HUBUS133 Alpha Group Capital
SANDER ROSS GERBER
ITEM 2 - EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Sander Gerber, born in 1967, is Hudson Bay's principal owner, Chief Executive Officer and
Chief Investment Officer. He also functions as a Portfolio Manager who opportunistically
invests in special situations in addition to monitoring and hedging tail risks. Mr. Gerber has over
25 years of investing experience in multiple securities classes and derivatives across a broad
range of strategies. In 1991, he became a member of the American Stock Exchange, acting as an
options market maker. The experience Mr. Gerber gained on the AMEX in managing risk,
pricing complicated derivatives and identifying profitable strategies, as well as efficiently
managing trade execution and clearing costs, enabled him to leave the floor in 1995 to explore
opportunities using his proprietary capital in other markets. In 1997, he founded Gerber Asset
Management LLC ("GAM") to develop and engage in proprietary investment strategies, many of
which are utilized by Hudson Bay today. In 2005, assisted by certain key employees of GAM,
Mr. Gerber founded Hudson Bay which absorbed GAM's business and 15 employees.
Prior to becoming a member of the American Stock Exchange, Mr. Gerber was an Associate
Consultant at Bain and Company, a leading strategic management consulting firm, where he
assisted the senior management of multinational corporations to identify and implement
corporate growth opportunities. Mr. Gerber graduated Cum Laude from the University of
Pennsylvania, with a BSE in Finance from Wharton and a BA in Humanistic Philosophy from
the College of Arts and Sciences.
Mr. Gerber is a member of the Council on Foreign Relations, the Jerusalem Center for Public
Affairs and The Economic Club ofNew York. Mr. Gerber was formerly both the Vice Chair of
the Board of Trustees and Chairman of the endowment investment committee of the Woodrow
Wilson Center for Scholars (the "Wilson Center), a public policy research center within the
Smithsonian Institution.
ITEM 3 - DISCIPLINARY INFORMATION
None.
ITEM 4 - OTHER BUSINESS ACTIVITIES
Mr. Gerber is not engaged in any other investment-related business or occupation or business or
occupation for which he receives compensation other than those listed above.
ITEM 5 - ADDITIONAL COMPENSATION
Mr. Gerber does not receive economic benefits in exchange for providing advisory services from
any source other than management fees and performance-based fees generated through
investment advisory services provided to Hudson Bay clients.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084878
CONFIDENTIAL SONY GM_00231082
EFTA01384580