Cc: Paolo De-Leon <paolo.de-leon@db.com>
Subject: RE: New Derivatives account. III
You can ask Zia Memon /Diana Canter. The team reports to him.
Funda Bozkurt
Deutsche Bank Trust Company Americas.
WM-Divisional Control Office
345 P k Av 1 154.0004 New York, NY, LISA
Tel.
Email
From: Keith Buckholz
Sent: Tuesday, January 09, 2018 2:15 PM
To: Funda Bozkurt <
Cc: Paolo De-Leon <
Subject: FW: New Derivatives account. II)
Importance: High
Classification: For Internal use only
Hi Funda,
Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks.
Regards,
Keith
From: Keith Buckholz
Sent: Friday, December 08, 2017 11:38 AM
To: Srikanta Gouda >; Surendra Singh < >; Collateral Admin-NY
Cc: Nitin-X Sin >; Collateral Admin-NY < ; CUSTOMERBUILD BLO
< >; Sendhil-kumar K < ); 'FX Middle Office' <fx-
>; Debra Jasper < Roxanne Scott < >; Halina
>; Hiren Mathur < >; CRM-PWM Derivatives
>; Enid Ellis Collateral-Assets Newyork a
Subject: RE: New Derivatives account. [I)
Importance: High
Classification: For Internal use only
Hi Srikanta,
Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have
collateral accounts set up. Thanks.
Regards,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041232
CONFIDENTIAL SDNY_GM_00187416
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