EFTA01597297

UBS Finacial Services Inc. Private Wealth Management SUBS 299 Park Avenue 26th Floor New York NY 10171-0002 Business Services Account January 2020 ANP70C07708990120 Y1 0 MAX FOUNDATION 139A CHARLES ST APT 233 Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: 1 23661 SS Your Amanda' Advisor. SCOTT STACK MANLYLE CASRIEL Questions about your statement? Cad you. Financial Advisor or the Value of your account ResourceLine at 800-762-1000, on December 31 (S) on January 31 (3) account 029023661. Your assets 979.29 979.29 Iftsitour website: Your liabilities 0.00 0.00 www.ubs.comifinancialsewices Value of your account $979.29 $979.29 kerns for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth innew.annuakreditreportcom. Tracking the value of your account during 2020 Value of your account at year end 2019 197929 Your investment return: 7,238.2 Change in market vague 3000 5,2382 Value of your account on Jan 31. 2020 $97929 1,243.3 - 975.9 979.3 9793 • • • Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 Ian 2020 SDNY GM 00009630 Member SIPC A14,7C00201:0770899 NMI:0073551 00001 0120 00000i:000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA01597297 Business Services Account Account name: MAX FOUNDATION Your Anericlri Advisor: *UBS January 2020 Friendly account name: MAX FOUNDATION Account number Y1 23661 SS SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 31 di) your account • Cash and money balances may include A -cash arid money balances 979.29 I CO 00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the Important information D Fved income 0.00 0 00% about jour statement on the last two pages of this statement tot detais about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $979.29 100.00% Value of your account $97929 Eye on the markets Percentage change Index January 2020 Year to date S&P 500 -0.04% -G04% Russell 3000 -0.11% -all% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S Aggregate Bond Index 192% 1.92% Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1 66% A1,70002000270900 WM00073551 00001 0120 030C00000 Y123661550 000tayutoc loogeowe 2 of 6 CONFIDENTIAL EFTA01597298 Account name: MAX FOUNDATION SUBS Business Services Account Your Nnandal Advisor: Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL January 2020 Account number: Y1 23661 55 Change in the value of your account January 2020 (S) Year to date (1,) Opening account value S979.29 $979.29 Closing account value $979.29 $979.29 UBS Bank USA Business Account APY Interest period Dec 6 - Jan 7 Opening UBS Bank USA Business balance Dec 6 8979.29 Closing UBS Bank USA Business balance Jan 7 $979.29 Number of days in interest period 33 Average daily balance $979.29 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Wderate investment eligibility consideration - None elected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out, SDNY GM 00009632 A410002003770e01 WM031073551 00001 0120 COCC00000 YI 23661550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597299 *UBS Your notes NVMAN 551000M 0120 DICON)000, 23661550 C0INNyG,L000096%ge 0 of 6 CONFIDENTIAL EFTA01597300 SUBS Account name: MAX FOUNDATION Business Services Account Your Nnandal Advisor: Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL January 2020 Account number: Yl 23661 55 Your assets Some prices, income and ontot values sham may be apploelmaie As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of this document for more infocmaton. Cash Cash and money balances Cash and money balances may radon"+ availatie cash balances, UBS Bank USA &posit account balances, U85 Bank USA and all UBS FDIC Insured Progan Bank deposit aCcesint balances are Insured by the FDIC within UBS FDIC Insured Proaan Bank. Mantes. UBS AG Stamford Branch deposit account balances and money applicable linits, but ate not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured make) mut ua fund sweep balances. by FDIC and ae rice protected by SIPC Money market sweep balances are protected by 51K but are not Insured by the FIX. See the important informawn about put statement at the end of this document for details about thOSt balances Opening bdarKe CIOSIng baanCe Ptce per Share Average Draden0 Interest Days si meld ng on tan 1 (5) on Mn 31 (S) on ran 31 (S) rate period penal Cap amount (5) UBS BANK USA BUS ACCT 979.29 979.29 250,000.00 Your total assets ee«entade of Cost Estimated Unreaized wive on ;an 31 (1) )our account basis (1) annua Income (1) on or losS (S) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009634 ANP700020C0770003 NP1300073551 00001 0120 COCC0000011123661550 000000 Page S of 6 CONFIDENTIAL EFTA01597301 ,t)UBS Your notes nro"0001000,390...0%359, CCM.* C.C.0.000,, 366,..,,,, GM 0000ge,ge 6 of 6 CONFIDENTIAL EFTA01597302 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00009636 CONFIDENTIAL EFTA01597303 Important information about your statement (continued) Ras assets — For certain searies trading in non-conforming • Est. (estimated) income, Current yields and rates. - We Weil* COrnpkinSal kg) fromLes Bank USA, U3S Your statement sent, acuities and other assets held denominates, price a-id quantity (lace rata) may An estmate of anal igene is bawd an current AG Stanford Branch and ramatfiliated barks in the accord a the end of the gatemen period. You have been adjusted to facilitate proper valuation. dividend and interest rates. assuming the securities will through our cash sweep programs. The msar ask for delieenrof fully paid searttin at ay tine. To obtain current gotat ions, when a bariVe contact be held for one year from statement care or until compensation may be per account fee or You may receive tourists used as loan carnal after your Fame Advisor. MMus*. This estimate is any a guidekne; accuracy may be a percentage of away daiy depose paying any balance dr on them. Any securities and continued income are not guaranteed balances. transferred to the Fim dreg the statement period are • Private invertmones end stmoured products. — Estimated crud ncome and current yield foe listed at market value as of the end of the statement Private Mestrient securities (inclerg direct certain types of securities could include a return of Activity period. Partkkation program and real estate inveihrierrt trust principal or capita gains in which case the est. Wormation regarding commission and other charges • Cost bash. In denim:nig the cost bass of the %tutees) and strucesed products are goner* higtey income (and current yielth would be overstated. 'Mulled II con-sect pen with the emotion of oaks, wanes included in this statement, where indicated Revd Certain structuredow:dads have not teen — Estimated rant income and current yield and lee inckadrig option transactions has been induded co with the nuerbee '1: UBS Financial Services has raid registered web the Securities and Exchange actual imam, and yield micro be lower a higher confirmations previously furnished to yoa ad will be as information obtained from sources other than LE6 Canmission or under arty state securities laws. We than the estimated amounts. provided to you promptly on request. Financial Serene, "doling Hammier. flan another provide estimated values for prince imminent — An earns of arnualind "come (avidend ands Irma that you may hawpros/did to your Financial securities and structured products for 'Samuel:nal interest) Minded by the current market Short soling Advisor. The Fie does not independently way a Accuracy is not guaranteed. vakraraverage balance is based on the last dividend if you at engaged n short selling a security, you may garnet the rosary a validity of my information prrxusany. — nest vales nUry diller ithstentially turn prises, or merest pant** made by the Mar and incur a cturge die to mien borrowing costs fa that provided by sources other than LES Financial Services. any, at which a private nvestment securtyor assumes tie securities/deposes will be hell for one pateulasecisiy. h radial, although U3S Financial Sencces genera* structured product maybe boujst a sold and do year from the statement date a urea maturity. updates this Mormation as it is received, the item not nerrremarb, leaner* the vi you may receive Accuracy and continued yield se not guaranteed. Open orders not provide any assurances let the Planation upon liquidation. Regarding open a • good.acancelled • ceders that under 'Cost basis' ad 1.hrealeed gadloss' is — And party estimates of value are as of • Assets not held by LIBS financial Services. Certan ewe not executed by the statement dale, open buy aid Kurth as of the date of this stamen. As such, date ad are supplied to UBS Financial Sents on a assets are not held by the Firm and not within the sea stop orders we reduced by therant of dwiderds please do not rely on this information to make repair base by an independent valuation fin. em's possession or control. These assets are or netts an an tx.&edicts or exeghts date ts*ss purchase Cr tale decisions, for tae purposes a — Issuer, general partner of sooner estimated valet displayed on your statement for of°motional instructed otherwise by you. You we responsble for otherwise. Accounts transferred to the Fin, may if ay, are supplied to the Firm by the issuer, purposes only. Positions and vases presented are orders that are executed the to your Salve to cancel reflect gingko% h informal On only for the period of general partner or sponsor and may be tabulated provided by to issung fem. UBS Fnamcial Services is eating open ordeal. tine they are the Fie. More hinceical based Co cifferent Mama:on from that used by not reparable for this iteration and does not nfarnation can be added by your Financial Achisor. third parties to derive thei esemaled WAUPS. guarantee is accuracy. Thew assets re not protected Privaq • Unrealized gains/losses. When data is avabble, — You can obtain additional information regardrig by SIPC or the firm's supplemental SiPC coverage. To obtain a copy of as current Client Prelacy Notice, eslinated arealited gaimilosses at calculated for the methodology used to determine the estimate of please contact par Financial Advisor or visit as 'rebut rdividal security lots. The transaction data for value and the date of the informalen that is the • Rinntenti shoring and additional compensation. at wonvati coesnovacrooky. ndividul lots may or may not reflect canminers, basis for the estimate by contactirgyour Financial - h addition to commissions on sales at 12b.1 fees — 1.85 Financial Services is riot a bark. The RMA. Business ch.vges ardor security reorganisation hems. Advisor. reamed n connectcol with the disubnion of mutual Services Account BSA and IRMA are brokerage Dividend and other reinvestment lots and systematic — Third party estimated values may bereflected as funds to our clients we odor our affiLate receive accounts which provide access to banking services and Prchaw lot are each combined to display on, 'Not priced' in several situatern: Main an revert. sharing pigments from disubdors ancla prockos through arrangements with affiliated banks averaged lot. The 'Trade date' column presents the • dent valuation to, has not suppled a is adviscn of the maul funds that we sell These and other thidpany banks, endprovides access to crigasal transaction wade date. unable to assign a value, when we become aware rants are based on two different coapcinents: insurance and aunty products issued by unaffiliated • Callable markles Bonds arid prefaced stock that that a material event has occurred that may call a the nun of sales by U135 of mutual tsid.party mane companies fl out insurance the issuer cats for eery redemption wit be selected previa*reputed vale into question, or when a fund famity So our <kernr and kJ the asset qt. of a agency subsidiaries of US$ Fi-uncial Senkes n. emparhay by lot from among at seorises of that value woad be highly speculative due to the nature particular Mutual fund I arniejs shares held at the — investment, insane, and amity prodxts: issue held nom name a ri nomnee nee for us of the security. firm. — Not FIX insured • No bark guarantee* May lose value dents Call feature information s obtaired from third — When neither an issuer, general partner or sponsor — We ref our affiliate also receive networking and — IMA. Resource Management Account Business patties and es accuracy is not guaranteed. Other call estimated value bar a dud-party estimated value is cent* processing lees in consideration for transfer Services Account BSA, IRMA and nternatiorul Resource features may exist which could affect yield; complete provided, the value of the security ekl tr.:lavers agent services that we provide to the mutual funds. Management Account are registered service marks of information will be provided upon request. from its purchase Coke Thew fees generates an paid from investor assets in LEG Financial Services Inc • Price/value. Prices desplawd fa securities and other — 'Diarbutens to date' may "elude return of the named lad and are a fired dollar innocent based — vISA is a registered vadernark owned by Vita produce maybe higher or lower than the price that capital, income or both an the number of accounts at the broker -dealer srternsional Service Association and used under you would sourly receive in the market Prices are — unit size represents the Keel offering holding mutual fads of that turd IaNy. kens.. The CBS Visa creel cards rd the U65 Visa obtained from various third party sources theth we price per Mit and may not reflect riot cop baits - h addition to commission received in correction debit cads are issued by L6S Bark LISA with believe to be reliable, but we do not guarantee thee — DPP and unlisted REff wurities are not listed cc a with the sale or diorbuton of tenuity canals and permission from Visa U.S.A. he ceporated. All other accuracy. national securities exchange, and are generally unit mestment trust tees to or diens, we actor trademarks, registered trademarks, service marks at — We genera, use the dosing prise when available a illiquid and even a they can be sold. the price at /brute receive revenue sharing carp:suet:an registered service marks are of their respective the mean of the bed and ask prices for listed reamed may be less than the per share estimated from many of the Insurance companies underwriting companies. securities and options any bid prices for OTC value waded in the account statement. the annuity contracts, affilates of the Massee securities companies or sponsors of the at Mourners tuns LOS Firuntial Serviette Inc. Rev. 201010 — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted sectnies generaly we darbute. valuation model a the most recent price we are not currently elgbk for pubk sale UBS F haricot - h ackation to COrnmiSSE3n5 received from the atoned and may not reflect an actual market pia Services uses the market price of the itresincted stock purchase and sale of NureSIre es lads we actor our or vat*. of the sane issuer as an imputed yak.e fa the affiliate receive an asset-based amenx sharing — <man positions may appear berthas a price and restricted stock for purposes of this statement only. To payment from NeaShares dish:las" as mil as will show as rake want nitro,' t we are tie extent that restricted securities we Mgble for sale, funding for technology development, training and unable to obtain a price for a security. the vats received may be substantially ins than the education. — Deposits a securities denominated is currencies maned vats shown. - Our anon also receive trading commissions at other than U.S. dollars re reflected a the excharge other compensation from mudual funds and Marne rate as of the statement date. canonic.% whose frolactS we Slane. SDNY_GM_00009637 CONFIDENTIAL EFTA01597304 UBS Financial Services Inc Private Wealth Management SUBS 299 Park Avenue 26th Floor New York NY 10171-0002 Business Services Account February 2020 AMP70C07238150220 Y1 0 MAX FOUNDATION 139A CHARLES ST APT 233 Account name: Mr1C4 FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: 1 23661 SS Your Nnancial Advisor: SCOTT STACKMANILYLE CASRIEL Questions about your statement? Call you' Financial Advisor or the Value of your account ResourceLine at 800-762-1000, on January 31(1) on February 28 (S) account 029023661. Your assets 979.29 979.29 Visitant vvebsite: Your liabilities 0.00 0.00 www.Lbs.corni linancialservices Value of your account $979.29 $979.29 Items for your attention Help protect yourself from fraud and review bank, aedit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth ..wm.annuakreditrepon.com. Tracking the value of your account during 2020 Value of your account at year end 2019 197929 Your investment return: 7,238.2 Change in market value $0.00 5,2382 Value of your account 3,238.2 on Feb 28, 2020 $97929 1,243.3 — 976.9 — 9793 979.3 — 979.3 • Dec 2014 Dec 2015 Dec 2016 Dec 201 7 Dec 2(68 Dec 2019 lam 2070 Feb 2020 SDNY GM 00009638 Member SIPC AWN:00200072381S NPVC0056348 COCO 0220 000036000 Y123661550 000000 Page 1 of 6 CONFIDENTIAL EFTA01597305 Account name: MAX FOUNDATION Your Fineocial Advisor: *UBS Business Services Account February 2020 Friendly account name: MAX FOUNDATION Account number Y1 23661 55 SCOTT STACKMANI:ILE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (1) your account Cash and money balances may include A cash and money balances 979.29 I CO 00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, VBS FDIC Insured Deposit Program Bank accounts, LIITS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Fixed income 0.00 0 00% about your statement on the last two pages of this statement tot details about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $979.29 100.00% A Value of your account $979.29 Eye on the markets Percentage change Index February 2020 Year to date S&P 500 -8.23% -8.27% Russell 3000 -8.19% -829% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S. Aggregate Bond Index 1 80% 3.76% Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1 52% ARP70002000223816 NP-T300056348 00001 0220 000030000 Y123661550 eCilgt.WGM00009631 9, 2 of 6 CONFIDENTIAL EFTA01597306 Account name: MAX FOUNDATION sUBS Business Services Account Your N fluidal Advisor: Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL February 2020 Account number: Yl 23661 SS Change in the value of your account February 2020 IS) Year to date CS) Opening account value $979.29 $979.29 Closing account value $979.29 $979.29 UBS Bank USA Business Account APY Interest perad Jan 8 - Feb 6 Opening UBS Bank USA Business balance tan 8 8979.29 Closing UBS Bank USA Business balance Feb 6 $979.29 Number of days in interest period 30 Average daily balance $979.29 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following invesonent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None se4etted Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009640 AW70302000723817 NP-Xl00056340 COCCI 0220030:00000 Y123661SSO COOOCO Page 3 of 6 CONFIDENTIAL EFTA01597307 *UBS Your notes n.,..fp0o0R38, e rv>A000663<80099i 0330 Oo00000ppvms.36000,ry GM 000. 6.9. 0 of 6 CONFIDENTIAL EFTA01597308 andel Advisor. SUBS Account name: MAX FOUNDATION Business Services Account Your ri Friendly account name: MAX FOUNDATION SCOTT STACKMANLYLECASFUEL February 2020 Account number: Yl 23661 55 Your assets Sane prices, income and current values shown may be approximate As a result. grins and losses may not be accurately reflected. See important information about your statement a the end a INS COCume M f more informat on. Cash Cash and money balances Cash and money balances may induce avalable cash balances, UBS Bank USA &posit account balances, UBS Bank USA and all UBS FDIC Insured Rogan Bank deposit account Waxes are insured by the FDIC nAlhin UBS FDIC Insured Pro7an Bank Blanc's, UBS AG Stamford Branch deposit account tante: and money applicable I irrits, but are not protectedby 9K. UBS AG Stanford Branch deposit account balances are not insured market mut utt fund sweep balances. by FDIC and are not protected by SIPC Money market sweep balances are protected try 51K but are not insured by the FDIC. See the Important 'Worme'en about your statement at the en0 Of tris document tor wads about thOSt teiances Cpering baanCe CIOSIng baalCe Ptce per share Average Dradena Interest DElf$ el meld ng on Febl(S) on Feb 28 (1) on Feb 28 (S) rate period penal Cap amount (5) UBS BANK USA BUS ACCT 979.29 979.29 250,000.00 Your total assets Percentage of Cost Estimated unrealized Value on ftb 28 (S) your account basis (I) annual income (S) gan Or losS el/ Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009642 m4, 20002002223819 Nr0C0066348 0003, 0220 000C00000 TI 23661550 C0C0C0 Page S of 6 CONFIDENTIAL EFTA01597309 *ilF1S Your notes 01300.0000pn1)66,..,.., GM oom.ge 6 of 6 CONFIDENTIAL EFTA01597310 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial hear from ycuno later than 60 days after the Firm capacity. A fug copy of the polio; wadng is availitile income or reams and may not keep pace web e a mutter of all prixipal snaky, convey* tent you the fret statement on which the east or soon reams. inflation andoptions exchanges UBS Financial Services and UBS pobtem appeared. • Moderate: Waling to accept sane risk to principal and Bank USA are indirect absklaies of 1185 AG and — Provide you- name ad account number (4 any). Nether fie SIPC protection nor the supplemental tolerate some volality to seek higher returns affiliates of LEG Stones U.C. 71* f inn's financial — Dew be Ow OfRN or IS trend., you se insure protection appear to: • Aggresske: Willing to except hit risk to primeval and statement is available eon request. the Fire's execute* about, and avian as clearly as you can why you • Certain financial assets controlled by (and ixbded in Offices are at: bit,nob, to seek highMUTH Over time. believe it is an error a why you MOO more your account value) but held away from UBS TillterCig • franostawnt Welly Conaeleration: If selected a information. Services. For Nam* certain (0 insurance prodals. portion of the portfolio for That acorn may include UBS Finarxial Services Sex. — Provide the dolt. amount of the suspected error. inducing variable ama(n. and 6i) shares of mie* COrnplex strategies, limited liquidly and greater 1200 Harbor Boulevard funds registered in the name of the axon holder on wish*. Weehawken NJ 07086 The Firma Cad Issuer will investigate yam complaint the books of the issuer or transfer egad; and will correct ay error premptly for akged errors • hvestment 0:Orates or mestment interests W.g., Statement "bouseltoldiror This statement represents the onbr officialrecord of you. Solving UBS Visandebi cad transactions 4 we take Imbed partnerships and private placements) that are We may consoMiate d1related account statements wFh Les Financial Services account. Critter records, /wept more than 10 busiest days to do this, we will anti not matured under the Securities Act of 1933; the same address in the same eriveksw• e g. because official lac documents, contanng confiding data should you accord la lho renoun you think is in error. so that • Cannodities convects (e.g., foreign exchange and they have owners who also mantas joie accent roe be relied upon. Ilyou be4eve there ban error a you will have the use of the money during the tine it precious metal contracts). includig 'utast contracts relarionships mth other clients at the same acidness. tf ornesion, please report it immediately in twin; to the takes us to complete 02 inniligaton. and cornualty opal contracts, you prefer to receive ndividual statements mailed n Branch Manager of the office serving your account. • Societies on loan toU85 Ft-uncial Services; and separate envelopes, yo., May decline househokkg by Please make all checks payable lo the Firm or the • Depose accounts (except owlif juges of &Pail) at 1.85 Clang your Financial Advisor. Altough all lives shown re intended to be accurate, financial rindul6n indicated on the front of this Bank USA, UM AG U.S. branches and barks in the statement data shouldnot be used for to purposes. Rey statement In addition to regular account fees, accounts FDIC Insured Deposit Progran. Friendly account name sold/ on yearend lax kerns 6.4., form 1099, 5498, may be selaret to mantenarce fees charges for late The SIPC protection and the suppler/mut protection do The Friendly account fume is a customizable 'tn.:knave' 10425, etc) when preparing your tat return. The Fern 6 payment for securities purchases and charges fa tread not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. redired by law to report to the IRS all taxable dnidords, amounts n cash accounts. Accounts that are transferred on you statements. The SiC WOLKtion and the his no legal effect on your account, is not intended to reportable ma-taxable dividends and laxable interest to other nStiluICOS my be subject to a transfer fee. supplemental protection do not protect against changes felled ay strte9Y. Product recceemendanon. end on secants hey rerun recant net proceeds in the maket value of you investments (whether as a imatment objective a risk prof de associated virki you- on sale tunsactons, and cost basis on erten covered MS Sweep Options result of market movement issuer bankruptcy a rau -its. and is not a promise a garnet leat we*, seasities UBS often options for sweepreg cash balances to bark otherwise). or any I inancia results. can or MI6. achieved. All deposit accants at nasalhated banks and affiliated investment. extant the risk of Ion, nicking the risk of Cconmunications with the Firm banks and money market mutual funds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. You can change your • Rene re-corium any oral communkations n writing Deposit accounts at IBS Bat USA and non-affiated Thi price reflected is an average prof You may °blew, Bendy account names through Online Services a by to further primed your rights, including your rights banks panicipaing en the UBS FDIC-mused Deposit the smut price from you Financial Adviser. Only whole contacting your Financial Advisor. under the Securities investor Protection Act OSA). Program are FDIC-insured it accordance with FDIC rules. shares are purchased under DRIP: Pantie' thaw will be • I the fmanc 41intaution on the icy lett of the Had For mat Hamelkm, plena visit nwm.fde.gay. Deposit std and the cash wit be deposited in you accost The Apeman overview of this statement isnot Les Financial Services. tEl accounts at UBS AG Stamford Branch and shares of dmidendreenestment price supplied by the issuer may • Value of yeas wountIportiofica Net of assets and Financial Services carries your account as clearing Money Funds are not nandby the FDIC. differ from the mark* price at which Ow partial sham liabilities baker by aerangement with the indicated Praeution are sold. • Assets Includes available cash balances, values for We Wormed you of this relationshb when you Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. restricted security test X and Global Time DIPOSPS, opened this accost. In the cases your funds aid Cash•intieu Accord Protector below. trstalinsi mats 10 market and certain assets rot held seasities are located at UBS Financial Services and rot Only whole unks maybe held in yaw account. F you are by the Fim. Does not nciacie °flatted securitieseassets the nvolaceg broker, rd you mist nuke a report entitled a aomi* inil m a result of a dividend paymenl at the end of the pea and turn stateerent periods. or of an/ error a mown to both fns. t an you rapist, tames in the bark deposes may be or otherwise, the Firm will ether sea panel Waif at private ilVOSITOMS, invested gock options and • As desorbed n the accornt evieents, youmust wridrann. ad shares of a Money Fund may be market p-ice a accept an mart deterrrelvd by a ...tut* stock options. realityus of any *nal or fraud involving checks liaidated• end the proceeds retuned to you or you- registered <burg agency, and credit you account. sectritin account. • Saul Nelda debit balances, cutsundrg margin reflected onput statement with:" 30 days after it was mailed or made mutable. bas. credit lie, short *cant balances Father Samson about available sweep options, Investanent objective, • Cashmoney balances Total of uninvested available • Please direct custom& carotenes or inzuries to the The i'westrnent objeclires and risk profile are specific to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 roludng current interest rates and yields. is avaeable* each account and may vary between you- accanh. www.uas comrsweepyields, from yam P nand* Advisor napallikatecl banks, ad money market naval fund a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. Please arise the frill(WWI* in renting of ay sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 a. by calIng 8C0-762-1000. significant change in your financial situation or f inancul Service IN.. Client Relations Department NoniCorrrnOdey free credit balances in yaw *cart ate investment objectives. For each account helot you not segegated from other balances and the Fen may P.O. Bar 766 Union City, ha 07067. UN Financial Services account protection choose one of the following invntment objectives: The Finn is of the Securein investor Protection use any rid these funds in the ordinay passe of its • All statements shall be deemed comp** and accuse • Produce Current Income- Investments *Sig the tans Mow find, re payable upon your Bernard 4 not objected to itwaiirng within 60 days Corporation (sro, which protects sea:rein customen generation of income only. of is frherberS up to 1%4000 tindading 5250,000 for We total s irpiaded in the anent period closing value. • For TFY services: Cal 844412-0986 or from outside clams for cas0 explanatory brochure amiable upon • Achieve Capital Appreciation: Investments seeking the US Call201-352-1495 growth of onePal(Awe than the generation of Una* information • In case of errors a cueslions about an electronic request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular income. For *take, information on the Finis lading practices lords transfer (UM bill payment or UBS Vide debit • Procter* Combination ofIncome and Capital tad disc Mutes refer to your Client Rolatromhp cad transactions, cal 800-762-1000. or write to UBS capathy. The Firm, together with certain athletes, has also Appreciation Investments seeking both the generation Agreement or Account Agreement and the General F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. of income and growth of principal. Terms and Condition; Les Statement of Credit Practices Weehawken, id 07086, Attn: RIMISSA Services. purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under available in Apeements andDiscbsures at this protection is SSOO million as of December 10, 2019. Overall risk profilea www rib conslankarrstranchurros Call or write as Won as you can, 4 you think ma, • Consenweve. Seeks to mantas nelal prin.* with statement a receipt is wag or e you need more Wane to the policy condiions and lititaicen, cash at information Seoul a transfer on the sinners a theFinn es aster protected fa up to 11.9 minim in tie bw Sc and wink to the account overall, even if we've The Fern a Card bluer (as appkable) must for at your account held in a particular that mum the secant does not generate signifiers SDNY_GM_00009644 CONFIDENTIAL EFTA01597311 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9645 CONFIDENTIAL EFTA01597312 U85 Financial Services Inc SUBS Private Wealth Management 299 Park Avenue 26th Floor Business Services Account New York NY 10171-0002 March 2020 n07001117203 0320 X14 VI 0 MAX FOUNDATION 139A CHARLES ST APT 233 Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: !I 23661 SS Your Knancial Advisor. SCOTT STACK MANLYLE CASRIEL Questions aboutyour statement? Call yore Financial Advisor or the Value of your account ResourceLine at 800-762-1000, on February 28(1) on Much 31 (S) account 029023661. Your assets 979.29 979.29 Visit our vvebsite: Your liabilities 0.00 0.00 www.rabs.cornifinancialsennces Value of your account $97929 $979.29 Items for your attention e Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepon.com. Tracking the value of your account during 2020 Value of your x<ount at yea end 2019 197929 Your investrrent return: 7,238.2 Change in market value 9040 5,2382 Value of your account 3,238.2 on Mar 31, 2020 0979.29 1,243.3 - 976.9 — 979.3 979.3 — 979.3 • Dec 2011 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec kl 9 Feb 2020 Ma 2020 SDNY GM 00009646 Member SIPC ster70003001117203 NP10001I9581 00001 CO20 006000000Y123661SW 100100 Page 1 of 6 CONFIDENTIAL EFTA01597313 Account name: MAX FOUNDATION UBS Business Services Account March !C.C./ Friendly account name: MAX FOUNDATION Account number. V1 23661 55 Your Fi modal Advisor: SCOT!' STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (1) your account Cash and money balances may include A cash and money balances 979.29 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Foxed income 0.00 0.00% about your statement on the last two pages of this statement for detail about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $979.29 100.00% A Value of your account $979.29 Eye on the markets Percentage change Index March 2020 Year to date 58P 500 -12.35% -19.60% Russell 3000 -13.75% -20.90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S. Aggregate Bond Index -0.59% 3.15% Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.99% .41•70003001117204 NP7000119581 00001 Ono 000030000Y123661550 togietiy_Gm_00009eNlge 2 of 6 CONFIDENTIAL EFTA01597314 Account name: MAX FOLINDATICN sUBS Business Services Account Your Nnandel Advisor: Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL March 2020 Account number: Y1 23661 55 riP.P.PWRINSAWIS Change in the value of your account Year to date (1) Opening account value $979.29 $979.29 Closing account value $979.29 $979.29 UBS Bank USA Business Account APY Interest perad Feb 7 - Mar 5 Opening UBS Bank USA Business balance Feb 7 8979.29 Closing UBS Bank USA Business balance Mar 5 $979.29 Number of days in interest period 28 Average daily balance $979.29 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following invesonent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, Fist In, First Out. SDNY GM 00009648 At4P7C003001117205 N1,730011993100001 CG20 00CC00000 Y123661S50 100IC0 Page 3 of 6 CONFIDENTIAL EFTA01597315 *UBS Your notes 000N 03,0 C.O.00,i3661.0,0%., GM opoog.ge 0 of 6 CONFIDENTIAL EFTA01597316 sUBS Account name: MAX FOUNDATION Business Services Account Your Nnandel Advisor: Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL March 2020 Account number: VI 23661 55 Your assets Sane prKes, income and current values shams may be approximate. As a result. gains and losses may not be accurately reflected. See important mformation about your statement a the end of INS document for more information. Cash Cash and money balances Cash and money balances may inductct+ available cash balances, UBS Bank USA thopsit account balances, U8S Bank USA and all US$ FDIC Insured Rogan Bank deposit account balances are insured by the FDIC Wilson UBS FDIC Insured Rogan Bank &dances. UBS AG Stamford Branch deposit account Maces and money applicable lints, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured mas kat mutual fund sweep balances. by FDIC and ace not protected by SIK Money market sweep balances are protected by 51K but are not insured by the FDIC. See the important mlormsoon about put statement at the end of this document for details about those Manes 0perinobSabCe CIOSing belaCe Pnce per Share Average Dcadend Interest Days in skid ng on Mal 1 (I) on Mar 31 (1) on Mar 31 (1) rate period penal Cap amount (St UBS BANK USA BUS ACCT 979.29 979.29 250,000.00 Your total assets ne«entage of Cost Estimated unreaded Value on Mar 31 (S) your account basis (S) annua income (3) gan or loss (S) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009650 AhP70003001117207 NFAC0119581 00C0I 0320 C0C030000 sel 23661550 100100 Page S of 6 CONFIDENTIAL EFTA01597317 Your notes At•70003001117208 NP7000119581 00001 0320 000000000 " 23661S50 10WMIY_GM_000091#9. 6 of 6 End of statement for account number Y1 23661 SO CONFIDENTIAL EFTA01597318 Important information about your statement UE6 Financial Services he. (the Firma UBS Financial hear from yOuna later than 60 days after the Firm capacity. A fug copy of the polio; acedirg is available income or (earns and myna teen pace vet Services), is a minter of all prixipal unity, convixday sent you the fist statement on *Inch the error or won ralunt. inflation andoptions exchanges UBS Financial Services and UBS probkm mowed. • Moderate: Waling to accept sane risk to princpal and Bark USA are indirect nedwies d LBS AG and — Provide you name and account number (if any). Neither the SIPC protection nor the axplemental tolerate some volatlity to seek higher returns affilaws of LEG Stosnes LLC. 71.*Firnis financial — Dente the error or the Pander you are insure protection apply to: • Aggressive: Wining to octal high risk to pampa' and statemert s available rani request the Firm's execiain about and explain as clearly as you can why you • Certain financial assets controlled by (and entitled in high volatility to seek hipMIUM Over limn offices an at: believe h is snorer or why you needone your account value) art held away from UBS Financial • fnv•Stesent Egibeiry ConaCtiratisn: II selected a infarnatin. Services For exam* certain (0 insigne predsts. portion of the portfolio for that account cry include UBS Cranial Services ex. — Provide the dolly amount of the suspected error. including variable rues. and 6i) shares of meal complex serapes, limited liqudty and germ 1200 Harbor Boulevard funds registered ndw name of the was holder on reeky. Weehawken NJ 07086 the Firm or Cad Issuer will investigate you complaint the books of the Mar a transfer agerA); ad will correct any error promptly For need errors • Investment contracts or vestment Interests (e.g.. Statement "househeldnif This statement represents the ort officialrecord of you innoWng 125 Visacidebd cad transactions 4 we take imbed partnerships and private placements) that are We may cons iodate al related account statements with LBS Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e 9. because official ta•donnents, contaring calPaten; data shoral you secant for the amount you think is in error. so that • Cawnodities contracts (e.g., foreign exchange and they have owners who also maintain join account not be relied taxa. Ilyou believe there is an error or gas will have the use of the moneyaxing the tine it precious metal contracts), °clung fines contracts relatiOnsheaS waft other clients at the same adchns, ef omission, please capon it ineedUtely ii writing to the takes us to complete as inwstgaton. and cannoday °pica contracts, you prefer to receive individual statements marled n Branch Manager of the office serving you account. • Secirities in loan tot/BSF..01CW Smites; and separate envelopes, you rruy decline householdrg by Please mate all checks payable to the Firm or the • Depose accounts keep col auto of &Pond at U3S caring you: Financial Advisor. Alta* all figures shown are intended to be accurate, financial nodular) indicated on the front of this Bank USA, IRS AG U.S. branches and barks n the stement data *auk'not be used for tar purposes. Rely statement. In addition to regular account fees, xcounts FDIC Insured Deposit Program. Friendly account name solt on yearend lax lams, lo o., Form 1099, $498, may be abject to mantenaxe leek charges tor late The 5IK protection and the supplemental protection do TM Friendly account Nine is a customizable in:Marne 10e2S, etc.) when preparing your tar return. the Fern 6 payment for securities purchases and charges fa unpad not apply to these assets even if trey otherwise appear chosen by you to assist you with yaw recordkeming. lt rewired by law to report to the IRS all taxable di iderds. rants n cash account. Account that aro transferred on you elements. the SIK protection oaf the hat no legal effect on your erasure, is not intended to reportable nor -taxable dividends ard wane interest to other nsfautans may be subject to a transter fee. end on secaties had n run octant net proceeds staptemental protection do not protect against changes reflect any strategy, Product rearrimerdation. n the melon yak* of inn investments (whether as a nvestment objective or risk polite associated with yaw on sale transactions, and con basis on omen covered UltS Sweep Options result of market movement issuer bankruptcy or mounts and is not a promise a gaarartee that wealth, seashies, LBS otters options for sweeping cash balances to bark otherwise). or any financial resins. can cc willbe achieved. All deposit accounts at neaffined barks and attained investments involve the risk of lost. ex Ldng the risk of Communications with the Firm barks and money market rrutual knelt (Money hands). Dividend Reinvestment Programs (DRIP) loss of the entie investment. You can change your • pease retorts-on any oral comrrunicaticers in writing Deposit =Cut at Maack USA and nonaffdated The price rented it an average pro. you may obtain Frienly amaze names tIvough Online Sonricet a by to further protect your rghts, including your rgds banks panicipang in the UM FDIC-ensued Deposit the actual price from you Fnarx lel Achim*. Ott v.hole contacting yotr Finarcial Advisor. under the Securities hvestot Protection Act (SSA). Program are FDIC-insured in accordance with FDIC rules. shires are purchased under DRIP; pthial shares will be • Ithefinncia intkution on th• icp Mt oltefrct For more informalOn, please vise wwwfda.g:m. Deposit sold and thee cash wit be deposited in you account. TM Account overview of this statement isnot Les Financial Services, LBS accounts at UBS AG Stamford Branch and shares of dindendreimesement price supplied by the issuer may • Value of sat account/portfolio Net of assets and Financial Services canes yam account as clearing Money Funds are not Paredby the FDIC. der from the market price at which the partial shares liabilities tacker by arrangement wan the edicated re sold. • Assets Includes available cash balances, values for We irdormedyrou of this relationshb Mien you Bak deposits an not protected by 51K. Money Find slums in protected by SIPC See -U85 financial Servkes restricted security (est 1, andGlobal Time POWS, opened this atone. In the taw, your finds and CasltrietrIeu Account Protection' below. Larealized mats to market and certain assets rot held seardies are located at UBS Financial Services and rot Only whole mks maybe held in you account. B you are by the Fim. Does not nag* unpiced securitielassets the I-wedging broker, ad you mast make a ripen 'nada. a partial see an a result of a dividend payment Open your request, balances in the bark deposes may be at the end of the pea and eruct statement mood& or of an, error a aeon 10 both ferns a otherwise, the Firm will either sell panel akin at private investments, invested stod options and • As ckscrbed n the accent agreements, you mat wanzkann, and shares of a Money Fund may be market price a accept an aeon detterrined by a laudatcd, and the proceeds retuned to you or you merciuble stock options. moldy us of any errors or fraud involving checks registered deer.; agency, and credit you. account. • Liable's. Vrelides debit balances, cuntandng margin reflected On )Our statement with:" 30 days after it was seontinaccant mailed a made nibble. loam, treat Info short account balances hither nkrynation about aerobe* sweep options, Investment objective, • Cashratoney balances total of uninvested avalabk • Please direct customer emplanes or intones to the The nwestrnent objectives and risk profile are speed k to cash balances, plus deposit balances at affirmed and Fin's Client Relations Cepartnwa at 201-32-1699 :Nixing current interest rates and yields, 6 avertable a each account and may vary between your accents. www.ubs comswoepekh, from yaw Financial Adviser nonaffiliated banks. and money market mewl had a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M Please as the Firmparlay in taxing of any Cr by baling 800-262-1000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to LBS significant change in your financial situation a Financial Serviceable.. Client Relatiorn Department, Non.Corrrrnday free credit balances in yam accord are immanent objectives. For each account held, you not segregated from other balances and the Fan may P.O. Box 766 Union City, hi 07087. UN Financial Services account protection choose one of the following investment objectives: the Finn is a miner of the Secures Investor Protection use any of these fads in the ordinary cane of its • All statement shall be darned carp** and accuse • Produce Current Income- Investments seeking the buns Thaw funds the payable upon your amend not objected to n visiting within 60 days. Corporation (see, oath protects secures custonwn generation of notme only. Ths total is imbded in the anent period closing value. • For TTY services: Cal 844-612-0986 or from outside of is mothers up to 1500,000 (including 1250.000 for clans for cash0 bplanatory brochure available noon • Artier* Capital Appreciation: hvestments sating the US CO 201-3320495 growth of pmt palrather than the generation of Lending information • h case of errors rawest:xis about an ebony* request a at www sato% The SIC asset protection lints appl; to al accosts that you hold in a particuler income. For detaded information on the Finis lending practices fun* transfer (U1), bill payment a UM Visa* debit • Produce Combinaton <diatom* and Capital and disclosures refer to you Chet Relation:hp cad transactions, cal 800.762-1000. or write to UBS capacay. The Firm, together with certan affkates, has also Appreciation: Investments seeking both the generation Agreement of Account Agreement and tine General F runcial Services Pc., 1000 Harbor Bind, 6th floor, of income and growth of princiPst Terris and Conditions LBS Statement of Credit Practices wee/wren M 07086, Ann: RMNSSA Services. weaved supernental insurance. The nuiirrun arrant amain payable to at *lobeclients, colk-ctively under available nAgreemeaas andDisclosures at this protection is SSOO million as of December 10, 2019. Overall risk profilm :theutis ronsurraneldrhermi Call or write as soon at you can, 1 yOu this yaw • Conservative. Seeks to Mantles initial prixpia with statement a nceipt 6 twang a dyrou need more Steed to the policy conditions and l$ .19tions, cash a information tool a transfer on the statement or the Can es luta protected for up *O ill the low cork and rola day to We account overall, even if recent. The Fern or Card Issuer (as appkable) must aggregate for al your acorns held in a patient that mean the account does not generate signifier* SDNY_GM_00009652 CONFIDENTIAL EFTA01597319 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9653 CONFIDENTIAL EFTA01597320 UBS Financial Services Inc 411UBS Private Wealth Management 299 Park Avenue 26th Floor Business Services Account New York NY 10171-0002 April 2020 n0701;07353270420 Y1 0 MAX FOUNDATION 139A CHARLES ST APT 233 Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: Y 1 23661 SS Your 15nancial Advisor. SCOTT STACKMAWLYLE CASRIEL Questions about your statement? Call your Financial Advisor or the Value of your account ResourceLine at 800-762-1000, on March 31 (S) on April 30 (S) account 029023661. Your assets 979.29 979.29 %sit oar website: Your liabilities 0.00 0.00 www.ths.comilinancialservices Value of your account $979.29 $979.29 kerns for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepor.com. Tracking the value of your account during 2020 Vague of your account at year end 2019 597929 S Your inrestrnent return: 7,238.2 Change in market value SOCO 5,2382 Value of your account 3,238.2 on Apr 30, 2020 $979.29 1,2433 — 976.9 — 979.3 979.3 — 979.3 • Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 Ms 2020 Apt 2020 SDNY GM 00009654 Member SIPC Are7C002000735327 N 342 00001 0420 000000000Y123661550 000000 Page 1 of 6 CONFIDENTIAL EFTA01597321 Account name: MAX FOUNDATION Your fi minded Advisor: ctfltUBS Business Services Account April 2.020 Friendly account name:MAX FOUNDATION Account number Y1 23661 SS SCOTT STACK MAIII.YlE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of Apnl 30 al you' account • Ca:). and money balances may include A cash and money balances 979.29 1 03 00% Your current asset allocation available cash balances, 085 Bank USA deposit B Cash alternatives 0.00 0.00% account, VBS FDIC Insured Deposit Program Bank accounts, OBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances. See the important information D Fixed income 0.00 0 00% about your statement on the last two pages of this statement for details about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $979.29 100.00% A Value of your account $97929 Eye on the markets Percentage change Index April 2020 Year to date S&P 500 12.82% -9.29% Russell 3000 13.24% -1a 42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index 1.78% 4.98% Interest rates on April 30, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.33% 40.70002000735322 NV4:100065342 00001 0420 000:00000 Y123661550 00401YGM000098%), 2 of 6 CONFIDENTIAL EFTA01597322 Business Services Account Account name: MAX FOUNDATION Your financial Advisor: Friendly account name: MAX FOUNDATION *UBS April 2020 Account number: Yl 23661 55 SCOTT STACK MANLYLE CASRIEL Change in the value of your account April 2020 ($1 Year to date Ii) Opening account value $979.29 $979.29 Closing account value $979.29 $979.29 UBS Bank USA Business Account APY Interest perrod Mar 6 - Apr 6 Opening UBS Bank USA Business balance Mar 6 $979.29 Closing UBS Bank USA Business balance Apr 6 $979.29 Number of days in interest period 32 Average daily balance $979 29 Interest earned $0.00 Annual percentage yet, earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009656 AN,70002000735329 NPM00055342 00001 0720 000000000 YI 23661550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597323 *UBS Your notes 0,0,00.000,05030 MA00065302 COON 0030030000000n3366i 00 6,0, GM aaaag.g 0 of 6 CONFIDENTIAL EFTA01597324 Business Services Account Account name: MAX FOUNDATION Your %nada Advisor: Friendly account name: MAX FOUNDATION *DUBS April 2020 Account number: Y1 23661 55 SCOTT STACK MANLYLE CASRIEL Your assets Sane prices, income and current values shorn) may be appicoomme As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of this document for more Information. Cash Cash and money balances Cash and moray balances may inducle avalable cash balances, UBS Bank USA &posit account balances, UBS Bank USA and all U85 FDIC Insured Rogan Bank deposit account balances are insured by the FDIC eAlhan U85 FDIC Insured Program Bank &lances. U85 AG Stamford Branch deposit account balances and money applicable lents, but are not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured market mutual fund sweep balances. by FDIC and ale not protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FDIC. See the Important 'Atom,anon about put statement at the end of this document for details about those balances Cpenng baanCe CIOSing bedince Pnce per Share Average Dmdencl Interest Dais in salad no on Apr 1 (I.) on Apt 30 (0 of Apr 30 (S) rate period penod Cap amount (S) UBS BANK USA BUS ACCT 979.29 979.29 250,000.00 Your total assets Percentage ot Cost Estimated unrealized Value on Apt 3001 sour &count basis (S) annual income (3) on or loss (S) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009658 AhP7000200373533I NMI:005534700001 0420000000000 YI 23661550 COCOOD Page 5 of 6 CONFIDENTIAL EFTA01597325 ,t)UBS Your notes ...".60(......006530600.6.000.0.000 , i366.0,.. GM 000.,,,,,e 6 of 6 CONFIDENTIAL EFTA01597326 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial hear from youno later than 60 days after the Firm capacity. A ful copy of the polio; eating is available income or reams and may not keep pace wdn Services), a a mutter of all principal storey, covirnacky sent you the fist statement on which the nor or upon wit. inflater. andWires excha-ges UBS Manual Services and UBS pobtem appeared. • Moderate: Wiling to accept sane risk to principal and Bark USA are i -direct absklaies of 1185 AG and — Provide your name ad accoun number nry. Nether the SIPC protection nor the suoplememal tolerate some volatlity to se* higher returns affiliates of LEG Searkes U.C. The Firm's financial — Dewbete Oita or IS Wander you re inure protection appal to: • Aggressive: Willing to accept high risk to primeval and statement is available Won request. The Firm's execute* about, ad eaplin as clearly as you can why you • Certain financial assets controlled by (and ext.:led in hit,KIM, to Seek highrelines over tine offices are at: believe h is an error or why you need more you- account realist held away from UBSFintercist • Monotone fryibliey Coraidernen: If selected. a information. Services for example certain (0 insurance prodacts portion of the donor* for that asunt may include UBS Marxist Strokes Sex. — Provide the dolls. amount of the suspected error. inducing variable aauites. and OD shares of mutual corrplex strategies, united liquidly and germ 1200 Hats Boulevard funds registered in the name of the axon holder on voleirky. Weehawken NI 07086 The Firma Cad Issuer will investigate your complaint the books of the issuer a transfer agerrJ; and will tarot wry error promptly for atoned errors • hvesunmt contracts or rwestment Swot W.g., Statement "householdince This statement represents the onbr officialrecord of you reviving UBS Vaaedebe cad transactions. 4 we take Imbed partnerships and private placements) that are We may consoktate d1tetrad account StateraintS with Les Financial Services account Other records, /wept more than 10 banns days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same e.g. because official tat documents, cleaning coralkting data should your account for the /mount you think is in errs, so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joint account not be refed moon. Ilyou beleve there ban error or you will have the use of the money during the tine it precious metal contracts), includig futres contracts relationships wth other clients at the same ackkess. ef °motion, please report it immediately in asking to the takes us to complete av rwentigeon. and commodity option contracts, you prefer to receive individual statement mated n Branch Manager of the office serving you account. • Smarties on loan to VW Financial Strokes; and separate envelopes, you !My decline householdrg by Please make all checks payable to the Finn or the • Depose accounts (excel owlif juges of deposit) at ka5 (Ong yes Financial Advisor Altough all lions shown re intended to be accurate, financial onSUILOOrb indicated on the front of this Bak USA, UM AG U.S. branches and banks n the statement data shouldnot be used for tat purposes. Rely statement. In addition to regular account fees, accounts FDIC hsured Deposit Program. Friendly account name sole* on yes-end lac kerns, 6.4., form 1099 1498, may be se.bect to mantenerce feet changes for late We Slit protection and the supplemartal protection do The Friendly account name es a customizable 'to:knave' 10425, no) when preparing your tar return. The Fern is payment for securities purchases and charges fa tread • ot apply to these assets wenifew othewise appear chosen by you to assist you with your recordkeepig. requited by law to report to the IRS all taxable thiclords. amounts n cash accosts. Accounts that are transferred on you statements. The SiC prOliCtian and the Ns no legal effect on your account, is not intended to reartabb ma-taxable dividends and taxable Serest to other nstautOnS may be subject to a translw fee. erredm secaties held n yotr octant net proceeds supplemental protection do not protect again changes reflect any strategy, product recommendation. n the market value of you invert/Ms (whether as a inestment objective a risk pro/le associated with your on sale turoadons, and corn basis on crun cowered UtS Sweep Options result of market movement mean bankruptcy a accounts and a not a promise a garnet that we*, seasilies UBS otters options for sweepng cash balances to bark otherwise). or any financial results. can or willbe achieved. All deposit accounts at nernaHauted banks and *Mated irt.Itriliglts involve the risk of loss, ex Lang the risk of Ccenmunications with the Firm banks and money maker moral finds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. Toucan change your • Neese re-col-Ann any oral cornrrunicaticets n writing Deposit accounts at IBS Bann USA and non-affiated Th. price rationed it an average price. You may obtain Friend& secant names through Online Services or by to further protect your rights, including your rights banks panic:pang ruhe UBS FDIC-ensued Deposit the actual price from you Financial Adviser. On/en/wee contacting your Financial Advisor. under the Securities Mesta Protection Act *SA). Program are FDIC-inured in accordance with FDIC rubs. shies are purchased under DRIP; pallid shares will be • I the &linoirl iwaution on the top lett of the front Fa net idanratior please vial awnv.fde.ese. Deposit std rd the cash will be deposited in you account. We Account overview of this statement isnot Les Financial Services. llIS accounts at UBS AG Stamford Branch and shares of dividend reiwestment price supplied by the issuer may • Value of Oaf awoundporttafid Net of assets and Financial Services orris your account a clearing Money funds we not re-red by the FDK. differ from the mark* price at which the partial shares liabilities tn:ker by arrangement wt the indicated reasAion are sold. • Assets Includes available cash balances, vakes for We Wormed you of this relationshb Met you Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes restricted security (est), and Global Time Deposes opened this !Can. In this case your fads awl Cadvin4eu Account Protector below. trrealized mats to market and certain assets riot held secuites are located at UBS Financial Services and rot On& whole unis maybe held in you account. F you are by the faro. Does not include unpiced securities( assets the nrookxrg broker, rd you must make a report MOS to a panial vat as a result of a dividend payment as the end of the priar and 0.intit statement paw ls. a of wry error a mason to both frms. Upon you acmes, balances in the bark deposes may be or otherwise, the Firm will ether sell patiel ranks at private investments, invested stock option and • As descrbed n the account na re...coots. youmust wackarm ad shares of a Money Find may be market pice or accept an anoint determined by a liardated, and the proceeds returned to you or you wierciubb stock options. noddyus of any *liars or fraud involving checks registered clearing agency, and credit you accost • Liable's Melees debit balances, cumandrg margin reflected on your statement with:" 30days after it was secuites account. mailed a made mutable. WM. Credit lie, short accent balances hither neomycin about available sweep options, Inveslanent objection • Cashmoney balances Total 01 uninvested available • Please direct customer carolers or rkuries to the the Sestrnert objectives and risk profile are speak to cash betakes, plus deposit balances at affiliated and Film's Client Relations Department at 201.352.1699 roludng current interest rates and yields, a avelable* each account and may ray between you- accuses. wwwas comes...Nay:Ms, hom you Fnncal Advises • orvallikated hanks, aid money market MAW fUld a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M Please sense the FilbprOrray ih amino of arty a by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writig to 1.85 significant change in your financial situation or financial Services erx.. Client Relations Department, Nori•CorrroOdry free credit balances in yos account are investment objectives. Foe each account held. You not segegwed from other balances and to Fern may P.O. Box 766 Union City, M 07087. UN Financial Services account protection choose ate of the following investment objectives: The Firm is a member of the Securcies hest.* Protection use any rid these funds in the ordirtay cone of its • All statements shall be deemed cow*e and atom • Produce Current Income- Investments seeking the bins those finds are payable upon your demand. 4 not objected to nulling within 60 days. Corporation (sro, which protects securaies erosionen generation ce income only. of is northern up to 1500,000 (nduding 1250.000 for Thes total is ircladed in the anent period closing value. • For TIT services: Cal 844412-0986 or from outside dams for cash) baslanatory brochure makable upon • Achieve Capital Appreciation: hvestrnents seeing the US CO201-332.1495 growth of woo Oatrather than the generation of Lending information • le ase of errors or cuestas about an electrak request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular income. For detailed iicrmation an the Fm's legeng practices fads transfer (U1), bill payment or UM Visa* debit • Produce Combination ofIncome and Capital and disclosures, refer to your Client Rolsoonshp card transactions, cal 800-2621000 or write to UBS capacity. The Firm, together will certaM artiates,has also Appreciation Investments seekirg both the generation Agreement or Account Agwrnent and the General F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. of income and growth of principal. Tams and Conditions Les Statement of Credit Practices weeharAcon. NI 07086, Atm: RIANEGA Serva4. pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under available nAgmements and0ath:cues a this protection a SSOOmillian as of Detente( 10, 2019. Overall risk profiles zetsw rib tom,men nfrliwkwgo. Call a write as soon as you can, if you think yas • ConsewaM'e. Seeks to nunta'n ntial prixpul, with statement a recta 6 vra-g or a you need more Salmi to the potty conditions and lineations, cash a information about a transfer on the statement a the Fern et further protected For up to 519 million in the low Sc and volatiry to We account overall, even if wept. The lam or Card Issue (as appkable) must aggregate for all your accounts held in a partnaar that men the account does not generate signifier* SDNY_GM_00009660 CONFIDENTIAL EFTA01597327 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9661 CONFIDENTIAL EFTA01597328 UBS Finacial Services Inc Private Wealth Management SUBS 299 Park Avenue 26th Floor New York NY 10171-0002 Business Services Account May 2020 ANP70C0723821 0520 Y1 0 MAX FOUNDATION 139A CHARLES ST APT 233 Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: 1 23661 SS Your Amanda' Advisor. SCOTT STACK MAN/ LYLE CASRIEL Questions about your statement? Cal your Financial Advisor or the Value of your account ResourceLine at 800-762-1000, on April 30 (5) on May 29 (5) account 029023661. Your assets 979.29 979.29 Visit our vvebsite: Your liabilities 0.00 0.00 www.ubs.conefinancialservices Value of your account $979.29 $979.29 Items for your attention • Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2020 Value of your xcount S at year end 2019 5979.29 Your investment return: 7,238.2 Change in market value 5000 5,2382 Value of your acoatint 3,238.2 on May 29. 2020 9979.29 12433 — 976.9 — 979.3 979.3 — 979.3 • Dec 201.1 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 Aar 2020 may '2020 SDNY GM 00009662 Member SIPC ANP7C002000723821 N 88900031 0520 CO0000000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA01597329 SUBS Business Services Account May 2020 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Y1 23661 55 Your Fimodel Advisor: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 29 a) you' account Cash and money balances I CO 00% Cash and money balances may include A 979.29 Your current asset allocation available cash balances, 0B5 Bank USA deposit B Cash alternatives 0.00 0.00% account, VBS FDIC Insured Deposit Program Bank accounts, MS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the Important information D Fixed income 0.00 0 00% about your statement on the last two pages of this statement for details about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $979.29 100.00% A Value of your account $97929 Eye on the markets Percentage change Index May 2020 Year to date S&P 500 4.76% -4.97% Russell 3000 5.35% -5.63% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S Aggregate Bond Index 0.47% 5.47% Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0 18% ARP20002000223822 NP-A10006588900001 0520 00CC00000 Y123661550 eCiftWeGM0000seleie 2 of 6 CONFIDENTIAL EFTA01597330 Business Services Account Account name: MAX FOUNDATION Your financial Advisor: *UBS May 2020 Friendly account name: MAX FOUNDATION Account number: Y1 23661 55 SCOTT STACKMAI/LYLE CASRIEL Change in the value of your account May 2020 (f) Year to date (1,) Opening account value 1979.29 8979.29 Closing account value $979.29 8979.29 UBS Bank USA Business Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Business balance Apr 7 1979.29 Closing UBS Bank USA Business balance May 6 $979.29 Number of days in interest period 30 Average daily balance 8929.29 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following invesonent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fun description of the alternative investment objectives in importam information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None seletted Your account instructions • Your account cost basis default closmg method is FIFO, First In, First Out. SDNY GM 00009664 Atenal2000723823 N 889 00031 0520 C0C00C00DYI23661S50 C00LIC0 Page 3 of 6 CONFIDENTIAL EFTA01597331 *URS Your notes f0, 030:1000723820 o070C00E5E19 COM 0520 CO0000000, 2066ISSO 03WiNyGmooppg,hyge 0 of 6 CONFIDENTIAL EFTA01597332 Account name: MAX FOUNDATION Business Services Account Your Nnandal Advisor: (*DUBS May 2020 Friendly account name: MAX FOUNDATION Account number: Y1 23661 55 SCOTT STACK MANILYLE CASRIEL Your assets Scene prices, income and current values shoem may be approtornale As a kink. gains and losses rn.,/ not be accurately reflected. See important Information about your statement a the end of INS dOcume M for more Intomvaion Cash Cash and money balances Cash and money balances may indude availatie cash balances, UBS Bank USA &posit account balances, U85 Bank USA and all UBS FDIC Insured Progan Bank deposit aCceunt PlariCeS are insured by the FDIC within UBS FDIC Insured Pro7un Bank. Balances. UBS AG Stamford Branch deposit account Mayes and money applicable lints, but are not protected by 9PC. UBS AG Stanford Beane h deposit account balances are not insured make, mutual fund sweep balances. by FDIC and are not protected by 51PC Money market sweep balances are protected by 51K but are roe insured by the FOC. See the smporunt mtoemawn about your statement at the end of tris daurnera for onus about most balances °peeing belakce CIOSing balasCe Ptce per Share Average Dmdend Interest °airs In iccidng on May 1 (1) on May 29 (S) on May 29(S) rate period penal Cap arnount (1) UBS BANK USA BUS ACCT 979.29 979.29 250,000.00 Your total assets Percentage of Cost Estimated unrealized value on May 29(11 your account Oasis (SS annual income (1) gan or loss (f) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009666 A410002003723825 NFAC00551399 00001 0520 COCC00000 Y12366'550 COS000 Page S of 6 CONFIDENTIAL EFTA01597333 *UBS Your notes ...,..00”3636 ...IMMIX.. 0520 C.O.000, i3661560 Cf,,,,,,, , G. oom.ge 6 of 6 CONFIDENTIAL EFTA01597334 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial hear from ycuno later than 60 days after the Firm capacity. A fug copy of the polio; wadng is availitile income or reams and may not keep pace web e a mutter of all prixipal snaky, convey* tent you the fret statement on which the east or soon reams. inflation andoptions exchanges UBS Financial Services and UBS pobtem appeared. • Moderate: Waling to accept sane risk to principal and Bank USA are indirect absklaies of 1185 AG and — Provide you- name ad account number (4 any). Nether fie SIPC protection nor the supplemental tolerate some volality to seek higher returns affiliates of LEG Stones U.C. 71* f inn's financial — Dew be Ow OfRN or IS trend., you se insure protection appear to: • Aggresske: Willing to except hit risk to primeval and statement is available eon request. the Fire's execute* about, and avian as clearly as you can why you • Certain financial assets controlled by (and ixbded in Offices are at: bit,nob, to seek highMUTH Over time. believe it is an error a why you MOO more your account value) but held away from UBS TillterCig • franostawnt Welly Conaeleration: If selected a information. Services. For Nam* certain (0 insurance prodals. portion of the portfolio for That acorn may include UBS Finarxial Services Sex. — Provide the dolt. amount of the suspected error. inducing variable ama(n. and 6i) shares of mie* COrnplex strategies, limited liquidly and greater 1200 Harbor Boulevard funds registered in the name of the axon holder on wish*. Weehawken NJ 07086 The Firma Cad Issuer will investigate yam complaint the books of the issuer or transfer egad; and will correct ay error premptly for akged errors • hvestment 0:Orates or mestment interests W.g., Statement "bouseltoldiror This statement represents the onbr officialrecord of you. Solving UBS Visandebi cad transactions 4 we take Imbed partnerships and private placements) that are We may consoMiate d1related account statements wFh Les Financial Services account. Critter records, /wept more than 10 busiest days to do this, we will anti not matured under the Securities Act of 1933; the same address in the same eriveksw• e g. because official lac documents, contanng confiding data should you accord la lho renoun you think is in error. so that • Cannodities convects (e.g., foreign exchange and they have owners who also mantas joie accent roe be relied upon. Ilyou be4eve there ban error a you will have the use of the money during the tine it precious metal contracts). includig 'utast contracts relarionships mth other clients at the same acidness. tf ornesion, please report it immediately in twin; to the takes us to complete 02 inniligaton. and cornualty opal contracts, you prefer to receive ndividual statements mailed n Branch Manager of the office serving your account. • Societies on loan toU85 Ft-uncial Services; and separate envelopes, yo., May decline househokkg by Please make all checks payable lo the Firm or the • Depose accounts (except owlif juges of &Pail) at 1.85 Clang your Financial Advisor. Altough all lives shown re intended to be accurate, financial rindul6n indicated on the front of this Bank USA, UM AG U.S. branches and barks in the statement data shouldnot be used for to purposes. Rey statement In addition to regular account fees, accounts FDIC Insured Deposit Progran. Friendly account name sold/ on yearend lax kerns 6.4., form 1099, 5498, may be selaret to mantenarce fees charges for late The SIPC protection and the suppler/mut protection do The Friendly account fume is a customizable 'tn.:knave' 10425, etc) when preparing your tat return. The Fern 6 payment for securities purchases and charges fa tread not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. redired by law to report to the IRS all taxable dnidords, amounts n cash accounts. Accounts that are transferred on you statements. The SiC WOLKtion and the his no legal effect on your account, is not intended to reportable ma-taxable dividends and laxable interest to other nStiluICOS my be subject to a transfer fee. supplemental protection do not protect against changes felled ay strte9Y. Product recceemendanon. end on secants hey rerun recant net proceeds in the maket value of you investments (whether as a imatment objective a risk prof de associated virki you- on sale tunsactons, and cost basis on erten covered MS Sweep Options result of market movement issuer bankruptcy a rau -its. and is not a promise a garnet leat we*, seasities UBS often options for sweepreg cash balances to bark otherwise). or any I inancia results. can or MI6. achieved. All deposit accants at nasalhated banks and affiliated investment. extant the risk of Ion, nicking the risk of Cconmunications with the Firm banks and money market mutual funds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. You can change your • Rene re-corium any oral communkations n writing Deposit accounts at IBS Bat USA and non-affiated Thi price reflected is an average prof You may °blew, Bendy account names through Online Services a by to further primed your rights, including your rights banks panicipaing en the UBS FDIC-mused Deposit the smut price from you Financial Adviser. Only whole contacting your Financial Advisor. under the Securities investor Protection Act OSA). Program are FDIC-insured it accordance with FDIC rules. shares are purchased under DRIP: Pantie' thaw will be • I the fmanc 41intaution on the icy lett of the Had For mat Hamelkm, plena visit nwm.fde.gay. Deposit std and the cash wit be deposited in you accost The Apeman overview of this statement isnot Les Financial Services. tEl accounts at UBS AG Stamford Branch and shares of dmidendreenestment price supplied by the issuer may • Value of yeas wountIportiofica Net of assets and Financial Services carries your account as clearing Money Funds are not nandby the FDIC. differ from the mark* price at which Ow partial sham liabilities baker by aerangement with the indicated Praeution are sold. • Assets Includes available cash balances, values for We Wormed you of this relationshb when you Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. restricted security test X and Global Time DIPOSPS, opened this accost. In the cases your funds aid Cash•intieu Accord Protector below. trstalinsi mats 10 market and certain assets rot held seasities are located at UBS Financial Services and rot Only whole unks maybe held in yaw account. F you are by the Fim. Does not nciacie °flatted securitieseassets the nvolaceg broker, rd you mist nuke a report entitled a aomi* inil m a result of a dividend paymenl at the end of the pea and turn stateerent periods. or of an/ error a mown to both fns. t an you rapist, tames in the bark deposes may be or otherwise, the Firm will ether sea panel Waif at private ilVOSITOMS, invested gock options and • As desorbed n the accornt evieents, youmust wridrann. ad shares of a Money Fund may be market p-ice a accept an mart deterrrelvd by a ...tut* stock options. realityus of any *nal or fraud involving checks liaidated• end the proceeds retuned to you or you- registered <burg agency, and credit you account. sectritin account. • Saul Nelda debit balances, cutsundrg margin reflected onput statement with:" 30 days after it was mailed or made mutable. bas. credit lie, short *cant balances Father Samson about available sweep options, Investanent objective, • Cashmoney balances Total of uninvested available • Please direct custom& carotenes or inzuries to the The i'westrnent objeclires and risk profile are specific to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 roludng current interest rates and yields. is avaeable* each account and may vary between you- accanh. www.uas comrsweepyields, from yam P nand* Advisor napallikatecl banks, ad money market naval fund a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. Please arise the frill(WWI* in renting of ay sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 a. by calIng 8C0-762-1000. significant change in your financial situation or f inancul Service IN.. Client Relations Department NoniCorrrnOdey free credit balances in yaw *cart ate investment objectives. For each account helot you not segegated from other balances and the Fen may P.O. Bar 766 Union City, ha 07067. UN Financial Services account protection choose one of the following invntment objectives: The Finn is of the Securein investor Protection use any rid these funds in the ordinay passe of its • All statements shall be deemed comp** and accuse • Produce Current Income- Investments *Sig the tans Mow find, re payable upon your Bernard 4 not objected to itwaiirng within 60 days Corporation (sro, which protects sea:rein customen generation of income only. of is frherberS up to 1%4000 tindading 5250,000 for We total s irpiaded in the anent period closing value. • For TFY services: Cal 844412-0986 or from outside clams for cas0 explanatory brochure amiable upon • Achieve Capital Appreciation: Investments seeking the US Call201-352-1495 growth of onePal(Awe than the generation of Una* information • In case of errors a cueslions about an electronic request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular income. For *take, information on the Finis lading practices lords transfer (UM bill payment or UBS Vide debit • Procter* Combination ofIncome and Capital tad disc Mutes refer to your Client Rolatromhp cad transactions, cal 800-762-1000. or write to UBS capathy. The Firm, together with certain athletes, has also Appreciation Investments seeking both the generation Agreement or Account Agreement and the General F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. of income and growth of principal. Terms and Condition; Les Statement of Credit Practices Weehawken, id 07086, Attn: RIMISSA Services. purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under available in Apeements andDiscbsures at this protection is SSOO million as of December 10, 2019. Overall risk profilea www rib conslankarrstranchurros Call or write as Won as you can, 4 you think ma, • Consenweve. Seeks to mantas nelal prin.* with statement a receipt is wag or e you need more Wane to the policy condiions and lititaicen, cash at information Seoul a transfer on the sinners a theFinn es aster protected fa up to 11.9 minim in tie bw Sc and wink to the account overall, even if we've The Fern a Card bluer (as appkable) must for at your account held in a particular that mum the secant does not generate signifiers SDNY_GM_00009668 CONFIDENTIAL EFTA01597335 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9669 CONFIDENTIAL EFTA01597336 UBS Financial Services Inc. Private Wealth Management *DUBS 299 Park Avenue 26th Floor Business Services Account New York NY 10171-0002 June 2020 aNe70011246290620X123 VI 0 MAX FOUNDATION 139A CHARLES ST APT 233 Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: r 1 23661 SS Your Anandal Advisor. SCOTT STACK MANILYLE CASRIEL Questions about your statement? Cap your Financial Advisor or the Value of your account Resourcetine at 800-762-1000, on May 29 (S) on June 30 (S) account 029023661. Your assets 979.29 979.29 Visit oar website: Your liabilities 0.00 0.00 www.a3s.comifinancialseivices Value of your account $979.29 $979.29 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2020 Value of your x<ount S at year end 2019 197929 Your investment return: 7,338.2 Change in market value $000 5,2382 Value of your account 3,238.2 onkin 30.2020 2979.29 1,243.3 — 976.9 — 9793 979.3 — 979.3 • Dec 201a Dec 2015 Dec 2016 Dec if)i 7 Dec 2018 Dec 2019 May 2020 Jun 2020 SDNY GM 00009670 Member SIPC ma7C003001124629 NPAX01B668 00001 0620 030300000 Y123661550 MOO Page 1 of 6 CONFIDENTIAL EFTA01597337 Account name: MAX FOUNDATION UBS Business Services Account June 2020 Friendly account name: MAX FOUNDATION Account number V1 23661 55 Your timodel Advisor: SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of lune 30($) your account casli and money balances Cash and money balances may include A 979.29 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account. UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Frxed income 0.00 0 00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $979.29 100.00% Value of your account $979.29 Eye on the markets Percentage change Index lisle 2020 Year to date S&P 500 1.99% -3.08% Russell 3000 2.29% -3.48% MSC I - Europe, Australia & Far East 3.44% -11.07% Barclays Capital U.S Aggregate Bond Index 0.63% 6.14% Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% At•70003001124630 NP700012366600001 C620 000000000 vt 23661S50 11N riteGM00009f$19e 2 of 6 CONFIDENTIAL EFTA01597338 Account name: MAX FOUNDATION sUBS Business Services Account Your Nnandal Advisor: Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL June 2020 Account number: Y1 23661 SS Change in the value of your account lime 2020 (S) Year to date (t) Opening account value S979.29 $979.29 Closing account value $979.29 $979.29 UBS Bank USA Business Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Business balance May 7 $979.29 Closing UBS Bank USA Business balance Jun 4 1979.29 Number of days in interest period 29 Average daily balance $979.29 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor a Branch Manager. You can find a fut description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009672 ANI0XB001124631 NPV0012366800001 0620 00C00C000Y123661SS0 111000 Page 3 of 6 CONFIDENTIAL EFTA01597339 td-ls Your notes 0.0.00.000, i366,SSO,fty 0 of 6 CONFIDENTIAL EFTA01597340 Account name: MAX FOUNDATION Business Services Account Your Mnaadal Advisor. *UBS lune 2020 Friendly account name: MAX FOUNDATION Account number: Yl 23661 55 SCOTT STACK NIANLYLE CASRIEL Your assets Sane prices, income and current values shorn may be approximate As a klult. gainS and losses may not be acCurarely reflected. See Important information about your statement a the end of INS CaumeM fa more Information. Cash Cash and money balances Cash and money balances may inductcte avatar& cash balances, UBS Bank USA &posit account balances, U8S Bank USA and all U85 FDIC Insured Program Bank deposit account Waxes are insured by the FDIC within UBS FDIC Insured Proaan Bank &dances. UBS AG Stamford Branch deposit account Mances and money applicable lints, but are not protected by 9PC. U8586 Stamford Branch deposit account tolances are not insured market mutual fund sweep balances. by FDIC and are nce protected by SIPC. Money market sweep balances are protected by 51K but are rot Insured by the FIX. See the reeporreat Wormlion about your statement at the end Of tuts 00Curne m fOr wails atota thost toances Opening baasce Closing belassee PtCe per Share Average DrudenClIntettSt WS in mcldng on Jun 1 (5) onrun30W on Jun 30(1) rate period pencd Cap rant (S) UBS BANK USA BUS ACCT 979.29 97629 250,000.00 Your total assets Percentage ot Cost Estimated unrealized Value on hen 30 (t) your account basis (S) annua income (1) gan or ioss (S) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009674 M4,1000.3001124633 NP7000123668 00031 0620000000000 Yl 23661550 111000 Page S of 6 CONFIDENTIAL EFTA01597341 *UBS Your notes aro,00300, ......0.3658C00. 0.0=0.000, i366.0,, ., GM 0000gegge 6 of 6 CONFIDENTIAL EFTA01597342 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial hear from youno later than 60 days after the Firm capacity. A ful copy of the polio; eating is available income or reams and may not keep pace wdn Services), a a mutter of all principal storey, covirnacky sent you the fist statement on which the nor or upon wit. inflater. andWires excha-ges UBS Manual Services and UBS pobtem appeared. • Moderate: Wiling to accept sane risk to principal and Bark USA are i -direct absklaies of 1185 AG and — Provide your name ad accoun number nry. Nether the SIPC protection nor the suoplememal tolerate some volatlity to se* higher returns affiliates of LEG Searkes U.C. The Firm's financial — Dewbete Oita or IS Wander you re inure protection appal to: • Aggressive: Willing to accept high risk to primeval and statement is available Won request. The Firm's execute* about, ad eaplin as clearly as you can why you • Certain financial assets controlled by (and ext.:led in hit,KIM, to Seek highrelines over tine offices are at: believe h is an error or why you need more you- account realist held away from UBSFintercist • Monotone fryibliey Coraidernen: If selected. a information. Services for example certain (0 insurance prodacts portion of the donor* for that asunt may include UBS Marxist Strokes Sex. — Provide the dolls. amount of the suspected error. inducing variable aauites. and OD shares of mutual corrplex strategies, united liquidly and germ 1200 Hats Boulevard funds registered in the name of the axon holder on voleirky. Weehawken NI 07086 The Firma Cad Issuer will investigate your complaint the books of the issuer a transfer agerrJ; and will tarot wry error promptly for atoned errors • hvesunmt contracts or rwestment Swot W.g., Statement "householdince This statement represents the onbr officialrecord of you reviving UBS Vaaedebe cad transactions. 4 we take Imbed partnerships and private placements) that are We may consoktate d1tetrad account StateraintS with Les Financial Services account Other records, /wept more than 10 banns days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same e.g. because official tat documents, cleaning coralkting data should your account for the /mount you think is in errs, so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joint account not be refed moon. Ilyou beleve there ban error or you will have the use of the money during the tine it precious metal contracts), includig futres contracts relationships wth other clients at the same ackkess. ef °motion, please report it immediately in asking to the takes us to complete av rwentigeon. and commodity option contracts, you prefer to receive individual statement mated n Branch Manager of the office serving you account. • Smarties on loan to VW Financial Strokes; and separate envelopes, you !My decline householdrg by Please make all checks payable to the Finn or the • Depose accounts (excel owlif juges of deposit) at ka5 (Ong yes Financial Advisor Altough all lions shown re intended to be accurate, financial onSUILOOrb indicated on the front of this Bak USA, UM AG U.S. branches and banks n the statement data shouldnot be used for tat purposes. Rely statement. In addition to regular account fees, accounts FDIC hsured Deposit Program. Friendly account name sole* on yes-end lac kerns, 6.4., form 1099 1498, may be se.bect to mantenerce feet changes for late We Slit protection and the supplemartal protection do The Friendly account name es a customizable 'to:knave' 10425, no) when preparing your tar return. The Fern is payment for securities purchases and charges fa tread • ot apply to these assets wenifew othewise appear chosen by you to assist you with your recordkeepig. requited by law to report to the IRS all taxable thiclords. amounts n cash accosts. Accounts that are transferred on you statements. The SiC prOliCtian and the Ns no legal effect on your account, is not intended to reartabb ma-taxable dividends and taxable Serest to other nstautOnS may be subject to a translw fee. erredm secaties held n yotr octant net proceeds supplemental protection do not protect again changes reflect any strategy, product recommendation. n the market value of you invert/Ms (whether as a inestment objective a risk pro/le associated with your on sale turoadons, and corn basis on crun cowered UtS Sweep Options result of market movement mean bankruptcy a accounts and a not a promise a garnet that we*, seasilies UBS otters options for sweepng cash balances to bark otherwise). or any financial results. can or willbe achieved. All deposit accounts at nernaHauted banks and *Mated irt.Itriliglts involve the risk of loss, ex Lang the risk of Ccenmunications with the Firm banks and money maker moral finds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. Toucan change your • Neese re-col-Ann any oral cornrrunicaticets n writing Deposit accounts at IBS Bann USA and non-affiated Th. price rationed it an average price. You may obtain Friend& secant names through Online Services or by to further protect your rights, including your rights banks panic:pang ruhe UBS FDIC-ensued Deposit the actual price from you Financial Adviser. On/en/wee contacting your Financial Advisor. under the Securities Mesta Protection Act *SA). Program are FDIC-inured in accordance with FDIC rubs. shies are purchased under DRIP; pallid shares will be • I the &linoirl iwaution on the top lett of the front Fa net idanratior please vial awnv.fde.ese. Deposit std rd the cash will be deposited in you account. We Account overview of this statement isnot Les Financial Services. llIS accounts at UBS AG Stamford Branch and shares of dividend reiwestment price supplied by the issuer may • Value of Oaf awoundporttafid Net of assets and Financial Services orris your account a clearing Money funds we not re-red by the FDK. differ from the mark* price at which the partial shares liabilities tn:ker by arrangement wt the indicated reasAion are sold. • Assets Includes available cash balances, vakes for We Wormed you of this relationshb Met you Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes restricted security (est), and Global Time Deposes opened this !Can. In this case your fads awl Cadvin4eu Account Protector below. trrealized mats to market and certain assets riot held secuites are located at UBS Financial Services and rot On& whole unis maybe held in you account. F you are by the faro. Does not include unpiced securities( assets the nrookxrg broker, rd you must make a report MOS to a panial vat as a result of a dividend payment as the end of the priar and 0.intit statement paw ls. a of wry error a mason to both frms. Upon you acmes, balances in the bark deposes may be or otherwise, the Firm will ether sell patiel ranks at private investments, invested stock option and • As descrbed n the account na re...coots. youmust wackarm ad shares of a Money Find may be market pice or accept an anoint determined by a liardated, and the proceeds returned to you or you wierciubb stock options. noddyus of any *liars or fraud involving checks registered clearing agency, and credit you accost • Liable's Melees debit balances, cumandrg margin reflected on your statement with:" 30days after it was secuites account. mailed a made mutable. WM. Credit lie, short accent balances hither neomycin about available sweep options, Inveslanent objection • Cashmoney balances Total 01 uninvested available • Please direct customer carolers or rkuries to the the Sestrnert objectives and risk profile are speak to cash betakes, plus deposit balances at affiliated and Film's Client Relations Department at 201.352.1699 roludng current interest rates and yields, a avelable* each account and may ray between you- accuses. wwwas comes...Nay:Ms, hom you Fnncal Advises • orvallikated hanks, aid money market MAW fUld a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M Please sense the FilbprOrray ih amino of arty a by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writig to 1.85 significant change in your financial situation or financial Services erx.. Client Relations Department, Nori•CorrroOdry free credit balances in yos account are investment objectives. Foe each account held. You not segegwed from other balances and to Fern may P.O. Box 766 Union City, M 07087. UN Financial Services account protection choose ate of the following investment objectives: The Firm is a member of the Securcies hest.* Protection use any rid these funds in the ordirtay cone of its • All statements shall be deemed cow*e and atom • Produce Current Income- Investments seeking the bins those finds are payable upon your demand. 4 not objected to nulling within 60 days. Corporation (sro, which protects securaies erosionen generation ce income only. of is northern up to 1500,000 (nduding 1250.000 for Thes total is ircladed in the anent period closing value. • For TIT services: Cal 844412-0986 or from outside dams for cash) baslanatory brochure makable upon • Achieve Capital Appreciation: hvestrnents seeing the US CO201-332.1495 growth of woo Oatrather than the generation of Lending information • le ase of errors or cuestas about an electrak request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular income. For detailed iicrmation an the Fm's legeng practices fads transfer (U1), bill payment or UM Visa* debit • Produce Combination ofIncome and Capital and disclosures, refer to your Client Rolsoonshp card transactions, cal 800-2621000 or write to UBS capacity. The Firm, together will certaM artiates,has also Appreciation Investments seekirg both the generation Agreement or Account Agwrnent and the General F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. of income and growth of principal. Tams and Conditions Les Statement of Credit Practices weeharAcon. NI 07086, Atm: RIANEGA Serva4. pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under available nAgmements and0ath:cues a this protection a SSOOmillian as of Detente( 10, 2019. Overall risk profiles zetsw rib tom,men nfrliwkwgo. Call a write as soon as you can, if you think yas • ConsewaM'e. Seeks to nunta'n ntial prixpul, with statement a recta 6 vra-g or a you need more Salmi to the potty conditions and lineations, cash a information about a transfer on the statement a the Fern et further protected For up to 519 million in the low Sc and volatiry to We account overall, even if wept. The lam or Card Issue (as appkable) must aggregate for all your accounts held in a partnaar that men the account does not generate signifier* SDNY_GM_00009676 CONFIDENTIAL EFTA01597343 Important information about your statement (continued) Yam assets — For certain sectsiies trading in non-conforming • Est (estimated) income, anent yields and rates. — Our affiliates also receive trading CiaTtniSSiOrKand Vow statement ermines securities and other assets held densamnehons, price and quantity (lace rake) may An a:Smarr of snot exam is bawd on staren other compensation from mutual funds and Murano* in the accant a the end of the sinners period. You have been adjusted to facilitate proper valuation. drsidrid and nterest rates, assuming the securities will companies whose products we &Ifbute. may ask for delivery of fully pad seonties at any the. To obtain current quotations, when 4,412>k. contact be held for cre yea from statement date or until - We receive oxrcemaiion from vas Berk USA UM You may receive weenies used as loan cobtoal alter your hunch Advil«. matvy. This *agnate is only a guidekne; accuracy AO Stan(*id Branch and twirl dieted bras pining any balance due on them. Ary securities and continued income are not guaranteed. through our cash sweeP1207~. This transferred to the fern during the statement period are • Private inverrnenu end ~awed products. — Estimated taut *come wed care« yield for angensatim may he per accoune fee a listed at market value as of the end of the statement Private rivesVnerd securites (ixbdeng drect certain types of stashes could include a rename of may be a percentage of average daily deposit perfid. POTtiCkarias Program and real estate investment tat Principal a capital gains in which case the est. balsas. • Cost best. lu detennning the cost basis of the securers) and steamed products are genera/ay hgtry income (aid can yieto would be overstated. securities included in this statement where indicated &cud Certain structuredproducts have not been — Estimated a-nual income and current yield and the Activity wit the nurrbo UBS F narcial Sorkin has rebid registered wah the Securities and Exchange actual inctme and yield milts be lower a higher Irritation regarding cornmeal:re and Mhos Marrs on information obtained Irons sources oter than LES Commission or under ary state securities laws. We than the estimated amounts. (loured in «resection with the execution of trades, financial Strokes, eckxling blonnalion from another provide estimated values for prince imminent — An *sterns of a-nualized *come (dividend arda includng colion transactions has been included on Ism or that you may have«aided to you Fnancial monies and structured products for attinaliceral interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Finn does not indeperdoey nerdy a ordy. Acaracy is not guaranteed. valoaraverage balance is based on the last dividend provided to you~lb' on ~ garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. = vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor or merest payment made by the issuer and Short setting Is ormmes e deposes will be held for ore ackliion, although LESS Financial Strikes genera* structured product maybe bouisl or sold and do year from the statement date or unto maturity. If you ae engaged en short ailing a security. you may gmlates this reformation as it is received, the fem n°1necessary normers the va you may receive Accuracy and corned yield are not guaranteed. bout a charge due to anan barowng costs fa that does rot provide ay assurarces tat the idormation upon liquidation, palicula sienrity. under -Cost bases rd 'Unrealced gadloss' is — Thrd party estimbes of value are as of a certain • Assets not held by UNFinredd Services. Cenan accurate as of the date of this stammers. As such, date and are supplied to UBSFnaxial Sentes ona assets are nor held by the Fin, and not within the Open orders please do not rely on this information to make rears basis by an independent valuation firm lams possession or control. Then assets are Regarding open or socodlitcancellee ceders that purchase a sale decisions, for tar purposes « — Bluer, general partner as spot« estimated vetoes, displayed on you statement foe reformational were not execaed by the summers dar open buy and Mlles wir. Accounts transferred to the finn may if sib are ~lied to fie Firnber the issuer, purposes only. Positions and vales presented se sea stop ceders se reduced by the mount of driedends ref tot gardloss information only for the period of general partner or sponsor arid may be tabulated provided by te isung UBS f nancial Services is or right on an ex.dnAlerit or ex-rights date unless tine they se held x the Fim. More historical based on different information from tat used by not respatiale for this iretarnaton aid does not instructed otherwise by you. You ae responsble for information can be added by your Financial Advisor. third panes to derive *air etiolated yaks,. guarantee ils accuracy. Thew assets are not protected orders that ate executed cis to yaw lekte to cancel • Uesealited gainsileases. When data is available, — You can etuin additional information regarding by SIPC or the fists sablernemal 51K coverage. sating q:en atlas. Sinned sneaked gandlosses re calculated for the melhodobigy used to determine the estimate of rdividal security lots. The transaction data for value and the date of tie information that is the • Ravarara sharing and additional compensation. Privacy individual bh may or mynt reflect canmisstres. basis for the estimate by contactigyour Financial - h ~ice to a:amiss:3ns on sales and 12b.l fees To obtain a copy of ox anent Client Privacy Notice, mages aria security norganintion ewers. Adios. roared n connect on rah the destitution of mutual please taxan sir Francis/ Advisor a mest as Mini% Dividend and other ?investment lots and systematic — Third party estimated values may bereflected as funds co as clients we ardor or atfiLate receive at "wive obs COAVDeiViCV004CV. purchase lois re each combined to display one 'Not priced' in several situations: when an revere. tang~ern frees disobuton sidor — 1.85 Financial Stryker is rot a bark. The RMA, Business averaged lot. The 'Trade date' coknin presents the • dent valuation lam has not supplied a is advisors of the maul funds that we sell These Services Account BSA and IRMA are brokerage original transaction trade date. unable to assign a value when we become aware amounts se based on two drferem correpoents: CO scans which provide access to barking senates aid • Callable markless Bonds and peelerred stock that that a material cant has occvrod that may call a the amen of sales by LES of a partoular enamel pedals IMaxjt arrangements with affiliated banks the issuer calls for eery redemption wilt selected peennusy reported val.* into question, a when a fund famity X. our clients; and G0 the and vabe of a and other Ihrdparty barks, and provides access to impanialy by lot from among al ware« of that value, would be highly spoulatme the to the nature particular mutual fund family, shares held at the insurance and annety goduns issued by unaffiliated ass* held in our none a in nominee name for ar of the security. fern. thirdparty insurance companies trout instance clients. Call feature information is obtaned from third — When nester an issuer, general partner or sponsor - We and our affiliate also receive networking and seem subsidiaries of UMFinancial Services tt. parties and es accuracy is not guaranteed. Odon all estertatod value nor a Owl-party estimated value is cmnbus pransrg fees n consideration la transfer — hvesvnent, ruin*, ad arnuey predicts: features may east which could affect yield; complete ponied, the vale of the searity wal be Mere« eager* services that we provide to the mutual furds. — Not FDIC insured • No bark guarantee. May lose vale information will be provided upon request from as purchase Prins Rion fees antra* am paid from investor asset in — IMA. Resat« Management Account Dulness • Priem/value. Prkesdeplayed la securities and other — tiarbutons to date' May «ludo rerun of the mutualfad and ere a feud dollar amount based Services Account BSA, IRMA and international Resource prod ects maybe higher or lower than** price that capital, income or both on the number of amounts at the broker-dealer Management Account re registered service mats of you would actually receive in the market. Prims re — • Orgnal unit site represent the ntial offering holding ~seal funds of tatInd Insy. LBS tumid Services INC obtained from various third party sources whit we Vice per unit ad may not reften your cot basis - h acKtion to commissions received inc.:motion — YTS/Size registered tedemalc owned by Vila believe to be reliable, an we do not guarantee thee — DPP and unlisted RUT securities are rot listed on a with the sale or distrbuton of airway tontratt and htematianal Service Association and used under accuracy. national securities ndunge and are generally unit rnestrnent trust snes to our diet, we ancla keno. The LES Via Creistl cads and the LES Visa — We genera/ use he eking price when anibbk a illiquid and even i they can be sold. the price at affiliate receive untrue sharing compensation debit cads se issued by LBS Bark USA with he mean of the bd and ask prices fa listed tamed may be less tun the per spire estmaled from nay of the monoe companies underwriting permission from Via U.S.A. Incorpraled. All other securities td options «coy bid prices for OTC value prodded in the scours statement. the a-nuity contracts, af illates o: the Maxim oedemata, registered trademarks, serrke mats ad securities. companies or spontan of he unit enestmers trusts registered service marks se of their respective — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted secuties generate)/ we dimbute. ~pines. what«. model a the most recent peke we are not ansently elgbk fas pubk sale LOS Financial - h eclInka to commissions received from the obtaned and may not reflect an actual market price Services uses the market price of the urresOcted stod purchase and sale of NextShares lundk we ardor our UN financial Services Inc Rev. 202002 ale. of the same issuer as an imputed value fa the affiliate receive an asset-based revenue sharing — Certan potions may appear *Mae a price and restricted stock for purposes of this statement only. To payment from ~Shares databulors, as wed as will tow aspeke was not available if we are he extent that restricted securities are ebgbk for sate funding for technology development trainig ad unable to obtain a price for a security. the vats received may be substantially less than the education. — Deposits a securities cknomiuted n currencies maned value shorn. other than U.S. dollars re reflected at the excharge rate as of the statement date. SDNY_GM_00009677 CONFIDENTIAL EFTA01597344