EFTA01307084

UBS Financial Semmes M UBS Private Wealth Management 299 Park Avenue 26th nsor Resource Management Account New York NY 10171-0002 January 2019 Cwroc0S750C67cri 19 VI 0 GHISLAIVE MAXWELL 139A CHARLES ST APT 0233 Account name: All5LAINE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind CasIvSaving Account number. Your If medal Advisor. SCOTT STACKMAIWLYLE CASRIEL Phone Questions about your statement? Call your rnancia advisor a Il'e Value of your account AMA ResocrctUne at 809RMA ICC°. calDecember 3141 on January 31 (1) account Your assets 699,954 77 698,148 94 Kriteriawok's: Your liabilities 0.00 0.00 www Uncorrenancialsenaces Value of your account 5699,954.77 $698,148.94 Items for your attention . Help protract yours,* from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report amually from Sources of your account growth www.annuakreditreport.ccen Tracking the value of your account during 2019 vah.e or put ,Acount Thousands at year end 2018 1699.954 77 Net dePOotsald wttdranair -33.263 58 Your imesorent return: adott9 °indeed and interest none 31,457 75 Change in .11901.4 817.6 700O wag marbat value 1000 Value of your account Dec 2014 Ott 7015 Dec i 016 ian 2019 on Am 31, 2019 999/4141.111 pi, Zoi7 Dec Zola Member SIC ChP700030:6750:67 Nr7000 97337 OrX02 One 0305a Page 1 of 6 SDNY_GM_00325043 EFTA_00197818 EFTA01307084 SUBS Resource Management Account January 2 Account name: C1451ATif MAXWELL Friendly account name, tnel CacheSauna Account number. Your llorsciai Advisor: SCOTT STACK MAPPLYIE CASK!. Your account balance sheet Summary of your assets Value on Percentage of January 31 ($) you accent A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 698,14894 100.00% C Equites 000 0.00% D Fixed income 000 0.00% E Non-trachticrel 003 0.00% F Commodies 000 0.00% 003 000% Total assets $698,148.94 100.00% Value of your account $698,148.94 Eye on the markets Percentage change alder January 2019 Year to date S&P S00 801% 8.01% Russell 3000 8.58% 8.58% MSC I - Europe, Australia & Far East 6.59% 6.59% Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06% Interest rates on January 31, 2019 3-month Treasury bills' 2 36% One-month LIBOR. 2.51% ChP7C00600575CC613 W1000197332 00002 0419030571 Pogo 2 of 6 SDNY_GM_00325044 EFIA_00197819 EFTA01307085 Accouda ami: Gt4SLAMIE MAXWELL \tour Mersocierl Adviscre, Resource Management Acoaunt *UBS JanuarY 2019 Idendly «met nome- Ind CashrSaang Accoude ambon SCO KA Y ARIEL 40 Change in the value of your account Cash activity summary Eanuary 2019 (SI Year to date (5) me Aerounr erre>, tAu monibled aplati ildareennyour Sweep Opaorg re meluded m the op/mn and timing Marnés rat* FDK inturance open tobroen at Ulis Rank USA and el bans partcparq mire UBS FOC nsurei Ceet:011t erogram n exes not eCity lo arçoses al U0S AG. sangord 8ranCh SIPC Opening account value $699,954.77 $699,954.77 protecton appel 10 money rrorket weeep fond holdrqs bul rot ban'. eepools See1nØ& tnbememn about your :Item.« ce the Pst Mo par: d Ihu downent kr des,. Withdrawals and fees, ncluding investments transferred lanuary 2019 (1) Year to date (il CRIC -3,263 58 -3,263 52. Opening balances $0.00 $0,00 Dividend and roterest 'come 1,457 75 1,457 75 Additions doring account value $698,148.94 $698,148.94 Dividend and interest ncome 1,457.75 1,457 75 Prceeeds from investirent transactions 3,263.58 3,263 58 Dividend and interest income earned Total additions $4,721.33 $4,721.33 fol PUØ01hi Steement. leabley d Inserts' ara OØ Marne h% Lat Onermneo fran a US Subtractions te 'Kama; lerSPeClee PaSedl.COn the reslde ne d the ocotunt boldo. actOunt ta. or product tee, erne lente amict dveknd parnents met col be %tient lo Unted Sectes (UA anda Puerto ilko (PR) Other tonds debtled -3,263.58 -3,263 58 frefOrre taret The Oient mOnlNy galerne« if ne Intended lobe used sed tannai be germa mxn ter ta purpzes cm« snus lek. to the ma Icarie Va retaing forets IN, rectite t'an tass .snudy. tigre as krids withdrawn for investments the ronns 1099 are the Fora 480. lot le, reparong 'marre« n ts ire prame of tass to rie the baugtet -1,457 75 -1,457 75 ap timbre tai reporta; toms ari the US internat Reenue Sermce ôta PR mreaury oepanmem. aftl in tentera acusatety nasal). *versa ana Ce merrat ar lai tara or tartre «are liesse consul yrt Total subtractrons -$4,721.33 -$4,721.33 nelvdual la pape« Fanuary 2019 (5) nar to 0ebe(S) Glosing balances $0.00 $0,00 Taxable drndends 1,457 75 1,457 75 Total current year $1,457.75 $1,457.75 Your investment objectives: vou have iientified te following intresunent olectiyes for thrsaccount. d you have questions Total dividend & interest $1,457.75 $1,457.75 about D'est objectnes, d.sagree ynth chan, or ah to change Men, please contact your Fnancial Adasor a eranch Manager You can hnd a full desznptrcn of the alternative rmestment otrectives in important information about your maternent at the end of Md document Vo«muni objective: Ornent nome &captal appteciation voir euh profile: Primary • Moderate imestment elegilanty cawderauce • tacee sceected C.P700:600S7S0Cd9 W700019, 33203032 0119 0305Cge of 6 SDNY_GM_00325045 EFTA_00197820 EFTA01307086 SUBS Resource Management Account January 2019 Account name: CHSLANE MAXWELL friendly account name* Ind Cash:Saving Account number. Your Howie, Adviser: SCOTT STACK MANLXLE CASRIEL Your account instructions • YOur aerount cost base default closing method is R60, Vest In, rest Out. CrefC0C60C579:070 MI000197332 00XO et 19 030575004 Page 4 of 6 SDNY_GM_00325046 EF1'A_00197821 EFTA01307087 Account name: GHSLAtIE MAXWELL Resource Management Account Your Financial Advisor: SUBS January 2019 Friendly account mune' Ind Cad-156mnd Account number: SCOTT STACK tuttitiLYU CASR1EL Your assets Some pates, 4X0Te allCorral vatx$ shOeen may te coordirnole Mauls& twins andlosses noir MI be druideb reflected See Imported odocolefroo 4.600tswr Seeded S the end of ths dunned for more onfoortation Cash aftematives Money market funds Wee, ma let lunch Me otaher insured nor Qua 601ndbill* iederd berx>sdInsurwe Ccrpovaion or any other oNernment o;erty Institutond perry and Inall trhona murk pa funds must Rol their NI anti wars (NAY) ref stun loll* neaces11/10:01of a tem(eg. SI COOT) GOSirmini and main oney matte funds rail conlinot lotranxt at a Stable SI 03 net asset riot Altnoul, morn market funds stel, to mutt tbr riot dycor Investrrent at 11,C0 bet $had. llIts p3s9lak lo lose money by 'mecum:3in these fords To,a, rourworted d IM Iota of al eanwaed dude net 11 does not indude any cash clucb nth n is Mt a ta, tincesiceS (ta)gam or bz it the deference between the currom ,aue and the cost bags radwoad lot for the p.rposes of oeterrnrong hcicIrgmoot or con base; The shad: cu recto* each um* you sieneraly be your taute ga n at tan if the seemly was Wel on tNt doe. The unntautd Oa) gan or loss may mows, dui:lends biome a notate Is, Id. net010 be adusted for return d taptal Otertn sin Wei to deft env* Use re ed San or loss for to Cod Anc n the tool pureed:e cots al the secunly, rcludng reinvested ciolerrt The coil basis may mowinesorsoser need to be ad cued for CHUM d capta parterres in order to detemtne the aditaxcico0 betas for tat ',wedded return is the (inrem value minus de arrow( Ku incested r OCtS rot induck dotes trol ate not tetahN3 Rooms Wieder:ion your sletred.IMlradng shares OW now been naiad as ether sewn a alas t ono ctes not intrude cash Clwdends that were act relmested Purchase Prey martin Aveabe 01Ce Client Cost nice per Shaft Value on tairtlatiel ImestMent NCICINO Wring of shares per share IS) investment (S) basis (S) on Jan 31 (5) lin 31(5) con or I011 (S) return MI pencil OBS PRIME RESERVES FUND 698,148 940 • —This iniormation was Lelaubilabk..• 1 CCOO 698,148 94 FA, S17,174 r'rerit yell 246% Your total assets Ovenware( Cost Ettimated UrbtnIred vaue cn Jan 31 (S) your accaaw bast ($1 arrua inccme (SI gainC. 1,3 (1) Cash alternatives • Money market funds 6911,141.94 100.00% 17,174.00 Total semigloss 100.00% $17,174.00 • !Amin; cost bait initial-Ilion. Cid7000300$7501/71 NO7000191332 00032 01190305 Page S of 6 SDNY_GM_00325047 EFTA_00197822 EFTA01307088 SUBS Resource Management Account January 2019 Account name: Friendly account name- Account number. I Your PI 'sandal Advisor: SCOTT STACKMANLYLE CASRIEL Account activity this month Date Misty Descoption mount tit Onndend and interest income Tao,* dna:lends is- 3, Dated U85 PRIME RESERVES FUND 1,457 75 SYMBOL UP )(X Total taxable dividends $1457.75 Total dividend and interest income SIAS7.75 Ode ntoo amount DI Other fends debited ran 2 Transfer TO .729.45 Jan 8 Withckawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Soho Howe New -2534.53 York Inc AT WELLS FARGO BANK, NA Total other hods dated 43.263.58 Investment transactions to inn intymeicn abort the pore race 'norm for restricted monists. see omporrint infOrteation sbxat )COI moment a the rocs of this dorlinen, Proceeds Iran Furst investment vonsarovn tor Accrued Die Acthety Detention Ouaniky Ydur (S) Die (5) tonseettons(s) inveilments rawly (5) interest CS) )an 2 Sold 185 PRIME RESERVES FUND -.450 SYMBOL: LPFOO Jan 2 Sold U85 PRIME RESERVES FUND -729.000 729 45 SYMBOL UPFOCK Mr, 8 Sold I85 PRIME RESERVES FUND -0.130 SYMBOL uppxx Ian 8 Sold 1.85 PRIME RESERVES FUND -2,534.000 2.534 13 SYMBOL: UPFUOt Sao 31 Fonsestment UBS PRIME RESERVES FUND DIVIDEND 0.750 -0.75 REINVESTED AT I 0014AV ON 093919 SYMBOL rEFOX Jan 31 Ronvestrnert 185 PRIME RESERVES FUND DIVIDEND 1,457.000 45700 REINVESTED AT I.00 NAV ON Olair 19 SYMBOL: uPF00( Total $326358 -SIA57.75 0.70076005750:172 W7000197332 00a02 01190305 Page 6 of 6 End of statement for a«osint number SDNY_GM_00325048 EFFA_00197823 EFTA01307089 Important information about your statement U3S Froncial Seats Mc. ghe firma UBS Financial hear Novaya no Ire thr CO days Si.. We ton ( they A het copy a the poloy to:rdirg is amiable recent a rooms and may non WOO Pre *1k Sondes), is a maybe ol al prnapal seamy, comm.:Sty an sou N feet thaterna, al atuch the NYC( Of ever rewat .rNahr; and <picas esthetes UBS Enteral Santis and US$ Fob*" *hand • I ofOoloor• Wien, to accept tone nst to pnnopal and Bart USA re mired sthsciartesct UPS A6 rd --- hoed. ya.r nano rd accare manta d any) nether the SIC warden rye the samplantetal tolerate sane vale fey fa seek h•tar returns innate. of CGS Sccuirs DX the Pim% frau , - Dna be the 0108 a the transfer su wave prattlet Yolks): • Ancoove Wilhp to accept I.4 1 "Pt 1° O'rcIPPI rd statement rs nobble scat request therm's mega. about and *vim as tray M you cr end Nu • Celan Inanaal than or/raged by fend molded is Mr` rabble, to wet hat than( Ott Ilent °Ilya re at blew it is renew a why yaa need mat fam h(0411 vaLe) NW away IranLen inancal • few:MerlAgony Condemn f tofoctod, a dorm/len Senate For emnalt whir Ohnttrexecratrai, penal of the penfolo lot that maul may include IAK Fneciel SeniCeS - 'made exclaim arnowit of fi t expected end. nckdrsg drub* rewires. and Ii)tharts a mutat oomph+ graters, lamed 'Audio, and Text' 1200 Hato Boulevard hat regiateel n the ray of the rove holder on wring Weehardln ale 02COS the Firm or Card b,uee ml nvestore your <emplane the becks of the our or grater nal), ad wfl aired ay erre. premptb• for sapped arch • Investment (carob a nwslrant Merest, te g Statmors Thoustheontr IM Anton nOr.c.ntc the onsy Moat Wad Of )W nwAng CBS Vaaackba cad ureacto-o.l wet** tented patnenho rid angle placements) tat re We nud ccessaidrat at retrA0 accouni itaWnerts it r fl annel Senices account Gaye accede. +Mete not Or 10 bans clay; to da the we tun gad( not rogcard Larder the Secunties Act of 1931. the saint *Sten the same ernekr. e.9. because *Heal tacloo.rteres. fontwing <rattrap:lag shaAd yat rattail fee IN.avast you the* ie n mot. so tna • Comma:it.t <errant (o fire **charge and they hat oaten *hp abetment:en pee leave rot be retail agar F you helms. thee 6 react a you hint the ate of honorary dung to Ira I pre out metal corer act* (orlolat relmonsten a/holler dents al the syre ertte•• ancear, please report it mnethately n twang ti the filet 1.610 complete Qt' niesligaban rd ammrodt`f aeon comraas. and yw vea to mew end ideal statements mailed n Branch Leaner of the office tererq )tie accost. • Depose accounts data teethe**, of depose) al U35 operate ernaeatot, you may clothe hooter:43N by Mane make all checks payable to the rem or the Bre LISA, UBS AG U S branches and brit n kw oalrg you inirmalManta Arta* at Mures Oath re Mended IOW a«tralA loanedl nrittaicn Mcatsden the have d the SDK Wood Cocoa Polymer staltniet drag-aid not be used foe Lac rowan ray stiarnent In add/into rogues roam foes. accounts The SIPC 110 the lUXAmnenial pratacn 00 Primly Kenn name ity $0.1 ).rerid ledtorah . Fern 1099. 549s. may be abject to mantenrce fees, chrges fa late MA apply to these midi men if they otherese appear it*liendli earwig nine it fa tugantible •nekrarre• ' tic )hewn ream, yaw lac eaten the inn it pared fa resumes purchases and charges Ice .t oad on you garmenh SiPC protect.» and the chase, by you to mast you wit, you raordkeepro t mound by law MOW We* RS Murata &aback. awes n cash >Ceara A(Cann eta re roansfend supplemental protection cb nos voted agent ranges h a no lam] Oleo on your aCCetrit. is not mended to reportable nrtmatok (*Mends and !stable Metes tooth( ingstahrs may be subeen0 a male net in the market alas of you mestmeres (whether as a allca ery strategy. Ontraat, atOrrircalilar. toned en levees held n sour accent. net Craft* renal ol market movement, wooer berencla mestment **bee a re& profile mooted war par al fade IlareaCICet.e4 (04 base On Cahn(*wad /AS Sweep kay othavasel mar ls. and o not a promo a ga rite that wrath sectshim who IRS ogees fa sweepro welt balmy to bark or ary fraternal mutts an a well be achowd Al depose =arm at nen-Aloud bats rd .dieted Dividend Roinvommont Program (IXDPI Oceania( hate thin* of tat nobarg to nta Caremankationa with the Finn byte and money Markel mega lads (Money &MO. The V" * In .'" en enrage sea. you may obtain loss of the eat answer* YouGindunge your • heasaoccelinn aro aal earenrcabons n oars, Depose XCOSCC at LOS Bari, LISA and 4:n.211,1mo! the actual ac. Iran if0.• Inrlal &chaser Only *bole handy rouse mann tea* Crane Seances a by lo further proem you nthts. ex1-eln9 you Mr,~Yt bents paw nng n the UBS RIC awed D sheet are puthased under DRIP, partial sham etil be antactaA hat Enrol Admor *rd. the Save es Yank, Pathan AO CS A) Program re PDC-nswal n accordance wehr C inet sold rd the cads all be dpoeed'n you accost The • litheanalog nocacn on the top ell daps Iron For not riomtabon, please nu wt.* loc.gat Depose dredged 'enrolment act woofed by the Issue my Aaeottoverviow of this suttee' and ASS Fealcal Sen,cet. UBS moult at LOS AG Slontad arch rd shires of defer tam the mate ace al yawl, to Dacha' sham • Vete of you accounepam/1444 Pitt of asset rid MANI Sows cartes you mount at (Swag Wry Full re not iviedtry the IOC. re sot, Baaltin. broke by arrarent •vih the Mired ral*A en • Asses hcludes mead* <ash brances. Yates for we adorned load the relleOnthia when Bank damtils are not protectedh./ 9 PC Monet hnd Cath-inaiast peed the Marva h By Olt )04.1 kali and rams re protected by SIPC See - 10S Inmost Since, festrided wont/ fettled Gobs Tent Departs, 01/ whole tat, my be held in you eaum d you n venalged marts to retake, and (elan /Men not held Made tie localcd al UBS Fnanwui Sanas ad rot Amami Prot/etas' below rolled wt' pale, tall as a retell of a &Mendparented by the rem Does not nclade acid seasibelassels We nab mg bra.a, and pa ena nuke a few or ~roe. the rem wl ether sell DVIV1 at at upon sou* remit bareet erne bark depots may be a the and a the prior and peal redrew penock, of cot ma a rumen to both fen mate pro a rape at rail Cleternantd tar a aerie emestnwer* anted dock coons and • As devised n the acacia aretments, you mat withdrawn. and ,hie alai/eery rand may be reggend floral grey. and credit pea eccaat ineafaba nod wont notify ue of any cart or has) roofing dwell ligudrd and the matt returned to 'cocoas • Cublter YEW.. dem Daimon. Pawning Magri related on your cluantont worn 30 doh shor n sot laud Os mars. lemma.* objectives lore. erode In, then moon basal Maeda rude maitre The rmesnree <beams ed risk prick re speck to Fate nfainaton about mailable sweep °pions. • Cathenonty hareem Total of wi tted hatable • MOM Onerci cutOtivor aniplardi a Myrrh to the ear account and mayday tenor you xakr4t nclang <untie grant (Met andyields. o 43 /4atable oath tolanth, FAA &poor tatter's al alt And rd ern% Client Malan.Dinterellent a 201.)52 • 169) Pori* rds•c• the Fm prentAb, n swing of al/ wee Lilt oaf sweepselds, from you. Finan<ul Arno- nrafflutod bares, rd moray made nail lead atolls r 800.35.9103, PCO A.M. to 600 norfared'alfp 41pt.-flawed maw a a bi <atm SCO 262-10:10 sweep balances, at the ceased the immure perod IT Monday though Foley, a rn em all0 285 nentereo obraiwi Nosh account held you Nen-conerolly het credit balances n your meant art hunt Of *Kt, Ix.. (lent Rile ore Department. <Nose ore of the I olianng imminent objectw MS financial Senior account protection not from other Defames sd the Fan may PO. Bo. 766then CU 1602083. • haled Current Income arentmeres teeingeo the 1hr Fan 'temente of tie Seduces nage Ira KtCn toe aydd Ora 'Lads In to adnry fated • Al statements shall be deemed complete sal mane )enerale. ol acme sly panns Thew firth re payable ton your demrd. it not *bodedto n wring withal60 days CaarrhOn (10C). *Pith VOICIS Shurawi caravan • Arlene CopterAopwahr naninwits memo of (Pinata:as co to SS00,000 (exhaled 1250.0.000 for This total o ext.:Wm** cuewit pea:deka., neat • fa TTY servos. Called-612.096So, Iran °Aide girth of anted, rather than the genratir claim for cub) tylosatory brochure ^ebb* wen the U.S. 041201.357.149S ryome Icing infowertmiee • h (he of rat a Cheek" *OA reit:era earl a et %flair ore the SIPC owl 'Mato • pm-Axe Cambria°, or Mamie lints nay to Amcor's that you hold no pritular 000; fee detailed nleemrion en the nWs leering radices lab bander (City by parent a U85 Vet debit AppreCiebbn etregmerns seeking bar the generation ad insclosum ray to you, Clore Retateoenhp (pray card grimier; cal 800.762.1000. or web UBS of recme tal comb of principal Agreement a Attar! Arement and to Geneva The Fern, together nthmean *halm has abo f na-edl Swart hc.. WOO Harballekl, 6th flow. Term tad Conditions 125 kakernent of Credit 'makes pschawd iupplerro IS enaince The mairrun Wishes.et, NI 07084 Ann RAWBSA Seven O•woN tisk we!il••• amiable nAga•my,rn and Mamas rya+ parable to all thgbea dents. cotton*b under the pittlerbon a 1%0 mllat it of danter 10. 2016 • Como'", Seek• to fretelonnloi ratcot met Canaanite as soon as )C•J can. l you Ileac you band( rd salinity to the acorn *real. men if Supt.° to to topic? crer1f urn and Intienns. wash statement a wept es wrong or byou need more Its end 6 *JAN, prorated Ice ta:rio St 9 miler in the that moo the aware don not generate Kinnear< nfarnatenarsou a transfer the statement a meg the Fan or Card blur (as arolyable)rnast algtegele Ice all you; actor's bed es a prickle SDNY_GM_00325049 EFTA 00197424 EFTA01307090 Important information about your statement (COntmued) War —i - For OentoOliKvittel tred.g n noneoriermny • la (estannwerecome. went yieleb aandamt - Wi. ment corroonsat o, Iran U95 Bad USA. LeS Vos eetmat neme »<uren ad *er assets held dencmnatens, pree ard ganer dan war) mw. An <minne ot arnai reane is bred (n <wrat AG Serdord)anch and ncnaff dand bras nire x<anI t the ind of We ~amant po-cd Tem huw been njusted to truien/poon ral:Jalon. elndeni ani oer« nies. *wanen th warnet veil tØour<atasmeppo7rm 1M mer ad fcrdeh<ryd fuly pad trero«. arrr tm> To Man corem quoten:ni. wem wanne. ~ad be heb fa one na" kom statement date a rid ~wen mal be a ~TM, pa scan fee cr Yw mer room. ~da« taal at ban toedam dm era Fnánrtil IkInsor erwt, Tlvt aantal d ank, a gudalno, acetexy mw bet p («moge ot &war daly &poot pang ilry balace due cn trom Arymotto, ad rentnaid intro» n not guarantoed bil ex., radered »term ding the statement pen:d are • Itied• investrnenti and atrandprodues. Earnred arnal none ad <trem raad lor bied at marot val.**, Ot Ine and o# the statement Private ~went Ot<Vd44 (n<Ø deed (elan Wet Of ~ion <afd naade aten" of Mieke proed rattOr en Voorns andent mare nestree Mor ornaat a opdat gans n ohilln <au th, ril Mermaison regsdnatommnsin and ah« ~ges • Cawelmoia h deteemneg int tost ba» of Wie "nies) ard gructuedprod-ets are genrats highy neme (and wamt yØ ~Mbo <meetlat& incurred in ornecticn met Ine ave iatOn Ot tilde:. ~Am inled n ten aanmat.*here and digai Contant/toch-nol OtOtinls hare not been - Estiroted arnald norne ard eerall yeld and lee ""eg goten statte.. nxban ododed nabeer' I: Le5 Franc& Seans harend maand weh We Sivte. nel behrge anaal Mcome and yitid 'nart be boor or ?eter oninruhons prenauskr f"red toas. and wil te rdormatonchlaned kom touron othér er+ U3S ei:armstena teder sy 31310 >Muitten ban We ~Me mtensenlansounts proaded to >cu gromoWI n naar', f nood Saneer. radrg damden tran nonet pinde eshmabad valos toe anefe ~lamme - An omsta» ol avuatroad name (dvdord ader Irma Mae you mag havo promedia era Inrod sonnet n1 startt Ved omdas fa .dearaen, ithrest) dØ by lts <neen mak et Short Delling Mater the firn doet not odeon:and; venly a Pu"0:4“ reb‘o Ai.onoo d no guaránteed valdavana balance e~ men last dodend t you bosgard n short teling a searay, youmay daarin the r vaidty cd n dogmata+ - Thete valet Easy OOI« stbStint" Iran erge% 4 cr mand payrnent mals by the isar and mor t dage dat 10 <slab bonownacoott a V•41 aiser, e *1.4(h a prent ~omrol 54<krity er Ø aonded ty aardes Oh« than La innaai Sem«. addeert akhough LOM insoest Snee, genera wiedes I» donnatin as e o mengel tbc Tem lOultuftdprodtxt mal bebaan ce sold rad do not naessny recentere the vale yam inry wei«. ~arm te war ihnideposts wil De reb Ia one ww. Iran te Xnement date or unedma Atoracy onnuni pekt se net ga bery.rd. Wn.» sandfa Open Mus does rol tronie dry maren Wat tee Scanden Lens Sauidaton. Ptgadrg open ce • god idlannkt ceders to ~Coat bate' ad •Urreatecdgirlloss' - thrd party astma», of vale re af Ot *colon • Aam§ not hold ba, VIS linancial Sens. Celen ro rol ettard bylts namat date, open boy and emoe* at ot badaal th. warmere Aso" date and are »point» UPS geweid Scene on a mets" not htklby !hein, and not witfm We iet slapaden re redend by the amant cd erodends Oase <b not riterm tø nta ~at Kt malta na/a" base by an rdhon:kre aluin Ion Ins ~ten or taxa These mat we ante ar not dnidextt cr engen date unies ~duro« tak ~sa lt. kv a• mom, or - gruw. waai proef Cl »oma menaud vaiue dnpliood on par slat~ lor dammend nansord ~ome by >at You re respornbb lor "eren» Acnontt transferted to *Om mal d aer. Mitta:Oed totoFins by th* munt ()Loot« cely 'amant and olim praattod te• aan lhat are ecntilècl Cbt to >ar Wist to <and rellort si~loss Asmala, only fort. perod cd waal panne' or wand and may be cattAated protadby tho nsurg hem ues ~ui Sterns es ~Ping toen aders tere Wey se het] at re fim More hetarcal bardm Mat« nar: maan km Wat rad by not resp:ristte Ier Iers nionnaten ard does nu istarmen <n be adiedby >ca fra-col Adotot tedones to den., ter esunded eeras orantet ns norxy ene rans ae rol Naald Irian • Unrealited giondossas Ween damt ~dabt*. - You fan <aan aclitix& damden regurcfrg by StC «the Faas taadowenttl SPC ~rage To obtan a con ol at arren Geen Privacy Notke, euroed veeleed urn/losesse nkutseedfcr re ,nulra wed to deemne the egnste ofeneconlast yota FnmialAdC/Ce er vet of «thee nivelut leturey lok the onrein dra for vak,. and the Me ot te niternatianthat n the • Rans 'haring and additianal competwation ai »vr* oas rnmronvaroote n:bedot as myr may tid ral krt orrenesom. buis sa the «went by not ring ara innaai - b *Man to coma's." en Ins ed I :b 1 lem - 16$ ranja' Sein, è not *brik th Mg aren ~coat ad« etny nOtOntron Onnet Adroot manna ncc/neder: ach We dabden of mukof Servers Account BSA ard MAA we brokene OtnOtnd bod Ohm rera~ lol ant sytt(nte - med party enenaled valies rruy be relb<byd as fundstoar <bents we ida or affaire ratio accounts witah pand. Maat tO tordong terras ani ~usa bb naad": cirri:~ to dely ce. "Nat pased' in smaal sauteert aten n ramen* Wang parnts Iran ~kulas and« proins tiran. arrangeert, inm :Ahmed bres areragad lot Tes?' Wade date" toorn galants tro ✓ebotaint valt%on lam hut rot Øled or d Moten ot tb> trawl hak rat wo iel hint ad orer thid.pany brat andpronkt accets tegny ifonatinntrape dale tnatk to "po • vale eken we beterne anse mam ei broden tao Waant carps-ens: rarance and anrorty vod" isved by ~HOOS • ealtable anialthat Bads and aramed mak irot tet a malend ment h» norred tot ~ad., dna nart of laks by let5 of a panactslar mAaat ThydSatty invane ~ron trast ~arre thi ~er <ah lor earYtedroot.on wil be wirsted aeyxwyrØed nar -nto assten. ce aren a Vel Inkt to oor <tent% and lier th* ~et ral» d a ageny inhedvins el tin Filmt Senkes re. ~MI by lot isfan arg dl ~os <d laat value aaJd be Nolay specula., dedo Ine noen emttnear malugand Indis storm beid al te - Ma-oneer, nuancg ani muts proton issue hts n ovnanis ee n nontue name lot cv' of Wo money firm. - Mot FeK rand • No bant. mg:~ Mal Ine vale Cl...,', (al kan ~kon n obtared kom Wed - Whon noch« an coor, ganeal partner et tp:c•cr - We afat agamie el» 'enne fleemden and - tMA Aftorn Itnagemem Accra" Binnen palars ard di roncy rs rol pan:meed Othw <dl «Inuted Mae Ar a trodany rintattO Mat n annlan ponnen tem n coraderaien ke ander Sete Account ESA. MIA and nternatenai Retort* letes nyed wenin cola affect velt ~plee prmekd. the »beo' the soony wil be deken aard sanicet Aa, s, georii. to Me ~Jat funds Mala-r ent Acco.re re rentend sene maks d ~rotors write rionted koonnauw frons es archase pree Bane fox ~IS napad hoen mende stat n Lei Franul Smeten b. • Priodvalut PrKet iMpley40 lor teosern ad onaf - 'Deert« ons to data' mag Made wan ol t.* nual lund and n ~0 dolla an xen »tod - VISA n a regittmed badarak owned by vda ceitattlt mee be hete« er bedt tren thé pin tie <Mal, non or bah onteer-neb« d scans at trolonakeednle Vr:amati:aai ~e Miauw and ~d Lede< >cv would Ktualy ~MC in th. ~kat Prat re tellied hom ~bi» PO Poty1~05 v.beh ne ▪ 'Orgrui one arte' neprellell tie nej alpino age per uni, and ~rat rellen vos ~base hodna ~uil funds cd the ind tarn y kent the Lei lot redte <ede ard thé ISS Visa - kis addtin to onentsint .eenml n ~echo. debt con se woed byLe5 ean• USA with bete., to be rasbh. bul ne do not twarnee tror - DOP ni erlisied KIT meutes se nx Inladen a wit, te sale ee di:bh:das d nuk,: orrnds and Menno+ franVna V SA toog:~ Marot aconcy. orttonal wannen adam and n omwaai aw naamml Vult Vn todl <Ier" we asla udraks, moetend tradernads. servet mets and - genera* uw to dwing pek* aha" ~tabla or dtchid and even d Way cin be sold. We pree arldute Wn. tetelre thltint;1<o~nontal raggend sernce nurks re of 'hei respect:* re men of the bel and ad. OOM la bied mened may be les *we te pee share smeed asvr inard the rourarcenmaref undenwang teerpan WO. 'in rel opteer, ce ader bid trees ke OTC rak.* promoot, n thé aucant oraterrort ne murw orerace, naar: c& tem notm* nontot gatpi',« ee spanen of the urmt frop~et Ilvat LOBS FnandalSorviow late ton 20IBIO - Inc Ms,* badod ~noot inly bevoel gang a • Ra.w:e.daapaRln tkoantit~th44 "'Way toltdattouTO valsten modsi ce the mon mam yin vie renet arre« digble pint ,ak. tIrSina-col - h addein to (Cernsneenrettnid Inals the cteaned anima/rol Mant an waal makst Ine Sent«, Utont tilt mok« mate cl uveenled stock ',stuw and tab c# townhret fint. we ander ar Or vake o# th. same nu« as an inated va». la doe altist/ name an assm.based ~oe ...ing - Cat.an rost km mar twee meehad a win and restrkied stak An pagoses of na ntemed rk. To >timen, han NedShires dxria.dors. as well as val Wow as 'poe wand ~Jane 4 we re re taan tue feta led scant es aw <katte lor safe. fundrg (oe teehnology dnelopmem tranig ni krab* to eb»p a an ke e savn- te nar we-NSmier be sLbstrnidar kof Kin te edutabn - Otinatt «teosten done enred in orgaan ispund vale shows. - 0v ankes aho reces, valeg tomristen ad «het ran u.5. doltrs e. rakded at th* ~hangt diner orepensatn: trom melral toot ad ruse rate va d the stramien date ~ron« abn rroárts wo dintbn SDNY_GM00325050 EFTA_00197825 EFTA01307091 1.035 Financial Serwes M. UBS Prelate Wealth Management 299 Park Avenue 26th Fbor Resource Management Account New York NY 10171-0002 February 2019 Clue7c0M072390219 xi Yr 0 GHISLANE MAXWELL 139A CHARLES ST. APT 0233 Account name: AlISLAINE MAXWELL BOSTON MA 021 14-3252 Friendly account name: Ind CasIOSaving Account number. Your limandal Advisor: SCOTT STACKMANLYLE CASRIEL Phone Potsdam about your statement? Call your Fmanci.d Advisor or the Value of your account RMA ResourCtline at 8004IMA.I000. on January 31(S) on February 28 ft) account VOW assets 698,148 94 694,182 87 Yids our wubsite: Your liabilities aoo 000 www...b5corNfitanciaisennces Value of your account 5698,148.94 $694,182.87 Items for your attention • kielp p mixt yourself from fraud and wow bank, credit card, and brokerage statements regularly. Also, get your free credit report annually horn Sources of your account growth www.annuakreditreport.ccen. Tracking the value of your account during 2019 Vale 01 your a count S Thousands at wet end 2018 1693.954 77 Net deposits rid 6,14a.7 vneclianals -48.52593 Your trytestrrent return. Omdend and interest ixorne 32.757 03 Change in 991-4 76 700_0 owl - 694.2 maritalviva 1000 Value of your recant Dec 7014 on Feb 7R 2019 59941112.7 Dec 2015 Dec 2016 Dec kl 7 Occ iota ran i019 Feb 2019 Member SIC 0.700030:0009239I97000I9S8S60C032 C0190309e0 Page 1 of 6 SDNY_GM_00325051 EFTA 00197826 EFTA01307092 Account name: GHSLATIE MAX./Val Your Muncie Advisor: ft UBS Resource Management Account Febtuaty 2019 friendly account narntInd Cash/Saving Account number. SCOTT STACKMANLYLE CaSPIEL Your account balance sheet Summary of your assets Value on Percentage of ktruary 28(1) you accent A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 694,182 87 100.00% C Equines 003 0.00% D Fixed income 003 0.00% E Non-traditional 000 0.00% F Commodities 003 0.00% 000 0.00% Total assets $694,182.87 100.00% a Value of your account $694,182.87 Eye on the markets Percentage change 'Max February 2ote roar to date SW S00 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggegate Bond Index -O.06% 1.00% Interest rata on February 28, 2019 3-month Treasury bills' 2 40% One-month LIBOR. 2.49% ChP7COCOCC66C8240 W1000186856 00a02 0219030575004 0000) Page 2 of 6 SDNY_GM_00325052 EFIrk_00197827 EFTA01307093 Account nanw: GHSLAME MAXWELL Resource Management Account Year Reanciai Advisor: *UBS February 2019 Friendly account name- Ind Cast/Saving Account number: SCOTT STACKMANLYLE CASRIEL ao Change in the value of your account Cash activity summary February 2019 1S) Year to date IS) Le Amount act.* rim month for dash Reamer in your Sweep op= se unducbd in the apemen and doting baancee vats F0Ic uturance xophes to &cools at UBS Bank USA aid m bans paetcbobrc s the UBS FCC 'fluted Deposit Froraam does not a:Oy to deposes al UBS AG, slalom Branch SRC Opening account value 5698,148.94 5699,954.77 proteeton accio: to money market :weep fund eclarqs but net bar deposits. Seeireporeent informatco abovt your ;fitment on theist two paae: d ton dccu-nent Icr totals. Withdrawals and fees, nading investments transferred February 2019 (4) Year to date IS) out -5,262 35 -?.,52593 Opening balances 50.00 $0.00 Dividend and interest ncome 1,2%28 2.754 03 Addis tor* dosing account value 3694,182.87 $694.182.87 Dividend and interest ncome 1.296 28 2,754.03 Proceeds from investment transactions 5,262 35 8,525 93 Dividend and interest income earned Total additions 56,558.63 $11,279.86 rot pu costs Cl tbs statement lacatillty Cl inkiest and cleated income ha Mtn *punned ban a US Subtractions to leO0rtilla perscierbue eased Won the residence of the .team tetidel 4C(0unt bse, oe ptoduct type, some intern, and'r dvickndparnents rns not be sobeett lo Unita Slats (US) ands Puerto Rico (Pt) Other funds del:oiled -5,262 35 -8,52593 iixornt tam The client montlay %element is rot intended to be used end cannot be ;eked tom for 'Sc Wines Vieth should refer to the 44S1K4ble to lebalong t0rrn, they recelte born UST ennualy, Sigh as Reds withdrawn for investments the Forms 1099 and the Fain 480, to, Is (*Mang information n is tiw practice of 085 to fie the bought -1,296.28 -2,754.03 430icable to &looney loons still the US internal Revenue Seruce and PR beauty Department am in such forms acosatety dasOfy ctweemst ardor interest as lac earµ of rata* exam Please consul you, Total subtractrons -$6,558.63 -$11,279.96 nawdual tar &viewer. February 2019 (51 Year to date (s) Closing balances $0.00 $0.00 Taxable dividends 1.2%28 2,754.03 Total tumor year 51,296.28 52,754.03 Your investment objectives: You have identified the following investment °I:wolves for this account if you have questions Total dividend & interest 51,296.28 52,754.03 about these objecoves, disagree vnth them, or wish to change them, please contact your Emanuel Advisor or Branch Manager You Can find a full desonption of the alternative investment objectives in important In lonnation about your statement at the end of this document Yoar reborn objective: Covent intorno &capital appreciation Voir risk profile Primary • Moderate Investment eligibility consideration • 14COO selected ChP700O3O054O3241 laFF00LUBSBS60CO32 Cd19030575004a(XO) Pop 3 of 6 SONY_GM_00325053 EFTA_00197828 EFTA01307094 Account name: GI:SLANE MAXWELL Resource Management Account friendly account name:Ind Cash'Sasino Your Hawk' Advisor: TUBS February 2019 Account number SCOTT STACK MAN:LYLE CASPIEL Your account instructions • Your account cost baM default dosing method is liFO, hot In, East Out, CAPTCCCOODS6C•242 NrNOCOI 86856 00002 0219030S7500. 0000 ag• 4 of 6 SDNY_GM_00'42g054 EFTA_00197829 EFTA01307095 Account name: Resource Management Account GHSLANE MAXWELL Your Financial Advison Feiendly aecou n t name. Ind CasN5anng *UBS February 2019 Account number. SCOTT STACKMANLYLE CASRIEL Your assets Sone pree-sr:Kome rod berent eilues shaun may be coneimole As a INA gans wi loges erwt nol be stuken/ retterled. Set import.« oloemetecn 40ootpuf Setemem a the end of the dennen fol non ,ntonnsion Cash alternatives money nadat funds Wee/ ma let funds se nether ingoed ne ouwe:leedb/1H redelta Depolit InSurin(e Cerponlion oe an) ether gwemment acency Ingeoliond piment and Intta elOna munk pal lunch must EN Hele net nut vilster (NAY) ree share touw menen le I Øh of a cent (e g. SI OX,S) Gorternem and reist trotser maast funds wel ronlinut lo Irans.xt X a ui* $1.03 net assei salut eenoog:'n:Ns madet funds stek bs Ntwew tbe valwet sour ineeserent ai 1100 Oer thee, 112 gossble to lost rnOney to inning in these hans roal («noria; all'. iou er ei senurani dub nek n don na indut» arryczb dm*,nek bos rot a 1a elpeouleal (ta.) gemor ba k the deotence geween IN arren, váue andent cot baas aadv.~ lot for th* orposes of alearinng hadrg~ca or con bas,: Int shunt )Cu mouw •xh twr. sou gensky w your !aa ga n oe loer albe secunry was sad oer this d.le. Th* win/Ui:cd eta) gan or Ion may temen 0,40etidS be<Orne a wave, Is, reel»be uland lor return of aNtal payments,n oreer to Oett reine Uw walmt gun or toe to, te tersorting PUrpOWS aast is lbo tola purchaw co:1 of the securty, ncludno reneetted drotene The rost ban raai neeg to be al uittel fer return e/ tapte p:ruwere, in orer to detemyne the adiuszaco2 bros for ta, fraesro;ent Mismis the tutten, valk* rnnus the afroom yco koeste(' e Cees not laagt ~es thai are not rØ NS Pretges («katoen reut stateffem, inclvdngshafes thai have ten tealzecl 8;Mhee a suen dalas. lt Sso ctes not ham* cash dadends Iaat ware not relneested eachase pruer muiter Average care Oleg CØ anCe Per Share Val,* 00 UnIelked InKitInent NCIC/e0 Honing ce` troel per thee (S) nestenent (S) beis oer Feb 2915/ Feb 28(5) wan ca kaf (9 Muffin) Penad U85 PRIME RESERVES FUND 694.182 870 • • •This inlormabon was Lreso,lable..• 10000 694,182 87 FA StA,grur,,,,4et y.11 244% Your total assets Percentage« Cos: atirnaied vn:eend VS uo o Feb 28(5) your xØ bast 0) area incomo (II ounce locs IS) Cash altemetryes " Money merkeb funds 694,182.87 100.00% 15.930.00 Total $694.1n87 100.00% $1633%00 • Misen con beis infornalicn. 0.7000300SOC8247 Ne7000I 86856 00202 0219 03057SCO4 Y123575SSO10XCO Page S of 6 SONY_GM_00325055 EFTA_00197830 EFTA01307096 SUBS Resource Management Account February 2019 Account name: Friendly account name- Account number I Your Financial Advisor: SCOTT STACKNOWLYIE CASPIEL Account activity this month Oat Acthity Oeuncaton Amount (1) Dividend and jet:west income Te.o6tedwdends Fat ,' Diidend URS PRIME RESERVES FUND 1,29628 SYMBOL UPRXX Total taxable dividends 11.29621 Total dividend and interest income 11.2962$ Am3unt (I) Other fends debited Feb I Transf, - -5.262 35 Total other funds debited -15.262.35 Investrnent transactions For more inicernaticss ab0ul it* once value ShOrin for restrited SeCii 'lei. Sit A,P0aJO: intOrinarKal about )CO( Vitamin. Y the end al this <Ix Lrnont Proceeds Iran Funds Investment velhdratai let Acciued Owe Activity Desapbon 0uallIty Nidur eke (5) liantationi (I) Inte-SlmenlS bourn (5) trileRnI (I) Feb 1 Sad U8S PRIME RESERVES FUND -0 350 SYMBOL UPRXX Feb I Sad IRS PRIME RESERVES FUND 5262.000 5262 35 STTE13OL, UPRXX Fob 28 Ranvostmont U8 S PRIME RESERVES FUND DIVIDEND 0 280 -0 28 REINVESTED AT I 00 NAV ON 02/28019 SYMBOL: UPRXX Feb28 Reimiestrnent VOS PRIME RESERVES FUND DIVIDEND 1.2%.000 4296O0 REINVESTED AT I.00 Nnv ON 02121919 SYMBOL LIPR)O( Tot. 15.26235 41296.21 ChP7CCCEO0560E(244 trOG018685600)02 0O9030575004 page 6 of E End of statement for account number SDNY_GM_0032 5056 EFTA_00197831 EFTA01307097 Important information about your statement LBS Fe-uncial Sanwa M.(re firma U135 financial Mar horn muno Ira than 60 days ri a the firm caituc ty. A ful copy of de peaky neadrginenlitabla imam a mum an ma nt be Pee ieth Uncap, as a ~ate of al octopimcunty, commcdty cone you to fret rattestet on *rich the Ere or IpOn etq et. irMaken and whom ochry» UBS Fraroal Samos ridLOS Problem *eared • Modena) Wiling to accept coma nd, b ~weal rd Bart USA an edam otkdaries et LIDS AG and - Prot& pox name rid wont nunor fat any) tinter ere SiC Mahan,e the sepplentetal tolerate some validity» ad heter Muni if dim of U35 Seant es 11C the Fim3 Manna, - Casaba the mot or the transfer you reaset peeCOChten gok 0: • Any.:40 '4,11hpto accept >srit b pumpat ate statement rs wabbIncon request the F am', ~vine *out and hpLin as dart as you can whd rar • Carlin Inancial awn caroled by find exMlnd n hgr, *bully ro cad. ho name owe tent filtes re at blew A is an cow a why you need more So' *OWN vart tut hfrklas•ay ROM MS fared • frarvient(AO* Con:demur f tactod, a riormalkn. Service, For morale <elan 6/ insterxe enodoch, paten d te prank*la he mewlMay 4440, LlaS fortyl Senfe kur. - haMe tedalar armar of the waded error ncladro mrubk, ~be and tie lwes of ~MI COMO+ caring" lamed Idadrty and gee« 1200 urbor Boulmard hat tegisteed n the name of the *cove holder on te voter% Werhanfen N/02086 lhe Finn er Card Intend nvestkate you ~place bmas ot the our or brie nee> and meet sy era proada for ragedanon • iniestenent «intents rwesiment nitres% (e 0, Swann Touseekrontr IM Orermll (*Wont the ore, official wad of you ...ciao LOS Varldebil cad tramacto-o. d we la* anted pstnenhps std Arnie ~cements) hat re We ma ccato-klitt tel relied mount statement wir LES Farrel Senkts account Gaye reads. "ea ~near 10 ~nett dysto do the, we Mllmde not agcared Ullaf the Spume{ Act of 1932. the fore >Shen en the same roselAre. e.9. because otal tar doonret. tonlanng corditird data slksid you email la Omni you thr* it n mot. to enel • Coennodtrot<creiracit (a g,four ~barge and they here omen who urbo merman pre meant rot be reed Lort F you Mine ~re 6 an arra a you vol Imo tar use of he money dung te tee n precis metal«mud* nebben lutur tomuns relmonsheys wth other dent, al the same IOC» d *meson. ~moat e mredotely n Aron to the tales tat. complete ~ nmslocuton are ttamooltT (Par coronas; and yre prefer to move led ideal stalomenti mailed n Branch Wager d te office seneg sees mcount • Depose *countsMow talfanas of deposit :I CBS tomato rawer*" you may Cialne homer:43N by Plane mix MI chefs payable to term, or the Bark LISA. UBS AG U bath and ~ken Co calmyy~ formal Adam MU.* a lyre{ down we niandod lobe "nit f^axial nfittdien ndcacedcn Pe from d ra MK Wend Depach Prayer, nattrum dra *aid not be used fa tar ~poses My statement In addition to regular roam foex mecums the 54K protector, end the saDdemental protects:. do Priddy wow% name inl2 enr. end tar lonns.4 e. Form 1099. 5498. may be PleptCt toman:ma-nee fees. throes fa late not anal/ to these as Coen anycdnrwese appear Me Ronde/ account name R nustanetable •nednatene• 1o s Poe»Mal Pram3 5~ ta mum No Fant parcel foe sewn« purdeam and <harget fa u-pakl on)x.' odernents. The SIPC protection end the &men by you to art you wit, your re< oicleett9na requred bylaw 10 septri tote *5 allUntie denkerck. rant n cash sotrutt AccOunt thy aro transharrod st rotplan dam protect nerd rages hen no legal efl«t on your accost. is not mended to reportable nomtaubb ~ends and tattle stets! tooth« nitiviecen may be sub/KIM a &rile fat n the intetet Mat el you "clench (WNW'« a% • rellid any wank facCedift, rnorennerdecn. caned as works held n your accent. net crated, • it of market mammon, nun barkmotcY eminent object,* a rd redde as:noted wit, roa as sale "errant.. ad (053 Knee on *tean counted UK colonlom otherwisel accounts. aide not • prom« or guaraMee that wrath :tie me IBS o s kr WeekePrg tech balmy to bark or any framer matt <in Or well be acheeend deposit axon at non-*aloud bat{ and *Maud Dividend %inmost* Program SIRP) einaneneatt may> such of less ettkrgte neek 01 Corneunkartione with the Fine bank and money market mimed tunt OVone~). The pace wanted ban amaze ate. You may obtain ton of the ~re rnegrennt You <an dung. you • hemreconfirm any oral ermines/sons re nntr9 Depots accosts al LAS Bar* LISA and non.antrod the actual ate Iran yos InamoilMaser On whole to~ hardy xc“ell names tr ough Ordne Senneel a by pate yam rxtkr3 you rcjit bard; pankpacreg n the UPS flkiC Wend apan steel are ~chased~ DRIP. paid roes roll be antactro you final AMA°, Vdfr IM Senres rilla Profethon Act (S A) Program re wed n accadame rules sold rid the cads will be &paned in you account The • II the flawed noctAcn on Te lop lei rte kota got own ramron, please me wow Idcgta Depose dwdendrem!~ ace WPIentdbee the ovan nay Amon —Inv of thet 9114~6 ret41.13SEtireceal Sewn. tes accouts MUSS AG Stenad Bards ad shares ol dille booth, mate ace at amid, thePledrres • Vete of pas anoconepombia Nee of asses ni ninNal Sane.« caul{ yOur ~all at eleven Monty Ards re not ~by the IOC. re sod liddeies. toka by urgram with the rekatrd mina on • Amen ledren ~Akita:Is berm vales fa we Sawed imv d the retakeirb when", Bank dipann rem peOltetted by WC Money rund Cash-in•liou cowed the erase h te cent )04/ knifed aires re protected by SIK See "LOS finned Stokes restricted~II (et), and Gobi Tine Darates, Account ~di below. COY whOt true my be hid in you ward tyCv arealged marts to market, and (*Mil"eh not held wales se beard a UBS f~noel Semen end rot triad wiper-id tali damson 01 a &Mend~nerd by the rem Don not neade waked searitelassets Ve nvoctcro brcher. rd >cm mit acre a repor or ~roe. the Fen wR ether WINOS unit al at the end a she prior and ~mat pantie moods. a ot nonce a crimson b both trim Wen poke amen biro>, n fro bark doom« may be remtre ace a rapt an "Mil deleentedbt • ~Frahm and shams of a Nona Ford may be asorm onatm eres. anted dock won; and • Az ~bed n ta account arrementa. you mat nattred <bana play.Ird Veda yoei account <wettable nod *phone rotdy us cd any err or had rwoleng dwelt Iriadied and the [emceed, rand lo mota o* pas • warless had.' debt batrom ~mien margn reflected on you statement wren 30 dal. *horn rat Stora Os ..«N5 ~want objectier maled a nude amiable loans. <roat Ire, that recoil balances the ~esteem objector; end nsk Armlik are teak to • CadVmoney baron Total of ursand ryalabb • hew <Won cvnoneete «replied. Cr nyres to the Pietet ~on abxe twalatae sweep options. ear account and may may between yste =oat f ewe Clem Moan~am at 201.352 • 169? ncladMa current istant rates and yields. o aolable car tahmet plw aiposi bin« al Ahmed is ryastare theFm pronplbrnerding ed ro. if toted brim rid oxen made mad fund cr toeing, a tO0.354-9I03, PCOA.LI to 600 yam,tM ordsweepynkt, from y~ Frun<ulA&iw siphon change al y~ hand «weir a IT Modes though Fray, a en ~I r•210 LES a by <Ong WO 262-10:10 sweep balances. se the closed the stavnu peal marmot *manes For each acOunt NM. you Nomornmodly tae weds balances nyos accotin ere anneal Servos lx . (lent ~ore Department. choose cr. of the I olkeing imminent <Onus; ~ streamed from other betimes aid the fern ma P0. Bo. 766 then Ca. IV 07087. LOS Finascial Senior account probaBori • licorice Current Monte hatprisseekro the The Fern e a merrter of tie Sonnies ~an Protecion toe lydd thee knia me adnry can ol et • Al statements shall be darned comae* ad atone generic. of ryaur orly ~ems Wow tent we payable epon your demand. it not abetted to n Acing ~him CO days Crxrator(SPC). ?Mich amens whites cuticeren • Manna Copt*, Ap. nano( le rneinvnts oteartg of as renters ip to EOCF,000 Onde.edin I2S4030 for Wm total o reddin te curet prod clang •a4e. • fa TTY mimes. Cal €ud17.09B6 or from~side growth of pampa, rain ~rater cd the U.S. Cad M1452.1495 claim fa car/ &planar bakre nobble 'son more Unary iricrenotion • el <16e of roll« Gonle:ns 46~ an electron( reaii a a www sic 0.9 the SIK am( Cr011eCteon • Product Comknatcnot Worn* end0~ fa dared mammon on the fm's landreg ~dices kant vans.« On bill parent a CBS Vet debt lads *pay toil accosts that you hold in a ~theft( Appiecation harmomssotkirg te generation ad &damn refit to sea Clore Rettionshp cad ',make; cal 800.762.1000. or vent to UPS <10•01 of "Kane .4 porAh of principal The Pan, together with cedar affliatta, Kaaba Agneemen a adcort Acreernent and beGriot f ~col Saves hr.. ICCO Harbor BM, 6th kor. Term and Caddions COS kahernent of Credit Prelim ~hark^ NI 071/4 6, Mtn RMNBSA Serva ~toted supplemental rosaxe The ~rum anan parable to allMade chem. <cantina snor 0••••N rbkixefiles amkble nkreetnenes and COdatuces the potation c ISCO as of Norte 10. 2016 • Co~e Stelia to ~tan Mort primat al »ww,marnierememerrahmes. Ca a write a soon a )0-e Can. fl )0,J theft pas Subact to heroice condo" and andiron% Oren se kmrid, and mirky to the accost meal, men if statement a recto( rs wrong a dyou need more that mum the accent does not generates'dice< ntonniknabme a transfer an Me statement a the hem n hutar crow Tod Ice cp o $1 9 miler,in the area. frm or Card bluets apoluble)mni *9,00ie for all you auceents hell n a palenIar SDNY_GM_00325057 Ernrik_00197832 EFTA01307098 Important information about your sta te HIC (COMmued) War su - roe oenen teevees fadeg n nomoriermng • la (earnetwe neemt advent Pelde endemie& We ment conyonsago, heen LeS Bi* Lek LeS Vors agente* ~es modes ad *er mets held denonnens, pree and qua-teg gate radde) may An etmen of enai mee n bareden torren AG SurrderdEranch and ncealerbeed bras n the actord Y the *ni of We statement prood Tem tone been »inbed to fade»proper yalualon. clndeml and nier« niet. arnng me Starlet wil tØ ode cash 'droop preia-ns myrd tor ckohely fuly pad ~nes X ry tree To Mae neem Ølanen. Natm nadat». contact be heb fa one iver kom vatend« date asend orropensxrn mal be a montn'y pee scan fee er Wo mee sner. whetikei vid at ban toerend dier yas Fnándtal ládl•sor tnao-ncy live «mate d enk, a goddank acnexy mal be a paaraaged waar dak &poot • peg any beent* dut en trom Ary more*, ad toemid inca,» n not guarantoed turem vadered topfim ding the statement pear] are • Prime* invesernents and ~red poteb. fornred mol neder* and turner* ral! ler bied at marot vake al 01Ilse end o# the statement Private moment 5401444 (rOstrg doe ((elan r11>P1 of ~ion <cad melde aceton of Actieky peod ontferm Voorns ^deed Wade mestrnenitnAl Paco' ce opdat gans n ethith teutte ei neonnation regsdna commostra and ah« ~ges • ~ba. haneeng deost Die of th mat« ad gructindpiodacli are gentraly higt4 neme (and neme yØ nould be ontsteel ~leden tonetten met Ine ~Mond Vadet. ~Am inledMI anemad. *here ndcred &aai Ctertan *Wand ototizis tof not ben - femrod armad norne and turml yeld and lee rdh-tina gaten várcactens ha Kai ndoded en wth th* meeere • I: LeS Fruncel Steedst harend wreed web Wo Saust os and brohage raad acne and yield «41 be bijar «Ø ccerhnruhons prenany 'verdeed toas. and wil be en ntormatoncblaned hom toog*, oden Mes LEIS eremist:na vale iny state >motte% tm We ~Me etenstedansourts proaded :e )ou penseel, on maat', Prondel Stropt rendeg rarmatecn hun enha pØ estmated valaster omme r•menent - An onnut* of amaatted interne (deden! ~ce Materkat you mag havo prenied,o yego lenamal Irma seances rd reurkeed pcdacts ta stormeind interen) dvded by Mennen made Short auto Ilwarrn does not nd•pentendy verty ce p.Ø Off Additiey d nol graanmaa valdnene Daim> e~ on tbc last dodend you ae egard n short leen a sentay, tets may garde+ theKNKyw vaidty cd dry edonstMon $ - Dei* valart inty OOI« yinint" kcn, tin" ce meent romant made by the musr and nos a <hoge 6» IO<SIanborvown)cont I« trol tysorces Mise( leun La inmeet emos. any, a nId(h a prent ~omen' seority Or men" sec‘iihredeposts wil b held Ier one brio.» ~rite Øaddeert akhough LeS Fnes Savooi genera Wouw& omdat mal 1»boata ci lokt nl do ps keen Oe e Meent dste oma maledy. todden tho nbrrnstrm as n o moed tbc Fe* rot ren essody rept-tem the vale sen inry recent Aeoracy ortnurd pekt se net garamerd. Open Mate Ø rot pryde dry asswann dal tro nIcernaign Ø6w arm. Pegudrg doen or • g:cd lava-dekt aders to unite 'Con bate' ad •Urnalccdgirlloss' -'had party onttrok, of vale de af ei aceton • Anne netheid by VisReedt Seerioas. Celen mee not ~eed qat neme« date. open bui and *mix* at os Bodsed Ta «memory. Aso" dit, and are suppletie UPS inrent Steven on meert not neb by Weien and not Menen Me rol slop enden re reducedby the amant el ebde* Pose eb not ittion tø schede w malie re91 a base by am redepaden 'Marion tem lam% posussi:n or <omrol These asetts we «ene, re an etdes dexh« ex nrara date unies ~dus* a sakd:deern. toe av pØ a - gaar. ~heeroer Ce <gonsde enmod vake. &Ome on >me slate~ toe Same onaf nstnacted 01-deves• by yets You ae respornbb lor "erwt» Actorantt Uanseared to te fan mal d ry. Met.aSed totoPim by thema«. pØ «ly Pocront and yam peettntettl tri enkel lhat ot ~wied dut to pas fatte to 0~ felkd gasba rdernialdn only lot to prod cd Omwal panne' oe speende and may K cablated proededby the naeg lem lies ~ui Serena ~Ping oom ceders tree ihey se rol] at defim More hete/gal bard en «kiert Hamaar km Wat rad by nol ontzegt» led ros eeronsen ad does roe ankneuecn oms be addedby >ar Snrcol Adept 'id oeros to derne ree ~meed war, %litanie. M X(ur%y Rime asiels are rol peten.) Pelen • UiwSind gindloons neon dames aelable, - You tan drain adStenal necernatenrecurcfrg by SP or the Faas taadramentst SIC ~rage To abten a ton ol cie arm< Gent Privacy Notke, nontenen rrreareed~glom se talcubtedece • ,..thi~ wed to deranene the eenmand riem~ are. relintial*Occe «vet cue webste ravtut murw lob the trammen dra for vako* and the Me ot te nionnationthat n the • Rans 'haring andadditioneel comptewation ai a.m.. oAvremmeer~set rdpeclot ite, remt( ornaten« ral kot ccerenstrom. buis te the «wrat* by <omwegras inwoei - m addijon to coertusserncn sales ed 17h-1 tem - LEIS Fnancral Services è rotator* Tine Ft>" Otenen Aart ader satsny ~toon:attente/mes Atboot mened meedon wees tbr deerbdon of maast Services Account BSA eind NIM we brokte:oe Genhird and olim ren.~ Iers ant meieinde - men party .1~ vakes rruy be rebabed as hads to or <bents we race or affaire rede., accounts whgh pende most to Dring tenen an] ~duw bb ro exenceembned to0ply~ 'Nat reed' rn wijtal Teleriem' eren an revenu. Craig parems Iran ~tuten ander pedels lamst arranornents «th :Ahmed bres aeteagd lot Tro " Trad. ddt' <Meen galants tro ✓d•pwdre Maan limbus rot Øled ce d Moe:nor tb> trutual hands tro we rol these otte thrdpony brult. andpos.5es rem to onandlrandenn trede date tnabk to muon a vale eken we betonwaren mam are bred ca ton> Weent oredoremst natree and anrorty poert. issund ty ~Mat«, • ealtabla sectaities Peda and p-afreed 'aak Mat tret am/knie rent he cdorred bat ~tata lto aroom oe sales by 116 ed a pancidar meao Thecknany monne <iteninnon trou2n ~ne the tisus <ah lor *NV ~en wil be wlested Ote~retooded wake -rsto witar. ce *hen J Vol fortil to ets <lont% and lier th* assal rake o# a actercy eAndunn el tel FnexelSendes a. ~Ma by lot letm nong dl Hordes cd dut valug aoJd be Nolay speculeerde due to Ine norse cunkrAr mdualt,nd fars storm beid al 'he - neem.. ~roe. ani mud potace eerhen nov name or n neme** name lot ar of tro money fim. - FOK rand • No badt gluurder Mal lost vale cloenta Cal feattee ~kon n obtared leem Wed - Vihonnot« an *war, garend partner oe spacc. - We and eo Mehlrie aho mom? Meedelen and - tMA Rareste theugemem km." Business pates ard as ~nv rs nol oaranteed Other cal «broed valay nr a tedfory ramated rake n ~An passen lees «score-0.~ Ia oneer Sondes Atoom BSA, IRMA and renend Retort. leares nos ni wen:hcola aften velt complet pcmckd. the naba of th* sooscy wil be &l.o. fl ard unies tul ta Ød, to een rn-tuallunSt Manapment Moord re recantered serge~had cd:afwon wilde ponted koonmere frons ts pochet* org. hast, toot 94Alt" raped heen mende mat n Lei Pmond Stemn Inc. • /rotnetten Peren doottyad formaat,. ad oen« - 'Cbstrtut ons to date' mag rade ravnet tre rn-tual hand and *nareed dolle Limen baud - VISA n aregeerde] Vadanadt °weed by vda rØ mw be hpte. Or baat thin The we Wet <sa* ineen a balk en thee-Leb« ot scans at tro breker-dode Warnattint S.M. Amoeben and urod teeder >cv would mem n the ~ba neonre ▪ 'Orgrui enk We rapsnids the not eiken hokkig ~tel linds d th,* fund party Rense the LOS los trede cards tobbe LEIS Visa dItaned had varvadstndPitylOinted Muth we pene ps usa and inry net rellen vos cent base - n addtian to ecernewornreeneed n ~echo. debt tids se esued by LOS %nl. USA wel Ware to be !getik. br we do nol ~aap Oer - Dit and esliged KIT meutes re roe [meden a wi. We sale or ~baboes of armly <oneens "d oermem IranVna U SA rompotaltd accuacy. nstnnal :tortel enrorne, and are oentraY oen ne-streel Vue Lees lo (Ier" we and« tradrarks, reootred tradernads. lome mets end - We genera* ure to obsing pek* aten wodka or dtchid and eend len;) term be sold, the pege oe aéldute regentnurse shitje.; <c~nlaban repared science márks re el thee respect.* the meen e/ thebd and eik takes b bied redeeed may be kas ~to pee snee *Aansteef bom maya the envase compres tedermang compres saven and optant ordg biddagen ke OTC raio* promo«, n thé auctni aaterort th* a-nuity ontroom aflaadt ei end etterera storno. torrodnes w sponscn of We urm, froKbWet nut« LOBS Fistel Strem Me Pee 20IBIO - Inc lertalf tradod~4« inly brood veeg a • Raelritled maaien iketntled ~tiet ',way MtdittbuTO vabronmxtd ce th* mon record pico we renet arrenty a11Ø kerk/rk lab LES Fna-od - h addaim to nvenniwntrettmd frcns the cbtaned ard nuy rol reilen an actual makst snee Servoes koes to mine poe of te aanried stock cvdnase and sa d toreShants tuds. we arder os a vake of th. som sluw as an irrptied vake la ene "late mem? an asset.based rt~ share., - Clean poshkes mee sper veehout a piet and restricled secce he parposes of ad sedeuentoory. To bayment erom NenShires chnixdors. as wed ar wal Wow as 'poe wand ~Jane' d we are te enere tue reineled store es se elgble lor safe. fundeg (or ledviolottry dnelopmem training and Vieble tochten a voce SP J Xetteny- te vake me-reedmag be sLbsternidle lee Kin te *damp, - Oepons a Kantel denomnded n arr.-cel imputed vale toen. - Pr Maan aho eernee vadeg (trim." ad othet tm u.S. dolers aarNFMed at th* ~hang* otter orepernatken erom trulual hen* ad celkern* rate ind We :tremen date caroanot arodo geoabett wo derb-co SDNY_GM_00325058 EFTA_00197833 EFTA01307099 UBS Financial Services M. Ftwate Wealth Management SUBS 299 Park Avenue 26th Flaor Resource Management Account New York NY 10I71-0002 March 2019 CHP7COSSI7S11 0319 XIS Yi 0 GHISLAINE MAXWELL 139A CHARLES ST APT 0233 Account name: AlISLAINE MAXV1/EU. BOSTON MA 02114-3252 Friendly account name: Ind CaSIVSaving Account number. Your Namara Advisor: SCOTT STACKMANILYLE CASRIEL Phone. Qestions above goer statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 80981.4A-1030, on February 28 (1) on March 29(1) account Your assets 694,182 87 173,792 07 Vidtev wash*: Your liabilities aoo 000 envw.sincorNfisancialservices Value of your account $694.182.87 $173,792.07 Items for your attention . Help protect yours.* from fraud and review bank, credit card, and brokerage statements regularly. Also. get your free credit report &rurally from Sources of your account growth www.annuakreditreport.coen. Tracking the value of your account during 2019 Value of your count I Thousands atpear end 2018 1693.954 77 Net deposits .md 6,144.7 wthrkarvalt -1529.682 39 Your mestrrent return. °indeed and interest 41(0rOP 13.51969 Change in 9i;.4 8176 7000 694.2 market value S000 V Valueof your accoont Dec iota on liar 2043019 9173,792.07 Dec 2015 Dec 2016 Dec 2017 OK 2010 Feb 2019 Mar 2019 Member SIPC 047700010C6Sini I Ne7000302i990C032 03i 903057a Page 1 of 6 SDNY_GM_00325059 EFTA_00197834 EFTA01307100 Resource Management Account Account limit: Your Bowleg Advisor: UBS March 2019 Friendly account name - Account number. — SCOTT STACK MAP:LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 29 (1) you, XCOult A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 173,792 07 100.00% C Equites 000 0.00% D Fixed income 003 0.00% E Non-tractional 000 0.00% F Commodities 003 0.00% 003 000% Total assets S173,792.07 100.00% B Value of your account 5173,792.07 Eye on the markets Percentage change rndex March 2019 Year to date S&P S00 1.94% 13.65% Russell 3000 1.46% 14.04% MSC1- Europe, Australia & Far East 0 74% 10.13% Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94% Interest rates on March 29,2019 3-month Treasury billy 2 31% One-month LIBOR. 2.49% cii.enoceocissi 7512 UP7000302199 mom 03190305750Orge of SDNY_GM_00325060 EF1'A_0O197835 EFTA01307101 Resource Management Account Account name: GI-ISLAM MAXWELL Your Meeadet Advisor: UBS March 2019 Friendly account name' Ind CashiStang Account number: SCOTT STACK MishiLYLE CASR1EL Change in the value of your account Cash activity summary Match 2019 (SI Year to date (U Soo Account acnwry tap monthla oda barna m your Swnp Oplicea at included in tin openirg and dreg Mame; 'tau* FDIC 'mutant. Open to taboos at OS Sant USA awl al banks partcliabT9 sn the UBS FOIC assured Deposit Fiotaan. It does not soy to deposits AG. Surnloid Branch SVC Opening account value 3694,182.87 5699,954.77 ',newton manes to money rrnott sweep fund Tciderqstul net bar* deposits. See/a orta& inbemaDon Mows your ;Innen< r the two dozes d t indcarrient for Wats Wrthdrawals and fees, ncluding investments transferred March 2019 Year to date ($) out -521,15646 -529682 39 Opening balances 50.00 $0.00 Dividend and interest ncome 76566 3,519 69 Additsons dosing account value $173,792.07 5173,792.07 Dividend and interest ncome 765.66 3,519 69 Proceeds from nvestrnent transactions 521,156.46 529,682 39 Dividend and interest income earned Total additions 5521,922.12 5533,202.08 For On costs Cl Ins Setnenent. lacsOley <I interest and clinkind income tin Mtn deterrnneo Pon a US Subtractions to 1n:citing Ceispedne Based voon the reside me of the account odder. account hot of proctixt tette, cane interest ender dadendpanents time nol be subject lo Urded Sides (US) zee a Puerto Rico (PR) Other funds debled -521,15646 -529,68239 income tan The client monthly sigma* is col Intended to be used end rennet be ;eked tor for lac purposes. Cloth shook) refer to the Salkat tax rebating tome they re<thrt dean sets annually. such as Funds withdrawn for investments the forms 1099 and the Parrs 480, to, tar twang 'mama* n is the pexnce or 08$ to fie the bought -765.66 -3,519 69 Wiest* tw reports"; loans with the US Internal Rtienue Senate ad PR Tiesury Oepartment.X4in such terns acctratay ninny dveleMtsandOr interest af lac eatµ or linable exome flea consul seta Total subtractions 4521,922.12 4533,202.08 ndwdual lac papaw March 2019 (Si Year to dam (S) Closing balances $0.00 50.00 Taxable dividends 765 66 3,519 69 Total current year 5765.66 53,519.69 Your investment objectives: YOU have identified the following investment *actives for thd account. if you haw questions Total dividend & interest $765.66 53,519.69 about these ohlecovos, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a lull descripoon of the alternative investment objectives in Important information about your statement at the end of this document Year ream ebjeethre: Current income ilt•captal appreciation Your risk profile: Primary - Moderate Investment eligibility consideration • None selected 04,70(XleX651TSI 3 HP7000302199 04:032 0319 030579:04 Page 3 Cl 6 SDNY_GM_00325061 EFTA (()1978;6 EFTA01307102 Account name: OHSLANE MAXWELL Resource Management Account Your Ploanclai Advisor: UBS Mardi 2019 friendly account name' Ind Cash:Saving Account number. SCOTT STACKMANLYLE CASPIEL Your account instructions • Your account cost base default closing method is AK), East In, kst Out. CfP7C0C60:65, 7514 triimixdfdrya00,010319 0305noorg• 4 of 6 SDNY_GM_00325062 EF1'A_00197837 EFTA01307103 Resource Management Account Account name: GhISLAWE MAXWELL Weir Meander Advisor: SUBS March 2019 Friendly account narnelnd Cad- Sawing Account number SCOTT STACK MAJILYLI CASRIEL Your assets Some PoCCI..ACCoot Ckarchl v4iAts ShOnn may be toponinvet As mestit. (Pen axllosses ff”/ nol be mutat,/ reflected See important Arormatecn *out }our statement d the end of the dxurnerr lot ,nlamstion Cash alternatives Money market funds Wetly ma let funds tie neither 'Motel ee gua'Standby II* I !Owl OWL, Inks/nee CCipOtaliOn or any Other 9Nemmtnt 'Verify livaitullOnd pore arid initilutiOnd Muni( pel lunch must flOat their net a IN yawl (NAY) set Owe to1M neatest 1l I can d a cent fig. SI COOS) Goornrrem and roal mono matte funds vati continue lo trams! a a stable ft 03 net ono value Aitnouls manes market funds seek to I:mem the viued ydX anyesorent a 11 000er thyt, it a posble lo lose money by Imining in these fords To:at terniosted dlhe loci of al ...mutated chide nds n does we maude any cx.is dud,nc): art rct a la lieroared (taggamor be it the Oftenant* between the (erent slue and the cost bans ridwoad be for the purposes of ottenTrrong hieingFano% or con basalt* sham you recent each ume you oenerily be your mute gan re loss if the secunty was sold on this ewe The unre$ited flax) gam or loss may moven dudends tenant a upset tax lot. need lo be alusted for return of caeca parentson order to (tete mine me meted San or loss tot tar Co:: rum n the total purchase coo of the sew*, rKlucing reinfested do:tenth The ton bat': may •KKO'Km9OurPOses need to be a:tuttedfee 'Mum d ante pairreres in °mkt to cleteterne the adjueZdeo0 Isms for to leneettnent Woe* is the current yoke rnnus tre amount you Minted ft does Mt Include Maces t tun ate not d1301m3 lattootes refleatel on your etesenvne, inducing00MS that have been IteiZed M NI bet ogee or ale,. 11860 date not Include can Ms:lends that net. not reirmsted PortheSe POT. Inorbef Average pace Client con Poet per Mare value on Welke(' Investment Nddng Rddnq of that, Dem snare (T) toreStreithl (5) bon (I) on MY ha d) Mar 79(3) cyan of loSS /sum IS) Pen°, US$ PRIME RESERVES FUND 173,792 070 ••-This reformation was Lnamlable.• • 1 CCOO 173,792.07 Es }I C.1•1-1A to-ld ? 42% Your total assets Percentage°, Cott T-ternaled Win/Sired stab* on Mar 20 (S) your accouM brat (S) arru.S income (SI gance lees (5) Cash alternatives • Money market funds 173,792.07 100.00% 4206.00 Total $173,792.07 100.00% $4206.00 • SAWN cost bait olonssion 0.700SlagaMi 15,5 NP700030219900:02 0319030575U: Page 5 of 6 SDNY_GM00325063 EFTA_00197838 EFTA01307104 SUBS Resource Management Account March 2019 Account name: friendly account name- Account number. I Your Ilaaadal Advisor: SCOTT STACKMAN:LYLE CASRIEL Account activity this month oat aviary Ciesception amount (I) Dividend and 'stunt income To.o6le dwiderxis Mar 29 Li,' tend 085 PRIME RESERVES FUND 765.66 SYMBOL UPRXX Total taxable dividends $765.66 Total dividend and interest income 6765.66 Der Acrini) ,"-.: ( OP O a 0/110U11101 Other funds debited Mar I Transfer 10 -5,15646 Nor 13 Transfer TO -500.00000 Mar 11 Transfer TO -16,00003 Total other funds debited -6521.156A6 Investment transactions rpr nye inketivliiin about ire pore iratieShifinin lot l<111<14•014(Wiliti. Set I/reporter'? infrompaupo *Out $01strove"? at the moot iris etc urea ricxen2 frian rundS investment anteloreirn kr A(Otied Dee ACtibfly Description °vomit). Vdiat ft/ nice 0/ tionsvxlcins (0 Imeavrents doOtif interest <5) Mar 1 Sold U3S PRIME RESERVES FUND -0.460 SYN1301. LORn< Marl Sold U3S PRIME RESERVES FUND 5,156.000 5,156 46 SYMBOL: UPRXX Mar 13 Sold LOS PRIME RESERVES FUND -500,OCO.000 500.00000 SYMBOL. UPRXX Mar 14 Sold IRS PRIME RESERVES FUND -16,0:0600 16.00000 SYMBOL LIPRXX Mar 29 Reinvestment IRS PRIME RESERVES FUND DIVIDEND 0.660 -066 REINVESTED AT 100 NAV ON 03/2919 SYMBOL: VPILICK Mat 29 Rem vestment 185 PRIME RESERVES FUND DIVIDEND 765.000 -765.00 REINVESTED AT I.00 tilAV ON 03/2919 SYMBOL UPRXX Total 1521,15646 .1765.66 Cre7C0030C6517516 W700030219900302 031903C675004 Pap 6 of 6 End of statement for a«oulI number SDNY_GM_00325064 EFTA_00197839 EFTA01307105 Important information about your statement LBS fauntie' Senecas Mc, (the firma UBS financial her from '<Lino It« to 60 days ri a the firm rat:secCy A Sul <coy of dw polcy wadrg e awailabk «owe ce taunt ltd may not Who Pace heth Weep, e a member of al pnropel swung,. ccenmcdty tel you IM fact demente as wenchthe Era or won ~et eider, andMoro others UBS fatal Swoon and LIBS Problem~red • Modena Wring to accept two me to papal and Bart USA are Man sdavdeies a LIDS AG rod - horde >us nano and wont nunte fat any) tinter tit SSC ~when ra the stoplentetal bins, some *Witty so sad bite. Mum; denim of U35 Searithes ta the F Inanhat - Date» at error et the wander you se wane patch* apply to: • Anwae, With; to accePt I'4 ^* b len~ ad statement eavibbksoonreduetl IheFrm's entoine *out and npLin X &arty aly:o ceherhl yea • Colin Innate sun overotied by(usl needed n ho robbery ro ad, honour's oar In eon se at blew it is an ems a why yam rood rnse )nes «row vatel toe heed away kW% UPS Fna Kul • ~ow.. aria* Coaudngon I ~cod, a riormalen, Saner, For eurnok <trial 6),nusexegecktnis, paean of the perfectolog tat accuse may «La LlaS hornet Semite ex. - horde theater arrant of te waned erns ncladrg wsibk nut ," and fiblwei of "dual corro&r. win" lamed ladrty and toss 1200 Webs Boulemed itndbleahletta nth. rant of the wean holder on Watley Mebane-en N)01086 Use Ann a Card bsteeml emestoote yes <rant Mt baas of the our a broke no-O, and råa corned era< pronoty for *nod moo • nwstment <cement a rwesiment merest, (e 0. Seatenwne Tousdbakiner IM 04werwsl (*Weems the ore, ~SalNoted of ycw nating LEIS rayVreaodebn cad treacto-6, d we tie tents pstnnaps rd wrote placements) rut re We mg ccoso-xlste al retied scant itassarts wit LES Envoi Senicts account Oa« resod{. twine none thm 10 atone days to da Mt we mlImade not inc.:red under the Stoutest Act of 1932. the fare >flan} n the save emel:pe. e.g. because oft.c tar docul'aett tonlanng cordIclis0 dta sh**1 neck scant la the arrow* youMr* it n MOs, to that • Connacht.. <ream (eg. talon nehargo and rot be relied was 8 you bate* Mae 6 an era a they here worn who ebo ~an Ken dowse you vol Pate the use of ' ,among dart te tme pre us metal <woad* nclabo Idum convent relionshos vik other clowns al the sera alten d *mason. pier* wood t mnrchately n wand to the tales res to complete an neesIgion ed ceamodh *ton commis. rd >a prefer to maw lad road 031a1}011 marled n Branch Meager d to office. ousel; you account • Depose scowls Brave urge:am of choose) al IBS warn ennapat, you no/ &dn. howaroblay by Deane mix all doors payable to dorm or the Bask LISA. UBS AG U S tranchee and brit n öve calrg >sus inmal Adage Athor4' at tarn thorn so mended to be aentaio. fmonde' nattteet Mc:radon Se Dee a te fDK bond Death Doom stelosnere data dad not be ved tor tar psposes fay alltflarrt In addition to regular accure foot. *cams nee YPC PrianICel Yid The im*Annonial prcenico do Friendly mown name totyenrsend Iota( Pe. Form 1099, 5498. may be %OKI to nsarana-ce fees. throes fa Ise rot apok, to these mots men 4 they ~me appear Ito Friendly account name R a<uicmda04'fWJrIWM' Ic s tic.) whnn ~NSW Mr ream the Fern it payment for sewn« purchases and domes fa u-paol onyx.' adtellenk The SIC protedion arid the chosen by you to snot you wits oohs neordtenana reared by taw *sepal tote XS alluntie drrderds, avant mash weals Acturet ta transt•nd woolernentalprot«tion da not prow pans* chmges has no kw] effect as you scam is not ntended to reportabb nntsabb cfredends and taoble karts, to other Nablvlaaa MI/ be tidanxt toa needs lee in the model end el you roestrneres (Moan a s reflect ary sunny/. prodAd nno~lon, tamed on wankel held n your actant. net crated, result of market movement neat barknota metrons objectse a rd pdile asoocuted web pa en wee kransantro. rd tog basa on ocean cased WS Sens* °Oak« otherwal scowls. and ena apram or garnve OM wrath oxisitim LOS often ophons fa »reped cash Kane b bark or ary leargal Matt <na wd be ahead. Al doom accord at ncnalluted bats rd ablated Dividend Roinvesemane Program DNA enownerac mad tort of koc. alerta* Mk 01 Communkstions wnkh the Fine bunts and money Market Mad Ludt Wong fonds> the once reflected it an sewage ate You may olden lots of the were Mel:~ Youcanchins your • Mae reconfirm art/ oral trance/eons n wring Dopat< accent al PAS Bar* LISA anclfgebStiegOd the sod ace Iran yces ImrncralMusa Onlr dole kody scam names thrOujOS Onln• Sennett or by toMan pawl your ntits. retceg you boat Naming n the UBS FDK -rowed C d sewn me ~chased incite DRIP. pond shoes veil te antacteg >at Inn hat Admor vow red Sense es mentor Protectors An A) Program re ISK-nstred n weeder« vahr Crules sold ed the <ash wit be depoutod h your scant The • If do flawed ramiren on the up legatee bore }Of moat ramton, phase me army Wogs Oepase dwdend 'enrolment pitt toped by the oxen mat Meow% —low of ten dilemma is not LBS Enteral Diencm. UBS *sown el LOS AG Sistord (*arch eelsewn d dew Iran the nod* Wee at Snail te Pnal~e} • Vete rat pas anoundpombia Net el dads med runcul SoNem curt you mourn at Datong Monty Asa we not iwed ty the NYC. resod lid:airs. bob« by arra-gemere *ifs the Mead minion • Agell. IICI}X}H amitoble cahtutnes. solos fa we nfemed Ion d Ihre retakeirth dunyta Cant deals are nee protected hY SaC Moog fad Caoharliou ~ad thisIC~ h eve sae. eat flail and Owes se protected by SIM See "CBS lerncsal Sroces tnadtd seronti (eat), and Gob., Tare ~a, :Saute ~on' below. DOI whit eats my be held n yos weal t par. wreaked nods to market. and Celeli106fett not held wades se lased t UBS fnamial Services and rot «mad toa panel uslt as a worn of a &nand paramere by the fern Dots no, noble wonted searitelassets the ntroolace0 bread. ed yta enn fade a repor or ~me. the NM witch« WINOS 'nil al at the add do par rd cast CaelleC pega a of nonce a amnion to both Imo open >ous ragmen baleen n to bark dopteat may be ~De PlCt a asap n ~ell C}Mtfatla ty *redrawn, ed than al a Money Turd may be rose nontmerea wonted nod option; and • At barbed nöd ate.et xretmenty yom mat regied Okmaner{ ad feel Y041«Mee atecoble not *prom notdy us of any corces or bad noleng &eels lacked and the aimed, returned lo yore ce >as • (albytet extedet cleth Wax" ~sang neon reacted on yOuf artmal wihn 30 days OW /I Van WS. OS mail ~wane objediewa Mika« node sortable lorik <coda I ne. that account bison the mean« °beams ~nth påk are weak to • Ca:Mooney Wert: Total el uman,* adlabb • Bose Wed ~Olaf <0171lairdt a vanes to the Yuan ~on trott salable sweep *tons. est account and my way between yea x<or4i. f awe Clem Moan~lent et 101.351• 169? nc1xlio <wren, «CM} ten and yields. is sobble cash WIWI" p&4 depose biros al alllined and Nap. *how the Fein pronyibr n erdordere ronalfherd bat, ed nosey mend mad fund cr toeing, r (00.35.9103. 800 A.M. lo 600 t M. swear mbs co-nsweemolds, from yves Frunnel Anna °pecan ^mg. 41>ta awed «whence If Made, Stough Friday, a in one ro to tes a by <Ong 800 167.1000 sweep biaren, a M close of she steam petal nusame *Taws For 01th atel.int beld. you Nonionerelty Inte wed. balances nyve .KONS4 at Pewscol Street, IX.. Cleat Reis we Department. <loose oro d the °bang .nosiment dajattnes NA setputa Irom over balxxes a^4 the Fern en,/ Bo. 166 Lawn DD. 18 07081. tes f Mandel Union account protection • Pro-1We Current Income Inn-semen taken the Ihr Fern 6 a ~Mbar of **Sontag ~to. 'rondo, toe pryd thea 'Leda me ordvy two of es • Al statements shall be darned torplett ad accuse generic. 01 mane orly harem thew finch an payable ipon your demand. nor objected to n Arnim wan 60 days Cceteration DOC). winch [(oleos wines turn:~ • Manna Coma'AK...saw( tinninwas sorg d as~ co to 19*000 finduan 1254030 for Do total o nadechn the ant prod clown rakt. • tot fl y services. Cal 844412.09% or from outside womb of prexpal rather ohm gonfalon cd the U.S. 011201.352.1495 dorm fa cash) bplanatory brochure nobble 'son ncorne 'mång infamation • hone of enon a ~Ions iboit an eleetronc reaei a t none 3.< 09 The SIFO and [reaction • Kok t Cambium., ot worn. sod tat 0~ For detailed Samson on the O em's lendrg Axtips Inds Vanier 0711bil parent a UBS Vet debit lints~ toil *coastal you hold n a prilaabr ‘301Key Appiectån Irweumoms stekirg the generation ed automat, refs to >as Clore eteboonthp tag vanish:a; cal 800162.1000. or write to UBS of «cm, ed'oath of principal Aggennem a Accuse Acr~ ade.FGendi [rural Sown tus.. ICCO Harbor sol, ether. Tus Fen together at calan Te has abo h Psdood supplemental sonic* manrn.m Tents and Cottons COS Dahernent of Credit Fracekes Wagenten, NI 01/14 6, Ann RMNBSA Serven OnegaN risk groan amiable nAg.em•nt and Nstbzurn mare papa to ad Noble deem adeornbundef the polerhon c 1500 mikes at of (Mart« 10.1016 • Corvenuae Set., to On3laell fad POhowl at ad oww u4.min-try re.4,As shies Ca wile t soon as you can. 4 you tala Yo./ Saw to me poky condo" and lintannf. Oa} 0} basrit ad sotdy to the account metal. non if statement a rata M1 wag et door rend more hi mum the accovit its not generate reediest nroonsen draw stints al he statement ce the Fern 6 Aster vouch* b $1 9 mace, tn the recept. the fern or Cod bluer (as apolosble)mni *9~ la il you etsenen hell in a Med, SDNY_GM_OO325O65 EFTA_00197840 EFTA01307106 Important information about your staleuxla (COMmued) %e ses - Fer perlon Rovene, Irring n nonicriermny • Cm (estenatee blar«. nemnt helte andras. .• IV* wen* torroonsaton Iran LeS Dei Leik LeS Vott Patenued ~es stextes ed oter enet, held delemna, ens, ake ed pist ty daa rakemei An utenat of anla ramt o basa, (n (Urent AG SurderclEtinch andronallitredbirks etb rave at the rodd te Mionlard pricra Tom Hva bom atjusted to freknaproper raklane. deeitro ed alloren rale% ~tanna the stank. val th~ am Cash 9000p prOgnerl IM ad for *bry cd 'uty pad ~nos ry irre To oboenonn quotatorn, vewn nabb*. antatt be hella ore yta from ruterne« dale or amt CCrepanWirenervy bo a manthly pa ~i lee cr You mai [Heve vevd*l used at ban <otrer atm yas 41%0r tnryncy the manne 4 Cl+ å gildre, ar CV,ky may tea paareaped &rage dalr depoet Paire ans beinet due ro tten Arv wcurbm ad contrardtmant re not guranteed tel ras rardered lotet irn dana the statement p«edae • Prima inveelmente and strand produas. (simrad mel mare and tanet raid la 'sted el midel vale as d the end d the stabenent Private ~mnal $4014,14 (eClaaeq dreel talane/Phi of meitet mått node aret" of Activit? p«ed omveten Vedr«, end vel tiratt reintet PUS PreX0al a tronalgers n Mitti rat the tel hforrniron *ordna arnmetem and aher ~os • ~brei. In deternmno the <ost basa of the manes) ad seructarelprodacts se gentraly higet ;norne (ed tunene >eelc) «old be ~edit& stared n tenecticn noti the enn-trona ras. ~Mrs intbded n his liatement.t.tere redused di.ed. («tan *utamd prodris ha* not ben - (Aneled aval ntane ed <ni yeld and the reld^3 gren vercxtens hann ncluded on vadt the nurree ' ISS Froncial Senen ha releet rerstered wth the Snart es and &dumt «roal navne indyeld mete be biter or hetet Conlinrulerro rX4,1,›1» furns.44 toar, ed mil b• On Sammen cblared Itorn taren adainw, (as Carmen:na yder :ny state rennes Unn Ph the the estrnsted "ore pro.idtd to >co acnvall a regane friarar Serves. ndadeg ~manet Iran ~ha prove. esimated vaies fer penede evetnen - An erimasool avaelred nome (dinand anda leme Mot you mag have prceded to yois amenet teatret soa YrullVed vcclacte fa nicernsficnr intense dinded by thearven manet Short Adm« the garn dees not rudgatnintls ~dy a ~X« c, Auka} 4 not Man!~ ~nano bale« e~ on the Let dvdend you re4~d n den sting a sentay, yta may ~eke the x<voya valdty d wri Samneon - Dul* heles nUy del« salaseetrir kan inilt d a ment paruret maie by the alte r and ulte achge &e lo <sla. borvann, tose la ta prorded ty searces *the the LeSfininail ~e. stry, si ,h1,4(h a inne ~inerti se“rity or nynn te lensar/eke:4es ml be neid les orre Who,lir seere, addlicek *hot.* LeS in." el Senkes genera *attved product maj be boar* a tokt eid do ry tran she sl sanert bate or tanet ~selt tedon M .Bantunas e o mened the arm rot reken-var teomen the vale exe myr 'eta* kerry ed cortiand veid se not ~nid. Open alven don rot vonit ar ry Mitti« tat the niarnithe tron Squidren. Peardn9 open or 'ased ittcentekt ceders tir ~Con base' sd 'Mrealcedg.Wlon o - %ed bety ',tentes of vele se as ot • (elan • Aun not held by VIS Finsadel keik«. Cellen vimret ~mnd by the nemne dale, open bue and retire at os %nedmed the summere. As such. date and ire tuppar:110 OBS Prorkul Serven on a asete ret enn held ty the lun vri not !Vann the sel nve orden re recbced by dit amma ol ehidrels plire dorm 1.4 on his etarnilen •3 malte regys han bI n rdroenket Magtion Inn east ~tat or tennt tren urde are anen an an ordnidends cr nier.' date unnte ~chow a ule datoent la lav parbasas a - iccuu, prmet crtponca andened ra drolned on se sutenere lor Somrene' ntinsted ~ne byyr Yta re responsa* lor Olhenent, A«/Xlntt Onkel.] totehm mai dry. re ~10 tie Fim by the nve. Nepa« el, Postens and vaket pretented ae adr; tit re ~Med dat lo >ev lanse lo carte) fenad om-noe neomalm *ly loe te pral of gimra' panna" a spana ard may be tablett, pronded byte 6~9 tvm UBS lnantui Smett ~seng open adr, line they se hed at te inn More hblericel bieden dekn« ~on kan tat used by not retpristde los rin rronnaten a-ddenne urrien can be ridd by >as fraxiil Ackos. ted pines lo den* ref simated esle, girafla ds attorey. eine ~eks re nal parlad hiver • Unrealired ginelosses liten date is notable. - Tau tan drain addia‘al rikmenn tearcfna by SIK or the arms aaaanenttl SPC covera,. To dalen a <on ol as osten Cliern Priwxy Nake. rumtid anediad omlunke se </kuttet kr ured to detten.* the egnete ot Please~ ytte rellnoslAden, a vet cv welasite eductot year ry bal the traneten dau for vake eid the disc ot te secrentionthat n the • Renate sharing end Øksesel ~nation apeauk (4s.revnitenrienwaf k k ndvdaat kes nya nalr n« reiten carrnasere. bris sa the ramma by tontactrgyas - n addei>n to tamme" ai tales and 17b.1 lem - ISS Tnancial Smitete rot adr* The ItlAgEhanex Arget ada co:umy toorgri,:x.ca ~nu A druer mened n cennedie Wth the deerbarlonol niul Smia; Account BSA ed RUA re lederne Ort.knd sncl «her rens.-~ las r viten< - Med party armrod vafla may be rentered /ude to or <benes ne råa as 'Haiti rann at<ouni‘wh‘h Vade Utett to bal/ ing ~n ånd archre ble ro etb «mened to Broly <ro 'Nr parad' n stmatenuatons• veen an *vev Mang primtete Iran derktron ande pakkis li~arrinotments nen :Atal ed bres aeragad lei Th." Trade date" tobinn ~nis the rd~ratt valt%on lem hat rot Øled cr >down ot the trawl tint tal ne all theta rd etir tenort, bets. and tenkt eten to agnlatrameten rade dale knatte to nygal e vale eten spe bare ~se anasts re based am un> «kront arriznemst "Larke and anroity patxtt itsued by ~Mr«, • [diablo suuntim. Beat ind pnlined mak ten ta amaltem mere hes rored tet may ti la te ra" of saks by LØS of a omner nifat lhednirty "vane ernpanws trast muren the -rour <dh for isy ~ion Ml be setested Ire~ ~ed yale mo cuesron, cr nem J hid friar lo ot* d*nel.. and OB the ~I rake el a erney sakoclunn ol IBS Frontul Senkes nr. ir rhalig by lot Iren ~en a1 storities d ekst *lue ma.ad be Nolay speoleare die 10 the ru/ve catnier ~kut land limi/s taes tiid at tir - bedne«, Mare and mune IX/XLCIO Mue hed n out narre or nnomi-isna*. lot car d let >Mode fim - ten ICK reval • No bare g‘warett• Mal lose~ dients (al teatre ~on is °bered bom rod b...Onnot« an reluer, genel latsne et cperuce - We andas altlak el» recae ne, wal,i+) and - RMA Rorcarte lAmicemem Atm". Binnen preet ed es roa) , es nol yierameed Odm ntmand vale 1 steder -ty einer, valga Ornerbris pansag lon nconsderem kr transfer aarogreACCCunl ISA, MM and reerniberui batne femnt ~renn whoh avta alten yekt. Øka pcmckd. the rale of te meny MI be deira< nem senitet the no ~de to the meual herdt. Manarment Moe" re raystered savet mrs d ~en vol be paceded ka:onnauer from es peche,* pree thea tres omena% re pad toen ~a sortt LES frostal Sara • Pritievaluo erK44 Onoteyed lor servert, ad ah« - 'Date/ krit to date' mer "lide repro ol ert earual kad and re 31~4041r «matal baud - ViSA o a regitNned Ve!~ *med by Voa podar maibe hø« os byet tun the pnce tex teel, irane a P0111 on the runt« ol staret at te bnakerdeake Vrainsi «ei Senete Amauten ånd utad Leder yx•would aktualitetane in the mark,' Pron* • 'ligna unit sve Vprevnli the mal ilt reg holding ITLAWI bedi of the hid lamay Rense the ISS los «edb tids ed the IDS Vita ebtahed from ~yd Party Rentes et the spe pike ps inn end ~øla reiten year ant base - h addti)n to tornnesanneened nornene. det« tids se ostett by ISS St el. LISA with bel:rette be Sable. bul ne do not %trente der - OPP sd araMed Kfr teo"ies re nr lenden a eit the sale er dedrbution d arvely minte«. ed roemissen Iran Vesa ti SA h apotaled Malm acency. mimret sectabes ~e, and art oter" , teet ~me Ytra tres lo Oar tlmM,, ne anda Yedenakx reoared nedervd". servet midt and - %V* gentral‘• uti the <kano pie *he »dobble or eksed relewn d they (in be sold, the pal« os "lote raene tener.* Skrina (*Pente."' regrand tenkemura re el fri reswkw the ~ot te bel and at priv, la åsted ram« mer be less ~te Per slure *Pent«, fit...vyd the roveret ~perm andenwing «moenes ~sees and optens a rev bid aen la OTC Vits Ødla n Ve .(etttal maleover the rudy «made, ~res d the in ane setenes COrrpanon b sponset of the une ~antre mots ILOS Fistel Serviem Inc Pen 701810 — IeM nn.y trodd winnes *dy b prutel va» a • Reelneted ~Mi RiCNIlfd ~RIN sønwaty mdarbute valateen ~bl or the inc., ren ake ve art not apet rigebb la pa4:etc ule Les F na-K e - n addain to tevmnsi"receted from the cbtared ed myre realt« sr. ettal maket ake Serv<4,UPU the nurk« VOV Ol te tennirkted mak ~e and sa cl Ne•TShres reseda. sve «loar a vau? ta the sene mor as an inpaetd vale lor en e altlab? teler? an asva.based - («lan pashirn mer twer wilhota e ake and **kle/ slak kr popodes ofte lekamar/y. To >samen, from NeeSeeres danar-rors. well ar watten 'pce nonet salane' d vie ae du Meld live finta red rorve es se <kable lor sale. hedeg for latin:kg, cintbanent, uenig ed ,roble to cblan a eke la Manty- de vake weiøed mer be ubstrnital kos Kn te arktren - Otposts a uordet deremnsed n orre.% ~ed vake tonn. - aha rene Pedro (omrissa" ed ah« tron u.S. dottet re (*fra«, i the ~hange ot« carpensabe from rnival urde And ~roe rate asal the stremere date canainot ,a.hre proalett dorb* SDNY_GM_00325066 EFTA_90197841 EFTA01307107 lies Financial Seances ex Private Wealth Management SUBS 299 Park Avenue 26th Flsor Resource Management Account New York NY 10171-0002 April 2019 GNP-83056844730419 Yr 0 GHISLAIVE MAXWELL Account name: MISLAINE MAXWELL Friendly account name: ind CasIvSaviry n Account number. Your Kneed/A Advisor: SCOTT STACKMAKILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA eesourceUne at 6004 ,44-1090, on March 29 al on April 30 al account VOW' assets 173,792 07 166,344 71 tilde oar website: Your liabilities 0.00 0.00 WWW Uncorranancialsennces Value of your account $173,792.07 $166,344.71 Items for your attention . Help protect yourself From fraud and renew Dank, credit card, and brokerage statements regularly. Also. get your free credit report annually Dorn Sources of your account growth www.annuakreditreportcom Tracking the value of your account during 2019 Value o1 your .xcount I Thousands at year end 2018 1699954 77 Net deposits and 6,1447 wthirarvals -1537A58 31 Your investment return. 4,308, :Duodena and interest Mcome 13.84825 Change in 9914 6176 7000 market value S000 173.8 166.3 yaw ot your ecoant Dec 2014 Dec 3015 OK 3016 Dee i017 Oec 2018 Mx 2019 NY 2019 0009134 2019 $146.314.71 Member SIPC Cee7000300S684473 Ite7000i 03696 00032 041903057SC°, Y12357555003000) Page 1 of 6 SDNY_GM_00325067 EFTA_00197842 EFTA01307108 SUBS Resource Management Account Aphl 2019 Account name: friendly account narne:iii. Account number. Your Finoncid Advisor: SCOTT T KM Y API Your account balance sheet Summary of your assets Value on Percentage of ApnI30(li your account A Cash and money balances 0 00 0.00% Your current asset allocation B Cash alternatives 166,344 71 room% C Equites 003 0.00% D Fixed income 000 0.00% E Non-trade:offal 003 0.00% F Commodities 003 0.00% G 000 0.00% Total assets $166,344.71 100.00% Value of your account $166,344.71 Eye on the markets Percentage change Index Apr 2019 roar to date S&P SOO 405% 18.25% Russell 3000 3.99% l&60% MSC I - Europe, Australia & Far Cast 2.91% 13.33% Barr lays Capital U.S. Aggregate Bond Index 0.03% 2.97% Intorest rafts on April 30, 2019 3-month Treasury bills' 2 38% One-month LIBOR. 2.48% CeP70008009934474 W10001869% 00XI2 Cri 9030575004 VI 2357%500000W Popo 2 of 6 SDNY_GM_00325068 EFTA_00197843 EFTA01307109 Resource Management Account Account nome: GHSLAINE MAXWELL Year Reaecial AdViref: Fdendly arcou nt nome' ind Cash/Samd *UBS Apol 2019 Account nurnber. SCOTT STACK MAntLYLE CASRIEL Change in the value of your account Cash activity summasy April 2019 (SI Year to date (1) Le Arcoam arnwly Me mon/blar:atar ~eten your Sneip Osar xe 'naua in the cpenn; and dam; balands kaue FOK «uante aret to adm at OBS Bank USA and ål barm pante:ab% n tro UBS FDIC nsured Dart itaram n Coes na ddlY 10 ~NS al UBS A0. szarnfow aen WC Opening account va lue 5173,792.07 5699,954.77 ototechon sies to money manet ~ap lund heidra: dd nce tank deporh Seetartant nto-mation gavl your :Irene« ca the ist moen:d Ibud:arna" ata"• Wrthdrawals and fees, ncluding investmeros transferred April 2019 al Year to date (51 out -7,775 92 -537,458.31 Opening baknos $0.00 50.00 Divdend and interest ncome 328.56 3.848 25 Adda tona dissing account value 5166,344.71 5166,344.71 Dividend and interest nome 328.56 3,848.25 Proceeds from nvestment transactions 7,775.92 537,458 31 Dividend and interest income earned Totaladditions 58,104.48 5541,306.56 rot pv tan er lb, aement, leablIty ei hitast sed declend incorne hb teen cluerenreo fron a US Subtractons ta( leterhe9 per$Pedve edel Kreft the residente ot the seccunt Midel extOunt ta. Ol blad ta. Other lunds clebled -537,45831 rome imeren and°, cia*nd palmens me/ fun be obsen lo Unled Slam (US) anda Puerto P co (N0 -7,775.92 inkaer ura The <hent moniNy dalen-sent is not Inlenae0 to be used eg tanna be sekta an fa la inntatt c knis shou0 ein to t be ai etle te« reden.ng formis Inni tesene flom UBS annuelss str h es Fonds withdrawn for investrnents te* Farm 1099 ara the Farm NYO to, im repatmrs micernan it is the pacnce ot OBS to Ne Me baugtet -328.56 -3,84825 aps:kable ta ftp011ong fornt Mai the US inlernal Raenue Sende avd PR 'kraune Depannlem, mel in sablar/IS acerately desRty anderas anda fl etta as Ia eonµ Ot lastierxorne nedst tursul yta Total subtractrons -58,104.48 -5541,306.56 nasidual tat papaer Apa 2019 (1) Year to date(i) dusing balanse. 50.00 50.00 Taxable dividends 328 56 3,848 25 Total turrekyl year $328.56 53,848.25 Your investment objectives: You have dentified the following investment otsectives lor this account. if you have Buestans Total dividend & interest $328,56 53.848.25 abOut these obfficoves, drsagree wth thern, or wish to change them, please tonatt your Fnancial Alvisor or Branch Manager You can find a full descipticn of tte alternative imestment otjectives m important infonnation abovt your statement at the end of this document Year ~are objective: Colten! intome &C.aNtal appfeCiation Year risk profil,: Peimary • Moderate Investment eligibility consideraticn • None setected Crd7000~68405 !SMOGI 05696 00032 0119 030515034 YI23575550030000 Page 3 of 6 SDNY_GM_00325069 EFTA_00197844 EFTA01307110 Resource Management Account Account name: Your l'iNokia Advisor: UBS April 2019 friendly account name: Account number. SCOTT STACK MANLYLE CASPIEL Your account instructions • You, acoxrit cost basis default closing method is RIO, Kest In, h -st 044. CI,P7C00*Cen3 470,7%018669600X¢ Cm19 03057%04 vl 2357SSSO 00000) Pogo 4 of 6 SONY GM 00325070 EFTA_00197845 EFTA01307111 Resource Management Account Account name: GHSLAWE MAXWELL Veer Memoir/ Advisor: Friendly account namelnd CasliSaong SCOTT STACK MANTLY1.8 CASRIEt *UBS April 2019 Account number. Your assets 50me poccs..r«mt and fkarcni w4laCS shown may be axeovicame As a resit gam end losses ma/ not be zmitedely reflected. ace important udamefroo altoo, >out statement S the end of Ms domineer for me/ information Cash alternatives Money market funds Was, made, 1uØ se tether insured roe gumotteedLythe tedeld Deposit insureue CevPoIaliOn or an) «het gaernmenteCerCY hoinlitiond Prcre erkficoNlidOna munigsd rundt mod fir:4 ,11cl, net Sid 'on MA14 per snare to1M neacesi tl 1 Øh of a rent reg. SI CCOZ3 Gmarrreem and reialreoner marlet funds sull tetanset to trax-xt a a stab.. f 1.03 net mel rim aribough money market funds seek to muttthe .aue el 'our Investment al SI War that, lies pos901.1010,, money by ~mg in these turd, To:a, to~ostod ruelde d al n.nveaed chide nck n does nat snub any ca.h <We»nds nIt eetala Unroalrea (tad gam or ba It the dffinance between the «trent taue and the cost bans rid~ IX for the eiteposes of cdentigang hieingpen« or cod banter* share: Sou reeetw, each time Sou Treaty be your tamde gan a loa 4 the seemly was sold on Hut 4.1e. The uncoaneel (tar) gan or lox may ,cotes) ehrdendS be<<woe a set:dial, la lot. reed b be alvsted for return cf alytd ~rosin «lottoget Krone Me reared gan or loss for tsr Cost /row o the oars purcAr.e cost of the secutty, ricludng reinvested clydernt The cost base: may reputing purposes. need to be ad intedI or celum Cl caatS rain-eves in orcki to detem•ne the adimmd cod ban: lor tar mermen/ mum is the current vet* no nos tee mom, 'cm ingested I does rot Include~ INA ate not revelom; almost, relledeclon your sketemm, liactridng shares OW hare been realized as Witt scan ce aloft I Ma Øs not include cash dndends that svite not reinvested Na(hast price Nutter Awkwa0e CtI(e Olem Cent Net per Share value on unredued imestment Iaddng ficldno dshaes act share If) immanent CS) OXIS (S) on Ap 301» Aar 30 (I) gem orbs, (» get urnIS) peocd U85 PRIME RESERVES FUND 166,344.710 •••This Information was ~abble.. • 1 CCOO 166,34431 F.5 SA Apo r•rf-nt o=ld 241% Your total assets Perm:age« Cod larnared unteMod mew on Apr 300) your account boos(» anna 'ammo (Si gain cr lo:s Cash altemetnms • Meaty market funds 166,344.71 100.00% 4.009.00 Total $166.344.71 100.00% $4.009.00 • Missing cost bait informal/at Cr.70003005684477 NIo0001856980C032 0119 03057,,P3a Yi 23575550 030000 Page 5 of 6 SDNY_GM_00325071 EFTA_00197846 EFTA01307112 SUBS Resource Management Account April 2019 Account name: friendly account name- Account number. I Your Pinandai Advisor: SCOTT STACKMANLYLE CASRIEL Account activity this month Oate Act Deunsaton Amount II/ Dividend and i stunt income Toms* dno:lends AV' Os:lend U8S PRIME RESERVES FUND 32836 SYMBOL UPRXX Total taxable dividends $32656 Total dividend and interest income $32256 Ode Asram Mount Other funds debited Apr I Transf- TO -7,775.92 Total other funds debited .57.775.92 Investment transactions For more inlOorellOn about Ire Me value Orono for reStriderl SNOWS. Set vapottane nibtreition about your moan at en meal ttos 'extreme numb Ron Funds Investment vatIsdrenn ter *clued Dale ACtisey Oetniption Oa/nifty Thor (S) Price 0) trantaplon) (s) InveSertelS DOKIII Iritrtft (1) Apr 1 Sdd IRS PRIME RESERVES FUND 4.920 SYMSOL: UPR)0( Apr 1 Sold UEIS PRIME RESERVES FUND -7,775.000 7,77592 SYMBOL UPR70( Apr30 PhenetinfOnt MS PRIME RESERVES FUND DIVIDEND 0.560 •0.56 REINVESTED AT 1.00 NAV ON 0413019 SYMBOL UAW( Apr30 Reinvestment MSPRIME RESERVES FUND DMDEND 328.000 -328.00 REINVESTED AT 1.00 NAV ON 01/3019 SYMBOL UPR)OX Total 57.775.92 •$32156 0.70CC6009384478 tP70001869)600002 0119 030575004 scl 23STSS50 000000 ►egs 6 of 6 End of statement for a«ous I number SDNY_GM_00325072 EFTA_00197847 EFTA01307113 Important information about your statement LBS fcaudal Sweat enc. (Me firma U135 financial her from >co no Ito than 60 dy{ rya the fun ~CO A ful <coy of I* poloy ~deg it ~gbh incent ce taunt and my rot faro pie oth Steven), k a mint«of al octopi snooty, centmcdty gait you to fact datimeet ar neither* Ma or upon mart eider, and Mons ocha-ges UBS Natal Sawn md horde:taper • Modena Wela-g to accept tone me to papal and Bart USA an rdnet skiplanes a LIDS AG ad - yaw nano and wont nunte Gt any) nether Ow SSC pardon ra thou:gametal tolerate Kale Waleyb tet heter MUM if ilalat of U35 Seaibtes ta the Inannal - Desabe the mot a the wander >co se~ pranion gob t0: • Ancoose Wiling to accept )"41^* b fnixdi " statement epalbblecponrequest the Fern's ~cane about and mpLin at dealt al yar ergid >co • Conn Maxial anon antrotted by (antl ridded an ha, robed ty ro teal. hasream owe tent often we it Mew el it nara a why yaa 11~inn y01w «coin vale) toe hablaseay Iran UPS felted • ~toga ttgartty Comdr.!~ Isdoctod, a dorm/Ion Sena, Foe eurnok tartan 6)msorescegnadab, ~eon a the portfolio la tat accOart May ^du& LlaS Faired Strom - Prowle the &is ammat of te waned error. "Wag grubb, ~be and IiJ shafts of ~MI cotepan nog" lamed kaidely and rag 1200 Harbor Boulmurd Ands registered n the name of the wove hold« on Wanly Mahn-en h1/ 02086 The Fern a Card boa odd ~node you <rant the bah of the our a twofer agmO, and ra cornett ary «nu prarpty for alleged moo • Imminent ccetlrach a rweslment Olereftl.(e 0. Statenwnt Isousdaaking• Oimont ga~ntc the ore, official goad of y~ ✓nawg CBS Vaaodebn cad trryacto-6. d ~lie lamed patnenhps red Angle ~cements) ht We mg cassoklite Mt relied wound itaserneets • eS nag Swwes account Olh« records. ne.rol more thm 10 ~non day; loda Mc. we aull«ode not goateed erklir the Secantist Act of 1973. the um >Slott in the some ernelcpe. e.g. because oiled tar claunnett. tonlanng cordlcirg data sInxid yaw arown for led ant you thr* et n Mt. to the, • Commocket rowans (e g. tango ~barge and they here won ate sbo matman pet dome rot be Mod uSet F you bah.. thae 6 nara or you vol ease the use of shammy durrg te tett> d pen an metal <road* mcludr0 haves ratans radonsters a/bother clot al the some astest d racoon. Mote opal 6 mendately n wog to the ties ust0 tOnlitte Os ~gala Brooch Marucpr of K office seni g tae cecount id cornmodtT (Pia contra. and ycv prefer to receive rod "SW itilemooll moiled n • Depose xrounts Boone «rheas of depot«) a CBS copra. arynagaat, you ono/ ceder hanehabling by Plane mix all tracts payable to term or the Bat LISA. UBS AG U S branches and brit n <Avg»or inunnal Adam Al~ at!gales down are mended tot* acorn& fmandol mimsen Mooted an to hoed of tat MK ensued Daman Pray^ vakaln! dra *aid not be used tor tar ~poses Pry hahInont In addition to regular accowt foes. accords The SIC molnton and he tamffinnonial prontoo+ do Priddy mote% name "atyen ye. end tar lonnt.be. Form 1099. 5498. may be AOKI tonun:mu-a fees. throes ta bee not *Moo these asset sam d Boy ~me appear line frond, account name n äntandable *nialtname* Ic s Vann 5~ tai return the Fern it ~ ran ta saurian purchases and <Knee fa u-paol on now sidemen% The SIPC protection and the dyton by you to hint you wit, your rhordatelPha reqund bylaw to opal loth* RS alherde drn:lerdi. awn n ash trawls. &mart ma ate transtond implemental prot«tion oh not prow pans* changes hat ro egal effect on tar ~cut is not emended to reportabbnntnabh &Mends and tattle stied to other •Xliviont tat, be aspect toa told« lee tri the market gad of tona evestrnerts (abet« at idled any sunny. pea/At nne~lon. earned on securees Ned n tow account. net crated, •nd of market movement. mar brinpeya ~ Anent *Octet a rd adile onocuted wit yea on mg transact tat. ord tog base on orlon covered WS Sweep °Mk« oderemel • and 6 not a prompt or ~rifle* sht wratt amines. cotton fa LOS offen fa sweepe0 cash Rance to bark or any Ina diat Mutt <al« win be ahead. Al deposit accord at nan-Illuted bang and orbited Dividend %investment Program (13lan enownwa ends» to rt of bis. mcludngte At 0f Communkstione with the Finn Dann and norm, Market nniuel leads 0Money Ards). the age reflected el an sewage ate you may obtain loss of the antic neriareet you can chino* your • Flommanikin wry oral carenmorbons n wring Dopat accent al LAS Bar* LISA and nanaddeted the actual axe Iran yvts ImartialMusa Only Male hardy acute runts trough tame Sennett or by to~ prats pur ratan. railing Yom Mrdalit bard; Needing n the UCIS DeC -nand Depot pre, Me ~chased~ DRIP. peed sham ev il be ~flatten y~ innalAdana Soho, en ~rub Protena Act (S A) Program re FOC-nstred n wean:bra wthrC role: sold rd the oath toll be towed in Out sao-nt The • II Ma flawed roducn on te tcp agitate hoe Fa aloe ado moon, phase not wee* lak.gor Deane dwdend 'enrolment VAC AIDPArd hi IA, mud ~1 Attoont ognriow of eaut Sillanine <Mt LIASF•ltiCitl Sennett UBS down el LOS AG Slanford Ban", W slyos of dater lawn the maid age at shin. the~NI tan • Vete of pow enocrodpombia Net of ends and nancul Seduce{ cartes you mount at ilaann0 Mary fords Are not ~by INNYC. resold Giadties. boka by yea-gnat with the rckated minx man . Amen lxkdes agetable mil banes. vile,la we domeed Kut the retehantga nhen700 Bank Mails are not protected hYSIPC 1,40^<1fad CS.-in•liou ~mid the teacup h to Mt »Ott Anil and shores are protected by SIM See "LOS I nomul Singes "Winidn'0,611(est), and Gobi Tine Dhaates, erkwhole canmy be hid n yav ward t yra are avenged marts to market and tenon omen not held wades se laird t UBS fnamiel Sena, end rot akcant ~cm" below. mend to a panel vat as a rattan 01 a dmalencl~hero by the Frm Don not ncbde waged nositeintels the ntroolecna breed. and tco ens. (flake a ',ton a ~roe. the fern mRether WINOS unit al a the and of K prior and omen ~wary period. a of nonce a ammo to both Inns upon »am ca t hairy« an to bark depute may to ~et ace a accept al ~Oil OH totted bt • *redraws, and thaw at a MengFond my be ~die nontmeet wonted stock won; and • At deeebed er te =CUM wretmentm tco mx tharAnd clean satery. odlade y041 accord eugotattle nod *phone notdy us a any eras or bad nearing &eels laiidelect and the tamed, returned to ran nos • babltes Whin debn Wax" ovordng alagn reflected ah your slhanonl worn 30 days Ma el eon stone et x(010 admintotetmehoi Mad« nude wobble • hose Wed nAtontintanyAirdt a ~ran to the Futter ~on tat amiable snap options. The ~striae °baton andnth peak are speak to rot, account and may nary between >OS X<OS41. baht troda Ina, that acorn bison • Catheroney baba*: Total of unmated aglabb f nn'{ Clem blows~am at 201.352 • 169? nardga current .tint rate, and yields. o ~table el cad, DAY." p1.4 &poor Dints al almod and Nap.»me the Fain Prompt n wing td any nog*Nerd brit. and moray marlin mad fund atou No t Waal 549101 800 A.V. to 600P M. vain das co-enweepyields, from tar /uncut Achisa tanro change on >tar lowed mamma IT Mardis though Frilly, a in toa ro to tes a by <Ong 8C0 767.1000 trap balren. a da <toe of lhottastront petal armament °brows For each twat bell you Nonioneralty Iwo wed. balances in yaw .KCOLni se fra of Sewn kg.. Cleat ~pore Department. choose ore of the forynng imminent <baths; asa segpntO from Other balances tad the fan my P.O. Bo. 766 Lawn Cly. la 07087. • inancid Section account protediat • Prockce Current among hrestmerds when the Ihe Fern it a MOW of **Sontag ~to. Protector mate aydd thee lunch me adnry caned it • Al statements shah be darned corrolete .rd wane generic. of acme air bared Dow finch n payable rpm your demand. non objected to n avian wahin 60 days CorporationDiC), which woods sonnet curb:wen • 'Wm..C•pulAbp.ninon( inwsinwas «keg d as members go to E00.000 Gmludna 1754000 for Ties total it nclaied m the owlet prod clang glue • fa TTY services. Ca 844412.09% or from~tide gronth of atop., rather than the gonfalon cd the U.S. 011201.352.1495 dorm fa cash) &Monitory brochure nobble wean none Leeds° ierfamenation • hthe of anon a ~Ions abat an electron( ranv SOX try The SIK met Protection • pro-Axe Cambium:m*0mo~ endegfin Brno~ to al nooses that you hold in a prila.tbr fade:add Manton on the fnas Wargo/atlas finds tanner (BAT), bill parent a UBS Vet debit ApprecaNn hatthems scan bah the generation rd &dawn, refer to you Chart Ratinonshp cad trantxtin cal 800762.1000. or *roe to UBS UMW" the Fen together net celan *Balm has abo of rgeme ondmomh of principal daemon! a Leta" Ary~t and K Genital Fria-col Sean yn., ICCO Harbor Bed, 6thI kor. Tenn) and Ccedbons COS katernent of Credit 'mikes Wiegarkan, NI 071/4 4 Ann RMNBSA Savo Fughased supplemental conic* The ramt am swat pouble to ad eaigble dents. rolecrob under Crowd rik peen amiable nAg.ementa and0ivbwws the Resealm g 1SOOmlkat at of (Mart« 10. 2016 • Damns", SR., tomtan mid piston. ah al yv au4 e tama riv rfri,h,ref Ca a write n soon as )ou can. 4 h•-• hit sat Saw lo enrit and Wittig to the mast ordeal. men if statement a recap( e way et dynu need mat poldy con1tom and Untieoh; tan al the home hatar protected b cp SI 9 miler,m the tal moon the accost does not gene* ocinficant Sanwa arm a transfer an the statement a nape. The Fra., or Card blow Ms amicable)mat "Magic fa a( tOket bell in a parlgultr SDNY_GM_00325073 EFTA_00 197848 EFTA01307114 Important information abo ut your sta le meni (COinnued) Year sea - Far calanavana lening n noniortormrd • la (estrnated) namn. nemnt yetle andratt& entrd < ardontal on han ISS Brd. L6A, LGS Your talure denet mosen rd oh« anna held denomnahrs, pete and ~tty ore fobi) rroy An enmin ol ~d nome is basa, on wiren, AG Styrnad &anen ånd ncnalfelded barks n the odont :e the rodd he naamea arna You hon ben atjusted to f who» dcon valuta, . dirdent rd niwatt ale% al tie stabnn daa hvesst. OUe hish 9000p pai n Tvi my al for dandy cd 'uty paret trones ae arr, trio To oboen <dram quotatom. *hen nabb». trøe be held la ene yta' kom haterne« date te ditt arnpnbannn rnay bo a ~Ny per accani la cr You urry rørene ~ant used at ban folar atm tots Ftunnel 41nd maur, IT,' «tomte «ank a gaalre, Malay rnay be a pacentsfie ot nage daly Murt Paffed any batnet dut hem Ary wcurbe, ed ~tenkt enn» re not guarantant bilsers meterred roddfm dåna the diamant tindre • Fluat inveRtmenta and strand ynda f• Famn! ~at mare and turnere raid lot blid al ~let vakna d the ml of the stahment "nede nvanInalliab4.$ (e-cladeng drer nan ta!~ el dosen «uk' indlade ~km el Activiy p«cd Parttiseron Valta" end feal <stat nestment bul vand a <meitt gits n *hen test he ni hformaron reordna <Glimta-n and aber duots • Cret bard. In i, *tann/q int <ost basa of he månes) ard sen..nvedirodacts re genera, hard/ ;norne (ed tonen, >feid) traud be ownlated. nemnd n to-nectitn niti he ruoson of vades. ~~ wd.the inbiled dataamta. Seere redueed diant Ctrl na ua oala hare not bnr. - Estinded ~Y nome rd <trent yfeld end the udbadet cOten annens hatten included on orda«' ISS Frontal knott hanod ~od wds he Stede a; and Etc harap tetut nano and yed rnehi be bier or ?daffa ordirrninons 4,,,›Wkr furns.44 toral. ard mf b• ntormatat <bland hom torar, dh« Inn ISS Carrnoson ..ncke an hale stitrup lan Yte than the nansted ananas pronded to hau domdf/ an meidd rund Senut reiving ~naten korn ~hor ~de ostended valna lee anna anammt - An *nonneol inled norne (dvand ida fem« thit you mag have Øretad to lita loa-etat innInn ref ~herd dodues fot intimlaven, innad) draded ty the <dh« matet Short adling Adm« ltd Fim don not nd•preckntly vordy 1, -(O44“ Laban; 4 not guatinthed ~brage balance e~ on the Lit dvdend you x. eroard n hoe ding a tetudy, y umay ~ela the x*. xy 'friday d an/ donnaen - Thed vdarsinsyclater hbsernalk kan Pron. d et ~tnt parnent male by the nuen and nos a chsot dat lo dean borvann, costs Ice tet JITy, at sstkh a dane .Platn-n aale Ø y ~as oh« than La3Sfninc.al knue. yre .unc.gh Les F nr< d Smett, genera talde> dat ~donn e o rearne, the Fm *uttur& poda« yvdbe boar* d ed do not nnehnly recensert the vita su rna mede annan he wedadvdeposts dart W nekt les ord >er kan the sl inndra dete a un/Arma". Aeoracy sdtorn-urd yed se not ~rand. prhalr ~kr Open ordets don rot poret any nynna hat the niom.," Llan Souidarhon. P.93.6 ng open or '9:ed inc" akt «das dat udr 'Colt hm' ad •Urniced gan( loss' e - thrd party 'stands of »ta se as el • dean • Anna not hold by VIS Kordial kvida (erlen «enos nedad by the surne« dale. Ø bey and ame,» at os tv eteak the st/tamde At niob, date and are suppantio UBSFrureut Savces on a assen ert nat held by herm, are rot finn the sel tida orden re redueedbf the .navt el chado-da pkaw dama ali on tas ~mela,» malte N9.Ar base byr rdnoenket valanon ten n% ~ab Or <reol Thed ~et art arr. on net tinde ds« nrith die unen ~chow« tala 6pasons, la ta. papm « - kaua. ~ai ormer cr Øre eatroud di" dnplaytd an raf natenient lee rdonnahrul unnasted otrane by yd/ nou re responshit loe olheewiw. A«abrilf Uroland tote hm hei d ry. ro ~Sed toteFem by the alur depot« «dy Pedant and raten promad tro orden hit st ~utid 0.» lo sd båre lo tiard fenad garrioss dafnien only toe te perod ol general orrer or Kalla bad may be catalina:I proadd byte ~nal« UBS tnantui Seerene ~hg con dekn leme the/ se hed at Od Fem More Intethet bardon Utfart ~maori kom hat tad by not respristae for ha trommen rd doet ret realnatnn <ai be aaled by >as raca Ada« tid polet lo dane ter simrad mars gutane. M atturry. Gno adels ne rot podeent hiver • Unrealiind gindlosses Whan dau is nolabk, - You han cdart actStenal ~nuen tegarcfng by SIK or the Fats tiaaamental SPC roverage To cbtan a copy ol as omet Gliret Prince titrea, nemnd drerfeed ~dimt, se e/kulsent kr hr .nteu4.4,i used to derutine the eslende ot Please contal ytre rit".01A0C« «vet då midte ndactsd year lola the knallen data for hela and the date ot he ntermathn hat a the • Renne 'hating and addildnal werceneation hwa ffbfrtmfematonsik ulvetut kn ~lot nry nca ral k« trana:oh baus Id the «trana by ontaergyas innful - b /Menn to connanarn on saks and 17b. kn - ISS Froroid krotes b rot *bar* The BMA, Danen Argot a d«taut' toorga+.2x.cnv Adrnot mened neonens. wth Ihe doerbdon of ~Lut Smien Account BSA rad IRM re broken, Damid rd olh“ mai lon ant hitene - Tnrd party ordnaled vabcfs rnay br rellonni as hånds to od deres roe neia os radd real* m<ount‘ wh‘h bada tvar lo bra eng «Nat ard ~han bh ro who:tron:d to "Nat prood" n ~al duatons' nem an nerts hang pardon Iran &saturn ~Or pal" indayNarrangen~ wen adtilabd brik nerag.0 lot tin?' Trade date' <dann ~ritt the ~ St« altion Ion has rot hnildd or d )11.1‘crt ot te trutwl fult ral wo dal filen are ote udpin bads. and dorskt aften to ananlIkarodenn pa* date duble to enson vaka eten roe ~ame arvet mant re ',sedan tero «kront orrponadst inuance and anturty doar. issutd by unalfil.i1,1 • Callable mourItin Brårh and pdlned mak dut hat amtnu ne« has losred hat ant cdIa ra rora el sakt by LØS d a pa, cuir matal Thyd.41tY flit/ n* orroann Sva* insurne the saus tab for est ~ion wil be saknad On~ banal alle MO Coca«. «.nen • hal frk/ lo as ad" and OB le and radd a soroy sktaclunn ol LG'S Front Ul Senkes ba t. ~dk by lot Irrån araced dl Hardna a ta at flue sold be hola, spenane old 10 the nave ettuner ~ug tret batats seden hid al h - ~ment, indret rod snu ty Vaia eat nek n Out ruta or n nomne* sne fot då cd he secunty fun - ton FCIC nand • No bant gunsten Mal lose~ dens Cal kna ~kon is obtared kom herd - %RO., norna an na" gaina barnet a spri« Wc arderatnlene eln rettet ~folna and - MIA Anane lAnagemem Att.," Binnen patos ard Is >fancy rs rol gatranteed Otte <al innland ralat 1 stadar -ty armtid rasart ornntus vatnarg lan n conbaleancon for vanler Saven ACCCunt ISA, BAU and niernitami Ratane baun arb/ *.al ibah anla aften dekt ~led prowlxt te raka of the sonsty Ml be dekn" nem smien hai .rorord to the ~ur herdt Management Møde re 'addend sav« mrs of tanna«. ml be rionted ‘Gort raguen from ts dathaseproe edb toet gnir" ro bid kan nirotta X44« n 15$ tnameal Senkes tnt. • ~vaia Prud thiatayed lor ~in and dir - thertut ons to daa' mag aka» alba, øl t amsvall and and st afart delta alun band - ViSA n a regi~ed ',Ondt owned by Vita daffet mai be hø« or bryet ten the pror hat andel, orane a both cn the ~br of scoret at to brolterdnle Mold us ~e Mor falda ånd und Led« su »ull aen", mene n the marki! nat ao ▪ 'Onorui une aprananli h res dlenng hoting nutåll I✓ta,dl of th., urd Iamty Rense The ISS Isa freda <aids .rd the 155 Vita aataraKaram ~an re d Party ~In aanah roe det ps rna and mynt alka sd ~base - ar addlin to eormnsomneemed n ~ion OR« frøs se ned by 185 Sank LISA dana beisen e° be retable. bul st 03 not %danke her - OPP and With Kfr medtas re nat ladden a ne, tid saka i:bakut:n d anuly onani rd damhavn Iran Visa U SA Incorporated Mehet •CCLIX.y. nattadi doane, ~e, and re onroll/ ehestrnal hal unt lo as roe anda regotred tradervaa. senet ~k, and We "nen* um ho clahng peke ..hen notable ot etklid ard nen d tel on be sold. the ond cd l"lute ede adv. ~ru ShainG andenlatran regerered temd marka re el esi res~ the renpol he bel and oh omn la åsted ~ed may be Iss ~hoper store rann, oi the rourarce ~nem uneknaring «alpin.. seonbes and edda crey bd dus OTC ild prowdad fe the naus' titeiner the annUity orerant, afilirn d the nonna Stalin baerpana b tpoosen ed ha dd ~nye hatt ILOS Fnentialkeviom Yta Par 4IBIO - lar aemUr ~~~ nuy ba Fritø farg a • Reelnated ~let Fetrend annal« "Meny *e datlouto valsecnrnxbt « the mon roem pre vat tro notarriet digiblr lor rd:dtc ok Les F ~ul - Øre and anyhrishenrnemd from the ctnned ard may nol rene« i , >Rudmaket tue Sann ut" the ~k« tnt el ta irenincled stodf ~e and sak cl ~sin% we ander ar «dat. of the satse stum as an riand vatn la the attlate neaw• an aninned n!~ horing - Cdlan poshins rr.M sper wahoui a pike and redncied stod for porpases of hi 'Memento« To ohmen from hintStures ddrladors. well roe show al 'de. ~roa sale' if roere %a anta dal regneled rann se <hal* lor sale. fundna for inhrology ckwborneni. Panna and kneble to cbbn a e id ld 5.anty he vake rderred mag be ubstentitlif len Ilen he edutaien - Otposts «attenes deromnsed n orren miurnd vale hann. - aho recne trid.; corrincra ard dhat tron u S. dottet "(Wien«, i the erehngt oddr cdrpornahr fron, ~al fr.* sd enara-e. rate not the ~mere date «trona prodactt eintbåbe SDNY_GM_00325074 EFTA_00 197849 EFTA01307115 UBS Financial Senices SUBS Private Wealth Managemeni 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 May 2019 OrP70354$17750519 VI 0 GHISLAI1E MAXWELL Account name: All5LAINE MAXWELL Friendly account nine: Ind CasIvSaving Account number: Your IS nodal Advisor: SCOTT STACK Mate LYLE CA SKI Phone Questions about your statement? Call your Financial Advisor a tie Value of your account RMA ReSOut«Line at 800-swis.1000. on acaril 30 IP on May 31 (1) account - YOUF assets 166,344 71 157,379 38 Vide oor website: Your liabilities 0.00 0O2 www.tbscornifnancialsennces Value of your account $166,344.71 5157,379.38 Items for your attention . molp prow yours40 from I raul and review bank, vein card, and brokerage slaternents regularly. Also. gel your free Cradit report annually horn Sources of your account growth www.annuakreditreportccm Tracking the value of your account during 2019 Van of your ,xcount Thousands at yam end 2018 1699.954 77 Net deposits and 6,1447 wthdi&sub 4546.75785 Your olleSbrent MUM, 41.20 Dundend and interest ncOme 1418266 Change in 9iia 6176 7000 market value 1000 166.3 157.4 • Value of your account Dec 2014 on My 31.2019 $157,379.31 Dec Zols Oet 2016 Dec i017 ON 2018 40r 2019 Mar 2019 Member SIM Car70(03006.461 775 197000183706 00032 0519 030575034 71235755SO OCOCCO Page 1 of 6 SDNY_GM_00325075 EFTA_00197850 EFTA01307116 Account name: Your Plaeaciai Advisor: ft UBS Resource Management Account May 2019 GI4SLAITIE tvt6MVELL friendly account native:Ind CashlSaiting Account number. SCOTT STACKmanLYIE CASRIEL Your account balance sheet Summary of your assets Valueon Percentage of May31 (S) your =Cunt A Cash and money balances GO) 0.00% Your current asset allocation B Cash alternatives 157,379.38 100.00% C Equities 000 0.00% D Fixed income GC° 0.00% E Non-traditional 000 0.00% F Commodities GOD 0.00% G 000 000% Total assets $157,379.38 100.00% a Value of your account $157,379.38 Eye on the markets Percentage change tlelec May 2019 Year to dare 5&P500 -6.35% 10.74% Russell 3000 447% 10.92% MSCI - Europe, Australia & Far East -466% 8.05% Barclays Capital U.S. Aggregate Bond Index 1.78% 4.80% Interest rates on May 31, 2019 3-month Treasu-y bdly 227% One-month UBOFt. 2.43% CeP70038005481776N77000I83706C000205190305750D4 VI 235755500=C° Pogo 2 of 6 SDNY_GM_00325076 EFTA_0019785 I EFTA01307117 Resource Management Account Amount ilatesa: GFISLAINE MAXWELL Your Mmodel Advisor: ?deadly «Cent name- Ind CastiSanng *UBS May 2019 Amount number: SCOTT STACKMAIILYLE CA5RIEL Change in the value of your account Cash activity summary May2019 (5) Year to date (3) Le Aecoura anent), tha month lot agate Baron on your SweepCroce are inducad in the opeorq and dosing balances sits el)K insurance ran torpor at UBS Bank USA and al banks partcpabrig nibs UBSFCIC Muted Ottrlit Piero I! reS na aXty 10 deposes at UBS AG. SilantOld Branch. SiFC Opening account value 5166,344.71 5699,954,77 ptoteeton oriel to smarty market :weep fund hoidens tut net ban &pouts SeeImportant mbemeten &beet your eseenene r the Ist too pre: of Ihi:doss:flint kr &le, . Wrthdrawals and fees, ncloding investments transferred may 2019 II) Year to date (S) out -9,299.54 -546,757.85 Opening balances $0.00 $0.00 Dividend and interest income 334.21 4,182 46 Addireons Closing account value $157,379.38 5157,37938 Dividend and interest tome 334.21 4,182 46 Proceeds from nvestrnent transactions 9,299.54 546,757 85 Dividend and interest income earned Total additions 59,633.75 5550,940.31 for PU COLO nil thS Ofgefnent Welly of Inkiest an <bar Intent ins torn *Rime« hen a VS Subtractions tai tee*" nO Persorove Lased Winn the fesIde me of the «COO, rider. aCIOunt ta. of prodim ta, sane imernl enter 6:andparents ire not be Mint lo tinted Lees (UA cede Puerto flicia (PR) Other funds debited -9,29954 -546,75785 in<orre tees The (Tent monthly statement is rot Mended to be used and (enrol be retied wen foe la ImPnset dents shoote:der to the app ice< is itlaring fors they retell. firs UBS annuedy, sigh as Funds withdrawn for investments the ferns 1099 and the Fars .010, too lX, retorting infoonarn tt is the peaces. of UBS to fie the bought -334.21 -4,182 46 eacteabie ta, reporting logos with the US Internal Irenue Sersice and Pa Ileaury oepanment. mg in such terns acct.:air (leafy de:dui:fiance« ireeresz a tee carrot Of team terre. Mee consul yen Total subtractions -59,633.75 -5550,940.31 ndvdual tat morn May 2019(31 Year to date (1) Closing balances $0.00 $0.00 Taxable dividends 334 21 4,182 46 Total current year $334.21 $4,182.46 Your investment objectives: You have identified the following investment otsectives for this account. if you haw questions Total dividend & interest $334.21 54,182.46 about these objectives, disagree wth them, or versh to change them, please contact your Fnancial Advisor or Branch Manager You Can find a full descripten of the alternative investment objectives in important infonnation about your eta femenrat the end of this document Your return objective: Cuitent income 8,<aptal appeciatite Year risk profile: Primary - Marinate investment eligibility consideration • ',Kee selected ChP70003005.481777 WM00183706 OCCO2 OS19030575004 Y123575550000CCO Page 3 of 6 SDNY_GM_00325077 EFTA_0O197852 EFTA01307118 SUBS Resource Management Account May 2019 Account name: GHSIAtIE MAXWELL friendly account name:md Cash/Casing Account number. Your limeade. Advisor: SCOTT STACK MANLYLE CASA'S'. Your account instructions • Your account cost basis default closing method is AFO. Kest In, Kest Out CW7=9005481ne TrOGOI 83706 00X2, C619030575004 VI 23575550 00000) Par 9 of 6 SDNY_GM_00325078 EFFA_00197853 EFTA01307119 Resource Management Account Account name: GliSLAINE MAXWELL Writ Fadden& Advisor. SUBS May 2019 Friendly account name:Ind CasNSanng Account number. SCOTT STAG MANLYLE CASRIEL Your assets Some Ann, 4xCivne andConcnl edst$ShOten may be aporminwie As mesdt. cans endless.. may not be Emmen& reflected See InpOrl0nt till0InlateCn elawt000r Statement a the end ol ths dxurnert Col ntr. rIcordttcr Cash alternatives Money market funds Wray ma let flinch at nether instant re, guaranteed by to fedeltl lama Insurence Comm/Aron or any other gnemment b/rey Imtitutiona font et10 until04nd murk pd funds roust flea their net asset talon (NAY) per ore tome neatest 1r I cceh d a Cent (e g, SI CODZS Gotterrrnem and serail irony marlin funds nal c oreinn lob/bat a a tilde 51.03 net asset value //thou/ money market funds seek lo resent the rased sour anwswent a MOO per shah its pas9bk 101o51 money by .(Atom() in these Swat Total rameorted c Melon, of al nnvested dudenes n does rat inducle any cam chum nth els rd a Is thlioalced (tar) gam Of Pa it the Offen/me between Ihe citron, vane and the cote bags ad woad at for the croposes of cleteminng hatingpen= or cost base Ihe sham )du ,em each twre you gentry to your taste ga n a lost it the smog was add on teat dap She erwaned dee 9anollA11may tonna dudendS benne a separate Mx lot. ree.:110 be edusted for ream of optai wants in order to Clete mot ere netted Gan Or /on for tax Co:t toss is the Iola purchase cost of the securty, nthaing reinvested dkntera The -cort basis may recoam9Pnrcoses need to be alusted for celthei d capta pagrorts in OrCei to deternne the .dental toe bans for tat firmamenttown4 the current max onus the amount SW landed I dares :10: Include daces Thai ate not repOning What. reflected on yew gaterrere: includngShOntS Tha have been realized as ether a gam a MOSS, I $9.) 0:eS not indtple cash ch.aenas that nese not reinvested PorCheSe Price Mane Average Ante Client Cog Pine getable* Veen CO Unntlatd Innstnem hddhd liddng d Shoo per Share IS) imestrnen bads (A en May 31 (II M8531(5) con ono% (3) cetera :5) han013 U8S PRIME RESERVES FUND 157,379 380 • •.This ridotmation was unewaibblett• 1 0000 157,379 38 FA S3,7Ah C.rtorit yield ? 38% Your total assets Parc/heard Cost Estimated Witeaded Van on May 31 (5) your accent bras (S) allrua inceme (SI dad Cr :MIS) float. altentertnees • 1.1440/ market. funds 157,379.30 100.00% 3,746.00 Tot% 4157,379.38 100.00% 33,746.00 • slissin; cost bait inlannsam. ChP7C003005/0 739 ItaT000183106 00032 OS19030575004 Y123575550 OCOOCO Page 5 SIDNY_GM_0032 5079 EFTA_00197854 EFTA01307120 SUBS Resource Management Account May 2019 Account name: OWSLAINE MAXWELL Friendly account name.Ind CashrSaving Account number: Voter Pimamba Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month Date nanny De minion Annul lb Dividend and interest income iambic thwlends May31 Dividend U8S PRIME RESERVES FUND 334.21 SYMBOL UPRXX Total taxable dividends 133421 Total dividend and interest income 133421 ale Litho Gest Ipton Other funds debited May 29 Transfer TO -929951 Total other hoods debited 49.299.54 Investnwnt transactions kit intorin3101&Cot Ito onceMae snonn for reStriCtedSeCultieS. See 0,00rtatil inibisaitiot1abaft your StltMerif ll the sod cif toss cbctrrent. Proceeds Iran Funds investment rethdreern fa Act Ned O$t Actinly Ow lotion OurellIty Pave ft) mot (5) ItansactiCof (0 iniethrentS POPP (5) Warned (I) May 29 Sold IRS PRIME RESERVES FUND .0 540 SYMBOL UPRXX May 29 Sold UM PRIME RESERVES FUND -9299.000 9299 54 SYMBOL: UPR10( May31 Mime/tuner IBS PRIME RESERVES FUND DMCEND 0 210 .021 REINVESTED AT I 00 NAV ON 093 V 19 SYMBOL tWRO( May31 Reinvestment IRS PRIME RESERVES FUND DMIDEND 331.000 -33400 REINVESTED AT I 00 NAv ON 0931/19 SYMBOL UPRXX Total 1929954 433421 cwnoceoosoei iBO trocol 93706 ooze, CiSt 9 030575004 v123575550 000000 Page 6 of 6 End of statement for account number SDNY_GM_0032 5080 EFTA_00197S55 EFTA01307121 Important information about your statement IS Francis' Snots am. (Me firmer UBS 'intros hear horny:ono lie than CO days aria Verem (Aar ty. A hal copy Of the poloy wardirs; it amiable roan, u fauns and my nOt loO0 pre en.. Seemed. as a member ol atprndpalsednty, canna:Sty sea scoevfnt daternire al *rich th Ma or boon retort nbM and options habaes UBS Enamel Samos and LIBS Problem *Pend • Moderate Wing to accept taste nob pnecpal ard Bart USA re tilted obsclas at UPS A6 rd - Prow:. sax name rd accare minter Of any) Wetter We SIC pramlon roe the steaparmetal token, sane saidey fa seek sine.return if Nies of WS Smuts11C the km% frontal - Desoto the error or 04 transfer you so kilose Oltfle1WOly 10: • mates, With; to accept NO ^*1° pnrKpal ale laterite. it nobble tor request Therein's ennutto about and Api , *chief", asyty cal will )co • Crean 'nabob, nun anvoried by fad molded A hgn sobbley to cud ho ()mint oar lea offces re at We. A K n error a why pa need more sit lad" yawl bur led away ROMMS financul • fen:owl ArAty ConselorrAA I **cod, a dorm/hr. SNOCel is enwolt orlon 0/inv.:extort/loll, paten of the patlao for ha roan fibly entlud• LBS inarcael Senices n. - horde the dollar amount of to expected error. na.drsa drub* tematos. ind sham of mewl *amps,. Ont•Ciott. leered Iranlm and raw 1200 Hata Boulevard Ant no:need r, the name of the roam holder on yarn,' Waharden W 07086 The Fern or Card basin. nvestore your <emplane atebecks of the out, a trier nee), and on correct airy at prirrotb• Foe Anted cats • Penmen! carts a nwsinerst nlereS11. le 0. %element Thossaholdrer IM flainnt r•r•contc the ore, atrialWWI of you maw.?l 5Weeckbo cad transacto-6.l we tie tented patnenhps ard aerie placements) that re We may ccesso-dalt al retrA0 account itaWnerts sitm rnmial Seems account Other records. t**91 crone thin 10 banns day; to do Iht. we men & not reacacd under tie Spumes Act of 1932. the same xklms n the sane ernekoe. e because 064 In clocurerts. eWring coracle., elatitshaid you watt kr the anate you the* is n MOO met at • Commocarot <crtracs (e Lire oahargo ad they hem wenn who abe martin pee accee.ni not be relied boat F you bele* there 6 rarer a Waived rue, the ute of money dung to Imo pre< as metal colliaolf./. int lodot) oteirlat /flaw...hen a+ other okras al the sane eotess emotion ohne report a marredately n twang to the tales tes to complete at ntesIdatran wd lre l"Cdt7 (VW. contra; and yea prefer to mew tnd ideal statements mailed n Bergh Marucpt of der office wren; pa roles. • Depose accounts Oncept trek**, of deposit al U35 copra. enscbspos, you marclecloo hooter:king by Plea make all chocks payable tote rem or the Bre LISA. UBS AG U S branches and brit n It* calrg sass throat Mama Atha* alMures dorm re melded lobe acorn& faincial nrittbsien cdcated an he arra of to fOK bestedDepose Proorn inane% data tail nos be tied for en rowan ray statement In add/ionto roves roam fens, accounts The YPC prolKIWI and Me ta.ppetmenial pronto" do Friendly wow% name " )'04,14 tar lain. Se. Form 1099. 5498. may be 9beeet toman:enrol fees. chases for Ire *Zs tic )Man Frani, YOU. Ire return the Fen it mound be taw to sepal to he RS alluntie drglords. payment for retort.; purchases and charges fce u-pa4 anions mash reams. AIOT.ret that re roanefand not apple to these rime earn if they armee< amen onyx.' stiernenti. The SIPC protection and the Rte kende/ &awn name 6 fa tudanctible •nokrorro• Masa, by you to ewtt you wit, you reosidttepro t supplemental reelection cb not protect agent changes KM ft, kV] effect en per IWO" IS nO1 mended to reoortabbnrtnabb dnidends end !nab* Merest to other oblivion. may be sullen to a tinier fee me the workes veer of yes evestrneres Wafter es a (Owl fry stn. Want, fttlefiroalilna, earned on tecuntei held n sots recent. net proceeds mu, of market movement, is,.. branWtYa mertmentcbjectne a rd: pohle minuted wit you on sae prole am. a4 curt basis on clean canted WS Sven* °pekoes othenbisol 'COMM and a not a promo> of garflee that wrath :taints. LIBS cite options kt sweetwq cash balances to bark any Internal mutt. aria wit be when.] Al depose *comet at ncebailluted bats ardaHilated Dividend Reinvestment Program DNA WOOTIOtt WOW teed of lab nekedtv to nit of Caremankations with the Finn bans and nay Markel Maui lends (Money fbrds). • neat fe.Welinn ay sal orrenawabons n wring Depose accosts at LOS Bari, LISA and 4:n.21th:cod The r^ cY rgthChfd an anrale VC.. you may obtain loss of ten title etamma Youcandung. you. the actual ace Iran WO, Hamra Ad iser Onlr Mon Pronthr rattle names throe* Oran. Sanas or by to further pram, you firm. raort3 your bents priming n the UBS RIC -Mend chef we me thamd unde DRIP. partial shoes mil be caaace4pr inabulAdmor butt to Sena pi traitor Prot•Onn An (S A) Program art MC-nosed n accordance wth Dr C irule: sold rd theta WI be &pouted n your xcc•-nt The • II tho Oneidd cacao', on the fop leer cite More For mam riomtabon, please wet maw tocsin. Depose dredged 'entrain,* once stabolod by she issuer may Accartomnriew of thit isienere 6n1 ASS Felting SMACK IASI account at UM AG Slorlad arch rd tors of defer from the male ate at which toNebelsham • Vete rat axe accocrot9aambia Net ol assets rid MANI Sows cartes your roam at (hang Nasty finds re not ivied by the FOC refold bet &Ow by rarer* avir the rektod f10*A On • Abel Preludes naafi*UMbiros. solos for We ntOnnwl pad the FAS:orb fltoInro Barn deposits are not protected by SIPC Monty hnd Cads-ireliett 'twinedtaunt/ fest). end Gobi Tn.. Depends, oPentd. theratan h By case. as kali and shoes we protected by SIPC See "WS Inmost Services 0 * whole' tan rosy be held nye' ware d youre vrealued mires to market. and (nun amen not held wades we located a UBS Franco, Sown ad not Accent Pretence' below enured boa panel vie as a wail of a &Mendburner by the cm Does not mesh inked seasihriassels We nod Ag brcter. and saw ens. make a opal or ~roe. The rem weether sell whet unn at won at masa baron altobat alma may be the add tie prior rd oaten pairmee periods. a of any ma a amnion to both In, s owlet ace a accept at SWUM determased tat a rase onannwes. anted dock *pions and • As devised n Re 4CCCtal Wrementz You ma! *redraws. and sham of a Navy Raid may be reaVend trans army. rd credo yobs OCONWI mercdabb nod *phone notify us of any eras or bad nrolmorecls Itiadaled and reamed, retired to pa a cow • tobless K1det debit Wlac.0 amtring nova reflected a, your searomont *mho 30 den ether it was tOCW4OS woosd Immanent objectives loans. trod In*, that rout balances Mad a made notable The rwestmat objectors rdnsk bred Ve are speck to • Mem drat OnTOWoi Welitninit a VtIlinti to the Fallon en:moon tout tradable stamp options. • Catht.oney Kaarce Total ol brineared notable ear account and may vary between your cash talamm IAA &poor bine, al alldied rid ern% Clone Mica Deparement at 201.352 • 160) nclxlma eaten meant nines and yields. basalt* el Nap. aced therms prormlbra waling ol ay www bbs cansweepmelts. ban yoke Channel Arno nayafflubed bares. rd worm makes ma.* tad tol.bee a B00.35.9103. 81:0 A.M. 1o600 Op/Cant Can). A so-flawed maw a a by <aim 800 762-10:10 sweep biros. a the dosed the It perod IT Made, though Foley, a in led cgl0 CGS Inostrofe oblectiws For eh Account Mkt you Naniormsedly het credit balances opt a(Canl se nrool 5e yce+ax.. Clore IttleMon Department. <homeore of Mr &bong imminent thaws, UK financial Services account protection ml from other Defames a-4 the Fern tray PO Bo. 766 Lhon Cep In 07087. • hake& CurrentMont Inentmerts team the Ihe Her it a member of he Stomas nada Praencn toe ryda Ora lots me adnry Ian ol as • Al statements shall be deemed complete a-drone otnereicn of none aly banns These funs are payable con your demrd. it not *bonedto it rang stabil60 days Capaabon(UK). which VOIPCIS wisest customen • Atha.,CaptarAopwarbet yynninwits sting of OffrOfbelliAt to 1500.000 (nclialmt 1254000 fa Dv, total is marled m ten cant prod ebbing value. • for TTY sewn. Cal Bu-612.09B6 or from outside growth of amp., odor ten the genranxi the U CA2171.357.1495 dame fa cash) &planetary brochure nobble tea, mom Leans infremehen • h (Me 01 elt011a 0..knIOIS *OA an elnera Muni a x wave SOX or9 The SIPC ate Cnalection • Probe* CombnetcAoritkome owlCAMM for detailed Scallion cn the Fans Iran; practices lints;pet to if newts tot you hold h a prikular fats trier (Efil bill parent a 1.135 Vet debe AppfeCkiti3n eareumerns seeking tar the generation rd &clown refer to yen Clore bebteornhp <ad ',nixie:meal 804762.1000. Or *Me to UBS browny The her, *tether with clean affilates, has abo of mem, erlgomh of principal Ageernent a Anent AWtiffifffl and tie Gana f narcul SWOPS ex.. ICIXO Harbor Sad, 6th flow. Terns tad Com:Mons UBS kelernent of Credit Minket Wishaelln, NI 07084 Ann RMNBSA Sawn Pschosed supplemental cosine* The rroarbm a,nrl parable to adage* norm. coltrob under OvreN fhb frrMFNee araiabk nAreem•nt and C.& busts the prolechon 1500 mllas at of Decanter 14 2016 • Conanvolne Seen tO martentali anal web a sawn u4 a meu en reri,lm,rrs Cita wale n soon as )C•J <an. sae hit pa lore ridc rd salinity to the acorn *mat men if 5ubpo tote coley condi." end In bah al statement a /wept 5 won) or you need more MO mean the noose does not gene* remnant Mammonabout a transferal the ironer+ a ale 6 ho( prOteCted lee gale SI 9.'4101ln Ow mecca The fern or Card basun aroluble)rrtni aggregate ltf you anants bed n a probate SDNY_GM_00325081 EFTA_00 I 97856 EFTA01307122 Important information about your statement (COMmued) Yew sate - Pas «news hscveses trading n nonicrienn; . la (estanate4 yields and ruven. - We owei* correoniato, Iran UN Bel L6A. Your astemesse Armes metes ed ceter nuts deld denomneces, price ed ante, (lace value) my An namne of arva none is bezel nn current AG Surdord Chinch and nealf .1.sted bras nee etas. Y the end of the afflismeril ynrc<1 You haw been »utled to tado» proper valuator. denied and ~rain, «urge. seamen &I *resat. our cash Map pre/ rot NI enry ail ta 6:Mai:fluty pad stones xytoro To obtarmsrad quotation.. when nobble, «dad be held fa one yea from emend dale a abl CernpnoSafren may be a ~thy pa secret fee a You murraene when*. used at loan <Arra Om yas Ffundul Minor mean threes:Mate any a gudetro, afanCy may be a wants:ad ~age dal, depart • ing any bolase due on them Arr wcurbm ed catnakil mime ae not guaranteed telexes vadered ro the fem dreg the statement pen:Owe • Prima inveaments and strafed ~due. Ennead mad mane and canard raid la heed el met« aka« of the end of the statement novae nwwirneni wastes (rClOnq deed <elan MP« Of ~ion toad inckde net" of Activit? tamed paletten MT«, al /eel Watt roentastnl blea Preece' a Wittig" n talon <wean eft Munition regsdroarnmnsem and other ~an • ~bd.& hdttemneg the <on ban of** scostet and strummed prodacts are gentrify rep, name lard anent yell would be °wale& incurred in to-nettle win the neon of treas. sewn« included n eksamme *Sege "dated iuyd Cain, waived trodais hare not bee - bladed .nya mane ed oral Weld and the reladeg gone virceans hasteeen ncluded on was the nurrte l8C Frontal Senn« has Wed readered nth the Satin« and &clung* actual none and yeld mica be beer a het* Ccesliernsinny r 4,1~ furnsMid 'CM and va li be a ref ormaan <blared Irons ~on other Man un Carnation a anda ry state sten ben We the, the earorted amounts e nded to >co tromd/Y an neaald nancul Sax« reledrg ~nee kan ~ha provde estimated vans tor plate ~we - An onmasool rmialrod income (dinclord ender Irma due you may haw. proeded to yaw lensed wares ed ~lung ;nodes fa ntormaficnat Merest divided by te cum« meet Shen selling Admix Te farm donne ndirpcnintll vollya 0,-(0:4“ any ni.n.eley 4 net guaranteed ~beige bale« A~ on the tart dividend you re .gaged n that soling a seamy, you may gars". the xo..r dcy a validly of erg dogmata+ - Thew esteem* OM« sibilant", kan anes d ex mew pa/rant madebites man and • a °woe A* totalan barowna oats fa that any, ai which a pr wale ~anent 14<ls Øtraded scisas other than ILBShuncul Salo« akhough nrc Serve's antra eaten** Monnitie as t o mewed the firm structured product may be boat* e soll ed do not mi assely inseesert the vela yter mw receie awns tie ucat widepost. wit be hb la one kan the st seed bate or untilmeaty, Acosacyrdeortnuidyad se not garsaid, Whale security. Open eras« does rot vow* mny 411.0"44 tat de nlarnalen Lian Souidadon. Pagnhing open or 'Ted idloteakt orders that ~Cost ban' a-d • Urreiced gad loss' n - Dad pst, «linen of »is se as of • calan • Asaitts not held by tIgS financial 5•IViDel. Calton en not ~mad by the darned dale, open buy and *mix* as of do date, of the statemere at ouch, ebb and see SuppOn110 UBS ;toenail Save« on a assets are rot Atli by the rem ard ny1 *Ann the eel slop <rim re reduced be, theamount ol einidects pima da not fisli on to, nlarmlo-ig mike «We ban by a'. ~km "Marion fern leas ~senor meant These Met eie a nees one an n*dinde daa writh date unless archaise Yle acmes, le In papaws a - ketee. ~at pens of caeca oatmud rate" &pined on nos statement for damned nansad ot.rwee by you You re responshie la oedema A«oants translated to utfan nay d ry ettsted to to Fim by the mar. pØ only Potions and at« preened are ada« that re tamed ali to ywr false to can te felled gar/loss dormant+ only for tie (wed of Basal pens a spews and may be <ablated prorated by the nun, ben UPS anedui Sam« ~Sting OW Øn. line they se feta at the Fr« More historical bawds Men.« nkern6nn ken that used by not reseentats for rid Maniar radon~ rikeinftsan can be sided by >as Filroa Acktot thed panes to derive ter nimited saual Gutman is, storey thew awes at radl Neale/ Privets • Unrealized iwintflosna When dots is nobble. - You can clean addicnal Hammon regeacfng by MK a the ferns teahenents1SPC Ør.94 To °Mena copy of as carat Clem triacy Notke. Waited areareed pantihose, se akutted for tie ,..teu4.4,gg used to deterrent the einved Plan~ yet, relln041,16AnCe a yet as waste c.d./clot seam bh Tie tenant0n data for value and the dale of h nterution that n the • Revalue sharing and Sditanal ~nation a%BS Medea as mayor NWme eel lid arrenstiore. bans la the «taut* by antactrgyea FIsanea - F //Mein to commensal sales ad In. I It« - tneciaSeroces b rot• dirk The R/A4, areas chart ada to:umy toorga.,:x.ca ~nit dicia.or mewed nonnedor wth the cherbacen of mutual Sea:Account BSA ed NIA re brokerage Oudend and deer fdry~i lots als lystarret - med party «united values maybe reflocact as bedstoas dents we ada or atfliet maim a«ouni‘wh‘h pease!. access to base erg «teas end ~chap? WI ro eachcan:in:A toOdds/cm 'Me aced' n areal snakes' were re mans Meng p,7, nit Iran daneasal ardor pales le~arrangenentsdoen ablated bat ~aged lot Tv' Trade date" <Mann oessans tie rdapenlant valt% Inn has rot ~led as >dotal ot zbe mewl had t,ai we cell Thew and dew ihedowty bunts. and freaks Keen" aralkandann trade dale ur lue 10 .egna yaks hem we become ~se exists re bawd*, two dellaot orepeentst isvante and anrasity vestry issued ty knaltilatal • Callable securities Beds and ;named deck that that a ~end here e va ,oared Ina ~guile sew ~ of saes by tBS of a PanCislY MAM, thrdterty n• ~panes avast, murene the owe( cab for tarYfederroeion wit be selected peretayraØed ale na cuesron. «Men a Ville* to oar <belts and Oa the as« gated a samy se.hsclunn of LBS Front id Senkts ~at/bylot Iran snag al nube d that value maid be highly spaulen Oat 10 the nave ~Cuts ~ballad le/s sears held .0 It* - Keane«, Mace. and sau ty lanX1.416 eat ned n our rune or ri nominee name lot ca 01 the fts<0nty firm - bla FDIC mind • No bid quarter Maylose~ dents Cal kart ~bones °blared kom thrd - Whon nodose ao aur, gear, partner or spada - We endow alp lair eh> ram, networang and - tMA Rasarie Iteagemem km" Busiest peen ard as xwxyt not waranteed Other <SI «Inuad ea,* ror a ewdoey rifled rag antas tomsag lees es consekratai le trader .anicet Account BSA, RMA and manatees Ratane looses may test Mu:head alai raj. canine prow:lei the vale d tee sonny wit be defaced nerd writes tus so grade to the msual herds. Management Accost re mastered 'ewe nurks at Menacn wit be wonted w:On (goon from te patch». pree These toot gem.% re pad from meow autos n lg6 frumt Seniors M. • Prkeivalue Prat Ottotayed tameurt« and other - 'Dated ens to date' mag «bade ravn of the mewl tend and We a feeddata amorin based - VISA is a agittened Vadanalt owned by Una pealecit maybe hone or twee this the ea that mane a both on the rants of account at thelearadater Vawrubetifi Sir«. Atueutai and utad aide >nu would aCtua* wen* n tee mark« eras re ▪ 'O grut unt sete ~ewes tie Mal editing holiag meal finds of the I urd lan ey lame The WS Use credit <ads ed the UBS Via iteined I ron~wd Pity s0a1 i wheh wt one pee test end myna reflect >as «debases - tr addtie to cormehan reared n ~ion Ø<sCJIS + nard by Ioe5944 USA with believe to be Sable. but we do not %wane der - OPP and Wined KIT s«,dres re ra lead on a Mt+ tee sale or dead:whom of nutty <Øx% ed Penrose+ Iran yea USA Incorporated Mona aawars national wastes entenae, and are gavery ura nwstronst and vets load clan, we anda 'mares, mastered trademarks, serve, mat, ad - We genera* use the <bung price sheamiable a skrid and men I the can be sold, the once as "lute main men.* 5hhliM arransen regentred sannce marks re of tee respect:* the Twee el taw bel and aik pikes la åsted received may be Ins tan to per shre tarot«, Iran enry of the rounrice ~verse, unclenweng <roman« ~as and optic:~ rig bid was kr OTC value promticd re II* aCcani predele the annuity oreracc, affair.« of the nuance 414V44.1 COrrpinsal a Sp00163 01 da use ~Me* Inn« ILOS Firma Stea lic Pen 701810 - 4a anal,. traded ~nut may be rail taue a • Rearieted ~lee PKCNII.d ~RIM "meaty we darbuTO vaharon nodal or the roost record pnce are not arm* Sigel* Sy otte sale Les Farssul - In addition to anans.sis recited Iran th. ~and and may ra reflect an actual mrk« ace 611~$ uses tie mark« once of tie unalreled godt tamt and sae of NedShes fink. we adaOs oral* of de sane issuer as an waded yak* lor the aftlate team? An ,whaled ~A snoring - Cagan pottens my spear wlhoul a pike and restricted slo:k for p0Ø3 of ty statement airy. To women, korntkeShres chartaAors en well as we show as 'ace wand satin.' we ire thy Moil due celleled wades se elgbk for sale. lundng fa Icahn:kg, development traitg and in* to 01014. once Sce XniAny the vele re<exed may be ubstentital len than Ine edema, - Oepostsa utukt denomnsed n care nweed aka. drawn. - 0v 411,1oles oho recs.. wring commissars and other to u doles tat reed«, at the ~her oter carpornee from Tr-dualfun* eel rearece rate ad the =timed date cØ« shoes pec&as vLo dabs.. SDNYGM_00325082 EFTAint 197857 EFTA01307123 UBS Financial Seneces tx UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10i71-0002 June 2019 OrPnC6S2$66906i9,02 vi imm GHISLAINE MAXWELL Account name: :1-IISLAINE MAXWELL Friendly account name: Ind CaslaSaving r Account number. Your finned./ Advisor: SCOTT STACKMANIAF CARR Phone Q..s6ons about your statement? Call your Fmancial Advisor or the Value of your account RMA ResourceUne at 8008144-1C00. on May 31 (1) on lune 28 (9) account Your assets 157,379 38 151,952 18 I/fakeer webilte: Your liabilities 0.00 0.00 www.tbscornifnancialsenoces Value of your account $157,379.38 $151,952.18 Items for your attention . mole protect youtsag from I ravi and reuew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportoan Tracking the value of your account during 2019 Vake of roue .:count I Thousands at year end 2018 SE99.954 77 Net deposits and 5,144.7 wthdr&Nab -1552.48038 Your rmestrrent return: Omtlend and interest income 14.477 79 Change in 94;4 mane/ vitro 8000 152.0 Value of your account 03411W1 a 2019 $151,952.1. DK 2014 OK 4415 Oef 2016 Dec kl 7 OK 2018 uay 2019 fun 2019 Member SIPC 0070003006529669 N2200030190 02032 0619030579204 023575550110030 Page 1 of 6 SDNY_GM_00325083 EFTA_00197858 EFTA01307124 Resource Management Account Account name: 0F4SLATIE MAXWELL Your ilmeecie Advisor: *UBS rune 2019 friendly account name: Ind CashiSainng Account number SCOTT STACK Fab:LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of lune 28 (1) you accent A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 151,952 18 100.00% C Equities 000 0.00% D Fixed income 003 0.00% E Non-traditional 003 0.00% F Commodities 003 0.00% 003 0.00% Total assets $151,952.18 100.00% B Value of your account $151,952.18 Eye on the markets Percentage change Index haw 2019 Year to date S&P SOO 705% 18.54% Russell 3000 7.02% 18.71% MSC1- Europe, Australia & Far East 5.97% 1A49% Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11% Interest rates on June 2% 2019 3-month Treasury bills' 2.06% One-month LIBOR. 2.40% CbP700080:628670 W1000301912 0C002 0619 0305750De M3575%0110= Pogo 2 of 6 SDNY_GM_00325084 EFTA_00197859 EFTA01307125 Account nenne: GHSLlurIE MAXWELL Ymir Ileaedal Advisen Resource Management Account gstUBS Jar 2019 Priendly accoure °amer Ind CashiSanng Amount number. SCOTT STACKMAIVLYLE CASRIEL 40 Change in the value of your account Cash activity summary Mie 2019 (1) Year to date (S) sire dierourer aetAlry montnIcd dotait 0:dament. your Siveep Opaorc tee wedudid In the opeorq and timing baramin saur DK triturante eplan to debout at UtitS Bank USA and dl bank{ partcpabrq tette UBS FOC snured Oft:etil nogram Ir ores no, syhy ro dermes al UK AG. SUMIOKI &Mit, WC Opening accotant value $157,379.38 $699,954.77 protecton Øk: to money manet weeep fund hcidurqs but net barn Ceposits Seelrmertare informai:in about your:ftenon< ce the Ist Mo Poe: el thc *amen, kr {Hat:. Wdhdrawals and fees, ncluding inveStrnerrIS transferred lune 2019 11) Year to date (S) art -5,722 53 -552,480.38 Opening balances $0,00 $0.00 Dindend and interest nome 295.33 4,477.79 Additions dosing account value $151,952.18 5151.952.18 Dividend and interest nome 295.33 4,477.79 Prcceeds from nvesunent transactons 5,722.53 552,480 38 Dividend and interest income earned Total additions $6,017.86 $556,958.17 rot PO COSeSci th$ 'Liement '<Kelly CI ionien ard décima neotre hm ores doemwito 11011 a VS Subtractkms ta encore perspective *nard mon th, rende nce of the account rider. accon, ta, or o1Ø1 tee, Other funds debned 'cale inter'', amibe dnIknd parnents rime, col be y-tint Io Unted Sien (UR. zedo Puerto Rico (PR) -5,72253 -552,48038 Snorre bit The Oient motel*, galerne,* is nor Intended lobe used end (annal be umn vor le ImPZet Cie« shoote eier to the AgiRe< ta leCOrli MO foret orry re<the toon ues an/nain. ran as ronds withdrawn for investments the Rems 1099 and Me *cm 480, toi re repose irerrnarce rt il the magne or ues ro rio the baugtet -295.33 -4,47779 applicatle re tepOnag lotus 'eh the US internai Agamie Senne ad PR Nesery crepanmem. eld in sutte lame mosarey <rassit, dans /inc a nets a la, terre or renié niant lite. consul yen Total subtractrons -$6,017.86 -$556,958.17 richrdual tac pope'« 2019 (SI Yoar to date (I) Closing balances $0.00 $0.00 Taxable drvidends 295 33 4,477.79 Total current year $295.33 $4.477,79 Your investment objectives: You have dentihed Cie following investment otectives for Md accourt. if eu have questions Total dividend & internt $29533 $4.477,79 about Mine objectes. dnagree with them, or vie to change them, pince contact your *mancie' Adosor ce tanne Manager You cas find a full descripten of the alternative inostment objectives in Important inlonnation about your statementat the end of thn cbcument Vo«Mani obieethre: Cuitent in< orne & negal appréciation Voir dsk profile: Primary • Mrderate tnéestment eligvbdity cmgderatice • None srnected CeP700030C6S286di hW/00030190g 04032 C619 030579004 vig357SSSO ii00C0 Page 3 ot SDNY_GM_00325085 EFTA_00197860 EFTA01307126 Account name: GEESLAINE MAXWELL Your El mtmlai Advisee: Resource Management Account ES UBS line 2019 friendly account name: Ind CaskSaving Account number. SCOTT STACKMANLYLECASKIEL Your account instructions • tout accent cost base default dosing method is RFO. Kist In. Fey Out. Ne7000301942 COOCa C659030575034 Y1 23575550 HOMO Page 4 of 6 SDNY_GM_00325088 EFTA_0O197861 EFTA01307127 Resource Management Account Account name: GHSLAINE MAXWELL Your Rmodal Advisor: Friendly account name-Ind Ca* Saving 5COTT STACK MAPOLVLE CASRIEL UBS June 2019 Account number. Your assets Some pr<cs, mom aM«went vases shown may be toprovinvne As a testa. gam anclIosses "fir nol beae<utaelJrene<I!d See important oloimatecn afoot >our statement a the ~of ths &manta for nme •rdoenation Cash alternatives Money market funds Maly Magid kinds a e neither 'Inured ser Oubanteed try the Te(kite Demit Inksin(e cupootion or any Other gCnernrrynt agercy inStitutOM perry ad innitutonal monk pd funds must flOS their net aid Mutt NA' ter shut tot» niette III Can Cf a cent gt. SI COCO Goommtra and mist money mallet funds w11 (ovennut to transact at a stade f I.03 net asset value Yahoo/. meaty market funds stek to ;men* tn. vault 'our of inwswent a 1100per mace, It 2 paSSibk lOIOSe money by "eying in these SunOS Tofat reentosfed n Pre loci et al *carted dvdends a don net include any cash decant,. II is rot a Is flnmeas'ed(tar)gamor ba et the deference betweenIN curom ,..áuo and the cost baat oldwould IX for the purposes of detenonng hddrgrenal% or cost base Tere shams you recent each litre you oenerily be your tayatle gan oe toss if the sectsty was sdd on this cite. The unmasked dad gan or lens may (coyest Ondends become a seghavate tax IX reed» be alusted for velum en coats parents in ode< to get< mine vie ream, gan or loss for tax reporting purposes Co:f Ann n the low purchase <on of the securty, insuring rernresteO dodenah The con baot ma, need to be Oulted for return ei capts pzpreret in orekt to detetenne the adjtaeOcoa bats for tax I trieg(neeg reven is the cut ent value rrtnuStfe arrOvnt you ',nested r Otes rot inciuck Maces trot ate not reTantO CoMMes receded on your stakewere, includngshareS that have been matted as <Ater a pan or alas. t $10 rises not 'Mode cash dredends that were nat relerretted Purchase PK« Number ce• shoes Average once Cheat COP Pe« per Share Value on unmated investment Haring HddrX) per share (11 rtneStrnent (S) bag I» on un 28 IS) Jun 28(5) On olio% (9 teleran) Pelted U85 PRIME RESERVES FUND 151.95? 180 • -This information was istmo•lable.• • 10000 151,952 18 FM 53 57 1 r • r f,;(1 p4,1 ? 35% Your total assets Peirontard Cost Estimated unman and Value on lul 213 (5) your account bast 01 anruaincornf game< las (S) &al alternatives 11 Money market funds 151,952.18 100.00% 3,571.00 Total $151,952.18 100.00% $3,571.00 • Missing cost bases mIcanwen. 0.70001006529673 WT00030190 00032 061903057`Ár V1235155501100:0 Page 5 of 6 SDNY_GM_00325087 EFTA 00197862 EFTA01307128 Account name: Resource Management Account Your Financial Advisor: *UBS line 2019 friendly account morn.- - I Account number. SCOTT STACK FAANIOnE CASK!. Account activity this month Ode nanny Desceptton Amount (i) Dividend and i stunt income Ta.oble c /14dend km 28 Dividend 08$ PRIME RESERVES FUND 29533 SYMBOL UPRXX Total taxable dividends $29533 Total dividend and interest income $29533 e A.1,..1) Dn.; epton Amount (II Other funds debited hi) 3 Transfer 10 -3,722.53 kes I8 Transfer TO -2.000.00 Total other feeds debited -65.722.53 Inv/soma transactions rot more isternaltiOn about lit encl./ +due plena for minded wanes. see Important ardolloatOft *CO 'out Sir/tentenf al the end ol this ex...Pent Pnxeecx non Puna IfIveAfttrill wapawalcr Accrued cat tiaiwy Desorption Ouallity vase(t) Price (1) 'sensations a) ifiveStiritnISIX44.1(I) tnler(910) Jun 3 Sold LOS PRIME RESERvES FUND -0.530 SYNd3OL: UPF00< Jun 3 Sold OBS PRIME RESERVES FUND -3,722.000 3,722 53 SVIV1301: VPFOIX fun la sad L€S PRIME RESERVES FUND .2,000.000 2.000.00 SYMBOL UPRXX Jun 213 Rem wstment VBS PRIME RESERVES FUND DIVIDEND 0.330 -0.33 REINVESTED AT I CO NAV ON Oar 28, 19 SYR/SOL: fun 28 Rernwstment LOBS PRIME RESERVES FUND DIVIDEND 295.000 -295.00 REINVESTED AT I CO NAV ON 06/22/19 SYMBOL: UPRVC Total 65,722.53 -$29533 Cle700000C6529574 NvT000301942 00)02 0519030575004 Y123575550 I I0(00 ►age 6 of 6 End of statement for account number SIDNY_GM_00325088 EFTA_00197863 EFTA01307129 Important information about your statement LOS &uncial Sown thc. (the firmer USX 'intros' Mr Morn you no It.. than CO days dna th• tem CaPaCty Alta <coy of tw poky warderg w anglablt move* a means and may net Lap pre teeth Strop s a a mutt' of al Knopf (*arty, cannot:Sty ware you to kg gateman on *tech the Ma or loon retort .rtbon and <ohms hahaes LOS Enamel Sterns and LOS Fob*" *Pend • Moderate Meng to accept sane nst to pnncpal and Bart USA an norm etbscianes at LOS A6 ad - Prow:e wxr nano rd axare nuntee d any) fleeter the SIC warden roe the steoplaneetal tolerate scene valibley to seek Mier return afetalet of LBS 54meitees ILC the km% runnel - Dasab• the art or the reefer you a* wave prattloducoly 10: • Aareswe Wilig to acoecd lament es evabealt upon request Therein's oaten. *out and *vim *dere as you can oh/ A* • Goan 'named to conratied by fad needed Pio *betty ro ad, ho (nun ow tent °floes re at. blew n K enema a why youmid mat YOY yawl tt$ heti away IrOrALOS f Arad • frale,ter-tfAgotty CanselwArev. I **cod, a dorm/ben Sawn Ea ...nick wean CO antetexe geoids, paten of the patio* teethe rated may n<lud• LOS rand Slake% he. - Provele he dews arnowel of the expected error. na.drd drub* notes. and f.J shun of mdtul carpi*. ataleg.m, knead lipdmi and Text. 1200 Hata Boulevard hest rev:noel mix name of the *oxen holder on Walk , Weehwelen N)02COS The Firm or Card busied nee:baste your <emplane the becks of the our a terrier earn), and teed correct try error prerrptb• For altiged areas • hemmed anon a nwsinent Merest, (e 9. StatenWrill10.440101for IM 11/ 1~ 1normntc the ore, official wad of Ay choke"? C85, W.Va.:bon cad nansacto-o.l weir* lemon patnenheas and wale placements) hat re We mq (COWitlit al retrA.0 eccouni UAW...WOrot. LOS farina Senices ac<our* Other recordS. er.del mane than 10 banns day; to da to, we Mll mode not moored unite the Sarten Act of 1931. the same *Pins in the some ernekpe. e.9. because off( el tat doomed.. eontweng coracle., <lag shaAd Axe attcown fee theanent you thrir le n mot. so Ma • Commode.. <cream (a q, enhrgead they hem omen oho Lebo mentan pen rave rot be relied tor F you &des. Mae 6 enema a yawed No.thug* of t* nton./ duet.; the Imo n pecan metal calradl.... r1(1....n.) luting rontrias eelmonshos who olive clods al the same eaten t *mop" rkaxapat it nirreckielf n reritng to the tales ust0 complete at neesIdahan wd tearrodtT *ton comer's. and you prefer to dead end /dad statements ma end n Berth Uttrucre of the office swim rots oxoLnt • Depose accounts &rapt eat dote; of devouta LOS (operate ernetopos, you true &one hoorah:43N by Please make all checks payable to te rem or to Bak LISA. UBS AG U S branches and brit nit* calrg you inroal Mama Ara* at Mures thaw. a• Mended lob* acante. fnancial nfittaien Molted at to front ct the KIK McLeod Copan Proorn stieniert drag-ail ml be Lewd foe tat rowan rely slidtment In add:conto regular accould fon, accounts The 54PC protectors and the sethatmcnial prattler do Friendly mown name brink C.o. Form 1099. 54%. TIeys onrrend t ic.)whm worn) as tar return The inn is mound by taw *Opal WM. RS all untie deeded. may be abject tOmontenrce fees. chases to late paymern fa secure* purchases and <harms Ice u -pa4 ;mourn n ash reams et<COSO that re roanthend nor apple to these asseh men if they othasyse appear on or garments The SIPC protection and the Rte fiend/ kdowlinanw R hteacmdable •ruckrurre• darn by you to assns you you reoofclkeepro t supplemental prot«tion eh not protect agang changes has no legal effect on your Jac." is not retenektd to reportable nrtatabb dddends and !stable :ties. tootle( minder. rnay be tutted*. &redo, bee the market new of you' mestrneres (*hither es a led**, summery. onad.AL velem/Artier*. toned On ittunkei 1.6.111.". xmn. net Crated, •eu, ol market movement. wean baknpltya me:trent* *Otero a- rd: we'd anceuted Far as sifellarerlire. 4.4 WV basis On (Man amered WS SW* Oplkal *thaw.* marls. and es not a promat of garde* that wrath secant. WS ONO 001.06.1a salet.n) (46h Rant, b bark or any Inannal mutt. <ri a *el be xhomel depose *comet at err alleged baits rd atria/lad DividendReim's:want Program DNA •3 /4 0.1Iniatt whave It* Kt el netakv to na of Caremunkationa with the Finn banes and money Market (Null lads (Money krds). an arrale era. you may obtain lots of the era* nammen Youcandung. put Depose accosts at LOS Brit LISA and egn.ahArgo! The V" N tin i nf a • nose re.cadinn and oral earenroyeens ri vetting the weal ace Iran yaJ IiunculAd aser Onit M ,141 Pnencly ratan names Ora* Oran. Senncos or by lo &ether pale )01.0114 61. r<b-C1i9 low c9it bags pxlcptng re the UBS -Wised stars ere µrthasdcndr DRIP. partial 'hoes tell be contacted Ate f named Admor Vdfe th. 54<yd es V•driter Protechr. An (StA) Program ar•FDC-ntwal n accordance wtheirc sold andthecash WI be &pouted n your scco-nt The • II to finale.' cacao', on the asp laff ci te from for mot riomnbon. please est wow Ida.re. Deposit dodged renegment once Roofed by the neater my ACCOlattovervievd of 1.4 0.1144ntri and LIBSEnricalSdenC1.1. 4«arlf MUDS AG Stamford arch ird tors of dale horn the dirket ate at AMeh the Partial shams • Yaks Or* , accocorpom/1444 Net ol assets aid MANI Sews cartes your roam at (Isom Natty firth re not hidedby no FOC. re sok, tether by arra-rent eviti the nekt‘d .16144 en • Aspen redo*, male* (ash btfances. togas foe we reformed acted the relinianth0 'hemp) Barn deposits ay not protected by SIPC May rded Caehdreliest agnold taunt/ (est). ard Wad Time Depoots, 0040 .11. thilr(a.ni e. th. me. SOY lifiXt1and thins we protected by SIPC See "LOS Inane.' Smites 01/ wholeVMSMON held en you roam If you" vrealued mots to melee. and (snail ands not held intones are localcd t UBS humidSown and not Saari Prenatal' below 'Mad 10a pink.,int a s read of a dmdend present by Ow ;cm Dots nol attack traced moiler men the ntroctxng Dec...4, rd tau ens. mate a repon or ~roe. the rem wan either stipend urns if upon tar mesa lastrices mt.bra alum nay hi at the end a do poor ad omen caterreen periods. a of sy ma a ammo 10 both Ion mnM ace a r(44)t in rail deteernasedbt a row emestenret anted dock *bon; and • As ddvbed n the occa.nt Kretinents. you mat serrhdrawn. and ;ha; of a Nary !aril my be note end cternra army. ardveda yea; KIOL.n1 etercnabb nod apron. ready vi of any mot; or need nrolortodycls rd the proceeds returned to wanted' • 1...b.Itos PEW.. snit DAMN. Oulgrang rage. reeved ce. your Oa/4mm' snow. 30 days n was $..Curd es dao.rd Immanent objectives loans. veal Int. that roam bar: et 01.1.<10 Mic14. soda The rwestmom pat s rdnsk proem re speck to Father ricnnaton tout suable saw.* options. • Cr....Arty Wenn Total ol unmoved hobble • Meta dead custon.... aniplardi a n1p...1.11 to the ern account and ary between yea rat -MA nc1xlma <weed newest ram and yields. es asatable el oath bilan11.1, p1A opal totriat al allNod and ern% Clem linden C...parces.nt at 201.752 •ID* www tbs cansweepwelds. Man you. Fmantel Achiscr haw adde therm, prOnAbi a wetting am/ nemaff tut* bares. ad warty math ma.* fund tolthee at 800.35.9I03. (MOM' to 600 sql/..ant change as pt.-flawed MAW a a by <atm BCO 262-1040 snoop laterl. ate toted Ow gear( perod IT Made, throygh Folly, a en ranro to LOS tooUrn•re COJeClotO For each Account Mkt you Non-conerotley het cade balances n)os ray. re hunt .4 ix .ClcrilbeteMore Deprive& <homeone of the °bang imminent object.* Handel Sore** account protection not from other babexes ski the ran may PO. Bo. 766 Lhon CIA 1607081. • Peaks& Current Income errestmeds team the 1he fern es a member of tee Sonnet raga Preetnen toe re these fiat nit* minty (Cane of et • Al statements shall be deemed corrolete ahlaccesae party of name air bares. Thew tint re payable teat your demrd. ii not abettedto n rang stabil 60 days Canaria.(50()....tith VOICIS Setted.ds curionwn • Adams CoptelAorteWutco ....vdinWit$ Sting of es mortars, da to 1500.000 (ncludeo 1254000 fa The total n needed, the cured prod eke., value. • fa TTY seven. Cal Bea-612.0W ot Iran outside clam fa cash) &planetary brochure nobble 'son Tooth 01amide odd nen the gavials", cf theta Cal M1457.1495 recent Leans infeemehen • h(Ine 01 Mon a 0...”101$ 41:0A an electron( Mum, a t sissy SOX or9 The 51PC 46Stt Cnieotion • Probe* Combnetcn of worn. **ICAMM lirasAwed to SI accoutts that )0u hold:13 p.rtn..br fa dared nIcemabon on thefnws Iran; practices ISM Vander (DM td parent a U85 Viet debit Apprectaten InAmmems seeking bah the generation rd &clown refer to your Clore Ralatecenhp card oansectiam, cal 804762.1000. of vent to UBS <soarty The rem together nth (elan *Nits, has abo of eccme r4 comb of principal Agednent a Amax duyee.rnynt and to Genteel f na-culSewes Inc.. ICOO Harba Bhd, 6th floc. Term and Com:tons LOS kokeentht of Credit 'mikes lastrowd supplemental cosine* The rnorrrun Wienastrt NI 070316, Ann Rkid/85.4 Swedes Owed rile wean salable nArem•nt and C•Cx bscuts swam payable to **able clernc comer under Calor/de as soon as tote <ant 6 you twit yoa the °telethon 1500 met at 01 dantor 10. 2016 • Co.000.10.e Seek, IV martennled pito* nth a low* Stapp° tone poky condi." and Intro% Wendt ad salinity to the man orwal, men if statement a /wept is sword or f you need more It. Fern 6 Mho. aotsdted ke $1 9 mile ranter that mese the account does not genre* verdant nformaton about a tuns* on the statement a retept The fern or Card basun apolcalt)net erred* . fa Dewsnants heti n a prod(' SDNY_GM_00325089 EFTA_00197864 EFTA01307130 Important information about your statement (counted) You. sea - ice eatenhev van »Ina n non-contemn; • Est (emanated) :scant went yet& &States .• We went torroontaton Iran LeS Bel L6A. LGS Your datemee nences :cosecs ed otter anets held denannynes, ante ed dirty dace ward sy An estrum of awl ', cane o bawd on wren, AG Startord Chinch and non*dated barks nth. seas. Y the add tie 113/mell plod YOU base been atjusted to telltale peon valuate. dividend and utnest rates, ~env the seamen wit *foist. ow cash 9000p prOgre NI ma, ad for el:hwy.:fluty paid stones e any errs To °beano:rem guotatem. when nabbe. «net be held fa one yea from puttered dale or until eallp0-4/ ran nu/ be a ~Mr per scam fee a You mur wawa 14<an1.4 used at loan totanet alter yas Fninetll /41..a rnatacy the acetate e ay a gullro, ataxy nay D. a parentageof &wage dal, &root • atna any Winn due rodent Any wane and evened emcee de not guaranteed telexes trandeatel to the fem ding the statement peed me • Prand• invealmenta and strueiureelpeodueb. fornded nasal ream and current raid lot haled al made? vala of the end of the statement Private ~nee Wu/Ye (n(Ø died WanMN. Of wishes «ad include a rehm of Activity laded lbelt0/0" VOnllnl animal eltde "sterre /IS 668Xeol a bipila whilb the all Infarnaron reesdno comm.:see and other ~es • ~bade. h detemenna the <ost base of** mutes) ed steutesedeod-ects are genera/ hip, income fed term, yelp) would be emended incurred in connection rah the wee-none, vas. ~Ain included es to datement.wfwm ndawd ~id Cedar, touch-red;molds had not been - blinded araaif nee and tend yield and the entbden3 often anesters has been ',eluded on wth the reerlsx ' LEIS frontal knees has eared miaowed weh the Satsnam and &change actual nubne Ind yield enstd be bate a bet.« Canarrobone gene/ r fumened tona. and ali be ce Somme^ $. <blendIrons ~en other than u3s Connote a under ry stale Xynfiiben Ian We than the estensted mounts ✓ended to you prondlf anraa», Cereal Seinam. relideg ~maim hen ~ha enonde estimated nits:sloe preale nettnat - An onmasool avuotrod acme (dvdond ante Irma hayou may haw ponied,o you lenaroul leaflet rd rrullbred aCCIXte la nlormaficnat intent) dirded by the eaten mere Sheet selling Adorn Rearm does not ndrpcnimywdya Cis0:4“ MY Au") , 4 not ,~1444 ~near balance e Axed on the tan chtdond Il you re eroared n short sating a se<Lny, you may gas*. the acy vandty of re Menders - Thew vales may Oiler subseinteng Iron Woes. I ed merest pagrrent madebites nere and nov a °woe Oat to <elan barman, costs I« that eronded ty ~as other than L8Sh•ancul Senncet. any, ai whi(h a pwax ~nowt' security or aven tesecusitrideposts wit be nerd le one Whorls seentir Is addle" akhough LEK Freed Steven genera «mute& product mal ttboatt d sold and do re km tie dewier* bate cruntilnunnly. tollsers *es Mernatm as l o mewed the Firm not rents-vet ~ewe the val sums/ recde Acceacy cortnued ye.] re not greened. Open orders does rot omit my Mai*, tit to! Semite Squidaten. teaming open or 'Ted taken:Ad' cedes tar ~Cost bwe' a-d • Unearned genos o - Died tarty estimates d »la are as d • fenan • Amu not hold by %BS financial 5•1\4010. Cerun emend emend by Ow edam« dale, open buy and imam* at Os sodded dha neomo. Attu" ebb ana re Supp4/110 Ullbiturnal Saven on a aset are rot held tor the rim ervt with', the sel slop <rim re reduced by Meamount ol dude-4s please da non I* on tbs rilarnalm to mite m9.re base by an edhoenket weans', tern Inn's ~senor <enrol Thad Met et or nees on an ordmdends a co NI* dad unless ~',chases sale bosons. le toe ~set a - Kara% geedpen«co Øe& onenoud eat," &played on your statement fa Sounded nested ~en by you You re responstat la enhems». A«ounts transferred totehem mag d ry. ae.sppted to to Fins bir tronar. pØ rely Potions and als pt•wmtka are adds that an,named OA. lops 1Mg. le cancel felled ganta domain, only foe te peal of Waalpan a bana and may be <ablated pronclod by the rourghem UBS fnresui Seen; (.61/9 Ø orders line they se held at the inn. More historical basedon Menem ukemenn km tat used by not fropdistae la tin Mammon att does no recar/tOn can be added by >6.2 raca Ackta tadpawn to derive ter simated iseluen guarantee 65 ecurey thew nods at rbl vended Privere • Unrealized stindlossas utru data is nobble, - You can olden actSteenal recrmallnnieewcfng by MK a the Fats *(panenes SPC coverage To olden a copy of as anon Clem Privacy Nock*, mended iseedeed~dims., art <Auteuil« Pe ...teu4.4,,eg used to deterrent the tunene dowse~ yew Fennia/thea Ce eel cur webste nductul witty bh the Iran/Ien dala for value and the date of h ntomation than the • Renne sharing andea:anal compereatien d >now obtrneowearros.rt edecled hes nya ~nee eel /et carmen/a basis le the encase by tonenat yea ennui - alm addetion to ~women sales and 7.b. I lees - LEIS f«mod Spices b rotator* The MA, Business charopo rala co:umy morgaN:x.ononoct ada.or yenned noceneden wth the diserbdon of mutual SewnAccount BSA rd NIA re brokerage Ort.knd and niri rdn.,~ Ion an, entiere - Thed party munaled values maybe refloodd as heds toa dents we anefor ors allise maim at<ouniowh‘h prow!. Mant to Dwane «noes ad ~thaw bat ar o eachcarom-4 to datt' Cr. 'Nat end' n sewalutuanano wee re nuen hang perms lea denotes ardor [sedan theasyNarrangmems «du adulated bat awceakl lot Th. " trade date' <Øn ~ruts ti. rd.ptedant valtdon Inn has rot ~led or 6 admen ot the mewl tint that wosal lbw, end mew thedoety bards. andpos.5es access ~macron trade date unable to assign a vale nhecivre become ~et awn re !aced en two &Mont ~nut (J watter and annuity Croat" issued ty krultilded • Collide mountlet Beds and;rotated lock that the OrMiltrild ~It has ceosred hal. maycalla is nob d lake by 1ØS of a paneulr mAuat Ihrdearty narein ~ones trout ', erase the *sud nth for tarY ~eon wit be wlested ~V retooled wale mo emit«. ex when a Vol trial to our dents, and Gt tea awl rat» d a agnvy seAnclunn of LG'S impel Senors M. ~dig by lot Iron men ai ~es ot that venue weak behold, toe-Jame due 10 the nubs. ceitbAr maws land lam,/ s sham, hid al the - hegment, ~roe and a-nuky linXLCI6 eat Fed n out rum, or nnomns name la as OI lb/ Musty ten - P151 FCIC rand • No beta gummier May lose val demo <al kart ~ono obtained from third - When~ha en *Z.', 9~11luturd of apace - We and oar delapet also ranee networIng and - RIA Arrante Movement km" Busiest pates and as xosacy rs nol garsmeed Other <SI Mended odl ror a ~dory rifled rat» it ornbtrus prOaleng Ices ncoredtrate la transfer Sends Accwn BSA, Okla and raernabcrui Resource fonts may trust which~la affect yekt. ~pleb panted the rate d tv teeny wit bedeleted awe smices //I rer gremkle to the ~dalherds. Management Acco.re re reysteed fern nwas of Manna«. wit be wonted ian (squad tons es latches/name These tees genitally re pad from mime /Cat n LGS Arena,Seem re • Pritervabe Need dedayed 'emote*, and dhed - 'Nuts/ an to date mag alte *ern el the rnsual tend and re a heed dada mast bawd - sitSA d aregraded tadanali owned by Um extant owbe hop« or twee thin the pee that <wit* rodne a both anthem-unlace ol scores at Ow brdwreleake Wealth:nil Senn Atwater:a and used unite su would antra* wen* re the marks! Peas re ▪ 'Origrui unit sete Mr~II the heia dieing holding maur finds of the I urd famey Rend The WS lisa credit reds eel the LEIS Vb. ddairwd tran vray, twdParty %antes wtwh wt pen per inn and magnet relied pee MI base - b addt bri to <oneness" reeved n~ion debt Ca'S at owed by ISS Sant. LISA with belt., to be ratable. but we do not %wane the, - DahandelMed KIT tro-es re rid lined on a wit the sale or didrbution of tenuity convicts rd Pennine IranYea USA Ix erupted Maher deny. robed wastes ~mat and re Clate••• val neetnent Inn/ unts toot/ (lens. we nice trademarks. regelord trader-eds. serve< mers rid - We genemne uer the <bong eke sheamiable a skrid and ewn I they can be sold, the pme as titre mom femme naming rert:ensaten regmend senor. marks se of trot respect.* the mend the bel and at pees la åsted received may be less tan to pee share tainted bon nary of the rename ~vanes Lindemann ~panes WA• diet and opera ,arty bid wen kr OTC value promOsd ri the accusn admen the aviary «rerscc. Alex« cf the infanne.0 feeVbel CO/panel a 1pealat at the une ~nee mots LISS Pistoled Swine MA Per ?Olgt0 - Le« xtralr tradedmove« nuy W proeleaseag a • Reelnetedmaaitiot P•anned<Weble SØNWaey ~detain valasen rmdel or the mot nxem pnce are not Miley eligible la od:alc sale Les Fnrid - ei adiutbn to cpensmens neared from the ~and ani may me reflect en actualmarket price 6~44"V" the mark« once of te unrestreled Pock cuituse and sale of Nerrnees fin% we ante< rat crud.* of the sane issue as an nailed yd.* lor the Aide tenor? n aset-based ~searing - <Man postet', meir awear wlhoul a eke and mended sled for pepases of tai statement ody. To >amen, from NeeStures ddriarlors. en well as we show as 'ern wand salane' dwe are 6/ Moil that mire led sear. es at &sablefor sale, fundng foe technology clnebpment training and unable to ebb. a once daa Minty the value we-Fedmay be ubstemitla, less thin educate. - Oeposts a *auks deremnsed lances inweed vale. drawn. - aha recs.. naming cormisscers ad other than ui. doles anrelecnd at the ~her ate cerponsafen from mAialfurds and ', arme rate ad the enammer date caroones when products yea dabs* SDNY_GM_00325090 EFTA_00197865 EFTA01307131 WEIS Financial Seroces Private Wealth Management SUBS 299 Park Avenue 26d1Flaor Resource Management Account New York NY 10171-0002 July 2019 ruoP70056cee670719 VI 0 GHISLAINE MAXWELL Account name: /1-11SLAINE MAXWELL Friendly account name: Ind Casiflaving n Account number: Your limed./ Advisor: SCOTT STACKMAN/LAE CASRIR. Phone Questions about your statement? Call your EnanoS Advisor Of the Value of your account RMA FleystectUne at 800-8M4-1C00. on lune 28(31 on Ash 31(11 account your assets 151,952 IS 475,242 24 Mat our wank.: Your liabilities aoo 000 wwwtcorNfnancialsennces Value of your account $151,952.18 1475,242.24 Items for your attention . melp protect yourself Irons fraud and review bank, credit card, and brokerage slatements regularly. Also. get your free credit report annually horn Sources of your account growth wwwannuakredirreportocen Tracking the value of your account during 2019 Vake Of your count thousands etyma end 2018 1693.954 77 Net deposits and 6,144.7 vnthilantals -1229.47544 YOUI atIUSUrefif !MUM: Dividend and interest income 14762 91 Change in 9314 "8176 - 7000 475.2 martal value $000 III I 1520 Value of your emoted cm Ai 31, 2019 W5.242.24 Dec 2014 Dec 2015 Der 2016 Dec i017 OK 3018 /on 2019 Ai 2019 Member SIC A7.70003005646663 717700011)340600)31 0719030575604 Y123575550060060 Page 1 of 8 SDNY_GM_00325091 EFTA_00197866 EFTA01307132 SUBS Resource Management Account July 2019 Account name: GHSLATIE NtaxwEll. Friendly account name. Ind CasheSavng Account number Your Pinaciai Advisor: SCOTT STACKWAELYLE CASA'S:. Your account balance sheet Summary of your assets Value on Percentage of July 31 yore account 0 03 • Cash and money balances may include A Cash and money balances 0.00% Your current asset allocation avaIable cash balances. UBS Bank USA deposit B Cash ahematiyes 475,242 24 100.00% account, UBS MC Insured Deposit Program Bank accounts. UBS AG Stamford Branch deposit C Equities 003 0.00% account balances and money market mutual fund sweep balances, See the important information 0 Fixed income 003 0.00% about your gatementon the last two pages of this statement for detabs about those balances. E Non-traditional 000 0.00% F Commodities 003 0.00% 000 0.00% Total assets 9475,242.24 100.00% 6 Value of your account $475,242.24 Eye on the markets Percentage change index July 2019 Year to date S&P SOO 1.44% 20.24% Russell 30O0 1.49% 20.48% MSC I - Europe, Australia & Far East -1.26% 13.05% Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35% intorest rata on July 31, 2019 3-month Treasury bills' 2.07% One-month LIBOR. 2.22% AbP2C00300S6.1866.4 W7000183406 0X001 071903057%04 v123575SSO 0:0000 Pigs 2 of SDNY_GM_00325092 EFTA_00197867 EFTA01307133 Resource Management Account Account manse: GFISLAIVE MAXWELL Year Remodel Advisor: T July 2019 Friendly account name-Ind CashiSaung Account number: SCOTT STACK MANLYLE CASRIEL 212-821-7CCO800-306-3140 Change in the value of your account Cash activity summary July 2019 (5) war to date al See Amount actreny rnu mortnIu C44can Martel on your Sweep Opaorg ate incluckd in the comp and diming mance; vat. PDIC irKurancobsOes toScouts at 085 Rank USA and al banks partocabr9 inIM UBS FCC Muted Deposit engin. a dues AOC =bib deposits at UBS AG. Stanford Branch. SIPC Opening account value 5151,952.18 1699,954.77 on:tenon;pie: to money mabet sweep fund Iddir9 bat nd bank depoats See Important in'Demarco about your ;temente., theist Mop:sae: cf lb:document for &tab. Deposits, including investments transferred n 613,035 00 613,035 00 tuts 20191$) rear to date (1) Withdrawals and fees, Opening balances $0.00 50.00 ncluding investments transferred out -290,030.06 -842,51044 Addarons Deposits and other funds credited 613.035.00 613,035 00 Dividend and interest ncome 285.12 4.762 91 Dividend and interest ncome 285.12 4,762 91 dosing account value 5475,242.24 1475,242.24 Proceeds from investment transactions 140,030.06 692,510.44 Total additions $753,350.18 51,310,308.35 Dividend and interest income earned Subtractions tor outposts c( the sheen-cent. teriatilay of inked and dricknd income has been delemintd lion a US Other funds debited -290,030.06 -842,51044 sac norm* berSbeelbe Btbed coon the residence a the account noon. (Mum bp,. a product trde. some interest ands driebnd parnents me, not be ssidied to united Stitt (US) anSa Puerto Rite MO Funds withdrawn for investments Oxon* boa The dint rronllay datentre it n01 Intended 10 be used and renn01 Oe reled Spat for la PVCOles. C knIt sham refer to the aildKatie kb Utahng 10M*6 they rettive flan UPS annualy such as bought -463,320.12 -467,797.91 the soma 1099 and the fauns tta to IA reporong mIcernatai n is the owner. of INS 50 fie the voice". icy riponog tams with the US Internal Raenue Sent(' and PR lleE6uly Deportment, ma In Total subtractions -5753,350.18 -$1,310,308.35 OnthiCnIsS alb:fatty slaty dvdenct any or interest alai earFcc Or Itesbbt onCarle near. (OnStil your indwdual tat prepare, dosing balances $0.00 $0.00 July 2019(S) Year to date (5) Taxable dividends 285.12 4,762 91 Your investment objectives: Total current year 5285.12 54,762.91 You have dentified the following investment obpectives for this account. if you have guestvons Total dividend & interest about these obiecbves. disagree with them, or wish to change them, please contact your $285.12 54.762.91 Fnancial Advisor or Branch Manager. YOu Can find a full desuipuco of the alternative investment of:pectin., in important information abort your statement at the end of this document Your return objective: Current income &capital appreciation Year rkk profile: Primary Moderate investment eligibility consideration - None selected AP.700030056414t6' 519700016•340600031 0719 03057SCOI Y123515550000000 Page 3 of 8 SDNY_GM_00325093 EFTA_00197868 EFTA01307134 Resource Management Account Account name: Yourh•adS Advisor: UBS LA), 2019 Friendly account name- Account number. I SCOTT STACK miwirtE CASPIEL Your account instructions • YOur aCcount cost bash default closing method is RTC), First In. Fest Out m*70003005648666 Nr70001884060,Xth On90305750N VI 235755500070W Pogo 4 of 8 SDNY_GM_00325094 EF1'A_00197869 EFTA01307135 SUBS Account name: G14SLAME MAXWELL Resource Management Account Year Esenciel Advisor: friendly account nemegnd Cask Saone SCOTT STACKMAPPLYLE CASRIEL July 2019 Account number: Your assets Some r<cs. .o(Cene Vldfwlenl waves mown may be appectilinnie As a mpg gains mascots gray not tie excufarely reflected See Important ✓Jamatnw nya itaemert a the end of INt dxurnere tot otre ,flIcmsiticr Cash Cash and money balances bin and rrn ntla mare cash balanteS UBS Bank USA aw*t account calyxes. V65 Past USA 4etdslIVIISFIX Inured Frowns Barg deport amain Makes are Iniofed by ine SOK WINO uBS F DC Insured PiogarnPant Balarxes. uBS AG Stamford Beano dep09I account Warfel and money arpillable tents, Da an not prixecied by SVC uBS AG stanviati &awn depose account boraxes me not enured inssel meal lund syrup laceences FOIC arc ace not watt-tea by 9PC Money market Sang [abaft. ate prOleded by SRC tat me rot enuredCy the FCC See the Important olonnamon *out )out stneteent at the end or this document foe detalS about ttose balances. Cpenng Want. Closing Whore Once per share Average Otadenalitairst D43 n acidng on Jul 1(0 on M 31 (S) on Jul 31 CD Fat Perini pried Op encore (S) Cash 0.00 .304 g30 CO RMA GOVT MOSEY MARKET ED 0.00 54,930.00 1.00 I.93% tun I to Jun 30 30 LES BANK USA CEP ACCT 000 250,000.00 250,00000 Total f0.00 $0.00 Cash alternatives Money market funds Monty ma Ill f ask at miner imaged nar guyanteed by tat Fedeta CNIOCCIt linutalCe CCipOtatiOn 01 ant other g:/romrrent agngy institutional point and Instil ubonal mums pal funds mull nog Dalt rat awl W un (NAV) pit Mate toted neantst IIIOC/Choi amen g. SI cote Goomrrem andmai rroney mane runds net rontinve to traxact a a stiOke SI CO rim mei rive Mthousp morn market lunch ark xi RenameOw vivre' your Iowa/rent a SI .00 per Shaft It 6 OSLO* lobte money by meeting in the* lure, total reinvested R Int total of al *melted dvdends n clots nix include any cash defends II is rota to tiereeteee (tart gam of du is the Onetence octneen the ctlrent value and the cost Dees aid Aoki lot lot the purposes Of Oettnlining hOiCIng MAWS Of cost basis The snores you fete* each time yOU tertiary to your text, gen or loss if the secunty was scld on this die. The umetilzed BM) 93n Or 108 may tegIsett OMdent); beCOMI a separate LW lot. need to be aluged ter ret,tn d caata oarentsm order to oete mne the reared gan or loss lot tar Cost Wks Is the total waves, COSI Of the 'fluky, Wkly.:log rein/effect0 idends Tie COSI basis may retorting Runtort need 10 tie Owned lot town et (total motets in orckt to deterrnne the MIssled con bass 101 tat investment return is the current rake tnnuf ,rover yW listened t dal not include owes that ote not PUICOSei reflected on you' statement. InCluCInt)1hateS that Mee teen leafed OS elher or gan a alms. torso rtes not Oda* can defend that were not reinvested Purch.xe pied Martin Average price Clieni Con Price per stise VSue On UnreStled Investment wiring liddng et sheet per snow (St ',net/trent (II Gtis(S) Ca kJ 31 IS) Jul 31 (S) win or /ors (S) re urn IS) period MS PIMA RESERVES FUND 475242 240 • • This inloirmation way troars3Sable-- I CCOO 475242 24 EAx $10,97aCtrrentreld 231% APR7000300$641.567 Nr700018840600031 0719030SXX0a Y1235755500000:0 Page 5 of 8 SDNY_GM_00325095 EFTA_00197870 EFTA01307136 (SUBS Resource Management Account lab 2019 Account name: GESSLAINE MAXWELL Friendly account name-Ind Cash/Sas-ma Account number: Your Plaaadd Advisor: SCOTT STACKMAPILYLE CASRIEL Your assetskoninved) Your total assets Percents:red COO ellimarle0 unissued Value on Jul 31 (1) your aC(Cont bomb) annual i IOW* (V clamor lost (1) Cash alternatives • Money market funds 47524224 100.00% 10,978.00 Total 5475.242.24 100.00% $10,978.00 • Missing cost basis iniamattcn Account activity this month 08e anbny DraptiOn AmOuni (t) Deposits and other fends credited hi 26 Deposit FEDERAL FUNDS DEPOSIT BY MISS GHNLAINE MAXWELL AT 308.105 00 BUKBG822X>Bc /LI 31 Deposit FEDERAL FUNDS DEPOSIT BY MISS GHISLAINE MAXWELL AT BUKBG822 304.930 00 Total deposit end other fends credited 8613.035.00 Ode ActiOly Otoxriptiort Amount IS) Dividend and interest income Taxabledn.:lends ILI 31 Dvidend UBS PRIME RESERVES FUND 28512 SYMBOL UPRXX Total taxable dividends 3285.12 Total dividend and iaterest iamb. 6285.12 Ott Acton). Cie.< tpton .Wnunl (1) Other fends debited Jul I Transfer TO 3006 hi 15 Transfer TO -1060000 Pi 22 Transfer TO .13090000 1,4 26 WrIhrskawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Cohen and Gre•,ser -15002000 LIP Allot AT IPMCRGAN CHASE BANK. NA Total other fends debited -5290.030.06 A14'313003005649568 Nt7000183406 OXIO1 0719 030575004 W23575550 00000) ►age 6 of 8 SDNY_GM_00325096 EF1'A_0019787 I EFTA01307137 SUBS Resource Management Account Account nano: GMSLACIE MAXWELL Your Mamie/ Advisor- ?deadly 410:01111t name Ind CasNSanng SCOTT STACK MANLYLE CASRIEL July 2019 Account number: Account activity this month (continued) Investment transactions For more mlonalen stout Irt PAWv.:gat 1110.1n fee ItSingted Waste,. Ste Important ánkomalkon •80(.4 pea st•Tenera am tne end of teas dockrnent Proceeds Iran Fulls investment «theemto ACClued Dale Ottrxty Dascapbon (»amity vim(t) once (S) tramall«[ (S) mar:Words Inkjet (S) neen'« (S) Jul i Sdd V85 PRIME RESERVES FUND -0.060 SYMBOL: L/PR>X Jul i Sold IRS PRIME RESERVES FUND -30.000 30 06 SYMBOL: UPF00( Jul 15 Sdd U3S PRIME RESERVES FUND -10,000.000 10,00000 SYMBOL uPRXX lul 21 Sold U35 PRIME RESERVES FUND -130,000.000 130,000 00 SYMBOL. UPRXX Jul 26 Bought Le 5 PRIME RESERVES FUND 158,105.000 .158,10500 SYM3OL: UPRXK Jul31 Ran vestment I.X3S PRIME RESERVES FUND DIVIDEND 0.120 0 12 REINVESTED AT I CO NAV ON on 3 V19 SYM301.: U1~ Jul31 non vestment IRS PRIME RESERVES FUND DIVIDEND 285420 -28500 REINVESTED AT I 00 NAY ON 0713 1119 SYMBOL I.PM Jul31 Bought IRS PRIME RESERVES FUND 304,930.000 -30493000 SYNI3OL Ulf= Told 8140.030.06 -$463.320.12 oat Admit Delawal *Mount 19 Money balance *divines km 28 Salaam fanner! 80.00 Al 26 Bought RUA GOVERNMENT MONEY MARKET FD 58,105 00 AA 29 Sold R MA GOVERNMENT MONEY MARKET FD AS Of -58,10500 0712.919 AI 31 Bought R MA GOVERNMENT MONEY MARKET FD 5493000 Sul 31 Closing RMA Gonn1rnelet Money Market lid 854,930.00 The WA GOaeinment money Makel Fabs Ow secondary sweep 00101 AP.7000300560669 rin000I834060CO3i 071903057`Á0e xi 23575550(00022 Page 7 of 8 SONY_GM_00325097 EFIA_00197872 EFTA01307138 Resource Management Account Account wane: GIOSLAWE MAXWELL Your lierwid Advisor: *UBS July 2019 Mond& account nom ind CasMSawng Aaount numbs,: SCOTT STACK manLYLE CASRIEt. Account activity this month icontinueth Das Attitity OeictOloi Amount IS) Money balance activitios (con(mod) Sue 28 Balance forward 60.00 kJ 26 Deposit UBS BANK USA CePOSIT ACCOUNT 250,000.00 Ai 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASCE 07126/19 .25o.00ctoo hA 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,00).00 Sul 31 Closing UPS Bank USA Deposit Accouet 625cootoo The ultS Sank USA Pewit Account is pis primary sweep O1:AlCo AW700030D5648570 NP7000183406 00001 0719030575004 YI 23575550 CCAXCO Pepe $ of 8 End of statement for account number SDNY_GM_00325098 EFTA_00197873 EFTA01307139 Important information about your statement WS Francis' SennH. (the firma WS financial hear horn you no igni thanCOdays Sian ton ca00C ey. Alai Cep, Of the polcy leaden it amiable moon, a roans an my noT la° pre web Semen, K a motet ol al penapal uo.nty, cownccity Mil yam tit hot claternal al ohohehri Mr or non rewert (*!hale *adoption...thanes UBS Enteral Sonya and US$ Problm 1PPOral • Moderns Wino to accept some me to ponce:al and Bart USA are milted sthsclartesct CBS A6 and - Prowde yas row rid wean nude" fat any) fleeter the SIC prceeclon ref the steoplentetal tolerate sane voltam tt, n•te rams ANN. of WS Sccuntes ILC Thiefim's franca, - Desoto the nos or the renter you re. tram VC/Klanmanta: • Ancuavit Wiling ro accept I.•101^* 10 imrcl"I rd statement it nobble anal request ' , etre',meat.. about and *vim alder/ as you creel So • Goan Inmost atom onvoned by fed narded fish ealabley ro tea ho (*hint oar tent °floes are at Wove n K enema a why you cowlmat See 4(0411 MA) bat held away ROM UPS Feral • frale••r-tfAgotty Condoms. I saved, a rionnalim SenoCel Foe hack oaten CO entrant podia', paten of the podia° for the eaten flay ettlude f Anal SeraCeS - horde the <War arnaLnt of to expected error ncldn, drub* areutes. and liOsharts of mi.daal fOreplot alalogott,101,10011atdmi and rant 1200 Hata Boulevard AAA moaned ate farm of the roan barite on wacaty Weehantan al)07COS The Fern or Card bus ail nvestore your <emplane the becks of the our a brier nen), and ad cornea fry frnt. premptb• 101 alleged areas • Penmen «meat a nwsiment fittest, le 9. Ststemernellousaholdeter IM 1141~ 1 reite•centc the oray oftKral Wad of ybf mann LCISVoaeckbo cad tranactons.l we lie lenin patnenhps lei prate Placomeol0 tof are We fen cono-dalt al feteA0 account itaWnerts mt. MS Enema' SenntS account Gibe. records. er.ide crone thr 10 bacon day; to do tn, we ad ant not reward unite to Se:unties Act of 1931. the same *Sams n the sane ernekpe. e.9. because *Nat tat clocurerei eanseing coracle.,<In shocAO noon axcette fa IN.anent you that I, n MOO tO • Conwocitrot arenas (eq, login **charge and they ham We*, who no fi nnan pre sawn roe be relied Lear k you bele* they 6 rare. a Waived tato** uta 01 he Money dung to tint it pair ad metal ccreraoltt nthdri)lithni (oeirlat reloonstan wth other cams al the wee ntess Cencipori. atar Mart it nirreclaiely n twang to the tales 4.610 complete at owsloatran and arrodt`f ntiancomraas. and you prefer to mane mod rare statements marled n 0ranch Martacpt d the office seran rats co: cove • Depose accounts Brant catenates of depose) al WS separate eartrocrai, you tram &ono hosneenidna by Plane make all tracts payable tote rem or to Bre LISA. UBS AG U S branches and tat n the, cairns.% inmost Manta Alta* at fawn thown we mended lob* ar(imilo. fnodal notraicei ennead*,Iv here of the fDK hewed Noma Proven litaltniert cara twat ml be treed km Lao rowan rte' venni In add/ionto rogues noon fon accounts The YPC prOleadn and the stppernmial pronto" do Friendly accown name "Zenrex-mid tar lams, ee. From 1099. 5a98. may be ablest to monterance fees, chases fa late not apple to these amen men if they drawee peat Refrendli Erwin rant it fa tuatAntible •nekrarre• )whal ream, Yekrt4. naafi the inn n paymern fa secure.; purchases and <Kars for u-panl an you stiernenn The SIPC protection and the dither, by you to /ma you wits you reardlatipto t enured be taw to sepal let* RS alluntie &nen*, anions n ash roan's. AotaniC ehz re wandered supplemental pra«tion de. not paned aganil &angel hit no legal effect on you accost is not mended to reportabbrintscabb dnidends and !nab* Men tooting rowan may be suefeene a wester in the market neat of sir mono-net (*hither as s relied.", sweet. product rtarrir•MIllen, tamed onleaflet held n )our noon'. nee emceed, mu, ol market movement. wean barktweya mertmentdatectne a re& profile *sweated nab par On sr baron cm. a4 eon host, on oaten covered WS tonkew othavnal Mann. and es not a promo* a warren that wreath saunas, WS o s fa areepro (soh Winces to bark or any leaner main aria wil be ache vtd deposit accorm at ncodllated bats rd attired Dividend Roinvesentent Program BSA nacanifiet nacho tea* of Ian etbdroj to na ol Carmankaliona with the Finn tans and money Markel (Null firth (Money krds), • Fleraaticarrinn arriaalorremnorbons n rimy Clopm accomc al WS Bari, WA arid nrathlreed The price *hood a an artier era. you may obtain Ion of the tart rwromant YoucanChange you. the noel ace Eta.' sky Inrscnl&data Onfr shale FriealV rouse ems taro* Orlin. Soma or by to further prate yoenrym. radi".3 you e , bad; panK pain ei the WS PDC nand D *urn me puthamduride DRIP. partial 'hoes roll be conactec yeti fnen tat Admor de. IM Unitas Vanier Prokican Act (Sr A) %rd. Program anFOC-rnund n accordance wehrC irule: sold rd the <M WI be &pouted n your scco-nt The • II rho finical cacao', on the in lei a re Iron For rt . riomtabon, plena est rem 'Styr. °KOK dredged rem...amen Once ,sped tY the Ohlef mot Aeccantovenriew of end0110ra' 6 ml IBSFnrtal Sena(*. IAS Kraut MUDS AG Slentad &arch rd tors of flaw kern the nia10e4 PM* at ,etch to lanhst Sher, • Vote of you acc000dpamion Net of assets rid MANI Sews WY*4 pa IRCOull at (tern Many Feeds re not Musedby the IOC resold lit:ftits. tether by regnant aviti the Mead Mlita • Assn hely*, nibble (ash birot oho for we a-donned sued the reblionthia 'henry earn cksosies se nee pr011iCiatby WC Monty fad CathOoliett akinidehdaarial In an ease. you lad, and thanes we protected by SIPC Sc. "WS Inmost Services 'twistedtaunt/ fen). end Gobi Tent Departs, Secant Prolectai below 01/ whole tanmay be held m you non, d you Xe wreaked narks to market, and anon Oath not held .cane, se braled r UBS fnowtSown ard rot Mad 10a pink., Valk as a roan of a &Mendgement by the rm Does not nark winced seesinelassels the nvoctxrq backer, and you enss make a report or ~roe. the Fern mReifar sell parte inti 41 a the end a the nor rd omen naterrere ponoas. of ay ma a amino to both Inns tor str recant baron n tieback depute may be th/f/44 Mae a wont at rant determesed tat a withdrawn, and than of a limey!aril may be am* neestnwn wonted dock noon; and • As devised n the accanl animas. you mat region etterwa perky. ardvede yoke accord earcoaba nod *phone eddy vs of any ono; or head swolortodycls liyyld and the proceeds rehired to you or you • habletti fl,bM debit 1)11.hOt. as111/05/9 magi related on your slaromonl *inn 30 dap 4fter n reas Wales eacksid lenvonant objectives frialala nude nett* tort veal Int. than accost balances The rwestenee objearres ednsk predie ere 'peck to • Co: 'coney Waren Total of unmoved notable • Mem drat aroma aniplardi a na.m6 to the Fate rt.:moon abr.* mailable own options. Padaccount and may vary batman yes enset F ern% Clem 1.141alt Cipanniine at 201.752 • 16e9 meta:Eng <arm, interne reef and yields. is aaatable • oath talan:n Dens &poor talents al althea end the Nth proentbrawrilogole, ncmatf toted bares, rd morn main maudlin tol/ree r B00.35.9103, 81:0 A.M. to 600 www.albs cansweepmelds, from yer insmalAthisa 011/Clfq Change .n )4%1Ihitettii asthma a bi <atria BCO 762-10:10 wanLatinos, at the <bead the Annan prod IT Monday through Foley, a rn we.n210 le5 ITailrTre ObleCtiwi For n, Accost Mkt you Nen-cornmedly het 'seat balances (* you Saar. re hark.' Sewn x.. Clore IttteeKre Deparerwe. <looseore of folkmng imminent deaths; MA seas awed from other ['nixes ad the Frrn nary PO. Bo. 766 Lhon Cly. In 07087. MP Mondial Brakes account prof etion • hake& Current Income Innotmeres wenn the The Fan is a member of the Stettin r'atta Protectcn ere ryda these lint n the adnry Cara ol it • Al statements shall be darned cornalete a-daces:Pe genrecn ol none oly barns Two firth are payable tent your dental& ii not *bodedto it retro oda,60 days Cameron (SVC). which same wade, customen • Aram.CaptorAopwaton reminwits siting of its Meerbel to SS00,000 (oxide.; I29100) for Tit total a exIxledm the curer pen:deka., nee. • for TT' services. Cal 1144412.098S ot from °Aside growth of amp.,!not than the genteel of nett CA21)1.357.1495 clam for cab) &planetary brochure nobble coon rKorne Leans inferenetien • hose of roma onion *at reit:Iran Mum, a r www SOX aft The SIFC owl Crolection • Probe* Combnitco of income owlCaput limnnote to if accasrts tat you hold n a praxis fa detailed nlermabon en the nWs twangy/action firth Wanda (EFTL bll parent a WS Woe debit AppieCASS3n trinnernerns seeking bah the generation rd &clown fife to you Clore atatateornhp card wansetirs, cal 800.762.1000. of *cameo US$ <vanity The Frth together arts clean *nano, has Am of row. andcomb of principal Ageement a At(an loyerfottft ardt*Gennal na-eal Seats tic.. WOO Marta OW, 6th fkor. Tern tad Cantons MS kaleentre of Credit 'makes Woholen, NI 07086, Ann RMNBSA St ant Padvad supplemental coerce The rroarkm amti payable to all Oat* awes. COLetine under Dwell risk pee4Me salable nAgreem•nt and C•Cx busts this prolechon it 1500 mllai at 01Oiroator 10. 2016 • Conatowthe Seek, 00 martenm.1i ratapol. wth lovd nh. e-tolo-tos rof,h0ors Cara write n soon a; )w<an,1ya talc pa Sabo° to Ow poloe ka risk rid vamilly to the man *mat men if statement a recta 5 twOrili or 'Wilted more and Intotheq (Mal stains(* dicta a transfer the gement a the Fins n Mho( protected Ice to to St 9 miler in the that mere the noose clan not genre. remnant (*tept The Fern or Choi basun aroluble)rnasi alginate for all you account hekl n a potholer SDNY_GM_00325099 EFTA_00197874 EFTA01307140 Important information about your statement (counted) You. sea - ice eatenhev van »Ina n non-contemn; • Est (emanated) :scant went yet& &States .• We went torroontaton Iran LeS Bel L6A. LGS Your datemee nences :cosecs ed otter anets held denannynes, ante ed dirty dace ward sy An estrum of awl ', cane o bawd on wren, AG Startord Chinch and non*dated barks nth. seas. Y the add tie 113/mell plod YOU base been atjusted to telltale peon valuate. dividend and utnest rates, ~env the seamen wit *foist. ow cash 9000p prOgre NI ma, ad for el:hwy.:fluty paid stones e any errs To °beano:rem guotatem. when nabbe. «net be held fa one yea from puttered dale or until eallp0-4/ ran nu/ be a ~Mr per scam fee a You mur wawa 14<an1.4 used at loan totanet alter yas Fninetll /41..a rnatacy the acetate e ay a gullro, ataxy nay D. a parentageof &wage dal, &root • atna any Winn due rodent Any wane and evened emcee de not guaranteed telexes trandeatel to the fem ding the statement peed me • Prand• invealmenta and strueiureelpeodueb. fornded nasal ream and current raid lot haled al made? vala of the end of the statement Private ~nee Wu/Ye (n(Ø died WanMN. Of wishes «ad include a rehm of Activity laded lbelt0/0" VOnllnl animal eltde "sterre /IS 668Xeol a bipila whilb the all Infarnaron reesdno comm.:see and other ~es • ~bade. h detemenna the <ost base of** mutes) ed steutesedeod-ects are genera/ hip, income fed term, yelp) would be emended incurred in connection rah the wee-none, vas. ~Ain included es to datement.wfwm ndawd ~id Cedar, touch-red;molds had not been - blinded araaif nee and tend yield and the entbden3 often anesters has been ',eluded on wth the reerlsx ' LEIS frontal knees has eared miaowed weh the Satsnam and &change actual nubne Ind yield enstd be bate a bet.« Canarrobone genet/ rtum9ed tona. and ali be ce Somme^ $. <blendIrons ~en other than u3s Connote a under ry stale Xynfiiben Ian We than the estensted mounts ✓ended to you prondlf anraa», Cereal Seinam. relideg ~maim hen ~ha enonde estimated nits:sloe preale nettnat - An onmasool avuotrod acme (dvdond ante Irma hayou may haw ponied,o you lenaroul leaflet rd rrullbred aCCIXte la nlormaficnat intent) dirded by the eaten mere Sheet selling Adorn Rearm does not ndrpcnimywdya Cis0:4“ MY Au") , 4 not ,~1444 ~near balance e Axed on the tan chtdond Il you re eroared n short sating a se<Lny, you may gas*. the acy vandty of re Menders - Thew vales may Oiler subseinteng Iron Woes. I ed merest pagrrent madebites nere and nov a °woe Oat to <elan barman, costs I« that eronded ty ~as other than L8Sh•ancul Senncet. any, ai whi(h a pwax ~nowt' security or aven tesecusitrideposts wit be nerd le one Whorls seentir Is addle" akhough LEK Freed Steven genera «mute& product mal ttboatt d sold and do re km tie dewier* bate cruntilnunnly. tollsers *es Mernatm as l o mewed the Firm not rents-vet ~ewe the val sums/ recde Acceacy cortnued ye.] re not greened. Open orders does rot omit my Mai*, tit to! Semite Squidaten. teaming open or 'Ted taken:Ad' cedes tar ~Cost bwe' a-d • Unearned genos o - Died tarty estimates d »la are as d • fenan • Amu not hold by %BS financial 5•1\4010. Cerun emend emend by Ow edam« dale, open buy and imam* at Os sodded dha neomo. Attu" ebb ana re Supp4/110 Ullbiturnal Saven on a aset are rot held tor the rim ervt with', the sel slop <rim re reduced by Meamount ol dude-4s please da non I* on tbs rilarnalm to mite m9.re base by an edhoenket weans', tern Inn's ~senor <enrol Thad Met et or nees on an ordmdends a co NI* dad unless ~',chases sale bosons. le toe ~set a - Kara% geedpen«co Øe& onenoud eat," &played on your statement fa Sounded nested ~en by you You re responstat la enhems». A«ounts transferred totehem mag d ry. ae.sppted to to Fins bir tronar. pØ rely Potions and als pt•wmtka are adds that an,named OA. lops 1Mg. le cancel felled ganta domain, only foe te peal of Waalpan a bana and may be <ablated pronclod by the rourghem UBS fnresui Seen; (.61/9 Ø orders line they se held at the inn. More historical basedon Menem ukemenn km tat used by not fropdistae la tin Mammon att does no recar/tOn can be added by >6.2 raca Ackta tadpawn to derive ter simated iseluen guarantee 65 ecurey thew nods at rbl vended Privere • Unrealized stindlossas utru data is nobble, - You can olden actSteenal recrmallnnieewcfng by MK a the Fats *(panenes SPC coverage To olden a copy of as anon Clem Privacy Nock*, mended iseedeed~dims., art <Auteuil« Pe ...teu4.4,,eg used to deterrent the tunene dowse~ yew Fennia/thea Ce eel cur webste nductul witty bh the Iran/Ien dala for value and the date of h ntomation than the • Renne sharing andea:anal compereatien d >now obtrneowearros.rt edecled hes nya ~nee eel /et carmen/a basis le the encase by tonenat yea ennui - alm addetion to ~women sales and 7.b. I lees - LEIS f«mod Spices b rotator* The MA, Business charopo rala co:umy morgaN:x.ononoct ada.or yenned noceneden wth the diserbdon of mutual SewnAccount BSA rd NIA re brokerage Ort.knd and niri rdn.,~ Ion an, entiere - Thed party munaled values maybe refloodd as heds toa dents we anefor ors allise maim at<ouniowh‘h prow!. Mant to Dwane «noes ad ~thaw bat ar o eachcarom-4 to datt' Cr. 'Nat end' n sewalutuanano wee re nuen hang perms lea denotes ardor [sedan theasyNarrangmems «du adulated bat awceakl lot Th. " trade date' <Øn ~ruts ti. rd.ptedant valtdon Inn has rot ~led or 6 admen ot the mewl tint that wosal lbw, end mew thedoety bards. andpos.5es access ~macron trade date unable to assign a vale nhecivre become ~et awn re !aced en two &Mont ~nut (J watter and annuity Croat" issued ty krultilded • Collide mountlet Beds and;rotated lock that the OrMiltrild ~It has ceosred hal. maycalla is nob d lake by 1ØS of a paneulr mAuat Ihrdearty narein ~ones trout ', erase the *sud nth for tarY ~eon wit be wlested ~V retooled wale mo emit«. ex when a Vol trial to our dents, and Gt tea awl rat» d a agnvy seAnclunn of LG'S impel Senors M. ~dig by lot Iron men ai ~es ot that venue weak behold, toe-Jame due 10 the nubs. ceitbAr maws land lam,/ s sham, hid al the - hegment, ~roe and a-nuky linXLCI6 eat Fed n out rum, or nnomns name la as OI lb/ Musty ten - P151 FCIC rand • No beta gummier May lose val demo <al kart ~ono obtained from third - When~ha en *Z.', 9~11luturd of apace - We and oar delapet also ranee networIng and - RIA Arrante Movement km" Busiest pates and as xosacy rs nol garsmeed Other <SI Mended odl ror a ~dory rifled rat» it ornbtrus prOaleng Ices ncoredtrate la transfer Sends Accwn BSA, Okla and raernabcrui Resource fonts may trust which~la affect yekt. ~pleb panted the rate d tv teeny wit bedeleted awe smices //I rer gremkle to the ~dalherds. Management Acco.re re reysteed fern nwas of Manna«. wit be wonted ian (squad tons es latches/name These tees genitally re pad from mime /Cat n LGS Arena,Seem re • Pritervabe Need dedayed 'emote*, and dhed - 'Nuts/ an to date mag alte *ern el the rnsual tend and re a heed dada mast bawd - sitSA d aregraded tadanali owned by Um extant owbe hop« or twee thin the pee that <wit* rodne a both anthem-unlace ol scores at Ow brdwreleake Wealth:nil Senn Atwater:a and used unite su would antra* wen* re the marks! Peas re ▪ 'Origrui unit sete Mr~II the heia dieing holding maur finds of the I urd famey Rend The WS lisa credit reds eel the LEIS Vb. ddairwd tran vray, twdParty %antes wtwh wt pen per inn and magnet relied pee MI base - b addt bri to <oneness" reeved n~ion debt Ca'S at owed by ISS Sant. LISA with belt., to be ratable. but we do not %wane the, - DahandelMed KIT tro-es re rid lined on a wit the sale or didrbution of tenuity convicts rd Pennine IranYea USA Ix erupted Maher deny. robed wastes ~mat and re Clate••• val neetnent Inn/ unts toot/ (lens. we nice trademarks. regelord trader-eds. serve< mers rid - We genemne uer the <bong eke sheamiable a skrid and ewn I they can be sold, the pme as titre mom femme naming rert:ensaten regmend senor. marks se of trot res~ the mend the bel and at pees la åsted received may be less tan to pee share tainted bon nary of the rename ~vanes Lindemann ~panes WA• diet and opera ,arty bid wen kr OTC value promOsd ri the accusn admen the aviary «rerscc. Alex« cf the infanne.0 feeVbel CO/panel a 1pealat at the une ~nee mots LISS Pistoled Swine MA Per ?Olgt0 - Le« xtralr tradedmove« nuy W proeleaseag a • Reelnetedmaaitiot P•anned<Weble SØNWaey ~detain valasen rmdel or the mot nxem pnce are not Miley eligible la od:alc sale Les Fnrid - ei adiutbn to cpensmens neared from the ~and ani may me reflect en actualmarket price 6~44"V" the mark« once of te unrestreled Pock cuituse and sale of Nerrnees fin% we ante< rat crud.* of the sane issue as an nailed yd.* lor the Aide tenor? n aset-based ~searing - <Man postet', meir awear wlhoul a eke and mended sled for pepases of tai statement ody. To >amen, from NeeStures ddriarlors. en well as we show as 'ern wand salane' dwe are 6/ Moil that mire led sear. es at &sablefor sale, fundng foe technology clnebpment training and unable to ebb. a once daa Minty the value we-Fedmay be ubstemitla, less thin educate. - Oeposts a *auks deremnsed lances inweed vale. drawn. - aha recs.. naming cormisscers ad other than ui. doles anrelecnd at the ~her ate cerponsafen from mAialfurds and ', arme rate ad the enammer date caroones when products yea dabs* SONYGM_00325100 EFTA_00197875 EFTA01307141 LifiS Financial Seances eK Frwate Wealth Management SUBS 299 Park Avenue 26th Flpor Resource Management Account New York NY 10171-0002 August 2019 ANP7C05635Sliceis el 0 GHISLAINE MAXWELL Account name: All5LAINE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind CasNSaving Account number. Your IS nendel Advisor: SCOTT STACK MANLYLE CARR Phone Questions shout your sttement? Call your Froancio Advisor or the Value of your account RMA Resourceline at 800-RmAdC00. on July 31(SI on AuguSt 30 (9) account - Your assets 475,242 24 65,958 38 dt our website: Youliabtlities 0.00 0 CO www.tbscorNfitancialsenuces Value of your account $475242.24 $65,958.38 Items for your attention . Help prolea yougelf from fraud and resiew bank, credit card, and brokerage statements regularly. Also. get ycm free credit report annually from Sources of your account growth gww.annuakredgreportccen Tracking the value of your account during 2019 Val* of your Kcount S Thousands al six end 2018 1693.954 77 Net depOnts and 6,1447 wdyliaivi1 -5638.97544 Your tilieStifent Dividend and interest ncome 14.97905 Change in 94;4 0176 700.0 marbat value $000 475 Z 66.0 Value of you mond co Aug 30. 2019 SUMS Dec 7014 Dec ims Dec 3016 Dec 7017 oec Zoie M 2019 Aug 2019 Member SIPC AnP7000300$535511 N7700018045300031 081903057`604 Y123575550000060 Page 1 of 8 SIDNY_GM_00325101 EFTA_00197876 EFTA01307142 Account name: GHSLAIVE MAXWELL Your Financial Advisor: UBS Resource Management Account AugliS1 2019 friendly account norm. ind CaskSamng Account number SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 30 (1) your acccont A Cash and money balances a co G00% Your current asset allocation • B Cash alternatives 65,95a 38 100.00% C Equities G00 0.00% D Pi..arid income a00 0.00% E Non-traditional 000 0.00% F Commodities 0.00 0.00% 003 000% Total assets 565,958.38 100.00% B Value of your account 565,958.38 Eye on the markets Percentage change Index AuguSI 2019 nif to claw S&P 500 -1.61% 18.31% Russell 3000 -2.04% 18.02% MSCI - Europe, Australia & Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10% Interest rates on August 30, 2019 3-month Treasury bills 1 91% One-month LIBOR. 2.09% AN>NO[EOD5535512 hIPT000183453 00:01 CGS 9 0305750D4 YI 23575550 CCOCCO Pogo 2 of E SDNv_GM_00325102 EFTA_00197877 EFTA01307143 Resource Management Account Account name: GHSLAtIE MAXWELL Your MINCIdel Advisor: SUBS August 2019 Friendly account name-Ind CasliSaving Account number: SCOTT STACK MAIILYLE CASRIEL Change in the value of your account Cash activity summary August 2019 ($1 Year to date (S) See 'WOW"! acre* Nur montnleg dead liSanret in your Sweep Osore ate ,nduchld in tee opennd and aping basdot vat* f DK encurancoexpbes to &poen at OBS Bank USA and al bank; partcpating in it* UBS FCC inured Deposit arogam. n does not aptly 10 deposits al UBS AG, Stanford Branch. SIPC Opening account value $475,242.24 $699,954.77 woke non addle: to money market walla fund hddingis tul nct bank depends See/moo-Cant inbematvn about your ztreinent an theist hena paws dInn &ament kr eclat Deposits, including investments transferred n 2500 613,060 00 August 2019 II) Year to date (S) Withdrawals and fees, Opening balances $0.00 $0.00 nc lidding investments transferred out 409,525 00 -1,252,03544 Additions Deposits and other funds credited 25.00 613,060 00 Dividend and interest ncome 216.14 4,97805 Dividend and interest ncome 216.14 4,979 05 Closing account valve $65,958.38 f65.958.38 Proceeds from investment transactions 409,497 10 1,102,007 54 Total additions $409,738.24 $1,720,046.59 Dividend and interest income earned Subtractrons col OUVORS of Ors statement tenabley of Interest end deolind Income hen been doem-med from a us Fees -25.00 -25.00 tar leVorsr9 PersProrre etbedr4, 041 the residence of the account how!. account type, or plod[( type, some 'Meted anew dvi*ndparnenn may not be LAW to united Slates (U9 anda Pueno Rico MO -1,252,010.44 Income lays the client monthly damsel is MI Intended 10 be used exl tanned be relied Wen for UN Other funds debited -409,500.00 purposes. Cleats shoun inlet to the 40 Katie to ;epoch ng (own they 'teeny (Km UPS alnualy. Pith en the Form 1099 ape the rams aeo for la. reporung inkernerron n is the prame or UBS to fie the Funds withdrawn for investments avicatte vat reposing towns whit the US Intend Revenue S<NICI 34 PR lieteury Otthrtmerc, and in bought -213.24 -468,011. 15 loth teens arowatey ClE69ty dedenCt ado interest as la, taivo or unapt no:me neat (WW1 yawl mdwdual tat prepare, Total subtractions -$409,738.24 -$1,720,046.59 August 20i9 (S1 Year to date (5) Closing balances $0.00 $0.00 Taxable dividends 216 14 4,979.05 Total current year $216.14 $4,979.05 Your investment objectives: Total dividend & interest $216.14 $4,979.05 You have identified the following investment obsenves for this account If you have questions about these objectives, disagree with them, or with to change them, please conuci your Pesancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information abort your statement al the end of this document Your retool objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration None selected APP7C0030OSS3SSI 3 HP7000'80453 PM OBI 9 03057SCOI Y123515550 030000 Page 3 of 8 SONT_GM_00325103 EFTA_00197878 EFTA01307144 SUBS Resource Management Account Auiust 2019 Amount name: CHSIATIE MAXWELL friendly account nano: Ind CasteSaving Account number: Your rimincial Advisor: SCOTT STACK MAW YLE CA SPIEL Your account instructions • lout account cost basis default closing method is APO, Ant In, fist ON. •WT00030055355Ia mm00160453 0XICJI 0319 03057%04 el 23575550000000 Pogo 4 of 8 SDNY_GM_00325104 EFTA_00197879 EFTA01307145 Resource Management Account Account name: GHSLAINE MAXWELL 4UBS Toer Mmedel Advison Nienelly account name 1nd CasNSanng SCOTT STOCK MAMINE CASRIEL Au just :Öl 9 Account numben Your assets Somt pres. acone anclCdreel valis :hoven fl øy te xecamale. As a rasul. qm vad losses rare nol te acerdely reflecled Se Importe« becemeleces Maie Aue dehne« d Ih< end Uns de wert fold litte vIcm-atiort Cash Cash and money balances Oldencip tdarxe OdIng banne Ince er dort ove rede DeglenClItitertft IXT3 Ildeng cn Logt ($) on Aug 301S) on Aug 30(1) ad< Prio:1 onnod Ca srount ($) Cash -30,1.930.00 000 RMA GOUT MOKEY MARX ET FO 5a,9Ø.00 0.00 1 00 1 92% Jul I lo Jul 31 31 LeS BANK USA CEp ACCT 250J:00.00 0.03 250,00000 Total S0.00 å0Ø Cash alternatives Money market funds Clane meidet furch se naher inosed rot guaranteedtrythe Fedeal Deppen Inywarce Capealice a ane aner garemment nett. Irettutiond pree andirditutronal municel funds man Poet their ret atzet clues eugn er stete reue neeresi 111Øh GI ete«kg. 4! .CCCO Caerrenem and edel regne narrte (und nin erneue lo teresed d adde 11.0) Fiel MO ehre AMtodd recal manet (und, "O 14 Pesete Ile edue of )044 Mestmere d SIp)per erde. PaCOmable 101de money by neging in lese tune bles eiseitel oll* Idd al dl nimestes <warne n (an nat include arry cdh dgendynis rote Im Unearecf dadgein oc bus i, the dffeence beinen Ine tum« alte andthe toe batisadwotte Id for Ihe purpmes d delendring holdnegelan or tost Oma Tee steteel,OU redet eter time you gereray be ytar texte Gante Ions Iahe dorre was seid en 1N$ ekele. Tee unedlted RE Wend las møy reimet dgeena Welle e smanTe I& KI. nee lobt aluged for ret wo of Geld pe/ntmsla Ortet lockternie ee mened gan of 015 for le Core bus,, n la total parcere cod cd the secunly, aluind terneeneddederds TM COStba3n rrIW reerting purpown neid to to aluiteclIce toluin d capid perrens in Ofen 10 detainne IM allelfe CO« bagi Ia 1]t fereeennent (num e the <urent value rn nus de nun youinnta lt don KN induce indes Tal alt nal *Tab n9 TurToset renemoon your natemem, ifxiudnoshares ereil ree teen vedda I% her agen d alert. wire Ces not Indias cxh dedend tat wee noe remnited Purchase inne« Hunter twerage gilt Cosi Tee per Man, Wie on Innaule ensmed Keltin)) Fade, snavl per Mond/ Irrwernern (5) bit)) (1) on Aug 301D Aug 30(1) ogn ot (1) KOMM) itencd VBS PRIME RESERVES FUND 65,958 380 • -Timt ladnatron was enavaPlable • • 10000 65,958 38 (Al: 51.412 Cucrent deld 2.14% ord7000300553551519, 000180453 OCCe 0319030575004 Y12357555000003) Page 5 of 8 SDNY_GM_00325105 EFTA_00197880 EFTA01307146 Resource Management Account Account name: GleSLAINE MAXWELL Your It nandai Advisor: UBS A i_OldSI 1019 Friendly account name: Ind CaslYCavung Account number SCOTT STACKMANLYLE CASRIEL Your assetskontived) Your total assets Percentage or Coil €stmated Unteaized vabe on Aug 30(1) Tour vgicanst bass*) ennuiname 0/ gang toss (1.) Cash alternatives • Money market funds 65,9511.38 100.00% 1.41200 Total S65,95838 100.00% S1Al2.00 • Messing cost hoses inlarroben. Account activity this month ose Actisity DersaPhon anwont IS) Deposits and other fends credited Aug 5 TIJIldel MISCELLANEOUS ADJUSTMENT AS OF 06102119 2500 Total deposit and other bads credited 925.00 Date Activity Desopuon Ansaurt1 IS) Dividend and interest income Taxable dividends Aug I Dvideod UBS RMA GOVERNMENT MOSEY MARKET FUNDAS OF 07131/19 1.90 Aug 30 Dvidaeiel UBS PRIME RESERVES FUND 2)3.24 SYMBOL UPF0(X Total taxable dividends $211.14 Total dividend and interest income DSe ACIlilZy DeserPtori Amount IA Fees Aug 2 Fee Charge FED FIMOWIRE TRANSFER PEE -25.00 Total fees 425.00 Pao Activity besciption Arnsunt Other funds debited Aug 2 Withdrawal FEDERAL FUNDS TO Leah Salton inc AT BANK OF AMERICA, NA., CA 400,000.00 Aug 2 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Cohen and GreScee -100,00000 ISP Attor AT JPMCRGAN CHASE BANK, NA Aug 2 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman. AT WELLS FARGO -100,000.00 BAW, NA Aug 12 Withdrawal FEDERAL FUNDS TO Leah Sewn Inc AT BANK OF AMERICA, N.A., CA -100,00000 Aug 20 Wrthcibwal FEDERAL FUNDS TO Isabel Marcel AT BANK OF AMERICA, N A, W -9,500.00 Total other foods debited .$409,500.00 AfP7033000SS355I 6 Net000193453 MCI 0919030575004 5123575550000000 Pep 1 of SDNY_GM_00325106 EFTA_0019788 I EFTA01307147 UBS Resource Management Account Account name: GHSLASIE MAXWELL Your Rmodel Advisor: S friendly account name-Ind Caslv Saving Account number. SCOTT STACK MalLYLE CASR1EL Account activity this month «ontinveca Investment transactions 10 mye mfortnotim: &Out lit DMe/ :SIM :boom for resmcltdsecuote5 see VAPOInnt inforrootion *cot rave 'teener,: al the end of Ns :Roc ‘rnent 11we% from Fund: low:Went runcraym 1p ACOue0 Die Aanty Co:motion Otaltity vitt It) Pnar (5) camshont ($) icooltnolt: In 1311101 woorou (S) Aug 2 Sdd V8S PRIME RESERVES FUND -0.100 SYM301.. LPROt Aug 2 Sold IRS PRIME RESERVES FUND ,199,997.000 19%997 10 SYMBOL: LeFOCS Aug 2 Sad LEG PRIME RESERVES FUND -100,000.000 100,00000 SYMBOL uPRXX Avg 12 Sold U8S PRIME RESERVES FUND -100,000.000 100.00000 SYMBOL: UPFOX Aug 20 Sold lAiS PRIME RESERVES FUND .9,500000 9,500.00 SYMBOL: UPFOX Aug30 Rs-Investment LeS PRIME RESERVES FUND DIVIDEND 0.240 .0 24 REINVESTED AT 100 NAV ON 02I3019 SYR/0301. VOW< Aug30 Ron vestment 1195 PRIME RESERVES FUND DIVIDEND 213.000 -21300 REINVESTED AT I.00 NAV ON 0&3019 SYMBOL 1117R)0( Total 1409.497.10 -$21324 Date Annoy Oes(rOCCA Amount II/ Money balance ocenritios Sul 31 Balance tones's, 1503000 Augl Sold RIM GOVERNMENT MONEY MARKET FD AS(X .5.1.930 00 07/31/19 Aug 1 Bought R MA GOVERNMENT MONEY MARKET FD AS OF 290 07131/19 Aug 5 Sold R MA GOVERNMENT MONEY MARKET FD AS OF .290 OET02/19 Aug 30 Closing AMA Government Money Marketed 10.00 Iro RIM Goonnntont Monty matn Cobs your secondly :Atopconch AoP7C00300553551 7 1970001904S3 00:01 0919030575001 Y123575550 000000 Page 7 of 8 SDNY_GM_00325107 EFTA_00197882 EFTA01307148 Resource Management Account Amount nowt: GHSLANE MAXWELL Your Plitandd Advisor: *UBS August 2019 friendly account aunt ind Casnd Saying Account number: SCOTT STACK ma/LYLE CASPIEL Account activity this month (continued) Dar Adnity DescryIv, Amount tit Money balance activities Iconintud) Jul 31 Mann forward $250.000A0 Aug I Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS CC 07131/19 ,250,080.00 Aug 30 Closing UPS Sank USA Deposit Account $0.00 UBS Paw USA DepO9I Account 15 'tor primary smep 00loca AAP7CCCOOOSS355I 8 W73001 /30453 0:001 P319030575004 n2357555000= hue S of 8 End of statement for a«ount number SDNY_GM_00325108 EFTA_00197883 EFTA01307149 Important information about your statement 1.85 Runnel Sonnet hc. (the firmer UBS 'intros her Morn 'tun° IS.. thane° days ri te te ton CaPac ty. A 1111 <CO/ die poly wade.; es bailable 'went cr taunt and may not Imp Pro *1k Stoop. as a member of alprnapiuo.nty, ccnvncdfy cont you to Ina venture on sabch the Ma or LIDOn feCtdeft .rttien and options habaes UBS inaroalSobrces and LIBS Fob*" *Pend • Stoderee Wiling to accept cone nth to pnntpal and Bart USA an mired sLbsciartesct UPS A6 rd - horde act/ nano rd accare nude/ d any) Wetter the SIC premien ref the steoplanertal tolerate scan validiiyb seek bete rams if nem of WS Smuts11C the aim's Inane - Dasta• the aro. or be reefer you rea6Ve pecacion gob to: • Aortbave Wiliba to accept hot ^* l*fmx1F41ad statement it avalialr to:amount The Fern's mentot about and 0pLin x cis, assx• cal Will No • Cron 'runnel atom anvoied by find nchelof n hq, verity to ad. bonen/en ow ten °floes we at Wove el K n alb why you neollnxte YOks AMON yawl hi led away IrOMIBS f Arai • fralo•••-tfAgotty ConselwAran f veloctod, a Sawa Foe emr•ole talon (0,inteexebrodelt paten of We podia° for the aware may Mud& Scoff] IX. - Provele the dollar amore of to expected error ncLdnb yob* armates. and I.Jsaw, a nutaal earlier arategen, Unwed liaido, and rano 1200 arbor Boulevard finds registered mho nine of the roan, holder on 'rottenly Werhardan N)07COS The Fern or Cad bus sail nvestore your cemplone the becks of the *lbw a aria re -0), rd coal correct ary erns. prarptb• For resod areas • imminent cruets a nwsinent Merest, te 9. Statement Itouseholione IM 0/1~ 1(el:4,44M the ordi official Wad Of you maim? LCIS Vaaockbo cord trabsacto-n.l we tie limed patnenhps rid puree placements) hat re We may centoWleit fit related rowel itaWnerts loth lan Faroe Son,c(1ac<ount Other records. eakeed more than 10 Penns days to do tn. we Mllmde not rogerred under the Secuntin Act of 1931. the tame adders in the same ernekpe. e.g. because omen tar 00Curntrtn naming coracle., elerhocid sat attcown fee the amaat you the* le n snot. so Ma • Conwocites <cream (e fire on **charge and they hem owner, who abe mental, pin sawn nor be relied won I yOu they 6 rare a younil hue the use of Ow money dorm; he fine prawn metal <creel* ncludms haves rontricts rolabonshen wtholher clans al the bre oaten I racoon. pleat re0at it alnethatelf n reitng to the ties Leto complete or ne•slothan and towebdt`f Waco comraas. and you prefer to memo end ideal statements marled n Bergh Leaner of the offiee terra you' oxoLet • Depose accounts &rapt teethe**, of deposit al CBS operate ornefopet, you may cfrodno hoorah:Are by liens make all checks payable to te fern or to Bark LISA. UBS AG U S branches and to-knew cairn you inroalMeese Alta* at Man Raven we Melded lob* ac(uale. fnancialmittaien Mooted*, te front of the KIK hoard Dope/ Provnt ellaIeniert drag-cull ml be used ter two-awes ray stannent In add/ionto regular account, ton. accounts The S4PC protectors and the tmainnenial pronto" do Friendly Keeton name "Zenrex-mid is lams, ee. Form 1099. 5498. it envy be abaci to mantenrce fem. chrges fa late mil *pit to these amen itemnr they otwase appear The Hindi/ account Aerie R Stistontable •rekrurre• IOAFS tic )Men Team, YCO. raven the inn papaw for secure.; purchases and charges Ice u-pael on you sliernenh The SIPC protection and the chosen by you to art you wit, you reafdlatoto t mound be taw to repel TO te YS alluntie &glen*, arbors accents. Account ehz re bndtned supplementalprotection ohne wow agent* changes fin no lead effect on your accost is not mended to reportabbrirtnabb dnidends end !nab* :math! tootle( rnay be sutler, 50 a &nit/ lee the market vele of you. owestrnerts (whether as a reflects,/ water* or:1AL relent...alien, toned onnevem held n )our rant. net Craft* rest of market movement. mute barkacliY eminent *teethe a rd: profile anceuted with you a, safe transal cm. and eon base on <erten covered OAS Sweep °pekoes othwwitel '<earls. art it not a prone! of 'axle* that wrath secuines. CBS often options fa sweet ) cash berm to bark or any Internal mutt. <ri a will be xhered. At depose accost at nen-ablated bats andattired Dividend Reinvestment Program 03Fi'l • actrniatt adaa tent a loot nekbeg to nOt of Cownwnkationa with the Finn banks and money market /Null tenth (Money cede). • nem(tardier'. a,/ cralmernaborbons n uttrg Depose accosts at LOS Bar* LISA arid 4:n4Mb:cod The V" reflected a an anrale tea. Vey may obtain loss of nearer. renown You <an dunge you. the actual awe Iran )cote Iiurcal&d isa Only amok handy YCCA111 ones tea* Oran. Sanas or by to queer pram, you ntm. radng yob rctit bads palicaang a the UBS PDC:mend Depots *wet me esthaedutme DRIP. partial shoes roll be “nlacteg yoke frum ol Admor raw the Saul Os Haab Protect*, Act (S A) Program ar•FOC-nosed n accordance rule: sold rd thecaw:II be deported n you scco-nt The • II the finrcie cacao', on the fop Ms, cl the teat rot rmt riomtabon, plea. use rem Deposit dredged 'treatment once roped by the issue. my Aware okenriew of thud 0.104ntre anti IBSFelting SlenCla UBS weans at UM AG Slanted Brie and toes of dater !Kin the made Drat 31 v"ch toP arhal Owes • Veda of you eccortrpartfotia Net ol asses ani MANI 5HVC44 Calfet yet X<Oull al thereby Monty fleck re not Mused by the FOC resold li boon. teak w by arrarent evil the rocit‘d nand On • Atsen. Model avalbli<45/104eddifef.velJef la we Sensed ad., ed the relleknthia 'henry Bank deposits1re not protected by SIPC Monty fad Caehirtrliete Olatnal. tha raise hay arye.)0,11 knoll and Minn re protected by SIPC See "WS Inmost Sauces i ntiktadaluale (est), end Glees Tent Depoutb Secant PreacetcW below 01/ whale tat/ may b held m you roam d you are vreahted meat to market. and anonassets not held wades se localcd i UBS fnaneulSterces and not enteled Loa DIMSWO as a fault of a &Mend genre by Ow ;cm Does not re1ele werced 'tante/men We no:1,mq broker, and ycw ensl mike a report or ~roe. the Tem weether sell panel unn al the and a the prior and °mat astern:ea prods. a of rimer a amnion to both Imo upon rake masa barrow n the bat depute may P. rewbee awe a rope at rant determand tat a weadraim. and sham of a Maly!aril may be aerie neannwek wonted dock options and • As devised n t e docant Kretments, you mat regime' (learn) fl aky. and credo yob/ Klanl earCiabf> reed *phone rofify vs of any Olny, of Mad adolag ctecls hie:Wed and reamed, returned to seal 000., • dubltes whin dim biros otstring male. reflected a your claim/a *inn 30 doya after it was Wades land" lemmata/It objectives Malala nude available brat veal Int. shoe roam balances The rwestetee objectrres ad nsk predie are speck to • Cathaoney baron Total ol unmoved notable • Metes deal (Won'tr aniplinli a rfls*e to the Fate nfainston tout tradable sweep options. ear account and my va-y hewers x<ordt Yens Clem telaloniDeproment at 201.)52 • HA) eftdig <aim, interns reef andyields. o abatable al tat tulardea OA &poor taaLthai al altneed rid Naa seen• th•Fon proerplbr n writing of eV ncnafflubed bares, rd moray mate mate fund tol/ree 800.35.9I03, BODA.M. to 600 www.orbs cansweepyields, from you. Feun<ut Arise sada ant change you' fond maw a IT Made, though Foley, a in Ant rOtO CBS a by <afros BCO 762-10:10 snoop balances, at the coxed thr sternum prod ITailrTre objectives For each Account Mkt you Nrconenedly ION wed. balances ri your sam e. re enamel Sewn x.. CIM IteleMore Department. <homeore of the I °bang imminent dajwows net eeae anrd from other Defames ski the fern mug PO. Bo. 766Iron Cly. la 07081. • inantiol Sorokin account protection • hake& CurrentIncome arrestmeres seam the the Fern as a member of tie Sautes romta Pratcorn toe ryda thew Famed me adnry can ol • Al statements shall be deemed cornalete adnone generic. ol none air bares. Thew tench re payable neon your demrd. it not <bodedto n rang stabil 60 days Corporation (SVC). which protects Seturem customen • Aram* CopterAppwuron yaminwits siting Of asmarten bia to SS00.000 (ndiadro 12%00) for Dv, total is oda:Wm The curer% prod ekes, rebut. • for TT' seven. Cal lia4412.09% or from outside *math ot amp., ratter Man the genraten the U CA21)1.357.1495 darn for cash) &planetary brochure nobble won Mint Leans inferenetien • hose of errors a outstay ieCa an eledrorn rtg-e, a al me. lea or9 The SIPC owl Protection • PfceAk• COMisnatel 4:4160)eit 014004-0 for detailed Mention on the ferns lerdng prelim firth transfer (IDIM, tell parent a WS Vet debit grin;Pi toil accost that you hold n a prikular <vanity APPIK.A.00 etreurnerns seeking tar the generation ad &clown refer tops Clore Retatecenhp <ad transxtiam, cal 800.762.1000, or *Melo UBS of tome erl comb of principal Agreernent a daart durtailatt ardt*Gobral annul Sava, lc., ICOO Harbor OW, 6th fkor. The Fen *ether with cerlan *balm, has abo Pechowd supplemental coerce The rruarbm Terns and Cottons CBS katernent of Credit Fraction Weehawken, NI 07086, Ann RMNBSA Sawn Om& tisk;Silo salable nAgreem•nt and C•Cx busts anart payable to all Niataeclerns. colecirob under the prOtecbOn 51500 mlla1at of dieter 10. 2016 • Croons", Seeks to newtonMel catgut wth Dva. r.4 e-dat, red,dav Cita wale n soon as )0.• Nn. i1rad Fmk you Subpa to the polc• cord, tom and In trodn. bras at bar rid rid barley to the man metal. men if statement a recta 6 neap or f va.nted more that more the none does not genree ainner nicomplan about a tuns* cn the %lament a the fen n kohl protected Ice tp to SI 9 mace,in the iwt•pt the fern or Card beer (as arolcable)rnati aariae la all pa ecculs held n a probate SDNY_GM_00325109 EFTA_00197884 EFTA01307150 Important information about your statennest (COnteued) tem su - For tran teevee, tairg neonen-termes; • Ea garnauseaconm. went gele and ~es - We mine corroontat en Iran U95 Bar* USA, LeS Vors mentaal ~es moet ad etter Mets held dencmnstens, pree aal gurety Ilxe st) rnsy An «mee ot read /ere n barden sado, AG Surrdordeansh ad non alfdaadbras n th* anord at te ani of te fl emen, po-cd var Na ban »asled to *rasa* peper 'alaam. drakal and nile alt% norm? th snotn val t-~ au! cash ~Cp proga-m led enry ad tordeh<rya fuly pad ~nos at age irre To oUmnetereni quote:nl...hal malta?. contacl be heb fa one na kom statement date asend ~sr may be a ~TM, pa nou" fa or var ntai Wen. («uraan gal at ban tobteri altl gas Fnándul Adas. tnamay Dm «maté e enk, a gudelne, acaexy ma!, De a percentage ot ~ge dak trog • ang geblatedoe ontbeen Aryent/ge ad cenlnaml no:~ n not guaramaed balancen Vadeed totefan ding the statement endale • Meet* inwielments and Metend produOts. Earnrid mal mam ad <teem geldt« berd at madet vatrak d te end o# the statement Private ~ment 54<u>det (KØ dun ((elan l'11>PI Of ~in «ad tnebde a retun of Activity etod Witgele., Voorn ani gat egale mesenent stol galepal ee wilg gans n itheln teutte en nfornmion reordna ontman and Øa trots • (piber ia. h dettemneg (On baks ofte wart« ad gruttendgod-ets ae gentraly hiyhk interne fad wamt Welob noodt. omdat& ~led n to-netten mei Ine enoaton ot naai. worda indook!! n am alarment. gnoe mica/d ilded Ciertan *uiver, troetels hare not been - Eginated arasid narerdtoreol geld and te "Lag gaten vereactens nettet nduded en wth th* nart« Le5 Front& Snees has eend rmactered och th. Seoulos and Tachngo schaal none ad Weid onsto be bon ee Imker catnntons prenany 'omdeed to >0J, and wil be lan Sommen cblaned hom sauna ot «tal U3S Carrnosena u-dr ege stele stouts tm We Osende ntenstedantoure Pronded to go tomaat, onree~ frieg Seroces. reludrg racematen kan nota provele *sieraad yaleslot praat* netto - An onnut* ol aamatrod ',coma (dvdord ander Motorttut you mag haar gemoed to yes tinrede Irma' sonates re/ rust Ved uotlacti to. nlormahenat infant) deded by theetante malet Short Delling Ilweern does not odeon-eend; venly or PsPal“ ook, Ai.nnot d no graalmoa soldavano Daim> e~ antal last dodend you reengrpad n short wang a warm, >eet may ~riet the K<VKyw valbat of ege Aalmem - These vita insy dal« stinin140,<Itcenceoes. a inwast payrnent mag by tral nam and nut a ~ge 6» 10 gein banaan, cons la tel Øoranaed ty sorces ot« than Fnancul Sagen. adelboek akhough LOM inre ed Sames genera taiga thn ~Ming ft o retened the trin age, *hit a prent ~omen' 54(Vity Or *gewed omdat ma; btboate a sold sid do reos nnessody inraam the vale pm enry regie ~ren te leegar/trost t vnl be neb la one ga kan te st strem iiste c+ oftemat". Asoracy cortiard pad se not garnerd. Pato..lr seority. Open adats Ø rot endt any astrain tal tee dentalcl gaan Sauidnon. togtoirg open of g:ed otter-nekt orden taf ~CUT bate' ad •Urnateedgirlloss- - Ihrd party onttrok, of vale sex ei *celen • Aura not SIM be VIS linancial 5•Mow. Celen meeroe ~teel by age namat date. open bug and *mam* at os ~date ot te «memory Agueb, dak and are yuppink Minimal Saven on Sneb" nat heklby t Fan andre Mem the sal slop orden se 'wand by the amant ol ebido-ds okay. dalro reyen *PS roemama malie maft base by n edelwant Marion fan leng posumen or <inrol These ~es n «eges cri re eed...den:ha ex arts date ogen geduw,' tale decnves, da tav penows « - item. ~ai pasnee«Mama altraad raio+c drodytd en yw natroned lor Som de:na nstructed «Snese by You ae respornbb lor "enne» Actoantt aansla.] tot* hm mat dry, are ~Stel teteFirn by theear. atpow< «ly Octant and vake< peeeented ae adat leut åre ew(kAtd dat log.: latte to otXta rel)", galedims Asmam only lor h perod of waalpanne' or sponsor and may be cablated proØbyta nsurg hem biti Fna~uiSeencni ~Ping °Dan orden hee tiry se hed at re Fam. More hetere& Damden «kat« nharneon trom thai rad by not onvast.> led Ion rronnaten a-ddoesroe reennahn ca be atledby >cue raren, a oto, 'bid potas to deme eer esimated wen oenig ns a‘corry ene adats n rol gogen) Men • Unreelited gaindosses neen dames ~lage, - You tan drain adStinal Hemmen regnorrg byWC a the Frees eadranntst SPC *taverne To °baan a gay of ar demi Client Privacy Nog*. mansted yereiged~Oom ee gkuteedfcr ta wed toaften-ene the eenwed ohm~ >tv Femnatetteer ee wit cv wobste nivelut wcuroy bh De onrein dag. for vake ni the date ot te reennationthat n the • Beraamt sharing end addiganal meebalen at yvem.c.t,reavornanroat rchrolot ken mater ~enge nel krt«random buk lee the entrutoby <gaatten yots Enantal - YI addain to onnesseen en laks and 17h. I km - Let5 Fanaat Seroces è rotator* The Ith14, Baren chrgat ader ganty gOegn2Xna raagt Adgot rotwed neonneon wit, the dakyam of ~Lol Snees Account BSA nol MAA we &gram Orndend and aha gen!~ tors ant vademt< - Thrd party enrroled valies maybe Slaand as hands to os genas we andke os natte regio mgonit wheh pandt mat to Dring wroet and ~uw bst ro <och cc/TOM to daag/ ce. 'Nat pased' en ~at smalrang aten n neme tang paltsen. Iran domer and« pralen drast rang!~ wen :Ahmed bres amagad lot " Traclle date" <Øn pntynts the rdiptalint vatton lamNi rot Ølod or acht:na tronavl trek tm sporol tag and ot« thretplrty balla and ronet reen to 0-dradkarnagen aide date inabk to asgil a vale ~we Detant ~se nam are banden tem dato-ent talerose: g nsu,"ce and anrorty vod" isred by "WIJK, • ealtable muffin Wit»t gehoed dak am tal a maknid ment Na geared tal mat Odia to non of saki by llEtS ok a etssla Inlaat Ihrtaarty rovane <</nPlnon trotst engen tals mue• gab lor *NV Fedemobon wal be wkseed ~V ~ad raar -nto giettien, «eren a had forslat to oor clone% and Gd lal arme rat» o# a adercy ordos of tel FrontulSenees naartallg by lot Iran arena ai wortes od dal var sold be Nyly spaakt., daglo te rare cmitnia nxnuOkni Is.iy, shot, Add al 'he - heramege, ~ra. ani a-nuky prctb esse bed n out name ot n nonret name lot ar of the money fim - Dagl FeK ~red • do badt quanta May lost. vale <bents Cal lense ~kon n obtaned Item tred - Men~ an tesi, ge rorl partner er cps-ace - We adat alf tune ah» recem netwodim and - MIA Itesarce ~nemen, kaant Binnen prees ard as gong, rs nol garanteed ()dm <al matlad valay i a tnanny ranad valid ambo. aanlag lees n conagration lor transfer Saneet AteOtall BSA, PolA and stamstaal huts» fond mag ani went cola aften velt (Øleg potte. the »be of te soosey wil be deken nam unies Pui fa porti* to te nasaal fan& Manra en Maart re rent wed snee maks d ~ce. wit be cronted stern eggen tom es gachase pree lhno ba g.net" repal han mime ace« n Lei troon., Smet te • Priostralue Prees elabyad ler savais bid oter - -06trixa ons to date' mag rade redrnol le rn.tualkrid and we Meed &nv amen baud - VISA n ar/gewed tadamart Owr,W by via paf" ma,' be Iatm. Or ba< tin tro pee that opaal, norm a bod, en to runt« of =cum at IN becar-okale Mom ons SaaW41/4 AtWubal and Med inde< yoowould act.* mono n te Mark« Prat n ▪ -enorui cast We' regelend te MM diamg hodtg ~uil funds of th. I urd lam ty kent the Lei Is» credit tot vad the leS Visa ~me reol ond Party»nes *tut ne pree ps erg and enry ro relled SOV «ni base - In addtin me conenagnsrnand n carection deal cards n naad by I.S5 Sant. USA web below to be !etage. ba ne do not galasnee Oor - Dit ni Wind KIT sames se roe kneden a wit te sale ee diabution ot sneb «neg% ad gemaal IranVna USA te aporadd Motet a«u•dry. nettenal mofRen entriae, and re omwaai tnt nwstnnel bat unts logs tiert, we ida tradrins, re alted tradernads. servet mek, and - We gen«eg uw te obsing pek* aten~tabla or skrid and am d they ca be sold. the eng as "koe .temt .enret, ~int ~maten mg~cd tarwe markt se el thee respect.* the men ot thebd and rd. arken la bied ~red mat be len ta, to per shake eninated kom may ot the ', farce ~net veltemeng companin 5W.Idet a-dopten, Wat beieren kr OTC rak.* promoot, n the aztani gummi • arnuity<ererses, reins of ene nosset watten conganet a spanen of the unit fro~lielt Indlt UB5Fnenéelkeview Y,c Rov. 701810 - Las aemy ~~~ may D1vod Mer a • Ren naled~stee arranciad ~dm "way medittlauTO Matmmodel ee the rnon mem Fase `we n not «trery togble ror pik safe tleS Fenol - b addain to gmlonyntrettmd Iran the cganed and may ren teflon a, >Mul makst vice Senan Mts te ming voce of to treesteled stock geduw and sak d talasies fint. we ander os or valt. of die stee slum as an inpUltd vak». lor te afeiste regye an asset-bad reserve Pakro - Canon ~ken mat speer wilhoul a gig and renrkied stock for Danses of ta M<Ø onry. To >amen, kom NedShird ohniaalors. as ~II as Milten% • wc. wand malta.' d we oe tre <neen dm fetaled staat a se <Nettelor sak, fundiny (oe ledviolow okselopment, tranig and knot* to ebbe, a voce fa a seonty- te vake rneMed mag be te.bstitnititt leef Kin te *data en - Oepons w teostes deramnred in curna-~ inputed vale taan. - Cm starts aha reces. Fadeg (trim." ad «her than ut. doen ramleed at th* ~har eter carpensatkin from rolaal fr.* ad rema-ne rate ad the -.goeman dab talspant ahra groabott wo danbos SDNY_GM_00325110 EFTA_00 197885 EFTA01307151 UBS Financial Seneces hc Prwate Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 September 2019 ANI7C064672170919X/4 YI 0 GHISLAINE MAXWELL Account name: GHISLAINE MAXWELL Friendly account name: Ind CasIvSaving n Account number. Your financial Advisor. SCOTT STACKMAWLYLE CA SKI Phone Questions aboutyour statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeUne at 800-RMA I080. on August 30fn on September 30 (31 account Your assets 65,958 38 65,997 20 tasit es or wobsitra Your liabilities 0.00 000 www coscorni fnancialsenuces Value of your account 365.958.38 $65,997.20 Items for your attention . Nola protect yourseff from fraud and renew bank, credit card. and brokerage statements regularly. Also. gel your free «odd report annually from Sources of your account growth www.annuakrechtreportccen Tracking the value of your account during 2010 Vale of your &count 1 Thousands at year end 2018 1693.964 77 Net deposits and 6,1447 -1638.97544 vsthltaivals Your intestrrent realm: 4.20 401 Ow,dend and interest ncome 15,017 87 Change in 3;4 0176 moo martial value 1000 • o neummume660 66 400 Value of your account on Sep 30. 2010 $65,097.20 Dec 2014 Dec 2015 Dec 2016 Dec il)17 Dec 2018 Aug 2019 Sep 2019 member SIPC sairstooccsoc6suni 7 NP7000300iO3 OCCOI 0319030575004 m73575550 10010O Page 1 of 6 SDNY_GM_00325111 EFTA_00I 97886 EFTA01307152 Resource Management Account Account name: GlISLAINE MAXWELL Your Neencial Adviser- UBS ::•:.otenioer 1F' Friendly account name: Account number: Cash/Saving SCOTT STACK M WU/LE CAMEL Your account balance sheet Summary of your assets value on Percentage of September 30 (1) your =OSA • Cash and money balances may include A Cash and money balances 65,997 20 10000% Your current asset allocation avaiable cash balances, UBS Bank USA deposit B Cab alternatives 0.03 0.00% account, UBS FCC Insured Deposit Program Bank accounts. UBS AG Stamford Branch deposit C Equities 000 000% account balances and money market mutual erred sweep balances. See the important .inform/non D Fixed income 003 0.00% about yaw statement on the last two pages of this statement for detals about those balances. E Non-traditional 003 0.00% 0.00% Total assets 565,997.20 100.00% A Value of your account 565,997.20 Eye on the markets Percentage change Index September 2019 Year to dew S&P S00 1.87% 20.55% Russell 3000 1.76% 20.09% m5Ci - Europe, Australia & Ear East 2.92% 13.35% Barclays Capital U.S. aggregate Bond Index -0.53% 8.52% Interest rates on September 30, 2019 3-month Treasury bilk: 1 84% One-month LIBOR: 2.02% Atau007—^7218 rie7000300103 00001 C91903057%04 x123575550 100100 Page 2 of C SDNY_GM_00325112 EETA_00197887 EFTA01307153 Account name: GFISLAMIE MAXWELL Resource Management Account Your Financial Advisor: SUBS September 2019 Friendly account name: Ind Cash/Swung Account number: SCOTI , . E CASRIEL Change in the value of your account Cash activity summary September 2019 (SI Year to dateII) see Account actny Ulu monthlu do ti Banes on yam Sweep Odom re included in the opening and rising balances taut FDIC immune. sacCes to Spools at OBS Bank USA »OM banks partcptrq m IM UPS FCC hsured WOW PrOcern II Odes floe say to awns al UPS AG. stamiere BrdnCh SIC Opening account value 565,958.38 5699,954.77 prole-flan;sloe: to money Markel sweep fund Eddins tut net bank &posts See0oportane inbematvn above your Sewer r theist Moons d IM document der eclat Deposits, inctiding investments transferred n 0.00 613,0W 00 September 2019 IS) Year to date (S) WrIhdrawals and fees, Opening balances 60.00 60.00 ncluding investments transferred out 0.00 -1,252,035 44 Additions Deposits and other funds credited 0.00 613,060 00 Dindend and interest ixome 38.82 5.017.87 Dividend and interest ncome 38.82 5,017 87 Closing account value $65,997.20 665.997.20 Proceeds from investment transactions 65,958 38 1,167,965 92 Total additions $65,997.20 $1,788,043.79 Dividend and interest income earned Subtractons for pupates °, the Wien-ant larabley or Inkiest and CIMOtral Interne nas been deleenned Irma a US Fees 0.00 -25.00 to Mann PeoPt0Ne Bated tarn the residence of the accent hddet acount type. or pn;Ost ts:oe, scene interest andor cirtUncloarnents may not be sttalat to Ur:Ma Sloes (US) anercr Piano Rho (FE) Other funds debited 0.00 -1,252,010.44 Oxon* lam The (lien monthly state:T*0 Is not intended 10 be Ned SKI tann01 be Sled tarn kr Its rotaries. diems shOokd to the alaiStifle der Indring toms they receive horn UPS annualy. such a the forted 1059 and the Faint 4613. for to reprong intormator n is the practice of UBS to fie INt Funds withdrawn for investments idclicatta repotting loons with the US InWnS Retenue Sande and PR lormay Won:mere. asa in bought 0.00 -468,011. 15 turn torn accuratay Meaty (hyaena ands interest a tar earrpt or ware aeon Heal (Orall year inekidual tanpapaw Total substaovois 60.00 -51,720,046.59 September 2019 (5) Year to date (5) Net cash flow $65,997.20 $65.997.20 Taxable dividends 38 82 5,017 87 Closing balances 565,997.20 $65,997.20 Total current year $38.82 $5,017.87 Total dividend & interest $38.82 $5,017.87 App70005006e672I9NP7000300I030000I 031903057SCO4 Yi 235155SO10We page 3 of 6 SONY_GM_00325113 EFTA_00197888 EFTA01307154 Account name: GleSLAINE MAXWELL Your Financial Advisor: Resource Management Account $UBS September 2019 friendly account narne*Ind CaslYcouno Account number. SCOTT STACKMANLYIE CASPIEL Your investment objectives: You have identified the following investment objectives for this account if you have questions about that obieChves. disagree with them, or wish to change them. please contact your financial Adusor or eraxh Manager. YOU can find a full description of the alternative ^ vestment ottettives in imam-mot information about ma statement at the end of this document. Your return objective: Current income 8, Capital 4:V00300i) Your risk prefik: Primary . Moderate Inetment eligibility cceraderation - None selected Your account instructions • You account cost bass default closing method is AFO. Ant In, felt Out A hP7O0C50C64572Z0 NP7000300103 00)01 0319 030575C04 Y123575550 ICOICO Pogo 4 of 6 SDNY_GM_00325114 EFTA_00197889 EFTA01307155 Resource Management Account Account name: GFISLAINE MAXWELL Year Memo:id Advisor. Pdendly account name: Ind CasNSaving SCOTT STACK MANLYIF CASRIEL UBS September 2019 Account numbest Your assets Some pod,. Kome and(vinyl cdueS Shorten may be corororroe As a rod*, cony andcodes may not be roue/N) reflecled see import.« Alamafro, e.toot 'out rseteepene a the end ol tils ekcumere fee mere infoimarion Cash Cash and money balances Cam and nosy Dame: may indscie avniane rah balances, UBS Barn USA ~at account balances, utts Bavl USA andll UBS cowed Fegen dank depend Aran Moves are horsed by the FDIC nliNn UBS sere moved Rogan Sant Laances, UBS nG Stamlord Blanch ~rod account 'ninon and money aroroble icon, but ate not prae(led try WC UBS AG Stamford Bia« depose account planen ale not ~NC ~lid indite lurid sweep ~Ices ty rOiC and se not preceded by ScPC ~no manet Sang balances ace protected by 5K but ate rid enuredOf the roc See the important refonnx,on go«pue sleteesent at the end or this document for cletals about dose bronces CI:erieg Oda/X. Closerobalrme 111ce per share A*tas* DNIderIlitleleS1 Darn ricking on Sep 1 (4) on Sep 30 (I) on Sep 30 CD rate Period Period Cap anount 0) U65 RANK USA CEP ACCT 0.03 65,997.20 250~00 Your total assets Percentage d Cost Estimated Unrealized Wave on Sep 30 (5) lout account bans GI armed income (SI con« Ion (0 cash Gab end money balances 65.99720 10000% 65.99720 Total $65,997.20 100.00% $65,997.20 Account activity this month Date minty OesceptIon Amount IS) Dividend and intemstincome Taxable (144:lends Sep 3 Cindery' 08$ RMA GOVERNMENT MONEY MARK ET FUNDAS Cf 0&31119 -290 Sep 12 Dividend U05 PRIME RESERVES FUND 41 72 SYMBOL UPRXX Total taxable dividends 630.02 Total dividend and interest income 33822 Ar.700:60~722I W7000300'03 0003, 031903095034 Y123575550100100 Pena 5 of 6 SDNY_GM_00325115 EFTA_00197890 EFTA01307156 Resource Management Account Account name: GMSLAWE MAXWELL Your financial Advisor: UBS September 2019 Friendly account names Ind CasteSavIng Account number. SCOTT STACK Mesa:LYLE CASA'S!. Account activity this month rcominvern bwostinent transactions lee roe inktinallon about lK pixelrah< 'SAWA for rtlIrKleCIS4Ku abet see vsporont ofornanortabour Sour Netersent el the end of tNs oXunent Nana km Suna Inveltment anbOrsernIcr /Nova Wte ACtrxty Celt Inter' Ouinirty vat/t(5) Price (5) Namacbcos (I) investments tocupt (S) r merest (5) Sep 12 Sold MS PRIME RESERVES FUND -0 340 SYMBOL IRR)0( Sep 12 Sad FRS PRIME RESERVES FUND -65,958 000 65,9573 38 SVIV8:01. IPRKi( Total S65.95$30 Date Mindy Desagica uncurl (5) Stoney Walton °dividers Aug 30 Salomon forward $0.00 Sep 13 Deposit UBS BANK USA DEPOSIT ACCCIJN7 65,997 20 Sep 30 Closing UPS leak USA Deposit Account S65397-20 lie UPS sea USA °epos° Account is your wirnarytweep cotion nnaa30:5036•57322 rt7000300103 MO C919030575034 Y123575550 ICOI CO Pogo 6 of 6 End of statement for account number SDNY_GM_00325116 EF1'A_00197891 EFTA01307157 Important information about your statement LOS Canal Saran Isc.(the firma UBS fatal hear Novaya no Ire thanCOdays ri se a rem rain. Cy. A hal <ay of the polcy %rodeo a amiable ace,* a mime ant may not Ye0 Pao alb Sawa as a muted al octopi seamy, canna:Sty coil 5ou to felt anemia al *Itch the Erie or soon wart and ahemmar?, LOS Faecal Scams and LOS Fob*" aeral • Moan. Wing to accept tone nth to pnncpal and Bart USA re abed .(mien a LOS A6 rod - hoed. %a./ nano rd acorn ante fat any) Wear a SIC preeclon roe the capplantetal feint. sane matey,' sea bite return Allies of LBS 54cules ILC 'Meant InrW - Dada the error a the renter you so kilos. potation apply to: . Anse Wilhp to accptmine it to pnncpal rd lament it adialtuna request the an', edam. about and npLin *der* asytu er )co • Celan lanai atom or/rated by ad ridded n Pio rabbit to tick ho ()mint ow to often re at Wove el K r gm"' a why you nen:Imre )0.0 AC(0411 vale) toe hekl away ROM UPS f Arai • fraltner-tfArAty Con:drew. it I toloctod, a dormaan Sancti For email< <elan COantrexesrodah, paten of the podia, for Ni ow valud• LOS fnaxyl Sena% ax. - Proate the dollar arnowit of to maned error. ne.drg drub* excites. and BO awn a mutual earlier array., Unwed liardoir and Term 1200 Harbor Boulevard AAA ranittral nth. nine of the scrota holder on Walk, Wawa-en W 07086 The Firma Card as will nee:tore your <emplane the becat of Me arra aria nee), rd unearned try arra priratb• For raped iron • fragment (coats a nwsinent Merest, (a 9. IM °annum remelts the onty Octallifted Ot )W arta? LBS Voaeckba cad uroacto-n.l we tie tented ortnenhiss aryl aerie placements) tat re VA May cento-delt oil retrA0 googol itaWnert1rift LBS Tarsal Sent(% Want Gibe. Yon. .**91 trona thr 10 buena day; to da to. we sull made not rogand %ma the Secunas Act of fait the tame address on the sense erneka, e g because of4.c tact:warts. eageing oracle., elaa shaid Axe Want fa the ammo you then la n mot. to thi • Commocite <erracit (eq, fire on **charge and they here anal who abensibn pitsoave rot be read Lagn F you ale* thee 6 anew a wood has the use of tenons., dorm; tie Imo e pricy metal <car acts/, includno furies contracts relational» a/bother clans el the sere eaten I rap" plate resat A annedately n reitng to the tabes LA to complete at awsloahan rtl taTerodt <Taco comraas. and you prep' to mar end rolli stamens marled n Bergh Mager d to office area rats .:cart. • Depose accounts Baia scathe**, of depose) al U35 apart. eaclasot, onsarciactne hover:oda by Flaw make all &nes payable to te rem or the Bag, LISA. UBS AG U S branches and bras n oalrg yap' Seismal Adria Alta* at Mures Pawl re Melded lob* arcrialo. lanai nntaicn Maeda Iv freed a Ma MK Waal Dean Proorrt staleniert icyy not be gaud he tar roTosos fay tinny. In add/ionto nova accove foet accounts The SIPC pretax% and the twaitmental pretax, do Frieda accowit near *Zen re-md to tome, be. Form 1099. 54%. may be abed to mantarce fees, throes to late rot apply to these assets (Mn if they otenwee appeal Pe Feebly account nine re a<Wont+. •rucknaft• IOAFS Tic ) TP*11Prang Yeisa tar man the Fan it ammo fa acumen purchases and <hers fce rapid onyx.' era entente. SIPC protection and the eaten by you to Punt you wit, your recordlyepro t reputed by taw roseate lea OS alluntie &ran*. rant n ash reams. Ateasts chi ate roansfand supplemental protection eh rot protect agent ranges has no kg. effect as your accost. is not mended to reportabbnntwabb dndends and table Plies! to other mla sa. rnay be wheat° a &flier lee ri tne mike. yea of yas antrneres (whether et a read any graw. prod.AL reanadia. toned On %Curet. held n 50or Klaft. net Craft., renal ol market movement. recur barkrWya marmot <bnewe a re& made associated wit pow M tie liner at. rd tog basis onoatencanted IAS Swimp Oplkwas othestiel acorn. rd 6 not a promo* of guarantee that wrath :roam LOS ONO OriOni fa tftePrO Crib Rant, to irk or any faunal result aria wit be xhewd. Al deposit acearm at ncesalluted bats andattired DividendRainy's:want Program (I)Pi') nontresint /Woe Ilya* or lac rctdrgte nor of Cownwniations with the Finn tants and money torte mail limos (Money kr-ds) • Pease ear lier% el oral annalcations ri intro Doposa accosts al LDS Brit LISA and egn,r4Argo! The TTXT *hood b an Sneer era. rya may obtain lots of the area natant You <an dunge yaw the algal Prce Iran oar Inanc,i &alter Only nftle handy roam names enough Oran. Santos a by to ',Fehr Taal your rgFm. aktorg Year bards priming a the UBS RTC:mend D ram me me thamd unde DRIP. partial 'hoes toll be Oillactecifte Truax tat Admor vide the Savers Hiner Protectal Act (S A) Program a PDC-notal n reactance inks sold andtheash WI be tamed n yens scco-nt The • II Metaled cacao', on the sap lit of Pe font Ca are riomtahon, data use war felcgor. Depose dodged reagent,* once RoofedIN ter issue mat Amur ovenriew of thit 0.10ftir. anti IBSEntail Siena. LSI saarrif ol LOS AG Strad arch rd 'hoes of diner lift the make ate at whet% *e analam • State rat ex/ ecoatartfotiO hr ol asses rid MANI Sows atm your roam at arm) Wow Fink re not axed by the FOC re soil kiadas. add by arra-rent wit% the rckird r61&A .5n • Asters Wades nibble ashbiros. atm for we Saved load the rebeknrO nanyar Sant dtpotits are not protected by SIPC Monty raid Cadarliata oanal. thoraces' h Bn me. you filth and tarts re protected by SIPC See "LOS lanai Sauces nitrithd woe), (ere and Gobi Tent Deposes, Saari Prolectai below Cat waletams may be held m you ream d you" smealed arts to make and (man asset not held wades at laird r UBS analSenses and not aria. lea Delhi! Wit as a retiall of a &Aland ware by arm Don not nada waxed nava/men IM nvoctxng ad tcw meal mate a few or ~roe. the rem at eller sell wad ads 11 at the end a the prior and caeca °stamen anode. a of sy ma a ammo to both Irmo wan yar brricot ntio brit tloptac may hi nude prat:except al raft determased by a *ream% and sham of a Ucnry!aril may be paw orestnwert vented doe cyan and • At dashed m Ike occaal Krements, you mat magend canarrey. rd (tufo yore Kau. maroonb no atom nerdy vs of any swat of Para amino Precis and the proceed, retired to pa ct ,PS Unties liars.. • tablets MLA. debit Pita% ontrang nuegn reflected on your graham *inn 30 days alter n was lareadowanteilioctiros 01514.0 nude available try vests Ira Ian roan balances The eastra-e <beams rddk p. yo weak to • Catheroney &Aron Total ol unsnap:oda.*fable • PAM Oran oynonft aniplirdi a Vftwirt to the Fate nfammton tout tradable sweep options. ear account and ray vary bear your ci rem% Clem Ieb1<t6 Deparithent at 20I.)S2 • Han mclaing current intern rico and yields. is aatable al oath totaftep pea &pm tolLiftt al aft died and Nap. rdwo the FmprotWebr n wrongrb, ncmaffluta brit ad tro-ey mate mita turd ce tol/ree i 800.35.9103. ITCO A.M. to 600 www Ws cm(sweepalds. from yov Ftan.ul Admscr fly W %aft change a your maim a IT Moldy time Foley, a in was nytO LOS a by <atm% BCO 762-1040 swap balances. at the <boot the gamete peed mine. Object... For each Account hitt you Nan-cormedly nee cad. Patinas lips sayn re Faunal Steve%ass.. (lent Warn Deportment. cameone of the fon:ming imminent objatas not seat anrd from other babrxes a^4 the Fern troy PO Bor 766 Lhon Cnp In 07081. Leif Mendel Sorekes account probation • Parka CurrentIncome arrestmeas teen; the Ihe San is a member of to Sava; aorta Protection roe ryc1the lugs :.the adnry case ol it • Al stamens shall be darned correlate ad atone generic. ol axone at harms Taw finch are payable icon your demrd. ii not abetted to n rang wan 60 days Corpora (WC). weir watch Maas outman • AnIen•Coptaaopwiron nammeetaac of as madam to 1500.000 (includext 1254000 for Ter total n added m the curet prodcamp nen • fa TTY service Cal ilia-612.09BSot Iron °Aside growth of areal niter. Pen the gamier nett 2T11.357.149S claim for cash) atlanatory brochure nobble won are bade; inkeenatien • h (Me of ton a Oren" *CAA an elatroa 'net a r mereSOX or9 SIPC owl Crolfttron • shoat Combater orinotme salOOti lints;pet to if account that you hold n a prikular fa detailed Scallion on the nWs leering radices fink Vanier (DM bill parent a LOS Vat debt! AppreosKon atreurnerns *erg tar the generation rd &clown refer to far Clore Ratateoenhp cad Tantaliser; cal 804762.1000. or lora to UBS <vanity The rem, roarer with cerlan *balm hue also of Boor La comb of principal Ageernent a at(0.01.iyeihreint andP.Genial f na-mal Swat Pic ICOO Harftellisol,6thfkor. Terns and Ca.:tons LOS kaleenMt of Credit Pralkes Wenn..er, NI 070314 Ann RMNBSA Sewn lartrowd supplemental cosine* The rroarkm rev. payable to all egisae deem. colecirob under °nal titan. Boa salable nAgreem•nt and C.& busts the oration 51500 mica at el doirlief 10. 2016 • Camara Stet to anionmlal conctnt reek al ivyv ch. rernThirmini. an mile as soon as )ou<a.1taa Ma %or Sae° to it. polcy Aridly % and Interne.. On. al bas rid( ad.drily to the moan anal. an if statement a receipt 6 mug or I yclir need more the mean the awn don not genera remnant Sarnia . efta a tinter as re gainer. a the eta a Art., protiend kr a to S1 9 miler in the meg the Fern or Card bps fat ealuble)mad aggregne for al you aacals all in a prickle, SDNY_GM_00325117 EFTA_O0I97892 EFTA01307158 Important information about your sta te me ni (COMmued) Yew sate - Pas «news hscveses trading n nonicrienn; . la (estanate4 yields and ruven. - We owei* correoniato, Iran UN Bel L6A. Your astemesse Armes metes ed ceter nuts deld denomneces, price ed ante, (lace value) my An namne of arva none is bezel nn current AG Surdord Chinch and nealf .1.sted bras nee etas. Y the end of the afflismeril ynrc<1 You haw been »utled to untie,, proper valuator. denied and ~rain, «urge. seamen &I *resat. our cash Map pre/ rot NI enry ail ta 6:Mai:fluty pad stones xytoro To obtarmsrad quotation.. when nobble, «dad be heldua one yea from emend dale a abl CernpnoSafren may be a ~thy pa secret fee a You murraene when*. used at loan <Arra Om yas Ffundul Minor mean threes:Mate any a gudetro, afanCy may be a wants:ad ~age dal, depart • ing any bolase due on them Arr wcurbm ed catnakil mime ae not guaranteed telexes ordered ro the fem dreg the statement pen:Owe • Prima inveaments and strafed ~due. Ennead mad mane and canard raid la heed el met« aka« of the end of the statement novae nwwirneni wastes (rClOnq deed <elan MP« Of ~ion toad inckde net" of Activit? tamed 11.16041Cei MT«, al /eel Watt roentastnl lutt Preece' a Wittig" n talon <wean eft Munition regsdroarnmnsem and other ~an • ~bd.& hdttemneg the <on ban of** scostet and strummed prodacts are gentrify rep, name lard anent yell would be °wale& incurred in to-nettle win the neon of treas. sewn« included n eksamme *Sege "dated iuyd Cain, waived trodais hare not bee - bladed arnma mane ed oral Weld and the reladeg gone virceans hasteeen ncluded on was the nurrte l8C Frontal Senn« has Wed readered nth the Satin« and &clung* actual none and yeld mica be beer a het* Ccesliernsinny r 4,1~ furnsMid 'CM and va li be a ref ormaan <blared Irons ~on other Man un Carnation a anda ry state sten ben We the, the earorted amounts ended to >co tromd/Y an neaald nancul Sax« reledrg ~nee kan ~ha provde estimated vans tor plate ~we - An onmasool rmialrod income (dinclord ender Irma due you may haw. proeded to yaw lensed wares ed ~lung ;nodes fa ntormaficnat Merest divided by te cum« meet Shen selling Admix Te farm donne ndirpcnintll vollya 0,-(0:4“ any ni.n.eley 4 net guaranteed ~beige bale« A~ on the tart dividend Il you re .gaged n that soling a seamy, you may gars". the xo..r dcy a validly of erg dogmata+ - Thew esteem* OM« sibilant", kan anes d ex mew pa/rant madebites man and tour a °woe A* totalan barowna oats fa that any, ai which a pr wale ~anent 14<ls Øtraded scisas other than ILBShuncul Salo« akhough nrc Serve's antra eaten** Monnitie as t o mewed the firm structured product may be boat* e soll ed do not mi assely inseesert the vela yter mw receie awns tie ucat widepost. wit be hb la one kan the st seed bate or untilmeaty, Acosacyrdeortnuidyad se not garsaid, Whale security. Open eras« does rot vow* mny 411.0"44 tat de nlarnalen Lian Souidadon. Pagnhing open or 'Ted idloteakt orders that ~Cost ban' a-d • Urreiced gad loss' n - Dad pst, «linen of »is se as of • calan • Asaitts not held by tIgS financial 5•IViDel. Calton en not ~mad by the darned dale, open buy and *mix* as of do date, of the statemere at ouch, ebb and see SuppOn110 UBS ;toenail Save« on a assets are rot Atli by the rem ard ny1 *Ann the eel slop <rim re reduced be, theamount ol einidects pima da not fisli on to, nlarmlo-ig mike «We ban by a'. ~km "Marion fern leas ~senor meant These Met eie a nees one an n*dinde daa tridua date unless archaise Yle acmes, le In papaws a - ketee. ~at pens of caeca oatmud rate" &pined on nos statement for damned nansad ot.rwee by you You re responshie la oedema A«oants translated to utfan nay d ry ettsted to to Fim by the mar. pØ only Potions and at« preened are ada« that re tamed ali to ywr false to can te felled gar/loss dormant+ only for tie (wed of Basal pens a spews and may be <ablated prorated by the nun, ben UPS anedui Sam« ~Sting OW Øn. line they se feta at the Fr« More historical bawds Men.« nkern6nn ken that used by not reseentats for rid Maniar radon~ rikeinftsan can be sided by >as Filroa Acktot thed panes to derive ter nimited vann Gutman is, storey thew awes at radl Neale/ Privets • Unrealized iwintflosna When dots is nobble. - You can clean addicnal Hammon regeacfng by MK a the ferns teahenents1SPC Ør.94 To °Mena copy of as carat Clem triacy Notke. Waited areareed pantihose, se akutted for tie ,..teu4.4,gg used to deterrent the einved Plan~ yet, relln041,16AnCe a yet as waste c.d./clot seam bh Tie tenant0n data for value and the dale of h nterution that n the • Revalue sharing and Sditanal ~nation a%BS Medea as mayor NWme eel lid arrenstiore. bans la the «taut* by antactrgyea FIsanea - F //Mein to commensal sales ad In. I It« - tneciaSeroces b rot• dirk The R/A4, areas chart ada to:umy toorga.,:x.ca ~nit dicia.or mewed nonnedor wth the cherbacen of mutual Sea:Account BSA ed NIA re brokerage Oudend and deer fdry~i lots als lystarret - med party «united values maybe reflocact as bedstoas dents we ada or atfliet maim a«ouni‘wh‘h pease!. access to base erg «teas end ~chap? WI ro eachcan:in:A toOdds/cm 'Me aced' n areal snakes' were re mans Meng p,7, nit Iran daneasal ardor pales le~arrangenentsdoen ablated bat ~aged lot Tv' Trade date" <Mann oessans tie rdapenlant valt% Inn has rot ~led as >dotal ot zbe mewl had t,ai we cell Thew and dew ihedowty bunts. and freaks Keen" aralkandann trade dale ur lue 10 .egna yaks hem we become ~se exists re bawd*, two dellaot orepeentst isvante and anrasity vestry issued ty knaltilatal • Callable securities Beds and ;named deck that that a ~end here e va ,oared Ina ~guile sew ~ of saes by tBS of a PanCislY MAM, thrdterty n• ~panes avast, murene the owe( cab for tarYfederroeion wit be selected peretayraØed ale na cuesron. «Men a Ville* to oar <belts and Oa the as« gated a samy se.hsclunn of %RS Front id Senkts ~at/bylot Iran snag al Kwitny d that value maid be highly spaulen Oat 10 the nave ~Cuts ~ballad le/s sears held .0 It* - Keane«, Mace. and sau ty lanX1.416 eat ned n our rune or ri nominee name lot ca 01 the fts<0nty firm - bla FDIC mind • No bid quarter Maylose~ dents Cal kart ~bones °blared kom thrd - Whon nodose ao aur, gear, partner or spada - We endow alp lair eh> ram, networang and - tMA Rasarie Iteagemem km" Busiest peen ard as xwxyt not gassved Other <SI «Inuad ea,* ror a ewdoey rifled rag antas tomsag lees es consekratai le trader .anicet Account BSA, RMA and manatees Ratane looses may test Mu:head alai raj. canine prow:lei the vale d tee sonny wit be defaced nerd writes tus so grade to the msual herds. Management Accost re mastered 'ewe nurks at Menacn wit be wonted w:On (goon from te patch». pree These toot gem.% re pad from meow autos n lg6 frumt Seniors M. • Prkeivalue Prat Ottotayed tameurt« and other - 'Dated ens to date' mag «bade ravn of the mewl tend and We a feeddata amorin based - VISA is a agittened Vadanalt owned by Una pealecit maybe hone or twee this the ea that mane a both on the rants of account at thelearadater Vawrubetifi Sir«. Atueutai and utad aide >nu would aCtua* wen* n tee mark« eras re ▪ 'O grut unt sete ~ewes tie Mal editing holiag meal finds of the I urd lan ey lame The WS Use credit <ads ed the UBS Via iteined I ron~wd Pity wheh wt one pee test end myna reflect >as «debases - tr addtie to cormehan reared n ~ion Ø<sCJIS + nard by Ioe5944 USA with believe to be Sable. but we do not %wane der - OPP and Wined KIT s«,dres re ra lead on a Mt+ tee sale or dead:whom of nutty <Øx% ed Penrose+ Iran yea USA Incorporated Mona aawars national wastes entenae, and are gavery ura ormenett and vets load clan, we anda 'mares, mastered trademarks, serve, mat, ad - We gateror use the <bung price sheamiable a skrid and men I the can be sold, the once as "lute main men.* 5hhliM arransen regentred sannce marks re of tee respect:* the Twee el taw bel and aik pikes la åsted received may be Ins tan to per shre tarot«, Iran enry of the rounrice ~verse, unclenweng <roman« ~as and optic:~ rig bid was kr OTC value promticd re II* aCcani predele the annuity oreracc, affair.« of the nuance 414V44.1 COrrpinsal a Sp00163 01 da use ~Me* Inn« ILOS Firmaa Stea lic Pen 701810 - 4a anal,. traded ~nut may be rail taue a • Rearieted ~lee PKCNII.d ~RIM "meaty we darbuTO vaharon nodal or the roost record pnce are not arm* Sigel* Sy otte sale Les Farssul - In addition to anans.sis recited Iran th. ~and and may ra reflect an actual mrk« ace 611~$ uses tie mark« once of tie unalreled godt tamt and sae of NedShes fink. we adaOs oral* of de sane issuer as an waded yak* lor the aftlate team? An ,whaled ~A snoring - Cagan pottens it spear wlhoul a pike and restricted slo:k for p0Ø3 of ty statement airy. To women, korntkeShres chartaAors en well as we show as 'ace wand satin.' we ire thy Moil due celleled wades se elgbk for sale. lundng fa Icahn:kg, development traitg and in* to 01014. once Sce XniAny the vele re<exed may be ubstentital len than Ine edema, - Oepostsa utukt denomnsed n care nweed aka. drawn. - 0v akelue oho recs.. wring commissars and other to u doles tat reed«, at the ~her oter carpornee from Tr-dualfun* eel rearece rate ad the =timed date cØ« shoes pec&as vLo dabs.. SDNY_GM_00325118 EFTAiMI97893 EFTA01307159 UBS Financial Senecas tic SUBS Prrvate Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 October 2019 ANP7C050716971019 VI 0 GHISLAINE MAXWELL i Account name: :1-115LAINE MAXWELL Friendly account niftier Ind CasIvSaving n Account number: Your finned./ Advisor. SCOTT STOCKMAN/LYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOur«Une at 600-0441000, - On September 30 al on October 31 (V account Your assets 65,997 20 66,963 45 1Adt a or webs's*: Your liabilities 0.00 0.00 wwwsbscorNfitancialseneces Value of your account 585,997.20 586,963.45 Items for your attention . i-relp protect yourseif from had and reMCW bank, credit card, and brokerage statements regularly. Also. gel your free credit report annually from Sources of your account growth www.annuakreditreportcan Tracking the value of your account during 2019 Value 01 your Kcount at yon end 2018 1693.954 77 1 Thousands Net dicositsaod 6,1447 wthiranalt -S638.01567 You' atieStMeilt Oundend and interest ncome 15.024 35 Change in 9914 6176 700.0 market value 1000 • 660 670 Value of your secant DK i014 Der O015 Orr 3016 Der 2017 OK 2018 Sec 2019 Oct 2019 cc Oct 31, 2019 $6408.4s Member SIPC ANP70003005071697 HP7000178492 MO 1019 03057SCO1 Y123575550000000 Page 1 of 6 SDNY_GM_00325119 EFTA 00197894 EFTA01307160 Resource Management Account Account none: CIISLAINE MAXWELL sour noosed Adviser: UBS xtobar 2019 Friendly account name: Ind Cash/Saving Account number SCOTT STACK MANME CAMEL Your account balance sheet Summary of your assets value on Percentage of October 31 (1) your =am t Cam and money balances may include A Cash and money balances 66,963.45 100.00% Your current asset allocation avaiable cash balances, UBS Bank USA deposit B Cab alternatives Dao 0.00% account UBS FDIC instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual bald sweep balances. See the important mktrmadoo D Fixed income 000 0.00% about ow statement cn the last two pages of this statement foi detais about those balances. E Non-traditiortal 0.00 0.00% 0.00% Total assets $66,963.45 100.00% A Value of your account 966,963.45 Eye on the markets Percentage change rdex October 2019 Year to date S&P 500 2.17% 23.16% Russell 3000 2.15% 22.68% MSC I - Europe, Australia & Far East 3.60% 17.43% Barclays Capital U.S. Aggregate Bond Index 0.30% 8.85% Interest rates on October 31, 2019 3-month Treasury bills. 1.55% One-month LIBOR: 1.78% AtiP70X130:4011690 NV7000178482 OCOW IC11903057%04 vl23575SSOCCOCCO Page 2 of C SDNY_GM_00325120 EFTA_00 I 97895 EFTA01307161 Account name: GISSLAIIE MAXWELL Your Finandal Advisor: SUBS Resource Management Account October 2019 Friendly account name' Ind CasleSanng Account number. SCOTT STACKMAP/LYLE CASRIEL Change in the value of your account Cash activity summary °Caber 2019 (SI Year to dale (S) set Account acwva thu monInfor Ge4ati Rawer In your Sweep Opsorg se ,nduchtel in the cpnrq and Moroi:igen:et vats FDIC trourancozphes to ekpmats a US$ Bank USA awl dl bank; partoCatoT9 mite Urin FCC muted Deposit Kogan. n o:ies not 80Oy to deposes al me AG. Stamford &arch. SIPC Opening account value $65,997.20 1699,954.77 sotocton =lie: to money mantt :weep fund hoidens tut net bank depotits See important inbemation Mover your ;femora< on theist two pow: cithm document kr totals. Deposits, including investments transferred n 959.77 614,019.77 October 2019 IS) rear to date (S) Wrthdrawals and fees, Opening balances 165.997.20 10.00 ncluding investments transferred out 0.00 -1,252,03544 Additions Deposes and other funds credited 959.77 614,019 77 Dividend and interest income 6.48 5.024 35 Dividend and interest ncorne 6.48 5,024 35 Closing account value 166,963.45 166,96345 Proceeds from investment transactions 0.00 1,167,965 92 Total additions 196615 11,797,010.04 Dividend and interest income earned Subtractions For ou poses a Ito Manta laratally or Interest aid clAckncl Income has been deltwood lam a US Fees 0.00 -25.00 to never* Irtadne aSed Ora, the residence Of the =owe meat. acount twe, a want tyae, ante imeeest ands dn*nOparnents may nor be %Men to untea Slates (Us) ida Pueno Rico (Fa Own* Usti The dent monthly StatertOrt as rot attended TO be used and canna be FOS tarn ear la Other funds debited GOD -1,252,010.44 Putts:net Cleats SROORI peter to the asp Kant Um MOOMng hymn hey re(elm fuOM UBS amualy. such as Funds withdrawn for investments Ihe FOrMS 1099 and the rams 103. for tar irepseng intormatoo n is the practice of IRS to fie tNt colmatit to crooning toms with the US Internal Raenue SOW* ald PR 'Unita/ onertment. and In bought 0 CO -468,011 15 suchten StAteete4y chary dvdena ma or interest alai earnest or ma* vacant neat (0e6S1 yOil indoduil tax papaw. Total subtractans $0.00 -$1,720,046.59 October 2019 (S) Year to elate IS) Net cash flow $966.25 166,963.45 Taxable dividends 0 00 5,0I 7 87 Closing balances S66,963.45 $66,963.45 Taxable interest 6.48 6.48 Total current year 36.48 $5,024.35 Total dividend & interest $648 $5,024.35 *n.7000300507' 6a) tiPt000I 78482 00a3I '019 030575C04 Y123515550 OCOCO) Page 3 of 6 SDNY_GM_00325121 EFTA_00197896 EFTA01307162 Resource Management Account Account none: Your Pleandel Advisor: *UBS October 2019 Friendly account ',ant Account number: SCOTT STACKMANLYLE CASPIEL UBS Bank USA Deposit Account APY interest period Sep 9 - Cki-t 6 Opening UBS Bank USA Deposit balance Sep 9 $0.00 Closing UBS Bank USA Deposit balance Oct 6 $66,003.68 Number of days in interest period 28 Average daily balance $56,569.03 Merest earned $6 48 Annual percentage yield earned 015% Your investment objectives: You have identified the following investment °I:retires for thisaccount g you have questions about theseobjecoves, disagree with them, or wish to change them, pleasecontact your Financial Ad4sor or Branch Manager YOU can find a full description of the alternative OweStment oblectives in important information about your statement at the ad Of this document. Your return objective: Cunent income & captal aPPreCrabon Your risk profile: Primary Moderate Investment elegrbility conederation - None selected Your account instructions • Your account cost basis default closing method is AFO, First In, First Out. ane70003005071700uP70001784820X0 I019030575C04 M3575%00:0= Pig• 4 of 6 SDNY_GM_00325122 EFTA_00197897 EFTA01307163 Resource Management Account ~bunt mime: GHISLAIVE MAXWELL Your Financial Advisor: Friendly account a/ma-Ind CashiSanng SCOTT STACK MANLYLF CASRIEL *UBS October 2019 Amount number: Your assets Sane prten. >tynt and(wog raves onoten may be cormienole Al a icy^ 9aine &dime nw nee tmuidely tellected See important uttotataco, aboat 'our statement et the en3 of ths ckcumert Cot Mate inimmalion Cash Cash and money balances Cain and minty Dance:may taffy& ay.:11MP Ian balances, UBS Bank USA atpasåt ac«cunt balaxes. UBS Bant USA eaddl UBS FDIC enured FrOgarn Bank ckpOtat &toast Mantes are 'nutted by lee FDIC a4tNn uEISFC•C Inured RoganGant Market, UBS AG Stamlord Beano about account nåaxes and rroney alfable unit, but an not Dtanied by SIK MS AG Ranked Bianca ~It account barmen arc not ~tea ~eel mAua bid Swetp ~KM by 10IC and Se not rain-tut, M ScPC Miley market tvteep balance, an pectlecled by aPC ten ase rat «novaCy tne ;OK Set the MtpOttant telonbobon alactot >ow steeds.,"t at the tad cd tnK030XneM for *tag about stat [satinet', Ctenng Wane. °burg balance ante per snare A*Mr? onidenouneven oars n lacidn9 on eel 1 (la on Oct 31 (4) on On 31 lb rice DmIntl penal Cap "aunt (S) Cash 0.00 959.77 LII3S BANE LISA CEP ACCT 65,997 20 66,003 63 250P0000 Total S65.997.20 $66.96345 Your total asset Percentage of Cost Simattrcl unreatzed Vaue on Oct 31 (b ?Out e<COtal NOS (SI anruad 'name (SI ban or loss lb Cash Cmh end monay balsams 64,96345 100.00% 66.96345 Total $66,963.45 100.00% $66,963.45 Account activity this month Dice Aellaty bestreenn Amounl It) Depositsend other hods aeditad Oct 31 Transfer FM 959 77 Total deposits and other funds credited $959.77 Oak actitity Desotphon Ambush (1) Dividend and lament hecom• ramble interest Oct 7 Interest ul3S BANK usA 0E~ ACCOura AS OF 10 04/19 648 Total taxable interest 5646 Total dividend and interest income 7646 M.70003009)71701 N770001 78491 OCO3I 1019030575004 Y12357SSSOCOCOCO Page 5 of 6 SDNY_GM_00325123 EF1'A_00197898 EFTA01307164 Resource Management Account Amount nen: CHSLAVE MAXWELL Your littancial Advisor: *UBS October 2019 fiend& account namt Ind CasNSaymg Amount number: SCOTT STACK MAIL /LE CASPIEL Account activity this month (continued) 0!e LOnlly DelerV101 aimunt IU Money balance activities Sop 30 Salaam forward 565.997.20 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Cc 10/04/19 648 0031 Clown USS Bank USA Deposit Account 566.003.60 The UBS Bank USA Depeet AC(Ouni 6 rat Canary Sweep 00.00 APP7000700507I702 Ne7000178402 0000I 1019030573001 VI 23375550 000C00 Par 6 of 6 End of statement for account number SDNY_GM_00325124 EFTA_Oni 97899 EFTA01307165 Important information about your statement LB5 Fnencial Sown re (the Firma U3S Iinartoal her from lar no Lit« than 60 days rum the Fem esPacee A hil Pp ~poky ~dreg it available income a tokens at may non Into Pre *O. Sonoma, o a member of al needful %anti,. ammo:fry am >co to fret aroma-ten *tech the rya or won ~est suen and optens «braes UTIS Farrel Sena, red LEG Problem Wowed • Model/are tinting to accept save me to precool and Bart USA re naked ulancianesed LISS AG rd --- hair >or rani rd roast nente Gt any) fleeter the SIC pearden ra the ~metal tolerate sane Palleyso she here reb.rm inflates of U3S Searibes U.0 the Pim's Innteal - Cesabe the roe or the wander ya, se wane acted« , sob to: • Ann:~ Wilha to accept erte f mw11.1rd statement rs eveldalncian request 1he 'Ms ~nine about and npLin an der/ as yu erd oar • Colin Inner nun oretrotied by fend ridded n han sabbIty ro tad high want our atm oflas re at Mere n In an era a why >aneedinn yes row valel ba feedaway Iran UPS Fereel • fraantentfåraityComdmrate tHactol, a dorm/ten Sawn kw einkterlain ensare pakett of the widelot hat rainmay Mode ISS Farce' Sriet1 ex. - Wade deeded> meant of da waned erra na.dr0 drub* ~be fed lihhafts of fytuft earpley ankle, lowed lAudrty and germ 1200 rØ , Bouleserd had, regnrand nth, name of the ran hold« on varied Weawden P4)020136 The Ferm a Card ban nil nvestate your Ølsos Me bah, of the our or orde agne), and oaf aced try Ina FØ9 Fa aped anon • h....2~ <moats a nvesimn merest, (e 0. Statement Tousaisoldnta• IM 11/ 14~I M 4~ 16 Pe or., official/peed ot 3~ ~no LEK Vesa•ckat cad teretten. d weir* lensed pattunha ard pure Platemm10 the' re We my wattoase all related want 1139.~0~ LBS Enron Sansen rant 0th.. reCCPS. .**91 more thin 10 batons days 10 a Itte, we 6.11~e not rearmed onda the $eerties Act of 1931. the same abbess n the same emeka. e.9. twause ofl.c Imacknerts. tonlanng tordltiregelatr1/4 •41 Axe atcotxt Ice 1,1+ arrow* you tre it n mot. so thd • Commedmes <errant (eig. !anal ...charge rd they here omen who also martian pie 'awe not be relied eØ 1 you bete* thre 6 merra a you vat Pa,, the use of %be money dun; te tore precop metal ~Mel* n<ldn3la ses nattrus telronstseas wills *thee dents el the »re address I *meson. please~ it rrenedotely n reekna to the tin tel. complete as ~31.93~ rd<anØy.111~ contracts. and >a prefer to man nd roar 1131emenft mailed re Bergh ktardepe of the office sent; ps mean • Depose accountsGrape PISK~ be cleaon)al LBS topno 331P1.39«, yen mairadon hosoradno by liens mix all &eels payable to reran or tree Brk LISA. UBS AG U S larches and brat nit* talg year inpnal Adam Altuere alfatel thown re Mended IOW amnia. frond,' enstiLsien ndatedcn Iv fort a the MK eased ~se Proyam armlet data dad not be erect fa Ire paoses fey statement In addition to regular mown Ices. :became Te 9PC Dretenon rd the wahreenial pranks , do Friendly wow% name Trey s e n rr •nd Iona De. Form 1099. 5498. may be ablest to let throes fa late noe app/3 to these assets eon if they aflame cam the Priebe account newt de Puetteneible •reartarre• TIO T,wre Franel reaum the Fane posesel fer »curses pischases and dwgat fa' u-pael asps sidemens We WC protection and the 1 chosen by you to art you wife your reaedentand 1 round by thee toapen tote ltS altande derifend, rant nebb a«oults Mt.:yeti:Fa ate tramfgrrod upplernanalprotwion dana PPP agerim doges has no legal effect en~ ocean. is not rtenad to reportable n:n-tnabb ~ends and tattle annen tooth« nitivisen may be stAtea le a tina Is. en the market in.* of yes eneestrnerts enheder as reflect are sow ege. pro:1AL rtarrerkralen. caned alias«, held n your rant. net crocet4f renry of market movement. mum br*notcya metasent <bate* a rei pofele arcattd wets par en sale !tread ere. rd lesi base On «Pan Pelsed /AS onens othenwel «carts. indoor apar..* or warren Put meal". pa/ nee Les o co tt , km, »reepro cash berets to bark ana IMIMImutc.. <Pa wits etterel Al damn mourn at nere-dlloted bats red "Laud Dividend Reinvestment Programs (DFM moment( enave Krit d Ine, nØ to nek of Conmunicetione web the Fine banes and wavy Markel revue' lends (IVone~ the dice reflected et an umage ace. 60.3 may 01~ bos of the emit rem:~ You <an Chnep poesi • Ilamet.confinn any cold carrruncreona n ~tog Depose ream at LB5 Bare LISA and an. aliened the Pull ace 1.06 pas Faw«eel Leaser One strok PoinCI9 rant names trot* amtmo serve -en a by tofurther broad YOkr ferns. rx1-er9 yaw...7 41 ants particating n the LICK FCPC Tared Deposit *urn me pu <based under DRIP. prof 'hat; eli te <aeatng>w FreeticulAdmor vide, the Snunes Inunter Prof 16.6 Act Program aw os n rar«da~ reole: sold rd the cash will be deposdal n your acco-nt The • II Korrad (CAA«, on the lop lell el re awe Fa mat rdomtabon, please mat was Idcgoar. Depose dendend ray!~ once W01.16611W the PUP PP/ ~ant overview of M44~ es not leS6•1~31S1~14. Les accosts ei UM AG Slonford Birch led stues of dtw han the ~Id ace at ne <h the Pineal shres • Tate of poor anoundiem1/440 Net of ads rid aunNal Sams curet your ~um at <Isom Wm./ finis ore not ivied try Me IOC. reØ title in. Øa by arrriemert rite the rekated mina en • Sewn Weak, ~Akita:Is ben" vales fa We lamed wad the reblenrb nbersja Barn deposits are not protected by SIPC Money find Ceeb-indiest rewind ^MI (est), ard Globd Ti,. Dnrins., evened this moat In the rte. or, SMs and rim re protected by SIPC See "LDS Innett Sawn Or, / wholetams rear be held en per ware d pure a -reekedads to eta," and MIAs06W% not held wades re lamed at UBS I named Sown and rot Steam, ~at' below. mud toa palatial at a result ol a &slaw.] p4MnI by therm Dees not nede woad nositelmets the ~loco becAa, and p, nun ~ea ',ton or ~pt. Ow Fsen metier' WI ed vill al slow red of she peer and Onert datarery prod, a of wry once a airmen to both Ira LØ ~tiara baron n te bark Oopeac may be main are a accept in annum Otterma,n1by a Wale ~61~erk ~POP/ MOPS and • Az ~bed r Ue ~al tenements, >a ma! wham% and Mrs of a Money Turd may be ~end cbtem stry. arcktada yo4.. «card edecaabb neck wens rotdy vi of any eino; or irn3 swohng ~11 ladatd and reamed, returned to >a« >as • 3u/sites YELP debil 9.11.91146 anteing may. (PIMP on per clit•rnent vatn 30 dap "V n was ~Wes s«P.re ~warn objective' loans. <rock Ine. Mtn acoaurt ~cot MAP« made ~tr. 'nam The ~street *beam be nsk proton re speak to Piste mensen tag addable »ego opiens. • Ca:Mooney Warne Total of ~trod nolabb • Teludret ~sop <anger« a ~~ to the (MN account and way rases nc1xIng <untie «rest rates and yields. 0 ~Mk el tab tolart, plat apar Wren al allhoa rd trws Chem lelaficenDepannent at 201.352 • 160a Pens sdsne the P.m promsfb, ai ~ 4,9 01 ry www das 0~weepyiekes, horn yea Faneul Adescr non-W4rd brim rd tarty main nail fund a talker r (.30.35.9103. BODAM. lob.® P FA ~feint ^me 4, >as lend «MOP« a b, calm 800 262-10)0 sweep bairn. at the <bred eie stavmen prod IT Mad,/ through Fr.Sey, aen WS reS10 L85 I3~~! ~Ps. for nth rant fat you lioniornnolty lip weds balrces new accent re Te»xel 51.1~11x . (lent ~Keel De91.1~11 <how or. of Me fob:mina resentment deject...en LIS f ~del Services account probac6on nr weaned from other Tawas end the Fem ere/ PO. Bo. 766 then Cly. Ia 07087. • 1Øe Current Income anystmerts seekrB the Die Per is ammeter of ter Sauces reran Phaeton va ryåd these lesa n tie «dory tare of et • Al statements shall be darned corrolete rd atone perimeter of twine air barns Wese tench re payable earn your demrd. å not <bettedto n wan; ~his CC dap Con:anion (WC). rebid, VOlettn Searrlen curb:oven • Aram, CaperAopenyton ~omens steamy of as ' ,reties Lp to 11 .00.000 fendiard I2S400) for Ter total es ,Øen the ant prod closing enka. • fa TTY serval. Called-612.0S% ot fromabide womb of prop., tare. Pin the ~tact cf darn; for cash) bolas/May Øre nobble wen 'MUS. Cr 701.752.1495 mine Led% kilo:WNW:0" • hem of won a ~lens teat role:bon( (~, a et ern. nan'or9 Te SIP( sink Crealeden • Peace Combnishat or income etriCeanal lirib appy to 411 rearm that p, hold in a Nebular fa detailed mammon en tho Prtn's lendrigoraclas lada Vendee (EFT/ bill pynt or 1.13S Vase deb, APPIKAtibt• be-tureens seeing bads the generation rd &can, øla toar Clert Retaiomhp cad Tommie:a, cal 800.762.1000. of wee to UBS aped The Firm, together orth anon *lints, knob, of ryane end growth of principal Artemem a Accost keet.~1 rd K GIMP, FMaW SeepplIc . WOO r4Ø Bed, 6th flea. Term red Conditions LIEtS kalement ot Credit 'mikes ~chased supplemental rear* We monmsn Wienaniert, NI 071/4 6, Ann Rfilan3SA Sawn On& rek prof ilaaa amable nArem.nta anI Mt bacon rate payable to al Mead edems. colecreeb under the protectors c ISCO miler, as of tveroter 10. 2016 • Cot~me Sparero Mud seth al Irmo ie re, Cal a wile n sort es ye., can. 4>a Lot sat bend, and salinity to the wart owns, nen 51.1enent Ce Wept 6 t~9 Ce I yeio need POP sutt el t0 te poler mreShom rd erneltnns. OP et tnt fern n tut« polerte la tp 10 SI 9 miler, en the that mere the 4~ MP not ~PM >enfant ~.~«. Pm. a order cn the strement rotten Fern or Card bluer Des tepplable)mni anftWe le. al you acloeref hell in a palKt„I a. SDNY_GM_00325125 EFTA_00197900 EFTA01307166 Important information about your statement (contamed) Yost saes - Ft/ sertenstkunke, trade, nnoncortormno • la (estanated) nØ. current yields and rates rani. cont•nsato, Iran lØ5 Bel L6A, LEIS Your ealeman ~es mates ed other ants Feld denomnst ens, once rd caste, (lace vie)may An ntnane ol mad ream es bauden current AG Sunord Beech .dem died bar-ks nth.nose at the end of tee 31310~ prod You Km been zjusled to telltale aeon wheaten. &abed and ~min nerve. names yid th~ our cash swap poems Then enry all fact:hayed fuly paid secantassarry ter* To oboe'non cantata when swab*. wan be heldla one yew from statement dim or trid ~srvrsmy be amen* pa roan fee a You ma/ wewe 44(4.44/*4 used at loan <Agent Om yeas leureul ~or many flat ectmato 4 cak, a gueklita, actuary may be a p«antage al swage dal, depats PWrel any balance due cn them ley weurny rd tatetaid income re not guaranteed tines yenned nthfirm data, the statement piled are • Prima inmeMlflo and strand ~dudes. •• Ennead mil ream and carom raid la heed el ~del yaws, of the end d the statement erase inneuran wanes (Incbeg don <elanlibel of wanes saud wicksde naafi of Activity ',teed celeoatan Man ad real hute (Mmenl "el Preebal a Wilallaens 844 *Fish caw tin tel Marnsion reardna canmenee and oste d‘vots • CMOS In in cletemnng iht <oat be» ol the wain) senetenhlaoducti re gentrify hip, income fad mama yØ would be owned& incurred n connecter. min the tau-nand van. nestles included unmet. where ideated dipped. (*run *wised;raids haw not been - blunted aroutd nare end tuned yid and the end-4^3 Oaten varcaceens ha been included on wale the nrrte ' LES Financial Sam« hasrated Nattered wth the Setae es and &champ road name andyea mete be bane or lute « 444km/tom Kni)inkr urnsPod to )0J. and cull be ormatowblared from tauten other than Les Canbsena Wee ry ,tale '<cunt*, km We than the 'denied anneal e nded to you awed/ an mesa Cared Sinns, net...deg Marano" Iran ~ha ~bent/naiad vatp tor pentee eteammt - An *finale of rnnlod mom. (dmelord antler Irma inst you may haw worded to you financial stomas rd sturtLred acducts fa informations, Mani) dunded by thee...nee make Short ailing Aden The Fern don not cud•~1) , verdy pØ «At Auktacy 4 MI ,,,,Meld ~avenge balance ebxM on the last dad end Il you re engared n shot wing a seamy, year may 411.4414114.ty xy cd any ia - These valet may dal« sabstaltib kan aner d ex man payment mase by the nut and nele ,°woe due to <wean barawna costs fa tie snots otl•er than ILBSfnernal Snit«. any, ai vki(h a pram ~anent setvr eer antra, te wasibridroosts wet be nerd lean, Whaler snail, Øen akhough LIM Fared Stokes genera groundproduct nary be baste a sou sal do 'es /ran she st smart bate until malardY. ezdates Ow nternaten es el ea mend the firm not innately rcaesert the sale you mw meta.. Aturacy rd canard ye.] re not eusanierd. Open olden does rot von* any Jenne, the the 'Scanner, ~I iquidation. Forcing open or 'Ted idlcreekt ceders that ~Cat ban" sd •Urreaked gait loss' o - med party estimates of ens are as of • oaten ▪ Agana not held by MIS financial Serricrom. Cedar' wow~ neuttd by fir steam« dale. open buy and *mere as ot the due d the suomare. At such. date and are supple:110 UPS green, Semen on a meta tee rot het' by the Fnnard Mt nivin the sal skocklen we reduced by the amount ol ehedaels Please do not rayon tut etimilot»mat/ regale base by an edneeket valuation tern lires ~tar or crawl f hese attics are a rears on n «Andrei, a gne¢ die unless warner tale anon% la la. rea:OWS - taw. went name cr Øra anenaud rain. displayed on se statement la edonmatanal mashed shaves• byraa You re rent:anti* la otherwise. Accounts tereferted ion/lam mat d fy. ar• sa~ to to Film by the esle. Neva« sly Paeans and oaten pranced ran That let consoled øse 10 ear false to emnet felled garnass damalun only for fa pared of gene,' pros a *nor and may be cabiated voided by the 'twig lam UBS annul Sewn «Ming *cm adr. line Ihy se held at use Fem. More hblerical bawd on daluere nternean ken tut used by not rapassta lee rid namna ad does na hkarukan can be added by pas fetrcial Acki.ot eh:dowers to dime pur esunated wars guarantee 45 aCCur%y. Ibex awes aw nob panels/ Privacy • bandit:ad gintalossas Mien dazes nobble. - You tan drain addienal nkrmak:ntecpcfng by WC a the Fans tradementtl SOC coverage To obtan a copy of as tarn Clam Ornery Nock, einesved areented gem, losses se </kindkr the quad to deterrent the estimate of den~ pa ratkcialkbea a ma as «date :ductal toasty lout The knack on data for value andthe dew of h ntandian that is. the • Revenue sharing end additional compeseation wwwc.t.••esssenat rdad.si be, nya may riot eel kal ccerrensienh basis for the «emuby metattegyos Francis - In ~Onto tonefana sales aid I 7.b. I lees - 1ØS Financial Sens b ratable* The RAA. banns Argot war navy morgriargaowenct Admor maned nannedcn wth the (labia, of mutual SevenAccount BSA a-d BMA re broken, aniseed rd deer ren.~ lots tel syiliMatc - Thrd party onmaled values maybe rellani as fendstocar dents we neerce ors elfin wen nouns which am.* access to We* erg cervices and puthaso kegs 3ro eachcombo:A to Opt,/ ow 14:e send' In semi saurian,' atten re wane Sang parrots Iran ~en ardor Frodzis theasyr reran ern, if elated brit near:Jed lot Thu 'Tradedate" <Mann assants tea edeperdre vak onn tinn has rot ~lad cr admen of tin mutual hods ral we sell thew rd one *wham, bads. and roviles seen to 414-~ 1141,541COP trade date ~to awp via Mar we became ~se rinses re baud*, two deletan carps-west (J wane and anane padret issued by ~Mint • Callable .notheis. Bads and;mined dock that the am/Pk' event has ceosred last ~calla the wort of salts by 1ØS of a pa, eulr mutual Fedory mane rompers Tercut, fist,next the Mu« fills for tarY ~ion mil be elected 0~Yreceded value on entan. ce when a h.rd famiat •o out dams, and OB the awl mks ad a ,,erne Mended', of t..BS FiunulSaven ae. Mesh" by lot ken sørg a1 stosaies d that value Ina behold, tpaulna dat to the nose parkuls (Tula, Sand lenta/s than held al the - ~anent, ~see. and snut"( 040:1-cit jaw Melk n our run", a n nominee name fa car al tee haunty firm — ewe FDIC rand • No bad guarantee May lose~ clients Cal leave ~ban is obtared loom *ad - When netter an tur, ~prove of cpcmcf - We ar4 in if Is al» resole netwalna and - Meta Renarra Mnagemem Atm." !leanest pales and as '<wiry es not guaranteed °the <SI eilMaled Ws,kt 3 0/r0ply niM400 vases on ta, pcKnang Ives ncokkierakn for trader Sawa. Acton ISA, IRMA and eiterniberui beano Iona may own which could eta conk. pro ltd, the rate of the sonny MIbe &Ira< need senitet that no Øde to the ~vialhods Manaarnent Accost we watered win marks of etannabcr• val to wonted upon reopen from es inch».pre. These fan generally re pad keen mince awes traS trumpet Scoxes n. • Pritetvolue Preen c.leptayed tornados "loth« - 'Onlettitent to elate mar «IL& rei•nrs of the nitvil lend and we aimed dolly swam bawd - letal e arenewed Vadansart owned by Una pectins maybe hprow or twee than the once that <sitar, name a both cn the nadas of scores at Ow broker-dealer Warns rend Senate Awe 'MCA and used Led« su would actually mew in the market trees le • 'Ordrui unit 54114' /411.~MI the nei dewing holdrig mutual hods of that find famfy Reese The WS Ina credal <aids edit'. LEIS vb. <tabard lnom vargan aid party lake, Much we pike pee inn and ~yin riled >am ant base - an Ø1in to cornesicen wend flan-echo. debt cads se tined byU.8584M LISA meth bk., to be Sable. but at do DOI ~ark* ther - DPP and Wined KIT wines re ra listeden a win tee sale or dibbution d tenuity antral. ed lannissallranVea USA Inc wonted Mahn satiety. naked wanes tala pee, and are C1~/141 rot attenmen Ina/ Intl low clines, we iota Indmarks, revered baderrads. serve, make enel - We genfly use she eking erve shenobble or dsØ rd ran 1 they can be sold. the as as Man wen teams ,cueing ~mien monad serviceman re of thee ~art the mood the bet and aik vises la åsted reamed may be less ~eta per share rains«, try. may cd the rennet ~arms undenatng COliparlan wades ad oaken, a any bids:ten n OTC soles prouckdrithe scam esteem the muityartrinc, elfin ad the norna ~444 merpanot a camas oh the une ~ant busts ILOS FirISISrevicw Int Pa. 4IBIO - In< actmelr traded~ma may be reed Mfg a • Reancted~Mt Reann/dCW4.44 pfsitaly *a darbuto welphanmxkla the mon wan price we are not osrat purk sale taltSFana-cial - on slitter, to mensesensrecemd from the !Waned and nsay tel reflect an actualmarket eke Sennt Uta the market once of twurrestretedstak Gaeta,' and sale cl Ne•rAves fink. we ada car or vat*. of the sstse etle as an Moiled mks la the alflabe rearw an ava.based •••••~ during - Cann goshMa may spew without a an and model shad forpapaws or daa treenail ody. To >amen, from NeaSheres darlaadors. as well as wit show al •etc. wand softie' d we se the Meal live mkt led ward es se elgbit for sale. Landing fa technology clnelapment trait? and unable to ebb., a era le a Minty- the vie we-Nedmay be ubstentitill less the tre edutaien - Otposes a names Otramnsed in osnren inland vat* town. - 0v alblules also recs.e wring corrmiswes ad other than u.S. dotes "(WWI«, at the ~hang* other carperpt.44, kok ritfualtnil ad man- ale rate alai the ~mere date car/aria sick products too dabs* SDNY_GM_00325126 EFTA_00197901 EFTA01307167 WEIS Financial Seroces NC Prr.ate Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0032 November 2019 ANP7C055045811119 VI 0 GHISLAINE MAXWELL Account name: AIISLAINE MAXWELL Friendly account name: Ind CasIvSaving n Account number. Your financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Qeesfloas about your statement? Call your Financial Advisor or the Value of your account RMA Resour«Une at 800-RMA-1000. on October 31 al on November 29 al account - Your assets 66,963 45 5 10 Mater wabsite: Your liabilities aoo 000 wwwAbscongerancialsennces Value of your account $66.963A5 $5.10 items for your attention . Help protect youruif from fraud and renew bank, credit card, and brokerage statements regubdy. Also. gel your free credit report annually from Sources of your account growth wwwannuakreditreportccen Tracking the value of your account during 2019 VS of your . court I Thousands at year end 2018 5693.954 77 Net deposits and 6,14.7 vnthiravals -5704,97912 Your ontestrrent return. 41.20tge Dividend and interest nom* 15.02945 Change in 99;41 6176 mortal value 1000 • 67.0 00 Vona of your m • co Govt9, 3019 etre e5.10 Dec 2014 Dec 2015 Dec 2016 Dec ii)17 Dec 2010 Ocl 19 Member SIPC nen70003005504581 Ne7000i 9242100001 111903057SCOI Y123575550000000 Page 1 of 6 SDNY_GM_00325127 EFTA_00197902 EFTA01307168 Account none: CleSLAINE MAXWELL Your Seam:lel Adviser- UBS Resource Management Account 'November 2019 Friendly account name:Ind CaskSanng Account number SCOTT SrvicrmANtYLE CAMEL Your account balance sheet Summary of your assets value on Percentage of November 29 (1) your =cult 5 10 • cam and money balances may include A Cash and money balances 100.00% Your current asset allocation avalable cash balances, UBS Bank USA deposit B Cab alternatives 000 0.00% account, UBS FPC Inpred Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 000 000% account balances and money make mutual had sweep balances. See the important n /o/melon D Fired income 003 0.00% about ow statement a the last two pages of this statement for detais about those balances. E Non-traditional 000 0.00% Total assets $5.10 100.00% A Value of your account $5.10 Eye on the markets Percentage change index November 2019 Year to date S&P 500 3.63% 27.63% Russell 3000 3.80% 27.34% MSC - Europe, Australia & Far East 1.14% 18.78% Barclays Capital U.S. Aggregate Bond Index -0.05% 8.79% Interest rates on November 29, 2019 3-month Treasury bills' 1 54% One-month LIBOR: 1.70% AhaNX090:5504SE0 tInT000182421 00001 1119 0305750)4 Y123575550 COOCCO Page 2 of 6 SDNY_GM_00325128 EF1'A_00197903 EFTA01307169 Resource Management Account Account name: GHSLAPIE MAXWELL Your Num.:lel Advisor: s UBS November 2019 Friendly amount name-Ind CestiSonng Account number: SCOTT STACK MAIL/LYLE CASRIEL Change in the value of your account Cash activity summary Ncnember 2019(51 Year to dale l2) Sae ilecoure rag montnIce afan maven in yam Stomp Opaorg xe ,nduded in openrq and awn; basal au. FDIC mamma 454444 to &pants at UBS Bank USA and Al bank; ;km140 4199 101140 UBSFOIC Pineal Ovals acqah. n COeS nor Say 10 depOses a1 U8SACL %shim Branch 5PC Opening account value $66,963.45 $699,954.77 ptotenon main to money market amp fund hdorqs Gd nct bank &peat: See/moo-Cant inbarmaton aboviyout ztreneM en the 1st two pines d thc ClOOtront Deposits, including investments transferred n 000 614,019.77 floanber 2019 (5) Year to date (S) Wrthdrawals and fees, Opening balances $66,963.45 $0.00 nciading investments transferred out -66,963.45 -1,318,998.89 Additions Deposits and other funds credited 0.00 614,019 77 Dividend and interest income 5.10 5.029.45 Dividend and interest nose 5.10 5,029 45 dosing account value $5.10 $5.10 Proceeds from riveStrrteril transacons 0.00 1,167,965 92 Total additions $5.10 $1,797,015.14 Dividend and interest income earned Subtractions for Oup0SeS 04 Po stserent tegabity a Werth and dikkncl income has been clekm-snecl !ken a vs Fees 0.00 -25.00 140, PPMPR ohscecioe Med Lacon the reliance of the </mon, hadt1Mount we, a pnaaxt we, some Waal ands &land pasments may not be %Meg lo urees Slates WA ardor Puerto ROO MO Other funds debited -66,963.45 -1,318,973.89 Wont Sexes Tne gent monthly Haterroft is nol intended 10 be used ad canna be Wad Loco kr la a011094 Cleat %Wok; user to the 4148 Pate tax 91109ng Iowa Ihey realty Fan UBS alnuaty. sigh as Funds withdrawn for investments the femur 1099 and the Forms 480 kis tai reparong inlarnaton it is the pricke of UBS to Ile the Malt* tin reporting toms anti the u5 internal kWh* knife and PR lawny Decoct:mem and in bought 0.00 -468,011.15 such tars accunesty Malty Cluienct anon a prat a I at ereraa Or 1843014 Kant neat Oaall you incliedual tan papas. Total subtractions -$66,963.45 41,787,010.04 Noyeenbee 2019 (5) Year to date (9) Net cash flow 466,959.35 $5.10 Taxable dividends 0 00 5,017 87 Closing balances $5.10 $5.10 Taxable interest 5.10 11.58 Total current year $5.10 $5,029.45 Total dividend & interest $5.10 $5,029.45 AIP7WO1D0'SSO4SS3 NP10001824210000I Ilia03057SC°, VI 23575550 OCCO:0 Page 3 of 6 SDNY_GM_00325129 EFTA_00197904 EFTA01307170 Account none: 7, ,i'l‘tiE mi., A ru Your Pleartelai Advisor: 41E) UBS Resource Management Account November 2019 Friendly account name. Ini (. 3' 'D Account number. SCOTT STACKMANCYLE CASPIEL UBS Bank USA Deposit Account APY Matey period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 £66,003.68 Closing UBS Bank USA Deposit balance Nov 6 $O 00 Number of days in interest period 31 Average daily balance $53,228.77 Merest earned $5 10 Annual percentage yield earned 011% Your investment objectives: You have identified the following investment objectives for this account t you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager YOU can find a full description of the alternati.* mteSlineni otteclives in Important information about your statement at the end of this document. Your return objective: Current income S capital aPereclahon Your da: profile: Primary - Moderate investment eligibility conoderation • None setected Your account instructions • Your account cost basis default closing method is AFO, First In, First Out. ANP700030055C4584 HP7000182421 00)01 i 19 03057%04 Y12357555003000) Pao* 4 c' 6 SDNY_GM_00325130 EFTA_00197905 EFTA01307171 Resource Management Account Account name: GHSLAME MAXWELL Voir Knead,/ Advisor: Friendly account name- Ind CasliSanng SCOTT STACK MOB/LYLE CASRIEL UBS November 2019 Account number. Your assets Son prim, more mod (fermi neves Omen may be monnimme As a mut. gam and losses m rd be tmulaely reflected See StSOROS 1010/MSSOI 4.600t $41SetePtet S the end of ths dzionere for Ina* onloanstion Cash Cash and money balances bin 400 money baience; may oda. avalme casts balances. UBS Bart USA decoot account oalaocet, UBS Bent USA and al UBS FIX Inured Rogansank *pm ac(Cuit Winn toe 'nosed by i he FDIC olINn um f NC Muted RoganBank Baron, UBS AG Stanton., Beano *cool account Waxes and n-oney applu)le Pmts. Cul are not weeded by Sat UBS AG Stamford Branch demi, account bances air not enured comet Fescue lunelSvereep bistrinCeS try fOiC arc are not protected by SIC IA3ney market sweep biL3nCel are prelected by SIFC WI it COI ertSWe0 Cy the ccc See I he Important olonnsason Mout sow steteoent at the end oi this 000assent for *tab about then* telanCeI °Leong Want. ClosingNiece MCe per sore Average Disiclenct Interest Days in Wiring on Nov I(S) on No. 7901 at Nat 19 (1) fate patio,/ pence/ Cog anooM (S) Cash 959.77 0.00 UBS BANE, USA CEP ACCT 66,003 68 5.10 250,00000 Total $6&963A5 $5.10 Your total asset Percentage Cl Cott Estimated unrealized vat* on tiOv 29(S) rout exccum bass (Si scruff mare oats Ot IDSS (S) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% 55.10 Account activity this month OSe Acilaty Deunpiton ArnOunl Dividead and iaterestincorne ToAabie interest Nbv7 hterest UPS BANK USA DEPOSIT ACCOLITT AS OF 1110919 5.10 Total taxable interest $5.10 Total dividend and interest income $5.10 Oat Aviary Oe%iphon amount (S) Other funds debited Nov 1 Withdrawal FEDERAL FUNDS TO Leah Sal,an inc AT BANC OF AMER N.A., CA 66,96345 Total other hods &Mad -566.063A5 AhP7C003005504505 ifh7000I 87471 MO 1119030575404 Yl73575SSOOOXCO Page 5 el t) SDNY_GM_00325131 EFTA_00 197906 EFTA01307172 Resource Management Account Amount name: CHSLATIE MAXWELL Your rinoncial Advisor: *UBS November 2019 Friendly account neon: ind CasNSanng Amount nuenbor. SCOTT STACKMa:LYLE CASRIEL Account activity this month «onlinueth oat Manly Deur011oi amount (I) Money balance activities Oct!' Bala. fouword St6.009.611 Nov 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 95977 Nov4 Withdrawal UBS BANK USA CePC)SIT ACCOUNT ASOF 11101/19 .66.963.45 Nova Deposit UBS BANK USA DEPOSIT ACCOUNT 5.10 Nov 29 Closing Ulf Bank USA Deposit Account 95.10 Annoixe0C557.4586 Ny7000182421 00001 n9030575004 VI 23575550 OCCCCO Pape 6 of 6 End of statement for account number SDNY_GM_00325132 EFTA_00197907 EFTA01307173 Important information Mima your statement LBS f gawial Santon ex. (te firma186 fin:nogi her arompano Lot« &tango dsys Si" th• ľ nn capa( ty. rh hol <cpy d t* epicy modra; o andabat «onr er roluns wilna, non ktio pace vlh Sorken), isa mamb( ol af «ropi «cumy, ormaday cont >co IM test «momot «eri(h tho Ma or aron recart erfbiek and «M" «bogot Ub Fertał Sroce ad UBS Problem :Metod • Sodu" Welon to rag tono n* to wyroi od Bark USA ze niem sabooros d LOS AG rd - hondo ps osis rd axort nunte Gt wy) flottor to SIC ~Mok ra tht stopkom-tal IobrYe staw Pataty sa sork Nie POJM adlikales of Sourit os 11C tlx Firn,' (namul - Darte Iw rot or 6rf transfer you asa» DIUKI«) Maler IO: • Anc.:40 Wilię to ittte >cł' ^I lp pnrr<pal " strono« n ~Ule tor requeg IheFrm's nettis about ind algin m doro as you cre ertd • On in f ~Nud ata% werotIed by (Ar4 ncidrd n hgh plakley ro Ud horn" owe une ollces we X bleve el R nala ce oby pa modeno* )0k4 Wtul Ma) bat toki nerw Iron% LAS f Wrot • fexmentint 690.4ty Canoclorgon d ~cod, a domi." Senin For mrok «elan 9) insesince «Odach, pylico «IN pando I« Nr accast May rtraxle 1.25 Ukroi Sanice Inc. - Prowde the ~ar amant ol to wanadem‚ nck.dro watbk, arniko. and Bbfwei d oviaol Crtepin aury" 'mmd 14.edrty and garn 1200 Bobor Boulmord ks* segioned nt.* noro ol tlx ront holde kolo% Weehavilln h1)01096 lhe Firm a Cod busiali emestexte your amplom the bo:bole* Por P UTOP neta and wal tomce, wy era pręty siMprd rom • ~nn« ccolradl «udolne« nitrolea (e 9. Statorem% ehouseholcing• Tho Oranwnl narowie Mo ony oMicial mord ot yos molwo LOS Vaaodebo cod tersacto-o. d kw lat Imana prtnenhos prirate gramot) hat re We my («noki» ad ~40 rom, flakowe reth LOS f nexia' Senicts rami Othr reccels. +PW mona than 10 bacrent Myc to da esc, we aul, «adr not rogerodurder tfoSeuntos Act ol 1973. the same »Jon n the tama niwko*. e.9. because oM(9F Wid:~ fontanno <ornat.% OS slkot/d was rant for the ant youttink 'lnem:a. 50 ella • CormlOPtrot<Oltaat 9. arar mchowo od ther here orenn „bo *bo menton pro rani roi bo reheil kaXrk I you bale* ~e 6 anna« or pawil rani **une ol tromoney durrw te tnie e proc~ metal enter*, ncludrg lumen coPraall rokoonthos wilkdher cleni‚ al the torre 1,3*C53 d «nowam olom epet o ~otell n ‚okno to the tios LO to (onego O/ nartlecoton ara cowrocItT «tar comracts; old you «efer to ~we nd idei ~kl n Branek Marocre d to office sen,ro yoe occoant • Depo« rosi‚ fosepo <makas ol deposill r LBS sopor ennlopat, >co snop CINIO0 humbakiem; by Nerw ~Ml dr is paystele to te f nn or tre Bok LISA. L185 AG U S bano and bolesne* cArgyao fornalAdma Alt~ at tgurn dawn arf runded to be aron* f mamb' mlNtkn rdea*d<n Ix hera cf [OK bund Depach Proom storno« obiad-a:ok:I nos be anod kr ta pa rposes teki Vallernont In adama^ to nagub‚ acan tael accounts De SM POPI«, Wid Brtatppknsmalpraeclar do hitdy azot« nam* sola senro -end ta tono" P . Form 10% 5198. mar be Zśpi« to mon:oka-co kos. chrges f« Ix< rot rok togo* Mali eden i the, crerepse arce« The frond,/ /Paki nam< R luStOffNta • rleCkruler*• I 410 `kheel YOS ta neum nie Fan it prymem kr west« osobom and chargot kr u-pad on yos sutener.%. lk SIK peleton and the dosen by you to Miot you wit, your reerckeiona t requrod bibo toaleta‚!plakiet% all teklo dwOordt amourts n cash rokris Aroxres ths Xeboptmd seeplerrentalprot«tion da not 1005<1 parol ~gol ha' ro koal dl«, on pm roso. is rot ~Med to reportabb nrtaabh end takle ilereg to «hr Plaulau may bo u-0;KM. a erthe K market Ma ol par ramo-we (Mmd'« ai a Mlxx ryton. prockotrnornrerdatan. toned on woskol hed n koke rek". net troceeds • A ol market marne" *rw barlenetcY« innem« dajedne « rek reofile asr ottd weh pr • Nk itareación. end tog hun on orlon «metod LM Sonato Opiłam othanritel aCCOL843. rd o not *prom« or gar« that weath. kronie L105 olken «atom sweepro uoh tkance to bark « ano 'mamer mott cala will be azhevod All deoosei xcore at ncn-rIlutod bat' ind allelated Diridand %imelmani Program 0:IPP) /KOCINO« slwava *Y o* od lx; (tkacka; to nek ol Cownwnicetioni wida dw Fina batat ind morwy Market Mruki lsd' "lonty fards). Nr toto toknod b an areno erce You my obuło lots ol the erato nanarna You <an durno pa • Pone re.conlinee recralcommunbrbons n retro Depo« ront m LBS Br* L6A arka nr 314.1rd 'ho rial foce Iran ,asa InmralAdi,a Ony nt, D4 frondy roso rome' throt*Ordne Semen «by to ',Jeb« potni per ntos. exOdr9 %wir banat partecorreg n the UOS X -Wind ton me puthased end« ORIP, pytka shres so li be («trag per Faktowi Adm« selw Ma Stornel ~nlb Prolplpri AP p A/ Program faCmsesed n redo«. WithrCrule: sold 3'ddiecie, *II be depeded h kiw norran oka • II tho «kocieś noctAcn on t* up bh ~rwe ra nr* rdomulon, Osa KUA wow lek.gok. Onxot &Mend remeslment vice RIDIllsad b/ Ino mun mufo Aecontoyerviow tho ŚLInekre 6 nit U3SFPSOOM Seencet. UBS notce n 185 AG Slitsad Osmoli red skarn ol dato bom the mak« paa at reherh te penis' ~ni • Veto of accocotBombka Nn ol nut na nincul Swoi <ant pur mowo at (hańbo Nery fe.rds cne not bund ty Me faC we sokl trok« by worani wek the rckatad non.d on • Auta ?dan aaatable ath bern Mies la we Sponad yOud Itd retahaterP oloSk Skr funt dtpatils are net POI!~ ly Mono/ Fint Cash-in•liou ~debit ocean, tt öu «m. >w lunit od :hann we protected by SIFC See "CBS 1 namul Seneces anknoldsnotilY (nu), red Global Tamo Dwxoss, CoWsktole ine my W hell m ps rome d you r kreealited marks to market and (*Mil OM" not held rudem an lared m UBS f namul Sitwes and roi grot, ~cn' bolak «mad to a panela/O x a 'eon od a &Mend prymem by be rm Dora nol de solce, searitelasseb narocl<ng becka. and you arkn rrtNe a rebton otemwee. ew Fon mi akr st4Ipengd Lali al e* rod d* pn« and osom anorneg pona « ol nr« aannvon lo both fine wen par roourt. butros nt* bark tlnu« my ba noY/44 pace a AtoryX n "MI delerrnhedbee i wthdrawk, and skon ola/Jan kod my be rwa% ~Omom ~stad gaci opon; ind • As clexnbed n de Ittarel erretenenta. you rna! reOPOPI (serw gm od «edo >w rant oarctabb Pod opiom nardy vr å any ceno; or kod cembr, dx<11 briadalod od the troceeds rehrod to )Ra ps • bram, wbiec debil Dakron ~ring laOrrel Ol mosir wron relloclird cn your slårderniml MOP 30 d. ias aha el toa, ~nam ohjoethoa lort «ocli lro, thst roso broxot Mika« nid, smlot* Ikre raostrrox <boston od msk predik are 'mdc to • Bom <rei ~wnp ~lin% P ~nn to Os Fant« ~on W zwalin somy opbans. • Cashimoney Wron Total ol unntorod aolabb er, rount and mw way bobkowe~ xpre <atak balrot, plo dwo toin« al alf Amid axl f rtn't Cham f Smolt downem 101.351•169) ntlxIng <Lenen, «CMI nile% end y kld,- o artele ol Pono ~e thoFmt pronvlbe n ~ 109 ol anr om tollr,a 930.354-9I03. 8-COA.be '0600 F hl www abs OrPirdeepyinais, horn lxv Fnancul Adkiso ncealf hood rd mon mad« nad kaid saphcant <hango n pr lonu, amor a «wop babami.SIW cbs* ol eho tteenwet porad II ~doi !Kmh roby, a en raerg10185 a br <Ono 800 162-10g0 rewstonnfoblecton for ech 44~ hekt. you Non-tonorolty titt wed* halince n pur ICCOLnl Fneracol SPPell . Cleni R«% Departrrort. dno,* ona ol ew I «kowno imegment dakactwos na seg<aned from other Dolince‚ sd the Pm MW P0. Boa 166 Cdr. lit 07081. UN f ~cif Soniom aoccont protegi«, • Prockce Omen, Inconte ~Mens 'tetro the II* Fan is a ~Mb« Ot Ye Sowam rawo« Prexecor mot wy dr* knis n to «diwy «ule« ts • Al ',mement' 'hall be ~med ~e a-dacie:te generaler ot mant orfy barwa. West hr* att payable tean pur &maxi d not obocted to n rang ~bh 60 dwa CuPlnalKorKSOC). .Mich rowem triom cuttcrren • Mono °pt*, Abp.«uton twninvnts toetkebq cl ols werben w to g00.000 0nd...bn 12%00) for Iks tota' o r(tdMin the cent posad clown wlot • f« TTY serwet Cel 844612.0%S ot Iran caOtide gros" d «nepal Kaem Pism the genue« cf the U Cad 21:11.352.1495 dam fa cdi> bplanatory brolame avlbk ison non LAMIN inhomeation • b nose ol enon «ol ers *tot an eAectronc rk'a, e>, «x weto SIX 09 fyr 51-C Pon Cnolection • Pro4a ComUnstab ol okom. ...10~ ranie~ to m ocoosot hm you hollin a potkubr dotaeled Santon cn tho f nn's lardreg prolite lsd: bander 0711 bli pifM%a UBS kret debo Appeecati>n Irenmems setki-9 lar$1 tle «nefron rd aulos" rafo to yxr Cbre Roboornhe ord Trucka; cal 800162.1000. o« lora lo UBS <4010fy lhe Fen logtrio web elan ‚Miale, ho. abo ol «orne end posok of palmet, dwennent « Amant tur~ anrite Gnomal namul Swa' t%.. ICCO Hart« BM, 6th f kor. Tern rad Gratom ISS katernent of Oolit Pawik% ~hackera NI 01036, Alin UNOSU Sen.cot ~wad supplemental rostr« W* ~mn" mas prysble to ad taiable donn. «dni web tandet Onanall tkkf:na« awaiable n AreemsnO antI Mt bzom Mo «orlon et 1500 mllae at ol (Mart« 10.1016 • O~4~ See+,5 ~bn Mol roikceal reth i ewo ..-ortr eek r ei,A),,r CO u roik li 10011 x leC•J car.. 4 >OJ tek ps Saab", to trepaki ordo" end Intetonf. OP al rid, od Wstaw to the MOI" Owerol, esom galem** a recept o onang capa med moro det no" dw ront dan not «narok «Acan ntonetabr abxa a transfer on Mo ~nero « K Fam n Aren «Oteted kr te to $1 9 milo" in es ppp/ 1116 Fen, or Cod her(e‚ colbable)exesi "OmOtle k« ad >w PlOpelf hel n a NOKU« SDNYGM_00325133 EFTA_00197908 EFTA01307174 Important information about your stateurta ((onuco yew meets - For Oaten tavern %adrią nonatioann; • Est (emanated) Mmmc orient yields and rates. s, We mere conventa*, Iron IBS Beri USA, UPS You Varna. domes sosem ad *„e mas Feld cknomnaces, orce rid getry dace %aut may An etna* of sn,4 nom is hued on current AG Stinted feanth and ncnaltelred bras n the accord at the indol te mottu psica You how been a:lusted to foka* roper wlotom. dividend and narta ala, alannt te Warta *11 troop our cash sweep perm Ten me/ad tor &Miry et luty pad stosom a ary errs To dram ostre quotations. whin salto. dotal be held fa one yew kom statement dam o, oil tompensr cn may be a meet* pee scan. lee ce You may mute wanes trod at loan otawa alter yet 1-Aireol Aclesor. owacy the tanu" o cny a ge•salnis acciracy may tea otentre ol sewage day deport PWN any balancedue cn them Ary wane ad (vetted decent re not guaranael balances trareftred tote fins dreg the statement anod re • Ideate investment. and Wand ProdUOtt. fainted and teen a-d current raid la 'led el madw veto as oldie end of the statement Private mennum words* (nludatg deed odarte/On a sear ion told include artisan ol Activity ptetd meteor on Moans and real estate °esteem Mdl pretora a upili pans n Mire caw the nt Intormtion *gated ornmosions and ether deers • Gmt basi. In cletternng the tost based' te stories) and struttred products se omsk NV/ interne find anent Webb would be entrstatol feared in ccrnectkn mitr the earaonor Wedet, stories included n testament *toe Mead goad. 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Open odm does rot ;mnie any iwina IKS tle elamsiee Opon 6ouidatun. Pegaedng opon or 'geod idleteceltd ceders tut u-clr 'Cost boo' rd 'Urreolod gidiom' o - pied rety estimates or eola re w ol steryn • Aneta not held by VIS Finarcial Saniom Oaten wireroe treated by te fl ama dale, open buy and azotu at os te data Ne 0211411WC Alba cha ant ire ouppied10 Un :maul Sotern on a oset‚ re rot heli by the Fern ani not eritn the al slot acan re reared byt* .moa" ol raudach please denat rayon tui teamem amio regis bast by al rdependont volution Inn Inn% patatenCre tenant these met are a cetel ca an ortmlincts a w nth dre unless ircha"« Ole decrial, for ta papaws a - care, gonni palne a „pono( Gammas witet, displayed on ras t atonal for COOlinaltAbl aslnxtcd otawo. by >OJ You re retom,* lor ahem*. Accounts trarderred totefn. mą d ry, ano staSed totoFilm by the woos ally Postom and vales peesentad te orders tut are nikeided due lo you false lo tantal felled grass rdormalon only for tie prod ol generalpanne' a sponsor and may be <ablated voided by the mung hm uestnrocui Sawa e toting Ocen onlas lm they se hell at refem. More heterka' based as dater** Manton ban ta toed by not ervonstde foe Tss damam rtldonrye Wormatcn tribe added by year tacit Adrio !hid Dawes lo dense ter esfmsted .Wes guarantee Its tatary thew assets re col protected Privacy • Unrealized swintlosoas nerp dam is nobble, - You can drain adatent rtermatOntesserdna by St( a the trews atcdomental SPC coverage To oblana copy of ar talem Client hiaty Nocce, estmated treariatelganticosts are °skated for Ne (ntsdAsr used to deltrent the otrute d Clew cOntal Kor F einrnal kimo o vet os tome (duda storey lots the Untilen data for ••140 and the date of te nicrenation that n the • Revenue sharing and additianel comperwation s )4%*".. (As raut., hemeAe% rdrectst las nys mar x< relied carension bates la the nosate by tontactrura intro)] - n adIcion to cormssurn en sales and 1;4"1 len - IB5 ranee Seen i rolady* the ft/M. Berem Barge oda natty Naps:rat events Adecor moved n connecto, with de 654We:inof mane Senses Account IISSA and sled re brokerage Ourlend and that araneetni lots an, systemarc - Thnd pary intended yokes maybe reAxwni os h-Sstoor dents we race w atlasie (Koi* accountswhet, peon* aunt to bra erg servos and puchate low re each orrebned to dyb/ cne 1.1x paid' n awal Outran' teen el nets thing parems from darksaces ardor Fredru trup ananorneis reny Alain‚ bats aeraga0 lot The' Wadedate' <Oryn peasants the tatarka valeon Inn has rot %COW oe Anoda the mutual had tal to tell taw ord Wee **dwy Dank. and prontes access to obtul nabodo. pode date ruble to afign van Men we becone Neat roves re Diodo, two detain wronem* nosate and annuat went issued by kraMaki • Callable secutitiss Boda seandested Usk Mat tel armarii ewe has oared tat mw calla de amon ol males by IBS of a periods' mima tad-Party mln* tempa es trout, *warce te murg ans for earY redemezmn wit be seteeted Cewo* reported oats MO Curaren, a when a hal fa 14 bow dent, and Gd I. asset raked a somy tbodunts of LOS Prymul Since‚ Inc. orparliaRe by lot Iron raced rl stones d that *atut word be hmlay spen.Amme de to the note ida nuta kret Irys r sham NW at te - Keane% marea ani snuty proton ewehhelid nor nam‚ or n notate name for ar <lomb Cal kare rdcanton is obtaned loom tied ol the wanty - Won martw an 40-te gasi panne a (pasa g fee - We andor alf luk rho retwe netwrorry ani - rcK roved • No kurt porter May losevale - tMA Resorce Minsounem Amant Dusiłem pales and Is Maary rs roI tested Other call estenaied ola. nora teatry earnated vale is antis patat.; leer in cormderaticn for trarOer Sonat Account PSA, Patt and touted R•toarco foaled *wann whet eola affect yell. temple* prondid the eabe of **seciny wal be deltere awn services tui tea premiie to the nutu herds. Manaptrient Acorn re recontoed wyce rues O neornaton wd be wonted tan redom from n pachole once Mw too: oma% re pad trem meszce asom n Frunteal Samos eit • PAWraba hoi Ovtryed larwo-ion aid other - 'Ctetrixd cn‚ to date my rule rehrn of te raut !wid and we a hod dale aron based - VISA d aremitted edam* owed by tea wodam maybe heater or bow thine* once that mitt, hecom a both on tenter d accords at the breardeake Weensionie Savo Atwater:a and used le er you would rewą. Mane n te market Pron aro ▪ 'Caput una reprelledi tie etiud calving holding *uwal Irdt of that Isrd tam ty kense The ISS udo credit tads att the IBS Vila dtaied front various Shad paty serce, which we price per at and myna reeled ‚as cost base - n eddeiri to cormissons maned n can tle. debt cads are etaed by WS Sant USA with bele* to be *labą. but we Oo not ?mime tier - DPP and teemed KIT se<akiet are not limed en a wit te sale or ddrbution d nuty contrads and Pentinal Iran Yea USA exonerated Maher accuaty national Nowem odom, and are omrok ren mestmml Inne rrds lo our (tents, we ardor tradernarks, regotred tradtruts, servo mada rd - We gema* ust te tkong peke sheet mottle or +kred re teen 1 inc) ca, be sold, the pice os Wiole Matm cetna lhartil (alternates, reg eared lance marks re of thee respecter the monel the bel and at. takes la *sled rowed may be Ins taitepee share rented how may of the roratce <owinę‚ trielemeng comprises wines ad options o aty lad aces kr OTC value pętelka n lee roan parowa te nuty ccremos, Aloes ci the nosom* /Wada torpanes a sponsas ot ta saw, f reKtallet Imm ISS Fienes1 Sinim, Mc Pee 20IPIO - lat lamet tata anaba myb wed trag a • Reetriotedmorkim kamei urwie serwety meta n:a% *akson nobla the mon mera ace we are no trnwty algi* for pstdc salo LOS Financial - n Adair, to cosensienretemd Wont* obtained andmaynot reflect an actualmotet vice Senon uses tie market cne of te rarrestricted stock ortu* and sale d ***Sham finds. we ada re aort cl the site suer as an ireatd eat* la te al/dat. retem* an asso.based resent twin) - Crean pasiko‚ mąt aye wehoul a pike and restricted stok for popases of 64 at•temtnt only. To pitnem Iran lee &wiarom as well as *B Now os 'oc. walna softie' if we are te eden, due were led sward es are <Israel or sale, fu-d*, for ethnology clnebonent. Wanna a-d unobte to cblan a pite fora %Ony te tik< roeeed may be wbite tidy lem limn te *ducia, - Ottati a wanks denomnred n cueences imputed vat* shown. - ors albinos the come iraing corrnisson ad other tan u S dots an refloatd atik. ochrge Oko torpom/fen from mamer Na* rd intact rate od ter-tame dale tarpan« afar" acrobat we drobre SDNY_GM00325134 EFTA_00197909 EFTA01307175 UBSfinanctal Service€ tic SUBS Prwate Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York IV 10171-0002 December 2019 Cere7c0789.16971219913 vs 0 GHISLAINE MAXWELL Account name: All5lAINE MAXWELL Friendly account name: Ind CasIvSaving n Account number. Your 15 medal Advisor: SCOTT STACKMANME CASRIEL Phone Questions about your statement? Call your financial Advisor cw the Value of your account RMA ResourceUne at 80ORMA-1C00. on November 29 (S) on December 31 0) account - Your assets 510 510 Visit e er website: Your liabilities 0.00 0.00 www.o.bsconIfisancialumnces Value of your account $5.10 $5.10 Items for your attention . Help proleCt yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also. gel your free credit report artually from Sources of your account growth www.annuakrechtreport.can. Tracking the value of your account during 2019 Value of your acount S Thousands at year end 2018 1693.954 77 Net deposits and 6,144.7 vnUdraNdl€ -5704,97912 YOut arieStirent return: Oundend and interest eicome 15.02945 Change on 9i; 4 9176 700.0 mariat value 1000 0 s aimata. 0.4, 3; Value of your soma on Dec M.2019 95.10 Dec 2014 Dec Zoi 5 Dec 2016 Dec ion Dec 2018 Nov 019 Dec 2019 Member SIPC CeP7OCC0007E00937 HP700030.969 00032 i219030575C04 n2357555010100) Page 1 of 6 SDNY_GM_00325135 EFTA_00197910 EFTA01307176 Account none: GlISLAME MAXWELL Your nnendal Advisor. tat UBS Resource Management Account :.?cerrby 2019 Friendly account namw Ind CaskSaving Account number. SCOTT STACK MMILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 3 (t) your actor, A Cash and money balances 5.10 t Cam and money balances may include 10000% Your current asset allocation avaiable cash balances, UBS (tank USA deposit B Cab alternatives 000 0.00% account, UBS CDC inswed Deposit Program Bank accounts. U85 AG Stamford Branch deposit C Equities 000 000% account balances and money market mutual had sweep balances. See the important information D Fixed 'income 003 0.00% about )ow statement on the last two pages of this statement for detail about those balances. E Non-traditional 000 0.00% • 0.00% Total assets $5.10 100.00% A Value of your account $5.10 Eye on the markets Percentage change rdex DOC•mtw 2019 Year to date S&P 500 3.02% 31.49% Russell 3000 2.89% 31.02% MSCI - Europe, Australia & Far East 3.27% 22.66% Barclays Capital U.S. Aggregate Bond Index 407% 8.72% Interest rates on December 31.2019 3-month Treasury bills 1 52% One-month LIBOR: 1.76% ChP10003007820588IP700030196900C002 121903057%04 Y123575550 IMO) Page 2 of 6 SDNY_GM_003251343 EFTA_001979 I I EFTA01307177 Account name: GHSLAtIE MAXWELL Veer Neaertieri Advisor: Resource Management Account Friendly account name' Ind Cast/St/mg *UBS December 2019 Account number: SCOTT STACEMAAELYLE CA5RIEL Change in the value of your account Cash activity summary December 2019 (5) Year to dale al Sit Account am* rna montnIce delah litaLworet in your Sweep Optiort me ,nduded in Ow cowing and closing b.lantet rd or FDIC 'mutant. zoos to decent% at UBS Sant USA alcISI bank; pafttiobb9 m Ire UBS FOC tnufed WOW Progin. n coes not iotarocks:4),nel UBS AG. Stamford eraoch SIC Opening account value $5.10 $699,954.77 protecton die: to money market walla fund tongs but not banE depcnits Seeimporfant inbematvn gag: your Ittlemenf co theist two pages d tM deeteneol for delst Deposits, including investments transferred n 0.00 614,019 77 December 2019141 Year to date IS) Wandravvals and fees, Opening balances $5.10 $0.00 nclucling investments transferred out 0.00 -1,318,998.89 Additions Deposits and other funds credited 0.00 614,019 77 Dividend and interest exome 0.00 5.029 45 Dividend and interest ncome 0.00 5,029 45 dosing account value $5.10 $5.10 Proceeds from investment transactions 0.00 1,167,965 92 Total additions $1,787,015.14 Dividend and interest income earned $0.00 Subtractions rot ouposes et ths stalentnt tembley of Interest and cleclead Income nee been deternined man a us Fees 0.00 -25.00 1,I [Koran PersreclAe bard coon the reticle nCe of the *Main! holder. OCCOunt tpe. of maw type. gent interest ands &send parnents may nor be L.Ojed to Uriled Slates WA ardor Puerto Rico (PR) Other funds debited 0.00 -1,318,97389 lix0rt* Wet The theft ManItily State:We Is MI blended 10 be used and rannOl be Felted ICCO lOr la Pwrelel. C lents shOokt*Ier to the andKatie 'Si FOOOrhng (own They re(ene ban UBS annualy. lief as Funds withdrawn for investments tie form 1099 ascl the fawns 460. for ty repoitng aticernatCo It Ii the prame or UBS to fee the aapecatre la reporting loins AIM the US Interns Raenue SehlIe and PR lleEtury PecOrtniertt, and In bought 0 CO -468,011.15 such toms awatoy Minty ckwdenCS WO a interest a I no earro Or WOO* Dian Rest (0!661 y0.0 osusus tat moon Total subtractions $0.00 -$1,787,010.04 December 2019 (5) Year to date (5) Net cash flow S0.00 $5.10 Taxable dividends 000 5,01787 Closing balances $5.10 $5.10 Taxable interest 0.00 11.58 Total current year 30.00 SSA/29A5 Total dividend & interest $0.00 $502945 CPP700(A007E005039 NP7000304969 06032 1219 030575C04 Y12357555010100) Page 3 of 6 SDNY_GM_00325137 EFTA_00197912 EFTA01307178 Resource Management Account Account name: GESSLAWE MAXWELL Your PImeocial Advisor: *UBS December 2019 Friendly account name:Ind CashiSaving Account number SCOTT STACK MANLYLE CASPIEL UBS Bank USA Deposit Account APY rarest petted Nov 7 - Dec 5 Opening UBS Bank USA Deposit balance Nov 7 $0.00 Closing UBS Bank USA Deposrt balance Dec 5 $5.10 Number of days in interest period 29 Average daily balance $4.92 /merest earned $0.00 Annual percentage yield earned 000% Your investment objectives: You have klentibed the following investment objectwes for the account g you have questions about thine obloctrveS, disagree with them, or wish to change them, pleaneCOntaa your fndMial Ackisor or Branch Manager YOu can find a full description of the alternative Investment objectives in important informarken about )oar statement at the end of this document. Your return objective: Cunent income S capital appreciation Your risk Profile: ', ornery Moderate Investment etigiblity con9geratton none selected Your account instructions • Your account cost bass default closing method is AFO, First In, First Out. CePTCOOKK/7870590 NKTOG0304969 COCO/ 1219 030575C04 M3575%010100) Pop• 4 of 6 SDNY_GM_00325138 EFFA_00197913 EFTA01307179 Account name: GhISLAPIE MAXWELL Resource Management Account Your Neancial Advisor: Friendly account name' Ind Cash/Strong UBS December 2019 Account number: SCOTT STACKMANILVLE CASR1EL Your assets Same prices. !rxerne °El Wool valfx$ shorrn may teeCOffloirnfle AS a snort. gans asX1105SeS rndy MI te ~lads reBecled See impOrtent adeenefecn Moot >our ffiterated a the eng ol ths &centre Co/ true :reformation Cash Cash and money balances cam and tsasey -; ries avalarie Fain balances UBS Bann USA alx,sa ac<ouni Marx" UIS5 BaI USA seal U85 Fac loused Frogun Bank depart arouse bdarseS are Insured by the FDIC Mho UBS FP( Insured nagenBari Banos UBS AG Stamford Brands *pool account Galax*, and matey ap;oraho Pmts. co are not pranied by 5UC uBS AG stricter Branch demsa account bArxes au not insured irtsvlsel nUua lundSwetp badhaf. by FOIC arc av not protected by SIPC. Morey market Sweep telathei are pecleded by Sit tun au WI enured8y the FIX See the MrpOetant olOnnarnOn anout)our sweat« at the end oi this Oxtrnent lot dents about COS. toianco ~nog Want. aos•ngoaénee torero« share Average anneal/Knelt« Darn tracing en Dec 1 (I) on Dec 31 (41 en Dec 31 fate period period inswen UPS BANE USA UP ACC 5.10 5.10 250;00.00 Your total assets Percentage d Cost Bbmined Unedited Whit on Dec 35(S) your arrant Gelb (I) MIMS1We% (SI »not IOU (t) Cash Cash and money balances 5.10 10000% 5.10 Total $510 10000% $5.10 Summary of approved payees and recurring payments lased on your instruchiyn, the lotion'sf ~es and teeming payment ocean:1de~ 'approved mepeyee and rervong pay:rents Itsfoff below do not *Mode OP Penneedf, fttenit Fends /unseen and poem'. As a inn/it Oanu may Jut/10We addadOnal transfers to:nett:~ verbUY and WPM Me no («ran ante Medan Cornets, wants at UM IC you hew eddeconet payees andfor reCtierAng MstrultMIS beget reeténng ondradoalcordnnamm for payments to filn 04).n. on es.youwe/WM* separ"lailkeitOx (tarn anaranalAoSoot re update of array any of (nose neffueriOns. Ooze «Oral oar f ~nab, MVO« CatOursemam uct used Paso coseneocn Arneunt (Si susthoso Typo Boni iniquoity Stan dot Enddag dare Cohen and Gresser UP Attorney Escrow Aceotrit »MORGAN CHASE BANK, NA vaned Federal Furst Payee on file Upon ro est Na Na Aug 02. 19 Haddon. Morgan and Foreman. P C C0LTAF Trust Account WELLS FARGO RANK, NA vaned Federal Fusds Payee eel file upon regyesi Na Na Aug 02, 19 conrinued na..r page CW700:9007(00591 19, 000304969 00032 1219030579We Y123575550 IOICCO Page 5 of 6 SDNY_GM_00325139 EFTA_00197914 EFTA01307180 Resource Management Account Account name: GHSLAVE MAXWELL Your Figoodal Advisor: *UBS December 2019 Friendly account name' Ind CasNSawng Amount nuinbor. SCOTT STACK MANLYLE CASRIEL Summary of approved payees and recurring payments (continued) Cisbursernall uct Ind Pelee dtS(0,0tIal •mount (1) metros ismer/en Prequency Starl Sit En! date (We Isabel Maxwell BANK Cf AMER( A, N A , NY vaned Federal Reds Payee co file Upon request Na Na Aug 20, '9 Leah Salfon Inc BANK OF AMERCA, N.A., CA vaned Federal Funds Payee on file upon request Na Na Nov 01, 19 Soho Howe New York Inc WELLS FARGO BANK, NA oned Federal Funds Payee on file Upon request Na Na Ian 08, 19 Cne700:6(07670592 Nr.300304969 0000? 1219 030575004 Y123575$50 101(00 ►age 6 of 6 End of statement for accouit number SDNY_GM_00325140 EFTA_00197915 EFTA01307181 Important information Mima your statement LBS fiuncialSenien rac. (the firma LIBS fin:rent her tran pa no Lit« tango dys ria t* one 453C ty. Alul<opyofKpolcywedn; ts andabat «cno a. araro rd ^MI rar neto pace wlh Soncoa, k a monter ol ai potopi ottona, ccenmodey cont >co to fra catomoi On bch te r« or con most irtbbon and Mccl «boga Ub Fornal5,nel gid UBS :Metod • Moderno Wato-eg to ‚ccm tono n* to powoi od Bark USA ze niem saboores ct LOS AG rd -—tondo ps osis rd ~st nunia ano) flottor to SIC ~Mion m tht stopkom-tal toktre setne Palba sa wek bitnie ran attdala of tr5 Seosibes 11C tlx Firn,' (namul - Dat be the ona or the order you se saltaie torC4Kleten Mok IO: • Anc.:40 Wilię to ittte IW,' nt 1° "CO " galeno« n ~Wale tcon aequo' Ihe rm's noniiw flot ind mAin m doro as pa cre MV • Cen in f ~Nud ata% worotIed by (Ar4 ncidrd n hah plahlty ro Ud horn" owe' leni ollon re at Mowni‚ rsw a oby yo modom )0k4 WOunt Ma) tut IW nera Iron% LAS f ~tul • f~entent 690.4ty Canuclergon f ~cod, a domin." Stanco‚ kor narok orlan Cbinstrince podst, pylico ok IN pestka.> kr to Jadali My «WP blaS Inarnal Sanice Inc. - hondo tre &kr amant ol to wanadem( "ladro wata arniko. and Bbfwei d oviaol Crtepin aron" hamad 14.edrty and tremą 1200 Babo Boulnoad hmthaeghtred nt.* noro of tlx rome holdte on olat Wahani-4n A1)02096 lhe Firm t Cod by-cena amesNote your amplom the bo:bole* Por P UTOP ~et), and od «rect nera pręty bo alkok ras • ~n«« ccolradf « toreslment nlerp16 (e9, Statorem% Itouseholcing• Tho Oranwnt (Kimnie rh. ony oMicial %ord ol ‚ar molwo LOS Waodebn cod tersactp-o. d wo tat tenisa pstnenhps rH ornate obcem/on) ht re We ma ~klak ad ~40 iwom statertertsreth LOS fancie' Senicts want OM« retach. +Pdt mona thr 10 bacom dat nods esc. we *dl credo not rogowo:I under tfoSountot Act ol 1973. the same »ket n the tama sekta.. e.9. becha oM(9F lat cloonrts. fontanno <ornat.% OSshx/d ps acan+ for tle rwe youthrk n n M01. 50 thal • Corm•ochrot<Oltaat (e9. talar achano »d they here ~nn oho *bo menton pin rewo rot bo rehed kaXn I you bal.* ~e 6 rara or ~nil rani te* uli ol hemom., durra te lute proc~ metal ornat*, ncludrg lutein <rerami rolponthos wlk Oho ~M al the sse* altan d omotam. raks* nepot ennedotely n ‚okno to the Ukos LO to complete 0,1 nartlectron aticpr+Jdh<yia,comrxw; wid >ou wek" to mono lid robi nionu ~kl n Oranci Manager d to office sen,ro occoant • Depo« accounts (ospa «n d kros ol &posil) r LBS <oparto enrclopat, >tx, ano/ ONI.» baniakiem; by Nera mika al obiekt pytle to te fem or tre Bok LISA, 1.195 AG U S tranchos and bolesne* <Min~ inraid kima Alt~ at tguret stosu aro runded to* acana, f ^amia' nfittatir nkated on Ix Ikra cf fl [OK arend Depach Proom stakrnert obiad-a:ok:I not be anod kr ta pspases gdy Valleferet In addendo to nagub‚ amon lool acan De SM POPI«, rd Thela.064MInlalprcteclOn do Mendy azot« nam* sola senroend ta tono" P . form 10% 5a98. ma be Plota to marunie kos. chrges fa Ix* • topy lo liny! Metr eden i Owy ceerepse aoces The fiondly /POPI. nam< R atligetnaa • rleCkNerR• I whael ~N Ps ta neum MFan it parnam kr sauno; purchan and chargot la u-pad on yaLr sutener.%. SIK orotedion and the damen by you to otur you wit, your repecktilani t regenci 41~ tongal toto .% ad taklo dradordt amourn n cash oceanu Amres Mx ato translared koplerrentalprot«tion dam orox<1 agend chrges han n:, legi filet on pr accort. h not reended to reportabb nrtaabh red takle intereg to °dor Phitriau ma be u-0SOR, a erder tle the market Ma ol par roestrnerts (obce'« as a metlut sa ton. prodotrecornrerdatan. toned cre warkot Pod n pur acan. rot troceeds • eRA ol market rrovoment. Mim bank nOky • terem« daedne a ret: reofile astaxoted reet, Kar • sale leareaciten. end tog Wab on oman «metod LM ~sap Opilcom othaesitel aCCOL843. "tonce *prom« or gurem« that weath. opsne.. UBS olhen potom sweepro uoh Rance to bark ary 'nexia, mott Or red be achepel All deoost rococ at non- alluted bata ind united Diridand %internom Program (13Idn eiperneatt ebtt Kro ol kot (tkacka; to nek ol Communketioni war tco Fina bant ind morwy Market ritual lim* \toney fard0. ;hep«. relkolod k an areno oto. you ma obuło lott of Kamie ~ma You <an durno pita • flesze re.confinee ary cni coorronbreons n retro °opata osann M LBS Br* LISA ana addred tlx woal pr<e Iran avta inannal Ada." OMY Mok franca xpre romeo throt*Ordne Samca «by to furthr proc«, ton ntns. nittorg your 9t bant, partecorreg n tho ISS noCinsared storn me pithated ind« ORIP. pytka 5hses MI be cmxl") ps Fax« ul Achnor leda Ma Sinais 16.4410r ProlpIpri AP p A/ Program n FaC-nosed n leCedar<4. VithEr ryte: sold sddiecie*, wal be deposded h prear accux. tlx • II Mo finrcol mutin on t* dito bh ~kra fa owe rolonnabon, pisa ren rwo ldcgn, Okpose &Mend reniestment vice 6.4>Pnadbf IM mur met ~art *eoni« of M.aatati 1 R nit ISS FPSOOM Sarno ISS retort‚ at 165 AG %Mord Barty red skarn ol defo bom dn mokce OP* P reherh trO Prl, '"ni • Veto olyo« accouetBortebka Nn ol sm« and nincul Swoi cent pur mowo at (kanno Wary Rrds cne not ~ty Me faC Tniaki trok« by worani wet the ickatad nitan • Pupa axaln aaaable ath beanem Min k« we narred IOV d ltd retahaterP *heniek, funt dtpatils a-triol DrOltaadbYSIK MonlY Wet Cash-in•liou totored thoaccani re bo cne. >w kwit and :hann se protected by SIFC See "CBS Inmini Samce taganad tauntY (nt), red Global Trele ono, Wy wtok tratt roa hell en os ettan g )1CV kinali:od marks to mokek and (*Mil Intif t Md syddes e. Ic<red UBS f namul Sitwes and rot 41<cort ~cn' bela* minlod ‚O a parta! vol anemon od a &Mend parnem by be fam Dora not oktod* arcnced searitelasseb narocl<ng becka. and >co Insi rrtNe a lipa, or ~no. the fam wReaM se4Ipengd unii al %K ind ce K prim and osom natną< rana cr of ary «nr a onorpon lo both tram owi par nkgs<t. bflxot nto bark dato« mao bi nudot lorce a AtoeiX an "MI Cleterrnhedbee i torhdrawn, and skon 013/kra kod my be rosa ~mym ~stad gaci. opon; ind • As dexnbed r, tet Ittarel erretenenty you mat ‚togami (kina samcy. ed «edo pur accard oarctabb nad ogrom uddy to d ony ceno; or kod cembra &ocli liNdated and the trotoeds rehtrod to >ar >as • babami wbiec debil balacie" ~ring ergo relloclird cn your slubeenant MOP 30 das siwe wis laOrra OS maxi ~nam ohjoethoa Mika« nuda spetabh. lort <rocki lro, thai acan boa ot the nosem« obsceny; ind nsk profile are ‚mdc to • Cashimoney Wron Total ol unnteroda,olabb • Bom ~cl ~wnp «angin% P nyres to Os Fant« ~ar W anatable ‚osep options. eat, account and rruy na belotce)ar xprds. trn't Clone f olm<nt Dogronam it 201.352 • I 69) ntlxIng OMOM «CMI nto end y kld,- o astable tath bab/ero. plo apat bainit al alt Amid rd Porn xhm tho Fam pronodbe n esdn9 ol sa rcnalflubed Wnas, rd nona main ~od ind cr tot'roo 930.354,9103. 600A.M. to 600 ww* abs OrPsweepyiatis, horn pr Framol Anno- saphcant chango .0 pr ann, mamer a IT ~doi *pop+ terby, a en rea na 10 at5 or !wolno 800 3671000 tosop 64~4.4.34th* etted itat «gemm porad ~ono! oblectewn For ech 44~ reekt. you Non-conorolly Inet vedel halince np./ POPPI st F ławico' StroCti . Cleni Retar Departmert. dna* ona ol ew f ()kong ernemment dakattmos ISS f isalm) Sroko aoccont protoction not from other babrxes rid the fan ma P O Bo. 766 ~n Ca. fil 07087. • Prockee Omendocent hregmert s garo the era Tydd thesketil n to odma wite ol st • Al statements skali be ~med ~e a-dacie:te II* Cetn es a omber Ol **Santon nogo Protecton oreada, ol nom, aur CatteCtanOr(SOC). *Kl, wolem tentom isrond barwa now tank ra poyable teon your elmaxi. d not abocted to n neon ~bh 60 dal • Mono °pul Abp.«uton nwninvnts toetkebq Dn tota' o •(tioin the «rent posad <kong wlot • ta Tfy serwet Cel 1144-612.09B5 ot Iron caatide cl ds merrben w to E00.000 (ix luko 12%00) for gros" d praxpal rak« eon the ~talon cf IM U. S. Cad 21:11.352.1495 dom kr cen) bplanatory tnachute notable apa rKOrner LAMIN inhomeation • b (Me ol enonor ~ha apat an tdenrOnc atarg ca' x rewo kodag. The SIC met Piplian • Peo4a Comennstabotworm• end Ce~ Brata apvy to m anan Kl you hollin a prikubr for dotaeled Santon cn tho fnas lardreg parkot lods bander (Vit bli pa/na%a UBS Vat debit Anetęeeti>n setking bah te pentudion rd aulos" Mx to ps Chart Raboonthp ord mostom t cal 800162.1000. o« lone lo UBS <4010fy The ren Pad'« nt mian alliiales, han abo ol «orne sdtroMh of palnej:ul downem or Amant A~etnt ord **Gen«al namul Swat t%.. ICCO Barta (Ad, 6th Kor. Term rad Gratom ISS katernent of Oolit haik% ~Wark^ NI 07036, Alin UNOSU Sensot ~mad supplemental ro.sance W* ~run man pytle to ad taigbet donn. colectrobundo Owal tkkf:na« smithie n Areem•nt antI Mt bzom ht polekon R 1500 mllae at ol (Mart« 10. 2016 • O~4~ See+,5 to ~bn Mol 'ohm!. ~h i ww. /4, e-turu eiv Re,A),,r Calu roik li $006 x>oeu car.. 4 y:41 fi lc ps bw d* sd Wstaw to dx acan owal. non if galen** a recept o we/g capa med moro 5065(1 10 ihe paki condi om end Intercern. (Mar the Fam o funta Vota led kr ap to $1 9 milce, in es tet nesa the accourn dan not generale vordicart ntonets<nabxa a transfer cn the stanem lx ppp/ 1116 tren or Cod buran aolbable)exot sPnm0Se k« ad >w ato" heli n a pal<alar SDNY_GM_00325141 Em_oo197916 EFTA01307182 Important information about your statement ((Onfinued) %e su - Per (eettonfecvael fratInq nonieeiormog • la (estareateeneome. went yalcb endemie. wi ment conyensat ontreenLeS Bar* Lek LES Vete galanten ~es sterke, ad *er mets held cltissmn.iteen, OKe W gurety Nxe ribt)rnay An eense ol arnai naaren boadon <weent AG Sunted &and, and ronalbland bras n the accora at the ed of Me star ent prud Tem ham been atjusted to truk» proper stalualces. dadend and ~ral" manna *e mades wil *reist. aa cash ~cp aoya-ns Ten my ad tor ckahtly a fuly pad ~nos e arr, tree To Man oteroni quota's" tohon nadat». contact be heldla ene sea kom entree dato ee ese l ~ron my be a ~kW pa aast lee cr Wo ~Mao Wolw taal at ban tolden/ dm yas Fnntal ~or «rury The aura» o <4 a gudelno acarxy my be a patent/deed koog* day defect t Men am/ baant* dut ontbeen Ary Wo/ b r, rid contn.idtmena n not guarantoed Nlex.." trarefered to to fim ding the statement pear] • Prime inveamenta and Metendproda Fernand ~al norne ad <urnen rad la bied at motet vake al ot the eed d the statement Penre "mimet mades (IncLdi-9 dokt atlant/OM Of ~ion <ald trkbade aceton of Actnity penad ~kogen Maan indeed note nimotene "et Prekoal ce opaalgans naken', <netto ni nformation regsdna ernmosens and Øa even • Ginbaai. In ddamnegthe<o,t base ot the ~reef) ni attetvedprØb ore gereraly hotfry nare fad wamt >iele ~Abt emestated. ncurred n tornecta wei Ine enoot on ot kades. mades irkbded lbo aroment. *hele estleated etcted Ceetainteuttared(rOtials here nol been - blemded waag «ome ird aneel yeld and Ce nnad^3 <eten vároadons nabeen oduded on wehthe nart« • LeS Frareal Saven het SS manend wth the Securtn ond Tacharge Knal i,come and yeld rnti be bos or ?water carherndons pre/tank furnsrod >al, and wil be m hom tomen Oor Con Comoor. or Wee ro stele >medio tm We Man th* mtenstal amant: prosidtd to >ou romp<, on nessen f nood Seroces. eneseng Mammen ban rotha provoe estenated vaars tor probate etermen - An onnut* ol rnaalnd nom. (detderd amice tem« Mat you mag have Øreled to yoga Imam.' marot ad reurkred ptedects ta nlormafficrul infame dreded by do <omen ~Set Short saline Adosa Ill Pam does not nd•pretnuy venty ce PuVocas cn‘f Auknot 4 nol gteatánbottl aaneen. balastro C~ and* last duidend you ro <and n short sten a seany, >eo may garde+ the Karonje« valdyd vc damden - thees vetes inly del« stbstantgni kan Irnes. Ce Meent payrnent ~fa by tro noen and nos a ~oe doe lo <titan bermen, omes la Mat art', at oktth a pwase rrerititsenlsteOleee Ø baas Mis« dan IJ3S ?namat Sam«. akhough LE talons to ~staal ES inreed Saven anerals fl o nareed tbc fele strata& prodket mal tapbast*ce fokt ad do not rweessody inerter the vale yam my maa ~rent. r ia‹,sanidetx.sts vnl be tokt Ier ore ra kon, te narent die a unhl~solt Acesacy abt cortnued yed re not gesimd. Paria» makt Open orden Ø rot tronie any aftrain ttat tee Scanden nsen Souideen. PoStedrg <Oen or • gled taai-gekt «dm to SCost ben" a-d • Urn:deed girtloss' - meid party essenaks of rale re af ot steun • MMS not kW by 111$ Finodd Sorriooe. Celen «ene aaseed by °worgen.« date, open buy and amor* at et ~daad Ni stattmere At <ach. den and are stol:Melle Minimal Steven on metsen rot heklby the Pm, and ne enne, tbc sel Iloponists se reduced by hanene ol asederds pkaw <b eeryen tos etterrnibas So malie mala base by an edhoenkee 'biatlon Inn bin's possaten or tarot Thea atti rr ante am re eidradexh a ex arts dec unies pad"»,a tak decem' kt tra pØ « - bauw. ~aiarmer fr <game earnaud rak«. drolawd on war statement lor Same trol nttnxted deerns byrya You se respornbb la othennot A«oontt Uanstated to te fan mal d ry. sta:and to te Erin by th* mar. 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