EFTA00022399

UB5 Financial Services Inc UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 101714:002 April 2016 CNP70056751370416 VI 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Account name: GHISLAINE MAXWELL Friendly account name: Ind:Cash/Saying Account number Your Financial Advisor: SCOTT STACKMAWLYLE CASRIEL Phone. 212.321.7000/800-308.3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceLine at 8CO-RMA-1000, on March 31 (S) on April 29(1) account 029023575. Your assets 4,815,922.95 18,955,082.77 Visit our **mitt Your liabilities 0.00 0.00 www.ubs.corn/financialservices Value of your account 54,815,922.95 $18,955,082.77 Sources of your account growth Tracking the value of your account during 2016 Value of your account S Millions at yearend 2015 16,144,731.58 Net deposits and 19.0 withdrawals 312,794,446.43 Your investment return' Dividend and interest income $12,397.40 6.1 Change in 4.2 48 market yap/tie 53.507 36 Value of your account Dec 2014 on Apr 29, 2016 118,955,082.77 Dec 201S Mar 2016 Apr 2016 Member SIPC CW70038005626137 NP7000191098 0000S 0416 030575004 Y123575550000000 Page 1 of 8 EFTA00022399 Resource Management Account UBS April 2016 Account name: GHISLAINE MAXWELL Friendly account name' Ind Cash/Savino Account number: Your Financial Advisor: SCOTT STACKMANITYLE CASRIEL 212-821-70C0/86O308-3140 Your account balance sheet Summary of your assets Value on Percentage of April 29 (9) your account A Cash and money balances 0.00 0.00% Your current asset allocation Cash alternatives 15,438,248.43 81.45% C Equities 0.00 0.00% D Fixed income 3,516,834.34 18.55% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 918,955,082.77 100.00% Value of your account 518,955,082.77 Eye on the markets Percentage change Index April 2016 Year to date S&P 50O 0.39% 1.74% Russell 3000 0.62% 1.59% MSCI - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43% Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% CNP70008005675138 NP7000191098 00005 0416 030575004 Y123575550000000 Page 2 of 8 EFTA00022400 Resource Management Account Account name: GHISLAINE MAXWELL Your roundel Advisor. UBS April 2016 Friendly account na Account number SCOTT STACKMANkYLE CASRIEL 212-821-70:0800-308-3140 Change in the value of your account Summary of gains and losses April 2016 (5) Year to date (S) Values reported below exclude products for %%hi& gains and losses are not classified. Opening account value $4,815,922.95 $6,144,731.58 Realized gains and losses Unrealized April 2016 (5) Year to date (S) gains and losses ($) Deposits, including investments transferred in 14,261,795.27 14,545,566.37 Short term 0.00 0.00 14.29 Withdrawals and fees, including investments transferred out -129,982.64 -1,751,119.94 Cash activity summary Dividend and interest income See Account activity this month for details. Balances n your Sweep Options are included in the opening and 3,844.37 12,397.40 closing balances value. FDIC Osurance applies only to deposits at UBS Bank USA, not to deposits at UPS AG, Change in market value Stamford Branch or bark deposit placed through the ues kmensuccoi Deposit Account 3,502.82 3,507.36 Program WC protection applies to money market sweep fund holdings but not bank deposit. Setirrportant inlmmation about your statement on the last two pages of this document for details. Closing account value $18,955,082.77 $18,955,082.77 April 2016 (V Year to date (S) Opening balances Dividend and interest income earned $0.00 $2,010,294.62 Additions For purposes of this statement, taxabikty of interest and dividend income has been determined from a US Deposits and other funds credited 14,261,795.27 14,545,566.37 tax reporting perspective. Based upon the residence of the account holder. account type, or product type, some merest andror dividend payments may not be suteect to tinted States (US) andror Puerto Rico (PR) Dividend and interest income income Ins. The chest rronthty statement is not intended to be used and cannot be 3,844.37 12,397.40 relied coon for tax purposes. Clients should refer to the applicable tax reporting fano they receive from UBS annually. such as the Forms 1099 and the Forms 480, for tax reporting information. h is the practice of MS to file Proceeds from investment transactions 129,988.89 1,704,128.54 the applicable tax reporting firms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately classify chvekmds andror interest as tax exempt or taxable income. Please corisult your Total additions $14,395,628.53 $16,262,092.31 individual tax preparer. Subtractions April 2016 (5) Year to date (S) Other funds debited -129,982.64 -1,751,119.94 Taxable dividends 3,844.26 10,202.44 Funds withdrawn for investments bought -14,265,645.89 -16,521,266.99 Taxable interest 0.11 21.23 Total subtractions -$14,395,628.53 -$18,272,386.93 Total current year $3,844.37 $10,223.67 Prior year adjustment Net cash flow $0.00 -$2,010,294.62 0.00 2,173.73 Total dividend & interest $3,844.37 Closing balances $0.00 $0.00 $12,397.40 CNP70008005675139 NP7000191098 0000S 0416 0305750:4 Y123S7SSSO 000000 Page 3 of 8 EFTA00022401 Resource Management Account UBS April 2016 Account name: GHISIAINE MAXWELL Friendly account name Ind CasNSavinq Account number: Your Financial Advisor. SCOTT STACKMANLYLE CASRIEL 212-821.7000800.308-3140 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 513,399.64 Closing UBS Bank USA Deposit balance Apr 6 50.11 Number of days in interest period 31 Average daily balance 55,006.70 Interest earned 50.11 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions e Your account cost basis default closing method is FIFO, Fist In, First Out. CNP70008005675140 W70:0191098 00005 0416 030575004 v123575350 0000:0 Page 4 of 8 EFTA00022402 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor- UBS April 2016 Friendly account name Ind:CaslYSaving Account number: SCOTT STACKMANAYLE CASRIEL 212.821-7000/800.308-3140 Your assets Some prices, income and anent values sronn may be approcomate. As a result, gars and losses may rot be accurately reflected See Important information about your statement at the end of the document for more information Cash alternatives Money market funds Money market funds are neither insured nor guaranteed by the Federal Deposit Lame Corporation or any other government agency Although money market Ards seek to preserve the value of you share, it is possible to lose money by investing in these funds. investrivem at SI 00 per Totalreinvested is the total of al renvested dredends. It does rot include any cash dividends It is not a tax lot fa the purposes of deterrrmib holding penods or cost basis The shares you receive each time you Unrealized (tax)gain or loss e the difference between the assent vale and the cost basis and would generally be your taxable gain or loss if the security was sold on the date. The unrealized (tax) gan a loss reinvest dividends become a separate tax lot may need to be adjusted for return of capital payments in order to determine the realized gan or loss for tax Cost basd is the total purchase cost of the security, including renvested dividends. The cost basis may reporting purposes need to be adjusted for return of capital payments in order to determine the adjusted cost basis for tax Investment return is the current value minus the arnant you invested. It does not made shares that are reporting purposes not reflected on your statement, including shares that have been realized as either a gain or a Sass It also does not include cash din:lends that were not reinvested Purchase pre& Nantes Average price Client Cost Price per share Hoeing Value on Unrealized Investment Holding Stares per share (S) investment (S) bass (S) per Apr 29 (SI Art 29(S) gam or loss (S) return (S) period UBS SELECT PRIME INSTITUTIONAL FUND 15A38,248.430 1.000 15,438,248.43 15,438,24843 1.000 15,438,248 43 EAI 558.665 Current yield 0.38% Fixed income Mutual funds Total reinvested is the total of all reinvested dividends n does not include any cash dividends n n not a Unteabzed (fax)gain or loss is the drfferenoe between the current value and the cost bases and would tax lot for the purposes of determining hoeing periods or cost basis The shares you receive each time you generally be your taxable gain or loss if the Worley was sold on this date. The unrealized (tax) reinvest dividends become a separate tax lot garner loss may need to be adjusted for return of capital payments in order to determine the reakzed gain or loss for tax Cost basis s the total purchase cost of the security, includng reinvested dividends The cost basis may repotting purposes need to be adjusted for return of capital payments n order to determne the adjusted cost basis for tax Investment return is the current value minus the amount you rivested It does rot *route shares eat are not reporting purposes. selected on your statement, including shares that have been realized as either a gain or a San. It also does rot include cash *Mends that were not reinvested. Purchase wife/ Number Average price Client Cost Price per share Value on Iltsbng of shares Urvealized (tad hvestrnent Holing per share (SI investment(S) basis (S) on Apr 29(S) Apr 291S) gan or loss (S) return 3) period PUTNAM SHORT DURATION INCOME FUND Y continued next page CNP70008005675tal NP7000191098 00005 0016 030579034 Y123575550 000000 Page 5 of 8 EFTA00022403 Resource Management Account UBS April 2016 Account name: :,11.5LAINE MAXWELL Friendly account nam • • el r chicAttinn Account number: Your Rnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212.821.7000/800-308-3140 Your assets . Fixed income . Mutual funds (continued) Purchase price/ Nkmber Average price Client Cost Price per share Value on kicking of shares Unrealized (tax) Investment Holding per share (S) investment CS/ basis 5) on Apr 29 Apr 29 (S gain or loss(S) return IV period Symbol: PSDYX Trade date: Jul 20, 15 348,605.578 10.040 3,500.005 25 3,500,005 25 10.040 3,500.000 00 .5.25 ST Total reinvested 1,676.727 10.028 16,814 80 10.040 16,834 34 19.54 EAJ: $22.068 Current yield: 0.63% Security total 350,282.305 10.040 3.500.00515 3,516,820.05 3,516.834 34 14 29 16,829.09 Your total assets Percentage of Cost Estimated Unrealized Value on Apr 29 (51 your agoant bans (SI annual tricorn/ (5) gain or loss (5) Cash alternatives Money market funds 15,438.248A3 81.45% 15,438,24843 5%665.00 Fixed Income Mutual funds 3,516,834.34 18.55% 3,516,820.05 22.068.00 14.29 Total 518,955,082.77 100.00% 518,955,068.48 580.733.00 514.29 Account activity this month Date Moody Description Amount (5: Deposits and other funds credited Apr 1 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 436 07 Apr 1 Transfer JOURNAL FROM Y1 23572GHISLAINE MAXWELL 1.396 83 Apr 1 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 2,072.89 Apr 12 Transfer JOURNAL FROM Y1 28776GHISLAINE MAXWELL 0.88 Apr 20 Transfer JOURNAL FROM YI 23692116 EAST 65TH STREET LLC 14,194,596 49 Apr 27 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 809.14 Apr 27 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 1,276 61 Apr 27 Transfer JOURNAL FROM Y1 23572 GHISLAINE MAXWELL 61,206.36 Total deposits and other funds credited 514,261,795.27 Date ACtivity Descriptor Amount (s) Dividend and interest income Taxable dividends Apr 1 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS Of 03/31/16 2,562.85 Apr 29 Dividend UST SELECT PRIME INSTITUTIONAL FUND 1,281.41 Total taxable dividends 1.3,044.26 Taxable interest Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/06116 0.11 continued next page CNP70038005675142 P7003191098 00005 0416 030575004 v123575550000000 Page 6 of 8 EFTA00022404 Resource Management Account Account name: GHISLAINE- MAX•VELL Your Financial Advisor: UBS April 2016 Friendly account name: Ind Cash/Savrn Account number. SCOTT SIACKMANA.YLE CASRIEL 212.821.7000/800-308-3140 Account activity this month (conbnued) Date Activity Description Amount (S) Dividend and interest income (continued) Taxable interest (continued) Total taxable interest Total dividend and interest income $3,844.37 Date Activity Description Amount (S) Other funds debited Apr 1 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -5,368.21 Apr I Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -30.030.00 Apr 12 Transfer JOURNAL TO Y1 23576 GHISLAINE MAXWELL -718.75 Apr 18 Transfer JOURNAL TO Y1 23576 GHISLAINE MAXWELL -95.68 Apr 19 Transfer JOURNAL TO VI 23679 POT 8 KETTLE, LLC -70,000.00 Apr 20 Transfer TO Y1 23568 7100 -1,51aoo Apr 20 Transfer TO Y1 23574 1100 -2,290.00 Apr 28 Transfer JOURNAL TO VI 23576 GHISLAINE MAXWELL -20,000.00 Total other funds debited 4129,982.64 Investment transactions For more information about the encenialue shown for restricted securities, see leriportant infoimatiOn about your statement at the end of this document. Proceeds Fran Funds Date Activity investment withdrawn for Accrued DescnPtcr, Quantity Value(S) Pride (%) transactions IS) investments bought (Si interest (5) Apr 1 Sold US$ SELECT PRIME INSTITUTIONAL FUND -5.368.210 S,368.21 Apr I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 255.518 DNIDEND REINVESTED AT 10.03 NAV ON -2,562.85 03/31/16 AS OF 03/31/16 Apr 1 Sold UBS SELECT PRIME INSTITUTIONAL FUND -30,000.000 30,000.00 Apr 6 Bought UBS SELECT PRIME INSTITUTIONAL FUND 3.905.790 -3,905.79 Apr 12 Bought UBS SELECT PRIME INSTITUIK)NAL FUND 0.110 -0.11 Apr 12 Sold UBS SELECT PRIME INSTITUTIONAL FUND -725.000 725.00 Apr 14 Bought UBS SELECT PRIME INSTITUTIONAL FUND 7.130 -7.13 Apr 18 Sold UBS SELECT PRIME INSTITUTIONAL FUND -95.680 95.68 Apr 19 Sold UBS SELECT PRIME INSTITUTIONAL FUND -70,000.= 70,000.00 Apr 20 Sold UBS SELECT PRIME INSTITUTIONAL FUND -38C0.000 3,800.00 Apr 25 Bought UBS SELECT PRIME INSTITUTIONAL FUND 14,194,596 490 -14,194,596.49 continued next page CNP70008005675143 NP7000191098 00'0050416 030575004 V123575550 000000 Page 7 of 8 EFTA00022405 Resource Management Account UBS April 2016 Account name: GHISLAINE MAXWELL Friendly account name:Ind:CasNSavirla Account number Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-700W800-308-3140 Account activity this month (continued) investment transactions (continued) Proceeds from Funds Date Activity Desorption Investment withdrawn for Accrued Quantity value(S) Price(S) transactions (S) i,wstments bought (S) interest IS) Apr 27 Bought UBS SELECT PRIME INSTITUTIONAL FUND 63,292 110 .63,292.11 Apr 28 Sold UBS SELECT PRIME INSTITUTIONAL FUND -20,000.000 20,000.00 Apr 29 Reinvestment U8S SELECT PRIME INSTITUTIONAL FUND 1,281.410 DNIDEND REINVESTED AT 1.00 NAV ON •1,281.41 04/2W16 Total $129,988.89 414,285.64523 Date Activity DesCnption Amount IS) Money balance activities Mar 31 Balance forward $0.00 Apr 4 Deposit U8S BANK USA DEPOSIT ACCOUNT 3,905.79 Apr 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/06/16 -3,905.79 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04/06/16 0.11 Apr 13 Dep0sit UBS BANK USA DEPOSIT ACCOUNT 7.02 Apr 15 Withdrawal MS BANK USA DEPOSIT ACCOUNT AS OF 04/14/16 -7.13 Apr 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Apr 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/2916 -250,000.00 Apr 29 Closing UBS Bank USA Deposit Account $0.00 The UEIS Bank USA Deposit Accoult IS your penury sweep option. Mar 31 Balance }onward 50.00 Apr 21 Deposit UBS AG DEPOSIT ACCOUNT 13,944,596.49 Apr 26 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 04/25/16 -13,944,59649 Awn Closing UBS AG Deposit Account $0.00 The UM AG Deposit Account is your secondary sweep Whom CNP7000800567S1as NP7000191098 0000S 0416 030575004 Y123575550000000 Page 8 of 8 End of statement for account number Ti 23575 55 EFTA00022406