EFTA00022391

UBS Financial Services Inc. Private Wealth Management UBS 299 Park Avenue 25th Floor New York NY 10171-0002 Resource Management Account November 2016 CW70:6535545 1116 X135 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLAINE MAXWELL Friendly account name: Indiv. 167006 Account number. Your Financial Advisor: SCOTT STACKMAN&YLE CASRIEL Phone: 212-821-7000/800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000. on October 31 (S) on November 30 (5) account 029023574. Your assets 1,135,630.52 772.39 Visit our websitec Your liabilities 0.00 0.00 www.ubs.com/financialservices Value of your account $1,135,630.52 $772.39 Accrued interest in value above $3.566.38 wee Sources of your account growth Tracking the value of your account during 2016 Value of your account S Thousands at year end 2015 $1,311.717.81 1584 3 Net deposits and lire 7 yritIsdravals -S1.366802.20 1,135 6 Your uwestment return: Dividend and interest income $59,045.75 Change in value of accrued interest -55.178.88 ilhal3 /4 /3 4 443 /4 14.4%%1 /4 / 13 407•03 /444.0: Change in Dec 7014 Dec 2015 Ott 2016 market value 51,789.91 Nov 2016 Value of your account on Nov 30.2016 6772.39 Member SIPC CNP70001,305535545 W70:01135219 00004 1116 030575004 Y123574550101010 Page 1 of 8 EFTA00022391 Resource Management Account UBS November 2016 Account name: Friendly account na Account number: • GHISLAINE MAXWELL Your linandol Advisor: SCOTT STACKMANA.N.E CASRIEL 212.821.700W800-308.3140 Your account balance sheet Summary of your assets Value on Percentage of November 30 (5) your account A Cash and money balances 772.39 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S772.39 100.00% A Value of your account 5772.39 Eye on the markets Percentage change Index November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSCI - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% 04P70000005535546 NP7000I 85219 00004 1116 030575004 V123574550101010 cup 2 of 8 EFTA00022392 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor. UBS November 2016 Friendly account name In&v flV 1M006 Account number. SCOTT STACKMAWLYLE CASRIEL 212-821-7000/800-308-3140 Change in the value of your account Dividend and interest income earned November 2016 (S) Year to date (S) For purposes of this staterrent taxability of intern and *Mend Exam has been determned from a US Opening account value tax reportirg perspectne. Based upon the reudence of the account holder, account type, or product type, 51,135,630.52 51,311,717.81 some interest and dividend payments may not be stt,ject to United States (US1 andAx Puerto Rico (PR) Deposits, including investments income taxes. The client monthly statement is not ntended to be used and carnal be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from uBS arnually, such as transferred in 0.00 8,340.00 the Foam 1099 and the Forms 480, for tax reputing information It is the practice of UBS to Me the applicable tax reporting foam with the US IlltiMid Revenue Serice and PR Treasury Department, and in Withdrawals and fees, such forms accurately classify dnidends and/or interest as tar exempt or taxable income. Please consult your including investments transferred indmclual tax wearer. out -1,149,960.69 -1,374,942.20 November 2016 (S) Year to date (S) Dividend and interest income 4,993.84 59,045.75 Taxable dividends 0.00 7,202.28 Change in value of accrued interest -3,566.38 -5,178.88 Long-term capital gains 160.27 160.27 Change in market value 13,675.10 1,789.91 Taxable interest 4,537.51 42,495.89 Closing account value $772.39 $772.39 Tax-exempt interest 0.00 7,500.00 Miscellaneous 296.06 1,687.31 Total current year 54,993.84 $59,045.75 Total dividend & interest $4,993.84 $59,045.75 Summary of gains and losses Values reported belowexclude products for vit*h gins and losses are not classified. Realized gains and losses Unreafieed November 2016 (5) Year to date (S) gains and losses (S) Short term 0.00 586.02 0.00 Long term 0.00 6,027.80 0.00 Total $aw $6,613.82 $0.00 CNP70C08005535547NP70001135219 00004 1116 030575004 Y123574550101010 Page 3 of 8 EFTA00022393 Resource Management Account UBS November 2016 Account name: Friendly account nth Account number: GHISIAINE MAXWELL •tndivnS2167nnA Your Financial Advisor. SCOTT STACKMANA.YSE CASRIEL 212-821-7000/800-308.3140 Cash activity summary UBS Bank USA Deposit Account APY Site Acosunt activity this month for details. Balances in yam Swap Options are included in the operatic and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA., not to deposits at UBS AG. Interest period Oct 7 - Nov 6 Stamford Branch or bank deposits placed dvough the tiFiS international Depose Account program. AFC protection applies to money market sewed fund lokings but not bank deposits See important information Opening UBS Bank USA Deposit balance Oct 7 $0.00 abort your statement on the last two pages of the document kr details. Closing UBS Bank USA Deposit balance Nov 6 $1,837.51 November 2016 (5) Year to date (S) Opening balances Number of days in interest period 31 $10,680.70 $541.48 Average daily balance $989.83 Additions Deposits and other funds credited Interest earned $0.01 0.00 8,340.00 Dividend and interest income Annual percentage yield earned 0.01% 4,993.84 59,045.75 Proceeds from investment transactions 150,000.00 325,303.76 Total additions 5154,993.84 $392,689.51 Your investment objectives: You have identified the following investment objectives for this account If you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Financial Advisor or Branch Manager. You can find a full description of the alternative related services 772.39 -7,528.38 investment objectives in Important information about your statement at the end of this Other funds debited document. -165,674.54 -382,355.28 Funds withdrawn for investments Your return objective: bought Current income & capital appreciation 0.00 -2,574.94 Your risk profile: Total subtractions -$164,902.15 -$392,458.60 Primary - Moderate Investment eligibility consideration - None selected Net cash flow -$9,908.31 $230.91 Closing balances $772.39 $772.39 Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out. CNP70038005535548 F*7000185219 00004 1116 030575004 Y123574SSO 101010 Pop 4 of 8 EFTA00022394 Resource Management Account Account name: GHISLAINE MAXWI I . Your Financial Advisor: UBS November 2016 Friendly account na Account number: Ind& 1 7 SCOTT STACKMANILYLE CASRIEL 212-821-7000/800-308.3140 Your assets Some prices. form and current vitas shown may be approximate As a resull gains and losses may not be accurately reflected See 'mono:information about Jour statement at the end of this document for more information Cash Cash and money balances Opening balance Closing balance Price per share Average Dmdendirterest Holding Days in on Nov 1 (S) an Nov 30(5) on Nov 30 (S) rate period period Cap amount (Si Cash 4,726.37 772.39 UBS BANK USA DEP ACCT 5,954.33 0.00 250,00100 Total 910690.70 9772.39 Your total assets Percentage of Cost Estimated Unrealized Value on Nov 30(3) tour account basis (S) annual won* (5) gain or loss (5) Cash Cash and money balances 772.39 100.00% 772.39 Total 5772.39 100.00% 5772.39 Account activity this month Date Activity Description Amount (S) Dividend and interest income Long-term capital gains Nov 14 It Cap Gain BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT 160.27 Total long-term capital gains 160.27 Taxable interest Nov 1 Interest COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLABLE PAID ON 4200 1,837.50 CUSIP: 222388209 Nov 7 Interest U8S BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.01 Nov 15 Interest BANK OF AMER INTERNOTES 03.600% 111516 DTD110410FC051511 NTS 2,70000 B/E CUSIP: 06050WDW2 Total taxable interest $L537.51 CW70008005535549 HP70001136219 000O4 1116030575004 Y123574350 101010 Page S of 8 EFTA00022395 UBS Resource Management Account November 2016 Account name: Friendly account nor Account number: 7 GHISLAINE MAXWELL • Ind 05.21fi7nnfi Your Financial Advisor- SCOTT STACKMANAYLE CASRIEL 212.821-700W800-308-3140 Account activity this month (continued) Date Activity Description Amount (S) Dividend and interest income (continued) Miscellaneous Nov 14 Dividend BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP WT PAID ON 7.79 1113 Nov 14 Return BLACKSTONE GROUP LP/THE UNif REPSTG LTD PARTNERSHIP INT PAID ON 14.47 Of Capital 1113 Nov 14 Dividend BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT 273.80 Total miscellaneous U96.06 Total dividend and Interest income 36993.84 Date Activity Description Amount (S) Fees Nov 30 Refund PRORATED ADVISORY FEE 772.39 Total professional management fees 977239 Date Activity Descrph:n Amount (SI Other funds debited Nov 1 Transfer JOURNAL TO 191 23575 GHISLAINE MAXWELL -10,680.70 Nov 28 Transfer TO `11 36509 2200 -154,993.84 Total other funds debited -$165,674.54 Investment transactions for more information about the price/value shown for restricted wo nies, see important information about your statement st the end of this document. Proceeds from Funds Date Activity Description investment vnthdrawn for Awned Quantity Value (S/ Price (S) transactions (S) investments bought CS/ Merest (S) Nov 15 Call BANK OF AMER INTERN3TES 03.600% 111516 •150,000.000 150000.00 Redemption DTD110410FC051511 NTS 8/E CUSIP: 08050WDW2 Nov 28 Transfer BIRDWLE TX INDPT SCH D PREF BE/P/ 5 -90,000.000 -90,777.60 DUE 021529 DTD 011507 CALLABLE PRE-REFUNDED 70 `11 36509 2200 0908741J5 Nov 28 Transfer BIRDALE TX *CPT SCH D BE/R/ 5 -10,000.000 -10082.50 DUE 021529 DTD 011507 CALLABLE TO YI 36509 2200 CUSIP. 090874LM8 continued next page CW70308005535550 NP7000185219 00004 1116 030515004 V123574550 101010 Page 6 of 8 EFTA00022396 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS November 2016 Friendly account na Account number: SCOTT STACKMANAYLE CASFUEL 212.821-7000/800.308-3140 Account activity this month (continued) Investment transactions (continued) Proceeds from runts Date Activity investment with*Inwt for Accrued Descreace Quantity value (S) Prior (S) transactions (S) investments bought (S) interest (St Nov 28 Transfer MICHIGAN MUN BD AUTH RV BUR/ 5 -5,000.000 -5,016.8o DUE 100126 DTD 110206 CALLABLE TO Y1 36509 2200 CUSIP: 594557485 Nov 28 Transfer COUNTRYWIDE CAP V 7.000% DUE 11/01/36 4200.000 -106,940.40 CALLABLE TO TI 36509 2200 CUSIP. 222388209 Nov 28 Transfer CITIGROUP CAPITAL XII FXDIFLT TRUST PFD -10,000.000 -259,00000 7.121% DUE 10/30/2040 TO Y1 36509 2200 CUSP. 173080201 Nov 28 Transfer BANK OF AMER CORP TO Y1 36509 2200 -944.000 -19,163.20 Nov 28 Transfer BLACKSTONE GROUP LP/THE UNIT REPSTG LTD -1,113.000 -28,726.53 PARTNERSHIP INT TO Y1 36509 2200 Nov 28 Transfer GENERAL MOTORS CO TO Y1 36509 2200 -1,023.000 -34,833.15 Nov 28 Transfer SPDR S&P 500 ETF TR TO Y1 36509 2200 -1,257.000 -277,14136 Nov 28 Transfer 1P MORGAN CHASE & CO 07.900% 042949 -150,000.030 -153,375.00 DTD042308 FC103008 NTS B/E TO Y1 36509 2200 CUSIP: 46625HHAl Total 3150,000.00 Securities transferred out -S985,058.54 Date Activity DesaiptOn Amount (S) Money balance activities Oct 31 Went* (onward 55,95433 Nov 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,726.37 Nov 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 -8,843.20 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.01 Nov 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 456.33 Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 152,700.00 Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 -154,993.84 Nov 30 Closing UBS Bank USA Deposit Account The UBS Bank USA Deposit Account is your primary sweep optic" CtiP7000800SS3SSSI W7000185219 00004 1116 030575004 Y123574550101010 Par 7 of 8 EFTA00022397 Resource Management Account UBS November 2016 Account name: GRISLAINE MAXWELL Friendly account name: Indiv 09 167006 Account number. Your Financial Advisor: SCOTT STACKMAN/IYLE CASRIEL 212-821.7000!800.308.3140 Realized gains and losses The estimated realized gains and lasses shown below are not (alas purposes Please note that gain or loss information We may not adjust gains and losses for all capital changes We automatically adjust cost basis for recognized on the sale or redemption of certain Structured Product, like Contingent Debt Securities, tax-exempt and AMT coupon municipal sec/dies for estrnated amortization of bond pemiurrs and for may be acaeted 00 ordinary, and not capital, gain or loss. Please check with your tar advisor To calculate Paths for securities issued at a Oscan If you requested that MS adjust cost basis for the bond premium amortization and losses. We liquidate the oldest secunty lot fist This is known as the first-in. first-out a FIFO accounting method. on We use taxable debt secunties then cost basis reflected for these securities has been aflusted. Estimates in the Unclassified this method unless you specified which tax lot to close when you placed your order. This is known as section can not be classified as short term a song term because information is missing, or the product is one in which purchases or VSP order See Important information about your statement at the end of this docurnent for more the gantoss calculation is not provided. Long-te►m capital gains and losses Wash sale Quantity or Purchase Sale Sale Cost cost basis secunty description Method face yak.* date dale amount (S) bases (SI adjustrrent(SI Loss (1) Gain (SI BANK OF AMER INTERNOTES 03.600% 111516 DTD110410 FC051511 WS EVE FIFO 150,000.000 Nov 01, 10 Nov 15. 16 150,000 00 150,000.00 CNP70008005535552 W7000185219 00004 1116 030575004 Y123574550101010 Page 8 of B End of statement for account number Y1 23574 55 EFTA00022398