UBS Financial Serwes NC
Private Wealth Management
UBS
299 Park Avenue
26th Floor
Business Services Account
New York NY 10I71-CCO2 January 2019
ithrloC037,0253oug VI 0
MAX FOUNDATION
Account name: MAX FOUNDATION
Friendly account name: MAX FCUNDATON
Account number:
Your If sandal Advisor.
SCOTT STACKMANILYLE CASRIEL
Questions about your automat?
Call you; Financial Advisor or the Value of your account
Resourceline at 800-762-1070, on December 31 (SI on lancery 3? (I)
account 02%23661
Your assets 976 91 977 23
Meteor website: Your liabilities 0.00 000
www UncorNinanoalsonoces
Value of your account $976.91 $977.23
Items for your attention
. Please note. Average coly Balance and
PPY valurs es the Depout Account PAY
sedan of your December statement were
misstated unary statement values haw Sources of your account growth
been corrected
Tracking the value of your account during 2019
Vake of your &count
atwas end 2018 397691
Your mestrrent return:
7,2362 Dividend and
'wrest ncome 50 32
12
5.231
Change in
.2382 market value 5000
Value of your occoent
5.2433 9769 977.2 onmon unto $077.23
Dec 2014 Ott 2015 Dec km Dec 2017 Dec 2010 fan 2019
Member SIPC ♦.➢70002000749253 N>7000071997 00001 0119 000000000 000000 Page 1 of 6
SDNY_GM_00324605
EFTA_00 97380
EFTA01306878
Account name: X FOUNDATION Your Koons:id Advisor:
$UBS Business Services Account
January 2019
Friendly account name:
Account number
pore.,;DanoN SCOTT STACK M Alhtt.YLE CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
January 3i IV your accomt
• Cash and money balances may include
A Cash and money balances 977.23 100.00% Your current asset allocation ayaiable cash balances, UBS Bank VSA deposit
B Cab alternatives 0.00% account, (IBS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual fujbd
sweep balances See the important irdormanon
D Fixed income 003 0.00% about )ous statement cn the last two pages of
the statement for detais about those balances.
E Non-traditional 00 0.00%
Total assets $977.23 100.00%
A
Value of your account $977.23
Eye on the markets
Percentage change
Index January 2019 Year to date
S&P 500 8.01% 8.01%
Russell 3000 958% 8.58%
MSCI - Europe, Australis & Far East 6.59% 6.59%
Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06%
Interest rates on January 31, 2019
3-month Treasury bills 2 36%
One-month LIBOR: 2 51%
AW70002000749254 N77000071997 00001 01190=0%00 000000 Page 2 of C
SDNY_GM_00324606
EFTA_00197381
EFTA01306879
Business Services Account Account name: MAX FOUNDATION Year sande/ Advisor:
Friendly account name' MAX FOUNDATION
*UBS January 2019 Account number
SCOTT STACK MANLYLE CASRIEL
Change in the value of your account Cash activity summary
January 2019 (1) Year to date (3) Set account alMelly monthIce at3li 0:131Th on your Sweep Op= are occluded in the cpenrg and
clam; bastes ra us FDIC traurancesscAes to &poets at UBS Sank USA 3%1Sn:hanks partcPahl9 m ft*
UBS FCIC hsuced DAMS Sways n coes not 'coy to 'noses el UBS AG. saarnrord Branch sec
Opening account value $976.91 $976.91 =tee son Wit: to money market wasp fund adding: but rd bank deposits Seer :portant informaton
'boot your :Innen< on theist two one: of IN,: &wrent ter deals.
Dividend and interest income 0.32 032
January 201911) Year to date ff
Closing account value $977.23 $977.23
Opening balances $976.91 $976.91
Additions
Dividend and interest income earned Dividend and interest ncome 0 32 0 32
101 pupOStSCi INS Steetentntlacatillty CE Pima aryl Chidend WOW bed Oren delernknel Sall a VS Total ad:felons $0.32 $0.32
tat oat , re1 Peessetleoe. Based coon the residence of the account kidder. account hpe, ot plotaxt bps.
son* Interest sole* deickno molests may not be %teed 10 VAIN( WIN (UP order ',ten° Faro (P10
income tees The merit monthly gatemen is ml Intended to be used sx1 cannot be retry.] tan Ser Is/
Net cash flow $032 $0.32
Folpskes. (lents thou,' Wet to the apel cade tat top:ehno forms they recenw roan UBS amnesty, such as
the Fouts 10e9 and the Fenn 480. lot to rep:rens information nit the practice at UBS to fit the dosing balances $97723 $977.23
stplicryse IS eeportong form walk the US Interns Relents Serra and PR Treasury DePadment. and In
such learn scummy clxery &resit ardor usterr.t star exempt or tare axone. nee corp.11 your
Included, Id. mower
UBS Bank USA Business Account APY
Sanuary 2019 (1) Year to date (1)
(merest period Dec 7 - Jan 7
Taxable interest 007 0.07
Opening UBS Bank USA Business balance Dec 7 81,246 91
Total current year 40.07 S0.07
Closing UBS Bank USA Business balance tan 7 1977 23
Pror year adjustment 025 0.25
Number of days in merest period 32
Total dividend & interest $0.32 $032
Average daily balance 8976.96
interest earned 80.32
Annual percentage yield earned 0.37%
AS1'700020107492% NP700007199100031 W19000010000 COSMO Page 3 of 6
SONY_GM_00324607
EFTA_00197382
EFTA01306880
SUBS Business
nary2
019
Services Account Account name:
friendly account name- 1 '
Account number.
Your Pleeeciel Advisor:
SCOTT STACKMantYLE °MIR.
Your investment objectives:
You have identified the following investment objectives for thisaccount if you have questions
about the* oWectnes, disagree with them, or wish to change them, please contact your
Financial Advisor or branch Manager. You can find a full description of the alternative
Investment ohiechees in Important information about )our statement at the end of this
document.
Your retell objective:
CaptalappeedatiOn
Your risk profile:
Primary- Modwate
nvdstmenl eligibility consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO. Rrst In, fist Out
are7C0:2CC0749256W100007%9970C031 0119COOCOOC00 0C0000 Pogo 4 of 6
SDNY_GM_00324608
EFTA_00197383
EFTA01306881
Account name: MAX FOUNDATION
Business Services Account emir Maande/ Advisor:
SUBS Friendly account name:MAX FOUNDATION
Account nurober.
SCOTT STACK MAINLYLE CASRIEL
Your assets
Scene prcts. «ome and (torent kalms:ham Te oe apocorimate As a mot. 9arry indam mot ncri
te windel/ renected Set importeer olametacn abces >cue Statement a the end of thi docurnert Cor
ofcce ,n1corotron
Cash
Cash and money balances
CFanJAdfoss b/ -; m) .nci Wt avalasce ach bahco«, 085 Bat* USA Ø1Øt account relax" U8s mik 115A endtll U OS FDK Inreed stogsmBaNc doorat wonit bilances be Inused by i he FOK hhhin
u85 F Intured bega/nWol Warce9 u8S AG Startoord Ertarch *noot account bint, andmoney appluble Imis. bed ace not ~bed by WC uBSAG Stenlord bant,' dnosit xcount Urm.% are not inwies,
makel nNua lundswetp tOlanCeS ty FOIC and se not protectoS th 9K Way malket syreep balances are pcdededby SK bul he not insureOty
the SCK
Set the Important teloanatton Staatse« Stateeeent at ex eed d this ~rent la *tab Mout those
Winch.
~neg helix. Close% bdénce Fixen« stwe Meren. Ohtden0 MIN.« Dar n
nacht? on san 1 (D on 18n 31 (1) on ;en 31 (1) rate enlod beried Cip omsta (1)
08S RANK USA BUS ACCT 9)&91 9)723 250/080.00
Your total assets
Percentage d Cost BlitnaltO Uncealized
Mix co Jan 31 (1) sou( account base (f) annxt 'Kome (fl »no/ Ibis (1)
cash Cash and money balances 97723 10000% 97723
Total 5977.23 100.00% 597723
Account activity this month
rot irae Info/mail«, aØ tte pikt' velde storm S,. feftlKICd1K. OB*" set »petoet entonoatoe ethyl
put stgemene at the ~ot INS Oaconem
YOUI Durer, Cash Cash and
Date 0<thhy Description espenu ode Face vtlur ;mbo** (1) /munt (1) mbo') balanCe (f)
Dec 31 Cash and money beknot 597591
Jan 2 Interelt U8S 8ANK USA BUSINESS ACCOUNT ASCC 1331/18 25 977.16
Jan 8 interest 085 BANK USA BUSINESS ACCOuNI AS OF 01107/19 07 977.23
Me 31 Closing cash and money ()Ene* 597723
Al.70002000749257 No700907t 997 00031 01190)0086CM CCOCCO Page 5 of 6
SDNY_GM_00324609
EFTA_00197384
EFTA01306882
SUBS Business Services Account
Ize cory 2019
Account name: MAX FOUNDATION
Friendly account n ant' MAX K)UNDADON
Account number.
Your financial Advisor:
SCOTT STACKMANLYLE CASRIEL
Account activity this month (continued)
Ode Madly Otsocdon Amount (I)
Money balance activities Doc 31 Mahn forward 697631
Jan 2 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 12)31118 025
tan 8 Deposit UBS BAK USA BUSINESS ACCOUNT A5 OF 01107119 0.07
km 31 Closing UPS Bank USA Business Account 6977.23
The IRSBank USA Bignen ACCOunt IS youi carnet sweep moon.
AaP700320:07492S8Nr700007199700C0I Cil I 9 003C00700 OCCCCO ►age 6 of 6
End of statement for account number
SDNY_GM_00324610
EF1'A_00197385
EFTA01306883
Important information about your statement
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1200 Hata Boulevard Ant no:need tithe name of the roam holder on yalatini
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inane% data tail not be tied for en rowan ray statement In add/ionto moues roam fen accounts The YPC pronto" and Me ta.ppetmenial pronto" do Friendly wow% name
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tic ) Yr" ream, Yar tar return the Fen it payment for retort.; purchases and charges fce u-pa4 onyx.' stiernenti. The SIPC protection and the Masa, by you to ewtt you wit, you re< Ofdlttepro t
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earned on tecuntei held n sots recent. net proceeds mu, of market movement. is,.. brarWrya mertmentcbjectne a real pohle anettItS wit you
cn sae Wanted am. a4 barb on cenan canted IAS SwimpOplkwas othenbisol 'COMM and a not a promo> of garflee that wrath
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depose *comet at ncebabluted bats ardaHilated Dividend Reinvestment Program DNA then/NM /IWO* toed of lab nekedtv to nit of
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the actual ace Irmo pt I nary al &Miser Onlr Mon handy rattle names throe* Oran. Sanas or by
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notify us of any eras or bad nrolornreels Itiadaled and reamed, retired to pa a cow • tobless WWII fifth NIXON. amtring nova
reflected a, your searomont *mho 30 den other it was tOnird .x<ct.rd Immanent objectives
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ern% Clone Mica Deparement at 201.352 • 160) nclxlma eaten meantries and yields. basalt* el cash talamm p14 depose bine, al alldied rid
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• Al statements shall be deemed complete a-drone otnereicn of none aly banns There fah are payable teaon your demrd.
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SDNY_GM_00324611
EFTA_O0197386
EFTA01306884
Important information about your statement (COntaued)
Yow rru - For <Manfacvew, wang n nomodormng • la ~name arcome. went aalt indam. - Wi. ment < °namat o, Iran U95 Bar USA. LeS
ros ademde ~es securem ad oen« anets held denemnstens, pree ard guawey Ilse st) may An antenne ol aske,{ rentte is bredm tand AG SerdordEranch and maar dadd bras
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(amant latere be the ~Lsd en data for maa and the date ot te nitnnatinthat n the • Rans 'haring and additianal compaewation ai awatthtremioreannst t
narvarme be mar or may led nalket orernosom. buk sa the «wauw by (ruleg yeti Fraton - In *Man to con :mens en sales sid 17h'1 lem - Let5 FnmeralSentert è ~abn The Ft/A4. aren
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praam br n ach Øreed to diely ene 'Nat rad' rn omwal munten' aten n mens raag parerts Iran daarom and« proddis laan\ artangrams orm :Ahmed bres
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teg.' traniatinn trape dale tnabk to 4npn a vale eken we bram aan mam are bard en tao «front orrpnwer naome and anranty poert ismad by ~MOOK,
• blikla muffin kad. and pat ed dak erwt *wit a malend me« ha ceorred bat ~alla dna nart of laks by 1ØS d a contra», maal thedtnany envane otenOlnon trast iniurece
the mue• <ab lor *NV Fednetzt.on wil be wideed Art~ rePorld abt nor asstern. « *ken J Vel Ina/ to oor deal, and lid th* anti mi» d a tegency stbalunes el tel Frontut Saars M.
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issue bed n ovnanis ee n roernee name lot at of Wo money fim. - ebt ICK rond • No bant g‘orreee May Ira al.
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pa-los and as doncy es nol yaranteed Othw <dl «touwt aks nar at/dpay Panen, rast n anebus proesttg lees n <raderden ka oneer Sne~ Adam ESA, IghtA and nternatenai Retort*
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nlonnators wette tionted koonmaa from a inch». pree Tenten.: ~IS "pad fixen cactee stat eh Lei tromp., Sames rit
• Priodvalea PrKet Otpleyad lor *asem red «hm - 'Cartoonn to date mag «kade getand ta rndualhnd and n ~0 &nv nare bard - VISA n a regrtwed namat vond by Ydel
pØ may be heteir er twee een th pate tie opaal, norm or bah on Me nat« d scans at to broker-dak. aandamt Stade Attaution and uld Lede<
avviould nuav Weent n ene maffia Prat re ▪ 'Origrui ane We' eeprellnli tie nej Marino Iwan, ~uil funds cd th., ludlyn ty lams the Lei los credit <ede rebbe LEIS Visa
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aconcy. nstenal "een, Mant, and are gemat, Vor ~mei Vat ent lods (Ier" we andor dadenaks, regotwed tradonas. servet maas and
- Wegenerayus to ~g pek* abn ~Lab,. or intrad and reen d dna ca be sold. the vee ca agaat nare nor»! InhIttnl ~nogal raggend tante mat re of nee respect.*
the men of the bed and ot ram la bied naad mat be kas ~to pee share rensed bon ms»; ot the ~and <orrarres veenmerg compants
WO. 'in and opeens aait bidpees ke OTC ralu• promoot, n thé "ten anowne aha murw «maat, naar: ti the innam*
aorta corepdnot ee citroen of the unit fro~lielt nunt ILOS Paasdag Servida kit Pen 701&IO
- Inc lettake teaOed ~mee .dyb rad ede» a • Reelrieted ~aide. Frareb ~net "'Way yeeditfloun
vasten maal ce the mon mam vice `we renet arrerty digeble for va* lab. LIIMinawd - h addein to ttemmantrettnid ten ebor
cbtaned anina/nat raten n actual ~kat Ine Snoet von dna mant ante cl tne terestrtled stock vitae and sa d ~stat. we ander or
aak d the same nuet as an morstb vake. la *te aaide maa an asv+based nara shogina
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wasbord as pee wand ~Jane d we ae ex enten tut metaled aardes re elgble lor safe. haan (or ledviologn eetpenen, training and
taaie bobben t pee toet - Wo vake waad mrt be Ørn dy kof ten te edutaten
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«het dun u.5. daas aarellMed at th* ~hangt otter torproden from triatual hint and rude
arte ro cl the attenar dab afton« abn geolat wo derbn
SDNY_GM_00324612
EFTA_00197387
EFTA01306885
UBS Financ04 Senices tic
Private Wealth Management
it4 UBS
299 Park Avenue
26th Fbor
Business Services Account
New Yak NY 10171-0002 February 2019
ANP7002069796702i9 VI 0
MAX FOUVDATION
Account name: MAX FOUNDATION
Friendly account name: MAX FOJNDATON
Account number:
Your 15 nandal Advisor.
SCOTT STACK MANLYLE CA SRIEL
Phone
Questions *bout your statement?
Call your Financial Advisor or the Value of your account
Resourceline at 800.762.1000, on January 31(S) on FebnAtry 28 ft)
account 029023651
Your assets 977.23 977.53
lAritoor website: Your liabilities 0.00 0.00
www ths.cornanancialsennces
Value of your account $977.23 $977.53
Items for your attention
Help protest yourSe4f from fraud and
frACW bank. credit card, and brokerage
statements regularly. Also. get your free
credit report arinuaily horn Sources of your account growth
www.annualcreditreport.ccen.
Tracking the value of your account during 2019
Vake of your zcount
alyez end 2018 597691
Your Prfte5OTellt MUM:
7,2382 Dividend and
InlereStnCOMe 50.62
Charge
market yak* WOO
Whin of your =card
"977.2 - 977.5 on Feb 7b 2019 $877.53
• •
Dec 2014 Dec i015 Dec 2016 On 2017 Dec Zeus Jan 2029 Fe 2019
Member SOD ahP70032CC0936967 NP700006at 43 00001 02190=03000 OCOOCO Pogo I of 6
SDNY_GM_00324613
EFTA_00197388
EFTA01306886
Account name: TN-x FOUNDATION Your fleencial Advisor.
*UBS Business Services Account
February 2019
Friendly account name.
Account number
SCOTT STACKKAAN/ME CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
February 28IN your account
. cam and money balances may include
A Cash and money balances 977 53 100.00% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives 0.03 0.00% account, UBS FDIC Waved Deposit program Bank
accounts. UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual held
sweep balances. See the important tformetion
D Fixed income 000 0.00% about ow statement en the last two pages of
this statement for detais about those balances.
E Non-traditional 000 0.00%
0.00%
Total assets 9977.53 100.00%
A
Value of your account $977.53
Eye on the markets
Percentage change
mdex Maim 20te Year to date
S&P S00 3.21% 11.48%
Russell 3000 3.52% 12.40%
MSCI - Europe, Australia & Far East 2.56% 9.32%
Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00%
Interest rates on February 29, 2019
3-month Treasury billy 2 40%
One-month LIBOR: 2.49%
AhaT00020:0936960 NT7000064I 43 00001 0219 CO0000000 C000:0 Page 2 of 6
SONY_GM_00324614
EFTA_00197389
EFTA01306887
Account name: MAX FOUNDATION Your Rwanda Advisor:
Business Services Account
Friendly account names, MAX FOUNDATION
UBS February 2019 Account number.
SCOTT STACKMAIELYLE CaSRIEL
Change in the value of your account Cash activity summary
February 2019 (3) Year to date IS) see Account ac teeny Nu: month oe meats smarms in your SwesepOptiort are included in the opening and
sliming Mantes Mut ;DC tre.urance *Ors to Spouts Y UBS Bank USA and bank; partAiabl9 m 1M
UBS FCC Muted Deposit 'swam n cces nOt Soy 10 deposes al UBS AG. Stanford Breath 51PC
Opening account value $977.23 $97691 stow ton aspries to money issue[ "imp fund hadfrtas tut re bank deposits See Important inbrmaton
tout your :trenent en the sus two pines d t M 'krt.-mink, coats.
Dividend and interest income 0.30 062
February 2019 (I) Year to date (S)
dosing account value $977.53 $97753
Opening balances $977.23 $976.91
addins
Dividend and interest income earned Dividend and interest ncome 0.30 0 62
fof pu WM Of MS Statement I/Outlay d Inteleil and deldteld Income has been cluercrined lion 0 VS Total additions $0.30 $0.62
fax tepwling peemedne. Based won the residence of the account hddef. aC(Ount Ism Of pfdlzt bye.
SOM. Ihteeett ands dvS:leadOasmentS my nil be SiAlfell SO United SICans (us) aroSO. PIMISO WO (Pa) Net cash flow $0.62
Income toes The (Hero monthly Valente. is rot Intended so be used end cannot be !eked tam for is &0.30
Fnticraces. (ionic thou':Wit to the arnica:Arta temeting tome they seethe loan UBS annualt such as
the f orrm 1009 ma the Fans 460. lot as neparting ink:mato, nit the practice of u61. to lie IM dosing balances $977.53 $977.53
vont* rat ftoortex) loins with the US MINskit Revenue Sent( e at PR Treasury DeNdMenf. and In
If:chicane atcsratey <Mary divetro atacc intern[ star ramp or tau* encore. flat comic you'
Inchodual tar peon,
UBS Bank USA Business Account APY
February 2019 (3) Year to dale
merest period Jan 8 - Feb 6
iarabb interest 030 037
Opening UBS Bank USA Business balance Jan 8 $977.23
Total current year $0.30 $0.37
Closing UBS Bank USA Business balance Feb 6 8977 53
Pror year adjustment 000 0.25
Number of days in nteresl period 30
Total dividend & interest $0.30 $0.62
Average daily balance $977.23
Interest earned $0.30
Annual percentage yield earned 0.37%
MP70002060036969Nh7000064143 MO COI ern OCOCCO Page 3 of 6
SDNv_GM_00324615
EFTA_00197390
EFTA01306888
Your rionclai Advisor:
UBS
Account name:
Business Services Account MAX FOI/NDAPON
friendly account name:MAX f0 SCOTT STACKMANLYLE CASPIEL
ft February 2019 Account number.
ATION
Your investment objectives:
You have identified the following invesuneni object es for 1h6 account. d you have q estions
about theSe0bgChve5.dnagree with them, Of wish to change them. please contact you
financial Advisor or Branch Manager. YOU can find a full descnpticn of the alternative
nvestrnenloticthves in Important informatron abotit )tar statement at the end of this
document.
Your roam objective:
Capul appreciation
Your risk profile:
Primary. Moderate
rwstment efigbility corraderaban - None selected
Your account Instructions
• You account cost basis default dosing method is FIFO. First In, Fest Out.
'WI:00200°9959n N, 700004, 1000001 0219 03COCOtaCCOCf p 4 0t C
SDNY_GM_00324616
EFTA_00197391
EFTA01306889
Amount name: MAX FOUNDATION
Business Services Account
SUBS
Your Muncie/ Advisor:
Friendly sccount on MAX FOUNDATION SCOTT STACKMANN:YU CA5RIEL
February 2019 Amount number:
Your assets
See precis Kong MO Mescal wave, Shawn may be approvirnale As gam and IOSSes my sal
be exptutel. reflected. See important sformalsn ahoof 'our statemera S the end of ths skewert fee
more Polly/nation
Cash
Cash and money balances
Cain and notary Nuances may yxlvaa avatars. can balances. U8S an USA avast zcount Maxon, tiFIS Bell USA and SI 1113$ FDIC Inured ROgarn Bank deposit a (Cunt Masan at riddled gibe FDIC WIWI
uBS F Muted RoganBank taancess uBS AG Stamford Stanch *pool account Waxes and nroney amiluble penis. PA are not ;tattled by StfC MS AG slanted Branca deposit account balances ate not roared
inakel ntAua lund Sweep bataXes by fOiC and se not protected by 9PC Money market sotto toLlneel an wanted0y UK tot ale la mattedCy
the FOC
94 the impoled' slosnabon about )our statement at Me end oe this doarnent foe deals about tense
talanCeS•
Ccenag Iaaarae coon;Mince Once per snare kakis* Diddeact littered cops In
Behind on Feb I (I) co tett 28 (S) co Feb 28(N Fee Pedal period Ca> num (S)
1181BAN(: USA 8uS ACCT 977.23 977.53 250,000.00
Your total assets
Percentage cf Cost Blanatect Untealzed
vain oo Feb 28 ($) your KICunt bald (I) afloat Interne (S) gond loss (S)
Cash Cash and money balances 977.53 10000% 977.53
Total $977.53 100.00% $977.53
Account activity this month
for nut rbme¢ndb2u1Its piledMut ShOrvn Fa restrictedwanes, see important stomata* abss
)ta.a aoases s the end or this rix antra
Your Ourray Cash Cash and
pee ActSty Description expense code Face Mut FecerValue (5) amount (1) money Mace (S)
He 31 Gish and money balance $97723
fob? Interest U8S BANK USA BUSINESS ACCOUNT AS CA 02,06, 19 30 977.53
Feb 28 dosing cash and money balance $97753
M.70002002093697114.7000064143 OCOOI 0219000000000 000000 Page 5 of 6
SDNY_GM_00324617
EF1'A_00197392
EFTA01306890
SUBS Business Services Account
February 2019
Account name: MAX FOUNDATION
friendly account name. MAX FOUNDADON
Account number:
Your rineociai Advisor:
SCOTT STACK MANLYLE CASRIEL
Account activity this month (contousi
Date AtInfly 0cxrpico Amount (1)
Stoney balance activities Jae 31 balance forward 697723
kb 7 Deposit UBS BANI: NSA BUSINESS ACCOUNT AS OF 02/0919 030
Fob 26 Closing UST Bank USA Business Account 6977.53
the UE6 San, LISA 0.2nOS AS(Oceil .1 yew pima} PNWOOptrOn,
Aw700070000769771av'000064I 47 00071 0719CCCCOCCOO OCCCCO Pegs 6 of 6
End of statement for account number
SDNY_GM_00324618
EFTA_00197393
EFTA01306891
Important information about your statement
LB5 Frurcial Sown hc. (The Firma UBS IMartoal but from rYI no lit« then 60 dins ala the firm ~CC), Aka copy of th• polry weage ~able ram a mans ard may non lea pre *1k
Sawa*, as a ~mar ol alprndpalØy, ormcdty car >0.a en bet ~err ar sachet* Era or Loon rectart irflann
and abr. mehraes !SS inertial Santa and LW Problem rowed • Modmaro Wang to accept ore n* So pfincoal and
Bart USA re ~ea obsciaraosed UPS AG rd - bade >or nave rd accan ant« Gt any) tarter the SIC prarchen ea the ~real teler ° sane volatility so so* Mire Minn
alert of U35 Seater U.0 the Pim't frontal - Descrbe the HMI or the wander yea le~ prolecuon apply to: • Ay ycasy WiliYy to accept l'41 "t b Fnix19.1"
statement eavr46kttamnVuest The Fern's mane about and tibian as derå as ya oh/ >co • Colin Inroad awn overatied by(and raided n P4' rabble, to ad, Noreen or tent
°flees at at tame n h an to& a why pa reed more Yea rout wake) be Fed away Irons UPS Petrol • fry.renantfårar Considerate. I tactod, a
rionnelcn Senors For tank (elan CO mutate mach, person of the ocelot° lot hat roue ma Mode
ISS regret Senior nt. - bade the dollar armere of te waned error. ncl.dro wassbk rotes. and Ghlwes of nifloal cargo. arateges, hewed ladrty and anser
1200 are« Boulmeed kris registered nth. rare of the rat holder on valet%
Weehaver N/02086 the firm re Cad bsterml nvestate your <replant the becks of the oar or unse sorb
rd oaf area soy ere racily For reed ran • nattnam calm% a ~name* enemy, (e 9. ~emir Toteseitoliwita•
IM nannuni (COWIN Th. ony oltkial tamed of pit rnottmo LEK Vesaeolobe cad tratactons. d 11•01P* Itnina patnenha ard what placements) Ba re We ma «au:4M* ail related account ~as vet.
LOS Farrel Senter rant Olin•Winhh. uteel crone that 10 bare« cloys10a IM, we Mllmde not !nerd Leanne Scamp Act of 1933. the same ~ea n the same ernekr. e.g. because
oft.c la docurerts tonlanng cord faro clatesInsid • alnatån la Ins arras* you the* is n eyel. (Ka • Commcdmet <cream (e 9, four ~barge and
rot be relied Lan F you bete* Moe 6 neva of they here amen »ha *semen's" pee rote
you vol east thaw,* Or ~Toney dui"; re trane prec at metal <reach/. inithadn) finish saint relronst,os wet other dents el the some .Stea I
ameba, please~ at rrenedately n err, to the tabus Leto complete Ca enellgiihn rtl cre"00t0 (Vann commis. and >a prefer to meat rod fad stasunse mailed re
Burch ~or of the office wren; >or start. • Depose accounts feria arbors of cliposel) r LBS ulna mernepa, >co may ado. housercoUno by
Fier make al chars payable to therm or the Bak LISA. UBS AG U S branches and barn** oaten yea infra Adana
At~ al hers Chown re mended IOW amnia. f mancial infittLacet a-44~de,, the lam of aha FDK ~al ~en Pros^
malmul C1313~ na be saad fa ta psposes ray natem•nt In addition to mats '<cosy bet wants The SIK ()Mahan and Ihe ~rental prcteacn 00 Friendly strewn name
"Z " )4. 4nd lax 1~4 Pe. Form 1099. 5450. may be P.IPICt tonun:enrol fees. elutes fa Ix* eW apply to these assets erm if they drawee cone Behar* room name e luntarthible •ruckrerre•
1 $ tichkTwn ~I -10~ Las ream The Fern is parer ta sesames ~char and <harga fa uØ any>, sidemen% We SIPC ~Leann and the Ø by you to hint you Wit, jots recordation, k
requIld by law tompol tot* atS al Doable ~a, roan n ash acorn A«orits thr are tranyberel supplemental prot«tion clan*, POW pan* changes has no legal effect on par accost. is not rtenad to
reportable n:n-ttrabb cfriedends and tattle roes, tooling ~vials may be siaea to a unite lee in the market miles of was reestrnats Wetter as relied any sunny. peal-et rtarrinrIenn.
tamed on larked held n your ~net voted, whit of market movement. IMP t.PPROW a mersement objects a re& pubic asscated wit MS
r Mk !WWI nee. ad cost hifii on («Ian (0nned WS sm.«. opacas «hairnet acorn, and es nota prom« or oar« that rah
:KW Wei. k85 oifien cofion, »~., cash balmy so birk or any terra neobL an« wit te shred Am
depart scant at non-elated bats and ahlated Dividend %invitee* Program (DFM enamors guava to reA 04 kve, ntØte ank of
Comounkstione with the Finn banes and ratty Itti6Al avail lath Prone~ The pace ref bead et an sneer cree YOJ may °Man ess doe *Yr. may:~ You <an change yaw
• Mehl ceicceiiiin an/cealcanancrons fining Depose roam at LB5 Bs* LISA arid an. ablood the roil wee kan yar IntegralLaw Only ~Le handy aren't isms throor OW. Satyrs or by
tofut her pans you ref*. rebc1M3 Pr" er banes partaccang n the UBS Kg Wend ern me ~chased under DRIP. paid sham mil be antaato you FranelAden«
roe. red $.Nays manta Prousten Act (SPA) Program re• ECKa -nnd n accordance wehr i Crults sold ad the cash *Al be defamed n you secant The
• II Me tetra Anginal on the lop lee ei te trot Fa mon meroson, please me awn. Idygn 0.1~ dwdendrerwes~ pre W0PIPILY Ike nuen my Acme* —few
of tapssnoa e tal IRSFnrxiaI SiienC44.1.151 n<Olint ei LBS AG Slarnford Birch text rues el diner ban the mad« weer vrth te Prof shars • Vats of yore anocoapombla Net of rat and
eurayal Sams curet you scone at <brio Monty bads ere rice teved ty the IOC. re sot Bobask .
broker by rarer* eiti the Muted mina cm • Asters Weal ~Akita:hatern vet*, foe
We nformal >ad the 'Aare* fihenyCo Bank deals are not protected hYSIPC Monet kid Cash-irblieu
gamed the rart h Ms tex, or, finch and ryes are protected by SIPC See "WS Inn til knees tetradtaunts, (est). end Gets Tine Nate;
anCinni Feaksens' below. 0 */ oholetna nay be held n osa acoare averted its to rrwkel. and (*nail "NS not held
*wiles as located al UBS faunal Sent es ard eve Inlaid l0• panel VII se a rest,* ol a dmandpansr by the Fun Dam not refade ~cal searitelassets
te nvoacro bro. ard yob man mate a ',ton or ~rob the NM wi tiler seal oral unts al at the end of she peer ad Ontlt Catelaia prods. a
of nonce a orison la both Inns tØ SP repro. bares n ~bark agues may be ms/ 44 pre a accept an ~VII Onymty1 tay a passa onnianWel rowed stock wars and
• Az devised n to rant artmenta you mat erhdrar, ad than of a Morey Fard may be ~end caosma arty. "haulm, pta KCC‘ril
Ia.:Wei and Mt crowds returned to pa ce >as eme«dabb nod 00)1441C
notdy in in any uno; oe bad nrolong dwell • au/siffey Whin doh, batiVIO0 ~ring magn
twinned on yes claninwnt *inn 30 dal after n veal l<Veef WC'S.. ewe ebjedier
Mad« made art* lore <rode Ina, that scare ~cot
The rearm« *bears criclnsk ',Sib are spade to • Ca:Mooney Want Total of ~wad rabble
• Der Oral asuren ~plan% a VtlinK to the fade ~ors tat ~Table 'rep options. PKIN account and may valy barer yea roses
awe Chem I*Ira Da.pan•nem a 201.352 • 1699 nc1x1ng tusen «nest bees and yields. n 43/4/41bit al rah barn, plat di~i bares al all Nod rd
Per sarse the Pam promalbr wrong dry ncm alf loud brit ad money ~re mnal fund
a talker x IOW SA-9I03. IMOA.M. to *00 P M. many ik4 Orrhweepynkas, from yor F namolAdescr brier chair b >Ca lønd MI!~ P
IT Made, Thrwigh Fri*, a in Ant rva 10185 a by calm BCO 761.1000 weep barn. r M <teed lit staven perod
mertom ~ma fn. meth scant fat >nu Neniermally bet wede bares n >Ca a«Ouni ar
Frwcad Serum Ix.. CIM ~pore Department. duste cr. of the I &loving msmenent teeing
bars na seas gned from other balances and the Fern ay
P.O. Bo. 766 then Cly. 141 07087. LeS f Mandel Sere kes account protection • Proace Current Income Inn-timer° the
The fern is a minter of ter Sauces neon Protecion ute ry åd three knob nte «dewy cored et
• Alstamen,' shall be deemed erealete ad atone great tcn of rant. orly bares These tint re payable teen your demrd.
å not abettedto n Meng othie CO days CuPerabon(SSC), which protects utanes turporer • Aram. CapeatAarbanory ~inverts weary
of es~ La to 11.00.000 (relord I2S400) for The Iota n rt.:led en the one prod closing vatn.
• fa TTY *ryas. CA814-612.09% ot fromarid' gionth of parad taelyy Wen the greaten cf
the U.S. Cal 701.752.1495 <lame fa cab) &plenary bnxhute nobble war
ncome Led% ebb:aerie^
• hose of won a ~lens aØ antledrork recAea ce ei we". SP< a9 The SIP( awl Cralation • ProrAre Cambnahatatimome ~Kara Fa dared momsion on the. PnWs feed-granites
lads Vander (EFT), bill parent cr ISS Vase debit lives ;ply to all accord MA you hold a a prabr
An/e nnOn Innaireens seeing tab the generation ad auburn refer to yos Clore Reatiornhp
cad Truchas; cal 800.762.1000. Of arr. to UBS apse, of ryane end growth of principal
The Firm together firth colais *bales, has air Ageman Astart ACIP~I 4(4**GNIP*1
Fria-col Shwa, Pc.. ICCO Raba Gad, 6th 'tor. Tern and Orders LBS kernent of Credit 'rears
Vararkr NI 07006, Ann RMNBSA Sent« ~chased supplemental ~are We man"
awe payak to Strodedom. <canna under On& rek prof als salable n Ay~manta anI C:x bauras
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repp, Tse inn or Card bat, fat aplablebnai ~Nate la al you scan, hell n a palmier
SDNY_GM_00324619
EFTA_GO197394
EFTA01306892
Important information about your sta teuxmi (COMmued)
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SDNY_GM_00324620
EFTAin) 197395
EFTA01306893
U8S Financial Senrces M.
Prwate Wealth Management
SUBS 299 Park Avenue
26th Flaor
Business Services Account
New York NY 10171-0002 March 2019
luvricOMMONS0319xiS Yl 0
1,,AXFOLPIDATI0N
Account name: MAX FOUNDATION
Friendly c=ount name: MAX FOUNDATION
Account number:
Your Nnandal Advisor.
SCOTT STACFMANLYIICASRIEL
Phone
Plosions *bout your statement?
Cal 'our Financial Advisor or the Value of your account
rtesourcelirve at 800.762.1000. on February 28 (1) on March 29(31
account 029023%1
Your assets 977 53 977 81
1fisit oar wobsite: Your liabilities 0.00 000
www.kbs.corrifnancialsennoes
Value of your account 3977.53 $977.81
Items for your attention
. Help protect yourself from fraud and
renew bank, credit card, and brokerage
statements regularly. Also, gel you free
credit report annually horn Sources of your account growth
wwwannuakrechtreportozn
Tracking the value of your account during 2019
Value 018:0 &COunt
at year end 2018 397691
Your mestrrent return:
733112 Oivelem1 and
'merest ' ,come $090
531112
Change in
,239.2 metier worry $000
Value of your =cant
1,2433 9769 977 9778 on Yof 29. 2019 $977.11
• •
DK 2014 Dec 2015 Dec 2016 Dec 3017 Dec iDiti Feb 2019 1/12 2019
Member SIK A1970003001074875 N77000I 2028/00001 0019COCODCCO3 00010 Pogo 1 of 6
SDNY_GM_00324621
EFFA_00197396
EFTA01306894
Account name: MAX FOuNDATION Your Allende' Adviser-
*UBS Business Services Account
March 2019
Friendly account name. MAX FOUNDATION
Account number.
SCOTT STACK M AntvLE CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
Math 29 (V your =oust
A Cash and money balances 977.81 100.00% • Cam and money balances may include
Your content asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives ace 0.00% account, UBS FDIC Waxed Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money make mutual had
sweep balances. See the impottaor nformation
D Fixed income CO 0.00% about ow statement cel the last two pages of
this statement for detais about those balances.
E Non-traditional 000 0.00%
F Commodities
0.00%
Total assets 9977.81 100.00%
A
Value of your account $977.81
Eye on the markets
Percentage change
index March 2019 Year to date
S&P 500 1.94% 13.65%
Russell 3000 1.46% 14.04%
MSCI - Europe, Australia & Far East 0.74% 10.13%
Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94%
Interest rates on March 29, 2019
3-month Treasury bills 2 31%
One-month LIBOR: 2.49%
Ant70XIX01074876 NP7000120281 °C0C0 0719 000000000 00010 Page 2 of 6
SDNY_GM_00324622
EFFA_00197397
EFTA01306895
Business Services Account Account name: MAX FOUNDATION Your Rwanda Advisor:
SUBS March 2019
Friendly account name. MAX FOUNDATION
Account number:
SCOTT STACKMAI/LYLE CA5RIEL
Change in the value of your account Cash activity summary
March 2019 (51 Year to date IS) Le Account anis" tha monthla dna Ramer in your shampoo= we tnduckd in the comm and
cam; mantes raw FDIC man/4.4:0es to spoors at UBS ant USA as al Dana partcparg wire
5978.91 UBS FCC hfured WOW Bogart It does not 800y to deposes al UPS AG. stamtoki Branch. SVC
Opening account value 5977.53 protecton agora: to money multi lump fund Ivldirqs tut not bank depouts See Important informatsan
about yout :teener'? an theist Moon: d Ito: downent kr &tau
Dividend and interest income 0.28 090
March 201915/ Year to date (S)
dosing account value $977.81 $97791
Opening balances $977.53 $976.91
Add tons
Dividend and interest income earned Dividend and interest ncorne 0.28 0.90
for pu poses 0 Ito Stamen lacatillty Cl Inkiest ad chickrid Income has been del...nal km a VS Total additions $028 $0.90
t* ', Paling latelpeelive. Based loon the residence of the account holder, account type. or product type.
sortie Interest andCe Ovidenditaament Mar not be Salad ID LIMN, Stan (U9 Watt Nada RIM (Fit) Net cash flow $028 $0.90
Income tam The chew monthly gatemen is MI Intended to te used ad cannot be read icon tor lot
pripaces. C teat thous, ate: to the arylKa:letat tepcchng forms they room* awn UBS annuix such as
the forms 1099 at the Fans 480. lot tar reporong information n is the planet of UBS to fie the dosing balances $977.81 $977.81
name to repOrte4 loins with the U5 Ikea Revenue Sauce aid PR Treasury Department. ad In
such kerns awed), &vary March ardor intern it tar exempt or tare exam nese <omit your
Indudual tat peoater.
UBS Bank USA Business Account APY
Match 2019 ($1 Year to date IS)
Interest period Feb 7 - Mar 6
Taxabh interest 0 28 0.65
Opening UBS Bank USA Business balance Feb 7 $977.53
Total current year 40.28 $0.65
Closing UBS Bank USA Business balance Mar 6 8977 81
Pror year adjustment 000 025
Number of days in nteresl period 28
Total dividend & interest 40.28 $0.90
Average daily balance 8977.53
interest earned TO 28
Annual percentage yield earned 0.37%
AnP700.3300I074e77 N01000'20281 0:00I edict 009009000 COMO Page 3 of 6
SDNY_GM_00324623
EFTA_00197398
EFTA01306896
SUBS Business Services Account
March 2019
Account name: MAX FOUNDATION
friendly account name: MAX FO
Account number.
AVON
Your Illetiodel Advisor.
SCOTT STACK MAIILVIE CASRIEL
Your investment objectives:
YOu have identified the following investment objectives for this account d you have questions
about theSe obiectnes. disagree with them, or wish to change them. please contact you
Financial Advisor or Oraxh Manager. You can find a full description of the alternative
Bluestone,' of echves in Impatantintomlatron about Kew statement at the end of tins
document.
Your retest objective:
Caput appreciation
Your risk profile:
Primary - Modwate
Investment eligibility consideration - NOnt selected
Your account instructions
• You account cost bass default closing method is APO. Fist In, lest Out
AnnIX03001074878 HP7000120284 Man 0319 OPOCCCOS 103010 Page 4 of
SONY_GM_00324624
EFTA_00197399
EFTA01306897
Account name: MAX FOUNDATION
Business Services Account Your Ream:id Advisor:
SUBS Friendly account name: MAX FOUNDATION
Account number.
SCOTT STACK MAJMNLE CASMEL
Your assets
Some or Ca. ,nccere aid(orral taws slams may be 4:0(00wie. As a its4a. flans aMImes mar col
tie &wisely reflected See Important Afcernereco eboutweestatenoera a the end of ths caumert for
etre eicrenence
Cash
Cash and money balances
Con arx/ moms bo., -; era .nca avalabie cat. balanies UBS Bank USA Otani account balances. 1)85 Bent USA and an Via FOC Insured Rogon Bank davit atone babas are Insured by the FDIC Winn
UBS FDC Mural sloganMN Barnes. UBS AG Stamford Branch decant account Waxes and nroney axiltabli l mts. NA ate not mimed by SITC UBS AG Stamford Blanch deposit account Warms ale not natal
meal mut al I undlotto telanCes by fOIC aid are not snotemo by facet market Steep tolanCeS are pecetned by SK brat ase Mt raved by
the FCC
See the aportant Nlofmanon aixwit)our stattoent at the end at this document foe Wats about ttose
Wan°,
caner) balance Clang batiste Mercer snare Average Dada.°Moat Days n
Honing on Mar I (S) on Mat 29(S) on Mar 29 (5) ram period paned Ca mount (5)
Lies BANE USA 85)5 ACCT 977.53 977 81 250)7C0.00
Your total assets
FrecCentage COSI Blimatal Untainted
Vare on Mar 29(3) your account bald (I) armee Interne (SI wino( IOSS(S)
cash Cash and money balances 97731 10000% 97781
Total $977.81 100.00% $977.81
Account activity this month
for more Amman about tie pike value snoops lot muscled saunas. at woofrant fawner:a aboa
put aatement a the am of INS dell anent
sour Nanny Cash Cash and
Dale Actiery Description expense code face olue fecal/aka (I) amount (1) money Nana (1)
lib 28 Casts and money balance $97733
Marl interest UBS RANI USA BUSINESS ACCOUNT AS CG 03/06, 19 28 977.81
Mar 29 Closing cash and money balance 8977.81
AnD7C00300I 074829 NeT000I 20284 00001 0319GCCOCCCO3 00010 Page 5 of 6
SDNY_GM_00324625
EFTA_00197400
EFTA01306898
Business Services Account Account name: MAX FOI/NDAPON Your Pinned.' Advisor:
taUBS March 2019
friendly account name' MAX K)UNDADON
Account number
SCOTT STACKMANIXLE CASR1EL
Account activity this month «oniinvedi
Cele Allftity OtS(Itydcal amount II)
Money balana aaivitias Feb 28 Palen forward $97753
Mar 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS CF 03/06/19 028
Mar 29 Closing UPS lank USA Busmen Account 6977.11t
The UBS Bank USA fuoness Account is your penury Sweep Option.
A nP70033001074880 HP70001202134 MO 0319 =COMO =no ►age 6 of 6
End of statement for account number
SDNY_GM_00324828
EF1'A_00197401
EFTA01306899
Important information about your statement
ISS fnmelSarrect et. (Me firma UBS Finartcul her horna no tat« tun 60 day, ria tn. firm cape ty. A ful coy ~poky wa-drg it :rabbet rant a runt and m ay non laio pre nth
Sonoma, o a member of al propel teorty, ormcdty Call tar ev. lest ciatamcce ces*Awh the Era or con rewert irtlaton
and options «hanges UTIS binomial Santa and LEG Problem Cowed • Mod•ore Wang to accept tone ma to papal and
Bart USA are naked 'babas cd UPS AG rd --- horde >as nave rd roast nente d arry> tatter the SIC pardon me the ~real batman scent Watley Ha ear« rant
ablates of U35 Searites U.0 the Fim'i - Darr be the rot or the wander y:u se tatta. acted«, cob to: • Asefazw, Wilig to =Kt e.qr rid. to Tnix*kl
statement n nibble spr mount the Fein's anoint about and npLin as der/ as you can %eh/ >co • Cron batted awn ~died by (ad ridded en rd
no rabble, to vat tor rant or lent
ditt at at Mew n K an fa& a why >Oa PPE inn Y0'S acoua vatelat fieldaway Irons UPS Natal • frnantantfraney Comdr.!~ I tactod, a
rionnelleCh Seniors kw eink orlon CO mutate octants, paten of the pricedlot tat roue may isode
L1TS Fare' Senior etc. - Wade &toddle rant of he wadedera na.de0 wsebb, ~tot. re lihNfts comply. tarmac" Unwed loudrty and gene
1200 Bata Boulrerd krb too:owed n the rare of the ram held« on valiant!
Weeharden ål)020136 The Fenn or Cad ban ail reettate your carols* the bed, of the oem a Urfa art>,
and WI erect ary prarettb• fa ropedaeon • hatman <snares% a rattmoe raciest, (e 0. Statenwm Tousaliekrintr
IM dell(rwal ladoKantcyhe onn, oltkial %odd Pt "ant ~no LEK Vefoodebn cad transactons. d ~tan lensed pertnnahass ard Pend° Phoneme "I re We may conua-ditt all feta•,eO want ~as rot,
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offal la clownerts. <canna correcting claarltdd you rant fa IA.anent you thee it n rot. tollral • Commorre <arm (etg, feria ...charge and they here *fern sto ro amen pie aeccuM
rob relied Lan l you beta. tue 6 al err« of you wit Nan the use of Nmoney dun; Ow time preens nn/taw-esla, nydag kart antra% talromt,of v./bother dents el the tar edIress I
«acorn, peer iepat t erteredotely n writing ti the taes into complete as enellgilian ad 1~ PPP, comp's. ad >a prefer to recent tnd fad 113Iemeell mailed re
Berth ~can of the office wren; >as axon • Depose accounts(eaca connotes ce dean«) a LBS wan. •41,01004:4, you may clodno hamatibloo by
Neer malt all chars payable to therm or the Ba* LISA. UBS AG U S larches and bras n te calegyos infra Adma
Alaou.r al Iart dawn re Monad yob* amnia. financial nfirksion edosed an Pe from of ra FDK hurl )wen Proyern
Aare* dot* dad not be toed fa ta ~es Poly arrant In additionto nods ray feet accounts Te SJPC protolon and the sidoWnenial pronto" 00 Friendly coma name
etys eerned ten Icinnts Pe. Form 1099. Sae. may be P.Iptet to mann~ lei. data la Ire PP atria to thaw assets eden if they arm« ram Me ;reedit account Arne 0 fl ustcanstable •rakrarre•
1 tic )vbfn Frang lar ream the Fern it parent tor secure« Nathan and thanes fa u-patl «nyo adamants We SlIC protecton and the chosen by you to art you wit, your reaidtenana k
ronured by taw 1o.Ø to te atS alto:dd. drnfera, rasa n ash ocean A«ares mr ate transferred supplemental orot«tion dana Pinallel *pond dugt la no legal «lea on you accost is not rtenad to
reportable n:ntaabb cfr•dends and table retest toaler inlieulph may be sub/Kett> a order let it the market volt of you restmens (whether at a felled ny raw. prod-at recorrnweanr.
caned al murakt, htid n your accul. net frotet4f eeau ol market movement. rat baknpeeya • warnent *rte. a rei mac atcattd wet. pots
on sele barer CM. and (cot bill, On Sedan <Quailed opacas othavynel POW,. ard o not a pron« or wares that wratt
steng Les oifien cofion, »~., fah Rant, so birk a any Inn<ial neut‘ ora wit br aneord. Al
deposit account at non-deleted bats and ablated Dividend %imaginer %gran (DFM enoommtt ensdva Ns cl tnn, ayanIncjito alp of
Carenunatione Nibro the Fir benet and weer Mina nauel lads <Money ;staid. The «see reflected et an swage ace. 00J may dean lots of the art etanarant You <an <King, tan
• lia sae et.confiren an, 014 carrunrabons i, vertr9 Depot< X0Pern ål LB5 Ba* LISA and an. alined the actual ace kan you Iarc la &Omer Ont, strok PriencRs acnnt nano throup Onto. ~et a by
to further voted M., ntin. rt1ca9 pow er n banes partnatag n the UPS Kg lined Deposit that me of.'<bawd under DRIP. prat ,hat hill be (nntactro rid Seasonal Adana
tear the Senates daslaPr00000 p Program rFOCroard n accordance ~Fir( rule: fold and the tar will be defamed n yoa want The
• II ell0firtilhOl reClautal on tie up lea el lee freed ror man rdomnhon, obaw ea we* Idcga. 0.0011 dwdendreesearm price 0/01/10P by the 66.61 mat Amint —in•
of On slate~ is not PBS FelreCial 5100444. LES 410114" at Les AG %mead Bar ad sham el dall hon the mykt ate al 0,40(h 1110 INIMel ~el • vatic of you anoundpartfolb Net d awls ad
runc.al Sams cartes your ~um at <boom Wray rah ae not ivied by Ow IOC re %PI
Ø« by rarer* with the rickat‘d mina en • Aapri. Muhl Palk* oak. barn valet fa
We nformed you d the retaBott Lint dears are not protected by SITC Monry Fad Cash-indieu
evened the rani h Bal >Pt (tall and renn re protected by SW( See "LOS lard Setae rnradtecontf (eft), rd Global Ter Darr;
Storm, ~on' below. 0 */ wholetenet maY be held yos coal d you r armload arts to ~kn. and Chilli OMPI not held
*codes a located al UBS f maul Somas ard rya «Mad to a pane, use at a vault of å dmadond by the Pam Don not veldt uviced atositielabets
Vle invocarn bider. and >a mel nuke a ',ton or ~set. Ow Fenn wit &the WI pen el rat al at the and cd te Ør and Cuhltle aalrrnr prods. a
of nonce a ononron lo both ferns taw. >oke reaest barn en tio bark Ocurc may be mata area a 04«10 Onernted try a
wrendrate. ard than ot a Wray Tad may be roam, nentmaeld ~ad Slat *anon and
• Az deviated n te rant artments, you mat regsta<d <bu'v szaty. arckteda yar KCP.rd aroabfa nod wont
nidy lo ot any err. or Bad errobrig dwelt ladated rd the aired, returned to >a >as • (.utdros tvisclei debit Idiot" ~ring
1~405 WW1 merge.
tenoned on your tiomens solhn 30 days rer n was ~nor objective' loans. <real Ire, that scare ~cot
malodor ad. oval** the ~carrot *tarter rein* ',Sib are trait to
• nose 4,00 ~ones ~plant. Ca nynes to the Fate ~on tat anti* snoop options. • Cash,roney War: Total of ~wood aolabb
hhh account and may day barer yxe rasa cathedra, pla depoet Lariat al rubed rd
ern's Chem larns ~ant a 201.352 • I 60a nckolino <untie ettint (del and yitlds. is nobble el Per rvne the Fern pronabr n wring ed
a attire. r B30.35.9103. FAD A.M. ton.® www LOS ocntweepyinlas, horny's, erannalkhiscr nratfård bait and moray maim masa lund
precare caLvige 4, >Ca hard Maker a sweep batmen. at the date d the sta ri wed
IT Made, those Folly, a .n ant red to L85 a by yang 800 262-10)0 41000rpe ~bpi for each rount fat you hlonionenolty Ise wed. barites n)Pr aPOP4 are
Trurxel Street, kc.. (lent Relive Ørnen. <hoot* or. of Ow following resonant dajaten no from other bares end One fern entry
PO. Bo. 766 then Cly. 14107087. Les f ia,ml Son las account protection • Proace Current Income anystmeres seekno the
Pe Fem 'fomenter of Inie Sauer we.:by Prcocion toe sydd thew fint ner adnary teused to
• Al statements shall be darned correlate ad atone errata , of rant orb tarots These tint re payable con your cirri.
å not *betted to n anted within 60 days Contrition (WC). ?dds VOledl YOurawn cuncerons • Aram, CaptatAopenann ~intents wean)
cl as intirbeis sal to 11.00.000 Tr hard 12SCOX.) for Dv, total e exaltd m the «unnt prod cbang value
• tot TTY serval. CA814412.09% ot fromWade gionth of aerial laIlw than the ~rah:nod
theUS 0.1121)1.752.149S clam fa cash) fetlaway bin:chute ~bible soon
noen aen woe as old ile SIP( awl "'dear ear bading irefaretien
• hose of anon a ~Pant sØ an electrons • Pro.da Combnann of wont ~Cara fa detailed Manton onto Omit lendng practices
lack transfer (Ult bill parent or 1.13S Vow* den Brit col, to 411 r orb that >a hold in a petals
Appreoron antatrems seeking tads the peneration atl dalcoun refer to >as Clore Retitiornhp
cad transactiat, cal SOO-762.1000. Of write to UPS elaseleY
Therm, loptthe aith conan *dais% ha*, of tame and growth of psinndil &gatemen! a 010)Plt 0.7~1 and **Girlies,
~col Swat arc.. ICCO Harbor BM, 6th kor. Tent rd Grata% LIEtS karnent oe Credit Trinket
Werra^ NI 07006, Ann MASSA Sweet ~chased supplemental rare We moan^
oar pbrabk to ratableder" adeeneb under Owe& risk woe« salable nAremerta and 0ucØ
the prolechon e ISCOmllat as of Dart« 10. 2016 • Coranre 0? marlphalP reth el wen. ar.,
Calla write a soon a )w <an. 4>a Lot sat Same! r Myopic? corsaisx6 and Imitators,. Can at kin rid, mid %dray to the wart oral. men
statement a incept 6 twirl or 4 you need more tut mere the 4(COP0 Chef not gene, * >enfant
nionnetors Coo a twister an the statement a tit tam n knew snoleded ta sp to SI 9 melon in its
re/e04 Ille Fern or Card Ins fat applable)mai aBT~e for al >ay atamr bed in a pain»,
SDNY_GM_00324627
EFTA 00197402
EFTA01306900
Important information about your statement ussionsoo
Vow sea - For °eaten wawa, dalmg n rancortormna • Est (estimated) :loam went yields and rates - tee* componsae wk.:enUM Bra. USA, LeS
Your xatemem ~es storeys and other 'rats hoed denomnstens, award prep (lace valud new An estrum ot erns/ mane ri beset. current AG Suredord Chinch a-do:n.41, 4~ barks
nth. accord at the end of to statement grad YOU tow been teased to hobs* papa walolm. &aim/ ad ~alto, ammop the weenies wit tee.. , our cash harp ern rns
rial at fa *hay a luly pad aorta xso, en* To Main *rem quotacea. when nib*. <vitae, be heb fa ene yea kom statement dale a stil anyensxon may be a moon* pa scam fee ce
You may Wane tatted*. usad at loan camera/ ale sat Fnandtal Aiwa. finely The «maw c cry a gudelne, money mw be a percentaged swage dart depten
Men any baba* due colleen Ary seta t et, ad centime, no:~ am• not guaranteed teal axes
wandered to the f irrn dreg the statement peard • Potato innolmenta and ~ad ~duets. Estrnrel ~al near* and cement yob la
Wed at InPla yak* al a the end o# the statement Private nastam seessnas (raldrg deal <elan Wet of ~ion <odd include are" of Activity
penal Write* en Program aid teal ntegt ~awl trust torracol a capital pent n Mich care the eo nfoneution rogsdna cenernMan and ether ~on
• ~bap. In date/morn the Mt ban oft* manes) ard greased ~es re gamily hap, interne and taunt WHO would be overstated. incurred n cornedion onItt the weoacn of vas.
secLobes included es Ins statement. *here evicaod Axed Cart n a a Lred g at hare not been - blinded armall axone and aired yield and the n ek-rdeg pion ertsreis has been secluded on
ede the neat« LeS Frontal Sena« hat robed nerved wol the Sore en and Tzar"; awl aeon and yerld anti be bone or here cateruhons prenany forms/rod to rem. and all be
Natestes Maned lrom source caber Own LIS Connote° a u -dee my sale ~the% Ian, We than the etenstel snores Pronded to ster rowdy cnrecaod
f nand Sense" rdedrg racernatran Iran another poesy estimated al" tor pan% ma/ma - An annul* of anaktod ncornaBtedord ardor
Irma the you may NI...pomadedto you Finaal learatt ad ~tied aortas fa nicernaficng interest) dmied by the orient market Short sang
Mawr The Pen does not ndeparckntfy cm ~Ay a Ilapa44 an* AZAVIO/ 4 not ~owed suldavene balance e bred on the last dvdond II you re <and e, short wing nanny, you may
~Inlet the Ko..recy ce var.,* an/ elorerutas - Thew vd.res may Odle stkneintani, Iran Peg" or meet payment made by the mow and mu a char eta 10 <slain barmen, costs fa the
pronded sorces other than LeS hunted Sews«. any, **loth a pirate nerffinent tal ce Johann tee aCtsPirldep011s wet be hob krone pato,tv security.
Is Adhere athough LeS Friax al Serval, genera 'Patti** productmal bebaste ce awl do ry kan the te /Mental date a untilmin".
ratan* try nearnatrm as h o mewed the Fero not neessady maestro the sate you mw wee Amory rdortnurd yeb se not gunned. Open orders
does rot vow* any asnoen that the ularnaixe taxes Soudanon. Pogadr g open or 'ixod idlancekt cedes tat
~Cost base a-d • tan leed girlies,' is - Bird party estmeles of ate se at Ca *cedars • Anew not hold by MIS financial Serrioate. Cereal ewe not eacual by the namem dale, open buy and
imam* at of do dated this «remora. At ouch, deb and are supple:110 UPS gamma, Stevan on a Watt na held by the Ira and not *rem the sell slop wan se reducedby the amoral Ot etedonds
please ob not fey on tit riam*cna make ropy*. base by as rdapenkre 'Marion fun inWs ~sat or °rant These asses re or errs en re eednidexls or eiiris date unless
prehase a sale deem:" See la• maze a - tame. great pr mar a spantor patnaud value. displayed on >as naterne! for Sonnies:eV nstrueted °taws* by you You re respornbb lor
°therms* Aasons transferred tote few nay day, teete SKI to to Frm by the moat ()Loot« sly heions and vats pardelted tee abn that Mt aélkeled due to >nit false to 0~
telloct gar/kan Manalen only for to period of "twat panne' or sponsor and may be catenated voided by to nsurg hen ues ~tat Sweats a toasting ccen ceders
time they se bob at lee Fern, More hotarcal bawd cn Mee< nhernean ban that used by not rospantaa fee the nionnaten ad donna
ontenxcn can be added by par Fevgal Adeta tadpoles to demo ter slanted *Sun Guerin es aecurry. Rine assets are not yodeled Privacy
• Unrealized gainblossas Mies deals awdabk, - You can drain add!~ Hammon regrefrg by WC a the Ferns tra denental SPC coverage To obtan a copy of ete oorent Client hioxy Nuke.
estimated unedited gen nosses are </Waned la ,,,,te~ey used to deteneene the est.** ol Please contact yew relintial*Occe or vet a nabate
nductut storey lots the unman data for aloe and the date of to sacenution that is the • Revenue sharing and additianal amptawatioa ai »WrifolaseeS,Invot:et
minlaat lts rmy or may nte rol kit carenstant bun Ice the «taut* by motrun yea Fnotatl - M *Milanto cane:mom on salts .rd 17b. I lets - LeS nrantialbentse. è noted,* The MY Renren
draw 'ida oxwmy reorgan.tagron tenet telnar maned nee/meta, web the diserkerton of mutual Sankt: Accure BSA and IlIdA re brokerage
Orodend and other reru~ lots ant spun< - Tnrd party onenaled values maybe rehear:1as fundstoas dents we id ea or asair,* ratio* Jimmie *Mesh pea.* Matt 10 bring «ewe and
perch's* bs re each (canned to disLyro 'esa prod' n steal IstuatOrt Vahan a, neat* tang parents Iran &wanton ardor pedals Wean\ areingements at :Ahmed bras
aewagad lot Tea Trade date' (darm peasants the a:4N~ valuZon Inn has rot SeCrilad a admen of en> nttual tint tat wo sol the art mew thadpony birat. and provides access to
anuenn pa* dale enable It vale ~we became mere stasis ate !aced en two ~rant orrpanamst Meta and anreaty Frocks/. issued by ~Hated
• Callable anueltias Bads"! gmbeed dock that tat a maenad rent his awned tat riveodd the rote of sales by tieS oe a pancular maul thediserty eft 6:moron trout cunt
the ^wet cab for *eV ~on wit be wleted PreaxOte reloaded rule Imo eueston, ce when a Id) tat*/ low <beats, and Gd lea asset vatted a arty hand" ol tan Tiunal$wvices kg.
~all/ by lot kom arson; al seines cd that ado, mr.Id be hrolay speaker., dat to the naive >Mauls mutual fend langs shares held .0 the - heeansert, ~tree. ani snaky proton
eat bed n out rum, a n name** name Ia car ti the >aunty. fen - nyt FOIL roved • No bank guarantee May lose vale
<lamb Cal kart ~toms obtained kom Ord - When flotsam an our, genial partner of cp:nace - We "Sow Pt hale also reeve newodin and - tMA Rasara Ma gemem Aware Busaso
palm ard as rosary rs not patateed Other <SI Metaled oaks nor a ~darts eantated wag is antibus paean; lees ineons-0er~ for transfer Services Account BSA, MIA and niernauceul Raton°
letten moy evnt shah cola aart yekt. ample* prowded. the vat* of te mosey wit be &dead nerd cacao VW M provide to the manual hals. Manrateent Accost re ream«ad sew< marks cl
Mars write ponied exon 'vaunt from es 'archive once Iheto foot gear" repaid frees errata ascot ei I j trunnal Senecas tw.
• Maaltel. hete 'OM forward*, and Other - 'emoted am to date may Mule aasnol t e mewl had and we a head dolls "tea bawd - VISA n a regittead Vadanark owned by Una
dattellt maybe hop« or bee "anew price that opt* ncane a both en thereat.« of accoses at **broker-dealer Vremsberia Sawa Au« inca and used says
>annuli am* wawa n to market trat xis ▪ 'Onnrui una site represents the neat calving hcbrg metal knds d the lurdlamly Rene the WS los credit <ads a-d the IBS Vila
itaxantdIrem repay tied Piny %VCay which we pane pee tin and ~Me reflect yeas <pubes', - In addeir, to eciernatecns wend in correction debt cads am eyed by LOS Sank USA with
heir., to be ratable. bie eet 03 not parent. ter - DP? ani Wined KIT sasees re not lasdm a wit te sale or Okada/lion of amity contracts ad Premises from yea USA no aporaltd Mother
accteacy. neohl NOY.C. Mane, and re cientrah era mestnwel had units los dens, we ads trademarks. registered trademarks. serve* marks and
- We genera* use to <bang peke when ~Labia or dload and even l they can be sold, the phis as aflame It« ~/~lelhIliCKI <corPermet01 rep:seed service nurks re of ter respecter
the memo/ the bet and mi. pekes la aged rayed may be Ins tan to per shre ranted ken may of the ~awe care.'* undemenng companies
590,4t4 and options a - only bid aces la OTC value proakd ei the XCCISI °Mann the arnuity oraracce, Aimee cé the nosance
seoritot amain*, a sponsors of the oase "KNISH liudt LIBS Fikandal Swim Me tee 201110
- tea whey traded anima may beBroad taw» a • Raeriotad meats. Redneted Gaat« "moray wt delft**
vakaton mxbl or the 'non roam price we are not oxen atorble hor petalf sale LEtSFna-oul - n addeisr, to 0:MIMS•SnnettMd Iran the
oteaned ani new not reflect an actual make trice Sava" *PK the mirk« once of te armstrend dab astute and tab ci hite,hares sell. we idea
a Wk.? o# Ms sane slue as an espied yam la te situate ream? n asvettsawd **rat *win,
- Crean poshkes enter appear without a peke and mantled steak for papaws of Ni Jai/mental., To payment fromMenShire chub-don. as well as
veal show as 'ace wand ~lane d we ere ***dent ihst tetra led setae es re *bath lor sale, fundino for lahria tatty 60440a/sent, training ad
knob* to ebb. a Vat Ia the value reamedmay be less thin he educator,
OW0: tt a Kasbef anallnaal n <Vreetel reputed vale toen. - Ces *limes aha ream naming arrisIcen ad
Other tan en. dotes ao relkdel at the ~hang* ote«arpensaban from rravalhiedi sd reara-ce
rate asdl tbr gagmen date corp.:nos seam point aso darde
SDNY_GM_00324628
EFTA_00 197403
EFTA01306901
UBS Financial Services ric
Private Wealth Management
UBS
299 Park Avenue
26th Floor
Business Services Account
New York NY 1017 1-CCO2 April 2019
rearacColos991Nig VI 0
MAX FOUNDATION
Account name: `.14tX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your 15 naarial Advisor:
SCOTT STACKMANLYLE CASRIFL
Phone
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resourceline at 830.762.1000. on March 29 al on April 30 al
account 029023661.
YOLK' assets 977 81 978 10
Malt oar wiebrite: Your liabilities 000 000
www itoscorrifnanciakennces
Value of your account $977.81 5978.10
items for your attention
. i-ielp protect yourself From haul and
reMCW bank, credit card. and brokerage
statements regularly. Also. get your free
credit report nwally horn Sources of your account growth
www.annuakreditreport.corn
Tracking the value of your account during 2019
Value 01rOUt 8count
alyez end 2018 397691
Vourimeuwentretum:
23I12 Orudend and
interest tome SI 19
5,2302
Change in
.239.2 marlet value $000
Value of your occult
1 243 3 — 9969 997.6 sin, on Apr 34 2019
• • •
Dec 2014 Dec 2015 Dec 7016 Der ki 7 Dec 2018 Mx 12019 412019
Member SIPC ASP700020307C6991 HM0006392902031 0119000000000 CCCCOO Page 1 of 6
SDNY_OM_00324629
EFTA 00197404
EFTA01306902
Account name: MAX FOuNOATION Your Anent:id Advisor:
*UBS Business Services Account
April 2019
Friendly account name. MAX FOUNDATION
Account number.
SCOTT STACK MANLYLE CASPIEt.
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30(11 your aOCeleit
• Cash and money balances may include
A Cash and money balances 978 10 100.00% Your current asset allocation avalable cash balances, 0BS Bank VSA deposit
B Cab alternatives 000 0.00% account, u8S FCC Insured Deposit Program Bank
accounts. VBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual he'd
sweep balances See the important information
D Fused income 000 0.00% about you/ statement on the last two pages of
this statement for detals about those balances.
E Non-traditional 000 0.00%
• 0.00%
Total assets 5978.10 100.00%
A
Value of your account $978.10
Eye on the markets
Percentage change
See Apri 2019 Year to date
S&P 500 405% 18.25%
Russell 3000 3.99% 18.60%
MSCI - Europe, Australia & Far East 2.91% 13.33%
Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97%
Interest rates on April 30, 2019
3-month Treasury bills 2 38%
One-month LIBOR 2.48%
Atea/002O30, 09392 rin000063929 0CO0I Cul 9 CC0C0X0SCOOOCO Par 2 of 6
SDNY_GM_00324630
EF1'A_00197405
EFTA01306903
Account name: MAX FOUNDATION Your Reasmial Advisor:
Business Services Account
UBS A
Friendly account nametMAX FOUNDATION
Account number.
SCOTT STACK MAATLYLE CASRIEL
Change in the value of your account Cash activity summary
April 2019 en Year to date IS) See ACCO4OO activity Our monthIce Wait fteartecm your Sweep Op= re tricluckd in the opening and
darn; Maims vats FOC traurance Accies to &poets at UBS Bank USA most banks partcPear9 .11
UBSFOIC Muted Deposit FTegein. n does not aaCiy10 ClegOsiry al UBS AG. Pardo &Web 51K
Opening account value $977.81 $976.91 protreton awes to money Maatt :weep fund hddingt but not Am* &pads Seeimporeane inbematon
about your theemere an theist Nee pokes d t M docunent kr Wats.
Dividend and interest iacome 0.29 1 19
April 2019 (Si Year to date (5)
dosing account value $978.10 $978.10
Opening balances $977.81 $976.91
Addtions
Dividend and interest income earned Dividend and interest ncome 0.29 19
for DuDORI d< thS gattreient latatilky Cl Inserts' and tandend bean< has teen delertnned Item a VS Total additions $0.29 $1.19
tar Iepoling petspective Bated icon the residence of the account noldec account gee. ot pro0.el Ice.
Kinkelmerest antler Ovilendarymtnn they not be Amen 10 Urged WIN rust enact awn° alio (aft)
Won* ton The dere Monthly gagmen Is rot Intended to be used end cannel be eked t kir lea
Net cash lbw $0.29 $1.19
Fu Tows. Clank should Wet to the nista tat fop:ding forms they native I icm UBS annualt such as
the forms 10:9 and the Fairs 480, lot La reporting infamatcn n 1f the practice of UBS to IN the dosing balances $978.10 $978.10
ciplocatie tat repeat"; loans lath the US Mlernal Raente Strafe acv! PR Treasury DeOadenea. and in
such lams acckrady clx2fy dreamt/ ardor ireercot star ecerria or lacable exam nest torraA your
Inclgclual tar pa:tater.
UBS Bank USA Business Account APY
April 2019 (5) Year to date (3)
brerest period Mar 7 - Apr 4
Taxable interest 029 094
Opening UBS Bank USA Business balance Mar 7 5977 81
Total current year $0.29 $0.94
Closing UBS Bank USA Business balance Apr 4 1978 10
Pror year adjustment 000 025
Number of days in merest period 29
Total dividend & interest $0.29 $1.19
Average daily balance 1977.81
Interest earned $0.29
Annual percentage yield earned 0.37%
Ae970002000705613 MI00006392900031 Olt 9000000000 °COMO Page 3 of 6
SDNY_GM_00324631
EFTA_00197406
EFTA01306904
Business Services Account Account norm: MAX FOUNDATION Your rimancisi Advisor:
UBS April 2019
Friendly account name:MAX FO
Account number:
ATION SCOTT STACKMANLYIE CANNEL
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about theSt objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Oraxh Manager. YOU can find a full description of the alternative
nuestmeni of in Important atematron about wor statement at the end of thrs
document.
Your recurs objective:
Capul approcianon
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost bass default closing method is RIO. First In, In Out.
AnflaC0a2000T0S694 WT0000639290000] oil 9000000 Page 0 of 6
SDNY_GM_00324632
EF1'A_00197407
EFTA01306905
Account name: MAX FOUNDATION Voir Noun:id Advisor:
Business Services Account
SUBS April 2019
Friendly account name:MAX FOUNDATION
Account number.
SCOTT STACK MANLYLE CASRIEL
Your assets
Some prtts, mote MO ewer(' dues :hewn may te doorcuirrole As armlet Gomm andtosses nmr sal
be excurAely reflected See important Arotmatron Mont your statement S the entl of this dxwtert for
wore Infonnediott
Cash
Cash and money balances
Cam JAI wanly balance may *Ida evade cash balarres. UBS Bank USA anew account tiataoces. UBS Balk USA andill UBS etc insured ROgtm Bank depOSIt account betimes Me Insured by the 10K wIlNn
UBS F Cc( Muted Rogan Sant (Warms. UBS AG Stamford Branch ofmoot account Waves and n-oney an:citable i mos. but an not peened by WC UBS AG Stamford Branch deposit account Waxes at not Oftiltd
mykel mlua I und sweep taxes. by FDIC arc ale not protected by 9PC /lofty market Sweep b31811(eS are preludedby SiC but de not 'flitted Cy
the FCC
Set the important AnYinabOn atoot)ou StOteaent at the end ca this document fof detats about Mdse
Nantes.
°tering Nance ciosinotiaince filfe per share Avesage Calder.° Inleres1 D.Sr in
Hokin'? on Apt 1(I) co Apt 30 (1) on ro30(S) tee peeled Pena/ Cfp amount (S)
UBS BANE USA BUS ACCT 977.81 978 10 250)000.00
Vow total assets
Percentage cr Cost Bernatecl Unceadized
Value on Apt 3Q($) sour account basis (51 amid income (51 vino( loss(/)
Cash Cash and money balances 978.10 10000% 978.10
Total $976.10 100.00% 3978.10
Account activity this month
for more infoonsion about tee Wel Wilde ShOtell for rcnncledtecultes, see Woottont olormahan about
your statement S the !Ad ol this Ox sow,
You. Ontorry Cash Cash and
Date Actsly Description expense code Face vdue Pixelvalsie(9 amount (1) money Nance (t)
Mar 29 Cash and money balance 9977.$1
Apr 5 interest UBS PAW USA BUSINESS ACCOUNT ASCE 0404119 29 918.10
Apr30 Closing cash and money balance 9978.10
AuP70002000701.995Nee0000639290003I 011900000M00 COODX. Pogo S of 6
SDNY_GM_00324633
EFI'A_00197408
EFTA01306906
SUBS Business Services Account
April 20
Account name: MAX FOUNDATION
Friendly account name' MAX FOUNDATION
Account number.
Your Financial Advisor:
SCOTT STACKMANLYIE CASRIEL
Account activity this month (continued)
Ode Attnity Nscrbeco Amount II/
Moan balance naivitin Mar 29 Balancer toward $97711
Apr 5 Deposit 1./EIS BANK USA BUSINESS ACCOUNT AS OF 04/04119 029
Aid 30 Closing UPS Bonk USA Sus moss Account $975.10
The UBS Bank USA Fulness AcCaot 2 your penury Mete %ton.
A tenooncoN6e96 trocoo63929oxo pit 9000000000 0CCC00 ►ogo 6 of 6
End of statement for account number
SDNY_GM_00324634
EFTA_00197409
EFTA01306907
Important information about your statement
LOS Francis' Semmes Ix. (the firmer USX Finned her Morn yaa no Its than CO days Site We Inn carve ey. Aka <coy of the poky werdinp is Amiable ream ce roans and may not Lap pre erne
Servant et a muter ol al octopi assn, cownxity tell sae eV fed Vatarnied al 'Mehl:toe NYC( Or Loon retest .rttih:n
and arias mehahaes LOS hereof Sohnos and LOS Probl em *Pence • Modern. Wing to accept some nt to pnecoal and
Bari, USA an rdeect se-bsciartesct LOS A6 rod - horde ace/ nano rd wear hunter (0 any) fleeter to SIC warden roe the stopkentreal tole*. Kee W91eyb we Nix rams
ifitalm of WS Secutees1LC Merin .; renal - Dhab the error or the transfer so to crave peCeleclel cold IO: • Andoove Wilioa to accept NO amt b outvote' ale
statement es hobble tor request Therein's orcutro about and hpLin melt/Sas yorer eel sal • Grua formal huts canratied by (ad addeda hqn sobelty to tea ho ("hint ow tent
often we at blew it K an eta a why sae need mat Yaks xldAl vase) tut held away ROM llt5 inancul • frale•••-t(Agotty CanselwAran I selected, a
rionnelica Send., do. turret< ct•labo CO any:text geoid% paten N ci te amid° for Nor acreage my Include
LOS Farmel SInICH - horde the data emoted al to Respected error. na.drm yob* notes. and awn of medial Olerplee tualecart, lowed hanlay and tin'
1200 Raton Boulevard Ands moaned an* name of the •C(Okal holder on vedette!
Weehroden N/02COS The Firm a Cad bps win nee:tore you ampler( to to a5 0# the wow a Work? fl eet.,
rd WI correct try era prorptb• to sapped erten • Irweamod (coifedn a nwslevell Merest, (e 9. Sta llouseeliontr
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*NOW clocurerti fonleeing cantina clatitshaid yas watt fee the anon you the* It n mot. so tna • Commocitrot<critacit (eq, fireIn **charge rd they hem wenn who ale merman pee saw+
rot be relief Wen F you balms. them 6 react a waned hoe the our of ...money dune to tere 4 prase metal contradict rolled.") keyn centrals /elate...INN a/holler clot al the care ertIgna
anapon. plea* repat a werredutely n errand to the teen ..610 complete as Medicine:a
en/ er rettle7 Weis. comraas. and >cm prefer to mane ad rdai statements mailed n
Bergh Manson of as office sera; 'ea cgcount • Depose accounts °rapt medicates of devout al IBS coparato terleiltlen, yet. eery done hcosehablem by
Rene malt all tricks payable tote rem or to Bak LISA. UBS AG U S branches and larva We eaten yae instal Mama
Alta* atfouree therm we Melded tOb• at(rale fnancial insieLsica edcatedca to Mica cf IM KIK hear Divan Proven
stelemere data toil not be err ter La rowan rely itiltenent In addeionto regular aCCOull foe.. accounts The SIC protector's and the teopiernmial pronto" do Priwwly Kinn name
ta:eysonriand lone+, be. form 1099. 5498. maybe 9.berct to mantenrce fees, chnes fa late eve apply to these shell men if they cetmayeee coral Me Helen, account nature Sluedendable •ruckruered
Inc) wten Van, Sax tax worn the inn n payerearn fa secure.; purchases and <fagot fce u -pa4 onyx.. sidenienh The SIPC protection and the
I chasm by you to asset you wits your reoofdlueprla t
mound by I he Opal let* RS Auntie &Mends. rant nail atoms. Aeccursehz ire etansternd supplemental prot«tion cb nor poled agarelt changes by no kcol effect on you accost is not mended to
reoortabh or -Webb dnedends and !stable Meets tootle/ nodisal4 nu, be 4&blet IOa &nide fee in the market mkt of you erwestrneres (white. es a felled any Wank OeCtldfl, etteenrecedatee.
tamed on sectentai held a sour accent. net CrOdetlf maul al market movement. ivear bat nrcY are cbjectwe a - re& profile executed Mb you
as tie Neer cm. w4 toil base on erten coveted WS Sweep Optkem otherwesel marls. and o not a pronto of gazette that synth
onesnits IRS often options fa 'wenn) cash Ranch to bark any Inarmial Ns" aria will be achered.
depose =arm at noNaillisted bats rd affixed Dividend Reinvesomena Program 03IBT) eluntresiatt Ow/veteft* oltd.C. et berg to na of
Communkarliena with the Finn banet and nay Market Maui limos (Money heck) The
V" *hold en enr age tea. you may obtain ton of the eras* rtmerrent You <an Change yOte
• nem re.coefirm and sal carennorbons se vetting Depose =en. al LOS Bari, LISA and nr. itleacd the actual sae loom yaw Ituasaal&alter Only Mick Frendly rearm names tea* Caine Senate or by
tofurl/we prate you , rit.O. ro b-6, 3 you re tones panicoseng n the UCK FOC-Meted awes tee FV (based taie DRIP. partial shoes well be comacteg rat f nem tat Admor
cedar dm 54<yd es Vuribar Protecteel All CS A) Prosram re FC tC-nswedn madame weh Dr C irule: sold rd the cads wit be &paned a you ecco-nt lye
• If the enamel rowan on the up left ci te from For more riommon. rinse eel nee 'Sere. NOOK
&raked renniment price RoofedIN the nue. In tl Amon overview
of teed014VMM enor LES Farina Sleet... 1.85 scout at LOS AG Slorlad Bach ad 'hors of diner hem the mien prat at earth to oral shams • ICON Oros accocredpam/1444 Net of assets rid
MANI SHWAS cartes you xcoum at ihanno Nary fend Are not awed by The FOC. retold
teokfr by rarer* •vih the rekaud fel &A en • Assets Model leelebt.<401 04tOldel. vide, fa
'doused load the relleOnria hhnyar Bare &coin are not Pe:dieted bY SRC Morey ren d Caehiniieta
OPteeellet.6404(asil h to Ole. IOU lade and Owes ice protected by SIPC See "LOS Inmost Stakes 'Weekbelledu6te deflated and(
Gobi, Taw Tema;
01 / %MolttellsMON held m dos ware t you ne esmealued mires to market antes not held
'nudes re located t UBS Carnal Snakes and rot Atom, . Protectai below. ertIlled Loa paletulk a a amen of a &Mend wnere by the Fern Dots not relicle umenced seasihriassels
Ihe eirocicrg Dicta, and 'cm met make a report or ~roe. the rem eel elf., 'NI pseud unti at
won at expect Nixon me bark alum may be at the end a dm prior and anent eatenwt proda
of flans a amnion to both ferns neck ace a rapt an retie dettemand tat a aste mestenres. anted dock *pions and
• As drirbed n to acoccol nutments. you mat ream% and shams of a limey RANI may be maitnel cterma reeky. rd credit pate OCCOlfill mercdabb ned cram
eddy us of any mos or need nerolormdvels Iliacliee and the mete& returned to pa craw
• Cubist emboli debit balanon. worming maga
reflected en your slabonent teethe. 30 days after et was Wye es xecyd Immigrant objectives loam. nod+ In*. that roan biome'
MAIO a nude available The reesnrom *beams wed elk profile specdk to
Pi-ether 'Memnon *bout mailable sheep options. • CashNonsy Warne: Total of unmoved hobble
• Owe Onaci colon*. <teiplirdi a Mind to the ere account and nay vary between yca =cut.
cat lama, p1.4 Oipoor lames al ruined eh/
ern% Cleni tetanal. Cuointunt at 201-)S2 • 1659
tol-nee ae 800-35ANI03. (MOM' to 6.00 P PA
ackeing <rent melon rote, andyields. o hatable al
www tin carfsweepwelds. Man yoke insmolAdmscr
ry as teed the Fen prottlAb, . 1*TAmg ma/ remalf bated bares, rd norm make naafi -ad
ssyliciee change al ply hand Metal Oe
a bi <atm SCO 362.1000 sweep balsam at the dote of the "tame+ wed
IT heady ',weekday, a en Ani co to LOS dreilevre cbtecteho For each account held you la,ntoewredty het ovdd balances slaw ado:ye re
Fara.' *eon . Cleat kir ore Deprive& domeore of Mr °bang imminent dajnows
MS financial Serekes account protection ad segprxd from other [minxes end the Fan miry
PO. Be. 366 wren Cey. Iii 07087. • Prakce CurrentIncome arentmeels velem the
The Fan es a member of to Scores nada 'rarer toe ry thew Fuck me adnry cane ol St
• Al statements shall be deemed correalete rd aurae generic. ol name air harms Thew hack we payable soon your demand.
ii not abetted to n rang stabil 60 days Ccepaaton (UK). which protects Seturem cuetomen • Ache., CoptaiApaweion yaminwits mane
of es mertben to to SS00.000 (ndafro I254000 for Tw late n exIdeclm the cant prod clamp value.
• fa TT' sewn. Called-612.09%ot Irana-Aside growth of pampa, otter ten ameamxi
dorm fa cash) &planetary brochure nobble was
the U. 041201.)57.149S emorne Warp infewersetien
• heat of Mon a 0....flalS *OA an Nedra ma" , a lo www $ox erg. Tic SIPC owl Cnalection • Ramos Combnita• of income se•ICAMM
lints ;pet toil accoLerts tut yam hold n a preabr for dared Manion referent° Iran; practices
lab Manske (DM bll parent a IRS net debts Apprecasten arrestmems 'tang toes the generation rd dtcbc.ns ray to tear Clore Rabtacenho
cad mansxtens, cal 800-762.1000. or vent to UBS <vanity
The rem Keehn at clean attires, has abo of ("acme and cem•Ah of principal Agennent a lamest toyeNeent and e*Gterited
P am-col Sweet hc.. 1000 Rabor8W. 620 I kor. Tern and Ca.:Mons LOS keennent of Credit Fraction
Padmutd supplemental rosince The rromn.m
Wishes.en, NI 070314 Ann RMNBSA Sauces One'IN risk peen ratable nAgreem•nt and C•Cx busts
amt. payable to adage* clemk colecrob under
the protection it 1500 mileala. Of 04<eltor 10. 2016 • Cervename Seim to fronton mlui peacoat nth al saw,. u4 a mere a.. rte-ne.tem
Cotta mile as soon as )0J can-fir:ea Ire pa km rid( rd salinity to the mast octal. men if
Setntcl to the poldy confines end lentleeen. (Mal
statement a inept es mono or you need more tae mean the none don not genree remnant
'he Fern n further protected to W to SI 9 mace. on the
Samson abate a transfer at the 'manner+ a
retept The Fern or Cad Issur fat amicable) mast aggregate fa ail per altOJef held in a articular
SDNY_GM_00324635
EFIA_00197410
EFTA01306908
Important information abs ut your statement (ceulmued)
Vom sta - Fer enten ~nei vedr, n noniodermn; . Est (astenne4 yelt ondartet t. ~feira < aromat at Iran LG; Bere L6A. LGS
Vett nitimen ~ei :nisen ad eder anes leid dencmnsats, pene eld purt ty (lite rake) my An en al eit el ~J ratene us bate, on nwir4 AG SardordEnsch ånd nen*ilsed birks
n the stant :e the end of the liniment Final Yen haw ben a:Mad to fanane papt valveten. deniend ard nesen ale% tel fe stevnes nal Mast. aue ash 91.~peOgre,
rasry ad for *bey cd 'uty pad stavenat ry Inn To oboene:~ quotatorn. *hen nebb. «nest be held la ane yta kom putra, dale ce ritt cempenssinnay bo a ~tene pa ~i cr
You rna raene lintan tad at ban toeseal atar leta, Inntil ~or tra,scy Ihn Kolla» 4 Cl+ a gullro, afilay rnay be a 'attentatad amor dale daroot
any batnet dut an e hm Arv wete ne s ad tomnid «Kav ab not guaranteel belexes
fan/med ro the hm dåna the statement passiare • Primen invearnents and seraireed produas. f. Famnet rNY mane ard raren reid lor
'sted al madet vasa d the end d the statement .(Hata ~anm saaarbss (relOna date <sten etan Of advart «ad "lde arena" Ol Acarity
per cd curtecutat Mase end reed heldt Minnitel ten Van,' a Cipeled ge,ne n *hen unt tete ni nforrniron regsdnecommtssom and «ha elvas
• Can IS In dettentreng treost baks ol the snurte) sed sen-avedatodacts se genera, h4O ;norne (sd tunene >fekb Ovnuld be omsen& noarred n Ceene(ten wn Ire tainttOn 01 bein.
savnes murged n len sunementenete .detog dioud («Lin tinxtani grodaas hare not benn - Estineted Ynbal «ane erd <temt yfeld ind the r6"n3 43:n nre.Xtnli hai Onn ncluded on
sch the nusle«' I,' ISS Frontal Senat has roled brund wen the Sto-tan and Eichscp stud ncome indyeld mehe be bm. «Ø antennen, prenauskr furnarod lona. ard
o , Sonaten <bland hom tonen aha Inn ISS Cammesena vdre>y inte ,tynn Inn Ytt thenthe lenet.d Selt‘nti Isonded to ara roma/Y an mast"'
e ~cd Sagtn.reged.,drunse«han ~ha vorde ettenaled ne" for pinte tentinint - An *ame» ol ral eted «om. (gigant ander
lernegs you malehave Ølled to yoa lente., ard ~ard acdices fa nlormahem, Manetdm:1rd ty the <aren manet Short altte
Adm« Ila Fim don not nd•pankrely vady Nri»l« enel ilwAkeary 4 nei ,vetoand vaia:1~30i baler« cbxed en the bet dedond you re eroseed es troet alna a teLny, yta. may
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aronded ty alen other than LGS ?naut Serven. any, at *Ith a enale ~sement sev a ~renn te betrar/astma ml be held larme pretal, ~sit/
»inn akhough LES en" Skoren general, *attved product nun be bourmt a toe sd do ry kan ihe tesen« date a unettnat".
togate, Ihn rdomvti,nw n et mened the Fm not naesunly term-sere the sals su rna/ bare Acuracyrd ostiand yeid se net ~sleid. Open sedan
doet roe ande any Jen ne *Vit the etamin:n tan Souidarton. Iferdn9 open or 'ased iiienekt adm tut
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setts* at os M dra d the natemare At such. date and re sanne,» OBS erureut Serven erta enet> se not held by the enn and rot anen the tel stop «bm se nedadbl the .mave ol 03.106n
plire do not on tet riceminn b make n9ffs base by an rdnanket valens Inn In% pounsin or ocnIrrat Thea astat re « rires m rentdrudendscr orls date unless
Nedtas.« ule dafne" la lar WI:OSe « - case. ~ai armer cr sponsor enmote drmlayed en ',fur natmel lor Samamt minste' alvvev byraa ren, se responsbb lor
,haveige RICO" Ganske.] totehm nal d ry. are ~Sed to te erm by the stak. papa« crly ammen and nibs pramrad se ords; Ihs art ~med øst lo >tar lanse lo <troti
fenad {arna. *«halm only loe lx (»raid general panner a spana tad may be cablated pronad byfa MIX9 tern UBS enara Senene ~ing ocen orden
leme dry se lad at fe inn More hearcal bendm Utfart mit:annan kan Katt/sed by not mp:rista la Int Monnen a-ddonna
nkein3tOntri be .Uded W >as fescal Acktoi thrd penes to dane rer nimated isne, %innta M accurxy. New anets n rbl tidelet Privat/
• Unrealirod sainalloner Whan dann notable, - Tau tan desin addicnal nfermetoneecenerng by SIK «the Frues ~intet SPC Ørige. To otrtan a copy of as can« Glimt Pin cy Nake,
esenatal arena.]aen/Ivan se </kutta:Ikr tnte.4.4,,ei used to detten-ne the egnete cl deng corned ytt. tohelse MK« Ce vet Cl• miste
nductut savry las the trauden dau for tube sd the date ot h nIcrwohan thai n the • Rena» sharing endada:anal wereatenation ei »fem romAtnentroa t
rdwalutke, my«mry altt rol ad carensseare. bens la the «anno by anactrgyea Fnat - b, sidaento comme"at saks sid I 7tr. I len - LES Frontal Settes b ral *bank the RIM. Elanen
~rc Ytt tevy toorga+:x.cnvenct A denor mtented n caneacn vett, the doerbuton of ~bad Senen Acccunt BSA fed RUA re &den,
Oudend and aha lett all - Ihrd party m«a«d vabel mye reltoned as lunds to ca dem et st os Saab rane kattunet whch am.* MC•It to tan ing ~n and
~dvs* km ro techn:mened to diab,tare 'blyt prood' n ~al auaans• Vflei revna Surna pantrats Iran dalmatta. anda Frodets lee~arringe~ts wen Skinet tat
treard lot Ev' Trade dia' <dann asenet the rd?iNakee valt%on limhal rot Øled e• 6 admat of da nuvel Lan Tal no all thea ånd oter tvetten, benes and premSes sats to
0.~ imen63(1.31 lei4e dale ~tonar vals nem ake betane isse ~al re baseds 140 «kront «eps-adv mane and anna, afatisk essued by ~Manna
• Callable. .vent*,. Badsrdtrlened mak dut enet am/lerka treet tue coosred hat ~olla da nose of teki by LIBS of a Piensb' thedasty mane «namn tvastri", raxe
the etaer alls for esle ~ion nil be wirseed Pen~ baneg rale mo ~sea. a akten a Vil fane/ be «Samt% and lia the ante mi» d a swcy skk6clunn ol LG'S innad Senen ne.
~ude by lot kom nag al saunbes d due tube nagd be ,okay nautne dut 10 the neve 1336.33le tMwl land leni/e states edd at the - ~nem ~erne and mune podiet,
mue bed n oms rurn: « n nomne* name lot as cd the xtunty fim - etat FOK nued • No bant gtisrareee Mal lose~
dømt, (sl ~e ~kones °band komet-urd - %tronno/he an «us, 9~14 panner et pace - ake n1 N ell lure ah> .arte nelMVI.i'.) ard - MIA Retaste Itnicpmem Arm," Dafnen
pren sd es xosacyrs nol ,etageed Othe nanalel nal» ror a ~baste feleeNtlei vag agerbus POCS'ag len n<orndwacn for teruter Senen Account ISA, RMA and nterniberui bussa
lomre my/ enn *ard. aula Stedt sitt. Øla pos..:k4 n o ula of h penny MI be delsra agent union trot ta~ to the metaal ladt vantalent Moare re matsted arme entres ot
~on ml be toneed ~nnou«, from n pachateproe Tine nei genInity ro plid frem nista stift n LES enarmet Sneen Se
• Priteivalua Preet 6tptayed etttetten sid alte - 'Ontritut nen to Ose mag netutle reiar, el the nutal lad and n a kad daler nam trasee - VISA n a regittened ',dann *mad by V4.e
pratens male be hø« or breer ton the ete tut ental, Male a toth i:Mest-Lete of acceumt x to brolardeake YntnilHY Sanke Atteeutea and tad Leds
youwauld actualipbcon• n the marki! enasie ▪ 'Onnrui une na' Ønsk das ratal "onn holding ~Uti kndl of ths f urd famly Rense the LES isa «edb <sd' sd the LES Via
datanedlnynvargan tadParty1P~ tduch ake peke p« Mg, sd mynd relled >na «61 base - f addtitn to armattanneened nansats , OR« caf se .verd by LES Sant. LISA mb
beine to be relabie. bue ra do en gasane Seer - Dit ind a-Med Kfr st - ret re na tadet a ein fe sale er didrbution d neuly conVects ard aerosol Iran Vita U SA re apotaltd Malar
imenexy. neitur devig, enthrmae, and re oensay vs enennefil eat urin loa, elenes. etre anda vedmalt mooteed nedervd". tovet makt sd
- %Ve genera* ute the <lang peke *hm ~ikle or ilicmci sd enen cal be sold the pme as niob arme referat fuling adratmlaban age:bred terme merkt re ol ete res~
Us rend trebad and ait. pekes la åsted nemnd matt be less ~tapte sture rant«, Han «ryd the roveret ~penn untkaseng C011pielatS
~nem ard op." crey bilpien OTC raa proekd n the stevn asenst fe arnuityosereas, etats« d to svana
W,444 torn:uno, ta eponters of ft une ~ant nys« ILOS FfleneMiSrnia• lat Pa. 4IBIO
- Inc nusle~~~ nuy be pficed henga • Ratmod .rordua Riannw3 ~ein 9in•eny ~dart:uta
webnan meelel a the mon mani pron tve ara nol tvteer afigb4la purk tab. IBS Fnroa - In salten to «emna^ r.cend front the
adined and ~ymt rele« n atal marka tea Sleven hen nt n/ritttnt el ne umnit•led Rock ~e and tak d t*.09na astads. sak sd« os
or val* oi the syne muer as st riaitd ens la the attlate tea+w an asseinned ~ni neiing
- Celan posilMn nyp sper veisul a ake and binde/ slod for pantes of Ptii flikete« ode. To >samen, from lentSheres dareaulort s well as
vål show SI pc. ess na selebak' 4 ake ne enere Mit 1.116C led smatt es se elgi* loe sak. hegn, fa lahnelatty einebarnet% tanna sd
inbid to ebbe, a rna la e , tvle- da vake rateed men be ubstentullf hos Omn te *dualen
- Otposts «senenes &namna.] n cartrom nweed vake *tonn. - 0v "LINS ah* rante vedr, corraissrms sd
*the tron u doen se rellecied Adb ~bnr odbe a:spanna from nyttal Cards ard mkra-ce
rate nal tak sznemern dele canaina st«. aØt VLO deben
SDNY_GM_00324636
EFTA_001974 I 1
EFTA01306909
LIEIS Financial Serwes M.
Prwate Wealth Management
SUBS 299 Park Avenue
26th Nam
Business Services Account
New York NY 10171-0002 May 2019
ruvrrxD36954630519 VI 0
MAX FOUNDATION
Account name: MAX FOUNDATION
Friendly account name: MAX FCUNDATON
Account number:
Your IS nendel Advisor.
SCOTT STACKMAWLYLE CA SPIEL
Phone.
Questions about your statement?
Call your Financial Advisor or the Value of your account
ResourCeLine at 800.762.1000, on April 30!31 on May 3! (11
account 029023661.
Your assets 978 10 978 42
dt o wobsIte: Your liabilities 0.00 000
www tbs.comananciakonnces
Value of your account $978.10 $978.42
items for your attention
. Help protect yours44f from fraud and
rewew bank, credit card. and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreport.ccen
Tracking the value of your account during 2019
Value 01 you: . count
alyez end 2018 397691
Your mwstmeot return:
7,2382 Dwand and
Interest ncome SI St
5,23x2 Change in
238.2 market value $000
Value of your nand
I 243 3 — 9769 970.1 9264 on May 31. 2019 $97e.42
• • •
pet 2014 Dec 2015 Dec 2016 Dec 2017 OK 2018 Mx 2019 Mw 2019
Member WC 444.7003300:66S463 Ne7000062908 OrX0I 0519 OXOCCCOO 0000[0 Page 1 of 6
SDNY_GM_00324837
EFTA_001974 2
EFTA01306910
Account name: I.It x FOLINDAnON Your Amanda' Adviser:
*UBS Business Services Account
May 2019
Friendly account name:
Account number,
potezmioN SCOTT STACK M Wolf CASPIEL
Your account balance sheet
Summary of your assets
valueon Percentage of
Mar 3I (S) your aCCOLIM
A Cash and money balances 97842 100.00% • cam and money balances may include
Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cash alternatives 0. CO 0.00% account, UBS FDIC Instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual bald
sweep balances. See the impottenr mformedon
D Fixed income 000 0.00% about jou/ statement on the last two pages of
this statement for detail about those balances.
E Non-traditional 00 0.00%
Total assets $978.42 100.00%
A
Value of your account $978.42
Eye on the markets
Percentage change
Index may 209 Year to date
S&P 500 -6.35% 10.74%
Russell 3000 -6.47% 10.92%
MSCI - Europe, Australia & Far East -466% 245%
Barclays Capital U.S. Aggregate Bond Index 1.78% 480%
Interest rates on May 31, 2019
3-month Treasury bills: 2.27%
One-month LIBOR: 2.43%
aremooncoses464 in000s2soe =Ca We0000000a 000000 Page 2 of 6
SDNY_GM_00324638
EFTA_001974B
EFTA01306911
Account name: MAX FOUNDATION Your Koaocial Advisor:
Business Services Account
Friendly account name' MAX FOUNDATION
*IBS May 2019 Account number:
SCOTT STACK MANLYLE CASRIEL
Change in the value of your account Cash activity summary
May 2019 (S) Year to date IS) See Account achvny mu mentor°, sea Martel in your Sweep Doom are included in the cperen and
dosing balance; raise HNC insurance appals toSpools at ties Bank USA and SI bank; partcPabr9 in the
UBS FCC wined Deposit ssogan n cons not scat 10 decosas at um AO Stanford Branch. SIC
Opening account value $978.10 $976.91 prott<ton arzgl.e: to money market sweep fund holding: tut not bank deposits. Seeinportane inbrmabon
&bog:your :tremor an theist Morrows cf tb, dRunent kr &las
Dividend and interest income 032 151
May 20i9 14) Year to date (f
dosing account value $978.42 $978.42
Opening balances $978.10 $976.91
Ackicons
Dividend and interest income earned Dividend and interest ncome 0.32 1.51
lot puo0145Ci INS statement tatatillty Cl Wont and Ondend Income has been delercrined Itcm aVS Total additions $0.32 $1.51
tax '<Partin Respective Based Lyon the residence of the account holder. account hire. or proSct brie.
Sr* (Merest andCe rave:teed pigments my not be Stteed 10 tinted SION (US) arder Pinto) RICO 040 Net cash flow $0.32 $1.51
Income toes The there Monthly wienere it rot Intended to be used I'd cannot be Wird tern icr is
purples. Clank thou', apt to the and Katie tax Noshng forms Inn meow Iran UBS annualys such at
the form 1099 aro the Faint 480. for la nip:rung in:mama n is the practice of sieS to IN tire dosing balances $978.42 $97842
giolicaeie is reporting loins with the US Internal Revenue SeritIe and PR Treasury Department. and In
such kerns accurately clzafy de:Reit ant cc 'Merest star earriat or taints ncome Iles< tomtit yarn
Oxliodual tar peon,
UBS Bank USA Business Account APY
May 20191S) Year to datea)
Oterest period Apr 5 - May 6
Taxabb interest 0 32 1.26
Opening UBS Bank USA Business balance Apr 5 8978 ID
Total current year $0.32 $1.26
Closing UBS Bank USA Business balance May 6 $978.42
Pror year adjustment 000 0.25
Number of days in nterest period 32
Total dividend & interest $0.32 $131
Average daily balance 8978 ID
interest earned $0.32
Annual percentage yield earned 0.37%
AeP7C00.20C06&5465197000062906 00031 05190CC000000 0000[0 Page 3 of 6
SDNY_GM_00324639
EFTA_OOI 974 I 4
EFTA01306912
Business Services Account Account name: MAX FOUNDATION Your Ileeodei Advisor:
UBS May 2019
friendly account name:MAX FO
Account number
ATION SCOTT STACKMANLYLE CASPIEL
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about the* objectives. disagree with them. or wish to change them, please contact your
financial Advisor or graxh Manager. YOU can find a full description of the alternative
msYsfmenf obfie(hves in Important anformatron about your statement at the end of thrs
document.
Your return objective:
Capital approcunon
Your risk profile:
Primary • Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost base default closing method is AFC,. First In, first Out.
Afien0:00309aS•66 W700006290000001 0519COCCOCCOO 0:8300) Pegs 0 of 6
SDNY_GM_00324640
EFTA_00197415
EFTA01306913
Account name: MAX FOUNDATION Your Masada' Advisor:
SUBS Business Services Account
May 2019
Friendly account neat MAX FOUNDAMON
Account number:
SCOTT STACK MANILYIE CASR1EL
Your assets
Some poets, texpete ancl Genera rises shoan may team/04~e AS grim or lag rrsgr nol
be emuiSely reflected See mrportent Warne», ebb«»bur yistement 8 the end of thi &mantra for
rm.. FM~Mimi
Cash
Cash and money balances
Cain and nobly bance may Ada avalayie rah bedew" UBS Bank USA Wont amount Daa" UBS Bat USA and SI Uos fat mimed podiam acie* *pout &taint balmier are inwted by l he FDIC oliNn
UBS f DC (Muted Rayon Gant Barr" UBS AG Stamford Branch *pout accoure Waxes and money alltuble (mit, bN an not tarried by TIPC UBS AG Stamford Stanch demset account ihdrsces ale not insured
motel ~NI lund Syrup tarlanCes by FOIC and ae nor protected by SMC May market sand balances ate prcleded by 59C but ate rot ruttedCy
the FCC
See the empodant entoninsmon *output secrete« at the end ol thes document foe detals ODOM trOSe
balances
~nag tea". ciosen9 [ideate Nice per sham Ammge 'golden° names, Dar et
Wiring on May 1 fr on May 31 (t) on Ma; 31 CD Fa«, peeled penod anoun
U95 BANE. USA BUS ACCT 978.10 97Ø.a2 250;03.00
Your total assets
Peantage ci Cost Estimated unaudited
Yak* on May 31 (5) your account bats CD armed encome (SI on* loss (t)
Cosh Cash and money balances 9798 100.00% 978502
Total $978.42 100.00% 5978.42
Account activity this month
10i woe information about Its pikervalue Shaven For msincled secu rms. see Import/Ai arforrseron about
rim slefuireM x the end of this a Linen,
Your Nary Cash Cash and
Dale ActinN Description emente <ode face Niue FrueNValkit amount (S) money balance (5)
Apr90 Cash and money balance $978.10
May? Interest UBS HAM USA BUSINESS ACCOUNT ASCf O90Ø19 32 978.42
May 31 Closing cash and money balance 8978.42
AtmaC0320ZOisis546f Net000042908 03031 05199COCOS03 tC00:0 Page 5 of b
SDNY_CM_00324641
EFTA_00197416
EFTA01306914
Business Services Account Account name: MAX FOUNDADCN Your Financial Advisor.
UBS friendly account nor yMAX FOUNDATION
Account number.
SCOTT STACKMAnftflE CASRIEL
Account activity this month (continued'
One MOON Disobey, amount (1)
Money balance *abatis Apr30 ilalamakmW $971.10
May 7 Deposit UOS BANK USA BUSINESS ACCOUNT AS Ce 09OE/I9 032
May di Closing UPS dank USA Ousiness Account $978.42
The UBS Bank USA Dane% ACCOunt is your piney amenoption.
afe7C0720.70505468 W7000067908 00001 05190003003070 _____ Pegg 6 of 6
End of statement for account number
SDNY_GM_00324642
EF1'A_001974I 7
EFTA01306915
Important information about your statement
L.25 Feuncul Sexes thc. Oho firmer UBS Finned her Morn acu no lee aonethlays ante he Fon tanker A tut copy of the poky wading es bailable mone cr roans and may rot Peep Pee •ab
Sump, a a member ol alprndpaludany, anvoccity coni yea to fen ctatern.re on *rich the eace or loon reset .rfalba;
and options mehahaes UBS Enamel Sauces andIRS Prolate" *Pend • Moderate Wiling to accept some me to pnrecpal and
Bart USA re naked absclweesct UPS A6 wed - horde yxy nano and =are nude/ d any) nether the SIC peceedon ow the stakenertal tolerate sane Wataeyb sea bite. rettent.
*filet of WS Settles ftC the Pim% trunnal - Deka* the error or the transfer you a* kilos. praetors spay to: • Agoesne Wiling to accept NO ^* to a'rc'T'l ad
statement n nobble upon request Frm's earners *out and npLan molest's, as you cal end far • Celan Inanual nun overoried by fend needed n Pio *lathy to teak home/fa bier taw
offset we at blew Ali an ems a why youneedawe yOu IOW"( yaw) ha held away ROM Lan FnaMYI • hewOwnAra* Can:drew. a, *bard, a
dorm/lien Senitel Foe eawycle (elan CO antreme yodels, natal of the prink* for the thwart my include
LTC Fnaxel StrUces he. - ProeSe theca:4w areal of the weeded error. nckdrm arable emotes. end TO thaw of ercdual compare Walegotb Ironed 14rdmy and gee..
1200 Harbor Boulevard hesth.reorutetel nee name of the scowl holder on Wain'
Werharden N)07COS The Firm or Cad basin. nvestgate you <emplane the told of the Mir a Uleirke fl ea),
and mal correct any ens. promptb• For Aged Orton • hemmed ((roads a nwsinent niertin. le 9. Statement Thousehooner
IM flatmunt remelt( the or., official weed of tow mohng LEIS Veneckba cad areactons.l we lie Imied partnenhps teed Wrote Pleienenth) that are We rosy (CoWitleit Mt reteA0 account itaWnertseeth
fafloat Serial account Other records. +**91 wine the 10 banns day; to do It, we roll awl( not waxed under the So:unties Act of 1931. the some **km the same ernekpe. e.g. because
offset to &foment.. *Mating corner., clatitthocid reel acute for theanent you the* n n mot. so MA • Commaltin<crtracu (eg, achaego rd they fine wenn who ebb maroon pia imam
rot be relied we) F you telex. thee 6a...era a scowl tare the use of to money dung to Imo I pea an metal <creel* exhalms haves toelbleta eelthonshen avtholher (lents al the sane eoletby
*mop" Dime regal it norrechately n writng to the fibres halo templet, at nnesligitran and Crenbdt7 elitiri contracts. and >agree to wax kd rcta.4 statements mailed n
Bergh Manure of to office win; )w oxoLnt • Depose accounts (rapt torteKean of depose) at 1.85 warm Wintillaan, you encercloone hovanoblem by
flees mats all &was payee. tote rem or the Bat LISA. UBS AG U S branches and bras n tie Cglre) you inancialMama
Alta* at fgruel dawn ore intended lobe arcuralo. financial nrittaicn Masted*,Iv front et no ICK McLeod Drama Prowant
stalmert drag-all not be toed kr tee Newts ply statement In additionto war WWII fps, accounts lye YPC prottelan a4fhe im*Awroonial proe<lo, do Mandy mown name
"Ze nrex-mid w lams, be. Form 1099. 5498. may be abfect toman:mance fees, throes fa late not sonic to these astir rant they otnewse appeal The Friend/Jr account name it fa tuOICATraible •nekranx•
I . fetc.) whm Tram, Yas fax worn the Fein 4 payment to wearies purchases and charges kr u-pasl onyx.' steernenh The SIPC protection and the chosen by you to asset you will you recordlreepro t
mound by taw to sepal TO the RS Mused. drglecIl, rams n ash stems. Account the re roansfend supplemental prot«tion dyne protect agent changes Kai to legal tiled on accost es not mended to
reportabhmmtnabb dnidends and !nab* Mewl to other rettenons may be sublet to a stele lee in the market mkt of foe roestrntels (abetter as a reflect ary SbttQy, pm:1AL reOrrinrdilen.
tarnedonleaflet held n sOur *Mune net Crated, meal of market movement. axes banpya ontarrent objects* a rd: profile *scouted wth par
tie traMSCII:03. SW WV bash on(Man covered WS cottonbite othemeel Kau,. and o not a promm a gierrite teat wrath
axisnes IRS o s kr smeepro cash Winces to bark or any tremor result <wi or wit be aeheind
depose scorn at nal- AWES bats and aHilated Dividend Reinvestment anagram (I3ITT) nnanribeat /NOW then* of tic et Wm; to na of
Communkationa with the Fins barns and money markel maw' lode (Money kat*
• Deese re.cordinn ars teal oarrramorbons n vertn9 Depose %Gnat al LOS Brit CIA and nm.athleacd The V" *hoed a at enrage tea. you may obtain loss of the ay.*. naiarrent You <an <Puny. yaw
the slue WC. hat, ens I inancial A&sa Onhr stick handy xccull names area* °nine Serval or by
lo further Voted you not. ixbrrah3 you 9i4t tads pansepseng n the UBS PDC :Petted sewn at authamd unde DRIP. paid Owe, mil be Calladeig farm tat Admor
haler the See-vies Horace Protecttn Act CS A) Program re PDC-nosed n accordance withDrC rtule: sold rd theca WI be &pouted n your scout. The
• lithe finmcd cacao', on the sap lsff cl re tree For IT riomuton. please use WNW febtgart Depose deeded remestment once woofed by the issuer mat Awn* owning
of trut 0.114soira anti IBS Ferricial SienC44. UBS seam at LOS AG Stanford arch ar4 'hats of des horn the make arse at art eh to Pineal Owes • Vete blew accocree9aam/1444 Net ol awls ad
(UMW Sawn cartes your xoum at (Isom Nasty feeds ore not ivied by the FOC re sot, herbal n.
bake by arrarent nth the nekat4 relita en • Asters Preludes nibble <ash beams. vales fa
We Sawed road the reili/14 0040 'henry Sant deposits eery Wattled hy 9PC Monty had Cade-Mies
oiChnhed theSC(46rd In no cafe. ye*/ Iran and threes we protected by SIPC See "WS financial Senses nitrided stunt/ (era end Globs Tine Deport;
Secant Protease' below 0 * whole armmay be held m yaw scare drum veralvd marts to market. and tenon assets not held
securbes se lotelcd t UBS FnenwulSenses and not rolled lo a partial 'AI as a renal of a &Aland peened by the;ern Dots not include wined seositielassels
Vw nerodena brcta ad sou met make a repeal or ~yea. the rem mR ether set panel unit al at the end of the poor and one catorrem periods. a
of ay ma a amnion to both firms upon )pree:met berm, alt obark depute may te. nude pace a nape at anon deteernimd by a
vat-drawn and thaw of rod may be wag mestrewet uwetted dock *bons and
• As devbed n the accaral aretmenta you mat koVertel csesma perky. ordaedo yoke scone etercaabb nod *phone
rofify kr, of any snort or lead arrolmig dwelt leiadeld and the ramrod to 'cocoas • (Walton MLitt debit balailfee. taanbaning Malin
reflected on your slaroment wen 30 days *a a ryas Wu.en Sense Intranet ebeeetires
MAIO Cr made available loam. aeon In.. then accrue base:et
The reestmet m a ys rdnsk profile are speck to • Cacrenhorroy Warne: Total of unnoarod salable
• Item dean nentanti arliglarit a /genii to the halo nkmmton tow nibble sweep options. ear. account and my ray be en raw scorn.
ern% Clem II•lalont Diyartnint at 201.752 • I 6O) mclang <unto, interest rem and yields. is soak* al Carl) tolan:ef.. plat depoet tuLrects al ennead and
Pena whase the Fon proerplbr emln9ol we/ ncnatfliatalbaris. ad moray made mate fund
tolirce t 800.35.9103. PCO A.M. to 600 mem abs carfsweeprelds. Man you insmulAchiscr Op/Cant crave ea Wahl...Wad maw a
IT Monday though Foley, a inIn ny 10 te5 a bitatng SCO 762-10:10 sweep balances. at the <bee of the itarenwi wed
tiannenee Obieclinn For *al, account Mkt you Ncniormrotity bet crede balances en ytur Wear. at
Frhncd Seven , m.. (lent RaleKra Department. <homeore of Um °bang antonym dajecores hot seat anrd from other balances and the fern may
PO. Bo. 766 Lrion Cly. IT 07081. UK financial Sorekes account protection • Peaks& Current Income Innotmenit setting the
IM Fern es a member of the Scones nada Praetor vs rydd thew finds nee adnry cane des
• Al statements shall be deemed complete a-decoys, genres. of mone air bares. Thew heck ant payable icon your demrtd.
ii noi *betted to n retro rebel G0 days Catoreen (SSC). which protects secureen customen • Atha.,CopterAopenaset le varanwits wing
of is nrenclant gate SS00.000 (ncludna 4154000 for Tx total is nclelechn the cured prod clang value.
• fairy sewn. Cal Ilo4412.09BSot from outside rand) of pitapat rather ef
theU.S. Cel M1457.1495 clam for cash) Splamtory brochure nobble yxn
none Lease inferenatien
• hose of roll a awnlals aboA an eletrorx 'tam>, as www $00 019 The SIPC use Protection • halves Combnamn of income sadCAPOI
lints ;ply to al scours that you hold no p.rtizube for detailed mansion cn the nu's twang prelims
finds Vander OBfrb tell parent a IBS Uccae debit Apprecaren Inommerns seeking bah the generation ad &down refor to yaw Clore Ratiteornhp
cad vanisher; cal 800.762.1000. Of wreak UBS caraway
The Peen, together with eerlan *Tales, has abo of mcme aid pooch of principal Agreement a tenhet keerileel atit*G4044
f na-cul Save ten.. ICOO Harbor Bad, 6th flow. Terns and Castors CBS States set of Credit 'mikes
Wenaelen, NI 07086, Ann Rhia/BSA SeteCin laschned supplemental coerce The man-run
anxm payable to **at* dents. <oleosb under OveraN riek TSB,* eatable nAreem•nta and C•Cx bacons
the prolechon it 1500 milua as of Cocenter 10. 2016 • Conassuane Seem to martenmid reMoot web a we, t,4 . - eau tes rerb,/nt]trs
Calla wile n sum as seu <an. a saa their foie Subast to the coley <ado" #4 lint/Inn; each bat rid ad vdmilty to the mane oretal. men if
statement a wept es wrong or 4 you need more that neap the account don not genres awaits<
Mainssn thou a transfer on the summery a the Fm n hikes aot.04 ke La to SI 9 mdse.in the
mane The Fern or Cad bus(* arolcale)mei *gradate fa all your alcoves bed it a articular
SDNY_GM_00324643
EFTA_00197418
EFTA01306916
Important information oho ut your statement (eOntsued)
Wee mets - Cor Oenen ~eeg aede? n nceoxiormge • la (estrnated) asem. amens aalt and ratst - We meet conyensat dna:enLa Brt LISA, LIBS
Vos matenere ~es smoren, ord otter met held dencennatens, pree ad runy Ilxe dar) rmy An ,armre ol arnai etane is budm contra AG Suardord &and, a-do:n.04~ bras
n Hee ~nl g th* end of ene nabomol po-cd Ycy hm been »inbed to fantasie proper ralualon. dwØ and moest nies, arme lee evnes wil d'~ oor cash woog groga-ns TM
ma, ad t«d•h«yd fuly pad stortos a ry tree To Man corent gatateng. een nee». gele be heb la one yea" kom stromen date etand ~gaan ma/ be a money pa zeel fa cc
Wo myreetat Wolk« med at ban <aard dm yW Fereol ~Or. rnancy Dm stomu d cny a gudelro, acatacy mm Ma pront/ged moge dak &goot
pryrg etry balen* dat ontbeen Ary wegge ad contneid inter.s n not guaranteed turnen
veehoed totifim ding the statement pen:dam • Prime inveatronts and strand red«. Estrnred arnal norm and <drom rel! lor
bied at motet vare al 01 the end o# the serenere reeg ~mei wok:~ (radrg dred <elan tabn Of ~ion duld monade aceton of Activity
perod ~eggen doofs, ademt hat meteen trane traas' er wier gans n urion <metro ell bomma ion roesdentrimmers and ah« ~ma
• Oret Wao. determnrm tose ba» oF the genie ri semouedgrod-oes ae gentraly hiyhy ;norm and marl yØ wad be omruden nisted n «natuin ninu Ine teven of tree
~nes indook!! n *n anemad. vanero ^dage digeid. (Irian anackred ;rollen hare nos been - Cstinded werd nemend oeremelt yeld ard Iro "" 1.9 goten yercocens hat ben Mode co
ude th* none« La Front al Sonnet hal rded mattend wen ar Mirt os and Txchrge smal exen* and yell «44 be bos or heter werden, prenany f unrsrod toas. and wil be
o , Normaal Stand hom tabsetat cdor Ihr LBS Camm,ma ur te ry state >mee ben We the neen:eed amore prosided to aa grondt, en riaben
Snood Sens" etdaner reamaten Inmi~th« revelt ecleated vale tor enle name - An *neme ol ardIrod rooms (dwdord ander
Irma thg you nvg havo Øreled to yota lenancial serge ad sturkred ;eo:tact:fa nlorrnaheng interen) dried byte» <Welt madon Short Peprag
Mom The Pan does not odeon-eend; verdy p otie ce+ Auknoa, 4 no ~stad valuclawas Dolven ebrtd mee bat dodend you semegaged n short reling a warm, >co may
gelee the garecy vaidey ani damden - These varhm e(OOM stbStintigh< Irae tege% a mand pa mene made by the new and ocre • "eg* Me h) gein bonown) gooit fa the
any, at ne» a emoe Mannen set Or
Ø
eronied ty ~ces <Mee aan LBS humde ~a.
addeert akhough Les in" el Servet, genera
oxides go ~Mons re o memel tbc Frrn
MolurenproAx t mar bebomde «soll ad do
Molure
not nmessrly redeure die vals are inry retein
~en myegegtOrteig g me be heb ler om
>es kan te noemer* dage a unhlmosiy.
Atoracy rel sortnord yod re not garend
pro.» seority
Open Mets
does rot pronk any rootten aa go tinnone axel Si:luid:st Peandrg open or 'ised talancekt «dm am
yeti' 'Cost bate' ad •Urreiteed giet ton' - Ibrd party esernala of tabla, re as ot *colon • Adem not held bp, VIS linancial Sordoas. Conan eendl *ene by gewoons.« dale, open bug and
amor* at ot ~draaf tbc «sonore At mcb, dato and are suppantlo UPS <rar ol Smoes en a enen n%hebq the Fre andre niesende res nop «den se redredby ereamant ol dodo-els
Matnorm reyen fes Normran nero relt base by an ndserokee valartion tem Inir ~sen or orrot Tbr.* andt re «emoes re anoi.dradereher ereyen date unies
enhare «reb dececen.Set ae pØ Of - tam. ~ai armer er Ørn eivenae deu+c drolawd on rer slatornOnt lor eendenei nansted onswede by ya You s. respornbb lor
"emoe Accounts transfereer] to tefan tryg d ry. are napled to Ie Fon by theemunt ()Loot« och Pedant and ok.< 'Veelte 144 ordes Om ar ~mud CM eo >ar lalde to twen
fel)", geraas Namam only lor ge pond ed waal panne" or spornot and may be cattiated prorohd by ere nong hem ues ~ui Serene ~Ping open ceders
tree they se hed at re ion More hela/cal broden «Me« nkerna aa kon ad treed by not rorpande la as rronnatere ad does roe
~mar er be addedby yar erreol Adotof 'bid ooms to deme ter *naad son orante es sorry lhno aswels ant rol pede ed Inreed
• Meewegend gaindosses Ween deze ~tabee, - You <'n drain addeer& Hemmen regorded by SIK or ere Frcs urboaens SPC oenig To Stan a copy ol cat arren Clean Privacy Patke,
nimrod vredeed ~Oom n oalcutredfer det ~ndnJAw tred to dataene tbc tabnoten chose contact >tv regest Me« «vet cv «ebde
roernul wo, ey be The (raam °n dage for vake ad the dr. ot to recnnation thee n the • Ramme shorts end additianal ~Mien ai »wo, romervarroset
robrolo, kis 'nero, 4.4.4 n« rel ka comnsseare. bint lor th* rommurby roomden ras Ponscol - b addiir eo cavenenscn laks and 17h' I ka - 16$ marmot kroon è nat abn*. RMA.Elanen
chrgat ander ratny roorganarga aam Adri« rnowed n cenneder, *th ar dabden of ~Mal Servet:Account BSA ard MAA re brokten)
breed and olim reen!~ tors and spierde - thrd pa" anmod vatas nyl moten as hands to oor <bents we ed« ar afgiet gezel.* roodt ~h pende eet to bil, eg ~e and
waas Ion YO <och <cm:~ to deals ene 14x prest' n ~al duatons• woon re reen* Yang penen Ironi cLite•Ays »dor tred" Ihnura artingements eva e/eiland bres
>mar! lol ' Tilde dal.' eggen poses tro enpantet valer on len has rot Ølod er • Meert of rh') neet tyylc na ve rel glye ad Wee ehrolpony bents. and pronik, sens eo
<narol kamden gade dale leek to een var eten we benen? ~se nam gebased <n tod delirant orrponnest nssta-Ke and anrorty ween moed by urelfilAge
• Caltable ,.eetba. Badt and ombned doek Mat aal omreist even ha noned fv ~alla ** rose of labs by UBS d a aanrol,' mAeat frockergy egale ~eeg tra* ~roe
Ilar rauw uth lor eek, Fedeetzt.on wil be Mated Pee~rePorled rata re ~eted. «eken a had felle/ to out treas, and ge th* aso rat» o# a serey wAndunn 04 tin inent tel kners Inc,
~Mg by lot trem arricro al Korea d dut vane sold be hee, weldoe da to Ace egge cortrculd reveku, ka-d Irdis stores beid al fe - leerament, naars. ani nukar Andrea
eneheld nou name ot n nomnee name lot ar dik munty firn - Hoe FCK nand • No bant murwer Mal lost vatli
client, Cal forse ~kond obtared trom afd - Menno.« an aeo"gaereci panne< oe tp:nsce - We anf w Je IS eh* refehenegwedig and - MIA Resarce Mansemem And." Busross
pa-los ard ds sorry rs nol gasweed Othed <dl nernmed WW 1 at/dpaty ene ragt ornnbus vaalt.; ten n (ondereen, for arder Smeet Adam BSA, IRMA and moertour baard
lesjet rery ~II engheid eed yekg Ølege prowdot the sater of at sorry wil be dekem arre drom an aa gade to te m-tual funds Mare« Assist re reget red mise naad
~o's vat ba rronted koon roemen rom es larchase pree aow hm genet" ro pad fem neemt, 344,« LES grondt Scenes Inc.
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tee" may be logt« or km« gunt* prot that capaal, norne bon rente-Lab« d scans at Iro backorder« kramming Serre e Atoxuben and Med Leder
ym %suil stoa* n.C.,. rite merkel nee n ▪ 'Crigrui ane ei eeprelletithe mal dreng hokkig ~mal funds of the find lamt>. kent Tbc LEIS los credit <odia-der* LEIS Visa
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sorry nevel :wee «duge, and art omwaai ure intalen el enne rats lodt <Ier" we ander zedenski, regoered erademand. sonce meld and
- We gmeraly uu the <kano pek* aha-, editie or skrid aderen 1 they ca be sold. tbc pree os Mare Mee teevee nee <ween en regeleed same nurks se ol thee respect.*
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cetaned aniMand reek, n ,ctual maa vee Saucen ures the mattes ome ol te urreseroled stock ardme and tab d l*-, naealras. we ander or
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unoble tochten a pet tor I Muety the vake weird mar be tAbsternieg les Kin te educabr.
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SDNY_GM_00324644
EFTA_00197419
EFTA01306917
U8S Financial Servees rx
Private Wealth Management
*1_3S
299 Park Avenue
26th Flaor
Business Services Account
New York NY 10171-0002 June 2019
ANP7C04774161 0619 X12 Y1 0
MAX FOUNDATION
Account name: `.1AX FOUNIDAT ON
Friendly account name: MAX FCUNDATON
Account number.
Your menial Advisor,
SCOTT STACKMANLYLE CASRIEL
Phone:
Plosions about your statormant?
Call your Anancid Advisor or the Value of your account
Resowcetine at 800462-1000, on May 31 (SI on lune 28 (I)
account 029023661.
Your assets 978 42 978 73
1ficitoor veubslte: Your liabilities 0.00 000
WNW kbscomilmancralsennces
Value of your atomnt $97842 $978.73
kerns for your attention
. Help protect yourself from fraud and
review bank, credit card. and brokerage
statements regularly. Also. gel your free
credit report annually horn Sources of your account growth
www.annuakreditreportccen.
Tracking the value of your account during 2019
Vale ol put ,xeount
atyez end 2018 397691
Your mestrrent return:
7,2382 Oividend and
Interest rcome S182
5,2302
Change In
,238.2 model value 5000
Value of yow =cant
2433 - 9769 978.4 9791 on Sur 20. 2019 $970.73
• •
1
De< 2014 Dec 2015 Oec 2016 Dec X117 Dec 3018 L146.2019 sun 2019
Member SIPC ASP70025034774I6I W000261883 OCCOI 0619012796335 lo:CO Page 1 of 6
SONY_GM_00324645
EFTA_00197420
EFTA01306918
Business Services Account Account none: "I'' , FOUNDATION Your neendel Adviser:
*UBS lure 2019
Friendly account name.I.N.
Account number.
AliON SCOTT STACK MANLYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
tune28(S) your accost
r Cam and money balances may include
A Cash and money balances 978 73 100.00% Your current asset allocation avalable cash balances, UBS Bank USA deposit
B Cab alternatives 0.03 0.00% account. UBS WIC tenured Deposit grogram Bank
accounts. UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual bald
sweep balances. See the important mformedon
D Fixed income ODD 0.00% about you/ statement on the last two pages of
this statement Sot detail about those balances.
E Non-traditional 000 0.00%
0.00%
Total assets 5978.73 100.00%
A
Value of your account $978.73
Eye on the markets
Percentage change
Index low 2019 Year to date
S&P 500 7.05% 1834%
Russell 3000 7.02% 1831%
MSC! - Europe, Australia & Far East 5.97% 1449%
Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11%
Interest rates on lunar 28, 2019
3-month Treasury bills' 2.06%
One-month LIBOR: 2.40%
Ate70005004774162 Nr7000261883 00001 0519012796335 Imo Per 2 of
SIONY_GM_00324646
EFTA_00197421
EFTA01306919
Business Services Account Account nerve: MAX FOUNDATION Your Ritaedel Advisor:
friendly account name:MAX FOUNDATION
UBS Ilene 2019 Account number:
SCOTT STACK MANLYLE CASRIEL
Change in the value of your account Cash activity summary
Ate 2019 (5) Year to date a) see macaroons.* ow montnIce <bin adareet in your sweep °plot are inch:cod in the opiumq and
tlallg bdanott yaw. FISK incurance8ophet to &point gun Bent USA and al bank; panel:along n the
UBS FCC routed Deposit Prnao. n Wes not axty 10 &costs al UBS AG. Scarnlord &arch. SIPC
Opening account value $978.42 $976.91 protectonapories to money Milktt weep fund hicidirqs bat rot bank deposits Seenporcare inbrmation
abovr your :Cement an theist MCI coPes dthin&consent br (Hats.
Dividend and interest income 031 182
/One 2019 15) Year to date (S)
Closing account value $978.73 $978.73
Opening balances $978.42 $976.91
Addcons
Dividend and interest income earned Dividend and interest income 0 31 1 82
for pm00Mo( Ides lteleentnl lotatillty of Intent and Oiddertd Income has Otto delerroned boo 0 VS Total act/eons $0.31 $1.82
tar reP:Thec perspective. Based won the residence of the account hcfder. account Ia. Of product hp.
some i Merest 'near civiClendpe,mtntS rn not be stgell le Voted States CUR eke* Piet° RICO (PR)
Income toes The client monthly stalernen is rot Intended to be used end tannOl be reed sae tar is
Net rash how $031 31.82
Po Totes Climb should We toes. appl eaole to moat nu tones they (0(144. nun UBS mealy, such z
the Fome 1093 and the Faro 480, for tax rep:menu ink/malice n It the practice of UBS to IN the Closing balances $978.73 $978.73
copoizo tar reporting loans loth the US Inlerni Raenue Semite ahl PR loasurY De(Nflant. Mid in
such fors accLeatoy ctsify desires arCI cc intere.t star earriet or tau* mean/ vie se core4.11 your
Indedual Wr perrater.
UBS Bank USA Business Account APY
line 20191S) Year to date (1)
Interest period May 7 - Jun 6
ravabb interest 031 157
Opening UBS Bank USA Business balance May 7 8978 42
Total current year $0.31 $1.57
Closing UBS Bank USA Business balance kin 6 $978 73
Pror year adjustment 000 025
Number of days in merest period 31
Total dividend & interest $0.31 $1.82
Average daily balance 8978.42
Interest earned S0.31
Annual percentage yield earned 037%
AhP70006004774163 NP70002618,33 °owl 0619 012796335 10X0 Pogo 3 of 6
SDNY_GM_00324647
EFTA_00197422
EFTA01306920
Business Services Account Account name: MAX FOONDATON Your financial Advisor:
UBS June 2019
Friendly account namesMAX FO
Account number.
AllON SCOTT STACsMANLYLE CASPIEL
Your investment objectives:
You have identified the following investment objectives for this account I you haw• questions
about the6e objectives. disagree with them, or wish to change them, please contact your
financial Advisor or Oraxh Manager. You can find a full description of the alternative
swestment °titer:yea in Important mfoernatron about ma statement at the end of this
document.
Your retire objective:
Capital apprataleack
Your risk profile:
Primary. Moderate
investment eligibility consdetabon Mane selected
Your account instructions
• The account record was signed by your Financial Admix and approved by a Pnncipal of the
Fim
• Your account cost bass daub closing method is FIFO, First In, fun Out
arP700C5004T/clea W7000261683 MO 0519027%335 icon° Pepe 4 of 6
SONY_GM_00324648
EFTA_00197423
EFTA01306921
Account name: MAX FOUNDATION
Business Services Account Voir named Advisor:
Friendly account name:MAX FOUNDATION
UBS lone 2019 Account number.
SCOTT STACK MANLYLE CASRIEL
Your assets
Some prccs. item Old (Vertni waves shown may tie sonyvnuty Ay a mot gains arc:losses may not
be &andel/ reflected. Se impottent ✓rfamatxn Woutiout statement a the end of ths &cornett for
acre mlormdion
Cash
Cash and money balances
ash and manly mance may *Klock naiad. cash bylaws UBS Bar* USA abbe account Waxes UBS Beni USA metal OBSFIX Insured Rogan Bank *peat attain( bents ate insured by Ilk FDIC vAINrt
UBS FpC Poured RoganSane Ban" UBS AG Stamford Branch clecool xcount Waxes and money applicable pmts. but an not beceecied by WC MG AG Stanned Blanch dean wcoum latexes ale not insured
rnMel nUud lund Swem PAM." try FOIC and se not roomed by WC Waxy market Sweep Winners ace ptdeted by SSC Out we not muted by
the roc
Ste the m portant olonoston *out aour Stattatna at We end of (NS Coccanem fa Wale about those
Winces.
Obenng Wane. cioww9Gtence finm per share Avesace byldenct Interest Daps in
on June (1) on Jun 29(1) on Ion 30 (5) rat Petrol IRMA Cep amount (S)
U9S BANE USA BUS ACCT 978.42 978.73 250)070.00
Your total assets
nepcentaged Cost Estimated Unedited
Value on Jun 20 (S) your account bms (S) annual inCOMe (SI pane loss (fl)
Cash Cash and money balances 978.73 '100.00% 978.73
Total $978.73 100.00% S978.73
Account activity this month
for my'r ielpandlIco about Its Wel vane storm be restricted seat flues, see Ampaint)? +la:woman about
)oca statemene at the end of this Ox dem
YOUI Oumvne Cash Cash and
Date ktnity DeKription expense code Face value nxelvalue (I) amount 63) money balance (1)
law 31 Cash and money balance 9978.42
fun 7 Interest UBS RANI US A BUSINESS ACCOUNT AS Cf 0006, 19 31 978.73
/en 28 Closing cosh and money balance 997833
Aelt7C005004774165197000261883 0003I 0519017796335 toCCO Page S of 6
SDNY_GM_00324649
EFTA_00197424
EFTA01306922
Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
UBS friendly account name. MAX FOUNDATION
Account number
SCOTT STACKMAKILTLE CASRIEL
Account activity this month (continued!
ode Admity Deltti001 kn0wil IS/
Mean balance salukis May31 Balance forward S97142
An 7 Deport UBS BANK USA BUSINESS ACCOUNT AS OF 06106119 031
kin Closing UPS Sank USA Business Account $975.73
The UBS sank USA Bulo ntSS /gortelt is sour en may Swett) option.
A nP7C0C5004774 I 66 NP70002611:03 OXCI1 0519 0127963a 11CCOO Pogo 6 of 6
End of statement for account number
SDNY_GM_00324650
EF1'A_00197425
EFTA01306923
Important information about your statement
1.85 fcondiSane Mc. (the firmer UBS Tinned heat Morn 'nano bee tun CO doss rite de Inn taw ty. Alai <Copy of de polcy trodro es amiable meant a roans and may not WOO pace elk
Sonoma. re a manta ol al anapal tro-nty, aranccity Cent year to fret draw* on *rich the Ma or Loon rewert irf
and <paces mehahaes LOS Fnarxralketras and LOS Prolitra *Pend. • Moderate Wing to y nv tone me to pancoal ard
Bart USA re rdred ILlasciattesct LOS A6 rod - Pronee ya.r nano rid accart aunt/ (f any) fleeter the SIC prardon ay the staaplanertal tolerate sane vialie fa sea Nix return.
ifitalm of WS Wailes TLC. Mafia.; truntat - Dna be the error a the transfer you rte kilose prceenongeoly to: . Animate Wit i-sa to accept NO it 1° pnrr<pal ad
statement n awlrequest The Fen', mantra about and *vitt *clearly as yeucr oil )co • Goan leancial atom overdied by (rd molded A Pio robbery to ho (*hint oar tent
°floes re at Wove n is enema a why youwedinn YOU. x(001 vela) bat held away ROMLin Firlieltial • fen:6,4n(ArAty CanselorrAA tactod, a
rionnalicn Services the wimple anal 6)intarxe grodan paten of the ocelot° for hat raw* nay Much
LOS Instal Seroces eX. - harde the day arnawit of to expected error. nckdrt, yob* notes. and BO shorn of m.diaal comply. Otalog•K tarried trardmy and Teem
1200 Hata Boulevard Ands recetered nth. name of the scowl holder on valatlihe
Weaved-en al)02COS The Firm or Card tarsal nvestore you <emplane the tees of the our a Prier net),
rd oaf corned ary to premptb• For i teged roam • irwestrrent ratots a nmsiment Merest, (e 9. Stelemonelwaseholintr
IM narinnt nOCAK.ntc to orW Octal Wad Of yea noreha CGS Waockbo cad urisacto-n. a vain* looted patnenhps aryl ;remit placements) htt re We may certso-delt aft retrA0 account ttatea*et, sit
LOS Enamel Sental ac<ount Ono. recants. Av..da crone than 10 batons day; to do tn, we roll (rode not rogcard under the So:unte Act of 1931. the tone **Ws .n the same ernekpe. e.g. becaute
*NOW 00Curntirtt targeting cantina datitthoild Axe watt fee the ammo youMr* Ie n mot. so thee • Commocitet<critacu (e;.fregn **charge rd they here vane oho abo mentan pee nave
nor be raid scat I yOu Colossi thfre 6 rarer a younil tote do use of tenons., dorm; Ma Imo n pre as metal ccrerants). inthredny turret roolrlat relate...Ws sihot er clot at the save eolrest
emotion. piton MOP" it norredittely n twang to the teem RAM complete at Medico/al ad cawrodt`f <Tarr comraas; and yev prefer to mane ndrda.4 statements marled n
Bergh Mardept of the office sera; 'ea cgcoLet • Depose accounts (rata tcrtekaas of deposit) al U35 crown /TOelatrat, you Try cfrodno hoorah:4We by
Owe make all checks payable to te rem or the Bak LISA. UBS AG U S branches and Weenie* (Oleg yov PnancialAdata
Atha* at egures dawn are Mended lobe accumile. fnancialendLeice ndcatedcn to front Cf Ma KIK Waal Divan Program
statement data tail not be ted fcr tar µspans ray or anent In addition to rogues '<care feat, accounts The SIPC wanton and the ttplitramialpranks, do Friendly Kowa name
9:Z son rex-mid w lams, be. Form 1099. 5498. may be plopect to manterance fees, chasm to late not *pin to these amen Men r they citawrie apiatat Rte Friendly kraal name it fa tuatAntible •ruckrarre•
I Plc >whm Pram, yea tar room The Fenn perm for wines purchase and <haw for , pad on you' sidernenh. Tre SleC protection and the doter, by you to twist you wilt your rebaidlefepee; t
reputed by law to sepal lore RS all taste Makin*. ;mans n ash octants. AcCantS hr nroanshond supplemental prot«tion 4,not protect agent* <henget hat no troll effect on your accuse. is not mended to
reportabhrtrtnabb dnidends and !nab* Matn rootlet remakes ma, be sutentle a erne, fee ci te market ekes of wis mastrneres fahether a s relied any sunny. pro:1AL rttOrrirkeliten.
tamed onnevem held n sour accent. net Crated, ream of market movement. Mar batnpl(ya interment **tat a re& profile asseeoted wrh pair
as sr Uteri wt. *4 toil base on <erten <oared WS Sap Options othersitel Marla. at e not a promos of Searle* that *bathe
IRS offers options fa anew., cash Winn to bark a nos learif Cal Me" <al Or wit be ad-toned Al
deposit xecan at nen-Ahmed bats andattired Dividend Reinvestment Program IIMPI noastrniatt net. O. rttdrgte nia of
Correwnkationa with the Fin. brit and money market maual lads (Money km*
• Nose miccnifinn ay teal ecarmnorbons n wrens, Depose %aorta al LOS Brit LISA and nr.athleted The µice *hood a an enrage Geo.. YOU May Obtain ton of the era. nollfront You <an chin.). yore
dm KW ace Ban Asa I nano/ILena Onlr ate handy xcami names trot* Give Samos or by
to further Vaal Mn firs. ndb-6, 3 You Tt i pits petticoat-9 n the UBS FIX :eased *ere are or-Maudtilde DRIP. partial sham all be Castacteg Ate frintslAdmor
std. di* Stew*, boarder Moth(*) Act(S A) Program re FOC-nstral n accadance %writ( rule: sold andthecash all be deported n your xcc•-nt The
• II the tared cacao', on the asp lie el re kart Pot rm. riomtahon. OW .M.4 wee.Iticre. Deposit dividend remeOrnent price wooledIN the eaten mlY ACCOsetravervirwr
of nut Staratirli <rot LESPerini Samar,. LB) recounts/AU% AG Slonlad arch 'titres of diner horn the maket PICO al Mich to What than • Vatic or you account/ionic& Net dates aid
SAMMY' Se(vC44 Laura Ira/ X<Oull at them) Nary fads are not ivied bat the FOC. re sot,
&Ow by artarent nth the rekaud riflitt en • Atseri hclides nailfble wit biros. tales for
We Some(' yd..d Ore re4kArt, AM, 700 Baal depails se not protected la SIPC Money Red Cadoialiest
cowed the /Cavil h ty c*W. fat half and shares at protected by SIPC See "LOS tercel Services fetrithd wait% (eat), *2'4 Ten/ Depoins,
kart, Prot/ace' below. 0 * whole tat/ slay be held m you ream d you Xe knolged moat a marlin and (men /Wet not held
wades se located t UBS fermiSewn and rot Willed to a prat ire le a I*tub of a chnlend ware by thefirm Dots not attack uviced seasitielassen
the erect-erg Wan ard Y<6n ins. nuke a apart or ~see. the tom al either 'Owlet urn al a the and /f the prior and <awn datermen penock.
of any erns a <mown to both fans upon 'wee:arm baron alto bat alum may be natee ace a rape al SWUM etlettermarod tat a
**draw. and sham of a Navy!aril may be aerie orestrwert anted dock *pions and
• As tubed n the accamt aretments, you mat reoVertel cteenva fl eecy. rd (tufa yet, OCtgerel erettobb nod *phone
nobly us of any comet or neu3 mrolorioctecls Igadated and the moat reared to '<versa./ • duesitos Wide. debit balthat. Cullhaning Moon
reflected cn your reran( who 30 dap after n ryas Sens. Os aaOsil lemmas* objectives Ions. trod+ In, that roam Way:et
march made available The mestrreee *beams be nsk profile are speedo to
• Mau dna Cuttelhal fferiallbelt a Mir*s to the Fate efcenston abbot eatable meep options. • Caseemonty Warren Total of unmoved notable
exit account arid may ery =can. cash tulan:h. OA dote toLmat al tilted ad
Fern% Clem Malan Cooarrnent at 201.752 • HA) nc1.4ng <Untie nitre), reef and yields. is atatatie al Pena Om. the Fen proergebr n writing el NV
tol/roe t 800.354.9103. PCO A.M. to 600 atm Ws cadswetwelds. horn you. Fnnrul Achno nraff tubed brit aid moray main naafis-id
,;fern orator its Des leach.( maw of swap balance. at the <boot the Annum perod
IT Mardis though Fraley, a in wino to LOS a bi<atm SCO 762-10:10 ftwolrnere cbtectiws For each Account Mkt. you Nentonencolly Ire mede balances not sawn at
Frunoi *van Ix.. CITnt Iterrnont Department. dome ore of Ur fob:meg imminent thaws, not from other Waxes end the It,, nay
PO Bo. 766 Lhon Ctp Iii 07081. CIS f Mendel Somkes account protection • hakee CurrentIncome arrestmeres team the
The Fern is a member of to Sauces neon Protean it. ay Ora Le* nthe adnry tan ol m
• Al statements shall be deemed correolete madnone generic. of none air tearea These finch are payable icon your deed.
it not <bodedto it retro arthe 60 days Capaaton (SVC). which Mons Snurrta custaren • Arlene CaraterAopwuhax yhminwits mane
of et Mentnelaa to 1500.000 (indialn; 1254000 for The total is needed m the ant pen:rickety value.
• fa TT' services. Cal lia4412.09BSot from onside roach aamp.,!Ow Pen the sewage, of
the() M1457.1495 clone for cash) &planetary brochure nobble won
Mane Leans inkrersolien
• h (Me 01 tochla 0.ethICIIS alxa an.Intror( Mut” a el me, SOX er9 The 5IPC awl Protection • Prolix* Cominnatai ONnomtaH000, Fa Wailed Memnon on the nn's leering practices
Ina Panda (BFlibll µsprat a LOS Vet debit lintsaway to if '<corm tut you hold ha p.rikular
<away AppfeCbeibn btreurnerns seeking both the generation ad &clown refer to yas Clore Ratiteernhp
cad transxtirs cal 800.762.1000. Or air to UBS of rocme adcomb of principal Ageement a Adahre Agotriont and teGeoral
Fn.-col ShWell et, ICOO Harbor Owl, 6th fkor. The Fern together Wheaton affilits, has Aso
Pschesed supplemental rosance The marmot Terns and Ca.:tons LOS keSeenrit of Credit 'makes
Wahastar, NI 07086, Ann RMNBSA Sawn Dwell Ski:Silo salable nAgreem•nt and C.&busts
await payable to all etiatacleres. colecirob under
the prOtecliOn 51500mtkn at 01Decent.. 10. 2016 • Caroms", Wks to wrier.mlef abKalmh al awW cr e-ormitesi red,Inuirrs
<Outwit. X soon as )0a <an. a you Fmk Sat Subpo to the polcy °soft." and Ininatmns. Orin el ben* ad sanity to the mast or/tat men if
statement a /erect 6 iwOng or 6pWeed more that moor the novae does not generate 'comfier<
Samna,about a transfer as the statement a Ihe Sem n Mho( notated ketp to SI 9 mann on the
meg The Fen or Cad basun amicable) mast aggregate fa all you alcoves heti in a pricklr
SDNYGM_00324651
EFTA (20)197426
EFTA01306924
Import= information abo your sta temeni (COntinued)
Vom sti - For terten ~nes vedr, n nonicriormrd • kl (estenataGixeme. urent yeekb State. IV* (*mr* coreconsalo,franle5 Bel L6A, LGS
Vott latemne ~es «este ed *er ~b held dencmreats, pnce aM durt ty daa max) may An etmart ol arm,/ mone is baxdm current AG SurdordEeanch and ~andra, barks
oho rava at Mo ord of de neonol pral You hm ber »used to tisteda proper mauren deakroi ard arting the 'Kveles sil *rost. orre cash oneepproarns len
my ad for *bry cd 'uty ord ~nos nr, Irre To oboen<:~ quotatom. *loe ~Ia*. «nød be held fa ae mr kom stramme dm a uti ~rer mal boa ~lady per stamfa cr
You mai alne taturext used at ban <Aperi arter ryas truts AantOr mnal fli eamato 4 mV a guttkilre, acctiacy my be a patenta:it or armar dat derovi
Pairel any batnet &e ro llens Ary ritv be, ed catned mave are not gueanteed balne,.
trandered toleten dana the slatement peedse • ~all itnnulmenta and armband produas. r• (simrad ~al mant and current raid la
Istid al madet vaken d the and d the starnat ?fri»e nemmet tett:det (eCisteq deal <elan ?ran Of letsien <arid nidide ~bm of Actirtity
pemd NettehltCe CrOnree sd rer eglet namn tn.ol Precoal a epital dans n rrhich tnt the ni bkernaron reqedrocommescro and ah« euro
• Gmt brå. In detenninng treent ba» of the savnes) ed sen-aisedirod-icts re gentory hipory interne (ed (tinde >rabb neid be ~staka mened n tenecten mei eie nen-trona reim.
~Mer included Ibis rammel. N redueed "ad. («un rarurtared ;rodd, hare not ban - termited ~ste mane ed <trent yeld and the na-rd^3 gren ,seerems hamn ncluded on
~h the ard:«' Fruncial Samen hanks nractred wah the Snertes and Erchroo actaul Mane and ned frett be batt or beta coehneohons pcnt)inkr furns.44 toyen, ard urli be
0, Normat<n <bland hom sarms Dert Mr ISS Carmosian er ande ry state >meite, ben Yte hen the e%tensUd rit‘nti proadtd to mu proma/Y an nrarta
F ~ ad Sem.ces. nadrg Matronen Iran ~ha ~de *simrad valet ter pene* ~min - An omme ol xnnted nome @yard anda
lem« thetorimy hr* pecreded to yar teamet ard ~and acart fa nlormaficnat infamt) dmird ty tho tunere matet Short baling
Advar th•Parm don not nahreckntly vady Amaret teild Luve; 4 All garantile ~nano balance cbxed on the last dvdend tori are engapd n that mang a witay, ycumay
gateelet the ettory valdty or tre dormatas - Taes+ silosnit dal« vintrer./ kan an" d cr ment partiet mast by the aver and mur a ~a. Me lo <sten barmen, costs fa tenk
~ed ty kures oder Chr LI3Sfninahl Service.. *Ty, x vki(h a prent nentenent kny er ~rein de serai Ihrideposts ml b. hei la ore Prlio-dir ~skr
Ø »ilen akhough LIBS Fnrciel Senkes genera strutta& product tvte be boar* a tok eddo re kan the st new* date ca unhl ~sal ,
weteates IM naernatas as et o mened the Inn not naesarly iranere the vale p.r myr 'neie Acetracy cortnind yard not ~ned. Onnen!~
Ø rot parilt any motsi« tat de Talarve LIX" $tilidattgel. Re9streig osar or '9:ed Mk" ekt cram lon
~Con bere" rd • Urredded girl loss' o %ed purty eitt~ of valmad • anar, • Aanta not hold by VIS linarcial ~ML Celler sement ~Kl ale «teaner dale, opm bey and
amer* at ot tv iltad tha .Hamara. Atna date aret re 54~110 OBS trureul Screce on a spett are rot held by Mein. and rot nite. Me sol +lupen:hm re reduced by Mosnare ol cfradrzts
pitre 6a roa 1.4 on his ~malm-iamake a9.re base by O, ~kn "Marie fon mss ~sir ot <reol Thee tetrun arien ar an mdmands cr hork dro enlest
praie.* a ml* basens, kr la penows « - iccuu ~ai pr n« crtponcof tegard ra &play«, on ras Slat~ kor recemataul nansted oteren byrya Vore responsbit la
othenrme A«Oarilf Urutland tote hm mai d ry. am ~Sid tote Fim by the stue Nepa« alt Pocrant and vaket potente(' se «da, Ikat art tweed Ost 10 "Tg båre lo caroar
tillatt gallon dormar only for te Aerodal rana' panna" a spana ans may be cablated pronchd by *10 mora; hem UBS Anenui Setet; ~sting ocen ordets
tine iler se led at te inn More hbtaical bardon daluere nkerne on Iran Mat tand not mtanstar fa "5 Mannaen addomnr
ela:anse:an can be skled by >as Ford Ackot. I:Knipenes lo dane Mer *simrad vakes Gutar». th accurry meis n rol pnradvi hiver
• Unrealitod gataltre« Wien datais nolabk. - You tan aren addinnal recrmationtettircfrio by SIK or the Frues ~ental SPC roverage To otrtan a <on ot as can« Glimt 'Meny Nake,
esendied «redsel ~noss., se </kutta:Ikr 01<dbdeanenethe astinate cl dane~ ytta trlaxialAcheiCe te vet car reiste
nchnisal Mamy loh the tunspenn dra for ma and the die ot te ntamationthat n the • Revenue 'hating and additOrwil cempareation tvmm errearramierowt
rdrrolut kas nya navnet ral leet tronuere. basis ty the nemt* by or tactrgyas innval - in /Mann to tommesien ai saks ed 17b. I lem - ISS nruncel Seires b rote ben the le" %wen
dorget ytt to:umy toorgr,:x.ca *rem< Admor mened n annedcn net, Me chserlovion of manual Samt Account BSA eid IIIAA re &dent
0,nsetd and olh“ mai lott ant snuatate - Med party *simrad dba my be rebard as lydt to car elenes me reia as rikte nen* m<ouni‘wh‘h pen.* occess to brd ing ~at ard
~Mye bli ro ert ttembned to aids/ e* 'Nr broa!' n santal seuranr arr re femna Mang parems Iran s«mul«t ~Or palett li~arrånginems mei rfilabd bres
amtacjd lot Th• "tradedaa' «Anm ~ritt tel Smera'« valurna lens has rot Øled admac ot tro reutual tint tat no ull theta ril otre Udpil« badn and sycnart erm to
crrantItransactnn rade date kneble to atoon var ~ere betane nyse mases re barod m two «kront oreprirmst ~ne and anrorty prat" muta by unalfiltiaet
• [Sable socurkin Beat and pilelad mak dut *ml «mildred evre has ««arid Mat ~erla Mo rorc of takt by 185 of a Pafletdr rnetteaa thrththety enten* acmpanws trast ifisuraxe
the -muer <db for tarY ~ion Ml be setested Pre~ rei:~ vale mo cuesron. ca Mon a hat fate/ lo «i oie" and Od th• ang rale er a eterey stAthclut ei el LG'S Frontial knm" ne.
irarhalk by lot laut( nr; al storities d the value noald be hrolay speculatre alt 10 the ave l>34 (ule nidul land fri/stores herd .11 te - ~nem musee. and ni ara linXLCItt
ratled n oms nam, or n nomi« ane fot car cd the Murdy fim Ryt MK nyted • No bra gunster Mal lose~
dimt, Cal kart ~bris obtaired kom Med - Neonnot« an 49" 9~11 partner a pta -spe car il kuk al» raa. ~Katt.) and - MIA Repr« Management kro" Busnot
prim ed as treryk nol waranteed Odw <ad *simrad vakt rot a Mrdpry nemateri ml» d ~bot pansag1*n irt con,-0eraficn kr unte Sanere. Accoure ISA, IMAA and menutid bussa
fonn tror aust men:hauld alten yekt. templer. groe:bi the vabt of Mr sonant Ml be deira< agent (syion Bul no~ to the eneal herdt Manarment ~ase re raystaed same enaksel
Hamrar nitte utmatte knran Martre from es archavapree Beate« gorr"se pre from mener Xt4<t IBS Arsenal Scnen re
• ~Nabo hen Okattyed lor uoveria and aler - 'poetar, om to date mer ada!e reinel the ret-Na lkad and at al reddoar ingrutravd - ViSA s am.3m~ fadport *med by ada
podast re>,, be hø« or bayer thin the pro. Mat apa* inane a bah • rembe of sccuit at tri brator-ckale Vmensbenii Sxwe Atti:etat:a ånd utad vedr
)Diepuld actuallpecen• in the ~br Preet re ▪ 'Ordrui una ~Manes Mr neiar slamg tokig matsal bedi of dut urd f es Rense the LEIS Isa «edb radt .rd the 185 Vita
~rom urtut Med Party siam astuch pore ps am, and ~ymt telle° ytra ~base - addar to cormrasan ',temd es aneflion Ø tids se ned by 185 Sant. USA nøs
betre to be Sable. bul re do not ~anke tier - OPP ard arlMed AER Marvakt re na kloden a nilidetale or dilrbution 01 selety «nerts ed etnets«. IronVert USA Mapetated Maler
raner national seciabes ~e, and n CIMralli • mestrnmi rast set loa/ rier" ete sjov tradomarks, mosered naderrods. senet mrk, rd
- %Ve "nerk ve the <kano peke *hr smikk ot rikted ed rend they cr be sold, the irre ca altet. metanm thate't;1 Ctattenlat rygered servicenuets re of 'hen ~tam*
ne mer ot abe bel and mk pikes la åsted resmed mer be leas Mr. te pr store eslented kri inry of the mane ~varm unckmaang t«eip«et
storhet ard opi." a air bi:linn ta OTC rake provad ri Mi >cram grener the ifflUity<crerscc, atilixet d the notane«
~tel <annan*, ce tamen of la une ~nem butta LØS Fined Servisa Inc Pot 20IBIO
- lap aarelr ~ad anta« nuy te Deltid raa» a • Reelneted ~Mo PaannfdtWatI4 setwaty se <Nittito
valsar model a the rann tert plir am not aerenk digebb kr pirk og Les Fna-cul - n ~tiri.> «emna^ recetnd tran tie
cqated ardme/rot mfl.« an actual maket ake Selv«, urs tit nurk« pote al tp unotreted Rak ardwe and sak d NereSharashads. sve ana os
or vale of the sene asur as an inpried vale ler lir attlate ',tarmt an ava.based f Wr~ Mein,
- Crlan postrieb my sper eithcan a ake and rotekte/ slo:k kr perpases or ed afekostrilorry. To etmen from NertShres danar-rors. H ned n
ashowai 'pc. nonet sak' d ne are the ment Mr remen led seornt es se elgble for sala, hedna for heluv:boy deselopment, urta ed
unable to cbbn a ara ka t Marry- de vake wc-Nedmer be sabstentirk less Mr le *dormen
- Otposts «nurites &nomne«, in urtrenet imwerrd vake Monn. - ihkets aha recne iracleg coreriticert ed
ah« tron u.S. doar "(Wien«, itle ~ronga odw <arg:merr from rn.tual tunell sed tto.rx.
rate asal the strimen date «mana sta. ptClitit VLO der br*
SDNY_GM_00324652
EFTA 00197427
EFTA01306925
UBS Financial Senaces
private Wealth Management
SUBS 299 Park Avenue
26th Fbor
Business Services Account
New York NY 10171-0002 July 2019
ANP7CC07133:090719 VI 0
MAX FOUNDATION
Account name: MAX FCX1NDAT ION
Friendly account name: MAX FCUNDATON
Account number.
Your Nnodal Advisor:
SCOTT STACKMANLYLE CA SPIEL
Phone
Punkas about your statement?
Call your Froncial Advisor or the Value of your account
ReSourCeline at 800.762.1000, on lune 2801 on A;ly 31 (1)
account 029023661.
Your assets 978 73 979 04
1risitoor witbs/te: Your liabilities 0.00 000
WWW UncorNfrunciakannces
Value of your account 5978.73 $979.04
Items for your attention
. Help pith/CI yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report rknually from Sources of your account growth
www.annuakreddreport.ccen
Tracking the value of your account during 2019
Wthe 0170Ut xcount
arras end 2018 397691
Your rivestrnerif return:
7,23.2 Oivilerid and
merest rcome S213
9,2302
Change In
239.2 model value 5000
Value of your OCCeirt
243 3 - 9769 970.7 9730 on M 31.2019
• • •
Dec 2014 Dec 2015 Dec 2016 Ott 20'7 Oct Zola fun 2019 ful 2019
Member SIPC A77770002000713399 N7700006S2S7 00031 07,9 OCCO0CO23 000000 Page I of 6
SONY_GM_00324653
EFTA_00197428
EFTA01306926
SUBS Business Services Account
July
Account name:
Friendly account name
Account number:
• rOusicianori
• . P,DiltItiTf.:
sourness':id Adviser-
SCOTT STACkMAiktmE CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
July 31 yeur account
• Cash and money balances may include
A Cash and money balances 97904 100.00% Your current asset allocation avaiable cash balances, UBS Bank VSA deposit
B Cash alternatives ace 0.00% account, lies FIX insured Deposit Program Bank
accounts. UBS AG Starnhxd Branch deposit
C Equities 000 0.00% account balances and money market mutual fund
sweep balances See the lmpottanr ,n formation
D Fixed income 000 0.00% about foul statement cn the last two pages of
this statement for detain about those balances.
E Non-traditional CO 0.00%
Total assets 5979.04 100.00%
A
Value of your account 9979.06
Eye on the markets
Percentage change
index /tab. 2019 Year to tlare
S&P 500 1.44% 20.24%
Russell 3000 1.49% 20.48%
MSCI - Europe, Australia & Far East -1.26% 13.05%
Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35%
Interest rates on July 31, 2019
3-month Treasury billy 2.07%
One-month LIBOR: 2.22%
ariP70002000n339Sirdl000065257 00CM Cdr9e00C000a300C0 Page 2 of 6
SDNY_GM_00324654
EF1'A_00197429
EFTA01306927
Business Services Account Account name: MAX FOUNDATION Year Nomad Advisor:
Friendly account name: MAX FOUNDATION
*IBS July 2019 Amount number.
SCOTT STACWMANLYL£ CASRIEL
Change in the value of your account Cash activity summary
July 2019 (S) Year to date a) See Account anniny mu month for Meat Saran on your Swam rmorn re 'rtauelra in tr.4 apemen and
(toting baamer taw purr 'mutant. amain to &pant at UBS Bank USA and bank; partnliator9 n rte
UBS FCC hstaml OtOOsit Proaan n does not acrry 10 decOsns al UBS AG, sranioid dank. SVC
Opening account value $978.73 $976.91 protector, ma*: to money market sweep fund Itelarqs lad re baN. &pews Seernmarcent mbrinatson
tour your ;tremor" an the rat MCI paw: d vim &curer* kr Leta%
Dividend and interest i-come 0.31 213
July 2019 11) Year to date (SI
dosing account value $979.04 $979.04
Opening balances $978.73 $976.91
Addtons
Dividend and interest income earned Dividend and interest ncome 0.31 2 13
fot putatnesci Int Statement leratillty Cl Inkiest am eindena WOW has Oren deterenned ham a VS Total addrbons $031 $2.13
tar *Patin perspective. Baited won the reildence of the account holder, ?mount I . ot In*.
son* (Merest tined( Ovitlendraymenti MX not be titled 10 tinted Matti (US) area hole RIM (PR) Net cash flow $031 $2.13
Income tares The diet Monthly stamen is rot Intended to be used axl cannot be 'eked taxa 43r Is
Fgrroac Climb thou,' qiel to the arpeasew ng forms they recent Iran UBS annuals, such a
the Force 1099 axl the Farm 460. for tar repareng infamatcn it is the practice of UBS to Ift the dosing balances $979.04 $979.04
azificatte un nom"; loins myth the US Internal Revenue Serum aid PR Treasury DefaarnneM. MCI in
such tarn mosses <Mary dvetra ad cc interest star ecernat or tam* Acton net eoredt you.
Inchrylual tar penal,
UBS Bank USA Business Account APY
July 2019(51 Year to date 1St
knerest period Jun 7 - AA 7
Taxable interest 031 188
Opening UBS Bank USA Business balance tun 7 5978.73
Total current year $0.31 $1.88
Closing UBS Bank USA Business balance Jul 7 $979 04
Pror year adjustment 0 00 0.25
Number of days in nterest period 31
Total dividend & interest $0.31 $2.13
Average daily balance $978.73
interest earned $0 31
Annual percentage yield earned 0.37%
APP700020C071339INP700006S2S10003I OTI90000CCCOO COOXO Pigs 3 of 6
SDNY_GM_00324655
EFTA_00197430
EFTA01306928
Business Services Account Account name: MAX FOUNDATION Your Plaeocial Advisor:
*UBS July 209
friendly account name. MAX Frit NDA¶C.N
Account number
SCOTT STACKMANLYLECASPIEL
Your investment objectives:
You have identified the following investnynt objectives for this account, if you have questions
about thede objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
imettneol otte<hves in Important intorrnawn about we( statement at the end of tins
document.
Your retire objective:
Capital approcianon
Your risk profile:
Primary. Moderate
Investment efigbifitycorraderation - None selected
Your account instructions
• You account cost basis default dosing method is RIO. Ara In, Fest Out
Are700:20C07, 3392W7000065257 0003l OFI9000C0X00 600640 Pogo 4 of 6
SDNY_GM_00324656
EF1'A_0019743 I
EFTA01306929
Account nacre: MAY FOUNDATION
Business Services Account Yonr Nonacid Advisor:
Friendly account name: MAX FOUNDATION
UBS July 2019 Account number.
SCOTT STACEMANLYLE CASRIEL
Your assets
Some bocci. 4xcece add«amyl Muff shp•en may be amectpirnue Ay a twit, gains andlossel mat not
be &meetly reflected See import.« Afanuttron <Am/ >MC Stetectiene fI the end of ths dcumert fol
owe Mansion
Cash
Cash and money balances
Cash and stoney Mend: May .ncluop avalabh cash balances UBS Bant USA amain account balexes. uBT Bant USA ancISI UBS FCC Inured RopyrnmEsautclessont accant btlårtetS are Intotell IN, FDIC WIN",
UBS yDC Muted Froganeant Barnes, UBS AG Stamford Bunch dessoul account telexes and money ~hut* Inits. DA an not wooed by SIPC UBS AG dented &etch acorn account tdanas a* not insured
myket mAua lundswens ~cm by WIC and se not wadded by 9PC. Morey mattes sweep Wands are protected by SoC but au MI refIlea ty
the cOtC
See the important nfonnanon Seto« Stateded at the end d the document fot dials about those
balances.
Otenag [dame Odin; bilance IlIft per shalt Avemse Dutdenci Pinnies, Dap n
Heide? on suit (I) on M 31 (4) on tut 31 (3) rate Deslotl period Cyp amount (1)
UBS RANI: USA BUS ACCT 971173 979.04 250;03.00
Your total assets
Percentage d Cost Estimated Unrealized
veld on Jul 31 (1) >Out aCCO.PI DMID arravl InfOrre (Si csBn Of IOU ID
cash Cash end money beknes 979.04 100.00% 979.04
Total $979.04 100.00% S979.04
Account activity this month
101more inlortn8101 about tle BIBB value shown for mIncied seta Mies, see »Fromm tnibuyeton ebout
put ifKerner< S the ended INS cbc Lined
YOU( OW«, Cash Cash and
Ode Act/BB DenCtICCIM *menu code Face haw P.M,/ahe (l) «mum? (1) money balance (5)
/on 28 Cash bid money balance 9978.73
Ida ins:rota UBS BANK USA BUSINESS ACCOUNT ASCf 0710919 3t 979.04
Jul 31 Closing cash end money brdence $979.04
»P700020007'3393 HP7000065257 04031 07190N000000 000000 Page 5 of 6
SDNY_GM_00324657
EF1'A_00197432
EFTA01306930
Business Services Account Account name: MAX FOUNDATION Your Financial Advises:
*UBS Ltv.y.;19
Friendly account name. MAX FOLNDATION
Account number.
SCOTT STACKMAPNYLE CASRIEL
Account activity this month (continued)
Oat Attrvity Desolation AmOunl
Money balance *oinking Jun 28 balance kovised $971.73
1J8 Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 0710919 031
Jul gt Closing UM lank USA Susioss Account $979.04
The UBSeak USA Donets Montan is rout pimay SA440 option.
arnaX02000713394 elm00006525700CCII Olt 9COSCC4100 02000) Pogo 6 of 6
End of statement for account number
SDNY_GM_00324658
EF1'A_00197433
EFTA01306931
Important information about your statement
LOS rrancial SaranIx. (the firmer UBS finned her Mono& no It.. than CO days aria We rem tank Cy. A ful <coy of the polcy te:rdrg a areslabli emcee* a enures are may rifol Web lane *O.
Stoops a a muterof al anapal uo.nty, canoSty Cent youIM tat datereure on *rich the eau' or soon moan.
and &tons meha-ges. UBS rnarmeal Santos and LOS Problem *Pact • Sloane. Wiling to accept sone nt to pnrecpal and
Bart USA re rad ILlasciartesct LISS A6 and - hoed. om nano and accon nunte (0 any) Weber the SIC peceecbcn ea the ttoplana-tal tolerate some minim,' seek aster return.
ifelin of WS 54cultes ftC. the Pim% marnat - Databe the aren or the wander tou a unsure peCetclonacoly to: . Againne With; to accept ^* to fnrco.I rd
statement n wadable wallowed Therein's ennutet about and mpLin aloha* as yor can when tar • Goan Inanciel nun anvoied by find molded n hq, robbery To tad ho (cant ow tent
°floes re at. blew e is enema a why you reed tree Yaks Karin value/ tut hekl away ROMLin inancul • fraltner-tfAalAty Canseflan tactod, a
dorm/tem SNIPel Fa emnole wean 0 extreme prodwit, paten N ci te panto& for that acute* my indude
LOS inamel Semites kX. - tread. Meddler amen of the expected error. ncLdrg yob* armlet. and (iJskorts of erwival derpley ntaleg•Hi lairfd Open/ and you.'
1200 Hata Boulevard its* reobittetcl n the rum, of the account bolder on Wank!
Weehawken W 03086 Tx Firm or Card basinl nvestoate your <emplane the to:as c. Me our a Unite nest.
and .4 correct any emitpro'rptb• ter aged was • hie...omen «niracts a nwsinerst nlereits le;. StinftlIntlI01.41hOldeltr
IM llatmunt r•a•c•ntc the ore/ Octalfamed of )W motn-g LCISVesaockbo catluansacto-n. a we in• looted patnenheas aryl ;trete placements) tot re We may as soWlelt al retrA0 account itaWnwesmth
LOS Enamel Se ices aaount Other records. eaCett none than 10 Wass day; to da tn. we eon mode not rogcard under the Secuntin Act of 1931. the tone *Siren n the tame ernekse. e.9. because
*Nat tar &cast. antwing canting data shotAd yas wan, fee the amotte youMelt Ie n mot. so Mel • Commodbet contacts (eq, tango achargo and they here ownna *hp montpn pet '<cove
rot be relen1 Lear F you helms. Owe 6 antra a you hue the use of tenor., dorm; the Imo n pen as fond ccoliaolst indfdrglietxti conlekli eelthonthen Mbother clans el the same •Slrets
arecoon, phones'," it werrethately n writng to the tales LA to complete ea nonagatean
Branch Maracfre of Wit office wren; p1 cgavnt ref searrodte cPtcri annals. and >co prefer to mat adnia.a statements mailed n
• Depose accounts (extol eatlecates of depose) a U35 coparato fnelfOpel, you nay cfr<Ono hosweeKadng by
net. make all tracks payable tote rem or the Bak LISA. UBS AG U S branches and to-knew calrg you annul Manta
Alta* alMuth Mown re nianded lobe acanio. fnancial insttaicn rdcated cn the had et tha KIK tweed Nyasa Proven
stalemert dry tail not be used tor toe rowan ray tutement In addition to ragas %Count tee accounts The SIPC wanton a4 The MA:PernInIalpriXEIGn do Priwwly Kinn name
"Zenrex-mid w lams, be. Form 1099. 549:9. may be 9.beet toman:nu-a fees. doges fa late my, apple to these amen men if they any& cot Rte Freak* account nab* it II tuatAntible •O‘kruinx•
I OAFS etc )M ream, yeartax worn the inn n parent for secure.; purchases and Margot fce aped on yaa sidernenti The SIPC protection and the chosen by you to hint you wit, you reosedteepro t
reputed by law to sepal 1011x RS alluntie drrdends, anoint n ash attcwis Att.:yes &a re roanbarnd supplemental protection donee protect against changes h it no lend effect on your Jan" is not mended to
reyortabbnntnabb dnidends and !nab* Mato tooter noeulicnt nue be subectth a erne. lee theme-het neat of you rwestrnerts (whether at a reflect aye snmy. onad.act rttOrrinntilkin.
tamed on watts held n ather &Cent net Crate* mu, of market movement. now batrWrya mertrnentcbactwe a rd: profile anCeeted Web poi
a , tie liarescl cns. and toil bases on teen covered WS Sweep Oplkwas othavasel Mina and o not a prom& a gamete that wrath
:annum IRS oleos options fa sweepro ash balmy to bark any trammel mats. <mot wit be adipose! Al
depose acct ac at nen-Alined bats ard aHilated Dividend Reinvestment Program ODOM n tostrnant netts Peek cl W.; nobang to nek of
Oarethenkartiona with the Fins banks and money market maw, linos (Money kat)
• Mae febenfinei ay oral commemorates n verfn9 (bow =int al LOS Brit LISA ananm.athleted The pee elected a an enrage era. you may obtain lots of the attic nomirrent Youcmclungt yore
the KIWI pee Iran Axe Inert Adorer Onle shah handy x“bni rumps trot* °nine Senncei a by
tofurther protect you, efts. r<b-C,h9 You nth bents particorseng n the UBS PDC:nosed *wet me pa (based tnke DRIP. partial anon roll be comactegmur fear of Admor
*ay* Mt Sec-vets Metter aroteicttal Act CS A) Program amPDC-nosed n madame went( rule: sold Jedthecash oil be &pouted n you taut The
• II rho finmcd cacao', on the up lst cl Pe from Pot rm. riomtabon, please wee rem loc.gat 04fOlt andend err...Omer* ;ice mauledIN the nein, may A—at overview
of nut 0.110Thell trot IBS FOIMMISPSIC44. kGS Karts t LOS AG Strerfad arch rid toes of date lion the melee pet al such to leinieshemo • Vats of raw accountgaam/1444 Net of assets and
MANI Sows cartes your noose at charm) Navy fart re not ivied try the FOC. re sot,
baba by arra-rent •vih the rocit‘d relPi On • Ages Include, naileble ash banes. vales fee
we nformed I0Vd the rebhanthia ofmnro Barn deposits at not ProletteclbYSIPC Money' mud Caph-inaiate
&Owl this nacre hPn case. >W kali and thanes are protected by SIPC See "LOS financial Services ftundadsecoM1(est). end Gobi Tame Deposal,
Gray whaletanMON held ea yos wart d yam crrealad marts to market and anon assets not held
exudes am located t UBS hunt., Somas and rot Actor, Prot/Oat' below. antiled to a panel uslt se a fen/log a &Mend palm by the;cm Don not include traced seasiteeinsels
the nvoct-crg Dec...4. rd pa ens. make a report or ~roe. the rem eel either sell what at at
upon tow* masa biomes n the bark depute may be a the end of the prior and cant catertera &node. a
of any am a <mown to both fern nwte4 ace a accept as al%VI Cletennashebt a prexio exestenaek anted dock roan and
• At clenbed n the accost Pretinentb yen rod wradram. and than of af/eery rand may be reaVenxl clean) peaty. andad <ndii ray octant eorcaabb nod (tau
roidy us of any era; or Mead twang dwelt liyadrpd rd the votes* rend to oaa a yes
• Warless MLA.. debit balanON. OulgalcIng nuegn
reflected on your statement telhn 30 dip ill n real Wynn., accost Irreanment objectives Ion. <coda Int. Mu/ entail baa-Ket
Maeda rode "dibble The reestmere object...a a-clnsk peek re speedo to
• Team dent ninoMei ampler.. a /genii to the hate ill:melon tout tradable a& options. • Catesorsoy Wince: Total of unmoral holablo
oath, account and my vary between ye., =Wt. cat tolan:h. OA depots Wince al elan ad
'cm% Clem IlelabcaDepanhent at 201.752 • Han nclang tureen, nitrest reef and o 43
/4ntable Nap. rdwo the Poo pronmebr wrongol
wen ass consweepyeles. horn yom inarnolAthiscr ncmalflood bares. rd norm main naafis -4
toliree 800.35.9I03. SODA.M. to 600 Olitelfilehdrige se-flawed stemma
a by<atrg SCO 762-10:10 sap balances. at the came al the stamen petal
IT Mayday through Foley, a en ran; to LO5 ITAilr e the each het:14W Nciboormsotlly het credit balances n you scow'l se
'trout Savors 5x.. (lent Rowe Dewclaw& <looseore 01 lobang ins...Omen cbjectms not aaaaned from other babnces and the Fern my/
PO. Bo. 766 Lhon Cly. la 07081. LOS Firtmcial Services account probection • hocks& Current Income arentmens wan; IN
Mr km es a reenter of tie Scram; nada PrOtedirn it. rycl these knit nh on:Inn din ol
• Al statements shall be deemed complete aml acetone generic. of none air bares. Thew fuck am payable ;con your demand.
it not *betted to n retro sushi. GO does Catoration(SiC). *filch PeOlOCIS 9Mureet cuvorren • Antme.CoptaiAopwaton vitminwas mane
of 41dointons 4.0 to 1500000 (mlukt; 1254000 for The total es exIxledm the cured prod eke+, nen
• fa TTY sewn. Cal lia4412.096Sot from outside growth of pampa, tient than the genraign
the U. M1457.1495 clams Na cash) tmlanatory boxhure nobble won
none Warp inlay/Mien
• h (Me arena °AMOR *PA an electron( ma" , a el maw 3IX m9 The 5IFC owl Protection • halves Combnitcnotiaome orICAMM
lint ;pet toil '<courts that you hold n a p.rikuler doland nIcemabon on the em's loran; radices
fats Vander (Illy hell parent a IBS Vat debit Apprecaaten arnmenerns seeking bah the generation ad &clown refer to yeas Clore Ralatecenhp
<ref mansxtims.. cal 800.7(2.1000. Or *Melo UBS <sonny
The Frio together with calan *Nits, has also of roan' and comb of principal Agreement a ACCOVI tuyeeffient and toGenteal
f na-mal Se,cei bre . ICOO Harbor Eltsel, 6th floc. Terns and Car:tons LOS kaketnent of Credit 'makes
Wienanten, NI 07086, Ann RMNBSA Sawn Inclad supplemental cosine* The rrenn.m
anast payable to all etgble clans colecrob under Ow•N rile gnaw Gabble nAgreem•nt and C.& busts
the °wanton 4 1500 Mika at of Decanter 10. 2016 • CeteeaMra Seen IP frontonmid rancoot met a own ,,e,. ...-mertev rerr,h,trs
Canaanite n soon as )0J <an. 6 ya tole pa beta ad talatiley to the man ornal, men if
statement a inept es mong or f you need more Set t(1 to the coley corbSiom rd Umtata cr..
the Few a 'unbar protected ke tip to SI 9 mace, on the that mere the atone does not germ* agmficant
nfonneton about aunter as the statement a
meg The Fern or Card Watt arolcale)rmed aflteceate la it you alcoves held n a oaloular
SDNY_GM_00324659
EFTA 001974;4
EFTA01306932
Import= information about your statement (continued)
Yore sea - For mena 'Kahn being nnonatiormrd • CM (estemrted):Ica current yells &States - We noti* con•i:onyx cn Irani-8S Dal L6A. LeS
Yea altanta ~et stones ed otter era held denanneces, pee aml aunty (lace vabd may An o>tma,e of arrval ark us band fa (Want AG Surdord Beech and ~off deed barks
nth. actor. at ash end of h 11310~ prod You toho been aBusled to Milan* groper valuator. denied ad altrest rates, henna the seven eta th~ out cash weep anent IM
my al fad:hay te tut./ pad ~sonny Ire To obese and quotient. when salt % contact be held fa one ser kom statement dale or until Øm my be a ~Ply pa scam fee or
You ma/ went (*Nan t144 at ban <Anti Yter set ~el AdmOr inatecy TM eamato e masa galetro, acosacy nuy bee percentageof antes dat dices
palar, oily balance due onllan Any wane and ~met income re not guaranteed telexes
torefered ro h fem dåna the statement period ue • ~ate invealmenta and ~ES prod«se Estrried armal mane and current raid la
bled al ~IS vald as al the end d the statement emit mesteent Stolen (KØ dust ((elan We: of snuram <cad node net" of Activity
perm/ Watt:ire [Mar and real awe ilantrntnt aryl Precool a capital gsrn n which cow the ni alternation regsdn; canny:4cm and other degn
• Cat base. In determining treost ban of the "Mies) ed encored~II ote gonna, hip/ income fed current yØ would be emulated incurred in (talstien win the einbal of trades.
nets included n armert. where induced sØ Cm wise eel g ode hare not been - tinnred rava) nine ed <trail yid and the esid^3 ocean vareactans retest included on
wth the nurnsae 'I; LES Fn,incolServx•c hi rated reacwed with the Stones and &dump stud exam and yed fenced he lame or hers Catherruhont Vniyinkr 'urns/rod to yea. ed ali be
on Somas^ enland from ~et other thin us Cartnesione Led« ey stale stomn Lew We than the estensted snarls trended to you tronSBY on man
Creed Seances. rcludeg Manahan ben another boene esteemed ratan tor pente ~meet - An omen* ol rmatrod acme (chided ardor
Irma the you may have wordedto eats financial sonnet eel ~need products fa Soren,hen', Mani) deded ty Meant« ~Set Short sang
Admix Refern does not ndearskntly verdy F(044“ «At Auktiet 4nel 5~100 ~hare bale« 4~ on the last dvdond n you ramped n slat retina a seamy, you may
~Inlet the xo.rxy viday of any d — These v.* nydal« stlystetier kart Penn. d ce merest parrant male by the issurr and take a0,4'0e de to <son bavonvna costs le dud
tysares other than LBS ?natal Semcet. any. al vki(h a prase ~anent seevr e a awn,ter <isltierid.cotis wit be heal krone Whale sectirity.
In fl ies^ akhough Les Freed Senses genera strandedproduct may be Øya e toen and do yes ken, she st ~met bate or underway.
tolot gm ntenatcn as t o recenect the fim not ric<ensay repetert the vie you mw meat.. Acceacyrdeortnedyed re not susenterd. OM, Ord«,
does me prow* any inwevri ris the nlarnalse eisal Porda9 open or 'Tod tetursekt orders the
~Cost bee. rd •Urniced gutless' o - medIvy tamales of »la sea d • eaten • noel. not hold by, MIS Finsodd Savna Cereal were rot emceed by the steam« dale, open buy and
setts* at ot h Men. the summere At our, deb and are supple:110 UPS tresul Seven on a assets arc not held by twin. and not Mtn the tol ap aim se teased by theamount ol audenda
plow &nod talon fa nIcenvIcag malt* NWlr bat by n edhenket "Marion tern lures ~sat or enrol That asses am aNets on an ordnhends a ein-nth date unless
parches a rale dsmens, lde tar pØ a - ea.w. great owner a <Bone& mimed di" displayed on year eateniat for Mo' ala instructed oterwee by you You re response* la
Olhenfra A«alntt transits.] totefee may d a-% am swami tote Tim by the *war. moots ally Potions and value peflontod arro «din that se ~teed de to your false to carKd
relied oar/ loss Mo rapt only for te peal ol general errs or stoma aen may be <ablated voidedby len 6~9 lem Ue6 fronsui Senses testing <con ceders
lent they se held at re Fern More heated bawd on daluere nit:anion ken That tad by not respentaa fee tas Mammon anddonne
rlainatan can be added by >as rascalIlarta teedpanes to derme ter nimated taut, Guarantee 65 storey. The ewes he rot pasted Privacy
• Unrealiad stimalosese veten dames hobbk, - You can Øn addianal nformananmesecfna by MK a the Frets te~ntel SPC coverage To dean a copy of as oxen Clem Array Nekt
named yenned~same" se </kissed kr mten4.4,,ti used to deterrine the tenet of deancontact yea FManuel Mal« ce rat cv were
nductul seamy In the (trustan daea for value and the dole of h realnam that n the • Rename sharing and additenal compseation wwweurearomenroat
ndvdaat logs myst Maya Mist carernasen burs sa tie name by metsitar:a Fara - b /Min to oximessed on sales and I .7b.1 lem - LEIS Trunciel Snitte rot *bank The Mg Business
eras race to:umy norgri:x.on~nu ada.or mewed nannedcn wth the (Mabee, of mutual Sense: Account BSA ed NIA re brokerage
Genlend and altet rensena i lon an: stater< - Tnrd party ennead vied maybe reflabel as funds to as dents we raa our 'faite maim m<ouni‘wh‘h paean. Ma« to bating ~es rd
~Mae be ro each craned to diesi 'Ne aced' rn several ~aeons' teen an revenue varg parents Iran ~en ada products Prosy arranarnents «Militated bat
atrag..0 lot Th.' Trade dater edam ~en the edtpordre whine firm has rot ~led ce 6 admen ot the matual tends rat wo all Thee es, clew ihnlyany bares. and provider sons to
anarikarnactsn trade die unable to estBn vale what we became ease masts re bawdier two «Mom orripalrilst ~rice and annoy prod" essuedty knallik*KI
• Callable ~math, Beds and;misted dock the that a ~MP evert h« awned be may Ode tas ~SS of saks by lØ5 of a preside rnAM, teduvl eves ax. <,:mpanwL Irycut entart,
the issuer nth for eat ~eon wit beselected aernanyrØed rule mo cuesten, ot when a ktd fatii9 kfr our amts. and OB the ara rak» C4 apedy tbsclunn of t..BS Formul Senses .
toutid/bylot tem raced al aabe et that value wa.ld be holey specious due 10 the nth!. partroals mike, kind Isnys seems held al eh - ~mere ~axe. and a-nuky products
ewe hen n ors name «talonder nine lot at dlhexaurty fim - flyt WIC rand • No bag. guestee May lose 'mks
cIrts Cal Fealtre ~Wait obtared kom Bird - Whin am« 36 row, genral parolee of cperace - We and ar iler also metre netwelna and - EIMA Raw«. ternagemem Accost Beast
pales ed ds sassy. not yaranteed Other <SI intmakd neat , seeder-Br ran«, ratan Øs Vasa.; leer ncorodtexie foe trader Sauce. Accord KA, IRMA and niernitami beano
loans ~yore whchoced alien yell,. Øka prow:led the tie d the sonny tel be deleted need siterer the me parade to the crucial herds. Management Azase we reastered seem mirk, of
edemas" wit be wonted 'conmount from es peach». price Theo toos wee" repaid from mina etas n LES f hamlet Sams lit
• Pritervalue Tests Otptayed lemma*, awl dine - 'Dart*/ an to date' may «hale refer, of t as nival land and we a howl dolls nan bawd - 'viSa re a regaled eadentark owned by V°
patent maybe heater or bin« than the ace the ape* Mane a both cn the ruder ol scares at to broker-dealer Vearnsiinii Service Au«abC41 and used ids
you would actual,/ mono n Mt market that at ▪ 'Orlarei unit see repreatt the nei casing boding mewl finds d the had telly Bens, The LBS lbsti credit reds ed the LEIS Vita
~fromvan:we end party salet which we vice ps in., and myna relied your ea base - h addax, to conenesom teethed namedion debt ants se evict by ISS Sadl. USA wet
Wes to be Sable. but we do not ~Ilia - DPP and veined KIT set- ies re re letedon a win de sale or dart:die of entity canals ed PennissentromVea USA hcapotaltd Moths
scanty. nensnal ~re ~at and art galnery uM ~mini Ire/ units loots clines. we ardor tradernarta, revered trademark:. serve ~14 and
- We rrirralB us. Pe <bang peke *hen~Labia or aloud ed ten l they can be sold, the once ca Meee reces reset* eluting OrMenlatal emceed setve melts re of ter res~
the mend the 64 and mk rate la åsted meted may be Its ~toper share earnest in,. ~Vol the rare ~arm unckmning teepees
wean am:option, crony bid ems kr OTC value proved ei dit atUlO atteoset the afflUity «enact., "Bees of the nuance
weds: merparen et camas of the tee ~mat busts ILOS FirneiS Sreview M Rev ?BIM
- Lose carat tradedwises may teased it» a • Reetriabed ~let P•annwatalati4 Weeny we darbuto
valannmodel or the reel record price we are not atterry digiblr kit purk salt Les Fnnul - b adder. to («mute^ meted free tya
~aned at may real reflect an actualmark« vie Saxes user the mark« once of u armted otodt ~ate and sale d Ne•TSKans finds. re, »lot ce
a Was of the same ewer as an eta, rise la Pt aftlatt ma+w an asset-based resent stiring
- Crean pasinew may awes without a eke and restricted sled for petpases of tai raker«ode To osament from NedShites derlaulors. as well as
vat shot. as 'ace wand ~Jana' d we ere the Moil the ream led secedes se elgrilea salt luring for technology cinelopmenl trait? and
unable loch's, a era fa the wake wavedmay be ubstrnitlif lex the Pe educate,
Otposts a isenhet &nannies, n toreset Maned vale drown. - 0v aibbilty oho met tieing conrisscen an!
«her than u.S. doles "(WWI«, x the mhtng• oder <caper«le from ~Jai first sd mere
rate aid the :teemed date ~panes whose prodets we dabs*
SDNY_GM_00324660
EFTA_00 197435
EFTA01306933
1.813 Financial Sciences M.
Private Wealth Management
UBS
239 Park Avenue
26th Fbor
Business Services Account
New York NY 10171-0002 August 2019
rusP7C00695441c019 VI 0
MAX FOUNDATION
Account name: MAX FOUNDATION
Friendly account runt MAX FCUNDATON
Account number:
Your ff noodal Advisor.
SCOTT STACKMANLYLE CA SRIEL
.n.
Questions about your statement/
Call your FifiatiCiai Advisor o. the Value of your account
Resourceline at 800-762-1000. on July 31(31 on AuguSI 30 (1)
account 029023661.
Your assets 979 04 979 29
Maseruiambus: Your liabilities 0.00 000
www. stscorNinancialsoneces
Value of your account $979.04 $979.29
Items for your attention
• Delp protect yourself from fraud and
rtMCW bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreportcan
Tracking the value of your account during 2019
Yalta of your xcaunt
at yeas end 2018 197691
Your insestrrent ream:
7,23.2 Dividend and
interest ncome 52 38
5,23:02
Chdngs in
230.2 menet value 5000
V.kn of your accent
I 243 3 - 9769 979 0 979.3 on Aug 30. 2019 $979.29
• • •
Dec 2014 Dec 7015 Dec 2016 Oft 2017 Ott 2018 IJ3019 Aug 2019
Member SI►C 4441700020C0tY4S441 I47700006193$0,X0I 0819 03COOCCO0 712366I SSO 000020 Pegs 1 of 6
SDNY_GM_00324661
EF1'A_00197436
EFTA01306934
Account name: FOUNDATION Your Koons:id Adviser:
*UBS Business Services Account
August 2019
Friendly account name: ft?:
Account number
'nn A iCN SCOTT STACK MANLYLE CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
August go (S) your =ant
• Cam and money balances may include
A Cash and money balances 979 29 100.00% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives aao 0.00% account UBS RTC Mond Copan Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual bald
sweep balances. See the important info/made°
D Fixed income 000 0.00% about ow statement cel the last two pages of
this statement for detais about those balances.
E Non-traditional 003 0.00%
Total assets 3979.29 100.00%
A
Value of your account $979.29
Eye on the markets
Percentage change
Index August 2019 Year to date
S&P 500 -1.61% &31%
Russell 3000 -2.04% 18.02%
MSCI - Europe, Australia & Far East -2.58% 10.14%
Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10%
Interest rates on August 30, 2019
3-month Treasury billy 1 91%
One-month LIBOR: 2.09%
AAP70XI20CO935442 NP7000061935 0CO0I CBI 9 C0CCOX00 000000 Pose 2 of 6
SDNY_GM_00324662
EFFA_00197437
EFTA01306935
Business Services Account Account name: MAX FOLNDATION Voir Masada/ Advisor:
Friendly account name' MAX FOUNDADON SCOTT STACMAMTLE CASK!.
UBS August 2019 Account number.
Change in the value of your account Cash activity summary
August 2019 (S) Year to date IS) Le Arrows affray riur monthla Watt 0.1xtes on your Skye:DOA:lora se ondudrd in the wenn and
clourg balances rare BBC trourancespbrn to &paws at UPS Bank USA and al banks partc0Rar9mtt•
UPS FCC Muted Deposit PrOgrato It COPS not Say 10 dtROseS al UPS AG. Stanford 13rath
Opening account value 3979.01 3976.91 protecton awl*: to money market sweep fund koldorqs but net laaM eepoots See Important infoematon
about your :tremor" an theist Mo pass cf tM ckcarnent for Wars.
Dividend and interest income 025 238
August Nig IS) Year to date ff
Closing accountVella $979.29 $979.29
Opening balances 3979.04 $976.91
eddtions
Dividend and interest income earned Dividend and interest ncome 0.25 2 38
for puIDOWS d thS Statement laratilly Cl Merest and cledend Interne has been delenrined from a VS Total additions 3025 32.38
',Utahma perspective. Based won the residence 0 the account ncider, amount tape. or prolst bpe.
son* I We'll antic( dyidendpasmentS May not be sped 10 lintel Stan (US) order holt) R1(0010
Oxon* Uses The dent monthly deferrer* it rol Intended to be used aid cannel be *lord taxa sot tar
Net cash flow $0.25 32.39
purposes. Cleft; shout: slot to the app cable sac rep:ehmg loans they woe Iran u8S annuals,, such as
the forms 109 at the Pans 480 lot tax repotting information n is the pracnet of uBS to IN the dosing balances 397929 3979.29
allot* to reporhog forms yell, the US Inlerisal Rennet Sentte Msd PR beauty Department. Mid In
such forma accwatey &leafy Madera cep cc interest star exempt or tactic encore* Iles< torah* your
Indudual tat preDarer.
UBS Bank USA Business Account APY
August 201931 Year to date 11/
Interest period Jul 8 - Aug 6
Tastable interest 025 2.13
Opening UBS Bank USA Business balance Jul 8 1979 04
Total current year 30.25 $2.13
Closing UBS Bank USA Business balance Aug 6 1979 29
Prop year adjustment 0 00 0.25
Number of days in merest period 30
Total dividend & interest 30.25 $2.39
Average daily balance 8979 04
Interest earned 10.25
Annual percentage yield earned 0 31%
AhPRO03.2000e/6443 hrey000061935003ot 0Ptoccogogcog 000003 Piga 3 of 6
SDNY_GM_00324663
EFTA_00197438
EFTA01306936
Business Services Account Account name: MAX FOUNDATION Your Financial Advisor.
UBS August 2019
friendly account name: MAX FO
Account number.
AVON SCOTT STACKMANLYIE CASPIEL
Your investment objectives:
You have identified the following investment objectives for this account. I you have questions
about these ObieCtives. disagree with them. Or wish to change them. please contact you,
Financial Adger or Branch Manager. You can find a full descn ptisn of the alternaove
investment ollectives in Important mformatron about )tar statement at the end of the
document.
Your return objective:
Capital appreciation
Your risk profile:
Primacy - Moderate
Investment eligibility consderabon - None selected
Your account instructions
• You amoiant cost basis default closing method is AFC). First In, Hsu Out
AnP70),12000985.444 N>'00006193500031 0.319000000000 0000:0 Page 4 of 6
SDNY_GM_00324664
EFTA_00197439
EFTA01306937
Account name: MAX FOLNDATION
Business Services Account Your h nodal Advisor:
In e ndl y account name: MAX FOUNDATION
*UBS August 2019 Account number:
SCOTT STACK MANLY/E CASRIEL
Your assets
Some puce.. .octane andGored vanes snravn may be approgrnaie As a ansat. gains and tosses mat MI
be Lacunae,/ reflected See important Woman& asootuour StOkePtra a the end oi ths &cornett (os
n.;re ridometion.
Cash
Cash and money balances
Cain and mono, banettl may .nclsOr avalrie cash balances. UBS Bank USA Oman account Palaces, UBS Bail USA and al UBS NYC Mused RoganBank Ottarrat ((ton basces at Wooed ty the FISK %Minim
UBS FDC Insured RoganSank Sams. UBS AG Stamford Blanch &pool account planes and n-oney applicable l nits. but ale not gamed by 54PC VBS. AG Stamford Oasis assist account prances av not mooed
rnakel mama Iund Sweep takes try FDIC and at not protected by SIC Waxy market sweep &lanai ate pecitited Or SSC but de nal irrStsedCy
tne FDIC
See the Important informsavon about )our steefsent at the end or this Poo/Dent foi detats about twist
Glances.
Ccentug Glance Clancy baance ence per share Average Ouldencludesest Days in
on Aug 1(I) on Aug 30(I) on Aug 30 (it Fee Poled peso] Cop anoint (S)
i.eS BANE USA BUS ACCT 979.04 979 29 250,000.00
Your total assets
Percentage
Peseentaged Cost Bummed Unitised
Vats. on Aug 30(5) your aCCOunt bald (SI <arca EnCtite (SI &Inv IOSS(S)
Cash Cash and money balances 97929 100.00% 97929
Total 5979.29 100.00% 597929
Account activity this month
for encrt .rlamaron about tte GUSvalue snout, kw rtsstricted %Nutrias. see important nth:woman about
)out ANaneo a the end ol !Ns &% anent
.out Ourrry. Cash Cash and
Cole &tuts DeSolption expense code Face Moe Fncervalue (l) amount (V money balance ($)
/el 31 Cask and money balance 3979.04
Aug? Interest UBS BAN, USA BUSINESS ACCOUNT ASC. OP/CIG V; 25 979.29
Aug 30 Closing cash and money balance 397929
AnP7000.2000WA45N.70000619350CO3I 01190[0000000 CCOCCO Page 5 of 6
SDNY_GM_00324665
EFTA_00197440
EFTA01306938
Business Services Account Account name: MAX FOUNDATCN Your rineaciai Advisor:
UBS August 2O19
friendly account nameMAX FOUNDATION
Account number
SCOTT STACK MANLYtE CASR1EL
Account activity this month «ontinuerll
Odle Admity Nutt/lion amount({)
Money balance activities Jul 31 Balance forward $979.04
Aug 7 Deposit SIBS BANK USA BUSINESS ACCOUNT AS Cf 0810919 0 25
Aug NI Closing UPS dank USA lonnoss Account S971.26
The UBS Sank USA Oa nets Amuse R yOui Kerney Sweep croon.
AnD704XI2CCOS05446 W700006193500001 Cel 90000:0000 =CO Pogo 6 of 6
End of statement for account number
SDNY_GM_00324666
EF1'A_00197441
EFTA01306939
Important information about your statement
LeS reencial Saran te.gho firma LGS linnet her Novaya no lee than CO thy, ri g te tom (004 ty. A hal copy of the polcy mean; e amiable wean, a rooms and may rot Lap pace yak
Stewed. a a menet' ol alpropeluo-nty, canna:Sty tor pa n fro Vatsmal al *Arch tits eat( or won retest .OW.*
*adopts:ninths-get LIB6 Enamel Sweat and LIBS Fob*" *Petal • Moderns Ming to accept tone 54 to pnnepal ard
Bart USA an hied stsdaind LOS AG rod - hoode oar nano rd aeon nude/ d any) tether the SIC pecteclen ref the sepplanertal tolerate sane verley fa We I404. rams
instates of WS Stouts DX the rim% frame, - Nita* the alt or the transfer su se~ peaRion gob to: • Aggress, Wilig to 'tact "t l*Pthwal rd
statement it nobble tor regent Therein's enentro *out and 0pLIn xcerlyatytucnwby )4* • Cann truncate than <enraged by fendrcWdIs high verity to ad. ho (*hint ow In
°flat we at WOW OK *Om"' a why yaa need owe 50110(041I vaLe) toe had away ROM L45 f Areal • few:emu... Agotty CansrawAran f toloctod, a
rionnalen. SOrle( 4 Foe emneolt(4140 (0.entrexebtod.04, paten of the pedalofor the ratreenly !NUM
ISS instal SreCeS he. - horde the doer anwit of te weeded ewer. nadrsa drubk a-mates. and te) thaw of mutest coupler neon. I read lipday and Taxa
1200 Saba Boulevard fattftteautnal ate Nen, of the rove holder on yolabloi
Vimbantta AltONOS The Firm a Cad bars win nvesteate your <emplane the becks a the our a Wafer toll),
rd oaf correct ay rrer premptb• le" aged cuts • irmestment attach a nwsinvest niernts (e9. Statemenelsousaholater
IM nawnwnl r•C€X•ntc the onse officialweed of yet moNna LEIS Vedocklan cad uroacto-o. a we tee looted ortnenhps n1puree placements) that re We may ccessoklelt SI reteA0 account itaWnerts with
lan Faroe Service' acoum Oirm• retails. 4409! none the 10 beans days to do tn, we eon erode not rogoared under the Sautes Act of 1913. the wee address the some ernekee. e.9. because
Off to dant*. coasting coracle., elarhosid tan alma fa the anent you the* n n mot. so the • Comma:Wee ccrerant (e 9, tenth **charge and they ham omen oho abe mentan pet '<cove
rot be relied gar F you bele* Owe 6 raw a you vol het the use of themoney dung he teme ascots mobil colleXesi. ne Wn11NVM 40444 /flew...hen wiN other dents al the wee eaten I
taloa" attar ttpat it ninaltittly n writng to the tales 16 10 complete as niesigatran In/ caarodh cola comets. and >co prefer to wave ndMS5 statements mailed n
Dearer Mawr of rho office tering oats oacum • Depose accounts Oncept tateKat of depose) at 1.85 warn enoll0401, you ono/ arsine hoaradng by
Mane make all checks payable to Me rem or the Bre LISA. UBS AG U S branches and &tent* cslrgyw inannalAdma
Altaarattgurn aorta are nianded lob accualo. fnancialrmmeicn ndcredan te awl a ha MK Waged Daman Pro sib
staltnitrt ml be tad to tae rowan ray tliantont In addition to (*guar wart fete, accounts The SIPC inotalal ad teaXAtattnialprcteclot do Moody mown name
stysenrs-mid lams, be. Form 1099. 549:9. may be ablest to mantenrce fees. chaps; fix late nor *pit to these emelt eon if they cierwee epees Rte Needle account Nita .5 0aaandable •nekrera•
I etc )Men ream,you tar worn the inn is pared for acumen purchases and charges fce u-paol on you' earank The SIPC protecton and the chosen by you to Most you wits your neat*apt.; t
mound by taw to sepal Tete RS Meat. dunked,. ;mourn nosh >awls AC<arn<der reaamfan<d supplementalprotection dance weal agent changes hat no 1e911effect on your accost es nos mended to
reportabhnntscabb dndends and !stab* Merest tootle( mohair. n'al be subea 10 a &rite fee the market valet of >as investrneres (*hither as a felled sty stlMt . proclact, reCOrrirkediten.
earned onward,' held n )our rant. me tMaid, •esult of market rrovomont. mar brAngeya antennae **tee a net profile aslecuted wit par
tie breed rah. 44 (04 belle, On orlon 40.44$ WS Sense °albite otherwesel marls. and a not a Fermat Or 4..344.0 that wrath
secant. IRS oho, options fa weepeo cash Wren to bark or sty Inmial nrstits. <rice wet be xhoned Ali
depose *comet at ncei- Ahmed bats rd altered Dividend Reinvestment Program DNA t intanatt nada Kra of lat. et dug to na of
Carnoinkations with the Finn tents and money market /Nur lends (Money heck).
• fleasatanfinn anicealecarnmorbons n retry Depose accoset at LOS Bar* LISA and nr.ahlrecd The V" NthChfd n an Smear era. YOU may obtain loss of the rat rwegment Youcandung, put
the slue WK. Iran ayes 111realAea,a Onle 064r handy rano names tea* Oren. Senna, a by
lo further Vaal you 'Ott. n<b-Cfn9 pow i9i0 bads prepachg n the UPS PDC:mendDeposd *wet me pi (hamd unde DRIP. partial 'hoe; MII be (014014 Abe fore sal Ado's°,
axle the Sava as Yank/ Protattal Act CS A) Program art PDC-nosed n accordance weht rule: sold rd the <ash WI be &paned h your xo-nt The
• II the finaled matte on the asp fah cl te Iron For wee riomtabok please via wow Ithc.geor. Deane dredged 'averment free Roofed by the mar mat Ateartrorview
of the armor, anti leSFarina Stoat,. 185 reacts al UM AG Slanted Bard, and tors of diner Nan the make PRO al oneh tieWealthaw • Vats of axe accountepartfaig Net of assets aid
MANI Sews curt your xoum at (hang Money firth se not tared ty the FOC resold l Mien.
teaks by rarer, Mr the rekaud nil&aoe • Aspers holed," toile* <ash balances. *atm foe
we reformed acted the relleOnthia nth thro tail aeons" so not protected be SIPC Monty lured Cadoirtliest
cattail thtxtW1 h to mt. tat fin* and revs et protected by SIPC See "LDS Inmost knees intrided taunt/ feel end Global Tine Departs,
Secant Preacetai below. 01/wholetat/ may be held move ao:ol d you at tmealad mats to make. and email ante; not held
wades at located d UBS Fiume, Somas ad not farad Loa path.,ail at a retell of a &nand wont by the rem Don not rich* werced searihriassels
IM nvoctxrg bran, ad you mil nuke a recta or ~roe. the Fern rR tiler sell what awe at at the odd the prior rd one datermee periods. a
of anima a waitron to both Ian Leon raw want baron ek to bark dowse may be owlet prce a rape al deteernand be a
*theme. and thaw of a Navy lard may be aerie emestenrek anted dock can,; and
• At atabed n Ike 4=44 ernetmentb yeea mac werAend flaw; *arty. ard Veda per Ottani erorceatife nod wont
coley us of any eras or tad ortolanreel s Iliadeld and the proceeds Wind t° ',yaps • Walter nada debit Matt CalfAlan) MVO en
reflected a wet shaman ...Inn 30 dip eller n Val Wades ata•rd lemmata/It eibjectietes
MAIO Cc made avobbet tore. mat Int, that rare bares
The reestrnee <bearns rdnsk prie.pota are speck to • Casfenoney Waren Total of unmoved salable
• Matt anal OilT010014,110lbelt a (tlerlii to the Falter en:moon tout tradable soap colons. ear account and may vary between eaves
rem% Clem 1.1alait Cipanntnt at 201.)52 • 1659 nclang <rent intern; tees and yields. is asst.-04d <eh bairn pre dear talslat al aftNod ad
Pena adwee therm proimplbwendingole, nreflood bares. rd moray main mate hand
atolls a 800.35.9I03. SODA.M. to 600 PM. worm ken carfsweepoelds. tom yokr CharnelArno Ssyllerliel cange. sbee fond maw a
IT thenday 'Nova+ Folly, a inIn n210 Les a bi<atm SCO 767.1000 swop batmen. at the axed the Aram prod
therment obscene, For *XI, aount hitt you Nerlormedly het wed. balances n your .1KONA art
Fran(.4 Santa tt! . CIM RileKIM Department. <homeore of the °being interment thaws, not seat anted from other ['eleven ski the Fern may
PO. Bo. la Lhon Cle.14107081. MS financial Services account protection • Produce Current Income trentmeas seam the
1hr Fan e a member of he Sautes meta Pratcten Leo ryda Ora knit new adnry coarse des
• Al statements shall be darned correalete sof none generale. of none air bares. Thew fend( ant payable epos your demrd.
it not <bettedto n nag withal60 does Caparon(UK). which warns Wuren cuoomen • Aram, Captor AiSerisnatax
a yoninwits wing
of (tsn"onlans to to SS00.000 (endialeg 1254000 for Ibis total es exhaled m the cutlet prod caring rah,
• tot Try seven. Cal Bea-612.09% ot from cubed, gm," of amp., tate( genteel a
theta 041201.357.149S dame for car) &Oratory &sachet nobble yxn
morne Leans inftentatien
• h ant of Vial a (Walt ifX;a an tlettn”( 'tam), a atm,. •X 019 The SIPC *Met Polechon • ProcAior Combnaco of income sir10Ptii
lints;Pito al =art tat you hold h a praube for dared nlermabon en the rem's leering pada'
firth tanster (DIM, bill parent a UK Vea•debet Apprehaten letnntentms seeking tads the generation ad &clown refs to pot Clore Ratiteornhp
cad seansxtian cal 800-762.1000. Of woe to UPS <soxity
The Firm, together err erten *Nees, has ate of eccme eve comb of principal Ageement a At(art Aattarial ad 4464044
f nareel SOW'S lt, WOO Raba OM. 6th fkor. Terns and Cratons LOS kakeenent of Credit 'makes
Wishes.en, NI 070314 Ann Iththirail Steven lard'ssed supplemental coerce The rrearkm
ream payable to allrat* clam colecrob under Ovena a* groan sealable n Area's,* and C•Cx busts
the protechon it 1500 milab at Of Narita 10. 2016 • Cervetwer Saks to marten odd poky* Mk Der.O. 06. •-•04-tro r(roThed.to s
Cana voile n soon as seki <an. 6 sou thrle Subea to the coley confirm and Untie." onh bi• rid( rd salinity to the man ovaal, tan if
statement a wept es twang or dwonted more the mete the newel does not generale acomfier
Samson about a transferal the statement a the elm n further protected heap to St 9 mach in the
mopt The Fan or Card blur (as amicable) mast aggregate fa al pc, naves bed in a prickle
SDNY_GM_00324667
EFTA 00197442
EFTA01306940
Important information about cour statement (continuo
%e sta - Per Otatiniknael terg n rancortormeg • kl (estimated) itcome. weent yeti& endemie& - We ment cony•nsat oneer La Br* LISA, LIBS
Vos ratemten ~es manen ad otter mets held dennenlens, por ad oor" Ilre vabernay An wende ot arnai mee n bordm turven AG Surrdord &and, ad ncw*plaid baks
n Nee arcerd ii th *ni of et fl emen, pand vov lus* been rjusled to frik,» proper elitair. denim/ ani ~alts, asbenno toe weerden wil tra.0 ow cash sw•xpgrocfa-n• TM
rery a* tor~ fuly pad «n ost ry tere To Mae corem gunsten. ..Ne na bb». centen be heb la ae per kom stremt« dar er sand ~ron wol be a ~kW per Ma/111a cr
vov may Wen. Witdan wad at ban rotar%aller yas Erwten Ikl•sor inatury TM namat. s tak, a gudalne, acctexy mw be a pacntaged raagt day &goot
PaYeg ane blows- doe ontbeen Ary motie and tentmid tm"s n not gusanteed Nl tres
learnfered tot e f ding the statement pen:dare • Prime* inviernenta and strand ~duns Earnred anaal necrne ad cornet ral! lor
tred at Innt44 vabe al Ot Ihe end of the statement armste ~wei lock:nos (mi-dna dun <elan ellrag Of ~ion <cad entrende aceton of Act city
roti Mispen Conplett end nel halt riontmer* "nl verval a weid garn n eihith Menie ni bforenzion regsdna ornmosero and ah« ehron
• Gin baai. In dal <MI bagno( Me "nis) ard g koored prodJcts are gentraly higni norne (and tweern Webb woud be ewersiated. ~red n <Omen Kei *05 the tinlatOn Ot VO!"
norren intended in fe ornement *here ndated Jiri Cri n a tx rar han not been - blimated anaal none ad fareel reed and Ihe "" 1.13 opton Varccten Ns been nduded en
vade th* nunlan I,' ISS Fnroul Sermat halmbod registerend web doe Sean ot and Ecturge amati :rome and reid inst., be bon ce hete C011inrodont prevouskr urreneed to >CM and wil N
Normenton Mand hom trom ere INn Commesuncr die ry State ~niet ben We Asas the ntensted amore proaded :e )ru rawary entre/ab,
f nood Seances. mergnormaltIran gratis« promd• *gerand via" toe vente rottnotelt - An odeur ol arualred interne (dvdord ander
Irma thg you mag havo pronied to yowInaren securos ard ~wed ~erts fee Horrencru, Moren) dØ by ten curette ~let Short wang
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not nnessady recreant the vair reu enry
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accurate at ot M date ci the nannwe. Aswals, date and re "optel Io Mina -nul Smoes on meeat rot heb bj• the fan, ard nat arm Me set slop «den se reduced by Meamant ol Wade*
pagedon rayon ton nktratIcaso malta regels base by n ~bet Marion Ion In% pounsbn or <omrol The zant ae « nrs re riet d• «en ars date unies
prthawa tale deoscnm fa tag pax*, « - taan ~ai woof er sponsor °noord raiowc doptried en raar natmord lor Sommend nirend olweves• by yu You s. respornbb lor
renner A«oantt Uansenred lottefan may dry, ae. maltale Fon nytle munt pu•pot“ way Pogrom and obe pentnteta se enfin INt ae titetkiled due top>: fanate to canCee
fel)", raio. doemden only lor re perod of raai panne' « sponsor and may be cabliated prordedby the nsurg hem ars ~ui Sirenes es omlag open ceders
line ihey se bed at ibe Fien. More hotoncal bardon Ser< Monroe' km Nl und by not nnprntas fa tos etannal ad doet na
recnnah:n can be addedby yar Prw-col Ader-01 ~palen to dage per nimrod waars %wantte els atorry. Cor assets ae rol wrede) Primer
• UiwSind gainallossas Intun dames nolable, - Von tm drein acid!~ Hammen regorcrrg by SdC or IN Ines tairdomentgl SPC camera,. Øn
To a ton ol or anal Gitten Privacy Nuk*.
er «flard wtederd ~glom se oalcutred kt dor ,..teerldwr wed to derenerne the estrade ta Please contrt ?tv rninonlaidoine «vek nl webste
nductut we," bb The (baart er dag, for vak,.nd the dage el re nitertation Mat n the • Retars 'karigs and additianal oomptawation II >V" ág, rentheses100år
reireclo, bes ened nayen rel bod ccerensinen buk sr tbc error by tontanrgyoes Onnut - b *Mi neo tommesyn en sales and 17h'1 lees - 165 Fanaat Senget è nat II NO* The Mik Blaren
Aar abelce to:rty worringion eraan Adicor retsved n arnedir we, te elnerbdon oe marl Servers Account BSA red ItIAA re beogen)
Orrernd ad ere rera~ lors ns snientit - mod party nimrod vakes rnaybri satsed as fundsto~ eenes we ad« os raio* mono recentseb& pende Mint to Wring «tras an]
pretor bb ro exen combned to dialw 'Nat prooi' n ~al inuatOrt wem an non* Navg parrynts I row ~koen ander pairtt draaf. anaarmenn atm edeilated bres
amagad lot ih? 'Teade date' (alen penant% ma arloptaSwit vals%on lam hos rot Øled o• More ot tb> touwt trok Na we MI the ud ode' erdoor, tas. and pronkt acces.»
crgy•••ff"anno vade dale tankte to asen vair neen we beton'? mere mam se based en ton> delirant orrpower nsLra-Ke and anroety voert itsuedty ~HUIK,
• Coliable forodUot Buiig and preamed mor det Mat am/leid rent hus noned bat map ad J th armost of laks by LØS oe a porto», maturt ndSanY nomane Otentnnin toast marot
lir )sum «Ih lor earY ~en wil be ~eed ~wak reried walde nio eueston, et *ken a exrd fata/ ia out <hm., and lien len asen ratpal a agerby seAndunts of LBS inent ui Sennes Inc,
repartaqr by lot leen amen; al staniol ed dut aak» vorJd be ?eg14 specoberoe olie to toe nowe polgab notkulSrd tars's shah beid al *e - ~merk ~area ani .renu ty crod.en
issue InS note name a es nonret ovne la ar of tko munty fim - Not SCK rand • No bant gratie Mal loge vatg
<bents Cal kan ~kond obtaned brom ried - Menno.« an aewer, grovral partner oe sp:ear - We ard w .aff Nee also mono ~weden ard - MIA Resame Management Acc.." Binnen
pa-bes rol es rovreb nol rranteed Othil WI nimrod var na a ~dar), ei n'tlead rast n orn‘bos ;aanleg lees n consakrainn loe tramfer Sonnet Atoom @SA, IRMA and niernatonti Retort*
krans nor tori wen:hoor, aften rekt ~plee prowied. the rals of Me »new wil be etben art santen Nm ta Øde lo the na-eual hunde Management Accore n reent eed ~te rins«
Mormoon wel be rionted koon repro erom es peacNse anno. lhno toot oonarday ro pad from maner adat en 15$ animo, Senxn Inc.
• Pritátvaluo Penen Osiotayed lorde...Win snelden« - 'Dartel an to date' maa MWe rotonol te nuval hand and re a hoed dollir amant bard - VISA ee a (erend lademte wad by veen
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>cv would anuay nom. n Me makel tees ▪ 'Orgrui uni sne' eeprellnli the Mul Meting holding ~uil funds cd til Iend earnfy kent The Ina credit <edik-dabt LEIS Vita
datargedenra vargi tod Paty ~Ces *1.0 ne pene ps uni, and nsw, nat rollen Stam ~base - In addeen to rernisitns 'nareed n carection debt eids se moed bv I.S5 Sadl. USA web
below to be retable. br we do nol ~ree Oor - DOP and erlisied PUT ros bes se rot tentrem a win re sale ee ditrbdien ot arguity contrxts ad PermesserercenVesa US.A etc wporaltd Al oiNe
atosacy. nrtnnal "edel ~roe, and are ~At uni menen/el avl units boor tier" we ader Iradrarks, reontred tradonseld, sen« mals rid
- We genen* ut4 eo<buing pek* abri ~tabla or etend ad een d re, can be sold, the ome os afbluft nare none ,haring ~nataal regerend wormgat re of thee respect.*
Me meemof datid and at. cakes Ia bied ratred mar be bis tantepee snap tenene bom ~vair.* revare Øa ontinvonng compres
590.04t4 n:ophees ce dry bil reces kr OTC raio* promoot' n Or xecton enamen! the inby «MEM affaires d the inorance
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yabaton isnen or do mos, ween rite `we are not aren *lira Sar pdalc salt LESFnaxl - In sidderde rernwirartrerevid ter the
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SDNY_GM_00324668
EFTA_00197443
EFTA01306941
UBS Financial Senices PC
SUBS
Private Wealth Management
.299 Park Avenue
26* Fbor
Business Services Account
New York NY 10171-0002 September 2019
ANP70010549150919X1e et 0
MAX FOUNDATION
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your IS modal Advisor.
SCOTT STACKMANLYLF CASRIEL
Phone
Quiff/on *bout your statement?
Call your Financial Advisor or the Value of your account
Resourceline at 800762-1000. on Alawst 30(3/ on September 30(1)
account 029023661
YOUf assets 979.29 979 29
Inatome %lobate: Your liabilities 0.00 0.00
www.Uoscomanancialsennces
Value of your account 3979.29 $979.29
Items for your attention
. Help prow yourse4f from fraud and
renew bank. credit card, and brokerage
statements regubdy. Also. get your free
credit report annually from Sources of your account growth
www.annuakreditreport.com.
Tracking the value of your account during 2019
Vase of your account
atwz end 2018 397691
Your inWitiTent MUM:
7,23112 014000 arc
wing 'OM 12.38
Ch2(19e
,238.2 merle? value 1000
Value of your account
1,2433 — gess 979.3 97s3 on Sep 30. 2019 8979.29
•
Dec 2014 Dec 2015 Dec 7016 Dec ion, Ore iota Au0019 SW 2019
Mernher SIPC AnP700030010S4915 N1700011595? OCO3I 0919000000000 00160 Page 1 of 6
SDNY_GM_00324669
EFTA 00197444
EFTA01306942
Account name: • r4,1ANCATION Your ilmendal Adviser:
*UBS Business Services Account
September 2019
Friendly account name
Account number:
• ,-,-.LNDAliCol SCOTT STACK monLYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (t) you ACCOult
A Cash and money balances 979.29 100.00% • cam and money balances may include
Your current asset allocation avaiable cash balances, UBS (tank USA deposit
B Cab alternatives 000 0.00% account. UBS FDIC waxed Deposit Program Bank
accounts, UBS AG Stem krd Branch deposit
C Equities CO 0.00% account balances and money market mutual turd
sweep balances. See the important mformadon
D Fixed income 003 0.00% about Jour statement on the last two pages of
th n statement sot detail about those balances.
E Non-traditional 000 0.00%
Value of your account $979.29
Eye on the markets
Percentage change
iidox September 2019 Year to claw
S&P 500 1.87% 20.55%
Russell 3000 1.76% 20.09%
MSCI - Europe, Australia & Far East 2.92% 13.35%
Barclays Capital U.S. Aggregate Bond Index -0.53% 8.52%
Interest rates on September 30, 2019
3-month Treasury bills 1 84%
One-month LIBOR: 2.02%
AAP7OCCIX01054916NP7000115951 00001 CP319 CCOODOCOS 1COICO Page 2 of 6
SDNY_GM_00324670
EFTA_00197445
EFTA01306943
Business Services Account Amount norm MAX FOUNDATION Year Neeeciel Advisor:
ist UBS September 2019
Friendly iKCOUllt nano: MAX FOUNDATION
Amount number
SCOTT STACK MAATLYLE CASRIEL
Change in the value of your account Cash activity summary
September 2019(11 Year to date IS) Su Amours achy* rhK monthlu dna tiaras in your soap oparg se indurd in tea cperven and
(Borg barbs( vat* Fli)K encurance *pies to Spools Y UBS Bank USA and lI bank% partcliabr9 in the
UBS FCC MAO 0190511 Pr0crall II Wes nil a deposes at UBS AG. Stamford &Mb. SleC
Opening account value $979.29 $976.91 protecton airin to money Maatt :weep lund priding: tut nct bar depcnots Seetoporune tobrmabon
Mover your strentre r the lot era pars d I Sc document 4cr Wats
Dividend and interest ncome 0.00 2 38
September 2019 (1) Year to date (5)
Closing account value $979.29 $97929
Opening balances $979.29 $976.91
Dividend and interest income earned Adrictors
Dividend and interest ncome 0.00 2.38
fin Becomes of INS Stattroonti. tacablky of Interest awl (addend Income has been determined bon a US Total adittons $0.00 $2.38
tat rePorline Perwedhe Based Loon the reticknce of the account Folder, account tra oe mast hoe.
an* laciest fined diegend payments my not be %Men to witty, Patel (US) emir Pril0 PROMO Net ash flow $0.00 $2.38
hornet/we The IlleAt mono/ Stattnleat is roc Intended to be tiled rd cannot be read rood br tat
Paroua Oat; should abet to the ;fate tat reparbng Iona INy ricers? from UBS amirly, suns
the form 1099 art the Fairs 4130, for to rep:rang infamation d is It* practice of UBS to fie the Closing balances $979.29 $979.29
arca* tar reporting loans vain the US imernal Revenue SerAce and PR 'beauty Decorarnt. ad In
such forms scantily daily darn* orrice intent a tat exempt or tool* roam. Herr carat your
rd, dud lac prepare,
UBS Bank USA Business Account APY
September 2019 (1I Year to date IS)
Interest period Aug 7 - Sep 8
Taxable interest 0.00 2.13
Opening UBS Bank USA Business balance Aug 7 $979 29
Total current year $0.00 $2.13
Closing UBS Bank USA Business balance Sep 8 8979 29
Pror year adjustment 0 00 0.25
Number of days in Merest period 33
Total dividend & interest $0.00 $2.38
Average daily balance 8979.29
interest earned TO 00
Annual percentage yield earned 0.00%
ahiP7000300I0S49I 7 NO7000i15951 OCO3I 0919000000000- ICOI CO Page 3 of 6
SDNY_GM_00324671
EFTA_00197446
EFTA01306944
Account name:
Business Services Account Your lemeecial Advisor:
*UBS September 2019
friendly account name- I ' •
Account number.
SCOTT STACKMANLYIE CASPIEL
Your investment objectives:
You have dentified the fallowing investrnent objectives for this account. if you have quesoons
about theSe obieCtweS. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full descnpticn of the alterna6ve
rivestment ottectives in Important mtomtatron about )cur statement at the end of this
document.
Your retire objective:
Caput apprecunon
Your risk profile:
Primary - MscWale
imestrneni efigbifity colnderation - Wcne selected
Your account instructions
• You account is °trendy coded Ice margin.
• Your account cost basis default closing method is FIFO. first In, eirst Out.
AntAX03001C549I8 HP7000115951 00001 C919COCCOCCOO 001W Page 4 of 6
SDNY_GM_00324672
EF1'A_00197447
EFTA01306945
AO06111111 MOM: MAX FOUNDATION
Business Services Account Your Naandel Advisor:
friendly accouat on: MAX FOUNDATION
UBS September 2019 Account number:
SCOTT STACK MANLYLE CASRIEL
Your assets
Some pmts. .cone old(term' eaves show, may be amsdnicnole As a lest*. poet andtosses ow not
te waled/ reflected. See important ofamanyn about )0or statement a the end of Ito &mimed Cot
mere ,ntonnation
Cash
Cash and money balances
Cam JAI note Daimon may *who avalade cath balances UBS Bank USA aloof atoned Maxon. UBS Ball USA andel UBS NYC muted nosetm Bank *pow &toot waxes tee lensed i he roc ssliNn
UBS tctC Insured RoganSant &damns UBS AG %tenfold Blanch *pool account Waxes and realty acedluble lents bet an not reamed by SWC UBS AG stamtra stanch deposit account balances an not insured
motel nuna lucid svretp Waned by FDIC arc de not ranted by ScfC Morey market sweep balances out pcoleded by SPC but are riot mutat"
the FCC
See the lmportant olonnabon atyootryw StIttatOt at the end of this document deals aboul teat
[elan°,.
ccennu balance Closing balance nue per snare Avesage Diadem/ commit Dap in
HCRing on Sept (S) on Sep 30 (St on Sep 3O (t) tee period Genoa Gip impure (S)
U9S BANE, USA BUS ACCT 979.29 979.29 250,000.00
Your total assets
Percentage Cost Estimated Unedited
Vat on Sep 30 CO you, account basis (t) enema incane (SI pdno loss (S)
Cash Cash end money balances 97929 10000% 97929
Total $97929 100.00% $97929
m.700030010549,9197000i tS9S1 00001 0319 03COSCCalOOICO Page S of 6
SDNY_GM_00324673
EFTA_00197448
EFTA01306946
(SUBS
Your notes
AWC0C0001C64920 'P7000115951 MOO] C91900000XSOOKO ►ago 6 of 6
End of statement for account number
SDNY_GM_00324674
EFTA_00197449
EFTA01306947
Important information about your statement
U3S re-uncial Sawn to. (the firma UBS fins-oaf her Morn pr no ire tun CO doss ate tee tint (*at ty. A ful <Copy Of th• polcy wading es amiable recent a teluse and may not Leap pre wth
Stoop. c a muter of al prnapal uo-nty, cawnxity pr to Ina Vaternirt al *INCA the Ern' Or upon retest nitiaa;
and options mehahaes. UBS inagoalSowas and US$ Fob*" *Petal • Moderns Wiling to accept tone me so pancpal and
Bart USA re rcbect sLbsciartesct UPS A6 rod --- hand yxr nano and =are runt. frt any) fleeter the SIC pearden roe the ttoplantetal tolerate sane win fey to sea Mier rams
innate. of CBS Scoulies DX The Pim% naval - Dasalw the aro. Or tie wander sCu twain taCettle1Croly IO: • Antoove Wiling toaccept
"t
'nwisem es nobble upon crewed the F em's enacutre about and 0pLin xcbalraarly err eel far • Goan Innen aunt overaied by fad molded hqn sobtley a taiel. ht/It•Ittnt oat tent
°floes re at blew it K anemr a why you need more Sea KO AA vela) but held away ROMMS fora° • few:owlfa9Gty Cakarkrral I tofoctod, a
dorm/nen SOincto Foe enavolt talon CO anisexe orodals, paten of the pentolo fa hr ranimay redo&
IAK inatel SaWCH he. - toile the dais armoire of the Respected error. neLdrs, drub* a-rubes. and f.J awn a madial earplat ntalagrA lamed icanteny and fora
1200 baba Boulevard AAA registered nest name of the sawn holder on volattiw
Weehawken NY 07086 The Firm or Card Ines nil nee:tore your <emplane the becks of the out, a terrier nee),
and wel aced ay Ina premptb to aged eras • Ineettenent ((Mob a nwsIntent nlereSts (e 9. Statement Itotoeholiorter
Tha tlatInunt reCntentt the oray officialwad of you maw.? UBS Visaackba cad tersacto-o.l we in* kneed patnenheas ard ornate placements) tat re We may costo-delt at retred accounl statement mt.
▪ rnirmal Semen aaoun. Gibe. retails, +W V! mow than 10 banns day; to do tn, we toll wad( not cog card under the So:unties Act of 1931. the same *Stets ,n the same ernekce. e because
*NOW clocureret. canting coracle., elata shaAd sae wow). fee Meanent you the* it in mot. so that • Comma:aro <crtracu (eq, tango **charge and they here omen oho ado mental, pin eaani
rot be relied Lear I you bales. Owe 6 rarer a you wit hew the use of he money dam; Me Imo pecan metal <re XI* neh,dn11NVH fork ACTS /flatware, a/holler clans at the care erStess
WIWI." Dime ttlart it alnechtttly n twang to the slikellattl complete at nwsloatean
fr ol tearreeitY Wean comraas. rd you ado' to mem. rod /Oar statements nailed n
Dearer Marucen of to office twin; 'as coccant • Depose accounts (erapt <whoa, of depose) al U35 aparte rennopoi, you may &ono hoorah:king by
fleece make all checks payable to te rem or tae Bak LISA. UBS AG U S branches and brit n oaten you fractal Manta
Alta* alMan dawn are Mended IOW ataralA financial resittaien alcateckei to) Inca Ct IDK Waged Daman Prorant
stalemet data raid not be toed foe taepapaws root alt•IMInt In add/ionto arras roam, far(, account The SIPC protectors and the sexeSernental pronto" do Priondly accoteet name
sc:eysonYlbend tat lOnnat . Form 10g9. 5498. may be Rbpat tomamma-ice fees, doges foe late rat apply to these asseh rani/they otrawse appeal Rte hardly account nine it fa tugantible •rlakettalX•
I tic.) tote^
aannYas tar worn the Fein is
regured by law harepal lot* RS alluvia. ducked,.
pared fa sectaries purchases and charges Ice Spud on you tadernenh The SIPC protection and the dam, by you to aunt you wits you rwoedlteepto t
armoires mash accounts ACCOatt thr re roantaand supplemental prolevion cb not protect *pent changes h l, nOlesol effect on your accost. is not receded to
reportabbortnabb dnidends and !nab* Merest to odor enstetaions may be sub/eaTO a &redo, lee in the market mkt d you' raestrneres (*hither as a ceded ay snanary. ocol.AL rtarrnen111•30.
caned on nevem held n yo,/ *MUM. net CKOOS, maul of market rrowrnent. maw bank nptya nteltrntnt cbaltae Cr re& ratrtile afoot uttd wit pixie
An Sae anature. lad toil base on clean covered WS Sweep Oplkew otheennel marls. and ono a Panto of ga rite that wrath
sectsines IRS often whom fa sweet:ma cash batmen to bark or any leascial mut. an a wd be whend Al
dome warm at ncnailloted bats ardaflelated Dividend Roane's:want Program WW1 nottlIniatt rata Kea d bat ettbrg to na ol
Cownwnkationa with the Pins twat and money Markel mewl limos (Money krds) the rite tglitood an atWarle ace. von may obtain loss of the attic /tegument YoucanChange pot
• Meese m.o.:Minn aro oral orremnorbons n wring Depose rant al LOS Bari. LISA and m.1414.1(40 the actual ace Iran ye.' f narsoil AMWOr Ony stAW handy noose names tr ough Corte Seances a by
lo Cotner protect you s'Ab-6,3 townth Arts pancoachg n the UBS RIC -Issued sewn me Au abased tilde DRIB. peel sham roll be a/meetly yar f nem tat Achnor
tat* KSense Os loariby Protean/I AO (S A) Program re PDC-newel n accordance wthDrr rule: sold and theta wit be &paned is your eao-nt The
• II Me tared now°, on Me fop het cl Pe bore for mom rilomtation. neat MA wow 'Stye NOOK dwickndregendment pee y oofed by the oat, not AMOY* 011IvieW
of that nano rot ABS Feitical Slen(Itt. UBS et<Curti MUDS AG Sioniad arch ad tan of df•Or hem the main plat at newt, the Pineal shams • Vabe 0/ axe accowerparrfaCk Net of asses all
MANI Saws cartes you noose at them) Wray Furth ace not iviedby the FOC. re sot, lidadtits.
ado by arra-rent avir the rekatad nfl&aof • Aspen. Preludes nabble <ash braes. who fa
we .darned acted the relleOnria ethenrea Bane deposits are not PeOltt WI ly SAK Monty rind Caoh•inaiost 'twittedsea-alfest). end Cdobal Taw Departs,
004and tea K<WIt In M cue. WV Anil and slums re protected by SIPC See "U3S Inaoal Somers
01/ whole um, ma/ be held m you ware d your awaked marts to market. and anonawns not held
tecvdes se locacd t UBS Prunnel Sanas and rot Ocean, Prolecton' below Willed ID a parka tail se a retry Ol a &Aland ware by Ow arm Dots not nob* traced teositwinsels
We llrodrrrg bra.a, and you nil nuke a report or ~w e. the rem wR either sea petal unit at
upon soy masa braves n me bark alum may be t the and a the prof and once catercere periods. a
of cry ma a ammo to both Ire new/ prce a rapt as kWVII detennased by a rase neettenret anted stock *pions and
• As devised n the ecoccal wretinentz you mat wrhdram, and than of a Mary rued nay be
regrAend <bona fl eecy. and credo yoke ettOall Oniftfabft no *phone
oily as of any two; oe len) gaoling dwelt ligadte rd reamed, returned to '<versos
• twbanns elgain Mtn Ostrow. Pawning Margin
reflected an your slannont wow. 30 dns after n was SHWA., w<ose lemmata/It objectives loam. mat In, that roam bascet
MAW a nude available the mestree *beams rdnsk profile week to
Fate nfammton about nibble sweep options. • Ca:Mooney Wenn Total of dreamed notable
• NSW Onaci Nnomr t<nPP1 4<a Vtproll to the ear account and nay dry between you xeckres.
ncladma <ono,' intern eats and o aRatable of oath tolant.t. OA &poor Dattitet al alt and and
cm% Chant lotalont Coointlent at 201.)52 • 16a) Nape rive.. K Fm pronAb, el wrongd ay
wow abs ow(sweeprolds. ken yoa FrunnelArno- nonetoad bares. rd trowy main naafis -id
told ate a 800.35.9103. PCOA.0 to 600 P M. captain d'alge at pas Antata maw a
a by <aim BOO 262-IOW sweep balances. a the claw of the Immure prod
If Monday *tote Frdy, a in an rig to te5 treesarre•re am.' For each roast Mkt you
Nonlormodly het avde balances n your attan re
'moot Syron Pr.. (lent Ittteewe Department. <homeore of the foliaang imminent objectaps
f Mancini Loins account protection not seaeanrd from other Defaces ski the Om, miry
PO. Bo. 766 Lawn Cly. 11107081. • hake& Current Income IrreeilMWes witty the
The Fern es a member of to Secures noun Pntionon toe aydd thew fund nhr adnry cwte ol ct
• Al statements shall be deemed complete oaf acetone generale:. of none air tearoes These fuck ant payable Was your demrd.
ii not <bodedto n Arend within 60 dots Camelon (UK). which voices Letur(rat oudaren • areeneCopearAopwaton th em twang The total es exixledm K cur el prod ckang value.
• fa TT' sewn. Cal la -612.0W ot Iran °Aside of es mordant ea to SS00.000 lindiadeo I2S4000 for
roach of amp., tale(Pen the gowns", cr
clam fa cash) tylanatory tecchure nobble an
Mel) Cal 20D157.1495 mom! Leans infewenatien
• hose of roma aania. alrxA an eledronc mites, a a mem a/X pry The SIPC asset taollKbon • ProtAx• Combs/clot *Won* III4000 1
held:transfer (DM bill parse oe IBS Vet that
tint 000ty to al =ours tot you hold n a patiailar
AppfeC•INoti Inammems seeking tar the generation
for dialed nicemabon on de f (Ms lorded practices
capacity ad &clown refer to yas Clore Reteaornhp
card transactiam. cal BO:062.1000. Of woe so UBS of 'Nome rd comb of principal Agnomen. a Apart Agteerntra ant me Genies
f na-cul Swots Inc. 1000 Harbor Bad, 620 flow. The rem together nitro clean *Nits, has Aso
Padwwd supplemental rosance The rroarkm Term red Cadnions CBS kaleenent of Credit Preakes
Wanes. en, NI 07086, Ann RMNBSA Seven Orval tisk profBen amiable nAgrwmonn and Pr bsaas
roam payable to all Neat* clams. eoltornb under
• Common., Seeks to goirtentelal coke:a yetis ea ',pow /An m.,.., . . .
the proletion c IWO Placa it of Otworttor 10. 2016
Canaanite n soon as )C•J <an. P you Int you bon* ad salatilty to the .can oatal. arm A
Subpo to Ow polcy cord font ad Intannt. (Ina et
statement a wept es wong a y yawed more toe man the noose does not generale remnant
the Fern n fueltaf touted ke tom SI 9 mace, in the
Samsonthou a transfer as the statement a
meg The Fern or Card bas(•n amicable) mast aggregate la aI pl., accosts held in a pickle,
SDNY_GM_00324675
EFTA_00197450
EFTA01306948
Important information abo ut y aur stalemeul (contmued)
Year sta - rev varm~tat Irring n noniatormny • la (estenated)kbonne. annet yieleb andratt. ei IV* tatra tormontaton fremla; Ball L6A. LIBS
Vett altanen ~mo secces ed orer ara held dencmreces, Onne mel urtag ore rir) mag An ',hute ol av S tame o basa, cn turte, AG SurdordEeanch a-dned, åra,barks
b the rakna at the rodd re affloviml arca Vad tun botn atjusted to fanla»proper yalualin. drØ ard nar« rates, ~dreg re stedde veit *reist. out cash onoop ara?rat Ten
enry as for ckh<ryd ttyØnareeer nyters To oboentirret quotatom. *he nabb». «nød be heldla ase yta kometen« dale or untl ~erte rnay be a menten, pa sau, fa cr
Vott mag redde ravrast used at ban <otrar atm rasa /SantOr Irs eicy Bu Mala» 4 MV a gullro, Xataty rnay bes padda:ted nage dak &Not
pragtg ang batane due roren Arv wcurbm ed ~naki mana es not guarantrd baleirs
trarderred torefim inna the stitenen arid me • Premt• ~mente and ~od produas. Fenad mil mane and turnet rad la
Istid al innlot vakst d the and d the %teamet Private ~mnal Vanta (rOtteq daa talane/bet d uante «id tribde amturt of Act"nity
pened Iterttalata Matre ad di eget aelantriltna ornioal a °ali gies n stiet, unt the ni Marenation regsdnaeommosan and ah« rages
• Gatta In deterneno re <ost bro ofre savet) ad strunsedarodJch re gana", 544 ;norne (ed tunene >idd) traud be ~olded enurred n <anane wth Ihe recdon ot vades.
securn indoded is ris.tamled. *Ste nured din id Canon tnuetded;rodd, hare nos bom - Filmled anal «ane ed <trent yOld and the na-4"a gren varcactins hate ncluded on
udt the nuet«' LES Froncial Sari« hi tind rutrared sy oh the Seede e and Etchega annal navne and yeedd «naga be brer or heta Cathrinaore plyn)inkr furnsMid lona. ed soll be
ita Normalen <Manar Item tarms atar Ovn Les Carrnosian a dd« ry state stonines tynn Yte ran the estensted ander tronded to so tromatY onnila"'
,rc,..g Simon. nekdrg ~matte kan nake pharde *simrad vant tor mva ~am« - An annus* ol an-ualred atoma (rided anda
arma tagt you mag ha.* Ørelad to yoga linets.' soantos ad sraetded accbcts fa nlormaficna iren) draird ty the <urran matet Slaet odling
Arna rsf am dor not ndatatecantla, varrly ca ~at <e+ Lua" 4 nal 9J.Itebald ~nano bale« tibred on the last dvdond you ro 4rosed n roet ding a senn'', may
gasarmet the x* xy vidty ra domar on - Thea voksrhryddl« vinter" , kan poet d cr ~ost pa/ment mal,by rar navar and «Ml a chege dat losen barren, talt la rue
proåded ty seden orer the ISS flunci Stevics. any, vki(h a praie meetenel tatt rer mikron seedIhnickseosts vil pel hell tanne Pelo.dr sausa,
b »Min akhough 185 inas<d Senkes genera *uttur& product rna/ bebasta a sot. ed do r tvan the st sement bate or unblnundlY.
Lidde> tha ~die et e renred the fem nat ratesvaj iranere the vie su meg 'nare At al(rd cortiand etl se not ouerreetd. Ope adm
don rot orde Jep' ruanes dm. the nicanalk. Llade Souidatin. Pelsr6 n9 ope or '9:cd idtc"ekt adm rat
vier Conlarar a-d • Umeaked gant loss' o - %ed bey eslende, d via se at d • ~an • Atate not held by 1.115 lineal Snerk«. («lan vide nat nedad era statanatt dale, open bue and
scena at ot ti dat* d ma netmm. At oach. date and re supplactio OBS greint Smir on a nets re rot held by reim, and rot ritg' the sel amen*" re nedadkry the .mana ot duddits
lekre da not rayon ro Normren a make n9le basa ty an ~kn "Manien inn I ms's possessie or crawl Dine datt are anta an anred...dera to rerls date ratlede
p-trase,' ule 6pcores la lai re/~ - taue. genral pen«a tabbe ramma valuK &play«, on yvne sutenert loe edonnatinal nsInsted ~me byyoga You re retponsiott la
011aertat AMXIM Omfaret] tote* hm mag d r% sateCpSed to te Fim by the rue Nepa« enly Pedant ltd Vak.< ~dd se atten rat re ~Med Ose tosar frese lo <rita
fenad gapbal rdonnalinonly loe re anal ol general pens" a spana Ti may be cabiated prorded by led Marg hem UBS anantui Serai ~ing ocen ende
line ihey se hed at hi Fem More histakst bardm diktere edamer' han ri used by not ~rista> log rin trommen a-ddomnr
isorrenes cm be skled bd agar famla Adam redDeles lo danse ref nernated vatn %unnlet ds reurey. New adels ant rot pnredvi River
• U.wSind ginallossas Ytre dean ~labb. - Tau can cain addia‘al nfamationtecurcfng by SIK «the Fnys~ental SPC roveraa. To obtan a <on ol as om« Glimt hitry trete.
eurored dredidel patstivsatse oakutred lor • .nte,....bkrieg urd to detene the egnete el dean~ yota d~te alMK« tv veit ev molte
twist savry the traneten data for rake ad the disc ot re Sardin that rs. the • Renna Mating and addit:anal comptaration averfoarrannerretroart
rdvd.si tre maya mynd tel carenestmh basis er the *temte by oantactrgyed Framtak - r /Meie to convemience, saks ed l7.b.1 km - LIBS etuncial Seiers b rot •bek The BklA. hiren
dyrt seda co:amy toorgriasanoaanct Adder mened n connedin wth the clonbiond naki Senit Account BSA sd Ilit& re broken,
ormeed and °liva fara~ lot ant syttini - Ihrd party *simrad vi" may be relkedd as tydt to or <banes se at os alllue mai.* at<ounit whah Mnd* Matt to DM ing «Mat and
~dd bli ro ert Øled to dialag tro 'Nr priod' n santalInuatons• veen e trau dang parmats Iran de mulas eder podes It~arrangewents neh "lied bek
~rad lot Ta' Tradt date" <dann ~net the ✓daperitra valurna Inn has rot Øled er anretta tro «dual tan rat se avl ~a rg olie rldprb både. and pronSes rens to
onanlIkansactin trade die dubk to ruven via ~ere boaene akse mases re bredde trio«front Orlperintst ~ed and anrorty prakt/trut-dm ~Nina
• Callable socurItin Berr and ardeed mak rat rat a milleast veet las vaned tel ~tala re roet of sake by UBS d a panula red-City nivane. ~ane *vastrnaua<.
the -mor <ab lor ese~ion nilbe setested Pee~ ret:~ valt MO Coca«. a Men i hal lena), b ed amt% and Ba the anal ri» d a ~Vy akodurat el L85 Fruntul Senit,Pi.
irarhalk by lot bant nen sel storilies d rut taue sold be Agndy tpeolatra Oie a the MV. thtittrals ~hat }vet Inurt ~es eid at re - h.egmert, ~arie. and a-nuky Mat%
ed> bed n out run", of n nomne* name fot car Ot the %tente fim - asyl MK nased • No bel genrar Ray lose~
<limt, Cal feen~heis °bered kom rod - WhOdine.« an 49~, erta Orme a para - We ad ar akk* elv> 'nede ~nedi+) ed - MIA Snora Management Acta". Bosies
patos ard as rosacy es nol gasmad Ora <al *simrad tab. ror a twd.ney *Unna vast artsas panta; leet et <omtalen loe trede Santen Account BSA, FALA and eternitadi Rasane
bata: mi/ trail VMmb alten yakt templer. prowdat the rat* of re society *41be delen nem sanitet thai no~ to the mr-tual herdt IlanarmentAccost st regand seriemrs ot
Monne:nmlOt pronted 'tror teluen from to archase pro. Thea hot grae" re pai Men Mener Mat et treS Arsenal Seier tro.
• ~vaia Fried Osp/eyed la *tvert; ed orer - 'Onertest cm to date mag aka» rien el the «.rualidd and re el«ed Grar ~aen badet - Vri n a regaNned Vadene **rod by Va
patten may be hø« ot borer rin the proe rat eaui, igane a b» on the runt« of scoret at the brolterdeake agrarmara ~e ~rutte induted reger
su would annal,/ monn n ta marka! Pron re - •069rui una sve raf~MI re nei Merino holding meral kn& d the lund hanly Rense The 185 isa (reda egdsk-dra ISS Vita
detailed from vanur avdParty 1Centes *tur ne peke ps inn and enry net raka yde ant bass - r addlian to eambsons ',temd a arretlion Ø ter am redd by 185 Sel LISA mb
bel•eve lo be Sable. bue rar do not gatene ror - OPP ard dlined Kfr sadeies re nat åsted cn a Mb the uk or dia kation OP ~uty tankes ed PennalIranVed I.I SA Incorporated Mor«
adder nettenal durte, ~e, and re omrit/ mini mestrnml Inna vral lona n anda udenuld,, reoaded nedervd s. senet mas ed
- %Ve "nerk yd re <kong pica ~n ~Labb a ictrd ed...en d the) can be sold. re ame cd "Ide mene~na nuldug Odraendlin regrared tamd~eks se of tas ~au*
the meredlre bil and or. pekes b åsted remved meg be kos ~ropte rora estime«, ret rray ol the rederia ~vanes vatseng conpaws
seede ed opne, er reg biineW OTC erts provelcd n ro rauset greint the arnuity Orenteli, atIltret d the nonnes
~MI oserpanot er samen of ri int ~net mott LØS Fiskeal Serves att Per 201810
- Lat antal, vadd team .Tily be altid deg a • Reetritted~la ritarard ~Pa "rane *a datbuto
valsanerodda the stoa reel -`ei dro not arratt digthlr la purk talt Les Fna-cul - r Ølren to monsnsienneemd Iran the
ottaned animalrot edle« n actualmildt vice Slevde" ute4 the nurk« Lind Ol Mit ittearetedladt arrie and sak cd NreShres fint. sve "Ici cd
or val* od the sene rur as an iroded vak* la re attlate trava ret ~Matsal h!~ Meint,
- Crlan posilMb att sper sveid a ake and restrkled slak rer papases of ri stetementody. To >samen, kom lantShres dstrladors. at well as
arenas 'ene nonet soltak' 4 are re %pedant re vare led sendes re elgble lor sak. hatig for latin:bety deselopmem, kanna ed
kneble to ebbe, a dit la Xiunty the vake wc-Nedmag be ubstentitek less re re eddiken
- Ontosts «'toven denønineed n orronen nwered vake rann. - Pa iblant aho trea madeg con utan ed
ah«Pa iS. deie so nasa«, at the ~ronga ore carprodin kom ~arm* and anm.
rate dd the :terre die Cardiana Mat ptarett ved dalme
SDNY_GM_00324676
EFTA_00 19745 I
EFTA01306949
UBS Financial Sereces tK
*1_1BS
Prnete Wealth Management
209 Park Avenue
26th Floor
Business Services Account
New Yak NY 10171-0002 October 2019
ANP70C07090371019 VI 0
MAX FOUNDATION
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATON
Account number.
Your IS nand./ Advisor.
SCOTT STACKMAWLYLE CASIOFL
Phone
Questions *boot your statement?
Call your Financial Advisor or the Value of your account
rtesourceline at 800-762-1000, on September 30 CS/ on October 31 (SI
account 029023661.
Your assets 979.29 979.29
1fisit our wubsita: Your liabilities 0.00 0.00
www sbscomifmancialwnnces
Yalta of your account $979.29 $979.29
items for your attention
. Help protect yoursc4f from fraud and
renew bank. credit card, and brokerage
statements regubdy. Also. get your free
credit report annually Nom Sources of your account growth
www.annualcreddreporeccar.
Tracking the value of your account during 2019
Oahe of your*:count
away end2018 $97691
Your Pnwstrrent return:
733112 OiviA,trd
analyst worn, $2.38
5,2 2
Change in
238.2 market value WOO
Value of your ozcoratt
1,2433 - 9709 979.3 979.3 on Oct 31.2019 397929
•
Dec 2014 Dec 1015 Dec 2016 Dec 1017 01( 2018 Set:okra 0[1 2019
Member MPG AnP70002CCO7D3007 N1700006473900031 1019000000020 COXICO Page I of 6
SDNY_GM_00324f377
EFTA_00197452
EFTA01306950
Account name: I.nt. FOUNDATION Your Nmencial Adviser:
*UBS Business Services Account
October 2019
Friendly account name.M. tompatioN
Account number.
SCOTT STACK MANLYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (9) your account
A Cash and money balances 979 29 t Cam and money balances may include
10000% Your current asset allocation avaiable cash balances, UBS flank USA deposit
B Cab alternatives G CO 0.00% account, UBS FDIC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 003 0.00% account balances and money market mutual herd
sweep balances. See the important mformation
D Fixed income 003 0.00% about ow statement cn the last two pages of
this statement for detais about those balances.
E Non-traditional 000 0.00%
Total assets $979.29 10040%
A
Value of your account $979.29
Eye on the markets
Percentage change
Index October 2019 Year to date
S&P 500 2.17% 23.16%
Russell 3000 2.15% 22.68%
MSCI - Europe, Australia & Far East 3.60% 17.43%
Barclays Capital U.S. Aggregate Bond Index 0.30% 8.85%
Interest rates on October 31, 2019
3-month Treasury bills' 1 55%
One-month LIBOR: 1.78%
Atavccceocovoxoa trocoe64739 mow 1019 03000OCCC OCICCCO Sep 2 of 6
SDNY_GM_00324678
EF1'A_00197453
EFTA01306951
Business Services Account Account name: MAX FOUNDATION Your Rms.:id Advisor:
Friendly account narrow MAX FOUNDATION
UBS October 2019 Account number-
SCOTT STACK MAMLYLE CASRIEL
Change in the value of your account Cash activity summary
October 2019 (SI Year to date II) Le Mecum artnq thu montnIu aotatt litariret in your Senwp Options se neduded in ma apemen and
ciccirg baantos vac ue FDIC immunee stars tobooms at UBS Sant USA and SI bank; partcpabng an Ire
UBS FDIC nsureO Deposit nogam It does flu away to deposes al UBS AG. Stamford 8t8cCh SVC
Opening account value $979.29 $976.91 ototecaon mak: to money masktt 'weep lund to durqs but net bank &posts See Important tobrmatco
'boy: yout :teener.< an the Ist hma pose: <I tb, claunen1kr &tats.
Dividend and interest income 0.00 2.38
October 2019 It/ Year to date (S)
Closing account value $979.29 $97929
Opening balances $979.29 $976.91
Addgions
Dividend and interest income earned Dividend and interest ncome 0.00 2 38
rot Want, d the shatonent latatillty of Inkiest and dadend Income has Mtn determined nom a In Total additions $0.00 $2.38
tax lab ecl peeked:or. Bated won the residence of the account hccdet account not of picOm type.
tome I merest ands Ovidendpkments may not be P.Med to unit(' Slates tusli rrocr neno RICO (PR) Net cash flow $0.00 $2.38
Income um The there monthly sufernen it rot Intended to be used axI cannot be tend sown kr Is
perTeas. ClentE shook! Wes to the asp Kade tat tep:ehng forms they Rees? nun UBS annualys such as
the forms 10:49 arKi the Fairs 480. lot tax repaving 'Mansion it is tr* practice of uRS to fie the Closing balances $979.29 $979.29
vocable ta. (town; towns vath the US MINAS Revenue Sent( e at PR TreaSunr Department. ant in
such kerne xeLeatey clzuty dye:trot ardor intern x tat efernut or 'sane axone. Hex eoredl yaat
andudual Is. PeCoaret
UBS Bank USA Business Account APY
October 2019 (SI Year to date IS)
Oterest period Sep 9 - Oct 6
Taxabb interest 000 2.13
Opening UBS Bank USA Business balance Sep 9 $979 29
Total current year $0.00 $2.13
Closing UBS Bank USA Business balance Oct 6 8979 29
Pror year adjustment 000 0.25
Number of days in merest period 28
Total dividend & interest $0.00 $2.38
Average daily balance 8979 29
Merest earned $0.00
Annual percentage yield earned 0.00%
AhP7000.20C0709C0)NM10006.7390CO3I 1019000000000 MOW Page 3 of 6
SDNY_GM_00324679
EFTA_00197454
EFTA01306952
SUBS Business Services Account
October 2019
Account name: MAX FOUNDATON
friendly account name:MAX FO N ATION
Account number.
Your eismocial Advisor:
SCOTT STACK MANLYLE CAMEL
Your investment objectives:
You have identified the following investment objectives for this account, d you have questions
about the* objectives, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager. You can find a full descnption of the alternative
nvestinenlotlechves in Important mitsmtatron abet/two( statement at the end of thrs
document.
Your retire objective:
Optul appratabOn
Your risk profile:
Pnrnary-Malarate
hvestmeni eligbility consideration - None selected
Your account instructions
• You account cost basis default dosing method is RIO. First In, Fru Out
arAMOSOCCONSOIO tS1000064739000gl 1019000000000 0:000) Page 4 et 6
SDNY_GM_00324680
EFTA_00197455
EFTA01306953
MAX FOUNDATION
Business Services Account Account name: Your hnenciel Advisor:
Friendly account name:MAX FOUNDADON
taUBS October 2019 Account number.
SCOTT STACK MAJILYLE CASR1EL
Your assets
Some press. 'MOT(' Old ClAirCOI W4Ve$ shown may be atecoarrete As a oesgift parrs me losses may eel
be rminetly reflected See imported elormeten aboutiour statement d the end of ten rimmed for
liter ,nfoanatios
Cash
Cash and money balances
OM and sway balances may da avalatie cash balantei, UBS Bank USA wow account oaLexes. UB5 Ball USA atddl UBS FCIC Mused RogtmBank devout &cant WIWM art Inured by the FDIC %MINA
UBS FDC Insured Rogan Sant Seances, UBS AG Stanford Buren *Boot account Waxes and n-oney ;Drunk imts, but ate nal potecled by UPC uBS AG Slanderer Branch devout account teen ale not insured
trinket nNud fund sweep tot:laces by fOiC arc at not rowed by SiFC Money market sneep balance. are Detected by SC< Out de not 'Muted ty
the ;DC
Set the Important iniSsabOn Sot p)ur Satyvatna at the end oi this Ccornent fa deters aboul those
Mance,.
Crenng Ware. Close.? Mince mu per shalt Avesaca. CiMdendInterne D4s In
Hdd no on Oci I (1) an Od 31 (S) on Oct 31 6) tee period period Cv enourit (F)
USS BANG USA BUS ACCT 979.29 97929 2S0):03.00
Your total assets
Percentage Cl Cost BMWS Unedited
Wive*, Oct 31 (1) your account bee (II arced incane (SI gene loss (t)
Cash Cash and money balances 97929 700.0014 97929
Total $97929 100.00% $97929
Ane700020O070901 I NF700006473900031 1019 OCCO00000 00000, Page 5 of 6
SDNY_GM_00324681
EFTA_00197456
EFTA01306954
SUBS
Your notes
anD700020007Crial 2 iM7000064 739 OSCOI go 9 CCCOS0300 MCCOO ►age 6 of 6
EnO of statement fa account number
SDNY_GM_00324682
EFTA_00 I 97457
EFTA01306955
Important information about your statement
1.85 Francis' Semen ex. (the firmer UBS Fins-cid her Irony:0n° leer thane° daft Site We Inn (tatty. A tut <copy of the polcy tosedirg it amiable income ce roans ad may not hero pace val.'
Sonoma. as a member of al prnapal seanty, cownoSty coil scot to fur I:0hour* on *etch the Ma or coon retort nitittan
and options meha-tes LOS inaexialSomos and LOS Problem *Pored. • Moderns Wiling to accept sane me to onyxes-se rd
Bart USA an rdrect a-adores ct LOS A6 and --- hoed. yxr nano rd .scan numbs/0f any) Tether the SIC oxen-Ion roe thestool:mortal tolerate scene validity b seek hater rams
aMilta of WS 54strities 1LC thFimllnnW - Desab• the alt or the transfer )cu a wave pralecion yob to: • Anesase With; to accept NO it to fnrco.I
tenement it nobble tom request therm', entoutro about and motet *chafe m you cal eel tat • Colin faunae, atom woroied by fad molded A rd
Pio robbery to ad. ho (anent ow tent
°floes we at blew A is enema' a why yaa need more far agate rata) tut heal away linenLin fnaval • fenontte-ttAgotty CantelwArAn I t+Ioctod, a
clormalin SineCtl Foe enenecit with 6)initreiricettoitinly, paten of the pontio for that moanMay entludt
LOS fnatel Sraces hoc. - horde the Clair arose of the expected error. ncLdn, yob* nutty. and l *we, of nkAwl eatepty. alakinotie vend loudmy and (pane
1200 Harbor Boulevard host noiitred "the name of the moan, holder on wrathy
Weehawken hdO2COS The Firm ce Card laymen. nvestoste your <emplane the becks of the our a Vanier nee),
and ad correct any error promptly fa alleged man • IrreenAment «tenon a nwslentent niereSti. (e 9. Statemonellotnahoorter
IM flaronunt raite•cantc the ore, Octalrioted of you CGS Vno•clebn tagIgnacio-6. 0 we1** lynied connenheas and vies* placements) teal tee We may ccosokleet al reteA0 account itaWnertsmth
LOS fmental Semen amoan Gibe. recoil{. laCett mane than 10 bacons days to da ths, we rollmelt not rogcored under the Swamp Act of 1913. the tone *Sims in the same eenekpe. e because
*NO tar &foment. canoeing <ratio,cliatthoild Axe watt lee the amoral youMr* le n mot. so tha • Commode's,. <cream (eq, Iceman **charge and they hem wenn who abo men an pert account
rot be relied war I you beteg. Owe 6 anent. or sauna hut, the use of to money durrc the tm• o pet( cis metal colleXliet in(lain) linens contelai relininthen avi hothet (lents at the sane •Stest
ornosion, pitmen'," it nmethately n twang to the tales tesell content az Mediation and enTrnnii7 gamin comracts; and ycv prefer to max e d nit.4 statements marled n
Borah Manarr of the office wren; 'ea co:coet • Depose account, °moo trek**, of deposit) al U35 warn ennielfin, you nay ebony hosier:43N by
&me make all &eels payable to the rem or the Bak LISA. UBS AG U S branches and brit n dew eaten yo‘e inancialAdosce
Attough at tgures thorns ye Mended lobe acasale. fmaned! insittaien Mooted on to arena d dap fDK eased Depa40 Protart
statement drag-cud not be toed kr to p.mosts ray gang In addition to togas ocean foes. secants The SirC protedon and fheikaarromialprceElo, do Mandy Kowa nano
ICS On rex-mid w lams, be. form 1099. 549:9. may be abeect to mantmance fees. doges for late not apply to these amen men 6 they otonage appeal the Fonda/ account net* a la tunangible •radranx•
I tic )turnVann yon tai return the inn it payment for wearies purchases and <target for u-pail tee WV SWeerlitnk. The SIPC protection and the doom by you to malt you wen your renaidleyeptly t
mound by Iwo to sepal to the A'S alluntie ducleck. ;mans n ash octants oleo:yrs dear re roonshond supplemental protection dance protect agent changes ha no legal effect an you accost is not mended to
reportobbrohtmabb dnidends and !stable Merest to other instetnons ml) be subax1to a ante, lee in the market nom of you roestrnerts (whether as a reflect any street. PiC4Jfc rttleiriandienne
toned on wankel held n Kte Meant net Crate* mu, of market movement. nun bainperya mertmentobjectne a re& paha associated wit peXii
cA sr Haresc wt. st1lost base on cerlan covered /AS S Options otherwisel account. and o not a promo> a guarantee that wrath
IBS O cotton , la "weep ) web Rant, to bark or ary Innim mutt <th or wit be wheeled AN
depose =arm at ncri-aillated bats ardaflaied Dividend Reinvestment Program ODOM noantgant eiscrve ton* el to( netrargit0 Mk 01
Carnminkationa with the Sims banes and money market maw' lid* (Money krds).
• neat teetnnfinn an/ cralmorrenorbons n vase; Depose =int al LOS Bra uSA and 4:n.21th:cod The V" reflected a en enrage tea , WreJ may obtain loss of the aces* etaitrrent You <an gunge eat
the actual Pre. Inns Axe inancal AdOser Only shah Trendy scan rumps tr ough ankle Services or by
to further protect you, firs. robrolM9 Purl banes particoing n the LOS KIK -based stern ate puthased tilde DRIP. pertel sham toll be conactag fount ul Ades°,
*ay* Me Segni as Master Protector', Act CS A) aregam re PCK-nstrel n accordance we nkc sold Jedthecash oil be &pouted n your sawn The
• II the finned cacao, on the bp Mel cl te Mora for nxne riomtahon, please wen wow fetter.. Dipast drntkrelreneirrient price Roofedhi the muer net ACCOLet overview
of nut 0.114egro a rot LESFnnii SMACK Lei mourn ei LOS AG Strentad arch and shoes of tit* linen the ma+et pro al ninth to Penni ohms • Vete of sae accocoteparefoSa Met of assets ad
MANI Se(vC44 Carte. Dew X<Oull at them) Nary kelt we not Mused by the FOC. re sot,
baker by arra-rent nth the rekaltd flf1WA Cen • Agyrs include, aiLoble beam votes tee
we nforrned envoi the reblOnthia ohenyag ant deposits see not prolettmlblSIPC Money' rind Caohiniiesa not
wend the *Mont h t s cost. WV (tan and thanes are protected by SIPC See "LOS Inmost Services ftwitudsecuM1(est). ord Taw
Acorn, eretecton' below. DM/ whit' re es may be held near wart d you n auras to retake. and tenon assets not held
envies se located t UBS CrucialSettees and not canned to a paneling se a renal of a &Mendpeewit by tern Dom not include traced macaw/asset
the awect.crg bream ad pa enss make a report or ~roe. the Fern eel tither sell panel unit at at the end cite poor and anent catermen periods. ce
of ant erns a amnion to both fern wan summit biro>, n the bark depute may be nwto4 pct a accept al rant dotermkodeat a
wrhdram, and sham of a Wray rend may be wag nee stnwes. anted dock aprons and
• As toted n ex account Wrements, ya mat regime' clean) fl eecy. ard (tufa Ate octant riotrefable nod puns
eddy us of ant aro; or ', wangling dwelt friar:lied rd the proceeds rand to pa ct ,W • babltes PELKIn dim balances. wstaning Nunn
reflected on your iliblineeent Winn 30 days Sher n was SeCtre Ps Sean Iterammantebeeethes
ma id a nude avntabit Ion <rag Int. than scan basses
the nestmere object...a a-dnsk profile speedk to • Co:Mooney Warne: Total of unnwrod salable
• Tema deed ascentccnoMns a Mien*s to the Fatter nommton tout :nibble sweep options. tato account and may dry between yrs =cut.
arm% Clam Mauna Cieganrsont at 201.752 • 1659 /4ntable it
nclano current intern reef and yields. is 43 oath balance. p4.4 OpOis loalnet al tented and
Nap. advice therms promplbr n wring of sty renal,toted bares, ad waxy maim ma.* acrd
ce tol-Doe fe00.354-9I03. PCO A.M. to 600 wrew rtes cadsweepyields. horn yaw Frun<ul Athiscr Op/Cant Chang. en sue Ionia her Cr
IT PAcnday though Foley, a inIn na to LOS a by<atrg SCO 762-1C40 swop baleen. at the cased the stamen prod
tweesernete COWCIewe each account Mal you laaniormsalty lint aerie balances natty scan at
Fruncel *van ex.. Clore Riga Orel Departmen. <homeore dent°bang imminent cbjecom not seapned from other betimes sod the Fern may
PO. Bo. 766 Lhon Cly. 070S1. LOS Fitncill Services account protection • Prodse CurretIncome bailment seam the
Ihe Fern is a reenter of the Season never PrOttnern toe aydd thezelLeds max minty can ol St
• Al statements shall be deemed correalete a-clmane peneroicn of none air banns These tint re payable soon your demand.
it not abettedto ih retro stabil GO days Cal:oration (SPC). *NM Welsch %Curare; CuatOrnen • Aram,CoptalAripWietco noninwits **no
Of of itkiftben to to 1500000 limliadna 1254000 for The total n exLcleclin the anent prodclang robe
• fa TT' services. Cal lia4412.09BSot Iran outside gate of venial tatty Pan the gentaten
Teti 041201.357.149S clam for cam) foal-notary boxhure nobble won
, come Leans inftentatien
• en tine of roil a 0.einletni *PA Monson( reWei a t my. Oa< 019 The 5InC easel protection • Probe* Comknatt:Aorincom• snICAPtai
liras mg/ toil meant tat you hold ha perinea" for detailed Scallion en the nWs lerdeg practices
Inds Vanier (Olt nil parent a U85 Una* debit Apprecaoten ktrestmerns seeking bath the generation ad &clown refer to yea Clore Ratatecenho
cad transxtins.. cal 800.762.1000. Or *Melo UBS <many
The Firm, together nth co-Ian has abo of roan, er4 comb of principal Agyeement a Attar* theyettrittfl and toGenteal
f na-mal Senvneti lea.. ICOO Harbor Owl, 6th floor. Term and Co :Tons LOS kokeenent of Credit 'makes
Wornanttrt NI 07086, Ann RMNBSA Sawn Ind'esred supplemental cosine* The rrann.m
ame, payable to all 44;24 <terns. colteerob under Ovenil riak reefNa• sealable nAgreem•nt and C•Cx busts
the prOteclOn 1500 mlkia as of drafter 10. 2016 • Caveman Steen bti martenMil ;retool nth al wyne. h.e e-ma.„ reri,lm,rrs
Cita nit. X soon as )C0 Gin. 6 you tole Sot Stop° to ten realty tootle" and Umtata% (an et berii ad salatilty to the mast oreml. men if
statement a recepl rs neon) or 4 you need more that mean the mown dam not genre. 'comfiest
Manion about a transfer an the statement a the arm 6 'unto( protected al toto SI 'ann.:non the
meg The P.m or Card bps fat arolcable)rrtni sac/N.0Se fa al pc, alconts bed in a polouler
SDNY_GM_00324683
EFTA_00197458
EFTA01306956
Important information about your statement (COntinued)
Vow saes - For cotton ~tin tredno nnonatiormng • In (tanned) bloom. went yield andantes - We wise coreconsal on Iran UM Biro L6A, LeS
Your gatemen ~es stones red other meta had denannaces, pen ad dungy (Ixe wax) may An tame ol armai 'Nano ps bo:edm current AG Sunord Chinch and nonalband barks
nth non at the end of the ~amen, prod You be been atjusted to *note proper ralualcn. &edged and Or« .ales, manna Ww seven wit trce#. our <ash 9000p prog a-rn this
mayad ta ca:heroef bay pad secretes X ay ire To Men *rem quota en. when salt». cexitaci be heb la one er from vaned date et and ~sae-Amay be a ~thy per non fee cc
You mainano ward.« used at ;Ortolan/ age Fewi<til Minor enaLrey Tlua &matocart' a gudelno, acancy nuy be a pnenrogeot near dal, depaat
Men ally balace due colleen Ana secure go rd ce4,014dinctan re not guaranteed banes
wandered to the fint darn the statement peilre • Prima investrnenta and istrand ~duets. forma& anal near* rid curare raid la
Wed al netlel vaarai of the end of the statement Private ~mom 14<e.snOt (rcletrq deed <elan Wet of ~ion road .narde annuli ol Adivitt
peed RoltOinto Contra al awl *gat earthmen Ma Prexcwi a opilig gm's re shah eau the rot btonbion reordna crimson and aha ~on
• Cawelmelio. lu ddmnntg the tere ban oath %cakin)rd gructered products re gear ly hayed, insane find anent yield) ~Abe °notated. incurred On («nellen wth the ow-none, van,
*ones included es as element. *here enckated dined Ctertareulorto4tOolicls home rol been - blinded wuif none rd en' yield and the enroud^3 oaten várcanons he been included on
web the nart«' LeS anneal Seems has robed manned wee. he Secties and Ears)* ached none red yield rate be broer a hitte Centerrohono pronauskr fanned tonal, and will be
ret«mhoManed bons tones eh« than LEIS Camnesena end« ay gale >tonnes ban We than the &ma& amounts Proud& to no ircmdi an ntCO.,
treated Seances. mledeg Mammon Inn note vowel* estimated valentor prneee .wanset - An alma» ol ay...Cod ncomaBletdord rector
Irma the you may have pronklto yaw lenntal start*, rd storeyed products tot nicernaficnat Morose denied by thecomet mant Sheet sate
Alen Tse Pon does not od•pereintll vonly MOW any AU•e•Cy 4 no ~armed oldnano balance 4~ on the last dvdond II you reap ei short seen aten ny, yasmay
ga rde+ the fKarecy <re validly of aany cemMco - Throe eaten may dale xi:6%M" Iran fflet. ex meet payment madeby the noun and alt«a chotte dat 10 («WI bonown) coots la that
ponied ty sones other than LeS any, a which a poem ~omen' se“eity0e awns h leaner/deposes wet be hid laan Pa-touts storey.
h Mellen athough LeS trend Stone genera *unwedproduct rnal Co bast* a sold red do na Iran te garnet date or
todeetro ten .darmlanen el o mewed the arm not tweets-way rev mere th value you mw mein maneed.
ortrourd yield se not waned. Open odes
does rot vow* any assenne that the Scans», eiaal Souidanan. 1'4, 06N open or 'nod Idlancekt ceders tat
~Cost bate red 't nclad girlies,' es - Died tarty tamales of vaar re as oe • «elan • Mau en hold by MIS Financial Seers. Colon nee rot ~card by the drawn dale, opal buy and
*mix* at of ~detect thc summery At adel, dat and re supple:110 Unger-nut Snots on a inure not held by their., aal nat Mtn the sell 110ponion re reared by the .mete ol audeeds
please ob not I* on Ints raamalmn make rages base by n ntordent minion tern Taalas ~ten or <carol These uottt nre an r ordradexh a ex nth date unless
pnhase a sale tenon, fa lal mazes a - wan. ~at prior et <poneer mina& "alum. displayed, on you 512~ for Soma ear nstructed °tows* by you You re rtµntbb lor
°then's* A«oants transferred toteCm ~I d rya a* ~Sod totoFinn by the moat ()Loot« alp Petrone and warn 'Seamed we «des that we newled dr Iona false 10 creel
felled sawfloss nformahn only for tiepond0/ genteel panne or sterna and may be cabAated void& by te mum) hen biti ~tat Seems Co51Olti 00en cedins
erne they se Ind at Ihe Peen. More basal based on Metro ode: maw' Inn Mt used by not nnpantaa lee ins nionnaten red doen
eke lean can be addedby nor Faso, Attot lid pales to dage ter /slanged win Guarantee eh nary thew asses re rot paned Privacy
• Unrealized windless,. Mon dates abolable, - You can drain add!~ refermatenenswereg by St( a the arms teWerontal SK coverage. To obtan a ropy of cut wool Chem Privacy Parke,
ranged neareed pennons ee rokubeedfct used to deteneene the &mate of desa contact yet. FrIniol Ado., «vee cao «thee
mductut wane bb The (rasa, on data for value and the date of the roknrution that n the • Revenue sharing andSO.:anal torrepeewation at »smuts rannster eon!,
reboot-ea las my or mitt nee relied cartnosen. Luis lee the «cut* by waxing you Pruned - h &Mire to coneesseencn salts and I .7b. I lees - IRS revivalSeines è rya bare The Mg etsrest
argot ida co:ony ~fore:aeon wen Adnor teen& nconnedcn wet, the dalbarn of mutual Senses Account BSA rd IHAA we brokerage
armend and aha rern~ lot antsystanute - mid party nabod values maybe reheard as funds to as dents we race os atfiWo anti.* amounts whet, Watt. MO« to toning cervices and
goschaw bes re each cc/TOM to deeply ore 'Nat prod' in ~at senators neon re mama tang parents Iran &tremors ardor pedals droop annornants nth Aired bares
averaged lot Th?' Trade OW <ounn presents the re~fit valizon leen has alt Kiel& a d &Knot the mewl halt tat wo sell /Nu aal Wee thrdpiny bolt andpos.5es access to
0-Otlftranactnn Noe date usabk to "go a vale whet we hone nee masts we bieden two deferent cargo alms: men* rid anrwety pod" issued by ~hind
• Cable neueltioa Beret and ;mite& dock that thee am/feria en« hat armed han may calla te mant taro by LBS of a pandas* maai red-Party mine carotenes flout insane
the ewer oath for earY ~on wit be selected ~V rotated Mr ncw argon, ce when a hand fray to out dents. and Oa th• asset robed a agency .bedaal of LBS FnantulSevnes n.
~dig by lot HAI .talg al stones of that value ~Id be Nohey specula., eke to the non cmgtiahr malug krat Indis sheen held al ter - hnonere, ~see. rod mud credan
issue bed sour new or n name** name la or ed tin money km. - had WIC nand • No bra panne May lose role
dents Cal feast ~tones obtained born turd - Mon mew an ccuer, general partner of cps-ace - We endear aft 'Ole eh* 'new nerved:by and - tMA Resora Maagenten Acton. Business
pales and es rosary rs nol pand Other <SI «anal& eataa nar a ~bony canetd yak» rt antis pastry, lees en corodenn le wander tantes Accost Ea Rea and rdernatavi Risotto
leans mew ont whet cola stn yell; complex prowded, the var ea the sonny webedrown flea anises tut tat pro.& to the ~Jai hint Manapment Accost were:wand stone marks
Mambas wet be wonted upon request from es nacho> pfte Theo toet galarray re pad from vena toted LES anneal Scenes Inc.
• Mona» Rod dotty& tor **sass red other - 'Cbstriaa an to date' may rule reen of the altval bred and anhoidOollw non brad - YKA re a regrew& Vadamarle owned by Yea
Deden« maybe Pop« or toyer than The pre teat roPtal, insane a bath entertain of axons at thbeckerdrole Wernálawil Service Attnaleal and sad ender
you would ictualy mane nth market nets aro ▪ 'Origrui Link We. nepittiell the mei catering holdin mewl linde of the, dud fanfy kenes The LEIS ins creda <ads .rel the LEIS Vita
dsantd hemran:VI had ply ~Os ."th awe per ent and mania relied your cost base - In &Mire Ie centnnwons rented in «erection debt cads ate eyed by LOS NM USA wet
Wen to be Sable. but we do not %Went! tier - DPP red Wined KIT tenet re roe laded cn a wit tee sale or 4:libber:an of rattly contacts rd penraten from Yea II SA 'imported Mother
nosey. ', Sonde myRin onerne, and re Cirtetabt ent on-toned rat earls Iona clert, we ida tradonarits, regreed tradereds, serve* mans and
- We genera* use the chino peke when na table or la& redeem el they to be sold. the tree or affiliate ratteneselre thIlteKl<o~nootal mowed tenet Meeks re of two respecter
the men a/ the bed and ad. Dike Ia bead mewed may be Its *wetepee shre *gibed bon rent of the nonce COMOInef undemeng companies
wattles adopters wady bidpees ke OTC value analcd al Old >awn eaten:et the annuity ortrom., atIbxes cé te namoe
writes armpatat a spanen o4 te rat naplat 'gusto LIM Bimetal Swim Ion tee 701110
- Lint rte* traded anal« nay be add eat» a • Radricted ~akin Resenard swam "Meaty toltdatiou10
warren mxhl or the mon roam price we ara not on* eligible for yoMc tab. an Fetch* - In &Nix, to anrowitart rect.& Iran the
obtained ani guy rot reflect a, actualmake trice 5~044 UM tie mark« once of t.troesteled FOd pieta* and sale of ~sink we raar
a wake of the sane mu« as an isafed robe la tee altdate ream* an assnaered roerre twin,
- Crean coshken may roper yeilhoul a pike and retarded stoa for papaws of .5..3 renmm acore. To bailment from NotShites &vixen as well
wilder. as pee ward ~lane d vee ee the <Moe WS fete led stones ate &sablefoe sale, fuxIng for Window dnelopmene, beta a-d
treble to chins a via tor the value weedmay be tLbstribefly less than te educabat
Owo:ts a uosibes denamnSed in arraces imputed vale. town. - Ov aliens aha feces. wring conrilocent and
od•yr than u S. dotes "erflociod at the ~hang* otee carpersater from mutual tuoth rd mane
rate as cd te strewn date aalpat« whoa products wo dintb.n.
SDNY_GM_00324684
EFTA_00197•159
EFTA01306957
UBS Financial Services ex.
UBS
Prnote Wealth Management
299 Park Avenue
26th Floor
Business Services Account
New York NY 10171-0002 November 2019
nado000695943 irr9 vi 0
MAX FOU'DATON
Account name: MAX FOUNOATON
Friendly a«ount name: MAX FOUNDATON
Account number:
Your 15 nandal Advisor.
SCOTT STACKMAWLYLE CA SRIEL
Phone
Questions *bout your statement?
Cal your Financial Advisor or the Value of your account
ResourCeline at 800.762.1000, on October 31 CS/ on November 29 IV
account 029023661.
YOU' assets 979.29 979.29
Knit our websita: Your liabilities 0.00 0.00
wwor tbScorrinnandaneonCel
Value of your account 3979.29 $979.29
Items for your attention
• ninip protest yourself from fraud and
rtmeW bank. credit card, and brokerage
statements regularly. Also. gel your free
credit report annually horn Sources of your account growth
www.annualcreditreportcan.
Tracking the value of your account during 2019
Value 01 your count
at yea end 2018 $97691
Your PrnEltiTent Morn:
733.2 Givilen3 and
interest nCOlne $2.38
5,2392
Change in
3339.2 market van* $000
Value of your recant
1.433 - 9769 979.3 979.3 on Nov 29.2019 $17929
Oec 614 Dec 1015 Dec 7016 Dec 2017 ON itn8 00 !019 Nat 2019
Member S1K ANN0020009369t3 W7000063692 0003I 119 00000X00 OCCCCO Page 1 of 6
SDNY_GM_00324685
EFTA_OO19746O
EFTA01306958
Account name: • 1-4,Lev0AnoN Your Amanda Advisor:
UBS Business Services Account
November 2019
friendly account name
Account number:
• t`,EnItIliTf.: 9C017 STAG. MNYLYLE CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
November 29 (V your octant
A Cash and money balances 979 29 • Dam and money balances may include
100 00% Your cement asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives 000 0.00% account, UBS FDIC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 000 000% account balances and money make mutual bald
sweep balances. See the knpottaelnformedon
D FiKed income 000 0.00% about you/ statement on the last two pages of
this statement for detail about those balances.
E Non-traditional GOO 0.00%
Total assets $979.29 100.00%
A
Value of your account $979.29
Eve on the markets
Percentage change
tndox November 2019 Year to date
S&P S00 3.63% 27.63%
Russell 3000 3.80% 27.34%
MSCI - Europe, Australia & Far East 1.14% 1838%
Barclays Capital U.S. Aggregate Bond Index -0.05% 8.79%
Interest rates on November 29, 2019
3-month Treasury billy 1 54%
One-month LIBOR: 1.70%
AAP100320C09909“ 7000063692 0000 I 119000000000 000090 Page 2 of 6
SDNY_GM_00324888
EFFA_00197461
EFTA01306959
Business Services Account Account name: MAX FOUNDATION Your Rwanda, Advisor:
Friendly account name' MAX FOUNDATION SCOTT STACKMANILYLE CASRIEL
UBS November 2019 Amount number.
Change in the value of your account Cash activity summary
November 2019 (SI Year to date (I) Le Account achy* ?Au monthIce Man Baxter in your sweep omen an rmucied in the cocoon and
(loon; Mantes rata FI:OC irourancoxoploo tO &patio a U6S Bane USA arid al banks partcPahr9 inIM
UBS FDIC Visaed Deposit frouraa n coes not 8COy 10 deposts al UBS AG. Searnlota Branch WC
Opening account value $979.29 $976.91 prottcton amoe: to money market sweep fund eicearqs tN net hank deposits See Important mbematon
'tog: yout :teener, on the Int two potter d the Moment kr Mats.
Dividend and interest income 0.00 2 38
November 2019 31 Year to date (S)
Closing account value $979.29 $97929
Opening balances $979.29 $976.91
Additions
Dividend and interest income earned Dividend and interest ncome 0.00 2 39
rot pu vows of In, Uttecreenl totatillty Cl Inkiest and Indent/ atom has ban determined 0011a US Total additions $0.00 $2.38
tat 'MOM ect PLoWedive. Bandy:on the residence 0 the account hddet, account !we. a ptolxt
swath's's, ands Ovidend penmentS MN not be StMed 10 LIMN, SIAM ardCr awn° RIM (PR)
Net cash flow $0.00 32.38
Income tam The there rnOnINy Slaterneee it nal Intended to be used ax1 cannot be teked rpm tor un
Forams clefts shook: Wu to the addict. to temong forms they teethe Men UBS annual), sign as
the Form 10$ at the Fans 480, tot tat rtpareng 'Manion it is 11* practice of uBS to fie ilk Closing balances $979.29 3979.29
comae tor cepOrOnq loins loth the US Inten41 Resents Sent( e at PR litauty DeParunent. Mid in
such kerns atoratey clxafy civetra ad cc ireerett a tat exempt or late mane. net coma yew
indedual tar peony
UBS Bank USA Business Account APY
November 2019 (S) Year to date IS)
b-iterest period Oct 7 - Nor 6
Taxabb interest 000 2.13
Opening UBS Bank USA Business balance Oct 7 5979 29
Total current year $0.00 $2.13
Closing UBS Bank USA Business balance Nov 6 1979 29
Pror year adjustment 000 0.25
Number of days in nterest period 31
Total dividend & interest $0.00 $238
Average daily balance 8979 29
Interest earned TO 00
Annual percentage yield earned 0.00%
04170002000MNS UW1000063692 MO3I 1119 000000000 opocco Page 3 of 6
SDNY_GM_00324687
EFTA 00197462
EFTA01306960
Business Services Account Account name: Your riganciel Advisor:
ES UBS November 2019
Friendly account nor).— ' • •
Account number
SCOTT STACKMANLYLE CSSMEL
Your investment objectives:
You have identified the following investment olontores for this account d you have questions
about the* obrectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. YOU can find a full description of the alternative
oweslmentobtothveS in Important nfoonation about your statement at the end of tins
document.
Your resent objective:
Capital appeemanon
Your risk profile:
Primary • Moderate
Invelirnenl eligbility congderabon - None selected
Your account instructions
• Your account cost bass de._ 10. Ara In, rest Out
and70,02X0996946werda0063692 OM It 19000000 Pepe 4 of 6
SONY_GM_003246B8
EFTA_00197463
EFTA01306961
Aaount name: MAX FOUNDATION Your limadel Advisor:
Business Services Account
Friendly occouet name: MAX FOUNDATION
UBS November 2019 Account number:
SCOTT STACKMANIME CASRIEL
Your assets
sane Creel. PcOrne andCarat vista ShOtan may be <C0fOrinrole As a RIOT can Intl IOSSeS nosy nOl
be tetwarry reflected. See imporientedoemarecn Moot mot statement a the end of IN, dawned tot
'Tree rnfoareilion
Cash
Cash and money balances
Con and noisy brewer may *Ida avataie can balances. UBS Bank USA apart ac <nun Maces, UBS Bail USA soden UBS FCC Insured Rogan Bar{ depart *taint Waves se Insured Ey the FDIC WIN.%
UBS FctC Insured impartSant Stances. UBS AG Stamford Waren apool account Waxes and money Mite,* lmn. bbl are not watered by SVC UBS AG Stamford Blanch deposit account balances are not insured
maoteli tud tuned ivretp tetanal try FOC and rev eta pfaected by StFC lireney market seep tetanal are prarected by SAC Out de ra tenured ty
the WC
see the important olonnoon S000ur StOteAt0t at the end d this Women, fa WO'S abaft test
tetanal
opener) taance closorgba axe reaper Shaft Ave rase Cadent:flaws, Dap n
Haing on Nov 1(1) at Hoe 29 CP creNor NO) rose Peloci Genoa Cap amount (S)
U9S BANE USA BUS ACCT 979.29 979.29 250,000.00
Your total assets
Reentaged Cost Bimetal unfeeling
Value on Nov 29III your account tare (I) encode 'name (SI Ono( IOSS(S)
Cosh Cash end money betimes 97929 100.00% 97929
Total $979.29 100.00% $97929
AhP700020C00364a7 NeT000063692 OCCOI I I IP0000000X OCOCCO Page 5 of 6
SDNY_GM_00324689
EFTA D0197464
EFTA01306962
*UBS
Your notes
ANP7C00200099694S WM00063692 00001 1119 00XOXIOC 000000 ►egg 6 of 6
End of sutement for account number
SDNY_GM_00324690
EFTA_00197465
EFTA01306963
Important information about your statement
Le2S fcondi Semen Mc. (see firma USX found' her Morn scar no Ito thane° arys ante to fon daak dr A tut <COP/ Of to poky wade.; es amiable moon, ce roans and may red Leap pace wt.
Sondes), re a muter ol al octopi too-nty.. cownocity eon year IM fed etaternwe al *etch the Ma or Loon moast
*adoption...who-gm UBS Enamel Swoon andIBS Fob*" *Pored • Modern. Wing to accept ;ono no to pnncpal and
Bart USA an rdeect obsciattesct UPS A6 rod - hood. oas nano rd accon nunlate d any) fleeter to SIC plan-Ion roe the stoplintetal tolerate scene minim to seek here rams
Shares of WS Searittes 11.0 the Pim% frontal - Donate the error or he transfer sou a wane protectors yob to: • Anse Wilig to accept I4 it 10 Pwc16. 1a-d
statement it madialt upon request The Fern's newt.. about and npLin at cb& asytu(31%0 .1)co • Celan 'Dental atom antosied by fun nasded n highsobully ro ad, (nun ow lent
°floes are at blew n is an arta a why sem need more Y0ka ACedell vat*) but heti away IranlBS financial • fralow.a.V..aty Can:drew. I selected, a
riormanwi. Santa Foe ft ercle certain C0insteexegrodAls, paten of Ma ',natiofor Me accart may include
IBS fnaKal Sleke( he. - Provide the dollar arnaLnt of to expected error. ncl.drg yob* females. and (.Ostotts oi mutt*, cargo. tual•gre, rend liantm, and Teed.
1200 Barba Boulevard AAA regiotral flux cum, of the scowl holder on Walk,
Weave&en h1/07COS The Fern or Card ramrod nvenoate your <emplane the becks of the me, a twofer nee),
ad waleo•nect nem. proeptb• Fa alleged aeon • mounted (moots a mesinerst nierests le 9. Steamer* Isotdelsolione
IM unmeant nha•C•ntc the onsi @natal defied of figs mohvg LCISVaaockbo cad transactons.l we lie looted ornenhps rd ;Mate placements) tat we We may tosto-otbet ll reteed account UAW...MO.4h
fmarmot Semen ac<ounl Gibe. reccedS. Ow.e9I awe thr 10 bacons day; to da tres, we maned( not rog=teed under the Secuntios Act of 1931. the same *Stets n the same eenekpe. e.g. because
ONO Waffle*. eornamng oracle.,elia Mold rV atccatt la the swan you thrit n n snot. so th.1 • Conwocitescrerach (e9, fireIn **charge and they ham canal who abe mentan pet stave
not be relied LOte) I yOu bete* thWe 6 react a waived Nag* use of to dung The two pea eft metal antral* ft hedft.)lilitite uftrals relit...hos a+ other (lents al the sane eaten f
Phopoei. aft* lepat it fterrechatelf n reritng to the ties Leto complete at ne•sloaNan
Branch Manger of der office seen; sots *:cote. In/ CrereeitY Wean contra; and yOu prate to meat rid ideal statements moiled n
• Depose actor's (inept trek**, of deposit) r CBS topers eenedocoi, you may &ono hosneekokfne by
&me make all checks payable to te fern or de Bat LISA. UBS AG U S branches and brava Ow calrg so.% inroalAdosa
Alta* at Mutes thorn, are Minded loft acctealo. fnamialinsittaien Mooted*,Iv front cf KIK erased Nyasa Provern
steitniert draft:mil ml be used fce Lao pawn Ley itiatnia In addition to fogula accost!, foes, accounts The SIPC protedon and she stppetetamalpraetlos do Friendly occotott name
*Zen )arena La toms. (ft. Form 1099. 5498. may be *beret to mantenrce fees. chrges fa late nee apple to these math ear if they ederwee apfter Ro handl/ account nitwit a. <Wont* •nickrarre•
tic )Men Prang yetiIY roan The inn n pararn for secure.; purchases and Margot fa *pad onyxr slit tenenh. Ter SIPC protection and the chasm by you to /slat you win you reafdleeepto t
mound be law to repel tour RS alluntie drgleroll. anions n cash attar.. Amulet der Xabantten<d supplernewal protection aired proita agarest &angel has no 4911eftea cm your accent. is not reended to
reoortabhnrtmabk dnidends end tattle :awes! toother noetnons ml) be sufew1to a &nit ft. in the market meat of >as rmetnerts (whether as a felled me want. pranct, rtMenn.n.lion.
Nand Onittuatt held n 5Oi.e Kahn!. net Craft* meal al market movement. boar berkrtpya me:trent **ewe a re& profile as:autod raft roes
on tie Wanted cm. nil eon basis oncolonmuted IAS Sweep Oplkas otherwisol Kau". and 6 not a prance of guarantee that wrath
:engines LEG citeo pitons fa sweetwo caoh Winces to bark or and Inertial mutt <WI Ce but be xhon..el
deposit *can at nen- Aloud bats ardaHtlated DividendRoans's:ran Programa ODIUM ft vaelIniatt eftaa ter4 d ft( nekbeg to n0t of
Corremonksliens with the Finn tares and money Elate (Null limos (Money krds).
• dleasfte.ccedift vet oral aernmeabons n wens, Cloaca accosts at LOS Bar* LISA andnr. mood The pore reflected n an average era. you May obtain loss of the tyro nommyee You <an charge you.
the actual WK. Iran 110.1 IiuMnl&Masa Onlr stick handy wcost names enough Oran. Samos or by
lo further pate you, ntft. tact.? sow ertI balls parlicping n the LICK RIC awed t turn me outhamduride DRIP. partial 'hoes all be cooactec yoke fora sal AM's°,
*ex* Me 54<N en Vanier Protaten Act TS A) Program ar• MC-nand n accordance wehDr Crule: sold rd theca Mil be &pouted is you xca-nt The
• II tbfinacd cacao, on the asp lay cl te ton For owe riomtabon, please tot Was facia). . Nand dredendremain,* price mauledIN the Issuer nay Aetna overview
of teut 0144475.1 anti IBSFarina Sarah. UBS weasels/AU% AG Stamford &arch arid lures of diner horn the make Pat at v"ch tepmral gum • vatic of you ecooneaparrfoks Net of asses rid
MANI Sows Gaffet Dew laOull at chino Nasty fends are not taxed by Me IOC. resod lid:dein.
trobw by rarer* •vih the nekatod ftlite e5n • Assert What, ftaible <410‘bArAftIalle$ Its
we Sported 'cud the relleOnt,0 wfvnpr Barn deposits se not protected by SIPC Monty kid Caohairolhea "Canal scurry (ng). Ind Cobs Tn. Deposit,
. t.inatani hen tae,. 04/ heft and
Ofteftil Moos we protected by SIPC See "WS Inmost Services Gray whole tanmay be held n you Saw. d youre strealvd mons to make. and tenon Ones not held
tmLnies se localed a UBS hunt.,Sonces and not Stearn Preatotai below Willed 10 a partkiltlit at a retell of a &Mendgement by Arm Don not nclacle waned noontime,
the nvodrlrlg broker, and year ensl make a report othenvee. the Tem elate seal band urns ai stow and ce the poor and once casormee periods. cr
of ry ma a onaaon to both In, s won sow masa biro>, n No bark deluge may to mate paces:trope al rail determandbi a
wrhdram. and ;has of a limey!aril my be rose nentnwet tnosted stock *prom and
• As dtarbed n Ite actchal Kretiftents, (Cu mat regiend clowna perky. ard(min AV Kaheil saieroubf> nod 001.0.14
rolify in of any ono-, oe nod molortod-eels Igudred and the vetoed, returned to pact sas • duoiter eflaclet drib Wiriest. onawrig male.
reflected en your slacnont aelhei 30 days after it was Searles aaftril 'entailment objectisne
Makda rude available lora (Nat Ints that roue biases
De roe:tree objector; rdnsk prank re weed* to • CathMoney baron Total of unmoved hobble
• Una 400.0 (Waft! aniplardi a After*. to the hate nfamaton tout tradable sweep options. ea account and my vary between yes =ores.
nekkIng <untie interest here and yields. is 43 cash teitaftft peat &pad balances al allAnd eh/
rrws Clone Melon.Dipinhent at 201.752 • I 6e9 /4atable at Pons rims the Fens pace-RAN a vesting d ay nca-alf toted bras. rd worm medal ma.* band
a tot/me ae 800.35.9I03. IIIMA.0 to 600 www Ws cansweepoolds. Man yoke insmulAdmscr sadicant chair in pas leach
landlc MAW CI
IT Made, though Foley, a in Aft n210 te5 a by <atm BCO 762-10:10 snoopbalances. at the closed the Atari period
AarTre l thenen
Ins For hall. you Non-cormsedly het wed. balances nor dame. re
enamel *KM 5x.. Chent Radeael Deo...Una& &oft* ore of imminent daj
teei ng
twes me from other balances o^4 The Fern trey
PO. Bo. 766 Lhon Cly. In 07087. Leif inendol Sorakes account probedion • Prance Current Income Irrrestments the
Tin Fern 6 a member of to Scones nada Protectcn it. ryde the* awed neat cednry coarse ol es
• Al statements shall be deemed corn:lett ahlactsie (lentaticn of none orly Darold Tel tint are payable Won your demand.
ii not <bodedto n retro stabil 60 days CaPeraton(SOC)...Pich protects Securem <women • ataten•CepoorAopwatoo hsranwas sting
of as mendansw to SS00.000 (ncludn; 12%00) for Ibis total Is needed m the curet prod ckoino value.
• for TTY wrote,. Cal lid4412.098Sot from outside groat ot inept tato( ten the gwerahr
the U. CA2171.357.1495 darns for cash) &planetary brochure nobble ison
name Leans infcemetnee
• h (Me of roll a aftlealS *PA an eledrox 'Mel a le me. SOX ot9 The SIPC awl 'Mahon • ftoeha Combas/en of %moat sal000,
tiros oapsi to if 'porn tat you hold n a prikular fix dueled nicanabon cn the fnns loran; sodas
fink transfer (ErTh. till parent a WS Vet debt AppitcbsKon Innottnerns seeking toes the penwation rd &clown aft to scar Clore Otslattornhp
card transxtkers <al 80O762.1000. or *Me to UBS <ao.x.ty
The Fah *after at mien affnalts, has also of ro<me ad comb of wincipal atoaseneit a Aaare duyeefftre and to Geneva,
in.-col Seats la.. ICOO Harbaletsch 6th fkor. Tern tad Cols:Mons CBS Sake alt of Credit 'mikes
Weehawken, NI 07086, Ann RMNBSA Sawn lestrowd supplemental cosine* The rreirrkm
anxst payable to all doable clews. eolectrob under Owed rialto:Silo salable nAgreetr.nt and C•Cx busts
the protechon a 1500 mllab at of 0400.64f It). 2016 • Dwane*, Stein to martenMel catgut. nob al low. ii ?..aer ie, eree,(55,a,
Cita mile as soon as )a<an.1oxa tole sos Suboo to ihe coley condi." and lentiften. Ora at tin rid( ad.drily to the mast metal. men if
statement a /wept rs wrong or ayou need mem tee nest the atone does not gent* Kinnear*
Samson abate a transfer on the gantry a It. Fern a haw [rotated Ice talc SI 9 mace, on the
mece The Tern or Card basun apolkeble)rrtni olgtegote fa al pa accouls heti es a palotlar
SDNY_GM_00324691
EFTA_00197466
EFTA01306964
Important information about your statement (COntinued)
Vom sta - For (ertete hevete, vade, ri nomadenes.? • kl (estimated)Scorne. ~tnt yeeltb ondartet We wen* compensal on tromle; Bad. Ul& LeS
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SDNY_GM_00324692
EFTA_GO197467
EFTA01306965
LIEIS Financial Senaces M.
Eta UBS
Private Wealth Management
299 Park Avenue
26th Floor
Business Services Account
New York NY 10171-0002 December 2019
ruiteic0I2S603S1219x13 Yr 0
MAX FOLVDATION
Account name: MAX FOUND/0 ON
Friendly account name: MAX FCUNDATON
Account number
Your financial Advisor,
SCOTT STACKMAN/LYLE CATRIEL
Phone
Questions about your statement?
Call )our Financial Advisor or the Value of your account
ResourCeline at 600.762-1C00, on November 29 (S) On December 31 (1)
account 02%23661.
Your assets 979 29 979 29
1Rdtour webs's: Your liabilities 0.00 000
wow. ascornifnancialsennces
Value of your account $979.29 $979.29
Items for your attention
. welp protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also. gel yin free
«edit report annually from Sources of your account growth
www.annuakreditreportccen
Tracking the value of your account during 2019
Value of gout &count
alyez end 2018 197691
Your mwstrrent return:
7,2362 Dividend and
interest 'Nome S238
6.2367
Change in
239.2 market value 5000
Value of your =owe
1,2433 — 9769 979.3 9793 on Dec 31. 2019 $979.29
•
Dec 2014 Dec 7015 Dec 2016 Dec ki17 Dec 7018 Nov 7019 Dec 2019
Member MK ara.7000303122603SNP7000”89680CO3i 12190%00GO% Orfat Page 1 of 6
SDNY_GM_00324693
EFTA_00197468
EFTA01306966
Business Services Account Account name: FOUNDATION Your Amanda' Advisor:
$UBS December 2019
Friendly account name: rAe. romoknot.2
Account number.
SCOTT STAG. MANLYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
Decenter3 (1) your octant
• Cash and money balances may include
A Cash and money balances 979.29 100.00% Your current asset allocation avaiable cash balances, UBS Bank VSA deposit
B Cab alternatives a00 0.00% account, LISS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities aCD 0.00% account balances and money market mutual he'd
sweep balances See the important information
D Fused income a00 0.00% about yaw statement on the last two pages of
the statement for detais about those balances.
E Non-traditional 000 0.00%
Total assets $979.29 100.00%
A
Value of your account $979.29
Eye on the markets
Percentage change
Index Docernber2019 Year to date
S&P 500 3.02% 31.49%
Russell 3000 2.89% 31.02%
MSC - Europe, Australia & Far East 3.27% 22.66%
Barclays Capital U.S. Aggregate Bond Index -0.07% 8.72%
Interest rates on December 31.2019
3-month Treasury bills 1 52%
One-month LIBOR: 1.76%
AT.PTOXIX01?96036 NV7000118968 0000I 1219001%0%00 010:0 Page 2 of 6
SDNY_GM_00324694
EFTA_00197469
EFTA01306967
Account nen*: MAX FOUNDATION Your Misanciel Advisor:
Business Services Account
Friendly account name. MAX FOUNDATION
UBS December 2019 Account number:
SCOTT STACKMAIIVAE CASIOEL
Change in the value of your account Cash activity summary
December 2019 ($1 Year to date IT) See Mcounr a(Nelly thu MeathIra *Hatt &Marra on your Sweep op= are onduded in rite operong and
char.; bSatos 'Sue MC insurance agues to &pouts actin Sant USA ad Al bank; partcpatirg m ire
UBS FCIC Muted Deposit hymn. n does not soy to ckitosits al UBS AG. Stanford Branch 51K
Opening account value $979.29 $976.91 motetton =he: to money mute{ :weep fund hddirqslairl rot bank deporits See important inf.:mat:on
'boy: yout :lemon< en the Ist mo collet d thn downint for *tat
Dividend and interest income 0.00 2 38
December 2019 I1) Year to date (3)
Closing account value $979.29 $97929
Opening balances $979.29 $976.91
Addtons
Dividend and interest income earned Dividend and interest ncome 0.00 2 38
For mimes01M statement Imablity of bind end chiicleix/ income has betn determined bah a Us Total additions $0.00 $2.38
to '<Partin pecipective Based won the residence of the account holdek account ire. N piolst Ira.
son* IMerest vide( OvidendpaomentS May not be staled to tinted States CUP leder PitrIO P4(0 (PR) Net cash how $0.00 $2.38
InC0fre lain The diem Monthly gatemen is rot Intended to te used fed cannot be 'trod Loon tor is
mmotes (lent; should qief Nth. arylCa:Mt& ripening forms they cocas. Wm UBS annuAy, such as
the Fonnt 1099 al the Farm 480. lot tax lemming inhormation n n the punnet of on to lie the dosing balances $979.29 $979.29
voliCatie lac reneging toms alb the US Inlegni Revenue Stmt. SYJUR Treasury Department, ad in
such Snare acctratey clizofy demerit and cc 'nitre-A x tat tamp or late axone nee corwlt you.
Indudual Is. gnome,
UBS Bank USA Business Account APY
December 2019151 Year to date IV
Interest period Nov 7 - Dec 5
ravabb interest 000 2.13
Opening UBS Bank USA Business balance Nov 7 $979 29
Total current year $0.00 $2.13
Closing UBS Bank USA Business balance Dec 5 8979 29
Pror year adjustment 000 0.25
Number of days in merest period 29
Total dividend & interest $0.00 $2.39
Average daily balance 8979 29
Merest earned $0 00
Annual percentage yield earned 0.00%
exP700030012S6037NO700011896B00)31 1219 OCCOOCCOOMIN 101C00 Page 3 ol
SDNY_GM_00324695
EFTA_00197470
EFTA01306968
Business Services Account Account name: MAX FOI/NDAPON Your Plarciai Advisor:
UBS December 2019
friendly account name: MAX rO
Account number:
AllON SCOTT STACKMAHME Ca SPIEL
Your investment objectives:
You have identified the following investment objectives for this account, if you have questions
about theSt objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. YOU can find a full description of the alternative
ovestment ollechves in Important Atom-moon about )our statement at the end of thrs
document.
Your retire objective:
Capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• You accotrit cost b 1O. Rrst In, Est Out
ahe70003001296038 MI0001, 8968 00001 1219 COSOSta 101CCO Per 4 of 6
SDNY_GM_00324696
EFFA_00197471
EFTA01306969
Business Services Account Account neme: MAX FOUNDATION Toer Maande& ~sec
Friendly account name: MAX FOUNDATION
*UBS December 2019 Account number.
SCOTT STACK MAOLYLE CASRIEL
Your assets
Same prtel, «Gene mclmacol udues Owen nwy te ~inrolt Asemt& om an0;out; mar nol
te &model/ renecle0 Set important Mammen dootiour Statement A1A<ergoltMsdpcunrrPra
more 'nl~agio&
Cash
Cash and money balances
ban aal promo tulyncer may encluat avalme cYB baan" UBS Bant USA ~Ot z munt barg" U85 Benl USA endtll UBSFDI Initieel Roggen Bant clepOot aston beleen are Inioted tly I he FOK vathln
UBS FpC Inluid Rayonsant Sames, UBS AG Stentor., Buren deDoot account blaxes act croney apylhable I ents, tul are not psnecied ty WC UBS AG grimt Baant h demsit xenon tolaxes ale not omina
~Ad mul ud lundSwPcp 1284Kes ty FOK ana gee nen Wonend try DPC Man market Svreep balances ate pect«IteCl0y DPC teil Me cOl Mond ty
IOC
Set the important' olonnatron ~vip« Statement at the end d thn document la Wals about Wow
Naam.
Ogeneg bdance Closerg baarste hiCe per Shafe krengt 0nidencl intenst Dar in
HOldno co Dec 1 (1) co Dec 31 (fl (n Dec 31 (S) ree tedoi eend Czp Maan 0/
UBS BANT. USA BUS ACCT 97929 97929 293):CODO
Your total assets
Percentage d Cast Bumated voedend
vsoe on Dec 71 (E) your account DM 01 aninglInCOme (fl onnet IOSS (t)
Cash Gsh end money belonms 979.29 10000% 97929
Total $97929 100.00% $979.29
AnB70003001236039D07000118969 0CO31 17190CC0CCCO3 MTO Paga 5 of 6
SDNY_GM_00324697
EFIA_00197472
EFTA01306970
SUBS
Your notes
Awn:COCCI 296040 W700011896800001 1219 CCCCCCO00 °Ica° ►ogo 6 of 6
End of statement for accoult number
SDNY_GM_00324698
EFTA_00 I 97473
EFTA01306971
Important information about your statement
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SDNY_GM_00324699
EFTA 00197474
EFTA01306972
I numrtant information abo ul )nur slalomeni ((onuca)
%r ses - Fer antomytes vadeg n noncorionnny • Est. (*Rafinad):nat went yeekb and fa - We warw <arcensai o, Iran L85 Beri USA, LGS
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n the amant at the endte Me 11310"nerll po-od Yeta ław ban >dosiad to Noksie proper valdalen. deidend ad nitryt vales, WArhegllW *cytry wal ti-~ out cash ormeppmaa-ns iM
mar an for ~luty pad teand a any twe To obram osen <paro" wron amia*. antki be heldla one na kam reltema., dale Ce Anta co,Ipensxcnrnal be amant,* pa auMl la cr
`Mu nvr mew sentibes mad at Joan <oliwi saw was menul Ad"or Truty tros «MW. 6 Cny a gutallant, Manty rnay be a patents:aecl smog. dalr &pow
Parna enry blance due on ‚hem Ary wiele Yd ~fuld «Ceni ale not guarantatl bilinces
Pander«, New firn dnia the staberneal p«idae • Irina imamernes*. and strandpada ~Md arrual mowa and carom raid la
Isted al malet ae et d the end od the statement runa. neln~l $40.544, Liku dren <wlane/1>n Ol smartes «uld nade arenas ol Actioity
reid cel<vat on pogra. tdw' estfat mesaner* trust PleXClel a wili gira n "bch cevr the ell Information regsdn; canmescen and aha ~ats
• Gmt bawi. h determinna the <on ban of te smurtes) ind «rubid grod-cts se genera %hip, imane find tunen, Weld) wad be owenie:4 neted in <cenecten niti the ~ond tła,
setternes indfattedes Pn:mement ranne edsred dagid. Cena, skufkred croclach rom not ban - ~ed amid none ard <ni yeld and the ^4-dna osm prozdolne hane, .luded on
web the nutrio« ' Fnrcul Sames hamad nuanered wich thr Sao-mas and &charge> acta norne and yeld ‚Nn be bare or heter co- brundos, penankr tandrod towar, and w h be
cn Sarmata, <bland korn tarms other Iron L85 CarerøSn a Led« ry Stele *Wiln., but We tron the estended ammes [rondo! to >cv acmPfl dr, maat'n
Cewiona Serom.yeti ndadeg Sammen Iran motka par estenated valse tor pinele r.estintre - An anno ol a-n-ut.tod nom. (dudo-d ardcr
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cronded br Rarces *tror tron LISinna, Seroces. ia whist, a prane nera/nem wbiła amman te wcar ihnidgrnts ml be eta krone Pallaalle ~rity.
h aclelheet akhough LZS Fryc d Sauces generals Watured podia may be bowl* a soll rid do >N kan the n4~ 6ne a umilmat".
r.cdeney M narrnsten as el o mened the Firm remsaady manere tro fala "fu mar rewie kanicy ad ore:lund yekl se not usanwed. Opm ordom
Ø rot crowie ary riasenet rial te Sarniam Souidarbon. dardng ocen a 'ca:cd satan:det adm tun
under 'Coat b.." a-d •Urreakedgaelloss' - lhed porty enradet od skeny od • cedan • Anen noc hold by URS Naród Snes. °anen arme rui ~Ani by tu stat/ental dale, opal Dny and
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paredance rayon tes Mariana malte mai, bale by a• rdroen:kat solarion fem n% ~sat ot <annal Thme asens re «.res ae re« ~s a ex orli dre uniem
~chipsa tale desin, o-a tar rypes a - Kafar, genami panna cropontor mmmcd rak" dnplaed cn was nieornam kw rronwatenr nstrocbed OINtenee61 by you YoLe re respons,* lor
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nikcl 9.~basi do-malm ony fa ne (wed ol "uwal parwa a spana and may be cablated pomad by the M1~9 arm UPS tnantui Sames es .eteng ocen ceders
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ruinred anedffedgensdlosses se mkobeed kr Ne n.lead..law uzd ko deremme the estrade ol Plena~ tot,Ino-dalMen" Ce wet w efetnte
nductul samer bh the (triaden data for mlue sił the dase ol Pw nIcrwution thai er the • ~ue shatil. and additaal compeseation el www osp, eeffUtan sroa k
rdmclue bil nejer nie net rolad carenstrore. burs la the nemie* by fontann; was i nardu, - In ~anto tommesurs cn idet and 175.1 - ISS ranu' Sames n rola bo-e The Rad, %wers
Argot rda tarty morgo-aren~nu AcIr.or mened normalce, wth te datarii:nol ~bad Sankes Account BSA a-d MAA re brokeraama
oraltro and olher renwterarrl las a-d war - med party onmaled anus mory be Safari as fundstocm clients we adr oś affase main »fatum at ch panda att.« to bai ing «rwa( and
~duo> bil ro exhearoned to dootame. 'lat rn wiwat uroahans' neture mons Nag parem Iran darbuicts adr prodris Iht~irrinfrents wen stilred bat
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• CMFable socudtlim Bada and onflmednak tut Jul em.keis nal lnie "ned Inal ~alle Me amon ol saki by Moda patola rnAaaa trod-Party run. ~run eram, inwar«
the swa <ah for tarY ~eon silbe wlested PleetntAlleMea vibe Mo ~non, a.hn i ryd fyrry lo «ś cis" and lid ih* asset mk» cd a pacy hindos wi ol LIS Prymul Sendes Inc,
f‚pni,/ by lot ham "cna al samles cd tac mlue no-ad behold, speculare dallo the nive [uncials ~lue land drys semen hid al te - ~amt«, ~ance and annaty enden
raw hed n out rune *tonerne« ene lot car cd the manty lim - Nyt FOK mand • ko bant gummier May lm ost.*
clients Cal kare ~rond obtared kom *Nrd - Wron note« an doi«, ufnem, partner a wada - We Mor ddlure ab> .anse ~wodna ard - PLN Resasce lAnaemeni Adm." Business
pa-be ard as ro-ravn nol gatsted byha cal eratuned mtae ror a ~dary eigelted ataed omdas prOCenleta len nfons-0w~ kr tramie Sarom Mopset ISA, FAM and ranami Resorce
leases ~jean turo:has* affat held ~plew promkcl the salat cd te samcy wal be delem. agam unices etat wocernd• to Ih rnsualturds Manarlent køre rtrwed wy«mrks
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podali may be høg or bw« tun ero pace arg facet* norne a bah cn the ruet« of =arm at dw brokerdealer Vcansidnii Sinice Atcaunion and uted War
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- We gentra* LM Ih! ciatang p/ke wron~Labie a rika md ewn they fin be sold, the paw • uldale mew men* sharinG ~mulen reg~cd seivenurits se ol tui res~
the mendMebel and od orkes la (sted mmmd mar be an Pwn te pr sroce riveur ,ra. ~y ca the romance ormenes undenweng orema*s
savnes and widmaatr bilpas OTC Illus parafa n les raten oratanwe the marty aceracce, affil" cd te nonne*
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valacei~al a tho mon nxem prim we aro net etaty *figl* ke pbk tak. LaltSInannal - h ackatirdo annuiSanreCetad kom the
~wad ar !nyar mdl'et in alualmik« piw Stredes uset the market ance ol te urresIncled nak wdane and sak cd Nef7Shures fint. sw rclor car
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watowa‚ 'Fsm warwa salade' d y.‚ art dw enem Mut restm led same es se <baba for s*, fu-dr, fa technolog, clifelapment, wanna and
anable to cbtan a VM la JWCantr- te vakte me-medmer be sabstentidar less Iron fe *ducia,
- Oepons a sari es denomnred in ograces i ad val* donn. - pis nIbtalny aho reces" ~g formista" ad
ah« tan u.5. dola ae redan ae the ~hang* ode carponsabm kom ~al bords and mina.
rate Mol tro amen date ~pana !Ah* poadt dababe
SDNY_GM00324700
EFTA_00197475
EFTA01306973