CHISLAINE MAXWELL ACCT.
For the Period 12/I/I I to 12/31/11
Trade Date Type Per Unit Rested
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
12/23 Sale UNION PACIFIC CORP 42 104.58 11,399.22 BROKERAGE (109.000) 104.518 11,392.46 (11.005.77) 386.69 S
12/29 Hugh Cost 6.54 TAX 8/OR SEC .22 J.P. MORGAN SECURITIES
LLC (ID: 907818-10-8)
12/23 Sale UNITEDHEALTH GROUP INC 4 50.95 10,088.10 (198.000) 50.889 10,076.02 (9.955.32) 120.70 S
12/29 Nigh Cost BROKERAGE 11.88 TAX 8/OR SEC .20 J.P. MORGAN
SECURITIES LLC (ID: 91324P-10-2)
Total Settled Sales/Maturities/Redemptions 5147,636.75 ($219,399.42) ($76,761.99) L
55.999.32 S
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
12/15 Purchase ZYNGA INC fa 10.00 J.P. MORGAN SECURITIES LLC 500.000 10.00 (5,000 00)
12/21 (ID: 989867-10-8)
COST ADJUSTMENTS
Cost Basis
Settle Date Type Description Quantity Adjustments
12/2 Cost Basis Adt COVIDIEN PLC NEW COST BASIS ADJUSTMENT 236000 7312.84
(ID: G2554F-11-3)
12/2 Cost Basis A4 APACHE CORP COST BASIS ADJUSTMENT 95.000 7,020.39
(ID: 037411.105)
12/2 Cost Basis Adt BB & T CORP COST BASIS ADJUSTMENT 309.000 5,001.85
(ID: 054937-10-7)
J.P.Morgan Page 28 of 77
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048297
Chase
CONFIDENTIAL SDNY_GM_00317495
EFTA01520950