SOUTHERN TRUST COMPANY, INC ACCT.
For the Period 3/1/13 to
TRADE ACTIVITY
Note: S indicates Short Term Realized Gain/Loss
• Settled transaction was initiated in prior statement period and settled in current statement period
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds CO* GaiNLoss
Settled Sales/MaturitieslRedemptions
3119 Sale HOLLY ENERGY PARTNERS L P 6 40.06612 160,264.48 (4,000.000) 40.026 160,100.89 (163.200.00) (3,009.11) S
3/22 High Cost BROKERAGE 160.00 TAX &OR SEC 3.59 J.P. MORGAN
SECURITIES LLC (ID: 435763-10-7)
3/20 Sale HAWAIIAN ELECTRIC INDUSTRIES INC . 26.89 (4,000.000) 26.849 107,397.59 (107.000.00) 397.59 S
3/25 High Cost 107,560.00 BROKERAGE 160.00 TAX 8/OR SEC 2.41
J.P. MORGAN SECURITIES LLC (ID: 419870-10-0)
3/20 Sale MODEL N INC (a 20.30 18,270.00 BROKERAGE 36.00 (900.000) 20.26 18,233.59 (13,950.00) 4283.59 S
3/25 High Cost TAX 8/OR SEC .41 J.P. MORGAN SECURITIES LLC
(ID: 607525-10-2)
3/21 Sale ENANTA PHARMACEUTICALS INC 6 15.85 6,340.00 (400.000) 15.81 6,323.85 (5,600.00) 723.85 S
3/26 High Cost BROKERAGE 16.00 TAX &OR SEC .15 J.P. MORGAN
SECURITIES LLC (ID: 29251M-10-6)
3/22 Sale GRAPHIC PACKAGING HOLDING COMPANY e 7.11016 (3,000.000) 7.07 21,210.00 (21,000.00) 210.00 S
3/27 High Cost 21,330.48 BROKERAGE 120.00 TAX 8/OR SEC .48
J.P. MORGAN SECURITIES LLC (ID: 388689-10-1)
Total Settled Sales/Maturities/Redemptions $313.266.92 ($310,750.00) $2,615.12
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
2/28 Purchase PETROLEOS DE VENEZUELA S 812% NOV 02 2017 DTD 1,000,000.000 100.00 (1,000,000.00) *
3/5 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16
SEDOL B5SCOL3 (ID: 71655O9A-8)
J.P Morgan Aomur Page 12 of 14 Consolidated Statement Page 15
Confidential Treatment Requested by JPMorgan JPM-SDNY-00023899
Chase
CONFIDENTIAL SDNY_GM_00293097
EFTA01500021