HUBUS133 Alpha Group Capital
YOAV ROTH
ITEM 2 - EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Yoav Roth, born in 1977, is a Managing Partner and Portfolio Manager of Hudson Bay, which
he helped co-found in 2005. Mr. Roth began his career at UBS in 1999 as a Research Analyst on
the convertibles desk, performing derivative modeling and credit analysis. In 2001, Mr. Roth
joined Gerber Asset Management, where he worked in derivative pricing, execution and deal
negotiation. He has developed trading strategies in program trading, currency arbitrage, risk
arbitrage, convertible arbitrage, special situations and direct investments utilizing equities,
convertible securities, debt instruments, warrants and other structured investments and has
developed hedging strategies where appropriate. Mr. Roth leads a team responsible for direct
investments and continues to develop additional absolute return strategies. Mr. Roth graduated
cum laude from Union College with a Bachelor of Arts (BA) degree in Economics.
ITEM 3 - DISCIPLINARY INFORMATION
None.
ITEM 4 - OTHER BUSINESS ACTIVITIES
Mr. Roth is not engaged in any other investment-related business or occupation or business or
occupation for which he receives compensation other than those listed above.
ITEM 5 - ADDITIONAL COMPENSATION
Mr. Roth does not receive economic benefits in exchange for providing advisory services from
any source other than management fees and performance-based fees generated through
investment advisory services provided to Hudson Bay clients.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084881
CONFIDENTIAL SONY GM_00231065
EFTA01384581