GHISLAINE MAXWELL
For the Period I UM I to 11/30/11
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Non-US Equity
SUN HUNG KAI PROPERTIES 11.99 1,000.000 11,986.37 NIA " N/A
ISIN HK0016000132 SEDOL 6859927
Y82594-12-1 SHKP HKD
UNLEVER PLC 33.61 299.000 10.049.61 N/A N/A
ISIN GB00610FtZP78 SEDOL B10FtZP7
904787-91-0 GBP
VODAFONE GROUP PLC 2.71 5,404.000 14,635 98 N:A
ISIN 0300816GWD56 SEDOL BIGGVVD5 260 68
92857W-92-8 GBP
Total Non-US Equity $601,612.46 $29,496.00 ($22,362.00) S930.69 0.16%
S687.22
Emerging Market Equity
P SHIRE PLC 33.53 N:A
ISIN JE005212KY057 SEDOL B2QKY05
G8124V-91-8 GBP
Preferred Stocks
CMGROUP CAPITAL XIII 25.67 10,000.000 256,700.00 261 300 00 (4 600 00) 19 690 00 767%
7 7)8% PFD
173080-20-1 C PNNA /8A1
COUNTRYWIDE CAPITAL V 20.06 4,200.000 84.336 00 98.778 96 (14.442 96) 7.350 00 8 72%
7% PFD
222388-20-9 CFC PB
JP Morgan Page 13 of 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048208
Chase
CONFIDENTIAL SDNY_GM_00317406
EFTA01520864