SOUTHERN FINANCIAL, LLC ACCT.
For the Period 8/1/13 to sam3
Adjusted Cost Unrealized Est. Annual Inc.
Price Quantity Value Original Cost Gain! Loss Accrued Div. Yield
Emerging Market Equity
JPM LATIN AMERICA FD • SEL 16.83 49,504 950 833.168 31 1.000.000.00 (166 831 69) 841.58 0.10%
FUND 3815
4812A3-474JLTS X
Preferred Stocks
ALLY FINANCIAL INC 26.91 126.600.000 3,408,806.00 2,782,242.51 624,563.49 268,392.00 7.88%
8 1/2% PFD
02005N-30-8 ALLYPB NA /CAA
GMAC CAPITAL TRUST I 26.54 80,000.000 2,123,200.00 1,882,773.60 240,426.40 162,480.00 7.65%
PFD STK 81/8%
361860-20-8 ALLYPA
ROYAL BANK SCOTLAND GROUP PLC 22.94 120,000.000 2'52,800.00 2,924,400.00 (171,600.00) 217,560.00 7.90%
ADR NON-CUMULATIVE
780097.71.3 RBS PT NA /P-2
VOLKSWAGEN AG PFD 227.26 1,400,000 318,164.99 340,287.60 (22,12161)
ISIN DE0007664039 SEDOL 5497168
928662-92-3 UR
Total Preferred Stocks 68,600,9709 $7,929,70311 $671,267.28 5648,432.00 7.54%
Concentrated & Other Equity
BANK OF AMERICA CORP 110.17 2.000.000 000 2203,400.00 2,081,180.56 122,219 44 162,500 00 7 32%
81/8% PFD STK DEC 29 2049 47.846 00
DTD 04/30/2006
060505-DT-8 BB+ 431
J.P, Morgan Account Page 8 o' 48 Consolidated Statement Page 11
Confidential Treatment Requested by JPMorgan JPM-SDNY-00023385
Chase
CONFIDENTIAL SDNY_GM_00292583
EFTA01499597