthriou Sabo to the policy cadebee arid Ernie's. , ash at low rule an! votes lily to the wan. overall, eve41 if staterrene a recite is *Tong a 4 you need mar theFim is lathes protected to up to 11.9 mikei in the that means the account does not generate significant efforreaten tout a twofer n the statement or wept. The Fim oie Card bus (as alffiliciabla muff aggregate for all your accuses had n a particular SDNY_GM_00028814 CONFIDENTIAL EFTA_00137434 EFTA01278341 Important inforniatimi about your statement soohnurto Ye.. assets - for certain wormes rading n nOn-COSICenIn9 • Est. (emanated) exam, current yields and rates. — We tereve (CtriperbStaCes Isom WS MS USA, LBS Your statement dances *mattes and other assets held demon...atoms, puce an! chatty (face wan) may An ellmme of tau( r.:crer n bred on ante AG Stamford Branch ridnanaff asked banks n the account a the end of the Slaternent period. You have been adjusted to facilitate proper Surto duidend and inters rats assailing the wurnos will trout+ our cash creep Fro;raTh This may ask for delivery of fSir Paid securities al any tire. To obtain anent gootatkos, when available, contact be held for one yea- from statement date or until compensation may be a morehly per axord fee or You may rear* mantes used as loan cdtmerai alter you &uncial Mama. mataity. Ms estimate is only a guideline, accuracy may be a percentage of ;enrage dak &posit payny any balaxe der on them. Any securetes rd cordnued income are not guaranteed. biases hunderred to the orm dreg the stiammt pored are • Private investment. and structured products. - Estnuted smut name zed current meld for Icted at market value as of the end of the stares Private nsestrnent sects/on (string drect certain types of securities could exclude a return of Activity period PartiCiPalka program and real estate ineament trust priePal or capeal gains in which case the est information repaying cornrMscns and other climes • Cost basis n determining the cost basis of the securities) arid strut sred products are generally highly income (rd current yield) would be overstated. intoned n COrreCts:n Web the executionof trades, secasen included es this statement Siete indicated Chan struck/ad acckets haw not been - Est/sled arrual some and anent meld and the indadingopticn v.wv.actons has been routed on with the nunter - SS Faust& Services Am relied registered with the Socaities and &charge actual Some andyield might be lass oe h4otr confirmations mesink furnished so you, and will be on information obtained from sources other than SS Commission or srder ark state securities laws. We than the estrnged amass pro-deed to you Dreamily on mount Financial Stre ets. sltding i-darnaiico horn anothee acre& evirnated values for private sestmed - An estimate of amazed income (dividerd aldrcr lie or that you may have provided to your Vassal makes and structured products for Smut coal interest) divded by the current market Short soling Apnea. the Firm does Aril indsenitetly nerdy or prposes only Accuracy a not guaranteed valadaveragr balance es based on the last divdend ml you me engaged n that selling • uverity, puma/ guarantee the scaryor valdity of my alemotion - Them values may differ abstant May Iran peCes. it or serest payment made by the issuer and incur a charge due to Cestaintaroving costs for that provided by sources other than 1.85 Financial Secede xiss al which a private 'mailed security or sass tie searkeildwais will be hell foe one panPala- security. addleat althougan SS Gaeta! Senses generalk structured maxi may be bas-)11 or sold and do year tom the statement date aural maturity. updates the Somalian as it is received, the firm not recess:Sy represent the wide you may recesse Accuracy and teamed yell are not guaranteed °Pen orders des not pow* any entrances tat the Samara yam liopidaten. Restoring open or • 9oratitcanceled* ceders that valor - Cost bate and "Urvealc steed gad loss" is - Wird party estimates of value re as ea a <Min • AMU not held by UBSFinsncial Services, Certain were not irercuad by the mammon date, open buy and moire as a The date of this statement. As suet\ date and are supplied to UBS Fart it Services on a assets ate not held by the Fern and not Mita the sel stop orders re reduced by the amount of divderxds please do not rely an this nlanution to nuke repair base by an (dement*. valurion limy f Mt possession or ccnvol. These assets are Or nyhtS on an eg.dwirlerdS a ter•retrtS date unless anhase or sale decisions tap:poses or - e9Jer, general panne* or sponsor (dimmed values, deployed on yas statement Ice atom:national (angled otherwise by you. You re respenstik fa otherwise. Acccums transferred to theFin may ay, re oared to the Fon by the 6Suer, purposes only. Pistons and vain presented re aders that re executed dye to yeas failure to cancel reflect gaillom alarman only fix the period of general partner or spanner and may be cakulated provided by the swing fim LISS Financial Services is "ing pen ceders. tine theyre held a the Fan Moren a torical based on deferent idermaten Iran that used by not resprebb for this inkernatm and does not Sasebo, can be added by your arta Advisor. that pates to drier thee estrnaied mire. guarantee as accuracy These assets are not protected Privacy • Unwanted gatBled Vitien data it anailabh, - You can cbtan adduced' nkmution regarding by SVC or she Fim's supplemental51K coverage. To aran a copy of as current Client Privacy Wake, punned uverized gareflosses are calculated for the methodology used to determine the estimate of please contact you. fnancial Athiscr or via or wobsde noviial meaty lots The trarnaction data for value and the date of the dcrniatiCel that n the • Revenue sharing and adiskional compensation. at >wen •rht ensurvivierr,frt. inckviliat lots may or may era reflect cerrmissions. basis la the estimate by contacting your Chantal - h addition to comminken on lain ad 121,-1 Wes - UBS Faarxial Senices is not a bark. The RMA, Bums charges ado security reorganization mots. Advisor. received n corned ion with the disirhation of mutual Services Account ESA and BMA re brokerage Diedend and other reinvestment lots and systematic - shed party estimated rakes may be reflected as lands to at dents we ado our Miriam men* accounts welch provide access to barking services and probate bas are each combined to display ore 'Not Arced' in several LtuatialS: Mien an menarchea° payments horn datitulas ado PrOIXIS Ihrotact alarigernWrgs with affiliated banks award lot IS 'Trade date colmn presents the independent valuation fern has not suppled or advisors of the mutual funds that so soli Them and other ihid.party banks, and provides access to agiel transacoon trade dale. u nable to assail a value, when we become aware amounts re based on two different corrporentsi (4 issuance and am* PrOdUcts issued by u -uffdosed • Callable securities Bonds and preferred NO* that That a material event has eased tisk, my calla to arnare of sales by U35 of mutual thid.party nsurance companies through in usave the issuer cats for may rederrptun wit be selected peeviousk reported value ido question, or wen a had rank to our dents; and 60 tie asset vale of a agency subsidies of SS Financial Sense n. niparbally by lot Ins among al worst of that value would be highly speculative due to the nem pandas mutual had lanais them Sada/nee — hwurnere, nessance, and annuity pstdicts. :Sue held in our Mine a il nominee erne Ice or ca the warty Inn — Not FDIC insured • No bank guarareew May Sale vela clients Call leaks Somali:a is obtained from third - Were neither an ewer, general partner ix sponsor - We ad our affiliate also receive stoodSi and — tMA Pesos. Management Acorn,. Busyness pries rd es rotary is not guarantied. Other call estimated value nor a thraprty estimated val.* is ornnbus processing fees in consideration foe transfer Seances Account BSA, IRMA and nteenationol Resource leaves may sat which card ailed wrld complete granded, the van of the wordy wit beafferent agent services that we provide to ternaual funds Management Account re registered seance marks of intormaton will be provided upon request his its ptaluse These lees generally an pad from inwstor stets sn UPI Financial Seines lx . • Price/value Prices displayed for securities and other - • Therbutions to dale' may feCiaSk MUT of the mutual find and are a fled dolly amant based — VISA is a registered vaciirruik owned by visa products may be high.' or lower than the price that capital, name or both. on the maniac of accounts at the baiter-dealer exemaional Service Association and used under you would actually revere in the market Wkes cep - • OrgaM tat size' represents the Sul offering holing masa finds of that fund family kens. The 1.65 Vea credi cads ad the ISS Visa obtained from varcus tird party sources wench we ;se per ist and may not reflect your cal bait) — h isoMocn to CCrnill6SkinS received in correction debt cads are *sad by UK Bank LISA with bedew to be elabSe. tut we dons guarantee they - OfP Ind unlined REP S./Grain re not listed co a with the tab or dembuton of annuity or:each and ppm:stun from visaU S. A Incorporated Al other accuracy national secure:es stage and re generally test nvestment trust tents to our clients, we ado tudernarkt wagered trademarks, stake marks and - we generally use the cbsing price when available or &gad ani even if They can be sold the price as aft nate receive reverie during corrpensaton registered sehice rrurks are of thee respective tie mean of the bid and ask prices ler listed received may be less tan the per tare estimated from Try of the surance companies unckrwrtind companies skates and options or onk bidpass kce OTC slue provided n the account statement. the annuity contracts, affiliates 01 the Nuisance minas carbines or sprats of the snit envednient buns UPS nuncio, Services Inc Rev. 701810 - Less actively traded searhic maybe priced using a • Restriaed securities. Samicted securities rarely we dadrbute valuation model or the most recent price we are not amok ehgble for pubk sale. LBS Financial — h addax, to commissions received from the obtained and may not reflect an actual market price Services uses the motet price of tie urresincted nod puxhase and sale of Ned9nares finds, we ardor or a rake. of the sate ester as an masted vale foe the alI dote recent al asset-based revenue sharing - Oman positions may mar eta a price aid restricted mock for purposes of the StOfteltat only. To payment fromNatSenves distrbuxek as well as wit thaw as 'ace was not available a we are the extent that restricted taunt ies re eltable for sale, funcing for technology development, training and tenable to (ban a price fa a SeCtnly. the value waned may be stbstantially less tun the education. - Deposes ce sannties denconnated n carer:des awed aka. shown. — Our Saabs also receive tradng consists% and other than tal S. dollars re reflected at the exchange other ornivroal on from mutual funds and insurance rate as of the statement date. arrow:ea whose rsaino we Morbid* SDNY_GM_00028815 CONFIDENTIAL EFTA_00137435 EFTA01278342 U8S Financial Services Inc Retirement Account UBS Private Wealth Management 299 Park Avenue 26th floor Resource Management Account New York. NY 10171.0002 August 2019 GHIELAINE MAXWELL IRA Account name: GHISIANE MAXWELL IRA Friendly account name: Indio IRA Account type: Indrridual Retirement Account Account number Your finandal Advisor. SCOTT STACK MAFULYLE CASRIEL Phon Questions about your statemer47 Value of your account Call your Financial Advisor or the on July 31 (SI on August 30 (5) RMA Resourceline at 800-RMA-1000, Your assets 58,994 06 59,004 99 acco' Your liabilities 0.00 0.00 Msit our website: Value of your account $58,994.06 $59,004.99 inww.ubscomtfinanciahervices Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www.annualcreditreport.com Tracking the value of your account duriag 2019 Value of your account S Thousands at year end 2018 ssa 125 23 Net deposits and 570 57.0 572 57.7 93.1 590 59.0 vvithdra,45 .4160.63 • • • * ale • • Yar investment return Dividend and interest income 4693.24 Change in market value $347.20 Value of your acorn Dec 2014 on Aug 30.2019 M9.004.99 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Jul 2019 Aug 2019 SDNY GM 00028818 Member SIPC ANP7000300553551 9 NP70:0193453 00032 0819 03057'4011,123697550000010 Peg. 1 of 6 CONFIDENTIAL EFT.A_00137436 EFTA01278343 Account name: GHISLAINE MAXWELL IRA *UBS Resource Management Account Friendly account nome:Indiv IRA Account type: I i IR tic nt Account Your IR asocial Advisor. SCOTT STACK MANLYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of August 30 ($) your account , Cash and money balances may indude A Cash and money balances 59,004.99 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 a00% account. UBS IC*C mused Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 0.00 0.00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $59,004.99 100.00% A Value of your account S59,004.99 Eye on the markets Percentage change Index August 2019 Year to date S&P 500 1.61% 1831% Russell 3000 -2.04% l8.02% MSC I - Europe, Australia 8/ Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10% Interest rates on August 30, 2019 3-month Treasury bills: 1.91% One-month LIBOR: 2.09% m_00026Age 2 of 6 CONFIDENTIAL EFTA_00137437 EFTA01278344 Resource Management Account Account name: GHISLAINE MAXWELL IRA Your PI nandal Advisor: UBS Friendly account naine:Indiv IRA Account type: Account number. Indivtdual Retirement Account SCOTT STACKMAN/LYLE CASRIEL Change in the value of your account Summary of gains and losses krauts reported [elm exclude products for which gam endlosses ate not classified. August 2019 (51 Year to date (I) Realized gains and losses Unrealized Opening account value $58,994.06 $58,125.23 August 2019 (1) Year to date (1) gains and losses (I) Withcfrawals and fees, including investments transferred Short term 0.00 9.63 0.00 out 0.00 -160.68 Long term 0.00 -590.37 0.C0 Dividend and interest income 10.93 693.24 Total -$580.74 $0.00 $0.00 Change in market value 0.00 347.20 Closing account value $59,004.99 $59,004.99 Cash activity summary See Account ac they the month for dela Is Bdances in your Sweep Options are indudedin the opening and Dividend and interest income earned closing bdances eau.. FDIC insurance apples to deposits at UBS Bank LISA and a banks participating in the UBS Fix insured Deposit hogarn rt does not apply to deposits as 1)85 AG. stariord parch. Siff protection applies to money market sweep And holdings but not bar* deposits See important inktroarion For purposes of ttis statement, tactility of Inkiest and derldend Income has been determined from a US Welt your determent on the last two pages cf this document foruatals Agu2019 is) tam reportiro perspective. Beard upon the residence of the account holder, account type, or product type, some Interest ender dviCend payments may not be subject to united states (US) andor Puerto Rico (PR) Year to date (5) Income taxes The (tent monthy statemem is not intended to be used and cannot be need upon Ice tat purposes. Clients should refer to the ap;Iktie lax reporting forms they receive from LABS annuity, such as Opening balances $58,994.06 $1,304.58 the Forms 1099 and the F0rillt 487, foe lax reporting information. II is the PrdOke of UBS to file tne =Rica* tac reporting forms vAth the US Meted Revenue SeMet and PR treasury Department and in AcIdkiorts Sighfon accurately doss fy dwdends ands interest as lac exempt or lamb* income. Please consult your Dividend and interest income 693.24 indwdual tax preparer. 10.93 Proceeds from investment transactions 0.00 57,819.93 August 2019(5) Year to date (1) Total additions $10.93 $58,513.17 Dividends 0.00 556.43 Subtractions Interest 10.93 39.53 Professional management fees and Total current year $10.93 $595.96 related services 0.00 -160.68 Prior year adjustment 0.00 97.28 Funds wthdrawn for investments bought 0.00 -652.08 Total dividend & interest $10.93 3693.24 Total subtractions $0.00 -$812.76 Net cash flow $10.93 657,700.41 Closing balances $59,004.99 $59,004.99 SONY GM 00026818 Page 3 of 6 CONFIDENTIAL EFTA_00137438 EFTA01278345 GHISLAINE MAXWELL IRA *UBS Resource Management Account August 2019 Account name: Friendly account namerIndiv IRA Account type: ont Account Your financial Advisor- SCOTT STACK MANLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest period 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $58,994.06 Closing UBS Bank USA Deposit balance Aug 6 $59,004.99 Number of days in interest period 30 Average daily balance $58,994.06 Interest earned $10.93 Annual percentage we'd earned 0.23% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your srarementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility cOnSderabon • None selected Your account instructions • U85 Financial Services Inc is your IRA custodian • You account cost bash default closing method is FIFO, First In, First Out. 000261AP 4 of 6 CONFIDENTIAL EFTA_00137439 EFTA01278346 Resource Management Account Account natty: GHISLAINE MAXWELL IRA Your Mandril Advisor: *DUBS August 2019 friendly account name:Indie IRA Account type: Account number. Individual Retirement Account SCOTT STACK MAULYLE CASRIEL Your assets Some pnces, income and current vaues shorn may be toprOximerie. AS a snot. gam OnCliesses may not be eccurately reflected. Set Important intoratebon eerier your gatemen, at the end of this dacurnem for rote infornmon. Cash Cash and money balances Cash and money balances may right* avaltdecash balances, UBS Bank USA &prat account baances, UBS Bank USA and aI UBS FDIC mitred Procyam Bark deposit aCCLIN baaXes are Insured by the FDIC within UBSiDiC Insured Rogan Bank Balances, UBS AO Stamford Branch deposit account °mantes and money asplicat* Imes, big are not protected by SIPC. UBS AG Stanford BranchI:lewd accourd balances ate not insured market in urt fund Sweep balances. by (04C and at not protected by 51K. Money market sweep balances are protected by 9PC but are not Insured by the FDC See the Important infototetIon about nut statement at the end of this document for details about those tames. 0penng MINX! closing1)88x! Nice per share Average 0nIdendlintreSt Dap in ticking on Aug 1(S) on Aug 30 (1) on Aug 30 (S) rate period period Cap snow' 61 UBS BANK USA CEP ACCT 5/3,994.06 59,004.99 250,000.00 Your total assets Percentage of Cost Estimated Unrealized value on Aug 30(5) your account rants (S) annoy income CS) gain or loss CS) Cash Cash and money balances 59,004.99 100.00% 59,004.99 Total $59,004.99 100.00% 559,004.99 Account activity this month Date Aclhrity Description Ammat (S) Dividend ad interestiacome Interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0&09 19 10.93 Total interest 810.99 Total dividend and interest income 810.93 00028820 Pegs S of 6 CONFIJbN I IAL EFTA_00137440 EFTA01278347 Account name: GNISLAINE MAXWELL IRA Resource Management Account Your Pi nancial Advisor *UBS August 2019 Friendly account name:Indiv IRA Account type: Individual Retirement Account SCOTT STACKMANIYLE CASRIEL Account number: Account activity this month rcontnued, Date Actmty Liescriptcn Arrount (S) Money balance activities MI 31 Balance forward $58.994.06 Aug 7 Deposit U85 BANK USA DEPOSIT ACCOUNT AS OF 08106119 10.93 Aug 30 Closing U.S Bank USA Deposit Account 559,004.99 The UBS Bent USA Ceinagt ACCOunt Is your primary sweep option M_000268P1I9e 6 oi 6 CONFIDENTIAL EFTA_00 3744 I EFTA01278348 important inhumation ithotit your statement U35 F rascal Sewn Inc. (the tem Cr UBS Fnnial her fromyou no later Infrn 60 days after the Fern ctworty. A lid copy of the poky wordng is amiable any a rams and my not keep pace with Soakedc a member of all principal secutto cornmadity sent you the fret statement on ninth the ens or Upon request. inflation and options exchargies. UBS Financial Service and LBS Problem appeared. • Moderate Mang to accept sane rid to pincipal ad Bank USA at ndrect friosidaries of LEES AG and - Provideyou- narne ad acco.rc ranter Of any) Nether the 51K voleclon nor the fradOernental tolerate some v.:airily to seek hrber returns affiliates ol LOS Sedates LLC. the Fent haircut — Desabe the error or the transfer you am unsure protection appylo: • Appease.: Wiling to accept hit rids to pnncoal and Stattanel it available upon request. The Firm's execute. about. and moan a; clear& as pm cm why you • Cann InanCial assets controlled by (and roludd n high vOlataity to Seek Impreturns over time. offices are sic believe * is an era a new you need mate your aCcount etre) bat heed away from LBS Financial • invettesen ft:04m Consideration: a selected, a riarnae ion Services For example certain (i) insurarop proclaim, potion of the pa Iloilo lot that account may rickey LBS Snivel Sevres air — Provide the doter amount of the suspected era. ricluding vatabb annuities. and (ii) sires of mutual complex strangles linked liquidly and creme 1200 tenor Boulevard finds registered in the name o1 the anent holder on Mainly Wethanken, NJ 07086 The Firm a Cad Issuer sad emettigate you: <enchant the books d the Muer or transfer gent), and oval correct Sty error promptly For alleged trots • Investrnmi comets or nvettmesi 'nests leg. Statement shouseholdire The Statement Weems the on& official record of you rnolvn9 UBS Ihsa•debrI card transaction, if we take limited partnennos and private placements) hat ate We may consolidate at related accent statements with U3S Fruncul knees accout Other read., except more than 10 busrevs days to do ths, we will credit not registered under the Seoritres Act of 1933; the ant address in the same erwebph e 0 because afoul Lac dixnents, contanng anteing data should you: accost la the amount you thnk is in error, so that • Corrrnocktin convects (erg, foreign earns and they have onners who also mantan pr : meant not be reed upon II you brake.. there is an arra or you wit have the use a the money axing he taw it pre an metal contracts), nekidn; futures contracts reationseps wits other chns a the same address. omission pleare report it immediately n witty to the ties us to cartalete as nvirsIgat and sornality opt km cantata and you prefer to mere irdiidual statements mailed n Branch Manager d the office wsing par account. • Deposit atones (except certificates of deposit) at LBS separate neon. you may decline hamthoring by Please Mare all checks payabb to the Fan or the Bads USA. UBS AG U S. kra-ohts and bads 6 the calling you Financial Advisor Athough at I are shower are mended to be actuate, trancal AstoAen ncicated on tie front of this FDIC Insured Deposit Proven. statement data 'baud not be used for tai pupates Re& linemen In addition to cootie account lees. accounts The SIP( protelon and the srpplimental wanton do Friendly anima nom* soh& on year iend tax leans. it Form 1099, 5498. may be Abject to mintenrce lees, charges for Ito not apply to there assets en if they otherwise appear Tee Friendly account urn is a customizable -Tharurne 1°475.etc ) when PrsOn9 tar taw return The Fnn payment for securities purchases and charges kr unpaid on vas statements The WC protect:an ad the chosen by you to assist you withyour nrcordleepag reoured by law to cepa, to the RS all taxable dradends, mares n cash accounts. Accounts that are wandered supplemertal protection do not protect against changes has ro legal effect an you account is not Wended to reportable nonstauble dividends and taxable fi nest to other restmlons may be sublet to a transfer fee. • the market vat* of your inn-sawn', (Mather as a reflect n strategy, prodxt, recommentation. caned on sesentie held you a-cant net proceeds remit of motet movement issuer bankiuptcy rnestment objective a ink prolate associated wet, your on ale transactions. and cost basis on ceran coned UBS Swoop Options atheist.) accounts. rd is not a women a guarantee that wealth secissies UK offers options sot sweepng cash balances to bade a any financial es/soh, can or will be achieved. All depose mccutts at non-rtilsited barks and aftelated Dividend Reinvestment Rogan awe) inestments invoke the risk of loss, iticldrg the risk of Comernications with the Fin bards% and money curio nuial hods (Money halo). The price reflected is an average once You may obtain loss of the entire irwestrnent. You can change your • Please re confirm ay oral communcatons in vet ng Deposit account at LBS Bat USA and inn.aff aimed the actual price titan yea Fn real Advisor. Only note Friendly accent mines tfvough Dent Services or by to further protect your rips. aiding raw nits baits participating n the UBS FDC.nsured Deposit Oates eo purchased undo DRIP. weal lasses will be controtn you Crustal Adasa. order the SKuntiFt Investor Protection A6 (SPA) Program, at SDK insured n accede-Kt wits FOK rules sold rd the cash wit be deposited in yOur aarOurit The • If the firirtc al ritartion al the top lett of the Iran for mot rifcmation, please visa WNW ttIK.gaa. Depose choked renveskunt pace applied bx,ethe suer may Account overview of this statement is not U3S Finns Smut LBS accounts al UBS AG Starnled Brands ad dares of tiller from the market price at Math partial Shales • Vakre of your e«ountrportfolo. Net of assets and Firaixral Stakes carries you account as clang Mona Fads are not inured by the FOC. se sold liabdaki ken by artangernew weh the inated inftlutim • %Tv% Includes available cash balances, vies foe We Warned pm a tho relationshios when Bank deposits are not protected by SIPC Monty Find Cashinaieu Mores are protected by SOK See' LBS F normal Sewn remitted security (est ), and Global Tine Deposin, opined this non h the cash you Mds and Only whole um, maybe NA:Input account. If you at tuned marls to market, and <mai+ assets not held seancie1are ladled at UBS I euncul Services and not Account Fronton' below. entitled to a parlul unit as a result al a 6vdiere parnent the nostorg broker. ad sou nut Tao • a roped by the Fiat. Does not ncbde mined WCUrRitsla$14.1S • oniewn the Sam wll ether sell panul arts at at the 00501 the prior ad current statement 'nods, a of nese or cmistim lo both finis LleeelsOur fewest, balances in the bank deposits MN be mart el pae a accept an annum determined by a witokawn, and shaes of a Math Fund may be Wad* iwastrorrMs. a:halted stock options and . As descend ti the account arreernents, you must re gratted (bind agency. and credit yes account overrun rack options noblyusof any errors or fraud invohn checks lowered. and the proceeds retuned to yea a you secinws acuun • Pinkies noires debit balances, custard-no rmegin reamed on pa suttee* within 30 cap alto t was Investment objectives mailed a inn meth. toms. credo Ire, shoe' account balances. the investment cements and nsl. profile n 'picric to • Cash/money balances Total of ulna-nested estate • Pleasediet customer complarns or inounes to the hither rem:nation about available sweep options, each account and may vary between you accouns. roacing current interest rates and yields, 6 avail le at cash balances, plus &pout balances at affiliated and Fints C ant Relations Depanment a 201.352.1699 Please advise the Fern promptly n writing of ary vanuabs corrisrawyekt, from ytot Frascal Advise non.aff ilated s. ad money makesmutual find or toll-free at 800.354-9103. 8:00 A M. to 6 CO P.M. soy:docent change in you fermis situation or sweep balances at the cease of the statement period ET Monday through frolay, or in mina to LBS a by <Xing 900 762• 1000 nveument &tens For each accord held you FinanOal Sankt, Po., Client Relations Depart/lent Noncorrmockty free creckt balances in poor noun at 0005. one of the Inning meaner object... not segregated from cane balances and the F ern may P.O. Box 766 Union COY. NI 07067 tin Financial Sirens account protection • Prodiu Current/trona Investments seek irg the The Firm 6 a member of the Securities Investor Protection use any a these funds in the ordinary caste of es • All mmemeres shall be deemed complete rd accrete gentrain of none ork business These funde aro payable span your denad. I not objected to n vatting within 60 dire Corporation (SIPC), wt.ch protects securities customers • Anne Capta/Appreciniom hiestments seeking of as meirbees so to 1300,000 fnclidirg 5250400 for This total is roaded in the current peke closing vat* • For TTY serves. Call 844412.0986 or from outsets growth of primpal rather than the generation of Ow US.: Call201.3521495 clams for cash) Evaanatory brochure available upon income. Leming information • has* of errors oe cant ions about an electronic segued a at wow awe org The SIPC asset protection • Adorn Corn lanaeon or income and Capital lines apply to all accents dye you hold in a data& For cleared niarnatiOn an the /nes lending pact cies %rids transfer (61). bat parent or UBS Ilea° debit Appreciation Investments seekingboth the generation se enchain. refer to jou Client Renionthp cad transactions. call 800-762-1000 or write to UM capacity The Finn, together with certain affiliates. has also of infra regrowth of principal Agreement a Account Agreement and the aeneas Fnanial Strives Ix.. IOCO Marta Bird, 6th floor, Terms arid Conditions LBS Statement of Credit Practices Weehnoten. to 07096, Ann RMMISA Sens Perthased supplemental inuance. The merman arntrit payable to all ehgble clients, collectively under Overall risk profile; avaiktle nAgmensents andOimbsures the protection is $500 million as of December 10, 2016 • Common Seeks to mantes meal atonal, with at view iiht rnard.vetwarralriv Cal a write as soon as you on, if you ?hit pa Ion risk and van lily to the wain overall, mai it statement a reek% is wrong or if you need more Subject to the policy covairis and limitaxint cash at the Pim it bother protected for up to II 9 mann in the that means the account does not precast air/Oka-4 Memnon abotA a transfer on the stream a recept. The ism or Cod Inn (as applcable) must allgrecate f or all yotr means held in a pal Kul, SDNY_GM_00026822 CONFIDENTIAL EFTA 00137442 EFTA01278349 Important information about your statement (Continued) Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaffhoed bads n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit wing any balance de on them. Any securities and continued income are not guaranteed toseerxes tranderred to the Frrn ding the stoommt period are • Private investment. and structured rag products. - Connoted ornwl name zed current yield for l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages • Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades, secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be on information <Maned from sources other than U8S Commission or tondo. any state securities laws. We than the esteniked snares prodded to )our proudly on request. f ern Fnarrial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/ guarantee the aCOSaCy or valday c any OMemotion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security. In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity. updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services, Certain were not evouted by the seamen date, open buy and activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets ar e not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena; please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer othenvise. Mecums transferred to the Fins may if cob we oaf:eked to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel reflect a c Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders. tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not (demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy • Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplementalDK coverage. To Aeon a copy of as current Client Privacy Notice, minuted unmated gonsflosses are calculatedfor the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt. -rt.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne« charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums andcr products ihroacji alarigernirritS with affiliated banks averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and arm* Products issued by u-dffhad • Callable securities Bonds and preferred stock that that a maternal event has waned dna my calla the snort of sales by l8$ of a particular rrutual thitl.porty no:oncecompanies through instance the 6Yier cab for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEK Financial Sewn Inc niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular Mutual fund lernals therm held at the — entstmere, inswance, and annuity pred-icts. :Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource leans may pot which me aff ect peld complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc. • Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the ley Visa obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with behave told elabie, kW we dons gaunter this - OfP Ind unfilled RErt sorties are not listed co a with the saki a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and - We generally use the cbsing price when available or acted ani even if they can be sold the price as afIhate receive revenue during corrpensaton registered senate nudes are of their respective tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance wctikes cowponies or sprout of the nit nvestment trusts IRS Financial Services Inc Rev. 701810 - Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming ▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as wit show as 'once was not available awe are the extent that restricted vonies are eloble for salt hider; for technology development training and triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education. - Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance rate as of the stammere date. «meanie; Mere waits we chtuttne SDNY_GM_00026823 CONFIDENTIAL EFTA 0[)137443 EFTA01278350