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From: Teresa Metallo
Sent: Thursday, January 11, 2018 10:04 AM
To: Paolo De-Leon <
Cc: Diana Canter < >; Keith Buckholz
Subject: RE: New Derivatives account. [I]
Classification: For internal use only
Hi Paolo,
Can you provide the client's account number
Teresa Metallo
Vice President
WM OPS
Regulatory - Risk & Control
60 Wall Street
New Yd..,
Tel #
From: Paolo De-Leon
Sent: Thursday, January 11, 2018 9:57 AM
To: Teresa Metallo
Cc: Diana Canter < >; Keith Buckholz <
Subject: RE: New Derivatives account. [II
Hello Teresa,
Can you kindly provide the below documents for Southern Financial LLC?
KYC Document
PCR Document
RDC Document
Thank you,
Paolo
Paolo De Leon
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041229
CONFIDENTIAL SDNY_GM_00187413
EFTA01355921