GHISLAINE MAXWELL ACCT.
For the Period 12/1/II to 12/31/11
TRADE ACTIVITY
Note L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gaintoss
• Settled transaction was initiated in prior statement period and settled in current statement period
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
11/28 Sale ACCENTURE PLC-CL A 4155.12 6,779.76 BROKERAGE (123 000) 55.059 6.77224 (6.850.67) (78.43) S•
12/1 High Cost 7.38 TAX ISJOR SEC .14 J.P. MORGAN SECURITIES
LLC (ID: G1151C-10-1)
11/28 Sale ACE LTD NEW 0 65.92048 7,449.01 BROKERAGE 6.78 (113.000) 65.859 7,44208 (6,879.96) 562.12 St*
12/1 High Cost TAX &FOR SEC .15 J.P. MORGAN SECURITIES LLC
(ID: H0023R-10-5)
11/28 Sale AUTOZONE INC 0 320.00 7,040.00 BROKERAGE 1.32 (22.000) 319.934 7.038.54 (6,296.6Z 741.92 S•
12/1 High Cost TAX 8JOR SEC .14 J.P. MORGAN SECURITIES LLC
(ID: 053332-10-2)
11128 Sale COMCAST CORP Cl A 0 21.72008 7,819.23 BROKERAGE (360.000) 21.66 7.797.47 (7.646.91) 150.56 S•
12/1 High Cost 21.60 TAX 8/OR SEC .16 J.P. MORGAN SECURITIES
LLC (ID: 20030N-10-1)
11/28 Sale NIKE INC B • 94.79 10,995.64 BROKERAGE 6.96 TAX (116.000) 94.728 10,988.46 (9.909.91) 1,078.55 S'
12/1 High Cost 6/OR SEC .22 J.P. MORGAN SECURITIES LLC
(ID: 654106-10-3)
11/28 Sale ORACLE CORP (0 29.78031 7,057.93 BROKERAGE 14.22 (237.000) 29.72 7,043.57 (6.244.73) 798.84 S•
12/1 High Cost TAX WOR SEC .14 J.P. MORGAN SECURITIES LLC
(ID: 68389X-10-5)
11/28 Sale ENTRY REVERSED ON 12102/2011 RESEARCH IN MOTION (400.000) 16.15 6,459.87 (46.102.00) (39,642.13) I.•
12/1 High Cost LIMITED 6 16.40 6,560.00 BROKERAGE 100.00 TAX
8/OR SEC .13 J.P. MORGAN SECURITIES LLC
(ID: 760975-10-2)
11/28 Sale VERIZON COMMUNICATIONS INC © 36.29 10,270.07 (283.000) 36.229 10,252.89 (1020225) 50.64 S'
12/1 High Cost BROKERAGE 16.98 TAX 8/OR SEC .20 J.P. MORGAN
SECURITIES LLC (ID: 92343V-10-4)
J.P.Morgan Page 26 of 77
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048295
Chase
CONFIDENTIAL SDNY_GM_00317493
EFTA01520948