EFTA01275407

pr ir i rviCeS VIC UBS Resource Management Account ew o NY 10171.O3O2 March 2014 HI AN MAX LL NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv.Savings Account number: Your Financial Advisor: SCOTT STACKLIANItYLE CASRIEL Phone Questions about your statement? Call /04 Eirhancia AdvJior Of Ire Value of your account RMA Resourceline at on February 28 on March 31(1) account Your assets 0.00 2,984,074.11 IAA our website: Your liabilities 0.00 0.00 strew.ubscomifinanciaservices Value of your account $0.00 $2,984,074.11 Items for your attention • If you use UBS Online Services, consider changing your User Name and Password regulady to protect your personal data. Not enrolled? Go to sources of your account growth ubs.combonlineseneices Tracking the value of your account duriag 2014 Value of your account S Thousands at yea. end 2013 5000 2.984.1 Net deposits and vvithdravals 52,984,03038 Your ilveSITIM1t return DM:lendand interest income 1413.53 Change in market value 5000 00 Value of year woman on Mar 31, 2014 S2,904.07411 Feb 2014 Mar 2014 SDNY GM 00022820 Member SIPC CNP703010064798i1 _0314 Page 65 of 86 CONFIDENTIAL EFTA_00I33440 EFTA01275407 SUBS Resource Management Account March 2014 Account name: Friendly account name: ir Account number: Your ignoncid Advisor: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of March 31 (S) you' account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 2,984,074.11 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00% Total assets $2,384,074.11 100.00% B Value of your account $2,984,074.11 Eye on the markets Percentage change Index March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% a 77% Barclays Capital U.S. Aggregate Bond Index -017% 1.84% Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% CNP7C00)0064798I 2 I= CBI 4 llitY_GM_00024M1 66 of 86 CONFIDENTIAL EFTA_00133441 EFTA01275408 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Flnandal Advisor Friendly account namesiridie Savings SCOTT STACKMANLYLE CASRIEL March 2014 Account number. Change in the value of your account Cash activity summary March 2014 (Si See account activity the month for deals. Balances in your Sweep °pa ons are inducedin the opening and Year to date (I) closing balances value. FDIC Insurance ippies oNy to deposits at u85 Bank °SA, not to deposits at LOS AG, Stamford Evanth Of oank deposits pieced through the ues internaiond DepOS4 ACIOUnt piogram. SIPC Opening account value $0.00 $0.00 protection applies to money market sweep fund holdingsbut not bank deposits Seelmporcant inSonnation about your statement on the at Imo pars cf this document for detals Deposits, including investments transferred in 2,984,030 58 2,984,030 58 Mardi 2014(3) Year to date (I) Dividend and interest income 43.53 43.53 Opening balances $0.00 $0.00 Closing account value $2,984,074.11 $2,984,074.11 Additions Deposits and other funds credited 2,984,030.58 2,984,030.58 Dividend and interest income earned Dividend and interest income 43.53 43.53 Proceeds from investment transactions 1 64 1.64 For puiposes of Ms statement, tmeigilty of Inkiest and chldend Income ha been determined Iran a US tar reporting perspecthe. Based upon the residence of the account holder, =count type, or product type, Total additions $2,984,075.75 $2,984,075.75 some Interest ardor dvldend payments may not be subject to United Slates (US) anact Puerto RICO (PR) Income tares, The lent monthly statement is not Intended to to used and carrot be reed upon for I& Subtractions purposes. Clients should refer to the an:feat:4e tar reporting forms they receive from vBS annually, such as the Forms 1099 and the Earns 493, foe la( reporting information it is the pracice of 1185 to file the Funds withdrawn for investments aPCliCatk 18c reporting forms with the US Internet Revenue Service aid PR Treasury gefoartment and in bought -2,984,075 75 -2,984,075.75 such forms accurately classify clinclenct ardor interest afar exempt or tacable income. Pleat consult your inctssclual tax preparer. Total subtractions -$2,984,075.75 -$2,984,075.75 March 2014 (5) Year to date (5) Closing balances $0.00 $0.00 Taxable dividends 41.89 41.89 Taxable interest 1.64 1.64 UBS Bank USA Deposit Account APY Total current year $43.53 543.53 Interest period Feb 7 - Mar 6 Total dividend & interest 543.53 543.53 Opening UBS Bank USA Deposit balance Feb 7 $0.00 Closing UBS Bank USA Deposit balance Mar 6 $0.14 Number of days in nterest period 28 Average daily balance $17,857.14 Interest earned 80.14 Annual percentage yield earned 0 01% SDNY GM 00022822 CriOngeg30647gel 3 = 0314 Pegs 67 of 86 CONFIDENTIAL EFTA_00133442 EFTA01275409 Account name: *UBS YouriSnandd Advisor. I Resource Management Account Friendly account name: ir • SCOTT STACK MAAILYIE CASFUEL March 2014 Account number: UBS AG Deposit Account APY Interest Pe-rod Feb 7 - Mar 6 Opening UBS AG Deposit balance Feb 7 50.00 Closing UBS AG Deposit balance Mar 6 S1.50 Number of days in interest period 28 Average daily balance $195,287.90 Interest earned 81.50 Annual percentage yield earned 0 01% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important inksrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out. Cril.1000-ooci4,30 0.314 INSY_GM_000282Kl43 68 of 86 CONFIDENTIAL EFTA_00133443 EFTA01275410 SUBS Account name: GHISLAINE MAXWELL Resource Management Account Your Fl nandal Advisor: Friendly account nearte:Indiv.Savi s SCOTT STACK MANLYLE CASRIEL March 2014 Account number. Your assets Sane penes, income and current WI ueS ShOwn may be approximate. AS a issue, gai rts and losses may nom be accurately refleded. See Important inlormabon about your Statement a the end ol this ciccumeM for male informason Cash alternatives money market funds Money market funds one neither insured for guaranteed Di the Feder& Deposit insuraue Corporation °ray other government agency. Although money Markel funds seek to preserve the value ol your Investment at Si DO per share. it is poditee 10 lose money by infesting in these funds. Tatar reinvested d the tots cid reinvested driclends It does not include bay cash dvictnds. n is not a la Unreekze4 (taxi gem a bss is the Orlfetence between the current venue and the cost basis end would lot fa the purposes of determining tadrg periods or cost basis. The shares you receive each time you ge re raly be your tattle ga n or loss .f the security was sad on thls date. The unrealized Ras) gin or loss may reinvest dudena become a separate tax lot. need to be &lusted for ret an of capta paarents in order to determine the refired gain or loss for tar Cost Imes is the 10141 purchase cost of the security. Inducing renvestedd iisciroct Tit cost basis may reportingpurposes need to be Ousted for return d capital payments in order to determine the adlustedcost basis for tar investment return is the current value mous the mount you invested. R does nee include shares that are not reporting purposes. reflected on your statement. inctudng shares that have been reamed as either a grin a alms aiso des not include cash ciNckna that were not reinwsted Purchase pine/ Number Average` price Client Cost Price per shale venue on unreelized IneStrnent Htldng Hddng d than pies than (S) investment (5) Ofefal (i) on Mar 31 (S) Mar 31 (5) gain or loss (I) return IS) Poled UBS SELECT PRIME INSTITUTIONAL FUND 2,984,074.110 1.000 2,984,074 1 I 2,984,074.11 1.000 2,984,074 II EAl. $597 Current yield 002% Your total assets Percentage of Cost Estimated unwind value on Ma 31 (5) your account taus (5) annual income (5) cyan or loss (S) cash ahematives Money market funds 2,984,074.11 100.00% 2,964,074.11 597.00 Total $2,984,074.11 100.00% $2,984,074.11 $597.00 Account activity this month Date Acthity Description Amount (5) Deposits and other funds credited Mar 3 Deposit FEDERAL FUNDS DEPOSIT BY GI-NSIAINE MAXWELL AT CHASUS33 2,984,030.58 Total deposits and other funds audited $2,984,030.56 SDNY GM 00022824 CelP7C0070064798I 5—_0314--1- Page GO of 86 CONFIDENTIAL EFTA_00133444 EFTA01275411 Account name: i5HISLAINE MAX1N ELL *UBS Resource Management Account March 2014 Friendly account name:Indiv Savi s Account number: Your lq sandal Advisor: SCOTT STACK MAI/LYLE CASRIEL Die Aztiaty Descry:410n Amount (S) Dividend and interest income Taxable dividends Mar 31 Dvidend UBS SELECT PRIME INSTITUTIONAL FUND 41.89 Total taxable dividends $41.89 Taxable interest Mar 7 Interest UBS AG DEPOSIT ACCOUNT AS OF 03/05/14 1.50 Mar 7 Interest URS BArir USA DEPOSIT ACCOUNT AS OF 03/0614 0. 14 Total taxable interest $1.64 Total dividend and interest income $43.53 Invesbnent transactions For mote Inlorrnation tout the pike/salve shown SW reStrIded SK Unlit o purr.) rtormgi0n 00OO your statement at the end or thn dacsrnent Prcceeds from Funds investment wIthOratenICr Accrued Cote ACbuty 06Ciption Ouarility vSue CO Pnce ',amebae's (S) instalments boughs (S) 'merest (S) Mar 6 Bought UBS SELECT PRIME INSTITUTIONAL FUND 2,984030.580 1.000 -2,984030 58 Mar 10 Bought U85 SELECT PRIME INSTITUTIONAL FUND 1.640 -164 Mar 10 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1.640 .164 Mar 1 I Sold 1165 SELECT PRIME INSTITUTIONAL FUND -1.640 1.64 Mar 31 Reinvestment 11135 SELECT PRIME INSTITUTIONAL FUND 41.890 -41 89 DIVIDEND REINVESTED AT 100 NAV ON 03/31/14 Total 51.61 42,984,075.75 Date Activity Description Amount IS) Money balance activities Feb 28 Balance foreword $0.00 Mar 4 Dopmx UBS BANK USA DEPOSIT ACCOUNT 250000 00 Mar 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06114 -250,000.00 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06114 0.14 Mar 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.50 Mar II Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/10/14 -1.64 Mar 31 Closing UBS Book USA Deposit Account $0.00 the UBS Bait USA Cepost Account is your primary sweep option Feb 28 Balance forward $0.00 Mar 4 Deposit UBS AG CEPOSIT ACCOUNT 2,734.030 58 Mar 7 Withdrawal UBS AG CEP097 ACCOUNT AS OF 03/0614 .2,734030 58 Mar 7 Deposal U85 AG DEPOSIT ACCOUNT AS OF 03/0E/14 1.50 continued next page CNP70X90064798I 6 03l4 l alYGM0002 1 ”S 70 of 86 CONFIDENTIAL EFTA 00133445 EFTA01275412 Resource Management Account Account name: GHISLAINE MAXWELL Your Amanda Advisor: *UBS March 2014 Friendly account name: frit,' Savi s Account number. SCOTT STACK MANLYLE CASRlEL Account activity this month (contrived) Date ACIMR1 peso/Site Amount II) Money balance activities (continued) Mar 10 Withdrawal UBS AG CEPOSIT ACCOUNT -1.50 Mar 31 Closing MIS AG Deposit Account $0.00 The UBS AG Del:091 AOCCunt is yOur SeCOnCATy sweep Opt Co SONY GM 00022828 CNP7C00;0054798l 7 =0314 Pegs 71 of 86 CONFIDENTIAL EFTA_00133446 EFTA01275413 *UBS Yournotes .17,30.0I6.73.8 =.I 4 MMElly . E.,,,,, ........ ,..M . CONFIDENTIAL EFT,00133647 EFTA01275414 Important information about your statement LEIS Financial Services tr. (the F im or UBS financial sent you the fro stsemera on which the error or The Fim, together wrth certain affiliates, ha also account hekl, you choose one of tie following Serviced( is a merrter of all panel:el secuily, cannodty problem appeared. purchased stppinental protection. The maximum anestrrient obit-ter and cote:re exchanges. MS Fe-encial Services and 1165 - Prow:kyr)," name ad accost number Of any) amount payable to al eligible dients, carts& rads • stodge Conant!mom. ...atom s searg the Bank USA n rdrect subsdares of LES AG and — Dresser the lira or the wander you are are this protection is S500 million as of December 10, 2013. generation d income cak. affiliates of LE6 Seriatim U.C. Ter Fim's financial about, and .plan as chat as mu can why you • Achim Cepralappreciation Inteetrnentt seeking statement is available upon mopes the Fars arose.* believe t is an error a why you need more Word to the poicy conditions arid limitations, cash a growth of prncpal rather than the gereraim of offices are ar eitemation the firm is further protected tam to to 11.9 million n the income — Provide thedollar arroat of the suspected error. aggregate for all your accounts held n a paticular • Produce Combinaton of ircone and Capital capacity A fin ccpy of tie poky waning is INAilible Appian:awn Memento seekhg both der generation The Fim or Cad Issuer wt imestigite your ccmplaint Won reciurst. of name and mouth of ;timbal. Weehawken, RI and wet correct any error promptiy. The SIPC protection and the applemental protection Overall rids profiles Ibis animal represent the tay official record of yaw Please make all decks payable to the Fan or der both do not apply to. LES Financial Sakes account. Other march, not financial institution ippicated on to front of this • Certain fnancia routs controlled by (rid naiad it • Coasavarre Seeks to maintain anal peeper, with official tic documents, containing rereading data noted low OA and volatility to the acorn owral, nenif Oak:mint h ad:Wm to nectar accord feet accounts your account veldt but hell away from UBSFina-col that means the teat does not generate significant riot be relied Lyon If you believe there is an error cr may be subject to rriattaeranCe fees, chages for late Services fe.g.. certain cash al UBS Bat. fel cads at emission please report it immedately n *Ming to the income or returns red may not keep pace with parent for setriles purchases and charges for unpaid LES AG St/miredbranch insurarke prOSK1S, inflation. Ranch Manager is. the office snag your account. armunts in cash =cont. Accounts that ate transferred including variable amities, and Ed shares or mutual to other imitations may be subject to a wander be. fondt when such than are registered diectly h the • Moderate: Willing to accept some risk to principal aid Aelmugh al figures shown We Handed to be accurate. name of She account hake on the backs ad wads tolerate some ',lottery to seek hgher returns. statement data sktili not be used fcr tat purposes Rely UBS Sweep Options of the applied* issuer a taster agent); • Aggressive: Wiling to accept high rift to prinopal and sort on yeatend tax lams, te.. Form 1099. SkaBs UBS offers optima for sweepng cash biarces, Winces high ratan* to seek highreturns ore time. 10425, etc.) whinprepregyour tax return. The Fine it to bar deposits at UBS Bat USA and WS AG Stand • Certain rwestmeet contracts or Mestment interest required by law to report to ihe IRS all taxabk dividence, branch Sink Sweep Progome, money maks mutual pg., limited penned* and piste pa:emeriti) the Statement liouseholdne mooed* rantaubb detickads and tat remit sods (Morey Fu-ds) rd theInternationalDepose we rot repaired under tie Securities Act of 1%3; We may consoldaie al related account statements with erred on acuities held in yxr aciont, net proceeds Arrant ODAlfor customers Shan International ird the same address n the same tanker. Accounts may on sale transact:re, and cost basis cncenain covered Renate Management Account. through re Bank be related Ice this purpose betake they haw owners swains. Sweep Prtraamt rah balances re swept to LEGBerk • Commodities corrects (e.g., lamer excha-ge and who also maintin pia accord relationshas was other USA up to n intsbkhodirnk ad then to LES AG pm eta metal ccntradd. aduding futures contacts clients at the sane address. This practice known as Communications with the Finn Stanford Branch or a Money Fund. Deposits at UBS • householing • R you prefer to reprise Pdivalual . Please reconfirm any oral coimircatearts in wring rd ormoditY cram contracts. statemeats mailed in separate envettpta — y0U may Bat USA are FDIC nstred in accordant with FCC to further protect your rotes incladrig your ogress ruks. For nacre nlamatim please sat mar...Witter. the 51K potecton and to suppemental protection do dare householdeg by tiling you. F remise Advisor. raider the Storks Maar Protection Act (SEAT Deposes at UBS AG SleekedBurch ad furs of not apply to these assets erne they otherwise appear Money Funds are rot inured by the FCC. on yin strements The 9PC protedia end the Friendly accourt name • If the finacal nstitution on the top left of the front sullommental protection do not poled agora changes the FrendY account name reflects formation that you of this staternert is not UBS Financial Sakes. U3S Throup the OA, araileble toads balances are swept to it the makel vats of you investments (whether as a entered on the Firm's onto* senores vrebste. R ts a Financial Sentra ernes gar account as cleanng depose accounts at UB5 AG New Yak Branch and UB5 result of market morment. issuer balkruptCy Cr customizable rnictrurre' those by you to aria you taker by anargerront watt the rdcated &Puke. AG Cayman Brach Mew deposits are not esund by OtherbYee) war sir record...pint It has rro legal effect on your We Wormed yaa of Mk relationship when you the FCC. Balances Feld at the LES AG Cara" Brads account. You can change yds hiendt account names, opened this accost. hare cast your lads and are temporanty exposed to the so...reign risk of the More information is prelate tpcn repast You may through Onere Services or by contactegmurFaancial sautes a-e located a UB5 Anatol Services and rot Carman elands, and tare is no 'santee or other obtan more Scansion abote Sit. incising the 5IPC Adviser. the imocbcng broker. ad you nom make erect-I obligalon of LES AG to repay*. betakes wink as the Brochure, by contacting SIPC a 202-371-8300w by of are error or &Makin to both NITS. UBSCarmans Podia books. %tang the SIM **Mite at rawarptag ACCOr overview • vain ofmw accountrporrob Net of assets mot A 0 accctnt statements shall be deemed complete ad Deposes a LES Bat LEA and tad'.UBS AG Berth are Dividend ReiWetblbedill Program (DPP) •Ailtes. accurate if not objected ton *meg within 60 days. not protected by SIPC. Money Fund shares ere protected the li ke reflected is an pram price. You mar obtan Asset tweaks salable cash balances, visit for by SIPC. See *U3S Financial Services Arrant Protection' the acb.el price kenrot Fnancial Advisor. Orey sack restricted storey list), and Global tine Deposits, • PION* died amok. complaints a itcpiies to the bobw fare are purchased under DRIP; partial shares wil be wreaked marks to market, and ceetaa arts not held Fi-m's C bent ' eat at 201.352.1699 wet rd the rah wS be deposited your account. The by the Fim. Does not includemasted smoked SeCuttiell assets atollfree at 8:03 A.M. to 6:03 P.M. Upon sus retest, balances in tie Bank Sweep dviderd reavesvnere wire applied by fie ewer may al the end of the pior and rural periods, or ET Monday through e- ay, a in aka to UBS Po:gramor OA may be withdrawn, and shares of a • from the market vice at which thepartied shares erica private irwestments, emoted stock options rd ices k., Client Relation Depalment, Money Fund my be liquidated, and the proceeds an sold stock options Unton C sty. W 07087. returned so you or tasks amont. • Intakes Include, debt blI/M•1, culdardirg margin Csolerelieu loans. credit the, Mon amant balances. • hcase of en0rS Or ouestkoo about an electronic Aster formation about available wrap options, Crib, whole units may be hada soy amour. If you • Cash/raoner balinrea Total of reinvested avalable bads rands Olt BS Vareckbit ncleing unit emiest rates and yelds, a availabk at entitled to apalel um( a a mutt of a ladedPanto' cab balances. plus UBS Bak LISA deposit braces U3S card transactions, call wwwtte c from your F rema Advisor ▪ otevaise, the Firm suit ether sell parhal Ls*, at AG Starreord Brand) deposit balances and money market Financial Senates ex.. or by calling made) like a accept an amount determined by a mitel fund sweep boraxes, at to case of ha Weehawken N) 07086. Ath-. MAArBSA Saes mai:teed cleans agency, and credit scar account statement period. Noricormlocity Vet credit balances in UM Financial Serrae account protection your acct are rot segregated from other balances Cal or write as soon as you can it you thrk yam The it a member of the SeardeS Inyeibli Protection Investment objectives and to Fan my use any of these funds! the ordinary statement or receipt is wrong Cr d you need more Corporation EEC), whkh protect securities account, of aye nanimere °teaks rd risk profile Me speck to course of it business. these funds a* payabk Loon racemein about a nerdy on the statement or its members up so 1500,03) (roaring S2B),000 for each account and may ray between Please Weir the your darned. This total n included et to anent period rental. The Firm or Card boar (as aPicablemmaat dams kr cash) the SIK asset protection Imes aTPV to Fun promote, a mon; of any signkant Mango n gar closing value. her horn you ro later dm, 60 days after to Fim all account tetra hold n a palkukr capacity. foamier situation or masker% objectives. Foe each SDNY_GM_00022828 CONFIDENTIAL EFTA_00133448 EFTA01275415 Important information about your statement (con inued) landew Herniation you would Warily reek* n the market Prices we - •Darinca to date' may include num a - h etkle co to crimson; caned n connection For deadinformition cn theFinis lending practkes obtamd from various third party sources Snit. tie capilal. income a both wth the sale or astanon o1away contracts and disci:rives, refer to ear Clem fatbraiip Delve to be rehtle. but we do not gmealee heir - Chanel a see • represents the initial Oran; and at investment mat units to our <lents, we Agee-runt or Accost Agreement and the General scanty. price per unt and may not (elect your toil basis ands our Oblige nage ovens sharng Toms rd Conditions UBS Statement of Credit Practices — We gene* a the closhg pricewhin awlabka airrpeosmion trammany of the Mance amilable in Ageomon and/Jake/resat the mean a/1MM and ask prices fa lined • Restricted securities Reslraed want:as drauralY companies underwriting the entity contracts, mew mist rornberrionsrlostrret acuities and colons or ong bid prices fa OTC are rot currently amble for public sale. UBSFinscal aft dates of to Man area-Dna sponsors of seosdies. knees toes the add price of the unrestricted nod Inlay inwsvnent tugs we diserbute Vas awn - Less actiwg waded securities may be priced &ring of the same issuer as an .reputed value fade - Clir &Math also receive trading cornmeal and Your neleMent lakes securities melodies mats held valuation model or to mod recent price we restricted stock fa purposes of thin statement on. To other correereation from mutual finds and h the account at the end of the statement mend. You obtained and mar no reflect an actual market price the relent that rearioed searkies are eliabh la a mine, companies whose podjcls Vp, dotMute. may ark for &key d lay paid seosties at anytime. or wad. the slew reared may be stbstantialg less than the - %Strata an anal fee from UBS Birk LEA and You may receive securities used as loan collateral after - Certain position may appear without a price and imaged value town tee AG Stanford andi of up to szs per account awing any balance due on tem. k -y *curia will taw as *price was rot available' if we are sweirpng to the barks under the UBS Bre Sweep tranderred to to Cern any to element period are undob to obtain a pnce for a ,ecudy • En. (estirneled) immense current yields and rates. Fri:gran. lewd at market value as of the end of the aimed - Deposits or startles denominated elcurrencies An estivate d a-rual income is based an current period. other tan U.S. dollars are reflected at the exhinge Sicked aid interest rates, assailing tie seethes will Activity • Cast basis. In detaining the cost basis of the rate as of the statement date. be held for ale yea from statement date or and hbrinationregudng commissars and otter &argil sewrites included in this statement, where indicated - Fa certain wooden trading innonconformity Mett/ily. This name eon* Aga:Seine, accuracy nand n cowedat with to oecutcrt of wades, wih the nurrbe. '1,• UPS Fivercial Services Ms relied Marenalcra price an quaty(lace sakes) may rd continued income are not guaranteed idudng option transactions ha been included on cninformation obtained from sources other tent/5 have been adisted to facilitate pacer valuation - Estimated anal inme rd curet yield for ocerierntions reveal/ furnished to you, an will be Fivncial Senices, including information kern anothe- To obtain current quotations, when stadia, contact certain goes of searities could include a retun of prowled to you ramptlyatrecpeg. Sim a that roomy have provided to you Finmxial your Financial Adder. prncpalor captal gars in nnith case the est Advisor. The Finn does not htliepoilently verify a income (irdcunerd yeti would be oventated. Short geniis gamine the acaracy or vardity day irdorration • Prints erveitments and An/clawed prodded. - Estimated anal icane and current yield and the d Pain engaged in short sellig a security, youmay provided by watts other then LESFivncial Senates. Mate mestrree sautes ixbding drect actual Mane and yield might be kwer a higher Mar a cheepe a to cerUin Wroth)? costs for that participation ptqam and real estate indictment trust than the estimated amounts. perticular wooly. aicitirt although LIDS Firacal Seines general& wades) and strucssed piodacu are densely highly - An estMate of rruateed name (divdend motor adds this Herniation as it k wand, the firm Abseil. Certain seamed products have not been interest) deeded by the current market Open endow dos not provide any estances tat the idamatian registered will the Securities and Excha- vatedaverase balance is based on the last dividend Regarding Men or • graltikancellecr ceders that km* "Cost basis" and "Leireakzed gar/loss' is (omission a under ay state securities laws. We or interest payment made by the issuer and were not entued by the statement date, open buy an accurate as of the date of the statemert. As wok proide waited wears for private investment warms tie sectritiegdeposts will be held for a sel stop orders are redid by the amount d dividends please do not way on the Hamden to nake wadis and structured products for edorniatkrul year from the statement date or until makrty. a rights on an exidividerds or motes date unless pucka a tale decisions. fame papaws a purposes only. Massey knot giarenteed. Accuracy rd continued weld we not goateed intruded otherwise by you. You are responsble for otherwise. Accounts transferred to the Fim may - These values may differ abstantiaby from pricer. if orders that we emouted OR toyout failure to cancel reflect girlloss infamatkn ong for the period of any, at Mich a paw investment security a • Assets not held by UBS 'rancid Services. Certain (Meting open orders. tine they a held a the Frm More historical structured prixtaa may be bough or told and do assets me rot held by the Fern and nor within the nknnatcn tribe ackled by you. Menthe Advisor. not noosingrepresent the vaismaa may receive Fern's possession or carol. These assets me Privity Loon lion:won. dipleyed on your statement for informational To obtain a copy of a current Client Stinky Naito. • threalized gain/loam Wien data is aailtle - Th id prly 'Ornate of vale av as of a certain urposesorig. Positions ad values presented an please contact your Francis' Achisor or vbit or website estinated tweaked gand lases we alcaated la ?diva,aI searSy lots. TM transaction data for date and are saopled to UBS Finarcid Services on a regutt baus by at independent eatiation Pm. pp nded by the iriut9 fern UBS Facial Senkes not respable for the ilconation and does not at witismALCDsoadiaMgala rxtliviial lab may or may not (elect commissions. - Ida general partner or sponsor estimated vete', guaantee es accuracy. These assets at rot protected UBS Antacid Services a not a bat The WA, Busies, &aloes ands 'acuitymarginedan emits are supplied to the by the Moe by BSC or tie Finds ustplementalSITC covers?. Services Account &SA and IRMA we brokerage accounts Dividend and otherrenwstment lots ad systematic gennal pane or sponsor and may be tabulated which provide access to barkingservices adproducts padvse lots are eachcombined to display one based on Merin information from that used by • Revenue cleoring and additional compensation. though annginents nide affilittd barks rid other averagedloll)* • Trade date • [Mann presents the IMO parties to derive ter estinated values. - In addrtion to commissions on sales and 12b1 fees thrdeany banks, and provides access to nsura-ce and aiyeul transaction wade date. - You can Mesh addiand Hamadan regarding received el amnion with the distibution of anidy prod ct seed by unaffiliated thiddany the methodology used to determine the "slime* of nail finds to our client we enact our affirm insurance ampans through eaura-cie agency • Callable securities Ban* and primed stock that value ad the date of the eke-mann that is the receive tIvonut *Wing Payments from distributors subsiiitries of UBS Financial Services Inc. the issan oats for eery recknoten will be selected basis forte enlate by contideg your Fivncial ads advisors of the ntAsal funds that we sell. mpg-tidy by lot Iran arrorg all seo.rties of tat Advisor. These arrant, are based on two deferent Iniestment nsuraxe. and amity products: sea held hour name or in nominee nine la as - TAW party *stated was ray be reflected as Cern 0 tlY mantel calm by UBS of a Not VIC inured • No bank guabantee• May Me vale clients. Call am bannoten s cbtaned from third •Not pied' n wor Ism dins. wfe n psalm mutual fund family to our <Peet and Cs) parties and is accuracy isnot guaranteed. Other call edependent valuation tam Ns not stead or is the asset value °fears-theLe mutual fund family's RYA. Rescum Management Accord, Business Semites feakres may eat !Mich cad affect yield complete able to assign a vatic when we beanie avare shires held a tie 1mi Account BA BMA and ntematioral Resource rrionnatir MOM provided upon request that a materialevent has °coated tut may call a - We and as atMate also recent nem:eking and Management Accost are registered service marks of ammo* reported sea eta question. or as a ormtus protesting lees in consideration For UBS Facial Services It • Cartifiestee el deposit (ma)CDs are FDIC Mad value would be highlasPectilatne due to the naese tondo agent servios that we arid* to the to to 5250,000 h prixSel and accrued interest per of the stout maul fads. Thew km generally are Pad from Visa *rata is a regidered seat* mark of Visa deposta ad per deposicry institution, in accadence - Whin neither almar, general ante a sponsor investor abets ei the mutual karat and are a fired International 1.8$ Via Signature credit cads and UBS wain FDIC *stated value me a Orderly estimated mks is de la amount based an the number of amines at Visa debt cards we based by UBS Bank USA with pended the value a to scalyweb, differs-sr the broker-dealer holdngmutual pride of that fund erasion from Vim U.S A Incorporated. • PriceAralue Prot, dirbswd for securities and other tan itspurchaseprice. Family. products may be higher or lower than the price that UBS Finandal Services Inc Ma 2O14O2 SDNY_GM_OOO22829 CONFIDENTIAL EFTA 00133449 EFTA01275416 lir m *UBS i nices hc Resource Management Account ew o . NY 10171.0002 April 2014 l i ri Ai MAX LL NEW YORK NY 10065.7007 Account name: Gl-liStANE MAXVVEU. Friendly account name: In:W.Savings Account number. Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at - cm March 31 (5) on April 30 (S) account - Your assets 2,984,074 11 2,899,474.98 Visit our website: Your habil:ties 0 00 0.00 lwevtubs.comifinanciatennces Value of your account $2,984,074.11 $2,899,474.98 Items for your attention II you use U8S Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to Sources of your account growth ubs.com/onineservices Tracking the value of your account during 2014 Vzdue of your account S Thousands at year end 2013 10.00 2,899.5 Net deposits and withdravals 32,899,369.61 0 Your iwestment return Dhidendard interest income 5105.37 Change in market vita 3000 Value of yew atone 011Apr 34 2014 999A7498 Mar 2014 Apr 2014 SDNY GM 00022830 Member 9IPC CalP7000;005030701 0/14 Page 79 of 98 CONFIDENTIAL EFTA_00133450 EFTA01275417 Yourilasndul Advisor. UBS Account name: Resource Management Account Friendly account name: ir SCOTT STACK MANLYLE CASRIEL April 2014 Account number: Your account balance sheet Summary of your assets value on Percentage of April 30(4) yov account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 2,899,474.98 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $2,899,474.98 100.00% B Value of your account 52,899,474.98 Eye on the markets Percentage change Index April2014 Year to date S&P SOO 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70% Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% CNP7C003005688702 0414 IMINLY_GM_00024WI 80 of 98 CONFIDENTIAL EFTA_0013345 I EFTA01275418 Account name: GHISLAINE MAXWELL Your /9 sandal Advisor: Resource Management Account friendly account name:Indiv. Sayings. SCOTT STACK MANLYLE CASRIEL 2is I.: Account number. Change in the value of your account Cash activity summary April2014 (s) Year 10 date (S) See account activity the month for debits Manses in your sweep opuons are inciudechn the opersng and daring balances viol, FDIC insurance /poles only to depauh at u85 Bank USA, not to &pools at LOS AG, Stamford Branch or bank deposits placed terrorist) the UBS Intone:cord Deposit Account program SIPC Opening account value 32,984,074.11 30.00 protection applies to money market sweep fund holdings but rot bare deposits See important eribirnation about your statement on the last MV pars ce this document for &LOIS Deposits, including investments transferred in 1,183 17 2,985,213 75 April 2014 (5) Year to date (I) Withdrawals and fees, Opening balances 30.00 30.00 including investments transferred Additions out -85,844. 14 -85,844.14 Deposits and other funds credited 1,183.17 2,985,213.75 Dividend and interest income 61.84 105 37 Dividend and interest income 61.84 105.37 Closing account value 32,899,474.98 $2,899,474,98 Proceeds from investment transaction. 34,688 03 84,689 67 Total additions $85,933.04 $3,070,008.79 Dividend and interest income earned Subtractions for purposes of this statement, tatabIty of inkiest and chedend income has been determined from a US Other funds debited 35,844.14 -85,844.14 tat repotting perspective. Baud upon the residence of the account nokteL account Igoe, or product trx, some interest ends cfreidend payments may not be subject to United States (US) ancla Plano Rico (PR) Funds withdrawn for investments income tines The tient math* statement it not intended to be used and camot be relied upon fat lac purposes. Clients should refer to the amicable tay reporting forms they receive from MS annualy, such as bought -88.90 -2,984,164.65 the forms 1099 and the Conn 493. for tar reporting information n is the practice of U85 to file the sphcatie la( reporting forms with the US InternS nevem* Service and PR Treasury Depamrent and in Total subtractions -385,933.04 -$3,070,008.79 such kerns accurately Uas9fy ChidenC/5 art/ Cc IMP'St as tat teerrPt or tacit* 'Kane Please consult yew inctiodual tar preparer. Closing balances $0.00 30.00 April2014 (5) Year to date (S) Taxable dividends 61.84 103.73 UBS Bank USA Deposit Account APY Taxable interest 0.00 1.64 Interest period Mar 7 - Apr 6 Total currant vas r $61.84 $105.37 Opening UBS Bank USA Deposit balance Mar 7 $0.14 Total dividend & interest $61.84 3105.37 Closing UBS Bank USA Deposit balance Apr 6 $0.00 Number of days in nterest period 31 Average daily ba lance $0.01 Interest eamed $0.00 Annual percentage yield earned 000% SDNY GM 00022832 CIIP7C0070056,39703 = 0414 Pegs 81 a 98 CONFIDENTIAL EFTA_00133452 EFTA01275419 Account name: *UBS Resource Management Account April 2014 Friendly account name: ir Account number. Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL UBS AG Deposit Account APY Interest Period Mar 7 - Apr 6 Opening UBS AG Deposit balance Mar 7 $1.50 Closing UBS AG Deposit balance Apr 6 $0.00 Number of days in interest period 31 Average daily balance $0.15 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following mvestrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbormation about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility ccnsderation - None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out CNP7C0C93056.98704 = 0414 11111Ity_cm_000tats 82 of 98 CONFIDENTIAL EFTA_00I 33453 EFTA01275420 Resource Management Account Account name: GH15/ANNIE MAXWELL Your Anode! Advisor: *UBS April 2014 Friendly account nitrite:Indiv Sala s Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some prXeS, income and current values shorn may be approximate. As a (Hut, gains and IOSSCS twat POI be axuiately refleded. See important 'No/mason about your stmemem a the ends this dxurrent fot more informaion Cash alternatives Money market funds Money market funds are neitner insured for guaranteed rei the Fede mg Deposit Insurance COFDOrdll On a any Other Npremment agency. although money market funds seek to preserve the vane d your inseStment at Sitio per share, it is ardit* to lose money by investing in these funds Total reinvested is the toted cr ea reinvested cUadends It does not include any cash dvICends, n Is 'NO a to Unmated (Wigan or loss Is the difference between the current whit and the cost basis ant would lot for the purposes of determining tooldrg periods or cost basis. The shares you receive each tee you ge re idly be your taxetle ga n or loss if the seonny was sad co this date. The unrealized (tan gat n or loss may reinvest dsidench become a separate tax Sot need so be slushed for return of capita parents in order to determine the reared gain or loss fa tax cost Data as the tote purchase (O51Of the security. Inducing reinvested dsecirndS t e cost bash may reportingpurposes. need to be eluded for return of capital payments in order to deternne the adiustedcost bees for tar Investment return is the current value minus the amount you invested x does we include shares that are not reporting purposes. reflectedonyour statement. inctudng shares that have been iodized as either again a alms s also does not indude cash addends that were nee remwSted rurchece once• minter Average pace Client Cat eke per share Valle on unrested InseStment Htldng Hddng of shoes per glaze (S) investment (51 bays (S) Co API 30(S) Apr 30 (1) On or loss (1) return IS) PHINd UBS SELECT PRIME INSTITUTIONAL FUND 2,899,474.980 1.000 2,899,474 98 2,899,474.98 1.000 2899,474.98 EAl. 9870 Current yield 0 03% Your total assets vercemage cif Cost Estimated Unrefined Value on Apr 30 (S) your account Oans (SI annul 'twine (SI On or loss (S) Cash alternatives money market funds 2.399,47490 100.00% 2,499,474.911 070.00 Total $2,899,474.98 100.00% $2,899,474.98 $870.00 Account activity this month Date Actinty Description Amount (I) Deposits and other funds credited Apr It Deposit FEDERAL FUNDS [DEPOSIT BY GIISLAINE MAXWELL AT CHASUS33 1,183.17 Total deposits and other funds audited 31,183.17 SDNY GM 00022834 011170503305668705 0414 Page 83 of se CONFIDENTIAL EFTA_00I 33454 EFTA01275421 Account name: I UBS Resource Management Account April 2014 GHISLAINE MAXWELL Friendly account name:Indiv Savi s Account number. Yourignanciel Advisor: SCOTT STACK MANYLYLE CASRIEL Date *diary Description *mown (S) Dividend and interest income Taxable dividends Apr 30 Dividend 1)85 SELECT PRIME INSTITUTIONAL FUND 61.84 Total taxable dividends 861.84 Total dividend and interest income 861.84 05e Actiwty Descepbon Amotrit Other funds debited Apr 2 TranSfer JOURNAL TO -20.000.00 Apr 1 Transfer JOURNAL TO GHISLAINE MAXWELL 44,000.00 Apr I7 Withdrawal FEDERAL RADS COMIUMENTARY FED FOND WIRE TO Ghislaine Maxwell -1,156.11 AT JPMORGAN CHASE BANK, NA Apr 25 Transfer TO -20.68803 Total other funds debited -185,1144.14 Invesbnent transactions For more Information about the price value shown for restricted securities, see important initymakirt sboa your staormpa a the end of this downem Proceeds Iron Funds Investment Aithdraven Ice Accrued Oate manly Desciption Ouantky Yaw (I) Price (5) transactions (5) rtivestrnents bought (5) 'merest (5) Apr 2 Sold UBS SELECT PRIME INSTITUMNAL FUND -20,000.000 20,000.00 Apr 11 Sold WS SELECT PRIME INSTITUTIONAL FUND -44,000.000 44,000.00 Apr 23 Bought WS SELECT PRIME INSTITUDONAL FUND 27.060 -21 C6 Apr 25 Sold WS SELECT PRIME INS1TTUTONAL FUND -20,688.030 20,688 03 Apr 30 Reinvestment t185 SELECT PRIME INSTITUTIONAL FUND 61.840 -61.84 DIVIDEND REINVESTED AT 1.00 NAV ON OU 30/14 Total 884,688.03 -MAO Oat Activity Oescrkkaces Amount (5) Money balance activities Mot 91 Oakm* forward $0.00 Apr Id Deposit UBS BANK USA DEPOSIT ACCOUNT 1.183.17 Apr21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0517/14 •1,156.11 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF awns i4 -27.06 Apr 30 Closing UPS Bank USA Deposit Account $0.00 The UBS Rant USA Oepost ACCOLIAC Is your primacy sweep cpbon CNP7050B3OSE88706 0414 IY_GM_OOOAMg 84 of 98 End of statement for account number CONFIDENTIAL EFTA_00133455 EFTA01275422 Important information about your statement LEIS Financial Services tc. (the F im or UBS Financial sent you the fin statement on which the error or The fie, togMerwih certain affiliates, ha also wort held, you choose one of the following Services} is a merrter of all orincizel worry, canaily problem appeared. purchased opplaental protection. The mairan ardent objected and opens target. U3S Frencial Sakes and U36 - Bowie you nine axl accost number Of any). amount payable to al eligible theses, cobra& isdiv • Este Cunentarnome. harm' es seakng the Bank USA at rdrect sunares of LEE AG and — Desobe the n or he transfer you re snare this protection is 5500 million as of December 10, 2013. generation of income a*. affiliates of is Saritin U.C. the Fim's financial Lou. and explan as chair asre can why you • Adieu. Capra, Apprecntroo Instilment( mining statement is available upon rade. The f aeon:* believe it is an error a why souneed more kbect to the pokyconditions ea limitations, cat X growth of prnanal rather than the gerorden of aces are ar I-formation the firm is further protected td Le to $1.9 million n the income. — Proud. the &Aar anion d to suspected eat aggregate for all you accounts held n aerator • Produce Comerneton oilman. and Capitol osprey A Fri copy of te poky waning is inedible Appreciation lasiments sae* both to generation The Fie or Cad Issuer wel iviestiree yew complaint Won mourn. of name and growth of plaCjIll. Weehawken, RI and al correct any error tromp*. The SIPC protection and the supplementl protection Oval' Sc profdos Ibis =tenant represents the gay offalsehood of you Please make all cads earth to the Fern or tie both do not apply to. LES Financial hereon account. Other march, rapt financial imitation rotated on the ant of the . Certain tread asses controlled by (and abided in • Conseil Seeks to mantas nilel arciwil with official tar docurent, containing cordial* data should low risk and volatility to the octant overal, nenif teamed hacklilen to recta accost fax accounts your account valtinbn held away from UBSFinrcel that mewls the accost does not generate significant not be relied Lan If you beim there is an error cr may be subject to mai-trance fees, chages for late Services (e9. certain(* cash at UBS Bat, (ii cat at omission, phase repon it immeciately n *Ming to the income a rearm and may rot keep pace with parent for sautes purthases and charges for unpaid LOS AG StarnIcrd branch 00 inane product. inflation. &inch Manager of the office serving sow account. amounts in ear awls. Accounts that be transferred including variable rates, and 00 rues of mutual to other notations may be subject to strangler be. funds where such shares are registered dienly in the • Moderato Willi* to accept some rises to pincPal and aloakin al figures shorn T. reended to be accurate. name of the account holier on the tan and records tolerate some votattity to seek hgher returns. statement data shadi not be used fix tar purposes Rely UBS Swap grant of the applicable sera a transfer agent); • Aggress/ye: Wiling to accept high nick to woos' a-4 sole& on yerend tax lams, (Ley Form 1099.54A UBS offers options for simony cash bins, Winces high •Olatilay to seek high returns o,er tine. 10425, etc.) when preprigyour turean. The few, it to bat deposits at UBS Bat USA and LBS AG Strad • Certain nwslmert contracts or Mestment interest required by low to repon to the IRS all twabk divan*, birch (Bank Sweep Pregame, moneymaker mutual Xi., limited pareasha and pate placements) that Statement liousoholdne reportable roar:able Wands and taxable niereve ads (Morey rut) al theInto Deposit an rot registered under tie Securities Act of 1983; We may consolidate at related account statements with eared an vacuities held in you reant,net proceeds Account ODATfor customers with an International ad the same address n the sae envetye. Accounts may as sae transactors, and cost lass cncenain coveted Resource Maagemern Account. Though tie Bank be related la this purpose bade they have owners swain. Sweep Prorave cash balances re swept to IBSBak • Commodities contacts (e.g, foreign exchange and who also maintain pint adorn relationships wrini other USA up to an established knot ad then to LBS AG preciarnetal corers} aludiog futures contacts dents at the sane address. This practice's known as Communicationswith4w firm Stanford Bradt a a Money Fund. Deposits at UBS ad formorittrair contracts. • househoting 'kw prefer to raise Minkel . Please re-confirm any oral cormincatorts in vet* Bak USA are FDIC rthred in accordrce with FDIC stateliest mated in separate Onatpea — yOU may to further protect your nits including your nrt rules. For rare Moneta please mit vwmidicgov. The SIPC dotectsr, and the suppkimental protection do data houwholdmg by stag your f weal Advisor. tad= the Waist rasa Protection Act (SEAT Deposes a UBS AG StakedBurch and stores of not apply to these assets and they otherwise appear Money kinds ay rot Mad by the FCC. on yoa seaternent the SEC protection and the Friendly account name • If the financial natation cn the top left of du front sandal protection do not protect agora changes The Frendh accost name reflects aeration that you of this statement is nix U8S Finance' Sevas, UBS Throup the CA., mailable to cash balances are swept to in the max value of you investments (whether as a entered on the Firm's onlne sena, webote t e a Panda' Services carries your ocean as cleanng depose accounts at UBS AG New Yak Branch and UBS result of market mosement, iSSue bankruptcy CY customizable 'rich-urn? non by you to amiss you taker by anargenent with the ratted intlitution AG Cayman Burch Thew deposits are not inured by otherwise} with you recordkeephg. It has no legal effect on your We Wormed you d this relationship when you the FM. Balance hold at tie LES AG Carnal Brad, account. You can durge yes Friendh account names, opened this accost. h this case. your Std. and are tempera* exposed to the scvereir Sc of the More information is amid* upon rapist You may through Ontre Services or by contact-9 rurFkancial wakesau located at LES financial Seats and rot C wren Mends, and (here is no gairantee or other obtan mere recnnation abets SIPC, includng the SEC Advisor. the Mocangbroker. al you mat make react obligalon of UBS AG to repay** balsam rank en the Broth's...by (ductingSift a 202.371-830 or by of try nate or *Minion to both firms. UBSC trans Prinh's books. yang the 51K **kite at entwaytory ACCOWt overview • yaks of youaccoontartkr Net of assets ad A N accent statements shall be deemed armlete ad Deposes a LES Bat L6A and eachUBS AG Bench are Dividend ReiWetblbent Program (DRIP) liabilities. accurate e not objected to in wrtrg within 60 days. not protected by SIPC. Money Fund shires as protected The prke reflected is an swage price. You maa obtan • Assets hulas ayslath cash balances, values for by SIPC. See *U3S Financial SWAM. Account Protection' the actual price tromps Financial Advisor. Orly Moo* restricted searey lest ), and Global tine Deposits, • Flom divot want' complaints a ha-skinto the bast arts are purchased under Die; partial shares will be urrealied mats to market, and caftan arts not held Fen's C lent ' eat a 201.352.1699 cold ard tlw cash wit a deposited in your account. The by the Fern. Does rot include raked Ma:Meiassets tollifree at 8:03 A.M. to 6:00 P.M. Upon you regal, balances in tie Bank Sweep 6viderd reiwestrnert price applied by the Orr May al the end of the prior and °went statement prods, or Brenda, throughr ay, a in wag to UBS Programa OA mat be withdraw'. and shares of a drier from the market pike at which theorize shires prorate easements, 'rated stock options and ices lx,, Client Relation Deus-rent, Money Fund may be liquidated, and the proceeds are sold emceed* stock options Unton C sty, N.I 07087. returned so you tryout sonar accant. • Lines Includes debt blIIM•5, culeardirg rrergan Crlenoiau loan credit the, tat scant balances. • here of errors OF overnans about an electronic Asher reoration about available sweep options, I;Mr whole mots way be hod m yob attar'. If you are • Casts/money balances. Total of uninvested amiable funds Wander (WIt BS Vtarclebk nthing anent Mast rates and yields, a datable at entitled to a prel use as a result of a ariderd Parterd cash balances. plus UBS Birk USA deposit barcek LBS card transactions, call wwa.sbs< - from your Frac al Maar pr the Firm MI ether sell pad rite at • Otiennise, AG Starr/ad Ranch deposit balances and money market manual Sean Pc., or by ca0rg meat a accept an truant detained by a mail fund sweep biases, at the cbse of he Weehawken 14 07086. Ath-r MANBSA Saxes registered deals *era, adcredit you' accost statement period. Norycormodry tee credit balances in UM Financial Services account protection your account are rot segregated from other balances Cal a write as soon as you cart it you terk you The f ion is a melted the Starnes Minters Protection Inresdeent objectives and the FIFO may use any of these funds in the ordinary statement or receipt is rag CY 4 you need more Corporation (SIPC), wahrams securities accounts of The rawer+ objectives rd risk profile de speak to course of its business. these funds re payable upon Mcrae en *cut a trade on the scanned or its members up no 1500,CCO Waling S2 fi),000 for each account andraj my between. Nesse scat the your derma. This total is included., he anent period rOMOt. The Sinn or Card bar (a, Witiableknori dams kr cash). fi e SIPC asset protection kris arh to firrnmath in *rag of any teacart change n you closi-g maw her horn you no later that 60 days after the Form all account tot you hold n a palalat capacity. finaxial situationOr flexure's objectives. for each SDNY_GM_00022836 CONFIDENTIAL EFTA 001;3456 EFTA01275423 Important information about your statement (coninued) Lending information you would tarty recent a the mallet Prices are — • PPE°as to date may inhale returnof — e, addax, to cceirmscre recent n connect:a her deleted information on the Finis Dating practices atilt from *aims third party sources *ankh we canal. income a both Ph the sale or dolnation of a-ruey contracts and &dotes, ter to you Clint Relatorrthip Delve to be rehash. but we do not spare* their — Caput its see • represents the initial otlerri; and vit inrestrnent tat units to our <lents, we Agetmern or Arcane Agreement at the General accuracy. price per unit and may not reflect pod cost basis ands our affiliate recta retina sharing Tarns at Conditions UBS Stamen of Credit Practices — We generaty tae the closi-g pricewhen avalate cr compost:a f rom many of the inaxance available in Agreements andDitoscrres at the mean of the bid ad ask prices fatted • Restricted securities Restart sear4 in generally companies underwriting the amity contracts, gaztratassagersagaRgaingu. Parities and cplors cr ong bd prices fa OTC are rot twenty amble for publk sale. UBS Chacol *Rates of he Murano* twat, or sponsors of states. Services ices de matt price of the unrestricted stock Melte investment mots we asstd./a Vessaweta - tan artney waded securities may be priced ushg of the same images an mputed value for to - Gas andinte& also retie trading commaits and Your caement itemize; watt endother was held valuation model or the most recent pia we redacted stock for purposesor this statement on. To other armament from mutual finds and lathe account at the end of the statermat period. You Plant and may not reflect an tut matt price the relent that red:tined acuities are ergbn la sae, nsurance companies whose aortas we distribute. may ark fordeiyery of ftey paid snares a ry time. or vitae the vale acted may be sdortantly less than the - Margret an anal fee from UBS Bak OA and You may receive sautes used as loan collateral after - Certain position may appear without a price at awed value gnat_ etS AG Stanford Branch, of up to in per accost paying any Wince due on hem. try securities will tow as 'price was rot available if we re sweeping to the bat under the UBS Brat Sweep Irandened to the Firm clang the sartrant penod are rate to obtain a pnce for a witty • En. (artirneted) increne. current yields end rates. Fragrant Bead at market value as of the end of the steamer* - Deposits or startles dencrninated in currencies An estinate of anal income is based an current period. other than U.S. dollars are reflected at the eichinge darned ad interest rates, assuring tore stakes will Activity • Cast basis. In determaing the rod basis of the rate as of the staternat date. be held for cat yea from statement date or Urlbl Manahan regudng canninkro and otter charge. states included in this statement, where indicated - For semen tutees ending rat non.conformng Milisity. This narrate it Ong egadalne, accuracy ilcurted in connect cn web he evert:tatof wades, wren the number UBS Fnarcia Services has relied ansminatcris. Pce a-4 qua-ay(fate Pa) may rd continued income are not grantees( itudng option transactions ha been melted on co information <barred from sources other thant.,B5 have teen adisted to facilitate pecpec *duskier. — Estimated attal atme rd carent yield fo- rotations petal/ furnished to you, at wall be Financial Services, including information Iran another To obtain current quotatits, when ataitie, corrad certain types of seethes could include a rat of vited to yOu prcdplly carecpest aim a that sou may hat provided to you hostel pa Financial Atha. atrialor carpal gets in ishith case the est Adrisor. The Finn does not adept:frog verify a income Ca-dement yeldl would be overstated. Sheet selling gaunt the astray or talky day irtommtion • Private tvertmenta and dructured presto:b. — Estimated anal icane and current yeld and the I Kure ergaged in that selErg a Wudy, yOu may provided by sates other than UESFioncial Services. hint. rwatment seculars (nasty drect actual accent and yield milt be kwer a higher boo a chap the to cerUin batting costs for that participation crcqam and real estate investment its than the matted amounts. particular secunty. h addax& although LIDS Financial Services generaly startles) and &bunted protcu ale generally highly — An estMate ol atat end tome (divdend andor update his Hamann as it e recent, the firm Certain stnared pro:Lets hat not been interest) deeded by the anent market Open ender does not provide any antrances that the harmed:a registered wih the Securities and harp valtaverage balance is based on the last distend Regarding oaen or • gxcitill.cancelbe ceders tat &PP 'Cost basis- and 'Threaded gar/loss- is Commosion a under any state sautes laws. We Of hterest payment made by the issuer and were not mewed by the gatemen date, open buy and/ accurate as cd the date ol this statement. As such proide estimated vanes for pwae investment arnes the secatiendeposts will be held for use sal stop orders are redxed by the anount of dividends please do not reay on thb nitration to make leashes and structured products for nlormatecul year from the statement date or until manly. or rights on an exidividerds a totes date unless pachwee a ale decisiont fora& pacts or purposes only tatty knot guaranteed. Accuracy and continued geld ere not gars-need accursed otherwise by you. You are ...scorning for ahem's*. Accounts transferred to tie Fim may - Thine values may differ abstantiaby kom prices. orders that we everted die to your bate to (axe' reflect girl loss rdametit ong for the period of any, at ial-tna prove Outstare security a • Assets not held by WS 'rancid Service& Certain eating open orders. tine they ae held ate him More historical structured raxlad may be taxInt or sold and do assets an rot held by the Fern and not nth the tikanatcn tribe abed by you. aunt Advisor. not necessarilyrepresent the tit you may receive fern's possessit or areal. These assets de Priway upon rquialtion. thawed on yea statement for informational To obtain a copy of at current Clad Finney Naito. • Uttered gaasflowen When data it rata* - Th id paly tsbrnites of vale are as of a certain purposes only. Positions at values presented an please contact sour Francis' Advisor or visit as website ertinated ureted ping lases we Urinated fa date and are %paid to UBS Fina-cial Services on a Provided by to issuing Inn UBS F natal Services is at awistIGEDLotothca2t2b, itivital sway lots. The trankirtson data for regalia' DM by in independere religion Jim. not raper:ale for he itmation and des not advistal lot may or may not attest ammissan, - hurt generalpanne- or spornor estimated yea's, guarantee as accuracy. these assets are rot protected UBS Financial Services a rot a lark The WA. Busies, charges ands security margarita isn rats ry, are supplied to the F rrn by filo Muer, by SIPC or the Fits supplementalSIC coverage. Services Account BSA and IRMA an brokerage accounts Dividend and otarre nwstrrent lots ad systematic gennal panne cr Spriar and may be calculated which provide access so barking services a-idproducts patine lots are each <Pained todisplay cite based on Myren information from hat used by • Revenue shoring and additional compensation. though arrangements wall affiliated bat at other averaged lot. The • Trade date • alto presents the tadparties to drive heir estimated values. — In addition to commissions on sales and 12b-1 fees thrtipany banks, and provides access to nsura-ce and agrul transaction wade date. - You can cash Stint remnant regatta received n carecuon wih the distribution of antsy protests awed by unabated thitaty the methodology used to determine the alit* of mead finds to ardent we enact our alas insurance companies through roura-ce agency • Callable securities Bads and ;referred stock that value at She date of to Haman:aMa is the receiw mvenue hiring payment from,, de:tribute." subsidiaries of UBS Finarcial Services Inc. the infarct for erg redemption win be selected basis forte mitt by rotating your financial ardor adriges of the nag! fuds that we sell. mptely by lot Iran am:rg all seoseies of that Advisor. These anants are based on two dtlerrn Investment, nsura•ce..rd rutty products issue held hour rune or in nornhee matelot as - thin party estanted vats may be reflected as C0MP0nentf- amount al alto by UBS of a Not VIC inured • No bank guanntee• May bit Val* clients. Call bast itinatisn is dotted from third •Not read' newer I sit tn. wee n partkula mutual fund Iamiy to our <lima and CO patties and a accuracy isnot guaranteed. Other call itependent satiation tim RS not wickeder is the asset weed a panicu a mutual fund Iamity's RYA. Resource Management Acccunt, Business Services leases may exist each cat affect ysekt complete t ide to assign a watt Mien we battle entire dares held at the Inn Account 85A, IRMA and elematioral Resource I-domain %elite provided upon request that a meta event has °coated tat may call a — We and 0.1" Anate also term* newt:eking and Management Accost are registered service marks of petty reported vat it question. or awn a ormtus protesting lees n coreitation for UBS Fruncial Services he • Certificates of deposit (04 CDs are FDIC inured value would be highly spectlatire due to he nat transfer agent rates that we prat* to the up to 5.29),000 n prnanal and accrued interest per of the sectrdy rruhal lards. These lees generally are pail from Via *ratan is a registered service mark of Visa &costa at pee deposityinstitutit, ibamerdance - When neither al suer, general pane or sponsor investor men r the milt fund and are a hod Intonational UBS Vila Sartre cede cards and UBS web FDIC rules. estimated vela ncr a thrdipany estimated nett is dela amount based an the outer of accounts at Von deb cards are Pied by UBS Bank USA with matt die valued the scatty PI be &Kent the broker-dealer holdng mutt lads ot that fund peannsion from Via U.S A Incorporated. • Preeivalue Prot, displayed for securities and ogler train itspurchasePrice. famiy protests may be higher or lower than theta that UBS Financial Settees Inc Rey 20402 SONY GM 00022837 CONFIDENTIAL EFTA 00133457 EFTA01275424 nancal services he SUBS Resource Management Account eve o . NY 10171.0002 May 2014 thallaU. NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Indio.Sayings Account number: Your Financial Advisor: SCOTT STACKNIalw LYLE CASRIEL Phone Questions about your statement? Call four hriarcia Adv,SOr or ti e Value of your account RMA ReSourceline at on April 30 (1) on May 30 (9) account Your assets 2,899,474.98 2,855,767.89 Visltour websItic Your liabilities 0.00 0.00 www.ubstomainancialservices Value of your account $2,899,474.98 52,855,787.89 Sources of your account growth duriag 2014 Tracking the value of your account Value of your account S Thousands at year end 2013 90.00 1.899.5 Net deposit' and 2.8558 withdrawals 32,855,602.40 Your 40.45110141t return: DiOdendard interest income 1165.49 Change in market value 5000 Value of your octant Apt 2014 May 2014 on May 30. 2014 $2,955.767.119 SDNY GM 00022838 Member SIPC 001000P305631723 0514 Pogo 79 of 98 CONFIDENTIAL EFTA_00133458 EFTA01275425 Account name: CHIC AIM, iViEt' cat UBS Resource Management Account May 2014 Friendly account name: Irvin. Savir, Account number. Your K uncial Advisor SCOTT STACK MANYLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 30 (S) you' account A Cash and money balances 0.00 a00% Your current asset allocation B Cash alternatives 2,855,767.89 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 32,855,767.89 100.00% B Value of your account $2,855,767.89 Eye on the markets Percentage change Index May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 411% Barclays Capital U.S. Aggregate Bond Index 1.14% 3.87% Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% CIIP700Ce00S63t 724 0514 IMINLY_GM_0002tteig 80 of 98 CONFIDENTIAL EFTA_00I 33459 EFTA01275426 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor: UBS May 2014 Friendly account notne:IndivSavi s Account number. SCOTT STACKMANLYLE CASRIEL Change in the value of your account Cash activity summary See Account activity the month for dela Is &dances in your Sweep options are mdudedin the openng and May 2014 (S) Year to date (I) closing btlances vitt. FDIC Insurance ccpies only to deposits at UBS Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits paced throngs the UBSInternahorki Deposc Account program. SIPC Opening account value $2,899,474.98 $0.00 protection applies to money market sweep fiord hddirras but not bare deposits SeeImportant inSonnation about your statement on the last ten pages cf this document for detals Deposits, including investments transferred in 1,232 79 2,986,446 54 May 2014 (1) Year to date (S) Withci-awals and fees, Opening balances $0.00 $0.00 including investments transferred Additions out -45,000.00 -130,844.14 Deposits and other funds credited 1,232 79 2,986,446.54 Dividend and interest income 60.12 165.49 Dividend and interest income 60.12 165.49 Closing account value $2,855,767.89 $2,855,767.89 Proceeds from investment transactions 55,C00 00 139,689 67 Total additions $56,292.91 $3,126,301.70 Dividend and interest income earned Subtractions for purposes of this statement, facially of interest and Oedend income has been determined Iran a US Other funds debned -45,000.00 -130,844.14 to teperting perspective. Baud upon the residence of the account holder. account (pc of product type, some interest andor dvidend payments may not be subject to United States (US) ander Puerto Rico (PR) Funds withdrawn for investments income tines The cient man,* statement is not intended to be used and cannot be stied upon fee Is poppies Clients should refer to the apchcale la reporting forms They receise from UBS annualy, such as bought -11,292 91 -2,995,457 56 the forms 1049 and the forms 483. for tar reporting information It is the practice of UBS to file the =kale tar tenoning forms with the US witernd nevem* Semite and PR Treasury Department and in Total subtractions -$56,292.91 -$3,126,301.70 Such forms aCcuratey 0454 fy Ciodena ardent Interest as tar enetTPI or tenable intone. Pleat consult YOur in:Ili/dual tax preparer. Closing balances $0.00 $0.00 May 2014 (V Year to date (S) Taxable dividends 60.12 163.85 UBS Bank USA Deposit Account APY Taxable interest 0.00 1.64 Interest period Apr 7 - May 6 Total current year $60.12 $165.49 Opening UBS Bank USA Deposit balance Apr 7 $0.00 Total dividend & interest $60.12 $165.49 Closing UBS Bank USA Deposit balance May 6 $0.00 Number of days in nterest period 30 Average daily ba lance 5123.73 Interest earned $0.00 Annual percentage yield earned 000% SDNY GM 00022840 Ckle7C003305Eal 72S C514 Page 81 of se CONFIDENTIAL EFTA_00133460 EFTA01275427 SUBS Resource Management Account May 2014 Account name: Friendly account name: it Account number. Your linandul Advisor: SCOTT STACK NIANYLYLE CASRIEL Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Francial Advisor or Branch Manager You can find a full description of the altemanve investment objectives in important ink>rmation about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consderatron • None selected Your account instructions • You account cost basis default closing method is AFO, First In, First Out CrIP7020600S631 726 Ci5la IIIIIicont000Atiti 82 of 98 CONFIDENTIAL EFTA_00133461 EFTA01275428 Account name: GHISLAINE MAXWELL Resource Management Account Your Financial Advisor: *UBS May 2014 Friendly account name:Indiv Savings. Account number. SCOTT STACK MAN LY LE CAA EL Your assets %me PnCeS, income and current ea ueS Sham may be approximate. As a its ult, gold and IOSICS May ON be accurately relleded. See imponartoolomabon about yam staretnent a the end ol this dxurrent for mare informal on Cash alternatives Money market funds Money market funds ate neither insured for guaranteed ty the reaped Deposit insurance COrpOrali011 or any other gotemment agency. Although money market funds seek to preserve the %auto/ your investment at SI DO per share. it is tomb* to lose money by infesting in these funds. Toter rarneste4 is the total of a reinvested dskknds n does rot include any cash del:ends a is rot a la Unmated (Wigan or loss is the difference between the current value and the cost basis end would lot for the purposes of determining hardrg periods or cost OJOS. The shares you receive each time you generally be your tactic gan or loss if the security was sold on this date. The unrealized dad pinotloss rray reinvest dvdench become a separate tax Sal. need to be alusted for return of capital parents in order to determine the reared gain or loss to. to reporting purposes. Cost basis is the toll purchase cost of the security. inducing ronvestedcl *lends No cost basis may need to to adusted for return of coital payments in order to deterrnne the a:lustedcost berm for tar Ifiveralertt Mutt) is the tureen! value 'yenta the !TMn1 you invent-dins:am not include shares trot are not repsting pappses reflectedonyour statement, indudng shares that have been reared as either a gan a aloes. oho does not include <ash chic:knelt that were rice reinvested Purchase pies Natter Astracy. cue Chem COSI Price per share value on Unrealized oseStment siddng Hddng ef than pot share (5) investment (S) ban (S) on my 30 (S) May 30 (S) gan or loss (I) return IS) Isorkd UBS SELECT PRIM& INSTITUTIONAL FUND 2,855,767.890 1.000 2,855,767.89 2,855,767.89 1.030 2,855,767 89 EAU. 9857 Current yield 003% Your total assets Percentage of Cost Estimated unrezezni Vara on May 30 (SI your account basis (S) annual income (5) on or loss (S) Cash alternatives Money market funds 2.855367.89 100.00% 3859,767.89 857.00 Total $2,€55,767.89 100.00% $2,855,767.89 $857.00 Account activity this month Date Ac1IMly Description Amount (5) Deposits and other fends credited May I Deposit FEDERAL FUNDS DEPOSIT BY GHISLAINE MAXWELL AT 1PMC INTERNAL 1,232.79 ACCOUNTS PROC Total deposits and other funds credited $1232.79 SDNY GM 00022842 CelP70:103305631R7--0514--_ Pap 83 of 96 CONFIDENTIAL EFTA_00133462 EFTA01275429 Account name: GHISLAINE MA ...NELL *UBS Resource Management Account May 2014 Friendly account name: irdiv Savi s Account number: Your lq sandal Advisor: SCOTT STACK MAINILYLE CASRIEL Date nanny idescnolion Amount (S) Dividend and interest income Tarable dn.:lends May 30 Ctvidend UBS SELECT PRIME INSTITUTIONAL FUNE. 60.12 Total taxable dividends $40.12 Total dividend and interest income 960.12 Use Actimiy Cescepton Arnow' (S) Other funds debited May Id Transfer TO -20,00000 May 14 Transfer TO -25.00000 Total other funds debited 445.000.00 Investment transactions ror more intorrnalon tat the puce/value shown Sot restricted secuntles. see important information about your statement at the end of this document. Proceeds frcm Funds investment withdraw, Icr Accrued ate ACtinty Descephon Quantity value (S) Poe (S) transactions (s) tnwesiments bongs' (1) 'merest (5) May 2 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,232.790 -1,232 79 May 14 Sold UBS SELECT PRIME INSTITUTIONAL FUND -55,003.000 55,000.00 May 20 Bought OBS SELECT PRIME INSTITUTIONAL FUND AS OF 10.000.000 -10,000.00 0919/14 May 30 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 60.120 -60.12 DIVIDEND REINVESTED AT 10014AV ON 093C/14 Total $55,000.00 411,292.91 DatE ACtivity Desetplion amount (1) Money balance activities Apr 30 Balance forward $0.00 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,232.79 May S Withdrawal LISS BANK USA DEPOSIT ACCOUNT As OF 0902/14 -1,232.79 May IS Deposit UBS BANK USA DEPOSIT ACCOUNT 10,000.00 May 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0919114 -10,000.00 May 30 Closing UBS Bonk USA Deposit Account $0.00 The UBS Bark USA Deport Account Is your pnmany sweep colon 011)703C0305631728 0514 Millre_om_oo024519 84 of 98 End of statement for account number CONFIDENTIAL EFTA_00133463 EFTA01275430 Important information about your statement LE6 Financial Services M. (the F im or UEIS Financial sum you the fen statement on which the error or The Elm, together wee certain affAires, ha also trout held, you choose one of the following Senetes). is a merrter of all princisel sxvly, cannsity problem *Pared. purchased lipplarental trotection. The mairrun tined °beeches' and options exchrges. LES Fegrxial Semites and U36 - Bowie you- name rd accost number Of any) amount payable to al eligible client, slats& }nix • arodue Cunene/mom.. lin-Wm es seekng the Bank USA n rdrect 'Under.° of LE5 AG and — Desoto: the nor tee wander you are are this protection is S500 Shoe, as of December 10, 2013. generation of income crib} affiliates of LE6 Secisitin U.C. the Fim's financial about, and "plan as chat as km can why km • /*diem CepttatAppradateen Imminent} waking statement is available upon rectat The fun's exclaim believe t is an error a why you need more klo rmo the pokyconditions ard firnitation, cash x growth of pentpalrather than the worsen of dices are ar idernatori the fi is further protected kr raptot-1.9 million n the morn?. — Prowde the dollar ansant of We suspected error. aggregate for all your accounts held n a pricular • Produce Combination racoon. and Capital capacity A hi copy of to poky wring h weileble Appreciation Segments seelckg both the generation The Fim or Cad Issuer we imestegato your complaint upon mutt of morno and goeirthol Weehawken, lit and MI correct any error promptly. The SIPC protection and the supplemental protection Overall risk profiles This aatement represents the way officialmord of you- Please make all chats payable to the fen or tie both do not apply to. LES Financial Seneca account. Other march, rapt financial inititution Skated on tie trent of this . Certain financial stets controlled by (and Sided h • Comorance Seeks to mak4ain ni161preciwil with Mae tee documents. centre* ccriliding data *mid low rek end volatility to the apart meral, thenif Oak:mere hackliten to recent account fees. accounts your account valuabil held away from UBSFina-cbil Out means the accord does not generate signif 'cant not be relied Lyon 8 you believe them is an error cr may be subject to makterunce fees, changes for late Senecas (e.g. certain(* cash at UPS Bat, (il cad, at omission, abase report it armedately n *Ming to the income a returns end my not keep pace with parent for secuiles purthases and charges for unpaid L85 AG StarnIcrd bunch 94 ieturarce wart inflatan. Ranch Manager of the Mice sentig you account. armunts in cathannts. Accounts that ate tautened including variable enmities, and (id shires of mutual to other imeitaions may be subject to a transfer tee. finch whore such them are registered diedly n the • Moderate Meng to accept sane risk to principal and Athaeri al figures shown T9 Heeded to be accurate. name of the account holder on the tots rd records tolerate some voLatity to seek hgher returns. statement data shxdi not be used fa tar purposes Rely UBS Sweep Option, of to apples** issuer or trawler agent); • Aggress*: Wiling to accept high fir to psopal ad Met Goys-end tax lams, ten Form 1099. 5498. UBS offers options for senepng cash bias; Lines high volatility to see& highreturns ma tare. 10425, etc.) whinpreptregyour tot return. The Fim to bat deposits al UBS Bala USA and UBS AG Stardsd • Certain rennlmere contracts or nestment interest required by low to report to tie IRS all taxabk dividerck. brads (Bank Sweep Pregame), money nurka mutual (eg., limited panne-shit and ware placements) the Statement householdhe report** rant:tuba dvidends and tadple edenelt Bids (Mawr Funds) ad theInternationalDepose are rot rote-tend render tee Securities Act of 1933; We may consolidate al related account statements with eared on acuities held in you accant, net proceeds Account ODAlfor customers with a Intonational ad the same hitless n the sera envelqw. Accounts may an sale transactors, and cod base on cenain covered Rerun Managemeni Account. Though tie Bank be related Ice this purpose berate they have owners Sweep Prorarn cash balances re swept to UISEterk • Commodities corrects (e.g. foreign exchange and who also mainuin are accost relationships with other UM up to an sabfehed line ad then to LE6 AG precirarneal contredg excluding future, contacts clients at the sane address. This practice's known as Communicationswithshe Firm Stamford Branch a a Money Fund. Deposits at UBS ad formodita Mean contracts. • householing 'Hsu prefer to receive kdivalual . Please re-confirm arty oral corm-treater* in twsi-g Bat USA are FDIC flared in accordrce with FDIC statements mated in separate envetries — you may to further protect your opts incladrig your NI* rules. For more nit-meter please set werwidicgote fi e 51K protects* and to suppIemental protection do date houteholdang by tilingmu anent& Advisor. utter the Setritiert !ranter Protection Act (StAl. Deposes at UBS AG StanfordBrant ad tuns of not apply to these asset, even 4 theyotherwise appear Money Bands are rot Surd by the FCC. on you. daterneres SEC protection and the Friendly accoult name • t thefinance' nstartion cn the top left of Me front arPlartentalprotedion der not protect agora change, the FrendBadant name reflects °formation that you of this statement is not UBS Anatol Sakes. 'AS Thmu the 04, wail/bk to cad, balances are swept to in the maim vale of you investments (whether as a emitted on the Firm's onlne whites ivebsde. le e a FnanCial Semites caries your accost as cleanng depose accounts at UBS AG New Yak Branch and 185 resat of market movement, iSSuer bankruptcy a customizable tniclrurne- chosen by you to sift you taker by anargement wah the indexed intliluliT1 AG Cayman Bunch Thew deposits are not named by otherwise). with you recordkeeping. It has m legal effect on your We Wormed you Ca this meat:ship when you the MK. Balances hold at the LE:5 AG Cayman Bramte account. You ca dirge your hiendb- account names, opened this axon. ki this case. your Legs and are tempera* exposed to the sovereign Sc of the More information is amid* talon reopen Ycu may through Ontre Services or by contacte-gyourFnancial searkina-e boated a LI85 hornet Semmes and rot Caren Mends, and there is no gurantee Cr other obtain rise eicrtnation abaft SIC. kiciadng the 51K Athisor. tat krodxngbroker. al you mat make a fecal obligalon of UBS AG to repay to balarces while on the Broth's, by contacting 5Ift a 202-371-8300w by of ray aria or *Tuition to bosh firms. UBSCamares Podia books. visaing the 51K **Wu areastabectigi ACCOWt overview • Ware circa erroenaboroblen Net of assets and ANacme* statements shall be deemed carcelete ad Deposes a LES Birk LEA and eachUBS AG Brands are Dividend ReiWetblbefil Noreen (DM% accurate if not objected to in werg within 60 days. not protected by SIPC. Money Fund shires re protected The peke reflected is an swage price. Tou maa obtan • Asset Inclas available cash balances, valves fat by SIPC. See -U35 Financial SWAM Acccup Protection' the acbal price Iran yak Financial Advisor. Orly Mr* lest), and Global tine DtpO3itS, restricted seas-dyad • Plea% died customer complaints a illJiint0 he bobw Korn are purchased under Cilia; partial shares will be urrealted mats to market, and caftan sots not held Firn's C lent ' eat X 201.352.1699 sok,rd the cash MI be Soaked in your account. The by the Fim. Does not induct* unpriced S9Clifitifill assets cr toldree at 8:03 A.M. to 6:03 P.M. Upon you retest, balances in the Bank Sweep dviderd reinvestmere price applied by tie issuer may al the end of the prior art orient statement petiods. or ET Monday through e- ay, a in *Sig to LEE Program or OA ma be withdraw} and shares of a dNer from the mita price at which thepartial shires private Seamen% tested stock options and ices lt., Client Relations Depalment, Money keg my be liquidated, end the proceeds ate sold cenicoable stock options Unton C y, N.I 07087. returned so sou creour soosiin amorit • Eiattaies Include, debt bilirces, ortmardirg rrurgan Carh-Slieu loann credit the, don amount balances. • h Cast of errors Or cunt:xis about am electronic fisher information about available sweep options, Cnb: whole units mg be held in yes account. If you a-e • Casbfryoney balances. Total of uninvested amiable bards wader (ED BS Wedge nothing cuhent reerest rat° and yelds, a mailable at entered to a palul unit as a result of a dviderd Paetnell cash balances. plus UBS Bak USA deposit batrce5 U3S card tomato* call *matt < from your F kora ial Advisor a otherwise, the Firm mil either sell metal }Mu at AG Starr/ad Bench depose balances and money market anemia Senior, 1-c., or by calling rivulet peke a accept an Mnaunt determined by a metal fund sweep balances. at the cbse of he Weehawken NI Mg% Attu FMABSA Saes registered cleaving agency, and credit you score statement period. Noncom-may free credit balances in IAIS Financial Services account protection your account me rot seoreosedfrom other balances Cal or write as soon as you can, emu thit year The Fern is a member of the Settees investor Protection Investment objectives and to Fan mar use any ol these feve unds n the ordinary statement or receipt is mug a 4 you need more Corporation 6IPC), wash protect securities account of The madmen °team and risk profile Me specific to course ol its haziness. these funds payable }ton nfamat en abort a um* on the statement or its members up no 1500,03) Including 5291,000 for met account and may way between Meese Seise the your dernard. This total is included in the trent period r9C.O. TII9 Firm or Card boar as *Ric-able)mu° dams kr cash). The SIPC asset protection Imes WO to Fern mown/ in wingof any sir',eant tango n yar closi-g value. her horns° ro later ihan 60 days after the Fim all account that you hold n a pa-Muter capacity. (natal Meurer or messes objectives. Fs each SDNY_GM_00022844 CONFIDENTIAL EFTA_00133464 EFTA01275431 Important information about your statement (COtltnued) lewdly adoration you would aclualy recta in the market Prices tee — •Pstrkishons to date' may mkt nrtum of - h acklian to commies':re; received n comer-Ica Fix detafed information on the Finis landing latices °bland from vaious third party sources meth we coati income a both, waft to sale or distnbinon of a-ruty contracts and &Oates, ter to vas Client Relator-chip bete to be retitle, but we do not daralee ten — • Orignal urA sce • represents the initial dferng andunit investment trust units to our <lents. we Ageemon or Aced'', Agreement and the General accuracy. price per ung and may not reflect yds cost bat alder oil affiliate recta resins sharng Terms at Condition; UBS Steinman of Credit Practices - We gerieraty ite the closi-g price when watt a aspensaion frommany of the inesance available in Agreements thdorthosures at the mean of tie bid a-d ask prices folded • Restricted seamier Reshated sectrines generally companies uteri-thy the amity contracts, mow raac romarrostagaggag scants and cplons a onb WI prices to OTC are rot current? Piga* Mr tblic sale. IRS Fina-cal diflat.' of to itrame carpanin or sponsors of seosties. tykes toes de make) price 01 the unrestricted sack thetas inwsvnent tats we distLee. flew stets - last actemb waded securities may be priced ushg a of the same issuer as an mputed value for the - Qa effete. also receive trading cancan:km and Your des meat itemizes shunt( endother mots held valuation model or the mod recent pre. we rented stock for piston; of this 'Women. only To other mrrpercatim from totalknit and arthe account at the end of the staternert period. You obtaned and may not reflect an actual market rice the *dent that /earthed seaskies are Meta la sale, MaanCe companies whose oath we detribUte. may ark forcleiyey ol toy paid secuties at ary time. or vitae the vals retied may be thodantialb less than the - Wertheim an atual tee from UBS Bak LOA and You may receive securities used as loan collateral after - Certain position may appear without a peke ad inp_ged value town t_IES AG Stanford Brant of up to szs per raw prying ay Wince due on them. k -y securities will thaw as 'price was rot available- if we re sweeping to the barks under the UBS Bak Sweep transient to he Firm drag the sestrent pent are untie to obtain a pnce for a ready • Eat Bestinted) intent current yields and rates. Taverns IOW al market value as of the end of the *Menet - Deposits or secret dentenioat9d incurrencies An estinate of rrual income is based an current period. other than U.S. dollars are reflected at the eichinge &ricked ad interest rates, assuring tie stades will Activity • Can basis. In cletermnirag the cost basis of Ix rate a of the statement date. be held for one yes from sternest date or call knoernation regard:1g cannossals and other charges starts included in this statement, were indicated - Fa certain washes thing n non.conformn9 nutty. This estate Ray ate:fate, accuracy intend in conned an with tie erecutch of wades, wt the nunte• UBS Finarcir Services has relied dnrvninalaa tee at qua-oilyRace rake) may te d continued income are not quartered ncludng option transactions ha been included on oninformation obtained from sources other hant.135 have been 2i:tested to facilitateprow vflusion. Estimated anal name at current yield fo- conlittons moot* furreshed kr you. at wall be Pivotal Serieces, including nf°tenon Iran anothe- To obtain current quatrains. whin rattle, corded certain Wes of stakes could include a ream of provided to yOu rectuptleatrecpest. lam a that whimsy haw provided to you Finamial your Financial Adtscr. total or raped gat in which case the est Schist the Finn does not Videpadently verify a income hadcurrent yeti would be mentated. Sheet gelling watt the away or wraith day irdormation • Prints ireesbnente and structured product - Estimated areal tone at current yield and Iv f lou am engaged in that why a Security, yOu may provided by sates other than 1.85Fiandal Senices. hitt mestment stunts (holiday drect actual drone ad yield might be Wes a higher nor a change the to certainWrathy costs for that patecipation roam and real estate investment trust than theestinated amounts. particular secunty. aicitirt although LIDS FirstiCel Services generally stunts) and sauteed pita are generally highly - An estate of trusteed income (divdend attar writ his Harnett as it is acted, the firm AktAid. Certain ansted toasts have not been interest) divded by the anent market Open ceded dyes not provide any asesances that the itormatim registered wit the Stinnes and Extha- valteaveram balance re based on the bet dividend Regarding oath or • scocitikancelbe ceders tat tact "Cost basis" and 'threalced gar/loss' i; Com-ranch a under any date studies laws. We or hared payment made by the isSuer and were not esimated by the slatemert date. open buy and accurate as cd the date of this statement. As such prode estimated wets for mat investmem marries the secuitiesteposts will be held for one tel stop orders are redxed by the anount of dividends please do not teky on this nIcemition to make waitis and structured products foe adormattul year from the statement date or until manly. or rights on an amdividerd a wipes date unless pacht a hale decisionk taw putt ce purposes only tansy knee grarenteed. Accuracy at continued yield we not gawked intruded othevet by you. You are reeponsble for abets*. Accounts transferred to he Fim may - These values may differ threat* from tat if orders that are wearied tae food Ilium to cancel reflect gint loss rdamatim crib for the period of any, at whch a priase r esa-nerd security a • Assets not held by IBS Financial Services. Certain eating open orders. tine they am hted a the Frm More historical structured pout may be torn or told and do sorts tee rot held by the Fern and not Mm the aiknnalcn can be ackled by yar Fend Advisor. rot necessarily represent the vela you may receive firms possession or control. These assets are Privacy ubon rquidition. displyed on six statement for informational To obtain a copy of or current Client StiacyNdit • Umedized gain/loss When data it aaildok. ▪ Thal pity estimates of vale are as of a certab purposes only. Position, at values presented as pleads contact your Francis' Achisor or veil ter websile edinated aredized gait lases we undated Ice dread are ,abed to UBS Fina-cial Services on a provided by dm issuag hen UBS F mineral Services ate. itivd.ial sear fly lots. TM transaction data foe regular bind by an independent vitiation tint not rest:ramble for tic acemation and does not ndvidal lot may or may not matt ommistre, - Ever, general panne or tomer estimated vales, gurantee es accuracy. these assets we rot protected UBS Financial Services a rot a lark The RYA Busiest dviges andsacuity reergenizatith tints am, aro toadied to 'herrn by the tut by SSC or the Fines supplemental SIC coverage. Services Account GSA and IRMA are brokerage accounts Dividend and °tame nontment lots ad systernata genital pater or sponsor and may be calculated which provide access to baking services adproducts padvse bts are eachcant:Med todisplay one based on Offerer* irdormation van tat used by • Revenue shoring and additional compensation. through mangers ds wash att,lated barks at other averagedlot. The • Trade date • eolithpesents the Int parts laded.* ten estimated values. — In addition to commissions on sales and 12b1 fees thrtipay bants, ri d provides access to nsura-ce and aigaul transaction wade date. - You can Mean additcrul intension regrading received Ni cot-tycoon vet the distnbution of nut prodst hued by unaffiliated the/doom the metiodology used to determine the estimate of rases' lards to °urchins we undo. our attire insurance companies through insura-ce agency • Callable securities Bata and ;referred stock that value and the date of the hkemaliontha is the subsidiaries of UBS Financial Services Inc. basis for he mitt by contactag your Financial mod* mama Sharing Pagronts from distributors the tun cats for eat recitation wig be selected ador advisors of the matt funds that we sell. mpatelb by lot Iran among all seosties of tat Advisor. These anoints are based on two different Iniestment, nsura-ce. ad artilyproducts: ism* held hour name or in nornhee nen* la as - mid party estimated votes my be reflected as CarcOnerAL amant el sales by UBS of a Not VIZ inured • No bank guarantee* May tae valx client; Call hare adainatim it dotted from third •Not Wed' ewer Ise Mont the n partkula mutual fund I amib to our clients, and CY parties and its accuracy isnot guar teed. Other call adependent vatsation tern has not suppled or is the asset valued a particu kr mutual hind I amilis RYA. Resource Management Acccunt, Business Services featres may vast which cat affect yield comrade Late to assert a vase, Mien we become aware shares held at the tent Account 85A, IRMA and alternation& Resource ado -natal will be provided upon request that a material event It °coated tut may call a — We and cis teat. to resewt net:eking and Management Accost are registered service marks of pieta* reported vale it question. or ton a ormtus passing lees in cavitation kr UBS Fasted Services Inc • Certificates of deport (CDs) CDs are FDIC Mad value would be highly speottire due to he nature under agent Wilke; that we Front to the up to 5250,000 n rrachal and accrued interest per of the study. mutat fads. These lees generally are pad from Via *rave is a regidered service nvrk of Visa depositor and per depositoryinstitutes ilaccadence - When neither al suer, general panne or sponsor investor dot in the mutual fund and are a fated Intonational CBS Via Synatise cede cads and CBS vet FOIC rules. hinted vale rte a thrdpany estimated ate is de la amount based on the nutter of accounts at Vita debt cards are tamed by UBS Bar* USA with peovdect the value of the searrly will be diffeeent the broker-death holdng mutat lads al that fund thimnsion from Vea U.S A torporded. • PriceAralue Prot, divinedfor "natio, and thin from its Dunham price. Fmiy products may be higher or lower than Media that UBS Financial Services Inc it 20t402 SDNY_GM_00022845 CONFIDENTIAL EFTA_00133465 EFTA01275432 r er i !vices hc SUBS Resource Management Account ew o NY 1017,.0002 June 2014 lartagall. NEW YORK NY 10065-7C07 Account name: GHISLANE MAXWELL Friendly account name: CasttSaeings Account number: Your financial Advisor: SCOTT STACKIAANkYLE CASREI. Pheele Questions about your statement? Call your Financial Advisor or tte Value of your account RMA Resourceline at S on May 30 (1) on lune 30 (S) account Your assets 2,855,767 89 6,149,721.69 VlsItour website: Your liabilities 0.00 0.00 www.ubscomanancialsemces Value of your account $2,855,767.89 $6,149,721.69 Sonrots of your account growth Tracking the value of your account during 2014 Value of your account S Thousands at year end 2013 10.00 Net deposits and 6,149.7 vvidsdraNals $6,149,466.56 Your ilveStrrent return. Disidendard 2.8558 interest income 1266.13 Change in market value 10.00 Value of your octant tun 2014 on Jul 30, 2014 14140.721.69 4 4 20m SDNY GM 00022846 Member SIPC 00,7030;006498967 C614 Pap 81 of 102 CONFIDENTIAL EFTA_00133466 EFTA01275433 Your rinanda Advisor: UBS Account name: Resource Management Account Friendly account name. SCOTT STACK MANLYLE CASNEL lune 2014 Account number: Your account balance sheet Summary of your assets value on Percentage of June 30 WI your account A Cash and money balances 0.00 a00% Your current asset allocation B Cash alternatives 6,149,721.69 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S6,149,721.69 100.00% B Value of your account S6,149,721.69 Eye on the markets Percentage change Index line2014 Year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93% Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% CNP7IXAMC6498968 0614 MillIY_GM_0001 M4782 of 102 CONFIDENTIAL EFTA_00133467 EFTA01275434 Resource Management Account Account name: GHISLAINE MAXWELL Your flnandal Advisor: *UBS Jr friendly account name: t 51-15a‘nn S Account number. SCOTT STACKMANLYLE CASRIEL Change in the value of your account Cash activity summary June 2014 (1) Year to date (0 See Account activity tha month for dela Is Fiances In your Sweep Options are includedin the cpenng and closing balances yells. FDIC insurance *pies only to deposits at U85 Pit USA, not to deposits at LOS AG, Stamford Branch or bank deposits piacedttecitio the UBSIntemaiond Depose Account program. SIPC Opening account value $2,855,767.89 $0.00 protection applies to money market sweep fold hob:tiros but not bank deposits SeeImportant inbrrnanon about your statement on the tat mo pars cf this document for detals Deposits, including investments transferred in 3,435,426.51 6,421,873.05 June 2014 (1) Year to date (S) Withctawals and fees, Opening balances $0.00 $0.00 including investments transferred Additions out -141,573.35 -272,417.49 Deposits and other funds credited 3,435,426.51 6,421,873.05 Dividend and interest income 100.64 266.13 Dividend and interest income 100.64 266.13 Closing account value $6,149,721.69 $6,149,721.69 Proceeds from investment transactions 140,716 86 280,406 53 Total additions $3,576,244.01 $6,702,545.71 Dividend and interest income earned Subtractions For purpOOS of tHS statement, tacabity of interest and ciudend Income has been determined Item a US Other funds debned -141,573.35 -272,417.49 tees teportIng perspective. Based upon the residence of the account hcetfet account type. or product type, some interest ender dvicfend payments may not be subject to United Sties (US) arid,, Porto Rico (PR) Funds withdrawn for investments income tines The dent monthy statement 4 not intended to be used and camps be rifest upon Ice lac papxts Clients should refer to the xi:kale tax reporting Intros they recehe from IRS annualy, such as bought -3,434,670.66 -6,430,128 22 the forms 1099 and the films 493. for lac rePOM119 information n is the practice of 1)85 to file the =image lac reporting forms with the US interne Stevens* Service arid PR Treasury Department and in Total subtractions -$3,576,244.01 -$6,702,545.71 Such fOrMS aCCurattly daS5fy Cbildentb ard0 Interest a tar exertlgt Or tacit* income. Pleat Consult leo' includual Ia. prepares. Closing balances $0.00 $0.00 June 2014 (5) Year to date (1) Taxable dividends 10160 264.45 UBS Bank USA Deposit Account APY Taxable interest 0.04 1.68 Interest period May 7 - Jun 5 Total current year $100.64 $266.13 Opening UBS Bank USA Deposit balance May 7 80.00 Total dividend & interest $100464 $266.13 Closing UBS Bank USA Deposit balance Jun 5 $0.00 Number of days in nterest period 30 Average daily balance 81,333.33 Interest earned 80.04 Annual percentage yield earned 004% SDNY GM 00022848 COP70007006498969 CSIe Pan OS of 102 CONFIDENTIAL EFTA_00133468 EFTA01275435 Account name: 4tUBS Resource Management Account lure 2014 Friendly account name: Account number: Your linandel Advisor: SCOTT STACK MAMLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager Youcan find a file description of the attemaave investment objectives in important in6armation about yogi statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consideration • None selected Your account instructions • Your account cost basis default closing method is F11O, First In, First Out CNi7000.10000-1Wel0 Cni MIIIIIY_GM_000/A0984 of 102 CONFIDENTIAL EFTA_00133469 EFTA01275436 Account name: GHISLAINE MAXWELL Resource Management Account Your PI nandal Advisor: *UBS June 2014 friendly account name:CaSN Savings Account number. SCOTT STACK MANLYLE CASRIEL Your assets Same VC& income and (tweed vautS shorn may toe approximate. AS a recut, gym &idlossesmay not te.acurately refieded. See setportartonlorreation about your Statement a the end ol ttas ckcurrent for more infornason Cash alternatives money market funds Money market funds are neither insured ror guaranteed 0/ the Fede rid Deposit insurance COMOrdlion a any other coatroom! agency. Although money market funds seek to preserve the value of your investment at 51.00 per share. Ms possible to lose money by Ireedingin these funds. Total reinvestt4 is the tot* or al reinvested amends n does not include any cash dvldends. n is not a tat Unfeetee (WO gem or loss is the difference between the current value and the cost basis end would lot for the purposes of determining holdng periods or cost DMA The shales you receive each time you generally be your *made gen or loss if the security was sold on this date. The unresired dad gat n or loss may reinvest d %idea& become a separate tax iol need to be azSusted for return of capital parents in order to determine the reared gain or loss for tax cost basis is the tot* purchase cost of the security. Indudng reinvested dwiends Tee cost basis may reporting purposes need to be adusted for return d capital payments in order to detevaine the adt trued ost bans for sec investment return is the current value 'anus the mount you invested R does not include shares that are not reporting purposes. renecied on your staterrent. includng shares that have been realized as either a gin a aims aiso does not include cash thIcknds that were not reinvested eurchect pins Nterber Average price Client COst Price per share Value on unreenzed Immo-rent Haring Hddng d theses NI shape (5) investment (5) basis (5) on tun 30(5) sun 30 (5) gain or loss (I) return (1) penal U8S SELECT PRIME INSTITUTIONAL FUND 6,149,721.690 1.000 6,149,721 69 6,149,721.69 1.000 6,149,721 69 FAL 11,230 Caren yield 002% Your total assets reeentace of Cost Blinsated Unteetozed Value on run 30 (5) your account basis annual income (S1 grin Or loss (S) Cash alternatives Money market funds 6,149,721.69 100.00% 6,149,721.69 1,230.00 Total $6,149,721.69 100.00% $6,149,721.69 $1230.00 Account activity this month Date ACtimly Description Amount (5) Deposits and other funds credited Jun 6 Transfer FM 50,697.39 fun 6 Transfer FM 55,157.78 Jun 6 Transfer FM 69,102.17 continued next page SDNY GM 00022850 CelP7C00;006498971 C614 Page SS of 102 CONFIDENTIAL EFTA_00133470 EFTA01275437 SUBS Resource Management Account lune 2014 Account name: GHI$LAINE MAXWELL Friendly account name:CasNSavin Account number: Your It nandal Advisor: SCOTT STACKMAI/LYLE CASRIEL Account activity this month (COntrnata Date Acuity Descnoci *recant (1) Deposits and other funds and And (continued) Jun 6 Transfer FM 107,783.86 Jun 6 Transfer FM 3,136,516.54 Jun 6 Deposit FEDERAL FUNDS DEPOSIT BY GHSUMNE MAXWELL - OAP IHDATJPNC 856.49 iNTERNAL ACCOUNTS PROC Jun 9 Transfer FM 2.10 Jun 9 Transfer FM 2.11 Jun 9 Transfer FM 2.70 Jun 9 Transfer FM 3.63 Jun 9 Transfer FM 12.31 Jun 10 Transfer FM 1.00 Jun t0 Transfer FM 309783 Jun t6 Transfer FM 1,576.79 Jun 16 Transfer FM 2,082.07 Jun 19 Transfer FM 1,667.03 Jun 19 Transfer FM 2,763.46 Jun 23 Transfer FM 745.16 Jun 24 Transfer FM 717.96 Jun 27 Transfer FM 112.04 Jun 27 Transfer FM 1,127.18 Jun 30 Transfer FM 9.44 Jun 30 Transfer FM 1,389.47 Total deposits and other funds credited $3A35.426.51 Dee Activity Deraiption Amount (I) Dividend and interestinootne Taxable dividends Jun 30 Dividend UE15 SELECT PRIME INS1TRITIONAL FUND 100.60 Total taxable dividends $100.60 Taxable interest Jun 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 060914 0.04 Total taxable interest $0.04 Total dividend and interest income 5100.64 Oat Actisty 0ttOPb3f1 AMCull (I) Other funds debited tun 4 Transfer TO -50.000.00 continued next page CNP7C00)1306499972 0614 MOLY GM 000$!5186 of 102 CONFIDENTIAL EFTA_00133471 EFTA01275438 Resource Management Account Account name: GHISLA1NE MAXWELL Your al nodal Advisor: UBS June 2014 friendly account name:CasN Sam s Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) Die Aerial), Deseripoon Art13O11 (1) Other funds debited (continued) Jun 4 Transfer TO -50.000.00 Jun 10 Withdrawal FEDERAL FUNDS TO Ghidaine Maxwell AT JPM3RGAN CHASE BANC, NA -856.49 Jun 25 Transfer JOURNAL TO -40000.00 Jun 27 Transfer TO -17306 Jun 27 Transfer TO -175.89 Jun 27 Transfer TO -367.91 Total other funds debited -814157335 Investment transactions For more Information about the DIrtelvalue shown for restricted secuaties, see /MORAN information ,pout your statement at the endof this document. proceeds tron Funds in.estrnent withdrawn fa Accrued Date Adirtly Desciption Ouanity Vara (t) Price CS) transactor, (S) fnvestrneMs bcc4t (S) imerest (S) Jun 4 Sold UBS SELECT PRVVE INSTITUTIONAL FUND -100,000.000 100,003.00 Jun 9 Bought UBS SELECT PRIME INSTITUTONAL FUND 3,420,137.120 -3.420,137.12 Jun I6 Bought MS SELECT PRIME INSTITUTIONAL FUND 5901.200 .5,901.20 Jun 19 Bought UBS SELECT PRIME INSTITUTONAL FUND 4,430.490 -4,430.49 Jun 23 Bought UBS SELECT PRIME INSTITUTIONAL FUND 745.160 -745.16 Jun 24 Bought UBS SELECT BRINE INSTITUTIONAL FUND 717.960 -71796 Jun 24 Sold MS SELECT PRIME INSTITUTIONAL FUND -40,000.000 40,000 00 Jun 27 Sold MS SELECT PRIME INSTITUTIONAL FUND -716.860 716.86 Jun 27 Bought MS SELECT PRIME INSTITUTIONAL FUND 1)39.220 .1)39 22 Jun 30 Ftemwstment UBS SELECT PRIME INSTITUTIONAL FUND 100.600 -100.60 DIVIDEND REINVESTED AT 1.00 NAV ON OEI3Ot Jun 30 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,398 910 .1,398 91 Total 8140.716.86 -83,434,670.66 SDNY GM 00022852 CIIP70009306498973 0614 Page 87 of 102 CONFIDENTIAL EFTA _00133472 EFTA01275439 SUBS Resource Management Account lune 2014 Account name: GHISLAINE MAXWELL Friendly account name:CasNSavin s Account number. Your II sandal Advisor: SCOTT STACK MANY LYLE CASIVEL Account activity this month ,centnued) Or Actmty Descrobcn Arrount (5) Money balance activities May 30 Catena forward S0.00 Jun 9 Dcwsit UBS BANK USA DEPOSIT ACCOUNT 250000.00 Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT A5 OF 06/09/14 -250.000.00 Jun 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 224234 kin 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 06116114 -2242.34 Jun 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 40,000 00 Jun 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 06125114 •40,000.00 Jun 30 Closing UBS Bank USA Deposit Account $0.00 The UBS Ban, USA Deposit Account Is your piirrory sweep option May 30 Balance fonvard S0.00 Jun 9 Deposit UBS AG DEPOSIT ACCOUNT 3,170,114.27 AM 10 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 060914 -3,170,114.27 Jun 30 Closing UPS AG Deposit Account $0.00 The UBS AG Dep6sd Account is you secondary sweep °phut Crilli7C003005498974 0614 • MilllY_GM_OOCatiS388 of 102 End of statement for account number CONFIDENTIAL EFTA_00133473 EFTA01275440 Important information about your statement LE6 Financial Services ix. (the F im or UBS Anemia! sent you the fin statement on WhiCh the error or The Finn, together with certain an**, ha also mount held, you choose one of the following Senekeg is a merrter of all orinchel seaway, cortrooky problem appeared. purchased dpplemental protection. The meartrn Mennen objectber and options exchages. U36 Frerkial Selects and LEG - Prow:Winer name accare number 0 any). anoint payable to al eligible than, cobectezek seder • Prod*. Cunentlranme. 'imbue es seekng the Bank USA re rdrect subsdares of LEG AG and — Desoto the end or he transfer you ant tare this protection is 5500 million as of December 10, 2013. generation c4 income cr4. affiliates of IRS Secultin U.C. lhe Fire's financial about and elan as cleat as you cm why you • Achieve CapdaltAppreciation: Investment( seeking statement is available upon reopen. The Firm's newt:* belied it is an error a why youneed more klaha to the pokyconditions ard linitations, cash a growth of prnchal rather than the generation of offices are a. ricrmation the Firm is further protected to Lig to $1.9 million n the income. — Proud. the &ear an d the suspected end. aggregate for all you accounts held n a articular • Plocloce Combineton airborne and Capital capacity A fJ ccpy of the poky waving is bailable Appreciation: I-vestments seeking both the generation The Fins or Cad Issuer wet I-moon your complaint Wen Mtn* of nurne and golds of priXpll. Weehawken, 10 and MI correct any error domed/. The SIPC protection and the supplemenUI protection Overoll risk precise Ibis natemant represenk the only offinalnkord of you Please make all darks payable to the Firm or the both do not apply to. 1.85 Financial Seances account. Other march, rapt financial inanition ideated on tie front of this • Certain Vitamin Assets controlled by (and ittaied it • Conservand Seeks to madam Merl deciwil with official the document (antenna corilideg data timid low risk and voktility to the accord oxtail, nenif ttnement h addition to regtfx account fen accounts your account value) but hell away from US$Fine-Mil that mewls the accost does not generate significant rot be relied Lyon 8 you berme there t an error cr ma/ be subject to manterence fees, charges for late Services (e.g.. certain(* cash at UBS Bat cad, at emission, please report it irmedately n *Ming to the income or returns ad may rot keep pace with parent for diorites purthases and charges for unpaid LDS AG Stantord branch (I) insuraxe prootalS, inflation. Punch Manager d the olio sewn* your account. amounts in cash =ants. Accounts that ate transferred including variable anreatiet, rid (iti) share' Of MAUI to other hstkutions may be subject to a transfer fee. fends where such shares are registered diedly n the • Moderate: Willi* to accept some risk to principal arid Ak-cuch al figures shorn we Mended to be accurate. nano of the account holder on the backs and records tolerate some watery to seek hirer returns. statement data should not be used fix tat purposes Rely UM Sweep Options of the applicable issuer or transfer agree; • Aggressid Wiling to accept high Sc to penopal and sae& on wmend tax forms, 0.e.. Form 1099, 5498. UBS offers options for sidepng cash Lines,Lines high we:stayto seek high returns over time. 10425, etc.) whinpreprrigyour tax return. The Fins a to bank deposits at UBS Bat USA and LOS AG Stanford • Certain rwestmers contracts or nestment interest required by low to report to tie IRS all taxabk dividend,, brach (Bank Sweep Pregame), money market mutual (eg.. limited partneshix and prime placements) that Statement Imuseholelne report** rantacalak *kends and taxtle htenelt funds (MormFu-ds) a-4 theInternationalDeposit are rot registered ader tie Securities Act of 1983; We may consolidate at related account statements with eartd on vacuities held in you aware, net proceeds Accent 00Alfor customers with an Intonational rd the same sideb n the sere envethe. Accounts may co safe transactors, and cost tests on cenain covered Repute Management Account. through tie Bank be related Ice this purpose Mame they hew owners tension. Sweep Pregame cash balances re swept to LEGBak • Commodities contacts 'deign excha-ge and who also mainain joint adorn relstiondeas with other USA up to ari estabkhecl knit and then to LIBS AG Mei:usenet.' catirch). nducling futures contacts clients at the sane address. This practice',: known n Communications with the Finn Stamford Bradt cr a Money Fund. Deposits at UBS ad tormoditroction contracts. • househaling II you prefer to re** idly/dual . Please re-confirm arty oral cormincations in teeing Bak USA are FDIC rated in accordance with FCC statements mailed in separate envelope,— you may to further protect your nits. includrig your rche rubs. For more nlernaticn please mit wiwildicgor. The SIPC protection and the suppkwnental protection do decline householding by Ealing you Financial Advisor. tandar the Samitien Irina& Protection Act DEAL Deposes at UBS AG StanfordBierxh and funs of not apply to these asset evenf they otherwise appear Money kinds ar• net inured by the FCC. on you sternum. The SEC protection and the Friendly educate name • If the finaxin nstitution cn the tcp left of dx frimt stMakireental protection dos not protect agave changes the Frendly account name reflects information that you of this statement is not 1.66 finaxel Sentkes. IRS Throup the OA, atailabk Moan balances are swept to in the mato vale of you investments (whether as s owned on the Firm's onlne winces webete. II is a Fnandal Services carries you account as clearing depose accounts at U65 AG New York Branch and UEI5 reset of market movement. iSSuer balsruptcy Cr customizable 'nick-erne' drown by you to maid you taker by at/argentine rah the helmeted intlitution AG Cayman Brach The,. deposits are not insured by OtherMu) with sou recordkeeping It has oce legal effect on your We Wormed wu d this relanianthit when you the C. Badges Fold at the IRS AG Caren Bra-di accord. You can dungen:is hiendfl account names, opened this accost. h this case. your Sack and are tempera* exposed to the sovereign risk of the More information is avalable trim rawest You may through Orem Services or by contactighturFtancial smuts a-e located a UBS financial Sena'sand rot Caren elands, and Owe is no gawantee or other obtan recce Marnation abets SIPC. niceidng the 5WC Athisor. the idocbcng broker. a-4 you must make a rePcel oblignon of LIBS AG to repay*. biarxes while on the &oche..., by (meaning SIPC a 202-371-8300d by of ray aver or OrnietiOn to both fiord. UBSCwmank Beech's books. using the Sift **bete areinwiabchig &molt overview • Yaw Mrs, accoutelpornban Net of assets and A N accant slatemrits shall be deemed complete ad Deposes a U35 Bale LEA and each U(35 AG &arch are Dividend ReiWettelbent Program (DPP) •AINes. accurate if not objected ton wnrq within 60 days. not protected by SIPC. Money Fund shares re protected 1he prke reflected is an awage price. You majr obtan Amt. 'Atlas salable cash balances, valas for by SIPC. See -U35 Financial Services Accent Protection' the actual dice Iron yaw Financial Advisor. Orey Mole restricted stow* lest I, and Global tine Deposits, • Please died martinet complaints a kpiies to the bobw *ems are purchased under DRIP; partial that, wil be urrealied marks to node, and caftan mats not held Finis C lent ' can a 201.3521699 pUrd the cash wit bre deposited in your account. The byte Fem. Does r ot include worked Standee:assets cc-toll-free at 8:03 A.M. to 6:03 P.M. Upon you repast, balances n tie Bane Sweep dviderd rear estmers price steeled by tie issuer may at the end of the pior and anent statement periods, or ET Mondw through t- ay, or in mai* to LE6 Program or OA mat be withdreenk and shares of Mir from the market prke at which thepartial shares private imennwits, talented stock options wed ices lx., Client Relations Depalrnent, Money Fund my be liquidated, and the proceeds av sold nameable stock anions Union C y, W 07087. returned so you <flour martin accant, • Lialditos Includes debt bale-yes, minarding mean Csateeelieu lord credit We, tot alienbalances. • Pi case of er•OrS Or cuesterts about an electronic rtrdnee formation about available sweep options, Cnk whole units may be held bar accant. Myouere • Cain/money balances. Total of uninvested amiable funds transit( (51). BS Vdedebit ncleing unit merest rates and yelds, a swank at entitled tom-WI unit as a result of a drciderd PP/Ment cash balances. plus UBS Bak USA deposit latircek 185 card transactions, call wwN.sbss from your Franc in Adviser or otherwise, the NM MI ether sell pastel Lenin at AG Seardord Bench deposit balances and money market Fe-uncial Seneca ex., or by calling mein pike a accept an Amount dominated by a mime fund sweep Sams, at the obey of he Weehawken ID 07086. AtIn MANESSA Services registered clearg agency, and credit you wort. gatemen period. Normormlocky tee credit balances in UM Financial Services account protection your account av rot segregated from other balances Cal a write as soon as you can, it mu shit you the F rrn is a member of the SeardeS investor Protection Investment objectives ad tie Fern my 'w any of these funds in the ordinay statement or receipt is wrong Cr a you need more C orpornicn (SIPC), *nthFromm amain accounts of The rimmed °Dwane.' and nsk profile we specific to tour,. of its ttainess. these funds re payabk icon itnnat an about a tram* on the stater end or as members up to 5500,03)(noluolingS2B),000 for each account andnuy mybetween Please fl ew the your dernard. This total is included the cement period naCePt. The Firm or Card bear as kaPkable)nun dams kr cash) the SIPC asset protection kris ac9 to km promote/ in merger any *natant change in you closi-g value. hew horn you no later ham 60 days after the Fern all accounts that you hold n a palkular capacity. finaxial situation or reamers objectives. Foe each SDNY_GM_00022854 CONFIDENTIAL EFTA 00133474 EFTA01275441 Important information about your statement (CV) tnued) Untie Monition you would actually receive n the mallet Prices we - •Dstrbacris to date may include *sumo( - h acklien to opmrroscrs received n tonneden Fix aidedinformation on the Finis landing practices °bland from maim third patty sourtes menet ea coati. income a both. with the sale or distnbikon o1a-ruty contracts and disciossres, Ma to you Client Relatorship Delve to be relit,* but we do not garabee their — °signalunit see • represents the initial dierng and unit investment trust units to our <lents, we Armen or Acton Agreement aid the General accuracy. price per unit and may not reflect yot cost bob antra out Adis mat retina shared Timm rd Conditions UBS Strome of Credit *radices — We generefly it the closi-g pricewhen mad* a °wanted:en frornmany of the insurance available in agreements andOiximureS at the mean of to bid and ask prices fa lined • Restricted notrities Rest-led states generally companies underwrieg the atity contracts, gamninronlarramillotag studies and cplons a onh bd prices fa OTC am rot currently PO* kr pilot sale. UBSFina-bal off *ales of to insurance extant or sponsors of states. Services its the matt price of the unrestricted slot tetra intermit mats we disirbie Vowmete - Less actis4 traded securities may be priced ushg a of the same issuer men mputed value for IN - Ga affiliate. alto newt trading comrnests and Your asement hernias securities end other was held valuation model or the most recent prat we restricted stock for purposes of Ms f fatement only To olher comporgaten from mutual Ands and lathe mount at the end of the statement period. You obtained and may not reflect an actual market price the tient Out restricted barites are eligbh fcr sale, entaante Companies whose prochets we *tribute. may oak fordeivey of fully paid setraies at ary time. or At? the vala retied may be Abstantialy less than the — Wettable an angl fee from UBS Banc LEA and You may receive securities used as loan collateral after — Certain podia's may appear seta a pace ad implied value town USS AG Stanford Brant of up to szs per accost paying any Wince due on them. My *curium will tow as 'price was rot mailable if se re sweeping to the barks under the UBS Bak Sweep transient to the Lien dreg the stamen pomid are unite to obtain a once for a smut • Est (estinted) intone. anent yields and rates. anagram. 'Sled* market value as of the end of the gatemen - Deposits or starts denominated n currencies An eftinate of a-rual income is based an cited period. other tan U.S. dollars are reflected at the ethinge 'tidied and interest rates, assuring tie searkies will Activity • Can basis. In detomning she cost basis of the rate as of the statement date. be held for toe yea from statement date or until ertormationregudng <unmasked and oter charges stoats included in this statement, where indicated - Fee certain *curet *sang in non.conformng murky This mint dory a patine, acridity nand in conned co with tie oecutcrt of wades, wih the rumba •UPS Fiord& Services has relied crman atcris. price and qua-oilyRace iota) may rd continued income are not gueranteed iduang option transactions ha been *reload on to information cbtained from sources other tanIRS have been earned to facilitate proper valuation — Estimated anal home at matt yield fa CCellirrOVIOOS IrreUOUSly fliffeiNCI to you, ad wall be Frencial Seraces, including tornwicm kern another To obtain current quotations, when avallgte, contact certain types of boxeres could include a retun of provided to you wavily ahrecpeg. him a Out youmay haw provided to you Finarxial your Financial Adair. pmcpalor capital gars in rmit case the est Advisor. The Finn does not indepodently verify a income (ad(were red would be mutated. Short milky gaunt the traria or vardity day Pi°munition • Prints Mestmanta and stn /clawed producb. — Estimated atual icane as cant yeld and Ive I Kuart engaged in that selling a security, youmay provided by totes Miner thin lAiSSeuntial Seta,. hist miasma studies (hcbc/ng drect actual item ad yield might be kwer a higher hair a charge the to cerUintaroweg costs for that participation ptqam in:treat estate investment trust than tenantedamounts. particular security. h aicitirt although UBS Financial Services generaly stages) and struared protcu are gently highly — An estinate of a-rustad tome (divdend ardor gates tie Hamann as it is recent, the firm Certain stnstmed proists have not been interest) deeded by the wart market Open arta does not provide any ernmances that the ilamatia registered wit the Securities and Extha- valcraverage balance le based on the bet dividend Regarding opera or • gazdtillicancellar coders tat trot "Cost basis" and laireakzed gar/loss' is (omission a under ay state secured, taws. We or interest payment made by the issuer and were not bowled by the statement date, open buy ad accurate as of the date of this statement. As such prosede estimated vibes for pwae investmem asnnoes the sedates/depot will be held for one se stop orders are refixed by the amount of dividends please dome rely on ern flotation to make waitis and structured products for Mormaterul year from the statement date or until mab.rity. or rights on an exdividerds a as date unless putt a tale decisions, kat papaw ce purposes only tasty knee gurenteed. Accuracy and continued yield we not gamma intruded otherwise by you. You are risponeble for ahem's*. Accounts transferred to tne Fim may - These values may differ abstantiaby from prices. if orders that we weaned art food failure to cancel reflect gailloss eriamaten only for the period of any, at *Into pm* iniesanent security a • Assets not held by IBS 'rancid Service& Certain eating open orders. tine they at held at the Frm More historical structured product may be bourn or sold and do awls ae rot held by the Fern and not nth the nknmaten can be added by you Fend Advisor. not necessarily represent the vote you may receive ferns possessrm or anti These assets de Privacy Won 'laudation. thawed on pas statement for informational To obtain a copy of ax current Client Riacy Naito • Umedized gabs/Imes When data is agillak. - Thid pat,estrnates of wka ay as a a certain purposes only. Position, rd values presented an please contact you Francis' Advisor or vet tat weakte ertinated trredized ON Imes we calculated Ice dread are &paid to UBS Fna-cial Services on a provided by the issueg fro UBS F nacre' Services at sittEARDRotogitaggla, redivittal swab lots. Re transacton data for regalia bass by in independent vitiation him. not regattae for to alternation and des not rinds( bis may or maynot reflect canniest-is, - tut general panne- or sponsor estimated votes, guano* es accuracy. These assets are rot protected UBS Financial Services a rot a lurk be Bums charges ands'acuity reorgni:elm melts any, are supplied to the Fm by Ow roar, by Sift or tie Fits upplementalSIPC coverage. Services Account GSA and IRMA are hmkerage accounts Dividend and °termnwstmeni lots rd systematic genital pater or sponsor and may be tabulated which provide access to baking services a-idproducts patine bts are each combined todisplay tee based on r eat irtormation from that used by • Revenue Swing and additional compensation. though napalmed wash affiliated bats and other averaged lot. The • Trade date • colann posents the IMOparties laded'se tar estimated values. — In addition to commissions on safes and 12b1 fees thrd-pay banks, and provides access to nsura-ce and aged transaction wade date. - You can Man Stiehl ericonorm regarding received in cartoon wit the distribution of stay proixt tad by unaffiliated thrid.paiy the methodology used to determine the Minato of mutual hack to our dents vs mock( our affirm insurance ccmpa-ries through turace agency • Callable securities Dana and ;referred stock that value and She date of tit ilermalen that is the subsidiaries of UBS Finarcial Services Inc. basis forte Mint by contatteg your Financial 'FM* Mv•nut sharing Pagrents from distributors te Oar cars for eat ow/indigo will be selected adoe advisers of the mAtgl funds that we sell. stately by lot Pan armed all seosaies of tat Advisor. These armuls are based on two different Iniestment rturace. and rutty products: issm held hour rare or in nornhee name la cm - TAW party *stintedMuss may be reflected as COrefOnentf- amant ol sake by UBS of a Not VIZ inured • No bank guaiantee• May bse valet clients. Call bane adainattn is dotted from third •Not creed' n seva I sit stens. wfe n antler mutual fund I amiy to our clients, and CO parties and accuracy isnot guaranteed. Other call edependent solution fern has not suppledor is the asset yak* of a particu b mutual hind family's RYA. Resoute Management Acctunt, Business Semites leases maybes' which cot affect yield amPete Loathe to assign a watt when we become aware shares held at the 1mi Account BA IRMA and alternation& Resource Monition will teproviied upon request that a material event has °coated tut may call a — We and 0.a affable also recewe netting and Management Accost an registered service marks of pettily reported vats question, or ten a ormtus procesting lees in consideration for UBS Fruncial Services It • Cartificates of deposit (CDs) CDs are FDIC haired value would be highlyspeculative due to tie nave under agent serviss that we Froth to the tp to 5250,000 n preaoal and accrued interest per of the study trultal lards. Thew leesgenerally are pad from Visa *rave is a regigered service mak of Visa &coda and per deposhay institution, in accordance - When neither al suer, general partner or sponsor investor abets in the mutual kind and are a hoed Intonational CBS Vila Siam credit cards and IRS web FDIC rules. estimated value nor a thedipaty estimated valve if dela amount based on the number of accounts at yea debit cards are based by UBS Bat USA with p•ovded the valued the savvy will be diffeteni the bra:Hideaki- holdngmaul lint ot that I wid pormion from Vea U.S A Incorporated. • Pet/value Prot, displayed for securities and other from its purchase Price. family ;exclude may be higher or lower than the price that UBS Financial Services Inc Pty. 201402 SDNY_GM_00022855 CONFIDENTIAL EFTA_00 133475 EFTA01275442 n races nc NYill ;It UBS wew o 10171.cCO2 Resource Management Account July 2014 l. HI. .iAi l t iILL NEW YORK NY 10065.7007 Account name: GHIELANE MAXWELL Friendly account name: CaslISavings Account number. Your Nnandal Advisor. SCOTT STACKMANILYLE CASTOR. Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at S On June 30 (3) On July 31 (3) account Your assets 6,149,721 69 6,712,42a93 Msit our website: Your liabilities 0.00 0.00 ,wely.Lbs corn? linancia:services Value of your account 16,149,721.69 $6,712,420.93 Sources of your &cos wit growth Tracking the value of your account during 2014 Value of your account S ThoL63,1,1$ at year end 2013 $0.00 Net deposits and withdrawals 36,712,022.89 6,7? 2.4 Your nvestment return • Dhidend and interest income $398.04 Change in matkot value 9000 Value of your account Jun 2014 on Jul 31.2014 94712,420.93 IJ 2014 SDNY GM 00022856 Member SIPC OW7000305769497 0714 Page 81 of 100 CONFIDENTIAL EFFA_00133476 EFTA01275443 SUBS Resource Management Account it, Account name: GHISLAINE MAXWELL Friendly account namo:CashiSavin Account number: Your lquancial Advisor: SCOTT STACK MAFILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 31 ($) your account I. Cast) and money balancesmay include A Cash and money balances 0.00 0.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 6,712,420.93 100.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income GOO 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $6,712,420.93 100.00% B Value of your account $6,712,420.93 Eye on the markets Percentage change Index July2014 Year to date S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC I - Europe, Australia & Far East -1.96% 3.08% BarclaysCapital U.S. Aggregate Bond Index -0.25% 3.66% Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% U*78008305799498 0714 rconc000FINS782 of I co CONFIDENTIAL EFTA_00133477 EFTA01275444 Resource Management Account Account name: GHISLAINE MAXWELL Your Nnancial Advisor: SUBS Friendly account name:Cashl Account number. _Sayings. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary July 2014 (3) Year to date (1) See Account activity the monthIca decal: &dances In your Sweep options are includedin toe openng and dating ha.snces vitt. FDIC insurance epithet only to deposits MUSS Bank USA, not to &pouts at Les AG, Stamford Branch or bark deposits piaceditirouso the UBS International Deposit Account program. StPC Opening account value $6,149,721.69 $0.00 protection applies to money market sweep lied hotdirras but not bare deposits Soelmportane inSonnation about your statement on the tat two pages cf this document for detals Deposits, including investments transferred in 740,58464 7,162,457.69 July 2014 (3) Year to date 04 Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred -178p17.31 Additions cut -450,434.80 Deposits and other funds credited 740,584 64 7,162,457 69 Dividend and interest income 131.91 398.04 Dividend and interest income 131.91 398.04 Closing account value $6,712,420.93 $6,712,420.93 Proceeds from investment transactions 179,708 44 460,114 97 Total additions $920,424.99 17,622,970.70 Dividend and interest income earned Subtractions For outposts Of INS Statement, tarablity of interest and O,l&nd income has been determined IICM a US Other funds debned -178,017.31 -450,434,80 faX noting CerSPedhe Bared upon the residence of the account hokkr, account type. or prodiel type, some interest ardor dvidend payments mar not be subject to United Sleet (US) ardor Porno Pico (PR) Funds withdrawn for investments Income tares The tient morn* nement is not intended 1O be used and cannot be relied upon for tar purposes. Clients should refer to the aorficzoiewo receding forms they reCei* from Lt3S annualy, such as bought -742,407.68 -7,172,535.90 the Forms 1099 and the Forms 493, foe tat reporting information it is the practice of UBS to file the aopiicatie tai reporting forms with the US interng Revenue Service and PR Now, Department and in Total subtractions -$920,424.99 -$7,622,970.70 such leans accurately Oasgry diadem:tan" ct interest as lam exempt or teal* imam Please consult yew incledual tax preparers Closing balances $0.00 $0.00 July 201 4 (3) Year to date (I) Taxable dividends 131.91 396.36 UBS Bank USA Deposit Account APY Taxable interest 0.00 1.68 Interest period Jun 6 - Jul 7 Total current year $131.91 $398.04 Opening UBS Bank USA Deposit balance Jun 6 $0.00 Total dividend & interest $131.91 $398.04 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in Merest period 32 Average daily balance 1350.37 Interest eamed $0.00 Annual percentage yield earned 000% SDNY GM 00022858 Ckir70007005789499 = O714 Peg* 83 of 100 CONFIDENTIAL EFTA_00133478 EFTA01275445 Account name: UBS Resource Management Account July 2014 Friendly account name: Account number. Your financial Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibi4ty consideration - None selected Your account instructions • You- account cost basis default closing method is FIFO, First In, First Out CNP7C0OM5789500 4Y_GM_000tiS984 of I CO CONFIDENTIAL EFTA_00133479 EFTA01275446 Account name: GHISLAINE MAXWELL Resource Management Account Your Maenad Advisor: $UBS July 2014 Friendly account name:CasN Savings Aaount number SCOTT STACK MANILYLE CASRIEL Your assets Some prices, income and current vdues Shown May de approximate. Asa intik. gains andlases may nos be accurately refkded. See Aportant infontabon about your statement a the end of this dxurnem for more infonsson. Cash Cash and money balances Cash and morey babies may include. avalade cash balances, UBS Bant USA &pout account balances, UBS AG Slat-ford Branch &pout account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account Maces are insured by the For vAlhn applicable limits, but are not protected by 9PC 1185 AG Stanford Brant h deposit account balances are not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SatC bid are not insured by the FDIC. See the rmportant information about year statement at the end of this document for del airs about those biances. Openng balance Clonng Waite Prue per share Average Drildendr interest Days in Hddng on lul 1(I) on rut 31 (S) on rut 31 (1) rate period period Cepannum (1) Cash 0.00 -5,000.00 L8S BANK USA DEP ACCT 000 5.000 00 250.000 00 Total S0.00 $0.00 Cash alternatives Money market funds Money market funds are neither insured ror guaranteed by the Federal Deposit Insurance Corporalion Or any other iernMent agency. Al though money mallet funds seek to deserve the value Ol your imeStrnent &MCC pet share, it is passible 10 Iota money by Investing In these funds. Total reenvestef is the tote Cld al reinvested dIndendS II does not Include any cash clUdends. a is riot alai ( oreakzel(LW ganof loss is the difference between the current value and the cost bans ad would lot for the purposes of determining Addng periods or cost basis. The Shares yOu receive each time you ge neIdly be your wait clan or loss if tne securrty was add on INS dare. The unrealized da)Csan or (net reinvest &rdenck become a separate tax lot. need to be ac*usted for rerun of tonal Parseents in order to determine the retied gain or loss for tax reporting purposes. Cost basis is the total purchase cost of the security. indudng reinvested dvdends The cop basis may need to be anusted for return d cdita maims in order to detarrine the a;usted cost bans for tam investment return is the current value minus the amount you invested. t does not include shares that are not reputing purposes. reflected on your statement, irxludng shares that have been retied as either a On a alas. r also does not include cash dvdends that were not reinvested. Purchase pricei Nutter Average price Client Cost Price per share Value on Unrealized Investment Hddng Hddng of plats per dWe (4) investment (V basis (S) on Jul 31 (S) Jul 31 (5) gan or loss (S) return (S) Period UBS SELECT PRIME INSTITUTIONAL FUND 6.7 12,420 930 I ODD 6,712,420 93 6,712,420.93 1.000 6,7 12,420 93 EAI: 11,342 Curent yield. 0.02% SDNY GM 00022860 CW7030;005789501 = 0714 Pop SS of 100 CONFIDENTIAL EFTA_00133480 EFTA01275447 SUBS Resource Management Account Account name: GHISLAiNE MAXWELL Friendly account name:CasNSavin s Account number: Your %Randal Advisor: SCOTT STACK MAIILYLE CASRIEL Your assets(contrived) Your total assets Percentage or Cost Estmated Unreaized Vatic on Ad 3 119 your account basis (S) annual income (s) nano: loss (S) Cash dtematives Money market funds 6,712,420.93 100.00% 6,712,420.93 1.342.00 Total $6,712,420.93 100.00% $6,712,420.93 $1,342.00 Account activity this month Date *diet/ Description amount (I) Deposits and other fends credited Jul 2 Transfer FM 19.29 Jul 2 Transfer FM 28.90 Jul 3 Transfer FM 164.26 Jul 3 Transfer FM 1,046.88 Jula Transfer FM 1.419.68 Jul 8 Transfer FM 1.523.78 Jul 9 Transfer FM 491.82 Jul 11 Transfer FM 1222.13 Jul 18 Transfer FM 299.733.80 Jul 18 Transfer FM 402698.78 Jul25 Transfer FM 189.41 Jul25 Transfer FM 697.68 Jul 25 Transfer FM 760.15 Jul25 Transfer FM 19265.85 Jul31 Deposit FEDERAL FUNDS DERC6rr BY WNYR OMNIBUS CLEARING AC AT UBS AG 5.000.00 STAMFORD BRANCH Jul31 Transfer FM 6,322.23 Total deposits and other funds credited $740514.64 Oise Actitily Descnotion Amount (5) Dividend and interest iscome Taxable dividends Jul 31 L%vidend UBS SELECT PRIME INSTITUTIONAL FUND 131.91 Total taxable dividends $131.91 Total dividend and interest income $131.91 CNP70009005789502 0714 iY_GM_0002Ne186 of 100 CONFIDENTIAL EFTA_OOI 3348 I EFTA01275448 Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor: *UBS July 2014 Triendly account narne:CasN Sam s Account momber: SCOTT STACK MANLYLE CASRIEL Account activity this month (contned) Date actlety Desuovon mooi (S) Other funds debited Jul 7 Transfer TO -S0,000.09 Jul I4 Transfer TO .1221.85 Jul 14 Transfer TO -1,281.39 Jul 14 Transfer TO -2.112 57 Jul 14 Transfer TO -2,451.44 Jul 14 Transfer TO -2,611.19 Jul I8 Transfer TO -3,308.87 Jul 29 Withdravral FEDERAL FINDS TOE. Pagan AT Wealth Management New York -5,000.00 Jul 30 Transfer JOURNAL TO -110.003.00 Total otter funds dablted 4178.01731 Investment tranactions roe ranelnrarnalon aten the pk«ralue shown for restriaed secuides, ree important hfoonstion snoot Pair stsement at the end of this doet:went eraeecls han FundS éntestment withdrawn fa merend Date Acthity Desolpton OuamIty eau, (t) pace (s) transaaions (4) invearnents bouht Interest Jul 2 Bought Les SELECT PRIME INSTMJTONAL FUND 1,467.870 -1,467.87 lul 3 Bought UBS SELECT DRIVE INS1TUTIONAL FUND 1.211.140 -1211.14 Jul 7 Sold UBS SELECT PRIME INSTITVIONAL FUND -50,003.000 50,000.00 Jul 8 Bought (.€S SELECT PIM.* INSTMJTIONAL FUND 1.523.780 -1,523.78 Jul 9 Bought U8S SELECT PRIME INSTITUTØL FUND 491.820 -491.82 Jul 11 Bought UBS SELECT PRIME INSTITUTONAL FUND 1222.130 -1,222.13 Jul 14 Sold UBS SELECT PRIME INSTTIVTIONAL FUND -9,706.440 9,708,44 Jul 18 Bought UBS SELECT PRIME INSTTUTIONAL FUND 699,123.710 499,123.71 Jul 25 Bought tin SELECT PRIME INS1TfU710NAL FUND 20,913.090 -20,913.09 Jul 25 SOld UBS SELECT PRIME INSTITMONAL FUND -10,000.000 10,000.00 Jul 30 Sold UBS SELECT PRIME INSTITUTIONAL FUND 410,000.000 110,000.00 Jul 31 Reinwstment UBS SELECT PRIME INSTITUDDNAL FUND 131.910 -131.91 DIVIDEND REINVESTED AT 1.00 NAV ON 07/31/14 Jul 31 Bought UBS SELECT PRIME INS71111110NAL FUND 11322.230 •11,322.23 lul 31 Bought IBS SELECT PRIVE INSMUTONAL FUND 5,000.030 -5,000 CO Total 8179,708.44 -1742,407.68 SDNY GM 00022862 CNP70009005789503 0714 Page 87 of 100 CONFIDENTIAL EFTA_00 I 33482 EFTA01275449 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account nama:CasfSavings Account number: Your IS sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Account activity this month (contrived) Cate Activity Deicrobcn Mount (S) Stoney balance activities Jun 30 Itilanai forward $0.00 Jul 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 1080080 Jul 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/29,14 -5,000.00 Jul 31 Closing U.S bank USA Deposit Account $5.000.00 The UBS Edina USA Depaat ACCOunt is your primary sweep Gaon CNP7000900S789504 0714 MINICGM_000fM8388 of I CO End of statement for account number CONFIDENTIAL EFTA_00133483 EFTA01275450 Important information about your statement 1185 Ftaantial Stokes Inc (therm WARS Florid Sacked. TxFirma Cad taw eM now dee ma ampram and holler on the bees an records of to subtitleGene a envelopes —you may Mine hisseholleg bye:and your is a mentor of al prispalsectrity. cantoday aid coals will comea any SOF prOnpUy taste aced). Enamel Advisor echirdes UBS f hand Urvces mg 11$ Bat USA ay tidied eubtafirin of LOS AG and alfiliaros of LOS Stoskin Plesmnake Al dwelt pays, to the Anna the finale • fens ontarroni coons"; or ridermait Merest (st 9. Friona, SCUM nate LC **Fent Inawill sweet 4 wattle wpm fewest Asthma" Sated on the front of this haddeiT 'mod paroweships and prvae plasmas) that are rice nyfrieritSy aatmt nanerefkas 'Vargas, tea no the fobs executive offices se a to agar axouit fees. axoorth may be adbot to registered under the MUMS Aci of 1933. and entered on the Hrws online undoes mbste It as iimutc mammas. Ms charges la lie pyre,* for fawns: est.:unlash •noname chosen by you a aza you will purchno and chaps for aped rousts n c.v., XCantS • Comm:dims contract (09. form ai "change aid You otacciming n es no foga ONO on Far scowl Accounts ma MUMPetad 10 OIM nit:aims:nay be predas meal contact foxescommas and You on mange pa Franey SO/al naves. throup Onlne ers plied to a banter tee chmfrodAY WWI contact SernaS a tyantacm; your &taxa Amber lb 6 stawnem represent. my Oda record of your UPS UBS Sweep Optbns The SCC mastics, rid the papplerremta oroteston do not Adrian oversaw (mania Unto, waxer Other records. except aloof tad US$ otters optan for soolg can batrces. barges to spay to sI:m assets then if they OAKS* epoxy avian • Vette/sem daounipixdon Fee 01 assets aid downsides. conuinng conflicted dau should not be ;Med bank &pouts at UP Bar USA ad its AG Stamford balm summon The SEC probates and the spanner% habitat upon dpu below them is an nut a Ortat please (Baas StInin honing money market mutua finds (Monty protaton do not seined nand duns, h the mate • Awns Maack" talkie cathbalsaa valunlor MOM h vents dicey h wringm theersch Mawr of the funs) arid the ha/trona Desist Accotnt 00anor vat* of your koeszinints beets as a resuh of matt rem med washytea / aid Gkbai Tme Depont unrealized once sending your swum CuStallen cote an insemaional kesoace Maugunent rimmint. SEM bMs-Upt(Y Or "SCOW) marks to mareet and Certain assesnot held bythe Frrn Acta luevph Iht BM Swap eallanS. can batman Does not nchdeunpnced StlaltelaSMS a tie eat ol the Atheogh al hint tow are intended b be M.010. are swept so UP Oar USA up to an era:4MM kW and Mote Wornwon a wait le tem must You may obtan pro. andammo suterrem pooch a bunt ntanerts gamma daa Toad rot be used for It puposes Rey the, to LOS AG Stanford Brandy a a Matey Ford Deposes tae Mr/paten Asa SOC. hcludri9 the SIC Brochoo UnAtbad ita m1 tIS aid wercisthO stock colons soley on puma to lam Pe . Form 1099. SOO. 10425. at LOS Bar USA are FOC assured n accordaxe with FIX: by comstrg SIC at 20227h/33004x by sang the SP( • °abbey hanks debt tattat outstandet magn etc) when pausing your ta wont the/ im is agueed by rules for mat isf shown p lea, not wave nor goy wane at straw 4oX Py loan. credit Ws sheet accoum bates lad to recon tone RS al mob le Orden& re:data/le nob Deposits a LOS AG Uanced Brat an tares enstnfy • CashAronty batmen Tots of ml vened watt* cats trade dvelessas a-4 tau* men caned on secuntes finds anon Inured by the ADC. Dfirideni Re Newnan[ Program ape) held n your Kowa, nit proceeds on sale tranuctins, aid baanon. pkus US$ Bat ll$A Omni baron UBS AG the Any began 6 an bean Una YCSJ may Olean the Started Branch depose balances aid mormanakie mama cost bar son cumin awed securities Through the DA. wadable to colt balms re bar to actual prof hem your ramnal Admor Only thole Prey I fan sweep balaxet a the close ol the statement period deposit accounts a LOS AG Wreak Branch an IBSIG are uschased infer COP. partial Pr es MI be son and the Hamm/nod Ey fay anal balms h your aosount are not Commemicedone with the FS,n Carman Biwa, Then deposits zae riot roved by theFM cash wit be deposited et yost amours lheMdtheryi segregsed from otbe balm?, an tee Femme% use at Of • plete f (Kagan any oral OannalCatons n writing tO Parch hen a the WS AG Carlin Brach se tewswily retwestmem ace wished by the issuer may defer frogs the oposed to the sewage, rut of the C eats, Dant and these hods n the ordesry course of as bars, these funds furrow worm your him echidna yokenobs under the malt price at Moth the paha Pays at sold ae payabie tpon yoa demand Thus total 6 Incbded fie *writes West Protedon Act (5PA) there 6 no warawee a other °bloat:el of LISS A6 to May the Patens oh le on the CIS Cayman's eras books arrant period doSi"9 yam Cadrirliw • fl tie bursa instriason on the top left ce the from of this Only tin le units wry be held in you axotnt I you are Lending information sueensmi is not US RUMSSonars LOS bona' Deposit a UN Bat USA an each UPS AG Brawls rerun entitled to erste tea as ambito* a (Stand want or roe deeakd Monnawn on the rnt ',ONO; pMiai and Seamcaries yew acccur as dearkg broker by pawned by SPC Monty Fund shies are preceded by SPC • therwise, the firm wlt ether set partial rasa mrket twice doclotur to Mato vote C lea aPaliseasp Agfactli or aneigement rah the adicated net on We lammed See 'IBS Finsicul Sevin Account leotedion- WON a aCapt an broil detemred by a registered (kind Amour Areentionl an the General Tait ad Cu-doom you ce this/outlandp nhen you crated Mt accant In agency. an and you accoum Open yotr rnjaa batrces n tie Oar Sweep Programs or US$ Stamen of Cade foclas salable h Agreement this Cat Mr Ivids an/ Sauk in se baba X at tort Dectowie iiM edebtrece.oe6teb,ent Frontal Santos an not the aroduad broker. and you OA may be valrearm and Owes of a Kinney Fund maybe Westmont abloalvite MP ma* a repent of sly era aortic:sin to both en liquodtea aid the math returned to you a you The nwarnent Sedum and natprofile are *tit to each toturitoo aocati Yee raura accato a may wry Wham Rea. Mee the Inn Tar Statellall Cartel Seant*S and Other assets hen n All ACCOutic StaWrenn Shall be deeded °MOM and prompt, in wring of any cgrikant done in your franca Further nf Omagh tout sailftle sweep *moos. eniAng the =Om a the end of the Watt( period You may dk am:ate d not obsatei to n wren wain 60 days stuagn on nostrum aware; for eads accost held. for dainty of dutypan -swam a art the You may avert intact rates anti yields. 6 wit** a you choose one of the fo swag nastment 'Patten wow Wit ken your /Itasca Advisor a by bo b. secuns used as sal collated Seer Dian an • Please aired customer complains a intros to the tan • itykee Culver borne Imelentnts :Ming tlx balance cue on them Any tastes trandened to the im Cf itrnalt at 201-3521699er slave "rig Mural it of Icomeonly dung the summers period are Ian a malt rah* a al a 00AM to 6 CO PM El Monday • AcAthe Othsabbpanson thmorrents seeking growth the end of the statement mein (Atop n at a In Meng I Servo he. U.S lbeentiol Smokes sows panache, The Finn kat...TOM of the Starnes Mesta Protection prncpal labs than In? gel neon of name • Cottbus el delterning the cor basis of the sew** Clint Realms Depatryset Unon City NI • fteadce Combesmon *frame and Cats' AOPethspen Cossacks', DPO. What pm cats stomas swans of es madded n thus statement. SWt ndLited web ate 07a37 hantnons pea in both the gammon of Mono aid martin so lo 1500.000 (nadan; 1250.000 for clamstor number 'I. ' lOS financial Sesotho, rend on cash) The 5PC area actecom tents *PhI° all accounts riot ce anon' imams ion °teased from sources other than US • ti cat of errors Se CM1104$ atom an Weston< tunas finmcal %woes. tadocIng nformaion Iran amen IT trends.* 07T1 Di Sv6YdbhW MO nu hold n a polkas* easily The Fon together wth cenan al dates. ha also put aced Omaha* profiles Or to you may base pruned to your Sawa whoa Natasha's/ r o lASFrirical • Conaway, Seeks to mantain hale' priodpat web low The Finn clots not natomdenill way Or gurantrene Sauces tic. Wiehmfor. NJ mph:mental protocm The rrhocinuin anoint payable to all NOW dent. oadiel,umathis protection 4 WO risk an rota Airy to the scour Peril eon d that mem stray a vaidey of any inormacn provided by worms 07086. nen IMIA1 SA Sernat the scount does not genernesghtont WON* Of °tartan Minna Stott mitten as of Deceits W. 2013 returns ald rot nce keep pace wth inIllalo Cal castes soon as ,wean dpu II nor • Aibotua lAlling to accept some ni tO andlaall rod In addeen *tooth LIPS thaw-USD:ram generally Bowman or recept 6 MON Oe d MA need rune SIM,d to the poky ordains and Madan cars at the Fon 6UNsprotected fee up os SI 9 milkn n the tolerate maw oda Sky en scek baser fawns updates this donna:to as c 6 *cern the fen dos rot nfinnescn Lout athrofer on the annum or react prod& any somas to the lawman, soder -COSI The Fern 0*CW Mae (as asp table) must hear ran you a egale for all your scowls hell ha simian, Quota), • Ain RSA., Wilt; to Mal hghnsistovempal ad hgh A full oopyol CO pokyonadrig 6 Mkt* upon aasest vo WMyb *Mali renew mei taw bah' and 'Orretted paabss" is war**sof the doe no tater thal 60 days alter the (ma Sent you the kV of this "annul As AKA please do not rayed', this Slaernent on Moth the sox or probien spored frdorma on to make purchase er sae Oozes fats - he nisr now and scow number a an The SIC prOleate aid the supplenental rascal both do Statement lwesthoklirdp" not Spilt° We may COnSOldate al RUM tCOu'il StatenlEnIS wRi the purposes a Mena* ACCatilb UZISIMed to thee en - Devaite the m0; a the watery:4f se urtstre abaft mayreflect pram nlormaim orb for the perod of animas as deny a mu on My IOU bathe 4 is an • C enaranatal awes controlled Ostend twined n your &rata:Urea n the sane envelope Acateiturity no related scant vane) but held way froth utit$ finaozial Services for this [came karate/ haw owner; vho aim martin time theyrehad a the fan Morehitorwl nfiernakin era a any you need mac aslant:ion Casa be added by you Parma Admix - bodge the dollar maim of The stnpeaed ma (eq. anal a cat a Unica* (y) cash ma% AG tent account ridaionshps will other dents at the same Stanford brands. (d) inmate moans. naming Yaubie address Ths practo a knows al 'harfelloldng • h you areal In an Mina of mewl finds Mare wan ate to mate intaal ASeffents Miltd is %prat • Unreafaed gains/Imo ohm data 6 enable chafes re mignon Secay n the nave a the SOWt treed awaited oars losses ere cadialed fa SDNY_GM_00022864 CONFIDENTIAL EFTA_00133484 EFTA01275451 Important information about your statement t<C4tinUed) bandana/airy km the rata:an data la Herbal - Shapely ratated vansmar be reflected as 'Not nosy!. of =cads at ate trohandear hating mutual Amount are registered fence mats ol SIBS Poundal Services lot mayor ma, not ref led conmissans threes ands wad' n sandal stuatisen whin an independent lirds of that funs laniV M seamy reorsuricalm than (Wand and other entrain Irm hYa Mt %poled°. 6 wale ea afar a - In aktt On to 0)mt1Wdelf Reeved n Orneakon wen remoras:nu lots and spterrutic pad a. lot re oath yak* when we bone* aware evincing:gramhad the tabor derbuton of arnury mar= ad urt Yea S5nature is a mitered write of visa manned to dada, one award a the • 'Bade dire' cm:cured tha may olla rdevisusly reprnsed whin Pro itatiliw.0 titan unit 10 of <krill, he ant/trout Inwnithonal 1.135 Ste Sognabre cede cads and Lea Visa coital pewits the agar fanatic,' traledare ClUeflen. or when aware wand be hgbly ipeCutalare affiliate rase wawa gang Carpetation from dt04 cads av issued byMSBah USA Mb Berman from duo to tho maw. of the uarnty mrryol the rdasanco cowponies mantic.) the VG USA voarparatod • Callable ncarltios Bonds and coated stork that the - When craw an issue. general pare a rotor awudy convects edamot the narancecorrthnes issuer calt for exty redemption ma bestir:cud rrnatiary Panted vane not 3 lb td-paiy est enaitd value is Or SpOnson a the urn IlveilMell WU% 1ve 060tute UK Financial Services Inc Rev 201407 by lot torn among a saunasof that ape lain our prodded the pen or the nasty we. bedelertnItCO1 - Ov zanies also recede trading come/lithos are. other flare n nommen:re for or dints Cat learn WChlS I Pla convention from mural finds art manse inornut m is &tinedfrom Ihrd pay" and as 'carara - •DiOrtutiorrs to Ore' may a-chairman of cal. townies what proarls we diwbure rot guthalYed Otte call leases nay east visa name a both - We moan an anal fee from LBSBalc USA ad USS could ilea pert complete mote kin ova be provided - • Orval unit size' rerestrus the glottal ollieng prep Ar Stardord Batch ol up to 125 pet a:Count ofrai leg-et per unil no may not reflect pa cos bath %moping to the bait% la*, the 165 Bane Sweep Prograns • CeettfrateS of deposit (CIN) CDs ate MC mad opt • ItieStriaed SeOlritin ReAnCtediOnale$ cenetaty ire 1293.000 in pampa ad aloud floe/ pa thorium not amity Nut* Ice petit tale IRS linaxia Strews Amhara and per depomay manakin it acardaym with uses the mina price of the ttinesttilod stock of ten sane Infanation regarding convnincos rid ethic Marrs nibs our a a mutedPew tor the restricted stock for naffed n anneasn win the ereodion arases rickang puryous of ms sane ra any To the mum tai option transactons has been marled ise cordonrons • priarvalua Pncascanated fa Wallies acid Otte tthected sestinas a* alb* for sale. newUtramied poem* Kindled to you. and well be panted to you produces mar be haler cc bonathat to prce that you may be mtntantity Ins an the inleuted pia /Yowl amply on Want WOO I7 eared, warn in the make; facts are Waned from vana.n thrd party sources otirdi we beta to te • tat lenirnated) Marne. caranyiplds and rant An Sawa ailing relate but we do not garnet eel' acuracy estimate or spur home is based en tuned canShnd it you as engaged in tort Who axornyy you may cos a - We gorwraly Leotw dosng pm* whom aralabb ti the std ntaeg ran. away the seoritin will be held for Mate** to anal Damming costs Reda palcula (Nano:labid aid ask aces fa Prod senora and one year from sirenunt date or rand moony Mrs 9lanty optunormybd parsWO% sew, es estimate is ong a gradient accuracy and °Allayed - Let day.; yarn soar nos maybe peal tang a name se not gnoareed Open radon alarm modr or lama Mani ;lice we obtained - Citrnated annual name and armed vital for anal Regaling Open or goodrilaxeled • orders[ at wife not MOM/not re lea an rind mart pity or 'at seances mule Mute drawn of aricthr or aerated by the staernerd dare. open buy axl Sell StOp - smart bosuns may pax without a erne and eau gall gins n tenth CI* the eSt name talddaTeM orders a reduced by the amount of Modena a (ghat on show x 'price was not mailable' if we are wink to yeld)would be manned • eodindindsor eonglos date unlit mended otherwise obtan a price for a warty - eartnatod actual name aid natant yap aid the by you You ire ignorable nor orders114 are enrcuted dam - Deposes or Mires denannatal n orreenes other actur tare and aid night be Perna hgher thin to your tattle to Canal eaarg open orders tan US dolls are ref kW a the enturtatatds of the en-NW moans the dairrent date - An Nance of +snaked arcane Ovidwd ands Tax witholditg an frarbutions fawn UK financial - For Conan seethes vadn9 anon-can:4mnd forest/dead bytesarum maket valxiaterap Santa IRAs decomnatat. ace and quality daceate) mar hae balance e lased on the lag addend or att. lthiaal tax taw reputes LOS lnalca Services to withhold boat Mg-Medea frigate prow vauson a:ram made by the issuer and asswies ug ircone tar from pa arable to dionbat rm. W t you may To obtain Curran aCitrall. Men adalaelo. arca° you seam isdaporas wit be holder one thur then the doe not lobate :yang to withholi or. instead. you nay Franca Aden( statement die or trod miurty Aoacani and elect to have In verftheld a bore a n alead anoint at coMnued rid at not sue:areal you choose Yo/ Heston %Nieman n of lect unta rtholdd • Mena Ininstnwrna and awaited drachma Meal* by you You may revoke your election a a-titMe by ma..19 Iwamoto martin Criolang Mud pringsion • Ammeter< held lay an financial Sonia Conan anew actin If you do rot haw tnotap ncome tat prOCyall aid realestate nrnarrem ten mantes/ aid Mal are not NMbyteOm ad not ram the Petty, waned, from your dattulliOnS. you maybe reponsbie to dructured pathos >eternal', hghlf nlpud Chan possession or envoi meth assets re dopthed at your the payrnea of entraal to You may nos ptaras rI to nen:trod Koalas Ka* not been regiiaed with the stmentra for irdonnational whose oar Poplins ad mounts withheld and was estimated la, purninis se not Wails and EnhaVeCarynain a unite any state airs presented re posited byte among film IRS equal tO Pit it obligation sewn*" ars We porde es-tared vabes for pante fnancir Union a not rethonsble for this nfornann mourners seats aid striate., products for and does not yuaraitte ts errancy mete flakes Tenet Privacy nrounscnalputhows only AcontY a rot 9UnnWel protected by SVC or the FI1113 sorpthernemar SIC To obtan acoly of mr arced Ceti Priory Arnim pair* - thew yawl maydar sthstainalt from prices if ay Overage contact your Franca Artusor orris( our wdosne Y. a arch ware mestrnert securty a structured yovw utn comer/inapt vatic mw be Inapt a sold rd do not necnwly • Revenue nannyand addkkonalawygeorsadoet (spew, the yaw you may Mao* upon I4uWann • • • nninissom on saes and 11ht fees UBSinarnal Sayan 6 not a balk TheRIM. Pumps - co rd pale eslmaes of via are as ot a ran die r uecm with the detaxdon of mina Sevres Aaorit BSA »a AMA aebfCaelage laCuntS ad ire siapplaid to LOSS karat Saviors on erectile • • , ,.• dents we ads ow andliate reothre wndl pr0vde access to twang services an pato, baps by an nation:font yalation Urn :man; papunutrandarbutOrSatattOr through anngernalts with /Noted brats ad °the MS. Hoer. Stern Pflug or Kansa evionied valiot it adiison of to mutual funds that we sell these paler balks and provide: aoau to °may, and may ay. are stapled to OwFanby the math, general avants aw bred on two diednint carporents modals isthed by oral!rated tied party nuance partner a sponsor and may beclaimed bated en tie amount of saledbybeS ot a partcuLv crawl hand crane through waif agency pubs/Sir to of utS alarm Narration from that used by third pates to fatly to moderns. rd Oh, ram raze of a FelSKial SenriCii etc date thee Mt-mated vaaas thrall, mutual fund fatty% sharer Mad a Ow Imp - You cal ratan addd•xial idormatcn regaling the - We ad to al+&re afro) rice retworkng rid Inreprnat. nsurance. and amuly product, natehodology used to (amniathe entire of van onntusprocesang len in orenderaton for trailer Not IDC hilted • NO bank gamma May lose value and the date of the enonnaron 04 Is the baps fa the agent wyder that we peon:aro the neuai funds manse by conlaang pnr Rata Anterior Throe lets water it pad *an imitator apt n the PaAA ReSOilteMnytroni Account. Business ways mutual lad and ae a tind bawl on the ACCOMII BSA. WA and estemabona Resoure anagram SDNY_GM_00022865 CONFIDENTIAL EFTA_00133485 EFTA01275452 W r• . nrices lnC *UBS Resource Management Account ew o NY 10171.0002 August 2014 ~LL .AI NEW YORK NY 10065-7007 Account name GfrliSLANE MAXWELL Friendly account name: CasNSavings Account number. Your financial Advisor. SCOTT STACKlaAeLLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at S on July 31 (3) on August 29 (1) account Your assets 6,712,420.93 6,624,321.96 Visltour webslte: Your liabilities 0.00 0.00 www.ubLcornIfirtancialserrices Value of your account $6,712,420.93 $6,624,321.96 Sources of your account growth Tracking the value of your account during 2014 VSUC of your account $ the Li:andS at year end 2013 $000 Net clew/sits arid ArIthiralt<W5 $6,623,804.47 P 7.2 4 6.624 3 VCVr :nveStrnent return • • Diwiend ant inton?st income 5517.49 Change in market v:Ju. $000 Value of your account Jul ?pia on Aug 29.2014 $6.624321.96 AUQ 2014 SDNY GM 00022868 Member SIPC OW7000;005783013 ffi o8i4 Pap 71 of 90 CONFIDENTIAL EFTA_00133486 EFTA01275453 G-IISLAINE NIA Your lqmodal Advisor: *UBS Account name: ELL Resource Management Account Friendly account narne:Cash,Savin s SCOTT STACK MAAILYLE CASRIEL August 2014 Account number: Your account balance sheet Summary of your assets Value on Percentage of August 29 ($1 your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 6,624,321.96 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S6,624,321.96 100.00% Value of your account 56.624,321.96 Eye on the markets Percentage change Index August 2014 Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP7030300570.30i I= OBI 4 'IllIY_GM_0002129119 72 of 90 CONFIDENTIAL EFTA_00133487 EFTA01275454 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: Friendly account name:Casll Sam s *UBS August 2014 Account number. SCOTT STACKMAN/LYLE CASRIEL Change in the value of your account Cash activity summary August 2014 ($) Year to date (S) See account activity the month lot dela Is Bgances in your Sweep Options are includedin the openng and closing balances irgut. FDIC insurance duplier only to deposin a u8S Bank USA, not to deposits at u8S AG, Starreord Branch or bank deposits paced through the UBS interne:road Depose Account program. SIPC Opening account value $6,712,420.93 $0.00 protection applies to monty market sweep find hcklings but not bank deposits Soelmportant inSormation about your statement on the rat Mo pars cf this document for detals Deposits, including investments transferred in 11,791.58 7,174,24%27 August 2014 (1) Year to date (8) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred Additions cut -100,010.00 -550,444.80 Deposits and other funds credited 11,791 58 7,174,249.27 Dividend and interest income 119.45 517.49 Dividend aid interest income 119.45 517.49 Closing account value $6,624,321.96 $6,624,321.96 Proceeds from investment transactions 100,010.00 560,124.97 Total additions $111,921.03 $7,734,891.73 Dividend and interest income earned Subtractions for purposes or INS statement, tatablty of interest and Oifdend Income has been determined ficM a US Other funds debited -100,010.00 -550,444.80 IS( reParting Ceradhr. Based upon the residence of the account ken. account type, or product type, tome interest andor dvidend payments may not bo subject to United Storm (US) anda Porno Rico (PR) Funds withdrawn for investments income tan. The dent month*/ statement is not intended to be used and cannot be (teed upon for to purposes. Clients should refer to the aP0KEetie to reporting forms they recei* from UBS annualy, such as bought -11,911.03 -7,184,446.93 the fonts 1099 and the Forms 493, foe Ia reporting information n is the practice of UBS to file the applicage to reporting forms rein the US mtem3 Keonue Semce and PR Treasury Department and in Total subtractions -$111,921.03 -$7,734,891.73 specs town accurately dasary chieletla Ara Intefeg as la eterrpt or NM* ir40rne Please consult your intindual la( preparer. Closing balances $0.00 $0.00 August 2014 (3) Year to date (I) Taxable dividends 119.43 515.79 UBS Bank USA Deposit Account APY Taxable interest 0.02 1 70 interest period Jul 8 - Aug 6 Total current year $119.45 $517.49 Opening UBS Bank USA Deposit balance Jul 8 80.00 Total dividend & interest $119.45 $517.49 Closing UBS Bank USA Deposit balance Aug 6 80.00 Number of days in nterest period 30 Average daily balance 8666.67 Interest earned 80.02 Annual percentage yield earned 0 04% SDNY GM 00022868 CTIPT05090057830I 5 C814 Page 73 of 90 CONFIDENTIAL EFTA_00I 33488 EFTA01275455 SUBS Resource Management Account August 2014 Account name: Friendly account name: Account number: Your Finandul Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about )our statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary - Maderate Investment eligibility consderawn - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out CNP7C002)30$783016 OBI 4 lalYGM0002tfin 74 of 90 CONFIDENTIAL EFTA_00133489 EFTA01275456 Resource Management Account Account name: GHISLAIIVE MAXWELL Your Financial Advisor: *UBS :C I .: Friendly account name:CashSavings Account number. SCOTT STACK MANILYLE CASRIEL Your assets Some prices, income and current vanes Shown may be EpplOarrene. AS a restm. gins dnoloAes may nal be accurately refkcled. Set maporUnt inlosenaatin abour your statement a the end of ths dacumem for more inrommeon. Cash Cash and money balances °define balanCe Closing balEnCe Price Per share A‘trage Dalt:fend IntereSt CteS in Hddng on Aug 1 (1) on Aug 29(1) on Aug 29 (S) tate period period cap amount (S) Cash -5,000.00 0.00 LIBS 8ANK USA DEP ACC 5,00000 0.00 250,000.00 Total 50.00 $0.00 Cash alternatives Money market funds Money market funds ate neither insured ror guaranteed ty the Feats Deposit Insuratce Corporation a any other government agency. Although money market funds seek to pteserve the value of your Ineeserent at Si to per share. Ills Missal* to lose money by Irattling in these funds. Total reinvested is the tots of al reinvested dvdends n does not include any cash dvidenth. I is rot alai Unresbed(tax)gein or bz is the drift rence between the current vdue and the cost basis ad would lot for the purposes of determining holdrg periods or cost basis The shares you receive each taw you generally be your tax.Cle ga n or lose if the security was sold on this date. The unseen:ad (UP/ gan or loss may reinvest dui:lends become a separate tax Sol need to be actusted for ret urn Of septa payments in order to determine the rezezed gain or lass lot tar Cost taus is the total purchase cost of the security, Inducing renvesteddvdends The cost basis may reporting purposes. need to be atiusted for return d capital payments in order to detecrrine the ousted cat bans rot tax urvesrment return If the current value rnnus the amount you invested w does not Include shares that are not reporting outposts. reflected on your statement includng shares that have teen leaked as en her again a a loss. R Sso des not indude (ash dedends that were not reinvested Purchase price' Number Average pnce Cltm Cost Price per share Value on unman:ad investment eiddng laddng d shares per shale (1) Irreestmem (1) taus (5) on Aug 29(1) Aug 29 (S) gain a loss (1) return 111 period 1.65 SELECT PRINT INSTRUTI0NAL FUND 6,624,321.960 1.000 6,624,321 96 6,624,321 56 1.000 6,624,321 96 EAI: 31,325 Current yield 0.02% SDNY GM 00022870 OW7000700579301 7 C.314 Page 75 of 90 CONFIDENTIAL EFTA_00133490 EFTA01275457 Account name: GHISLAENE MAXWELL *UBS Resource Management Account August 201 4 Friendly account name:Caslflavin s Account number Your Kaanciel Advison SCOTT STACKMANLYLE CASRIEL Your assets kontrivecn Your total assets Percentages Cost Estmated Unreallied Value an Aug 29 (1) your raunt bam (5) annual inc ne (S) ordne loss (S) Cash alternatives Mann market funds 6.624321.06 100.00% 6,624,321.06 1.325.00 Total $6,624,321.96 100.00% $6,629,321.96 $1.325.00 Account activity this month Date sehe Dexripticn Arnatint (S) Deposits and other Fonds credited Aug 1 Transfer FM 1217.86 Aug 4 Transfer FM 38.59 Aug 4 Transfer FM 57.80 Aug 4 Transfer FM 265.53 Aug 4 Transfer FM 771.62 Aug 4 Transfer FM 1.837.50 Aug 6 Transfer FM 176.91 Aug 11 Transfer FM 0.03 Aug 11 Transfer FM 0.12 Aug 1I Transfer FM 1.633.55 Aug 12 Transfer FM 53.51 Aug 18 Transfer FM 1272.72 Aug 18 Transfer FM 2.500.00 Aug 21 Transfer FM 777.00 Aug 25 Transfer FM 3.58 Aug 28 Transfer FM 521.42 Aug 28 Transfer FM 663.84 Total doposits and other funds aedited 111.791.58 riete Adle Oescription Ansaunt (S) Dividend end interest incorne Taxatie denelends Aug 29 Duidend U8S SELECT PRIME INSTITUTIONAL FUND 119.43 Total taxable dividends $119.03 Taxatie )nrefest Aug 7 Interest UBS BANK USA DEPOSITACCOUNT AS OF MO& 14 0.02 Total taxable interest 10.02 Total dividend and isterest insamt $119.45 CNP70303005783018 0814 illtY_GM_0002tel 76 of 90 CONFIDENTIAL EFTA_00133491 EFTA01275458 Resource Management Account Account name: CHISLAINE MAXWELL Your PInandd Advisor: *UBS August 2C 14 Friendly account name:CasNSamn s Account number. SCOTT STACKMAHLYLE CASRJEL Account activity this month icontnued Cate ActItaly L.:',(^.pt Arnacal (1) Other funds debited Aug 21 Transfer JOURNAL TO -50,000.03 Aug 22 Transfer TO • 10 00 Aug 29 Withdrawal FEDERAL FUNDS TO Ghislaine Noelle Maxwell AT CITIBANK, N A -5000000 Total other funds debited 4100.010-00 Investment transactions For more InformdrOn atxM the orket value Shown for reSulded Wattle, See important inlostnittnebOut your statement at the toad this document. Proceeds from Funds investment withdrawn la Accrued oae Actnnty Descepton Quantity mue (t) CE transactions ($) ietstrens bOutpt (3) interen (S) Aug 4 Bought UBS SELECT PROVE INSTITUTIONAL FUND 4.182.900 ..4,18693 Aug 6 Bought UBS SELECT PRIME INSTITUTIONAL FUND 176.910 -176.91 Aug 11 Bought UB5 SELECT PRIME INSTITUTIONAL FUND 1,633.720 ,633.72 Pug 12 Bought UBS SELECT PRIME INSTITUTIONAL FUND 53.510 -53.51 Aug 18 Bought Les SELECT PRIME INSTTRITIONAL FUND 3.772.720 -3,772.72 Aug 21 Sold U85 SELECT PRIME INSTITUTONAL FUND -50,000.000 50,000.00 Aug 2 t Bought U85 SELECT PRIME 'Mini/TONAL FUND 777.000 -777.00 Pug 22 Sold LES SELECT PRPVE INSMUTIONAL FUND -10.000 10.00 Aug 25 Bought LES SELECT PRIME INSTMITIONAL FUND 3.580 -3.58 Aug 28 Bought UBS SELECT PRIME INSTITUTIONAL FUND 521.420 -521.42 Aug 28 Bought U85 SELECT PRIME INSTITUTIONAL FUND 663.840 -663.84 Aug 29 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 119.430 -119.43 UVIDEND REINVESTED AT 1.00 NAV ON OBI 2914 Aug 29 Sold UBS SELECT PRIME INSTITUMNAL FUND -50,000.000 50,000.00 Total $100,010.00 .$11.911.03 Date Attivity Deraelicri Amount (3) Money balance activities 31 Balance forward $5,000.00 Aug 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07)31f 14 -5.000.00 Aug 4 Deposal UBS BANK USA DEPOSIT ACCOUNT 1217.86 Aug 5 Withdrawal 4185 BANK USA DEPOSIT ACCOUNT AS OF 0304114 -1217.86 Aug 29 Closing UBS Bank USA Deposit ~ant SOSO The UBS Bank USA Cepoat Account is your primary sweep option SDNY GM 00022872 CHP70D09005783019 0314 Page 77 ot 90 CONFIDENTIAL EFTA_00133492 EFTA01275459 *UBS Your notes IlaYGRI0002.1 7. 0 ,. CONFIDENTIAL EFT,00133493 EFTA01275460 Important information about your statement 1185 Fiaancial Sevres Inc Marini a bilb Ferri Wirt ThePima Cad law eel reset.* yaw roc- tin hair on the boob aid records of the ;prober iwor or caropm —you nay OKine houtehollep by sang your is amentor el al proaalsectrity. Cairnaddy aid airs MOmned an/ error tersely toiler agent/ kraal Advisor thrierges US$a Mara *we and UK Bat USA are brat surer Got CBS AG and Sedan of LOS Sroskies Plea* make al docks pays. to the Furor the rail • (erten rnetereeni corral or rwamtrit want (9 9 . Friendly ea,4JM name LC %Ors radii swear 4 avast* urn recur mutual rated on to Irani of this starry h addl.:es Imbed parowshas and posse plasrents) that are nor 11.Merry antvat none arcs Warren that xo the Fm's expare of se a to rEgtAsT accord fees. axone ma/ be shwa to agistered vidie the Soothes Ac' 011933. and reel an the fern's amine sewes waste It 6a sommic manwrance Mr charges for isepayrera kr securer cuitchintro •norunw vow by you ass azM you oath purchan and are; Ice trpad are its I cash XCOSntS • Commares contras to 9. fore9l trap awl yon reCtocaseepi-so n It no bga effect on war acorn Accounts ma as'e triodes* 10 Ode maser, try be prrous metal comas). exidngtases commas and You on Ora& au* Frelaty wort naves. Wrap Oar en. papa to a barer lee cemfrodAY OPbet comas SerViCeS a tioraon; yes &tercelMbar. m6 stawnem rearms the onyofealrecord of your UPS UBS Sweep Optiam Me SIX parr and at paplermetn protectors do not Amur evensiow Fillandal Sesta., .3COkint Other reCOOSS.eXCept 0110al U85 offers °pions for sworng cat barce& boraces to ably to these assets ern if they Ottrybe tree marry • taboo! sow accountthvOca Ne of asset add downer. convinng cantor dau souk not be ;red bank &posts at utiles* USA NAM k Stanford berth statement The WC protear and the sporranl Iiaadnm upon d you hero ewe 6 an axe a Wildcat air ark StIVIII Posers). wry market must fads Prey prOteaCn do rot road agansi char e the mar • Ages Include aoaltk on. balsam values la nepOr, it mensdirly n wrings dleeralCh Kart of the Pals) arid the Perratenal Depose Actor Mart bar of yov Wesanints(raw as a result of maim rose icted mar, (ea ). ad GlobalTree Deport rear once storing your aocoum customers with a membional Ammo Margenent enownint. wan balnatOer l fis caTP) marks to mart and certain assets nor held by the Fent Aconite through not Bat Sweep llOgranS. cad badnOeS Dom not ncbdeunprod bertelasses at tread ol the Athough al dino dcesel are 'Mended 10 be aC0.0101. are Swept so WS Oat ulnas:, an writhed kW and More Wornwon s wait bra request You may obtan prof and sew %rear rods a Prate iWanerls. pareent dataZooid rot be used for tic puposes Bey thee to LOS AG Stamford Brant", a a Matey hard Deposes ma. information Aar SIC. hawing the SIC Brathure UrveSbadit(4, totem aid media it stork colons soleb on yesend tar farm fi e., Ford 1099. We. 10415. at LOS fir USA are WC err n accotdaxe with FIX: by comxtrg SPC at 202-37h/3300er by rag the SIC • Oros bares debt balalad. outstandegnolo tact alto Fettling your to rum teem is agoraby rules for exit Hoerr plead mat wont rec were at we Py ear. Ine short accoum bars tan to won to the RS al tasb le diedends. repontle non Deposits a LOS AG Barred Brant and *sales cOloody • Caffinronty balances Toes of tnIneesied avaiable cash Irak draft ad oar men earned on series fads re not eturia by the FOC. Dividend Re rationent Proper ORW) held n your acCoure, net proceeds on sale tranUctisni, and banon. pie. U3-5 Bat VSA Ottosit bairn UBS AG cop pi,, arra 6 al debar pre You mai °bean the Starlos Branch depost batances and moneymrkif mittol cost bason cash awed warm Through the DA. mar to cab Wins at swept to actual eta 'ran your Fmonad Aboor Only whole axes foci sweep Waxes. a the dose of the strata peer depone accounts x UK AG Wroth Bra"Ch aid CBSIG are Ward inlet . partial shies WI to sob and the Norvorrenol Ey her coda balsnori h you .10:Ounl arena CAmmuffallow withUm FS,n Carman Birth Mese deposits are rice roved by the fl)K cash sod be decried et air asset lie Order sevegaea from °Ow batmen rod tee Fitting use shy of • please reculforen any oral OserentiCalons nwnangto Servos hell el the LOS AG Cars Binh are tetcolaily renvestrere prKe aapplotd by the riser may der from the 4opOSed to the sr:man rid of the C aynxi bands and these beds n the ordthry arse of as trews lhose funds further pitted your matt erring yr rotes under the Melt price s *ha theparr than ore sold seesaw boon yr demand This total 6 inclided in the roars threw Preece Act ISPA) there n ro (swatter( other ob Scar of U65 M3 to repay thePaters the on the Lt5 Cayman's bal.'s boas. arrant period doSi"g ware Cabe-bilis • 6 /no Orr instrution on the top breathe trim of this Only *hole ones may be held in yr noun I you are lending infermatir laiimml is not LOS Finned Snood LOS instal Depor a LIES Bat USA ad each UBS AG Brach sena mar to atm:Pre al arena °larded wren or rot (lessen elonnaon on the ern's ',ONO; p•a: as and Sears canes far accrue as cleorkg broker by mama by SPC Wray Fund shies are proceaed by SPC otherwise, the Foie wlt ether set partialirks a matot rice clzclowra, So' to you ClNn Rdal iontsp AgeOtnaali or wagered wed the Prated ninon We Intoned See 'IBS roast Sews Account Frechthe Mow a accept an nul', Warr by a (*gigged &ding Amara arrant and the General Tien a-d CdolOOM you of this retnionthp nhen you owned this accent in agency. and aide you account UBS Stamen% of (fele ancticesalatab* e Agreenvers this car pa funds aril rakes se toted X LOS Upon yon rasa balers n the Bat Sweep Program or OA may Oe wrixtaett axl shies of a efraney Fund maybe errneclowle a ydtei,M e nenAnc..o.,6v ftwory kraal Sintres and not the reroduag brew ad you laveriment absolves mist mart a report of sly Ma or°mar to bell hard liquidated, and theproceeds returned to putt you, The frwStrilent obraves ard nth prof ill are speck to tam Waite% =not YOUr wets acoxini aid may wry twirl neat Oise 0e Inn OW' Statellen NOVO/ started and Other suss reel n All a000ure StaWrencS Shall be deenEd CilenplatO and ',comply, in war of any usnicant aver in your Mara harrier Mansion tout sail,tle sweep optens. rudng the A:cow/Add end of the nintenint period You Wei eft acarate d oblectid to n AWN wrihn 60 days aura Cr nerairdin tie tips for eadn wove held. for rimy of July paid writes ar as one You may wen Oilseed faro and )lest. 6 wit** at you choose one of the a lowng neestmerd 'States men infs, born your f treat Advisor a by rearm 'earth used as loa collates tier pawn a • Pleasedirect outgrew complantsise halms so the mr: • Reduce Cumet :Non* Yoresenents wain; 0w balance cue on them Any writs trablerwl k the im Cl /trio" at 201-35216990r alarm eating ruralise. of Oicome only clang the sutras rad are listed a manta en* a of a 00 A hf bob CO Pld ET Wray • Acne* Gthaablirechmon twoornisseding grerh the end of the parent penal thsOup n ly. Or In rang I Sen/CH he. UBS Ireisreciel Serer mew* peetschen The Finn SS a resterber of the Sear asPS IMMO' PrOtediOn 0/ pedCpal rah. than tre geriaton of name • Con basic m ofettenhng the co% basis of the searibes Clenl Relations Depaterset linen Cite NI • prockce Combern Ormond and CheriAPPeodoeff madded n this starrier Wry niteed deb the 07a37 Cotoraucel (SRC). %NT pm teas kerbs worts of es means its to 1500.000 leadarg 1250.000 for darns for InantoortS loot 116 both do gerWalon of Mont aid numbe '1. ' UBS kraal Seeresha coed on cr) The 5PC we warm tows *Ph to all wows 9rowth a arra' rant ion Maned from sources other than lilt • ti case of errors or CdiellOin art an electron< funds throng Sevres. narcIng nlantaion Iran raw. I ith transfer 0771 DI Sub,. der card trays hold n abstract:hate The fern legate win arum stAan. ha also puichar Orwell etk profiles or tat you nth are preoded to your fantasists/A trasachoes , I o IBSFnactil • Con:error, Seeks to mantaitibit portal wits low The firm dots not iwitiotedenly vedy Or guatantrelhe Saris hc. Wearer. NJ vissancotai probate] The rraxinuen avant payable to all ebb* drat. corer, under this protection is 55% risk and rola lin to the xcamt writ eon Atha means anzacy a vary of any Wombat provided by saris 47486. Ann IMIA1 SA Secs the account does not genevu fird ow iriartt*Of otter tan Minna' SerrCeS main as of Decatre fp 2013 ;Sans awl myna keep p.ea v.* M1.010 Cal cc novas sor as yod cart dr:trays( • AeSetia Vining so =opt somervt to pni4i aid adeltion Shooph LISS Fianna,rite: tenably stawnem or wept 6 %VON only(*) need more Wars to the pokym-66pm adhere:tau crlf at the Fr futhEr protected for up to $19 milkn n the tolerate orrablirtys se* higher stuns updates m6 rf roar as c 6 woad the Frrn does rot efinnair Lout atrare on the daunted or reap, provide any assvavas rat the IV crmaticn under 'Cost The Fein a Card Muer (as atplOble)must hear tan you an eget for all your axocnis held n a party repack • Anreslae Wdng to wept hgh nds 10 Vanua! .34 hgh A full copy ol the poky marg 6 /Mkt* upon roan valleys stela"' rein We taw bale and 'Orwell:9d gaiVloss l xar**mot the dye no rte ter 60 oafs alter the fneat you the frst of this SlaiMfni As suet, please do not rayon this sucernern on eta the ors or probiern sowed infant ran to make curdles' ce sae Oozes for tar - Pride yaw row ad scow number and The SIC pro tar ad the supplemental accabin both do Statement robschekling" not SPA' to We way consoldate al mated iccovit statements did the purposes a Ottervice ACCatilb tr/ISItnol to the tern - Describe the Mel a the rinferyou ate rive abort may reflect glary nformake orly for the perod of and ratan as Owly auon way IOU Wow 4 is al • C erwanaail asps controlled tiger rated n rut sant address% in the sorrier...lope Acorns may be terra accctint min)but held Nay from kAll$Finalizial Serra for this snow rare they haw other rho afit maiwin time theyatehad a the rim Morehinorthal nlarnXO1 era a why you need more nicety:ion Can be added by youkorai Lama - Provide the dollar arum of he stowed wee act anal flesh aIBS tat Weak ail.% AG web mount raionshr will etc. clew at the sate Stamford btanth. (d) rotate maxis nclasi9 what address ma preace is know al hasserraldng • ft you annuities. ad 04 Than of wird lads rev stay pre to realm indOilud statement, mailed n %pale* • Uneditedsaint/ban Wm data c amble shares re nattered dirty el the nave of the accost eVmated atrial:Oil lards: '94 a, Cadiale: for SDNY GM 00022874 CONFIDENTIAL EFTA 00);3494 EFTA01275461 Important information about your statement (Cal bnued) Meridaseanty lots The tatireen data fa idecUal - inka parry eitimaced vial; may be *timed as 'NM maw of ~Is at d" troardeals holdingmutual Amain ae weetierod forma mats oi LOTS Freamial Services lots maya ma, not reflect cemnksans, drages alder pneeer re metal amens ten an 'odepenaiint leads of e.4 ford 'say M seamy reorgenimen men Derefend ad Ma valuation fen Ali Poi mated or 6 unage to assign a - in Ølion lo mme-ewers Mewed n cornettion wen rereesmom lots and iptaraliC~Obt a dalt yak» Mon we beans wen pul arnsona wow ha trot sat or datrbutan of anery coasts ad use VG Salami is a regiebered sowice mat ol lea combned to Maw one nand ei the • trade dime *carted that trey ell a ~only mooned vale P03 inn rn4 Itnin units ro cur clams. ow nice our karimmal 1.85 sasa Saimaa wadi Cads ad lØ5 Vdd <Main pesents the copal balsagen traledae Mean. a Menial» mad be highly ipeoilatee altdene has* Magee Tale Onignalen from Mal eat ae issued byMeant USA Mk ;amnion from duo to To ruin> of the maw riawol The inara cowman*: aderwried mer Yea U S A morpeend • GANN attarkiet Bandt and maned sod thai the - Mhen natl« an gag moral canna a sponsor amuity commit aCifassol The inns-away °ermines inir calk for eatyrodenplenwil be watted meanty exinats1 abate a Mealy me Mad value is «SpOntin ele daunt owescriat trusts we *white MIS Financial Stooges Inc Bey 201407 by lot tom aØ al imam of that iste held m sut prOwle4 ttevaaeol me mutt sea Declaim* tan - Ott anises also realre trading <amain/said one, name a re ~manna ler PX Meets C al Iona no pureha pia emporoxion from menial had, ad insmaya Ma rname is Marred from Ted pans ad es xo,ex, - 'Oita: Torn to dare' may MUM roan of cad( (oralis snow modals we dist -home roe ~awed On« call I eatises nay tom Midi mane a both - We «ma al actual fee from t8S 8adi USA are WS mud affect yell complete molmanen ea be graded • 00348 at we* reXeMintine nrulollarg pine A4 Sanford Wads of up le f25 pee ntouno Lain "most yaw relit m5 may not ram your cos bask sweepag to Me balm ad« To LAS Bat Sweep Programs • ~as et deposit (CDs) (0's die RX meredups, • lbasolaad tarmtik ResInctedsecurses oneraly ae $21.0.020 in pampa al scud matte pan dogma' not aunty emte for pit* sale tilt5 Emma Sages Marley aid pm dopoutory runner. II aoadance web el< uses the maw precool fie esasiktod mock el the ant Woman roigardng corniest" ad other Marrs rules esser a a, rutedvale for eke restretted sad< ebr Moned annection we the betalimes valet Klidry purposes of This staweemowy To the mac dui cam trasactens has been mclilled m Øreatom • ~Mike eras ~Lad Wo Weems ant other reacted sealer at Neat ler sale. Teal.t teemed prerotrar Ilstade b you. aid al be pmiMM to you produces mar be higher a brie thai the pris tal you may be manumit, less Than ea impute/ aria Town romp* on MOMS year 17 "Quay mom in the make laces are obtaned from vasiods sad pa ysources Mao webalsato te • In. Natintatad) exam arrant yiplas and rapt An Short «fling Made but we do not gamma eel' a:curacy tatirute of anal nano is based on sawn, "Wand If you r• engaged in Tort sang a anew you may Mar a - W gersoly metat doingpea vatm sealable a fer ad nines art awing ea 'amities will be hold for Miss4mm coma Meowing cotes ace that palate mien or ore be and ask pros fa hied smarm and OOP year from maternal date a eatil money the Meaty outran or on ybd prat for Of( snarl td made is my a paling accuracy ad named - Lot ammo/ toted Øllos my be prod tung a name se not garaseed Open <San sabatm modn a Tenn, MC« pia we °Waited - ESMated arnual mom and arrontaeller oral Regaling 41166 'amialikallaad • orders that wore not aidmaynil Mira an alma mat« pasror ma. tpecol seciam mud Mule dram of trecea or belied by the Adana, dab Open buy al sell gep - Cswan posbons may apex meat a pra and will canal gam in Midi Ole the Mt Tame lad Carat ceders re waged by the amount of dredondso 'On en ~flea me not wadable' if we re male to melt would bower/tad • adiaindsor awaits dote unless tanned inhered.* open a pea for a security - Montimeed maul mome rod nont yield aid the by you YOu ae re (inble tor orders leral are "waled dine - Demists a Mamas dawns& n arremesofwe aCtua More and Meld night be loweror hgher tha to rue h itte to anal exatrg open Pail fun U 5 dollars as ref kited a the errnarge rSe as of the mended amens the mama! date - An earute of ar jalied income <addend ads Tax withhalditg en ~on boon LIIS financial - For stat searibes mine e non-we:4mM tame dialed Oahe oprem make, valoaioraa Sensing IRAs denemnatalt pee aid qua/44)03e. value) mar hae balance o based on the lag Miami or mime ~al vac Law requres 1.85 MaiCel Sevin to watek/ been awned» WPM. Kopp wibepti parent male by the mum and maws tie income tar from you male WA Maim erg tut you ray To obtain awn: wan" wen wailaMe. wan yes swat imdmoties tel be Midi« one ~Tan the da oat lobar acme in withheld or. inseat you may Fannie Meta %Mena dale or ate rnsurty Mona and elect ZO haw lie ~Mc I a era, or to a lad nowt as Conlived Mil ae not guaargeod you Mega ail ~on ses Maiden n erreCtuntAre, 01:0:1 • Prima leannanums and seractund ',redo« Pinta by you You may revoke your *Patin a ay tiro byname Mestrrere aura (rsclidng dirod extirpation • Aetna held lay las financials wake Conan a now Owen t you do not hana croup tare tar vegan ad real esum rastmem nun seentree and MX; sue int la/byteha ad not 'Ohm the Fims mined from your dørtubas. you maybe rewash* la Slructired peeMaS ferried., hghf Oiled (elan possran or envoi Thew assets re deplaftd at your the cayman« of mined to you may noa peones d de ti data gradbat taw no DOM regfaered ynt. the seaman for WI oramenal pupas onai Ponias ad memos waged and year estimated lar patinas reret Walt and 868~ (Meissen a under any Mace taws preened re Fronded byte essung limn l85 Nual CO YOU' ea oblianin Seaga" ISNS We peak etlmaed valgs la Mate nancia Sewed Snot reponsble for this eternal,, moaners mamas ard steam., produps er r ad does net grantee is away these awls ale net Privacy Mora gnalpueom only Acaracys rot muramme raced by 511g en ter Frat supplunomal SaC To obtain a copy of at want Cåert Poway lama please - Thesevaues mayday' stesurnally from pat a as coverage mintage you Snare:Mx:hew or «now ?Aisne at a which actuate niestrnert romly« slru(tured ymow urn come ~may pans rnw be lower re told aid do not necosnly • Remnu abating and addkbnalcamputsatlata restnap the ale you may recta ran leaden^ - ti malelin to ogrunissom m saks aid 12bil fees L8Sf enamel Swam inol a bark the IMM. Benmon - med paw enmas of valet are as of a ran dad reared in corneae" wits the distrtuten of ,Nuar Sages Move BSA ad WA as beck wage amass ad ae utplied lo lle5 /mama Sewers maregylt funds to ow dells we aides ow aria, remora audi male access to baled ~5 n7 produn bald by an ndeperidene Plata, fem retave merg napenu rorn cusubungs and« terough anagarnatt wits aimed bras awl one thi anitaaariara WAS« PliTifid abet if »aeon of the Taal eds Tr we telt new pany baskt and pretax wins to Moran ad rnaty my. are stapled to to Fim by the MUM general rants arebased en two dames anoints fJ podeas Vivid by until elated tied early reran, partner is wawa and may be °Waled based en Pk ^aunt el 51Mbyte:et of a patcua amuse lund canvass Hofgi tinara agency tubse5a es ol UBS datat t blomsten from that uxd by thrd panes to tamry to era doffs. aid ane ware of a Nana Sarin Ix done tf er 9:tan:dinar; prewar mutual fad fantis 9umthNd a la f ern - You cal Man annuli carman regaling the - We aid we alf are aid receire retreading red ~ ma. nsurarce, and annuity products methodology used to determine the minute di Vatar ormtusprocesung lees el condefaten for vager Hot lot haired • No bank paiPila• May tow value ad the dace of the Monnamn Tar Is tie base fir Tr Pant IMP:Oiliat rw proud' to rhemmum funds Menge by an det Ng your Fnrdi Minor thew lets generalg as pad Teen immix aren nth* IMAA RPSOLICeMa,agrnuni account %nets Sevin mutual had sid se a teed dolly stud timed on the Mount B54. ifna and neernabonal ammo lanagerat SDNY_GM_00022875 CONFIDENTIAL EFTA 0[)133495 EFTA01275462 nancusl eruices Sic ;14) UBS Resource Management Account eve Yo NY 10171-CCO2 September 2014 HI elt U. NEW Y014; NY 10065-7007 Account name: GHiStANE MAXVVELl. Friendly account name: CashrSavings Account number. Your financial Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline atS On August 29(S) on September 30(4) account Your assets 6,624,321.96 6,076,451.41 MAt our websIte: Your liabilities 0.00 0.00 www.ubscomainancirsennces Value of your account 36,624,321.96 $6,076,451.41 Sources of your account growth Tracking the value of your account during 2014 Value of your account S Thc uc.andS at yer end 2013 $000 6.6243 Net deposits and 6.076.5 WthdraeaIs $6,075829.53 • Your :vestment return MO:lendand interest income $621.88 Change in market value 40.00 Value of your amount Aug 2014 Sep 2014 on Sep 3Q 2014 36.076AS1.41 SDNY GM 00022876 Member SIPC CNP7000;0C6552657 0914 Peg. 73 of 100 CONFIDENTIAL EFTA_OOI 33496 EFTA01275463 SUBS Resource Management Account September 2014 Account name: Cr-IISUAINE MA0.1.01, ELL Friendly account name:CathSayin s Account number: Your Hounds, Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of September 30 (1) volt account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 6,076,451.41 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets S6,076,451.41 100.00% B Value of your account 56,076,451.41 Eye on the markets Percentage change index September 2014 Year to date S&P 500 -1.40% 834% Russell 3000 -2.08% 6.95% MSC I - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Interest rates on September 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP7000)006S52658 =0314 Mnite_om_oodS9774 of lc° CONFIDENTIAL EFTA_OOI 33497 EFTA01275464 Resource Management Account Account name: GHISLAINE MAXWELL Your ft nandal Advisor: *UBS September 2014 Friendly account narrse:Cashi Sawn s Account number. SCOTT STACK MAMLYLE CASF0EL Change in the value of your account Cash activity summary September 2014 ($1 Year to date (I) See Account activity the month for deists &dances in your Sweep Options are indudedin the openng and closing bdances weir. FDIC Insurance [pellet only to deposal at UBS Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits paced througi the UBS internahond Depose Account program. SIPC Opening account value $6,624,321.96 $0.00 potection applies to money market sweep fund hcldirras but rot bank deposits SeeImportant information about your statement on the last two pars cf this document for decals Deposits, including investments transferred in 2,340.15 7,176,589.42 September 2014 (5) Year to date (I) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred Additions out -550,315.09 -1,100,759.89 Deposits and other funds credited 2,340 15 7,176,589.42 Dividend and interest income 104.39 621.88 Dividend and interest income 104.39 621.88 Closing account value 16,076,451.41 $6,076,451.41 Proceeds from investment transactions 550,315 09 1,110,44006 Total additions $552,759.63 $8,287,651.36 Dividend and interest income earned Subtractions for purposes of tbs statement, testability of interest and Ondend income has been determined tram a in Other funds debned -550,315.09 -1,100,759.89 Is, lebortill9 CersPecthr. Based upon the residence of the account header. account type. or product type, tone interest ardor dridend payments may not be subject to United States (US) ardor Puerto Rico (PR) Funds withdrawn for investments Income tares. The tient monthly statement is not intended to be used and cannot be feted upon for lac purposes. Chen% should refer to the acilicatte tat reponing forms they receive from UBS anomaly, such as bought -2,44a 54 -7,186,891 47 the fomss 1099 and the Forms 493, for lax reporting information it is the practice of UBS to file the aDpirattle to reporting forms with the US interna Revenue Service and PR TreaSury Department and in Total subtractions -1552,759.63 -$8,287,651.36 suchloons accurately day fy chielena and o intent as lei exempt or terabit iixorne Please consult your indgclual tas preparer. Closing balances $0.00 $0.00 September 2014 (Si Year to date (5) Taxable dividends 104 39 620.18 Your investment objectives: Taxable interest 0.00 1.70 You have identified the fdlowing investment objectives for this account if you have questions Total current year $104.39 $621.88 about these obiectwes, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a full description of the alternative Total dividend & interest $104.39 $621.88 investment objectives in important information about your statement at the end of this document Your return objective: Cutrent income & capital appreciation Your risk profile: Primary - Moderate investment eligibility conscleration - None seiected SDNY GM 00022878 0/P70009005552659 0914 Peg* 75 of 100 CONFIDENTIAL EFTA_00133498 EFTA01275465 Your IIsandal Advisor: 4tUBS Account name: Resource Management Account Friendly account name: SCOTT STACK MANLYLE CASRIEL September 2014 Account number: Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP70002/006S52660 0914 icopkoodAst976 of 100 CONFIDENTIAL EFTA_00133499 EFTA01275466 Account name: GHISLAINE MAXWELL Resource Management Account Your SI sandal Advisor: taUBS September 2014 Friendly account narne:Casti Savings Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Some pnces, income and current vaues Shore' may Ix 4ppiOxargne. AS a kite. Bans mcIlOsses ma/ Aol be manalely reflected. See tmportent infontenon about your statement a the end of ths dxurnem (Or more Infornason. Cash alternatives Money market funds Akiney Markel funds are neither insured row guaranteed ty the Federal Cecoal Insuralce COthOtali on Or any Olher gatmnient agency. Although money market fUndS Seek 10 preserve the value ot your investment at 11.00 Pet snare, it is possible so lose money by investing in these funds. Total reinvested is the toll ci at reinvested dvidends II does nol include any cash Oat:ends. I is not afar Unreaszed dam, gam or loss Is the dffe ante between the current haw and the cost basis arid would lot for the purposes of determining hoedrg periods or cost basis. The shares you receive each time you ge neIdly be your taxed e gan or loss if the security was sold on this date. The unrealized ma) gin or loss may reinvest d %Mends become a separate tax lot. need to be alluded for man of carita paimeMs in order to determine the reared gain or loss for lax reponing oulposes Cost Amu n the toll purchase cost of the security, inducting reinvested dudends The cost basis may need to be achusted for return d capital payments in order to detemine the adlisted cost basil for tar kwasrotant return n the cur nt value minus Ihe anonre you invested turbots not include shares that are not reportirg purposes. reflected on hour statement, inducing shares that have been Peaked as ether a pan or a la; also the, not Induce cash OvidendS that were not reinvested PlirCheCe mica Nurber Average pore Client Cost Pose per share Witte on Unrealized Investment melting Hddng of shoes pet share (S) Investment MI taus (S) on Sep 30 Sep 300) gain losS (S) retum (I) period UBS SELECT PRIME INSTITUTIONAL FUND 6,076,451.410 1.000 6,076,451.41 6,076,451.41 1.000 6,076,451 41 EAL 41,215 Caren yield: 0.02% Your total assets Percentage of Cost Estimated Unrealized value on Seth 30 (S) your account Kerb(s) annual income (11 win Or losses) Cash alternatives Money market funds 6,076,451.41 100.00% 6,076,451.41 1,215.00 Total $6,076,451.41 100.00% $6,076,451.41 $1215.00 Account activity this month Date ACIlety Description Amount (5) Deposits and other fonds credited Sep 2 Transfer FM 1376.93 Sep 3 Transfer FM 38.59 Sep 3 Transfer FM 57.80 continued next page SDNY GM 00022880 OW70307006552661 = 0914 Page 77 of 100 CONFIDENTIAL EFTA_00133500 EFTA01275467 UBS Account name: GHISLAINE MAXWELL Resource Management Account Friendly account name:CasNSavin Your Pi Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL September 2014 Account number. Account activity this month iconinveth Oae Activity Descnbricn Amount (I) Deposits and other funds credited (continued) Sep 4 Transfer FM 155.96 Sep 4 Transfer FM 710.87 Total deposits and other funds credited $2340.1S Date Activiy oescrotion Amount CO Dividend and interestiecome Taxable dividends Sep 30 C.vdend OBS SELECT PRIME INSTITUTIONAL FUND 104.39 Total taxable dividends $10439 Total dividend and interest income $10439 Pate Actiuly Oescnpuon Amount (51 Other funds debited Sep 24 Transfer TO VI 25339 1100 -400.003 00 Sep 26 Transfer JOURNAL TO -150,00000 Sep 29 Transfer TO -31509 Total other funds debited -$550,315.09 Investment transactions For more inforrneion about the price Woe shown for restricted securities, see Important information toot yaw statement at the PAO of this Oximent Proceeds Iran Funds investment vsilhdrawn fee Accrued Date Acuity Desciption Quantity vim (S) Price CO transactions (S) invests-eels boffin (5) Interest (5) Sept Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,376.930 •1,376 93 Sep 3 Bought UBS SELECT PRIME INSTITUTIONAL FUND 38.590 -38 59 Sep 4 Bought UBS SELECT PRIME INSTITUTIONAL FUND 924.630 -924.63 Sep 23 Sold UBS SELECT PRIME INSTITUTIONAL FUND -400,000.000 400,000.00 Sep 26 Sold UBS SELECT PRIME INSTITUTIONAL FUND -150,000.000 150,000.00 Sep 29 Sold 08S SELECT PRIME INSTITUTIONAL FUND -315.090 315.09 Sep 30 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 104.390 -104.39 DIVIDEND REINVESTED AT 100 NAV ON 0930'14 Total $550,315.09 -$2A44.54 CNP7C00)306552662 0914 Miliccm_000ltegi78 of I Go CONFIDENTIAL EFTA_00B3501 EFTA01275468 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor SWBS September 20* /. Friendly account naine:CasIl Sawn s Account number. SCOTT STACK MANLYLE CASRiEL Account activity this month ccontnued) Date Actmty Desctipbon Arnsunt tI) Money balance activities Aug 29 Balance forward $0.00 Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Sep 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OTY04/14 -57,80 Sep 24 Deposit IRIS BANK USA DEPOSIT ACCOUNT 250.000.00 Sep 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 09124114 -250.000.00 Sep 30 Closing MIS Bank USA Deposit Account $0.00 lae UBS Bent USA cepciat Account Is your primary sweep cplon Aug 29 Balance forward $0.00 Sep 24 Deposit UBS AG DEPOSIT ACCOUNT 150.000.00 Sep 25 Withdrawal UBS AG (DEPOSIT ACCOUNT ASOF 09124114 -15o.00aoo Sep 30 Closing UBS AG Deposit Account $0.00 yne UBS AG Deposit Account is your secondary sweep opti co. SONY GM 00022882 CNP70001006552663 0914 Page 79 of 100 CONFIDENTIAL EFTA_00133502 EFTA01275469 *UBS Your notes Elnycmood... of. End of ...en, for ann.nt num tnn CONFIDENTIAL EFT,00133503 EFTA01275470 Important information about your statement 1185 FhancialSavias Inc Marini a U3S Finarial Sakes/ TheFenno, Cad Muer MI Omega* oar cattlint ad hello on the boob ad records of the ;pliable Km a ereadopes —you ray dear* heusehoUrg bycaing your is a ranter of al presgal security. Cannadly aid epochs will codex sneerer pronttly (MAW agere). Formal Advisor edurges UBSFirimall *vas and UK Bail. Ube ay hobos subaltrin of IBS AG and :Mist of UK Seeskirs Please make al tied" paps, to the Furor tie fnaiora • (*nen wernrreni corawn or merman Marna (o 9. Friona/ ea,CJM An u.0 Meknes &ascii sweat 4 Wattle uerCeirecuen nukincn ndcated on to 'roes of the statement h addt Kri 'mod parowshos and parte placements) to are nos The Rion* an:Cont none reflects nfterrinicn that su The fam's exectOce Oboes an a to reguka atcouit fees. asounn mat be 940 to agisiored aids the *ham Act of 1933. and entered on the Oros online oreces imbue It ea memenanee Met charges fa isepayrent kr securer customizable *madame mown by you a azW you will purchain and chars la irpael aretnt$ n cat XCantS • Commutes conirsh (e g . fore•K ochango aid Win reaccetwing n nu no legal effect on ear asourn Accounts ma ace traideln?d 10 Otha mimes may be pralous metal cratact ncLaclhg totes commas and You on mange our balder SCOcelt nays. group OnIne tetra to a banter lee. fenTaXY OPOCil contacts Services a bye:noon; ove &taxa Acalsor lh 6 stawnern corneas ihe only ofIcal record of our UPS UBS Sweep Optbm The SIC mothm aid the depplerrantai protedton do not Aoseinteveyiew FillanOal SONIC*, acomm Other records. exam oil oal tar U85 oflers options for sweeping cash bat/ices. bflices to espy IfitNse assets ten A they Ottehree aloeschar • Vebedy•Our Yttounapaeacoa Na of assets and downers. coning conectro data should not be abed bank depots at UPS.ark USA NAM AG StirrfOrd bald. sawnenn The SEC protean, and the stpbmen litdnn upon dpu below more is an era a Onntaer plea. (Bark StiVIII homing many market mutui furls Proncy prOtt0911 do rot ;rata flans, dun?, n the mate' • Awns Include aalta cat Mara. plueslof nypOr, n errodisely h wrmngro Meersch Mawr of to Flans) arid the Ilk:Mannar Depose Ascent ODASor vela of yov Oregano's (sseethed as a resun of natei 'tared 'minty kat aid Abbe, Pm* Depents unreived once seising your asoum customers Mut ei international kesotece Mauganent roarrent. mute batnepta or 011.14P10 marks to market add anal motsnot held by the km of Aconite Miceli. theBat Sweep leetrann. cat batinOeS Does not meet SelattedalYett at diem' the Athevoh al Sins done, areintended b be Marta. are Swept to LOS Oat USA up to al egad-Med lend and Mote i*rwtaona axe* le teen Muni Vat may obtan prior and meet Ostrom prods a DeWitt inSIMentS. Paiennt data el0611 rot be used for tar puposes key then to UK AG Staireced Brand, a a Money hard Deposes amore inormatim about SSC. hdudng the SIC Brochure UnitSbad it(4, iN6 and tercet e stook colons sok*/ on yeatal tai lam . Fort 1099. 5011 I OAK at WS tat USA ere 'DK enured n accordance WO Ft.< by damson SPC at K2-37143300a by useng the SEC • Craerldes basks dot balalai. outstariOnamagn etc) then poplin our to "tom therm itngured by rube for rots ilamaion p lease rut wow fee gem 'Abate ar emu Sad on? bah. creel me shut account banes tan to reon to the RS al trot' le Modena. atonal. non Deposits a UBS AG 9aveord Brant and *Lamed/Am, • Cx/y/Monty badmen Toes of ailneested ova/abed/1h Webb dramds 'au* oats eared en ,.cones NAY renOl mind by the FCC. Dieideni Re Invesment Program Ueda) held n your acCoure, nn proceeds on salt tranUctkril, and bSances oks 165 Bat USA deposit balsas UBS AG me con raleCed ea+ ander pnce You may Olean the Started Braids depose balances aid tnonornakie mural Cost baton artan cooed seamitio Through the On. salable to cab balances are Sn ip? to actual ace ?ran your niunodi Adeeer en,/ Miele Mat firm sweep bef axes. a the dose of the staters, ' period depOS4 aCCOuntS a 18$ AG Net York BrrS, aid 1BSAG aepsOhasedu der Cl P. partial ties veil he son and the Noryorrincd lay few cede Daimon h your aotount ate not Ornimmicellone wit rho rim Carman Bunt Theserlepost se ria muted by the FOC otwil beat:ohs/4 in ote aCeeure TOO/44rd segregsed from Wed balm?, rod te Enna./ use ay of • please remittent any Ord CaneviCatons n writing to Salinas hekl If the 18$ AG Capon Brach ere towourily renwslatere prKe wpolied by the issuer may defer from the ..posed to the marts, rita of theCarnal bands. and these 'Ards n the ordtry 'nurse of es totems lime funds furrier proton your olits noleding your holds under the maul pis at whit the pstbe tam et• sold are payabso upon yoa demand The total 6 incbdtd in he *dates Wets Prete:tun Act (WM Mere C re> quaranee a other ob itatim DIMS 46 to way curet perbd dos eg value themeless oh k on the u95 Cashes's !NOCK'S boas. CasteOlio • dine feundal instruAion on the top Wt.:001e from of the Only Mole unto may be held in 'Our avant r you are Lending information labernmt is not MIS FinnedSewn UBS Fonda' Deposits a LOS Bra USA and each UK AG Brach num entitled to 'panel at as a cameo* a &Mind parent or mooed by SIC Many Fund shies at wooed by SPC Fa detaad elennaon on Iv e F red > Venda; p•SOSS and Stokescaries your accour as cleated broker by otherwise, tie Firm wit ether tel patahnasa mate price claclortirn MX to youClml PAM neap Agreenall Or ateigement cods the odicated nsttuton We 'toned See %IBS Finale,' Sevres Account lbotealon" bets a awls an Kam Odemoid by a registered &no AGO>trit Agetentill ad the General Tien and COlditern you m to retnianhp .h en you opened tilt =cunt in agency. andcredo our account Von you reglad baterces n to Bak Swop Programs or US$ Stafeleit of Clyde Recta, salable n Acne:weds the caw. Our funds an: utak ies re looted 2185 ad Deana ayywiiM e nenAnc..o.,6v ftwory knout Swoon ad not the aroducro atter ad era OA mad be witicrom. mcl shin of a kbriey Fund maybe Immanent etteahres roust mete a report of my we orate:4bn to both WM liquidated aid the ;indeed, returned to pact you, the nwitrilent armies and na profile are speck to eati taerritet lacmi Your awls aCOTant aid nalpry [einem flea. Oise die Inn Ya Statentent WOWS SennteS and Other assets had n All a000utiC StaWrentS sal be domed Carpine and prompter in wrong of any totem, Menge in your franca furter of total tout tattle snap optore. nadng the meow/66e end of the saintenint period You Wei ale am:are objectedto n beteg won 60 dies 'Natio a nmtirnin ((voter; For tad' accoure held. for ikirey of haypaid unfits' z Pry Mt You may anent molest rates ad hens. 6 tit** a you loose one of ton fo loving rirestmerd olnectos yarn Wft from your enamel Advisor a by receire secutim used A ban collates dra paying at • Please direct cutierrer complains a prior to the tins • Amigo Current axorne Ineenments swain; ew balance the on teen Any season trandened oe them CF /Imre X 201-3521699 or 'oldie'. eating genital im of ncome only dans the spurner: paned an lined a hurled vela a a a 00And tonCOPK ET Monday • Atha* CAMOMPPIP.Mon twellirentsietkino Torah the ene of the statement pried lineup n at a in rang I SenaXi he. USS Ikesretiol Stokes moult panache, The Finn e a Marta of the Senates Omar Protection Ol penCpal fah. than In? grelatOn of name • Coatis h dettanhod tem% basis of the seartes Clem Realms Depatrreht. When (en NI • produce dembeidosn *Oxon. and Coattotteoloon naiad it the statement. Watrte meted with the 07(87 Cowmen (SPO. It ch pro teas seostbs rooms of its marten tee to 1500000 (noban31250.000 for dams ter Madam loony both no perWaion of MOM /10 nuttier UBS Firurcial Stevceshas relit on gown d prnaPal innovation Malted from sources other than 18$ • h case of errors a Wel0M act an electron< lands ca) The SSC we acacia, tenet *Ph le oil amounts *WWI/held n a patrols etanly Firstcul Senices. naidng &canton Iran rota fit trenshe 07T1 bl Seer Ma card atoll ask profiles oi to you may An proidtd b your hnaKni A4vaa tranachoeso I OIBSFnMad The Fern together wth arum Adam. ha also dachas", stoop:mots probate tee drench must payable to • denterrove Seeks to mainein lona priePpal. vat tow TheFinn clots not natotridentir way Or gunny* to Wass tic. lAreehortm. N) rite mcl v0(3 to the scant merit eon rf ma means annoy a vaiday of my itsrmscn provided by sauces 07086. Ann MAU SA SmeCes all digbb dons. constrobunderte proton:on 4 550) mitten as of Deceits Id. 2013 the ascount does not genemeserfont (Katt* Of °tartan ltsf natal SereaS Mans ald that nce keep axe moth inl Waal Cal commas sot as pe cart /outlaw • A4344MJ. TVllhg 10 MEW some rd. to acute' ad addeen *tough UK Ostia, Scram generaly stawnem or recess 6 MON a if SP need more Sten tote pokycants» and frit:tom oat at to arm ifunher protected fcc up10119ralkOnlht okra prowls My ed seek higher updates this 'renown as t 0 receiad the P.m does rot Mammon Lout athrofer on the stabarnint or rapt oral& any auction that to of ccmaloo vide -Cost The NM Cr' Card Mew (as cep 1. le) mug hear torn you afleipte for al pun a3:04.ailS held h a paha, capaay • Ainreehe Wang to aste hgh rope tO Vogul ad hgh A full oopyol Cepalcy orating 6 Nalable upon reaa, volattoo seelhigh rams orte taw bate and 'Orwell:el gantait" it sarao a of the doe nO 4n00160 cads alter the r m amt you the test of th us a a401011 AS suet, please do not aka, the seamen on etch tie are orproblem eppered informal:in to make cordless' a sae deism fats - band. )era heir ad aCCoull null (II alp The SIC prOlKingi and for supplenental proachon both do Statement shousthokling" not Spilt° We mayconsolidate al taxed eCCOLISt St3teClEIMS Mgt the purposes or Olierviea ACCiaalb tralilated to 'her en - Deurite to eV. Or the ranteryou ay amts otos mayreflect giribu Merme,' orly for to pared of aid oaten as deity as you ear why IOU Oboe 4 is al • (Man train awls controlled brand idled nov • firms n the sane midge ACooires may be relied soon vettebut heel awayfrom LS5 Semen for this arose bows they hare owner; tAo *A moisten One they at held a the Fan Morehiuorssal Hamann era a any you need mae nlanutim CI be added by par Penman Adrea - Amide the dater amount of the sinneaed wee (e g. anan (loath aUBSBa& (boat MUSS AG tont mount relaionstips rah Kw clots at the same Stanford trandi. (d) mutate mans. noteing 'daub* address The pence a know al noteseholdng • it you truelit ad Million of mutual lindi elate soh ate to receive WOO'S flittnnt, nukd n atria • Unnoticed gelnerbeses Wier cl ala c VAS* shares re reg tiered daddy in the nave d the aOsed" normal nod r: ;YS the Cwt oriel toe SDNY_GM00022884 CONFIDENTIAL EFTA 00133504 EFTA01275471 Important information about your statement (continued) aferitbissaitykre The taaaron data a Naar - 'Mk.) parry aerated vacs may be reflected as 'Nat numb.' el accals at the roble-dear hotting mutual Account at regillercd serves mats of UPS Faecal Semites lob mayor may not reflect aninissaans. Chagos ace priced' n sewed swans whin an irepenant lads of lea had laniV seemly argent:ma awes DI/and and other taxa fen has Mt weed of 6 wale b assign a - In akil ion to 0)nranSeXIS referred m corneakon weh remarna lots and saga* pad rice fats re 'sad% value vein we beam aware Pal arnierill were hat a tabor darbutran of arnury art= ad ina ter Sava is a misted sake rat of visa Gambia to dtaay one aread lhe • 'bade dae' *coned tha Illy olla canyenly reposed iota too nard.ma tnni unit tom, dents. we a/Hour karnmical LEG Mesa Smear* Had cads ad 165 Visa cobra peewits the regal Waal en ter edam dUeSIOn. a whirl awes mad be highly meortatue alas* Nene rata Mang CerranSaben from debn cards as mad byllES gal USA wen amtwon from duo to the tutu. of the :early marof me rearm compeer. adman) the V ea u S A ihreparatcd • Callable Narita lands and Hear stock Mal the - Pawn caber an Aspp general paw a sponsor a-ruity wars Oran of the heraneecornenen &ire calt for alyrrlerphonerd bewailed tartar estimated wanes a in (Mealy enema raw is ixsponsors ea the unt mama trusts he dartute UPS Financial Strata Inc Rev 201407 by lot tom amass a .Hanes of that 69.* harkl si out pared. the war of the warty al Declarer teen - Ott al dates also reveretrading commiswin and oat neaten teenier nano for or eats Cat lean As paha pea conmenution from mental hobs aid arra idcrrntm is rata tom thed pea and as rota, - 'Orrations to car may abbewan of cal. Corinna whose preens we distbute rs rot grevamed One call ferns nay egg wash frome a both - aerate...al arra fee torn 66$13ar uSe. ad UPS could affect yea ornate manna end be provided • Oftgeol urn she' remants the Metal ellen.; price AG %sited &mill of up to 12$ pH =our open reg-red ewer red may not reflect your pod bar sweeping to the baxs war the MS Bra Sweep Prograns • CartifrateS of deposit(COs) COs ale RMC mead opt . iteadaed rarities Restricted tames generaly tee 1293.000 re principal aid Saud ',,eel pre depositor not anteitty tent* for pabk Sale IRS inaxial Stawces Baldry and per ckpapie-y ratan. n accara with iDe: Was the mane price of the osinntriled stock of the sane Homan nagardng cora-sans sr other nits our a an rrouridvabefor falhe randed stirs be Wooed connection wish the Haagen of vales rearag rumors of Ms sane rs one To the cam that cpbon treactons has been neared co ccednaons • pnoweakie aces dopiest Ice YPOrniles an10thfr reacted se rely at elatile for sale. Me talesneered pact* teethed ie you. aid al be pa:a to you products wtay be niter cr bar tar the ma that you nay be satsuma, lots Than the inure] wive *o romp* on awed te0u id actually recewe in the make; PrCeS are Waned from varKuS Tied easy sources each we awe to be • In. ORinIted) anwayields and rata. An Slat lug relaba but we do not gauge eel' a:cracy tstiMate of sad nave is based on astern dread If you aengaged in tort stelhg a warily. you may Mar a - Wo rarely ne the dosng dna when aralebk• cr the end ntwere ern. atnirg the trowities will be held for Magna to anal beware coos foetal palcula Meal or the bid aid ask aces a Iva secures awl one year from siaement date or ea away The stony *pan Or ay tad pros for OTC eons tainate a onb a grant aCCuraCy rid OXItelued - fez aline* yard warms my be priced rang a Mame re not garrameed Open cam wawa near a lamest rani at we °read - E9nutedanua mane and amen yield /Of tartan Regaling Open or "goodtibcancelled • orders that ape not a-Merano' Mkt an aches mate pine or mar tpsol mann oar tidude drain of mix:O or eraited by the Staerneen date. Opel buy and Sell Step - Cman postai may apex sera a pre aid wall caul gansnach Ca the eSt rare (ad Went ceders re taxed by to amount of Wedendscr ran on show 'price was rat mailable' if we are table to yield/ would be matted • adieachor angles die unless retard mania obtan a pew for a Harty - Maya renal naome aid nrrent 5441 aid the by you You tee responsble for orders fall are executed die - Deposes Or stories dawns& n orricroes otter .'duct Score and yield night be lower et hgher the to your fare is cansal swag open Has ihn u S alters are related a the traturgor4e as of the named amens the Parra! date - An ev elite of awaleed inane 0 'rider ander Tar witholditg on fenraitions fan UK Planar - For oral sentries Imam on011-CCeralthrig meat dead by the cora makes valsdatema Senior IRAs deromnatas. Hoe and quality dacetar/mar bale balers rs lased on the lag demand or mica Federal tar law Mowed IRS Nada Servers to withhold been We-Medea WM:Meprow %warm papa em made byte Aar and aames a Scone to from yar tackle dos avianA tut you my To obtain Guilin: qa)1.244n. Men arallaele.COrcaa you secernef Moors wit be holder one year am the rata nor lob*w kernels( weltholi or. instead. you May Franca AMsor stainer &Nor ate meaty AnatacY ad erect to ham lee weald a era or naiad maw as continued lad as not guaranteed you choose Yes Heston ea learn n ef lect unta rented • Pasta benstreems and serterund products. Swag by you You may revoke your election a why I Me by main ensnare was ancbang direct priacioation • Amer not held by WS Financial Seam Corun anew earn if you do not haw catch ncometa. pagan art real estate nommen" fist salted/ and asset, all not NObyteWm ad not withn the fines attar lean yOUrniOrIS. you maybe revocable to Valved pertudS Seared., hgloy dad (elan postern or envoi rhea assets re asplayed m your a pane of atnadta. You manor prams hl rue sacra prrakicts ran not been rettiored owe) the award for Monnananal mane only Posbas ad moults Mena and your Heated lw panties se not Sthan*S and en:aaVr Ccenmss,an a uncle( any state was prattled re proyard by the issuer; fa 1185 equal to yOur tar rkliptar lectures lads We made estmaed eaten a Hate f nett Saws A not remonsble for this nfornmbn mermen sows ad sacred products for and doesnet grade* as adia, mese arts tenet Peary rrforamenalpumosncely AcathICY s rot 9uthanieed Hoard by SSC re the Ferns sopplearda Sat To at an eater owners Orr Priery Maim pia* - Memvases mayeffer sthstanally tan pica day coverage anted F natral Nato: Halton meant al ath average nyestrnere satiety cc structured yaw vas comemoneolev gala maybe taiga a sold and do not nasally • Revenue &ming and addkionalcompeasadon want the vale you may ranee upri lculdaton - h additnu to darilninoni on sake aid I2b.1 lees 1.6Seinawialavezes 6 not a bals The MAA. Buenas - Th rd pay inmates of tar are as of a ran tame rased in conneaco with the datreuton of nava SencesAaant BSA and ANA re beCaef age leant, aid re implard lo UBS Senors on a regu It finds toots dents we arra ow *AM repay MO bade ants to bat rte services ad preduCtS bar by an ndepenclent eruption fern (Wetbe Nang pa/luau from darbutors ad or though anamewnts wed ablated balks an other and l“nte, Sentra Parma Ce SaCelSOr milliard vire. d Jason of the mutual funds that we toll lase party bars ad pares acme !Cr tuna aid amity my. all stapled to the rem by ?resew. general anent; are bared m hem damn atroonents fJ anaCtle isertd by orate dated the/many teranCe game co armor and may be Cab-NW based on the amount 01 mislay WS of a partcuLt mutual had corrpaa through mince agency subsea a of utS efferent Woman from Mat uxd by tad purees to laity to me sterns. ar(d rue reset sae of a andel Sean hp cleat thee estkrutcd valor panailr mutual fad fagl sans ad a a lin - You cal obtain adrenal stomata regaling the - Nee alder allbre also acre rawang aid t rrepant. ovate. and aauly products methodology used to determine the earns, of vat onaisprocesung lees n consideration for trailer Nat FOC hared • No bank ;wawa May lose value and eh. dace of the tann.von to is the bate a the agent makes that we Kende to !hem:coal funds enema by your Anneal Adria These fees generale re pad Ma imenor awn in the PaAA Berretta. artmaynuni bCCOUlt. %Sire% SeN4f5 mutual luid and at atria delft mane bawl on the aceum BSA. Ilea and nteMabralal RECOute Aallaretat SDNY_GM00022885 CONFIDENTIAL EFTA 00133505 EFTA01275472 nmcul r.nrices hC (SUBS Resource Management Account eve Yo . NY 10171.0002 October 2014 lC ai iin r )< LL NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: CashrSavings Account number. Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at on September 30 (S) on October 31(1) account Your assets 6,076,451 41 6,053,978.92 1.4sit our website: Your liabilities aoo aoo www.Lbs corn/ Imancia:services Value of your account K076,451.41 $6,053,978.92 Sources of your account growth Tracking the value of your account during 2014 Value of your account s Th< Lc..ind$ at year end 2013 10.00 Net deposits and s 6,054.0 withdrama 96,053229.53 • • Your avast:men t return Dhidendarxl interest income 1749.39 Change in martin value $O00 Value of your account on Oct 31.2014 36,053,970.92 NP 2014 Oct 2014 SDNY GM 00022886 "Umber SIPC OO7000;00574e0s1 =1014 Page 73 of 98 CONFIDENTIAL EFTA_00133506 EFTA01275473 SUBS Resource Management Account October 2014 Account name: G HIS!. INE MA•ANEL Friendly account name:CashiSavin s Account number: Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31 ($) you account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 6,053,978.92 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $6,053,978.92 100.00% B Value of your account $6,053,978.92 Eye on the markets Percentage change Index October 2014 Year to date S&P 500 2.44% 10.99% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% CNP7C0C6005748052 =1014 MitY_GM_0002t4144 74 of 98 CONFIDENTIAL EFTA_00133507 EFTA01275474 Account name: GHISLAINE MAXWELL Your Nnandal Advisor: *UBS Resource Management Account friendly account narne:CashiSavin s SCOTT STACK MAMLYIS CASNEL Account number. Change in the value of your account Cash activity summary October 2014 (31 Year to date (S) See Account a< gray the month fog dela Is Mantes in your Sweep 00110M are includedin the opeong and closing balances Aut. FDIC Insurance *pies oNy to deposits a u85 Bank USA, not to depouts at Le35 AG, Stamford Branch Of bank deposits placed through the ORS Internalioncl Deposc Account program. SrPC Opening account value $6,076,451.41 $0.00 protection applies to money market sweep find holdings but rot bark deposits Soelmportant inSormation about your statement on the lat MO pars cf this document for detals Deposits, including investments transferred in 0.00 7,176,589.42 October 2014 (1) Year to date (S) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred Additions out -22,600.00 -1,123,359.89 Deposits and other funds credited 0.00 7,176,589.42 Dividend and interest income '17.51 749.39 Dividend and interest income 127.51 749.39 Closing account value $6,053,978.92 $6,053,978.92 Proceeds from investment transactions 22,600 00 1,133,040 06 Total additions $22,727.51 $8,310,378.87 Dividend and interest income earned Subtractions rot outposts of tNs statement caabaty of interest and dedend income has been determined truer a US Other funds debited -22,60000 -1,123,359.89 Szn, leoseirg sersPeciht. Barad upon I be residence of the account holder, account type. or prod.(' type, corm interest arab( dyidend payments mat not be subject to united Stan (US) antic( Puerto Rico (PR) Funds withdrawn for investments Income tares The tient month,/ statement is not intended to be used and cannot be relied upon for lac purposes. Chents should refer to the arcfraiie lac reporting fora they receive from UBS annualy, such as bought -12751 -7,187,01898 the Foam 1099 and the Forms 493, for tat reporting information et is the practice of UBS to file the EiCrifatte tar reporting 10011S ssAth the US interld fleVenue Serer< and PR TleaSury 0e030Mtrit. find in Total subtractions -$22,727.51 -$8,310,378.87 Su( h learn aCCuratety classify I:WC:geniiWO0 Interest as Ian exerrot or terabit extent Please consult your inledual tax prepare: Closing balances $0.00 $0.00 October 2014 (5) Year to date (1) Taxable dividends 127.51 747.69 Your investment objectives: Taxable interest 0.00 1.70 You have identified the following investment objectives for this account if you have questions Total current year $127.51 $749.39 about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative Total dividend & interest $127.51 $749.39 investment objectives in Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Pnmary - Moderate investment ehigibihty consideration - None selected SDNY GM 00022888 CPIP7C00R305742053 1014 pegs 75 a 96 CONFIDENTIAL EFTA_00133508 EFTA01275475 Account name: UBS Resource Management Account October 2014 Friendly account name: Account number. Your II sandal Advisor: SCOTT STACK NIANLYLE CASIVEL Your account instructions • Your account cost basks default closing method is FIFO, First In, First Out O1P7C0C9305748054 1014 alY_GM_0002Par 76 of 98 CONFIDENTIAL EFTA_00133509 EFTA01275476 Account name: GHISLAINE MAXWELL Resource Management Account Your Nnandal Advisor: *UBS October 20141 Friendly account name: Lash Savin S Account number. SCOTT STACK MAHLYLE CASRIEL Your assets Some pnces, income and tureen wive shown May be approxinlate. AS a rent gdlns andlOSSe5 may rot be accurately reflected. Set minor:aminlonnaaon about your statement a the end of ths dxurnem for more informs:tors Cash alternatives Money market funds Money market (unto eie neither insured rot (guaranteed Of the Federal WOW Insurance COrpOtalion Of any Olher pit fitment agency. Although money Markel funds Seek 10 PeSenre lee value d your imestment at 51.03 per share. it is posit* to lose money by investing in these funds. Total reinvested is the told cr d reinvested dx4ends II does net include any cash chldench. ri Is not atm thareeized dodgem or toss Is Ise dfference between lee current value and the cost basis and would lot for the purposes of detaining hoedrg periods or cost basis. The shares you receive etth hire you generally be your 'mode gan or loss ut the security was sod an this date. The unrealized Oa) On or loss tray reinvest didends become a sePorale fax la need to be acEtnted for ret sun of cared parents in order to determine the reared gain or loss for tax reposing purposes. Cost bests is the told purchase cost of the Security, Inducing tonvested dudends The cost basis may need to be alusted for return a recital payments in order to detemine the ad tined c on bases for tat Investment return n the current value minus the amount you invested does nee include shares Inn arc not reporting purposes. reflected on pour statement, Maudng shares that have been *aired as either a gan a alas. a also chn not indude cash ckidencts that were nee reinvested PurChaSS pacer Number Average Once Client Cat Price per share value on Unteenzed mwstrnent Haring Hddng of awes pe 'hate CS) Investment (S) tears (S) on Ocl 31 (S) Oct 31 (1) gan or loss CO return (1) PHICD UBS SELECT PRIME INSTITUTIONAL FUND 6,053,978.920 1.000 6,053,978.92 6,053,978.92 1.000 6,053,978.92 EN, 31,211 Current yield: 0.02% Your total assets nexentar d Cost ESIMated Unrealized Wiese on Oct 31 (P your account Cass ($) annual inure (St gain Or loss (S) Cash alternatives Money market funds 6,053,978.92 100.00% 6.053.978.92 1,211.00 Total $6,053,978.92 100.00% $6,053,978.92 $1,211.00 Account activity this month Date Adisity Deuce:Mon Amount (5) Dividend and interest income Taxable dividends Oct 31 Ovdend UBS SELECT PRIME INSTITUTIONAL FUND 127.51 Total taxable dividends $127.51 Total dividend and interest income $127.51 SDNY GM 00022890 01P71:0070057453055 11)14 Page 77 of 98 CONFIDENTIAL EFFA_00133510 EFTA01275477 UBS Account name: GHISLANE MAXWELL Resource Management Account Friendly account name:CasNSavin s Your linandal Advisor: SCOTT STACK MPAY LYLE CASRIEL October 2014 Account nuntber. Account activity this month (COntnued Oat *chute Descepton Amami (I) Other funds debited Oct 10 Transfer JOURNAL TO GHSLAINE MAXWELL -20.000.03 Oct 16 Transfer TO -1,300.00 Oct 16 Transfer TO -1300.03 Total other funds debited 422.600.00 Investment transactions For more informal°, tart the once' value shown for restricted securities. see important rntormation about your statement a tne end of ttes document. Proceeds Cron Funds investment withdrawn fa Accrued Date ActiWty Dieu:Sam Oartity vane (S) Price (i) transactions (5) tmesirrents bough (S) imerest (S) Oct 13 Sold UBS SELECT PRIME INSTITUTIONAL FUND AS OF -20,003.000 20,000.00 IC/ 1014 Oct 16 Sold UBS SELECT PRIME INSTITUTONAL FUND -2,600.030 2,600.00 Oct 31 Reinvestment LeS SELECT PRIME INSTITUTIONAL FUND 127.510 .127.51 DIVIDEND REINVESTED AT I 00 NAV ON I0/31/14 Total $22,600.00 -$127.51 Date Activity Descripticn Amount CS) Money balance activities Sep 30 Balance forward BODO Oct la Deposit UBS BANK USA DEPOSIT ACCOUNT 20,000.00 Oct 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10, 14114 40,000.00 Oct 31 Closing UBS Mink USA Deposit Account $0.00 Tne UBS Bank USA Deport Accoure is your primary sweep colon CNP700C0305748056 1014 MIllicem_000atr 78 of 98 End of statement for account number CONFIDENTIAL EFTA_00B35 I EFTA01275478 Important information about your statement UBS Fiancialkevias Inc MOW a U3S Fewer* Sakes/ Wm Finn or Cad Muer ail ate:tittle/MY Canplant ad hallo on the boob ad records of the ;pliable Moor a encolopm —you may *Cane households) boding your is a member of al par:palsecurity. wean adly aid vans will correct wry toter promptly male agent/ entail Adm.°, edueoes UBSP halal Wow and UK Bat UM. re Maw subfahrin of uBS AG and altiliares of LOS Seeskin Plea* make al teed" payse to the kinor the fermi • Caton roamer, corarl or norm% Memos (o g . Friona/ KOWA lin u.0 Thee rots &wit sweat if avatale upCel recueS1 nueueon ndrated on to tors of this statement h addt pit 'ruled pal/wet/vs aid prtrae placements) that are na The Plenty acaturn name ceflats edarrixim that yeti the fem's exectatte offices at at to (LIS a:coun fees. wounD mar be mbeed to enlaced vide the WNW Act of 1933. and entered as the fonts Wine stews webs.. It ea sommic mmutertnee ens charges for ire payer for sauna: cumuli:gab inderunw mown by you Ye azC you wth turchaws and elvers Its uwad nut n CLN XCant$ • Commarain cancan to 9. forcon *when)* mil yea otacclittperg n lem no Mad ONO on sour wcourn Amnon% ma ace tradern?d 10 Othio elStAnCnSinay be peaked metal contact WAIN foxescomma and Yea on Wave your Freda,/ XCOalt manes. through Woe en. r :Maw to a Danner lee. Rs"mat WW1 coronas Services a bye:own; sox Snared Arabia thestawnem represent. only ofIcbt record of SWIMS UBS Sweep Optim The SF< paeans rid the napplerramta Freston do not Maw overview Fillanaa %NIG*, acoxint Other records. maw °float tar U85 otters °pans for swordGM bermes, baxes to aapay to these assets ten if they Oternree Totem mar • Vat of Mr 2CCOunipalito, PM of assn and attorneys. conunng soaked data should not be ;Wed bank depots at ula eat USA NAM AG Sentra Daum swam% The SEC promoters and the AppOnett readapt upon dyou Wove ewe is an mar a OnGtal, pleat (Bark monomania' muoui finds (Monty proteann do not premed own Menges n the nude • Axon lateen audio* cell balsat vaunter ntpOr n ormodirely h want to Meerach Matwir of the hods) and the liktn‘ltienal Deport Accent 00Alfor tate or yov immanent, eneedser as a enure of mane rest, iced %cattySC rid DPW, Tme Repeat treedized once seeing your aroum customers Mtn n manxional Swum Mauganent roarrent. cowl badman of itilsam'sP) marks to market ad oxtail races not held by the Fern Aconite %mgt. iht Bat Sweep StOgratiS, can banOeS Does not nCbdeunpnced SaaltelaiSetS at tie erd or de Athough al hires team are intended to be ;Cara. are Swept to LOS Bat USA up to Mt estalstMed kw arid Mole iibmaona edit Roan Meat Vat may obtan pro and aorta tearoom weds a awe neeanen% gamut ata Toad rot be used for tar puposes try net to UPS AG Starriced Brandy a a Matey hard Deposes roue informal:an stout WC. hcludng sheet( Brahma invested ital, plum aid a con islbR sled. colons sole6 on yeaend tar tam . Form 1099. We. 10415. at ten Sat USA are SDK meta n accordance with FIX by conwrg SPC at 202-37143300 by veritmg tie SP( • Ciaokkes MIAs debt balances. outstandnammgn CC) then pepsin your to raw lay/ im isrequited by rules for eta Hammon p Iwo nut mow Uto gov 'Abate ammeter= 010 bas. credit Ire stsat aceoum bates lam to won to the RS al tom le demands. Avondale non Deposits at URS AG Raided Bunt and *Latch/Am, • Cashilhomy again Toes of articled ava&Ekcwii Mob* evelends ad lambda netted eared on "noun." Fads wow mused by the FCC. Deideni Re evadument Program Ueda) held n your acCoure, nn proceeds on sale tranUctitni, and bSances ekt 1135 Batt USA adorn baron UBS AG Me pat aneCel et, deter pat you may °bean the Stamford Branch depose balances aid tnoneinwkie mutual cost barrenwan amend remain Through the OA Addable to an basics are swept to actual age tract your fentrval Adios Only whole stems" loci sweep Wines. a the dose of the staltenten period dpone ablOurrtS a 18$ AG NewYork Bach and US$ e4 Me plead under PIP. partial lines coil he soli and the Non.corrincd Ey tee aedn balsas h your noun' are net Ommumicellons whhthe Hem Carman Wands Theseckposns zee ria routed by the SDK cash rul be agonised in sots aCOard lliedvard sfirepred from Nee barmen and tee Fanny% useayof • piece rearaill any Ord CannalCatons *rani to Barren herd If the 18$ AG C Orin Beath telpOlinly renwslmtere Coe aappled by the issuer may dee trot, the Opined 10 the somogn rid of the C away lands and these !Ards n the ordiwy owe of as banns lime funds furrier prow your riles warding wangles war the mater via at ends thepartial bat re sold a nava* upon yoa demand The total 6 InclAtd in he *awns Wow Protectors Act (WA) tore n m quaradee or other oblate:nal-66AG to way thebatmen Wee on the 185 Capnal'S Brad.'" boas arrant owed dos kg value Caleb/ ine • fl tie fruneal instruaion on the top kftoeihe km of the Only lei° le unto may be held in yOur arrant r you are Lending information lament is not ICS Finnan Stryces UBS instal Deposits a LIES Bra Vie and each URS AG Braech ore red weed to a/whew m areal! of a &Mind parent or rot detakd rileenvon on MO on'Seteleg paean and Stokes canes your accoutre as Wacky broker by prctcwd by SIC MoneyFund shies are acceded by SPC otherwise, tie Arm we ether tel partial:Ms x mate price clacloitirth, tea to vowClNn Peal neap antral or magenta We the pleated ratuton We Intoned See %IBS f mated Severs Account Protection' NON a aCCEpt an fl int detemred by a registered Wang Awn armentem rod the General Tien and Ca-Wenn you of thts retnianhp Men you owned tilt =cunt in agency. and aide yam account Upon you rPal.2 Bata :C.1 to Bat Swop Program or USS Star/lent of Ctide Raters eatable n ayeements the caw your fords area roma was re looted X 185 ad Deana Mr iiM e nenAnc.o.,6v ftwory Fiona' Wow aid not the rtroducrig atter. ad you OA mar be weltann. ad Owes of a Pvtney Fund maybe laindlmentableaeres must waverer:4 of my ma or amssisn to Beth ant liquidated, and the ;mad, returned to putt you, the MCI:Vent armies and rig prole are specie to eate taerritet lackni Your ants worm aid may vary between flea. Oise the Inn Yea Statallent andel SennteS and Other sum held n All aCCOutIC StaWrencS Shall be &CIO Cilerpine and tromp Ir in winng of any nateant Mange in your frianoX Further mfamten tout aralttle weep optore. Waing the accota at the end of the names( period You Wei at acneare d nx Obleled TO n Van? Wm 60 dads. 'initiator nmtirner await; For ead+ accourt held. for &rimy of luny paid waren at ay tine You may anent mimed rates and yields. 6 Nibble you choose one of thre fo loving nostment obActees *wee fiat Iron your 'flatcar advisor a by recta. seamier used A bit collated Imic pawn at • Please direct outlaw' complants a egoism to to herr: • Amigo Current axorne Inernenents wain; me balance the on rem Any winter tendered u them CF rant at 201-3521699 or meta caned renal kin of :some only dans the summers period an hod nutlet eat* at of at 00AM to6 CO Pkil ET Monday • Aare* earecablispacamon hAspants Seeking Torah the eel of the 'Moment pad lineup n ly. a in rang I Senn:HIM. USSR aretistSenrkss wenn swetection The Finn it.) minter of the Same" !Mesta PrOteaion of (=opal rah. than It* ginelatOri of name • Cost basis n detemhng mewl basis of the searees Cline Radium, Deputrrent Unon City NI • crociece COrobrunan of MOM MIChthribrithemaran enduded n the statement. Water. ndi:Ited %White 07(87 Cothorauca (WO. welch pro tots swanks wows of is meatus op lo 1500000 (nada; 1250.000 for dams for Inarstrrnelt loot hp both me gerWaion of icon ad natter -I.' UBS Pnmai Sewer tin reed on ca) The MC we airecten tow *Ph le all wan gowns cd brava' edema ion obtained from sources other than t8$ • ti case of ears Co gallons about an elticoone funds Fine-Icor Se yet. neudng nfamapn Iteen was Int undo 07T1 Di ever dash card *WW1/held n a paned, cooly The fret together win cenan Adam ha also put aced award* profiles oi mat you may hat preotal to your hnnful Mew trassachookr I o le3Senrctil • emendate Seeks to mantas Wier pinata( wits low The Finn clots not akennelenity vertyOr guy-net* anew hc. Wee-Nukes. NI Apprimontai protwon The nuanuen =Gun' payable to all NOW amt. cactvel,uderthis prowion 4 550) vOli lily to the nowt writ eon d ma means *waxy a vaiday of cry Mangan provided by sews O7486. Ann IMIA1 SA StrCe: the exam does not gonwelefirfallt (KOMI Of °Mato U4S handl Sar4eS melon as of December It 2013 Means ad mancekeep pea nen inIllalo GU avower sow as pa cart d Kellett yam • Atioderaa lAlling to accept somervt tOiondlaal and addtion *hough U8S Fiendalarreagenordly stawnem or wept 6 %Verger It SP need mate Wow to the poky arditiare and known carat at the Fon CUTS' prObeCted fa' up to SI9melkn n the tokrre sarwvdantyb soak higher rectal updates the dornewn as t 0 ranted the inn does rot Mammon Lout aurae on the smerront or reapt oral& any ameaues ma the ntcomatun war Cost The rim a Card Mew (as arp lOble) mug hear tan you anew:eta al pot warns held n a palled, capaay • Ainrapte Wring to area hgh mgt tO ;town ad hgh A full oopyol the poky **dog 6 Natal. upon raart, Walk) ea seethe"' rows odo taw bate and 'Urrenited gailtait" it acosme c of the dee nO L3te. Val 60 CPIS alter the r m amt you the frst of th us draelfell AS such please do not rely on this summon on %heat the sae or protean apeatif irdormXian to makepurchase a Me Oozes. Iota - ems rune and nocommt number (e and The SIC prOlKlat aid tie supplemental prowen both do Statement 'hue soludang" not Salto We may consoldate al retited scout Stational% with the purposes or 011eat Paw& Militated to thee en - Detente the ea a the aintent:et re awe alas mar reflect glass Manion oily for the period of adman , as awry a you do why yeti behove 4 is al • Cenardnaxial tows controlled bland Waded nye°, sane address n the Sae nnelOpe Accost" may be rented now value but held awayfroml8SFinaioi Savion for this anew beam they hoe owners lino Sea maintain titre they re held x the Can Morehinoreal Henna'', era a ray you need more neon:im Cal be added by you Fironai Ardor - Fronde the dater amount of the stnpeaed era (my anal (leash aIBS Bat (i)ca;h at LOS AG pont Mount filalOnPIOS wet Pter dents at the same Stanford amide Id) nitrate acetels. Widely 'Adobe address The pence a know al 'housetrolOng • it you wee Irk ad Mitres of mutual latch ante soh aele to rewire indented statement, mad in mono • Unnamed gelnelbsees Mhos data b amiable shares ate to owed dray is the nine a the a0annt ipelret, latliciSti a2 Cadialel Ice SDNY_GM_00022892 CONFIDENTIAL EFTA_00133512 EFTA01275479 Important information about your statement (Ode;Valued) infrricialsearity ms the laration data fix i-dircbal - MAO parry agnate(' vibes may be reflected as WY number or accounts at the trobrodear hotting mutual Account at registered fence mats a UBS Rangier Semites Ion mayor may non eel !Kt CeninilSraltS, dirges ador priced' n sewed saute° Ann an iclepenteni lads of ma find laniV iry seamy reason:aim egeds DiriSend aryl other valuabcn IT has net suppled a IS untie ty assign a - In akIl ion to 0)mInS•XIS Reeved n comealon wen renovation lots and systemic purctuse lots Ire eath value when we boon* awn that a rnienll earn has die Salo oe darbutron of a -nosyantra= ad sniz Yea Squat, is a misted voice mot of visa combned to thithar omit:gaged bum the • bade dice' amylthat trey otla prensusly tenoned mar no tnan units to our dem. we ado' our imernrof al LEG Wm Saabs* cede cads aul 165 Wa °lam presents the Yip°, Vacates; traledare ClUeStral. a Mon Jobe mad be Vey stet:143We ander* rase Rona Prang arepenSign from dead cads are wind byU(356,st USA wen daymthion from duo to the tutu. of the seamy maryof the romance dormant: indemnity the Yea USA tharperaccer • Callable tearlein Bonds and profaned stork that the - ;then neither an issuer gown' panto a sponsor anorry centers attires of the hen ice canna-no Mar calt to eery Adoration ha beselected rrpniallor estthated wane a 1, °say *sr awed tarsi is or sponsors of the urn elvintlYbell Ma% 1ve 06Ittute UK Financial Servers Inc Rev 201407 by lot torn among a wearies of that ate Istkl n out prowled. the wax of the ;tarty wit Deanna* from - Ott glares also recent trading commisaas ark other rare an to:mawname for our does CMlean es pitches* pna compensation from mental folds am earthy nf cmui en is °tined nom 'bed pawl aid as aura" - 'Crithaturions to dare' may itch* roan of cal. Conthaies whose per dices we dinar bare rS rot guthalYed Other Call Ieatses may eat inbKh wane a both - Wereceiveat ante fee Van t6S talk USA .n1 USS could alga ywd canthete Mama kin we be podded • Cothig ant sun' 'Prewar the natalellen; prce Ar Startiord Bradt 01 up to 125 Per acount open Raga per wit rid may not reflect yew cost bask seweang to the bats coke the OBS Bra Sweep Programs • Cart kin:el et deposit(Cos) CDs ate RuC mad opt • lbesbleted securities Resincted sources geweraly are $293.000 sr plower rid rated awed the dtposeor not avently (Outlet,' pdalc late IRS [alexia, Sences Ankle/ and pre Opouto-y rontinicw. n accord-feta with SDK Wel Olt nude price of the telorthriled flock el the lane Mammal regardng cormiMcns ark ethic doves rubs °wart muted vat* for the restated nod At nosed n connection with the ereonon on of trades exbadng purposes of This suderentonty To the anal that option Vasactans has been molded conlethrons • monk* 'intestinally° fa Warne, an1Otede reacted wanks at eligthe lot sale. the Yak* strand prom* loaded to you sod wit be prodded to you product, mai be Kr( et IrmaThai the pee thou you may be saturant, less man the imputed yaw noon pomp* on moon /tad WWII/ retie.* in the maker PrCeS are othaned from varKan Turd pay sources aid; we beloved be • In lenensted) banns anent yields and ran An Short selling relabb. but we do not gamine tee sec racy taint* of nod name r1 based on =ere cinabtrk it you are engaged tn tort stelhp a warily. you may cos a - We nay use the dosng peke when salable ce the and ninon ran atnirg the oranges will be held for charge Ore to cena brewing cogs ken° paten° MeV, or the bd ark ask Aces Ice Ivrea canes and one yea from stamina date or =I earnest The *awry opuses Or onto1 pros I or OTC stoats estimate is ont a praline. accuracy and warned - let aavely tad warms maybe peced uing a name are not thurareeed Open (Sea voltam month a the most ram ;rice we °Oared - Ed noted arnui mane and anal yilid 'Of cerlan RePrden Open ee *goodedancened • orders that Mire not MOM/ nOI Mkt an aatia maker prise or tabe Veto, warring =Undue? diet= of denciOr or weaned by the strange date, open buy ad sell step - main positions may apex Mega a patio] pall Caatal gam sloandi Cat the ea memo laid current ceders are refaced by the amount of dwdends a rights on show fl iice was not manna if we are °able to yeld)would be °yanked an ebdiedndsor ongles date unless entrucied otheneire *bud a throe for a security - Evenated anus name aid current yield aid the by you You are rthoonsble Ior orders Oa are executed die - Deposes or senates deathly°, n onerroes other actut Moore and veld night be Imo a higher thri to your lease to LIMO existing open ceders than u S *Abe% are ref Woe a the esmbgerat as of the thanked mares the Paean, date - An ethnute of awarded interne (avian! ander Tax veitheldip on crweirinetions town LOS Lineman - For dertan searing nag mare) dtated bythe current maker valsdatwath %Nines IRAs derametatans. ace and quality dacevane/mar hare berate is Lased on the lag °Mend or merest Federal ratan reoures1.85 rnatcla Services to wathad been admsted to frigate prow vausson pay re nude by the toyer and attunes tit arcane tth from your Iran AAdionbat but you may To obtain Curren Waren; Men Walla. Weed yos seam indeporks MI be Mara one war from the AM nor loner incotho lay withholl or instead you nay Fnancul ritesor stagnant tenor trod =arty AoteacY arid flea to hat lac vanneI a brae a re a I rad nom as °Mimed IOW are nor guaranteed you choose Yes elecon sea amain n effect ante roofed • Paean Inethanwme and structund produces. Orwate by you You may foveae your election a ay I Me by ma..19 mentors sauna Cnaning di= pankpaion • Aetna held by UPS financial S maw Cavil anew oftaan if you do rot haw moult ncometa brogan ad real estate rmorment fist seam.* aid rain are not MUbyteBy, ad not Winn the FOTO voltneld ItCal yOur fl ew you maybe revottsbre for structured poduas se gnWaly hGhlt °Odd (elan possessor, or envoi Thew assets re apta/td at your the parrot of esittwed to You may nor penatt. d the strum°, prothas l a.. not been rettiored with the statement for irdonnabanal wpm." onee Posh°, ad mounts wlethell and)di estiruted law pa/mints se not Wings and &Made Osenmssan a unto any state cases preserod re peotked byte tasting firm IRS KIWI CO vas tar °IOU° *antes Lim We provide esimred valises la debate F nada Song k not retponsbb for this nforny =omen swarms ale stamina products for and does net yuaramee es accuracy ntese assets tenet Privacy rrlorrna•onalpupooto only AcanCY b rot 9exanteed rotated by SVC re to cons supplemental Sat To atan a copy of ow arm, (tea Pretty loam lax* - the* vaues mayddler sthsranualt from plait It ay coverage =tag ors F nada, Minor derision, webSne at at ithrth nefrate rnestrneet securty a structured IInW las cememanthotry pother maybe brio a we aid do not neon:ally • Revenue gearing and addkkanalcampensaelan. represent the vary° troy rectereupth lcutdaton - h additiwi lo mentnissom on sobs aid 12bil lees LES Frontal Stokes 6 not a bat the WA. Fusnas - Thrd ',menses of rade are as of a anan Ore nowed n connect:el with the destarnon of tranvia SteVCeSeaount BSA and iRMA are braerage aatilltS aid are impled to ItS!maga Seniors on a regu funds to our dents we ands our *Mae recede Svdl provide access to bang servos ant prodins base by an natpencaent volution fern /tale t rev pa/luau Irom darbutors ardor through anwrnyntt with andayal bats rod MAI( Thied Sentra Prow SpCnSOr eciimaed vase. if Janson of the mutual funds that we sell These party balks and preedes aerie to notary, ad rnutty any. are atoned to tenremby the ount general *floats at bead an ma ditherent conponints prodacts rotted by unaffiliated tad diary innate panne a swear and may be °Waled based en the amount of saksby uBS of a amour% mutual fund combines Hough OLISICe1301Cy :ad/SYesof utS allarent bforthabon from that used by thtd pains to fanny to the dons. ad Id the rag vanes a Fnandid Boykin Ix clothe thee en:toted vane panda' mutual fret frolic sharer twai a the Inn - You cal anal Athena stoma= regaling the - We aid our off tate aad ware rawarkng aid Inteltmelt. mane. and amuly products methodology used to devilry the enrage of vibe owntusprocesung lees n =Megaton for trailer ram IOC hared • no bade staranyee May lose value end the dace of the hfonnaon tha Is the boa for the agent yones true we proud* to the newt, funds mine by aedacthg your Frani Aniitor These fees srenerahr re pad tom inwmor meth itt the Pont Resource Mamairrent oakum. Business Wv4f5 °dual lad end re a rind dollar nuns based on the Morn BSA. WA and eiteMabellal R€Oute lAlirgeretfit SDNY_GM_00022893 CONFIDENTIAL EFTA 00133513 EFTA01275480 en feces hc Resource Management Account 4tUBS pie, ew o NY 10t71.0002 November 2014 HI AN MAX LL NEW YORK NY 10065.7007 Account name GHiStANE MAXWELL Friendly account name: CashiSavings Account number. Your Nnancial Advisor. SCOTT STACKMANLYLE CASFIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at on October 31 (Si on November 28 (1) account Your assets 6,053,978.92 6,170,693.66 Visltour websIte: Your liabilities 0.00 0.00 www.ubstornIfinancialservices Value of your account 56,053,978.92 85,170,693.66 Sources of your account growth Tracking the value of your account during 2014 Value of your account g ThcLr,anCS at year end 2013 10.00 Net deposits and 6.011.40 6,170.7 withdrawals 16,169,824.54 • Your :vestment return Diadend and interest income 1869.12 Change in markot value 1000 Value of your account 140,v ?Old on Nov 211, 2014 $6.170.693.66 0(1 2014 SDNY GM 00022894 member SIPC CNI1034X005675307 1114 Page 71 of 96 CONFIDENTIAL EFTA_00133514 EFTA01275481 *UBS Account name: GHISLAINE MAXWELL Your 15 ',andel Advisor. Resource Management Account friendly account name:CadiSavm s SCOTT STACK MANLYLE CASRIEL November 2014 Account number. Your account balance sheet Summary of your assets Value on Percentage of November 28 ($) you XCOUlt A Cash and money balances aoo 0.00% Your current asset allocation B Cash alternatives 6,170,693.66 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $6,170,693.66 100.00% Value of your account $6,170,693.66 Eye on the markets Percentage change Index November 2014 Year to date S&P 500 2.69% 13.98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86% Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP700C0305675308 =1114 Ellirr_cm_000221109 72 of 96 CONFIDENTIAL EFTA_00I 33515 EFTA01275482 Account name: GHISLAINE MAXWELL Your Pi vandal Advisor: Resource Management Account UBS November 2014 friendly account name:Cash/Saw s Account number. SCOTT STACKMAN/LYLE CASRIEL Change in the value of your account Cash activity summary November 201 ($1 Year to date (I) See Account attNity the month for deists Iliances in your Sweep Options are redo:barn the openng and closing haantes ea ut FDIC insurance fuel only to deposits a U85 Bank USA, rot to deposes at UBS AG, Staneord french or bank deposits paced inmost, the UBS intemaional Depose Account phigam. sac Opening account value $6,053,978.92 $0.00 Protechon applies to money mortal sweep find hen:tiros but rot bank deposits Cie intaortant Wormation about your 'Werner* on the tat Mc, pacts cf this document for detals Deposits, including investments transferred in 116,595.01 7,293,184.43 November 2014 (5) Year to date (5) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred Add/bons out 0.00 -1,123,359.89 Deposits and other funds credited 116,595.01 7,293,184.43 Dividend and interest income 119.73 869.12 Dividend and interest income 119.73 869.12 Closing account value $6,170,693.66 $6,170,693.66 Proceeds from investment transactions 0 CO 1,133,040 06 Total additions $116,714.74 $8427,093.61 Dividend and interest income earned Subtractions Pot outposts of ths statement, taratallty of interest and diteldend income vas been determined ficm a US Other funds debited 000 -1,123,359.89 to( relsoning [tractive. Bared upon the residence of the account holder. account type, or product type, tome rarest arida dvidend payments may not be subject to United Stan (US) ardor Puerto Rico (PR) Funds withdrawn for investments Income tares. The tent money statement .s not intended to to used and cannot be kited upon foe tar purposes. Clients should refer to the der ocatie tat reporting rams they receive from IBS annudly, such as bought -116,714.74 -7,303,733.72 the foam 1099 and the Forms 480, foe tax reporting infoimation his the prance of UBS to file the aptkatte tar reporting forms YIth the US 'MOM Revenue service and PR Tieasury OtOeirrtrent and in Total subtractions -$116,714.74 -$8,427,093.61 such tomb accutatety (rosary chictenaardicr interest as Nu exempt or lamb* Imo** heat consult your incivdual tax prepares. Closing balances $0.00 $0.00 November 2014 (5) Year to dale (5) Taxable dividends 119.73 867.42 Your investment objectives: Taxable interest 0.00 1 70 You have identified the following investment obsectives for thisaccount If you have questions Total current year $119.73 $869.12 about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fur description of the alternative Total dividend & interest 4119.73 $869.12 investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligrbility consideration - None selected SDNY GM 00022896 CnIP7COOF005675308 Page 73 of 96 CONFIDENTIAL EFTA_00133516 EFTA01275483 SUBS Resource Management Account November 2014 Account name: (31-IIS A INE Nitikv1A Et I. Friendly account name:Cach Saw Account number. Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Your account instructions • Your account cost bays default closing method is FIFO, First In, First Out 007C008005675310 1114 iconc000Atot 74 of 96 CONFIDENTIAL EFTA_00133517 EFTA01275484 Account name: GHI5LAINE MA (WELL Resource Management Account Your N nandd Advisor: *UBS November 2014 Friendly account name: Cases Savings Account number. SCOTT STACK MANILYLE CASRIEL Your assets Some ones, income and current vdues Shown may be 44/0104Male. AS a Int*. OM aidlosses ma/ nos be accuralely reflected. see sesportent into/mown etiour your statement a the end of this ctcurnem fOr more infornalon. Cash alternatives Money market funds mosey marker funds are rent/ insured roe guaranteed try the Federal Deposit insuratce COKXuallon or any other Diehymns agency. Although money Market fund4 120(10 Veselye the value cil your investment at 11.00 Per snare. ins possible to lose money by imesting in these funds. rout reinvested 4 the told d s reinvested duclends II does not include any cash Omands. s is rot ales unreaszeriessugain or loss is the dfference between the current yaue and the cost basis aid would lot for the purposes of determining tradiv periods or cost basis. The shares you receive etth tine you generally be your tackle gan or loss if the security was sold on this date. The unrealized (tail gan or loss may reinvest d %Mends become a separate tax lot. need to be acEinted for ret Len of coital papnents in order to cHtennine the reared gain or loss for tar reposing purposes. Cost tests is the toll purchase cost of the security. Inducing reinvested d Wends The cost basis rosy need lo be ailusted for return Cl recital payments in order to determine the Armed cost bays for tar kwastniont return n the cure nt value minus IN amount you invested. does not include share:that are not reporting purposes. receded on your statement, inducing shares that have teen waited as other a gain Cr a less Ram clan not include cash Omdends trial were not reinvested Purchase pricer Number Average price Client Cost Imre per sheet Value on Unredized Investment 14cieln9 Hddng cf shoes pet share (S) Investments) basis (5) on Nov 28 (4) Nor 28 (4) On or loss CD return (5) Peticd UBS SELECT PRIME INSTITUTIONAL KUNO 6,170,693.660 1.000 6,170,693.66 6,170,693.66 1.000 6,170,693 66 LAI: 31,234 Caren yield:0.0244 Your total assets Percentage Cost Estimated Unrealized value on NOV 28 (4) your account toss (s) annual inccme gain Or IOSS (1) Cash alternatives Money market funds 6,170,693.66 100.00% 6,170,693.66 1,234.00 Total $6,170,693.66 100.00% $6,170,693.66 $1,234.00 Account activity this month Date AdIstly Description Amount (5) Deposits and other fonds credited Nov 19 Transfer FM 303.27 Nov 19 Transfer FM 753.34 Nov 19 Transfer FM 5,756.32 continued next page SDNY GM 00022898 CHP70003305675311 =1114 Page 75 of 96 CONFIDENTIAL EFTA_00133518 EFTA01275485 SUBS Resource Management Account November 2014 Account name: •5,-IIStAINE MAXWELL. Friendly account name:CasNSavin s Account number: Your A nand,' Advisor: SCOTT STACK MAI/LYLE CASRIEL Account activity this month «oninveca Date Activity Descnotion Amount (S) Deposits and other funds °edited (continued) Nov 19 Transfer FM 7266.39 Nov 19 Transfer FM 102,515.69 Total deposits and other funds credited $116.595.01 Date nanny Desorption Arnount (1) Dividend and interestincome Taxable dividends Nov 28 Dvidend VBS SELECT PRIME INSTITUTIONAL FUND 119.73 Total taxable dividends $119.73 Total dividend and interest income 6119.73 Investment transactions ror more informatton anovt ve porevalue shown for restricted securities, see important information about your statement a the endor this document Protettb IICM F UOOS investment inthrdraven ler Accrued taste *kWh/ Description Quantity viLe (S) Price 0) transactions (S) .nvestrnents tocosm (S) interest (I) Nov 19 Bought UBS SELECT MIA INSTITUTIONAL FUND 116,595.010 -116,595.0; Nov 28 Reinvestment LIBS SELECT PRIME INSTITUTONAL FUND 119.730 -119.73 DV1DEND REINVESTED AT 100 NAV ON 11128114 Total -1116,714.74 CNP7C0080056753I 2-- 1114 MILY_GM_0002ftn 76 of 96 End of statement for account number CONFIDENTIAL EFTA_00133519 EFTA01275486 Important information about your statement 1185 FhancialSovias Inc Marini a U3S FairichISenaes). The Fames Cad law ail live:tittle sour Oatiplant hada on the boas rod records of the ;pliable Ghee or ervelopes —you may Odine houtehaleg bycling your is a member of al preapal security. MY:106V aid taws will cores any moor prosody toter ago,). Fertile Advt.°, edirges UBS F Natal *roes and MBankUSA ay alien subselfrin of IBS AG and Milian of CRS Seoskin Plea* make al diet psytto to the Furor the falafel • Conan reetorenworarts or it commit most (9 g . Friendly140PM NM* LIG **Wes twill swain it ?eatable uerCel record nukocn ndeated on de tors of this statement h addt Kri lamed parowshos aid peva* platments) that are na The Pleny anetre none ref kcts ',keratin, that au The rm's exwaye offices re a to legukT accoot fees. arount may be 'apt to watered under the WNW Act of 1933. and entered on the knit colne seams webs.. It is a mante,2 even charge:for foepayment for sauntr customizable •noriamo• chosen by you to au you wth puichain and chaps f or opal nuts n rah XCOlntS • Comm:dimscomas k 9. fortp *Pahang* ad Iftur otaccbtered n Vim no bga of foci on sour a:tours Accounts ma are Urdernd 10 Olhie nStAACnS :nay be preaus metal cunincit ncleclhg faxes commas and You can dove your Freelay >SCOW manes. throup Woe :Mod to a artier tee Senors a byeatacuns yeV &taxa Ackbor. on'A'oXY optic contacts lhostawnem flatworm?* only Oda record of SUcUBS UBS Sweep Optam The SF< protection and the pappleroota prowoton do not Aaron overview Fillanial .csxacait Other records. Pap olloal tdo Utt offers °plan for sweeping cash balances. basices to ?;/*I0tNse assets even A hey04*We tatty w are • Vette/sow 4counttaloa Na a Met and dooment. conuivng coact -fig data should not be robed bank depots at uBS Bat USA Ind Ur AG Surrford tam suienent The SEC protection and the sapbmws habilltOS upon rl you below Mao is an awn Oinntrel, plea. (Bark nosrang money Mirket mutua finds (Money prOttaCil do rot ;rata agann changes n the market • Asset :Woks sealkle cell Maces valuesla • rrenediaely h :rang to Weerach Mawr of the Furls) and the liklenrinnal DeposeAccoust 00Alfor yaw of par fragments (hevalhe as a resat of matt wo od enmity04 rid Gkbai Tme Depoat unrealized once swag your aroum customers win as inianabonal lesooce Mmagetnent Aconite %Keogh the Bat Sweep CtOtranS, ah batledeS evearrent. awn balanotcyor wisav'se) m ats to mroet aed arta , assets not held by the Frrn Does not nCbdeunpnced SaritelaSSetS a tie erd ol the Whoop al hires town are bonded to be ;Carte. are Swept so LOS Sat USA up b m waft-Wed few and Mote lnbmaona atilt 0 Leto reliant You may obtan mow and meat staterrem pooch. a PrWate iWanentS. daemint data Toad rot be used for tar puposes key then to ICS AG Stairked Brandt a a May hard Deposes • nformaiOn about WC. ndudng the SF( BrOcha• UnitSbad studs col ten am/ meais*b slat colons solely on yea.ot tar lam fie.. Form 1099. 5498. 10415. at WS Sat USA are 'DK enured n accordance with by conwrg Sec at 202-Th43300a by hang tie Mk • Ciableei rattles debt balriCES. outstandnamrgn tic) awl peepaing your ta< wean lief Sr isre:plod by risks forme Vacemaion pane nut www leto gtv enftwle er r.. w Sac ort? loan. cell Me Mal accoum bates Ian to repon to he RS al mob le OPP& reponale non Deposits a 195 AG award karch ad tams d Maley • Coffihronty blscco Toes of vilneesied avaiable cad ladble dviands ad time* meted tamed en SeClinteS folds wino nsured by the FOC. Diadeni Re Weesument Program OPP) held n your rCoure, nn proceeds on sale tranUcti:nl, and bSanCei. pky;1135 Bat USA deposit baron 1R5 AG me air reelected 6n Weep pot You may °bean the Startad Brach depose balances and moneernrkie maual cost batoncairn weed sweat Through the On rabbet to all balinces are Seers to actual ear from your hiumal Adios Only Whole Mats loci sweep WIT)Cti a the dose of the statement period depot aCCOuntS a 10$ AG Newrork Brabth rod US$/4 are gemmed WSW CA P. partial Mates coil be sole and the Norycorrincd Ey tee aedn batman h your aaounl are not Cernmemicetom wit the Hem Carman Dana These deposits atria need by the FIX cash wit be deposad n vote aCCOure lhOdirderd • please f ecultein any Oral CarrnMer ens nwmngto segregaed from othabalaxes rod tee Femme use ay of Salvias hot, If the WS AG Garin Beath are tows/oak retnesIner6 per:evil:pled by the issuer may dlfer from the these !Ards n the ordary owe of as hoists lhese further Drown your niptt Waling you* rights undo the ..posed To the bitty, rit of the C apart Nandi and male( via at whdi thepaha hares at sold ▪ payabse upon yorr &Imam, Thus total 6 incbdtd in he *antes Owen Protect= Act ISPA) tare b no quarwee a other ob Iota of 16$ AG to way curet pecOd cosh y yaw thePalms whet on the SRS Co mm's BraWs boas. Caelekoliw • rf /he !nodal insert/Jon on the top kft oe the from of this Only Stole unto may be hold in sou anoint I you re lending irtformatim laiimmt is not tAIS ChroalSwyces, UBS instal Deposes a LIES Bat USA and each URS AG Birch am not entitled to wrote vet as areal! oink/Wend payment or fa demad Mammon onSIM on'>Wan; p• Was and attestant you' accour as derby broker by atoecied by SIC Money fiend shies are weeded by SPC • therwise, die Firm wit ether tel partialities, make price didotoret mkt to voteClam RPM onto Ageennri or aragentril oath the of toted mutton We Intoned See "UBS Tinaltal Sevin Account Rotator Mow a accept an wool deuntred by a fegntered &ding AlThunt Agetentill aid the General Tien and COnditOM you of Mn m1'6011119 nhen you owned Mita:Cant in agency. and cede your account StSfalett a Cade Practices nth* n faireemenes this cat per finis ant sambas re looted X Its Open you Mated batros et tie Bak Sweep Programs or OA mate vatittain axi ties of a Mwey Fund maybe OMI OCOOSII0 xyywiiM e ••4••••••••••4". tr non. Frontal braes rid not thy rooducmg bitter. aid you lavermentabItahree must may a repot of ay woe or anakin to both WES hundred, and thepotted' returned to your you, The Men:Vent Wapitis anent profile are )p2C1C to eat to:trite% lanll VOW wets accorm rod rat *ay beset P.M acme 0.* I on YDS iltatiellent CienCeStfanteS and Other assets held n All aCCOunt StaWrencS Shall be deferiEd cem*ete and prompt, in hang of any UriCant dvnOP in your fnanoa Fisher ofMOO, tout tattle sweep *pions. Wang the 4Ccoull x the end of the swami, period You may err *carat d n t °Die:redTO ii Ante.? atm 60 days ShAan Cr neeStrrner Cbiectem For each accours held. for deiewy of Julypaid taints, at any time You may avers mown FAO) ad yekh. d wit** a you choose one of the to loving neestment 'Packs wow Ott ion your f natal Advisor a by racere secumia used a low coltreed eta Ming at • Please direct culture. complantsoe imams to the friers • Reduce Dowd Marne Ineenments wain; ow balance due on them Any wanton trandened b them Cf /Unfelt X 201-35216990r Plato eating gmwaon of ',come only duty the sooners toned as lined a •11694 WI* a 01 a 00AM tog CO PM ET Monday • *cher Qatablarecimon twectrinntsiefkinu growth the ell of the statment period though n ly, a In wring I Seem he. U.S Pasneiel Stokes woo* potation pet procpal rah. than In? ginelatOo of nCCen? • Cott bast ei detethng the cot basis of to stoat Clem Retains Depatrromt. Unon City NI The Finn kat...Whet of the Sear Des Paste ;toted:on Coporacn DK/ synch protects aortas rows of es • prockceCondieunan or elcone and Ceara *Macron needed n thus statement Wert ndi:Ited web he 07(67 Inarstrnallt teeny both no generaion of noose ad martin sp lo 1500000 (nobarg 1250.0a) for darns for note. - 1.' UBS Faunas' Servcesha noted on thh) The SSC awl (macho times apish lo all wins growth d pr ncpal intonation Planed from sources other than IDS • h case of errors a canons about an elect/ma lands fir anon %VCRS. ()COSI 11100113(10t1 Iran a ea fir transit.* 07T) DI v4a. dab card *WWI/ hOld n a patine" camay the Fort tugalys wth cerum Aldates. ha also pedlar-it Owolltlek prelim or that you may hove provided to your rancid whoa Nomadism/ I o LOS Feircal • COnawrehe Seeks 10 manta) heia priapat wen low The Finn does not nalandenit may Or gurarnre the sippiononta proodon to rhaanuin anoint payable to Sanas hc. Wee-hoar. NI risk rid VOLT64M The root overt eon if ha means anrry a validity of soy itirmaon provided by sources 47086. Ann MAL SA Sava,: all NOW dont. cob/chat/under dif; protechn 550) mdlon as of December It 2013 the =oat does not generate tricot thCott*Of °Wotan USSF laicalStoat returns ald mat nce keep pee wen inl IOC° Gal am/Yeas soon as pa cart dyouhnksour • AlbSeJa sMIlhg 1,0 MEW some red to aerial aid addtion Waugh UPS Ft-vadat Sankt gonoraly Sawa to he poky arditiorn and 'mutat oh at the stawnem or wept 6 elOnia a If SU need more updates this donnawa as c 0 ft:C004. he FM does rot nfinnation sou atrayfor on the fl orin or recept Fon funhEr protected foe up to SI 9 milkn n the logram sorry ala fity by seek higher reruns ane)a** al pa a:coolshat n a paha, capack • Arg9IPSPW. Meng to area hgh Ink ttl ;ennui .34 hgh proilde any arowas Mat the nf ameba older Cost The rim ce Card♦Murw 2COlOble) Mg her *OM yOu bale rod taireairod gaiverw is ranee a of the Oa* A full oopy of thepoky oaring 6 nit* upon reWo2 votaikpo wan."' rams onto tiro nO Ina than 60 GPIS alter the fnmisot you the fist of this arisnall AS rut please do not rayon this sueernern on Meth the era or probiern aphred informalOn to make purchase a Me Oozes falai The SIC prOffetal rd the supplemental proorocn both do Statement lwesehokliap" - Foote yaw nzne and exam number a alp purposes or 01101./6t ACCC•alb U2104001 to the fen - Describe the error or the a wider you ay unto atom not SPA' to We may consadate al faxed afoot Statement Mgt the • Onaranaxial toms controlled by (and twined h)a°, :Sae addre•ss in the Sane metope ACoans may be related mayreflect gram nformako any for the perfid of wet:titan as dimly pu On *Ay IOU believe 4 tu n tine they ay held a the Fan Morehimorof Woornakin error a cony you mod man nlanutfon raw ob.) but held way froml(SFinaoa Semen for this pnose beam by haw wanes oho *A matran cm be added by you Faunal' AdAsix - Provide We dollar amount of the stnpeaed wee Ceg. anal (both a UBSTealt fa cash ma% AG on, account fflalOnShOS *Rh over dents at the sore Stamford brandy. OD mutate mans. nolamg iamb* address Th3 pada is Mom as taisseholdng • it you arralet ad 00 than of mutual Ira aide soh pale to realer indkidual flittrrent, nukd in atria • Unlimited sandbags Ohm d ita a /carte chafes re registered deadly n he flatted* aMart etrow areal VC ord iota re caurated for SDNY_GM_00022900 CONFIDENTIAL EFIA_00133520 EFTA01275487 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal - lad parry eilanared vibe; may be reflected as 'Not runt. of ~Is at the erotic-dealer holdingmutual daunt as regislead servoe mats of LISS Freandal Serval lots maya ma, not aka ccmnksafts, drages ads p1Ø' n metal Maas ten an 'otlepenant lads el Tat had Isnik tic stamyreorgencatia tens De/and al odes valuation Ism PAS not Applied c< d unaVe to assign a - in Øl ion to commard Waked rt cornedion wen remnant lots and notornalk plat ae kit are oath value Mena beans axe amanitas/ tart ha the sabot' distrbuttin of antay combats rd Inis Pm Square is a repaired sacra mark of Visa ombned toaster ourattrased lhe • trade dz.' warredthat Illy ti la ereausly reposed vale Ø imestaire tea units to cur deans we aroma larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd calm piesents the «Naar balsam bakdare dotal& a ~date acid be highly meditate altdiale hate rasa Siang COrMenallarl from debit eat ire issued by U13$ Bare USA Mee bonenton from duo to To rums> of the many mania be roans> cabanas mammy tie Yea U S A Tarparad • CANN searisies Bonds and parted sod that the - Mhen neither an Eva gmal paw a sponsor asenty arrow's Orbits ol The nntanof corroalffs tsulrcalb for ealy wileriphon nil beselected emalialir ectinats1 vale not a ih rdpany es inlad aues is aØ506 a Teat ~en trusts we Waist FulanCial StrviOeSinC Rev 201407 by lot tom "mg al sauna of that issa held in oul braided. the vareol Te awry al Dada's's* tan - Ott enlists also re:el/eluding commescosalif otte name a re dame n atte ler Our dents Calfears no Naha pia ~Won funs melwc nab, aid nurnoos Maul tre is Manedfrom tea pates aid as xara-f - 'Carbutions to die' no/ inch* non of cal ORTAlin Riau? pronxts %only:bolo rs not guranted OT« call I eatas may eat meal swam a both - We recta al anus tee earn LCS 8a* USA ad USS acid aria Mkt ~ate mama en ind bey/aided • 00342J ISY sies' raearntsTe diRAIOII(Ung pole AU Stanford Birch el up to RS pet aount upcn alfel raw mix a-.5 may not rdlea yder cos bark sweeprig to tie banks ad« the tines* Sweep Programs • ~as of deposit KIN) CDs die MC mad ups, • Itissolaed Marestis Reacted saunas ;mealy as $293,0:0 n alistial ad aqua tarot us Monitor not amoteyagble fa park sal IRS Maid Seats ~Nei and p. cluarlay nslitslicso h atardarea with SDK uses the maw precool tie esinesuittod s1Ø of the 'ant Morns:an repardng corraisMam aid eths et a alas Muir a as Mauled sake for the rearesed sea Pr annechon eel the ereodion safes escbions purposes of This swercerdosy To the total tul opben lramactans has been ncLifled oftilinmetons • niaivalue Pnces &bibs/ fa whines ad other reacted sodales are algae lot sale Me afar teemed premix* I...tidied to you. aid Ail he stoiiided to you produces mar be high', a byte thal t e ase TM you may be anuntialy less Than the inpart vila ~WI tummy on awed mute asually ream in the make Pr es are °Maned from mews Sid payscam eta. webeletytlote • In. Nainitted) Meant. conmatyitilds and rapt An Short selling rabble but we do not gamma ea away estirum of alma nano is based on anent deten If you re engaged in tort sehg a 'cavity ycu may mora - We gorieraly um To doingma whim *rabble cr lM aid Man ram awing at isarities MI be bid for chase Cie to renal barowing am Seta paloila mean or Pe b4 aid ask aces fa laced %area and one year from maternal date a ease mituney This 's ofty *pesos or on le ft peas or OTC stoats estimate is my a gudidne accuracy aid antmed - Las avast trad sauna maybe gad tung a Mae se not garaseed Open sedan 'mbar. motel a Tams Wen nit* we ootaiied - EstMated anus mom aid daunt all la airlan Regaling (*Mt( '9000tilaSOMIOS• orders that are not aid may nol reeled an ada maaa pasror tan Ciao, session muld akae amen of schegia or erected by the Staerneni date Open buy ad fell stop - C Oman poslions may £pea /Mart a put and mil caul ganS n Midi Ca the Mt .care (MO dotal ceders at eased by the amain' of Medea, ar rgens ea show z 'price was not addable' if we re wale to saki) would be mania • eediaindsor tenches dale unless ran/Oa Maria Obtain a age for a stony - Serrated anus tarne aid euteni Mal aid the by you YOu s e resarrablelor orders thal at ~Wed Cue - Deposes a Names damns& n agtedes oat aqua Moire and yield night be loweror hgher than CO pm Nitre so canal exiling open orders ihmUS Cahn as reelected a the odhlnao'Se ds of the alma moans the Panne data - An es indoor rinnalged mama <diadem/ andor Tax withirlditg en fatirbeitions born UK financial - For cam sorties adog non-wit:4min forest) dialed by the camera mac vabarerae Services IRAs deramnattni. ace and quaky (Nee vale) may Lae bald-teamed Co tre last Mafia or clam Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ bom Nosed» looleraler trope.' volszun parent made by the ma and manes the income tai from yur usable IRA diasbul Urn, tul you my To obtain dam estrizals arm wattle mesas yo.t sera ardour's war to Nelda one yes ban the clear not Iona., ramout ♦helsehor. osteal, you nay Foams,' edema statement dale or ata ~say Aosala elect to haw lac ~Mc I a arne or n a Ised anoint as calmed aid ae not guaarReed you Mega Yea Soon al Nolan n ellectuntAresolred • Mena Ininestmfms and settrautiml protivaa lima by you You myna. Rail *Malkin a a-g Ono by morag amass auras Cnalang Orel pa irpaion • Aetna< held Isif UK financial Service Corun a now oaten If you do ml ha crotch nametar prawn aid real estate rasa it DWI SECUTRAISYKI Mae all not hell byte Um ad not widin Ae Fornys atrial ban 'Our dartulinit sou maybe Nicola* Ica Slruclued praluaS faraway hghly laud (etav cassaba, or antra rhea assets re dopladd an yam the cayman of maenad tat You may nar pea Ma d To matted prams Ma me Dom reggaet wt. the Vantlited for inloierwronal pupasoaf Roams ad marts wawa] and r' estirard la« parents aerot Waifs and enicrldt Cannissisn a underand Stare also bearded re acisad byte Moog fan UCS MuS m ydel lac oblignim Seaga" ad We photo eamaed tam la Sainte ~ea boas t not Trouble Sod this dloanaiin natmera sambas arid strata profits, ear al does net gannet as ataxy these ads tenet Privacy atomal malputioan only Aciaracyd rot guff an~ prowled by Salg or tre arms suppliant', SaC To Ø4n a copy of us Gnat Caws Pura Nsioy please - lhlRArvaUt5 nytin« stbsurnally from pas n try away contact you Ental maser or rifa ow ?Anne at a there agora mestmen secure), a structured rm.., fas onnen4rf eof mac nuybe tour a sad aid do not normally • Revenue Temg and addkbnalcompeasation. represent the ma you may raser upon 'galloon ullnittont en saki aid 12bt fees 1.13S fin axial avian is not a bark The RIVA. &mum - bad pay esimaes of via an as 01 a ran das r ream with the data:ohm of instal Stiuge ACCOS4 BSA ad MN as bra age aortas aid a ~lied lo LISS friawd boars °flared/Ur • !Jab.* aida Our aiiae Nara Ma secede axes to bang ~5 aid prodias bald by an napendent vallian ban e ur_ian3 ratans from wubuters and« tØ anagrams with alad bats and °tad TM ,suer, Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general ah son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 partybalks and partes mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" pains ex ardor and may be °babied based en the mount el satsby LOS 01 a parrødt nasal had convenes teem", nviatce agency astisefa es or utS defiant itormation from Tat used by tend pates to fairy to oar:ans rod Id the aim vareol a Fnandid Seences et dare Thor estinad yam primly mesa' lund lank% twos Nila IN Inn - au ca ablate addada itarnaun regang the - We and ocr allare as recta remand aid InAs~t. mace. and annuls brodas rrehadolcgy used to determine the amnia of vase ormtosproasung lets n corsaimon for tails NM HNC basted • No bat* 9AM~ May loft vain rid the dace of the Monnamn thi ls the base far Tr agent SOROS that we proalt to the arum funds Marta by aniashg your Woad Shaer 'Wawa; ~gab ao pad Iran Manor Zinn in the NM ?ascot. Ma,agorwm aomuit Business bans re vyl lad sid se a tad dolly amtsl basal on Me Acaum SSA ifMA and ncemabonal bears ~arum SDNY_GM_00022901 CONFIDENTIAL EFTA_00133521 EFTA01275488 emices mc UBS Resource Management Account we Yo . NY 10171.0002 December 2014 NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: CasInavings Account number: Your Financial Advisor: SCOTT STACKLAANLYLE CASRIEL Phone Questions about your statement? Call your Finarchse, Adviso, or the Value of your account RMA Resourceline at On November 28 (1) on December 31($) account Your assets 6,170,693.66 4,208,869.81 VI-t our webate: Your liabilities 0.00 0.00 enew.ubstomffinancialservices Value of your account $5.170,693.66 S4208,869.131 Souran of your account growth Tracking the value of your account duriag 2014 Value of your account S Thousands at year end 2013 1000 Net deposits and 6,170.7 ,Mthdratials K20794511 illpumummommr Your riveStrnent return. 4,208.9 Dhidendard interest income 51,024.70 Change in market value 5000 Value of your wean on Dec 31. 2014 $42011.969.11 MN 2014 Der 2014 SDNY GM 00022902 FA•mb•r SIPC CNP7001600110724163 1214 Page 77 of 104 CONFIDENTIAL EFTA_00133522 EFTA01275489 SUBS Resource Management Account December 2014 Account name: GHISLAINE MAXWELL Friendly account nome:CashiSayin Account number. You rignancial Advisor: SCOTT STACKMAI/LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 31 (1) vote account A Cash and money balances 0.00 0.00% Your current asset allocation 8 Cash alternatives 4,208,869.81 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets 54,208,869.81 100.00% Value of your account $4,208,869.81 Eye on the markets Percentage change index December 201.1 Year to date SW 500 -0.25% 13.69% Russell 3000 -0.00% 12.56% MSC I - Europe, Australia & Far East -3.44% -448% Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97% Interest rates on December 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.17% CbP70310308072484 1214 MIty_ontoodasegis of 104 CONFIDENTIAL EFTA_00133523 EFTA01275490 Resource Management Account Account name: GHISLAINE MAXWELL Your 14 standee Advisor: UBS December 2014 Friendly account name:CaSki Sayings Account number. SCOTT STACK MAMLYLE CASNEL Change in the value of your account Cash activity summary December 2014 ($) Year to date (I) See account activity Ma month lot delaIt Mantes In your Sweep Options are indudedin the openng and closing Manus value. FDIC Insurance [poles only to deposits a uss Bank USA, not to &wits at LOS AG, St/travel Branch Of bank deposits piaceditinauch the UBS intemaiora Deposit Account grogram. SIPC Opening account value 36,170,693.66 30.00 protection applies to morn/ market sweep find holdings but not bank deposits Soormpatant Warmation about your statement on the last MO Pars d this document for derAls Deposits, including investments transferred in 0.00 7,293,184.43 December 2011 (1) Year to date (S) Withdrawals and fees, Opening balances 30.00 $0.00 including investments transferred cut -1,961,979.43 -3,085,339.32 Additions Deposits and other funds credited 0.00 7,293,184.43 Dividend and interest income 155.58 1,024.70 Dividend and interest income 155.58 1,024.70 Closing account value $4,208,869.81 54,208,869.81 Proceeds from investment transactions 1,961,980 00 3,095,020 06 Total additions $1,962,135.58 $10,389,229.19 Dividend and interest income earned Subtractions For purposes of INS statement, tatablIty of interest and Otdend income has been determiner:11KM a US Other funds debited -1,961,979.43 -3,085,339.32 tin lePOrtlog CersPeclive. Baud upon the residence of the account holder, account type. or product type, sane interest ardor dvidend payments may not bo subject to united States (US) ardor Puerto Rico (PR) Funds withdrawn for investments income tares. The dent month*/ statement is not intended to be used and cannot be robed upon for tar purposes. Clients should refer to the accicatie Ur( tenoning forms they recede from IRS annudly, such as bought -15615 -7,303,889.87 the forms 1099 and the Forms 483, foe lax reporting information. n is the practice of UBS to file the appkatle tar reporting forms with the US interna Revenue Senice and PR sessile, Department and in Total subtractions -$1,962,135.58 -$10,389,229.19 such loans accurately dasIfy dui:Jena arclicr interest as la, exempt or tenable income Please consult yew inciedual tas preparer. Closing balances $0.00 $0.00 December 2014 (S) Year to date (S) Taxable dividends 155.58 1,023 00 Your investment objectives: Taxable interest 0.00 1.70 You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Total current year $155.58 $1,024.70 financial Advisor or Branch Manager. You can find a full description of the alternative Total dividend & interest $155.58 $1,024.70 investment objectives in important information about your statement at the end of this document Your natant objective: Cussent income &capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None selected SDNY GM 00022904 CIIIP7C01COCEI072485 1214 Page 79 of 104 CONFIDENTIAL EFTA_00133524 EFTA01275491 Account name: UBS Resource Management Account December 2014 Friendly account name: Account number: Your A sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CNP70010008072496 1214 icencoodSfago of 104 CONFIDENTIAL EFTA_00133525 EFTA01275492 Account name: GHISLA1NE MAXWELL Resource Management Account Your Pi sandal Advisor: *UBS December 2014 Friendly account nanle:tiSIrSasnn s Account number. SCOTT STACK MANf LYLE CASRAL Your assets Some Dotes, inccene and current vdues Sheen.' May to WprOxinlale. ASS lead. gains dnolosses May not be econalely refkaed. Set Aporunt informabon abour your statement a the end of ttes Oxuenen1 for more inforrnmort Cash alternatives Money market funds Morey market funds are nothet insured Mr guaranteed by the seder* Deposit insurence Corporation or any other gORrentent agency. Although money M3021 SOWS seek to Deserve tM value 01 your investment at $1.1)3 per share. it is passitee to lose money by investing in these funds. Tots reinvested is the told d d reinvested dvelench 11 does not include any cash cAdends. I Is not a la Unrested(taxIgim or loss Is the (Strewn(' between the current whir and me cost basis ant would lot for the purposes of determining toldrg periods or cost basis. The shares you receive each hire you geneIdly be your taxed e gan or loss ut the security was sold an this date. The unrealized dal gan or loss may reinvest d %Mends bream a separate tax lot. need to be ae4inted for at an of (aorta payments in order to determine the redred gain or loss for tax reposing outposts Cost tons s the told purchase cost of the Security, Inducing teinvesteddudends Tee cost basis may need to be alusted for return d capital payments in order to detemine the ailtruedcost ham for to Investment return is the current value minus IM amount you invested. Ickes not include shares that are not recortirg imposes reflected on )our statement, includng shares that have been %seized as either a gain balms. R also cly-s not induCe cash Ondends that were not reinvested Purchase price' Nurribei Average farce Client Cost erste per share value on uniedized Myestment mdcIng Hddng d sheets per Silage (i) Irrrcstment(S) bases (S) on De< 31 (1) Dec 31 (5) on or loss CD mum 141 period UBS SELECT PRIME INSTITUTIONAL FUND 4208,869 810 1.080 4208,869.81 4208,869.81 1.030 4208,869.81 EAI: 41.263 Cureot yield:0.03% Your total asset Percentage Cost ESSimated Unrealized value on Dec 31 (1) your account Oasis (I) annual inccene (1) gan Or Inns (S) Cash alternatives Money market funds 4208,869.81 100.00% 4,208,869.81 1,263.00 Total $4,208,869.81 100.00% $4,208,869.81 $1,263.00 Account activity this month Ode At-truly Description Amount (S) Dividend aad interest income Taxable dividends Dec 10 St Cap Gain U65 SELECT PRIME INSTITUTIONAL FUND 18.6d continued next page SDNY GM 00022906 OW70310003072487 = 1214 Pop 81 of 104 CONFIDENTIAL EFTA_00133526 EFTA01275493 Account name: GHISLAINE MAXWELL Resource Management Account *UBS December 2014 Friendly account noma:CasNSavin Account number: Your Amends' Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (COMB-wed) Oae Acnety Oesenption Amount IS) Dividend and interestincome (continued) Taxable dividends (continued) Dec 31 Dvidend LIES SELECT PRIME INSTITUTIONAL FUND 136.94 Total taxable dividends $155.58 Total dividend and interest income $155.58 Oat Acnely 0eftnptOn Arnacca 31 Other funds debited Dec 5 TransFer -50,000.00 Dec 10 Transfer JOURNAL TO GHISLAINE MAXWELL -10,000.00 Dec 15 Transfer JOURNAL TO POT & KETTLE, LLC -1,700,000.00 Dec 16 Transfer JOURNAL TO GHISLAINE MAXWELL -100.000.00 Dec 18 Transfer JOURNAL TO POT & KETTLE, LLC -101,979.43 Total other funds debited -$1.961,979A3 Investment transactions For rote inforrnaion ato4t the pncei value shown for restdcted Securities, see frepacTael Wiarreakin &boa your gatemen: at the end of this danment Proceeds Fran Funds investment withdrawn la Accrued Die Actiwty Desciption Quantity Wave, (t) ante (11 transactions (3) investments bought (I) 'mere," (3) Cec 5 Sold V85 SELECT PRIME IN5TITUTIONAL FUND -53,003.000 50,000.00 Dec 10 Reinvestment LeS SELECT PRIME INSTITUTIONAL FUND SHORT 18.640 -1864 TERM CAPITAL GAIN AT 100 NAV ON 12710'14 Dec 10 Sold WS SELECT PRIME INSTITUTIONAL FUND .10003.000 10,000.00 Dec 15 Sold U8S SELECT PANE INSTITUTIONAL FUND •1,700.000.000 1700,000.00 Dec 16 Sold UESS SELECT PRIME INSTITUTIONAL FUND -100,000.000 100,000.00 Dec 18 Sold U8S SELECT PRIME INSTITUTIONAL FUND -101,980.000 101,98000 Dec 19 Bought U8S SELECT PRIME INSTITUTIONAL FUND 0.570 -0.57 Dec 31 Rein sastment U8S SELECT PRIME INSTITUTIONAL FUND 136.940 -136.94 DIVIDEND REINVESTED AT 1 00 NAV ON 12/31/14 Total fussisso.00 -$156.15 CNP7C0100030724i38 1214 com_poolasspi2 of 104 CONFIDENTIAL EFTA_00133527 EFTA01275494 Resource Management Account Account name: GHI5LAINE MAXVY0.1. Your 111nandal Advisor: SUBS Friendly account name: ciPI Sam s Account number. SCOTT STACKMANKYLE CASRIEL Summary of approved payees and recurring payments Based at par instnxtions. the following payees and recurring payments are considered 'approved The payees and recurring payments feted below do not include 8d1Payments. Electronic Funds Transfers and payees•. As a result (thou way authonle addRiOnaluenskes torfresepayees verb* end (2)you are nO cestern other transfers between accounts at WS IfSo have additiOnal payeesand/or recurring instruCtions longer receiving indkklual confirmations for payments 60 Mese payees on (1k youMI recent separate confirmative from your finiercal Advisor. It.update or cancel any of these ViStruakont please °Dorset your financial AdvviSOr. Dobwwnent last used twee description Amount IS) alerted TyperEveni Frequency Stan date End dale dale E. Pagan Wealth Management New York varied Federal Funds Payee on file Upon request ria rite lul 29, 14 Ghislaine Maxwell New Yak NY 10055-7007 JPMORGAN CHASE BANK, NA varied Federal Funds Payee on file Upon request nla nI a tun 10, 14 Ghislaine Noelle Maxwell OTIBANK, varied Federal Funds Payee on file Upon request !Ye rtra Aug 29, Id vaned Transfer Payee on file Upon request rya na Dec 16,14 varied Transfer Payee on file Upon request c/ a nia Dec 05, 14 SDNY GM 00022908 CNP70310003072489 1214 Pogo 83 of 104 CONFIDENTIAL EFTA _00133528 EFTA01275495 *UBS Your notes Minv_Gm_oned.s. a . CONFIDENTIAL EFT,00133529 EFTA01275496 Important information about your statement URS HumidWebs Inc We rim «WS Finexial The Fiwn or Cad Muir MD brogan you Canter aid hate on thebooks at records of the aplabb cam or inalopos —you mat decant harts along by ding yam is a mentor of al girhipal scanty. «arm/ally aid tows will correct arc eeor prosptly urine agar). tnaioi Advisor e4argesuBSFnasNlSev'sanaUtSBat.USAbr Hires sublease:nog WS AG and affirm al WS Stones Plan mite al drots potato b tho Armor to Waif • (ertan awarnini contra" or rue:~ entent, (99. Friendly «aunt name tic latent's Rascal tta~tit ~table won remes1 Mtfulun ndiated en Ft kont ol the staiment h aka Kra lowed ~mhos and gene garments) that are rice 11* Ninny ear none refacts Marrean that you lhe fern's ereane anusre a to cigar nowt Res. recta may be 'bad to tegisured Vida the Sautes Act of 1933. and entered al theHr`i aline graces webs.. It isa mantenance loon charges Ice utepagrent (or mane: custoinizible 'ngkrume' chosen by you to ac you ea punting; aid enmagin or trpad trouts h can aXantS • Corner:41bn COntrXII 40 9 . foray wawa* aid yes nanikemeg It ha no legal effect on >w nowt Accouni$ that ntralderred to other nag:gins:nay be precious nets animas). &Win Wires commas aid Yea Cal mange pis Render adr ilt nabs. through Wine ~N C Aiwa to a mar lee. COnTrOC4Y OPItal contacts Sauces or by0X6dCbn) &laical Ackba lhnutmegs represents. (My °Scat record of pur UBS UBS Sweep Ottbm The SF< bronchia aid tho ettlem otal do not Mown ovaviow Fillan031Sentr.eS account Other reaWdS, eXCepl011031tbc UBS offers °paces for sweeprg cat bagmen besattes to »par to these assets ems if they ottnisse tipper coarn • Vat of seat nounapialcao Nec ol aged and dooment. conueeng conleng data should not be redrea bat &pouts at WS!~ WA and WS AG Surford gait steamer% The SIX probates and the 9.0pbfrlait liablaeS upon it you beam? taro 6 terra or mesa giro (Bark Swap Raging none/met mutual fault Wong proteacn do rot porta ,garn changes in the make • Ayes Incbdes malitik Cat banes vakstor • oon it ~dingy n Wring» teBretch ~gm of tie Fuels) and the harnatimal DiestAccowt a:tarot vat» d yov gammas~Ow as a fawn/mane row cod enmity Re and Glibairme ~It ummlized once setung >our exoum antOnierS win Si memationad Resume Maugenent Accoul through these Sweep Romans. cat bagman amarant. mug ~Saar s'ilsasski) marks to market ad 22222I asets ner held byte km Does not ncladeunend sicatelassec at tie enl of the Atiugh al harm tint are imaded so be ann.?. are swept to tea Bat BSA up a> ati estabkhed Imo and More Wormaons rall le win request Ya, 'nay obun per andweak unman permit a tuart frastmente namnest dra tOuld rot be used for tat tuposes key ten to tes AG Stagrard Brand, a a helasey Ford Deposes rive nforrorim taut SK. ficludng the WC Brochure unrested duds col tar aid ~Kit.* b dick oplom 'okay on yea.end tar Iamb Fie.. keel 1099. 498. POS. at tss Bat USA are FOX muted n aCCOtdanCe with Ke... by comxtrg WC at 202-M4300« byswing tie SP( • CedeekteS Wades debt Dances. outstandingmagi etc) whin peeping pur tar return teens is mend by rules Pot oat Hammon plea* nut mew Nit got urban a!~ OM OM khans. credit tilt short accoum bates lan to repon tote RS al tart leOgden& repent/le non- Deposits a WS AG 9aTdord Brant rid dares ch Miney • camimusry ernes Toes of Inirvened >amblean Webb dvadatis usage «trap eared on maims nids renal nuled by the FDC Dividend Pa twasment Program OFIP) held n par acCourg, not proceeds on sale osmium, and brania par, LBS Bat USA <Smog be!~ UBS AG the pa; renleCed 6n anedje pace You may °Dian the Meant Branch depose balances and mane,make< mutual cost bakson«nab weed marries through the DA. salable to can Afton a-e swept to actual ace han your rinner Mona (My "boa toes diteve accounts a tes AG Netrods Bra-41nd IIBSAG bpd sweep telexes a theclosea the statement pen:4 are getzed wont DIP. partial Shen ail te SOU and the Non.conniodity bee aerie balances h gear nixing arena Camesunicollona wit the Finis Carman Brant Thew (apostatefa nand by the FDK cash svd be diciadal et yogf acours lhedvilead seg ed from arm balsams nits Ramey use art od • muse maxims any oral OarnunCatons n wrong to Baines heed a the tiBS AG C amun Bra-ch se temogaily renwestrem pros waged by the issue may deg from the 4,p0led 10 CM isagn Ma of theCanal bands, and Minaga ds n the ordiwy course ot asbanns Rase runt further good your ninf, nCbdin you ngldS under the emit price at whd> the petal tees an told are pewter. upon pa demand On Maid incbded in the kainteS ameba Protecnon Act (SPA) tere i res quarnee a other talgnatt d USSA6 to reply theData. wale on the L85 Cygnets Brach's boas. wren* penal dosäg value Casleigiett • PI the frundal instetton on the top Mt cd the trim of tho Only woks tint hesa) be held in your nowt I >ou ere bonding information labernen1 is not UM Rugger Sawn UBS Femme; Deposes a UBS Bali USA ad each WS AG Breech Terim mind to 'penal ant 33 artark of a &Mend ~en/ or Rs deism] olomaton on ter me> lending palms and Sentes CMS Mu' acacia a (learnt barker by pawed by aPC MoneyFund tees are waved by WC ~Ma te Firm wit ether tel partialities,matte price natant, Sato youClem Riga gap Ageeman or ~parent rat the Mated nnuton We lammed See 'WS Wascul Savors Account Rateably baba a accept an now diteallred by a registered clean ACCOLnt Agentent and the General tim5 ad Conartom you on thorebbonthp "hen you opened NI note in agency. abaci« yov acoxint UPS Serenest of Credo Rectos gabble n Agieemw.tt this cage 1w keds and staren ere bated a les Upon you rease2 balettes n tie Bat Swap Programs or and Ca-castle 'rob , •onvans«,,,,aa norm\ Fina of Sinxes aid not the a:reducing ban( dad you DA may be wages" ad stwes of a Money Fund maybe lovaiment abgaini Mint ~moat of sty MIX or arnalan to bah fln iguana aid the proceed: returned to you a you' The meswern obscures mane prat ile are specific to eau mantes non Yourmats accani alit may vary between /gem shim the lei You staterimi itemizes stories and other ZSetS held n All appart satinens shall be defined COMplae and prompt hr n tang of any patent deze in your Manor talte nfainamt about teals. asap optera. ndudng the rioum at te col el te statement period You may Mt acne*e d nr objectedto et ant watts 60 days 'turbo ~gram awns for nowt held. for missy ra July pad raantin at any trne You may went ammo ram ad >Seth n emit** x you choose one 01 the fo Swag fragment «mates new Wlt ken wee /nasal Advisor a by remise seattim used as ban salami aker parting sny • Please mat cussing enplanesa irminn to the hers • ktodico Comm Income Iniesenents wain; awe banfe Ole On teen any mattes traderad a> the Fm CF rt ,nit X 201-3S21699 or mine caring genital het d imam only dvng the summit period ate hood a Runes rab• as ol at 00AM to 600 PM ET ~day • name CarscaraPpliemon brepnents seeking gromh the mil of the subgenera gaol twirls n sy. or n swing I SneWel InC. WI anemiaSaigon damn ptomain The Finn rimiest« of the Saunas grew Protection el pampa Whir thanthe general:in of name • Cog basic 24 dettanking the act basis of the searibes Clint Raton, Cipatnert Unon City NI • Reduce Contektgan of income and I Can& APPeonon moded n the stemma Were tali:Sea var rte 07087 (*Lorna (SPC). %%hill protectsRonan nowt of marbles so to 1500.000 gcbdirg $250.000 for dams for ~tall loot ng bah no gammon of •100219 ad natter t€S reseda Sorecesha rebid on <xis) The WC aael omen«, knit apish to al acaunts gown id PrnePal nasalion obtained fran sources eta tai tes • 11 cat of ernes a cram on, about an ekcoonc kinds Fintcal %aces. naudng narrators lam nens Ins wand« 0711 DI extol darn card daaa0Uhadn aortal:~y The Firm loggias wth anon allmale,. ha also putts", Omanrisk paellas or ta you may Are pro/eh:Kilo your lirmecul Adieu TralSachoel/ 0 Le3SEnalCal • Camerae* Seas to mantain heir Knipe( wits low The ben does not idepeideniywity or gunmen) Sames lic. treetawkak N) Apia:mar ni broaden The murmur anoint payable to all NOW china colgteelf under tis pratdon o SSW risk rid rota lay to the roan °art eral diha mews nay a valbag of any gormxon Frosted by sources 07686. 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Snarl As at" please do not Risen This tomtin on wish the era or problem~red informal0 to sate purchase a sae deitawt fa ter - Roan >ors hem std amount ~KW (il alp The SAC prOlKlixt and to supplemental ream both do Stateinenrhouseholdior not SPA* We may o>nsoldate al rand nowt Pawns% wit the moots a 011entot Acaronb &Maned to thefern - Deg:rite the error or the venter you se wove ago may reflect Oahu niormairs any for the rand of aide:a» asdearly afar can why you Women at • CenantracW tows controlled bgangS Mixed ng ur amanitas n the sane (metope gamut may be rated roan value) but hold gray fromWSlinter Warm fir this copra Mama they ha* twee who in maintain time they at held a the FiTII More historical nifernat21 error a any you mod mite oh:ern:bet it be added by you Finanaal AdnaOr - Fickle te dollar ammo of rho stipend ma (ea. caws facet aUBSBaA Wpm?' ales AG tent sawn relaionshps wit otee dents at the same Stamford breed>. nsuraxe gixbas narong weak. aggress Ms peace o kom as 'hogyaholang 'Oyes, armadas. and la) shins of mutual knit awe vat, gels to make indedual suterrent>makd in seprge • Unneraedgainslbses >tin data o /ratable shares re rig~ Meaty n the arm of the moan 'armed urrealeed <pea IOSSM re calculated fa SDNY_GM_00022910 CONFIDENTIAL EFTA_00133530 EFTA01275497 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera - and parryestimated vales may be reflected as 'Not ~be of nou,ls at tee ironer-dear holding inutoa Account ate matted teav mats ot 1165 Madal Services Ø maya may not elk« comotans disges ace pincer n metalstoats ten an 'axlepantni lads of to Arid lane seamy reorsaindatim emu Delbil and ode« valuation lam Anoint Applied a d matte to assign a - m skit ion tomminens etcehed m arntaion wen renwomem lots and »Moak.* pfd ae lots are eat salt» when no beam wa» thai arnworol tort ha the sat or «debate:en of aviary coreaco ad wit VG S•watuiv is a regiehrod smite mark of visa Otanbned to Taiddy one autra;od b1 lhe • Wade doe' *coned tha may ell a pownosly tenoned iota if° Itnni units toal dieml. wit and co our mornat inal 1.85 Wa Stgnabare OW Cards did UEd Vdd murm pesents the copnal train«asn baladate CaleSIOn. a when a sal» raitAd be highly ipeehlatare at races* ream* tang thatitenaten Iron detail cat ae owed by UPS Bare USA yeah whiten from duo to the rut" of the sway Taira( The manna,°Town Ind/wrung to YeaUSA haarparatal • CANN warltiat Bonds and pWritied SiOdi that the - Then nitther an Clues rent parte« a parnor a-ruity =awls addax oil The hatanorcewres Maw calt to easy weaponnil besolaced rota-Oath named «knot atudpalyeslMaud volut is «sponsors a taunt envesment trUSIS we *White UltS Financial SernOes Inc boy 201407 by lot tom among al seaman of that 6% hod n out prow led. the taut of to warty war beddleent tom - Ott allilyeS also receMe Waling commbwisaMomet name a n Newts nre ler our dents ( alloan Ps pitchout pia rp.nsaon from annual ilids nd *minx, *Soma«, is °tsarinafrom Mad panes and as xora-f - 'DiSibutiows to dae' may inch* rgivn of cal. 0:0"“ 1in wØ procixts we di,.huh? rs no, gstaaweed OT« call I eattres may eta whet mane a both - We renewal anus tee from LBSBalle USA are WS coed ilep mkt ~eta 'Norma ken Yid te provided - • Cwria uld sue' rgresmathe nealonnrg pace AG Stanford Brude of up to RS pet axount uiwn rowel perm a-.5 may not reflod yaw cos bark we to to hanks wale the tangs* Sweep Pageant • Cortireataa °fagot -MD.) CDs are PK routed ups, • hedand maid« Reenaed 'aromas ;manly in $293.090 in pampa aid sated nttrest pre dspasttor not armor engine for patio sale URS inane« *was ASA, and per dot:outcry mindien. n =Wawa with SDK ow' the mark« precool to esintoktod s1Ø of the 'ant mannaen rowning corn-veer., aid otheo Marto niles tuna reputed Yak* tor the rearMed suka Bor mound annechon with the ertention ol wades nobadrad purpose of toszNexemona To the omen Ma option transactons has been maeled on the w:tons • ~Nakao Mots &placed fa wefts ant otte eta teed wanes are «gbh lot sale. teeter resieued prevourar landfat no you. aid ail he wodokel to you produces may be a brie thai the prise mal you may be wtnuntiay less Than the impaled yaw shown womanly on Nan« MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te • In. Nairwatad) exam arNotyitalds and ratg. An Short stilling rabble, but we do not gumbo ecrfr aaasacy natas of annual name is based oft anent derstend n you ae engaged en tort sehgaaearity you may nos a - We "way coo ten doingprise who's arabbk• sr ow and Mete raw awning de 'acuities will be hit for tag.** to caftan New" costs ken« pandela mean or me tol aid ask paces fa laced ledmel nd one year from siaternont date a and mammy This 'snony *porn or on k tad peesfor OTC satsten alienate is oq a gudene. accuracy and Otntnued - Let «enwatt traded Øfles maybe gad tung Name se not giuraweed Open «den «barn moo« a tht nno Mani Ma we °Waned - Est:rated arnual mane and writ Weed for Wan Regaling OPOo « '9000.tilarK001• OrderS Thai wore not a-4~r« :elect an adore males PM°. Or Wax tpesol securints muld ticket action of «beta or ecauted by the stamen, dae. open boy ad sell Sap - (enanposlions may appea min« a pet and tall gave gam in Muds Cate the ant tame LTCawns «des re waxed by me amain of dui...lendscrept, on show z 'price was not wilable if we wistful° to mkt) would be °wetted an eededindsor tomes dale unless enticed theeis Obtin a orde for a scurry - footnoted arnual immix nd euteni yield aid the by you You ae rented* 1or orders that are restated due - Deposal a Wailes denarinatd n ~des Other actua edoire ale yield night be loweror hgher tha to put lease to carol«tog open «den inn U 5 dollars se refacts a the eelhEwa.,'Se ds of the teemed amain' the Paw-Font datt - An ntrute of ~Iced name (dieted seder Tax witherlditg en ~ant fawn WS financial - For cenan senates nag n non-conforming «eat) titled byt eoat« malt« vat/Pan> Static«IRAs deromnatans.«ce aid quality dace «abe) may hat balaxe a ured en the la2 draSand or curet ~al Lac WIreqUte51.85 into« Servias to watleold bean «speedm loole.ale oropetvåbzon parent made by the nuar and avant tit income tar from yeas tattle as &Mint raw tut youmy To obtain one: caritz•ms wren tailanle maw yoso wart indonoses ell be hild'« one woe Wan the doe oat lo haw ~ix rolltet01or. instead. you nay Frnancial Ada« staterent dae or woe mxurty Acarathand Nets ZO haw la ~Mc I a arne a ct a lied anoint as connoted wed ae nO1 guaanteld you TOOSe Yei elocon yea amain n effect until emoted • Peen Inenesmima and seruauriad products. Wale by you You mayCwt. par oloction a ay Ono by ~au -winners:aunt Crtchdrig diral prISUpaion • Aetna held lay UBS Pinandal Swaim Conan ants oilcan If you do What. (mop name tar pagan aid feat~ rwament UUSI SenanneS) and Met at int MUbytefim ad notated-en the fits matted Ban 'Our dartuliOrif. you maybe retsina,* to Structured peeidaas straw., hghiy 414u d Certain Canso's«, or ant« Theo assets re 46plawd en yam the paranoia of ettanaed tax you may nøs pent« d the touched prochas hat nos born regnoted woh stammen for inlonnahanal ~sonar Potion and reams wane« and your estimated to parrnems at not ~ cots and Etill~ Common:a a underand state «tes presented ae provned byte tong fen UBS Moe CO you. lacobliyation SeeurtteS lad We vow»estmatd takes for «inte ~fig SWIMS ° nol rwponsblei for this atonal» nwomere wanes are stmneett paten eor and does net gantlet es deacxy these assets tenet Privacy Marina cnalpuwoan only Acwacyn rot duzawd ;Wetted by SVC or end Fame supplemmul SP( To Ø4n a copy of ono«awn Otero Proxy Nei« pax* - lhepvales maydifter seminally from picas a air average contact me FnatelAdonor amino« manna at a etch acetate rewistmere warty« structured ymm, ullx<cmen,aneotry pinata mathe Lair a sold aid do not newsiaily • Itavants dating and addkbnalcampeasatiow regnml the sal. you may rtanto upon Planslantn - ti «Whet to aminissom en saes and 12t1 fen WSfinancial Sevens snot a bark The RIVA. Business - shed pray esimaes of vane are as of a ran dae noted en onneace with the datraulon of meta SeevCeS Accost BSA and ANA it bect«age accounts aid are stsplud lo l65 Masai knouts on a regib finds toots deeds we aura ow allae redeye tiilt made access to bat no sehces and produas box by an Winn:Sent saltation Urn renrue ~in; aapenu from asubutors and« drough annoys/welts with affeueed bats aid other Tad Isuer, 90no4P~Oo‘reASOr Sowed yahn if maison of the mete lath fi at we soh two patty basks and provides awls to Men aid «ruly am. are stcpted to te Fm by the °Stier, general amounts are bawd on two different andeorents fJ prooknts isked by wolf elated thrd {arty even, partner ia *war and may be °Waled Axed en Ilk maul, ol savby ken ot a partCuW nual had ConWnef tirOug1rivande Nancy sonata es of utS diefaet ntomation from that uxd by thtd paths to lanai to ow' dierns. and Id the aiset Yam of a Marla Smears tic dorne ter estinawd yam pattailr (rum' fund lanais ShirOt Nil X II. I Ito - You can obtain addnena eternal«, raga-ding the - We and ar *Are and recehe retteeng aid teegnen. nstaraniw. and annuity produce ~logy used to determine the emote of vale ormthsprocesseng lets n consideration for tune« Hot MC haired • No bat* 9.,3f301~ May Bos vale and de dace of the Moirnaton thy is the base foe ea agent sakes mat we proud. to Øn rual funds tine by antadiig your Pnaidal Adrisor These lets genitiaN at pad lam imitator mots is the FOAA RSOLICeMx,agoreni now" Business Wine etbal hand ad ae a tied done- nu« bawl on the 4:coant BSA. iffna and ntemaienal Redoes« ~geared SDNY_GM_00022911 CONFIDENTIAL EFTA_00I 33531 EFTA01275498 UBS enrices he Resource Management Account env Yo NY 10171.O:O2 January 2015 iri Al MAX LL NEW YORK NY 10065.7007 Account name: GHIELANE MAXWELL Friendly account name: CaskirSavings Account number: Your Financial Advisor: SCOTT STACK LIANULYLE CASTOR. Phone Questions about your stemma? Call your Financial Advisor or the Value of your account RMA Re9surCeUne at on December 31 (11 on January 30 (S) account Your assets 4,208,869 81 4,159,021.96 Visit our websItic Your liabilities 0.00 0.00 vemv.ubs.convfinancialservices Value of your account 14,20%869.81 $4,159,021.96 SOU KOS of your account growth Tracking the value of your account duriag 2015 Value of your account 1 Thousands at yea: end 2014 14,206869.81 Net deposits and 4.208.9 withdrawals -550,000.00 • Your MeStrnent return MO:lendand interest income 1152.15 Change in market value 10.00 Value of your ateoted on Jan 30,2015 64159.021.96 Dec Soirs Ian 2015 SDNY GM 00022912 Member SIPC 0111030F005734749 =0115 Pap 1 of 6 CONFIDENTIAL EFT/L00133532 EFTA01275499 GHiSLAINE MA'•.NELL YourIqouncial Advisor: *UBS Account name: Resource Management Account Friendly account name:Cash,Savin s SCOTT STACK MANY LYLE CASK IEL January 2015 Account number: Your account balance sheet Summary of your assets Value on Percentage of January 30 ($) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 4,159,021.96 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% 7- E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $4,159,021.96 100.00% B Value of your account $4,159,021.96 Eye on the markets Percentage change Index January 2015 Year to date S&P 500 -3.00% -3.00% Russell 3000 -2.78% -2.78% MSC I - Europe, Australia & Far East 0.50% 0.50% Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10% Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% CNP70003005734750 =cos IIIIILYGM000229/Se 2 of 6 CONFIDENTIAL EFTA_00133533 EFTA01275500 Resource Management Account Account name: GHISLAINE MAXWELL Your Handal Advisor: SUBS friendly account narne:CasN Sawn s Account number. SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account Cash activity summary January 2015 (i! Year to date (1) See Account attivity rho month tom deists Bdances in your Sweep Options are indudedin the opening and closing bdances velure FDIC Insurance noes only to deposits at u85 Bank USA, not to deposits at u85 AG, Starriord french or bank deposits paredthiouth the UK Internaiond Deposit Account program. SIPC Opening account value $4,208,869.81 $4,208,869.81 Protection applies to money market sweep field holdings but rot bank deposits SeeImPorteof htbrnaton about your statement on the last two pars cf this document for detals Withcfrawals and fees, including investments transferred January 2015 11) Year to date (1) cut -50,000 00 -50,000 W Opening balances $0.00 $0.00 Dividend and interest income 152 15 152.15 Addbons Closing account value 14,159,021.96 $4,159,021.96 Dividend and interest income 152.15 152.15 Proceeds from investment transactions 50,000.00 50,000.O0 Dividend and interest income earned Total additions $50,152.15 $50,152.15 for purposes of Ws statement, tarttelly of interest and dadend Income has been determined from a US Subtractions tag reporting perspective. Based upon the residence of the account holder, account type, or product type, sane interest ardor dvidend payments may not be subject to United States (US) ands Puerto Rico (PR) Other funds debned -50,00000 -50,000.00 income taus.% The dent months/ statement is not intended tote used aid carnal be ref ed upon for tac purposes. Clients should refer to the apoloade lac reporting forms they receive from IRS emcee'''. such as Funds wthdrawn for investments the Forms 1099 and the forms 4* for tax reporting information n is the practice of 1)85 to file the bought -152 15 -152.15 appicaont tar reporting forms with the US InterM Proem* Semce aid PR Treasury Department and in such forrns accurately das9fy dui:fends ardor interest as tar exeript or terabit income. Please (Cordell your Total subtracttons -$50,152.15 -550,152.15 indwdual tar prepare(. January 2015 (3) Year to date (1) Closing balances $0.00 $0.00 Taxable dividends 152.15 152.15 Total current year $152.15 $152.15 Your investment objectives: You have identified the following investment objectives for this account If you have questions Total dividend & interest $152.15 $152.15 about these objectives, disagree with them, or with to change them, please contact your financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Cunent income &capital appreciation Your risk profile: Primary - Moderate Investment eligibihty consderation - None selected SDNY GM 00022914 Girl:00;00573475i Ol is Page 3 of 6 CONFIDENTIAL EFTA_00I 33534 EFTA01275501 UBS Account name: Resource Management Account Your 15 nodal Advisor: Friendly account name: SCOTT STACK MANLYLE CASK IEL January 2015 Account number: Your account instructions • YOLE account cost basis default closing method is FIFO, First In, First Out CRP7C003005734752 =0HS IIIIIIYGM000229,394 4 of 6 CONFIDENTIAL EFTA_00133535 EFTA01275502 Resource Management Account Account name: CHISLAINE MAXWELL Your Pi nandal Advisor: *UBS January 2015 Friendly account name: yCast Account number. SCOTT STACK MAIILYLE CASRIEL Your assets Some °Keit, income and current values seam may Or EppiOxinvale. AS 8 *SUL gains and lOsses may obi be eccurately reflected. See important inionnation about your statement a the end of this etcumemfOt more Infortnason. Cash alternatives Money market funds money market funds are neither insured Mr guaranteed q the Federal Deposit Insurance Corporation or any other go*mwent agency. Although money Markel fun& Seek 10 preserve the value of your rnsestrnent at $1.1)3 per share, it is possitte to lose money by investing in these funds, rotor reinvested is the tout d d reinvested dvidends II does rot include any cash dylcknds his not a tat Voreeized (taxIgam or loss Is the dire rence between the current value and the cost basis and would lot for the purposes of detemsnmg holdrg periods or cost basis. The shams you receive earn tone you generally be your taxetle gan of loss if tne security was sad an tills date. The unrealized ea) gan or loss may reinvest d %Mends become a separate tax all. need to be adutted for ret Len of capita payments in order to determine the re&zed gain or loss for tax Cost bests rs the told purchase cost of the security. Indudng tenvestedduclends The cost basis may tenoning purposes. need to be alusted for return cf capital payments in order to &terrine the ad trued cost basis for to Investment 'alum is the current value minis the amount you inverted tax; not include shares that are no: reporting imposes reflectedDoi/Our statement, includng shares that have teen waited at either a gain tritons. gas° dons not induCe <ash chidends that were not reinvested Purchase price, Number Average price Chen Cost Pnce per share Value on Unrealized Investment Hcidng Hddng cf shuts pet share (S) investment (S) basis (S) on tan 30 (5) !an 30 (S) gain or loss (S) return (5) reed UBS SELECT PRIME INSTITUTIONAL FUND 4,159,021.960 1.000 4,159,021.96 4,159,021.96 1.000 4,159,021.96 EAT 11,664 anent yield:0.04% Your total assets Percentage Of Cost EStenated Unrealized Vaue on Jan 30(3) YOU( account MSS ill annual inICme gan Or loss (1) Cash alternatives Money market funds 4,159,021.96 100.00% 4.159.021.96 1,664.00 Total $4,159,021.96 100.00% $4,159,021.96 $1,664.00 Account activity this month Date Activity DescrOtion Amount (S) Dividend and interest income Taxable dividends Ian 30 Cbvidend UPS SELECT PRIME INSTITUTIONAL FUND 152.15 Total taxable dividends $152.15 Total dividend and interest income $152.15 SDNY GM 00022916 CelP7C003305734753 =0115 Page 5 of 6 CONFIDENTIAL EFTA_00133536 EFTA01275503 SUBS Resource Management Account January 2015 Account name: GHISLAINE MAXWEU. friendly account name:CasNSavin s Account number. Your IIsandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (Contrived Ode Athlete Descepbon Amount (3) Other funds debited Jan 7 Transfer JOURNAL TO -50000.00 Total other funds debited -$50,000.00 Investment transactions For more intimation aboA the price Woe shown for restricted securities, see important info:makn anent your statement at the end of this 03ctment. Proceeds from Funds investment withdrawn for Accrued Date Activity Desciption Ourity Vice (I) Price I) transactions (t) investments boucht (3) interest (3) Jan 7 Sold UBS SELECT PRIME INSTIIUTIONAL FUND -50,000.000 50,000.00 Jan 30 Reinvestment LEIS SELECT PRIME INSITRYTIONAL FUND 152.150 -152.15 DIVIDEND REINVESTED AT 1.00 NAV ON 01/ 30IIS Total $50000.00 -$152.15 CNP70303005734754 OHS illItY_OM_000229,696 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133537 EFTA01275504 Important information about your statement 1185 FhancialSovias Inc Marini a U3S FairecialSenaes). The Finn or Cad Sara ail live:tittle sour naliplant hada on the boas red records of the wake* OW or ervelopes —you may Odine houtehaleg biding your is a ranter of al preapal security. Canmaddy aid taws will cores any moor prosody toter agen). Fertile Advt.°, edirges UBSFiruncal *toes and MBankUSA ay alias OOP/Vs of IBS AG and Milian of CRS Seosan Plea* make al diet psytto to the Furor the froth' • Conan weerrenworarts or nefirmerit newest (9 g . Friona/140PM NM* LIG **Wes twill swain if avable upon record nukocn ndrated on de tors of this statement h addt Kri lamed parowshos aid peva* platments) that are na The Pleny an:Cone none ref kts nfterruticn ttiat ao The fam's ereorese offices re a to legs accoot fees. acount may be fated to watered sada the WNW Ace of 1933. and entered on the Hrnt calm orates webs.. It ts a mustard. Mn charge: for toopayment kr securter. customizable inderiamo• chosen by you to ass you wth puichwes andchaps Its opal nuts n rah XCOrtS • Comm:dimscomas k 9. fortis *Pahang* ad You reaccbtered n la no bga effect on sour arours Accourn ma are Urdernd 10 Othie nitAACnS may be precious metal cumeacit ncleclhg fwets commas and You can dove you Freda/ft XONSIt manes. through Woe :Mod to a vaster tee onvioXY WW1 contacts Senors a byeatacuns)1V f arca karat lhostawnem moults ihe only Oda record of aXicUBS UBS Sweep Optiam The SF< protection and the pappleroota protedon do not Amman overview Fillandal .csxacait Other records. Pap °floattar Utt offers °plan for sweeping as balances. basices to ?)pt/ to these assets etas A they Ottanyde away wre • Vette/sou 4count/taloa Na a asset and dooment. canoeing coach-fig data should not be abed bank depots at uBS Bat USA Ind Ur AG Suerford two suienent The SEC protection and the sapbmwsa liab upon rl you Wove Mao is an once a Conntree, plea. (Bark nosrang money Merkel mutua finds (Money prOttaCil do rot ;rata agann changes n the market • Asset Ingots sealkle on. solaced • rrenediaely h reenp00 Wel3erch Mawr of the Fort) and the liklenrinnal Depot Accoust 00Alfor yaw apt Pregnant, Oweedver as a resat of none wooed owl, (ea rid Gkbai Tme Daseat unnalizod once sating your aroum customers wit as intonational lesooce Mmagetnent evearrent. twee balanptga wisavise) mats to mreet arta, assetsnot held hovehe Fern Acosta. %mgt. iht Bat Sweep CtOtranS, oath WIMPS Does not nCbdeunpnced SaritelaSSett a creed. ol the Whoop al hires town are bonded to be ;Carte. are Swept to LOS Sat USA up b n estahraed Imo and Mote Wormoon atilt 0 Leto request You may obtan pity and meat stamen pooch. a PrWate iWanentS. daemint data Toad rot be used for tar puposes key then to ICS AG Stairked Brandt a a Matey hard Deposes • itormaiim about WC. ndudeig the SF( BrOctur• UrveSbad studs soloed aid meat* stock colons solely on yea.ot tar tent be., Fan 1099. 5498. 10415. at WS Sat USA are 'DK enured n accordance with FOC by conweg Sec at 202-Th43300a by many We Mk • °abbot rattles debt balriCES. outstandnamrgn ea) awl peepaing your ta< now "we isre:peed by ruin For ewe Howson pane nut www Na gtv 'Abate arrow arc ort? loan. Goa Me Mal accoum bates Ian to repon tote RS al mob le denten& moonlit non- Deposits a U95 AG gaidord Brant ad tams d Maley • Caffihronty balances Toes of vilneesied avaiable car ladble dviands ad time* mead tamed en Searan folds winos nsured by the FOC. Dfifideni Re Weesument Program OPP) held n your acCoure, nn proceeds on sale tranUcti:nl, and bSanCei. pky;1135 Bat USA deposit baron UBS AG me pro reelected 6e, Wear pot You may °bean the Stanford Branch depose balances and moneerenrkie mu cost battenworn weed sweat Through the On avalabie to all balinces are Stier to actual ear from your hiumal Adios any eked, Mats aCCOurn a 10$ AG Newtork Brabth red US$/4 fold sweep bdiaXti the closed the statement period are gemmed WSW CA P. partial Mates coil be sole and the Norycorrincd Ey tee aedn batman h your aaounl are not Cernmemicetom wit the Hem Carman Broth These deposits atria nfirel by the FIX cash wit be deposad n pee aCCOure TPdvdnd segregaed from aka batmen rod tee Femme use ay of • pkvserecut.m any Oral CarrnMer ens nnnngto Balrvces hold If the WS AG Caron Beath are we/oak retnesIner6 per:evil:pled by the issuer may defer from the oposal to rho soaeogn art of the C any, Nandi and these leads n the ordary ow of as West, lhese furrier Drown your rilitt Waling you* rotes undo the male( via at wheal the peal Mates at sold ▪ payabse upon yorr &Imam, (thus total 6 Incbdtd in he *antes Wear Protect= Act ISPA) there b m quarwee a other ob Iota of 16$ AG to way thePalms whet on the MRS Camas's BraWs books coat wad Why yaw Casioblip • rf /he !nodal insert/Jon on the top kft oe the free,, of the Only Stole unto may be hold in for axiant I you re SAWN irtformatiwe lain-we is not ICS ChroalStmces UBS koala Deposits a LIES Bat USA and each URS AG Beach am not entitled to wrote oe as areal! of a dividend parent or atoecied by SIC Money fiend shies are acceded by SPC fa detakd Mammon on the F on'sanbrg padass and attestant you' acccort as derby broker by • therwise, the Firm wit ether tel partialities, make price declocurn mkt to voteChem RPM bn't4 Ageetmall or aragemail oath the oficated nsteuton We Maimed See "UBS Tama Sevin Account Rotations Mow a accept an wool diewered by a fegntered &ding AlThunt Agetentill aid the. General Tien and COnditOM you of Mn m1'6011119 Mn you owned Mita:Cane in agency. and cede yar account StSfalett Of Cade kateces nth* n faireesseeds this cast sar feeds ant work is re looted a Its Open per recned batros I We Bale Sweep Programs or OA mate vatittann. axl ties of a Pitney Fund maybe and OCCOOSIle JIZer. iiM e ••4••••••••••4". tr non Frontal braes rid not the rooducmg bitter. aid you lavermentabItabres must may a report of ay odor or antssisn to both Met hundred, and the pdcteds returned to your you, The Men:Vent Wapitis avant prof it are speck to eat taairitet VOW awts accorm red rat vay beset P.M acme 0.* I on YDS Statiellent Cdratt SfanteS and Other assets held n All apart StaWrencS Shall be deferiEd Olerpine and prompt, in hang of any UriCant dvnOP in your fnanoa Further manage. tout tattle sweep *pions. Wang the 4Ccoull x the ova of tie swami, period You Mai err *carat d nix °Die:ledTO ii Vrtn? atm 60 days Shair Cr neeStrrner Cbiectem For each accours held. for &taw of Julypaid taints, at any time You may anent mown FAO) ad )(olds. d wit** a you choose one of the folowng rwetmem 'acks wow Ott ion your f natal kfvfsor a by racer. sacrum used as low coltreed able Ming at • Please dined culture.' complantsce irquhas to the freers • Pedigo Conant Nxorne Ineenments wain; he balance due on fromAny wanton trandened b them Cf stmt X 201-35216990r Parra cating 'Infer im of ',come only duty the sooners period are lined a •11694 WI* a 01 a 00AM tog CO PM ET Monday • *Move Qatablarecimon twellmnts 5efkinu Torah the told the statment period thdur n ly, a In ming I Seno:M he. UBS Pasneiel Somalis woo* protean pet procpal rah. than In? gin...aft:4i of nCCen? Clem Retaions Depatrromt. Unon City NI The Finn 6a miner of the Warta Paste Footed:on • Cott bast ei delethng the cos: basis of to stoat Coporacn DK/ whoa protects aortas rows of es • prockceContesaton or (mono and Ceara*Macron 'auded n this statement okay ndLited eith the 07567 horseman to ng both no generaion of MOM ad marten W lo 1500000 (nobarg 1250.000 for darns for neater -1.' UBS Faunas' Servcesha noted on ors) The SSC awl airecton tints apish lo all wins gown d pr ncpal intonation Planed from sources other than lilt • ti case of errors a canons about an elecvona lands Firocul %VCRS. ()COSI 11100113(10t1 Iran rata. few transit.* 07T1 hi Sv4a. dak card *WWI/ hOld n a paler" tware The Fort together wth cerum Aldates. ha also pedlar-ft Owoll tisk profiles or that you may Ane provided to your fasted whoa masocism/ I o LOS Feircal • COnamehe Seeks 10 manta) heia priapat wen low The Finn does not naspendenit may Or gurarnte the Sanas hc. Weehmar. NI sippionontai proodon to marinuen anoint payable to all diglog dents. colbcbalrundati; protecion 4 WO risk rid vOLT lily 10 the root overt eon if ma means anrry a validity of sty knormaon provided by sources 47086. Ann MAL SA Sava,: the =oat does not generate apnoea thCott*Of °Wotan USSF nnaa Sereat mdlon as of December It 2013 returns ald mat nee keep pre wth inl IOC° Color mete as soon as pa cart d slant yaw • AlbSeJa %%Min 1,0 aCCOpt some rid to aerial ad en addefon Waugh USS Fandat Sankt genoraly stawnem or wept 6 eiOnia a ASV need more Sawa to the poky arditiorn and kmertemt oth at the Fat 6krmaprotected foe up b 119 wean este logram any tax fity a seek higher reruns updates this donnawa as c 0 ft:C004. the FM does rot nfinnation tout atrayfor on the sowntrit or reap, profide any arowas ma the nf ameba older "Cost The NM ix Card Mow 2COlOble) Mg hear torn you anew** all pa axotnishekt n a rota, capack • Arg9IPSPW. Ming to area hgh not tO ;ennui aid hgh A full copy ol thepoky oaring 6 nit* upon reWo2 votakpo welnigh rams ones tiro bale red tairpliped gaivbss is ranee a n the Oa* rho Ise than 60 GPIs alter the f nm ant you the fist of this arienall AS rut please do not rayon this surernern on Mesh the arts or probiern aphred informalOn to make purchase a Me Oozes fa der - Foote yaw nine rd exam number a amp The SIC prOlfelat rd the supplemental proorocn both do Statement lsousehokliap" not SPA' to We may consoldate al faxed accoat St3teClEfilS Mgt the purposes or 01101./6t ACCC•alb U2104001 to the Fm - Describe the error or the radar you ay unto atom mayreflect gram nformaiso oily for the peresd of aide:titan as dimly as pu On *Ay IOU Were 4 us al • Onardnascial assets controlled by (and fridused hp°, :Sae Mont in the Sane nhelOpe ACoot.ns may be related ntu , t ob.) but held away froml(SFinagal Semen for this snow beam they hat wines oho also matran time they ay held x the Fan Morehimorof Worrneton error a cony you need mat nlanotkin cm be added by you Faunal' Adosa - Provide the dollar amount of the stnpeaed woe Ceg. anan (both a UBSTealt fa cash ma% AG on, account fflalOnShOS *Rh other dents at the sore Stanford brands. OD mutate warns. nawg 'daub* address Th3 pada is know as Yeasseholdng • it you arralet aid 00 than of mutual Ira 'haw@ soh pale to receive indaitual flittrrent, nukd in atria • Urn Seed saintIbsen 11hen dace e VASA, chafes re registered deadly n the flatted* aOwrt nosed utreal.NO carred ice SDNY_GM00022918 CONFIDENTIAL EFTA_00133538 EFTA01275505 Important information about your statement (Continued) tinutd) thivithalmaity arts The tamation data Ice inianlial - 11,k0 pity estimated vibes may be reflected as 'Net natio of mulls at tie trormadear holding mutual Aden are MOWS servo° mats of UK Friarcial Senates on mayor may not relict cognomens Oates ate paced' n sewed MAC.% *hen an 'nlepenfent Mead eta had Imiy Iry Seaway reorgricaion eons DOOM and other valuate," Mt hnsot applied a n unarm no assign a - m athe ion toroams Moved n ormaion wen remorrane eats and amok pada. tots are each van.* when we beam away WO a rnienil tort haw the sale or darbuton of arnurycordram ad unit Yea Soriano is a agitated service math of visa combated to disinal one award Sie the • trade dae' ocared that my of a own:only reamed value too mot nii° It11.0141lit to Ott dena we arm soar Inonthonal LEG Visa Sonata* creed cads and MS Wa colon p.esents the ago , tuna tan traledae (MOM a when a vathe worm te barmy SpeCutribre anathema...forme Thing CarpeoSabon from decd cads ae issued by IRSBat USA oh ;moon from duo to to tutu.of the tarty Mrryof The romance °roam,: oidreverirg to v ea u S inarporaterm • Callable norkin toes aid deform no* that the - Men neither an Ma general ono a sponsor acuity Ccoracti the inaranot cornmeal titre calt tor oily Memnonnil be waved mangy inflated vane fife 3tirdpalyes italtd value is or sponsors d turd lloeSTMEnt INKS iv? 061ltute UBS Financial Streaks Inc Rev 204207 by lot tom among a Wardei of that nay lad in out prewdel tie yaw of me wares was bednerent ton - Ott /Mates also receWe trading COTIMSWI5aN othet nano" in nano.nam for our dents Cat leave es thschase pow corromation from menial had, and fluent Warm at is Wanedtom third pool and es 'carat, - '0ntrbutions to ON' may hobo* man of GAAS Ortcalies viitroy moats we distbute not guralYed Othar Call leases may east each near* a both - We receive an mot tee from MTh Sank USA an USS could ailed yell complete oformiion tra be molded - • Corial hoe we' reptant, the Ort,31011(tOg pine AG Stanford Broth of up no 125 per ocount open mall per wit a-.5 may not rated you• cost bath swooping to the banks oaf the UPS Bak Sweep Program • CattirralaS of deposit(COs) CDs ate MC nosed apt • Itintrified Saellritin Restricted smarms ;meaty ire 1293.000 n prinopat and squid Marra per depositor not °snotty tegible for peak sale IRS inaxia Strraal malt, aid per Motto-yr mimeo. it acardana with CDC Wes the mate pries of the snorstiktod nook of tno earn, Infothaten rogardng cormiormen and othm Mega rules month named vale* for the restrained nods stir Warred n common with the thermionot rcbiong dogma of m6 St To the scene tai option Vadadons has been ncrmtled on conliodons • prioNolue Pieces &plod fa Wanes and GAM testi cted setturelm a* eligble ler sae. the valaeleCermed prewarely lunched io you. and era be pitMokid to you products may by hghor ce bona that tbo pro that you nay be wtnurntite lets man the imputed Ow shown dopey on 1.0.101I MNId actual, rectve in the maid Feces are Owed from vatiM turd pity SaarCet atoll we bebiae to eat • tat Iodinated) Salle, orradyields and raw. An Short soiling relabla but we do not gamin, tea a:cracy tainate 01 snug norm is based on worn dividend If you at engaged tn tort Who amoral, ycu may was a - Wo "rarely ono to dosng pm* when aratabla ti he and avow ran awning the, orelaities *II be held tot chide.* to anal knowing costs fa Owl palms' mon or Mad and ask picas for Isted SEClitieS and one yea from Mount date or awl manly TM Panty optornot <Ai tid prose°eta( miles Mime 6 ong a gurkaine. aCCuraCy and 0:Offload - Let advt./ bad statues maybe peed uing a moan ae not sauraveed Open Men wimpy model a the mod ware ate we obtained - Ed:mated anus income and amen WWI for arlan Re9rding open or. •good.tiicaxeno • ordersthat same not armrid!nol reflect an actuit mate Me or Yabith aleithol wastes armed hduie a Mon of dinciPa or masted by the stamen, dab opts buy ad sell stop - C Oman pOSIMS may appea warmth Apra:tad will calve gans slandi ate the et name arrant ceders We Mated by the anoint of de/deatha with on ifww z was rat mailable' if we it amble to yea) would be mowed al odirminchor origins date wad rowed othenvivt obtain a pow for a swum - EalniNd anus nom and anent Yield aid the by you You ae rermonable or orders 114 are routed doe - Deposes or mites dominated et cumendes other actua nomad need mght be lowers hgher thth to your faits. to can:el exiserg open orders tan u S Mess are reflected a the eadurgerae as of the unmated anions the naternot date - An raMate ol rewarmed none (ileidorm add Tar witheldirm on Mirbotions bon LOS financial - For certain soothes Padang onOraCCatamiig noose) dusted by the amen oak et vat/Patna? Seethes IRAs decomnatan. doe and quality dace vale)may hat bare.° 6 based on the last demand or nreesi Federal taw taw mune ILS5 Inocia Servos to withhold been Mg-Med:a laraaale prow *beam pogrom male by the nor and thanes the flow* ta from yois %sable AA distilbat rat. but you may To obtain Curcio a M." Won mita. coma yos wart irmdthenes all be !MOM one swam the rata not to hat. axon.ire wittOoll or instead, you nay Freanoal Om( statenot doe or trite =may Masai and elect to hat lac Mated a arae or noised man a connote' pad ae not guaareteed you choose that stoon wB remain in effect unUrtholed • Moto Innotionts ern drudured protium Primte by you You may made your election a ay lino by mast inestmere soot Criaping dire prmapation • Momnot hold by WS Financial S enema Cerun anew eetcOn If you dl no, haw °notch room tar pagan aid rase owe Ohltfneell tad seamy.* and assit; ae not held byte CO, ad not withn the Inns Mated kW yOUT dattulliOnS. you maybe repoinbie Ice duaved products manna., higher MOM (elan possession or entol rhea alit re d6pLayEd an your the payrntre of Minedla. YOU may nod dodos hl the mama prcalicts tan not beta retracted mt. the statement for informational pop:deo* Postern arm amounts wttSl and dor estimated law payments re not Wood's and enthanda Campion a undo any stare oaths presenirm ale preniled by the inured firm IRS equal ro y0Vlanli3tir soot*" Ms We von* estmted oat*,la divate F nanCat Seraian a not reportsble for this Ofoonabn rheilmert Seciate. as Stnnee.lprodtalS tor arm does rat guevorme as aCCuay These atlas tenet Privacy rrforrna analpupoato only Acanacye not 9unnletd prosocird by SVC or to ems supplant-ail SPC To obtan acorn otoa Oran OW Pratt WM perm - the* yaws maydiffer sthstantally from SOCK toy canopy dented you F nodal Admen °tattoosMane a al ands ware imeStrnere securty a seructured yarn., ussnamenroodorry pima new be tour a foe aid do not necetaily • Revenue dealing and addklonalampermaelem redraw the wade you May Wen* upon bandaton - n additim to orninissom on tan and 12b.1 lees IOS;MIMI Soots 6 not a bat the WA. Bunton - nerd pow enmaes of wade are as ot a ran dae recemid n connemen with thedata:Mon of forma Serapes Moen BSA and eRMO re Wattage aatilltS lid re supplied to !SS Naomi Soots on a repoIt funds tO OW Mils we anlise our striae re0Nee Mdl proide access to bat ng services and prcdans baps by an naperment valation fern /tale navy pa/luauIrom darbutors ardor trough rings/wits nit *Noted bilks 2110tAll that 1“tat, gerttrapt'awra minor mimed vim it 'orison of the mutual funds ehat we sell Thew paily balks and domino across to 'norm and mut y am. ate stippled to theFrm by the mutr, general ancients ae based an two Patent comporms prOdJCIS issued by unalldoted shed party etyma partner or Orator and may be Clidialed barred on the amount of saksbyuBS of a partcuLt Mutual held compthes through nwisice agency debsinet es of utS afferent rmanation from that use by thtd panes to fury to oat darns. an Id the aset writhe of a FelSICIS Servos tic clothe thee eV:mated yaws pother math fend fangs stormNO a the Inn - You cal ratan addaanal Memnon regaling the - We and as *Lye asp wade retetherid and awegthant. nsufaXe. andomega products methodology used to doyenne the mane of via ondoprocesing lees in dirridefthon for transfer NM IOC hind • NO bank 9AMIIICH May lose vale and the dace of the inonn.von Ona Is the boa fa the agent wakes net we proack to the ntrual funds eternise hyaena:rho; your tetrad Motor Thew fees maybe it pad tan imenor awn in the RV% ROSOurOaartaiaynvol aCCOult. SUeirreS$ Saw:f5 mutual lend ad ae a Wed d011t andri bawl on the Moan BSA. ItMA and nteflabalal Re:OL•Ce lAllagarreit SDNY_GM_00022919 CONFIDENTIAL EFTA 001;35;9 EFTA01275506 nancial services hc UBS Resource Management Account eve York NY 10171.0002 February 2015 CRIS AIN MAX LL NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: CasNSavings Account number: Your Financial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call to it hriarcre' Adviior Of II e Value of your account RMA Resturrelinp at on January 30 (S) on February 27 (1) account Your assets 4,159,021.96 4)09,172.87 %sit our website: Your liabilities 0.00 0.00 vemv.ubs.comifinancialservices Value of your account $4,159,021.96 $4,109,172.87 Sources of your account growth Tracking the value of your account during 2015 Value of your account S Thousands at year end 2014 54,20069.81 Net deposits and 4.2089 4,199.0 A,I 09 2 withdramais 3100,000.00 • • YCur ilveStinent Miura Diedend and interest income 1393.06 Change in market value 1000 Value of year amour on Feb 27, 2015 $4,109.172.17 Dec 20:4 Jan 2015 Feb2015 SONY GM 00022920 Member SIPC CW20001005810301 =0215 Pap 1 of 6 CONFIDENTIAL EFTA_00133540 EFTA01275507 Account name: C-I15cAtIE MA Oh ELL cat UBS Resource Management Account February 2015 Friendly account narne:CashSavin s Account number: Your 15 sandal Advisor: SCOTT STACK MANY LYLE CASR1EL Your account balance sheet Summary of your assets Value on Percentage of February 27 (S) you aCCOunt A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 4,109,172.87 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Nontraditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $4,109,172.87 100.00% B Value of your account $4,109,172.87 Eye on the markets Percentage change Index February 2015 Year to date S&P 500 5.75% 2.57% Russell 3000 5.79% 2.85% MSC I - Europe, Australia & Far East 5.99% 6.52% Barclays Capital U.S. Aggregate Bond index -0.94% 1.14% Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% CNP200C0005810382 = 0215 MayGM000221A0u 2 of 6 CONFIDENTIAL EFTA_00133541 EFTA01275508 Account natty: GHISLAINE MAXWELL Your Mnandal Advisor: Resource Management Account UBS FyL • friendly account narne:CasfiSann s Account number. SCOTT STACKMANLYLE CASRIEL Change in the value of your account Cash activity summary February 2015 (Si Year to date (S) See Account activity this month for dela Is Manses in your Sweep options are ind udeclIn the epeemg and closing mance: Aut. FDIC insurance applies only to deposal at u85 Bank USA, not to deposits at MS AG, Surdas! branch or bank deposits paced!brooch the UK internahond Depose Account program. 51PC Opening account value 34,159,021.96 $4,208,869.81 protection applies to money market sweep lima hadiros but rot bare deposits Seelmportant inAsisnation abaft your stetemere on the rat Mo paces cf this document for detals Withcfrawals and fees, including investments transferred February 2015(5) rear to date (S) cut -50,000 00 -100,00000 Opening balances 30.00 $0.00 Dividend aid interest income 150.91 303.06 Additions Closing account value S4,109,172.87 $4,109,172.87 Dividend and interest income 150.91 303.06 Proceeds from investment transactions 250,030.00 300,000.00 Dividend and interest income earned Total additions $250,150.91 3300,303.06 for purposes of lift statement, lase:My of interest an0 chIclend Income has teen determined Iran a US Subtractions las reporting gerspeclitt. Beaecl upon the residence of the account header. account type, or product type, some interest andor dvidend payments mei not be subject to United Slates (US) antI a Puerto Rico (PR) Other funds debned -50,00000 -100,000.00 income tarn. The caent monthly staterneM is rot intended tot. used and carrot be mien upon fee tat purposes. Clients should refer to the ap:hcasle la reporting forms they recent from IRS annually, such as Funds wthdrawn for investments the forms 1099 and the Porn 493, for tat reporting information n is the practice of UBS to file the bought -200,150.91 -200,303.06 apcticaue tax reponing forms with the US Intend Resent* Senste aid PR Treamy Department, and in such f0rrrls accurately dose& chodends array Interest as tat exempt or Water income. PIMA consult your Total subtractions -$250,150.91 -$300,303.06 Inchtdual tat prepares. February 2015 (3) Year to date (I) Closing balances $0.00 $0.00 Taxable dividends 150.91 303.06 Total current year $150.91 $303.06 Your investment objectives: You have identified the fcilowing investment objectives for this account II you have questions Total dividend & interest $150.91 3303.06 about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Cunent income &capital appreciation Your tisk profile: Primary - Moderate Investment ehgibihty consideration - None selected SDNY GM 00022922 CriP7C0O3305810383 = 0215 Pegs 3 of 6 CONFIDENTIAL EFTA_DOI 33542 EFTA01275509 SUBS Resource Management Account February 2015 Account name: GHISLAINE MAXWELL Friendly account name:CashISavin Account number: Yourignancial Advisor: SCOTT STACK MANLYLE CASRIEL Your account instructions • Your account cost basd default closing method is m°, First In, First Out. CNP7O3C030$$I 0384 021$ JY_GM_00022902Sge 4 of 6 CONFIDENTIAL EFTA_00133543 EFTA01275510 Account name: CHISLAINE MAXWELL Resource Management Account Your PInand/4 Advisor: *UBS February 201S Friendly account namettasIlSatnn s Account number. SCOTT STACK MANLYLE CASNEL Your assets Some ones, income and current values ShOrtn May tet0proidnune. AS a itsult. OM aidlosses may nol be excutalely refkcled. See sosportoor informarron about your statement a the end of ins dxumeM tot more inform on. Cash alternatives Money market funds money market funds are reinter inSured rgr guaranteed ty the Federal 02p401InsuranCe Corporation or any °IN( gerremtrent aoency. Although money Markel ft/n(452(4(10 Ikeerve IFe value d your intestrnent at SI tOper share, it is possilde to lose money by imesling in these funds. Total re.nvested is the tout d at reinvested dvdends n does rot include any cash dtAdends. n Is not a lea Unrealized(rox)gos or loss is the ark terve between the current vane and the cost basis and would lot for the purposes of determining holdrg periods or cost basis. The shares you receive etth tirre you generaly be your layette gan of loss if the security was sdd co this date. The unrealized (tat) gan or loss may reinvest d %Mends become a separate tax loft need to be ac4usted for return of (gond paiments in order to determine the reatred gain or loss for later reposing Purposes Cost Ana *I the toll purchase cost of the security. Inducing reinvested d udends The cost basis ruff need to be alusted for return Cl capital payments in order to detertrine the adtestedcost bays for ten Investment return is the current value mows Ihe amount you invested does nee include share; that are not reportirg imposes reflected on your statement, inducing share, that have teen wafted as either a gain maims. Imo dos not include cash jvdends that were net reinvested Purchase pricer Number Outrage IiKe Client Cost Prue per share Yaw on Unwanted Inbestrnent Ntldng Hddng of shztes per share (S) Investments) basis (S) on Feb 27 (S) Feb 27(5) gain or loss (S) return (5) period 1.65 SELECT PRIME INSTITUTIONAL FUND 4,109,172.870 1.000 4,109,172.87 4,109,172.87 1.000 4,109,172 87 EAI: 12.055 Curent yield: 0.05% Your total assets Percentage of Cost /*Mated Unrealized value On Feb 27 (S) your account b1/435.4 (S) annual inceme gen Or loss (S) Cash alternatives Money market funds 4,109,172.87 100.00% 4,109,172.87 2,055.00 Total $4,109,172.87 100.00% $4,109,172.87 $2,055.00 Account activity this month Ode ACIInly Description Amount (S) Dividend and interest income Taxable cfrvidends Feb 27 Crvidend UBS SELECT PRIME INSTITUTIONAL FUND 150.91 Total taxable dividends $150.91 Total dividend and interest income $150.91 SDNY GM 00022924 ChiP7C002005810385 0215 Page 5 of 6 CONFIDENTIAL EFTA_00I33544 EFTA01275511 (Plt UBS Account name: GHISLAINE MAXWELL Resource Management Account Friendly account narne:CasNSavin Your Koandal Advisor: SCOTT STACK MANLYLE CASRIEL February 2015. Account number. Account activity this month (contrived) Crate Moiety Crescipteon Arrant (S) Other funds debited Feb 18 Transfer JOURNAL TO -50.000.%) Total other funds debited 450.000.00 Investment transactions For more information about the price/ 4ue shown for restricted securities, see important information about your statement at the end of thd locunent Proceeds (ror% F unfit inwson tme s i st) .nwsirne0.i nitshd bou rav;i 1(7) accrued 0*e Actnity Oesciption °vanity value (S) Price (S) tra interest (S) Feb 18 SOW WS SELECT PRIME INSTITUTIONAL FUND -250,000.000 250,000.00 Feb24 Bought LOS SELECT PRIME INSTINT1ONAL FUND 200.000.000 -200,000.00 Feb27 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 150.910 •150.91 C*VIDEND REINVESTED AT 1.00 NAV ON 02/27/15 Total $250.000.00 -S200,150.91 Date Activity Descaacn Amount IS) Money balance activities kin 30 Balance fawned Feb 19 Deposit UBS BANK USA DEPOSIT ACCOUNT 200.000.00 Feb 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/24(15 400.000.00 fob 27 Closing Ufa Bank USA Deposit Aaount $0.00 The UBS Bank OSA Cep:Or Account Is your primary sweep %neon CNP7C008005810386 I= 0215 Mity_Ght0002240 2gge 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133545 EFTA01275512 Important information about your statement UBS Fiancialkevias Inc MOW a U3S Fewer* Sakes/ Wm Finn or Cad Muer ail ate:tittle/MY Canplant ad hallo on the boob ad records of the ;pliable Moor a encolopm —you may *Cane households) boding your is a member of al par:palsecurity. wean adly aid vans will correct wry toter promptly male agent/ entail Adm.°, edueoes UBSP halal Wow and UK Bat UM. re Maw subfahrin of uBS AG and altiliares of LOS Seeskin Plea* make al teed" payse to the kinor the fermi • Caton roamer, corarl or norm% Memos (o g . Friona/ KOWA An u.0 Thee rots &wit sweat if avatale upCel recueS1 nueueon ndrated on to tors of this statement h addtpn 'ruled pal/wet/vs aid prtrae placements) that are na The Plenty acaturn name ceflats edarrixim that yeti the fem's exectatte offices at at to (LIS a:coun fees. wounD mar be mbeed to enlaced vide the WNW Act of 1933. and entered as the fonts Wine stews webs.. It ea sommic mmutertnee ens charges for ire payer for sauna: cumuli:gab inderunw mown by you Ye azC you wth turchaws and elvers Its uwad nut n CLN XCant$ • Commarain cancan to 9. forcon *when)* mil yea reCtallittperg n lem no Mad ONO on sour wcourn Amnon% ma ace tradern?d 10 Othio elStAnCnSinay be peaked metal contact WAIN foxescomma and Yea on Wave your Freda,/ XCOalt manes. through Woe en. r :Maw to a Danner lee. Rs"mat WW1 coronas Services a bye:own; sox Snared Arabia thestawnem represent. only ofIcbt record of SWIMS UBS Sweep Optim The SF< paeans rid the napplerramta Freston do not Maw overview Fillanaa %NIG*, acoxint Other records. maw °float tar U85 otters °pans for swordGM bermes, baxes to aapay to these assets ten if they Oternree Totem mar • Vat of Mr 2CCOunipalito, PM of assn and attorneys. conunng soaked data should not be ;Wed bank depots at ula eat USA NAM AG Sentra Daum swam% The SEC promoters and the AppOnett readapt upon dyou Wove ewe is an mar a OnGtal, pleat (Bark monomania' muoui finds (Monty proteann do not premed own Menges n the nude • Axon lateen audio* cell balsat vaunter ntpOr n ormodirely h want to Meerach Matwir of the hods) and the liktn‘ltienal Deport Accent 00Alfor tate or yov immanent, eneedser as a enure of mane rest, iced %cattySC rid DPW, Tme Repeat treedized once seeing your aroum customers Mtn n manxional Swum Mauganent roarrent. cowl badman of itilsam'sP) marks to market ad oxtail races not held by the Fern Aconite %mgt. iht Bat Sweep StOgratiS, can banOeS Does not nCbdeunpnced SaaltelaiSetS at tie erd or de Athough al hires team are intended to be ;Cara. are Swept to LOS Bat USA up to Mt estalstMed kw arid Mole iibmaona edit Roan Meat Vat may obtan pro and aorta tearoom weds a awe neeanen% gamut ata Toad rot be used for tar puposes try net to UPS AG Starriced Brandy a a Matey hard Deposes roue informal:an stout WC. hcludng sheet( Brahma invested ital, plum aid a con islbR sled. colons sole6 on yeaend tar tam . Form 1099. We. 10415. at ten Sat USA are SDK meta n accordance with FIX by conwrg SPC at 202-37143300 by veritmg tie SP( • Ciaokkes MIAs debt balalaS. outstandnammgn CC) then pepsin your to raw lay/ im isrequited by rules for eta Hammon p Iwo nut mow Uto gov 'Abate ammeter= 010 bas. credit Ire stsat aceoum bates lam to won to the RS al tom le demands. Avondale non Deposits at URS AG Raided Bunt and *Latch/Am, • Cashilhomy again Toes of articled ava&Ekcwii Mob* evelends ad lambda netted eared on "noun." Fads wow mused by the FCC. Deideni Re evadument Program Ueda) held n your acCoure, nn proceeds on sale tranUctitni, and bSances ekt 1135 Batt USA adorn baron UBS AG Me pat aneCel et, deter pat you may °bean the Stamford Branch depose balances aid tnoneinwkie mutual cost barrenwan amend remain Through the OA Addable to an basics are swept to actual age tract your fentrval Adios Only whole stems" loci sweep Wines. a the dose of the staltenten period dpone ablOurrtS a 18$ AG NewYork Bach and US$ e4 Me plead under PIP. partial lines coil he soli and the Non.corrincd Ey tee aedn balsas h your noun' are net Ommumicellons whhthe Hem Carman Wands Theseckposns zee ria routed by the SDK cash rul be agonised in sots aCOard lliedvard sfirepred from Nee barmen and tee Fanny% useayof • piece rearaill any Ord CannalCatons *rani to Barren herd If the 18$ AG C Orin Beath telpOlinly renwslmtere Coe aappled by the issuer may dee trot, the Opined 10 the somogn rid of the C away lands and these !Ards n the ordiwy owe of as banns lime funds furrier prow your riles warding wangles war the mater via at ends thepartial bat re sold a nava* upon yoa demand The total 6 InclAtd in he *awns Wow Protectors Act (WA) tore n m quaradee or other oblate:nal-66AG to way thebatmen Wee on the 185 Capnal'S Brad.'" boas arrant owed dos kg value Caleb/ ine • fl tie fruneal instruaion on the top kftoeihe km of the Only lei° le unto may be held in yOur arrant r you are Lending information lament is not ICS Finnan Stryces UBS instal Deposits a LIES Bra Vie and each URS AG Braech ore red weed to a/whew m areal! of a &Mind parent or rot detakd rileenvon on MO on'Seteleg paean and Stokes canes your accoutre as Wacky broker by prctcwd by SIC MoneyFund shies are acceded by SPC otherwise, tie Arm we ether tel partial:Ms x mate price clacloitirth, tea to vowClNn Peal neap antral or magenta We the pleated ratuton We Intoned See %IBS f mated Severs Account Protection' NON a aCCEpt an fl int detemred by a registered Wang Awn armentem rod the General Tien and Ca-Wenn you of thts retnianhp Men you owned tilt =cunt in agency. and aide yam account Upon you rPal.2 Bata :C.1 to Bat Swop Program or USS Star/lent of Ctide Raters eatable n ayeements the caw your fords area roma was re looted X 185 ad Deana Mr iiM e nenAnc.o.,6v ftwory Fiona' Wow aid not the rtroducrig atter. ad you OA mar be weltann. ad Owes of a Pvtney Fund maybe laindlmentableaeres must waverer:4 of my ma or amssisn to Beth ant liquidated, and the ;mad, returned to putt you, the MCI:Vent armies and rig prole are 5p2CliC to eate taerritet lackni Your ants worm aid may vary between flea. Oise the Inn Yea Statallent andel SennteS and Other assets held n All aCCOutIC StaWrencS Shall be &CIO Cilerpine and tromp Ir in winng of any nateant Mange in your frianoX Further mfamten tout aralttle weep optore. Waing the accota at the end of the names( period You Wei at acneare d nx Obleled TO n Van? Wm 60 dads. 'initiator nmtirner await; For ead+ accourt held. for &rimy of luny paid waren at ay tine You may anent mimed rates and yields. 6 Nibble you choose one of thre fo loving nostment obActees *wee fiat Iron your 'flatcar advisor a by recta. seamier used A bit collated Imic pawn at • Please direct outlaw' complants a egoism to to herr: • Amigo Current axorne Inernenents wain; me balance the on rem Any winter tendered u them CF rant at 201-3521699 or meta caned renal kin of :some only dans the summers period an hod nutlet eat* at of at 00AM to6 CO Pkil ET Monday • Aare* earecablispacamon hAspants Seeking Torah the eel of the 'Moment pad lineup n ly. a in rang I Senn:HIM. USSR aretistSenrkss wenn swetection The Finn it.) minter of the Same" !Mesta PrOteaion of (=opal rah. than It* ginelatOri of name • Cost basis n detemhng mewl basis of the searees Cline Radium, Deputrrent Unon City NI • crociece COrobrunan of MOM MIChthribrithemaran enduded n the statement. Water. ndi:Ited %White 07(87 Cothorauca (WO. welch pro tots swanks wows of is meatus op lo 1500000 (nada; 1250.000 for dams for Inarstrrnelt loot hp both me gerWaion of icon ad natter -I.' UBS Pnmai Sewer tin reed on ca) The MC we airecten tow *Ph le all wan gowns cd brava' edema ion obtained from sources other than t8$ • ti case of ears Co gallons about an elticoone funds Fine-Icor Se yet. neudng nfamapn Iteen was Int undo 07T1 Di ever dash card *WW1/held n a paned, cooly The fret together win cenan Adam ha also put aced award* profiles oi mat you may hat preotal to your hnnful Mew trassachookr I o le3Senrctil • emendate Seeks to mantas Wier pinata( wits low The Finn clots not akennelenity vertyOr guy-net* anew hc. Wee-Nukes. NI Apprimontai protwon The nuanuen =Gun' payable to all NOW amt. cactvel,uderthis prowion 4 550) vOli lily to the nowt writ eon d ma means *waxy a vaiday of cry Mangan provided by sews O7486. Ann IMIA1 SA StrCe: the exam does not gonwelefirfallt (KOMI Of °Mato U4S handl Sar4eS melon as of December It 2013 Means ad mancekeep pea nen inIllalo GU avower sow as pa cart d Kellett yam • Atioderaa lAlling to accept somervt tOiondlaal and addtion *hough U8S Fiendalarreagenordly stawnem or wept 6 %Verger It SP need mate Wow to the poky arditiare and known carat at the Fon CUTS' prObeCted fa' up to SI9melkn n the tokrre sarwvdantyb soak higher rectal updates the dornewn as t 0 ranted the inn does rot Mammon Lout aurae on the smerront or reapt oral& any ameaues ma the ntcomatun war Cost The rim a Card Mew (as arp lOble) mug hear tan you anew:eta al pot warns held n a palled, capaay • Ainrapte Wring to area hgh mgt tO ;town ad hgh A full oopyol the poky **dog 6 Natal. upon raart, Walk) ea seethe"' rows odo taw bate and 'Urrenited gailtait" it acosme c of the dee nO L3te. Val 60 CPIS alter the r m amt you the frst of th us draelfell AS such please do not rely on this summon on %heat the sae or protean apeatif irdormXian to makepurchase a Me Oozes. Iota - ems rune and nocommt number (e and The SIC prOlKlat aid tie supplemental prowen both do Statement 'hue soludang" not Salto We may consoldate al retited scout Stational% with the purposes or 011eat Paw& Militated to thee en - Detente the ea a the aintent:et re awe alas mar reflect glass Manion oily for the period of adman , as awry a you do why yeti behove 4 is al • Cenardnaxial tows controlled bland Waded nye°, sane address n the Sae nnelOpe Accost" may be rented now value but held awayfroml8SFinaioi Savion for this anew beam they hoe owners lino Sea maintain titre they re held x the Can Morehinoreal Henna'', era a ray you need more neon:im Cal be added by you Fironai Ardor - Fronde the dater amount of the stnpeaed era (my anal (leash aIBS Bat (i)ca;h at LOS AG pont Mount filalOnPIOS wet Pter dents at the same Stanford amide Id) nitrate acetels. Widely 'Adobe address The pence a know al 'housetrolOng • it you wee hot ad Mitres of mutual latch ante soh aele to rewire indented statement, mad in mono • Unnamed gelnelbsees alba data b amiable shares ate to owed dray is the nine a the a0annt ipelred rectal :id Ian" o.aralm foe SDNY_GM_00022926 CONFIDENTIAL EFTA 00133546 EFTA01275513 Important information about your statement (bal meed) tfridalscolaity Ins The tatirtion data fa itircbal - 11*0 party ~red vaas mav be lefMeed as 'Not ~er of acreants at te troabdeaer holdingmetaal ACCOult art regenend veem mats ca UPS ~al Services lot maya ma, nol tel ka anynksans. Oases at« ancedl n smaal 'maan aft an itettent haas of dat had laniy M 'somt reorgundrian ment Pittend VEI odia "ad^ lal Plant Afat «dun*. ba agn .) - in alt ion toneamens watt n ornaat wen naarst/ni bis and speorretic mactme lot are eat, vak,. Men wo baan» aryar• tal a rniOrill mort har me sat or dorbuton of amirymnta sad Inir vea Sonatine is a weiland ~tornt* ol Vita COestined tOdtifideOneakerard lhe •Irak dae ocarredtha may alla creeisesly reponed vabe too tos unit to ar dent we artet our Inarnacnal LOS War Sottise credit cards and LOS uld <Mom peesents Vee afpaal trassaat aandam geelt. ce tenant* naad te hghly spautabee aft Aan reces* reien» tang rorpensa« trom dot cards re meed byUB58am USA Yeth wnts9on trom duo to to nat" of the uordy ma,'of me reane oraal*: inmat v ca u S A marparsed • Oase aorltias Bendt andMart 1100, tal te - Men natha al dier grient mrt a sponsor averty toorts aeitarn of the inrancecornetran ituile <alt lor arty redetptooWd be SOOS naamaft* etsnaad traant,' inalt vaut is or sponsors 0:1 ene tiert ~nl TrUStS OSIteute UBS Financial Servoes Ins Re. 201407 by bt Wet smag al satans of that isre hit n out prOvded t»trut of me roity wil bedreven ten - Out afblaas aso recelretradlne <onweren ana citer name ce n ~nee nar* lor as dab <allNpte na poets* ptt attreation trem anaal held, rid nota»? eettinten is taant hom thrd pres ad as maat - 'Diartutiorn to dar' mal harde ohm 0~ies whoie podiets we &ir huts? rol ~mrt Ot« all I Pan. mat ot weet nart cr bah - Were«bea anaal fee han LEIS Bak USA aal UBS could affect wed complete anima lon wil be proaded - • 0^9^Mund we' amiernts te tol allang pace AG %woord Bralde ol up lo 115 per a:Munt tØ te9-et p«va ra rnay rot reelen pui coat bat swaopise to to bank% ad« Ib» LEIS Bant Swap Prograns . Currircatas of &port (COO (Os are FIX ~d ups, • lbastilmed porti« Reanctedsecumes genaak are $293,000 in pampa st tand meent per depot . not dandy eegade fa prik salt udl enatxial letvvs AS" and per cinotay 'timbres ri acardanw wan COC kist the nIrtit pikt ot te armtod 11Ø of the sank ledoonatlan rogardne conventen rid ah« charges net ssuar r al mant vak* torts» reorirted stedt br Maart n ccnnecbon wit the ~Mort of tralies «bidt put~s of cis sune or* To the mum tv opbots Vatactonshas been nclated ce oanInnrons • nimhaluo rites ckpland fe' name> arder« iestected seCislit are OIO* lor Sak Me ealammend armen* hanhi to sou, and wal be mondt to you aparte, '"ar beha«« btw, thri ten pint tal you nay be subturstiry lets man te imputed wiet shows roman ore remt MUI! Wal/ re~ in ti ~kei Prces are obtaned trom van2u$ tred partystrem. vØ we betere to te • Est Nainatod) iØ menatyialds and rans. An Short albe reikte bed we do not garant,'" teek aaaracy talmt of stat omme n baad on aan« wenend et you nØaØ ei aan aahg aantal, yeu my rota - Wo gowraly lno tw denng pin abn a/áLabb « the ad nael ess. agning bb iscuritin walt be held lor charter» to anaal barowing oost, fata palets maan a he b4 ad ask tteS f« lat stores and one yen Irom Patentst date or vnl inzond leuf Panty optumoren y bd pres lor OTC snuit eiante d Onbr a aspirant aCCuraCy and Oantnutd - Let activa/ valt soorten maf be poco, omga neemt se not gerameed Open orden nbacn mocht er thé most taan ;da we «aait - Est Mand aner tot ad arom til lor sedan ReStrdiog Open« "goodailancelled • orderscha tm not and~nol rel led an atlas Mat« ra or ware eensol Waitites mud 'tuit a return of encc* or efauted byte armtao date. open bei ad salt ta - (enainp011iOnS mayameat mulat apma and reil naptal ganS n Mim Cdethe eSt eiCane ~zweem aders re redaced by te teroen of dealende« rghis show z 'poco was not aecilablel dm are smalt to yekl) waad be oeentinn1 • oediddindsor 'grens date unit entend ot eneir abuis a prce lor a stoomt - Fintotal anti omme at narent tel ad te by you You ae retiomble lor orders Hol are ~zaad die - (*OOM Oe StOifteS denentdefd n ~es oexe adtia WOW* a-4 yeld mght be benror hgher tri 10 your laas.» cancel maag open orders tm ti Stola% are relkond a the etatergote as of the esanated amens th* statement dale - An nam »el srwaleed inceme «Indeed ander Tast witheldiduan ~ons baan Uit Pinancial - For maan staties natie non-castirming «reil) dtand by %turen mak« taan ar 54111ide' S IRAs densentbaa. ace ad gualtly «ace vale)Maa ane ▪ 6 baSed m ten last deert or mavo Nasa, tas dwreaUneS VIS Filetdal SenvioeS 10 botheid boen rptedb laoleale vopo- vaur,on porem made by te moer and araens cot toost tm lom ps tact'. IRA dienbut een. tul younw To Obtaii aan: quaran. weien asallable. ronap yor team indmints wil be holdfa ot par lian th* doe not leb.. exen. We witehell or. instaat you taf Amati k/mor stat rent date or vita mxurty nota" and Nas 02 har Ir vaNald a arre or natst amant as conlaned yak ae na gaatte, you choose Yd/ toon vil remain a effectuntaretolied • Mans lareamints and zeruauriad eneurt entre by you You may ~cao sur eltetion r a-q lto by ~mg nestmare srureart Cricbdne brt pakprim • Aan net held layUESfinandaI Sandra Conan a new ebden t pu do not hm omligt" name tir progran and real essate Pestfeen Wiet Shiiet* and asser, aes nihele byte Pro at not ~n te fits waart Iran sout dratutions. you may be rehomble tructred product Zegent, " heler Mao/ <elan possesst or aneol Thea ziet re drotamd ca Sur the paprem of ealinred ta Wat Mi nar Wren d te sinicheod pruimas ta* not bom roaniortd wit th. stamnar for mormanens metsel ona Poserans ad mept vatiald and vol ennuted hw palmaas se not Stams and Exena'peCotraissem a und any state takes tresmad re *roskod byte isane fier. U6S Muit CO Pa la< oblipatia starts nes We voet estmred tabes la private nanca Saars n not reponstirforthis idarnain ontman taats arts onnet produos br and does mat plantte es accuacy these aS5e15 genot Privacy Mom.* enalputoan only Accuracy n rot 9otanwod prOkeled M SFC or Me Frits supplonenni St To cbtan a COpy ot ar afliet Care Prery Amice plm - lheekvaue5 maydiffer sebsurnallyfrom plet ti arv coswar øreed vat F nat:314ton or te our ~ster ai Mm traan memmen stutte structured vaar umcemenveleara medoc matte topt a sok and do not necessanly • Kwant» raming and ~Snel compensaties. ~inent the rebt you meiraamt oPln hbadann - n anten lo ommaison ore wies and nbil fan 66S tintel Smet brot a bat The MA Stoot - Th rd pany etmaes of vabe are as of a wandre receval n ammecm wit the Ontbijt of motor lervat ØØ UA and dthiM ae Ø« age lattltS sid Ølid 10 Let enard lervvs onaresulár hads to our dient we ante Ote aftikte repip vinm aarde access to baret SefeCeS and proton bain by an nelepernent valjaden ftm rortue tarn; papunu trom adttbutors ~ot tØ anangenvints wen smaadbats sd otte med - "na Penaal papwc spaar Smaad vaat d titan of Vo mrt, funds Mat we :eh These partyOS*s and porte, Jon to nurat ad remt y any. re strobed to te Fan by te mum general 111“1115 are bard cri wo dramt «neoarts 0 pitte asmtdbyunalalacd metary Parate partner a was« ard rory be Cabialed bast cn tie amant ol sagsby Les ol a panrela mater fund companes Heugt nagalm agency manna es of utS different Normalen trom teat wad by end pont to lat% to ordent. at Ie O,e tiid vat of a Fnancial Satan etc doen tapl etmand tras palmt, ~ai fuld fanas Shaeit hekl a ;he tien - Youca atm »Mond rdcematen regatng the - We and mur alfare ati ware reteatag ad kwelmrt. nurap. and Arnoldproduct, meentoliagy wed to determineert munt ot vake ormtsprocesong km n mrivdefron lor tonder bat IOC Inert • NO bank ;Wenken Mag 101e talie and te dan of he hforrnamn ma h Me base fa te agent ~Ces n ma monde eo rhe muur funds mine baant:tin put Amati Aasdier Thra lets generalg re pad Iran Mona asem n te WMA RESOurCeMa~litostrit Business Saars marl had ad se a timd altt mort baset on atcont Bib PAM and ncemabonal Recuice Manyarent SDNY_GM00022927 CONFIDENTIAL EFTA D01.'13537 EFTA01275514 ei vices hc Resource Management Account UBS lie, ew o NY 101714:002 March 2015 HI illy./LLb NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: CasNSavings Account number: Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeline at S on February 27 (S) on March 31(4) account Your assets 4,109,172.87 4,109,368.36 Visit our website: Your liabilities 0.00 0.00 www.ub.comlfinancialseences Value of your account $4,109,172.87 $4,109,368.36 Sources of your account growth Tracking the value of your account duriag 2015 Value of your account S Thousands at year end 2014 $4,208:869.81 Net deposits and 4,208.9 4109.2 1,109.4 withdratals 41091:00.00 • • Your riveS0Tien t return: Dividend and interest income $49855 Change as market value $000 Value of your /emus' on Mar 31.2015 14109.361136 OK ?Dia Feb 2015 Mar 2015 SONY GM 00022928 Member SIPC 01P70003006$7640 = 0315 Pegs 1 of 6 CONFIDENTIAL EFTA_00133548 EFTA01275515 (SUBS Resource Management Account March 2015 Account name: GHISLAINE MAXWELL friendly account name:Cash/Savin s Account number. Your 15 nand.' Advisor. SCOTT STACK MANILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 ($) you account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 4,109,368.36 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 54,109,368.36 100.00% B Value of your account $4,109,368.36 Eye on the markets Percentage change Index March 2015 Year to date S&P 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC I - Europe, Australia & Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61% Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% CNP70303306576488 =Oars IIIIINGM000229ftle 2 of 6 CONFIDENTIAL EF1'A_00133549 EFTA01275516 Your alnandal Adelson SUBS Account name: GHISLAINE MAXWELL Resource Management Account Friendly account name:Cash/Savings SCOTT STACK MANLYLE CASRIEL March 2015 Account number. Change in the value of your account Cash activity summary March 2015 (3) Year to date (S) See Account gaily the month for demo &dances in your Sweep Options are indwadln the opens's; and closing balances vitt. FDIC Insurance gooier only to depoun a U85 Pak USA, not to deposes at U85 AG, Starreord Branch or oar* deposits pacedinmost, the UBSInternaional Deposit Account pro:yan SIPC Opening account value $4,109,172.87 $4,208,869.81 Fxoteclion awes to money market sweep fund holdings but rot bare deposits SeeImportant inSorrnation about your statement on the last MO Oars of this document for detais Withcfrawals and fees, including investments transferred Mardi 2015 (5) Year to date (S) cut 0.00 -100,00000 Opening balances $0.00 S0.00 Dividend and interest income 195.49 498.55 Additions Closing account value $4,109,368.36 $4,109,368.36 Dividend and interest income 195.49 498.55 Proceeds from investment transactions 0.00 300,000.00 Dividend and interest income earned Total additions $195.49 $300,498.55 For puipatS Of INS Statement, taatilly of inkiest and drvidend Income has teen detennined licm a US Subtractions Is. reporting geispectire. Based upon the residence of the account rudder. account type, or product type, some interest andor dvidend payments mei not be subject to United States (US) and., Puerto Rico (PR) Other funds debited 0.00 -100,000.00 income tars The tient month)) statement is not intended tote used and carnoi be relied upon for bas purposes. Clients should refer to the appleCgole la reporting loans they receise from U8S annual y, such aS Funds wthdrawn for investments the Forms 1099 and the forms 483, for tax reporting information n is the practice of UBS to tile the bought -195.49 -200,498.55 applicatle tar mooning fauns with the US Intend Revenue Service and PR Treaties, OeDartment and in Such fOrrns accurately clasYfy dsidends ardr Interest as tar exempt or treater income. Pleat consult ran Total subtractions -$195.49 -$300,498.55 Indedual tax prepares. March 2015 (S) Year to date (5) Closing balances $0.00 $0.00 Taxable dividends 194.69 497.75 Taxable interest 0.80 0.80 UBS Bank USA Deposit Account APY Total current year S195.49 S498.55 interest period Feb 6 - Mar 5 Total dividend & interest $195.49 $498.55 Opening UBS Bank USA Deposit balance Feb 6 $0.00 Closing UBS Bank USA Deposit balance Mar 5 $0.00 Number of days in nterest period 28 Average daily balance $35,714.29 Interest earned $0.80 Annual percentage yield earned 003% SDNY GM 00022930 ChIM030930657646.9 0315 Page 3 of 6 CONFIDENTIAL EFTA_00B3550 EFTA01275517 Account name: *UBS Resource Management Account Your K Bendel Advisor l• Friendly account name: SCOTT STACK MAAY LYLE CASRIEL March 2015 Account number: Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about >our statement at the end of this document. Your outwit objective: Current income & capital appreciation Your tisk profile: Pornary - Moderate Investment eligibiSty consideration - None selected Your account instructions • You account cost basis default closing method is AFC,. First In, First Out CH1'70303006576490 IIIIIIIYGM000229P319e 4 'A 6 CONFIDENTIAL EFTA 00133551 EFTA01275518 SUBS Account name: GHISLAINE MAXWELL Resource Management Account Your PI nandal Advisor: Friendly account name: tasil Simnn S SCOTT STACK MANLYLE CASRIEL March 2015 Account number. Your assets Some prices, income and current vdues Shear) may be Epproximaie. AS a kite. gam at resits may not be accurately refkcied. set emponam inkvenaeon about your satemete a the end of this document for more infornason. Cash alternatives Money market funds money market funds 8e neither insured ror guaranteed by the Federal CePOPI Insurance Corporation or any (Ater g, .e rnrrent agency. Although money market fundS seek to ereSence Ite value d your investment at 1103 per share, it is possible to lose money by investing in these funds. Total reinvested is the toted d df ronvested Ow:lends II does nol include any cash chicknds. II Is rot a tar Voreeized (tox)gam or loss Is the dffe ten« between the current value and the cost basis and would lot for the purposes of determining hold rg periods or cost basis. The shares you receive each twee you generally be your taxed e gan of loss if the security was sod on this date. The unrealized nag gain or loss may reinvest didends become a separate tax lot need to be a:Elided tor net Len of cabta payments in order to determine the rea3red gain or loss for tax reporting purposes Cost bens 4 the told purchase cost of the security. Indudng ronvestedduclends Tee cost basis may need to be &dusted for return cr exit& payments in order to detnerine the ad tested cost basil for tar investment return is the current value menus the amount you invested dues not include shares Thal are not (recede.; purposes. reneded on your statement includng shares that haw teen waned as either a gan or a last R also does not maw:* cash addends that were not reinvested PurChbee price) Number Average price Client Cost ence per share Wine on Unrealized Investment Macho Hddng d shoes per share (I) Investment (S) two (S) on Mar 31 (t) mar 310) gain or loss (S) return IS) penotl (.IBS SELECT PRIME INSTITUTIONAL FUND 4,109,368.360 I-OCO 4,109,368.36 4,109,368.36 l.000 4,109,368 36 EAl, 12,466 Curen1 yield: 0.06% Your total asset Percentage of Cost EStmated Unrealized Value on mar 31 (51 your account tc054(S) annual in(pne (5) 000r IOSs (1) Cash alternatives Money market funds 4,109,365.36 100.00% 4,109,368.36 2,466.00 Total $4,109,368.36 100.00% $4,109,368.36 $2,466.00 Account activity this month Ode ACIInty Description Arnots4 IS) Dividend and interest blame Taxable deatlends Mar 31 Dvdend UPS SELECT PRIME INSTITUTIONAL FUND 194.69 Total taxable dividends $194.69 SDNY GM 00022932 CelP70003006676491 0315 Page 5 of 6 CONFIDENTIAL EFTA_00133552 EFTA01275519 SUBS Resource Management Account March 2015 Account name: GHISLANE N1A.KVIr ELL Friendly account name:CasNSavin s Account number: Your lq Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL Account activity this month iconinueth Date Activity 0escrption Imolai (I) Dividend and interestiacorrie (Continued) Taxable interest Mar 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0915 0.80 Total taxable interest $0.80 Total dividend end interest income $195.49 Investment transactions For more informaion atout the oncwwiue shown for restrICteCISeCtieties. we import/rot IntormetiOn arOsrt your statement at the enrol inn Oactment Proceeds from Funds nvestment vathdravim fcr Accrued Dale Acb$Iy Descipton Quantity Yaw (I) Pnce (1) transactions (S) tmesimentsbouggn (1) interest (S) Mar 9 Bought UBS SELECT PRIME INSTITUTIONAL FUND 0.800 -0.80 Mar 31 Rermestment U3S SELECT PRIME INSTITUTIONAL FUND 194.6% -194.69 DIVIDEND REINVESTED AT I 00 NAV ON 03131/15 Total -$195.49 CNP7C002)306576492 I= 0315 IIIIIIIYGM000229Pigle 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133553 EFTA01275520 Important information about your statement 1185 FhancialSovias Inc Meet a U3S Finawal Secret The Finn or Cad Mowed live:tittle sots CCalplailt holler on the books and records of the wake* Over or engem —you may Paine househalrg bycarne your is a renter of al sepal security. Cattnaddy aid wars will cores any eiror pronotly toter age/ Framed Advisor achieves UBSF keel *we and MBankUSA ay heat where of CRS AG and Milian of CRS Scows Plea* make al d,e&s paytto to the Furor the finsical • Conan werrennorarts or riermse meet Oa 9. Friona, latent name u.0 Takes &will swear 4 avatable upOn repri1 outer ndrated on the Imes of this gasmen h addems Smiled parowshms aid peva* platments) to are na TepfnentSy scotch none ref kts 'Variation that au The Frm's entree oleos re at to legukT arouit fees. a:count may be kbp0 to Inlayed under the WNW Act of 1933. and entered on the Hens rine graces were It as memento Met charge: Ice lie payer/ for socurtcy customizable *nosier chosen by you b azM you wth puichwes and chars Ice road nuts n rah XCOUltS • Commades contract ek 9. tarp *whoop rod You otaccittped n le no bga ems on sour a: ours Accounts ma ace traMerod 10 MINK elttAACoS may be preaus metal contact ex1.4419 foxescommas and You can dove you Frrelday XONSIt manes. throup Otte seta to a vaster fee Services a by ortactins )ar &tarot Ababa /9"'odAY ate contact lh turners reprocess the ally Oc/trete of sour UPS UBS Sweep Opem The SF< protection and to pepplornota proteoton do not Aorninevonsiow SeNtal acomm Other records. rapt °float tar UBS otters opens for seekg cash baace& basices to apply to these assets ean if they Oltene empty w ar • Xebec/sea attain:0race Na a assets dooment. tontine tracing dau should not be robed bank depots at UBS Bak USA Ind Ur AG Panora holm suarnent The SEC protection and the swprwmt habillMS upon rl you benve Wort is an era a cant es pleat. (Bark SWVIII hosrang money market mutua furs (Menet prOttaCil do rot ;rata pans, changes n the market • Awns Include sealkle cell Maces valuesla MOO' rwediaely h wrangro Weerach Mawr of the Fire) arid the IskliorKnal Depose Accoust 00Alfor oar ceps rwevinints trete as a result of maim rosereed enmity (es rod Gkbai Trot, Deport unrealized once siting your aroum customers Mt as intonational esoace Mmagenent smarm/ outs batneptcY or FIlsav'PeF mats to market ard arta , asoces not held by the Fern Aconite through theBat Sweep OrOtranS, rah Whorl. Does not oCbdeunpnced SelaltelaSSett a Weed 01 the Athough al Wins town are bonded to be Xarate. ate swept to LOS 8.re USA up to r warted Pr and Mote 1Wimaona atilt 0 Leto Yearn Yen may ebtan ace and <urea statement wet a PrWate iWanentS. tweet data Toad rot be used for tar puposes Key then to ICS AG Starred Branchc a a Many Funs Deposes we informal:sin about WC. hdudrig the SP( BrOdur• UnitSbad stock col km and met*Ice stock colons solely on yea.ot tar lam be., Fan 1099. 5498. 10415. at WS Sat USA are FOC need n accordance with FO; by conwrg SPC at 202-Th43300a by many tie SP( • Liable/ hetes At a bralCES. outstandnamagn tic) when pepsine your to roan Theism ism:prod by me For own hiamine pato nut www Ida got netwle alone amc ort? loan. credit Ine. Wert accoum bates Ire to ream tote RS al tam le defends. repeal. non Deposits a UB5 AG Sanford Branch and *Lams d Money • Coadromy Orinoco Toes of 'ravened avaiable car rose* dviand s w tette meet tamed en Seaintet folds were nsures3 by the FOC. Dividend Re Waattent Prograh OR/P) held n your acCoure, nn proceeds on salt tranUcthnl, rod bSanCei. pkus 1135 Bat USA deposit baron UBS AG me aka melee 4.M rage One You may °Man the Stanford Branch depose balances and moneserka marl cost be:nonwith weed securities Through the On andolakt to all balinces are swept to actualyea from your hiumal Adios any Miele Ways firm sweep WIT)Cti a the dose of the statement and depone xouns a UK AG tern& Brash and IBSAG are gemmed WSW CA P. partial ties MI be soli and the Norootrincd Ey free cede batman h your aortal an not Coninemiceflons wit the rim Carman Bonin These depose ree ria nasal by the fDK cash we be Coward in per aCOPurt lie dvderd • please remntein any Oral CadrersMCat ens es mitelyit0 segrepaed from otne balm?, rod tee Femme use ay or Servos he If the WS AG Caryl Beath are wearily rethesIner6 per:evil:pled by the issuer may dlfer from the these !Ards n the ordery owe of as banns lime kW further prow your niaito Wading you* rights woe the oposed to rho stamp nit of the C any, dads. and liar* pro at well the paha barn at sold ore payabst upon yora demand This total 6 Mcbdtd in re rotes Weer Protecion Act (WA) they k no guarantee*" other ob Spate of USS AG to repay orront wad dosip value thebatman whit on the LOS Camas's Brachs boas. Caelkelim • fl toy !nowt instsaion on the top kit oe the from of and Only Stole unto may be held in pia ariant I you re lending irtformatiwt lakernmt is not CRS ChInCsalSetvces UBS koala Deposits a LIES Bat USA and each UBS AG batch re not owed to este we as acrek oink/Wind parent or detand Mammon on We F mn. >Vies; peasant Stakescaries per accour as derby broker by awned by SIC Money fiend shies are parted by SPC • therwise, tie Firm wit ether tel pantalets, make price didotoret mkt to yo tt ClNn RPM neap Agreetnri or reward eh the reamed neuton We Maimed See %IBS Fonda Services Account Intemions blow a accept an wont &woe by a Yegniffed &ally ACCOunt Agerstill and eft General Tien and COciditOrn you ot Mn m1'6011119 .h en you owned this =turn in agency. and ate your account Upon your ream, balrces n tie Bak Sweep Programs or StSfalett Of (We Practices ratable n Agreents this car pa foes arts sena% re looted a Its and OCOOSII0 ayywiiM e ••4••••••••••4". tr non Fismoal Sources rid not the reroducrg bitter arid you OA may be vatetarm. awl Wars of a Money Fund maybe laynement °backrest roust mace a report of my moo aerates to bath MT'S hundred, and themends returned to your you, The Men:Vent Weaves anent prof ik are speck to each to:trite% lanll VOWaunts accorm rod rat *ay beset P.M at se 0.* I on YDS iltatifilent MOWS tennteS and Other assets head n All aCCOunt SUMMONS Shall be dewed Olerpine rid prompt, in wrong of any tip' iCant Ounpe in your fnanoa Further Mantle tout tattle weep *pions. eudng the 4Ccoull a the end of the staierseu period You May ask *carat d n t °Die:redTO n Antal? wen 60 days ShAan Cr notStrrner ((voter; For each accours held. for delay of Julypaid ratites z any the You may wort merest FAO) ad yeas. d wit** a you (Perone of em to loving mestere awns wow Ott Iran your /flatcars/Senor a by rare searaim used a low colateri Imic pain at • Please direct culture.' complantsoe in:tiros to the tins • Anita CuirentNxorne Ineenments whin; me balance ale on them any tuntlened the Cf itrnalt X 201-3521699 or tolSkee calms genital im of ',come only daily the swamis period an lied a •11694 WI* 01 a 00AM tot 03 Pavl ET Monday • Aarie C'exablioplemon twerrents 5efkinu Tooth the end of the stement period thdur n ly, a In tang I Sen/CM he. UBS Reseal Stoves meet potation The Finn 6 a reenter of the Warne Mesta Protection procpal rah. than IN gennatOn of MOM? • Coot bait el detantes the coF basis of pre sewilies Clint Rations Depatrort. Unon Car NI • Reece Coarsen or (mono and Ceara *Macron Coporacn (SRO welch protectswine roans of is induded n thus Fawner wen ndLited web the 07(67 harrow° to ng both ho generaion of more xxl mertes so lo 1500000 (mcbarg 1250.000 for darns tor number - 1.' UBS Financial Swooshes meted on nits The SSC we execten tenet *Palo all maws growth d pr ncpal alternation obtained from sources other than Its • h car of errors a croons about an Mayan lands Freda %VCRS. ()COSI 11100113(10t1 if Cal awes fir tante* 07T) bi Sasae die card *WWI/ hOld n aorta/rower, The Fret Yager wth cerum Alibates. ha also arcked catcall risk profile or slat you may brie provided ID your erica Mvoa reechoes/ I o Lo3SFrimcal • COnawrehe Seeks 10 mantas Mtia prep.( we how The Finn does not erondonta 'irk Or gurantre the stop sancritai prowe The roman anoint payable to Wren hc. Weeherea. NI risk rid VOLT64M the accam overt eon fl ma means anraCy a validity of any itormaon provided by sources Wolk. Ann MAL SA Sava,: all NOW dont. colectwelrundati; proweion 4 WO men as of Deemer It 2013 the arent does not generate tad ant thCott*Of °tartan USS F name, Serer returns ald mat nce keep pea wth inl IOC° Cal a mess soon as pa cart dputhnIcate • AlbSeJa sMIlhg 1,0 MEW some reh to anciaal and en adder., *hough UPS FismoialSerskesgonoraly Select toe poky arditiaro and knees oh at the stawnem or teem 6 eiOnia a ASV need mare updates this dery an as e 0 ft:C004. We NM does rot Moneta, boa atrayr on the asantnt or recept Fen funhEr protected for up to II 9 mean n tie name sorry sodality ky soak higher reruns anew* tof al per aocang held n a pato!, capack • Arg9IPSPW. piing to area hgh rope tO ;ennui .34 hgh beide any assowas ma roe nf lamer older "Cost The For ce Card Mow 2COlOble) Mg her *OM yOu bale rod 'Unreited garret' is rarer a of We Oa* A full oopy of thepoky Wring 6 nit* upon rears! wlaUtpo rebels fees met tiro nO triethrl 60 GPIS alter the WI ant you the fns of this tilraMfoll AF rut please do not rear this new on Moth the era or proem arse The SIC prOlKlat rd she supplemental prawn° both do Statement fixesshoklinp" mama an to make purchase a sae dents lona - horde pis non rd octant number (II erne purposes or 01101./6t ACCC•alb U2104001 to the lien - Describe the error or the easter au ay wore atom not SPA' to We may complete al rend await St3teClEIMS Mgt the • Cement rascal tees controlled by (and Indeed nye, :Sae /Wm in the Sane nhelOpe 'Moans top be related mayreflect giriass nlormairs oily for Ine perisd of aid tole as Okay you co *Ay IOU beer 4 is al time they aeheas a the Pion Morehitows Worker error a cony you need mac nlamx roux v*e) but had away froml(SFinagal Services for this snow bear kley ham owner who *A maintain (et anan rot a UBSBar (e) cash as LOS AG on, mount fflalOnShOS *Rh ear dents al the same cal be added by you Fauna Adair - Provide the dolor amount of the stnpeaed woe Stanford brandy. (d) mutate mant mammy eget address Th3 prance a knows al Youseholdng • it you arra Xs. and 00 than of mutual Nods Micro wit pale to realer Meter flittrrent, nukd in apse • Unwire dganefbass Whori d ita a amiable shares ay registered deadly n tie nave of the aMart ecmreuu fl ea' re meg csset a2 camixed for SDNY_GM_00022934 CONFIDENTIAL EFTA_00133554 EFTA01275521 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera - and parryestimated vales may be reflected as 'Not ~be of nou,ls at tee ironer-dear holding inutoa Account ate matted teav mats ot 1165 Madal Services Ø maya may not elk« comotans disges ace pincer n metalstoats ten an 'axlepantni lads of to Arid lane seamy reorsaindatim emu Delbil and ode« valuation lam Anoint Applied a d matte to assign a - m skit ion tomminens etcehed m arntaion wen renwomem lots and »Moak.* pfd ae lots are eat salt» when no beam wa» thai arnworol tort ha the sat or «debate:en of aviary coreaco ad wit VG S•watuiv is a regiehrod smite mark of visa Otanbned to Taiddy one autra;od b1 lhe • Wade doe' *coned tha may ell a pownosly tenoned iota if° Itnni units toal dieml. wit and co our mornat inal 1.85 Wa Stgnabare OW Cards did UEd Vdd murm pesents the copnal train«asn baladate CaleSIOn. a when a sal» raitAd be highly ipeehlatare at races* ream* tang thatitenaten Iron detail cat ae owed by UPS Bare USA yeah whiten from duo to the rut" of the sway Taira( The manna,°Town Ind/wrung to YeaUSA haarparatal • CANN warltiat Bonds and pWritied SiOdi that the - Then nitther an Clues rent parte« a parnor a-ruity =awls addax oil The hatanorcewres Maw calt to easy weaponnil besolaced rota-Oath named «knot atudpalyeslMaud volut is «sponsors a taunt envesment trUSIS we *White UltS Financial SernOes Inc boy 201407 by lot tom among al seaman of that 6% hod n out prow led. the taut of to warty war beddleent tom - Ott allilyeS also receMe Waling commbwisaMomet name a n Newts nre ler our dents ( alloan Ps pitchout pia rp.nsaon from annual ilids nd *minx, *Soma«, is °tsarinafrom Mad panes and as xora-f - 'DiSibutiows to dae' may inch* rgivn of cal. 0:0"“ 1in wØ procixts we di,.huh? rs no, gstaaweed OT« call I eattres may eta whet mane a both - We renewal anus tee from LBSBalle USA are WS coed ilep mkt ~eta 'Norma ken Yid te provided - • Cwria uld sue' rgresmathe nealonnrg pace AG Stanford Brude of up to RS pet axount uiwn rowel perm a-.5 may not reflod yaw cos bark we to to hanks wale the tangs* Sweep Pageant • Cortireataa °fagot -MD.) CDs are PK routed ups, • hedand maid« Reenaed 'aromas ;manly in $293.090 in pampa aid sated nttrest pre dspasttor not armor engine for patio sale taBS inane« *was ASA, and per dot:outcry mindien. n =Wawa with SDK ow' the mark« precool to esintoktod s1Ø of the 'ant mannaen rowning corn-veer., aid otheo Marto niles tuna reputed Yak* tor the rearMed suka Bor mound annechon with the ertention ol wades nobadrad purpose of toszNexemona To the omen Ma option transactons has been maeled on the w:tons • ~Nakao Mots &placed fa wefts ant otte eta teed wanes are «gbh lot sale. teeter resieued prevourar Inasiat no you. aid ail he wodokel to you produces may be a brie thai the prise mal you may be wtnuntiay less Than the impaled yaw shown womanly on Nan« MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te • In. Nairwatad) exam arNotyitalds and ratg. An Short stilling rabble, but we do not gumbo ecrfr aaasacy natas of annual name is based oft anent derstend n you ae engaged en tort sehgaaearity you may nos a - We "way coo ten doingprise who's arabbk• sr ow and Mete raw awning de 'acuities will be hit for tag.** to caftan New" costs ken« pandela mean or me tol aid ask paces fa laced ledmel nd one year from siaternont date a and mammy This 'snony *porn or on k tad peesfor OTC satsten alienate is oq a gudene. accuracy and Otntnued - Let «enwatt traded Øfles maybe gad tung Name se not giuraweed Open «den «barn moo« a tht nno Mani Ma we °Waned - Est:rated arnual mane and writ Weed for Wan Regaling OPOo « '9000.tilarK001• OrderS Thai wore not a-4~r« :elect an adore males PM°. Or Wax tpesol securints muld ticket action of «beta or ecauted by the stamen, dae. open boy ad sell Sap - (enanposlions may appea min« a pet and tall gave gam n taut Cate the ant tame LTCawns «des re waxed by me amain of dui...lendscrept, on show z 'price was not wilable if we wistful° to mkt) would be °wetted an eededindsor tomes dale unless enticed theeis Obtin a orde for a scurry - footnoted arnual immix nd euteni yield aid the by you You ae rented* 1or orders that are restated due - Deposal a Wailes denarinatd n ~des Other actua edoire ale yield night be loweror hgher tha to put lease to carol«tog open «den inn U 5 dollars se refacts a the eelhEwa.,'Se ds of the teemed amain' the Paw-Font datt - An ntrute of ~Iced name (dieted seder Tax witherlditg en ~ant fawn WS financial - For cenan senates nag n non-conforming «eat) titled byt eoat« malt« vat/Pan> Static«IRAs deromnatans.«ce aid quality dace «abe) may hat balaxe a ured en the la2 draSand or curet ~al Lac WIreqUte51.85 into« Servias to watleold bean «speedm loole.ale oropetvåbzon parent made by the nuar and avant tit income tar from yeas tattle as &Mint raw tut youmy To obtain one: caritz•ms wren tailanle maw yoso wart indonoses ell be hild'« one woe Wan the doe oat lo haw ~ix rolltet01or. instead. you nay Frnancial Ada« staterent dae or woe mxurty Acarathand Nets ZO haw la ~Mc a arne a ct a lied anoint as connoted wed ae nO1 guaanteld you TOOSe Yei elocon yea amain n effect until emoted • Peen Inenesmima and seruauriad products. Wale by you You mayCwt. par oloction a ay Ono by ~au -winners:aunt Crtchdrig diral prISUpaion • Aetna held lay UBS Pinandal Swaim Conan ants oilcan If you do What. (mop name tar pagan aid feat~ rwament UUSI SenanneS) and Met at int MUbytefim ad notated-en the fits matted Ban 'Our dartuliOrif. you maybe retsina,* to Structured peeidaas straw., hghiy 414u d Certain Canso's«, or ant« Theo assets re 46plawd en yam the paranoia of ettanaed tax you may nøs pent« d the touched prochas hat nos born regnoted woh stammen for inlonnahanal ~sonar Potion and reams wane« and your estimated to parrnems at not ~ cots and Etill~ Common:a a underand state «tes presented ae provned byte tong fen UBS Moe CO you. lacobliyation SeeurtteS lad We vow»estmatd takes for «inte ~fig SWIMS ° nol rwponsblei for this atonal» nwomere wanes are stmneett paten eor and does net gantlet es deacxy these assets tenet Privacy Marina cnalpuwoan only Acwacyn rot duzawd ;Wetted by SVC or end Fame supplemmul SP( To Ø4n a copy of ono«awn Otero Proxy Nei« pax* - lhepvales maydifter seminally from picas a air average contact me FnatelAdonor amino« manna at a etch acetate rewistmere warty« structured yen«ullx<cmen,aneotry pinata mathe Lair a sold aid do not newsiaily • Itavants dating and addkbnalcampeasatiow regnml the sal. you may rtanto upon Planslantn - ti «Whet to aminissom en saes and 12t1 fen WSfinancial Sevens snot a bark The RIVA. Business - shed pray esimaes of vane are as of a ran dae noted en onneace with the datraulon of meta Silede Accost BSA and ANA it bect«age accounts aid are stsplud lo l65 Masai knouts on a regib finds toots deeds we aura ow allae redeye tiodi made access to bat no sehces and produas box by an Winn:Sent saltation Urn renote ~in; aapenu from asubutors and« drough annoys/welts with affeueed bats aid other Tad Isuer, 90no4P~Oo‘reASOr Sowed yahn if maison of the mete lath fi at we soh two patty basks and provides awls to Men aid «ruly am. are stcpted to te Fm by the °Stier, general amounts are bawd on two different andeorents fJ prooknts isked by wolf elated thrd {arty even, partner ia *war and may be °Waled Axed en Ilk maul, ol savby ken ot a partCuW nual had ConWnef tirOug1rivande Nancy sonata es of utS diefaet ntomation from that uxd by thtd paths to lanai to ow' dierns. and Id the aiset Yam of a Marla Smears tic do/WeTor estinawd yam pattailr (rum' fund lanais ShirOt Nil X II. I Ito - You can obtain addnena eternal«, raga-ding the - We and ar *Are and recehe retteeng aid teegnen. nstaraniw. and annuity produce ~logy used to determine the emote of vale ormthsprocesseng lets n consideration for tune« Hot MC haired • No bat* 9.,3f301~ May Bos vale and de dace of the Moirnaton thy is the base foe ea agent sakes mat we proud. to asen rual funds tine by antadiig your Pnaidal Adrisor These lets genitiaN at pad lam imitator mots is the FOAA RSOLICeMx,agoreni now" Business Wine etbal hand ad ae a tied done- nu« bawl on the 4:coant BSA. iffna and ntemaienal Redoes« ~geared SDNY_GM00022935 CONFIDENTIAL EFTA 00133555 EFTA01275522 nanoal S,wAces toc 4tUBS Resource Management Account ew o . NY 10t7I•CCO2 April 2015 HI AN MAX LL NEW YORK NY 10065.7007 Account name: Gt-liStANE MAXVVEll. Friendly account name: CashrSavings Account number. Your financial Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA ReSourcelthe at on March 31 (5) on April 30 (1) account Your assets 4,109,368.36 4,135,565.64 %Stour websIte: Your liabilities 0.00 0.00 vntw.ubstomffinancialservices Value of your account $4,109,368.36 54,135,565.64 Sources of your account growth Tracking the value of your account during 2015 Value of your account $ Thousands at year end 2014 54,208,869.81 Net deposits aid 4,209.9 4.1 r, 4 4,1356 inkhdratials -$74,004.29 • • • Your ilVeStrient return. Din lend interest income 5700.12 Change in market value 50.00 Valuecif your account on Apr 3Q, 2015 $1135.565.64 Dec 2014 Ma 2015 Ayr 2015 SONY GM 00022936 Member SIPC 00103(6005774339 Page 1 of 6 CONFIDENTIAL EFTA_00 I 33556 EFTA01275523 (SUBS Resource Management Account April 2015 Account name: GHriAINE MAW ELL Friendly account name:CashiSavin s Account number: Your 15 nodal Advisor: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of April 30 a) you' account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 4,135,565.64 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $4,135,565.64 100.00% Value of your account $4,135,565.64 Eye on the markets Percentage change Index April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC I - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24% Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% CNP7000)005774340 0415 /Y_GM_00022A/9.1 2 or 6 CONFIDENTIAL EFTA_00133557 EFTA01275524 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: Friendly account nanse:CasN5avin s SCOTT STACK MAMLYLE CASRiEL *CBS Account number. Change in the value of your account Cash activity summary April 2015 al Year to date (I) see Account activity tha month tot deists &dances in your Sweep options are indudedin the openng and closing balance: sid ie. FDIC Insurance ceoclitl only to deposits at UBS Bank USA, not to deposits at u8S AG, stanecod french or bank deposits paced t wilco the UBSInternaiond Depos4 ACIOunt program. SIPC Opening account value $4,109,368.36 24,208,869.81 protection applies to money market sweep find hddin3s but rot bank deposits Seelmportant information gout your statement on the Izt two paces cf this document for detals Deposits, including investments transferred in 77,994.43 77,994.43 April 2015 (5) Year to date (I) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred Addkorts cut -51,9%.72 -151,998.72 Deposits and other funds credited 77,994 43 77,994.43 Dividend aid interest income 201.57 700.12 Dividend and interest income 201.57 700.12 Closing account value $4,135,565.64 $4,135,565.64 Proceeds from investment transaction. ; 2,00000 352,000 00 Total additions $130,196.00 $430,694.55 Dividend and interest income earned Subtractions For purposes or tNs statement tacablity of 'nicest and Onedend Income has been determined lion a US Other funds debited -51,998.72 -151,998.72 18( rePactier9 CetiPedht. Baud upon the residence of the account holder, account type. or product type, sane interest ander( dvidend payments mat not bo subject to United States (US) anda Puerto Rico (PR) Funds withdrawn for investments Income tzars The tient monthy R.MemeM is not intended to be used and cannot be feted upon for tar purposes. Clients should refer to the aaccroe tar reporting form; they recei* from OBS armualy, such as bought -78,197 28 -278,695.83 the foam 1099 and the Fain, 480, foe lac reporting information. n is the practice of UBS to file the pocket* tar reporting forms with the US mterri Revenue Service and PR Treasury Department and in Total subtractions -$130,196.00 -$430,694.55 such kern accuratety classify (itiOefla tray interest as lax ererrpt or tamable 'mane &ease consult yew indvdual tax preparer. Closing balances $0.00 $0.00 April 2015(S) Year to date (Si Taxable dividends 201.57 699.32 Your investment objectives: Taxable interest 0.00 0.80 You have identified the foflowing investment objectives for this account If you have questions Total current year $201.57 $700.12 about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative Total dividend & interest $201.57 $700.12 investment objectives in Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None selected SDNY GM 00022938 CelP70.1093057743ai oats Pegs 3 of 6 CONFIDENTIAL EFTA_00133558 EFTA01275525 Account name: *UBS Resource Management Account April 2015 Friendly account name: Account number: Your A sandal Advisor: SCOTT STACKMAMLVLE CASRIEL Your account instructions • `Mix account cost basd default closing method is FIFO, First In, First Out CNP7C002)30S774342 0415 4Y_GM_000229tige 4 of 6 CONFIDENTIAL EFTA_00133559 EFTA01275526 Resource Management Account Account name: GHISLAIDIE MAXWELL Your Pi sandal Advisor: UBS Ap..12C1: Friendly account name:Lid? Sainn s Account number. SCOTT STACKMANLYLE CASRIEL Your assets Some pnces, income and current vaues Sherif may be Euproxinvo. Asa result. Bans and losses may ool be eCcurately reflected. Set Aporunt infoanabon aour your sfetenfem a the end of ths Oxumem for more infornason. Cash alternatives Money market funds money market funds eee reitner insured 'Cr guaranteed Of the Feder$ Deposit InsuralCe COrPOrdliOn or any Other gene trio'ent aoency. althoingh money market funds seek to PeSenre the valued your investment at Site per share. it is pasutre to lose money by investing in these funds. rota) reinvested is the told d en reinvested dwdends II does rot include any cash diddends. I is not a len Voreeizeriee)gim or loss Is the dfference between the current value and the cost basis and would lot for the purposes of delef 'ninet; heedrg periods or cost basis. The shares you receive etth tire you generally be your taxed e gan of loss rf the security was sold on this date. The unrealized (tad gin or loss may reinvest didends beccene a separate tax lot need to be slinted for rearLen of capital payments in order to determine the re*zed gain or lens for lax Cost bests is the toted purchase cost of the security. Indudng reinvesteddui:lends The cost basis may reposing purposes. need to be aclusted for return d cacital payments in order to determine the adlisted cost basis for io kwestotord 'alum 011ie curie nt value minus the amount you invested does not include share; that are not recortin papaws reflectedonyour statement includng shares that haft been /gabled at either a gain palms. a Sso *es not Ind uCe cash jedends that were not reinvested Purchase prior Number Average puce Client cost Pnce per share Value on Unrealized investment hodng Hddng et shoes per share (S) Investment (St basis (S) on Apr 30(S) Ape 3o (5) oan of loss return (S) nedcd LESS SELECT PRIME INSTITUTIONAL FUND 4,135,565.640 1.000 4,135,565.64 4,135,565.64 1.000 4,135,565.64 EAI: 32,481 Current yield: O.06% Your total assets Percentage OP Cost Esimaced Unrealized Value on Apr 30 (1) POW' account oasis (5) annual IA0:if* (1) gain or loss (S) Cash alternatives Money market funds 4,135,565.64 100.00% 4,135,565.64 2,451.00 Total $4,135,565.64 100.00% $4,135,565.64 $2,481.00 Account activity this month Date Mikity DOSCnptIOn amount (I) Deposits and other fends credited Apr 7 Transfer .OURNAL FROM GtfISLAINE MAXWELL 77,994.43 Total deposit end other funds credited 577,994.43 SDNY GM 00022940 CdP7C007005774343 O4 IS Page 5 of 6 CONFIDENTIAL EFTA_00 I 33560 EFTA01275527 Account name: *UBS Resource Management Account April 2015 Friendly account name: Account number: Your IInand.' Advisor: SCOTT STACK MANLYLE CASRIEL Date Adinly Description Amato (S) Dividend and interest income Taxable dividends Apr 30 Dividend VBS SELECT PRIME INSTITUTIONAL FUND 201.57 Total taxable dividends 1201.57 Total dividend and interest income I•201S7 Date Acusly Desorption Amount DJ Other funds debited Apr I Transfer JOURNAL TO LC -50.000.00 Apr I S Transfer JOURNAL TO GMSLAINE MAXWELL -1,998.72 Total other funds debited -S.S1,9913.72 Investment transactions For more Information about ire pornissue shown for restrictedsecurities, see Important informatiper about your stotersont * tne endof int, downent. Proceeds iron Funds investment withdratin for Accrued Date Actnity Desorption Quantity unix (S) Price CD trartiacnces (i) investments bougnt (S) interest (1) Apr 1 Sold MS SELECT PRP& INSTITUTIONAL FUND -50000.000 50,000.00 Apr 7 Bought UBS SELECT PRIME INSTITUDDNAL FUND 77,994.430 -77,994.43 Apr IS Sold UBS SELECT PROVE INSTITUTIONAL FUND -2,003.000 2,000.00 Apr 21 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1.280 • 1.28 Apr 30 Reinvestment MS SELECT PRA& INSTITUTIONAL FUND 201,570 -201.57 DIVIDEND REINVESTED AT 1.00 NAV ON 04130r IS Total $52.000.00 -978,197.28 Date ACIreity Description ArrOunt (S) Money balance activities Mar 31 Balance forward 50.00 Apr 16 Deposit UBS BANK LISA DEPOSIT ACCOUNT 1.28 Apr 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04121/15 -1.28 Apr 30 Closing UBS Bank USA Deposit Account 60.00 The UBS Bank USA Deptot Account Is your primary sweep Cplon CNP7000900S774344 0415 Ellite_GM_0002240190 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133561 EFTA01275528 Important information about your statement 1185 FhancialSovias Inc Marini a U3S FairichISenaes). The Fames Cad law ail live:tittle sour Oatiplant hada on the boas rod records of the ;pliable Ghee or ervelopes —you may Odine houtehaleg bycling your is a member of al preapal security. MY:106V aid taws will cores any moor prosody toter ago,). Fertile Advt.°, edirges UBS F Natal *toes and MBankUSA ay alien subselfrin of IBS AG and Milian of CRS Seoskin Plea* make al diet psytto to the Furor the falafel • Conan reetorenworarts or it commit most (9 g . Friendly140PM NM* LIG **Wes twill swain it ?eatable uerCel record nukocn ndeated on de tors of this statement h addt Kri lamed parowshos aid peva* platments) that are na The Pleny anetre none ref kcts ',keratin, that au The rm's eceoreee offices re a to legukT accoot fees. acount may be 'apt to watered under the WNW Act of 1933. and entered on the knit colne seams webs.. It is a mante,2 even charge:for foepayment for sauntr customizable •noriamo• chosen by you to au you wth puichain and chaps f or opal nuts n rah XCOlntS • Comm:dimscomas k 9. fortp *Pahang* ad Iftur otaccbtered n Vim no bga of foci on sour a:tours Accounts ma are Urdernd 10 Olhie nStAACnS :nay be preaus metal cunincit ncleclhg faxes commas and You can dove your Freelay >SCOW manes. throup Woe :Mod to a artier tee Senors a byeatacuns yeV Inanceakabot on'A'oXY optic contacts lhostawnem flatworm?* only Oda record of SUcUBS UBS Sweep Optam The SF< protection and the pappleroota prowoton do not Aaron overview Fillanial .csxacait Other records. Pap olloal tdo Utt offers °plan for sweeping cash balances. basices to ?;/*I0tNse assets even A hey04*We tatty w are • Vette/sow 4counttaloa Na a Met and dooment. conuivng coact -fig data should not be robed bank depots at uBS Bat USA Ind Ur AG Surrford tam suienent The SEC protection and the sapbmws habilltOS upon rl you below Mao is an awn Oinntrel, plea. (Bark nosrang money Mirket mutua finds (Money prOttaCil do rot ;rata agann changes n the market • Asset :Woks sealkle cell Maces valuesla • rrenediaely h :rang to Weerach Mampir of the Fools) and the liklenrinnal DeposeAccoust 00Alfor yaw of par eweszinintseavalhe as a resat of matt wooed wooly (ea rid Gkbai Tme Depoat unrealized once sating your aroum customers win as inianabonal lesooce Mmagetnent evearrent. awn balanotcyor wisav'se) mats to mroet aed arta , assets not held by the Frrn Aconite %Keogh the Bat Sweep CtOtranS, ah batledeS Does not nCbdeunpnced SaritelaSSetS a tie erd ol the Whoop al hires town are bonded to be ;Carte. are Swept so LOS Sat USA up b m waft-Wed few and Mote lnbmaona Gala le Leto reliant You may obtan mow and meat staterrem pooch. a aurae iWanentS. daemint data Toad rot be used for tar puposes key then to ICS AG Stairked Brandt a a May hard Deposes • nformaiOn about WC. ndudng the SF( BrOcha• UnitSbad studs col ten am/ meais*b slat colons solely on yea.ot tar lam fie.. Form 1099. 5498. 10415. at WS Sat USA are 'DK enured n accordance with by conwrg Sec at 202-Th43300a by hang tie Mk • Ciableei rattles debt balriCES. outstandnamrgn tic) awl peepaing your ta< wean lief Sr isre:plod by risks forme Vacemaion pane nut www leto gtv enftwle er r.. w Sac ort? loan. cell Me Mal accoum bates Ian to repon to he RS al mob le OPP& reponale non Deposits a 195 AG award karch ad tams d Maley • Cab/Monty blscco Toes of vilneesied avaiable cad ladble dviands ad time* meted tamed en SeClinteS folds wino nsured by the FOC. Diadeni Re Weesument Program OPP) held n your rCoure, nn proceeds on sale tranUcti:nl, and balance,. pky;1135 Bat USA deposit baron 1R5 AG me air reelected 6n Weep pot You may °bean the Startad Brach depose balances and moneernrkie maual cost batoncairn weed sweat Through the On rabbet to all balinces are Seers to actual ear from your hiumal Adios Only Whole Mats loci sweep WIT)Cti a the dose of the statement period depot aCCOuntS a 10$ AG Newtork Brabth rod US$/4 are gemmed WSW CA P. partial Mates coil be sole and the Norycorrincd Ey tee aedn batman h your aaounl are not Cernmemicetom wit the Hem Carman Dana These deposits atria need by the FIX cash wit be deposad n vote aCCOure lhOdirderd • please f ecultein any Oral CarrnMer ens nwmngto segregaed from othabalaxes rod tee Femme use ay of Salvias hot, If the WS AG Garin Beath are towpounly retnesIner6 per:evil:pled by the issuer may dlfer from the these !Ards n the ordary owe of as hoists lhese further Drown your niptt Waling you* rights undo the ..posed To the bitty, rit of the C apart Nandi and male( via at whdi thepaha hares at sold ▪ payabse upon yorr &Imam, Thus total 6 incbdtd in he *antes Owen Protect= Act ISPA) tare b no quarwee a other ob Iota of 16$ AG to way curet pecOd cosh y yaw thePalms whet on the SRS Co mm's BraWs boas. Caelekoliw • rf /he !nodal insert/Jon on the top kft oe the from of this Only Stole unto may be hold in pa aroint I you re lending irtformatim laiimmt is not tAIS ChroalSwyces, UBS instal Deposes a LIES Bat USA and each URS AG Birch am not entitled to wrote vet as areal! oink/Wend payment or fa demad Mammon onSIM on'>Wan; p• Was and attestant you' accour as derby broker by atoecied by SIC Money fiend shies are weeded by SPC • therwise, die Firm wit ether tel partialities, make price didotoret mkt to voteClam RPM onto Ageennri or aragentril oath the Plated mutton We Intoned See "UBS Tinaltal Sevin Account Rotator Mow a accept an wool deuntred by a fegntered &ding AlThunt Agetentill aid the General Tien and COnditOM you of Mn m1'6011119 nhen you owned Mita:Cant in agency. and cede your account Statement a Cade Practices nth* n faireemenes this cat sou finis ant sambas re looted X Its Open you Mated batros et he Bak Sweep Programs or OA mate vatittain axi ties of a Pitney Fund maybe OMI OCOOSII0 xyywiiM e ••4••••••••••4". tr non. Frontal braes rid not thy rooducmg bitter. aid you lavermentabItahree must may a repot of ay woe or anakin to both WES hundred, and thepotted' returned to your you, The Men:Vent Wapitis anent profile are )p2C1C to eat to:trite% lanll VOW wets accorm rod rat *ay beset P.M acme 0.* I on YDS iltatiellent CienCeStfanteS and Other assets held n All aCCOunt StaWrencS Shall be deferiEd cem*ete and prompt, in hang of any UriCant dvnOP in your fnanoa Fisher ofMOO, tout tattle sweep *pions. Wang the 4Ccoull x the end of the swami, period You may err *carat d n t °Die:redTO ii Ante.? atm 60 days ShAan Cr neeStrrner Cbiectem For each accours held. for deiewy of Julypaid taints, at any time You may avers mown FAO) ad yekh. d wit** a you choose one of the to loving neestment 'Packs wow Ott ion your f natal Advisor a by racere searsia used a low coltreed eta Ming at • Please direct culture. complantsoe imunas to the friers • Anita CuirentNxorne Ineenments wain; tlw balance due on them Any wanton trandened b them Cf /Unfelt X 201-35216990r Plato eating gmwaon of ',come only duty the sooners toned as lined a •11694 WI* a 01 a 00AM tog CO PM ET Monday • *cher Qatablarecimon twectrinntsiefkinu growth the ell of the statment period though n ly, a In wring I Seem he. U.S Pasneiel Stokes woo* potation pet procpal rah. than In? ginelatOo of nCCen? • Cott bast ei detethng the cot basis of to stoat Clem Retains Depatrromt. Unon City NI The Finn kat...Whet of the Swann Paste ;toted:on Coporacn DK/ synch protects aortas rows of es • prockceCondieunan or elcone and Ceara *Macron needed n thus statement Wert ndi:Ited web he 07(67 Inarstrnallt teeny both no generaion of noose ad martin sp lo 1500000 (nobarg 1250.0a) for darns for note. - 1.' UBS Faunas' Servcesha noted on thh) The SSC awl (macho times apish lo all wins growth d pr ncpal intonation Planed from sources other than IDS • h case of errors a canons about an elect/ma lands Firmical %VCRS. ()COSI 11100113(10t1 Iran rata fir transit.* 07T) DI v4a. dab card *WWI/ hOld n a patine" camay the Fort tugalys wth cerum Aldates. ha also pedlar-it Owolltlek prelim or that you may hove provided to your rancid whoa Nomadism/ I o LOS Feircal • COnawrehe Seeks 10 manta) heia priapat wen low The Finn does not nalandenit may Or gurarnre the sippiononta proodon to rhaanuin anoint payable to Sanas hc. Wee-hoar. NI risk rid VOLT64M The root overt eon if ha means anrry a validity of soy itirmaon provided by sources 47086. Ann MAL SA Sava,: all NOW dont. cob/chat/under dif; protechn 550) mdlon as of December It 2013 the =oat does not generate tricot thCott*Of °Wotan USSF laicalStoat returns ald mat nce keep pee wen inl IOC° Gal am/Yeas soon as pa cart dyouhnk yaw • AlbSeJa sMIlhg 1,0 MEW some red to aerial aid addtion Waugh UPS Ft-vadat Sankt gonoraly Sawa to he poky arditiorn and 'mutat oh at the stawnem or wept 6 elOnia a If SU need more updates this donnawa as c 0 ft:C004. he FM does rot nfinnation Loa atrayfor on the fl orin or recept Fon funhEr protected foe up to SI 9 milkn n the logram sorry ala fity by seek higher reruns ane)a** al pa a:coolshat n a paha, capack • Arg9IPSPW. Wdng to area hgh Ink ttl ;ennui .34 hgh proilde any arowas Mat the nf ameba older Cost The rim ce Card♦Murw 2COlOble) Mg her *OM yOu bale rod tairplibrd gaiverw is ranee a of the Oa* A full oopy of thepoky oaring 6 nit* upon reWo2 votaikpo wan."' rams onto tiro nO Ina than 60 GPIS alter the fnmisot you the fist of this arisnall Ac rut please do not rayon this sueernern on Meth the era or probiern aphred informalOn to make purchase a Me Oozes falai The SIC prOffetal rd the supplemental proorocn both do Statement lwesehokliap" - Foote yaw nzne and exam number a alp purposes or 01101./6t ACCC•alb U2104001 to the fen - Describe the error or the a wider you ay unto atom not SPA' to We may consadate al faxed afoot Statement Mgt the • Onaranaxial toms controlled by (and twined h)a°, :Sae addre•ss in the Sane metope ACoans may be related mayreflect gram nformako any for the perfid of wet:titan as dimly pu On *Ay IOU believe 4 tu n tine they ay held a the Fan Morehimorof Woornakin error a cony you mod man nlanutfon raw ob.) but held away froml(SFinaoa Semen for this pnose beam by haw wanes oho *A matran cm be added by youFaunal' AdAsix - Provide We dollar amount of the stnpeaed wee Ceg. anal (both a UBSTealt fa cash ma% AG on, account fflalOnShOS *Rh over dents at the sore Stamford brandy. OD mutate warns. nolamg iamb* address Th3 pada is Mom as taisseholdng • it you arralet ad 00 than of mutual Ira 'haw@ soh pale to realer indkidual flittrrent, nukd in atria • Unlimited parisrbsses hhon d ita a /carte chafes re registered deadly n he flatted* aMart ecmreuu fl ea' xis magi:sus 32 chrated for SDNY_GM_00022942 CONFIDENTIAL EFTA_00133562 EFTA01275529 Important information about your statement (CCelbnUed) &PAW*scanty km The tatation data fa Nab& - Thad party manatee vanes may be reflected as 'Nat number of aunts at the tecroadear holder; mutual Account a registered forme mats of UBS Frantial Semites Ion mayor may not reflect ceemissrans Chaves neer priced' is sandal swains when an ndepenkint liras of tattered laniV security madwomen earn naked as other valuate lam has mat tpplued a es unable b assign a - In akil On to 0)mtn‘Cot Reeved el cornection wen remnant lots and swam* Nana tat a oath vane whenwe beamo awn that a inienil nom has the Sale or darn:oleo of areury contrast ad an Yea Sargon, it a r•giscrod invimmatol visa anted to dorsi *Ina:waged let lhe • bade dine' marred that trey oda segasind reposed babe coo iiiredi..e tnin units to madams, we aldc our kunithaial lEG Via Sograare cede cads aid ley Visa colon presents the aline, trial te baledate %MICA. a when a ma& would be Vey reclean* aff tale use rum& gland CarptoSige from dean cards in issued byU(358as USA was Nyman from duo to the rutue of the warty Marfa( the romance aren't indemnity tie v ea u S A riarreated • Callable stratities Bonds and wear& stock that the - When radar an Mu rent paw a sponsor awry centers edam ol the tame normal:Ps &Wetit for ealyrelesuronnsl be stand nut* &Wand manor a ihrapaly ennui& taw is ixsponsors a the lard thiSiMell MOS we Clattute Pnanall ServeleSinC Rev 20140) by lot tom among Al StasiteS of that 69.* MP in our Medea the vane of the nasty al beaten:et are - Ott attars also runetrading commixes a& other nan. a ii canna nag for our dents Cal lease its pichast pay toirealmation from mutual hobs rid inuirce incmut en is cranedtom third palm, and as 'cora" - 'Ontibutiorts to ate' net Penniman of Gala ONT.Iits wMse prooxls we (*Thou? rS rot gashed Othe call feasts nay eon vasch wane a both - We mate a anal tee km LEG Bask uSAad USS could area yell corner &nu kin era be putted • OnNIS urn sun' &resents the neat oaring prce Ar Stardord Braid, ol up to 12$ pa a:Count open rodent parts ri d may not reflect you. cost bark twang to the banks a& the 185 Bra Sweep Program • Cetera/2S of deposit(C0s) Olt are MC rued apt • hMaed securities Regatta sewn, Ps sagely at 1293.000 n Oilcan ad salad flora per depute not aunty tegble for ;trek Sale VS'S inaxiti Stenzel ASA, ad per skpanto-y stadia h acardasm with iDa: Was the mate price of the isinastnloil stock of the sate Infoonaban reyardng corral-6cm ad other charge rubs anal round vale teethe ranged steds abr mound connection with the ertimion 01 tales &bang purposes of mosuaterdou To the mum tha &bon tramagons has been ncketied ce oteletWons • priciamakie Feces warred fa seance ad Oder restr tad smithies eyelid/aloe sale Me Yak* tread monad* lona& to you and al be punks' to you awn product maybe niter cr lamethin the pro that you may be subswitiay Ins Than the instated yaw eosin p on fewest Mu Id /cued, rung in the make PrCeS are Waned from sarion rad pay awes rstuai we bareb te • In. festinated) ilagrark gurrentyrolds and rain An Short selling raga. but we do not ware tea xturacy name of suet emir* is based on damn d•okOd it you a engagoan short st4hg nosily. you may tor a - We nay use the doingpro whim aoalable et the aid haw ram. awned the olaritirt wllby held tor cnry. clue to aria borrowed costs fee test palcula MAY, Of rebid aid ask aces fa Isted senates ad one year from siaement date or ate many Thus stony *pros Or onk bd rem I or OTC stoats estimate d Oq a guogine. atOurace ad aniseed - tan awry tram wattle: may be priced mega gnome se not narrated Open man vatam model cr themes; Mani Mee we &mind - Et Mated arnui intone and amen yield for certain Re9rding Opel or "goodailicancelled • orders that woe nOt admen& fella an aura mane price or kale NU& roam mute haute draftee of recipa or eeited by the statement date. opal buy al Sell stop - Cetan portals may £pea vill1Cut pmx and well caul gas n rates arse the est name tadOdra aides re taxed by the amount of dredendf cr rytes shunter -Co was rot mailable if we are arable to yeld) would be unwed • e•-di.idendsor ecrightl date units, entitled othenvive obtan a ace for a sum - Pau& renal none aid cogent neld aid to by you You a rewornble Ior orders that are executed We - Deposes or Mamas demonised n orrenoes other actue nom* and Ned night be bar or hgher tha to your fare to cancel emarg open ceders Tor D S delta are related a the t durge rat as of the egimand morns the naternat date - An en irate of aural inane Ovid's! actor Tax witheicap an fanrinniens fun UK Pinola,' - For Conan soothes tradely ten011-CCOSartne nage& anal by the amore makes valadatewa Swans IRAs elenOMeettelS. rice and quality (face sane) may hae belate ts Lased or. the lag duand or man Fedora lac Lift rearms LESS Fuca Services to withhold been aapreed to frigate prow vauson paynem made byte ova and assaries dirt intone to from yes treble PA distrait cen tut you may To obtain ohm: qaM.TCOS. Men astable. WOO yo.t wart ieldepot wee be Midler one rat War the dam not lobe.. ictmeize yenta or. instead you nay Frontal antra staterent date or wad =tray Acacia rid rand a hr.* lee wthheld a brae tu n a tad aura a online& pad at not guadreeed you choose Yes aeon wee wain in effect unta rsolid • Mena IneestrreMs and Muddied preduels. newt. by you You may revoke your election a at/ line bymany &wavers sautes Cockaded dims panpaion • Asset tot held by WS financial Senate Corun anew amen If you do Whew conch ', come tar proven aid realestate n.C-IttneM trUft swatters) aid ass.; are not hen byte FM al not witim the Innis watneld from yOuT dinuliOOS. you maybe rewomble for Braved product at acad., hdhly Meal Clan possesses or enrol Thee assets re dotard m yur the prim of eft need tar. You may nag worms d the struck/el Koalas Kan not been rettiored wit the statented for idonnatronal popmes oaf Ponies ad moats withheld and as &Mad let pawns se not Wings and ergarla Crimper:a cr under any state rams prenoled re run& byte aunt; fin IRS Nut to you' iaoklyatico secuntes laws We von* estmaed reties Ice abate nano& Sara a rot reiponsbn for this nfoanabn tummy* scums ad stunted prothen for and doesrat ganlee t ad/ay Time assets Tenet Panay nor na onalpopeat coly Aerate a rot gummed prowled by SVC cc the Sews supplemental SeC To Mari army of unmet Cat Panay Intim plea - Shenvat& mariner sthstantally from plc& fay coverage cornea your F natal Ades°, or rim our wasne Y. al slide agnate dustmen seamed structured want' vas comemateofra rat& maybe bwat ce sold and do not netts:ally • Revenue Sating and addkionamottpensation. rerun, the rake you may recent upon Iduidaern - ti additen to orrilninoM 00 salt aid 12b.1 reel liSS Sinaloa Swaps 6 not abate The aka bums - Th rd pay egrnaes of vane are as of a ran rlae mowed n mantra& with the datrtulon of Put& SkieVCeSAaosit BSA and AMA a brokerage lautttS aid re implied lo UBS fnan0.a Savors &irregular fads to out dent we aloe out Mime reared Mndl prfonie access to bat no services and produaS bat by an ndepentaent relation Inn /Webe thing pa/luau rom &Arbutus soder tiros* anadtmets wed affiliatedbalks rid otter dill. Sentra Paw( Ce Waiter Ulnae yams if adeson of the mutual funds that we sell Thu pally balks. and proved,, loom Murano aid amity my. are applied to the Frm by tie ewer, general alum are bated as two dawns, cceroonas fJ pedals iszed by unaffilated the/party Moan" painer et spar and may beCabal& bated as the amount of salebyuBS 013 pertcuLarrutuil fund corps*, through nonce aattity lubSISS es of urn Okra* nervation from that usedby thick pries to laity to or Wens. zed Id the tut rate of a humid Sakes Ix date thee eumaed Yates pawir mutual fad fag. shag awed a the Inn - You cal obtain addaenal &truce regaling the - Vet aid wr *Hire alp melte retaken aid grievant. man, androsilyproduct methodology used to determine the warm of vane onataprocesund less n mreaderaton for nailer rot IDC hired • no bade warannee May Ina vain and the date of the hfonn.von tha is the bate for the agent sakes fur We WOW:WOO to neuai funds ensue by remand your Rudd Adisor Thu fees genet" aro pad term imenor ant is the PaAA Electra Nixtayftern 3CCOUlt. fiuSireSS SeNCI5 mutual fund aid le a lief date anwn basal on the KtOillt BSA. tato and ntenabtelal lt€Oute lAllagertelt SDNY_GM_00022943 CONFIDENTIAL EFTA_00B3563 EFTA01275530 lir .1 i maces ex *UBS Resource Management Account eve o NY 10t7 :4:032 May 2015 HI Al kilitLL NEW YORK NY 1OO65-7OO7 Account name: GHISLANE MAXWELL Friendly account name: CashrSaYings Account number. Your rinandal Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statemeat? Call your Financial Advisor or the Value of your account RMA Resourceline at On April 30 (1) on may 29(9) account Your assets 4,135,565.64 4,O85,765.31 Knit our website: Your liabilities O.OO 0.00 waiiviubscomifinanciaisennces Value of your account 14,135,565.64 $4,085,765.31 Sources of your account growth Tracking the value of your account during 2015 Value of your account lhouancs at year end 2014 54,209869.81 Net deposits and s.208.9 alas& 4,0858 withdrawals 4124,034.29 • • Your nvestment return. MO:lendan:1 interest income 1899.79 Chance in maket value 5000 Value of your account on May 29. 2015 S4085.765.31 Dec 2014 Apr 2015 May 2015 SDNY GM 00022944 Member SIPC CM17000S005671649 0515 Pap 1 of 6 CONFIDENTIAL EFTA_00133564 EFTA01275531 SUBS Resource Management Account May 2015 Account name: GHISLAINE MAXWELL Friendly account name:CadiSavin s Account number: Your A sandal Advisor: SCOTT STACK MAMLYLE CASIVEL Your account balance sheet Summary of your assets value on Percentage of May 29 (I) your aCCOUnt A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 4,065,765.31 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Nontraditional 0.00 0.00% F Commodities 0.00 0.00% G Other r r0 0.00% Total assets $4,085,765.31 100.00% B Value of your account $4,085,765.31 Eye on the markets Percentage change Index May 2015 Year to date S&P 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East 440% 8.93% Barclays Capital U.S. Aggregate Bond Index -0.24% 1.00% Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% CNP7000B005671650 0515 Miller_GM_00022AlYie 2 of 6 CONFIDENTIAL EFTA_00133565 EFTA01275532 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor- friendly account name:CageSeen s *UBS May 2015 Account number. SCOTT STACKMAN/LYLE CAMEL Change in the value of your account Cash activity summary May 2015 (3, Year to date (S) See Account a< betty the month for deists IlSances in your Sweep Options are inductedin the openng and closing balances viral,. FDIC insurance 4:pier only to deposits et UBS Bank USA, not to decants at UBS AG, Stamford Branch or bank deposits pacedthrouch the UBSInternahond Depose Account program. StPC Opening account value $4,135,565.64 $4,208,869.81 potection applies to money market sweep find hddircas but not bare deposits SeeImportant inSormatron about your statement on the tat two paces cf this document for detals Deposits, including investments transferred in 0.00 77,994.43 May 2015 ($) Year to date (I) Withdrawals and fees, Opening balances 10.00 $0.00 including investments transferred Addktons cut -50,000.00 -201,998.72 Deposits and other funds credited 0.00 77,994.43 Dividend and interest income 199.67 89a 79 Dividend and interest income 199.67 899.79 Closing account value $4,085,765.31 $4,085,765.31 Proceeds from investment transactions 50,000 00 402,000 00 Total additions $50,199.67 $480,894.22 Dividend and interest income earned Subtractions 101 OWPOSeS of tNs statement, taablty of interest and dAdend income has been determined ficM a US Other funds debited -50,000 00 -201,998.72 Is. rePortirg CertPedisr. Baud upon the residence of the account holder, account type. or perdu' type, scene interest near dvidend payments may not be subject to United States (US) aria Puerto Rico (PR) Funds withdrawn for investments Income tares. The dent month$, Ratement 5 not intended 10 be used and cannot be retied upon for la pirposes. Clients should refer to the aPtiCeette tat reponing forms they receise from UBS annualy, such as bought -199.67 -278,895.50 the forms 1099 and the Forms 480, for lac reporting information n is the practice of UBS to file the alViCatte sac reporting fOrMS wIth the US Interco Revenue semce and PR TreaSury DegartMent. and in Total subtractions -$50,199.67 -S480,894.22 such loans accuratety dagfy chidena a raor interest SS Itu ererrpt or tarot* irx0rne neat consult your intlydual lax preparer. Closing balances $0.00 $0.00 May 201 5 al Year to date (1) Taxable dividends 199 67 898.99 UBS Bank USA Deposit Account APY Taxable interest 0.00 0.80 Interest period Apr 8 - May 6 Total current year 4199.67 $899.79 Opening UBS Bank USA Deposit balance Apr 8 $0.00 Total dividend & interest $199.67 $899.79 Oozing UBS Bank USA Deposit balance May 6 $0.00 Number of days in interest period 29 Average daily balance $0.22 Interest earned $0.00 Annual percentage yield earned 0 03% SDNY GM 00022946 CelP7C0093056, 16s1 0515 Page 3 of 6 CONFIDENTIAL EFTA_00133566 EFTA01275533 Account name: *UBS Resource Management Account may 2015 Friendly account name: Account number: Your financial Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the altematwe investment objectives in Important information about >our statement at the end of this document Your ran objective: Current income ft capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is Al'). First In, First Out ChIPT0SCE00S6TI 652 0515 IY_GM_00022Alele 4 of 6 CONFIDENTIAL EFTA_00133567 EFTA01275534 SUBS Account name: GHISLAINE MAXWELL Your el nandal Advisor: Resource Management Account Friendly account name: (.-5511Satnn S SCOTT STACK MANLYLE CASRIEL May 2015 Account number. Your assets Some pnces, income and (talent vanes Sh0rtn may teappi0nrnble. M a itSlit. gar ers andlossesal not be accurately reflected. Set revenant inlosenafron about your getemete a the end of ths etcumem for mote infornason. Cash alternatives Money market funds Money market funds ale neither insured cur guaranteed by the Feder$ NOW Insurance Connotation ex any other gale trident agency. Although money Market 'Una seeht0 raeServe I te value d your inwstrnent at 11.00 per share. it is passitee to lose money by 'misting in these funds. Total reinvested is the tots cr ea reinvested 0w:lends n does not include any cash cAdends. n Is not a la thweekteef RA)gam or loss Is the dant ren« between the current value and the cost basis and would lot for the purposes of determining hadrg periods or cost basis. The shares you receive etth tire you generally be your tamtle gam of loss a' the security was sold on this date. The unrealized (ta.) gin or loss rroy reinvest dvdends become a separate tax lot. need to be acautted for ret ton of (aorta pigments in order to determine the reared gain or loss for tax Cost bests is the Iola purchase cosi of the security. Inducing reinvested dvdends The cost basis may reboilingDu:poses need to be alusted for return d capital payments in order to detemine the Owed cost basis for ten Investment return o the cumnt value minus the amount you invested does not include shares that are not repcitirq garcons reflected on your statement, inducing shares that have been *aged as either a gain or a loos. I also does not induCe cash chidends that were nor reinvested Purchase pow Nuerber Average Nice Clem Cost Pnce per share Value on Unrealized Investment Hddng Hddng cl Ones pet share (S) investment (S) basis (5) on May 29 (5) May 29(1) gab or loss (S) return (s) period UBS SELECT PRIME INSTITUTIONAL FUND 4,085,765.310 I.030 4,085,765.31 4,085,765.31 1.000 4,085,765 3 I EAI: 12,451 Current yield: 0.06% Your total assets rercentane 0f Cost ESIonated Unrealized yak* on May 29(1) YOU( account hays 01 annual inccny gain Of loss (S) Cash alternatives Money market funds 4,085,765.31 100.00% 4,085,765.31 2,451.00 Total 54,085,765.31 100.00% 54,085,765.31 $2,451.00 Account activity this month Date ACIluty Description Amount (5) Dividend and interest income Taxable dMderds May 29 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 199.67 Total taxable dividends $199.67 Total dividend and interest income $19947 SDNY GM 00022948 OW71;0O)305671653 051S--_ Page 5 of 6 CONFIDENTIAL EFTA_00133568 EFTA01275535 SUBS Resource Management Account May 2015 Account name: GHISLAINE MAXWELL Friendly account name:CasNSavin s Account number: Your 15modal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (CCoteiued) Oate Wiley 0escapbon Amount (3) Other foods debited May 5 Transfer JOURNAL TO -50000.09 Total other funds debited -S50,000.00 Investment transactions For more informaion about the pricehelue shown far restricted securities, see Important information about your statement al The end of this Oacunent Proceeds fran Funs investment withdronn to Mooed Date Adis* Desciption 0urity Vdue (I) Price Cit transactions en investments bouePt (5) interest (0 May 5 Sold UBS SELECT PRIME INSTTIVDDNAL FUND -50P00.000 50,000.00 May 29 Reinvestment U8S SELECT PRIME INSTMJTONAL FUND 199.670 -199.67 DIVIDEND REINVESTED AT 1.00 NAV ON 092gIS Total $50000.00 •$199.67 CNP70001005671654 0515 MILY_GM_0002241W 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133569 EFTA01275536 Important information about your statement 1185 Fianna Sevres Inc Merin a485 Finincal Soaked. The Anna Cad Mum ail Meseta* war Canplint holder on the boob ad records of the spliabb Suer or enrelopes —you maySaint households] by card your is a member of al proWalsearity. Cairnaddy aid gams will coned airy *tor promptly toter agent/ huncial Ads°, achieves UBSP Waxier *we and UK Bat USA are hclion 9i/baby:sof CBS AG and Sedan of LIPS Seoskin Plea* make al docks pays. b tho armor the Mali • (taw rootarreni corowts or rwormtrit mews (9 9 . Priem*, eOWam name TIC Thee/Ws &twill starer[ 4 avast* wan rewea nultaw Sated on the front of this slawnew h addl.:es lewd parowships and posse plasrents) that at no reek/entry acccvni nano reflects Pfarrobee that wu the ernes executive offices am a to rEgtAsT accant fees. axounb may be abp0 to Inlayed coda the Soothes Act 011933. and entered on the Hrn's (mint unrces webs.. It a sommic masucerance feet charges for isepayrera for taunts customizable •norunw chosen by you ass azM you oath purchno and ehirgeS a owed ardult$ I cash XCOSntS • Comm:drub cantos le 9. Wows enchant/ au" Ifeed reCtocaseepi-so n es no Sega effect on mu wcouro Accounts ma as'e triodes* 10 Ode nitarteres :nay be pralas nett contract ncleda9 foxes commas and You on merge yoty Frraldry axon manes. throup Moe en. / vaipa to a balder fee cemrcoWY What comas Sworn a brewed/Pp au enamel Adrect. Th stawnern represovs the ally Oral record of )our UPS UBS Sweep Optim The SIX paection rid to spolerrontai protectory do not Mown overview Fillandal Sesta., .3COkint Other reCOOSS.eXCept 0110al U85 otters opens for sewn? cat baticei bamces to spar to these assets toots if they 011earde appear wawa • robeoft:a wountrAvflcoo Na of asset add doomerra. conuang condor/3 data >boob not be ;Wed bat &pouts at ulS5 SW USA NAM AG %Word and. suientas The WC probate and the sispbehmt Iinfnp upon d you Wove more is an met a Wildcat please Oak StIVIII bcgrans). array market nava fowls (Monet protedon do rot wood nano doors e the nuts • Ages Include ',alb* cell balsa. values la nepOr it rrentliaely h wimp to dleeralCh Magpie of the Awls) and the harratienal (West Accotnt 0DAPor balm M yov arearnintseweether as a result charts aricted war/y(0a rid Global Dwain unrearzod once swing your swum customers with as moruhonal Resource Minagernent Aconite through not Bat Sweep llOgranS. cad badnOeS nownsa. out baianptcyor kthtc"TO m ales to mater and anal awes not held byte Fm, Does not ncLdeunpnced saufltelassets at creme or the Athough al din. town are 'Mended to be aC0.0101. are Swept so WS Oat USA up toton mobil/red kW and Mae Wornwon s ratable wan must you may obtan prof andweed starenntm per a abate iWanerls. pareent dataZooid rot be used for tic puposes key thee to UPS AG Starr/ad Branth, a a Vevey Turd Deposes nee Mormairon *out SIC. educing the SIC BrOCture UrveSbadit(4, totals aid swathk stock options soleb on yesend tar farm be.. Ford 1099. We. 10415. at LOS Bat USA ore WC muted n accordwe with FIX: by comxtrg SPC at 202-3714330Oct by wring the SP( • Oablees rcletles e balalad. outstandegnolo OIC1alto Fettling your to return the / in is required by rules for exit Hammon p lease nut wont Wm 90w webwe at rmw s94 Py San. credit cob sheet swumbases ran to won to the RS al tut le diedeeds. repent/le non Deposits a UD5 AG Sanford Dant and *sales cOloody • Caffinronty balances Toes of tnIneesied avaiable cash Webb dviands ad tambre men tamed en securities ands re nor enured by the FDC Dividend Re Invesunent Program ORW) held n your acCoure, net proceeds on sale tranUctisni, and banes, okerCRS Bank IfrA Stoat baron UBS AG Me ma abeCod 6 al adept pate You mai °bean the Starlos stanch detest batances and 'none/mak': mittof cost babson actin awed securities Through the DA. wadable to cab balinces at wept to actual eta 'ran your rmonad Aboor Only whole awes foci sweep boraxes. a the doles the straw/let period depone accounts a UK AG NewYork Bra"Ch ad UPS /4 are WMZed inlet CIP. partialshies MI to sob arid the Norvorrenol Ey her coda balsnori h you .10:Ounl arena CAmminiodoete withUm FS,n Caplan Brand,. Mese deposes zee not mixed by the FDC cash coil be dessostad in wig sours Seder:dod seyegaea from °Ow batmen rod tee Fitting use shy or • please reculforen any oral OserentiCalons nwremgto Balncesheb el the CRS AG Cars Binh are tetcolaily renvestrere pro aapplotd by the bluer may defer bon the 4opOSed 10 rho somogn rip of the C aynas bandt and these funds n the ordiwy bane of ds bons, Mese funds further proved your retch ncbding yokerig/es undo the Melt prices Muth the pant than ere sold ore payabb won yos deinem Mb viol 6 Inds:fed in tho Warns threw Protect= Act C5PA) there n co quarnteecr other oblcatai of 165 A6 to repay thebatman ehle on the CIS Capnws BraCh'S boas. arrant period doSi"g van Caelehrliw • rf /se frvisna instruxon on the top We ce the from of this Only *hole units may be held in your noted I you are Lending information laiimml is not US Finned Snood UBS instal Deposit a LIES Bat USA and each UPS AG Brach ream rabid to apstiol we as amyl of a &Wind wrest or rot (lessen elonnaon on then rm. ',ONO; alas ond Stokesaeries you* acccue as dearkg broker by pawned by SPC Money Fund shies are proceaed by SPC otherwise, the Foe wlt ether sex partial vas a market twice dzclowra, refer to youClNn Rdal iontsp AgeOnnali or am-sworn/id nth the rebated ratuton We Plowed See 'IBS roast Seem Account leoteakur below a accept an wow darstaked by a (*gigged &ding Absurd Aponte; awl the General Tien a-d CdolOOM you oe thoretnionthp nhen you owned thly axone in agency. and cede you account Upon you mama batrces n the Bat Sweep Program or UBS Stamen% of (tele ancticesalatab* e Agretwars thrs cats par funds an/ wok is se boted X CRS errneclowle a ydwr,M e nenAnc..o.,6v ftwory Wonaal Stews aid not tee rerodurng broker. ad you OA may Oe vnIxtann axl shies of a efraney Fund maybe losnytimentableahres mist mte a repot of ny ow or°max to both hard hquidaed, red the proceeds returnee to putt you, The frwStrilent obscures sang profile are speck to wade Waite% =not Veer wets acoxini red may wry between neat Oise the Inn OW' State llen Ulnas secrets and Other sus held n All a000ure StaWrencS Shall be deenEd CilenplatO and ',comply, in brow of any ugnecant donee in your Monet Farther nfonset tout sail,tle weep *pions. ndAng fire A:cow/Add end of the nintenint period You may eft accrue d nor obrocad to n retro Whet 60 days tuation Cr nerairdin Cbsectivel For eads wove held. for ddirmy of Julypad waits, ar any tine You may wen Oilseed faro and bobs. 6 rabble at you choose one of the fo lowing remanent 'Stakes men infs, born yam f natal A&,isor a by receim searcis used as bat cod/toil tric Damn ani • Pleasedirect outgrew complantsise halms so the mr: • Pedigo fume::Non* Yoresenents wain; ew balance cue on than Any senates trordlened w to Cl /trio" at 201-3521699 or maim eating ruralise. of home only the sowers period are lined a ninth en* a of a 00 AM bob CO Phi ET Monday • Ache* Glexabliopachwon threarantsseting grorMh the end of the parent penal thsOup n ly. Or In rang I Sen/CH he. U.S Irwaritiol bombs wawa pretwien The Fin SS a resterber of the Sear asPS IMMO' Protection 0/ pedCpal rah. than:Iv gennaon of name • Colt basic m ofettenhng the co% basis of the searibes Clenl Relations Depaterset linen Cite NI • prothmeCoolersenon Ormond and Cheristdreadoen induded n 014 statement. Sete niteed deb the 07(67 Cotoraucel (SRC). MITT pm tots stomas wows of is nverbes W lo 1500.000 (eclebn; 1250.000 for darns tor InantoortS loot 116 both do gerWalon of noon[ aid numbe '1. ' UBS Nandi Swoons meted on <sh) The 5PC we acacias tow *Ph to all scowls 9rowth intonation Maned Iran sources other than CBS • ti case of ewes Cr CdiellOin about an electronic funds Franca Senrces. nanIng nlonation Iran wet In, transfer 0711 bl Sv4ae MS card Playa/hob n a pallet,csacitr The Ferri together wth wan Alelates. ha also purchawl Orwellrbk priori/Is or tat you may Are preoded to your rancor Alyea trassadoehr I o LOSFaros/ • Conaway, Seeks to mailtain Wier priXpat Wryly" The Finn dots not iwitiotedenly vedy Or guatantrelhe Woos hc. Weehmfor. N) appsoncrear probate/ The rraxinuen avant payable to all diply* dent. colkteeleunther this protection is 5500 risk and rolalin to the scow eras. eon Atha men anzacy a bar,* of any kborrnace provided by sans 47486. Ann IMIA1 SA SereCes the scant does not genesesewdont iriartt*Of °Nets Means' SOWS maw as of Deceits IO. 2013 ;Sans awl myna keep paw v.* W11.010 Cal a site as soon as pe cart d youths* your • AeSetia Vining so =opt some reh to pni4i ad in adeltion *hough CRS Feascial WNW,: genoraly stawnem or wept 6 %VON only(*) need more Sawa to the pokym-66pm 'adhere:tau oh at the eon 6Uthe protected fa up to SI 9 milkn n the mine corm soda Myth se* hiaher rescni updates the rfornwan as c 6 mowed the NM dos rot Moulton Lout athrofor on the daunted or reap, prod& any abysms rat the narrator under 'Cost The Fein a Card Muer (as atplOble)must her ban you twerp* for all your axons held n a paticula caparay • Anreslae Wdng to wept hgh nds 10 lencpal .34 hgh A full copy ol the poky erordag 6 /Mkt* upon roan volmatwo seelnigb retellMet few bale and 'Orwell:9d gaiVloss n xar**mot the dale no Wotan 6O days alter the erns in you the fret of this SlaiMfM As suet, please do not rayon this ow/mem on oath the ors or problemsowed informal:in to weecurdlese or sae Oozes for tar - Pottle yea nine and scow number fil ond The SIC provain red the supolenentai procawn both do Ststoment lwesthekliog" not SPM to We may consoldate al ratted scowl States110111 did the purposes a otherwise ACCatilb tr/ISItnol to thetern - Describe the Mel a the ranter you av ware abaft mayreflect glass nformairo only tor the perked it aid ortolan as awry you on ehy WU harem 4 6a • C wanInnis' acts controlled by (a. Wined n rut sob address in the swear/elope Accounts rroy be relied avant value) but held away from kAll$Finalizial Worn for this snow beamIvry ham armies Moony maintain time theyareheld a the Pim Morehrborool nlarnXO1 ow a Wry you need more nlamotion cal be added by arty /mono' Masa - ProAdo the dolor noun, of the 'tweeted wee k9. anal recall aIBS tat fi)caai ail.% AG pm account rirsonsho rah etc. dots at the same Stanford brands. Id) rwaxemans ache:wig boobs/ odCress 7fes preace a knows as lhasseeroldng • ft you wok les. and 04 Thins of mutual knot acre soh wife to realm indOilud statement, mailed n %pale* • Uneditedsaint/ban thhon data c vatle shares re mattered Weary a the nave of the a0ant eVmated urreal.NO ]eras :US ere Cadialel ice SDNY_GM_OOO2295O CONFIDENTIAL EFTA _00133570 EFTA01275537 Important information about your statement (Continued) ilderidalscanty lots the Vain:liondata far i-dindal - 11,k0 parry *stirred vibes may be reflected as 'Not runt. of octants at the trotortlear bolting mutual Antowit am registered senate mats of UBS Fruntial Services Ion mayor may not reflect cc abeam, Oates am priced' n sewed lawman whin an 'nlepenfern I Ws el hat fend lanih M Seamy reoreattraein wens Defend end Other valuabch Irm has rot 'tripled a d marble to assign a - In NO ion to comeleived reCeved m ornealon wen rorromment lots and %Necrotic paths* lots nosh van* when we beam. awa* that a rnierel andhie the sale or darbuton of arnuty aorta= ad ink vca Sgmfuro is a regiocrod *twicemot. of visa Cembsidd !ode's*, one areeard hi the • 'trade dae cm:curedthat may oda predienly reponed van coo lmti nc NM units to Ott defill. nand. our kvarnmaial USG *so Sognature aide cads and LEG asa cave, pinentS the etyma, avail Can taledate Cineltin. Cr Mtn aver would be hghly ipeCutatree affdale acme reader Mang Carptnalan Ircm data cads to issued by IRS Bark USA nth iTeTTTI690,1 from duo to me nacre of the seamy mairyof me canna companies indemnity tue yea u S A harp:wawa • Callable einarities Bonds and preferred nook that the - %%hen neither an taw patient panned a sponsor avudy comas atilam of the nasals cornea-On Num calt for extyresionphonwol be selected mall* estmated Nano' a tindpany est naiad taw is a SpOnSOO Of the ant nveSTMell PUPS we Clartute Uhl Financial Servers Inc Pee 201407 by lot tom snag al setherles of that eson l.p now breaded hear of me away al bedroom* from - Our ZOOMS also recewe trading commisxos and one, name a n minim* n are for our Netts Callea:we ns profuse dna conmenution been mutual hews aid carve? internam is &time:Ifrom Ord pale; aid its ataxy - 'Dinah:horn to ciao' may hcludorawn of cal. CorNaiies whose protibacts vedimbuto rot gunned Othe call leases nay east which ware a both - We receive al actual tee ran LBSBallt USA an1US$ could affect Veil CONN% 'Noma on al be ported - • 0030B uvl sue' le:resents Me nealollerg pine AG tramped Braids 01up to 125 pr exount oPin redden per ink aid may not reflect pia cos bath swiepng to to hanks wan the LSS Bs* Swap PrograilS • Cortifcates of deposit (CDs) CDs are MC mad opt • lbestricrad Marital Resincted seaman someraly at 1291020 sr pampa ad salad newel pre depositor not ant on/Mgt* for pale sa* IRS inrxia Stream Ankle, r0 pit depento-y rt accord-ma with iDe: Was the make price of iho inontridef stock of the sane Infonnatien rosprdng catmint" and other Arse Riles War a al routedrake lathe restreved tea for CONS anneCnn NT the ertiodion of tires nanand enthuses of ms steamer,'on* To the rani that op bon transadons has been ncialled co cordon:tons • priahalua Masi:104).d la SiKumes and ode rest Kted seamier it ellble ler sale. Meal..atoned yearn* handled to you. rd oilhe prorated to you produces maybelire ce blew thas t e prce Pal you may be manumit, less man the anguted vim tows warmly on atrial would aaually receive in the ma to PrCeS are °Maned Iron varipn tried party sweet Mich we behmeb) be • Est (estimated) MOM% arrentyialds and amts. An port selling relit*, but we do not grararnro tat a:cracy .Irate ol snub, mane is based on amen, cavand it you av *egos.] tn tort salty a warily you may 1,1°r a - Wo portray use the doingpro mhos aralthie er the and 'lame rats aserirg the vicinities will be hold lot chaveclue to sonars braving cost for that pa-louts mien or adz b4 and ask aces fa Isted SeCurcieS and one yea from siaement date a until manly This *orgy outset ot on trd prat for OTC sea:aim estimate is on a duodena. accuracy aid °viewed - lx acseray traded wants maybe priced tang a iXorne se no, pa :Need Oran (Sea mbar. motel rr then>, Mani ala we Maned - Est :mated anus ncomo and anent yit41 for cense Regarding Open a ' ,rotational*/ • ordersMat was not andmaynot felled an acturi math Mr or van Vesta warns mull Mute a fawn of ancPa or ✓earted by the foment dr* opts buy ad sell stop - C earn position may aura willart a prat and sill cNiul suns in Matt Gretna en name laid <area orders at messed by the amount of dwdends cc rglins show 'mice vas not mailable' if we re entle to yell) would be overstated • owdiddinchor curtsies date unless 'lauded otherwise obtain a ace for a security - Manama anus mount aid current raid aid the by you You are reasonable nor orders lhal are executed Oa - Deposes a smiles dencrtmated n artencses Other actua heart add yield night be Nowa hgher thm to put false to cancel existing open ceders than Id S dollies are ref Wed a the esdonaerSe as of the .hated mourns the natorront date - An ninite ol nrualsed income (+tidied ander Tax witholditg on faarbutione foam UK Binomial - Fit cents monies vadey mmrcrrbmmg fl orist dented Orb,. Gwent matte, validaarar Senores IRAs dedomnathns. price aid quality data vane) may hae balanced Ladd Co the tail therdend or newest fedual talc law requites MS &war Services to withhold been aapreed to Widow prow vassal parent nude by the tutor and assuries let income to from au" tackle MA destribat raw tut you may To obtain cumin dens" wen adage. coma° yort sewniudipoas net he banter one sorban the der oat lobate Nano tee withholl or instead. you nay Brenda At/roof statement date or vita =nay Adana/7dt Nees to bat la( wetnetkI a acre or naiad anoint as continued hied ae not Guaarnewl you choose Vol Seaton vie amain n effact unta rotated • Men Investmems and semeturad products. Neale by you You may wet* your election a ay itho hy matey inestmte secret anclang diem paltpation • *evasive held by WS financial Senticea Conan anew einothn If you do rot haw cheap ', come tar WO:ran aid ref estate n*Strnem DWI SeCialtdOald asset, are not hell byte Pole ad not Viten the Fads wafted Iran 'Cur drettehOeS. you maybe remonsble fa Structured produas are gowaly hghly dyad (erne posstesen or unapt Thee assets re cepa:1M as yaw the pantie of esitrixedias you mayncut wales A the neuchrod prOCITOShan net ban retarded we the stamen for inlonnabonal purposes only Roams and moves withheld and Nur <Visaed tar payments se not Wales and &Mane Conmosisn a under any Pate sant presented ati reostled byte issuers; film IRS equal tO rota lac oblisaboi SOWN" tam We Nmoleestmred Naas kr private fnanda Simian k not rerponsble for this nfornsisn theumett scants and smears produces eor and does not gwntee is amatory These assets tenet advacy rrforrna cnalpuovats only Actaacyi rot 9unnwel peokcied by SVC or the inns supplemental SaC To obtan a copy otos(Most Chem Proxy AWN part - Thee wives maydifkr sobstantally from plait It al y coverage moan yots F natalmotor or visit out wearier a MO inmate mestrnert stoutly a PruCtured emu vas combnieheofry ward my be [cur a sad aid do not nasally • Revenue abating and addklonalcampensaelan. comment the sale you may Mara upon ',athlete^ - h eolith.% to orninissom on sand aid 11b.1 fees la3S Financial hakes 6 not a bat The WA. tumors - laud pay esimaes of Yak are as of a anan dae reamed in conneach with the datrtuton of mutual SentCeS Account BSA and IRMA zebra:era:ye aerial and are implied lo ISS Iraqi Savors on a result hands toots dents Yee mired our refire reality MO Nettie access to bating seraces der produces bad by an nCeperNent saltation Urn Meru* Mann; papentsfrornatubuTersanelor term* anryornans with Mixed banks red other thlti 1“ 00f, geri Parrot mSpoisor Sowed Whet d raison of the nova funds that we tell These patty basks and provds amass to Morrie and amity my. ate applied to to Finby the our, general anoints at:elapsed n two &Snit aercontros OnedpCIS lilted by omitnoted thrd party Parana partner or waxer and may bealb-dated based en to amount of saksby uBS 01 a panculr mutual fund calvaries Hough earn agency lubsida es of utS Ober* Nervation from that used by thrd pates to Imlay to moderns. end (4 the tate vate of a Fuxin Saviors Ix clothe thew esumsed rases prowl, mama fad fangs shares lakl a iM lien - You ca obtain addatinal stormatcn regatny the - We aidPr aft* ax• melee retmonMg aid ONO:nail mutate. and amuly products methodology used to determine the ems, of via owntusprodrang leas n ooreadeiron for trailer Not HNC haired • No bank mamma May lose vain and the dace of the hfonn.von the is the bass fa the agent sewlies That We peon& to to neual funds mann by ctedactiN your Pinadal Adritor Thar fees genet" re pad from imonor aner, n the ReSOurCeliAziontni &not %sire% SennOn matual fish ad to a thed dolly an:nri beset on Use ACCoall SSA. WAA and ntemabcnal ReainsCe M.V.Ntrent SDNY_GM_00022951 CONFIDENTIAL EFTA_00133571 EFTA01275538 till. el . /vices hc UBS Resource Management Account ew o . NY 10171.0002 June 2015 HI ritLL NEW YORK NY 10065-7007 Account name: GHISLANE MAXWELL Friendly account name: CasNSavings Account number: Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statement? Call your hnansia: Advisor or U - Value of your account RMA ResourceUne at on May29 IS) on hale 30 (51 account Your assets 4,085,765.31 4,055,973.54 Visit our websIta: Your liabilities 0.00 0.00 www.ubstomffinancialservices Value of your account 14,085,765.31 $4,055,973.54 Sources of your acos mat growth Tracking the value of your account duriag 2015 Were of your account S Thousands at year end 2014 S4,208)369.81 Net deposits and 4,20®.9 4,0858 40560 withdrawals 4154=4.29 • • • Your tweStrnent return: Dividend and interest income St,103.02 Chance in market value 5000 Value of your acorn Dec 2014 May 2015 on 30, 2015 $4055973.54 Jun 2015 SDNY GM 00022952 Member SIPC O0170003006566375 0615 Pap 1 of 6 CONFIDENTIAL EFTA_00133572 EFTA01275539 Crir.tAitlE Ni.V.V, ELL Your Fi minds' Advisor: *UBS Account name: Resource Management Account Friendly account norne:CashiSavin s SCOTT STACK MAMLYLE CASRIEL lune 2015 Account number: Your account balance sheet Summary of your assets Value on Percentage of June 30 CI) you' account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 4,055,973.54 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets 54,055,973.54 100.00% B Value of your account $4,055,973.54 Eye on the markets Percentage change index lune 2015 Year to date S&P 500 -1.94% 1.23% Russell 3000 -1.67% 1.94% MSC I - Europe, Australia & Far East -2.80% 5.88% Barclays Capital U.S. Aggregate Bond Index -1.09% -0.10% Interest rates on June 30, 2015 3-month Treasury bills: 0.02% One-month LIBOR: 0.19% CNP7000a006566376 cam MIILY_GM_000229939P 2 of 6 CONFIDENTIAL EFTA_00133573 EFTA01275540 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: SUBS friendly account n arne:CasN Savings Account number. SCOTT STACK MAMLYLE CASNEL Change in the value of your account Cash activity summary lune20I5(S) Year to date (I) See Account activity the month tot dela Is Balances in your sweep opuons are end udedin the openng and closing balances value FDIC insurance apples only to deposits at u85 Bank USA, not to deposits at ut35 AG, Starriord Ranch Of bank deposits piacedihroush the UBSIntemaiond cepost Account program. SIPC Opening account value 34,085,765.31 34,208,869.81 protection applies to money market sweep find hddircp but rot bank deposits Soelmportant inSonnation about your statement on the IMf tWO pars cf this document for decals Deposits, including investments transferred in 0.00 77,994.43 lune 2015 (1) Year to date (1) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred Additions out -30,000.00 -231,998.72 Deposits and other funds credited 0.00 77,994.43 Dividend and interest income 208.23 1,108.02 Dividend aid interest income 208.23 1,108.02 Closing account value 34,055,973.54 $4,055,973.54 Proceeds from investment transactions 30,030 00 432,000 00 Total additions $30,208.23 $511,102.45 Dividend and interest income earned Subtractions for outposts of firs statement, tzaablty of interest and dayldend income has been determined troll a US Other funds debned -30,030.00 -231,998.72 tin rePotina perspective. Limed upon the residence of the account holder. account type. or product type, some interest ardor dyidend payments may not be subject to United States (US) anda Puerto Rico (PR) Funds withdrawn for investments income tzars The (lent moot* Ratement is not intended to be used and cannot be retied upon fa tar purposes. Clients should refer to the al:PC:tie lay reposing forms they recei* from UBS annualy, such as bought -208.23 -279,103 73 the fauns 1099 and the Forms 480, for lac reporting information. n is the practice of UBS to file the acciscatie la reporting forms with the US internal Revenue Senge anal PR TRIGUW OPOarlfrent. a,d In Total subtractions -$30,208.23 -$511,102.45 such loans accurately dasIfy came:tends ardta Interest as Ida exerrpt or 'arable image. Please consult your irxtedual tax preparer. Closing balances $0.00 $0.00 kyle 2015(3) Year to date (S) Taxable dividends 208.23 1,107.22 Your investment objectives: Taxable interest 0.00 0.80 You have identified the following investment objectives for this account If you have questions Total current year $208.23 $1,108.02 about these object/yes, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fur description of the alternative Total dividend & interest $208.23 $1,108.02 investment objectives in important information about your statement at the end of this document Your Tatum objective: Cuirent income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected SDNY GM 00022954 ChIP7C009305566377 051S Page 3 of 6 CONFIDENTIAL EFTA_00133574 EFTA01275541 Yourignandal Advisor: *UBS Account name: Resource Management Account Friendly account name: SCOTT STACK MANY LYLE CASRIEL lune 2015 Account nuntber. Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP7C00XIC6566378 0515 iY_GM_000229%94 4 of 6 CONFIDENTIAL EFTA_00133575 EFTA01275542 Resource Management Account Account name: GHISLAINE MA (WELL Your N nandal Advisor: *UBS June 2015 Friendly account name: tiShi SaVIn S Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Some paces, income and current via ueS Shear' May be Epproxintale. AS a les at gent dnolopes may riot be eccurately reflected. See anporunr informs:eon about your staremere a the end of this dacument fOr mote information. Cash alternatives Money market funds moray market funds are reinter insured ror guaranteed ty the Federal Deposit Insuralre Coranauon a any other gene /went agency. Although money mattes lundS 520(10 preserve Ire value 01 your investment at $1.03 per share. it is possible to lose money by investing in these funds. Total re.nvesfed 4 the told dal reinvested dwdends II does rot include any cash dadends. n Is rot a lest Clore...zed(UV gom or loss Is the dfte ten« between the current value and the cost basis and would lot for the purposes of determining boldrg periods or cost basis. The shares you receive etth tare you generally be your taxed e gan or loss if the sequin), was sold an this date. The unrealized (tad gin or loss may reinvest d adends become awl:irate fax lot need to be attuned for net ten of capital payments in order to determine the re*Ted gain or loss for tax Cost Was o the told purchase cost of the security. inducing winvestedthrdends The cost basis may 1/coningPurposes need to be Ousted for return cf recital payments in order to determine the Minted cost haus for 1st investment return is the cur re M value minus Ihe ancura you invested. a does net include share: t hit are not reportirq purposes. reflected on your statement, inducing shares that have been waited as either a gain °rotas. it dso dots not include cash ckiana that were not reinvested Purchase pate/ Nurnber Average price Client Cost erste per theft value on unrealized Investment Nocing Hddng d states pet share CS) investment (S) Pews (S) on Jun 30(S) Jun 3OO) on or loss CO return (5) period UBS SELECT PRIME INSTITUTIONAL FUND 4,O55,97334O 1.000 4,O55,97334 4,O55,973.54 1.000 4,O55,973 54 EAI: 12,434 Current yield: 0.06% Your total assets Itercenteqe Cost EStiMated Unrealized value on con 30 (1) YOur XCOunt b353 al annual incane (31 On a lOSS (1) Cash alternatives Money market funds 4,055,973.54 100.00% 4,055,973.54 2.434,00 Total $4,055,973.54 100.00% $4,055,973.54 $2,434.00 Account activity this month Date Activity Description Amount (S) Dividend and interest income Taxable dividends Jun 30 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 208.23 Total taxable dividends $208.23 Total dividend and interest income $20823 SDNY GM 00022956 OlPTCOO33O6566379 MI 0615 Page 5 of 6 CONFIDENTIAL EFTA_00 I 33576 EFTA01275543 Account name: 4tUBS Resource Management Account lure 2015 GH1SLAINE MAXWELL Friendly account namo:CasNSavin Account number: Your lq nodal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (ante-hued) Ogle skinny Descaption Annul) II) Othiir funds thibiUd Jun 12 Transfer JOURNAL TO 61-11SLAINE MAXWELL -30000.00 Total other funds debited -S30,000.00 Investment transactions For more informaion about the pricehalue shown for restricted microbes, see Important information about your statement at IN end OS this dacurient Proceeds Iran Funds investment withdrawn for Accrued Date Acuity Oesciption Ouanity vitt (S) Price CS) transactions CS) investments bought (5) interest (S) Jun 12 Sold UBS SELECT PRIME INST11UTONAL FUND -30,000.000 30,000.00 Jun 30 Reinvestment LIDS SELECT PRE INSTITUTIONAL FUND 208.230 -208.23 DIVIDEND REINVESTED AT 1.00 NAY ON 06/ 3ONS Total S30000.00 -$20$23 CNP7030900S566380 osis Mill/Y_OM_000229579T G of 6 End of statement for account number CONFIDENTIAL EFTA_00133577 EFTA01275544 Important information about your statement 1185 Faancial Stakes Inc Moron or U3S Firawral Sakes). TheFenno, Cad taw ail nveStigate re: Canplant ad hallo on the books ad records of the ;prober 6we a enielOpei tray SKIMP househollon Wading WM is a member of al pro:palsecurity. Cattnaddy aid maws will correct try error proeptly tater art. FnalOal Advisor achieves UBSFiruneral *we and UK Bat USA ay *died "kW Lyn of uBS AG and Milian of LOS Sarkis eleattatake al decks payable to the Furor tie roma' • (tow oratorrent corarts or none Mann (9 g . Friona/ a OW* An u.0 Meknes &twill sowers it avatable open *Wen nohow ndcated on the front of this statement h addle 'mod parowshos oxl prvae patterns) tut are na The Plenty accown name ',flats ofterrotion that you the fem's ermine offices rwe at to legs ar our fees. a:46)M may be 940 to registered coda the S.c,f*s Act of 1933. and awn on the Won aline senors webs.. It ea sommic manumaree hey charges for tie payment for steurte: customizable *mamma chosen by you to aza you wth pun:haws andchinas Its aped awns n rah xcants • Comm:dries contrail to 9. forohn ',Wang* an Yew reardtapng n ha no legs effect on wr arourn Accounts ma ace trattlern?d 10 oasis enteutenS:nay be preirfus metal contracts). melding tunes commas and Yfu on Mane ma Franey Wan manes. 'Troup Moe en. r raft to a bawler fee mmrroWY WW1 contacts Services a bye:moon; yams enamel Aterbor lh stawnem regrew5 the only Oda' recta of )our UBS UBS Sweep Optim The SF< pawnm rd the yoplerrerata protecton do not Amman evonsiow Handal SOAK*, amount Other words. exam °Heal kW UBS offers °prams for 'hewng cash batercei baxes to aar* 10 tNse assetseon if they Othenvde appear • Vabe th an atountepalibh Na a assets doomenh. conurang coalmen dau souk not be ;Wed bat depots at unfrat USA NAM An Storford Dryer stawnents The SIC protean' and the swpbmenta Cabinet upoodram Wove tort is an raw a On61.01. plea. (Bark Strvip hearing maw met muter kids (Miner prOted9n do rot ;road nano Minas O the mate • Awns Intern araliale cat Moan values for Matt it wynnixely h wring to ael3rach Mamper of the Funs) arid the haltratenal (WestAccent OONfor vas of yov ruestnints fracher as a result of maim rat, rod %manyant l rid Gkbar Tae Depart unmixed Wee serving your oroum customers Mtn n wrankonai Sedum Mougenent movatent. nun baroarY a Filscose) marks to mereet and eertara assts not held by the km Aconite Waugh int Bat Sweep AtttratiS. can batinOeS Does not naideunenced StUaltelaSSetS at tread or the Athcogh at no teem are intended to be aCaratte. are Swept so LOS Oat USA up b n wanted Ime and Moo. i*mlaona wait le own request Vat may ',ban pro andmeet staterrem won a tare nef•ninfffs. ganger data Toad rot be used for tat puposes key then to U3S a Statriced Branch, a a May Furd Deposes race normal:ran about SIC. ncludng the Sir Brochure UnffSbadt10:1, COli:f6 nd mocsale Oak colons solely on yeatt tar lam (it . Form 1099. SOB. 10115. at WS Sat USA are 'DK nutted n accordance with fly: by cormwrg SIC at 202-37143300a by wean tie SIC • Ondees Wales debt banal. outstandnamttgn ow) then pepsin your ta< return T.f m is mauled by rules for mat Hawaiian p Iwo nut www nto got •rtbstle anima/ word loan. cant ant sh t accoum balances tan to repon tone BS al trim le ardent, nepoorle non Deposits a 185 AG XaMied Brant and *west:Mtn, • CathAnamy blincen Toes of yawned aye/obits/1h Mob* driands ad lambda mew tamed on SalinteS kends went awn by the FCC. Dineen/ Re Mean eat Program OW) held n your Keanm nn proceeds on sale Pinhole:ea, aid balances. pko USS Bat USA deposit batman UBS AG the pew mead sal anent pna You may °bean the Yarned Branch depose balances and moneararkie motor cost bonencairn awed seamen Through the OA sealable to ail baton are Stript to actual ace tract your Naval Adeoor Only whole shah fun sweep balances a the dose of the galena peed deport accents x 18$ AG `Wreak Bag" aid CBSIG • pattsared under PIP. partialMaps coil he soli and the NOni:DfrinCd Ey fay fledd batman h your exeunt are not Ornommications wit Um Firm Caplan Enna Dew Swans sie ria owed by the MX cash ml be deposiwd n vote aCOnutt lie dwittend searegaed from New balwes an the Fonmay use of • phase teantent any Ord Ccennalttatons et tritest to Balrvces hen If the SIBS AG Garin Brawn ere tewowily retwestnere prop auppled by the issuer may defy from the <reposed to the mange' rit of theCarnal Wands and these !Ards n the ordiwy cane of as banns These funds further prow your north nolsding wangles one the mate air at whirr thepartial Mares at sold Ire paythie tpon ps demand The total 6 Included in ow Wow* Wen Protect= Act (SIN mere 6 ro quarrtee or other ob ihaten of 185M3 X way carat aced dos in value thebatmen nvh le on the CBS Chown bads boas. Cosleinieu • fl /he !nodal instrumon on the top het ce the fart of the Only whole unto may be hold in pa arrant I you re Lending informatiwt laimmt is not ICS Sinnott Sewn UBS instal Deposits a LIES Bra USA an each UPS AG Brawh fern entitled to 'penal we as artful of a &Mind parent or prctcwd by SIC Minty Fund shoes are pranced by SPC fa detaad olconoon on the F on' > Vernon aadeas and Strokes caries your account as dearkg broke, by otherwise, me Firm wit ether tel partialness make' price clGclocurn Sit to youClen RPM beitp Agrotown or atonement ern the of toted ratuton We Wormed See %IBS homer Seven Account Rotation' War a aCapt an rant tatannred by a registered &any Am:en Areentent an the General ;MS and COnditOrn you oa taus retnionthp when you aeon hit account in ageray. and credo yew account Open you rfp.102 batrces n he Balt Sweep Program or UBS Stafalett of (tele Practices ratable n AgretweSs this ow, per funds am tones re looted 2185 zed Dabowe Y)ytwriM e nenAnc..o.,6v ftwory Wonoal Saws aid not th? aroduerg attar. aid pu OA may Oe witeraw ad Owes of a Maw Fund maybe Immanent ableahres must mare a ream of my nor or omesisn to Wth WES liquodad, and the mends returned to putt yaw the nwilnient ',braves and rig profileare 5p2f IC to each taairitet =cull Venn assets accovm and may vay beset Rea. an. In Inn YOS Statellenl Cheat. SeanteS and Other assets held n All aCCOutIC StaWrencS shall be deemed aerpine:nd pronipi IF in wring of any Korean' donor in your franca Further nf annul tout tattle weep *pions. enudng the 4:O)um a the end of the santastot period You may trg aurae d not °bp:redTO II antes) Who 60 drys stuatran of 17..eStINfr forctie; For eadn accoure held. for drairey of fury paid waren at arc raw You may anent moon rift an rands. 6 wit** you choose one of the fo loving enrolment amens wan 4.1ft Sten your /flatlets, ahnor a by rearm comae used A lom central tar paring at • Please direct outlaw complainsa roams to We Stier: • ftevlia Culler NI:0rne neennien1114Ninj he balance cue on Mem Any wanton transferred w them CI- inn" x201.3521699 or tonne' eating grata be. of homeonly daily the Yawners period an lion a awns yeb• as of at 00AM to6 CO I'M ET Monday • rale* Crahearrarannon tweprrents Seeking Torah the err of the statement roan thnuyt n la a In rang I Senna•S he. UBS Fwareciel Sasebo nowt panache, The Finn liar...enter of the Wanes name arotecrion of (=chi rah. than In? grelatOf of name • Cost basic h detetrang then; bags of the sedates Clint Retrials Deprorrat. Unon City NI • Arachee Contrisam *Oxon. and Ceara Ai:teaser^ induded n the Yawner. warty ndttlted Mt) the 07(87 Coporaram 617Ct yetilr pro was swaths repays of es meatus ten to 1500000 (nano; 1250.000 for dams kr inentnarts toot hp both he otowalon of Mono aid nutter UBS intros' Strecenhas reed on <WI) The SSC we acceseen tows apP9 to all raraols goeQh a prnethra Warn/ion obtained from sources other than 18S • ti ease of errors or Wel ons Own an elenone funds Finmcal Seams. naidng nformaion ken rake. tin tonne 0771 bl Sv4an MO card Ma nu hold a a paler', crash The Fort together win when amain. ha also archared Ovsyllelsk profiler oi to you may hat prvedol to you. f amour Mew transadoeh , I o Unformed • Conanwhe Seeks to ramie an Wier prisSpat wash low the Firm does not radtwodenray way Or guarantee Me Saws hc. Weehmeen. N) wasemeotai protease' The nmanuin anoint payable to all (67174 chant. alMioyumtthis protwion 6 WO risk xrd vOLT liry 10 the account writ eon fl that means ataxy a validly of ay itirmacn provided by sans O7086. Ann WA, SA Sava: the ream does not genere tartan (IMMO/ °Pathan Mr racial Spates mann as of December W. 2013 alums 04 eau nee keep axe wpm abeam Gal a weer so -co as vom cart d mullet we • Attdokua Vining to asps somervt to anttPall ad addtion Stough UBS Fianna' Woke: gerway stawnem or acne 6 target It Su need mat Sawa tone poky 'sedition, aid hwestem oar' at he Fon CUTS' prOtteaed fee up to SI 9milkn n the tokroe sorrinaxiitym welt higher Muhl updates this Monona' as c 0 wend Me P.m does rot of <mato Lout stronger on the warner or react ortralde any aware ha the &emotion trader 'Cost The rim a Card Mug alp 1. le) mug hear torn yOu anegte for all pot warnsheld n a articular capack • Aggrt•Sn Wring to area hgh nd tO vowel at hgh A full (boy of Cepolcywodng 6 /arab* upon man whiny to *Ohl' rams ewer tow base and 'Unitaind garirons" is ranee a of the doe nO ate" trall 60 Gays alter the f nr Sent you the fry of th us SIMMe411 ds such please do not rayon this suarnent on %Fish the oar or prolate!) ward idanwlipn to make ;fracas' a sae detracos la tar - irate rat nine ad accotot noise (il amp The St( prOlesttne nd he supplemental proanco both do Stateenentivesehoklirel" not SPIT to We enayconsoldate al retired scow, Statements wilt, the purposes a warm A.Cfaint trusted to the fen - Delo& the eV. or the ainfanta ay 'awe alai mayrolled gains Mormon" orly forme perked of aneotan asdimly X VOU On nay pti berme 4 er n • (tnatranatal awls controlled by (a. Wined pour tare Warms n the Sane moths. ACotrtsrnay be related account vibe) but held awayfroml($Finaoi Series for this snow Snare they hare owners rho alb maestro tine they re held x the Fan Morehiraorraal rdarnWon era a rat you need ma. lawmen ea be added by youkorai £4;60 - Provide the dollar amount of the stnpeaed erts• Ce g.anal (kat aUBStat (Okla YU% AS pont a:COunt relaionShOS rah ode dents at the same Stamford &ma. (I) own amens. nolawn %robe address Tha prance a know al toesselnoldng • ft you wish in an Mitres of mutual l.ndi acre sun pahr to realer innate Asternent, nukd in wage • Unmarred yelnorbsoes Paw data a acalablo shares re rag awed daily el the nine of the aOhat 19elrfd Jrnal:el lane lc:SUS att chrated foe SDNY_GM_00022958 CONFIDENTIAL EFTA_00 I 33578 EFTA01275545 Important information about your statement (CS bnUed) banal maity kots The tranion data For HMS - lard parryestimated vibesmay be reflected as 'Not nUrrber 01 arcants at tie Oterse-deahr hotting mutual Account at registered servos mats ol LOSS Sandal Somas lot mayor may nal Mika anmitsank MapesMoe priced' n sena mats Wan an 'nlepennent Ismael Mg had laniV Int Seamtpreorgandaion man Datfend awl other valuaucn Ian bass soled or iS Unatle to awn a - In aktt an todamn:dad reCOved ti Orneakon web remelts° tots and snowsuit pins low at eat' vain wan we berm aPIZO that a rnieng wort has the tabor darbuton of a -stycorer= rd uat Yea Sargon, it a inland miceark of visa combs( to distraf One 3.1•0 , 0 lot lhe • Trade dale' cm:cured that may ell a prennusly reported iota eco m that unit 10 as deans. we alder our manna coal 1185 Wa Sognabare cede cods and Len Sasa mann 'resents the nine' Snag en Parente dUeSten. CI whin amt.? co uld be highly ipecutawe allele men ranee thang COmptoSabom Iran dean cads re issued by IRS Bank USA Pith comemon from duo to the tutu. of die :tarty Marfa( the manna °roam,: imanarlirg the v ea u S A roorporatcd • Callable secarltias bras and oaten stock that the - 'Men nerds an aver general sow a sponsor nuity comas aerosol The inn-rano, commis instal° for sly taleroton al be Sean mane (*mated Senor a th Spay eg Mad who is ce sponsors a the Grit Ilvinttnent INKS we OdIttute Ur Sanaa' ServiOeS Ing Rev 201407 by lot torn amceg a WanteS of that ripe lid ti out premded the no of the warty nil Deana:at ton - Ott Slates also meat trading COMMISWISan10thel nane a n tams nam for or Mats Calfeats its perches* por consmation from miner tows aid impact Sewanton is Darn edfrom thed pas ad es roan - 'Diftrattions to date' may Mayarem of cwal. Catealits Wow new:bats we dist:but.? rs not guralYed Othe Call leases nay eon nigh mane a both - We receive an anus tee km t.65 Salk USA as WS could allot yea cosine mlormalan wJ be goaded - • CoOthi um ate' Mess the MM3lolleng prce AC Stardord Brach of nto StiS per a:Count torn (*Sued pertain rd may not ruled ear cost bath smoping to the balm win the Bra Sweep Program • Cremates of deposing:Ds) CDs ate RuC sod opt . Rostrlan securities Rencted sources scanty at STSOCCO in pampa and rated nitre/ pa dspomot not atnnttyeigble for p.tic late VElSinaxial km:el salt, and per cesium fntiMim. n =Man with iDs: UM Olt mate pries of the ttintstrilen1 stock of the tam Moynihan spans cormSets and 'mho charms nibs our art muted vane for the reneged zinc bin bowed n smarm witt the nomion of °Ms Mang sows of std saiemed rd on* To the mum that ophon lremagons has been en.gled cm conlmnrons • pricervelue foal antrod fa WOMIles ad other rest, Med maim it eltgble for sale. th e eater woad pest* Kindled to you. sod al be Fended to you produces mar be hiyhar a bwer thri Ye prig that yOU may nsutnurftlay Ins ma the impaled See Moon amply on maitre treu Id a WII/ raceme in the make PrCeS are Owned from sass mid paw scums Mudi we bean to be • In. lostinned) Mane. anwityialds end ran. An Short allIng rata. but we do not garnet toe acuracy !Ulnae Ol anal mon is based en tuners sand it you ate engaged tri tort sang autarky ma mar rot a - Wo nay me the doing prize Ahem aralabh cc IS al Ems raw rung ew wanes Wan held for chase dale to man bases coos lee that palooLv man or SW and ask pros fa Ion WIMPS and one year from Semen date cc sta stuns 1hts minty *pun M on ybd prow or OTC sesta estimate d on a gukene. accuracy and mined - let aavoif van warn: may be /aced uing a name ae not gnawed Opert (nen eaba en mode or Smog Mani pia we °Weed - Est Mated astir income and drat MS for cols 4 9rding open ce goodeiltorgeled • orders that not MOM/ n01 Mkt at actua make pane or ,cakte Semi wanes Gould MSS a when of ;Sopa or treated by the lasers SW open buy al sell Sap - erten posterns may seat Smut aprne and sill calla gar's n Math ose the est Marne WOOgren ceders ale resided by the annum of dwdendsa rghis on show a pita was not aecitable if we are sable to yeld)woull be smutted cadiedindsor mangles date unless nomad Sweat obtain a pee for a security - Minato( anal name aid citron, v' aid The by you You ae rewomble for orders114 am emuted sae - Deposes a Searles Sassed n arteranes other actur Moos aid add mght be awes kgher that to your hive to Canal existing open ceders than u S Sten are Matta a the e t urge rat as of the teens( anoint the Manna' date - An 012 Mae ol antra° interne avian andOr Tax witholdieg on anrimations funs LOS Pistol' - For certain sesta vadeg tin011-CCOPanniig fewest chided bythe ores maitrevela/ream Salvias IRAs deromnatems. rice and snagsmat/mar hat balance is lased an the lag dtedind or secs MPS tax taw requites LOS Sang Semi:610 SOS been asp/ea ° frigateproper pausal pass nude by me titer aid James me nos tat horn am trate IRA dhillut ran tut you may To obtain Cumin: qaPtaan. Ni.., rattle. corm° yew souttindepaes MI be Mace ontoar been th• don oat lobe", Kano lap Mita or. instead. you may Primal Seco( strong° dee or wed murky Ana" rid elect to hate Ix Stan a ar ae or n a had sown <oatmeal Sid at not guaantod you choose Yes Moon wg reman n effect oaf rooted • Men Ineesums and enured prods° Pros by you You may woke your election a a"; I Me by masig mottnwre secure* andning dim paMpation • Asa not held by WS Pinang' Sent Coin ammonia If sou do not haw cno9t incometar prays aid real estate mostment DWI Malt te* aria MCI re riot Ma yteyim ad not main the Sas watel1 Iron 'Our darbutiOnS. you maybe remonsbie fa StrUctuted products aegewray hghay ilaqu d Celan possess, or envoi Theo assets re deptsd on our the parrs of reintied to You may nor slaw d the sand roams taw not been metered me. the sawn for irdonnatnal pups QS Poulans rid nosh withal and ow dined lx poses at not Waifs and GrargfeCorynagn or undo any sum ratan vesented re froniled by the rung film IRS equal a ywl ix obligation sena° Wm We prom* esimaed halos for Sate Sancta Semis a not reponsba forth's Madman Meitner* So:10MS ad StruaLeml produiS for and does net gi.vritee is accukcy These assets Tenet Privacy Moons mammon only Accuracy° not 9Uran"./ protected by Sal( re to Fens supplestma Sal( To atan a copy of or scot Can ProsMaw. oboe - Them vases mayday' sthstarmally from pine's if any soar onto, yor F nage, Admor anemia Sem Y. a hod, acetate nwstmere sensor structured so Gas amonikeworry pain mod be Isnot a wad aid do not necmaily • Revenue Sting and Slang cemperisatiem. mem the yaw you may maws upon IGuidam° - Pi additun to ecnimittons m tan ad 11b.1 Inn 1.13S Sacral Sewers 6 not a bait The WM. &nom - TIM pay egmaes of vale are as Of a anan Ore reword m osecurn with the dartuton of ruin Sauces Mast BSA and ifatia ale brokerage launtS aid re suppled to 'SS Saar Senors on mesa bads to ow cants are ago ow Slat mos 401 prorde access to bat mg services and products bags by an ridepenent Palatial Wm revenue Marna papitnts from adubutors antlor grough saris wed affilawd basks ate other thS l“ott, StermaMarwe ce grantor ectimaed yaw d 'raison of the snug SW that We salt Thew party bakk aN prone; access to Mtwara and soy my. all swan to to Frm by th e on general nests aro bred on two dawn anoments Fit mob.= isun by urtall doted thud tarty Mance partner et *razor and may beCab-dated batted Cm the amount 01 saksbyiela ol a smokymutual fund comas through mon agency pubs/la *Sof WIS Swot Mfornabon from that used by thtd paths to (any to ow den's. aid Pk the ant vane of a Sandal Shan he Sire thee naiad Paha: prune manor fundfang. sham Si a the (On - You cal obtain addagnal Omaha regaling the - Vet aid as Mena arm recent ratrgekng and aresrn at. m'a cs. act amulty products ins ehodology used to detriment the nese of vale onyamprowsung lees in oreedwaton for sager NM IOC hind • no bank snots May low vain and the date of the ettonn.von On. Is the bass foe the agent sakes that We probid• to the rnLtual kindt coinn hyaena: Mg sir Frani sailor Those few genet" ao pad te n investor awn n the ReSOurCePAnadrent account Business Stamm mutual lad and ae a tad doll? amount based on the Account SSA. ltPM and ncemabonal Remo Masterent SDNY_GM00022959 CONFIDENTIAL EFTA 00133579 EFTA01275546 r er i races Vic SUBS Resource Management Account ew o . NY 10171.0002 July 2015 nil HI MAX LL NEW YORK NY 10065.7007 Account name: GH1SLANE MAXWELL Friendly account name: CazhtSavings Account number: Your Financial Advisor: SCOTT STACK1AAN/LYLE CASR1EL Ohre Questions about your statement? Call your linarcia Advisor or it Value of your account Rea ResOurCeline at on lune 30 (5) on July 31 ($) account Your assets 4,055,97154 4,151,216.61 Visit our websIte: Your liabilities 0.00 0.00 www.ubstomilinancialservices Value of your account $4,055,973.54 34,151,216.61 Sources of your account growth Tracking the value of your account during 2015 Value of your account S Thousands at year end 2014 $4,208,869.81 Net deposits and 4,208.9 4,151.2 withdrawals 45%932.21 4,056.0 • • Your evestment return. NW:lend and interest income 11,28426 Change in market value -$525 Value of your ocean on Sul 31, 2015 56151316.61 Dec 2014 tun 2015 141 2015 SDNY GM 00022960 Member SIPC CNP7030;005841129 = 0715 Pogo 1 of 8 CONFIDENTIAL EFTA_00133580 EFTA01275547 Account name: GHISLAINE MA !WEIL *DUBS Resource Management Account July 2015 Friendly account name:Cash' Sevin s Account number. Your Financial Advisor. SCOTT STACK MANLYLE CASRIEl Your account balance sheet Summary of your assets Value on Percentage of July31 ($) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 651,216.61 15.69% C Equities 0.00 a00% D Fixed income 3,500,000.00 84 31% E Non-traditional 0.00 000% F Commodities 0.00 000% Total assets $4,151,216.61 100.00°O Value of your account $4,151,216.61 Eye on the markets Percentage Change Index July 2015 Year to date SW 500 2.10% 3.35% Russell 3000 1.67% 3.65% MSC I - Europe, Australia & Far East 2.08% 8.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 0.59% Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% CNP7C0CA005841130 _0715 IY_GM_000224919e 2 of 8 CONFIDENTIAL EFTA_00133581 EFTA01275548 Resource Management Account Account norm: GH1SLAINE MAXWELL Your Neandal Advisor: Friendly account name:Cash/Savings SCOTT STACK MANLYLE CASRiEL UBS Account number. Change in the value of your account Summary of gains and losses Varies reported telory exclude proddas for which gam andlosses are not classified. July2015(4) Year to date (1) Realized gains and losses Unrealized Opening account value 44,055,973.54 24,208,869.81 July 2015 (1) Year to date (1) gains and kisses (3) Deposits, including investments transferred in 213,372 08 291,366.51 Short term 0.00 0.00 -5.25 Withdrawals and fees, including investments transferred cut -118,300.00 -350,298.72 Cash activity summary See Account Meekly ttr.s month for leak. asianCeS in your AveePOORMS are indudedin the %erring and Dividend and interest income 176.24 1,284.26 dosing mantes vat& roc insurance apples Only 10 ClepOSitS a U8S Bank USA, not 10 &COPTS at U85 AG. Stamford Eranch or bank deposits placed throurp the UBS Internanond Depose Account program. MPG Change in market value -5.25 -5.25 protection applies to money market sweep fund hddirgS but rot bank depOSits. Seeimpdtant inSotenatgn about your sfstemerd on the tat two pages of this document for coals. Closing account value $4,151,216.61 24,151,216.61 July 2015 3) Year to date (1) Opening balances $0.00 $0.00 Dividend and interest income earned Additions For purposes of Irts statement, taiatCity of 'nines] ant ding:lend income ha, determined ffirri a US Deposits and other funds credited 213,37208 291,366 51 tar reporting persprdire. Based upon the residence of the account holder, account type, or product twit. some interest ardor dvidend payments mar not be subject to United States (UA ardor Puerto Pico (n) Dividend aid interest income 176 24 1,284 26 Income tares. The tient mOnt* statement is not intended to to used and camot tie retied uaon for tar purposes. Chents should refer to the applictle tar reporting forms they recent Iron IBS annualy, such as Proceeds from investment transactions 3,518,305.25 3,950,305.25 the Forms 1099 and the cams 480, fa tar reDOlnn0 information 11 IS the PraCtICe 01 U85 to Ille tht tcplicatie t& tenoning forms with the US intend Rextnue Service and PR Treasury Department and in Total additions 53,731,853.57 54,242,956.02 such forms accutalety ossify dilcknct ardor Interest as tar exempt or taabie income. Pies/ consult your Includual tax prepare( Subtractions July 2015 (V Year to date (S) Other funds debited -118,300.00 -350,298.72 Taxable dividends 176.24 1,283.46 Funds withdrawn for investments bought -3,613,553.57 -3,892,657.30 Taxable interest 0.00 080 Total subtractions -53,731,853.57 -S4,242,956.02 Total current year 4176.24 $1,284.26 Total dividend & interest 4176.24 $1,284.26 Closing balances $0.00 $0.00 SDNY GM 00022962 CriP7C007005841131 = 0715 Pays 3 of 8 CONFIDENTIAL EFTA_00133582 EFTA01275549 SUBS Resource Management Account July 2015 Account name: Friendly account name: Account number: . Your Ignencial Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact psis Fnancial Advisor or Branch Manager. You can find a ful description of the alternatwe investment objectives in Important information about your statement at the end of this document Your return objective: Currant income tscapiul appreciation Your risk profile: Primary - Moderate Investment efigibiSty consdesation - None selected Your account instructions • You' account cost basis default closing method is FIFO, First in, First Out CNPT0XPA0S841132 0715 iYGM_000224.24 4 of 8 CONFIDENTIAL EFI'A_00133583 EFTA01275550 SUBS GHISLAINE MAXWELL Resource Management Account Account name: Your II nandal Advisor: Friendly account name:CasteSavings SCOTT STACK MAMLYLE CASRIEL July 2015 Account number. Your assets Some pnces, income and current vanes shown may teappioehrkne. AS a ref tel. gam at resits May riol be eccutaidy refkaed. Set smporunr inlornsanon annul your statement a the end of the dscumem for mote Infornason. Cash alternatives money market funds money market funds are neither insured rot guaranteed by the Federal Nimbi Insurance Corporation or any other gibe intent agency. Although money Markel tuna seek to rreserve the value of your investment at Sit° per share, it is possitie to iose money by ',westing in these funds. rotes reinvested is the toted dal re.nvested dv4ends II does not include any cash d7Acknch it Is rot a la Voreeizeef (taxIgam or loss Is the dffe fen« between the current value and the cost basis a'4 would lot for the purposes of determining hold iv periods or cost basis. The shares you receive ea h hem you gene Idly be your taxetle gan or loss if the security wassdd on this date. The unrealized Red g nor loss may reforest chodends became a separate tax need to be aciusled for rat an of caatd payments in order to cktennine the refi red gain or loss for lax reporting purposes Cost tom is the toll purchase top of the security. Inducing romesteddmdends The cost basis may need lo be alusted for return ce capital payments in order to detemine the al tilted eat bases for tar investment return is the current value minus the mourn you invested doe; not include share: Mal are not reccetirg purposes. refieded on your statement, inducing shares that have been *aired as either a gan or alas. I aso doer not induCe cash Ovidencls that were not reinvested Purchase pried Number Average ;We Client Cat Prue per share 'taut on Unrealized investment Hddng Hddng a' states per Mae (S) investment (S) basis (S) on Jul 31 (1) Jul 31 (S) on or loss (I) return (S) period U8S SELECT PRIME INSTITUTIONAL FUND 651,216410 1.030 651.2l6.61 651216.61 1.000 65t 216.61 EAI: 4456 Current yield 0.07% Fixed income Mutual funds Total ferment(' K lhe IOU/ d M reinvested dadends n clots not include any cash dedends n is rot a UnreaWea (rail win a loss is the dfference between the current value and the cost basis and would tar lot for the purposes of deltmlin ng hddng periods a cost tam. The Sharef yOu receive earn time you generally be yOur tactile gan a loss d the security was soldcolas date. The unrearzed (tad On Cr loss may tamest d mdenct became a separate tax lot. need lo be a(usted for return of weal Payments In order 10 determine the reeked gan or loss for tar reporting purposes Cost basis is the rota purchase cost of the security. inducing reinvested d mdends The cost basis may need to be aclusteofor return d Capital payments in order to determine the ackusted(ost bees for tar Investment return rs the current value mous the amount you Invested. I goes no Include snares that are nos repotting pdposes. reflected on nsur dalement, inducing shares that hare been reacted as either a gan or a lOss. It EEO COPS rot include cash dmdends that were not reinvested Purchase pricer Weber Average pea Client Cost Pea per shay Value on unrealized Rai) imestrnent Hddng Hddng of shares per share (S) investment basis(!) on id 31 (I) Jul 31 (57 gain or loss (S) return (S) period PUTNAM SHORT DURATION INCOME FUND )1 continued next page SDNY GM 00022964 cent:009305mi 133 07i5-__ Page S of 8 CONFIDENTIAL EFTA_00133584 EFTA01275551 SUBS Resource Management Account I It. . Account name: GHISLAINE MAXWELL Friendly account name:CashiSavin s Account number: Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase once/ Number Meter vice Client Cost Price per sture value on uncoated Cal investrrxed Holding leching of shares per share (5) investment (5) basis (S) on isd 31 (I) Jul 31 (5) coinorlon (5) return (I) period Symbol: PSDYX Trade date: Jul 20, 15 348.605.578 10.040 3,500,005.25 3,500,005.25 10.040 3,500,000.00 -5.25 -5.25 ST EAI: 120,916 Current yield: 0.60% Your total assets Percentage d Cost Esimated Unrealized Mut on Jut 31 (5) your &fount Oasis (5) annual in(cMe (5) gain or lOsS (5) Cash alternatives Money market funds 651216.61 15.69% 651216.61 456.00 Sued income Mutual funds 3,500,000.00 54.31% 3,500,005.25 20,916.00 -5.25 Total $4,151,216.61 100.00% $4,151,221.86 $21,372.00 45.25 Account activity this month Dale ActhOy Description Amount (5) Deposits and other funds credited Jul 16 Transfer JOURNAL FROM GHISLAINE MAXWELL 50,000.00 Jul20 Transfer JOURNAL FROM GHISLAINE MAXWELL 3,140.67 Jul20 Transfer JOURNAL FROM GHISLAINE MAXWELL 7,629.64 Jul20 Transfer JOURNAL FROM GHISLAWE MAXWELL 21,196.55 Jul20 Transfer JOURNAL FROM GHISLAINE MAXWELL 49,962.65 Jul20 Transfer JOURNAL FROM GHISLAJNE MAXWELL 81,442.57 Total deposit end other funds credited 1213.37248 Dale ACOnty pescriation Arnount (I) Dividend and interest income Taxable do Jul 31 Csvidend URS SELECT PRIME INSTITUTIONAL FUND 176.24 Total taxable dividends $17624 Total dividend and interest income $17624 Ode ACtiuty Oesapbon Amount (S) Other funds debited Jul I Transfer JOURNAL TO LLC -60000.00 Jul 17 Transfer JOURNAL TO LLC .50,000.00 Jul 27 Transfer TO -1,300.00 Jul 27 Transfer TO •1,3co.oa continued next page CNP7C003005841134 0715 IY_GM_000229fte G of 8 CONFIDENTIAL EFTA_00133585 EFTA01275552 Resource Management Account Account name: CHIRAINE MAXWELL Your PiBanda! Advisor: *UBS July 2015 Friendly account name:Castf Sam s Account number. SCOTT STACKMAN/LYLE CASRIEL Account activity this month (contrived) Date *duty Ckstnpton AniOunl (S) Other feeds debited (continued) Jul27 Transfer TO -1,500.00 Jul27 Transfer TO -2,000.00 Jul27 Transfer TO -2203.00 Total other funds debited 4118.300AD Iftwastreent teansactions FOr more Infoffnaion /Wit the price/due shown lor restricted ecu/ties, see Important ineosmatkin about yow statement ea the end of lit docunent. Proceeds tram Funds investment vrithclravris fa Accrued Dde Acuity DeSteptern Quantity 111mg/ ante CO transactions (S) unesvnemsboulit (S) Interest (S) Jul 1 Sold LES SELECT PRIME INSTITUTIONAL FUND .60,000.000 60,000.00 Jul20 Bought UBS SELECT PRIME INSTITUTIONAL FUND 113372.080 -113,372.08 Jul21 Sold UBS SELECT PRIME INSTITUTONAL FUND .3,450,005150 3,450,00515 Jul21 Bought PU1NAM SHORT DURATION INCOME FUND V 348,605.578 10.040 -3.500,005.25 ROA 13,500,000 FBOO 52016602081 Jul27 Sold UBS SELECT PRIME INSTITUTIONAL FUND -8300.000 8300.00 Jul 31 Reinvestment UBS SELECT PRIME INSTMJTONAL FUND 176.240 476.24 CWIDEND REINVESTED AT 1.00 NAY ON 071311l5 Total S3.518,305.25 43.613.55357 Date activity Descrijatico Amount (S) Money balance activities lea 30 Balance forward S0Á0 Jul 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 50.000.00 Jul20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07117/15 -50000.00 MI 31 Closing UBS Bank USA Deposit Account $0.00 The UF35 Bank USA DepOnt Account Is your primary sweep colon SDNY GM 00022988 C FiP7030?305841 135 0715--_ Pogo 7 of 8 CONFIDENTIAL EFTA_00133586 EFTA01275553 *UBS Your notes C. , .... , ,36 = 6,,,MMIMMENIrecmoao.09. 6 0 6 CONFIDENTIAL EFT,00133587 EFTA01275554 Important information about your statement 1185 FhancialSovias Inc (tee or U3S Feral Socket The Firma Cad Mow MI iweStigate sour Oatiplant ad halm on the bons rod records of the wale* Oar or .welder. —you may Odine houtehale bymany your is a neer of al prospal security. MY:106V aid wows will cores an/ ant pronotly toter age). Fetal Advisor achieves UBSF keel *we and OW Bank USA ay heat suberrin of IBS AG and Milian of (RS Smoke Ploamnake al twits payout to the Furor tie Inane • (*non warren oraxes or more neon (99. Freak latent MOM /IC **Fes Instill swami 4 ?eatable upCn re ac, nukoon odcated on CM Mrs of this statement h addt Kro Imbed parowshms aid peva* platments) tat are na 71'e:4mm:h. scones none refkcs ',keratin, that you The rm's comae offices at at to legs accouit fees. a:count ma/ be %bad to enlaced tea the WNW Act of 1933. and entead on the Fens wine unces rem It er a nemosito Mn charges for isepaynara for seem customizable snowy' chosen by you to ass you wth punches andohne; Its mead nuts n rah adorn • Commodescome to 9. formai *whoop rod Ya reaccittped II In no legal effect on sour a:tours Accounts ma are trrdered 10 Olhie nStAitCnS:nay be prews metal contract nclacle tenses commas and You can dove pus Fraldfy XONSIt manes. throup Otte :Mod to a earner fee omtrodAY ate contacts Services a by deacon; franca AMbor. lhostawners represent. only Oda record of SU( UPS UBS Sweep Opt:am The SF< protection and tho amplorreta prowoton do not Aaron everviow Finanial acoxmt Other records. now °floattar UBS offers colons for sweeprg cash balances bastes to ?)pof 10 these assets en r1 they Otenve empty war • Vabe of Sour aaounterace Na a asset and dooment. contrive canoe data should not be red bank depots at uBS Bat USA Ind Ur AG Sonora Wen statement The SEC protector and the swpWwwit lissome upon tl you benve tort is an ea a Oinntre, pleat. (Bark nosrang money norket mutua Ives (Money prOttaCil do rot ;rata nano change n she market • Awns Include sealkle on. Maces valuesla .per, n ermodiaely h wrengro Weerach Mawr of the Fore) and the hk•rnatinnal DeposeAccomt 00Ator yaw aims Mesanents Mete as a resat or matt m %malty (el rid GrineTn. Dome, welded once seep your aroum customers Mt as mammon/it kesoace Mange ant Aconite %lough Iht Bat Sweep OtOtranS, cam batledeS earrent. twee batnaptFY or FilwriPhe) m ass to meet ad eerie assetsnot held hovehe Frrn Does not nCbdeunpnced SaritelaSSetS a ti ad or the Athough al fins town are intended to be ;Carte. are Swept to LOS Sat USA up b a wanted he and Mote Wormoon a aria le Leto Maven flu may obtan Ana and omen staterre wet a Pecan iWanentS. somata data Toad rot be used for tar puposes Key then to IBS AG Starriced lead, a a Many Furd Demos tae idormen about WC. hdudrig the Sit BrOcha• UnitSbad dot colitis and mercisib slate colons solely on pawed tar lam be., Form 1099. 5498. I OMS. at WS Sat USA are 'DK owe n accordance with by conwrg SPC at 202-Th43300a by voieng tie Mk • CraOrkes nes dot bralCES. outstandn) nolo ex) when peepaing put to moan It aim isfecund by rue rot not itemaion pane nut www idtc gist inftwle at sew ape on? loan. cell me. sheet *cocoabates Ian to ream tote RS al lamb le deeds. repeal. non Deposit a 185 AG 9aMord Branch and tams d Maley • Cath/Monty broncos Toes of 'Arrested avaiable car Made deer ad taabie mete towed en SearneS suds Banos nsured by the FOC. Dividend Re Wanunent Program (DFIP) held n your rCeure, nn proceeds on sole tranUcti:nl, and banner, LaS Bat USA apart balen UBS AG She am melee 4 ca aricap One You may °bean the Aaread Branch depose balances and tnoneirrnrkee maxi cost beenwan weed securities Through the On available so all balinces are swept to actualoar from your hiotro241Adeoor Only heel, shays fold sweep braces the dose of the statement and depots aCCOuntS a 10$ AG 'learnt Brath and IBSAG are wired We CA P. partial shays coil be sold and the Norycorrincd Ey free aedn batmen h your aosount are not Commemiotione wit Um rim Carman Brant, Mese deposes zee ria nasal by the FDIC cash we be Coward in per arnaura The dvderd segregaed from onebane and te Femme use ay of • please ((Kaden any Oral CarrnMer ens nnnngto Salvias he If the CBS AG Capes Beath are terpounly renwslner6 pee tippled by the issuer may cite from the oposed to the seep rid of the C any, lends and these !Ards n the ordiory owe of as banns lime kW further prow your riles Wading you* rights under the lore( rye at whch the peal man at sold oepa/.be upon yorr &Immo' Thus told 6 incbdtd he knees tweet Protecen Act (5PA) mere a no guarantee( other °falcate a 16$A6 to way current wad dosip value theoaten whit on the LOS Creel's BraWs books Caslwirlim • dote Weal invest/Jon on the top aft oe the front of this Only Stole unto may be held in yam axant I you re lanolin information slaiimmt is not tAIS ChroalStewom UBS Fonda Depose, a LIES Bat USA and each UBS AG Birch acy nos reed to emit we as a mato* ad./Wend payment or rot dead nIcernawn onMei cm's Veer; p• Was and antescaries yom accour as derby broker by awned by SIC Money fiend shies it wooed by SPC otherwise, tie Firm wit ether tel pantalets, make price dzcloctscot mkt to puClNn Real belop AgeOloori or ameigewel eh the nficated noon We nomad See "UBS Pinata Sevin Account Intedions MOM a accept an wens denneue by a fegntered &ding ACO>unt Agetentill and the General Tien and (Mitten, you of Mn m1'6011119 nhen you owned Mita:Cane In agency. and ate your account 1195 StSfalett Of Can Practices naafi* n Agreterds this cases pa foes aria sent it re looted a les Upon you Mated bairns n tie Bak Swap Programs or OA may be vatictarn ad Wm of a Money Fund maybe et Dream ayywiiM e ••4••••••••••4". tr non Wantal Sinew red not thy rtroduce bitter. ad you loynerment °backrest roust mace a report of my as or awe to both Mot hundred, and theproceeds returned to your yaw The Men:Vent Weaves and net profile are speck lo each to:trite% lanll Yee raura accorm ad rat vay beset P.M at se 0.* I on YDS Stateriltnl Cift1COSSfanteS and Other assets hood n All aCCOunC StaWrencS Nail be defenEd Caerpine ate prompt, in wrong of any UriCant dolnOP in your fnanoa Further nfamatal tout tattle sweep *pions. eudng the 4Ccoull at the end of the staserraeu period You Mai *carat a n t 01%e:redTO ii Weep satin 60 days ShAan Cr nedUrner cteectWet For each aceoure held. for deity of Julypad warner ar any tine You may anent mein FAO) ad yeas d wit** a you de mon. of therolowng mastered Owens wow 01ft ran your f natal Advisor a by race. Noah used as low canter-A stew pang at • Please direct culture.' complantsoe irdtinas to the filers • Anita Conant :Norm. Ineenments whin; he balance due on sheen Any wane tweedb them Cf /Unfelt X 201-3521699 or three cans 'Infer im of ',come only they the stenos synod are lined a •11694 WI* a 01 a 00AM to6 CO Paid ET Monday • At Careableammon twelhonnts 5efkinu Torah the erd of the suarnont period (Agar n ly, a in ming I SeNCH he. U.S latantiol Swats nowt aveschen pit procpal rah. than In? gennatOo of nano? Clint Reims Depatrront. Unon Car NI The Finn if a minter of the Wanes Meshy Protection • Cott bast as dettehts the con basis of to wet Coporacn (SRct whit protectswane roans of es • Arearce Corneae or elcone and Ceara*Macron /yarded n thus statement. Mee ndi:Ited web Bhe 07(67 InarstronntS tee rig both no generaion of noose ad nuttier -1.• teS Sendai Servceshas red on myrtle to lo 1500000 Wotan; 1250.000 for darns for rate The SSC we arrecton tows *Palo all exam gown d pr ncpal intonation obtained from sources other than Ott • ti case of Bona (Aeons about an elecoon lands Firseal %VCRS. ()COSI 11100113(10t1 Iran area le transit.* 0711 DI Seer die eard *WWI/ hOld n a pancelanewely The Fret twelve wth cereal Alelates. ha also puichand Onnell tisk profiles or that you may Ane propelled to your Fele Myna maenad/ I o LOS Formosa • COnawrehe Seeks le manta) era pitapat eh law The Finn does not neendenk any Or guarantee Wet hc. Weehmar. NI Appianontai protein to roman anount payable to all NOW dent. cohicbalruntertd; prowion 6 550) rit rid VOLT64M the at one overt eon fl ma means annoy a validity of my inirmen provided by sources 07086. Ann MAL SA Sava,: the ascent does not generate apnoea thCott*Of ate Na USS f trawl Seret men as of Detente It 2013 returns ald mat nce keep pea won inlIMC0 Cal cc mess soon as pecan d author yaw • AlbSeJi %WNW MEW some ni to ardwil ad en adders *hough Ult Fevoial Wryer. genoraly stawnem or teem 6 elOnia a If SU need mat Seel toe poky arditiaro and Incutems cam at the Fm, 4 lumber protected foc ups II 9 elan new ere tare nix ray ay soak higher reruns updates this Monosson as t 0 recoad We FM does rot Menai Lout atrayfor on the sweet or recept pre& any armwas that me nf amain ender 'Cost The rim ce Card Mow 2COlOble) Mg Year torn SW anew* fall pit a cubs held n a patoula capack • Arg9IPSPW. Wdng to area hgh ', Pct.G(00Ni .34 hgh A full copy of thepoky oaring 6 nit* upon rear, wraUtpo *Pali rams met tie bale rod staireited garret is wawa a of the tae nO Late- thr 60 GPIS alter the leant you the fist of this neat AS rut please do not rear this nee on Moth the Bra or probe, arse Mk:MX ion to make purchase a Me Wises falai - Fred. per mare ad octant number (II wit The St( platten:a rd 1M supplemental prorate both do Statement rhousehokling" not SPIY to We may complete al toted await St3teClEIMS Mgt the purposes or 011eViet ACCC•alb U2104001 to the f en - Describe the error or the ainfer you ay sere ants. mayreelect gains nformake oily for coo pared of an warn as dealyas sou On *Ay IOU bee 4 ha • Count natal ens controlled by (and reused n)e :Sae /Wm in the Sane ehelOpe Account cony be related maw robe) but h.1 way from e(SFinaol Services for this pnose beam they he owner who *A wean titre they arehead x the Fin Morehinowl nICATIXO, error a cony you need moo nlanntion cm be added by you Faunal Adair - Provido the dollar amount of We tupeaed wee (e g. anan (lot a UBSBalt (e) cash ar LOS AG on, mount ff4.310nelpS *Rh ere dents as the same Stanford bonds. (d) mutate mans. Wrong year address Th3 porn is taws al Youseholde • it you realm and 00 than of mutual Ira .awe wah pile to realm indite flittnntOt, nukd in apse • Untelnedepainarbows Whom data a /ratable shares ay agent deadly to the ninon* annul .sourced unseated gand kisses ao crenated fa SDNY_GM_00022968 CONFIDENTIAL EFTA_00133588 EFTA01275555 Important information about your statement (continued) aferitbissaitykre The taaaron data a Naar - 'Mk.) parry aerated vacs may be reflected as 'Nat numb.' el accals at the roble-dear hotting mutual Account at regillercd serves mats of UPS Faecal Semites lob mayor may not reflect aninissaans. Chagos ace priced' n sewed swans whin an irepenant lads of lea had laniV seemly argent:ma awes DI/and and other taxa fen has Mt weed of 6 wale b assign a - In akil ion to 0)nranSeXIS referred m corneakon weh remarna lots and saga* pad rice fats re 'sad% value vein we beam aware Pal arnierill were hat a tabor darbutran of arnury art= ad ina ter Sava is a misted sake rat of visa Gambia to dtaay one aread lhe • 'bade dae' *coned tha Illy olla canyenly reposed iota too Ward. rn thin unit to our <Ism. we a/Hour karnmical LEG Mesa Smear* Had cads ad LOS Visa cobra peewits the regal Waal en ter edam dUeSIOn. a whirl awes mad be highly meortatue alas* Nene rata Mang CerranSaben from debn cards as mad byllES gal USA wen amtwon from duo to the tutu. of the :early marof me rearm compeer. adman) the V ea u S A ihreparatcd • Callable Narita lands and Hear stock Mal the - Pawn caber an Aspp general paw a sponsor a-ruity wars Oran of the heraneecornenen &ire calt for alyrrlerphonerd bewailed tartar estimated wanes a in (Mealy enema raw is ixsponsors ea the unt mama trusts he dartute UPS Financial Strata Inc Rev 201407 by lot tom amass a .Hanes of that 69.* harkl si out pared. the war of the warty al Declarer teen - Ott al dates also reveretrading commiswin and oat neaten teenier nano for or eats Cat lean As paha pea conmenution from mental hobs aid arra idcrrntm is rata tom thed pea and as rota, - 'Orrations to car may abbewan of cal. Corinna whose preens we distbute rs rot grevamed One call ferns nay egg wash frome a both - aerate...al arra fee torn 66$13ar uSe. ad UPS could affect yea ornate manna end be provided • Oftgeol urn she' remants the Metal ellen.; price AG %sited &mill of up to 12$ pH =our open reg-red ewer red may not reflect your pod bar sweeping to the baxs war the 165 Bra Sweep Prograns • CartifrateS of deposit(COs) COs ale RMC mead opt . iteadaed rarities Restricted tames generaly tee 1293.000 re principal aid Saud ',,eel pre depositor not anteitty tent* for pabk Sale IRS inaxial Stawces Baldry and per ckpapie-y ratan. n accara with iDe: Was the mane price of the osinntriled stock of the sane Homan nagardng cora-sans sr other nits our a an rrouridvabefor falhe randed stirs be Wooed connection wish the Haagen of vales rearag rumors of Ms sane rs one To the cam that cpbon treactons has been neared co ccednaons • pnoweakie aces dopiest Ice YPOrniles an10thfr reacted se rely at elatile for sale. Me talesneered pact* teethed ie you. aid al be pa:a to you products wtay be niter cr bar tar the ma that you nay be satsuma, lots Than the inure] wive *o romp* on awed te0u id actually recewe in the make; PrCeS are Waned from varKuS Tied easy sources each we awe to be • In. ORinIted) anwayields and rata. An Slat lug relaba but we do not gauge eel' a:cracy tstiMate of sad nave is based on astern dread If you aengaged in tort stelhg a warily. you may Mar a - Wo rarely ne the dosng dna when aralebk• cr the end ntwere ern. atnirg the trowities will be held for Magna to anal beware coos foetal palcula Meal or the bid aid ask aces a Iva secures awl one year from siaement date or ea away The stony *pan Or ay tad pros for OTC eons tainate 6 onb a grant aCCuraCy rid OXItelued - fez aline* yard warms my be priced rang a Mame re not garrameed Open cam wawa near a lamest rani at we °read - E9nutedanua mane and amen yield /Of tartan Regaling Open or "goodtibcancelled • orders that ape not a-Merano' Mkt an aches mate pine or mar tpsol mann oar tidude drain of mix:O or eraited by the Staerneen date. Opel buy and Sell Step - Cman postai may apex sera a pre aid wall caul gansnach Ca the eSt rare (ad Went ceders re taxed by to amount of Wedendscr ran on show 'price was rat mailable' if we are table to yield/ would be matted • adieachor angles die unless retard mania obtan a pew for a Harty - Maya renal naome aid nrrent 5441 aid the by you You tee responsble for orders fall are executed die - Deposes Or stories dawns& n orricroes otter .'duct Score and yield night be lower et hgher the to your fare is cansal swag open Has ihn u S alters are related a the traturgor4e as of the named amens the Parra! date - An ev elite of awaleed inane 0 'rider ander Tar witholditg on fenraitions fan UK Planar - For oral sentries Imam on011-CCeralthrig meat dead by the cora makes valsdatema Senior IRAs deromnatas. Hoe and quality dacetar/mar bale balers rs lased on the lag demand or mica Federal tar law Mowed IRS Nada Servers to withhold been We-Medea WM:Meprow %warm papa em made byte Aar and aames a Scone to from yar tackle dos avianA tut you my To obtain Guilin: qa)1.244n. Men arallaele.COrcaa you secernef Moors wit be holder one year am the rata nor lob*w kernels( weltholi or. instead. you May Franca AMsor stainer &Nor ate meaty AnatacY ad erect to ham lee weald a era or naiad maw as continued lad as not guaranteed you choose Yes Heston ea learn n ef lect unta rented • Pasta benstreems and serterund products. Swag by you You may revoke your election a why I Me by main ensnare was ancbang direct priacioation • Amer not held by WS Financial Seam Corun anew earn if you do not haw catch ncometa. pagan art real estate nommen" fist salted/ and asset, all not NObyteWm ad not withn the fines attar lean yOUrniOrIS. you maybe revocable to Valved pertudS Seared., hgloy dad (elan postern or envoi rhea assets re asplayed m your a pane of atnadta. You manor prams hl rue sacra prrakicts ran not been rettiored owe) the award for Monnananal mane only Posbas ad moults Mena and your Heated lw panties se not Sthan*S and en:aaVr Ccenmss,an a uncle( any state was prattled re proyard by the issuer; fa U6S equal to yOur tar rkliptar lectures lads We made estmaed eaten a Hate f nines Saws A not remonsble for this nfornmbn mermen sows ad sacred products for and doesnet grade* as adia, These arts tenet Peary rrforamenalpumosncely AcathICY s rot 9uthanieed Hoard by SSC re the Ferns sopplearda Sat To at an eater owners Orr Priery Maim pia* - Memvases mayeffer sthstanally tan pica day coverage anted F natral Nato: Halton meant al ath average nyestrnere satiety cc structured yaw vas comemoneolev gala maybe taiga a sold and do not nasally • Revenue &ming and addkionalcompeasadon want the vale you may ranee upri lculdaton - h additnu to darilninoni on sake aid I2b.1 lees 1.6Seinawialavezes 6 not a bals The MAA. Buenas - Th rd pay inmates of tar are as of a ran tame rased in conneaco with the datreuton of nava SencesAaant BSA and ANA re beCaef age leant, aid re implard lo UBS Senors on a regu It finds toots dents we arra ow *AM repay MO bade ants to bat rte services ad preduCtS bar by an ndepenclent eruption fern (Wetbe Nang pa/luau from darbutors ad or though anamewnts wed ablated balks an other and l“nte, Sentra Parma Ce SaCelSOr milliard vire. d Jason of the mutual funds that we toll lase party bars ad pares aCICO% !Cr tuna aid amity my. all stapled to the rem by tie ewer, general anent; are bared m hem damn atroonents fJ anaCtle isertd by orate dated the/many teranCe game co armor and may be Cab-NW based on the amount 01 mislay WS of a partcuLt mutual had corrpaa through mince agency subsea a of utS efferent Woman from Mat uxd by tad purees to laity to me sterns. ar(e rue reset sae of a andel Sean hp cleat thee estkrutcd valor panailr mutual fad fagl sans ad a a lin - You cal obtain adrenal stomata regaling the - Nee alder allbre also acre rawang aid t rrepant. ovate. and aauly products methodology used to determine the earns, of vat onaisprocesung lees n consideration for trailer Nat FOC hared • No bank ;wawa May lose value and eh. dace of the tann.von to is the bate a the agent makes that we Kende to !hem:coal funds enema by your Anneal Adria These fees generale re pad Ma imenor awn in the PaAA Berretta artmaynuni bCCOUlt. %Sire% SeN4f5 mutual luid and at atria delft mane bawl on the aceum BSA. Ilea and nteMabralal RECOute Aallagagetat SDNY_GM_00022969 CONFIDENTIAL EFTA_00133589 EFTA01275556 nanotl Ahrices Vic UBS Resource Management Account eve o . NY 10171.0002 August 2015 11.1.r. 1- NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: CazNSavings Account number: Your financial Advisor: SCOTT STACKMAN/ LYLE CASRIEL Phone Questions about your statement? Call your Finanagi Advisor or tl Value of your account RMA ResourceUne at on July 31 (3) on August 31 (3) account Your assets 4,151,216.61 3,995,432.11 %Stour websIte: Your liabilities 0.00 0.00 wvamubstornIfinancialservices Value of your account 54,151,216.61 $3,995,432.11 Sources of your mos wit growth Tracking the value of your account duriug 2015 Value of your account S thousands at year end 2014 54,208,869.81 Net deposits and Wthdrattals 4215212.26 • 4,208.9 4,151.2 te 1995.4 • Your iwestmentreturn Dbidend ard interest income 51,779.81 Change in market value 15 25 Value of your account onAup 31, 2015 $3.995432.11 Dec 2014 hi 2015 Aug 2015 SDNY GM 00022970 Member SIPC CNP70003005764757 ONS Peg* 1 CONFIDENTIAL EFTA_00133590 EFTA01275557 ELL Your K nodal Advisor. *UBS Account name: GHISLAINF ' " • C. Resource Management Account Friendly account name:Cash/Usti, SCOTT STACK MANLYLE CASRIEL 1 L( Account number: Your account balance sheet Summary of your assets Value on Percentage of August 31 ($) your account A Cash and money balances 15,719.95 0.39% • Cash and money balances may include Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 479,249.81 12.00% account balances. UBS AG Sumford Branch n deposit account balances and money market Equities 0.00 0.00% mutual fund sweep balances See the important C tit informal an about your statement on the last D Fixed income 3,500,462.35 87.61% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $3,995,432.11 100.00% D Value of your account $3,995,432.11 Eye on the markets Percentage change Index August 2015 Year to date S&P 500 4.03% -2.88% Russell 3000 -6.04% -2.61% MSC - Europe, Australia & Far East -7.35% 0.14% Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45% Interest rates on August 31, 2015 3-month Treasury bills: 0.04% One-month LIBOR: 0.20% CNP70003005764758 =0815 MillaY_GM_00022#19u 2 of El CONFIDENTIAL EFTA_00133591 EFTA01275558 Your Nnandal Advisor: SUBS Account name: GHISLAINE MAXWELL Resource Management Account Friendly account nrapie:Cashi Savings SCOTT STACK MAN/LYLE CASNEL August 2015 Account number. Change in the value of your account Summary of gains and losses VSues reported telow exclude products for which gain andlosses are not classified August 2015 (3) Year to date (I) Realized gains and losses Unrealized Opening account value $4,151,218.61 54,208,869.81 August 2015 (1.) Yea, to date (1) gains and lasses (5) Deposits, including investments transferred in 15,719.95 307,086.46 Short term 0.00 0.00 -5.25 Withdrawals and fees, including investments transferred out -172,000.00 -522,298.72 Cash activity summary See Account aunty Ms month for dela Is Sciences in your %Wen 00110e6 are inducer:lin the cpenng and Dividend and interest income 495.55 1,779.81 C1C6ingbaances Mut. FDIC Insurance oodles only 10 deposits a U85 Bank USA, n01(0021)0915 at U85 AG. garriord Band) or bank deposits paced throuip the UErS intetnauorta Depaa Account program. SIPC Change in market value 0.00 -5.25 protection applies to money matt sweep Iona hcediegs but rot bank deposits. Steimporunt information about sour statemera on the tat two pages d this document for deters. Closing account value $3,995,432.11 $3,995,432.11 August 2015 (5) Year to date I () Opening balances 50.00 $0.00 Dividend and interest income earned Additions For cuipOses of ins statement, taiab:ity of 'etes] sonJ dadentl infOrne rsas been determined from a US Deposits and other funds credited 15,719.95 307,086.46 tor repotting perspective. Based upon the residence of the account holder, account type, or proluo type, some interest ander dvidend payments mat not be subiect to United States (US) ardor Puerto Rico (PR) Dividend aid interest income 495 55 1,779 81 Income tarn The tient month statement is not Intended ro be used and cannot be deed umn for tar purposes. Clients should refer to the applcatie tar reporting forms they recent. from 185 annualy, such as Proceeds from investment transactions 172,030.00 4,122,305.25 the TOMS 1099 and the PC0TtS 480. for lac reporting intormauon. It IS the practice of U85 to file 1st (pplicatte tar reporting forms with the US internN Revenue service and Pa Treasury OePOnment. and in Total additions $188,215.50 54,431,171.52 suchtorn accurately daffy ducknct ardor Interest as tau eserrpt or tacabSe income. Pleas consult your indedual tax prepare( Subtractions August 2015(3) Year to date IS) Other funds debited -172,000.00 -522,298.72 Taxable dividends 495.55 1,779 01 Funds withdrawn for investments bought -495.55 -3,893,152.85 Taxable interest 0.00 0.80 Total subtractions -$172,495.55 -$4,415,451.57 Total current year $495.55 $1,779.81 Net cash flow $15,719.95 $15,719.95 Total dividend & interest $495.55 $1,779.81 Closing balances $15,719.95 $15,719.95 SDNY GM 00022972 CePTC009305764759 C8t5 Peg* 3 of 8 CONFIDENTIAL EFTA_00133592 EFTA01275559 Account name: ;It UBS Resource Management Account August 2015 Friendly account name: Account number. Your rinandd Advisor: SCOTT STACK MAMLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP7C008005764760 cel5 MilitY_GM_000224/4J94 4 of CONFIDENTIAL EFTA_00133593 EFTA01275560 Account norne: GHISLAINE MAXWELL Resource Management Account Your !gnudd Advlsor: *UBS Au,:t„t 2C1 t: Frie nd ly account name:CashSavings Account nurober. SCOTT STACKMANLYIE CASRIEL Your assets Sant potes, rotome and (vrient vaueSShOnn mai te apprOxiMble. AS a teste. Ønf antilopes mai nal te etcuialely vellet-led. Set Important infotenabon about yard' statement a the end of ths docurnern fOr more infornson. Cash Cash and money balances Cash and morvy balances mal ind ude avslær& cash balances, U85 Bant USA depost account balances, UB5 AG Stavlord Etranch .poet account balances and money matet mutual lund sweep baunces UBS Bank USA ckposit accounl balances are insured ta, tre WC valhn oplut( [ble I imits, but are not protected by 54PC 1185 AG St "(ord Brant h depout .xcoum balances n not insured ty FM arid se not potetled by SIK Monty mehet sereep batances are proleded bl WC but ale not insured by the WC. 5ee the rmportant information &boyr mat statement at the end of this document for detalk about trose balances. Operere; bal". Clounglarlaxe ente per Mare Average Onklenellnterest Oms al Hddng on Aug I (I) on Aug 31 (I) on Aug 3I (I) 13I0 peried perial Cg) anounl (1) U65 BANK USA UP ACCT 0.00 15,719.95 250.000.00 Cash altematives Money market funds Money ~Let funOs are neither insured ror oumarteed ty the tete t8 Decosa Indur 1(e Corporation Or any 011er gOriernMent agency. Although money Marker lunds stek to creseve the va tie d yOur inseSelent at 31.00 per snare, it is rosut» to lose money by i mening in tese lunds. !orar remvesferf n the tola ci at reinvesled dedends n does not metode any cash ditends, ri is not aten Unreehze4 (ta)gan oe bss Is the different. between te antent vdue and the (ost basis and would lot for the purposes of deterrnining hydra perial, or con baSit The shorts you retrave each tert you generaly be yote lavode gan or loss if the security wassokl on ibis dat. The unrealized da) grin 0(1055 (Tel reinrost d edenet tecome a separate ta bl. need so be aluned for ret sen of cxita parteres in order to determin the reatzed gan or loss for la betoning punxces. Cos/ bases is the total porthase rost of the security, Induting kinvested d vdends tre con basis mag need lo be aclusied for return d capita' payrnents in order to detennne the ast usted c ost Dam for ta Invetrmorrt rotlim is the (urwen via* 'rentable srnuM you mursted idiot not inc lyde tharotthal are not rena-tina purpotel. rente-led on your staten-wnt ilsel da no ;hares that have been reafzed as eit her a gan cr a loss. R tiso tos not indide cash titidens that syere not reinvested PuichCCe Olga NuMbet Mange pace Cleni COSI Peke per 'hate Valpe on Investment Hddng Hddng d duset per tao (i) investment (I) baut (5) on Aug 31 (I) aug 31 (5) gå n or lon (l) «apa(i) beilid U85 SELECT PRINS INSTITIITI0NAL FUND 479,249.810 I CC0 479,249 81 479,249.81 .CC0 479,249 81 3383 Current yreld 0.08% SDNY GM 00022974 ctiPTCoOzoos764761 ffi °B16 Pag* 5 of 8 CONFIDENTIAL EFTA_00133594 EFTA01275561 Account name: GHISA.AINE MAXWELL *UBS Resource Management Account August 2015 Friendly account name:CasNSavin s Account nuntber. Your Ilnandel Advisor: SCOTT STACK MANY LYLE CASMEL Your assets (continued) Fixed income Mutual funds rote reinvested is me Iola 01 & reinvested dadends. II does not include any cash cludends. I Is Mt a Umeadzed (MO pan of loss is the dfference between the current vaue and the cost basis and would tag lot for the purposes of determinng hdang penis or cost bass. The shares you receive each tint you genereny be your butte gain Ce loss 4 the Security was sold on ihS date The unrealized (lax) gain a loss may reinvest dvdends become a separate tax tor. need to be aclusted for return of capul payments in order to (*torrent the !edited On or totter tax Cost baps is the total purchase cost of the security. Indudng '<invested of Vedleneta The cost basis may reporting purposes need to be adustedfOr return Of captors payments in order to determne the &lustedcost basis for talc investment serum Is the current vaue mnus the amount you invested it does not include shares that me not reporting purposes. reflected or you statement, inducing Shares Mal nage been fee teed ea either a gain oe a loss It asO does not include cash dude's& that wale not reinvested Purchase Dix& Number Avelag• once Client Cost Price per share Value on unrealized0a.) investment Hddng Hddng of shares per share (S) investment (S) 565515 (I) cn Aug 31 (5) Aug 31 (S) grain or loss (5) return (5) 05000 PUTNAM SHORT DURATION INCOME FUND Y Symbol. PSDYX Trade date: Jul 20, 15 348.605 578 10.040 3,500,005 25 3,500,005 25 10.040 3,500,000.00 -525 ST Total reinvested 46.051 10.039 462.35 10.040 462.35 (Al: 320,919 Current yield. 0.60% Security total 348,651.629 10.040 3,500,005.25 3,500,467.60 3,500,462.35 -5.25 457.10 Your total assets Percentage of Cost Bernated °weaned Value on Aug 31 (1) your account bass al embed income (S) caner lOss (I) Cash Cash and money balances 15,719.95 0.39% 15,719.95 Cash alternatives Money market funds 479,249.81 12.00% 479249.81 383.00 axed income Mutual funds 3,500,462.35 87.61% 3,500,467.60 20,919.00 -5.25 Total 53,995,432.11 100.00% 53,995,437.36 521.302.00 45.25 Account activity this month Mee Adis)). DescriptiOn arrouni Deposits and other fonds audited Aug 18 Transfer JOURNAL FROM GHISLAINE MAXWELL 21.43 Aug 18 Transfer JOURNAL FROM SISLAINE MAXWELL 105.94 Aug 18 Transfer JOURNAL FROM GHISLAJNE MAXWELL 1,53427 Aug M Transfer JOURNALFR HISLAINE MAXWELL 2301.57 Aug 18 Transfer JOURNAL FROSGHISLAJNE MAXWELL 11,756.74 Total deposits and other funds credited 515.719.95 CNP70308005764762 - ben MillifY_GM_000229/159e 6 of 8 CONFIDENTIAL EFTA_00133595 EFTA01275562 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: (SUBS :CI[ Friendly account neirte:CashiSavin s Account number. SCOTT STACK MANLYLE CASkiEL Oat *dilly Oescnption amotee (5) Dividend and interest income Taxable drectends Aug 3 Ovidend PUTNAM SHORT DURATION INCOME FUND Y AS OF 07131/15 462.35 Aug 31 Ovidend UBS SELECT PRIME INSTITUTIONAL FUND 33.20 Total taxable dividends $49545 Total dividend and interest income 5495.55 Date AciSty Cesceptx)n ArrX)Let Other funds debited Aug 3 Transfer JOURNAL TO TERRAMAR PROJECT, INC. •130000.00 Aug 20 Transfer JOURNAL it ECGARLEY, LLC -42.000.00 Total other fi nds debited •$172.000.00 Investment transactions For more Intonation ato.it trie pace/Out shown tor restricted secuaties. see important (Hormel:a+ abort your statemere at the endot thn dournent Proceeds Bon Funds investment withdrami ice Accrued Date 4404ty Description Cammity rave CO Nice CO transactions (S) ithestmentsbouCht Interest CD Aug 3 Sold UBS SELECT PRIME INSTTIUTONAL FUND -130000.000 130,00000 Aug 3 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 46.051 -462.35 DIVIDEND REINVESTED AT 10.04 NAV ON 07/31/l5ASOF 07/31/15 Aug 20 Sold WS SELECT PRIME INSTITUTIONAL FUND .42,000.000 42,000.00 Aug 31 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 33.200 -33.20 aVIDEND REINVESTED AT I.00 NAY ON 0831!15 Total $172.000.00 -$495.55 Dete Aahity 0eicc4ACci Amount (5) Money balance activities Sal 31 Balance forward $0.00 Aug 19 Deposit U8S BANK USA DEPOSIT ACCOUNT 15,719.95 Aug 31 Closing UBS Beak USA Deposit Account 515,71935 The V85 Bank USA Deposit Account IS your primary sweep con SDNY GM 00022976 CNP7030S005764763 I= am Page 7 of 8 CONFIDENTIAL EFTA_00133596 EFTA01275563 *UBS Yournotes CONFIDENTIAL EFTA,B3597 EFTA01275564 Important information about your statement 1185 FhancialSovias Inc Marini a U3S FairichISenaes). The Fames Cad law ail live:tittle sour Oatiplant hada on the boas rod records of the ;pliable Ghee or ervelopes —you may Odine houtehaleg bycling your is a member of al preapal security. MY:106V aid taws will cores any moor prosody toter ago,). Fertile Advt.°, edirges UBS F Natal *toes and MBankUSA ay alien subselfrin of IBS AG and Milian of CRS Seoskin Plea* make al diet psytto to the Furor the falafel • Conan reetorenworarts or it commit most (9 g . Friendly140PM NM* LIG **Wes twill swain it ?eatable uerCel record nukocn ndeated on de tors of this statement h addt Kri lamed parowshos aid peva* platments) that are na The Pleny anetre none ref kcts ',keratin, that au The rm's eceoreee offices re a to legukT accoot fees. acount may be 'apt to watered under the WNW Act of 1933. and entered on the knit colne seams webs.. It is a mante,2 even charge:for foepayment for sauntr customizable •noriamo• chosen by you to au you wth puichain and chaps f or opal nuts n rah XCOlntS • Comm:dimscomas 409. fortp *Pahang* ad Iftur otaccbtered n Vim no bga of foci on sour a:tours Accounts ma are Urdernd 10 Olhie nStAACnS :nay be preaus metal cunincit ncleclhg faxes commas and You can dove your Freelay >SCOW manes. throup Woe :Mod to a artier tee Senors a byeatacuns yeV Inanceakabot on'A'oXY optic contacts lhostawnem flatworm?* only Oda record of SUcUBS UBS Sweep Optam The SF< protection and the pappleroota prowoton do not Aaron overview Fillanial .csxacait Other records. Pap olloal tdo Utt offers °plan for sweeping cash balances. basices to ?;/*I0tNse assets even A hey04*We tatty w are • Vette/sow 4counttaloa Na a Met and dooment. conuivng coact -fig data should not be robed bank depots at uBS Bat USA Ind Ur AG Surrford tam suienent The SEC protection and the sapbmws habilltOS upon rl you below Mao is an awn Oinntrel, plea. (Bark nosrang money Mirket mutua finds (Money prOttaCil do rot ;rata agann changes n the market • Asset :Woks sealkle cell Maces valuesla • rrenediaely h :rang to Weerach Mampir of the Fools) and the liklenrinnal DeposeAccoust 00Alfor yaw of par eweszinintseavalhe as a resat of matt wooed wooly (ea rid Gkbai Tme Depoat unrealized once sating your aroum customers win as inianabonal lesooce Mmagetnent evearrent. awn balanotcyor wisav'se) mats to mroet aed arta , assets not held by the Frrn Aconite %Keogh the Bat Sweep CtOtranS, ah batledeS Does not nCbdeunpnced SaritelaSSetS a tie erd ol the Whoop al hires town are bonded to be ;Carte. are Swept so LOS Sat USA up b m waft-Wed few and Mote lnbmaona atilt 0 Leto reliant You may obtan mow and meat staterrem pooch. a aurae iWanentS. daemint data Toad rot be used for tar puposes key then to ICS AG Stairked Brandt a a May hard Deposes • nformaiOn about WC. ndudng the SF( BrOcha• UnitSbad studs col ten am/ meais*b slat colons solely on yea.ot tar lam fie.. Form 1099. 5498. 10415. at WS Sat USA are 'DK enured n accordance with by conwrg Sec at 202-Th43300a by hang tie Mk • Ciableei rattles debt balriCES. outstandnamrgn tic) awl peepaing your ta< wean lief Sr isre:plod by risks forme Vacemaion pane nut www leto gtv enftwle er r.. w Sac ort? loan. cell Me Mal accoum bates Ian to repon to he RS al mob le OPP& reponale non Deposits a 195 AG award karch ad tams d Maley • Cab/Monty blscco Toes of vilneesied avaiable cad ladble dviands ad time* meted tamed en SeClinteS folds wino nsured by the FOC. Diadeni Re Weesument Program OPP) held n your rCoure, nn proceeds on sale tranUcti:nl, and balance,. pky;1135 Bat USA deposit baron 1R5 AG me air reelected 6n Weep pot You may °bean the Startad Brach depose balances and moneernrkie maual cost batoncairn weed sweat Through the On rabbet to all balinces are Seers to actual ear from your hiumal Adios Only Whole Mats loci sweep WIT)Cti a the dose of the statement period depot aCCOuntS a 10$ AG Newtork Brabth rod US$/4 are gemmed WSW CA P. partial Mates coil be sole and the Norycorrincd Ey tee aedn batman h your aaounl are not Cernmemicetom wit the Hem Carman Dana These deposits atria need by the FIX cash wit be deposad n vote aCCOure lhOdirderd • please f ecultein any Oral CarrnMer ens nwmngto segregaed from othabalaxes rod tee Femme use ay of Salvias hot, If the WS AG Garin Beath are towpounly retnesIner6 per:evil:pled by the issuer may dlfer from the these !Ards n the ordary owe of as hoists lhese further Drown your niptt Waling you* rights undo the ..posed To the sowegn rit of the C apart Nandi and male( via at whdi thepaha hares at sold ▪ payabse upon yorr &Imam, Thus total 6 incbdtd in he *antes Owen Protect= Act ISPA) tare b no quarwee a other ob Iota of 16$ AG to way curet pecOd cosh y yaw thePalms whet on the SRS Co mm's BraWs boas. Caelekoliw • rf /he !nodal insert/Jon on the top kft oe the from of this Only Stole unto may be hold in pa aroint I you re lending irtformatim laiimmt is not tAIS ChroalSwyces, UBS instal Deposes a LIES Bat USA and each URS AG Birch am not entitled to wrote vet as areal! oink/Wend payment or fa demad Mammon onSIM on'>Wan; p• Was and attestant you' accour as derby broker by atoecied by SIC Money fiend shies are weeded by SPC • therwise, die Firm wit ether tel partialities, make price didotoret mkt to voteClam RPM onto Ageennri or aragentril oath the Plated mutton We Intoned See "UBS Tinaltal Sevin Account Rotator Mow a accept an wool deuntred by a fegntered &ding AlThunt Agetentill aid the General Tien and COnditOM you of Mn m1'6011119 nhen you owned Mita:Cant in agency. and cede your account Statement a Cade Practices nth* n faireemenes this cat sou finis ant sambas re looted X Its Open you Mated batros et he Bak Sweep Programs or OA mate vatittain axi ties of a Pitney Fund maybe OMI OCOOSII0 xyywiiM e ••4••••••••••4". tr non. Frontal braes rid not thy rooducmg bitter. aid you lavermentabItahree must may a repot of ay woe or anakin to both WES hundred, and thepotted' returned to your you, The Men:Vent Wapitis anent profile are )p2C1C to eat to:trite% lanll VOW wets accorm rod rat *ay beset P.M acme 0.* I on YDS iltatiellent CienCeStfanteS and Other assets held n All aCCOunt StaWrencS Shall be deferiEd Olerpine and prompt, in hang of any UriCant dvnOP in your fnanoa Fisher ofMOO, tout tattle sweep *pions. Wang the 4Ccoull x the end of the swami, period You may err *carat d n t °Die:redTO ii Ante.? atm 60 days ShAan Cr neeStrrner Cbiectem For each accours held. for deiewy of Julypaid taints, at any time You may avers mown FAO) ad yekh. d wit** a you choose one of the to loving neestment 'Packs wow Ott ion your f natal Advisor a by racere searsia used a low coltreed eta Ming at • Please direct culture. complantsoe imunas to the friers • Anita CuirentNxorne Ineenments wain; tlw balance due on them Any wanton trandened b them Cf /Unfelt X 201-35216990r Plato eating gmwaon of ',come only duty the sooners toned as lined a •11694 WI* a 01 a 00AM tog CO PM ET Monday • *cher Qatablarecimon twectrinntsiefkinu growth the ell of the statment period though n ly, a In wring I Seem he. U.S Pasneiel Stokes woo* potation pet procpal rah. than In? ginelatOo of nCCen? • Cott bast ei detethng the cot basis of to stoat Clem Retains Depatrromt. Unon City NI The Finn kat...Whet of the Swann Paste ;toted:on Coporacn DK/ synch protects aortas rows of es • prockceCondieunan or elcone and Ceara *Macron needed n thus statement Wert ndi:Ited web he 07(67 Inarstrnallt teeny both no generaion of noose ad martin sp lo 1500000 (nobarg 1250.0a) for darns for note. - 1.' UBS Faunas' Servcesha noted on thh) The SSC awl (macho times apish lo all wins growth d pr ncpal intonation Planed from sources other than IDS • h case of errors a canons about an elect/ma lands Firmical %VCRS. ()COSI 11100113(10t1 Iran rata fir transit.* 07T) DI v4a. dab card *WWI/ hOld n a patine" camay the Fort tugalys wth cerum Aldates. ha also pedlar-it Owolltlek prelim or that you may hove provided to your rancid whoa Nomadism/ I o LOS Feircal • COnawrehe Seeks 10 manta) heia priapat wen low The Finn does not nalandenit may Or gurarnre the sippiononta proodon to rhaanuin anoint payable to Sanas hc. Wee-hoar. NI risk rid VOLT64M The root overt eon if ha means anrry a validity of soy itirmaon provided by sources 47086. Ann MAL SA Sava,: all NOW dont. cob/chat/under dif; protechn 550) mdlon as of December It 2013 the =oat does not generate tricot thCott*Of °Wotan USSF laicalStoat returns ald mat nce keep pee wen inl IOC° Gal am/Yeas soon as pa cart dyouhnk yaw • AlbSeJa sMIlhg 1,0 MEW some red to aerial aid addtion Waugh UPS Ft-vadat Sankt gonoraly Sawa to he poky arditiorn and 'mutat oh at the stawnem or wept 6 elOnia a If SU need more updates this donnawa as c 0 ft:C004. he FM does rot nfinnation Loa atrayfor on the fl orin or recept Fon funhEr protected foe up to SI 9 milkn n the logram sorry ala fity by seek higher reruns ane)a** al pa a:coolshat n a paha, capack • Arg9IPSPW. Wdng to area hgh Ink ttl ;ennui .34 hgh proilde any arowas Mat the nf ameba older Cost The rim ce Card♦Murw 2COlOble) Mg her *OM yOu bale rod tairplibrd gaiverw is ranee a of the Oa* A full oopy of thepoky oaring 6 nit* upon reWo2 votaikpo wan."' rams onto tiro nO Ina than 60 GPIS alter the fnmisot you the fist of this arisnall Ac rut please do not rayon this sueernern on Meth the era or probiern aphred informalOn to make purchase a Me Oozes falai The SIC prOffetal rd the supplemental proorocn both do Statement lwesehokliap" - Foote yaw nzne and exam number a alp purposes or 01101./6t ACCC•alb U2104001 to the fen - Describe the error or the a wider you ay unto atom not SPA' to We may consadate al faxed afoot Statement Mgt the • Onaranaxial toms controlled by (and twined h)a°, :Sae addre•ss in the Sane metope ACoans may be related mayreflect gram nformako any for the perfid of wet:titan as dimly pu On *Ay IOU believe 4 tu n tine they ay held a the Fan Morehimorof Woornakin error a cony you mod man nlanutfon raw ob.) but held away froml(SFinaoa Semen for this pnose beam by haw wanes oho *A matran cm be added by youFaunal' AdAsix - Provide We dollar amount of the stnpeaed wee Ceg. anal (both a UBSTealt fa cash ma% AG on, account fflalOnShOS *Rh over dents at the sore Stamford brandy. OD mutate warns. nolamg iamb* address Th3 pada is Mom as taisseholdng • it you arralet ad 00 than of mutual Ira 'haw@ soh pale to realer indkidual flittrrent, nukd in atria • Unlimited parisrbsses hhon d ita a /carte chafes re registered deadly n he flatted* aMart ecmreuu fl ea' xis magi:sus 32 chrated for SDNY_GM_00022978 CONFIDENTIAL EFTA_00133598 EFTA01275565 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera - and parryestimated vales may be reflected as 'Not ~be of nou,ls at tee ironer-dear holding inutoa Account ate matted teav mats ot 1165 Madal Services Ø maya may not elk« comotans disges ace pincer n metalstoats ten an 'axlepantni lads of to Arid lane seamy reorsaindatim emu Delbil and ode« valuation lam Anoint Applied a d matte to assign a - m skit ion tomminens etcehed m arntaion wen renwomem lots and »Moak.* pfd ae lots are eat salt» when no beam wa» thai arnworol tort ha the sat or «debate:en of aviary coreaco ad wit VG S•watuiv is a regiehrod smite mark of visa Otanbned to Taiddy one autra;od b1 lhe • Wade doe' *coned tha may ell a pownosly tenoned iota if° Itnni units toal dieml. wit and co our mornat inal 1.85 Wa Stgnabare OW Cards did UEd Vdd murm pesents the copnal train«asn baladate CaleSIOn. a when a sal» raitAd be highly ipeehlatare at races* ream* tang thatitenaten Iron detail cat ae owed by UPS Bare USA yeah whiten from duo to the rut" of the sway Taira( The manna,°Town Ind/wrung to YeaUSA haarparatal • CANN warltiat Bonds and pWritied SiOdi that the - Then nitther an Clues rent parte« a parnor a-ruity =awls addax oil The hatanorcewres Maw calt to easy weaponnil besolaced rota-Oath named «knot atudpalyeslMaud volut is «sponsors a taunt envesment trUSIS we *White UltS Financial SernOes Inc boy 201407 by lot tom among al seaman of that 6% hod n out prow led. the taut of to warty war beddleent tom - Ott allilyeS also receMe Waling commbwisaMomet name a n Newts nre ler our dents ( alloan Ps pitchout pia rp.nsaon from annual ilids nd *minx, *Soma«, is °tsarinafrom Mad panes and as xora-f - 'DiSibutiows to MN' may inch* rgivn of cal. 0:0"“ 1in wØ procixts we di,.huh? rs no, gstaaweed OT« call I eattres may eta whet mane a both - We renewal anus tee from LBSBalle USA are WS coed ilep mkt ~eta 'Norma ken Yid te provided - • Cwria uld sue' rgresmathe nealonnrg pace AG Stanford Brude of up to RS pet axount uiwn rowel perm a-.5 may not reflod yaw cos bark we to to hanks wale the tangs* Sweep Pageant • Cortireataa °fagot -MD.) CDs are PK routed ups, • hedand maid« Reenaed 'aromas ;manly in $293.090 in pampa aid sated nttrest pre dspasttor not armor engine for patio sale URS inane« *was ASA, and per dot:outcry mindien. n =Wawa with SDK ow' the mark« precool to esintoktod s1Ø of the 'ant mannaen rowning corn-veer., aid otheo Marto niles tuna reputed Yak* tor the rearMed suka Bor mound annechon with the ertention ol wades nobadrad purpose of toszNexemona To the omen Ma option transactons has been maeled on the w:tons • ~Nakao Mots &placed fa wefts ant otte eta teed wanes are «gbh lot sale. teeter resieued prevourar Inasiat no you. aid ail he wodokel to you produces may be a brie thai the prise mal you may be wtnuntiay less Than the impaled yaw shown womanly on Nan« MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te • In. Nairwatad) exam arNotyitalds and ratg. An Short stilling rabble, but we do not gumbo ecrfr aaasacy natas of annual name is based oft anent derstend n you ae engaged en tort sehgaaearity you may nos a - We "way coo ten doingprise who's arabbk• sr ow and Mete raw awning de 'acuities will be hit for tag.** to caftan New" costs ken« pandela mean or me tol aid ask paces fa laced ledmel nd one year from siaternont date a and mammy This 'snony *porn or on k tad peesfor OTC satsten alienate is oq a gudene. accuracy and Otntnued - Let «enwatt traded Øfles maybe gad tung Name se not giuraweed Open «den «barn moo« a tht nno Mani Ma we °Waned - Est:rated arnual mane and writ Weed for Wan Regaling OPOo « '9000.tilarK001• OrderS Thai wore not a-4~r« :elect an adore males PM°. Or Wax tpesol securints muld ticket action of «beta or ecauted by the stamen, dater open boy ad sell Sap - (enanposlions may appea min« a pet and tall gave gam n taut Cate the ant tame LTCawns «des re waxed by me amain of dui...lendscrept, on show z 'price was not wilable if we wistful° to mkt) would be °wetted an eededindsor tomes dale unless enticed theeis Obtin a orde for a scurry - footnoted arnual immix nd euteni yield aid the by you You ae rented* 1or orders that are restated due - Deposal a Wailes denarinatd n ~des Other actua edoire ale yield night be loweror hgher tha to put lease to carol«tog open «den inn U 5 dollars se refacts a the eelhEwa.,'Se ds of the teemed amain' the stamont date - An ntrute of ~Iced name (dieted seder Tax witherlditg en ~ant fawn WS financial - For cenan senates nag n non-conforming «eat) titled byt eoat« malt« vat/Pan> Static«IRAs deromnatans.«ce aid quality dace «abe) may hat balaxe a ured en the la2 draSand or curet ~al Lac WIreqUte51.85 into« Servias to watleold bean «speedm loole.ale oropetvåbzon parent made by the nuar and avant tit income tar from yeas tattle as &Mint raw tut youmy To obtain one: caritz•ms wren tailanle maw yoso wart indonoses ell be hild'« one woe Wan the doe oat lo haw ~ix rolltet01or. instead. you nay Frnancial Ada« staterent di e or woe mxurty Acarathand Nets ZO haw la ~Mc a arne a ct a lied anoint as connoted wed ae nO1 guaanteld you TOOSe Yei elocon yea amain n effect until emoted • Peen Inenesmima and seruauriad products. Wale by you You mayCwt. par oloction a ay Ono by ~au -winners:aunt Crtchdrig diral prISUpaion • Aetna held lay UBS Pinandal Swaim Conan ants oilcan If you do What. (mop name tar pagan aid feat~ rwament UUSI SenanneS) and Met at int MUbytefim ad notated-en the fits matted Ban 'Our dartuliOrif. you maybe retsina,* to Structured peeidaas straw., hghiy 414u d Certain Canso's«, or ant« Theo assets re 46plawd en yam the paranoia of ettanaed tax you may nøs pent« d the touched prochas hat nos born regnoted woh stammen for inlonnahanal ~sonar Potion and reams wane« and your Minded to parrnems at not ~ cots and Etill~ Common:a a underand state «tes presented ae provned byte tong fen UBS Moe CO you. lacobliyation SeeurtteS lad We vow»estmatd takes for «inte ~fig SWIMS ° nol rwponsblei for this atonal» netmen wanes are stmneett paten eor and does net gantlet es deacxy these assets tenet Privacy Marina cnalpuwoan only Acwacyn rot duzawd ;Wetted by SVC or end Fame supplemmul SP( To Ø4n a copy of ono«awn Otero Proxy Nei« pax* - lhepvales maydifter seminally from picas a air average contact me FnatelAdonor amino« manna at a etch acetate rewistmere warty« structured yen«ullx<cmen,aneotry pinata mathe Lair a sold aid do not newsiaily • Itavants dating and addkbnalcampeasatiow regnml the sal. you may rtanto upon Planslantn - ti «Whet to aminissom en saes and 12t1 fen WSfinancial Sevens snot a bark The RIVA. Business - shed pray esimaes of vane are as of a ran dae noted en onneace with the datraulon of meta Silede Accost BSA and ANA it bect«age accounts aid are stsplud lo l65 Masai knouts on a regib finds toots deeds we aura ow allae redeye tiodi made access to bat no sehces and produas box by an Winn:Sent saltation Urn renote ~in; aapenu from asubutors and« drough annoys/welts with affeueed bats aid other Tad Isuer, 90no4P~Oo‘reASOr Sowed yahn if adeson of the mete lath fi at we soh two patty basks and provides awls to Men aid «ruly am. are stcpted to te Fm by the °Stier, general amounts arebased on two different andeorents fJ prooknts isked by wolf elated thrd {arty even, partner ia *war and may be °Waled Axed en Ilk maul, ol savby ken ot a partCuW nual had ConWnef tirOug1rivande Nancy sonata es of utS diefaet ntomation from that uxd by thtd paths to lanai to ow' dierns. and Id the aiset Yam of a Marla Smears tic do/WeTor estinawd yam pattailr (rum' fund lanais ShirOt Nil X II. I Ito - You can obtain addnena eternal«, raga-ding the - We and ar *Are and recehe retteeng aid teegnen. nstaraniw. and annuity produce ~logy used to determine the emote of vale ormthsprocesseng lets n consideration for tune« Hot MC haired • No bat* 9.,3f301~ May Bos vale and de dace of the Moirnaton thy is the base foe ea agent sakes mat we proud. to asen rual funds tine by antadiig your Pnaidal Adrisor lees lets genitiaN at pad lam imitator mots is the FOAA RSOLICeMx,agoreni now" Business Wine etbal hand ad ae a tied done- nu« bawl on the 4:coant BSA. iffna and ntemaienal Redoes« ~geared SDNY_GM00022979 CONFIDENTIAL EFTA 001;3599 EFTA01275566 nanoal enrices tic (SUBS Resource Management Account eve Yo . NY 10171.0002 September 2015 al tilanLL NEW YORK NY 10065.7007 Account name GHISLANE MAXWELL Friendly account name: IndiCasliSaving Account number. Your Financial Advisor. SCOTT STACK MAIWLYLE CASRIEL Phone Questions about your statement? Call your Finan:ial Advisor or the Value of your account RMA Resourceline at on Aticeet 31 (4) on September 30(4) account Your assets 3,995,432.11 3,719,667.31 Visit our website: Your habdtheS 0.00 0.00 Nunenv. ups corn/ financia5elvIces Value of your account 13,995,432.11 53,7190731 Sources of your account growth Tracking the value of your account during 2015 WAR of your account thousands at year end 2014 44,208869.81 Net deposits end 4,2[®.9 withdrawals 4489,845.64 3,9954 3,719.7 • Vat MeStrnent return. Dividend and • interest income 43,13621 Change in market value -43,493.07 Value of your amen Dec 2014 Aug 2015 on Sep 30, 2015 53.719.667.31 Sep 2015 SDNY GM 00022980 Member SIPC CNP70003006526571 = 0915 Page 1 of 8 CONFIDENTIAL EFTA_00I33600 EFTA01275567 SUBS Resource Management Account September 2015 Account name: coaAitl: ' ' • Friendly account name:Ind CasH'x. Account number: LL. Your Finandal Advisor 7 STACK MM$LYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of September 30 (8) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 221,37884 5.95% It C Equities 0.00 0.00% D Fixed income 3,498,288.47 94.O5% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other aco 000% Total assets 13,719,667.31 100.00% D Value of your account $3,719,667.31 Eye on the markets Percentage Change Index September 2015 Year to date S&P 500 -2.47% -529% Russell 3000 -2.91% -545% MSC I - Europe, Australia 8, Far East -5.04% -491% Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13% Interest rates on September 30, 2015 3-month Treasury bills: 0.00% One-month LIBOR: 0.19% OW70003006526572 OPIS 1.01Y_GM_0002209e 2 of 8 CONFIDENTIAL EFTA_00133601 EFTA01275568 GHISLAINE MAXWELL SUBS Resource Management Account Account name: Your II nandal Advisor: Friendly account nante:Ind.CaShiSawng SCOTT STACKMANLYLE CASRiEL September 2015 Account number. Change in the value of your account Summary of gains and losses Year to date (1) Values reported Celan, exclude products for which gam and losses are not classified. September 2015(3' Realized gains and losses unrealized Opening account value $3,995,432.11 $4,208,869.81 September 2015 (1) Year to date (1) gains and losses (S) Deposits, including investments transferred in 382,733.82 689,820.28 Short term 0.00 0.00 -3,493.06 Withdrawals and fees, including investments transferred out -656,367.20 -1,178,665.92 Cash activity summary See Account mange this month for delals Sciences in your Sweep000ns are induledrn the opening and Dividend and interest income 1,356.40 3,136.21 dosing baances vat*. FDIC Insurance awes Only to depart a UBS Bank USA, not to deposits at U85 AG. Starriord Branch or bank deposits paced throuo the UBS intemmond Depose Account ',regent. UPC Change in market value -3,487.82 -3,493.07 protection spares to money market sweep fund hddIrgs but rot bank deposits. Ste impattn: Infonnation about your statement an the Last two pages of this ()moment for deists. Closing account value $3,719,667.31 13,719,667.31 September 2015 (1) Year to date (1) Opening balances $15,719.95 $0.00 Dividend and interest income earned Additions for collapses of ms slalemeni, taisti:ity of Fontes] aril cloiden0 income her been determined frcrn a us Deposits and other funds credited 382,733.82 689,820 28 to receding perspeclire. Breed upon the residence of the account holder, account type, or prolud type, some interest ardor andend payments may not be sublect to United Stales (US) ardor Puerto Rico (PR) Dividend aid interest income 1,35640 3,136 21 Income laves The dent month statement is not intended to be used and (amen be relied uPOn fa lac purposes. ChenIs should refer to the amlictile tar reporting forms they recent. Irani-SS annualy, such as Proceeds from investment transactions 656,367.20 4,778,672.45 tie Sarin 1099 and the Cams 480. for lair reporting information It is the practice of UB5 to file the =Code tar reporting forms with the uS intend Revenue Senna and PR Treasury Oepaftrnout and in Total additions 11,040,457.42 $5,471,628.94 such forms accuralety claafy deeknct ardei Interest as tax exempt or f sate. Iran. Mese comfit your loduclual tax preparer Subtractions September 2015 (i) Year to date IS) Other funds debited -656,367.20 -1,178,665.92 Taxable dividends 1,356.06 3,135 07 Funds withdrawn for investments bought -399,810.17 -4,292,963.02 Taxable interest 0.34 1.14 Total subtractions -$1,056,177.37 -$5,471,628.94 Total current year $1,356.40 $3,136.21 Net cash flow -$15,719.95 $0.00 Total dividend & interest $1,356.40 $3,136.21 Closing balances $0.00 $0.00 SDNY GM 00022982 Ceint0303006526573 0915 ►aaa 3 of 8 CONFIDENTIAL EFTA_00133602 EFTA01275569 Account name: GlAIRAINE NiAvANEL UBS Resource Management Account September 2015 Friendly account name: in1(Th 4 Cavnc Account number. Your financial Advisor SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Interest Period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $0.00 Closing UBS Bank USA Deposit balance Sep 7 $0.00 Number of days in interest period 32 Average daily balance 814,689.98 Interest earned $0.28 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest period Aug 7 - Sep 7 Opening UBS AG Deposit balance Aug 7 $0.00 Closing UBS AG Deposit balance Sep 7 $0.00 Number of days in interest period 32 Average daily balance $3,229.60 Interest earned $0.06 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fwanciai Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income a capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration - None selected CNP7C00306526574 0915 ingilYGM000229tlaile 4 A 6 CONFIDENTIAL EFTA 00133603 EFTA01275570 Account noose: GHISLAINE MAXWELL Resource Management Account Your Financial Advisor: *UBS September 2015 Friendly account narne:Ind.CaShi Saying Account number. SCOTT STACK MAN LYLE CASRIEL Your assets Some On(es, income and current vaueS ShOwn May be approximate. Asa *sus. garn dndIOSSes May Pal be accurately refkcled. See rmporuntinfosmafron about your statement a the end of ths dccument fOr more infornason. Cash Cash and money balances opt nnebdenCe CIOSing baalCe erl(e per she" Average Dividend IntereSt 0.90 Hddng on Sep I (I) on Sep 30(S) on Sep 30 ft) rate period period Cap amount (I) U€S BANK USA DEP ACCT 15,719.95 0.00 250.00000 Cash alternatives money market funds Money market fund are neither insured ror guaranteed by the Federal Deposit Insurance Corporation or any other gavernrrent agency. although money market funds seek to preserve Ile vain of your investment at S1.03 Per share. It is cossiote lo iose money, by irrieoing in these funds Total reinvested is the total dal reinvested dadench. It does not include toy cash dvtands. his not a la Unrealized (tax) gem or bss is the difference between the current value and the cost basis ani would lot for the purposes of dee/inning hadrg periods or cost bash. The shares you receive can time you gemtelly be your Imutle gan of Iola if the seaway was ;cid on this date. The unrealized dad gen or IOSt mat reinvest dvdends become a separate tax lot. need so be &atoned for ret urn of captor payments in order to determine the rested gain or loss for tax reporting purposes. Cost basis as the total purchase cost of the security. Indudng tonvested d %Wench. The cost basis may medic be =lusted for rturn d captal payments in order to determine the al usted cost basis for tar investment return is the cur sent value minus if* amount you invested it does not include shares that are not repeling purposes. reflectedonyour statement. lncludng shares that have been ',died as either a gan a alas. ealso does not include rash chickn(1s that were net reinvested Purchase price Nurrber Average oxe Client Cat Price per snare %/Sue on unrealized itheStMent Hddng Wring cif shires per Made (5) Investment (S) bases (0 on Sep 30 (S) Sep 30 (5) gain or loss (I) return (1) period U85 SELECT PRINT INSTITUTIONAL FUND 22 1 3 78.840 1.000 221378.84 221378.84 1.000 221 378 84 EA': 3177 Current yield 008% SDNY GM 00022984 OW70307006576575 0915 Page S of 8 CONFIDENTIAL EFTA_00133604 EFTA01275571 (at UBS Account name: GHISLANE MAXWELL Resource Management Account Your A sandal Advisor: Friendly account name:Ind.CasNSaving SCOTT STACK MANLYLE CASRIEL September 2015 Account number: Your assets (continued) Fixed income Mutual funds Total rearrested n the told dal '<Invested dvdends does nal include arty cash OWdersch. I is Mt a (tweaked (tae) gain of loss is the dfference between the current value and the COSI basis and would '&101 for the purposes of determinng Addend peiods or cost bass. the shares you receive each tirre you generdiy be your getable on a loss d the security was sold coins date. the unrealized (lax) Win a loss may reinvest cludench become a separate tax but need to be a4usted for return ot cared payments in order to (set/mine the fielded gun or sass for is Cost base is the told purchaSe cost of the Stdiritah inducing renveStedciudends the cost basis may reporting puposes new:Ito be aclusted for return Ce carpal payments in order tocleternne the anusted cost bees for la< investment return is the current vaue mnus the amount you invested. it does not include shares that are not retarding purposes. reflected co you statement, inducing shares that hare been reared at either a gam oe skirt It aso dam net include cash dudends that were not reinvested Purchase DV& Nunlaer Avatar) pace Client Cost Price per share value on Unrealized (tee investment siddrig HcicIng or shares per shale (a) investment (S) Wan (S) on Sep 30(5) Sep 30 (5) rein or loss (S) return (S) Deflect PUTNAM SHORT DURATION INCOME FUND Y Symbol. PSDYX Trade date. Jul 20, 15 348.605 578 10.040 3,500005 25 3,500,00525 10.030 3.496.51395 -3,491 30 ST Total reinvested 176.922 10.039 1,776.29 10.030 1774.53 -1.76 EAL 121,276 Current yield 0.61% Security total 348782.500 10.040 3,500,005.25 3,501,781 54 3,498,288.47 -3A93.06 .1 716.77 Your total assets Percentage Cr Cog Estimated unreffized whiten Sep 30 (S) your account bass (S) annual Inane (a) wan or lOSS (5) Cash alternatives Money market funds 221,378.84 5.95% 221,378.84 177.00 fixed income Mete& funds 3A98.288.47 94.05% 3501,781.54 21,276.00 -3,493.06 Total 53,719,667.31 100.00% $3,723,160.313 521,453.00 -53,493.06 Account activity this month Date Acutely Description Amount (4) Deposits and other funds credited Sep I transfer JOURNAL FROM GHISUsJNE MAXWELL 121,343.60 Sep I -rwsfei ounrigrie HISLAINE MAXWELL 216265 51 Sep I Transfer JOURNAL FROM SlISLAINE MAXWELL 17.90 Sep 3 Transfer JOURNAL FROM GHISLAINE MAXWELL 19.30 Sep 3 Transfer JOURNAL FROM GHISUNNE MAXWELL 2892 Sep 3 Transfer JOURNAL FROM GHISLAJNE MAXWELL 20,397.37 continued near page CW70009306526576 0915 llitY_GM_000229t59e 6 of 8 CONFIDENTIAL EFTA_00133605 EFTA01275572 Account name: GHISLAINE MAXWELL Resource Management Account Your /9 sandal Advisor: SUBS September 201E, Friendly account name: Ind:CashiSawng Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (contrived) Date Adbity Descapon mount (I) Deposits and other funds credited (continued) Sep 3 Transfer JOURNAL FROM GE-IISLAINE MAXWELL 24,661.02 Total deposits and other funds credited $382.733.92 Date *chitty Orxrption Amoral (5) Dividend and interestincorns Taxable dmdends Sep I Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF C6/31/15 1.313.94 Sep 30 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 42.12 Total taxable dividends $1356.06 Taxable intereg Sep 8 Interest UBS AG DEPOSIT ACCOUNT AS OF 09104/15 0.06 Sep 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0910415 028 Total taxable interest $0.34 Total dividend and interest income $1,356.40 Date Acliwty Desttption Anzio' IS/ Other funds debited Sep 10 Transfer JOURNAL TO GHSLAINE MAXWELL -1,867.20 Sep I I Transfer TO -50,000.00 - Sep I 1 Transfer TO -50.000.00 Sep 21 Transfer JOURNAL TO ECGARLEY, LLC -54,500.00 Sep 23 Transfer JOURNAL TO GHISLAPIE MAXWELL -500,000.00 Total other funds debited •$65636730 Investment transactions FOr Mort I nfOrroSIOn about IN Oncevalue shown lot estrIcted secuaties, see imporgnt information Owl your statement at the endof this document. Proceeds Iran Funds investment withdrawn fa Accrued DO ACItnity Deception Quantity Value CS) Price CU transactions (4) InvestmentS Oar (5) interest (S) Sept Reinvestment PUTNAM SNORT DURATION INCOME Ft./NDY 130.571 -1,313.94 DIVIDEND REINVESTED AT 10.04 NAV ON 08/31/IS AS OF 08131/15 Sep 3 Bought ($5 SELECT PRIME INSTITUTIONAL FUND 398,453.770 ,398,453.77 Sep 10 Sold UBS SELECT PRIME INSTTTIMONAL FUND • 1,867.200 1,867.20 Sep I 1 Sold MS SELECT PRIME INSTITUT:MAL FUND -100,000.000 100,000.00 Sep 14 Bought MS SELECT PRIME mismunoNAL FUND 0.340 -0.34 continued next page SONY GM 00022986 CNP703070C6S26S77 0915 Page 7 of 8 CONFIDENTIAL EF1'A_00133606 EFTA01275573 Account name: GHISt.AINE MAXWELL *UBS Resource Management Account September 2015 Friendly account name:IndCashiSaving Account number: Your Pl infidel Advisor SCOTT STACK MANLYLE CASRIEL Account activity this month (contrived Investment transactions (continued) Proceeds fran Funds irnestment VoithcfrawnIcr Accrued Die laxly Descoptan Quantity Value (S) Pnce (SI transactions (S) inbeslments botalst (S) interest (S) Sep 21 Sold L€S SELECT PRIME INSTITUTIONAL FUND -54,500.000 54 500.00 Sep 22 Sold V85 SELECT PRIME INSTITUTIONAL FUND -500,000.000 500,000.00 Sep 30 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 42.120 -42 12 DIVIDEND REINVESTED AT 1 00 NAV ON 09/ 3015 Total $656,36720 4999,310.17 Date Activity Dtscnp60n *noun( IS) Money balance activities Aug 31 Balance forward $15,719.95 Sep 2 Deposit UBS BAN1: USA DEPOSIT ACCOUNT 234,280.05 Sep 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09'03115 -250,C00.00 Sep 23 DepOSIt UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Sep 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0923,15 -250.000.00 Sep 30 Closing UBS Bank USA Deposit Account $0.00 The UBS Bsrd USA Depait Account Is your primary sweep option Aug 31 Balance forward $0.00 Sep 2 Deposit UBS AG .EPOSIT ACCOUNT 103347.16 Sep 4 Withdrawal UBS AG mow ACCOUNT AS OF OW 03l 15 -10334716 Sep 23 Deposit UBS AG DEPOSIT ACCOUNT 250,000 00 Sep 24 Withdrawal UBS AG EXPOSIT ACCOUNT AS OF 09123115 -250.000.00 Sep 30 Closing UBS AG Deposit Account $0.00 The UBS AG Depoat Account is you, secondly/ sweep option. CNP7C0C9006526578 I= 0915 IIIIIIIIY_GM_00022409e B of 8 End of statement for account number CONFIDENTIAL EFTA_00133607 EFTA01275574 Important information about your statement UBS Fiancial Stakes Inc Marini a belOS Fewill Sink-et Tim Finn or Cad eta ,MI two/tittle rat Canplant halm on the boob aid records of the ;prober ima a enrages —you may dada househokleg Wading year is amember of al prixime security. Cannaddy aid gnats will correct try *tor drapery waif agent/ Fnaldal Advisor ectedges US$, Minced *we and UK Bad. UM. at Maw "Adair:no' uBS AG and alfiliann of LOS Seeskin Please make al &wasp:M(0 to the Wier the fmaicii • (wan netarrent contracts or marment Mann 9. Friona/ KOWA name 'IC The &twill fl aws if avatable upC0 recueS1 nukusen ndcated on tie tors of the statement h addt .at 'ruled pal/wet/vs aid prvae plaaments) that are na Tierfnenty acatint new reflects rdarrelial that ther the km's executes* offices at at to rEgukT a:couit fees. wounfi ma/ be 840 to agistered ado the WNW Act of 1933. and wan m the fen's aline sarces webste It ea sommic menu:nano Iwo charges for mepayment for securit00 customizable inaronw mown by you b az6c you will purchaws andamps f or tread nut n CLN xca.nts • Comm:dims conuxn te g . forcer *whoop, end yea reardlittong n la no god ONO CO mur mcourn Accounts ma ace traIdern?d 10 ollyir ntlArtnnS may be pralas metal crainca mclxing faxescomma and You on wage put Reality Weal nays. throuth Oak* en. r tato to a balder lee. llemf ToWY a Servers a bye:maw/ )err &trod Atubor Th stawnen attestant. only off [61 record of )our UPS UBS Sweep Optfim The SF< pandas rid the 7appleremmai protecton do not Amman overview illandal %NIG*, acoxint Other records. wept °Ideal tar UB5 offers options for strewn? cash batice& baxices to a;/* 10 tNse assets ean if they Ottnate assaymr • Vabethoor &Yount/W*4a Nee 01 assets an1 doomerra. conuieng contang data should not be rani bat depots at MSS Bat USA ISM AG Parford two. stawnenn The SEC mowers and the Appthmotta li lucre upon dy0U Wove tort is an once a On6far pleat. (Bark Strvip nothing maw nmlat maid fads (Money prOted9n do rot ;rata mann Minas n the mate • Asset tweaks soak* cat balsa. vaunted rotor, n nynedixely h wminp00 theerach hatrowir of the Awls) and the hkrn‘ltinnal DeposeAccomt Mader tat* of yov reaszinentsewheOser as a awl of mane rost, reed %manytog rid DPW, Tme Deposits he once swing your woum customers pith n rammional Swum Madge not inownwt. wan bminapXYPT marks to market ard cereal aoces not held Ovine Fern Aconite fi.Wghte Bat Sweep lt011arri• oath batinOtS Does net nCbdeunpnced ShInitelaSSett S diner! olthe aithergh at no team are intended to be ;CAMP. are Swept to LOS Bat USA up b n estalashed kw and Mote i*mr.Cna wait le upon request You may obtan pro and meat dawn' weds a Prima 1•1409,1000.. sweetest data Toad rot be used for tic puposes Key then to 18514 Starriced Barns, a a Waxy hard Deposes roc* ilformaten tea WC. hcludrig theStC Brother. U01‘1101d110:11 19119•6 aid ecercitab sled. colons solely on yeaend tar tam . Fan 1099. 5498. 10415. at WS Sat USA are PDC muted n accordance with 11:0; by conwrg SPC at 202-37143300 or by voitmg the SP( • Ciaokkes MIAs debt outstandlymagn 01C1 when twain your to mew T.f im is again by rules for war idcommon slime mat www Ide got mbsde at *ma Sex WI kflin. creel win neoum bates law to repon to the RS al Iamb le dentin& repastle non Deposits a 1185 AG Stanford Both and tams d Pinney • COSAMIOnty they Toes of ailneesied avaiable udi Mob* dvands ad mode netted {wed on Serlintet Fads tent mind by the PDC Dividend Re Invesuneen Program IDP/P) held n your acCourk nn proceeds on salt tranUctirni, and bSances. okt185 Bat USA depose batmen UBS AG flip prey atheCed ea+ ariefile Sae You may °titan the Boasted Braids depose balances aid tnoneinwkie mittol cot batonwain cowed wooden Through the OA Addable to czn basics are swaps to actual pre hart your fintrval Adeoor Only whole trot dpone aCCOurrtS x 18$ AG Net/York Brach aid 18514 fold sweep Winet a the dose of the statement prod appoThared inter Cl P. partialMies coil be soli and the NOn.0111911Cdty tee aeCht balances h your ao:ouni are not Cornimmicellons wit the rim Carman Bonds These deposes arena mixed by the SDK cash wit be deposal et sots amours TPdkptd seireththed from Wee baleen adtie Fanny% use ay of • please reconfirm any Oral CannalCalons *rang to Batten hekl If the 18$ AG C Beath are tetcolaily Nene...Week prop aappled by the issuer may date from the Opined 10 the soaregn rid of theCaput Wands. and these fads n iheordiwy owe of to banns lhese fun% furrier prow your flank nolding yokerights undo the matte pia *whets the Ewa Mars at sold Ire payabk i.pon yois demand The total 6 Incbdtd in no Warthes ewedix Protector' Act (StA) there i ro quarawe or other oblate:nal-6846 to way the batmen ea le on the on Capnal'S bal.'s boas. arrant mad dos kg value Cadeistl he • fl the Wised instrumon on the top Aft d the from of the Only lei° le unto may be hen in pa amount I you we Lending information laiimmt is not ICS FitInCatiStncin. UBS instal Deposits a LIES Bra USA and each UBS AG bash pew elided to mama at as a rime oink/Wind parent or rot detakd olcernaon on the re'Sbenftg aadips and %rites canes yax accour as Weary broker by praecied by SIC Monty Fund shies are proceed by SPC otherwise, tie Arm we ether tel partialities x make price clacloitirth, rya to vowClen Paalbeito Agrewnwe or ameigenwil rah the pleated ratuton We Intionned See 'WS rimmed Seven Account Frotealon- War a aCCEpt an fl int detemred by aregistered army Aswan Agnew: ale the General Term and Conatem you of thtsretnionthp anon you owned Ithaca...int in agency. and cads yov account Open you rep,:f. batrces n t. Bale Swap Programs or UBS SWetnent of Cade Mactrces amiable n Aoreco•nrs the cook Wer fteds am soma in re looted X 185 ardOecrowo ayywiiM e nenAnc.o.,6v ftwory Fiamoal Woos end not the aroducrig actor aid you OA may be weltawn ald Owes of a Pvtney Fund maybe lasnesiment atheahres must mart a report of my nor or ancislai to bath WES liquodarred and the phaeds returned to putt yaw the nwilnientammas and rig prof ik are specie to ext. taerritet Your newts maw aid may vary tetweei Nat Of se Oto I on Yar Statithent thriCeStianteS and Other sots had n All arOCOutIC StaWrenh shall be deenEd Cilerpine aid prompt, in hang of any ugnicant a ange in your froneX Further mfonntion tout maltle sweep optore. Wudng the .9010tni at the end of to saintenint period You Wei dR acarare d not °bp:ledTO II Ante.? Wm 60 die. siuson of nmt11;114 Ctlectie; For tad' accourr held. for artery of futy paid waren at ay tore You may anent molest rates ad yea. 6 aria* you choose one of tin fo loving nrestmerd amain wow Oat torn your inroad/them a by recta. secontin used A ben collaterd too paalg • Please dent custom' estyplants ce ithunre to ere tins • Amigo Current axorne Mamirnls140inj tlw balance ore on Mem Any wean trawled to the hm CF inn" at 201-3521699 or mita edam gInfealbn of homeonly dans the summers period an lied a meta hale at of X 00AM to6 CO Pkil ET Monday • Athete CAWOMPplamon hvegrrentsiNking Tenth the erd or the statement penal throuyt n ly. Or in talrig I Senn:SIM. UBS IrwareitielServkss nowt swertectim The Finn liar...after of the Seat NOS Mesta ;toted:on of (=coal rah. lhan In? grelatOo of name • Cost Wei b detarnhng taco% basis of the searthes Clem Realms Depatrrent. Una (ity NI • prearce CO admiton of MOM and Chthri*Maar ran induded n the statement. Watrt? nutted wth the 07(87 Cothorahref (WO. welch protects seonhes wows of es marten W to 1500000610Am, 1250.6:0 for dams for inarstnwits toothy both ho gerwaion of neon aid natter -I.' UBS nand Strecestin "Mod on cads) the SesC we avecoon tow *Ph to all wows snoHth d prncthal intonation Maned from sources other thas18S • ti case of errors or gallons Wee an elecoone funds • Mascot %Van. neudng nfamaon Iran weds 1T undo 0771 Di Suer dash card thayouhoq n a poleax cosaar The fart together win cenan Aldan ha also puicham1 Dementia profiles or that you may b..00 proodol 10 your finanful Myna trassachookr I o le3SEnrictel • Convoys* Seeks to manna theiai pinata( win law TheFinn clots not nOttotndenity ye* or guar-net* Sanas hc. thinakeethr. NI Appkinontai prowon the rowan =Gun' payable to all 6•71:67 deem colictealrunder the prowion 6 550) risk mil vOli lily to the account writ eon d ma means annoy a vaidey of my Mangan provided by saws 07086. Ann IMAll SA Sava,: the amount does not gonemefirdant 0MMa other to U3Sf racial Sewers. maim as of Deceit& It 2013 returns ald evincekap pea wan led LOCO Gal a swath soon as you cart d youths* yax • AlloSetia %WIN to aCCOpt sanest to arictal ad en addoon *hough UBS Fewsdal Weer. generaly stawnem or wept 6 %VON arty(*) need mat SIM,d to the pokya-deism and kritatere wilt at the Fmn CUTS' prObeCted fa' up to SI9milkn n the tame some soda ay m seek higher Mani updates this dormaaco as t 0 raelad the inn 604i rot Woman" Loot atrataa on the starred or react oral& any ameaues that the of imam aide' Cost The FM a Card Mow (as at0 lOble) mug hear Iran you ani ept for al pot a:coalsheld n a poleax capaay • A99IPSOW. Wring to acne hgh nee tO annul ad hgh A full (boy ol CO poky Wong 6 /arableupon roger volaUtylo seethe"' rearms met taw base end 'Urrealired ganlott" it marao a of the dee nO L3te. Val 60 CPIS alter the fro amt you the fast of the. SIX401011 AL such please do not rely on this summon on %Foal tie oar or prolate") wand inifamaim to make curdles' a &Wettings. la tar - Havel. vier ram ad amen, number (II and The SIC prOIrclore end to supplemental pro wen both do Statement leesehokling" not Spilt° We enay consoldatu al aided /coat 2311010111 vim the purposes or olserwbe ACCcomlb tr/ISItned to theft en - Detribe the eTO. or the aaster you ae awe Wks may cellar ginem nformaim any for the pared of aid thotan as deify X you On why you Were 4 is al • C wan fnaxel awls controlled terfand Wined nyper Wilt Warms n the sweenselope AC0:0rts may be reared antrum value) but held awayfroml8SFinaioi Sewers for this snow beano they hare owner; eiho alto maiatin time they re held x the Lien MorehMonol ntilernXhn era a cony you need mote gamma CI be added by youWow-II Lana - Provide the dollar amount of the stnpeaod woe act anal Oath aIBS Bat (i)ca;h at LOS AG tont aCtOunt reraiontIOS ,nti e'er dents at the sang Stamford brands. Id) mutate moans. Wrong with* address The prance is know al itowelsoldng • it you armee in ad Mitre, of mutual tads acre soh prefir to receive Widths! flatreenlf nukd in sande • thwarted gainflbsess Vibm data e VASk shares at mg tiered deadly in the name of the aomvt eVmared urreal:rd latli:1545 3-2 CAdialef tot SDNY_GM000229&B CONFIDENTIAL EFTA_00133608 EFTA01275575 Important information about your statement (continued) aferitbissaitykre The taaaron data a Naar - 'Mk.) parry aerated vacs may be reflected as 'Nat numb.' el accals at the roble-dear hotting mutual Account at regillercd serves mats of UPS Faecal Semites lob mayor may not reflect aninissaans. Chagos ace priced' n sewed swans whin an irepenant lads of lea had laniV seemly argent:ma awes DI/and and other taxa fen has Mt weed of 6 wale b assign a - In akil ion to 0)nranSeXIS referred m corneakon weh remarna lots and saga* pad rice fats re 'sad% value vein we beam aware Pal arnierill were hat a tabor darbutran of arnury art= ad ina ter Sava is a misted sake rat of visa Gambia to dtaay one aread lhe • 'bade dae' *coned tha Illy olla canyenly reposed iota too nard.ma tnni unit tom, dents. we a/Hour karnmical LEG Mesa Smear* Had cads ad 165 Visa cobra peewits the regal Waal en ter edam dUeSIOn. a whirl awes mad be highly meortatue alas* Nene rata Mang CerranSaben from debn cards as mad byllES gal USA wen amtwon from duo to the tutu. of the :early marof me rearm compeer. adman) the V ea u S A ihreparatcd • Callable Narita lands and Hear stock Mal the - Pawn caber an Aspp general paw a sponsor a-ruity wars Oran of the heraneecornenen &ire calt for alyrrlerphonerd bewailed tartar estimated wanes a in (Mealy enema raw is ixsponsors ea the unt mama trusts he dartute UPS Financial Strata Inc Rev 201407 by lot tom amass a .Hanes of that 69.* harkl si out pared. the war of the warty al Declarer teen - Ott al dates also reveretrading commiswin and oat neaten teenier nano for or eats Cat lean As paha pea conmenution from mental hobs aid arra idcrrntm is rata tom thed pea and as rota, - 'Orrations to car may abbewan of cal. Corinna whose preens we distbute rs rot grevamed One call ferns nay egg wash frome a both - aerate...al arra fee torn 66$13ar uSe. ad UPS could affect yea ornate manna end be provided • Oftgeol urn she' remants the Metal ellen.; price AG %sited &mill of up to 12$ pH =our open reg-red ewer red may not reflect your pod bar sweeping to the baxs war the MS Bra Sweep Prograns • CartifrateS of deposit(COs) COs ale RMC mead opt . iteadaed rarities Restricted tames generaly tee 1293.000 re principal aid Saud ',,eel pre depositor not anteitty tent* for pabk Sale IRS inaxial Stawces Baldry and per ckpapie-y ratan. n accara with iDe: Was the mane price of the osinntriled stock of the sane Homan nagardng cora-sans sr other nits our a an rrouridvabefor falhe randed stirs be Wooed connection wish the Haagen of vales rearag rumors of Ms sane rs one To the cam that cpbon treactons has been neared co ccednaons • pnoweakie aces dopiest Ice YPOrniles an10thfr reacted se rely at elatile for sale. Me talesneered pact* teethed ie you. aid al be pa:a to you products wtay be niter cr bar tar the ma that you nay be satsuma, lots Than the inure] wive *o romp* on awed te0u id actually recewe in the make; PrCeS are Waned from varKuS Tied easy sources each we awe to be • In. ORinIted) anwayields and rata. An Slat lug relaba but we do not gauge eel' a:cracy tstiMate of sad nave is based on astern dread If you aengaged in tort stelhg a warily. you may Mar a - Wo rarely ne the dosng dna when aralebk• cr the end ntwere ern. atnirg the trowities will be held for Magna to anal beware coos foetal palcula Meal or the bid aid ask aces a Iva secures awl one year from siaement date or ea away The stony *pan Or ay tad pros for OTC eons tainate a onb a grant aCCuraCy rid OXItelued - fez aline* yard warms my be priced rang a Mame re not garrameed Open cam wawa near a lamest rani at we °read - E9nutedanua mane and amen yield /Of tartan Regaling Open or "goodtibcancelled • orders that ape not a-Merano' Mkt an aches mate pine or mar tpsol mann oar tidude drain of mix:O or eraited by the Staerneen date. Opel buy and Sell Step - Cman postai may apex sera a pre aid wall caul gansnach case the eSt rare (ad Went ceders re taxed by to amount of Wedendscr ran on show 'price was rat mailable' if we are table to yield/ would be matted • adieachor angles die unless retard mania obtan a pew for a Harty - Maya renal naome aid nrrent 5441 aid the by you You tee responsble for orders fall are executed die - Deposes Or stories dawns& n orricroes otter .'duct Score and yield night be lower et hgher the to your fare is cansal swag open Has ihn u S alters are related a the traturgor4e as of the named amens the Parra! date - An ev elite of awaleed inane 0 'rider ander Tar witholditg on fenraitions fan UK Planar - For oral sentries Imam on011-CCeralthrig meat dead by the cora makes valsdatema Senior IRAs deromnatas. Hoe and quality dacetar/mar bale balers rs lased on the lag demand or mica Federal tar law Mowed IRS Nada Servers to withhold been We-Medea WM:Meprow %warm papa em made byte Aar and aames a Scone to from yar tackle dos avianA tut you my To obtain Guilin: qa)1.244n. Men arallaele.COrcaa you secernef Moors wit be holder one year am the rata nor lob*w kernels( weltholi or. instead. you May Franca AMsor stainer &Nor ate meaty AnatacY ad erect to ham lee weald a era or naiad maw as continued lad as not guaranteed you choose Yes Heston ea learn n ef lect unta rented • Pasta benstreems and serterund products. Swag by you You may revoke your election a why I Me by main ensnare was ancbang direct priacioation • Amer not held by WS Financial Seam Corun anew earn if you do not haw catch ncometa. pagan art real estate nommen" fist salted/ and asset, all not NObyteWm ad not withn the fines attar lean yOUrniOrIS. you maybe revocable to Valved pertudS Seared., hgloy dad (elan postern or envoi rhea assets re asplayed m your a pane of atnadta. You manor prams hl rue sacra prrakicts ran not been rettiored owe) the award for Monnananal mane only Posbas ad moults Mena and your Heated lw panties se not Sthan*S and en:aaVr Ccenmss,an a uncle( any state was prattled re proyard by the issuer; fa 1185 equal to yOur tar rkliptar lectures lads We made estmaed eaten a Hate f nett Saws A not remonsble for this nfornmbn mermen sows ad sacred products for and doesnet grade* as adia, These arts tenet Peary rrforamenalpumosncely AcathICY s rot 9uthanieed Hoard by SSC re the Ferns sopplearda Sat To at an eater owners Orr Priery Maim pia* - Memvases mayeffer sthstanally tan pica day coverage anted F natral Nato: Halton meant al ath average nyestrnere satiety cc structured yaw vas comemoneolev gala maybe taiga a sold and do not nasally • Revenue &ming and additional compeasadon want the vale you may ranee upri lculdaton - h additnu to darilninoni on sake aid I2b.1 lees 1.6Seinawialavezes 6 not a bals The MAA. Buenas - Th rd pay inmates of tar are as of a ran tame rased in conneaco with the datreuton of nava SencesAaant BSA and ANA re beCaef age leant, aid re implard lo UBS Senors on a regu It finds toots dents we arra ow *AM repay MO bade ants to bat rte services ad preduCtS bar by an ndepenclent eruption fern (Wetbe Nang pa/luau from darbutors ad or though anamewnts wed ablated balks an other and l“nte, Sentra Parma Ce SaCelSOr milliard vire. d Jason of the mutual funds that we toll lase party bars ad pares acme !Cr tuna aid amity my. all stapled to the rem by ?resew. general anent; are bared m hem damn atroonents fJ anaCtle isertd by orate dated the/many teranCe game co armor and may be Cab-NW based on the amount 01 mislay WS of a partcuLt mutual had corrpaa through mince agency subsea a of utS efferent Woman from Mat uxd by tad purees to laity to me sterns. ar(e rue reset sae of a andel Sean hp cleat thee estkrutcd valor panailr mutual fad fagl sans ad a a lin - You cal obtain adrenal stomata regaling the - Nee alder allbre also acre rawang aid t rrepant. ovate. and aauly products methodology used to determine the earns, of vat onaisprocesung lees n consideration for trailer Nat FOC hared • No bank ;wawa May lose value and eh. dace of the tann.von to is the bate a the agent makes that we Kende to !hem:coal funds enema by your Anneal Adria These fees generale re pad Ma imenor awn in the PaAA Berretta artmaynuni bCCOUlt. %Sire% SeN4f5 mutual luid and at atria delft mane bawl on the aceum BSA. Ilea and nteMabralal RECOute Aallaretat SDNY_GM_00022989 CONFIDENTIAL EFTA 00133609 EFTA01275576 nmcial services tric 4tUBS Resource Management Account ew 0 NY 10171.0002 October 2015 S HI. iltLL AIt NEW YORK NY 10065.7007 Account name: GHIStANE MAXVVElt. Friendly account name: Ind CasNSaving Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Sinanaa Advisor or the Value of your account RMA Resourceline at on September 30 IS) on October 30 (5) account Your assets 3,719,667.31 3,847,398.37 Knit our website: Your liabilities 0.00 0.00 lvww.ubstornifinanciatennces Value of your account $3,719,667.31 $3,847,398.37 Sources of your account growth Tracking the value of your account during 2015 Value of your account 1 Thousands at year end 2014 94208,869.81 Net deposits and 4,20®.9 withdrawals 4362,662.44 3.7197 3,847.4 Your eiveStrnent ream Di*lend and interest income 44,684.07 Chance in market value -43.493.07 Value of your account on Oct 30, 2015 $3,1147.390.37 Dec 2014 Sep 2015 oci2OIS SDNY GM 00022990 Mombur SIPC ChIP7C003005775317 1015 Page 1 of 8 CONFIDENTIAL EFTA_001336 I 0 EFTA01275577 SUBS Resource Management Account October 2015 Account name: .3,fillifutlE Friendly account name:Ind Cashrcaung Account number: V. ELL Your K asocial Advisor. SCOTT STACK MAIILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 30 ($) ',Out account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 347,588.74 9.03% C Equities 0.00 0.00% D Fixed income 3,499,809.63 90.97% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $3247,398.37 100.00% D Value of your account $3,847,398.37 Eye on the markets Percentage Change Index amber ?PIS Year to gate S&P 500 8.44% 2.70% Russell 3000 7.90% 2.02% MSC - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Interest rates on October 30,2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% CNP7000)00572S3I 8 I= WI 5 IY_GM_000229019e 2 of 8 CONFIDENTIAL EFTA_0013361I EFTA01275578 Resource Management Account Account name: GHISLAINE MA (WELL Your Financial Advisor: Friendly account narne:Ind.CaShiSawng SCOTT STACK MAN LYLE CAA a CBS - -. - 1 Account number: Change in the value of your account Summary of gains and losses Year to date (I) Values reported below exclude products for which pans and losses are not classified. October 2015th Realized gains and losses Unrealized Opening account value $3,719,667.31 24,208,869.81 October 2015(S) Year to date litt darns and losses (S) Deposits, including investments transferred in 178,483.20 868,303.48 Short term 0.00 0.00 -3,493.06 Withdrawals and fees, including investments transferred cut -52,300.00 -1,230,965.92 Cash activity summary Ste Account a(to/Ny*6 m0011) for dealt Baan(tS in your sweep Options are includedin the °reflex) and Dividend and interest income 1,547.86 4,684.07 CIC6ing balances taut. FDIC insurance EFOleS only to deposits ee U85 Bank USA, rot 10 &Wan at 1185 AG. Starr/old Branch of bank deposits placed throuo the 085 internam-4 Deposa Account plogarn. siPC Change in market value 0.00 -3,493.07 protection applies to money mike sweep fund hddlrgs but rot bank *posits. Ste /Map:ant Informaton about your statement on the tint two pages d this document for deals. Closing account value 53,847,398.37 53,847,398.37 October 201513) Year to date a) Opening balances $0.00 $0.00 Dividend and interest income earned Additions Fp( pi '1,0,4.5 of if f y statement, raiap:ty of 'Merest ani bitclen0 income ha: been determined net a US Deposits and other funds credited 178,483.20 868,303.48 tag reporting perspedhe. Baird upon the residence of the account holder, account type, or product type, some interest ands dvidendPkYrnenu may not be subiect to United States (US) ardor Puerto Rico (FR) Dividend and interest income 1,547 86 4,684 07 Income tares. The (tent monthe statement is not intended to be used and tamed tie riled upon for tai purposes. Clients should refer to the applicable tar reporting tomb they recent. Iran 185 annualy, such as Proceeds from investment transactions 52,300.00 4,830,972.45 the Coons 1099 and the CCM 480. fa tae reporting information It is the mulct of 1185 to file the replicatle tax reporting forms with the US mterrd Revenue Serge and PR Treasury Deportment and in Total additions $232,331.06 $5,703,960.00 such forms accuracy usury chIcknct arida interest as tax exempt or takarthe income. Pleat comet your indudual tax prepare( Subtractions October 2015 CP Year to date IS) Other funds debited -52,300.00 -1,230,965.92 Taxable dividends 1,547 36 4,682 43 Funds withdrawn for investments bought -180,031 06 -4,472,994.08 Taxable interest 050 1.64 Total subtractions -S232,331.06 -S5,703,960.00 Total current year $1,547.86 $4,684.07 Closing balances $0.00 S0.00 Total dividend & interest $1,547.86 $4,684.07 SDNY GM 00022992 CeiroC007005725319 =1015 Page 3 of CONFIDENTIAL EFTA_001336 I2 EFTA01275579 GHISLAINE MAXWELL *UBS Resource Management Account October 2015 Account name: Friendly account neme:Ind.CasHSaving Account number. Your IlBendal Advisor: SCOTT STACK MAMLYLE CASK IEL UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 S178,483.70 Number of days in interest period 29 Average daily balance $30,772.97 Interest earned $0.50 Annual percentage yeti earned 0.02% Your investment objectives: You have identified the Following investment objectives for this account IF you have questions about these objectives, disagree with them, or with to change them, please contact you Francial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your retrain objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eltigilatitty consideration None selected Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out. C NP10309005 72 53 20 MI 70", INIIIY_GM_000229/3394 4 of CONFIDENTIAL EFTA 00133613 EFTA01275580 Account name: GHISLAINE MAXWELL Resource Management Account Your Nnandd Advisor: *UBS oc• ) Friendly account narrie:Ind:CaShiSawng Account number. SCOTT STACK MANf LYLE CASRIEL Your assets Some pnces, income and current waves shown may be approximate. AS a recce. gains Mr:11055es ma/ nol be acuralely relkded. See Anporunttntosettanon about your statement a the end of ths Ptcumem for more infornason. Cash alternatives Money market funds Money market funds are reinter insured air guaranteed Of the Feder* DepOSil Insuraue Corporation or any other pietrwent agency. Although money market funds seek to preserve tM value d your investment at Si.03 per share. it is possible to lose money by investing in these funds. Total reinvested is the toter d S reinvested Ova:lends II does not include any cash chAdends. n Is not alai unreoszerf (toy gam or loss is the dire ten« between the current value and the cost basis and would lot for the purposes of determining holdrg periods or cost basis. The shares you receive etth erne you generaly be your taxade gan or loss if the security was sdd on this date. The unrealized OM gin or loss may reinvest dvdends become a separate tax lot need to be acitnted for met tin of (aorta paanents in order to determine the reared gain or loss for lam Cost two is the Iola withine cost of the security. Inducing reinvested dvdends The cost balls may reposing purposes need to be aciusted for return cf recital payments in order to detemvne the ad usted cost Daus for tat investment return n the cumnl value menus the amount you invested rt does not include shares that are not reccetirg purposes. reflected on your statement, inducing shares that have been *aired as ellher a gan a alas. Iris° ctes not induce cash Oviclends that were not reinvested Purchase pricer Number Average vice Client Cost Price per share %/Sue on Unietaied investment Hddng Hddng ct Oats per share (1) Investment (1) bases (S) on Oct 30 (S) Oct 30 (1) gin or loss (I) return (1) Perim' UBS SELECT PRIME INSTITUTIONAL FUND 347,588.740 1.000 347,528.74 347583.74 l.000 347,S$$.74 EAV 4313 Current yield 009°4 Fixed income Mutual funds Total rernvesle n the total d S reinvested dodends n dots not include any cash dvidends. It is rot a wreaked (ray)gao or zits rs the deference between the current vaue and the cost basis and wotbd tar lot for the PurPOSeS Of dettnnInng hcicing periods or cost bass. The shares you receive each time you generally be your tattle gain or loss rf the security was IOIO On this date. The unleaded dad gan Cr loss may reinvest dvdenCK become a separate tax lot. need to be aduned for return of Gina payments In order to determine the realized gan or loss to lac reporting purposes Cost Wsc is the total purchase cost of the secunty. inducing reinvested d odends The cost basis mat need to be acluste0 for return d captor payments in order 10 determine the acirated (OSI bads for tar tovestment return is the current value minus the amount you Invested. R does not indult Shares that are no reporting purposes. reflected on you statement, inducing shares that hare been reached as either a gain or a loss. It also does not include cash dude:As that were not reinvested Purchase pricer taerber Average price Client Cost Price per shale Value on unrealizedOs) imestment Hddng Hddng of shares pet share (1) investment dl basis on Oct 30(S) Oct 30 (1) gain or loss(!) return (S) period PUTNAM SHORT CURATION INCOME FUND Y continued next page SDNY GM 00022994 CNPN:007005725321 1015 Page 5 of 8 CONFIDENTIAL EFTA_00 I 336 I 4 EFTA01275581 Account name: GHISLAINE MAXWELL *UBS Resource Management Account October 2015 Friendly account name:IndCaskSavinci Account number: Your 6 sandal Advisor, SCOTT STACK MAMLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase price/ ?trans Average prxe Client Cost Price per shire Value on unmixed0a° irnestment Hering lading of shares per share (I) investment fli basis (t) on Oct 30(1) Oct 30 (t) gain o. loss (S) return (t) period Symbol: PSDYX Trade date: Jul 20, 15 348.605 578 10.040 3,500,005.25 3,500.005 25 10.030 3,495,513.95 .3,491.30 ST Total reinvested 328.583 10.035 3,297,45 10.030 3295.69 •1.76 EAl, $21,285 Current yield, 0.61% Security total 348934. 161 10.040 3,500,005.25 3,503,302.70 3,499,809.63 -3A93.06 -195.61 Your total assets Percentage Cl cost Estimated Unrealized Value on Oct 30 (11 your xcounl boss (t) ennui meant (5) gain or loss Cash alternatives Money market funds 347,588.74 9.03% 347,588.74 313.00 6xed income Mutual funds 3,499,809.63 90.97% 3,503,302.70 21,285.00 -3,493.06 Total $3,847,398.37 100.00% $3,850,891.44 $21,598.00 -$3,493.06 Account activity this month Date Activity Description Amount (5) Deposits and other funds credited Oct 1 Transfer JOURNAL FROM lGHISLAINE MAXWELL 541.59 Oct 1 Transfer JOURNAL FROM HISLAINE MAXWELL 7,126.05 Oct 1 Transfer JOURNAL FROM GHISLAINE MAXWELL 51,987 08 Oct I Transfer JOURNAL FROM GHISLAWIE MAXWELL 118,828.48 Total deposit end other funds audited $17848320 Die Attinly Description anvil (5) Dividend and interest income Taxable dmdends Oct I bydend PUTNAM SHORT DURATION INCOME FUND Y AS OF 0930/15 1,521.16 Oct 30 Dvidend U8S SELECT PRIME INSTITUTIONAL FUND 26.20 Total taxable dividends $1,547.36 Taxable interest Oct 7 Interest URS BANK USA DEPOSIT ACCOUNT AS OF I Cr 0&15 0.50 Total taxable interest $0.50 Total dividend and interest income $1347.86 Oate ACtmly Cescnpeon Ammon (5) Other funds debited Oct 1 Transfer JOURNAL TO TERRAMME PROJECT, INC .20,000.00 continued next page CNP7C0C9305725322 .01 MILY_GM_0002296J59e 6 of 8 CONFIDENTIAL EFFA_00133615 EFTA01275582 Resource Management Account Account name: GHI5LAINE MAXWELL Your PI nandal Advisor: *UBS October 2015 Friendly account narne:Ind.Casiflaung Account number. SCOTT STACK MAN/LYLE CASRIEL Account activity this month (COntritiedi Date Actiaty Lxs pi .41. Amount Other funds debited (con Veered) Oct 20 Transfer TO -1,000.00 Oct 20 Transfer TO -1,300.00 Oct 27 Transfer JOURNAL TO -30,000.00 Total other funds debited 452,300.00 Invesbnent transactions Fot more I ntotmaion etout tft pricervalue shown tar resumed secuitles, se Important tislormatko about your statement at the end of this dot anent. Proceeds from Funds investment %Undone fa Accrued o to Acbm Desoto:A Quantity Wave ($) Price 01 transactions 01 in*stmentS bout"! (3) interest (8 Oct 1 Reinvestment PUTNAM SHORT DURATION *COME FUND V 151,661 •1,521.16 DVIDEND REINVESTED AT 10.03 NAV ON 0930r IS AS Cf09,30/15 Oct 1 Sold UBS SELECT PROVE 1NSMUTCINAL FUND -20000.000 20,000.00 Oct 7 Bought ues SELECT PRIME INSTITUTIONAL FUND 178,483.200 -178,483.29 Oct 8 Bought U6S SELECT PRINT INSTITUT:44AL FUND 0.500 -0.50 Oct 20 Sold MS SELECT PAINE INSTMMONAL FUND -2300.000 230300 Oct 27 Sold VBS SELECT PAN* INSTITUTIONAL FUND -30,003000 30,000.00 OCt 30 Reinvestment WS SELECT PRIME INSTITUTIONAL FUND 26.200 -26 20 ONIDEND REINVESTED AT 1.00 NAV ON 10/ IS Total 552,900,00 -S1110,031.06 Date ACM* Descnohca Amount (S) Money balance activities Sep 30 Balance forward S0.00 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 178,483 20 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 1006(15 0.50 Oct 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10107f15 -178,483.20 Oct 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1003/15 -030 Oct 30 Closing UBS Bank USA Deposit Account WOO Tne UBS Bent USA Corrot ACCOunt It your primary sweep colon SDNY GM 00022996 CfrOX8005725323 =1015 Pegs 7 of 8 CONFIDENTIAL EFFA_00133616 EFTA01275583 *UBS Your notes Marcm,ao229...., 8 E. ots,......a.n.... CONFIDENTIAL EFT,00133617 EFTA01275584 Important information about your statement 1185 Fhancial Smits Inc (totem a485 FinawhISerices). The Firma Cad Sauer ail investigate set complint halls on the boob 3-41 records of the splicable ewer or engages —you nay SKIMP haseholleg by can; yew is amember of al proapasectrity. Cannaddy aid vows will coma any error prowls,/ toile/ are). Frunnal Admix eduirges UBSFiruncill *Yee and USS Bat USS re indirect skater:not LOS AG and affiliates of LOS Sprees Please tire al doted pays. b tho Ferrier the Waif • (erten notarrent cormars or neermeet Menne a 9 Friona/ KOWA name TIC **Frets Inanciel stoma it Wattle upCn *Wen nukuito Sated on to tors of this slawnent h addt tinned parowships and poste placements) that at nor Te*Frierriry acccont none reflects Warned, that ru the Fan's execute* of are a to regtAsT account fees. aseoune ma, be %Ned to agisiered wag the Soothes Act 011933. and entered ai the fern's (mem undoes webs.. It ea sommic menu:nano Ma charges for Ise pyre.* secumer. custoinizabh renderurne chosen by you W azd you will Luncheon andcloven Ice trpad aresnt$ n CLN XCOSntS • Commadhosconexn to 9. tonsil *whoop rd Iftr reaccesetperg It Is no toga effect on your arum Accounts ma are traTSIern?6 10 Olhir erillarCnS :nay be praises metal contract lidding foxescommas and You on dove tut Frnandey scowl name. throuth Mae en. r :Wed to a bander fee ommodAY When contracts SernaS a beexeson; tow Throe Amboy The stawnem represses the ally acid record of your UBS UBS Sweep Opt:ern The SIC paection and the osplerrvintei protector* do not Acomenwensiem Fillanial SONIC*, acoxint Other *COON. except Weal tar U85 otters optcoi for swaing cat bat/ices. Oa-ices to spar to these assets toots if they Ottenyee appes wart • Vabe of sag dccountrthwrobo Na of aged and doomerm. conuivng contang data souk not be abed bank &pouts at UBS Bs* USA NAM k Stanford Kamm stmenenn The SEC promote, and the Appbmont Iiaadnes upon rl vou below two 6 an nut a On61.01, pleat. Sark StiVIII nosing mothmarket mottle fends (Monty protedon do rot wined agent dun?, h the nude • Asset Include ',alio* cell Maces values la MN, it ermalisety h hang to theersch Mardpir of the Finis) arid the hketratenal Devoe Accoent COAtor yam M yov remsnentseneether as a result of math wMed mashyant rid Global Depottt unneeded once swing your aocoum customers wits at memsoned Aesthete Maugernent Acosta. %tough Iht Bat Sweep ltOtranS, can branOeS movement. roust batsupta Ffisav's0 m ass to mater and arts, assess nor held byte Frei Does not ncbdeunpriced wuiltelassets at tie erd ol the Atht.oh al Sin. rOnsel are inlendtd 10 be ;Carte. are Swept so LOS Oat LISA up to al wadded kW and More aormson a mattwen request You may obtan pror andmime staterrom psodt VW, . iWanerlS. nerviest data Toth] rot be used for tar porous Bey then to 125 AG Staireced Brandt a a filmy hard Deposes rote information amid SIC. Miming the SIC Breeder,. Unrt•Sbad it(4, i:e6 and thercitabb sted. colons solely on 'exert tar tam(te.. Forel 1099. We. 10415. at LOS Bat USA ace FOC enured n accordance with ft* by comxtrg SPC at 202-37h/33004x by Ming the SIC • Oablets bads debt babas.outstandnamrgn OK) NW preplan your to velum ttefm is requited by nuts For ewe aconaion setae nut www edic warm at eimw six Py Stan. credit Mc sheet accoum bates 1.w to won to the RS al taub dirdinds. Asocial.non Deposits a UD5 AG gatdord Booth and *swots:Mtn, • COSAM10/*/ elaCCI Toes of ailneested avaiable cash Loeb* clvdsmds ad taw* men owned en securities finds arena nsured by the FDC. Dieuidend Re Invesment Program OW) held n your acCoure, net proceeds on sale tranUctistil, and Gina, USS Bank WA apose balsas UBS AG De pew mheCed ea+ deter WO? You may °bean the StaTical Branch depose balances and truneanykse masa cost bur son twin owed securities Through the DA. avalable to all balinces are Seept to actualradars your rintn2al Adios Only %hole thaw had sweep banes. a the dose of the statement perod depose ablOurrtS a UK AG Neste& Brandh std UBSS4 at peered inlet PIP. partialshies MI be soli and the Hansoms/nod Ey he cede Damn h yea amour se not Cemmunicellone with the Firm Carman Burch These eposesaena rowed by the FIX cash me be deposeed n r es sours lie Orden! • Moe reculforrn airy oral OrionalCatons inflict tO segregted from otten balaws aat the Fitting use tee a Banco hekl a the LOS AG C apun Beath ere twoorsily renvestrere pros tippled by the owe may defy frost the these hot n the ordthry dame of es Wiens lime fords furtter meted your 'Witt ricbding yokeogles under the oposed to the sowegn rid of the C apse Mends and Melt prices WM the paha ties ere sold dre /myth* won yois demand the tool 6 halide! in the *ashes Meta Protect= Act (SPA) there b ro guarantee a other oft icatial of IBS A6 to repay arrant period doSi"9 vibe thebalms ohle on the LtS Cayman's BraCh'S boas. Caelebilieu • lineferceinngewon on the top We 0l the hem of the Only Mole ones may be held in you, nowt r you are Lending information laiimmt is not LOS FitInOrStnce. LOS envie' Deposits a UN Bat USA and each UPS AG Brach sena entithni to 'pone, one as a mall of a dividend wren or roe detath1rslonnalon on she nt'i Vida) pert...tend Seatscanes you acccur as descry broker by protcwd by SPC Money Fund shies are preceded by SPC edema. tie Firm wlt ether ad partial Wes maket price dzclowra, nifceto vette him Rtaliseite Agrentsali or areigement rah the indicated mauton We Intoned See 'IBS Finsicul Sevoss Acaunt Froteator Mow a aCCEpt an fl int Onevred by a registered &shy Amount Aamentent and the. Genera Tien a-d Cartoon you el this retnianhp Men you aened Nis ascent in agency and were you account Upon your repast batemes n tie Bak Strap Prograen or U45 %emelt of Cade Dactets salable h Agreements IhrS caw. put funds ant bathos se looted a LOS urneclowle Y)5iswiiM e nenAnc..o.,6v ftwory Ftemeal Swoon and not the rtrodan9 broker. aid you OA may be wittxtann at shies of a Pettey Fund maybe loynehmentabloahree Chat mate a repent of sty sox or °median to both herd hundred and themond' returned to putt you, the nwitnien1Weaves aid nth prof Mare SpeCIC to eats Waite% aSCorlt Your ants acoxini aid may wry hemmer. neat Oise the Inn Yea state evil Winds tearless and Other assets heed n All a000urIC StaWrencS Shall be deemed Carbine and prompt Ir in Arcing of any cipifaic Wert. in your fnenba furter mletneten tout tattle scamp optore. ndudng the JaCOuli a the cod or to Saltentnt peed You may err aurae d Ob)t:redTO ii WAN wain 60 dfis siltation a netrirnie (trot*" For eadn accoure held. for &eery of July paid oxvites ar any one You may anent inner fates ad teds. r sit** a you choose one of the ro lowing mestmerd °breams wave iMS, inn your /error Advisor a by rewire secumith used as k,r collated Seic paplg sitenr • Please direct customer complains0e towel to the tilers • Pedigo fume: :Nome hernenents swain; the balance cue on them Any soothes tranlened b Cl /trio" X 20145216990r weave eating genital ism of home only dans the summers penal are hoed a nutted alma ol a 00AM to6 CO I'M ET Monday • Arheit Chosableatchmon himprignis seeking 'torah the erd of the statement pried (Aguas n ly, a In rang I Senn:HIM. U.S Fmaretiot Bombes nowt protectien The Finn SS a Marta of the Sear es Mesta Protection pwcpal rah. than:et ginelarOn of Mart • Cost basic ei deterrnhng the con basis of the mattes Omni Relations Depaterwit linen City NI • Arothice Combos/on *retort eel Cedet *Macaw Co/saxes, (SPC2 %NT pm teas scents scowls of is misled n the statement. Mere ndLited web lie 07(37 hantewis took iv both the gerwaion of MOM /10 meatus Sp to 1500.000 (nadden; 1250.000 for dams for nutter •1.' UBS Pita - i Streceshas noted on cosh) the WC we sixecao tote *Ph le allaccounts Mgh 04 paschal Warneion obtained iron sources other than 'SS • h case of errors Co emu one acid an election< funds Fintical %Ned. netidnp eilainatiOn Iran rofter. In, vendee 07T1 DI Stet MIS card *WW1/held n a palicularcethatity The Ferri together cosh cerum Alibates. ha also ptrchard Chwell ask profiles or that you may An prootild b your lanced Myers ussactionhr I o LOSFoetal • Convene., Seeks to mantain heia WeiId" The Finn dots not hasincidenlay only Or guaranteeno steplanceital probates The rnacinuin anount payable to Simon hc. threshmlost N) rid rid rotslily to the score °writ eon fl that mom ansary a vaiday of thy Samson provided by torch 07086. Ann IMIA1 SA servos all diglog Minh. collictoetunder this protection is SSW maw as of December tO. 2013 the =Aunt does not generwesirdont iriartt*Of °teats LISS F natal Sefdtti ;Sans xd myna keep pea v.* inl LOCO Cal commies soch as awayrt d youth a yos • AttSeJi Min 10 MEW some rid to are:0 ad in addeen ShotghUSS Fhavrial Sereke:rarely Skew to the pokya:edition, and Inetatcht at at he stawnem or ream 6 WON a d St, need more updates this donnaun as c 6 reGimed, the Frm does rot Fon 6katherprotected fa up io $I 9 makes n the tolerate corm ads thy to seek hiaher recuns nfcolumn Lout aturahr cri the slanot en reap, anegate foc all yaw scowlsheld h a patois raparay • A99IPSle Wdng to doseM hgh ndr Usannul aethgh provide ay sways that the nfirmaliCo under Cost The Fern ceCyd Mute (as arplOble) snug her trot you bale and 'Untried gatacos n a:actual the dye A full copy ol tweak). eradng 6 Nalable upon rear, vOthely10 Wel,NO tetra era brae no Wee the, 60 days alter the Tnn Sent you the en of this IS:0MM As sixth. please do not rayon this gatemen on Muth tie sox or prober!).torted interne On to make curdlese a sae Oozed for tai The SIC prowan and tie supplemental swam° both do Statement fixesslarkliog" - ethitl• her hint set =own nurrber (II alp purposed a 011evire ACCixtrib tralilsnel to the fen - Deicrite the yep. Or the ainfer you se wive alms not Spy to We nayonside* al recited scouts Statt710111 web the • Cenaranaxial awls controlled based Mined nrur sane address n the sancanyelope Acaeres may be raved mayreeled glass nlormsew orb, for the pried of rd spun as desly b you an why yeti bathe 4 is an time they am held a the Fan Morehimonsel nlarnXO1 error a any you need more edam:ion &man tribe) but held away from t(SFinadal Serve:el for this snots beam they ham amen oho amo maiden Ceg. anal (Scat aUBStat (death ail.% AG pin aCtOtint rirsonshps *Rh Wye dents at the sure cs be added by pr Folmar Admix - Prodde the dollar newt of the stnpeaed ever Stamford brands. (I) mutate moans ncessig ', sub* address The prate a Mom al rhandvoldng • It you trod les. rid 04 Owes of mutual finch acre sub safer to mane indiMuS AStrntOlf INIkd ;al %prat* • Unsorted salrelbsees thhe data e /radio chafes re mg morel *may in the nine of the Mutt *Primed urreal:t1 lasol lS, 5 5e Cadialel Ca SDNY_GM_00022998 CONFIDENTIAL EFTA_00 I 33618 EFTA01275585 Important information about your statement (CCelbnued) irferitialsomeity Ins The tan:liondata fa ediechal - Thief parry rebored vabes may be reflected as 'Not maitre of =uses at the trotter-dear hoickedmutual aMtat at registered fence mats a UBS Fasciae Semites Ian mayor may not ref to mainissans dirgesace paced' rt 'egretswat:as whin an iblepenkint herds of hat herd laliV Inc wore* reagent:aim earns DeseSend ate other valuator, IT has rot stippled a if unable is AU") a - m wide an ID 0)MMOCOS MONO el COMIPCUOth was rerwarrom lots and %rhea* purchase lots re Bath yak* when we boon. aral that a MTOPII wore ha the sat or darbution of arnucymmern ad unit VonS is a Inialted iwvicemri.cl visa ambord!ethic*/ one award lot lhe • 'Bade dire cnonedtha ray ell a prensush resorted wake too bawl. It11.0141UTS to our dsmis, we ado' our Imernimaial lEtS Vela Spare reed cads and 185 Wa colon resents the rum , Vassal cat traihdate <WM ce vise, a Ware isadiltehgttly theCartalare aftdale acme rexerue Mang COmptanabca ken died cads se owed byMSBare USA weh permispon from duo to the tutus> of the seamy maryol me manna, cowponies incleneniry the VG USA torpseateci • Callable mastics Bonds and refined nor thai the - Mhen neither an issue" general banner a planar reeky ccereacts ar'daeco11ist awance canaries tansmit for ealy ralerpbon sal be selected mangy Ntenated vauenor 31brdipaly NIAWN value is Or daemon of the UM eivieSTMMI !NZ he &astute UBS Financial Stream Inc Rev 201407 by lot tom amen/a secureas of that is eheld n out Oren/del Me war ol me matey was bednerent ern - Ott aliases also re:elmtrading comtrinainsanf other name a a rhanswe new for as chats Calleave itt po./CP/St convention tam mina herbs aid tarmac, Monaca is eternal from thrd pre; and as 'carat" - -Diarbutiorrs to dire' met eicbde ream of GUI'S, Oanthalies whose re lets wedisebute is rot grarameed °the call Ieaten nay east itesch wane a both - Werembval nag fee lames Bask uSe..in1US$ could affect yell compete informs, was be prodded • OnSioN and see* 'Presents the neat °listing prep AC Seardord Braids of up so 12$ pee axount was nark per unit a-.5 may not reflect prom: bark twohng to the banks coda the IRS Bra Sweep Programs • Cremates of deposit (CDs) CDs ale RMC eared apt . itostriaed starkly Redacted secumes deneealy ere S293.0:0 si pampa and ratted nitre/ per depoutor not ander/ Nub* kr p-Olo tab Mind/xi/a Stwah AWN" aid per depalo-y enliMiwh, n accordance with 'DC uses the mater price of the lannOi10,1 stock of the sant Infoenatian toyardng corrniNcen and other charges nits canal muted vacate/ the 'minded stale for naffedanneccon wen the ertionion of rade: echidna purpose of 026sta:examone, To the einem that cpbon ramactons has been nceelled co coalanrons • priarroluo encesaoplhed fa VOrnees ail Otte NW Ned wanks a* eligrole for Sala ',WNW tesseked Newby* kindled to you. aid war be pronickel to you products mar be IsNwr or bwer that the prier that you nay be stanUritialy less man the invutte yaw show+ pommy on rearm wee o tourer recewe in the maker lieteS are obtaned from yiarkus mid pity sources Ouch we bare to It • In.lostinated) VOW.. ammityields and rata. An Short Polling relish, but we do not grain eel' xcuracy tAirtat of snub, ncome is based on arum matead B you at engaged in tort Who a warily you may cos a - We nay me the doing prize intros aratabk sr the end blame ran. aunirg tho immities will be held for chivedoe to anal brewing costs farina palmila mean or the bid aid ask roes Ice Isted SeCurrieS and one yea, from uremia' date or axe mangy Thrs *Gray optsos or one tid promI or OTC sabres estimate is onk a guideline. accuracy and Oranued - let aavety baled statues maybe paced mad a Nome ae not skurameed Opel melen yob: en model cr Memos; rem ;lice we Obtaaed - Est Mated actual ammo and anent viCil for cereal Re9rding Open Cr tdooditilicancelled• orders that tore not averment,' reflect an afar main Me or Wbat 'Peso, wanes mold ticker, darken of priscPS or veiled by the aldermen date, opal buy ad sell stop - Vain pristraiS may Japer rollout a prsaeard GINS OAS n whith OSe the tit Nome Lthdadrent ceders ere waxed by the amount of dredendf or wit co show x 'prim was rot mailable' if we it linable to yeld)woull be overstated an Ndiddindsot win9lat die watt trawled othenvive obtan a price for a security - fainited amide name aid arrant yield aid the by you YOu ae rerornble I or orders that are executed doe - Deposits or Searles denominate." n Gnaws other actor Poore and veld night be Meer ce hgher trem to your false to canal eared open ceders Man U S dollars are relented a the endurgetse as of the fl anked mans the daerrent date - An nava. ol +sauteed incomePluidrd andor Test witheldig on 4r...rhythms town UK Sinaloa' - For mean secretes traded innOrraokrtmiig attest) chided by the Ordeal maker vats, ain't Sondes IRAs deromriateas. prce and quality dacebabe/row here radiate 6 based Co the Ida diedend or mired Feder tan an adores ILS5 hnircia Servers to washed beet mead,' Wiwi* proper youann payment nude by me rune and miseries the secant ta loom yeas Stable IRA disaibirav but you may To obtain cram wars" wan walable. arca° yos smart isivaposes all be Medea one you ban the am not What, Kee clay vdNaB or instead you nay Favour rektor statenrt (tenor wadmiurty Agra" aid secs kr have tar wen held a brae anal:ad anoint as conenced rad ere not Guaariteml you choose rat Soon was amain n effect untilrnoled • Meats Intreenntme ate endured anorak rebate by you You myrewire your election a any tine by man; -mostmar aortas CnclaIng diced panidpaion • Amu not hold le/ has Financial Sonticoa Conan anew Oman if you do not haw cootap ', come tar pagan aid real mum n*amem tats seamed and assets ate nOthridiloydlefeni 74 net Who the fires warhead Iron your dinUtiOUS. you maybe revertible to structured endues at denten, hghly dyad Chan possessor or antrol rhea assets re coplayed co ytur the pram of emerged rou may no-t palates if she suartaod awards hare noe been readoted mei the seatemera for inlonnahonal pummel one Popham ,n1 morns winheal and your named ear prowls at iles Secants alO &Man?? Caninsann a under any state ears prowled re prinifed by the issung limi IRS equal tO vas lauelitatios securres Wm We porde estmred babes kr edge d nada SenrearrS not reponsble kr this Moan:1bn nwstmere knows ars3 stymied proclaim for and does rot grantee es data" mese assns tenet Privacy edema Knatputhoots only Abathvy t rot 9brant.th/ prowled by SVC ate ernes sopplionemal SaC To obtain a copy of or asnrit Chia Priory Imam pewee - The* wads maydrke Madinat' from paces R ay coverage contra you Fan:Mk:1min a riSIOUT WHYSfit at al oho a; sae mestrnere secreym slructured ,PWW ussountoountotte mama maybe Mugu a toe aid do not necessary • twonuo Soling and addklonalcompensadon reptant 0* vast you my MON.UP:a 11;04alea - et 46iilia co mrmnissom oa sales aid Mil tees le3Sf biaxial Songs 6 not a bat The WA. &now - Thrd paby flimaeS Of rate are as of a anandae regimid n montane with the deflate of tranvia SeoNeS Amsted BSA and tout re brokerage aarlitS aid re %Naiad to UlYS Siegal knoarS Watery& tsodS to ON dentswe alder or aiiae MOW chide pronie access to baling serwes nd perdu,' barn by an mlepentfent satiation fret Kibbe Mann; p,punts from issubutors ardor though anrcianalts wit artilated basks ad over midi 1“ 01. , SennPayne odSawisor estimated yahoo if ahison of the mutual beads that we soli Those partybasks. and reviles volt to ism and amity any. ate upend to tieFrm by the osur, general arrant reloaded an two different =coons fa poXkoCIS iSaltdbYUrditihated tad {tarty Moran" paint( et swear and maybeabided bawd en the amount of saksby IRS ot a pawed% mutual fund convenes through MAX.:. agency rubslar es of ties different Nervation from that usedby thrd panes to limey to or deems arid the arse wake of a Formal Serbian etc clatie ther estmated vain; orally moue lend fangs sham fuld a iM Ian - You cal obtain adchenal Manama regal:Ina the - We rid as allAre aim mete entering rid memsmak. mbrarg. aw arauly tuodirts nbehadology used to determine the mimeo of Wale otratosprocesung leas m airridelaton for &ails' eat MK haired • No batik 913011ICH May lose win and the date of the arfonnivon that Is the bass for the agent WVI:P1Mit we proude 00 rhefltual funds cline hyaena:thee your Finrai Adritor Thew fees genet" re pad *cm inner sum in the PAA Recast.Mnymni Account Bosons $4a05 mutual laird rind se a ti4eldolla null bawl on the ecaont BSA. Marla and ntemabona RelOrsCe Mthraerrent SDNY_GM_00022999 CONFIDENTIAL EFTA_00 133619 EFTA01275586