CH ISLA1NE MAXWELL -OAP IHD ACCT.
For the Period 10/1/13 to 10/31/13
Note: P indicates position adjusted for Pending Trade Activity.
This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding. there is no change in the interest rate and all interest
is left in the account.
Equity Detail
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield
EAFE Equity
ABB LTD 25.47 2,200.000 56,034.00 47 460 92 8.573.08 1,548.80 2.76%
SPONS ADR
000375-20-4 ABB
ALSTOM 3.67 12,070.000 44,296.90 44,210.81 86.09 869.04 1.96%
ADR
02124420-7 ALSM Y
ASTRAZENECA PLC 52.88 385.000 19,293.90 18,351.75 942.15 1,022.00 5.30%
SPONS ADR
046353-10-8 AZN
BAE SYSTEMS PLC 29.33 1,735.000 50,887.55 39277.38 11,810.17 2.026.48 398%
SPONS ADR 741.32
05523R-10-7 BAES Y
BAYER A 0 124.70 325.000 40,527.50 32,896.77 7,830.73 586.62 1.45%
SPONS ADR
072730-30-2 BAYR Y
BHP LID 70.69 435.000 30,750.15 32,227.68 (1,477.53) 1,009.20 3.28%
SPONS ADR
088606-10-8 BHP
BOC HONG KONG HOLDINGS LTD 65.43 555.000 36,313.65 36,821.52 (507.87) 1,748.80 4.82%
SPONS ADR
096813-20.9 BFIKL V
J.P. Morgan Account Page 5 of 13 Consolidated Statement Page 43
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046302
Chase
CONFIDENTIAL SDNY_GM_00315500
EFTA01519034