SOUTHERN TRUST COMPANY. INC ACCT.
For the Period 3/1/13 to 3/31/13
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
3/8 Purchase PETROLEOS DE VENEZUELA S 812% NOV 02 2017 DID 1.000.000.000 98.50 (965.000.00)
3/13 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16
SEDOL BSSCOL3 (ID:
3113 Purchase HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 1.000000.000 100.00 (1,000.000.00)
3/20 USD 85%BARRIER- 5%CPN•28.5% MXRTRN 3/13/13;
INITIAL STRIKE: 1.9619 100.00 JP MORGAN
SECURITIES LLC (BIDL) (ID:
3/15 Purchase WELLS FARGO & COMPANY PFD 5.25% 25.00 J.P. 45,000.000 25.00 (1,125,000.00)
322 MORGAN SECURITIES LLC (ID:
3/19 Purchase HOLLY ENERGY PARTNERS L P 40.80 J.P. MORGAN 4,000.000 40.80 (163,200.00)
3/22 SECURITIES LLC (ID:
320 Purchase HAWAIIAN ELECTRIC INDUSTRIES INC P 26.75 J.P. 4,000.000 26.75 (107.000.00)
3125 MORGAN SECURITIES LLC (ID:
3/20 Purchase MODEL N INC 15.50 J.P. MORGAN SECURITIES LLC 900.000 15.50 (13,950.00)
3/25 (ID:
3119 Purchase CMGROUP INC PFD 5.8% 25.00 J.P. MORGAN 40.000.000 25.00 (1,003,000.00)
3/26 SECURITIES LLC (ID:
3/21 Purchase ENANTA PHARMACEUTICALS INC to 14.00 J.P. MORGAN 400.000 14.00 (5,600.00)
3/26 SECURITIES LLC (ID:
3/22 Purchase GRAPHIC PACKAGING HOLDING COMPANY @ 7.00 J.P. 3,000.000 7.00 (21.000.00)
3/27 MORGAN SECURITIES LLC (ID:
Total Settled Securities Purchased ISS.420.750.00)
J.P. Morgan Account Page 13 of 14 Consolidated Statement Page 16
Confidential Treatment Requested by JPMorgan JPM-SDNY-00023900
Chase
CONFIDENTIAL SDNY_GM_00293098
EFTA01500022