EFTA01597667

OBS Financial Services Inc Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 December 2018 Your Mandril Advisor: SCOTT STACK MAN/ LYLE CASRIEL Phone: 212-821.70001800-30&3140 Account name: MONTPELIER TRUST Friendly account name: Mcrit Fled e Fund Questions about your statement? Cali your Financial Advisor or the Account number: RMA ResourceLine at 800.RMA.1000, account 029045172. visit our website: imvw.vbs.cornilmanciaiservices Your investment objectives: You have identified the following Value of your account Your account instruclions • The account record was signed by your investment objectives for this account If on November 30 (5) on December 31 (f) Financial Advisor and approved by a you have questions about these Principal of the Firm. objectives, disagree with them, or wish to Your assets 0.00 1,000,000.00 • Your account cost basis default closing change them, please contact you method is FIFO, First In, First Out. Your liabilities 0.00 0.00 Financial Advisor of Branch Manager. You can find a fr./ description of the Value of your account $0.00 $1,000,000.00 alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Change in the value of your account Your risk profile: December 2018 (4) Year to date (S) Plimary - Aggressive Opening account value $0.00 $0.00 investment eligibility consideration - None selected Deposits, including investments transferred in 1,000,000 00 1,000,000.00 Closing account value $1,000,000.00 $1,000,000.00 SDNY GM 00010004 Member SIPC Page 17 of 20 CONFIDENTIAL EFTA01597667 MONTPELIER TRUST UBS Resource Management Account December 2018 Account name: friendly account name: Mont Hedge Fund Account number. Your linancial Advisor. SCOTT STACK MANLYLE CASRIEL EMPINIIIMPIN-308-3140 Cash activity summary See Account activity this month for detzils. Mantes in your Sweep Options are inducted in the opening and dosing Manses watt. FDIC Insurance applies to deposits at LIDS Bart USA and rit banks partkipaUng In the 0BS FDIC insured Deposit Procyon. R does not apt:ty to deposits at LSS AG, Stamford Branch. 51K protection apples to money market sweep fund heeding' but rot bank deposits. See important informants* about your :cerement on the last two pages cf this document tor detats. December 2018 (1) Year to date (1) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 1,000,000.00 1,000,000 00 Total additions $1,000,000.00 $1,000,000.00 Subtractions Funds withdrawn for investments bought -1,000,000.00 -1,000,000.00 Total subtractions -$1,000,000.00 -11,000,000.00 Closing balances $0.00 50.00 ICgt%111GM000156,8 18 of 20 CONFIDENTIAL EFTA01597668 Account name: MONTPELIER TRUST Resource Management Account Your Nnandal Advisor: *DUBS • 'In Friendly account name:Mont Hedge Fund Account number: SCOTT STACKMANILYLE CASR1EL aceal40 Your assets Sane prices, income and current values shown may be apprournale. As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of this Cocurnem f more information. Non-traditional Prnae eguty funds, Hedge funds, andOther imestMents ate held in your u85 Fwancia Services Inc. (UBS Estimates of value suppled by issuers of certain trograns (which are generally 'net asset vane' estimates) FS) brokerage account The positions reported below reflect the records of the issuers, and UBS FS does rot are shown as' issuer est rate per unit' For Private eqtily funds, • Est value per unit' is a value updated gsarantee the accuracy of the Information. The value shown Is not necessarily the value you would receive quarterly, based on the Net Asset Value C NAV') in the fund as of the date specified. adjusted by ading from the issue'• if you sada* assets. Funds actively sold ty UB5 FS are SuteeCt to ongoing due dligenCe, (xi la cans and subtracting dstdbutions since the NAY date. The NAV is paternity based on estimated although the level performed may vary A doted fund may be weird to no °noting diligence. A fund that portfolio values provided by the underlying fund sponsor. These tem values may wry because of differences you purchased elsewhere may never hare been suttect to UBS FS dInge rice. although UBS FS may receive a in the way they were estimated and became the 'Third party est. value per seat• may ha* been prepared fee licm the fund's manager, which mg <antilute a mayorily of the managemenVincentivefee. Please on the Wilt of financial information other than yearend, Reported estimates ma, not reflect resale, contact your Financial Advisor with questions. 'Est. value per wit• is an estimate of value supplied by an Equidation a repurchase value, if any, and may rot reflect dstributions of c4 dal until the next valuation is independent valuation firm and reflects adjustments for factors such as the bquidty of the unts. reported, generally on an annual or sera-annual basis See important information goof yogi statement at the end of thS statement. Hedge funds PUrnicrie we/ Number Average pace Client Cost Price per shale Value on unrealized (tad indestrnem Haring Had ng of shares Per share (F) investment (S) bases (3) on Dec 31 (3) Dec 31 (3) 93in Or IOSS (S) return (II period ALPHAKEYS MILLENNIUM FO I & II U.0 CLASS B ESCROW Trade date: DEC 17, 18 1,000,000.00 1,000,000.00 1.000 1,000,000.00 ST Your total assets Percentage ci Cost Estimated unrealized Value on Dec 31 (1) your account basis (1) annual income (5) gan or loss (t) Non-traditional Hedge funds 1,000,000.00 100.00% 1,000,000.00 Total $1,000,000.00 100.00% S1,000,000.00 Account activity this month Ewe Aclinty Description amount (I) Deposits and other funds credited Dec 14 Transfer FM YI 45170 3100 1,000,000.00 Total deposits and other funds credited $1,000,000.00 SDNY GM 00010006 Page 19 of 20 CONFIDENTIAL EFTA01597669 SUBS Resource Management Account December 2018 Account name: Friendly account name. Account number MONTPELIER TRUST Your Mnodal Advisor: SCOTT STACK MANLYLE CASPIEL a-308.3140 Account activity this month (continued) Investment transactions FOI more informaion about the price/value shown for restricted sec unties, see important Information about your statement at the end of this cbc‘ment Proceeds Iran Funds investment withdrawn fcr Accrued Ode Ac11Nly Des( Oplion Quantity value (S) pnce (3) trarisactIcns ($) investments bought (5) imeren(I) Dec 17 Bought ALPHAKEYS MILLENNIUM FD I & II LIC CLASS B 1,000,000.000 1.00 -1,000,000.00 ESCROW SOUCITED INITIAL CUSIP' 02076X9081 SYMBOL: MFSBMC Total -$1,000,000.00 Ode actiirty Description arriount (S) Money balance activities Nov 30 Balance forward $0.00 Dec 17 Deposit U95 FDIC INSURED DEPOSIT PGM 1,000,000.00 Dec 18 Withdrawal UBS FDIC INSURED DEPOSIT PGM AS OF 12/17118 -1,000,000.00 Dec 31 Closing UBS FDIC•Insured Deposit Program $0.00 The UBS FOIC-Insured DtpOSII PIOGJUIM n your primary sweep option. . ....SY_GM_0001teet 20 of 20 End of statement for account number CONFIDENTIAL EFTA01597670 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00010008 CONFIDENTIAL EFTA01597671 Important information about your statement (continued) Yam assets — For certain Se0.31343 trading in non-ccerforrni-g • Est. (estinatee) iii:Onte, current yields and rates. - We receive 0:01reinalkn From,,Les Bask USA, U3S Your statement Semites seadtits arid other assets held denamhatronk, ace and quantity dace valid may An estimate of angel game is bawd co current AG Stanford Branch and nonaffiliated bat in the attars a the end of the statement period. You have been adjusted to facilitate proper valuation. dMdend and interest rates. assuming the securities will troop our cash sweep pogroms. This may ask for On"»of tally paid searitin at aror tint To obtain oaten quota ions, when a barible. contact be held for one year from statement date or until compensation may be a motet per account fee or You may recent ponies used as loan colateral alter yeas bunt eat Advisor. "estuary. This estimate 6 only a 9uidbine; accuracy may be a percentage of average daib depose paying any balance dap on them. Arry seciaties and continued income are not guaranteed balances. transferred to dr Fie during the statement period are • Private investments and structured product. — Estimated!Mal income and content yield for listed at market value as of the end of the statement Private Segment securities (ixlacIrg Oren certain types of securities could include a return of Activity perrod. Participation program and real estate investment trust principal or repast gars is Meth case the est troormation regarding commission, and other charges • Cost bash. In deterinning the cost basis of the saurges) and struceured prodas are goner* MA. income (and current would be overstated. awned in convection with the tootoson of trades, securities included in this statement, where ;notated piqued Certain structuredproducts haw not teen — Estimated real income and current yield and the including option transactions has been indudedon with the number'I. u.85Finendal Services has relied registered with the Securities and Exchange actual item and yield mg* be lower or tether confienotions previously furnished to yos and will be on information obtained from sources other than ever Commissioner under amstate securities laws. We than the estimated amounts. provided to you pronµy on fkrfasl. your, glutting Hawk» from another Financial Servees, provide esteruted values for prince imatnent — An estimate of a-nuarued income (dwl:Send ardor Ism or that my haw pro/KW to yens Financial taunts and structured products for nfornoeional interest) deeded by the carers market Short selling Advisor. The Filth does rot independerdir way or pu-wusonly. Accuracy is not guaranteed. vat...Waverer balance is based on the last dividend if you are engaged in short selling a security, you may 9.111101•0 the away or validity of any int amen» • vales may dif a tubstentially fran prices, or merest payment made by the issuer and incur a chime due to rain borrowing costs fa that provided by aurae.other than LES Financial Services. any, at which a private mestrnent securityo assumes she secura in/deposes will be held for one canicularseosiy. h ackliion, although 1.85 Financial SerVres genera* structured product maybe boujsl a sold and do year from the statement dale or urea maturity. updates this reamation as it is received, the km not necessarily restresere the vi you may receive Accuracy and centived yield are not aura te& Open orders does not provide any assurances that the relormation upon liquidation. Regarding open or • good.ticancelkd • orders that under -Cost basis' ard 'Unrealced gas-floss- o — Thad party estimates of vela are as of a certain • Assets not held by UBSPinandel Services. Cense, were not executed by the statement dale, open buy and Kane as of the die of this steamer'. As such, date ad are supplied to UEISFinaxial Segos on a assets are not held by the Firm and not withn the sel stop orders are refixed by the amount of &redacts Nesse do not rely on this nformation to b regular basis by an independent valuation fern. Firers possession or areal. Thew assets are or reads on an tx.&edemas or canals date uses purchase of sale decisions. Ice purposes a — Issuer, general panne( or spank( estimated vales, displayed on your 'lapelled for reformational intnxted otherwise ty you. You are response?* fa otherwise. Accounts transferred to the fat may if any, are vaPlied to the Firm by the issuer, purposes only. Positions and values presented are orders that are executed die to yam tare to cancel reflect gailloss llama» only for the period of general parrot or sponsor and may be calculated provided by the issung fem. UBS f nancial Services is eating ern orders. tine they are held at the Fern. More historical based on Efferent information from that used by not reparable for this inkernaticee and does not information can be added by your Financial Achisor. third pries to derive their esemated values. guarantee is accuracy. These assets are not protected Privacy • Unrealized gains/losses. When data is available, — You can obtain additional infarnstion regarding by WC or the firm's supplemental 51PC coverage. To obtain a copy of as current Client Prelacy Notice, estimated unaided gandlosses are calculated for tiro methodology used to determine the estimate of please contact ear Financial Advisor or visit as websee rdividal security lots. The transaction data for value and the date of the information that is the • Revenue sharing and additional compensation. at .wcreutu comMrevarmoicc ndividaal kits may or may not reflect canntsians. basis for the estimate by contactirgyour Fhancial - h addition to commissions on sales and 12b1 fees — 1.85 Financial Services is rot a bark. The RMA. Business durges ad's security reorgannaten rents. Advisor. received in conned co with the distriason al mutual Services Account BSA and IRMA are brokerage Dividend and other reinvestment lots and systematic — Third party estimated values may be reflected as funds to as clients we ardor our affiLate receive accounts which provide access to banking sereces and Pschaw lots re each combined to chalaY me 'Not priced' in several austere: when an revers shying pariments from distrbators ardor pockets through arrangements with affiliated banks averaged lot. fi e 'Trade date' totempresents the • dent valuation I m. has not supplied a is adviscn of the meal funds that we sell. These and other thid.party banks, andprovides access to »gig transaction aide date. unable to assign a value, when we become aware rants are based on two different components: CO 1/5Linl end annoy products issued by unaffiliated • Callable imarkles Bonds and preferred stock that that a material owns has occurred that may call a the snout of sales by Uf3S of a particular mutual tid.party regarxe companies thou/. insurance the issuer calls for easy redemption wit be selected previa*repated value into question, or when a fund fangs, our clients. and GO the asset value of a agency subsidiaries of UBSFirtancial Services M. impariitk. by lot from among at porta of that value woad to highly sperculatme Case to the nature pacticular mutual fund I amity's shares held at the — 'wenn; riersra, and arnuity prodas mu* held in our name or et nominee name for our of the security. fim. — Not FCC inured • No bark guarantee. May lose vete dents Call feature nicernation is obtained from third — When nether an issuer, general partner or sponsor - We and our affiliate also receive networking and — tMA. Resource Management Account, Business parties and its accuracy is not guaranteed. Other call restmaled value nu a dwO-party estimated value is amnia* panting lees in consideration for transfer &Mike. Account BSA, IRMA and international Resource (eaves may exist Much could/fed yield; complete provided, the vat* of the security wit be ddlerere agent services that we provide to the mutual funds. Management Account are registered service marks of reformation on be provided upon request. from its wehow lake Mew fees animas are paid from enamor assets in LEG Financial Saviors Inc • Prieelealue. Prices dsplayed fa securities and other — tiorbutons to dine may avlude rekrn of the natal had and are a feed dollar amoat based — VGA is a registered vademark owned by Vila proias maybe higher or lower than the price that capital, income a both on the number of acau-es at the broker -dealer Menai:nal Service Association and used under you would actually recerve in the market. Prices are — 'Orgnal unit size' represents the irotial »wing holdng mutual fads of that had family. kens.. The LBS Visa cads cads and the LBS Visa obtained from various Chid party sources Wroth we price per ant ad may not reflect yew cost bass - h addition to ostranrosiors received n connection debit cads are issued by L65 Bark USA with believe to be reliable, 1:431 we do not ganet* the — DPP and unlisted RER securities are rot listed on a with the sale or diorbution of »way antral and ',amiss» from Visa U.S.A. he orporated. All other accuracy. national securities exchange, and are generally unit ...vestment trust units to or dins, we ardor trademarks, registered trademarks, sake maks and — We comer* use the closing price when available a illiquid and even a they can be sold. the price .3.3 ilium. receive untrue Sharing ungernation registered service marks are of their respective the mean of the bid and ask prices for listed reared may be less ton the per share estimated from many of the insuraxe companies underwritrig comports. securities and options ace* bid prices fa OTC value voided in the account statement. the amity contracts, »limes of the nitrate waren, companies or spacers a the unit rearstment trusts LBS Firuncial SwanInt Rev. 201010 — Less activeb traded securities maybe priced using a • Regulated securities. Restricted securities generally we &abut*. valor.»model ex the most recent price we are not currently elgbk for pubsc sale LOS Financial - h edition to CannliSSiXi5 received from the Maned and may not reflect an actual market price Services uses the market price of the urresinded stock purchase and sale of Nua.SIre es funds we odor our or vale. of the same issuer as an imputed value for the affiliate receive an asset-based revenue sharing — Certain positions may appear walla' a price ad restricted stork for purports of this statement only. To payment from Neetasares diserixeork as well as will show a 'wee was not agelabla if we are the extent that restricted securities are ebgble for sale funding for technology development, war»; and unable to obtain *pike for a security. the vain received may be substantially less than the education. — Deposits or securities okoomnated h currencies ivputed vale shown. - Our aff"isles also receive radio commissions and other thenU.S. dollars are reflected a the excharge other compensation from mewl funds ad insurance rate a of the sUtement date. companies whose wads we &abate. SDNY_GM_OOO1OOO9 CONFIDENTIAL EFTA01597672 UBS Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 January 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont I-edge Fund Account number: Your lc nancial Advisor. SCOTT STAC g MAIU LYLE CASRIEL VP,: Questions about your statement? Ca Firceicial AcIvrx,r e, the Value of your account RMA Resourceline at S00-Rt./IA-1000, on December 31 (S) on January 31 (3) account 02%45172. Your assets 1,000,000.00 2,750,000.00 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financialservices Value of your account 31,000,000.00 $2,750,000.00 Sources of your account growth Tracking the value of your account during 2019 Vaue of t'ur account S Thousar ds at year end 2018 stooppoaoo 2,750.0 Net deposits and withPdrarralS 11,7%,000.03 Ycur imestrnent return: Change in market value $000 1.000.0 Value of yow account onion 31, 2019 92,750,000.00 Dec 2018 Jan 2019 SDNY GM 00010010 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597673 Resource Management Account Account name: Your Fi nancial Advisor: *UBS January 2019 Friendly account name:l ' Account number • SCOTT SYACKMANLYLE CASRIEL 308-3140 Your account balance sheet Summary of your assets Value on Percentage of cs) January 3 I your account A Las,' end money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0.00% E Non-traditional 2,750,000.00 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total suits 42,750,000 00 100.00% Value of your account 52,750,000.00 Eye on the markets Percentage change Index January 2019 Year to date SEP 500 8.01% 8.01% Russell 3000 8.58% 8.58% MSC I - Europe, Australia & Far East 6.59% 6.59% Barclays Capital U.S Aggregate Bond Index 1.06% 1.06% Interest rates on January 31, 2019 3-month Treasury bills: 2 36% One-month LIBOR: 2.51% INY_GM_000104Age 2 of 6 CONFIDENTIAL EFTA01597674 Resource Management Account Account name: MONTPELIER TRUST Your Pineadal Advisor *DUBS January 2019 Friendly account name: Mont Ned e Fund Account number: SCOTT STACKMANLYLECASRIEL 3140 Change in the value of your account Your investment objectives: You have identified the following investment objectives for this account If you have questions January 2019 IS) Year to date 04 about these objectives, disagree with them, or wish tochange them, please contact your Opening account value 51,000,000.00 S1,000,000.00 Financial Athasor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this Deposits, including investments document. transferred in 1,750,000 00 1,750,000 00 Your return objective: Closing account value 52,750,000.00 52,750,000.00 Capital appreciation Your risk profile: Cash activity summary Primary • Aggressive Investment eligibility consideration - None selected see Account &why this moninfor detals. Balances in your sweep options are induced in the cow'"g and closing balances value. FDIC insurance applies to deposits at UK Bank USA and SI banls panicipating in Me UBSFDK Insured Deposit Progan. It does not apply to deposits at UBS AG, Stamford Branch. 9PC protection apples to money markt sweep fund lidding% but rot bank deposits Seeimportant /dolma bon Your account instructions about your statement on the tat two pages d this document for &tab. • The accou-it record was signed by your Financial Advisor and approved by a Principal of the January 2019 (1) Year to datea) Firm • Your account cost basis default closing method is FIFO, First In, First Out. Opening balances $0.00 $0.00 Deposits and other funds credited 1,750,000 00 1,750,000 00 Total additions 51,750,000.00 41,750,000.00 Subtractions Funds withdrawn for investments bought -1,750,000.00 -1,750,000.00 Total subtractions -$1,750,000.00 -S1,750,000.00 Closing balances $0.00 $0.00 SONY GM 00010012 Page 3 of 6 CONFIDENTIAL EFTA01597675 *UBS Your notes cen......aors CONFIDENTIAL EFTA01597676 Account name: MONTPELIER TRUST Resource Management Account Your Nnaadai Advisor: SUBS January 2019 Friendly account name: Mont Hed e Fund Account number: SCOTT STACK MANLYLE CASRIEL 40 Your assets Sane prices, income and current values shown may be approximate As a result. gains and losses may not be accurately reflected. See Important Information about your statement a the end of thiS daume At for more information. Non-traditional Private equty funds, Hedge funds, andOther investments are held in your u85 FinarXral Services Inc. (UB5 Estimates of value supped by issuers of certain programs (which ate generally 'net asset value' estimates) FS) brokerage account The positions reported below reflect the records of the issuers, and UBS FS does rot are shown as • issuer est value per unit' For Private edit/ fund, 'Est value per unat• is a value updated glarantet the accuracy of the Information. The value shown Is not necessarily the value you would *on* quarterly, based on the Net Asset Value C NAV-Tin the fund as of the date specified. adjusted by addng iron the issuer if you sd the assets. Funds actively sold by UBS ES are subject to ()awing due dligenCe, cm« tat calls and subtracting dstribubons since the NAY date. The NAV is primarily based on emanated although the level performed may vary A doted fund may be Ian ect to no °noting <Brnet. A fund that met kno values provided by the underlying fund sponsor. These two values may vary because of differences you purchased elsente re may never hare been SubeeCt tOUBS FS dboe rice. althOugh U8S FS may receive a in the way they were estimated and because the 'Third party est. value per amt' may have been prepared lee from the funds manager, whch rnzw constitute a maiority of the manarmentfincentivefee. Please on the basic of financial information other than yearend Reported estimates may not reflect resale, contact your Financial Advisor with questions. • Ed. value per roil' is an estimate of value suppliedby an liquidation or repurchase value, if any, and may not reflect dst dbutions of capRd until the next valuation is independent valuation firm and reflects adjustments for factors such as the hquidty of the ants. reported, genera:1y on an annual or serri-annnal basis See important information about your statement at the end of tees statement. Hedge funds Purchase we/ ohfluza rrboters Ape verasr alTien s ce) jayesi Client t(i) Cost Price per share Value on Unrealized (tad imestmem Hokin; Had ng basis (3) on Ian 31 (5) Ian 3t (5) 93In or loss (5) return (I) period ALPHAKEYS MILLENNIUM FD I 8. II U.0 CLASS Et ESCROW Trade date: Jan 28, 19 750,030.00 750,003.00 1.000 750,000.00 ST ALPHAKEYS MILLENNIUM FD I II U.0 CLASS 8 INVESTED Trade date: Dec 17, 18 1,000,003.00 1,000,000.00 1.000 1,000,000.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD. FUNDS IN ESCROW Trade date: Jan 28, 19 1,000,000.00 1,000,000.00 1.000 1,000,000.00 ST Total $2,750,000.00 $2,750,000.00 $2,750,000.00 my am 00010014 Page S of 6 CONFI ENTIAL EFTA01597677 Account name: MONTPELIER TRUST UBS Resource Management Account January 2019 Friendly account name:M n Account number F nd Your fineadal Advisor SCOTT STArr maul yl F rA5RIFI Your assets (con trued) Your total assets Percentage cd Cost Estimated Unrealized flue on San 31 (3) your ?COWIN basis (5) annual income (S) gen or loss (5) Non•traditional Hedge funds 2,750,000.00 100.00% 2,750,000.00 Total $2,750,000.00 100.00% $2,750,000.00 Account activity this month Date Adhity Description amount (5) Deposits and other funds credited Jan 25 Transfer FM Y1 45170 3100 750,000.00 Jan 28 Transfer FM Yt 45170 3100 1,000,000.00 Total deposits and other funds credited $1,750,000.00 Investment transactions For MOrt information about the pnceiglue shown for restrictedsecunties, we Important Information about yOur statement at the end of this doctmem. Proceeds from Funds imestrrent vrithdrawn far Accrued Dale Actiety Description Ouantity Value (t) Price (3) t ianiscerons (5) ineestments bough) (5) interest (5) Jan 28 Bought GRAHAM ABSOLUTE RETLIRN TRADING LTD. 1,000,000.000 1 00 •1,000,000.00 FUNDS IN ESCROW SOUCITED INMAL CUSIP: 384999948 Jan 28 Bought ALPHAKEYS MILLENNIUM FE,I & 11 LLC CLASS B 750,000.000 1.00 -750,000.00 ESCROW SOUCITED SUBSEQUENT CUSIP: 02076)(9U81 SYMBOL: MFSBMC Total 41,750,000.00 Date Activay Description Amount (5) Money balance activities Dec 31 Balance forward $0.00 fan 28 Deposit UBS FDIC INSURED DEPOSIT PGM 750,000.00 Jan 29 Withdrawal UBS FDIC INSURED DEPOSIT PGM AS OF 010E/19 -750,000.00 Jan 31 Closing UBS FDIC-Insured Deposit Program $0.00 The U85 TX-insured Deport Negri n your primary sweep option. Y_GM_00010Cnail° 6 of 6 End of statement for account number Y I 45172 55 CONFIDENTIAL EFTA01597678 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00010016 CONFIDENTIAL EFTA01597679 11111)OI 1-Ulm' statement (continued) your assets — For certan secedes trading on non-con(ormieg • Est. (estimated) fame, current yields and rates - We receive compensation from LBS Bale Lett, LBS Yea statement *Semen want." and other asses hell dewier:row price and qua, * (lace vake)rney An ee male of arcual excrete if based on anent AG Stamford Branch and nonaffiliated bares in the *a:fate* end of the strement period. You have been adjusted to facilitate proper eater an dividend and Merest rates. assuming the securities will though our cash sweep programs. This may ask for aline, of fully Paid 'entities at any tine. To obtain anent cuotat ens. eeen abate-re. cacao be heel for one yea from statement date or tree ee" in" *aloe may bear:rife per accoux fee a You may were SOCUtdiel used as loan canna alter year f naval Ades«. maturity. The estimate is only a guideline; accuracy may be a percentage of "oar daily deposit paying any balance the on them. Any weenies and continued income are not guaranteed. balances. transferred to the Fan darg the statement period ale • Private invosernerea and structured product,. - Estenated anal exam and <client yield fa listed at market value as of the end of the statement Private mese-rent 'erles (ollid^3 drea certain types of sectritias could include a when of Activity prod ParlegatiOn program and real estate investment trust pritx gal a capital gins le which case the est. formation rereading <remissions and other chairs • Cost basis. In deterinnirg the <ow basis of the secerees) and stormed prodects are genera/ay highly income (and current yield) would be overstated. incurred in connection with the execution of trades, searees inckded n this statement, where ;meowed tdiguel Certain stnxtired «car* have not been — Esterated areal recrne and arrent yield arid the nekeliegoptim transactions has been idudedon with the number ' 1,• UBS Financial Services has reled registered with the Secuem and Exchange actual fife and yield mijet be beer or higher confirmations previously furnished to you, and will be cn information obtained from SWOPS other than UBS Commissioner under any state secrete*" laws. We than the estimated tenants provided to you prariptlyan regret. Financial Senecas, including formation from another provide estimated vale" fa private ineellnWelt — An estimate of amualind income (dividend rd's fern or that you may have provided to yor Finances, WWI*, and structured ;reduces for ellonmaticnal interest) Jaded by the current matet Short soling Advisor. The Firm does not hdependently wrify or of purposes onle. Acosacy isnot guaranteed. vakeraverage balance is based on the last dividend If you are engaged in short selling a searity, you may gatertee the *carry cc validity nicer'," ion — Raw valets nay differ Absent ally Iran «ion, t or merest parent meet by the muer and incur a charge due to (elan borrowng costs fa the provided by settees other than LBS Feuncial Services. any, at which a private mestrrent securitycc assumes he ware ierfeposts will be held for one precuts-seam. In aidion, athough UBS Fan Senores generate. structured product maybe bout. ' a sold and do year from the statement date a until maluity. updates tha elder action as it is receire the Fern not "fess-in& re resent the vale you may retiree Accuracy and centinued yield are not garanteed. Open orders does net provide any assurances tat the fomnalion leer liquidation. Regarding open or •goodea.cancelled• ceders that under -Cost basis" and -Unrealeed gadloss — Third party est mates of vat e are in of a (ran • Assou not held by MISFinancial Sendai. Certan were not executed by the statement date, open buy aid accurate as of the diet. of this statement. As such, date and we suppled to UBSFnancal Serifs on a assets re not held by the Fern and not with,, the sel slop ceders are reefed by the anoint of deiderds please do net re& on the Manution to make regAr basis by an independent firer firm. irme possession or control. These assets re or refs on an re. diadeffs cc eye:Ills date unless Prchese Cr sale decisions, ta. a:poses a — Issuer, general pa in« or sponsor estenated vales, displayed en you *Agoura fa formational instructed otherwise by you You are responsble for otherwise. Accounts transfecred to the rem may if any, ace Applied to the Fir by the issuer purposes only Positions and values presented are ceders that are executed dr to you" laikre to cancel ref Sect ganiloss int°mat an only for the freed of general paitner or speceor and may be cabelated yowled by the esurg fern UBS Financial Seevices entling open orders. tier they are held at the Firm More historical based on dif erert nformation from tat used by not response* for this eieormaten ad does not ream-Lahr can be added by you Financial Advisor thrd palm to derive thee estimated values. guarantee et accuracy Tense assets are col protected Privacy • Unrealized geinelkeses. When data is available, — You can Wain additional irearnalien regarding by SIPC or the Fines supplemental SPY coverage. To obtan a copy of or current Clem Privacy NOtiCe, esemted umealized gent/losses re calculated fa the metheicbloge used to deem/tine the finale of please cenlact you Financial Adviser a visit au webste ediviaal se<any las. The transaction data toe value and the dee of the nlamat in that 6 the • Revenue sharing and additional compensation. at imemees erenietieeerteAte. ndivieeal lots may ce may not reflect <arenas:ens, basis la the estimate by contacting your Financial — n ecletion to commissions on sales ad l2b. I lees — U35 Fnancial Service, is not a bark. The RMA. Business dirges ander %scanty reorgarwatir events A deeor. refer n connection with the disirbetir of mutual Services Account BSA and IRMA re brokerage Dividend arid other rens/termini lots and systematic — Thrd party estimated cars may be reflected as fends to ors clients we ardor as Where receive accosts whit provide access to bailing services and Pachre bus are eadn «mbined to display re 'Mot Priced* in several vtualensi when an revenue shie? Payments Iran distrb4ors entice praxes through reorients with affiliated banks averaged lot the • Trade date • colon presents the neepeneent valuation Inn has not suppled or is advisors of the mutual furls that we sell. These and other ilerd.pany banks, end provides access to aegis& transaction wade date. unable to assign a vat*. when we become aware a-nonts are based on two different comparte CO insurance and mina" products issued by unaffiliated • Callable secisleles Bonds and preferred stock that that a material tent has occurred that may call a the amount of salts by LSS of a parteuls mutual hid mity nuance cronies trout insure, the isseer calls for exer redemption era be seeded pre cosy reported vales. rio question, Or when a Pratt family to our dente and GO the asset value of a agency subsickaries of UBSFirtancial Services eic. onparhalb by tot Iran among all sewage of Tat value would be highly speculative der to the nature particular mutual fuel familys shares held at the — Investment, renew, and every piceucts. 69Je hed in our name or n now*e name la ter of the security. fent — Not FCC rimed • No bark guaraMer May lose err clients Call lease 'donna:an is <blared from third — When neither an issuer, general partner or sponsor - We ad our affiliate also receive network '9 and — RMA. teexece Management Account, Business pares and its accuracy is rot guaranteed. Other call esteemed value nit a third-pry estimated vale is comb" peixesseg lees in considerate" for transfer Seven Account BSA, IRMA and nteinstiona Resource features may exist which could *fed corplele goaded, the vat* of the secuity MI be *leer( agent services that we ecovide to the mutual funds. Management Account are registered service marks of nfcemation wit be provided upon request. from its purchase price Those fees goner* re paid from :mentor assets n tee Financial Severs Inc • Price/value. Prices displayed la securities and other — '06trbutonS to etre' may seclude return of the mutual held and are a feed dollar anion based — VISA es a registered vaderrede oared by Visa products may be higher or lower than the price that caper, income or both en the ranter of accuel at the broker-dealer tome:end Service Association rid used under cu would actually receive in the matte. Prices are — unit sue' represents the real offering holding mutual funds ol that turd (arry. kerne The PBS Visa credo cards and the UBS Visa cbtained from mixes ISM patty sources whch we price per unit and may not reflect your cost basis - In addtion to atm-nits:xis received incarnation debit cards are issued by 1185 Bark USA with flew to be reliable, bun we do not greenlet the, - DPP and unlisted RED' securities re not listed on a with the sale or deerbuton of annuity contracts rd permissen horn Una U.S.A Incorporated All other accuracy. national securities exchange, and are general& end emefirrenl trot units to cer clierts, we and or trademarks, registered trademarks, service marks ad — We generally use the closing price when available cr Maid and "reify can be sold. the pew cur Adele rater renaln? Sharing ccrrpensation registered service freers are of their respective the mean of the bid and ask prices la listed received may be less than the per share estimated from many of the mean« companies underwriting companies. securities ad options or one. bid prices for OTC value waded in the account statement. the amity contracts, fiefs of the nuance securities cone:aro a spencers of the unit nerstmlot trusts UN Financial Services Inc Rev. 201810 — Less active& traded seosities may be priced ueng a • Restricted securities. Reseeded sea...ties general& we datrbute. vakaten model a the most recent vice we are nit. currently feeble la pubic sale UBS Treanor - In addition to (Cniminge6 Maned from the °ensiled and nay not reflect an actual market pace Services uses the market price of the treesincted stock puthase and sale of NedShares knot, we ardor ccr or vela. of the same mow as an reputed vat,* for the affiliate receive an asset-based revenue *grin; — Certan «micas may ;peat milled J pre* and restricted stock for purposes of tuns steameneen/y. To payment! Iran NeeSterres distaxeors, as wall as well shew as • priee was not available' if we we the extenl that restricted secerilies tee eligelle for sale, kridng for technology development, traineg rd enable to cblan a price la a 'urry the yak* received may be elegant ially less than the education. — Deposits or secenties denomeuted n aranoes npued vale. shoe" - Our affiliates also receive trading commissar* and other than V.S. &ears are reflected at the exchange other COrrpereal ion from mutual funds and inserree rate as ol the statement date. companies whose products we diartute. SDNY_GM_00010017 CONFIDENTIAL EFTA01597680 OBS Financial Services Inc Private Wealth Management 4tUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 February 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2696 Friendly account name: Mont Hedge Fund Account number: Your Rnandal Advisor, SCOTT 5TACKMANILYLE CASRIEL Ph>ne Questions about your statement? Ca I yCn.' Financial Advitil the Value of your account RMA Resourceline at 800-RMA-1000, on January 31(1) on February 28 ($) account 029045172. Your assets 2,750,000.00 2,761,240.00 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financialsennces Value of your account $2,750,000.00 $2,761,240.00 Sources of your account growth Tracking the value of your account during l019 Value of your account Thnusands at year end 2018 stocopoo.00 Net deposits and withdravale $1,75000000 Ycur inwstrrent return: Change in market value 111,240 00 Value of your account on Feb 28, 2019 $2,761,240.00 De 2018 Ian ?019 Feb 2019 SDNY GM 00010018 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597681 Ivic)NIPLLIER TRU.T Your Pimodel Advisor: *UBS Account name: Resource Management Account Friendly account n a :Mont Fund crnrr STACK MANI VI F (- MAW' February 2019 Account number Your account balance sheet Summary of your assets Value on Percentage of February 28(S) your account A casli and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fved income 0.00 0.00% E Non-traditional 2,761,240.00 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 52,761,240 00 100.00% Value of your account 52,761,240.00 Eye on the markets Percentage change Index February 2019 Year to date S&P 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2 40% One-month LIBOR: 2.49% .YGM00010"9 2 of 6 CONFIDENTIAL EFTA01597682 Account name: MONTPELIER TRUST Your lq 'medal Advisor Resource Management Account Fi 4tUBS February 2019 Friendly account name: Account number: S OTT STArr kotAlli VI F CASRIFI Change in the value of your account Your investment objectives: February 2019 Year to date (5) You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish tochange them, please contact your Opening account value S2,750,000.00 S1.000,000.00 Financial Adwsor or Branch Manager. You can find a full descnpt.on of the alternative investment objectives in important information about your statement at the end of this Deposits, including investments document. transferred in 0.00 1,750,000.00 Your return objective: Change in market value 11,240.00 11,240.00 Capital appreciation Closing account value $2,761,240.00 $2,761,240.00 Your risk profile: Pnmary - Aggressive Investment eligibility consideration • None selected Cash activity summary See Account activity this month tot detals. Pances in your Sweep 0pli ors are included in the opening aid closing baances value. FDIC insurance applies to deposits at UBS Bank USA and an banks panitipating in the Your account instructions U85 FDIC Insured Deposit Pr0Cjasi. It OCeS not aptly to depOSAS a1 U85 AG. Stardom Blanch. 9K • Your account cost basis default closing method is FIFO, First In, First Out. pidedice aptees to money menet sweep told hddings but rot bank deposits. SeeImportant information about your statement on the last two pages d this document for &leis. February 2019(1) Year to date (s) Opening balances S0.00 S0.00 Additions Deposits and other funds credited 0.00 1,750,000O0 Total additions S0.00 $1,750,000.00 Subtractions Funds withdrawn for investments bought 000 -1,750,000 00 Total subtractions $0.00 -$1,750,000.00 Closing balances $0.00 $0.00 GM 00010020 RIWC VCRW VC 74,, • C7O7 7 77,7 VVVIN Page 3 of 6 CONFIDENTIAL EFTA01597683 *UBS Your notes CONFIDENTIAL EFTA01597684 SUBS Resource Management Account Account name: MONTPELIER TRUST Your Andedal Advisor: Friendly account name: February 2019 Account number Your assets Some prices, income andcurrent values sham may be apponmale As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of thiS document f more information Non-traditional Pin.ste eguty lunds, Hedge lunds, andOther investments are held in your u8S Financial Services Inc. (UBS Estimates of value supra/id by issuers of certain pogroms (much are generally 'net asset value' estimates) FS) brokerage account TM positions reported below reflect the records of the issuers, and 1185 FS does rot are shown as • issuer est value per unit' For Private eddy fund, 'Est value per unit' is a value updated guarantee the accuracy of the Irdormalan. The value shown Is not necessarily the value you would receive quarterly, based on the Net Asset Value ('NAr)in the fund as of the date specified. adjusted by acting from the issuer if you scidthe assets. Funds aCtivey sold UBS FS are subject to ongoing due dligenCe, cafitd calls and subtracting dsiributions 9nce the NAY date. The NAY IS primarily based on tended although the level perfoinmd MIN vary Addedfund may be tub et to no ongang <Moen«. A fund that podId* values provided by the underlying fund sponsor. These two values may vary because of differences you pu«haSed elSeste re may never hade been subject to UBS FS sage rice. although UBS FS may receive a in the way they were estimated and became the 'Third Berta est. value Be( UM. may have been prepared lee fram the funds manager, vehch may constitute a maearily of the managementrincenlive lee. Meese on the basis of financial information other than yearend Reported estimates may not reflect resale, contact you. Financid Advisor with questions. 'Est. vine per unit' is an estimate of value suppliedby an 6quidation or repurchase value, if any, and may rot reflect dst [buttons of coach until the next valuation is independent valuation firm and reflects adjustments for factors such as the hquidty of the urets. reported, generatly on an annual or serr &mud basis See Important information about your statement at the end of teas statement Hedge funds Purchase mod Number Average once Client Cost Price per share Value on unrealized (sae lruestment HOldng Hddng of shares per share (s) investment (3) bass ($) co Feb 28 (s) Feb 28(S) gain or loss (I) return (SI period ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 113112019 Initialtrade date: unavaiable LOCO 1,011,240.00 ST initial trade date: unavaiable 1.000 1,000,000.00 ST Initial trade date: unavailable —This information was unavailable-- 1.000 .1,000,00000 Security total 1,011,240.00 ALPHAKEYS MILLENNIUM FD I & II LIC CLASS 8 INVESTED Trade date: Jan 28, 19 750,000.00 750,000 00 1.000 250,000.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD. INVESTED Trade date. Jan 28, 19 L000,oco.00 ,coo,coo.00 1.000 I p3o,000.co ST Total $1,750.000.00 $1,760,000.00 $2,761,240.00 e""'"" GM 00010022 Page 5 of 6 CONFIDENTIAL EFTA01597685 Resource Management Account Account name: MONTPELIER TRUST Your dimodal Advisor. *UBS February 2O19 Friendly account name: Mont Hedge Fund Account number SCOTT STACKMANLYI E CASRIEL Your assets (continued) Your total assets Percentage of Cost Estimated Unseated Vaue on Feb28 a) )our account basis (I) annual income (S) On or loss (1) Non•traditional • Hedge funds 2,761,240.00 100.00% 1,750,000.00 Total 52,761,240.00 100.00% 51,750,000.00 • Missing cal tens information GM_00010Cfilfie 6 of 6 CONFIDENTIAL EFTA01597686 Important information about your statement LBS Financial Laritices ttc. (the Firma LBS Financial hear from youno later than 60 days alter the Arm capacity. A ful copy of the policy acedrg is bailable income or rerun and cram keep pace yeah Services), e a member of all prixipi sorrily, comma* writ you the fist statement on which the error or loon realest. inflation andoptions excharges UBS Faeroe! Services and LBS problem appeaed. • Moderate: Willing to accept sane risk to primps' and Bark USA are irdirect absklaies d UB5 AG and — Provide yore name aid Acorn number any). Neither the SIPC protection nor the supplemental tolerate sane volatility to seek higher returns affiliates of LBS Soirees LLC. The Finn's financial — Dew the to emror or the Pander you se inure protection apply to: • Aggressfre: Willing to adept high risk to princeml and statement is available ton request. The Inn's execute* abeut. and °plan as dearly as you can why you • Certain financial assets controlkd by (and ixisled in high volatilky to seek high returns over time. offices are at: Nave it is an error or why you need mane yew account value) but held away from UBS • itwestoientikgraley Consckratitin: d selected, a nfarnalim. Services. For eon* certain insurance predicts. portion of the portfolio for that acorn may include UBS Fernier Services ax. — Provide the dollar amount of the suspected error. txludrg van amuites, and 6i) Owes of rlirtUal complex strategies, limited liguidty and green 1200 Harbor Boulevard funds registered nthe name of the account holder on vribley. Weehawken. N102086 The Firm or Cad Issuer will investigate you complaint the books of the issuer a transfer agerk); ard will correct any error promptly For stead earns • Investment contracts or runt/nn, Soften {e.g. Statement "Moab:ridings This statement represents the °Mtofficialrecord of you emoting LOS Visa•clebe cad transactions, Awe take embed partnerships and private placements) that se We may consokSate al relaxed account statements with Les Financial Seiko accoure Other records, incept non than 10 business days TO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because official la documents, centering corahang data should you account for the wane you think is n ellot. SO that • Commodities contracts (e.g., foreign exchange and they have owners who also maimain joiie account not be reed upon. 0 you beige, there ban ma or 360 will have the use of the moneydung the tine it pours metal morals) ncladng Nam contracts relationships wth other clients at the sane add.ess, omosion please report it immediately in mein; ea the takes us to complete as nostgaban. and annway open rrintraCtl. and you prefer to receive eidividual statements mated n Branch Manager of the office seining you moue. • Depose accounts (except certificates of deposit) at (BS separate envelopes, you maydecline househoUrg by Please mate all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks n the Nang your Financial Advisor Although all liens shown are Herded to be accurate, financial minuet) related on the front of this FDIC Insured Deposit Program. sttement data *coke not be used kr tax purposes. Rey statement. In addition to regular account fees, aeons The 5IK protection and the supplemental protection do Friendly account name solely on reseed la forms, go., kern 1099, 5498, may be abject to mantenace lees, charges for late not apply to these assets awn d they otherwise appear The Friendly account named a customizable • rickname 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpad CO yds statements. The 51K protectionarid the chosen by you to assist you with yam recondkeeping. requited by law to report to the IRS all taxable dordenok, amounts n cash accounts. Accounts that are transferred upplemental protection do not protect against changes has no legal effect on your >Cr eon, it not mended to reportable nal-taxable dividends and tauble iterest to other n6100006 ny be subject to a vender fee. in the market value ce you mestments (whether as a reflect any strategy, prockact recarrnerdation end on securities held nyour accase, net proceeds result of market movement. issuer bankruptcy a investment objective a risk profit associated with you on sale trimarans. and cots basis at court cowed MS Sweep Options otherwise) accounts, and 6 not a promee or warm* that we*. sense ice UBS oilers options for sweepeg cash balances to bark any InanCiS results, can ce MI6. achieved. All deposit accosts at nerkaff Toted baits and Ablated Dividend Reinvenment Program (DRIP) investments Moho the rid of loss. ex Ldng the ritk of Ccenmunications with the Fern banks and money maker naval funds (Money furidg. The ace reflected is an average prce. You may obtain loss of the (Hie investment. You can change your • New re.cordirrn ay oral corryrunkeecers n writing Deposit accost at U85 Bak USA and nonaffiated the actual price Worn vat Financial Advisor. Only whole Frady account names through Online Services a by to further protect your rights, indudig your rights banks panicipaing ndwild FDIC-insured Depart shires are purchased ado DRIP; partial shares will be contacting you Finarcial Advisor. sneer the Secuities Mesta Protection Act (SSA). Program are FCC-insured n accordance with FDIC nuke. sold and the cash wit be deposited in you account. We • I the &uncial inteution on the icy left of the Irene Fa more Hamelkin please visit swrividc.gay. Deposit dividend reitiontinere price supplied by Si. issur may Account overview of this statement isnot Les Financial Sevices. US'S accounts at WSAG Stamford Branch and shares of defer from the market price A which the partial shares • Value of frees WOuneportfofiex Net of assets and Financial Services carries yam account as clearing Money Funds are not i -e-red by the FDK. re sold liabilities tacker by arrangement with the ndicated Potation • Assets exhades available cash balances. vales for We Wormedyou of this relationshb when you Bat deposits re not protected by SIPC. Money Rod Calvin-Seta dunes re protected by SIPC See TUITS runciA Servkes restricted security (est), and Global Tine 011300s opened this atcoure. h the case you fads and Only whole units maybe held in your amen. Wye° are Account Protector below. urrealind marks to market, and certain assets rot held secuites are located 31 UBS Financial Services and rot ertekd to a partial unit as a result of a dividend payment by the Firm Does not Mks* °flatted securibeseassets the Molar rg broker, and you crust nuke a repay or otherwise, the Firm will either see partial taws at Wen you acmes\ balances in the bank deposes may be at the end of the peke and artist statement period\ a of an, error a meson to both ferns. market price a acCept an smut deterinned by a private investments, invested stod options and • As described n the attest ag-eements. youmust withdraw\ aid shares of a Money Fund may be registered clea-ing agency, and credit your account. eierciuble stock options. ratifyus of any errors or fraud involving checks lioadated, and the proceeds returned to you et your securities account. • Liable's. Vreledes debit balances, *sundry metal reflected on your statement within 30days after it was Investment objectives mailed a made nettle. be-6, Credit lint short account balances The noniron objectives and risk profile are specieic to • Cashratoney balances Taal d uniwested avalabk • Please direct °stonier carat/aims or hakes to the Foster nkanatai stout available sweep options, each account ad may vary between yam acceurits. rcludig current interest rates and yields, 6 available at cash balances, plus deposit balances at affiliated and Fim's Client Relations Department at 201.352-1699 Please advise the Finn promptly in writing day toll-free at 6)0.3549103, 8:00 A.M. to 600 P.M www.ubs corn( tweepvields, from yore inner.' Advisor nakallikated banks, and money market Mutual had sunken, change in your lintrirel situation a or by calIng KO-7621000_ sweep balances, at the close of the statement period. ET Monday through Friday, or in writin; to UBS imestment objectives_ For each account held, you Financial Services Inc., Client Relators Department, NonirOrertiOdity free credit balances in yam account we choose one of the following investment objectives: not segregated from other balances and the Fen may P.O. Bar 766UnionC ity,1107087. UN Financial Services account protection • Prorkce Current:worm: Investments seeking the The Firm is a meter of the Secants hosted. Protection use aryl these funds in the ordnary course of its • All itatellentS shall be deemed complete and aurae generation el income only. banns Thew funds are payable upon your demand. not objected to ei writing within 60 days. Corporation (sec), with protects securbes custonwn • AchieveCapra/Appreciation: Intennients seeking of is marten up to 1500,000 Including S250.00) for his total is included in the current period closing value. • For TTY services: Cal 844-612-0986 a from outside dams fee cadg. fteganatory brochure hobble upon growth of principal rather than the generation of the US Cal1201.352.1495 Mme. Lending information • h case of errors or guest:xis about an electronic realest a al wow sesoorg. The SiC asset protection larks apply to al accounts that you hold n a particular • Prodsce Combinanon ofkcome and Capital Fa detaied Hermetic° on the Fin's lendig practices furs* transfer (U1), bill aware or LBS itira• debt Appreciation Investments sealing both the generation ad disclosures, refer to yore Client Relationshp cad transactions, cal 800-262-1000. or carne to UBS capacity- The Firm, together with certan athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F bancial Services lx., 1000 Harbor Blvd, 6th floor, Terms and Corations LOS Statement of Credit Practices weeharkon. ea 07086, Attn: RIAPISSA Services. purchased supplemental inexact The maim°, mast payable to at eligbh dines, cobectively under Overall risk profiles availabk nAgeeemenes andDiscbsufes the protection 6 SSOOmillkn as of Dearth. 10, 2016. • CorkwrvatFre- Seeks to maintain prixoal with at wally ohs etanterecrionferlovers Call a write as soon as you can, 4 you think you law risk and volatility to the accent °mall, even 0 statement a receipt is wag or e you need more Weed to the policy conditions and 'Menials, cash a the Fern it hither protected for up to 11.9 milks in the that means the account does not generate siglticat nkerution about a transfer on the stamina* or recent. The arm or Card Issuer (as appkable) must aggregate for at your accounts hell in a particular SDNY_GM_00010024 CONFIDENTIAL EFTA01597687 Important information about your statement (continued) Yam assets — For certan marlin trading in non-conforming • Eat (estimated) income, Current yields and rates. — We Weir* compensation franLes Balk USA U3S Your statement trims sectaites ad other assets held derromnatens, price and ertireM Nee value) may An serrate or anal income is bawd on current AG Stamford Branch and non sffilated bat in the accent a the end of the st*emere period. You have been adjusted to facilitate proper valuation. dividend and nteren rates. assuming the securities will through our cash sweep pogroms. the may ask for delivelY of fulbr paid seorities at arty tine. To obtain current quotalkm, when abalkle. contact be held fa pie year from statement date or until compensation may be anne-that per account fee or You may receive wane used as ban caesium' after your Fevre al Advice. maturity. The *Panne d eery a yard:lent accuracy may be a percentage of average daib. depose pireng any balance de on them. My sororities and continued income are not guaranteed balances. iransferred to dr Fins dreg the statement period are • Private investments end suuaaired produce. — Estimated trawl exam ad current yield fa listed at market value as of the end of the statement Private Messment securities (i-clidrg duct certan types of mashies could include a return of Activity period. Partkipation program and real estate investment trust !adrenal a capeal gam at which case the est hformation regarding commissions and other charges • Cost bath. In deterinning the cost basis of the spines) and struceured prodixts are goner* hithay income (rid curtail yiek0 would be overstated. incurred in correct ion with the eao4ion of trades, securities included in this statement, where indicated iliqu'd Certain awaited prodads haw not teen — Estimated a-nual name and current yield and the including option transactions has been induded en with the mother I,• UBS Fist/vial Seivkin has relied registered with the Securities and Recharge actual axone and yield Myst be lower a higher confirm/lions prthiously furnished to yos and will be as information °bleed Irons MOMS other than LBS Commasionor under ary state securities laws. We than the estimated amounts. provided to you prOnetir on recuesk Financial Steven &Wing Hamadan a keen another provide estimated values for prime investment — An estimate of remedied home (avidend ardor Irma that you my haw provided to wastes and structured products for reamaignal interest) derided by the current market Short selling Advisor. The RIM does rot indepervfendy verily or ptnoses ally Accuracy is not guaranteed. valeaverage balance is based on the last dividend if you are engaged is short selling a security, you may guarantee the accuracy a validity*, ant inlamaihn vales may di(ler "Axtonidly Iran prices, or interest payment made by the issuer and incur a cheme de to wean borrowing costs fa that pronadad by sources other than LES Financial Services. my, at which a private mestment securityor assumes tie sacra es/deposes will be hell for one paticuLesecisky. h ackleich although LBS Financial Strikes genera* structured product maybe bought or sold aid do year from he statement date a urea maturity. updates this vitalisation as it is received, the fens era n fCens W retweSect the vas you may receive Accuracy ad continued yield are not guaranteed Open orders does rot provide serf assurances Out the ht: an upon liquidation. Regarding open a • gam:did-cancelled • ceders that older -Cost base ard 'Unrealeed gadlose — Thad party estimates of vale are as of a certain • Assets not held by UBS Financial Services. Cenan were not executed by the statement dale, open buy ad Kane as of the date of this statemerc. As such. date ad are supplied to UBSFina-Pal Services on a assets are not held by the Fivn and not within the sel stop orders are reduced Ey the amount of drodenis Nesse do not rely on this Marmation so make regular basis by an independent valuation fern. Firm's possession or control. Thee assets are or nth* on an ex. diroderds or nenthis date unless purchase Cr sale decisions, fa tar purposes a — Issuer, general partner or sponsor estimated vales, displayed on your statement foe .,formational intnxted otherwise by you. You we responsble for otherwise. Accounts transferred to the ram may any, are n-PPleed to the Fins by the riser, purposes only. Positions and vales presented are Peers that are executed de to your bailee to cancel ref lea ger/loss informal ion only for the period of general rather or sponsor and may be tabulated provided by the issung fem. UBS f nancial Services is sating open orders. tine they Me hear the Fern. More historical based on different information from that used by not respamble for this inkernatia at does not edarnation can be added by your Financial Adekor. third parties to derive their eta-nand values. guarantee its accuracy. **se assets at not protected Privacy • Unrealized gainalosses. When data is avaftle, — You can obtain additional nfartuttion regarding by WC or the firm's supplemental SIPC coverage. To obtain a copy of as cursed Ghent Privacy Notice, estimated unedited %Meioses are calculated fee the methodology used to determine the estimate of please contact ear Financial Adviser or visit as rebut rdividal security lots. The transaction data for value and the date of tie information that is the • Revere sharag and additional compensation. sysvivolis ranronvermolev. ndividul lots may or may not reflect camsesidro, basis for the estimate by contactigyour Ficancial - h addition to commissions on sales and 12b1 fees — 1.85 Financial Services is riot a bark. The BMA. Business ch.vges aria security reorganitatia hems. Advier. received en conned an with the disirbuton al ensue' Services Account BSA and IRMA are brokerage Dividend and other reinvestment lots and systematic — Third party estimated values may be reflected as funds to our clients we ardor os affiLate receive accounts MCI provide access to bankieg sakes and Rather* let to each Wrchrned to diwlay at 'Not priced' in several situatern: when a reverie sharing proments Iran distrbitors ardor praises ihvugh arrangemenis with affiliated banks averaged lot. fi e 'Trade date' column presents the • dent valuation fen has not suppled a is advisors of the maul funds that we sell. These and other ihidpany banks, and provide' acre to aginal transaction vade date. unable to assign a vale, when we become aware amounts are based on two different correpoinents: ld issuance and annual products issued by unaffiliated • Callable markles Bonds and preferred shad that that a material event has occurred that may call a the null of sales by UM of mutual tics arty rorame «opines throat insurance the issuer cats for easy redemption wit be selected presionbe reported vale into question, or when a fed famity sa our clients. and GO the asset value of a agency subsidiaries of US$ Financial Services Inc. imparielk by lot from among all units of that value woad be highly spouting the to **nature panicutar mutual And I amilys shares held at the — twestment insurance, at amity proolicts: me held incur name a n nomnee name for our of the security. fem. — Not FCC eased • No bank guarantee. May lose vale dents Call feature infarrution is *tared from third — When nether an issuer, general partner cc sponsor - We and our affiliate also receive networking and — IMA. Resource Management Arrant Business patios ad its accuracy is not guaranteed. Other call estimated value ru a t 0-party estimated value is annexe processing lees in consideration for transfer Smite Account BSA. IRMA and international Roseate features may exist Much could it ect yield; complete provided, the vale of the security wit be ddierere agent services that we provide to the mutual funds. Management Account are registered service marks of information wit be provided upon request- from its purchase price These fees areas are paid from investor assets in LEG financial Servers Inc • Price/value. Prices displayed fa securities and other — tarbutons to date may elude return of the mutual find and are a tied dollar amount based — VISA is a registered vaderwk owned by Visa products maybe higher or lower than the price that cape*, home or both on the number of accounts at the broker -dealer International Service Association and used lade you would actually notice in the market Prices are — 'Orgnal unit size represents the vital offering holding mead fads of that lied family. kense. The IRS Vita crude cards at the LBS visa obtained from various this) party sources thigh we Fria per ,rat ad may not reflect your cost base - h addition to annissiare received in arrection debit cads are issued by LBS Bad LISA with believe to be reliable, but we do not guranite thee — DPP and veined REfr securities re rot listed on a with the sale a diarbuom of amity convicts and p.1171454O from Vita U.S.A. Incorporated. All oh* accuracy. national securities exchange, and are gene/alb. unit investment trust tents to our chats, we anda tademaks, registered trademarks, service maks ard — We gmerad, use the closing price when available a Misted at even/they can be sold, the peke CM 'agate ricersve untrue sharing Ccriptriation registered smite mats are of their respecliw the mend the bid and ask prices fee listed reeved may be less than the per share estimated hem many of the nsurance companies underwriting canparoes. securities and options or etAr bid prices for OTC value prodded in the account statement. the a-nuity contracts, *Elates of the instance sacra Ws. companies or sponsors of the unit Meaner/ trusts UN If:uncial Services Inc. Rev. 201810 — Less actiwk traded securities num be priced using a • Restricted securities. Restricted securities generally we distribute. valuation model a the most recent aka we are not currently elgbk sit pubic sale LOS T Cramer - h a:talon to commissions marred from the atoned and may not refkct a actual market price Services uses the market price of the ithrostrcted stock purchase and sale of NextShares h.nds we ardor or a vale. of the same issuer as an imputed vale for the affiliate receive an asset-based revenue sharing — <erten positions may appear without a price and restricted stork for sermons of this stamen? only. To payment Iran NewShares distrixson, as mil as will show a 'peke was not available if we are tie extent that restricted acuities are eligele for salt funding for technology development, traineg and unable to cbtan a price for a security. the vita received may be tuba/mildly Ms than the education. — Deposits a securities cknomnated h currencies :reputed vale shown. — Our an/isles also retest Wading commissions and other than U.S. dollars are reflected a the excharge other compensal ken from mutual funds and nosace rate as oldie statement date. companies whose predicts we derbse. SDNY_GM_00010025 CONFIDENTIAL EFTA01597688 UBS Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 March 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LIR BOSTON MA 02210-2698 Friendly account name: Mont Hedge Fund Account number: Your Snancial Advisor. SCOTT STAG€ tvIAN/LYLE CASRIEL Pi, :,ne 212- F.2 I -7 :.020 2'13140 Questions about your statement? Coil yoL. Financial Advisor C4 flit, Value of your account RMA Resourceline at 800-RMA-1000, on February 28(8) on March 29 (3) account 02%45172. Your assets 2,761,240.00 2,772,802.31 Visit our website: Your liabilities 0.00 0.00 www.obs.com/linancialservices Value of your account 12,761,240.00 $2,772,802.31 Sources of your account growth Tracking the value of your account during 2019 VSue of your account S Th,,crsards at year end 2018 socopoaoo 2,772.8 Net deposib and • withdraw* Ycur investment return: 11,750,00000 Charge in market value $22,802 31 1,003.0 Value of your account on Mar 29, 2019 $2,772,80231 Dec 2018 Feb 2019 Mal 2019 GM 00010026 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597689 Resource Management Account Account name: Your modal Advisor: ,SUBS March 2019 Friendly account nam • ' Account number SCOTT STACKMANLYLECASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 29 (1) your account A Las,' end money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 2,772,802.31 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $2,772,802.31 100.00% F: Value of your account $2,772,802.31 Eye on the markets Percentage change Index March 2019 Year to date 58P 500 1.94% 13.65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94% Interest rates on March 29, 2019 3-month Treasury bills: 2 31% One-month LIBOR: 2.49% GM_00010(Mge 2 of 6 CONFIDENTIAL EFTA01597690 SUBS Account name: MONTPELIER TRUST Your Mnandal Advisor: Resource Management Account Friendly account name: Mont Hedae Fund Cr OTT STACK MANi YI F CA Self! March 2019 Account number: Change in the value of your account Cash activity summary March 2019 (5) Year to date (I) See Account activity this monthlot deist Balances in your Sweep Options are included in the cpenng and closing biances vdue. FDIC insurance applies to deposits at U65 Sank USA and at banks participatirg in the UMFDIC insured Deposit nogg n. II does not apply lo deposits al ias AG, Ste ford Ranch SIPC Opening account value $2,781,240.00 $1,000,000.00 protection apples to money market sweep hod holdings but rot bank deposits. Seeimportant infamaton about your statement on the lat two pages at this document for deters. Deposits, including investments transferred in 0.00 1,750,000 00 Mardi 2019 (5) Year 10 date ($) Change in market value 11,562.31 22,802.31 Opening balances $0.00 $0.00 Closing account value $2,772,802.31 $2,772,802.31 Additions Deposits and other funds credited 0 00 1,750,000 00 Summary of gains and losses Total additions $0.00 $1,750,000.00 \roues reported below exclude poOdtcts for which gars and losses are not daSSiiel. Subtractions Realized gains and losses Unrealized Funds withdrawn for investments bought March 2019(1) Year to date (5) gains and loses (4) Total subtractions $0.00 -$1,750,000.00 Short term 0.00 0,00 772,802 31 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Adwsor or Branch Manager. You can find a full description of the alternative investment objectives in important information about Mir statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary Aggressive Investment elgibility consideration - None selected Your account instructions • YOur account cost basis default closing method is FIFO, First In, First Out. Y GM 00010028 Page 3 of 6 CONFIDENTIAL EFTA01597691 *ilF3S Your notes CONFIDENTIAL EFTA01597692 Resource Management Account Account name: MONTPELIER TRUST Your Finandal Advisor: 4tUBS March 2019 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Sane prKes, income and current values shown may be approximate As a result. gains and losses may not be aceul tely reflected. See important information about your statement a the end oi this document for more information Non-traditional Private tout), f unds. Hedge funds, andOther inwstments are held in your U85 Finaixial Services Inc. (UB5 Estimates of value supped by issuers of certain programs (which are generally 'net asset value' estimates) FS) brokerage account The positions reposed below reflect the records of the issuers, and IBS FS does rot are shown as ' issuer est value per unit' For Hinge egtity fund, ' Esi value per unit' is a value updated giarantee the accuracy of the Informahon. The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value C NAVlin the fund as of the date spedRed. adjusted by acklng iron the issuer if you sold the assets. Funds actively sold by UBSFS are subject to °awing due dligenCe, cxital cats and subtracting dstrlbutions Rix! the NAY date. The NAV is primarily based on estimated although the level performed may vary A doted fund may be sttject to no ongoing Stow«. A fund that portfolio values provided by the underlying fund sponsor. These two values may vary because of differences you purchased elsewhere may never hare been subject to UBS FS caligence. although %S FS may receive a in the way they were estimated and because the 'Third party est. value per unit* may have been prepared lee from the fund's manager, whch may constitute a masonry of the managementrincentive lee. Please on the basis of financial information other than year.end. Reported estimates ma, not reflect resale, contact your Financial Advisor vath questions. ' En. value per unit' is an estimate of value suppliedby an hquiclation or repurchase value, if any, and may not reflect dst 'buttons of capAS until the next valuation is independent valuation firm and reflects adjustments for factors such as the 5quidty of the units. reported, viler* on an annual or semi-annual basis See Important information about your statement at the end of his statement. Hedge funds PUfelaSe we' Number Average price Client Cost Price per share Value on Unrealized OM Irrrestment HOldrig Had ng of shares per share (3) irreestrrent (S) basis ($) on Mar 29 (S) Mar 29 (S) 93in or loss (S) return (1) Period ALPHAKEYS MILLENNIUM ED II LLC CLASS B MO 2/2812019 Trade date: Dec 18, 18 1000,000.00 1,000,000.00 1.000 I 768,737.00 768,737.00 ST Initial trade date: unavailable 1.000 750,000.00 ST Initial trade date: unavailable --This information was unavailable-- 1.000 -750,000.00 Security total 1,000,000.00 1,000,000.00 1,768,737.00 768,737.00 GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO02/28/19 Trade date: Jan 28, 19 2,012 990 4%.773 1,000,000.00 I poo,coo 00 498.793 1,004,065.31 4,065.31 4,065 31 ST Total $2,000,000.00 $2,000,000.00 $2,77210231 $772102.31 $1.06511 GM 00010030 Page S of 6 CONFIDENTIAL EFTA01597693 Resource Management Account Account name: MONTPELIER TRUST Your modal Advisor. *UBS March 2019 Friendly account n Account number. • n F nd SC TT STACKMANIVI F CACRIFI Your assets (continued) Your total assets Percentage d Cost Ellmated Unrealized Value on Mar 29(1) your aCCOunt basis (1) annual income (5) gin or loss (5) Non-traditional • Hedge funds 2,772,802.31 100.00% 2,000,000.00 772,802.31 Total $2,772,802.31 100.00% $2,000,000.00 $772,802.31 • Missing cost basis a-llamado° Account activity this month Investment transactions For more intonation about the price/aloe shown for restricted securities, see Important infotmation about your statement at the end of this document Proceeds Iran Funds investment withdrawn for Accrued Die Actiity Description 0uarnay Vaue Price (5) transactions (5) investments bougAl (S) interest (5) Mar I Exchange GRAHAM ABSOLUTE RETURN TRADING LTD. 2,012.990 CLASSA NO 01131119 AS OF 02/01/19 CUSIP: 384999AA6 Mar I Exchange GRAHAM ABSOLUTE RETURN TRADING LTD. -1,000,000.000 INVESTED AS OF 02/01119 CUSIP: 3849999C4 Total glY_GM_00010O9, 6 of 6 CONFIDENTIAL EFTA01597694 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00010032 CONFIDENTIAL EFTA01597695 Important information about your statement (continued) Par assets — Fa certain swathes trading in non-cmfening • Est. (estimated) income, current yields and rata — We receive compinsation fromLes Bs* USA, LBS Your statement Minim secisitin and other assets held denominations, mice and gurney (lace valve) my An ennuis. of antral income is bawd on current AG Stamford Branch ad rion.allifided barks in the ream at the end of the statemere period. You have been adjusted to facilitate proper valuation. disidind and reefed fates, assuming the scarifies *ill troop our cash sweep Fog-amt. This may ask for delivery of fully paid seonties at ay time. To obtain cumnt guetal ea, when .naltle. contact be hell For ox year from statement date or until compensation May be per account fee or You may receive settees used as loan coined after your Fourth Advisor. maturity. The munee M alb, a 9oictelent accuracy may be a percentage of average daiy depose piryng any balance duo on them. dry securities and continued income are not guaranteed balances. transferred to dw Fan dam the statement period are • Private investments and stmoured products. — Estensted must income ad current yield fa listed at market value as of the end of the statement Private aveswent securities (inckdrg Oren certain types of mashies could include a return of Activity period. Partkipation program and real estate flagrant bat primPal ce capeal gain in which case the est. Wonnation regarding commissions and other dirges • Cost bash. In deterinning the cost basis of the seturens) and striated prodats /terser* hiMay income (and current yielc$ would be overstated. naffed el connection with the execution of trades, securities included in this statement where indicated Rirprid Certain structured products have not teen — Estimated maul income and current yield and the :loading option transactions has been irduded on with the nterber -1.• Ul3SFinaxial Senna. has mired registered with Ow Securitin and Exchange actual income end yield mist be lower a higher confirmations previously furnished to yoa and will be on information °bulled bon sources other than 685 Commissioner under ary state securities laws. We than the estimated anoints. provided to you promptly on reddst Financial Served, iglu:Jiro intonation from another provide esteruted values for prime inveltillnit — An dies se of arnaliod Worne fidwidend argrcr Inn or that you may haw peovickd to aces FnancUl securities and 'budded products for Norman:nal interest) divided by the tuner* madtt Short soling Advisor. The Fern does n:4 independently Verify a cedy. Accuracy is not starameed. vat...Waverer balance is based on the last dividend if you an engaged n short sellim a security, you may gnome, the xosaty cc validity*, ay infonnatian • wads may difler "intent ially from prices, or Mena tarifa made by the Mawr and aura charm do to certain borrowing costs la that prcended by sources other than LISS Financial Services. any, at which a prate nvestment seines tie oathin/deposes will be held for one prticuLfsecisky. h ackliion, although LI3S Financial Services genera* structured product maybe boujsl or sold aid do yea from the statenwee date or unit maturity. updates this Wonnatim as it is received the Fern not necessmbi let:alert the va you may recta* Accuracy ad 0:mimed yield are not garanteed Open orders does not provide any amines Out the erfamation upon liquidation. Regarding open it • good.acancelkd • ceders that ureter -Cost bane '6Masked gadloss" is — Thrd party 'nineties of value are as of a certain • Assets not held by UBS Financial Services. Cenan were not executed by the statement date, open buy and accurate as of the date of this statement. As such, date ad an supplied to UBSFinaxial Sates on a assets an not held by the Fin ad not withn the sea stop Ceders ore reduced by the anoint o1 disiderds please do nn rayon this information to make roger baps by en independent valuation firm. Fines possession or control. Taws* assets are or rights on an ex. &Mends or nerights date teems purchase a ale decisions, for tavPurPoseS — issuer, general panner of sponsor estimated vales, displayed on your statement for Wm-notional entiveted otherwise by you. You an response?* for ell niw..e. Accounts transferred to the Fin, may ar/, are applied to the Firm by the issuer. purposes only. Positions and vibes presented are orders that are executed due to yore laikee to creel ref lett gar/loss Home On only for the period of general partner or sponsor and may be tabulated provided by he issue.; fem. UBS nancial Services is eating open orders. tine they are held at the Fem. More historical based an different infamatkin from that used by not reparable for this i ternat.:el awl does not information can be added by your Financial Ackkor. third parties to derive their estmaled values. guarantee it, accuracy. These assets at not protected Privacy • penalized gains/losses. When data is available, — You can Wain additional information regardrig by SIPC or she Finns supplemental SRC coverage. To obtain a copy of as current Client Primacy Notice, eninated tweaked gainnosses are calculated for the mielhodolow used to determine the estimate of please contact you Financial Advisor or visit as websee India:bat security lots. The transaction data for value and he date of the ireamatiOn that is the • Reversee sharisg and additional compensation. at wennibi ronainivievnoiet individot lots may or may not reflect commissions, basis for the estimate by contactisayour Financial ▪ h Minion to catenissions on sales and 12b1 fees — 1.85 Financial Services is not a bark. The RMA. Buseess charges »do ocaity mega-dation rents. Advisor. reeved in connedco with the distrieson al initial Sewing Account BSA and IRMA are brokerage Dividend and other revive:orient lots and systematic — Third party estimated values may be reflected as funds to our clients we and or affiLate receive accosts whets provide access to banking smites and Pcechave lots re each combined to display 'hid priced' in several situation': Mien an redrew sharing plenenn from distrbSors actor prookos through arrangements with affiliated banks averaged lot The 'Trade date' tokenpresents the • dent valuation fan has not supplied a is advisors of the meal herds that we set These and other thidpany banks, andprovide access to original transaction fade date. unable to assign a value. when we become aware armunts are based on two different ccaponents: (0 maraca ad anneal products issued by unaffiliated • Callable mositios Bonds and preferred stock that that a material cant has pruned that may call a the arisen of sales by UM of a portals mutual tidparty entrance mammies throat insurance the issuer calls for eery redemption wit be selected grainy reported vale in° question, or when a find famity Poi our clients; and lad the asset value of a agency absideanes of US$ Financial Services Inc. mart:alb by lot from among at sectors of that yak* woad be highly speculative due to **nature particular mutual end landy's shares held at the — westment aurae, and amuity products: axe held in Our nark or n nomnee name for at of the security. fern. — Not FIX Wised • No bark guarantee. May lose Vat* dents Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We and our affiliate also receive networking ard — IMA. Resource Management Account Banns parties and its accuracy is not guaraneed. Other call estimated value noir a Med-party estimated value is ambits prixesseg lees in consideration for transfer Services McCune BSA, IRMA and international Resource featurs may exist which could affect yield; complete provided, the vase of the security MI be deterere agent services that we provide to the mutual funds. Management Account are registered service maks of information will be ponied upon request- from its purchase take These fees generals are paid Iron investor assets in LBS Financial Services Pic • Price/value. Pekes displayed la securities and other — tastrbutons to date may eduderarn of the natualfind and are a feted dollar emote based — VISA is a registered vackmark owned by Visa products maybe higher or lower than the price that capital, income or both on the number of aco:ues at the broterdealer inemaimal Service Association ad used under you would actually receive it the market. Prices an — "Orestial use site rexesens the natal offering holding mutual knob of that find ferny. kens*. The IRS Visa creek cards and the U65 visa obtained from various third party sources theti we Price per unit rd may not reflect yam cost basis - h addition to ecermissions received in correction debit cads an issued by LBS Bark LISA with believe to be reliable, but we do not ?sane* thee — DPP and unlisted RUT we are rot listed an a with the sale or diarbubm of tenuity convicts and permission from Visa U.S.A. hcorporated. All other accuracy. national securities exdonge, and are generally unit investment trust ants to or clients, we asdce federates, registered trademarks, service maks ad — We gime,* use the clang price Men available ce illiquid and even i they can be sold. the price ar oats. receive revert* Sharing compensation registered service Malin are of their respective the mend the bid and ask prices for listed neared may be less tan the per share estmated from num of the ma'ame companies underwriting companies. securities and options a coy bid prices kx OTC value prodded in the account statement the anuity contracts, /Mires of the insurance settees. companies or sponsors of the unit investment trust UN Financial Serviou Inc. Rev. 201BIO — Less actiwy traded securities maybe priced using a • Restricted securities. Restricted securities generally we derbute. valuation model a the most recent price we are not currently elgeole foe path sale. UBS Financial - h akfaion to COMMinan received from the &eared and may not reflect an actual market price Services uses the market price of the iseestriceed stock purchase and sale of WAS' is es Italy.. we ax/or ar or vats.. of the same issuer a; an nputed oak* kr the affiliate receive an asset-based revere* share/ — <man positions may appear walla.' a price and restricted stock for purposes of Si, statement on/y. To payment from Neidasares distaxeort, as ma as will show as 'tree was not neat,' if we are the extent that restricted securities are eligele for sate funding for technology development training and undo to obtain a dice for a security. tie vales received may be non/misty lea than the education. — Deposits or securities denominated kr currencies Opened vale storm. — Our affiliates also receive tadig commissions and other than U.S. dollars re reflected a the exchange other compensation from mutual funds ad intraxe rate as of the statement date. tenpins whose potaxel we define. SDNY_GM_00010033 CONFIDENTIAL EFTA01597696 085 Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 April 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP BOSTON MA 02210-2698 Friendly account name: Mont bbdge Fund Account number: Your 16 nancial Advisor. SCOTT STACKMAWLYLE CASRIEL Questions about your statement/ Call you Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000. on March 29 (S) on April 30 (S) account 029045172. Your assets 2,772,802.31 2,768,661.80 Visit our website: Your liabilities 0.00 0.00 www ubs com/financialsenrices Value of your account $2,772,802.31 $2,768,661.80 Sources of your account growth Tracking the value of your account during l019 Value of your account Thcusards at year end 2018 51,000,000.00 2,772.8 2,768.7 Net deposits and withdrawals 11,753,000.00 • Ycur inwstment return: Change in market value S18,661 93 1.0:O0 Value of your account on Apr 30, 2019 $2,768,661.80 -1 Dec 20I mg 019 Apt 2019 GM 00010034 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597697 Account name: IvlcN1fLUER 112057 UBS Resource Management Account April 201',4 Friendly account namelninnt Hack. ci Ind Account number Your Fi model Advisor: erns csne- r kA thil VI 0 r &WWI Your account balance sheet Summary of your assets Value on Percentage of April 30 ($) you' account A Las,' and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Rxed income GOO 0 00% E Non-traditional 2,768,661.80 103 00% F Commodities 0.00 000% G Other 000 000% Total assets 52,768,661 80 100.00% Value of your account 52,768,661.80 Eye on the markets Percentage change Index April 2019 Year to date S&P 50U 4.05% 18.25% Russell 3000 3.99% 18.60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97% Interest rates on April 30, 2019 3-month Treasury bills: 2 38% Ole-month LIBOR: 2.48% CriP70010007013805 WM00214760 00005 0419 031952383 Y145172550 0090ItiGM00010ftile 2 of 6 CONFIDENTIAL EFTA01597698 Account name: MONTPELIER TRUST SUBS Resource Management Account your ilaaadal Advisor. Friendly account name:Mont Hedge Fund SCOTT STACK MANLYLECASRIEL April 2019 Account number: Change in the value of your account Cash activity summary April 2019 (5) Year to date (1) See Account activity this month for delals. Balances In your Sweep Options are inducbdIn the cpenna and closing Mantes value. FDIC insurance applies to deposits at UBS Sank USA and al banks participating in the Opening account value $2,772,802.31 $1,000,000.00 UBS FDIC Insured Deposit Proqam. It does not triply to deposits al MS AG, sta-nroid Branch. SIPC protection applies to morn market sweep fund twangs but rot bank deposits. SeeImportant information about yew 'Werner* on the at two pages or this document for Mils. Deposits, including investments transferred in 0.00 1,750,000.00 April 2019(5) Year to date (S) Change in market value 4,140.51 18,661.80 Opening balances 40.00 $0.00 Closing account value 42,768,661.80 42,768,661.80 Additions Deposits and other funds credited 0.00 1,750,000 00 Summary of gains and losses Total additions $0.00 $1,750,000.00 veues reported t*l&, exclude products for which guns and losses are not dassised. Subtractions Realized gains and losses Unrealized Funds withdrawn for investments Year to date (3) gains and loses (S) bought 0.00 -1,750,000 r April 2019 IS) Total subtractions $0.00 41,750,000.00 Short term 0.00 0.00 242,136 01 Closing balances $0.00 So.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement.at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary . Aggressive Investment elgibihty consideration - None selected Your account instructions • Y0ur account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00010036 Page 3 of 6 CONFIDENTIAL EFTA01597699 *UBS Your notes cm000toc...o. CONFIDENTIAL EFTA01597700 Account name: MONTPELIER TRUST Resource Management Account Your Humor,' Advisor: *UBS April 2019 Friendly account name: Mont Hedge Fund Account number: SCOTT STACKMAMLYLE CASRIEL Your assets Some pores, Income and current vdues shown may be approsarnale. As a result, gains and losses may not teaCCuraely reflected. See Important infomazion about your statement a the end of INS document fee mom information. Non-traditional Pilule equty f unds, Hedge funds, and Other investments are Mid In your U85 FinanCial Se Pacts Inc. (UBS Estimates of ',due suppled by 'scum of sedan program (which are generally 'net asset value' estimates) FS) brokerage acount. The positions reported below reflect the records of the issuers, and UBS FS does rot are shown as • issuer est ague per unit'. For Private 'laity funds, • Est value per urit' is a value updated guarantee the accuracy of the I(formation. The Mire shown Is not necessarily the value you would receive quarterly, based on the Net Asset Value (' NAV') in the fund as of the date spedRed adjusted by ailing from the issuer if you Ad the assets. FundSZKligly add ty UBS FS are subject to ongoing due dligence, capital calls and subtracting dObis:ions since the NAV date. The NAV is primarily based on estimated although the level performed my vary. Adored fund may be subject to no °noelng diligence. A fund that port Icno values provided by the underlying fund sponsor. These two values may vary because cl differences you purchased elsennere may never have been suCaect to LIBSES diligence, although UBS FS may receive a in the way they were estimated arid because the 'Third party est. value per unit' may have been prepared fee from the funds manager, wNch may ccoslilute a majority of the rnanagemenelncenlive lee. Meese on the basis of financial inf onrailon other than year.end. Reported estimates may not reflect resale, contact your Financial Advisor with questions. • Est. vitae per wit' is an estimate of value supplied by an iquidation or repurchase value, if any, and may rot reflect dst Moutons of c4 43 until the next valuation is independent valuation firm and match adjustments for fa ton such as the fiquidty of the units. reported, general' on an annual or seernannuel basis See important information aboutrur statement at the end of this statement. Hedge funds Purchase puce/ tlushar rrbeers Arvrrasr areicse) t Client Cost Price per share Value on unrealized Oad Imestment Hddrig Hddng of CS) basis (1) on Apr 30 (5) Apr 30 Hi cien orlossHi return(1) Period ALPHAKEYS MILLENNIUM FD II ILC CLASS B NO 03.31119 Trade date: Dec 18, 18 1,000,000.00 1,000,000.00 1.000 1,241,714.21 241,714.21 ST Initial trade date: unavailable LOCO 526,525.79 ST Security total 1,000,000.00 1,000,000.00 1,768,240.00 241,714.21 GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 0343Ii19 Trade date: Jan 28, 19 2,012.990 496.773 1,000,000.00 1,000,000.00 496.983 1,000,421.80 421.80 421.80 ST Total $2A00400.00 52,000,000.00 S2,768,661.80 6242,136.01 6421.80 Your total assets Percentaged Cop Estimated Unrealized Value on Apr 30(1) your account basis (I) annual Imam (S) gin or loss (t) Non-traditional Hedge funds 2,768,661.80 100.00% 2,000,000.00 242,136.01 Total $2,768,661.80 100.00% $2,000,000.00 $242,136.01 M 00010038 Page 5 of 6 CONFIDENTIAL EFTA01597701 *UBS Your notes ,00loo9ig...,6 CONFIDENTIAL EFTA01597702 Important information about your statement LBS Financial Laritices ttc. (the Firma LBS Financial hear from youno later than 60 days alter the Arm capacity. A ful copy of the policy acedrg is bailable income or rerun and cram keep pace yeah Services), e a member of all prixipi sorrily, comma* writ you the fist statement on which the error or loon realest. inflation andoptions excharges UBS Faeroe! Services and LBS problem appeaed. • Moderate: Willing to accept sane risk to primps' and Bark USA are irdirect absklaies d UB5 AG and — Provide yore name aid Acorn number any). Neither the SIPC protection nor the supplemental tolerate sane volatility to seek higher returns affiliates of LBS Soirees LLC. The Finn's financial — Dew the to emror or the Pander you se inure protection apply to: • Aggressfre: Willing to adept high risk to princeml and statement is available ton request. The Inn's execute* abeut. and °plan as dearly as you can why you • Certain financial assets controlkd by (and ixisled in high volatilky to seek high returns over time. offices are at: Nave it is an error or why you need mane yew account value) but held away from UBS • itwestoientikgraley Consckratitin: d selected, a nfarnalim. Services. For eon* certain insurance predicts. portion of the portfolio for that acorn may include UBS Fernier Services ax. — Provide the dollar amount of the suspected error. txludrg van amuites, and 6i) Owes of rlirtUal complex strategies, limited liguidty and green 1200 Harbor Boulevard funds registered nthe name of the account holder on vribley. Weehawken. N102086 The Firm or Cad Issuer will investigate you complaint the books of the issuer a transfer agerk); ard will correct any error promptly For stead earns • Investment contracts or runt/nn, Soften {e.g. Statement "Moab:ridings This statement represents the °Mtofficialrecord of you emoting LOS Visa•clebe cad transactions, Awe take embed partnerships and private placements) that se We may consokSate al relaxed account statements with Les Financial Seiko accoure Other records, incept non than 10 business days TO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because official la documents, centering corahang data should you account for the wane you think is n ellot. SO that • Commodities contracts (e.g., foreign exchange and they have owners who also maimain joiie account not be reed upon. 0 you beige, there ban ma or 360 will have the use of the moneydung the tine it pours metal morals) ncladng Nam contracts relationships wth other clients at the sane add.ess, omosion please report it immediately in mein; ea the takes us to complete as nostgaban. and annway open rrintraCtl. and you prefer to receive eidividual statements mated n Branch Manager of the office seining you moue. • Depose accounts (except certificates of deposit) at (BS separate envelopes, you maydecline househoUrg by Please mate all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks n the Nang your Financial Advisor Although all liens shown are Herded to be accurate, financial minuet) related on the front of this FDIC Insured Deposit Program. sttement data *coke not be used kr tax purposes. Rey statement. In addition to regular account fees, aeons The 5IK protection and the supplemental protection do Friendly account name solely on reseed la forms, go., kern 1099, 5498, may be abject to mantenace lees, charges for late not apply to these assets awn d they otherwise appear The Friendly account named a customizable • rickname 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpad CO yds statements. The 51K protectionarid the chosen by you to assist you with yam recondkeeping. requited by law to report to the IRS all taxable dordenok, amounts n cash accounts. Accounts that are transferred upplemental protection do not protect against changes has no legal effect on your >Cr eon, it not mended to reportable nal-taxable dividends and tauble iterest to other n6100006 ny be subject to a vender fee. in the market value ce you mestments (whether as a reflect any strategy, prockact recarrnerdation end on securities held nyour accase, net proceeds result of market movement. issuer bankruptcy a investment objective a risk profit associated with you on sale trimarans. and cots basis at court cowed MS Sweep Options otherwise) accounts, and 6 not a promee or warm* that we*. sense ice UBS oilers options for sweepeg cash balances to bark any InanCiS results, can ce MI6. achieved. All deposit accosts at nerkaff Toted baits and Ablated Dividend Reinvenment Program (DRIP) investments Moho the rid of loss. ex Ldng the ritk of Ccenmunications with the Fern banks and money maker naval funds (Money furidg. The ace reflected is an average prce. You may obtain loss of the (Hie investment. You can change your • New re.cordirrn ay oral corryrunkeecers n writing Deposit accost at U85 Bak USA and nonaffiated the actual price Worn vat Financial Advisor. Only whole Frady account names through Online Services a by to further protect your rights, indudig your rights banks panicipaing ndwild FDIC-insured Depart shires are purchased ado DRIP; partial shares will be contacting you Finarcial Advisor. sneer the Secuities Mesta Protection Act (SSA). Program are FCC-insured n accordance with FDIC nuke. sold and the cash wit be deposited in you account. We • I the &uncial inteution on the icy left of the Irene Fa more Hamelkin please visit swrividc.gay. Deposit dividend reitiontinere price supplied by Si. issur may Account overview of this statement isnot Les Financial Sevices. US'S accounts at WSAG Stamford Branch and shares of defer from the market price A which the partial shares • Value of frees WOuneportfofiex Net of assets and Financial Services carries yam account as clearing Money Funds are not i -e-red by the FDK. re sold liabilities tacker by arrangement with the ndicated Potation • Assets exhades available cash balances. vales for We Wormedyou of this relationshb when you Bat deposits re not protected by SIPC. Money Rod Calvin-Seta dunes re protected by SIPC See TUITS runciA Servkes restricted security (est), and Global Tine 011300s opened this atcoure. h the case you fads and Only whole units maybe held in your amen. Wye° are Account Protector below. urrealind marks to market, and certain assets rot held secuites are located 31 UBS Financial Services and rot ertekd to a partial unit as a result of a dividend payment by the Firm Does not Mks* °flatted securibeseassets the Molar rg broker, and you crust nuke a repay or otherwise, the Firm will either see partial taws at Wen you acmes\ balances in the bank deposes may be at the end of the peke and artist statement period\ a of an, error a meson to both ferns. market price a acCept an smut deterinned by a private investments, invested stod options and • As described n the attest ag-eements. youmust withdraw\ aid shares of a Money Fund may be registered clea-ing agency, and credit your account. eierciuble stock options. ratifyus of any errors or fraud involving checks lioadated, and the proceeds returned to you et your securities account. • Liable's. Vreledes debit balances, *sundry metal reflected on your statement within 30days after it was Investment objectives mailed a made nettle. be-6, Credit lint short account balances The noniron objectives and risk profile are specieic to • Cashratoney balances Taal d uniwested avalabk • Please direct °stonier carat/aims or hakes to the Foster nkanatai stout available sweep options, each account ad may vary between yam acceurits. rcludig current interest rates and yields, 6 available at cash balances, plus deposit balances at affiliated and Fim's Client Relations Department at 201.352-1699 Please advise the Finn promptly in writing day toll-free at 6)0.3549103, 8:00 A.M. to 600 P.M www.ubs corn( tweepvields, from yore inner.' Advisor nakallikated banks, and money market Mutual had sunken, change in your lintrirel situation a or by calIng KO-7621000_ sweep balances, at the close of the statement period. ET Monday through Friday, or in writin; to UBS imestment objectives_ For each account held, you Financial Services Inc., Client Relators Department, NonirOrertiOdity free credit balances in yam account we choose one of the following investment objectives: not segregated from other balances and the Fen may P.O. Bar 766UnionC ity,1107087. UN Financial Services account protection • Prorkce Current:worm: Investments seeking the The Firm is a meter of the Secants hosted. Protection use aryl these funds in the ordnary course of its • All itatellentS shall be deemed complete and aurae generation el income only. banns Thew funds are payable upon your demand. not objected to ei writing within 60 days. Corporation (sec), with protects securbes custonwn • AchieveCapra/Appreciation: Intennients seeking of is marten up to 1500,000 Including S250.00) for his total is included in the current period closing value. • For TTY services: Cal 844-612-0986 a from outside dams fee cad) fteganatory brochure hobble upon growth of principal rather than the generation of the US Cal1201.352.1495 Mme. Lending information • h case of errors or guest:xis about an electronic realest a al wow sesoorg. The SiC asset protection larks apply to al accounts that you hold n a particular • Prodsce Combinanon ofkcome and Capital Fa detaied Hermetic° on the Fin's lendig practices furs* transfer (U1), bill aware or LBS itira• debt Appreciation Investments sealing both the generation ad disclosures, refer to yore Client Relationshp cad transactions, cal 800-262-1000. or carne to UBS capacity- The Firm, together with certan athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F bancial Services lx., 1000 Harbor Blvd, 6th floor, Terms and Corations LOS Statement of Credit Practices weeharkon. ea 07086, Attn: RIAPISSA Services. purchased supplemental inexact The maim°, mast payable to at eligbh dines, cobectively under Overall risk profiles availabk nAgeeemenes andDiscbsufes the protection 6 SSOOmillkn as of Dearth. 10, 2016. • CorkwrvatFre- Seeks to maintain prixoal with at wally ohs etanterecrionferlovers Call a write as soon as you can, 4 you think you law risk and volatility to the accent °mall, even 0 statement a receipt is wag or e you need more Weed to the policy conditions and 'Menials, cash a the Fern it hither protected for up to 11.9 milks in the that means the account does not generate siglticat nkerution about a transfer on the stamina* or recent. The arm or Card Issuer (as appkable) must aggregate for at your accounts hell in a particular SDNY_GM_00010040 CONFIDENTIAL EFTA01597703 Important information about your statement (continued) Yam assets — Fa arida, SeCtrieS trading n nonconforming • Est. (estimated) income, current yields and rata — We receise <covens* ion fromLes Bit USA. UBS Your statement treys maiden and other assets held denarnations, price and quantity (lace mead my An *Meat. of anal name is bawd on current AG Stanford Branch ad romalfilated barks in the *cant a the end of the st*emere period. You have been adjusted to facilitate proper valuation. dividend and interest rales, assuming the secuitin wig throup our cash sweep progams. This may ask for delivery of fully paid seorities at ay tine. To obtain cistern motet ‘,.4,-n a...0.2)1e contact be held For one yea from statement date or until compensation may be per account fee a You may receive ponies used as ban coined after yces None Adoscr. meturey. Tha *ornate es crib, a guideline; errancy may be a percentage of average daib depose paging any balance due on them. Arry securities and continued income are not guaranteed. balances. trenderred to **Fen dein the statement period are • Private investments and structured products. — Estimated annul exam and current yield for listed at market value as of the end of the statement Private nvestrient seamles (inciAirg erect certain types of mashies could include a return of Activity period. Partkkation program andteal estate investment MIR princPal a repeal gains in which case the est. Wonnation regarding cornmissions and other throes • Cost bash. In deterinning the cost basis of the saurats) and stnxiured products ere germ* MA. income (ad current yiekg would beoverstated. awned n cornet ion with the execution of trades, seoxiiies included in this statement, where indicated iliqu'd Certain structured prodads have not teen — Estimated oral name and current yield and We including option transactions has been it-Eludedon with the number I. UBS F natal Swain has relied registered with the Securities rid Exchange actual inter and yield mint be bear or higher confirmations previously furnished le yOa and will be a information obianed from sources other than UTS Can/tension or under ary state securities laws. We than the estrnated amounts. provided to you AMMO/ an retest. Financial Serwees, reludirg mention horn another provide estimated values for prime investment — An estimate of arnuaraed ixome (avidend ardor lam or that you mar haw crowded to yes FnancUl wastes and 'Minuted products for rrormational interest) derided by the current mane Short soling Advisor. The Film does rot independently wily a any. Acosacy is not guaranteed. vats/average balance is based on the last divided if you re engaged in short selling a storey, you may galisineet the *curacy or validity of am information provided by sources other than LES Financial Services. tts valas may di(le "-burnially from prices, any, at whch a private mystment securtyor or merest payment made by the issuer and incur a charm due to avian borrowing costs for that prticulatsecuty. assumes the seisees/deposes will be held for one h ackleico although Ll35 Financial SenXes genera* structured product maybe or sold and do year from the statement date a unto maturity. updates this remotion as it is received, the Fent nor reci.05•4 leciresert the va you may receive Accuracy and continued yield are not waranteed. Open orders does nor provide any assurances that the information upon liquidation. Regarding open or • good.acancelled • orders that under -Cost bar ard 'Unrealmed garl loss' is — Dud party estimates d vat* at as of a certain • Assets not held by UBS Financial Services Cenan were not executed by the statement date, open buy and accuse as of the date of this statemerg. As such date at ate supplied to UBSFinrcial Services on a assets ay not held by the Fin and not within the sel stop *den are refaced by theamount of &intends Pease do not relit on this information so make reels basis by an independent valuation firm Inn's possession or antra Thew assets are or riches on an tx.dinderds or eterichis date wens pschase or sale decisions. fix tar purposes a — Issuer, general panne( or sponsor estimated valet displayed on year statement For erdornutional intrtxted otherwise by you. You ay response?* to otherwise. Accounts transferred to the fin, may any, are sulglied to the Firm by the issuer, purposes only. Positions and vibes presented are Orders that are executed der to yin. 'allure to cancel reflect artiness H ama ion only for the period of general primer or sponsor and may be calculated provided by the issuing fem. UBS f nancial Services is eating ern orders. tine they ate NU at the Fen. More historical based on deferent information from That used by not respamble for this inkernatcei and does not information can be added by your Financial Advisor. third patties to derive their gummed values. guarantee is accuracy. These meets are not protected Privaq • Unreal:a geinsibases. When data is avabble, — You can detain additional information regardrig by SIPC or the firm's supplemental 51K coverage. To obtain a copy of at current Client Privacy Notke, estimated ureabed gain/losses re calculated for the method:low used to determine the estimate of please contact Kw Financial Advisor or visit or webste rdividal security lots. The transaction data for yak* and the date of the internalion that is the • Revenue shoring and additional compensation. erswicerse eanionvervouley ndniobal lots may or may not reflect canmasions, basis for the estimate by contacting sour Financial - h addition to commissions on sales and 12b1 fees — 1.85 Financial Services is rot a bank. The RMA. Business charges arida security worganiution nents. Advisor. received in connection with the disirbson of mutual Services Account BSA and *MA se brokerage Dividend and other reinvestment lots and systimalic — Third party estimated values may be reflected as funds to our clients we and/or or affiLate receive *counts which proide access to bailing unites and µslow Sets re each combined to abbe one 'hi* priced' in several situations: when an revers. sharing partnere from distrtutors anchor mace through mangemenis with affiliated baits averaged lot. the 'Trade date' column presents the erdepev,dent valuation Inn has not supplied a is advisor of the unusual funds that we sell. These and other thidpany banks, and provdes access to agree transaction fade date. unable to assign a rake. when we become aware am ents are based on too different correponents: CO insurance and ann* products issued by I/lanai:Med • Callable marbles Bonds and preferred stock that that a material event has occurred that may call a the amen of sales by LIE6 of a particular mutual thins-arty nuance companies thrcuain insurance the issuer cats for emy redemption wit be selected previcitrn omitted mix into question, or when a (trod famayb our clients; and GO the asset vague of a agency mbsidearies of US$ Financial Services Inc. impart:ay by lot from among at secure* of that yak* woad be highly speculative the to **nature particular mutual find family, shares held at the — hvestara Munroe and anuity p•OiXtS: ex* held hour name or in nominee name for as of the security. fem. — Not FIX routed • No bark guarantee. May lose yak* clients. Call feature information es obtained from third — When neither an issuer, general partner or spoor — We and our affiliate also receive network in; rd — Intl. tescurce Management kW" Business parties and es accuracy is not guaranteed. Other call estimated value ror a died-party estimated value is amnesiac processing lees in consideration for transfer Sink*. Account BSA, IRMA old international Rosana feares may exist Much could affect yield; complete provided, the vat* of the security wil be delerera agent services that we provide to the reveal funds. Management Account are registered service marks of information tint be provided upon request. from its purchase price Those fees 9etierally ate paid from investor assets in LBS Financial Sena, Fc. • trice/value. 'ekesdisplayed la securities and other — tistrbutons to date mar include tarn* the nutted find and are a ficed dollar amount based — NSA is a registered vaclenurk owned by Visa products maybe higher or lower than the price that capital, income or both on the number of acau-es at the broker-dealer entemaixial Service Association and used inter you would actual', receive in the market. Prices re — unit size' nexesens the Seal offering holding mutual fends of that turd family. kense. The LBS Visa creak cards and the UBS Visa obtained from vargas third party sources wench we Pia per she admy not reflect your cost basis - h adfaion to otermissions received in arrection debit cards ay issued by LBS Bat USA with believe to be reliable, teA we do not guarantee thee — DPP and unlisted RER securities are not listed on a with the sale or diarbution of 'away contracts and permission From Visa U.S.A. hcorpocated. All other accuracy. national securities exchange, and are generally unit investment trust tries to ote clierts, we ardor federates, registered trademarks, sense mats at — We genera/ use the ceasing price when available cc Ilpad rd even/they can be sold. the price err If &tate receive revert* sharing oxygenation registered strike marks re of their respective the mend the bid and ask prices for listed seemed may be less tan the per share estimated from may of the insurance companies underwriting competes. securities and options a crAr bid prices for OTC value provided in the account statement. the a-nuity contracts, athletes of the insurance secure Ws. companies or sponsors of the unit Mintiest hulls Firuneial ServicesInt Pty. 201010 — Less actiwb traded securities maybe priced using a • Regulated securities. Restricted securities generally we diarbute. vabation model a the most recent price we are not currently *gbh for pubk sale. UBS Financial - h xkfaion to commissions received from the dared and may not reflect an actual market price Services uses the market price of the isrestricted stock parchese and sale of WAS' ie es Itrids we ax/or our or vat*. of the same issuer as an inputed yak* for the affiliate receive an asset-based revert* sharing — <man positions may appear *Shoe a price and restricted stock forpurpose of die statement only. To payment from Neognares distaxson. as mil as win show a pke was nol anilable if we are to item( that restricted securities are eligble for sale, funding for technology development, training and unable to obtain *pike for a security. the vita received may be abstentially Mss than the education. — Deposits a senates denominated is currencies emoted vale shown. — Our all/isles also retestfading commissions and other thenU.S. dollars are reflected a the excharge other compensation from mutual funds and Mu-axe rate a of the statement date. companies whose prolmis we &vine. SDNY_GM_00010041 CONFIDENTIAL EFTA01597704 085 Financial Services Inc Private Wealth Management 411 UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 May 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont l-kedge Fund BOSTON MA 02210-2698 Account number: Your Snandal Advisor: SCOTT STACKMAN1LYLECASRIEL Phone Questions about your statement? Cal your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on April 30 (4) on May 31 (S) account 029045172. Your assets 2,768,661.80 2,804,522.77 1fsito■r wetisite: Your liabilities 0.00 0.00 www.tebs.corr4 financialservices Value of your account $2,768,661.80 $2,804,522.77 Sources of your account growth Tracking the value of your account during2019 Value of your account S Thciisands at year end 2018 tooppoaoo 2,708 7 2,804.5 Net deposits and • vAthdravals S1,793,00000 Ycur imestwent return: Change in market value 854,522 77 1,0000 Value of your account on May 31, 2019 62,804,522.77 Dec 2018 Apt 2019 May 2019 nr GM 00010042 Member SIPC Page 1 of 6 CON Fl CIN I EFTA01597705 ML.NIPLA.P. - eVL Your Finescial Advisor: UBS Resource Management Account May JO19 Account name: Friendly account none: Account number. n Ind SCOTT STACKMAFRYLE Your account balance sheet • Summary of your assets Value on Percentage of May 31 a) your account A cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0 00% E Non-traditional 2,804,522.77 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 42,804,522.77 100.00% E Value of your account 52,804,522.77 Eye on the markets Percentage change Index May 3019 Year to date SW 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East -4.66% 8.05% Barclays Capital U.S Aggregate Bond Index 1 78% 4.80% Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% 000100lir 2 of 6 CONFIDENTIAL EFTA01597706 Resource Management Account Account name: MONTPELIER TRUST Your Pinada' Advisor. Friendly account name: Mont Hedge Fund 4tUBS May 201 9 Account number: SCOTT STACKMAIILYI FCASRIEL Change in the value of your account Cash activity summary May 2019 (1) Year to date (1) Ste Account JICW4thit month for details. Balances In your Sweep Options are inducedIn the openrg and closing Sante% yaw. FDIC insurance applies to deposits at UBS Bank USA and al banks participating in the U$ FDIC Insured Deposit Program. It cteS not gay to deposes al UBS AG, SUrnford Wanch Opening account value $2,768,661.80 $1,000,000.00 protection applies to money market sweep find !loadings but not bank deposits. SeeImportant information 'boot your statemert on the last two pages d this document for detals. Deposits, including investments transferred in 0.00 1,750,000 00 May 2019 (S) Year to date (5) Change in market value 35,860.97 54,522.77 Opening balances $0.00 $0.00 Closing account value $2,804,522.77 $2,804,522.77 Additions Deposits and other funds credited 0.0O 1,750,000.00 Summary of gains and losses Total additions $0.00 $1,750,000.00 values reported below exclude products for which gars aid losses are not dassitied. Subtractions Realized gains and losses Unrealized Funds withdrawn for investments May 2019 CO Year to date (SI gains and losses (4) bought 0O3 Total subtractions $0.00 -$1,750,000.00 Short term 0.00 0.00 54,624 61 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor a Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statementat the end of this document. Your return objective: Capital appreciation Your risk profile: Primary Aggressive Investment elgibility consideration - None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, Fiat Out. SDNY GM 00010044 Page 3 of 6 CONFIDENTIAL EFTA01597707 *UBS Your notes .L000'0.1.. 0 . CONFIDENTIAL EFTA01597708 Resource Management Account Account name: MONTPELIER TRUST Your Fnaadd Advisor. Friendly account n • Mont Hedge Fund SfOTT RACK MANI VI F CASRIFI *UBS May 2019 Account number: Your assets Sane prices, income and current values shown may be appidargile As a lentil. gams and losses may not be accurately reflected. See Important Information about your statement a the end of this docurneMfOr more information Non-traditional Private egtity funds, Hedge funds, and Other inwstments are field in your u85 mallet" ServiceS Inc. (UBS Estimates of value suptaed by issuers of certain mograns (which are generally 'net asset vaue' estimates) FS) brokerage account The non:ions reported below reflect the records of the issuers, and 1185 FS does rot are shown as ' issuer est rate per unit' For Fringe mils/ funds, 'Est value per unit' is a value updated guarantee the accuracy of the Information. The value shown is not necessarily the value you would recei* quarterly, based on the Net Asset Value e Harlin the fund as of the date sped fled. adjusted by deicing from the issue:if you soldthe assets. Funds actively sold M UBS FS at SutteeCt to ongcing due dligenCe capital calls and suratracong dstributions since the NAY date. The NAV rs primarily based on estimated although the level performed may vary A dceed fund may best:Med to no ongang drigence. A fund thal portfolio yaws provided by the underlying fund sponsor. These two values may vary because of differences you purchased elsewhere may never hare been sutiect to UBS FS ',licence. although U85 FS may receive a in the way they were estimated and became the 'Third party est. value per unit' may ha* been prepared fee from the funds manager, whch may constitute a matority of the managementrIncentive fee. Please on the basis of financial information other than year•Md hewed estimates may not reflect resale, contact your Financial Advisor vnth questions. ' Eq. value per until' is an estimate of value suppliedby an liquidation or repurchase value, if any, and may not reflect dst 'buttons of canal until the next valuation is independent valuation firm and reflects adjustments for factOrs such as the fiquidty of the urits. reported, generaby on an annual or seat ennual basis See Important information about your statement at the end of teas statement. Hedge funds Purchase Wei Number Average dice Client Cost Price per share Value on unrealized (lehl inrestment faking Had ng of shares per share (S) investment (1) basis ($) on ma/31 (S) May 31 (3) gain or loss (S) return (I) period ALPHAKEYS MILLENNIUM FO II LLC CLASS B NO 04/30'19 Trade date: Dec 18, 18 1,750,000.00 1.750,00000 1.000 1,773,212.00 23..212.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO0413019 le date: Jan 28. 19 2,012 785 496.773 999,898.16 999,898 16 512.380 1,031,310 77 31,412.61 31,412 61 ST Total $2,749,898.16 $2,749,898.16 $2,804522.77 $54.624.61 $31,412.61 Your total assets Percentage cd Cost Estimated unreatited Value on May 31 (S) your account basis (1) annual income (5) gan or loss (S) Non-traditional Hedge funds 2,804,522.77 100.00% 2.749,898.16 54,624.61 Total $2,804,522.77 100.00% $2,749,898.16 $54,624.61 Account activity this month continued next page cnu GM 00010046 Page 5 of 6 CONFIDENTIAL EFTA01597709 Account name: MONTPELIER TRUST TUBS Resource Management Account May 2019 Friendly account name: Mont Hedge Fund Account number- Your Pi modal Advisor SCOTT STACK MANLYLE CASRIEL Investment transactions For n-oore informaion about the price/value shown for restricted securities, see important information abaft your statement at the end of this document Proceeds from Funds investment wthdrawnta Accrued Oae Activity Description °vanity VAL* (I) Price (5) transactions (S) imeslments bouctil (S) interest (S) May 31 Adjustment 1000TH GRAHAM ABSOLUTE RETURN TRADING -205.000 LTD. NO 04/30119 Total M_000106MT 6 of 6 CONFIDENTIAL EFTA01597710 Important information about your statement UESSiancial kmices ex. (the Firma LBS Financial hear from patina later than 60 dais alter the Firm capacity. A ful copy of the porgy nordrg is available income or Nests arid mono keep pace win Services), it a member of all prixipi sxvdy, covirrocky sent you the fist statement on which the error or won reguest. inflation andWeans excharges UBS Fe-uncut Services and LBS PObtem appealed. • Moderate: Waling tO accept sane risk to principal and Bade USA are indirect subsidiaries d UB5 AG and — Provide yin name ad aeons number Of any) Neither the SIPC protection nor the supplemental tolerate sane volataity to seek higher returns affixes of LBS Sashes LLC. 7FeFirriTs fSunni — Descsbe the rural or the transfer you re insure protection apply to: • Aggressne: Willing to accept high risk to princnal and statement is available upon request. The Firm's exectAii, about. and eiplah as clearly as you can why you • Certain financial assets controlled by (and ext.:led in high volatility to seek high reams over time. Offices are at: believe it is an error a why you needmoo you account value) but held away from UBSFirlanCial • owestownetEgibrity Consideratim: t selected, a hit:man:it Services. For exam* certain (0 instate products. portion of the portfolio for that aeon may include UBS Financial Services ex. — Provide the dolls- amount of tie suspected error. ixludrg vaiabk amuilies, aid 6i) shares al rMual complex strafes, limited liguidty and gene 1200 Harbor Boulevard funds registered nthe name of the account holdet on worthy. Weehawken N107086 The Firm or Cad Issuer will investigate you complaint the books of the issuer or Vander agerrJ; and willcorrect dry goer promptly For Weird won • investment contracts or neestment inerests (e.g Statement "bouseholdirer This statement represents the ony officialrecord of you. iuotvng LOS Visa•debe cad transactions, 4 we take embed parented* and private placements) that me We may consokdate al refixed account statements with Les Financial Seances accoure Other records, except more than 10 business days TO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because official la docunems, nearing an 'king data should you account for the anon you thnk is in error. so that • Conynodities contracts (e.g., foreign exchange and they have owners who also maixarn join account riot be refed upon. R you beige, there ban error or you will have the use of the money dung the tine it precious metal caveats) nclaing fares contracts relationships with other clients at the same add-ess. omosion plow report it inmedUtely in rano ea the takes us to complete as 'elastication. and canniocay option Centralia: and you prefer to receive ndividual statements mated n Branch Manager of the office seining your meant. • Depose accounts (except certificates of deposit) at LBS separate envelopes, you may decline householdrg by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and bats in the tang your Financial Advisor Although all lines shown are intended to be accurate, financial retina) indicated on the from of this FDIC t-sured Deposit Program. stamen data shook' not be used fa tax 'nooses. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly nowt name sold/ on yenned lo brim 6.o., kern 1099, SOS, may be abject to mantenace lees, charges for late not apply to these assets even d they otherwise appear The Friendly account name is a customizable 'Nanette 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa urged cern statements. The 51K protectionarid the chosen by year to assist you with yore recordkeepio. monad by law to report to to IRS all taxable dniderck, amounts n cash accounts. Accounts that aro transferred upplemental protection do not protect against changes he no legal effect on your account, is not 'mended to reportable non-taxable dividends and unale jeered to other nstilutOnS may be subject to a trader fee. in the market value of yin investments (wetter as a reflect any strategy, prOdat recarmerdation, end on secants held nyour account net proceeds result of market movement. issuer bankruptcy a inestment objective a risk profile associated with you- on sale transaions, ad cost basis a often cowered Ube Sweep Options other-writ) acounts. ands not a promo a garaxee that wealth, sashin UBS oilers option for sweeng cash balances to bale or any linanCia redults, can ce MI6. achieved. All deposit monies at nonalauted banks and ablated Dividend Reinvestment Program (DRIP) investments involve the risk of loss, exkdro the ritk of COmmUilialtiOna with the Firm banks and money mated endue! kends (Money hands) The pace reflected is an average prce. You may ratan loss of the anti* inveStrnent. You can change Wur • Please re-conkm any oral cornmunkations is writing Deposit accouts at U85 Sant USA and non-affiated the actual price from you Frurxia Advisor. Only whole Frio rib acorn names through Odin Services a by to further protect your reps, including your rights banks panicipang ti the LBS FDICansured Deposit shires are purchaseda-dm DRIP; partial shares will be contacting your Finarcial Advisor. under the Sennies Mesta Protection Act (SSA). Program are FCC-lined n accordance with FDIC rules. sold and the cash wit be deposited in yore account. We • I the Bruneid inttution on the top left of the front For more Hamill:in pleat visit www.fdeine Deposit canderidrebind/NM ;eke supplied by he issuer may Powys overview of this statement isnot Les Financial Sevices, USS accounts at UBS AG Stamford Branch and shares of deter ham the market price a heath the partial slaves • Value of you Koval/portfolio Net of assets and Financial Senices canes you account as clearing Matey Funds are not iw-red by the FDIC. a-e sold liabilities broker by arrangement wt the ndicated inseution • Assets Includes available cash balances. yokes for We Wormedyou of this relationshao when you Bat deposits re not protected by SIPC. Money Find Cashith-Fieu dunes art protected by SIPC See -1.)8S faunae Sevin restricted security (est), and Global Tine Deposits. opened this toast h this case you funds and Only whole units maybe held in you' acorn. Nyco are Account Protector' below. torealizol marks to market, and certain assets not held seastes are located at UBS Financial Services and rot meted to a partial unit as a result of a dividend payment by the Finn. Does not nckxle unpiced securities( assets the intakerg broker, and you rrust make a report or otherwise, the Firm will either sal partial tries at Upon your (egad, dances in the bare deposes may be as the end of the peke and oat statement polo& re of any error or Median to both ferns. market price a accept an arrant deterinned by a private investments, invested nod option and • As *sorbed n the aeons ea-et/rents. youmust withdraw\ and shares of a Money Fund may be registered clea-ng agency, and credit yore account liar:dated. end the proceeds returned to you or you eureka', stock options. Wily us of any errors or fraud involving checks • Oats tholdes debit balances, *sundry margin reflected on your statement within 30days after it was martinaccent. Investment objectives mailed a made nobble. bans, credit line, short accord balances The nuances aka,' and risk profile are specific to • Cathooney balances Tout of unneeded avalabk • Please direct customer carotenes or houries to the Futter rikanaton stout available sweep options, each account and may vary between yam accounts. exited's-la current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 Please advise the Finn promptly is writing of any www.ubs comrsweepyields, from you Fiunral Advisor no-halliard banks, and navy market mast fuNd or toll -free at 800-354-9103, 8:00 A.M. to 600 P.M unlearnt change in your financial situation or by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday, or in nriti-g to UBS investment objectives_ For each account held, you financial Services ex., Client Relations Deprimerd, NoniforrenOcley free credit balances in you account are choose are of the lokwing investrnme objectives: not segegted from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Flexkce Current:emote: Investments seeking the The Firms a merriber d the Securein bushy Protection use anydd these fords in the ordinary cane of its • All OatImereS shall be deemed complete and ante generation of income only business Thew fonds are payable soon your &Wind. not objected to ri writing within 60 days. Corporation (SiC), with protects securities ousionwn • Achim, Capea/Appreciatian: lreestments seeking of es rotten up to 1500,000 @reading 1250.000 for The total iS ircbded is the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside dims foe rad0 a:planetary brochure nobble won growth of principal rather than the generation of the US Call201-332.1495 ncome. Lending intonation • in case of erns or questions about an electronic realest a al wirer Omorg. The SiC asset protection fires apply to al accounts that you hold n a particular • Produre Combination ofIncome and Capital For detaied islormation on the Finis lending practices Ards transfer (U1), bill parienent or LBS Vise debt Appreciation Investments "Hain, both the generation and disclosures, refer to you Client Relationshp cad transactions, cal 800-762-1000, or carte to UBS capacity- The Firm, together with certah affiates,has also of income and growth of principal. Agreement a Atone Agreement and tee General F iancial Services lx., 1000 Harbor Blvd, 61h floor, Terms and Co-ditions. LOS Statement of Credit Practices Weehawken, Ni 07086, Attn: RMOSSA Stews. purchased supplemental inexact The marivun /mull payable to alage:karats, cobectively under Overall risk profiles arailabk n Agreements andDiscbswes tie protection is SSOOmillkn as of December 10, 2016. • Conservative Seeks to mintin prima:of, with at lyvna ohs erantireconrokirrovers Call a write as soon as you can, 1 you think wcv law risk and volatility tote account overall, even 0 statement a receipt is wag a f you need more Sand to the policy conditions and linitabons, cash a theFnn i bather protected for up to 11.9 milli n in the that means the account does not generate itarrution about a transfer on the damn or recent. The arm or Card bluer (as makable) muss aggregate for al your accosts hell in a wieder SDNY_GM_00010048 CONFIDENTIAL EFTA01597711 Important information about your statement (continued) Yam assets — For certain Se0.31343 trading in non-ccerforrni-g • Est. (estinatee) iii:Onte, current yields and rates. - We receive 0:01reinalkn From,,Les Bask USA, U3S Your statement Semites seadtits arid other assets held denamhatronk, ace and quantity dace valid may An estimate of angel game is bawd co current AG Stanford Branch and nonaffiliated bat in the attars a the end of the statement period. You have been adjusted to facilitate proper valuation. dMdend and interest rates. assuming the securities will troop our cash sweep pogroms. This may ask for On"»of tally paid searitin at aror tint To obtain oaten quota ions, when a barible. contact be held for one year from statement date or until compensation may be a motet per account fee or You may recent ponies used as loan colateral alter yeas bunt eat Advisor. "estuary. This estimate 6 only a 9uidbine; accuracy may be a percentage of average daib depose paying any balance dap on them. Arry seciaties and continued income are not guaranteed balances. transferred to dr Fie during the statement period are • Private investments and structured product. — Estimated!Mal income and content yield for listed at market value as of the end of the statement Private Segment securities (ixlacIrg Oren certain types of securities could include a return of Activity perrod. Participation program and real estate investment trust principal or repast gars is Meth case the est troormation regarding commission, and other charges • Cost bash. In deterinning the cost basis of the saurges) and struceured prodas are goner* MA. income (and current would be overstated. awned in convection with the tootoson of trades, securities included in this statement, where ;notated piqued Certain structuredproducts haw not teen — Estimated real income and current yield and the including option transactions has been indudedon with the number'I. u.85Finendal Services has relied registered with the Securities and Exchange actual item and yield mg* be lower or tether confienotions previously furnished to yos and will be on information obtained from sources other than ever Commissioner under amstate securities laws. We than the estimated amounts. provided to you pronµy on fkrfasl. your, glutting Hawk» from another Financial Servees, provide esteruted values for prince imatnent — An estimate of a-nuarued income (dwl:Send ardor Ism or that my haw pro/KW to yens Financial taunts and structured products for nfornoeional interest) deeded by the carers market Short selling Advisor. The Filth does rot independerdir way or pu-wusonly. Accuracy is not guaranteed. vat...Waverer balance is based on the last dividend if you are engaged in short selling a security, you may 9.111101•0 the away or validity of any int amen» • vales may dif a tubstentially fran prices, or merest payment made by the issuer and incur a chime due to rain borrowing costs fa that provided by aurae.other than LES Financial Services. any, at which a private mestrnent securityo assumes she secura in/deposes will be held for one canicularseosiy. h ackliion, although 1.85 Financial SerVres genera* structured product maybe boujsl a sold and do year from the statement dale or urea maturity. updates this reamation as it is received, the km not necessarily restresere the vi you may receive Accuracy and centived yield are not aura te& Open orders does not provide any assurances that the relormation upon liquidation. Regarding open or • good.ticancelkd • orders that under -Cost basis' ard 'Unrealced gas-floss- o — Thad party estimates of vela are as of a certain • Assets not held by UBSPinandel Services. Cense, were not executed by the statement dale, open buy and Kane as of the die of this steamer'. As such, date ad are supplied to UEISFinaxial Segos on a assets are not held by the Firm and not withn the sel stop orders are refixed by the amount of &redacts Nesse do not rely on this nformation to b regular basis by an independent valuation fern. Firers possession or areal. Thew assets are or reads on an tx.&edemas or canals date uses purchase of sale decisions. Ice purposes a — Issuer, general panne( or spank( estimated vales, displayed on your 'lapelled for reformational intnxted otherwise ty you. You are response?* fa otherwise. Accounts transferred to the fat may if any, are vaPlied to the Firm by the issuer, purposes only. Positions and values presented are orders that are executed die to yam tare to cancel reflect gailloss llama» only for the period of general parrot or sponsor and may be calculated provided by the issung fem. UBS f nancial Services is eating ern orders. tine they are held at the Fern. More historical based on Efferent information from that used by not reparable for this inkernaticee and does not information can be added by your Financial Achisor. third pries to derive their esemated values. guarantee is accuracy. These assets are not protected Privacy • Unrealized gains/losses. When data is available, — You can obtain additional infarnstion regarding by WC or the firm's supplemental 51PC coverage. To obtain a copy of as current Client Prelacy Notice, estimated unaided gandlosses are calculated for tiro methodology used to determine the estimate of please contact ear Financial Advisor or visit as websee rdividal security lots. The transaction data for value and the date of the information that is the • Revenue sharing and additional compensation. at .wcreutu comMrevarmoicc ndividaal kits may or may not reflect canntsians. basis for the estimate by contactirgyour Fhancial - h addition to commissions on sales and 12b1 fees — 1.85 Financial Services is rot a bark. The RMA. Business durges ad's security reorgannaten rents. Advisor. received in conned co with the distriason al mutual Services Account BSA and IRMA are brokerage Dividend and other reinvestment lots and systematic — Third party estimated values may be reflected as funds to as clients we ardor our affiLate receive accounts which provide access to banking sereces and Pschaw lots re each combined to chalaY me 'Not priced' in several austere: when an revers shying pariments from distrbators ardor pockets through arrangements with affiliated banks averaged lot. fi e 'Trade date' totempresents the • dent valuation I m. has not supplied a is adviscn of the meal funds that we sell. These and other thid.party banks, andprovides access to »gig transaction aide date. unable to assign a value, when we become aware rants are based on two different components: CO 1/5Linl end annoy products issued by unaffiliated • Callable imarkles Bonds and preferred stock that that a material owns has occurred that may call a the snout of sales by Uf3S of a particular mutual tid.party regarxe companies thou/. insurance the issuer calls for easy redemption wit be selected previa*repated value into question, or when a fund fangs, our clients. and GO the asset value of a agency subsidiaries of UBSFirtancial Services M. impariitk. by lot from among at porta of that value woad to highly sperculatme Case to the nature pacticular mutual fund I amity's shares held at the — 'wenn; riersra, and arnuity prodas mu* held in our name or et nominee name for our of the security. fim. — Not FCC inured • No bark guarantee. May lose vete dents Call feature nicernation is obtained from third — When nether an issuer, general partner or sponsor - We and our affiliate also receive networking and — tMA. Resource Management Account, Business parties and its accuracy is not guaranteed. Other call restmaled value nu a dwO-party estimated value is amnia* panting lees in consideration for transfer &Mike. Account BSA, IRMA and international Resource (eaves may exist Much could/fed yield; complete provided, the vat* of the security wit be ddlerere agent services that we provide to the mutual funds. Management Account are registered service marks of reformation on be provided upon request. from its wehow lake Mew fees animas are paid from enamor assets in LEG Financial Saviors Inc • Prieelealue. Prices dsplayed fa securities and other — tiorbutons to dine may avlude rekrn of the natal had and are a feed dollar amoat based — VGA is a registered vademark owned by Vila proias maybe higher or lower than the price that capital, income a both on the number of acau-es at the broker -dealer Menai:nal Service Association and used under you would actually recerve in the market. Prices are — 'Orgnal unit size' represents the irotial »wing holdng mutual fads of that had family. kens.. The LBS Visa cads cads and the LBS Visa obtained from various Chid party sources Wroth we price per ant ad may not reflect yew cost bass - h addition to ostranrosiors received n connection debit cads are issued by L65 Bark USA with believe to be reliable, 1:431 we do not ganet* the — DPP and unlisted RER securities are rot listed on a with the sale or diorbution of »way antral and ',amiss» from Visa U.S.A. he orporated. All other accuracy. national securities exchange, and are generally unit ...vestment trust units to or dins, we ardor trademarks, registered trademarks, sake maks and — We comer* use the closing price when available a illiquid and even a they can be sold. the price .3.3 ilium. receive untrue Sharing ungernation registered service marks are of their respective the mean of the bid and ask prices for listed reared may be less ton the per share estimated from many of the insuraxe companies underwritrig comports. securities and options ace* bid prices fa OTC value voided in the account statement. the amity contracts, »limes of the nitrate waren, companies or spacers a the unit rearstment trusts LBS Firuncial SwanInt Rev. 201010 — Less activeb traded securities maybe priced using a • Regulated securities. Restricted securities generally we &abut*. valor.»model ex the most recent price we are not currently elgbk for pubsc sale LOS Financial - h edition to CannliSSiXi5 received from the Maned and may not reflect an actual market price Services uses the market price of the urresinded stock purchase and sale of Nua.SIre es funds we odor our or vale. of the same issuer as an imputed value for the affiliate receive an asset-based revenue sharing — Certain positions may appear walla' a price ad restricted stork for purports of this statement only. To payment from Neetasares diserixeork as well as will show a 'wee was not agelabla if we are the extent that restricted securities are ebgble for sale funding for technology development, war»; and unable to obtain *pike for a security. the vain received may be substantially less than the education. — Deposits or securities okoomnated h currencies ivputed vale shown. - Our aff"isles also receive radio commissions and other thenU.S. dollars are reflected a the excharge other compensation from mewl funds ad insurance rate a of the sUtement date. companies whose wads we &abate. SDNY_GM_OOO1OO49 CONFIDENTIAL EFTA01597712 085 Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 June 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN. NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont Etidge Fund Account number: Your Financial Advisor. SCOTT STACKMArrf LYLE CASRIEL Questions about your statement/ Call your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on May 31 (3) on lune 28 (3) account 029045172. Your assets 2,804,522.77 4,522,021.22 Visit our website: Your liabilities 0.00 0.00 www ubs corn/financials/v*4s Value of your account $2,804,522.77 54,522,021.22 Sources of your account growth Tracking the value of your account during l019 Value of your account usards at year end 2018 51,000,000.00 Net deposits and 4,522.0 withdrawals 13,452,758.00 Your investrent return: 2.87.4 S Change in market value *9,263.22 I 0000 Value of your accoun on Jun 28, 2019 f4522.02112 Dec 2018 May 2019 Jun 2019 RIINY GM 00010050 Member SIPC Page 1 of 8 CONFI ENTIAL EFTA01597713 UBS Account name: Resource Management Account Friendly account name: I ' • • Your Pi!medal Advisor: SCOTT $TACKMANLYI.' June 2019 Account number Your account balance sheet Summary of your assets Value on Percentage of June 28 ($) your account A Lash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fcted income 0.00 0.00% E Non-traditional 4,522,021.22 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 54,522,021 22 100.00% Value of your account 54,522,021.22 Eye on the markets Percentage change Index Jule 2019 Year to date 58P 500 7.05% 18.54% Russell 3000 7.02% 18.71% MSC I - Europe, Australia & Far East 5.97% 14.49% Barclays Capital U.S Aggregate Bond Index 1.26% 6.11% Interest rates on June 28, 2019 3-month Treasury bills: 2 06% One-month LIBOR: 2.40% cdmge 2 of 8 CONFIDENTIAL EFTA01597714 sUBS Account name: MONTPEUER TRUST Your le neadal Advisor. Resource Management Account Friendly account name:Mont Hedge Fund SCOTT STACKMARLYLE CASRIEL June 2019 Account number: Change in the value of your account Cash activity summary Rite 20I9 IS) Year to date (1) See Account acWity this month for deters. Balances in your Sweep Ope ors are inducted In the openrg and closing baances va LIE FDIC insurance apples to deposit at UBS Bank USA and al banks participating in the UBS FDIC Insured Deposit rrogem. it does not apply to deposits td MS AG. Stanford Wench SIPC Opening account value 52,804,522.77 $1,000,000.00 protection apples to morn market sweep fund holdings but not bart deposits. Seelmportant information *cot your steamed on the at two pages d this document for Mats. Deposits, including investments transferred in 1,787,029.00 3,537,029,00 June 2019 (S) Year to date (5) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred out -84,271.00 -84,271.00 Additions Deposits and other funds credited 0.00 1,750,000.00 Change in market value 14,740.45 69,263.22 Total addibons $0.00 $1,750,000.00 Closing account value $4,522,021.22 $4,522,021.22 Subtractions Funds withdrawn for investments Summary of gains and losses bought 0.00 -1,750,000.00 vaues reponed below exclude peduCtS for which 9Eins and losses are not dassited. Total subtractions $0.00 -$1,750,000.00 Realized gains and losses Unrealized lune 2019 (t) Year to date (S) gains and losses (S) Closing balances $0.00 $0.00 Short term 0.00 0.00 69,365.06 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary • Aggressive Investment elgibility consideration - None selected Your account instructions . Your account cost basis default closing method is FIR), Fist In, First Out. GM 00010052 Page 3 of 8 CONFIDENTIAL EFTA01597715 *UBS Your notes CONFIDENTIAL EFTA01597716 MONTPELIER TRUST SUBS Resource Management Account Account name: Your Pinaadal Advisor Friendly account name: Mont Hedge Fund SCOTT STACKMARLYLECASRIEL lune 2019 Account number. Your assets Sane prices, income and current varies shawl may be appraornale. As a result. gains and losses may not be accuraely reflected. See Important information about your statement a the end of this (tomea for more information. Non-traditional Private equty funds. Hedge funds, andOther investments are held in your U85 Friancial Services Inc. (UB5 Estimates of value supped by issuers of certain programs (which are generally 'net asset wane estimates) FS) brokerage account The positions reported below reflect the records of the issuers, and UBS FS does rot are shown as • issuer est vale per unit' For PISA, edity fund, • Est value per tml' is a value updated gaarantet the accuracy of the Information. The value shown Is not necessarily the value you would recast quarterly, based on the Net Asset Value (*NAV') in the fund as of the date specified. adjusted by acting from the issuer if you soldthe assets. Funds aCtivOy sad ty UBS FS are subject toongoing due dligenCe, civita cans and sulatracong dstiibutions Once the my date. The NAV is primarily based on estinated although the level performed may vary A dated fund may be tutSect to no ongcsng diligence. A fund that portIdio values provided by the underlying fund sponsor. These two values may wry because of differences you puthaed elsewhere may never hae been sublect to UBS FS Oligence. although 'ASSES may receive a in the way they were estimated and because the 'Third party en. value per unit' may have been prepared lee from the fund's manager, whch may constitute a masorily of the managemenVincentive lee. Please on the basis of financier information other than yearend, Reported estimates may not reflect resale, contact your Financial Advisor with questions. • Est. value per unit' is an estimate of value supplied by an h.quidation or repurchase value, if any, and may rot reflect dst 'buttons of capaa until the next valuation is independent valuation firm and reflects adjustments for factors such as the Squidty of the units. reported, generally on an annual or serri-tonual basis See important information about your statement at the end Of ttis staement. Hedge funds e Purchase we/ Nurrber Average plc! Client Cost Price per share Value on unrealized (tad fruestment Holcirq Hddng of shares per share (S) investment (S) bass (3) on Jun 28 (Si tun 28 (Si 93In or loss (S) return (SI Perlcd ALPHAKEYS MILLEN FM) BROKERAGE A/0 931/2019 Initial trade date: unavailable 1 000 746,022 00 ST Initial trade date: unavailable 1 000 871,490.00 ST Security total 1,617,512.00 ALPHAVEYS MILLENNIUM FD IUC CLASS 8 NO 931/2019 Initial trade date: unavailable 1.000 39,317,00 ST Initial trade date: unavagable 1.000 45,929.00 ST Initial trade date: unavailable ---This information was unavailable-- 1.000 38,867.00 Initial trade date: unavailable --This information was unavailable--- 1.000 45,404.00 initial trade date: unavagable ••-This information was unavailable --- 1.000 -84,27100 Security total 85,246 00 ALPHAKEYS MILLENNIUM FO II L.l.0 CLASS 8 NO 0931/19 Trade date: Dec 18, 18 1,750,000.00 1,750,000.00 1.000 1,794,967.00 44,957.00 ST continued next page GM 00010054 Page 5 of 8 CONFIDENTIAL EFTA01597717 Account name: MONTPELIER TRUST UBS Resource Management Account June 2019 Friendly account name:Mont Hedge Fund Account number Your Headed Advisor. SCOTT STACKMANLYLE CASRIEL Your assets . Non-traditional . Hedge funds (continued) Purchase pace Number Averaw price Client Cost Price per shae Value on Unrealized (tal Irwestment Hddng HdOng of shares per Mart (s) Inwstmmt (5) basis (3) at tun 29 (1) tun 28 (3) gain or loss (S) returns) penal GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 0931119 Trade date: Jan 28, 19 2,012.785 496.773 999,898.16 999,893.16 508.895 1,024,296.22 24,398.06 24398.06 ST Total $2,749,898.16 $2,749,898.16 94,522,02122 $69,365.06 $24.398.06 Your total assets Percentage al Cost Blimated Unrealized Value on Jim 28 (S) your account beds ($) annual income (S) gan or lots (SI Non-traditional • Hedge funds 4522,021.22 100.00% 2,749,898.16 69,365.06 Total $4,522,021.22 100.00% $2,749,898.16 $69,365.06 • Missing cost WM inforrnah on Account activity this month Investment transactions Fa more information about the price/ alus shown tar restricted securities. see Important infonnation about you/ statement at the end of nos document. Proceeds Iran Punch inwstment withdrawn fa Accrued Dae MUNI). ontrIptart Quantity Value (S) Price (5) uenttctlons (S) investments bought (f) intent:I (S) Jim 20 Transfer ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO 38,867.000 38,867.00 04130r i9 FM Y 128776 8100 CUSIP• 02076X9M6 I SYMBOL MFSBME Jun 20 Transfer ALPHAKEYS MILLENNIUM ED I LLC CLASS B NO 45,404.000 45,40400 04/3019 FM YI 42901 5100 CUSIP 02076X9M6/ SYMBOL: MFSBME Jun 24 Transfer ALPHAKEYS MILLEN END BROKERAGE NO 746,022.000 746,022.00 93112019 FM VI 28776 8100 CUSIP: 90293X9K21 SYMBOL: MFQGDC Jul 24 Transfer ALPHAKEYS MILLEN END BROKERAGE NO 871,490.000 871,490.00 93112019 FM Y1 42901 5100 CUSIP: 90293X9K21 SYMBOL: MFDGDC continued next page 00100%), 6 of 8 CONFIDENTIAL EFTA01597718 Resource Management Account Account name: MONTPELIER TRUST Your Mnandal Advisor SUBS June 2019 Friendly account name: Mont Hedge Fund Account number. SCOTT STACKMAMLYLE CASK'. Account activity this month (continued) Investnent transactions (continued) Proceedtir0ns FundS investment vMhdrannfor Accrued Date ACtlOty Descilphon Vint (S) Price (s) liansactions (I) InstinctInS00.40 interest (1) its, 24 Transfer ALPHAKEYS MILLENNIUM FD I LLC CLASS 8 NO 39,317 000 39,317 00 931/2019 FM YI 28776 8100 CUSIP 02076X9M6/ SYMBOL MFSBME Jun 24 Transfer ALPHAKEYS MILLENNIUM A) I LLC CLASS 8 NO 45,929.000 45,929.00 93112019 FM VI 42901 5100 CUSIP 02076X9M6 I SYMBOL: MFSBME Jun 24 Cancel Of ALPHAX EYS MILLENNIUM FD I LLC CLASS B NO -38,867.000 -38,867.00 Transfer 93112019 FM TI 28776 8100 AS OF 06/1919 02076X9M6 / SYMBOL: MFSBME Jun 24 Cancel Of ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO -45,404.000 -45,404.00 Transfer 931/2019 FM YI 42901 5100 AS OF 06119(19 CUSIP: 02076X9M6/ SYMBOL MFSBME Total 5110.11160$ transferred in $1,787,029.00 Securities transferred out -$84,271.00 GM 00010056 Page 7 of 8 CONFIDENTIAL EFTA01597719 *UBS Your notes 000locEftge CONFIDENTIAL EFTA01597720 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00010058 CONFIDENTIAL EFTA01597721 Important information about your statement (continued) Yam assets — For certain Se0.31343 trading in non-ccerforrni-g • Est. (estinatee) iii:Onte, current yields and rates. - We receive 0:01reinalkn From,,Les Bask USA, U3S Your statement Semites seadtits arid other assets held denamhatronk, ace and quantity dace valid may An estimate of angel game is bawd co current AG Stanford Branch and nonaffiliated bat in the attars a the end of the statement period. You have been adjusted to facilitate proper valuation. dMdend and interest rates. assuming the securities will troop our cash sweep pogroms. This may ask for On"»of tally paid searitin at aror tint To obtain oaten quota ions, when a barible. contact be held for one year from statement date or until compensation may be a motet per account fee or You may recent ponies used as loan colateral alter yeas bunt eat Advisor. "estuary. This estimate 6 only a 9uidbine; accuracy may be a percentage of average daib depose paying any balance dap on them. Arry seciaties and continued income are not guaranteed balances. transferred to dr Fie during the statement period are • Private investments and structured product. — Estimated!Mal income and content yield for listed at market value as of the end of the statement Private Segment securities (ixlacIrg Oren certain types of securities could include a return of Activity perrod. Participation program and real estate investment trust principal or repast gars is Meth case the est troormation regarding commission, and other charges • Cost bash. In deterinning the cost basis of the saurges) and struceured prodas are goner* MA. income (and current would be overstated. awned in convection with the tootoson of trades, securities included in this statement, where ;notated piqued Certain structuredproducts haw not teen — Estimated real income and current yield and the including option transactions has been indudedon with the number'I. u.85Finendal Services has relied registered with the Securities and Exchange actual item and yield mg* be lower or tether confienotions previously furnished to yos and will be on information obtained from sources other than ever Commissioner under amstate securities laws. We than the estimated amounts. provided to you pronµy on fkrfasl. your, glutting Hawk» from another Financial Servees, provide esteruted values for prince imatnent — An estimate of a-nuarued income (dwl:Send ardor Ism or that my haw pro/KW to yens Financial taunts and structured products for nfornoeional interest) deeded by the carers market Short selling Advisor. The Filth does rot independerdir way or pu-wusonly. Accuracy is not guaranteed. vat...Waverer balance is based on the last dividend if you are engaged in short selling a security, you may 9.111101•0 the away or validity of any int amen» • vales may dif a tubstentially fran prices, or merest payment made by the issuer and incur a chime due to rain borrowing costs fa that provided by aurae.other than LES Financial Services. any, at which a private mestrnent securityo assumes she secura in/deposes will be held for one canicularseosiy. h ackliion, although 1.85 Financial SerVres genera* structured product maybe boujsl a sold and do year from the statement dale or urea maturity. updates this reamation as it is received, the km not necessarily restresere the vi you may receive Accuracy and centived yield are not aura te& Open orders does not provide any assurances that the relormation upon liquidation. Regarding open or • good.ticancelkd • orders that under -Cost basis' ard 'Unrealced gas-floss- o — Thad party estimates of vela are as of a certain • Assets not held by UBSPinandel Services. Cense, were not executed by the statement dale, open buy and Kane as of the die of this steamer'. As such, date ad are supplied to UEISFinaxial Segos on a assets are not held by the Firm and not withn the sel stop orders are refixed by the amount of &redacts Nesse do not rely on this nformation to b regular basis by an independent valuation fern. Firers possession or areal. Thew assets are or reads on an tx.&edemas or canals date uses purchase of sale decisions. Ice purposes a — Issuer, general panne( or spank( estimated vales, displayed on your 'lapelled for reformational intnxted otherwise ty you. You are response?* fa otherwise. Accounts transferred to the fat may if any, are vaPlied to the Firm by the issuer, purposes only. Positions and values presented are orders that are executed die to yam tare to cancel reflect gailloss llama» only for the period of general parrot or sponsor and may be calculated provided by the issung fem. UBS f nancial Services is eating ern orders. tine they are held at the Fern. More historical based on Efferent information from that used by not reparable for this inkernaticee and does not information can be added by your Financial Achisor. third pries to derive their esemated values. guarantee is accuracy. These assets are not protected Privacy • Unrealized gains/losses. When data is available, — You can obtain additional infarnstion regarding by WC or the firm's supplemental 51PC coverage. To obtain a copy of as current Client Prelacy Notice, estimated unaided gandlosses are calculated for tiro methodology used to determine the estimate of please contact ear Financial Advisor or visit as websee rdividal security lots. The transaction data for value and the date of the information that is the • Revenue sharing and additional compensation. at .wcreutu comMrevarmoicc ndividaal kits may or may not reflect canntsians. basis for the estimate by contactirgyour Fhancial - h addition to commissions on sales and 12b1 fees — 1.85 Financial Services is rot a bark. The RMA. Business durges ad's security reorgannaten rents. Advisor. received in conned co with the distriason al mutual Services Account BSA and IRMA are brokerage Dividend and other reinvestment lots and systematic — Third party estimated values may be reflected as funds to as clients we ardor our affiLate receive accounts which provide access to banking sereces and Pschaw lots re each combined to chalaY me 'Not priced' in several austere: when an revers shying pariments from distrbators ardor pockets through arrangements with affiliated banks averaged lot. fi e 'Trade date' totempresents the • dent valuation I m. has not supplied a is adviscn of the meal funds that we sell. These and other thid.party banks, andprovides access to »gig transaction aide date. unable to assign a value, when we become aware rants are based on two different components: CO 1/5Linl end annoy products issued by unaffiliated • Callable imarkles Bonds and preferred stock that that a material owns has occurred that may call a the snout of sales by Uf3S of a particular mutual tid.party regarxe companies thou/. insurance the issuer calls for easy redemption wit be selected previa*repated value into question, or when a fund fangs, our clients. and GO the asset value of a agency subsidiaries of UBSFirtancial Services M. impariitk. by lot from among at porta of that value woad to highly sperculatme Case to the nature pacticular mutual fund I amity's shares held at the — 'wenn; riersra, and arnuity prodas mu* held in our name or et nominee name for our of the security. fim. — Not FCC inured • No bark guarantee. May lose vete dents Call feature nicernation is obtained from third — When nether an issuer, general partner or sponsor - We and our affiliate also receive networking and — tMA. Resource Management Account, Business parties and its accuracy is not guaranteed. Other call restmaled value nu a dwO-party estimated value is amnia* panting lees in consideration for transfer &Mike. Account BSA, IRMA and international Resource (eaves may exist Much could/fed yield; complete provided, the vat* of the security wit be ddlerere agent services that we provide to the mutual funds. Management Account are registered service marks of reformation on be provided upon request. from its wehow lake Mew fees animas are paid from enamor assets in LEG Financial Saviors Inc • Prieelealue. Prices dsplayed fa securities and other — tiorbutons to dine may avlude rekrn of the natal had and are a feed dollar amoat based — VGA is a registered vademark owned by Vila proias maybe higher or lower than the price that capital, income a both on the number of acau-es at the broker -dealer Menai:nal Service Association and used under you would actually recerve in the market. Prices are — 'Orgnal unit size' represents the irotial »wing holdng mutual fads of that had family. kens.. The LBS Visa cads cads and the LBS Visa obtained from various Chid party sources Wroth we price per ant ad may not reflect yew cost bass - h addition to ostranrosiors received n connection debit cads are issued by L65 Bark USA with believe to be reliable, 1:431 we do not ganet* the — DPP and unlisted RER securities are rot listed on a with the sale or diorbution of »way antral and ',amiss» from Visa U.S.A. he orporated. All other accuracy. national securities exchange, and are generally unit ...vestment trust units to or dins, we ardor trademarks, registered trademarks, sake maks and — We comer* use the closing price when available a illiquid and even a they can be sold. the price .3.3 ilium. receive untrue Sharing ungernation registered service marks are of their respective the mean of the bid and ask prices for listed reared may be less ton the per share estimated from many of the insuraxe companies underwritrig comports. securities and options ace* bid prices fa OTC value voided in the account statement. the amity contracts, »limes of the nitrate waren, companies or spacers a the unit rearstment trusts LBS Firuncial SwanInt Rev. 201010 — Less activeb traded securities maybe priced using a • Regulated securities. Restricted securities generally we &abut*. valor.»model ex the most recent price we are not currently elgbk for pubsc sale LOS Financial - h edition to CannliSSiXi5 received from the Maned and may not reflect an actual market price Services uses the market price of the urresinded stock purchase and sale of Nua.SIre es funds we odor our or vale. of the same issuer as an imputed value for the affiliate receive an asset-based revenue sharing — Certain positions may appear walla' a price ad restricted stork for purports of this statement only. To payment from Neetasares diserixeork as well as will show a 'wee was not agelabla if we are the extent that restricted securities are ebgble for sale funding for technology development, war»; and unable to obtain *pike for a security. the vain received may be substantially less than the education. — Deposits or securities okoomnated h currencies ivputed vale shown. - Our aff"isles also receive radio commissions and other thenU.S. dollars are reflected a the excharge other compensation from mewl funds ad insurance rate a of the sUtement date. companies whose wads we &abate. SDNY_GM_OOO1OO59 CONFIDENTIAL EFTA01597722 U6S Financial Services Inc Private Wealth Management 4tUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 July 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont Fedge Fund BOSTON MA 02210-2698 Account number Your I5 nuncio! Advisor. SCOTT sTAC tv1A`U LYLE CA RIEL PI Thne Questions about your statement? Call yC.L.' Fvuscial Advisor of the Value of your account RMA Resourceline at 8&0-RMA-1000, on June 28 (1) on July 31 (1) account 02904 5172. Your assets 4,522,021.22 4,566,91a03 Visit our website: Your liabilities 0.00 0.00 www ubs corn/ financialsenrices Value of your account $4,522,021.22 $4,566,910.03 Sources of your account growth Tracking the value of your account during l019 Value of your account Thbusards at year end 2018 stocopoo.00 Net deposib and 4,5210 4,566.9 withdrawals 13,452,75800 • Your investment return: Change in market value 1114,152.03 1,000.0 Value of your account on Jul 31, 2019 54566.910.03 f Dec 2018 Jun 319 019 SDNY GM 00010060 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597723 Account name: M0NTPEUER TRUST Your iinesdal Advisor: *UBS Resource Management Account July Friendly account name:Mont Fledge Fund Account number SCOTT STACKMAFILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of Jdy31 your account A casl I end money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fved income 0.00 0.00% E Non-traditional 4,566,910.03 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $4,566,910.03 100.00% Value of your account 54,566,910.03 Eye on the markets Percentage change Index July 2019 Year to date S&P 50u 1.44% 20.24% Russell 3000 1.49% 20.48% MSC1- Europe, Australia & Far East -1.26% 13.05% Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35% Interest rates on July 31, 2019 3-month Treasury bills: 2 07% One-month LIBOR: 2.22% _ _000tootne 2 of 6 CONFIDENTIAL EFTA01597724 Account name: MONTPEUER TRUST SUBS Resource Management Account Your 15 nodal Advisor. Friendly account name:Mont Fledge Fund SCOTT STACKMARLYLE CASRIEL Account number: Change in the value of your account Cash activity summary July 2019 (3) Year to date (5) See Account actinnut month foi deals. Balances in your sweep Opti ore are IndudedIn the optedrg and closing balances vane. FDIC insurance appies to deposit at UBS Sank USA and al banks participating in the Opening account value S4,522,021.22 S1,000,000.00 US$ FDIC Insured Deposit Rogan. It dues not WY I0 deports M URS AD. Stanold wain SIPC protection applies to money market sweep bald hcidings but not bank deposits. SeeImportant information .bout your steamer* on the lat two pages d this document for *Ws. Deposits, including investments transferred in 1,000,000.00 4,537,029.00 My 2019 (3) Year to date (S) Withdrawals and fees, Opening balances $0.00 S0.00 including investments transferred Additions out -1,000,000.00 -1,084,271.00 Deposits and other funds credited 1,000,000.00 2,750,000.00 Change in market value 44,888.81 114,152 03 Total additrons 41,000,000.00 52,750,000.00 Closing account value $4,566,910.03 $4,566,910.03 Subtractions Other funds debited -1,000,000.00 -1,000,000.00 Summary of gains and losses Funds withdrawn for investments values averted below exclude products for which gars and losses are no dassi*ed. bought 0.00 -1,750,000.00 Realized gains and losses Unrealized Total subtractions -0,000,000.00 -$2,750,000.00 July 2019 (1) Year to date (1) gains and losses (3) Short term 0.00 0.00 105,073.87 Closing balances $0.00 $0.00 Long term 0.00 0.00 79,183 00 Total $0.00 $0.00 $184,256.87 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fur description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, Fist In, First Out. GM 00010062 Page 3 of 6 CONFIDENTIAL EFTA01597725 *UBS Your notes CONFIDENTIAL EFTA01597726 MONTPELIER TRUST SUBS Resource Management Account Account name: Your Pi naadal Advisor Friendly account name: Mont Hedge Fund SCOTT STACKMANLYI ECASRIEL July 2019 Account number. Your assets Sane prices, income and current values shown may be approximate. As a es ult. gains and losses may not be accurately reflected. See Important Information about your statement a the end of INS COCument for more intomstion Non-traditional novae equty I unds, Hedge funds, andOther investMents are held in your u8S Financial Services Inc. (uBS Estimates of value suppled by issuers of certain programs (which ate generally 'net asset value estimates) FS) brokerage account. The poll:ions reported below reflect the records of the issuers, and U8S FS does rot are shown as ' issuer est value per unit' For Private 'catty funds, 'Est value per unit' is a value updated guarantee the accuracy of the Information. The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value C NAV') in the fund as of the date specified. adjusted by ackIng (ran the issuer if you add the assets. Funds actively sold by UBS FS are SuteeCt to ongoing due dfigenCe, capital cans and subtracong dstrIbutions gnce the NAV date. The NAV rs primarily based on estimated although the level performed may vary A dosed fund may be Jutted to no °noting Cadence. A fund that panMei values provided by the undertying fund sponsor. These Iwo values may vary because of differences you purchased elsewhere may never hare been subject to UBS FS bilgerice. although UBS FS may receive a in the way they were estimated and because the 'Third party est. value per unit* may ha* been prepared lee from the fund's manager, whch may constitute a matorily of the managemenvincentive lee Please on the basis of financial information other than year.end. Reported estimates may not reflect resale, contact your Financial Advisor oath questions. ' Eq. value per toil' is an estimate of value supplied by an liquidation a repurchase value, if any, and may not reflect dst dbutions of canal until the next valuation is independent valuation firm and reflects adjustments for talon such as the bquidty of the units. reported, generally on an annual or sent-annual basis See important information about your statement at the end of tns stsernent. Hedge funds Purchase we Nurrber Average pnce Client Cost Price per share Value on Unrealized OM Iruestment pacing Had ng of shag.% per share (S) inveurrent (S) basis ($) on JU 31 (S) Jul 31 (S) 93in or losS (S) return (S) period ALPHAKEYS MILLEN END BROKERAGE NO 0930'19 Trade date: Nov 24, 15 1,550,000.00 1,550,00000 1 000 1,629,183 00 79,183.00 LT ALPHAKEYS MILLENNIUM ED I tIC CLASS 8 NO 06130'19 Trade date: Jan I, 19 82,755.00 82,755 00 1.000 85,874 00 3,119.00 ST ALPHAKEYS MILLENNIUM ED II L.LC CLASS 8 NO 6/30/2019 Trade date. Dec 18, 18 1,750,000.00 1,750,000.00 1.000 1,806,222.00 58,222.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A 4/006(30/19 Trade date: Jan 28, 19 2,012 785 456 773 999,898.16 999,898 16 518 501 1,043,631.03 43,732.87 43,732 87 ST Total 54,382,653.16 14,382,653.16 $4,566,910.03 1184.256.87 543.732.87 SDNY GM 00010064 Page 5 of 6 CONFIDENTIAL EFTA01597727 Account name: MONTPELIER TRUST UBS Resource Management Account July 2019 Friendly account name. Fit" Account number crnrr Your %Nadal Advisor r A CRI I CrArY KA ANAvl r Your assets (continued) Your total assets Percentage ce Cost Estimated Unrealized Value on NI 31 (5) your account basis (S) annual income (S) 93n or loss (I) Non•traditional Hedge funds 4,566,910.03 100.00% 4,382453.16 164,256.87 Total $4,566,910.03 100.00% $4,382,653.16 $184,256.87 Account activity this month Date Actnity Description Amount (5) Deposits and other funds credited Jul 19 Transfer FM Y1 45170 3100 1,000,000.00 Total deposits and other funds aedited 67,000,000.00 Date Actnity Description Amortit (I) Other funds debited Jul 23 Transfer TO Y1 45170 3200 -I ,000,000.00 Total other funds debited -61,000,000.00 Dee Activity DescrIptlen AMOunt (5) Money balance activities Jun 28 Balance forward 60.00 Jul 22 Bought LIQUID ASSETS GOUT FUND 751,000.00 Jul24 Sold LIQUID ASSETS GOVT FUND -751,000.00 Jul 31 Closing LIQUID ASSETS GOVT FUND 60.00 Jun 28 Balance forward 60.00 Jul22 Deposit UBS FDIC INSURED DEPOSIT PGM 249,000.00 Jul24 Withdrawal 085 FDIC INSURED DEPOSIT PGM ASOF 07/23/19 -249,000.00 Jul 31 Closing UBS FDIC-Insured Deposit Program 60.00 The U8S FOIC-InSured eercest Piogram Is your primary sweep coon. 00010CiPJ° 6 of 6 CONFIDENTIAL EFTA01597728 Important information about your statement LBS Fiuncial Smites Inc. (the Firma LBS Financial hear from youno leer than 60 days after the Finn capacity. A ful copy of the policy radio is mailable income or resins arid may not keep pace wet ServicerP, is a member of all prixipal sootily, comocky sent you the tint statement on which the error or Lilco rellOile. inflation andoptions excharges UBS Financial Services and LBS problem appeaed. • Moderate: Waling to accept sane risk to primps' and Bare USA are i -diect abselories d UBS AG and — Provkle yon name ad account number Of any). Neither the SIPC protection not the supplemental tolerate same volatlity to seek hider returns affixes of LBS Soirees U.C. 7F*Fimrs financial — Doubt the elra or the transfer you se inure protection apply to: • Aggressne: Willing to accept high risk a principal and statemert is available upon request. The Firm's executio about anirola" as clearly as you can why you • Certain financial assets controlled by (and ext.:led in high volatility to seek high returns over time. offices are at: Nano b is an error a way you need TOM yew account value) but held away from UBS 'Martial • owestowntiagitirlity Consickratian: t selected, a nformalion. Services. For Nam* certain insurance products. portion of the portfolio for that areal may inckde UBS Filarial Services ex. — Provide the dolls- anwun of the suspected error. ixludrg wnable arewehts. and 6i) shares of rMual complex strategies, limited liquidly and green 1200 Harbor Boulevard funds registered nthe name of the account holder on Weehawken. NJ 07086 The Firma Cad Issuer will investigate you- complaint the books of the issuer Or transfer awl); and willroma any goer promptly For atoned moms • investment contracts a rwestment nwests (e.g. Statement "householdror This statement represents the ony officialrecord of you inoling LOS Visaldebe cad transactions. if we take Imbed partnershios and private placements) that se We may consokdate at retired account statements with LBS Financial Services accoure Other records, except more than 10 baseness days TO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope.. g. because °Naral Iasi documems, cantering calliang data should you want for the anoint you think is in era, so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joie account ma be reed upon. Ilyou beigve there is an era or you will have the used the money during the tine it precious metal commas), nclking titres contracts reblionships with other clients at the same ackiew tf omosion, please repent irremediably in *Min; to the tikes us to complete os and Callni0Oty option MOWS; and you prefer to receive ndividual statements marled n Branch Manager of the office serving you account. • Depose accounts (except certificates of deposit) at LBS separate envelopes, you maydecline householdrg by Please mate all checks payable to the Finn or the Berk USA, UE6 AG U.S. trenches and barks n the caging your Financial Adviser Although all 'Ores shown are intended to be accurate, financial extioten indicated on the front of this FDIC Paired Deposit Progran. statement data shoutzlnot be used fa tax purposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supple ends protection do Friendly account name soky on yearend In norms, 6..., kern 1099, $498, may be abject to mantenarce leek charges for late not appy to these assets men d they otherwise appear The Friendly account name is a customizable 'nether** 10425, etc.) when preparing your tax return. The Fan 6 payment for securities purchases and charges fa unpad coypu- statements. The 51K protectionand the chosen by yeti to asset you with yam recordkeepio. maned by law to report to the IRS all taxable dwidenck, amounts n cash accounts. Accounts that are transferred upplemental protection do not protect against changes Ns no legal *flea on your account, is not intended to reportable run-taxable dividends and 19xADe interest to other nstilutan may be subject to a transfer fee. in the market valued you investments (whether as a reflect any strategy, product recarmerdation eared on securities held nyou r accotrit net proceeds result of market movement, issuer barkruptcy imenment objective a risk profile associated win you- on sale eunuch:re, and con basis on oaten cowed UPS Sweep Options otherwise) accunts and is not a promise a gJaraxee the wealth, securities_ UE6 offers options for sweeping cash balances to bait or any financial results. can a will be achieved. All deposit accounts at nen/Meted balks and affiated Dividend Reinvestment Program (DOM imminent,. reek. the risk of loss. ex tag the risk of Communications with the Firm banks and money make matual funds (Money Funds). The pace reflected is an average ace. You may obtain loss of the entie investment_ You can change your • Please re-Ceres-Pi any Oral COrninalicatictis n writing Deposit accounts at U85 Bark USA and non-affiated the actual price from you Fruncial Advisor. Ony whole Frionly account names through Online Servicesex by so further protect your reps, including your reps bares panicipang new t1B5 FDICansured Deposit shires are purchasedundo DRIP; partial shares will be confetti.; you-Financial Minor. under the Securities nvesta Protection Act DSO. Program are FCC-insured n accordance with FDIC rules. sold and the cash will be deposited in your accent. We • I the Brunt irl ivied:an on the top left of Ihe front For more HammUm plop* visit vxmorfrk.97e Deposit dividend reinvestment price supplied by he issuer may Account overview of this statement isnot Les Financial Sevices, USS accounts at UBS AG Stamford Branch and shares of differ from the market price a which the partial shares • Value of you Koval/portfolio Net of assets and Financial Semites <thin you account as clearing Money Funds are not re-redby the FDIC. a-e sold liabilities broker by arrangement wt the indicated imutution • Assets Includes available cash balances, vales for We irdormedyou of this relationshb viten you Bat deposits re not protected by SIPC. Money Fund Calvin-Imo than am protected by SIPC See -U85 fruncik Services restricted security (est), and Global Tine NOON% coined this accurst. In this sew, your tusk and Only whole urns maybe held in your account. V you are Account Protector' below. La-realized mats to nwket and certain assets riot held searities are located at UBS Financial Selects and rot entitled to a partial unk as a result of a dividend payment by the Fim. Does not Made °noticed securilleslassets the ineol.xig broker, rd you must nuke a report a otherwise, the Firm will either sell print urns at Lpon your morn balances in the bark deposal may be at the end of the pion and Oat statement prods. a of XV !ROC a mission to both ferns. market price a accept an awn deterinned by a private investments, unrested stod options and • As *sorbed n the accant ag-eemens youmust wihdrawnn and shares of a Money Fund may be registered clearto agency, ard Ueda your accost. nodulae nod options. rotify us of any eras or fraud involving checks liaidated. end the proceeds returned to you or your reflected on your statement within 30days after it was securitiesaccount. • Liable's. Whales debit batarxes, cutnandrg margin Investment objectives lore, Ueda Int short account balances mailed or made nobble. the neonate *betimes and risk profile re specific to Further Mammal about available sweep options, • Cashretoney balances Total of uninvested available • Please direct ostonw captain% or inairies to the each account arid may vary between you. accounts. retracing oarerit interest rates and yields, is available k cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 Please advise the Finn promptly in writing of 30f www.ubs comrsnwepyields, from you Financial Advisor nahallikated hanks, and money market mutual end tollaree at 800-354-9103, 8:00 A.M. to 600 P.M strike/a change in you linruiei situation a a by eating KO-762-1000. sweep balances, at the close of the statement period. ET Monday through Friday, or in writing to WS investment objectives_ For each Kooks** MK you Nome orrrtiOday free credit balances in you account are Financial Services tx., Client Relations Department, choose an of the loll:ming investenmt objectives: P.O. Box 766UnionC ity, ha 07087. UN Financial Services account protection nt segregated from other balances and the Fern may • hake. Current:worm: Investments seeking the use aryl these fuck in the ordinary course of its • All Statement, shall be deemed complete and accuse The Finn is a Member Or the SeCUreleS Investor PrOleCt6n generation Of income only Corporation (SiC), which protects securities custonwn banns Thew funds are payable upon your demand. 4 not objected to in writing within 60 deo. • AchieneCapea/Appreciation: erestments seeking of es marten up to 1%0,000 (including 5250,000 for Mrs total ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 or from *Aside dam for cast bplanatory brochure available upon growth of principal rather than the generation of the US Call201-332-1495 ncome. Lending infametien • h case of errors a cuestions about an electronic realest a al wmvspc.org. The SiC asset protection fives apply to al accounts that you hold in a partkuler • Produce Combination ofkrone and Capital Fa detailed information on the Finis lendig practices furs* transfer (EFT), bill partnere or LBS ntisa• deba Appreciation Invesurents seeking both the generation and disclosures, refer to you Client RelatOrilhar cad transactions, cal 800.762-1000. a carte to UBS capacity. The Firm, together with certain affilates,has also of income and growth of principal. Agreement a Account Agreement and the General F iuncial Services lx., 1000 Harbor Blvd, 6th floor, Terms and C.:editions LOS Statement of Credit Practices weehawkon. NI 07086, Attn: RIAAISSA SCIVCS. purchased supplemental inner.. The manure amen payable to at eligt* arms, colectivey under Overall risk profiles available nAgreements andDiscbsures the protection is SSOO million as of Deventer 10, 2016. • Conservative- Seeks to maiden initial prixisal, with at www ohs eunlarecuntdorInvers Call a write as soon as you can, 1 you this you law risk and vole ley to the accw.nt overall, even If natement a receipt 6 woo crews.. need more Waal to the policy taxa iris and linitalcm, cash at theFin, 4 further protected fa up to 11.9 miller, in the that means the account does not generate sigiificnt idarrutrta about a transfer on the Pawner or recent_ The Frm or Card Issue (as appkable) must aggregate for at your accounts hell in a particdar SDNY_GM_00010066 CONFIDENTIAL EFTA01597729 Important information about your statement (continued) Yin assets — Fa certain searieet trading in non-wheeling • Est. (estimated) income, current yields and rates. — We feCee.ecompinsation fromLes Bank USA, LOBS Your statement rites secisitin and other assets held denominations, mice and quantity (lace value) may An *Ornate of avual Horn is bawd on current AG Stamford Branch ad ron.atfiliated bat in the accent at the end of the statemera period. You have been adjusted to facilitate proper valuation. dividend and interest rates. assuming the securities will through ow cash sweep Fog-ems. This may ask for delivery of fulY paid seonties at ay time. To obtain curent quotations, when a beitite. contact be held for one yea from statement date or until compensation my bean-4rd* per account fee or You may receive monies used as loan caldera' after you. Fount al Advisor. maturity. This *Pirate et alb, a puidelent accuracy may be a percentage of average daiy depose prying any balance da on them. Ary muskies and continued intone are not guaranteed. balances. transferred to dr Fern dreg the statement period are • Private invarrnaraa and stmaared products. — Estimated anal ncome zed current yield foe listed at market value as of the end of the statement Private investment securities (i-clictrg ore(t certain types of muskies raid include a return of Activity period. Partkipation program and real estate invertMerre fi at primPal re repeal gains in which case the est. Her regarding COrinliSPX6 and other charges • Cost bash. In deterimning the cost basis of the securities) and stnxiured preach are goner* hiply income (and current yielc$ would be overstated. Hurled el (CfneCtiOn with the execution of trades, securities included in this statement, where indicated ieiµvid Certain structuredproducts hhe not been — Estimated mud income and current yield and the including option transactions has been irduded an with the nierber '1,' UBS Finaxial Servion has relied registered with the Securities and Exchange /Pull ham, and yield midst be lower or higher confirmations previously furnished to you. and Ml be on information obtained from sprees cher than Lf1S Commissioner under ary state securities laws. We than the estimated amounts. provided to you promptly on Muhl. Financial Strokes, eclutling Hoonnion from another provide esteruted values for prime inwitinfelt — An estimat of arnarded income (dvidend ardor Irma that you my haw pecnikkd to yaw Fnancial stones and structured products for Homan:nal interest) dialed by the wirer* mane Short selling Advisor. The Finn does rot indepenclenty verify or Accuracy is not guarameed. vakadaverage balance is based on the last dividend If you re engaged is short Ming a unsay, you may guranwe the way cr validity of ay information •purposesonly valet Mirydiffer "intent from prices, a nterett paymat made by the Mawr and aura charge due to ratan borrowing costs for that pradded by sources other than LISS Fiuncial Services. any, at whch a private nvestment assumes tie mark in/deposes will be held for cm paiticuLesecseiy. h acklikei although LI3S Financial Sakes genera* structured product maybe boujsl a so and do year from the stamina dale or unto maturity. updates this Hormaticn as it is received the fern not neciatteribi let:4in the vi you may reset* Accuracy aid continued yield are not garanteed Open orders nor provide arty assurances that the erfamation upon liquidation. Regarding open at • good.ticancelkd • ceders that urder 'Cost basis" ad '6Masked gadlow is — That party estimates of vela are as of a certain • Assets not held by UNFinancial Services. Certain were not executed by the statement date, open buy and accurate as of the date of this statement. As suer, date and se supplied to UBSFinaxial Services on a assets as. not held by the Fin, and not withn the sea stop ceders are mixed by the anoint of doiderds please do no rey on this information to make regular basis by an independent volution firm. Fines possession or control. These assets are or ages en an tr.&Mends or mend* date trans purchase a sale decisions, for tar PurPoset or — Issuer, general panner of *MSC( estimated vales, displayed on your Paternal for Hornutional intruded otherwise by you. You we responsble foe id le...wet Accounts transferred to the Fin, may if ay, are applied to the Finn by the issuer, purposes only. Positions and vibes presented are orders ihn are executed die to yar lease to cancel ref genitors a for the period of general partner or sponsor and may be calculated provided by the issung fan. UBS nancial Services is eating open orders. time they or held at the Firm. More historical based on different information from That used by not reparable for this information ad does not rdormaticn can be added by yin Financial Advisor. third parties to derive their estimated values. guarantee its accuracy. these seeks at not protected Privacy • Unntalfaed gains/lassos. When data is available, — You can obtain additional information regardng by WC or the Firns supplemental SIPC coverage. To obtain a copy of as current Client Privacy Notke, estinsel sneaked gandlosses re calculated for the mielhablogy usedto determine the estimate of please cornett Maw Fnaxial Advisee or visit our wetnee rdivbual security lots. The transaction data foe yak, and the date of the information that is the • Revenuer sharing and additional compensation. wernwtes rorneofewevonlee ndnicbal lots may or may not reflect commissiom, basis for the estimate by contactegyour Financial - h adatica to commissions on sales ad 12b.1 fees — 1.85 Financial Services is rot a bark. The RMA. Business charges meta security reorganintion Hams. Adiaor. received in conned in weh the distress:on al ennui Services Account BSA and IRMA ore brokerage Dividend and other reinvestment lots and systematic — Third party estimated values may be reflected as funds to pr clients we ardor cur affiLate receive accounts which provide access to baring stenos and PSCIPW lots se each combined to display on 'Noe priced' in several situation: when an revere. shying plreeneraS from distrbators anchor prockaits Ihrtugh arrangements with affiliated banes averaged lot The 'Trade date' ratanpresents the irjepe.dent valuation Inn has not supplied a is advisers of the inmost finds that we sell. These and other ihidpany banks, and provides access to original transaction trade date. unable to assign a vale when we become aware armunts are based on two different corrponents: "stymy and anti* products issued by ereaffileated • Callable ma/kW Bonds and preferred stock that that a material event hat oenned that may call a the nun of sales by UM of maid eh:Platy narance anymnits tw0t4u inv.:ante the issuer calls for ea* redemption wit be selected poniausbf repotted vala silo question, or when a fad family*, our clients. and 60 the asset value of a agency subsidiaries of US$ Financial Services hc. moan:sly by lot from among at month of that yak* woad be highly sperculanne due to **nature particular nutual find Irib's sham held at the — yeomen; Hirano, and amuity modicts: axe held in Our Pr* or is nominee name for PS of the security. fem. — Not FIX Hued • No bank guarantee. May lose vale dents Call feature information M obtained from third — When neither an issuer, general partner or sponsor - We and our affiliate also receive networking and — tMA. Lesoute Management Account Bushels parties and its accuracy is not guaranteed. Other call estimated value me a died-party estimated vela is amnion prcosseg lees in consideration for transfer Services Account BSA, IRMA and nternatiorul Resource flutists may exist which could affect yield; complete provided, the vale of the security wit be defence agent services that we provide to the aural funds. Management Account are registered service maks of nformation wit be provided upon request- from its ;gather. Price These fees gear* are paid from erector assets in tren Financial Seniors etc • Peke/value. Prkesdsplayed for securities and other — tistrbutcns to date' may elude retinal the mutual fund and are a ficed dollar arrant based — VISA is registered trademark owned by Visa products maybe higher or lower than the price that capital, income or both on the number of accotres at the brolerdeakr intemainal Service Association and used under you would actually meekve in the market. Prices are — unit size' represents the Mel offering holding mutual finis of that find ferny. kense. The IRS Visa creek cards and the U65 visa obtained from various hid party sources *Nth we Vice per unit and may not reflect par cost basis - h adfaion to teetnisskirts received in correction debit cads we issued by LBS Bat LISA with believe to be reliable, but we do not guarantee thee — DPP and unlisted REff aunties are rot listed an a with the sale or diarbuten of amity converts and permission from Visa U.S.A. Incorparated. All other accuracy. national securities exchange, and are generally unit investment trust urns to our dins, we ardor tradernales, registered trademarks, sent risks and — We genera/4y use the closing price when available a Ilpld ad even i they can be sold. the price at oats.receive untrue Sharing (crepataton registered service marks re of their respective the mend the bid and ask maces for listed reeved may be less tan the per thee estimated from may of the romance companies underwriting companies. securities and options crony bid prices for OTC value prodded in the accourn statement the ainuity contracts, of of the nitrate secisirns. cancan.% or sponsors ol the unrt ',moment hunt llSFirnancial Serviott trio Rev. 201810 — Less activey traded securities maybe priced using a • Restricted securities. Restricted securities generally we dimbute. vakatin model a the most recent price we are not currently elgble fee path sale. UErS Financial - h edition to COMMiSP3rd received from the obtained and may not reflect an actual market price Services uses the market once of the inestricted stock purchase and sale of WAS' es funds we odor or or vale. of the same issuer as an inputed value kr the affiliate receive an asset-based rtwerue sharing — Conan positions may appear whoa a price and restricted stook for purposes of Ma teeemerecenty. To payment learn Neugsares distaxnon, as ma as will show as prke was not standee' if we are the edent that restricted securities are eligele for sale fining for technology development, training and unable to obtain a ;rice fora security. the vate received may be abstantially Mss than the education. — Deposits or securities denominated n currencies emend vale shown. — Our affiliates also receive radeg commissions ad other than U.S. dollars re reflected a the exchange other compensation from mutual funds ad naraxe rate as of the statement date. toillpiniet whose moon we Statute. SDNY_GM_00010067 CONFIDENTIAL EFTA01597730 085 Financial Services Inc Private Wealth Management 4tUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 August 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont I-edge Fund Account number: Your Financial Advisor. SCOTT STACK MANI LYLE CASRIEL PI :ow Questions about your statement? Value of your account RMA Resourceline at 800-RMA-I000, on hay 31(1) on August 30 (4) account 029045172. Your assets 4,566,910.03 4,574,303.83 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ fmancialservices Value of your account 14,566,910.03 $4,574,303.83 Sources of your account growth Tracking the value of your account during l019 Value of your account S The I/sands at year end 2018 Socopoaoo Net deposits and 4,566.9 4,574.3 withdrawals 13,452,75800 • Ycur imestrnent return: Dividend and interest income $9607 1,000.0 Change in market value 5121.449 76 Value of your moan Aug 7019 on Aug 30, 2019 $4,57430183 Dec 2018 hi 2019 SDNY GM 00010068 Member SIPC Page 1 of 8 CONFIDENTIAL EFTA01597731 Account name: *UBS Resource Management Account August 20 1 :3 Friendly account name:) ' Account number • • • :. YourNo.2dd Advisor: SCOT!' STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 30 (14 your account Cash and money balances may include A Las,' and money balances 96.07 0.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FDIC Inured Deposit Program Bank A accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important in(crampon D Foxed income 0.00 0.00% about your statement on the last two pages of this statement for detail about those balances. E Non-traditional 4,574,207.76 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $4,574,303 83 100.00% Value of your account $4,574,303.83 Eye on the markets Percentage change Index August 2019 Year to date S&P 500 -1.61% 1831% Russell 3000 -2.04% 1&02% MSC I - Europe, Australia & Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10% Interest rates on August 30, 2019 3-month Treasury bills: 1 91% One-month LIBOR: 2.09% _GM_000100,89, 2 of 8 CONFIDENTIAL EFTA01597732 Resource Management Account Account name: MONTPELIER TRUST YourFineaciel Advisor. Friendly account name:Mont Hed e Fund 4t UBS August 2019 Account number: SCOTT STACKMANLYLECASRIEL Change in the value of your account Summary of gains and losses Virtues reported below exclude products (or which gains and losses are not classified. August 2019 (S) Year to date (1) Realized gains and losses Unrealized Opening account value $4,566,910.03 $1,000,000.00 August 2019 IS) Year to date (V gains and losses (S) Deposits, including investments transferred in 0 00 4,537,029.00 Short term 0.00 0.00 100,431 60 Withdrawals and fees, Long term 0.00 0.00 91,123.00 including investments transferred Total $191,554.60 $0.00 $0.00 out 0.00 -1,084,271.00 Dividend and interest income 96.07 96.07 Change in market value 7,297.73 121,449 76 Cash activity summary See Account activity this month for detals. Balances in your Sweep Options are induded in the cowing and Closing account value $4,574,303.83 $4,574,303.83 closing btances vats. FDIC insurance applies to deposits at U65 Bank USA and al banks participating in the UBSFDK Insured Deposit Prayers. It does nor apply to ckpOSIIS al UBS AG, Silemfoid 'ranch. 9PC protection appbes to moray market sweep bald holdings but rot bad deposits. See:tripods* information about your statement on the at two pages d this document for cktals. Dividend and interest income earned August 2019 (S) Year to date (5) For purposes of tNs statement, !satiety of interest and dividend income has been determined Iron a US Opening balances $0.00 $0.00 tax reporting perspective. Based upon the residence of the account holder, account type, a product type, some interest ands dvidend payments may not be stied to United States (Us) ardor Puerto Rico (PR) Additions Income tares. The cbent mantle? stmernent is not intended to be used and cannot be relied upon for tea purposes. Clients should refer to the arnica:le tar reporting forms they receive Iran 11135 annual?, such as Deposits and other funds credited 0.00 2,750,000.00 the Fonts 1099 and the Forms 480, (01 tar reporting information. it Is the practice of UBS to file the applicable is reporting loans SIM the US interns' Reirnue Service and PR Treasury Depyvnent and in Dividend and interest income 96.07 96.07 such kerns accurately dewily chidenct at interest as tax tarry. or taxable imam* lest consull your Inchidual tax prepares. Total additions $96.07 $2,750,096.07 August 2019 (51 Year to date (5) Subtractions Taxable dividends 94.36 94.36 Other funds debited 0.00 -1,000,000.00 Taxable interest 1.71 1.71 Funds withdrawn for investments bought 0.00 -1,750,000.00 Total current year $96.07 $96.07 Total subtractions $0.00 -$2,750,000.00 Total dividend & interest $96.07 $96.07 Net cash flow $96.07 $96.07 Closing balances $96.07 596.07 SDNY GM 00010070 Page 3 of 8 CONFIDENTIAL EFTA01597733 Resource Management Account Account name: Your rinenciel Advisor. ,t UBS August 2019 Friendly account name: Account number SCOTT STACK MANLYLECA5RIEL UBS FDIC-Insured Dep Pgm Account APY Interest period A,! 8 - Aug 6 Opening UBS FDIC-Insured Dep Pgm balance /ul 8 $0.00 Closing UBS FDIC-Insured Dep Pgm balance Aug 6 $0.00 Number of days in interest period 30 Average daily balance S8,300 00 Interest earned $1.71 Annual percentage yield earned 0.25% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advgor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, Rrst In, First Out. _GM_000101/99e 4 of 8 CONFIDENTIAL EFTA01597734 Resource Management Account Account name: MONTPELIER TRUST Your Finandd Advisor: Friendly account name: Mont Hedge Fund 4t UBS August 2019 Account number- SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current vdues shpts may be approximate. As a result. gains and losses may not be accurately reflected. See important information about your statement a the end ci this document 1pr more intomytion. Cash Cash and money balances Cash any money balances may include available cash balances, UBS Bank USA &posit account balances, UBS Bank USA and al UBS FDIC Insured Frugal, Bank deposit account bSeAces are insured by the FDIC %Nihon UBS FDIC Insured Hoar,Bank &lances, UBS AG Stamford B,anch deposit account balances and money applicable limits, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured market mut ud fund sweep balances. by FDIC and are not protected by 51K Money market sweep balances are protected by SIPC but are rot Insured by the FDIC. See the important 'hibernation about your statement at the end of ten document for oetairs about those balances Opering bdance Closing belaiCe Pace per Share Average Dmdencl Interest Days si Hddng on Aug 1 (1) on Aug 30 (5) on Aug 30 (S) rate Period pencil LIQUID ASSETS GOVT FUND 0.03 9436 1.00 2.32% Jul I torul31 3t UBS FDIC INSURED DEP PGM 0.00 1.71 Total $0.00 $96.07 UBS FDIC-Insured Deposit Program Closing Wince Prionty Bank 1,49me on Aug 30 (S) Status UBS Bank USA 1.71 2 Wells Fargo Bank, N.A. 0.00 3 Citibank, N.A 0.00 (I ) 4 HSBC Bank USA, N A 0.00 ft) 5 Compass Bath 0 OD (I ) 6 East West Bank 0.00 (I) 7 Citizens Bank, N.A 0.00 (I) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 (I ) 10 Ameris Bank 0.00 Total $1.71 Status - Client has opted out of this bank SDNY GM 00010072 Page S of 8 CONFIDENTIAL EFTA01597735 sUBS Resource Management Account August 2019 Account name: tvii_41171LIER TRUST Friendly account name: Mont Hedge Fund Account number Your M fluidal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets (continued) Non-traditional Private ecnity funds, Hedge funds, and Other imestrnents are bald in your UBS Financial Services Inc (UBS Emirates of value supplied by issuer of rerlWn csoglams (wench se ratnudity 'net asset vaue estimates) FS) brokerage account. The positions reported below (Meath(' records of the issuers, and UBS FS does net are shown as' issuer est value per unit'. For Prorate egtity funds, 'Est value per unit' is a value updated garantee the &curacy of the information. The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value (' NAV') in the fund as of the date specified adjusted by addng Iran the issuer if you add the assets. Funds aCtivtly Oct by UBS FS are SueseCt to ongung due dhgence, capital calls and subtracting dasibutions since the NAY date. The NAV 15 primarily baSed on estimated dthough the level performer mar vary A closed fund may be suNect to no ongong disgence. A fund that portfolio values provided by the underlying fundsponsor. These two values mat' vary because c4 differences you purchased &entrere may never have been suNect to UBS FS dirge nee. although UBS FS may receive a in the way they were estimated and because the Thud party est. value per tint' may have been prepared fee from the funds manager, wtEh may constitute a mayothy of the manarmenvincemive fee. Reese On I he basis of financial information other than yearend. Reported estimates may not reflect resale, contact your Financial Achesor vwth Questions 'Est value per unit' wan esemate of value supplied by an liquidation or repurchase value, if any, and may rot reflect dstributions of aped until the next 'Wooten Is independent valuation firm and reflects adjustments for fators such as the bquidty of the units. reported, sdneratfy on an annual or sierriiann ear basis See important infosmation about your statement at the end of ins statement. Hedge funds Purchase Wei Number Average Dice Client Cost Pore per share Value on Unrealized (tad lnrestrnent Hokin; Hddng of shares per share (S) investment (5) basis (S) on Aug 30(S) Aug 30 (5) win or loss (5) return (S) period ALPHAKEYS MILLEN PhD BROKERAGE NO 7/3172019 Trade date: Nov 24, 15 1,550,000.00 1,550,000 00 1 000 1,641,123 00 91,123.00 LT ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO 713112019 Trade date: Jan I, 19 82,755.00 82,755.00 1.003 86,510 00 3,755.00 ST ALPHAKEYS MILLENNIUM FD II LLC CLASS El NO 7731/2019 Trade date. Dec 18, 18 1,750,000.00 1,750,000.00 1.000 1,821,564.00 71,564.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO07131119 Trade date: Jan 28. 19 2,012785 496 773 999,898.16 999,896 16 509 250 1,025,010 76 25,112.60 25,112 60 ST Total $4,382,653.16 $4,382,653.16 $4,574,207.76 $191,554.60 $25,117.60 GM_00010Ceafie 6 of 8 CONFIDENTIAL EFTA01597736 Resource Management Account Account name: MONTPELIER TRUST Your neadd Adulten,: Friendly account name: Moet Hedge Fund *UBS August 2019 Account number SCOTT STACKMANLYLECASRIEL Your assets (continued) Your total assets Percentage or cosi Estrimted untesized value on Aug 30 your account basis (I) annua! incam (S) gan or loss (4) Cash Cash and money balans 96.07 96.07 Non-traditional Hedge funds 4574207.76 100.00% 4382.653.16 191.554.60 Total $4,574,303.83 100.00% $4,382,749.23 $191,554.60 Account activity this month Date Actµty Desalption cirriount (S) Dividend and interest income Taxabie dividends Aug 1 Dividend UQUID ASSETS GOVI FUND AS OF 07/31/19 94.36 Total taxable dividends $9436 Taxable interest Aug 7 Interest 1)85 FDIC INSURED DEPOSIT PROGRAM 1.71 Total taxable interest $1.71 Total dividend and interest income $96.07 Date Adivny Descripton Amount (S) Money balance activities Jul 31 Balance forward $0.00 Aug 1 90Øt UQUID ASSETS GOVT FUND AS OF 07/31/19 94.36 Aug 30 Closing UQUID ASSETS GOVI FUND $9436 Jul 31 Balance forward 30.00 Aug 8 Deposit UBS FDIC INSURED DEPOSIT PGM 1.71 Aug 30 Closing UBS FDIC-Insured Deposit Program $1.71 The UBS F0C •Irsured Depsyt Progran n your pnmary sweep q:cion SDNY GM 00010074 Page 7 of 8 CONFIDENTIAL EFTA01597737 *UBS Your notes CONFIDENTIAL EFTA01597738 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00010076 CONFIDENTIAL EFTA01597739 Important information about your statement (continued) Yam assets — For certain searlies trading el non-conforming • Est. (estimated) income, current yields and rates. — We receive CCOlpatilSal al fromLes Bank USA. LBS Your statement dents vacuities and other assets held denominations, Peke and quantity Bare valid may An estimate of arrual iltonlit is bawd an anent AG Stamford Brach ad rorkalfHided bath in the account* end of the statemere period. You have been adjusted to facilitate proper valuation. dividend and merest rates, assuming the securities rill through our cash sweep progams. thi may ask for dikter/of bully paid seoirties at arty tine. To obtain current quotations, when eattte, contact be held for one year from statement date or aril compensation may beetroot* per aacunt fee or You may Wei* Sett/On used as loan cannel after you. Frsacii Adesce. maturity. This enemae tS only a guideline; accuracy may be 3 percentage of average daily depose paying any balance the on them. Any %enmities and continued income are not guaranteed. balarxes. vansferred to the Fim &rig the statement period are • Private invearnenu and strummed products. — Estimated irrupt exam and orient yield for listed at market value as of the end of the statement Private inestnent 'eosins (rokedrg driest certain types of mashes could include a return of Activity period. Partkipation program and teat estate investment trust prirsPal a capital gain in which case the est. hformation regarding commissions and other charges • Cost bash. In deteminirg the cost bares of the securities) and structured products are genet* hat* income (and current yields would be overstated. incurred in «erection with the emaSian of trades, seas/ties included in this statement, there,ndicaled &qua Certain structred produces have not teen — Estimated a-nual name and current yield and the including option transactions has been idudedan with the number • 1,• UBS Financial SeniKO has relied registered web the Securities and Exchanges actual ion and yield might be lame or higher confirmation previously furnished to you, and will be en information °Maned from sasses other than LES Camasion or under arty state securities laws. We than the estrnated amounts. provided to you ptomain, on reddest. Financial Stakes, ircluding Hammin horn another provide 'seaweed values for prime investment — An estimate of arnuareed ixome (avidend ands lama that you may hamsxeided to your FinancUl secure., and struchred products for reammicnal interest) derided by the current market Short selling Advisor. The Finn does ro indepenclenty verify a prxus Accuracy is not guaranteed. valaraverage balance 6 based on die last dividend if you re engaged in short selling a storey, you may gialtantee the xasay cr validity of ay infonmatian • vales maydiffer visors ially fran prices, or merest pawn** made by the issuer and eine a charge due to resin borrowing costs fa that praided by sources other than LES Financial Services. any, at which a private mestment securitya assumes the salsifies/deposits will be hell for ore preicuLasectrky. h acklaico, although LES Financial Serkes genera* structured product maybe berate a sold and do yea from the statement date a urea matuity. qxlates this nfamaticn as it is received, the item riot receststb, restreSere the va you may receive Accuracy and ceranued yield are not guaranteed Open orders rot provide any assurances that the reformation upon liquidation. Regarding open or • good.iicancelled • ceders that urder "Cost basis- ad 'Unrealeed * — Thad party estimates of vela are as of a certain • Assets not held by UN eirtanciel Services. Cenan were not mecuted by the statement date, open buy ad scone as of the date of this statement.As such, date and are supplied to UBSFinatel Services on a assets are not held by the Finn and not within the sea stop orders we reduced by the anoint of aiiderils Nesse do not rely on this,nformation so make regular bail by an independent vitiation firm. Firm's possession or antral. These assets are or rOis on an ex. dnedends or conohis date unless pichne a sale decisions, for tar purposes a — issuer, general partner or spank( estimated vales, displayed ea your staternied foe rdornutional inhaled otherwise by you. You we response?* fa otherwise. Accounts transferred to the Finn may any, are 9-WS to the Firm by the issuer, purposes only. Positions and values presented re orders that are executed cbe to gar leave to cancel reflect garbs% informal0n only for the period d general runner or sponsor and may be tab fated Provided by the issung fern. UBS F aancial Services is eating ern orders. tine they Me heat at the Film. More historical based on different information from that used by not respamble for this inkernation ad Cannot information can be added by your Financial Advisor. !hid panes to derive their estmaled values. guarantee it, accuracy. These assets at not protected Privacy • Unrealized geindlosses. When data is avabble, — You can obtain additional information regardrig by SIP( or to firm's supple-eternal SIPC coverage. To obtain a copy of as current Clam Privacy Notice, estimated trrealired gen/losses are calculated fa the methcoblogi used to determine the estimate of please contact par Financial Advisor or visit as %imbue rdividal security lots. The transaction data for value and the date of the information that is the • R•WerVal sharing and additional compensation. at mwwSt Metibrivarrecact ndnicbal lots may or may not reflect canmessions, basis for the estimate by contactin; 'our Filancial ▪ h addition to ammissions on sales and 12b1 fees — LBS Financial Services is rot a bark. The RMA. Business dirges aria vacuity reorganization events. Acketor. reamed in conned on with the disirbson al mutual Services Account BSA and IRMA se brokerage Dividend and other reinvestment lots and systematic — Third party estimated vain may be reflected as funds to our clients we indor as affiLate receive accounts which provide access to banking sakes and ReehaSt lot re each combined to dimlaY sne 'We priced' in Wirral litUatera: vein in revert. shying Mantra from distrbators ado prockom through inangemenIS with affiliated banks averaged lot. The 'Trade date' totempresents the • dent valuation Inn has not supplied a is adviscn of the nasal funds that we set These and other thidpany bath, and provdes access to aiginel transaction wade date. triable to assign a vat*. when we become aware arnares are based on two different components: "skint ad ammed products issued by unaffiliated • Callable mashies Bonds and preferred shod that that a material owns has accred that may call a the arn,Unt of sales by LBS of a partods mutual Cid-party nuisance anomie% thicut inv.:ante the issuer cats for eery redemption wit be selected presiany reported value ono question, or when a fund family*, our <kerns; and 60 the asset value of a agency subsidiaries of US$ Financial Services inparliak by lot from among as searmes of that yaks woidd be highly speculative due to the nth* panicular mutual find larnilys shares held at the — roestment, insane, and arnuay products: a* held in Cur name or n nomnee name for err of the security. fem. — Not FDIC insured • No bark guarantee. May lose vat* clients. Call feature information **tared from third — When neither an issuer, general partner or sponscr — We and our affiliate also receive networking ad — IMA. tescace Management Account, Bushels parties and its aittlitaCy is not %waned. Other call estimated value noir a thedparty stowed vet* is annbus processing lees in consideration for vansler Services Account BSA, IRMA and eiternati0rUl Resource !tatters may exist which could effect yield; <cackle provided, the vase of the satiety wal be *Imre agent services that we provide to the mutual funds. Management Account are registered se Ace maks of information will be provided upon request- from its purchase take Those fees genera we paid Iran investor assets in LBS Financial Sayre; Ix • Price/value. Pekes displayed f or securities and other — tarbutons to date my nclude rehrn of the metal fund and are a feed dollar amount based — YEA ea registered vadentak owned by Visa predicts maybe higher a lower than the price that aped, ixome or both on the number of ;carte at the broker -dearer reernsional Service Association and used under you would actually receive en the market Prices are — 'Ormnal unit size represents the :vial offering holding misual finis of that find fumy. tense. The LBS Visa cede cads and the U65 Visa obtained from various thid party sources which we price per init and may not refled your cost basis - h adfnion to etertniSSbrd received in ccerection debit cads ate issued by LBS Bat USA with believe to be reliable, bul we do not gunk, thee — DPP and unlisted REff stories re not listed cc a with the sale or diarbuton of 'matey convects and permissai from Visa U.S.A. Incfloated. All other aCCuracy. national securities exdonge, and are generaly unit rwestment trust tees to otr clients, we ander trademarks, registered trademarks, service maks and — We general, use the closing price when available a illiquid and even if they can be sold. the price as I &tate receive untrue sharing CcriptMation registered sake ricks are of their respective the mean of the bid and ask prices for listed reamed may be less than the per share estimated Iron many of the moon°e companies u-derwriting <Wigan/es. sectrities ad options irony bid prices fa OTC value prodded in the accourn statement the a-nuity contracts, Manes of the insurance sectsit in anoint or spews ol the unit Maumee trusts IRS Firuneiel Servitm Inc. Rev. 201010 — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted secueities generally we diarbute. vataton model a the most recent aka we are not currently elgbk for put* sale. LBS Financial - h KiSiti0n to commissions received from the obtaned and may not reflect an actual market price Services uses the market price of the wrest-peed stock purchase and sale of Nue-Uwe, turds we ardor as or vase. of the same issuer as an imputed value kr the affiliate receive an asset-based revenue sharing — <man poutas may appear without a price and restricted stock for purposes of this statement only. To payment from Newitiares distrexson, as well as will show as 'are was not and*** if we a-e the extent that restricted securities are eligele for sale, funding for technology development, training and unable to than a price for a wanly. the vat* received may be abstantially less than the education. — Deposits or sectraies denominated ri currencies imputed vale shorn. — Our all/isles also receive Wading commissions ad other than U.S. dollars re reflected at the exchange other compensation from maid funds ad Mural-ce rate as of the statement date. companies whose radices We Statute. SDNY_GM_00010077 CONFIDENTIAL EFTA01597740 UBS Financial Services Inc Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 September 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont l-bidge Fund Account number: Your R nancial Advisor. SCOTT STAC, tiotA. 40 LE CASRIEL Ph ne Questions about your statement? Cal Athr, ,r t , the Value of your account RMA Resourcelme at 800-RMA- 1000, on August 30(1) on September 30 (3) account 029045172. Your assets 4,574,303.83 4,638,197.25 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ fmancialsenaces Value of your account $4,574,303.83 54,638,197.25 Sources of your account growth Tracking the value of your account during l019 Value of your account S The tnards at year end 2018 stocopoo.00 Net deposits and 4,5'43 4,638.2 withdrawals $3,452,75800 • Your investrrent return: Dividend wd interest income $9639 1,000.0 Change in market value $185,34.85 Value of your woman Aug 2019 on Sep 30, 2019 94,638197.25 Dec 2018 Sep2019 SDNY GM 00010078 Member SIPC Page 1 of 8 CONFIDENTIAL EFTA01597741 Account name: - eVL UBS Resource Management Account 2019 Friendly account name: Account number. n i, e1<te Ind Your Financial Advisor: SCOTT STACKMAhaME -ASPIEL Your account balance sheet Summary of your assets Value on Percentage of September 30 a) your account Lash and money balances • Cash and money balances may include A 96.39 0.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, VBS FCC Insured Deposit Program Bank A accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Fixed income 0.00 0 00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 4,638,100.86 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 54,638,197.25 100.00% E Value of your account $4,638,197.25 Eye on the markets Percentage change Index September 2019 Year to date 58P 500 1.87% 20.55% Russell 3000 1.76% 20.09% MSC I - Europe, Australia & Far East 2.92% 13.35% Barclays Capital U.S Aggregate Bond Index -0.53% 832% Interest rates on September 30, 2019 3-month Treasury bills: 1 84% One-month LIBOR: 2.02% _GM_000loftie 2 of 8 CONFIDENTIAL EFTA01597742 Account name: MONTPELIER TRUST Your Mnandal Advisor: Resource Management Account SUBS September 2019 Friendly account name: Mont Hedge Fund Account number. SCOTT STACKMAMLYLE CASRJEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam and losses are not &sated. September 2019 (II Year to date (5) Opening account value Realized gains and losses unrealized $4,574,303.83 $1,000,000.00 September 2019 (5) Year to date (5) gains and lases(5) Deposes, including investments transferred in 0 00 4,537,029 00 Short term 0.00 0.00 148,065.79 Withdrawals and fees, Long term 0.00 0.00 111,140.00 including investments transferred Total $0.00 $0.00 $259,205.79 out 0.00 -1,084,271.00 Dividend aid interest income 0.32 96.39 Change in market value 63,893.10 185,342.86 Cash activity summary See Account actNay this month for deals. Balances in your Sweep Options are Ind uded in the open ng and Closing account value $4,638,197.25 $4,638,197.25 closing Mantes vane. FDIC insurance applies to deposits at UBS Bart USA and el banks participating in the UBS FDIC insured Deposit err:gawk aces not apply to deposits at U85 AG. %nom 'ranch 9PC protection applies to money market sweep held hoklings but rot bait deposits. See/wader* information Dividend and interest income earned about your statement on the last two pages d this document for cktars. September 2019 (5) Year to date (5) For purposes of tNs statement, tensity of interest and dividend Income has been deterrnned from a US Opening balances $96.07 $0.00 tac reporting perspective. Based upon the residence of the account holder, account type, a product type, some interest ands dvidend payments may not be abject to United States (US) ardor' Puerto Rico (PR) Addition Income taxes. The dent m3nthey statement is not intended to be used aid camot be relied upon for tint purposes. Clients should refer to the and icacle tat reporting forms they receive Iran UBS annuely, such as Deposits and other funds credited 0.00 2,750,000.00 the Forms 1099 and the roans 480, fix tar reporting information it is the praCtice of UBS to file the appliCable tar reporting forms meth the US internal Revenue Service and PR TeeaSUej DepinMent, and in Dividend and interest income 0.32 96.39 such forms accurately dimity dridenck anda interest as tax exempt or taxable intone. Pleat consult your inclredual tax preparer Total additions $0.32 $2,750,096.39 September 2019 (1) Year to date (5) Subtractions Taxable dividends 0.32 94.68 Other funds debited 0.00 -1,000,000.00 Taxable interest 0.00 1.71 Funds withdrawn for investments bought 0.00 -1,750,000.00 Total current year $0.32 $96.39 Total subtractions $0.00 -$2,750,000.00 Total dividend & interest $0.32 $9639 Net cash flow $0.32 $96.39 Closing balances $96.39 $96.39 SDNY GM 00010080 Page 3 of CONFIDENTIAL EFTA01597743 sUBS Resource Management Account September 2019 Account name: Friendly account name: ' Account number. •. Your Pi model Advisor. SCOTT STACKMANLYLECASRIEL UBS FDIC-Insured Dep Pgm Account APY Interest period Aug 7 - Sep 8 Opening UBS FDIC-hsured Dep Pgm balance Aug 7 $0.00 Closing UBS FDIC-Insured Dep Pgm balance Sep 8 81.71 Number of days in interest period 33 Average daily balance $1.66 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. GM 000100019' 4 of 8 CONFIDENTIAL EFTA01597744 Account name: MONTPELIER TRL/51- Resource Management Account Your Nnandal Advisor: *UBS September 2019 Friendly account name: Mont Hedge Fund Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current aloes shown may be approximate As a result. gains and losses may not be accuraely reflected. See important information about your statement a I he end of this docume M for more Information Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA chpbsit account balances, U85 Bank USA and all UBS FDIC Insured Progan Bank deposit aCCO.Int Waxes are insured by the FDIC whit UBS FDIC Insured Frogman Bank &lances. UBS AG Stamford Ekanch deposit account blaaces and money applicable I irrits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured market mut utt fund sweep balances. by FDIC and ae not protected by 51K Money market sweep balances are protected by 51K but are not Insured by the FDIC See the important inform even about your statement at the end of this document for details about thoSt balances Owing blaKe Closing Waite time per share Average Deddend Interest 1,811 Hold ng on Sep 1 (1) on Sep 30(S) on Sep 30(S) rate period penod Cash 0.03 006 UQUID ASSETS GOVT FUND 94.36 0.00 1.00 2.15% Aug I to Aug 31 31 RMA GOVT MONEY MARKET FO 000 94 62 1.00 1.72% Aug I to Aug 31 31 UBS FDIC INSURED DEP PGM 1 71 1 71 Total $96.07 $9639 continued next page SDNY GM 00010082 CW200100021349979 W221:03324891:0004 0319 037952383 YI eG1 72550 101000 Page S of 8 CONFIDENTIAL EFTA01597745 SUBS Resource Management Account September 2019 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number Your financial Advisor: SCOTT STACK Fri ANLYLE CA SPIEL Your assets . Cash . Cash and money balances (continued) UM FDIC-Insured Deposit Program Closing titan PiloAty Bank Wane on Sep 30 (Si Status UBS Bank USA 1 71 2 Welb Fargo Bank, N.A. 000 (1) 3 Citban k, N.A. 0.00 (1) 4 HSBC Bank USA, N.A 0.00 (1) 5 BBVA USA 0.00 (1) 6 East West Bank 0.00 (1) 7 Citizens Bank, N.A. 0.00 (1) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 (1) 10 Arneds Bank 0.00 (1) Total $1.71 Status Ill- Client has opted out of this bank Non-traditional Private equity funds, Her* funds, and Other investments are held In your UBS Financial Sernces Inc. CUBS Pstimaes of value suppled by issues of certain programs (\Mich are generally 'net asset value' estimates) FS) brokerage account The positrons evened below reflect the words of the issuers, and MIS FS does rot are shown as 'issuer est. value per unit'. For Private Kitty funds. 'Est. value per unit' is a value updated %wank* the accuracy of the information. The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value NAV') in the fund a of the date specified adjusted by Sing Iran the issuer d you width* assets. Funds actively sold by UBSFS an subject toonging due dimence, oat, calls and subtracting d strfixmons once the NAv date. The NAV is primarily based on estimated dthough the level perforrred may vary. A dosed fund may be subject to no ongcing digence. A fund that portfolio values provided by the uncenylno fund sponsor. These two values nay vary because of differences you purchased elsewhere may never have been subject to UBS FS dligence, although MO FS may receive a in the way they were estimated and because the 'Third party est. value pal unit* may have been prepared fee Ircmthe fund's manager, wtich may ccmtilute a majority of the managementrIncentive fee. FSease on the bash of financial informationother than year-end. Rococo estimates may not reflect resat, contact your Financid Advisor with questions 'Est value per wit' h an estimate of value supPliedbY an liquidation or repurchase value. if any, and nos riot weed dstributons of cage until the next valuation Is independent valuation firm and reflects adjustments for factors such a the bquidty of the units. reported, genera' on an annual or serri-annual basis See important lawns:Ion stout your statement at the end of Ms statement. Hedge funds Purchase pace/ Number Average ante Client Cost Price per share Value on Unrealized (tail Inrestment Robin; Hold ng of stares pet share (S) Irwestrnent (5) basis (S) on Sep 30(S) Sep 30 (5) gain or loss (S) eturn(S) Pericd ALPHAKEYS MILLEN MO BROKERAGE NO 083112019 Trade date: Nov 24, 15 1,550000.00 I ,550,000 00 1.000 1,661,14000 111,14000 LT continued neat page tf_GM_00010CeSge 6 of 8 CONFIDENTIAL EFTA01597746 SUBS Resource Management Account Account name: MONTPELIER TRUST Your rinodal Advisor: Friendly account name:Mont Hedge Fund SCOTT STACK MANLYLE CASRIEL September 2019 Account number: Your assets . Non-traditional . Hedge funds (continued) Purchase pace/ Number Average pkt Client Cost Prke per share value on unrealized OM Investment Noklirx) Hddng of shares per share (S) irmeStment (5) basis (1) on Sip 30 (S) Sep 30 (S) gain or loss (S) *turn (5) period ALRHAKEYS MILLENNIUM FD I LC CLASS B NO 0&3112019 Trade date: Jan I, 19 82,755.00 82,755.00 1.000 87,568.00 4,813.00 ST ALPHAKEYS MILLENNIUM FD II MC CLASS B NO C8302019 Trade date: Dec 18, 18 1,750,000.00 1,750,000.00 1.000 1,843,809 00 93,809.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A N008/31/19 Trade date: Jan 28, 19 2,005220 496.773 996,140.07 996,140.07 521.431 1,045,583.86 49,443.79 49,443.79 ST Total $4,378,895.07 $4,378,895.07 $4,638,100.86 $259205.79 $49,443.79 Your total assets Percentage of Con Esfirnated Unrealized Value on cep 30Li Cur liceeoM tans NI annual intern (S) pin or Ion (1) Cash Cash and money balances 96.39 96.39 Non•traditioval Hedge funds 4.638,100.86 100.00% 4378,895.07 259,205.79 Total $4,638,197.25 100.00% $4,378,991.46 $259,205.79 Account activity this month Ode Acuity Description Amount ID Dividend and interest income Taxable dividends Sep 3 Dividend LIQUID ASSETS GOVT FUND AS Of 0&3019 0.26 Sep 9 Dividend LIQUID ASSETS GOVT FUND 0.06 Total taxable dividends $0.32 Total dividend and interest income $0.32 SDNY GM 00010084 Page 7 of 8 CONFIDENTIAL EFTA01597747 SUBS Resource Management Account September 2019 Account name: MONTPELIER TRUST Friendly account name:Mont Hed e Fund Account number Your Einaacial Advisor SCOTT STACK MANILYLE CASRIEL Account activity this month (continued) Ode ...Ktrpricer Amount (I) Money balance activities Aug 30 Balance forward 59436 Sep 3 Bought LIQUID ASSETS GOVT FUND AS OF 08/30/19 0.26 Sep 9 Sold UQUID ASSETS GOVT FUND -94.62 Sep 30 Closing UQUID ASSETS GOVT FUND $0.00 Aug 30 Balance forward $0.00 Sep 9 Bought RMA GOVERNMENT MONEY MARKET FD 94.62 Sep 30 Closing BMA Government Money Market Pd $94.62 Y_GM_000100@gie 8 of 8 CONFIDENTIAL EFTA01597748 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00010086 CONFIDENTIAL EFTA01597749 Important information about your statement (continued) Yam assets — For certain searlies trading el non-conforming • Est. (estimated) income, current yields and rates. — We receive CCOlpatilSal al fromLes Bank USA. LBS Your statement dents vacuities and other assets held denominations, Peke and quantity Bare valid may An estimate of arrual iltonlit is bawd an anent AG Stamford Brach ad rorkalfHided bath in the account* end of the statemere period. You have been adjusted to facilitate proper valuation. dividend and merest rates, assuming the securities rill through our cash sweep progams. thi may ask for dikter/of bully paid seoirties at arty tine. To obtain current quotations, when eattte, contact be held for one year from statement date or aril compensation may beetroot* per aacunt fee or You may Wei* Sett/On used as loan cannel after you. Frsacii Adesce. maturity. This enemae tS only a guideline; accuracy may be 3 percentage of average daily depose paying any balance the on them. Any %enmities and continued income are not guaranteed. balarxes. vansferred to the Fim &rig the statement period are • Private invearnenu and strummed products. — Estimated irrupt exam and orient yield for listed at market value as of the end of the statement Private inestnent 'eosins (rokedrg driest certain types of mashes could include a return of Activity period. Partkipation program and teat estate investment trust prirsPal a capital gain in which case the est. hformation regarding commissions and other charges • Cost bash. In deteminirg the cost bares of the securities) and structured products are genet* hat* income (and current yields would be overstated. incurred in «erection with the emaSian of trades, seas/ties included in this statement, there,ndicaled &qua Certain structred produces have not teen — Estimated a-nual name and current yield and the including option transactions has been idudedan with the number • 1,• UBS Financial SeniKO has relied registered web the Securities and Exchanges actual ion and yield might be lame or higher confirmation previously furnished to you, and will be en information °Maned from sasses other than LES Camasion or under arty state securities laws. We than the estrnated amounts. provided to you ptomain, on reddest. Financial Stakes, ircluding Hammin horn another provide 'seaweed values for prime investment — An estimate of arnuareed ixome (avidend ands lama that you may hamsxeided to your FinancUl secure., and struchred products for reammicnal interest) derided by the current market Short selling Advisor. The Finn does ro indepenclenty verify a prxus Accuracy is not guaranteed. valaraverage balance 6 based on die last dividend if you re engaged in short selling a storey, you may gialtantee the xasay cr validity of ay infonmatian • vales maydiffer visors ially fran prices, or merest pawn** made by the issuer and eine a charge due to resin borrowing costs fa that praided by sources other than LES Financial Services. any, at which a private mestment securitya assumes the salsifies/deposits will be hell for ore preicuLasectrky. h acklaico, although LES Financial Serkes genera* structured product maybe berate a sold and do yea from the statement date a urea matuity. qxlates this nfamaticn as it is received, the item riot receststb, restreSere the va you may receive Accuracy and ceranued yield are not guaranteed Open orders rot provide any assurances that the reformation upon liquidation. Regarding open or • good.iicancelled • ceders that urder "Cost basis- ad 'Unrealeed * — Thad party estimates of vela are as of a certain • Assets not held by UN eirtanciel Services. Cenan were not mecuted by the statement date, open buy ad scone as of the date of this statement.As such, date and are supplied to UBSFinatel Services on a assets are not held by the Finn and not within the sea stop orders we reduced by the anoint of aiiderils Nesse do not rely on this,nformation so make regular bail by an independent vitiation firm. Firm's possession or antral. These assets are or rOis on an ex. dnedends or conohis date unless pichne a sale decisions, for tar purposes a — issuer, general partner or spank( estimated vales, displayed ea your staternied foe rdornutional inhaled otherwise by you. You we response?* fa otherwise. Accounts transferred to the Finn may any, are 9-WS to the Firm by the issuer, purposes only. Positions and values presented re orders that are executed cbe to gar leave to cancel reflect garbs% informal0n only for the period d general runner or sponsor and may be tab fated Provided by the issung fern. UBS F aancial Services is eating ern orders. tine they Me heat at the Film. More historical based on different information from that used by not respamble for this inkernation ad Cannot information can be added by your Financial Advisor. !hid panes to derive their estmaled values. guarantee it, accuracy. These assets at not protected Privacy • Unrealized geindlosses. When data is avabble, — You can obtain additional information regardrig by SIP( or to firm's supple-eternal SIPC coverage. To obtain a copy of as current Clam Privacy Notice, estimated trrealired gen/losses are calculated fa the methcoblogi used to determine the estimate of please contact par Financial Advisor or visit as %imbue rdividal security lots. The transaction data for value and the date of the information that is the • R•WerVal sharing and additional compensation. at mwwSt Metibrivarrecact ndnicbal lots may or may not reflect canmessions, basis for the estimate by contactin; 'our Filancial ▪ h addition to ammissions on sales and 12b1 fees — LBS Financial Services is rot a bark. The RMA. Business dirges aria vacuity reorganization events. Acketor. reamed in conned on with the disirbson al mutual Services Account BSA and IRMA se brokerage Dividend and other reinvestment lots and systematic — Third party estimated vain may be reflected as funds to our clients we indor as affiLate receive accounts which provide access to banking sakes and ReehaSt lot re each combined to dimlaY sne 'We priced' in Wirral litUatera: vein in revert. shying Mantra from distrbators ado prockom through inangemenIS with affiliated banks averaged lot. The 'Trade date' totempresents the • dent valuation Inn has not supplied a is adviscn of the nasal funds that we set These and other thidpany bath, and provdes access to aiginel transaction wade date. triable to assign a vat*. when we become aware arnares are based on two different components: "skint ad ammed products issued by unaffiliated • Callable mashies Bonds and preferred shod that that a material owns has accred that may call a the arn,Unt of sales by LBS of a partods mutual Cid-party nuisance anomie% thicut inv.:ante the issuer cats for eery redemption wit be selected presiany reported value ono question, or when a fund family*, our <kerns; and 60 the asset value of a agency subsidiaries of US$ Financial Services inparliak by lot from among as searmes of that yaks woidd be highly speculative due to the nth* panicular mutual find larnilys shares held at the — roestment, insane, and arnuay products: a* held in Cur name or n nomnee name for err of the security. fem. — Not FDIC insured • No bark guarantee. May lose vat* clients. Call feature information **tared from third — When neither an issuer, general partner or sponscr — We and our affiliate also receive networking ad — IMA. tescace Management Account, Bushels parties and its aittlitaCy is not %waned. Other call estimated value noir a thedparty stowed vet* is annbus processing lees in consideration for vansler Services Account BSA, IRMA and eiternati0rUl Resource !tatters may exist which could effect yield; <cackle provided, the vase of the satiety wal be *Imre agent services that we provide to the mutual funds. Management Account are registered se Ace maks of information will be provided upon request- from its purchase take Those fees genera we paid Iran investor assets in LBS Financial Sayre; Ix • Price/value. Pekes displayed f or securities and other — tarbutons to date my nclude rehrn of the metal fund and are a feed dollar amount based — YEA ea registered vadentak owned by Visa predicts maybe higher a lower than the price that aped, ixome or both on the number of ;carte at the broker -dearer reernsional Service Association and used under you would actually receive en the market Prices are — 'Ormnal unit size represents the :vial offering holding misual finis of that find fumy. tense. The LBS Visa cede cads and the U65 Visa obtained from various thid party sources which we price per init and may not refled your cost basis - h adfnion to etertniSSbrd received in ccerection debit cads ate issued by LBS Bat USA with believe to be reliable, bul we do not gunk, thee — DPP and unlisted REff stories re not listed cc a with the sale or diarbuton of 'matey convects and permissai from Visa U.S.A. Incfloated. All other aCCuracy. national securities exdonge, and are generaly unit rwestment trust tees to otr clients, we ander trademarks, registered trademarks, service maks and — We general, use the closing price when available a illiquid and even if they can be sold. the price as I &tate receive untrue sharing CcriptMation registered sake ricks are of their respective the mean of the bid and ask prices for listed reamed may be less than the per share estimated Iron many of the moon°e companies u-derwriting <Wigan/es. sectrities ad options irony bid prices fa OTC value prodded in the accourn statement the a-nuity contracts, Manes of the insurance sectsit in anoint or spews ol the unit Maumee trusts IRS Firuneiel Servitm Inc. Rev. 201010 — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted secueities generally we diarbute. vataton model a the most recent aka we are not currently elgbk for put* sale. LBS Financial - h KiSiti0n to commissions received from the obtaned and may not reflect an actual market price Services uses the market price of the wrest-peed stock purchase and sale of Nue-Uwe, turds we ardor as or vase. of the same issuer as an imputed value kr the affiliate receive an asset-based revenue sharing — <man poutas may appear without a price and restricted stock for purposes of this statement only. To payment from Newitiares distrexson, as well as will show as 'are was not and*** if we a-e the extent that restricted securities are eligele for sale, funding for technology development, training and unable to than a price for a wanly. the vat* received may be abstantially less than the education. — Deposits or sectraies denominated ri currencies imputed vale shorn. — Our all/isles also receive Wading commissions ad other than U.S. dollars re reflected at the exchange other compensation from maid funds ad Mural-ce rate as of the statement date. companies whose radices We Statute. SDNY_GM_00010087 CONFIDENTIAL EFTA01597750 UBS Financial Services Inc Private Wealth Management 4tUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 October 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LIP BOSTON MA 02210-2698 Friendly account name: Mont Fledge Fund Account number: Your Financial Advisor. SCOTT STAG MAtir LYLE CASRIEL Ph ne Questions about your statement? Call you. Financial Advisor c r tho Value of your account RMA Resourceline at 800-RN1A-1000, on September 30 (S) on October 31(1) account 0290415172. Your assets 4,638,197.25 4,603,656.66 brisitonr website: Your liabilities 0.00 0.00 WrAV.leS.CalliI inancialservices Value of your account $4,638,197.25 $4,603,656.66 Sources of your account growth Tracking the value of your account during l019 Value of your account s Thouiar ds at year end 2018 Net deposits and tooppoaoo .1.638 2 4,603.7 • withdrawals Your imestrrent return: 13,452,75800 Dividend and interest income 89644 1000.0 Change in market value 8150.802 22 Value of your woman Oct 7019 on Oct 31, 2019 $46O656.66 Dec 2018 Sep 2019 SDNY GM 00010088 Member SIPC Page 1 of 8 CONFIDENTIAL EFTA01597751 Account name: M. 'PY: - Your fineeded Advisor: UBS Resource Management Account --r 4! 19 Friendly account name: Account number. nt Ind SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31 fs) your account Cash and money balances • Cash and money balances may include A 96.44 0.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, UBS FCC Inured Deposit Program Bank A accounts, US$ AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Faed income 0.00 0 00% about your statement on the last two pages of this statement for detail about those balances. E Non-traditional 4,603,560.22 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $4,603,656.66 100.00% E Value of your account $4,603,656.66 Eye on the markets Percentage change Index October 2019 Year to date SSP 500 2.17% 23.16% Russell 3000 2.15% 22.68% MSC I - Europe, Australia & Far East 3.60% 17.43% Barclays Capital U.S Aggregate Bond Index 0.30% 8.85% Interest rates on October 31, 2019 3-month Treasury bills: 1 55% One-month LIBOR: 1.78% GM 00010pa 2 of 8 CONFIDENTIAL EFTA01597752 Account name: MONTPEUER TRUST Your M nandal Advisor: Resource Management Account *UBS October 2019 Friendly account name:Mont Hedge Fund Account number: SCOTT STACKMANLYLE CASR1EL Change in the value of your account Summary of gains and losses Values reported below exclude products for which geins and losses are not classiRed. October 2019(11 Year to date (1) Realized gains and losses Unrealized Opening account value $4,638,197.25 $1,000,000.00 October 2019 (1) Year to date (1) gains and bsses(1) Deposits, including investments transferred in 0.00 4,537,029,00 Short term 0.00 0.00 122,796.15 Withdrawals and fees, tong term 0.00 0.00 101,869.00 including investments transferred Total $0.00 $0.00 $224,665.15 out 0.00 -1,084,271.00 Dividend and interest income 0.05 96.44 Chance in market value -34,540.64 150,802.22 Cash activity summary See Account activity this month for dc4als. &lances in your Sweep Options are Induded in the opening and Closing account value $4,603,656.66 $4,603,656.66 closing balances vault. FDIC insurance applies to deposits at UPS Bark USA and al banks participating in the UBS FDIC Insured Deposit hoar. It does rot apply to (Booths al UBS AG. Slemford Manch 9PC protection applies to money market sweep fund holdings but rot bank deposits. SeeImportant information Dividend and interest income earned about yout statement on the last two pages d this document for cktals. October 2019 Year to date (S) For purposes of ths statement, tatablity of interest and dividend income has been determined Iron a US Opening balances $96.39 $0.00 tan reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments may not be stied to United States (Us) ardor Puerto Rico (PR) Additions Income taxes. The client monthly stmernent n not intended to be used and camot be relied upon for tat purposes. Clients should refer to the arnica:le tar reporting forms they receive fran U8S annua ly. such as Deposits and other funds credited 0.00 2,750,000.00 the Forms 1099 and the POURS 480, for tar reporting information it is the practice of UBS to rife the /indite* tar reporting forms vath the US Internal Rewnue ServiCe and PR Treasury remanent, and In Dividend and interest income 0.05 96.44 such forma accurately dankly dride net ander interest as tax carrot or taxable imam. lest consult your ind4clual tax prepares. Total additions $0.05 $2,750,096.44 October 2019 (1) Year to date (I) Subtractions Taxable dividends 0.05 94.73 Other funds debited 0.00 -1,000,000.00 Taxable interest 0.00 1.71 Ftrids withdrawn for investments bought 0.00 -1,750,000.00 Total current year $0.05 $96.44 Total subtractions $0.00 -$2,750,000.00 Total dividend & interest $0.05 $96.44 Net cash flow $0.05 $96.44 Closing balances $96.44 $9644 SONY GM 00010090 Page 3 of 8 CONFIDENTIAL EFTA01597753 Resource Management Account Account name: MONTPELIER TRUST Your Pi model Advisor. itUBS October 2019 Friendly account name:Mont Hedge Fund Account number SCOTT STACK MANLYLE CASRIEL UBS FDIC-Insured Dep Pgm Account AF'Y Interest period Sep 9 - Oct 6 Opening UBS FDIC-hsured Dep Pgm balance Sep 9 81.71 Closing UBS FDIC-Insured Dep Pgm balance Oct 6 81.71 Number of days in interest period 28 Average daily balance 81.71 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, Rrst In, First Out. CGM_0001001)194 4 of 8 CONFIDENTIAL EFTA01597754 Account name: MONTPELIER TRUST Resource Management Account Your Mandel Advisor: UBS October 2019 Friendly account name: Mont Hedge Fund Account number. SCOTT STACKMARLYLECASRIEL Your assets Scene pnces, income and current values shpts may be appronfrone As a wall, gains and losses may not be accurately reflected. See Important information about your statement d the end of INS CCCument for more Information. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA &posit account balances, U8S Bank USA and all Ll8S FDIC Insured Rogan Bank deposit account tMances are insured by the FDIC within UBS FDIC Insured Pro7am Bank &lances. U85 AG Stamford Branch deposit account Mayes and money xplicable lints, but are not protected by 9K. UBS AG Stamford Branch deposit account balances are not insured makes mutual fund sweep balances. by FDIC and are no protected by SIPC Money market sweep balances are protected by 51K but are rot Insured by the FCC See the Important wforntevon &bout put statement at the end of this document for wails about thost tedances OfxringbSalCe CloSing balaiCe PAC!. ptI share Average DmIden(lInIerest Daysn mcidng on Oct 1 r on Ocl 31 (1) on O(131 (S) rate perial oenoi Cash 0.06 006 RMA GOVT MONEY MARKET ED 94.62 94.67 1.00 1.69% Sep I to Sep 30 30 UBS FCC INSURED DEP PGM 1 71 1 71 Total 59639 S96A4 continued next page SDNY GM 00010092 Page S of 8 CONFIDENTIAL EFTA01597755 Resource Management Account Account name: MONTPEUER TRUST YourP fluidal Advisor. *UBS October 2019 Friendly account name: Mont Hedge Fund Account number. SCOTT STACKMANLYLECASRIEL Your assets . Cash . Cash and money balances (continued) UBS FDIC-Insured Deposit Program Closing basic. Rioby Bank ten on Oct 31 (S) Status UBS Bank USA. 171 2 Wells Fargo Bank, N.A. 000 (t) 3 Citibank, N.A. 0.00 (1) 4 HSBC Bank USA, N.A 000 (1) 5 BBVA USA 0.00 (1) 6 East West Bank 0.00 7 Citizens Bank, N.A. 0.00 (I) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 (1) 10 Arneris Bank 0.00 (1) Total $1.71 Status (1) - Client has opted out of this bank Non-traditional Private Molly funds, Hedge funds, and Other invessmess are held In your UBS Financial Sp riects Inc. (UBS Estimates of value suppled by issuers of certain programs (which are generally 'net asset value estimates) FS) brokerage account The positions reposed below reflect the words of the issuers, and UBS FS does rot are shown as ' Issuer est value pet wit'. For Private «pity funds. 'Est value per unit' is a value updated garantee the accuracy of the information. The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value NAV') in the fund as of the date spedlied adjusted by Sing Cram the issuer of you width* assets. Funds actively sold by IRIS FS se subject toonpong due digence, czota calls and subtracting clistribubons once the NAV date. The NAV is primarily based on estimated although the level performed may vary. A dosed fund may be subject to no ongcing digence. A fund that portfolio values provided by the unctrlying fund spume. These two values may vary because or differences year purchased elsewhere may never him been subset to UBS FS digs nce. although UBS FS May receive a in the way they were estimated and because the 'Third party est. value per unit' may haw been prepared fee (ism t he hods manner, which may (cogitate a «witty of the managemenvIncentive fee. Please on the basis of financial infonnatIonother than year-end. RepOle0 estimates may not reflect resale, canted your Anemia Advisor wash questions 'En value per wit- Is an estimate of value 5 4:Pliedlid ar1 liquidation or repurchase yaw. if any, and my not reflect (1stAbut ons of capeal until the next valuation Is independent valuation firm and reflects adjustments for factors such as the bquidty of the ores. reported, genera" on an annual or serri-annual basis. See important information *out)out statement at the end of «is statement. Hedge funds Purchase price/ Number Average pia Client Cost Price per shire Value on Unrealized Bag Investment Holdng Hddng of shares per share (S) Investment 0/ basis (S) on Oct 31 (1) °CI 31 (1) gsin or loss CS) return (S) Period ALPHAKEYS MILLEN 110 BROKERAGE NO 930f2019 Trade date: Nov 24, 15 1,550,000.00 1,550,000.00 1,000 1,651,869.00 101,869.00 LT continued neat page I' GM 6 of 8 CONFIDENTIAL EFTA01597756 SUBS Resource Management Account Account name: MONTPELIER TRUST Your Nnandal Advisor: Friendly account name: Mont Hedge Fund SCOTT STACK MANLYLE CASRIEL Account number: Your assets . Non-traditional . Hedge funds (continued) PurchaSe sore Number Average pore Client Cost Prue per share Value on UnrealizedOM Investment noldng Siddng of shares per share (S) irwenment (5) bass (S) On OCt 31 (1) Oct 31(S) gain or toss (5) Felton(S) period ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO 930/2019 Trade date. fan I, 19 82,755.00 82,755.00 1.000 87,078.00 4,323.00 ST ALPHAKEYS MILLENNIUM FD II LC CLASS B NO 09301019 Trade date: Dec 18, 18 1,750,000.00 1,750,000 00 1 000 1,833,48900 83,489.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO 0930/19 Trade date: ran 28, 19 2,005.220 496.773 996,140.07 996,140.07 514 220 1,031,124.22 34,984.15 34,98415 ST Total 94,378295.07 $4,378,895.07 $4.603,56022 $224665.15 93498415 Your total assets Percentage d Coat Eslimated Unrealized value on Oct 31 (5) your account bask (5) annual income (5) gin or Ion (I) Cash Cash and money balances 96.44 96.44 Non•traditional Hedge funds 4603,560.22 100.00% 4378295.07 224,665.15 Total $4,603,656.66 100.00% $4,378,991.51 $224,665.15 Account activity this month Date Actroly Descnphon amount (S) Dividend and interest income Taxable dividends Oct I Dvdend UBS RMA GOVERNMENT MONEY MARKET FUND AS OF 09130'19 0.05 Total taxable dividends $0.05 Total dividend and interest income $0.05 SDNY GM 00010094 Page 7 of 8 CONFIDENTIAL EFTA01597757 Account name: MONTPELIER TRUST UBS Resource Management Account October 2019 Friendly account name:Mont Hedge Fund Account number. Your 15 model Advisor. SCOTT STACK MAI1LYLE CASRIEL Account activity this month (continued) 0se Actisty Descilpecn Amount (I) Money balance activities Sep 30 enlace forward $94.62 Oct 1 Bought RMA GOVERNMENT MONEY MARKET FD AS OF 0.05 0%301l9 Oct 31 Closing RMA Government Money Market lid $94.67 GM_0001001 )ffil 8 0f 8 CONFIDENTIAL EFTA01597758 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00010096 CONFIDENTIAL EFTA01597759 err IR Sit)(DEM)! (continued) your assets — For certan secretes trading n non-conforming • Est. (est:noted) "come, current yields and rates — We receive corrpensat Ce, from U8S Eat LEA, V35 Yoe statement reemen securities and other assets hell denceniercee, Pthir ad queenly eye yak:Orme An el.irnalt of armial name it based on current AG Stamford Branch ani non.aff doted bat h the account a the end of the slaernent period. You have been adjusted to facilitate proper valuation. deride d and interest rates. assuming the securities will thane, our cash sweep vegans his may ask for *lire, of fuller paid searities at arty tine. To Win current peotat eaeen a ekt.tee. contact be hell for re yea from statement date or until ve. Palm^ may be a month', per account fee or You may WON* SOCUtitel used as loan coasters' alter yctr Financial Adviser. maturity. Ths estmate is tidy a guideline; accuracy may be a percentage of hoar daiy depoeve paying any bate«. dr on them. Any rarities and continued income are not guaranteed. balames transferred to the Femderi-g the statement period are • Private investments and strucured products. - Esternated anal exeme rilarrent yield fa listed at market value as al the end of the statement hivate nvestment searches («IA ri dithlt caftan types of securities could include a return of Activity peired PartkOation program and real Mate rwestment west peex Pal or capital gins in which case the est. donation regarding commissions and other «ages • Cost basis. In detyinnirg the cost bays of the securees) and smeared prodsts are genera/kg hghly income (and current yok) would be overstated. mune:In erredion with the executor, of trades. seareies indided in this statement Were indcated Actud Certain stnxtered products have not been — Estimated areal income and coma yield and the :educing cptien transactions has been ?eludedon with the number' t,• UBS Financial Services has relied registered woe, the Securities and Exchange actual income and yield mete be beer a higher confirmations previously furnished to you, and will be cn information obtained from Secrete other than UBS Ccmension cc under are state Went*" lawe We than the Minted wants provided to you promptly on request. Financial Sawn, including information a from another provide estimated eaten for private mthirnere — An estimate of a-nualind income (dividend ancrce I nei or that you may have provided to se rites and structured products for ritonnaticnal interest) derided by the current market Short selling Advisor. The Finn does net :ides:Indenter verify or peposes cob. Accracy is not guaranteed. vabeaverage baance is based on the last dividend If you re engaged in short selling a sectrity, you may gallant** the accuricy cc validity of ant Mamaion — Dm* mess meddler samentially from akin, or interest payment meet by the issuer and incur a charge due to«run be/ravine costs Ice that provided by scenes other than L85 Financial Services. any, at which a private mestrent security or aseenes tine seaseieedeposts will be held for or. precuts- secunzy. h bidden, athough LBS Financial Waite generale. structured product maybe bout. ' or sold and do year from the StatenWit date or until makrity. todates Yes nf«elation as it is recteet the inn not necessarily let:resent the value you my mama Accuracy and continued yield are not gatateed Open orders does not prow* cry aSSUrthiCeS hat information tpcn liquidation Regarding open or •gcodea.cancelled• ceders that under -Cost basis' and 'Unrealced garlloss' — Third party eitinateS Of Mir are in of a often • Assets not held by UBS Financial Services. Certain wine not executed by the statement date, open buy and accurate as of the die of this stammer.. As such, date and are supplied to UBSFnancal Services on a assets are roe held by the Finn and rot within the sed stop ceders re reduced by the anoint of chiderds Pease do rot rely on this eicenvaion to make tesaAr bans by an independent neaten fern, Ferns possession a control. These assets are or reties or, an ex. diedenis or ex-riehls date wens Prchase of sale ekcisions, for tax moose, a — Issuer, general partner or sputa estimated vales, displayed on you Stela-nerd for Monnational instructed otherwise by you You are responsble for otherwise. Accounts trendweed to the Fan an rrthr if any, are steePlied to the Firn by the ISSUEC purposes or4 Positions and values presented are orders that are executed dr to you' laikre to cancel ref let guiles., information only for the general partner or sponsor and may be calculated provx*d by the among firm. UBS F inancial Services meting open orders. tine they am held a the Fmt. ?store historical based on difere« nformation Iran tut used by not respristee for this Mormatin and does not nfomeation can be added by you Financial Advisor. thid pries to derive thee esteemed values. weeniee es accuracy These assets are not protected Privacy • Unrealized grans/losses. When data is available, — You can Wain additional irdamahen regarding by SIPC or the Fine 's suppkimenul SIPC coverage. To obtain a copy of or Wilted Chem Privacy Mike, Minted umealized garnilosses are cakulaled for the methocbloge used to determine the ethmate of please contact ycur Financial Advisee or hest au websee ✓etinae,' seamy Ices. The transaction data 1st value and the date of the nlomaiien that is the • Revenue sharing and additional compensation. at vthwidtei teen/wave veMev. ndivieeal lots may or may not reflect commissions, basis for the estimate by contacting your Financial - em addition to commissions on sales aid l2b.I lees — V35 Financial Sen./cis is nit a bark. The RMA. Business dirges ardor mosey reorganization menu Advisor. retried in connection with the cesetbetton a mutual Services Account BSA and IRMA are brokerage Dividend and other rinses/mem lots arid systematic — Thrd party estimated rakes may be reflected as fends to err clients we rdor ou affiliate receive accounts which provide access to baring services and Pitches. Ices are eadn «crbined to die* ore .14-A priced' in several srtuatcnst when an "event* sharing Payments from dela:0cm ado products through arrangements with affiliated banks averaged lot. The • Trade date • coLann presents the nemeneent valuation Inn has not supplied or is advised% of the mutual fads that we sell. These and other thed.pany banks. end provides access to crvenal transaction wade date. unable to assign a vela when we become aware amounts are based on two different comprents: CO Murree and annuey products issued by unaffiliated • Callable securities Bonds and preferred stock that that a mateeial event has «cured the may call a the amour, of salts by LBS of a particular mutual mid-party nsuraree «monies recut insure«e the issuer calls fa early redemption sea be selected preMusly reported veles leo question, a when a keel family to our clients; and OR the asset mix of a agency subsidiaries of UBSFinancial Services ix. leparualy by tot from among all sautes of that value would be beghlY SPIOJielive due to the nature particular mutual fund families shares held at the — hvestmint, mune, std a-nuity issue heN in Our name or in nominee name for al of the storey. from. — Not FDIC rased • No bark gueraetee. May lose vela clients Call Statue information is obtained from third — When neither an isuer, general partner or sponsor — We rid our affiliate also receive networking and — RMA. Rescue+ Management Account, Business panes and its accuracy is not guaranteed. Other call *mewled value nor a thed.pany esteneted valet s cenntus peocessrg lees in consideration for transfer Services Account BSA, IRMA and nteirishona Resource features may exist attach could aided erield; ccreplete peorded, the vat* of the security MI be different agent services that we provide to the mutual funds. Management Accost are registered service marks of nkerrotion will be provided upon request. from its purchase price Those fees generate re paid from investor assets n LBS Financial Steven inc • Pricearvalue. Feces dsplayed la securities and other — tetrbutons to dine' may include raisin of the mutual fend and are a feed dolly amoum based — VISA is a registered vadenult owned by Visa products may be higher or lower than the price that capital kerne or both im the Minter Of accounts at llet broker-dealer international Service Association and used Irder yoe would actually recent in the market Prices are — unit see' represents the real offering holding reuxial funds of that fund tany. kens. The LBS Visa °eat cards and the UBS Visa obtained from vaixas thi-d party sources winds we price per wee ad may not reflect yet cost basis — in addtion to exernissixe received in correction debit cards are issued by LBS Bank USA with belie» to be reliable, bun en do not guarantee their - ON' and unlisted RER secures re not listed on a with the sale or dorbutcn of annuity contracts ad permissien horn Vita U.S.A Ire °Totaled All other act/racy. national securities exchange, and are generally tint sweetmeat Ina/ tries to or clients, we and or trademarks, registered trademarks, service marks and — We generally use to (Ming «ice when evadable ce aged and men nf they can be sold. the price cat affiliate receive resew sharing compensation registered sent« mucks are of their respective the mean of the bid and ask prices Ice listed received may be less then the per shre estimated from many of the rewire. companies underwriting Companies. securities rd options or only bid prices for OTC value weeded in the excise Staternifit. the a-nuity contracts, able:ties of the insurance securities ccinpalits a sponsors d the um nvestment trusts UN Financial Services Inc. Rev. 701010 — Less activeb traded seotities may be priced usrog a • Restricted securities. Restricted sectrities generaly we dstrbute. valuation model or the most recent 'rite we are no currently feeble ke pubk salt UBS F haricot — h addiion to Cenim6SeX6 received from the obtaned and rennet reflect an actual market pie Services uses the market price of the u-resincted stock purchase and sale of NeetShares fends, we ardor or or value. of the sanee issuer as an imputed yak.e for the affiliate receive an asset-based revenue twin; — (erten Pent tons maw ;Peet rethat a peke and restricted stock for purposes of nes 'memento*. To payment from NtetSeurn distrtmors, as ma as will show as 'price was not avail*** if we are the extent that restricted securities ore eligble for sale. fading for technology development, tranrg and enable to obtain a price fce a security the yak. received may be elegant0y less than the education — Deposits or sea :lees &nom-rioted in ceranoes mpuud vats shown. — Our affirms also receive trading commissions and other than V.S. doers re reflected at the @charge other corepensal On from mutual funds and Muerte rate as of the statement date. companies whose «cads we &statute. SDNY_GM_00010097 CONFIDENTIAL EFTA01597760 U8$ Financial Services Inc SUBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 November 201 9 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP BOSTON MA 02210-2696 Friendly account name: Mont Fledge Fund Account number. Your Pluandal Advisor. SCOTT STACK MANLY!" CASRIEL Phone Questions about your statement? Can yois Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on October 31 (S) on November 29 (1) account 029045172. Your assets 4,603,656.66 4,657,174.02 Visit our website: Your liabilities 0.00 0.00 www.ubs.comilinancialservices Value of your account $4,603,656.66 44,657,174.02 Sources of your account growth Tracking the value of your account during 2019 Value of your mount S Thousands at year end 2018 stocopoo.00 Net deposits and 4,603.7 4,657.2 • withdravaiS Your imestrrent return: 13,452,661.52 Dividend and interest income $9648 1 000.0 Change in market value 5204A16.00 Value of your account Oct 2019 on Nov 29, 2019 $4657,17402 Dec 2018 Nov 2019 SONY GM 00010098 Member SIPC Page 1 of 8 CONFIDENTIAL EFTA01597761 Account name: I1/4,1.!:7 ‘'Ll.P. Your rim:odd Advisor: UBS Resource Management Account November 2019 Friendly account name: AM-n: Account number Ind SCOTT STACKMAERYIE "Ac Ft 1 Your account balance sheet Summary of your assets Value on Percentage of November 29 (s) your account A cash and money balances 0.00 0.00% Your current asset allocation • B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 4,657,174.02 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,657,174.02 100.00% Value of your account $4,657,174.02 Eye on the markets Percentage change Index November 2019 Year to date SEP 500 3.63% 27.63% Russell 3000 3.80% 27.34% MSC I - Europe, Australia & Far East 1.14% 18.78% Barclays Capital U.S. Aggregate Bond Index -0.05% 839% Interest rates on November 29, 2019 3-month Treasury bills: 1 54% One-month LIBOR: 1.70% ,M_00010489. 2 of 8 CONFIDENTIAL EFTA01597762 Resource Management Account Account name: MONTPELIER TRUST Your Mnancial Advisor: friendly account name: Mon Hed e Fund 4tUBS November 2019 Account number. SCOTT STACKMANLYIS CASRAL Change in the value of your account Summary of gains and losses November 2oi9 (S) Year to date (1) Values reported below exclude deducts for which ga ns and losses are not <limited. Realized gains and losses Unrealized Opening account value $4,603,656.66 $1,000,000.00 November 2019 (5) Year to date (S) gains and bsses(S) Deposits, including investments transferred in 000 4,537,029.00 Short term 0 CO 0.00 157,967.95 Withdrawals and fees, Long term 0.00 0.00 120,311.00 including investments transferred Total $0.00 $0.00 $278,278.95 out -96.48 -1,084,367.48 Dividend and interest income 0.04 96.48 Change in market value 53,613.80 204,416.02 Cash activity summary See Account actAnly this month for deals. Seances in your Sweep Options are induded in the openng and Closing account value $4,657,174.02 $4,657,174.02 closing balances value. FDIC insurance applies to deposits at MIS Bank USA and as banks participating in the UBSFDK Insured Deposit Froqun. R does not emly to deposits al UBS AG, Silerdoid Branch 9PC protection applies to money market sweep hid holdings but rot bait deposits. See froportant information about your statement on the last two pages d this document for cktals. Dividend and interest income earned November 2019 (S) Year to date (S) For purposes d tNs statement, taratiley of interest and dividend income has been determined Iron a US Opening balances $96.44 $0.00 tax reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest ardor dividend payments may not be abject to United States (Us) ardor Puerto Rico (PR) Additions Income taxes. The dent mdnthey straernent is not intended to be used and camot be relied upon for tat imposes. Client should refer to the addict', tax reporting forms they receive Iran 118$ annudy, such as Deposits and other funds credited 0.00 2,750,000.00 the Font 1099 and the Forms 480, (01 tax reporting information it Is the practice of UBS to file the applicable tar reporting lams with the US eternal Relenue Service and PR Treasury Depyvnent, and in Dividend and interest income 0.04 96.48 such toms accurately timely chide nth ardicr interest as tax tarred or taxable income. lest c ull you indviduzi tax prepare,. Total additions $0.04 $2,750,096.48 November 2019 (5) Year to date (1) Subtractions Taxable dividends 0.04 94.77 Other funds debited -9648 -1,000,096.48 Taxable interest 0.00 1.71 Funds withdrawn for investments bought 000 -1,750,000.00 Total current year $0.04 $96.48 Total subtractions -$96.48 -$2,750,096.48 Total dividend & interest $0.04 $9648 Net cash flow -$96.44 $0.00 Closing balances $0.00 $0.00 SDNY GM 00010100 Page 3 of 8 CONFIDENTIAL EFTA01597763 Resource Management Account Account name: Your M model Advisor. t* UBS November 2019 Friendly account name. Account number SCOTT STACKMANLYLE CASRIEL UBS FDIC-Insured Dep Pgm Account APY interest Period Oct 7 - Nov 6 Opening UBS FDIC-Insured Dep Pgm balance Oct 7 $1.71 Closing UBS FDIC-Insured Dep Pgm balance Nov 6 $0.00 Number of days in interest period 31 Average daily balance $1.65 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Achisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your tisk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. _GM_00010019e 4 of 8 CONFIDENTIAL EFTA01597764 Resource Management Account Account name: MONTPELIER TRUST Your Nnandal Advisor: 4tUBS November 2019 Friendly account name- Account number und SCOTT STACK MANLYLE CASRIEL Your assets acme pees, Income and eastern vd ues sham may to tom:erne:Ie. As a result, gains and losses may not teacoodely refleded See Important informatton anent your statement a the end of this document foe may Infoirrusion. Cash Cash and money balances Clot ring Menet Closing balwee Me per share Average DrilderdletereSt Days in Picking on Nov 1 (1) on Nov 29(S) on Nov 29 (S) rate period period Cash 0.06 0.00 RMA GOVT MONEY MARKET FD 94 67 0.00 1.00 1.42% Oa I to Oct 31 31 OBS FDIC INSURED DEP PGM I71 000 Total $96.44 $0.00 UBS FDIC-Insured Deposit Program Closing Perna Priority Bank mane Co Nov 29 (S) Status UBS Bank USA 0.00 2 Welk Fargo Bank, N.A. 0.00 (1) 3 Citibank, N.A. 0.00 (I) 4 HSBC Bank USA, N.A 0.00 (1) BBVA USA 0.00 (1) 6 East West Bank 0.00 (1) 7 Citizens Bank, N.A. 0.00 (I) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 (I) 10 Arneris Bank 0.00 (1) Total $0.00 Status (I) - Client has opted out of this bank SDNY GM 00010102 Page 5 of 8 CONFIDENTIAL EFTA01597765 Iv_411PELIER TRUST Resource Management Account Account name: Your ti model Adelson *UBS November 2019 Friendly account name: Mont Hedge Fund Account number. SCOTT STACKS/IN/LYLE CASRIEL YOLIf assets (continued) Non-traditional Private ecnity funds, sledge funds, and Other investrnents are hid in your UBS Financial Sernces Inc (UBS Estimates of vaue supped by issuers of (rosin progiaNt (Wlen are general). 'net aset vane' estimates) FS) brokerage aCCOunt. The positions reported below reflect the wads of the issuers. and 1185 F5 does Fee are shown as • issuer est. value per unit*. For Putie equity funds. • Est value per unit' is a value updated garantee the accuracy of the infomurbon. The vain shown is not necessarily the voive you would receive quantity, based on the Net Asset Vale (' NAY') in the fund a of the date specified adjusted by asking from the issue{ dyou sad the assets. Funds actively sad by U85 FS ate SubpeCt tO Ongang due dligenCe, caLital calls and SuttraCb ng dstdbutons since the NAY date. The NAY n primarily based on estimated although the level performed may vary A closed fund may be subject to no °nixing cligence. A fund that PortIdio values provided by the uncerlying fund sponsor. These two values may vary because of differences you purchased elsente re may never have been sutsect to UBS FS absence, although UBS FS may receive a in the way they were estimated and because the • Thisd party en. value per unit' may have been prepared fee from the fund's manager, which may constitute a maraely of the trenagementrinctnlive fee. Pease on the basis of financial information other than year.end. Reported estimates may not reflect resale, contact your Financial Advisor with questions • Ed value per unit* is an estimate of value sot:Plied by do liquidation or repurchase value, if any, and may rot reflect dst Abut' ons of c al until the next valuation is independent valuation firm and reflects adjustments for fators such as the bquidty of the urets. reported, centrally on an annual or serri.annual basis See important information about )our statemeatat the end of the statement. Hedge funds Purcts3Se pied Number Avetage axe Client Cost Price per share value on Unrealized (tar) imestment Racing Hddng of shares per share (S) investment (St basis (4) on Nov 29(S) Nov 29 (5) gain or loss (S) return (I) period ALPHAKEYS MILLENNIUM FUND LLC BROK ERAGE CLASS A NO 10'3112019 Trade date. Nov 24, 15 1650,000.00 1,550,000.00 1.000 1,670,311.00 12031160 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 1031/2019 Trade date: /an I, 19 82,755.00 82,755.00 1.000 88,103.00 5,348.00 ST ALPHAKEYS MILLENNIUM FD II LLC CLASS 8 NO IC/31(2019 Trade date: Dec 18, 18 1,750,000.00 1,750,000 00 1.000 1,853,884.00 103884.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO10'31/19 Trade date: /an 28, 19 2,005 220 496.773 996,140 07 996,140.07 521 078 1,044,876.02 48,735.95 48,735.95 ST Total 54,378,895.07 54,378,895.07 54,657,174.02 6278,278.95 $48,735.95 Your total assets Percentage 0 COSI Estimated Unrealized Value on Nov 79 (5) your account tesis (5) annual income (5) gan or loss FS/ Non-traditional Hedge funds 4,657,174.02 100.00% 4378295.07 278,278.95 Total $4,657,174.02 100.00% $4,378,895.07 $278,278.95 GM_000101!Pfie 6 of 8 CONFIDENTIAL EFTA01597766 sUBS Resource Management Account Account name: MONTPEUER TRUST Your Finandal Advisor: Friendly account name:Mont Kedge Fund SCOTT STACK MANLYLE CASRIEL November 2019 Account number: Account activity this month DS. Acinity berznption Amount (1) Dividend and interest income Taxable dividends Novi Dividend VBS RMA GOVERNMENT MONEY MARKET FUND AS Of 10'31119 0.04 Total taxable dividends 90.04 Total dividend and interest income 90.04 OS* Sanity DitScoption Arr.:nod (S) Other funds debited Nov6 Transfer TO V1451703100 -96.48 Total other funds debited •996A8 oat Aclivly Desalpecn Afrqunt (1) Money balance activities Oct31 Balance forward $94.67 Nov I Bought RMA GOVERNMENT MONEY MARKET FD AS OF 0.04 10'31/19 Nov 7 Sold RMA GOVERNMENT MONEY MARKET FD AS OF -94.71 11106'19 Nov 29 Closing RMA Government Money Market NI $0.00 Oct31 Balance forward $1.71 Nov 7 Withdrawal UBS FDIC INSURED DEPOSIT PGM ASOF 11106119 -1.71 Nov 29 Closing UPS FDIC-Insu red Deposit Program 90.00 SDNY GM 00010104 Page 7 of 8 CONFIDENTIAL EFTA01597767 *UBS Your notes CONFIDENTIAL EFTA01597768 Important information about your statement LBS Fe-uncial kiences lx. (the Firma LBS Financial hear from youM. later than 60 days alter the Finn capacity. A ful copy of the polio; rating is available income or rears and Cray not keep pace wen Servia0, is a member of all prixipal security, cawroday sent you the fist statement on Much the error or soon realest. inflation andoptions excharget UBS Financial Services and LBS reoblem appeared. • Moderate: Waling to accept some risk to pampa' and Bark USA are indirect abseleries of LBS AG and — Provide your nave and accurst nutter (if any). Nether the SIPC protection nor the toplemental tolerate sane volatiity to seek hider returns affiliates of LBS Sautes U.C. 71.*Firnis financial — Desube the *MX or the harder you se insure potectien apply to: • Aggressive: Willing to accept high risk to principal and statement is available van request. The Inn's executhe about and eolith as cleat' as you can why you • Certain financial assets controlled by (and ext.:led in high volatility to seek high moans over time. CAICOS are at: believe a is an error or why you needmom your account values) but held away from UPS Fintercist • tmestowntfEability Consickratan: d selected, a hIcernalkn. Service Fa example certain (0 instraxe prodals. portion of the portfolio for that aeon may include UBS Finarxial Services ex. — Provide the dollar amount of the suspected error. ixludrg vaiable amities, and 6i) shares of mrtual complex strategies, limited autarky and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on trObley. Weehawken. N107086 The Firm a Cad Issuer will nvestigete yaw complaint the books of the issuer a transfer awe) and willregret any error promptly For alleged errors • Investment contracts or nrestrnent Meet P.g., Statement "householdirer This statement represents the on& officialrecord of you emoting U8S Visa•debit cad transactions, if we take Imbed panned* and private placements) that are We may consokiate d1related account statements wilt LBS Financial Sakes accoura Other records, /Kept more than 10 teat hess daystO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because official tax documents, centering conflicting data should you account lot the man you think is in erre,. so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joie account •ea be rand upon. Ilyou beleve there is an era or you will have the use of the money dieing the tine it pre itlis metal coronets), ncladng ham contracts relnionships with other clients at the same ackiess, tf emersion, plea* ropat it irrrnedUkey in *Min; to the takes us to complete w inwstgaton. and CalimOOty option contract; and you prefer to receive individual statements mated n Branch Manager of the office serving you account. • Depose eta:erns (except certificates of deposit) at 1.135 separate envelopes, you mgdecline householdrg by Please male all checks payable to the Firm or the Bak USA, UK AG U.S. branches and barks n the (ding your Financial Advisee Although all figures shown are Mended to be accurate, financial Institution indcated on the front of this FDIC Insured Deposit Program. sttement data should not be used for tax purposes. Rey statement. In addition to regular account fees, accounts The 5IK protection and the supplemental protection do Friendly mown name sole* on yea-end In lam, 6.o., form 1099, $498, may be silarect to manurial-et fees, charges for late not apply to these assets awn d they otherwise appear The Friendly account Arne s a customizable 'nth-name 10425, etc) when preparing your tax return. The Finn is payment for securities purchases and charges fa unpaid cc you statements, The 51K protection and the chosen by you to assist you with yam recordkeeping requited by law to report to tie IRS all taxable dnidence, amounts n cash accounts. Accounts that are transferred noplemental protection do not protect against changes ha no legal eitted on your account, is not 'Mended to reportable :pada:cable dividends and lain interest to other ristnultten my be subject to a transler fee. in the market value of yaw investments (whether as a reflect any strategy, product recarmerdation, end on washes heed nyar accent net proceeds result of market movement. issuer banknotcy investment objective or risk FrOlift associated win you- on sale transatenS, aid cost basis an certan cowed UPS Sweep Options otherwise) accounts. and is not a promise or wane that wealth, sea:hies UBS otters options for sweeping cash balances to bait or any linancial results. can a will be achieved. All deposit accents at nanaliated banks and affiliated Dividend Reinvestment Program (DRIP) investments noelsa the rid of Ion. rx4Mng the risk of Communications with the Firm banks and money make' endue! kends (Money FundO. The ace reflected is an average p-ce. You may obtain loss of the entie investment_ You can change your • Flea* re.corrlirm any oral cornmankations in writing Deposit accounts at U85 Bark USA and nonatfiated the actual price from vat Financial Advisor. Only whole Friend& account names through Online Servicesix by to further protect your reps, including your rips barks panicipang hew LBS FDICansued Deposit shires are purchased under DRIP; partial slums will be contacting youFinaxial AcInsor. under the Securities Mesta Protection Act (SSA). Program are FCC-insured n accordance with FDIC rules, sold and the cash will be deposited in you account. We • l thefaunciMmteution on the top left of the from Fa more Hammkm, please vile wwwfdc.cao. Deposit dmdendreinwstrnere price supplied by Me her may Raman overview of this statement isnot Les Financial Services, US'S accounts at LBS AG Stamford Branch and shares of differ horn the marker price a which the partial shares • Value dodo woundportfofift Net of assets and Financial Services canes you account a clearing Money Funds are not he-redby the FDK. re sold liabilities broker by arrangement with the ndicated immution • Assets Includes pradkft cash balances, wakes for We Wormedyou of this relationshjo wenn you Bat deposits re not protected by SIPC. Money Find Calvin-Imo stunts ire protected by SIPC See -UBS filmed Servkes restricted security (est X adGlobal Tine POWS, opened this scant. In the Cases yaw funds and Only whole units maybe held in yar account. Nyco:re Account Prolectkre bebw. trrealized mans to maket, and certain assets rot held secuities are located at UBS Financial Services and rot ertithd 10 a partial unk as a result of a dividend payment by the Fim. Does not XiClutie °noticed securMestassets the intakeig broker, and you must make a report or ethernet the Firm will either sett prrol tries at Upcn your repast balances in thebark deposes may be at the end of the peke and curare statement periods cc of an, error a meson to both firms. market price or accept an arrant detain-anti by a private nvestments, unveiled stod options and • As descrbed n the attars agreements. youmust wandrawn and shares of a Money Fund may be registered cleang agency, ad credit hits account euerciuble stock options. rotify us of any eras or fraud involving checks liaidated, end the proceeds reamed to you or you secuitin account. • Slake Includes debit balances, cumandrg margin reflected on your statement with:" 30 days after it was Investment objectival mailed or made mutable. loans, credit line, short account balances The nvestment objetivos and tisk profile are specific to • Cashutoney balances Total el uninvested available • Please direct customer carplaros or inairies to the Furrier nkanatai about available sweep options, each account add may vary between yam accounts. reludig anent interest rates and yields, is available at cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 Please advise the Finnan:not& in writing of ay www.ubs comrsweepyields, from pax Penna.' Advisor nonaffiliated banks, and money market mutual fund tollaree at KO-354-9103, 8:00 A.M. to 600 PIA uthileant change in you financial situation a or by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday, or in writi-g to UBS investment objectives_ For each account held, you NorrC orrenOchty free credit balances in yaw account are financial Service ex., Client Relations Department choose one of the following investinthe obi/ants: P.O. Box 766UnionC ity,1107087. UN Financial Services account protection nt segregated from other balances and the Fern May • Prorkce Current:norm: Investments seeking the use any these fuels in the ordinary cane of its • All StatImernS shall be deemed complete and accuse The Firms a member of the SeCUMX5 Investor PrOteCtItn generation of ream only. 4 not objected to in writing within 60 den. Corporation (sec), which protects securities custonwn • Achieve, Captor Appreciated: Irrestments seeking hunts Thew finds the payable soon your demand. of es marten up to 1500,000 @lading 1250.000 for llks total is included in the anent period closing value. • For TTY services: Cal 844-612-0986 or from outside clams for cadp Whimsy brochure available upon growth of principal rather than the generation of the US Call201.352-1495 ncome. landing inflammation • In case of enors or cuestions about an electronic request a al meelstmorst The SIK asset protection lines apply to A Acores that you hold in a partkuler • Prodsire Combination ofIncome and Capital For detailed nlormation on the Finis lending practices furs* transfer (UM bill Mast or LBS stile debit Appreciation Investments seeking both the "neaten end disclosures, refer to you Client Reletonthp cad transactions, cal 800-262-1000, or vide to UBS capacity. The Firm, together with certan athletes, has also of income and gronth of principal. Agreement or Accrete Agreement and U. General F rancial Services Inc., 1000 Harbor Bind, 6th floor, Terms and Ccedkions. LOS Statement of Credit Practices Weehawken. VU 07086, Attn: IGANSSA SerVCS. purchased supplemental inflame The maximal, Elnytttil payable to aleligbft clients, <Olathe& under Overall risk profiles availabk nAgreem eats andDiscbsures this protections SSOOmillian as of Deerrber 10, 2016. • Conservative Seeks to maintain princOal with at vivsv ohs enetrarecentroferlovers Call a write as soon as you can, 1 yOu think yaw law risk and volatility to the account overall, even If statement a receipt 6 vaa-g or f you need more Stead to the policy condiars and linitahons, cash a theFinn 4 ittlher protected for up to / 19 million in Lk that means the account does not generate sit iificae information about a transfer on the statement or recent_ The Frm a Card bluer (as appkable must aggregate for all your accounts hell n a particular SDNY_GM_000101O6 CONFIDENTIAL EFTA01597769 Important information about your statement (continued) Your assets — For certain searies trading it non-ccedomseig • En. (estimated) income, amens yields and rates. — We receive COniperinalial fromLes flank LEA. U8S Your statement rites securitin arid other assets held denomnatent, trice rid quantity (lace value) may An 'striate of arruel income is bated co oral AG Stanford Branch ad non-affiliated barks in the roan' a the end of the statemere period. You have been adjusted to facilitate proper valuation. dividend and nteren rates, assuming the scarifies will through our cash sweep Fog-ems The may ask for delivery of fully paid seorities at ay time. To obtain omen acitatiors, when abaltle. contact be held for cm yea from statement date a trail compensation nay be a neat* per aaciunt fee or You may receive wonted used as loan cameral after your ',uncut Advsce. maturity. Th6 estenate it alb, a guidelele; accuracy may be a percentage of average dai‘irlepteall panto any balance da on them. Any weskits and continued income are not guaranteed. balances. iranderred to de fens drin the statement period are • Private inmetrneraa and stmoured products. — hanged anal norm and current yield fa listed at market value as of the end of the statement Private Mestrient securities (inchelrg and certain types of Noshes tend include a return of Activity period. participation program and real estate investment trust Principal or capdal gars in which case the est. Wonnation regarding commissions and other dirges • Cost basis. In deterinning the cost bass of the securities) and struoured prodats /reamer* hip, income (and current yiekg would be oversuted. incurred it connection with the execution of vbdti, seareies included in this statement, where indicated ilicud Certain structured prolate haw not teen — Estimated anal income and current yield and the including option transactions has been induded on with the mother • 1,• te3S f instal Saviors has relied registered web the Securilin and Exchange actual income and yield migett be lower a higher confirmations previously furnished to yos ad will be at information obtained from sources ether than LeS Commissioner under ary state securities laws. We than the estimated amounts. provided to you promptly on request. IFrencial Services, illorinationIran another provide esteruted rakes for prince inveltillInt — An miens of a-nudged income (avidend ands or that you my haw acrickd to as Financial stones arid structured products for informational interest) deeded by the current market Short selling Advisor. The Fern does rot independenty verify a pu-wuscedy. Accuracy is not guaranteed. vaLeraverage balance is based on the last dividend if you are engaged in short selling a security, you may garnet the away or vat:dace infonnatian • valves rnay dit or itbstenl belly from prices, or nwest payment made by the issuer and incur a charge de to ratan borrowing costs fa that prcnided by sources other than LES Financial Services. any, at with a private nvestment secuaya assumes the stare ieddeposts will be hell for ore puniculr secisiy. h ackleico, although L8S Financial Sakes genera* structured product maybe boujsl or sold aid do year fromIN statement date a urea maturity. updates this ricematicn as it is received the item rem necestthb, Named the vs you may recta* Accuracy and continued yield se not garanteed. Open orders rot provide any assurances that the erfamation upon liquidation. Regarding open a ' good.ticancelled • ceders that under -Cost basis' ard 'Unrealced garlloss- is — DIM party minutes of yak* at as of a certain • Assets not held by 1)05 Financial Services. Celan were not executed by the statement date, open buy and accurate as of the date of this statemert. As such, date and ae supplied to UBSFina-cral Services on a assets are not held by the Fm, and not within the sea step odes ore restated by the amount of dividends passe do not rely on this information icr Make roger ban by an helm:mart sedation firm. nn's possession or control. These assets are or octet as an ex. shako* a neighs date Was Pith'''. a sale decisions, for topurposes a — Issuer, general panner sponsor. estimated valets, displayed on your statement for informational entnxted otherwise by you. You we respornble fa otherwise. Accounts transferred to the pre ones if any, are funded to the Fin, by the issuer. purposes only. Positrons and vats presented are orders Put are executed die to par failure to camel reflect gentlest Hamra On only for the period of general partner or sponsor and may be caddated provided by tie issung fem. UBS financial Services is eating open orders. tine they are held a the Fern. More historical based on different infamatkin from tat used by not respamble for this Samaras aid does not itanution can be added by your Financial Advisor. third pales to derive their estinaled valuer. guarantee ils accuracy. These assets are not protected Privaq • Unrealised giant/losses. When data is available, — You can obtain additional information regarding by SIP( or the firm's supplemental SIPC coverage. To obtain a copy of as current Client Waxy Notice, estimated sneaked gardlosses are calculated for the melhabbegry used to **amine the estimate of please contact Was fracial Advisor or visit as websee extrude' security Sots. The transaction data far value and the dace of tie informalkin that is the • Revenue sherig and additional componential. wrnede romronvervadev ndividel lots may or may not reflect carenthins, basis for the estimate by contactirgyour Fhancial ▪ h addition to commissions on sales and 12b1 fees — 1.85 Financial Services is rot a bank. The RMA. Business charges ardia socaity morgangation rents. Advisor. reared en connedco with the distress:on al ensue' Senders Account BSA and IRMA are brokerage Dividend and other renve*aent lots rid systematic — Third party estimated values may be reflected as funds to our clients we andor or affiLate receive accounts which provide access to banking smites and arched tots we each combined to doLTY on 'hid priced' in several dusters: yawn an reverie shying planerth from distrbators anchor poach through ranger/en% with affiliated banks averaged lot. The 'Trade date' retainpresents the erj,pev,dent valuation fan has not supplied a is advisers of the reason' funds that we sell. These and other thidpany banks, andprovides access to ogre' transaction wade date. unable to assign a vake when we become aware armunts are based on two different corripcinents: CO Ilstrace and annaT products issued by affiliated • Callable marbles Bonds and preferred stock that that a material event has occurred that may call a the intuit of sales by 18$ of a particular mutual third- my entente companies throat insurance the issuer cats for embr redemption wit be selected preigsny reported vale No question, or when a gad family*, our clients and 00 the asset vat* of a energy subsidiaries of UBSFirencral Services Inc. impart:sly by lot from among at seated of that yak* wand be highly 'adulariw due to the nature particular mutual fund amity's thanes held at the — manner-a insane, ad amuity products: rail held ilea name or nnornive name for Oct of the security. fern. — Not MSC enured • No bank guarantee. May lose Vila dents Call feature informations obtained from third — When nether an issuer, general partner or sponsor — We and our affiliate also receive networkig ad — IMA. Resource Management Account Business panes and es accuracy is not garaxeed. Other call *sunned value me a thedpany *summed value is amnesiac prixesseg lees in consideration for trans* Services Account BSA, IRMA and riternatiOrUi &Mane features may exist Such could died yield; complete provided, the yak* of the security sup be ddierert agent services that we provide to the mutual funds. Management Account are registered service marks of information wit be provided upon request. from its purchase fake These fees antra/by are paid from investor assets in LOS Financial Server; ex • Price/value. Prkesdsplayed la securities arid other — tawbutons to date' may nclude returnee the natal fund and are a ficed dollar am ant based — NSA is a registered wademark owned by Visa croons maybe higher a lower than the price that capita, income or both en the number of account, at the Wider-dealer Mernaional Service Association and used urea you would actually receive it the market. Prices are — 'Orgnal unit site' represents the Karat offering holding mutual fads of that fund lacy. kense. The UBS Vaa creek cards and the LBS Visa obtained from various thief party sources thigh we price per unit and may not refled your cost basis - h adfttion to rcermissiors maned in correction debit cards we issued by L85 Bat USA with believe to be reliable, bul we do not guarantee thee — DPP and unlisted RER securities are not listed al a with the sale or diarbunth of amity arenas and permission from Visa U.S.A. Incorporated. All other accuracy. national securities exdunge, and are generally unit nestment trust saes to our clierts, we ado trademrks, registered trademarks, service maks arid — We goner* use the closng price when available cc illiquid and even i they can be sold, the price at oats. receive revert* tharing compensation reginwed service mats are of their respective the mean of the bed and ask prices for listed neared may be less tan the per share estimated born may of the nsurance companies underwriting compacts. securities and options cony bid prices la OTC value prodded in the account statement. the a-nuity contracts, athletes of the moraine omit Ws companies or sponsors ol the unit ineilintre hugs LOS Financial Serried Inc. Rev. 201010 — Less actiwytrackd securities maybe priced using a • Restricted securities. Restricted securities generally we diarbute. valuation model a the most recent price we are not currently etiolate for put* sale UBSFireixel - h edition to convnissions received from the donned and may not reflect an actual market price Services uses the market price of the uvestricted stock purchase and sale of NextShares funds, we ardor as or vat*. of the same issuer a; an imputed value for the affiliate receive an asset-based revenue sharing — Certan posairm may swear without a price and restricted stock for purposes of die statement only. To Marlene Iran Nedgiares distrixeon. as me as will show as 'peke was not available' if we we the extent that restricted securities are eligble for salt tuning for technology development, training and unable to *tan a price for a security. the vat. received may be absurdity Ion than the education. — Deposits a securities denomnated n currencies endured vats shown. - Our affiliates also receive wading commissions ad other than U.S. tears re reflected a the excharge other carpensalin from maid funds and Marne rate as of the statement date. companies whose recasts we derbute. SDNY_GM_00010107 CONFIDENTIAL EFTA01597770 085 Financial Services Inc Private Wealth Management ;II UBS 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account December 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont Hedge Fund Account number: Your lc nancial Advisor. SCOTT STACc tv1AFlo LYLE CASRIEL Ph;"e Questions about your statement? Ca .l yoc.. Finaloal Advisor Cr rho Value of your account RMA Resourceline at &10-RMA-1000, on November 29(S) on December 31 ($) account 029045172. Your assets 4,657,174.02 4,659,124.12 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financialservices Value of your account 14,657,174.02 $4,659,124.12 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth unvw.annuakreditreport.com. Tracking the value of your account during 2019 S Th0 fnavds 4.6S7 2 4,659.1 VSue of tour account at year end 2018 Net deposits and withdraw* s tocopoaoo $3,452,661.52 Ycur inwstrnent return: Dividend and interest income $9649 1,O0O.O Change in market value $206,366.11 Value of your account Nov .2019 Dec 2019 on Dec 31, 2019 $4659,12412 Dec 2018 SDNY GM 00010108 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597771 Account name: I1/4.1„ - {AL. Your Pimodal Advisor: UBS Resource Management Account pecuribtn2U19 Friendly account name. - • Account number. ••• =.Ind SCOTT STACKFAAFILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 3 I a) your account A Cash and money balances 0.01 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% A C Equities 0.00 0.00% D Rxed income 0.00 0 00% E Non-traditional 4,659,124.11 WO 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,659,124.12 100.00% Value of your account $4,659,124.12 Eye on the markets Percentage change Index December 2019 Year to date S&P 500 3.02% 31.49% Russell 3000 2.89% 31.02% MSC I - Europe, Australia & Far East 3.27% 22.66% Barclays Capital US Aggregate Bond Index -0.07% 832% Interest rates on December 31, 2019 3-month Treasury bills: 1 52% One-month LIBOR: 1.76% 000101tr 2 of 6 CONFIDENTIAL EFTA01597772 Your Piaeadal Advisor. SUBS Account name: MONTPELIER TRUST Resource Management Account Friendly account name: Mont Hedge Fund SCOTT STACKMARLYLECASRIEL Account number: Change in the value of your account Summary of gains and losses Values reported below exclude pockets los which gains and losses are nor dassiled. December 2019 (5) Year to date (3) Realized gains and losses Unrealized Opening account value $4,657,174.02 $1,000,000.00 December 2019a) Year to date (S) gains and bsses(S) Deposits, including investments transferred in 0.00 4,537,029.00 Short term 0.00 0.00 45,313.04 Withdrawals and fees, Long term 0.00 0.00 234,916.00 including investments transferred Total $0.00 $280,229.04 $0.00 out 0.00 -1,084,367.48 Dividend and interest income 0.01 96.49 Chance in market value 1,950.09 206,366.11 Cash activity summary See Account activity this month for detals. !Mantes in your Sweep Options are induced in the openng and Closing account value 54,659,124.12 $4,659,124.12 closing balances vane. FDIC insurance applies to deposits at UBS Bank USA and al oasts participating in the U8S FDK Insured Deposit Progam. It does not apply to deposits al UBS AG. Stemford Branch 9PC protection appbes to money market sweep find hcidings but rot bast deposits. Seefinportant informaton Dividend and interest income earned about you( statemere on the last two pages d this document for detals. December 2019 (5) Year to date (S) For purposes of Ws statement, taratiMy of interest and dividend Income has been determined Iran a US Opening balances $0.00 $0.00 lac reporting perspective. Based upon the residence of the account holder, account type, a product type, some interest mealy dividend payments may not be abject to United States (Us) ardor Puerto Rico (PR) Addkions Income taxes. The dent months/ siezernem is not intended to be used end cannot be relied upon for ten purposes. Clients should refer to the applicade la reporting forms they receive Iran UBS anntbaly, such as Deposits and other funds credited 0.00 2,750,000.00 the Forms 1099 and the Forms 480, for tar reporting information it Is the practice of UBS to file the appicatie tat reporting forms with the US Internal Reitnue Senate and PR Treasury Deprimers, and In Dividend and interest income 0.01 96.49 such toms accurately classify cinders& ardor interest as tax merryt or tauble axons. Please consult your indedual tan preparer. Total additions $0.01 $2,750,096.49 December 2019(S) Year to date(S) Subtractions Taxable dividends 0.01 94.78 Other funds debited 0.00 -1,000,096.48 Taxable interest 0.00 1.71 Funds withdrawn for investments bought 0.00 -1,750,000.00 Total current year $0.01 $96.49 Total subtractions $0.00 -$2,750,096.48 Total dividend & interest $0.01 $9649 Net cash flow $0.01 $0.01 Closing balances $0.01 $0.01 SDNY GM 00010110 Page 3 CONFIDENTIAL EFTA01597773 SUBS Resource Management Account December 2019 Account name: Friendly account name. Account number MONTPELIER TRUST nd Your rineedel Advisor. SCOTT STACK MANILYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account d you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important informaton about our statement at the end of this document. Your return objective: Capital appredation Your tisk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is 1110, First In, First Out. M_000101,fil• 4 of 6 CONFIDENTIAL EFTA01597774 Resource Management Account Account name: MONTPELIER TRUST Your Pi andel Advisor. 4tUBS December 2019 friendly account name: Mont Hedge Fund Account number. SCOTT STACKMANLYI ECASRIEL Your assets Some prices, income and current values shown may be approximate. As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of INS COCument for more information. Cash Cash and money balances Coering balance Closing balance Pace per share Average Diadem' intereSt Days ei Held no on Dec 1 (1.) on Dec 31 (S) on Dec 31 (S) rate period period Cash 000 0.01 Non-traditional Private equity funds, Hedge funds, and Other inves➢ments are held in your U8SFinancia Services Inc. (UBS Estimates of value suppled by issuers of certain pogra-ns (which are gene rely 'net asset value' estimates) FS) brolerage account The positions reported below reflect the records of the issuers, and UBS FS does rot are shown as issuer est value per unit' for Private echlty funds, 'Est value per unit' is a value updated guarantee the accuracy of the irionnaton. The value Shown is not necessarily the value you would receive Quarterly, based on the Net ASSet Value (' NAV') in the fund as Of the Cate SPedlied adjusted by oozing from the issuer if you width? assets. Funds actively sold by UBS FS are subject toongoing due dligence, capital calls and subtracting dstributions since the NAY date The NAV is primarily based on estenaled although the level performed rray vary. A dosed fund may be subject to no ongoing drigence. A fund that portfolio vanes provided by the underlying fundsponsor. These two values may vary because of differences you punt based elsentie re may never hale been subject to UBS FS (Shoe nce. although UBSN may receive a in the way they were estimated and because the ' Third party est. value per urn* may have been prepared lee from the finds manager, which may c cmtilute a majority of the managemenvincentive fee. Please on the basis of financial iMornsation other than yearend. Reported estimates may not reflect resale, Contact your Finano a Achvsor V,ith Questions • ER value per unit• is an estmate of value stcplledby an bquldation or repurchase vat*, if any, and tray rot reflect OSt nbut ons of caa4al until the next 4uation is Independent valuation firm and reflects adjustments for factors such as the bguicIty of the units. reported, general& on an annual or semiannual basis See important mformaten *booty:et statement at the end of Nis etaemeet Hedge funds Purchase peed Number Average pice Client Cost Price per snare Value on Unrealized (tee inrestment Hddng Hddng of shares per share (S) investrnent (S) bash (S) on Dec 31 (S) Dec 31 (1) On or IO11(1) return (S) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 11/302019 Trade date: Noe 24, 15 1,550,000.00 1,550,000 00 1 000 1,672,821 00 122821 CO LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 13 NO 11/300019 Trade date: Jan I, 19 82,755.00 82,755.00 1000 88,183.00 5,428.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 111302019 Trade date Dec 18, 18 1,750,000.00 1,750,00000 1.000 1,856,667 00 106,667.00 Li continued next page SDNY GM 00010112 Page S of 6 CONFIDENTIAL EFTA01597775 Account name: MONTPELIER TRUST YourPinada' Advisor. UBS Resource Management Account Friendly account name: M Account number Fund SCOTT STACK MAI4 LYLE CASRIEL Your assets Non-traditional Hedge funds (continued) Purchase we' Nurrber Average price Client Cost Price per share Value on Unrealized 0.34 Irwestrrent Raking Hddng of shares per than (S) imvstment (5) basis (S) on Dec 31 (S) Dec 31 (5) win or it(5) return (5) polio! GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 11130'19 Trade date: Jan 28, 19 2.005220 496173 996,140.07 996,140.07 519371 1,041,453.11 45313.04 45,313.04 ST Total 94378395.07 $4,378,895.07 $4,659,124.11 $280229.04 945.313.04 Your total assets Percentage of Cost Blimated Unrealized VrOut on Dec 31 (1) your account basis (1) anus/ locate (S) gin or loss (3) Cash Cash and money balances 0.01 0.01 Nontraditional Hedge funds 4659,124.11 100.00% 4378,895.07 280,229.04 Total $4,659,124.12 100.00% $4,378,895.08 $280,229.04 Account activity this month You hare quake/Rd for a 1175.00 Annual account fee waver. Dee Aanity Description Amount (S) Dividend and interest income Tacoble dividends Dec 2 Condend UBS RMA GOVERNMENT MONEY MARKET FUND AS Of 11/29, 19 0.01 Total taxable dividends $0.01 Total dividend and interest income $0.01 SM_000101%lie 6 of 6 CONFIDENTIAL EFTA01597776 Important information about your statement LBS Fiuncial kthiices ex. (the Firma LBS Financial hear from youno later than 60 days after the Finn capacity. A ful copy of the polio; wording is available harm or reran arid may not keep pace war ServicerP, is a member of all prixipi sxvdy, cownaky NM you the fist statement on which the error or ram realest. inflation andoptions exchrges UBS Friancsal Services and LBS problem appeared. • Moderate: Waling to accept sane risk to primps' and Bak USA are indirect absklaies d UB5 AG and — Provide you- name ad account number (if any). Neither the SSC protection nor the supplemental tolerate sane volatiity to seek hider returns affiliates of LBS Stashes U.C. TheGimes financial — Decal:* the MN or the transfer you re insure weeder' apply to: • Aggressive: Willing to accept hip risk e arena' and statement is available rex° request The Fen's meter* aboat and robe as clearly as yw can why you • Certain financial assets controlled by (and ext.:led in high volatility to seek high reams over time. CAICOS are at: Wow il is an emir cr why you needImo yew account valueless held away from UBS 'Martial • eweseetentiksetrity Consckratan: d selected, a eh:maim. Service For earn* certain insurance predicts. portion of the portfolio for that aurae may include UBSFinarxial Services ex. — Provide the dollar amount of the suspected error. ixludrg vaiable rude, and 6i) shares of roUtall complex strategies, limited hi:tracery and grerer 1200 Harbor Boulevard funds registered nuke name of the account holder on vet/ley. Weehawken. 07086 The Firm or Cad Issuer will investigate you- co plaint the books of the issuer a transfer awe); ard will correct any error promptly For Shad Wen • Investment contracts or rwesirment Interests fe.g Statement "householder This statement represents the on& officialrecord of you imoling LOS thsa•debit cad transactions, 4 we take Imbed panned* and private placements) that se We may consokiate A retired account statements win LBS Financial Sakes accoura Other records, except mire than 10 teat hes days to do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °Heel tax documents, cantering ccraliceng data should you account for the amount you think is in era, so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain jolt account roe be reked upon. Oro beige, there is an era or yw will have the use of the money dtrig the tine it precious metal commas), nckeing Nem contracts reblion5hipy win other clients at the same ackhess. tf motion, please report it ierenedUkay in writing to the takes us to complete as Motheaten. and cannixey option (MOWS; and you prefer to receive individual statements marled n Branch Manager of the office serving you account. • Depose accounts (except certificates of deposit) at 125 separate envelopes, you mgdecline householdrg by Please male all checks payable to the Firm or the Bali USA, LBS AG U.S. team hes and barks n the (Ong your Financial Advisee Although all 'Ores shown are intended to be accurate, financial institution eScated on the front of this FDIC Insured Deposit Program. statement data secuklnot be used fix tar purposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly =owe name sok& on yearend tar kerns 0.o., form 1099, 5498, may be abject to mantenerce fees, charges for late not apply to these assets even d they otherwise appear the Friendly account nme is a Custeeninbk I Nanette 10425, etc.) when preparing your tax return. The Finn is payment for securities purchases and charges fa unpad cc ye._8- statements, The 51K protection and the chosen by you to assist you with yaw recordkeepio. rewired by law to report to the IRS all taxable dnidenok, amounts n cash accords. Accounts that are transferred upplemental protection do not protect against change hat no legal effect on your account, is not Mended to reportable:wait:table dividends and mute interest to other nstilutOnS my be subject to a transfer fee. in the makes value of vas investments (whether as a reflect any strategy, (rocket recarrnerdation, end on searities held era accent net proceeds result of market movement. issuer bankruptcy a investment objective a risk profile associated with you on sale Ornsaotord, aid cost basis an cersan cowed UPS Sweep Options otherwise) accounts and is not a aromise or auraetee that weaket securities UBS offers options for sweeping cash balances to bale or any financial results. can a MI6. achieved. All deposit accants at ricnaffiated barks and affiliated Dividend Reinvertment Program (MP) investments involve to risk of loss ruling the risk of Communications with the firm bares and money maker endue' kends (Money FundP. The price reflected is an average prce. You may obtain bur of the entie investment. You can change your • nease re.tOrriem any Oral cornmunkations in writing Deposit accounts at LBS Bark USA and nothaffiated the actual price from yes Front ial Advisor. Only whole Friend& =aft names Ilvough Online Services or by to further acetic' your reps, including your rights banks panicipang ti the t1B5 FDICansured Deposit shires are purchasedundo DRIP; partial shares will be contacting you-Financial AcInsor. under the Salsifies fleeter Protection Act (SSA). Program are FCC-insured n accordance with FDIC rules, sold and the cash will be deposited in yes account. We • I the Brunoitl endue:en on the top left of the front Fa more Hammkm, please visit wwwfdc.gor Deposit dividend reinvestment price applied by he issuer may Accosts overview of this statement isnot Les Financial Services, USS accounts at UBS AG Stamford Branch and shares of differ hem the market price a which the partial shares • Value of wits Koval/Aortic:ilia Net of assets and Financial Services caries yaw account a clearing Money Funds are not is redby the FDK. a-e sold liabilities broker by anthgement wt the ndicated esseelicn • Assets Includes avail-dale cash balances, wakes for We ireomwdyou of this relatienstho vi en you Bat deposits re not protected by SIPC. Money Find Calvin-Frew dunes ire recanted by SIPC See -1.)8S runcia Seek's restricted security (est), andGlobal Tine POWS, coned this account In this raw, you funds and Only whole units my be held in yes account. Nyco are Account Protection' below. u-realized mans to nwket and certain assets rot held stashes are located at UBS Financial Services and rot ertekd to a partial unit as a result of a dividend payment by the Fine Does not einatie unpiced securibesrassets the intockxrg broker, rd you crust make a moon a otherwise, the Firm will either sell prrial Lees at Upon your ocean, betimes in the bark deposes may be at the end of the peke and anent statement periods a of an, wog or meson to both ferns. market price a acCept an amount determined by a private investments, urwested stod options and • As *sorbed n the accant ag-eements youmust withdrawn. and shares of a Money Fund may be registered clea-rg agency, ad credit your accord. liaidated. end the proceeds reamed to you cr you vorciuble stock options. noddy us of any etas or fraud involving checks • Liablines. Includes debit balances, oustandrg margin reflected on your statement with:" 30 days after it was acuities account. Investment objectives mailed or made nett.. Wen. Ueda hoe, shoe account balances the nvestmel objectives and risk profile are specific to • Cashratoney balances Total of uninvested available • Please direct arstonwr captains or hakes to the Futter nkanatfto about wadable sweep options, each account and may vary between you accounts. Mixing current interest rates and yields, is available a cash balances, plus deposit balances at affirmed and Finis Client Relations Department at 201.352-1699 Please advise the Firm promptly in writing of any www.ubs coma...rem:ads, nom you Pruncial Adviser ncn.allikated banks, and money market Mahal had or tollaree at 800.354-9103, 8:00 A.M. to 600 P.M ordain, change in you linanciel situation a a by calIng KO-762-1000. sweep balances, at the close of the statement period. ET Monday thrcugh Friday, or in writi-g to UBS investment objectives Fa each acorn held, you Nome orrroOday free o-edit balances in yw account re financial Service tx., Client Relations Department choose one of the I olowing investment objectives: P.O. Box 766UnionC Oda 07087. UN Financial Services account protection nt segregated from other balances and the Fen may • hake. Current:meow: Investments seeking the use any these fads in the ordinary caste of its • All ilatImeraS shone deemed complete and accuse the Firm is a meter of the Secureies bosh". Protection generation of income only. Corporation (sec), which protects securities custonwn banes Thew hands are payable span your demand. not objected to in writing within 60 daub. • Ache?* Capital Appreciatnn: Ireestments seeking of es menten up to 1%0,000 @reading 1250.00() for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 or fern outside dams for car*. bplanatory brochure makable upon growth of or:idealrather than the generation of the US Call201.352-1495 ncome. Lending inform etien • h case of emirs a guest:xis about an electronic request a at wirer W00% The SiC asset protection lines apply to A wants that you hold in a partkuler • Prodsee Combination of acorn. Jac/Capital For detailed ht.:emetic° on the Finis lending practices lurch transfer (EFT, bill paromeret or LBS Vise debt Appreciation Investments seeking both the generation and disc btu's, refer to you Client RelabOrnhOr card transactions, cal 800-262-1000, or vim to UBS capacity. The Firm, together with cedan aftiates,has also of income and growth of principal. Agreement a Accost Agreement and the General F anneal Stake lx., 1000 Harbor Blvd, 61h floor, Terns and Cr:editions LOS Statement of Credit Practices wee/waken, NI 07086, Atm RMNSSA SerVCS. radiated supplemental inflame. The marivisn antrtil payable to at eligttft arena colectOrey under Overall risk profiles arailabk nAgreemenft andDiscbsures this protection is 5500 million as of Dean-her 10, 2016. • Corumative. Seeks to maintain initial principal. with at www ohs etanrarecnoroferlovem Call a write as soon as you 1 you think you law risk and voleRey to the account overall, even If statement a receipt 6 woo cc etas need more Sieved to the play conditions and linitalons, cash a theFan is further protected for up to 11.9 minim in the that means the account does not generate information about a transfer on the statement or recent. The arm or Card bluer (as appkable) must aggregate for al your accounts hell n a particular SDNY_GM_00010114 CONFIDENTIAL EFTA01597777 Important information about your statement (continued) Yew assets — For certain searies trading in nOn-CalrOmMeg • Est. (estimated) incense, current yields and rata — We receive CCM:4MM ices fromLes Bak USA LBS Your statement *mites sec hies and other assets held denomnatons, price aid quantity (lace sate) may An Meat. of anal income is based Co Current AG Stamford Branch ad ronaffiliated barks in the account a the end of the statement period. You have been adjusted to facilitate proper valuation. dividend arid interest rales, assuming the securities will through our cash sweep Fog-ems. This may ask for delivery of fulbr paid seorities at ay time. To obtain curer cuotations, when .a. .alt4. sOntact be held for one year from statement date or until compensation may Marra-It* per account fee or You may receive secures used as loan tainted alter your Innis V Advisor. maturity. This *notate a Mb, a guideline; accuracy may be a percentage of average daibi demos prying any balance 0.e on them. dry securities and continued inane are not guaranteed balances. transferred to the Fie dreg the statement period are • Private inveatrnanu and amend products. — Estimated must exam ad current yield fa listed at market value as of the end of the statement Private investment securiles (mewing drect certain types of mashies could include a return of Activity prisms participation Program and real estate mestrnmt trust airkPal a repeal gars in which case the est. Monnation regarding commissions and other charges • Cost bath. In deterinning the cost basis of the securees) and structured products are genera Mary income (and current WAD would be overstated. incurred in connection with the execution of trades, sem/lies included in this statement, where indicated liquid Certain structured procLns have not teen — Estimated areal mean and carat yield and the including option transactions has been eduded on with the number -1,• UBS Financial Sonless has relied registered with the Securities and Exchange actual income and yield Mgt* be Iowa a higher confirmations previously furnished10MA and will be an information otouned from SeurCeS other than 685 Cornmsion a under in state securities laws. We than the estenated amounts. provided to you promptly en request. Financial Services, ecluding edonnalion Men another provide festinated values for prime investment — An retinae of animated income (avidend ardor la that you may haw powder] to your Fnanceal serums arid *unwed products for Monnarenal interest) derided by the current market Short soling Advisor. The Filth does rot indeperxterdir way a orda. Accuracy is not geranteed. vadaverage balance is based on the last dividend if you are engaged in sheet selling a security, you may gurame the misacy a validity of ay infermatian provided by sources other than LISS Financial Services. = mews modifier wkistarrially Iran prices, t arty, at which a private nvestment secuitya or merest payment made by the issuer and incur a charge de to cmin borrowing costs fa that preiculasecuriy. assumes the math es/deposes will be hell for one h ackleico, although 685 Financial Se es genera* structured product maybe a sold and do year from dew staler-nem date a um' matuity. updates this nformatith as it is received the km not necesssib, lestresent the vi you may receive Accuracy and continued yield are not guaranteed Open orders does riot provide any assurances that the is upon liquidation. Regarding open a • poi:did-cancelled • ceders that under -Cost basis" ard 'Unrealced gaellose — Thud party estimates of vakae at as of a certain • Assets not held by UBS Financial Services. Cedar, were not executed by the statement date, open buy aid accurst as of the date of this statement As such, date and at supped to UBS Financial Services on a assets are nos held by the Fin. and not within the sea stop orders we reduced by thee-notes of chiderith Nesse do not rely on the f ormation so make regular base by en independent valuation firm fern's possession or control. These assets are or rites on an ex.ander-et or nen** date Men purchase sale decisions. for tar purposes a — issuer, general partner or sponsce estenated vales, displayed on you statement foe nfornutional entnxted otherwise by you. You are response* to otherwise. Accounts transferred to the Fie may i1 ay, are IIPPleed to the Firm by the Muer, purposes My. Poe ions and valves presented are Orders that are executed de to me fare to cancel ref led oarless Hama On only for the period of general prier or sponsor and may be tab fated provided by the issung fem. UBS f nasal Services 4 mating open orders. tine they are heata the FM. Mae historical based on cieferere information from that used by not respamble for this inkernation and does not edarnation can be added by your Financial Advisor. third panes to derive their enameled values. guarantee its accuracy. These assets re not protected Privacy • Untroalind gainsflosses. When data is available, — You can obtain additional ilarnation regard'ng by WC or the flaws suppernernal 51K coverage. To obtain a copy of or current Cent Privacy Notice, estimated wreaked gandlosses are calculated fee the methodology used to determine the estimate of please contact war Financial Advisor or visit as websee inclividal security lots. The tranaction data for vakw and the date of the informalkin that is the • Revn.e sharing and additional compensation. at ~worm romarivarmolev. individeal lots may or may not reflect canmessiths, basis for the estimate by contactingyour Financial - th addition to marnissims on sales and 12b1 fees — 1.85 Financial Services is rot a bark. The BMA. Business charges mita faculty reorganitation nemf. Advisor. ...awed in connect eth with the dial:Loon al nutted Services Account BSA and IRMA we brokerage Dividend and other reinvestment lots and syStarialiC — Third party estimated values may bereflected as funds to our clients we odor cur affiLate receive accounts which provide access to banking stereos and IvCIVW Ms re each combined to display ore 'We priced' in several iituatera when an reverie sharing payments from distrtutors ands products though mange-nerds with affiliated banks averaged lot. The 'Trade date' tot empresents the • dent valuation Inn has not supplied a is advisas of the noel funds that we sell fi ne and other thidpany banks, andpencil access to crigi‘al transaction trade date. unable to assign a valet when we become aware rants are based on two different corrponents: (0 115Li nl ad atm* products issued by unaffiliated • Callable imosithes Bonds and preferred stock that that a Material emit has accred that May call a the &MUM of sales bytes of a portals mutual eidearty mane companies throat insurance the issuer cats for embr redempion wit be selected preausbirepeated vale* ido queSt4n, or when a hid famity X. our clients; and kJ the asset value of a agency aksidearees of UEGFirencial Services M. impariely by lot from among at wanes of that rake woad be highly speculative the to the nature particular mutual fund larnilys shares held at the — a-immure, Munroe, ad may products: a* held hour vane a n nominee name for oar of the security. fern. — Not FCC inured • No bark guarantee* May Me vale dents Call feature nforrnation isobtained from third — When nether an issuer, general partner or sponsor - We and our affiliate also receive networking and — BMA. Resource Management Account Business parties and its accuracy is not warred. Other call estimated value nor a thedparty estimated yak* is amnia* prixesseg lees in console'anon for under Services Account BSA, IRMA and international Resource featurs mayexist Much could affect yield; corolele provided, the vat* of the scarily MI be ddierere agent services that we provide to the mutual funds. lilannement Account are registered service maks of information emit be provided upon request- from its purchase take These fees generals are paid from mentor assets in LEG Financial Services esc • Priadvalue. Prices displayed fa securities and other — tistrbutons to date may exlude ram* die mutual fund and are a fired dollar amount based — VISA as registered *edema owned by Visa pecdris may be higher or lower than the price that cape*, income or both an the number of accounts at the broker -dealer international Service Association and used under you would actually receive in the market Prices are — 'Orignal unit size represents the easel onering holding mutual fads of that find lank kense. The LBS Visa trade cards and the UK Visa obtained from various mid party sources which we price per unit and may not reflect year cost bass - h addition to reermissiors received in correction debit cads are issued by L65 Bath LISA with believe to be reliable, but we do not game* the — DPP and unlisted REfr session are rot lined on a with the sale or diarbutm of amity convicts ad p4IMiSSCII from Visa U.S.A. Incorporated. All other accuracy. national securities exchange, and are gentraly unit mestment hat ulnas to otr drat, we ad a trademarks, registered trademarks, serene marks and — We tamer* use the clang pica Mien addable a- illiquid and even d they can be sold, the peke as oats.receive Nerve Sharing anpernation registered service marks are of their respective the mean of the bid and ask prices fa listed received may be less than the per shat estimated horn many of the Insurance companies underwriting companies. securities and options Or coy bid prices foe OTC value presided in the account statement the anuity contracts, aftliates of the nurse securities companies or sponsors of the unit investment trusts Firuncial Serrano Inc. Rev. 201810 — Less actively traded securities maybe priced using a • Restricted securities. Restricted securities generally we diarbute. vakaren model a the most recent peke we are not currently elgbk fa put* sale UBS Financed - h *Wien to COmmiSeen5 received from the obtaned and may not refkct an actual market price Services uses the market ace of the uvestxted stock purchase and sale of Neuxtg we es funds we ax/or or value. of the same issuer as an imputed value fa the affiliate receive an asset-based revenue shanty; — <erten positions may appear withosa a price and restricted stock for purposes of this statement only. To payment fray' NewShares distamore as ma as wit show a 'peke was not available if we are tie extent that restricted searais ace eligbk for sale, funding for technology development training and unable to obtain a price for a security. the vale received may be ithstmlially ass than the education. — Deposits a searities denominated ka currencies awed vase shown. - Our affiliates also receive eadeg commissions and other thenU.S. dam are reflected a the exchange other compensation from maul funds and Mime rate a of the statement date. companies whose plan we derbute. SDNY_GM_00010115 CONFIDENTIAL EFTA01597778 OBS Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 January 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP BOSTON MA 02210-2698 Friendly account name: Mont Fledge Fund Account number: Your Snancial Advisor. SCOTT STAC KMANt LYLE CAsRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on December 31 (S) on January 31 (3) account 029045172. Your assets 4,659,124.12 4,723,707.09 Visit our website: Your liabilities 0.00 0.00 www ubs corn/ financiabervices Value of your account $4,659,124.12 $4,723,707.09 Items for your attention r Help protect yourself from fraud and review bank, aedit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth envw.annuakreditreportcom. Tracking the value of your account during 2020 Value of your mount S Thousards at yea end 2019 34,653,12412 Your investment return: 4,659.1 4,723.7 Change in market value 164,582.97 Value of your account on Jan 31.2020 54723.707.09 1,003.0 f Dec 2018 Dec 2019 fan 2020 SDNY GM 00010116 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597779 Account name: muy Your Financial Advisor: UBS Resource Management Account Jdnt.bry 2020 Friendly account name:E.17nt r-ei•ar =find Account number. c- A(-• • 'Ali -ACc Fl Your account balance sheet Summary of your assets Value on Percentage of January 31 ($) your account A Cash and money balances 0.01 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% A C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 4,72 3,707.08 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,723,707.09 100.00% Value of your account $4,723,707.09 Eye on the markets Percentage change Index January 2020 Year to date 58P 500 -O.04% 4.O4% Russell 3000 411% 411% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S. Aggregate Bond Index 1.92% 1.92% Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% GM_000101IMe 2 of 6 CONFIDENTIAL EFTA01597780 Resource Management Account Account name: MONTPELIER TRUST Your Meade, Advisor: Friendly account name: 4tUBS January 2020 Account number: SCOTT STACK MANILYLE CASRIEL Change in the value of your account January 2020 (1) Year to date (1) Opening account value $4,659,124.12 $4,659,124.12 Change in market value 64,582.97 64,582.97 Closing account value $4,723,707.09 $4,723,707.09 Summary of gains and losses values reconed teicw exclude products for which wins and losses are not dassleed. Realized gains and losses unrealized January 2020 (9) Year to date (3) gains and losses (4) Long term 0.00 0.00 344,812 01 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important mformation about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. nhX GM 00010118 Page 3 of 6 CONFIDENTIAL EFTA01597781 *UBS Your notes CONFIDENTIAL EFTA01597782 Resource Management Account Account name: MONTPELIER TRUST Your rineadal Advisor *UBS January 2020 Friendly account name: Mont Hedge Fund Account number: SCOTT STACKMANLYLECASNEL Your assets Some prices, income and current values shown may be approximate As a result. wins and losses may not be accurately reflected. See Important information about your statement a the end c4 this document for more inforrnahon. Cash Cash and money balances Coerino UNIX! Closing belealCe Pace per share Average Dnidend Interest Days Si lidd no on /an 1 (1) on Jan 31 (1) on /an 31 (1) rate period period Cash 0-01 0.01 Non-traditional Private equity funds, Hedge funds, and Other invesvnents are held in your UBS Financial Services Inc. (UBS Estimate of value suppled by issuers of certain proora-ns Mitch are generally 'net asset value' estimates) FS) broil-far account The positions reported telcnv reflect the records of the issuers. and UBS FS does rot are shown a' issuer est value per unit' for Private egUty funds, 'Est value per unit' is a value updated guarantee the accuracy of the iriormahOn. Me value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value C NAV') in the fund as of the date speefiect adjusted by add ix) fran the issuer if you wido? assets. Funds actively sold by UBS FS are subject toono:Eno due dB genc e, capital calls and subtract no dctributions since the NAY date The NAV is primarily based on estenated although the level performed may vary. A dosed fund may be subject to no ongoing caigence. A fund that part folio values provided by the unctrlying fundsponsor. These two values may vary because of differences you purchased elsewhere may never have been suttect to UBS FS diligence. alhough UBS FS may receive a in the way they were eStmated and because the' Third party est. value Per unit' may have been prepared fee from the finds manager, whch may c cmfi tote a majority of the managemenurncentive fee. Please on the basis of financial Mona on other than year-end. Reported estimates may not reflect resale, Contact your Kinancia Raynor with questions • EA value per unit' is an estimate of value stcplledby an liquidation or repurchase var.*, if any, and may rot reflect Osnibulions of capita omit the next valuation is Independent valuation firm and reflects adjustments for lectors such as the tquidty of the unts. reported, general& on an annual or ten-annual balls See Important inforrneron about your statement at the end of Nis staement. Hedge funds Purchase plod Number Average price Client Cost Price per shale Value on Unrealized dap ineestment Holdno Had no of shares per share (S) investrnent (1) basis (S) on Ian 31 (5) Ian 31 (5) coin or loss (1) return (S) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 12/31(2019 Trade date: Nov 24, 15 1,550,030.00 1,550,000 00 1 000 1,695,747 00 145,747.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 13 NO 12/31/2019 Trade date: Jan I, 19 82,755.00 82,755.00 1,000 89,396.00 6,641.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 12131(2019 Trade date Dec 18, 18 1,750,000.00 1,750,000 00 1 000 I ,882, I 42 00 132,142.00 LT Continued next page SDNY GM 00010120 Page S of 6 CONFIDENTIAL EFTA01597783 SUBS Resource Management Account January 2020 Account name: MONTPEUER TRUST Friendly account name:Mont Hedge Fund Account number Your Handal Advisor. SCOTT STACK MAI/ LYLE CA SRIEL Your assets . Non-traditional . Hedge funds (continued) Purchase once' Number Avers .pace Client Cost Price per shore Value on Unrealized 0* Irrestment Hddng Hddng of shares per than (1) imvstrrent (I) basis (3) on Ian 31 (1) Ian 31(S) cilln or loss (5) *turn (1) pedal GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 12/31/19 Trade date: Jan 28, 19 2.005220 496773 996,140.07 996,140.07 526.836 1,056,422.08 60.28201 60282.01 LT Total 54,378295.07 54,378,895.07 $4,723,707.08 5344,812.01 $60.282.01 Your total assets Percentage of Cost Blirnated Unrealized Value on Jan 31 (5) pour account basis (5) annual ifICCM1 (1) grin or loss (S) Cash Cash and money balances 0.01 0.01 Nontraditional Hedge funds 4723,707.08 100.00% 4378295.07 344,812.01 Total $4,723,707.09 100.00% $4,378,895.08 $344,812.01 GM_000101N911 6 of 6 CONFIDENTIAL EFTA01597784 Important information about your statement LBS Fe-uncial kiences lx. (the Firma LBS Financial hear from youM. later than 60 days alter the Finn capacity. A ful copy of the polio; rating is available income or rears and Cray not keep pace wen Servia0, is a member of all prixipal security, cawroday sent you the fist statement on Much the error or soon realest. inflation andoptions excharget UBS Financial Services and LBS reoblem appeared. • Moderate: Waling to accept some risk to pampa' and Bark USA are indirect abseleries of LBS AG and — Provide your nave and accurst nutter (if any). Nether the SIPC protection nor the toplemental tolerate sane volatiity to seek hider returns affiliates of LBS Sautes U.C. 71.*Firnis financial — Desube the *MX or the harder you se insure potectien apply to: • Aggressive: Willing to accept high risk to principal and statement is available van request. The Inn's executhe about and eolith as cleat' as you can why you • Certain financial assets controlled by (and ext.:led in high volatility to seek high moans over time. CAICOS are at: believe a is an error or why you needmom your account values) but held away from UPS Fintercist • tmestowntfEability Consickratan: d selected, a hIcernalkn. Service Fa example certain (0 instraxe prodals. portion of the portfolio for that aeon may include UBS Finarxial Services ex. — Provide the dollar amount of the suspected error. ixludrg vaiable amities, and 6i) shares of mrtual complex strategies, limited autarky and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on trObley. Weehawken. N107086 The Firm a Cad Issuer will nvestigete yaw complaint the books of the issuer a transfer awe) and willregret any error promptly For alleged errors • Investment contracts or nrestrnent Meet P.g., Statement "householdirer This statement represents the on& officialrecord of you emoting U8S Visa•debit cad transactions, if we take Imbed panned* and private placements) that are We may consokiate d1related account statements wilt LBS Financial Sakes accoura Other records, /Kept more than 10 teat hess daystO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because official tax documents, centering conflicting data should you account lot the man you think is in erre,. so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joie account •ea be rand upon. Ilyou beleve there is an era or you will have the use of the money dieing the tine it pre itlis metal coronets), ncladng ham contracts relnionships with other clients at the same ackiess, tf emersion, plea* ropat it irrrnedUkey in *Min; to the takes us to complete w inwstgaton. and CalimOOty option contract; and you prefer to receive individual statements mated n Branch Manager of the office serving you account. • Depose eta:erns (except certificates of deposit) at 1.135 separate envelopes, you mgdecline householdrg by Please male all checks payable to the Firm or the Bak USA, UK AG U.S. branches and barks n the (ding your Financial Advisee Although all figures shown are Mended to be accurate, financial Institution indcated on the front of this FDIC Insured Deposit Program. sttement data should not be used for tax purposes. Rey statement. In addition to regular account fees, accounts The 5IK protection and the supplemental protection do Friendly mown name sole* on yea-end In lam, 6.o., form 1099, $498, may be silarect to manurial-et fees, charges for late not apply to these assets awn d they otherwise appear The Friendly account Arne s a customizable 'nth-name 10425, etc) when preparing your tax return. The Finn is payment for securities purchases and charges fa unpaid cc you statements, The 51K protection and the chosen by you to assist you with yam recordkeeping requited by law to report to tie IRS all taxable dnidence, amounts n cash accounts. Accounts that are transferred noplemental protection do not protect against changes ha no legal eitted on your account, is not 'Mended to reportable :pada:cable dividends and lain interest to other ristnultten my be subject to a transler fee. in the market value of yaw investments (whether as a reflect any strategy, product recarmerdation, end on washes heed nyar accent net proceeds result of market movement. issuer banknotcy investment objective or risk FrOlift associated win you- on sale transatenS, aid cost basis an certan cowed UPS Sweep Options otherwise) accounts. and is not a promise or wane that wealth, sea:hies UBS otters options for sweeping cash balances to bait or any linancial results. can a will be achieved. All deposit accents at nanaliated banks and affiliated Dividend Reinvestment Program (DRIP) investments noelsa the rid of Ion. rx4Mng the risk of Communications with the Firm banks and money make' endue! kends (Money FundO. The ace reflected is an average p-ce. You may obtain loss of the entie investment_ You can change your • Flea* re.corrlirm any oral cornmankations in writing Deposit accounts at U85 Bark USA and nonatfiated the actual price from vat Financial Advisor. Only whole Friend& account names through Online Servicesix by to further protect your reps, including your rips barks panicipang hew LBS FDICansued Deposit shires are purchased under DRIP; partial slums will be contacting youFinaxial AcInsor. under the Securities Mesta Protection Act (SSA). Program are FCC-insured n accordance with FDIC rules, sold and the cash will be deposited in you account. We • l thefaunciMmteution on the top left of the from Fa more Hammkm, please vile wwwfdc.cao. Deposit dmdendreinwstrnere price supplied by Me her may Raman overview of this statement isnot Les Financial Services, US'S accounts at LBS AG Stamford Branch and shares of differ horn the marker price a which the partial shares • Value dodo woundportfofift Net of assets and Financial Services canes you account a clearing Money Funds are not he-redby the FDK. re sold liabilities broker by arrangement with the ndicated immution • Assets Includes pradkft cash balances, wakes for We Wormedyou of this relationshjo wenn you Bat deposits re not protected by SIPC. Money Find Calvin-Imo stunts ire protected by SIPC See -UBS filmed Servkes restricted security (est X adGlobal Tine POWS, opened this scant. In the Cases yaw funds and Only whole units maybe held in yar account. Nyco:re Account Prolectkre bebw. trrealized mans to maket, and certain assets rot held secuities are located at UBS Financial Services and rot ertithd 10 a partial unk as a result of a dividend payment by the Fim. Does not XiClutie °noticed securMestassets the intakeig broker, and you must make a report or ethernet the Firm will either sett prrol tries at Upcn your repast balances in thebark deposes may be at the end of the peke and curare statement periods cc of an, error a meson to both firms. market price or accept an arrant detain-anti by a private nvestments, unveiled stod options and • As descrbed n the attars agreements. youmust wandrawn and shares of a Money Fund may be registered cleang agency, ad credit hits account euerciuble stock options. rotify us of any eras or fraud involving checks liaidated, end the proceeds reamed to you or you secuitin account. • Slake Includes debit balances, cumandrg margin reflected on your statement with:" 30 days after it was Investment objectival mailed or made mutable. loans, credit line, short account balances The nvestment objetivos and tisk profile are specific to • Cashutoney balances Total el uninvested available • Please direct customer carplaros or inairies to the Furrier nkanatai about available sweep options, each account add may vary between yam accounts. reludig anent interest rates and yields, is available at cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 Please advise the Finnan:not& in writing of ay www.ubs comrsweepyields, from pax Penna.' Advisor nonaffiliated banks, and money market mutual fund tollaree at KO-354-9103, 8:00 A.M. to 600 PIA uthileant change in you financial situation a or by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday, or in writi-g to UBS investment objectives_ For each account held, you NorrC orrenOchty free credit balances in yaw account are financial Service ex., Client Relations Department choose one of the following investinthe obi/ants: P.O. Box 766UnionC ity,1107087. UN Financial Services account protection nt segregated from other balances and the Fern May • Prorkce Current:norm: Investments seeking the use any these fuels in the ordinary cane of its • All StatImernS shall be deemed complete and accuse The Firms a member of the SeCUMX5 Investor PrOteCtItn generation of ream only. 4 not objected to in writing within 60 den. Corporation (sec), which protects securities custonwn • Achieve, Captor Appreciated: Irrestments seeking hunts Thew finds the payable soon your demand. of es marten up to 1500,000 @lading 1250.000 for llks total is included in the anent period closing value. • For TTY services: Cal 844-612-0986 or from outside clams for cadp Whimsy brochure available upon growth of principal rather than the generation of the US Call201.352-1495 ncome. landing inflammation • In case of enors or cuestions about an electronic request a al meelstmorst The SIK asset protection lines apply to A Acores that you hold in a partkuler • Prodsire Combination ofIncome and Capital For detailed nlormation on the Finis lending practices furs* transfer (UM bill Mast or LBS stile debit Appreciation Investments seeking both the "neaten end disclosures, refer to you Client Reletonthp cad transactions, cal 800-262-1000, or vide to UBS capacity. The Firm, together with certan athletes, has also of income and gronth of principal. Agreement or Accrete Agreement and U. General F rancial Services Inc., 1000 Harbor Bind, 6th floor, Terms and Ccedkions. LOS Statement of Credit Practices Weehawken. VU 07086, Attn: IGANSSA SerVCS. purchased supplemental inflame The maximal, Elnytttil payable to aleligbft clients, <Olathe& under Overall risk profiles availabk nAgreem eats andDiscbsures this protections SSOOmillian as of Deerrber 10, 2016. • Conservative Seeks to maintain princOal with at vivsv ohs enetrarecentroferlovers Call a write as soon as you can, 1 yOu think yaw law risk and volatility to the account overall, even If statement a receipt 6 vaa-g or f you need more Stead to the policy condiars and linitahons, cash a theFinn 4 ittlher protected for up to / 19 million in Lk that means the account does not generate sit iificae information about a transfer on the statement or recent_ The Frm a Card bluer (as appkable must aggregate for all your accounts hell n a particular SDNY_GM_00010122 CONFIDENTIAL EFTA01597785 Important information about your statement (continued) Ras assets — For certain searies trading in non-rationing • Est. (estimated) imam, current yields and rata — We receive CCOWISEdittl from Les Bak LEA, LBS Your statement amen securities and other ones held *Writhes:4Th Pie ad quantity dace value) may An estmate of anal exalt* is band en canal AG Stanford etranCh ad rated dated barks in the account at the erd of the statemere period. You have been adjusted to facilitate proper valuation. dividend and interest rates, assuming the Securities mall through our cash sweep Fog-ems The may ask for &ling of fully paid securities at ay time. To obtain current <wars, when contact be held For are yea from statement date or until COrMenSan:n may beetroot* per account fee a You may went sec sibow used as loan cabinet after par eminent Adieu. maturity. The tuna* et alb, a guider; accuracy may be 3 percentage of average daib. depasa pining any balance de on them. Any securities ad continued income are not guaranteed balances. transferred to the Fins ding the statement period are • Private inveetrneras and summed products. — Estimated anal mare and current yield for listed at market value as of the end of the statement Private investnent securities (incloleg tkect certain types of Within could include a return of Activity period. ParhCkatka Program and real estate imentment trust airsPal a repeal gain in which case the est. Wonnation regarding commissions and other charges • Cost bash. In deterinning the cost basis of the securees) and stressed prodas are gene* higtey income (and current yiekg would be overstated. ricurred el correction with the execution of trades, securities inciaded in this statement, Mere indicated iliou'd Certain structuredpin:dads haw not teen — Estimated maul income and current yield and the including option transactions has been idudedan with the nuerber '1,• UBSfitaxial Sakes has feted registered MA the Securities and behave actual inane and yield Mae be lower a higher confirmations previously furnished a yoa and will be on information obtawd hem serest other than USS Commissioner under ary state securities laws. We than the estenated anoints. provided to you promptly on reatst. Financial Sevin relutlirg Manahan Iran another provide estimated values for prime investment — An estimate of a-nualind :nome (avidend ander Inn or that you mphaw pecrickd to you Financial norms and structured products for citawn:nal interest) derided by the current maim Short selling Advisor. The Finn does not independently nerdy a ptroasescrily. Accuracy is not guaranteed. vataaverage balance is based on the last dividend if you an engaged is short selling a security, me my game, the xasacy a validity of ay information — vain maydiffer fran prices, or merest pan** made by the issuer and incur a chltg• due to actin banking costs for that provided by sources other than LISS Financial Services. an, at which a private iwestnent secudya imams tie sectsitiesideposts will be hell for one saicuLvsecisty. h "khan although LESS Financial Services general, structured product maybe boujnt a sold and do yea from the staternent date a unit nuturity. updates this torn it is received, the Fern not recestabi leaner* the vi rua may reare Accuracy and cainued yield are not guaranteed Open orders does not provide any assurances Out the nformation upon liquidation. Regarding open gooda-cancelled • ceders that under "Cost bane ard 'Unrealced gadloss' * — Thrd party estimates of vase are as of a certain • Assets not held by UBS Financial Services. Cenan were not executed by the statement date, open buy and aurae as of the die of this statemere. As such, date aid are supplied to UBS Financial Seances on a assets are not held by the Fire and not within the 50 stop orders ere reduced by the mount of *ideals State do not rely on this information to make rept% bass by en independent volution firm. lines possession or control. These assets are or nais an an tx.diedends or exrights date unless pith'''. a sale decisions, for tar purposes a — Issuer, general panner of sponsor estimated vases, displayed on you gatemen' foe edomutional intruded otherwise by you. You ire responsble for otherwise. Accounts transferred to the Fim rikey ay, are Mated to to FM by the issuer. purposes only. Positions and vibes presented ere orders this are executed the tops failure to cancel relict oinks% Hamm On only for the pitied of general partner or sponsor and may be tabulated provided by tie issung fem. UBS Financial Services hating open orders. tine they meek' a the Fein. More historical based on different edema:in from tat used by not raPalSble for this irecernation ad does not information can be added by your Financial Adreor. third pan to derive their esernaled values guarantee is accuracy. These assets wens protected Privacy • larearned geindlosses. When data is available, — You can Wain additional information regarding by WC or tie Finns supplemernal 51K coverage. To obtain a copy of as current Client Privacy hbate, tainted trrealired ganelosses n calculated fa the methodology used to determine the estimate of please contact ych. Financial Advisor or vise as waste nclivicksal security Sots. The transaction data for yak" and tie date of tie informalkin that is the • Revenue shoring and additional compensation. wwwens meanie,.ar roc& t nclivicbal lots may or may not reflect canmesions, basis for the estimate by contactigyour Financial - en addition to aarniSsions on sales and 12b.1 fees — LEIS Financial Services is not a bark. The RMA. Business charges aria security "agenda:on maw Advisor. "awed n connedco with the distbuton of mutual Services Account BSA and IRMA are brokerage Dividend and other renve*aent lots and systematic — Third party estimated values may be reflected as finds to or clients we aloe or affaLate receive accounts ninth provide access to banking serapes and Purchase lots re each combined to ditla one 'We priced' in several situation,: when an revere. during hairnet* from diarbSors ands prodets through a-range/sent with affiliated bents averaged lot The 'Trade date' totempresents the • ant valuation fen has not supplied a is adviscn of the maul finds that we sell. These and other thidpany banks, and provides access to agent transaction trade date. unable to assign a rata. when we beccerfe aware marts are based on two different correpeinents: CR insurance and ant* products issued by unaffiliated • Callable earathies Bonds and pr eferred stork that mat a material event has occurred that mar call a the amen of sales by LBS °Isparta,'" mutual tiid.party mane companies Masa insurance the is calls for eery redemption wilt selected presiany reported vat" into Weston, or when a fund female, our clients; and 60 the asset value of a agency subsidiaries of UBSFruncial Services Inc. enparkaly by lot ham al taxies of that yak* ward be May speculative due to **nature particular mutual fund senile shames held at the — enactment Mace, and aMuity products: a* held hour mane a is nominee name for PS of the security. fem. — Not FCC insured • No bark guarantee. May lose Vila dents Call feabse information s obtained from third — When other an issuer, general partner or sponsor — We and our affiliate also receive network na and — there Resource Management AttOtelt, Business parties and its accuracy is not guaranteed. Odor call estimated value not a theckpay estimated value is embus processing lees in consideration for transfer Unite. Account BSA. IRMA and international Resource features may exist which could /fed yield; complete provided, the vale of the security MI be ddierers agent services that we provide to the nasal funds. Management Account are registered se-vice malts of information will be provided upon want- from its purchase price These fees genera* re paid Iran :moor assets in LOS Fruncia Services • Price/value. Prices dsplayed la securities and other — tarbutons to date may include return of the mitual fund and are a feed dollar amour based — VISA S. a registered trademark owned by ulna predicts maybe higher or lower than the price that repeal income or both on the number of accounts at the braer-dealer intensional Service Association and used under you would actually receive n the market. Prices are — 'Dreamt unit size represents the neat of Wing holding moue' finis of that fund fay. tense. The LBS V63 endt cards and the LBS visa obtained from venous hid party sources which we pr ice per unit and may not reflect year cost bass - h athtion to reerrnissiors received n correction debit cads a issued by LBS Bat LISA with believe to be reliable, but we do not garret thee — DPP and unlisted RER no/riles are rot listed on a with the sale a diarbuton of amity contras and peimissen from Ws/ U.S.A. Inc cep:rated. All other accuracy. national securities exchange, and are gene/alb. unit rnestment trust ones to or cliern, we anda trademarks, registered trademarks, sense mars and — We genera/ use the clang price when available a WOW and even a they can be sold, the price as 'agate re<tedt untrue sharing compensation registered sake mutts are of their respective the mean of the bid and ask prices fee listed teemed may be less than the per share 'ginned from may of the Insurance companies underwriting companies. securities ad options Cr ony bid prices for OTC value waded in the account statement. the xnuity contracts, /Mimes of the instance securities companies or sponsors of the unit investment trusts alts Piruneial Services Inc. Rev. 201010 — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted securities generally we darbute. valuation model a the most recent price we at not currently elgbk for put* sale LIES Financial - h addition to commissions received from the donned rid may not reflect an actual market price Services uses the market once of the trresticted stock purchase and sale of NextShares turd,. we ardor ar or raw of the same issuer as an imputed vale fer the affiliate receive ars asset-based revenue sharing — Cenan positions may appear whatnot's* and restricted stock for paeans of his statementonly. To payment from NedShares distrixion, as wel as will show as prie was not available if we se tie extent that restricted securities are eligble for salt fisolig for technology development, miring ad unable to cbton a price fora warily. he yaks received may be Mosta lily less than the education. — Deposits a securities denominated is currencies mound VAS shorn. - Our affiliates also receive wading commissions ad other than U.S. dollars are reflected a the excharge other cantinat ken from mutual funds ad insurance rate as of he statement date. COMpahiet whose flottle we ektritutt SDNY_GM_00010123 CONFIDENTIAL EFTA01597786 UBS Financial Services Inc. 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 February 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont Hedge Fund Account number: Your Snandal Advisor. SCOTT sTACKMAtILYLECASRIEL Phone. Questions about your statement? cal your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on January 31(1) on February 28(i) account 029045172. Your assets 4,723,707.09 4,732,037.76 Visit our website: Your liabilities 0.00 0.00 www ubs corn/ financialsewices Value of your account $4,723,707.09 $4,732,037.76 Items for your attention ir Help protect yourself from fraud and review bank, aecht card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth ronvw.annuakreditrepon.com. Tracking the value of your account during 2020 Whir of your account Tho.Lnards at yea end 2019 14,699,12412 Your investment return: 4,E` I 4,7217 4,732.0 Change in • market Mu, $72,913.64 Value of your account on Feb 26, 2020 5732,037.76 1,003.0 Dec 2018 Dec 2019 Fan 2020 Feb 2020 SDNY 00010124 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597787 Account name: 'PAY: - Your Pimodal Advisor: *UBS Resource Management Account February 2020 Friendly account name: f.1.- Account number. and Srr+TT STACV MAKI! VI F releRIFI Your account balance sheet Summary of your assets Value on Percentage of February 28(1) your account A cash and money balances 0.01 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% A C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 4,732,037.75 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,732,037.76 100.00% Value of your account $4,732,037.76 Eye on the markets Percentage change Index February 2020 Year to date 58P 500 -8.23% 427% Russell 3000 -8.19% 429% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S Aggregate Bond Index 1.80% 3.76% Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1.52% _GM_00010102,P 2 of 6 CONFIDENTIAL EFTA01597788 Resource Management Account Account name: MONTPELIER TRUST Your financial Advisor: UBS iry Friendly account name:Mont Hedge Fund Account number: SCOTT STACK MANLYLE CASRIEL Change in the value of your account February 2020 (1) Year to date U) Opening account value $4,723,707.09 $4,659,124.12 Change in market value 8,330.67 72,913.64 Closing account value $4,732,037.76 $4,732,037.76 Summary of gains and losses values molted Micw exclude paducts rot which grins and losses me not dassiFed Realized gains and losses unrealized February 2020(1) Year to date (3) gains and losses (3) Long term 0.00 0.00 353,142.68 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First OU1. SDNY GM 00010126 Page 3 e: 6 CONFIDENTIAL EFTA01597789 *UBS Your notes CONFIDENTIAL EFTA01597790 Resource Management Account Account name: MONTPELIER TRUST YourPineadal Advisor 4tUBS February 2020 Friendly account name: Mont Hedge Fund Account number. SCOTT STACKMANLYLECASRIEL Your assets Some prices, income and current values shown may be approximate As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of this docume a fa more Information. Cash Cash and money balances Opening baenCe Chasing baerice Price per share Average Doldenct interest Days in Hddng on Feb l(1) on Feb 28 (1) on Feb 28 (1) rate period period Cash 0.01 0.01 Non-traditional Private equity funds, Hedge funds, and Other investments are held in your UBS Financial Services Inc. (UBS Estimates of value suppied by issuers of certain programs (which are wne rally 'net asset value' estimates) FS) brottraae account The positions reported below reflect the records of the issuers. and UBS FSIoes rot are shown as ' issuer est value per unit' For Cowie equity funds, 'Est value per unit • is a value updated g..tarantee the accuracy of the informaton. The value ShOwn is not necessarily the value you would receive quarterly, based on the Net ASSet Value C NAV') in the tuna as of the gate Sped(lett adjusted by addrig fran the issuer if you sad the assets. Funds actively sad by UBS FS are subject to ongoing due dli gem e, rapt* calls and subtracting dstributions since the NAY date The NAV is primarily based on estrnated although the level performed may vary. A dined fund may be subject to no ongong diligence. A fund that part folio values provided by the uncedying fund sponsor. These two values may vary because of differences you purchased elsewhere may never have been sutiect to LIBS FS cilia nee. although UI35 FS may receive a in the way they were estimated and because the' Third party est value Per unt• inn have been prepared fee from the fund's manager, whch may constitute a minority of the managemenvincenn ye fee. Meese on the basis of financial Infomaallon other than yearend. Repcxted estimates may not reflect resde, contact your Finano a Ath'cor with questions • EA value per wit' is an estimate of value strceiedtt an hqUidation or repurch*e value, if any. and may rot reflect Ost Mout ons of cap‘a until the next *Watt On is Indent ncknt vaunti on firm and reflects adjustments for lectors such as the iquIcIty of the units. reported, generally on an annual or serrkannual bans See important mlosmatton about )out statement at the end of this statement. Hedge funds Purchase plod Number Average price Client Cost Price per shae Value on unrealized Oar) investment Hddng Hddng of shares per share (i) investment (3) basis (3) on Feb 28 (3) Feb 28 (3) gun or loss (1) return (5) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 1131/2020 Trade date: Nov 24, 15 1,550,000.00 1,550,000 00 1 000 1,700,400 00 150,400.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 1/31/2020 Trade date: Jan I, 19 82,755.00 82,755.00 1.000 89,623.00 6,868.00 LT ALPHAKEYS MILLENNIUM FD II 11C CLASS B NO 1/31/2020 Trade date. Dec 18, 18 1,750,000.00 1,750,000 00 1 000 I ,888,870 00 136,87000 Li continued next page SDNY GM 00010128 Page S of 6 CONFIDENTIAL EFTA01597791 Resource Management Account Account name: MONTPELIER TRUST Your fin/odd Advisor. UBS February 2020 Friendly account name: Mont Hedge Fund Account number SCOTT STACK MANLYLE CA SRIEL Your assets Non-traditional a Hedge funds (continued) Purchase pixel Number Avera7 pice Client Cost Price per shore Value on Unrealized 0* Investment Hddrg Hddng or Owes per shah (1) Imvslrrent (5) bares) on Feb 28 (1) Feb 28 (1) on or ioss CS/ return (S) period GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO01131/20 Trade date: .tan 28,19 2.005220 496773 996,140.07 996,140.07 526.199 1,055,144.75 59.004.68 59.004.68 LT Total $4,378,895.07 $4,378,895.07 $4,732,037.75 $353,142.68 $59,004.68 Your total assets Percentage d Cost Blimated Unrealized nue on Feb 28 (S) your mcount basis (S) annual intone (s) gan or loss (1) Cash Cash and money balances 0.01 0.01 Nontraditional Hedge funds 4.732.037.75 100.00% 4.3713,895.07 353,142.68 Total $4,732,037.76 100.00% $4,378,895.08 $353,142.68 M_000101tr 6 of 6 CONFIDENTIAL EFTA01597792 Important information about your statement LBS Financial Services ter. (the Firma UBS Financial hear from youno later than 60 days after the Finn capacity. A ful copy of the polio; wading is available income a rearm and may not keep pace wet Services), 4 a member of all prixipal wcurity, covirrodity sent you the fist statement on which the error or soon regialt. inflation. andoptions exchanges UBS Manual Services and LBS problem appeared. • Moderate: Wiling to accept sane risk so princpal and Bak USA are idirect absklaies of LBS AG and — Provkle yaw nave ad account number (if any). Neither the SIPC protection nOr the scpplemental tolerate some volatility to seek higher returns affiliates of LBS Stostres U.C. The Firm's financial — Dewar* the error or Ire tender you se insure potation apply to: • Aggressive: Willing to accept high risk a antal and statement is available won request. the Fern's **cube about and octal as deaf)/ as you can why you • Certain financial assets controlled by (and ixbded in high volatility to seek highretires over tine oboes are at: believe it is an error or shy you needmom your account value) but held away from UBS Financial • mvestownt tEgiblity Conatitirakin: II selected, a information. Services. For example certain (0 insurance prods's. portion of the portfolio for that redid% may inckide UBS Finarx 41Sakes lx. — Provide the dollar amount of tie suspected error. ixludrg vaiable annuities, aid 0i) shares of mewl complex stralegies, limited liquidly arid greaser 1200 Hato( Boulevard funds registered nthe name of the account holder on volsteey. Weehawken NS 07086 the Firm a Cad Issuer will investigate yaw complain the books of the issuer a transfer agera.); and will correct any error promptly For ale* Wed • Investment (directs or rreesinent interests (e g. Statement "houreholdne This statement represents the ony officialrecord of you MoNing LISS Visa•debil cad transactions. 4 we take riled partners*s and private placements) that se We may consoktate at mixed account statements wFh LBS Financial Services account Other records, except min than 10 bailees days to do this, we will credit not registered under the Securities Act of 1933; the same address in the same mineltpe. e 9. because official tat documents, containing conflicting data shouts you account for the anon you think is in end so that • Commoditiescontracts (e.g., foreign exchange and they haw owners who also maintain joie account nil be refed uxo. Ilyou bekeve there is an error or you will have the used the moneydiary the tine it precious metal unreels). nclucky fusses contracts relationships wth other clients at the sane addess. If omission, pleat report it immediately in men; to the takes in to complete os inwslignin. and carmodity teen contracts; you infer to receive ndieduel statements mailed n Branch Manager of the office serving you account. • Secirities an loan to UBS Financial SersiCeS; and separate envelopes, you may decline householdrg by Please make all checks payable to the Film or the • Depose accounts (tarot ten Cates of deposit/ al Les Nang your Financial Advisor. Although all (gees shown are intended to be accurate, financial mutual indicated on the tram of this Bark USA (BS AG U.S. beaches and barks in the stn ear data shouklnot be used for tar purposes. Rey statement. In addition to regular account fees, accounts FDIC enured Deposit Program. Friendly account name sob*/ on waned In kerns, c.o., lam 1099, Saft, may be street to mantenarce fees charges for late The Slit protection and the supplemental protection do The Friendly account name is a customizable neknairte 1042S, etc.) then preparing you tax return. the Fan 6 payment for securities purchases and charges fa unpaid not apply to these assets even if fey otherwise appear chosen by you to assist you with your recordkeeping. repaired by law to report to the IRS all tauble dniderds, ;moats in cash actants. Accounts that are transferred on you statements. The SIK protection and the Ns no legal effect on your account, is not Mended to reportable nxt-twable dividends and linable merest to other nstilutein my be subject to a transfer fee. saxplemental protection do not protect against changes reflect any strategy, prodxt recarmerdation, end an secants held erects' nark net proceeds the maket mew of you investments (whether as a investment objective a risk Dodd associated with you. on sale lurisaidern, and COO basis on certain covered UM Sweep Options reefed market movement issuer bankruptcy or occults and is not a promise a garnet that wealth, sewnies LBS offers options for sweeprg cash betakes to bait otherwise). or any financial results can or willbe achieved. All deposit accants at nontrelhated barks and afliiated ineestments invoke the ea of loss ex Wog the risk of Ccenmunications with the Finn banks and money market mutual funds (Money Curds) Dividend Reinvestment Programs (DRIP) loss of the eerie investment. Youcan change your • Now re-cordon ay oral communications in ethic Deposit accounts at LBS Bare USA and rion-affbated Thor doe reflected is an average per. You may obtain Frionly account names through Online Serviceses by to further protect your egret, including your rghts banks panic:paling nthe UBS FDIC-Insured Deposit the actua price nom you Financial Advisor. Only whole contacting your Finaxial AcInsor. under tie Secuities Make Protection Act (SSA). Program are FPC-insured in accordance With FDIC rules. shies are purchased under DRIP: Palial shares will be • I the Brunt 41inteueion on the icp left of the front Fa more rtammion, please visit wrovidc.ccet Deposit sold and the cash wile be deposited in you account. The Account overview of this statement isnot Les Financial Services. US$ accounts at UBS AG Stanford Branch and shares of dividend reimestment pieta:paled by tie issuer may • Value ofraw wountiportfoati Net of assets and Financial Services Canes yaw account as clearing Money Funds are not nwred by the FDIC. differ from the market price al which the partial shares liabilties broker by arrangement with the indicated iastatAion are sold • Assets Includes available cash balances, rakes for We informed you of this relationshb mben you Bak deposits are not protected by SIPC. Money Find sham ore protected by Slit See 'MS Marc iS SerWa restricted security (est), and Global Time Deposes, opened this occur*. In the cat, your funds and Cabaret:iv Account Protector below. unrealized marks to market and certain assets rot held searnies are located at UBS Financial Sweeps and rot Or* whole units maybe held in yaw account. dye° are by the Fins Dices rat netted* unpriced securities( assets the invodny broker, at you must make a noon eribiled to a phial vie as a result of a dividend parent Upon your request, balances in the bank deposes may be at the et of Iv pria and osrent statement periods. a of an/ end" a mason to both ferns or otherwise, the Firm will elder sell patill units at private investmoms, unrested stock option and • As dented n the acoxis ag-eements, you nun witckawn, and shares of a Money Fund may be market price or accept an arose determined by a lesickmd, and the proceeds retuned to you or you terciuble stock options. notify us of any errors or fraud involving checks registered deny agency, and credit you. accont. • Liable's trades debit babrxes, cutnandrg margin reflected on your statement with 30 days after it was secumiesnate mailed a made mettle. loan, Ueda Toe, shed account balances InvesUnent objective, • Cathraconey balances Taal of 'ASoiled available • Please direct customer teetotal% or hakes to the Futher necanaco about available sweep options, The imestrners objectives and risk profile are spK4k to includng current interest rates and yields 6 available x cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 each account and may vary between you accounts. www.ubs comsweepwelch, from your Maxis' Adviser nonaffiliated banks, and money market maulhad a toll-free at 800.314-9103, 8:00 A.M. to ROO P.M. Please adde the Finn prorripebi n caning of any a by calling 8C0-762- 1000. sweep balances, at the close of the statement period. ET Monday through Friday, or in writing to U35 Wad:cant change in you financial siluaten or Financial Sanas Inc.. Client Rebhan Department Non.COrrrridlity free credit balances in you account re investment objectives For each accars held. roc rot segregated from other balances and the Fern May P.O. Bar 766Union C ity, M 07087. US$ Financial Services account protection choose one of the following investment objectives: the Firm is a member of the Secures Investor Protection use aryl these funds in the ordinary cane of its • All flatImerd shone deemed complete at nun • Produce Current Income- investments seek ng the business These hods me payable icon your demand 4 not objected to limiting Weill 60 days. Corporation (sec), which protects securities customers generation of ncome only. It total 6 ircbded in the anent period closing value. • For TTY services: Cal 844-6120986 or from outside of is members up to 1500,000 (ridding 1250.000 for cline to cash0 esplanatory brochure notable upon • Achieve Capital Appreciation: heathen% seeking the US Call201-332.1495 growth of print ipalrade, than the generation of Lending information • h case of errors or questims about an ebony* request a al vorivsesoorg the SIK asset protection lines tcpb to al occuss that you hold in a particular income. For detaaed nformation °nth? Finis lending pradkes furs* transfer (EF1).. bill parnent or LBS Vile debit • Produce Combination ofWorn* and Capital ad digbums, refer to you Client Relatonshp card transactions, cal 800-762-1000. or veite to UBS capacity. The Firm, together with certain affilates, has also Appreciation- Invethnents seeking both the generation Agreement or Account Agreement and the General Financial Signal Inc., 1000 Harbor Bind, 6th 000r. of inane and growth of principal. Terms and Condition UBS Statement of Credit Practices weetweikon, Ni 07036, Ann: ReddifIGA Served. purchased supplemental instant the marina., antrum payable to al eligble clients, collective& under available in Aceem en% andDisdosures al this protection is 1500minim as of Detester 10, 2019. Overall risk profiles room ribs tddioroudefichurref Call a write as soon as you can, t you tie yea • Conservative. Seeks to Mullin initial rine/ask with statement a recess 6 swag or i you need more Stied to the policy Candi de and break:as, cash el idarrution tool a transfer an the Stational or theFinn es hither protected for up to 119 millrn in the low risk and alatiby to the account overall even We've. The Fern of Card Num (as appkabk) must aggregate for M you accounts hell n a particular that means the want does not generate significant SDNY_GM_00010130 CONFIDENTIAL EFTA01597793 Important information about your statement (continued) Yam assets — For certain sectsiies trading in non-conforming • Est (estimated) income, anent yields and rates. — Our affiliates also receive trading CiaTtniSSiOrKand Vow statement ermines securities and other assets held densamnehons, price and quantity (lace rake) may An a:Smarr of snot exam is bawd on staren other compensation from mutual funds and Murano* in the accant a the end of the sinners period. You have been adjusted to facilitate proper valuation. drsidrid and nterest rates, assuming the securities will companies whose products we &Ifbute. may ask for delivery of fully pad seonties at any the. To obtain current quotations, when 4,412>k. contact be held for cre yea from statement date or until - We receive oxrcemaiion from vas Berk USA UM You may receive weenies used as loan cobtoal alter your hunch Advil«. matvy. This *agnate is only a guidekne; accuracy AO Stan(*id Branch and twirl dieted bras pining any balance due on them. Ary securities and continued income are not guaranteed. through our cash sweeP1207~. This transferred to the fern during the statement period are • Private inverrnenu end ~awed products. — Estimated taut *come wed care« yield for angensatim may he per accoune fee a listed at market value as of the end of the statement Private rivesVnerd securites (ixbdeng drect certain types of stashes could include a rename of may be a percentage of average daily deposit perfid. POTtiCkarias Program and real estate investment tat Principal a capital gains in which case the est. balsas. • Cost best. lu detennning the cost basis of the securers) and steamed products are genera/ay hgtry income (aid can yieto would be overstated. securities included in this statement where indicated &cud Certain structuredproducts have not been — Estimated a-nual income and current yield and the Activity wit the nurrbo UBS F narcial Sorkin has rebid registered wah the Securities and Exchange actual inctme and yield milts be lower a higher Irritation regarding cornmeal:re and Mhos Marrs on information obtained Irons sources oter than LES Commission or under ary state securities laws. We than the estimated amounts. (loured in «resection with the execution of trades, financial Strokes, eckxling blonnalion from another provide estimated values for prince imminent — An *sterns of a-nualized *come (dividend arda includng colion transactions has been included on Ism or that you may have«aided to you Fnancial monies and structured products for attinaliceral interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Finn does not indeperdoey nerdy a ordy. Acaracy is not guaranteed. valoaraverage balance is based on the last dividend provided to you~lb' on ~ garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. = vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor or merest payment made by the issuer and Short setting Is ormmes e deposes will be held for ore ackliion, although LESS Financial Strikes genera* structured product maybe bouisl or sold and do year from the statement date or unto maturity. If you ae engaged en short ailing a security. you may gmlates this reformation as it is received, the fem n°1necessary normers the va you may receive Accuracy and corned yield are not guaranteed. bout a charge due to anan barowng costs fa that does rot provide ay assurarces tat the idormation upon liquidation, palicula sienrity. under -Cost bases rd 'Unrealced gadloss' is — Thrd party estimbes of value are as of a certain • Assets not held by UNFinredd Services. Cenan accurate as of the date of this stammers. As such, date and are supplied to UBSFnaxial Sentes ona assets are nor held by the Fin, and not within the Open orders please do not rely on this information to make rears basis by an independent valuation firm lams possession or control. Then assets are Regarding open or socodlitcancellee ceders that purchase a sale decisions, for tar purposes « — Bluer, general partner as spot« estimated vetoes, displayed on you statement foe reformational were not execaed by the summers dar open buy and Mlles wir. Accounts transferred to the finn may if sib are ~lied to fie Firnber the issuer, purposes only. Positions and vales presented se sea stop ceders se reduced by the mount of dudends ref tot gardloss information only for the period of general partner or sponsor arid may be tabulated provided by te isung UBS f nancial Services is or right on an ex.dnAlerit or ex-rights date unless tine they se held x the Fim. More historical based on different information from tat used by not respatiale for this iretarnaton aid does not instructed otherwise by you. You ae responsble for information can be added by your Financial Advisor. third panes to derive *air etiolated yaks,. guarantee ils accuracy. Thew assets are not protected orders that ate executed cis to yaw lekte to cancel • Uesealited gainsileases. When data is available, — You can etuin additional information regarding by SIPC or the fists sablernemal 51K coverage. sating q:en atlas. Sinned sneaked gandlosses re calculated for the melhodobigy used to determine the estimate of rdividal security lots. The transaction data for value and the date of tie information that is the • Ravarara sharing and additional compensation. Privacy individual bh may or mynt reflect canmisstres. basis for the estimate by contactigyour Financial - h ~ice to a:amiss:3ns on sales and 12b.l fees To obtain a copy of ox anent Client Privacy Notice, mages aria security norganintion ewers. Adios. roared n connect on rah the destitution of mutual please taxan sir Francis/ Advisor a mest as Mini% Dividend and other ?investment lots and systematic — Third party estimated values may bereflected as funds co as clients we ardor or atfiLate receive at "wive obs COAVDeiViCV004CV. purchase lois re each combined to display one 'Not priced' in several situations: when an revere. tang~ern frees disobuton sidor — U3S Financial Stryker is rot a bark. The RMA, Business averaged lot. The 'Trade date' coknin presents the • dent valuation lam has not supplied a is advisors of the maul funds that we sell These Services Account BSA and IRMA are brokerage original transaction trade date. unable to assign a value when we become aware amounts se based on two drferem correpoents: CO scans which provide access to barking senates aid • Callable markless Bonds and peelerred stock that that a material cant has occvrod that may call a the amen of sales by LES of a partoular enamel pedals IMaxjt arrangements with affiliated banks the issuer calls for eery redemption wilt selected peennusy reported val.* into question, a when a fund famity X. our clients; and G0 the and vabe of a and other Ihrdparty barks, and provides access to impanialy by lot from among al ware« of that value, would be highly spoulatme the to the nature particular mutual fund family, shares held at the insurance and annety goduns issued by unaffiliated ass* held in our none a in nominee name for ar of the security. fern. thirdparty insurance companies trout instance clients. Call feature information is obtaned from third — When nester an issuer, general partner or sponsor - We and our affiliate also receive networking and seem subsidiaries of UMFinancial Services tt. parties and es accuracy is not guaranteed. Odon all estertatod value nor a Owl-party estimated value is cmnbus pransrg fees n consideration la transfer — hvesvnent, ruin*, ad arnuey predicts: features may east which could affect yield; complete ponied, the vale of the searity wal be Mere« eager* services that we provide to the mutual furds. — Not FDIC insured • No bark guarantee. May lose vale information will be provided upon request from as purchase Prins Rion fees antra* am paid from investor asset in — IMA. Resat« Management Account Dulness • Priem/value. Prkesdeplayed la securities and other — tiarbutons to date' May «ludo rerun of the mutualfad and ere a feud dollar amount based Services Account BSA, IRMA and international Resource prod ects maybe higher or lower than** price that capital, income or both on the number of amounts at the broker-dealer Management Account re registered service mats of you would actually receive in the market. Prims re — • Orgnal unit site represent the ntial offering holding ~seal funds of tatInd Insy. LBS tumid Services INC obtained from various third party sources whit we Vice per unit ad may not reften your cot basis - h acKtion to commissions received inc.:motion — YTS/Size registered tedemalc owned by Vila believe to be reliable, an we do not guarantee thee — DPP and unlisted RUT securities are rot listed on a with the sale or distrbuton of airway tontratt and htematianal Service Association and used under accuracy. national securities ndunge and are generally unit rnestrnent trust snes to our diet, we ancla keno. The LES Via Creistl cads and the LES Visa — We genera/ use he eking price when anibbk a illiquid and even i they can be sold. the price at affiliate receive untrue sharing compensation debit cads se issued by LBS Bark USA with he mean of the bd and ask prices fa listed tamed may be less tun the per spire estmaled from nay of the monoe companies underwriting permission from Via U.S.A. Incorpraled. All other securities td options «coy bid prices for OTC value prodded in the scours statement. the a-nuity contracts, af illates o: the Maxim oedemata, registered trademarks, serrke mats ad securities. companies or spontan of he unit enestmers trusts registered service marks se of their respective — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted secuties generate)/ we dimbute. ~pines. what«. model a the most recent peke we are not ansently elgbk fas pubk sale LOS Financial - h eclInka to commissions received from the obtaned and may not reflect an actual market price Services uses the market price of the urresOcted stod purchase and sale of NextShares lundk we ardor our UN financial Services Inc Rev. 202002 ale. of the same issuer as an imputed value fa the affiliate receive an asset-based revenue sharing — Certan potions may appear *Mae a price and restricted stock for purposes of this statement only. To payment from ~Shares databulors, as wed as will tow aspeke was not available if we are he extent that restricted securities are ebgbk for sate funding for technology development trainig ad unable to obtain a price for a security. the vats received may be substantially less than the education. — Deposits a securities cknomiuted n currencies maned value shorn. other than U.S. dollars re reflected at the excharge rate as of the statement date. SDNY_GM_00010131 CONFIDENTIAL EFTA01597794 085 Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 March 2020 Curn3080091850320X114YI 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont l-todge Fund Account number: Your Snancial Advisor. SCOTT STAC g MAN1LYLE CASRIEL Rh: ne Questions about your statement? Gill your Financial Advr,or Cr the Value of your account RMA Resourceline at 800-RMA-I000, on February 28 (1) on March 31 (1) account 029045172. Your assets 4,732,037.76 4,7C6,646. 33 Visit our website: Your liabilities 0.00 0.00 www ubs corn/ financialsennces Value of your account $4,732,037.76 $4,706,646.33 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during l020 Value of your account ≥ Tho. c.nards at year end 2019 14,693,124.12 Net deposits and 4,f59 1 4,732.0 4.7066 withdraw* -$001 Ycur inwstrnent return: Change in market yaw $47,522.22 1,000.0 Vakie of your account on Mar 31, 2020 f4706,646.33 De: 2019 Dec 2019 Feb 2020 Mai 2070 SDNY GM 00010132 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597795 Account name: `,TPLAP. -PY:- Your Finaadel Advisor: UBS Resource Management Account Maui LG.() Friendly account name: tyl - n: Account number. Ind SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (l) your account A Cash and money balances 0.00 0.00% Your current asset allocation • B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 4,706,646.33 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $4,706,646.33 100.00% Value of your account $4,706,646.33 Eye on the markets Percentage change Index March 2020 Year to date S&P 500 -12.35% -19.60% Russell 3000 -13.75% -20.90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S. Aggregate Bond Index -0.59% 3.15% Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.99% GM 000101 ' 2 of 6 CONFIDENTIAL EFTA01597796 Account name: MONTPELIER TRUST sUBS Resource Management Account Your illnaadal Advisor Friendly account name: Mont Hedge Fund SCOTT STACKMANLYLECASRIEL March 2020 Account number: Change in the value of your account Your investment objectives: March 2020 (1) Year to date(1) You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Opening account value $4,732,037.76 $4,659,124.12 Financial Advisor or Branch Manager. You can find a full deduiption of the atternaove investment objectives in important information about your statement at the end of this Withdrawals and lees, document. including investments transferred out -0.01 -0.01 Your retum objective: Capital appreciation Change in market value -25,391.42 47,522.22 Your risk profile: Closing account value $4,706,646.33 $4,706,646.33 Primary - Aggressive Investment eligibility consideration • None selected Summary of gains and losses vaues reported below exclude products for which cans and losses are not dassiied. Your account instructions Realized gains and losses • Your account cost basis default closing method is FIFO, First In, First Out. Unrealized March 2020 (I) Year to date (3) gans and losses (4) Long term 0.00 0.00 327,751 26 Cash activity summary see Account activity this monthfor duals. &dances in your Sweep Options are inducsedin the opening and closing balances value. FDIC insurance Wits to deposits at U85 Bank USA and al banks parkipaung In the LISS F DK Insured DepoSit Progarn. it does not aptly to deposits at U85 AG. Stawr0id Branch. 9K protection applies to morey market sweep fund hOdings but rot bank deposits See important informahan about your SlrettiltAt on the last two pages cr this doormen' for decals. March 2020 (3) Year to date (t) Opening balances $0.01 $0.01 Subtractions Other funds debited -0.01 -0.01 Total subtractions -$0.01 -$0.01 Net cash flow -$0.01 -$0.01 Closing balances $0.00 $0.00 SDNY GM 00010134 Page 3 of 6 CONFIDENTIAL EFTA01597797 *UBS Your notes CONFIDENTIAL EFTA01597798 Account name: MONTPELIER TRUST Resource Management Account Your Mandel Advisor 4tUBS March 2020 Friendly account name: Mont Hedge Fund Account number. SCOTT STACKMANLYLECASRIEL Your assets Scene pores, income and current varies shown may be apprommale As a result. gains and losses nisy nog be wuralely reflected. See important information about your statement a the end of INS CCCumem for more Intomuton. Cash Cash and money balances ccerang nuance Closing baenCe Price per share Average onlden3 interest Days in Hddng on Mar 1 (S) on Mar 31 (S) on Mar 31 (1) rate period period Cash 0.01 0.00 Non-traditional Private equity funds, Hedge funds, and Other investments are held in your U8S Errata Services Inc. (1185 Estimate of value suppled by issuers of certain programs (which are gene/ally 'net asset value' estimates) FS) brolerage account The positions reported below reflect the records 01 the issuers. and UBS FSIoes rot are shown a' issuer est value per unit' for Private eiliny funds, 'Est value per unit' is a value updated gaarantee the accuracy of the iriormatson. The value shown is nal ne(eSSadly the value you would WC Ow Quarterly. based On the Net Asset Ware C NAY') in the f ipso as of the date spedfied adjusted by addng fronthe issuer if you mid the assets. Funds actively sold by UBS CS are subject to cowing due dligmce, carital calls and subtracting dstdbutions since the NAY date The NAY is primarily bawd on estimated although the level performed may vary. A dosed fund may be subject to no °riga ng clligence. A fund that portfolio varies provided by the uncErlying fund sponsor. These trio values may vary because of differences you DUIChated elsewhere may never have been sutiect to 1185 FS dligence. although 1185 FS may receive a in the way they were estimated and because the' Third Meg est value Per um• may have been prepared fee from the fund's manager, which may constitute a matodly of the inanagementrincentive fee. Mease on the basis of financial intonation other than rar.end. Reported estimates may not reflect resale, Contact your Finanoa Advisor with question • ER value per unit' is an estimate of value strXiliea bY an IIQUidation or repurchase vat*, if any. and mar rot reflect Ost abut ons of (mita until the nest valuation is indepe noint valuation IIrm and reflects adjustments for lectors such as the kquldty of the unts. reported, generally on an annual or tern• ann ad bays See important mkvmathon about }out statement at the end of teas staement. Hedge funds Purchase grog Number Average puce Client Cost Price per share Value on unrealized Oar) Irrrestment Hddng Had ng of shares per share (S) investrnenl (5) bash (S) on Mar 31 (5) Mar 31 (I) grin or loss (S) return (S) period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 2,291020 Trade date: Nov 24, 15 1,550,000.00 1,550,000 00 1 000 1,706,326 00 156,326 00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 2l29 2020 Trade date: Jan I, 19 82,755.00 82,755.00 1.000 89,935.00 7,180.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 2/29/2020 Trade date. Dec 18, 18 1,750,000.00 1,750,000 00 1 000 1,893,434 00 143,434.00 LT Cantu-wed neAt page SDNY GM 00010136 Page S of 6 CONFIDENTIAL EFTA01597799 Account name: MONTPELIER TRUST UBS Resource Management Account March 2020 Friendly account name: Mont Hedge Fund Account number Your Pinada' Advisor SCOTT STACKMANLYLE CASRIEL Your assets Non-traditional Hedge funds (continued) Purchase once, Matter Averacft price Client Cost Price per shae Value on unrealized (ta4 Irreestrrent Hddng Hddng of shares per share (s) imvstrnent (I) basis ($) on Mar 31 (1) Mar 31 (S) On or loss (s) return (5) palled GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A PIO 02/29/20 Trade date: Jan 28, 19 2.005220 496.773 996,140.07 996,140.07 507 152 1,016,951.33 20,811.26 20,811.26 LT Total 54378295.07 $4,378,895.07 $4,706,646.33 $327,751.26 920.81126 Your total assets Percentage d Cost Blimated Unrealized Value on Mar 31 (5) your account basis (5) annual imam (5) pan or loss (S) Nontraditional Hedge funds 4,706,646.33 100.00% 4.378,895.07 327,751.26 Total $4,706,64633 100.00% $4,378,895.07 $327,751.26 Account activity this month The actiaty descriptions for dstnbution transactions included in this section are proNded by the plan actniristrator or plan trustee. UBS Financial SeMces Inc. does not Independently verify a guarantee the accuracy or Tidy of INsinformation. Date Actnity Description amount (5) Other funds debited Marti Transfer TO Y1451703200 -0.01 Total other funds debited .90.01 '1_00010a/9e 6 of 6 CONFIDENTIAL EFTA01597800 Important information about your statement LBS Financial Services hr. (the Firma UBS Financial hear from yea n5 later than 60 days after the Finn capacity. A ful copy of the policy wordeg is mailable income or reams and may not keep pace rah Swaim), e a mutter of all prixipal sporty, covirmay sent you the fist statement on which the mar or won retwest inflation andopt:are exchanges. UBS Financial Services and LBS problem appeared. • Moderate; wiling to accept sane risk to princpal and Bark USA are i -direct subsidiaries of UD5 AG and — Provide your nave and account number (d any). Neither the SIPC protection nor the stipplemental tolerate some wlaiity lo seek Inkier returns affiliates of LBS Settees U.C. DeGimes financial — Desert* the error or the transfer you se inure protection apply to: • Aggressive: Willing to accept Ingti risk to principal and statement is available upon request. The Firm's execian about ad polar as clearly as you can why you • Certain financial assets controlled by (and ixtxled high volatility to seek highMtUnS Over tiny? offices are at: believe it is an error ix why you Med TOM your account value) tut held away from UBSFilltetig • mvestawntENgWaity Com:Wrenn: II selected, a Services. For earn* certain (0 insurance prodsts. portion of the portfolio for that avant may include US$Financial Services lx. — Provide the doer amount of the suspected ewe. imludeng vaiable amuilies. and 6i) shares of metal complex strategist, limited hanky and ginner 1200 Hato( Boulevard funds registered in the name of the meant holder on votaidey. Weehawken. N107086 The Firm or Cad Issuer will investigate your complain the books of the issuer or transfer epee.); and will comet an error empty ea' alleged 4001$ • hvestment canteen a inelment :meets fe.g Statement ahouseheldinge This statement represents the on& officialrecord of you emoting U85 Visa•debe cad transaction:, d we take Weed panne-Mips and private placements) that st We may consoMiate d1related account statements wkh LBS Financial Services account Other records, except more than 10 bashes, days to do this, we will credit not registered under the Securities Act of 1933; the same address in the same envekpe• e g. because official is documents, centering conflicting data should was account for the arouse you think is in eta. so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joie account roe be reed upon. II you beleve there is an victor you will have the use of the moneyduring the tine it precious metal contacts). ncbdng (oases contracts relationthps mth other clients at the sane ackkess. If omission, please report it immediately in snag eo the takes us to carplete as :Instigation. and convnedey option contracts, you prefe to receive rviirdual statements marled n Branch Manager of the office seining you account. • Securities an loan to UBS Financial Services; and separate envelopes, you Mydecks heuseholdrg by Please make all checks payable to the Finn or the • Depose accounts (noel ced irate, d anon° at LEG Clang your Financial Advisor Alteugh all (gets shown are intended to be accurate, financial rummers indicated on the from of this Bat USA, UM AG U.S. branches and banks in the statement data shouklnot be used for is purposes. Ray statement In addition to regular account fees, accounts FDIC Insured Deposit Progran. Friendly =cowl name soaks on waned lax lams, 0 e., form 1099, 14913, may be subject to mantenance fees, charges for late The SIPC protection and the supplemental protection do The Friendly account nine is a custernizabk 'nickname' 10125, etc.) when preparing your tar return. The Fern 6 payment for securities purchases and charges fa unpaid net apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. marred by law to report to tie IRS all taxable dniderds, nes.nts n cash accounts. Account that re transferred ryas statements. The SIPC WOWS:0 xxf el* has no legal effect on your account, is not needed to reportable namaxable dividends and taxable interest to other nstilutOnS may be subject to a transfer fee. end al securities Ink( thyme account net proceeds supplemental protection do not protect against changes reflect ay strategy, Prockect recommendation, n the market value of your nvestments (whether as a investment objective a risk pro/te associated with you. on sale transactions, and con basis an certan covered tel Sweep Options result of market movement issuer bankruptcy or meant.% and is not a aroma. or merree that %wealth, securities LBS offers options for sweepng cash balances to bat otherwise). or any linanciS results, can cc MI6. achieved. All deposit moans at nenaftwated banks and rioted investments invoke der risk of loss, ex Ldng the risk of Communications with the Firm banks and money make mutual funds (Money hinds) Dividend Reinvestment Programs (DMP) loss of the trait investment. You can change your • Nast re.corafirm ary oral cornrrunicatices n writing Deposit accounts at LBS Bark USA and ronaffAnted That price reflected is an average face. You may obtan Frionly account names through Online Services or by to further poseect your rights, including your ripts bats pankipaing in the UBS FDICanstred Deposit the actual price from ypx Fnancial Advisor. Only *hole contacting your Financial Advisor. under he Securities Mesta Protection Act (SSA). Program are FDIC-insured in accordance with FDIC rules. shares are purchased under DRIP; Prial shares will be • a the financial institution on the iep left of the front Fa more informalOn, please visit www.f6c.cpw. Deposit told and the cash wie be deposited in your account The Aceoumi overview of this statement is not Les Financial Services. UEW accounts at UBS AG Stanford Branch and shares of dividend reinvestment price supplied by the issuer may • Value of was account/portfolio. Net of assets and Financial Services canes you account a cleating Many Finds are not in-redby the FDIC. differ from the market price at ninth the partial shares liabilities broker by arrangement wan the indicated WasAnn. are sold. • Assets Includes available cash balances. rakes for We informed you of this relationshb when you Bat deposits an not protected by SIPC. Money Find stunts art protected by SIPC See 'MS fnanciX Servkes restricted security (est), and Global Tine Deposits, opened this account. h this caw yOsr kook and CSpierieu Account Protector below. inedlind mats to rewket, and certain assets rot held securities are located at UBS Finexial Services and rot Only wtole unes maybe held in yds accont. a you are by the Fins Does not include unpiced securities( assets the invalseg broker, rd you must make a noon *reeled to a partial unit man/sue of a aided parent Upon yore recasest,KILICKHollthe bark deposes may be a the end of the prix and OJT•Ilt statement periods. a of any nor or meson to both ferns or otherwise, the Finn will ether set prig units at private ilvestinents, invested stod option and • 44 descrbed in the attars mie fluent', you must watckar.n, and shares of a Matey Fund may be market price or accept an avant deterrined by a traidated, and the proceeds reared to you a your enrciuble stock options. notify us of any errors or fraud involving checks registered <berg agency, and credit you account. • Liablees Inclides debit balances, cutsundng margin reflected on vas statement within 30 days after it was sectrnies account mailed a made eatable. loans, credit hie, short account balances Further recension about available sweep options, Investment objective; • Castimonay balances. Total 01 uninvested available • Please direct customer couplet% a names to the The itiestmern objectives aid risk profile are specific to includig current interest rates and yields, is available x cash balances, plus deposit balances at affiliated and Finis Client Setae:xis Depanment at 201.32.1699 each account and may vary between you accounts. a toll-free at 800.3S4-9103, 8:00 A.M. to 600 the winitubs cerwsineowelds, from you Financial Adviser non/Skated banks. and money market prima fund Please arise the Finnprorray in toeing of ary sweep balances. at the close of the statement period. ET Monday trough Friday, or in writing to LBS a by eating 800.7621000. significant change in vas financial situation or Fnancial Services ex., Client Relations Doormen, NOn•tOrretiOdey bee credit balances in your account we investment objectives. For each account held. you not segregated from Other balances and the Fern may I.O. Box 766 Union < ity, NI 07087. US$ Financial Services account protection choose ale of the foaming investment objectives: the Firm is a member of the Securces Investor Protection use aryl these fords in the ordinay care of its • All statements shall be deemed complete and atone • Produce Current Income- Investments seeking the taints Thew finds are payable upon your demand. not objected to in writing within 60 days. Cog:axon (SIC), week protects securities customn generation ei exam only. of es members up to 1500,000 (nekedin9 1250000 fa Tice total is Pcbded in the anent period closing value. • Fur TTY services: Cal 844-612-OW or from outside • Achieve Capital Appreciation: hrestrnents seeking theUS CO201.332.1495 claim for (alb) esplanatoey brochure available upon growth of ant palrage, than the generation of tending infametion • h case of emir a questian about an electronk request a at wwwhecorg. The SIC asset protection tents apply to al accounts that you hold in a particular income. Fa detailed inlormation on the Fim's lading practices fads transfer (U1), bill payment or UM Visedebit • Product Combination ofIncome and Capital ad disclosures, refer to your Client Relationshp card transactions, cal 800-762-10M or write to UBS capacity. The Firm, together with certain etiolates, has also Appreciation- Investments seeking both the generation Agreement or Account Agreement and the General F nonce' Seriices lx., 1000 Harbor Bed, 6th 000r. of income and growth of principal. Ten's and Conditions UBS Statement of Credit Practice wattle...ken, et 07086, Ann: RMNEGA SetvC•S. purchased supplemental insurance. The marina., num payable to at eligt* dirt% collective& under mailable in Agnem ere sada:Vic/owes at this protection is SSOO million as of Decease( 10, 2019. Overall risk profile lymiMx <waxentfltditrew,fot Calla write as soon as you can, 4 you think your • COAS*AbfiVe. Seeks to ItUelthit ntal primp* with statement a mei% is wrong a d you need more Subset to the policy candela's and lineations, cash X information about a transfer al the station or theFen es further protected fa up to / 19 million in the low risk. and iolatiley to the account overall even if except. The Fern or Card thuer (as appkable) must aggregate for M your accounts held in a particular that mum the secant does not generate significant SDNY_GM_00010138 CONFIDENTIAL EFTA01597801 Important information about your statement (continued) Your assets — FCC certain 'manes trading in noncordarming • Est. (estimated) income, cement yields and rates. — Our affiliates also receive trading commissions and Your statement itentes securities and other assets held denominations, price and quantity Race take) may An citirniliit of annul OfPTO is bawd co current other compensation from mutual funds and insurance in the accent a the end of the sttemere period. You have been adjusted to facilitate proper valuation dreidend and nteren rates, assuming the securities will companies whose products we daubute. may ask for delintrY of bully pad securities at ay tine. To obtain current quotations, when S.' lontact be held for one year from statement date or until - We receive orpensat ion fromLBS Berk USA, LBS You may receive senates used as ban (AIWA AO your Financial Advisor. matunty. This estimate is only A guideline; accuracy AG Surnfoid Branch and nonaffiliated bares prang any balance der on them. Ary securities and continued income are not guaranteed. through our cash sweep r.wans. This trenderred to the Fim during the statement period are • Private investments and stmoured products. — Mutated arnuar noes and current yield for ancensation may Manton* per XCOWA fee a listed at market glue as of the end of the statement Private iniestrient securities (iickedng drect certain types of securities could include a return of may be a percentage of average daily deposit period Partkipation program and real estate investment trust principal or rental gains in which case the est. balm:es. • Cost bash. In detennining tee baps of to securees) and struoured prodats are goner* hity income (and current yields mend be overstated. securities included in this statement where ;maraud £quid Certain structuredproducts hire not teen — Estimated a-rual income and current yield and We Activity with the number -1,• UBS Financial SCOMOS hat mead registered wah the Securities and behave actual imam, and yield mite be lower ct higher Information regarding COTROSOCS and other Marrs on information obtained nom SONCOS other than LE6 Commission or under any state securities laws. We than the estimated anoints. incurred in (*rest ion with the execution of trades, Financial Reinke% irclutling Hammier. frown another provide estimated values for prime nwmmm tie — An estimate of ritualized income (dvidend ardor includng opt ion transactions has been includedon lamor that you mar haw provicled to your Fnancial sewn*, and structured products for nformational interest) derided by the current matt confirmations previously furnished so you, and wAl be Advisor. The Filth does rot indepenclenty verdy CC °Mi. Accra is rat not guranteed. vakoraverage balance is based on the last dividend provided to you pro-Tony on regent. 9Allat thexosacy ct validity of ay information provided by sources other than LOS Firuncial Services. = vales May differ substantially Iron prices, any, at 4u-hearer ;west memo securtya or merest payment made by the issuer and Short salting assumes the mart iendeposes will be hell for on ackleico, although LOS Financial Serkes genera* structuredproduct maybe bouthl «sold and do year from he stalenwe date or unit malunty. If yiAi are engaged in short selling a seciray. you may updates this nformation as it is received the Fern not necessary leaner* the va you may receive Accuracy at continued yield ae not guaranteed. incur a charge due to certan bornowng costs for that does not prow de ay assurances that the reformation upon liquidation. palicula tensity. under -Cost basis" and lthrealced gadloss' is — mid party esthetes of vale are as of a certain • Assets not held by UBS Financial Services. Cenan accurate as of the date of this statement. As suctu date at are supplied to UBSFnand Services on a assets ye not held by the Fin, and not within the Open orders please do not rely on this information to make regular bath by an independent volution firm. limit possession a control. These assets are Regarding open or "gxd.td.cancelled• ceders that purchase a fie decisions. for tar purposes a — issuer, general partner a sponsor estimated vales, displayed on scar s AW-MO fee irdorrnitional were not executed by the sucemera date, open buy and ill le niw.a. Accounts transferred to the lint may ay, are %Wed to the Fire by the issuer. purposes only. Positions and values presented are sea stop ceders ate reduced by the amount of ciUdends ref garlloss Herniation only for the period of general partner or sponsor and may be calculated provided by to issuing fem. UBS f nancial Services is or rights on Anat. dliadeSS a exrchts date urens tine they at held at the Fern. More historical based CO afferent informatkin from that used by not MM.:table for this inkernation at does not insaucted otherwise by you. You re responsbb for nformation can be added by your Firurcial Advisor. third parties to derive their gummed values. guarantee is accuracy. These assets at not protected orders fin ate executed on to your failure to cancel • Unrealized geindlesses. When data is available, — You can cttain additional information regardng by SP( or the firm's supplemental StPC coverage. eating open ciders. est Mad unedited gandlosses at calculated for the method:Sow used to determine the estimate of rdividul security lots. The transaction data for value and the date of tie intamal On that is the • R•WerVal sharing and additional compensation. Privacy ndni:bal lots may or may not reflect canmesions, basis for the estimate bi contactingyour Financial - h addition to commissions on sales ad 12b.1 fees To obtain a airy of our current Client Priracy Notice, charms arida security Ammonia/nth rants Advisor. received in connection van the disabean of mewl please contact your Financial Adviser or tit our webure Dividend and other renve*aent lots and syStillIalk — Third party estimated values may be reflected as funds to as clients we actor our affiLate receive a)Wnoyurn cornrorivacvoolcr. PANIVse lots re each combined to 00.W ate 'her priced' in several situatera: when a revere. shying piromenis from distrbeors anchor — LBS Financial Stryker is rot a bark The RIAA, Business averaged lot The 'Trade date' column presents the • dent valuation Inn has not supplied or is adviscn of the noel funds that we sell. These Services Account BSA and 'AMA are brokerage crigithf transaction wade date. unable to assign a vale when we become Nate amasses are based on two diferent components: (0 accounts whch prof.* access to barring sereces and • Callable mositles Bonds and preferred stock that INA a material earn has occurred that may call a the amen of sales by LBS of a particular mutual warts throat avangenents with affiliated beet the issuer calls for easy redemption wit be selected presiasbireported weir Mc question, or when a fund family*, our clients; and GO the asset value of a and other 'hid-party banks, and provides access to impartial& by lot from among al securnin of that yak* woad be highly speculum? due to **nature pankutar mutual fund lama/s shares held at the noon and annuity products issued by unaffiliated 6%.* held in Out name of nnative name for oca of the security. fern. thidpaty insurance companies trout insurance dents Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We and our affiliate also receive networking and agercysubsdaries of UOS Financial Services ix. parties and its accuracy is not garaneed. Other call estimated value its a tined-piny *stowed HA* is ambers processing fees in considers Win for vans* — awesvnent, raceme, aid arnuey proaxts: features may exist which could affect yield; complete provided, the vale of the smarty MI be deferern agert seniors that rte provide to the mutual funds. — Nat FDIC hosed • No bank guarantees May lose vale information mil be provided upon request from its purchase price These fees generals are paid from investor assets in — 1144. Resoux• Marugemmt AccOUnt Business • trice/value. prices deployed for securities and other — tistrbutons to date may ackade return of tie mural find and ate a fired dollar smart based Services Account BSA IRMA and international Resource products maybe higher or lower than the price that capital income or both on the number of accounts at the broke-dealer lAanagement Account are registered service maks of you would actually receive an the market Prices are — 'Orueral unit size' represents the initial chewing holding mutat funds of that find lady. LEG runcial Stryker hr. obtained from various Wed party sources which we price per unit at may nOf reflect your cost bass - h adfahn to commission received in ornection — VISA isa registered tademak maned by Nina blew to be relable, but we do not gumtree* thee — OPP and unlisted REff sec/tits re not lined on a with the sale or distribution of annuity convects and international Service Association end used under accuracy. national securities exchange, and are generally unit investment trust tint to our diens, we andor keno. The LOS Via crest% cads and the LBS Visa — We genera/ use the caring price when available a illiquid and!emit, can be sold. the price our a filiate TWO* MVO*e sharing conannation debit cards are issued by Les eine USA with One mend the bid and ask prices for listed rimmed may be less Wan the per share estimated from many of the nsuraxe companies underveriting Permit's:re from Visa U.S.A. Incorporated. All other securities ad options any bid prices fa OTC value wended in the account statemern. the amuity contracts, affAates of the insurance tradenorkk registered trademarks, service maks and securities. ancients or sponsors of the unit investment trusts registered wrote marks are of their respective — Less actiwki traded securities maybe priced using a • Restrined securities. Restricted securities generally we dianbute. companies. yakation model a the most recent price we are not currently elubk kr putitc sale U3S Renal - h adlitka to commission recessed Iron the obtained and may not reflect an actual market price Services uses the market price of the isresexted stock purchase and sale of MASIia es heck we odor our LOS financial Services Inc. Rev. 202002 or valet of the same issuer as an Mooted value for the affiliate receive an asset-based revenue sharing — <erten positions may appear walla.' a price and restricted stock forpurpose of this 'torment only. To payment from Neuriares distributors. at well as will show as 'pee was not athilabte if we are the cosent that restricted securities ate eligble for sake, hexing for technology development, training and unable to obtain alpha for a security. the wke received may be substantially trio than the tducalica. — Deposits or securities cknomnated n currencies Moned vats shown. other thanU.S. dollars are reflected a the excharge rate as of the statement date. SDNY_GM_00010139 CONFIDENTIAL EFTA01597802 085 Financial Services Inc 4ITTBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 April 2020 Cha7006955733 0420 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-26913 Friendly account name: Mont Hedge Fund Account number. I Your Snandal Advisor: SCOTT STAG, MANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advicor or Poc Value of your account RMA Resourceline at 800-RMA-1000, on March 31 (t) on April 30 (1) account 02%45172. Your assets 4,706,646.33 4,576,966.05 %sit our website: Your liabilities 0.00 0.00 www.ubs.com/financialservices Value of your account 54,706,646.33 $4,576,966.05 Items for your attention Help protect yourself from fraud and review bank. °edit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during l020 Value of your x<ount S Th:, L6ands at year end 2019 14,692,124.12 Net deposits and with:traria:5 -SO01 Your investment ream: Change in market value 482,1%06 Value of your account on Apr 30, 2020 54576.96605 Dec 2018 Dec 2019 Mar 2070 Api 2070 GM 00010140 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597803 Resource Management Account Account name: MONTPELIER TRUST Your finaafi Advisor: UBS April 2020 Friendly account name:Mont Hedge Fund Account number SCOTT STACKMANLYLE CASK IEL Your account balance sheet Summary of your assets value on Percentage of April 30($) your account A Las,' arid money balances GOO 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0 00% E Non-traditional 4,576,966.05 I00 00% F Commodities 0.00 000% G Other 0.00 0 00% Total assets $4,576,966 05 100.00% E Value of your account 54,576,966.05 Eye on the markets Percentage change Index April 2020 Year to date SW 500 12.82% -9.29% Russell 3000 13.24% -10.42% MSC1- Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index 1.78% 4.98% Interest rates on April 30, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.33% M_000101499, 2 of 6 CONFIDENTIAL EFTA01597804 Account name: MONTPELIER TRYST SUBS Resource Management Account Your fineadal Advisor. Friendly account name: Mont Hedge Fund SCOTT STACKMANLYLE CAMEL April 2020 Account number: Change in the value of your account Your investment objectives: April 2020 (11 Year to date(L) You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Opening account value $4,706,646.33 $4,659,124.12 Financial Adwsor or Branch Manager. You can find a full descnption of the alternative investment objectives in Important information about your statement at the end of this Withdrawals and fees, document. including investments transferred out 0.00 -0.01 Your return objective: Change in market value Capital appreciation -129,680 28 -82,158.06 Your risk profile: Closing account value 54,576,966.05 $4,576,966.05 Primary - Aggressive investment efgibility consideration • None selected Summary of gains and losses vanes reported below exclude Doodads lot which gam and losses are not dassded. Your account instructions Realized gains and losses • Your account cost basis default closing method is FIFO, First In, First Out. Unrealized April 2020 (4) Year to date (3) gainsand losses(4) Long term 0 00 0.00 198,070 98 Cash activity summary See Account SON* this month for decals. Balances in your Sweep Options are inducted in the opening and closing balances value. FDIC insurance applies to deposits at U85 Bank USA and al banks parlicipaarg In the U85 F DK Insured Deposit Progarn. it ones not azir to deposits al U85 AG. Staadold Branch. SIPC protection appees to money market sweep fund headings but not bank deposits See important Information about your statement on the last two pages d this document tor &lats. April 2020 01 Year to date (I) Opening balances $0.00 $0.01 Subtractions Other funds debited 0.00 -0.01 Total subtractions $0.00 -$0.01 Net cash flow $0.00 -$0.01 Closing balances $0.00 $0.00 SDNY GM 00010142 Page 3 of 6 CONFIDENTIAL EFTA01597805 *UBS Your notes moacnotgeo. 4 of . CONFIDENTIAL EFTA01597806 Resource Management Account Account name: MONTPELIER TRUST Your almodal Advisor. Friendly account name: Mont Hedge Fund 4tUBS April 2020 Account number. SCOTT STACKMANLYLECASRIEL Your assets Some pnces, income and current values shown may be appradmate. As a mull, gains and losses may not teaccuraely reflected. See important information about your statement a the end of tNs document for more information. Non-traditional Pirate tquty lunch, Kedge funds, and Other invesvneMs are NW in your U85 FinanCia 9•r. ces Inc. (UBS Estimates of value suppbed by issuers of certain program Witch me generally •net asset value' estimates) FS) brokerage account. The positions reported below reflect the records of the issuers, and uBS FS does not are shown a ' issuer ea vita per unit'. for Private &pity fund, • Est value per urit • is a value updated guarantee the &rotary of the Infommon. The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value (' NAV') in the fund ea of the date spedflea adjusted by ailing from the issuer if you scidthe assets. Funds acrivety sold ty UBS FS are subject toong:Mg due dligence, recital calls and subtracting dstributions since the NAV date. The NAY is primarily based on estimated although the level performed may vary. A doted fund may be subject to no ongcing diligence. A fund that port Icho values provided by the underlying fund spcmor. These two values may vary became cl differences you purchased elsewhere may never have been subject to 1)85 E5 ciflige nce, although UBS FS may receive a in the way they were estimated and because the 'Third pant est. +slue per unit' may have been prepared fee from the funds manager, whch may constitute a majority of ihe managemenvincentive lee. Mease on the basis of financial intemotion °thee than year.end. Reported estimates may not reflect resale, contact your Rnancia Achim, with questions ' En. vita per mit' is an estimate of value sip:plied by an bquidation or repurchase value, if any, and may rot reflect dst 'bottom of caplet until the next valuation is independent valuation fine and reflects adjustments for factors such a the houidty of the arts. reported, genera' on an annual or serriannual basis See rmporrant information about )our statement at the end of ttis statement. Hedge funds Purchase Sea Number Average price Client Cost Price per share Value on umeailaed Rad Buettner* Noldrq Jicid ng of shares per share (I) investment ($) basis (S) on Apr 30 (5) Apr 30(S) gain orIOSS(S) return CO Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 313112020 Trade date: Nov 24, 15 1,550,000.00 1,550,000.00 1.000 1,702,548.00 152,548.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS B NO 3131/2020 Trade date: Jan 1, 19 82,755.00 82,755 00 1.000 89,735.00 6,980.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 3131/2020 Trade date: Dec 18, 18 1,750,00800 1,750,000 00 1.000 1,889,228.00 139228.00 LT GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO03131/20 Trade date: Jan 28, 19 2,005220 496.773 996,140.07 996,140.07 446.562 895,455.05 -100.685.02 •100,685.02 LT Total 84,378,695.07 $4,378,895.07 S4,576.966.05 $198,070.98 4100.685.02 SDNY GM 00010144 Page 5 of 6 CONFIDENTIAL EFTA01597807 SUBS Resource Management Account April 2020 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number Your finandal Advisor. SCOTT STACK MANLYLE CA SRIEL Your assets (cononued) Your total assets Percentage d Cost Estimated Unrealized Value on Apr 3004 your account basis (s) annual income (S) oan or loss (I) Non-traditional Hedge funds 4,576,966.05 100.00% 0,378,895.07 198,070.98 Total $4,576,966.05 100.00% $4,378,895.07 $198,070.98 000101%9° 6 of 6 CONFIDENTIAL EFTA01597808 Important information about your statement • S Financial kr-tutees tx. (the Firm or UBS Financial hear from you 05 later than 60 days ate the Firn capacity. A fug copy of the poky wordrg is available income or retard and may not keep pace win Services), 4 a member of all principal recixity, corny* sent you the fist statement on wench the error or Lima rasa" inflation andoptions excha-ges UBS Financial Services ad UBS problem appesed. • moderate: Waling to accept sane risk to princpal and Baer USA are idireot sibs:Janes of t185 AG and — Fronde you name and account number (if any). Neither the SIPC protection nor the applemental tolerate scene volality to seek titer returns affiliates of LOS Skulls U.C. TMFirms financial — Doug:* the error or the tender you se insure protection apply to: • Aggressive: Willing to accept Ingh risk to primeval and statement is available upon request the Fiats eiemaise about. arid ',plan as clear& as you can why you • Certain financial assets controlled by (and incbded in hgh volatility to Seek hip'salums Over time offices are at: believe h is an error a why you needTOM your account raked but Mld away from UBSFinercial • rniestowne Welly Consideration: If selected, a information. Services. For mantle certain (0 insurance prod-ch . portion of the portfolio for that xtoure may include UBS Promise Services Ix. — Provide the doll. amount of he suspected error. txludrg eaiabk accwities. and 60 shares of mutual complex strategies, limited liqudy and gexer 1200 Harbor Boulevard funds registered nthe name of the exam holder on votataey. Weehawken NS 07086 The Firm or Cad Issuer will investigate you complaint the books of the issuer or transfer apere.); and will correct any error promptly for ale* Wolf • kassemmt °attach or most/rent interests fe.g. Statement "householdirer This statement represents the on& officialrecord of you emoting LEIS Visa•debil cad transactiocs. if we take imbed partmenlips and private placements) that are We may cons iodate al relaxed account statements with Les Financial Services account Other records, neept more than 10 barons days to do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope, e g. because oil'oral ter documents, coManng confletng data should your account for the amount you think Min error, so thal • Commodities contracts (e.9., foreign recharge and they have owners who also maiman joie account not be retied taxa. 'fru believe thee is an error ce you will have the use of the moneydung the tine a precious metal contracts), noticing fusses contacts relations's:0 mth other clients at the same adchess. ef omosion, pleas* report 4 immediately in writing to the ties us to complete as inntgaton. and (amuck), open contracts, you prefer to receive individual staternens mailed n Branch Manager of the office serving you account. • Securities on loan to1.185Filancial SerriceS; and separate envelopes, you ragdecline househoUrg by Please make all checks payable to the Finn or the • Depose accounts (leapt certificates of dePont) et LOS (Aso your Financial Advisee Although all 'gees shown are ?Mended to be accurate, financial minuet) indicated on the front of this Bark USA, UPS AG U.S. branches and banks in the stXement data shouklnot be used kr tax purposes. key statement. In addition to regular account fees, accounts FDIC Itsured Deposit Program. Friendly meow% name sole& on yearend tar kerns 6.4., Form 1099, 5498, may be abject to maintenance fees charges for late The 51K protection and the supplemental protection do The Friendly account none is a custunitabk 'nano!** 10425, etc) when preparing yore tax return. The Sion 6 payment for securities purchases and charges for unpaid not apply to these assets even if they otherwise appear chosen by you to assist you with yam recordkeming. repaired by law to report to the IRS all taxable dradends, arro.nls in cash accounts. Accounts that are transferred on you nab:menu. The SIPC protection and the hat no legal effect on your account, is not intended to reportable nxvtarable dividends and taxable interest to other nditulOnS may be subject to a transfer fee. supplemental protection do not protect against charges felled ay strale9Y. Product recommendation, eared on 'entities held navy octant net proceeds is the nakel vela el your investments Mather as a investment objective or risk motet associated with you on sale turnactons. and COO basis an certan covered ISS Sweep Options result of maker movement issuer bat.niplcy a accounts. and is not a promise or gueartee that wealth seasairs LOS offers options for sweeps-9 cash balances to bait otherwise). or any financial results cane willbe achieved. All deposit =ants at nonaff Axed banks and athiated investments noshe One rite of loss ex Ldng the risk of Ccenmunications with to Fin bats and money mane" mutual kends (Money funds). Dividend Reirwestment Program (DRIP) loss of the entre investment. You can change your • Neese re-corairrn any oral corn-uneaten, ri writing Deposit accost at Meant USA and reinaffelated Th• once reflected 4 an average taco. You may obtain Friend& account mews Ilvough Online Services or by to further prided your opts, ixeratIng your mph banks panicipang ride U85 FDIC-ensued Deposit the actual pore tempts Fnarx lel Advisor. Only v.hde contacting your Finarcial Adenor. usler the Securities 'wester Protection Act (SPA). Program are FCC-insured in accordance with FDIC rules. shares ace purchased under DRIP: Paid' chafes will be • I the franca intaution °nth* icp let of th• from For more Hamelkon please visit wwwfde.gar Deposit add and the cash wit be deposited in you account. The Account overview of this statement isnot LOS Financial Services, UBS accounts at LOS AG Stamford Branch and shares of dividend reinvestment price supplied by tie issuer may • Value of you accoundportiorio Net of assets and Financial Services caries you- account a chain Money Funds are not re-red by the SDK. differ from the market price at which the partial shares libinies tacker by arrangement wan the indicated insulation are sold. • Assets Includes available cash balances, vales for We Wormed wu of this relationshei Men you Bank deposits ate not protected by SIPC. Money Find shays ire protected by SIPC See -U8S financial Servkes restricted security (est ), and Global Time Deposes, opened this atoms* h the cases your funds and Cash.imieu Account Protection' below. imealind mats to market and certain assets ra:n held searities are located at UK Financial Services and rot Only whole unks maybe held in you account. a you are by the Finn Does rat nclde unviced securities( assets the twos dig broker, ad you must make a moon 'fleeted to a petal inik as a result of a dividend payment at the end of the priar and curers statement periods cc of an, error or mown to both toms. Upon your request, Winn in thebank deposes may be a otherwise, the fine will ether sell paid units at private investments, invested stock options and • As *sorbed n the account eu fluent,. youmust wadravin. anti shares of a Navy Fund may be market price or accept an anon determined by a vortical, stock options. notify is of any errors or fraud involving checks liaidated, end the proceeds returned to you or your registered clearing agency, and credit you. account. searitin amass. • Liababees eclides debit balances, oustandrg margin reflected on your Stater:WM within 30days ate it was mailed or made mutable. loans, Ueda lint short account balances Fader niormatan about available sweep option, 'revealment objective, • Castanoney balances Total of uninvested avalabk • Please direct customer explains or ruiries to the TFa easement objectives and risk profile are spike ic to Mixing current interest rates and yields is amiable x cash balances, plus deposit balances at affirmed and Finn's Client Relations Overawe at 201-32-1699 each account and may vary between you accounts. a toll-free at 0)0.354-9103, 8:00 A.M. to 600 P.M www.ubs comrsweepyields, from your Financial Advisor nonaffRated tanks, and mosey market mesa fusd Please advise the Finnprow& in vexing of ay sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to U35 or by Nang KO-7621000. sipilkant change in yam financial situation or Financial Services Inc.. Client Relations Department Non.corrrnodity free credit balances in you account are investment objectives. Foe each access held. you nt segregated from other balances and the Fern may P.O. Box 766 Union City, he 07087. UN Financial Services account protection choose one of the following investment objectives: The Firm's a merrier of the Secures Investor Protection use any d these fuck in the ordinary cone of its • All statements shall be deemed complete and accurate • Produce Current Income- investments seeking the tans Mow finds the payable icon your demand. 4 not objected to inwriting within 60 days. Corporation (sro, which protects securities customen generation of income only. of is rreerberS lip to 1500,000 (adding 1250,000 for The total is Madded in the current period closing value. • For TTY services Cal 844-612-0986 or from outside clams for cash0 hplanatoey brochure available upon • Achieve Capital Appreciation: heestments seeking the US Ca0201.352.1195 growth of pint Pallady, than the generation of Leading infannetion • h case of errors occasion about an electrone request or at vreenrsescorg. The SIPC asset protection lints apply to al accounts that you hold in a parteuler income. For detaaed Somatic° on the Fern's lendig practices fund, transfer (U1), bill pane or UM Visedebit • Produce Combination ofIncome and Capital and digMures refer to you Client Relationshp cad transactions, cad 800-762-1000, or write to UBS capacity. The Firm, together with certain athletes, has also Appreciation- Investments seeking both the generation Agreement a Account Agreement and he General I-uncial Semites It, 1000 Harbor Bat, 6th floor. of income and growth of principal. Ten's and Conditions LOS Statement of Credit Practices Weretuadon, W 07086, Attn: RIONSSA Services. purchased supplemental insurance. The marina., amens payable to aleligtia darts, collective& under available nAgreements andDisclosures at this protection is SSOO million as of December 10, 2019. Overall risk profiles www ram tornlateorntelkelnarm Call or write as soon as you can, 1 you • Conserved*. Sinai to maintain initial primps!, with statement or receipt is wro-g or f you need more keyed to the pale y cordilkm and break:as, cash x information about a transfer on the Cann or theFirm is fatter protected fa up to 11.0 Stir, in to low Sc and volatile): to the account overall, even if recent. The arm a Card Mar (as appkable) must aggregate for al your accounts held in a particular that mum the account dots not generate significant SDNY_GM_00010146 CONFIDENTIAL EFTA01597809 Important information about your statement (continued) Yes assets — FCC certain seeress trading in non-conformrig • Est. (estimated) income, current yields and rates. — Our affiliates also receive trading commissions and Your statement rants secuities and other assets held denominations, pine and quantity (lace value) may An estimate Of Waal i come is based on CUrtitri other compensation from mutual funds and insurance in the accost' at the end of the sttemere period. You have been adjusted to facilitate proper valuation. dividend arid Merest rates, assuming the sec rities will companies whose products we disubute. may ask for fishery of fulbr pad sew-ilia at ary tine. To obtain omen cpotatioris, when o.'3,1•••. -.omen be held for one year from statement date or until - We receive compensation from OBS Bank USA. UBS You ma/recent tealisin used as ban relates Jitter your humal Advisor. Matunty. The estimate if crib, a 9uickilint accuracy AO Stamford Branch and nonaffiliated bares piryng any balance dr on them. Any securities and continued income are not guaranteed through womb sweep program. This trenderred to the Sirn durig the statement period are • Private inveetrneraa end imaged products. — Estimated arrua ncome zed curare yield for anconsation may beam:me* per accent fee listed at market value as of the end of the statement Private Mesa-nem securities (inclacIrg Oren certain types of smithies toted include a return of may be a percentage of average daily deposit period. Partkipation program and real estate investment trust prixkial or capital gains in Mich case the est. balances. • Cost bash. In detenninirg the cost bars of de seturees) and struceured prodats are goner* Way income (and current yield would be overstated. securities included in this statement where irxkcated Akiud Certain structredprodms have not teen — Estimated ritual income and current yield and the Activity with the number • 1,• UBS f inancial Union has read registered web the Securities and Exchange actual imam, and yield mite be lower or higher Somalian regarding (Oninlinkre and other Marrs on information obtained from SP/CeS other than LOS Commissionor under any state securities laws. We than the estinated amounts. incurred in cornett ion with the Seaton of trades, Franc:al Strikes, rclutling edormaticri frown another provide estimated values for prise investment — An Sins of arnualiad ixome (drvidend ardor including option transactions has been inckided on lam or that you mathaw ixovided total Fnancial seaman and structured products for reformational interest) derided by the cuirent mate confirmations previously furnished so you, rd will be Advisor. The Finn does rot indepenclenty verify Cr ass. Accuracy is not suranteed. vela/average balance is based on the last dividend provided to you prareptly on recant. garnet the rosary or validity of re information provided by sources other than LES Firuncial Servicm = sirs IWO ditto "imamially from prices, or merest payment made by the issuer and Short soling any. at whch a private nvestment secudyor assumes the securities/deposes will be hell for ore h Slam, atlaugh LESS Financial Services genera* structured product maybe boujsl or sold and do year from the staienwit date or urea malmsey. If yco are engaged ii short selling a sectrity, you may updates this Momenta as it is received, the Fern not receaNnbr Names the va you may moire Accuracy and continued yield are cwt guaranteed. incur a charge due to certan bornowng costs for that does not provide ay assurances that the information upon liquidation. particular sect/y. under "Cost basic and lthrealoal gadlow * — Thrd party Senates of value are as of a certain • Assets not held by UBS Financial Services. Cenan accurate as of the date of this statement. As such date at are Supplied to UBSFinaxial Services on a assets are not held by the Fin and not within the Open orders please do nor rely on this forformation so make reguter basis by an independent valuation firm line possession a control. These aswts are Regarding open or "gxd.ta.cancelled• ceders that thrchase tale ckKitkina. tar purposes a — Issuer, general partner of spank( estimated vars, displayed on your statement fee erdormational were not executed by the statement date, open buy and rifle Accounts transferred to the fins may it ay, are eLCOred to the Firm by the issuer, purposes only. Positions and vibes ;resented are set stop orders are reduced by the amount of ith.idends ref gantloss ireonnzeion only for the period of general partner or sponsor and may be calculated provided by the issung fen. UBS rancial Services is or rites at an ex- deaden* Cr exachh date oriels tine they are hub a the Fem. More historical based on afferent information from tat used by not reparable for this inkernatim at does not Started otherwise by you. You are responsbb for information cat be added by your Firurcial Advisor. third panes to derive their gummed values. guarantee as accuracy. These awns at not protected orders that are rooted do to your fare to cancel • tthreaind gam/losses. When data is available, — You can obtain additional information regarding by SIP( or the firm's supplemental StPC coverage. eating open ciders. Minted sneaked gait dlosses are calculated for the methodology used to **amine the estimate of r denial security lots. The transaction data for value and the date of the information that is the • R•WerVal sharing and additional compensation. Privacy ndnicbal lots may a may not reflect canmessiths. basis for the estimate by contactkgyour Financial - addition to commissions on sales at 12b.1 fees To obtain a copy of as current Client Priory Notice, charges theta security morganaation nem. Advisor. received 'n connectco rah the disubson of visual please contact yea Fnancial Adviser or as as wets* Dividend and other reinvesunent lots and syStenialiC — Third party estinated values may be reflected as finds to as clients we and/or cur aflame receive )SWN VAS conionvarvoolcy. PWCI-OW kit re each combined to dimlaY one 'We priced' in several Muster*: when al revere. shying pigments from distrbators motor — U3S Financial Services is rot a bark. The RMA, Business averaged lot. The 'Trade date' (armpresents the ixkpwhdnt valuation Inn has not supplied a is adviscn of the rnsual bras that we sell. These Services Account BSA and AMA are brokerage crigrol tansaction wade date. unable to assign a vat*. when we become aware a' nits are based on two diferent components: CO accounts whch prom* access to bareng snares ri d • Callable marbles Bonds and preferred stock that that a material event kw pinned that may call a the intuit of sales by U136 of a partcular mutual pedals thitucfri evangel-nines with affiliated banks the issuer calls for eery redemption wit be selected atheany reported sir into question, a when a And fanny*, our clients, and GO the asset value of a and other Pied-party banks, and provides access to inpartidy by lot from among at secure* of that yak* mead be highly specula. the to **nature pankutar mutual fund frays shares held at the Mane and annuity products issued by unabated a* held in Out name or n nominee name for Oka of the security. fern. ihidpaty insurance companies trout insaance client,. Call feature information i obtained from third — When nether an issuer, general partner or sponsor - We and our affiliate also receive network rig and agencysubs:dries of UE6 Financial Services ix. pates and es accuracy is not guaranteed. Other call estimated value me a thedparty estimated aka is ambus processing fees in considerate... for vansler — InvesInlent, Mine, and arnuity products: leaves may exist which could affect yield; complete provided, the vale of the warily MI be daerers ages senates that we provide to the mutual funds. — Nat FDIC hared • No bank guarantees May lase vas nformation wit be provided upon request- from its purchase price These fees genera are paid Irons investor assets in — IMA. Lesoux• Managemmt Account, Business • Peieelealue. Pekes displayed la securities and other — tarbutons to date may reeds tetanal the mural find and ere a faced dollar smart based Services Account BSA. IRMA and international Resource products maybe higlw or lower than the price that capital, income or both on the number of acorns at the broterdealer lAanagement Account are registered service maks of you would actually receive n the market. Prices are — unit size' represents the Sal cawing hobag mukial funds of that fund fray. LBS Fnncial Services bac. obtained from various tad party sources with we price per unit and mar not reflect your cost bass - h addition to commissions received in connection — VISA is registered thademalt owned by Visa blew to be reliable. but we do not guarantee the, — DPP and unlisted RER snails re not listed on a with the sale or diminution of tenuity contracts and htenutimal Service Association at used under accuracy. national securities exchange, and are generalY unit reestment trust units to our darts, we ado keno. The LOS Via crest% cads and the LBS Visa — We genera/ use the cbsing yoke when available a illiquid ad even a they can be sold. the price at a firate receive reverbe sharing ampanution debit cards are issued by Linea* USA with the mean of the lad and ask prices fa listed teemed may be less than the per share estimated born many of the nsuraxe companies trickweriting permission from Yoe U.S.A. Incorporated. All other securities and options a my bid prices fa OTC value waded in the account statemern. the amuity contracts, affAates of the instate eadernarksr registered trademarks, serve maks and sea-rites. companies or sponson of the unit investment hunt registered series marks are of their respective — Less actiwy traded securities maybe priced using a • Restriaed securities. Restricted securities general!), we distribute. companies. valuation model a the most recent price we are not currently elgbk Sow pubic sale. UT'S F nano.' — h mktika to commissions received from the obtained and may not reflect an actual market price Services uses the market price of the isresticted stock purchase and sale of N/1445Iia es hirde we ardor our LOS Financial Services Inc Rev. 202002 or vale. of the same issuer as an imputed value for the affiliate receive an asset-based revenue sharing — <erten positions may appear withal a price and restricted stock for purposes of dis statement only. To payment from WASS/a disk/mon, as well as will show as 'pike was not mailable' it we are the event that restricted sectrites are eligble for s*, funding for technology development, training and unable to obtain a pike for a security. the yak* received may be tuba/mildly less than the education. — Deposits or Beatifies denominated in currencies imputed vale shown. other thsnU.S. dollars are reflected a the excharge rate a of the statement date. SDNY_GM_00010147 CONFIDENTIAL EFTA01597810 UBS Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 May 2020 CNe70067395.50520 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP BOSTON MA 02210-2698 Friendly account name: Mont Hedge Fund Account number. Your Snancial Advisor. SCOTT STAC, MAN/LYLE CASRIEL Ph: ne Questions about your statement? Coil your Financial Advr...ir or the Value of your account RMA Resourceline at &30-RMA-1000, on April 30 (5) on May29 (5) account 029045172. Your assets 4,576,966.05 4,703,195.71 Visit oer website: Your liabilities 0.00 0.00 vnvw.ubs.comdfinancialservices Value of your account $4,576,966.05 $4,703,195.71 kerns for your attention , Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth siovw.annuakreditrepon.com. Tracking the value of your account during l020 Value of your account S Thousards at year end 2019 14,693,12412 Net deposits and 4,f59 1 4,577.0 4,703.2 • withdraw* Your imestrrent return: -5001 Change in market value 544,071 60 1,000.0 Value of your account on May29, 2020 $47019571 Dec 2010 Dec 2019 Apr 2020 May '2020 SDNY GM 00010148 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597811 Account name: M. 'P.M: - Your Yin/odd Advisor: 4tUBS Resource Management Account Friendly account name: M - n: Account number. Ind War STACKMANLYL€ CASPIEL Your account balance sheet Summary of your assets Value on Percentage of May 29 a) your account A Cash and money balances 0.00 0.00% Your current asset allocation • B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0.00% E Non-traditional 4,703,195.71 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $4,703,195.71 100.00% Value of your account $4,703,195.71 Eye on the markets Percentage change Index May 2020 Year to date S&P 500 4.76% -4.97% Russell 3000 5.35% -663% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S. Aggregate Bond Index 0.47% 5.47% Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.18% _GM_000101W° 2 of 6 CONFIDENTIAL EFTA01597812 Resource Management Account Account name: MONTPELIER TRUST Your rineacial Advisor. Friendly account name: Mont Hedge Fund *UBS May 2020 Account number: SCOTT STACKMANLYLECASRIEL Change in the value of your account Your investment objectives: May 2020 (1) Year to dated,/ You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Opening account value $4,576,966.05 $4,659,124.12 Financial Adwsor or Branch Manager. You can find a full desicnphon of the alternative investment oblec tnces in important information about your statement at the end of this Withdrawals and fees, document. including investments transferred out 0.00 -0.01 Your return objective: Capital appreciation Change in market value 126,229.66 44,071 60 Your risk profile: Closing account value $4,703,195.71 $4,703,195.71 Primary - Aggressive Investment eligibility consideration - None selected Summary of gains and losses vaues reported below exclude products (or which gain and losses are not dassiled. Your account instructions • Your account cost basis default closing method is FIFO, Fkst In, First Out. Realized gains and losses Unrealized May 2020 (5) Year to date (5) gains and losses (S) Long term 0.00 0.00 324,300 64 Cash activity summary See ACCOunt activity this month for deals. Bdances in your Sweep Options are induct) in the opening and closing balances value. FDIC insurance applies to deposits at USS sank us* and en banks panicipating In the U85 F DIC Insured Deposit Procyam. ti does not apply to deposits at U85 AG. Stamrold Branch. 9K protection apples to money market sweep fund hddings but rot bank deposits. See Important in(ameba° about your SfettntAt on the lest two pages cl this document for &Leis. May 2020 (5) Year to date (t) Opening balances $0.00 $0.01 Subtractions Other funds debited 0.00 -0.01 Total subtractions $0.00 -$0.01 Net cash flow $0.00 -$0.01 Closing balances $0.00 $0.00 SDNY GM 00010150 Page 3 of 6 CONFIDENTIAL EFTA01597813 *UBS Your notes m000th.g..., . CONFIDENTIAL EFTA01597814 Account name: MONTPELIER TRUST Resource Management Account Your Flaaadal Advisor. UBS May 2020 Friendly account name: Mont Hedge Fund Account number: SCOTT STACKMANKYLECASRIEL Your assets Scene poses, income and current values shown may be spoil:inmate. As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end or this (tonnem for more Information. Non-traditional Private edit ty funds, Hedge funds, and Other inwstments are held in your u85 Financial Services Inc. (UBS Estimates of value supped by issuers of certain programs (which ate generally 'net asset wane estimates) FS) brokerage account The portions reported below reflect the records of the issuers, and UBS FS does not are shown as ' issuer est value per unit' For Hinge edgy fund, 'EP value per tnnt' is a value updated glarantet the accuracy of the Information. The value shown Is not necessarily the value you would receive quarterly, based on the Net Asset Value (*NAV') in the fund as of the date specified. adjusted by aching iron the issuer if you iddthe assets. Funds actively sold ty US$ FS are subject to ongoing due dligence, capital can and subtracong deributions gnce the NAY date. The NAV is primarily based on estimated although the level performed may vary A doted fund may be sutiect to no °noting digence. A fund that portfolio values provided by the underlying fund sponsor. These two values may vary because of differences you purchased elsevitere may never hare been subect to UB5 FS celigence. although U85 FS may receive a in the way they were estimated and because the ' Third party est. value per unit' may ha* been prepared lee from the fund's manager, which may <cask lute a matronly of the managementfincentivefee. fiease on the basic of financial information other than yearend Reported estimates may not reflect resale, contact your Financial Ackrsor with questions. ' Est. value per wit' is an estimate of value supplied by an fiquiclation or repurchase value, if any, and n-ey not reflect dst dbutions of cape4 until the next valuation is independent valuation firm and reflects adjustments for factors such as the fiquidty of the wits. reported generally on an annual or serreannua basis see Important information about your statement at the end of ths statement. Hedge funds Purchase lege Hunter Average once Client Cost Pike per share Value on Unrealized OM It-Treatment HOldrig Had ng of shareS per share (S) investment (S) basis (g) on May 29 CP may 29 (3) gain or loss (S) return (S) period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 41302020 Trade date: Nov 24, 15 1,550,000.00 1,550,000.00 1.000 1,751,363.00 201363.00 LT ALPHAKEYS MILLENNIUM FUND 11C BROKERAGE CLASS 8 NO 4/30/2020 Trade date: /an I, 19 82,755.00 82,755.00 1.000 92,322.00 9,567.00 LT ALPHAKEYS MILLENNIUM ED II L1C CLASS B NO 4/30/2020 Trade date: Dec 18, 18 1,750,000.00 1,750,000 00 1 OCO 1,943,442.00 193,442.00 LT GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO 04'30/20 Trade date: Jan 28, 19 2,005220 496.773 996,140.07 996,140.07 456.842 916,068.71 -80,071.36 -80,071.36 LT Total d4,378A95.07 $4,378,895.07 $4,703.195.71 024300.64 -$8007136 SDNY GM 00010152 Page S of 6 CONFIDENTIAL EFTA01597815 Account name: MONTPELIER TRUST UBS Resource Management Account May 2020 Friendly account name:Mont Hedge Fund Account number 1 Your ri needed Advisor. SCOTT STACK MANLYLE CASRIEL Your assets (continued) Your total assets Percentage d Cost Estimated unrealized Value on May 29 (S) your account basis (I) annual income (5) can or loss (I) Non traditional Hedge funds 4,703,195.71 100.00% 4.378,895.07 324,300.64 Total $4,703,195.71 100.00% $4,378,895.07 $324,300.64 000101WI 6 of 6 CONFIDENTIAL EFTA01597816 Important information about your statement UE6 Fhaexial Services Inc. (the Firma UBS Financial hear been youna later than 60 days alter the Fim capacity. A ful copy of the policy wordig is available income or rearm arid may not keep pace vet Services), 4 a member of all prixipal security, commodity tut you the fist statement on which the error or listu MOMS inflation andoptions exchanges UBS Manual Services ad UBS probtem appeared. • Moderate: Wiling to accept sane risk to princpal and Bale USA are idirect absderies d UB5 AG and — Provide your name and account number (if any). Neither fie WC protection nee the supplemental tolerate some volatlity to seek higher returns affiliates of U3S Stoats LLC. The Firm's Manual — Desoto to elm or the transfer you are inure protection apply to: • Aggressive: Willing to accept high risk to primeval and stammer* a available Won request. The lien's execute.* about, aid open as dearly as you can why you • Certain financial assets controlled by (and aboled in offices are at: hi , me, to seek highMUMS Over time. believe h is an ma a why you need more your account valueless held away from UBS FinteXist • inveseawnt Eginaity Conaderation: If selected, a info -maim. Services. For mantle certain (0 insurance prcdacts. portion of the portfolio for that Sanaa may include UBS Finarxial Sorrel Ix. - Provide the doll. annoux of the suspected error. ixludrg variable amuities. and 0i) shares of mutual complex straiegim limited liquidy and gaiter 1200 Harbor Boulevard funds registered nuke name of the account holder on %ober*. Weehawken. NS 07086 The Firma Cad Issuer will investigate your complaint the books of the issuer a transfer agea); and will correct any error promptly Foe aimed errors • IneeStment contracts a mese/rent intent fe.g., Statement ahouseheldinge This statement represents the on& officialrecord of your inotvng Viseedebit cad transactions. 4 we take malted partnerships and gnaw placements) that are We may consoktate d1tetrad account statements with LBS Financial Services accoura. Other records, /wept more than 10 eosin's% days to do this. we will credit not registered under the Securities Act of 1933; the same address in the sanw eumnkpe• e g. because official tat doornails, ccntaning walking, data 'hexed your account la iho /mount youth,* is in ma, so that • Carmodities cormacts (e.g., foreign exchange and they have OlveneS who also maintain joie account red be raked tom. Ilyou beleve there is an era- or you will have the use of the moneyducky the tine it precious metal ccearacts), including futres contracts relate/MI*6 wt Other clients at the same ad&ess. °motion, please repel it immediately in writing to the takes us to careen, as inwshgetrin. arid cannocety opera contracts, you prefer to receive individual statements mailed n Branch Manager of the office sereng your account. • Securities on loan to UBS Finance' Services; and separate envelopes, you nattydecline hcuseholdrg by Please make all checks payable lo the Firm or the • Depost accounts (ncital <Mititaes a deposit) at U35 °gig you Financial Advisee Altough all egret shoal are intended to be accurate, financial instaucn ideated on the front of this Bat USA, UM AG U.S. branches and barks n the sttement data shouklnot be used for tax purposes. Rey statement In addition to regular account fees, accounts FDIC averred Deposit Program. Friendly account name soak/ on yes-end lac kerns, b o., fam 1099, 1498, may be abject to manacle-re lees, charges for late The SIPC protection and the supplimereat protection do The Friendly account name is a customer/Pk 'es:knife** 10425, etc) whim preparing your tar return. The Film 6 payment for securities purchases ad charges fa unpaid rot appy to these assets even if trey otherwise appear chosen by you to mist you with yar recordkeeping. rewired by law to report to ti IRS all taxable chiderds, amounts n cash acca.nts. Accounts the, are transferred on you statements. The SiC peoliCtion lna the Ns no legal effect on your account, it not mended to reportable mit-taxable dividends rd unable Merest to other n611'0406 my be subject to a cense& fee. supplemental protection do not protect against changes renal any strategy, product reammendation. earned on securities held in your accant net proceeds in the make' rake of yin nvestments (whether as a immtment cbjmtive a risk Rome associated crib you on sale tenszions, and cost basis on certan covered UK Sweep Options result of market movement issuer bankruptcy a ands not a promise a garnet that wealt, securities. LBS offers options for sweeping cash beta-ices to bait otherwise). or any Iaaemia results, can et willbe achieved. All deposit accounts at recnaff toted banks and Ablated investments ring* fit risk of loss, ex Wry the risk of Communications with the Firm banks and money marvel mutual finds (Money Funds) Dividend Reinvestment Programs (DPW) loss of the mare investment. You can change your • Please re.torrfrm any or comrrunkaticre in writing Deposit accounts at Meant USA and non-affiated Ti-,. pure reflected is xi average Met. You may obtain Frenda account names through Online Services a by to further protect your rights, itadatg your %fa banks panic:pang nese UBS FDIC-Insure Deposit the actual price nom your Fnarx lel Advisor. Only *hole contacting your Financial Advisor. under the Securities Mesta Protection Act (SPA). Program are FCC-insured it accordance with FDIC narks. shares are purchased under DRIP: Patel shares will be • I the fruncir rotaution on the top lett ol Iht from For more HamelIan. pleat vita twAY.ftk.976 Deposit red and the cash will be deposited in your Mount. The Account overview of this statement isnot Les Financial Services, LBS accounts at UBS AG Stamford Branch and shares of dividend reinvestment price supplied by the issuer may • Value dots account/porn:Qs Net of assets and Financial Services caries your account as dewing Matey Funds are not re-redby the FDIC. diner from the market price at which the partial durei liabilities broker by allangement with the ndicated institution. re sold. • Assets Includes available cash balances, wakes for We infomwdyrou of this relationshb when you Bat deposits an not protected by SIPC. Money Fund stern re protected by SIPC See 'MS Manna Settee restricted security (est 1, andGlobal Time Deposes, opened this account h this sot, your funds and Caelpin4eu Account Protector below. uricalirei manse., market and certain assets mat held secesities are located at UBS Fivexial Services and rot Only whole unks maybe held in yak account. F you are by the Fill.. Does not nclude unpriced securities( assets the iwoix Ley broker, ad you must make a report tread to a pineal vie as a result of a divided payment Upon your regain dances in the bark deposal my be at the end of the pia and current statement stood& or of any error or omission to both ferns. a otherwise, the Firm will ether sell phis units at private investments, unlisted stock options and • As descrbed n the attars agreements. youmust wAckawn, and shares of a Money Fund may be market price a accept an arose determined by a liaadated, end the proceeds retuned to you cr your torciuble stock options. needyea of Sly STOPS or fraud involving checks registered clearing agency, and credit your amount. • Liablices Incledes debit balances, cumandng margin reflected on your stater:ere within 30days after it was secintes account. mailed a made nibble. kens, credit line, shot meant balances Inveninent objective; • Caslannoney balarxes. Total of uninvested available • Please direct customer complaints or inairies to the Futter Mammas about available sweep options, The ihestrnent objectives and risk profile are specific to /clueing current interest rates and yields, is evadable a cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 each account and may vary between your accarns. www.ubs comrsweepyields, from you Fruncial Advisee nonuallikated banks. and money market metal fund a toll-free at 800.354-9103, 8:00 A.M. to ROO P.M Please arise the Firmmattock, in tinting of eery a by Nang KO-7621000. sweep balances. at the close of the statement period. ET Monday though Friday. or in writi-g to LBS syndicant change in yeas' financial &lumen or Financial Services Ix., Client Relatian Department Non.corimodity free credit balances in yar account are investment objectives For each account held. You not segregated from other balances and the Fern may P.O. Box 766 Union City, el 07087. UM Financial Services account protection choose one of the following investment objectives: the Firms a member of the Securein flesh". Protectim see any of these funds in the ordinary cane of its • All statements shall be deemed complete and accuse • Produce Current Income- inwstrnerils seeking the business mew funds se payable upon your demand. 4 not objected to is writing within 60 drys. Corporation csro, ...tech protects securities customen generation of acme onit This total is alided in the current period closing value. • For TTY services: Cal 844412-0986 or from outside of as neaten to to 1500,000 (adding 1250.000 for clans for castO explanatory brochure nobble upon • Achieve Capital Appreciation: hvestmenes sating the US Call201.352-1495 growth of pa Palrennet than the grimalkin of Lending information • h case of errors cr queslins about al electronic request a at vmsestemorg. the SIPC asset protection links apply to al accounts that you hold in a patkuler income. For onaied intonation on the Finis lendry practices fun* transit* (Ent bill permarret or 1185 Visa' debit • Produce Combinaton carom* and Capital ad disclosures, refer to your C tier* RetabOilihjo cad transactions, w1800-262-1000. or vent to UBS apathy. The Firm, together with anal athletes, has also Appreciation: Investments seeking both the sitneratem Agreement or Account Agreement and the General Fiume' Services Ix., 1000 Harbor Blvd, 61h floor. of is and growth of wincing- Tams and Conditions MS Statement of Credit Practices wee/waken, is 07086, Attn: IGANSEA Services. purchased insurinCit. The mainmast anoint payable to at Aye* dents, collectively under mailable in Ageism eres endDisclosures at this protection is SSOO main as of December 10, 2019. Overall elk profiles yenw rib- romiareoirtdiunoinn Call a write as soon as you can, 4 you tick yus • Consevathe Seeks to mantas nial crap* with statement a receipt n wag a 4)l. need more Stead to the policy (ordains and linitatons, cash a information toed a transfer on the seamy or the pan is further protected fa up to 11.9 minim in the low risk a-dictaRay to We account overall, even if recePt. The Frm a Card tun (as appkable) must aggregate for all your &Mat held in a cuticula that means the account does not generate significant SDNY_GM_00010154 CONFIDENTIAL EFTA01597817 Ingyolianl ill)011i il/Ill'SitliDII1( 11 (continued) your assets — For certan sects-tees trading n non-conforming • Est. (estimated) income, current yields and rates — Our affiliates also receive trading COeYrniSSiOr6 and Vat statement iternars securitqs and other assets hell denanictits, price and quantity Ore Yaks) may An eat male of anal rime is hosed on canine other compensalrin from mutual funds and nuance n the account a the end of the slaemere period. You have been adjusted to facilitate proper vault ills. dnicterd and interest reed assuming the securities will «attain whose products we distrbute. may ask fa aline, of fully paid starers at am tine. To obtain (went rixotat teen a battik.. entre be held for cite yea from statement date or until — We receive compensation fromU3S Bait USA, LBS You may receive SOCUtdiel used as loan caned alter oar faux Adata. maturity. The estmste 6 only a guideline; accuracy AG Simian:lira-eh and int./named hunts pain° any balance the on them. Any securities and continued income are not guaranteed. *sour our cash sweep programs. This transferred to the Fine drip the statement period are • Private investments and structured products. - Enacted snail name and cored yield fa concensatcn may henna-My per accuse foe or listed at market value as al the end of the statement Private nveStment 'Kyles (n.94^3 d(ect erten types of rashes could include a return of may be a percentage of average daily depose prod Partici/ant program and real estate errestment Mat prinroal a capital gins a which case the est. balances. • Cost basis. In detemnirg the on basis of the securees) and stn cued pro:Axis are generally highly income (and current y*4 would be overstated. %cuts inckded n this statement, late imitated Aittuett Certain stnxtcred pedals have not been — Estimated withal name and current yield and the Activity with the number ' 1,• UBS F inertial Services has relied registered with the Senates and Exchange actual incom and yield mght be lower a hglier adomuitqn regarding commissions and other dirges ninformation obtained from Hurter. other lean UBS Commasion a under ary state SOUritel laws. We than the estimated amounts incurred in tared ion with the execution of trades, Financial Services, ;eluding 'nlormation from another provide esti:ruled vaises for pirate investment — An esterase of annualised income (dividend ado inclidirq option transactions has been included on I ml or that youmay have provided to your Fnanoal seelifiks and structured products for alonmaticaal interest) divided by the (we're mate conlimutions prove:my furnished to you, and sill be Advisor. The km does not independently sway or disposes only. Acosacy is not guaranteed. vrisdaverage balance is based on the last dividend provided to you promptly an request. guirerme the accuracy cc validly of se Hammion — These velars nuydiller %bunt idly from aim.. or interest payment made by the issuer and provided by sources other than IBS Financial Services any, at which a private rreestnent security a assumes the secuitiesickposts will be held for or,. Short selling h adorer., *though UK Franc ial Semites genera* structured product maybe but' or sold and do year from the StalenWrit date or um, maturity. if )CO are engaged n short selling a security, you may updates this Hamatka as it 6 reteind, the Fern rot necessarily fel:resent the value you my retort Accuracy and swanned yield are not garanteed. incur a charge due to certan barmen; costs fa that dce5r44 provide army assurances rat the idormatecen Lion liquidation pa-flout:I- WU'ay. under -Cott basis' end 'threaded gniloss' is — ltird party enemata d war are as of a (Man • Assets not held by UBS Salvias. Certain accurate as of the date of this statement. As such, date and are supplied to UBSFnancal Services on a assets are not held by the Frrn and not within the Open orders please do not rely on this informationin to make regAar basis by an independent valuation firm. lime possession a control. These assets are Regarding open or 'grxddelcancelled. ceders that Pichase of sale decisions, for la. pisposes a — Issue, general partner or sponsor estimated vales, cloaked n you statement fa Honnutiorul were not executed by the moment dale, open buy and otherwise. Accounts transferred to the Sim may are, are %poked to the Finn by the issue purposes only. Positions and values presented are sell slop orders are reduced by the amount of diedends reflect ganiloss Harnahon only for the period general partner or sponsor and may be cabatated provided by the 'stung Ire. UBS F Metal Sewn is or nights an an rx.thiederds a mars date unless tine they are held a the Fmk more historical based on diferiae nformation from hat used by not respoisike for this tdormaion and does not in otherwise by you. YOU are respomble for Hannah:a can be added by you Financial Advisor. thrd parties to derive ther estimated values. guarantee as atntary. These assets are not protected orders That are executed due to your Inkse to cancel • Unseated 9SitienriSS6S. When data is available, — You can obtain additional irdamation regarding by SIPC or the Fart sepplemental SIPC coverage. ("lag open orders. esfmted u-realized gardlosses are akulaied for the methodology used to determine the veinale of rdividal snarly 1041. The transaction data for value and the date of the Ho-maiion that is the • Revenue sharing and additional compensation. Privacy ndivithal lots may or may not reflect commissions, basis for the estimate by contacting your Financial — h addiion to commissions an sales ad l2b.I fees To obtain a copy of os adent Clete Priacy Notice, charges rder unity rearganaatica *mints. Adreor. received n connection with the disirbatet of mutual pleas* contact ley Fnaneial Advisor a veit or websee Divided and other rinveament lots and systematic — Thad party estimated vases may be reflected as funds to the clients we ardor act affiliate receive at wwwchs nonforiturnory Cked-ase bas are eadn combined to display art *Plo Priced' in several duals:as: when an "two* sharing deaneries from caorladort ado — LBS Financial Services D not a bark. The RMA. Business averaged lot. The • Trade date' column presents the independent valuation Intl has not supplied or is advisors of the mutual funds that we sell. These Services Account BSA and IRMA are broke.ge orignal transaction wade date. unable to assign a value. when we beton* aware amants are based at two difrent components: (3 accounts which prorde access to barking merits aid • Callable securities Bonds and preferred stock that that a material trent hat accred that may fall a the amount of salts by LBS of a particular mutual products thrody, arrangements with affiliated harks the issuer calls for eery redemption sun be selected previously reported value into question, or when a hid family to our clients; and GJ the asset vat* a a and other Ihid-party banks, and provides access to mparialy by tot Irons among all secisles of that value would be highly speculative due to the nature particular mutual fund family. shares held at the insurance and annuity products issued by unaffiliated issue hed in Our name or n nomnee name la act of the security. fem. hid-paty inn's-ante companies throw", insurance clients Call lease Hamlin is <blared from third — When nether an issuer, general partner or sponsor — We ad our affiliate also receive network rig ad agency sabsiduries of UBSFinarcial Semites Ix. parties and its accuracy is rot garanteed. Other call esincied value nor a therriparty elimete4 vat* is onviths processrg fees n consideration for wander — twestmern, nuance, and saucy probates. features may exist which could ailed yield; complete trended, the vat* of the security MI be different agent services that ere provide to the ensue' funds. — Not FCC insured • No bark guarantee. May lose veld Hamatton nil be provided upon request. from es perches* price These fees genera" re paid from investor assets — RMA Inane Management Account, Busiest • Price/value. Pikes displayed la securities and other — Iristrbutrons to date' may nclude retort of the metal find and /realised dollar amount based Services Account BSA IRMA and international Resource products may be higher or lower than the price that caper, income or both on the nunter of accosts at the broker-dealer Management Account are registered service marks of yth would actually receive n the market Prices are — unit sue represents the real altering holding mina' funds of that lied family. LOS Financial Service. inc. obtained from vinous hid party sources which we price per nit and may not reflect you cost basis — In addition to ornmessixis received in connection — VGA is a regrered trademark owned by Visa belt* to be reliable, bust we do not guarantee the, - DPP and unlisted RED' senates re not listed on a with the sal* or datrbutrin of ennui& contracts ad International Service essocation ad used oder accuracy. national securities exchange, and are generaly unit investm ent trust tries to as thefts, we ardor kense. The 1.3S Via credo cards rid the LBS Visa — We generally use the closing price when avertable or illcuid a-4 eon t they can be sold, the rote cu. affiliate receive revert* sharing carpensat ton debit cards are issued by LBS Bank USA with the mean of the bed and ask prices Ica listed received may be less than the per share estimated from may of the insurance companies underwriting permission Iron, Visa U.S.A. Incorporated. All other securities rd options or only bid prices for OTC value prodded it the account statement. the annuity contracts, afiliates of the insurance II-edema's% registered Ira:termites, service mails and tunes compants a 'paean of the unit investment trusts registered tutee marks are of their relOrednie — Less activeD traded sentities may be priced using a • Restricted securities. Restricted secuthes generaly we dstrbute. companies. valuation model a the most recent price we are not curtly elgble sac pubk sale LOS F 'moat — In addiion to connessices received from the atoned and nay rat reflect an actual market price Services uses the market pee of the Ls-restricted stock purchase and sale of NeaShares funds, we odor ox Financial Services Inc Rev. 202002 or var. of the Sarre? 65Uer as an imputed value for the affiliate receive an asset-based revenue sharing — (snarl Palions may ;mar will a pre* and restricted stock for purposes of MU sterimenton/y. To payment from NedSturts distrboors, as writ as will show as • price was not avail*** if we are the extent that restricted serraileil are elgble for sale. knding for technology development, raking and unable to cblan a price fa a security he yak* received may be a-Muniidly less than the educate:so. — Deposits or sects -ties denominated in comities mpuud vats shown. other than V.S. dollars are reflected at the exchange rate as of the statement date. SDNY_GM_00010155 CONFIDENTIAL EFTA01597818 U85 Financial Services Inc UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 June 2020 0070076378570620X173 VI 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont Hedge Fund Account number: Your Fiinandal Advisor. SCOTT STAC g ti,44jULYLE CASRIEL Questions about your statement? Cal yOL., Financial Adviyir (24 the Value of your account RMA Resourceline at &30-RMA-1000, on May 29 (S) on June 30 (3) account 029045172. Your assets 4,703,195.71 4,841,81&09 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn, fmancialservices Value of your account $4,703,195.71 $4,841,818.09 Items for your attention I. Help protect yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth wmitannuakreditreport.com. Tracking the value of your account during l020 1/Sue of your mount S Thousands at year end 2019 14,69?,I 2412 4,841.8 Net deposib and 4,7'032 4001 withdrawals Ycur investment return: Change in market value 5182,693 98 1,020.0 Value of your account on Jun 30, 2020 $4841,810.09 Dec 2018 Oec 2019 mai 2020 Jun 2020 SDNY GM 00010156 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA01597819 Account name: 'XV." Your Pimodal Advisor: *UBS Resource Management Account June 2020 Friendly account name: A1- nt Account number. , ,Ind SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of lune 30W your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 a00% E Non-traditional 4,841,818.09 ICO 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 34,841,818.09 100.00% Value of your account 54,841,818.09 Eye on the markets Percentage change Index line 2020 Year to date SW 500 1.99% -3.08% Russell 3000 2.29% -3.48% MSC I - Europe, Australia & Far East 3.44% -11.07% Barclays Capital U.S. Aggregate Bond Index 0.63% 6.14% Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% GM 000101019e 2 of 6 CONFIDENTIAL EFTA01597820 SUBS Resource Management Account Account name: MONTPELIER TRUST Your itaaadal Advisor. Friendly account name: Mont Hedge Fund SCOTT STACKMAMINI FCASRIEL lune 2020 Account number: Change in the value of your account Cash activity summary Axle 20201S) Year to date (1) See Amount MWiry tilAienagh for deists. Biances in your Sweep Options are induded In the cpenng and closing bances vaue. FDIC insurance applies to deposits at UBS Bank USA and al banks participatirg in the UBS FDIC Insured Deposit Frogarn. it does not apply to deposits al UBS AG, Stanford Branch SIPC Opening account value $4,703,195.71 $4,659,124.12 protection apples to money market sweep fund holdings but rot bank deposits. Seelmporlant informa ton about your statement on the lat two pages cf this document for detals. Withdrawals and lees, including investments transferred June 2020 (S) Year to date (S) out 0.00 -0.01 $0.01 Opening balances $0.00 Change in market value 138,622 38 182,693 98 Subtractions Closing account value $4,841,818.09 $4,841,818.09 Other funds debited 0.03 -0.01 Total subtractions $0.00 -$0.01 Summary of gains and losses Net cash flow $0.00 -$0.01 Vaues reported below exclude products for which gans and losses are not dassiFed Closing balances $0.00 $0.00 Realized gains and losses Unrealized lune 2020 (5) Year to date (3) gains and losses(S) Short term 0.00 0.00 264,480 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions Long term 0.00 0.00 198,443.02 about these objectives, disagree with them, or wish to change them, please contact your Total $0.00 $0.00 $462,923.02 Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about 'our statement at the end of this document. Your return objective: Capital appreciation Your ask profile: Primary • Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. GM 00010158 C Page 3 of 6 CONFIDENTIAL EFTA01597821 i1Bs Your notes CONFIDENTIAL EFTA01597822 Resource Management Account Account name: MONTPELIER TRUST YourPimodal Advisor Friendly account name: Mont Hedge Fund *DUBS lune 2020 Account number. SCOTT STACKMANLYLECASRIEL Your assets Some prices, income and current values shown may be approornale As a result. gains and losses may not be accurately reflected. See Important information about your statement a the enact thiS CT:CumeM for more information. Non-traditional Pinar tout), f unds, Hedge funds, andOther investments are held in your u8SFinanCial ServiceS Inc. (UBS EstimSes of value supped by issuers of certain programs (which ate generally 'net asset value' estimates) FS) brokerage account The positions reported below reflect the records of the issuers, and UBS FS does rot are shown as • issuer est value per unit' For Private fealty funds, 'Est value per sett' is a value updated glatantet the accuracy of the information. The value shown is not necessarily the value you would recetwe quarterly, based on the Net Asset Value C NAV') in the fund as of the date specified. adjusted by addng iron the ISSute if you idathe assets. Fundsactively sdclty UBS FS are subject to ongoing due dligenCe, (coital cans and subtracting dStrIbutiOnS Since the NAY date. The NAV is primarily based on estimated although the level performed maw vary A dosedfund may be stilled to no ongong degence. A fund that porttaro values provided by the underlying fund sponsor. These two values may wry because of differences you purchased elsenthere may never have been subject to UBS FS digene. although u8S FS may receive a in the way they sore estimated and because the 'Third party est. value per unit' may ha* been prepared kern:mitre fund's manager, whch may constitute a map:idly of the managementrincentive lee. Nease on the basis of financier information other than year•end Reported estimates may not reflect resale, contact your Rnanda Advisor vath questions. ' Est value per unit• is an estimate of value supplied by an liquidation a repurchase value, if any, and may not reflect dstributions of canal until the next valuation is independent valuation firm and reflects adjustment for factors such as the bquidty of the units. reported, generally on an annual or semiannual basis See important information about your statement at the end of His statement. Hedge funds PUrchaSe we' Nurrber Average plc! Client Cost Price per shale Value on Unrealized flail Inrestment Hddng Hddng of shares per share (5) investment (S) basso On Jun 30 (S) Jun 30 (s) in or loss (S) return (SI period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 93112020 Trade date: May 29, 20 1,550,000.00 1,550,000.00 1.000 1,802,216.00 252,216.W ST ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 93112020 Trade date: May 29, 20 82,755.00 82,755.00 1.000 95,019.00 12,264.00 ST ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 93112020 Trade date: Dec 18, 18 1,750,000.00 1,750,000 00 1 003 t 959,942.00 249,942.00 LT GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO 0931/20 Trade date: Jan 28, 19 2,005.220 496.773 996,140.07 996,140.07 471 091 944,641.09 .51A98.98 .51,498 98 LT Total $4,378,895.07 $4,378,895.07 $4,841,818.09 $462,923.02 -$51,498.98 SDNY GM 00010160 Page 5 of 6 CONFIDENTIAL EFTA01597823 Account name: MONTPELIER TRUST Resource Management Account Your Mneedel Advisor. *UBS June 2020 Friendly account name: Mont Hedge Fund Account number SCOTT STACKMANLYLECASRIEL Your assets (continued) Your total assets Percentage ct cost Estimated unrealized Value on Jul 30(1) your account basis (s) annual income (S) gain or loss (I) Non4raditionel Hedge funds 4.841,818.09 100.00% 4,378,895.07 462,923.02 Total 34,841,818.09 100.00% $4,378,895.07 $462,923.02 M_00010419, 6 of 6 CONFIDENTIAL EFTA01597824 Important information about your statement LBS Financial Services Sex. (the Firma U3S Financial hear from youno later than 60 AK after the fire capacity. A fug copy of the policy wordrig is available income or roans and myna keep pace web Services), e a member of all criminal security, convmday teed you the fist statement on which the error or uPon inflation andopt:xis excha-ges UBS Manual Services ad UBS pubtem appeared. • Moderate: Wiling to accept sane risk to rotenone' and Bank USA are indirect absklwies of UBS AG and — Provide your name and account number Of any). Neither the SIPC protection nor the asplemental tolerate some volataity to seek higher returns affiliates of LOS Stashes U.C. theFirm's financial — 004130 the error or Ow Mender you are unsure potation apply to: • oggressne: Willing to accept high risk to primeval and statement is available own request. The meat* about. and nob." as dearly as you can why you • Certain financial assets <carolled by (and irclided en high %Manley to seek highretuns over time Ohre% are at: behove il is an error a why you need more your account value) but held away from UPS Fine/6W • mvestownt I actibrity Conaderation: R selected, a information. Services. For exam* cenain (0 interne prods's. portion of the portfolio for that 'ACMES may include UBS Marxist Savres Ix. — Provide the dollar amount of the suspected error. ixludrg variable annuities, and 60 shares of inclual complex Wawa*, limited liguelty and germ 1200 Harbor Boulevard funds registered nthe name of the want holder on mistMy. Weehawken NJ 07086 The Firm or Cad Issuer will nvesligate your waylaid the books of the issuer a transfer agent); and will correct my error promptly For Segal errors • Investment contracts a rwestment Vomits fey., Statement "householdingf This statement represents the on& officialrecord of your PrioNng l.65 Visa•debit cad transactions. if we take imbed partnerships ad private placements) that are We may consoklate al tetrad account statements wth Les Financial Services account Other records, except more than 10 foxiness days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same envelope.. g. because official lb doeunmts, contanng conflktng data should your acatan fa the /mount you think is in erect. so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain pro account ma be rebid upon. llyou beliee there is an error or yori will have the use of the moneyduring the tine it precious metal contracts), ncludig lutists contracts rebeionshers with other clients at the same adders. If °motion, pleas* report d immediately in rnitirg to the takes into care:tete our :Instigation. and cornmocety opal contracts, you prefer to receive indirdual staternern mailed n Branch Manager of the office serving you account • Securities an loan to L185 SikeiCtA Services; and separate envelopes, you Maydecline haseholdrg by Please male all checks payable to the Fim or the • Depose accounts (neat ort diCateS OS &POW at LBS Dino your Fhancial Advisee Although all 'Ores shown are Mended to be accurate, financial minuets indicated on the front of the Bak USA, UM AG U.S. branches and banks n the sttement data should not be used for tai purposes. Rely statement In addition to regdar account fees, accounts FDIC hsured Deposit Program. Friendly account name sob*/ on yeanend In lams, b o., form 1099, 5498, may be abate to maintenance fees, charges for late the 5IK protection and toe %optima/cal protection do the Friendly account name es a customizable tnedthame 10225, etc) whim preparing your tar return. the F km 6 payment for securities purchases and charges fa unpaid not appy to these assets even if they otherwise appear chosen by you to assist you with yeti' recordkeeping. lt required by law to report to the IRS all taxable dnidords. runts n cash accents. Accounts that are transferred on you statements. The SiC proliCtionlM the ha no legal effect on your account, is not intended to reportable mrvtaxable dividends rd taxable interest to other nsteumns my be subject to a transit/ fee. supplemental protection do not protect against changes reflect any strategy, product reCalenendattOn. earned an securities held n your accent net proceeds in the market woke of your investments (whether as a investment objective a Mk int et awaited with your on sale transactions, and cost basis on tenon covered UN Sweep Options result of market movement issuer bankruptcy a mounts, and 6 not a promise or gaarartee that wealry securities US$ offers options for sweep•-g cash balances to bank otherwise). or any InanciA results, can a willbe achieved. All deposit Accents at nonaffaated barks and afteated inwestrnents fat* a rid of loss. exkdro the risk of Communications with the Firm barks and money market mutual funds (Money Cards>. Dividend Reimestment Program (MP) loss of the erilie investment. You can change your • 'lease re-confer*, ay oral communications n writing Deposit accounts at LBS Bark USA and nonatfiated the price reflected is an average pee. You may obtan ken* scant names through Online Services a by to further protect your rips, including your riges banks panicipang new LBS FDIC-Insured Deposit the actual price kern you Fnarxial Advises. Only ...hale contacting you Financial Atinsor. ceder the Securities Chester Protection Act (SSA). Program are FDIC-insured it accordance with FDIC rules, shares are purchased under DRIP; paled Shares will be • II the &umal inteution on the top left of the from Fa more Hammkm, please visit wwwfdc.gow. Deposit sold and the cash will be deposited in your account. TM Account overview of this statement is not Les Finaxial Services, 1.6$ accounts at UBS AG Stanford Branch and shares of diedendreiwestment price supplied by the issuer may • Value of yea account/portfolio Net of assets and Financial Services canes you. account as daring Money Funds are not re-redby the FDIC. differ from the market price at which the partial Marti liabilties broker by arrangement win the ndicated instihnion are sold. • Assets Includes available cash balances, values for We informed you of this relationshb when you Bak deposits re not protected by SIPC. Money Fund sham sr• peoleoted by SIPC See -UBS Stunted Servkes restricted security (est 1, and Global Time Deposes. opened this account h the taw, your kook and Caelpin4eu Accost Protector below. ',realized mats to market and certain assets Mt held washes are located at LBS Financial Services and not Corky whole units maybe held in yak account. F you re by the Elm. Does rat nClutie unpriced securities( assets the invodacig broker, and you must make a won eribiled to a partialIna as a result *fed:Mend payment Upon your request, balances n the bank deposes may be at the end of the prim and assent statement periods. or of any error or mission to both ferns a otherwise, the Firm will ether sell panel units at private investments, invested stock options and • As discrtad n the acmes* vu summit you mint velszkarat ad shares of a Money Find may be market price a accept an arose determined by a trudged. and the proceeds returned to you a your vorticale stock options. nobly us of any errors or fraud involving checks registered <keno agency, and credit your account. • Liable's. etas debit balances, curnandng margin reflected onyour statement within 30 days after it was seontin account mailed a made available. fors, credit lint short Accent balances Further nkanation about available sweep options, trainman% objective; • Cern/money balances Total of uninvested available • Please direct customer caplets% or niceties to the The Mestment objectives ad risk profile are specie to ecludng current interest rates and yields, is available at cash balances, plus deposit balances at affirmed and firis Client gelation, Department at 201.352-1699 each account and may vary between you- accounts. wwetubs comrsiveepwelds, from your Franca' Advisor natal'Aated banks, and money market rmAval find or toll-free at SC0.354-9103, 8:00 A.M. to 600 P.M Please advise the Finnportly in taxing of ay a by eating 800.762.1000. sweep balances, at the close of the statement period. ET Monday through Friday, or in writing to US$ significant change in you, financial situation or Financial Services Inc., Client Petitions Department, Nortconmodity free medit balances in yos account are investment objectives. For each account held, rzu not segregated from other balances end the Fern may P.O. Box 766 UnionCty, le 07087. UN Financial Services account protection choose one of the following investment objectives: The Finn is a member of the Securein hwstor Protection use any of these funds in the ordinary course of its • All statements shall be deemed complete and accuse • Produce Current Income- Investments seeking the banns. Mew funds re payable upon your demand. not objected to re carting within 60 days. Corporation (Sat), with protects securities oustomen generation of intone only. This total is Pckaded in the current period closing value. • kr TT( services: Cal 844-612-0986 or from outside of es members sp to 5500,000 Ca:Wing 5250,000 fa clam for cc* Ficlamatory brochure available upon • achieve Capital Appreciation: hiestranes seeking the US Cab201.352.1495 growth of pmnalrather than the generation of Landing infametion • in case of errors aguest:re about anelectronic red-restore Wine Acton the SWC asset protection lives app/v to al accosts that you hold in a path:lair income. Fa detailed information on the Finis kirding practices fads transfer an), bill pansent or LBS Visedebit • Prothro Combination ofIncome and Capital and disclosures, refer to you Client Relattocithp cad transactions, W1800.762-1000. or carte to UBS capacity- The Firm, together with alias abates, has also Appreciation- Investments seeking both the generation Agreement or Accoat Agreement and the General Fnarcal Sakes thc., 1000 Harbor Blvd, 6th floor, of Momw and growth of principal. Terms and Conditions UBS Statement of Credit Practices wean/Moog PP 07086, Ann: IGANSSA ServetS. purchased supplemental insurance. The mannish anoint payable to at eligtsk awls, colectivety under available n Agreements andDisclosures at this Protection is SSOOmillkin as of Decanter 10, 2019. Overall risk profiles rinse obi <OfffiaOLFMAICS WM% Call a. write as soon as you can, 4 you think you • COAS•AbfiV0, Seeks to maintain initial pine/ask with statement a recta% 6 wrorg a al you need more Sawed to the poky conditions and linitahons, cash at information about a transfer on the siaternar or theFirm is father protected for up 10 11.9 minim in the low risk and volatility to We account overall even if recent. The arm or Card bluer (as appkable) muse &negate for accounts held in a particular that means the account does not generate ignificant SDNY_GM_00010162 CONFIDENTIAL EFTA01597825 Important information about your statement (continued) Yes assets — FCC certain seeress trading in non-conformrig • Est. (estimated) income, current yields and rates. — Our affiliates also receive trading commissions and Your statement rants secuities and other assets held denominations, pine and quantity (lace value) may An estimate Of Waal i come is based on CUrtitri other compensation from mutual funds and insurance in the accost' at the end of the sttemere period. You have been adjusted to facilitate proper valuation. dividend arid Merest rates, assuming the sec rities will companies whose products we disubute. may ask for fishery of fulbr pad sew-ilia at ary tine. To obtain omen cpotatioris, when o.'3,1•••. -.omen be held for one year from statement date or until - We receive compensation from OBS Bank USA. UBS You ma/recent tealisin used as ban relates Jitter your humal Advisor. Matunty. The estimate if crib, a 9uickilint accuracy AO Stamford Branch and nonaffiliated bares piryng any balance dr on them. Any securities and continued income are not guaranteed through womb sweep program. This trenderred to the Sirn durig the statement period are • Private inveetrneraa end imaged products. — Estimated arrua ncome zed curare yield for anconsation may beam:me* per accent fee listed at market value as of the end of the statement Private Mesa-nem securities (inclacIrg Oren certain types of smithies toted include a return of may be a percentage of average daily deposit period. Partkipation program and real estate investment trust prixkial or capital gains in Mich case the est. balances. • Cost bash. In detenninirg the cost bars of de seturees) and struceured prodats are goner* Way income (and current yield would be overstated. securities included in this statement where irxkcated Akiud Certain structredprodms have not teen — Estimated ritual income and current yield and the Activity with the number • 1,• UBS f inancial Union has read registered web the Securities and Exchange actual imam, and yield mite be lower or higher Somalian regarding (Oninlinkre and other Marrs on information obtained from SP/CeS other than LOS Commissionor under any state securities laws. We than the estinated amounts. incurred in cornett ion with the Seaton of trades, Franc:al Strikes, rclutling edormaticri frown another provide estimated values for prise investment — An Sins of arnualiad ixome (drvidend ardor including option transactions has been inckided on lam or that you mathaw ixovided total Fnancial seaman and structured products for reformational interest) derided by the cuirent mate confirmations previously furnished so you, rd will be Advisor. The Finn does rot indepenclenty verify Cr ass. Accuracy is not suranteed. vela/average balance is based on the last dividend provided to you prareptly on recant. garnet the rosary or validity of re information provided by sources other than LES Firuncial Servicm = sirs IWO ditto "imamially from prices, or merest payment made by the issuer and Short soling any. at whch a private nvestment secudyor assumes the securities/deposes will be hell for ore h Slam, atlaugh LESS Financial Services genera* structured product maybe boujsl or sold and do year from the staienwit date or urea malmsey. If yco are engaged ii short selling a sectrity, you may updates this Momenta as it is received, the Fern not receaNnbr Names the va you may moire Accuracy and continued yield are cwt guaranteed. incur a charge due to certan bornowng costs for that does not provide ay assurances that the information upon liquidation. particular sect/y. under "Cost basic and lthrealoal gadlow * — Thrd party Senates of value are as of a certain • Assets not held by UBS Financial Services. Cenan accurate as of the date of this statement. As such date at are Supplied to UBSFinaxial Services on a assets are not held by the Fin and not within the Open orders please do nor rely on this forformation so make reguter basis by an independent valuation firm line possession a control. These aswts are Regarding open or "gxd.ta.cancelled• ceders that thrchase tale ckKitkina. tar purposes a — Issuer, general partner of spank( estimated vars, displayed on your statement fee erdormational were not executed by the statement date, open buy and rifle Accounts transferred to the fins may it ay, are eLCOred to the Firm by the issuer, purposes only. Positions and vibes ;resented are set stop orders are reduced by the amount of ith.idends ref gantloss ireonnzeion only for the period of general partner or sponsor and may be calculated provided by the issung fen. UBS rancial Services is or rites at an ex- deaden* Cr exachh date oriels tine they are hub a the Fem. More historical based on afferent information from tat used by not reparable for this inkernatim at does not Started otherwise by you. You are responsbb for information cat be added by your Firurcial Advisor. third panes to derive their gummed values. guarantee as accuracy. These awns at not protected orders that are rooted do to your fare to cancel • tthreaind gam/losses. When data is available, — You can obtain additional information regarding by SIP( or the firm's supplemental StPC coverage. eating open ciders. Minted sneaked gait dlosses are calculated for the methodology used to **amine the estimate of r denial security lots. The transaction data for value and the date of the information that is the • R•WerVal sharing and additional compensation. Privacy ndnicbal lots may a may not reflect canmessiths. basis for the estimate by contactkgyour Financial - addition to commissions on sales at 12b.1 fees To obtain a copy of as current Client Priory Notice, charges theta security morganaation nem. Advisor. received 'n connectco rah the disubson of visual please contact yea Fnancial Adviser or as as wets* Dividend and other reinvesunent lots and syStenialiC — Third party estinated values may be reflected as finds to as clients we and/or cur aflame receive )SWN VAS conionvarvoolcy. PWCI-OW kit re each combined to dimlaY one 'We priced' in several Muster*: when al revere. shying pigments from distrbators motor — U3S Financial Services is rot a bark. The RMA, Business averaged lot. The 'Trade date' (armpresents the ixkpwhdnt valuation Inn has not supplied a is adviscn of the rnsual bras that we sell. These Services Account BSA and AMA are brokerage crigrol tansaction wade date. unable to assign a vat*. when we become aware a' nits are based on two diferent components: CO accounts whch prom* access to bareng snares ri d • Callable marbles Bonds and preferred stock that that a material event kw pinned that may call a the intuit of sales by U136 of a partcular mutual pedals thitucfri evangel-nines with affiliated banks the issuer calls for eery redemption wit be selected atheany reported sir into question, a when a And fanny*, our clients, and GO the asset value of a and other Pied-party banks, and provides access to inpartidy by lot from among at secure* of that yak* mead be highly specula. the to **nature pankutar mutual fund frays shares held at the Mane and annuity products issued by unabated a* held in Out name or n nominee name for Oka of the security. fern. ihidpaty insurance companies trout insaance client,. Call feature information i obtained from third — When nether an issuer, general partner or sponsor - We and our affiliate also receive network rig and agencysubs:dries of UE6 Financial Services ix. pates and es accuracy is not guaranteed. Other call estimated value me a thedparty estimated aka is ambus processing fees in considerate... for vansler — InvesInlent, Mine, and arnuity products: leaves may exist which could affect yield; complete provided, the vale of the warily MI be daerers ages senates that we provide to the mutual funds. — Nat FDIC hared • No bank guarantees May lase vas nformation wit be provided upon request- from its purchase price These fees genera are paid Irons investor assets in — IMA. Lesoux• Managemmt Account, Business • Peieelealue. Pekes displayed la securities and other — tarbutons to date may reeds tetanal the mural find and ere a faced dollar smart based Services Account BSA. IRMA and international Resource products maybe higlw or lower than the price that capital, income or both on the number of acorns at the broterdealer lAanagement Account are registered service maks of you would actually receive n the market. Prices are — unit size' represents the Sal cawing hobag mukial funds of that fund fray. LBS Fnncial Services bac. obtained from various tad party sources with we price per unit and mar not reflect your cost bass - h addition to commissions received in connection — VISA is registered thademalt owned by Visa blew to be reliable. but we do not guarantee the, — DPP and unlisted RER snails re not listed on a with the sale or diminution of tenuity contracts and htenutimal Service Association at used under accuracy. national securities exchange, and are generalY unit reestment trust units to our darts, we ado keno. The LOS Via crest% cads and the LBS Visa — We genera/ use the cbsing yoke when available a illiquid ad even a they can be sold. the price at a firate receive reverbe sharing ampanution debit cards are issued by Linea* USA with the mean of the lad and ask prices fa listed teemed may be less than the per share estimated born many of the nsuraxe companies trickweriting permission from Yoe U.S.A. Incorporated. All other securities and options a my bid prices fa OTC value waded in the account statemern. the amuity contracts, affAates of the instate eadernarksr registered trademarks, serve maks and sea-rites. companies or sponson of the unit investment hunt registered series marks are of their respective — Less actiwy traded securities maybe priced using a • Restriaed securities. Restricted securities general!), we distribute. companies. valuation model a the most recent price we are not currently elgbk Sow pubic sale. UT'S F nano.' — h mktika to commissions received from the obtained and may not reflect an actual market price Services uses the market price of the isresticted stock purchase and sale of N/1445Iia es hirde we ardor our LOS Financial Services Inc Rev. 202002 or vale. of the same issuer as an imputed value for the affiliate receive an asset-based revenue sharing — <erten positions may appear withal a price and restricted stock for purposes of dis statement only. To payment from WASS/a disk/mon, as well as will show as 'pike was not mailable' it we are the event that restricted sectrites are eligble for s*, funding for technology development, training and unable to obtain a pike for a security. the yak* received may be tuba/mildly less than the education. — Deposits or Beatifies denominated in currencies imputed vale shown. other thsnU.S. dollars are reflected a the excharge rate a of the statement date. SDNY_GM_00010163 CONFIDENTIAL EFTA01597826