EFTA00022415

UBS Financial Services Inc. UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 July 2016 CNP7005654271 0716 71 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLAINE MAXWELL Friendly account name: Ind:Cash/Saving Account number: Your Financial Advisor. SCOTT STACKMAN&YLE CASRIEL Phone 212-821.7000800.308.3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-14300, on June 30 (S) on July 29 (5) account 029023575. Your assets 16274,758.15 15,623,167.44 Milt our websitex Your liabilities 0.00 0.00 www.ubs.comdfinancialservices Value of your account S16,274,758.15 S15,623,167.44 Sources of your account growth Tracking the value of your account during 2016 Value of your account $ Millions at year end 2015 56,144,731.58 Net deposits and 163 withdrawals 59,438,892.48 156 Your investment return: Dividend and interest inane 532,525.64 6.1 4.2 Change in market value 57017.74 yak. of your account Dec 2014 Dec i015 Jun 2016 on Jul 29, 2016 516,623,167.44 Ju1 2016 Member SVC CNP70008005654271 NP7000195185 CCC05 0716 030575004 Y123575550 000000 Page 1 of 8 EFTA00022415 Account name: GHISIAINE MAXWELL Your Financial Advisor. Resource Management Account UBS July 201 6 Friendly account nam Account number: SCOTT STACKMANAYLE CASRIEL 212.821.7000/800.308-3140 Your account balance sheet Summary of your assets Value on Percentage of July 29 (S) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,095,232.89 77.42% C Equities 0.00 0.00% D Fixed income 3,527,934.55 22.58% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $15,623,167.44 100.00% Value of your account 515,623,167.44 Eye on the markets Percentage change Index July 2016 Year to date S&P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSCI - Europe, Australia & Far East 5.08% 0.83% Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98% Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% CNP7CO38005654272 W7000195185 00005 0716 030575004 Y123575550000000 Page 2 of 8 EFTA00022416 Account name: GHISLAINE MAXWELL Resource Management Account Your Financial Advisor. I UBS July 2016 Friendly account tam Account number: SCOTT STACKMANIYIE CASRIEL 212-821.7000/800.308-3140 Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam ad losses are not classified. July 2016 (s) Year to date (S) Realized gains and losses Unrealized Opening account value $16,274,758,15 $6,144,731.58 July 2016 (5) Year to date (S) gains and losses (S) Deposits, including investments transferred in 8,379.11 14,626,293.34 Short term 0.00 0.00 43.40 Withdrawals and fees, Long term 0.00 0.00 3,481.27 including investments transferred Total $0.00 $0.00 $3,524.67 out -669,939.99 -5,187,400.86 Dividend and interest income 6,459.79 32,525.64 Change in market value 3,510.38 7,017.74 Cash activity summary See Account activity this month for Betas. Balances n your Sweep Options are included in the opening and Closing account value $15,623,167.44 $15,623,167.44 dosing balances value. roc rtsurance apple only to deposits at MIS Bath USA, it s to deposits at UBS AG. Stamford Branch or bath deposits placed through the UBS Wernational Deposit Account program. SPC protection applies to none/ menet sweep fund holdings but not bath deposits. See/frown information about ytur statement on the lag two pages of this document for details. Dividend and interest income earned July 2016 (5) Year to date (5) For purposes of this statement, taxability of interest rd dwidend income has been determined from a US Opening balances $0.00 52,010,294.62 tax reporting perspective. Based wpm the residence of the acme* kidder, account twee/product type, some interest arxer dividend payments may not be subject to United States (US) ander Puerto Rico (PR) Additions income taxes. The client rnontNy statement is not intended to be used and cannot be retied upon fa tax purposes. Clients should refer to the applicable tax reporting forms they recent from UBS annually, such as Deposits and other funds credited 8,379.11 14,626,293.34 the firms 1099 and the Farris 480, for lax rePcnrig remligicer lt is the practice Of UM to file the appkable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in Dividend and interest income 6,459.79 32,525.64 such forms accurately classify dividends andki interest a tax exerryt or taxable income. Please consult your individual tax prepares. Proceeds from investment transactions 667,380.36 5,131,849.83 July 2016 (5) Year to date (6) Total additions $682,219.26 $19,790,668.81 Taxable dividends 6,459.79 30,315.12 Subtractions Taxable interest 0.00 36.79 Checks and bill payments -500,000.00 -3,000,000.00 Total current year $6,459.79 $30,351.91 Other funds debited -169,939.99 -2,187,400.86 Prior year adjustment 0.00 2,173.73 Funds withdrawn for investments bought -12,279.27 -16,613,562.57 Total dividend & interest $6,459.79 $32,525.64 Total subtractions -5682,219.26 -$21,800,963.43 Net cash flow $0.00 -52,010,294.62 Closing balances $0.00 $0.00 CNP70008005654273 NP7000195185 00005 0716 030575004 Y123575550 000000 Page 3 of 8 EFTA00022417 Account name: (HIM AINE MAXWELL Your Financial Advisor. *UBS Resource Management Account July 2016 Friendly account name: Ind ((nil/Saw) Account number: SCOTT STACKMANII.Ytf CASRIFI. 212.821.7000"800.308-3140 UBS Bank USA Deposit Account APY Interest period Jun 7 • Jul 7 Opening UBS Bank USA Deposit balance Jun 7 53,364.56 Closing UBS Bank USA Deposit balance Jul 7 55,819.48 Number of days in interest period 31 Average daily balance $1,374.58 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile Primary - Moderate Investment eligibility consideration - None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. CNP70008005654274 NP7000I95185 00035 0716 030575004 Y123575550003000 Page 4 of 8 EFTA00022418 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor *UBS July 2016 Friendly account name:Ind CaslYSaving Account number: SCOTT STACKMANAJLE CASRIEL 212.821-7000/800.308.3140 Your assets Some prices, income and current values shown may be approorrate As a result, gars and losses may rot be accurately reflected. See Important information about your vaternent at tlx end of this document for more information. Cash alternatives Money market funds Money market funds are neither inured nix guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although money market funds seek to preserve the value of your investment at Si 00 per share, it 6 possible to lase money by •costing in these funds Total reinveSted is the total of all reinvested dividends. It does not incIrde any cash drodcrds. It is not a tax unrealized (taxi gain or lots is the cif creme between the current value and the cost basis and would lot for the purposes of determining holding periods a cost tubs The shares you receive each tune you generally be your taxable gain or loss rf the security was sold on this date. The unrealized (tax) gan or loss may reinvest dividends become a separate tax lot. need to be adjusted for return of capital payments in order to determine the realized gan or loss for tax Cost basis is the total purchase cost of the security, including reinvested dividends. The cast basis may reporting purposes need to be adjusted for return of capital payments in order to determine the adjusted cost base for tax Investment return 6 the current value mind the amoult you invested it does not nclude shares that are not reporting purposes reflected on your statement. including shares that have been realized as &thereon, melon It also does not include cash dividends that were not rernested Purchase pricer Number Average price Client Cost Price per Share Value on Urrealized Investrrent Holding Wiring of shares per share (S) irnestmmt (S) basis (S) on Jul 29 ($) M 29(5) gain a loss (SI return IS) Period U8S SELECT PRIME INSTITUTIONAL FUND 12,095,232 890 1.000 12,045232.89 12,095,232.89 1.000 12,095,232.89 EAI: 547,171 Current yield: 0.39% Fixed income Mutual funds row reknested 6 the total of all reinvested dividends. It does not include any cash dividends. It is not a Unreaazed (tax) gains or loss is the difference between tee current value and the cost basis and would tax lot for the purposes of determinng holdng periods a cost basis The shares you receive each time you generally be your taxable gain a loss if the secunty was sold on this date. The unrealized (tax) gain a loss may reinvest dividends become a separate tax lot need to be adjusted for return of capital payments in order to detemtine the realized gan or loss for tax reporting purposes Cost basis is the total purchase cost of the security, including reinvested dividends. The cost bass may need to be adjusted for return of capital payments in order to determine the adjusted cost baps for tax Investment return is the current value minus the amount you invested. It does not include shares that are not reporting purposes. reflected on your statement, inch ding shares that have been realized as either a gain a a loss It also does not include cash dividends that were not reinvested Purchase pro./ Writer Average price Client Cost Price per share Value as Unrealized (tax) kwestrnent Ho'ding Holding of shares per share (5) investment (S) bases (S) on lul 29 (S) Sul 29(S) gan or loss IS) return :St peraDd PUTNAM SHORT DURATION INCOME FUND Y continued next page 0.70:0800565427S HP7000195I 85 06005 0716 030575004 Y123575550 mot= Page 5 of 8 EFTA00022419 Resource Management Account Account name: GHSLAINE MAXWELL Your Financial Advisor. UBS Jury 2016 Friendly account nama:Ind:CasFJSaving Account number: SCOTT STACKMANA.TLE CASRIEL 212-821-70001800-308-3140 Your assets . Fixed income . Mutual funds (continued) Purchase Price/ Number Average price Cient Cost Price per share Value on Unrealized (taa) investment Bolting Holding of shares per share (S) imestment (S) basis IS) on rui 29 IS) MI29 (1) gain or tas (S) retum(S) period Symbol: PSDYX Trade date: Jul 20, 15 348,605.578 10.040 3,500,005.25 3,500,005.25 10.050 3,503,486.06 3,480.81 LT Total reinvested 2,432.686 10.031 24,404.63 10.050 24,448.49 43.86 [Al: 524,924 Current yield: 0.71% Security total 351,038.264 10.040 3,500,005.25 3,524,409.88 3,527,934.55 3,524.67 27,929.30 Your total assets Percentage of Cost Estimated unrealized value on Jul 29 (5) your account hash (5) annual income (S) gain or loss (S) Cash alternatives Money market funds 12,095,232.89 77.42% 12,095,232.89 47,171.00 Fixed Income Mutual funds 3,527,934.55 22.58% 3,524,409.88 24921.00 3.521.67 Total 515,623,167.44 100.00% 515,619,642.77 572,095.00 53,524.67 Account activity this month Date Activity Description Amount (1) Deposits and other funds credited Jul 1 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 2,133.03 Jul 1 Transfer JOURNAL FROM Y123572 GHISLAINE MAXWELL 5,810.08 Jul 1 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 436.00 Total deposits and other funds credited 18.379.11 Date Activity Description Amaral (S) Dividend and interest income Taxable dividends Jul 1 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 06/30/16 2,324.17 Jul 29 Dividend UBS SELECT PRIME INSTFRIFIONAL FUND 4,135.62 Total taxable dividends 56,459.79 Total dividend and interest income 56,459.79 Date Acu,:y ",:vso.ptoon Amount IS) Bill payments Jul 27 Withdrawal ACH TO Tidewood I.LC AT CITIZENS BANK, NA -500,030.00 Total bill payments -$500,000.00 Date Acted,/ Descriptim Amon CS) Other funds debited Jul 5 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -76.60 continuednext page CW700013005654276 W7000195185 00005 0716 03057600a v123675550000000 Page 6 of 8 EFTA00022420 Resource Management Account Account name: GHISIAINE MAXWELL Your Financial Advisor. UBS July 2016 Friendly account na Account number: • SCOTT STACKMANAYLE CASRIEL 212-821-7000/800-308-3140 Account activity this month (continued) Date Activity Description Amount IS; Other funds debited (continued) Jul 7 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -2A83.03 Ai 15 Transfer TO Y1 23568 7100 -1,600.00 Jul 15 Transfer TO VI 23574 1100 -2,200.00 Jul 18 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -80.36 Jul 20 Transfer JOURNAL TO V123692 116 EAST 65TH STREET LLC -3,500.00 Jul 27 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -160.000.00 BANK, NA Total other funds debited -3169,939.99 Investment transactions Foe more infarnaton about the price/value shown for resucted SeCurlieS. see Important information about your statement at the end of this document Proceeds from funds investment withdrawn for Accrued Date Activity Descnption Quantity Value (S) Price transactions IS) investments bought (SI entereft (5) Jul 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND V 231.491 -2,324. 17 DIVIDEND REINVESTED AT 10.04 NAV ON 06/30/16 AS OF 06/30/16 Jul 14 Bought UBS SELECT PRIME INSTITUTIONAL FUND 5,819 480 -5.819.48 Jul 15 Sold UBS SELECT PRIME INSTITUTIONAL FUND -3,800.000 3,80000 Jul 18 Sold UBS SELECT PRIME INSTITUTIONAL FUND -80.360 80.36 Jul 20 Sold UBS SELECT PRIME INSTITUTIONAL FUND -3,500.000 3,50000 Jul 27 Sold UBS SELECT PRIME INSTITUTIONAL FUND -500.000.000 500000.00 Jul 27 Sold UBS SELECT PRIME INSTITUTIONAL FUND -160.000.000 160,000.00 Jul 29 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 4,135.620 -4,135.62 DIVIDEND REINVESTED AT 1.00 NAV ON 0729/16 Total 3667,3110.36 412.279.27 Date Actively Description Amount (S) Money balance activities Jun 30 Balance forward $0.00 Jul 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,379.11 Jul 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/05/16 -76.60 Jul 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07/16 -2,483.03 continued next page CW70008005654277 NOP:0019518S C0005 0716 030575004 Y123S7SSSO 000000 Page 7 of 8 EFTA00022421 Resource Management Account Account name: GNISLAINE MAXWELL Your Financial Advisor. UBS July 2016 Friendly account nit Account number: • SCOTT STACKMANA.YLE CASRIEL 212-821.700O/800.308.3140 Account activity this month (continued) Date Minify Description Amount (SI Money balance activities (continued) Jul 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/14/16 -5,819.48 Jul 29 Closing UBS Bank USA Deposit Account SOHO The UBS Bank USA Deposit Account is your primary sweep option. CNP70008005654278 NP7000195185 00035 0716 030575004 Y123575550 0=00 Page 8 of 8 End of statement for account number YI 23575 55 EFTA00022422