Subject: RE: Southern Financial LLC [I]
From: Paolo De-Leon <a
Date: Tue, 27 Feb 2018 10:11:29 -0500
To: Keith Buckholz
Davide has confirmed to me that those docs were provided to him from the
banking team. Once he submits a request for those docs it usually takes a
few days to get them turned around. Thanks.
From: Keith Buckholz
Sent: Tuesday, Febra..11.1
To: Paolo De-Leon
Subject: RE: Southern Financial LLC [I]
Classification: For internal use only
You might want to find out where Davide located these docs. Just for our
own knowledge.
I'll update the OTC Onboarding doc this afternoon (the DDR section).
From: Paolo De-Leon
Sent: Tuesday, Febradliiiii.
To: Keith Buckholz >
Subject: RE: Southern Financial LLC [I]
Yes, sounds good! Davide was pretty efficient with locating and retrieving
the necessary docs, so this new process is looking quite promising so far.
From: Keith Buckholz
Sent: Tuesday, February 27, 2018 9:28 AM
To: Paolo De-Leon
EFTA01398625
Subject: RE: Southern Financial LLC [I]
Classification: For internal use only
Perfect, now we can get this name cleared from the daily margin shortfall/-
call report. Thanks.
Keith
From: Paolo De-Leon
Sent: Tuesday, February 27, 2018 9:27 AM
Abhijit Mukherjee
; CRM-PWM Derivatives <Es..
Subject: Southern Financial LLC
Hello Abhijit and team,
Can you please add this client to the DDR? Attached are the SACA, Pledge
Agreements, and other KYC / onboarding does.
Please note that there are two accounts for this client: and
Thanks and regards,
Paolo
EFTA01398626
{cid:image008.png@OlD03F70.4C7A3960}
Paolo De Leon
Assistant Vice President I Credit Risk Officer
Deutsche Bank Trust Company Americas
Business Risk Management
345 Park Avenue - 14th Floor
New York, NY, USA 10154-0004
Tel. +1(212) 454-1162
Email
EFTA01398627