EFTA00022377

UBS Financial Services Inc. Private Wealth Management SUBS 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account November 2016 CW7005535531 1116 X135 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLAINE MAXWELL Friendly account name: Indiy.A45685004 Account number Your Financial Advisor. SCOTT STACKMANA.YLE CASRIEL Phore 217 821-7000/800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourcetine at 800-RMA•1000, on October 31 (5) on November 30(S) account 029023568. Your assets 817,718.75 557.14 Visit our website•. Your liabilities 0.00 0.00 wew.ubs.corTV1inancialservices Value of your account $817,718.75 $557.14 Sources of your account growth Tracking the value of your account during 2016 Value of your account S Thousands at year end 2015 5798.007.41 Net deposits and 1,721.2 withdrawals -5854,604.16 Your investment return: Dividend and 798.0 817.7 interest income S19,599.47 Change in market value 137,555.42 0; Value of your account Dec 2014 Dec }015 on Nov 30, 2016 3557.14 Oct 2016 Nov 2016 Mends SWC CNP70008005535531 NP7000185219 00002 1116030575004 Y123568550101010 Page 1 of 6 EFTA00022377 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor. *UBS November 2016 Friendly account name: Indiv.A456135004 Account number: SCOTT STACKMANOLE CASRIEL 212-821.70001800.308.3140 Your account balance sheet Summary of your assets Value on Percentage of November 30 (S) your account A Cash and money balances 557.14 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 5557.14 100.00% A Value of your account 5557.14 Eye on the markets Percentage change Index November 2016 Year 03 date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSCI - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% 0070008005535532 N4700018521900002 1116 030575004 V123568550 101010 Page 2 of 6 EFTA00022378 Resource Management Account Account name: GHISLAINE MAXVVL Your Financial Advisor: UBS November 2016 Friendly account name Indiv.A45685004 Account number: SCOTT STACKMAN&YLE CASRIEL 212.821.1000'800.308-3140 Change in the value of your account Summary of gains and losses November 2016 (5) Year to date (S) values reported below exdude products fa which gains and losses we not classified Realized gains and losses Unrealized Opening account value $817,718.75 $798,007.41 November 2016 (S) Year to date (5) gains and losses (5) Deposits, including investments transferred in 0.00 35,660.00 Long term 0.00 -790.56 0.00 Withdrawals and fees, including investments transferred out 411,814.80 490,264.16 Cash activity summary See Account activity this month for details silences n yow Sweep Options me excluded ei the opening and Dividend and interest income 2,250.69 19,599.47 closing balances value. FDIC insurance applies only to deposits at 085 Bart USA, not to deposits at UBS AG, Stanford Brandt or bait deposits placed grout the UBS International Deposit Accord program. 51K Change in market value -7,597.50 37,554.42 protection applies to money market sweep fund holdings but not bank deposit. See hip:rant information about your statement on the last two pages of this document for details. Closing account value 5557.14 $557.14 November 2016 (5) Year to date (s) Opening balances $806.52 592.72 Dividend and interest income earned Additions Fa purposes of this statement, taxability of interest and cividmd eicome ha been determined frame US Deposits and other funds credited 0.00 35,660.00 tax reporting perspective. Based upon the residence of the accost holder, account bee, ameba type, some interest ancVor dividend payments may not be subject to UMed States (USI at Puerto Rico (PRI Dividend and interest income 2,250.69 19,599.47 income taws. The client monthly statement is not intended to be wed and cannot be relied upon for tax imposes dents should refer to the applicable tax reFonelg forms they receive from WS smolt such a Proceeds from investment transactions 0.00 56,154.38 the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in Total additions S2,250.69 5111,413.85 such forms accurately classify dividends andror merest as tax exempt or taxable income. Please consul your individual tax prepare. Subtractions November 2016 (5) Year to date (S) Professional management fees and related services 557.14 -5,181.84 Taxable dividends 2,250.69 19,599.33 Other funds debited -3,057.21 -75,767.59 Taxable interest 0.00 0.14 Funds withdrawn for investments Total current year S2,250.69 $19,599.47 bought 0.00 -30,000.00 Total dividend & interest $2,250.69 $19,599.47 Total subtractions -$2.500.07 -$110,949.43 Net cash flow -5249.38 $464.42 Closing balances 5557.14 $557.14 CNP700308005535533 NP7000185219 00002 1116 030575004 Y123568550 1010t 0 Page 3 of 6 EFTA00022379 Resource Management Account Account name: GHIStAINE MAXWELL UBS November 2016 Friendly account nam in Ad Account number: Your Financial Advisor: SCO17 STACKMAN&YLE CASRIEL 212.821.7000/800-308-3140 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $38.16 Closing UBS Bank USA Deposit balance Nov 6 $903.36 Number of days in interest period 31 Average daily balance $848.16 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In. Frst Out. CNP70008005535534 NP7CC0185219 00002 1116 030575004 V123568550 101010 Page 4 of 6 EFTA00022380 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor. UBS November 2016 Friendly account na Account number: • SCOTT STACKMAWLYLE CASRIEL 212-821.700h800-308.3140 Your assets Some prices, income and current vaLeL stxmn may be approximate. Asa result, gains and losses may not be accurately reflected. See importart inlcmudon about )Ouf statement at the end of thrs document for more information. Cash Cash and money balances Opening balance Closing balance hide per shone Attar Dividend/Merest Holding on Nov 1 IS) Days in on Nov 3015) on Nov 30 MI rate period Period Cap meant (S) Cash 0.00 557.14 UBS BANK USA DEP ACCT 806.52 DOO 250,000.00 Total $806.52 $557.14 Your total assets Percentage ca Cost Estimated Unrealried Value on NOV 30(5) your accent basis CS/ annual income (51 gam a loss (5) Cash Cash and money balances 557.14 100.00% 557.14 Total 5557.14 100.00% $557.14 Account activity this month Date Activity Description Amount (S) Dividend and interest income Taxable dividends Nov 1 Dividend GENL MILLS INC PAID ON 1882 903.36 Nov 15 Dividend COLGATE PALMOUVE CO PAID ON 1508 588.12 Nov 15 Dividend PROCTER & GAMBLE CO PAID ON 1134 759.21 Total taxabie dividends $2.250.69 Total dividend and interest income $2,250.69 Date Actmty Desorption Amount (5) Fees Nov 30 Refund PRORATED ADVISORY FEE 557.14 Total professional management fees $557.14 Date Actmty Description Amount (S) Other funds debited Nov 1 Transfer JOURNAL TO ‘ 91 23575 GHISIAINE MAXWELL 4306.52 continuednext page CNP70008005535535 NP7000185219 00002 1116 030575004 Y123568550 101010 Page S of 6 EFTA00022381 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS November 2016 Friendly account name: Indiv A4568 04 Account number: SCOTT STACKMANILYLF CASRIEL 212-821-7000/800-308-3140 Account activity this month (C011tillUed) Date Activity Desainon Arnount Other funds debited (continuel) Nov 28 Transfer TO Y1 36506 8200 -2,250.69 Total other funds debited -$3,057.21 Investment transactions For more information about the prKehalue Thann for restncted schent Tee Important Semafoon abcut your staterrent at tlx end of this document. Boards from Funds :nyestmtmt nethdrawn fce Accrued Date Achnty Desolaten Ckbantity value,SI Prce (51 transactions (S) rivestments boLght (S, interest (SI Nov 28 Transfer OCCIDENTAL PETROLEUM CRP TO Y1 36506 -969.000 .66,269.91 8200 Nov 28 Transfer AUTOMATIC DATA PROCESSNG INC TO Y1 -72000 -6,953.04 36506 8200 Nov 28 Transfer BLACKROCK INC TO YI 36506 8200 •72.000 -26,542.80 Nov 28 Transfer COLGATE PALMOINE CO TO Y1 36506 8205 -1,508.000 -100.176.44 Nov 28 Transfer EOG RESOURCES INC TO `11 36506 8200 -500.000 -46,735.00 Nov 28 Transfer FORTINET INC TO Y I 36506 8203 -2,000.000 -60A80.00 Nov 28 Transfer GENL MILLS INC TO VI36Ø8200 -L882.000 -116,834.56 Nov28 Transfer AECOM TO Y1 36506 8200 -600.000 -22,182.00 Nov28 Transfer JOHNSON & JOHNSON COM TO VI 36506 8200 -66.000 -7,466.58 Nov 28 Transfer MCDONAIDS CORP TO Y1 365068200 •1,018.000 -124,012.76 Nov 28 Transfer NEXTERA ENERGY INC COM TO Y1 36506 8200 -162.000 -18,840.60 Nov 28 Transfer PEPSICO INC TO Y I 36506 8200 -1,154.000 -118,619.66 Nov 28 Transfer PROCTER & GAMBLE CO TO Y1 36506 8200 -1,134.000 -94,20138 Total Securities transferred out -580931433 Date A0/'N Descnpton Arnount (S) Money balante activities Oct 31 Relance forward $80632 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 96.84 Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1347 33 Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 -2,250.69 Nov 30 Gissing UBS Bank USA Deposit Account 50.00 The U85 Ban. USA Deposit Account n your pnrnary Twee> 01111441 CNP70008005535536 NP7000185219 00602 1116 030575004 T123568550 101010 Page 6 of 6 End of statement for account number VI 23568 S5 EFTA00022382