EFTA00022423

085 Financial Services Inc. Private Wealth Management UBS 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account November 2016 ChR7026535553 1116 X135 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLAINE MAXWELL Friendly account name: Ind:Cash/Saving Account number Your Financial Advisor: SCOTT STACKMAIWLYLE CASRIEL Phone: 212.821.7000/800-308-3140 Questions about your statement? Call your financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on October 31 (5) on November 30 (V account 029023575. Your assets 15,699,173.12 1,468,134.79 Visit our vnbsite: Your liabilities 0.00 0.00 www.ubscom/financialservices Value of your account 515,699,173.12 $1,468,134.79 Sauna of your account growth Tracking the value of your account Wiring 2016 Value of your account Motions at year end 2015 16,144,731.58 Net deposits and 15.7 withdrawals .54,744,108.00 Your investment return: Dividend and 6.1 interest income f60,493.47 4.2 Change in 1.5 market value $7,017.74 Value of your account Dec 12014 Ow 2015 0c12016 on Nov 30, 2016 $1,468,134.79 Nov2016 Member SIPC CNP7C008005535553 67000185219 00005 1116 030575004 Y123575550 101010 Page 1 of 8 EFTA00022423 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: *UBS November 2016 Friendly account na Account number: g SCOTT STACKNIAWLYLE CASWEL 2124321-7000/800-308-3140 Your account balance sheet Summary of your assets Value on Percentage of November 30(S) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 1,468,134.79 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S1A68,134.79 100.00% Value of your account $1,468,134.79 Eye on the markets Percentage dunge index November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSCI - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% C NP70006005535554 NP7000185219 00005 1116 030575004 Y123575550101010 Page 2 of 8 EFTA00022424 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS November 2016 Friendly account nom intCashrSavinci Account number: SCOTT STACKMAN&YLE CASRIEt. 212-821-7000(800-308-3140 Change in the value of your account Cash activity summary November 2016 (5) Year to date (S) See Account activity Oa month for details. Balances in your Sweep Options are included in the OfeninP and dosing balances value. FDIC insurance apples may to deposits at uBS Bar* USA. not to deposits at UBS AG, Opening account value $15,699,173.12 $6,144,731.58 Stanford Branch or bar* deposit placed through the UBS International DepOS4 Account program. SIPC protection applies to money market sweep fund holdings but not bat deposits. SeeInvariant info:mantel Deposits, including investments about sour statement on the last two pages of this document for details transferred in 11,570.91 14,847,792.86 November 2016 (5) Year to date (V Withdrawals and fees, Opening balances 50.00 $2,010,294.62 including investments transferred out -14,250,000.00 -19,591,900.86 Additions Dividend and interest income Deposits and other funds credited 11,570.91 14,847,792.86 7,390.76 60,493.47 Change in market value Dividend and interest income 7,390.76 60,493.47 0.00 7,017.74 Closing account value Proceeds from investment transactions 10,711,496.79 28,050,955.06 $1,468,134.79 $1,468,134.79 Total additions $10,730,458.46 $42,959,241.39 Dividend and interest income earned Subtractions Checks and bill payments 0.00 -3,000,000.00 For purposes of this statarnent taxatelity of interest and dividend income ha been determined from a US tax reporting perspective. Based upcn the residence of the account holder, axount type. or product type, Other funds debited -10,711,496.79 -13,053,397.65 some interest andlor dividend payment may not be siMect to United States (US) ardfor Puerto Rico (PR) income Mel the (bent monthly statement is not attended to be used and carrot be relied upon for tax Funds withdrawn for investments Purposes Clients should refer to the appkabk tax reporting forms they receive from UBS amualy, such as bought -18,961.67 -28,916,138.36 the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the amicable tax reportag kerns with the US Internal Revenue Service and PR Treasury Department. and in Total subtractions such farm accurately classify drndends andbr interest as tax exempt or taxable income. Please consult your -$10,730,458.46 -$44,969,536.01 individual tax preparet Net cash flow $0.00 -$2,010,294.62 November 2016 (S) Year to date (S) Closing balances $0.00 $0.00 Taxable dividends 7389.93 58,282.12 Taxable interest 0.83 37.62 Total current year $7,390.76 $58,319.74 Prior year adjustment 0.00 2,173.73 Total dividend & interest $7,390.76 $60,493.47 04P70C0800553S5S5 NP7000185219 00005 1116 030515004 Y123575550 101010 Page 3 of 8 EFTA00022425 L UBS Resource Management Account November 2016 Account name: Friendly account nor Account number: GHISUONE MAXWELL • Intl c anon Your Financial Advisor. SCOTT STACKMAN&YLE CASRIEL 212-821-7000/800-308-3140 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $0.00 Closing UBS Bank USA Deposit balance Nov 6 10.00 Number of days in interest period 31 Average daily balance $47,834.05 Interest earned $0.83 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration • None selected Your account instructions • Your account cost bash default closing method is FIFO, First In, first Out. CNP70008006636556 NV7000185219 00006 1116 030575004 Y123575550101010 Page • of 8 EFTA00022426 Resource Management Account Account name: GNISLAINE MAXWELL Your Financial Advisor. *UBS November 2016 Friendly account narne:Ind:Cash/Savi Account number SCOTT STACKMANA.NIE CASFUEL 212.821-7000/800.308.3140 Your assets Sane paces. income and patent vaues shorn may be approximate As a result. pans and losses may not be accurately reflected lee important information about acts statement at the end of this document for mare informaton Cash alternatives money market funds Mont market funds are neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency Institutional prune and institutional municipal finds must float their net asset values (NAV) per share to the nearest 1/100th of a cent (e g., Si COCO) Garemment and retail money market finds will ciontrtue to transact at a stable SI 00 net asset value. Although money market funds seek to present the vale of your investment at 00 per share, it is posse* to lose money by attesting n these funds. Total reinvested is the total of all reinvested dmdends It does not include any cash drriderds. It ts not a tax linearized (taid gain or loss is the difference between the current vat-mend the cost basis and would lot for the purposes of determining Yoking penods or cost basis The shares you receive each tine you genera, X your taxable gain or loss if the security was sold on the date The unrealized (tax) gun a loss may rertvest dividends become a separate tax lot. need to be adjusted for return of capital payments in order to deteonne the realized gain or loss for tax Cost basis is the total purchase cost of the securty, including reinvested dividends. The cost basis may reporting purposes. need to be adjusted for return of captal payments in ceder to deterrexpne the adjusted cost basis for tax Investment return is the anent value minus the amount you invested. It does not include shares that are not reporting purposes reflected on your statement. including shares that have been realized as either a gain a a loss It also does not include cash *Mends that were not reinvested Purchase price/ Number Average price Caere Cost Pnce per share 143kluNg Value on Unrealized rwestment ridding of shares per share (S) investment (5) bass (S) at Nov 30 (S) Nov 30 (5) gain or loss (S) return (S) Pend UOS PRIME RESERVES FUND 1,468,134.790 ---This information was unavailable--- 1.0000 1,468,134 79 EAI: 57,327 Current yield: 0.50% Your total assets Percentage of Cost EStimeted Unreakzed Vabe on Nov 30 IS) your xCOunt basis ;S) annual intone (5) gain or loss (S) Cash rdoemathres • Money market funds 1,468,134.79 100.00% 7,327.00 Total $1,468,134.79 100.00% $7,327.00 • Missing cost basis information Account activity this month Date Actmty Description Amount DI Deposits and other funds credited Nov 1 Transfer JOURNAL FROM Y1 23572GHISLAJNE MAXWELL 83.29 Nov 1 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 806.52 continued next page C*70008005535557 NP7000185219 00005 1116 030575004 Y123575550101010 Page S of 8 EFTA00022427 Resource Management Account *UBS November 2016 Account name: Friendly account na Account number: GHISLAJNE MAXWELL :Ind Ca Your Financial Advisor: SCOTT STACKMANAYLE CASRIEL 212-821-7000/800.308-3140 Account activity this month (continued) Date Activity Descnotion Amount (S) Deposits and other funds credited (continued) Nov 1 Transfer JOURNAL FROM Y1 23574GHISIAINE MAXWELL 10,680.70 Nov 9 Transfer JOURNAL FROM Y I 23679 POT & KETTLE, LLC 0.05 Nov9 Transfer JOURNAL FROM 'I123692116 EAST 65TH STREET LLC 0.35 Total deposits and other funds credited $11,570.91 Date Activity Desappon Arro.nt IS) Dividend and interest income Taxable dividends Nov 1 Dividend PUTNAM SHORT DURATION INCOME FUND VAS OF 1(01/16 2,463.57 Nov 30 Dividend UBS PRIME RESERVES FUND 4,926 36 Total taxable dividends $7,389.93 Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.83 Total taxable Interest $0.83 Total dividend and interest Income $7,390.76 Date Actre,ty Descrpten Amount (S) Other funds debited Nov 21 Withdrawal FEDERAL FUNDS TO Haddon. Morgan and Foreman, AT WELLS FARGO -50,000.00 BANK, NA Nov 28 Transfer TO VI 36512 2100 -10,661,496.79 Total other funds debited 410,711A96.79 Investment transactions For more information about the price/value shown for restncted secunties, see Important rnformanon about your statement at the end of this document Proceeds from Funds Date Activity Descnptoon investment wrthdrawn for Accrued Quantity Val -e(51 Price (V uansactons IS1 investments bought (S) intent (S) Nov 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 245.131 DIVIDEND REINVESTED AT 10.05 NAV ON -2,463.57 10/31/16 ASOF 10/31/16 Nova Bought UBS PRIME RESERVES FUND 0.510 Nov 3 Bought 085 PRIME RESERVES FUND 11.570 000 -11570.51 Nov9 Bought UBS PRIME RESERVES FUND 0.830 Nov9 Bought 085 PRIME RESERVES FUND -0.83 Nov 10 Bought U8S PRIME RESERVES FUND 0.400 Nov 10 Bought UBS PRIME RESERVES FUND -0.40 continued next page CNP7C008005535558 NP7000185219 00005 1116 030575004 Y123575550101010 Page 6 of 8 EFTA00022428 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor UBS November 2016 Friendly account name:Ind CasNSaving Account number: SCOTT STACKMAWLYLE CASRIEL 212-821.7000/800.308-3140 Account activity this month (continued) Invatment transactions (continued) Proceeds fram hinds Date Activity Description investment withdrawn foe Accrued Quantity Value (S) Price ft unsaCtions (S) iwestrnents bougM Merest ft Nov 21 Sold UBS PRIME RESERVES FUND •50000.000 50,000.00 Nov 28 Sold LIDS PRIME RESERVES FUND -0.790 Nov 28 Sold UBS PRIME RESERVES FUND -10,661A96000 10,661,496/9 Nov 29 Transfer PUTNAM SHORT DURATION INCOME FUND Y TO -352,089.872.3,538,503.21 Y1 36512 2100 Nov 30 Reinvestment UBS PRIME RESERVES FUND DNIDEND 0.360 REINVESTED AT 1.00 NAV ON 11/30/16 -0.36 Nov 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 4,926.000 REINVESTED AT 1.00 NAV ON 11/30/16 -4,926.00 Total 510711,496.79 418.961.67 Securities transferred out -$3.530503.21 Date Activity DesCriptco Amount Money balance activities Oct 31 Balance forward $0.00 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 11570.51 Nov 4 Withdrawal LIDS BANK USA DEPOSIT ACCOUNT AS OF 11/03/16 -11,570.51 Nov 30 Closing UBS Bank USA Deposit Account SOHO The MS Bart USA Deposit Account is your primary sweep option. 0.70008COSS35559 NP70001852190000S 1116030575004 Y123575550101010 Page 7 of 8 EFTA00022429 *UBS Your notes 04170008005535560NP7000185219 00005 1116 030575004 Y i23575550 101010 Page 8 of 8 End of statement for account number 1(1 23575 S5 EFTA00022430