Subject: RE: Southern Financial LLC [I]
From: Paolo De-Leon a>
Date: Tue, 27 Feb 2018 09:51:38 -0500
To: Keith Buckholz
Sounds good, I'll definitely have a chat with Davide and find out where he
got these docs.
From: Keith Buckholz
Sent: Tuesday, February 27, 2018 9:37 AM
To: Paolo De-Leon a>
Subject: RE: Southern Financial LLC [I]
Classification: For internal use only
You might want to find out where Davide located these docs. Just for our
own knowledge.
I'll update the OTC Onboarding doc this afternoon (the DDR section).
From: Paolo De-Leon
Sent: Tuesday, Februar 27, 2018 9:32 AM
To: Keith Buckholz
Subject: RE: Southern Financial LLC [I]
Yes, sounds good! Davide was pretty efficient with locating and retrieving
the necessary docs, so this new process is looking quite promising so far.
From: Keith Buckholz
Sent: Tuesday, Februar 27, 2018 9:28 AM
To: Paolo De-Leon
Subject: RE: Southern Financial LLC [I]
EFTA01398525
Classification: For internal use only
Perfect, now we can get this name cleared from the daily margin shortfall/-
call report. Thanks.
Keith
From: Paolo De-Leon
Sent: Tuesday, February 27, 2018 9:27 AM
To: Collateral Admin-NY ; Abhijit Mukherjee
Cc: Keith Buckholz < ; CRM-PWM Derivatives <crm-
Subject: Southern Financial LLC
Hello Abhijit and team,
Can you please add this client to the DDR? Attached are the SACA, Pledge
Agreements, and other KYC / onboarding docs.
Please note that there are two accounts for this client: and
Thanks and regards,
Paolo
Icid:image008.png@OlD03F70.4C7A39801
EFTA01398526
Paolo De Leon
Assistant Vice President I Credit Risk Officer
Deutsche Bank Trust Company Americas
Business Risk Management
345 Park Avenue - 14th Floor
New York, NY, USA 10154-0004
Tel.
Email
EFTA01398527