HUBUS133 Alpha Group Capital
JOHN CHEN
ITEM 6 - SUPERVISION
As described above under Item 2, Mr. Chen is a Portfolio Manager at Hudson Bay. Sander
Gerber, in his roles as Chief Executive Officer and Chief Investment Officer • • le for
supervising Mr. Chen's advisory activities. Mr. Gerber can be reached a . Mr.
Chen is also subject to Hudson Bay's compliance policies and procedures and Code of Ethics
with respect to his advisory activities. Scott L. Black, Hudson Bay's General Counsel and Chief
Compliance Officer is responsible for Hudson Bay's overall compliance uding its
Compliance Manual and Code of Ethics. Mr. Black can be reached at
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084891
CONFIDENTIAL SONY GM_00231075
EFTA01384585