GHISLAINE MAXWELL ACCT.
For the Period 11/1/11 to llmon 1
Adjusted Tax Cost Unrealized Est. Annual Inc.
Pr ce Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Preferred Stocks
JPM CHASE CAPITAL XXIX 25 44 2,500.000 63,600.00 62,500.00 1,100 00 4.187 50 6.58%
6 7% PFD
48125E-20-7 JPM PC
Total Preferred Stocks 8404,636.00 $422,676.96 (617.942.96) $31.227.60 7.72%
Concentrated & Other Equity
GENERAL MOTORS CO 34.18 1,000.000 34,180.00 50,000.00 (15,820.00) 2,375.00 6.95%
CV PFD B 593.75
37045V-20-9 OM PB
JPMORGAN CHASE & CO 105.78 150.000.000 158,665.50 157,909 17 756.33 11,850.00 7.44%
7.9% PFD STK APR 30 2049 1,020.30
DTD 04/23/2008
46625H-HA-1 BBB &IAA
Total Concentrated 8, Other Equity $192.845.50 $207.909.17 (615.063.67) $14,226.00 7.36%
61.614.05
Unclassified
DB X-TRACKERS 42.82 2,058.000 88,113.27 NA - NA
ISIN LU0292106167 SEDOL 830YFK4
892352-91-5
ETFS METAL SECURITIES LTD 171.36 301.000 51,577.86 NA - NA
ISIN JE0081VS3770 SEDOL 81VS377
131994-91-5
JP Morgan Page 14 of 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048209
Chase
CONFIDENTIAL SDNY_GM_00317407
EFTA01520865