SOUTHERN FINANCIAL, LLC ACCT.
For the Period 8/1/13 to 8/31/13
Adjusted Cost Unrealized Est. Annual Inc.
Price Ouarddy Value Original Cost Gain Loss Accrued Div. Yield
Concentrated & Other Equity
GENERAL ELEC CAP CORP 109.37 2,000,000.000 2,187,420.00 2,122,916.67 64,503.33 142,500.00 6.45%
7.125% DEC 15 2049 30,082.00
DID 06/17/2012
AA- IBAA
GENERAL MOTORS CO 48.66 71000.000 3,454,860.00 3,585,969.22 (131,109.22) 168,825.00 4.88%
CV PFD B 42,156.25
GM PB
JPMORGAN CHASE & CO 110.04 5,000,000.000 5,502,060.00 5,498,008.95 4,043.05 395,000.00 7.12%
7.9% PFD STK APR 30 2049 132,780.00
DTD 0023/2008
BBB flitA1
JPMORGAN CHASE & CO 94.69 750,000.000 710,137.50 750,000.00 (39,862.50) 45,000.00 8.38%
VAR RT 07/24/2013 DTD 07/294013 3,750.00
BBB /BA1
LONG TOTAL RETURN SWAP 1.00 888,972.000 293,286.55 N/A " N/A
1,999,999.388942 USD NOTIONAL
KOSPTREO INDEX
MAT MAR 20 2014 DEAL 30140386
N/O Client
SWPBDR-UH-6
MS MARKET PLUS MRK 08/20/14 112,21 1,000,000.000 1,122,050.00 1,000,000.00 122,050.00
80% EKO BARRIER- 3.55%CPN
,UNCAPPED
INITIAL LEVEL-02/14/13 MRK.41.19
Total Concentrated 8. Other Equity 0115.463.184.05 515,038,073.40 5141,844.10 5913,625.00 5.87%
5256,594.25
J.P Morgan Account Page 9 e' 48 Consolidated Statement Page 12
Confidential Treatment Requested by JPMorgan JPM-SDNY-00023386
Chase
CONFIDENTIAL SDNY_GM_00292584
EFTA01499598