HUBUS133 Alpha Group Capital
GEORGE ANTONOPOULOS
ITEM 2 - EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
George Antonopoulos, born in 1980, is a Managing Partner and Portfolio Manager within the
direct investments team at Hudson Bay where he works on evaluating, structuring, trading,
negotiating and executing direct investments. Prior to joining Hudson Bay, Mr. Antonopoulos
worked at Heights Capital Management, an arm of Susquehanna International Group that
directly invested in small and mid-cap companies across all aspects of the capital structure
through convertibles, equity, preferred, warrants and/or options. Mr. Antonopoulos actively
traded, assisted in managing risk, reviewed and modeled intricate features and optionality
embedded within the deal terms and structures. Prior to his role with Susquehanna, Mr.
Antonopoulos was a Senior Trader for The Vanguard group. Mr. Antonopoulos received his B.S.
in Business Administration with a Major in Finance and a Concentration in Economics from the
Haub School of Business of St. Joseph's University, Philadelphia, PA.
ITEM 3 - DISCIPLINARY INFORMATION
None.
ITEM 4 - OTHER BUSINESS ACTIVITIES
Mr. Antonopoulos is not engaged in any other investment-related business or occupation or
business or occupation for which he receives compensation other than those listed above.
ITEM 5 - ADDITIONAL COMPENSATION
Mr. Antonopoulos does not receive economic benefits in exchange for providing advisory
services from any source other than salary and bonus income derived in connection with
investment advisory services provided to Hudson Bay clients.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084887
CONFIDENTIAL SONY GM_00231071
EFTA01384584