EFTA01597345

U85 Financial Services Inc SUBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 January 2020 CNe70069260590120 YI 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Montpelier Cash Account number: 1 45170 SS Your Nnandal Advisor. SCOTT STACK MANILYLE CASRIEL Questions about your statement? Cal your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on December 31 (S) on January 31 (3) account 02%45170. Your assets 3,555.99 3,559.51 Visitour vvebsite: Your liabilities 0.00 0.00 www.ubs.comi financialservices Value of your account $3,555.99 $3,559.51 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 2020 Value of your x<ount at year end 2019 33,555.99 Net deposits and withdrawah 40.20 3,556.0 3,559.5 Yaw mwstrrent return: • Dividend and interest income 32.48 Change in market value 40 34 0.0 Value of your account on Jan 31, 2020 S3.559.51 Dec2018 Decki 9 tan 2020 SDNY GM 00009678 Member SIPC CPP7C010005926059 NPV00223318 00002 0120 031952383 Y145170550000000 Page 1 of 8 CONFIDENTIAL EFTA01597345 Account name: MONTPELIER TRUST at UBS Resource Management Account Jdin.bry 2020 Friendly account name: Montpelier Cash Account number. Y1 45170 55 Your Pi modal Advisor: SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 31 (s) your account Cash and money balances Cash and money balances may include A 1,859.63 52.24% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 1,699.89 47.76% account, UBS FC4C inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Foxed income 0.00 0.00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0 00% Total assets $3,559.51 100.00% Value of your account $3,559.51 Eye on the markets Percentage change Index January 2020 Year to date S&P 500 -0.04% -004% Russell 3000 -0.11% 411% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S. Aggregate Bond Index 1.92% 1.92% Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% CO20010006926060 W2000223318 00002 0120 031952383 YI15170.40 009MY_GM_000090%ge 2 of 8 CONFIDENTIAL EFTA01597346 Resource Management Account Account name: MONTPELIER TRUST Your M nandal Advisor. Friendly account name: Montpelier Cash *UBS January 2020 Account number. Y1 45170 55 SCOTT STACKMANLYLE CASRIEL Change in the value of your account Cash activity summary January 2020 (1) Year to dated.) See Account activity Mit month for detals. Balances In your Sweep Gpllom are IndutbdIn the openrg and closing balances va to FDIC insurance applies to deposits at UBS Sank USA and al banks participating in the U05 FDIC Insured 0.pesis Proqem. It dies not tray 10 deposits al U85 AG, Stanford Wench 5IPC Opening account value $3,555.99 $3,555.99 protection applies to money market sweep fund hddings but rot bank deposits. SeeImportant information **ant your stakmert on the last two pages d this document for *tit. Deposits, including investments transferred in 0 70 0.70 January 2020 (5) Year to date (1) Dividend and interest income 2 48 2.48 Opening balances $1,858.93 $1,858.93 Change in market value 0 34 034 Additions Closing account value $3,559.51 $3,559.51 Deposits and other funds credited C 70 0.70 Dividend and interest income 2.48 2.48 Dividend and interest income earned Total additions $3.18 $3.18 Subtractions For purposes of ttis statement, tarditty of interest and cividend income has been determined from a US lax mooning perspective. Based upon the residence of the account holder, account type, or product type, Funds withdrawn for investments some interest andor dividend payments may not be s ea to United States (US) ands Puerto Rico (PR) bought -2 42 -2.48 Income to The client monthly statement is not intended to be used and carrot be relied upon for In purposes. Client should refer to the applicable tax reporting kerns they receive from UBS asnudly, such as Total subtractions -$2.48 -$2.48 the Forms 1099 and the Forms 480. for to reporting information. It Is the practice of U85 to file the koplicade tat reporting forms with the US Internd Revenue Service and PR Treasury Deportment, and in such forms accurately classify &Mends anda Interest as tax exerrpt or tale (cock Please consult your Net cash flow $0.70 $0.70 Indviclual to prepare,. Closing balances $1,859.63 $1,859.63 January 2020 (1) Year to date (S) Taxable dividends 2.48 2.48 UBS FDIC-Insured Dep Pgm Account APY Total current year $2A8 $2.48 Interest period Dec 6 - Jan 7 Total dividend & interest $2.48 $2.48 Opening UBS FDIC-Insured Dep Pgm balance Dec 6 S1,858.93 Closing UBS FDIC-Insured Dep Pgm balance Jan 7 $1,858.93 Number of days in interest period 33 Average daily balance $1,858.93 Interest earned $0.00 Annual percentage yield earned 0.00% SONY GM 00009680 CW700=05926061 NP70002233 1800002 0120 031952393 Y16170550000000 Page 3 of 8 CONFIDENTIAL EFTA01597347 Account name: MONTPELIER TRUST Your Pi nandel Advisor: UBS Resource Management Account January 2020 Friendly account name:Montpelier Cash Account number Y1 45170 SS SCOTT STACK MANLYLECASRIEL Your investment objectives: You have identified the following investmentobjectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives m Important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is AFO, First In, First Out. CW70010005926062 NPA200223318 00032 0120 031952383 YI 45170550 COMIINYONL000mige 4 of 8 CONFIDENTIAL EFTA01597348 SUBS Resource Management Account Account name: MONTPELIER TRUST Your Fi nancial Advisor: Friendly account name: Montpelier Cash SCOTT STACK MANKYLE CASRIEL January 2020 Account number: Y1 4517055 Your assets Scene prices, income and cutrent values shoem may be 409n:unmade. As a krull. gains and losses may not be accuraely reflected. See Important information about your statement a the endor this dxument for more intsmaton. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA cposit account balances, U8S Bank USA and all UBS FDIC Insured Progais Bank deposit account Waxes are insured by the FDIC within UBS FDIC Insured Program Bank Balances. UBS AG Stamford Branch deposit account Pt:lances and money applicable liMts, but are not protected by 9PC. UBS AG Stanford Branch deposit account balances are not insured market mutual fund sweep balances. by FDIC and are not protected by SIK Money market sweep balances are protected by 51K bul are nee Insured by the FCC See the important information about >ow statement at the end or tits document for details about those baranes Opening basice Closing belaxe PA(Pper Share Average Ontdend Interest Dais rn ttdd net on tan 1 (1) on Jan 31 (1) on Jan 31 (S) rate period penod Cash 0.03 0 70 UBS FDIC INSURED DEP PGM 1,858.93 1,85893 Total $1,858.93 $1,859.63 UBS FDIC-Insured Deposit Program Closing Mante Prionty Bank NI9rne on Jan 31 (5) Status UBS Bank USA 1,858.93 2 Wells Fargo Bank, N.A. 0.03 (1 ) 3 Citibank, N.A 0.00 (1 ) 4 HSBC Bank USA, NA 0.00 (1) 5 BBVA USA 0.03 East West Bank 0.00 (1 ) 7 Citizens Bank, N.A 0.00 8 Associated Bank, N.A. 0.00 (I) 9 Pacific Western Bank 0.00 10 Ameris Bank 0.00 Total $1,858.93 Status - Client has opted out of this bank SDNY GM 00009682 ChP70010005926063 NF73CO223318 00032 0120 031952383 VI 451 70550 COOOCO Page 5 of 8 CONFIDENTIAL EFTA01597349 Account name: MONTPELIER TRUST Resource Management Account Your flnasdal Advisor: *UBS January 2020 Friendly account name:Montpelier Cash Account number. Y1 4517055 SCOTT STACKMAMLYLE CASRIEL Plannaleia Your assets (continued) Cash alternatives Money market funds Money market funds are neither insured nor guaranteed ty the teatitl Deposit Insurance Cc:sp.:48ton or any other government agency. inandione prime andinstitutional muncipal funds must float their net asset vdues (hinv) per share to the nearest If 1C0M of a cent (e.g., SI 0000) Government and relal money market funds still cortnue to transact aka sltie 51 03 net asset value. Although money market funds seek 10 preserve the value of your investment at S1.00 pes share, n n possible to lose money by Jrwesling in these funds. Total retrrvestel is the told of as reinvested dvIdends. it does not include any cash cludench n Is rot a tar I/No[4;er' Rav) gain or b:s Is the dfie re nce between the current value and the cost basis and would lot for the purposes of determining holdng periods or con Cans. The shareS yOu leceive each time yOti geneIdly be your ~eq.:loot loss d the set tarty was sold Co this date. The unrealized (tar) gan or loss may reinvest dvidends become a separate fa Id need lobe a4usled for return of (avid payments in oder to determine the retired gain or loss for lax reporting purposes. Cost 8854 is the tote purehaSe cost of the security. indudnig reinvested d.dends The cost basis may need to be actusteellor return cf capital payments in order to &termne the adjusted cost basis for tar Investment return is the current value minus the amount you invested It does not include shares that are not repotting purposes. reflected on your statement, includng shares that have been realized as either a gain ct a Ices. It also ctes not Include cash dedencis that were not reinvested Purchase price' Nwnbet Average pice Client Cost Pnce per share Value on unrealized ineestrntnt )4rAdng Hdd ng al snares ter share If) investment (5) basis (5) On Jan 31 (5) Jan 31 (5) ()an of JOSS (1) return (3) period UBS SELECT PRIME PREFERRED FUND 1,699.385 ---This information was unavailable-- I.0003 1,69989 EA 129 Current yield: 1 71% Your total assets Percentage cl Cost Estimated unrealized Value on Jan 31 (1) your account basis (I) annua inccme ion or loss (t) Cash Cash and money balances 1.859.63 52.24% 1.859.63 Cash alternatives a Money market funds 1.699.89 47.76% 29.00 Total $3,559.52 100.00% $1,859.63 $29.00 • Messing cost basis often:elm Account activity this month Dare Actnity 0escreption amount (S) Deposits and other fends credited Jan 10 Transfer FM sit 45612 8100 0.70 Total deposits and other funds credited $0.70 CMIC0100C6926064 NP7300223318 00032 0120 031952383 Yl 45170550 comiitiy_Gm_00009~e 6 of 8 CONFIDENTIAL EFTA01597350 SUBS Resource Management Account Account name: MONTPELIER TRUST Your Nneadel Advisor: Friendly account name: Montpelier Cash SCOTT STACK MANLYLE CASRIEL January 2020 Account number: Y1 45170 55 age Activity Desaiption Amount (S) Dividend and interest i ncome Tarabfe divider.* Jan 31 Dividend U8S SELECT PRIME PREFERRED FUND 2.48 SYMBOL; SPPXX Total taxable dividends Total dividend and interest income $2.48 Investment transactions For more information about tne price value shown for restricted secuaties. see important information about your stammer* at the *near the dor 'anent. Proceeds frame Funds investment withdrawn fa Accrued Cute Actiety Cescdpoon Ouantity VS ue (S) Pace (Si transactions (I) iniestments boucle (I) interest (5) Jan 31 Reinvestment UBS SELECT PRIME PREFERRED FUND DIVIDEND 2.479 -2.48 REINVESTED AT 1.00 NAV ON 01131/20 SYMBOL: SPPXX Total -$2.48 SDNY GM 00009684 CP.70010006%6065 NP-A)03223318 00002 0120 031952383 Y145170550 000000 Page 7 of 8 CONFIDENTIAL EFTA01597351 4tUBS Your notes CW70010006926865 N77000223318 00002 0120 031952303 YI 45170.0 COIfty_Gm_00009eggie 8 of 8 End of statement for account number YI 45170 S5 CONFIDENTIAL EFTA01597352 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00009686 CONFIDENTIAL EFTA01597353 Important information about your statement (continued) Ras assets — For certain searies trading in non-conforming • Est. (estimated) income, Current yields and rates. - We Weil* COrnpkinSal kg) fromLes Bank USA, U3S Your statement sent, acuities and other assets held denominates, price a-id quantity (lace rata) may An estmate of anal igene is bawd an current AG Stanford Branch and ramatfiliated barks in the accord a the end of the gatemen period. You have been adjusted to facilitate proper valuation. dividend and interest rates. assuming the securities will through our cash sweep programs. The msar ask for delieenrof fully paid searttin at ay tine. To obtain current gotat ions, when a bariVe contact be held for one year from statement care or until compensation may be per account fee or You may receive tourists used as loan carnal after your Fame Advisor. MMus*. This estimate is any a guidekne; accuracy may be a percentage of away daiy depose paying any balance dr on them. Any securities and continued income are not guaranteed balances. transferred to the Fim dreg the statement period are • Private invertmones end stmoured products. — Estimated crud ncome and current yield foe listed at market value as of the end of the statement Private Mestrient securities (inclerg direct certain types of securities could include a return of Activity period. Partkkation program and real estate inveihrierrt trust principal or capita gains in which case the est. Wormation regarding commission and other charges • Cost bash. In denim:nig the cost bass of the %tutees) and strucesed products are goner* higtey income (and current yielth would be overstated. 'Mulled II con-sect pen with the emotion of oaks, wanes included in this statement, where indicated Revd Certain structuredow:dads have not teen — Estimated rant income and current yield and lee inckadrig option transactions has been induded co with the nuerbee '1: UBS Financial Services has raid registered web the Securities and Exchange actual imam, and yield micro be lower a higher confirmations previously furnished to yoa ad will be as information obtained from sources other than LE6 Canmission or under arty state securities laws. We than the estimated amounts. provided to you promptly on request. Financial Serene, "doling Hammier. flan another provide estimated values for prince imminent — An earns of arnualind "come (avidend ands Irma that you may hawpros/did to your Financial securities and structured products for 'Samuel:nal interest) Minded by the current market Short soling Advisor. The Fie does not independently way a Accuracy is not guaranteed. vakraraverage balance is based on the last dividend if you at engaged n short selling a security, you may garnet the rosary a validity of my information prrxusany. — nest vales nUry diller ithstentially turn prises, or merest pant** made by the Mar and incur a cturge die to mien borrowing costs fa that provided by sources other than LES Financial Services. any, at which a private nvestment securtyor assumes tie securities/deposes will be hell for one pateulasecisiy. h radial, although U3S Financial Sencces genera* structured product maybe boujst a sold and do year from the statement date a urea maturity. updates this Mormation as it is received, the item not nerrremarb, leaner* the vi you may receive Accuracy and continued yield se not guaranteed. Open orders not provide any assurances let the Planation upon liquidation. Regarding open a • good.acancelled • ceders that under 'Cost basis' ad 1.hrealeed gadloss' is — And party estimates of value are as of • Assets not held by LIBS financial Services. Certan ewe not executed by the statement dale, open buy aid Kurth as of the date of this stamen. As such, date ad are supplied to UBS Financial Sents on a assets are not held by the Firm and not within the sea stop orders we reduced by therant of dwiderds please do not rely on this information to make repair base by an independent valuation fin. em's possession or control. These assets are or netts an an tx.&edicts or exeghts date ts*ss purchase Cr tale decisions, for tae purposes a — Issuer, general partner of sooner estimated valet displayed on your statement for of°motional instructed otherwise by you. You we responsble for otherwise. Accounts transferred to the Fin, may if ay, are supplied to the Firm by the issuer, purposes only. Positions and vases presented are orders that are executed the to your Salve to cancel reflect gingko% h informal On only for the period of general partner or sponsor and may be tabulated provided by to issung fem. UBS Fnamcial Services is eating open ordeal. tine they are the Fie. More hinceical based Co cifferent Mama:on from that used by not reparable for this iteration and does not nfarnation can be added by your Financial Achisor. third parties to derive thei esemaled WAUPS. guarantee is accuracy. Thew assets re not protected Privaq • Unrealized gains/losses. When data is avabble, — You can obtain additional information regardrig by SIPC or the firm's supplemental SiPC coverage. To obtain a copy of as current Client Prelacy Notice, eslinated arealited gaimilosses at calculated for the methodology used to determine the estimate of please contact par Financial Advisor or visit as 'rebut rdividal security lots. The transaction data for value and the date of the informalen that is the • Rinntenti shoring and additional compensation. at wonvati coesnovacrooky. ndividul lots may or may not reflect canminers, basis for the estimate by contactirgyour Financial - h addition to commissions on sales at 12b.1 fees — 1.85 Financial Services is riot a bark. The RMA. Business ch.vges ardor security reorganisation hems. Advisor. reamed n connectcol with the disubnion of mutual Services Account BSA and IRMA are brokerage Dividend and other reinvestment lots and systematic — Third party estimated values may bereflected as funds to our clients we odor our affiLate receive accounts which provide access to banking services and Prchaw lot are each combined to display on, 'Not priced' in several situatern: Main an revert. sharing pigments from disubdors ancla prockos through arrangements with affiliated banks averaged lot. The 'Trade date' column presents the • dent valuation to, has not suppled a is adviscn of the maul funds that we sell These and other thidpany banks, endprovides access to crigasal transaction wade date. unable to assign a value, when we become aware rants are based on two different coapcinents: insurance and aunty products issued by unaffiliated • Callable markles Bonds arid prefaced stock that that a material event has occurred that may call a the nun of sales by 1185 of mutual tsid.party mane companies fl out insurance the issuer cats for eery redemption wit be selected previa*reputed vale into question, or when a fund famity So our <kernr and kJ the asset qt. of a agency subsidiaries of US$ Fi-uncial Senkes n. emparhay by lot from among at seorises of that value woad be highly speculative due to the nature particular Mutual fund I arniejs shares held at the — investment, insane, and amity prodxts: issue held nom name a ri nomnee nee for us of the security. firm. — Not FIX insured • No bark guarantee* May lose value dents Call feature information s obtaired from third — When neither an issuer, general partner or sponsor — We ref our affiliate also receive networking and — IMA. Resource Management Account Business patties and es accuracy is not guaranteed. Other call estimated value bar a dud-party estimated value is cent* processing lees in consideration for transfer Services Account BSA, IRMA and nternatiorul Resource features may exist which could affect yield; complete provided, the value of the security ekl tr.:lavers agent services that we provide to the mutual funds. Management Account are registered service marks of information will be provided upon request. from its purchase Coke Thew fees generates an paid from investor assets in LEG Financial Services Inc • Price/value. Prices desplawd fa securities and other — 'Diarbutens to date' may "elude return of the named lad and are a fired dollar innocent based — vISA is a registered vadernark owned by Vita produce maybe higher or lower than the price that capital, income or both an the number of accounts at the broker -dealer srternsional Service Association and used under you would sourly receive in the market Prices are — unit size represents the Keel offering holding mutual fads of that turd IaNy. kens.. The CBS Visa creel cards rd the U65 Visa obtained from various third party sources theth we price per Mit and may not reflect riot cop baits - h addition to commission received in correction debit cads are issued by L6S Bark LISA with believe to be reliable, but we do not guarantee thee — DPP and unlisted REff wurities are not listed cc a with the sale or diorbuton of tenuity canals and permission from Visa U.S.A. he ceporated. All other accuracy. national securities exchange, and are generally unit mestment trust tees to or diens, we actor trademarks, registered trademarks, service marks at — We genera, use the dosing prise when available a illiquid and even a they can be sold. the price at /brute receive revenue sharing carp:suet:an registered service marks are of their respective the mean of the bed and ask prices for listed reamed may be less than the per share estimated from many of the Insurance companies underwriting companies. securities and options any bid prices for OTC value waded in the account statement. the annuity contracts, affilates of the Massee securities companies or sponsors of the at Mourners tuns LOS Firuntial Serviette Inc. Rev. 201010 — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted sectnies generaly we darbute. valuation model a the most recent price we are not currently elgbk for pubk sale UBS F haricot - h ackation to COrnmiSSE3n5 received from the atoned and may not reflect an actual market pia Services uses the market price of the itresincted stock purchase and sale of NureSIre es lads we actor our or vat*. of the sane issuer as an imputed yak.e fa the affiliate receive an asset-based amenx sharing — <man positions may appear berthas a price and restricted stock for purposes of this statement only. To payment from NeaShares dish:las" as mil as will show as rake want nitro,' t we are tie extent that restricted securities we Mgble for sale, funding for technology development, training and unable to obtain a price for a security. the vats received may be substantially ins than the education. — Deposits a securities denominated is currencies maned vats shown. - Our anon also receive trading commissions at other than U.S. dollars re reflected a the excharge other compensation from mudual funds and Marne rate as of the statement date. canonic.% whose frolactS we Slane. SDNY_GM_00009687 CONFIDENTIAL EFTA01597354 085 Financial Services Inc UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 February 2020 CNe70060196070220 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2696 Friendly account name: Montpeler Cash Account number: vI 45170 SS Your Snandal Advisor. SCOTT sTACKMANILYLECASRIEL 0 Questions about your statement? Cal your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on January 31(1) on February 28 (I) account 029005170. Your assets 3,559.51 3,562.01 Visit our website: Your liabilities 0.00 0.00 www ubs corn/ financialsennces Value of your account $3,559.51 $3,562.01 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 2020 Value of your account at year end 2019 43,555.99 Net deposits and withdrawals 4070 50 3,5:9.5 3,562.0 Your investment ram: • Dividend and interest income 9d80 Change in market value 40 52 00 Value of your woman on Feb 28, 2020 1.3.562.01 Dec 2018 Dec 7019 ren 7020 Feb 2020 SDNY GM 00009688 Member SIPC CeP7C010006019887NP7000214722 03002 0229 031952363 VI 45170550 000300 Page 1 of 8 CONFIDENTIAL EFTA01597355 Account name: MONTPELIER TRUST Your Fi noscial Advisor: *UBS Resource Management Account February 2020 Friendly account name:Montpelier Cash Account number Y1 45170 SS SCOTT STACKMAPILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28(1) your account cash end money balances Cash and money balances may include A 1,859.63 52.21% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 1,702.38 47.79% account, UBS FDIC Inured Deposit Program Bank accounts, lin AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important inlormabon D Fixed income 0.00 0 00% about your statement on the last two pages of this statement tor detais about those balances. E Non-traditional 0.00 0.00% A F Commodities 0.00 000% G Other 0.00 0 00% Total assets $3,562.01 100.00% Value of your account $3,562.01 Eye on the markets Percentage change Index February 2020 Year to date S&P 50u 423% 427% Russell 3000 -8.19% 429% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S Aggregate Bond Index 1.80% 3.76% Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1.52% ctcoolooc6siasse NP70002i 4722 00002 0220 031952363)/i 4517(650 CON,Ite_GM_000091149. 2 of 8 CONFIDENTIAL EFTA01597356 Account name: MONTPELIER TRUST Resource Management Account Your Nmodal Advisor: tvItUBS February 2020 Friendly account name: Montpelier Cash Account number. Y1 4517055 SCOTT STACKMANLYLE CASRIEL Change in the value of your account Cash activity summary February 2020 111 Year to date (1) See Account &Way this month for duals. Balances In your Sweep cmors are Inducted In the openrtig and closing baances vane. FDIC insurance applies to deposits at UBS Bank USA and A banks participating in the UBS FDIC Insured Deposit Program. B ekes not apply 10 deposits al UBS AG, surnroid Branch SIPC Opening account value $3,559.51 $3,555.99 protection applies to money market sweep fund hddirgs but rct bark deposits. Seeimportant information 'boot your statement on the at two pages d this document for *tat. Deposits, including investments transferred in 0 00 0 70 February 2020 (1) Year to date (S) Dividend and interest income 2 32 4 80 Opening balances $1,859.63 $1,858.93 Change in market value 0 12 0 52 Additions Closing account value $3,562.01 $3,562.01 Deposits and other funds credited 0.09 0.70 Dividend and interest income 2.32 420 Dividend and interest income earned Total additions $2.32 $5.50 Subtractions For purposes of ttis statement, tuataty of interest and dvidend income has been deterrnined from a US lax reputing perspective. eased upon the residence of the account holder, account type, or product bye, Funds withdrawn for investments sane interest ardor dedend payrnent may not be sublett to Used States NA an/or Puerto Rico (PR) bought -2 32 -4.80 income tater the chant monthly statement is not Intended to be used and cannot be relied upon for tae purposes. Client should refer to the apolicaple sat reporting kerns they receive tan UBS sinualy, such as Total subtractions -$2.32 -$4.80 the Forms 1099 and the Feint 480. for tar reporting Information. It Is the practice of UBS to file the applicable tax reporting forms with the US Internd Revenue Service and PR Treasury Depsunent, and in Net cash flow $0.00 $0.70 such forms accurately classify dal:lends arcia Interest star exerrpt or (sable incur* Please consult your indadual tax prepare, Closing balances $1,859.63 $1,859.63 February 2020 (1) Year to date (S) Taxable dividends 2.32 4.80 UBS FDIC-Insured Dep Pgm Account APY Total current year $2.32 $4.80 Interest period Jan 8 - Feb 6 Total dividend & interest $2.32 $4.80 Opening UBS FDIC-insured Dep Pgm balance Jan 8 $1,858.93 Closing UBS FOC-Insured Dep Pgm balance Feb 6 81,858.93 Number of days in interest period 30 Average daily balance $1,858.93 Interest earned $0.00 Annual percentage yield earned 0.00% SDNY GM 00009690 CuP70310006819889 NP7000214722 03002 0220 031952383 Y145170550 000000 Page 3 of 8 CONFIDENTIAL EFTA01597357 SUBS Resource Management Account February 2020 Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number. Y1 45170 S5 Your rimodel Advison SCOTT STACKMANLYLECASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important informatron about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CW70010305819890 1,1mi:0214722 00002 0220 031952383 Y1 45170550 000St&Y_GM0000909, 4 of 8 CONFIDENTIAL EFTA01597358 SUBS Account name: MONTPELIER TRUST Resource Management Account Your N fluidal Advisor: Friendly account name: Montpelier Cash SCOTT STACK MAI4LYIE CASRIEL Account number: Y1 4517055 0 Your assets Sane prices, income and current edits sham may be approomsle. As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of this document fa more Inloomstion. Cash Cash and money balances Cash and moray balances may inductcte available cash balances, UBS Bank USA deposit account balances, UBS Bank USA and all UBS FDIC Insured Pavan Bank depart account baances are insured by the FDIC MIMI UBS FDIC Insured Provarn Bank &lances. UBS AG Stamford Branch deposit account taxices and money applicable limits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured market multi& fund sweep balances. by FDIC and are not protected by SIK Money market sweep balances are protected by 51K but are not Insured by the FDIC. See the important informmion gout your statement at the end of ems document for details about those teiances opening bar« Closing balance Pnce per share Average Deadeal Interest Dann Hord no on Feb 1 (1) on Feb 28 (S) on Feb 28(1) rate period penod Cash 0.70 0 70 UBS FCC INSURED DEP PGM 1,858.93 1,858.93 Total $1,859.63 $1,859.63 Ins FDIC-Insured Deposit Program Closing bilance Pnonty Bank NlYre on Feb 28 OS St at u2 I UBS Bank USA 1,858.93 2 Wells Fargo Bank, N.A. 0.00 (I) 3 Citibank., N.A 0.00 ) 4 I-159C Bank USA, N A 0.00 (1) BBVA USA 0.00 ) 6 East West Bank 0.00 (I) 7 Citizens Bank. Nit 0.00 (1) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 ) ID Ameris Bank 0.00 (1 ) Total $1,858.93 Status ) - Client has opted out of this bank SDNY GM 00009692 ChP70010005819891 NP79:0214722 00002 0220 031952383111 J.5170550 C00000 Page 5 of 8 CONFIDENTIAL EFTA01597359 SUBS Resource Management Account February 2020 Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number Y1 45170 S5 Your M medal Advisor. SCOTT STACKMANILYLECASRIEL Your assets (continued) Cash alternatives Money market funds money market funds ate neither insured nor guaranteed by the Feder* Deposit insurance Ccepotaion or any other government agency. institutions prise and inslitutiond municipal funds must Boat t heir net asset values per share to the neatest ItICCAh of a cent (eg, Si 0000) GovernmeM and relell MOM" market funds viAl oceanue to transact .318510e 11.03 net asset value. Although money market funds seek to preserve the vdue of your investment al $1.00 per share, it n possible to lose monry by investing in these funds. rota reinvested is the lots of at reinvested di/Mends. it does not include any cash dudench n is rot a tat Unrealeed (tav)gain or bb Is the difference between the current value and the cost bags and would lot for the purposes of determining holdng periods or cost basis. The shares you receive each time you gene rdly be >Our lacatle gain or loss if the security was sold co this date. The unrealized (tar) gan or loss may reinvest dvidends become a separate tax lot need lobe adusted for return of <split payments in order to determine the retired gain or loss for tak reporting purposes. Cost bass is the told purchaSe cost of the security, indudng reinvested dudends The cost basis may need to be alusted for return d captal payments in order to ckterrnne the adjusted cost basis for tat Investment return is the current value minus the amount you invested It does rot include shares Thal are not reporting purposes. reflected on your statement, inducing shares that have been *Sized as crab again a alas. It also dDes not Include cash dedends that were not reinvested Purchase price Number Average pice Client Cost Price per share Value on unrealized Investment exIdng nddn9 of saes per share ID investment (S) bash (S) On Feb 78 (S) Feb 28(1) gan loSS (1) return (S) period UBS SELECT PRIME PREFERRED FUND 1,701.704 ---This information was unavailable-- 1.0004 1,702 38 EA: 128 Current yield: 1 64% Your total assets Percentage i* Cost Estimated Unrealized Value onS-0)28M your *count basil (5) annual income (5) gem Or loss (1) Cash Cash and money balances 1.859.63 52.21% 1,859.63 Cash alternatives • Money market funds 1,702.38 47.79% 28.00 Total $3,562.01 100.00% $1,859.63 $28.00 • Missing cost basis onlangstico Account activity this month Dee Activity Description Amount (5) Dividend and interest income Taxable dividends Feb 28 Ctsudend UBS SELECT PRIME PREFERRED FUND 2 2— SYMBOL SPPXX Total taxable dividends $2.32 Total dividend and interest income $2.32 ChP7COIC005819697 Ny7303214727 00032 0110 031951383 Y 45170550 COOStfiklYGPCI000096§119e 6 c8 S CONFIDENTIAL EFTA01597360 Resource Management Account Account name: MONTPELIER TRUST Your Financial Advisor. Friendly account name: Montpelier Cash 4tUBS February 2020 Account number: Y1 4517055 SCOTT STACKMANLYLECASRIEL Account activity this month (continued) Investment transactions Fcx more information about the Pri(ehalue Shown for (toned securities. see important informoton about your statement at the end of this docunent Proceeds from Funds in‘estrrent withdrawn Sc, Accrued Date Activity Description 0uarney \lave (I) Price (S) transactions (S) inestments bought ($) interest (I) Feb 28 Reinvestment LEIS SELECT PROVE PREFERRED FUND DIVIDEND 2.319 -2.32 REINVESTED AT 1.00 NAV ON 02128120 SYMBOL: SPPXX Total 42.32 SDNY GM 00009694 ChP7001C005819893 NPX)CO214722 00002 0220 031952383 Y1:5170550000000 Page 7 of 8 CONFIDENTIAL EFTA01597361 *UFIS Your notes Cei7001000681989e N1,20002 4722 00002 0220 0319523a3 Y14St 70S50 C'OVAIlY_GM_0000981011° 8 of 8 End of statement for account number VI 45170 S5 CONFIDENTIAL EFTA01597362 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial hear from youno later than 60 days after the Firm capacity. A ful copy of the polio; eating is available income or reams and may not keep pace wdn Services), a a mutter of all principal storey, covirnacky sent you the fist statement on which the nor or upon wit. inflater. andWires excha-ges UBS Manual Services and UBS pobtem appeared. • Moderate: Wiling to accept sane risk to principal and Bark USA are i -direct absklaies of 1185 AG and — Provide your name ad accoun number nry. Nether the SIPC protection nor the suoplememal tolerate some volatlity to se* higher returns affiliates of LEG Searkes U.C. The Firm's financial — Dewbete Oita or IS Wander you re inure protection appal to: • Aggressive: Willing to accept high risk to primeval and statement is available Won request. The Firm's execute* about, ad eaplin as clearly as you can why you • Certain financial assets controlled by (and ext.:led in hit,KIM, to Seek highrelines over tine offices are at: believe h is an error or why you need more you- account realist held away from UBSFintercist • Monotone fryibliey Coraidernen: If selected. a information. Services for example certain (0 insurance prodacts portion of the donor* for that asunt may include UBS Marxist Strokes Sex. — Provide the dolls. amount of the suspected error. inducing variable aauites. and OD shares of mutual corrplex strategies, united liquidly and germ 1200 Hats Boulevard funds registered in the name of the axon holder on voleirky. Weehawken NI 07086 The Firma Cad Issuer will investigate your complaint the books of the issuer a transfer agerrJ; and will tarot wry error promptly for atoned errors • hvesunmt contracts or rwestment Swot W.g., Statement "householdince This statement represents the onbr officialrecord of you reviving UBS Vaaedebe cad transactions. 4 we take Imbed partnerships and private placements) that are We may consoktate d1tetrad account StateraintS with Les Financial Services account Other records, /wept more than 10 banns days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same e.g. because official tat documents, cleaning coralkting data should your account for the /mount you think is in errs, so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joint account not be refed moon. Ilyou beleve there ban error or you will have the use of the money during the tine it precious metal contracts), includig futres contracts relationships wth other clients at the same ackkess. ef °motion, please report it immediately in asking to the takes us to complete av rwentigeon. and commodity option contracts, you prefer to receive individual statement mated n Branch Manager of the office serving you account. • Smarties on loan to VW Financial Strokes; and separate envelopes, you !My decline householdrg by Please make all checks payable to the Finn or the • Depose accounts (excel owlif juges of deposit) at ka5 (Ong yes Financial Advisor Altough all lions shown re intended to be accurate, financial onSUILOOrb indicated on the front of this Bak USA, UM AG U.S. branches and banks n the statement data shouldnot be used for tat purposes. Rely statement. In addition to regular account fees, accounts FDIC hsured Deposit Program. Friendly account name sole* on yes-end lac kerns, 6.4., form 1099 1498, may be se.bect to mantenerce feet changes for late We Slit protection and the supplemartal protection do The Friendly account name es a customizable 'to:knave' 10425, no) when preparing your tar return. The Fern is payment for securities purchases and charges fa tread • ot apply to these assets wenifew othewise appear chosen by you to assist you with your recordkeepig. requited by law to report to the IRS all taxable thiclords. amounts n cash accosts. Accounts that are transferred on you statements. The SiC prOliCtian and the Ns no legal effect on your account, is not intended to reartabb ma-taxable dividends and taxable Serest to other nstautOnS may be subject to a translw fee. erredm secaties held n yotr octant net proceeds supplemental protection do not protect again changes reflect any strategy, product recommendation. n the market value of you invert/Ms (whether as a inestment objective a risk pro/le associated with your on sale turoadons, and corn basis on crun cowered UtS Sweep Options result of market movement mean bankruptcy a accounts and a not a promise a garnet that we*, seasilies UBS otters options for sweepng cash balances to bark otherwise). or any financial results. can or willbe achieved. All deposit accounts at nernaHauted banks and *Mated irt.Itriliglts involve the risk of loss, ex Lang the risk of Ccenmunications with the Firm banks and money maker moral finds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. Toucan change your • Neese re-col-Ann any oral cornrrunicaticets n writing Deposit accounts at IBS Bann USA and non-affiated Th. price rationed it an average price. You may obtain Friend& secant names through Online Services or by to further protect your rights, including your rights banks panic:pang ruhe UBS FDIC-ensued Deposit the actual price from you Financial Adviser. On/en/wee contacting your Financial Advisor. under the Securities Mesta Protection Act *SA). Program are FDIC-inured in accordance with FDIC rubs. shies are purchased under DRIP; pallid shares will be • I the &linoirl iwaution on the top lett of the front Fa net idanratior please vial awnv.fde.ese. Deposit std rd the cash will be deposited in you account. We Account overview of this statement isnot Les Financial Services. llIS accounts at UBS AG Stamford Branch and shares of dividend reiwestment price supplied by the issuer may • Value of Oaf awoundporttafid Net of assets and Financial Services orris your account a clearing Money funds we not re-red by the FDK. differ from the mark* price at which the partial shares liabilities tn:ker by arrangement wt the indicated reasAion are sold. • Assets Includes available cash balances, vakes for We Wormed you of this relationshb Met you Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes restricted security (est), and Global Time Deposes opened this !Can. In this case your fads awl Cadvin4eu Account Protector below. trrealized mats to market and certain assets riot held secuites are located at UBS Financial Services and rot On& whole unis maybe held in you account. F you are by the faro. Does not include unpiced securities( assets the nrookxrg broker, rd you must make a report MOS to a panial vat as a result of a dividend payment as the end of the priar and 0.intit statement paw ls. a of wry error a mason to both frms. Upon you acmes, balances in the bark deposes may be or otherwise, the Firm will ether sell patiel ranks at private investments, invested stock option and • As descrbed n the account na re...coots. youmust wackarm ad shares of a Money Find may be market pice or accept an anoint determined by a liardated, and the proceeds returned to you or you wierciubb stock options. noddyus of any *liars or fraud involving checks registered clearing agency, and credit you accost • Liable's Melees debit balances, cumandrg margin reflected on your statement with:" 30days after it was secuites account. mailed a made mutable. WM. Credit lie, short accent balances hither neomycin about available sweep options, Inveslanent objection • Cashmoney balances Total 01 uninvested available • Please direct customer carolers or rkuries to the the Sestrnert objectives and risk profile are speak to cash betakes, plus deposit balances at affiliated and Film's Client Relations Department at 201.352.1699 roludng current interest rates and yields, a avelable* each account and may ray between you- accuses. wwwas comes...Nay:Ms, hom you Fnncal Advises • orvallikated hanks, aid money market MAW fUld a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M Please sense the FilbprOrray ih amino of arty a by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writig to 1.85 significant change in your financial situation or financial Services erx.. Client Relations Department, Nori•CorrroOdry free credit balances in yos account are investment objectives. Foe each account held. You not segegwed from other balances and to Fern may P.O. Box 766 Union City, M 07087. UN Financial Services account protection choose ate of the following investment objectives: The Firm is a member of the Securcies hest.* Protection use any rid these funds in the ordirtay cone of its • All statements shall be deemed cow*e and atom • Produce Current Income- Investments seeking the bins those finds are payable upon your demand. 4 not objected to nulling within 60 days. Corporation (sro, which protects securaies erosionen generation ce income only. of is northern up to 1500,000 (nduding 1250.000 for Thes total is ircladed in the anent period closing value. • For TIT services: Cal 844412-0986 or from outside dams for cash) baslanatory brochure makable upon • Achieve Capital Appreciation: hvestrnents seeing the US CO201-332.1495 growth of woo Oatrather than the generation of Lending information • le ase of errors or cuestas about an electrak request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular income. For detailed iicrmation an the Fm's legeng practices fads transfer (U1), bill payment or UM Visa* debit • Produce Combination ofIncome and Capital and disclosures, refer to your Client Rolsoonshp card transactions, cal 800-2621000 or write to UBS capacity. The Firm, together will certaM artiates,has also Appreciation Investments seekirg both the generation Agreement or Account Agwrnent and the General F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. of income and growth of principal. Tams and Conditions Les Statement of Credit Practices weeharAcon. NI 07086, Atm: RIANEGA Serva4. pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under available nAgmements and0ath:cues a this protection a SSOOmillian as of Detente( 10, 2019. Overall risk profiles zetsw rib tom,men nfrliwkwgo. Call a write as soon as you can, if you think yas • ConsewaM'e. Seeks to nunta'n ntial prixpul, with statement a recta 6 vra-g or a you need more Salmi to the potty conditions and lineations, cash a information about a transfer on the statement a the Fern et further protected For up to 519 million in the low Sc and volatiry to We account overall, even if wept. The lam or Card Issue (as appkable) must aggregate for all your accounts held in a partnaar that men the account does not generate signifier* SDNY_GM_00009696 CONFIDENTIAL EFTA01597363 Important information about your statement (continued) Yam assets — For certain sectsiies trading in non-conforming • Est (estimated) income, anent yields and rates. — Our affiliates also receive trading CiaTtniSSiOrKand Vow statement ermines securities and other assets held densamnehons, price and quantity (lace rake) may An a:Smarr of snot exam is bawd on staren other compensation from mutual funds and Murano* in the accant a the end of the sinners period. You have been adjusted to facilitate proper valuation. drsidrid and nterest rates, assuming the securities will companies whose products we &Ifbute. may ask for delivery of fully pad seonties at any the. To obtain current quotations, when 4,412>k. contact be held for cre yea from statement date or until - We receive oxrcemaiion from vas Berk USA UM You may receive weenies used as loan cobtoal alter your hunch Advil«. matvy. This *agnate is only a guidekne; accuracy AO Stan(*id Branch and twirl dieted bras pining any balance due on them. Ary securities and continued income are not guaranteed. through our cash sweeP1207~. This transferred to the fern during the statement period are • Private inverrnenu end ~awed products. — Estimated taut *come wed care« yield for angensatim may he per accoune fee a listed at market value as of the end of the statement Private rivesVnerd securites (ixbdeng drect certain types of stashes could include a rename of may be a percentage of average daily deposit perfid. POTtiCkarias Program and real estate investment tat Principal a capital gains in which case the est. balsas. • Cost best. lu detennning the cost basis of the securers) and steamed products are genera/ay hgtry income (aid can yieto would be overstated. securities included in this statement where indicated &cud Certain structuredproducts have not been — Estimated a-nual income and current yield and the Activity wit the nurrbo UBS F narcial Sorkin has rebid registered wah the Securities and Exchange actual inctme and yield milts be lower a higher Irritation regarding cornmeal:re and Mhos Marrs on information obtained Irons sources oter than LES Commission or under ary state securities laws. We than the estimated amounts. (loured in «resection with the execution of trades, financial Strokes, eckxling blonnalion from another provide estimated values for prince imminent — An *sterns of a-nualized *come (dividend arda includng colion transactions has been included on Ism or that you may have«aided to you Fnancial monies and structured products for attinaliceral interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Finn does not indeperdoey nerdy a ordy. Acaracy is not guaranteed. valoaraverage balance is based on the last dividend provided to you~lb' on ~ garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. = vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor or merest payment made by the issuer and Short setting Is ormmes e deposes will be held for ore ackliion, although LESS Financial Strikes genera* structured product maybe bouisl or sold and do year from the statement date or unto maturity. If you ae engaged en short ailing a security. you may gmlates this reformation as it is received, the fem n°1necessary normers the va you may receive Accuracy and corned yield are not guaranteed. bout a charge due to anan barowng costs fa that does rot provide ay assurarces tat the idormation upon liquidation, palicula sienrity. under -Cost bases rd 'Unrealced gadloss' is — Thrd party estimbes of value are as of a certain • Assets not held by UNFinredd Services. Cenan accurate as of the date of this stammers. As such, date and are supplied to UBSFnaxial Sentes ona assets are nor held by the Fin, and not within the Open orders please do not rely on this information to make rears basis by an independent valuation firm lams possession or control. Then assets are Regarding open or socodlitcancellee ceders that purchase a sale decisions, for tar purposes « — Bluer, general partner as spot« estimated vetoes, displayed on you statement foe reformational were not execaed by the summers dar open buy and Mlles wir. Accounts transferred to the finn may if sib are ~lied to fie Firnber the issuer, purposes only. Positions and vales presented se sea stop ceders se reduced by the mount of driedends ref tot gardloss information only for the period of general partner or sponsor arid may be tabulated provided by te isung UBS f nancial Services is or right on an ex.dnAlerit or ex-rights date unless tine they se held x the Fim. More historical based on different information from tat used by not respatiale for this iretarnaton aid does not instructed otherwise by you. You ae responsble for information can be added by your Financial Advisor. third panes to derive *air etiolated yaks,. guarantee ils accuracy. Thew assets are not protected orders that ate executed cis to yaw lekte to cancel • Uesealited gainsileases. When data is available, — You can etuin additional information regarding by SIPC or the fists sablernemal 51K coverage. sating q:en atlas. Sinned sneaked gandlosses re calculated for the melhodobigy used to determine the estimate of rdividal security lots. The transaction data for value and the date of tie information that is the • Ravarara sharing and additional compensation. Privacy individual bh may or mynt reflect canmisstres. basis for the estimate by contactigyour Financial - h ~ice to a:amiss:3ns on sales and 12b.l fees To obtain a copy of ox anent Client Privacy Notice, mages aria security norganintion ewers. Adios. roared n connect on rah the destitution of mutual please taxan sir Francis/ Advisor a mest as Mini% Dividend and other ?investment lots and systematic — Third party estimated values may bereflected as funds co as clients we ardor or atfiLate receive at "wive obs COAVDeiViCV004CV. purchase lois re each combined to display one 'Not priced' in several situations: when an revere. tang~ern frees disobuton sidor — 1.85 Financial Stryker is rot a bark. The RMA, Business averaged lot. The 'Trade date' coknin presents the • dent valuation lam has not supplied a is advisors of the maul funds that we sell These Services Account BSA and IRMA are brokerage original transaction trade date. unable to assign a value when we become aware amounts se based on two drferem correpoents: CO scans which provide access to barking senates aid • Callable markless Bonds and peelerred stock that that a material cant has occvrod that may call a the amen of sales by LES of a partoular enamel pedals IMaxjt arrangements with affiliated banks the issuer calls for eery redemption wilt selected peennusy reported val.* into question, a when a fund famity X. our clients; and G0 the and vabe of a and other Ihrdparty barks, and provides access to impanialy by lot from among al ware« of that value, would be highly spoulatme the to the nature particular mutual fund family, shares held at the insurance and annety goduns issued by unaffiliated ass* held in our none a in nominee name for ar of the security. fern. thirdparty insurance companies trout instance clients. Call feature information is obtaned from third — When nester an issuer, general partner or sponsor - We and our affiliate also receive networking and seem subsidiaries of UMFinancial Services tt. parties and es accuracy is not guaranteed. Odon all estertatod value nor a Owl-party estimated value is cmnbus pransrg fees n consideration la transfer — hvesvnent, ruin*, ad arnuey predicts: features may east which could affect yield; complete ponied, the vale of the searity wal be Mere« eager* services that we provide to the mutual furds. — Not FDIC insured • No bark guarantee. May lose vale information will be provided upon request from as purchase Prins Rion fees antra* am paid from investor asset in — IMA. Resat« Management Account Dulness • Priem/value. Prkesdeplayed la securities and other — tiarbutons to date' May «ludo rerun of the mutualfad and ere a feud dollar amount based Services Account BSA, IRMA and international Resource prod ects maybe higher or lower than** price that capital, income or both on the number of amounts at the broker-dealer Management Account re registered service mats of you would actually receive in the market. Prims re — • Orgnal unit site represent the ntial offering holding ~seal funds of tatInd Insy. LBS tumid Services INC obtained from various third party sources whit we Vice per unit ad may not reften your cot basis - h acKtion to commissions received inc.:motion — YTS/Size registered tedemalc owned by Vila believe to be reliable, an we do not guarantee thee — DPP and unlisted RUT securities are rot listed on a with the sale or distrbuton of airway tontratt and htematianal Service Association and used under accuracy. national securities ndunge and are generally unit rnestrnent trust snes to our diet, we ancla keno. The LES Via Creistl cads and the LES Visa — We genera/ use he eking price when anibbk a illiquid and even i they can be sold. the price at affiliate receive untrue sharing compensation debit cads se issued by LBS Bark USA with he mean of the bd and ask prices fa listed tamed may be less tun the per spire estmaled from nay of the monoe companies underwriting permission from Via U.S.A. Incorpraled. All other securities td options «coy bid prices for OTC value prodded in the scours statement. the a-nuity contracts, af illates o: the Maxim oedemata, registered trademarks, serrke mats ad securities. companies or spontan of he unit enestmers trusts registered service marks se of their respective — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted secuties generate)/ we dimbute. ~pines. what«. model a the most recent peke we are not ansently elgbk fas pubk sale LOS Financial - h eclInka to commissions received from the obtaned and may not reflect an actual market price Services uses the market price of the urresOcted stod purchase and sale of NextShares lundk we ardor our UN financial Services Inc Rev. 202002 ale. of the same issuer as an imputed value fa the affiliate receive an asset-based revenue sharing — Certan potions may appear *Mae a price and restricted stock for purposes of this statement only. To payment from ~Shares databulors, as wed as will tow aspeke was not available if we are he extent that restricted securities are ebgbk for sate funding for technology development trainig ad unable to obtain a price for a security. the vats received may be substantially less than the education. — Deposits a securities cknomiuted n currencies maned value shorn. other than U.S. dollars re reflected at the excharge rate as of the statement date. SDNY_GM_00009697 CONFIDENTIAL EFTA01597364 085 Finiwicial Services Inc. UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 March 2020 Cree70080091670320X134Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Montpeler Cash Account number: Y 1 45170 SS Your Mnancial Advisor SCOTT STACK MAFtf 1VIC CASRIFL Questions about your statement? yo_. FnaoGal Advccr or tho Value of your account RMA Resourceline at 800-RMA- 1000, on February 28 (1) on March 31 (1) account 029045170. Your assets 3,562.01 1.46 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financiakervices Value of your account $3,562.01 $1.46 Items for your attention ir Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during l020 Value of your xcount at year end 2019 13,555.99 Net deposits and withdrawals -13,559.88 3,554,0 3,92.0 Yaw imestrrent return: Dividend and interest income $6.62 Change in market value -41.27 00 15 Value of your accotrit on Mar 31, 2020 S1.46 Dec 2018 Dec 2019 Feb 2020 mat 2020 SDNY GM 00009698 Member SIPC CPe2C010008C09167 NP7000328507 00002 0320 0319523831(14110550 101100 Page 1 of 8 CONFIDENTIAL EFTA01597365 Account name: MONTPELIER TRUST Your Pi needed Advisor: *UBS Resource Management Account March 2U..0 Friendly account name: Montpelier Cash Account number 1r1 45170 SS SCOTT STACKMAFILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (1) your account Lash and money balances y Cash and money balances may include A 1.46 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC mstred Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important in(crampon D Faed income 0.00 0 00% about your statement on the last two pages of this statement for detail about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $1.46 100.00% A Value of your account $1.46 Eye on the markets Percentage change Index March 2020 Year to date S&P 500 -12.35% -19.60% Russell 3000 -13.75% -20.90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S. Aggregate Bond Index -0.59% 3.15% Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.99% CW70010008009168 NFT00032990700002 CO200319533B3YtasiTOSSOIOWilliy_Gm_000096§11ge 2 of 8 CONFIDENTIAL EFTA01597366 Resource Management Account Account name: MONTPELIER TRUST Your M nomad Advisor. iztUBS Mardi 2020 Friendly account name: Montpelier Cash Account number. Y1 45170 55 SCOTT gACKMANLYLE CASRIEL Change in the value of your account Cash activity summary March 2020 (5) Year to date (1) See Account activityMk month for &eats. Balances in your Sw. p Options are Ind wadIn the openrg aid closing balances vaue. FDIC insurance applies to deposit at UBS Bank LISA and A banks participating in the Opening account value $3,562.01 $3,555.99 UBS FDIC Insured Deposit resgrm. It does not apply to deposits al UBS AG, Stamford Wench. SIPC protection apples to money market sweep fund hckfirgs but not bast deposits. SeeImportant infoimatba 'boot your seemed on the at two pages ct this document fortits. Deposits, including investments transferred in 0.01 0.71 Mardi 2020 (51 Year to date (1) Withdrawals and fees, Opening balances $1,859.63 $1,858.93 including investments transferred out -3,560.59 -3,560.59 Additions Deposits and other funds credited 0.01 0.71 Dividend and interest income 1.82 6.62 Dividend and interest income 1.82 6.62 Change in market value -1.79 -1.27 Proceeds from investment transactions 3,560 22 3,560 22 Closing account value $1.46 $1.46 Total additions $3,562.05 $3,567.55 Subtractions Dividend and interest income earned Other funds debited -3,560.59 -3,560.59 For purposes d tNs statement, tatatility of interest and dividend Income has been deterrrined from a US Funds withdrawn for investments lac reporting perspective. Based upon the residence of the account holder, account type, a product type, some interest ands dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) bought -1,859.63 -1,864.43 Income tames. the dent monthey staernent is not intended to be used aid camot be relied upon for ter purposes. Clients should refer to the apdicade tar reporting loans they receive fran UBS annualy, such as Total subtractions -$5,420.22 -$5,425.02 the Forms 1099 and the Forms 480, for tar reporting information it is the prattle. Of UBS to file the applicatle tar reporting forms with the Us internal Revenue Service and PR Trustily Deprenent, and in Net cash flow -$1,858.17 41,857.47 such forms accurately tinnily dvidena arida interest as tax erupt or tamable income. lest consult your Indedual tar preparer Closing balances $1.46 $1.46 March 2020 (1) Year to date (S) Taxabp dividends 1.82 6.62 UBS FDIC-Insured Dep Pgm Account APY Total current year $1.82 $6.62 Interest period Feb 7 - Mar 5 Total dividend & interest $1.82 $6.62 Opening UBS FDIC-Insured Dep Pgm balance Feb 7 81,858.93 Closing UBS FDIC-Insured Dep Pgm balance Mar 5 81,858.93 Number of clays in interest period 28 Average daily balance 81,858.93 Interest earned 80.00 Annual percentage yield earned 0.00% SDNY GM 00009700 CW7000009009169 NP7000ro350700002 0329 031952393 Y14'70550 10I 100 Page 3 of 8 CONFIDENTIAL EFTA01597367 SUBS Resource Management Account March 2020 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number Y1 45170 S5 Your Pi normal Advisor SCOTT STACKMAIeLYLECASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important informaton about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your amount cost basis default closing method is MO, First In, First Out. CUP7C010308C09170 NPA00328507 00032 0320 031952383 YI 45170550 10n%reGtoo0009764ge 4 of 8 CONFIDENTIAL EFTA01597368 Account name: MONTPELIER TRUST Resource Management Account Your Anaemia Advisor: *UBS March 2020 Friendly account name: Montpeler Cash Account number: Y1 45170 55 SCOTT STACK MAI1LYLE CASRIEL Your assets Sane prices, income and current vdues shown may be sof:40)(0)81e. As a 'Mull. gains and losses may not be accurately reflected. See important information about your statement a the end of INS document for more Information. Cash Cash and money balances Cash and money balances may inductct+ avalatie cash balances, UBS Bank USA &posit account balances, 085 Bank USA and U8$ FDIC Insured PrOgam Bank deposit account balances are interact by the FDIC within U85 FDK Insured Proaan Bank &dances. U85 AG Stamford Branch deposit account balances and money applicable I inits, but are not protected by 9K. U8S AG Stanford Branch deposit account balances are not insured makes mutual fund sweep balances. by fix and ale no protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FCC See the mporunt mformation *Natives( statement at the end or this document for details about those balances openingbalance Closing baatCe Pace per share Ayetage ontdena Interest Dais in siddnia on friar l (s) on Mar 31 (1) on Mar 31 (1) rate period penod Cash 010 0.00 UBS FCC INSURED DEP PGM 1,85893 1.46 Total $1,859.63 $1.46 UBS FDIC-Insured Deposit Program Closing balance Poonty Para Nome on Mar 31 (1) St a us UBS Bank USA 1.46 2 Wells Fargo Bank, N.A. 0.00 (I) 3 Citibank, N A 0.00 4 HSBC Bank USA, NA 0.00 (I) 5 BBVA USA 0.00 (I) 6 East West Bank 0.00 (1) 7 Citizens Bank, NA 0.00 8 Associated Bank, N.A. 0.00 9 Pacific Western Bank 0.00 (I) I0 Ameris Bank 0.00 (I) Total $1.46 Status (I)- Client has opted out of this bank SDNY GM 00009702 C1,70010008C09171 NPIX0328502 00032 0320 031952383 111 e.51 70530 101100 Page S of 8 CONFIDENTIAL EFTA01597369 Account name: MONTPEUER TRUST UBS Resource Management Account March 2020 Friendly account name: Montpelier Cash Account number Y1 45170 S5 Your Ilnandal Advisor. SCOTT STACKMAIIINI E CA SMEL Your assets (continued) Your total assets Percentage cd Cost Estimated Unrealized Value on Mar 31 (3) your atCatrit basis (3) annual incase (3) gin or loss (I) Cash Cash and money balances 106 100.00% 1.06 Total $1.46 100.00% $1.46 Account activity this month Cute ACIbity Description Amount (3) Deposits and other funds credited Mar 6 Transfer FM Y1 45172 0100 0.01 Total deposits and other funds credited $0.01 Dae Minify Description Amount (5) Dividend and interest income Taxable diqderrds Ma 17 Dividend UBS SELECT PRIME PREFERRED FUND 1.82 SYMBOL SPPXX Total taxable dividends $1.82 Total dividend and interest income 61.82 Date Actirity Description Amount (3) Other funds debited Mar 17 Withdrawal FEDERAL FUNDS COMPLIMENTARY FED FUND WIRE TO Scott Borderson -3,560.59 AT USA A FEDERAL SAVINGS BAN Total other fonds debited -43$60.59 Investment transactions For more i nfonmsion about the pricehalue shown for restricted securities, see Important information about your statement at the end of this clocunem. Proceeds from Funds inwstment withdrawn fa Accrued ate Actirity Description Ouantay Valve (3) Price ($) transactions (3) investments bought (3) interest (3) Mar 6 Bought Les SELECT PRIME PREFERRED RIND 1,858.515 -1,859.63 SYMBOL SPPXX Mx 17 Sold UBS SELECT PRIME PREFERRED FUND -3,560.219 3,560 22 SYMBOL SPPXX Total 63,560.22 -61059.63 Cta7001000EC09172 NP700032850700002 0320 031952383 Yt 45170S50 10thtlikniGm_0000gtefie 6 of 8 CONFIDENTIAL EFTA01597370 Resource Management Account Account name: MONTPELIER TRUST Your Finandd Advisor: SUBS March 2020 Friendly account name: Montpelier Cash Account number: Yl 4517055 SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) Oat Activity Descripeco Amount (S) Money balance activities Feb 28 Balance forward 81,858.93 Mr 9 Withdrawal UBS FDIC INSURED DEPOSIT PGM ASOF 03/06120 -1,858.92 Mar 18 Deposit UBS FDIC INSURED DEPOSIT PGM 1.45 Mar 31 Closing UBS FDIC-Insured Deposit Program 81.46 SDNY GM 00009704 O,70210309C09173 NP1000328507cace 0320 031952383 Y14170550 101100 Page 7 of 8 CONFIDENTIAL EFTA01597371 *MIS Your notes CONFIDENTIAL EFTA01597372 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial hear from youno later than 60 days after the Firm capacity. A ful copy of the polio; eating is available income or reams and may not keep pace wdn Services), a a mutter of all principal storey, covirnacky sent you the fist statement on which the nor or upon wit. inflater. andWires excha-ges UBS Manual Services and UBS pobtem appeared. • Moderate: Wiling to accept sane risk to principal and Bark USA are i -direct absklaies of 1185 AG and — Provide your name ad accoun number nry. Nether the SIPC protection nor the suoplememal tolerate some volatlity to se* higher returns affiliates of LEG Searkes U.C. The Firm's financial — Dewbete Oita or IS Wander you re inure protection appal to: • Aggressive: Willing to accept high risk to primeval and statement is available Won request. The Firm's execute* about, ad eaplin as clearly as you can why you • Certain financial assets controlled by (and ext.:led in hit,KIM, to Seek highrelines over tine offices are at: believe h is an error or why you need more you- account realist held away from UBSFintercist • Monotone fryibliey Coraidernen: If selected. a information. Services for example certain (0 insurance prodacts portion of the donor* for that asunt may include UBS Marxist Strokes Sex. — Provide the dolls. amount of the suspected error. inducing variable aauites. and OD shares of mutual corrplex strategies, united liquidly and germ 1200 Hats Boulevard funds registered in the name of the axon holder on voleirky. Weehawken NI 07086 The Firma Cad Issuer will investigate your complaint the books of the issuer a transfer agerrJ; and will tarot wry error promptly for atoned errors • hvesunmt contracts or rwestment Swot W.g., Statement "householdince This statement represents the onbr officialrecord of you reviving UBS Vaaedebe cad transactions. 4 we take Imbed partnerships and private placements) that are We may consoktate d1tetrad account StateraintS with Les Financial Services account Other records, /wept more than 10 banns days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same e.g. because official tat documents, cleaning coralkting data should your account for the /mount you think is in errs, so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joint account not be refed moon. Ilyou beleve there ban error or you will have the use of the money during the tine it precious metal contracts), includig futres contracts relationships wth other clients at the same ackkess. ef °motion, please report it immediately in asking to the takes us to complete av rwentigeon. and commodity option contracts, you prefer to receive individual statement mated n Branch Manager of the office serving you account. • Smarties on loan to VW Financial Strokes; and separate envelopes, you !My decline householdrg by Please make all checks payable to the Finn or the • Depose accounts (excel owlif juges of deposit) at ka5 (Ong yes Financial Advisor Altough all lions shown re intended to be accurate, financial onSUILOOrb indicated on the front of this Bak USA, UM AG U.S. branches and banks n the statement data shouldnot be used for tat purposes. Rely statement. In addition to regular account fees, accounts FDIC hsured Deposit Program. Friendly account name sole* on yes-end lac kerns, 6.4., form 1099 1498, may be se.bect to mantenerce feet changes for late We Slit protection and the supplemartal protection do The Friendly account name es a customizable 'to:knave' 10425, no) when preparing your tar return. The Fern is payment for securities purchases and charges fa tread • ot apply to these assets wenifew othewise appear chosen by you to assist you with your recordkeepig. requited by law to report to the IRS all taxable thiclords. amounts n cash accosts. Accounts that are transferred on you statements. The SiC prOliCtian and the Ns no legal effect on your account, is not intended to reartabb ma-taxable dividends and taxable Serest to other nstautOnS may be subject to a translw fee. erredm secaties held n yotr octant net proceeds supplemental protection do not protect again changes reflect any strategy, product recommendation. n the market value of you invert/Ms (whether as a inestment objective a risk pro/le associated with your on sale turoadons, and corn basis on crun cowered UtS Sweep Options result of market movement mean bankruptcy a accounts and a not a promise a garnet that we*, seasilies UBS otters options for sweepng cash balances to bark otherwise). or any financial results. can or willbe achieved. All deposit accounts at nernaHauted banks and *Mated irt.Itriliglts involve the risk of loss, ex Lang the risk of Ccenmunications with the Firm banks and money maker moral finds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. Toucan change your • Neese re-col-Ann any oral cornrrunicaticets n writing Deposit accounts at IBS Bann USA and non-affiated Th. price rationed it an average price. You may obtain Friend& secant names through Online Services or by to further protect your rights, including your rights banks panic:pang ruhe UBS FDIC-ensued Deposit the actual price from you Financial Adviser. On/en/wee contacting your Financial Advisor. under the Securities Mesta Protection Act *SA). Program are FDIC-inured in accordance with FDIC rubs. shies are purchased under DRIP; pallid shares will be • I the &linoirl iwaution on the top lett of the front Fa net idanratior please vial awnv.fde.ese. Deposit std rd the cash will be deposited in you account. We Account overview of this statement isnot Les Financial Services. llIS accounts at UBS AG Stamford Branch and shares of dividend reiwestment price supplied by the issuer may • Value of Oaf awoundporttafid Net of assets and Financial Services orris your account a clearing Money funds we not re-red by the FDK. differ from the mark* price at which the partial shares liabilities tn:ker by arrangement wt the indicated reasAion are sold. • Assets Includes available cash balances, vakes for We Wormed you of this relationshb Met you Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes restricted security (est), and Global Time Deposes opened this !Can. In this case your fads awl Cadvin4eu Account Protector below. trrealized mats to market and certain assets riot held secuites are located at UBS Financial Services and rot On& whole unis maybe held in you account. F you are by the faro. Does not include unpiced securities( assets the nrookxrg broker, rd you must make a report MOS to a panial vat as a result of a dividend payment as the end of the priar and 0.intit statement paw ls. a of wry error a mason to both frms. Upon you acmes, balances in the bark deposes may be or otherwise, the Firm will ether sell patiel ranks at private investments, invested stock option and • As descrbed n the account na re...coots. youmust wackarm ad shares of a Money Find may be market pice or accept an anoint determined by a liardated, and the proceeds returned to you or you wierciubb stock options. noddyus of any *liars or fraud involving checks registered clearing agency, and credit you accost • Liable's Melees debit balances, cumandrg margin reflected on your statement with:" 30days after it was secuites account. mailed a made mutable. WM. Credit lie, short accent balances hither neomycin about available sweep options, Inveslanent objection • Cashmoney balances Total 01 uninvested available • Please direct customer carolers or rkuries to the the Sestrnert objectives and risk profile are speak to cash betakes, plus deposit balances at affiliated and Film's Client Relations Department at 201.352.1699 roludng current interest rates and yields, a avelable* each account and may ray between you- accuses. wwwas comes...Nay:Ms, hom you Fnncal Advises • orvallikated hanks, aid money market MAW fUld a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M Please sense the FilbprOrray ih amino of arty a by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writig to 1.85 significant change in your financial situation or financial Services erx.. Client Relations Department, Nori•CorrroOdry free credit balances in yos account are investment objectives. Foe each account held. You not segegwed from other balances and to Fern may P.O. Box 766 Union City, M 07087. UN Financial Services account protection choose ate of the following investment objectives: The Firm is a member of the Securcies hest.* Protection use any rid these funds in the ordirtay cone of its • All statements shall be deemed cow*e and atom • Produce Current Income- Investments seeking the bins those finds are payable upon your demand. 4 not objected to nulling within 60 days. Corporation (sro, which protects securaies erosionen generation ce income only. of is northern up to 1500,000 (nduding 1250.000 for Thes total is ircladed in the anent period closing value. • For TIT services: Cal 844412-0986 or from outside dams for cash) baslanatory brochure makable upon • Achieve Capital Appreciation: hvestrnents seeing the US CO201-332.1495 growth of woo Oatrather than the generation of Lending information • le ase of errors or cuestas about an electrak request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular income. For detailed iicrmation an the Fm's legeng practices fads transfer (U1), bill payment or UM Visa* debit • Produce Combination ofIncome and Capital and disclosures, refer to your Client Rolsoonshp card transactions, cal 800-2621000 or write to UBS capacity. The Firm, together will certaM artiates,has also Appreciation Investments seekirg both the generation Agreement or Account Agwrnent and the General F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. of income and growth of principal. Tams and Conditions Les Statement of Credit Practices weeharAcon. NI 07086, Atm: RIANEGA Serva4. pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under available nAgmements and0ath:cues a this protection a SSOOmillian as of Detente( 10, 2019. Overall risk profiles zetsw rib tom,men nfrliwkwgo. Call a write as soon as you can, if you think yas • ConsewaM'e. Seeks to nunta'n ntial prixpul, with statement a recta 6 vra-g or a you need more Salmi to the potty conditions and lineations, cash a information about a transfer on the statement a the Fern et further protected For up to 519 million in the low Sc and volatiry to We account overall, even if wept. The lam or Card Issue (as appkable) must aggregate for all your accounts held in a partnaar that men the account does not generate signifier* SDNY_GM_00009706 CONFIDENTIAL EFTA01597373 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideko; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS F natal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te execution of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotlysy verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of nlormalian provided by sources other than LISS Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se hob the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. received n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - 1.3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instance clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Fanbal Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price at affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO97O7 CONFIDENTIAL EFTA01597374 UBS Financial Services Inc. Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 April 2020 0.70069557170420 Yt 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP BOSTON MA 02210-2696 Friendly account name: Montpelier Cash Account number: I 45170 55 Your Neandal Advisor. SCOTT STACK MANLYIL CASR1EL Questions about your statement? Cap your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on March 31 (S) on April 30 (S) account 029045170. Your assets 1.46 1.46 I./kitoar vvebsite: Your liabilities 0.00 0.00 www.Lbs.com/financialsewices Value of your account St A6 S1.46 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2020 Witt of your account at year end 2019 43,555.99 Net deposits and withdrawals -43559.88 3,556.0 Your investrrent return: Dividend and interest income 46.62 Change in market value -41.27 00 1.5 1.5 Value of yaw accotrit Dec 2018 Dec 2019 mar 2020 Apr•2020 on Apr30, 2020 $IAS SDNY GM 00009708 Member SIPC C.e700100069557t 7 Ne70002I7012 00002 0420 031952383 Y145170550 000380 Page 1 of 6 CONFIDENTIAL EFTA01597375 SUBS Resource Management Account April 2020 Account name: MONTPELIER TRUST Friendly account name:Montpelier Cash Account number Y1 4517O 55 Your ?Inesdri Advisor: SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of April 30 (1) you' account Cash and money balances may include A casli arid money balances 1.46 1 00 00% Your current asset allocation available cash balances, UBS Bank USA deposit Cash alternatives 0.00 0.00% account, VBS FDIC Insured Deposit Program Bank B accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Fixed income 0.00 0 00% about your statement on the last two pages of this statement (of details about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $1.46 100.00% A Value of your account S1.46 Eye on the markets Percentage change Index April 2020 Year to date S&P 5CU 12.82% -9.29% Russell 3000 13.24% -1a42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index 1.78% 4.98% Interest rates on April 30, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0 33% CW70010006955718 NMI:O217012 O0O02 0420 031952383 Y145170550 OONNIYGM0000976,11 2 of 6 CONFIDENTIAL EFTA01597376 SUBS Account name: MONTPELIER TRUST Your l3 needed Advisor. Resource Management Account Friendly account name: Montpelier Cash SCOTT STACKMANLYLE CAMEL April 2020 Account number. Y1 45170 55 Change in the value of your account Cash activity summary April 2020 (5) Year to date (5) See Account activity fJs month fa details. Balances In your Sweep Options are Inducad In the cowing aid closing Mantes vane. FDIC insurance applies to deposits at UBS Bank USAandA banksparticipating in the UBS FDIC Insured Deposit Hogan. it rtes not 1pply to deposits al UBS AG, Stanford aanch. SIPC Opening account value $1.46 $3,555.99 protection applies to morn market sweep fund holdings but not bait deposits. Seelmportant information aborityour sedemere on the last two pages d this document for *tali. Deposits, including investments transferred in 0.00 0.71 April 2020(5) Year to date (I) Withdrawals and fees, Opening balances 31.46 $1,858.93 including investments transferred out 0.00 -3,560.59 Additions Deposits and other funds credited 0.00 0.71 Dividend and interest income 0.00 6.62 Dividend and interest income 0.00 6.62 Change in market value 0.00 -1.27 Proceeds from nvestment transactions 0.00 3,560 22 Closing account value $1.46 $146 Total additions $0.00 $3,567.55 Subtractions Dividend and interest income earned Other funds debited 0.0O -3,560.59 For purposes of this statement, ?arability of interest and Gulden(' Income has been deterrntied from a US Funds withdrawn for investments tax reporting perspective. Based upon the residence of the account holder, account type, a product type, same interest ardor Gvidend payment may not be stied to United States (US) ardor Puerto Rico (PR) bought 0.0O -1,864.43 Income tares. The °rent rronthey statement is not intended to be used aid cannot be relied upon for tar purposes. Clients should refer to the apdicade tar reporting forms they receive horn UBS annualy, such as Total subtractions $0.00 -$5,425.02 the Forms 1099 and the Forms 480, for is reporting information. It is the practice Of UBS to (lie the apOrcaNe tat reporting forms nub the us internal Revenue Service and PR Treasury Department and in Net cash flow $0.00 -$1,857.47 such forms accurately clarity chide net andra interest a tax carrot or taxable income. Pleat consult your Indridual tar preparer. Closing balances $1.46 $1.46 April 2020 (S) Year to date (S) Taxabp dividends 0.00 6.62 UBS FDIC-Insured Dep Pgm Account APY Total current year $0.00 $6.62 interest period Mar 6 - Apr 6 Total dividend & interest $0.00 $6.62 Opening UBS FDIC-Insured Dep Pgm balance Mar 6 $1,858.93 Closing UB5 FDIC-Insured Dep Pgm balance Apr 6 $1.46 Number of days in interest period 32 Average daily balance $0.92 Interest earned $0.00 Annual percentage yield earned 0.00% SDNY GM 00009710 CW700=059%719 NP70002170I 2 C0002 0420 031952383 Y145170550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597377 Resource Management Account Account name: MONTPELIER TRUST Your timodal Advisor. *UBS April 2020 Friendly account name: Montpelier Cash Account number Y1 45170 55 SCOTT STACKMAFILYLECASRIEL Your investment objectives: You have identified the following inveranent objectives for this account if you ha.i..? --- about these objectives, disagree with them, or wish to change them, please contact yc Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important informaton about your statement at the end of this document. Your return objective: Current income &capital appreciation Your tisk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. 0,70010006955720 N43700217012 00072 0420 031952383 Y145170550 CONAYGM000097Ifigge 4 of 6 CONFIDENTIAL EFTA01597378 Account name: MONTPELIER TRUST Resource Management Account Your n nada' Advisor: *DUBS April 2020 Friendly account name: MOntpeler Cash Account number Y1 4517055 SCOTT STACK MANLYLE CASRIEL Your assets Sane prices, income and current values sham may be apprommale As a result. gains and losses mai not be accurately reflected. See important information about your statement a the end of INS dXumeM f more infomkaton. Cash Cash and money balances Cash and moray balances may induct* available cash balances, UBS Bank USA deposit account balances, U85 Bank USA and all UBS FDIC Insured Procyan Bank deposit account ['Saxes are insured by the FDIC within tin FDIC Insured Proc.)," Bank &dances, UBS AG Stamford Branch deposit account Makes and money applicable lints, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured market mutual fund sweep balances. by FDIC and are not protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FDIC. See the important intormevon about your statement at the end Of this CIOCurnent for details about those balances coenng baave CIOSing balanCe Ha per Share Average Dradend Interest Days n Hddng on Apr 1 Ok on Apr 30 (S) of Apr 30 (S) rate period penod UBS FCC INSURED DEP PGM 1.46 1.46 UBS FDIC-Insured Deposit Program Closing balance Pronly Bank Wine on Apr 30 IS) sia UBS Bank USA 1.46 2 Wells Fargo Bank, N.A. 0.00 (I ) 3 Citibank, N.A. 0.00 (1) 4 HS8C Bank USA, N.A (I) 5 88VA USA 0.00 (I) 6 East West Bank 0.00 (I) 7 Citizens Bank, N.A. 0.00 ) 8 Associated Bank, N.A. 0.00 ) 9 Pacific Western Bank 0.00 ) 10 Arneris Bank 0.00 (1) Total S1.46 Status - Client has opted out of this bank SDNY GM 00009712 CW7001(006955721 Nr73CO217012 00032 0420 037952383 vl 45170550 C00000 Page S of 6 CONFIDENTIAL EFTA01597379 Resource Management Account Account name: MONTPELIER TRUST Yourlimeade' Advisor. *UBS April 2020 Friendly account name: Montpelier Cash Account number Yt 45170 S5 SCOTT STACK MANLYLE CA SRIEL Your assets (continued) Your total assets Percentage d Cost Estimated Unrealized Value on Apr 30(0 your account basis (S) annual income (5) 9an or loss (I) Cash Cash and money balances 106 100.00% 1.06 Total $1.46 100.00% $1.46 Cte700I0006955722 NP70002I7Ol 2 00002 0420 031952303 Yl 45170550 00066%/Y_GM_000097ISSIe 6 of 6 End of statement for account number Y1 45170 S5 CONFIDENTIAL EFTA01597380 Important information about your statement U26 Financial Services he. (the Firma UBS Financial Mar ken yOunti later than 60 days after the Firm capacity. A fug copy of the polio; aceding is available income or (ems and nsw me teen pace web Services), a a minter of all prixipi sootily, convroday sent you the fist titm ice on *Nth the error or Len elralt. inflation andWins excha-ges UBS Financial Services and UBS problem mewed. • Moderate: Willing to accept sane risk to penal and Bark USA are irdirect subsidiaries d UB5 AG and — Provide you' nave and account number (if any). Neither the SIPC protection ner the akplemental tolerate scene volatlity to seek higher returns affLaws of LEG Ste-tees U.C. 7F*Firm's financial — Desalt* the error or the transfer you are insure protection apply to: • Aggressive: Willing to octet high risk to princpal and statemert a available eon request the Firm's execute about and eiplan as clearly as you can why you • Certain financial assets controlled by (and included it high meat, to seek highMeta Over time. offices are at: believe h is an error cr Shy Wu needmem your account rete)l:4A held away from UBS Financial • fnvefirment 60ibriry Conadiaratisn: II selected• a initornaMM. Services For warn* certain (0 insane predates. portion of the portfolio for that account may include UBS Cranial Services Sex. — Provide the dole amount of the suspected error. including vanatik amities, and 60 shares of maw, complex strategies, limited Mikity and gear 1200 Harbor Boulevard funds registered nthe name of the account holder on vOtalitey. Weehawken NJ 07086 The Firm or Card Issuer will investigate you' complaint the books of the issuer a transfer agar.); and will correct any error promptly For akged errors • Investment contracts or mien/rent interests keg., Statement "householdnif This staternem represents the ort officialrecord of you i-noNng 125 Visa•clebe cad transactions 4 we take imbed partnerships and private placements) fiat are We may cons iodate al razed account statements with LBS Financial Services accoura Other records, except more than 10 business days TO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because official tat documents, centering coediting data should you wan for the worn you the is in error. so test • Cawnodities contracts (e.g., foreign exchange and they hate owners who also maintain joie account not be retied toot. B you bedew there is an error or you will have the use of the moneyaxing the tine it precious metal contracts). includig hates contracts relariOnshOm veth other clients at the same adchns. ef omission, pleas* report it ineedUtely tin writing to the takes us to career at inwstgaton. and cannocity omen contracts, you prefer to receive edit:dual statement marled n Branch Manager of the office seeing pas account. • Senses on loan to 1.185 FnanCOI Smites; and separate envelopes, you Maydecline hoseholdrg by Please mate all checks payable to the Firm or the • Depose accounts gene orre itauto a deposit) at 1.85 (Arm you Financial Advises Alava* all figures shown are intended to be accurate, financial neuters indicated on the front of this Bak USA, IRS AG U.S. branches and barks n the sttement data shook' not be used for tar purposes. Rely statement. In addition to regular account fees, xcounts FDIC Insured Deposit Program. Friendly account name sole* on yearend lax lams,* o., Form 1099, $498, may be abject to mentenerce few charges for late The 5IK protection and the supplemereal protection do The Friendly account name is a customizable 'nature** 10e2S, etc.) item preparing your tar return. The Fern 6 payment for securities purchases and charges fa unpad not apply to these assets even if thiy othowise appear chosen by you to assist you with your recondkeeping. neared by law to report to tie IRS all taxable dniderds. arckmls n cash ;tames. Accounts that aro transferred on you eh:minis. The SIK proteefonrdtM has no legal effort on your account, is not Mended to reportable non-taxable dividends ard taxable interest to other nsfautcns may be subject to a trader fee. earned on seances held nyoss octant net proceeds staptemental protection do not protect against changes reflect ant strategy, product recarmendation, in the market value of yet investments (whether as a invement objective or risk MO/ ile associated with yes on sale transient, and con basis on teen cowered UN Sweep Options Inuit of market movement issuer bankruptcy or mounts and a not a promise or game that wealth, securees. LBS offers options for sweeping cash balances to bat otherwise). or any fence results, can or willbe achieved. All deposit occults at neaff feted barks and atekatod innestrnents involve the risk of loss, rx Ldng the risk of Communications with the firm banks and money main matual knots (Money hinds). Dividend Reinvestment Programs ORS) loss of the erne investment. You can change your • Ream re-torern ay oral communications in writing Deposit accounts at LBS Bark USA and rim-striated Ti-,. pia reflected is an average pre. You may obtain Frionly arcane names through Online Services a by to further primed your nett, including your ripts banks panicipang in the UBS FDIC-ensued Deposit the actual price acmes Fnarx lel Advisor. Only *hole contacting your Financial Advisor. under the Securities hyena Protection Act (SSA). Program are FDIC-insured in accordance with FDIC rules. shies are purchased under DRIP; Palial sham will be • Ithefatnia intkution on th• icp Mt ofthekom Fa more information, please visit www.fda.gon. Deposit sold and the cash wit be deposed in you account. The Account overview of this statement isnot Les Financial Services, Lei accounts at UBS AG Stamford Branch and shares of dividend renvestrnent price supplied by the issuer may • Value of rats woontIportiotio. Net of assets and Financial Setts canes yaw account as clearing Money Funds are not re-redby the FDIC. drew from the market price at which the partial share liabilities tacker by arrangement wan the indicated insesAim are sold. • Assets Includes available cash balances, values for We rearmed you of this relationshn Men you Bak deposits ore not protected by 51K. Money Find shims il• protected by SIK See -U85 financial Servkes restricted security (est X adGlobal Time POWS, opened this Recast. In to taws your funds and Casleetrieu Acosta Protector* below. unrealized mats to market and certain assets rot held secirthes are located at UBS Financial Services and rot Only whole mks maybe held in yak account. t you are by the Fins Does not nckde °flatted securities( assets the ea/aria broker, ad you mast make a ripen entitled 10 a menial int at a result of a decked parent Upon your request, balances in the bank deposer my be at the end of the pre and WWII statement rano& or of any amen or meson to both ferns a otherwise, the Firm will either sell pole units at private In...semen's, unrested stod option and • As ckscrbed n the accent agreements, you must vetken, ad shares of a Money Fu-d may be market price a accept an arcane deremthed by a hosedated, and the proceeds rained to you or your merciuble stock options. notifyus of any errors or fraud involving checks registered derrg agency, and credit you accent • Sebes elides debit balances, cumandng margin reflected on your statement Mei" 30 days after it was seontinacrout mailed a made eatable. loam, Ueda Info short account balances lineament objective, • Cashmoney balances Tout of uninvested avalabk • Please direct custom& emplanes or harries to the Pinner nkrynatim about available sweep options, The restrnert objectives and risk profile are specific to eluding current interest rates and yields, 6 avertable a cash balances, plus deposit balances at affirmed and Fin's Client Relations Capartnwe at 201-32-1699 each account aid may vary between yen 'coast. • onaffiliated banks, end many men annual fund a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M www.ubs comsweepwelch, from yaw Financial Advises Please arise the Firm(money in coming of any Cr by titling 800.762.1000. sweep balances at the close of the statement period. ET Monday through Friday. or in writrg to 1.85 sithilicart change in yea' financial shunter a Nonif orronOday free credit balances in yar accord are Financial Serviceable.. Client Relations Depalmenk incasement cbrittivet For each account held, you not segregated from other balances and the Fern May P.O. Box 766 Union City, hi 07087. UN Financial Servion account protection choose one of the following investment objectives: The Firm is a minter of the Secures Insetted' Protection the any 04 these funds in the ordinary cane of its • All statements shall be darned corneae and accrete • Produce Current Income- Investments seeking the been Tea finds the psyable upon your drinand. not objected to re writing within 60 days. Corporation coo, which protects securities custonwn generation of nccme Only. 1145 total 6 irdaded in the curent period closing value. • FM TlY services: Cal 844-612-0986 or from outside of is meters up to 1500,00:l (rxading 1250.003 fa clans for cash) emlanatory brochure amiable moon • Attire. Capital Appreciation: hvestments sating the US CO 201-3320495 growth of pont Pail rather than the generation of landing infannetIon • h case of errors cringers about anebony* request a at me Worst the SIC asset protection tines appl; to al accords that you hold in a partkuler income. For detaried hi:mat:co on the Finis 'endow practices fire transfer (UM bill pernent or UM Visa* debit • Procter* Combination ofincome and Capital and disclosures, refer to you Cliere Relationshn cad transactions, cal 800-762-1000, or write to UBS wac the Firm, together with anal agates, has also Appreciation- Investments seeking both the generate Agreement a Account Agreement and the General F Otan6al Servo/ bit, 1000 Harbor Blvd, 6th floor, of income ad growth of principal. Tense and Ca-ditions UBS Statement of Credit Practices weehmkon. NI 07086, Ann: RMNSSA Services. purchased supeernmeel insuroXer. The nuiirrun arroun payable to all elegble clients, colk-ctively under amiable nAgteemert, andDisclosures at this proiection SSOO minim as of December 10, 2019. Overall risk prodilet :theuto roetrrornewhernii Call a. write as tom as you can, 1 you Mink you • Conservative. Seeks to mantas nitial pent with SendFin to the pat y tore ions and lineations, cash at statement a receipt 6 wro-g a f tau need more information tool a transfer en the siaternav or these es finer protected for uP to 11.9 in The low rile and iota Ray to We account overall, even if recent. The Fern or Card bluer (as appkable) must aggregate for al your afoot held in a petticular that means the account does not generate signifier* SDNY_GM_00009714 CONFIDENTIAL EFTA01597381 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9715 CONFIDENTIAL EFTA01597382 UBS Financial Services Inc Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 May 2020 CNe70067395290520 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Montpelier Cash Account number: I' I 45170 SS Your Financial Advisor: SCOTT sTACKMANLYIS CASRIEL Questions about your statement? Cal your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on April 30 (5) on May 29 (5) account 029045170. Your assets 1.46 1.46 Visit our website: Your liabilities 0.00 0.00 www ubs corn, fmancialservices Value of your account $1A6 $1.46 Items for your attention Help protect yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth view.annuakreditreport.com. Tracking the value of your account during l020 Value of your account at year end 2019 43,555.99 Net deposits and witisdraveiS -33,559.88 3,556.0 Ycur investment return: Dividend and interest income 5662 Change in market value 41 27 00 15 15 Dec 2010 Oec 2019 Apt 2020 • May 2020 Value of your woman on May 29, 2020 $1.46 SDNY GM 00009716 Member SIPC C4'70310006739529 NP7000209131 00002 0520 031952383'045110550 C00000 Page 1 of 6 CONFIDENTIAL EFTA01597383 SUBS Resource Management Account May 2020 Account name: MONTPELIER TRUST Friendly account name: Montpelier Cash Account number Yt 45170 SS Your i4 modal Advisor: SCOTT STACKMAN/LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 29 a) your account , Cash and money balances may include A cash and money balances 1.46 1 CO 00% Your current asset allocation available cash balances, LIDS Bank USA deposit B Cash alternatives 0.00 0.00% account, VBS HNC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit Equities 0.00 0 00% account balances and money market mutual fund C sweep balances. See the important information D Fixed income 0.00 0 00% about your statement on the last two pages of this statement tot details about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $1.46 100.00% A Value of your account $1.46 Eye on the markets Percentage change Index May 2020 Year to date S&P 500 4.76% -4.97% Russell 3000 5.35% -5.63% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S Aggregate Bond Index 0.47% 5.47% Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0 18% 0.7C010306739530 NP7000209131 00002 0520 031952383 YI 451 70550 CONNIY_GM_000097,Fge 2 of 6 CONFIDENTIAL EFTA01597384 Resource Management Account Account name: MONTPELIER TRUST Your lenaadal Advisor 4tUBS May 2020 Friendly account name: Montpelier Cash Account number. Y1 4517055 SCOTT STACKMANLYLE CASRIEL Change in the value of your account Cash activity summary May 2020 ($) Year to date (1) See Account Activity the month for desalt. Balancts In your Sweep options are InducbdIn the epee rig and closing baances vane. FDIC insurance applies to deposits at UBS Bar* USA and al banks participating in the UBS FDIC Insured Deposit Frogran. It does not apply 10 deposas al UPS AG, Stamford Wench. WC Opening account value $1.46 $3,555.99 protection apples to money market sweep lurid hoe:ergsbut rot bark deposits. Seefraportant int.:matei» oboot your deemed on the hat two pages d this document fort:Mats. Deposits, including investments transferred in 0.00 071 May 2020 (S) Year to date (1) Withdrawals and fees, Opening balances 31.46 $1,858.93 including investments transferred out 0.00 -3,560.59 Additions Deposits and other funds credited 0.00 0.71 Dividend and interest income 0.00 6.62 Dividend and interest income 0.00 6.62 Change in market value 0.00 -1.27 Proceeds from nvestment transactions 0.00 3,560 22 Closing account value $1.46 $1.46 Total additions $0.00 $3,567.55 Subtractions Dividend and interest income earned Other funds debited 0.00 -3,560.59 For purposes d this statement, taratifty of interest and dividend Income has been duerrrined from a US Funds withdrawn for investments tax moonily; perspective. Based upon the residence of the account holder, account type, or product type, some interest and°, dvidend payments may not be stied to United States (Us) ardor Puerto Rico (PR) bought 0.00 -1,864.43 Income taxes. The dent monthy staernent is not intended to be used aid camot be relied upon for tee purposes. Clients should refer to the applicade tar reporting loans they receive fran 118$ annudly, such as Total subtractions $0.00 -$5,425.02 the Forms 1099 and the FOM1S 480, for tar reporting information It is the practice Of UBS to file the appliCkee tar reporting forms with the US internal Peitnue Service and PR Treasury oeonment, and in Net cash flow $0.00 41,857.47 such coma accurately dewily chidenil anda interest as tax exempt or livable income. Pleat consult you indidual tax preparer. Closing balances $1.46 $1.46 May 2020(51 Year to Taxable dividends 0.00 6.62 UBS FDIC-Insured Dep Pgm Account APY Total current year $0.00 $6.62 Interest period Apr 7 - May 6 Total dividend & interest $0.00 $6.62 Opening UBS FDIC-Insured Dep Pgm balance Apr 7 $1.46 Closing UBS FDIC-Insured Dep Pgm balance May 6 81.46 Nurnber of days in interest period 30 Average daily balance 81.46 Interest earned $0.00 Annual percentage yield earned 0.00% SDNY GM 00009718 CW70010305739531 NP7000203131 C0002 0520 031952383 Y145170550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597385 Account name: MONTPEUER TRUST Resource Management Account Your ri nodal Advisor. 4tUBS May 2020 Friendly account name:Montpelier Cash Account number Y1 45170 55 SCOTT STACK MANILYLE CA SPIEL Your investment objectives: You have identified the following investment objectives for this account tf you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is AFO, First In, first Out. O4r7C010005739532 NP7003209131 00002 0570 031952383 Y145170550 coMiklYGkil000097Ilige 4 of 6 CONFIDENTIAL EFTA01597386 Account name: MONTPELIER TRUST Resource Management Account Your Nnada, Advisor: *UBS May 2020 Friendly account name: Montpelier Cash Account number: Y1 4517055 SCOTT STACK MANLYLE CASRIEL Your assets Scene pries, income and current vetoes shorn may be approximate. As a result. gains and losses ivy not be accurately reflected. See Important information about your statement a the end of this docume M f more Information. Cash Cash and money balances Cash and moray balances may inductct+ avalaole cash balances, UBS Bank USA &posit account balances, U85 Bank USA and all UBS FDIC Insured Program Bank deposit account balances are insured by the FDIC Minn UBS FDIC Insured Program Bank &lances, UBS AG Stamford Branch deposit account balances and money applicable I in-its, but are not protected by 9PC. UBS AG Stamford Branch deposit account balances ale not insured market mutual fund sweep balances. by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are rot Insured by the FDIC. See the ImpOrtant mformatiOn about your statement at the end of this document for details about those balances Goering belanCe Closing Waste Pete per Share AVelage Deddendl Interest Days in Hcidng on May 1 (1) on May 29 (S) on May 29 (1) late period penod UBS FD/C INSURED DEP PGM 1.46 1.46 UBS FDIC-Insured Deposit Program Closing balance Priority Bank Name an May 29 (1) Slat PS UBS Bank USA 1.46 2 Wells Fargo Bank, N.A 0.00 (I) 3 Citibank, N.A. 0.00 (1) 4 HS8C Bank USA, NA 0.00 (1) 5 State Street Bank and Trust 000 6 East West Bank 0.00 (1) 7 Citizens Bank, N.A. 0.00 (I) 8 BBVA USA 0.00 (I) 9 Pacific Western Bank 0.00 ) 10 Arneris Bank 0.00 (I) Total 51.46 Status (I) - Chem has opted out of this bank SDNY GM 00009720 CMF70010006739533 NFIX0269131 00002 0520 031952383 YI 45170550 C00000 Page 5 of 6 CONFIDENTIAL EFTA01597387 Account name: MONTPELIER TRUST Resource Management Account Your Pi modal Advisor. *UBS May 2020 Friendly account name: Montpelier Cash Account number Y1 45170 S5 SCOTT STACK MANLYLE CA SPIEL Your assets (continued) Your total assets Percentage of Cost Estimated Unrealized Value on May 29 (i) your account basis (1) annual income (I) 93n or Foss (1) Cash Cash and money balances 146 100.00% 1.46 Total $1.46 100.00% $1.46 CW70010006739534 NP7000209131 00002 0520 031952303'n 45170550 000619%Y_GM_00006ftle 6 of 6 End of statement for account number Y1 45170 55 CONFIDENTIAL EFTA01597388 Important information about your statement (BS Financial kmices lx. (the Firma U3S Financial hear from yOunti later than 60 days after the Firn capacity. A fug copy of the polio; wading is affable income or means arid Patna keep pace wet Services), is a member of all prixipal stoney, cornocky wed you the fist statement on which the error or wen enerst. nflaian and pekes exchanges. UBS Frontal Services and UBS problem appeared. • moderate: Waling to accept some risk to printioal and Bark USA are indirect absklaries of UB5 AG and — Provkle yaw name and account minter (if any). Neither the MK protection nor the supplemental tolerate some volatlity 10 seek higher returns affiliates of LBS Starke U.C. TheFirm's financial — Desalt* the error or the ander you se insure protection apply to: • Aggressive: Willing to accept NM risk to primeval and statement is available ion request The Firm's executhe aboat and eiplan as clearly as you can why you • Certain financial assets controlled by (and ixbded in hifh kola, to Seek highrein% over time offices are at: believe le is an error cr why you needmom your account value) but held away Iron UBS finertial • fnvostawnt actiothey Consideration: If selected, a infarnatim. Service For earn* certain (0 insane predates. portion of the portfolio for that account may inckide UBS Cranial Services ax. — Provide the dollar amount of the suspected error. includrg variable anuites. and 60 shares of mutual complex strategies, united liquidity and greaser 1200 natio Boulevard funds registered ndw name of the wont holder on sotatMy. Weehawken NJ 07086 The Firm a Card Issuer will investigate yaw complaint tie becks of the issuer a transfer agerrJ; and will correct any error promptly For armed hors • Investment contracts or rwestment Meets (eg., Statement "househeldinge This statement represents the on& officialrecord of you rnoling fB5 Vemedebt cad transactions 4 we take imbed partnerships and private placements) that are We may cons iodate al tetrad account statements with LBS Financial Services account Olher records, except more than 10 business days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same ernekpe• e g. because Alicial lay documents, centering calflictng data shoal you accost foe the anoint you think is in ellOh so that • Carmodities tailraces (e.g., foreign exchange and they have owners who also mardarn join actin nor be relied open. Oro believe there is an error or pa will have the use of the moneydaring the tine it precious metal contracts), includig fine contracts relationships mth other clients at the same access. et motion pleas* report n immediately in wiling to the takes us to caplet or inwstgaban. and canmodty open contracts, you prefer to receive ndirdual statements mated n Branch Manager of the office seining you account. • Sectrities on loan to WS Fe-Jamie' Services; and separate envelopes, you May decline householdrg by Please make al checks payable to the Firm or the • Depose accounts Incepe ore icates d demi° et I-1/5 caging your Financial Adviser Altough all figure shown are mended to be accurate, financial instituter) indicated on the front of this statement data shouklnot be used fa tat purposes. Rey statement. In addition to regular account fees, accounts Bark USA, (BS AG U.S. branches and banks in the FDIC Insured Deposit Program. Friendly account name sole& on year-end lax kerns, 6.o., lam 1099, 5498, may be Sawn to mantilla-Kt fees charges tor late The Slit protection and the staple medal protection do The Friendly account mine w a cusicenizabk • neknarne 10425, etc.) whim preparing your tax Ireton. The Fan 6 payment for securities purchases and charges fa unpaid no apply to these assets even if they otherwise appear chosen by you to assist you with you recondkeeping. moaned by law to report to tie IRS all taxable &deeds. arromes in cash actants. Accounts that a-e transferred on you anemones. The SIK proliCtion oxf el* hat no legal effect on your aecoure, is not intended to reportable nontaxable dividends and unable Merest to other nstilutOnS my be subject to a trawler fee. supplemental protection do not protect against changes reflect any strategy, product recarmerdation eared an secants head h your accost net proceeds the make vakee d pox investments (whether as a iwootrntrif objective a risk prof at associated nth you: on sale transactions, and con basis on certain covered US$ Sweep Options Inuit of made movement issuer bankruptcy a mounts. ands not a promise a garnet that wean securities. UBS offers options for sweeping cash betakes to bark otherwise). or any financial results. can ce willbe achieved. All deposit accosts at nenthented banks and abated intestmenes involve the rink of loss exidrig the risk of Communications with the Firm banks and money make) trutual funds (Money funds) Dividend Reinvestment Programs (DRIP) loss of the ertie investment. You can change your • Please re.tordirm nary oral communkations n writing Deposit accosts at LBS Bent USA and non-affBated Ti-,. axe /untried is an average pros.. You may obese, Friend& account names through Online Services or by to further protece your rights, inducing your rips banks panic:pang inn tie UBS FDIC-ensued Deposit the actual price from your Mumis Advisor. On& whole contacting your Financial Advisor. under the Securities Meter Protection Act (SPA). Program are FCC-insured in accordance with FDIC rules, shies are purchased under DRIP; Panel shams will be • l the Mune iS institution on the icp left of Ihr Ircni Fa rare informalkn please visit wwwfdc.gar. Deposit told and the cash ma be deposed in you account. Tye Account overview of this naternent isnot Les Financial Services. LBS accounts at UBS AG Stanford Branch and shares of &Pendreinvestnent price supplied by the issuer may • Value of yOur account/portfolio Net of assets and Financial Services canes your account as clearing Money Funds are not nosed by the FDIC. differ from the market price at which the partial shares liabilities looker by anapement with the indicated are sold. • Assets Includes available cash balances, vales for We informedyou of this relationshb when you Bank deposits ate not teotected by WC. Money Find restricted security (en 1, and Global Tine Deposes, cpmed this woos*. In the taws your funds and shies we protected by Slit See -UBS Muncie' Seek*, Cashithileu Account Protection* below. tretalind mats to market and certain assets mat held secunies are located at UBS Financial Senkes and rot 0n& whole units maybe held in yak account. F you are the inrodacing broker, ad you crust make a report by the Finn. Does not include unpriced securities( assets entitled to a panial tnit man/suet of a dividend payment at the end of the peke and carom statement periods. or of an/ eacr a mission to both ferns. Upcn your rawest, balances in the ban deposes maybe or otherwise, the Finn will ether sell panne units at private investments, unrested stock options and • As dented n the abort reir "%tients youmust vektdravek and shares of a Money Fund may be market price a accept an an determined by a merciuble stock options. notify us of any error or fraud involving checks liaadated, end the proceeds retuned to you cr yon registered <berg agency, and credit your account. sectritie account. • Liables Inclides debit balances, cumandng margin reflected onpa statement with:" 30 days after it was mailed a made amiable. loa-6, Ueda Ire, short account balances Fader ream emo about available sweep options, Ineestinent objective" • Cashmoney balances tout of uninvested reelable • Please direct °starer captains or manes to the The iheittmert objectoes and risk profile are specific to rcluding current interest rates and yields, es ameable a cash balances, plus deposit balances at affiliated and Finns Client Relations Overawe at 201-32-1699 each account and may vary between pa accosts. • onaffiliated banks. and money makes Mutual fuNd a toll-free at 800.314-9103, 8:00 A.M. to 600 P.M www.u5s comrsarepyields, from your financial Adviser Please Alme the firmpromo& in amino day or by eating KO-7621000. sweep balances, at the close of the statement period. ET Monday trough Friday. or in writhg to U35 sioilkare change in your financial situation or Nowt orrtnOnity free credit balances in yos accord are anemia Service inc., Client Rebhan Dearman, ineestmept objectives For each action held, you not segregated from other balances and the Fern May I.O. Box 766 Union < ity, na 07087. UN Financial Services account protection choose one of the following needn't* objectives: the Firm us a matter of the Securties investor Protecti:n use any d these firth in the ordinay cone of its • All statements chalet* deemed complete and accurate • hada Current Income- Investments seek ig the buns Thew hand, me payable goon your demand. not ebsected to in writing watt 60 days. Caposton (sec), with protects securities customen generation of ncane only. of es members up to 1500,000 Ondading 1250.0O0 for The total is raided n the curent period closing value. • For TN services: Cal 844-612-OW or from onside • itchier* Capital Appreciation: hvestrnents seeking cum for canny explanatory brochure available upon to US C all 201.32.1491 growth of ant palrate than the gonfalon of tending intonation • h case of errors oc guenkns about an electrak request a at wren. 30PhOrSt The SIK asset protection lints nappy to al accounts that you hold in a particular income. For detaaed nformatien on the Fim's bedew practices funds Pannier 011bill pairmant or UM Visedebit • Prods* Combination <diatom* and Capital and diulosumst refer to you Client Retro/I.:hp cad transactions, W1800-762-1000, or write to UBS capacity. The Firm, together with certain Agates, has also Appreciation- Investments seeking both the generation Agreement a Account Agreement and the General F nantiel Services Ix., 1000 Harbor MAI, 6th floor, of i-cono and growth of principal. Tams and Conditions LBS Statement of Credit Practice weehawkon. NI 07036, Ann: RMAMSA SenUfS. purchased supplemental insurance. The maims., annum payable to at eligt* clients, coltictnety under available nAgreemeas andDisclosures at this protection is 1500million as of Dearber 10, 2019. Overall risk profiles yenw ulr torrifieroinernirkwouf Call or write as soon at you can, 1 you think you • Consenuthe Seeks to maintain initial Oncost, with statement a receipt is wrong crepe need rime Weed to the policy carolkris and linitaikro, cash a eta:rut:on tone a transfer an the seatermer or theFinn is further protected fa up to 11.9 millrn in the low risk. and volatility to the account overall even if teem. The arm of Card issue (as amicable must aggregate for at your accounts held in a particular that neat the octant does not generate significant SDNY_GM_00009722 CONFIDENTIAL EFTA01597389 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9723 CONFIDENTIAL EFTA01597390 UBS Financial Services Inc Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 June 2020 CterA3076378390620X123 VI 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LIP BOSTON MA 02210-2698 Friendly account name: Montpeler Cash Account number: Y 1 45170 55 Your Nnancial Advisor. SCOTT STACK tvIAN LYLE CASRIEL Questions about your statement? Call you Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on May 29 (3) on June 30 (3) account 029045170. Your assets 1.46 1.46 Visit our website: Your liabilities 0.00 0.00 www ubs com/1manciakemces Value of your account $1A6 $1.46 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during l020 Value of your account at year end 2019 33.55599 Net deposits and withdrawals -33,55988 3,556.0 Ycur imestrrent return: Dividend and interest income 3662 Change in market value -31.27 00 1.5 Is Value of your account Mw 2020 • on Jun 30, 2020 $1.46 Dec 2018 Oec 2019 fun 2020 SDNY GM 00009724 Member SIPC CialC010007637839 NIMC0328666 03002 0620 031952383 Y145170550 111080 Page 1 of 6 CONFIDENTIAL EFTA01597391 Account name: "fiV Your Financial Advisor: *UBS Resource Management Account _22(i Friendly account name:M7 n p. ei C 31h Account number '11 4 SCOTT STACKMANLYLE -ASPIEL Your account balance sheet Summary of your assets Value on Percentage of lune 30 (31 your account cash and money balances • Cash and money balances may include A 1.46 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account. UBS FDIC inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Frxed income 0.00 0.00% about sour statement on the last two pages of this statement for detail about those balances. E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0 00% Total assets $1.46 100.00% A Value of your account $1.46 Eye on the markets Percentage change Index June 2020 Year to date 58P 500 1.99% -3.08% Russell 3000 2.29% -3.48% MSC I - Europe, Australia & Far East 3.44% -11.07% Barclays Capital U.S. Aggregate Bond Index 0.63% 6.14% Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% CW0010002632840 NP2000329666 00002 C620 031952383 vt45170S50114My_Gm_00009711ge 2 of 6 CONFIDENTIAL EFTA01597392 Resource Management Account Account name: MONTPEUER TRUST Your rlnodal Advisor. *UBS lune 2020 Friendly account name: Montpelier Cash Account number. Y1 45170 55 SCOTT STACKMAI1LYLE CASRIEL Change in the value of your account Cash activity summary /tole 2020 11) Year to date (1) See Account activity this month for desalt. Balances In your Sweep options are inducbd in the openrg and closing Mantes yaw. FDIC insurance applies to deposits at UBS Bank USA and A banks participating in the UBS FDIC Insured Deposit Seme n. it does not way to deposits m UBS AG, yernfoid french. SIPC Opening account value $1.46 $3,555.99 protection apples to money market sweep lurid hoictirgs but rot bank deposits. Seeimportant information about your steemer* on the last two pages cl this document for *tab. Deposits, including investments transferred in 0.00 0.71 June 2020 (Si Year to date (I) Withdrawals and fees, Opening balances $1.46 $1,858.93 including investments transferred out 0.00 -3,560.59 Additions Deposits and other funds credited 0.00 0.71 Dividend aid interest income 0.00 6.62 Dividend and interest income ono 6.62 Change in market value 0.00 -1.27 Proceeds from investment transactions 0.00 3,560 22 Closing account value $1.46 S1.46 Total additions $0.00 $3,567.55 Subtractions Dividend and interest income earned Other funds debited 0.00 -3,560.59 For purposes of tNs statement, taxability of interest and dividend income has been deterrrined Iran a US Funds withdrawn for investments lac reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest andor dvidend payments may not be abject to United States (US) ardor Puerto Rico (PR) bought 0.00 -1,864.43 Income taxes. the aent m3nthty stater em is not Intended to be used aid cannot be relied upon for tea purposes. Clients should refer to the arnica:le tar reporting forms they receive from U8S annu6ly, such as Total subtractions $0.00 -$5,425.02 the Forms 1099 and the Forms 480, for tar reporting information it Is the practice of UBS to (lie the acetic/te vs( reporting forms sth the US internal Revenue Service and PR Team,/ Dep3nment, and In Net cash flow $0.00 -$1,857.47 such forms accurately denary chidena ardor interest as tax tarry' or taable income. lest consult your indviclual tem prepare, Closing balances $1.46 $1.46 June 2020 (51 Year to date (i.) TaxabP dividends 0.00 6.62 UBS FDIC-Insured Dep Pgm Account APY Total current year $0.00 $6.62 Interest period May 7 - fun 4 Total dividend & interest $0.00 $6.62 Opening UBS FDIC-Insured Dep Pgm balance May 7 81.46 Closing UBS FDIC-Insured Dep Pgm balance Jim 4 81.46 Number of days in interest period 29 Average daily balance 81.46 Interest earned $0.00 Annual percentage yield earned 0.00% SDNY GM 00009726 01178010007607841 NP7000n366600002 0620 031952383 Y145170550111000 Page 3 of 6 CONFIDENTIAL EFTA01597393 Account name: MONTPELIER TRUST *UBS Resource Management Account June 2020 Friendly account name:Montpelier Cash Account number Y1 45170 55 Your Pin/odd Advisor: SCOTT STACKMANLYLE CASRIEL Your investment objectives: You have identified the following invesvnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important infomation about your statement at the end of this document. Your return objective: Current income &capital appreciation Your tisk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is WO. First In, First Out. C TP70310007637842 NMI:0328666 00032 0620 031952383 Y145170550 "NikreGtoo000970199, 4 of 6 CONFIDENTIAL EFTA01597394 Account name: MONTPELIER TRUST Resource Management Account Your Nnodal Advisor: Friendly account name: Montpelier Cash *UBS lune 2020 Account number: Y1 45170 55 SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current vdues shown may be approermale. As a kink gains and losses may no be accurately reflected. See Important information about your statement a the end of this document fee more Information. Cash Cash and money balances Cash and money batances may inducte avalatie cash balances, 085 Bank USA &posit account balances, U85 Bank USA and all UM FDIC Insured Program Bank deposit accent Waxes are insured by the FDIC within UBS FDIC Insured Pro:gunBank &lances. UBS AG Stamford Ekanch deposit account belaices and money applicable lints, but are not protected by 9PC. UEI5 AG Stanford Branch deposit account balances are not insured makes mut ud fund sweep balances. by FDIC and are not protected by SleC Money market sweep balances are protected by 51K but are rot insured by the FOC. See the mapartent Informamen taboot your statement at the end of do document for details &Oul those baances opening tiamo Closing belenCe Pece per Share Average Dein:lend Interest Oaf$ Hddng on lun (I.) on Jun 30 (S) on Jun 30(S) rate Period penal UBS FIX INSURED DEP PGM 1.46 1.46 UBS FDIC-Insured Deposit Program Closing tdence Monty Bank Biktne On tun 30 IS) Status UBS Bank USA 1.46 2 Wells Fargo Bank, N.A 0.00 (1) 3 Citibank, N.A. 0.00 (1) 4 HS8C Bank USA, N A 0.00 (I) S State Street Bank and Trust 0.00 6 East West Bank 0.00 (1) 7 Citizens Bank, N.A. 0.00 (I) 8 88VA USA 0.00 (I) 9 Pacific Western Bank 0.00 (1 ) 10 Arneris Bank 0.00 Total 51.46 Status - C Writ has opted out of this bank SDNY GM 00009728 0 , 7001C00707843 NP7000328666 00002 0620 03195238311145170550 111000 Page S of 6 CONFIDENTIAL EFTA01597395 (SUBS Resource Management Account June 2020 Account name: MONTPEUER TRUST Friendly account name: Montpelier Cash Account number. Y1 45170 S5 YourIImodal Advisor. SCOTT STACKMAIILYLE CASRIEL Your assets (continued) Your total assets Peicentage ii Cost Estimated Unrealized Value on S) -)our account basis (Si annual income (S) gin or loss (0 Cash Cash and money balances 1.46 100.00% 1.46 Total $1.46 100.00% $1.46 C1,7001C007637844 NR7000328666 00002 0620 031952383 Y145I 70550 114tlitiyGm00009712afte 6 of 6 End of statement (or account number Y1 45170 S5 CONFIDENTIAL EFTA01597396 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial hear from ycuno later than 60 days after the Firm capacity. A fug copy of the polio; wadng is availitile income or reams and may not keep pace web e a mutter of all prixipal snaky, convey* tent you the fret statement on which the east or soon reams. inflation andoptions exchanges UBS Financial Services and UBS pobtem appeared. • Moderate: Waling to accept sane risk to principal and Bank USA are indirect absklaies of 1185 AG and — Provide you- name ad account number (4 any). Nether fie SIPC protection nor the supplemental tolerate some volality to seek higher returns affiliates of LEG Stones U.C. 71* f inn's financial — Dew be Ow OfRN or IS trend., you se insure protection appear to: • Aggresske: Willing to except hit risk to primeval and statement is available eon request. the Fire's execute* about, and avian as clearly as you can why you • Certain financial assets controlled by (and ixbded in Offices are at: bit,nob, to seek highMUTH Over time. believe it is an error a why you MOO more your account value) but held away from UBS TillterCig • franostawnt Welly Conaeleration: If selected a information. Services. For Nam* certain (0 insurance prodals. portion of the portfolio for That acorn may include UBS Finarxial Services Sex. — Provide the dolt. amount of the suspected error. inducing variable ama(n. and 6i) shares of mie* COrnplex strategies, limited liquidly and greater 1200 Harbor Boulevard funds registered in the name of the axon holder on wish*. Weehawken NJ 07086 The Firma Cad Issuer will investigate yam complaint the books of the issuer or transfer egad; and will correct ay error premptly for akged errors • hvestment 0:Orates or mestment interests W.g., Statement "bouseltoldiror This statement represents the onbr officialrecord of you. Solving UBS Visandebi cad transactions 4 we take Imbed partnerships and private placements) that are We may consoMiate d1related account statements wFh Les Financial Services account. Critter records, /wept more than 10 busiest days to do this, we will anti not matured under the Securities Act of 1933; the same address in the same eriveksw• e g. because official lac documents, contanng confiding data should you accord la lho renoun you think is in error. so that • Cannodities convects (e.g., foreign exchange and they have owners who also mantas joie accent roe be relied upon. Ilyou be4eve there ban error a you will have the use of the money during the tine it precious metal contracts). includig 'utast contracts relarionships mth other clients at the same acidness. tf ornesion, please report it immediately in twin; to the takes us to complete 02 inniligaton. and cornualty opal contracts, you prefer to receive ndividual statements mailed n Branch Manager of the office serving your account. • Societies on loan toU85 Ft-uncial Services; and separate envelopes, yo., May decline househokkg by Please make all checks payable lo the Firm or the • Depose accounts (except owlif juges of &Pail) at 1.85 Clang your Financial Advisor. Altough all lives shown re intended to be accurate, financial rindul6n indicated on the front of this Bank USA, UM AG U.S. branches and barks in the statement data shouldnot be used for to purposes. Rey statement In addition to regular account fees, accounts FDIC Insured Deposit Progran. Friendly account name sold/ on yearend lax kerns 6.4., form 1099, 5498, may be selaret to mantenarce fees charges for late The SIPC protection and the suppler/mut protection do The Friendly account fume is a customizable 'tn.:knave' 10425, etc) when preparing your tat return. The Fern 6 payment for securities purchases and charges fa tread not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. redired by law to report to the IRS all taxable dnidords, amounts n cash accounts. Accounts that are transferred on you statements. The SiC WOLKtion and the his no legal effect on your account, is not intended to reportable ma-taxable dividends and laxable interest to other nStiluICOS my be subject to a transfer fee. supplemental protection do not protect against changes felled ay strte9Y. Product recceemendanon. end on secants hey rerun recant net proceeds in the maket value of you investments (whether as a imatment objective a risk prof de associated virki you- on sale tunsactons, and cost basis on erten covered MS Sweep Options result of market movement issuer bankruptcy a rau -its. and is not a promise a garnet leat we*, seasities UBS often options for sweepreg cash balances to bark otherwise). or any I inancia results. can or MI6. achieved. All deposit accants at nasalhated banks and affiliated investment. extant the risk of Ion, nicking the risk of Cconmunications with the Firm banks and money market mutual funds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. You can change your • Rene re-corium any oral communkations n writing Deposit accounts at IBS Bat USA and non-affiated Thi price reflected is an average prof You may °blew, Bendy account names through Online Services a by to further primed your rights, including your rights banks panicipaing en the UBS FDIC-mused Deposit the smut price from you Financial Adviser. Only whole contacting your Financial Advisor. under the Securities investor Protection Act OSA). Program are FDIC-insured it accordance with FDIC rules. shares are purchased under DRIP: Pantie' thaw will be • I the fmanc 41intaution on the icy lett of the Had For mat Hamelkm, plena visit nwm.fde.gay. Deposit std and the cash wit be deposited in you accost The Apeman overview of this statement isnot Les Financial Services. tEl accounts at UBS AG Stamford Branch and shares of dmidendreenestment price supplied by the issuer may • Value of yeas wountIportiofica Net of assets and Financial Services carries your account as clearing Money Funds are not nandby the FDIC. differ from the mark* price at which Ow partial sham liabilities baker by aerangement with the indicated Praeution are sold. • Assets Includes available cash balances, values for We Wormed you of this relationshb when you Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. restricted security test X and Global Time DIPOSPS, opened this accost. In the cases your funds aid Cash•intieu Accord Protector below. trstalinsi mats 10 market and certain assets rot held seasities are located at UBS Financial Services and rot Only whole unks maybe held in yaw account. F you are by the Fim. Does not nciacie °flatted securitieseassets the nvolaceg broker, rd you mist nuke a report entitled a aomi* inil m a result of a dividend paymenl at the end of the pea and turn stateerent periods. or of an/ error a mown to both fns. t an you rapist, tames in the bark deposes may be or otherwise, the Firm will ether sea panel Waif at private ilVOSITOMS, invested gock options and • As desorbed n the accornt evieents, youmust wridrann. ad shares of a Money Fund may be market p-ice a accept an mart deterrrelvd by a ...tut* stock options. realityus of any *nal or fraud involving checks liaidated• end the proceeds retuned to you or you- registered <burg agency, and credit you account. sectritin account. • Saul Nelda debit balances, cutsundrg margin reflected onput statement with:" 30 days after it was mailed or made mutable. bas. credit lie, short *cant balances Father Samson about available sweep options, Investanent objective, • Cashmoney balances Total of uninvested available • Please direct custom& carotenes or inzuries to the The i'westrnent objeclires and risk profile are specific to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 roludng current interest rates and yields. is avaeable* each account and may vary between you- accanh. www.uas comrsweepyields, from yam P nand* Advisor napallikatecl banks, ad money market naval fund a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. Please arise the frill(WWI* in renting of ay sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 a. by calIng 8C0-762-1000. significant change in your financial situation or f inancul Service IN.. Client Relations Department NoniCorrrnOdey free credit balances in yaw *cart ate investment objectives. For each account helot you not segegated from other balances and the Fen may P.O. Bar 766 Union City, ha 07067. UN Financial Services account protection choose one of the following invntment objectives: The Finn is of the Securein investor Protection use any rid these funds in the ordinay passe of its • All statements shall be deemed comp** and accuse • Produce Current Income- Investments *Sig the tans Mow find, re payable upon your Bernard 4 not objected to itwaiirng within 60 days Corporation (sro, which protects sea:rein customen generation of income only. of is frherberS up to 1%4000 tindading 5250,000 for We total s irpiaded in the anent period closing value. • For TFY services: Cal 844412-0986 or from outside clams for cas0 explanatory brochure amiable upon • Achieve Capital Appreciation: Investments seeking the US Call201-352-1495 growth of onePal(Awe than the generation of Una* information • In case of errors a cueslions about an electronic request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular income. For *take, information on the Finis lading practices lords transfer (UM bill payment or UBS Vide debit • Procter* Combination ofIncome and Capital tad disc Mutes refer to your Client Rolatromhp cad transactions, cal 800-762-1000. or write to UBS capathy. The Firm, together with certain athletes, has also Appreciation Investments seeking both the generation Agreement or Account Agreement and the General F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. of income and growth of principal. Terms and Condition; Les Statement of Credit Practices Weehawken, id 07086, Attn: RIMISSA Services. purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under available in Apeements andDiscbsures at this protection is SSOO million as of December 10, 2019. Overall risk profilea www rib conslankarrstranchurros Call or write as Won as you can, 4 you think ma, • Consenweve. Seeks to mantas nelal prin.* with statement a receipt is wag or e you need more Wane to the policy condiions and lititaicen, cash at information Seoul a transfer on the sinners a theFinn es aster protected fa up to 11.9 minim in tie bw Sc and wink to the account overall, even if we've The Fern a Card bluer (as appkable) must for at your account held in a particular that mum the secant does not generate signifiers SDNY_GM_00009730 CONFIDENTIAL EFTA01597397 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9731 CONFIDENTIAL EFTA01597398