EFTA01597543

Retirement Accou u t UBS Financial Services Inc SUBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 January 2020 ANP70056089190120 Y1 0 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT #233 Account name: GHISLANE MAXWELL IRA BOSTON MA 02114-3252 Friendly account name: Indiv: IRA Account type: : ithvidual Retirement Account Account number: Your Financial Advisor. SCOTT STACKMAN/LYLE CASRIEt. Phone Questions about your statement? Value of your account Call your Financial Advisor or the on December 31 (S) on January 31 (3) RMA Resourceline at 800-RMA-1000, Your assets 59,030.64 59,033.28 account 029023697. Your liabilities 0.00 0.00 visit our website: Value of your account 359,030.64 $59,033.28 www.ubs.com/financialservices items for your attention Help protect yourself from fraud and review bank, credit card. and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from wenV.annualcreditreport.corn Tracking the value of your account during 2020 Value of your account S Thousands at yea end 2019 899,030.64 Your investment return: 590 59.0 570 57.0 572 577 Sat • • Dividend and interest income Change in 4264 market vaue $000 Value of your accouit on Jan 31, 2020 559,033.28 Dec 2011 Oec 2015 Oec 2016 Dec 2017 Oec 2018 Dec 2019 ran 2020 SONY GM 00009876 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597543 Resource Management Account Account name: GliSLAINE MAXWELL IRA Your Fineadri Advisor: *UBS January 2020 Friendly account name:Indiv. IRA Account type: Individual Retirement Account SCOTT STACKMANLYLE CASRIEL Account number: Your account balance sheet Summary of your assets Value on Percentage of January 31 (s) your account Lash end money balances 59,033.28 100.00% Cash and money balances may include A Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives GOO 0.00% account. UBS FDIC Insured Deposit Program Bank accounts, MS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Fixed income 0.00 0.00% about slur statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0.00% F Commodities 0.00 0 00% G Other 1100 0 00% Total assets 559,033.28 100.00% Value of your account 559,033.28 Eye on the markets Percentage change Index January 2020 Year to date 58P 500 -0.04% -0.04% Russell 3000 411% 411% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S Aggregate Bond Index 1.92% 1.92% Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% GM 000098/99. 2 of 6 CONFIDENTIAL EFTA01597544 SUBS Account name: GliSLAINE MAXWELL IRA Your N fluidal Advisor: Resource Management Account Friendly account name: IRA SCOTT STACK MANLYLE CASRIEL January 2020 Account type: Individual Retirement Account Account number. Change in the value of your account Cash activity summary January 2020 (S) Year tO date(t) See ACCOunt activity MAS month for deters. Balances in your Sweep Options are inducted In the cpenng and closing balances value. FDIC insurance applies to deposits at UBS Bank USA and al banks participating in the UK FDIC Insured Deposit Slogan, It does not apply lo deposits al UBS AG, Stamford Branch 9PC Opening account value $59,030.64 $59,030.64 protection apples to money market sweep fund holdings but rot bank deposits. SeeImportant informaten about your statement on the tat two Pars d this document for Mats. Dividend and interest income ) 64 264 January 2020 ($) Year to date ($) Closing account value $59,033.28 $59,033.28 Opening balances $59,030.64 $59,030.64 Additions Dividend and interest income earned Dividend and interest income 2.64 2.64 For purposes d Ws statement. tentrily of interest and dwiend Income haS been deformed from a US Total additions $2.64 $2.64 tat reputing perspective. Erased upon the residence of the account holder, account type, or product type, some Interest andor dividend payments may not be suttect to united states (US) ander Puerto Rico (PR) income tares. The (lent mom* statemem rc not intended 10 be used and Cannot be relied upon for tar Net cash flow $2.64 $2.64 purposes Clients should Niel to the applicable Inn reporting forms they receive from U8S annually, such as the Forms 1099 and the Fonts 480, for tax reporting information. It is the practice of UBS to file the Closing balances $59,033.28 $59,033.28 EpOiCable lac reporting loans wth the US internal Revenue Service and PR Treasury Department, and in such forms accurately classfy dveends ancircr interest as tax ecen-pt or tatable intone. Please consult your Inclvidual tax prepare" UBS Bank USA Deposit Account APY January 2020 (S) Year to date (S) Interest period Dec 6 - Jan 7 Interest 056 056 Opening UBS Bank USA Deposit balance Dec 6 $59,030.64 Total current year $0.56 $0.56 Closing UBS Bank USA Deposit balance Jan 7 $59,033.28 Prior year adjustment 2 08 2.08 Number of days in interest period 33 Total dividend & interest $2.64 $2.64 Average daily balance $59,031.08 Interest earned $264 Annual percentage ye Id earned 0.05% SDNY GM 00009878 Page 3 of 6 CONFIDENTIAL EFTA01597545 Resource Management Account Account name: GFISLAINE MAXWELL IRA Your rineedel Advisor. *UBS January 2020 Friendly account name:Indiv. IRA Account type: Individual Retirement Account SCOTT STACKMANLYLECASRIEL Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Achesor or Branch Manager. You can find a full description of the alternative investment objectives in important informaton about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. GM 000091OAge 4 of 6 CONFIDENTIAL EFTA01597546 Account name: GHISLAINE MAXWELL IRA Resource Management Account Your Mnandal Advisor: *UBS January 2020 Friendly account name: Indiv. IRA Account type: Account number. individual Retirement Account SCOTT STACKNIMILYLE CASRIEL 212.821-7000800.308.3140 Your assets Sane prices, income and current vanes sham may be approurrwle As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of thiS document ip more inlonnaton. Cash Cash and money balances Cash and money balances may inducle avalade cash balances, UBS Bank USA &oda t account balances, U85 Bank USA and all UBS FDIC Insured Rogan Bank deposit accCunt Waxes are insured by the FDIC within UBS FDIC Insured Rogan Bank &lances. U85 AG Stamford Branch deposit account Mayes and money applicable Iinits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured market mut ud lung sweep balances. by FDIC and are not protected by 51K Money market sweep balances are protected by 51K bul are not Insured by the FDIC. See the Important ;Normeven about your statement at the end of ors document for details abate those telances Opering baEnCe Closing Waite Rsce per share Average Deadena Interest DEO sl Hddng on /an 1 (1) on mn 31 (S) on /an 31 (b) rate period penod Cep amount (1) UBS BANK USA DEP ACCT 59,030.64 59,033.28 250,000.00 Your total assets Percentage of Cost Estimated Unrealized Value on Jan 31 (S) sour amount toils (S) annua income (5) gam or losS (S) Cash Cash sad money balances 59.03328 100.00% 59,033.20 Total 559,033.28 100.00% $59,033.28 Account activity this month Date Aunity Description Arnown Dividend and interest income Interest Ian 8 Interest 1185 BANK USA DEPOSIT ACCOUNT AS OF 01107/20 0.56 Total interest $0.56 Miscellaneous Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31/19 2.08 Total miscellaneous 82.08 Total dividend and interest income 82.64 SDNY GM 00009880 Page S of 6 CONFIDENTIAL EFTA01597547 Account name: GHISLAMIE MAXWELL IRA UBS Resource Management Account January 2020 friendly account name:Inc/Iv IRA Account type: Individual R sir ent Account Your 15nanciel Advisor. SCOTT STACK MANLYLE CASRIEL Account number. Account activity this month (continued) Date Activtty Desuiptico Amount (S) Money balance activities Dec 31 Salaam forward 359,030.64 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31119 2.08 .Ian 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 011071,20 0.56 Jan 31 Closing USS Sank USA Deposit Account $59,033.28 ...—..._GM_000094fige 6 of 6 End of statement for account number vt 23697 SS CONFIDENTIAL EFTA01597548 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00009882 CONFIDENTIAL EFTA01597549 Important information about your statement (continued) Vats assets — FCC certan secretes trading in nonconforming • Est. (estimated) income, current yields and rates. - We Wen* compensation fromLes Bark USA, LOBS Your statement rites securities arid other assets held dencennatals, prior rd purr* NO value) may An estimate d anal icane if bated CO Current AG Stanford Branch ad non-allifire4 barks in the accosts' a the end of the statemere period. You have been adjusted to facilitate proper valuation. divicierd and nteren rates, assuming the securities roll through our cash sweep progams. may ask for delivery of fulY pad secwities at ay time. To obtain current quotations, when available. contact be hell For one year from statement date or until compensation may beam/gra* per account fee or You may receive women used as loan cabinet after your Fnncr Advisee. matunty. The *stellate is any a guideline; accuracy may be a percentage of average daiy decors poring any balance due on them. Any securities and continued income are not guaranteed balances. transferred to the Fern dung the statement period are • Private invermente and structured products. — Estimated ornual exam ted current yield fa listed at market value as of the end of the statement Private Mesa-nem securities (inclading deed certain types of mashies could include a return of Activity period. Partkipatith program and real estate investment trust crixnal a capital gain it which caw the est. Mom-tat:on regarding cornrnissions and other dames • Can bash. In deterinning the cost basis of the sertravis) and strucsured products are gni* hi"; income (and current yiek(1 would beoverstated. awned in comer ion with the execaion of trades, securities included in this statement, where indicated iliqu'd Certain structured prodons hhe not teen — Estimated maul name and current yield and the including option transactions has been ircluded en with the nuerber '1,• UBS F next.' Sayan has felted registered web the Securein and Exchange actual income and yield mi;eit be lower or high.. confirmations previously furnished to you, and will be a interrelation obtained Iron, sweets otter Man LBS Commaskn or under ary state securities laws. We than the estrnated amounts. provided to you Otani), on reeuest Arundel Sevres, Muting Monnation from mother provide minuted vases for prince inniestment — An enema* of arnuarned income Gayland ardcr fins or that you may haw provided to yap Financed worms ad structured products for informational interest) deeded by the <arena market Short selling Advisor. The Fern does not independently way a Accuracy is not gsranteed. vakeraverage balance is based on the last dividend if as ore engaged is short selling a security, you may garret the rosary a validity of ere intamatian — ce-dr.as rnay dil a Monomialy from prior, if al a ~est payment made by the issuer and aura charge on to reran borrowing costs fa that prcnaded by sources other than LBS Financial Sernces. any, at whch a private nvestment seCaltyor assumes the rarities/deposits will be held for a* paticuasecisiy. h alike% although LOS Financial Strikes genera* structured product maybe bouiw a so and do year from the stalemate date or urd matumy. updates this Mormation as it is received, the Fern not nocossanY resteeSere the va you may receive Act ray ad centimied yield are not waranteect Open orders does Mt provide ary assurances that the idarnation upon liquidation. Regarding open a ' good.ticancelkd • orders that under -Cost basic and 'Unrealeed gas-floss' is — Thad party estimates of value are as of a certan • Assets not held by UBS Financial Services. Cenan were not executed by the statement date, open buy and acorn as of the die of this statement. As such, date ad we supplied to UEISFina-nal Services on a assets we not held by the Fin and not within the sea stop orders are waxed by the amount of &dent please do not rayon this information to make regular basis by an independent valeatica fors fines possession a aren't new assets are or opt* an an tx.diederds or exrithis date uses rt.-chase a fie decisions. for tar purposes a — Issuer, general panne( or sponsor estimated vales, displayed on your staterneti for edornutional entnxted otherwise by you. You we responstee fa usl vn.e. Accounts transfeered to the Fin. me any, are mSsolied to the Firm by the issuer, purposes only. Poe ions and valves ;resented are orders that are executed der to you Lave to cancel reflect ate Hernial:an only for the period of general patter or sponsor and may be tabulated provided by the issung fem. UBS f auntie' Services is hating ern orders. tine they held a the Fem. More historical based on afferent information from tat used by not reparable for this irecernatith aid does not rdarnation can be added by you, Financial Advisor. third parties to derive thee estmated values. guarion its accuracy. Thew assets at not protected Privacy • penalized gains/losses. When data is available, — You can obtain additional information regard'ng by WC or tie fines supplemental SIPC coverage. To obtain a copy of as current Client Privacy hake, estimated streaked ganntosses are calculated fa the methodology used to determine the estimate of please contact you Financial Advisor or visit as Wetnee individual security kits. The transaction data foe yak, and the date of the inlcomae ion that is the • Revatie sharing and additional compensation. at v.i.inwifif COodbtivarvnerrt individul lots may or may not reflect carmasions, basis for the estimate by contactingyour Financial - h arkation to commissions on sales ad 12b1 fees — 1.85 Financial Services is nosebag*. The RMA. Busness charges meta security woman:nal rants. Adator. reenact in connection with the distrait's(' al ensue' ServicesAccount BSA and IRMA are brokerage Dividend and other renvesument lots and systematic — Third party estimated values may be reflected as funds to our clients we andor cur affikate receive accounts which provide access to batting smites and arches* bas re each combined to dimbY one 'We priced' in Serra lanai:re: when in revertm sharing pernents from distrtutors anchor pecans ihnough thangements with affiliated banks averaged lot. The 'Trade date' coin, presents the •rjepe.dent valuation fern has not supplied a is advisas of the rnsual funds that we sell. These and other thicipany banks, and provides access to original transaction trade date. unable to assign a value. when we become aware anoints are based on two different corriponents: Mace and amnia, Products issued by unaffiliated • Callable marbles Bonds and preferred shod that that a material cuent hat °mitred that may call a the amen of sales by LBS of a parboils mutual ticiparty nmance tarcenies ohm* insurance the issuer cats for easy redemption wild selected presigusbi reported yak* nth question, or when a turd family*, our clients. and GO the asset value of a agency subsidiaries of US$ Financial Services Inc. riparbely by lot from among all searises of that value woad be highly speculative the to **nature particular mutual fund Irills shares held at the — magnum, Mace, and annuity peoasts: a* held nom name a n manatee name la or of the security. fem. — Not FDIC Mixed • No bank guarantee* May lose Vila client, Call feature information n obtaired from third — When nether an issuer, general partner a pass — We and our affiliate also receive networking and — IMA. Resource Management Account Bushels parties and es accuracy is not garanteed. Other call estimated value me a tined-party *saluted sake is amnion prixesseg lees in consideration Ice transfer &Kirke. Account BSA, IRMA and international Resource features mayexist Much could if ect yield; ancilele provided, the vale of the security MI be caterers agent servkes that we provide to the mutual funds. Llanarmera Account are registered strike marks a information ad be provided upon request- front its suehow take These fees genera, at paid Iran investor assets in LOS Financial Server; inc • price/value. Prices displayed fa securities and other — 'DMrbutions to date may rdude returnee the metal fund and are a feed dollar amass based — NSA is a registered vadermyk owned by Visa ;roasts maybe higher or lower than the price that espial, income or both on the number of acauth at the broker -dealer international Service Association and used under you would actually tete've ri the market. Peas are — unit size represerms the iwial chewing holding mutual finis of that fad ferny. kense. The LEIS Vaa creek cads and the LOS Visa obtained front venous thidparty sources which we price per unit and may not reflect yam cost basis - h adfaion to commission attired in arrection debit cads we issued by LBS Bank LISA with believe to be reliable, but we do not gannet, thee — DPP and unlisted RER wcureits re rot lined on a with the sale or diarbubm of 'away convicts and permission From Visa U.S.A. hcomoraud. All other accuracy. national securities exchange, and are gene/aly unit investment trust uses to our cloth, we anda tradernalcs, registered trademarks, service maks and — We tamer* use the tang price wen treatable a illiquid and even d they can be sold, the price as ofilts.receive revenue Sharing Calptrilion registered sake mats are of their respective the mean of the bid and ask prices is listed teemed may be less than the per share estimated frOnl Marry of the mance companies underwriting companies. securities and options Or cny bid prices for OTC value plaided it the account statement. the a-nuity contracts, affifates of the nuance secrets companies a sponsors of the unit Investment treats UPS IF:uncial Services Inc. Rev. 201810 — Less actiwytrackd securities maybe priced using a • Restricted securities. Restricted securities generally we diarbute. vakiation model a the most recent price we are not currently elrybk for pubsc sale UBSFinaxial - h adition to CallnlifSiXiS received !torn the atoned and may not reflect an actual market ace Services uses the market price of the irrestrided stock purchase and sale of Nua.SI wr es knit we odor our a vela. of the same issue as an imputed value for the affiliate receive as asset-based revenue sharing — <erten positions may swear without a price and resented stook for purports of this statementonly. To payment from Wheatoes distributors. as vall as will show'peke was not available if we re the etmeM that restricted securities are eligble for salt funding for technology development, training ad unable to cbtan a price fa a secunty. the vat* received may be substantially Ins than the education. — Deposits a securities denominated as currencies imputed aka shown. - Our affiliates also receive tadig commisseans and other thenUS. dollars re reflected a the exchange other compensalin front mvlual funds and Murree rate as of the statement date. coo pries whose proulres we chrtrissee. SDNY_GM_00009883 CONFIDENTIAL EFTA01597550 Retirement Account 0BS Financial Services Inc Private Wealth Management 4tUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 February 2020 ANP70055116090220 Y1 0 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL IRA BOSTON MA 02114-3252 Friendly account name: Indiv: IRA Account type: Indmdual Retirement Account Account number Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone: Questions *bout your statement] Value of your account Call yoke Financial Advisor or the on January 3t (1) on February 28 (4) RMA Resoutcetine at 800-RMA-1000, Your assets 59,033.28 59,035.68 account 029023697. Your liabilities 0.00 0.00 Visit our website: Value of your account 559,033.28 559,035.68 www.ubscomilinancialservices Items for your attention Help protect yourself from fraud and review bank. credit card, and brokerage sources of your account growth statements regularly. Also, get your free credit report annually from wow. annualueditreport.com Tracking the value of your account during l020 Value of your account S Thousands at year end 2019 $59,030.64 Your investment return: 570 57.0 57.2 57.7 531 590 590 590 Dividend and • interest income $504 Change in market value 4000 Value of your eccourn on Feb 28, 2020 959,035.68 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2019 Dec 2019 Ian 2020 Pet) 2020 GM 00009884 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597551 Account name: GHISLAINE MAXWELL IRA Your Mooed/1 Advisor: *UBS Resource Management Account February 2020 Friendly account name: Indiy. IRA Account type: Individual Retirement Account SCOTT STACKMANLYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of February 28(1) your account Cash and money balances Cash and money balances may include A 59,035.68 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account. UBS FDIC Inured Deposit Program Bank accounts, US$ AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Fixed income 0.00 0.00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 000 0 00% Total assets 159,035.68 100.00% A Value of your account $59,035.68 Eye on the markets Percentage change Index February 2020 Year to date 58P 500 423% 427% Russell 3000 419% 429% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S Aggregate Bond Index 1.80% 3.76% Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1.52% _GM_00009EITS1 2 of 6 CONFIDENTIAL EFTA01597552 Resource Management Account Account name: GHISLATIE MAXWELL IRA Your Nmedal Advisor: *UBS February 2020 Friendly account name: Incliv. IRA Account type: Account number. iir.Jrvidual Retirement Account SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary February 2020 (1) Year to date (I) See Account actedry this month for death. Balances in your Sweep OpliOns are indudedin the Openlig and dosing taaraes vdue. FDIC insurance applies to deposits at U65 Bank USA and di banks participating in the UBS FDIC Insured Deposit Rogan. It does not 'Wyk, deposits al IRS AG, Stafford Branch SIPC Opening account value $59,033.28 $59,030.64 protection apples to money market sweep find hcidirgs but not bank deposits. See important information about your statement on the lot two pages d this document for detals. Dividend and interest income 2.40 5.04 February 2020 (1) Year to date (1) Closing account value $59,035.68 $59,035.68 Opening balances $59,033.28 $59,030.64 Additions Dividend and interest income earned Dividend and interest income 2 40 5.04 Foe W rposes a Ws statement, laratalty of interest and dividend Income Fla been detertnned from a US Total additions $2.40 $5.04 tax reporting perspective. Based upon the residence of the account holder, account type, or product type, sane Interest arida dividend payments may not be sublett to united states (us) ardor Puerto Rico (PR) Net cash flow $2.40 $5.04 Income sates. The dent rronthty statement rt nit intended to be used and cannot be relied upon for sac purposes Clients should refer to the acalcaritt Ira reporting forms they receive Iran u8S annually, such as the Forms 1099 and the Forms 460, for tar reporting information. It is the practice of Lies to file the Closing balances $59,035.68 $59,035.68 epOiC8Elt to reporting loans with the US interns' Revenue Service and PR Treasury Depalment, and in such forms accurately classfy areends ardor interest as tax oerrpt or taable income. Please consult your indvidual tax prepare, UBS Bank USA Deposit Account APY February 2020 (5) Year to date ($) Interest period Jan 8 - Feb 6 Interest 2.40 2.96 Opening UBS Bank USA Deposit balance Jan 8 $59,033.28 Total current year $2.40 $2.96 Closing UBS Bank USA Deposit balance Feb 6 159,035 68 Prix year adjustment 0.00 2.08 Number of days in interest period 30 Total dividend & interest $2.40 $5.04 Average daily balance $59,033.28 Interest earned 82.40 Annual percentage yield earned 0.05% SONY GM 00009886 Page 3 of 6 CONFIDENTIAL EFTA01597553 SUBS Resource Management Account February 2020 Account name: GHISLANE MAXWELL IRA Friendly account name:Indor IRA Account type: Account number Individual Retirement Account Your Mmade' Advisor SCOTT STACKmAr4lAll CASRIEL Your investment objectives: You have identified the following investrnentobjectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor of Branch Manager. You can find a full description of the alternative investment objectives in Important informatron about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • ties Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. _GM_000098%994 4 of 6 CONFIDENTIAL EFTA01597554 SUBS Account name: GHISLAINE MAXWELL IRA Resource Management Account Your Mnancial Advisor: Friendly account name: Indiv. IRA SCOTT STACKMANLYLE CASR1EL February 2020 Account type: Individual Retirement Account 212.821-7000800308.3140 Account number. Your assets Sane prKes, income and current values shorn may be approximble. As a es ult. gains and losses may not be accurately reflected. See important information about your statement a the end of INS document f more Information. Cash Cash and money balances Cash and money batances may inducte avatar& cash balances, UBS Bank USA &posit account balances, UBS Bank USA and all UBS FDIC Insured Program Bank deposit an nt baances are insured by the FDIC within UBS FDIC Insured Pro;ran Bank &lances. U85 AG Stamford lanch deposit account taster. and money acplicable I irrits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured market mutua fund sweep balances. by FDIC and are not protected by SIK Money market sweep balances are protected by 51K but are rot Insured by the FO C. See the Important ontormabon about put statement at the endof this document tot details about those tgances OwingWell« CloSmg Waite Pme per Shalt average Dnidend Interest Days.' mcidng on Feb l a) on Feb 28 (S) 041 Feb 28 (1) rate period penod Cy amount (S) UBS BANK USA DEP ACCT 59,033.28 59,035.68 250,000.00 Your total assets tercemage or Coss Estimated Unrealized Value on Feb 28(S) your account baSIS (S) annual income (S) pan or lost ($) Cash Cash and money balances 59.035.68 100.00% 59,035.68 Total 559,035.68 100.00% $59,035.68 Account activity this month Date Admty DeSaiMon Amount (S) Dividend and interest income Interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02/0920 2.40 Total interest S2A0 Total dividend and interest income S2A0 Voss Act,. !, DeScripeco Amount (S) Money balance activities fan 31 Balance forward $59,033.28 Feb 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/0620 2.40 Feb 28 Closing UBS Bank USA Deposit Account $59,035.68 SDNY GM 00009868 Page 5 of 6 CONFIDENTIAL EFTA01597555 *0Fls Your notes aro,00.005,,,6,,,,,,OOM.,3000.01,00305,500.,i369,50C0.4, GM op.... 6 of G CONFIDENTIAL EFTA01597556 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial hear from ycuno later than 60 days after the Firm capacity. A fug copy of the polio; wadng is availitile income or reams and may not keep pace web e a mutter of all prixipal snaky, convey* tent you the fret statement on which the east or soon reams. inflation andoptions exchanges UBS Financial Services and UBS pobtem appeared. • Moderate: Waling to accept sane risk to principal and Bank USA are indirect absklaies of 1185 AG and — Provide you- name ad account number (4 any). Nether fie SIPC protection nor the supplemental tolerate some volality to seek higher returns affiliates of LEG Stones U.C. 71* f inn's financial — Dew be Ow OfRN or IS trend., you se insure protection appear to: • Aggresske: Willing to except hit risk to primeval and statement is available eon request. the Fire's execute* about, and avian as clearly as you can why you • Certain financial assets controlled by (and ixbded in Offices are at: bit,nob, to seek highMUTH Over time. believe it is an error a why you MOO more your account value) but held away from UBS TillterCig • franostawnt Welly Conaeleration: If selected a information. Services. For Nam* certain (0 insurance prodals. portion of the portfolio for That acorn may include UBS Finarxial Services Sex. — Provide the dolt. amount of the suspected error. inducing variable ama(n. and 6i) shares of mie* COrnplex strategies, limited liquidly and greater 1200 Harbor Boulevard funds registered in the name of the axon holder on wish*. Weehawken NJ 07086 The Firma Cad Issuer will investigate yam complaint the books of the issuer or transfer egad; and will correct ay error premptly for akged errors • hvestment 0:Orates or mestment interests W.g., Statement "bouseltoldiror This statement represents the onbr officialrecord of you. Solving UBS Visandebi cad transactions 4 we take Imbed partnerships and private placements) that are We may consoMiate d1related account statements wFh Les Financial Services account. Critter records, /wept more than 10 busiest days to do this, we will anti not matured under the Securities Act of 1933; the same address in the same eriveksw• e g. because official lac documents, contanng confiding data should you accord la lho renoun you think is in error. so that • Cannodities convects (e.g., foreign exchange and they have owners who also mantas joie accent roe be relied upon. Ilyou be4eve there ban error a you will have the use of the money during the tine it precious metal contracts). includig 'utast contracts relarionships mth other clients at the same acidness. tf ornesion, please report it immediately in twin; to the takes us to complete 02 inniligaton. and cornualty opal contracts, you prefer to receive ndividual statements mailed n Branch Manager of the office serving your account. • Societies on loan toU85 Ft-uncial Services; and separate envelopes, yo., May decline househokkg by Please make all checks payable lo the Firm or the • Depose accounts (except owlif juges of &Pail) at 1.85 Clang your Financial Advisor. Altough all lives shown re intended to be accurate, financial rindul6n indicated on the front of this Bank USA, UM AG U.S. branches and barks in the statement data shouldnot be used for to purposes. Rey statement In addition to regular account fees, accounts FDIC Insured Deposit Progran. Friendly account name sold/ on yearend lax kerns 6.4., form 1099, 5498, may be selaret to mantenarce fees charges for late The SIPC protection and the suppler/mut protection do The Friendly account fume is a customizable 'tn.:knave' 10425, etc) when preparing your tat return. The Fern 6 payment for securities purchases and charges fa tread not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. redired by law to report to the IRS all taxable dnidords, amounts n cash accounts. Accounts that are transferred on you statements. The SiC WOLKtion and the his no legal effect on your account, is not intended to reportable ma-taxable dividends and laxable interest to other nStiluICOS my be subject to a transfer fee. supplemental protection do not protect against changes felled ay strte9Y. Product recceemendanon. end on secants hey rerun recant net proceeds in the maket value of you investments (whether as a imatment objective a risk prof de associated virki you- on sale tunsactons, and cost basis on erten covered MS Sweep Options result of market movement issuer bankruptcy a rau -its. and is not a promise a garnet leat we*, seasities UBS often options for sweepreg cash balances to bark otherwise). or any I inancia results. can or MI6. achieved. All deposit accants at nasalhated banks and affiliated investment. extant the risk of Ion, nicking the risk of Cconmunications with the Firm banks and money market mutual funds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. You can change your • Rene re-corium any oral communkations n writing Deposit accounts at IBS Bat USA and non-affiated Thi price reflected is an average prof You may °blew, Bendy account names through Online Services a by to further primed your rights, including your rights banks panicipaing en the UBS FDIC-mused Deposit the smut price from you Financial Adviser. Only whole contacting your Financial Advisor. under the Securities investor Protection Act OSA). Program are FDIC-insured it accordance with FDIC rules. shares are purchased under DRIP: Pantie' thaw will be • I the fmanc 41intaution on the icy lett of the Had For mat Hamelkm, plena visit nwm.fde.gay. Deposit std and the cash wit be deposited in you accost The Apeman overview of this statement isnot Les Financial Services. tEl accounts at UBS AG Stamford Branch and shares of dmidendreenestment price supplied by the issuer may • Value of yeas wountIportiofica Net of assets and Financial Services carries your account as clearing Money Funds are not nandby the FDIC. differ from the mark* price at which Ow partial sham liabilities baker by aerangement with the indicated Praeution are sold. • Assets Includes available cash balances, values for We Wormed you of this relationshb when you Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. restricted security test X and Global Time DIPOSPS, opened this accost. In the cases your funds aid Cash•intieu Accord Protector below. trstalinsi mats 10 market and certain assets rot held seasities are located at UBS Financial Services and rot Only whole unks maybe held in yaw account. F you are by the Fim. Does not nciacie °flatted securitieseassets the nvolaceg broker, rd you mist nuke a report entitled a aomi* inil m a result of a dividend paymenl at the end of the pea and turn stateerent periods. or of an/ error a mown to both fns. t an you rapist, tames in the bark deposes may be or otherwise, the Firm will ether sea panel Waif at private ilVOSITOMS, invested gock options and • As desorbed n the accornt evieents, youmust wridrann. ad shares of a Money Fund may be market p-ice a accept an mart deterrrelvd by a ...tut* stock options. realityus of any *nal or fraud involving checks liaidated• end the proceeds retuned to you or you- registered <burg agency, and credit you account. sectritin account. • Saul Nelda debit balances, cutsundrg margin reflected onput statement with:" 30 days after it was mailed or made mutable. bas. credit lie, short *cant balances Father Samson about available sweep options, Investanent objective, • Cashmoney balances Total of uninvested available • Please direct custom& carotenes or inzuries to the The i'westrnent objeclires and risk profile are specific to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 roludng current interest rates and yields. is avaeable* each account and may vary between you- accanh. www.uas comrsweepyields, from yam P nand* Advisor napallikatecl banks, ad money market naval fund a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. Please arise the frill(WWI* in renting of ay sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 a. by calIng 8C0-762-1000. significant change in your financial situation or f inancul Service IN.. Client Relations Department NoniCorrrnOdey free credit balances in yaw *cart ate investment objectives. For each account helot you not segegated from other balances and the Fen may P.O. Bar 766 Union City, ha 07067. UN Financial Services account protection choose one of the following invntment objectives: The Finn is of the Securein investor Protection use any rid these funds in the ordinay passe of its • All statements shall be deemed comp** and accuse • Produce Current Income- Investments *Sig the tans Mow find, re payable upon your Bernard 4 not objected to itwaiirng within 60 days Corporation (sro, which protects sea:rein customen generation of income only. of is frherberS up to 1%4000 tindading 5250,000 for We total s irpiaded in the anent period closing value. • For TFY services: Cal 844412-0986 or from outside clams for cas0 explanatory brochure amiable upon • Achieve Capital Appreciation: Investments seeking the US Call201-352-1495 growth of onePal(Awe than the generation of Una* information • In case of errors a cueslions about an electronic request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular income. For *take, information on the Finis lading practices lords transfer (UM bill payment or UBS Vide debit • Procter* Combination ofIncome and Capital tad disc Mutes refer to your Client Rolatromhp cad transactions, cal 800-762-1000. or write to UBS capathy. The Firm, together with certain athletes, has also Appreciation Investments seeking both the generation Agreement or Account Agreement and the General F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. of income and growth of principal. Terms and Condition; Les Statement of Credit Practices Weehawken, id 07086, Attn: RIMISSA Services. purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under available in Apeements andDiscbsures at this protection is SSOO million as of December 10, 2019. Overall risk profilea www rib conslankarrstranchurros Call or write as Won as you can, 4 you think ma, • Consenweve. Seeks to mantas nelal prin.* with statement a receipt is wag or e you need more Wane to the policy condiions and lititaicen, cash at information Seoul a transfer on the sinners a theFinn es aster protected fa up to 11.9 minim in tie bw Sc and wink to the account overall, even if we've The Fern a Card bluer (as appkable) must for at your account held in a particular that mum the secant does not generate signifiers SDNY_GM_00009890 CONFIDENTIAL EFTA01597557 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9891 CONFIDENTIAL EFTA01597558 Retirement Account IRS Financial Services Inc. Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 March 2020 ANP2006593671 0320 X14 YI 0 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL IRA BOSTON MA 02114-3252 Friendly account name: Ingiv: IRA Account type: rdrvidual Retirement Account Account number: Your Financial Advisor. SCOTT STACK. MAN LYLE CASRIEL Phone Questions about your statement? Value of your account Call your Financial advisor or the on February 28 (1) on March 31 (S) RMA Resourceline at 800-RMA-1000, Your assets 59,035.68 59,037.80 account 029023697. Your liabilities 0.00 0.00 Visit our website: Value of your account $59,035.68 $59,037.80 www.ubs.cornifinancialseivices items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from wevw.annualcreditreport.com Tracking the value of your account during 2020 *rue of your account S Thousands at year end 2019 159,03064 Your investment return: Dividend and interest income 47.16 Change in market vane 4000 Ifelue of yow account on Mar 31, 2020 SS9,037.80 Dec 2014 Dec 2015 Dec 2016 Dec 20t 7 Dec 2018 Dec 2019 Feb 2020 Mal 2020 SDNY GM 00009892 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597559 Account name: GHISLAINE MAXWELL IRA Your rimodal Advisor: UBS Resource Management Account March 2U..0 Friendly account name:Ind:v. IRA Account type: Individual Retirement Account SCOTT STACKMANLYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of March 31 (1) your account cash and money balances Cash and money balances may include A 59,037.80 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account. UBS FpC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important in formabon D Fixed income 0.00 0 00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 000 0 00% Total assets 159,03710 100.00% A Value of your account $59,037.80 Eye on the markets Percentage change Index March 2020 Year to date 58P 500 -12.35% -19.60% Russell 3000 -13.75% -20.90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S Aggregate Bond Index -0.59% 3.15% Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.99% ....._GM_000098§59* 2 of 6 CONFIDENTIAL EFTA01597560 Your Flnamdd Advisor: sUBS Account name: GHISLAINE MAXWELL IRA Resource Management Account Friendly account name: Indio IRA SCOTT STACK MANLYLE CASRIEL March 2020 Account type: ti idwidual Retirement ACCOunt Account number Change in the value of your account Cash activity summary March 2020 (1) Year to date (1) See Account a Witythit month foe deals. Balances in your Sweep Opti ors are includes:1MM* opening aid closing balances value. FDIC insurance applies to deposits at UBS Bank USA and as banks participating in the UBS FDIC Insured Deposit Frogan. It does not apply to deposits al Via AG. stated Wench SIPC Opening account value $59,035.68 $59,030.64 protection apples to money market sweep fund hddings but ra bank deposits. Seelmportant information 'boot your stotemerk on the last two pages d this document for calls. Dividend and interest income 212 716 Mardi 2020 (1) Year to date (1) Closing account value $59,037.80 $59,037.80 Opening balances $59,035.68 $59,030.64 Additions Dividend and interest income earned Dividend and interest income 2.12 7.16 Foe purposes of tHs statement, (stability of interest sal dvldend Income has been determined from a US Total additions $2.12 $7.16 tar reporting perspective. Based upon the residence of the account holder, account type, or product type, some Interest Ada dvidend payment may not be Subject to United States aced Puede RICO (PR) Income tares. The dent montivy steremem is not intended 10 be used and Carnal De retied upon for la Net cash flow $2.12 $7.16 purposes Cheats should refer to the applicatle Is reporting loans they receive from MS amually, such as the Forrns 1099 and the Fairs 480, for tar reporting information. It is the practice of UBS to file the Closing balances $59,037.80 $59,037.80 epolicatk tar reporting forms with the US Internal Revenue Service and PR Treasury Department. and In such forms accurately classify dale nds ardor interest star maid or taxable income. Please consult your Indridual tax prepare:. UBS Bank USA Deposit Account APY March 2020 al Year to date CP Interest period Feb 7 - Mar 5 Interest 2.12 5.08 Opening UBS Bank USA Deposit balance Feb 7 $59,035.68 Total current year $2.12 $5.08 Closing UBS Bank USA Deposit balance Mar 5 $59,037.80 Prix year adjustment 0.00 2.08 Number of days in interest period 28 Total dividend & interest $2.12 $7.16 Average daily balance $59,035.68 Interest earned $2.12 Annual percentage yield earned 0.05% SDNY GM 00009894 Page 3 of 6 CONFIDENTIAL EFTA01597561 SUBS Resource Management Account March 2020 Account name: GI4SLAPIE MAXWELL IRA Friendly account nanw:Indiv IRA Account type: Account number Individual Retirement Account Your Pi needel Advisor. SCOTT STACKMAFILYLECASRIEL Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. Retirement services information Beneficiaries you've named for this account The beneficiaries i.sted oeicnie reflect the information in our records as of the end of this statement period if this information is not correct, or you wish to change your beneficiaries, please contact yotr Financial Advisor. Beneficiary changes are not effective unless you give them to us in writing and we accept them, if you Imre in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Katie Vaughan-Edwards (100.00%) opooggefifie 4 of 6 CONFIDENTIAL EFTA01597562 $UBS Account name: GHISLAINE MAXWELL IRA Resource Management Account Your Mnandal Advisor: Friendly account name:Indiv: IRA SCOTT STACKMANLYLE CASRIEL March 2020 Account type: Individual Retirement Account 212.821-7000P 800.308.3140 Account number Your assets Sane prices, income and current vdues sham may be apprommale As a itsull. gains and losses niay not be accurately reflected. See important information about your statement a the end of this docume M f more information. Cash Cash and money balances Cash and money baiarxes may inductcte available cash balances, UBS Bank USA &posit account balances, U85 Bank USA and all UBS FDIC InsUltd Program Bank deposit account baances are insured by the FDIC Ml it UBS FDIC Insured ProgramBank &dances. U85 AG Stamford Branch deposit account balances and money applicable I iMts, but are not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured market mutual fund sweep balances. by FDIC and are not protected by 51K Money market sweep balances are protected by 51K but are nol insured by the FCC. See the important information about dour statement at the end of this document for details about that balances Doering baatve CIOSing bdaae Peep per Share Average DeadendInterest Days rico no on Mar 1 (5) on Mar 31 (1) on Mai 31 (t) rate period penal Cab amount (S) UBS BANK USA DEP ACCT 59,035.68 59,037.80 250,000.00 Your total assets Percentage of Cost Estimated Unrealized value on Mat 31 (S) sour account basis (S) annual income (5) on or losS (5) Cash Cash and money balances 59.037.80 100.00% 59,037.80 Total $59,037.80 100.00% $59,037.80 Account activity this month Date Amoy Description Amount (5) Dividend and interest income interest Mar 6 Interest UB5 BANK USA DEPOSIT ACCOUNT AS OF 0310920 2.12 Total interest $2.12 Total dividend and interest income 52.12 Oat DeSaiplion Amount (t) Money balance activities Feb 28 Balance forward $59,035.68 Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0310920 2.12 Mar 31 Closing UBS Bank USA Deposit Account S59,037.80 C GM 00009896 Page 5 of 6 CONFIDENTIAL EFTA01597563 *UBS Your notes _._0000s... of 6 Erd of sutement far account number VI 2369] 55 CONFIDENTIAL EFTA01597564 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial hear from ycuno later than 60 days after the Firm capacity. A fug copy of the polio; wadng is availitile income or reams and may not keep pace web e a mutter of all prixipal snaky, convey* tent you the fret statement on which the east or soon reams. inflation andoptions exchanges UBS Financial Services and UBS pobtem appeared. • Moderate: Waling to accept sane risk to principal and Bank USA are indirect absklaies of 1185 AG and — Provide you- name ad account number (4 any). Nether fie SIPC protection nor the supplemental tolerate some volality to seek higher returns affiliates of LEG Stones U.C. 71* f inn's financial — Dew be Ow OfRN or IS trend., you se insure protection appear to: • Aggresske: Willing to except hit risk to primeval and statement is available eon request. the Fire's execute* about, and avian as clearly as you can why you • Certain financial assets controlled by (and ixbded in Offices are at: bit,nob, to seek highMUTH Over time. believe it is an error a why you MOO more your account value) but held away from UBS TillterCig • franostawnt Welly Conaeleration: If selected a information. Services. For Nam* certain (0 insurance prodals. portion of the portfolio for That acorn may include UBS Finarxial Services Sex. — Provide the dolt. amount of the suspected error. inducing variable ama(n. and 6i) shares of mie* COrnplex strategies, limited liquidly and greater 1200 Harbor Boulevard funds registered in the name of the axon holder on wish*. Weehawken NJ 07086 The Firma Cad Issuer will investigate yam complaint the books of the issuer or transfer egad; and will correct ay error premptly for akged errors • hvestment 0:Orates or mestment interests W.g., Statement "bouseltoldiror This statement represents the onbr officialrecord of you. Solving UBS Visandebi cad transactions 4 we take Imbed partnerships and private placements) that are We may consoMiate d1related account statements wFh Les Financial Services account. Critter records, /wept more than 10 busiest days to do this, we will anti not matured under the Securities Act of 1933; the same address in the same eriveksw• e g. because official lac documents, contanng confiding data should you accord la lho renoun you think is in error. so that • Cannodities convects (e.g., foreign exchange and they have owners who also mantas joie accent roe be relied upon. Ilyou be4eve there ban error a you will have the use of the money during the tine it precious metal contracts). includig 'utast contracts relarionships mth other clients at the same acidness. tf ornesion, please report it immediately in twin; to the takes us to complete 02 inniligaton. and cornualty opal contracts, you prefer to receive ndividual statements mailed n Branch Manager of the office serving your account. • Societies on loan toU85 Ft-uncial Services; and separate envelopes, yo., May decline househokkg by Please make all checks payable lo the Firm or the • Depose accounts (except owlif juges of &Pail) at 1.85 Clang your Financial Advisor. Altough all lives shown re intended to be accurate, financial rindul6n indicated on the front of this Bank USA, UM AG U.S. branches and barks in the statement data shouldnot be used for to purposes. Rey statement In addition to regular account fees, accounts FDIC Insured Deposit Progran. Friendly account name sold/ on yearend lax kerns 6.4., form 1099, 5498, may be selaret to mantenarce fees charges for late The SIPC protection and the suppler/mut protection do The Friendly account fume is a customizable 'tn.:knave' 10425, etc) when preparing your tat return. The Fern 6 payment for securities purchases and charges fa tread not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. redired by law to report to the IRS all taxable dnidords, amounts n cash accounts. Accounts that are transferred on you statements. The SiC WOLKtion and the his no legal effect on your account, is not intended to reportable ma-taxable dividends and laxable interest to other nStiluICOS my be subject to a transfer fee. supplemental protection do not protect against changes felled ay strte9Y. Product recceemendanon. end on secants hey rerun recant net proceeds in the maket value of you investments (whether as a imatment objective a risk prof de associated virki you- on sale tunsactons, and cost basis on erten covered MS Sweep Options result of market movement issuer bankruptcy a rau -its. and is not a promise a garnet leat we*, seasities UBS often options for sweepreg cash balances to bark otherwise). or any I inancia results. can or MI6. achieved. All deposit accants at nasalhated banks and affiliated investment. extant the risk of Ion, nicking the risk of Cconmunications with the Firm banks and money market mutual funds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. You can change your • Rene re-corium any oral communkations n writing Deposit accounts at IBS Bat USA and non-affiated Thi price reflected is an average prof You may °blew, Bendy account names through Online Services a by to further primed your rights, including your rights banks panicipaing en the UBS FDIC-mused Deposit the smut price from you Financial Adviser. Only whole contacting your Financial Advisor. under the Securities investor Protection Act OSA). Program are FDIC-insured it accordance with FDIC rules. shares are purchased under DRIP: Pantie' thaw will be • I the fmanc 41intaution on the icy lett of the Had For mat Hamelkm, plena visit nwm.fde.gay. Deposit std and the cash wit be deposited in you accost The Apeman overview of this statement isnot Les Financial Services. tEl accounts at UBS AG Stamford Branch and shares of dmidendreenestment price supplied by the issuer may • Value of yeas wountIportiofica Net of assets and Financial Services carries your account as clearing Money Funds are not nandby the FDIC. differ from the mark* price at which Ow partial sham liabilities baker by aerangement with the indicated Praeution are sold. • Assets Includes available cash balances, values for We Wormed you of this relationshb when you Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. restricted security test X and Global Time DIPOSPS, opened this accost. In the cases your funds aid Cash•intieu Accord Protector below. trstalinsi mats 10 market and certain assets rot held seasities are located at UBS Financial Services and rot Only whole unks maybe held in yaw account. F you are by the Fim. Does not nciacie °flatted securitieseassets the nvolaceg broker, rd you mist nuke a report entitled a aomi* inil m a result of a dividend paymenl at the end of the pea and turn stateerent periods. or of an/ error a mown to both fns. t an you rapist, tames in the bark deposes may be or otherwise, the Firm will ether sea panel Waif at private ilVOSITOMS, invested gock options and • As desorbed n the accornt evieents, youmust wridrann. ad shares of a Money Fund may be market p-ice a accept an mart deterrrelvd by a ...tut* stock options. realityus of any *nal or fraud involving checks liaidated• end the proceeds retuned to you or you- registered <burg agency, and credit you account. sectritin account. • Saul Nelda debit balances, cutsundrg margin reflected onput statement with:" 30 days after it was mailed or made mutable. bas. credit lie, short *cant balances Father Samson about available sweep options, Investanent objective, • Cashmoney balances Total of uninvested available • Please direct custom& carotenes or inzuries to the The i'westrnent objeclires and risk profile are specific to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 roludng current interest rates and yields. is avaeable* each account and may vary between you- accanh. www.uas comrsweepyields, from yam P nand* Advisor napallikatecl banks, ad money market naval fund a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. Please arise the frill(WWI* in renting of ay sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 a. by calIng 8C0-762-1000. significant change in your financial situation or f inancul Service IN.. Client Relations Department NoniCorrrnOdey free credit balances in yaw *cart ate investment objectives. For each account helot you not segegated from other balances and the Fen may P.O. Bar 766 Union City, ha 07067. UN Financial Services account protection choose one of the following invntment objectives: The Finn is of the Securein investor Protection use any rid these funds in the ordinay passe of its • All statements shall be deemed comp** and accuse • Produce Current Income- Investments *Sig the tans Mow find, re payable upon your Bernard 4 not objected to itwaiirng within 60 days Corporation (sro, which protects sea:rein customen generation of income only. of is frherberS up to 1%4000 tindading 5250,000 for We total s irpiaded in the anent period closing value. • For TFY services: Cal 844412-0986 or from outside clams for cas0 explanatory brochure amiable upon • Achieve Capital Appreciation: Investments seeking the US Call201-352-1495 growth of onePal(Awe than the generation of Una* information • In case of errors a cueslions about an electronic request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular income. For *take, information on the Finis lading practices lords transfer (UM bill payment or UBS Vide debit • Procter* Combination ofIncome and Capital tad disc Mutes refer to your Client Rolatromhp cad transactions, cal 800-762-1000. or write to UBS capathy. The Firm, together with certain athletes, has also Appreciation Investments seeking both the generation Agreement or Account Agreement and the General F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. of income and growth of principal. Terms and Condition; Les Statement of Credit Practices Weehawken, id 07086, Attn: RIMISSA Services. purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under available in Apeements andDiscbsures at this protection is SSOO million as of December 10, 2019. Overall risk profilea www rib conslankarrstranchurros Call or write as Won as you can, 4 you think ma, • Consenweve. Seeks to mantas nelal prin.* with statement a receipt is wag or e you need more Wane to the policy condiions and lititaicen, cash at information Seoul a transfer on the sinners a theFinn es aster protected fa up to 11.9 minim in tie bw Sc and wink to the account overall, even if we've The Fern a Card bluer (as appkable) must for at your account held in a particular that mum the secant does not generate signifiers SDNY_GM_00009898 CONFIDENTIAL EFTA01597565 Important information about your statement (continued) Yeer assets — For Cattail seasin trading in non-ccedorming • Est. (estimated) income, current yields and rates — Our affiliated also receive wading torrmission at, Vow statement «Mtn senates and other assets held denominations, oice and quantity (Ise vale) may An estimate of anal ixeme in baseden current other compered«, from mutual funds and 'mutant* in the accant at the end of the garner* period. You have been adjusted to facilitate pope valuation. dividend and nterest rates, assuming the securities will compties whose products we destrbute. may ask for delivery of fully pad moieties at ay tine. To obtin cement yttalkris, when ab'klt>5.. contact be hell For are yes from statement date or until — We receive oxtur' Mexican fromUK Bak USA (IBS You may receive ACLOban used as loan consent after yos Financial Ades«. tnatunty. This eninne e CV* a gulcielne; accuracy AO Stamford Branch and nen.alf dieted barks prong any balance cis on them. Any securities and continued income are not guaranteed. trough our cash sweep program. This fransferred to the Fim dreg the statement period are • PrivMe investments and ~owed products. — Estimated anal nine red current yield for angensatim may beam:me* per accoune fee cr listed at market value as of the end of the statement Private Mess-rent securities (iicbding arm1 certain types of mashes could include a return of may be a percentage of average daily deposit period. yachted«, program and real estate investment trust principal or capital gates in Mich case the est. balances. • Cost bob. In deenninirg the cosi bases of the waxers) and structured prodats are generate/hip, income (and current WHO would be overstated. se:tribes included in this statement where Missed egad Certain structredproisis have not been — Estimated seal income and current yield and the Activity wit the number I: UBS F natal Senkel has tehed registered web the Securities and Exchange actual interne and yield might be lower or higher Information regarding commissions and other Marge an information obtained from soirees «her than LOS Commission« under ary state securities laws. We than the estimated anoints. incurred in «resection with tie execution of tried«, Financial Seek«, ircktling blonnalion from another provide estimated verses for prince investment — An enmat of annualized iXOme (drvidend anda includng opt ion transactions has been included on lent or that you may have peoided to you Financial smut« and structured products for reormalional interest) carded by the current market confirmations previously furnished to you, and will be Advice The Finn does not indeperdstly verya isy. Accuracy is not quararneed. valaraverage balance is based on the last dividend provided to youProvoy on rectast. garnet the wry er validity of my intermit:xi provided by sources other than LES Financial Services. = vales maydiffer stbstaniially from vices, or needs' payment made by the ewer and Short setting any. at which a private nvestment secudya MOM the seasities1~ will be held for ore h ackliion, although LEK Financial Senices generally structured«odd maybe bosegel or sold and do yea from the statement dale or untl maturity. If you ae engaged n short seang a weeny. you may sextets this reformation as it is received, the Fern r*IreCeS•3.4 represet the va yva may receive Accuracy ad canned yield are not oranteed. ncur a charge due to teman barowng costs fa that does rot osade any assurances that elfe information upon liquidation, Paticutr waxily ender -Cost bask- rd 'termite« gas-flow * — Thrd party estivate, of value are as of a certain • Assets not held by UPS financial Services. Cenan rune as of the date of this statemere. As such, date and se supplied to UBSFnatial Sentes on a assets are not held by the Fin, and not wither the Open orders Please do woe rely on this information to make rotas basis by an independent valuation Inn, Inn's possession or control. Then assets are Regarding open or "cnochtilicancellee orders that orchaw or sale decisions, for tar purposes « — issuer, general partner ar spans« estimated valet displayed on yet: slatenwra for reformational were rat execaed by the suternere date open buy and Atle t w.,e. Accounts transferred to the Fin. may ay, are ~fed to fie Firm by the issuer. purposes only. Positions and vales presented are sea stop orders se reduced by the anoint of dnidends ref Sect gareloss l onnaiion only for the period of general partner or sponsor and may be calculated provided by te stung lim UBS Fnancial Services is or rights on an ex.diedendo or ex-rights date unless tine they se the Fem. More historical based on different information fram that used by not respOrmble for this irecnnator and does not instructed otherwise by you. You se responsbie for information can be added by your Financial Advisor. third polin to derive their tamale! values. guarantee its accuracy. These assets se not protected orders that se executed da to your failure to cancel • Untealind Oneness« When data is available, — You can obtain additional information regarding by SIPC or the firMs sugMernemal 51K coverage. existing open ceders. «tinted 'reedited gent/losses are calculated for the methabbger used to determine the estimate of rdividal security lots. The transaction data for yake and tee date of the information that is the • Revere sharing and additional compensation. Privacy ndOicbal bts may or mynt reflect canmisMns, basis for the estimate by contactingyour Financial - h ~ice to <tanks:xis on sales ad 12b.1 fees To obtain a copy of as current Client Privacy Notice. doges anda security reorganization rents. Advisor. toe .« in connedon rah the distrbAion of mutual please contact $4.t inesten Advisor or Writ at webs« Dedend and other ?investment lots and systematic — Third party estimated vies may bereflected as funds to our clients we tdor our atfiLate receive at wwwuros roinforivsvoolev. lcuNIVW lots re each combined to diplag one 'Not priced' in several situations: when en reverie tang~ern from distrbuton anda — U3S Financial Services is rot a bark. The RMA, Business averaged lot, the 'Trade date' colunn presents the • dent valuation lam has not supplied a is advisers of the ram« funds that we sell. These Services Account BSA and IRMA se brokerage original transaction wade date. unable lo assign a vala. when we become aware amounts se based on two dfferent corrpoents: xcounts whch pro de access to barking services and • Callable mositles Bonds and seemed stock that that a material event has occifrod But may call a the amiss of sales by LES of a particular mama products (fint arrangements with affiliated banks the issuer <as for eabr redemption wilt selected pfeWauSbi crooned valw bhp queSten, a *hen a find famity b our clients; and og the asset vale of a and other IMO-patty barks, and recedes access to niparbaly by lot from among atl secure« of that value would be highly speculative due to te nature particular mutual fund lanilys shares held at the insurance and enmity produces issued by unaffiliated 65L. held in our none or n nominee name för cat of the security. I rm. ihirdparty estate ~panes trout insurance clients. Call lease information is obtained from third — When nester an issuer, general partner or sponsor - We and our affiliate also receive networking and agency subsidaries of UBS Financial Semites li c. patties and its accuracy is not guaranteed. Otis call «tenet« value (ye a dud-party estimated sake is cant« prixesung fees n consideration for tanter — investment, «urn«, and arnuey pedals. features may exist which avid /fed yield; complete provided, the yam of te security sed be Miners agent wrists that we provide to the mutual funds — Not FIX insured • No bark guarantee* May bese vise Morrnation MI be provided upon request- from its puchase price Those fees generals are paid from investor mom in — MIA Inane Maragemmt Account Business • Peke/value. Pricesdisplayed la secure« and other — terbutons to date' my ridode mumof tre ~ma fund and seabed dollar amount based Services Account BSA, IRMA and international Resource products maybe higher or lower than the price that capital, income or both on the number of scouts at the booker-dealer Management Account re registered service mats of you would actually teethe in the market. Prices re — unit size' represents the inel offering holding mutual funds of that fend family. U3S FrunCial Sentient. obtained from varicas tend party sources whit we Price per IWO and ma/ not reflect your cost basis - h ackfaion to commissions roeked inn:minion — YEA is a registered tademalc owned by Visa believe to be reliable. but we do not guarantee thee — DPP and wanted REP securities are not listed cc a wilh the tale or distrbut« of airway tamratts and hteniattnal Service Association and used un der Amory. national securities meange and are generally unit rnestrnent trust cases to our deems, we sofa lone_ The LOS Via O1951 cads and the LOS Visa — We genera, use tie closing price when anti* ce illiquid and even 1 they can be sold. the price or affiliate 'Weive rewrap sharing ~Mahon debit cards are issued by UK Bait USA with the mean of the bid and ask vices ta listed received may be less tan the per spire estmaled from many of the nsurance companies triderwriteg Permits«, from Visa U.S.A. InCerporaled. All other securities and options «cob, bid prices for OTC value eroded in the accoura statement. the a-nuity contracts, afMates of the insane trademalek registered uslemsks, service mats ad marines. companies or sporron of the use Steamer* trusts registered some mans are of their respective — Less actkebtrackd securities maybe priced using a • Refuted securities. Restricted securities genera»), we ditbute. companies. valuation model a the most recent price we se not currently elgble to pubsc sale tas Financial - h skftion to commissions received from the obtained and may not reflect an actual market price Services uses the market price of the urrestrcted stock purchase and sale of NextShares hinds we ardor our UPS financial Services Inc. Rev. 202002 or vabe. of the same issuer a an ',puled value for the affiliate receive an asset-based revenue sharing — Cotan posetben may appear *Shot a price rid restricted stork for porpons of this garment only. To payment from Meager*. distifxsion. as ma as will stow apeke was not available' if we cue the wont that restricted securities se elighe for sale, funding for 'ethnology development trainig rd enable to obtain a price for a security. he vat» received may be tubstantially fen than the eduction. — Deposits or securities denominated n currencies Mputed vase shown. other than U.S. dallans re reflected at the enshage rate as el de statement date. SDNY_GM_00009899 CONFIDENTIAL EFTA01597566 Retirement Account UBS Financial Services Inc Private Wealth Management 4tUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 April 2020 ANP70056194390420 Y1 0 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL IRA BOSTON MA 02114-3252 Friendly account name: Indio: IRA Account type: Individual Retirement Account Account number. Your Financial Advisor: SCOTT STACK MAN/LYLE CASRIEL Phone Questions about your statement? Value of your account Call you. Financial Advisor or the on March 31 (5) on April 30 (1) RMA Resourceline at 800-RMA-1000, Your assets 59,037.80 59,038. 44 account 029023697. Your liabilities 0.00 0.00 Visit our website: Value of your account S59,037.80 $59,038.44 www.ubs.cornifinancialservices Items for your attention RMElis for IRA owners and beneficiaries are not required for 2020 due to the Sources of your account growth CARES Act. Contact your Financial Advisor if you want to modify your previously scheduled RMD payments Tracking the value of your account during l020 Value of your account Thousands at yea end 2019 S59,030.64 Your imestrnent return: 570 570 572 57 7 531 590 59.0 59.0 Dividend and • • • • • • interest income 47.80 Change in market value 4000 Value of your account oft Apr 30, 2020 SS:9,038.44 Dec 2014 Dec 2015 De< 2016 Dec 2017 Dec 2018 Dec 7019 M 2020 Api 2070 SDNY GM 00009900 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597567 Account name: GHISLAINE MAXWELL IRA UBS Resource Management Account April2020 Friendly account name: Indir IRA Account type: Individual Retirement Account YourPimodal Advisor: SCOTT STACKMAFILYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of April 30 a) your account Cash and money balances 59,038.44 • Cash and money balances may include A 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important in formabon D Foxed income 0.00 0.00% about your statement on the last two pages of this statement for detail about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 000 0 00% Total assets 159,038.44 100.00% A Value of your account $59,038.44 Eye on the markets Percentage change Index April 2020 Year to date SW 500 12.82% -9.29% Russell 3000 13.24% -10.42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index 1 78% 4.98% Interest rates on April 30, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.33% GM 0000909' 2 of 6 CONFIDENTIAL EFTA01597568 Resource Management Account Account name: GHISLAINE MAXWELL IRA Your Nmedal Advisor: f*UBS April 2020 Friendly account name: Account type: Account number. IRA Individual Retirement Account SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary Aprd 2020 (V Year tO Pia te ($) See Account activity this month lot deists. el/3MM in your Sweep Options are indudedin the cpenng and closingb.:lances vaue. FDIC insurance applies to deposits at UBS Bank USA and al banks participatirg in the UBS FDIC Insured Deposit nevem. it does not apply to deposes al IRS AG, Stanford Branch SIPC Opening account value $59,037.80 $59,030.64 protection apples to money market sweep I und holdirgs but rot bane deposits. SeeImportant infoematbn abaft your statement on the tat two pages ce this document for detals. Dividend and interest income 0.64 780 Apnl 2020 (5) Year Iodate(%) Closing account value $59,038.44 $59,038.44 Opening balances $59,037.80 $59,030.64 Additions Dividend and interest income earned Dividend and interest income 0.64 7.80 Foe purposes of Ws statement, taatrity of wittiest and derdend Income has been deterrnned le= a US Total additions $0.64 $7.80 tar reporting perspective. Based upon the residence of the account holder, account t)pe, or product type, sane Interest andor dividend payments may not be subleCt to united states (US) ander Puerto RICO (PR) Income tares, The (bent monthly statement is not intended to be used aid Cannot be relied upon for lac Net cash flow $0.64 $7.80 purposes Clients should tar to the applicable lag reporting forms they receive flan U85 annually, such as the Forms 1099 and the Forma 480, for tax reporting information. It is the practice of UBS to file the Closing balances $59,038.44 $59,038.44 applicable la reporting forms with the US interns' Revenue Service and PR Treasury Department, and in such forms accurately clasify dividends ands interest as tax exempt or tagable income. Please consult your indvidual tax Prepare, UBS Bank USA Deposit Account APY April 2020 IS) Year to date (4) Interest period Mar 6 - Apr 6 Interest 0.64 5 72 Opening UBS Bank USA Deposit balance Mar 6 859,037.80 Total current year $0.64 $5.72 Closing UBS Bank USA Deposit balance Apr 6 859,038.44 Prior year adjustment 0.00 2.08 Number of days in interest period 32 Total dividend & interest $0.64 $7.80 Average daily balance 859,037.80 Interest earned 80.64 Annual percentage ye Id earned 0.01% SDNY GM 00009902 Page 3 of 6 CONFIDENTIAL EFTA01597569 Resource Management Account Account name: GHISLAINE MAXWELL IRA UBS April 202U Friendly account name:Indiv. IRA Account type: Individual Retirement Account Your Pi model Advisor•. SCOTT STACKMAIILYLECASIVEL Account number Your investment objectives: You have identified the following investment objectives for this account If you haw• questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor of Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Service Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. GM_000099ten 4 of 6 CONFIDENTIAL EFTA01597570 Account name: GHISLAINE MAXWELL IRA Resource Management Account Your Nnandal Advisor: Friendly account name: Indiv. IRA 4tUBS April 2020 Account type: Account number. ii.,J.vidual Retirement Account SCOTT STACKMANTLYLE CASRIEL 2I2-821-700800-30&3l 40 Your assets Some prices, income and current values show, may be apprournse As a result. gains and losses may not be accurately reflected. See Important Information about your statement a the end of this cocumem for more inlomaton. Cash Cash and money balances Cash and money balances may inductcte available cash balances, UBS Bank USA &posit account balances, UBS Bank USA and all UBS FDIC Insured Rogan Bank deposit Scant baances are insured by the FDIC Mthin UBS FDIC Insured Pro7art Bank &lances. UBS AG Stamford Branch deposit account blarces and money applicable I iMts, but are not protected by 9PC. LYE'S AG Stanford Branch deposit account balances are not insured market mutual fund sweep balances. by FDIC and se not protected by SIPC Money market sweep balances are protected by 51K but are not Insured by the FCC. See the important *Momanon about your statement at the end of do document for details about those balances Cpering bSaXe CIOSing balanCe Pnce per share Average Deddend Interest Dais in acid ng on Apr 1 (I) on Apr 30 (1) on Ape 30 (1) rate period woo Cep amount (1) UBS BANK USA DEP ACCT 59,037.80 59,038.44 250,000.00 Your total assets Percentage of Cost Estimated Unrealized Value on Apr 30 (1) your account basis (1) annual income (1) gan or Pss (1) Cash Cash and money balances 59.030.44 100.00% 59,038.44 Total $59,038.44 100.00% $59,038.44 Account activity this month Date Acinity Description Amount (S) Dividend and interest income interest Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/0920 0.64 Total interest $0.64 Total dividend and interest income $0.64 Dare Desalt:son Amount (S) Money balance activities Mar 31 Balance forward $59,037.80 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04/06/20 0.64 Apr 30 Closing UBS Bank USA Deposit Account $59,038.44 SDNY GM 00009904 Page S of 6 CONFIDENTIAL EFTA01597571 *UBS Your notes ..., 000300.9....1 , 695, .000.0.00305, 500., ,369,50,,,,,, G. 00009.g5 6 of 6 CONFIDENTIAL EFTA01597572 Important information about your statement UPS Financial Services hc. (the Firma (13S Financial hear from youno later than 60 days after the Firm capacity. A feel copy of the polio; wading is mailable income or reams and cannot keep pace wdn Services), a a mutter of all prixipal mosey, covirnacky sent you the fist statement on which the not or Wen repast inflation andopt:xis excha-ges UBS Manual Services and UBS probiem appeared. • Moderate: voting to accept sane risk to princpal and Bark USA are i -direct abskloies of UB5 AG and — Provkle your name ad avant amber Of nry. Nether tie SIPC protection nor the vaplememal tolerate some volatlity to se* higher returns affiliates of tieSStosees U.C. IkeOkra's financial — Dewbete errs or IS Wander you re insure protection app to: • Aggressive: Willing to accept high risk to primeval and statement is available yam request. The Firm's execute* about, ad eaptin as clearly as you can why you • Cenan financial assets controlled by (and ixbded in knit anal, to seek hapretina over time offices are at: believe it is an error or why you need more you- account value) but held away from UBSFintrain • Monotone Ikarbaity Coraidernen: If selected. a information. ServiCeS. For exam* certain (0 insurance prods's. portion of the portfolio for that 'aws% may include UBS Maxis' Serve's lx. — Provide the dolls- amount of the suspected era. inducing variable amuites. and OD shares of rntrlual convex strategies, limited liquirky and germ 1200 Hata Boulevard funds registered nthe name of the account holder on volley*. Weehawken N107086 The Firma Cad Issuer will investigate you complaint the books of the issuer a transfer agerrJ; and will correct wry error promptly for akged errors • hvesunmt contracts or mestment Serest, (eg., Statement ahounheldince This statement represents the ony officialrecord of you inolving UBS Visandebi cad transactions. 4 we take Imbed partnerships ad private placements) that are We may consoktate d1telexed account statements with Les Financial Services account Other records, /wept more than 10 tuskless days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same e.g. because official tat documents, contanng coediting data should you account for the /mount you think is n errs, so that • Commodities convicts (e.g., foreign exchange and they have owners who also maintain joint accuse not be retied upon. 'fru beleve there is an error or you will have the use of the money during the tine it precious metal contracts). includig fines contracts reltionsheas web other clients at the same ackkess. °motion, please report it immediately in wren; to the takes us to complete cu Mintigaten. and cownolty open contracts you prefer to receive individual statements mated n Branch Manager of the office serving you account. • Sectrities on loan to UB5 Financial Services; and separate envelopes, you !My decline householdrg by Please make all checks payable lo the Finn or the • Depose accounts (excel °alif jute, of &Penh a ka5 (Ong yes Financial Advisor Although all lions shown re intended to be accurate, financial reldulal indicated on the front of this Bak USA, UM AG U.S. beaches and banks n the statement data shouldnot be used fa tat purposes. Rely statement In addition to regular account fees, accounts FDIC hosed Deposit Program. Friendly account name coley on yes-end lac kerns, 6.4., form 1099 1498, may be sehect to mantenerce feet charges for late The Slit protection and the supplemental prouder, do the Friendly account name es a custanizable 'in:knave' 10425, etc) whim preparing your tax return. the Fern payment for securities purchases and charges fa tread net apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeepig. rewired by law to report to the IRS all taxable drachm's. amounts n cash acca.nts. Accounts that are transferred on you naternerm. The SiC prOliCtiOrt and the Ns no legal effect on your account, is not intended to reportable ma-taxable dividends and taxable iterest to other nsteutOnS may be subject to a trawler fee. supplemental protection dorot protect against changes earned on secaties hey nyotr octant net proceeds reflect any strategy, product recommendation. n the market value of you invert/ins (whether as a immtment objective a risk prone associated wit your on sale turroadons, and cots basis on alien cowered UtS Sweep Options result of market movement rssuer bankruptcy a marsh and a not a promise a garnet that we*, seasilies UBS often options for sweep•-g cash balances to bark otherwise). or any financial results. can or willbe achieved. All deposit accounts at nernaHauted banks and *Mated irrontrfwits involve the risk of loss, ex LoIng the risk of Ccenmunications with the Firm banks arid money market moral hods (Money Funds). Dividend Reinvestment Programs (DRIP) loss of the erilie investment. You can change your • Flease recorsrerrn any oral corrwunicatens n writing Deposit accounts at IBS Bent USA and nonaffiated Th. price reflected is an average farce. You may obtain Freenoly accuse names through Online Services or by to further protect your rights, including your rights banks panic:pang ruhe UBS FDIC-ensued Deposit the actual price from you Financial Adviscr. Orib *hole contacting your Financial Advisor. under the Securities Mesta Protection Act OSA). Program are FDIC-insured in accordance with FDIC rubs. shares are purchased under DRIP; patial shares will be • I the &lancer iwaution on th• icp lett of the Has Fa mat ilfarnal kin. please visit twmv.fd'agart Deposit ?IA and the cash will be deposited in you account. The Account overview of this statement isnot Les Financial Services. llIS accounts at UBS AG Stamford Branch and shares of dividend reimestment price supplied by the issuer may • Value of Oaf awoundporti]afid Net of assets and Financial Services carries your account a clearing Money Funds we not iv-redby the FDK. differ from the market price at which the partial shares liabilities booker by airangement with the indicated nraittilicm are sold. • Assets Includes available cash balances, vakes for We Wormed you of this relationshb Mon you Birk deposits an not protected by WC. Money Find shove are protected by Slit See -UBS Fnancid Services restricted security (est), and Global Time DIPOWS, opened this !Can. In the case your tads and Cashith4eu Account Protects:re below. La-realized mans to market and certain assets rot held secants are located at UBS Financial Services and rot Cray whole tent maybe held in yak account. F you are by the Fins Does rat include °flatted securities( assets the irorookxrg broker, rd you must make a report 'flitted to a panial tnil as a result of a dividend payment as the end of the prior and 0.intit statement woods or of any error a mason to both frms. Upon you wryest balances in the bark deposes may be or °theorise, the Firm will ether 5(4' paid units at private "'vestments invested stock option and • As descrbed n the accent ny enures. youmust wackawn ad shares of a Money Fund may be market p-ice a accept an anon determined by a liaadated, and the proceeds returned to you or you imerciuble stock options. reedyus of any errors or fraud involving checks registered clearing agency, and credit you accost • Liables Vicledes debit balances cutsundng margin reflected on your statement with:" 30days after it was secuitin account. mailed a made amiable. Woe. Ueda Iae, short accent balances Putty Mammon about available sweep options, Imentnent objective; • Cashmoney balances Total 01 uninvested available • Please direct customer carolers or intones to the The inestment objectives ale risk profile are speed ic to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 roludng current interest rates and yields, a nobble* each account and may ray between you- accuses. wwwths comrsweepyields, from you F nand* Advise ncniallAwed hanks. and irony market naval had a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M Please atkvse the Feat prOrray in ranting of NV a by Nang KO-7621000. sweep balances, at the close of the statement prod. ET Monday through Friday. or in writi-g to 1.85 significant change in your financial situation or financial Service! he Client Relations Department Non•CorrrnOday free credit balances in your account are investment objectives. Foe each account held. You not segegwed from other balances and the Fern may P.O. Box 766 Union City, M 07087. UN Financial Services account protection choose one of the following investment objectives: The Firm is a member of the 5th-urges hostor Protection tae any rid these fords in the ordinay cone of its • All statements shall be deemed comp** and acorn • Produce Current Income- Investmeres seeking the banns These finds are payable upon your 4 not objected to in waiting within 60 days Corporation (sro, aid, protects securies custonon generation ca income only. of is marten up to 1500,000 (a:Wing 1250.000 for 11-es total is ircladed in the anent period closing value. • For TFY services: Cal 844412-0986 or from outside dams for cad) fonlanatory brochure amiable upon • Achieve Capital Appreciation: hvestrnints seeing the US CO201-332.1495 growth of rent Pal(Whet than the generation of tending infamation • h case of errors truant:7a about an electrak request a at wormNocorg. the SiC asset protection liras apply to al accounts that you hold in a particular income. For detailed rtormation an the Fi skndng practices firth transfer (U1), bill eminent or UM Visit debit • Produce Combination ofIncome and Capital arid disclosures, refer to your Client Rolstionshp card transactions, cal 800-262-1000 or write to UBS capacity. The Firm, together with certaM affilates,has also Appreciation Investments seekirg both the generation Agreement or Account Apwrnent and the General F rencial Services hc., 1000 Harbor Blvd, 6th floor. of mare and growth of principal. Toms and Conditions Les Statement of Credit Practices weehmlon. NI 07086, Attn: RMNSSA Serva4. pwchawd supplemental insuarxt the marinas, anew" payabte to al eligble dint collective& under mailable re Ageism errs andOath:urea a this protection a SSOOmillian as of Dearrber 10, 2019. Overall risk profifs' zetsw rib tom,men nfrliwkwgo. Call a write as soon as you can, if you think you COAS•sVaZiofr. Seeks to nunta'n ntial prixpul, with statement a recta 6 veaig or E you need more Weed to the palsy cordil ions and linitaiens, cash a • information tout a transfer an the siateriont a theFirm is further protected fa up to 519 million in the low Sc and totality to We account overall, even if receve. The Fan or Card bean (as appkable) must aggregate for all your accosts held in a parthaar that mien the account does not generate signifiers SDNY_GM_00009906 CONFIDENTIAL EFTA01597573 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 202002 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_00009907 CONFIDENTIAL EFTA01597574 Retirement Account 085 Financial Services Inc Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 May 2020 A1970054353710520 Y1 0 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL IRA BOSTON MA 02114-3252 Friendly account name: Indiv: IRA Account type: Individual Retirement Account Account number. Your financial Advisor. SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Value of your account Call your Financial Advisor or the on April 30 (4) on May 29 (3) RMA Resourceline at 800-RMA-1000, Your assets 59,038.44 59,039.04 account 029023697. Your liabilities 0.00 0.00 Visit our website: Value of your account $59.038A4 $59,039.04 www.ubs.comifinancialservices Items for your attention Help protect yourself from fraud and renew bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www.annualcreditreport.com Tracking the value of your account dining 2020 Value of your account S Thousands at year end 2019 359,030.64 Your investrnent return: 57.0 57.0 57.2 577 911 590 59.0 59.0 Dividend and • • • interest income S&40 Change in market value $000 Value of your account on May 29.2020 $59,039.06 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2016 Dec 2019 Apr 2020 May 2020 SDNY GM 00009908 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597575 Account name: GHISLAINIE MAXWELL IRA tat UBS Resource Management Account Friendly account name: Indiv. IRA Account type: Individual Retirement Account Your Fi needd Advisor: SCOT/ STACKMANILYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of May 29 a) your account Cash and money balances may include A Cash and money balances 59,039.04 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS /DC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important in formabon D Fixed income 0.00 0.00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $59,039.04 100.00% A Value of your account $59,039.04 Eye on the markets Percentage change Index May 2020 Year to date S&P 500 4.76% -4.97% Russell 3000 5.35% -5.63% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S. Aggregate Bond Index 0.47% 5.47% Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.18% GM 00009913%ge 2 of 6 CONFIDENTIAL EFTA01597576 Account name: GHISLAINE MAXWELL IRA Your Mnodal Advisor: Resource Management Account iSUBS May 2020 Friendly account name:Indt IRA Account type: Account number. individual Retirement ACCOunt SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary May 2020 (S) Year to date (I) See Account achtilty this month to. deists. Balances In your Sweep opti ors are indudedln the cpenrig and dosing balances vane. FDIC insurance apples to deposit at UBS Bank USA and al banks participating in the VIPS FDIC Insured Deposit Hogan. it does not apply to deposits al UBS AG, slanted Wench. SIPC Opening account value $59,038.44 $59,030.64 protection apples to money market sweep fund hcidings but rot bank deposits. Seelmportaot information about your ;grimed on the last two pages d this document for dills. Dividend and interest income 0.60 8.40 May 2020 (5) Year to date (I) Closing account value $59,039.04 $59,039.04 Opening balances $59,038.44 $59,030.64 Additions Dividend and interest income earned Dividend and interest income 0.60 8.40 Fos purposes of tHs statement tactility of interest and dvldend income h& been deterrnned from a US Total additions $0.60 $840 tar reporting perspective. Based upon the residence of the account holder, account hype, or product type, some imerest ender dvidend payments may not be Stitt to United States (US) area Petite RICO (PR) Net cash flow $0.60 Income tares. The client monthly statemeg is not intended to be used end carrot be relied upon for tax $8.40 purposes. Clients should reset to the applicatie lax reporting forms they nicely* Iron 1)85 amually, such as the Forms 1099 and the Farris 480. for tax reporting information. It is the practice of UBS to file the Closing balances $59,039.04 $59,039.04 applicatle la ripening forms SIh the US Internal Revenue Service and PR Treasury Department and In such forms accurately classify chide nds andfor interest a tax tarn& or taxable stare. Please consult your Indidual tax preparer. UBS Bank USA Deposit Account APY May 2020 al Year to date (S) Interest period Apr 7 - May 6 Interest 0.60 6.32 Opening UBS Bank USA Deposit balance Apr 7 $59,038.44 Total current year $0.60 $6.32 Closing UBS Bank USA Deposit balance May 6 $59,039.04 Prior year adjustment 0.00 2.08 Number of days in interest period 30 Total dividend & interest $0.60 $840 Average daily balance $59,038.44 Interest earned $0.60 Annual percentage yield earned 0.01% SDNY GM 00009910 Page 3 of 6 CONFIDENTIAL EFTA01597577 Resource Management Account Account name: GNISLAINE MAXWELL IRA Your fimodel Advisor•. et UBS May 2020 Friendly account name: Indiv IRA Account type: Individual Retirement Account SCOTT STACKMARELYLE CASRIEL Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about rot statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. A1_000094199, 4 of 6 CONFIDENTIAL EFTA01597578 Account name: GHISLAINE MAXWELL IRA Resource Management Account Your l9 needed Advisor: *UBS May 2020 Friendly account name: Indiv. IRA Account type: Account number ir dnedual Retirement Account SCOTT STACKNIANTLYLE CASRJEL 2I 2-821-7C00800-308-3I 40 Your assets Sane prices, income and current edits shown may be apt:row/We. As a left& gans and losses may not be accurately reflected. See important information about your statement a the end of tNs Uwe m tot more infamaton. Cash Cash and money balances Cash and money balances may taducle available cash balances, UBS Bank USA &pant account balances, U85 Bank USA and all U85 FDIC Insured Procysn Bank ckpart account Waxes are insured by the FDIC within UBS FDIC Insured Progran Bank &lances. U85 AG Stamford Branch deposit account Mayes and money applicable I inits, but are not protected by 9PC. U85 AG Stanford Branch deposit account Dances are not insured market mutual fund sweep balances. by FDIC and se not protected by 5IPC Money market sweep balances are protected by 51K but are not insured by the FDIC. See the Important informeon taboot your statement at the end of this document tor details about those terances Doering belasCe CIOSing balanCe Pace per share Average Deadend Interest Dal$ mud no on may 1 (1) on May 29 (1) on may 29(S) rate period penal UBS BANK USA DEP ACCT 59,038 44 59,039.04 Your total assets Percentage cr Cost Estimated Unrealized value on May 29 (1) your &count basis (1) annua income (1) gen or ioss CS/ Ca►h Cash and money balances 59.039.04 100.00% 59,039.04 Total S59,039.04 100.00% 559,039.04 Account activity this month Date Adenty Description Amount IS/ Dividend and interestincome interest May 7 Interest i. 8S BANK USA DEPOSIT ACCOUNT AS OF 090920 0.60 Total interest $0.60 Total dividend and interest income 50.60 Dar DeSOVICO amount (5) Money balance activities Apr 30 Balance forward $59,031.44 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906/20 0.60 May 29 Closing UBS Bank USA Deposit Account S59,039.04 SDNY GM 00009912 Page 5 of 6 CONFIDENTIAL EFTA01597579 *u[ls Your notes . 0000.g. 6 of 6 I 23697 55 CONFIDENTIAL EFTA01597580 Important information about your statement U26Financial Services trx. (the Firma 1185 Financial hear from yOun5 Iser than 60 days alter the Finn capacity. A fug copy of the polio; totting is available income or rears and may not keep pace web Services), is a member of all principal tensity, cownakty ma you the fist statement on ankh the error or won reMent. idlanan andWises exchanges. UBS Financial Services and UBS problem mowed. • Moderate; Wang to accept sane risk so princpal and Bark USA are 1-direct subsidiaries d 1185 AG and — Provide yaw name ad accost number Of ary). Neither the SOK protection nor the supplemental tolerate some volatlity to seek hag ter returns. affiliates of LEG Sautes U.C. MeFinn's financial — Desoto the emu or the transfer you se insure potation apply to: • Aggressive: Willing to accept high risk to primeval and statement is available won request. The Firm's mash* about. and ',plain as clearly as you can why you • Certain financial assets <carolled by (and ext.:led in high volatility to seek highkhan Over time °fleet a at: believe II is an aror orrew you rwedmore your account value) but held away from UBSFintecin • fnvestewnt Weary CormAlitratian: II selected, a information. Services. For earn* certain (0 insurance creak's, portion of the portfolio for that souk may aka& UBSFinarxial Swats lx. — Provide the dolls' amount of the suspected error. ixludrg variable anuities, and 6i) shares of mutual complex strategies, limited liquidity and greater 1200 Harbor Boulevard funds registered n the name of the accost holder on volatery. Weehawken. NI 07086 The Firm or Cad Issuer will investigate yaw complaint the books of the issuer or Vander are); and will correct wry error promptly for reamed tams • hyeStment contracts a nonlnient interests (e.g., Statement "howdy:oldInc This statement represents the ony officialrecord of you enoling thsa•deba cad transactions. 4 we take tented partnerships and private placements) that are We may Gene:Siete al felted account statements with Les Financial Services accost Other records, except more than 10 banes. days TO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope, e g. because official la. docunents, contanng conflating data should you soak for the amount you Oink if in (nor: so inn • Carmodnies contracts (e.g., foreign exchange and they have owners who also maintain jolt scant not be eked open. B you believe there tan error or you will have the use of the money during the tine it precious metal contracts), includig fusses contracts rebnenshipy yeah other clients at the sane acidness. ti omosion, claw report it immediately in roiling to the takes us to corrolete as iminegeten. and commodity option CMtlatts, you prefer to receive ndividual siemens mailed n Bunch Manager of the office serving your account. • Sects-nes ion loan toMG Fnaicial Services; and separate envelopes, you maydecline householdeg by Please male all checks payable to the Firm or the • Depose accosts (nonce cendicates of deposit) at U35 Clang your Financial Advisor. Although all figures shorn are mended to be accurate, financial nonuser) indicated on the front of this Bak USA, IRS AG U.S. branches and tarts in the statement data should not be used for tar purposes. key statement. In addition to regular account fees, accounts FDIC hared Deposit Program. Friendly =cowl name nosy on yearend lax kerns,* o., form 1099, SOS, may be abject to maintenance fees, charges for late the SIK protection and the suppler/mut protection do The Friendly account named a customizable •ricknarne 10425, etc.) when preparing your tar return. The Fern 6 payment for securities purchases and charges fa unpaid not apply to these assets even if they othuwise appear chosen by you to assist you with you recordkeeping. required by law to report to the IRS all taxable dnidere* arrelres n cash actants. Accosts that re transferred on you naternielf The SIK proliCtion text the Nis ra legal effort on your account, is not intended to reputable martnable dividends and tattle interest to other oviducts maymaybe subject w a transfer fee. supplemental protection do not protect against changes reflect any strategy, product recarrnerdation earned on secants held ripe scant net proceeds ei the makei rake of sax nvestments (whether as a bytytment objective or risk bolts associated we, yon on sale transactions, ad cost basis on coun covered UN Sweep Options result of market movement issuer bankruptcy or mounts, and is not a promise or garnet that %wealth, securities. 116 offers options for sweeping cash bate-ices to bark otherwise). or any financial results. can or willbe achieved. All deposit scants at nth/Mated bra and affiliated investments involve the risk of loss. exl.dng the risk of Communications with theFin banks and money maths mutual lunch (Money Finds). Dividend Rear...Paint Programs (DIN) loss of the ensile investment. You can change your • haw re.tordirrn any oral rormaaniceScms intuiting Deposit scans at UBS Bat USA and reneffelated The price reflected is an average pre*. You may obtan Frienly scout names tlyough Online Services or by to further protect your ram, including your 674; banks panicipsing ti the UM FDIC-ensued Deposit the actual price lean yor Fnarx lel Advisor. Only v.hde contactig your Financial Advisor. seder the Securities hvesta Protection Act (SSA). Program are FDIC-insured in accordance with FDIC rules. shores are purchased under DRIP; amid shares will be • l the financial institution an the hp left of the front Fa more Hams kin, please visit wwwfde.gor Deposit sold and the cash will be deposited in you account. TM Accown overview of this statement is not 125 Fitaxial Services, LSS accounts at UPSAG Stamford Branch and shares of dirdend reinvestment tritest/pared by tie issuer may • Value of you Koval/portfolio. Net of assets and rnancUl Services canes you account as daring Money Funds we not ne-red by the FDK. differ horn the market price at which the partial duets liabilities taker by arrangement wth the indicated insboatith are sold. • Assets Includes avant* cash balances, vakes for We edomied you of this relationshb Men you Bak deposits re not protected by SIK. Money Find sham art protected by SSC See -OS financial Servken restricted security (est X and Global Time Deposes, opened this scare h the caw your finds aid Caslain4eu Account Protector below. ',realized marks to market and certain assets ratt held sautes are located at UBS Financial Snaps and rot Only whole urks maybe held in your accost. t you are by the Fin. Does Mt itait °noticed securities( assets the :weds eg broker, ad you mast make a report enteled to a partialIN as a result of a dividend parent Open you (breast, Lances in the bank deposes may be at the end of the prior and oat statement periods. a of any error or Cineenn 10 both ferns. or °theorise, the Firm will ether sell paha units at private investments, invested stod options and • As *sorbed ei the accost y fluent,, you must wihdrawn, and shares of a Money Find may be market price a accept an mart determined by a reackable stock options. randy is of any errors or fraud involving checks liaidated end the proceeds moaned to you or you registered darn; agency, and credit you scant. ' ania account. • Liablibes. Veldts debit balances, ountandng margin reflected on your statement with:" 30 days after it was mailed a made nab*. Wort. Ueda fine, shat errata balances hither nkernaten about available sweep options, Innestnent objective, • Cathenoney balances TOknOl uninvested available • Please direct customer teetotal% or eouries to the The :vestment objectives and risk profile are speak to ecludng oast interest rates and yields, es avadab* at cash balances, plus deposit balances at affiliated and Finis Clem Relations Department at 201.352-1699 each account and may vary between your accosts. www.ubs comrsiwepyields, from your Pruncial Advisor arvallAbated banks, and money market mutual find or tollaree at PC0-354-9103, 8:00 A.M. to 600 P.M Please sake the Firm pommy it staling of ay Cr by calling K04621000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 significant change in par financial situation or Financial Service ex Client Relation Departimere, Norsconmodity free credit balances in your score re investment objectives Foe each scare held, you not segregated from other balances and the Fern may P.O. Box 766Union City, hi 07087. UBS Finwidal Services account protection choose one of the following investment objectives: The Firm is a matter of the Securces Mesta Protection use any of these fords in the ordinary cone of its • All statements shall be downed compete and accuse • Produce Current Income: Investments seek ig the 4 not objected to ei waiting within 60 days. Corporation (SIC), which protects securnes custonwn buns Thew finds the payable icon your demand. generation a income only. This total is echded in the anent period closing value. • For TTY services: Cal 844412-0986 or from outside of is numbers up to 1500,000 (aluding 1250,000 for claim for sat* esplanatOfy brochure available wan • Achieve Capital Appreciation: I-vestments seeking the US CO201-352.1495 growth of print palrather than the generation of tending information • h case of errors or questions abort an Sancti< request a al wwwstrecorg. The SIK asset protection lints apply to al accosts that you hold in a particular home. Fa Waled inlormation on the Finis lerdeg practices furxh transfer On bill payment or UM Vale debit • Prooka Combination ofWorn* and Capital and digIowan. refer to you Client Relitionshp cad transactions, cal 800-262-1000, or write to UBS capacity. The Firm, together with certain athletes, has also Appreciation- Investments seeking both the generation Agreement or Account Agreement and the General Financial Services lx., 1000 Harbor Blwl, 61h floor, purchased supplemental instance. The marivun of acme and growth of principal. Terms and Conditions Les Statement of Credit Practices weehaken. hu 07086, Ann: ReAMBSA Serra.. available nAgreements andDisclosures at mum payable to al that* caret colectivey under this protection is SSOOmillith as of December 10, 2019. Overall risk profiles row,Uble0ThitelOLFIfriArk\WIM Call a. write as soon at you can, 1 you tilt you • Consenafint. Seen to Mullah initial Oncost, with statement Cr Mee% SS Wrong Cfiyal need more Stayed to the pole y conditions and linitaiens, cash at inkarution about a transfer on the staternor or tseFim is further protected la UP 10 11.9 milks in to low risk and volatiby to We account overall even if weak The arm of Card Issuer (as appkable) must aggregate for all your afoot held in a particular that means the wont don not generate significant SDNY_GM_00009914 CONFIDENTIAL EFTA01597581 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 202002 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_00009915 CONFIDENTIAL EFTA01597582 RetirementAccount IRS Financial Services Inc SUBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 June 2020 0 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL IRA BOSTON MA 02114-3252 Friendly account name: lndiv: IRA Account type: Iduidual Retirement Account Account number: Your Financial Advisor. SCOTT aTACKMAraLYLE CASRIEL Phone Questions about your statement? Value of your account Cal yow Financial Advisor or the on May 29 (5) on June 30 (S) RMA Resourceline at 800-RMA-1000, Your assets 59,039.04 59,039.62 account 029023697. Your liabilities 0.00 0.00 18sit oar website: Value of your account 559,039.04 559,039.62 WWW.ubs.corn/ financialsennces items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage Sources of your account growth statements regularly. Also, get your free credit report annually from www.annualcreditrepon.corn Tracking the value of your account during 2020 Whit of your x<ount S Thousands at year end 2019 Your inestrnent return: 159,03064 570 57.0 57.2 57.7 58.1 59.0 59.0 59.0 Dividend and • interest income 5698 Change in market vaue 5000 Vale of your account on Jun 30, 2020 SS9,039.62 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 May 2020 lun 2020 SDNY GM 00009916 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597583 Account name: GHISLAINE MAXWELL IRA Your rineedd Advisor: UBS Resource Management Account Friendly account name: Indiy. IRA Account type: Individual Retirement Account SCOTT STACKMANLYLE CASRIEL Account number. Your account balance sheet Summary of your assets Value on Percentage of June 30 ($) your account Cash and money balances Cash and money balances may include A 59,039.62 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Frxed income 0.00 0.00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 000 0 00% Total assets 159,039.62 100.00% A Value of your account $59,039.62 Eye on the markets Percentage change Index (we 2020 Year to date SW 500 1.99% -3.08% Russell 3000 2.29% -3.48% MSC I - Europe, Australia & Far East 3.44% -11.07% Barclays Capital U.S. Aggregate Bond Index 0.63% 6.14% Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% iM_0000910Me 2 of 6 CONFIDENTIAL EFTA01597584 Account name: GHISLAINE MAXWELL IRA Your Anada' Advisor: Resource Management Account SCOTT STACK MANLYLE CASRift SUBS lune 2020 Friendly account name: indiv IRA Account type: Account number. individual Retirement Account Change in the value of your account Cash activity summary Jule 20201S) Year to date (1) See Account Activity this month for deists. Balances in your Sweep Options are included In the cpenng and closing baances vAue. FDIC insurance applies to deposits at UBS Bank USA and al banks participatirg in the UBS F PIC Insured Deposit Proga-n. It does not aorly lo deposits al UBS AG, Stanford Branch SIPC Opening account value $59,039.04 $59,030.64 protection apples to money market sweep told holdirgs but not bank deposits. Seeimportant informatian aboot your statement on the tat two pages d this document for detals. Dividend and interest income 0.58 8.98 June 2020 (s) Year to date (I) Closing account value $59,039.62 $59,039.62 Opening balances $59,039.04 $59,030.64 Adchtrons Dividend and interest income earned Dividend and interest income 0.58 8.98 For purposes of tNs statement laratrety of interest and derldend Income haS been defeat:meted from a US Total additions $0.58 $8.98 tax reporting perspective. Based upon the residence of the account holder, account type, or product type, sane Interest andor dvidend payments may not be subtett to Untied States (US) ardor Puerto kW (PR) Income tares, The dent rreriimv statement K not intended 10 be used aid cannot be relied upon for tac Net cash flow $0.58 $8.98 purposes Clients should refer to the applicable lap reporting forms they receive from UBS analogy, such as the Forms 1099 and the Forms 480, for tar reporting information. It is the practice of UBS to file the Closing balances $59,039.62 $59,039.62 applicable lac reporting loans with the US interne Revenue Service and PR Treasury Department, and in such forms accurately classfy dwdends ardor interest as tax eren-pt or tatable income. Please consult ycur Inch:dual tar prepare, UBS Bank USA Deposit Account APY lune 2020 (S) Year to date (1) Interest period May 7 - Jun 4 Interest 0.58 6.90 Opening UBS Bank USA Deposit balance May 7 859,039.04 Total current year $0.58 $6.90 Closing UBS Bank USA Deposit balance Jun 4 $59,039.62 Prior year adjustment 0.00 2.08 Number of days in interest period 29 Total dividend & interest $0.58 $8.98 Average daily balance $59,039.04 Interest earned 80.58 Annual percentage yield earned 0.01% SDNY GM 00009918 Page 3 of 6 CONFIDENTIAL EFTA01597585 Account name: GHISLAINE MAXWELL IRA UBS Resource Management Account June 2020 Friendly account n ame:Indiv. IRA Account type: Individual Retirement Account Your Pi modal Advisor. SCOTT STACKMANWLECASRIEL Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a hill description of the alternative investment objectives in Important infomanon about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. Retirement services information Beneficiaries you've named for this account Tr e bereficories listed below reflect the information in our records as of the end of the statement period. If this information is not correct, or you wish to change your beneficiaries, please contact your Financial Advisor. Beneficiary changes are not effective unless you give them to us in writing and we accept them if you Isle in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Katie Vaughan-Edwards (100-00%) _GM_00009AV. 4 of 6 CONFIDENTIAL EFTA01597586 SUBS Account name: GHSLAINE MAXWELL IRA Resource Management Account Your l5 nancial Advisor: Friendly account name: Indiv. IRA SCOTT STACKMANLYLE CASRIEL lune 2020 Account type: ii ,, Iividual Retirement Account 2I 2-821-7C00800-308-3I 40 Account number Your assets Scene prices, income and current vdues sham, may be approornale As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end rd INS 0CCurnern 101 more inlcumaton Cash Cash and money balances Cash and money balances may inducte avalatile cash balances, UBS Bank USA &posit account balances, UBS Bank USA and all DRS FDIC Insured PrOgan Bank deposit scant balances are insured by the FDIC within UBS FDIC Insured Ph:canBank Baances, UBS AG Stamford Branch deposit account bilaice; and money applicable I in-its, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured market mutual fund sweep balances. by FDIC and are not protected by 5IPC Money market sweep balances are protected by SIPC bul are not insured by the FDIC. See the important miorrnevon about paw statement at the end of this document for onus about those Isaances Opening bdal0 CIOUng baanCe Nee per snare Average Doti:lend, Interest DaySct Hddng on Jun 1 (0 on tun 30 (S) on Jun 30 (1) rate period penod UBS BANK USA DEP ACCT 59,039.04 59,039.62 Your total assets Percentage ot Cost Estimated unrealized Value on run 30 (1) sour zccount tests (S) minute incur* (S) gan or IOSS (1) Cash Cash sod money balances 59,039.62 100.00% 59,039.62 Total $59,039.62 100.00% $59.039.62 Account activity this month Dare Athol), Description Anson (S) Dividend and interest income interest Jun 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 06J04/20 0.58 Total interest $0.58 Total dividend and interest income $0.51 Octal, DeSCONloa amount CO Money balance activities May 29 Balance forward $59,039.04 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 06/04/20 0.58 Jun 30 Closing UBS Bank USA Deposit Accouat $59,039.62 SDNY GM 00009920 Page 5 of 6 CONFIDENTIAL EFTA01597587 4tUBS Your notes ' CONFIDENTIAL EFTA01597588 Important information about your statement UE6 Financial Services he. (the Firma UBS Financial hear from yOuna later than 60 days after the Firm capacity. A fug copy of the polio; acedirg is available income or (earns and myna teen pace vet Services), is a minter of all prixipal unity, convixday sent you the fist statement on *Inch the error or won ralunt. inflation andoptions exchanges UBS Financial Services and UBS probkm mowed. • Moderate: Waling to accept sane risk to princpal and Bark USA are indirect nedwies d LBS AG and — Provide you name and account number (if any). Neither the SIPC protection nor the axplemental tolerate some volatlity to seek higher returns affilaws of LEG Stosnes LLC. 71.*Firnis financial — Dente the error or the Pander you are insure protection apply to: • Aggressive: Wining to octal high risk to pampa' and statemert s available rani request the Firm's execiain about and explain as clearly as you can why you • Certain financial assets controlled by (and entitled in high volatility to seek hipMIUM Over limn offices an at: believe h is snorer or why you needone your account value) art held away from UBS Financial • fnv•Stesent Egibeiry ConaCtiratisn: II selected a infarnatin. Services For exam* certain (0 insigne predsts. portion of the portfolio for that account cry include UBS Cranial Services ex. — Provide the dolly amount of the suspected error. including variable rues. and 6i) shares of meal complex serapes, limited liqudty and germ 1200 Harbor Boulevard funds registered ndw name of the was holder on reeky. Weehawken NJ 07086 the Firm or Cad Issuer will investigate you complaint the books of the Mar a transfer agerA); ad will correct any error promptly For need errors • Investment contracts or vestment Interests (e.g.. Statement "househeldnif This statement represents the ort officialrecord of you innoWng 125 Visacidebd cad transactions 4 we take imbed partnerships and private placements) that are We may cons iodate al related account statements with LBS Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e 9. because official ta•donnents, contaring calPaten; data shoral you secant for the amount you think is in error. so that • Cawnodities contracts (e.g., foreign exchange and they have owners who also maintain join account not be relied taxa. Ilyou believe there is an error or gas will have the use of the moneyaxing the tine it precious metal contracts), °clung fines contracts relatiOnsheaS waft other clients at the same adchns, ef omission, please capon it ineedUtely ii writing to the takes us to complete as inwstgaton. and cannoday °pica contracts, you prefer to receive individual statements marled n Branch Manager of the office serving you account. • Secirities in loan tot/BSF..01CW Smites; and separate envelopes, you rruy decline householdrg by Please mate all checks payable to the Firm or the • Depose accounts keep col auto of &Pond at U3S caring you: Financial Advisor. Alta* all figures shown are intended to be accurate, financial nodular) indicated on the front of this Bank USA, IRS AG U.S. branches and barks n the stement data *auk'not be used for tar purposes. Rely statement. In addition to regular account fees, xcounts FDIC Insured Deposit Program. Friendly account name solt on yearend lax lams, lo o., Form 1099, $498, may be abject to mantenaxe leek charges tor late The 5IK protection and the supplemental protection do TM Friendly account Nine is a customizable in:Marne 10e2S, etc.) when preparing your tar return. the Fern 6 payment for securities purchases and charges fa unpad not apply to these assets even if trey otherwise appear chosen by you to assist you with yaw recordkeming. lt rewired by law to report to the IRS all taxable di iderds. rants n cash account. Account that aro transferred on you elements. the SIK protection oaf the hat no legal effect on your erasure, is not intended to reportable nor -taxable dividends ard wane interest to other nsfautans may be subject to a transter fee. end on secaties had n run octant net proceeds staptemental protection do not protect against changes reflect any strategy, Product rearrimerdation. n the melon yak* of inn investments (whether as a nvestment objective or risk polite associated with yaw on sale transactions, and con basis on omen covered UltS Sweep Options result of market movement issuer bankruptcy or mounts and is not a promise a gaarartee that wealth, seashies, LBS otters options for sweeping cash balances to bark otherwise). or any financial resins. can cc willbe achieved. All deposit accounts at neaffined barks and attained investments involve the risk of lost. ex Ldng the risk of Communications with the Firm barks and money market rrutual knelt (Money hands). Dividend Reinvestment Programs (DRIP) loss of the entie investment. You can change your • pease retorts-on any oral comrrunicaticers in writing Deposit =Cut at Maack USA and nonaffdated The price rented it an average pro. you may obtain Frienly amaze names tIvough Online Sonricet a by to further protect your rghts, including your rgds banks panicipang in the UM FDIC-ensued Deposit the actual price from you Fnarx lel Achim*. Ott v.hole contacting yotr Finarcial Advisor. under the Securities hvestot Protection Act (SSA). Program are FDIC-insured in accordance with FDIC rules. shires are purchased under DRIP; pthial shares will be • Ithefinncia intkution on th• icp Mt oltefrct For more informalOn, please vise wwwfda.g:m. Deposit sold and thee cash wit be deposited in you account. TM Account overview of this statement isnot Les Financial Services, LBS accounts at UBS AG Stamford Branch and shares of dindendreimesement price supplied by the issuer may • Value of sat account/portfolio Net of assets and Financial Services canes yam account as clearing Money Funds are not Paredby the FDIC. der from the market price at which the partial shares liabilities tacker by arrangement wan the edicated re sold. • Assets Includes available cash balances, values for We irdormedyrou of this relationshb Mien you Bak deposits an not protected by 51K. Money Find slums in protected by SIPC See -U85 financial Servkes restricted security (est 1, andGlobal Time POWS, opened this atone. In the taw, your finds and CasltrietrIeu Account Protection' below. Larealized mats to market and certain assets rot held seardies are located at UBS Financial Services and rot Only whole mks maybe held in you account. B you are by the Fim. Does not nag* unpiced securitielassets the I-wedging broker, ad you mast make a ripen 'nada. a partial see an a result of a dividend payment Open your request, balances in the bark deposes may be at the end of the pea and eruct statement mood& or of an, error a aeon 10 both ferns a otherwise, the Firm will either sell panel akin at private investments, invested stod options and • As ckscrbed n the accent agreements, you mat wanzkann, and shares of a Money Fund may be market price a accept an aeon detterrined by a laudatcd, and the proceeds retuned to you or you merciuble stock options. moldy us of any errors or fraud involving checks registered deer.; agency, and credit you. account. • Liable's. Vrelides debit balances, cuntandng margin reflected On )Our statement with:" 30 days after it was seontinaccant mailed a made nibble. loam, treat Info short account balances hither nkrynation about aerobe* sweep options, Investment objective, • Cashratoney balances total of uninvested avalabk • Please direct customer emplanes or intones to the The nwestrnent objectives and risk profile are speed k to cash balances, plus deposit balances at affirmed and Fin's Client Relations Cepartnwa at 201-32-1699 :Nixing current interest rates and yields, 6 avertable a each account and may vary between your accents. www.ubs comswoepekh, from yaw Financial Adviser nonaffiliated banks. and money market mewl had a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M Please as the Firmparlay in taxing of any Cr by baling 800-262-1000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to LBS significant change in your financial situation a Financial Serviceable.. Client Relatiorn Department, Non.Corrrrnday free credit balances in yam accord are immanent objectives. For each account held, you not segregated from other balances and the Fan may P.O. Box 766 Union City, hi 07087. UN Financial Services account protection choose one of the following investment objectives: the Finn is a miner of the Secures Investor Protection use any of these fads in the ordinary cane of its • All statement shall be darned carp** and accuse • Produce Current Income- Investments seeking the buns Thaw funds the payable upon your amend not objected to n visiting within 60 days. Corporation (see, oath protects secures custonwn generation of notme only. Ths total is imbded in the anent period closing value. • For TTY services: Cal 844-612-0986 or from outside of is mothers up to 1500,000 (including 1250.000 for clans for cash0 bplanatory brochure available noon • Artier* Capital Appreciation: hvestments sating the US CO 201-3320495 growth of pmt palrather than the generation of Lending information • h case of errors rawest:xis about an ebony* request a at www sato% The SIC asset protection lints appl; to al accosts that you hold in a particuler income. For detaded information on the Finis lending practices fun* transfer (U1), bill payment a UM Visa* debit • Produce Combinaton <diatom* and Capital and disclosures refer to you Chet Relation:hp cad transactions, cal 800.762-1000. or write to UBS capacay. The Firm, together with certan affkates, has also Appreciation: Investments seeking both the generation Agreement of Account Agreement and tine General F runcial Services Pc., 1000 Harbor Bind, 6th floor, of income and growth of princiPst Terris and Conditions LBS Statement of Credit Practices wee/wren M 07086, Ann: RMNSSA Services. weaved supernental insurance. The nuiirrun arrant amain payable to at *lobeclients, colk-ctively under available nAgreemeaas andDisclosures at this protection is SSOO million as of December 10, 2019. Overall risk profilm :theutis ronsurraneldrhermi Call or write as soon at you can, 1 yOu this yaw • Conservative. Seeks to Mantles initial prixpia with statement a nceipt 6 twang a dyrou need more Steed to the policy conditions and l$ .19tions, cash a information tool a transfer on the statement or the Can es luta protected for up *O ill the low cork and rola day to We account overall, even if recent. The Fern or Card Issuer (as appkable) must aggregate for al your acorns held in a patient that mean the account does not generate signifier* SDNY_GM_00009922 CONFIDENTIAL EFTA01597589 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 202002 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_00009923 CONFIDENTIAL EFTA01597590