Account*
Account Short Name:
Symbol CUSIP Sec. DescrIptIon QuantIty Posltlon Val. Sec. Type PosItion Held USDE Val. Acct. Type Trans. Type Last PrIces Prlce Date Chg.
JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT 159,181.5700 1,596,591.15 MUTUAL FUND USD 1,596,591.147CASH Long 10.030009/09/2014 20:00:03 ET -0.01
DWG1 MMFDWGI DWS GOVERNMENT CASH INSTL 22,680,207.0600 22,680,207.06 MONEY FUND 22,680,207.060CASH Long 1.0000
CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0114242
CONFIDENTIAL SDNY_GM_00260426
EFTA01455467