EFTA01597447

UBS Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 January 2020 ANP70059289130120 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT #233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind.CasliSaving Account number: Your Ignandal Advisor, SCOTT STACK MANf LYLE CASRIEL Questions about your statement? Ca yc.L.. AdvitAr Cr, thr Value of your account RMA Resourceline at 800-RMA-I000, on December 31 (3) on January 31 (3) account 029023575. Your assets 5.10 5.10 Visitant website: Your liabilities 0.0O O.O0 www.its.com/linancialservices Value of your account $5.10 $5.10 Items for your attention I. Help protect yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth imvw.annualcreditreport.com. Tracking the value of your account during l020 Value of your account S Thousands at year end 2019 95 10 Your imestrnent return' 6,144.7 Chance in market vdue 90 00 400 000.1..\ 4,208.9 \ tinkle of your account on Jan 31, 2020 S5.10 991.4 8176 - 700.0 • 00 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 Ian 2020 SDNY GM 00009780 Member SIPC ARP7C004005608913 N7-420019597503002 0120 030575004 Y123575550000000 Page 1 of 6 CONFIDENTIAL EFTA01597447 Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor: tUBS Januiry 2020 Friendly account name:Ind CashrSayng Account number- SCOTT STACK MAINILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 31 ($) you! account Cash and money balances 5.10 I CO 00% Cash and money balances may include A Your current asset allocation available cash balances, LIBS Bank USA deposit B Cash alternatives 0.00 0.00% account, VBS FDIC Insured Deposit Program Bank accounts, MS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Fixed income 0.00 0 00% about your statement on the last two pages of this statement for details about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $5.10 100.00% A Value of your account S5.10 Eye on the markets Percentage change Index January 2020 Year to date S&P 500 -0.04% -0.04% Russell 3000 -0.11% -0.11% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S. Aggregate Bond Index 1.92% 1.92% Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1 66% M4170004005608914 NV4300195975 00002 0120 030575004 Y123575550 CCIOW_GM_000097,199. 2 of 6 CONFIDENTIAL EFTA01597448 Resource Management Account Account name: GHISLAINE MAXWELL Your Nnamdel Advisor: 4tUBS January 2020 Friendly account name:Ind CashISaving Account number: SCOTT STACKMANLYLE CASRIEL 111111.111101101100 Change in the value of your account January 2020 (1) Year to date (1) Opening account value SS.10 $5.10 Closing account value SS.10 $5.10 UBS Bank USA Deposit Account APY Interest period Dec 6 - Jan 7 Opening UBS Bank USA Deposit balance Dec 6 SS.10 Closing UBS Bank USA Deposit balance Jan 7 E5.10 Number of days in interest period 33 Average daily balance 85.10 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor a Branch Manager. You can find a full description of the alternative investment objectives in Importam informal-Ian about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None se4etted Your account instructions • You account cost basis default closing method is FIFO, First In, first Out. SDNY GM 00009782 ANP7C004005608915 NPV00195975 00002 0120 030575004 YI 23575550 C000110 Page 3 of 6 CONFIDENTIAL EFTA01597449 *UBS Your notes ...,..05.9 , 6..0 , 959, 5C00.0.0.30MON , 235)5S50,,,,,.. G. oo009i,,P• 4 of 6 CONFIDENTIAL EFTA01597450 Resource Management Account Account name: GHISLAINE MAXWELL Your N flooded Advisor: *UBS January 2020 Friendly account name: Ind:CasNSaving Account number: SCOTT STACKMAMLYLE CASRJEL 1060.111110111111101111610 Your assets Some prices, income and current velues shown may be appionmate. As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of this Oxument for more information. Cash Cash and money balances Cash and money balances may mducle availatie cash balances, UBS Bank USA &posit account balances, UBS Bank USA and al UBS FDIC Insured Progan Bank deposit account Glances are insured by the FDIC within UBS FDIC Insured Phnom Bank. Eldances. U85 AG Stamford Branch deposit account Mattes and money applicable lints, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured market mutual fund sweep balances. by FDIC and are not protected by 51K Money market sweep balances are protected by 51K but are not Insured by the FDIC See the important urtormation about put statement at the end of this document for onus about hose balances ()peeing baalCe CI0SIng WO:nee Pace per share Average DnidenCIIIIIerest Dais in mud ng on fan 1 (1) on van 31 (1) on )an 31 (S) rale period penod Cap amount (5) UBS BANK USA DEP ACCT 5.10 5.10 250,000.00 Your total assets Percentage of Cost Estimated UnreeliZed WI Lit on tan 31 (S) )Our &count basis (1) annual income (Si on or loss (S) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009784 AhP7000400560891 7 NP7000195975 00002 0120 030575004 VI 23575550 COMM Page S of 6 CONFIDENTIAL EFTA01597451 *UBS Your notes CONFIDENTIAL EFTA01597452 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00009786 CONFIDENTIAL EFTA01597453 Important information about your statement (continued) Yaw assets — FCC certain searbes trading in non-conformeg • Est (estimated) income, current yields and rates. - We WM.. compensation from Les Bark USA U3S Your statement amen seasities and other assets held denominations, pine and quantity (face value) may An irstchsate of actual income is baked ore current AG Stanford Branch ani -ail dialed barks in the *cant a the end of the st*ement period. You have been adjusted to facilitate proper valuation. dividend and nteren rates assuming the scarifies will through our cash sweep progams. The may ask for deliveY of fulY paid seonties at am tine. To obtain careen <poem ions, when available, contact be held for one year from statement ate or until compensation may be aman* per account fee cr You may receive socuiries used as ban cannel alter you. Front al Advisor. matuncy. This tuna a ce4 a guider* accuracy may be a percentage of average daiy depose pion° any balance dais on them. Any seoskies and continued income are not guaranteed. balances. iransf erred to de Fins dreg the statement period are • Private inveetrneras and .trusteed products. — Estimated anal ran* and current yield fa listed at market value as of the end of the statement Private easement securities (ix Wing dad certain types of martin cold include a return of Activity period. oartkipatith program and real estate investment bat Principal or capital gains in which case the est. tdonmation regarding commissaa and other chines • Cost basb. In deterimning the cost basis of the seturees) and smattered predate are goner* hider income (and Currant y would be oversuted. touted n connection with the execution of trades, searares included in this statement, where in6c aiquid Crain structuredpecans haw not teen — Estimated a-rual income and current yield and tee including option transactions has been irduded on with the nuerber • I,• UBS Financial Unites has relied registered wan the Securities and Exchange /Cull income end yield mint be lower a higher confirmations previously furnished to yos and will be on information °Nailed Iron sources other than U3S Commaskinor under ar ty state securities laws. We than the estimated amounts. provided to you prOnetht on Munk Financial Strike% iglu:ling itormation from another provide estimated values for private in vestment — An estimate of animated income (avidend ardor lens or that you may haw meal lidded to Kw Fnancial securities arid structured products for ciormnion* interest) aided by the current mated Short selling Advisor. The Filth does rot verify a crily. Accuracy is not gsranteed valeaverage balance is based on the last dividend if you use engaged n short sellig a security, pa may gerreee the awry or validity of thy internee:an — "we vales my ditto ithstritially from prices, or interest payment made by the issuer and isms a charge due to wean borrowing costs fa that proeded by sourcesother than LES Financial Services. any, at which a private nvestment securtyor assumes the nosh es/deposes will be hell for ore preiculvsecisiy. brag\ although U3S Financial Streets genera* structured product maybe bouts or sold and do year from the Stalenkent date or unti maturity. updates this nformatith as it is receied, the Fern not necesssibt resteeSere the vi you may receive Accuracy aid continued yield are not geranteed. Open orders does not provide any assurances that the information upon liquidation. Regarding open a • gocd.eicancelkd • orders that under -Cost basis- and 'Unrealeed gallon' is — Thrd party nineties of vale re as of • Assets not held by UBS Financial Services. Certain were not executed by the statement date, open buy and aurae as of the date of this statemert. As such date and are supplied to UBS financial Services on a assets are not held by the Firn and not within the sea stop ceders are reduced thermos-it of chidereis Please do err rely on this information to make repair bays by an independent valuation lien. Penis possession or control. These assets are or rides an an ex-addends or ox-rinds date uc*ss prchase a sale decisions. for tar purposes a — issuer, general partner of sponsor estimated values, displayed on your statement fee aorrnational ablated otherwise by you. You are response?* for ell ...we. Accounts transferred to the fins may any, are LOPES to the Finn by the MOP; purposes only. Positions and vales presented are orders that are executed die to yea lake. to cancel ref tat gannoss ma only for the peeled of general partner or sponsor and may be calculated mead by tie issung fem. UBS f nancial Services is eating ern odors. tine they are held at the Firn. More historical based on afferent information from tat used by not rethamble for this iikernation and does not information can be added by your Financial Advisor. third parties to derive thee esemaled valor,. guarantee is accuracy. There assets are not protected Privacy • Uwealnd pint/losses. When data is available, — You can attain additional information regarding by SIP( or tie flaws supplemental 51PC coverage. To obtain a copy of as current Client Privacy Notice, est Mad wreaked gaSlosses are calculated for tee melba/20pr used to determine the intimate of please contact tow internal Advisor or visit as websee radial security lots. The transaction data for wee and the date of the information that is the • Ravera sharing and additional compensation. at %yowls, meabeacacwootcy ndnicbal lots may or may not reflect canminixo, basis for the estimate by contactigyour Financial - h arkktion to arrenissions on sales and 12b.1 fees — 1.85 Financial Services is riot a bark. The BMA. Business &urges arida gravity woman:at:on rents. Adetor. received 'n connection with the distbution al trawl Services Account BSA and *MA are brokerage Dividend and other thrive:anent lots and systematic — Thini party estimated values may be reflected as funds to our clients we indror cur aflame receive accosts wheel provide access to banking whites and PSChOW MIS re each combined to dithfaY aw 'Not priced' in sewnl iituaters: when an reverie sewing pleMentS from distrtutors anchor prockxts trough riangemenis with affiliated banks averaged lot. The 'Trade date' totem presents the erjepenaant valuation Imam has not supplied or is adviscn of the natal funds that we set these and other ihidany banks, and penal access to °gnat transaction trade date. unable to assign a vat*. when we become aware marts are based on two different moments: 1190a-CI and arms* products issued by unaffiliated • Callable tecurbles Bonds and petered stock that that a material event has posted Out may Call a the amount of sales by UM of tub el Ihid.party mane companies throat insurance the issuer calls for easy redemption wit be selected prinany reported vale eito question, or when a find family*, our clients. and 00 the asset value of a agency sebsdaries of UBSFirencial Services Inc. impart:sly by lot from among as tootles of that yak,. woad be highly theculatine due to the nature particular mutual find family, shares held * the — moment, Munroe, ad amity smarts: issue held hour name or in nominee name for Oa of the security. fem. — Not FCC insured • No bark guarantee. May lose vale clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We and our affiliate also receive network ng and — IMA. Resource Management Anoint, Business parties and es accuracy is not permitted. Other call estimated value nor a thethparty *smiled value is amnesiac prixesseg lees in confidential for Vans* Sankt. Account BSA. IRMA and ntenotiorul Resource features may exist which could affect yield; complete provided, the vale of the security MI be Offerers agent services that we provide to the 'visual funds. Management Account are registered service marks of information will be ponied upon request from its purchase price Thou fees generals are paid km hector assets in LBS Financial Services tic • Prialvalue. Prkes6splayed f or securities and other — tabula% to date' may rdtade rekrn of the mutual find and are a tied dollar amour based — %ASA is a registered trademark owned by Visa croons maybe higher or lower than the price that cape*, income or both on the number of accounts at the broker-dealer Memoirist Service Association and used war you would actually receive in the market Prices are — unit size' represents the intial offering holdng mewl finds of that fund lardy. keno, The LBS Visa neat cards and the LBS Visa obtained from various this) party sources vkibh we price per unit ad may not reflect yak cost bass - h adfdion to <cermissixes received incarnation debit cads re issued by L65 Bat LISA with believe to be reliable, but we do not gannet* thee — DPP and unlisted RER salsifies are rot listed on a with the sale or diarbuta of may convent and penning° from Visa U.S.A. hcorporated. All other accuracy. national securities exchange, and are generaly unit mestment trust tees to our clients, we rola trademalcs, registered trademarks, since maks and — We genera, use the tang price Men available cc illiquid and even l they care be sold. the price at a rise receive reverts Sharing (cciptniation registered service mats are of their respect.* the mend the bid and ask prices For listed reeved may be less tan the per share estimated from many of the insurance companies underwriting companies. securities and options a any bid prices for OTC value provided in the accourn statement. the annuity contracts, *Mates of the insurance securie ies. companies or sponsors a the unit investment hunt Les Firuncial Servioit Int Rev. 201010 — Less activeytrackd securities maybe priced using a • Reguicted securities. Restricted securities generally we diarbute. vakation model a the most recent price we are not currently elgbk for pubac sale. CBS FS-uncial - h adition to COMMiSPant received from the &eared nit may not reflect an actual market price Services uses the market price of the wrestncted stock purchase and sale of NuaSI in es hinds, we odor ow or vale. of the same issuer as an imputed van fa the affiliate receive an asset-based reverue sharing — <erten positions may appear ethos a price and restricted stock for purports of Ms sterinerton/y. To payment from Nearthares diastase ors. as era as will show as 'peke was not matt,' if a are tie extern that restricted sawilles are eligble for site, funding for uchnclogy development, training and unable to obtain a trice for a security. the sake received may be lament ially kiss than the education. — Deposits a securities denominated in currencies mowed vala. shown. — Ow *reales also receive wading commissions and other than U.S. dollars re reflected at the excharge other compensation from mutual funds and imexame rate as of tee statement date. companies whose produce we derbute. SDNY_GM_00009787 CONFIDENTIAL EFTA01597454 U85 Finacial Services Inc 41) UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 February 2020 ANP70055116030220 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind:CashlSaving Account number. Your Nnancial Advisor. SCOTT sTACKMAWLYLE CASRIEL Questions about your statement? Call you Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA- 1000, on January 31(1) on February 28 (S) account 029023575. Your assets 5.10 5.10 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financialservices Value of your account $5.10 $5.10 Items for your attention r kelp protect yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during l020 Value of your account S Thousands at year end 2019 3510 Ycur investment return. 6,1447 Change in market vague 50.00 4,2CO3.9 value of your account on Feb 28, 2020 991.4 817.6 700.0 0.0 00 • • • Dec 2011 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 lam 2020 Feb XQO SDNY GM 00009788 Member SIPC AtP7C003005511603 NP7000187373 000CQ 0220 030575004 Y123575550000000 Page 1 of 6 CONFIDENTIAL EFTA01597455 Account name: LL *UBS Resource Management Account February 2020 Friendly account name: Ir n C3T1 ..3‘ Account number. Yourlina.dd Advisor: SCOTT STACKMAFILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (S) your account cash and money balances 5.10 I C0.00% • Cash and money balances may include A Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FIX Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Foxed income 0.00 0.00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $5.10 100.00% A Value of your account S5.10 Eye on the markets Percentage change Index February 2020 Year to date S&P 500 423% 427% Russell 3000 419% 429% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S Aggregate Bond Index 1.80% 3.76% Interest rates on February 28, 2020 3-month Treasury bills: 1.23% One-month LIBOR: 1.52% A/4,70000005511 604 NP7000167373 00002 0220 030575004 VI 23575550 00.03tiy_Ght000097.MIS 2 of 6 CONFIDENTIAL EFTA01597456 Account name: GHISLAINE MAXWELL UBS Resource Management Account Your financial Advisor: Friendly account name: Ind:CashlSaving SCOTT STACK MANLYLE CASRIEL February 2020 Account number: Change in the value of your account February 2020 IP Year to date (S) Opening account value $5.10 $5.10 Closing account value $5.10 $5.10 UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 6 Opening UBS Bank USA Deposit balance Ian 8 $5.10 Closing UBS Bank USA Deposit balance Feb 6 $5.10 Number of days in interest period 30 Average daily balance $5. to Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Importam information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009790 414,70303005511605 NP70001137373 00002 0220 030575004 Y123575550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597457 *UBS Your notes ...ff.:600.'1W ,Of.0,0,3,3 COMO OM 0305, 500, 14.5,56.50 V.,,,,,,, G. x000971..4 of 6 CONFIDENTIAL EFTA01597458 Account name: GHISLAINE MAXWELL Resource Management Account Your Finandal Advisor: 4tUBS February 2020 Friendly account name: Ind Ca5N5awng Account number: taliaatiiiFlfifi SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current values sham may be apt:4,3)(O)81e As a result. gains and losses may not be accurately reflected. See important information about your statement a the end cif INs Occurnent for more Informaton. Cash Cash and money balances Cash and money balances may tndnth availaNe cash balances, UBS Bank USA &posit account balances, U85 Bank USA and all UBS FDIC Insured Progarn Bank deposit aCCOlilt ['Saxes are insured by the FDIC within UBS FDIC Insured Dv:gunBank &dances. UBS AG Stamford Branch deposit account Waxes and money ;pliable limits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured market mut ud fund sweep balances. by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are nor Insured by the FDIC. See the important information about your statement at the end or des document for deans abotn those telances Doering bdarge CI0SIng balenCe Pnce per snare Average Ontdend Interest Dais in ticking on Feb 1 (s) on Feb 28 (1) on Feb 28 ($) rate period penod Cep amount (S) UBS BANK USA DEP ACCT 5.10 5.10 250,000.00 Your total assets Percentage of Cost Estimated Unrealized wive on Feb 28 (1) sour &count oast (3) annual income (3) on or losS (1) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009792 At4, 201X0005511607 NPAC0182373 COM 0220 03057500n x123575550 C00000 Page S of 6 CONFIDENTIAL EFTA01597459 *ilF1S Your notes °""6"6170====7,7grs6°"'"—"°'''`6 6' CONFIDENTIAL EFTA01597460 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial hear from ycuno later than 60 days after the Firm capacity. A fug copy of the polio; wadng is availitile income or reams and may not keep pace web e a mutter of all prixipal snaky, convey* tent you the fret statement on which the east or soon reams. inflation andoptions exchanges UBS Financial Services and UBS pobtem appeared. • Moderate: Waling to accept sane risk to principal and Bank USA are indirect absklaies of 1185 AG and — Provide you- name ad account number (4 any). Nether fie SIPC protection nor the supplemental tolerate some volality to seek higher returns affiliates of LEG Stones U.C. 71* f inn's financial — Dew be Ow OfRN or IS trend., you se insure protection appear to: • Aggresske: Willing to except hit risk to primeval and statement is available eon request. the Fire's execute* about, and avian as clearly as you can why you • Certain financial assets controlled by (and ixbded in Offices are at: bit,nob, to seek highMUTH Over time. believe it is an error a why you MOO more your account value) but held away from UBS TillterCig • franostawnt Welly Conaeleration: If selected a information. Services. For Nam* certain (0 insurance prodals. portion of the portfolio for That acorn may include UBS Finarxial Services Sex. — Provide the dolt. amount of the suspected error. inducing variable ama(n. and 6i) shares of mie* COrnplex strategies, limited liquidly and greater 1200 Harbor Boulevard funds registered in the name of the axon holder on wish*. Weehawken NJ 07086 The Firma Cad Issuer will investigate yam complaint the books of the issuer or transfer egad; and will correct ay error premptly for akged errors • hvestment 0:Orates or mestment interests W.g., Statement "bouseltoldiror This statement represents the onbr officialrecord of you. Solving UBS Visandebi cad transactions 4 we take Imbed partnerships and private placements) that are We may consoMiate d1related account statements wFh Les Financial Services account. Critter records, /wept more than 10 busiest days to do this, we will anti not matured under the Securities Act of 1933; the same address in the same eriveksw• e g. because official lac documents, contanng confiding data should you accord la lho renoun you think is in error. so that • Cannodities convects (e.g., foreign exchange and they have owners who also mantas joie accent roe be relied upon. Ilyou be4eve there ban error a you will have the use of the money during the tine it precious metal contracts). includig 'utast contracts relarionships mth other clients at the same acidness. tf ornesion, please report it immediately in twin; to the takes us to complete 02 inniligaton. and cornualty opal contracts, you prefer to receive ndividual statements mailed n Branch Manager of the office serving your account. • Societies on loan toU85 Ft-uncial Services; and separate envelopes, yo., May decline househokkg by Please make all checks payable lo the Firm or the • Depose accounts (except owlif juges of &Pail) at 1.85 Clang your Financial Advisor. Altough all lives shown re intended to be accurate, financial rindul6n indicated on the front of this Bank USA, UM AG U.S. branches and barks in the statement data shouldnot be used for to purposes. Rey statement In addition to regular account fees, accounts FDIC Insured Deposit Progran. Friendly account name sold/ on yearend lax kerns 6.4., form 1099, 5498, may be selaret to mantenarce fees charges for late The SIPC protection and the suppler/mut protection do The Friendly account fume is a customizable 'tn.:knave' 10425, etc) when preparing your tat return. The Fern 6 payment for securities purchases and charges fa tread not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. redired by law to report to the IRS all taxable dnidords, amounts n cash accounts. Accounts that are transferred on you statements. The SiC WOLKtion and the his no legal effect on your account, is not intended to reportable ma-taxable dividends and laxable interest to other nStiluICOS my be subject to a transfer fee. supplemental protection do not protect against changes felled ay strte9Y. Product recceemendanon. end on secants hey rerun recant net proceeds in the maket value of you investments (whether as a imatment objective a risk prof de associated virki you- on sale tunsactons, and cost basis on erten covered MS Sweep Options result of market movement issuer bankruptcy a rau -its. and is not a promise a garnet leat we*, seasities UBS often options for sweepreg cash balances to bark otherwise). or any I inancia results. can or MI6. achieved. All deposit accants at nasalhated banks and affiliated investment. extant the risk of Ion, nicking the risk of Cconmunications with the Firm banks and money market mutual funds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. You can change your • Rene re-corium any oral communkations n writing Deposit accounts at IBS Bat USA and non-affiated Thi price reflected is an average prof You may °blew, Bendy account names through Online Services a by to further primed your rights, including your rights banks panicipaing en the UBS FDIC-mused Deposit the smut price from you Financial Adviser. Only whole contacting your Financial Advisor. under the Securities investor Protection Act OSA). Program are FDIC-insured it accordance with FDIC rules. shares are purchased under DRIP: Pantie' thaw will be • I the fmanc 41intaution on the icy lett of the Had For mat Hamelkm, plena visit nwm.fde.gay. Deposit std and the cash wit be deposited in you accost The Apeman overview of this statement isnot Les Financial Services. tEl accounts at UBS AG Stamford Branch and shares of dmidendreenestment price supplied by the issuer may • Value of yeas wountIportiofica Net of assets and Financial Services carries your account as clearing Money Funds are not nandby the FDIC. differ from the mark* price at which Ow partial sham liabilities baker by aerangement with the indicated Praeution are sold. • Assets Includes available cash balances, values for We Wormed you of this relationshb when you Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. restricted security test X and Global Time DIPOSPS, opened this accost. In the cases your funds aid Cash•intieu Accord Protector below. trstalinsi mats 10 market and certain assets rot held seasities are located at UBS Financial Services and rot Only whole unks maybe held in yaw account. F you are by the Fim. Does not nciacie °flatted securitieseassets the nvolaceg broker, rd you mist nuke a report entitled a aomi* inil m a result of a dividend paymenl at the end of the pea and turn stateerent periods. or of an/ error a mown to both fns. t an you rapist, tames in the bark deposes may be or otherwise, the Firm will ether sea panel Waif at private ilVOSITOMS, invested gock options and • As desorbed n the accornt evieents, youmust wridrann. ad shares of a Money Fund may be market p-ice a accept an mart deterrrelvd by a ...tut* stock options. realityus of any *nal or fraud involving checks liaidated• end the proceeds retuned to you or you- registered <burg agency, and credit you account. sectritin account. • Saul Nelda debit balances, cutsundrg margin reflected onput statement with:" 30 days after it was mailed or made mutable. bas. credit lie, short *cant balances Father Samson about available sweep options, Investanent objective, • Cashmoney balances Total of uninvested available • Please direct custom& carotenes or inzuries to the The i'westrnent objeclires and risk profile are specific to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 roludng current interest rates and yields. is avaeable* each account and may vary between you- accanh. www.uas comrsweepyields, from yam P nand* Advisor napallikatecl banks, ad money market naval fund a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. Please arise the frill(WWI* in renting of ay sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 a. by calIng 8C0-762-1000. significant change in your financial situation or f inancul Service IN.. Client Relations Department NoniCorrrnOdey free credit balances in yaw *cart ate investment objectives. For each account helot you not segegated from other balances and the Fen may P.O. Bar 766 Union City, ha 07067. UN Financial Services account protection choose one of the following invntment objectives: The Finn is of the Securein investor Protection use any rid these funds in the ordinay passe of its • All statements shall be deemed comp** and accuse • Produce Current Income- Investments *Sig the tans Mow find, re payable upon your Bernard 4 not objected to itwaiirng within 60 days Corporation (sro, which protects sea:rein customen generation of income only. of is frherberS up to 1%4000 tindading 5250,000 for We total s irpiaded in the anent period closing value. • For TFY services: Cal 844412-0986 or from outside clams for cas0 explanatory brochure amiable upon • Achieve Capital Appreciation: Investments seeking the US Call201-352-1495 growth of onePal(Awe than the generation of Una* information • In case of errors a cueslions about an electronic request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular income. For *take, information on the Finis lading practices lords transfer (UM bill payment or UBS Vide debit • Procter* Combination ofIncome and Capital tad disc Mutes refer to your Client Rolatromhp cad transactions, cal 800-762-1000. or write to UBS capathy. The Firm, together with certain athletes, has also Appreciation Investments seeking both the generation Agreement or Account Agreement and the General F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. of income and growth of principal. Terms and Condition; Les Statement of Credit Practices Weehawken, id 07086, Attn: RIMISSA Services. purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under available in Apeements andDiscbsures at this protection is SSOO million as of December 10, 2019. Overall risk profilea www rib conslankarrstranchurros Call or write as Won as you can, 4 you think ma, • Consenweve. Seeks to mantas nelal prin.* with statement a receipt is wag or e you need more Wane to the policy condiions and lititaicen, cash at information Seoul a transfer on the sinners a theFinn es aster protected fa up to 11.9 minim in tie bw Sc and wink to the account overall, even if we've The Fern a Card bluer (as appkable) must for at your account held in a particular that mum the secant does not generate signifiers SDNY_GM_00009794 CONFIDENTIAL EFTA01597461 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9795 CONFIDENTIAL EFTA01597462 UBS Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 March 2020 Ar.70065936650320x14 'pit 0 GHISLAINE MAXWELL 139A CHARLES ST. APT N233 Account name: GI-Hai:UNE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind CashiSaving Account number: INSINIM Your Nnandal Advisor, SCOTT STACK MANLYLE CASRIEL Questions about your statement? Ca Advr,c,r of the Value of your account RMA Resourceline at 800-RMA-1000, on February 28 (5) on Much 31 (4) account 029023575. Your assets 5.10 5.10 1fisitoer website: Your liabilities 0.0O O.O0 www.Lias.correlinancialservices Value of your account $5.10 $5.10 Items for your attention r kelp protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth vinvw.annualcreditreportcom. Tracking the value of your account during l020 Value of your acount TheInds at yea end 2019 5510 Your investment return: 6,1447 Change in market value $0.00 4,2Cc3.9 value of your account on Mar 31, 2020 $5.10 991.4 817.6 700.0 0.0 DO Dec 2011 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 • Feb 2020 • mar 2020 SDNY GM 00009796 Member SIPC A1F7C005006580665NPV00297442 00002 0320030575004 Y12357555010000 Page 1 of 6 CONFIDENTIAL EFTA01597463 SUBS Resource Management Account March 2020 Account name: Friendly account n ame: inn Account number. A --'IL 1.'A•• ,a‘ -1 U. Your Fimodal Advisor: SCOTT STACKMAN/LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (3) your account 5.10 • Cash and money balances may include A Cash and money balances 100.00% Your current asset allocation available cash balances, LIDS Bank USA deposit B Cash alternatives 0.00 0.00% account, VBS FDIC insured Deposit Program Bank accounts, 095 AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances. See the important information D Fixed income 0.00 0 00% about your statement on the last two pages of this statement tot details about those balances. E Noretradnional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $5.10 100.00% A Value of your account $5.10 Eye on the markets Percentage change Index March 2020 Year to date S&P 500 -12.35% -19.60% Russell 3000 -13.7s% -2a90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S. Aggregate Bond Index -O.59% 3.15% Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0 99% .41.700C1500658064,6NP-4300297442 00002 0320030575004 Y123575550 101tftyGp,,L000097§1Kle 2 of 6 CONFIDENTIAL EFTA01597464 Account name: GHISLAINE MAXWELL sUBS Resource Management Account Your Mnandal Advisor: Friendly account name: Ind:CasIVSaving SCOTT STACK MANLYLE CASRIEL March 2020 Account number: Change in the value of your account March 2020 (S) Year to date ($) Opening account value $5.10 S5.10 Closing account value $5.10 $5.10 UBS Bank USA Deposit Account APY Interest perad Feb 7 - Mar 5 Opening UBS Bank USA Deposit balance Feb 7 $5.10 Closing UBS Bank USA Deposit balance Mar 5 $5.10 Number of days in interest period 28 Average daily balance $5.10 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment etigibikty consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009798 AN>70X4006580667 NPM00297442 03002 0320 030575004 Y1nsissso low co Page 3 of 6 CONFIDENTIAL EFTA01597465 *UBS Your notes Awl® 006560668 N07003097441CCM 0310 Deosnao. VI 23575550 lOtaf10,m000,9Alge 4 of 6 CONFIDENTIAL EFTA01597466 Account name: GHISLAINE MAXWELL Resource Management Account Your Nnandal Advisor: ft?)UBS March 2020 Friendly account name: Ind CasNSaving Account number: SCOTT STACK MANLYLE CASRIEL Your assets Some prices, Income and current vdues sham may be approkirnale As a result. gains and losses may not be Wuralely reflected. See Important information about your statement a the end of this document for more intonnaton. Cash Cash and money balances Cash and money balances may loan& available cash balances, UBS Bank USA &posit account balances, UBS Bank USA and all UBS FDIC Insured Program Bank deport account Waxes are Insured by the FDIC nAltsin UBSFDK Insured ProgramBank &dances. UBS AG Stamford Branch deposit account blames and money aeplicAle limits, but are not protected by 9PC. U8$ AG Stanford Branch deposit account balances are not insured market mut ud fund sweep balances. by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are not Insured by the FDIC. See the important information about your statement at the end of ten document for details abotn those balances °raring balaxe Closing Wince nice per share Average Chudeno Interest Days Held ng on mar I (s) on Mar 31 (1) on M8131 (S) rate period penal Cas amount (1) UBS BANK USA DEP ACCT 5.10 5.10 250,000.00 Your total assets Percentage ci Cost Estimated Unrealized Value on Mar 31 al 'our account basis (S) annul income (S) Gam or loss (k) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009800 AhP70005006580669 NP70C02974212 00002 0320 030575004 VI 23575550 100100 Page S of 6 CONFIDENTIAL EFTA01597467 *0F3s Your notes .n.65006,6000 .. , 00J29.2 C00:6 O306, 600., 235)5SSO G. °p.c., 6 of 6 Fid of kr...tn....1123575 SS CONFIDENTIAL EFTA01597468 Important information about your statement U26 Financial kmices Inc. (the Firma UBS Financial hear from yOun, later than 60 days after the Fim capacity. A fug copy of the polio; satIng is available income or (earns and Myna teep pace nth Services), is a member of all prixipal storey, carirmay ant you the fist statement on which the error or soon mount: inflation andoptions exchanges. UBS Financial Services ad UBS crobtem mowed. • Moderate: Willing to accept sane risk to ptincpal and Bark USA are i -direct absklaies of UB5 AG and — Provide you.nare ad accurst number Of rya Nether the 51K protection nor the a.pplemental tolerate some volatiity 10 seek hither returns affiliates of LOS Startles U.C. The Firm's financial — Dow be the error or the transfer you re insure pot/khan apply to: • Aggressive: Willing to accept high risk to primeval and stemma* s available Won request. The Firm's execulin about, and Evian as clearly as you cal whey you • Certain financial assets controlled by (and ext.:led in to seek hithMOWS Over tiny? Offices are at: high believe It is an *me or why you need more your arcane value) but held away from UBS Financial • Monotone Welly Conaderatian: R selected a information. Services. For ample certain (0 insurance prodals, portion of the portfolio for that kaiak may include UBS Finarxial Services ax. — Provide the dolls- arnoutt of the suspected error. ixludrg vaiable amui(es. and 6i) shares of maw, complex strategies, limited anode), and greater 1200 Hata Boulevard funds registered nthe name of the wan holder on volstrky. Weehawken. NI 07086 The Firm or Cad Issuer will investigate you. complaint the books of the issuer or transfer anew.); and will correct any error promptly For ateged errors • nvestmmt contacts or investment Merits fe.g., Statement "householdinge This statement represents the one, officialrecord of your I-oohing 118$ Visa•deba cad transactions. 4 we take Imbed partneslips and private placements) that are We may consokSate al relaxed account statements sake. Les Financial Services account Other records, eicept more than 10 barons daystO do this. we will coda not registered under the Securities Act of 1933; the same address in the same envelope. e 9. because official is doeunents, cantering caillkag data 'hated you account for the amount you think is in error, so that • Carmodities contracts (e.g., foreign exchange and they have owners who also mantan jolt account not be reed upon. II you be4eve there is an era or you will have the use of the moneyduring the tine it prank metal contracts), includig finres contracts relatiOnShN wan other clients at the same addans. ef °motion, please repot it immediately in raking to the takes us to complete as rinnIgaton. and canmocaty °pica cameos, you prefer to receive individual statement marled n Branch Manager of the office seining your accont. • Sectrities an loan to LOS Fieuncial Services; and separate envelopes, you Maydecline householdrg by Please mate all checks payable to the Firm or the • Depose accounts fount serl &Sate, of de00•40 et WS citng your Financial Advisor Alteugh all figres shown are mended to be accurate, financial nsinuen heated on the front of this Bark USA, UM AG U.S. branches and banks in the statement data *cub'not be used for tax purposes. Rey statement. In addition to regular account fees, accounts FDIC hosed Deposit Program. Friendly =cowl name sokey on yes-end lax torten, 6.o., lam 1099, 5498, may be sebect to maintenance leek charges for late The 51K protection and the supplemental protection do The Friendly account Arne 6 a custanizabk 'manatee' 10125, no) whim preparing your tar return. the Fern 6 parent for securities purchases and charges fa unpaid not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. rewired by law to report to the IRS all taxable dnidends, arro.nts n cash actants. Accounts that re transferred on you nalernenn. The PK protection and the Kr no legal Owl on your account, is not mended to reportable nontaxable dividends and taxable interest to other nstilutOnS may be subject to a pander fee. stpplemental protection do not protect against changes reflect am strategy, product recarenerdation earned on searities held in your octant net proceeds n the market vale d you investments (whether as a inestment objective a risk prof4t associated with yaw on sale transkicres, and cost basis an cenan covered UK Sweep Options result of market movement issuer bankruptcy a accounts, and is not a promise a awaetee that wealth, securities. LBS offers options for sweeping cash balances to bale othenvise). or any financial results, can or willbe achieved. All deposit secants at nonallaated banks and afbiated investments involve the risk of loss. exLing the risk of Communications with the Firm barks and money make) mutual tack (Money funds) Dividend Reinvestment Program (DRIP) loss of the entire investment. You can change your • Please re.torrfirrn nary oral corm-tank:Mons in writing Deposit accou-as at LBS Bat USA and non-affeked The price reflected is an average pee. You may obtan Frenly account names though Online Services or by to further protect your nthts, inducing your Nth banks panicipang in the UM FDIC-Insued Deposit the actual Oct. from your Fnarx lel Advisor. Only v.hole contacting your Financial Advisor. under the Securities Mesta Protection Act GSA). Program are FCC-insured in accordance with FDIC rules. shires are purchased under DRIP; patial shares will be • I thefrwcis initiation on the top lettolthe inn Fa more Hammkm, please visit wwwfdc.gor Deposit sold ad the cash will be deposited in you account. The Account overview of this statement isnot Les Financial Services, UBS accounts at UPSAG Stanford Branch and shares of dirdend reinvestment price supplied by the issuer may • Value draw woonttportfaficx Net of assets and Frontlet Services caries yar account as clearing Money Funds we not no-red by the FDIC. differ from the market price at which the partial thane liabilities broker by analgernent wen the indicated insmAion are sold. • Assets Includes available cash balances, values for We Wormed you of this relationshb when you Bat deposits ere not protected by 51K. Money Fuld dunes ire protected by SIPC See -U85 fitment Servkes restricted wanly (est X andGlobal Time Deposes. opened this account. In ten cash your finds and Cashiimieu Account Protection' below. unrealized marts to market and certain assets Mt held securities are located at UBS Financial Services and rot Only whole urks maybe held in your accord. if you are by the Finn. Does riot NV* unpiced securibesrassets the Moak rg broker, ad you mast nuke a report Mead 10 4 partial unit as a result et a dividend payment at the end of the peke and Oat Statement Moods. Cr of any error a anieson to both ferns. UAW your (boast, balances in the bark deports may be a otherwise, the Finn will ether sell partial irks at wahckann, and shares of a Money Fuld may be private investments, untested stod options and • As *sorbed n the accost agreements. youmust market price a accept an avant detached by a "vortical, stock options. notifyid of any errors or fraud involving checks liar:dated. and the proceeds moaned to you or you registered clean; agency, and credit you arcane sew-airs accou-n. • Liabloes. Includes debit balances, oustandng margin reflected onput statement within 30days after it was mailed or made amiable. been, credit line, short account balances Fiat er Mammon about available sweep options, 'rarer/none objectives • Caslattoney balances. Total of uninvested sealable • Please direct customer complaints or rotaries to the The inestrnent objectives and risk profile are speak to ncludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Finis Client Relations Omani-nem at 201-32-1699 each account and may vary between you- accords. www.ubs comrsweepyields, from you intend.' Advisor newallikated banks, and mcney market nuuaf fund a toll-free at 0)0.354-9103, 8:00 A.M. to 600 P.M Pease aohde the Finnprom* it faxing of any a. by calling KO-762-1000. sweep balances, at the close of the statement period. ET Monday through Friday. or in nriti-g to U35 siva:cart change in jos financial situation or Non-commodity free aedit balances in your account are Financial Services tic.. Client Relations Department investment objectives Foe each account held. rat rot segregated from other balances and the Fern May P.O. Box 766 Union City, ha 07087. UN Financial Services account protection choose the of the following investment objectives: the Firm is a member of the Securities Inwstor Protect:xi use any of these firth in the ordinary course of its • All anemones tallbe deemed complete and accurate • hooka Current Interne- Investments seeking the bins thew finds are payable upon your de tad 4 not objected to n suiting within 60 days. Corporation (Sig, aid, protects securities cu stonon generation of income Only. of its marten up to 5500,000 (adding 1250.000 for lit total is Pc Wed in the anent period closing value. • For TTY services: Cal 844-612-0986 or from outside claims for eagg. Ng/nab:ay brochure avalable upon • Achieve Capital Appreciation: Investments seeing the U S Cap 201.352.1495 growth of cent Pal falba than the generation of landing information • In case of eras or gentian about an electrak request a at maw Niro% The SIK asset protection lints apply to al accounts that you hold n a particular income. For Waded inlormation an the Finis =practices firth transfer (U1).. bill Deponent a UM Visedebit • Produce Comonahon ofIncome and Capital ad disc Mures, refer to your Client Ro card transactions, cal 800-262-1000, or write to UBS capacity. the Firm together with certain algae', has also Appreciation Investments seeking both the generation Agreement or Account Agreement and the General F'nancial Semites tic., 1000 Harbor Blvd, 6111 flea of none and growth of principal. Terms and Conditions LOS Statement of Credit Practices Weehawken, ea 07086, Attn: IthlaiSSA Servces. pirehawd sups:termini instrancer. The maxima, nun payable to al eligble dente colectiveyr under available n Agreements andDisclosures at this protection is SSOO million as of December 10, 2019. Overall risk profile. yew cab. comtaceonitelitckwarot Call or write as soon as you can, 4 you think you, • Consmazive. Seeks to Mullah mitial ptisepg, with Subsea to the policy candler-is and linkman. cash statement Cr recept is wag a f you need more information about a transfer on the statement or the Fern 0 fisher protected fa up to 9 million in the low sit. and volt ilay to the account overall, even recent. The Fern or Card Ismer (as appkable) must aggregate for as your acorns held newjou'. that non the secant does not generate siendicare SDNY_GM_00009802 CONFIDENTIAL EFTA01597469 Important information about your statement (continued) Yam assets — For certain sectsiies trading in non-conforming • Est (estimated) income, anent yields and rates. — Our affiliates also receive trading CiaTtniSSiOrKand Vow statement ermines securities and other assets held densamnehons, price and quantity (lace rake) may An a:Smarr of snot exam is bawd on staren other compensation from mutual funds and Murano* in the accant a the end of the sinners period. You have been adjusted to facilitate proper valuation. drsidrid and nterest rates, assuming the securities will companies whose products we &Ifbute. may ask for delivery of fully pad seonties at any the. To obtain current quotations, when 4,412>k. contact be held for cre yea from statement date or until - We receive oxrcemaiion from vas Berk USA UM You may receive weenies used as loan cobtoal alter your hunch Advil«. matvy. This *agnate is only a guidekne; accuracy AO Stan(*id Branch and twirl dieted bras pining any balance due on them. Ary securities and continued income are not guaranteed. through our cash sweeP1207~. This transferred to the fern during the statement period are • Private inverrnenu end ~awed products. — Estimated taut *come wed care« yield for angensatim may he per accoune fee a listed at market value as of the end of the statement Private rivesVnerd securites (ixbdeng drect certain types of stashes could include a rename of may be a percentage of average daily deposit perfid. POTtiCkarias Program and real estate investment tat Principal a capital gains in which case the est. balsas. • Cost best. lu detennning the cost basis of the securers) and steamed products are genera/ay hgtry income (aid can yieto would be overstated. securities included in this statement where indicated &cud Certain structuredproducts have not been — Estimated a-nual income and current yield and the Activity wit the nurrbo UBS F narcial Sorkin has rebid registered wah the Securities and Exchange actual inctme and yield milts be lower a higher Irritation regarding cornmeal:re and Mhos Marrs on information obtained Irons sources oter than LES Commission or under ary state securities laws. We than the estimated amounts. (loured in «resection with the execution of trades, financial Strokes, eckxling blonnalion from another provide estimated values for prince imminent — An *sterns of a-nualized *come (dividend arda includng colion transactions has been included on Ism or that you may have«aided to you Fnancial monies and structured products for attinaliceral interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Finn does not indeperdoey nerdy a ordy. Acaracy is not guaranteed. valoaraverage balance is based on the last dividend provided to you~lb' on ~ garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. = vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor or merest payment made by the issuer and Short setting Is ormmes e deposes will be held for ore ackliion, although LESS Financial Strikes genera* structured product maybe bouisl or sold and do year from the statement date or unto maturity. If you ae engaged en short ailing a security. you may gmlates this reformation as it is received, the fem n°1necessary normers the va you may receive Accuracy and corned yield are not guaranteed. bout a charge due to anan barowng costs fa that does rot provide ay assurarces tat the idormation upon liquidation, palicula sienrity. under -Cost bases rd 'Unrealced gadloss' is — Thrd party estimbes of value are as of a certain • Assets not held by UNFinredd Services. Cenan accurate as of the date of this stammers. As such, date and are supplied to UBSFnaxial Sentes ona assets are nor held by the Fin, and not within the Open orders please do not rely on this information to make rears basis by an independent valuation firm lams possession or control. Then assets are Regarding open or socodlitcancellee ceders that purchase a sale decisions, for tar purposes « — Bluer, general partner as spot« estimated vetoes, displayed on you statement foe reformational were not execaed by the summers dar open buy and Mlles wir. Accounts transferred to the finn may if sib are ~lied to fie Firnber the issuer, purposes only. Positions and vales presented se sea stop ceders se reduced by the mount of driedends ref tot gardloss information only for the period of general partner or sponsor arid may be tabulated provided by te isung UBS f nancial Services is or right on an ex.dnAlerit or ex-rights date unless tine they se held x the Fim. More historical based on different information from tat used by not respatiale for this iretarnaton aid does not instructed otherwise by you. You ae responsble for information can be added by your Financial Advisor. third panes to derive *air etiolated yaks,. guarantee ils accuracy. Thew assets are not protected orders that ate executed cis to yaw lekte to cancel • Uesealited gainsileases. When data is available, — You can etuin additional information regarding by SIPC or the fists sablernemal 51K coverage. sating q:en atlas. Sinned sneaked gandlosses re calculated for the melhodobigy used to determine the estimate of rdividal security lots. The transaction data for value and the date of tie information that is the • Ravarara sharing and additional compensation. Privacy individual bh may or mynt reflect canmisstres. basis for the estimate by contactigyour Financial - h ~ice to a:amiss:3ns on sales and 12b.l fees To obtain a copy of ox anent Client Privacy Notice, mages aria security norganintion ewers. Adios. roared n connect on rah the destitution of mutual please taxan sir Francis/ Advisor a mest as Mini% Dividend and other ?investment lots and systematic — Third party estimated values may bereflected as funds co as clients we ardor or atfiLate receive at "wive obs COAVDeiViCV004CV. purchase lois re each combined to display one 'Not priced' in several situations: when an revere. tang~ern frees disobuton sidor — U3S Financial Stryker is rot a bark. The RMA, Business averaged lot. The 'Trade date' coknin presents the • dent valuation lam has not supplied a is advisors of the maul funds that we sell These Services Account BSA and IRMA are brokerage original transaction trade date. unable to assign a value when we become aware amounts se based on two drferem correpoents: CO scans which provide access to barking senates aid • Callable markless Bonds and peelerred stock that that a material cant has occvrod that may call a the amen of sales by LES of a partoular enamel pedals IMaxjt arrangements with affiliated banks the issuer calls for eery redemption wilt selected peennusy reported val.* into question, a when a fund famity X. our clients; and G0 the and vabe of a and other Ihrdparty barks, and provides access to impanialy by lot from among al ware« of that value, would be highly spoulatme the to the nature particular mutual fund family, shares held at the insurance and annety goduns issued by unaffiliated ass* held in our none a in nominee name for ar of the security. fern. thirdparty insurance companies trout instance clients. Call feature information is obtaned from third — When nester an issuer, general partner or sponsor - We and our affiliate also receive networking and seem subsidiaries of UMFinancial Services tt. parties and es accuracy is not guaranteed. Odon all estertatod value nor a Owl-party estimated value is cmnbus pransrg fees n consideration la transfer — hvesvnent, ruin*, ad arnuey predicts: features may east which could affect yield; complete ponied, the vale of the searity wal be Mere« eager* services that we provide to the mutual furds. — Not FDIC insured • No bark guarantee. May lose vale information will be provided upon request from as purchase Prins Rion fees antra* am paid from investor asset in — IMA. Resat« Management Account Dulness • Priem/value. Prkesdeplayed la securities and other — tiarbutons to date' May «ludo rerun of the mutualfad and ere a feud dollar amount based Services Account BSA, IRMA and international Resource prod ects maybe higher or lower than** price that capital, income or both on the number of amounts at the broker-dealer Management Account re registered service mats of you would actually receive in the market. Prims re — • Orgnal unit site represent the ntial offering holding ~seal funds of tatInd Insy. LBS tumid Services INC obtained from various third party sources whit we Vice per unit ad may not reften your cot basis - h acKtion to commissions received inc.:motion — YTS/Size registered tedemalc owned by Vila believe to be reliable, an we do not guarantee thee — DPP and unlisted RUT securities are rot listed on a with the sale or distrbuton of airway tontratt and htematianal Service Association and used under accuracy. national securities ndunge and are generally unit rnestrnent trust snes to our diet, we ancla keno. The LES Via Creistl cads and the LES Visa — We genera/ use he eking price when anibbk a illiquid and even i they can be sold. the price at affiliate receive untrue sharing compensation debit cads se issued by LBS Bark USA with he mean of the bd and ask prices fa listed tamed may be less tun the per spire estmaled from nay of the monoe companies underwriting permission from Via U.S.A. Incorpraled. All other securities td options «coy bid prices for OTC value prodded in the scours statement. the a-nuity contracts, af illates o: the Maxim oedemata, registered trademarks, serrke mats ad securities. companies or spontan of he unit enestmers trusts registered service marks se of their respective — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted secuties generate)/ we dimbute. ~pines. what«. model a the most recent peke we are not ansently elgbk fas pubk sale LOS Financial - h eclInka to commissions received from the obtaned and may not reflect an actual market price Services uses the market price of the urresOcted stod purchase and sale of NextShares lundk we ardor our UN financial Services Inc Rev. 202002 ale. of the same issuer as an imputed value fa the affiliate receive an asset-based revenue sharing — Certan potions may appear *Mae a price and restricted stock for purposes of this statement only. To payment from ~Shares databulors, as wed as will tow aspeke was not available if we are he extent that restricted securities are ebgbk for sate funding for technology development trainig ad unable to obtain a price for a security. the vats received may be substantially less than the education. — Deposits a securities cknomiuted n currencies maned value shorn. other than U.S. dollars re reflected at the excharge rate as of the statement date. SDNY_GM_00009803 CONFIDENTIAL EFTA01597470 UBS Financial Services Inc Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 April 2020 ANP7005619433 0420 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind.CastiSaving Account number: Your Ignandal Advisor: SCOTT STACK MANLYLE CASRIEL Questions about your statement? Ca Advi-Ar c, the Value of your account RMA Resourcelme at 800-RMA- I000, on March 31 (1) on April 30 (3) account 029023575. Your assets 5.10 5.10 Visit our website: Your liabilities 0.00 O.O0 WWW ubs corn, fmancialsernces Value of your account $5.10 $5.10 Items for your attention kelp protect yourself from fraud and renew bank, aedrt card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com- Tracking the value of your account during l020 Value of your account S Thousands at year end 2019 55 10 Your investment return: 6,144.7 Chance in market Moe 3000 4,208.9 Vale of your account on Apr 30, 2020 $5.10 991.4 817.6 - 700.0 • o rnainiam4 0.0 00 • Dec 2014 Der 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 me 2020 Apt▪2020 SDNY GM 00009804 member SIPC AtrOX0005619433 NV4)00189514 00002 0420 030575004 YI 23575550 000000 Page 1 of 6 CONFIDENTIAL EFTA01597471 V. • V.tLL *UBS Resource Management Account April 2020 Account name: Friendly account name:Ind Ca≥h S.av -1 Account number. Your Fi modal Advisor: SCOTT STACKMANLYLE CASRIEL 1.11111111.1.1a Your account balance sheet Summary of your assets Value on Percentage of April 30 ($) your account • Cash and money balances may include A Cash and money balances 5.10 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important;Memnon D Faed income 0.00 0.00% about yeur statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $5.10 100.00% A Value of your account 55.10 Eye on the markets Percentage change Index April 2020 Year to date SW 500 12.82% -9.29% Russell 3000 13.24% -10.42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index 1 78% 4.98% Interest rates on April 30, 2020 3-month Treasury bills: 0.10% One-month LIBOR: 0.33% at•70003005619a3a Nei:100189Si 400002 0420 03095004 y123575550 CONfilibY_GM_000098tge 2 of 6 CONFIDENTIAL EFTA01597472 Resource Management Account Account name: GHISLAINE MAXWELL Your l6 flooded Advisor: Friendly account name: ind Cash!Saving *UBS April 2020 Account number: rea1 SCOTT STACKMANLYLE CASRJEL Change in the value of your account April 2020 (1) Year to date 04 Opening account value $5.10 $5.10 Closing account value $5.10 $5.10 UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 6 Opening UBS Bank USA Deposit balance Mar 6 $5.10 Closing UBS Bank USA Deposit balance Apr 6 $5.10 Number of days in interest period 32 Average daily balance 85 10 Interest earned $0.00 Annual percentage yieki earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income 8 capital appreciaton Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009806 AhP70303005619435 NP70C01695I 4 00002 0420 030575004 YI 23575550 COCO® Page 3 of 6 CONFIDENTIAL EFTA01597473 *UBS Your notes aro, 00.00.9.....1.95 , .000.000030,,,X.v.35,5,50,,,,, G. oom.ge 4 of 6 CONFIDENTIAL EFTA01597474 Account name: GHISLAINE MAXWELL Resource Management Account Your Nnandal Advisor: (*DUBS April 2020 Friendly account name: Ind:CasNSaving Account number: SCOTT STACK MANLYLE CASRIEL Your assets Sane prices, income and Potent mites shorn may be appiommate As a esuk. gains and losses may no be accurately reflected. See important information about your statement a the ender this dxument for more Information. Cash Cash and money balances Cash and money balances may inductcte available cash balances, UBS Bank USA deposit account balances, U85 Bank USA and all U85 FDIC Insured Progan Bank deposit accwnt Glances are insured by the FDIC within UBS FDIC Insured Pro7an Bank &lances. UBS AG Stamford Branch deposit account Maces and money applicable lints, but are not protected by 9PC. UBS AG Stanford Branch deposit account Odense, are not insured market mut ud fund sweep balances. by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are roe Insured by the FO C. See the Important mtotmetton about put statement at use end of tins document for details about those balances anngbaame Closing bOdiCe Pnce per share Average DifidenClnterest DasrS reddng on Apr 1 (5) on Apt 30 (1) on Apr 30 (3) rate period penal Cps amount (3) UBS BANK USA DEP ACCT 5.10 5 10 250,000.00 Your total assets Pe«entage of Cost Estimated unrealized Value on Apr 30 (5) ysur account basis (5) annual income (3) on or toss (S) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009808 ANP70003005619437 NPAC01835I a 00002 0420 03057500A VI 2357555000000D Page 5 of 6 CONFIDENTIAL EFTA01597475 *I IBS Your notes •n6, 00.611:66, O.666."0.1.661.600.01,0030.5.r1236,5650,,,,, 0000s.go 6 of 6 ErA 01.6.ent for 6aant ...b. Y1 23575 S5 CONFIDENTIAL EFTA01597476 Important information about your statement UE6 Feancial Services ht. (the Firma ISS Financial hear from your* later than 60 days after the Fim capacity. A fug copy of the polio; taring is available income or reams and may not keep pace wt. Services), is a member of all principal security, corirmay sent you the fist statement on which the error or Wen nillUelt. inflation andopt:an excha-ges UBS Financial Services and UBS problem appeand. • Moderate; Wiling to accept sane risk to princpal and Bark USA are indirect sibs:Joie, of LBS AG and — Provkle you- name aid accost number (d any). Neither the SIPC protection nor the akplemental tolerate some volatlity 10 seek hkher returns affiliates of USG Stoves U.C. The Finn's firential — Dew be the war or IN Vander you se unsure potection apply to: • Aggressive: Willing to accept high risk to ptimeval and stamen 6 available Won request. The Firm's mean about. and replan as dearly as you car why you • Certain financial assets controlled by (and ext.:led in hill rola, to seek highMUMS Over time. Ofhtes are at: behove h is en error or why you need more your account value) but held away from UBS Financial • mveseetent Egiblay Conaderatan: II selected, a information. Service For earn* cenain (0 insurance prods's portion of the portfolio for that scout may include UBS Financial Services Ix. — Provide the dollar amount of tie suspected nor. includrg ratable rude, and 60 skins d midual complex straieges limited liquidity and greater 1200 Hato( Boulevard funds registered h the name of the account holder on voted*. Weehawken NI 07086 The Firm a Cad Issuer will investigate you complan the books of the issuer a ranter agere); and will correct aro, error promptly For ale* men • Investment contracts or rwestment kneels (eg., Statement "hounholdnif This statement represents the on& officialread of you roofing LISS Visardebit cad transactions, if we take tented partnerships and peivale placements) that are We may cons:I:fate d1reLred account statements wkh Les Financial Services account Other records, except out than 10 bushes days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because official tag docummts, contanng collating data should you accost for the amount you thnk is n erra so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain join accost not be rebid µkn. R you belie, there is an error or pa will have the use of the moneyduring the tine it pre kik metal contracts). includig futures contracts rebeionshens with other clients at the sane ackkess. omission, please report it immediately in mite; to the takes us to <inlet os inwstimitcen. and commodity opera contracts, you peeler to receive individual mahout/smarted n Branch Manager of the office semen; you account. • SectrItiel on lean to1,85 Fnancial Services; ad separate envelopes, you Maydecline househokkg by Please make all checks payable to the Firm or the • Depost accounts (except ceel ifantes of deposit) at LBS (afro your Financial Advisor Although all flutes shown are intended to be accurate, fen nstituca indicated on the front of this Bak USA, IRS AG U.S. batches and bans n the stanment data should not be used for tax ptrpows Rey statement. In addition to regular account fees, accosts FDIC hsured Deposit Program Friendly mown name solk on yearend Ix lams,* 0., kern 1099, 5498, may be sebect to mantenarce fees, charges for late The 5IK protection and the Supplant/Mal protection do The Friendly account name it a customizable • nckname• 10425, etc.) whim preparing your tar return. The Fern 6 payment for securities purchases and charges fa urged not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeepim. rewired by law to report to to IRS all taxable dniderds, amounts n cash accounts. Accossas that re transferred on you attentive The SiPC protection end the fi e no legal effect on your account. is not intended to reportable non-taxable dividends rd mob* interest to other on-tarns my be subject to a !nosier fee. end on secaties held nyotr acccent net proceeds staptemental protection do not protect against changes reflect any strategy, product reCaerneridatno, in the makel rake of your evestments (whether as a investment objective a risk polite associated with you on sale Innsacticed. and cost basis on @Ian covered Use Sweep Options result of market movement issuer bankruptcy a mounts. and is not a promise a gaarartee that wealth secstities LBS otters options for sweep•-g cash balances to ban otherwise). or any @axial reflultS, cis ce willbe achieved. All deposit secants at renaff toted banes and attained inseam:neat imobe the risk of loss ending the risk of Communications with the Firm bans and money make rnaual finds (Money funds). Dividend Reivrestment Program 0)(6P) loss of the entie investment. You can change your • nease re-cordirrn ay oral communications in venting Deposit accounts at LISS Ban USA and non-affiated The pricereflected is an average pens. You may obtain Friend& arcane names through Online Servicesor by to further protect your rktits, including your rents banks panicipang hale UPS FDICansured Deposit the actual price from your FnarxIS Advisor. Of* v.hde coracle; youFinancial AcInsor. seder the Securities Meta Protection Act (SSA). Program are FCK-insured is accordance with FDIC rules, shires are purchased under DRIP; pnial shares will be • I the fwanc 41intaution on th• icp kat oflbhas Fa more Hammken please vet wwwfdc.gow. Deposit sold NW the cash will be deposited in you account. The Accost overview of this statement is not LesFinial Savices, I.SS accounts at UBS AG Stamford Branch and shares of dirdendreiwestment price supplied by the issuer may • Value dries account/portfolio. Net of assets rd Financial Service caries yos account a dewing Money Funds are not eased by the FDK. differ from the market price at which the partial shares liabilities broker by ma-gement with the indicated insiesitin are sold. • Assets Includes avatkle cash balances, vales for We informed you of this relationsheo when you Bak deposits au not protected by SIPC. Money Fund shines en peofected by SIPC See -1/1)5 fetid Servke restricted was* (est X and Global Time Deposes, opened this accost. h the caw, your finds and Cadyin4eu Account Protector below. trrealized mats to market and certain assets ran held securities are located at lkS Financial Services and rot Orky whole urks maybe held in your accost. if you are the :works Leg broker, and you must make a report by the Fen. Does riot nclude @priced securitiestassets entitled to a panel unit as a result of a candied payment at the end of the price and anent testament period& or of any error a Mission to both firms. Opal year (boast, balances in thebank deposal may be or °theorise, the Firm will ether sell panel inits at private ilveSIMMIS, invested stock options and • As *sorbed n the acootre exie re...cents you must Itiandrarm. and shares of a MoneyFund may be market vice or accept an amen deterlined by a liaidated, and the proceeds returned to yr* or your enrcireable stock options. notify is of any efrors or fraud involving checks registered clung agency, and credit you account. • Liablitiei racks debit balances, cumandng margin reflected on your statement with:" 30days after it was sectritin account. mailed a made amiable. loans, Credit Info Sheet account balances Father nkernaton about available sweep options, Innentent objective • Cathitnoney balances Total 01 uninvested available • Please direct °stoner complains or hairies to the The evesMient objectives a-4 risk profile are specific to rcludeg current interest rates and yields, 6 avadab* at cash balances, plus deposit balances at affiliated and Finis Clem Relations Department at 201.352-1699 each account and may vary between yotr accents. www.ubs comrsweepyields, from yeti Gerona.' Advisor nco•alliated banks, and money matte mutual end a tollaree at 6)0.354-9103, 8:00 A.M. to 600 P.M Pease advise the Firmpomp& n mning of any Cr by Callog 800-762-1000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writi-g to 1.85 significant change in your financial situation or Cereal Services ex., Client Betatron Department Non.corimodity free a-edit balances in year scout investment objectives For each want held you not segregated from other balances and the Fern may P.O. Box 766 Union City, ha 07087. UBS Pinandal Services account protection choose one of de following investment objectives: The Finn is a member of the Securen Mesta Protection uSe any of these furls in the ordimay cone of its • All anemones shall be deemed compare and amen • hods.. Covent Income- Investments seeking the 4 not objected to it writing within 60 days CaPoniton (see, ...tack protects seines custonwn generation et -mane only tutees thew funds are payable upon your demand. of es numbers up to 1S00,000 Including 1250.000 for 11-4 total is retitled in the anent period closing value. • For TTY services: Cal 844412-0986 or from outside dams for cased esplanatory brochure available upon • Achieve Capital Appreciation: hteStrnentS seeing the US C all 201-352.1495 growth of print ipalrates than the generation of tending information • h case of errors a cueslins about an tient.* request a at wrowstocorg The SIC asset protection liras apply to al secants that you hold in a particuler norm. For dead information on the Finis lerdig practices fun* transfer (UM bill pare em or UM Visedebit • Procter* Combination ofIncome and Capital and diubsutes refer to your Client Reletionthp cad transactions, cal 800-262-1000, or mite to UBS capacity- The Firm, together with certaM athletes, has also Appreci Investments seeking both the generation Agreement a Account Agreement and the General 'rank-finery-ices Ix., 1000 Harbor WW1, 6th 000r. of nom, and growth of principal. Terms and Ca-cations MS Statement ot Credit Practice weehawkon. W 07086, Ann: ReANSSA Services. purchased supplemental imam. The mar-nun an payable to at eligt* dins collective& under available n Agreements andDisclosures at the protedion is S500 million as of December 10, 2019. Overall risk profiles yenw sofa <O161.kel0IntelitthWIM Call a write as soon as you can, 1 you thins you • Consenadve. SeekS to manure metal Oncost, wit statement a recta 6 swag gripe need more Sawed to the poky corneas and linitalions, cash a information :both a transfer on the seam-rtem a the Fern es hater protected for up 10 11.9 milli:ft in gat low risk and volatiby to the account overall even if recept. The Fern of Card Muer (as appkable muse aggregate for at your &Coxes held in a particular that metro the account don not generate significant SDNY_GM_00009810 CONFIDENTIAL EFTA01597477 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9811 CONFIDENTIAL EFTA01597478 Finacial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 May 2020 n070054353650520 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind CashiSaving Account number: eilifacik Your IR nancial Advisor. SCOTT 5TACKMAWLYLE CASRIEL Questions a bout your statement? Call you Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on April 30(S) on May 29 (5) account 029023575. Your assets 5.10 5.10 Visit our website: Your liabilities 0.00 0.00 www ubs corn/ financialservices Value of your account $5.10 $5.10 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepon.com. Tracking the value of your account during l020 Value of your x<ount S Thousands at yea end 2019 SS10 Your investment return: 6,144.7 Change in market 'aloe $0.00 Value of your account on May 29, 2020 $5.10 991.4 817.6 700.0 s ima 0;) 0.0 00 Dec 2011 Dec 2015 Dec 2016 Dec kW? Dec 2018 0ec 2019 Aar 2020 May 2020 SDNY GM 00009812 Member SIPC AtP7C0C8005435365 NP9)00182019 00002 0520 030575004 Y123575550000000 Page 1 of 6 CONFIDENTIAL EFTA01597479 sUBS Resource Management Account May Account name: Friendly account name: Account number Your Pineeded Advisor: SCOTT STACKBAANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of May 29 ($) your account Cash and money balances may include A casli end money balances 5.10 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC Insured Deposit Program Bank accounts, U85 AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important irdormabon D Faed income 0.00 0 00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0.00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $5.10 100.00% A Value of your account S5.10 Eye on the markets Percentage change Index May 2020 Year to date SW 500 4.76% -4.97% Russell 3000 5.35% -5.63% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S Aggregate Bond Index 0.47% 5.47% Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.18% At•70003005O 5366 NP70001820I 9 00002 0520 030575004 YI 23575550 coNfliliyGp,tothxyaelafte 2 of 6 CONFIDENTIAL EFTA01597480 Resource Management Account Account name: GHSLANE MAXWELL Your Financial Advisor. Friendly account name: ind CashiSaving *DUBS May 2020 Account number: SCOTT STACKMANLYLE CAMEL Change in the value of your account may 2020 (S) Year to date(1) Opening account value $5.10 $5.10 Closing account value $5.10 $5.10 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 85.10 Closing UBS Bank USA Deposit balance May 6 $5.10 Number of days in interest period 30 Average daily balance 85.10 Interest earned 80 00 Annual percentage yield earned 0O0% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Achisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciaton Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009814 ANP70003005435367 MIN:0182019000M 0520 030525004 YI 23575550 BOOBOO Page 3 of 6 CONFIDENTIAL EFTA01597481 *UBS Your notes at/7%0300W Mee WACO Ifiri0, 00002 0510 0305/°500' , 135)5$50 cogymy Gm000, 80.se 0 of 6 CONFIDENTIAL EFTA01597482 Resource Management Account Account name: GEISLAINE MAXWELL Your leneadel Advisor: taUBS May 2020 Friendly account name: Ind CashiSaving Account number: ao•mlaroliSi SCOTT STACKMANLYLE CASRIEL Your assets Sane prices, income and current values shown may be approximate As a result. gains and losses in,/ no be accurately reflected. See Important information about your statement a the end d this document for mote inlormaton Cash Cash and money balances Cash and money batances may inducle avalable cash balances, UBS Bank USA deposit account balances, U8S Balk USA and all UBS FDIC Insured Prog,yn Bank deposit aCCOunt bdences are insured by the FDIC MIS' UBS FDIC Insured Procam Bank Bdances. UBS AG Stamford 6,anch deposit account blokes and money applicable limits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured market mut ud fund sweep balances. by FDIC and are not protected by SIPC Money market sweep balances are protected by 51K but are rot inured by the FoC. See the important information about put statement at the end of Ms document for details about those balances Opering bdalCe aosing Patna, Peae per share Average Deaden(' Interest Oafs in iaddng on may 1 (1) on May 29 (1) on May 29(0 rate defied penod Cap amount (1) UBS BANK USA DEP ACCT 5.10 5.10 250,000.00 Your total assets Percentage of Cost Estimated UnrealiZed Value on letdy 29 (1) your account basis (S) annUa income (1) on or loss (1) Cash Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009816 M410303005435369 NP70001820I9C0002 0520 03052500a VI 23575550 C00000 Page 5 of 6 CONFIDENTIAL EFTA01597483 *UFIS Your notes AW7000300S435370 NP7000182019 00002 0520 03057500+, 23575M 004MY_GM_00009Age 6 of 6 End of statement for account number YI 23575 S5 CONFIDENTIAL EFTA01597484 Important information about your statement UESFinancial Services In. (the Firma LIES Financial hear from yOuna later than 60 days alter the Finn capacity. A fug copy of the polio; ntradrg is available income or roars and maims keep pace wain Services), e a minter of all principal sena*, comwfty tent you the fist statement on With the error or won eroPent. inflation andpaean excha-ges. UBS Financial Services and UBS problem appearod. • Moderate; Wang to accept sane risk to princpal and Bark USA are i -direct subsidiaries (SUBS AG and — Provide you name ad accurst number Of ay). Neither the SIPC protection nee the acclimate' tolerate some volatlity to seek hiper returns. affiliates of 1185 Stosees U.C. Thefinas financial — Doubt the erne or the transfer you re insure potection apply to, • Aggressive: Willing to accept high risk to primeval and stamen s available won request. The firm's executhe about and oaten as clearly as you can why you • Certain financial assets controlled by (and ext.:led in he n volatility to seek hipratan Over time. 011Cot as al: believe h is an mai:rely you need more you account value) but held away from UBS Financial • mwestownt lisratity Comeoteration: II selected, a inIcanalkn. Services. For pun* certain (0 institutee prods's, portion of the portfolio for that auxin may include UBS Cranial Sakes lx. — Provide the doll...amount of the suspected error. ixludrg variable amuities, and 0i) shares of mtdual complex strategies, limited liquidity and greaser 1200 Harbor Boulevard funds registered nthe name of the want holder on volatray. Weehawken. NJ 07086 The Firm or Cad Issuer will investigate your complaint the books of the issuer a transfer agen); and will correct ay error promptly for armed tams • Investment contracts a rwennient newts fe.g., Statement "hounheldinge This statement represents the on& officialrecord of you emoting 1)85 Vmsa•debil cad transactions, 4 we take imbed partnerships and private placements) that are We may consoktate at rend account statements wife Les Financial Services accours Other records, except more than 10 barren days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because official la. docunmts, contanng cceakting data should you actors fa the tallOunl you thnk it in puce. so LAM • Commodities contracts (e.g., foreign exchange and they have owners who also maintain jolt account nor be retied upon. II you belie, there is an ma or you will have the use of the money during the tine it precious metal contracts), includig litres contracts relationships wth other clients at the same acidness. if omosion, please report it immediately in writing to the takes us to complete as ithintgamin. and canned* open contracts, you prefer to receive individual statement mailed n Branch Manager of the office serving you account. • Sectrities in loan toMG FikInCtal Smites; and separate envelopes, you maydecline householdrg by Please male all checks payable to the Fim or the • Depots accounts (north cal jokes of deposit) at LOS (Ong your Financial Advisor Although all figures show are intended to be accurate, financial nstitucn indicated on the front of this Bak USA, IRS AG U.S. branches and Owls n the statement data should not be used for tar ptrpows Rey statement In addition to regular account fees, accounts FDIC Insured Deposit Program. Friendly accord name sole& on yearend Is lams, 1 4., kern 1099, 5498, may be sulact to mantenance fees, charges for late The 5IK protection and the supplemental protection do The Friendly account nine 6 a Custrallitabk 're:knave' 10425, etc.) whim preparing your tar return. The Fern 6 payment for securities purchases and charges fa taped not apply to these assets even if they othuwise appear chosen by you to assist you with your recordkeepig. required by law to ripen to the IRS all taxable dniderds, antl.ras n cash accords. ActOtrill that to transferred on you metonyms. the SWC protection and the hie no legal Owl on your account, it not intended to reportable ronurabe dividends and mob* interest to other nstautcns may be subject to a transfer fee. stpplemental protection do not protect against changes reflect any strategy, product recarrnerdation, earned an secants held n yotr aCONSR, net proceeds ei the mikei make of yin avestments (whether as a irreament objective a risk boll. associated vid-i you on sale transactions, ad cost basis on tenon covered UN Sweep Options result of market movement issuer bankruptcy or mounts and is not a prance or garnet that %wealth, securities UBS offers options for sweepeg cash balances to bark otherwise). or any financial results. can ce willbe achieved. All deposit secants at ranklAated banks and affiliated investments lively the risk of loss. exl.dng the risk of Communications with the Firm banks and money marker mutual funds (Money Funds). Dividend Reinvestment Program (MP) loss of the anti* investment. You can change your • Please re.torturrn any oral corm-arnica:cm in writing Deposit accounts at UBS Bark USA and non-affiated The price reflected it an average force. You may obtain Freno* =WA names tIvough Online Servicesor by to further protect you r41s, including your ripts banks panicipang en the UM FDIC-inured Deposit the actual price from you Fnarx lel Advisor. Only Wide contacting you-Financial AcInsor. under the Securities hvesta Protection Act (SSA). Program are FCC-insured in accordance with FDIC rules. Owes are purchased under DRIP; patial shares will be • N the financier institution on the sop left of the front Fa more nfoimalkm, please visit www.fdx.gor Deposit sold axItho cash will be deposited in you Mount The Account overview of this statement is not Les f naxial Services, LSS accounts at UBS AG Stamford Branch and shares of dirdend reinvestment price supplied by tie issuer may • Value of sow account/portfolio. Net of assets and Financial Services caries you account as ckgring Money Funds are not rovedby the FDIC. differ from the market price at which the partial Mares liabilities broker by aumgement with the indicated institution. are sold. • Assets Secludes available cash balances, vales for We informed you of this relationshb Wen you Bak deposits re not protected by SIPC. Money Fund Own re poiected by SIPC See -1.11)S financial Servket restricted security (est X and Global Time POWS, opened this account h this cases you funds and Caelyin4eu Account Protects:re below. realized mats to market and certain assets rot held secuthes are located at UBS Financial Services and rot Cake whole urks maybe held in your account. Rya, are by the fan. Does not nag* unpiced securitietassets the iwoix Leg broker, ad you must male a typal Milled 10 a panial tout as a result of a divided payment UpOn you moan balances n the bank deposal may be at the end of the prior and OJT•M statement periods. or 01 any sea or an6S0n 10 both fens. or otherwise, the firm will ether sell patial units at private investments, invested stod options and • As *sorbed a the account ny %wont,, you must withdrawn ad shares of a Money Fund may be market price or accept an an detemaNed by a liaidated, and the proceeds retuned to you or you retreir.able stock options. noddyset of any errors or fraud involvivg checks registered clean; agency, and credit you. accord. • Liablities. Incledes debit balances, outuandng margin reflected on your stater:tont within 30days after it was sal-rain account. mailed a made amiable. loans, Ueda fine, shat scant balances futher nkrynaton stout available sweep options, Innertment objective, • Cashenoney balances Total of uninvested available • Please direct custom& carolers or intones to the The inesament objectives and risk profile are spank to rcludng turners interest rates and yields, O avadab* at cash balances, plus deposit balances al affiliated and Finis C lent Relations Department at 201.352-1699 each account and may vary between you accounts. www.ubs comm./ear/ids, from you Prima.' Advisor novallAbated banks, and money market naval And or tollaree at PC0.314-9103, 8:00 A.M. to 600 P.M. Please advise the Firmprompt& in raving of ay Cr by caling 800-7624000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 significant change in your financial situation or Chancel Services era., Client Relations Department Notheormodity free credit balances in year account re investment objectives Foe each secant held, rta not segregated from other balances and the Fern may P.O. Box 766Union City, hi 07087. UBS Pinanial Services account protection choose one of de following investment objectives: The Finn is a member of the Secursies Inwstor Protection use any of these fords in the ordinay cone of its • All statements shall be deemed compare and amen • Produt Current Income- Investments *tang the 4 not objected to it nailing within 60 days CaPoraton (SIC), oath protects securities custonwn generation a income only. burins Thew funds re melt upon your demand. of as members up to 1500,000 (lading 1250.000 for 11-es total is ixlided in the curent period closing value. • For TTY services: Cal 844412-0986 or from outside dam for tat* etplana101y brochure available upon • Achieve Capital Appreciation: hrestrnents sealing the US Ca11201.332.1495 growth of principal radwe than the generation of tending information • h case of errors or questions about an electronic request a at mew stworg. The SIC asset protection lines apply to a1accounts that you hold a a particular income. For dotaied ntormation an the Fin's lerding practices ends transfer On bill payment or UM Yeav debit • hocks* Combination ofWpm* and Capital and disc Mures, refer to your Client Relationshp cad transactions, cal 800-262-1000, or write to UBS capacity. The Firm, together with certain affaates,has also Appreciation- investments seeking both the generation Agreement or Account Agreement and the General Financial Services It, 1000 Harbor Blvd, 6th HOOr. purchased supplemental insurance The mailman of 'mome and growth of principal. Ten's and Conditions Les Statement of Credit Practices Weehawken. Ns 07086, Ann: RIAPISSA Swan. availablei Agreements andDisclosures amass payable to all that)* clients, collective& under this protection is SSOO million as of Dearrber 10, 2019. Overall risk profiles yaw, ubl tOrnAtet0u -Pfrfarkw/1M Call a. write as soon at you can, 1 you fink you • Consananye. Seekt to msnurh initial Oncost, with statement a retell 6 Wing Cfiyal need more Subject to the policy conditions and linitaons, cash a information about a transfer on the slate met or the fan is further protected for oP 1011.9 million in to low risk and volatiby to the account overall even retell. The arm a Card Issuer (as appkable) must aggregate for all your acorns hell in a particular that means the scant does not generate significant SDNY_GM_00009818 CONFIDENTIAL EFTA01597485 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9819 CONFIDENTIAL EFTA01597486 IRS Financial Services Inc UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 June 2020 ANP70062858650620X123 VI 0 GHISLAINE MAXWELL 139A CHARLES ST. APT #233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind:CashiSaving Account number: Your Finandal Advisor. SCOTT STACKMAN/MICASRIEL Questions about your statement? Call you. Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on May 29 31 on June 30 (S) account 029023575. Your assets 5.10 5.10 Visit oar website: Your liabilities 0.0O O.O0 www.ubs.convfinancialservices Value of your account $5.10 $5.10 Items for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepon.com. Tracking the value of your account during 2020 VSue of your account S Thousands at yea end 2019 3510 Your investment return: 6,144.7 Change in market value WOO 4,208.9 Value of your account on Jun 30, 2020 59.10 991.4 817.6 700.0 • o rnmagni4 0.0 00 • Dec 2014 Dec 015 Dec 016 Dec 2017 Dec 2018 Dec 2019 May 2020 tun 2020 SDNY GM 00009820 Member SIPC A/4.70305006285865 NP7000298083 03002 0620 030575004 Y123575550 111000 Page 1 of 6 CONFIDENTIAL EFTA01597487 Account name: GHISLAMIE MAXWELL UBS Resource Management Account e 202c Friendly account name:Ind CashlSaving Account number. Your Fimodal Advisor: SCOTT STACKMANLYLE CASRIEL RPFLEOPPPIIINRINIMPPIIIIID Your account balance sheet Summary of your assets Value on Percentage of lune 30 (k) your account Cash and money balances 5.10 Cash and money balances may include A 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Foxed income 0.00 0 00% about your statement on the last two pages of this statement tor detais about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $5.10 100.00% A Value of your account S5.10 Eye on the markets Percentage change Index June 2020 Year to date S&P 500 1.99% -108% Russell 3000 2.29% -3.48% MSC I - Europe, Australia & Far East 3.44% -11.07% Barclays Capital U.S. Aggregate Bond Index 0.63% 6.14% Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% Ake700C600628S966 NP2000293083 00002 C620 030525004 Vt 2357SS5011MitiyGht0000gEegge 2 of 6 CONFIDENTIAL EFTA01597488 Resource Management Account Account name: GHSLANE MAXWELL Your Nnandal Advisor: Friendly account name:Ind:CateSaw 4t UBS lune 2020 Account number: SCOTT STACK MANLYLE CASRIEL Change in the value of your account line 2020 1$) Year to date (t) Opening account value $5.10 $5.10 Closing account value $5.10 $5.10 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Deposit balance May 7 $5.10 Closing UBS Bank USA Deposit balance lun 4 $5.10 Number of days in interest period 29 Average daily balance $5.10 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Adirsor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009822 M.9705[60052135867 Nr00O293083 C00O2 C620 030575004 7123575550 111000 Page 3 of 6 CONFIDENTIAL EFTA01597489 *UBS Your notes A w70005306185.8 NPAC0198083 COMP 0.0 O30575004,23575.0 II yjNyGm000,8ftge 4 of 6 CONFIDENTIAL EFTA01597490 Account name: GHISLAINE MAXWELL Resource Management Account Your Nnandal Advisor: *UBS June 2020 Friendly account name: Ind:CasN Sawng Account number: SCOTT STACK MANLYLE CASRIEL Your assets Sane prices, income and current vdues shown may be appicnomsle As a result. gains and losses may not be accurately reflected. See important Information about your statement a the ends this document fa more inform:ton Cash Cash and money balances Cash and money balances may inducte ay./tale cash balances, UBS Bank USA &pant account balances, U85 Bank USA and all U85 FDIC Insured Pro run Bank deport scant bdences are insured by the FDIC within LIE6 FDIC Insured Dragon" Bank &lances. U85 AG Stamford Branch deposit account Mance; and money applicable lints, but are not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured market mut ud fund sweep balances. by MK and are nos protected by 51K Money market sweep balances are protected by 51K but are roe Insured by the FIX. See the important mfommvon about your statement at the end of tNs document for details about those teeances Opening bdwice Closing balakte Pea. per Share Average Dadencl Interest Days el skidno on Jun 1 (1) on Jun 30 (I) on Jun 30(S) rate period penod UBS BANK USA DEP ACCT 510 5.10 Your total assets Percentage of Cost Estimated Unrealized value on Jun 30 (t) )Olif /count basis (S) annul income fa/ gam or loss (S) Ca►h Cash and money balances 5.10 100.00% 5.10 Total $5.10 100.00% $5.10 SDNY GM 00009824 Atar70006006285859 hIP70CO293083 C0002 0620 03057600A YI 23575550 111000 Page 5 of 6 CONFIDENTIAL EFTA01597491 i1-3s Your notes .70006006165.0 o.70,72293.72 03057570., 723575550 f , Wflyy GM opoogat,po 6 of 6 Erd of for account number YI 23575 55 CONFIDENTIAL EFTA01597492 Important information about your statement LIESFinancial Services Inc. (the Firma LOBS Financial hear from yOuna later than 60 days after the Firm capacity. A ful copy of the poky waxing is available income or reams arid may not keep pace wth Services), is a member of all cantina srourity, cownodity sent you the fist statement on which the error or Won request. Matra andWins excha-ges UBS Financial Services and UBS problem appeared. • Moderate: Waling to accept sane risk to principal and Bath USA are irdirect absitharies OM AG and — Provkle yaw nave ad accost number (4 any). Nether the SIPC protection nor the applemental tolerate some wlauity 10 seek higher returns affiliates of LEG Skulls U.C. The Firms financial — Dewbe toe the *MX or the Panda you se insure potection apply to: • Aggressive: Willing to accept Ingti risk ki primeval and statement is available upon rawest. The Fern's nectar. about and replan as clearly as you can why you • Certain financial assets controlled by (and Misled in high volatility to seek highrehire over time. OftineS are at: bolero il is an error or why you needmom your account value) but held away from UBS Financial • mvestemnt /EON& Comideratien: II selected, a Marnalion Services. For burn* certain (0 insurance prodsts portion of the portfolio for that acorn may include UBS Fanjet Services ix — Provide the dollar amount of the suspected error. includng etnable amities. and 0i) shares of maks, complex strategin, united liquidly and greater 1200 Harbor Boulevard funds registered nth name of the account holder on ras*. Weehawken. NI 07086 The Firma Cad Issuer will investigate yaw cormilaint the books of the issuer a transfer awe); and will correct any error promptly For eloped taws • hvestmmt contracts or nvestment Mewls fe.g Statement ahouseholdirer This statement represents the ony officialrecord of you imaing Vesa•debit cad transactions, 4 we take tented partnerships and private placements) that me We may consoktate al telexed account statements with Les Financial Services accoura Other records, erupt more than 10 tushess days TO do this, we will credit not registered under the Securities Act of 1933; the same address in the sane envelope. e g. because official tax documents, contenting conflicting data should you ware for the amount you thnk is in errs, so that • Comnodities contracts (e.g., foreign exchange and they have owners who also maintain jon account •oe be retied taxa. Ilyou befieve there is an error or you will have the use of the money dung the trap it precious metal contracts), incluckg roues contracts redatiOnShem wth other clients at the same acidness, ef °motion, pleat report it immediately in roiling to the takes us to carplete os investgaton. ad commolty open contracts; you prefer to receive individual statement mailed n Branch Manager of the office senirg yaw account. • Sectrities on loan toU85 Financial SerkeS; and separate envelopes, you Maydecline househokkg by Please make all checks payable to the Firm or the • Depose accounts (excel owlifantes of deposit) at UBS °aro your Financial Advisor Although all figures shown are Mended to be accurate, financial nstauten ridcated on the from of this Bak USA, UBS AG U.S. branches and bans n the sttement data shouldnot be used kr tax purposes. Rey statement In addition to regular account feet accounts FDIC hsured Deposit PrOGIM. Friendly =cowl name coley on pranend Ix lams, 6 e., Form 1099, 5498, may be abject to mantenace fees, charges for late The SIPC protection and the supplemental protection do The Friendly account fume is a custaniubk 'nickname' 10425, etc) when preparing your tar reborn. Refine' is payment for securities purchases and charges la unpaid neat apply to these assets ewn if they ottenvise appear chosen by you to asset you with yaw recordkerong lt mound by law to report to th IRS all taxable dnidends, >mints n cash accounts. Accosts that at transferred on you statements. The SIPC protection and the has ra legal effect on your account, is not Mended to reportable non-tbable dividends wed unable merest to other nstilutOra my be subject to a trander fee. siaplemental protection do not protect against changes reflect any Wat914 product recommendation. earned on sautes held Pewter octant net proceeds the market rake of your nvestrrants (whether as a investment Objective a risk prolie associated with you on sale umiak:fa and con basis on oaten covered UN Sweep Options result of market movement issuer bankruptcy a accounts. and o not a promee or garnet that weal, securities. UBS offers options for myopic cash balances to bait otherwise). or any financial results. caner willbe achieved. All deposit accounts at nonalauted banks and 'Misted investments. involve the risk of lost riLdng the rid( of Communisations with the Firm banks and money maker mutual finds (Money Funds) Dividend Reinvestment Program (DRIP) loss of the entie investment. You can change your • Please re-confan any oral cornrrunications in writing Deposit accounts at UBS Bait USA and minafflated Rat pry, reflected is en average pee. You mar obtain Primly =aft names through Online Services or by to further protect your r4ii, including your rights banks panicipaing the UBS FDIC-hand Deposit the actual price Pampa Fnarx lel Advisor. Only whole contacting your Financial AcInsor. sunder the Sense*. Investor Protection Act OSA). Program are FPC-insured in visit once with FDIC rules. accordance shies are purchased under DRIP: Pilial shares will be • II the fitanc 41inithikin on the icy lett of Ihe front For more Hamm please Deposit sold and the cash woe be deposited in your Mount. The Account overview of this statement is not Les Financial Services. LOBS accounts at UBS AG Stamford Branch and shares of dividend reinvestment price applied by tie issuer may • Value of you account/portfolio. Net of assets and Financial Services carries yes account as clearing Money Funds are not i -o-red by the FDIC. defer from the market price at which the partial shares liabiGis broker by arrangement win the indicated institution are sold. • Assets include, available cash balances, wakes for We informed you of this relationshb when you Bat deposits ate not protected by SIPC. Money Find dunes in protected by SIPC See 'MS fnancia Servkes restricted security (est 1, and Global Time POWs opened this accost. In the cave your finds and Cadvirefieu Account Protection' below. La-realized mats to market and certain assets mat held searnes are located at UBS Financial Services and rot Only whale units maybe held in yaw account. It you are by the Fin Does not ncktek °naked securities( assets the introdacrg broker, and you must nuke a report reeled to a petal unit as a result casein:den:I payment Upon your request banes in the ban deposal may be at the end of the peke arid °anent Statairont Sarno& a of any error a arusson to both fns. or otherwise, the Firm will ether sell petits units at private investments, invested nod option and • As *sorbed n the accost agreements, youmust wihdrawn and shares of a Money Fund may be market price or accept an amartl detemined by a liaadated, end the proceeds tetanal to you or you merciuble stock options. n:44y us of any errors or fraud involving checks registered clean; agency, and credit you accont. • Liable's. Vrelides debit balances, cutsundng margin reflected on your statement within 30days after it was secisitin account. mailed a made amiable. loans, credit link Shan Xrafit balances Futter nkanstitie about swath* sweep options, Inmenntent objectives • Cashratoney balances Total of uninvested avalabk • Please direct °stoner carotenes or hairies to the The investment objectives and risk profile are specd k to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.3521699 nixing current interest rates and yields, is available at each account and mar vary between you accords. www.ubs comrsiwepyields, from your Fiuncal Advisor non(fluted banks, and gravy market matual fund a toll-free at 6)0.354-9103, 8:00 A.M. to 600 P.M Pkae advise the Firm wreak. in wining of are ex by <Ong KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to U35 significant change in par financial situation or Nomf orwriOday free credit balances in yaw accord re Chantal Services ex., Client Relations Department, investment objectives Foe each actor had, rca not segregted from other balances and the Fenn may P.O. Bar 766 Union City, M 07087. UN Financial Services account protection choose one of he following investment objectives: the Finn is a matter of the Securain hwstor Protection use any d these finds in the ordinary cone of its • All statements shall be deemed complete and acetate • produce Current Income- Investments wet kg the bushes thour finds are Mel. upon your demand 4 not objected to it suiting within 60 days. Corporation (sec), which protects securbes custonwn generation of income only. of is meerbers up to 1500,000 (nading 1250.000 for This total is Pclided in the cm-rent period closing value. • For TIY services: Cal 844412-0986 or from outside curns for rastt esplanatOey brochure available moon • Attie.* Capital Appreciation: hrestmenes seeking theUS Call20l-352-1495 growth of ant palrather than the generation of Lending infannatien • h case of errors or cuestire about an electronic request a a wawstecorg. the SWC asset protection lints apply to at accents that you hold in a particular income. For detailed information <nth, Finis lending practices firth transfer (EFT), bill paranerit or MS Visa* debit • Prodece Combination ofIncome and Capital and disclosures, refer to your Client Relationshp cad transactions, cal 800-7621000, or wide to UBS capacity. The Firm, together with certain affiates, has also Appreciation- Investments seeking both the generation Agreement or Account Agreement and the General F runcial Services hc., 1000 Harbor Bld, 61h floor, of income and growth of principal. Ten's and Conditions UBS Statement of Credit Practices weehawkon. Ni 07086, Attn: RMNSSA Seryces. Fathered supplemental inflamer. The rnanyins amen payable to at eligteh awls, collectively under available i Agnem ens andDiscbsures at the protection is 1500 million as of Deciliter 10, 2019. Overall risk profiles row sob- romlarroirvtedirck)wrov Call a write as soon as you can, 1 you think yaw • Conservative. Seeks to ennui,initial princoil, with statement a receipt is iwo-g or need more Weed to the policy cerealens and linitalions, cash a information about a transfer on the statement or theFirn es tither protected fa up 10 11.9 milks in the low risk and mlatiby to We account overall even if recent. The ten of Card bluer (as appkable) must aggregate for at your accounts hell in a particular that means the secant does not generate sirditant SDNY_GM_00009826 CONFIDENTIAL EFTA01597493 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9827 CONFIDENTIAL EFTA01597494