EFTA00022407

UBS Financial Services Inc. (UBS 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account May 2016 CNP70055801410516 Y1 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Account name: GHISLAINE MAXWELL Friendly account name: Ind:CaShfaaving Account number: Your Financial Advisor: SCOTT STACKMANAY1F CASRIEL Phone 212-821-7000/800-308-3140 Questions about your statement? Call you' Financial Advisor or the Value of your account RMA Resourcetine at 800-RMA-1000, on April 29(5) on May 31 ($) account 029023575. Your assets 18,955,082.77 16,475,002.07 Visit our website: Your liabilities 0.00 0.00 www ubs conVfinancialservices Value of your account S18,955,082.77 516,475,002.07 Sources of your account growth Tracking the value of your account during 2016 value of your account $ Miuions at year end 2015 Net deposits and $6,144,731 58 19.0 115 withdrawals $10,307,208.06 Your investment return: Dividend and interest inoome $19,555.08 6.1 42 Change in market value $3,507.35 Value of your account Dec 2014 Dec2015 Ap4016 on May 31, 2016 $16,475,002.07 May2016 Member SIPC CRP70008005580141 NE/000191935 00005 0516 030575004 Y123575550 000000 Pegs 1 of 8 EFTA00022407 Resource Management Account Account name: CHISLAINE MAXWELL Your Finandai Advisor: UBS May 2016 Friendly account na Account number: .1rittr krc SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140 Your account balance sheet Summary of your assets Value on Percentage of May 31 (S) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,955,415.31 78.64% C Equities 0.00 0.00% D Fixed income 3,519,586.76 21.36% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $16,475,002.07 100.00% Value of your account 516,475,002.07 Eye on the markets Percentage change Index May 2016 Year to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSCI - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45% Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% CW70008005930142 NP7000191995 00605 0516 030575009 Y123575550 000000 Page 2 of 8 EFTA00022408 Resource Management Account Account name: GillStAINE MAXWEtl. Your Financial Advisor. UBS May 2016 Friendly account name: nt-I ashrliavin Account number. SCOTT STACKMANAYLE CASRIEL 212-821-7000/803-308-3140 Change in the value of your account Summary of gains and losses May 2016(S) Year to date ($) Values reported below exclude products for which gans and losses are not dandled Opening account value 518,955,082.77 $6,144,731.58 Realized gains and losses Unrealized Deposits, including investments May 2016 (5) Year to date (5) gains and losses (5) transferred in 63,983.30 14,609,549.67 Short term 0.00 0.00 14.28 Withdrawals and fees, including investments transferred out -2,551,221.67 4,302,341.61 Cash activity summary Dividend and interest income See AttCunt activity Otis month fa details Balances in your Sweep Options are inckded in the 7,157.68 19,555.08 dosing balances value Waning and insurance applies only to deposits at UBS Bank USA. not to deposits at (185 AG, Change in market value Stamford Branch or bank deposits placed though the UBS international Deposit Account program SIPC -0.01 3,507.35 protection applies to money market sweep fund holdngs but not bank deposits. See Irry;ortant informaton Closing account value atait your statement on the last two pages of this document for *tads 516,475,002.07 516,475,002.07 May 2016 (S) Year to date (S) Opening balances Dividend and interest income earned $0.00 $2,010,294.62 Additions For pa/poses of this statement, taxabley of interest and dividend income has been determined from a US Deposits and other funds credited tax repartee perspective. Based upon the residence of the account holder, account type. Or product type. 63,983.30 14,609,549.67 some interest and/ce dividend payments may rot be subject to tailed States (US) andlor Puerto Rico Dividend and interest income (PRI 7,157.68 19,555.08 income taxes. The client monthly statement 4 not intended to be used and carat be relied upon for tax purposes. Clients stiorAd refer to the amicable tax reporting fairs they receive from UBS annually, such as Proceeds from investment transactions the Forms 1099 and the Forms 480, for tax reporting information. it is the practice of UBS to file the 2,550,221.67 4,254,350.21 applicable tax huixting forms with the US Internal Revenue Service and PR Treasury (*pelmet*. and in such foam accurate), classify dividends and/,r interest as tax exempt or taxable income. Please consult your Total additions 52,621,362.65 518,883,454.96 individual tax preparer. Subtractions May 2016 (S) Year to date (S) Checks and bill payments -2,500,000.00 -2,500,000.00 Taxable dividends 7,142.12 17,344.56 Other funds debited -51,221.67 -1,802,341.61 Taxable interest 15.56 36.79 Funds withdrawn for investments bought -70,140.98 -16,591,407.97 Total current year 57,157.68 $17,381.35 Total subtractions -$2,621,362.65 -$20,893,749.58 Prior year adjustment 0.00 2,173.73 Net cash flow 50.00 -52,010,294.62 Total dividend & interest 57,157.68 $19,555.08 Closing balances $0.00 $0.00 ChP70208005580143 NP7000191995 00005 0516 03057500e Y123575550 000000 Page 3 of 8 EFTA00022409 Resource Management Account Account name: GHISLAINE MAXWELL Elt UBS May 2016 Friendly account na Account number: I h Your Financial Advisor SCOTT STACKAAANLYLE CASRIEL 212-821-7000/800-308-3140 UBS Bank USA Deposit Account APY Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Interest period Apr 7 - May 5 Opening UBS Bank USA Deposit balance Apr 7 $0.11 Closing UBS Bank USA Deposit balance May 5 $1,390.79 Number of days in interest period 29 Average daily balance $34,626.87 Interest earned $0.28 Annual percentage yield earned 0.01% UBS AG Deposit Account APY Interest period Apr 7 - May 5 Opening UBS AG Deposit balance Apr 7 $0.00 Closing UBS AG Deposit balance May 5 $0.00 Number of days in interest period 29 Average daily balance $1,923,392.62 Interest earned $15.28 Annual percentage yield earned 0.01% Your investment objectives: You have identified the following investment objectives for this account. if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected 0.70008005580144 NP7000101995 00035 0516 030575004 Y123575550000000 Pep 4 of 8 EFTA00022410 Resource Management Account SUBS May 2016 Account name: Friendly account name- Account number: GHISLANE MAXWELL Your Financial Advisor. SCOTT STACKSAAFAYLE CASRla 212-821-70011880-308-3140 Your assets some prices, rowne and current values shown may be approomate. As a result, gains and losses may not be accurately reflected See Important jai:matron about yea statement at the end of this document for more information. Cash alternatives Money market funds Money market funds are neither insured nor guaranteed by the federal Deposit insurance Corporation or any other government agency. Although money market funds seek to preserve the value of your investment at SI DO per share, it is possible to lose money by irwesting n these funds. Tow reinvested n the total of all reinvested dividends It does not Indude any cash &olden& it is not a tax Unrealized (taidgain or loss is the difference between the current value and the cost bases and would lot for the purposes of determining holding pencils or cost basis The shares you receive each tale you generaby be your taxable gain or loss if the secuMy was sold on this date The unrealoed (tax) gain or loss may reinvest dividends become a separate tax lot. need to be adjusted fa return of capital payments et ceder to determine the realized gain or loss for tax Cost basis is the total purchase cost of the security. irxiuding reinvested dindends. The cost baps may repotting purposes need to be adlusted for return of capital payments in order to determre the adjusted cost basis for tax InveStment return s the current value minus the amount you imested It does not include shares that are not reporting purposes reflected on your statement. including shares that have been realized as either a gain a a loss it also does not include cash <indent that were not reenested Purchase pricer Number Average price Client Cost Price per share value on Holding of shares per share (S) Unreakzed Investment Holding investment basis If) on May 31 (SI May 31 (S) gain or loss (5) return (S) period UBS SELECT PRIME INSTITUTIONAL FUND 12,955415 310 1.000 12,955,415.31 12,955,415.31 1.000 12.955.415 31 EAL 550,526 Current yield: 0.39% Fixed income mutual funds Total reinvested is the total of a reinvested dividends. it does not include any cash dividends It 6 not a Unrealized(tar)gain or foss 6 the difference between the current value and the cost basis and would tax lot for the purposes of determining holding periods or cost basis The shares you receive each time you generally be your taxable gain or loss 4 the secunty was sold on this date. The unrealized (tax) gain or toss may reinvest dividends become a separate tax lot. need to be adjusted for return of capital payments in order to dente nne the realized gain or loss for tax Cost basis is the total purchase cost of the security, including reinvested drvelends The cost basis may reporting purposes. need to be adlusted for return of capital payments in order to determine the adjusted cost basis for tax insestrnent return is the current value minus the amount you eniested. It does not include shares that are not reporting purposes. reflected on your statement, including shares that have been realized as either a gain of a loss. It also does not include cash dividends that were not reinvested. Purchase price/ Weber Average price Client Cost Price per share Value on Holding of shares Unrealized (tax) Invesurent Herding per share 1) investment (S) bases IS) on May 311S) May 31 (S) gain or loss (5) return (S) period PUTNAM SHORT DURATION INCOME FUND se Continued next page CNP70008005580145 NP7000191995 00005 0516 030575004 Y1235755500000:0 Pap 5 of 8 EFTA00022411 UBS Resource Management Account May 2016 Account name: Friendly account na Account number: 7 GHISLAINE MAXWELL • IM:Ca Your Financial Advisor. SCOTT STACKMAWLYLE CASRIEL 212.821.7000/800.3083140 Your assets . Fixed income . Mutual funds (continued Purchase price Mater Average prke Chant Cost Pnce per share Value on UnreaMed (tax) Investrrent holding Holding of shares per share (S) imestrnent (S) bass (S) on May 31 (S) May 31 (S) gang bss (S) return (S) penal Symbol: PSDYX Trade date: Jul 20, 15 348,605.578 10.040 3,500,005.25 3,500005.25 10.040 3,500,000.00 -5.25 ST Total reinvested 1,950.873 10.029 19,567 23 10.040 19,586 76 19.53 EA!: $23,137 Current yield: 0.66% Security total 350,556.451 10.040 3500,005.25 3,519,572.48 3,519,586.76 14.28 19,581.51 Your total assets Percentage of Cost Estimated UnreaMed Value on May 31 (5) your account basis (S) annual income (S) gain or loss (S) Cash alternatives Money market funds 12,955,415.31 78.64% 12,95%41531 50,526.00 Fixed income Mutual funds 3,519,586.76 21.36% 3,519,572.48 23,137.00 14.28 Total $16,475,002.07 100.00% 516,474,987.79 973.663.00 $14.28 Account activity this month Date Activity Descnption Amount (5) Deposits and other funds credited May 2 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 83.75 May 2 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 1,305.76 May 12 Transfer JOURNAL FROM Y1 23574GFELAINE MAXWELL 62,592.79 Total deposits and other funds credited 563,983.30 Date Activity Descriptka Arroted (5) Dividend and interest income Taxable dividends May 2 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS Of 0429/16 2,75143 May 31 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 4,389.69 Total taxable dividends 97,142.12 Taxable interest May 6 Interest UBS AG EXPOSIT ACCOUNT AS OF 05/05/16 15.28 May 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 05/0526 0.28 Total taxable interest 915.56 Total dividend and interest income $7,157.68 Date Activity Description Amount (5) Bill payments May 3 Withdrawal ACH TO Scott Borgerson AT CITIZENS BANK, NA -2,500,00:100 Total bill payments -52.500,000.00 CNP7C006C055133146 NP7000191995 COCOS 0516 030575004 Y123575550000000 Page 6 of 8 EFTA00022412 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor. Friendly account name: Ind Cash/Savin SCOTT STACKMANA.YLE CASRIEL UBS May 2016 Account number: 212-821-7000/800-308-3140 Account activity this month (continued) Date Actmty Description Amount (Si Other funds debited May 6 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -5oscaoo BANK, NA May 26 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LIC -1,221.67 Total other funds debited -$51,221.67 Investment transactions For more rifcfmation about the pricehalue shown for restricted securities, see important info:matron about your statement at the end of this dockanent Proceeds from Funds investment vnthdravm for Accrued Date Activity Description Quantity Value IS) erne (SI transactions (E investments bought1E interest IS) May 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 274.146 -2,752.43 DIVIDEND REINVESTED AT 10.04 NAV ON 0429/16 AS OF 04129116 May 3 Sold UBS SELECT PRIME INSTITUTIONAL FUND -2,500,000.000 2,500,000.00 May 6 Sold UBS SELECT PRIME INSTITUTIONAL FUND -49,000.000 49,000.00 May 11 Bought UBS SELECT PRIME INSTITUTIONAL FUND 406 070 -406.07 May 12 Bought UBS SELECT PRIME INSTITUTIONAL FUND 62,592 790 -62,592.79 May 26 Sold UBS SELECT PRIME INSTITUTIONAL FUND -1,221.670 1,221.67 May 31 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 4,389 690 -4,389.69 DIVIDEND REINVESTED AT 1.00 NAV ON 05131/16 Total $2,550,221.67 -S70,140.98 Date Actrr4y Description Amount IS) Money balance activities API. 79 Balance forward SOSO May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,39051 May 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 05/05/16 0.28 May 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05/06/16 -984 72 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05/11/16 -406.07 May 31 Closing UBS Bank USA Deposit Account soso The u8S8ane USA Deposit Account. d your plenary sweep option CNP7C0080055130147 NP7000191935 00005 0516 030575004 YI23575550 000000 Page 7 of 8 EFTA00022413 4 UBS Your notes CNP70008005580148 NP70C0191995 00005 0516 030575O34 Y123575550 000000 Pag• 8 of 8 End of statement for account number VI 23575 55 EFTA00022414