06$ financial Ser'Aces rx
private Wealth Management
SUBS 299 Park Avenue
25th Floor
Resource Management Account
New York NY 10171-0002 January 2018
CN170057465170119 vt 0
GHISLAINE MAXWELL
PO. BOX 308
TEANECK NJ 07666-0308
Account name: 6HISLAINE MAXWELL
Friendly account name: Indy CherdcfCar
Account number
Your Nnaadal Advisor.
SCOTT STACKMAMYLE CA SRIEL
Phone 2I2-82l
212821-70 600.308-3I40
Questions about your statement?
Can your financial Advisor or the Value of your account
RMA R Ois • 1000. on December 29(11 on January 3! (1)
accoun
YOUr assets 41,946 32 36,522 63
Visit oEr wabsito: Your liabilities 0.00 0.00
www.itscornifiuncialsennces
Value of your account $41,946.32 $36.522.63
Items for your attention
. Help protect yourself horn had and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
wwwannuakreditreportccen
Tracking the value of your account during 2015
VS* 01 your .xcount
I Thousands ors's. end 2017 $41.94632
Net deposits and
7t6 wthdrarvals .15,432 44
Vout Wriestrrent return.
43.9 11.9 °ward and
36.5 interest axon* $875
• Change in
martin value $000
1.9
Vats of your account
Dec Idle Dec 20tS Dec i0l6 Der 3017 ten 2018
on Senn 2011I ra.ca
PA•mber SIM CW7000300574651 7 Net0001911650,X03 Ot 18 03057503 4 Y123576550 000000 Page 1 of 6
SDNY_GM_00325143
EFTA_00197918
EFTA01307184
Resource Management Account Account none: .-2,s15rAriE MAXWELL Your Pi sandal Adviser:
UBS January 2018
Friendly account n
Account number.
• In1.th 5 r SCOTT STACK MANLYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
January 3l It) your =Wit
. Cam and money balances may include
A Cash and money balances 36,522 63 100.00% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives G 03 0.00% account UBS CDC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 003 0.00% account balances and money market mutual bald
sweep balances. See the important nformadon
D Fixed income 003 0.00% about ow statement on the last two pages of
this statement 101 detail about those balances.
E Non-traditional 000 0.00%
Total assets $36,522.63 100.00%
A
Value of your account 536,522.63
Eye on the markets
Percentage change
Index ;mussy 2018 War to date
5&P 500 5.73% 5.73%
Russell 3000 627% 5.27%
MSCI - Europe, Australia & Far East 5.02% 5.02%
Barclays Capital U.S. Aggregate Bond Index -1.15% -1.15%
Interest rates on January 31.2018
3-month Treasury bills 1 45%
One-month LIBOR 1.58%
CAP100:0005746518 W0001971650003 ON 8030575004 XI 23576550 030000 Page 2 04 C
SDNY_GM_00325144
EFTA_00 97919
EFTA01307185
Resource KAanagennentikomunt Account name: GI4SLAIIE MAXWELL Your Naandal Advisor.
Peiendly account name- Indio Clse(slCat
UBS January 2018 Account number.
SCOTT STACKMANLYLE CASRIEL
Change in the value of your account Cash activity summary
January 201812) Year to dale (S) Sn Account array reus monthIce dealt Mareet in your Sweep Opaorc xi mcludid in the apemen and
elccirg Mame; rive FDIC insurancean:6es tocheratte al UPS Flanl USA and al balks palcipaling in The
UPS FDIC !Steed Deposit Rogan. n does not Wy to deposes al UPS AG. stamen:I dash a bat
Opening account value $41,946.32 $41,946.32 repeats pearecl thrOugh the U85 Deposit Account prcorets sic peCeecton applies to roller
rnakel sweep fundFcldngs last not bank depcdit. See import:weak/mita, gagging( :Cement anti,.
Deposits, including investments L3St tve0 pays of to 000,Ment fOf deal;
transferred n 8,053.68 8,053 68
January 201813) Year to date (S)
Withdrawals and fees,
nckiding investments transferred Opening balances $41,946.32 $41,946.32
out -13,486.12 -13,486.12 AddtAms
Dividend and interest income 8.75 8.75 Deposits and other funds credited 8,053 68 8,053 68
dosing account value $36,522.63 $36.52243 Dividend and interest ncorne 8 75 8 75
Total additions $8,062.43 $8,062.43
Dividend and interest income earned Subtraction
Checks and bill payments -13,486.12 -13,48612
Re Outposts c( lbs statement. temblity of Werth and clecttoci krterne has been cluenrenel (Km a us
to ItP:enn9 perspective Based tepOo the residence of the Account hOrdel. (Cream? !pt. or pecestxt type. Total subtractions 413,486.12 -$13,486.12
some interest ands dri*n0parnents we not be %Mtn to united Sties (VD area P ten° Rico 0.8)
Itwome Doss The there it-grittily Staterrel Is rot Inetiwkd to be used and rann01 ere bled iptO or IS(
Pun:ones Clents shookliele, bathe 40 eatee to reporting forma ihey ft(eht Nan UPS aianualy. such as
Net cash flow -$5,423.69 -$5,423.69
the Forint 1099 at the rams 460 foe tar repareng inktenatico rt is the puck* of UPS to Ile the
4a.plicatie to reporting loons veer: the US Internal Raenue Sehlth 34 PR lleEtury Demurrer& aci0In dosing balances $36,522.63 $36,522.63
such term: ND:fairy Meaty 0vDerict anI Or 'merest as ION earns, or Ituatre eNCOnt React cOr6.11 y0.0
rnhedual tat prepare,
January 2018 (5) Year to date UBS Bank USA Deposit Account APY
Taxable interest 1 88 1.88 Interest period Dec 7 - Ian 7
Total current year $1.88 $1.88 Opening UBS Bank. USA Deposit balance Dec 7 143,198 74
Pr or year adpostrnent 6 87 6.87 Closing UBS Bank USA Deposit balance Jan 7 137,457 18
Total dividend & interest $8.75 $8.75 Number of days in merest ceriod 32
Average daily balance $41,460 82
interest earned $8.75
Annual percentage yield earned 024%
CeP7000300$74651919,000I97I6500X0 OI 18 030575C04 Y123576SSO O0000D Page 3 of 6
SDNY_GM_00325145
EFTA _00197920
EFTA01307186
Account name: Your Ilmoncial Advisor:
UBS Resource Management Account
January 2018
friendly account name: , I
Account number:
SCOTT STACK mcwOrt F CASRIFt.
My Choice Rewards Points from UBS
Rewards pcints me reflected a, or the 26th ol the month a the ;rice busmen do/ if the Mb IdIs on a
ettttndrdldp•. Rewards paint activity details uri be found on miw.ubsccomnanmentes
January 20I5 Year to dale
Opening balance 7,341 7,341
dosing balance 7,341 7,341
Your investment objectives:
YCu have identified the following investment objectwes for this account R you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager You can find a full description of the alternative
Investment objectives in Important inbrmation about your statement at the end of this
document.
Your rattle obJecthAe:
Current Income & capital appreciation
Your risk profile:
Pnmary • Aggrezive
nvestment eligibility consderation • Petrie selected
Your account instructions
• Your account cost base default closing method is FIFO, Fest In, Fest Out.
CeP700:6005746520itn00019716500X0 OHS0305750N M3576550[03000 Pau* 4 n' 6
SDNY_GM_00325146
EFTA_00197921
EFTA01307187
Resource Management Account Account name: GHSLAME MAXWELL Your Rimed/I Advisor:
SUBS Friendly account name-Indio
Account number.
kir r SCOTT STACK MANILYLE CASR1EL
Your assets
Some once,. *wore and (tercel Fates stavn may be apormlmale Merest& (pins and losses ma/ MI
be tr<uidely reflected See important Worm:Won Moot your statement a the end of ths dxurnert for
elceneree
Cash
Cash and money balances
Om and /stk., M.-6%; may mxtscie ratite cash balanres 08$ Barre USA clepout account tothoces, tres Bali USA and SI FIYC lagged FFOFEFF18841/4 (ItPOM &Wart bateFlet tit 'muted by the FIK rAiNn
UBS F PC Muted MoganBank &Burets UBS AG %mama Buren Oepoal account balances and croney ;pliable im,,, Eta are not prowled by StFC UBS AG stamiced Branch <remit account balances at. not in ured
Matti mtua lurid sweep Wane by IOIC arc ale not thawed M SIK Miley market sweep taws are prelected by SPC ten a* KU *titledOf
the FOC
See the important Mormepon *outiour Stateaent at the end of tits Women, foe detals anew, ttoSe
Wanes.
Openng Glam. Closing baece hIct per snare Avesar Peden°Rents, Dais in
Ireld no on rent (S) on ran 31 (5) on Ian 31 (S) Fee Petloci pence/ Cep amount (S)
UBS BANE USA UP ACCT 41,946.32 36,522 63 2sop:o.00
Your total assets
Percenteree d Cost Blenaltel Unrealized
Taut co ran 31 ($) your account bass (SI 81113111 in(are GI vino( loss)
cash Cash and money balances 36.52253 100.00% 36.52263
Total $36,522.63 100.00% 536.522.63
Account activity this month
Date Actitilty Dexnption Urgent IS)
Deposits mad other foods credited Ian 2 Transit. JOURNAL FROM Y 1 235750/15LAINE MAXWELL 6.05368
Total deposits and other funds credited $6.053.61
one Attillty OtHIIP11011 Amours IS)
Dividend and inter•st iacom•
Taiatfe te:est Inter0St UBS BANK USA DEPOSIT ACCOUNT AS OF 0110918 I 88
Total taxable interact SIAS
hiscerlaneous UBS BANK USA DEPOSIT ACCOUNT AS OF 1212417 6.87
Total miscellaneous
Total dividend and interest income $11.75
CAP700030:6746S2I I9700019716500003 0118030575004 Y123576550 0:00t0 Pigs S of 6
SDNY_GM_00325147
EFFA_00197922
EFTA01307188
Account name: LANE MAXWELL
Resource Management Account Your Pineadai Advisor:
UBS January 2018
Friendly account name-
Account number
. net C SCOTT STACKMANLYLE CASRIEI.
Account activity this month (continued)
OSe attItity DeS(OpliOn Amount IS)
Bill payments Tan 3 Wthdrawal ACH WITHDRAWAL AMEX EPAYMENT -1 1)352 84
Tan 4 Wthdrawal ACH WITHDRAWAL UMTECHEALTHONE -65879
tan 4 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -39 9A
Jar 9 Wthdrawal ACH WITHDRAWAL Saks Petal -934 SS
Total bill payments 413.436.12
Oirdlbws for yam Attendon:
The new U8S visa Infinite credit card is hoe. Packed such fOC:usini easel benefits. more rewards and more of what yeu lose, includn; ettraadinany persona/teed senine. M
stunninglyclad in metal Visit ubscordrisanfmite or call us at 888.762.1232 to learn mere.
Minimum Pent Out Payment Due Date CreCil Inc malatle C rat line Outstare:Not:4r~
UBS Visa credit card(s)
paynwnt information
10 00 B5,000 03 135.000 00 10.00
TNs tatted istri:00m UBS PayCecil Card feature and ,AI autornetcaly te pad from ycut ecceunt Your payment 6 SChediPtii
to. /throaty 20, 2018
We march Ihn information on your UBS wracrcdl cant piety as °courtesy tow°. Tie uBS Use unit cadandaccount are Muni by U6SBank
USA UBS Bank USA sends yda the Offeel Oriented la inn account and Wu staid nate you; 'amen! COOrting tO olsStrutli0"6
WeO3W onclud!yOur caistaxIng (RCM Can, betarKe in he Tawdry" a(Ount 64M uBS Financial Settees ire
Ode Attnity eescreacn Amount (I)
Money balance activities Dec 29 Balance forward $41,94632
Jan 2 Deposit UBS BANK USA DEPOSIT ACCCUNT AS C4 1212W 17 687
/an 3 Deport UBS BANK USA DEPOSIT ACCOUNT 8,05368
tan 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASCC 01103/18 .11,85284
Jan 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Cf 01100 18 -69873
tan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS O( 0110918 1 88
Tan 10 Withdrawal UBS BANK USA DEPOSIT ACCCUNT AS OF 0110918 -93455
Me 31 Closing UPS lank USA Deposit Accent S36.522.63
Tie uBS Sank USA Deposit Account lip:WOW/sweep omen
C*700:0005746522 N;100019716500X0 0118030575C04 Y12357655003000) Page 6 of 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325143
EFIA_00197923
EFTA01307189
Important information about your statement
LOS FroncialSenices It.che limoUBS Finnier her from you no Ire thri CO days rip telinn :lams to <at) 6~ybroths* antatfe upon • Attune CebttatAppnet•hon ~men% rear.;
Sawn). is a member ol all pnnopal ~at commodity urn >au the Ira ctaternre pen winch the am Of 'mien er at wee :pc og The SIFC an« pritteden sromh of pompon rein. then the gropalen of
and otters nehrgos UPS Ftenoal Spec« and DR'Rharn fl exed in‘t: apply to an axes« X. you held an a parboAr ,neont.
Brk USA re mired ialaselnes of IBS AG and - Inrode yxr name and accost number Of am‘ <4,4CI7 • FlockeeCombrutronohrcone and C.Wat.
aiteales ol ll35 Starnes U.0 The F enfl f nancial - Dewitt Me am ce the wander >cu a•unwe The Fein toepher a/Mc:turn ain't«, has *so Appeaser:. tenet tnenb salig both fe generate.
nal~ is 'nibble real reared We, Fall't sea-Aire about. and aptan nasal/as sutra/by ix‘r Purchaled ~rental ~roe Wemadman etane and groat of trrepal.
olies are at. We* rt es alone ce why yv needmore ~um Pant* » al e8Ralt (ollecteety~
recanalcr. this proteckn is 4500 milean atol Deceit« 10. 2016. Overall risk profiles
UBS Fi ne<w kraal ht. - bowie Meddler aØ of te acceded ern". kbject to the cedcy ordtkns ad kneeler,T, cat al • Corwiramet Seal to mama., ',attn.roper. wth
1200 Harbor Boulnerd the firm it Lathy protected la up to II 9 motion nee low en rd ~ally SD the sewn utalt even 4
Inetuden NJ 07086 Term. or Card bur ?al nveshaste your «molar« ~carte l« al your ~Out held n a pteltais that man to roovn don rot generate sgof ere
and veil orned ry *nor nrcanty For alleged *non ',patty. A 'SIMI' ol Iv poky wad", mews or ratans ard nay rim keep pace wk.
iNs 041«n«11 Onenent. the «if ottital record of ycar moarna LIDS Vea•clebrl eadual:3cent, el we tale upon request
IBS &anti& Send*. bee Own Oder recta nape ,rorm
more than 10 lasnee: clas to do the. we will aede • Moderate Wilng 10 teCipl sane ed' ta pennel ad
OffErdtiSzuneret contanng wilting data *odd aW &Cali NW tel Snail you deck it net« aOlhal Herb< pee 9PC pooch:in nor the appkreental
nat be relied r.pOn t you televe then e r gafOf 0" tolerate son? ~ley sa se« be
abil l .* the use el fe money dunng tie Ime Preleclon xpar to. • Itgynsse Wang to Rope try, Air so Inne•Pal ad
awn." Plene Øn n enntchatety n "fling lo the Lees to to (Øde al enetleshon • Certain Inuncial assets controded by (and re Wed n
Beane, Manager of the office semen; ',xi account hey, rolairley to Peel hop rekt/11 oser tae
sots account valeatert hell rear from UBS ;market
Nate mire ell checks paylnt to the Fen or te • /netmr•At Eigibley Cendwahon tseMa4 a
Senate> for ~Pie «elan 0 intern< Øb.
All~ al twee shown w• intendedton* accurate. I ramjet infittteian iduredan X front of the incbdno iristic metes. and 6) ewes of mutual lemon of the acerb/oboe to acccere may netide
Pawner" data toAd not be used hr tat prpons. Nay ~men. In add/alto /*gold atuare ten, account: finis rmitered n the ~le ol the scant holder on coed?. a united Inudrry and reef
9:41/4 0" Yorend to 'cant 0e. Form 1099. 5499, may be object to maintenance fees. chaps fa late the beets of the au« ce binder altem), Wane,
10425. et< >when pa arg you, lp return lha f.m n parent it want.: pschxes and chart er woad • Votstrnent contact. or ~tide? Moran (a9.
~red b/ Ir 10 rettert to te RS ill tart'e d/nk.n:k. aeons n cash alms« Accoans that re raneernd Imod pannenhax rel gnav plx.emmts)flt are Seaterneralvaushokinc
report/6k nntinabh trndends and Umiak :merest to new MIIILIIICAla Tar be cutinxt to a !Trisha lee net regmend under tel 9xunhes An o11Ø Werner temoRtete dlreta S account *ferments with
tamed intunet l‘ed nyte «en" net pow.* • Corrmocibes contracts (et. f reran «beg and the same arbless In the srne entice. e g beaux
en sae treorne, and cost bese ve x cetttn cowed SAS Sweep Options pnxrxn maul include-9 hAUCC4 canticle they have comer: eh, ate manen Ant xccant
~Wes 1.65 often «Mom kr 'mean; cash belakes to bat ralationtheat *nthother charm al tel urn> adlet
depost xØ and tonn`ldrI Callen cortex. and >nu prefer to reome vicars:La dalantals maned
al non-aff lined bat ad Stilted • D4oce mcounts (apt calks« et Stoup a LES
Carmunioniom with dat Finn bards maymale< nutualfunds (Money tut) and ware enseopet. you may modne hooter:icing by
Bak USA. UBS AG U S breaths and barite nine
• pease reconlnma-re cr al communes/nos in vanry th• ramie:rut opre Aswan (DAlta* entente*: WIC Intend fledota urogen <WON» Fran°al Ache«
tofu/thee proud your pa. stain; your wrh r berm:mortal trance Management Mean'. fit S/FC pretence, and fie supcmneenrce Kier, do
.a do•S•artet »actor Protection An rÆA) Depose xcores al UBS Bag* L6A ard n:nthIceed Primly mourn name
rel apply I0 these men tend' net ~ROW nw Friendly exeunt mime o • untenuble 'n•lmswe'
• it the ',flaccid run ten cn the up left of the bee bank partom.ing nth. UBS RIG-Preved Dep.« on~ XX.neetb the 9PC potato and the
ol mal «samara 4 not USEnamelSerra Program se FOIC.nterad a 1I<OffaarCO veep FDIC flies airderrentel I:fete:hen da rat Øn against changes chow ly you to Jaffa ray vah yOlal faatOrdktaPn,
F runoal SiNC44 Cann a$ azantat <NON For move nfornnenn plea!~ sew*.16CiPt•OePtX• in X main val.* of yor ~taw« (*Path« x ha no legal <Rev on your more You can charge
Øa bysex-re« wen the rck,ed eneion *twists r UBS AG Stanford &Inch ad ~et el warn 0101160: ~Awe, mu:, braMateyCI your Fewody wore name, 'dough Orin* Serve« ce
We inlamed you of iheeelatiOroh0 w!WrsyGo Matey Pin* re rot 'wed ty the MC by orertna y.cy F ~cud Ad nor
othenrcel
tored tho «e ran ban en s ?Xi Won and
^riles re located al UBS Financial Semites and red be to OA. cashbanes re swept to divest Dividend ReRvesenteree Pil~ Fan ~writ overview
the ntroaseng bro.«. rd >or, mat mer* aØ accorres al UDSAG New Yoe* Brandt and LE6 AG The peke reflected it an bitSat PeCt YOU Alaly obHn • VA* of pee socoo~ Net of awl, "I
ol reter," a armor so both fen Ckenlaanch thrtedenlous are not noted by te the actualrice fir al» finnealAdveze Only ehok Malees
• As desobed n the ruart &of ewer" 110.1 mat FDIC Elms held the U3S AG Carr, Branch are tees re pAchend Ind« DInt palet thanes nel be • Ja-aserl Indudn avala*cash balances ram tor
redly en of any ono" er had rooting &acts hartaCt.trgaPOIOda0 I. ~cm rel. ol to, Cayman »Id and the extendbe depotded n your ~tent 11-e ~need 'aunty lee /. and GlObal roe DIM"
reflected en you. nament *Rhin 30 days due it was hints. and there's no parature or omir enlesicn el dirderdrerveffinare price a-paledby X isur may wreaked mens lO matel. and cereal) assets not held
mate mAd• amlabb> LeS AG to repay the balances Mik on the UBS Carman dtter from the malt pre. al *hie, R.> parhal twos by te Finn pas. Nn include Larked *walk-lab"
• Net dart ciAtemn ccmpLx: et myna< to die Branch's bods. re told et the ende. the pro/rend (Went ?sterner« pen00%
F !nit Clem lelaticaDenatment at 101.352.1699 engirt nettmentk wetted floct whom and
or kolhere X 9Z0.3S49107, IGO A.M. 600 Phl Pant ~Its re red protected by SIFC Monty fed Groh-RI-km ~row» nod< ~Oa
Fr Mancha tHounh Friday, er in WI r9I0 lt5:5 shads re Feuded tySlIC See "UPS linnet knees Goy wholevetsmaybe held in yorr axon ()nu are • Letdes, tacks debit baletes, Ølåg mergin
Forkel Serntei M, Chen, %WV. Ceteetrnert Arson Aton-fion' below enteltd »aortal we auntie, °lad/n*4W~ Ion, mat Ink short ~se balances
tO Bo. 766 Urion Cy, 611 07[87. or ~wee. the rum WI ether fed Del el tn., el • Cashbroney eneorned nobble
• Al sta1enerna shall be deemed (orrdete end <court LØ tea (*cost barret a I.ie bat debet may be ~Let vuet accept en 111,31.01 det~itd by a cash balances, pin depot, notinceo al aff need and
B not objected to n ~trig ache CO dais ~am, rd shies of a Reny Put my be reoetcred <lea i-ra agency, ard credit yar xcant nunatliuted et, at moray nand emnaal herd
• Fa rte «Mtn. Cal 044-612.0906 of Iran outside hyd•sed and the [reefed, retuned to your yX• tweep balx«, a Vie <bee X I. «aware prod
Cal201.352.1495 tear«, noart Invanneento~ tion-comnatty tree ova balagt nyar route a.•
• heat of neon et %aslant~ an electn:nc the runtare ONOCIInt and nth perk re specie to not segregated Porn other balances and **fem.ma/
Futhe riamatcn drat scalable mega optons nth Mount and ma, vay batiMVI1 yon actaree the ry to thew furls n the «tinily mine of n
hnds Ramer On/ bil payneiet UBS vet deb« rebdrg carnal morn rates and yids e evadable x teorien Slier finds" peed* tan your deri d.
cad bresactrxes, cal 900162. I 000. or vane to MIS Pbxe adnte the Pas pnxrplVn wing of ry
wan ub: ccerenvooprekb, kern your tnincealAdttxr sind ant change in >as fionRI squats'« iha total it rcUied in the osrent penad clow; value.
Fr.rcd Savcl tic, 1000 llarbr et by oohing 9:P762.1000
~rime" Id 07086, Ant RIMI55AS~et nroarrwe ~ere RI oath «out he You
(boxYeof the f olowing innotivent cbub•r.
Call write mØ as~ can. d ycea yxr IAS Pinencid ~ekes earn" probcdon • noddle CurrentWont trestmerts teekrp the
The Frm n emeriti' ol de 5~1145 mordo' af01(001 gemalen of mime nay.
eaternent a ~pi n reerg or ismneedmere
~Pt axe Stint« ar the staldmi or Cal:ciliation (SIC). which potent senate; wean«,
recept the Finn or Card haslet arplcabk)rnual el smerten up lo 1503,000 6ncludin 4250000 to
SDNY_GM_00325149
EFTA_00197924
EFTA01307190
I mportant information about your statement (COnbalutd)
Landa, ~matho tronin and filion a onybd antas la OTC «med nix be ins Man the pet dore eromated te strut, <ortvant, affioas of the nkr",
derkd entarnaton on the Frun': lenclegpadkes Kanin. »ix ~ed n the accost ratemen CCMPariffl Or sporeat of Co um ~ment vom
and dalcores, Ma to yes Clara I1/44touhp - Ler arm* trad nosen n17/bo parad ung a diontxtte
Agreempo a Apor" Aromers ard the General valkat«, modet a te mod nord ;rot re • faartriched ~it« Retreat xantin ~alp •. h avidian to agnrnssars remvod from die
Tams ard ConSicni LES 5.‘aienini d <red« PrYl <n cbuted and "by rot tenta natnat murket pm ge rot enssy elgbh la pub k Wo. UBS frontal Nedlåst and sak of W45~ ladli we anda CV
•volOtle inAgeemran andOrakocres at c« vela. Ser4f. ism the ~kel 'metall. ~We! 130:k Mswe reain e, insteaused reverer slutna
ClelinGeelem Indy appel *end a plet and el IN Lee ene i. a I MONS Wir lo< the parant lian PardSlores dn,tvice. as well as
enli der an • price nog not anstabk" B we are ~road nock kr popen of eho Settn101044, To itrdenik, led~ developronit. trana, and
ear sets ~le lo obeain apris for a 'of". the edert that restoted konans are eloblt kr salt tenten
ros orren derroes sporde and other assels hold - Depotte 0•14ewen ~idel il <Leret, tie vaka agerad rnay be ubstritially less tante - Our all lias rso etuiet trairo ~Mai" ad and
efne vand el the trad al the lialemell ilrad YR. she flet LIS ~inse MINIS e *e «hane /farled vikte down ara ccerneturon trom ~hal hands nan*
may al. for *Siri of ha Nid stork is at etny tina Lee as d the natanen date anspann Mese prOSK11 VM ~e
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pari a"balane dr on :hem Ary wartes denoninatons, FU ard oart" Ilie vala) ma An enmi of and ~nr h boted on cument LES AG Starrfou Br.r4hd se 01)5 pr mon,
nattrad to te F im drog the slatenent pred are Kw bon avilund to hinka proper vaktrum dridend and nuna rate arenan tu teorin ed vinror so the buetis ydret tte ISS Bra Sexto
Ido] al rote vak» x of the end of the namn: To obtam osunt sotat rons, Mun nattro. tontal be hedfa one no kom dataman dato or ont" Rogry
parad PM 'tunika kliva rom" avs enanis n onhr a galne. '<curry
• ConCdetO.pii hamneg Metan base of te and tomted man» are not guaranteed Adivity
smula induded n hrt osunt" enen nireaoad • Privat investrnents and structwid produtb. - Fornatad rast mene and extern >mild la hfornwion recrdn; <annexet and ah« chrges
rarti the katter LES anslagStryka bf aled Fnat ~imma 'ents (nkr:kg decl tartan twes of *mein <oråd intide aret" of nctrrod in ornoctian Mm te ~oron o1 trade
i:n 0~0. Chanel eon. sorCes oter don UBS panµr on tiogran ad real ense ~are« trtot pracoal a opilll gans n sexti tax the et indodna naken traraxtern has been ncluded
FnancW Sang" nclodeo etdouche Ironi anods« smit« and ~VedFodras ae generaly h•ahlt igen"! Und etara pel0) ~Ad be onni.leti. confirmaboro prevetnir fornlod to you. and "dl N
lamor thx you mag fine ~ltd to mr hnincial Jadi fanan drucAnd ~as han not ben - blindef ra rt ncome andenrem vidd red de Proaded to you vontell an toque
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doa rot tron0e any hunnen tal the Mormage - Tate yras mr/ dnr sd:ntent41, Iran enet d og nuna paret made by the norr and
unr« 'Cal bris* and 'Untaked dailloss* etny, a nekh a primm moment 'maya assets 14Kuy biff/ep:40 enl be hell lra» Opal orders
accurse a of de daled the lunnare. As suiti. structuredproduct ~y be~ or sold and do yes from de stal~ det 0 unbloutoy. PeSurdroa open or • gaod takanelet adr, ed
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online puk Organ. fata. ~Ml a kun Squdatket. sel slcocrckrs re 'tömd ty te snart of cluderds
~e. Accents droferred to tre Fem mw - Tyd parry onnela of vat» aura ~nar, • Artats not hold by UDS /handel Sankta Crtan argas on niviniclands or nors date unit
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• Wanalallnidgantikena ~dra is holibk. d anii are uppled to telim ty the niar. pax« DNR. Postens and galon pesenud mr
tonad trrearkedsonerbane eakulatod Sonat, Palta or poau and ma be <avier' prondad by the rssong lem UVS PonoåSterus Priera
ndychat 'eon" bis Tetra-orts. dua fot borda, delart nlanybn Ironi Ihat vsed by not respasbk tor One ~non and das not To oktan a an, Oi ar ont Cherd Proary Netlit.
nd,rd.ol benet p mar not ref led manen" *ud pant to den.e ter ente~ udais "santo ils rxy The asiats ant rot perected Plage oread ya; ~enl Adusa og vet ou enbet
chrges eda snurily reogrizaek esenb. - You can dann antidal nlanuton morden by WC c< the fans otipkmental 51C <over.? ai yww i.M.nmiawrbutt..
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sorxrd lo! Ro 'Trade date' totem potents the basts Sr the nona» by contartro you I nakke - h ordleran tonammanais on saks and 12b I fm a<counisairch pronde act.% lo bre ng oron and
~nr Madvin trade date Mat» mened nKantelewth the 0~ton ol ~hal prockerts MØ martyriums wie. analand banko
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Itu mur <db for try radan bal be oaktad pr.e.ce n teewal puller' sten r. mulna 'firre pairnents ban damalts anda hitta-Tas and aneny polaris mosvi ty ~Ifred
trean" by loi Iran ankno al mordet ol thai n:ledande« vakeke lon kat rot 'uppled a n amtet d the maxi bio fint dat vo Thet agte
~party nsu oxe «mpanin ltrouOinsurane
gsa hald out name n minn» name fa ou Ø KO huri a valt ~Ve tymme swae amoral are baud on citerad tolads (J Waskbiries of LEK Fruncial Siveroe ix.
dinas Cal samre ~inmaka n oktank kom thed tret a ~Mal et« be «ante~ ~y <SI te man of salts by URS ot a paircular nUvaa - lues~ nstrance, nf snu ty produis
pen and as ack:~ h nol cartraitee0 oroa cal ~nomad valt nio orsten. c< sten a hind f vril/ ona and ta the aset als of a - hkr !CK ecued • ko bad muren. May bients
kans minin Mich ana iiold Øre rak» anad b teghy spo/lats* da lo the rinn - SMA dn:~ Manacproint Account Butan
of the otounty durf<0‘, "Awlktd larnlYS Stures held al ihe
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• tala
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1250,000 n pina eal and road nagel per annaled vaka ria a th«dparty eanuted vals n ~bus apeln; kel n («narra. fa transfer ISS 'tornat Snit« Inc
depott and pr dop:odon. ~tein n xerscbnce prostled. the vir of the seCiati nal be apawsernn samm tal r op e* to the ~al lunds - VISA K a tniiwie leadereek ovned by Vo
MIN [DC tubs. front ts profits, pre Tw*km genua., ord rom temaaraen hugnat~ Sanna ~rutas and ined mier
• rriceirakaa Akts clialayed la snudds and othr - tuktads to date' nto/Mode mundl the nuualiund ardaa a fred dalar ~ord baud lame The USS Vor <n01 tarokt d thel,n Vita
~rh mar be Poria Om bes Mn the pnce tut captal, kuprit or ba ,. on ro rutt« ot rom« at Ofdar-deiler Ø ords se svid by UgS Bank. USA *di
ycv rodd actualifreorve nit* matte Prat are - 'Crignal und see regnset h ind offring MIN nymf linds of tut lind torsk parminin fromToa USA. Korpa/led Atoll'«
cAnaned hon visurt py sans vfrigh rake per eta and mar net realen rar con ban. - adolticn to <omnibus reurrtd n ornedion tradonaM, neg Metod tra:kmats. «nie mans ard
holme to be tobak». bua noi do not gumma. ther ▪ DN and tröskel KIT nosens ro no, Inled on a ~h the saka cliarbuten of anway «nyans and rangerad NOW* TIM re el tog repad...
acceacy naoorol anors ~unge and are grinar une ~sinnet In» tia leet <IMob at ria companies
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the ren of the bd and ad. pur la Sned tran nunt of the rorna <omtar.« udeni.n ng UtS Festa. Senen Mi Ito. 191711
SDNY_GM_00325150
EFTA_00 197925
EFTA01307191
UEIS Financial Services
SUBS
Private Wealth Management
299 Park ANTAL?.
25th Floor
Resource Management Account
New York NY 10i71-0002 February 2018
CHP7c0s6930290210 m 0
GHISLANE MAXWELL
Account nattier: GHISLAINE MAXWELL
Friendly account name: lndiv Check/Car
Account number
Your financial Advisor:
SCOTT STACKMANILYLE CASRIEL
Phone.
Cliestions about your statement?
Cal nur Financial Advisor a the Value of your account
RMA Resoutceline at 80pRMA.1000, on January 31($l on Febualy 28 ft)
account 029023576
Your assets 36,522 63 45,673 53
1fisit nor witbslte: Your liabilities 0.00 0.00
WNW sancomfinaricialseonces
Value of your account $36.522.63 U5,673.53
Items for your attention
. Help protect yourself from fraud and
reaew bank, credit card, and brokerage
statements regularly. Alto. gel your free
credit Now alnually from Sources of your account growth
www.annuakreditreportccm
Tracking the value of your account during 201$
Vthe of sour ,rcount
Thousands alyer end 2017 141,94632
Net deposits and
71,6 wthisanais 93.71056
Your mestment return.
43.9 41.9 457 Clam and
fr ommism.... 365 . ....a interest come 11665
Change in
mortal value $000
1.9
Vaba of your amour,
al hob 211. 20111 $45.673.0
Dec /Obi Dec 2015 Dec kiln Dec kin ;an p18 Feb me
Member SIPC 0.70003005a43021r91000I03073 0=3 COM 030579:04 m23576SSOOPOOCO Page 1 of 6
SDNY_GM_00325151
EFTA 00197926
EFTA01307192
Resource Management Account Account name: GleSLAPIE MAXWELL Your 15.oncial Advisor:
*UBS ‘,..brury
Friendly account name:
Account number:
ar SCOTT STACK M ANLYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28a) your accamt
. cam and money belancesmay include
A Cash and money balances 45,673 53 100.00% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B cash alternatives 0. 03 0.00% account UBS FDC inured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 003 0.00% account balances and money market mutual hand
sweep balances. See the important nformadon
D Fixed income ace 0.00% about ow statement on the last two pages of
thisstatement for detais about those balances.
E Non-traditional 000 0.00%
F Commodities ace 0.00%
G Other 000 000%
Total assets 145,673.53 100.00%
A
Value of your account S45,673.53
Eye on the markets
Percentage change
index Fatuity 2018 Year to daw
S&P S00 -3.69% 1.83%
Russell 3000 -3.69% 1.39%
MSCI - Europe, Australia & Far East -450% 0.30%
Barclays Capital U.S. Aggregate Bond Index -0.95% -2.09%
Interest rates on February 28, 2018
3-month Treasury bills 1 63%
One-month LIBOR 1.67%
C*700:0005658030 HP7000183073 00033 0218 03057%04 YI 235765500000GO ►age 2 of 6
SDNY_GM_00325152
EFTA 00197927
EFTA01307193
Resource Management Account Amount an: GFISLAINE MAXWELL Your Nmadet Advisor:
FriendlyEwen name-I/14v.
*UBS February 2018 Amount number:
SCOTT STACK MAAILYLE CASRIEL
Change in the value of your account Cash activity summary
veva.,ry 2018 (S) Year to date IS) Ste amount anon* Mu montnIce death liatanset m you sweep opera zit abdudid in the apemen and
accirg baamm eau* FDK Inwranre it On to rarer al VaS Brit USA and at balks pal cipaing in the
UBS FCC Wide" Deposit Pregann n does not acOy to &cosine, UBS AG. sternum laarah a bent
Opening account value $36,522.63 $41,946.32 &poets Needthrough the uBS international OePC6n Account welfare PK protectors socks to wont,
rnsket sweep fundWangs to not tank deposit. See Important inforcesbon *batting( .tatentent cn the
Deposits, including investments L3St Me Pages of the Pouirnere for detail.
transferred ri 13,477 37 21,531 05
February 2018(1) Year to date CS/
Withdrawals and fees,
ncluding investments transferred Opening balances $36,522.63 $41,946.32
out . 4,334.37 -17,82049 Additions
Dividend and interest ncome 7.90 16.65 Deposits and other funds credited 13,477 37 21,531 05
dosing account value $45,673.53 545,67333 Dividend and interest ncome 790 166$
Total additions 513,48527 $21,547.70
Dividend and interest income earned SubtractIons
Checks and bill payments -4,334.37 -17,820.49
rot ouposes oF the stStment, Imatillty or Inkiest eyed stint el Interne has been (*harmed from a US
MI Mall ha Penljt0ftt Bated coon the tendenCe d the OCCount hpldet tt ODunt tsne, a 0100<t Total subtracteons -54,334.37 -517,820.49
scent interest ands dri:nnlparnents may era be haled to United Sian (Us) arse Puerto Rico (Pt)
kW< tarts. The (Ilene monthly statecraft is nal intended to be used and tanner be abed µetin for is,
popeses.Clents mould kfer to the 44:0Keitie tax reirahn9 tows they re(elwe ban UBS annualt Such AS Net cash flow $9,150.90 33,727.21
the Penns 1099 at the Cure 480 for to repareng inkernatial tt us the practice of UBS to Ile the
MINIM* tin ripening terns yeah the US inteni Revenue Senn. and PR beauty Deptittment, and in dosing balances $45,673.53 $45,673.53
such terms ateurattly eiscIty clvrana salts interest alai eiarroe or Taub* stout neat µ06U, year
indvdua U innate.
February 2018 (1) Year to Pate UBS Bank USA Deposit Account APY
Tavabk interest 7 90 9.78 tnterest peozd Jan 8 - Feb 6
Total current year $7.90 $9.78 Opening UBS Bank USA Deposit balance Mn 8 $37,457 18
Pox year adjustment 0 00 6.87 Closing UBS Bank USA Deposit balance Feb 6 $45,673.53
Total dividend & interest $7.90 $16.65 Number of days in nterest period 30
Average daily balance $38,511 05
interest earned $7.90
Annual percentage yield earned 025%
ChP7000300SMODYI Nee0001830, 3 00033 0218030575004 M23576550 0000:0 Page 3 of 6
SDNY_GM_00325153
EFTA_00197928
EFTA01307194
Resource Management Account Account name: You Iliseacial Advisor:
UBS February 2018
Friendly account narn
Account number.
SCOTT STACKFAANLYIE CASRIEL
My Choice Rewards Points from UBS
Rewashpoints cee reflected as of the 26th of the month a the ;Oa busneot dot it the Hen taco a
weekender:ads/ Rewards paint actrirty drtob urn be found on iww.utoccorronanmentter
February 20I5 Year to dale
Opening balance 7,341 7,341
dosing balance 7,341 7,341
Your investment objectives:
You have identified the following invesorent oteecowas for this account. I you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achtsor or Branch Manager. You can find a full descriptic CF the alternative
investment °tie( oyes in important information abouroour statement at the end of this
document
Your retire objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggrevve
kweStrnent eligibility ccnederatron • None selected
Your account instructions
• Your account cost bases default closirg method is FIFO. Fest In, Fest Out.
CeP7CCCE005658032 !nap' aeon °tow 0218030575004 Y123576%0 COD= Pogo 4 of 6
S0NY_GM_00325154
EFI'A_00197929
EFTA01307195
Resource Management Account Account name: GFISLAWE MAXWELL Year Foam:id Advisor:
Friendly account name: Indio Checkkar SC TT T CIA se F CA MR
istUBS February 2018 Account number.
Your assets
Some Precl. .eXOtt allCartel values shown may be toorcoirnalt Asa resat goos and losses may ml
te xturaely reflected See Importers sloimafron Musts's, 'totems?' S the end of ths document for
rice oloareeion
Cash
Cash and money balances
Con and /sooty bane.: may .nctick avatare case balances. UBS Bank USA wont account Waxes, 1/135 &Mk USA ald all OBSFDIC Mittel FrOgtM Stink deppit &toot btlifitt Me Inivied by I he FDIC WIN.,
UBS F CcC Insured RoganSank Marko, UBS AG Stamford Branch dessoel account Waxers and nrcney au:citable I mts, but are not prattled Cy UPC UBS AG Stamtrd Branch deposit account balances ale not inured
irtakel nUua lund sweep botaxes. by FOIC led are not protected M 9FC Morey market song balances ace prolanted by SfrC ten ase noninsuredtry
the FIX
et the m portant olonnavon alxkuovur dattv•ent at the end on thiS Women, foe detals about hasp
Wanes.
Csamng °flax. Cluny Maine 111(t per shale Astra? Dmicleact Interest D en
Hoeing on Feb 1 (1) co lib 28 (11 on Feb 29 rat Polod NOM Cyp smolt TN
UBS BANE USA CEP ACCT 36,522.63 45,673 53 250)000.00
Vow total assets
Percentage d Cost Blimatecl Unrealized
'Mut on Feb 28 (9 you' account basis (SI armlet Income (SI wino( loss (S)
cash Cash and money balances 45,67353 10000% 45.673.53
Total $45,673.53 100.00% $45.673.53
Account activity this month
Dale Minty Deraphon Amount 10
Deposits and other feeds aedited Feb 1 Transfer FM YI 23575 0100 I 3A77 37
Total deposits and other funds credited 513A77.37
Crate Atlillty an( rtphort Amount IS)
Dividend and interest income
Takeo!, 'fleeted Feb 7 ntorost UBS BANK USA DEPOSIT ACCOUNT AS OF 0306116 7.90
Total taxable interest 67.90
Total dividend and interest income 37.90
Dde Aaiiity Amount IS/
Sill payments Feb 5 Wthdrawal ACH WITHDRAWAL UN(7ECHEALDIONE -65579
convnued nerr page
0.79028009l60203 IfF7000I ER073 00033 CRIB 03057504 YI 23576550 °COCO) Page S of 6
SDNY_GM_00325155
EFTA_00197930
EFTA01307196
Account name: CHSLANE MAXWELL
Resource Management Account Your limeade. Advisor:
UBS February 2018
Friendly account narniiilia.
Account number.
SCOTT STACK MANLYIE CASPIEL
Account activity this month (Continued)
Ozte AdInty Cesoption amount IS)
till payments Feb 5 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -3)635 64
Feb 5 Wthdrawal ACH WITHDRAWAL UNITECHEALTHONE -3994
Total bill payments 44.33137
Card Items for your Attentke:
The new UBS visa infinite credit cad is here, packed wth esdusue easel benefits, more rewards and more of what you love, incluarg 'needed:roan y personalized 'cwt. Al
Stsrevngy cldTI in metal Wit ubsccwartanfnite Cred US at 999762.1232 »lean mire
:amen" Payment Out Parent Due Oat Ciedt In. Avalabk Craft Line Dublin:kg Bdance
UBS Viso credit wolfs)
payment information
10.00 335.00000 135.000 CO $0.00
This credt cad Is <marvel UBS Pa/Cecil Cad Teague and vAl automatuaty te pad ken yam mare your payment n schectised
lot mane 70, 70113
We Blonde Ind entcematen en your UBS Visa cads care sckly as ace/Mew lo you ie UBS Na ovdt card and mourn are Issuedby UBS Bank
USA UBS Bark USA Send, you the OtIK‘al daemon, TOT th6ECCOvni and pu Shaid mot your >amen acednote their instrudien,
~cis not old ydl your cctstasdng creels cad Dance in the haw de year account wth UBS Manna Sarum ut
0-ite ACtMty Oewrimen *merit IS)
Money balance activities Jan 31 Balance forward S36322.63
Feb 2 Deposit U85 BANK USA DEPOSIT ACCOUNT 13,477 37
Feb 6 Withdrawal U85 DANK USA DEPOSIT ACCOUNT AS OF 0210918 •4,33437
Feb 7 Depose UBS BANK USA DEPOSIT ACCOUNT AS OF 021060 18 7.90
Feb 28 Closing UBS Bank USA Deposit Account $45.67333
Ire UBS Sant USA cepoat Account n mamma/ ~en action
0.70008005659D3A Nn0G0188073 00X0 ce e ceonsoo. 23snsso C0300) Page 6 of 6
End of statement for account number VI 23576 SS
SDNY_GM_00325156
EFTA_00197931
EFTA01307197
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard accart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to regulr non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (onralll CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fut) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen re conforn av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho 9FC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod Priandly nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten «tosis «UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke *arid On> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was Nedi. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the blotes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr totoplatt or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &sura koan-non' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet 5ed panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. ur realest benet in te bit apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pbaso neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
(hoax se ol the foh:min intestnent cbjea ei
CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel <(alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNYGM_00325157
EFTA 019793?
EFTA01307198
Important information about your statement (CObtlatutd)
Lena, Womeation ~its and options a only t.dp,Kci la OTC gnat be less than the per share «touted tee annoy «mach, affiliates of the Connor
detailed intarnahon en the Fnys Itendro practices mutes. .akse
eke crowded nthe accost statement eanlsanne or egoroon of CO um res :ment alma
rid dadoosn, refer t0 you Cleft I1/44.nci-chp - Lam ',Iowa/ traded 'nukes new be priced ten; a we decrepit*
Agnerrat a Account Areemert and the General valt4505. ~CM a tie mod NOW* fete we • Beeped morities Relatedse:~ general/ es ~hoe to ccenremars mated from the
lams ard Cordhan LES Pair-NM el <red* enrat obtained and may not tact and marks pent are rot prat br eaglab la pub k ule. UBS4runcial t:troluse andsale of bleinhines Vide, we anda os
ra4.tle in Agn, ..nt: andDedarres at a oboe Sense as uses the main price ei the ~wrier:IPak Maude recei.e n asseetused peeve shwa;
shy, et,m/areismirrAgehruin - CaftanPoPbrit may >Pp« *Waal a rue re of la tire* ioner at n imputed whelp< the parent from t*dShres dint:U.7s. as well at
wipe tow en 'price rem not saitabB' Fes are resirned pod for wrests oe exa nilese et Oak To ftrdn9ka IHI'nok* de~rent. tram, and
Tar sett usable to obtain a price for a waxily. the ',ire Out restoted warden are Nubb kr sale fettal»n
Yea galavant Popes pewees and other esel< Mb - Deposes a seortits~led ei outran ter vale reamed May be 5241Kntiolly Ins ~re - Our all lines also receive traing commeakm rd
n nee .15(0‘rd d th5 fra, d tht Kfflemtfil PIK.00 Y0.1 on, thr US dollars are rellated st the «brye nailed vaka *awn cars cenvertaton from mutual fuels and hvalos
may al deS•ory d full/ paid sec...4,1sta-, Erne rate as of the statement date companies Meow 5,0:451s we ddrtule
Your"), went ~met used as loan collateral attar - fa certain ravtet trade.) r,napirorifawing • hi Bratinstet. intileleilh *anent yield. andMoe. - We recent r accrual lee from LES Bair USA rid
parng any balanceOxon:hem Anir woven denominatte, prp ard quart" lime vala> my An cmos read mane is bated on current 1.85 AG Surrfad bertha se to 125 pee worn
Pandered tone awn dsng the slatement prod are haw been /pushed to twits,* awe 'abater. dwelled rid men« rates, amino no ~rte. wit swerving so the tweil surd.< the lØ5 Bra Smut
load at motet value's°. the end oe the wear, to <bean arum notwen', when watt*, tonen be held fa or* yea from statement date a tel horn,
pored you financial Ademer -Enenotelles num.e n on‘r a paint wormy
• Con baii• YrMmming Macon bass oft* t wane are not guaranteed Attivity
~Mr included el no In , *here M[Ø • Private investments and struteared predueb. ed anneal name and currant yield la hformation regadn; ornmosou and aha (hags
wits the nuerttr ' I ,• 1.18S Instal5e~ hareled ervde trosaven Invites (nØ deed <elan ewes of seashin could include &Paten ol marred ir corned an with Me ettion of trade:,
Sonnaben &lined bon wort*, oner than US'S pantad nee poor . ridreal *Wee nel~et enet Fnxime 44 <MOW n wkeds urethane :W.A.'s WOW breatom KA been eluded on
annul Senrces. exkdro ~Meter Imes anode< spurge) and stitclutdIndicts me gene, * hold/ mOrre Orwell pelo) would be trealtaltd. Carbrmlba5 perneteV funded to you, rd enn be
Inn or Out you mar have fronded to you Financial dØ. Carman structured prodmis fuse rot been - Est:Ivied arrest some wi anent yield rid Ow Presided to you acntOtt/ rin"
Mart The Fern donna ndeprobawly et ty Soll ya regnueed wth the Sea/1.5 and tethage actual incense and yield mart be bar a Woe
~awn the martyrs valdy mation Cannata:era tide( try flate cacurit.a lam We Pundit estmakd smarts Shen selling
~city ~on otha than LES Pewees Sams. prowl* °anted vams fa angle ~map - An *siennaal :naked ricer. klerdird ado t ycv are •rigigtd n short sang a wctray. yes may
In addict although UM grata Senecas wen*, 'rah and~red podacts fa alternations, enured) daded by tA•cianwn mat et nut a O'er 6» to «nail bonowna Costs for rut
Leadates or rikneue on n ce(0.44 the ken OuPoles *Mr A«uraey n nod guaranteed ~awes» balm«. re baud oath. Ian dintlend priaalm septa,
does na trowle any assurances that the SaMaICK - These vela,may dal« si-bstrintidb Iron taes, 4 a ~Kt parent madebin* »Jar and
under'Coll bass* and • th Urreakedwet,
(*Ito's' any, at Mich apewen ~anent ~say a non. she WUrBel/POOSO MI be bta fare Open orders
mode at el the dated sumarnere. As aBh, Primped pro&t spy be~ or sold and do yea flan tie stal~ date unhl matey. PaSsmcfna open or • pcod 151<anceled* 053K5
please ¬ rebi onna rianuton map not meal-rte. roveren the wan you my/ rest,.. Acaracy ortnuid /*id re not perked were nal nearedby the promo, daie, open buy and
wahine a sale Orono, la tai pAptatI holtare Steam. sel slop aden re reduced by the amorf of chic/web
~rat Accounts brokered tote inn mar - Ted parry runs« or vatn razor auran • Assets ~load byUKFinancial Services Cavan angles on nesthyclencls or ex ors dale unless
rak.-t garilass Sanwa, only fa lee prod of date aid are supped so UBS Fn rcul Saran on a assets re no,, held by the inn and not niter the nilruCtid Ot5inviSt by you You VP respentla* Ice
tine they re ref" More hroncal regular bast by an ntlwardin eats:ion fern f inn's possess:as« ocrWol These assets are ceders that re ~filled due to you false t0 Pixel
Plormatai can be added by you ~rot Admot - mum, general prier cr sponsor estimated wain deployed on you summers for rdormitona awning con ada,
• Unrealised eallingliama ranen data is ardelabb, d ery, me wasted to fefim by the rekar. papaws only. Boston; and vales presented an
ennVed ...Peaked ounarlostes cakulabadk< SonalliMeoW a SNOW aid may be taktiaTed pronclad by les floa; han UBS Era uer Senecas is To
nivclualiAcktrybis Taurean". daa for tasdM deleran nIcan‘ enn Iran That gad by not regatta. lee Ors Mammon and don noe To Wan My Of Os ant Chant Prate tytte,
eld~ le ta a nOIMI5«~me,Kra thrd panes to dares net storred weirs gunners its >miry Rine ants art rol weeded 545, 15 <COW Mg [vernalAP." es vet ns welmte
chars ania >runty moots-axial **Me - You can obtain ad3torial nkmuter regardna by SPCA the f ors 1~Ntal SaC coverage a ret , eed~wo, „
Oirdend and other aenwitrfenl lob and warns< to nwerodolog. teed to &tem..» to wawa of - Les fconceal Seenees nal abera. The R/All, Sume»
can!~ ist area heartened WOW-a/re valve and the One of re rAcKINKKK that 5 the . Revenue sharing and addkicaal ,.pandit Sank« Account BSA wed Otte are Lucerne
~wed lot The • Trade date <casnn present the basis Ir the sama* by canon; you F nroul - h *air to commas-arson Ian ad 12b I fees accountsv.41th preside acOns to baring ~Os rd
agnri In bade dale Admor moved ornata' wth the dartAton of mytery pocLos teCuiptrintimns wit. timed ban,.
• Callable ~thin Bonds rd preened stock that - mad party sunned vaan may be reelected as tends loos clients we seder as Abase were »donor nrcipury brit and provides access to
the 1152~ oils for city medleccemoen wil be onde 'hhe aped' in sera,muttons seen an awns Shang parents ban cktribldOrS ada ',stance and annuity g<0.14A1C M049 ty
frpi"held by la Iran ":(19 ad apesena that vit leme rot
rdel155655 vaktatrYi o adios of the casual fen« Tat we all These ~dourly relate «morn ltrouB•iristrance
59K. n our name ot n none.» name la N 'ruble to imam a when we become rare masts are based en two deferent tarnenems (a agent' velaspbanes of ILBS f hancial Straksark.
dame Cal leave ~finnan obtanKlkom be that å material rent has ccoseed fat mar calla Ow roux of sales by UBS 451 a WM.1/I MALI - Ineesnesmit,
ICC ~axe. Ind snury products
‘`,1,55•5$ 555.5"( nol cummiteed p ~reward vald hie panion, or »ten a fund Isv y to our chants, and Ga the avse also( a - nstatif • Ho buen guaotte. May lose vale
leans may eat Miler coral site yield, umpire value maid be Nghk5pKulatn• *a 10 the rerun - RUA Raterace Management Account Busk«
of the >runty Barltv‘r nidllaBknd larnYS Shan held al the
Mammas., ad be prondeed Øreduen. 551,KnAccounl BSA, Pda and narrater...lamina
• Certircates of ~pit (mai Cos are Øreved Whennor« an karic, gonad partner or qxnsor - We ardor altla also rcce.se most eg arid Mansament Aware terrines-ad wipe marks of
Les to 1250,000 n pinroal and moved merest pa «muted vibe rev a terdparyenbed 'tali* °maybes orationsIr . n coma,"on la order 165 Fropial Sawn he
deposers and pa &Boston. ~Orlon ei xorscbrte Pmedect she ealse of tee wore& sefl bed.'Pad aangeenrosmsawn that ~pen& to the mutual hard, - VISA K afigm50001,04enak *mud by Yu
wit, MC rubs Ø ts resolute Daa Two lees grimily re pad Irons manor assets ei enema~ Swap Aratitur and used vota
• ~value AKI5 h45e
6,515,54
om la swan rid odm< - 'Distriatt an to date may <d ude ratan of the mesa fund ache a freed dollar want bawd lame The WSW., Credit cads.d the LES Visa
Products maybe Iwo than the price that capital, ixane or bath C45 es. nab« et .405utill X KW OIC*15.0.114, debt cads re issued by LES BellUSA web
ye., would aflualif rat* core ~Mt Prat are -'Origami unt ute Monet the newt oaring tldn0 ~WINN'S of tha lend farnty per/Moon from Yea U A atewaled Al other
«shinedI rat nears Ordpry tastes which we fete per gaulend myna reflect pu, ant 15.935 - In addaian to tons-newt monied nornedion Pad:mats, termed tekkmarks. sane marls ard
brawd to be relabb, dul we do not gummier Ow ▪ CH »dunned PLEB secure*. are net etteder a win the sat! a darbution of weary wrath ard regmeted wen* marks am of nee resort...a
accuracy woodyWonet 5rotran.)5 and arro vnally/ sist mestneen1 nok ;set tow clan. we ardor companies
-We gamp uMfhe acting rake nhen lable a arklad rclewn d they or be sold the pipe in aflame ranee resent Ilsang pecans* on
the mew. ol the be and ad. pekes tor Stied forn may ei the <tune <emote«~song FitantimISevitee Inc Rev 201711
SDNY_GM_00325158
EFTA_00 197933
EFTA01307199
UBS Financial Senores M.
Prate Wealth Management
SUBS 299 Park Avenue
25th Floor
Resource Management Account
New York NY 10I71-COD7 March 2018
CNe7CC65.72141 0318 xi net 0
GHISLA1NE MAXWELL
Account name: .1-II5LAINE MAXWELL
Friendly account DAME Indio ChOCkiCar
Account number.
Your 15 naodel Advisor.
SCOTT. l'ArM04r.I.ARI
Phcne
Questions about your statement?
Carl your financial Advisor or the Value of your account
RMA ReSotuDrUne at 800-RMA-1000, on February 28 t51 on March 29(11
account 029023576
YOU' assets 45,673 53 41,441 47
Wsit our website: Your liabilities 0.00 0.00
www. tbscorNinanciakannces
Value of your account 545473.53 $41441.47
Items for your attention
. Help protect yourserf from I rad and
renew bank, credit card, and brokerage
statements regularly. Also. get your free
credit ropct annually from Sources of your account growth
www.annuakreditreporeccen
Tracking the value of your account timing 2019
VS of >'ow xcou at
Thousands alyez end 2017 541,94632
Net der:outsand
716 nothdrarvalt 353021
Your MAIMMentietuM:
439 41.9 457 al Dinsted and
interest income 12536
4
Change in
martinvalue $000
1.9
Value of year scone
Mar 29 2019 $,11.441A7
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Feb iole my :vs
Member 51K 0.70003036982i4t Nr700031027600O3.3 00 B03057DC04 Yr 23576550 11100t0 Page 1 of 6
SDNY_GM_00325159
EFTA_00197934
EFTA01307200
SUBS Resource Management Account
March 201E
Account none: CtISLAIIE MAXWELL
Friendly account name: Inch, Checligar
Account number.
Your Amanda' Adviser-
SCOTT STAG. MAntuill CASPIEL
Your account balance sheet
Summary of your assets
Valueon Percentage or
March 29 (1) your acccuu
Cash and money balances 41,441.47 100.00% • cam and money balances may include
A Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives 000 0.00% account, UBS FDIC waved Deposit Program Bank
accounts. IRS AG Stamford Branch deposit
C Equities 0C0 000% account balances and money market mutual fund
sweep balances. See the lmpottent mformetion
D Fixed income 000 0.00% about ow statement on the last two pages of
this statement for detail about those balances.
E Non-traditional 000 0.00%
0.00%
Total assets 541,441.47 10040%
A
Value of your account $41,441.47
Eye on the markets
Percentage change
Index March 2018 Year to date
S&P 500 -2.54% -0.76%
Russell 3000 -2.01% -0.64%
MSC - Europe, Australia & Far East -1.87% -1.58%
Barclays Capital U.S. Aggregate Bond Index 0.64% -1.46%
Interest rates on March 29, 2018
3-month Treasury bills 1.63%
One-month LIBOR 1.88%
04,70008006562142 ninT000310276000CG QM03057%04 Yr 235765501000GO Page 2 of 6
SDNY_GM_00325180
EFFA_00197935
EFTA01307201
Resource Management Account Account narne: GFISLAINE MAXWELL Your Rwanda Advisor:
UBS March 2018
friendly account name:Mtn
Account number:
RIC r SCOTT STACKMANLYLE CASRIEL
Change in the value of your account Cash activity summary
March 2018 (SI Year to date IS) See Account acveiry montntu enact Raman in your Son, Opoorc se actuate in the earring and
clang Manes tam FISK 'nuance attibn tocbposit a UPS Berl. USA and al balks pairipaiing in the
UBS FOC Vare0 Dif)OSII Prellarn. 1100es not acety 10 deposes al UBS AG. starnioici erath Of bank
Opening account value $45,673.53 $41,946.32 &petit pitted through the UPS Inletnall0fla OepOP1 Account Decigram. SPC protean °Mtn to rroney
rani twerp fundFacings tol not tank deposit. See hnportam infornbon about your statement on the
Deposits, including investments tin temMRSof tat aKurnent for detail
transferred n 4,326.47 25,857 52
March 20101$1 Year to date fit
WrIhdranials and fees,
nck4ing investments transferred Opening balances $45,673.53 $41,946.32
out -8,567.24 -26,387.73 Additions
Dividend and interest income 8.71 25.36 Deposits and other funds credited 4,32647 25,857 52
dosing account value $41.441.47 541,441.47 Dividend and interest ncome 8.71 25 36
Total additions $4,335.18 $25,882.88
Dividend and interest income earned Subtractc,ns
Checks and bill payments -8,567.24 -26,387.73
for out0SeS a th5 SURettrit lanibIlly of melts( terdChiCItnil irKOtne has been delenrmed fran a US
is. null"; Pernate Baled tatOn the residence of the a<ourd hada acount !pp,. or pntrant type, Total subtracteons
scent interest antra driatnd ',anent may net be Want to United Slates (Us) ander Pueno Rico (PR)
-$8,567.24 -$26,387.73
Oxcart tact The Oka monthly natant is on blended to be used awl canna be reled tpal fa lac
tonnes. Clans then Pelt, to the all Kite tar reslOcting Iona they 'trek fmm UPS erintialy.suCh as Net cash flow -$4,232.06 -$504.85
the room 1099 at the Fan 488 for tai reporting informatico his the practice of UPS to fie tat
applicaCke to ttpOrtiog form nth the US interns Relent* Senice ascl PR loamy Department, xeci in Closing balances $41,441.47 $41,441.47
Sorbian a(Curatery flinry &near/oda intern a lair tare° Or facade 'care neat (Mtn yeti,
indydual tar prepare.
March 2018 al Year to elate IS) UBS Bank USA Deposit Account APY
Tayabb interest 8 71 1849 tnterest perrod Feb 7 - Mar 6
Total current year $8.71 $18.49 Opening UBS Bank USA Deposit balance Feb 7 145,673 53
Pr or year adjustment 000 687 Closing UBS Bank USA Depose balance Mar 6 141,441 47
Total dividend & interest $8.71 $2536 Number of days in nterest period 28
Average daily balance 145,834 17
interest earned 18.71
Annual percentage yield earned 025%
ChP700X0C6S92143 HP100031021600033 COI 8 030575C04 Y12357655019%0) Page 3 of 6
SDNY_GM_00325161
EFTA_00197936
EFTA01307202
Resource Management Account Account name: GHSLAINE MAXWELL Your limeade' Advisor:
taUBS March 2018
friendly account name' Indiv CheclilCar
Account number
SCOTT STACK MANLYIE CASRIEL
My Choice Rewards Points from UBS
Rewards points we reflected at of the 26th al the mambo the deice busmen def if the 26th fd ort
weetenetoldty. Rewords point actlify dethall Uri be found on wow.utocco/OneeMeritet
Mtech 20I8 Year to dale
Opening balance 7,341 7,341
dosing balance 7,341 7,341
Your investment objectives:
You have dentdied the following investment objecoms for this account f you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Acknor or Branch Manager YOU can find a full description of the alternative
nwstment objectives in Important inkrmation about your statement at the end of this
document.
Your were objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggrezive
nvestment etigbihty consderabon • None selected
Your account instructions
• Your account cost bases default closing method is AFO, First In, Fest Out.
CePfCCCIB006592I 44 NP7013031027600X0 0318 030575004 Y123576$SQ IC000D Page 4 of 6
SDNY_GM_00325162
EFTA_00197937
EFTA01307203
Resource Management Account Account name: GHSLAWE MAXWELL Your flitaadal Advisor:
SUBS M8rrh 2018
Handly &vaunt name- Indo Check/Car
Account number:
SCOTT STACKMAP/LUIZ CASRIEL
Your assets
Sono Prscs, 4Xarrt and Cartel oakt$ thOnsn May be CPCntoinVilt• As gam at losses ccocr not
be awietelo reflected see important Aformalton madivue statement dine end Attis &turner' for
Inca pnIcamlion
Cash
Cash and money balances
Gun and nosy fiance, may on<luOt avalase (ash balanCist. ue5 Bare USA appaut account beak's. 085 twit USA anal U BS FIX Ilitured nog/meant ckpout sewn taints at 'fluted bythe FOK Silts
ups CPC insured noganeank Waxes. uBS AG Stamford Bunch deposit accourt Waxes and money apyllable Pmts. tut are not rtatCled by WC uES AG StamSord Blanch derail account baYKI1ar nOt axulN
mates rUua load swetp Wanes by IOC and se not protected by 9PC Money market Step Wen( et ale protected by SOIC Oa at rot insured Op
the roc
See the htsporrant otomisoon Sotoor SteteAtnt at the end ce this dockenem foi dials about nose
balances.
Openeg tidance Closing tidence once per shalt Ave cask Disidenct 'Mont Days in
Hoeing On Mar I SP on mat 291$) co Ma 29(0 set period period Cgs amount (S)
U8S BAN,: USA UP ACCT 45,673 53 41,441 47 250)320.00
Your total assets
Percentage el Cost Estimated Umenized
Ohre on Mar 291S) your attain DNS (II snub infant (SI Ono, los5(S)
Cash Cash and money balances 41A41.47 100.0014 41,44147
Total S41,441.47 100.00% 541.441A7
Account activity this month
Oat *Clay Description Amount It)
Deposits and other feeds credited My 1 Transfer FM Y1 23575 0100 4326 47
Total deposits and other funds credited 14.32647
Oat &Misty Cete.slphon ismOunt If)
Dividend and i nearest iacome
Taiaate intros! Mar 7 Mtarest U8S BANK USA DEPOSIT ACCOUNT AS OF 030918 8 71
Total taxable interest 58.71
Total dividend and interest income $8.71
tar a;mry n Atnouct
Sill payments MeyS Wthdrawal ACH WITHDRAWAL UNITEDHEALTHONE - 3994
continued nor pago
OP70003026$82i4S ra7000310276 0CW CO 1 8 030575COI Y123576550 I COCCO page 5 of 6
SDNY_GM_00325163
EFTA_00197938
EFTA01307204
Account name:
Et UBS Resource Management Account
March 2018
friendly account name- , I
Account number. MIMI
Your lineocial Advisor:
SCOTT STACK MANLYLE CASRIEL
Account activity this month (continued)
Otte Mikity CostOploon amount (S)
Bill payments (continued) Mar 5 Wthdrawal ACH WITHDRAWAL UNITECHEALTHONE 458 79
Mors Wthdrawal ACH WITHDRAWAL AMEX EPAYMENT 4,86851
Total bill payments 48,567.24
Card Items for your Attention:
the new U85 Visa infinite credit cad is here, packed wteudusire trawl tenefils, more rewards rid more of what you low, incluirn; e4UaordInanM personalized senice. Al
semen* (led in metal VISO ubs«rtirisanfinite a call Nat 688-762-I232 to learn more
mnarnisn Parment Doe naymm Due axe Creak the sealable C teat tine Outstanding cannot
UBS Viso credit caidls/
payment in formation
S0.00 135.000.00 135,C00 10.00
This croft cadls<ndredn UBS ref ciedt Cold Nat we ens vAl automaticity or pad Irony:co account Your payment is unedited
lot ApI 20, 2011
We mode Ihi,ntdnnaron on your Wit %Matadi cards eddy as a cconesy toy= Ire UBS %neon:it cad and acorn are 'meal ty uBS Bank
USA UBS Bark USA seta you Me ottool nmement lor thlt account and you 'Acrid male your catmint &comingto0mM instructions
wo do nor ma ode your aturidng twit card dance in me vat* d yw account ,with UBS finanos Sources Irc
Date Aftnity Deuspaut repent Is)
Money balance activities Nb 2* lance forward 145.473.53
Mar 2 Deposit U85 BANK USA DEPOSIT ACCOUNT 432647
Marti Withdrawal UBS BANK USA DEPOSIT ACCCAMIT AS OF 03:0918 -8.56724
Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Ca 03106)18 8.71
Mar 29 Closing U.S lank USA Deposit Account $41.441.47
the LISS Sank USA Copast Account n your Prialr moven canon
CW700760C6592I46NP70003I027600X0 021B 030525004 M3576%010000) Page 6 of 6
End of statement for accotrit number Y I 23576 SS
SDNY_GM_00325164
EF1'A_00197939
EFTA01307205
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard acneart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to /*gula non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (omrally CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fu-a) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen retomen av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho 9FC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod hinndy nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten nosas a UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke DRI *arid One> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was heds. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the Agnes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr ecnipUnt< or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &s(nra kokanon' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet s11panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. t realest benet in te bet apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pban neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
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CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel &alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNYGM_00325165
EFTA_00197940
EFTA01307206
Important information about your statement (COntlalutel)
Landing blemation mosaics red optical or only hd pieces Ice OTC maned they be ass than the pet share ntautrl treaty rowan, *tutte a the maan,
dchsibd infarnabon co the Fm's lenckg peadkes marties, vale provided re the accost statement anYana afportat a to ,ni investment ante
ad dodo's" ake to you Clone Bastonsho - Less artfloal traded Horses nv/be posed usrg a re distribute
Agrees** ce Assort &roamers and the General valuator modela Perron recent ace we • Restricted vetmier banded sorbs general/ et adder* to seeming's:a reamed Iranthe
'Fenn; rd Con:Enos LES St aterreol et Credit Priors Waned and may nog reflect innil market per ae me one«br MO* la pub k sae. UBS financial pachase and sak of beinNen labs we ands« CV
eivalebb nAgreements andOigkoures a a rain Seers be; Mt imam price el the ~redid ACM steel. ',lei.. asseedaesed reVen.le bang
yo.,» gAt enevaeearffinitet~ - Caftan POVIcen may ~ex rah:raper rid of te Salt 4~ «n imputed aloe la IN parser han eardShres dintuecn. as well as
fa bow et 'take was not ~lobe' aales. stodc forpurposed of rho statenent oak. To bring kir ledS de...tweet trainee and
Yew assets triable to obtain a per fore most. Uw mere that Fantaillatlittf are «tube kr sak ..waan
Year garners keteles buret and other assets held DeDO4f a Waft, Ct~l/ltd n sureties the vak: eared flip be %Vern* lets than the - Our álf hoes the receive traing csmbesions xd
n the taste al the end of the Bremen penal You eta than US *dram ebbed at the achinge graded value Poem ot cobweb:4 ben mabal hawk and raap
bar ra. Ice *hay of hay pad scorer x ay Erne rate as ce the slater* date conories vbs. predict, we Mtn.
You may:~ ~Jet used as loanrang pilaf - fa carter wars vane ihnten<OtiOrMeh9 • be. betinwitak inseam meant yields andante - We were an arnual toe from LOS Ba* USA ad
peon any balance Are on them Any tearer dencennanah per rd quartly gam aalre> may An tinatol true man: is bated on current LOS AG Stathat &awn a to to 525 per acorn
eawfred to teerren dreg the slatenent bawd are haw been /Busied to fbleb pecan vakaticn. dniderd and newer feet, monore burn« wil trepan to the banks undo the LES One Sew?
trod at mart value as of the end oe the eremem To steamhorn quounans, than abet*, contact be heldla one yea kon statement date ce pene Soy,"
pared Yea Financial &Mince 11.n enenale anb a goblet. 'mere
• Con baska ra crembeig the son basis ate awl torqued ama aan guaranteed
a nal1 Abvity
wad« included es Ind galmem *ewe blreed • Private invest/neat end strerareOpreduste. - Crenated rr near and current yield la kformation regadn; sannsissons and other chages
watt the kerb. 'I " LOS staatse Seven has rekel ?mate bestrewn, seaters (extelny deed <ban twetali g e-rim could include amain ol barred in ccenachan Mm thil Oa0JtOrk of Val,
nfonmaben Obi;ned bar »totes de,“ than LOS IaltµNCOpogrom and real rose noti~ ,net areal a opiklare is with earthen! intkodag OXI:nbiltabOa has ban included on
a:uncut Sawn mludrig nkinnenal Imes armhl scores) and natred vociacts are goner* hoed/ intern"? Ord (~40 MIS would be C.<014120. alliFratian penctiskr towered to you. rid ven IN
lens or eh, you rney have vended to yea Trnerinal Algid. Cban struchnd~xis hoe not been Estimated mad income awl <anent yield end te podded to yea voniOr oet~
Actiear. The Fern does noi eidependawly venly a ragnueod wth the Seater and Easye actual raw ad yield nett be bona regal
guars* the xaracy vaddey of re ofamiton commas:eta war we rune gecarces lam We than the belated bores Short SIN
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In addecn although LOS grata Saner, gam* »wren ard~trod orakats la recernal mono) daded ty «event mart Mu above Me to anal borrowing Costs for that
~es ha mtwen as it is /0(0.4d, the ken pappot calf A«teacy :snot guaranteed vakatinarra balance 4 band on the Lan diedind pisode storey
don rMaodeany aswrat« dut the nleneubn - These mars may Odle hinter^ Iran pees, a maw payment secant made by the bun and
Lbw 'Coll bass' rid • Urraked (orlon' es any, a *bib a prim* ~rent storey se »vanes ad be bed la re Open orders
accurate as el Pedatea the suternert As zeel, structuredproduct may beboor a sold and do yea from tie stal~ Me untilmany, bSsaclog open or 'randlb anteled* ado Ma
Mae da not fey on tie rdatnabon so make not naa1-341 minx« the wan yr., may reeve Acaracy awl«ex hued yield se not reented were rol raided by ra amerce dale, open buy and
toean v we bran, t purposes a teul Squntsco. sell slop ceder: re reducedby the snarl a chederds
othennet Accounts bartered tote inn row - shed party runs« of vaLe tea& a roan • Meets nee held by UK Financial Services Catan asroers on at in.bider* se marts date unless
rolkey garikos germane, only la Pepawl cd date ref are honked so UBS nano' Sarces on a asas ye rot held by re gem and rim wires the nsinsted ~wee byyw You we '«paslor la
tent they ate held at eefm More helmral regie base by an nelberdors valanon tern Imís paaai:OOF <atol That asses lie urn chat ae evimed <be to pm false to camel
enonnaecn cant» ailed by you' gnaw ei Amble - hob, great pnne« sponsor alai*, waits, dopbard On >VS summer< for etormatonaa mnong sob ceders
• Urrelind raingikers Mrs dataas d Irg, are hooreed to e alien by the asoor. pupates ray. Potten, and vales presented ar•
erenaad smoked tribute re cakulatedke gonna, Perim a spon« and may be sauteed provided by tM*wegtarn UBS hamui Strewn Privacy
oducluel wary bis Ene transacts. datala Nadir «lard Simmer km that bed by not resprebbe let Ors Mammon addoesnot To Wain a copy of tV C‘If.'t Clare Privacy lade.
endrial lof may or may not relIml <arbor& eked panes to dent iher nee:toed odum ~anti* its waxy. Ilbe assets av rot praectsd Please carat mg Carnal Admix a vee w web's.
chars ardor smunly reorgrzair nenb, - You can obtain >Memel nkanaton tegardng by SPCA the fads straemental 5PC coverage
Dividend and abet renal:rent lots and *Whit< te fineriOCIO1Ogy tand to Oxtm•no the «tour. et - LES Covent:it Sancta rol a brk The RMA, Roet
CAOCKPIC lolt se e.th ambled to MAI/ as. raw ad the date of ew ~nano that is the • Rwanda baring end Maimed _...Si Stokes Assam BSA end BMA at* tuatara?
earned lol The 'Tradedate' <ran anemiaOw basis ',atheneumby roaringpas annul - In adigian to connesken so sales rd 12b.1 km accounts Much pond. Kan to baring savor; ad
sera assume trade dale Adnus maned es connedco wth the deeldon of ~Loa pedals teculimanarnerts pm *filmed brit
• Cabbie 'enables Bonds ri d v a oe lhat - Thad pot, estmated vakes maybe nrIbeed hods to Cu' clients we sweet oa MHO» ark and fl ea thicker, brie, andpro:des access 10
tM mule <ah for any redenotion wilt* eared lb pad' naaire lemons wean* raven» rang paynenis han CktTibldea ardor entrance and annoy grodsit "owl ty Lnililueed
erobully byIv Iron among al temiles of this «dependent vakaelonInn/ rot suppled a n admen a the maual ha* that va all These Pedro, nuance amparten troul• insurance
maneb* out name °enflame.» name Ice thr amble to anon a vat ...hen we become ne morn ae based on two dtkont "meitram Jury sibiirsiein of LES Chancel Senkes Inc
Clean Cal leave rampen dared from bed ~ameba" ewe has «weed fiat may calla the ~cassias by UBSot a patella MAW. - au:imam riesaxe. and entity products
pihos and es away es not 'batted dh.zen preenby nomad vals Eno persbon, a »hen a Ned fray to oil Oats, and 0 ihe asset vale of a -ahaTM ran • Ho bra °wire». laar ra Ire sae
lebres rny whch cculd onre >Wad conks. value notid be make spaadat de to the mum patentar "VhABTand TanYS Shan had al Pe - RBA flatcars. Menaranwm Accost, Bolwol
normact nil be promoeedLoonrequest ol the '<coney km Senecas Meant BSA, ~A and ntornalonsa a
• Ciabbates of Mork (0)8 Ces ate ECK enured Whennot« an near, genera panne< or bens« - We ardor allhok also arse net worle and Aware are regnteeed serer marks og
Wto 52%000 es principal and awed retest pa emoted vale CC< a tbdtarty lambed vela ants person lees in consarairs for tiander IBS 'nano' Semites en
depcnta and per dap:atom anthilat n xcacbme olds. lie value of the *Cab Mlle «lair sauces that ~peo* to the marl herds - VISA it èfigklaid Vadwrint owned by Yea
neat [DC nabs acne b per Tice lee. grimily re pad Iron manor won n cent.
Inaabcnd Sanwa Ahautur and bad Leib
• Peke/value ken bsplead la utortits and ode - 'Gent«os to date' my actor mean of Me maw' fund adre a hod dab ~oars bawd The LES Yea credit cods and the LES Vita
~acts may be high« OF be than the since rat capita, rant a bath on Ma rove« ot accounts at oha beclahrkider debt cads se :stifled by LES Bank. USA wen
so would actualb are» be metre Peen re - Price unit see reverses the r? daring exedra nodal boas al that had arty pennies's. Irons Yea USA ex °marled Alder
(beard hens mean Led poly sores ebb at per ins and mar ma reelect >cut ant bate • In antiut tooneness:an rectind nccennlion .acht mobbed trademarks. wk. marks and
tat~ to be rolabc, but we do not BILIMaYMO bar ▪ COP and vented MT secants aa not lewd~ a wits be salt a diarbution of bogy treads and rendered wactmawt ate of thee respect.»
accuracy natorol WU/Re% ~rant and are remay tat rest:m.1ln» ant tow elm°. see ardor Canpanees
dkp.KI ad men 1 they can be soli the ace 05 Able r«ewe moeere barg amcensetnn
- We oercob use be dosing take when amiable or LlSFiwnedSareiewMe Per 201211
the mare Nebo and ad. vices toe hied from "rya the return* compere ~wane
SDNY_GM_00325166
EFTA_00197941
EFTA01307207
U85 Financial Seances M.
Prnote Wealth Management
SUBS 299 Park Avenue
25th Floor
Resource Management Account
New York NY 10171-0002 April 2018
CNP70356978690410 Y1 0
H
Account name: .All5LAINE MAXWELL
Friendly account name: Indiv CheCkrCar
Account number.
Your financial Advisor:
SCOTT STACKMATULYLE CASRIFt.
Phone
Questions *boot go'r statement?
Call your Financial Advisor or the Value of your account
RMA ResoteceUne at al300MA-I000, on March 29 al on April 30 al
account 029023576
YOU* assets 41,441 47 41,297 55
Ifidt o vasbara: Your liabilities 0.00 0.00
www. tbscorranancialsennces
Value of your account $41A4147 541,297.55
Items for your attention
. Help protect yourself from fraud and
review Dank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreport.ccen
Tracking the value of your account during 201/3
',Jake of your ,xcount
Thousands alyea end 2017 141.94632
Net depositsand
716 vnthlf &stars -1682 56
Your mestrrent return.
43.9 41.9 41.4 4i 3 Chact441 and
interest eKorne 533 79
•
Change in
market value 1000
1.9
value at Your ussanI
on APr 34 201e I41.297.93
Dec 2014 Dec 3015 Dec 1016 Dec kl 7 his i010 404 20113
Member SIM C4P70001003697%919700019372000033 01100305790N Y173576530000000 Page I of 6
SDNY_GM_00325167
EF1'A_00197942
EFTA01307208
Account name: GlISLAINE MAXWELL Your ilmencial Advisor-
UBS Resource Management Account
April 2018
Friendly account nom*.
Account number
r SCOTT STACK mnnLYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30(11 yOUr aCCOLMt
• cam and money balances may include
A Cash and money balances 41,297 55 100.00% Your current asset allocation avaiable cash balances, UBS (tank USA deposit
B Cab alternatives 000 0.00% account, UBS FlEXC Instead Deposit Program Bank
accounts. UBS AG Slamkrd Branch deposit
C Equities CO 0.00% account balances and money market mutual hrid
sweep balances. See the important information
D Fixed income 0.00 0.00% about )ow statement on the last two pages of
thIs statement for detais about those balances.
E Non-traditional 0.00 0.00%
0.00%
Total assets 341,297.55 100.00%
A
Value of your account 341,297.55
Eye on the markets
Percentage change
index Apd 2018 Year to aye
S&P 500 0.38% -0.38%
Russell 3000 0.38% -0.27%
MSC I - Europe, Australia & Far East 2.57% 0.94%
Barclays Capital U.S. Aggregate Bond Index -0.74% -2.19%
Interest rates on April 30, 2018
3-month Treasury bills• 1 83%
One-month LIBOR 1 91%
CeP100:0005697870 WM001837200003 NIB03057%04 vl 23576550 GCMG° Page 2 o4
SDNY_GM_00325168
EFTA_00197943
EFTA01307209
Resource Management Account Amount name: GriSLAwE MAXWELL Your Rmadal Advisor:
friendly *mount nail
UBS April2018 Amount number:
SCOTT STACK MANLYLE CASRIEL
Change in the value of your account Cash activity summary
April 2018 (t) Year to date ($1 See Amours artery tfur manatee dealt Mantes in your ave.:papa= se induded in the cameo and
cluing balances via SDK insurancexpas toapposes at Ulla Baal USA and al balks pal coaling in the
UBS PDC aured Deposit PrOaan. it Xet roc eirayt0 CaSOPIS at UBS AG, Stanioici Brach a Dank
Opening account value $41,441.47 $41,946.32 &poets pLaced through the U13S Internal:nal Depose afount program. SIPCatieCtia Wes to rroney
'twat swap fund aldngs larl not bank deposit. See Important urorm,aon oboe, year zartenrenten the
Deposits, including investments 139 ten) parser tins document foe detalS
transferred in 8,558 53 34,416 05
April J0ISS f a) Year to date al
Wandravvals and fees,
ncluding investments transferred Opening balances S41,441.47 $41,946.32
out -8,710.88 -35,098.61 Additions
Dividend and interest income 8.43 33.79 Deposits and other funds credited 8,558.53 34,416 05
Closing account value $41,297.55 $41.29735 Dividend and interest ncome 843 33 79
Total additions $8,566.96 $34,449.84
Dividend and interest income earned Subtract*ns
Checks and bill payments -8,710.88 -35,098.61
roe ou posts of ths st,sement. laablity of Inktal and CUOMO ncorne ha been doennned Flan a VS
to natio; Ptalatelfa Baed te:011 the residence d the account noldel (clam! 'pt. or pacaat type, Total subtracteons
some interest ander/ driand pavanes may not be Wed to unted States (US) anda Pueno Rico (Pa
-$8,710.88 435AW61
aorre cast The Oita Monthly statenynt Is rol Intended 10 be used and cannot be read WV) toe is,
Pflanal Cant, Shaba *fel Iota PCKaft 'Si reporting rola ihey rereire Flom u8S snooty. such as
Net cash flow -$143.92 -$648.77
the forms 1099 at the Fare Oa foe to remand a:errata) nit la practice of UBS to fie the
applicable la reporting !Ora with the US Internal Revenue Seale ad PR beauty Department, and In dosing balances $41,297.55 $41,297.55
Such arra Matilda flatOty &anti ana Or interei la tamp or tat.* care. neat (Onall ybar
exhaluel tat paperer.
Apri 2018(1) Year to date 11) UBS Bank USA Deposit Account APY
Taxable interest 8 43 26.92 Interest period MN 7 - Apr 5
Total current year $843 $26.92 Opening UBS Bank USA Deposit balance Mar 7 $41,441 47
Pr or year adjustment 000 6.87 Closing UBS Bank USA Deposit balance Apr 5 $41,772.36
Total dividend & interest $8.43 $33.79 Number of days in ntereS1 period 30
Average daily balance $41,497 01
Interest earned $8.43
Annual percentage yield earned 025%
Cm7000300910787i FP7000I11•3720 00033 041803057SCO4 n235765500:000, Page 3 of 6
SDNY_GM_00325169
EFTA 00197944
EFTA01307210
Account name: Your Pidawdel Advisor:
Resource Management Account
UBS April 2018
Friendly account nameils.
Account number.
SCOTT STACK MANLVLE CASRIEL
My Choice Rewards Points from UBS
Rewards points are reflected as al the 260 aline month cc the ploy tutmen dry it the Mb IdIs on a
werkendrolldet stwards colnt whity deals cm bt found on wow.utoccorronAnereutti
April 2018 Year to dale
Opening balance 7,341 7,341
dosing balance 7,341 7,341
Your investment objectives:
You have dentthed the following investment obiecoves for this account f you have pueStiOnS
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager. You can find a full description of the alternative
nvestment otsectives in Important information about bow statement at the end of Pus
document.
Your were objective:
Current income & capital appreciation
Your risk profile:
Pnmary • nqgrewee
kwestment efigibital conoderatton • None selected
Your account instructions
• Your accovit cost basis default closing method is AFO. First In, First Out.
CeP7C0C6009397872 tr000189720 OCOCO Cul Et03057500a M3576%00=0) Page 4 o1 G
SIDNY_GM_00325170
EFTA_00197945
EFTA01307211
Resource Management Account Account noose: GHSLAINE NT. Your Financial Advisor:
SUBS 2,1'1;
Friendly account nmeteilndiv Cheek/Car
Account number:
SCOTT STACK MAP/L.
Your assets
Some Prices. Mane MO Curse' agues :hewn may te acomoimole As a ANA gains arid losses mot not
be neonate,/ reflected See keporlent inlamatmo Moot 'out stetement S the end A ths skewed for
ireer ,nionsossion
Cash
Cash and money balances
Cam and mop" bo.n.-:•; may oda avatare can balances. UBS Bank USA amoot actount Melons OBS Ball USA andtll LIDS FIX Insured Frogirn Bank depoot acogint Wanes are Insured by the FDIC villNit
UBS FpC Insured BayernSank &Barnes. UBS AG Parnloto Nandi deposit account Waxes and n-oney aroirable pent,. Cul are not prattled by PK UBS AG Stan/ad Brant n deposit account balances are not insured
iNVIcel nUud fundPerm tiatrtices by 10K and ale not ranted by PFC. Morey market sweep balances ate ptdedled by SfiC 08 a* rot attiredCy
the FDIC
Seethe Important oFormadron a/sooty:or deviator at the end oF this document fa detals about dose
balance,
Otzenng baarce Clow.; bBance rice per shale Average DmIdend 'Meet, Days in
Honing on Apt 1(1) of Sp: 308) coerce 30 Cl/ ree period period C®/morn (S)
UBS BANK USA UP ACCT 41,441 47 41,297 55 2sopcoao
Your total assets
Rn:entage01 Cost BUM'S Unrealized
Value on API 308) your account basis NI annul income (SI donor loss (T)
cash Cash end money balances 41397.55 100.00% 41297.55
Total $41.297.55 100.00% 541297.55
Account activity this month
Odle Atilaty DtHeptan Amount SO
Deposits mid other funds credited Apr 2 Transfer RI x1235750100 8.55853
Total deposits and other funds credited $2.559.53
Oat Mikity Detalphon Amount IS)
Dividend and interestincome
Taxable 'fleetest Apr 6 IntiereSt UB5 BANK USA DEPOSIT ACCOUNT AS OF 040918 8 43
'foul taxable interest StA3
Total dividend and interest income $$A3
Dee phon Amur, (S)
Sill payments Apra Wendrawal ACH WITHDRAWAL AMEX (PAYMENT .7,537.34
continued next page,
CeP700030093)7203 NFT000Iceno0C033 OilB 030S7SCOI Y123576550000000 P896 5 of 6
SDNY_GM_00325171
EF1'A_0O197946
EFTA01307212
SUBS Resource Management Account
April 2018
Account name:
Friendly account name-
Account number
I
Your Ilnencial Advisor:
SCOTT STACKMAHLYIE CASRIEL
Account activity this month iCentinutd)
Date Madly Degnobon amount 01
till payments (conanuod) Apr 4 Wthdrawal ACH WITHDRAWAL uNdECHEALIHONE -658 79
Apr 4 Wthdrawal ACH WITHDRAWAL UNrfECHEALTHONE - 3994
Apr 10 Wthdrawal ACH WITHDRAWAL Saks Retail -474.81
Total bill payments 48.710.811
Card lawns for your Attention:
The remU8S Visa Infinite credit cad is here, cocked we/en/mire trawl benefits, mete reward, and more 01~ you loco, maxim extracninanly personaized senice. AA
sttransty clad in meth! Visit des nadvimidnite a cal us at 633-762-1232 to learn tnxe
Mtn" POOnent Owe Paymenl Our Pete Cad: Me Amiable C rah Line Ountanang Nance
UM visa credit cardW
payment information
S0.00 135,000.03 135,030 03 10.00
Ms unit card is emoted an uRS PraCrecit Cadleawe ard MI amonsticany te paid In:my/am &Count vow payneent is se/eclat]
for May 2Q 2010
We proace ais mammonon you. UBS Ma peal cams solely a a counesy loyou 7ne uesmsa pea (adats moat ate Issueda/MBank
USA UBS earn USA sera you Me Mad statement la this acounl and sou Oa/Ornate you' paprent accord no to thei mstfucbons.
We do not indude your outstaidnocredi coedb.:lance in the Mtn dyer =count with UBS knandd Seran irc.
Date ACtnity autodal Amount II)
Money balance activities liar 29 Balance (onward $41,441.47
Apr 3 Deposit 1185 BANK USA DEPOSIT ACCOUNT 855653
Apr4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOS 04103118 -7,53734
Apr 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASLK 04104/18 -698.73
Apr 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04105118 843
Apr 11 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASO( 04'10,18 -47481
Apr 30 Cksing UBS Bonk USA Deposit Account 341.297.55
the UBS Bart USA ()spool Account it your pnrnary swop orden
ChP7C003005807874 NP700010372000CP3 M18030575034 T123576550~02 Page 6 of 6
End of statement for account number Y I 23576 S5
SDNY_GM_00325172
EFTA_00197947
EFTA01307213
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard acneart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to /*gula non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (omrally CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fu-a) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen retomen av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho 9FC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod hinndy nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten nosas a UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke DRI *arid One> ad be • &elen »dolm akta* cashDam«, valetta
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rollod on yas tremim «the, 30 day< ri a n was heds. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the Agnes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr ecnipUnt< or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &s(nra kokanon' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet s11panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. t realest benet in te bet apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pban neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
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CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel &alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNYGM_00325173
EFTA_00197948
EFTA01307214
Important information about your statement (COrtletued)
Lea, ~man ~Win and option, a ono &I preen for OTC rmened nor be Inc Man the per share «visited re &naryConant *dates of the resana
cletabd infamson en the Fren't lendr9 practices mue provided nth. acca.re statement oanloanial or egonas of no unti inseam* watt
arid daloans, rake to you Chant adatonshp - Lew windy bad snaskin nybo anal tong a we d( ate
Ageerme a Account &Tremors ard the General what«, model a fealun ramat fro we • Rained sedan Restricted scans general/ an ~Ion to oanrrnsons racnad from the
Tarns and Cordkons LES SeJunin «Crete« Prances obtained end may isa tact a+ nil ~km pne ate not warebr *age* la pub k sal. 'As
fruncial wets. ant sale el bleitetunes Itadfs ardir
available in Agrennenta anclCmdasures of rats. Sanwa. uses Sunken price ol the terednctadaak *due amene al asseetwsed reveres shinsa
tn.. natnianYamtnanmeiltm - CaftanPosibris may >Pp«. *at a A a prce ad el re tint Mane di an sated whit loins. parent lion eaneShres diairtues. as well as
will tow an prise sue rot amitt. Bottro worded slak for paposts of Ma stanset ee4' To hack"? Ma ItOS de~rwet. tramp ard
Yoe WSW ~It to obtain a We for a »mils the esters that rest<fed secants are elobk kr sak. «fawn
You ualeten dam sewers sd other mule head - Deposes a seturbts ~led in <Laskin St ea/steamed Maybe sabalantially Ins thin*. - Our abbots the receive suing ~waken rid
n the amra el the end of the statement prod You as than US dais are rellated at the *chinse ended salve *awn olive canceredson Pen maul !Lands acid mac*
may al.for *inn of lull/ paid scants ae mer Ent rate as of the slaking, date <CMpanin Mara products we darke.d•
You raw went awes used as loan <Ottawa atur - cots wets »deg es ~sod «rag • Eel Baweta Stamm cement Biel* and Maa. - Yee recsn an mu) , lee from LES Bak USA and
paying any balance ds anthem Anir wont denonnanan, advertly (lace att> my An ant-Made 01 and non is bated on <anent MS AG Stamford Pasha se Ie 125 per sane
transferred toIsei rn *mg the stained pa date haw been /Busied«. f wk.» prow whaler. dnidend and tuna raet auvang ti awes sell inseam) so he banks~ the It% Brit Sand
Wei at warla whence the end of :he wrest to etas ass quotations, ribs need* covers be held la one yea Irons date or teittl /warn
penal riv Instal bdina many This Pitman n at a gmadelne; '<curacy
• Con bail In clamming Meson barn oft* and (envend interne re not guaranteed Activity
own« il. included n the gatemen *nee M<Ø • hita inveettaltaata and ~MAPS pe00.165. - Wanted email name and west weld lee Information regadnaanunnwris and ether togn
as odd». '1 ' Tnericial Senn has relied ?male armament unseats (MØ daa! <an Wes d statute owed include asthma of marred an cannon net i* teoacn of trade:,
an nfonewhaa ebba.ned front sodas other lhan ves Cs/newton pours, aid rem MU* ~Mena Inn anima or <404 pro ea ash (*retie ell Shading ado, tramxbon,has been included on
in
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gavn. Fern donna ndeperdstly ve a rwanbrod was the Senat ea and Exchargo actual nose ard yield wort be laws a Were
~man the svacycr salday of any Hamsten cosmoses cr vide< ny cute eacuritwe iam the the atonedsans Shan s e
frorda4 ty ~can otha than UlaSfeweul Serven. provide esteemed ant« pens, nwstmen - An *sunned snaked norne (chard seder you •wigiråtd
due inshore wing a wittly. you mar
In addlon although LES Stance Servos genet* »<ven a-4 ~Ind pant lea neonates-sae enured) dwded by the «mere mate not a 0Nave N«nail bonowna osts Ia that
sedan M Norma ion x n s roomed, the fru ~awl *M. A«uraey nnol guaranteed vaaia.«at? bala» it based oche Lan dincland palkullf sewer.
don rot cionck any rimslam :ed la* Hormani - These velar may dale sul»teredb Iran prices, 4 a new want made by the Man and
titer '<Oil hem* and • Untaked (tailless' al any, a Mich a prism raiment essaya ann.*. 14.(Uri~g$ MI he head kern Open orders
accurate as el the date d the sumemere. As sedi. structured product net be~ a sold and do yea Iran re stampe date or oddmany. froSarsBng open or 'Toad Idleemir& nand MP
pleases not red on tia rtanuldn so make not lanai-ark/ renesamt the tan yen try/ reiene Accsasy srdostenuni yid] an not Tsarled. were ret <maltedby the Batsmen date, open buy and
wane a Nat *awn, la papnes a tern Squistran. 41 slop ceders re raced BI the snarl of chattels
~not Accounts bansferred tote inn mr - inn party onnen et vatn szota caftan • AMMO not held by UK /Mac ia Survims Catin «elm on ri «daphnia of es art date unless
garabos reason only fa ly pond of date sd are "gated so UBS frireol Scan on a assets re not held by the F em aha nat with the intructed ~nu byyr You se respanble la
inne iher are hi" at ref" More hestetal rognar ban by an nel~cn »talion inn Fins ~a:ma mad There assets se Gahm that me mnuled (Imlo yd./ false to <rod
nonneas can by added bar you Hun av Admot - atti«, Baal wens or sponsor estimated saki" dopbyed on yew earns( for neonatom ~song cos ads
• Unnalallnadgeinsalese When data is salable, day. se sucoSed to Ise Fim by the nu«. papaws sly. Potions and vales monad as
toned intrualTanarknws av cakulakdkr 9Pw alPriam* a spOnsa rid may he sakutend proncled by In rattan) Arri UBS inscuå Sawn lerineg
*odla( wary his T. erasion daa tot bawd an Matra nIcem mn Iran MS vsed by not response* lot en samatom and does not To °Mane <Oily Of oft' ant Chen ve t an ate.
ndirdaal besinay or may nOi ref led canswatiora thrd panes to der* thee <sassed an Matannit ilf amray . Ibex ants ay rc4 pedent0 please <suet pa inertial &shwa oi vet ois web«.
&saes anice wonky reonaszaeisewnb. - You can obtain adStoisal Mamma, tags:W.9 by WC a its IlBanental SIC sows.? at aywv,,,,,,,,mdo
datarannatmenl
Oidend ard lets and spun< ter mar:blow used to *sane the «tense of — lort Fraratial Stemma nit lurk The RSAA, Soren
can!~ ist ate ficharnbried So dpla/at Min and the Oak of re reammatim that e the
covering
. Reiream sharing and Makicaal mrogrootiort Sank*. Account BSA and BHA so bed«ay.
awarded The 'Trade date' <dam anent) the basis Ss the elan by you F "real - In adision to arrnsinkns on sales sd 12b.1 foes scour« vAuch Fonda menns to baring servos axl
sane enact*, bade dale Ursa named n conned.", wets the darkdon of mewl pockom Ilycuip aunt ~es tor, *Slated bat
• Cable Mairithe Bonds and wised stock Mat - 11w0 pity mutated vamp Maybe reflected as tads lo clients we ado Oat aine watt and otor throat*" banes and provides access to
IM nasar oils fa te, k redeenson wilt* selected 'Mae prod' in want wan namn owns rang corner* fern ddrixdors ada raffle and annoy pod" M049 ty udllaed
eta
~ally held by lot Ir song al ~des d Mat eadellendelat valdatCal km has nal supoSed a n adnecnot the casual fat Mat we all Thou theceparty nuance «moans Oyes* ~see
n our namea n nornn» name Ia ott unable to asps a vat" ashen ~twat wane swam are based en two defines nrressenses (a agency 9244~ of WS ihrici31Senikts Ix.
nines Cal leave Ølelrn et dean ! from tad that a ~Sal ewe has *and fi at may calla Ow aeon of sales by UBS d a NOKIA! - eK ras*, ~and. Ind readily prodxis
enn WO 41aosaly mol cansteed pan call prenest apested tab> no yenion, c< »hen a hal family to out chants. and Ga the set raised a - NM K rased • Ho bad snorter May lose saw
teemnet rive whdseculd *Myield ample* value sodd be Nghk5p4Culatn• the 10 the nrun
barl<uty n dlaB ISM LOTO/S Shares held al Or
- hearse Ibrucprrom Account, Bantu
mammonad be woad uppers-quest oil the >aunty fem dyanteCn A(Ø BSA, MIA and newest's., Anon
• Craws of daub (CI)s). Cl>, are Se rased When maw an knew, general partner or parar - We ard cw allhate also roce... retreat:No .rid Mansament AØ are reentered wrmernarkaoe
go to 1250,000 n ainipal ad sow/ Serest per tanned vibe to a terdiparty nomaad vat» ants breast's; lees of Son fa kinder 155 'animal SomposM.
depose« and per deposeory ~Wan re seance Vaalthe vilje el the sec." rakl be 4" •,••• aalaaerrmn water that se acticle lo Me ~sal hands - VISA rematendleackenak owned by Sim
raa CDC rdes Ø ta pe.schaw pro, Tee lea gmandy re pad Irpria rater sets es tosnabend Sankt Arians -. and teed undo
• f rriodvalue Bros negolayed la worts and other - 'Delfts man to due' raj' «lode seta of Ma *:enhind aidsaladdolls snore based Icenw Theta:ISIna code cards ard the LES Vita
dretbela math hysaOf beer than the price itut capital, ixant or bath on One exert« el /40:nal a re baktela debt cads X issued by liBS Bane. USA well
you would Muab wane n the ~et Pros se -'Øriai una hie replexeil the and onennd haldne ~WI linde d Ma hrd feisty per/ninon Born Yea USA ax °malted Al other
dalarsedlissonvs lewd party sasses which we pee pee use and no/ no reflect you. cost bane. - addei:n to sonniesars rectind oremlion tradmialm, (*Maned trY:kiniaks. Imame marls ard
babes to ba reliable. Lut we do not guars,» err ▪ DPP and vented MT sonnies It nog listed on a wish the sane Ce distrbunon of snaky <swans ard repainted seem* nuns me el ter aspect*
accuracy rani awes ~sae and are gannet use ins-Mined nok low dana.we mice companies
ilkpaad rd enn t they can be sold the see in Slade ratet Tessa Minr9 coacensans
- We gems fr use Iv doting take when nobble or
She cresol the tid and ad. pekes for Sited ins now of she nano *ens« ~wane UtS Fitana Sera Inc Re. 201711
SDNYGM00325174
EFTA_00 197949
EFTA01307215
UBS Financial Serertee Inc
*1_3S
Prwate Wealth Management
299 Park Avenue
26th Floor
Resource Management Account
New York NY 10171-0002 May 2018
CNP7o0569367SOSIS x4 TI
GHISLAINE MAXWELL
Account name: AlISLAINE MAXWELL
Friendly account name: Iodise CheOc/Car
Account number:
Your 15 nand./ Advisor.
SCOTT TACK MaIVIYIE CASRIEL
Phone
Questions about your statement?
Call your financial Advisor a the Value of your account
RMA Resourceline at 800-FtMa- 1000, on 4(xil 30 (1) on May 3, (1)
account 029023576
Your assets 4 I ,297 55 47,324 58
Mat oar welosite: Your liabilities 0.00 0.00
mew Lbscornifnanciakennces
Value of your account $41.297.55 $47,324.58
items for your attention
. Our office at 299 Park Aw. 25th floor
will be movirg to the 26th floor on May
I Ftth Our Branch phone numbers and
your account numbers will remain the Sources of your account growth
same
Tracking the value of your account during 2016
Vake of your ,wcount
1 Thousands atsiz end 2017 141.94632
Net deposits and
71.6 vothicantals 15.33549
Your inveStrivent return.
43.9 473 Ovidend and
41.9 a3
s i mermmiosmode interest income $42 77
Change in
mortal value 1000
1.9
Value of your OCCOUM
Moy 31. 201$ $47.324.91
Ote 2014 Dee 2015 Dec kid Dec 1)I7 API 2019 mar 2010
Member SIM 0.70001009210675N17000i92652 00033 051B 030575004 vi 23576550 °COCO Page 1 of 6
SDNY_GM_00325175
EFTA_00197950
EFTA01307216
*T BS Resource Management Account Account name: GHSLAINE MAXWELL
Friendly account name-Inchv ChecliCar
Your rinendra Advisor:
SCOTT STACK MANLYLE CASRIEL
Moy Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
May 31 (1) your account
• cam and money balances may include
A Cash and money balances 47,324 58 100.00% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cash alternatives 0.03 0.00% account, UBS FDIC waved Deport Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0. 00 0.00% account balances and money market mutual hand
sweep balances. See the important nformeaon
D Ficed income 000 0.00% about ow statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 000 0.00%
F Commodities 0.03 0.00%
G Other 000 000%
Total assets 347,324.58 100.00%
A
Value of your account 347,324.58
Eye on the markets
Percentage change
Index may 2018 year to date
S&P 500 2.41% 2.02%
Russell 3000 2.82% 2.55%
MSCI - Europe, Australia & Far East -2.11% -1.19%
Barclays Capital U.S. Aggegate Bond Index 0.71% -1.50%
Interest rates on May 31, 2018
3-month Treasury bills 1 91%
One-month LIBOR: 2.00%
CM,700:0305690676 HP7000192652 00X3 0518 03057%04 YI 23576550 000100 ►age 2 of 6
SDNY_GM_00325176
EFTA_001197951
EFTA01307217
Resource Management Account Account new GFISLAtIE MAXWELL Year Nmedal Advisor:
UBS May 2018
Friendly account name Indio CheeldCat
Account number:
SCOTT STACKMANLY/3 CASRIEL
Change in the value of your account Cash activity summary
May 2018 (S) Year to dare al See Account activity this mantilla coat gant«in yew Sweep Option se asdadid in the opting and
(burg mane; vivo P0K insurance arches to brat at LIPS &III USA and at basks paicipating in the
UPS FCC Waled DtpOSit Pro:yawn don flu arty to Oposes al UBS AG, Staoloul Branch of bask
Opening account value $41,297.55 $41,946.32 &poutsplacedthrough the 08S international Deposit Account program. SAG protection applies toroot
rrswkel sweep fundIs:Icings but not bank deposits. See important Mformabon about Pour Oakmont on the
Deposits, including investments last tv.0010tS of th1000;ment for detab
transferred n 8,702 45 43,118 50
May 2018 (3) Year to date (S)
Withdrawals and fees,
nclucling investments transferred Opening balances $41,297.55 $41,946.32
out -2,684.40 -37,78301 Additions
Dividend and interest income 8.98 42.77 Deposits and other funds credited 8,702 45 43,118 50
Closing account value $47,324.58 $47,324.59 Dividend and interest ncome 8.98 42 77
Total additions $8,711.43 $43,161.27
Dividend and interest income earned Subtractc,ns
Checks and bill payments -2,684.40 -37,783.01
rot osmoses °, Ins statement locablity of Inkiest and clIncltnd Income has been deornoned fccm a US
WI MAW"; Itecadoe lazed sISOn the residence d the account noon ac count tspe, or occAct type, Total subtractions -$2,684.40 437,783.01
Kant interest ander ciri&ndparnents ma, not be stied lo Unded Slate, (Us) anScr Plano Rico IPA)
Axon* toes The Okra chantilly state:rare Is Ml intended 10 be used awl cannot be kited 11000 kw law
POMO. Clefts %Wu/4 *let to the naa Kale Sax reposing forma they reaehe ficen UPS annuaty. such es
Net cash flow $6,027.03 $5,378.26
the soon 1099 at the ;cons 480. foe tea reporting wormanon n It the practice of UBS to CO the
epplicato to ntpottes0 toms wash the US interisi Regent* Sehlf e and PR liettory Egocentric ow in Closing balances 547,324.58 $47,324.58
such accurately (Wary dwdena ardor merest a tar e*rapt Or 'Scat* want Heise (Oratil your
indvdual tat papaw
May 2018 (SI Year to date (I) UBS Bank USA Deposit Account APY
Taxable interest 8 98 35.90 Interest period Apr 6 - May 6
Total current year $8.98 $35.90 Opening UBS Bank USA Deposit balance Apr 6 $41,772 36
Prix year admstrnent 000 6.87 Closing UBS Bank USA Deposit balance May 6 147,492 08
Total dividend & interest $8.98 $42.77 Number of days in nteres1 period 31
Average daily balance 142,437 68
interest earned S8.98
Annual percentage yield earned 0.25%
C.P70003005690617 Ne7000I926S2 00033 05010305)SCO4 Y123576550 000100 Page 3 of 6
SDNY_GM_00325177
EFTA 0019795?
EFTA01307218
RUBS Resource Management Account
May 2018
Account name: GHSLAtIE MAXWELL
Friendly account name:lathy CheckfCar
Account number
Your ileeadei Advisor:
SCOTT STACKMAJATLE CASRIEL
My Choice Rewards Points from UBS
flews& pants :se 'elected as of the 26th of the month or the pact banes, deg if the 26th Mb on a
WetlendIVICIN aNIS POW alb* (kWh CM be fOUnd On WOW utacoaronInseffices
May ant; Year to dale
Opening balance 7,341 7,341
Points earned 83 83
dosing balance 7,424 7,424
Your investment objectives:
You have identified the following investment objectives for ths account. d you have questions
about these objectnes, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager YOU can find a full description of the ahernative
enestment objectives in Important information about your statementat the end of this
document.
Your were objective:
Current income & CAPRA' appreciation
Your risk profile:
Pnmary • Aggrezive
Investment eligibility cetIsderaton Woe selected
Your account instructions
. YOUf account cost basis default closing method is FiFO, fist In, Test Out.
CeP7CCCIBOC6690578 HP7000192652 OIXCO C616 030575[04 XI 23576550 0001CO Pegg 4 of 6
SONY_GM_00325178
EFTA_00197953
EFTA01307219
Resource Management Account Account name: GHSLAPIE MAXWELL Your Masada' Advisor:
Mendly account natl..
*UBS Account number.
SCOTT STACKMANLYLE CASRIEL
Your assets
Some prem. acme mil current values ;haven may tt trjorafinrole niftiest*. paws ancl losses rew not
a &widely reflected See importune ofamerean erbourrour sretemene a the end of ths dx wart for
nett Intonation
Cash
Cash and money balances
Cain and nonty miaow may worn& matzo cash balances. UBS Bank USA anxisit account balargek VIM Bart USA and VI UBS FCC insured not/amBank depoot aboolt maces Me mused by the FDIC Albin
UBS Fc.0 awed RoganSank Waxes. UBS AG Slumlord Blanco *pool account Waxes and money applicable Iin n. bbl are not pawed by WC uBS AG Stamford baron deposit account Waxes ale not enured
makel mulua lunObrefp munch try F0IC arc se not pawed by 9FC Maw market sweep balances ate acaciaby SfiC trin use WI Muted by
the FCC
See the Important nionnobon Mioutweir stereceent at the end a MS COOMent tot detais about dose
armors
()Wring blame closinghaslet nice per shale Aura).' Otstdenct interest Dalin
reddng co May I it) on tirto 3I (t) on may 3I Pead period Ca amount(S)
1185 BANK USA UP ACCT 41,297 SS 47,324 58 250,00000
Your total assets
Percentage d Cost Esemated Unionized
value On May 31 (5) your account bans (t) arru i mane (SI canoe loss (t)
Cash Cash and money balances 4732451 10000% 47.32458
Total 547,324.50 100.00% 547,324.50
Account activity this month
Date AbItIty DeS(rtploOn ArnOunt
Deposits and other foods credited May I Transfer FM Y1 23575 0100 8.70245
Total deposits and other funds aedited $t.702A5
one Atliilty OtSCIIPtiOn &TOW,' Is)
Dividend and interest income
74A4bie interest May 7 hiar0St UBS BANK USA DEPOSIT ACCOUNT AS OF 0904/18 898
Total taxable interest Mat
Total dividend and interest income $8.95
Dee n argue' IS)
Sill payments May 3 Wthdrawal ACH WITHDRAWAL UNITECHEALTH0NE .3994
continued next page
Chn70033009930679IO7000I92O2 00001 0SI B03057%04 YI 23576550 0C0I CO Page 5 of 6
SDNY_GM_00325179
EFFA_00197954
EFTA01307220
Account name: 'LANE MAXWELL
Et UBS Resource Management Account
may 2018
Friendly account name-
Account number
. ar
Your limeade' Advisor:
SCOTT STACK MANLYLE CASPIEL
Account activity this month (continued)
Date isoliity Desoephon Amount (ST
Bill payments (continued) May 3 Wthdrawal ACH WITHDRAWAL UNETECHEALIHONE -462 87
May 3 Wthdrawal ACH WITHDRAWAL AMEX EPAYMENT . 2.014.09
May 9 Wthdrawal ACH WITHDRAWAL Saks Retail .167 50
Total bill payments 42.194.40
Card Man foe your Attentkon:
The Kea U8S Visa Infinite credit cad is here, paked wth 'actuate Basel benefit, more rewards and more of Ma you lose. inclixling ertrawanang personated 'vote M
slurry,* dal in metal Visit sits cancTitanfoite or call us at 633-762-1232 a lean mare
Miners" Karmen Cue Paanent Dot Date treat Inn Avant.< CrmIt Line OutsIdesclng tsdance
ues visa credit card(s)
payment information
for June 23.2018 $3500 Jun 23, 2018 335,000.00 134,916 60 983.40
las crestt card is ereolledin ORS PaiCrecti Card!tat we and MI autcnyncaly to pad Ircm scut account Your pircmcnt rt untitled
for lune 2Q 2019
We mock Vas ,Nom anonoa you' UBS KSa cult catca Sddy as a <cutesy to you The UBS Nfa CurcIt tad and want ate issued tv US$ Bank
USA UBS Bank USA sena you the cacki statement to this account and vau staid mate Tout parrent accordng to thei instruchcris
We do not in]ude your oastavIng(real cad balance in the raw claw swum with UBS Ananal Senicw inc.
Doe Aftmty DreSMOndl Am0unt (S)
Money balance activities API 30 Unlace (onward $41,297.55
May 2 Deposit U85 BANK USA DEPOSIT ACCOUNT 8.702 45
Nay 4 Withdtawat UBS BANK USA DEPOSIT ACCOUNT AS C4 0903/18 -261690
May? Deposit UBS BANK USA DEPOSIT ACCOUNT ASCE 090a 18 8.98
May 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOC 0909/18 -167 50
May 31 Closing Ulf Bank USA Deposit Accomit $47,324.58
The URSA'S( USA DepoSI Account a ywr prmaroweep option
ClaTCOCOCC6692690 NPT040192652 00X0 0516 030575004 Y123576%0000100 Page 6 (TT 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325180
EFTA_00 07955
EFTA01307221
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard acneart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to /*gula non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «con!
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (omrally CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fu-a) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen retomen av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho 9FC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod hinndy nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha ro legal skal on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten nosas a UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke DRI *arid One> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was heds. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the Agnes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr ecnipUnt< or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &s(nra kokanon' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet s11panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. t realest benet in te bet apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pban neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
(hoax se ol the foh:min intestnent cbjea ei
CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel &alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNY_GM_00325181
EFTA_00197956
EFTA01307222
Important information about your statement (COrItIllutd)
lande, ~nation and oplian a onlirbd anen lor OTC rvaned mai be lest run the ti« ~et. -~ arnety<otorast, Stintat of the ~arne
deesbd mk:end:ion on Me Enn: lenckg indigo" wVe vanded n:Ne attan natmens ~Pan». VCOONdt el CO envocm>m snitt
mf datoens, rek. to yar CIaM PaScreslip - Les stiv* tradadI•OSCP•1"7/ bo vindten; a n ~butt
Anerrat a Accoun Arenas and Me General 0Iwiicn ~deler Me enst renn grise • Rertnceed **omtµ, Remstod sau:~ general/ - cceninacers rapvod tronre
dam; ard Cordlicn. LES:g aksial ef <red« hatta ebtaned and may na rna inna multa pa* re nat nunavy tagl* la pub k slo. UBSAntricial patina ard sa el Neet5Nro kid,, we ada
nsIghk mAgannenn ei Chsdarses a ni» Sann trin Me ~ka prae d Ill inacntedigrk annan lettet en esseeawsed revens fiberrig
33,33ofoomartoonlrMamom - CSU^ Paidon rroy >Poem *Mai a ne ard el INC SYV* «J« a al samtid vilt* la Un paiene« lian eardShrts &Steen as well at
wa Mas an 'peke ni ror sample' li ne are tesircted sodi for ~oses ot the ratmad *ØY. To lind"? for InInc.bw dniacipernet. grann, and
Tev SMI endte to obeain a age fo å sionGe the enere Mat restded sea;ilits are ekabk kr sak *dansen
Veis g mein ,neta wuraei ard 00w "elt hb - DeposM a snabel ~med tierencies the vaka mened ruesp be se.bilantialy less Min Me - Our Snute. Sa raa.* indre; COWIIVicod ad
in the M<OVO d th4 end d the 11~14 omml Yw Ia det timen US donn are rellected åt the «bana. en..sted vakte Mann ara comptetaton Inmendb3.11"nat ard teverva
my at la dodmeo a Prery pod star-einer -ry ire ded d the Satanen date aerpareas narra praten va dartvie
Veum,/ («ene ~in used ås kancolten, rar - fer erten ~ass tidel° n reinaanorning • Es ~inna" (urnens >alt Andante - We nome an mua, køln:n LBS Brie USA ad
pair.) ror barm de en (hom Anir unn*. denoninanan, put ard onarely (Ise valpest' An *sinne of snu/ «ane is baud on <urten LES AG Stallad &rena g> to 125 per savn
trandared **Fan ang the slatement «natl are hm bein acjushad tofas,ka» acioar valtalen. dnidend and tuna ram, song re ssunt“ wil ~na to the banks undra the ISS Bank SeawP
Isa] at ruvla valuta:of sko end of the stamn To ~am <unn quounan *Min natta. <asal be held la on yta kCON114~ dale ce uti frogrni.
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grel avta stetal d4ina ~ny 11.n *runde n era a galne. assisany
(otteres n demning 'bacon bases ofre and cadruad mann se not ouarantad Adivity
wint44 induded I. Ml asen" *neie niecaned • Privat investments and structsrodpredueb. - (pl
lainated
an %l «ame mel (trent pekt la Mormotion reeirdnacommnscen and ah« Mars
wenthe nafta '1 ' TmbnallServka OM~ Pinse nvesmern 'veles (nkeifiny dreil of secdties <sild intrade ~lyn of narra] ia nornes anes re 0.4•0JtOil ol vad"
an nformahenibla.ned kone »urin oter Man UBS Preicpai on vogue. sd ~I !Støt nvesoneen Inst prix pal a <apetitt geni neid' bero!tht al
lappal nutang Ørn barnsbein has teen encluded en
;rangt Sencel. rada, Iran "OMS miste) and soiskeed Atal" ae ,away Inahlt Mod Nota yal0) ~ild be Ottellilltd ccammbord proncuArfumMod to yr. sad ven t
Inna 4,4 yov rnry have prosaedto yste Inntil 4134. Certanstructundoccidacis hase not båen - Esiiimed arnal isane mi <aren vidd red Me Proaded to >tv visnlisni On "Q-wg
~or. The Femmesan independent', venly a engstand wen the Securans and Exchrg. stua roane and 'ink vit, t b* km« a antar
~enn the sanxya vainity of ry eitarnaton Corrmswhennaer ry nyo tenne( lat ?le Mante. ntenated sn Silen tang
frondeetty ~c« aha than UBS gisent ~14. anode osanalod voksfa rena. ~sann - An esinins of ~Mnd isaneB/and anda yco so.<0,»Od n skort tang å sently. yoga mai
h addhan alehough ISS and Sen.ces waralf Sauen Yd ~tred vaksen la rdarnalicruf emown)eirded ty MO <man 4W1Ot not .0w9i 6» lo «elan barmer» osb fa Mat
do,,
~an or enn. einaste. ToOMed, Mo tro Piniaas car A«uraty n not ,stamsted vaiatianota baun«. 4 baudenMe lan dwiland pst-Kuls stant/
allprobar aran that rdamalao - Tine vass enteirdille skbstenbilli Iran ines i a ~os paymont madebithe muer and
ut stad 1 bal' and • ettUneaked dalla.' 4 ony, r Mick prinse ~ment aecviya spann ihe ~nil/det:os° be bad la~ Open arden
acc ol teddea As seiti. 'beglor«, procluel insi be ba.Mg a sold sid do yta Trom and unhlrnaVoy. Palissolna open or • 9>od blicarseled* adm Mai
please da rot on rin riernuldn lo onda wa nettvy rev ex« the vaie y«, ene/renta Ataracy „ni orrnuei vidd in not ~sleid. viere rog ettved by the satanen daft open buy and
<Vakne a ide la i s• inparl teen Soustaint sel slep ackrs n ~ed by Me snart d clndads
Attasts ~red to te nam rna, - Med prry omn». ot vatn an& annan • ~eti noe held by UnIlinancial Senket Catan a nr on ot-dr cf (.refa date unnt
ref ka 9arakes ai treson only fa ly pmad of data sd are suppno lo UBS grisna' San*. on a sats st na: held by Me Rem and nat sirin de nsInstei otWiNves* ty ya., »Le ae atembli la
une the/ are natlat safen Moa holaval regiår bast by an navgraders »lurran tem CCM', POZOI5V10, CVOIC4 Tieisers <ida Mil re ~med de to~ fakte to tanet
Mannaen, can be adled br ryer Fnyset Adnot - iste" tinral panna cf spana niernated depbyod on pa anerøn for SormatoriS esing oPen ada.
• I.Mnelelind ~sakse ~data es ~labb. d sy se ncolied to tifim ty the nepa. puTown at'. Fannom and valat oresenaad ae
esenred enerueeltanorkrne. av cakulatsd 9 41..11 I3/4dv a 10~ ml /Tvo b <akuto1m1 pron:lidby the munn lend UBS insxua Sandet Tovair
eidinds1 wirry bis Metra-osb:n daa fot basdm dTlatr. nleinw Qn Iran 'ha vad by not re.pcnstat far dei Manen and der's not To cbl•n <Opy a <V <Vant (loa Prnsy aaal
ndindst bes mai or new nol eid ktl ~mi" Med panel to den! Mer essensen. valros "sanke ir adurxy. MORO MI nal poSecled iiiiase<aitst sea ineneal Adv." a na as Rebte
dages anla saurily (corps:aska nenb. - You can <bisn ~ral ntarnson 'ganing by WC a Me fa«. SEC covera? 31~ Fra
Oin.lend aha tenaarronl lell ard wdenie t0 meehodolog, utad to ~mine Me esteren cf - tiar Sanses ia nal arra. line RNA, Sere»
fink». Id, re exharnbeied fob/Play as vals ad :he OVN of re manen nuha a the • Rovenes 'karing end addkional terrennostion SOINKH Arram Bia. and BUA an beckwa,
~ned kl The 'Tradedate' <nam prosents the bases kr Monna» by asitacing yokr F narret - In addeian to tennisbasen tales ad 12b I kei saus« istid, vonde KVI% lo bring agnes ni
agna limast*" trade dale kina mened n annalein woh tie dartAnan of "Mad groåa* taastssuntrriern wen *blaud bart
• fable nonion. Bonds red aeloned stod lene — Tved påny stanst-0 %a.} nuyb relkiiteel lvtlf to CV (hems st anda en.r afiliase receia ~ora thrdeurty t, andpremi*. access to
IT. mua <Si for eik 'Ørene d be salsled pence a 'Mal VOTIV" inn al renna hang parad. Iran <laril:Von arder rnurne and anriket). pol" istau., ty budhier,
misIdlly by lot Iran "ing all ~les d Måg rrdepe0din valiatian Innen rol Øled a n deist ot tre ensual fintMat,* fall Tase tapery ~anen trae,iinsuraot
mue held n a tter donene« name fa ar inible to aswan a vals ~n* bacon! ~are snue. re bate! en Ina dekn« <anionen. Cl peng 9244~ of ISS f hancial Senkes Inc.
<benk Cal tokn nornmern es cbtanst kom Med Me a material nes has «ond sbs meir ialt a den arnang of ion ty UBS of å partila rappil - lwevrvire, nnance. led snury prat"
Nam Tad t.(vaye not warsiteed °Sies can Arena* repated valt mo gaman. oe »hen a lod tamry nou <lags. and 6J the ana valse), a - pen!DK rand • Ho ban gimrene Inna brovas
ler:uret ros mid whdiccvld pilneneid, umpkee rafs aret be P44 specvlatn• da to Me ~ur - RUA tesane Marucarnmt Account Binness
of Me samey bn<uty "As' knd lanWS Måren ned al Me
naniation nil be propanduponrequest. Inn SV, V,A(covel 5511, topt ond «Sanatoria, Rna",
• CeneTratets of ~uk (es). Cts ate mured Whon norna an OS" genera partner er sponsa - We ard ar altvire sko recese nsworliNe .ad Mansparnent ~ase are nytand arm.molta
in to 1250,000 n anene, and ~ved Senil pa knaled vaka ror a terd.party neftrei vel» 6 onnhis pratioaq kn n candsinicri fa krisler llbS Frunial Sanses 11C
devosta and per depasnow ~ikten re accerdance VOY0.le the våla of the smal& egi be «Isse paaanenrad sinnes tal ta oronde lo Me avtint hands - v6.4 PC • figdadd »Senat **ned by Via
wen FOK rios. Ø ts rucl•ise piece Tas lom omually re pad fram natta assen n Mana ora Sanse Assauture and ined
• Ria/vaka Prisesro tne la snitta, and olen - 'Dean:« man to dage avs «lide retina fen ~nallund sd fl aknet dollar ~am tiss, lame The kei vis cards sd the ISS Vita
dedd. MOr be hires of bas Mn Treles capkal, ixars or bah Co Mo rose« ol '<Motell le Mo OIC*4431.11of Ø csds at efsead by UBS Bant. USA mk
yta ~dd stua* naive n re ~kn &est se - unt ste' ~nat the end elkem, botlag nial luds of asa lind henry penrisscn kom Va, U SA ex orpaaled Al «her
obstand frem vanas sed party sann nask ne pse per ene and mai na ',Bed sos ant base • n Øsen to conreiiiskas rectided oannalion feadansts, reomsed traikmarks, tane marks
belme to ba akta. TV do <malte*. Owr ▪ OPP yd trined Pel lavaen an nag kleda, a nit the sal'« diarbution of ~uty gams% sd (gled unne mani se of aer fleip:eden
away ~sant ~reis eshange and are ganery vit inn...Onn Inn trit bow cim°. ave arder «apane<
9.01,4 de sa ekting ake nhen ~kibb or akked red *ven d May can bo sold the p.a as *laut, raene enn *3349 narveneren
the ~ot the bd ånd ad. rakes lor. Etled
iled fram spyd Me ~rane ~pm« ~seng Un Fisane:Sl Servise Mc Per 201711
SDNY_GM_00325182
EFTA_00197957
EFTA01307223
WEIS Financial Seences M
*1_1BS
Private Wealth Management
299 Park Avenue
26th Fisor
Resource Management Account
New York NY 10171-0002 June 2018
CeredoC663566906i8x12 Yi 0
GHIStAINE MAXWELL
Account name: .JIAISUsthIE MAXWELL
Friendly account name: IndivCheCk/Car
Account number
Your Knead./ Advisor:
SCOTT STACKMANLYLE CASRIFL
Phone
Questions about your statement?
Call your Arland's' Advisor or the Value of your account
RMA ResourceUne at 800-RMA- '060, on May 31 (SI on June 29 (1)
account 029023576
Your assets 47,324 58 45,120 48
1Adt our webslte: Your liabilities aoo aoo
www.sloscorranancialsonnees
Value of your account $47,324.58 $45,120.48
items for your attention
. Help protect yourself from baud and
renew Dank, credit card, and brokerage
statements regularly. Also, get your free
credit report zonally from Sources of your account growth
www.annuakreditreportccm
Tracking the value of your account during 2011
Vake of raw e‘count
I Thousands atsoar end 2017 141.94632
Net der:outsrod
716 wthigarvit 53.121 ad
Your TheStrtent return:
Dungend and
interest ixome 552 69
Change in
marbet value $000
yelue of your etoeunt
on Am a MS $45,120.41
Dec /Ole Dec 2015 Dec 2016 Dec 2017 Kier% 2018 Jun 2010
Member S1PC CnInatrorwAISEI59i0700030643o0oX,33 0618030575004 )323576550 ii:XCO Page 1 of 6
SDNY_GM_00325183
EF1'A_00197958
EFTA01307224
Account name: GIFSLAINE MAXWELL roinhencial Advisor:
UBS Resource Management Account
l_me 2018
Fria ndly account name. indn CheddCar
Account number.
SCOTT STACK MAP/LYLE CASPiEL
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 29 (I) fOLO XCOUrit
, Cash and money balances may include
A Cash and money balances 45,120 48 103 00% Your current asset allocation avaiable cash balances, UBS Bank VSA deposit
B Cash alternatives 0 CO 000% account, UBS FIX Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities 000 000% account balances and money market mutual ftmd
sweep balances. See the important /information
D Fixed income 0 00 000% about yaw statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 000 000%
F C0mm0ddieS 0 0) 000%
000%
Total assets 545,120.48 100.00%
A
Value of your account 545,120.48
Eye on the markets
Percentage change
tided hmo 2018 year to date
S&P 500 0.62% 2.65%
Russell 3000 0.65% 3.22%
MSC I - Europe, Australia & Far East -1.19% -2.37%
Bart lays Capital U.S. Aggregate Bond Index -O.12% -1.62%
Interest rates on June 29, 2019
3-month Treasury billy 1 87%
One-month LIBOR: 2.09%
ChP1000B006635870Ne700030643000033 051603057%04 x123576550 M0P° Page 2 of 6
SDNY_GM_00325184
EFI'A_00197959
EFTA01307225
Resource Management Account Account name: GFISLAINE MAXWELL Your Iliteedel Advisor:
Friendly account name' India ChealCar SCOTT STACxemoiteu CASK'.
UBS lure 2018 Account number:
Change in the value of your account Cash activity summary
lime 2018 1S) Year to date IS) see account arovny this month tor arab Slats in yew Sweep opore ae indudtd in the openrg and
clam; planter vat. FDIC 'mutant,.;paw todeposit at UBS Bail USA and al balks pal cipaling in the
Opening account value $47,324.58 541,946.32 UBS FCC Visaed Deposit erogawA Ors not may to deposes al UBS AG. Paraded Branch a tont
depOsitSpLredthrough the uBS international Depart Wcount prpram SW pedalos applies creamy
makes sweep fund beldngs but not bank &pont. See Important iiiicrovban *bout your statement ca tole
Deposits, including investments last tunaPars of Ms dourer for deals
transferred n 2,675.42 45,793.92
lune 2018 11) Year to date ($)
Withdrawals and fees,
nckxling investments transferred Opening balances $47,324.58 $41,946.32
out -4,889 44 -42,672 45 Additions
Dive:lend and interest Income 9.92 52.69 Deposits and other funds credited 2,675 42 45,793 92
Closing account value $45,120.48 $45,120.48 Dividend and interest ncome 9.92 52 69
Total additions $2,685.34 $45,846.61
Dividend and interest income earned Subtracmns
Checks and bill payments -4,806.04 -42,589.05
Foe ouposesca IPS Strement taatellty of Inkiest sad darnel Wane has been deem- std ndn a uS
In Main Peespateee Based sern the residence of the account tart mount bob a pmart type, Card payments -83.40 -83.40
sant intent ands dr:lend paymenn may not be utien to Unted Slates (US) aface Peen° Rico (Pt)
Income taxes rse (lien monthly Valenta Is rot Wended to be used axi tanner be relied urn foe Is Total subtracnons -$4,889.44 -$42.672.45
PaltdSet Cleat Sherd meter to the WOKS. tax nisating Iowa they receive flan UBS bawdy. such as
the firms tORil rod the Earns efip to tat reporong internation n is the prance ol UBS to Ile the
430labt ILK ttported loans win the uS internal Roane* Same 34 PR leeway Dereffnerth and in
Net cash flow -$2,204.10 $3,174.16
such tans accurateey cletaly duration:for Merest tear tante or tat* wane Flew (omit yowl
ncludual up moan. Closing balances 545,120.48 $45,120.48
Jule 2018(S) year to date IS)
Taxable interest 992 45.82 UBS Bank USA Deposit Account APY
Total current year 59.92 $45.82 interest period May 7 - kin 6
Pror year adpustrnent 0 00 6.87 Opening UBS Bank USA Deposit balance May 7 147,492 08
Total dividend & interest $9.92 $52.69 Closing UBS Bank USA Deposit balance tun 6 $45,711 55
Number of days in Interest period 31
Average daily balance 547,1 78 33
Interest eamed 19.92
Annual percentage yield earned 0.25%
CharattleVamern NO70003064300003 0618030575004 Y123576550 110000 Page 3 of 6
SDNY_GM_00325185
EFTA_00197960
EFTA01307226
SUBS Resource Management Account
June 2018
Account name:
friendly account natl.
Account number.
GHSLAINE MAXWELL Your Pinewdei Advisor:
SCOn STACK MANLYLE CASRIEL
My Choice Rewards Points from UBS
Rewash pellet we reflected at ol the 26th ol the month cc the pie. busmen dee it the 26th Id bon a
tvectenrynclIcku. Rewards pant deed, be found on wriw.utricco/Orrineteri(es
lune 2018 Year to date
Opening balance 7,424 7,341
Pants earned 0 83
dosing balance 7,424 7,424
Your investment objectives:
You have identified the following investment objectives for this account t you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Ackisor or Branch Manager. YOu can find a full descriptive of the alternative
investment ottectwes in important int:merlon about your statement at** end of this
document
Your revue objective:
Current Income & capital appreciation
Your risk profile:
Pnmary • Ago rezive
InveStment eti9dsitity censdetaton None selected
Your account instructions
• Your account cost basis default closing method is FIFO. Fest In, Fest Out.
Cht7CCCE0:6635872 W700030543000= 0518030575004 YI 23 576550 11000) Pepe 4 of 6
SDNY_GM_00325188
EFFA_00197961
EFTA01307227
Amount name: GHISLAINE MAXWELL
Resource Management Account Your R nada& Advisor:
Friendly account nmno.lnigila
UBS kyle 2018 Account number:
SCOTT STACKMANLY/8 CASRIEL
Your assets
Some price,, encore °Moron valves shoten may be abbroiirnale As a mu*. pain, arielSOSies non rob
te wok:Cell renetied See importera Alosmafro, Moot 'out statement a the end col Mu &coned Co:
role infoortalion
Cash
Cash and money balances
Casn JAI non,' Oaten may coda avalatie cash balances, UBS an USA arrow ac count balances, UBS Ball USA anal UBS FIX insured not/ernBann drpom &toot bOantes art 'nutted by Me FIX eeliNn
UBS FDC Insured Rogan Sank BarKen UBS AG Stamford Bono deposit account Waxes and n-cney ailed* amts. but are not monied by UPC teS AG Stamford Branch demon xcount balances alt not insured
innkel not ud lund sweep batintes by 10iC and ae not pcoleced by 9FC Money mann Svmep butane.. ate prollected by WC tot an not insured by
the FMC
Set the )mportarst olonnoon atrovocur stnersent at the end ce this document fo. detats about nose
Wane,.
Cisenng Wax. closorm bilente mite per shale Average Disidend intent Dar in
Hddno on Hai (1) on Jun 79 (1) on sun 79(1) tae Debi period Ccp frount
U8S RANI: USA CEP ACCT 47,324 58 45,12014 250;00.00
Your total assets
PecteMage of Cost Estimated Unleaded
Value on Ise n(S) your aCCOunt bald(') dotted EnCeree (SI giin or loss CO
cash Cash and money balances 45,120.48 10000% 45.110.48
Total $45.120.4$ 100.00% $45.12048
Account activity this month
Dale Mlhtty Ow notion Amount IN
Deposits and other toads credited hal I Transfer FM Y1 23575 0100 2.67542
Total deposits and other funds credited $2.67542
Dae Atlibity Campton amount 3)
Dividend and interestisconw
Ta•a0le,ntete 5f ko 7 ntorost UBS BANK USA DEPOSIT ACCOUNT AS OF Ofic 0918 9.92
Total taxable interest $9.92
Total dividend and interest income $9.92
Una Le'ffiPli0fr amount IS)
till payment lva4 Wthdrawal ACH WITHDRAWAL UMTEDHEALTHONE . 3994
continued nor, pa.;o
0.70003006635873 M700030643000033 C618 030575C0a Y113576550 ilOCCO Page S of 6
SDNY_GM_00325187
EF1'A_00197962
EFTA01307228
Account name: "LAM MAXWELL
Resource Management Account Your Financial Advisor:
*UBS hue 2018
friendly account narnir
Account number:
r SCOTT STACK MANLYLE CASRIEL
Account activity this month (continued]
Date isoltny Orsalphon amount DT
Bill payments (continued) lia) 4 Wthdrawal ACH WITHDRAWAL AMEX EPAYMENT 425843
it:, I I Wthdrawal ACH WITHDRAWAL Saks feud -507 67
Total bill payments 44.80644
Cord Items for your Attention:
the rein UBS Visa Infinite credit cad is here, packed wthesictusice Vaal tenet, more rewards and more of whA you love, indult"; ortraordinanB personalized service. A
stuninoy claT1 in metal Visit ubs«rtirisinfinite or Cal usat n6762.1232 to lean woe
Otte Oesaphon Amount IS/
Card payments los 20 CAM(' CARD PAYMENT -8340
Total card payments 483.40
MnIrom Portant OYe Palmer Out Oat Geed, Ire Avalatit C redt tine °unlacing tslance
U.S Visa credit ca
payment in formation
S0.00 135.000 00 135,000 00 10.00
TM cacti cad is 'reared in UBS reiCledl Cad feat we and wit autOnsetfarly te pad Iran". account vow anion is satedOct
iuly 20, 2018
We proud, ca t inforrnsion on 'Out UBS Vacation cam scieiy as a corny losou it* UBS IAN ciecit cad and account are issued ty seiSEtank
USA UBS Bre USA was you the offsca naement fcs this account andaTia sboad male you. pawn accord ng to ther instruct:an
We do not Ind uSe your aitszaidniz moll cad became in the race cl you. ,count rah MS Aroma Services ire
Oae Annoy Octavian Amount (I)
Money balance activities May 31 Balance forward S47424-58
An 4 Deposit V85 BANr USA DEPOSIT ACCOUNT 2,67542
hal 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOf 090418 429837
Jun 7 Deposit UBS BANK USA DEPOSIT ACCCUNIT AS Cf 0610918 992
MT 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOf 091618 50767
/iti 21 Withdtawal ()BS BANK USA DEPOSIT ACCOUNT ASOf 0920/18 -8340
kin 29 Closing Ulf lank USA Deposit Account $45,120.48
11'.e UBS Bank USA Omni Account Is you. Snub, sweep «non
Cla700080C6635874 Nv7000306430000ZO 051B 03057SCO4 Y123576550110= Page 6 of 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325188
EF1'A_00197963
EFTA01307229
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard accart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to regulr non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (onralll CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fut) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen re conforn av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho 9FC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod Priandly nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten «tosis «UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke *arid On> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was Nedi. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the blotes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr totoplatt or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &sura koan-non' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet 5ed panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. ur realest benet in te bit apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pbaso neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
(hoax se ol the foh:min intestnent cbjea ei
CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel <(alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNY_GM_00325189
EFTA_00197964
EFTA01307230
Important information about your statement (COTITIOued)
Landes,inforsuition etc hiet ard °Duda: a only td pct's la OTC ranted mat be less than the per share «tented W rent,«mans, athletes al the insane
detailed infarnaten on the inn's lack.° dachas "rain. ‘aue provided *the accost statement ~Wane ce et:~ of Me arn inns:~ butt
are dalcons, refer to you Clew IdScrishb - Lew windy traded warms nv/be axed teng a we didrixtte
Agnprat a Leann Arendt ard the Greed valuation model a fe end Weft fro we • ken:~ newts Resented stailen general/ ~ha" to canernsars recessed bom the
lams and Cori:Sens LES Sa annent of Credo hesteset awed and may net reflect an swat taarkei and ate ha once br *fgt.» la pet k Wo. Los nimbi trehase and sale el 1,445N/es ksedt we ada as
nArenroll rid Dud:byres a. a vats Sfniat tan the ~Istria. ei the tsvedncted stark atl tale icicle en asset-based revens than;
nåk temaye, ma.m.c etes - Cert.^ PosAcm may >Owl rah:4 a prae and of the taw Mute al an Ø!d ague la the person Iran eardShrts dentdon. as well as
nil Mow to 'price wad not Matt.' ~art inircled slak for Nape», of rho Steten10104,. To itedn? (or IechawUQy des karves. tramp and
Yoe ~el amble to obtain a peke fore 'tea the ewer. that restrtted startbest ere elebk kr sae «fawn
rca ualeenn tleMan 'Kura, and other assets head - Deposes a wants 6~aled Presesnerkies tee saks rufred may be sdastantially ins than me - Our Slides aka rewire train; ~Medan and
n the amra et the end of the slate!~ perod Yen °Ms than US dads are rellected at the enhans en.Aed value drawn ota canderann Iran mutual!" and hortre
mar st for dehsyd full/ paid scoters a any Erna rate as od the sidemen date ~panes news* waists we darb-d•
You raw went ~art used es loancollateral after - nets waits racing ~xenon.onion; • ES (eetimPter. infra,. ~non% yield. and Ma - We recent res arrval neo teem LES Ban USA and
payee any balance ds as Mons Ary wastes denownsent der sd quart" (lace value> may An esinvAr of rerui exam it bawd oncurrent uBS AG greeted baYhd go to 525 per scant
Vinland to terem citron the sexemne wed se haw been /Ciudad to fski* dodo 'Suss. &Mad and tuna rats, aunang lem wart« wit sweeping so the banks~ the Mare Setra
Wei at rand values°. the end of :he statement to diem anent quotations, sneer sal**. contact be held la one yea kw strewn date a and reagents.
penal Pas Instal A4ma minty Wrs nande is an‘r a widen*. army
• Coat Oa h clamming thetas baseel the and tongued imam sr not guaranteed ACtivity
ocdrlis included n h swans" *here redicate1 • Private investments and stessearedproducb. - <elan ~it Mates and ((rent yield la Hamanion regadn; commissom and other chart
wit the NOSS ISS &finch! Sevres has relied ?maw enrolment ~des (ext.Irg drecl <elan twes of stashes could include veldt. cd inflect n cornea:an wt. IN 060.40410f 144644,
en nfonnabao ~fled front 'dotes °Ms lhan LES panfant en vogues and red tittle armoren[ trust aroma. a capital gam n would case Mena Øm brennam has been eluded on
Franca. Sends. Maeda; ~mans Iran ~Mr mites) and 'MAWSIndicts se 'merely Wry imemt Ord current ydet. Wadd be treenteltd. cad;mubore antecuArfurriched to you. and nil Is
Inna dett mar have Fronted to ycar linnet d1Ø. Cavan studded~ens haw net been - Ed:weal arlIal inane and anent yield Ind re Presided to yea arraps' on roranes
Adwr. The fern does not ndeptrdstly verrya nisturod wth the Senatet and Cargo actual recent ard yield meta be bens a Were
~awn the ratan« vanday of any reanation corenwaencrunlae stry claw varm« um We Ms the talented anodes Shan selling
fainde4 ty ~de aka than UBS Pissed ~14 pew& encoded vater for anew rmstman - An *denseof snaked interne (diddend ado d you ere w,gaged n that wing a sectedy. you may
adclicn although LES cartel Sane, wet* secures ar4 VAKILred products la rdanaticnat intend) deded by de canon matrat ixtt a "age 6» to analbonown, Costs fa th.a.
~es or Norm en n roomed the tan
does adDoses wry a«urary e rat 51)a•anad variswit? balm«. A bawd cm Me Ian chectand pstioals wiser
4.31 crow* any assurances that the Momslen - Ibex wars nay del« salstantidly lean aces. 4 ce ~at want made by the tsar and
unr ba125' and • Urnaktd (tailless' any, a *NM a priest ~anent waviya sons ise secuniteaposts wit be het! ke Car Open orders
accurate as of the dated the suserneri. As ash. drustured product mer be~ a sold and do yea from re statenent den or untilnasty. froSendrig open or 'good IdlcarKeled* «am than
please tt,not re1i on riateuten no make not 'WSW./ NITCSSO the van you tryy Vetere. Acassy ortnuni read re not cuseneed. seat roe nodded by the natttinn date open buy and
parshase a sale est ~el a WA, Son:Wis. sell sate aden, re reducedby the snarl el chidads
~woe gre Accounts Metered tote inn may - Dwd party °canals of vatn re ret annan • Away net held by UK Financial Serricrae. Caftan arrests on see.dnidends or ....tits date unless
relk<t terns* , only fa repro of date ad are sunned so UBS barsul Sences on a assets re not held by tal em ard not wiles the mInsted ~et* by yen You re reremble
ten iher are einf at Se f ink More holorical regdar bast by ar, ntlhoendn walasion tern Fan's ~fiance coned These assets se ceders That are ~mad die to 'Ai false to cancel
nenhaton can be added by yoke Faunal Admot - so" ~alarms cr sponsor nienrechakon, depbyed on you* soternert for Sonnets:ea ~. 19 teen Ceders
• Unnalahndgeinsakome When data is sealable. d ses. me "-coved to tetun *the mu«. papaws sly. ;ostero and vales presented an
'needed ~rued tianerbsws calculadd Ste ✓enalProw or von'« and may be <ablated prondsf by the ninag terat UBS isnesta hatte Prints
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derma Cal Maid. recionson is cbtanxt tram lewd that a material ewe has arrtad that may calla Ow ands a sates by LES ot a panicUS Mad - Inesneire, ewance. en«). act,.
ferns and as mossy., not Tasked Othei ~rebated rats me questen. or seen a had falsity lo our clients. and 6a lb. awl rated a - NS TM rend • Ho ban darter May losesate
learn my/ e.el Mudscold ailed yield, ~eke. raid nodd be hohy sm.:Satre cis to the arts» - RUA teacart. Marucprnmt Account Dunn'
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SDNYG M_00325190
EFTA_00 197965
EFTA01307231
UBS Financial Sennces Inc
*1_1BS
Prnete Wealth Management
299 Park Avenue
26th Floor
Resource Management Account
New York NY 10171-0002 July 2018
007009191W 0710 VI 0
GHISLAINE MAXWELL
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv Check/Car
Account number.
Your IS nand./ Advisor:
SCOTT STACFMANINLE CARR
Phon
Questions about your statement?
Call pout Financial Advisor or the Value of your account
RMA ReSoutCeNne at 809sms- loon. onJune29W on My 3I
account 029023576
YOUF assets 45,120 48 48,950 C6
oEr website: Your liabilities 0.00 0.00
www. tbs.conv Inancialsewes
Value of your account $45,120Aft $48,950.06
Items for your attention
. Help protect yourScif from fraud and
review bank, credit card. and brokerage
statements regularly. Also, gel your free
credit report aonually from Sources of your account growth
www.annuakreditreport.ccen
Tracking the value of your account during 2011
vake 01put .Ncount
Thousands air's. end 2017 141.94632
Net deposits aucl
716 vnthif awls 46.93969
Your Wriesvrent return:
4S1 49.0 Donated and
43.9
41-9 — 1 10 interest ncome 56405
-
Change in
marbat value 5000
1.9
Value of your accotrot
f m1..131201* Plitli50.06
Dec kis Dec 20t5 Dec i016 Dec kl 7 tun iril 0 161 2018
Member sift C.P700030:6719181 197000103378 00033 0719030575004 Y123576550 OCOOCO Page I of 6
SDNY_GM_00325191
EFTA_00197966
EFTA01307232
Account name: GlISLAINE eAAXWELL Your rieericial Adviser-
UBS Resource Management Account
1,Iy 2018
Friendly account not
Account number
SCOTT STACKMANLYLE CASPIEt
Your account balance sheet
Summary of your assets
value on Percentage of
July 31 (S) your account
• cam and money balances may include
A Cash and money balances 48,95006 100.00% Your current asset allocation avaiable cash balances, UBS 8ank USA deposit
B Cash alternatives 000 0.00% account, UBS FDIC Instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 003 0.00% account balances and money market mutual bald
sweep balances. See the important mkumadon
D Ficed income 000 0.00% about Jour statement cel the last two pages of
thnstatement for detais about those balances.
E Non-traditional 0.00 0.00%
Total assets 3413,950.06 100.00%
A
Value of your account E.48,950.06
Eye on the markets
Percentage change
Index AA. 2018 vear to date
S&P 500 3.72% 6.47%
Russell 3000 3.32% 6.64%
MSCI - Europe, Australia & Far East 2.47% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.02% -1.59%
Interest rates on July 31, 2018
3-month Treasury bills' 2.03%
One-month LIBOR 2.08%
Ce➢MCCEPO057t 9182 Ne7000183370 00033 Cale03057%04 YI 23576550 CCOOCO Page 2 of 6
SDNY_GM_00325192
EF1'A_00197967
EFTA01307233
Resource Management Account Account name: GFISLAWE MAXWELL your haandal Advisor.
Friendly account name:IntimOW/Cat
UBS July 2018 Account number.
SCOTT STACKMANLYLE CASRIEL
Change in the value of your account Cash activity summary
July 2018 (E) Year to dale (1) See Amount activity this MOllibief mem tweet in your Sweep Option at induced in the pear° and
(burg beams& viut (DK insurance mpses tompows al LA% Bail USA and al balks painpaling in the
UPS CPC Vale, Deposit Regan. a Oxs not accts to deposes al UBS AG. Stanford Path a bap
Opening account value $45,120.48 $41,946.32 &postsNeedthrough the 06S international Depot's Account Dwain WC protection Wes torrent/
make) :weep fund hcidngs last not bank &ppm Ste important inkraceisch *bout imur Zattilteat ca the
Deposits, including investments last two PCOes of thshooymem fog deices
transferred n 4,87352 50,673 44
key 2018(1) Year to date NJ
Wrthdrawals and fees,
ncluding investments transferred Opening balances $45,120.48 541,948.32
out -1,061 30 -43,733.75 Additions
Dividend and interest ncome 11.36 64.05 Deposits and other funds credited 4,879 52 50,673 44
Closing account value $48,950.06 $48,950.06 Dividend and interest ncome 11 36 64 05
Total additions $4,890.88 $50,737.49
Dividend and interest income earned Subtracmns
Checks and bill payments -1,061.30 -43,650.35
fog Deposes ol the stStment, lautility P inkiest and Clecencl Phone has been clehrinned Stem a US
Ms Mahn; Phelan* Bate sPon the residence of the account Meet, account type, a picpm type, Card payments 0.00 -83.40
scow inietest and's dronepayments may not be ssbitct to United Slates (US) oda liven° Rico MO
Oxon* ISS The oien monthly Valente Is MI attended 10 be used and cannot be relied lat. la tat Total subtrectrons -11,061.30
WirOses Clefts snoop ielet to the OWKatie Le meeting lorrre Ihey rectie flan UPS annual& such as
-$43,733.75
the RIM% 1099 axt the Farm 030 foe tax reparting inlagnatice n is the prackt of UBS to fee the
eppicatire Izer reporting towns %son Ise us Roma ;tense smite me PR beauty Wegener& as0 in Net cash flow $3,829.58 $7,003.74
such tarns a(Curatety Claslty ClvidenCt and or merest as tag ethcCit or tat* insane Beat (0•19.11y0.0
indwdual lac pceparee Closing balances 548,950.06 $48,950.08
July ma (si Year to date (4)
Taxabb interest 11 36 57.18 UBS Bank USA Deposit Account APY
Total current year $11.36 $57.18 Interest period Jun 7 -luf 8
Pror year adjustment 0 00 6.87 Opening UBS Bank USA Deposit balance fun 7 $45,711 .55
Total dividend & interest $11.36 $84.05 Closing UBS Bank USA Deposit balance Ail 8 $48,950.06
Number of days in merest period 32
Average daily balance $45,936.23
Interest earned $11.36
Annual percentage yield earned 0.28%
CAR70003005719I83 ISP7000I 88378 00033 0710030675034 YI2357655000030) Page 3 of 6
SONY_GM_00325193
EFTA_00197968
EFTA01307234
Resource Management Account Account name: ',LANE tvIAXWELL Your Pineeclei Advisor:
UBS July 2018
friendly account namil.,
Account number.
SCOTT STACK hA ANLYLE CASPIEL
My Choice Rewards Points from UBS
Rtwerct pont, ate reflected at of the 26th of the month oc the once beranets eta/ if the 26th Idbort a
eeenenpricildpi Rewards paint otilith/deteet CM be found on WAW ctolgrantreeKel
July 20,8 Year to dale
Opening balance 7,424 7,341
Points earned 170 253
dosing balance 7,594 7,594
Your investment objectives:
'Nu have dennfied the following investment objectives for the account f you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Adusor or Branch manager YOU can find a full description of the alternative
investment olqectives in Important information about your statement at the end of this
document.
Your were objective:
Current income & capital appreciation
Your rob profile:
Primary • Ago rezne
hvestment eligdlihty consderaban • None selected
Your account instructions
• Your account cost bases default closing method is WO. Fist In, Fest Out.
ChP7000600Sn 9, 84 rt7000183378COX0 0M030575004 N023576%00%00) Pogo 4 of 6
SDNY_GM_00325194
EF1'A_00197969
EFTA01307235
Resource Management Account Amount myna: GFISLAME MAXWELL Year heancial Advisor.
*D UBS July 2018
friendly amount nasnrIn ie
Amount number.
r SCOTT STACK MANLVLE CASRIEL
Your assets
Some prccs. wKeene mod ccercol cases :Bonn may be tcomohmele As a set paws andloom mat nol
Le acacia* reflected See imporient aformsnabooe frour statement a the end of tars dx tonere for
nme infoonation
Cash
Cash and money balances
Oin and money bane.; may recta avatar. can balantec. UBS Back USA operant ac count to/met Liss eau USA and all OBS FteC Inured FrOcrarn Bank cktere auntie Martel tee Injured twine FDIC oliNn
uBS FctC Insured RoganBank Sams. uBS AG Stamford Bunch dermal account Gleams and =my usable Pmts. bar are not pc:caned try SaFC uBS AG Stamford Blanch devoid account batman are not insured
rnekel maul fundsweep Pawn ear FOIC arc ae not platelet by 9FC Marcy market sweep Pilaus ate weeded by SSC tot at OM missed0y
The SOK
See the reapaitanc olonnston elxkut stneesent at Be end d thTS Ottlenent for <Innis moo those
instances.
(Doering wax. claw.;mince Pict per shale Avekice 0mIclenalleitS1 D4s
on wit (I) on M 31 (SI ai Jul 31 CD tee Ptelocl penal Cep arwn(I)
1195 BANE USA CEP ACCT 45,120.43 48,950.06 25000300
Your total assets
Petcenlage cal Cost Estimated Unmerited
yawn on Jul 31 IP your account Wm (II aerate TnCOMe (SI On Or IOSS (t)
Cash Cash and money balances 41350.06 10000% 48.950.06
Total $48,950.06 100.00% 548.950.06
Account activity this month
Oate Actlilty Deunotion Amount ID
Deposits and other feeds credited h.12 Tandem FM YI 23575 0100 4.87952
Total deposits and other funds credited $4.179.52
Ott Athaty Deltoption &noun IS/
Dividend end interest income
Taxable //Merest AA 9 interest Ian BANK USA DEPOSIT ACCOUNT AS OF 07/ MI Et 11.36
Total taxable interest 311.36
Total dividend and interest income $11.36
Ude r AmOunt IS)
Bill payments Jul 3 Wthdrawal ACH WITHDRAWAL AMEX EPAYMENT • I D21 36
continued ne)er page
cssmocsoosn9le5I91000IE•3378 00033 071B030575C°, Y1235761/2 0 OCOCCO Page 5 of 6
SDNY_GM_00325195
EFTA_00197970
EFTA01307236
Resource Management Account Account nome: GHSLABIE MAXWELL Your Plnesscial Advisor:
UBS July 2018
Friendly account name. tricky ChecIdCar
Account number.
SCOTT STACKMANLYIE CASRIEL
Account activity this month (continued,
Cute minter Discretion amount IS)
Bill payments (continued) Al 5 Wadrawal ACH WITHDRAWAL UNITECHEATTHONE 3994
Tetal bill payments 41.06130
CardIto« for yam Attention:
The rer UBS Visa InEffite credit wed it here. packed wtheictusue horel benefits. more rewards and more of what you be. includr9 ertraxclinanY personeluedsenice
'twangy clad in metal Visit itsccerivesanferæ c«all us a; 888.762-1232 to learn wore
omtein ferment rue Perim, Due DS. Crecit Inc Ay/Attie treril tine Outstanding baante
UBS Wrsa credit ard(s)
payment information
for August 23. 2016 13503 Aug 23, 2018 33500300 114,829 83 1170.20
This credit «toes ~circa n UBS rat Credit Card feature and xll automaticaly to pad Ironyew eacum. Your payment 6 schecatO
la August 20. 2018
Weirom* Ms mares" es your UBS Use < tea oat sckly as a courtesy lo you The UBS %Splotch aaand &coca au Usual to UBS Bans
USA UBS Bra USA sea you the °dud sref enrol for this account and you staid inyt e your Damte &cord ng to Melt tiv,trudlent
Wt O3001include your caslaanp(tell easel baaree in Me yaw rise account wIlh UBS finand4 Senekei Ir
Date Admty Cle%f3/4,10n Amount (3)
Money Mena activities Sufi 29 Patna forward 64.5.130.48
3 DepoPt UBS BAVL USA DEPOSIT ACCOJNT 4.87952
Al 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07103/18 . 1,02136
Al 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0710918 3994
hi 9 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 07106/18 1136
Jul 31 Closing MIS lank USA Deposit Account 948.950.06
It. UBS Bank USA Ceroat Account n yourpmarysnecp Øen
0.70033006719196 trOGO183378 00)33 07180305~ YI 23 576550 00000) Page 6 of 6
End of statement for account number Y I 23576 $5
SDNY_GM_00325196
EFTA_00)9797 I
EFTA01307237
Important information about your statement
LDS Francis' Snots lens. (the firma WS 'Maros hoar Novaya no Ire than 60 610 Si.. to tom ( Mom ty. Anal copy Of the poloy weage arattle wean a rob-ms an] may rot top are enh
Sonata, as a mentor of all anapal <early, canna:Sty cent 'co to fen <Damn en *rich the Ma or 'moon-cunt erft.thth
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Bart USA are mired wbedxaod UPS AG rd - hood+ rxr nano rd =are rewire d any) fleeter to SSC prarden . the tteoplantreal tolerate tome vatatioty 10 twit hot*, returns.
aiflialin of LBS 54,04es U.0 the Pim% rental - Desoto the ams a the transfer you sects/6 CoOlttle1MOly 10: • Annave Wiling to accept pnncpal ad
statement n nobble tor request Defeo'', orcutre about and *vim as <ler/ as yaa eh/ far • Cann Inroad aunt werated by find nchdrd le r eatable/ to seek her roans owe tine
alts ire at tole. rt is anma a .4yr:0needmat )Oa Kota vat-olds het away Iran LES Colatthil • inmenientagerityCoradwron it waved. a
dorm/len Saxes Foe thaole wean CA antrexegrodals, paten of the pentolo la that aware may redid.
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1200 Hata Boulevard Ands registered "the name of the sawn holder on valeta',
Weave&en 7107086 the Fern or Card ban nil nvestotte your <emplane the to*, of the Mr a Venice net),
and wet awed an? int. preen for rayed aeon • in.•estneed cruets a nwsiment finest, leg, Stemma* leouseoldete
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LBS Enamel Sen,c(1aaamt Olfx• records. e**91 mane than 10 Wow days to do tn. we ayll (rode not groomed under the Secuntes Act of It03. the tame *Stets in the same ernekpe. e.). because
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nee be rehad Legal I you bete.. ththe 6 ranee a attired Pos.the ate of %honorer., dorm:Irwin. away; metal contract* nehal.") Antes contralt relrontheo with ale clot at the sane erSdnot
comp" plea* report it warrethately n twang to the tales rast0 complete an nwsloaten
a': OrenC4t7 porn cordrXIS. and you prefer to recent rod /okra statements mailed n
Berth Marucpr of the office storm )w ocavet. • Depose accountsData tendert, of thyme) a IBS coparato NOM•••:01, yeu may &ono hoesenakIng by
Deere make all tracks payable to the rem or fe Bark USA, UBS AG U S arches and bras n tw calniyov inanoalAthea
Altair at Mum dawn ye Mended loth ataaalo, fnancial nattaicn edcatedcn fe trans d the ICK two/ Deposit Kogan
stalemert data tail not be used for ex rowan Bey statement In addition to rogues 'awe feet, account The SIC warden and the stcoWnwital prattler do Privily mown name
*Zen )earedlr lonath Pe. Form 1099. 5498. may be ablest to mantenrce fees. doges fix late not apply to these assets eon if they aflame con, It* Needy account Noe ft a hatmaible *nkkrume*
I tic )we'm Bran, yawn tax worn the Ennis payment fa secure.; purchases and <hairs fcr .pad on you staernenh The SiC protection and the chow, by you to ski you wth you monitenona t
mound try law to sepal Tote RS all untie &glands. rates n ash seams. Accours that re roatnterrtd spplernonlprot«ison eh nee voted agent/ changes by no legal elect col your =cure, is not ntenckd to
reoortabnortmabb dnidends Ind !stable Mena toother imminent nay be Matt 10 a &nit fee the market vale of you' inestmeres (whether as a reflect Airy Wale* Pe<4.5c Ottrakeillaa.
tamed on secontei held n sOur *Went net Crteteth molt of market movement. mute bnnttya ohestrneetcbehlefe a nth roffle associated wet n
as sale transal am. and toil hose on cerlan <meted OAS Swap Opekev othavassi =Or% rid i not a wady Or gaintee that wrath
LDS offers whom fa "metro cash Wren to bark or air InwKia mutt. <re wit be ahead. Al
doom xcarm at ncnailluted bats ardaffilated Dividend Reinvestment Program WW1 neownenc /MA* Hr4c pat ethdeg to nee of
Canthinkations with the Fine banks and money market Meer limos (Money crds) is
Depose =wet at LOS Bari, LISA any m.1414'1(40 The pee ',netted an am age ace Yea may °Man its of the effete. neffirreht You <an change your
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to further pale ythr firth. tx•-6, 3younth tons outwore-9 n the UBS CaC :mixed Awe, Me puthased under DRIP. pad sheet ell be conactagrour inntalk:1mo,
sex* the Sieve Os fiestaProtechal Act CS A) Program re PDC-nand n accordance wehr C irule: sold rd the cash mil be &pouted n your rant The
• II tho analod cacao, on the icp bee ci te nom For moan riomnbok please wan wow felcgor. Depose andendremenment once woofed by the issuer mat ACCOIJIt overview
of Marinas e nee ASS Felreal Santa. stoats at UM AG Stamford Bade ad tors of data than the male free at whet, to Pral Owes . yam of raw anountepom/1444 Net of alas ri
SAMMY' Stoics cartes your xoum at among Marty keels Are not ivied by the FOC resold Iitgeie
tetra by arta-rent •vih the rekaud relaut Cr.
Bale deg.'s'', re not protected by SIPC Monty Reid .Aged stridesawselable cash brancet. vales fa
We donned 'Cued the retithanthth nhthythe Caoh-imliau
'twitted searAl ores
veel (est), ard Trne Deports.
Weald n.1X(thni h the cafe. >Oat filth and thanes re protected by SIPC See "tin 'anti Services COO/ wt.* tolls may be held m you amyl you.. ad marts and anon assets not held
wades nee beads UBS Cavaco, Somas and rot Scow,. Protectai below. tolled ID a paha, tall r a Whit ol a &Aland parent by the Arm Dots not ',Oxley-triad seastheinsels
the nod x Ag bra.a, and you man make a report or ~roe. the rem roll either sea pried unit al
tor 'warmest bare., n the hark depute may to a the end a the prior and once natters-a anode. a
of re ma a amnion to both inns motet ace a root as anthill Cletennthnith a aerie eweanwert. anted dock woos and
• As dtarbed n the actthat aretinenta you nut **drawn. and sham of a Morey kind may be reoVenel fleany army. art credo yes OCCOVM merceabb no* ovate
rdify v., of any coat oe hard ortolan d-ect s laiadeled and the croceeds returned to pa ce p.r
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reflected on you statement won 30 dap after it era thAnhas .x<thrd lerrannant objectives loam. veal Ire, that account brawl
MAIO a made available The nostetee *beams zed nsk yak are week to • Ca:hen:nay hareem Total of u' reeled hatable
• NW.One° oseome, erne larli a Mirth to tho Fate nfainston about mailable sweep °pions. eat. account and may vary between yea X<OJIt
oath hilan:th, plA &poor thlthltet al Allred and
ern% Glom lelabuit CthAvithent at 201.)52 • HA) nclang current mittene reef andyiel& o aealable al heath ado,. Mr Fen pronvlbr a wring a WO,
wow ale carfsweemolds, from yokr nareolMime. ncn*toad bares. rd money marlin ma.* fund
tol/ree r 800.35.9103. SIDA.Le to 600 P M %YMCA."' dwgtn pm-mnd mamma
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If Monday though Foley, a in ant rya 10 te5 neutron, "beano Fa each acOurt heti yOu
Nencormvity tee credit balances n you accarel at
Fruncol Strycth 'x.. (lent Rene we Department. <1,0059 Oro a the olkning imminent thaws,
UK financial Serekos account protection not uapned from other balances '4 the fern mug
PO. Bo. 766Iron CU 11107081, • halls< CurrenIncome arrestmerts steam the
IM fern 'semester of to Secures neon PrOttaCn to wry these finds me adnry (arm ol et
• Al statements shall be deemed corn:tete sod aurae generate. of name sly harms. Thew tin* are payable pan your demand.
it not *bonedto n wrong tribe, 60 dais Caper ca(UK). which prams Se<urithi cuelcoren
• Arhwir•C.yarterAopreneren imminent, seeing Dv, total rs extxlechn the cartel owed <bang value.
• fairy services. Cal Illa-612.096Sot Iran outside of as ntherlans ma to SS00.000 I2S400) for
growth of amp., rater ton the rotator cd
<Lorre for cash) teplanatory brochure nobble was
theU 041201.357.149S Merit
• In case of eras a ...slats *at an elatrorx 'van , a in www sac 019 The SIPC owl CthAthbon • Pth.the• Cornavvatcn sne/Chaa0
fink ranter (D7 ), bill parent er LBS Vea•debe
card transxtiam.. cal 800.762.1000. or vent to UBS
liras soupy to if =outs that you hold ha prkuler
<soarty
APPOKohon lonsurbarns saang both thi crinerton
of /mane and growth ot priainal
b
for eland intonation onthe Fern's londrg pathos
end digIousei reft. 10 Ku Chet 4ashonsit
viand Swat Ix.. ICOO Harbor Owl, 6th flea. The rem loather nth clean *balm, has Aso
PadNewd supplemental rosince The rroarkm Agreement a &Mart Adaternent and tue General
Wanaraler, NI 070314 Ann RAWBSA Seven Terms and CenStons. LDS Statement of Credit Practices
marl pierable to allNg,* clan's. <oletina under Owed Skagens,
Cana write as soon as )(kroner:0 then yea
the prolechon 41500 mika 46 of thtontor 10. 2016 • Cemenothe Seek, to merlonrddpncwt wet NOM* ', Agreement/ sodDakixoto
Suboo IA ilthpolcy conSto" ad Umtata". tea, al loon* and etiatilly to the MOMmil metal. even if yaw c,A. ounimenoortholool.
statement a recepl rs .con) or Fylu need more that then the accost eke not genre* Yreka*
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SDNY_GM_00325197
EFTA 00197972
EFTA01307238
Important information about your statement (COBBOutd)
Yore mate - Celanporta* may appear neenzed a pee aid redoes:I stock for aspows of tho atinntor any. To 1,n:fru Ia technology dewskunell arena and
Tots manse (tercet mantes a- 4 its area Feld Anil tower price we ro t "stale' t ewe se the nun that rerteted why thes are &gbh la sale, edeacen
in the account at the end of the ilalcmenl prod You unable to Wan a poop for a swirly the sake received may be oixtantsile etc ties ele - Our athates also receive trairg carrnsikns a-4
ow xi for okaheey et fuly paid wanes a ay erre - Ooposm a Velureel orennnaled n decencies rrpAtel be than other carperstatun ban mutual flab ard reurmte
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traraftwed tote fern dreg the statement penad me - Fu aqua tecathes redo.) naiscatormno An earns. of and rear. is based on (uniol LBS AG Siarloed Branch Cf 4 , 10 PS per rostra
fled al 1,53441 vabta of the end of the statement denomnatims, pie and (wanly (lace art) may diriynl ad nivela reset, attuning the smiles wA meming to the bankstrek, Ilse LBS Bed Sweet,
peesd N& been aciutled to lacks* prom %Oaten. be hell fa aw year horn statement date or trail hogs's:.
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word*" indicted n this unman *nee Mated yes leanest Athnor Ind (CAClad imam re not guaranteed Activity
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reormallen <blared lion, [owls., other than llaS • Prints investmenb and Annexed produces. tartan types of searein could inclide anon of Mined e, caved pon wth the evieblahol trades.
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fronded ty saxes other than LBS mad Selma*. regsteted wets the Searles and Whew then the estraltedarriconet Shan soling
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ratting» rdonnatem as * ?newel the arm provide minuted vales fa pirate ',sesame" entombdon:led Cy the <wren market pa *throe clue to certain tenovmd coots Ice that
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*mesa at di tie dated the 0.11101WC At putt, - thew values may dale adastantelb lion was, d ass.rests the suvilitideposts val be held lure Open onion
please noi irtli On *WS nlarnifrea b nuke arrh 2 "Nth a pima.* nwornini security or year fran the OaWnent date or until manly. Rogatag Oren a • gOadlitanCelesf cadets trui
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othersuse Accounts transferred that fens nVir n o, nanenly Wiesen the vat* you may resew tel stop crethrs we wisedby theanoint of chislin%
relied iwibasi donna:in onlylot the perod of wan 'Swedes" • Amite net hold by UK Financial Sarviese. CHILI arca% 0i Ana-egad.", or assrignIs dew unless
line they ye held at the Fem. More historical - Tried party sunset of value ye. of a cerun attell ale Mt held by twin" and nal MINI the noneted otemvae by you You ae anpansbas for
reamatcnw.be added by your Ingot Adeof. date ad are suppkel to UK animal Senses on a arras passessem a carrot thew asvit. aro orders that art eceoultd Oat to yw false to true
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ranted treaded gensfloses are bakulitedfcr bier. get/4400W a *Tie ',Whiled law, papa.* only. Postern and Isabel annealed ye
nloctul stony lots the fraud en data for day, re swaoStd to the Firm by the aver. vended by the Swung fans UBSTiuntal Semen Privacy
Medal ides may or my no tel an comenstare. Wen t Partner a manor ad may be <stored net reactable for ths nicenation aid dots not To *Mane copy of as amen Clem %wary Wan.
ChY9K ander CO:unty reOrgan:XiCa event< toted on dHorert erkernten barn that heed by guarantee at ataxy taw amen en ern ptetecled Waco we= rue inannalAthscr a vet or nem
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prelate Ion re each carened clWu/cr. - You can otean athlanal recanahmtagardeng - LBS annual Se is riot a bank The Mg Susan
aseragad lot The' Trade date' <Mann peasants the the used to dilmen. the +ornate el • Revenue sharing and edelkional amps cation Sawn Account BSA and IWO an brava?
aryl traniaCtnn trade date value ad the dace of a intensionthat n the - n a:Maimto Cavreetaare en wales and I 2b • I Wm *counts which paw* access to balm. tenses and
• Callable securItles Bush sad aniseed mak INA bath hr the esinsaleby <onlacleig ads Fond re<hvad n ccnnoann wth the der tuna of mutual pubis inougtarregerrent wth 4 to
the *suer <eh for nabs redemotion wit be wlested Minor lad tow <lents we ad's w affIrate liana ad cite thicfsperty Darla and aor4ss access to
inastralb by lot from snug al wadies of tut - Thi'd cony evinathi maim maybe Memel et t ei•niffi? hen) peewits from tPartutors abler r weate and annuitY Moats issued by ithifilated
ewe n nary n name** name for car 'Nat priced' in be weal auraa nese an Monett o/ the nuud lanes !hal no sell its,. *.ed.eny enareree elvvioanef drOuSInahree
clans Cal kaki" rdonnabon es oblaned from re n aperatet Nair 100 Iran he not wasted awes re based at two diluent tomponerst, (7) fl eecy takodonn LOS fr anc Sal Sonia* M.
as a<0.1,9, rs not gaga wed Other al triable to assign a vat*. ashen we become are Ix Neon of sales by LBS cf a partici-far metal . ref ty procistt
leant manna Mathcoda affect weld complete that a mawas nut ha aro-wedtut nay cal, had fame/ to out <lents. and 00 the asset vale of a - ICI( erased • No ban. guarantee May bee vale
monnsun web> pod() coon request Preasulti grated vale rao tawthOns askew, a private read , kr4 lamb's shares heed at fa - 1MA Roane lianarmani Atm" banns
• Cents:Mad trek (CM) COs are FOC mused yaw maid be hiCdita slwailetut Oar to the arise tem Se.04 Amara BSA, tbenlA aid elanthavi Roane
isp 1.250,000 n pawn, and accrued neon w of the security - We and w allhaw also raceme reentrIng and Menaymem AmidesAcosta he regained einnhe mats.
derma and per deposiory preihtiore macadam. ▪ When nester an rniata, dense partner a Warr orates pramtng fen n corboralar la untie LOS f inertial ht.
•yrfn.DK rules minuted vale nor a Ihrel-psty eatinatedvebe agent mats to swa promo to the mutual funds VISA * a (egistentd thaferrurt. owned by doer
- en
• Most vat* Trot duotbed varies and odes provide* the vale of the warty wil be diem These lees genet" we pod from mentor assets n Smite Association end reed Lanier
maxis may be halm or lower than the pee that Loin et pechate price the mAwl fond and at a haddotty enure based kense. The WS Uranus:la cards and the IBS Visa
leb would ectualb wane in the marker erns t -'Dobbs/ions to dee may 'dude rand on the rurber of =out at the bider-dealer debt code we awed by U3S Bard USA we,
claiarectfrom uncut tad party tercet whah to capdab name a tun holding mutual Ireds of shafted fray Penance bon Yea USA Incorporated Al other
behne ea be rehab*. but we do not gays-ree ter - 'Coral uric natant tee add Mang s• a a:Maimto tomnataces recessed nuentaion Vadewurks. registered trademarks. terve* marks rd
accuracy price per vat a-4 may not reed hour cost base. with the tab or distrbolse of a-nuey wends ad regwsered tame mares are of tea respackar
- We general/ tow the clang ate Alan noted a DPI andWoad ml WaStin re rot leaden a au moment rust anis toots <lents. we ander compare
its ram off deed and ad print lee ?laid n eural wanes enshaase. and are genealy ate *Maw rearm tawny, during <miasmas.,
se(uln ad colons or ore/ bolpecei for OTC 40+4 aid nee I they can be soli the pan Iran nary of the roaexe carbines underrating UBSPeanoalSeencee Inc Pen 20t $07
910MINK u<thed may be lett than to par thaw *unwed the sanity (Oriliblh. albile44 Of We marinas
Len etneb aided WO/4th maybe aced inn) value crowded n the amyl gatemen corrothes a spawn of the ant swestment busts
veldts:a modeler the mast went ante we wetted:We.
damned andmyna Whet en actual make once • Ripelneted weasithee pesrtted muram ovens/ In a:Mannto ccamowns me wed from the
a vete are not anent, eligbat Ia p.bric sale. LBS Franco, pt. and ash of It - Shatz fed. we slow
Sawn 'swathe man at pace of the undated stoat *low mums ast astebbead reser.e thanng
of the tame raw as an unpaid vela fate pawrom tom bleaStatet <ICIGA" at wall it
SDNY_GM_00325198
EFTA_00 197973
EFTA01307239
UBS Financial Seneces
Proate Wealth Management
SUBS 299 Park Avenue
2601 Fbor
Resource Management Account
New York NY 10171-0007 August 2018
CN170356796470919 X1 Y1 0
GHISLAINE MAXWELL
Account name: GHISLAINE MAXWELL
Friendly account name: mdiv C hide/Car
Account number
Your If eenciel Advisor:
SCOTT STACKMAPULYLE CASRIEL
Phone
Questions *bout goer statement?
Call your Financial Advisor or the Value of your account
RMA ReSOuT03.0116 al 80041MA- 1000. on July 31161 on 11440USI 31 en
account 029023576
Your assets 48,950 06 46,709 56
16sit oar webs/tat Your liabgities 0.00 0.00
www.sbscornifruncialsennces
Value of your account $48.950.06 346,709.56
Items for your attention
. sielp protect yoursa.f from haul and
review bank, credit caul. and brokerage
statements regulady. Also. get your free
C1061149017 alnually from Sources of your account growth
www.annuakredareportcan
Tracking the value of your account during 7015
Yake 01put ,xcount
Thousands at yea end 2017 141.94632
Mel deposes and
776 wthdrarvis 34.687 62
You. tilleStirecit [Num:
430 467 Di40€041 and
41.9
interest ncome 17562
Change in
martat value 1000
Value of your mare
on Aug 31, bele 04709.56
Dec 2014 Dec 2015 Dec 7016 Dec ki 7 NI kis Aug 2016
Member MK C6P70003005679647 14770001ten7 003 3 0316030575004 Y1235765501600:0 Page 1 of 6
SDNY_GM_00325199
EF1'A_00197974
EFTA01307240
Resource Management Account Account none: GlISLAINE MAXWELL veer Atincial Adviser-
UBS ugust 201
Friendly account name. Indor C beclOCar
Account number
SCOTT STACK M ANLYLE CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
August 31 (1) you aCCINAt
, Cash and money balances may include
A Cash and money balances 46,709 56 100.00% Your currant asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives 000 0.00% account, LitiS FCC Insured GePoot Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual fund
sweep balances. See the important .o formation
D Fixed income 003 0.00% about oue statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 000 0.00%
0.00%
Total assets 546,709.56 100.00%
A
Value of your account E46,709.56
Eye on the markets
Percentage change
Index August 20I8 Year to ciate
S&P 500 3.26% 9.94%
Russell 3000 3.51% 10.39%
MSCI - Europe, Australia & Far East -1.92% -1.87%
Barclays Capital U.S. Aggregate Bond Index 0.64% -0.96%
Interest rates on August 31, 2018
3-month Treasury bills' 2.03%
One-month LIBOR: 2.11%
CeP1000300Scl9B48 Ne7000193757 000a3 CBI B030575004 Y123 576550 10p000 Page 2 of 6
SDNY_GM_00325200
EF1'A_00197975
EFTA01307241
Resource Management Account Account mem: GEISLAINE MAXWELL Your Rwanda Advisor:
SCOTT STACK Maisrivt.E CASK'.
UBS August 2018
?deadly aCCOuat name: Indio ChttlKar
Account number:
Change in the value of your account Cash activity summary
August 2018 (5) Year to date ID Sae Account acne* dui morn+ la sank Balance. in your Sweep Cotton at indudrd in nte openrg and
siccing blame: rats PDC incurancezpbes tOdIcenate a 1.1B5 Bank USA and al bank; partcliahrg so the
UBS FOC raised Opals Prcgarn n COeS nit asOy to &votes at tiers AG. Stanlotd Brawl Sir<
Opening account value $48,950.06 S41,946.32 proterton accite: to money market sweep fund hddirgs tut nct ban &posits See important inbematvn
about your :teener'e on theist hero coats d lb:stamen, kr &tale
Deposits, including investment
transferred n 1,049 94 51,723 38 August 2018 II) Year to date ($)
Withdrawals and fees, Opening balances $48,950.06 $41,946.32
nckuding investments transferred
out -3,302.01 -47,035.76 Additions
Deposits and other funds credited 1,049.94 51.723 38
Dividend and interest ncome 11.57 75.62
Dividend and interest ncorne 11 57 75.62
Closing account value $46,709.56 $46,70936
Total additions $1,061.51 $51,799.00
Dividend and interest income earned SubtractIons
Checks and bill payments -3,13181 -46,78216
for ouposes or ths stSement, talky c1 Interest drd dAdmd interne haS been determined frcm a vS Card payments -170.20 -253.60
to, nosn Perspective lased coon the reside nee of the account odder. OfeCtunt twits or pmb.rt tspe,
scow interest ands eirtnidpaynents may not be setetit to unit° Stan (US) aria Pueno Rico (PR)
exert* ISM The (tient monthly stseerert is rOl intended 10 be Used and cannot be tetra tw. for tae
Total subtractrons -$3,302.01 -$47,035.76
PorrOfti.Clenn shOu) *let to the alcaKtle bit repali no forms they receive (ran UBS annualy.lUCh as
the Forms 1099 and the Farris 480 for to Waren° inkernancn n le the pralke Of UBS to fie the Net cash flow -$2,240.50 $4,763.24
applicatk lac ntpOrtrig loans ten the US interne Revenue Sent(' and PR liefeuty OnOrtments and In
loth kerne a/Curate's. deinty dvideneanda interea aS Int warro Or tae Kent none (Melt yOJI Closing balances $46,709.56 $46,709.56
indwdual tat prepare.
August 2018 (51 Year to date (1)
UBS Bank USA Deposit Account APY
Taxable interest 11 57 68.75
Interest ',egad Jul 9 -Aug 6
Total current year $11.57 $68.75
Opening UBS Bank USA Deposit balance Jul 9 $48,950 06
Nor year adjustment 0 00 6.87
Closing UB5 Bank USA Deposit balance Aug 6 147,381 68
Total dividend & interest $11.57 $75.62
Number of days in Merest period 29
Average daily balance 148,768 34
Interest earned $11.57
Annual percentage yield earned 0.30%
CNP70003005679849t97000r 87510000308iB 030575004 w 23576550 IGOCCO Page 3 of 6
SDNY_GM_00325201
EFTA_00197976
EFTA01307242
Resource Management Account Account name: Your financial Advisor:
*UBS August 2018
friendly account name....
Account number.
SCOTT STACK MANLYLE CASRIEL
My Choice Rewards Points from UBS
Rewards pants we reflected of a! the 260ot themamba the once Cosmos eta/ it the lab felIs on a
'nett tnefOlICIO/ Rewards Mint Ofnifty def011$ Or be found on wowutoccoSenteef
August 20 t 8 Year to dale
Opening balance 7,594 7,341
Pants earned 0 253
dosing balance 7,594 7,594
Your investment objectives:
You have dentthed the following investment obectves for this account I you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Adusor or Branch Manager YOu can find a full descri vice, of the alternative
',vestment objectives in Important information about woe statement at the end of this
document.
Your ran objective:
Current income & capital amtecia bon
Your risk profile:
Fnmary • AggreZere
InveStrnent eIl9bOty consderaton • None selected
Your account instructions
• Your account cost basis default closing method is FiFO, First In, Frst Out.
Cer700:600S679BSOrtM0018:975700X0 0918 030575004 v123576550 ICOOCO P•g• 4 of 6
SDNY_GM_00325202
EFTA_00197977
EFTA01307243
Resource Management Account Account name: GFISLAPIE MAXWELL Your Miranda' Advisor:
Friendly account n -Indio. lidr t SCOTT STACKMAPPLYLE CARPEL
UBS August 2018 Account number.
Your assets
Sane Orden. +none and sawn adves shorten may ee ecionaimole As a iestit. sans andioues nor not
te extrude,/ reflected See nporient ofotmevcn Moor:we StetePtrt a the end olths &maned for
ircee rnfoanation
Cash
Cash and money balances
Qin and IRON"' banns may ...kW& avalxie (ash balanCei, UBS Bank USA avow act arum Manes, UBS BEiI USA end U BS FIX muted FrOcrfin Bank cleperA &tarn( teltreet are 'muted by t he FDIC Wink,
UBS FM unused FroganEtanS Bard's, UBS AG Stanford Buret *post account Waxes and money apylrable l mit. tut an not wattled by SIPC UBS AG Stamtni Blanch dram acme" bgarxes are not insured
inw&el mucud fund sweep Waxes. by ANC arc are not protected by 9PC Morey market Sweep Wane.. ate protected by SEC but it WI mitred ty
the FCC
See the important diSamoa, ardtumous steamer" at the end d tad Coornem Wats about dose
[dance,.
Openng Ward. Clow*? tulence Pace per share Ave rase Dr4denct letters, Daps rn
Hddng on Aug (S) on Aug 31 (1) on Aug 31 PO r&e Peliad PelCd Cv arount (S)
U85 BANK USA UP ACCT 48,950.06 A6,709 56 250)00000
Your total assets
Cadent's,' d Cost Estimated Unedited
value on Aug 31 (St youi aCCOUnt Oa% (SI scrod Ware (SI gain or loss (t)
cash Cash and money balances 46.70956 100.00% 46.709.56
Total $46,70956 100.00% $46.709.56
Account activity this month
Dalt Afthity Dessuphon Amon' (S)
Deposits and other funds credited Aug I Transfer FM YI 23575 0100 '04994
Total deposits and other fi nds credited 91.049.94
Date ACIIIIty CPSCI1P11011 ATOUtt (S)
Dividend and 'enema 'scam*
TeAatie 'fleetest Aug 7 merest U135 BANK USA DEPOSIT ACCOUNT AS OF Cel OEM Et II 57
Total taxable interest
Total dividend and interest income
Ude A:Inr",
Sill payments Aug 3 Wthdrawal ACH WITHDRAWAL AMEX EPAYMENT . 2,58995
convnued next page
04, 700030056796511,F7000lE07S700033 03I 030579COI Y123576550 IOUCO Page 5 of 6
SDNY_GM_00325203
EFFA_00197978
EFTA01307244
Account name: Your Riednicial Advisor:
Resource Management Account
*UBS August 2018
friendly account name:
Account number
I SC T7 T K v A i
Account activity this month (Continued)
Oat ~Ma Criesotpton amount (1)
Bill payments Aug 3 Wthdrawal ACH WITHDRAWAL UNiTECHEALTHONE -3994
Aug 9 Withdrawal ACH WITHDRAWAL Saks Retail -50192
Total bill payments 43.191.81
Ord!tens for your Attentkm:
The new UBS insa Infinite (teat card is here, packed will etch:sue trawl benefits, more rewards and more of what you low, arks:log ectraordinanb personandsenire. Al
Stunnindy dal in meta WSit ubSCorrareanfireite a Call us at 888-762-1232 to kern rnxe
Oat Description Amount lb
card payments Aug 20 CREW' CARD PAYMENT .17020
Total card payments -$170.20
Minima earned Cue tannin Out Ode Creak One Available Credt Une Outs's:Yang Daarxe
UBS Visa credit cardb/
payment in formation
10.00 135,000.03 135,000.00 10.00
ibis «eta cad is ended n UBS Pay Cede Cad feat de died wit even/sweaty te pad hamput &count Your payment is scheduled
fix September 2b 2O18
We proud nit info:meanon gout OBS visa creel cam Web- as a courtesy torn the OBS 41u Nedt cad and account ate issuedtee uBS Bane
USA UBS In USA sends you the oiled garment fa the ruovn ninon Man man your payment xcordng to emir .nserucncnt
We do non end ude your or/seandngcredl cad Wince in the rave d you- «count Wm OBS finance. Stoics ire
Oat Anmty Oescupdot Armory It)
Money balance activities Jul 31 Balance froward SiteS0.06
Aug 2 Deposit OBS BAHL USA DEPOSIT ACCOUNT 1,O4994
Aug 6 Withdrawal UBS BAN' USA DEPOSIT ACCOUNT 45 Cr 0903118 -2.62989
Aug? Deposit UBS BARI, USA DEPOSIT ACCOUNT AS OF 040918 II 57
Aug 10 Withdrawn WS BAWL USA DEPOSIT ACCOUNT AS OF 08109/18 -50192
Aug 21 Withdrawal OBS BANK USA DEPOSIT ACCOUNT AS Of 0420018 .17020
Aug 31 Closing Ulf Bank USA Depoit Amount $46,709.56
the ORS Bed: USA Oepovl Account is your Inner/sweep oaten
0.700030056, 9652 NaT00019375700CO3 031603051%04 VI 235765501CW:0 Page 6 of O
End of statement for account number Y1 23576 55
SDNY_CM_00325204
EFTA_00197979
EFTA01307245
Important information about your statement
U3S Crunch' Sweets hc. (to firma UBS Finned hear from you no lied thane° days glee de tem ( *at ty. A tut copy of the poloy twang a bailable worm a ohms and may rot a40 Pate vain
Stoop, is a muter ol alprndpiuoray, anynoSty tont yew IN felt Wawa, co arch the taw or Loon retest Staten
and options hrges UBS Enamel Santos and UBS Probitnt *Pahl • Modest Wing to accept tone n650 poorest and
Bart USA are raker Wahiawa ct LBS AG and --- horde yxr name and rose nunlye (et any) teethe the SIC plectron . the seesplentreal tolerate scene whaty to aithotat Mums.
if elates of LBS Secuthes ftC the Pim% Inwinal rat ftlat accoly IO:
statement it avadialt tor request led erns entone
- Debate the trot a the transfer yOu a* vat*
about and opito *e<ltsfyleytuernehl yea • Goan Inroad aunt (onrotied by Gni nreled
• Agynsw Wiling to accept Nit. nt
10 P.InCtMl ad
hch eabbIty to seal her roan ow. tine
°floes ire at blew el e r em:e a why you reed inn you rate ea.) tut led away ROM Lea5 haat • Marna t EAgedityConsamtat If teemed a
dorm/len Saida Foe march wean CA insure prodals, paten of the punkas,he tat rare rimy made
LBS foniol SW“CM - hare to dots amen of he paceredema nrAlem drub* rubes. and kJrevs of mutual couple. mimeo Iread liatdmi and rarer
1200 leroe Spirant hads registered nee name of the *rove holder on warty
Weelmedren al)02COS The Ann or Card bur nil nye:baste your ampler* the tech, of the Me a teenier are),
and we, erect lry aft preerptb• For antsord tress • imminent «eters a nwslant merest, le 9, Statement Isouseholdetar
IM nainc,i Oreconte the oral Octal fatted Of you none.? UBS Vat debt cad nansacto-o.l we late limed pannenhps ad pewit Placements) hal am We may ccento-dah an related account turrets with
LBS fnexsal Seeman account Gibe. teat. +**91 ra re the 10 banns day; tote Ihc, we wellrade not regard Lorene Swuntes Act of 1931, the um xkl.ess n the some ernekoe. e.g. because
*fled WO:Kunst. eontweng orating (WA shceAd Axe scan fee the rho you three it o mot. soma • Conmodue <wetacte (ese, tango ouhargo and they hoe wenn who ro mien pee groat
roe be relied Late) F you bet... then 6 anenw of you wit tow the use of the money dung the tine rear; ra takernacid, nrIudn) keens contracts mfr....het wnhoter dens al the sane rotor I
recur please report et erinethately n twang to the tales tato complete ces nestepatir ad “ erenCdti Via contracts; ad you prefer to metro. rod rad statements mailed re
Berth Manatees! the office senrq )w occove • Deport account Oneept tortekites of deposit a U35 coparato NOWN01:01, you may dorm hair:Aro by
Fiera mate all tact payable to te fern or the Bat USA, UPS AG U S ranches and bars en the cdro you financial Adair
Attough at town dawn an rianded lob* atnaale. financial insfitair Moto:leen to front of the !DK Your Deposit norms
staleniert data tail not be used fa Lx roTows fay sliatment In add/eonto regular roue foes, account the SIC Drawlon and the sesdernweal prowl°, do Prindy mown name
trey5.0nYt.-•^4 Ian, Pe. Form 1099. 549s. may be ablest toman:race fees, chases for late nae apple to these assets eon if they aterwee appeal lariat* Waal NM. it a. tistamtible •ruckrara•
tic )wen ran, yeas tax from the inn o paymern for secure.; purchases and <harms fa ,t oad on los stmernenk. The SIPC protection and the
' chosen by you to art you wit you reafdlteepto t
reputed by taw hrs leptel to the RS alluviae daltals. armors nosh ataals loth at that nroanefored supplernteedrot«tion cbnoe (scowl again changes la no kgol effect en your accost is not mended to
reportable nntsubh &Mends and !habit Meets, toother rowers may be sugar, to a tenter lee re the market nhe of you numerates (whether as a teller re maw. Odatal, thearmadawn.
toned enleaflet held n )0cr *«Cunt. net Math WW1of market movement. rout baknottya moment <brine or rd profile anceuted wit your
Cm sale tearer ced err lost basis on cerlan tooted lAS Swoop Optkem otherwise{ Kau,. and es not a promo or tataMee that wrath
runes 1.46 often orisons fa "metro cash Corm to hak any Inaneal routs, <n Or wit a whotad
deposit accord at nentliated bats and affirmed Dividend Reinvestment Program OVA matarand tato theta el ta( nadrg to ma of
Cownwnicarhera with the Finn tans and money Made Maui lends (Money fun* you may obtain
Depose accort at LOS Brit LISA and 4:nadir.] The V" MIIK I0d a an Sneer Ctn. loss of the ache niesurent You < an thing. you.
• hose te.ccadinn and ralecernawnons it rang the actual ace lens aos financial Ad..isCe On Mat handy trete names throe* ante Seneca a by
loather pale yOter raft r<b-Ctit3 you nth bents pankorting n the LICK RAC Mend rt fi res seepu(food unde Ott partial shoes roll be antedIV Ay Fein tat Attar
taw the 54<yhet Valet Protecla Act (S A) Program »PDC-non! n men:lance welIt Crule: sold adthecash oil be &pouted in your xecon The
• If tho financd ecteLecn on the asp fell ol to tae for more alteration, please ma wow loc.gro. Depot( ducked reentrant peke toped be the Mar mat Assort overview
of net strew' es rot IBSFrietal Santo U61 d«Ourlf MUSS AG Stamford Birch ad lures of defer fan the make ate 31 And, to port ohms • Vete of pas eccoundpam/1444 Nei of ors and
MANS Soros ate. hat Xaal at theta) Plenty flack ace not roved by the FOC. re sold
broke by rare* evil the rotated none en • Aspen Model Makkah bade. 'Olaf fa
we 'domed 'Cud the rettentonhen you Bat diaries ay not protected la SIPC Monty had Cashdtliwu
tared theamen h t$ case. you lint ad thews re protected by SIPC See "LOS loaned knees Inti ttbud watt (set), end Gebel Ten. Depouts,
Olt whole tam may be held en you amyl d your wolged note to market, and train sent, not held
runes se bendy UBS Intend Settees ad not korai Preartai below mulled toe panel met se a null of a dmidend payment by the dem Does not nark wirer stosetwinsels
we node no tacter, and you end rake a report or ~roe. the Fam mR eller and unit at
upon sent acute. biros, 'atheistic depute may b a the end it the prior red pawn patentee rode, ce
of eemaa row , to both f era owlet pro a accept in althea determinedbe a way orestmeno weeded stock *pions and
• As devised n the haat *retrains, you mat yerhdrawn. rd than of a limey rued may be noire' Owns reeky. en:tenth, yea scored 4...4a4aba oat corona
ratify kn of any errs oe fried ereohng dnect s Ilia:Wed and the proceed, returned to yen a yes
• Lawless nzWet debt Wants tinning melee
reflected ot your samment rho 30 drys after et Yeas Shwas atto.rd transom objectives loans. <rock In& then accost Mates
MAIO a code rabble The rentrnme of:extents ad nsk untie are speedoto
Fate ilfcmmton *bra hatable sweep options. • Casheromy barrow Total of ushered zwalabb
• Thu drat otaoina <emplane a vox*. to the ern account and may vary hewer, roses
nclang <rent rawest rtes and yields. es awfitable al (ash PalanK OA depot. Watch al inland and
taws Clem feI icr6Daanent a 201.352 • 1659 Pease ate the Fen proenstbra wrong of W7
www its or( sweepads, from you. FrommlAtiscr no% afflutod bre& rd wavy Inca maul fund
cr tol/ree a 800.35.9103, (MOM' to 600 Sgnfcr &LYNX n 'Co' frIaNtali mamma
a la/tetra 800 1611000 swoop balances. at the <toed the Arran* period
CT Lardy though Foley, a sn sera rya 10 LBS neourere obernes Fa tech arise hid. yOu
Nrcormotty Ieee wide balances in wis scan at
hunt at *vett IK.. Clad Woes. Deprive& Omosarne of ra t °bong ernenment <Neches
LOS Firdicial Serekes *octant protection not from other babies old the fern may
PO. Bo. 766 Lhon Lisp ID 070,31, • Pro
-Ilse Current Income Inentmeets intro the
The Fern is a ra nter of to Secures neon Proactcn toe re these LS:Int* *wintry cared is
• Al statements shall be deemed corn:tete rd acorn greaten of income orly biers Row fuck an payable season your demand.
ii not *bodedto n rang stabil 60 days Caw an (SPO. which protects Urger Curren
• Ached C.yarta/ Aopeehaten ammonites rang lbs total es ridded m the tart redthong vain.
• tot TTY sewn. Cal Illa-61209BSot from reside of damfdlans to to SS00,000 (enclura l25400) foe
growth of ',impel trot than the gushier cd
clam toe cash) &planetary tecchwe nobble Loon
the() S Cal 201352.1495 none
• hale of twat a OJIMOIS *PA referent 'tarot a of woo sac asp The SIPC sett Protection • Reda Confine/co alines andChoti
lints pole toil accoLres that you hold in a oak:mkt Leming inferred:on
finds trite (DM till parent a U35 Vesta debe Appreciation Ithourres teeing both the canna/ion Pr dotted nlownation on the Cam's lonleg prices
cad transxtirs, cal 600162.1000. or alto UBS <near
The Inn, together with moan *halm has abo of name cal cromh of peincipul ad drown tette to tad Clew PetationshP
in. -col Shwa ye., ICOO tabor BOA, 6th floes. Agreement a Amite Areement tod tie Gwen,
p.rchased supplemental rosince the mailman
Wishes.en, NI 0)086, Ann RIANBSA Steven
roan payable to all Night. chink. toterna under Owed risk's's:ass Terms and <eta. Les Staelnell of Credit Practices
few ptOlecbon a 1%0 mita at Of 0..<40tor 10. 2016 • Catena., Sake to merlon alai cohco4t nth auktie nAgnsemert ode/Yr:own
Car rite as soon as)w can. a you Ikele sat rww.ineemormiinerfeelo%,
Supt.° to to coldr watt amto Umtata% (ha at bar est and wieldy to the ward metal. ran if
statement or /wept es mono or dyou need more
the Fern KAMM, protected Ice W to SI 9 mace,In the that "wit the acorn dal not wane verifier
roonnetonEau a transferal the turner+ ce
mem The Inn or Card bun (a appluble)rao altegele fee iI pee actor's held it a prickle
SDNY_GM_00325205
EFTA_00197980
EFTA01307246
Important information about your statement (COrttlatuCd)
yaw see - Certainpm/hart may JPPi0 new i rice eh) reacted Oa* for (Vdsitit, of eso ithrehrthrtonhr To luting la teanokg, ~kern" vanna»]
Vote ntemteg ~et :moth" rid other amts held oil tow as 'aim was ra ~table' a we re Ms own Mai reread wouries are elgiale kr sate, •cb,cacen
nth. remit at the et of tie Ttal<meTI pact you arable to obtain a pea for a misty the valt received troy' be Ses Aria's - Our SUES.; Soo receive using tterrn.4COS ad
ow ay/ for *hay luly pad secs ess try Wm - Deposits cr semem Orominaletl n (rrebixots rrmted kit Mown other compermai hom mutual had: and reurance
You ma/ wewe Word*. Vred at loan <otrar ale oter than US. doers z* mfiecud at Ow ~haw anvils; whose prMarlt rare &taut.
esing any Mince due cn them Ary wart try rate is ol the Oaten" date • Ett (eatimatay hams. current yields and rat« - We receive <aaemalm Iron 1135 Be* VSA. UBS
Pandered to It fim deig the statement pen:dare - fa <sun mutes raring einawonlormeg An thirnaT. 01 and Twev it bawl on <wish AG SUM" Enoch erd Noalliired bats
heed el ~AM vetoa" al the end of the statement denommticns, brie ad ~rely Ere rate) may drifted and inbred rate; (Mang Ira wtrits wit IØ our cam sweep (swim Ow
penal haw been *sled to Irks** crocer valuafon. be held fa one year hornstater" clite or until ornpenucka may be a ~thy pa accord fee or
• CaRbrait lu deft/min/so Me cost taw of the TO *Win ck.~i queen" when nibble. <Oatal mosey innemule b only a grade.... revery may bee percentage of ~agedole &pow
emit., included n this tenement. *here Mooted you ~cut Aos.wor n il tØnaldIncome are not gotranteed Maw.:
wth the nurrte '1: Les F ~chi Sene<st has SS - °timed annual i-ccene ad curent yield lc
ah Norman <b re lions touras aher Mtn Les • Print* investinenb and ~end producb. arum esats of semen <cued include are" el Activity
Entreat Same. editing ~matron Iran another Erma rhenium warn« (nct-dng drea p-rcnS a cope,: garonekid, caw the et Moralion re"ado) commence and caw <Mat
Irma mere you may haw provided to your lineul partopron cangt ant rid ter ern entirement MAI insan fa-d on" ØL0 would be ~slated ✓eamed n (crinett bon wth the «Kula ol trades.
Adme the ern does not ndeparbantly veilya sØ«) ad I:taxer-rod pains are "mealy herby - &erred arrual name ad <rent yield and the naid^3 Ø en union; hat bnn n udd on
g.hielet the iKarecy valdty ce any Monett ilkpid Conan Struch.red croclxis haw rot ben actual Mon» ad weal rana be burp a Nra, conferral." Prt«ma hunted 10 Ycm. rd mil be
honied ty ~cm othe than IL13Sfnancial SIM«. registered with the Securely rid DihrEre thanthe entreated remounts fronded to wu promptly ante:mess
h addle" akhough LIES inric id Stokes genera Canensina Led« any slate se<yrithn laws We - An anomie of ",ulled mow (diezlind arta
i.cdtrte Minborn"ith at It 0 retched the Few eØ etiolated valesfa pri.se ~gown interest) eluded by Mr <um« nudge Shan sling
Ø rat vow* mi.) Mai« that dat lon' startes and ~cured proclas foe nIcematicnc4 sofa/norm balance it based on the last cludend If you re tngtwd in sheet wing a moray. yes may
~Cost bed" a-d *Ureitaked girl loss' is aspase my haberary ',hot ~toed or ~ex payment mila be whit issuer and mur a deem die to <nun teerowng coos for that
*mix* at Os ~dated the summand. At <Lich, - 'Misvalue% may differ v»,arnhallelfeeel ace d enbrerto the zecvitit~t, wit be held krone precuts/ morn,
plow* 6) non seden his damaura make any, at arch s"to"a nwornere wady yes from Mlement date a ~sty,
~Area tale 6eiscess. ke ~we a attatif4dprodact maybe lamp a cola adm Aco.rxy to-tn.edpSd re not skaaretd, Opened«.
<Menem. Accounts Unkind tothefew mal not massanly eiere the vats. you my news Reradng MTh a •good.lithearxelecr cedes lhal
Mild garnet dormice, only Iot pond of oiXer • Les net held by MS Finiridal Sande«. C411/el Metro. trested by the Meat" dale. open buy and
line they se held al re Fern More historical - Thed party minutes ot va1R re as of • <sun Katte Xi Mt fall ty Theta, and not nitel me tel slopcedars se c*cluc,,cltrilt* amour* ol (Excited,
hkeinfttan can be ailed by yea racial Atka. date ad are mpied 10 UBS (arc ral Stokes on .s I ',rift ~se,' a carrot these Awes me ante on n tebsedenh ce dale units,
• Unrealized gindlossas ngen data is nobble, regAs baseby err Ofecendert valision Inn displayed on ear statement for rEornallonal menace«, "awes* by You ere resprrtble fa
edited isTearrftTlommilots., se </lottedIce - boas. amatil Nona a ~et estimated wt." manes orb. Pose" and vats, ~mad re ceders that re eseculed de to yea false to <reel
Oductut usury loa The trans« Kr data for try, re ~hi to tee Fem by the ass. prorded by the issung tum. UES finsul Sances ~lino open ceders
redircluf bes nay or may me Mk« carenstiore. WaalMina a taros rd may be tatuated net resixnstk foe ths iitonnttion and does ea
charge tar wan) toorgamxion menu bawd on Wars Mom:gran Iran IMt tred by guarantee its wry. Thew elm at rot pretected Onvety
ormer' and other regal lots an, symatate dud pales to demo Mares...mad vatt. by SEC or the inTi3 suppemental SPC coverage To oblan <opy oh ay arm« <WM ve Aoy t Notat.
arches bra re each orribo:d todials/ ow - You can amen actlicnal rformatcaragardraa )ace. yaS Ensenat Adesor a
pleasesote as Mete
artragad lot The 'Teadate' oalann assents the tea used to 0/ermine the ,wrote ca • Revenue ~sand orldkional toenperation rot
~Irdrhartrtet Irate date valuenithedeer01teManatirnthat n the - n eddzeri to carrnmert on sake rd I Ils • I feet - franca' Somas MA The RSA., Dams
• Callable seeuriths. Bads and Oak that basis hr the minuteby <enlacing sou Fna-gul maned II cirm«Ice, web tIe datumsof mutual Senket A«cum BSA sod AMA re brokerage
the issue alb for cry ~ion wit Deselected Adenor hods tom <rents we rd's as aft lire men pro
accounts which wade access to M ~:entes end
inaarl"by lot Pun rang al semilies of tut - mid Nets estimed sake maybe ref lotted as teens Yin) (wants Iron, TbstrthlOrT ardor Ilwach remora -es wee, /Feitsala
rbras
ism hiS n our ran e or nomi** name IoW 14at priced' in several ~men: Ylte an rimed the mutuel lush tut we sell Teem and other !Mollie, bents. end pnanks
clients Cal feakee hones obisned bons third ~snare Mean Inn has not suppled or snare re basedon taro diktere combonerts. (f) ,,setered am" "oasts owed by in/Muted
pale rd es Koserys not gasstad Other <all unable to asugn a vats, hewn we become awe the rurat of sales by LOS of a pertb.l. mutual thedpaey Mine <anon, tea* cos~
loans ma, ono Muchcab aft"-, mad Øket tat enacts nre ha amredlhat nay CM a had fete. so overta and Ea the aswt rats of atncy ukkclutes of ',BS FranculSONK•s
nlonmas wit be Entirded wen reduett Pre~ke restled vala nu. tpanhon, a sten a bartsule mahof tyd lorry, have heed at We Wt/ at, Pain
• tamforet of &peek (CDc) <Di re FOIE nosed yaw nadd behighly s~re as to the vve en - Mat ICK mad • Tto ban/ guaramo• May low ntie
ma to 1.250.000 cencoal and raked eneran per el the tecunty - We ado« all haw alto wen, reeved ea; awl - S o R esc•-•xe Minsiown Amur,. Blaine«
ad
and per ~miry insnision, n reactance - ~miner al issuer, general men« or spans« omnibus waving sit n rordysen la turd« Stoke A«osn BSA, lk•AL and nlernitnnei Resarce
wit.n;OC ryk:. estinaled nits me a Om}arty estimed vats b rpm worm Mai ~voidr to the mutual funds Management Saar rertifed In, ~ 13, Of
• Pria/rahma run ci rtbed la multi and <AM braided the rats of the warty wit be dais" These Ins grime% se pad Irons ~ta assets n O65 aroma' Saxon tx
phtrirclt nure be h igher or beser than the price that from is priduse the nx,tualfknd and et a fiord dolly a~en bawd - VISA is • «gifted Vadenurk owned by Vea
1.0J would etualEr mesi w in the make trkes - 'DotriMens to Me' maredale retuned cn the rurber of X.COMIS at lire bidier-deakr Ihrtterbil~ Sehrco nuocuttca andused Led«
<tuned f rom Amy, party maces waikh we comae, exam or tan holding ntitull knit of that find farnly ken,* The MS Visa veal c.rds rd the U3S rim
betine ea te relable. but ne do not ante Owe - 'Crignal una wpnewe the obi °demo .• In ride:esto (omnseans rewind nonection debt <sch re nerd tyleS Sant USA web
accuracy price pee vv rd myna melee yeur cod taw wit...fit fah} a distrixece d ~ty «ends *NI permsson Iran yea u heap:raw! Al other
W• 9~4 use fhe (bang ake sawn salable a ▪ tita ardirdmed KS sautes re not tetrad on a is4 mown.« Y<Le Lnis to as dents. we »do. trahlarkt, rogceeed nlerniekt, ravtru, rk{ Yd
the franca Meted and ask tr itev ailed rational smut es wAngia. and are gem"? a•I acne women...rut thanrg con:am,t repaired serviceman, are of awe resceara
wc -asl et cny bifix<44 fa OTC .110.4 ad nee a they un be soa the peite Iran nary el the erturarre ~es tnaor eng companies
910.1shil "tred utry be less eat tapa thee maimed tr. artlyity<011litill. ^SIMS e ta eT9/1002
Lem street/Waded semiles me/beg...ad nn) a value "odd ri the eat" %Same arroanes a spawn of the Lni!nellnieftli1J11) IRS Financial Boras Inc Re E0M]
valuation inadd a the mast recent trite we wt. ~axe,.
Maned and myrar Whet en bawlmake price • Rannetedtsearitkes Fended remain gene») addtizn to commis ap mend fron the
a vale are not made etigble for Mark sale. litSEihtIC01 ~ow and tale of hate~: lom. we ana os
si44s the manar ;erce of the usworciod dad( SIM* recent n asset.~ nesene shanng
• the sr* owe, an n touted rate ate paye ret WornNo:Shim <kwGaonn a< well at
SDNY_GM_00325206
EFTA_00 197981
EFTA01307247
UPS Financial Sennces M.
Private Wealth Management
SUBS 299 Park AWOL..
26th Floor
Resource Management Account
New York NY 10171-0002 September 2018
Clue7cOSS5S97909le x14 Yi
HI II
Account nattier: GHISLAINE MAXWELL
Friendly account name: Iodise Check/Car
Account number.
Your Kneed./ Advisor:
SCOTT STACKMateLYLE CASNEL
Rhone
Qeestions about your staternent?
Call put Financial Advisor or the Value of your account
RMA ResoutotUne at 800-Fkie-ICCO, onAv./101(S) On September 28 (31
account 029023576
Your assets 46,709 56 49,671 09
14rit oEr website: Your liabikties 0.00 0.00
www ktocornifnancialsennces
Value of your account 516.709.56 3491371.09
items for your attention
. reolp prowl youneef from fraud and
review bank, credit card, and brokerage
statements reguLddy. Also. gel your free
credit report arnually from Sources of your account growth
www.annuakreditreport.ccen
Tracking the value of your account during 201$
Vase of your ,xcount
I Thousands atwat end 2017 141.94632
Net deposits and
714 vettelrowit 17.63594
Your ime,tnMt 'Mtn:
467 497 [wand and
41.9
interest ncome 58883
Change in
mortal value 5000
1.9
Vette of you &cant
cet Sep 2S, 2019 tAiti71.09
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Aug 2018 Sep 2018
Member MC 0.700030C6S60979Nn000307973 OCCO3 C018 030575004 'el 23576SSO 100i CO Page I of 6
SDNY_GM_00325207
EFI'A_00197982
EFTA01307248
SUBS Resource Management Account
:..:.pl(ernOer 2013
Account name:
Friendly account n
Account number.
- • 4 5LAINE MAXWELL
• inns.. ark r SC TIT
rissacial Advisor:
my' Y CA PI
Your account balance sheet
Summary of your assets
Valueon Percentage of
September 28 (t) your account
. Cash and money balances may include
A Cash and money balances 49,671 09 100.00% Your current asset allocation avaiable cash balances, UBS Bank VSA deposit
B Cab alternatives aao 0.00% account LISS FCC insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual fund
sweep balances See the Important ..aormation
D Fixed income 000 0.00% about yaw statement on the last two pages of
this statement 601 detais about those balances.
E Non-traditional 000 0.00%
Total assets $49,671.09 10040%
A
Value of your account 549,671.09
Eye on the markets
Percentage change
index September 20I8 Year to date
5&P 500 0.57% 10.56%
Russell 3000 0.17% 10.57%
MSCI - fume, Australia & Far East 0.91% 498%
Barclays Capital U.S. Aggregate Bond Index -O.64% -1.60%
Interest rates on September 28, 2018
3-month Treasury billy 2.12%
One-month LIBOR: 2.26%
CM3000003655899) MI000307973 0=3 091803057=4 XI 23576550 100100 Page 2 of 6
SDNY_GM_0032520I3
EFFA_00197983
EFTA01307249
Account name: GFISLAINE MAXWELL Year Amanda Advisor:
Resource Management Account
(*El UBS September 2018
Friendly account nano' Indio CheddCal
Account number:
SCOTT STACKMAHLYtE CASRIEL
Change in the value of your account Cash activity summary
Sepeember 2018 (1) Year to date IS) See Azcoure actnny Ulu monthla drat Stances in your Sweep Op= re rredubd in TM carom; and
darn brantot au. ;DK imutantornam to *poets PUBS Rank USA and al bank% partePahr9 rn the
UBS FOC Insisted Deposit amoral, n des not acay 10 &coinsal ues AG. starntoici 'Branch 51K
Opening account value $46,709.56 $41,946.32 pions ton pie: to mores rennet sweep fund hddinat but rot bank departs See Important enbematvn
!bout yout :lemon< ca the Ix' too one: d the &wren' kr &tat
Deposits, including investments
transferred n 4,829.16 56,552 54 September 20181S) Year to date (S)
Wrthdrawals and fees, Opening balances $46,709.56 $41,946.32
ncixling investments transferred
out -1,880.84 -48,916.60
Additions
Deposits and other funds credited 4,829.16 56,552 54
Dividend and interest ncome 13.21 88.83
Dividend and interest ncome 13 21 88 83
dosing account value $49,671.09 $49471.09
Total additions $4,842.37 $56,641.37
Subtractions
Dividend and interest income earned Checks and bill payments -1,880 84 -48,663 00
rot oncosts or Ides Steleenent, latablIty Of IntekS1 erd ClOOMCI Mane has been detenrarbed flan a uS Card payments 000 -253.60
tat ItTahrig peoptclne IMed vson the residence of the account tioicin, account tax. or otoPxt type.
scow interest anda drikndparnents mei not be stinted to United States (1S) ands Plano Rico MO
Income Usti The there monthly stale:tea is rot irterkkd to Ire used ell cannot be '<led tit ra Idt
Total subtractions -$1,880.84 -$48,916.60
posse{. Cleats snood *ler to the aotioetle ter reporting forms they receive flan UBS annually. soh as
the Fount 1099 axt the forms 480, for tai reporting inkernaton It is the Oratlitt Of UBS to tae the Net cash flow $2,961.53 $7,724.77
cacti* la reporting loons with the US Internal Revenue SehlIt 34 PR lrettury Deportment, and in
SuChlOnnS aCCurattry (leafy dvCera al or interest Attu e.*IT or last eXarle neat consul yOJI Closing balances $49,671.09 $49,671.09
inc/dual ta paperer
September 2018 al Year to date IV
UBS Bank USA Deposit Account APY
Taxable interest 13 21 81 96
arterest period Aug 7 - Sep 9
Total current year $13.21 $81.96
Opening UBS Bank USA Deposit balance Aug 7 $47,381 68
Pt Cr year adpustrnent 000 687
Closing UBS Bank USA Deposit balance Sep 9 $49,973.27
Total dividend & interest $13.21 $139.133
Number of days in nterest period 34
Average daily balance $47,282. 18
Interest earned $13.21
Annual percentage yield earned 0.30%
C.P700010365609.8i Ne7000307973 00833 031I3 030575004 Y123576550 100i CO Page 3 of 6
SDNY_GM_00325209
EFTA_00197984
EFTA01307250
Account name: GleSLAtIE MAXWELL Your Heads Advisor:
Resource Management Account
UBS September 2018
friendly account name' Inch, Check:Car
Account number
SCOTT STACK MANLYLE CASPIEL
My Choice Rewards Points from UBS
Rewash mints we reflected ass the 260 el the month cc rite sow busmen del it the 26th fel Is on a
wettendroliclpi. Rewards point atliiity (Site found on umw.utoccotonentthotes
September 2018 Year to date
Opening balance 7,594 7,341
Points earned 0 253
dosing balance 7,594 7,594
Your investment objectives:
You have identified the following investment obit-oyes for this account. I you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager YOU Can find a full description of the alternative
investment °Cy& byes in Important information about your statement at Me end of this
document
Your retina objective:
Conseil income & capital appreciation
Your risk profile:
Pnmary • Agg remote
thvesunent ehgristray consderation • Nene :elected
Your account instructions
• Your accent is currently coded Ice margin
• Your account cost bass default closing method is FIFO, First In, First Out
[WA:C*60;6550382 WM0)307973 00X0 0,16030575004 VI23576550100W) Page 4 of 6
SDNY_GM_00325210
EFFik_00197985
EFTA01307251
Resource Management Account Account name: GFISL.AINE MAXWELL Year min adei Advises.:
Friendly account name- Indiv Ched/Cai SCOTT STACK MANLYLE CASRIEL
*IBS September 2018 Account number.
Your assets
Sore Prot:. 'mete and Correa .dues shomn may be eciccniirrole M a lesset. Gains and iosses may rob
bee onad/ reflected se important mformeton 040000(rf Ste44,40 a the end of the dxurnere for
ince infonnalion
Cash
Cash and money balances
Cain and noisy 04440S may cluot avalme cah Weaves, UBS Bank USA avow ac(oum balasom UB5 BTI USA end an UBS FIX Initirol FrOparn Bank deposit mean bdaxes ewe Ifelletecl by Int FDIC WINn
UBS CPC trauma itogian8ani Barbels UBS AG Stamford Burch appal account Waxes artelmoney ap;ilubb Iron. but are not prattled by StFC LAS AG Stamford Branch deposit xcoum Wanc,l am not insured
matte MS ua fundsweep balances try F0IC arc se not protected by 9PC Money market Spero bilaniti ate weeded by SPC tot a* nil enuredby
the FCC
let the type:Rhea. olognAon 0000)X% SO44440 at the end ot this Coarnent rot *tots about ttose
Wanes.
(Venlig Wane Closing Whore Nice per shaTe AVeldge• 0nedend intent Days in
Siddno on Sep l (S) co Sep 28(S) on Sep 18 IN met peelod prnoi Cv aroma (1)
UBS BANK USA CEP ACCT 46,709.56 49,67109 250O00.00
Your total assets
Percentage et Cost Bummed Unrealized
value on Sep 20 (1) you; account basis GI anrod inccme (SI On Or IOSS (l)
Cash Cash and money balances 49.67109 100.00% 49,671.09
Total 549,671.09 100.00% 549.671.09
Account activity this month
Cole Activity Desoimion amount
Deposits and other feeds credited Sep 4 Transfer FM Y1 23575 0100 4.82916
Total deposits and other funds credited 24229.16
Ott Atlinty Desinphon amount (S)
Dividend end iaterestiacony
lamb!, onterest Sop 10 ntarost US$ BANK USA DEPOSiT ACCOVIT AS OF 0307, I 8 I 3 21
Total taxable interest $13.21
Total dividend and interest income $13.21
Oar Amount IS)
Sill payments Sep 4 Wehdrawal ACH WITHDRAWAL AMEX (PAYMENT .1,53672
commued next page
C.P70003006550103 HP1000307973 0C033 0318 030579:04 Ye 23576550100i CO Page 5 of 6
SDNY_GM_00325211
EF1'A_00197986
EFTA01307252
Account name: ONSLAINE MAXWELL
Resource Management Account Your Plietvidai Advisor:
UBS September 2018
Friendly account name- Indiv Checkkar
Account number
SCOTT STACKMANLYLE CASRIEL
Account activity this month (cent:nut-en
Dye Activity Cessnpson Amount (1)
till payments ( Sep 5 Wthdrawal ACH WITHDRAWAL UNITECHEAL1HONE -3994
Sep 11 Wthdrawal ACH WITHDRAWAL Saks Ant -302.18
Total bill payments 41.880.84
Card Items foe your AttentIon:
The new UBS visa infinite credit card is here. packed wain 'setup.* va.el benefits, wore rewards and mod of what you love, including ertraordinany penenaned service. Al
Stunting)), clad in metal Wit ubSedrireanfinile Or call us at 888262-1232 to learn Mc.
minivaan Permed Cue eihmeni Due axe Credt the Avalon,' Coon tine Oublancing baanCe
UBS Visa credit cards)
payment in formation
10.00 135.00000 136000 00 10.00
This etch cadIs ervoliedrn UBS Pey Credt Czed feat we and vAl automd(any te pad Iran don maim You t payment n schectrect
tor Ocicar BD. 201
We prow» ins infarnaionoe your uPS 'Mace& card sent- as stormily lo sou ire u8Snisa neat cad and account are Issued ty u8S Bank
USA UBS If* USA Stitt year tere tit BaemositOr Ina aCCOuni and you ;NAM mutt your >prim &cord no to their ingredient
WON not seclude your oritstairelng coral cad baance in the vain d your account wth UBS [manna Strom we
Otte Acidly Owrocon Amount U)
Money balance activities Aug 31 Balance forward $46,709.56
Sep 5 Deposit U8S BANK USA DEPOSIT ACCOUNT 3290.44
Sep 6 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 09:09 18 -3994
Sop 10 Deposit UBS BANK. USA DEPOSIT ACCOUNT AS CA 0907(18 13 21
Sep 12 Withdrawal UBS DANK USA DEPOSIT ACCOUNT AS Of 03111/18 -302.18
Sep 2* Closing UPS lank USA Deposit Account 549.671.09
the UBS Bank USA Depout Account b yam primer/ sweep contr.
CeP7C0C60C6558984 tr000307973 00033 C916 03057%04 VI 23576550100100 Page 6 of 6
End of statement for account number YI 2396 SS
SDNY_GM_00315212
EFTA_00197987
EFTA01307253
Important information about your statement
U2S French' Saxes he. (the firma CBS finned her Novaya no Ise thanCOdays ante te ton capes ty. A hal copy of the poloy we e amiable acre* a roans ale may not fag, pee wit'.
Soncm), r a memberof alpreopiuonty, a/laxity tar 'co Ine. ten dahrna co *to(h the tact or WOrutOJelt ethic.
and <eta axhahaes UM Enamel Sacks and US$ PrObitn”Patencl. • Moderate Wilma to accept tone me to pancpal ale
Bari, USA rte abed sklavciartos a UPS AG rd - Prone. was nano rd scare nand:eV any) Hatter tit SIC warden ea the tteoplartal tektite wow vat** to teat hot*, returns.
*Males of CBS Unseen U.C. Menem% frontal - Data* the .1108 004 wander you rwr6Ve COCAttle1gColy 10: • Anwase Wili-sa to accent Nit. ^*1°P"c" rd
lament es sealable upon request nenens tekutre *out ad span x cleat as you cal eel tear • Colin 'newt nun towaned by fun nanlid her wIst.ley to sect hey% roans ob. ten.
often are at blew A K rate a why panerdan )0.0 •C(01/11 vaLe) Ct. Fwd away ROMLin f Areal • foestnrentEAmbityComednsfon d peened a
dolman Services FOlemniolt anal CA mane grodAls, paten Nt. pontolo fa hat mart may nc1A•
blaS fairciel SaiCeS - horde thee:War armor of to waned error. ackedrsa web* sautes. and fd shwa of enflual carps. nohow, lamed kaaly and rag
1200 Haw Boulevard Ands moat/el the name of the scorn holder on valeta",
Weaved.% NY 07085 The Firm oe Card bpsnil nvestoa you, cemplsne the tcces of the ova or orals ant),
rd toll correct spy era prarptb• FOC Wswd VW, • in..estmem (creeds a nwsiment Merest, (e 9. Statement Thouseheldrie
IM flarwomnl ace i•ntc try officialMated Of )W moan"? la Want:Icon cad tramacto-a.l me tare tented patnenhps n1 whale Placements) hal are We fen tonoWleit oil read noun itawnwei see
tBS rnimeal Serval Kann' 0thK few*. +**91 mane thr 10 banns days to do tn. we eslla d( not macs/4 Lied.rho Sesames Act of 1913. the same **less n the sane selme. e.g. because
oM(d tattICKutntatt, toMseeng coracle.,(laenhorld poet ascots la OManent you the* le n mot. so thel • Corrnadtro <ratacit st, faaanonhargo and they ham enema who sbo montpn pig '<tel./A
Mt be relied LIgn I yOu bete* 'ha 6 react a *oval hint that me of Owmoney dreg tie tm. pr.WI metatecrerxisl. nr Wan haves toelfalt ielshomhvi vet other clews, at the wee eolge,a
amen okra raw" It mertdueely n twang to the tales Leto complete ext neesigaten ad "arniMitt CVO" comracts. and yar pref. to recent rod /OAS 'tremens mailed n
Bah Marucpr of To office teeing )W account • Deport account facto condemn of departs CBS operate renceopet, you trAr Mono howenabing by
fleece make all checks payable to te rem or the Ca USA, UPS AG U S traxha and bat n Ow cnInzy yo‘r rnanoal Arena
Alltaugh alMures dawn a Mended lobe atantlo. fnancialasinair edcacedcnIv Inn* CO Inc ICS awedDeposit Program
Italemert data *a.* not be used fee tae rowan fay 41.11•1,10 In *aeon to .guar accotre foes. accounts The StPC protectors end IhessWetmenlalpetatcicat do Friendly &crown name
stenrs-mid lams, be. Form 1099. 5.198. may be 9bect toman:trace ftes, chats to late cue apple tothese assets men if they echerwee appear Rty NM*, Emu* nal* a fa tuntcamtable •YuckntaTa•
I OAFS. "Ow" ream,Pau ly mum the Fein perm fa secure.; purchases and <harms fce , pad an you statements The WC protection and the diosen by you to asset you wth your reccadkeeptes t
reputed by taw *sepal tote RS alluvia. *Maack. rant mash stank Account that ate roanefernd sonolornteest protection do eat protect agar. Stages he no legal <flea on your accost. is not mended to
rtoortebbortscibh dnedends and eatable almn tooth. mietaiecas rnay be wheat) a nr61a lee ate matt volt of you a/enemas (*hetrr as a relied a sumo* VOA* ottorrnmaMon.
caned on sweet held sour anent net CnOCtt* MIA *larks movement. raw br*npeya mesas* cbjectree a rd profile associated web poor
on 1* UMW pen. 1.4 (04 basil Onomencovered WS Sweep Options phew.* ICCOU4S. and es not a promo> or guano that wrath
wanes. ke sweetwo (doh boat to bark
IRS often options or ary fraternal muh an or wit be *my* Al
depose =oat at ren-ailliated bays and ahead DividendReinvests.* Program 03IBP1 atodrnat .who tea* d tax, etbarges nag of
Carmonkathre with the Finn e arl t and meaty Markel mewl leak (Money Cure*
• MOO ft.CCefieln irriaalecernacattons n manta Depose %COAT{ at MS Bare CIA andnr aftArced The Piece rettalfd n en .1,1•Nt tea. YOU May Obtain loss of the antic nominee* YouGmchange pots
the aloe, pro. Egan ens Ilunc.lAeena Onle whole handy accost names tarot* °nine Sonny* a by
lofseetattr prate you nat. rx1xla youTi tanks particiatchg a the UPS FCC-lured *era see puthased under DRIP. partial shoes toll be comactaa you Fria tat Adasor
sale To SgNays V•44Cf Pf0141(1•241 AO CS A) Prostarn art MC-anal re scarce wthcrc irule: sold andthecash all be deported a your scam The
• II Tonna. now°, on the asp leer to re from Foe IT riomuton, please est MOO* Iticre. 049,4t dredged newest/nem ape woofedhi the mu.my Mesa overview
of *et 0.114mall a nor leSF•littitl SMACK IBS scout a UM AG Slaked Bah aldwes of diner Nan the mat. VC* at newt, to Pas' sham • Vete of you ecc000dpartio* Net of ashes and
MANI S•nreA4 cartes your arum at (halo Vary Funds Are not awedby the FOC. re sot,
teas by areasnent •vih the nekated r01.14 • Auto. Modes asiabble cash beats. Yates for
we reformed 'dad the rebeenria 1.6 4, 700 Ea deposes se not protected by SIPC Monty had Cash-Mies
. the X(atil h ty late. )01/ lads and
004•Wil shares ire probated by SRC Ste "WS I aancel Stakes festritted taut* (est ). and Cdobal Tent Denotes,
Olt whole terms may be held a you acme, d you av venhadmai to market and cense, 06101not held
weades se localcd a UBS Carnal Sewn and not korai Proketai below. Killed to. pa elms. se a fetish of a &wand partnere by Le a nn Dots not nark usaccd seositerinatis
the nodarg brcta ad yaa ens. mike a .pal or ~roe. the Fa wR eller seal pled at al at the nda the peer and omen =sterna *rock. a
of sy ma a ammo to both Ira upon )ave...Kt basica nhe bat alum may be prce a accept Si ante// doettmend ha a
wrhdram, and shwa of a Marry!aril may be was aestmonts. ueestod dock opens and
• As daviaed ate 4Cta..4 XrCtrent5, you mat etoVad claimnay. ard (tufa yoke K(Oled feerceabk dock axone
notify seta any car* oe am3 twang &acts leiackled. and the meet& rend to '<versos • babatet MLitt debit Wae . oustring man
retied* on your fl ame* ...that 30 dip *or el *VI Wyrd on mos. awatt objectives loam. crodi Ire, that accan as:
Maeda Tld• "oat* The retstnet <beams sdnsk Fedi* art wade to
• MOM Ono (WOW.. “1710441. a KIN*. to the Cute nfainston abau sealable sweep °pions. • Cathe•onoy baba*: Total of aware! hatable
oleo account and Tway between yea scores cach pla &poor totem at attuned and
arm% Clam Marlon.DinatlYsint at NI .752 • lg) aclAran <urea enteral rates andyields. es notable al Nab adwo the am pronealbr Wrda9 of a
toUree a to00.35.9103. BODA.M. to 6.00 war Uas oafsweepwles. homy. Fannul Achiscr renatflood bares, rd moray mad.e ma.* end
011/ d'alft 41 so, lardi mamma sweep baleen. a the eland the steam wed
IT heady though Folly, a .n *Ana to te5 a try carne BCO 762.1000 neaten-re obeetnes fa tech accost held yOu Nacorraelty credit balsas pal sakes st
Parcel SteaCtI Ix.. (font Rita/OM Department. choose ore a Wet olianing mama clajkters nor stortopreed from <eh. babrxes ad the Fern ay
PO. Bo. 766 then Cly. In 07081. UK financial Sere** mount protection • halls< Current Income treatment tang the
The Fern es a member of We Sauna neon Pnatencn toe 011of these knelt he °Mary cora of et
• Al Mamas shall be darned correaktt ad accuse pareica of name aly harem Thew fah payable span your demand.
ii not abettedto n arta wino CO days Con:Keaton (SVC). which VOICIS Wig4*; custaron • Arbwe.C.yartriAopecuren imminent seeing
of *mambos to to SS00.000 (enchain; 125400) for fan total et aided en the curare pad <kap •objets
• fa TTY streets. Cal Ile4412.096Sot Ira outside Growth of amps' tech. Inn the reran a
the U. 04121:11.357.149S dome for cash) typlanatory tecawre nobble rpm
nCOmt
• II (10e of roll a 0.e4CretIA an thdreeK 'Mel a of me. See ea The SIPC owl 'Medea • FicatAmt Comlonatan *Menem arakatoSaf
lints ;pee to al =outs that you hold a a pakukr Leming infer/note*
Its-th tame* OM WI parent a IBS Voss debt APP.< tenon lemsliewnt 9*MSboth the contra/rat Foe *laded *carnation on the Fitt tendrg pactos
<a Trisha, cal 800762.1000. Of WI* so UPS <soar' of /Nat tal growth of principal
The inn, together with <elan *halm has abo ad dsclosuti ref. to Ku Chat 44rocinsit
rureul SifVCIS tx., ICOO Raba Owl, 6th 'kat Agreement a Meant Apernent al It* Gtneal
Wananten, NI 07086, Ann RIAO/BS.4 Sawn psd, a,•cl iupplerrontal rasa* The mamma
amat payable to **yde chat cottony b meat Overall riskier/ante Teen rdCo-efetons. terS Statement a Credit Practices
tee proleclan 41%0 indab at of Decanter 10. 2016 • Comensea Setts to roarken ode, pto* tote aile4e nAyreeererb mei reabinein
Cellar/Me as $001X )0J <a.1)oa het/ yaa Supt.° to to pola conal am and Intention% can et ban tide and whisky to the awn metal. men el yew..bcenmaareeaanfleibies
statement a recent es own) or 6you need more that env* the accOincke not *mane yaks*
nionnateesat'au s teal. On the statement a the Fem n further notated key:, to SI 9 mlIcet on the
swept The Fan or Card basun arolcale) arecele foe all pa alcoves held en a pal(ular
SDNY_GM_00325213
EFTA_00197988
EFTA01307254
Important information about your statement (COntlbuCd)
Yore meta - Certainminers may ippter wavy! a ate and restricted stock lor ~pox., of rho itSentolonbr To luting lor teendow deektrort vberg ard
Vas ntemn drives mantes rd otter asses held WA tow as 'price was rot ~We' a se re the (whet that onweed levees are cagbie ICI sal, •cbracen
nth.reel at the ved of rte ilareal prod You enable to obtain apace for a unsay Ma vats Mond Iffy' be oixunteala fee !hart the - Our altbate ale* receivotradrg orrenmmis ad
ow ad, for *hop& luly pad stones s ry Inv - Deposes cr sense es Orewnaled n orrencsas rrpAel Is shown other comers-+n herm n& had: at rourance
You ma/ Wawa iaturdn used at loan <otter& aim oter thnUS dotes re refinyof at the (whinge <0•10"K Wet COOSCIS tre CkafkV»
Met ally bore due caw them Ary wet be re* at 01 the natement &It • Est (estimatev brans. current yiakk ad min. — We regent consent& en Iran LOS Be* USA. UBS
wandered to the firrn dåna the statement prof re - Fee <sun segrates radig in~on, diving An 451~01and Kane i< bawd on current AG Stortad Wench ard it:nail...end tarts
bled el made yaks as of the end of the statement denomnatens, poet and ~rely Ere war) nay dritleal and nitre0 rain, aimang h se<trbes sen PØ our cash sweep froyarm Tse
peed haw been actuated to proper valuator. be held fa ore yea hornstatement due or until compeer-It kei may be a ~Pry per xcosa fee or
• Coinberait In deteminng the <et taws of The TO *VanC~ 0,004itens. when sal lak. coated ~tray. Theeet/NW is veta *widow, emery nyt bel percentage d ~age day dØ
*cute included n the statement where Heated ycer Inaroal Actoor and tOneelaecliMOMe re not guaranteed balance
wth the turter'I,' Les FrancialSen<st herded - Estiebecd road :wane and <treed yield la
•Sormalh:n <Mar".hom tames otre Os, Les • Private investments end ~cased products. certan types of ~gips toad include a (nun of Activity
Cowed Smote. ay niconation km another Imam reervnow oodles (einbog deal p-rcoal a caper giro n ^NJ', cite the et Wawa!~ wordy cpwritepons and other <huge
Irma Nr you ny haw wordedto you' Ina-cral pat c pa an progratt animal ant. freestrmet trut income la-.d current yekg would be ~slated nestred n (ceruffluce, win the ....0ifen el trades,
Admix The Pam doe not ndepercbrely verdy some!) ard steixtradcrodxn are gcreaty heft, - &mated 'weal nov awl «mere yield swath* rebid") cad ran Warier.; Nairn reluderd on
g.hltlillet the ro.rxy ry elonniatas tryt Certain.0~4 prodris Ns rot been actual Mone and peal vevja be laver et hgtvar confirmations renew* tented to you, and mutt
crowded ty same other than LDS? tuned Sieve«. registered wth ihe Staven and Enlists the, the *stew«) arecontt ✓oided to >co pompty onregats:
In»Sit^ akhoug, Les inrc Serve's general, fotoreima iside my slate ~ill., laws We - An estimated ~lied ncorne(dvdmd antr
oden to ramn Stas t o mewed the arm '<aide etiolated vales for privet nanny." Steen) drreled Cyme<mrent make Sheet willeg
does rot creek ry onyxes *al the rimed*, series and ~cured proclas foe acme!~ war/beige balance e bawd on the lan dedend t you re engawd in short seng a wonky. yaks may
~Con bee' and 'I eked girlloss' o dispose ork Ac<urary ',not 9..74nteed or :wrest payment mock bi Ow otrer and tev adage d..• to <nun twrrowrg cosh fa that
accurst* at of sodded the natemerc At such, - niela value may dale. 1.h...tumuli, han pen, d amine fs wositieldepasie ad be held lyre • (turd,
plow da not irial on fin mororatta man arry, at arch a pirate n.drnere ...Currey Ce year Peon tie flattener* date a ~sty.
pathos.« tale bosons, adIT ~se a StuaufaS prodact maybe beep or <old awl do Many co-erued paid re not guaranteed. Open orders
*thew. Amur,Untried tothyCm met not temady re:inert the rate you may mows AireetIng open or • geadldhcanaled* codes Psi
felled grabs, donut«, only lot tee peal of ton lipids:rat • Asti opt held by VISFinridal Sonnet Cailael Mairoe totust by the strewn", dale. open buy and
tine they se held at Ihe Fern More historical - Thud puny tImalt of vale r! at of Conan tetet re not Mk by Swam and nal well ch. tel slopcedes ate reduced ty datamen of chi&rds
utaltan can be added by yas taco, AdMos. date ad are sampled to UBS Farce& Stokes on 4 lent ~senor <gavot These assets se ante on an etbiderels or nekhb ewe antes,
• Unrealized winallossa When date is bobble. regrAr baseby an ridependert vat-dial len displayed On eel statement for thrones:in& instructed ~rinse by gat You are responsble for
Wrested heserated are talcutted kr - bast, generitIPanwr a wan estimated nix, 'mows orb, Poste" and vatats ~tad are aden out re ~cued de to yes false to areal
(ducts), sewy koti The transitKr data for try, re znagSed toteFim by the =tr. ;worded by the eving fen. UBE hated Starene ~ling open coders
rastut bes myr may net tel lett tannam gensel para a mower ard may be tatuated net reanslak for PS ~wen anddoesrid
dtarge refer urry toorgriaxw ~nu based on Wotan rikerrucen Iran that aced by guarantee es revery. Thew amen se rot preceded Onven.
Orndend and deer fer,.~ lots awl sagenate avd pages to denne ter *mowed value by WC a the Frees tel SPC coverage To °Gana copy ol ay one Chem Emory Nate.
~thaw Ice re eachcombo:A todeals/me - You canolden ad ursal renneon regarding please «enre >et ironer& Adesor a vet our webs ise
~449.4 lot nn Tea die." <Øn presents the the metodsiip vied to drawn. the «Ovine cl • ~me ~pond orldkional tomperreartiow www.nese^erww.wwwwv
<r~ 11n~ Vaticdale value and the deie of re "tonne/ix, that n the - n a:Mai:nee «ampere on sales rd I IS • I 4a+4 - UPS anion& Stowe it rot a bra The ReAt Rarest
• Callable. siwurithe Both and;related Mork lb" basis kr the 'menu,. by ~rug you Forvri fe<vwd n ccnn«tcn web the derottecn of mutual Sets A«cum BSA tet AMA se brokerage
the issue alb for est ~eon wil be selected Addpt Ind to Cu' dents we and« ox allhaw feces accounts wheh lovde access to bar* no tenets and
irpstalyamt Iron roceg ar sectinbes of that - Tyd party wain-wed vireo maybe reflewd as inns varg own ents Innen eletrtutors ardor ~Is
Me d Pro*, srangerrews pro wet, &filmed bras
raw n ore nacre or en nomeie• name for car 'Na, priced' in serer& seurtew rasten almond the mewl aunt, ere we sell Thew restrict and!hit.," bail and roes ha
chants Cal kaki,~bon i obianed loom gird ~lam wbaxion Innhe not adopted or snases re based on two deferent component b) t annstYPookicts Owed by ~teed
parses and as rosary vs not yarned Other <SI unable to nØ *vats. Wen we bear. are the secure of sales by I-05 of a perte-be mutual lewdpa-1y rimawe companies *rout„ cum
loam ~semi Muchcob affect yel Ølet tat 3~mat ewe hex rooted tat myten land fame/ to our dents, and ga the ape rats of a agency (f sloss of LOS Fharicot Stake hit
nionnactriml be prOnfed ~regent Prestott, reported m0cawnen. or *ken a ~tuts versant tadIsnys sham held at Se em ty Irria
• brosaker of depook (CD.) agt FC*C nosed yaw nokid nirytme de to the note fern - Mat ICK Re nosed • Ito bard guravire May low vats
ta to $2.50.000 n pencpal and ar-OtAd ritirin gee el the wcuray. - we and at alilwt aho re(~4, Newt rg awl - Minrsenten Attar*. Burnet
dcpcottr and per depasiory nation, orcordance - Whenmiter al inks', genital pre« or spans« ants prawn) tit n tomarsen Ice windy Stoke Kean BSA, MA and eltreltered Regime
wth FOK mks. estiwaled were nor *IMO-piety es/Matedvela h rpm wore that we pow.* to the mutual funds Manaretal Accost se regotwed saw«marks of
• liriateake pee ittpthed la waster and other provided the eels of the teeny oil be diadem These lee geettly re pad loom meow assets en 1.85 Fawned knee ht.
prodach may be hitne or be« than the pee that Worn is ~ate once to ~Jai fund and are a hod dolly omomen based - NSA is a reghttred trademark owned by Vea
1.0J would itctualy mew in the make trees re - 'DWI:aliens to dote' may reltde 'earnt on the onto of xcomis at the bidrewdeakr tandert Sehxo Associate., and used tole
&tared ftons wows red pony orates whoh capital, ream or bad. holding tusl knit of talked1r,, km* The MS Visa coedit cads rd the U3S Who
betiew ea be releble. bait es do not gurantee taw - 'Øyd ung see' man" tat ma utveng en addcen to oomnsksions wowed es connedion debt <ads re issued ty UBS Bad USA weh
accuracy price pre W. and may nee relied yes cost base wit, /he fah) or derby'« of snury «nitres ref perm:won hornvisa U SA incorporated Mother
W• 9ewhEY us• fbe <bing Poet sea tiled co - CVP ref trained MT wastes re not Intel an a ant merravl bast ants toot den% we ada barmal,(agreeed VA(rnekt, Wye. Mark{ and
Ihr med. of cm act and ask lure lor ailed nitad settees ~it and are genic* ow "law pens revaru• Poring <cementation rite« eevee melt, reol let reptant
secktem4 rd Was a ceby Mints la OTC dØ nd e'en 1 they can be sol tee price hannsyt IN criasexe <orngurn.~sting convenes
tomenn rt<wwd may be les ear, te par thee eiximed tat reeety «nit:Kal mNits ei the nianer
tans stn.," traded seurnes ~Merited use). niVt(tOWStd n the rast ,tite.*[. «entries« spawn of the Lisa ~Amen nuns lAS lesardel ServicesInc Ree. EOM]
valuattn Øa the most recent price we sedevbae.
obtained and nuy tol reflect an actualmarket pee • %Sidedmaritie Retarded seven 'gene») Sn addtion to (ompeonree wed from the
or vale are not arrry etigble tor Øc sale. USKfend ~ow and ash of ItemSNies Lot. we ada os
Saw., rates on. meal one oftetnenreØnØ affilow wet a eset.bared teens shanng
cd the arm case as Pi Spied rate late payment Worn eke:Pates cicrburr at nil at
SDNY_GM_00325214
EFTA_00197989
EFTA01307255
UBS Financial Servce€ ex
SUBS
Prorate Wealth Management
299 Park Avenue
26th Fbor
Resource Management Account
New York NY 10171-0002 October 2018
Chloc05789951 1018 VI 0
GHISLAINE MAXWELL
Account name: .HISLAINE MAXWELL
Friendly account name: Indio Check/Car
Account number:
Your If neaciel Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Quenon *boot yoer statement?
Call your Financial Advisor or the Value of your account
RMA ReSOur«Une at 800-FtMak- 1000, on September 28 (1) on October .3' (1)
a«ount 029023576
YOUF assets 49,671 09 47,173 92
Mat oar website: Your liabilities 0.00 0.00
wwwtcorNfnancialsennces
Value of your account 349.671.09 $47,173.92
Items for your attention
. Help protect yourSerf from haul and
maw bank, credit card. and brokerage
statements regubrly. Also. gel your free
credit report annually horn Sources of your account growth
wwwannuakreditreport.cont
Tracking the value of your account during 2018
VS* of put acount
I Thousands abed/ end 2017 $01,94632
Net deposits and
716 vetedraval, 15.12856
Your imesment realm:
897 47 2 Omdend and
411
interest ncome $9904
Change in
martat value 1000
Value of your accotrot
an Oct 31, 201$ $7.173.92
Dec 64 Dec 2015 Dtt 1016 MC 2017 seeima Oct 20, 0
Member WC 0.70003005713995i rar7000IC.33880C013 1018030575034 Yi 235765500000GO Page 1 of 8
SDNY_GM_00325215
EFTA_00197990
EFTA01307256
Resource Management Account Account name: GHSLAr1E FAAxWELL Your Anemia' Adviser-
UBS xtober 201:;:
Friendly account name.Indiv C bethCar
Account number.
SCOTT STACK M AAILYLE CASPIEL
Your account balance sheet
Summary of your assets
Valueon Percentage of
October 31 (1) your =exit
, cam and money balances may include
A Cash and money balances 47,173 92 10000% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives ace 0.00% account, UBS FDIC eared Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities ace 0.00% account balances and money make mutual held
sweep balances. See the Jimpottant information
D Fixed income a00 0.00% about ow statement on the last two pages of
this statement sot detals about those balances.
E Non-traditional a00 0.00%
F Commodities
Total assets 547,173.92 100.00%
A
Value of your account $47,173.92
Eye on the markets
Percentage change
Index October 2018 Year to date
S&P 500 4.84% 3.01%
Russell 3000 -7.36% 2.43%
MSCI - Europe, Australia & Far East -7.95% 486%
BarclaysCapital U.S. Aggregate Bond Index -0.79% -2.38%
Interest rates on October 31, 2018
3-month Treasury bills 2.33%
One-month LIBOR: 2.31%
04,10008005789e52 CAT0001EONS 0003 ICH 030575[04 X123576550 000000 Page 2 of 8
SDNY_GM_00325218
EFTA_0O197991
EFTA01307257
T Resource Management Account Account name: GFISLAIFIE NUO0YELL
Friendly account name:Intim Chect/Car
Your hnencial Advisor.
SCOTT STACK MeanytYKK CASRIEI
October 2018 Account number.
Change in the value of your account Cash activity summary
OctObet 2018 (t1 Year to date IS) see Account activity ow monthlu ileac Balance[ on yew Sweep Opaca are ondu6rd in tee apemen and
riming a anta 'Sue FDIC 'mutant,. appbn to scam at UBS Bank USA argil bank; partcpatorg intro
UM FOC rowed Nixon hymn does flu achy 10 &Costs al UBS AG. starnioia bath. SIPC
Opening account value $49,671.09 $41,946.32 protector, apaie: to money rrobet sweep fund holdirqibut not baM depends Seeirmartant tobrmatsan
about your :tremon ca theist Mo pope: d th, document kr deals.
Deposits, including investments
transferred n 328.91 56,881 45 Octobe, 2018(S) Year to dab (S)
Wrthdrawals and fees, Opening balances $49,671.09 $41,946.32
nckading investments transferred
Addivans
out -2,836.29 -51,752.89
Deposits and other funds credited 328.91 56,881 45
Dividend and interest income 10.21 99.04
Dividend and interest none 10.21 99.04
dosing account value $47,173.92 $47.173.92
Total additions $339.12 636,990.49
Dividend and interest income earned Subtractions
Checks and bill payments -2,63629 -51,299.29
rot ouroses of Ms sUlenent. Imablity d inkiest eed dricknd income has been doemined (fan a US Cash/ATM transact ons -203.50 -203.50
ton nornr0 Ruslotclixe Baled caw the residence of the account WOK account bp,, of pnyoxt bye,
SCETtt interest endow dri*nd Darien's may not be stolen to brand Slates (US) ardor even° Rico (PR) ATM fee rebates 3.50 3.50
income Una The then monthly Patent( Is MI intended to to used eta cannot be reted upon for lac
NIP:Kn. dents shOuld Peter to the arc Kale lm rePteting fOrtn5 they re(eike flan UBS annualy. such as Card payments OW -25360
the Form 1099 arta the Porno 480. for tat remitting infarnatco IT is the Ptak. 01 INS to la the
Opli4301* to( opening loons won the US interns Regent* SRMce and PR beauty Degortment, at In
Such SUMS accuratby basely drama amt IOWA alai eierrpt or wave meant Heise comb pm Total subtractions -$2,836.29 -$51,752.89
indodual tat petparef.
Net cash flow -$2,497.17 $5,227.60
October 2018 (SI Year to date (5)
Closing balances 547,173.92 $47,173.92
Taxable interest 1021 92 17
Total current year $10.21 $92.17
Pr or year adpustrnent 000 687
Total dividend & interest $10.21 $99.04
CPP700030067099S3 NP10001€0388 00033 101803057500a Y123576550 OCOCCO Page 3 of 8
SDNY_GM_00325217
EFTA_0O197992
EFTA01307258
Resource Management Account Account name: OWSLAINE MAXWELL Your Financial Advisor.
UBS October 2018
friendly account own'Indiv CiiecliCar
Account number:
SCOTT STACK moat et f CA SPIFt
UBS Bank USA Deposit Account APY Your investment objectives:
You have identified the following investment Otriettryti for tins account if you have questions
rarest period Sep tO - Oa 4
about these objectives, disagree with them, or wish to change them, please contact your
Opening UBS Bank USA Deposit balance Sep 10 S49,973.27 fnancial Advisor or Branch Manager. You Carr find a full description of the alternative
Closing UBS Bank USA Deposit balance Oct 4 $47,373.92 investment otlectives in important information about your Statementat the end of this
document
Number of days in interest period 25 Your return °Neale*:
Average daily balance $49,510.15 Curialt income &capital appreciation
Your risk profile:
hleres1 earned $10 21 primary • Aggressive
Annual percentage yield earned 030% Investment eligibility consideration - None selected
My Choke Rewards Points from UBS Your account instructions
• Your accotnt cost basis defauk closorg method is FIFO. First In. First Out.
&weds punts ace reflected as or the awn or itir month or the prior tunnel, day if Me Zen tale on a
toward: point =linty China's (Xi be round on wriwutacorrrIonInortivern
October 2018 Year to date
Opening balance 7,594 7,341
Points earned 0 253
Closing balance 7,594 7,594
CNPTOOTECOS799954 rreT00018838800003 2018030575004 YI23576SSOCC000) Pegg 4 of 8
SDNY_GM_00325218
EFTA_00197993
EFTA01307259
Resource Management Account Account name: GHSLATIE MAXWELL Your Rwanda' Advisor:
Friendly account name' Mary Chenkar SCOTT STACK MANLYLE CASRIEL
Account number.
Your assets
Sane boat +mane and Carol roues :hewn may be 40rOsimale: At a RUA. Gant, andlOSSeSmarr ref
be arumeely reflected See imported inktmatecn *out Axe statement a the end of ths dxumere for
mem ,nlcueurice
Cash
Cash and money balances
Cam and news bee -Ku; may ((Krum. avalarie cash balances, UM Bar* USA ramosn account b axes. MSS Bast USA rod ell OBS FIX Inured RoganBank *pout scant Mums art muted by t he FDIC MIN.%
uBS F Muted RoganSank farms. uBS AG Stamford Branch atonal account tans and mosey abatable imts, bin are not protected by WC uBS AG Stamford Branch depart xcoum baances acv not enures
makel mut ua tuna Syreess trataXes by r01C and ae not protected by SIC Miley market sweep balances ate pecante0 by SRC but 4.4 not mato ty
the FCC
See the importafltolonnal,on Set )our statement at the end of this Women, for detals about those
tetanus
Ccenag Wax. Clam.? baince Mee per share Average Gulden/ tautest Days rl
Haring on Oct 1 (8 do Oct 31 (4) on Oct 31 (t) rah period penal Cup aToura (S)
u9S BANE USA CEP ACCT 49,671.09 47,173 92 250,000.00
Your total assets
RKentageCl Cost Btmateel uncerrizecl
Taut On Oct 31 (5) )Our acc t DM (I) aflame ' ,Kerne (51 wino( loss(,)
Cash Cash end money balances 47.173.92 100.90% 47,173.92
Total 547.173.92 100.00% 547.173.92
Account activity this month
Date *Minty CMCISMCM Amount It)
Deposits end other fends credited Oct I Transfer FM Y1 23575 0100 32891
Total deposits and other funds credited 9324.91
Date Anicuy Cesurptcon amount It)
Dividend and interesthicome
TaAabte 'fleetest Oct 5 Moron U8$ BANK USA DEPOSIT ACCOUNT AS OF IC104118 1021
Total taxable interest $10.21
Total dividend and interest income $10.21
Dde A:t AlneurlIS)
NI payments Oct 2 Wehdrawal ACH WITHDRAWAL UNITECHEALTHONE . 3994
continued next page
ChP 7899SS FM000188388 00033 1011303057500e Y12357655000XCO Page 5 of 8
SDNY_GM_00325219
EFTA_00197994
EFTA01307260
Account name: GHSLANE MAXWELL
Et UBS Resource Management Account
October 2018
Friendly account name- Win 'fear/Car
Account number
Your Pinenclal Adviser:
SCOTT STACK MANLYIE CASRIEL
Account activity this month (Continued)
Date !(bney CtscOphon amount IS)
till Demerits (continued) Oct 3 Wthdrawal ACH WITHDRAWAL AlAx EPAYMENT -2,596 35
Total bill payments 42.63629
Card Items tetras Attention:
The new 005 Visa Infinite credit card is here. oy.ked wtherctusue tint benefits. more rewards and mote el what you be. incIrcling extrzodinan V Demounted stoic. All
stunningb, clal in MIS Visit tbs«ffivesanfrim a al vs at 883762.1232 to learn mxe
TiarnabOn Potting
date date Descnoton nrount CS)
Cash/ATM transactions
1.85 Vca credst XXX8 1602
G MAXWELL
Oct 16 Oct 17 CASSICONNECT 4203.50
ATM FEE REBATE $3.50
Total transactions -$203.50
Total rebates 53.50
Thew at tranOws 10 UBS Bank USA to mow CashCornat Cash Advances may with your UBS Visa melt card Thew CatConnta nano tan
Most incur any Mance charges a ran athaxe ten
/animal Tweets' We Payment Due Date Craft Inc Avalable C red' tine °animating Koonce
UtIS Visa credit awns)
payment information
$0.00 635.000 00 135.000.00 $0.00
TM croft cad 6 totaled h UBS Pon Great Card I tature and wit aumnatcaly to pad Iran yaw &acorn. Your payment 6 smetVed
tot Nwerrba 20, 2016
We provide thi infonnavon on your UBS visa credi tads day as a courtesy to sou. The UBS Nsautat cad and account are issued by uBS Bank
USA UBS Bs* USA seeds you the offea oaten-al lathes acounl ond wit, staid mete your pasment eacoming to cheer snitructions
We do not lard mle your outstendng anal cadMance in the vase d you account with 085 Rnanos Services ire
Date Adana Oexcipticn Amount (5)
Money balance activities Sep 28 Ilakilece (onward 149.67149
Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 32891
Oct 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASO( 1002118 •3994
Oct 4 Withdrawal VBS BANK USA DEPOSIT ACCOUNT AS OK MONTE; -2.59635
continued next par
0.70006006789956N, 70001883138000:0 1016030674004 Y123576%0 CCOOD) Page 6 of 8
SDNY_GM_00325220
EF1'A_0O197995
EFTA01307261
Resource Management Account Account nem.: GI-MAINE MAXWELL Your Mundt' Advisor:
Friendly account name.Intim C 11C
UBS r::\:!,:c r 2ot s Account number.
SCOTT STACKMATILYLE CASILIEL
Account activity this month (continued)
Ode ktmly Otsotftlen Anwuni It/
Money balance activities (cantirupEcl) OC 5 Dap001 1185 BANK USA DEPOSIT ACCOUNT AS Of 10:04118 1021
Oct 19 Withdrawal L/85 BANK USA DEPOSIT ACCOUNT AS Of 1018118 -20000
octal Closing U.S lank USA Deposit Account $47,173.92
Ito UBS Sart USA Oppoot Account or your onmary :weep caton
0.700030057099ST HM00193388 00003 10100305750N xl 23576SSO 00000> Page 7 of 8
SDNY_GM_00325221
EF1'A_00197996
EFTA01307262
(SUBS
Your notes
CteX0C0005799950 NP, 000189388 00X0 1016 030575034 Y123576550 CCO000 hie $ of 8
End of statement for a«oult number Y I 2396 SS
SDNY_GM_00325222
EFTA_00197997
EFTA01307263
Important information about your statement
IS Francis' Satan Isc. (he firma UBS finned hear Morn stun° Its than CO days ri m de fon canner A hal copy Of the poly terdirg it amiable recent a fauns and may not Into Pr• yak.
Sonoma. as a muter of alpenapiuo.nty, canna:Sty ant year We fns aaterfure on st.ch the nee or Loon mount frtfalfeef
and options ntha-ges UBS Enamel Santos rid LIBS Problem *Penal • Moderate Wing to accept cane n6» pnncgal and
Bart USA an rdrect eLbscianesct LOS A6 and - hood. sox name and =are nunlye d any) fleeter the SIC prceeclon roe the ttoplantetal tole*, sane yinfey to seek b4 rams
stelae, of WS Saunas MG the rim's trawl - Dna be Ina NMI a the wander sou sokilose praecharsgply to: • Aneswe Wilhp to accept I.4 1"t 10 cantos'
ttnwe it nobble upon request The'em's ennutre about and 0pLin *chit, mytucalvehl )co • GinnInnate than candied by fad molded rd
Ago sobbley me u•l. (nun ow tent
°floes are blown K an arts why pa needinn )oar A(aY( vela) bat hod away Kan1185 finfrewl • fralmtuttfAgotty Can:draw. f taloctod, a
riormalcn. Services doe handle anal CO instrexe sedan, paten of the podia° for that rate* may valud•
inatel SeniCeS kx. - Provele the dollar ann-nt of the expected error. nckdrg drub* arrutes. and li)tharts a mutat carpi*. cualeg.H, lowed Women and Tara
1200 Barba Boulevard Ands regatreel nest name of the rove holder on wanly
Weehardln hi)07COS The Fern or Card busied nvestore your <emplane the becks of the our a enter an-0),
rd wal cornea any armprarptb. For lesord awn • imestment carts a thesiment Merest, (e 9. Statement Itotoeholioner
Tha Itawnwnt cal:4,44M the ore, afoul wad of scy rnoth-g LCISVaaockbo cad unsactom. l *4late tented patnenhps rd aerie placements) ht re We may cersto-dalt fit rotated account itaWnweemth
Fnirxial Services ac<ounl CNN. feast. steep' crone than 10 haw day; to der tee. we maned( not rog=ere! under the Secunthe Act of 1931. the same means in the same ernekpe. e.9. because
offs O, th0OCkidnIntn coManng cantina elia thotid Axe scan la the roan you thric n es snot. so tn.. • Connsocitet <cream (es. faun **charge and they hne <wenn Ma abe mental, ion nave
not be relied Lean I yOu bele* they 6 enema a scowl Nan* use of themoney durrot the Imo n whoa meta. contract* ant ddrg haves (Mired, relate...hen *Mother dents al the sane eotess
ahoy," Dime leant it .nnedoeely n reritng to the tales to to complete az ne•segaban rtl toarrndft <Pion comraas; and you porta to made red rdai statements marled n
Bergh Manager of do office wren; sou occove • Depose accounts &rapt ecrtekates of devoted al LBS operate ernefocee, you may chant hoorah:king by
Rene make all checks onable to the fern or to Bak LISA. UBS AG U S branches and [attend* calrg you 'natalManta
Alen*. alEgan chonn we Mended lob acetate. fnancial nettaien rdcatedcri he free cf KIK Waged Deccan Proven
staleniert drag-ail ml be treed to ta, rowan ray iliarnent In addition to regular accOull fon account The SIPC wanton and the tathitmental pronto" do Friendly accotail name
enrs-mid lams, ea. Form 1099. 5498. may be abject tomon:mance fees. charges fa late
stys tic ) yrnal ream, Yekr IY mum the inn n
mond by taw he real Tette KY alluntie drrthrele.
berm for secumes purchases and charges fcr u-paol
rant n (ash scan's. AcChnIS Mx ate roanclarnd
nee apply to these stint then if they oterthse appear
onyx.' tadernents. The SIPC protection and the
Rte Friendly Edwin nail* ft fa tuetcrefeible •nekraree•
chosen by you to ant you wits you recoolkeepto t
supplemental protection claret protect agent changes has no boil effect on scar mate, is not mended to
reportabbnntwabb dnidends end !nab* nines! to other nehmen. may be suient to a &alder fee the market neat of yes mentrneres (whether as a relied any sunny. on:4AL reCOmernrdien.
toned Onittitlei held n KOainti net Crated, mum of market movement. Mine bak'Wya mertmentdajectne a re& pohle anceuted rah pas
cn named att.! eon hosts on <erten canted WS onionkees othwwisol Kau,. and o not a prom's of wira'nee teat wrath
senates. LBS o s fa sweepro cash Winces to bark a ay Irani mutt once wit be xheed. Al
depose accost at ronailloted bats and attired Dividend Reinvesentem Fragrant DNA /wave it* a* el Ian nekorg to nek of
Carrmankations with the Finn banks and money Markel Maui lends (Money krds).
• hose fhooddinn arid cral oremoncabons n hang Owaxe accost at LOS Bee LISA anann.athlreed The caste ttilnitd n an enrage era. you may obtain loss of the area* Tomas YoucanChange yea
the actual Ord. Iran yea Irurlcal&chaser Only Atte handy acocril nada. tr ough Oran. Sava a by
to Antler pans can nth. racli".3 you 1 baits pinticpthg n the UBS -Issued D *urn ere puthamdunde ORIP. partial Owe, mil be antacteg Ate FettrnalRotator
%eh* th.S4<yhei Vanier Prohann Act (S A) Program ar•FOC-rmal n accordance wehrC irule: sold andtheca WI be depouted n your acco-nt The
• If the finned cacao, on the asp Ion cite from rot owe riomtabon. Jere we rem 04;014 dredged 'treatment once toped by the Issuer mat Amain dowel/ow
of aut ILIOnlini anti IBS Fnelcia Santa. LBS rotates at UM AG Slonlad arch arcl 'awn of alder ban the make Pat at Ands Ix ;what shams • Vete of ex/ account/dr:SO Net ol hat. end
MANY SHVC44 Off*. hat X<Oull al (Isom Nasty firth are not ilia:Iby the FOC. resold n.
tether by artarent arch the nrkaud ratilA en • Aspen tofu*, nabble<45/1biareek want la
we Opened you ed the relleinthia nhtnro Barn thiamin are not protected by SIPC Monty fad Cads•iteliett
004,10.hilaaani h iho ca t. SW hall and nines re protected by SIPC Sc. "WS Inmost knees "stiktids•dual (ended Gobi Tn.. Departs,
Accent Prolectai below 01/ whole tanmay be held tri you ware d youre vrealael marts to market and anisawn not held
fectalmere bola. UBS 'mato,Settees and rot Kiehl ID a pinkt ail as a retail of a &Mendgement by he Fenn Does not ',Oxley-mad seesihriassels
We nod.4ng brcter, and pa ens. make a report or ~roe. the rem mR ether stipend at al at the end ate poor and omen astern: ;erode. a
of ay <ea a anew., to both Ines upon sou* nasal braves rote bark depute may be math pace a rapt as Inlaid determand by a
withdraw% and that of a May fared may be aerie nennwerl anted dock options and
• As deviaed n to aca.nt arements, yaa mat regriend Oar na fl eecy. and credal yOkd Kau,. eeerceabb nod, phone
rcidy vs of any ono-, of fr ail adolorg &acts Igudted and the proceed, returned to pa a 'OS • Whites rota*. debt Daimon Pawning Magri
reflected on your slannent *al 30 drys .ther n was Unties .0a0.rd lemmata/It then:dreg
nidInCla nude available bra veal In. than accost balances
The reestrnme *beams a-deisk Fedi* are week to • Cneetroney &arena: total ol unmoved nobble
• Mem drat (Won*. aniSiledi a Vhdi.n.4 to the Fate ill:melon tout &datable sweep options. oath account and may vary between yes
wrongci=cern
tem% Ghent II•lalont Ciehatrunt at 201.752 • 1659 nckoing <arm, interest rates and o 43
/4plable al cat Wbnm, OA &poor Dirket al alt flied and
Pena adwee the Fen pronyibr n sv ncnafflotod bares. rd worn ma Wei ma.* tad
tolirce a 800.35.9I03. 8COA.0 to 600 wow as cansweepyielts. from yoke Frannel Athisa apt<int change n You lar.t./Imaw a
If Made, through Fro*, a.n ant rgtO te5 a by <atria BCO 762-10:10 sweep balances. art the ceased the stamen prod
%manna o f the For eNhaf0.int hitt you Nanionenedly heeded. balances nor damn. se
Fruncel Seven . Clad IttleMall Department. <loose ore of I °bang imminent <Onus, net eeac acted from other Dixon ski the Fern may
PO. Bo. 766 then Cly. fn 07087. • nontiol Sorakes account prothetion • hake& CurrentIncome Inrestmeras teeing the
The Fern it a member of the Sautes nada Cohn it. rydd these knit me adnry caste ol ct
• Al statements shall be deemed complete aid acetone generators of none air bares. Thew tench are payable ten your demand.
ii not <bettedto is rang stabil60 days Corporation (SVC). which protects SeCurelei eunomen • atlen•GepterAopwaton thesinwes sting
of es mordant top SS00.000 (ndafro I2S000) for Ten total Is plied in the cutlet prodclamp nen
• for TT' newel. Cal 84412.09B6 or Iran °Aside resell of arena, imam than the gentatin
IMUS. CA2171.357.1495 clams for cash) &planetary brochure nobble won
recant a Si www SOX *9 The SInG asset protection Man. Leans internment
• hose of roes a onion:kid:Ka nolo:era • ProcAio Comb/nada. ofhome SadCrOtei For dueled Scallion cone'nWs loran; radices
fats transfer (81), bill parent a WS Vet debt grin;pet to if '<corm that you hold n a patizubr
<soaKrty Ape/Kieran Innottnerns seeking tads the generation rd &clown refer to pat Clore Ratittornhp
<ad transxtens.. cal 800.762.1000. of aerie lo UBS of recme ere comb of principal Ageensent a Ad(are Aqtantel and teGenteal
in.-col Sewn tar.. 1000 Harbor (thel, 620 fkor. The Fah together nahconlansHilalts, has abo
lestrawd supplemental romance The rrearkm Term redCottons LBS kaleenent of Credit 'retakes
Wienanten, NI 07084 Ann RMNBSA Seven Orwell risk profBen salable nAreem•nta and C•Cx busts
roam payable to allNeat* clam. <olectwy under
the otOlechOn c 1500 inllaI at of Camber 10. 2016 • Comes", Seeks to martenmluf ratapol. nth Dion...,C. e-oper •ev reri,lm,rrs
Cita write n soon as )tki <an. i3 raa the8 You Subpa to ihepolcy <a d.." and Intanna. cants ben* rd sanity to the meant theme. hen id
statement a inept rs *condor dyoureed more Oa mono the none clan not genre. remnant
Mammon about a tuns* on the statement a the 'cm n Mho, protected la tp to SI 9 mace,in the
meg The Fern or Card basun arolcable)mni algregare for all you accosts held n a palotlar
SDNY_GM_00325223
EFTA_00197998
EFTA01307264
Important information Monn your statement (COMmued)
Yrne sti - Fer «eten tee-vine, frede, enst-teisme* • la (estenatee Moorne. nemnt helte endrete& - Wit trist COrrernsal en Iran U3S Ose Leik LeS
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in the ~sd a the end of te Titrere :~1 Vou lue born atjusted to Nolo» paps ralualen. dreitml ad rikest ale% ssurng the stane. eal th~ aue cash wexporosa-ns The
mai ad for ~uty paid tronen arr/ irr* To °Memo:rem imitationt. Mm svala*. west be held la one nr kom rien« dale te "I ~iser may be 3 ~thay pr atte" fa or
you mai rem. («urde used at loen toantal atm yap Fnexul ~or tratynty TM erma» 4 ulk, a gavlro, acciacy mer bes peNntageol ~age dalt depoet
Partg any beinet due on hen Arv wcurbm
t sd contnek3 nome n not guarentaad talexes
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hard al ~et valutas d the ml d the statement smale nvesanet satsane; (rcldeg drei *lene/Pel Of searries mått «ande aret" of Anedy
parod CtletelhttOn Merr 424 ral (lett reltmenl "et Prexcal gatt, n sleet, teft the ni hfurneen reosdnownnesseen and odar dagal
• Gmt neia In determinng the <ost ba» ot the ~reim) sd seruiteedisod-icts se gentraly higsY ;moene (ard tunene Welob ~Lid be omtale& ✓asrad n tenecten mit, the tan-sona vades.
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weh the noret«'!,' Fruncial Senest hal rand regionrad wth the Sanst es and &dumt stud 'tome and yerld nimin be bes te tete coeherntene pftn)inkr furns.44 load, sd mil be
on Normfon <bland hom torn Star Man Les Camnsona ‘ncle, ry state fennene Isne Yte than the egen:kol rourts pronded to so ponvdi 0nm~
insod Senat. nendeg ~mater ~n ~his porele eslensed etan lee ems* ~tnt - An armatol truet:od norna (diedord ander
fra nve you mag have pronded to yotr linnet sneetos and 'tsarhald peØ<Ia Msrnatcnl niende draded ty tre onen ~mat Short stang
Adm« the Orm don not nd•percently vodya P,s0:4“ O Auka} 4 t101 9~100 ~near bale« tted on the last de!~ you re «gard et ~ reling a setuay, yre may
~eitt the r«.r a thai Stev
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not rwessrly repetert vale su nat 'neia
monn tie w‘r nestOtposts ml be held kennie
>.$ kan ta se senere date et unikt mat.reY.
Atotaty cortiand vad se not gassord.
Oeho.fir seosibr
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don roll parilt any 41":",14 tat de itcanaler uPan Souideen. PoStsdn9 open or '9:ed Hk" end' orden ta
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please 6) noe rejon his ne«mfenio nulte N9ie bate hy n ndipen:ket valation fem In% possessan or crawl Thea essets art « *res on an eetnidends or ex ords date unless
~Mases Yle 6pcnont toe ta• renoses a - kase. ~ai erme or sponse a«innad ra dept:sd on Sir sutenere lor encemstanal nansted otnews• by $u »Le re responsa* lor
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line the/ se lad at ta inn More hbiteital besadon Sea ninone.* hen dut used by not resp:nstde la "5 alfamyr red dom ns
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• Unreelired ginsalosses Yahen dan is ~pat1e. - Tau man oteen ad~ nformaban regiarorng by SIK or the taes itaaamentel SIC co
-stege To obtan a topy of al arteiCliefil Prbecy Notke.
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idollut Mary loh The tranetan dau kr *loe and the dra ot te serrution the n the • Renate skeine end addit:anal ceenpeneetion yn4WobserSieutnået
Mnd& nets nya nyince ml het ccerenes,:re, basis sr the «smia by rontattrgyea inaricel - b, etddeist to cram." saks and I :bl lem - les numre Stakes e ~sbs* the RMA. Ekren
~geo ytt co:umy norgr,:s.on ~nu A timor mened n connedcn wth the dana* , el manual Smitt Account BSA red Stø re broken,
Ornkni snid olh“ mat lois ant sytten< - thed party orimaled valas my be relboad as hedetoes otrenes vie råa os eika mais m<ountown‘h per* meiet to Dra ing ~et ard
~chow bli ro eachteribned to cliotei ane 'Ns prnod' n seva", tauets:nr veen re theta tang parants Iran ~buss »dor rnetItis le~arralgt~ ren, Slibiel bres
~eget lot Th." trade date' «dann essens te rdaparbee vaia.* hm has rot ~ed e• 6 ankestol the nyast han tat wo tell theta ed 0~ frabeat belt. and pronitt sona to
onantalramettan Hede date ~to ritic" vane Mann betane tose nam re !rad on two dakron osnxnenst "Lene ard anespy podsts istad by unalfilabel
• [Sable snurten Beda end palerad merk tut *ml te maurd evre hes ctosred ter ~olla te arrose of saks by LIK of a praksis "AIS flad-Party norne ~anes to.cuti risuraxe
the (sver <alis for eske ~ion wil be eks<ed Ore~rei:~ vals ind cueshan, «.ren J hal lena/ to out dam% and Ba the anel eat» d a eeirty tebeclutei ol Le'S Fruntol Sannes he.
~alt/ by lot tunene* al Rostes d net *lue nead be tygle, speculatme obt 10 the Mere Ølulv ~kulta, fri/, taren reid al ne - ~nem ~erne and snu ty polotal
(aue held n out narr. ot n nomne* name lot ar Ot the ft<Uhty fim - Nyt MK nekeed • No bant 'nenne Mal lose .ett
<timt, (sl feene ~kon is obtared kom tad WhOri netta an 49" 9~11 p.arcnie of cperact - Wt ed w at lue anen rere regnet:p and - ekla Reiar«. Margenem Att.," Bussess
pres ed Is son" , rs not waranteed Othe Moralad reke ,I 3 0w0pelly raritet, rane ««tas preetiena lee, ncorned/eten lor Hamler Sandet Acta" ISA. IBMS and rterniberui Risene
kam rrny pen wen:ho:uta efta sd. trøet prowded the vale of to meny *11 be deises nem unice. nal rar onmisle to the nual hyde. Management noorst re resstrd sav« maka
Martsm vid be ponted keon veps* front «peche,* prae Tiwto tort ~IS ro pal troen rafta astat n Lei nenna, Steam PC
• /bysne( renes Ospteyed lor «Oslos sid diar - 'Nett/ an to date mer alun reur of ne "nal hsid and n a feet dent antiro baud - VISA n a ragrtwed tadenurt ovned by Va
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y:vemod tekel, Nome m the marka! Phon* ▪ 'Orinrui una ste ~runes to real celtene holding ~ull bedi of the lad tang Rene Tie ISS Ise «edb <sd' ed the LeS Vim
obtaned anen vargan tad Party %Urta, etuth are pene ps sne and ~ølet mnd sur ~base - ar addtisi to torma~Sretemed f ~ion Ø din se anes by ISS Sel LISA with
belte to be Sable. be sft 03 Ml ~tntt tar - OPP end isles Kfr seosaies re rat kad on a etm the sale er dfirbution d arvely tones, ed Permissen kryne U SA Incorporated Malar
acesecy. nattnnal artet ~e, and re penteele int ~mint kva unt lona are endre ~x rager ed !radonet". area marts and
- We general' uff the 'buing prae eten ~Labb or ficted end etnu they sin be sold the mr ca eldste etere teacsa ,huling CernaMetran regrared talcement re of ter res~
the monool ta bel and at. Akes la åsted roeed may be hes ~taper sharia estimat«, iren Inry ol the rourarce ~perm untkmatng «nipane.
~es and ryper, or sen eplegir ta OTC raka proadel n the stunt asener te mairy ostrace, ~x« d the invane
.rnsitien torrpinot et tpootat of the unt ~unn inn« ILOS Fistel Sreviem Inc Pen 4IBIO
- Lett eksil,. vadet ~net nuy ta pruced em» a • Reetriabed ~em Pr:M[1,0~6,14 "nente *e ~buk
vatstonroxbt or the mon wern prim va art not annet digeble Sy purk sale Les F ~ul - n addein to (temma" armetes from the
cbtanel aneny nal rele« n actual ~kst teke Servtte uset the mattet pote ol ne urrestricted tak ~e and sak ca ~Siva, Mr% are anenar
*roene oa the ,me mus as st isand vas loe ta attlate støt t, tv,hhased ~at ~ing
- CM" ratbise mit twer wilhors a pke and restrkied sled for perpases of ni 'Memento« To >samen, korn lentShires dann-Son. en ~II as
valtao pc. sand snitte darese te enere dye teteled senn es se elgi* lor sak. hedna for whndogy clnelopmeni, kanna ed
knebleto obl" a pree kr i Munty- da vake weMedmay be ubstentita, less ne te *dues«,
- Ornoses « UCLelt,teder.amne.40 anteces ~od vake toen. - anekele, aha trea valtg momsran ed
onn tal u S. dons ro (rf lected Aila ~g* oter <ryene*, hom nitteal first sed nasa-a.
rate asal te neimen date carpanot MonacogeoStett v,e) dicetbse
SDNY_GM_00325224
EFTA_00197999
EFTA01307265
lies Financial Senaces tx
SUBS
Private Wealth Management
299 Park Avenue
26th Floor
Resource Management Account
New York NY 10171-0002 November 2018
CHP940570707i HIS VI 0
Account name: GHISLAINE MAXWELL
Friendly account name: Incliv Check/Car
Account number
Your financial Advisor.
SCOTT STACKMANILAF CAMEL
Phone
Quesdons about your statement?
Call yaw Financial Advisor or the Value of your account
RMA ReSOur«Une at 6430.RMA-1000. on October 31 111 on November 30111
account 029023576
Your assets 47,1 73 92 47,394 12
1fisitour wiabsim: Your liabilities 0.00 0.00
www tbs.comilnanciahennces
Value of your account $47.173.92 $47,394.12
items for your attention
. Help protect yourself horn had and
renew bank, credit card, and brokerage
statements regularly. Also, gel your free
credit report annually horn Sources of your account growth
www.annuakreditreportcom.
Tracking the value of your account during 2015
VS. of your xcount
I Thousands al year end 2017 541.94632
Net deposits and
776 wttdrarvalt 15.3n83
Your TheStirent Mum:
431 47.2 474 Dendend and
41S interest ncorne St1197
Change in
;corbel value 1000
1.9
Vatua of your account
on Nov30, 201$ $47,3911.12
Dec /014 Dec 2015 Dee 1016 Dec .2e17 0(12018 NOu i2018
Arlember SIPC Cm70003005707071 40, 300I 87518 04033 1110030575004 n235765500:04011 Page 1 of 6
SDNY_GM_00325225
EFTA_00198000
EFTA01307266
Resource Management Account Account name: GIISLANE MAXWELL Your elaancial Advisor:
UBS \ofernber ,2u 13
Friendly account name: and-. rtcai ar
Account number:
SCOTT STACK MANLYLE CASSIE'.
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (1) your octant
Cash and money balances 47,394 12 100.00% • Cam and money balances may include
A Your current asset allocation avaiable cash balances, UBS Sank USA deposit
B Cash alternatives Dao 0.00% account UBS FDIC waxed Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual turd
sweep balances. See the important info/made°
D Fixed income CO 0.00% about ow statement en the last two pages of
this statement for detais about those balances.
E Non-traditional 000 0.00%
Total assets 547,394.12 100.00%
A
Value of your account $47,394.12
Eye on the markets
Percentage change
index November 2018 Year to daze
S&P 500 2.04% 5.11%
Russell 3000 2.00% 4.48%
MSCI - Fume, Australia & Far East -0.11% -8.96%
Barclays Capital U.S. Aggregate Bond Index 0.60% -1.79%
Interest rates on November 30, 2018
3-month Treasury billy 2 30%
One-month LIBOR: 2.35%
CAPSOOSECIOSS07072 NF7000197SI B 00033 I11803057%04 YI 23576550 C000C0 Per 2 of 6
SDNY_GM_00325226
EF1'A_0019800 1
EFTA01307267
Account name: GFISLAMIE MAXWELL Your Amanda! Advisor:
Resource Management Account
UBS November 2018
Ftiendly account name- Indio CheddCar
Account number.
SCOTT STACK MAN/LYLE CASRIEL
Change in the value of your account Cash activity summary
NoeFembet 2018(11 Year to date a) at Account acing), Out MOIIMIU Wan Marxet in yew Sweep Opaorc ate ,nduded in the apron; and
closing mance; iris* SDK insurance 4aphes to &poets at UBS Sank USA and it bank; pattcPahT9 sn ins
UBS PDC envied Deposit Kogan. it does not soy to (Eosin al UBS AG. Searntoid Branch. SIK
Opening account value $47,173.92 $41,946.32 protecton awe: to money moat pimp fund tiding{ but not barn deposits See important tobrmatvn
Mann your Utcnent an theist two aces d I h4 &area for watt.
Deposits, including investments
transferred ri 2.82608 59,707 53 November 2018 (5) Year to date (Si
Withdrawals and fees, Opening balances $47,173.92 $41,946.32
ncluding investments transferred
-2,618.81 Ad& ron5
out -54,371.70
Deposits and other funds credited 2.826 08 59,207 53
Dividend and interest income 12.93 111.97
Dividend and interest ncome 12.93 I1197
dosing account value $47,394.12 $47.394.12
Total additions $2,839.01 $59,819.50
Dividend and interest income earned SUbtfaCtIOAS
Checks and bill payments -2,61881 -53,91810
rot outcome( Nis stdernent, tenablity of Inkiest eed Chickncl Income has been determined from a US Cash/ATM transact ens 0.00 -203.50
is lepahnp renotoNe Bated sepOn the sentience of the Xenon, nddel. CCSOunt !sot a pn;Oxt tspe,
scene interest ands didendparnents may not be Abdo to United States (Us) ander Pueno Rite (PR) ATM fee rebates
gnome !SS The diet* Monthly fl uffed Is not intended 10 be used and [finned be itInd Ian lot let 0.00 3.50
papaes. Clefts shand Pen to the accotatie to recosting loin{ they Weise flan UBS annunty. such as
the forms 1099 at the Forms 460. foe to repareng uncernation It Is the prattitt of UBS to fie the
Card payments 0.00 -253 60
applicable la ironing toms with the US internal knenue Senn* at PR lieauty OnOrtnertit, and in
such 'VMS a(Cusatdy Clat9ty dwdera amp inter" a,9 , eierrot or tact* esCOTst Heat COMA your Total subtractions -$2,618.81 454,371.70
ncivelual tat imparts
Net cab flow $220.20 $5,447.80
November 2018 (1) Year to date (S)
dosing balances $47,394.12 $47,394.12
Taxably interest 12 93 105.10
Total current year $12.93 $105.10
Pr or year adjustment 0 00 6.87
Total dividend & interest $12.93 $111.97
CnPF00030:6707073 HP100018, 518 0X03 it 18030575004 vl 235765SO0800W ►age 3 of 6
SDNY_GM_00325227
EFTA_00198002
EFTA01307268
Account name: GI-MAINE MAXWELL
Resource Management Account Your elmodal Advisor:
*UBS November 2018
Friendly account name' Indy Check(Car
Account number.
SCOTT STACKMAPILYLE CASRIEL
UBS Bank USA Deposit Account APY Your investment objectives:
You have identified the following instilment <electives for this account. it you have questions
Thwest period Oa 5 - Nov 6 about these objectives, disagree with them, or wish to change them, please contact your
Opening UBS Bank USA Deposit balance Oct 5 $47,373.92 rnancial Advisor or Branch Manager. YOU can find a full describe:co of the alternative
investment objectives in important inloamatton about your StareMent at the end of this
Closing UBS Bank USA Deposit balance Nov 6 $47,394.12
document
Number of days in interest period 33
Your return objective:
Average daily balance 1,47,522.19 Currant income &aerial appreciation
Voir ask profile:
Merest earned S12 93 Primary - Aggressive
Annual percentage yield earned 0.30% Investment eligibility consideration - None selected
My Choke Rewards Points from UBS Your account instructions
• Your axoult cost basis detauk closarg method is FIFO. Fest In. First Out.
aewaids pants ate 'enacted as ol the Minot inimcmh a Inept txrenett day it the nth raison a
warencrand,ar biwaras. pont WO, Male Cal I:* Round on WnwulneOrP/Offronoivre:
November 2018 Year to date
Opening balance 7,594 7,341
Points earned 0 253
dosing balance 7,594 7,594
ChP7C0030C6707074 WM00187510 0:0:0 II 18030SOSCO4 Y123576SSO C0300) Pegs 4 of 6
SDNY_GM_00325228
EFIA_00198003
EFTA01307269
Resource Management Account Account name: GFISLAME MAXWELL Year rinds Advisor:
Friendly account name- Indiv Ched/Car SCOTT STACK MANLYLI CA5RIEL
UBS November 20I.r, Account number.
Your assets
orrt DoCci. .ocCcrle and(weft W41..e$ 'etal may bt apromernme mak-sig. gayly anellegt$ Mai net
be emiSelf reflected. See in.portent afosmaler ofroot)nur statement a the ewe of chi al:curried foc
cre rnfoanation
Cash
Cash and money balances
ban and nootiy tralwace may whale average can balanot UBS Bant USA ctscont account Waxes, Ull5 Ball USA and ell On Fan muted Frogmen sank *pow mogint Mints are Injured by Int FDIC oliNn
UBS tc C Insured RoganBeni games, UBS AG Siam:logo Bunch *cool xcount Waxes and n-onty applicable pmts. PA are not pawed by 9K MS AG Stamktd Branch dtrosit xcoum Waxes ale not insured
rnylcel our ud fund Spero telarKes by FOIC arc me not ranged by 9PC Morey market sweep beames ate accentedby SRC but ast nal educedCy
the FCC
•set the loportaat olonna•bon *Gutsy( stitteaent at the end or this ccbele nt Co. detals about tees.
Manes.
Cceneg Mahe ClosingMince melon shale Average. °Amend imams, Darin
Hddng 00 Nov I CI) co Nen 3019 019930th Fitt Poled pencd Cap aroma (S)
U8S &ANI USA UP ACCT 47,17392 47,394 12 250)003.00
Your total assets
Percentage Cl Cost nbmned Unmarred
vela on Hoe 30(t) your acc t tops ft) annual InCOrne (SI genor loss (t)
cash Cash and money balances 47.394.12 10000% 47.394.12
Total $47.394.12 100.00% 547.394.12
Account activity this month
DSC AtIvity Demotion Amount 10
Deposits and other feeds credited Nov 1 Transits FM YI 23575 0100 2.82608
Total deposits and other funds credited 37226.05
Ott AO.ty OtS0101011 Amount IS)
Dividend and letterset income
Taa.bie roterel Nov 7 Inbar0St UBS BANK USA DEPOSIT ACCOUNT AS OF 1110918 12.93
Total taxable interest 312.93
Total dividend and interest income 312.93
",I oion AtnOunt IS)
NI payments Nov 5 Wchdrawal ACH WITHDRAWAL UMTEDHEALTHONE :3994
convoyed next page
ChP70003005707075 WM000183518 C0033 II 18030575004 Y123576550000003 Page 5 of 6
SDNY_GM_00325229
EF1'A_00198004
EFTA01307270
Resource Management Account Account name: OkISLAIIE MAXWELL Your Ilaandei Advisor:
*UBS November 2018
friendly account names- Indne CheclaCar
Account number
SCOTT STACK MAJILVLE CA SPIEL
Account activity this month (continued)
04Le Amery Otscrelion amount HT
Bill payments (continued) Nov 5 Wthdrawal ACH WITHDRAWAL AMEX EPAYMENT -2,578 87
Total bill payments 42.61821
Card loons fervour Attention:
The rew U85 Visa Infinite credit cad is here. packed wthemlusue trait' benefit. more rewafds and more of what you be. including eictraxdinan y persona/iced mice.
'Wenn* clad in Metal Wit Lbs«aliksanfritt a can us at 888462-1232 to learn mare
minim" Pe/trent Due Payment Due oat< Credl One Avalable Creek Line Outstanding mance
UPS Wise audit cardfs)
payment information
SO 00 135,000 00 135,00000 10.00
Tim Medi CIO 6 emolre0 n UBS fey Credi Cad leitive and WI autometicalr to Pad from your acceunt. VOW payment 6 beckte0
ler Ceceribe 20. 2018
We pomade MT Wombat:mon your UBS Vitacab, caret sclelyas a carnet to Lou The OK vim ciedt cad and amount ate Issued to LABS Bank
USA UBS Mb USA sea you the ofcud Thaernem fa this account and you ;bald mule your psrrent &coming To ihek inpructon
Wt Op nol led ude your costaidnct(edl cad beanie in the raw ceycv account tIIh UBS Anemia Streets Inc
Dae Attmly Desolation Arnounl TS)
Stoney balance activities oasi menu foiwaid $47.173.92
Nov 2 Docosa U8S BANK USA DEPOSIT ACCOJNT 2.82608
Nov6 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS Of 1110918 -2,61821
Nov? Deposit U8S BANK USA DEPOSIT ACCOUNT AS Of 11106/18 12.93
Nov 30 Closing UPS lank USA Deposit Account $47,384.12
Tyr UBS Bank USA Depoel Account b your primarysweep cotton
ChP700030C6707076Nr700018751000X0 111B 030575C04 Y123576550030= Page 6 of 6
End of statement for account number Y I 2396 SS
SDNY_GM_00325230
EF1'A_00198005
EFTA01307271
Important information about your statement
LOS &uncial Semen Inc. (the firmer CGS Dermal her Marlow no Ito thane° days ri te rhe ton rear ty. Aka CC•Py of the polcy wading is bailable ream ce roans and may rot WOO Prior arch
Stoops as a meter ol al octopi away, comm.:Sty tont youINIM ceaterfure on *tech the wee of e on readot nib M
and options mehahaes LOS Enamel Samos and LOS Fob*" *Pond • tafoebore Wing to accept tone no to pnrepal and
Bart USA an rdeect ebsciartesct LOS A6 and --- horde oat nano ad accare nunlye d any) fleeter the 59C plan-Ion . the steoplrneetal tolerate scene validey SD seek b•)e return
if dales of WS Smuts MC the Pim% trawl - Donate the error or the tanner )cu se~ pcCeectel mob lot • Agaesme Wilha to accept NO it 1°P•c•"1ad
it evrelialt upon request The erns moment about aniApLin asyty cal aM1)co • Doan Inmate atom woraried by fad ridded A hgn oolatIty ad, (cunt ma ten,
often are X. blew el K nape a why paaneollnxte Yee/ ACOOtell vaLe) be Iced away ROMLin f • fralmt•r-tAgotty Can:drew. a, toloctod, a
dorm/len SOnata Foe exavalt eaten CO entrance prodwn, paten of Ma nonfat° for Mat roast May •Idsd•
LOS instil SaWces ex. -'bade Meddler award of to expected error. ncLdna yob* sautes. and ti) sewn a maikaal comply. 0111•9•H, bored lanlent and ran.
1200 Harbor Boulevard hard,regeered nth. gym, of the sawn holder on Wally
Weehwrf<r5 W 07086 The Fern or Card bars oil nee:tore your ampler( tie tors of the oar, a Ureter nee),
and wit correct wry er04 premptb• fa alWsord .noes • mestment carts a mesiment nlereS11. (e 9. Stallouseeliortir
IM nartrerwn (Waco.% Me ores/ 04inweed Of )W man"? CGS Vaeocklan cad transactans.l weir* looted pannenhen teed aerie placements) Nat tee We may ccaso-delt tll rotated account itaWerts wit
• OS rnrinel Serval account Olhor records. +MOO core thr 10 hams days to de the, we rollmelt not moored under the Seamen Act of 1931. the lame >Sten n the same emelme. e.g. because
*fleet taclocurerts. <aWring coracle., clatitshaid rV atccatt lee the roan you the* It n mot. so tna • Cornmciten<ortracit (eg, Iceman **charge and they hem anent oho abo mentan pet sawn
nor be relied Loa) F you alert thae 6 react a wood tote the use of to money dung tie tmo pro an meal conliaolst nehalms loves conlhall relronshen wroth., dents al the sane ertten
campon. Oben eV," t nerrechetele n writng to the ties silo complete az metloatran atl armodte Wean comraas; and you prefer to 'maw mod odd statements marled n
Drank Dnepr of rho office twin; 'ea octave. • Depose accounts Paseo trek**, of deposit al LOS operate renefopee, you may drone hooter:43N by
Mane make all &mks payable tote rem or the Bat LISA. UBS AG U S branches and bras n tw calrg you throat Manta
Arta* at egures tenown are Mended lobe atone& fnancialinsittaicn Moiled*,Iv Mora cf eh@ KIK hosed Drama Proorn
stalemet data rail not be rated to* tx roTows Ny lutetium In add/ionto rogues acorn foes. accounts The WC wanton and the tspritentnial pronto" do Friendly .ecown name
enrsmid tar lanai, Oa. Form 1099. 5498. may be 9.bect to manterance fem. throes to Ire
stys ec.) whrn ream, YOS tar rum the inn is
reoured by law to septa to Sire *Situate &glands.
paymern fa acumen purchases and charges fce u-pael
;mans n ash town Amerce dote Xeaaefened
not apple to these assets rani/they edema< amen
on your sidernenk. The SIPC protection rd the
rt*Feendli account nab. re eoiaandable •nekrarre•
chasm by you to mint you wits you recordIstepro t
supplemental protection donor protect aganst changes ha no boil effect on per aCCetrit. is not mended to
reoortabbrirtmabb dnidends and tact* merest tootle( noetnent may be sube<110 a &riff/ f•• the market new of yes mentrneres (whether se a relied any raw. procext, MCOerirkellihr.
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On sr breedire. lad OW tali, On ((clan coated OAS Sensed Opekaw othavrisel Mara. rein not a promo> of 9.arante that wrath
extent. LOS often options fa sweepeo cesh Ramat to bark or any fraternal mutt. <ma wal be ahead Al
deposit accost at nen-diluted bats and ridded Dividend Reinvestment Program ODIUM natataiallt Glatt to r4 a eat nobang to nil ol
Careminkstiona with the Fins bares and nay market rneual lends (Money krds).
• Mae feaCelina afa oral a:amnesia:es el vetting Depose accant at LDS Bar* LISA aridnr. 214'1=0 The V" Nthofd n an enrage tea. you may obtain loss of the antic norninveit Youtandunge yaw
the actual pee Irma eras Iriascial AddeCc Ony *Mb handy roam names group Oran. Santa or by
tofurther pale you, ter% cnb-Ong pow nth bents pankpachg n the UPS PDC:rendDpgd *urn ere outhamduride DRIP. partial 'hem mil be caeategyw fnix tal Admor
urn* the Sways Haab NOW*, All CS A) Program at• PDC-nosed n accordance went( rule: sold Jedthecash WI be &pouted h your xcc•-nt the
• II Me finrad cacao, on the up 1.n ci ao Mort For won riomuton. please wee rem foc.gter. °KOK dodged 'revealment once Roofed by the issuer met Amon overview
of teut 0414~le w ant WS Entreat SMACK CBS 4C<Oortt at LOS AG Slorlad arch adlures of dater hem the market PM* at AM& to part tan • Vats of you accounefrardaek Net ol ands rid
MANI Sows caret you roam at among Wray kinds re not ivied by the FOC. re sot, li.oftits.
taco by arra-rent •vir the rdcatrd rata en • Assert sourer mate* <ash biros nitres for
we informed you cd the rebeknrO ohnro Gant deposits se not Oroettled by SIIK Monty kid Cads-irtlieta
oared. thinrave h to case. yak/ Itfixt14410 ram re protected by SIPC See "LOS Inmost Smoot inflictedtaunt/ (et), end Cdotel Trot Departs,
Sawn Prenatal' him 01/ whole tat/ my be held h you ware d you are vrealued marts to retake. and (snail ands not held
terrentes a totaled t UBS Ffsanto, Settees and not rolled lo a panel tail a a feast of a &Mendgenre by fee;cm Don not nark inked seasihriassels
Me nod Ag brcta, and you ens. make a report or ~roe. the rem weeither sellwhet at at at the end a re prior ad one patron periods. a
of sy ma a amnion to both Ime upon ow rawest brava, n to bark dowse may be owlet wee a rape al kaftan, CletennOvatn• a
wehdraim, and sham of a Wray!aril may be prate reennwet anted nod *pions and
• At dtasised n tit ococcal atrements, you mat waived Owno army. ardveda pas Kahan ',maroon,. nal *phone
coley us of any eras or Mad errolortg dwelt and reamed, returned to yOu 000$ • baroffet MLitt debit batanoet wording ensign
reflected on your sleonwent weber 30 dred.4hor re was Wynn?, ae<ose rhenium objectives
Mika Cc rode avertable Urn. <rod+ Ir.. then accobre basses
The reesteat *beams rdnsk prom, tee speak to • Ca:Mooney Went: Total of unmoral ratable
• Teas deed (talon*, ttentairdi a rims to the hater nfamaton tout &datable sweep options. ear account and may vary between you xcares
nekoIng tonne fl orett reef rd yields. is .palable oath *tarn, pkw ifipoor Medea al allNod rid
Fun's Clem !Anon.Ctiperreent at XI .752 • I 659 ryas same the prormlbrn writing of ate
tol/ree ae 800.35.9I03. IMO WU to 600 t M. wrew tilt cansweepselds. Man yoke ChannelArno- rem* tubed bares. rd money maim read fund
aptCant Chang. pas leach
lanai manna sweep balarem at the caw of the steam prod
If Monday *tote Foley, a in Ant n3 to LOS of by tains BCO 762.1000 nallanal oblecinen For account Nal you Naniormsolty het crede balances n your scowt are
Duro.' *von x.. Clan Wow% Deprive& domeore of tee I chewing imminent dajnores not seapned from other bebrxes seri The Inn trey
PO. Bo. 766 then Cdy. Ip 07081. UK financial Services account protection • Prakee Current Income arrestmerts team the
the Pan n a member of Me Sassari nada Fratcten toe ridd Ora lust nor adnry can ol
• Al statements shall be deemed cornalete ad atone generic. of name air banns Thew tench we payable span your demrd.
it not abetted to n retro sethri 60 days Caporation (UK). which protects seturem cutromen • Athena CopterAopwuron tmosinwits mane
of (1$ marl:anIn to SS00.000 (induln; 1254030 for The total n needed m the cant prod ekes, value
• for TT' seven. Cal Ile4412.09BSot Iran Wide growth of amass tartar lhan the german:el of
the U. 041201.357.149S dorm fa car) &planetary brochure nobble ..gas
ncorne Warp inferenehen
• h (Me of anal a 0.AabalS *PA anNedra ma", a x wow SOX a, The SIPC awl Crolection • Probes ComknatcA of worn* seMCget
lints a:ati to if accoLerts tut you hold h a prikular for detailed Scallion on the nWs leering practices
lab tenter (B17/, bh parent a CBS Vet debit Apprecaaten etreurnerns 'taro tar the generation rd &clown refer to far Clore Ratatecenhp
card eansectiam, cal 800.762.1000. Or *Melo UPS <sanity
The rem together with calm *Nits, has also of eccme and goer of principal Agreernent a ACCOVI Adyerfitill ad t*G4•1401
f na-cul Sava, rt, 1000 Harbor Owl, 620 fkor. Tema rid Co :tons LOS DeSernent of Credit 'makes
Wienanten, NI 070314 Ann RMNBSA Secede' laschmed supplemental cosine* The maarun
avast payable to all arable clams. eolecrob under Ow•N ;San beatable nAgreem•nta and C•Cx bacon
Canaanite as soon at )C0 can. )(ea tole Des the proton re 1500 metal at 01Creecentor IC. TM • Conantufne Sean To farlannlea prhMA at Amon oho e-aport, ral,loohrs
bFit to Ow poloo fordo" and ante." Dr el Wind( rid salinity to the man oral. men it
statement a receipt n wrong or "youred more that mean the account *ei not genre* nether*
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mem The Fan or Card blue-(at arolcable)rn.ni or/regale for ill you altar's held in a prickle.
SDNY_GM_00325231
EFTA_00198006
EFTA01307272
Important information about your statement (COntmued)
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pang ilry balace due cn trom Arymotto, ad rentnaid intro» n not guarantoed bil ex.,
radered »term ding the statement pen:d are • Itied• investrnenti and atrandprodues. Earnred arnal none ad <trem raad lor
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proed rattOr en Voorns andent mare nestree Mor ornaat a opdat gans n ohilln <au th, ril Mermaison regsdnatommnsin and ah« ~ges
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not naessny recentere the vale yam inry wei«.
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SDNY_GM_00325232
EFTA_00198007
EFTA01307273
UBS Financial Senices
*UBS
Formate Wealth Management
209 Park Avenue
26th Fbor
Resource Management Account
New Yak NY 10171-OG07 December 2018
CNP7003000823i2irrxi2Y1 0
GHISLAINE MAXWELL
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.Cht:C.1dCat
Account number
Your ISpanda, Advisor:
SCOTT STACK MAMLYLE CASRIEL
Phone
Qtredions *bent your statement/
Call your Financial Advisor or the Value of your account
RMA Resourceline at 800AMAICOO. on November 30 (S) on December 31 (Si
account 029023576
Your assets 47,394 12 49,270 55
1fidt oEr websita: Your liabilities 0.00 0.00
www. sbscorrifnancialservces
Value of your account $47,394.12 $49,270.55
Items for your attention
• 1-101p protect yourself from fraud and
rmtew bank, credit card, and brokerage
statements regularly. Also. gel your free
credit report annually from Sources of your account growth
www.annuakreditreport.corn.
Tracking the value of your account during 201$
Value of your *:count
Thousands auger end 2017 341.94632
Net dessours and
776 vaddravals $7,200.09
Your mesosent return:
47.4 493 Ogvdend and
419
interest ixome 11241*
Chant in
martial van. $000
1.9
Value of your account
oil Dec at 201$ BrAt270.SS
Dec 2014 Dec 2015 Dec 1016 Dec icov ims Dec 2018
Mernbee sire CM700i000038823 NV/00030552i 00000 121 03057500i 11235765SO ilOCCO Page 1 of 6
SDNY_GM_00325233
EF1'A_00198008
EFTA01307274
Resource Management Account Account name: 1ONE MAXWELL Your Amanda' Advisor:
UBS :.;ecenter 2018
Friendly account name•
Account number:
I • F.elf SCOTT STAGE mAiltnECASPIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
December 3 (t) your octant
Cash and money balances 49,270 SS 100.00% • Cam and money balances may include
A Your current asset allocation avaiable cash balances, UBS (tank USA deposit
B Cash alternatives 000 0.00% account UBS PDC messed Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money make mutual hand
sweep balances. See the impottanr Alameda°
D Fixed income 000 0.00% about ow statement on the last two pages of
thisstatement for detais about those balances.
E Non-traditional 000 0.00%
Total assets $49,270.55 100.00%
A
Value of your account $49,270.55
Eye on the markets
Percentage change
Index Doceintw2018 Year to date
S&P S00 -9.03% -438%
Russell 3000 -9.31% -5.24%
mSCi - Europe, Australia & Far East -483% -13.36%
Barclays Capital U.S. Aggregate Bond Index 1.84% 0.01%
Interest rates on December 31, 2018
3-month Treasury bills 2 42%
One-month LIBOR 2.50%
CoP700100CEC6852414, 7000306521 00033121803057%04 X123576550 1IO000 Page 2 of 6
SDNY_GM_00325234
EFTA_0O198009
EFTA01307275
Resource Management Account Account name: GFISLABIE MAXWELL Your Rae/Kiel Advisor:
Friendly account narrowIntim ChedslCar
UBS December 20)8 Account number.
SCOTT STACOONLYtE CASIta
Change in the value of your account Cash activity summary
December 2018 01 Year to date IS) Ste Account actowly thu monlnlot Petah Baron m your Sweep °priors me included in the operyrq and
closing balances 'tau* MC 'rowan/exp.:to Scoots Y UBS Sank USA and lI banks partcpahng in thy
UBS FCC Vowed WW1 PrOcrals I! does not Wytto tk110ShS a UBS AG. wanton &Vitt,. SWC
Opening account value $47,394.12 S41,946.32 protecton aspic: to money maiket sweep fund Is:klieg but not bank depends See Important nbematon
thou:your:teener, eel theist Mo pox: of thodoosefitol for WA's.
Deposits, mcludmg investments
transferred in 14,148.92 73,856.45 December 2018151 Year to date (51
Withdrawals and fees, Opening balances $47,394.12 $41,946.32
nc ludm g investments transferred
Ada eons
out -12,284.66 -66,656.36
Deposits and other funds credited 14,14892 73,856 45
Dividend and interest ncome 12.17 124.14
Dividend and interest ncome 12.17 124. 14
Closing account value $49,270.55 $49.27035
Total additions $14,161.09 $73,980.59
Dividend and interest income earned Subtractions
Checks and bill payments -12,109 66 -66,027 76
rot ouposes a !hi Stftement tatabilly of IntereS1 arrOCOOOMd ITKOrne has been determined from a VS CasIVATM transact ons 0 CO -203.50
to ionctiro penman* Bird s1sOn the residence of the to<ount horde!, aCOunt tsot or pnsokrt type,
some interest enact dri*nd payments mar not be stbject to united Slates (US) arch Puerto Rico(Pt) ATM fee rebates 0.00 3.50
Intone toots The client monthly staterrort it rot intended to be used ad tunnel be 'eked tpc0 for la(
PurreleSCIenIS Shari *fel to tine ar0Katfe tag reporting (emu they receive flan UBS arinualy. such as Card payments 0.00 -253 60
the forms 1099 ant the Pare 4110, to, to rep:romp arta:nation It is the practice of 085 to Ile the
EppliCatit 18( opining loins purl the US Internal Revenue Sfloce and PR lle Wyly Department, ad in
such tan s mantic). chatty dudene ado interns as tar tatvo or In:testes* Reim Annual fee -175.00 -17500
yam
inclvdual tat wearer.
Total subtractions -$12,284.66 -$66456.36
De-timber 2018(51 war to date IS)
Net cash flow $1,876.43 $7,324.23
Taxabb interest 12 17 117.27
Closing balances $49,270.55 549,27035
Total current year $12.17 $11727
Prior year adjustment 0 00 6.87
Total dividend & interest $12.17 $124.14
0.7001C003:68625t91000305521 00X3 U18030679:04 m235765501i000) Page 3 of 6
SDNY_GM_00325235
EFTA_00198010
EFTA01307276
Account name: GHSLAMIE MAXWELL Your Hoskin Advisor:
Resource Management Account
$UBS December 2018
friendly account normtliSli
Account number.
SCOTT STACKMANLYLE CASPIEL
UBS Bank USA Deposit Account APY Your investment objectives:
You have identified the following investment objectives for this account if you have questions
rarest period Nov 7 - Dec 6
about these objectives, disagree Yoth them, Or writ to charge theta, please contact your
Opening UBS Bank USA Deposit balance Nov 7 $47,394.12 financial Advisor or Branch Manager. YOU can find a full description of the alternative
Closing UBS Bank USA Deposit balance Dec 6 149,972 23 investment Otlecticefl in important milomiatton 'boot your statement at the end of this
document
Number of days in interest period 30
Voir return objective:
Average daily balance $90.949 43 Current income 8. capiuI appreciation
Your risk profile:
Merest earned $12 17 Primary. Aggressive
Annual percentage yield earned 016% Investment eligibility consideration - None selected
My Choke Rewards Points from UBS Your account instructions
• Vote account cost basisdefault closing method is FIFO. Fest In. First Out.
Rework pants ate reflected as at the minor true mamba the orkt tunnels day a the itch fats on a
werkenciecnclay kwarck pant slimy Oplals Can be found On WnWuin cOm/Onlanowon
December 2018 Year to date
Opening balance 7,594 7,341
Points earned 0 253
dosing balance 7,594 7,594
Cres0OICOCEC68426 W7000306521 00X0 1210030575004 YI23576SSO llOOOD Pegs 4 of 6
SDNY_GM_00325238
EF1'A_0019801
EFTA01307277
Resource Management Account Account nanw: GHSLAPIE MAXWELL Vota fi eiendel Adulte,:
SUBS Priendly account namerIndiv C he0dCat
Amount numben
SCOTT STACKMAHLYLE CASRIEL
Your assets
Somt pm" «urne ~somt vakes :bonn may be ~male Matbit boms ~losses mas nol
be &rutefly renecled Set importene Akimafron alioaliour dekorert ai the end ol ths cimumere for
wca rnIconsion
Cash
Cash and money balances
Cato and narko, Oarancer Cray tistrum aksla:re can balanin OBS Brit LYSA catom account balayes, OBS eanI USA sod SI u as sot insured Pordarn Bank 0tp<rot stanst bdsmes are instsecl by II* FDIC MiNn
uBS f ti( Imurta Praia" litani Baron, OBS AG Stamlord Bunn *pool account lammes andmalay ~kabb I mrs. bu as not ortoped by WC OBS AG Starnted Brant h deØlt xcoum bances al< not ~tro
~kei nimua lundskym torances ty F0lt and am not proppa] by WC malket Sang balances att peraleated by WC bur me rim 'motta ty
tne FU(
Set IN important in/onna/ion ~spor stammen at te end oi Cha Carmen, for *tars &oil, Nose
Manar,
Ocenng bdarce Closenp Mante hine per snare Auge podene/imam« Days re
ledring ca Dec I (I) on Der N (SI me Dec 31 (1) rage Perial pynta Gap snount
tes RAM: USA UP ACCT 47,394.12 49,270.5S 250)20000
Your total assets
Pecentage c( Cosi Estimater:I Unietaxa
vant on DH 3t (H Your accounl bess Gl annua 'morse NI »nor loss (t)
Cash Cash end money bolenes 49270-55 10000% 49.270.55
Total $49270.55 10000% $49270.55
Account activity this month
Dale AtlItIty 0tHW.0n Arnott ni It)
Deposits eid otter teeds credited Dec 3 Transitt FIA Yl 23575 0100 14,14892
Total deposits and otbn funds credited $14.144.92
Dart Anny OtHnptton smount
Dividend and interestincomrs
Tomble in tema 00 7 Inbarost U135 BANK USA DEPONT ACCOLANT AS OT 1210h1B 12. 17
Total taxable internt $12.17
Total dividend and inte rest incoma $12.17
Dage ()tien ~unt (I)
dill poemet. Dec 3 Wehdrawal ACH WITHDRAWAL AMEX EPAYMENT • 1 1.543 04
convnued ~i par
C.P7001000(O9SH27 TP7000305521 0(033 17111070575004 71235765S0 1100:0 Page 5 of 6
SDNY_GM_0032.5237
EFTA_00198012
EFTA01307278
Resource Management Account Account name: Your Ilearmiai Advisor:
UBS Decenter 2018
friendly account name- 1
Account number.
SCOTT STACK MANLYLE CA SPIEL
Account activity this month (continued)
Date Activity Deunplion amount IS)
till payments r Dec 4 Wthdrawal ACH WITHDRAWAL UNITECHEALIHONE -39 94
Dec 10 Wthdrawal ACH WITHDRAWAL Saks Resat • 526 68
Total bill payments 412.100.65
Card Items for your AttentMn:
The new U8S Visa infinite credit cad is here, packed wthesdusue trail benefits, more rewards and more of wha you love, mcludinp ertraord'nany pervanarzed zetsite. A
Shemin* claj in metal VISO ubSCdrerisanfirrite C«dll Vi at n6762-1232 to learn mare
mama)) Famed Dee Parent Due Date Credt Int *salable Credt tine Outsrancing baance
UPS Visa credit cards)
payment in formation
10.00 135.000.00 135,000.00 $0.00
This erealt cad h encored in UBS treCredt Card Teat we and vet adorns:auk be pad Iran your amen Your payment is scnedised
for ianuay 24 2019
We proud. MI entormaign co your uGS insect& card softly as a camesy lo you ate UBS kisa coeds cad and mown ate Issued (y LIES Rank
USA UBS ark USA sends you tre carcial traemani lor tha woos and you ;opal Anal* your panart &cordnipto thermorotten,
Wedo not ire ado your outstaldng tipdi cad Instance on ea nii al yea account Ann UBS [manna Sena« Irc
Dove Anbty Deunarion Amount IS)
Dec 6 Foe Charge ANNUAL FEE CHARGE .175.00
Total animal fees 4175.00
Date Ninny awoke, ormem It)
Money balance activities Nov 30 Palace tonvard $47,396.12
Dec 4 Deposit U85 BANK USA DEPOSIT ACCOUNT 2,605.88
Dec 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12104/18 .39.94
Dec 7 Deposit UPS BANK USA DEPOSIT ACCOUNT AS Or 1210918 12.17
Dec 7 Withdrawn UBS BANK USA DEPOSIT ACCCUNT .17500
Dec li Withdrawal UPS BANK USA DEPOSIT ACCOUNT AS OP 12110, 18 -52868
Dec 31 Closing UPS lank USA Deposit Ammon 149.270.55
The untied USA Deposit Account is ycurpnmary "'veep Ml>,
CAP7001CC09038828 TP7060305521 00033 I21B 0305750N Y123576550510000 Page 6 of 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325238
EFTA_00198013
EFTA01307279
Important information about your statement
LOS Francis' Saran (the firmer CGS Finned her Iran yoe no Igo ton CO thy, ri er to tem coPecey A ful <Co,/ of the polcy wading a bauble erocent er runs and may not ae0 par sulk
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and options mehran LOS inarxral Swoon and LOS Fob*" *Pend • Moab/are Ming to accept some me to pancoal rd
Bart USA re relent adasciareesct LOS A6 rd --- hoed. sox nano rd axon minter d any) Wetter to SSC paccedon roe the neoplantetal tolerate scene W9aeyb sea brier return
aefitalos of WS Scathes ILC frannal - Delta* the error or the venter you so kilos. paMana(pl/to: . Asarweve Witi"? to accept
statement es rabbit upon mount Therm's entire about and ApLin • 1einerMyeucnn'ehl fcu • Gain inandel awls wended by Cud eidedtd Mb solabley to eel. ho return owe tent
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ricemafen Sanas Foe travel. caleh 0 entreat dratdas, oral of the panful° for toe await may adwde
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ran Enamel Senn account Other records. +**91 crone than 10 bacons day; to do tn. we eel art not reocard under he Seanbes Act of 1931. the saint **Pen n the same ernekpe. e Crouse
*NO Intimater°. fonlanng cantina data char Axe alma fa IP* amen you Mack 1e n mot. so that • Commode.. <cream (a q, firer (recharge and they hem won oho abo mentan pee cocas
nor be reled gal E you helms. Mere 6 react a stood here the use of tenor., durro M Inv peer an metal <anal* inidiedrq firlides ronlacts eelronshen olh other elan, al the were oaten I
*mow" OltederePat it nerreckettly n writng to the tales test0 complete at emaciate:a aid oarrodh Waco comracts. ad you prefer to mane rid rata statements mailed n
Demob Mawr of Ow office torero raw oxeye. • Depose accounts Osseo <whoa, of deposit al CBS separate wirelocred you tory clothe hover:Are by
flene mix allthee', payable tote rem or the Bal, LISA. UBS AG U S branches and breathe oAra you Fflanoal Adam,
At at down ar• Mended lobe ac(uale. financial nsittaica indicated at N front d Ma KIK noir Doran Frogmen
staleniert dry tail not be used tor tae proses ray Provo In addition to rogues 'scow fon accent The SIPC wanton and the appennintal prontoo, do Prierwly Kowa nand
sc:ey senrn^d tee tweet Pe. form 1099. 5498. may be abject to mantenrce fees. dogs fa late nee apply to these assets men if they oterwee motet Itte Needle 'Gaunt NW* R II<Wont* •nokrurro•
I ttc ) whr Vann Pas fox worn the inns parcel fa secure.; purchases and <hargos fce u-pad on you sidernenn The SIPC protection and the chosen by you to art you wits you read:Swept.; t
mound by law to sepal Tote RS alluntie &reds. rant n ash result AcCastt disc xo roansfornd supplemental prot«tion eh nOt parka against doges h.•3 no legal Oka on your accost es not monad to
reoortabbromtnabb dnidends ad tattle merest to other noeuicas may be subect TO a &flier Fen in the market we.* of you contemns Wetter as a reflect as, sunny. protIAL rearm:ales"
tamed on tenants held n>w Jaen!. net crated, maul of market movement. ear benROW a mertment <bade* a re& Futile *flouted wit pair
en sr baler wt. 14 tog hosts oneatencored WS Sweep °pekes otherwise' Kau,. and o not a promo* a 'ranee that wreath
IRS others whom fa sweetono cash berm to bark or ary Inarotal mutt cats will be whored Al
depose =cut at nen-ailloted bats ard oriel/rad Dividend Reinvosamont Program DNA nnearsfatt nada to ea of la; et trarcj the niSt of
Communkatione wide the Fins twat and money rootlet mewl leads (Money kr40.
• Teem reconfirm any crolearenrcaboro n wrens, Depose accent at LOS Brit uSA andnr. elend The V" **led a en aren' era. you may obtain lots of the *vet entiirrent Youcanawn. yowl
the KIWI Ora ban yaw f inenCal AchisCr Only stick Frienthr accent rewrwe tea* °nine Seonca or by
to further pant Mr ails. n<b-Cfn9 'ow e n bents purtocothg n the UPS PDC:rated stars me *(haled tilde DRIP. partial 'hen torte comacteo. sae front sal Aden°,
*.alw 1M See-veal Vanier Protean/1Acl (StA) Prostam anPDC-nosed n madame wehDr C irule: sold andtheca Wl be deported is Toy occo-nt Me
• litho finrod cacao, on the sap ran cl to from for IT riomtation. please sea wow Ida.9w, Depose denclead ern...Omen price Roofedby the issue met Aeconovendert
of trut Watantre Ica IBSFarina Simard 1.85 recounts r LOS AG Slorlad arch and sham of diner horn the maket am Mandl ihe Paha ran • Vats of sae accouwapam/1444 Net al aids ad
SAMMY' Sows cartes your noose at (hang Navy knob we not hand by The FOC resod hies et
broke by antra* wits the rekated rile en • Asters Preludes rabble <ash berm. votes for
We nformed eased the relleOneso whop e Bare dtposits at rice Prolateof bYSIPC Money rend CaehOteliett
. the *Mall h the cafe. >at fin* rd
OPtcadl khan at protected by SIPC See "LOS linnet Services fetritted secure/ fest). end Global Taw Tema;
Accent Practice' below. 0 * whole trot may be held en you noon d your wraladmots to market. and tenni assets not held
faults se localed a UBS Snanetal Senses and ern tolled Loa pale., VW se a rein of a &Mendpayment by Therm Dots not netade uscriced seositrelassels
Ihe avoct-crg Defter. add you mate make a few or ~vet. the fan adeither sell paha unit al a the end a tai prior and <wont patron periods. a
of ary tea ealwayon to both ferns Vaal 'Weeper. baron a tieback aloof nay be mote ace a nape al Snarl dittermewdbn
wrharnm. and than of a Navy!aril my be prose nentenan tatted flock open; and
• As toted n to octant xretinents, you nut teemed <team; pasty. rdvede your scout ererceabb nod orals
nerdy us of any eras or need nrolmig dwelt Ilardeled. rid the emcee& rend .° eau a sees • dublan nada debit bWcac Olgarafig Magri
reflected on your statement alhei 30 dip after et was Wynne, newt Immigrant objectives
MAIO a made available Ion mat In, than ran boa es
the reestnee <bootees red nsk profile re speck to • Cos...now Waren Total of unmoved notable
• Tom dna° (Won't( ampler.. a that*t to the Fate Samson tee ratable sweep options. ear account and my vary Wrenn sae =Wt.
Fun's Clem Dereariesent at 201.752 • HA) ntlano <wen interns reef and yields. o asatable cash bbNtt plA &poor tine al endued ad
Nell) i$10. the ems acerb, n wring wrY name toad bans. ad norm main ma.* lead
toliree fe 800.354.9103. BODA.M. to 600 wow ten caresweeprelds. from you F annul Athiscr sadcent chair). in your maw a
IT Monday Ilya* kola, a inIn n210 LOS a by soling BCO 762-10:10 sweep balance. a Me <boot the stamen peed
ITAiIrTre l theft, For erh account Mkt you Non-cormodly Ieee cade balances in sour accoial se
hunt Of Saran ax.. Clat Woes% Deprive& choosearo of °Thong moment cbjetwas not from other Defames and to Fern nay
PO. Bo. 766 then Cly. ID 07081. f Mancini Sari es account protection • Prodwe Current Income treatment seam the
Tv Fern es a member of to Sonnet nava Protector tea rydd these Ira me aviary laud et
• Al statements shall be darned complete and acetone genernon of none air barns. These finch ant payable Was your demand
it not *bettedto n retro tribes CO days Corporation (SOC). *Pith wants SeCurees cuttomen • Ater. CapterAopwaton ynninwes wean;
of (hawker, ide to SS00.000 (ncludna $250.000 for Met total n ededtdm Ow cured prod dreg taut.
• fa TT' sewed Cal I114412.09BSot from outside growth of amp., tate( Wen rho gavials". cr
the U. CA M1457.1495 dorm fa cab) bolanatory brochure nobble Wm
mane Lease itrkeertetiett
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firth Vander (lily tell parent a IRS Vet debit Apprecaoten memo s seeking bah the generation ad drown re ee to yaw Clem Ratatecenhp
cad oansxtiam, cal 800.762.1000. of *Melo UPS cranny
The ran together at calm affilalts, has also of come and comb of principal Agoement a laant Ailetrennt and teGennal
f na-mal Sava, Pc.. WOO Harbalithel,Gthtkor. Terns and Caritas LOS katernMt of Credit Parkes
Wean..ter, NI 07086, Ann RMNBSA Sawn lawd'esed supplemental cosine* The morrrun
areal payable to all arable clans. <cane web under Ovendl dtk gnaw salable nAreem•nt and C.& busts
the prOlecbOn it 1500 milab Oldantor 10. 2016 • Conaeweene Seaasto martenode, ranapol. setts wva. t,i e-oper •ev reri,lm,rrs
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statement a reseal es wrong or f you need more that mean the ocean does not genre. Kennon
Sonneor abate a transfer as the steamer+ a the eon n Arbor vented toe tp to SI 9 mace, on the
recipe. The Fan or Cod Wa(t., arolcable)mast aarefete fer al soce accosts held en a prickly,
SDNY_GM_00325239
EFTA 0[)198014
EFTA01307280
Important information about your Sia lg (ceulmued)
rav tern - Fa certer~vike, fadeg n nonicriermrd • Est. (ostanneeflecome. ~tnt yff kb andratt& - Wir (Kine coreconsaton fremla; Dei L6A. LeS
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n thea etane at the end of et natonani Nrial You hm bein »utlad to feriedag/cpm dauden deniend ard ~ratet. ~trenge. starens val tec.4. out cash 9000p prOgril TM
mai ail f«dehayd 'uty nagd ~son x arr, irre To oboene atm quotatearn. *hen stab*. antatt be heldla ane yen kon rutere., dale re sand tterponiXt-ti enzy be a manen, pa ~i I« cr
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Mnd ams batane duem Ary wcurbm ed ~naki «cent re not guaranteffl bdaxn
mama roteten dåna the slatement pen:d are • Prehmt• invnIrnenti and attueland~Out. (eimen! ~al mane and <urent reid la
blad al mad.l vakna d the end d the sternent Private ~ment rierilihrt (rdiadrq deel talane/Pen Of state, «ad node aret" of Acraeky
ilsod IhirttOitCei VW«, and real eltet nestri«"et Prexcal a CiPil4i~ n stith eat the ein nforrration reosdn;«lim:sats and «ha ~as
• ~b..& dettennna the «st baks of the most« ad stivaaredprod-th are genera/ hiatdr intrare fad runen, Welcb «old be ~edd& natrad n canecten wth eie ennå on of vades.
~nes inand his datement. *new ndcad illad C...tan/ruta«, crodzis hen not beten - Enmad ~P «ane ed <ni yeeld and the rndad^3 goten natstars harm ncluded en
wth the nrenser' LeS Fruncul knest ha releet trered vrei) the Satan« and &charge aul navne andy:tid se ibe biter et heta Ciarherroliorn po-naufkr furns.44 toas. and
0, Normdon cblared hom ~os etha the Les Carrnosion a reder :ny 31310 ft‘nnibrin lan Yte the the estrnsted amourts lemeded to so recnvtli ane«sant
Onancd Senras. reiving ~maket hen ~h« poda esimated vakes for pthe'e ~sunn - An aneatol realed fl otna (delod anda
lemar Mue you mag haoproeded,o yces Knya Stade., tv/ Snnirkr•d ddiaddcti ta nlormaficnS internt) dended by Ilse can« meiet Short soling
nevar the atm doer not ndersnintll ~dy n• ~at orry Luva} 4 net Man!~ ~nano bale« e~ onda lat dwiend yOu re e~d n shoet alna ase< aray, may
~enke the s<axya valedty d ary Medan - TheiSt vites Mry OPI« sabseetuak kan age% d te ment parrnent maie by the no..er and eneir a bege dat loslam barowna tods I« tha
oronded tys:i-ras other the, f nanc.al Stev«. stry, ai ni,Sh a !stime ~inerti se“rity er nynn te letarihnt~sts ml be ledla ene arrotte se uty.
adclIcet *hora* LEK Febr< al genera strutta& product nat be bai,* a sold and do re kan the sl sanert dete unbirnalsty.
rateetes M naornate:n as o mened the Inn
e nat maia.nly recensert the sale su mer 'nare Attval( cortiand ed se not ~send. Ope adm
Ø ral vonit arry ~Inn tat ta Samd*" alann Seiddon. Peinteing open or ga:d idlcan:akt adm tol
~Coat baka' ard 'Utelyd girlloss' e - %ed bety estimat« of valen as ei • «elan • Aun not hold by VIS linancial Senk«. Cerum wirenot ~ond by the steam« dale, open buy and
setts* at os *Nedmed te summen As sucb. date and re Suppircl 10 .IBS;turna, Savte on a stett tre rot held by the Fem and rot naten the sel nat <rim se recbced br teamma ol ehedoxls
please dorge 1.4 on tri rilarnalca •3 nulte n9ie bad by s. ndrpenket "Aaron fem n% ~tat or crawl The« amt are « nets on an ordnede.* cr ork date anten
puchassea ule 6pcnet« kr tar paases a - kase. ~aips-moe a tponks enre did utsjy dnplayed on ras metatad kor Samannal ntinsted ~e« by ycu You re responsa* lor
Olherinflit A«Vhditt Urrisr«red to te hm may d ry. mr ~Sed to to Fim br the mue Nepa« cely neshorn and vak.< p•Hented ae «den Mat åre ~Med <>Silo sur fatte lo fartli
rakett gariloss mannaten only loe te (»rod of general panna a Wang and may be cabliated proncied by the ~nal« UBS lnantui Serai rosing open ordets
leme the, se hed at tefim More halerot basaden "sere ~on Iran livt raid not respanstde loe Pst nionnaten a-ddonn:e
rlainftran tan be daled by >crd tagal Acktor thidDeles lo dagne ref narnated 'aen gratrose 45 acturey. fline ~eks at rot pentedva Privee
• Unrealitod gienalosna ',ton daues anolabk, - You tanta...in actSidnal rifcrmar,nntegiarcfrig by SIK or the Fnys tm:daamenttl SPC covera,. To °Rana topy ot as ant« aen Primcy bia«,
neffatal anesread gan atom" are takutited kr used to dette.-~ the entn'ae cl Please~ ytt. rainnisli•diCia «von Gyv «eiste
nductnt setet bh the knutt data for vakre ed the disc ot kw nlamationthat n the • ~us skanna andada:anal ~tan at >new obtenmowner~t
rdnclot tie nya nyi rei let ccrrensinive. basis la the ~raut by tontattrgyea Forgal - d sidt«, to tamme" ai saks and 17b'1 lem - ISS Teuncial Smitete rot abs* The EMA, arms
Arget race to:umy norgr,:s.ca ~nu ada.or mened n annedcn wth the (Innbara, of manual Sena; Account BSA ad RIM re bederes
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~Mao? bli ro <ah arribned todi:4.y~ "Nat prned" n ~at sauanans• yeen en theta Mana parrente Iran ~kuten ed prodzts le~arranat~s wth Mulred bet
awtagad lot Th." Trade date" «Anm ~net the rd~rnt valtann lem hat rot Øled as dataed the nual Lad Tat wo wl thffo ånd me« thrbparty bads. and tyendet attest lo
arta knalla, trade date tvbid to sygn a vale ~yre betane ~se nam re bard en tvo «kront ~mit ~ne and areurty pa," itsued by unallitalind
• [Sabla suuntlid Beat and ardened mak Mat ta ansatt eiere hat c40-ervd Pts ~tala te ran of saks by SØS of a Pinvvir ~ar thedhlrty «vane P:mpanws trast mure«
the ~eg <ab for tarY ~ion wil be wtested ~V ~ed cola mo attra',, «.ten a avd lamar lo oter el~, and ltd the anet ral* d a agency stedet of t.B'S FeuntolSences
~Lak by lot kom nag al ~es d the taue vald betydd, spat/aue dat 10 the nave ~idar ~kultar.' leani/s taren seid at te - hwdmert, narr«. and ~uty ini, XLCIa
eke hed n out rune or n nome« une fot car d the xturty fim - hint MK nyed • No bal. g‘tareter Mal lose vat
dent, Cal kave ~kones °bered kom *urd - Mno. retv an 49~,ritS p.artnie Of CpCs'af - Wc andar allsav aho raene regnal:p and - MIA Rescara Minagernem Attan. Bueas
heie ed as xoncy es not ganested Othei <al «1~d val»MI • errdihry rin«, valg ~bris ;flirene.? Inn neorederaden lem iranske Sandet Acta* ISA, tau and menuett bussa
lenes mai enst stehata elta yekt Økt prow:kd. the »be of te son.rty Mlbe dekret agert senitet tel ta tecxkla to the msual herdt. Management ~part re reastered sent« enses d
Monna«.mlbe panled kpart (sau* from es path».prxe Bare roer ~Ny raped frem mana attre lei tniixial$cnx•s
• Prketrabo Pr<es Ostatayed la *tytes edda'« - 'Ontrtert an to date mai rade revn pl Pø en-Nalland and se alets dens nam bastet - ViSA e a ragmenid Vadenurk *ad by Vita
patent mai be hphir or bate dun the pote tat <sit* omm a bals cn the rentad scoret at to brolcardeake kramduer Service Amauter:n ånd utad Lede
yaawould admay ram* n the marka! Prat aNi ▪ 'Ordna unit sve reprewls the nhal diemg holding ~ull linds of the fu-d dan ay Rense the ISS Isa «edb <eds ed the ISS Vita
talered tran~wd Party ~es whgh we pga pie inn and ~ymt renta sur ant base - b addlian to arnmesrom rentad n~ion Ø tids n natt' by ISS tIanl LISA mb
beitet to be Sable. bul we do not gemene Mer - OPP and uded Kfr tauets re ra laklede a vit the sale er dfirbution d zenuly <onkel. ed PermincntranVoa V SA Inc aperaltd Malm
aatracy. flaknet :attåt« ~e, and n ~av urd ',.enmen Pat uNs 10 Okt (lent,. yte anda ~x agered ',duvet". Senet Mak, Ad
- %Ve genera uti the <bang pk* aha" sabbat or akesal ard egn d the, ca be sold, the pr« ca eldste rann~na danseug «at:ente°, regntud smette marks reol 'hen respecuff
the sos, ol the 64 and aik pikes la åsted rateed mat be less ~tape seire reand starr «ryd the rourarce ~arm uncknatng ~pants
Seta and tokta, a rer bi:knes ta OTC solte promOcd ri Me "tnt aatenwe the arnuity <ammar., elite.« d the ',varrya
enten COrrpanet a sponsa. of the unt ~unn num ILOS FtemiSSreviaa ba Re, 701810
- l.oe stmel,. tesdecl~am nuy he ened ute» a • Reetritted~Mi ~N» ~RIN 9ifloWaty *e darbuse
vaste:nen:delor the ton ren pr« ya dro not armety ratte lor purk sag SØS ina-c - b addliebto tpermill.anretemd tran th.
cqined ardrna/real rafte« an ~almaket a« Stenet urs the nurk« one Ol ta urtestecied etod ~e and tab ca hamheltes hr.% we anst< ar
«vals ca the sene stuer as an natod vak* lor the "lab? reem? an tudeand I!~ ~heting
- Gulen poshken mai sper wlhoul a ake and restrkied stod br papases or eti 'taraen! ody. To >samen, from NedShares darlaulorx a well ar
*ålshowa 'ace hva na salane' d ert se te envoi Mat ~rc led taren are elgble for sak, hedna fa latin:kry clewbornent, tranina ed
inble to ebbe, av« raa taanty tie vake wc-Nedmer be ubstentitlal lai Kn te dataten
- Otposts «semitids &nomne«, n osraces uldved vake tonn. - Car al,Wle, aho recewe kad.; tomrists ed
ah« fon ut. dobl eenflMd i the ~hega altar carpernabe hom nitualrurdi avd rinsa-n.
rate asal the :mumien date ~paria Neoro det&CR vv) (fable
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EFTA_G0198015
EFTA01307281