Account4
Account tUton ~it EPSTEIN
Symbol
)PH4135538
CUSIP
46625HHA1
Sec. DecdplIon
)PMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 FIXED TO FLTG RT BO 7.900% 04/29/49 8/E DID 04/23/08 CLB
clowibly
3,000,000
Position Sec. Type
3,292,S00.00CORPORATE 80ND
-{ Position Held I
USD
USDE Val. Acct. Type I- Trans. Type
3,292,500.000CASH Long
r Last Prica;1
109.7500
Priam Date
)PHSX 48121L510 3P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 212,495.1830 2,131,326.69MUTUAL FUND USD 2,131,326.685CASH Long 10.030009/09/2014 20:00:03 ET .0.01
IPMT.M 46262EAE5 IPAYMENT INC Mt SR NT 10.250% 05/15/18 B/E DTD 11/15/11 CLB CLB 05/15/15 0105.125 500,000 432,500.0000RPORATE BOND USD 432,500.000CASH Long 86.5000
653471173 3624207X5 GS MTG SECS CORP 2005.5F MTG PASSTHRU ar CL EL1 VAR 5.751% 06/25/35 B/E DTD 05/01/05 N/C 1,500,000 1,168.494.63CORPORATE BOND USD 1,168,494.630CASH Long 96.9820
DWGI MMFDWGI DWS GOVERNMENT CASH INSTL 9,907,025.6100 9,907,025.51MONEY FUND 9,907,025.6IOCASH Long 1.0000
C PRK 172967341 CITIGROUP INC DEP SHS REPSTG 1/1000TH PEG SER K DIV 6.875% PERPETUAL MATT PERPETUAL. CALL 11/15/23025.00 79,000 2,0.S0.070 00PREFERRED STOCK USD 2,080,070.000CASH Long 26.330009/10/2014 13:05:00 ET -0.09
BTU.GF 704549AE4 PEPBODY ENERGY CORP SR SIT 7.375% 11/01/16 B/E DTD 10/12/06 N/C 1,200,000 1,293,O00,ODCORPORATE BOND USD 1,293,000.000CASH Long 107.7500
BAC.HDX 060505DT8 BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED TO FLOAT 8.125% 04/30/58 WE DTD 04/30/08 CLB CLB 05/15/18 3,000,000 3,307.500 COGORPORATE BOND USD 3,307,500.000015H Long 110.2500
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0114243
CONFIDENTIAL SDNY_GM_00260427
EFTA01455468