EFTA00022383

UBS Financial Services Inc. Private Wealth Management UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 November 2016 CNO70055355371116X135 VI 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLAINE MAXWELL Friendly account name: Indiv.V49920008 Account number. Your Holmdel Advisor SCOTT STACKMANLYLE CASRIEL Phone: 212.821-7000/800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA•1000, on October 31 (S) on November 30 (S) account 029023572. Your assets 836,741.99 577.18 Visit our webs/to: Your liabilities 0.00 0.00 yetow.ubs corMinancialservices Value of your account S836,741.99 $577.18 Sources of your account growth Tracking the value of your account during 2016 Value of yds aCoXint S Thousands at year end 2015 51,010,341.52 .469 5 Net deposits and withdrawals -51,008.505.33 1.010.3 Vas investment Mum: 836 7 Dividend and interest income 53261129 Change in market value •533.870.30 0.6 Value of your amount Dec 2014 Dec 2015 Oct 2016 on NOV 30, 2016 $577.10 Nov 2016 Member SVC CNP70008005535537 N87000185219 00003 1116 030575004 '11235725SO 101010 Page 1 of 8 EFTA00022383 Resource Management Account Account name: GHISLAINE MAMBA. Your Financial Advisor. UBS November 2016 Friendly account name: Indiv.V49920008 Account number: SCOTT STACKMANtYLE CASRIEL 212-821-7000/800-308-3140 Your account balance sheet Summary of your assets Value on Percentage of November 30 (5) your account A Cash and money balances 577.18 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 5577.18 100.00% A Value of your account 5577.18 Eye on the markets Percentage change Index November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSCI - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% CNI7704306003335538 NP7000185219 00003 1116 030575004 Y123572550 101010 Page 2 of 8 EFTA00022384 Resource Management Account Account name: GMSLAINE MAXWELL Your Financial Advisor: UBS November 2016 Friendly account na Account number: SCOTT STACKMANA.YLE CASRIEL 212.821.7001/800.308-3140 Change in the value of your account Summary of gains and losses November 2016 (5) Year to date (S) Values reported below exclude products for which gins and losses are not classified Opening account value $836,741.99 $1,010,341.52 Realized gains and losses Unrealized November 2016 (5) Year to date (S) Deposits, including investments gains and losses (S) transferred in 0.00 700.00 Long term 0.00 -14,824.77 0.00 Withdrawals and fees, including investments transferred out -793,113.46 -1,009,205.33 Cash activity summary Dividend and interest income See Account activity this monthkr details. Balances in your Sweep options are included in the opening 823.01 32,611.29 closing balances value. FDIC insurance applies only to deposits at UM Bank USA, not to deposits at UBS and AG, Change in market value Stamford Branch or bat deposits placed Graph the 1/85 International Deposit Account program. 51K -43,874.36 -33,870.30 protection applies to money market sweep fund holdrgs but not bank deposits_ Seean/torten: infOrMatiOn Closing account value about your statement On the last two pages of this document for $577.18 $577.18 details' November 2016 (5) Year to date (5) Opening balances Dividend and interest income earned $83.29 $0.00 Additions For piaposes of this statement. taxability of interest and dinderd income has been detennned from a US Deposits and other funds credited tax reporting perspective. Based upon the residence of the account holder. account type, or product type, 0.00 700.00 some interest ancVor dividend payments may not be subject to United Slates (US) andlor Anna Rico Dividend and interest income income taxes. The client monthly statement is not intended to be used ad ca of be relied upon for tax (PR) 823.01 32,611.29 purposes. Clients should refer to the applicable tax reporting forms they receive from WS annually, such as Proceeds from investment transactions the Foam 1099 and the rams 480, for tax reporting information. It 6 the practice of UBS to fie the 0.00 183,964.28 applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately dandy dividends endear interest as tax exempt or taxable income. Please conait your Total additions $823.01 $217,275.57 individual tax nearer. Subtractions November 2016 (1) Year to date (S) Professional management fees and related services 577.18 -5,673.41 Taxable dividends 823.01 32,610.75 Other fees -30.00 -792.54 Taxable interest 0.00 0.30 Other funds debited -876.30 -209,955.04 Total current year $823.01 $32,611.05 Funds withdrawn for investments Prior year adjustment 0.00 0.24 bought 0.00 -277.40 Total dividend & interest $823.01 $32,611.29 Total subtractions -$329.12 -$216,698.39 Net cash flow $493.89 $577.18 Closing balances $577.18 $577.18 CNP7000800SS3SS39NP7000185219 0:003 1116 030575004 Y123572550101010 Page 3 of 8 EFTA00022385 Resource Management Account Account name: HISLAINE MAXWELL Your Financial Advisor: UBS November 2016 Friendly account name: Indy V499 Account number: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308.3140 Withholdings and tax summary November 2016 (S) Year to date (S) Foreign taxes paid -123.45 -2,501.25 UBS Bank USA Deposit Account AFT Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $0.00 Closing UBS Bank USA Deposit balance Nov 6 $0.00 Number of days in interest period 31 Average daily balance $675.13 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CW70006005535540 197000185219 00003 1116 0XI575004 Y123572550 1010t0 Pape 4 of 8 EFTA00022386 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor. UBS November 2016 Friendly account name: Indiv.V499200013 Account number: SCOTT STACKMMAYLE CASRIEL 212-821-7000x800.308.3140 Your assets some prices, income and current values shoves may be approarnate. As a result, gains and losses may not be accurate)). reflected. See important information about your statement at the end of the declarant for moo idorrnatica Cash Cash and money balances Opening bala%e closing balance Rice per share Average Dmdendanterest Days in Holding on Nov 1(S) on Nov 30(S) on Nov 30 (5) rate peed Pered Cap mount ft Cash 0.00 577.18 UBS BANK USA DEP ACCT 83.29 0.00 250.000.00 Total S83.29 3577.18 Your total assets Percentage of Cost Estimated unfenced wise on Nov 30 (5) your account bases (1) annual income (S) gan or loss (Si Cash Cash and money balances 577.18 100.00% 577.18 Total $577.18 100.00% 5577.18 Account activity this month Date Activity Description Amount (5) Dividend and interest income Taxable clividenob Nov 4 Foreign ENGIE SPON ADR AS OF 11/03/16 823.01 Dividend CUSIR 29286D105 Total taxable dividends $823.01 Total dividend and interest income $823.01 Date Activity Description Amount (S) Fees Nov 4 Fee ENGIE SPON ADR AS OF 11/03/16 -30.00 Nov 30 Refund PRORATED ADVISORY FEE 577.18 Total professional management fees $577.18 Total other fees -$30.00 Date Actmty Desuptcn AMCwIl (5) Other funds debited Nov I Transfer JOURNAL TO Y1 23575 GHISLAINE MAXWELL -83.29 continuednext page CNP70000005535541 NaICO0185219 00003 1116 030575004 V123572550 101010 Page 5 of 8 EFTA00022387 Resource Management Account UBS November 2016 Account name: OHISLAINE MAXWELL Friendly account name: Indiv V€19920008 Account number: Your Financial Advison SCOTT STACKMAWLYLE CASRIEL 212-821-7003/800-308-3140 Account activity this month (continuel) Date Actruity Druriptice Amant (S) Other funds debited (continutil) Nov4 Foreign Tax ENGIE SPON ADR AS OF 11/03/16 -123.45 WithheId Nov 28 Transfer TO Y1 36508 4200 .669.56 Total other funds &bied -$87630 Investment transactions For nare information about the prkekakke shovm for restncted securities. see important information about year statement at the etx101 TM &weent. %cents trom Funds Date Actieity Descripeion 'moment ~draw, for Accrued Ouarnky valne IS) Price (S) Vansaclions 1f) iwestments 0000010) interest (f) Nov 28 Transfer BAE SYSTEMS PLC SPON ADR TO lel 36508 •1,000.000 -29,915.00 4200 CUSIP 05523R107 Nov 28 Transfer DEUTSCHE POST AG SPON ADR TO Y1 36508 -1,000.000 -30,875.00 4200 CUSIP. 25157V202 Nov 28 Transfer ENGIE SPON ADR TO 1.1 36508 4200 -1,500.000 -18,412.50 CUSIP. 292860105 Nov 28 Transfer IMPERIAL BRANDS PLC SPON ADR TO Y1 36508 -1,030.000 -45,052.20 4200 CUSIP-. 45262P102 Nov 28 Transfer MTN GROUP LTD SPON ADR TO Y1 36508 4200 •1,990.030 -16,248.35 CUSIP. 62474M108 Nov 28 Transfer ORKLA ASA A SHS SPON ADR TO 111 36508 4115.000 -36,541.20 4200 CUSIP: 686331109 Nov 28 Transfer RECKITT BENCKISER PLC SPON ADR TO Yl -3,540.000 -59,224.20 36508 4200 CUSIP: 756255204 Nov 28 Transfer SINGAPORE TELECOM LTD NEW 2006 SPON ADR -1,765.000 -46,375.37 TO Y1 36508 4200 CUSIP 82929R304 Nov 28 Transfer SIEMENS A G SPON ADR TO Sel 36508 4200 -500.000 -56,060.00 CUSIP 826197501 Nov 28 Transfer ASTFTAZENECA PLC SPON ADR TO 111 36508 -730.000 -19,512.90 4200 CUSIP. 046353108 COMilitead Mat par aW70008005535542 NP7000185219 00003 1116 030575004 Y123572550101010 Page 6 of 8 EFTA00022388 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor: Friendly account nat SCOTT STACKMANAYLE CASRIEL *UBS November 2016 Account number: 212-821-7000/800-308-3140 Account activity this month (continued) Investment transactions (continued) Proceeds from Funds mestment wahOrawn tor koine Date Actrvily Deunptcn Ouantity value (S) RICt (S) rninsecoons (5) meieren& bougie (S) went (S) Nov 28 Transfer EttIP BILLITON LTD SPON ADR TO Y1 36508 4200 -435.000 -16,677.90 CUSIP 088606108 Nov 28 Transfer OEUTSCHE TELE KOM AG OE SPON ADR TO Y1 -4,270.000 -66,014.20 36508 4200 CUSIP 251566105 Nov 28 Transfer GLAXO SMITHKLINE PLC ADR TO `11 36508 -515.000 -19,719.35 4200 CUSIP 37733W105 Nov 28 Transfer NIPPON TELEG & TEL CORP SPON ADR TO Y I -2.210.000 -90,123.80 36508 4200 CUSIP: 654624105 Nov28 Transfer NOVARTIS AG SPON ADR TO Y1 36508 4200 -975.000 -67,353.00 CUSIP. 66987V109 Nov28 Tramt« P.T. TELEKOMUNIKASI INDONESIA SPON ADR TO -1,380.000 -39.123.00 VI 36508 4200 CUSIP. 715684106 Nov 28 Transfer ROYAL DUTCH SHELL PLC Cl A SPON ADR TO -27.000 -1,328.40 Y1 36508 4200 CUSIP 780259206 Nov28 Transfer ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B -400.000 -20,800.00 ORD SHS SPON ADR TO VI 36508 4200 CUSIP 780259107 Nov28 Transfer STATOIL ASA SPON ADR TO Y1 36508 4200 -1,450.000 -24,113.50 85771P102 Nov28 Transfer TAIWAN SEMICONDUCTOR MFG CO LTD ADR -830.000 -24,617.80 TO VI 36508 4200 CUSIP 874039100 Nov 28 Transfer UNILEVER W N Y SHS NEW NETHERLANDS SPON -1,000.000 -39,210.00 ADR TO YI 36508 4203 CUSIP. 904784709 Nov 28 Transfer VODAFONE GROUP PLC WON ADR TO Y1 -1,039.000 -25,486.67 36508 4200 CUSIP. 92857W308 Total Securities transferred out 4792.784.34 CNP70008005535543 NP70001135216 OCCO3 1116 030579004 Y123572550101010 Page 7 of 8 EFTA00022389 Resource Management Account UBS November 2016 Account name: Friendly account nartw Account number: GHISLAIN( MAXWELL Your Financial Advisor: SCOTT STACKMAWLYIE CASRIEL 212-821-7000/800-308-3140 Account activity this month (continued> Date Activity Description Amount IS) Money balance activities Oct 31 Balance forward 58329 Nov 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 -83.29 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 669.56 Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 -669.56 Nov 30 Closing UBS Bank USA Deposit Account $0.00 The UBS Bank USA Deposit Accosem is yaw primary sweep option CNP70008005535544 W70030185219 00003 1116 030575004 v123572S50 101010 Page 8 of 8 End of statement for account nurnber Y1 23572 S5 EFTA00022390