UBS Financial Services eK
fita UBS
Create Wealth Management
299 Park Avenue
26th Floor
Resource Management Account
New York NY 10171-0002 December 2018
Crw7C030SYSIS1210 x12 Yr 0
Friendly account name: Ind.CashiSaving
Account number.
Your Maancial Advisor.
SC077 STACFMANILVIE CASTS&
Rhone
Questions about your statement?
Call your Financial Advisor or the Value of your account
RMA Resourctune at 8004 ,4k- I WO, on November 30 (S) on December 31(1I
account 029023575
Your assets 728,867 87 699,954 77
1fisitow wubs/te: Your liabilities 0 00 0.00
www.rincornifnanciakanKes
Value of your account S728.867.97 $699,954/7
Items for your attention
. Help protect yourself from fraud and
renew bank, credit card, and brokerage
statements regubdy. Also, gel row Free
credit report annually from Sources of your account growth
www.annualueditreport.cont
Tracking the value of your account during 2015
Value of your exeunt
I Thousands at year end 2017 5817,574.86
Net deposits and
wthilliNSS 4131,662.00
Your men/went return:
4.2069
°indeed and
interest income $11,031.91
Change in
991.4 81]6 Reg 7000 Martel viola 1000
Value of your &cora
at Dec 31, 201e Me9354.77
DK 2014 Der i0I5 Dec 1
2016 Dec 3017 1a0v 3018 DK 2018
Member 510C Page 1 of 8
SDNY_GM_00324939
EFTA_001977I4
EFTA01306980
SUBS Resource Management Account
December 2018
Account none: GMSLAWE MAXWELL
friendly account manic Ind CashiSaying
Account number.
Your Pleenclei Advisor:
SCOTT STACKMMILTIE CASK!.
Your account balance sheet
Summary of your assets
V$ueon Percentage of
December a (I) your aCCOLIM
A Cash and money balances 000 0.00% Your current asset allocation
B Cash alternatives 699,954.77 100.00%
C Equities GC° 0.00%
D fixed income 0.03 0.00%
E Non-traditional (103 0.00%
F Commodities 0.03 0.00%
000 0.00%
Total assets $699,954.77 100.00%
B
Value of your account $699,954.77
Eye on the markets
Percentage Change
krclex Watt* 2018 Year to date
S&P 500 -9.03% -438%
Russell 3000 -9.31% -5.24%
MKI - Europe, Australia & Far East -483% -13.36%
Barclays Capital V.S. Aggregate Bond Index 1.84% 0.01%
Interest rates on December 31.2018
3-month Treasury billy 2 42%
One-month LIBOR. 2.50%
Per 2 of 8
SDNY_GM_00324940
EFIA_0019771.5
EFTA01306981
Resource Management Account Account name: GHSLAINE MAXWELL Your Adana/ Advisor:
*UBS December 2018
Friendly account name-Ind CashlSaving
Account number.
SCOTT STACK MAN/LYLE CASRIEL
Change in the value of your account Cash activity summary
December 2018 (SI Year to date (S) Su Arrow)? at'Nary Su; ~Ink< Mats 11.1arrn tr. your Sweep Opaorg are naiad in the cpenn; and
diming balances vat* FDIC inturanco drain to &pawl at UBS Bank USA 3,0 dl banks partcpabrq n the
UBS FDIC Mated Deposit nogram. n does na soy 10 ckposis al ties AG. Surnloid Branch SIFC
Opening account value $728,867.87 $817,574.86 etSet« andies to money muset swap fund eadinat but ra bank deposits See hopertane inbeinarn
&boy: your :Item.« r theist Mo Pflet d the Odorant Far Ws".
Withdrawals and fees,
nck4cling investments transferred December 2018111 Year to date (1)
out -30,29892 -131,652.00
Opening balances $0.00 $0.00
Dividend and interest nome 1,385 82 14,031.91
Additions
dosing account value $699,954.77 $690,954.77 Dividend and interest nome 1,385 82 14,031 91
Proceeds from investment transactions 30,298.92 132,414 63
Dividend and interest income earned Total additions $31,684.74 $146,446.54
rot pup:Psof MS SIZreentnt. l(Kablay Cl Inkiest ard Packna Income Ind Pen owerinneo non a Ug Subtract;ons
tai lei:bang perspective Based boon the residence or the account hodet. account tae. a DØ We.
MOW intern, anda civOnd parnents mat nol be %tacit lo Ursted Slats (US) anda Porno Rico (PR) Annual fee -15000 -15000
intone ISIS The (lien( moniNy sidemen is rd Intended to be used aid cannot be rend Liam lot lac
panne; clefts shouna mkt to the ~kale is treating twins they te<eht fan UBS snusdy. sigh as Other funds debited -30,148.92 -131,502 00
the Form 1099 at the rana no, tot tar repotting inhumane n is the reduce ot un to rii the
«lipase la ceponob fornt with the us internal Rennie Seat ad PR 'reason otpanmene Isd In Funds withdrawn for investments
such lams actuate), tidily Orders anda interne as lar tamp ot twat& in ane. Heave consul yam [pour -1,385.82 -14,79454
nchedual lac prepater
Total subtractions -$31,684.74 -$146,446.54
December 2018(i) Year to date (i)
Taxable dividends 1,385 82 14,031 77 dosing balances $0.00 $0.00
Taxable interest 0.00 0.14
Total current year $1,365.82 $14,031.91 Your investment objectives:
You have identified the following investment ~lives for this a«ount. il you have questions
Total dividend & internt $1,385.82 $14,031.91
about thee obiectwes.diSo0ree with them, or we5h to change them. please tonatt your
financial Achisor or Branch Manager You Can find a full descript« of the alternative
investment opectinns in Important triformaton about your statement at the end of this
document
Year retard objective:
Current income &captal appreciation
Year risk profile:
Finmagy ~paw
investment eligibility osnsideration - reuse selected
page 3 of 'a
SDNY_GM_00324941
EFTA_G0197716
EFTA01306982
SUBS Resource Management Account
December 2018
Account name: GICSLAINE MAXWELL
friendly account nano:Ind:Ca*Sarina
Account number.
Your Nnaodd Advisor:
SCOTT STACK MANI.VLE CASPIEL
Your account instructions
• Your account cost base default close° method is FIFO, First In, reel Out.
Pogo 4 of 8
SDNY_GM_00324942
EFTA_00197717
EFTA01306983
Resource Management Account Account name: GHSLANE MAXWELL Veer Fsandd Advisor:
Friendly account name: Ind CasNSorn SCOTT STACK MAATLYIECASRIEL
UBS December 2018 Account number.
Your assets
Sane prodS, «Ode Td«aren waves shown may be ~Smolt As a 'tel. Ord and IOSSet m>I nol
be astintel/ reflected See vsportent odometer afoot >our SSetemen a the end of 1h, Zoomed to,
Iwo intern-omen
Cash alternatives
Money market funds
mom, Mattered, a e neither domed ros guaranteedCy the Perky, Deposit Insurance Ceram:Mon or any other gcnemment agency institutional pene and Imtn done munk pd funds mud floe I hell net van se urn (NMI
yet share tome neared In COW dared Og, SI COCO Gangrened aid stuf money matbet funds eel continue lo 'Grosz? a a omit SI 03 net met value Naput) money market funds Seek to preserve tn. rand dour
investrnent al 11,03 per 'byes d 2 p:155424 lobs. money by 'nesting on these funds
tutu to:dwarfed n de lot.1 d ál tanned dude Ms n does rod rectude any czh duce lids n It rot a ter unmated (tar)pm or ba it the Steam/ between IM current rem and the cod baud ad~
lot to the purposes d onernuang Irking weds or coo bast the that*: )Cu receive each ter* du gerety be your tootle genre loss if the ,curdy was add on that eat. The unripened Oar) gan orient may
tamest claidends Meant a Separate tax Id. needID be advsted fOr return Of Galt payment in order to denmine tne reared San or loss for tar
Cos, boom is the tole purcnze rosi of the :cooky, Wruclno tame:led chelen2 The cod ben may tepOR149CorPOSes
need to be ere cited ter who, et cite pern-eres in orcki to &terrine the Mimedrod bps lot tea reneged« mum is the omen( value mad ire wool do Amsted I Om not Maude Maces INA ate not
leanr9 Dawes renedeo on your statedere, includ ng shares that nave been naked as ether a Gen a a loss r aso der
not induce cash andends mat Aere not reinvested
furchaSe PW«
barber Average Pare CIIem CM Filet per Shad Value On Untedded investment /MOM
hicrldno C4 Sheer per Mare (Si bads (1) on Dec 31 IS) De< 3t () con odor 0) let Uffi IS) PenC0
U8S PRIME RESERVES
FUND
699254 770 • • <flus uniorrnation was unavailable- • 10000 699,954 77
ya, tx,3no Xrinerri y-Xl I33%
Your total assets
Percentage d Cost hemmed adeeded
Vice on Dec 31 (5) your zczmi boos (L) snare regain, (SI Ian or loss IS)
Crab alternatives • Money market funds 195,054.77 100.00% 15,30980
Total $699,954.77 100.00% $16,309.00
• Miring cost bads inloonsticn.
Pyle 5 of 8
SDNY_GM_00324943
EFTA_0O197718
EFTA01306984
Resource Management Account Account name: 3.1No rlf rico. idELL Your Bigeadel Adviser:
*UBS December 2018
Friendly account name:: Ind
Account number.
SCOTT STACK MAJILYLE CASRIEL
Account activity this month
Dee A(Ihfiy DeSciipirOn AmOunt IS)
Dividend and i flutist income
Tasoble drudereis Dec 12 SI Cap Gain U8S PRIME RESERVES FUND 0.03
SYMBOL UPRXX
Dec 31 Dedene U85 PRIME RESERVES FUND I 385 79
SYMBOL UPRXX
Total taxable dividends 81.38542
Total dividend and interest income 61,39542
Des Atlikl"). Deicaption limounl If)
eon Ce< 6 Fee Charge ANNUAL FEE CHARGE .15000
Total anneal fees 4150.00
(jet Actbity PriCipbon Arnounl
Other funds debited Dec 3 Transfer TO .14.14892
Dec3 Transfer TO 16,00000
Total other fends debited 430.148.92
Investment transactions
for roe atco fie pocanin :harm fa restrrctedwcuntes. see vivorrant nlorrearon thota
Your strtenotro a file entioll tros OCKtinent
PIMP.% from ivies
Investment %firearm la At< lue0
Dee eCteety 0..copilot, Disunity vaue(a) price (S) mimeo:end/ in*firrengs Vught (5) onlertSI (5)
Dec3 Sdd IRS PRIME RESERVES FUND .0.920
SYMBOL VPRXX
Dec 3 Sad V135 PRIME RESERVES FUND -14.148900 14.14892
SYIV1301.. tRF00(
Dec3 Sold 185 PRIME RESERVES FUND 46,0:0000 16,00000
SYMBOL VPRXX
Dec 7 Sold 1..185 PRIME RESERVES FUND .150.000 15000
SYMBOL UPRXX
Dec 12 Rerhestment IRS PRIME RESERVES FUND SHORT TERM aceo -003
CAPITAL GAIN AT 100 NAV ON 12i 12i 18
SYMBOL 1.1PRXX
continued (00Xt pd90
Page 6 of 8
SDNY_GM_00324944
EFFA_00197719
EFTA01306985
Resource Management Account Account name: GFISLAISE MAXWELL Year Miranda/ Advisor:
Friendly account narrw Ind C Sennp SCOTT STACK Mak/LYLE CASRIEL
Decent.- :11I z' Account number.
Account activity this month «Qobnueen
Investment transactions (continued)
Pantos Iran Funds
Investment eatficrann tcr Pa mICI
Cat tialAty Ott(Iption Outelifty +Mut(%) PRO (1) oansacian (I) Arnim/MS 00411(I) imtrel (t)
Dec31 Rein i.estment IRS PRIME RESERVES FUND DIVIDEND 0.790 -0.79
REINVESTED AT I 00 NAV ON 1213 R18
SYMBOL. VPF00(
Dec31 Renkestrnent 1113S PRIME RESERVES FUND DIvIDEND 1.385 000 • lies 00
REINVESTED AT I.00 NAV ON 1b31118
SYM301.. VPRXX
Total $30.297.92 -61,38522
Summary of approved payees and recurring payments
Based on your inartacticrA the folAvekg payees and recurring paysnerg: are tonmhyed 'appecved the payee ant tooting punnet/RiotedWowdo rot include tie Payments (kaftan* fund Transfer. and
pastes'. Asa rook Oflott may authors:, suldolicsA0 transfers ro ttesePayeta verbs* ar4 (2) you we no (Men Otedr ttelattIS andel., moults at vets. dyad have actbnonalpastes an:Yor reasaring dissociations
bont seething indmidoal coadanotons far psymems ro these poses pr INA you vacate* separate conhimatkos from sae MOM.; AdASOI
To update°,°Wel any of these rannanS. piste consict your f *Ana& AaVaa,
Cnburamenl (ad wad
Payee delolalat ansaunt Inelnad Type Eked Frequency Win dale End elate de
harem. Off ice of Central Ohio
FIFTH THIRD BANK vaned Federal Funds Payee co file Upon request Na Na May 15, 18
Soho House New York Inc
WELLS FARGO BANK, NA vnd Federal Rinds Payee co file Upon request Na Na lan08 18
Y123576 vaned 'frank, Payee cn file Upon request Na Na fan02, IS
Y1236% vaned Turks/et Payee on file Won fewest red Na Ian 18.18
Page 7 of 8
SDNY_GM_00324945
EF1'A_00197720
EFTA01306986
SUBS
Your notes
page 9 of 8
End of statement fel account numbe
SDNY_GM_00324946
EFTA_00197721
EFTA01306987
Important information about your statement
IS Faunas' Sermon H. (the firma UBS 'intros Mr Morn nano IS.. than CO days after de Cm (101 C et A hal copy ddw poly wading is nobble 'went or towns rid may net (WO Pre +a..
Stoop. r a muter of al prempal uorty, canna:Sty car yea to Ira °inn on *rich the Ma or boon mount
and oplcnseahages UBS Ennui Scans and LIBS Probl em *Pend • Modern Wing to accept tan me 10 ponce:rat ard
Bart USA r edam etociartesct UPS AG ad - Prone. yxr name rd =an nun. (it any) Weber the SIC prawhon roe the ttambrnereal tolerate scme valtley fa sea h•te rant
ifitalm of WS Scorns U.C. the rims trawl - Damn the error or the wander sco and ware PC41401MA/ la • Anwat to attoW NO " I ` 1° fnrcIF.I ad
stainer* it nobble tor request Therein's neaten *out and avian notary as you cab win far • Caftan 'name, atom enraged by find molded et Pio totality ro wet horn/en ma tent
°floes we at blew nit retro a why you reed more )010 140411 Mal tut tad away ROM f Areal • fraltnt•r-tfAgotty ConodwAran t+Ioctod, a
eionnalen. $(4•44 Foe email< trial t)mtvexewooto4, paten or tho patio* for tat wont nuy Mode
BS instil Sabin ex. - 'made the dollar arnabnt of to expected error. ncLdro yob* routes. and Osborn a mutat earplA. 11111•goa, 141,10A 14udny and Text'
1200 Barba Boulevard Ards regiutreel mho nen of the non holder on wain!
Wei-warm W 07086 The Fenn Card barawil nvestore your enplane the tcces of Me our a trier nee),
and oil correct try error penµly Foe raped areas • imestment carts a nwsinent nlereSto (a 9. Statement Imuseholdear
The narNment t•CP•i•ntc the onsy officialward of )W mohng LCISVaaockbo erd unactom.l we tie tinted pannenhps rd prate placements) that re We may ansobtlalt oil feteA0 account itaWorts with
tan Ennui Sweets account Ghee records. +**91 crone thy. 10 haw day; to da tn, we wend( not rog=wed unite the Stciedn Act of 1931. the (one >Sten in the same ernelme. e because
*Heel taclocurerts. onlanng coracle., clateshaid yore atcown fee the anent you the* le n mot. so Mei • Comnocites <octant W q, firegnathargo and they ham owenn oho abe manten pm account
not be relied bagn F you tale* the, 6 react a yeti vol 14A1 the ute of tenon., dun-grain ,n pecan metal caliaolst ncludeo knees antral /alio...hew Mbother clans al the 5444 /Oen 11
now*. pion report it meredately n twang to the ties x610 complete ow enaction ad GrA.M4t7 OVAIMcomrans. and >01prefer to reetwe and ideal statements marled n
Bergh Manson of der office twin; 'ea oxount • Depose accounts Brno <talkies of depose) at CBS apart. enwarapoi, you troy akin hooter:king by
nen make all chicks payable to Me rem or the Bark LISA. UBS AG U S bayed and bras n to oaten you inroalAdnice
Ara* at town than aw mended lobe accuse& faincial inswaicn edcated an tie from d to KIK Ivied Daman Proarn
stainer* data tail not be wed lee Lay pans ray nano In add/ionto agar aCCOunt foes accounts The SIPC protectors and MexppknamaI pronto" do Friendly ocean name
*Zs" )4 0-4,14 lOnm1( AO. Form 1099. 5498. may be plant to manienrce fees. throat fa late net apply to these nett Men if they craws< appear Rte Friendly 4(04011 NOM a a<uifnda8a •nekrarre•
etc )who ream, You to worn the inn is payment be securt es purchases and charges Ice u -pakl onyx.' tar tenants The SIPC protection and the
I chow, by you to assa you wit+ you recordkeepro t
reputed by taw tamp:n*1x RS Auntie dralonds. anions n ash aeons Account thr are roanstand supplemental prot«tion donor protect agarot changes 1w3 ro legal efle0 on row JaCtrit. is not mond to
reportabbrintwabb dnidends ind !scab* Mews tootle( memoirs rnay be suttee,* a wryly 44 ei the market meat of bar nestrneres (whether as a lento any st.raw. W0414 , 40frimatto140.
earned °flitting, held n sow anent. net crated, mu, of market movement. wen barkngya mertmentcbjectne a eel pub* asoccuted wit WV
a+ tie Rental bee. 114 (04 base On (eflan 44441 Svnwp °bibles othavniel Ma %. and o not a promo a tarriee that wrath
nuns. CBS often options fa wen n, cash Winn b bark d. At
or any Inner mutt aria well be af
deposit accorm at ncn-rlioted bats ardaHilated DividendRoinvesonen Program DNA 44151Maa 4(41,0 teed of lab rebang to na of
Carmonkartions with the Finn tares and money Mann Maui lints (Money ruts). you may obtan loss of the attic enslave* You <an dung. Dew
Doan accont at LOS Bari( LISA and nr.iblreed The price **I 'S a an enr age era.
• 404.4444414 ay oral carenrcabons n wrung the aloe, ace Iran aos Inrc,NAdsisCe Only 464 1 handy roan mows Omar OrtIne Seances or by
tofurther pant you rant. eob-oln9 'ow I li bards priming n the LICK PDC:mend D *wet ate outhamdunde DRIP. paid Owe, mil be failadeg Ate Frtirx ol Admix
baler the Sawa( V•4114 Protector, An CS A) Program at• PDC-nosed n accordance wehr C irule: sold Jedthecash WI be &pouted n your acco-nt The
• If Me finrcid cacao', on the top 1.n ci te Iron Pot owe riomnbon. please mat wow tabby.. 04fOle dredged renniment tree upped by the mut, ma Mean overview
of thw stienere ant IBS hiring SVW44. (WS (040011 MUSS AG 5144404 &arch ad tors of dil•or Ran the make PM* 31 .Yoh 114 1Waal Ohm's • Vat* Ono ecconerpardotio Net ol asset ad
MANI Sows urea your X<Oull at then° Nasty knit re not ivied by no FOC re SOW
trokw by arramanent •vih the rckird 0414.1en • Asters Preludes mate* <Oh biros. vales fa
We •444141youload Illo re(444441Af4M)41 Bane dtposits are not Prolt(44 by WC Morey rud Cads-amain
obened rho non n Om case. sou finds and *inn re protected by SIPC Sc. "WS Financial Since astrined stoma, knead Gobi Ten Dean;
01 / wh ole ern may be held in you ware d your vreind mires to market. and (Mao 06411not held
inudes se located a UBS FnanculSer.kn and rot Saari Prolectai below 10141(4 101parbaltal as a vestal of a &Mend pawner by Ow ;cm Dots nol netacle wined seasibeinsets
Me naoda<ig brcta, ad ycw iron mike a wpm or ~roe. l
the In il ether sell whet unti al
upon spew...a barna n te brit alum may be at the end a dm poor and one pattern *nods. a
of sy ma a onbston to both f erns melee arca a accept IA SWUM determinedby a wag nennwert anted dock room and
• At dwabed n de 4=44 aremenIA you ma! wthdran. and than of a Navy !aril may be rebeAnd csonma perky. ardveda 104.• 140(al +wagon,. nod *phone
coley us of any corn or baba ereolorm dwelt liaadnpd at the vowed, returned to sou cow
• tabass 141.414 cittn Dairen. atoning nmegn
ref Lected en sou selha 30 days rot n real SHWA., awful Inannant objectives loam. <real Int, that roan bins
Mikda inid•avAL*4 The rennet *beams zed nsk bred Ve are Palk to
Fist.. ilfcmaton **be mailable sweep options. • Casfemoney Warn: Total ol unmoved amiable
• Mow dean Gaon*, 4411441. a /Wail to the ear account and may vary hence you xabeet
nitaino <untie Intern rues rd o abatable al cash tAlan:14, OA &poor toLmtet al allNod and
fern% Clem Intent Department at 201.752 • 16S9 Pen ante th ermprorm lbr n wringwng dsty
www tin ocensweepyielts. Ran yoke Frwn<ul Mesa nom* toted barin. ad moray market mead art
tol/ree a B00.35.9I03. IIIMA.0 to 600 P PA 011f1a• change 4 pt.-flared cashewa
a by <atm BCO 767.1000 sweep batmen. at the axed the twat prod
IT Mandy though Frilly, a in warmer te5 frailm41 Objechwo Farah account Mkt you
Nall Grown, heeded. balances n your 144.01 Se
;IWO.1Strecti 1c.. Cl4r1IttteMorti Department. dome ore of Mr Minna imminent <Own
IMP nontiol Serena account protection net seat acted from other Dines ad the rem nay
PO. Bo. 766 Iron Cly. In 07087. • fad Current Income trentmeras wenn the
The Fern 6 a member of the Scones nada Prottctcn toe eby d thew le(, n Nr adnry care ol tt
• Al stiements shall be deemed cornalete .art atone generic. of name air barn Thew first an payable sewn your demrd.
it not *bettedto n wring Whin 60 days Corporation (SVC). *Nth VOICIS ifturenn customers • Arbon CopearAorAwatbo yhminwits mane
of as marten rap 1500.000 (nduko 1254000 fa Dm total rs nclaitchn The owlet prod ekes, oboe
• fa TT' wince,. Cal illa412.098Sot from °Aside growth of amp., fade( ten the geniis", of
clam for car) tealanatory brochure nobble yxn
the U 0412171.357.149S nom Leans inferrneteen
• h (Me 01 MOM a 0.141011imA an eIntra ma" , a a www sic or9 The SIPC net CfmlwA0n • P•rnoop Combnitco of worn. o otCA:44
grin aapay to if *carts that you hold n a prikular Fa dared ablormabon on thyme" loran; prances
Ink trier (DM ta ll parent a WS no t detail Apprecasnon lerrestmorns seamy bah the generation ad &clown refer to yas Clem Ratatecenhp
cad oansxtin.. cal 804762.1000. or womb UBS browny
The rem together at calm *fins, has of •-ccme and trorAh of principal Ageetnent a A4041Aoreeemi ard te Ginn ,
f na-mal Sweet Ic.. ICOO Harbor lithel, 620 flop. Term and Corti:tons UBS katernent of Credit Pranks
aschned supplemental cosine* The manor
Washita. ter, NI 07084 Ann RMNBSA Seven Ovwell risk ;Silo entitle nAreem•nt and C•Cx busts
Cita mile as soon as SCO can. i1 you Met sou
the payable to all Mane clams. coletintb under
the potation 4 1500 m11(041 at of Ceterter 10. 2016
It,.bFe n 10 11w poloo 44(11nen AM Ant4441. teasel
• Coto* acres. Seem to monan 11411411.
km Mk ad ,chilly to the man °mat men if
a low* n4 emlia • es ref ,lo•
statement a retept 5 mong or f you need more to men the none does not generate bonnier*
n, funtof W01.14d ke bp to SI 9 miler in the
Samson abate a tinter a+ tie gantry a
meg The Fern or Cad bluets arolcale)rnatt aggregate for pc, nor's hake n a probate
SDNYGM_00324947
EFTA_00197722
EFTA01306988
Important information about cour statement (COntinued)
War sta - Por clan 'Kweel frodno ee nontwtormna • kl (estanartai) inmat. went yieleb endemie. - Wi. warm conyamato-dreenU3S USA. LeS
Vors agenten neme, scones ad atter nuts held demoroens, pree aM cantey duce «be) may An temde ot nut mem is badm torent AG Suirdoed &inch a-do:n.04.nd brks
n Me non at the ani of IN 'leeman, po-cd yin Hor been zjusted to *rurale peper ralualen. dinitml ani neemt ras. *ming IN staren ral oue cash emxporoya-ns the
myrd toedeharya fuly pad tantes t gry tree To Mao porem quota'," when nota*. waad be heb la one yta kom eten« date ee uni" ~sr on mal be a ~kW per scan fa cr
Yen ni* Wen. Wittnie4 uwe] at ban toegooi nar res Fnaiml A&toe tnat,tcy IN, «ma» o enk, a gudalne accwxy mw ta• a amant/dec/ koog* day &goot
palen end bint* dat ontleen Ary new, i el ni «4,1~ momg n not guaranefed balans
aandeed »arfirn dog the statement pen:d are • Potage investmenta and Iemand ~Ouds. Estrneed maal none and turnen, waad lor
leed at ~at valer Oilhe end of the statement Private ~wei setinbes (rclOrg deed ~ante» , Of ~ton <cad melde aren" of Acenity
pentd Witpen Mora" and waf mirt nonharer* inal Preccol ce opaal gare n whitin Me die ell adonnalion morde» ornmeecen and ah« tvsot.
• Goot baraio. deze/mono re tost ba» OF IN watt) ni gryaredtroiati ae asway highy inca/wand twen, Welcb ~Idee opinie& ~led n <Ome« Kei mei Ine enslatOn 01 bat,
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mus bed n oer name or n nomen« name lot ar of tlw money firm - Not FeK rond • No bant gastnee Mal los* wi.*
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pain ed es rong , rs nol yaranteed °Ps <dl Moraled aas tor a tedany .etnid rag rt ands procentg ten in consderafien for transfer Sneces Atoom BS& leadA and nternatand hoon*
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rate or d tas stramien date ~naartoe etene geodeet ugen destais
SDNY_GM_00324948
EFTA (N)197723
EFTA01306989
LIFIS Financial Senices M
UBS
Private Wealth Management
299 Park Avenue
26th Fluor
Resource Management Account
New York NY 10171-0002 November 2018
CNM]OS7070651118 VI 0
GHISLAINE MAXWELL
Friendly account name: Ind CashrSaving
Account number.
Your Meandal Advisor.
SCOTT STACKMANLttE CASRIEL
Phone
Questions about your statement?
Call your Financial Advisor ot the Value of your account
RMA ReSOuf«Une at 8008keln1000, - on October 31 (SI on November 30 (1)
a«ount 029023525
Your assets 730,376 33 728,867 87
1Adt our websIte: Your liabilities 0.00 000
WNW ancorranancialsemces
VAMP of your account $730,376.33 $728,867.87
Items for your attention
• Mpip protest yoururf from fraud and
tt‘teW bank, credit card, and brokerage
statements regularly. Also, gel your free
crodit report afnually from Sources of your account growth
wwwannuakrediereportccen
Tracking the value of your account during 2018
Vake Cl put tXCOu tit
S Thousands atyest end 2017 1817,574 86
Net deposits ad
6.144.7 witchraegis -SI01.35308
Your WInt931.11t !MUM.
4,2089
Dmdend and
interest ncorne 112,64609
Change in
991.4 8176 730.4 728.9 marlier value S000
Vats of your accent
on Nov 30, 2014 Maar
Dec 2014 Dec 2015 Dec 12016 Dec 2017 Cr 7018 Nov 2018
Member SIPC Page 1 of 6
SDNY_GM_00324949
EFTA_00197724
EFTA01306990
Account name: GN StA NE MAXWELE Your riaaaciai Advisor:
*UBS Resource Management Account
November 2018
friendly account name' ind Cash'',ming
Account number.
SCOTT STACK MANLYLE CASPIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (1) you accost
A Cash and money balances 0 03 0.00% Your current asset allocation
B Cash ahematiyes 728,867 87 100.00%
C Equites 003 0.00%
D Fixed income 003 0.00%
E Non-traditional 003 0.00%
F Commoirties 003 0.00%
000 0.00%
Total assets $728,867.87 100.00%
B
Value of your account 1728,867.87
Eye on the markets
Percentage change
index November 2018 Tear TO da W
S&P S00 2.0a% 5.11%
Russell 3000 2.00% 4.48%
MSC I - Europe, Australia & Far East 411% -8.96%
Barclays Capital U.S. Aggregate Bond Index 0.60% -1,79%
Interest rates on November 30, 2018
3-month Treasury bills' 2 30%
One-month LIBOR. 2.35%
Nee 2 of 6
SDNY_GM_00324950
EFTA_00197725
EFTA01306991
Account name: GFISLAINE MAXWELL Your Remold Adviser-
SUBS Resource Management Account
November 2018
Friendly account namerInd CasleSeving
Account number
SCOTT STACK MANLYLE CASRIEL
Change in the value of your account Cash activity summary
November 201801 Year to dale See Meade adIelly tag tilOntnIce ant' Ramer on your Sweep Donors xi ondudtd in the openorq and
closing Mantel rig are FDIC troturancesapies to dtpoott at UBS Sant USA and dl banks partuPatne9 n Ire
UBS/Cif nsuced Wait Poerah n does not soy to &seises al UBS AG, Stamford BrWO SWC
Opening account value $730,376.33 $817,574.86 orate:ton osSoe: to money market :weep fund haderqs but not bar* &posits Seem:ea-cane tobrmatco
toot your dewed co theist two pane: d IS:daunted Sae deists.
Wrthdrawals and fees,
nci.rdinig investments transferred November 2018 (1) Year to date (S)
out -2,82608 -101,353.08
Opening balances $0.00 $0.00
Dividend and interest income 1,317 62 12,646.09
Additions
dosing account value $728,867.87 $728,867137 Dividend and interest ',come 1,317 62 12,646 09
Prcceeds from nvestment transactions 2,826.08 102,115 71
Dividend and interest income earned Total additions $4,143.70 $114,761.80
for pucostsd InS ftSerntnt. larabley Cl Interest 3rd 000rno Income ha been doewined Iran a US Subtractions
to setae rig perspective Need , con the reside rue d the 0C(Glit holder. recount type. a gnaw tew,
sane imered ander defend payments wiry not be %bee to tinted hates (US) ceda Puerto Rico (PR) Other funds debited -2,82608 -101,35308
in<Orre Ian The client maniNy melemere is rot Intended to be used end henna be relied span for le,
Pul:Oser dents should odes to the aladoIdble to nitating lomt they recent rear UBS annuals sigh a Funds withdrawn for investments
the Forms 1099 at the rand asp. toe In reportng imarnaten it is the prance dl UBS to rie ttse bought -1,317.62 -13,408 72
eoplicatie la reporting towns with the US imeni Rewrite Service so PR Treasury of panmens ass in
such 10(MS acosatNy <tasty dvdens enact interest a tar twerps or isatee income Rear consul your Total subtractions -$4,143.70 -$114,761.80
nelsodual lac prepactr
November 2018 (1) Year to date IS/ Closing balances $0.00 $0.00
Taxable dividends 1,317 62 12,645 95
Taxable interest 0.00 0.14 Your investment objectives:
You have dentified the following investment otsectives for th6 account II you have gLestsons
Total current year $1,317.62 $12,646.09
about these objecthen, disagree vnth them, or wish to change them, please contact your
Total dividend & interest $1,317.62 $12,646.09 Enancial Advisor a Branch Manager You can find a full dee:Apter, of the alternative
investment °electives in important information about your statement at the end of this
document
Year return objective:
Current maims &capetal appreciation
Veer risk profile:
Primary - Moderate
investment eligibility consideration • Seale 'heisted
Page 3 of 6
SDNY_GM_00324951
EFTA_00197726
EFTA01306992
Account name:
(*) UBS Resource Management Account
November 2018
friendly account name-
Account number:
I
Your eimscial Advisor:
SCOTT STACK SAANLYLE CASFla
Your account instructions
• Your account cost base default closing method is RIO, Kest tn. Fist Out,
Pop 4 of 6
SDNY_GM_00324952
EFTA 00197727
EFTA01306993
Account name: GFISLAPIE MAXWELL
Resource Management Account Year Rwanda Advisor:
Friendly account name- Ind C ving
$UBS November 2018 Account number.
SCOTT STACK SAANLYIE CASRIEL
Your assets
Dom prem. rote :nil &girl castes :hewn may te amecnimole Assn:sr. gains end losses nut not
be moneele reflected. See importer efoemafron 400 )Our StetemeN a the war of this dxurnert fro
mere intcanatiort
Cash alternatives
money market funds
Motey merles funds are nhther unwed ny cuaraeleed bill* teall Deposit lintairKe CCepOtbliOn or any other gcnemment agenCy IM1evtiOncl pent and InflItutonal Munk pd funds must aost I hell net Ste ,dun (NAY)
per share tots nearest III can ce a cent g. SI OCCO &Demerara and regal money made fund, yell ominut lotravext at a stable SI.00 net eon vim Although malty market funds Seek 10 pester the wawa sots
inwslermit re St 00 per that, It 2 p3SSOk to lose money by investing in thele funds
Wel fomented .s Ihe total of al teinveded dude ndt It does not Meta any each clud)nd: Int real& tinroalced (ta)gam Of WS It the Marrow. between the current .due and the con bags MCIwool,
lot for the curposes of 0:tenoning hcldng pan= or cost WV: IS that you receive each lime you oenetily be your taupe gam a ton if the security vas sold on teat dace The untodind dad "'noel= mai
etiMett ClUdendS te<OMt a ,coarse Id, ICI need lo be aCluSted for return of caplet parents in order to detemoe the reared gen ce loss for tar
reporting purposes
Co:, &so is the total purchase cost of the secunty, rghaing remrested dmeret Tee cos bast: may
need to be aeNnted for return d captS papreret in OFC*1 to detemme the adirnm cos bans for tar Imegment revert is the mune unit mnus the errount you illMSted r does not In(lOde ihactt that ere rot
NIxelve3 Deposes reftecieci on your staterrere, includ ng shares that ham been staked as ether e gen or a IOW I MO Ct.VS
not Inds:Seat diadends that were not reinvested
Purchase WO
mortier limage Dice Clitm COP POCe per Share Visa on Vniethzed iniestenem NOON
Wring re shares per snare (S) investment (Si MIS (5) on NY 30 IS) Not 30 IS/ grin or MSS (9 teem IS) pen
UBS PRIME RESERVES
FUND
728£67.870 ••-This information was tria,alsble..• 10000 728867.87
FA; j r?ri! Hi 220%
Your total assets
nercentaged Cost Ettrnaled UnteSiNd
Vales m bar 30(1) your acccunt bra: (S) arras income (SI nano( Iona)
Cash alternatives • Money market hinds 728,86727 M00% 16,035.00
Total Snararg.a7 100.00% $16.035.00
• Wien; cost bmis infarnstias.
page 5 of 6
SDNY_GM_00324953
EFTA_00197728
EFTA01306994
SUBS Resource Management Account
November 2018
Account name: GIESLAINE MAXWELL
friendly account norm.Ind Cask Casino
Account number
Your Pineedai Advisor:
SCOTT STACKMANLYLE CASRIEL
Account activity this month
Oat At-0AV DeSentitiOn amount ID
Dividend and i stunt income
Toxablednedends Nov30 Dividend U8S PRIME RESERVES FUND 1,317.62
SYMBOL UPRXX
Total taxable dividends 31.317.62
Total dividend and interest income 61.317.62
Ape A(11.15 Or *pion amount DI
Other funds debited Nov 1 Trans(- 10 -2,826.08
Total other funds debited 42.826.011
investment transactions
lot moie intern-aim about tro once rave stony tor reStnaeCI seta rtes. See O,p0rtan7 elA)ItOiltiOil IWO
your state,oaf a the sod of this tamer,.
Frothed, (ran Funds
ifIbtltrIVIII nIt .w,la Accrued
We 041*y OetkitiOn Outnlity ledue (1.) Fria (Si trans:cum, (I) InTTSbrieniS IXncAl (I) inlereS1(S)
Nov I Sold OBS PRIME RESERVES FUND -0.080
SYMBOL UPRXX
Nov I Sold I145 PRIME RESERVES FUND -2.1326-000 2.826 08
SYMBOL UPR>Ot
Nov30 Ran women' MS PRIME RESERVES PJND DMCEND 0 620 -062
REINVESTED AT LODNAVON 11130118
DRAWL UPROC
Nov30 Remestment UBS PRIME RESERVES FUND DIVIDEND 1,3 I 7.0E0 -1,317 00
REINVESTED AT 1.00 NAV ON II/3dle
SYM3OL: UPRXX
Told $2226.011 4131742
►ege 6 of 6
End of statement fel a«ousI nurnbe
SDNY_GM_00324954
EFTA 00197729
EFTA01306995
Important information about your statement
LOS Francis' Sewn tic. (the firma UBS 'intros' Mr Morn year no Its thine° days ri te to Fon cansea. Aka <C•py a t, poky wading bailable even* a seems and may rot twia pace vet..
Sonnet re a meta of al prnapi tro.nty, cownocity cont yea eve fed amens* on *rich the erect or WOn fteedeft. .rttiben
and options nehahaes LOS rnaexial Samos and LOS Problem *Pend • Moaner Mtn) to accept tone net to antra:al ard
Ban. USA an mind sdasciartesct LOS A6 aid - hood. ear nano rid scare numb. (et any) Wetter We SIC peen-Ion roe the stoplantetal tokens sane saideyb seek here rant
if thetas of CBS 54cullies1LC Marini rhyme - Dna lae the woe or the transfer you a* snare VOICIOn fewly 10: • Agaccase Wili-ag to accept hclr
^lc b pnncpal rd
statement it nobble tor mount therm's neaten *out and *vim eider/as yarer whir Yco • Celan Inanael nun roweled by find molded et Pio *lathy ro ad, ho (cant Oct tent
°floes we at toles n K an era a why you need inn yOre a00011 vaLel hi heti away ROM Len financial • fraant•r-tfAgotty CandwAran d velatod, a
rionnahm SOW., Foe enwole eaten CO inerexe yodels, paten of the prink* for the aro:we4w add&
LOS Instil Sleatet he. - treads the dollar arnawit of to weeded error. neLdrs, yob* anutes. and (iOsharts of nulaal cosrplar tualnwt, creed lipdmi and cameo
1200 era Boulevard Ant regard nth, name of the soave holder on Walk ,
Weehanten h1)02COS The Ann or Cod ben rail nvestore yes <emplane the becks of the oar a Vanier fl at),
rd a cornea any error premptb• For aged won • Investment railrots a rwesiment invests le 9. Stelemenrhouseholioner
IM Flawnwnt rerecentc the ore, atrial record of you masa? Voaockbo cad useacto-o. me tie kneed patnenhps »I whale placements) he are We may cassoWlet oil reteA0 account itaWnerts with
LOS Faroe noun Gibe. recoolS. 00a mane then 10 berms days to do Ita, we melded( not moosed under the Se:antes Act of 1931. the tone slims n the sane ernekpe. e.g. because
*NO tit, <lawmen. tailsong canclet: shaAd yore accent fa Ilw swan you the* Is n mot. so thi • Connocitrot<critacit (o s. fanannahaego and they ham oaten who abo meson pee stove
rot be relied mesa F you bele* there 6 rare a wind tote We use of hemoney durrc te Imo n we< ofs metal condaoldf. whedewliettes contracts relate...hen Mbother okras at the same rotas I
Pilaw" Own retWt it enneckettlf n reitng to the tales into complete at nmeroatran and tammadte gator comraas; and you porta to mew mod ides' statements markd n
Derr Wrote of ho office sen'q rats stare. • Depose accounts Incept ecetekates of deposit) al LOS apart, enwarspos, ya may adore harteroWng by
Rene make all tracks payable tote rem or lee Bre LISA. UBS AG U S branches and bras n It* calrg yea inroal Manta
Alta* at Man dawn ar• Mended lob* ac(fdalo. faincial insittaien rdcatedon he Inca of Ma KIK keyed Davos/ Proosn
staleniet data tall not be used lee es rowan ray tatement In addition to ....web, ocean toe., accounts rhe SIPC wanton and the appetmenial pronto" do Friendly mown name
stcysen).04^4 tar lave, Pe. Form 1099. 54%. may be 9.bptct toman:mance fees. charger to Ire net *pat to these asseh err if they ahem< afaanif Refrendli account nine it fa <Wont* •endu‘lered
I glc.)whmn rea m , Yea' tax morn Its inn is pasmern fa secure.; purchases and charges Ice ;paid onyx.' sidenienk. The SIPC protection and the chosen by you to /tint you WWI yw recofdlcerpro t
mound by law to sepal We* RS Aleut. &Week ricers dash teams. AcC0nft Mr ire roansternd supplemental protection eh not protect again* changes hit no fowl effect coiner actor. is not mended to
reportabbortnabb dndends and !nab* Mew to other rowan nay be sahaelle a &fl i er Fes die market robe of yo ewestrneres (whether as a relied it s meet. pro:1AL ettanrerfahon,
tared on lettings held nyour accent. net Crtett4f mu, of market movement. nue barknpoa mermen cbjectne a eel mph* associated web pas
0+ sife !WOW ifet. ad COW Daft On ((Wan cowed WS ven* Oplkew othewital wow". and o not a promo* of 'new that math,
:manes. LOS often orations fa weepro cash berm to bark or ary Interne matt aria will be achowel
deposit aces rte at ronellated bats and attired Dividend Reinvestment Program DNA • weslInfatt nweve It* Kt et kw, nekedng to nia
Carmonkartiona with the Finn tants and navy market mai lint (Money cede) tan enr age tea. You may obtain
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• nose rtocrdifin ay oaf earensicabons n witng the must ace IfOn yokr Imncal&chaser Only stick Friendly scant nines thrash Oran. Sanas a by
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reflected on your statement wow. 30 days late n was Wulf?, sewn freedoms* objectives tor t vocal Int, then scan bison
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FLOM ncnnaton tout tradable sweep options. • Ca:herons', burner.. Total ol unnamed notable
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SDNY_GM_00324955
EFTA_00197730
EFTA01306996
Important information about your statement (continued)
Yaw area - For wash wait*, betty n nonierionnrg • Est (emanated) Mann. current yields iodates. r, We WOW contonsaton Iran 106 Bas. L6A, UPS
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SDNY_GM00324956
EFTA_00197731
EFTA01306997
lies Financial Semites M
UBS
Private Wealth Management
299 Park Avenue
26th Floor
Resource Management Account
New York NY IOU 71-CCO2 October 2018
Cerroc0S7899451018 VI 0
Friendly account name: Ind Cash1Saving
Account number.
Your Mounds' Advisor.
SCOTT STACKMANLYLE CASRIEL
Rhone
Questions *boot your statement?
Cal your Financial Advisor a the Value of your account
RMA ResourOtUne at 8004iMe- I WO. On September 28 al on October 31 (V
account 029023575
Your assets 729,384 33 730,376 33
Matelot wubsite: Your liabilities 0.00 000
ewe cbscorribuncialseneces
Value of your account $729,384.33 5730,378.33
Items for your attention
• Help protect yourself from hand and
resiew bank, credit card. and brokerage
statements regularly. Also. gel your free
audit 149041 alrlually horn Sources of your account growth
www.annuakreclitreportecen
Tracking the value of your account during 2018
\rake of your ,Ncount
Thousands at year end 2017 1317,574 86
Net deposits and
6.144.7 sundae/Ms 5%52700
Your rilrieStrrent rerun
A.2019
Owdend and
interest borne 111,32847
Change in
991.4 9176 no 4 7%4 market value 1000
Value of your account
on Oct 31, 201$ $790.976.39
Dec 20m Dec 1815 Dec i016 Oec 1017 5492018 Oct 2018
Member SOC page 1 of 6
SDNY_GM_00324957
EFTA 00197732
EFTA01306998
Resource Management Account Account name: "LA NE MAXWELL Your Plotociai Advisor:
UBS October 2018
friendly account name M.,
Account number.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (1) Tots octant
A Cash and money balances 0 03 0.00% Your current asset allocation
B Cash alternatives 730,376 33 100.00%
C Equines 003 0.00%
D FOced income 000 0.00%
E Non-traditional 003 0.00%
F Commodities 000 0.00%
000 0.00%
Total assets S730,376.33 100.00%
B
Value of your account $730,37633
Eye on the markets
Percentage change
Sidox October 2018 Year to data
S&P SOO -6.84% 3.01%
Russell 3000 -7.36% 2.43%
MSC I - Europe, Australia & Far East -7.95% -986%
Barclays Capital U.S. Aggregate Bond Index -0.79% -2.38%
Interest rates on October 31, 2018
3-month Treasury bills' 2.33%
One-month LIBOR. 2.31%
Par 2 of 6
SDNY_GM_00324958
EFTA_00197733
EFTA01306999
T Resource Management Account Account nana: GHISLAINE MAXWELL
Friendly account nmne: Ind Ca'SWUM
Your Financial Advisor:
SCOTT STACKMAN120£ CASRIEt.
October 2018 Account number:
Change in the value of your account Cash activity summary
October 2018 (SI Year to dale (S) see ikrouref a:Myths month foe etati &lam« m your Weep Cpaorc xi induced in the cpenrq and
dming balances eau* HIC triturance robin to &omen at UBS Bank USA mg al bent ;ante:atingle the
UBS FOC Rated Deposit Preen n aces na says.) deposes al UBS AG. Slanted BrarCh SPC
Opening account value $729,384.33 $817,574.86 protectonapaes to money Mallet :weep fund holding: but net bank deposits See /important informa=
ease you. eremee an Nici come: d t Monnent'a &tat%
Withdrawals and fees,
ncluding investments transferred October 2018(S) Year to date (S)
out -328.91 -98,527.00
Opening balances $0.00 80.00
Dividend and interest nome 1,32091 11,328 47
Addgeons
dosing account value $730,376.33 $730,376.33 Dividend and interest nome 1.320 91 11.328 47
Prcceeds from investment transactions 328.91 99,289 63
Dividend and interest income earned Total additions $1,649.82 $110,618.10
lot putx6e$ Of his StMeenent, leabley 01 :Meet tord **lend interne hat been determined hen a US Subtractions
Um let:band Dersciecfive eased won the residence of the account Adder. account type, oi product tee, -32891
Knit interest omia dvilendpurnents meu not be uttett lo tinted Slates (US) aida Puente Rho (NO Other funds debited -98,52700
income tees The own monlNy statement is rot intended to be used end cannot be used an foe le
ruiPhes Cie« snook: inlet to the app Keefe te needing town they recel.. lien UBS annually. sanas Funds withdrawn for investments
the Forms tow are the Fan 480, loi lax mooning 'Marna« n la the piznce of UBS to Ile the bought -1,320.91 -12,091 ID
alicatie tin teponing loins with the US internal Rinenue Senice and RR lemon Department, se In
such lams acosaleiy (leery oveencs arse' 'menu ale tarµ of lee*. income nerve come yeti, Total subtractons -$1,649.82 -$110,618.10
ndvdual lacprepare
October 2018 al Year to date (I) Closing balances $0.00 $0.00
Taxable dividends 1,32091 11,328 33
Taxable interest 0.00 0.14 Your investment objectives:
You have identified the following investment °teethes for this account. il you have questions
Total current year $1,320.91 $11,328.47
about these ob(ectves, disagree with them, or wish to change them, please contact your
Total dividend & interest $1,320.91 $11,328.47 Fnancial Advisor be Branch Manager You Can find a full deed:notes, of d-e alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current Maim. & capital appreciation
Your risk profile:
Pommy • Moderate
investment elgibility ccnsideratiœ • wee selected
Page 3 of b
SDNY_GM_00324959
EFTA_00197734
EFTA01307000
SUBS Resource Management Account
October 2018
Account name: GI4S1A1€ MAXWELL
friendly account name:IndtaskGvinq
Account number.
Your Plaaadai Advisor:
SCOTT STACKMAMLNIE CASRIEL
Your account instructions
• Your acount cost base default closing method is RFO. Kfi In. Flu Out.
Par 4 of G
SDNY_GM_00324960
EFTA_00197735
EFTA01307001
Account name: GHISLAINE MAXWELL
Resource Management Account Your Rwanda Advisor:
SUBS Friendly account noon/rind
Account number:
N ring SCOTT STACKMANLY/6 CA5RIEL
Your assets
kere prccs. 4xcenc avICAfircol raves shown may be approtiman Ay a mat own and lossts mot not
be remotely reflected See Important alotmoleon 4604tivor statement al the tad of thy dxuren tot
rtnn-ditcr
Cash alternatives
Money market funds
Morey merle fords ase neither instant nor Qua anteed by tat fedtud Oemsd Minna Cf4X)taliOn or any abet 9nemment scerey ireanutona perre an/ inVildhond munk pia funds roust MS I heel net and vet um (NAld
per Imre rota neaten U I can d a cent ft Gt. 11 CCO5h Goeernrrem androad money manse fund, mitl con:onto lotransxt at astable 51.03 net anti vitae Alinouit money market funds seek to omen* ine value el 'our
Investment al I I.00 per shares its paste* to lose *Vary by irnentong in these rung
Total mersorted is the Iota d al weaned dude nds II does net include any cz.h dude not. n is re a to llomalced (tar) gam Of IY4 it the netarence between the curent %duo and the cost bans radwool,
lot for the purposes of Oetemnng hieing pencds or cost bast The shares you recent txhITVyou srerietily be year tax.13e gamete10st if the wedgy was %cid on this ciao. The unreaind tta4 9ahoelccs may
etiMeSt Ch:lent/5 be(Orhe a notate Ito W. need lo be Masted to, return of umtal went in Wee togetarmee* reaped gar of loss for tar
(trotting COrpOSM
Co:t tosc is the tots purcnra of the :eat*, rKludng muerte:led doderct The <ott bat': may
need to be al Lilted for felon d opts pagrerts in orcki to cletemlne the adonZO co0 boas /Of tat Imes:meet return is the tuttent valve rnnustle aroma yeit In I does rot include Mares !MI ate not
rnvcn'm purports reflecleclon you( Oaten-ere, inducing snares that nave been felted as etnes aeon r aims t du. Wet
not inane cash clinfends that mere not teintested
Patinae Plot
number Annage Pitt Client cog me at Man Valk* 00 unredged Investment Ncldrifi
hickIng ott shoes per Shaw ID investment (S) WM (1) on Ott 31 (5) Ott 31(S) cyan of Ion (4) cetera (I/ pent
U8S PRIME RESERVES
FUND
730 76 330 ---This Inletnation was t.na‘oilable.• • 10000 730,376.33
FA' Si C.CC7 (WO y".11 213%
Your total assets
Percentage 4 Cost Etc mated unsesind
VS uo cn al 31 (1) your accent bras 0) anrua I won° (SI gans lots (I)
Cask alternatives • Money market funds 710,37633 1000% 15,557.00
Total $730.376.33 100.00% $15.557.00
• mining WA Abet minrnaton.
page 5 of 6
SDNY_GM_00324961
EFTA_00197736
EFTA01307002
Resource Management Account Account name: GHSLAME MAXWELL Your elneeiClal Adviser.
*UBS CKtoer 2018
Friendly account name: Ind Casheasing
Account number
SCOTT STACK MANLYLE CASRIEL
Account activity this month
Oat Acthlly Descopuon amount (1)
Dividend and intensst income
Taxablednalends Oct31 Dividend UPS PRIME RESERVES FUND 1320.91
SYMBOL UPRXX
Total taxable dividends 51.320.91
Total dividend and interest intone $1.3211.91
aye amount OS
Other feeds debited Oct 1 Trancf ,- r -328 91
Total other funds debited .6328.91
Investment transactions
lot more intonation stout titmice/value moan tor tesuized '4(uflies. see nixeren: eaormarKon about
)0,11 anemone * Ut ens of this <Ix tment
Proceeds ban Funds
Investrivnt rot or...nice accused
Dare sctisity OeSOMIM1 Chastity :duffs) etio (5) transactions(I) innSbrierilS I>COPI <0 NereA(S)
Oct 1 Seed VOS PRIME RESERVES FUND -0.910
SYMBOL UK=
Oct I kid IRS PRIME RESERVES FUND -328.000 328 91
SYMBOL UNI)X
Oct31 Ran vostinont IRS PRIME RESERVES FUND DIVIDEND 0 910 -091
REINVESTED AT I 00 NAV ON 1013 V18
SYMBOL UPRXX
Oct 31 Ronsestrnent V85 PRIME RESERVES FUND DIVIDEND 1,320O50 -1,32000
REINVES1ED AT 1.00 NAV ON 10i 31518
SYMBOL: UPRJ0I
Tot. 6321.91 -11,320.91
Page 6 of 6
End of statement for account num
SDNY_GM_00324962
EFFA_00197737
EFTA01307003
Important information about your statement
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SDNY_GM_00324963
EFTA_00197738
EFTA01307004
Important information ah° ut y our statement (eOntinued)
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SDNY_GM_00324964
EFTA_00197739
EFTA01307005
UBS Finance,' Serwes
Private Wealth Management
*UBS
299 Park Avenue
26th Flsor
Resource Management Account
New York NY 10i71-0032 September 2018
CNP7COSS939730919 x14 Yr 0
GHISLAINE MAXWELL
Friendly account name: Ind CashrSaving
Account number.
Your Meendal Advisor:
SCOTT STACKMANLYLF CASRIEL
Phone
Questions about your statement?
Catl your Financial Advisor or the Value of your account
RMA ResourceUne at MAMA- I 000. on August 31(V on September 28(31
account 02902395
Your assets 743,CO2 88 729,384 33
IAdeem. webslte: Your liabilities 0.00 000
www.Unarm/ fnancialwneces
Yakut of your account 1743402.88 $729.384.33
Items for your attention
• kolp protect yourself from loud and
renew bank, credit card, and brokerage
statements regularly. Also, gel you free
credit report annually from Sources of your account growth
swew.annuakredrereportcorn.
Tracking the value of your account during 2018
Yak* of your &count
I Thousands atyere and 2017 5817,574.86
Net deposits and
valiudraivais .$99,198.09
Your mestrent return:
4.2019
Diana and
interest ncOme 510.007 56
Change in
991.4 8176 7430 719.4 marbat value 1000
Value of your &card
plc 2014 Dec i015 Dec igl6 Dec zoo Auer 20I8 on Sep 21, 2011 $729.304.33
Sep 20I8
PAember SIM Page 1 of 6
SDNY_GM_00324965
EFTA_00 97740
EFTA01307006
Account none: GHSLAWE MAXWELL Your ~WS Advisor:
*UBS Resource Management Account
cptemCer 1018
friendly account nom*: Ind CastdSaving
Account number
SCOTT STACK WWLYLE CASRIEL
Your account balance sheet
Summary of your assets
value on Percentage of
September 28 (1) ye& octant
A Cash and money balances 0 03 0.00% Your current asset allocation
B Cash alternatives 729,384 33 100.00%
C Equities 003 0.00%
D Fbied income 003 0.00%
E Non-traditonal 000 0.00%
F Commodities 003 0.00%
G 003 0.00%
Total assets $729,384.33 100.00%
a
Value of your account 5729,384.33
Eye on the markets
Percentage change
%de* September 2018 Year to dare
S&P SOO 0.57% I G 56%
Russell 3000 0.17% 1057%
MSC I - Europe, Australia & Far East 0 91% -098%
Barclays Capital U.S. Ag7egate Bond Index -0 64% -1.60%
Interest rates on Soptembor 28, 2018
3-month Treasury bills: 212%
One-month UBOR. 2.26%
rog* 2 ot 6
SDNY_GM_00324966
EFTA_0019774 I
EFTA01307007
Resource Management Account Account name: GS4SLAINE MAXWELL Your Financial Advisor:
friendly «count name-
*UBS September 2018 Account number:
SCOTT STACKMANLYLE CASRIEL
Change in the value of your account Cash activity summary
September 2018 (SI Year to date (1) See Account actnny rer: monthlee ants al avetten your Sweep Goo= are eeducled in the crime.; and
closing blames vie» FDIC insurance app's todtpcon at UBS Bank USA and ål bank, panel:tab% n tro
UBS FDIC noire" Deposit Program. n lases nor soy 10 deposes dl ties AG, Stamford Beath. SIPC
Opening account value $743,002.88 $817,574.86 prote<tonaoolies to money market :weep lund hoidens> but net bank depends See Inportane in oematon
Ør your :teem.« on the Ix, two po;e: d t M dmment for &tab.
Withdrawals and fees,
nbluding investments transferred September 2018 (1) Year to date (SI
out -14,829.16 -98,198.09
Opening balances $0.00 $0.00
Dividend and interest ncome 1,210.61 10,007 56
Addgrons
dosing account value $729,384.33 $729,38433 Dividend and interest ncome 1.210.61 10,007 56
Proceeds from noes! silent transactions 14,829.16 98,960 12
Dividend and interest income earned Total additions $16,039.77 $108,968.28
rot pu VOWS d ken siseenenl rota:day of interest and andend income hm been detente-sea from a us Subtractbns
ta lemmnd Perspective Based VOW the t'sick ne of the accent WOO. account type. Or pØ1 troe,
'Cale interest ender dellend parents entry not be stbjed lo Unted Steen (US) ceder Puerto Rico (Pf0 Other funds debrIed -14,829 16 -98,19809
iexorne Ian The client moniNy statement is rd Intended to be used ab tanna be Weed wen ftot lar
pst fines Cloth shoos:tiger to the 44:a1Ketle tax relbahng toms they receive nun UBS annueiy. Seen as Funds withdrawn for investments
the Fern's 1099 at the Parrs 480, tot lax repOrttng info/maim it Is the pt,xnce ot UBS to ile the bought -1,210.61 -10,77019
ap•plitable ta repOnno loans with the US internal amen* Semce dyd PR Iteasury oepanment. did in
such IOW'S acusalety dagry dwdenct, ar4a interest as Ia, tempt or ladetint more Rea consul yar Total subtractions 416,039.77 -$108,968.28
ndwdual tar papaw
September 2018 (11 Year to date II/ Closing balances $0.00 $0.00
Taxable dividends 1,210 61 10.007.42
Taxable interest 0.00 0.14 Your investment objectives:
You have identified the following investment otsectives for this account if you have questions
Total current year $1,210.81 $10,007.56
about these objectives. disagree %nth them, or wish to change them, please contact your
Total dividend & internt $1,210.81 610,007.58 Faunae( Adsisor or Branch Manager you can find a full desonpten of the alternative
investment ottecoves in important in!collar:on about your stafententat the end of this
document
Your nano objective:
Cutlet income &capital appreciation
Your risk profile:
Primary • M,derate
Investment eligibility consideration • wale seGected
Page 3 of 6
SDNY_GM_00324967
EFTA_00197742
EFTA01307008
Account name: GHSLAINE MAXWELL Your ainaciai Advisor:
Resource Management Account
ES UBS September 2018
friendly account name:rnd CasheCasing
Account number
SCOTT STACKMANLYIE CASRla
Your account instructions
• You account cost basis default closing method is RFO. fist In. Ara Out.
Pogo 4 of 6
SDNY_GM_00324968
EFFA_00197743
EFTA01307009
Resource Management Account Account name: GHSLAINE MAXWELL Year Mandel Advisor:
Friendly account earner Ind Casa Sanng SCOTT STACK MANILYLE CASRIEL
UBS September 2018 Account number.
Your assets
Some prem, wrote and(WWI ..dues shown may be apemen:at As a Jesuit gam and losses mai rat
be manairle reflected see Important infoemoltcn thadiVol Stetereent a the end of thes damned for
?rte. ricinlificr
Cash alternatives
Money market funds
Wen made, funds ale twitter inkatd nOr guatartteed to the alorrd Deposit 'Mural(' CCipOtaliOn or any other onemment agency inslitutood are and MildIrked Munk pd funds must flog I ha net asset WI urs Pon
pr Odd loll* neatest III who( a cem MG. SI COCO Gomm- em and retail money made funds nil continue tobanal at a stable f I.03 net met aue annoua meaty market funds seek to pew* the valued put
inwswent a SUCCI pet shyes t! d paSSOk PAO', henry by 'nesting in these fonds
Total tomer/ea d the midst sceneram deans II clots we indoor arty ca.ls <Welted: not rd ale tieroalced (ta)gam Of ba It the deference between the crereM warue and the cost bags and would
toe for the pupates of Cetenrtring hidna Fano% or cost baps The that you recent each hme you gutsily be your tat Ie ga n cc loss d the secunty was tdd on dm doe. The unlearned Oat) ganorlon my
most dudendt te<OMt a sepleate IS( ICI needle be aliened for rerun d weal parents in Wee to den cone ere mated ran ce loss los tax
Co:f etc n the tots purchase cost of the sew*, inducing rernrested ductentt The cost basis may reCORIA9 Parades
need to be alusted for Morn d captS papreret in onai to detemdne the "tusk-0 cod bcos for tat ferieg°lent refvm is the (mem vase menus tee amen, au Ineested I doe's not Induce shams tan are not
cetahrcl PODOStS reflected on you' Paten-ems Verud nos shares tla have ten tealitO df ti hes apse co- alas Rano doses
not Ind We cash anareck that were not reforested
Purchase Piga
mercer A.-mace cote Client COSI enCe per Share Vint 00 Unsegeed immanent Haling
siddno oe Mares per shale IS/ imegment (S) Wes (SS on kw 28 III Sep 28(5) gowns, te Mum (s) pen°,
PAS PRUE RESERVES
FUND
729 .8.4 330 •••This iniosmation was unasabble•• • 10000 729,13433
F.1 SI4c r, raw ?CO%
Your total assets
Steward Cost Estmaled UntniNd
vane on Sop 28 (S) your meant Daus (ft arrus 'orn, (SI gang lost(!)
Cash alternatives • Money market funds 729,38433 1000% I44S$AO
Total $729,384.33 100.00% $14,588.00
• mining cost basis tnIctmaticn
Page 5 of 6
SDNY_GM_00324969
EFTA_00197744
EFTA01307010
SUBS Resource Management Account
September 2018
Account name:
Friendly account name- , 1 r
Account number.
'LANE MAXWELL
sing
Your rinamlei Advisor:
SCOTT STACKMANLYLE CASRIEL
Account activity this month
Dee Actitity CeunpttOn Minuet lit
Dividend and i ablest income
79.461e thudend Sep28 Dvidend U8S PRIME RESERVES FUND 121061
SYMBOL UPRXX
Total taxable dividends $1.210.61
Total dividend and interest income $1.210.61
0.1e AC lioty 0.7 ,PLIVI Amount a)
Other funds debited Sep 4 Transfer 10 -4,829 I6
Sep 17 Transfer TO 4080000
Total other funds debited -114.629.16
Investment tfill11401011S
For were information about be Racy value sham fOr ItSiltited WUKIS, Ste MPOrtint elfouonon snout
)tor detentes at the end of INS clxtment
anxeeos from fund
Investment Whitten) la ACOtttO
Datt ACtinty Dal(ri:44n Duality %tit* tit Price (5) tremolo,' (I) onveStments bOulit ($) mnteteil (t)
Sep 4 Sold S PRIME RESERVES FUND -0.160
SYMBOL: LIPIDa
Sep 4 Sad UBS PRIME RESERVES FUND -4)329.000 4.829 I 6
SYMBOL' Moo<
Sep I 7 Sad LOS PRIME RESERVES FUND -10)X0.000 10.000 03
SYMBOL LIPRXX
Sep28 Rem wstment V85 PRIME RESERVES FUND DIVIDEND 0.610 -0.61
REINVESTED AT I 03 NAV ON 09/2E118
SYMBOL: UPRXX
Sep28 Pa nwstment LOS PRIME RESERVES FUND DIVIDEND 1210.000 4210.03
REINVESTED AT I 00 NAV ON 0102/18
SY34301.: UPF00(
Total 134.829.16 41,210.51
Pape 6 of 6
End of statement far account nurnbe
SDNY_GM_00324970
EFTA_00197745
EFTA01307011
Important information about your statement
LOBS tiuncial Sean Ix. (Me firma UBS financial hear horny:rano Ire thr CO days ante to ton refur ty. Aka copy Of thopolcy nadir.; a amiable moon, a reliant abed may not Wei, Pre yeti
Sonces), a a member of al peropal uosty, anyncofty tor )dal to fed Vateen.rt as *Arch the Mr or wen n-west irflahr
and options mehahan UBS inarxialSohom and LISS ProbitAt *Pend. • ef°doors Wiley) to rapt tonne nst to pnneoal ale
Bari, LISA are mired o-bsciartesot UPS AG rod - hood+ yxr nano rid axon number d any) Weber to SIC prarecn nor the staoplantetal wane Cane ralthey 10 she hot*, Mums.
deNW. of LBS Uwe.% ILC the Pim% fronnal - Desoto the OAP Or the wander you se~ PrCettleIMIly IO: • Asainhe With; to =KY NO' ^* 10 PracC.I n
statement n nobble upon redone the Fern's enecutre *out and motet ochry as you cal end Par • Celan assets conrotied by find molded n i
hch•olabley to see/ hpmyna over tine
°floes a: at Wove n is rata a why panee:Imre )0.0 AMON vat*) tan held away ROM Lta$ FArcot • invesenunettobityConsderon If enacted a
rionnalto-, Sainte, Foe ...wrote with (Oontrrexegrottely, paten of the peoloto for hat aeonMay oct.A•
ISS fnrxyl SedUceS he. - horde are doffs smart of to waned error. ncLidn, yob* mutes. and (i0sheres of rre.Aaal comply. ankles. leered hoaday and raw
1200 Warta Bouhvad Ands reggateed mix nano of tie roan, holder on Walk,
Vimhatilith Alt 07COS The Fern or Card IntCe Ail rivnt93te you <emplane the becks of the out, or Venda nen),
and WICO.1Tel ant era prorptb• hie aged eras • in.•estmern «reads a mesinent Merritt. leg. Statemenelloteeholdrer
This Oartaihnt nha•contc the ony officialweed of you moheg UBSVO.socklan cad tranacto-a.l no lam lamed prtnenhps in1 Gime* platements)" re We may ansaittrat alt retited recount staWnwei at
lan Enamel Serval account Glee records. Witt crone thr 10 bacons days to do to. we MI cede not waved Le-decantsSo:unto Act of 1973. the same *Sams ,n the same ednekpe. e.9. because
once, tit, &mimed's. toasting coracle., clainhoeld you acute fa lAtianqtrt you Mr* ie n error. so MA • Connodhes <attach (eg. fcregnachargo and they hare enroll who also mentan pert *cost
rot be rebel Legn F you bet... tee 6 anew a wheat him the our of Nmoney dung to Imo o aeon metal coroxica. ncludrn lingo comrade relmonsteas a/bother dens al the same oaten d
Cenotion. Other litgat it niverediatitly n twang to the tales into complete ea Methadon rd ton-modte coral contracts. and you peter to wove nod raid statements mailed n
Bergh Marucen of the office envy rats oxeye. • Depose accounts (meet tenhoots of depose) as IBS operate erneWes, yr:tinier decent hooter:A:log by
Flea make all chefs payable tote fern or ire Bark USA, UBS AG U S arches and brim n tie dating you ingioalAdma
Atha* at 194es storm we Mended lob ac(uAlo. fnancial MINcYn Made:Ion to hall cf Ma ICK round Copan Kogan
tey.5").0-4,14
dale art obi* traill nor be rated foe NaTosts e44
tax loon, Pe. Form 1099. 5498.
ttc.).Men aoPom0 rot tax warn the inns
summent to addition to agar accord foes. account
may be 9.boct to mantenrce fees. ohne, to late
payment for secure.; purchases and Margot fa .pad
The SIC praetor, Ind the skaatidninialproelan do
not apple to these assets rime t they atoned< mom
on yos stnernents The SIC protection rd the
Friendly mown name
ItoNo.14 account name it II WSWnab* *Miname
doom by you to awn you will your worcienana t
nosed by taw he Opal 10 the RS all untie diraleds, anions n ash atoms. Accosts that Xe roanterrtd supplerneed protection dsrq protect agent changes het no legal effect on you accost. is not ntenckd to
reportable nrtmabb chdends and tattle Mewl to other imminent may be sulafot to a &rile he it the market vets of yin rwestrnols Whither as a tenet ary strategy. prodaa neonword.thon.
toned al mantled held n yOUr accent. net Croat* reale of market mavoment. mug taxameoloY mertment *geese er re& profile associated with *Ur
On We tiantaCla6. ed cal basis on clean covered OAS ore* Oplkew ahem* =Ora and es not a promo.> Or ?grantee that wrath
seasitm VAS offers option, fa sweepro cash baron to bark or ary frontal mutt on or wet be ache...I Al
depart xceu-ft at nonailliged bats ardaHilated Dividend Reinvestment Program 03faln eltOttrniatt /Wye Ott nardng to ma of
Carnwniestione with the Fine Dente and money market Maur linos (oney ka4).
• Ilene reconfirm ry aalcomnuncabons h wrong Depose W.C.iret at LOS Brit LISA and non.Sacred The V" **lot n an asap pp. YOU may obtain loss of the attic rtaiirrere YoufanChing. you.
the glue, 0e[e Iran pas Inano/IMOW Onle al, Okt handy acct.., herr.. tea* Onine Serval a by
to &oho pace your rates. n 1-16n9 Putt" bents pathogen n the UBS FOC rand Moore stores are pu (baud taie DRIP. partial 'hoe, MII be conactag you Inn tit Adanor
gar to Sevres Henke ProloctalAct A h A) Program an FOC-nsund n accordance wehr C rules sold andthecash WI be &pouted n your aco-nt The
• II thot.nrad cacao, on the top lobe epo front Pa wte riomuten. please was wet* f6c.gen. Depose anded reneging* once Rooted by the moor nay ACCOlall Overview
of tha suansge a not leS detrital Sienait. LEI swore, at UM AG Slareford &arch ad tires of date horn the make pee at nhel, tie partial tram • Vats of pa eccocogpargaia NO of asses arid
MANI SeVe.44 Caftet pt X<Oull as (hang Nary keels are not ivied by the re 501:1
tray by arta-rent •vih the nrkatod Isla en • Asters ilduittl htailable cash berm vales fa
We informed 'Cud the retikinho lifytnydd lank cliconts are not protected Thl SIPC Money find Caeh4toliese
Oltint.dtArt•Atani h thy tar. you lint and *Inn are protected by SIPC See "WS Inmost SeniCel 'twinedsetae (ea),end Global Tine Demos,
Olt Wyk ties may be held m you rocul drug* vreaked mores to market. and anon Shen not held
sines se located r UBS f moodSewn and not Attar, PrOtetlat" below. 4.1141,410 a partial WO h a result d a drorlend prefer by the ;cm Does awl mask inked seosittriassels
IM ntrocbcno broke and you net mike a won or ~roe. the Tom met ether sea petal unit at at the end a to prior and areas catenate *nods. or
of dry ma a on'mcn to both Imo upon ranee:mot bare., entrebark dower may to nate pre a rape an SWUM determend by a
volndrom. and thaw of a Matey!aril may be aerie orestnwes. anted dock opens and
• As daubed n Ike =Chat netmente, p V nut woVend clang perry. axl credit yokr account exercoabb nod option'
roldy us of any eras oe hha ntolorig dada Iliadeled. rid Me [sweet returned to 'ever ps • Whites MLitt debit batanoe. otstring Magri
ref feted on your chaining ...ethyl 30 dap oiler n veal thud es aaosil twenties.* objectives
Mad a made available Ions. veal In, thin accost braces
The mestrmee objector; a-diisk profile are wok to • Ca:Absents, Winne: Total of Lomond holablo
• NM Cleoci arthtierti ampler.. ee MINYA to the Fatter all:moon *Lae &datable meg orphans. exth account and troy va-y tenor yea xcoares.
F cm% Cloni Malan Ciehinhynt r 201')5)•169) nclang <unto, internt reef and yields. o .natable al cathbalan:e.t. OA &poor tialnet at allArad gel
Pam. adurw Me Fnn pronTabr writing al W7 ncmatf toted bares. rd norm made ma.* tend
toUrce a 800.35.9103. t0DA.M. to 600 wow ads consweemolds. from yoke F flambeAda siphon real's. rn 'Ca farad tetylerfel a
IT Monday dime Flo*, a in wt ry3 to te5 a by tat rig BCO 762-IOW sweep balances. at the dated the stamen peed
nooses *actin, For tech *count hell you Nen-tormmity het ov.da balances n your accost tee
FtuncoiStneen lea.. CIM Rittehee Department. demeane of trefoil:meg imminent thaws, not segegated from other balances ad the Fern tray
PO. Bo. 7661trion Cly. IA 07081. UK financed Senior *count protection • Prods< of
ContentIncome arrestmeres xebec, the
The Frm is a member of the Secures nada Freetown oar ryda these ILnch nt . adnry <cane a is
• Al statements shall be deemed corrolete a-decor:ft generators name air Wanes Thew hash are payable i.pon your demand.
6 not *bodedto in ac ing wohn CO days Concretion (8). which protects Shithei curraron • AreeteCarartriAapreaten vnestronts aging
of its nioebess to to SS00.000 (xtudnj 125400) for Dv, total is note/elm the curve peed <bang value.
• fa TT' whore. Cal Illa412.096Sot Iranonside roads a "(mod toter Mn the grestate:n
theta 0412f.11.357.149S clam for cash) bplanatory tvedsure nit* ison
Mint
• h the of rat ite(hithlaa tae an electron( caluthl a e www SP< 0.9 The SIP( ate Croletion • thedia Covittenatio, of %moms ere/Chtitiaf
fink transfer 0BITL !di parenta UBS Vet dabs
cad transxtiam.. cal 800-762.1000. Of vent to UBS
lints oxiy to all aeoLnu that you hold h a petkuler
avert), Appreciation Inehliehret tetAing both thy generation
of ix<me set growth of principal
s aredinfirmatien
Foe• nlarnaton on the Frm's lindrg peaces
ad Ohdosum refer parr Cleo
The Fen tog ther nth mean *balm, has Aso to PolationshP
inarool Stye*, lee.. 1000 Harbor GM, 6th flow. Agreement a Accost Ara...mint and the Genoa,
Pstrosed supplemental rosince Tho rnan-run
Weehawken. NI 07086, Ann RMNBSA Service. rare payable to all goatee clam. colterob under Overall risk profits Tents and Oraore IRS Statement el Credit Notices
the aittecliOn it 1500 mllat it of Oecorter 10. 2016 • 0740erestere tre reetrionnityl crittyel. wet teroidak nAgreemenb end Pabactreci
Calla mile as soon as yeki can. t you tea pa Suboo to the coley cradled's and lentrons. (nh be. risk and *lanky to the locale meal. men If a wonni earnia,,,nefrtelowel.
statement a reeve ra neon) or you need more that rd.'s', the 4(C0.04 axe not genre* vermlicet
nionnercn gran a tuns* on the summer+ a the Fern ',mho( aotated ice tp to SI Omn on the
wept. The Fen or Card bas(an arolcale) mai *dredge fa all you altOknIf bed n a ',gimlet
SDNYGM_OO324971
EFIA_00197746
EFTA01307012
Important information about your statement (COBTleued)
rer meta - Cetaispartnicert may agget &CV, a pee end winded fist( 53r ~pox., of Mo itieent474 *Mr To Øla teenosow deurkesnent. 'farina ar4
Vote 'armet ~ea barter ad other met held ea tow a: 'sin was not ~Leak' teen Ina van Wu! ie*cted hx,r des are 0191:41 tor sat •cli-xen
is the asose at the rodd the nalcmsnl pahal You uruble to obtain a pea for å srosny vaia rezemid nay be *Sunhats Secs Menthe - Our afloat, also meek, using ccarnsinis and
me, ay/ for ~toyed luly paid stoneat any err* - Deposits a seesaws Osominalett en turf tnalt rrp.inel bet inn" other conberwahri Iran mutual had; and risurance
You nab wen. when.. used at loan <flamed aim diet then U radars so rellected at the (recharge servales stow Satre we deirtule
PHA, Illy balance dur on them Airy waif es rate as ol the slatement dab • let botimatee. henne. curront yields and rain - We melee < ~mat C. Iran ISS Be* USA. UBS
Ordered to the fem deep the statement pea:Owe - fa <ruin bottles trades) is ntn.contornano An *alma» ol mat rune is bead on <stem AG StainfotelEranth ard nan.allrlated bats
bled ei mane? vasa ol the end of the statement denomnations, brie id basely (Ise was) may derided and entente rahes. basso? Its SeCtslin sea t•Ø our cab 'seep fawarris This
peood hate been argusled to Tacks* proper valuafon, be held fa one yes from statreent date or until compensatemay be a ~thy per xcant fee or
• Cob babe. In cleteminng the tort be* of The TO Otbin «steer! <NOW's& when mailable. ("xi numb ilos minute n ont,r a wedeln.. essay my bra percentage et ~age daly depoat
seosnies included es trevenn. *here Mated pas Inmost Adios and tined insane se not guaranteed balance
wilt the mete ' LOX Fruncial Seneees herdedSS - (Pivoted mare' Ø ad curent yield la
cn edormabncblarrderom semen oder Mon • drives investmenband ~sod producb. <elan tapes of teoster could include amen of Activity
Pearce' Serval. rdideg ~matron km another aerate rhenium ceo.rnes (ncLeIng drat p-rcpal a capital ore n eked, cane the ert Wawa!~ wordy commicosns and ocher cages
luna thit you may have pronded to you partopronsogtrn and tea bin entitwore trut income (ad corral Øa0 would be ongslatal nosed en (omnar, eelh the eendhan ol trades.
Aden The Pam does not Mena-carol; vedy season) rd !broad poise are "only her* - (.'mated anal «ant rd <rent yield and is inclaing cgs , rattal kee; hat been eluded on
~Inlet the xWecya vandty ce tyd Ss &aid Cenan strut!~ podes haw not been actual noon. and web mye be laws a hers cenlienihoen pnvepualr lurr~ lo you. and AIR bp
seeded ty sasses other than ILBShsancul regressed wets the Securees aid Whew then the *stewed arroonh scalded to >mu sompt/y on repass
addhors akhough COS Forvel Serwes general, Ccermasions seder any stile ~ilea bets We - An estimate of .malted ncorree(derdsed rats
sedates thr reronninan stamen/id the Inc provide estemated vetoesfor prise mobile" intered)de•ded by Pressmen, ~el Shen sling
Ø vomit mny 411.0"114 Mat the nlarnaleas warren and smuchred proolds foe Semitic...I:4 sots/awn< balance is bawd on the last dirdend fyventngiwd n shat salig a worry. womb
~Cost be a-d • Unedited girl loss' is pØ ork Acneacy n no, Oelonned ,.nemt( payment made be Me Mutt and nets schemed» to <man baroweg cosh fee Met
imam* at ot ~dated the summer* Arcade., - lhere values may dab. *hunted, ban son, d wars, the zecveltidepaab m l be held krone p.innibece<urny
please dorm regn fan Sankt/co so make any. at march å promo ~imam UCurity yes from tie delement date a matey
~Maws cale borax. ace l w papaws a cfructured prod.'s maybe ba yte a <old ram err rid ere nued read re not garbed. Open seders
othenetaw A«oants tinkered tollbarn mal not ~Wean the vale you mat rows krAthin9 open or • cy,c6IdScanated* ceders Mat
mead gar/ loss donut«, only Is tie peed of urea !load:son. • Asti not Mid by MS Financial S•nriew. Crean enrol ~tad by the stremern dale. open buy and
lime they se held at re inn. More historical - Third party minutes of vats rer of utman ~IC an noe hell by The anal and nil train the tel slopceders at• reduced ty Me ~Our* ol docked,
rikartaton cal be added by ye' racial Aditor. date and are suppled to UBSinrK id Stokes on 4 I ewes ~senor <carrot These assets me «rites on an tecbsidends ce pekbb date unless
• Unrealized gindlosse Afton data is nobble, rt941/ basiLby n idependert vat-trice lim displayed On Wks statement for struts:~ ✓istnactel «hew« by >a You serviceable la
estimated serearoteloanalosses se oalcutted Ice - boar. elenetel Pawns a spans estimated yaks,. [snows Orly. Postnr and taken presented are adr out re ~cued da to yes tab. tosteel
exledsa worry km. The (haul en dia Co, dry, re es:,pied tote Fim by the saw. prorded by the mang fans UBS uteis Seances is ~ling open ceders
ravdur ter mayor ni,ly nc< cal 'Kt carman:co. "wet Orris a spotta all my be catered net rest:costae for des iikerwtion reddonne
deg« raa seamy morsnasen ~nu bead on Wotan allow on from the toed by guarantee its scurry. Thew assets se oie protected On~
Orndend and other mat lots Ant systastate Ted pales to denne Mar enertabd values by SUN a the erne% supplemental SPC coverage To °bean copy of as arse Chem armory utte*.
eschew kis re eachcombo:A to dialw - You can dean acklhonal Hermit*" tasurcrig amid aces Internal Adusor a me at wane
~aged Ica The Trade date' <Øn ~ref the the mbudsiip used to decenrine the et trues cl • Renew ~sand orldkionol vad'e tion 14 »may nee e^e~e...Wee%
sgeseltramactisn wade date value 4,1 the date of k idar eti” then the - Ørerata carrartswert on sales r lb,' Wes !SS any Servers not a bas* The RPM, Etweross
• Webb seraeltlet Beals and pvlemed Mork that tusk hr the «smaleby contacting you annul Tweeted ncenn«tcn wth the dert ubs, of mutual Soviet A«cum BSA. eV BMA at brokerage
the ostre, alb for web, redemption seal be selected Aches Iselloos <tentwe sirs es althea-sows ec<ounts which sonde access to bar* my "ernes aid
irbarbl
fled by lot arum taco; ai mantes of that - mid Party estimated sakes maybe ref lotted as swop Ming paynents hom cleartnlen atria poder Itro.ch warred-es ran ~aid bras
issue S t ea rum, or ri m isname« name IoW We rinsed' in se neat sduatsen: neen an almond tarmdun funds Mai we sell Thew arrro»,Mde., bail aid frunik, "(cf.» io
orens Cal lase ~k ~el from third ndopendert setae. In her net cupphaa «s si ases re based en two deferent components. (;) "hero, annshiPrOokes iswedby Lr.ilteted
parrs and its ewe), n not garbed Other <al unable to ear a vats alen we become are the error* of sales by LOS of a pertkUr nat Ned prey our axe farg,,~mum
learn may oms etchcoda anm yob. Økse Mat amme' ewer he coatedtut nve cal a luxe fray to our <li mc, and (JIM asset yaks of »sexy sander., of Fruncul on Mc,
nionnacces wit be Strafed ~request lawwwWe (boned vas mo ~Man. a when a fetl
psuls make, keel larmys ~el held at Me A.4 b Drain
• Crwiteramed of &peek (CD.) Ca se ADC nstaid yaw maid be hitilih slecattme ds to err nave - TPA ICK rated • lio bare guammes May lose vats
td, to S)S0.000
an n peewee, and roved ',eve per cd the aecurey - we and car if lg., also renew rsinnel re; and - gM4 Refoia Mrsagenbm 0.C(Ctlit Bubb«
deposes per drowsy mouton, orcordance ▪ wain neiter an issuer, general partner or spansa ants prawn) ten n contaraisn for urn.« Scots ..«c•ni BSA, Rasta. and internat.:~ Retest.
wras FIM mks. estimated etas non a therdpaly estimatedvats t arm ~es that no peon* to the mutual lunch Manapement Acerose regnietd service Mats) Of
• Ifriatrake Neon ciustbsad Ice senses! and OM« prOvided, the vas of the satsry tali be dales* grene ten gerstafay re pad from emesto assets n 1.55FeuncialSerwes It.
prodecla nure hghe ow beer than the once eV! from es pschasepnce the ~vat fund sed se a awed dolly amount based -NSA °registered trademark owned by Vea
)0J would ectualkr some en tre maker tress se - 'DWI:atom to dab' maredede 'then°. an te ranter of X.COMIS at the brdeer-deakr hannalicnal Since Associate., and usedts
ciabOrd f rom wows fyileoy coerces ehlhwe (banal, axone or ben Mktg 'ILIUM hods of Malin] fray The U8SVae credit cads rd the U3S krim
believe ba be reheat but ev do not garete thee - 'Øre' uric tee' ite~ fa mot °thong - K adbias to <own-mica wowed et correction debit era aspaby UBS Bard USA welt
accuracy peeper ire, and may na celled your cost base wit, the sak or deviance of annsity sated; red armour horn yea u ascorporated Mother
V" ge."fr tn. tie <bimg pr en slynavalabli s
- DPP ridvested KIT wastes av rot lead an a see 'wannest met ants to me elem. we ands vrisnarkt, ens•Aelnl alacIernant, cave. mate aid
the mews el Ma tat and ash Celetot la bled ,staut senates ~pt. and are pens* ahlate wee, ~rue sharing «ripsnat, revised ~scents are of Mee respe<wee
teesnn say Wars or coy Mines fa OTC +bad a 4 ten if they can be fold the price from may el Me erturaxecorngenef ~rang companies
women ace Fed may be It,, tan tepee thee maitesed the ~suety <Oraltedt, ^Se.« ensar
e Len stn.," traded sinurnes me/Wanted ussa wave "aided n the sccosn Palmieri arrnines a spawn of the ri t ~men Innis UBS Pirndd Services Inc Rev 20IB07
valuate:" meld a the met recent trite es cloktxne.
obtained and nuy not reflect an actualmarket vice • %thud ~rib« Rot/clef 'ensile, ang* addaion to conmespam re« ued from the
or vats are not ¬/ NW* for Oaf< sale ISS name, pudre and nab of IseeStures lyd. we ard cc at
Sewer ;MS the macbet puce of the ineanned *at atlas* Same n asset.~1 reverur shanng
of the same ~AT inputed rate for the paytrem from flu:9w« clarbutors. at ...sal as
SDNY_GM_00324972
EFTA_GO197747
EFTA01307013
UBS Financial Seroces M.
err ate Wealth Management
SUBS 299 Park Ave ue
26th Floor
Resource Management Account
New York NY 10171-0002 August 2018
Cbe7c0s679839ceitrxt el 0
GHISLAINE MAXWELL
Friendly account name: Ind CasNSaving
Account number.
Your If nandal Advisor.
SCOTT STACK MANLYLE CASRIEL
Phone
Quenon* *boot your statunusre
Call your Financial Advisor or the Value of your account
RMA ResourCeline at 800-RMA-ICOD. on July 31(51 on August 37 fit
account 029023575.
Your assets 748,817 89 743,002 88
insit o tirwebsIte: Your liabilities 0.00 000
WWW ascorranancialsennces
Value of your account $748,817.89 $743,002.88
items for your attention
mein protect yourSed from fraud and
reroew bank, credit card, and brokerage
statements regularly. Also, get your free
0961149W annually horn Sources of your account growth
www.annuakreditreport.omn
Tracking the value of your account during 201$
Vake 01 your ,xcou at
Thousands
alrn4 end 2017 5817.574 86
Mel deposits and
6.14.4.7 enthdrarvalt -S83.36893
Your TheStMent MUM:
4,2069
[boded and
interest WOW 18.7%95
Change in
991.4 8176 7499 743.0 marbet value 5000
Valu• of your Mond
on Aug 31, NIS $743,002.11
Dec 2014 Dec 1015 Dec 3016 mc 3017 Jul /me Aug 3018
Morriver SIPC Page 1 of 8
SDNY_GM_00324973
EFTA_00197748
EFTA01307014
Account name: Your Mandel Advisee
UBS Resource Management Account
August 2018
friendly account name:
Account number.
SCOTT STACKMANIXtE CASK!.
Your account balance sheet
Summary of your assets
Value on Percentage of
Pies 31 a) rot: ocean
A Cash and money balances 0 03 0.00% Your current asset allocation
B Cash alternatives 743,002 88 100.00%
C Equities 000 0.00%
0 Fixed income 003 0.00%
E Non-traditional 000 0.00%
F Commodrties 003 0.00%
003 0.00%
Total assets $743,002.88 100.00%
B
Value of your account 6743,00228
Eye on the markets
Percentage change
fndox August 2018 roar to date
S&P SOO 3.26% 9.94%
Russell 3000 3 51% 10.39%
MSC I - Europe, Australia & Far Cast -1.92% -1.87%
Barclays Capital U. S. Aggregate Bond Index 0.64% -0.96%
Interest rata on August 31, 2018
3-month Treasury bills' 2.03%
One-month LIBOR. 2.11%
rage 2 of
SDNY_GM_00324974
EFIA_00197749
EFTA01307015
Resource Management Account Account name: GKSLAINE MAXWELL Year Raa/Kiel Advisen
*UBS August 2018
Priendly account nanurind C/sl-fl aring
Account number.
SCOTT STACKMANLYIF CASRIEL
Change in the value of your account Cash activity summary
August 2018 (fl Year to date (I) Svi Accoure utan)• aur montalu ilnatt ~retten your bveep Opa= are endudid in Me cpenn; and
eksing balanud ra ur. fl:IK 'mutant. applit to &pant at OBS Bank USA and ål bank% parlefabbd to IS
UBS FDIC Mutte Omosit erogen n Coes not accty lo ckeoses Y OBS AG. stamtota Sann WC
Opening account vakre 5748,817.89 5817,574.86 prot“ton sie: to rnoney matt wecp lund hddingt bul not bank &potets See Importene inbematon
&boa:y.Ow agemene ca the ist me irogei dIb): flatmene kr etan.
Withdrawals and fees,
~ing wrieStrilentS transferred August 2018 N) Year to date (St
out -7,049.94 -83,368.93 Opening baknos 10.00 10.00
Divdend and interest nome 1,23493 8,796.95
indatons
døsing account value 5743.002.88 5743,002.88 Dividend and interest nome 1.2 34.93 8,79895
Prcceeds from investment transactions 7,049 94 84,131 56
Dividend and interest income earned Total Aidtboos 58,284.87 592,928.51
rot pVØd IOS %dement. lisablity of irmmt and *sand infOnse te% bets eltierenneel (tana US Subtractoos
loe itCwwea Deradoe Boed udal the feddene d the axaura riC(Ount ta, ot pto~ (pc.
MOI! internt onda, dv;:kndparnents rna/ not be ubjett lo Urder] Slån (UR ~a Puerto Rico (n) Other fonds debiled -7,04994 -83,36893
Mose taes The Nem moniNy ,Idearm is rot intena0 to be used and cannot be retts tan fm lei
RmØel. Glemt shouba eie, to the Mad Kitle tbc rebalihg lonen Ihey re<ene han UBS annuely suen as Fonds withdrawn for investrnents
Ir* Fora 1099 and the Para 480, fot la, taiang i tamalen n li the piske ot OBS to se the baugtet -1,234.93 -9,55958
seksa la repabno fornt ed% the US blend Resenue Stolte tal PR Treaunr Onablrnent, and in
suen tane aca atay aasøy duCeraanace interesse slae corrpt ot isse «orm. Hese toreul yeot Total subtracoons -58,284.87 -592,928.51
miuduai lx penast
August 2018 (SI Year to date (S) fløing balans 50.00 50.00
Taxable dividends 1,23479 8,796 81
Taxable intenst 0.14 0.14 UBS Bank USA Deposit Account APY
Total current year 51,234.93 18,798.95 roterest peood Jul 9 - Aug 6
Total dividend & internt 11,234.93 58,796.95 Opening U85 Bank USA Deposit balance Jul 9 to oo
C losing UBS Bank USA Deposit balance Aug 6 $0.00
Nurnber of days m nterest period 29
Average daily balance $368 17
Interest eamed $0. 14
Annual percentage yteld eamed 0.48%
lage 3 of 8
SDNY_GM_00324975
EFFA_00197750
EFTA01307016
Account name: GI-MAINE MAXWELL Your Plumed'. Advisor:
Resource Management Account
*UBS August 2018
friendly account mart.,
Account number.
SCOTT STACKMANLYLE CASPIEL
Your investment objectives:
You have identified the following investment objectives for this account. ri you have questions
about these objectives. disagree with them. or wish to change them. please contact your
karat Advisor or Branch Manager. YOU can find a full description of the alternative
Investment otiechves in Important intormataan about jog statement at the end of this
document.
Your retire objective:
Current Fncorrto 8 capiul appreciation
Your risk profile:
Primary • M>derate
investment eligibility consideration - None selected
Your account instructions
• Your account cost basis default closing method is AFO. First In, Fest Out
Page 0 of 8
SDNY_GM_00324976
EF1'A_0019775 I
EFTA01307017
Resource Management Account Account name: GHSLA fit issoss Your Anent:kg Advisor:
Foiendly account names Ind CaskiStrang SCOTT STACK MAN/LYLE CASRIEL
UBS August 2018 Account number.
Your assets
Some proms, twine telcorm' >dues shown may te dapronmaie As a one errs led loges mat obi
be mangey reflected see erportent ✓rlotm.Ieo, eroursour #aMoe(dA the ell of 1h, downed for
litre rboirrooce
Cash
Cash and money balances
Obenail balance Closes; Odense Fnce co Stet average Callen, totems) DM, n
Ft:Icing cn Avg o (S) on Aug 3i (S) en hug 31 01 rate osesind nerd Cgs arson (S)
Cash .76263 000
UBS BANE USA 1k k ACCT 762 63 000 250,00000
Total $0.00 T0.00
Cash alternatives
Money market funds
Wavy mete tun* so nether insured ra guaranteed by the Mote Doom! inseams Copp:moon or arcs other government agpecy ingnutoni perm are Omen sonny municpai lundi must flot thin net zed vaut (NM
per gee tot neaten ll100ch ot a rent leg, St OCCQ Gpeerrenen1 MO roal Tetley mailer flint will comine lo tansmt a a plat S I .0) tel asset clue Although rnoney market funds seek 10 cement the salue of yaw
divestment a SI CO per snare, it 4 cossble to lose money by 'messing in terse beds
TOW teérnestel n the Iota ci all te•oveStICI chgle ads a does nos include any cash dude nds n os notary( mitered gad poor be Is the &femme batmen the ctareM 'due writhe cog boos endHan
Ice foi the PurPOSes of delermrang horsing periols 01 cop bass The Shire, yOu tefewe each titre Hsu energy be your tamtle goon on boss of the SCCUMY who sad on This *It The unexcited ge) gain Or loss net
tersest dgdends become a separate lac lot. need to be Mulled foe raisin ci nosed parvenuOn ode to dete mine the retied gan of toss foe tar
Coil ben is the told purchase cost of the secunly, Incroing teenaged cirderds. The cog basis may rePSting PetPD5e1
need lo te alutleclIce (dome/ tepid wrests in ore lo delenver the Alluded cost bays roi tac investment return Is th«uorot vale inns Ite "Mont )oar innped t does roe merge shams that aoe not
relating pl es rent/lei:ion your gatemen.. Inducing shares that berm been elated as ease own o alas. t also Om
no include cash drdends that were riot retrrrefled
Purchase mice
metier Average pica Client Cog Pam pet share Value On Unmarred Inffltrrient Hddng
Hddng ct shaes per skate imestment (S) WEIS (I) On Aug 31 ($) tug 31 gain 01 (3) Mum IS) Ceded
U8S PRIIVE RESERVES
FUND
743.002 880 --this on karilatiOn was iffeavallable--- 1 0000 743,002 813
Erb: 514.553 Current yield 1.96%
Page 5 of 8
SONY_GM_00324977
EFrA_00197752
EFTA01307018
Resource Management Account Account name: GI4SLAINE MAXWELL Your Plaremlei Advisor-
*UBS A V3651 2018
Friendly account name: and CaUXamng
Account number
SCOTT STACKMANLYtE GASKIEL
Your asset kailhuael0
Your total assets
Percentage of Cost Estrnatro Unnized
Val* on Aug 31 your ac coon Paz (II actual income ggan or km 01
Cash alternatives • Money market funds 743,002.80 100.00% 14563.00
Total $743.0CQ.88 100.00% $14.563.00
• taming con bus intorrnutorn
Account activity this month
Oate &okay Dr% aption ATOM lij
Dividend and latenstincome
Taxable dmdends Aug 31 Duidend UBS PRIME RESERVES FUND 1234.79
SYMBOL UPRXX
Total taxable dividends 61,234.79
Taxable interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF wee 18 0 Id
Total taxable interest $0.14
Total dividend end internst income 31.234.93
Oat Mildly Drs Upton arounl(1)
Other fends debited Aug I Transfer
Total other funds debited -57.049.94
investment transactions
For not AlamtlIgn stout tte pm« taut ~Am tor 'fluted Nuate', we 'sporran; mantaarten about
Ittentent a the tr4 0( an 00Cinert,
~etch Fran Funds
In*turent warban fa &touts]
Cale Actisty Des( iphon Ouanuty vaue WIC< (ij tranuticen (L) invrsln nis bOughT (9 enicreil (ij
Aug I Sad 1.13S PRIME RESERVES FUND .0.940
SYMBOL UPRXX
Aug I Sold U85 PRIME RESERVES FUND -1.049 000 1.04994
5v154301: UPRXK
Aug 2 Sold IRS PRIME RESERVES FUND 3,000.000 6.00000
SYMBOL. LPRXX
Continued nett page
Pane 6 of 8
SDNY_GM_00324978
EFTA_00197753
EFTA01307019
Resource Management Account Account name: GI-ISLAINE MAXWELL Your Rimed,/ Advisor:
Friendly account name' Ind II In SCOTT STACK MAATLYLE CASRIEL
UBS August 2018 Account number:
Account activity this month «onbnued)
Investment transactions (continued)
Proceeds Iran Sun.S
Inveftri*nt WIT•0rdYttl fa AC(iu*CI
Oast Aaotty OtStIptiOn Quantity wawa) once (Si transonic.", (S) Intlittnerit DCOCP (1) enitreSt<t)
Aug 16 Bought UB5 PRIME RESERVES FUND 0.140
SYMBOL LIPRXX
Aug 16 Bought U8S PRIME RESERVES FUND .0 II
SYMBOL. uPRxX
Aug 3 I Rem‘estment WS PRIME RESERVES FUND DIVIDEND 0.790 -0.79
REINVESTED AT I OD NAV ON O8/31118
SYMBOL UPRXX
Aug 31 Pan wsunent UBS PRIME RESERVES FUND DMCEND 1,234.000 .1234 00
REINVESTED AT I CO NAV ON 0,93 V 18
SYMBOL uPRXX
Total 97.049.94 41,234.93
Date Attmly or,oLvIcn Amount IN
Money balance activities Sul 31 Balance foiward $762.0
Aug 1 vvithchawai U8S BANK USA DEPOSIT ACCOJNT AS Of 07:3 ti 18 .76263
Aug 31 Closing UPS Bank USA Deposit Account 30.00
The UBS Stint USA DeltO,1 Aaount S r."), CocnUty sheep 001.0n
Page 7 of 8
SDNY_GM_00324979
EFTA_00197754
EFTA01307020
S UBS
Your notes
Page It of 8
End of statement fel aCCOUli nurnbe
SDNY_GM_00324980
EFTA_00197755
EFTA01307021
Important information about your statement
LOS tomaat Samen tx.(the firma UBS Fin:noot Mar frorn suno lat« tangodes alla te tm, TalbaCty <coy d tbo polry lento e smaalt «cent ce tekens ardent,. non toep pace nik
Sen«), a a marter of al pnropal seorty, ecenmeday heat su to fr« dans«al aanhef»re or toon none pesten
and ophens•dha-ges IX6 inval Seans and LeS Fobie", *pand • Moderne Wang to accept ton ma to enapal rol
Bark USA re rdnet tbsores d LOS AG ad - horde >os name and non ante rat arry) tetter **SIK laateen lev d»sta:pl:moraal tollen tete nitioty so <M hit« Munt.
adnale of U3S Seosibet 11C therim'i franco, - tettte mor or thé vinder su se~ preM«,nalyto: • Anwone Wilig to accept '"*Ir "p to Prir<0. 1"
gnoe« rs ~UI* toon regatta Berm', enfant about and rotan al dane as Su cr oh/ eau • Graan Innaai asten overdaad by (ad ncbcbd n het volotttly to sta ner nart om tint
offces se at. Mere n h art ems ce waypanen~ )Oko *(kt« vatn) bal end away KOM LES hilåtthil • lontott•tot art.* Condoom lieten. a
eenmove katte, ror tink «dan Ce nutste enadsh, p0'ten ca the panda,la hat 2w:tolmof »dodo
L'S Inrent Sean ax. - hane th* dna smet of te hendel amor. "Wao øu64 ~be and Onwel of ~kal carga. wieg" lennod ladny and ra
1200 lans Bouten haes ragend n the reen, of tee scan, kid« on vatend
Vinhardea 0)OBS The Bern ce Card batend ~state your enden te bah, d the eim or vree n.m.>,
and nl eend orry era prenatb• For reen non • Irwetnefd «rurana eenmast onrein (e g. Sta Touseekrontr
natannal nareente onay Gene weed ot se n aheg UBSVaaodebn cad tratacto-e. e we rate ImaeO ostranheas ard Lno» Pletentol0 rol se we roay (( nameet* aa f*WAO account aanroer« ne.
LOBS Faral Seans account elte records. +na more ar 10 batnets das to do Iht, we wende not nagaan ader tho Samnes Act ol 1931. the are ~en n the save ernekpe. e.g. because
*flat Wok:amen tonlanng tokkend.»shoen „as scant for Ill ante* na tetra n n not. to the • Cornadtenotrach (e ga. !sur oachange and tory hee oreren »ho no manken pen non
rot be nalaat,' Wara I you bah* tree 6 afleert. a yauwa han ta* ute ol re money dorg K tem pre ai rretikernactot, naidn) ketst, contra-h ralshor~ ralh eter (len, el the Sart /Sten d
*maa. ~noen t mredetely n wrang to the taan toto complete cas 'heilstaten ard cemodta/ (Ven°runs. rel >a pree to reen Medpral itilemObb ~led n
&arak Manacpr d to office ten; >OV cgco-nt • Date accountsBoom aanhuw, of depoan) al LeS uwen ethqttiton, yeti mof dodo» honnaking by
Plets man all dets payable to te rem or tre Bak LISA. UBS AG U S bate and balts ne* calrgyos FronealAdma
Altrou.r at fan down ra amandel loe acnes& f~dal ntinuir Menden KØ eiha IOC bLLOKIDepatit ?wam
statmere ebt* dtuld nol be yard fee ta pspnes Pay 51311Inent In adam to nats nat foet accounts ree SK ~Kloet led Ihntcolentrialprcenlon do Priandly motet name
¶octyonrs'end lOnn, Po. Form 1099. 5450. maf be P.1:9“1 to»anete* NOL chrget fa bie nat solo to these asets een i ilvey ~me amant BE 'eend)/ noum name d holtanablé 'Minaret**
I s *1O ^.1‘mPran, lan mum ns Fan at paren fe nonet punham and <Knot fee epael on yw ItOetnerh Re SIK protedion and the chosen by aa to Pan Sou wei your reordtenna t
regured by lsr ao«pst to re btS rltØe ~trok amant n ash none a.«hres ebt xeranthafrod sopplernonlprol«tion dana prent maant changes Kt ro kool etat on por steurt, is not ntended to
reoortábbnntnább cfr.:Sends and taaable intenst to °Mee inglobrott nuf be SLI)I,O toa Vnl« tos n te ~et vale ol yos ~anwb (shakers, reen n naam. waan nnonerenhlon,
**red onwaarde, held n acy slant. net troceed, reaal of renet ~vorm" nar betnOthr ne:trant ebjedne cr re& wedde ~ceel vat tva
en sile Wreed ixo. eed tost baan on <eraan tand 1.035 •neaapOpflons sharratel aCCOrtf. reiend a promo* or ymta laat went
tanies «boon kv ~pro <nl balanct> e bak
LOS ort, ce sof Innaai nats. fret wil b• achowd Al
depot/lno" at nen-aalluted barn and Shlated DividendMinestare* Program 03fall • enmm* nano Kro d In nacIngtto od of
Cowenunkartiore wiel he Fin bonts and eren rosteaha' lidt OVoneyftradO. the pene »hoed n an area» pro. YOJ may *baan ass of teat aren nauren you<an change yout
• Fien fac.:Min sy aal ene nanestors re wang Oopote nam al LeS Bar. L6A and nnaltlend th* «lust tarn Iran Sva I VLOOIT MOSCW 0ny bbbb
to~ kardy scan name not* Orde. 'toeval or by
oren >Cor nains. ntØ>ow eral ante partacceng n the LeS MC-Wand shre, are puthasedunde Lalt. and 'heet stilte orestroya. inval Adasor
ander KMS ed.n entte hemen Att (S A) Program n FOC-nond n sonant With Knots wad and du. tath wil be dopend n your scant Ill
• II tho *rand nact.ton on te tp k6 cl re treed gei ome raamalen, plots ma wem. 'der o 04fosit &Mand rennalment eia toplied tv th, laar inn Amant evennee
of tha saana>re a not LESFnatra Saam UBS stout, 0185 AG %Moed Ehrth ,tven date hen the made Wee at hOoth K PárholStwe, • Vete ot poes ~ontgomt& Ne of huls ani
Sens cartes your non at (leng Wenkun/ ere not hitstml ty Ita.IOC re Sekt IØkk
Ør by tagner* Maa the rekatad thlitut on • Atari rokades enablehthblAnn hans for
we nfonned >adIN rebnaorarb ^han", esa eenuk fl not prenatale/SIK Money raad Caoh-in•liou menldseantI(eat), and Global Time Depenal,
ota~. tfu non h *H tase. >w knati and nors ore protectedbySIPC See "LeS Innaai Seine Cedi walt tata me be held moor scan dno n aanhad ment sa nok" and <taanneb not held
manies ze land a UBS I moa,Snee, and rol &nare ~ce' below. mand boa prelunk ss a vettal of a duaamni~nam by to fata Don rol Made trend Staltihrinfeh
the nv*ob<rd brok" and pa tag sire a ',ton or ~ne. th* bom nl ene stal tune aal al aten* end cd d» pre and omen naemoe panock. er
ot sy'ma a armnon to bah Irma open >oar regen ~eet nr.balt doorat may ba ~1M prce a Popt arallYbUll det aanhad bi a
'aantrap". ad %han of a hfenry rard may be ron ontmoet ~stad stock *pions and
• /h dtabed n tre octant ertemens, plu mat reonnad clowns nenty. aardend« yogi scan ~root.» mad, aam
ready us ot any ere, oe bad ~dongepen laineled and the tromt returnad lo so >a • babItos PtLiet debn barn woning neon
rotkm cn your teomn wen 30 dar. nor n ral teori
Y<waenX<ad ~nam objedina lort <redt Ine. thea ~ure baaKot
Maltdor made ~lno et rennen objecten, stInsk prdik se loten to
• een deel custontoi «yogin% C, nyre, to th* Fin« rtemmton atat salade snep *pions. • Cashoodnoy Ween Total of Lreentrodanlabh
en nerf and may vay beteren yn nart NtintItt, plat &t041balnet al inlaad nl
erwt Clan lama ~ent at 101.)51• I 69a ncVang <oeren, non en, and yielch. o entte al Pon nee theFfn pronnbr n eden cd r/
cr tollror e aal SA-9103. BEO A.M. io 600 worm abs co-rasweeprelds, from sv 'arena Admacr n» naden barn. ad rorry made musn fund
sernon ~ge II Se hond manna troep baren. at th, deed in Iwan paal
Fr Moday through Fille, aen int fr) to 185 co bi tata 800 362.1000 namen« cbantnet fa enn account hØ you NcnionerotIty tree credit batons n >a accant sr
Frwxol Servet, . (tent ~mant Deparlment <boomde. of the °bang n...ment clajoctoors nal s4Ø trom eh« baste ani re yam med
P0. Bo. 166 Lhon Ciy,1807087. U115 Filelel Santos account protectie, • Pro
-Ilse forten:1,1<one ho-amens nare de
Ill Arm n a momber of tra Sonnet natte Protector ve ryád thee knis n te cadnry toved at
• Al statements ahob be detened amine adaan, genralon ol none orly bands Wou fint re poyable toon your &mand.
d nou obented to n neeg ~MICA dry' Certeron(S0C).whah volens Leten cuoceren • Mama Gand Abeanana neirmats enne
cl as mertben g.o to f 00.000 rexlialna 12540001« Ill lar n «Wed rn Ill onet pencd <hang Moe
• tor TTY loven Cal INA-612.0W ot trom ani& 910oth OT OregiblildlbOt IhOil tha gentamen d
Pet) S Cad 201.)52.1495 clone fee tab) bolatatory bakre awelable Lor
Øt or a ww. Se ca, The SIK met Ølion nome
• h ose ol nonet ~lee kaft re *Won( • ~ms Combnta. ;mom• sidC•004 Leontine infennotion
In* transfer (611blo p((/ø4 a UBS ~debet Ine~ to all ~strot pa hold n a panlas
Oltarey APO..<mbo, Inniattnams unkirg bath tfo coneration Fe *tred rdennaton ontM Firn lardropaelKe
cad vanemara; cal 1:100.762.1000. Of wn.lo UBS of neme sal tronk ca POTIONI ard 05gloskae1 lefto 10>w Ort« O.4910~
ond Seans ore.. 14:03 Harbe , 6th kor. The rem, tante neb trim Oen% hn Mto
Ihnhand 'rapplement,' rare* ved manen" *gemot a Atcount antement and te Graal
~hm." Ni 01/14 4 Ann RMNBSA Snot Overall risk poten Teems and Ontn,ons. Le6 Statement ol tran Practica,
raai papa to PlNegen damt. toleoneb and«
the prolechon 4 1500 maat at ol Dunt« 10. 1016 • CooOehtgoe Seh tO ~ton tnlOrt >titelt. net terokkat nAgreenenta andNaams
Cr <e write n soon ot aa han. t>w Rwk Sel 50500 h> he pokt (eihaan toornt and velablly to the scant onaf, ren d Inwubarnmreren~e/oaion
statement cr recept rs meng or tyouaaeed more W's and Innatona. case
the film n hams« poteta kr $1 9mila:flat as tik ~fl the 4tØ dm nol qtrotoh >ritte*
nionnvonatoue a transfer <n the nomen, a
recept The Fron or Cad ban(aa apoluble)noi a0n~e Ic« nats hekl n a potas
SDNY_GM_00324981
EFTA_00 197756
EFTA01307022
Important inforntation about your statement (COntlauCd)
Yen, sta - Certaispasnees may apete W110v1 a Dete and reirsted stok Ser ~tet ol (ho 3,4,...1474 OM, To brOng toe tetnort, defrekUnere. 11betra drti
Vett falmet dente morder ad oter ante. held etl toe ae vett xarot ~stk' a wc re Y. odel lik on•Rotvd toavnes an. 01988 br sale, votruceer
b the x<evil x the end of te 11310T41,1 pried TC•J 'stable to cbbin a pta lor a ~ly • vatt mond rniy be *drunt/åle ert tit, the - Our skautet *A mein? tradeg Orrer..~ afrd
my at for *bryet 'uty part ~nes x ane Me - Deponier« snet es Orxmnalect n <unt«sn ::pufed be ~An oter <cmptesaten kan ~kul 'vek ard reurance
You rew mene urranet ~d at ban <Aperi aler ote tun Ufr <klan at reliectoi at the ~hair urparet ~ot prodas ve. ckartule
Mfl, any betente due alnene Arv snurt*, exe 3i 01 the slatemerd da. • tut («timeleg broene. ~rent yiekk and råt« - kr mene <oms:ental cn frem ISS Be* USA, UBS
vadmel lotet!~ dåna the statement peKdue - Fu mue, mistes ?nedrig er ~on, omlag An *eime» ot nut , 'CP,» ie banedm runiol AG StantoidEranth ard nal.allwbod bits
beed al madet våkna d the end d the statement denomnat.on, pese «arvely ore rolse) mår dokiraliolir1140411 rålet, atenerg ta essenes mfl Peou;h <ad. Sneel, Vegra Th4
preet hase ben a4sled to luftane poper valuatcn. be held 1a one year from statement date or vel <centen:4s kn "Ny be a ~NN,. per ruvd lee or
• Cotnberit. In clettenmng the <ost bro ot the TO elfrein~ <Notatixo.vithen nadabk. <ental innvia Thre estenale n rada padde.. am ery my bra percentage of ~age dale &pust
~fres indoded n Matarena. *heft hdeered rour leursul ACfrer end conteved netene are not gvetanteed balance:
wth the neter':,' Les FrancialSent<st has eroted - Otienced mei larene and <vrient deld Ice
en Normioncblared from ~on oter the. t135 • Prima investment* end truer«, producb. «etan typer of ~sein <edd incider arrtun of Astivity
P ~cd knasa. radeg ~maten tun "alke Private ~nem uordet (re ~mi prrcpal «tapetal otre n *Ml, car the ert ~manen ...ordna rennen and «hr terges
lemar tet roir nve have Øreled to yap, Imaxtal pris pr on pmgr sesa åndrer aue <1.4.10~ MAI romme led «sml >fred) noutd be ~stred nemnd n areal sn mitt the nfrosen of ordet.
Adm« The Sem don not O
nd•perfrrntla ~lyce styrted ad stnxtuxdpeodacts art gemaly hfrisfr - Ennuted raut «ane ard <unnt year ad the edeadn3 etaten tranS.XICOr lenerest «lodd on
~elet the x«.racy 'friday ane e/ omet«. &ard Cenan strut!~ podel han rat brn attval norne ånd yealmsta be bene engar conlioniiToa prevouvir lurrrohyd 10 roir. arid mlle
pronded tys:vas dh« than triastut Sem«. mntered wth the Stare ea and lathage tun the etmand arneonn norded o>co peompde ente:men
11 idd et akhoogh ISS in." Services general, Ccermatiance urde my state seosites ben Wc - An *sonate of affluabtad re orre (dtrfrfred nkr
!alne> M nbernstcn n e. mened the erm proside estenated vålenfor porer ~nen intetet» denied ty the <trent merket SAM slip
doer mg o-onie ar y intet exet t elteh hemneler "etes ånd sfructved procbets ler Sume!~ taktlo erafre batånce etard on the lan dvdend Nytem tngawd n 'hut selis arcvay, )odmy
~Con brd' afri •Unealce gir( lon' ws ostrer, rad Aceviry n nei Staenteed ce entenpa/ment mrk bett borg and Mag 'charge d. lo <man extroweg con% ke tut
ame.. at os fodred the armere At team, - Time valtar maydithr ',kfr antre, kri pron, i syneste zecvitit~0 ved be held krone pånraille oe<urny
Please da nr Inj on tx; l
fteraltal Cfak• arr,. at *Mb å pine ~imam Weunty year frem te naleerme date er trtilrnallty.
pstuse mfr bosser; be NI~ IX «rumrod polot rrtaifrebouitx a <old »Ido Moner rderenotdreed afr not guranteed. Open ordre
OtheNtS. R«Otit$ Utef«ted to te hm mål not merra* rePmrt the valse >fru mat Nore> ~no open ce • 5a)cd. bikse< eled* «den tat
renset asset nformahan *My lor te (mnd of orat %velten • Auet. not hold by Un Feental Sånne«. Cellas, noe ente~ed by the stXtmeen dale. opm buy and
leme ihey se letl at hin~ More heleriet - Thed pine flimres of våke Ver el e<run nette re not Mld ty VY i rm and Mil fratin ti tel stop «dan se ~ed ty Me smotta d dxdteds
nberruhan ert be added be rar Fess inl AdMot. ditt ad ase fr.ppied to UBS FNs ul Stener on 4 lems ~Segla <urent !hese ams me tentes on an tecbidencle er peite, <lyte unte",
• Unrealfrod wint.11osse Viten dreis notable, re941I bai. by re fredependere valuticn lem Ortsdned en >OS trener fot rlormalfranal ✓elnacted otwewse by Vov re respornble for
ruused veedfreelgåntllosser se eakutted kr - boar. ~allment ce sponne alted ekst. ',trones ordt. Pottar* and gebet ~ad are oden out r. eenuted da to >os fatte to ussel
id/dut mute bh the traut 511 dra for d ry, n ~Sed to te Fim ty the aue. pronded by the etan fant UBS i nere<UI krem ~Ing open «den.
efrdrclut inay or M,15, n« ral Leet <amma". genval Prince « mus« ånd May be < ~amt net reanstk Ia th,s frebenution ad don nr
Aron rekero:umy toorgriax.on ~nu baud on datoren retur« nn tran tie used by guaranie• di r<uracy. bese ~h Se 1101 preteded On~ ot
Omland and airen mat lon afrl syfreetats ted pron to drne ter amtrad »bes by SEC er the Fem', vopprementul RPC comeroge To ropy ol ar arrut <lem arnacy Notce.
~Masa Ion ro ertscan:~ to diatx. ere - You <an oboen acketcnal ~maten restarchfra please anset ytes FrunnalAdesor vet os ~to
neragad lot Tty' Trade date" <oesnn ~nes the te used to charmen. the ISIMX. el • Rimma ikring and orldkional tomperaertion dill av reol
«ltd tarmm trade die rebe ed the dase d h man tti” nut n the - å:Mei:nto carrnstses m tales rut Ilo I b« -Sanke nnal Sofrees
ISS abet The Ita/la, &nevn
• [ribb talbitter. Betids and pfrIreed mak lb* bases ta the flimre by <orer teig >ov Fnagr mened n conn«tcn mrs !te utlett of mukul es Acum OSS RMA brokerage
the exer <dh for end ~ion teal be setested Admor lu-ds okt amt< eve ad'« ar alearre mane .fr<ounts‘shich vonde wen lo barane ternes and
opmuldby let Irtfilarrice9 Hevdes of ekla - Trid påny en ~ed saker enn be rellecrel as Rena shing Dearnens tretti chefelm anla ~Is theasassranaernfres eN tilitated trår
mue hed n ovnene or n nomne* reren. ar 'Na. prned" in fr ~al tituten'. *nen an Almar d d.m/uti lun*, 'hal av selt nese and ote *Maos, tunes. and fro..kt '<cf,. lo
plikt Cal Isave ~kon is ~d from tred ~nare wbauon lom hr net tuppe.] ot s rnases re bard en hero cd ps confreneeds. (;)
daleren! rovrfre and anna* lfrearti esardb~floted
orter and ds xosacy n not gammel plar vable to rogn *vale ~n bittene ane the arrat of soler by LOS a mai udved ~ne <Ønen efreo's «våra
lemer rna, enst Stud, avta ofrer, >fred ~platt tut a manet ~x hr aosred tut nve <XI a krel fmk to ~dåe" ånd the an« tåta ot å atfrey utfrdures o11.85 Fruncul Sendes ax
nlonnaccnssit te norded I.X0fr (*Onen Pera:uk (*puma ralet mo ~ion, «ren a ~Sfr steause Isstrie enter held at te ned at, Prata
• Creetificetes of &eik (CD.) <Ot at Kå( ~ed nkr knold beheld ~me due to the neve fem - Mat ICK stoa~ • No bar. aua!~ May lost vas
di to Sa$0.000 n pnrx tål ard :deed reven Ger d the Wutity - kne andar alf ah* /frem, :Stivrana and - tesovse Menagemern notmon ir
ckpostu and prr ~ecry wernewAbn, n reordante ▪ ~nett« ti etur, general patte et ~re prodettnig feet ricont.deraiset for une« Senkes A«osel Beat FtMA and internetonal Reserve.
•frrea FIM nake. estimaled .31.1e nor a thedfraly estinatedvala agent wewes tal ~premie to the msual lunds Manapement Krantreget...d rev« ~sel
• Pria/eabs anm etfratmd mva.; and dh« pron i the vaia< of the winy *al be Wiren Meie løn gentile% ri vad Ironi ~stor anm el 1.165FeuncialSenxes ex
p"OkitIS nut be bob« or lotte etat the pst tut Lom et ~Hepne. the ~val Ferd and re a (fred dollar armeret bred - VtSA n reefrateed frådemerk ovmod ba Vera
y:V./rodd ectualfr mene n the myket etses re -'Damarms to d.fre' myrdede rekene. en the resebte of X.COMIS at Ile breker drake I-nemma:nål SovseAuocutra åndused veke
datatwed f rom uroos /Ned påny tastes natsh ne (elab "frem er botn holding naut knis of travel erna, kom< the l85 V« vede ert rd the U3S Vim
belnfre b be rebble. bul ne do not garpe ter - 'Øse une tie' merfreitt ta nei celenng en addcixt to commktresnrerecd n curaction <fibre Grin re nord by UBS Bane USA vreh
accurry orge pre vet rid mat not milen pur <on bass. veitt te sak or distrirrhan el ~øy <aten; ad prins!~ hornvisa SA hero:raud Moter
W• genarak fau <bing PK.*hes ~labb et ▪ Daa and renled REIT tavles se noe buda" a vel mennene ofl unn to ot etene, vet anda radermlregcråd tradernart<, onn mate
the ~ot the[d ånd ad. PK.. anal 'utenat mute, ~repe. and are orm"? at "late mehe muer thanrg <ormens*sn roterred vovy, ~ti ate el exa :repoder
Kvatt ad Øers «rek Misset fa OTC .110.0 n, ten d they un be sold the pst« front tfrary cl the ellaillrXe CirrVin(4. ~reiing fanpoemers
mesen mened may be less ert te or slue enbred 17* arouity<0111t.1.1. altlige. el the (19.1"2
len adnefr traded muntert nuy be used ~) taue rfromded n the acetyl atatemmt <Øes« spcarn of Me tnt ~Anka MAIS UBS Filmråd Strekes Inc Rev 201807
valakon ~ti a the man ment uke *e e dellble,e.
date ned andmflnr reelen en snuttrna/kei pnce • Rannemed manka Bestrtreed %USØM" ~ar In *Menn to commosem "tweed from the
«vale are not OJTetly engble ir olh< sale Lei finnut pudete and sak of beeShater fim. kne ard« OS
Stenos yen the manet pst. el tie isnarciod teak affiiåt• recc~ n nen bred remrur tbane.,
of the sa-ne ~ras MeoVed ratet for the ;avrom fromeki:fram <tabulert. a< *elt at
SDNY_GM_00324982
EFTA_00197757
EFTA01307023
UBS Financial Senores ■x.
Private Wealth Management
SUBS 299 Park Avenue
26th Floor
Resource Management Account
New York NY 10171-0002 July 2018
CNP70057191730718 VI 0
HI
Mindy account name: Ind Cash,Saving
Account number.
Your Miandi Advisor:
SCOTT STACKMarvhi F RIL
Phone
Questions about your statement?
Call your Financial Advisor or the Value of your account
RMA Resour«Une at al)0.8M4-1000. on June 29f S1 On My 3I (1)
account 029023575
VOX assets 753,698 04 748,817 89
Mat o Er website: Your liabilities 0 00 000
mew tbscorri fruncialsennces
Value of your account $753,698.04 $748.817.89
Items for your attention
. Help protect yourSerf from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit rePeet annually from Sources of your account growth
www.annuakredrireport.ccen
Tracking the value of your account during 2018
Vake of your , cou at
S Thousands also,: end 2017 5817,574.8
Net decosits.md
6.144.7 wthdrarvals -576.31899
Your miestrrent return:
.1.20/19
Dividend and
interest income 37.562 02
Change in
991J 81].6 Ti3] Thee marhat value 5000
Value of your accord
an Ad 31.2010 041/.617.16
Dec 2014 Dec 2015 Ott 2016 Dec kid son 2016 Id 2018
Member SIPC Page 1 of 8
SDNY_GM_00324983
EFTA_00197758
EFTA01307024
SUBS Resource Management Account
July 2018
Account name: GHSLAPIE MAXWELL
friendly account name: In
Account number.
IV ring
Your Ploanclai Advisor:
SCOTT STACKMANLYIE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
luly 31m your accent
0 03 , Cash and money balances may include
A Cash and money balances 0.00% Your current asset allocation avaiable cash balances. UBS Bank USA deposit
B Cash alternatives 748,81789 100.00% account, U8S MC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equites 003 0.00% account balances and money market mutual fund
sweep balances. See the important infonnation
D Fixed income 003 0.00% about joy statement on the last two pages of
thisstatement for detail about those balances.
E Non-traditional 003 0.00%
F Commodities 003 0.00%
003 0.00%
Total assets $748,817.89 100.00%
B
Value of your account $748,817.89
Eye on the markets
Percentage change
codex July 2018 Yoar to date
SW 500 3.72% 6,47%
Russell 3000 3.32% 6.64%
MSC I - Europe, Australia & Far East 2.47% 0.04%
Barclays Capital U.S. Aggegate Bond Index 0.02% -1.59%
Interest ratios on July 31, 2018
3-month Treasu-y bilb: 2.03%
One-month LIBOR. 2.08%
Page 2 of 8
SDNY_GM_00324984
EFTA_00197759
EFTA01307025
Resource Management Account Account name: GleSLAINE MAtwEla. Your NM/Kid Advisor:
Friendly account nom/rind Caste Saw SCOTT STACKMAJIME CASRIEI
UBS July 2018 Account number:
Change in the value of your account Cash activity summary
July 2018 CP Year to date (1) Soo Aecoure actory rho monthIce dealt Bannon in rcur Sweep Opaoro we nduckel in the °peon; and
gain; hiamit eau* SDK rrourance *Nall tocaress, 005 Bast USA and at bases pzicipasing in the
UBS FOC 115Urea Deposit wograrn. n does not Daly 10 dreesin al UBS AG, Stanford BranCh a balk
Opening account value 3753,698.04 $817,574.86 *roses plated through the 00$ Internal's/rid OtP:01 Afferent program. SKr:KAKI/10 applies to mosey
mate) sweep fundhcldngs had not bank depcnin. See important esker/sabots about your :Cabmen:en the
Withdrawals and fees, kW! tyro pays or ins dO(urnent for defers.
ncluding investments transferred
out -6,116 89 -76,318.99 hie 2018 IS) Year to date (S)
Dividend and interest ncome 1,236.74 7,562.02 Opening balances $0.00 30.00
Closing account value $748,817.89 $748,817.89 Additions
Dividend and interest ncome 1,236 74 7,562 02
Dividend and interest income earned Proceeds from nvestment transactions 6,879 52 77,081 62
Total additions $8,116.26 384,643.64
for pu VOW Cl ens Pi:cement lanatilty of Interest and dedend ncome ha been *lemmas ham a US
tar Inaba; cerscrecbme Based won the reticence of the <COOT hdder. aCeountrpe, or product (ph Subtractions
scene interest and'? docknd payments mq not be Want to corded Stan (US) ads Puerto tem (PR)
income toes The client monthly Palmy.* is rd Intended to be used and tanned be ;eked won for lac Other funds debited -6,116.89 -76,31899
PorPhes Clefts should mks to the apel rade lac relating (own they reede ricer UBS annually. Sigh a
the Forms 1099 all the Fars 480, for tar replebng mIcernahco It Is the pextIce of UBS to fie the Ends withdrawn for investments
cep lifable to reports"; forms nor rise US intern* Resent Sermce aA PR Treasury oepadment. asp in bought -1,999.37 -8,324.65
such forms acosatey (rarefy derdenS 6030r interest as tar eon( Or 'Sable wxcmt fleece (Onkel yew
ndwdual tat miaow Total subtractions 48,116.26 484,643.64
July 201801 Year to dew (5)
dosing balances 30.00 30.00
Taxable dividends 1,236 74 7,562 02
Total current year 31,236.74 57,562.02
Your investment objectives:
Total dividend & interest 31,236.74 37,562.02 You have identified the following investment objectives (or this account. it you have questions
about these obtectwes. d Osprey with them, or wish to charge them, please contact your
financial Advisor or Branch Manager. toucan find a full description of the alternative
investment objectives in Hopp-rant infOrMatayi about your Staternent at the end of this
document
Year return objective:
Current income & capdal appreciation
Your risk profile:
Primary. Mock:fate
Investment eligibility coosideratico • None selected
Page 3 of &
SDNY_GM_00324985
EFTA_00197760
EFTA01307026
Resource Management Account Account name: Your Itseocial Advisor:
UBS July 2018
friendly account name- , I
Account number:
SCOTT STACK MANLYLE CASPIEL
Your account instructions
• YOur account cost base default closing method is RIO, Ant In, first Out.
Pogo 4 of 8
SDNY_GM_00324988
EFTA_00197761
EFTA01307027
Resource Management Account Amount an: GHSLAWE MAXWELL Your Rwanda Advisor:
UBS July 2018
friendly account norm. Ind
Amount number:
wog SCOTT STACK MAIILYLE CASRIEL
Your assets
Some preen. neat Vol Carrot valeta Slam may bt apprOantile Asa teal gam and lOsses raw Ml
to stomata reflected See important alotmater Moot your Statement al the wet of this &corned for
Ircee mtoonation
Cash
Cash and money balances
Cain JAI money Oaten may trait° avatar. fah balantet UBS Bar* USA avast( account balances, tiB5 Baal USA anal UBS FDI Inured FrOcrern Bank depose &tont batten are MIMS by the FDIC Minn
UBS FDC unwed RoganSank fiances, UBS AG Stamford Bunch *pool account Waxes andmoney Carat* Imo,. Cul an not weeded by StFC UBS AG Starnfdd Branch demon account Warms ax not toured
Marel nUun lundSwerp taitlaKeS by fOiC ad be not prodded by 9PC Macey market Sneed butanes ate prclededby 55c tot Me not entreaty
the WC
See the terpOrlarecorOmanan atrouty)ur stateaent at the end oF this document for deals aboal 00Se
totances
Coming bass.. Closing bdence Once per shale Ave tat;* OnicleadinteteSI Days in
sicidng on lull 0/ on WI 31 (51 al Jul 3I (II 'zee Period Mood Cap amens (1)
Cash OCO - 762.63
CS8 AM; USA CEP ACCT 000 762.63 250,000.00
Total wee $0.00
Cash alternatives
Money market funds
Mom/ market funds at neither insured nor guaranteedby int !edema Deposit Insurance Corporation of any other toremfnent 'Verify- InUautOnd prate emilingilutioml music pd funds mutt Baalbek net atet values MAY)
per skate to t he nearest III CCM of rem (e9. SI .00CO Goarrenent and real crown mallet fund nal continue lotrznsect at aside 51.00 net asset wave amoral =my market funds seek so peon" the dived soot
Inmtanent at II 00 per dare. nit pOSSibk 10101e money by infesting in these tura
Tptb teinveste0 6 Iht Ifni Of di mnsested daclends n trees not indude arts (Mb dOdend1 n Is not a lax Unreality.% pad gam or KM IS the deference between, the (wrens vane and the cod basis aid would
be for the purposes of clelettorung holdngpenois of COSt base The Mares you femme <antra* you genes dly be y04/I tamale gun or Nos If the Monty wan sold on this One. The °Wailed gan or loss may
mmett 04ClendS become a ',panne lac U. reed lobe ignited for ref ten of (a>I8 Dinenenla In older toCeleMr* do reared gars Ce IOSS lot taw
reporting purposes
Cos: ware IS ihe total purchase cost of the 'may. kv7ming 'reinvested (Selena, The cost basis may
need tom :antedis return d exam payments in order to doeorrnne The adjrabrd con bass lot lac lerieStmeat worn is the current yak* onus the arrOure yOulnrened It 00e5 rot inckcie Shahs !Mt ate rot
;Mating Dowses ;tattle:1On your Statement induct ng shares that ban been hand as ether a gan Or a ICAS I MO does
not tido* tact. dttdends that were not reinvested
PurcNra lama
number liettary pace Owns Coo Price per Mare VS.. co unndited invesenent Hddng
tracing id :hoot per shale IS) mnrestrnmt (3) Prat (Si on na 31 (5) fat 3t (s) goo or ion (S) tam IS) Mond
UBS PROVE RESERVES
FUND
7481317 890 ...This information was vramaaltrlarr 10000 748.80 89
EA: S14.602 Clartnt yield. 1.95%
Page 5 of 8
SDNY_GM_00324987
EFTA 00197762
EFTA01307028
Resource Management Account Account name: GI-MAINE MAXWELL Your Financial Advisor:
*UBS JJIy 2C78
Friendly account name: Ind Cask Sating
Account number
SCOTT STACKMAPPLYLE CASRIEL
Your assets(contived)
Your total assets
paientarat d Cal (tlmaed unreatud
;air., it /I6 .4tle 4*(Croill ISM(1) annual incant (SI gainer lots (I/
Cash alternatives • Money market funds 748,81729 100.00% 14,602.00
Total $748,817.89 100.00% 314,602.00
• Mining cot tan tnformsi.cn
Account activity this month
oat ApItIty Detcnoton Amount IT)
Dividend and interestiecome
Taxable dmdettdS RA 31 Cmcleol UBS PRIME RESERVES FUND 1236 74
SYMBOL UPRXX
Total taxable dividends $1.236.74
Total cividend and interest income 31.236.74
otitt Actloty 0ettopton amount 01
Other funds debited /LI 2 Transfer TO -4.879 52
/t2 I7 Transfix 10 .123737
Total other funds debited -$6.116.89
Investment transactions
For rroet unlarnalocn tout Ite prof value SlrOoin la restricted secu ttes. See important infonnalon Anna
year Stnerftem Atote end 01 INS Clattrient
Prate°, own um);
'meta-lent vbelheatn la kout.:1
Cat. Acttsty Oesclphon °Penny ridur (t) Post (S) oarisactions (S) rneslneas bOJcIll (I) intern! (S)
Jul 2 Sad 0BS PRIME RESERVES FUND -aszo
SYMBOL UPRXX
Jul 2 Sold 1405 PRIME RESERVES FUND -4.879.0C0 4,87952
SYMBOL 111PDX
Jul 16 Sad U85 PRIME RESERVES FUND -2,0C0.0C0 2.00000
SYM3O1 LAM<
Jul 31 Remestment U85 PRIME RESERVES FUND DIVIDEND 0.740 .0 74
REINVESTED AT I OD NAV ON on 3t118
SYMBOL L/PF00(
continued next oiNe
►age 6 04 8
SDNY_GM_00324988
EFTA_00197763
EFTA01307029
Resource Management Account Account mune: OFISLAINE MAXWELL Your File/odd Advisor:
SUBS July 2018
Friendly account narrowInd CashISawng
Account number.
SCOTT STACKMAN/LYLE CASRIEL
Account activity this month «onhnued)
Imrestment transaction konllnuedl
Proceeds Iran Sun&
Inuestrront inohdrawnlcr McnweC
Oat Actxty Descrotion Quantity Yawn%) Price 0/ nano:rum (I) PAW/brew Ecor (S) Initrell(5)
Jul31 Bought UB 5 PRIME RESERVES FUND 0.630
SYMBOL VPRXX
Jul31 Row wstment U8S PRIME RESERVES FUND DIvICEND 1236.000 -123600
REINVESTED AT I 00 NAV ON 07131/18
SYMBOL UPRXX
NI 31 Bought IRS PRIME RESERVES FUND 762.000 -76263
SYMBOL UPRX(
Total SU:79M 41,99937
Amity CeroWncn Amount II)
Money balance octivnaes Pus 29 Balance fouward $0.00
RI I7 Deposit U135 BANK USA DEPOSIT ACCOUNT 2,00000
AT IS Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 07117118 -1)3737
hal 91 Closing UPS Sank USA Deposit Amulet 5762.93
The tinSank USA Pei:091account If yOur nimbly Sweep Oakxl
Page 7 of 8
SDNY_GM_00324989
EFTA_00 197764
EFTA01307030
SUBS
Your notes
►age $ of 8
End of statement for accoult nurnbe
SDNY_GM_00324990
EFTA_00197765
EFTA01307031
Important information about your statement
U2S Frencial Sown rte. Oho firma LIBS Finartoal her homar no later tune.° dys ala the firm CaPaCty. A het <nay of te poky mrdro e addable imam a maims ard may nal lisp pre nth
Sane«), is a mambo( ol atprropYØy, ~natty am you to het cinema.* arearch re rya or won wont irflaten
and cobra «hraes UBS Enrol Swoon rid LEG • Moolmns WeIng to ream «me ink to pnexesal red
Bark USA re ~set stbsdrescd UM AG and
/eta" of U35 Saute U.0 1MFimilnmW
hand,
- Prondie year nave rd wont nunte Gt any)
- Dnerbe lM error or the wander yea rennen
tinter the SIC ~when ra the ~natal
torCOCIPUM1410:
tolerate fcnte Laney to wet hit« returns.
. Annw, Will'? to =Kt l'sct ^7 10 rnmP:l ale
valemna 6 nobble as». request the Fern', estate. about and robe. X &met as raa croft/ rat • Cad in Inane/ awns ~died by (art steled in ha, mbi,Ity to seek bairn," Om tine
deles ere Mere e K ruro a whyyeamidinn yeas anal« veto) NA led Jerky OP% UPS Seurat • f~In«, t ff gtd4y Cata If POPP& a
a-ken/en Saner, roe oriole tole, Crnsarce peckish, patron ot the bader fer ha, acceart my vg1id•
Merin/ Srictl IX. - hoode the dollar amore of tre ~cad era ^Lein, wattle rotes. and lib.-~ cf mewl carob. rim" hinted ladrty and gear«
1200 Warta Boulerend Ands registered nt.'s nacre of the acorn hold« on vateeley
Weehanlen al/ 020136 the Fern or Card bsraewil nvestate you <replant the becks d the tear a trrola apet),
and ell <oared ale era< prarestb• la sapped enon • awestnonl marts a revel~ Parties (e9, Sea Toenelwkintr
IM Odonool PaPøretplo one, official/oozed of your ~no LEIS Vearabrt cad transectons. d broelP• kneed winenhee, ard and» Placement) 701 re We MS,' CCOSM•510 tlf fet~ account statement with
LBS rnantral Serven rant OM« POOP. ravida more than 10 Ronne days to a re. we rallftede not mg ~ad refer the Seantee Act of 1931. the lame aka", et the same enekile. e.g. because
*flat Wanner" tonlanng cordlting ~1 pear /recant fa theaware you Mr* It n rood SO 0, 41 • Commode" <attach (e5,, teregn ~barge reel they hoe tmen” Ibb, also amen pre /move
re4 be relied kart F you byte* ttwe 6 tara or you vol NIP Oro use 01 re money dun; M line pricey; ~al preracha. snaking hoses wow, tronreas .eth other aka, al the same often I
racoon. prose~ et rrinechately ei "sang to the tahrl x610 complete a,, ~neaten Jed ormccier Oder contra. rd >a prefer to man end rdaS1131emenli mailed n
Berth Wager *4 re office tent; fors axon • Deport aeries Greet PM drOPS cd dama r LBS ups*to .,Napa, yi:o moicfrodno hartelnakina by
none make all decks payable to re ran or the Bat USA, UBS AG US torches and bres n the cab-gym enasal Adam
AØ al tam down are Molded IOW acctna. frond infittiskek Mated On Ire Item cf Ila ICK rowed Deposit ?warn
Sarno% cra tale nei be used ke tar ~es rely summers in addition to regular recast fe" accounts the 5.,PC wanton and the wzatmenia precede. do Peiledy mown name
so‘Aenr37-4nd tonne, form 1099. 5498. may be abject tO man:~ lea Choirs fa Ise riot peppy to these assets eons t they ~me appear Refund), account Aare re le nAteindable •nekrurre•
I OAFS. ea) ynen rear9Yas to mum Ow Femis warren ter atone:Pep-oche" and <Woos fa Loped on yas osernents Tee SIK potation and the chosen by you to era you wit, you reardsemeni k
reOurp1 try 1.6e lo rØ to he etS alfate drnferek, rowel n ash recants. A«oses that ate transferral socolamentalprot«bon eland (»led iganitchrges he no legal effect on your aten*. is not intenad to
repatabb n:n-tetabb cfreafends ad Webb Meier tooth« oteltripeu may be aspect tea renta lee n the market vale cl for ¶'eso-netts Were, as reflect any sonny. prodAt rtarriveraten,
reined on setylet fed n >ar rant net crocet4f Noy, of market movement issue balØrya ~ Arrant *tote* a ret pelt as:noted err yea
a+ pk krareadirs. ard cod hoes On <Plan Putted WS Swap Options ahem,/ «cowls. ender/ a pram« a evawlee teat we"
:Ptah» Moffat, Worn fa »weer) rah Wren le bak or ony I Carr eal Nark data wd b xhemel Al
depose aeccyra at ncre-Slated bats ard ablated Dividend Minelest Program (DPM nonerniatt is ho tire el do( ender:3re ne of
Cowneunkarlions with the Five banks and money mali misuse Its/ <Money issds). the price makttre es an sewage too. ror may °Man ton el tte tree "ea:~ Youcandun» roue
• Flea re.confinn any coal carrancrons n wring Depose roosts at 185 Bar* LISA and nr. ah, Wed the actual are kan >Yu I nee ea Advs." Ond stole howdy accost names trough Benin. Senn(es a by
to hors pale your raj*. rx1-reln9 you rri banes procuting n the /IS f DeC -awed tan Me puthated ad« Orr, wed 5hie/ mel te <entropy,' Petrel Admor
VW te Shwa eh roister Potetlen Act A) Program re FOC-nosed n attada-rte withr i Cruln sold andthecash wit be /pouted io you sown The
• It re tweet tlagltal on he asp leh el te kw* rot are rdomtabon, /we MA MAW Idc.gw, Neat dadend 'co...anent price smaphodbY Ide mue nny Amami 0Mireiera
of rot:~ ana LBS Fair isl Some" UBS detour*, !I Les AG ~tad Beat rel ~es ol 4419r horn the ~let peed Pod, tepolis Owe, • hate of pas anowdrom1/44O Met of nets and
runNal Strittes metes your roam at ick•aroq Money muds re not ~by re ICC. reØ
broker by rafters or the mkt.] minion • Paters Muhl Part.b14 hash toinn vetoes1a
We nformal pad the rebeenrO when rer Bea ~ills re not protectedhi 5II.0 Murry read Cash-ierlios
0~. the .rWil h der. (pe. >OP lea* 4114 ,han n protected by SIPC Sc. 'LOS Inane/ Sena" reanatd "Mr (est), and Gobi, Tine Dnaatas,
One/ wholewitsmaybe held n you reeve t you re areeleed ads to makel, and Celli. MIPS not held
said" se lased M UBS Fnan es, Scree es and rot APPPIProteacer below. Plod 10 a pale!VII as a POP Pa dord4a~ by terren Don not nets* waxed searitielessets
IM nv c crq broka, and >Co MP crake a ',ton or ~roe. the ham wle Oder aNlprd urve, al at the end crt re per and Onal China« ganOP 4Y
el nonce ix airmen to both km won >oko Nat" bares r, te bark dopen may be nude* pace a !MIX an ~VII Cleternted try •
vatdram, ard then of a Money Rod may be prale rewhørnifek rested stock WOOS and
• Az crashed ei to account arements, you mat reovaed <been'a szaty. ard<ted4 yaw «card sidecar» noe pta.
notdy us d any caw: oe rod orroOng d-ed s ladeted and reamed, rained to pa ce>as • habIter WW1' debit bare" «flaying ~gr.
rellpted on your stasman plher30 drys Sea Cron 6~465 4<<CP4 ~mom objectima
meted a node available tort <rodi Ine, that accent Wren
The ~amen *beams adnrk profile are ~die to • Ca:Mooney Warne: Total of ~trod aolabb
• Owe Oneci ouseoneof periplith a nylen 10 the Fur« ~ore tat rabble mono options. ern account and ay wry Wows yea rat"
nos Chem 1*lama Depannent a 201.352 • 1699 stadig <wont interest ran and y ied,. o ,rattle al cash bar" pia deport Lanes al allnxa rf
Pease rem eh* Fno proalbr el Ming ol Wry non-/Lard bras, rd money mad" MAP lund
a toUree a BOW549103, 8COA.U. to 6.00 P M. on its frentweepyields, from year 'flannelArno Spierelfel chair 41 yea Innoi PullienP
IT Mandy through Frilly, a in Arena to 185 a twain; SCO 367.1000 weepWee" a the cbse of the Itaealea peal
Opelcrone clophloars For each accost Nlt you lercormalty het wedd baleen en >Cur a«Oul at
Pawl( el Syron kx.. (lent Betaos Department choreae of the I &non; ,nsamment <Neon" not stgreaned from orer balsas andtie Fern crew
Bo. 766 Iron Cap 14107087. MS Financial Sonar account protection • Proace CurrentIncome Irro,tmeras seeko) the
the Porn is a mortar of tie Seatetn rista Proacion to. any of these lunch noe °Mary ceased et
• Al statmenle shall be darned corrolete a-daunt* generate. ot stare orly Dana Rer Web re pryable rean your demand.
it nos objectedto in nano ern CO days Capctron *PO, which protects Oar." turanen • Arame Cats/ Appease« remnant, seekno
of ,t, ~bin iso to 1300,000 lndorf 12S400) for Ns Iota i exertedIn the one wed <bong value.
• for TTY serval. Cal BM-612.09% ot fromabide giver et propeal »lam Olin the greaten cd
the U.S. C/21)1.352.1495 dome fa cash) tolralay Øre nobble Loon
rare
• hose of won a ~lens *at an Nedra* ~ 1 « a own saa or9 The SIP( net Podolia, • react Combnaton o Unmet* .74C43~
Brie Cc' to 411PCOPOS *al herd hold n 3 petals Lencino infirmotion
Inds transfer (Mt bill wrens cr ISS Om* debit APO", ninon h~crb?ms se,.ing both lb. generation Pet detailed ',formation on the Fern', Prelrg Nachos
cad transxtent cal 8001624000. Of wee to UBS (ratle ol /rant rigor" d prindhal
The hun. together win calm Oas e has also and 05glosuret refer to ye, Chu Retafronset
frureul Serval Inc.. II)30 H mkt ,6m1Ø. Agetement Awns Apernent iridt*CrtnmA
Weehawken, NJ 071/4 6, Ann ReAfril35A Stem ~erred supplerrental sure The ~run
ams peyable to SI eleyble deem toleeneb under Dear/ ebbs:mines Team adCon/tore UM Statement of &alb Practices
the prolechon 415130melon as ol Darter 10. )016 • GarraerVahe SRO, tra marbeneddl Cereal wee, trektale nApeecoorei and Nampo
Caller mite a soon a you can. dyOJFVkyo.t Subaset to repoky cords em rd lantrons. cad, Jr town* and volatile>, to the accost rerat men »~ alit rneni•rmtmecfrakw t.
statement a race/ is mono or I you need more he Famn fur« protected la ay to St 9 mllenm she 0, M me" the aØ Cke not arm* tardier*
Scen,sai &ow a ureter an re statement a
rotten. the Fern or Cad brae (as applable)rnat antiate Ice SI fos accost led in a whaler
SDNY_GM_00324991
EFTA_00197766
EFTA01307032
Important information about your statement (COntleautd)
Yore futen - CertienpandaM may appear wØ a and end reurcted stod 53r ~pox., of rho diarntortonbr To Øla tedysokow demksene" vassag and
Tow ntemSe ~ea stem ad other meta held will irony a 'price we ra ~We' r se aro the ease that one/reed warms are &able la sale, stucco
n the tease at the end of rte yladmart~ You ,enable to Øn a price for a scaly valt monad may be .tet nes)) Yoe Santana - Our Satiates alto receive ,radrg commaidns and
ow ad ford:hayed fuly paid stones at any WM - Deposits a smarts Orannaled ir orrenons repated Latham, other oxerpensatan Iran mutual 'dick at mum,»
You few maw. romtan used at loan <flat Sur el-rd than US dolts re reflected at the engorge tamps.; stone restarts we &flute
PaIMI any balance du. cn them /ay wkly.., rate as of the statement dam • let Optimal«. Mbar. current yield, andante«. - We receive an snot lee Inan UBS Bat USA ad
sashed totefin, test the statement paid s. - fa ti run uttales wades! in ~on, ammo An ettnu». mat rune in taxed on <um°, UBS AG Stamford Bitch« 4 , 10 PS per Saari
heed al roret vas as of the end of the statement denomnatims, neie ad rarely Pace Wax) May dirtstrid and Mimed min. moray Po «V let wit Inman, to the banks infer the 1.145 Bad SACCO
penal has been abased to lacks* proper valueren. be hell la one yes hornstatement date a via hod"
• CM basin h me l eh<me balm of the TO obtain CuMril cantata& wean nabble. contact numb this mental, n nal a 'Male., teary
~A
wththo included n statement Were ideated et humid Adr0Or and tonteved intone, se not overanteed Activity
he numbs 'I; ISS financial soves has rated - °teemed smut iØ and taren yield la inrntionmg.edng tarmsoss and other <hair
ai Mamas^ <blamed from ~moths Les
than • Private investments end ~cased producb. mum types of umeCin <cub include art, of maned n <awn rit nth IM mat-dean of trades.
Retied Senrces. relideg Mammal Iran ancrha Primus rtionmon socurom (totang deed p -rcpal a cape,: nano n +kith case the est ',eluding open treeroshars As teen exlmard on
Irma he may have proeded ,o you mord part c pa on program animal ens. fremtnvat tron insane laid tuner) vel would be ~slated conlimulions prenausir tumshed to you, and mil be
Adma 11»Ram does not ndapersairoly wryer sett.° sd censored~ are "meaty high& - (.need Grual name ad <semi yield red the proudid to you aimpny on mast!
gaYlMee the rangy ce 'utdry' try dogmata. Maid Certain much/rod prodans ham not basin actual add.» and yokl «n41 be lav« a higRet
atinded ty scams othte than ILBSFnatal Stmts. mastered with the krases and behage than the armsted amounts ghat Wang
Ø ~ion å Ølby ins< al Service, Commotiona aids any slate »Kailist ban We - An estimate of adman:ad neon» (climbed at It you se efigned n short »lb; a warty. ago moe
todalt, tha risinnatcn as a o retened, the arm provide estemated val esfa privet ',ailment interest) didded Cy Me <urrem market noradage due to ratan tannowna costa la that
does roil vomit any 41":"114 that the nlarnales wakes and smuctumd proclas foe Mama!~ mks/mane balance ra bawd on the last dvdend particular »<vy
~Cost bate' a-d • Unearned lom n wØ ork Accuracy nnal osonteed ce Moms pa ment may be Ow issuer and
*mere at of te dated ths ~two Aspect, - Thee mess may dabs abstantialle han dam, warm he mositildepayb ma be held tare Open edam
plow da no! irial on *vs nicartvIcag make wry, at ...eh å pio e~anenttHVrtyCe yes 'ran nt date or until measly. Raltde ig open a • gcodmiancebe ode that
~Mama Yle dampenn as ten gnaws a dructurod modal map be boup a old adm Accuracy rid cat
dukene
nued meld am not guranwed. woo flat MaCutid by the commas date, open buy and
othennist Accounts untested mewam mal not mama* teprest the vakt you mat rororm Sahli:0a~ re feted ty Me anoint ol dude ds
g•rilos1 Manahan only for fro (»mad of uPan ricvidaPan. • Abets net hold by MS ~dal Seneca. Caftan antes on an ev.dnidencla or ea.(✓ighls dam unless
lime they se len] at Inv Fern More historical - Third cony mimeses of vat. X! at of • <sun spett X. flat held by Mi MI and not Mewl de minced arimwse by year You Me ~lbte la
Mairdhart CM be added by >as Penrcal Addea date od are applied toISS Fars il Sakes on 4 Inv', ~ode a «carol These asete re at., that at mewled Os to yme false to <sod
• bandit:ad winallossee ribs data is nobble, meia ban, ba in Met:enter vitiation fim Ortplared n ytts eat~ for Homeland TMTM9 open aden,
tunven ismarsed ~Stones se calculated kr iteneMIPanner se many estimated vain, papaws orb, PostPm and vats, presented te
nductrat warty kh the transactan debtor d ant at. 94,ItStd totierim by the ale, provided by the Mono fen. UBSfigntial Semen is Privacy
rdind-M bes maps ~me eel lea cannon:oh genprat Perms a spana ad may be <'total net reuxnstle for SW ~Mon anddoesea To *fauna copy olm taren Clem Nay Wen,
~gm reg.:, to:umy toorgr,:xgo *ram bawd on Wang Munson from that used by guarantee m Accuracy. Thew /Alb ltt ren weeded pow ~cc your FellnalalASMY a vet one slacto
Ornknd aid Mbar renal lots a'd systems< Ted prim to demo ewe enrand values by Sla< or the arm's suppfenrontel SPC coverage a ~phi an,,
~thaw kin dro each ~dried todials/ cene - You can Øn adStcnal recernatai regarding - 1ÅS Financial Symms e mat a bank The RMA, Sane%
amagad lot Th. ' Trade date' <Mann presents the the mHndeap vied% Owe-nette sun. • Pane Swing and additional imenporastion Saran Accoten BSA al BUA ose bang»
0-9 1 M transacts., trade dale value eva the dale of re inScnnetimths n the - n a:Maimto «term: en on tales and I Ila • I Pan *mounts which crowd Maas 10 bare no tames and
• Callable sesueltba Buds and mutated Mod that bank Id M. minuteby <ontactrig you FnaNdl moaned n ccnnKt en wen To dent :asofmtual peeddln lan d»anni~11 nth atitaed bran
the issus tab for tarY ~eon wit be »tested Athens Ialt mar (tents we sida as amine rimers and~ thicItta tunas and pronS,t access lo
Marl". by lot Iran snag al mantes of tut - Thiel cony eminated sakes maybe reflected as twins Ming paynents InOrri Ortirtylers IMO( ;Yard an d ardandly issued by ~Sad
eat fend n our Nun or n nOmne• narne fa as 'Ns priced' in se meat utussen: rtice an sadden d the mutual funds tut we pill Thaw Tadynerty mosott «mashy, teroa mate
dents Cal (ease ~eon is obtained from third ~Stet mbaxion Inn has not suppled a s snares re based en two dllerentameac~s. fleecy xl,,cleane, of LBS arumPI Sonia,
ashes and es sassy n not garbed Other al unable to bugn a mks neon we beam* awe the sett of bles by LOS a a ceetia.be mutual - 1yØ . and ty prod"
features may min Mu:haul, Sled toa amok» tat maama mat hat coned that may cal a fund tent& to our dents, and Bd the asset rats ot - ~ICI( erased • ho ban. gannet. May low vats
nlonnacn wit be atinfed ~maim/ ItemaJni reported val. mo @man, a when a parts...tar mans, knd Isnys shams heed at he - (MA Inane Management Priors, Bunnest
• CereirMilet of depook (CD.) Cate ROC mind ram Amid he hØ4 ~me Ms to in. Mae fern genres Leman BSA. dent and enanda~ Rltane
tty to RS0.000 n aimpal ad samd riven per el the security - We and ar allhaw alto mesa mewed") and Manasment /ware re «tared wince marks ol
Mott and per ~Rory instemian, riscordance - When neitm an issuer, general partner a spara« armtys pfdelani) wen conoderaten la wands ISS financial Setete Inc.
wish ruta. estimated .31s rse a ISO-party esi atedvelais agent sewn that tel peon* to the ~sal aunt VISA n a re;islered rade~ owned baYna
• ~Yeah. Rims OaAnal la agrarbet »Jahn proWded the vals of the seamy obl be deferent dau bees genital% ate pad from mentor assets n ~anal Senate AmaPution and seed under
crotch may be hob« ow taxes than the oie that ban is psdrope once the re•Rualftnd and se a aped dolly arnixnt bawd keno. The MSS Vna credit <sd and the LOS Visa
1.0.1 would stualkr acme n the mitt tress se - 'Deetrixr ions to date' meereslode ratan of on the nseker of accomis at the bicker-drake debt cads te issued by LOS Bard USA wrh
obtained f rom winos third pry tastes etch se camel, imam or ban holding mutual knit of tusked fray. Penniman Fan Yea USA axon:crated Al other
believe ea be relable. but ne do not warts< her - 'Crsynal um me' mas s« Oro trout Mang n a:Ida:esto commaanstocemed n ccreernion Vadeaks, registered trademark's. It•VCe marks sd
accuracy price per Jul and may nee celled your cost base. wit, the sake or deviance, of snub watts ami regmerml wage nufas so of awe respect.*
W• 9anPref fr use fhie doing ("Se sawn amiablea ▪ ORR and waled MI modem av nag bud an a lai numenent mast ants to at dents. we ardor compams
the mean ol ba aid ad piste la bled ruticerol wanes enhage. and are dent"? at "Iale mome moms dad., COMTerdadn
warden anl «ohms or ong Masts fa OTC .110.0 r4 ten e they can be sone tee pese Iran mays Ihe nosade Mn‘dnen ~sang UPS frinancial Services Ins Rev 20t$07
«(lien nsmed mar be ten tan Gaper thee maimed Te enmity tatten, ^WM a the Iddlind
len ann.," traded altlen ~Merced usng a value crowded n the sail eitret t. <Øen spawn of the ant nemnte Irish
valuatmn model a the frost recent price we cloktxre.
obtained and enry not reflect an actualmarket pnce • %Sided baptist Restricted wastrel anedy addtion to commissan ace med from the
a vets are not ~de «liable Par p -the sale. lieSfiranCal Nita and sate of IrenShures fust. we ardor ar
Sauces ~ the man« and of ta ismarmod teat Slade* dame an assettirad rentroe shanng
a the sreie imams, imputed mks for he paytrom Worn aledgrorm clartraces, at well s
SDNY_GM_00324992
EFFA_00197767
EFTA01307033
UBS Financial Sennces M.
Private Wealth Management
UBS
299 Park Avenue
26th Floor
Resource Management Account
New York NY 10171-0002 June 2018
HISLAN
Friendly account name: Ind CaSUSaving
Account number.
Your Maack Advisor
SCOTT STACKMANQYLE CASRIEL
Phone
Questions *boat your statement?
Call Sour Financial Advisor or the Value of your account
RMA aesotacalate at 930044-1000, on May 31 al on lune 29 (9)
account 029023575
Your assets 756,704 04 753,698 04
Ifisit oar wisbsItn: Your liabilities 0.00 0.00
WWW ascornanancialsennas
Value of your account 5756,704.04 5753498.04
Items for your attention
sielp protect yourself from fraud and
review Dank, credit card, and brokerage
statements regukuly. Also. get your free
credit report alnually hom Sources of your account growth
www.annuakrechtreportcom
Tracking the value of your account during 2018
bake of pour mcouro
Thousands alyez end 2017 SSI7,674 86
Mel deposits and
6,144.7 aattchavis •$70202 ICI
Yaatmestmmumum.
e.2019
Dindend and
interest rKorne 16.32528
Change in
991.4 817.6 756.7 753.7 market value 5000
Value of yet. account
an An 29.201$ $793,698.04
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Mee 2018 lun 2018
Member SIPC Page 1 of 6
SDNY_GM_00324993
EFTA_00197768
EFTA01307034
Resource Management Account Account name: GIELAINE MAXWELL Your Pineaciai Advisor:
*UBS lune 2018
Friendly account name...9
Account number
SCOTT STACK M OftYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 29 (t) you XCOUnt
A Cash and money balances 0 03 0.00% Your current asset allocation
B Cash alternatives 753,69804 100.00%
C Equites 003 0.00%
D Fixed income 000 0.00%
E Non-traditional 003 0.00%
F Commodities 000 0.00%
000 0.O0%
Total assets S753,698.04 100.00%
Value of your account 5753,698.04
Eye on the markets
Percentage change
tOdex hrue 2018 Year to claw
S&P S00 0.62% 2.65%
Russell 3000 0.65% 3.22%
MSC I - Europe, Australia & Far East -1.19% -2.37%
Barclays Capital U.S. Aggregate Bond Index -0 12% -1.62%
Interest rates on lune 29, 2018
3-month treasury bdt 1 87%
One-month LIBOR. 2.09%
Pogo 2 of 6
SDNY_GM_00324944
EFFA_00197769
EFTA01307035
Resource Management Account Account name: GFISLAINE MAXWELL Year Rimed,/ advisor:
Friendly account name- Ind CasEiSenng
*UBS line 2018 Account number:
SCOTT STACKMAP/LYLE CASRIEL
Change in the value of your account Cash activity summary
Jule 2018 (5) Year to dale (1) Set Serowe actreary this man:bloc ti tan asarcec in your Sweep Os= se mduded in the apemen and
Mama banns.; van FDIC 'castanet applies todares al U8S8ril USA anal balks pal eipaing in the
UBS ICIC DepOSIt erecran.ti does not amly to *eosin at PEG AG, stardom each 04 ten
Opening account value $756,704.04 $817,574.86 deposespLeted through the LIDS IntematiOna OepORI ACCOunt DrOgran. SIPCpeOte<laW apple; 10 'Toney
maket sweep fund hcldngs hi not bank deposit. See important Mionnaban *banner statementen the
Withdrawals and fees, b6, twO pars of the Ooturnem lot deters
nckding investments transferred
out -4,175.42 40,202.10 lune 2018 (S) Year to date al
Dividend and interest i-come 1,169.42 6,325.28 Opening balances $0.00 $0.00
dosing account value $753,698.04 $751698.04 Addtons
Dividend and interest ncome 1,16942 6,325 28
Dividend and interest income earned proceeds from nvestment transactions 4,175.42 70,202 10
Total additions $%344.84 $76,527.38
for PU VOW Cl thS St:Cement Unabley Cl inteleSt bed oadend now ha bets ()Manned ban a US
to limit rG Der$DeClat Bled 0.00n the reside nee Ot the *anus! hOdel M(Ount Ilpe, OcOMOutt type, Subtractions
mem i merest ands dvOnd parents mai not be %Med to tinted Sides (US) sea Puerto Rico (Pt)
income lam The theft monlNy Patent" is rod Intended to be used end cannot be mind nom for lac Other funds debded -4,175.42 -70,202 10
PorP:net Clients shook) inlet to the gad table la lebatong forma they teethe flan UBS annualy, soh as
the forms 1099 am the Fan 480, tot Is repming imamate* n is tne piacnte et un to fie the Fads withdrawn for investments
wettable Id, repOriab loans with tne US internal emenue Service ad PR lieaury Department, 3,0 in bought -1,169.42 -6,325.28
such terra acosateb dasOty dvdenis and& interest as tar teenµ Ot Inane scant. neat conk,' yeui
ndvdual lac mbar Total subtraction -$5,344.84 -$76,527.38
halt 2018 (S) Year to date (S)
dosing balances $0.00 $0.00
Taxable dividends 1,169 42 6,325 28
Total current year $1,169.42 $6,325.28 Your investment objectives:
Total dividend & interest $1,169.42 $6,32528 You have identified the following investment &relives for this account. if you have questions
about these obiectwes. despite with them, or wish to change them, please contact your
Emancial Advisor or Branch Manager. You can find a full de:vintners of the alternative
investment otsectives in srnportant informaton about your statement at the end of this
document
Year return tobjeadve:
Current income &capital appreciation
Your risk profile:
Primacy - Moderate
Investment eligibility consideration • None weeded
Page 3 of 6
SDNY_OM_00324995
EFTA_00197770
EFTA01307036
Resource Management Account Account name: GI-MAINE MAXWELL Your Financial Advisor.
(*UBS .-.• :Joie
friendly account narno•Ind CastaSanng
Account numbot:
SCOTT STACK Manitell CASPIEL
Your account instructions
• Your account cost bass default closing method is FIFO, Prat In, Fest Out
Pogo 4 of 6
SDNY_GM_00324996
EFTA_00197771
EFTA01307037
Resource Management Account Amount name: GHSLArtlE MAXWELL Weer Rwanda/ Advisor:
friendly account name-Ind CsaVS.rang
*IBS line 2018 Account number:
SCOTT STACK MANLYIE CASRIEL
Your assets
Some tortes, accent oriel Went nieeS Shown may be ar0r0eknolt As a omit. gam and Usses enarg nol
be shodeh reflected See laportoret ofotmelecn Moot'ow sfetemen, d the tad of ths diurnal for
nrse rIcm-drtcr
Cash alternatives
Money market funds
Way ma let funds at nether insured r101 gut.arteedby the refteiti Deposit Inuranee Cupotalion or any Other iThemnitnt agerCy IMteutiOnd gene 1.00ntilutelid Turk pal funds must float their net Met vaur& (woe
ret share toted neatest ti I Can of a cent let SI COOKS Goonvrem and root irony fruit, funds will foninto to transact a a node SI .03 net asset value Altnoulo money market funds seek to pesawint vitae of vow
investment a SI CO per shies it 6 cowl* to lose money by inhaling in these I urdS
TOY Norse:fed KIM lot.1 ct al seneued dudenes Odds we inctud• any cx.h Outgo& unreal:. thy°awl (ta)gam Of be is the Ofteem.) between 1M curent slue and the cost bags awlwool:1
be for the oxposes of Cotennring hidng penal% or cost bash I he shares )Cu remitted', lirrt you generity to your !ma ga n cc iccs if the security was seri on this die. The unmoved 024 Warns may
mount ChglendS te<Ornt a Separate I& IN needle be alosted tor return ci Gael parents in odor to (tete Krone tne rested Gan or loss for tar
Co:, luso 6 the tots purchase cost of the smite, rglucing lemreited circterct The cost bast: may teD0q1A9PorProses
need to be aiintedfcr MUM d Gupta oarrefes in on*, to Octangle the gattlOWdeo0 ban for tat Imes:meet tun is the current value mnus ire irritant you ingested I does r,t Include shores trot are not
rev" POPOSti reflected on your Ottenifa. inchingshores that nee been lee/hied as re her ocean a a low 1850 des
not intim* caul clocrends that were not Unrested
Purchase
Iturrber Average trice Client Cost Prxe per store Vise on Unasked investment addho
Hcichk) d snares Deg State (I) investment (S) Oasis (S) on tun 29 IS) Jun 29(5) eon or loss (5) return IS) PernO
WS FINE RESERVES
FUND
753,698 040 • • .This information was Lnauailablegi • 10000 753,698.04
FA; S l a. r7frirenr 168%
Your total assets
Percereaaect Coss (throated Unreal red
vita on iso 20 (5) your scant bra: ($) arrua income (SI 'price Ion (4)
Cosh alternatives • Money market funds 753,690.04 106.00% 14.170.00
Total $753.690.04 100.00% $14,170.00
• Mining cost boos inicrnaticr
Page S of 6
SONY_GM_00324907
EFTA_00197772
EFTA01307038
Account name: GEFSLANE MAXWELL Your Financial Advisor:
Resource Management Account
tvkaUBS lone 2018
friendly account name-Ind CashiSanng
Account number.
SCOTT STACKMAPILNIE CASRIEL
Account activity this month
Da! AChity DeldtpttOn amount (I)
Dividend and i stunt income
Toxablednedends lw 29 Doodencl 085 PRIME RESERVES FUND 1,16942
SYMBOL UPRXX
Total taxable dividends 61.16942
Total dividend and interest income $1.169.42
Cfe rploOn Arnounl
Other funds debited AA I Transfer 10 -2,675.42
ho 29 Transfer TO -1.500.00
Total other funds debited -14.17542
Investmerrt transactions
tot mote information about lit Prod wain sitorin for minded wu fries. see woman: oforrearoe abed
year ItHeOrenf at the end ol Ito rammed
OnXe*CS CCM funC6
Inwftentni wttaannio ACOWO
Date Panay Demotion °vaulty vat/eta/ Puce (1) CansaCliCed(S) inrtOMenit I>Occtil (S) tNeel (S)
Jun I 5dd IRS PRIME RESERVES FUND -0.420
SYNSOL: IARxx
tun I Sad MS PRIME RESERVES FUND -2,675.000 2.67542
WM301. WRXX
tun 29 knts -Went UEIS PRIME RESERVES FUND DIVIDEND 0.420 .042
REINVESTED At 100 NAV ON 06/2918
916430L UPRXX
Jun 29 P4in Wttrneot LDS PRIME RESERVES FUND DIVIDEND 1,169 .1,16900
REINVESTED AT I 00 NAV ON 092918
SYMBOL 'sox
tun 29 Sold IRS PRIME RESERVES FUND -1,500.000 I $00 00
SYMBOL. VPRXX
Total 9417542 41,16942
Page 6 of
End of statement for aCCOLVII nurnbe
SDNY_GM_00324998
EFTA_00197773
EFTA01307039
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard accart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ IOlhal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to regulr non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red by lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (onralll CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fut) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen re conforn av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho 9FC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod Priandly nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten «tosis «UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke *arid On> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was Nedi. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the blotes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr totoplatt or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &sura koan-non' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet 5ed panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. at realest benet in te bit apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pbaso neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
(hoax se ol the foh:min intestnent cbjea ei
CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel <(alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNYGM_00324999
EFTA_00197774
EFTA01307040
Important information about your state urnt ((Orttletutd)
Lender) Mformation ~in and options a only tod ancestor OTC may be ins than ta pea shore **mated
detailed infamaton en the Fen's lendro indices waxers. .ertoed
aue crowded it the attars statement
tee send, «mutt althatee of the mama
sanloamat or egoroae of the uto imam« watt
and decl0ans, rele. t0 1101.• Clene Bar c•-ishp - Len anneal traded work« met be priced legg a we ate*
Ageaven a Locate &Tremors and the Genital valuation midel a term, recent ace we • fterfriaed seorities Restnctodscarihn general/ - ~ice* to atenertastans rsavad from the
lene ard Corontne LES Batmen, «Credo Prances obtained and nay ta reflect an ackel mates pa* re ma orrasty teglate la pub k sit UBS Entry MI parches. am, sale of theitShirm labs, we ada
~ledk oAranentt and Chxkoves at a edle Sereret uteri the matte price ol IM umagneed Oak al sat iecti.e an and-bawd revene Own)
C.rlinPosA~ may >Pp«. rudi a due and el re tale seta a an owed Wiwi* the parent Iran eardShres &flukes. as well as
will Saw in 'vice wee not ad:~ Pew are tesirced god for purport of rho Stetertierst only To ard'9la las, olds. development. term) and
Yew ~el enable to obtain sante for a nosier the mere that rest <led wafers are elobk kr sae ~on
You galement medtet usurers and other assets held - Deposes a rates~in~ it <wares tee yak-neared maybe sit/stank* less thane,* - Our efflux., alsoreceive trade) ~waken rid
n the acard ei the end of the statement prod You ate than US tars re reelected st the eechanae elTeAed valve roan weer amp...may:4 from ~bail, f erde and owners*
may rA lor de1wry of full/ pad searaesserry Erne rate as ei the slaloming date <omens MP,* proallli we darktd•
You ~et wane ~net used es loa osteral alver - R« ratan watts vades nrretaxtrering • Eel. Eeet.~ insane. owner* yield. and rate. - Yee wane an ~calla* from SS Bra LISA ad
wyng an/ balance Are at them Ary tonnes denceinanan, Drn rd ~ay (lace value> may An eginneol •-nrd «art is based on current LES AG Start~ &rend se te 125 pa xcarn
~reed to ter ern dreg the steamed pamd are haw been /Bushed to faeltate atom valuator. &and and intend rain awn.) the warms wit sweetang to the banks aide the LOBS Ban/ Smal
laid a, market value as of the end of the statmum To <tern <aunt quotations, hem malt*. amid be held la one yea kont statement dale ce trill horn
penal Year m anual Adana many its num.e mi en‘r a gale" agony
• Can Leme It damming the eon bast of tee and contrurd truar*
want ana not guaranteed Attivity
~lee included n M cerement *hen M[Ø • Private investments and strut:0~ preadult. - Estimated name tid current yield la kformation regadn; <animism:et and echo chars
wit the narter '1. ' LES matul Senses hareledd ?mate 'enrolment secants (extelny deed <elan ewes d stashes could include velar. ol neared it correction MN W en.o.ecn of trades,
on edommeren cbtaned bong soutes oter thin LOS Genitor at aeon ard real tore armareal trust ambit a capital gene n watch caw the vel inducing co0a, trinsaban has been included on
;anal Sens" emludng nkonflean Iran anode< save« ard stnxbrederodacts re 'merely leghlr n lend WW1 yel0) world be astedattd anternebore previcOrfurriched to you, and ell be
lama eke you mar have fronded to yea manual dØ. Certanctruccumdproclocis hew no been - &Mend nod imam Indoared yield and the Fronded to r", vino/ en 'nag
Mawr. The fern donna ndeperdwitly venly registered nth the SeaSe OS and Cargo actual recent and nield be beer a Were
Teflon the eatery« vaiday of ry ertamaton Conmetbna ~Sr ry axe eacaihm tam We than the Wended snares Shen 'fling
~city taren otha than LIBS fNNW Se~cee aonde esteemed vakes fa angle nitert - An manna ol rnsaf red income klandend ander- ,tv reengaged n short afro a wanly. you may
addict although LIM f rumor, Semen genera warm ard ~red pcokrns la rdarnatenal rmend)deded ty <sent ~et not a dwge ON to «elan tarrown)Costs la that
~es or n retorreCe the hen NeDOM orry A«uracy trot guaranteed vaserawat? balm* it brad tie
on Me Lan dindand NYI-KvIr wort,
dots 4.31 crow* any entrances that the usntalCia - These wart trey dale silotentially Iron pa tes 4 as ~at want made by tsar and
untie '<Oil heart' and 'Uneaked re any, at »id) active. ~anent seesityce assume. wastreV~ts ml be hid fa~ Open orders
antre as ol tre date ca the Bremen. As aBh. structured product nter be barite a load and do yea ran stal~t die or untilmalady. 11.9 0,1ing open a 'Toed rue
please do not tel on Pk riormatonlo make riot nettvy minx« the van worm/waist Accary (renuei yield re not streatleed sate ma evadedbythe sat stamen.
een.date
date, open buy and
primer .a sale tater,, purposes a tarn Save:Wren. sel new ceders re reduce:Iby Me amour' of chickeds
~meAccounts Oa-dared tote Inn may - Thea party ennur<N vat,' roar a ~an • Asseta net held by UK Financial Saviors Chan or riTms on an et dnidetis cr n.r9mtt dale unless
rats garhass Hamtatar only for te prod of date rot are suppaid so Lin matul Senses on a assets rer not held by the f em ard wt warm the emlnAti4I ~se by you You We reipambe
une they re WI at ref" More heloncal enter bast by an weeper-dam vattion tern hire's possess:an« coned These assets re adm al a ire ~mad da tops false to cancel
ntanmattn can be added by loa feart Adesog - general wow a sponsor mints., wham dcpbyed on yew gatemen for attempts:ma ~song <Ben ceders
• tallte Tainalleme 11~ data is addable. a ary, rev-coved to fiefern ro tne stuer. papaws key. Bacons and 4a-on pr senaoci ant
eg arercedgismiknws cakulabadece g narl Prow a seOnior and may be fakutated provided by Me Mon) tern UBS Tetapere. Want To
rdindar wary blt Dunned*n dBa foe basedal dalsent nIcan• mn If cm Thal used by not regattae leies edennatat red does not Too:plane <0W Of OS (VW< (lent Petry Na ce.
nitheikart her a ill« net MI letleCirentaft" lewd panes to Arne Per egmered waits guarantee its >mew/. Ihne assets an rol pmteeted Ideate called yea intendMusa et os wettest
&Writ entecr security reoreinzaeirs neat - You can obtain adStaul ramvtat repo:leg SPCA the Peens laOplentental SPC covera)!
by SIC 31 remn, mwd vånt
Dividend awl other tennis:~ lots spune • me hodology wed to doccm•ne 'needy«. of - Les enereial Scenery is not a hark The ft Lune»
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~stadia, The 'err:edge' warm laments Ow basis Sr then:matt by <anon; sea f varta - In raion to correnitions a sales and 12b.1 fees af owls vANKII Fonda nays to baring savors and
creanal transmute trade dale Urea mend n canal on with the dental on Of ~LW geodettIhrorparanarneres wintered bentt
• Cable meeurities Bonds ard sited stock Mat - lhed party strafed yam maybe reflected at finds lone clients we ~fa as Jliiiffit receive and marthrckeorty benlur peonies access to
lan 1152~ <Ilk for way 'Stetson wa be setwted priced' in soma, muttons' seen at reVerla 1.1,• , g1 payntrtis Iran CliSeritislcn ender ',stance and amtry pod" issued ty rraplaed
~ally by lot tram rang ad .4O.8a,“ a IN« edependert vela on Inn hn ret supobed a o adneen of the ma ual Leek Maine all These ~dourly te ante «moaners lercoBtrourame
Muir held n Our Men/ or ',none.» name fa at unable to wean a vale, when we become ne amoral are based on two deferent(1Ø1 Cl army Ntodunes of fen ttd
mity Sarkes
dings Cal brae metalem is cbtankl Item tad that &material nett has mutedshe me call a Me gran a saks by LES a s pantela MAUI - Segment, neorace.ard nt prod"
panes and 41 xorayn n01 arrette pan can breed* wowed vale nd questeon, «sann a fund latry l* our cli4nt4. and Ga the anot rated a - NM IDK eased • No bra game-are May lose value
leases rnye tel sheet cculd deal yield, complete value woad be tag* SpiCulatn• chi to the nila» pilraa m1/11•Blkad lame/10'0m held al Br - SMA anon Meragent Accost Burnett
rikemagonvol be worded a:own-quest ol the >aunty fem kneel Meant BSA, PAU and Mends:ma Amine
• Ceturcatea of &posh (0)s). Cos as MK 'tared Yawnnet« an maw, general preset or awns« - We ordosal lire also rect... mewed:No and Maria men ~Are are mytered we". maten
apto 1250,000 n appal and roved man pa nunaled wt me a thedparty nefteete vats ants pransma n gander«. la kinder LIbt Financial Services ert.
depose« and per deposecey ~Mon re accacbme sodded. the eat* a ihe *oat , wilt. 4~ 444 aanaeenent sauces tut se soma to the august lards - VISA it •figICWai »Sava owned by lia
wet, POI< min Ø es pudvse pm* lees grata/1y re pad from riscitcre annan bwnscrS brace Assts.:as and used rada
• teamed hKadyleyed la wales and other -'Dent« an to date may «lode ruram of the ~sal hand ant a a herddollar mmete bawd lame The WS Visa crede cards ard the LES Vita
acdrls fli>, be hver of knot that the pane du( capital, exam or bath at Me rover ol riefOutel N. bitliefirleller debt catch need by Ltd Bent. USA well
you would actualB wane n the ~km fern re -'Øen unit see reptexnb the and dinghy h011ny ~WI liseh that he'd limey per/ninon born Visa USA. orpaaled Alan
<blared from wean Led Partranes which nr pee pee gra and may mg relied your can base. - In addai:n to commits:am mated it ornhlion tradonats, reg mend tra:krnrks. same mares ard
brew to be reliable but no do not guaramte Wl ▪ Ott and armed KW laurelss se rot Weeded • *Oh the sat re arbution of entry «germ's ard nordfredante midi re of WK net:earn
aftleafy ~awl onset waharige and are gotraW att enrolment Irv* ;rib toot. clans, we ardor companies
Awed and even d they can be sold the ace Welt* racer run.* neuters (eentenseSer
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SDNY_GM_00325000
EFTA_00 197775
EFTA01307041
WETS Financial Seneces tic
UBS
Private Wealth Management
299 Park Avenue
26th Floor
Resource Management Account
New York NY 10171-0002 May 2018
CNP7c0s6936640518 x4 vi 0
H
Friendly account name: Ind CasIvSaving
Account number.
Your Maancial Advisor.
SCOTT STACKMANINLECASRIEL
Phone
Questions about your statement?
Call your Financial Advisor or the Value of your account
RMA Resourceline at 800-onak- 1000, on Acta 30 (1) on May 3! (1)
a«ount 029023575
Your assets 774,600 36 756,704 04
Msit our website: Your liabilities 0.00 000
www. ybscorrifnanoalsennces
Value of your account $774400.36 $756.704.04
Items for your attention
. Our office at 299 Park Ave, 25th floor
will be moving to the 26th floor on May
16th Our Branch phone number:and
your account numbers will remain the Sources of your account growth
same
Tracking the value of your account during 2015
Value of put t cctunt
Thousands atyoz end 2017 1817374 86
Net deposits and
a IA4.7 wt.:Ira/vats 465.02668
Your imestwent return:
A2069
Dividend and
interest income 45.15586
Change in
`a 6 Tla6 7%7 market value 5000
Value of your amount
on May 31. 201$ MAMA*
Dec 2014 Dee i015 Dee kid Dee kid Apr 70t8 May 2018
Member SIPC Page 1 of 6
SDNY_GM00325001
EFIA_00 97776
EFTA01307042
Resource Management Account Account name: GMSLAME MAXWELL Your Finamlal Advisor:
UBS May 20t8
Friendly account name*
Account number
ng SCOTT T K Y A I
Your account balance sheet
Summary of your assets
v.-Aeon Percentage of
May31 your acatint
A Cash and money balances 000 0.00% Your current asset allocation
B Cash alternatives 756,704 04 100.00%
C Equities 000 0.00%
D Fixed income 000 0.00%
E Non-traditional 000 0.00%
F Commodities 0.03 0.00%
000 000%
Total assets $756,704.04 100.00%
a
Value of your account 8756,704.04
Eye on the markets
Penteritage change
kidex May 2018 'nal to claw
S&P 500 2.41% 2.02%
Russell 3000 2.82% 2.55%
MSCI - Europe, Australia & Far East -2.11% -1.19%
Barclays Capital V.S. Aggregate Bond Index 0.71% -1.50%
Interest rates on May 31, 2018
3-month Treasury bills: 1 91%
One-month LIBOR: 2.00%
Pogo 2 64 6
SDNY_GM_00325002
EFTA_00197777
EFTA01307043
Resource Management Account Account name: GHSLAINE MAXWELL Veer fieaecial Advisor:
Friendly account name-Ind CashtSawng SCOTT STACK ~LYLE CASRIEL
*UBS May 2018 Account number.
Change in the value of your account Cash activity summary
May 2018 131 Year to date (S) See Arrourd aany toa monthIce detah &Yancey in your Sweep Op= re ,ndudtd in the cower° and
cluing barro yf ste FOK 'mummy ;plan tocap:Km at ues Sri USA and al banks palripalIng in the
UBS fqC Wore" Deposit keg o. h does not Dory to deposes al UBS A4, Ramrods &etch a bap
Opening account value $774,600.36 $817,574.86 ckpositsplacedthrotigh the UBS Internattina 0eØ ...anent prOVall. SWC protectet applies 10 money
nyhet :weep fender:kings bri not roans deporiu. Bee oportant totIormabon about your aatementcn the
Withdrawals and fees, NO pØa tros document fot deals
nording investments transferred
out •19,049.45 -66,026.68 May 2018 (1) Year to dale (I)
Dividend and interest income 1,153 13 5,155 86 Opening balances $0.00 60.00
dosing account value $756,704.04 6756,704.04 Additions
Dividend and interest nome 1,153 13 5,155 86
Dividend and interest income earned proceeds from nvesinient transattions 19,049.45 66,026 68
Total additions $20,202.58 371,182.54
ro, PU COWS a tros flaement. laablny Cf Pretest aril Ondend income rim been *penned ftcm a US
tar uporeng eespeclive Based ,eon the redana Of the afaint WOO. ectount hce. or mom hoe, Subtractc,ns
'Cale interest anda el...andpayments may col be Want lo Unted Slam (US) ate, Puerto Rico (PR)
income tarn The client moniNy statement is rd Intended to be used end cannot be relied IØØ lac Other funds debited -19,049.45 -66,O266a
NIPZes C tenet shouba *net to the 4841Kable tra rePahng tomt they receive Flom UBS <Malay. sun as
the Forms 1099 at the Farm 480, fee tar rebating imamate* n is the przote or uBS to fie the Funds withdrawn for investments
applicable la, rep0lind toms with the US 'Nana Rtrenue Service ard PR Tteaury department and In bought -1,153.13 -5,155.86
such lame acosately clasPfy dvidenctandcr interest aster emery ot laced. income Pleat consul yew
inchalual tat preparm Total subtractions -520,202.58 -371,182.54
May 2018(31 Year to data (1)
dosing balances 50.00 $0.00
Taxable dividends 1,15313 5.155 86
Total current year 51,153.13 15,15526 Your investment objectives:
Total dividend & interest $1,153.13 $5,155.86 You hove r kntified the following investment *Wives for this account. If you have questions
about these obrectnes. disagree with them, or we, to change them. please contact your
financial Achrisot or Branch Manager. You On find a full desctiption of rite afternaove
investment ottectives in Important taomiation about your statement at the end of this
document
Year ratan objective:
Current income & capruI appreciation
Your risk profile:
Primary • Modetate
Investment eligibility consideration None selected
One 3 of 6
SDNY_GM_00325003
EFTA_00197778
EFTA01307044
Resource Management Account Aaount name: GHSLAINE MAXWELL Your Pimonde! Advisor:
*UBS May 2018
Mond& account name: Ind CaslY Saving
Account number:
SCOTT STACK MANLYLE CASPIEL
Your account instructions
• lout account cost base default closing method is AFO, hot In, rest Out.
Pogo 4 of 6
SDNY_GM_00325004
EFTA_00197779
EFTA01307045
Amount name: GHISLAINE MAXWELL Your Financial Advisor:
Resource Management Account
UPS Friendly account name' Ind CanISrang
Account number.
SCOTT STACK MANLYLE CASRIEL
Your assets
Sone once,. WKOTC andcurrenl valuta thtmen may te approrimale As a ressie gams and tosses mai not
te oculeely reflected See reporter., Aformetem Hootnowneterneitt a the end ol ths clowned for
more pnIcanarion
Cash alternatives
Money market funds
Matey ma let runt Sr emitter 'inured no guallineedto Int !OHM (*paid lintsirKe CaspOtaliOn or any Other gaaerarrynt ageMy IngitutiOnd pare and MilllutOlial Turkeys funds must flea I heti net ass ea ues MAW
per Mak mow neakst I/ I Mend a pm kg. SI COOG Gooreerem and road money made funds ma comenut totransact a a stable SI 03 net mei value Althoupo money Market Sundt Seek 10 rotten* the rimed )our
investrikni a i I.00 per share, ors posobk to lose money by mecum in toes tunic
TOW zonate led d the lotal ct al *merged dugongs Nacos rice inclucle any cz.h chromes it ic rota to thweared (tar) gam or be It Inc deference tolsveen the citron, %duo and the cost bags amdwouli
et for the purposes et Ceermreng halcIng prods or cog bast The sham you rennet eon tyre you gene:Sly be your ?ma gam or Ion II the stony vas sad on trot doe. The unit4incl nag) ganorlat may
omen dvdends become a smarate to Ise needq be alliSted for return of Gold parentsIn wrier to dete vane use rented gar or kos lot to
reporting purposes
Co:, Disc is the total purchase con of the seat*, miming rearrested dyckmt The cost bast: may
need to be ad tided fat return d cep td Paired% in on:b, to detenrale the adlulkd eon Mot for to fraregment fever) is the (went value minus ite arroyo you incested I does rot Include shares tall are not
Arab NI Pawn refleaeg on your stememera, inclmd no shares lfal haul been lealled 05 ea her a gam or a lag. 1810 des
not Ind erle cash ChidenCh lhat were net relmetlecl
Cunha* Dino
Norte Awoke Otte Chem Cat POCe Per Shaft WAN on UnrCaritrl InvegMent HCIC/Ita
Peking d shoes Der shoe (I) itorestMent (S) labi (I) on May 3I (I) May 31(5) On Orb% (S) return CS) penal
UBS PRIME RESERVES
FUND
756,704.040 •••This int:motion was rnatoIable••• 10000 756,704.04
FN St1,6,l1r•ment yyrl 80%
Your total assets
Po ceMaged Cost Estimated unreaind
Inoue on May 31 (S) your xotut bra:01 anrua 'arry (SI gams Iona)
Cash alternatives • Money market funds 736,704.04 100.00% 13,621.00
Total $756,704.00 100.00% $13,621.00
mining cost Was infarnfidal.
Page 5 of 6
SDNY_GM_00325005
EFTA_OOI 97780
EFTA01307046
Account name: GHSLAINE MAXWELL Your Pinandai Advisor:
UBS Resource Management Account
May 2018
Friendly account name, Ind CastiSanng
Account number.
SCOTT STACKMAPILYLE CAMEL
Account activity this month
We At-Thiry OeSCOptrOn AtnOunt (5)
Dividend and i flutist income
Twos* dividends May 31 Dvidend UPS PRIME RESERVES FUND 1,15313
SYMBOL UPRXX
Total taxable dividends $1.153.13
Total dividend and interest income $1.153.13
Der A: AA!, :An; tplw n Am3unl (i)
Other fends debited Nay I Transfer TO -8,70245
May 3 Transfer TO -10,00000
Mvy IS Withdrawal FEDERAL FUNDS COMTUMEWARY FED FUND WIRE TO Insurance Office of .347.00
Central AT FIFTH THIRD BANK
Total other funds debited 419.049.45
hwesbnent transactions
lot mat infcrinaion atom Ito pncri whir Moron for wrote secu ones. see omparunt informaron about
)00(StAremenq S he PAO Or NS elownent
Pioceeds Iron Alga
Inveltnnt AillwiriAril Icr Arrived
oat eativity Deicipbon Ouaniity vase (1) PAC, 0/ Hendren% (0 icTweilmAOIS Mold (5) InItr&A (S)
May 1 Sold IRS PRIME RESERVES FUND -0.450
SYMBOL UPRXX
May I Sold LeS PRIME RESERVES FUND -8,702.000 8.702 45
5Th4301: UPRXX
Maya Sold OBS PRIME RESERVES FUND .10P30.000 10,000 00
S0\4306 LPFUCK
May 15 Sere, (RS PRIME RESERVES FUND .347.000 34700
SYMBOL VIEUX
May 31 Reinvestment UPS PRIME RESERVES FUND DIVIDEND 0.130 .0 I3
REINVESTED AT I.00 NAV ON 0931118
SYMBOL: UPRXX
May 31 Reinvestment (RS PRIME RESERVES FUND DIVIDEND 1,153.000 .1,153.00
REINVESTED AT 100 NAV ON 05/3 618
SYM301. IJPRXX
Total $19.049.45 -$1,153.13
Page 6 of 6
End of statement for account number
SDNY_GM_00325006
EFTA_00I97781
EFTA01307047
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard acneart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to /*gula non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (omrally CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fu-a) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen retomen av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho WC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod hinndy nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten nosas a UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke DRI *arid One> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was heds. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the Agnes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr ecnipUnt< or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &s(nra kokanon' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet s11panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. t realest benet in te bet apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pban neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
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CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel &alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNY_GM_00325007
EFTA_00197782
EFTA01307048
Important information about your statement (COntalutd)
Lande, Mleavration ~dies and oplier(, or ondt cd p.u., fa OTC «ened nat ba lest nal ne pee *Ure erbibátOcl te nut, conYacts, "hoes d th* Ma",
ftl dttabd idamaten ar the Frm's Itednoreadkes ~tin nalat reCoded n the masse statement C"PanOK Or CIZO~ of CO itu invonmint lijnt
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mathk mAreements andOr kans at 0e val» Sames usa; the ~km poco d IN inwreef aak gleuf* insein. os ante-baset' revense ~aa
Fnv. , nnergarentritan~ CananCosdat ma>, ~er neb:44pm and ot Ine talg ~Man enputad wat* IC< Ilse ~eet Iran hardShres dn'tvicn. es wel as
ma showas va n.% not ragt." balen Inband slOdi fat puipoats of the Statenent or* To ftedn? for lednobw de...korrelt tranen and
rav sets Leidt* to obtsin a prise for a xonly Me mem Out rentoted loos dies are drab'. kr sak ~ron
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Rui int for de5.ayd altry pad partes x re time mate as d the stam« date «maat ~se raden we dalriarde
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wyng any bant* da en Mom Ani Waant denonnnatent pm ani array (late abt> may An esimne of snaai emnr is badmeunen, UBS AG StarrICed Penh fe se to 125 per >i<C0snl
tram/red to ?afren cla-ng th, fl emen" paves are huw hem »ured to fraaie racer vaktalen. dodend3nd nam, ratn, aasrag lno wurm< wil Isiesong So ikebana,. inde th+ 'S'S Bant 5eams
'acid at roem value x of the end oe :he name' To taan <urmt quota/ms, *dun avalist*. contact be hedla or* no hom Panne date or 'anti /mant
prol Pim 'eland AØ mam1s. animale n onV walm money
• Con bak h dammen 'beton barn ofte ral cortruedircent are not guarantead Ølly
wint« induPd n Pin game& ~ne rmlicatd • Private instraalt' and structirodpredutb. - Faiisated Mensa and cedent
indli teakla nformation regadig commissons and ether shags
wals IN ~daar 'I " 1.65 ormel Sems hanled rome ~ment tranes (nclodng deert <na tape of secteties nalle eraan of nareden ccenection Mn te e6(uon01 vod"
Fe nfonnahancbta.ned front ~Ces OM 'han UBS pnµu s's pogrom end nol emoe aanrent mto prikpil ce (tilal gans in war case thees! incknIng oali:ntransxbanfl‘n been •xlvded on
Francis'Sem" Mudno normabt keen anode< mate) and soixtuedfrocixts ace prmaly twatdc aan? (ratintel yel0)wcarld be C.<01.20. cartirmabom prevetnicfumched to you. ad wil N
aard Conan cauCtued gedaas ham nat been Prondel to ycv arlianas onngmn
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reartread wth Ilg Sean*: and Edhargo
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actual imane and neld nixfra be dece Arre(
thanthe estentedrsants Short zelling
raad ty ~ces tij UBSfninwl 5~44 ronde estenamd vaas fee ware ~man - An astma'. of rmakod nae matenand I >cv re .mgaraarl n short sering a wittly. voorn,/
addlen athough LOS rat d SIM*, generale routen and ~tred palunt la rematens inwon) daad ty *sant nut a &wo* &e to «dan borrown)Costs tor th«
madam Om rit:truien as n stored th* tm pØ ort5. A«teacy n nol amtantied vasineata po banco baad en thé kan decland polnalte stookt
don rot [rond any merries tin the nlarnalm - These vals" me/ dele stkotent^ Iran aces. ce naast madebid-. man and
unlier 'Cal bas* afd gailloss* any, at weid, a priem ~ment seosay ce ne
assunn "he ~Win/Maas,. nal De bed bi OIC Open orden
accurate 31 ol tedateoe suternere As axt; struitured~ nuf be Øft a leid and do Van id lie
er im [ doe or untImatnty. Énisandeng open a • gscd tesanteled* aders tm
taxa do not letem tin raamman» malie rot ..navy mem.« the raat yarnwe recent Acciacy ini ti veld se not ~sneed vim rol emiaed the Ornen date, open buy and
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~eAccounts botert tone fim ente - nied party onnut« ca vatas and a tartan • Mats not hield by U'S tnancal Strekt& Coma , or ars on na.d.Øa *nerts date uraan
MM gram Memmen only fa tewedce date rd ars suppied so tin 'circa' Sames on a rats ve not heb byte ne and is31 *abn the nsInand ~oei. boy"; YOu are rereznsb»
ihey se had at te fa More helorecal regeer bast by an nelnoendort valanon tem f mís possessir a <atol Tlwse mets re cedel Mat n ~Mei da to jaar lakte to ome
tdonnatm <nt. adledby yout ~dat Adie'', - mug, gaalpanne, ce sponsor eenadel neb" dispbpd on yos statsnot for Sormatonai "tong ziten ceders
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*genood tnearadouniketn cakulabrdke omwal Palm a peau ard orsay be cakulatrel proncladby lij titan han UBS Fellatie Same iS Privaeg
eidyebat starry Ms Tetra-erts. datala fond al "art nkennation kon Put veld by OOI (*Spaak fa th. Mammon and does not To obtan a .(01, OQCO wrat Oen' Irma:, Mooie*.
▪ of
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chnoes ander rily reorginzaelresenb. - Vou can obtan acbtaisintamatontegardna by SPC ce Me Fans itXplemental 5PC cover.? ron, etnnis~icnibiy
Oinknd and odia renen:treem Ion ad systematc te inelsOPCJOgy Lood to Oxinonotiso nataal ce - tin rnamial Sames is rol a brk MAA. karen
Poeha* km are ~h ~U'S to cliates re vake nl tij dale of te reennater dit a the • dienwasem *haring and sidkienal arrininiation Sonas Accoum BSA and latte are barn.
serspcl lol IN 'h date column present basis ace the ~moe by tomerg >ot/ f and - n adition to perriniiskois cn sales rd 12b1 feer Mossel and, wende aanris to bal, no aam ad
agruf irrianm bade date Atleter mened nconnalp wek te ~baton of ~hal pcdarts itecrar "namen wre. 'Mixed bint%
• U
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ails lor oraifecharvemon wil ba wfreed 'bb' rad' il linaal miniem ween reven» rang pairnents han cactribldOn indoe hunne and annunycoadsts itivadty
trial" by lol ran al terantres d Maa tapend.« va«. hm hus not supoled e adoreer tro trawl firds rat we all lhno tedparty nuance ampanin ~In "vuilte
▪ held n Out rum or n norm» nauw fce ar truble to nap asma. ~we twone mee mam re bas*d en ten Maart ~mans (a party stbadsárin of tBS Chartaal Senkes tm.
dras Cal Is ilk/o Mensa, n cbtaad kom Bed pre a ~eist e d has portod fut mytel te amant of sas by URS d a náliKblå• MAM - twesnnwit enisaxe, nlrnuypØa
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karet mag e.ifi whidicold affect Ølene ral.* naad to hohk spaculatn• da to the nature - (MA textrce BAirucprrom Account kante
of Me money Pertma‘r "MMS kind faersYS tom held al te
Memiteetied be cecreded toon request fem Senicn Morse BS& nIA and nternatonaf Rem",
• 'a
CruiTscatas of ~ok (0)8 Ces re RK moed Min not« an OR" groei partner or spar - We eidar alf hate aa reueve maart:n ard Manspement Ai:ORn! are 'toastend leemte marks d
to 5250,000 n papa, and revel etaet enmaleri vak» ra a thediparty eitenated vals n Øs pressant ets n (*marron fa Parder LES tromp,' Smeet he
Poost« and per deaction ~sten n xcorebnce Provad. !he vake of thé *Cis PI welt. delen« arms nal ~ronde to the m.OM hards - vrA K a niksend Rackeruit <mud by Va
wet. OOK ras front ts pachtte pm* Bwq lees genualy re pad trom nestor raas n tornt ond Sawa knauw. ard raad knix
• Raabe Prots clisbeysid la mate, rel aha - 'Dekt« ms todm' nvv «Oude reken of te mxual hand afd ai a Ined dollar meten bard Icnte toLBSYRa«edecrdsrdtheLBSVita
proalmisse may be NO« or timer th*, the pnce nat capaal, ixcenea bath on ma ruft« es aCCOunit et Ni bickeibrkiier Ø ards are essuad by UBS Bant. USA web
ycv would Etui* meeat. te man Weefare - 'Oriunal ure fee ~nat te end *Menno MIN nuur tva of Ina lind lonkt pennissir kom Yea USA ex orpaated Al ether
tbianed luxe varroin Owd party satsmak Pee per vs/ and ~lid 'wadi yax tost base • In addti:n to<ommlsiasrec,ied erenhIion Pad:mats, natured trarnarks. savfe mots ard
bew.. to be 'A.W.. bi st do not guarewe ther ▪ ane praled rein n rog kleden a wiel the salt ce darbuton of "way «mats and raggend samenaks are of ton respedne
accoracy natorial mimes exedrige and are paraaf tne moireert hol ;rib torn do,. we aar Companees
ilkkai rieten l tete ar be solt the pm ca ritste recerut '<WVC *oma (apentrees
- We ~Or usete <bang Prke villen ba
Far 291711
die teer ol the bd and rk rites lor ined fem mint d the mamacompres ~wang Ut5 Fita~ Snit». int
SDNY_GM_00325008
EFTA_00197783
EFTA01307049
UBS Financial Senkes M.
Prfvate Wealth Management
SUBS 299 Park Avenue
25th Floor
Resource Management Account
New York NY 10171-0002 April 2018
0076056978610418 Yr 0
GHISLAINE MAXWELL i
Account name: GHI5LAINE MAXWELL
Friendly account name: ind CashiSaving
n
Account number
Your IS nenciel Advisor:
SCOTT STACKMANLYIICASRIEL
Phone
Questions about your
statMMnC?
Call sow Financial Advisor or the Value of your account
RMA ReSouKeUne at 800-FMO4 COO, on March 29 (SI on April 30 al
account 029023575
Your assets 785,975 73 774,600 36
Ifisitoor webs/te: Your liabilities 0.00 O00
WWW UncorriIruncialsarvices
Value of your account $785,975.73 $774,600.36
Items for your attention
. Help protect yourself horn haul and
review bank, credit card, and brokerage
statements regularly. Also. get your free
credit report actually from Sources of your account growth
wwwannuakreditreportccen
Tracking the value of your account during 2018
Vase of your acount
Thousands alsoz end 2017 1817.574 86
Net deposits ad
yettchavals -145.977 23
Your ritestwent return.
4.2049
[Wand and
interest non* 14002 73
Change in
991.4 8174 7860 774.6 mortal value S000
Vette of you acceust
Dec 7014 Dec 20t5 Dec kid Dec 20I 7 Ma2p18 NX 20Ift 441AFK 34 201$ $77460.36
Member SIPC Page 1 of S
SDNY_GM_00325009
EFTA_00197784
EFTA01307050
Resource Management Account Account name: "LA NE MAX'NELL Your ilmoricial Advisor:
*UBS April 2018
friendly account eametg
Account number
SCOTT STaCEMaNLYLE ChSPIEL
Your account balance sheet
Summary of your assets
valueon Percentage of
apol30(4) your accoesh
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 774,600.36 100.00%
C Equities GC° 0.00%
D Fixed income GOO 0.00%
E Non-traditional GOO 0.00%
F Commodities GOO 0.00%
G W 0.00%
Total assets $774,600.36 100.00%
B
Value of your account 4774,600.36
Eye on the markets
Percentage change
ndex Apil 2018 YOar to date
S&P 500 0.38% 438%
Russell 3000 0.38% 427%
MSCI - Europe, Australia & Far East 2.57% 0.94%
Barclays Capital V.S. Aggregate Bond Index -0.74% -2.19%
Interest rates on April 30, 2018
3-month Treasury bdIs: 1 83%
One-month LIBOR. 1.91%
Pogo 2 of 8
SDNY_GM_00325010
EFFA_00197785
EFTA01307051
T Resource Management Account Account name: GhISLMIE MAXWELL
Friendly account name-Ind CastiSawng
Your Howbeit/ Advisor:
SCOTT STACK MANLYLE CASRIEL
April 2018 Account numbest
Change in the value of your account Cash activity summary
April 2018 (SI Year to dale (i) tee Arrows anwiy monthlo• data Balances en your Sweep opna! re ~tided in Me opens° and
ciccirg Dalanen rave FDIC Inturanceapplan toclap:Acts LAYS Rant USA and at balks pal tipasing In the
UBS FDIC Wore:10.90W Pregamin. It does not åC01to ckposits al UBS AG, STaTilOASIBreACh a balk
Opening account value $785,975.73 $817,574.86 ckpositsPLXSITWOOQh the LABS Internationa DePORI ACCOent program. SIPCpre<Ktico applies to money
nykel :weep fund hcleings DA not tank deposits. See Important uØØ :tout your statement on the
Withdrawals and fees, last twopearsof thsgannen. for Betels
ncluding investments transferred
out -13,558.53 -46,977 23 April 2018(f/ Year to date (1)
Dividend and interest nome 2,18316 4.032 73 Opening balances $0.00 50.00
dosing account value $774,600.36 5774,600.36 Add/riot's
Dividend and interest ncome 2,183 16 4.0",7 73
Dividend and interest income earned Proceeds from nvestment transattions 13,558.53 - 23
Total additions $15,741.69 $50,979.96
lot pu CORI d IDS $11.tement. Iscabley O interest ard Osidencl interne h& been otiernsnro (ran a US
ta It1C0fing benpert.! Based oson the residence of the OCCOunt WOO. CCIOUrit la, or ptoxt type, Subtractions
'area i Merest anda cincknd payments mac col be stbjed lo United Sian (US) anda Puerto Rico (PR)
income tarn The (bent monthly steamer« is rd Intended to be used eV cannel De tiled t1 fa 'Sc Other funds debited -I3,55S53 -46,97723
wines Clefts shook, seer to the teacheeble dei rePOrling leme hey receive Sian UBS emu/Ir.Sigh as
the Forms 1099 at the Fan 4110, tor IA reporting imamate... it Il ow poohe ot uBS to tie the Funds withdrawn for investments
am:little IS mooning Isms with the us internal evenue Sensce at PR beasury Department, asicl bought -2,183.16 -4,002.73
such fermi sosalely clasRty dwdencts Broa interest alla, exemµ Or tamable ncornt Please cOrttll ytkii
ndmdual lac papaw Total subtractions -$15,741.69 -550,979.96
AO 2018 (SI Year to date (I)
dosing balances 50.00 50.00
Taxable divid.nds 2,183 16 4,002 73
Total current year 52,183.16 $4,002.73
Your investment objectives:
Total dividend & interest 52,183.16 54,002.73 You hove rknlified the following investment otsectives for thisaccount If you have questions
about these obiectives. disagree %nth them, or wish to change them. please contact your
Financial Advisor or Branch Manager. YOU can find a full desaiptrm of the alternative
investment objectives in Important snlomiatron about your statement at the end of this
document
Your cetera obleetive:
Current income & Capital appreciation
Your dsk profile:
Primary. ~elate
Investment eligibility consideration None st4aled
Page 3 of S
SDNY_GM_00325011
EFTA_GO 197786
EFTA01307052
SUBS Resource Management Account
April 2018
Account name: GEKSLAISE MAXWELL
friendly account narne• Ind CaskSaving
Account number.
Your rioanclai Advisor:
SCOTT STACK M AMLYLE CASPIEL
Your account instructions
• Your account cost baits default closing method is AfO, Fest In, rest Out.
Pogo 4 of 8
SDNY_GM_00325012
EFFA_00197787
EFTA01307053
Resource Management Account Account name: GHSLAWE MAXWELL Your Rwanda Advisor:
Friendly account name:Ind Cash/Saving
*UBS April 2018 Account number.
SCOTT STACK MAPILYLE CASRIEL
Your assets
Some pries, rxmle and wren) raves shown may be ~note Mau-Ult. ttans and;Owes any nol
be «mutely reflected See import.« oformafrog about sour Sawn« a the end Athos «come« fox
mere information
Cash alternatives
Money market funds
hen? mew funds se otther insured rot gostranteed by the redrua Deposit insisexe cupoLmion or an; other 9:nen7MIll aSerXY Ind/010nd pare .04 OW uhOnal munkpd ronds must Oor deli net and ',Bun NAY)
per share too» naent It I Can of a cent (eg. SI CO= Gown:~ and reial crone, made: funds van conlinut lottansat X a stable 1703 net awn value isitnouds money market funds seek to peen tn. valued your
investment al 11.00 per 'hate. It s cosublr tobt money by inning in these luidt
ro:s1fomented n t» tata ct ál amts.-am dudenets n don rice include any czh dodend. nis rd ate dnmanceddar)gamor be is the att.:piano tneween the cisrem muo and the cost bags awl~
lot for the purposes of odemming «Megla:not or cost basis Is mates you remw each ome you sienetily be your gance haz if the secunty was sad on this age. The unnamed (tat) danceIca may
reimeSt Cht0endf Decent a tosate la. ICI nteCIto be advsted for felon of (Feta parents' cricks to detemene ene realized gaf or Oss foe tat
bnc n the total poems/ <on of the:ens" miming tee-netted circternt The con baai: may (upends(' Cdrp3Set
need to be a:tintedfor return e/ coma patn-eret in orcbc to detemmw the aditnX0 can bass for tat ItrtegMerit t«Vert is the <stem value sinus the amount sat 'netted r does not 'nook matt thy' ate rol
nalutil Dawes reflected on rout detests, inducing shares that nare teen maize(' as «he: boon a alas. it MO «es
not indude case dedends that %sere not ~nested
PurChalie PK«
mote are(age once Odin Cog voce per snare Value on I./Welke(' InbeSbrent HdOnZI
Nacho asroes per that, nl in.eStrnent (S) brit US on Api 30 ID Apr 30 ($) cyan or loss return CS) PenOÓ
UBS PRIME RESERVES
FUND
774,600 360 • • •This information was Lewadable••• 10000 774,660 36
Fa; t35.56C•r•nrt HS I 75%
Your total assets
Percentage/ Cost Mauled U~Sind
Vane on Apt 30 (5) your account that 01 arras income (S) ganse lon14/
Casa altensabves • Moon market funds 774,600.36 100.00% 13,55640
Total 5770,600.36 100.00% $13,556.00
• Finsirr; (Ott bail Jolt:maim.
Page 5 of 8
SDNY_GM_00325013
EFTA_00197788
EFTA01307054
Resource Management Account Account name: GHSLAINE MAXWELL Your Pinaadai Advisor:
*UBS April 2018
friendly account name: Ind CastiSanng
Account number:
SCOTT STACKMAIILYLE CASRIEL
Account activity this month
use Ankle,/ Cesroption Amount (1)
Dividend and i stunt income
Two.* dividends Apr 2 Dvidend U85 PRIME RESERVES FUND AS OF 032918 1,064.90
SYMBOL UPRXX
Apr 30 Esvidend UBS PRIME RESERVES FUND 1.11826
SYMBOL UPRXX
Total taxable dividends $2.183.16
Total dividend and interest income $2.183.16
Di. A( billy Oesc opson Amounl (I)
Other feeds debited Apr ? Transfer TO -8,558.53
Apr 19 Transfer TO -5.00000
Total other funds debited .613.558.53
Investment transactions
foil • r te value shoein lot restmled WuMies. see Imp:Want nlotroaroa about
ix totem
Platta Iran funds
inveftmeril ntdrannfa Accrued
DS< •s:tiSty De--option Oulniey vnue (e) Puce (S) tranwiced (5) mnsesiments taxpl (S) userea (5)
AM 2 Revnestinent IFS PRIME RESERVES FUND OMOEND 0.900 -090
REINVESTED AT I OD NAv ON 03/2918 AS OF
032918
SYM301.., UPRXX
Apr 2 Sad LOS PRIME RESERVES FUND -0.530
SYMBOL: Mr<
Apr 2 Ron vestment U8 S PRIME RESERVES FUND DIVIDEND 1,064000 • 1,064 00
REINVESTED AT I.00 NAV ON 03/2918 AS OF
092918
SYN1304. VPR)0(
Apr 2 SA IMS PRIME RESERVES RIND - 8,558.000 8 558 53
SYMBOL: INF=
Apr 19 Sold LOS PRIME RESERVES FUND -5,000.000 5.00000
SYM3OL UPRXX
Apr 30 Ran‘esunent LOS PRIME RESERVES FUND DIVIDEND 0.260 -026
FEINVESTED AT I.00 NAV ON 04/3018
SYMBOL UPRX<
conunued nekt Dale
Par 6 of 8
SDNY_GM_00325014
EFFA_00197789
EFTA01307055
SUBS Resource Management Account
April 2018
Account name: GHSLAIIE MAXWELL
Friendly account name-Ind CasiiStrong
Account number.
Your Amanda! Advisor:
SCOTT STACKMANLYLE CASRIEL
Account activity this month (Continued/
Immanent transacdons (continued)
Recce.% Pan Sum%
Investment RePtram, Icr ACCIWCI
pas Acitiety Demotion 0umitty vtior(S) PIO (1) oansaciicen (I) ifirellrrotatt 00411(I) mitre, (S)
Apr 30 Reinvestment UBS PRIME RESERVES FUND DMCEND 1.118.000 .I.11/300
REINVESTED AT 100 NAV ON OS 3018
SilVEIOI.. VFW(
Total 513,556.53 42,183.16
Page 7 of 8
SDNY_GM_00325015
EFTA_00197790
EFTA01307056
SUBS
Your notes
Pogo 9 of 8
End of statement tot accoult number
SDNY_GM_00325016
EFTA_00197791
EFTA01307057
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ cn ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard acneart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to M.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to /*gula non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «con!
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (omrally CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fu-a) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen retomen av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho WC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod hinndy nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skal on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten nosas a UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke DRI *arid One> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was Mads. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the Agnes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr ecnipUnt< or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn laaicao.palnent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &s(nra kokanon' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet s11panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. t realest benet in te bet apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pban neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
(hoax se ol the foh:min intestnent cbjea ei
CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel &alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNYGM_00325017
EFTA 00197792
EFTA01307058
Important information about your statement (CORtelutd)
Late, idemeation ~es and ophcen «only 04 p.a.: la OTC recened may be less than the per two **mated Pe scut, <watt, affiliates of the massif
detailed infarnaten on the Fm's Isidro practices "rtes. »ut crowded n the accost statement «maw.. « soomas of CO an investment situ
and dodoes" refer to you Clare adalcachp - Lew wisely traded seotaes myrda priced tea) a we ascrixta
Aonerrat a Accani &Tremors ard the Genera valuators model a tie~ earl free we • Rerfrided ~skin Restricted scares general/ naddlis to ornmssars rased from the
lane ard Cordkons LES Åatrnenl of Cad« Princes Waned and may noe reflect as nal marks pent • ra arreabr ebgbte la pia k We. 'As ~chi faschise ard sale of bkitSaunes labs, we anda
evalible inAgeemeahm ancl0akries a vats Street uses Ilse mates price d the istemme sØ MM.* receive el anal-O.yd leversve ~ay
taw Akermareara(aaceta - Cations:44am may flaw *eta& a axe rid of ste tane a fa Weald Woe ler le pare* Iran etishses daaiticn. as wet as
will tow in 'price was not fraitatik" Bwe are smutted oak for papa», of the Statene» ond TO lade+) lor ledmokiw de~rent. tracing and
Yew Sete whit to obtain a price fora swig. te entert that reylacted Jewell° me eli*Ie kr sak *deans
You sateen tansies inuntes sd other assets WI - Deposes a sea/S*16~4W n <writes te vale maned May be setelentifly ess than the - Our alllivfes also receive trading ~waken and
nine ac al the eid of the slate!~ perod You ohs than US dais are realm-ad at the etchanoe war.Aed value shown fl ee cceeptetaton Pan Muesli !Lan and reurerc•
my xl for deS•erry d tub/ paid scants s stry slet rate as cf the slaking& date «spares drew products ea date*
You've, went sweet used at los collateral attar - f« mean was radig es risccdoming • ES (satisswees. income. tunn Helt andante - Wo recse an mu), kaftan LES BSc USA and
payel any balance Ale on them Ary wont denceinsw pia rd quart" (lace was> may An ennuis of and isanis bawd oncurrent uBS AG Stamford &stria te to $25 per same
~sod to te ern sing the Ilstersen picod se tua been adjusted to faoksae fesper valuator. driklad and area rates, awls) the warts< wil sweion( so Mt banks~ t41Ø5 Brit Swint
laced at rude, value as of the endel :he stranent to clatananent quotations, when nitro, toners be heldla as yea kam %admen dale or oil Rogan's.
penal lata financial Ads« -loaned11.n Mende n on‘r a Tackle& saucy
• Coat baii• h claims.") the son base of tro rd income ans not guaranteed ACtivity
included n Ind statement *ewe ~aid • Privet* inveetintalIS and ranloated 9r0åa arawl name sid curse yield la kformation regadn; canninsat and ether chrgts
wan the Wafer '1 ' Feat,' Searea ea relied ?mate 'entstment warilits (nØ died <elan Wes seoatin could include ~ins ol neared n canedon tees tht eaCUtOrk Of bad«,
nformabascbta.ned front omeloter than LES Pantos is vegans ad real mute awestment to prexpal wild gar, n ^Inn letttest inducing cola, Isnaten hashes included on
Francel Samos. Midis) nkons4in Iran another saves) and 'Mandl:rode, are general, h•:$9 recant Want Mkt) sindree OWntelltd. cotrnabore prtvettArfumened to you. rot ven ke
Inn or /Es you may have fronded to yea linincel dkyid. Cartan cauctred~xis fuse not been - Esinaded read inane trai < nt yield If* postled to par wets0/ on 'nag
Maw. The Fern does nos ndependstly vedrya restwed wen the Sannes and Exchange actual axone and ptld is be brier a War
~antes the Ka-Leary« vandRy et fey damson Conmetbn«lNer try axe acmes I»4 We thin the elan/tadslants Sheet selling
1~4 by ~cot other than UBS nit< 41~14 aonde °steamed vaasn fa plate "adman - An *sienna al snaked recent Bliddend ardor you ea waged n that string a wady. pa. May
in addlon although LES rind Streat wet* »cans ar4 ~del pcducts l« rdarnalicrial 'wren) dedad by the contra mata not ad's)* 6» to «elan tonnes) osts fa /ha
modres M rikneue esnxne renved, the fem arOoses any &wary nnot ameanteed atria. n> balance band ones Ian decked Mala warily.
does na Gaon* any assaances that the niCanalcaa - These yaks,miry dale sd»tintidly lion prices 4 a ~at palms made by the sear and
We 'Coll bass* end • Urreaked (willow' any, a which a orient ~merit swity ssunn dw innsnrrIld~s Aril be bad kr Open orders
Knate as ol tare dated the summit As axh. atruttured product may be~ a sold and do Aen from te stal~ date or untilmalady. Pelves; open or •TaceSlalcanceled* «am ihal
please ¬ sed on tin riamatfion so make rat ,renvy racere te sae yea may meet Aeons, ortnuni ye.] re not assisted war sol <muted by the statement date, open buy and
fant»a ale classes,. kirks a/Ma a rgcts Squiltscei. ilpater, re ~edify, the snarl el detach
~notgt Accounts Oa-dewed tore Ins, may - Thea party menses a vaLe as annan • Mitte net held by UK Financial Services. Cats arga Carl er•dneldack cr ex firs date unless
relka samerem only fa te hefted
prod d date rd are suapaid so UBS 'nano' Sarvets on a assets re rot held by the F ne arid not with the imitated ~M. tyycv YOu we rereansbli Ice
Rea they are elet* at ref" More l ends bast by an nel~en »lution tern fne's ~ea Cr mad These assets se Gar; Oat Me teaUled de to~ false to cancel
tramway can da added by you ~el Admot - mus, genwalNess cr sponsor tossed wakes, depbyed on yew naturras for Somas:ad ~ono Coen Wen
• Ileinalelked gansikema When data is nobble, d ery. se "-coved tory femby the %W. papaws sly Patens and vain presenied se
epersrd isreSnalsianYksm oakulabadki raw elPella a puma and may b. <abiaTKI prondad by the Man) tar UBS insexua Stases is Privor
edycbat wary bis Tetra-salon data foe Wade Orr. ellten•1 PM Iran Out vied by not respanta. foe Ors enemata" anddoesnot To Warnm copy al ont Chem g anse
ee Apse.
a
ndecbal 'Wsmay may not rel commis% thrd panes to trene thee nanured waits Tasanlet dels scurry Rine ants an rid pedadt0 Plena coital yaw instial AA." a e w nets*.
&saes inia wanly reorosszatis *was. - You can obtain adStaul rice/nitwit/Tao:So by StaC or Mt FeeWsl~ntal SIC <overage a »we,
0infend ,lots other tenstrnere loll and systems< fb mehodolog. used todram...se the *wow of - LES raireer Seam, e rot aborts. The PAA, Clare»
[advse km se each ornbeed lob/PIN se vela niche dale of re ream,*en Oat n she . Rare» sharing and addkicsal sarTnetion Sonkas Attain BSA sd BHA ant bookers?
sassed lot Me • (rade date' totem stash the basis kr the «ornate by catkin; vas F nrcul - In addition to comets-assa salts sd 12b I fees sour« anich Fonda Kent le bring areas and
aTnal Wreaths bade dale Admor rased n conaltn nth t4 clartivton of snail paints IhroaSaranarneres wit. *Mated ban,.
• Cable motion Bo Bads ard adored stock Mat - mid prey sunned vas my be reflected as /ads fora dents en sera out atHease meet and Or« throllurty tents, and proodes access so
Its Huse for try ralieramon wca be selsted 'Not arced' in »anallessors was an mina. ins-Towne* Iran ~heron ardor mane and annoy pod" Issued ty vW alne
~Ling bylei Ira" anKeig at »omel d this ndependent valuation lessees MI suayaed a s adiecnot te ratual fads fn ne all These ~dos, rene companies taro* insurance
nsuo n our ruse or n norm» name Ice as unable to asps a vat& when we bean* awe masts se based is two deferent torrynnents (a many 9244~ of LBS ihancial Sen asst
dents Cal leave ~mac^ it obliged from lewd that a material rent has ccoseed tat ~calla Me sitte of sales by liBS otapanicbls sadel - lwasnest, ~and. ni ~ay prodxis
pales and as sassy:, not warneed 0thier can ~teased raLie nve casstest «sen a fail family lo ore dents. and 6J Me asset rated a - NM IDK awed • Ho bra gusartee. May lost vale
leases may eat enside could fdl«I >Wick complete value woad be iNglik sm.:Satre titt to jan Ante - RUA /Mara Minacaanym Accost, Buss
c4 the >aunty O.l<uty ~kw' kid lainteS snes had al le
slowness yid be waded upon request Inn Sanka Amami BSA, MIA and nternalonsi anon
• 'arrenn.of &pail(COD. Cos ate MK nosed Whennoel'« an knee, gonad partner et spas« - We atria if la also fanse maor,.Iq Yd Mansament AØare rreatered ,more rort ad
ix. to 12rS0,000 n raincoat and serval Serest per ...tined bobe ix< a thedparty ennote vibe antis pratssaq ken n coma al«. la bander 1ØS Financial Strata Inc
avosta and per *pastry natrtatan nacctrdante Vandal the tabs of the waif& wflbedflarent aaffiaremn sauces that tee crow.* lo de ~ail fads - 1,6A K • fegeWal lackalat owned by Yu
rah [DC rules. Inns es pala»ate Twq lees anersly re pad from ~toe ~fa n leansend Sens* Amara.inclined Leda
• Incedvalus Prices ckplayed la starts and otter - 'DeArbut man to date null «lode ration of it* maw iund and re alatd dolbr ~ate bawd ken? The IES Vsa credit cards and the LES Vita
~Is maybe nyve of lower than she or« the capital, ixant or bath ea CM rent« /4CO•rit ate taitatar-delitg debt tads X mum' by UBS Badl. USA well
yCv would linuallarKtva if* ~et Praten - '0npael una site' reptesais she add Wens heeling ~ail funds of Ma lad limey per/ninon kom Yew USA orpaaled Al other
«shined ran van:vs lewd party scats which we rant per grit end rep,not idled >ur ads bat. - » Seib:elto <owlets." maned es ornedion tad:mats, ragowed tra:kmaid. sane marks ard
lanes to be Matte, di at do not gusset rane ▪ DIP rid alined KITlocates se not Wed a a web the sae a darbution of stagy <wads and reanared sme marks se of sae nespechw
accuracy naborol wanes nothons, and are genera,' ad enrolment evil ads low clans, we ardor tonenorn
11a4 and mend they an be soli the as at Slade meet max* shave( coacensiers
- We gratal use Ix even( akt when~lisle or UM Fission. Sena. Inc Pee 201711
the tiesol the dad and ad. prices tor Snell fan ensol the ~nix. amps«~wane
SDNYGM_00325018
EFTA_00197793
EFTA01307059
UBSFinanoal Seneces ex
Prnete Wealth Management
*1_13S
299 Park AViffht.
25th Floor
Resource Management Account
New York NY 10171-0032 March 2018
CHP7cOSS821350318 xi VI 0
GHISLAINE MAXWELL
Account name: :1-II5LAINE MAXWELL
Friendly account nano: Ind CaSIY5aving
Account number:
Your hound./ Advisor:
SCOTT STACKMANLYLE CA SRIEL
Phone
Questions about your statement?
Call your Financial Advisor or the Value of your account
RMA ResourotUne at SCOAMA-ICCO, On February 28 (5/ On March 29 en
account 029023575
Your assets 792,359 25 785,975 73
1Asitottr websIte: Your liabilities 0.00 0.00
WWW Uncorrifruncialsemces
Value of your account S792.359.25 5785,975.73
Items for your attention
. Help protect yoursc4f from fraud and
resew bank, credit card. and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakredotreportccen
Tracking the value of your account dining 201$
Vase of )oaf orKCOUnt
I Thousands alyear end 2017 5317.574 86
Net deposits and
6.14.4 7
wthloanais -$33.41870
Your Inestrrent return:
A.2019
:Duodena and
interest ixorne 31.81957
Change on
991.4 9176 792A 986.0 marbet value 5000
Value of your mown
on NW 20, 30111 $NIS.075.73
Dec 20m Dec 2015 Dec 2016 Otc 2017 Feb ion, may 7018
Member Sift Page 1 of 6
SDNY_GM_00325019
EFTA 00197791
EFTA01307060
SUBS Resource Management Account
March 2018
Account name:
Friendly account name- , I
Account number.
Your linos:lei Adviser:
SCOTT STACK MANLYLE CASMEL
Your account balance sheet
Summary of your assets
Valueon Percentage of
March 21(1) your aCCOUrit
A Cash and money balances aC0 0.00% Your current asset allocation
B Cash alternatives 785,975.73 100.00%
C Equities aC0 0.00%
D Fi>ed income GC° 0.00%
E Non-traditional 000 0.00%
F Commodities 003 0.00%
G 000 000%
Total assets $785,975.73 100.00%
B
Value of your account $785,975.73
Eye on the markets
Percentage change
March 2018 Year to date
S&P 500 -2.54% -0.76%
Russell 3000 -2.01% -0.64%
MSCI - Europe, Australia & Far East -1.87% -1.58%
Barclays Capital V.S. Aggregate Bond Index G64% -1.46%
Interest rates on March 29, 2018
3-month Treasury bdIs: 1.63%
One-month 0BOFt. 1.88%
hoe 2 of 6
SDNY_GM_00325020
EFTA_00197795
EFTA01307061
Account name: GHSLAIIVE MAXWELL Your K node/ Advisor:
Resource Management Account
UBS Mardi 2018
Friendly account name.Ind Cast/Saving
Account number:
SCOTT STACK MAJULYLE CASRIEL
Change in the value of your account Cash activity summary
March 2018 (5) Year to date IS) See Account arm,* rna monthlu <Oak Darns in your Sweep Op= se tercludid in Me opting and
cluing mania rata FDIC IMUlanC04,02.1 tOttritt at *IBS Bag USA and at balks pal(paling in the
UBS FCIC insured Deposit Final). It does nu apcly 10 &KOWA, UBS AG, Pardons Branch 04 tank
Opening account value $792,359.25 $817,574.86 *dons platedthrough the UBSInternaiOna Deposit Account program. SWC ()MUM° copies to money
rorket sweep fund MIdngs PA not bank deposit. See Important kalormabon *bout yew statement on the
Withdrawals and fees, gig two pax, or old caognent for deals
ncknling investments transferred
out -6,38352 -3341870 March 2018 (5) Year to date (1)
Dividend and interest (come 0.00 1,81957 Opening balances $0.00 $0.00
dosing account value 5785,975.73 $785,975.73 Additions
Dividend and interest ncome 0.00 1,819 57
Dividend and interest income earned proceeds from (vestment transattions 6,383 52 33,418 70
Total additions 56,383.52 535,238.21
for puoosts at tins daenent. larabley of Interest and drama income ha been doennneo ram a US
la letsarb no pens/edam. Egged coon the residence of the <SCUM! Mittel OCCOunt la, a product taw, Subtractions
xene interest and°, civOndparnents mar not be 'bier* to Urded Stan (US) ceda PutrIO Pito(rit)
Worm ta es The there mamas gatemen is ea intended to be used ad cannot be relied taxa at la Other funds debited -6,383.52 -33,418 70
pvipaes Cleat should refer to the app Kale tM rePOrting (own they recelie rim UBS amuses. sigh a
the Forms 1099 sit the gams 480, tor la remetng infOnnalai h is the phAtirt ot UBS to Fl the Pi-nds withdrawn for investments
“Ii(atle 'Si reputing loons mh the US internal Revenue Seance mid PR lieaury ciesiadmeng and in bought 0.00 -1,819.57
such SUMS accurately dainty ctoderXt, ands interest a tar ere(µ or linage meant near consul yeur
ncledual lac prepares. Total ,subtractions 46,383.52 -$35,238.27
March 2018 (S) Year to dale IS)
dosing balances $0.00 $0.00
Taxable dividends 000 1,819 57
Total current year $0.00 11,819.57 Your investment objectives:
Total dividend & interest $0.00 31.819.57 You have identified the following investment &retires for this account. If you have plastrons
about these obiatats. disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager. YOu Can find a full desciiptcd of the alternative
investment ottatives in smportant infonnation about your statement at the end of this
dxument
Your roam objeadve:
Current income & capital appreciation
Your risk profile:
Primary. Moderate
Investment eligibility cOnPderation • None seeded
Page 3 of 6
SDNY_GM_00325021
EFT/\ _00197796
EFTA01307062
Resource Management Account Account name: Your Pi osociai Advisor:
UBS March 2018
friendly account name- , I
Account number:
SCOTT STOCKMAN:LYLE CASA'S!.
Your account instructions
• YOur aCcount cost basis default closing method is AK), Kest In, fret Out
Pogo d of 6
SDNY_GM_00325022
EFFA_00197797
EFTA01307063
Resource Management Account Account name: GliSLARIE MAXWELL Year Rwanda/ Advisor:
SUBS Friendly account name-Ind CasNSanng
Account number.
SCOTT STACK MAIVLYLE CA5RIEL
Your assets
Some prcc. Acme oncl C Vaal Mots shown nay be morintmolt Male:A poen oxl losses mar eel
be Emmafly reflected See krported infametecn about }our statement a the too of the &corners for
/Tn. DIcfmaticn
Cash alternatives
Money market funds
'Arty ma let funds at neither intoned ea taareteed by the teed Cadan Inturide COrpOiabOn or any Other gidernment bgeiray InilitutIOnd dare arc irntilutiOnal Munk pS lunch must flea thee; net aid yawl (NAY)
dr store loth. neatest I/ I Cdh d a cent 04, SI COM Goarrrnem and resat crow, made funds will continue to transact a a stable SI Oa net asses value Nihau/. =coy Market lunch Seek SO Iowan* the taut al rats
ineestrrent a SiCOoet Maces It et pOSSIok bobs, money by insetting in these fords
Total ranworted d Melo:ear of al ainvirded duds nds Odds we include any cash dud eds. II is rot a to flnmate4(tar)gamor tea it the catonend between the cured vaue and the con bags and would
lot for the purposes of cdenoreng tddng Fence or con bats The shafts )ou motive each lime you genes Sty be ycor wade ga n cc Icc if Ow taunts. was sdd on thit dace. The unntaued dad PonceIAA may
morn, dudendS Winne a sdande du lot. need lo be a:lusted for returnee c1 4M torrentsIn order to gee sane vie naiad gam of bas for tar
teoacting PapasrS
Cost Am is the tots purchase cost of the security, adding reinvested doniena The cost basis may
need to be ad mted for return d cats pagreres in order to deteonne the xljusZd cod bans for tat Investment aterli5 the (urgent sow mous ite %room yssi Olmsted I does rot Include Owes teal ate not
kroono outposts reflected on your sidenitra includ ng duvet that het been dialed a Mhet 6 gala a alas. 1850 doss
not toddle can astoenos that were not teiniested
evade Price
Manner serape once Client CoR voce ar Silide Value Cu Unreaded InstSbnent HCIOnd
liddnd ci pipes per shay (SS insieStrnent (S) ban (IS CO Ma 29 Mar 290/ On or loss fp 'dem MI pencil
MS PRIME RESERVES
FUND
785;375 730 • ••This inkamation was Letatailable•• • 10000 785,975.73
$i2,ogrir tisnii EssIS 5396
Your total assets
Percentage ct Cos: Estimated Unstained
Valie on Mar 70 your account baso 01 acrid income (SI nand lost (I)
Cash alternatives • Moan market funds 7/15,975.73 100.00% 12A18.00
Total 5785,975.73 100.00% $12,418.00
Misting cost basil intamition.
Page 5 of 6
SDNY_GM_00325023
EF1'A_00197798
EFTA01307064
Account name: GlISLAINE MAXWELL Voor Ilaaaded Advison
Resource Management Account
*UBS March 2018
fdendly account n acne. Incl Cash Saong
Account number.
SCOTT STACK MAALVEE CASPIEL
Account activity this month
The achnty detcriptians lor dnetrution transartions ind °deel in thll tecion provdtd ty the plan
aCmnslralor er Plan 'rustte. l)85Rnanoal Stn/tes Ire does cc< rnOnTendenny way or guerantte Int
accurani oe vahdry or rits inforrnarion
Dat ACIliAry Oesopton amore.' (S)
Odier funds delated mar Transfer TO 432647
Mar 20 Transfer TO -400 98
Nar 20 Transfer 10 - 1.656 07
Total other funds de beted -86.383.52
Investment transactio ns
rot rroe info/manco koot ite pncer!dut ~tin lor MIUKIttlMijhoes. Set smportanr »,(0/Mlf0t7 Soest
paor aaiend d the end of thora:eimam
Prater:h 1(011 fVndl
Investmtnt vorMrannIcr ACCI~
Dele Aan*/ OtlelptiOCI Ouanlry tratre(1) Pace (S) omgangen (t) invesinems beugel (S) enteren (S)
Mar I Sold VBS PRIME RESERVES FUND .0.470
SYM306 UPRXX
Mar t sold lAtS PRIME RESERVES FUND -4326.000 4326 47
SYM3OL URM
Mar 20 Sold VOS PRIME RESERVES FUND 4980
SYMPOL UPRM
Mar 20 Sold tA3S PRIME RESERVES FUND 4070
SYNCOL URM
Mar 20 Sckl QB S PRIME RESERVES FUND -400.000 400 98
5~4306 UPRM
Mar 20 Sold U3S PRIME RESERVES FUND 1,6S6.000 1,65607
SYMBOL: UPRM
Total $6.383.52
Page 6 of 6
End of statement for account number
SDNY_GM_00325024
EFTA_00197799
EFTA01307065
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard acneart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to /*gula non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (omrally CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fu-a) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen retomen av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho WC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod hinndy nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten nosas a UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke DRI *arid One> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was heds. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the Agnes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr ecnipUnt< or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &s(nra kokanon' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet s11panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. t realest benet in te bet apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pban neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
(hoax se ol the foh:min intestnent cbjea ei
CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel &alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNY_GM_00325025
EFTA_00197800
EFTA01307066
Important information about your statement (COOMBS)
Levin,Mfemeatien sea.roin and options a only lad ancestor OTC
detakd inearnahon on the ines Itridrg prank's teareha eeAned eV/ ha lest than the per share ~need
ats vended n the acca.rt statement
the arruty convects, Adams a the mama
arnPanen Or 4:0.-fart a Tha eta inalanant Vans
and daloons, rev to you Clore 1/144ato-shp - Less attn.* traded intim may be paced usrg a Ae dagnbute
Ageterrat a Account Arenas and the General valuation model a to atoll Wife RKe war • Reericeed saceritim Amended scarily, gentrale addlin tomemento:as wowed bon tin
Terms ref Con:limes LES St moment of Croat Prances abutted and may me reflect rend market woe re rot ostenbr eaglate la pub k Wo. UBSAroncial perdu* and Sale of hannharn ladts, we soda cos
&valet'? MATeerrnel andDuannes at a rats Sevin mei the mates prom d the treedrenedssale AA,* receive n es,entnned reverue >Krag
jay uhtenertfarTarffirAoThawn - CManPantnen may >Ppm wtµi a pate and of the sane issuer a al snouted aloe la the maw* Ism hantShrts dthbdon, as well al
env sow in 'vim was rot matt.' awe tee Invited oak for poem of tha statement onto To krdr9 tor technology 6rvekoment, airing ad
Yew meet. unable to obtain sprit for a most the robe,' that restcted sear Nies are elmblt kr sale earthen
rat pawner* dawn simile, and Othef *SOS held - Deposes a incites *nominated in tummies the eater mowed may be stbstantially Ins than the - Our elflanes also receive trading commotians and
in the roan, al the end of the statement prof You one than US *Ars '<relict-led at the enhance Muted valve linen fl oe cceveraatean Ironmaul 'ado ad nowarm
mat rat. to deSsoyd full/ paid steatites x thy Erne rate as d the statement date companies %arra product, we aariAal
You ramleant wasn't used as lothmend AM - fa ratan Walla; lading n vereconferring • Eel Ontwetak incense. cement yield. endMa - We rearm an annual lee from LOS Bre USA red
payng any balance ad on then Ary wastes denannatern, am rd quartay (lace Mut)may An sinneol Kant is based on natant MS AG Stafford Pena go to t75 pm access
Pandencd to teriin, arm the slatement peed at taw been /Mood to /arouse proper valuator. dreidend ad meta ram, mann the mounters wit sweepno to the 1:4013 ender the LOS Bank Sweep
Idol al rade wakee as of the end of the stawram To Mean <Lath quota/ ons, ern saute, contact be held fa or* yea ken statement date or tail trograns.
pored pus financed dolUsor mu, thrs *sande en‘r a gale*. rany
• Met teak In damming theme base ofd aid corectsro income re not guaranteed Activity
~dm inducted a the mums* *ewe nicaetd • Private inveStthentl and stosettred product. - (elated nog name and cement yield la Information regrdrq commissions and other chars
wed the knew '1.• LOS &taxis' Stoeckel has rekd ?mate investment secants (ntkAlrq &ea (elan ?yin's seoahies <odd include amain ol insisted in con-avian rah as eatoaon of trade:,
nformatethCbtaned horn wen ether than LOS Pthipahn program and real estate meanest trosi proceed or capital gam in wank cast the ell including With trantsebens has been included
Fromal Sevin. rikdrq rionnstion Iron ~he sautes) and %kitedmaxis at 'meant WO/ aaara Oad (WW1 yet10) would be mentated aroirmaboro prenmule framrod to you. and tell be
In or that you may have provided to yar finned 21µd. CertanetrurotedtrocloCIS hare not been - (slimed Sanaa name thiourea yield Arida* Prouder to you vontre/Y on sroag
Achnor. The Fern donnoi independently verify or raattileaa wen the Secure*: and Exchange thud imam to yield meta be Mee a hirer
'SIAN the marker:, witty d any e canaton Commas:nor under any no eacathee laws We absinthe x gloat soiling
pared by fOaCet art than IBS f 'weal Saneon. Aron t earnmed vaLet for angle nonAmant - An *sienna ol thuatred nrorne Eduard arm you are emted te short sang a wonky. you nay
addlen although LOS trurcol SIMMS genera secures and crultred palacts la nil:matinee tmetesi)daded by detoured mthet nor adapt do to <elan tarrowno Costs foe that
iidatet thes Mormon as esteemed the Inn Moors onV Accuracy *not guaranteed mamaawroa Dario or baud onthe Lan olvdend poleculw winter
don red won* any estuaries that the nlarnaltal - These vats,may dale sthstentally ban Mel. 4 aat nwest paynwnt made by the Kagan and
Late 'C011 Waal' end • Urteafrod gallon' ei any, at *Nth a private nwurnent moray a attunes lecuthew/depost be hell la re Open orders
accuse as ol the dated the gatemen. As ex h, structured product may be bovine a sold and do 'sr from the statement doe or until matey. Roaming open or 'good idicanteled* tram tin
pleat ¬ cal on tin rianuton to mike not naWarea• Manta! the wait am mar receive Accury erdortnuni yield are not suaranteni. were roi aotneedlay the meows. date, open buy and
parthase r ale soon, fa la purposes a camel Squelalicei. tel Pm ceders re reduced by alt real of chic/en:Is
othereerae. Accounts tro-teccred tore inn may - Thad parry manna of vain an& acetic, • Ames net hold by UBSIfinancial Serviorte. Cotton or rept on an nednidends or e.repis die unless
rolled garina Mammon only for to prod of date ad are avow so UBS tracul Samos on a assets re not held by the f era art rat oath.' the /minced ortevene tbrycy You are reuxenbe la
new the/ sighed at re inn More Waist repay basis by an netrothlort valabon tern NW, postssdna cresol These assets are ages that am eafilled ebe tops false to cancel
Mammon cant* added by you &ark el Admor - Chit, wealpanne a sponsor Pilanaea What deployed on pm Pawners for Sorrnatoral wrong con =len
• Unmated peins/keem Viten tuts nobble. d ay, are um/ad to teiim ty the afaf. pumws crly. Poston; and vales prevented are
eannthad itheated surdknee thr cakulabroSa genialPena* a befit, ad may be <ablated provided by the aw) len UBS Inancul S.M..% is Primo/
Myduat *nary bb me athactin data for based on Over. nIcenntnn Iran Out vwd not resproble to Ors Mammon and does not To Mean a copy of arm Chan vet NOM.
ndydal bsmsay or may not eel ledrownosiths. lewd panes to dene Per minded yaws guranare its accioxy.
sa these assets an rol weeded plena moat you Fathead Actvoct cc vet oa nano
daces ardor meaty (taw:dotalnenb. - You can clean attcral ntortnato-,tegrdna by SPCA the fries SIC coverage a yww,,heaorronentrat.
Dialed and ghee renuesmeere lots and systematic the metolokm 'sod to dement the +arrow of - nrcial Sanas e rot a bank The RUA, &mien
PAM* tab are each combined to Otto/ the rave and the dale of tie Mennen:n0d us the . Ramis sharing end addkienal mentraatian Sakes Account BSA and III/A are brokerage
sweagd lot the 'Tradedate' column present the tarn kr the laariate by antenna you F nixed - In adleith to corrnnaUorn on sales rd 12b I fees accountsankh apede access to bring sawn and
arra transartin trade dale Admor maned n Canalin with the tate." , of endost protons laraaththangewas wen timed bras
• Calbble Proritieg. Bomb rid thrIoned Rock that - MEd party estetned vain may be reflected as lads to as chants we ander as Atm rams and other !hickory bent, andamides access to
the saute ails for traireclarcenan allbe selected 'Ma pad' n torwallemons wron Marla thong payment ban Clara:NCR ardor issuance and annuity points itwedq adhlaied
npatalyglot Irian in."; at tro.thes of that independent value/at bend., rot meted a it adnecet ot the rnaual fuss ?pat no all Theo throperty menace amities aro* entrance
sea had n Out noted cannons-we name la Ott unable to assign a mdse. Mtn we Mane wee moats re based on two &Went anconims agent' subsidstries of LOS Financial Sakes ex.
<Innis Cal Wave t,,wc,b COlanal Ivor teed that a mated event has panedPat may calla the ammo, a sakes by UBS of a minim flail - hoternwe., mince. and enuty products
pales and Es awayis not itranteed Other can peerody reported robe nb mew, oe when a lyr0 limy to our dunes, and GO the asset rots of a - IWA !DK rand • No bra theorem. Moy loft veto
Imam ray erot Mich add tiff«I yield, armlet yid woad be hmhae speculatm obi to the mune - IMA flosarce Marummem Account, Leant
of the seamy berf*vte. "Oa kid fernVS sines held al the
rammer.nil be provided a:onerous. lankal Account BSA, MU and nttenatonsi Reline
per
• CenoTrates of deposit ECOal COI ate IOC inured e- Monnote an saate, genera partner or %mesa - We err as alfha also reeve networkrg rid Manarnent award are 'traced mucks ce
so to 1793,000 n Irina:eat and moved Mani per nomad yaw nor a thel.party earniaal vat* antes prtitsserq leer n coterderafin for bander UE,S inincealStnittia.
Manta and per dorostory enstaton nxcmdnce worded the value of the steely wfl be drofere anent wenn rat ea croak to the mutual lards - VISA K a feacotaaa nclanak owned by yin
wen PDC rules. ken es pc/Outrun(' Two lees gmeroly re pad from manta assets n Sawa Miamian endued ink.
• Prim/value Aims Maimed la marten and See - 'Dente ins to date may mind, revel of the meta fund and re a trod &Ow amen bawd karat TN.1.13S1/2 14caata cads ard the VS Vim
P`Oduch my be lighe or lower than the pate that capital, exam or Mae en the nate ot mounts at the Oran-dealer debt cads ant coved by OBS Bank. USA wish
you would alualla rata* el the make Prim re - 'Orgies, one sae' menet the nlat onennst holing nuusl hands at that lend limy pernisseth frorn Yea USA. weaned Aldine
astanedIron years ted piny taros etch we Cote pt art end wino relied taut cod bate. - n addtisn to orerrosien remind is ornedion trodasurks, reputed trademarks. tame males and
bathe to be ratable di we do not ourthere taw ▪ DIP art Wined NIT 1OCLSill05 as rat l ed on • with the sale a diarbutron of entity amens ad removed twee malts are of Ow respxten
accuracy named securest exturege and are greedy Vet immanent tusk arts tow clents, we data calvaries
- We gears use tie closing pr ke when notable or akpad and even d they can be soli the as as Atte maw reserve shonrg corecensthon
the meth ol the MI and al. aims for irted from envy ol the roans canaries adenoma Fitendiel Swaim Me Par 201711
SDNY_GM_00325026
EFTA_00I 9780 I
EFTA01307067
WEIS Financial Senkes
Prmate Wealth Management
SUBS 299 Park Avenue
25th Floor
Resource Management Account
New York NY 10171-0002 February 2018
Cweec056930230218 VI 0
GHISLAINE MAXWELL
Account name: ,Flo5kAINE MAXVWLI.
Friendly account name: ind CasIvSaviry
Account number.
Your Nnand./ Advisor:
SCOTT STACFMAHILAF CARR
Phone
Questions *boot your statiment7
Call your Financial Advisor or the Value of your account
RMA Resourceline at 800oRMA-1000. on January 31(SI on February 28 (1)
account 029023575.
Your assets 804,967 77 792,359 25
Matter websita: Your liabikties 0.00 000
www.kos.corNfruncialsennces
Value of your account $804.967.77 $792,359.25
Items for your attention
. Help protect yourSeif from fraud and
remew Dank, credit card. are, brokerage
statements regularly. Also. gel your free
credit report annually from Sources of your account growth
www.annuakrechtreport.ccen
Tracking the value of your account during 2018
vs* of your ,:count
S Thousands atreas end 2017 1917,574 86
Net deposits and
CM° withdrawals -127,03518
Your mestrrent return:
A.2069
Oundend and
interest bcorne 11.81957
Change in
991.4 8176 SOSO 792.4 martel value 1000
van of your atone
on Nb It 201$ $792.359.25
Dec 20m Dec 1015 Dec kin Dec 3017 Jan ion Feb 2010
Member SIPC Page I of 6
SDNY_GM_00325027
EFTA_00197802
EFTA01307068
Resource Management Account Account name: Gl4SIAM MAXWELL Your Ploarodai Advisor:
*UBS Februzity 2(018
friendly account narrit'IndCash/Samg
Account number
SCOTT 5TACFMANDIE CASRIEt.
Your account balance sheet
Summary of your assets
value on Percentage of
February 280) your account
A Cash and money balances 000 0.00% Your current asset allocation
B Cash alternatives 792,359.25 100.00%
C Equities QC° 0.00%
D Fbed income 1300 0.00%
E Non-traditional 003 0.00%
F Commodities Q00 0.00%
G 000 0.00%
Total assets $792,359.25 100.00%
B
Value of your account 5792359.25
Eye on the markets
Percentage change
rdox February 2018 nif to daw
S&P SOO -3.69% 1.83%
Russell 3000 -3.69% 1.39%
MSCI - Europe, Australe & Far East -450% 0.30%
Barclays Capital U.S. Aggregate Bond Index -095% -2.09%
Interest rates on February 28, 2018
3-month Treasufy bilk. 1 63%
One-month LIBOR. 1.67%
Per 2 of 6
SDNY_GM_0032 5028
EFTA_00197803
EFTA01307069
Resource Management Account Account name: GliSLANIE MAXWELL Your Naaeedel Advisor:
*UBS February 2018
Friendly account name- Ind CaseiSawng
Account number.
SCOTT STACKMPAILYLE CASRIEL
Change in the value of your account Cash activity summary
February 2018 ($) Year to date ($1 54* Account activity bur montnioe anti Baran in your Sweep Op= pre induced in the operirt3 and
ciccirg tuanue vac* FOK incurancexaet todepoter at 1ØS exit USA and at balks pal opaing in the
UBS FDIC bilged Deposit begun. n oees not aXty to in.:KITS a UBS AG, slaniota Branch a bat
Opening account value $804,967.77 $817,574.86 ckpositspLatedthrouch the LABS InternabOnel Deamil Account program. SleCoVectica epphes torroney
nykel :weep fund hcldnos bis not bank depotib. See important ibtomabon about your ztatementak the
Withdrawals and fees, 09 him pages of lis document for deeds
rick...ding investments transferred
Out •13,477.37 •27,035.18 February 2018 (1) Year to date Cl/
Dividend and interest nome 868.85 1,819.57 Opening balances $0.00 $0.00
dosing account value $792,359.25 $792,35925 Additions
Dividend and interest nome 888 85 1,819 57
Dividend and interest income earned Prcceeds from nvestment transactions 13,477 37 27,035 18
Total additions 514,346.22 $28,854.75
rot pup:611d IhS staement, iticaolty d Intens' and dØ income MA Peen detemanny from a VS
tan letxtbrb Perspective Based V0Cin the tnick me of the account ~1 &fount ta. or pØ1 hoe. Subtractions
rine i mere,' endear ch•Ond pcnments may not be subject lo United Slates (US) anda Puerto Rico (PR)
interne fats The (bent moniNy interne« is na intended to be used and canna be vald tbeel far lea Other funds cfebrled -133,47737 -27,03518
pir ter. C 'flat should refer to the SIVICable ta MP:ding loin they receive from UBS tinnueily. sun a
the forms 1099 at the Fars 480, tot IS reporong intormanco n is the prance ot UBS to tie the Funds withdrawn for investments
ahylitatie la, reporting toms with the us internal Reienue Service aid PR 'wavy 04.40r1M4M, and in bought -868,85 •1,819.57
such tams accuatcy Pauly dy ra anda new ale( tan:rot lerable income flea consul ram
nchtdual lac prepater. Total .subtractions 414,346.22 -$28,854.75
February 2018 (SI Year to 03141(8)
dosing balances $0.00 $0.00
Taxable dividends 868 85 1.819 57
Total current year $868.85 $1,819.57 Your investment objectives:
Total dividend & interest $868.85 51.819.57 You have ckntified the following investment ottectives for this account. If you have questions
about these objectives. diSagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full de:alpha, of the alternative
investment objectives in Important infomiarron about your statement at the end of this
document
Year recant objective:
Current income &Capital appreciation
Your risk profile:
Primary. Moderate
Investment eligibility consideration sekcltd
Page 3 of 6
SDNY_GM_00325029
EFTA_00197804
EFTA01307070
SUBS Resource Management Account
February 2018
Account name:
friendly account name:.,
Account number: •
Your Plosociai Advisor:
SCOTT STACKMANLYLE CASPIEL
Your account instructions
• You, account Cost basis default closing method is RIO, Ant In, hest Out
Page 4 of 6
SDNY_GM_00325030
EF1'A_00197805
EFTA01307071
Resource Management Account Account none: GHSLAINE MAXWELL Your Mudded Advisor:
Friendly account name. Ind CHMSaving SCOTT STACKMANIVII CASRIEL
*IBS Febrtay 2018 Account number:
Your assets
Stine prim, wore ancl (caret wares :hotel may be ecororintale As menit. GaAs andlogo nu/ not
be savant reflected see froportent aktmehon aped 'our stetement a the end often dxumere for
are. rfr'ffrdber.
Cash alternatives
Money market funds
wary ma let hint Me nether insured rot guseteedbiIN Wield Depots Insurarve Ccepotelion or any other gaternrient tsa-my imenutiona came era MO wood monk pal funds must Rost then net asset veins (NAY)
per share loth. neatest If I ath of a cent dd. SI COCO Goonvnem and qui money made funds nu continue totransact a a nal* SI.00 net asset value attar/. money market funds snk to peen* tea valued row
inworrent at St .00 per than, It 2 posuble loose money by mewl() in these funds
raw raerinnteditlh• iced of al *merged dude nth n does not include an/ ca:Is chub nth n n rct a Is thIfOir•d (tarigam Of Ices Is the Ofremote betweenIN anent vatse and the cost bags oldwoad
Ix for the curpmes of etleirrinng teldno pooch or cost bass lee shwas you recent each time you gene:fly be your tattle gone( loss d The 'stoney was sad on Ms cite. The unreautel Oa) ganorlpt may
reinvest dudends become a sepsate lax ICI and to be alliSted for return ce act/ parents in order todetermine me mired Gan of loss for tar
Co:f tosc n the total waxw cost of the :may, inducing reinvested do:lernt It. cost bate: may rel14407PurPOSes
need to be a:lusted fcr return d 6:pea pap-eret in order to detretne the aditexaccra hew for to Irriegolenf let" is the (intent value anus tee amount Kea incested s aces rot include 'text MA ate rot
reran% CifiCoies reflected on your stature% includng shores OW hat been tealze0 as send a can ce alas dso ctes
not include (fish Ohtani& Thal Mere not reinvested
Purchaft Poen
novo Average once Client Cost Pm* per owe Value OP Unrelated InveSbnent HCIC/n9
tiddng os shoo per share (I) rnyeStrnent (S) bails (S) on HO 28 ID Feb 28(5) con or loss (t) return IS) Penocl
U8S PRIME RESERVES
FUND
792 59 250 • • •This information was Lnararlable•• • 10000 792,359.25
sa, SI 1,33 t c•rnrir InArl I 43%
Your total assets
Pvicemaged Cost 6t'maled unreal:ad
vane on Feb 28(5) your acccunt bra: 01 artste Inccmo (SI canoe lois SY
Cash alternatives • Meaty market funds 792,35925 10000% 11,331.00
Total $792.359.25 100.00% $11.331.00
Hissing cost bans infarreten.
Page 5 of 6
SDNY_OM00325031
EFTA_00197806
EFTA01307072
Resource Management Account Account name: ONSLAINE MAXWELL Your einaadai Advisor:
UBS F-ebruary 2018
friendly account nameInc, CasNtasino
Account number
SCOTT STACK miwtYLE CASPIEL
Account activity this month
oat Atlibley Deception anvsunt (t)
Dividend and i ntenist income
TaxelSedneziends Feb28 'lend 08$ PRIME RESERVES FUND 868.85
SYMBOL UPRCX
Total taxable dividends 8865.55
Total dividend and interest income MUM
Dar Ador‘ Dry: epton anounl (1)
Other funds debited Feb I Trani. 10 -13,47737
Total other funds debited -$13,477.37
Investment transactions
for lite( .niorm..eiO) about ire once/value sham for restncteoseceoves. set wpotunz moment, about
sea Partner at tee ma of ax imam
emcee°, (ran Funds
Investrivnt eiti0rtme la Stewed
OSe ACtiblly Oro tobon ()welly Vtlue NM (0 Nang/ciao-m(5) InvellortMS b"4/it (5) inItRni (5)
Feb 1 Sold VeS PRIME RESERVES FUND .0 370
SYMBOL UMW
Feb I Sold LBS PRIME RESERVES FUND -13,477.000 13.477 37
SYMBOL UPPYX
Feb28 Reinvestment U8 S PRIME RESERVES FUND DIVIDEND 0 850 .085
REINVESTED AT I.00 NAV ON 03r28(18
SYMBOL UPRX(
Feb28 Re n*Strnent V85 PRIME RESERVES FUND DMDEND 868.(1C0 -86800
REINVESTED AT 1.00 NAV ON 02/2E718
SYMBOL: UPR)Or
Total $13.47737 -$5 6A5
►age 6 of 6
End of statement for accoum number
SDNY_GM_00325032
EFTA_00197807
EFTA01307073
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard acneart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to /*gula non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red g lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (omrally CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fu-a) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen retomen av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho WC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod hinndy nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten nosas a UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke DRI *arid One> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was heds. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the Agnes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr ecnipUnt< or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &s(nra kokanon' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet s11panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. t realest benet in te bet apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pban neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
(hoax se ol the foh:min intestnent cbjea ei
CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel &alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNY_GM_00325033
EFTA_00197808
EFTA01307074
Important information about your statement (CaMOM)
Lena" Mlormation ~in and options a only 0d ant«la OTC 'caned ma/ be less than th• per share cremated te nut, contracts, *dug« ol the Ma",
detailed infarnabon on the inn': lencIng pradkes ~ha ‘aue trovded n the accan statement CaNanOK a spot/Anat. investment rum
arid daises" rake to you Clang hatatonshp - Less attno.jr traded wanes may bo aged usrg a — dignbutt
Agreemat a Amain, Agnew's ard the General valualca rasdel a fl ab° r«.«;ace we • Part:~!*vain Reflected scarihn wink add! en to ccenensais namedfromthe
Toon and Corokons U3S St ~I aCredit aranaf <bind and may na reflect at nat market pea ate rot cola«h eagtas la pub k tab. WSAnima pasha* and sale of hint5Nms lads we and," CV
wolatk agmements andOighoures at oe vas Services an Ow matte gnu, d Ma anicrictadlgrk Meal. receie n afee-tuakel reverse Mena
say ',en enniaern,inrinant,en - CaftanMoan may >Paw nand a pm rid of Me sine rues as an alputad What la the pare* Iran eardShres dintugcn. as well as
mil tone an 'price was not aratabb' a we an m inded flock forpa/posts of the statementoak To finding kir WO'S development, tramp arid
Yew Seta unable to obtain aye< for a mosey the mere that rest<led wosilin are Noble kr sae endcare
Vas *turn demon women and other msels held - Deposal a Wort.,~mad at Cartnaef 0e vat* marred may be stbslintialy less that - Our álf limes alsoreceive train; 0,11M6liord ad
n the Jackal al the en, Ol the statement penal Ye/a Ott. than US dollars areMSS at the aching. fl uted valve town otter comptreaten Iran ~hat 'Lade rd away.*
may al la dell«ry et hallo pad scoters at sty Erne rate «d the slatanea date ~in wen» Preollli we *Ob.,
You may man* ~Jet used as loan collateral anten - fa certain wades rang nnceeatomrg • Eel (waiwatock insane. wasem yield. Andreae - We recent an areaal lee from LOS Ba-lc USA rd
paying any balance 0ae on them Ary wanes denominations, pm and quart" (lace vale> my An ea-minea a-ma rear,* is basedoncurrent LIDS AG Serfcol band ip to 525 per xaant
Pardoned to Maims citing the statement peed are haw bean adjusted to /whaleproper 'abater, dnidend and own, rates, *songMe acuwee wit w000ng to the bias~ te IlbS Ban/ Swab
Wed at rues: vale «ad the end ise the statement to &lam curant quotations, xtee. nitro, Contact be heldla a* yes from statement date ce untd await
pored ptt Faanc.al Adynte many The *smote is onh a guichlre. ataxy
• Coat bask M damming Macon base oft* and contrurd taalmenn ot guaranteed ikway
wades inducted a that «gem" tiroe irolicaud • Private inveSUrientS and stniOarod~dab. - lammed n a n and talon! la Information regsdin ammissom and oh« throes
won the mortar r.• LOS fnimbi Seems has rekel ?orate netwen sectaries (natig deed <elan W Seaatief <Oold include *Man ol nettred in co-neaten with Me tatOJtOrk of trade:,
normaass cbtaned tram *auras veer IM tA35 ~pal on pogrom and teal etre amen'ent hum pracpal capita gare Is Mild casette. ell includng oaken Paestum has been eluded on
prese t Seems. reining nkionstean ken sealer mates) and 'maturedindicts am generay hosed/ inter'"? Ord (~ 430 weld) would be ottilleted. cartirmanoro premtniaturnehed to you. a-d mil be
Inn or vena m% ham weededto you Tanana ilkead Galanmix-end~cis ham not been Estinaed arrant income fa yield ird Crowded to r".1 VOMPni on~
Adana. The Fern donna adapted:ally venly a twantwod wen the Sense. and Exchargo actual nowne ard yield ~fa be bens is hirer
gasnet the Karatyo. v.Viday et try Nameson Coremmence Lea< a", nano aasent lam We Menthe catenated smarts Shen sang
Wonclad ty ~cot ofha than LIMP-areal Sen•OK prom& esteemed valalfa pewee nontmn - An *ornateof naked name Cdrocknd areicr yea seengaged in that sang a senody. you may
In >denim although LOS Srurced Simms general, »<van rd ~trod products fa rdcanation$ wimp) dead ty ~come mate nar a "eve 6» to «danborroven osts Ia that
~es Inn rakerrue en as n maned the fro OnV AOCuraty oral guaranteed vaarhetita balance es bawd on do Ian dintland INalealar wire/
does rot mend any assertion that the namuilen - These warsnayOdle saotentah lion aces, 4 cr carat papflant
*scan madebid-4 men and
under 'Coll ban* and 'Uneaked (willow' is any, at *tick aerate eeramen aatya ann. ix Ard be held la Cne Open orders
accurate af ot the date el the staternere. As axis, structuredproduct ref be be',/,' a sold and do yea from tie sial~t dare or until mangy. ;regarding open a 'good oltuanteled* ceders rim
phase dance it...ionen riamabonlo make rot nec«vy rope*( the rake worry/name Accaacy stlececisuni yield se not guaranteed, were roe ~rued by the gamier* date, open buy and
pnhase sale chasm, kris• purposes or Lean Squilation, set slopceders se reducedby the anoint of cluderds
otionnet Accounts transferred tote Inn may - Med party aunt« of vale resod ~run • Matte not hold by MSFinancial Serviced. Conan angers on an ardniclands or *netts date unless
MM (witba Maanmaa only fa Iv weeded date and are suppled to UBS anrcul Bonten on a assets a* not held by Mein, and nat with the eenled conevou byyw You we rerezenb» lot
unie they are led at ref" More hetorical teglilf base by an ntlnorndort walanon tern possessOn a <aard There assets are cedars That see 4,0t(tAed tie to yet false to <and»
(-Nonni:floats be added by you fovea dolma - attic, oast partner a sponsor +Manned waits, displayed on you statenven for rtormatonaa "Jong <pan ceders
• Unrealized painsikeemia yawn data n nealkbh, d any. are reeled to prelim by the FM«. papaws cat Faeces and vales ~bad an
eemiXed Lereaked gaolke nr cakulabadke goewall*nrwr a penla and may be cauland pronclad by law earn hen UBS infrxua eenvena Priem
ndyclaal weary bis and transactor. data for Witdon «Isere nlismation Irons hef vied by not hasp:abbè for the Mammon ariddoesnot to obt•n a copy el OS one. Chem Arvee, laoQe,
edYdal blarney or nay MtMl carenesiam Mad panes to den.* Met emanated *kaas eerma ill In worry Wine assets ani rol weeded Plane COMIC! inirtial Ado*" a et as web's.
dirges ardor >aunty teeny-nickelnenb, - You can obtain adábsuintonnatontegardng by WC a the ItWemental SK <over.? a ayew,,,rit"nenteemw,„ ro
Oirdend and Mono ch lots and WittlYISC te metadoao mod to~awns the *dour. at - namial Santa ot a bird The RMA, Bare»
CAnhIle kit are each combined to cleAll one 'MOO adthe dale ofte ~nanothat e the • Rasweit sharing end additional warlariastion Sank*. Accoum and ItlAn are bcokerna
singed lol The 'Trade date totem presents the baps is the«wane by coaxing you f nanca - b asion to tomtit-cosan sales rel 12b I fees accountswhich pottva acme to bring fawn and
<era Iramancn trade dale Admor maned n connector, seen the darbaton of mylytl POdt.OFS tf0.41X/~~1 wt. ablated bras
• Cabbie nanaad. Bonds and mimed stock tut - MEd perty asinine-0 vakes maybe reflected finds tost dents we antio as iNhale recede and mew theciparty banls, and provides access 10
lee mum <Oh for ory redearvion se wit tesekded peed' an temalfatalorn warn., enema Mang payments from &tab-don ardor nsurance and annunwodsit itsutl ty vW filmed
moan" by lol aan al d Mat independent valaton Iranhn not suppled a n adats of the ermual ha* Mat no tell Taco Malparty nuance ampanin ~In onsuragot
astests* t, out nee °enflame.» name for at umiak to aswan anise vaten see become wee moan se based on two &Knee onvonems (a fleecy siJasiifierin of WS inanchlSenkes ex.
dents Cal Maros riormlica as cbtaad from Mad that a material ewe has coo-redMat may la Ow arrant of sas by UBS d a preucblar maag - lwevinwe, enasxe. ani entity products
Pales and es ataxy nol **sneed pon call ~nay rebated wax Eno panion, a when a had Imy to ow clients, and Ga h d$101 Yale of a - laat 'OK eared • No bard waster May lose sae
leases refer.,whit, cculd affect yield, complete rake world be higlik 'peahen* die to the tann shoes held al the - Rona toterce Manacyarnern Account Bolatt
of the >aunty OdO<‘aty maw' fe'd
rdamiteened be brooded upon request fm Sladan Moose BS& ~A and re...Naomi Reran,
• Courteous of deposit (Clgal Cos ate RIC naiad eter an near, genera partner or sponsor - We ardcu, all fiat abc maw, na wale"; ard Management Morse reregistered service makst
in to 1293,000 n faineant and awed Serest per eenled value roe a **dotty eigmated rats n antis processing km in tonsedernas for bander USS 'racial Services he
dtvosta and per de:aeon. nstnulan now:dam Provided. Menke of the *CViy add' be «tweed genre anises that se provide to the mutual lards - VISA K a<.gnaedralmrk owned by yea
rah MC ribt front ei puchate price Tva<lea canemly re pad Irons minter aseats tnanationd Sava Assautan and used u-d*
• trieeivalua eras digalaad la wants eed other - 'Dart«on to date may sukade ratan of IM rnsual fund and re a freed lab, ~are bawd lam The ISS /1 2 14 credit gads andthe LOS Vita
~a/wo o d be Igh« or lower that the since itue capital, ixcene a tart at ma rare« of account t the bidar-deihr debt <aids are eased by MS Bad. USA wan
yea ul Meaty ream, al the meta Peen se -'Coigns unit see' mynah the mid cawing toeig notuil hats a that lad fray pennissen Porn Yea USA ex °maned Al other
Maned ran viten itwd party sasses which we pee per one and may not relied you, cat base • n addti:n to commissars rectind acsnaction resttoets, nagMeted trademarks. sortie marls and
bob.» to be rolabh. N we do not ga ware Ow ▪ DIP Jed...tined KO" lave*. se not knack., a wit the ate a diftrbunon of avidity antraos and mastered same marks ate of fee nisi:mum
aCcuracy nabonal wanes eedrange, and are greet", tat imearnenlIn.ol vets low clot. We ardor companies
dkpel and men 1 they can be soli the ono as assite receive rewme shang aacensetion
- We Otewalfr Use Pe dosing Peke then~labia ka
Rev /WI,
~el the dad and ad. lakes la Sited frail envyd the roan* amps.«~song UK Pisani:1MM~ Inc
SDNY_GM_00325034
EFTA_00 197809
EFTA01307075
UBS Financial Senecas ex
UBS
Perrone Wealth Management
299 Park AVM).
25th Floor
Resource Management Account
New York NY 10171-0002 January 2018
CNP70057465110118 VI 0
GHISLAINE MAXWELL
Account name: GI-IISLAINE MAXWELL
Friendly account name: Ind CasIvSaving
Account number.
Your financial Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Questions above your statement?
Call your Financial Advisor or the Value of your account
RMA stesoteceUne at 800-RMA. 1000, on December 29 al on January 31 (1)
account 029023575
Your assets 817,574 86 804,967 77
legit ate %lobate: Your liabilities 0.00 0.00
wens tOssornifnanoalsensces
Value of your account 3817,574.86 $804,967.77
Items for your attention
, Help protect yourself Irons haul and
rtMCW bank, credit card, and brokerage
slatements regularly. Also. gel ya✓ free
credit report annually from Sources of your account growth
wwwannuakreclitreportccen
Tracking the value of your account during 2019
Vale of put xceu at
Thousands alsor end 2017 1817,574 86
Net deposits and
6,1447 wthlrarvals -111557 81
Yournuestmentreftmo
4,2019
Orndend and
interest riconte 695072
Change in
991.a 917.6 805.0 martat value 1000
• • Vaal of you accost
Deciold on lan3t 2018 $004.087.77
Dec 2014 Dec 20IS Der 1016 um 2018
Member SIK Page 1 of 6
SDNY_GM_00325035
EFTA_00197810
EFTA01307076
SUBS Resource Management Account
January 2018
Account name: • ' 'MIE MAXWELL
Friendly account reamer
Account number.
Your Knack. Adviser.
SCOTT STACK M 0:LYLE CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
January al (I) yow XCOLOSt
A Cash and money balances 003 000% Your current asset allocation
•
B Cash alternatives 804,967 77 100.00%
C Equities 003 0.00%
D Fixed income 003 0.00%
E Non-traditional 003 0.00%
F Commode ies 003 0.00%
G 000 0.00%
Total assets $804,967.77 100.00%
B
Value of your account $804,967.77
Eye on the markets
Percentage change
Index 13A uary 2018 Year to date
S&P S00 5.73% 5.73%
Russell 3000 5.27% 5.27%
MSC I - Europe, Australia & Far East 5.02% 5.02%
Barclays Capital U.S. Aggegate Bond Index -1.15% -1,15%
Interest rata on January 31, 2018
3-month Treasury bills' 1 45%
One-month LIBOR. 1.58%
Page 2 of 6
SDNY_GM_00325038
EFTA_001978 I I
EFTA01307077
Resource Management Account Amount name: GHSLAINE MAXWELL Your Maandel Advisor:
UBS January 2018
'deadly *mount name Ind CasteSaving
Account number:
SCOTT STACPMAIgLYLE CASRIEL
Change in the value of your account Cash activity summary
January 2018 (5) Year to datert) See A<COWIT actAlly thu monthlordetat Itatances m your Sweep apnoea ate naiad in the cone° and
rioting balanat vice FDIC 'nuanceareal todeposes at uas Batt. USA and at talks palcipaling in the
UBS FISIC envied auxin Progan. R Con not «alto gooses al um AG. svainioto Brmph a tent
Opening account value $817,574.86 $817,574.86 deposits pLted thrOigh the MS intonational oepOfil ACCOant program. SIPCprae<lco Wei lemony
maket :weep fund beldrigs but not bank deposit. See Important informabon about your statement on the
Withdrawals and fees, Os! twomesof ins document fot gears
ncLiding investments transferred
out -13.557.81 -13,557.81 January 2018 IF Year to date ($)
Dividend and interest nome 950.72 950.72 Opening balances $0.00 50.00
dosing account value 5804,987.77 5804,967.77 Additions
Dividend and interest nome 950.72 950 72
Dividend and interest income earned Proceeds from investment transactions 13,557 81 13,557 81
Total additions $14,508.53 514,508.53
rot pu CORI Cl tits fltternent. ICK6011ty of interest and *Acing income has been determine° tan a US
sat ~IV 0nspeclive Based soon the tesiclerxe of the newt hdclet account 'a. it mow tese. Subtractions
some intern' mulct da*nd parents ma, col be subject lo Unted SIttel (US) ceder Puerto Rico (PR)
come Imes The Client moniNy statement it not Intended to be used dd cannot be tend texn foe lac Other funds debited -13.55781 -13,55781
wrote; dents should ern to the tØKalil lac leiNahng fern they re<the flan UBS annuely. Sigh eS
the Form 1099 at the FIWII1 480. rot tar twang informant. n $5 the pretitt Of UBS to fie the lends withdrawn for investments
applicable Is repelling towns with the US internal anenue Settee it'd PR Iteesunr Deparlthent, ofd In bought -950.72 -950.72
such forms acctealety <Stag Peden& anda «eta alit. nerrex or linable «are Reese coma yew
nchrdual lac prepares Total ,subtractions -$14,508.53 -$14,508.53
January 2018 (SI Year to date (3)
dosing balances $0.00 50.00
Taxable dividends 950.72 950 72
Total current year 5950.72 5950.72
Your investment objectives:
Total dividend & interest 5950.72 5950.72 You have izknlified the following investment &retires for this account. if you have questions
about these obJectwes, dtagee tenth them, or wish to change them, please contact your
rrtancial Munn or Branch Manager. You can find a full desciipteen of the aftername
investment *waives in Important ffilonnarion about your statemant at the end of this
dxument
Your ream objective:
Current income &capital appreciation
Your risk profile:
Primary Ølåte
investment eligibility caladeratica None selected
Page 3 of 6
SDNY_GM_00325037
EFTA_00197812
EFTA01307078
Resource Management Account Account name: GEOLAINE titt4XWELL Your rineacial Advisor:
TUBS friendly account narnirind CaskSasing SCOTT STACKMAPILYIECASMEL
January 2018 Account number.
Your account instructions
• Your account cost base default dosing method is Pte. Pest In, Fret Out,
CI,P7CCCOX67465I 4 NPAX01971650,XCI2 Ol 18 030575034 YI 23 575550 C03000 Pogo d of 6
SDNY_GM_00325038
EF1'A_001978 I 3
EFTA01307079
Resource Management Account Amount Mine: GHSLAINE MAXWELL Your Fsandal Advisor:
SUBS January 2018
friendly account name' Ind CasSYSainng
Account number.
SCOTT STACK MANLYIE CASRIEL
Your assets
Shoe Orel. 4XOene old(vrcol eaves shown may be acorcolmale As a itStil. Gams end 1O55N may eel
be &anat.,/ reflected See Important AfaMated14.6O<atiOur Stetem tea le the end of test &coined fee
14)1,-.4,cr
Cash alternatives
money market funds
Morey Markt fund, Se (*the, 'inured rer guadeteed by the ledeua Deposit liburirKe CCepOtaliOn or any Other 9))ernrnenlb;enCy Inf1IMIOna pert al0 until utOliel monk pd funds must fog thou roe tad Mutt (NAY)
rot owe tote. neatest U I Can of a cent(e.). SI COOS) Goternrnem and fetal money made fund, will continue to Onyxt Y a stable I1,03 net asset value Aitnouln money market funds seek 13 cenve IM raved )our
inwornent at 1I 00 tier share, it pOsSbk 'close money by 'mewing in these fords
real reerwerrod et le. lei ct al *nerved dude nets a does not intrude arty <xs clue nth art re a 12. tinroalced (ta) gam or ba it the elf!Orono bxwenIM curent vane and the coo bags ridwould
lot for the pagans of Gee:Throng hatingpro% or cost base. Dr than you remw each nee you sienesiN be your I131adt games las if the security was tdd on teat cue. The orineaued dad banorIda may
reinvest CludendS Decent a Marie I& ICI need So be aCtusted for refund Caplet parentS in order to Clete Mine One (tatted gam or loss for tau
Cost Anc is she teal purchase cost of the snotty, rtducing reimetted evens. The cost bast: may (PP.:King PLONK*,
need to be ad cited foe return d ceptS pined: .n ore' to deterrnne the aditaNd cot ban for tat Imestment return is the current value rnnus IM amble you iinestecl t does net Illtkl0e incises thin ate eel
Nen NZI INICOStS reflectedon your starter-eft, inducingshares the haul ten reaped as et her scan ce °loss a dso sets
not indult cash chidends that were not reimetted
Pugh** PheI/
Kerte Avteabe Pl(e Client CPA Price Per share Vane on Untel&U.C1 Investment NdOnci
IMO ne) pi shams per thaw (S) investment (St bNit ft) on tan 31 (SI lira 31(S) Ono, loSS mum IS) Penal
U6S PRIME RESERVES
FUND
804967 770 • ••This inicumation was knasiailable•• • 10000 804,96737
Ex St ”1 ,1 139%
Your total assets
Petertaged Cost Emmated Unstilted
Vdue al Jan 31 (S) your acccunt brat (S) aerua 'taro (SI game 1ms (1)
Cash alternatives • Money market Nada 004,967.77 100.00% 11,109.00
Total $000,967,77 100.00% $11.189.00
• Missing cost tout inictinSivi
Page 5 of 6
SDNY_GM_00325039
EFTA_00I978I4
EFTA01307080
Account name:
Resource Management Account Your Financial Advisor:
taUBS January 2018
Friendly account name:, I
Account number.
SCOTT STACK MANLYtE CASRIEL
Account activity this month
oat Mildly DeSCOpItOn ampuN (1)
Dividend and i stenst income
rasa* &Wends Jan31 Dividend UBS PRIME RESERVES FUND 950.72
SYMBOL UFRXX
Total taxable dividends $950.72
Total dividend and interest income $950.72
Ode Acribny Or""IpIJO(' amount 91
Other funds debited Jan 2 Transfix JOURNAL TO GHISLAINE MAXWELL -895368
Jan 8 MD.:ego& FEDERAL FUNDS COMPUMENTARx FED FUND WIRE TO Soho Howe New -2,504 13
York Inc AT WELLS FARGO BANK, NA
Jan IS Transfix JOURNAL TO TERRAMAR PROJECT, INC -3,00000
Total other funds debited 413.55711
Investment transactions
for maw internam about the pnitivaut mono For rtstocitd ;en; abet set Amp:ene Wattage., about
put stereo en 3 the end of this document
troCetCIS DOTI Funs
IrntittlYnt totrdatim tOr ACC IWO
Date Kthity 0".101plion Quantity veve04 0.kt (1) trantatked Ic‘beilftW0IS 0:01 4 0"/ mitre": (I)
Jan 2 Sad OBS PRIME RESERVES FUND -0.680
SYNEOL: UPRXX
Jan 2 Sdd U8S PRIME RESERVES FUND -8.053.000 8.05368
5111430L: 111, FtXX
.9n 8 Sold 185 PRIME RESERVES FUND -0.130
SYMBOL' LPFUCK
Jan 8 Sdel (.BS PRIME RESERVES FUND -2,504.030 2.504 13
SYMBOL UPRXX
Mn 18 Sold (BS PRIME RESERVES FUND -3,000.000 3.00000
SYMBOL: VPR>SK
Jan 31 Reinvestment U8S PRIME RESERVES FUND DIVIDEND 0.720 .0 72
REINVESTED AT I .00 NAV ON 01/31118
SVA4301: VPRXX
Jan31 Rensestment (.BS PRIME RESERVES FUND DIVIDEND 950.000 -95000
REINVESTED AT I 00 NON ON 01/31118
SYMBOL UPFOOK
Total $13,557.81 -M60.72
►age 6 04 6
End of statement for accoLmt number
SDNY_GM_00325040
EFTA_001978 IS
EFTA01307081
Important information about your statement
LOS FnancialUnion bu. Ch. finner OBS Ina-Kid her from yra no IM< tin 60 day: artar the fen :tame for <at) Gplanny &uhu. entatle upon • Acnes CarfalApennehon Imestrrenb see&ng
Sonen). k a mentor ol al pnnopal ~ett comensity cent you itn• fra Gatrev[ on ehch the .rot Of 'eran or at wc og Ilse SIK »H pnteden ennuth of onnopalretts the, the surnalcn of
and °pions ocha-gos URS Franoal Sonetts and LOS recblemnered hmu apply to al X43" ta y0.Ibida a parbolx marne
Park USA av rdrect oncluon of U3S AG and - Inrede yxa name ard accart 'umbar Of ar,‘ ~ty. • Rodue Combrutron ol&come end Gael
rida», of Le35 Saanhas U.0 lhaFrn I rancial - Databa the «rot or the vande, you ro sese the Frun togrher wih teman il dat^ has roa AØiaear.Innetnenb stel.eg both te genveton
staten« nodebk reanreas,' IleFaret eso.Aire about. andel:den as dra-ey yaacanurfry you Purchalei asoplonertal~roa 11-. mamman fl ane and urmyt of trunciat
°the. se at. bdeve ri orters a why you med mode ~om Paynt » al ek)lalt dins. colloctnety oxer
nkernalcr. tas protechn is 1500 milian mol Docent« 10. 2016. Overall ridcproOlte
URS fina-Kul Seraces ht. - hoade the ddlar amate of te tapetsed <ner. Sobject tolfte to% onftlxo trd erntaborn <AN.' • fonden/Mo Seds tonart», Mulprrepal. wth
1200 Parbor Boulherd the firm bah« protons:d lor up to N.9 mlion n the 'tana rd valaterty to the XCCIJI OV515. ten 4
Wechrhden ad OM% The Fm. or Cord burr ad medgett your ~In ~pk kr al your nounte hold n a orlo.for thai man te moln deos rot gren srgrhcrx
and vril torna ry snor napt5 ror roged non coney Aktiv:9Y of te poky ncedr9odvd" intone or ritarns ordnat rot eec° parar
11,4 namn rafrneme the oney official record of ps molerg U8SVcancleb4 ord tran/oro, d wo bto upon requese
nlial on
URS inridet Senilet MOLN GIN! recceck ncept mon this 10 benm dan to datt wo *Il ende • moderate Wittig lo accept saile red »Ponneal and
otteal tttola(rurtt cornannoconlIcling dala ihocid yas Mala tor to ~si yOulfeent it nano[ to mal helhet te 9PC proteclon nor IN. 943555551al
not be renad kpOn f you beleve thme o an«nr or token orre~fel» te«hremarne[.
you ad hed the ut* of to mom., dunig to une et IIINRIOn4"54/ • Awestse With, to rapl hd, dt lo eneos trd
011amon. Pien revet n mnedeteb n ~ting lo the tanka lo«molok al mostrabon • C alun frontal anats controled by (and rc Lcbd n
Band, Vanare of de office serve-0)0J atensk 'as accourl varti bit heldawry Krom UBS kontot tigh rohialty to otta Ingte mani one tax
hen meta dl deals pytt lo the Fata or te • Intetterr•ntaytelay Consönton ~eg a
Sent«, For earek («langnoten< Øh.
Altopap args« <boxat in ronds:Itobe accis" Inancialinasion i-dcated en the kont of the karlen .roble annat" and (»tum cl mast Portion of 'ho porrkto for ta «rost may made
nano dra nuld not te und kr lat ~acnes. Pefy fl inkt. In addhen to regulr non fon, Meader“ linds reaktored n the name ol the non holder on (ormak, ~. 0." i rnned laxdy and ger«
lok5 0" fl end dec fant 55. Form 1099. 5498, may be abyeet to mar evne kos. cha-ges fa late the bocks of the arme o onda ugem), "toner
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e papram b secunne: rtnhurt and charge: for spad • hdeunom contractt or rinnas-e ~rede (a it,
~red by lavr lo nOnt to te RSdtltaMMe drednh. anons n rast. nar« trogne thai re rangred Imod pannercheu and tenn pir...mete) ta: are Stetanneteuenhokiner
reportabb ron-Ur/bh~ds and Uoabb kuttret, to ab« ingas can nap be tubyect toa enl« Neo not regns:rid und« the Struntet Act ol 1932t Werner ccenokbte dlreta Saccount rirnements att
tamd en setuntes he>1nyav start rol [metei, • Cornmodbeccreracts (Og. fregn eithancp ord the same riten o the are entekpe. e g kanot
cn saletremnbans, ed tota bob ancelancoeved URS Swieep Options omens motat ...e...ra, includ•-g brunn ccntrads ib, has~tt aha atomallan lånt «tons
tour det. LOS ollen options kr ~eon; cal, Odnes lo bit r•lonntpt *ah other (lera< al tin om> ann«
and (onralll CON:n Carntani. and you pet« to («me rndmdat nelinlinli ~lad n
ebonit accown al non-affliatedbne adiland • Drpaot Mount( anespil ~team of &poesi) am LOS
Conerrunioniem with the Finn bank, morvy myts mular!ludt (Money fut) ad sopare froPopet you may docent bosch:åtog by
Bal< USA, UBS AG U S tonnet and bann nit»
• hen re conforn av cr al conmunnstons rn «arg te rami ond Opec. Anan (1241)1o* cuncnun IDIC Kurd Docolit Progen Can) 500 Fronoal Adress
toJu/the orent yes ritat radon your at. an nervenat ensto Management Acoxre eho WC prelnlon and te supennurlatpreentcn 40
.s tre Scones rattar erotoman At rAA) Depott nuet al UBS Bra* L6A sid rcnrhlatod Priandly nar* name
rue nu* lo the* »tel, ten d tet ~mir ROM De Fr end5 ncourd name o • custanadak *ndmstee
• e tbotinns n:teutonond» up kil of te fort bann partupang nib. OBS FIX-tnefed Depout on yas ~non, De 9PC ~nkr , ind the
of th4 nattmara 4 int LOS Fnancel Sornon LOS Program II! FOONnused n «foran. rat FIX nies orplernantalteotedion do rat fanYthl agaira dunen Amen by you to amt you rat your recordlteennt
Inhal Sams Urtis you' nara at ilemSnq For inte Hanson. Oense erw4,16C9au•DeP051 n tie nufa vald of yes ~vm (sheth« x a ha no legal skes on your mon You cn charrp
trcar by ana-gornere vilt the råa nd ml&ten «tosis «UBS AG Stamford Brandt Ini :hyn of rean ol route: rnumnwc, noa« branr:my or your Frank wort navwc, through Online Snyts< ce
We .5j555ed youd IheeelatiOntind,entar licney keda re nal rand by ex FraC. by onactng you Fruns Alma
ab:mcal
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:" kr-mod al UBS Financial Senice and nr TØte 1>t. ca:hbala-as te mcal to dopost Dividend Robotens.* Fraprene Feen Atcount
te ennxteng broa" ard you aln a repan attanc al LIDS AG Mas York Brant. and LES AG The peke reflected h an ~mc«. You Tyg °bis, • Varas ofnnosocou~ Net al asps "i
ol nynip a arenor b bah fan C orm Beach thnednn“ are N< ~ed by tre the «ludpc, lien >ty FrnancealAdeur On5 *hole loble et
• Af deacrbed n the nara nerred% nu man FOK. Rdren hell a to U3S AG Carnan Franch are ~n me pirchsedircke *arid On> ad be • &elen »dolm akta* cashDam«, valetta
roely tu of any «ron or hed ~eng d-eces IMOCtaty Opereldt0 te tovagn tel of te C now »Id ard the ententebe depoSed n your mount 11-e rostruted socunly lett X and Global Tre Dopsot[
rollod on yas tremim «the, 30 day< ri a n was Nedi. and tete .5 no glirartet or etar sulgam el chndordnnoenmert vice opplidby te Nuet Mag martyd telt b makt. and (nianen nol held
mate mede ~Labb LOS AG to repy the blotes nhibenthe UBS Carol dnr fram nto ~It pre* al Antib to anal tara by te Finn Pan nol isch& ~kod seositelassets
• Ilen drat nontyr totoplatt or ritara« to ta Brands's bods. otro on st the ert of te Snor and orent ?Menet periods. cr
F Clorn Depanneent at 101352.1699 mene natnom, ~ske nod ostrons ind
or tolkar 9Z0-3S4-9103, KORV to 600 P hl Bane *oxes se nr rolected by Sitt Monty ked CS,ö4hw exeroaable god< cpborn
fr Mordry fluough Fraly, a .n ort rna to LOS shros tro trctocted by StfC See "URS funnet Smuts Cny wholo sot may be hold in yes non I ytto re • teban» 1-clxles debet balercn outta-cfrg mran
Fnekel Seracei M, °enl Rektune Detustrnrt &sura koan-non' bön, «Mad»nidet cm as a renat ol a dradart Barn lon, «ed' Ink Mon *(art banan
P.0 Bo. 766 Ur:on Crly, ell 07087. or OtTOINt. Ue firm eall odet 5ed panel vd, al • Cuhrotoney %Aranca Total ol tennsned :slabb
• Al slaknierld shah be dtemed corrcleterdacure Ltur. at realest benet in te bit apart rese be malet proc cr accept an annan determined by a cash balrces, pin *con balnas al a«NOS ad
il not d:e:Sedto P ~ng *Sin CO dan ~am. ed sexes of a Meny Futt mo be reofitcreddesi-g agency, ard aede yar ansa. neri.*hatadDa-dis. ad morry mans mod ard
• hr fTY tennet. cal 84441209K or Iran culside lcmcbted and the [recett', rehred lo you Or INI camp hann, at the clx• ca tro namn pinad
theLl 5. Cad201.352.1495 Hane> rare Invennuent ~et tion-cornmoSty te* aede benet nytyr natt i•
• hoee ol erors or %egons~ an efectn:nc the namnet ~den ad nek pnrie ro cptale to • ot wingred korn other hatnot and **Pem rna,
Fulhet Hamra" åka aralatde ~tia Datona, •ath &Mount end inka vit Neetien ya/ acearec cre any of 'hese ftrds n the oednay (ONN ol b
hr* tenor On bh parera er URS tteefi delo reldrg ostan rond ram and yrat« e tealabl• ae baren ner Inb" Dnr* kan your thmnd
cad wansactons, cal 00762.1000. or vane CUB Pbaso neotheFa. pnxrpI5 n toning dry
~av obs ccannveopnelds, korn your Onanerat Adescr 599 tant dunge in ps farcol sruXoncr llus total it rclxkd in the <uren( perod <kong rake.
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. or by <gno 9n762.locoo
oyeehnten NI 07086, Att. MORSA Sno>. ~orren,~nos For enl, neon hold You
(hoax se ol the foh:min intestnent cbjea ei
CYIa otte «Ø asOJcan. dyas frk y:s tas IgnandelSendas anta« protoction • %lott Covent»<ont Priestmerts stek rg the
The Flin n a fronter (d tt Senaten entitor Frolfelcn gEneatcn of rcome
sulement receptor/ni or if you need more
~on ini a«ref« on de neternre or Con:oration <S170. whk h trOlelbSellintel <(alnen
recept Turen. or Cord bor (n arploabk)reusl of le menters up lo 194000 6ncludne 52500001a
SDNY_GM_00325041
EFTA_00197816
EFTA01307082
Important information about your statement (<OrItlelutd)
Lanefeag ~maim ~ens and oohs: a only cd guns la OTC remod ins b. Ins than the pa Mare «touted re sew"? <enacts, atlases ol the nano
detabd inf.:amino en the Foe': kedrig indices ~its. »is vended ntho accost statement canIssal or ~oft. isn ens:~ *vat
ad dedames, wut to you Clore Idac•-ohp - Lea windy baled seaskies maybe blind teng a we dumbete
Ageaven a Account Apemen and the Genera valuate.' model a teens, wan ace we • Perfriaed postnes Ravened writes gannet/ ha/dabsto nenrrnswis rased from the
Tenn ard CoreSiwe LES St apes, of Credal Prances abused ind may na reflect an na mats pa so aØ one*b. *fgt.» la pub k sit UPS grated paths . ad sale of 1,445N/es Itrkk, we ada oss
evalabk nArnmenta and Oudasures c« was Sers es WI he mates pow el Ow unwedSP* Mauna 'etas n assee-tined rewns Meng
• nuniatYnone4444.4.2ej - Caftan Posdan may flaw wataa a pro* and of Is same .04•If at an spited wits ler IN parent Iran hantShrts &Staten. as well as
MP 9~ an 'prise rue rot adittet." Falen tesircied 'lock for Neposts of that grenens ond To ited4+9 ler le<Muby de~reurl. tram, and
YOIR ans treble to obtain a prig fora sentry. the edam that rest tØ sect, des are arable kr safe actuates
You gatemen &man usurers sd other aneis h444 - Deposits a senates ~led it <dra es tee yak...weaned maybe st slantiagy Ins than*d - Our al.lunes raa receive trasig alarmmonn rid
n the scout., ea the end of ne tbapm penad You otte, Man US dais are reelected at the aching. alladed value *awn otter cceoterson from fnutu.11fi.fidI and amerce
may at /or deSonrof full/ pad stones a wry Erne rate as ea the stasnest elate COIWineti MP,* PrOiSti we deirtule
You by wane ~on used at loan <Anal ala - Fa arts ~am widen nrwia:Horrong • Eel (astairtai Marne. current yieldå *Stew. - Yee wow an recall** Iran LES Pa* USA rd
[aping anybalanceOs on Mom Ary wastes denonnewe, ard downy (Ira was) may An trimmed mud iceane b bused on <unto, UPI AG Striae' &rend te to SYS ps scant
translated toterren dreg the amnia prod as haw been adjusted to faciltma peas 'duals. &dad ad interact raws, assuarg iv wan« wit sweeping to ,he tunas~ tht.IES Pre Smut
laced at men value x of:he end of :he ,namn to <team <ism quad's, whs naLlab. contact be held la ate yea hom stamen: dale c• vred /wait
pool pta fnansul dØ nasty ihrs num.e is on1r a goidelew sorry
• Con On. h damming Inmost hanenepa and concur; insane sr meld uaranteed Attivity
~MK included n led assent eflte Missed • Iftill• invest/netts and stew:tired predueb. - <elan
ISmatedty snail entre sid «rent said It< Matunion regadn; crimsons and oho chars
who the nuerter '1. ' LES f mined Sancta MI relied rinse ~nerd Invites (nØ dal heaved
eeneties could include ~ken marred n careen cn nuh two 04t0JtCin el trade;
• nformabaa dd.aned from sodas °ter lhan UPS Pancpai is pours. and red !SUM* aninea telAl prat.. a wild pans a nd cm,,thead inducing opt , transactions ha been eluded on
trane. radng nenSIOn stele« senate) and ft•X•Stdli0d4XII ale rIlt, *IV h4.,/ imam. (and Meta ord
wand be Cmaltaltd. ttediffnlbOM pettect4 towered to you. sd tell b
Inna *d you may have provided to you pansul dØ. Certain *united pedant has not bean - Eanded anal name ettrenne yield Arid Mr Prowled to you pØ1' on "gag
. reantead wet, the Sansen and tethage
gave•
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the astacycr surdyd
fand.4 .'ovaris thin UBSfewetil Søn•OK
ty nosy a
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savd•estmaisd vats fa am* "man
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actual rose. and Odd nett be bens et War
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d youseatoned n shoat terra a wanly. yota may
in addlon although LES Srurcol Soya, goer* secures and ~dad oredacts lee reseals>, amend) dadad by the <sent melees nut adorn 6» to anal bonowna Costs for that
~Ws ins chrism. es as et n fe(0144 the ken ass,ases and Astry n not pawned a p ewee
Ago«.ma bawd an the Ian dwdend pelsdans wire/
does 4.31 crow* any manias that the Mimeo' - Thane woks, may dale stebas ad Item [Se.. 4 a resat by the moor and
linit• lbate' and 'Unasked (tailless' any, a whith a private ~snort itya anal*. ix sewri~gs be INS kr re Open orders
acusse 3101 the dated the assist As ash structured product nay be Øft a sold and* 'ma from the urkotet dew or untilmany. Palming open or *.sodlib<arceled* airs put
phase dance red on riermalean to maw orm matry reInfri, the wan yannyreteUe Atoms). oranuei yid] re not sussind were sol ewe...adby the waned date, open buy and
pschne a salt *awe. forts purposes a teas Squidatos. Tel stepceders ale reduced by the snail of dedads
~ma Accounts trandened tore arm may - Dwd party enemas et vats resota ~an • Assets net held by UK Financial Strikes. Cation ann. On," or•dradenclicr sr.1nte date unless
res grabs damalen only fa Ma paod of date ad are upped so UPS Snrcul Satan on a assets re not held by dor F ne and not withal Me .'.'weed ~west by ye. You se wrest» la
tree they au 1•01 at ref" Mote holorcal ragas basis by an nel~ walation tern Fillya oslostua camel Those AXIS se 4/0441 that if. 4,ot(tIled da to~ false to 0004
Oloness can be added by ye. ~et Adam - mug, gennal pains es swear 141•Y•11.3 wall% dispbsed on year anew( for Sormaterd ,.tung con cyders
• Unrwilizod ~Am« Yawn data is uedle, ary, se ascend to fief ern ty the Haar. puTows ay. Paean and vales presented ae
ePmead'freaked sunarknws calculakdk€ 91~111, itni. Of SNOW ill may be akdated provided by Me mase lem UBS inseams Sonene lerineg
(duds, sentry 0nM. ~salon data to. bawd at (Hiren nIc4manun Iran jhat vied by not rasp:nth. for sva ismalm adders ant to Obl.rn copy of as ant Clem Prwacy Nate.
nd•a•fl by May Of may not sel kol commis% fad panes to de...a tar sanded was %want.* as Rine a$1•14 an rol wanted Plane contact you [nasal AM•sa a voR webs*,
chars sadly reorgszans lots *was. - You can obtain ad:Itsal nkmdsregardna by WC a Me foal Il~fltntal SIC covers? at »we. ,,Iumwdenva4wrA4.
Ondend .reard daatenvesvnem system's< • mahodolog. dad to deum,nothe *amaze - Les Fnann, Steam a nal aback. The PAA. Bunne»
ankrse bis ~harts -red to da>lay valp ad the Oat el re ~Ass le n the . Rana sharing and Sdkicaal orreanotion Son*. Meade Bia. ed MLA ale hansalanga
awardlot The 'Tradedate' *tern present the basis Sr then:MISby canes; yon F ~cal - n adinan to sonmeekns a mks sd l2b. I fees afounls vAlch prOnd. Weft 10 baring servos sl
annal Irssacton bade dale Maw waned n connects wth the dettuton o. mewl products Ihrcolassanaments rah *bland ban,.
• Cable RCUrithe Bonds rid adored stock Mat - med oat; sunned vas maybe relleOnl Portte Ions clients we ana ar anane rKera and Mew trek*" tonal, and pranks access so
insi• oils for away 'Stoves wil be selected 'Na. prcee in soma, gluttons seen an awns Mat; parents hen, Ci:Oili.d0fS ardor otre,and annummoddis issued ty vWIlred
~ally by lot Iran swig at seoslies d Ms independent women Ism hals rop supoSed a n adacnot the enaual hnds that we all Thaw nee
thedparty
t y runase, ampanen *re* insurance
29.» bid n mac mine or ,none.» name fa od unable to assign a vats ~eaten.* ne arearts se based on two clefs« anyenems (a of LES f hated Senkts na.
dents Cal bide rearnwei is cbtand from edd that a material ewe has atoned nut maycalla Me most of salts by UPS of å bauble/ mata. - Imisnere, ~arc" ard sent products
paten tn Is sissy., rop Tasked Other call seamy reported alp nn quastan. c< wen a had Islay ki os, dents. and Ga the asses vats°. a - NM IDK rased • lee bad mariner May lose was
lease fl‘lf which add dint yield, complex value *odd be e•gley. SpeCulatn• chi to the rerun, - RUA boson Marucament Account 0~1
c.I the >aunty Oark<Otr mkalwaf knd langa saes held al te
~massed be crowded Loonrequest fens km, COA(counl BSA, sd niceness. Rena
• Cenerwates of *flak (0)s). Cos are Se nosed When node< an nr, gasral pit."... Or pass« - We a-day all lire also recw.e networl.ro ard Langarane AØ serer...ad swanksid
‘s. to 12 S0,000 n Reiman, ad suved mast per minuted wk.» nor a thed.party matured vats antis prate, ro fen n ~Son fa kinder UPS 'racial Sanwa Inc
deposter and per deposes. matron re xcerebna p0Ø the value of the seldy wall:edits« aanaemrald>sees thaltscrogide lo the mutuallads - ‘16.4 K • (.914110Pd »Sava owned by 'Om
wit [DC rubs frost ts puchne price lees orasaly re pad Iron reinter aeon n Mama ad Sawa Amnon.. and dad Leda
• Mahal» yes 6~ la worts sad °Mr - 'Dat« em to date' nay elude retun of 'he reutualiund andre å lead Øla ~CM bawd Icenw The UPS Insa bede cards and the WSVita
ac*als maybe higeOf kvaa tan the ace that capital, ixane or bath as On. nabs et røst., r 11‘0 bla1C-61114, debt csda sted by UBS Bard USA with
you would 8~1f wawa n re mina Prai lea - 'Øsa unit ate reptewt the eld dieing hOldiN) ~WI ItildS d MS lead linty nesenisen Born Visa USA. Korpinn Al other
<blared Imo varwas Ited party sane. 35th do sne per snit and nay not wiled wad cost - In adslai:n to sonless:ass reaind ncOnnection andesnes, (*.woad 'Fa:knurls. sane mods ani
bones to be ratable bui re do not nerst, IMI ▪ DPP and veined 4[4R laurels. arena listed on a wit the sai! a &adman of en ry antraos and regdord ten* nutla se of taw nrsanun
accuracy ~oral wastes ~sae, and are gamy Vat (enamel nok ;ads tow <Isla, we odor companies
&aid and even they an be sold the sea as Slade receive awns Ik3••9 ansensaten
- We 9~4 urlad cbsng take ells arvalable or Rev 201711
Me cresol the bd and a*. wises la 6fled han 'vy el the roan. temps« undenweng UPS Pisani:SI Sena. Mt
SDNY_GM_00325042
EFTA_001978 I 7
EFTA01307083