*UBS
UBS Financial Semites tic
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 February 2014
Your Ilnandd Advisor:
SCOTT STACKMANLYLE CASFSEL
Phone Account name. ELLMAX, LLC
Friendly account name: ELLMAX LLC
Questions about your statement?
Call your Financial Advisor or the Account number:
Resourcetine at 800-762-1C00.
account
Ifisltour websIto:
www.ubs.comffinancialservices
Your investment objectives:
You have identified the following Value of your account Your account instructions
• Your account is currently coded for
investment objectives for this account If on January 31 (3) on February 28 (3) margin.
you have questions about these • Your account cost basis default closing
objectives. disagree with them, or weh to Your assets 0.00 87,974.09 method is FIFO, first n, first Out.
change them, please contact your
YOur liabilities 0.00 0.00
Fiiancial Advisor or Branch Manager. You
can find a full description of the Value of your account $0.00 $87,974.09
alternative investment objectives in
Important information about your
statement at the end of this document
Your return objective:
Current income & capital appreciation Change in the value of your account
Your risk profile: February 2014 (5) Year to date (3/
Primary - Moderate
investment eligibility COnS:derabon - None Opening account value $0.00 $0.00
selected Deposits, including investments
transferred in 87,974 09 87,974 09
Closing account value $87,974.09 $87,974.09
SDNY GM 00025638
Member SIPC Page 11 of I4
CONFIDENTIAL EFTA_00136258
EFTA01277491
SUBS Business Services Account
February 2014
Account name:
Friendly account name:
Account number:
Your II asocial Advisor.
SCOTT STACK MANLYLE CASFUEL
Cash activity summary
See Account activity Om month tot cleta Is Balances in your %tete Options are Inductedm the opening and
closing balances vel ue. FDIC insurance archtS only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stanford &arch of bank deposits placed t hrougb the UBS Intemationd Depos4 Account pro7arn. SIPC
protection *plies to money market sweep fund headings but rot bank deposit. Seeimportant inbanation
about your statement on the last two pages of this document for
February 2014 a) year to date (S)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credited 87,974.09 87,974.09
Total additions $87,974.09 $87,974.09
Net cash flow $87,974.09 $87,974.09
Closing balances $87,974.09 $87,974.09
ccm_000Steg 12 of 14
CONFIDENTIAL EF1'A_00136259
EFTA01277492
Business Services Account Account name: EWVIAX, LLC Your Finandal Advisor:
*UBS February :0 . •a
Friendly account name: EI1MAX U.0
Account number.
SCOTT STACK MANLYL€ CASRIEL
Your assets
SOne prK es, income and current ea ueS ShOnn may be Epp,Oen*. AS a IFS W. Oaf and IOSSeS May rOl
be accurately reflected See important %Oa/mason about your statement a the end of ties dn.-neat for
more Intoimalon
Cash
Cash and money balances
Cash and money balances may include availaNecash berate's, OBS Bank USA deposit account balances,
U85 AG Statiord Branch deposit account balances and money market mutual fund sweep balances.
U8S Bank USA deposit &count balances are insured by the FDC vet tin applicable limits, but are not
pointed by SIPC. MS AG Stanford Branch deposit account banes ate not insured by FDIC end are not
protected by SIPC. Money rredeet sweep balances are protected by SIC but are not insured by the FDIC.
See the Important information about your statement at the endof thh doctrrent for death about those
balances.
0renng balance Closing balance Price per share Average DSO/meInterest Dori n
eiddng on Feb I (1.) on Feb 28 (S) on Feb 28(1) rate period period cep intent CS)
UM SANK USA BUS ACCT 0.00 87,974.09 250,000.00
Your total assets
Percentage of Cost Estimated UnrelAZed
*Mut on Feb 28(S) your account baus (I) annual interne (SI gain or loss (S)
Cash Cash and money balances 87,974.09 100.00% 87.974.09
Total $87,974.09 100.00% 587,974.09
Account activity this month
For more Information about the pike/value shown for resukted securities. see Important information about
your statement at the end of this dot u-nent
YOU( Quantity/ Cash Cash and
Date Actiuty Cescriphon evens. cede Face 'due MadValue (S) amount PO money balance (S)
len 31 Cash and money balance $0.00
Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY ELLMAX AT CHASUS33 87,974.09 87,974.09
Feb 28 Closing cash and money balance 987.974.09
SDNY GM 00025640
Page 13 of Id
CONFIDENTIAL EFTA_00136260
EFTA01277493
Account name: ELLMA., , LLC
*UBS Business Services Account
February 2014
Friendly account name:ELLMAX LLC
Account number:
Your IIsandal Advisor:
SCOTT STACK MAMLYLE CASRIEL
Account activity this month continued
Ode Activity Description Mount (S)
Money balance activities Jan 31 Balance forward $0.00
Feb 28 Deposit UBS BANK USA BUSINESS ACCOUNT 87,974.09
Feb 28 Closing UBS Bank USA Business Account 887,974.09
The UBS Baal USA susiness Account is your pnmary sweep option.
com_0002yise 14 of 14
End of statement for account number
CONFIDENTIAL EFTA_00136261
EFTA01277494
Important information about your statement
LEIS Financial Services ix. (the F im or UBS biaxial sent you the fin stamen on which the error or The Finn, together with certain aftEwes, ha also mount held, you choose one of the foliating
Strows), is a merrter of all principal mosey, caring* problem appeared. purchased agplarental protection. The mairrun encrust objecliew
and colons exchages. 1.85 Fe-ercial Selects and U3S - Prowleyors name ad accost nutter 0 any) amount payable to al eligible dart, coRectent imam • Ender Cementbxeme. imbue its seekng the
Bank USA we rdrect sutedares of LES AG and — Desabe the ono or he transfer you ant trthre this protection is S500 million as of December 10, 2013. generation of income ant.
affiliates of LES Swisities UC. lhe Fen's fhare' about and 'raise as <kat aye cm why mu • Acerb* °oraleprociaaeb Immune* seeking
statement is available upon mgr. The FITTYS **GSM believe t is an error a why youneed more kloXot to the pokyconditions ard lineation, cash X growth of prncpal rather than the peroration of
offices ae a: ricrmation the firm is further protected kr gotette million n the more.
— Proud. the &ear anion d to suspected mot aggregate for all you accounts held n a articular • Produce Combinatbn of arcane and Capital
LBS Finenciol Sermon It capacity. A fSI copy of tie poky waxing is mail** Ahem:lawn Wesements seeking both the generation
1200 Harbor Boulevard The Fin or Cad Issuer wris I-instigate yew complaint upon mutt of name and 'worth of prixtal.
Weelutieen, t0 07066 and will correct any error promote/.
We SIPC protection and the supplemenUI protection Overall Sc profdes
Ibis nutmeat represents the any officiel record of yea Please mate all chats payable to the Fern or tie both do not apply to.
LBS Fe-uncial Steve., account. Other moods, matt financial institution ideated on to kir of to ▪ Ceruin faural Asses controlled by (and incLided • Comma*, Seeks to mantain MIX per Pal with
official the dournents, containing conflicted date should low Sc and volatility to the awn theral, rod
etakiment had:art° repute accost fen accounts your account value) but hell away from US$Fine-col that meals the accost does not generate significant
rot be relied LE:allow belnie there is an error cr may be subject to mailenme fees chages for late Services (e.g.. certain(* cash al UBS Bat (ri cadre at
omission, please report it irrmedately n *riling to the income or returns end may rot keep pace wit
parent for wadies purchases and charges la unpaid L65 AG StanIcrd branch (1) insurance war. inflation.
Bench Manager of the office sentig pow account. amounts in cashmoues. Accounts that ate transferred including variable enmities, and (M) shares of *Mal
to other imitations may be subject to a transfer fro. finds where such therm are registered diectly n tlw • Moderate: vearrg to accept came risk to principal and
Aercugh al figures shown We Wended to be accurate. name of the account holder on the books ad muds tolerate some votary to seek hirer returns.
statement data shout' not be used to ta. purposes Rely UBS Sweep Options of the applied* issuer a trader agent); • Aggress*: Wiling to accept high Ink to 'royal aid
Met on wa--end tax lams, 6.e.. Form 108 Stak UBS offers options for sonepng cash bine; balances high Wahl* to seek high returns over time.
10425, etc.)whinprepwrgyour tax return. The Fim to bat deposits at UBS Bat USA end LBS AG Stamford • Cahn termer* contracts or Westment Mee*
required by low to won to tie IRS all taxabk di-widen*, brach Etenk Sweep Pregame), mormy nwkwe intuit (eg., limited partneshix and photo placements) the Statement Imuseholdne
report** rantwobk *ands and tplIbli nierest fads (Morey Fu-dc) and theInternationalDeposit are rot registered trder tie Securities Act of 1503; We may consoldaw al related account statements with
eared on acuities held in you accent, me proceeds Accost BOAdor customers with a International ad the same Miress n the sink envegx. Accounts may
an sale transactors, ad cost base on cenain covered Resource kimagemern Accowit. Through tie Bank be related Ice this purpose beaux-they haw owners
*wain. Sweep Pregame, cash balances re swept to UISEttris • Commodities contacts (e.g, reign excha-ge and who also maintain grit mom relationships wit other
USA up to an estabrehed knit ad then to LBS AG *cocoa metal ocntradg ecludig futures contacts dents at the sane address. This practice known as
Communications with the Firm Stanford Brandt or a Money Fund. Deposits at UBS • householing • II you prefer to receive rdiedual
. Please re-confirm arty oral corm-xi-water* in *wig rd tormodite- ever contracts. statements mated in separate enact:foes — you may
Bak USA are FDIC nswed in accorda-ce with FDIC
to further protect your oyes. includrig your rite oaks. For nacre Mammon please veil wwwidicgcm. the 51K protects:nand to supplemental protection do dwInt householding by carp your Frani.' Advisor.
order the Scans.Mesta( Promotion Act (SSA) Deposes at UBS AG StanfordBurch ad tun of not apply to these assets then if they otherwise appear
Money Funds an rot nested by the FCC. on you. slaeornet. Ow SEC ptotedion and the Friendly mar name
• If thefinance' nstitution on the top leit of Ire front IIMPlwriental protection do not protect mart changes the Frendt mart name reflects alormation that you
of this statement is noLES Finaxel Sakes, LEIS Througn the OA, anilible torah balances are swept to in the maket vale of your investments (whether a s emend on the Firs onlne whites webate, R is a
Prenoal Services carries your account as cleamg depose accounts at UBS AG New Yak Branch and CBS result of market movement, iSSunr balsruptcy Cr customizable *nicIturne - char by you to assist you
tether by at argerrant web the Muted intikutal AG Cayman Bunch Thew deposits are not rowed by crewed with yott recordkeepig. It has m legal effect on your
We Wormed you of his relationship when you the FDK. Balance, Feld at to LEIS AG Cara" Braxh account. YOJ can Merge yos hiendt account names,
opened this accosts. h this case, your Ws and are tempounly exposed to the sovereign Sc of the More information is awed* rpm reopen You may through Online Services or by contacte-gmurFaancial
soothes heated x LBS Rnancial Senecaand rot Caren blends, and tee is no gamete Cr other obtan mae irmaion abaft SEC, noldng the 51K Adesor.
to imoctscng broker, ad you nut make a retool obligalon of UBS AG to repay the biarces while on the Brochure, by contacting SIPC a 202-371-8300 or by
of try ester or *Tuition to both firms. UBSC wmat Bradt. books. %erg the SIPC website ar YAMADA*, ACCOMt overview
• vate of moraccounbrpothroki Net of assets rd
A N accant statements shall be deemed complete ad Deposts a LES Bale LEA and eachUPS AG Bench are Dividend Re:we/rent Program (DPP) •AAWCs.
accurate if not objected ton vete* within 60 days. not protected by SIPC. Money Fund three ate protected The prCe reflected is an awcage price. You m:cibtan Assets hulas salable cash balances, vats for
by SIPC. See -tom Frontal Swats Adam Protection' the actual price km you- Financial Advnor. 0y Wok restricted study lea 1, and Global tine Deposits,
• Please diect customer complaints a tilJitS to tie bobw tire, are purchased under DRIP; partial shires wil be unsalted marks to make, and caftan assets not held
Fivn's C lent Relations Dna-WM a 201,352,1699 sod ad IM cash w8 be, &posted in your account. The by the Firn. Does rot include unpriced StOlinti assets
atoll-free a 800-3569103, 8:CO A.M. to 6:CO P.M. Upon you rtg.est, balances n tie Bent Sweep 6viderd renvesvnent price applied by to issuer may al the end of the prior and anent statement periods, or
ET Monday through Frklap a in mire to LBS Programer OA may be withdrawn and shares of a • from the market pia at which &partial shares privase iwestnuns, invested stock options axe
Financial Services Ix., Clime Relations Depalment, Monty Fund my be liquidated, end the proceeds m sold enicoable stock options
P.O. Box 766 Union City, NJ 07087. returned so you or mur contain account • Eialitibes Include, debit *,laces, °Saadi* rrorgn
Cadebelieu loans. credit lie, dun account balances.
• Incase of (*men or Oasttrn about an electronic Fuller information about available sweep options, Crit whole units may be herein yin account. Myouae • Cash/money Winces. Total of unimested evadable
hrds transit( EFT), bi puymm or UBS Visedebit noising arrest merest rate, and yet*, a soak k at entitled to a palel unit as annuli of a dviderd Parlent cash balances. plus UBS Bak LISA deposit lUrces, UBS
card Vanuctiorts, call 62-1000, or mite to UBS www‘los comrsseepyielt from your Financial Miser or otherwise, the Finn veil either sell parhal one at AG Starraord Punch depose balances and money market
Frenoal Semen he., MOO Haber Blvd, 6th floor. or by calling 806702.1000 rivulet peke a accept an amount darned by a mutat fund sweep Saxes, at the obey of he
Weehavieen W 07086. Min RIANBSA Sermos regitered clewing agency, and credit you accost. nmemert period. Noncommocky kee credit balances in
UM Financial Services account protection your accost ire rot segregated from other balances
Cal a write as soon as mu cart it you tile you The Fin dame-recite SeafteS investor Protection Investreent objectives end tie Few may use any of these funds in the ordinary
statement or receipt is mom or d you need more Corporation (SIPC), *nkh promote securities account, of the rinurnert dames rd risk profile we speak to course of *barons. these funds are payabk Loon
informal abos a turn* on the statement or its members up to 1500,0:0 (Wear; 5280,000 for each account and may vary between Please Seise the your darned. This total is included in tie anent period
rquoit. The FM or Card hater as WPIcebld must dams kr cash) The SRC asset protection knit copy to rem promptly in ringof any signikant change in yow close* value.
her from you no later than 50 days after to Fim all accounts tat you hold n a pat:late wady. Maxie skumn or 'waren objectives. ken each
SDNY_GM_00025642
CONFIDENTIAL EFTA_00136262
EFTA01277495
Important information about your statement (coninued)
U ndies; idomeation you would antsy rake in the market Prices see - •Palm cm to date may meta returnof — h arkle on to crimson;received n conneecn
For detafed information an the Fanis ending practices oblate(' from swims third party sources 'Midi we aortal. income Cr both wth Me sale or distribikon o1 a-ruey contracts
and docestres, ale to your Client Relalarship Delve to be reliable, but we do not grantee their — 'Crignal see • represents the initial offerer; and an rwestrnent twat units to our <lents, we
Ageement or Arson Agreement aid the General accuracy. price per unit and may not reflect your cots basis area our affiliate receive retina sharng
Terms and Conditions UBS Statement of Credit Prides — We goner 'teethe closing priceOen avarkbb or corrponsatim tram many of the insurance
available in Agreement andOixfoorres at the mean of to bid and ask prices faked • Restricted amities Restreed warn s generally companies underwriting the amity contracts,
muLdaracatarsaggainoss. Parities and <plea ix only bd prices la OTC are rot currently enable kir publk sale. UBSFiromoul *Bates of to aurance ommanes or sponsors of
seomties. Mvices toes de market price of the unrestricted stock heat imesvnent hats we ambit
Vow auela - Less actiwg traded securities may be priced using a d the same issuer as an mputed value for de - as Adigea also receive trading cancan:kris and
Your earament itemizes securities end other mete held valuation model or to moo recent price we restricted stock for purposes of this et'torrent on. To other camerae:onfrom missal fads and
lathe account at the end of the statement period. You ablated and may not reflect an acosul market price the indent hatred:tined 'enmities are 'robe la sae, (nuance companies whose prodes we attribute.
may ark fordeivey of ftey paid setrOies at ant time. a eat* the elm ratted may be Minantralg less than the - Weimere an anal fee from UBS Bak USA and
You may receive securities used as loan collateral after - Certain positions may appear withan a price and impieed value Sneak_ UTS AG Stanford Blanch of up to szs per accost
paying any balrrce due on tem. k -y securities will chew at 'price was rot available if we re sweeping to the barks under the UBS Bs* Sweep
Iranslenad to he Fin, date the statanent ponod are undole to obtain a once for a nerdy • W. Botirnated) Manx current yields and rata. Frogrann.
listed al market value as of the end of the ream ma - Deposits or semen deraninated 6 currencies An edinate of a-rual income is bawd an current
resod. ocher than U.S. dollars are reflected at the en:hinge dniderd ad interest rates, attuning tie securities will Activity
• Can basis. In determning the cost basis of the rate as of the statement date. be held for one year from statement date or until hbiznatim regudng cams:seats and other charge
semitin included in this statement, Mere indicated - fur cerian minims tadng in non.conformng ffulisity. This minas is OM again& accuracy nandn connedon with he oecutcrt of wades,
web the rumba UBS FiarcW Services la relied ckrominacris. mice and qua-oity (face val.o) may rd continued income are not guaranteed indudng option transactions ha been induced on
oninformation obtained from sources other tan tiFf5 have been Masted to facilitateproper vauakei - Estimated anal income at curers yield fo- ccoUrrnalons I:mimosa, turreted so you. and will be
Financial Semces, including Hormaion Iran another To obtain current quotations, when asailible, contact certain types of securities could include a retun of pronded to you pecmptly ailrowed.
am a that sumy haw provided to yea Fin:weal we Financial Addict prncpalor camel gees in Mich case the est
Athisor. The Finn does not indeperdently verify a income Card current wadi would be overstated. Short nollite
gmantee the acaracy or surclity day irforrmtion • Prints frevestmanta and idniclawed prodwa. - Estimated anal icane and current yield and the f youare engaged in she selling a security, you may
provided by saxes other than UESFiencial Services. hinte matment securities (hcbd6g drect actual Voune ad yield might be kwer a higher hair a charge the to certainParaiba costs for that
participation acqam and real estate investment trust than the alienated amounts. particular security.
h edition although LIDS Financial Services generally searites) and struceed prates ale generally highly - An egMate ol a-ruat ad income (divdend ands
waken ins ?demotion at Agree:ism', the firm Lard. Conan shared proixts how not been interest) dryad by the current market Open anion
does not provide any saarances tat the information registered wih the Securities and Excha- valeaverage balance it based on the last diedrod Regarding Winer • gx4tilkancellecr orders tat
vow 'Cost basis- and ' realaed gar( loss' is Commission a under any state securties laws. We Of hterest payment made by the issuer and were not miscuedbythe statement date, open buy at
accurate as cif the date ol the statement. As such proide estimated vibes for private investment manes the searbeddeposts will be held for one sel stop orders are reared by the anount of dividends
please dore ley on the Hermitian to make waitis and structured products for rdorniatiorul year ban the statement date or unhl mah.rity. or rigns on an exidividerds or etiritits date unless
puchara a sole decisions,. Muir papaw cr purposes only. Accuracy knot guaranteed. Accuracy ad continued weld we not parented intruded enema by ya.p. You are remontbk fa
ahem's*. Accounts transferred to be Fim may - These values may differ Mosta-nab/ kern prim. a orders that we executed dye to your failure to (axe'
reflect girlloss Hamatim orti for the period of any, at al-idn a prime rwestnent security a • Assets not held by UBS Franked Service& Certain wasting open orders.
tine they am l dat Me F rm More higcnical structured pnxIM may be torn or sold and do asses at rot held by the fern and not within the
Hamm cn ea+ be added by yet Mated Advisor. not necessarily represent the Matsu may receive fen's possessim or canto'. These assets de Priam
Won rquidition. clopleyed on goix statement ter informational To obtain a copy of at currant ChM finucy Naito,
• Unrealised gabs/bum When data is aoillok. ▪ Thed paty tsbrnates of %ale see as of a certab purposes only. Positions and values presented yo please contact your Frontier Achisor or visit as minis*
estinated areafized gain* lases we cicaated fa dread are &paid to UBS Ma-cial Services on a Mended by de issveg Inn US$ Frymcial Services at sitimAUBLotothat2max.
extviclaalseosoy lots. The tranucten data far regal:* bass by an independent vitiation Jim. not reversible for de itirmation and dies not
navies( lots may or may not reflect ammissems, - butt general partner or mentor estimated abbot, guarantee OS &curdy. These asses we rot proceed UBS Financial Services a rot a bark The RNA, Business
charges ander 'acuityreorganizea ewes ry, aro wooled to the F rrn by the roux, by SOP or the finis supplemental SIC coverage Services Account SSA and IRMA we brokerage accounts
Dividend and °termnwerrent lots ad systematic gennal pener or sponsor and may be calculated which provide access so barking services a-Idproducts
pachne lots are each canbined todisplay one based on Mewl information Iran that used by • Revenue shoring and additional compensation. though am/agenda wish affiliated bats and other
averagedlot. Ike • Trade date • coins presents the IMOparties laded* their estimated values. — In addtion to commissions on sees and 12b1 fees thrdpaly banks, and provides access to nsura-ce and
aigrul transaction wade date. - You can aeon addiorna Neonate" regarding received n caveman red the distribution of menus, protea blued by asthma:Mid-pry
the methodology used to determine the &int* of mutual teas to our we ander our fl aw insurance companies through i-aurame agency
• Callable securities Bads ands:referred stock that value ad the date of te Haman:6 that is the receive revenue taring Pagrenh *Ten distributors subsidise's of UBS financial Services Inc.
Me Meats for erg redemption wit be selected basis for dm ea nate by contact g your Fivncial ado athiscrs of the mAulfunds that we sell.
mpasely by lot Iran among all semis-also( tat Advisor. These anents are based on two deferent Iniestment nsurace. at relyproducts:
issue held hour name or in nominee nee lot ox - Thid party estimated views may be reflected as ccetcOnentt- amount ol sales by UBS of a Not ODIC Mined • No bank guarantee May toe Vela
clients. Call Setae Ydermati:n i dataned from third •Not tread' in we I sit aims. rife n pekula mutual fund famik, to our <lints; and CO
parties and as accuracy snot gturanteed. Other call ?dependent solution tam Ns not suppled or is the asset value of apnioalr mutual fund I amitis RYA. Rescue. Management Accost Business Senices
leases maybes' which mid affect yeeld complete rattle to assign a watt Men we become avare shares held at tie Irm Account 85A, BMA and alternation& Resource
edonnatir will be provided upon request that a material event ha owned that may call a — We and CU" Miele also recewe nemorking and Management Attar* we registered service marks of
peemusy reported sets Ma question, °token a embus proceseing lees in consideration for UBS Fruited Services he
• Oartificates of depose (mfrCDs are FDIC inured value would be highly specuLative due to die nave transfer agent serves that we provide to the
Lp to S295,000 n pritioal and accrued interest per of the secutty mutual fads. These lees generally are pad from Via Seratue is a regieered service mark of Visa
deposior ad pee deposits:6y institutes h accordance - When neither al suer, general pew or sponsor imestor assets in the nutual fund and are a fried International 18$ Via Senatese cede cards and UBS
wain RAC rubs. *stinted vats nee a Orderly estimated woe if Jolla mount based an the nutter of accounts at yea debt cards we ismed by UBS Bark USA with
mast the value of the warty MIbe different the broker-dealer holdng matte lads ot that fund peanssion from Vim U.S A Incorporated.
• Preenralua Eras dirt/n*4Se securities and fi ner ban itspurchasePrice. fangs.
products may be higher or lower than the price that UBS Bimodal Services Inc Pie POI 402
SDNY_GM_00025643
CONFIDENTIAL EFIA_00136263
EFTA01277496
1.18S Financial Services Inc
SUBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 March 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKLIANULYLE CASRIEL
Phone
Questions about your statement?
Call your Finan:ig Advisor or the Value of your account
ResourceLine at 800-762-1000. on February 28 (1) on March 31(1)
account
Your assets 87,974 09 87,949.23
1AsItour websIte: Your liabilities 0.00 0.00
Nvww.ubstornIfinancialservices
Value of your account $87,974.09 $87,949.23
Items for your attention
. if you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sources of your account growth
ubs.com/onineservices
Tracking the value of your account duriag 2014
Value of your account
S Thousands at year end 2013 low
Net deposits and
88.0 87.9 withdrawals 187,949.09
4 Your 0v4S01140 return
Dividend and
interest income 10.14
Change in
market value SO 00
Value of year *mare
Feb 7014 Men 2014 tire Mar 31.2014 487.949.23
SDNY GM 00025644
Member SIPC Pegs 13 of 18
CONFIDENTIAL EFTA_00136264
EFTA01277497
Account name: EL Your li nodal Advisor:
*UBS Business Services Account
March 2014
Friendly account name:FL
Account number-
SCOTT STACK MANIME CASRIEL
Your account balance sheet
Summary of your assets
value on Percentage of
March 31 (3) your account
Cash and money balances may include
A Cash and money balances 87,949.23 10000% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Samford Branch
deposit account balances and money market
C Equitres 0.00 0.00% mutual fund sweep balances See the Imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 387,949.23 100.00%
A
Value of your account S87,949.23
Eye on the markets
Percentage change
Index march 2014 Year to date
5.&P 500 0.84% 1.81%
Russell 3000 0.53% 1.97%
MSC I - Europe, Australia & Far East -0.57% 0.77%
BarclaysCapital U.S. Aggregate Bond Index -0.17% 1.84%
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
IY_GM_00021
itn 14 of 18
CONFIDENTIAL EFTA_00136265
EFTA01277498
Account name: EWVIAX, LLC
SUBS Business Services Account Your PImedal Advisor:
friendly account name:01MAX LLC SCOTT STACK MANLYLE CASRIEL
March 2014 Account number.
Change in the value of your account Cash activity summary
March 2014(S) Year to date (S) See Account activity the month rot dela Is Mance' in your Sweep Options are mdursedin the openng and
closing balance: saes. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at LOS AG,
Stamford Branch of bank deposits paced througg the URSIntemaional Depose Account program. SIPC
Opening account value $87,974.09 $0.00 protection applies to money market sweep find holdings but not bare deposits SeeImportant it-daring:on
about your statement on the lat two pars cf this document for dials
Deposits, including investments
transferred in 0.00 87,974.09 March 2014 (S) Year to date (S)
With&avvals and fees, Opening balances $87,974.09 $0.00
including investments transferred
Additions
cut -25.00 -25.00
Deposits and other funds credged 0.00 87,974.09
Dividend and interest income 0.14 0.14
Dividend and interest income 0.14 0.14
Closing account value $87,949.23 $87,949.23
Total additions $0.14 $87,974.23
Subtractions
Dividend and interest income earned Checks and bill payments -25.00 -25.00
For purposes of this Statement, tavabity of interest aro diluents income has been determined lion a US Total subtractions -$25.00 -$25.00
ten reporting perspective. Based upon the residence of the account tickler. account type. Or product type,
some iMerest andor dvidend payments ma/ not be subject to United States (US) area Puerto RKO (PR) Net cash flow -$24.86 187,949.23
income tines The tient months/ statement it not intended to be used and carrot be relied upon la lac
purposes. clients should refer to the amicable lag reporting forms they recent from MS annualy, such as
the forms 1089 and the forms 493. for tat reporting information It is the practice of 1)85 to file the Closing balances $87,949.23 $87,949.23
acomaitre tat reporting forms with the US InternS Revenue Service and PR Treasury Department and in
Sue h tOrMS accurately Crag fy dsrdenct ant 0 intereSt es tar teen/I Or tacit)* inane. Pleat consult von
indvdual tax preparer.
UBS Bank USA Business Account APY
March 2014 (S) year to date (S)
Interest period Feb 7 - Mar 6
Taxable interest 0.14 0.14
Opening UBS Bank USA Business balance Feb 7 $0.00
Total current year $0.14 $0.14
Closing UBS Bank USA Business balance Mar 6 $87,949.23
Total dividend & interest $0.14 $0.14
Number of days in nterest period 28
Average daily balance $21,991.74
Interest earned $0 14
Annual percentage yield earned 0 01%
SDNY GM 00025646
Page n of 18
CONFIDENTIAL EFTA_00I 36266
EFTA01277499
Account name: ; r
;It UBS Business Services Account
March 2014
Friendly account name: i
Account number:
r I
Your Ignendal Advisor.
SCOTT STACK MANYME CASRIEL
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager You can find a fug description of the attemaove
investment objectives in important inkxma fon about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibihty consideration - None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out
ty_cm_000Stat 16 of 18
CONFIDENTIAL EFTA 00136267
EFTA01277500
Business Services Account Account name: EWVIAX, LLC Your Nnandal Advisor:
*UBS March 2014
Friendly account name: ELLMAX LLC
Account number:
SCOTT STACK MANLYLE CASRIEL
Your assets
Sane prices, income and current values sham Ma Pe approximate. AS a glue, gala aldlOSla may nOl
be accurately reflected. See important mformataon about your statement a the end ol tho dxurrent for
more information
Cash
Cash and money balances
Ca:bard money balances may include amilablecah balances, UBS Bank USA deposit account balances,
U8S AG Slardord Branch deposit account balances and money maket mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC rattan applicable limits, but ate not
protected by SIPC MS AG Stanford Branch deposit account balances ase not insured by FDIC and are not
protected by SIPC. Money rreitist sweep balances are protected by SAPC but ate not insured by the FDIC.
See the important information about your statement a the andof this docterent for details about those
tdances.
Deanna balance Closing balance Pnce per those Ayerage Dividend interest Days in
Hddng on Mr (I) on Mar 31 IS) on Mar 31 (1) rate period period Cep anount CS)
UBS SANK USA BUS ACCT 87.974.09 87.949.23 250.00000
Your total assets
Percentage Cost Estimated unre$red
Value on Ma 31 (I) your account baus (S) annual incur* (S) gain a loss (5)
Cask Cash and money balances 07,049.23 100.00% 87,949.23
Total 387,949.23 100.00% 5,87,949.23
Account activity this month
For more information about the prkeialue 'flown br restrictedsecurities, see important information about
your statement at the end of this document.
Your Ouantityr Cah Cab and
Date Actilty Desulptlon manse code Face 'Glue Mce,Value amount (I) money balance El)
Feb 28 Cash and mosey balance 387574.09
Mar S Withdrawal ACH WITHDRAWAL NYS TAX & RNANC -25.00 87.949.09
Mar 7 Interest WS BANK USA BUSINESS ACCOUNT AS OF 030E/14 .14 87,949 23
Mar 31 Closing cash and money balance 387.949.23
SDNY GM 00025648
Pug* 17 a 18
CONFIDENTIAL EFTA_00136268
EFTA01277501
Business Services Account Account name: ELLMAX, LLC
*UBS March 2014
Friendly account name: ELLMAX LLC
Account number:
Your IIsandal Advisor:
SCOTT STACK MANY LYLE CASRIEL
Account activity this month (contrived)
bate *amply Descrobon Account (S)
Money balance *divides Feb 28 Balance Forward $87,974.09
Mar 6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/05/14 •25.00
Mar 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 03/0914 0.14
Ws 31 Closing U.S Bank USA easiness Account $87.949.23
The U8S Bank USA Business Account is your Dismay Settpoption.
cork000Stat 18 of 18
End of statement for account number
CONFIDENTIAL EFTA_00136269
EFTA01277502
Important information about your statement
LEIS Fiuncial Services ix. (the F im or UBS Anoxia! sent you the fin stamen. on whit, the error or The Fim, together with certain affiliates, ha also accrue held, you choose one of the following
United, is a merrter of all principal sootily, ammo* problem *Pared. purchased %mien-ern* protection. The madman ems-trent objection'
and goitre trthages. LES FeurxialSenrices and U3S - how:Wyly: name ad accost number Of any) amount payable so al eligible dents, collecivey adet • P)odcce CumentIrcome. I imbue as seekng the
Bank USA we rdrect subsdares of LES AG and - Desoto the ego or the wander you ste verve this protection is S500 million as of December 10, 2013. generation of income cab.
affiliates of LES Saisitin U.C. The Fim's Iirrdal about and explan as teary septa can why you • Achim CepdafApptenetion: Investment seeking
statement is available upon repast. The Fin's ereoWin believe t is an error o- %hypo need more klodot to the poicy conditions ad lineation, cash at growth of pence:al rather that the generation of
dices au a: ithrnmation the firm is further protected to into $1.9 million n the income.
— Proud. the cblar arrosit ol the suspected error. aggregate for all your accounts held n a patioalar • Produce Combinaton oilman. and Capital
LES Finnol Saxon It. capacity A fJ copy of he poky evening is inaileble Appledatch Imsements 'Knew both the generation
1200 Harbor Boulevard The Fim or Card Issuer wit inaassigute your complaint pm reount. of wont and 'yeah of fatCpll.
Weehawken, to 07066 and t I correct any error prompek.
The SIPC protection and the supplemenUI protection Overall ride prefies
Ibis anement represent the any official record of your Please troth all checks payable to the Fan or the both do not apply to.
LES Pi-uncial Samos account. Other records, erupt financial iresdution inkated on the front of the • Certain financial routs controlled by (and nettled it • Con.wvatha Seeks to maintain nilial arcent with
officially( documents, contaning catkin? date nould low risk and volatility to the accord the-anent
star arm* had:Mtn to recOa accord fax accounts your account value) but held away from US$Fine-col that mewls the accord does not generate significant
not be relied Lyon 8 you believe there is an error cr mar be subject to matterunce tees, chigoes for late Services (e.g.. certain(* cash at UBS Bak (el cad, at
omission, please report it immediately n writing to the income or returns and may nit keep pace with
parent for searnes purchases and charges ice unpaid LES AG Stamfordbranch (1) insurance priodadt,
Bench Manager d the office sentigput account. entrants in cash =cubs. Accounts that ate transferred including variable enmities, aid (id) shares of mutual
to other imitations may be subject to a transfer M. (unit where such them are registered diedly n the • Moderate: vearrg to accept some risk to principal and
Aelnakh al figures shorn ate edended to be accurate. nine of the account holler on the books ad records tolerate some watery to 'seek Figher returns.
statement data should not be used for tar purposes Rely UBS Sweep Option. of the applied* issuer or trander agent); • Aggrezide: Wiling to accept high rouge to prnopal and
Pleb on yea'-end tax kerns, de.. Form 1038 Slat UBS offers options for kwepng cash boraces, biaxes high solarmy to seek high returns over tiny
10425, etc.) whinprepwrgyour Lex return. The Fim to bat deposits at UBS Bat USA and UBS AG Stamford • Certain enrolment contacts or niestment irteresta
required by law to report to ihe IRS all taxabk &video:b. broth (Bank Sweep Program), money market mutual (eg., limited partnashix and wince pie:emeriti) tot Statement Imuseholdne
report*re nontaxable deticknds and tad* imennt kids PioneyFu-ds) and theInternational Claposit ere rot registered wider tee Securities Act of 1503; We may consolidate at related account statements with
eared on Pcunties held in you artant, rot proceeds Accant (DATfor customers withal International ad the same addess n the sate tower Accounts may
on sale transactors, *Id cost time cc certain covered Resource Management Account. Through the Bank be related to this pude.* became they haw owners
wanks. Sweep Pregame cash balances re swept to U16EUrie • Commodities contacts (to, foreign excha-ge and who also maintain pre accord rolationshix with other
USA up to al yeslekhodernk ad thento LES AG yeti:usenet.' cotreds). nducling futures contacts dents at the sane address. This practice is known as
Communicationswiththe Finn Stanford (batch ore Money Fund. Deposits at UBS and corneae oPticn contracts. • householing II you prefer to reeehe individual
. Please reconfirm arry oralcorm-functions in swing Bak USA are FDIC rend in accordance with FCC statements mated in separate enveipes — you may
to funher protect put opts. inebdrig your Nam rubs. kw more nformation please wit wenvIdiogov. The SIPC protects:a and to supplemental protection do decline householchng by Ealing your Fa-uncial Advisor.
tat the Saudis.Ir..tor Protection Act (SWAT Deposits at UBS AG StanfordBirth ad bares of not apply to these flits event theyotherwise appear
Money Funds ay rot friend by the FCC. on as Materna*. The SEC peotecter and the Friendly acoeurt name
• If define-KM nstitution on the top left of the front minerental protraction do not protect agave chows the Frendb accord name reflects information that you
of this Maternal is not UBS finanoUl SeMes,U3S Thcot4n the CrA, addable toads balances are swept to en the make vain of gar investments (whether as a ensued on the him's onto* sauces webste. II e a
Pewee' Seneca conies you- scout as cleamg depose accounts at UBS AG New Yak Branch and UB5 resin of market movement, iSSuar balsruptcy cr customizable lniclrurne- dine by you to aseig you
bather by anargernent with the ideated intlitutiXt AG Cayman Branch Thew deposits ate not intend by altering.) wish sour recordkeephg. It has no legal effect on your
We blamed you of the relationship when you the FCC. Babnces Feld at the LES AG Carnal Bad, acorns. You can Merge yos hiendb acccunt names,
opened this account. hare case, your trek and are tempera* exposed to the sovereign risk of the More information is awed* tpon raped You may through Onire Services or by contacting purFauncial
searaina-e located a UB5 Enanchl Senecaand rot Canto elands, and there is no 'emanate or other obtan more hfcanation abets SIPC, rieldng the 5PC Athisor.
the iwocbeng broke,. pi you must make a MOW obligation of UBS AG to mow the biarces while on the &cubist, by contacting9PC a 202-371-8300o by
of ray neer or *Tuition to both HMS. UBSC grans Bomb's books. wsitng the Pk **kite sr YAW/.140‘041 ACCO‘Olt overview
• babe ofnor accounelpornMie net of assets ad
A °octant statementsshall be deemed complete ad Deposes a LEIS Bale LEA and eachUBS AG Berth are Dividend ReiWatblbafilt Program (DPP)
accurate if not objected to n wverg wthin 60 days. not protected by SIPC. Money Fund shires ate protected The age reflected is an away price. You mag obtan • Assets_ 'Atlas available cash balances, vases let
by SIPC. See -U3S Financial Services Accent Protection' the actual price kmyar Financial Advisor. Onk Wore restricted stns. lest), and Global (Me Deposits,
• Plena divot customer complaints or iNUSS to tie bobw *ire arc purthased under DRIP; partial shares wit be urreareed marks to market, end cedah mats not held
ReWins Depanment at 201-352-1699 won rd tot cash w8 be dawned h your account. The by the Fern. Does rot include unwired
attested assets
cetolsfree at 800-354-9103, 860 A.M. to 6:00 P.M. Upon gar repast, balaces n tie Bank Sweep rividerd rtiwesvnert price applied by the issuer may al the end of the prior and curate periods, or
ET Monday through Frislad a in wing to LES Program or OA mat be Whirs" and shares of a dter from the market price at which the penis shires prorate nrestrewits, untested stock options wed
Frenoal Seneca Ix., Client Relations Depalrnent, Money Fund may be liquidated, and the proceeds at sold moveable stock unions
P.O. Box 766 Union City, NJ 07087. returned so you or sour seoskin accant. • tielediet lndudn debit bilircos, oimardirg warn
Calteeliew loans. credit we, ton account balances.
Frier reoimation about available sweep options,
• nesse of ern or Pest tre about an electronic nettling anent retest rates and yetis, a milk le at
CM, whole units may be heti in youam/I. If you au • Cash/money balances. Total of unimested wadable
hrds transfer (W1 NI puymm or UBS Visedebit entered to a palul wit a a result of a dviderd Imement cash balances. plus UBS Bak 1.6A deposit beta-cgs. UBS
card bansictorts, call 62-1000, or wise to UBS www.tly comr.seepyiekk, from your F rano id Adieu or otherwise, the Fim vi i ether sell panel units at AG Surraotd Bench depose balances and money market
Fianna Sawn hic„ 1000 Harbor Blvd, 6th floor, or by calling BOO-762(1000. rivulet peke or accept an mount determined by a mniael fund sweep Sates, at to cased he
Weehawken NI 07086. Atim RMNIESA Brutes registered death agency, and credit mow accord statement period. Noncormiodey bee credit balances in
UM Financial Services account protection your account at rot segregated from other balances
Cal or write as soon as you cart it sou Ibid. ps The F int is a member el tle Secrets Invell01 Protection Investment objectives and the Few may use any of these funds in the ordinary
statement or receipt is wow or d you need more Corporation GIPC), *frith protect. unisitin account. of the nwelmert *reams and disk profile we speak to coots, *business. these funds we payable upon
infamaten abos a twofer on the statemert or its members up 10 5500,000 (rotuding S2B),000 for each account and may hay between Please Seise the your dernard. This total is intrudedn M cured period
rpoojat. The Firm or Card bum (as adoltableknoll dams kr cash/. The SIPC asset protection Imes eTPV to Fernpintly in won; of any brilliant change in you closing value.
her from you no later that 60 days aher the Finn all account tat you hold n a palkula capaoly. Mayer situation or mature objectives. kr each
SDNY_GM_0002 5650
CONFIDENTIAL EFTA 00136270
EFTA01277503
Important information about your statement (Continued)
Lending information you would actually recene n the market Prices we - •Dabs as to date' may include return of - h adieu" to cairrascnireceived n connector
her detatharifomen:Ikon on the Cris lending practices obtained from various third party sources ankh use meal. kW* Cr both wth the sale or darbinon o1a-rurry contracts
and disclosues, ale( to your Client Relate:nap Delve to be retitle. but we do not guarantee their - 'Crignattni see reprewas the initial Olierng and cm investment trust ails to our <lents, vie
Airman or Accord Agreement aid the General accuracy. price per unit and may not reflect rod cove bait actor our affiliate rare retina sharing
Terms rd Conditions UBS Statement of Credit Practices — We gem* use the closing price when avalththe compassionIranmany of the instram
available in Agreements adDixforrres at tie men of the bid a-d ask prices fa lined • Restricted rarities Rfircled Sarin eteeraly companies undervatirg the treaty contracts,
yaw oat ronarmernamysagad acuities and <pars a on& bd prices fa OTC re rot current& eigiole for publk sale. UBS Finical AAA.' of tit insurance arepanes or sponsors of
seosthes. kuvices as Me math price of the unrestricted stock teat imesvnent rusts we distrbute.
vest —ft - lass Aar& waded securities may be priced using a of the same issuer as an mputed value for to ▪ Cr Mates also receive trading canmetas and
Your natement amnia. securities rd oda watt held valuation model or the most recent pie we restricted stock for purpons of this 'Women on. To other mrecersaan from maul fits and
in the =cult at the end of the steward period. You °bard and ma/ no reflect an ace al market price the relent that redrined searkies are eigbh fa am nedranCe Companies whose maids we detrbute.
may ak for dem of bay paid senates at ay time. or vat* the alit received may be mbstantial& less than the - We receive a anal fee from UBS Bak OA and
You may receive securities used as loan collateral after - Certain postion may appear withcut a price and incted value thrown USS AG Stanford flash of up to szs per accost
prying any balance due on them. k -y securities will thaw as *price was rot aviglable if we re sweeping to the barks under the UBS Bak Sweep
transferred to the cam areg the ararent period are tenable to obtain a pnce for a wanly • Est WS-noted) incense. current yields and rates. Frogmen
listed at market value as of the end of the stateriure - Deposits or seoseies den:melded in currencies An emanate of meal income is bawd an current
period. other thin U.S. dollars are reflected at the eichinge Sicked ad interest rates, assuning tie searkies will Activity
• Cast basis. In detemning the cost basis of the rate a of the statement date. be held for ere year from statement date or until haynation record:1g <carman and Otter &dr.
martin included in this statement, where indicated - fv cairn wcurita racing in non.conformng maturity This retinas. non& again., accuracy Owned et connedco with tie *musket of wades,
wih the nurrba. '1,• UPS Fivercial Services has relied densminatans. p ice rd quaity (face vela) may rd continued income are not gueranteed Mutant; option transactions ha been included on
as information obtained from sources other thanIRS have teen adisted to facilitatepaw viusion. - Estimated anal acme Corsi athent yield fo- callimaions pavousty furnished to you. and wall be
Financial Senices. including illornwion kern anothe- To obtain current quotaticns, when suitable, contact certain types of sectaries could include a retun of provided to yOu panplly co fewest
Sim a that youmay have provided to your Farad yea Financial Advisor. wearier capeal gars in atria case the est
Advisor. The Finn does not ithruthently verify a income Ord(went yeti would be overstated. Short
gaunt** the tenancy or yak% day adoration • Private avestments and structured prothesb. - Estimated anal econe rd weal yeld and tie I earn engaged in short selling a wurky, you may
provided by souses other then 1**Auncial Semices. hive* rnestrrent sec-unties (ixtding drect anus ham and yield mils be laver a higher Mar a charge Os to certain borrowing costs for that
participation acqam and real estate investment mat than theatinated amounts. particular security.
h thiciters although UBS Cancel Services generally sashes) and strucssed prodxts are general& highly - An estMate of aruateed ncome fdivdend actor
pates this Haman as it s received, the firm alitaticl. Conan strixtued voids have not been interest) divded by the anent market Open adore
caws not provide any astasances that the llama:in registered with the Securities and Excha- valeraverage balance is bawd on the last divdend Raring Wen or • axdtikanceige Codas tat
tear "Cost basis" and "larked gar/loss' it (omission o- under are, state securities 41115. We Of httrelt payment made by the issuer and were not taculted by the statement date, open buy ad
accurate as o1 the date of his statement. As suck provde estimated wades for prate investment asnnes the sauna/deposes will be held for ore sea stop orders are refixed by the mount of dividends
please do not re& on this Hermitian to make waitis and structured products for informational year from the statement date or until manly. or ri/as on an ex-dividenis or emotes date unless
puchara a tale decisions, for tai papas( or purposes only acing knot guaranteed. Accuracy and contnued yield the not warned intruded otherwise by ycu. You are ...sparkish for
otherwise. Accounts transferred to tie Fim may - Thew values may differ abstantiaby from pekes. a orders that we thawed die Toyota Mature to cancel
reflect gintloss rriamatkn on& for the period of any, at what a prime rest nent security a • Assets not held by UBS Financial Service& Cerean eating open orders.
tine they a held a the Frm More hacnical structured pada may be tcuiln or sold and do assess the rot held by the Finn and nee wain the
aortala tan be sated by yar Cana Advisor. not Mentalityremote the vat ta may receive Fen's possession or carol. These assets de Privity
upon rquidition. dopleyed on yos statement for informational To obtain a copy of as currant Client Annecy Notice,
• Urrealised gain/losses When data is thailtle. - Thal parlyesdnatesof wife re as of a certab urposes any, Portions ad values presented re please contact sour Francis' Achisor or visit our website
earthed u -rearized carte lath the uthaated la
inetvilial seamy lots. The transaction data for
date and are &maid to UBS Fna-cial Services on a
feguld bass by an independent vitiation tint.
p
provided by Use iatii-9 dem UBS Chan tal Services
not ass:amble for ths ilcanation and des not
at withrthAUfthiathisaidaka.
nelividad lots may or may not reflect ammisans, - tam general panne- or sponsor estimated voles, guarantee es accuracy. These meths are rot wand UBS Financial Services a rye a bar the WA, Busiest
charges sneer "acuity meant:alisn mats ery, any supplied to therm, by the Come by Slit or tie Firth upplementalSIPC coverage. Services Account BSA and IRMA to brekerag• tenants
Dividend and am re nwstmeni lots rd systematic general panne or spasor and may be calculated ankh provide access so baking services and products
pschne tots are exhantrined to display are based on different irionnation lam that used by • Revenue sharing and additional compensation. through arrangements visit affiliated bares sad other
averagedloll)* • Trade date • [almapresentsthe hidpenis laded.* tea estimated values. - In addition lo commissions on sales and 12b-I fees thnicany banks, rid provides access to roan and
<rant transaction trade date. - You can Man Satchel iecernalca regarding received n carman with the dntnbution anise, proact elided by unaffiliated thialcany
the methodology used to determine the estimate of mutual luck to our dents we mock, our fl aw insurance ccmpanes through imurame agency
• Callable securities Bra ands:referred stock that value ad the date of the edormation that is the subsidiaries of UBS Finarcial Services Inc.
basis for to thanate by coracteg your Financial receive memo *Wing Pagrents from a:tribute, '
the cue cats for ea& redemption will be selected Coda advisees ot the natal funds that we sell.
mpathal& by lot Iran arrorg all seo.reies of that Advisor. These amunts are based on two deferent Investment, nsura-ce. arid ruttyproducts:
ism* held hour name or in nominee nee lee as - Thad party *sawed votes mey be reflected as COnVenenit- amcent ol sale, by UBS of a Not IOC inured • No bank gunner* May t'e valet
clients. Call bane ericanatia k cbtaned from third •Not triad' h weer I sit aliens. wee n partala mutual fund family to our client& and 4.)
patties and es accuracy isnot guaranteed. Other all independent atrial tarn Rs not suppled or is the asset value of apetioakr mutual fund f RYA. Resume Management Account, Business Services
feakres mays on which mid affect yield complete aide to alp a vale, wan we beam avare shares held at the Irm Account BA BMA and alternation& Resource
Manahan ante provided upon request that a Muthevent ha ocoared that may call a - We and as affable also recewe nem:eking and Management Accost the registered service marks of
pis m& reported with it question, or yawn a ormtus processing lees in corstation for UBS Fractal Services he
• Certificates of deposit (CDO CDs are FDIC inured value would be highllthemilatire due to tie nature transfer agent servos that we provide to the
a to 5.2 93,000 in en-visit and accrued interest per a the security mutual fads. Thew besgenathIT art Pad from Via Signatse is a regthered service mark of Visa
&costar and per depositcry institutia, in &cadence - When neither al atm, general pane a sponsor investor asses h the nuthal fund and are a feed International IRS Vila Stingye cede cads and LES
rah POI( rules. *stinted value met a Ord./arty estimated vale is data mount based an the number of accounts at yea debit cards we isaded by UBS Bark USA with
mad. the value of the manly will be different the brottedeale holdngmetal lads of that fund prmrssion from Vets U.S A Incorporated.
• Pricenralue Prom dabbed fa securities and other ran itspurchaseprice.
products may be higher or 'ewer than thecae that UBS Finerthal Services Int Pax. 201402
SDNY_GM_00025651
CONFIDENTIAL EFFA_00136271
EFTA01277504
UBS Financial services Inc
catUBS 299 Pak Avenue
25th Floor
Business Services Account
New York NY 10171.0002 April 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account names ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number.
Your linancial Advisor.
SCOTT STACKIAANILYLE CASRIEL
Questions about your statement?
Call tog financra odvoor or tie Value of your account
Resourcetine at 800-762-1000. on March 31 ($) on April 30 (1)
account -
Your assets 87949 23 87,951.40
Visit our website: Your liabilities 0.00 0.00
www.ubscomifinanciaseneres
Value of your account $87,949.23 $87,951.40
Items for your attention
• II you use UBS Online Solaces, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sources of your account growth
ubs.com/onineservices
Tracking the value of your account duriag 2014
Value of your account
S Thousands at yea. end 2013 5000
Net deposits and
87.9 SAO withdrawals 187,929.09
• • YOUr tiveStrneilt return.
Dividend and
interest income $2.31
Change in
market value $000
Value of your wan*
POI 2014 on Apr 30, 2014 187,951.40
Mar 2014
SDNY GM 00025652
Member SIPC Page 13 of 18
CONFIDENTIAL EFIA_00136272
EFTA01277505
Account name: Your ignondol Advisor.
*UBS Business Services Account
Friendly account name
Account number:
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
value on Percentage of
April 20 (S) your XCOunt
Cash and money balances may include
A Cash and money balances 87,951.40 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, U8S AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Unponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 a00%
F Commodities 0.00 a 00%
G Other 0.00 0.00%
Total assets $87,951.40 100.00%
A
Value of your account S87,951.40
Eye on the markets
Percentage change
Index April 2014 Year to date
58P 500 0.74% 2.56%
Russell 3000 0.12% 2.10%
MSC I - Europe, Australia & Far East 1.53% 2.31%
Barclays Capital U.5. Aggregate Bond Index 0.84% 2.70%
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
iy_Gm_0002489 14 of 18
CONFIDENTIAL EFTA_00136273
EFTA01277506
Business Services Account Account name: EWMAX, LLc Your Financial Advisor
Friendly account name:ELLMAX LLC
UBS Account number.
SCOTT STACK LIANaLYLECASRiEL
Change in the value of your account Cash activity summary
April2014 (5) Year to date (S) See Account a< Way the month tor deists &dances In your Sweep options are tadtit:actin the cpersng and
closing bel.snces saw, FM Insurance fl eet only to deposits at U8S Bank USA, not to depofits at LOS AG,
Stamford Branch or bank deposits placed!Wogs the UBS Intr./nations.: Depose Account program SIPC
Opening account value $87,949.23 $0.00 potection appfies to money market sweep find holdings but rot bank deposits Soelmaortant irdormation
about your statement on the at Mo pages cf this document for detals
Deposits, including investments
transferred in 0.00 87,974.09 April 2014 (S) Year to date (S)
Withci-awals and fees, Opening balances $87,949.23 $0.00
including investments transferred
Add/tons
cut 0.00 25.00
Deposits and other funds credited 0.00 87,974.09
Dividend and interest income 2.17 2.31
Dividend and interest income 2.17 2.31
Closing account value $87,951.40 $87,951.40
Total additions $2.17 $87,976.40
Subtractions
Dividend and interest income earned Checks and bill payments 0.00 -25.00
For WIDOWS of this statement, tasattity of interest anti duden0 Income has been ciertmiried Tian a us Total subtractions $0.00 -$25.00
us reporting perspectiw. Based upon the residence of the account holder. account type, or product type,
some interest ends dvidend payments may not be subject to united States (US) aroma Puerto Rico (PR) $87,951.40
income tars The dent mom* statement is nOt intender:11O S used and carrot be retied upon Ice lac
Net cash flow $2.17
purposes. Clients should refer to the applsCdsie tat reporting forms They receive from MS annuals,. such Sc
the forms 1099 and the cams 480. for tat reporting information n is the practice of UBS to file the Closing balances $87,951.40 $87,951.40
applicable lac reporting forms with the US Intend Revenue Service and PR ',reentry Department and in
Sigh forms accuratsy dasfify dsidenCE amen Interest etas eicenlat Or tacit* 'Karr. Neat consult your
includual tax preparer.
UBS Bank USA Business Account APY
April2014 (1) Year to date (I)
Interest period Mar 7 - Apr 6
Taxable interest 2 17 2.31
Opening UBS Bank USA Business balance Mar 7 $87,949.23
Total current year $2.17 $2.31
Closing UBS Bank USA Business balance Apr 6 $87,951.40
Total dividend Si interest $2.17 $2.31
Number of days in merest period 31
Average daily balance 187,94923
Interest earned 82.17
Annual percentage yield earned 0.03%
SDNY GM 00025654
Pap 15 of 18
CONFIDENTIAL EFTA_00136274
EFTA01277507
SUBS Business Services Account
April 2014
Account name:
Friendly account name:
Account number:
Your lq sandal Advisor:
SCOTT STACK MANLYLE CASRIEL
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Franc-el Advisor or Branch Manager You can find a full description of the atsernaove
investment objectives in important information about yard, statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
investment eligibility consderavon • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
tY_GM_0002kitt 16 of 18
CONFIDENTIAL EFTA_00136275
EFTA01277508
Business Services Account Account name: EWVIAX, SC Your ?I sandal Advisor:
*UBS April 2014
Friendly account name: EU.MAX
Account number.
SCOTT STACK MANWLE CASRIEL
Your assets
SW* prices, truant and current values shorn may be EpprenimMe. AS a el W, gam es'idlOSSA$ may rol
be accurately reflected. See Importanonformabon about your statement a the end of this dxurrent for
more information
Cash
Cash and money balances
Cash and money balances may led wale available cah balances, UBS Bank USA deposit account balances,
U85 AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
U8S Bank USA deposit account balances are insured by the FDIC *lain epplicatee limits, but are not
pointed by SIPC. UBS AG Stanford Branch deposit account balances are not insured ba FDIC end re not
protected by 9PC. Money rrerket sweep balances are protected by SPC but se not insured by the FCC.
Se* the Important information about your statement a the end of this document for dank tow dote
balances.
Orenng balance Closing balance Price per 0-ore Average Cl/rideno/ Interest Dais .n
ladelng on AIX 1(5) on Apr 30(1) on Apr 30 (1) rate period period Cop aroufir
U85 BANK USA BUS ACCT 87,94923 87,951.40 250.000.00
Your total assets
POICYnt8Qe of Cost Estimated Unrealized
Value on Apr 30 (1) your account basis (1) annual incase (1) gain or loss (I)
Cab Cash and money balances 137.951A0 100.00% 07,951A0
Total S87,951.40 100.00% $87,951.40
Account activity this month
For more Information about tte pikevalue shown tar restricted secuetles, see important information about
your statement a the endof this cbcurent
YOuf Quantity/ Cash Cash and
Date Actinty Desuipuon expense code Face value PricelValue (5) aniOuol (S) money balance (S)
Mar 31 Cash and money balance 07.94923
Apr 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 0410114 2.17 87,951.40
Apr 30 Closing cash and mosey balance *87.951.40
SDNY GM 00025856
Page 17 of 18
CONFIDENTIAL EFTA_00136276
EFTA01277509
Account name: ELLMAA, LLC Your i5 ~cis' Advisor:
*UBS Business Services Account
April 201.:
Friendly account name:FLIMAX LLC
Account number:
SCOTT STACK MAAYLYLE CASRIEL
Account activity this month tcontnuedi
Cote Activity Descrobcn Mount (S)
Money balance activities Mar 31 Balance forward $87,949.23
Apr 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 04/04/14 2.17
Apr 30 Closing U.S Bask USA Business Account S87,951.40
The UBS Bant USA 0.1Siness A«ount is your pnmary sweep option
comfloo29519 le of IS
End of statement for account number
CONFIDENTIAL EFTA_00I 36277
EFTA01277510
Important information about your statement
LEIS Filene's' Services ix. (the F im or UBS Anoxia! sent you the fin Wannest on valid" the nor The Fim, together with certain affiRites, ha also account held, you choose one of the following
Strows)t is a merrter of all orincitel Nosily, cannot* problem *Pared. purchased stpplorental protection. The madmen imestrrent objectieer
and colons exchanges. LES Financial Seinen and UES - bowie you- name ad accost minter Of any) amount payable toy eligible dents, thane& trcht • Sodom CumentIrcome. location es seekng the
Bank USA an rdrect subsdares of LES AG and - Desabe the nor he wander you ere 'ose this protection is S500 million as of December 10, 2013. generation of income cr4.
anilines of LES Seasitin UC. The Filet's I hancial about and.'clan an cleat as mu cm why you • Achim CapdalAppreciation: Instilment( egging
statement is available upon nano. The Fin* naafi:* believe t is an error or 'Abney need more klaPct to the poicy conditions ad cat X growth of pence:el rather than the generation of
onices ae a: eicnnation the Firm is further protected kr mato $1.9 million n the mom?.
— Proud. the dollar arrant d to suspected error. aggregate for all your accounts held n a articular • Produce Combinaton oflrcome and Capital
!Assn/noel Sermon Ix. capacity A fiA ccpy of he poky wiring is mantle Appreciation: nesiments seeking both the generaticn
1200 Harbor Boulevard The Fim or Cad Issuer me ineestiane you complaint upon request of noon. and got/shot pit011.
Weehawken, NJ 07066 and wen cared any error pomp*.
The SIPC protection at the seaplane-IBS protection Overall risk precise
Ibis statement represents the any official record of yaw Please mate all checks payable to the Fern or the both do not apply to.
LES Financial Schwas account. Other tweeds, rapt financial innitufion inekated on the front of this • Certain &uncial Mies controlled by (and eyelike! A • Con.wvathm Seeks to mantan nilial pecioak with
officialese documnt cordoning cordlicting date should love risk and volatility to the access overal, benif
stakimmt h adtlitim to regular account fen accounts your account value)b.d held away from UBS Firm-col that meat the accost does not generate signet 'cant
not be relied Lyon If pm bedew there is an error cr may be subject to maieenance fees, chars for late Services (e.g.. certain(* cash al UBS Bak In oath at
omission, please report it irrmedately harking to the income or mown ad may nut keep pace with
parent for securities purchases and charges kr unpaid LES AG Sta./Acedbunch (I) insigne predX1S, inflation
Bench Manager in the clic. sentigmes account. arreunts in cash &wont. Accounts that we transferred including variable anwitiet, and (hi) shares of Mutual
to other negations may be subject to a wander tee. funds whim such shares are registered dreg h the • Mocha: Wilk* to wean sant rids to pinonal and
Athaegh al figures Moon T. edended to be accurate. nine of the account holler on the bock, ad mock tolerate some votataty to seek hirer returns.
statement data should not be used kr tat purposes Rely UBS Sweep Option, of the applicable issuer or transfer agent); • Aggress*: Wiling to accept high fit to pummel and
sae& onmmend tax forms, 6.e.. Form 1098 Salk UBS offers optics for sewepng cash balances, biances high wlatilig to seek highreturns over time.
10425, atc.)whinpreptregyour we return. The Fim to ben& deposits a UBS Berk USA and UBS AG Slanted • Certain nwslmert contracts or niestment interests
required by law to report to t* IRS all taxabk dividend,. brand, (Clank Sweep Programe), moneyme/kw insult (tg., limited partnershix and privet* placements) that Statement Imuseholdhe
repaid* rentwabk den:lends and tat imennt suds MoneyFun* and theInternationalDeposal we rot registered ender tie Secunties Act of 1933; We may consolidate al related account statements with
eared Col sectilties held in pas axamt, net proceeds Meant (DAlfor customers with an Weernational ad the same Mims n the sane earn:ix. Accounts may
on safe transattexe, std cost base cc certain covered Renee Managemern Account. Through the Bank be rented ler this purpose betase they haw owner
parities. Sweep Progeny cash balances re weep to ISISBat • Commodities contacts (e.9, kneign eccha-ge and who also maimin jaht acorn rehtionshps with other
USA up to en knit and then to LE'S AG yeti:usenet.' (ontracts). nduding futures contacts dents at the sane address. This practice's known as
Communications with the Finn Stanford Branda or a Money Fund. Deposits at UBS ad wiTn0401C0icn contracts. • homeh"ling ' II you prefer to receine edivelual
• Please reconfirm arty oralcorm...neatens in *rang Bak USA are FDIC enured in accordance with FDIC statements mailed in separate envetpts — yOU Tay
to funher protect gout skids. incbding your Ned mks. For nxre nlamati:n pease mit worwidicgor. the SIPC patch:a and the suppernental protector' do done householdng by Ealing sour Francis' Advisor.
order the Salsifies 'nester Protection Ace (StA). Deposes at UBS AG StanfordBurch std two of not apply to these Mats mend they otherwise appear
Money Funds no rot inured by the FCC. on yam seaternent. 71-. SEC plotecien and the Friendly accourt name
• If the Gnome' hsteution cn the top left of lee frcrd aMahrriental protection du not protect agave changes the Frendk accost name reflects information that you
of this statement is noel% Financial Sakes. IBS Thoufre the OA, mailable local, balances we swept to in the makes vain of you investments (whether as a emend on the Firm's online services webute. II is a
Financial Services canes you account as cleating depose accounts at UBS AG New Yak Branch and UEIS rest* of market mthement. issuer baisruptcy custcmizable 'nickname' &men by you to min you
looker by anargenent web the helmeted &Mahn AG Cayman Bunch Thew deposits ate not inured by alarmist). with ear recordkeepi*. It has * legal effect on your
We Rimmed you rat Ink relanianthia when you the FIX. Balances held at the LES AG Carnal Beni award. You can change you' hiendh account names,
opened this accost. lithe case. your Ltd. and are tempera* exposed to the severely' risk of the More information is avalable tom manse Yoe may through Ordre Services or by contactegmurFeancial
sectsaina-e located a UBS financial Services and rot Cayman glands, and tere is no gmantee or other obtan more edomation abou SIPC. Soloing the 5WC Advisor.
the etwocbtng broke.. and you must make a rePon obligation of UBS AG to IVO) tie biarces while co the Broths.., by condolingUPC a 202371.8300 or by
of rap ma or *Tuition to both NITS. UBSCaymards Bradt. books. tositng the Sift websiw ar YAMADA*, ACCOellt overview
• vete ofma accounapordcan Net of assets ad
A anoint staternrits shall be deemed (caplete ad Deposes a UBS Bak L6A and eachUPS AG Each are Dividend ReiWatblbafilt Program (DPP)
accurate a not objected to el wring within 60 days. not protected by SIPC. Money Fund shires ate protected The ake reflected is an swage price. You may obtan • Assets hulas evadable cash balances, vales for
by SIPC. See *U35 Fruncial Services Accost Protection' the actual price Iran yas Financial Advisor. 0* eh* restricted sear* lent and Global Tine Deposits,
• Plea,. diect customer complaints or iNUiieS to he bobw tarn are purchased under DPP partial shires wil be urrealied maks to make, and cinteh assets not held
Fine';Client Relations Dna-Meat n 201.352.1699 sold rd tlw cash w8 be &ponied .' your account. The by the Fim. Does rot include unpited Stfluitiall assets
tolbfree a 800-3SO-9103, 8:CO A.M. to 6:CO P.M. Upon pas reg.est, balances n tie Bank Sweep 6viderd pi-moment price applied by the issuer may al the end ot the pia and anent statement periods, or
ET Monday through Fridao a in mien; to LE6 Programor OA Mai be vothelmem and shares of a ale from the market price at which &partied shires prorate imestrrents, 'nested stock options ad
Feenoal Sauces lx., Client Retinae Depalment, Money Fund my be liquidated, end the proceeds we sold mendable stock anions
P.O. Ben 766 Union City, NJ 07087. returned to you or sour seoskin atcamt. • Eiablibes Include, debit blIIM•5, cuturdingmar
CaOwavlieu loans. credit Inc, tom meant balances.
• in case of green orgapstinn about an electronic Fuller reornation about available sweep options, CMF whole wets may be held.' you' accout If you am • Cashkroney balances. Total of unimested avalable
heeds trench( (Wit bi puymm or UBS Visedebit nctdng anent attest rates and yell, a mailable at entitled to a papal um( a a mull of a dviderd Paelment cash balances. plus UBS Bak USA deposit beircek UBS
card Penman* call 62-1000, or wile to UBS www comeisotopia* from your Fiume' Advior or otherwise, the NM red other sell panel sna at AG Starraoid Branch depost balances and money market
Financial Semen kic„ MOO Herber Blvd, 6th floor. or by calling 800.762.1000. rivulet li ke cc accept an amount &Omitted by a nal fund sweep Saxes, at the obit of the
Week/Men W 07086. Min RIMMESA Senkes registered demi* agency, rid credit you' accost. gnomon period. Noncom-n*6g Bee credit balances in
UPS Financial Services OX01.191% protation your account are rot segregatedfrom other balances
Cal a write as soon as you cart it you tit yes The Fnn is a molter el the Swanks InvegOl Protection Investment 'objectives and tie Firl may use any of these funds in the ordinay
shearers, or receipt is maga s you need more C orporaticn (SIPC), wheh protests securities accounts of The nvesImert objectives aid risk profile we specie to course Messiness. these funds me payabk soon
Hama' ian *cut a turn* on the statemert or its members sip to 1500,022 (nth** S25:1,000 for each account andrnw wry between. Phase /thee the yew darned. This total is included in the cement pried
narojat. The Firm or Card Issuer as aPinablieknust dams kr cash) The SIPC asset protection Imes XPV to Fern promote,' 'n writrg of any natant change in you closing value.
her from you no later thm 60 days after the Fern all account that you hold n a palimbir cepa*. Maxis' skuaion or nveswort objectives. FCC each
SDNY_GM_00025658
CONFIDENTIAL EFTA_00136278
EFTA01277511
Important information about your statement (Continued)
Linden; ilonnotion you would duty recthe h the market Prices me — • Dthezes as to date may include returnof — e, aide on to cahmescni received n connection
Fix &teedinformation cn theFads fending practices °bland from vaious third party sources vitiide arse credal. income cr both wth the sale or chstnbthon of envy contracts
and &Desires, refer to you Clem Relate:ethic Delve to be reedit but we do not gthamee Men — 'Crignal•sie see' represents the initial cern; andits investment mat thits toots <lents, we
Agee-runt or &cant Agreement ad the General accuracy. price per unit and may not reelect pl cost basis ands our affiliate read reeds :harem
Terns ad Conditions UBS Statemed of Credit Practices - We generaty um. the closing price when ander a airdensaion tram many of the 'nuance,
mailable in Agreement andOimbsures at the mean of to bid and ask prices foisted • Restricted thowities ResIrded secudgs drevralY comp/ohs widened-9th* arruity contracts,
ungrakusaftragoldgobsuats wands and cplors a ongId prices fa OTC are rot curette edble sec publk sale. UBSFirecol afthates of the inuerce coda-dor sponsors of
"oldies. kmvices thes to market price of the unrestricted Dock hecew imestment tuts me disirtxre
vas —ft - Less actiN4 waded securities may be priced usha a of the same issuer as an inputed value fade - Car affiliates also retinae trading comma:ire and
Your statement denies securities add other assets held valuation model or the moo recent ores. we restricted stock Ice prepons of this trireme,* on. To other corripereathafnxn moue' tuts and
hate octant at the end of the Weenier* period. You °blare and mat not reflect an actual market rice the dent that restricted sectrities are eliabb fa sae, nsurance companies whose praises we distribute.
may ask for dewy ci fully paid sects es at arytime. or vitae the vale reseed may be donantialg less than the - Mermene an anal fee from UBS Bale OA and
You may receive securities used as loth collateral after - Cedare position may appear without a price ad ittpSed value Snood_ US6 AG Stanford Branch of em to szs per accost
prying any balance due on tem. k -y securities will draw as price was rot available' it we are sweeping to the harks under the UBS Bark Sweep
&antleredto the aim cIsi-g the sealserent penod are unade to obtain a pnce for thecudy • Est Osetirnated) income. current yields and rates. trcgrame.
lied at market due as of the end of the flatmate - Deposits or startles denbrninated n currencies An estimate of mill income is bawd a current
Feria ocher tun U.S. dollars are reflected at the inching& oinked at interest rates, assuring to seoskies will Activity
• Cast bas's en detemning the cost basis of the rate as of the statement date. be held for cat ea from statement date or until Mathew-. reperdrig commented and other Char.
%earths included in this statement, where indicated - Fcr cereen seeds eating h non.contamnia matscity. This estiriate ea* 6ga:bine, accuracy hosted n conned cn with the nem:knot rade&
wih the nuttier '1,• UPS and-cidSo-vim has relied dercrninatcre. piece ad qua-anyRace rake) may ad continued income are not outwitted ndudng option transactions has bee inclucbd al
cninformation obtained from sources other thanIRS have been adsted to facilitate prow valuation — Estimated anal nccme ad cement yield fo- co'm'mas Devouset forested to you, ad wit be
Financial Senices, including thortheicm ern anothe- To obtain current quotations, when athilible, contact cmtain types of seciskies could include a retun of provided to you promptly co rowed.
Ifins a that youmay have provided to you finaxial seer Financial Athiscr. centime or camel gars h whirls case the est
Advisor. The Finn does not hdependently verify a income (and current pal would be overstated. Short allhq
wenn* the annoy or vardity day infommaion • Private fivestrneed and rambled product& — Estimated annul icane ad wroth yield and the f youth engaged in short web a security, you may
provided by scenes other than UTSFYiencial Senates. Private nwstrnert smithies (i-cldeg drecr actual thane adyield might be Ider a higher hair a chage doe to certainWroth-9 costs for that
paucipation ;foram and real estate irises-tent& trust than the estimated anmunts. particular security.
h aicitist although LIDS Financial Services general& seosites) at mucked Dodd& ale weedily highly — An estMate of rotated home (diodend antra
&then he Pdamatian as it is received, the (inn Aigeil. Celle stria-tared crotch have not been interest) divded by the camera market Open widen
dyes not provide any athsances that the idamatith registered with the Smithies and Embed valthaveram balance re based on the last dividend Regarding dm or •goxitilkanceied* ceders that
under 'Cost basis" and "Lthreakzed gar/loss' is Com-Fission o- under ant state securities laws. We or 'Merest payment made by the issuer and were not executed by the statemere date, open buy ad
accurate as of the date of this statement. As suck prode estimated wades for private investment thanes the seositiesedeposts will be held fee ore sell stop orders are redxed by the anode of dividends
please do rem mg on his thamstion to make secudes and structured products for tdormatiarul year from the statement date or until matrity. a rigus on an ex-divider& a emotes date unless
&dame Tale decisions. fa tam p-rpases cr purposes only Massey teat guaranteed. Accuracy at contnued yield we not parented intruded otherwise by you. You are resporebk for
olhenvise. Accounts transferred to to Fin, may - These values may differ dastardly from prices. a orders that we weaned doe to your Ilium to camel
reflect gairl loss edontatifi ong for the period of any, at winds a pride thesanent security a • Pants not held by U3S 'rancid Service& Certain besting open orders.
tine theyme held a the Frm More histokal structured pnxIsct may be bc.4'i or sold and do assets we rot held by the fain and nor Mash' the
hied cri tan be added by you Foetid Advisor. not necessarilyrepresent the vas you may receive fern's possessifi or snot These assets de Privet
tern rquidetion. displayed on you statement for informational To obtain a copy ad az current Client FlisacyNatice
• Urthelised gad/losses When data is amilth ▪ Thad parlyesdnatesof vale ore as of a certan purposes onbt. Positions ard values presented re please contact your Francis' Advisor or edit ter evebsiee
eninaced &wearied gain* Imes we mIctAated fa dread are &mold to UBS Fna-cial Services on a provided by Pe issui-9 fern UBS Frontlet Services is at www&AURgagpicipmftla
ithvilialseosey lots. The transaction data for regalia base by in independere satiation tint not rest:cable for ass ideation and des not
ncliviisal lab may or may not leek' ammismen, - &suet general panne- or sponsor estimated vast, guarantee es accuracy. These assets are rot protected UBS Financial Services a rot a bath the RLIA, Business
&urges anfor *deity reorganized an vets ary, are supplied to therms by Me now, by SIK or tie Finis o4plemental SleC coverage. Services Account RSA and IRLIA are brokerage accounts
Dividend and oterrenwstmeni lots ad systematic gennal pawner or 'tensor and may be calculated which provide access to barking services adproducts
pachne bin are each canbined to display ore based on deferent irdonkation Iran fiat used by • Revenue sharing and additional compensation. though arrangements we, aff dated bates at other
averagedlot The • Trade date • [Minn peesents the thed parties to derive heir strafed values. — In addition to commissons on safes and 12b1 fees thrdpary banks, rod provides access to nsura-ce and
aged transaction wade date. - You can obeah addiecrul Nomination regrading received n caveman rate the disuibution annuty proist awed by onsetAthol theed.pdy
the methodology wed to determine the retinal* of ndual had to awoken& we arida our AIMS Utterance companies through Murata agency
• Callable securities Bar* and ;referred stock that value ad the date of Be tharnalion that is the receive mord sharing payment, from distributors subsidised's of UBS f finial Services Inc.
the sneer cats for eakr rectentheyn wit be selected basis for to striate by contideg your fivncial odor addscrs of the nuked funds that we sell.
merely by lot Iran among all seo.raies of that Advisor. These anorts are based on two <kern Iniestment, nsurame. at amudy products:
them held hour name or in marrow maw la as - Thid party estthated dues fray be reflected at ccalaanent6- 0 tie amantol sales by UBS of a Not 'CAC inured • No bank guarantee May the vela
clients. Call bade ilainattn a cbtaned from third •Not odd' navy I sit *km. mew n partkuld mutual fund I amig to our clime; and CO
parties and es accuracy isnot guaranteed. Other call dependent rotation tiro has not suppled or is the asset value of a panto W mutual fund Iamb's RYA. Resource Managemerc Acccunt, Business Semites
fealties mewed which mid affect weld conpthe &made to assigi a vas, when we become entire Share; held at the ern Account BSA, BMA ad alternation& Resource
thcmiatecn Melte provided upon request that a material menthes &oared Mist may call a — We and of afMate also recewe nem:eking and Management Accost are registered service marks of
peedusg reported vase id question, or *ken a °erne:usprocessing lees h consideration For UBS Finance Services Inc
• Certificates of deposit (marCDs are FDIC enured value would be highly speodtire due to the nesse udder gent mein that we provide to the
• to S293,000 h criminal and accrued interest per of the sectrity. maw' krds. These km stencrahr are pad from Visa *passe is a regithered senice mark of visa
deposer at per depositayinstituticet haccadience - When neither an ester, genera panne or sponsor imestor abets h the mutual fund and are a feed Into CBS Via S•gnatthe credit cards ad LES
rah FOIC rules. estinakd sake nor a ted-pany estimated valm if dela amount based ar tie number of accounts at Visa debt cards are based by UBS Bar* USA with
mead the valued the wanly will be diffeeeni the broker-dealer holdngmaul ludo cd that fund peens:ion from Vies U.S A Incorporated.
• Preehalue Prom displayedfa "metres and other Iran its purchase price.
products may be higher or lower than the price that UBS Financial Semites Inc Pfir 204102
SDNY_GM_0002 5659
CONFIDENTIAL EFTA 00136279
EFTA01277512
1)85 Financial Services Inc.
SUBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 May 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKNIORYLE CASRIEL
Phone
Questions about your statement
Call your Financial Advisor or the Value of your account
Resourceline at SOO-762-1000. on April 30 (1) on May 30 (9)
account -
Your assets 87,951 40 87,953.50
Visit our website: Your liabilities 000 0.00
'Nww.cbccomifinancialserrices
Value of your account $87,951.40 $87,953.50
Sources of your nos out growth
Tracking the value of your account during 2014
Value of your account
S Thousands at year end 2013 saw
Net deposits and
0 990 withdrawals 187,949.09
6 • Your tiveStrIlenI ream
Diwdendard
interest income 94.41
Change in
market value 9000
Value of yew eccotrit
.40r 2014 May 2014 on May 30. 2014 907953.50
SDNY GM 00025660
Member SIPC Page 13 of IS
CONFIDENTIAL EFTA 00136280
EFTA01277513
SUBS Business Services Account
May 2014
Account name:
Friendly account name:
Account number:
Your K asocial Advisor-
SCOTT STACK MAII LYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
May 30 (11 your account
• Cash and money balances may include
A Cash and money balances 87,953.50 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the lmponant
information about your statement on the test
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 a 00%
F Corrmodities 0.00 000%
G Other 0.00 0.00%
Total assets 187,953.50 100.00%
A
Value of your account $87,953.50
Eye on the markets
Percentage change
Index May 2014 Year to date
S&P 500 2.35% 4.97%
Russell 3000 2.18% 432%
MSC I - Europe, Australia & Far East 1.76% 4.11%
BarclaysCapital U.S. Aggregate Bond Index 1.14% 3.87%
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
IY_GM_0002M1 14 of 18
CONFIDENTIAL EFTA_00136281
EFTA01277514
Business Services Account Account name: EWKAAX,I.LC Your Financial Advisor
*UBS May 2014
Friendly account name: ELLMAX LLC
Account number.
SCOTT STACK MAK/LYLE CASRIEL
Change in the value of your account Cash activity summary
May2014(4) Year to date IS) See Account activity the month lot dna Is &dances in your Sweep Options are indudedin the opereng and
closing baguet vitae FDIC insuranceividies only to deposits a u85 Bank USA, not to deposits at 1.85 AG,
Stamford Erarch or bank deposits placed throng the UBS Intemigond Depose Account program. SIPC
Opening account value $87,951.40 $0.00 potation appfies to money market sweep tuna hcddiros but not bare deposits Soeimportant intorno:on
about your statement on the tat too paces cf this document for deists
Deposits, including investments
transferred in 0.00 87,974.09 May 2014 (i) Year to date (S)
Withci-awals and fees, Opening balances $87,951.40 $0.00
including investments transferred
Additions
cut 0.00 -25.00
Deposits and other funds credrted aoo 87,974.09
Dividend and interest income 2.10 4.41
Dividend and interest income 2.10 4.41
Closing account value $87,953.50 $87,953.50
Total additions $2.10 $87,978.50
Subtractions
Dividend and interest income earned Checks and bill payments 0.00 -25.O0
For purposes of iris statement. tactbity of inkiest arc cteclend Income has been over:woad lion a US Total subtractions $0.00 -$25.00
tea repotting perspective. eased upon the residence of the account hoeer. account type, or product type,
some interest undo( cividend payments may not be subject to united States (US) and or Puerto Biro (FR) 487,953.50
income tines The tient mom* statement is not intended lobe used and Eamon be need upon lac lac
Net cash flow $2.10
narcoses Clients should refer to the applcitle tar reporting forms they receive treat UBS snowily such as
the forms 1089 and the fowls 480, for tar reporting information n is the practice of UBS to file the Closing balances 487,953.50 487,953.50
applicatte lac reporting forms with the US Interns Revenue Service and PR Treasury Department. and in
Su( h forms aCcuratety (1459fy clioden(E arty Cr Interest aside ecemPt or tact,* 'Kane Neat Consult YOur
Ind edual tax prepater.
UBS Bank USA Business Account APY
May 2014 (3) Year to date IS)
Interest period Apr 7 - May 6
Taxable interest 2.10 4.41
Opening UBS Bank USA Business balance Apr 7 $87,951.40
Total current year $2.10 $4A1
Closing UBS Bank USA Business balance May 6 487,953.50
Total dividend Si interest $2.10 $4A1
Number of days in nterest period 30
Average daily balance $87,951.40
Interest earned 82 10
Annual percentage yield earned 0.03%
SDNY GM 00025662
Page 15 of IS
CONFIDENTIAL EFTA_00136282
EFTA01277515
SUBS Business Services Account
May 2014
Account name: ELLINAA, LLC
Friendly account name: LLMAXLL
Account number:
Your Hyundai Advisor:
SCOTT STACK MANLYLE CASRIEL
Your investment objectives:
You have identified the following investment objectives fce this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important in6armation about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your Ask profile:
Primary - Moderate
Investment eligibility consideration • None selected
Your account instructions
• Your account cost base default closing method is FIFO, First In, First Out
iy_Gm_00021iss 16 of 18
CONFIDENTIAL EFTA_00136283
EFTA01277516
Business Services Account Account name: ELLMAX, LLC Your al sandal Advisor:
$UBS May 2014
Friendly account name: LLLMAX LLC
Account number.
SCOTT STACK MANLYLE CAMEL
Your assets
Saone pn< es, income and current values ShCem may be apprOnimale. AS a (nut darts and lOek,S may not
be accurately reflected. See importanonlormabon about your statement a the end ol this dxumeM for
mare informason
Cash
Cash and money balances
Cash and money balances may indude availaNe cash batmen, OBS Cant USA deposit account balances,
ues AG Stanford Branch deport accunt balances and money market mutual fund sweep batances.
UBS Bank USA deposit account balances are insured by the PDC yarnn [collude limits, but are not
pointed by SIPC UBS AG Stanford Brant hdeposn account balances are not insured by FDIC and re not
potected by SIPC. Money realist sweep balances are protected by SIC but me not insured ty the FDIC.
See the important information about your statement a the ended INS doctentnt for details about those
bdances.
Ocenngbalance Closing balance Pnce per :bare Average Dreck ric/ Interest Days et
Hdcing on May 1(f) on key 30 (1) on Mai 30 (0 Fate petted period Cap remelt (I)
UBS BANK USA BUS ACC 87,951.40 87,953.50 250,000.00
Your total assets
Percentale of Cost Eilielated Unteatzed
Value on May 30(1) your account bass (1) annual mane (1) on or loss (S)
Cash Cash and money balances 87,953.50 100.00% 87.953.50
Total 587,953.50 100.00% 587,953.50
Account activity this month
For more infoamaion about the pike/value shown for restricted sealants, see important information about
your statement at the endof this docu-nent
Your Quantity Cash Cash and
Date Actimty Desophon opense code Face %Sue NoadValue (1) amount 01) money blame SO
Apr30 Cash and money balance $87,951.40
May 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 090814 2.10 87,953.50
May30 Closing cash and money balance $87,953.50
SDNY GM 00025664
nags 17 of 18
CONFIDENTIAL EFTA_00136284
EFTA01277517
Account name: ELLMAA, LLC
*UBS Business Services Account
.:11 4
Friendly account name:ELLMAX LLC
Account number:
Your 15 vandal Advisor
SCOTT STACKMAI/LYLE CASRIEL
Account activity this month (COntnuedl
Date Acutely Uescreaticn Mount (S)
Money balance arAvi0es Apr 30 Balance forward $87,951.40
Mey 7 Deposit UBS BA7ll: USA BUSINESS ACCOUNT AS OF 05/06f 14 2.10
Mary 30 Closing UBS Bank USA Business Account $87,95350
The UBS Bant USA Business *mum Is your onmery sweepoption
ccm_0002frits 18 of IS
End of statement for account numbe
CONFIDENTIAL EFTA_00136285
EFTA01277518
Important information about your statement
LEIS Financial Services ix. (the F im or UBS Anemia! sent you the fin /Innen on which the error or The Finn, together with certain affiliates, ha also account held, you choose one of the following
Strizted( is a merger of all princiul sxvly, cannodey problem appeared. purchased stpplarental protection. The maims, investment object*/
and options exchages. 1.85 Fe-encial Services and U3S - Prose:leyou- name ad accost number Of arty) amount payable to al eligible (Bert, cartes& wrier • Nodue Currenthxome. insbue its seekng the
Bank USA re rdrect subsdares of LBS AG and — Dabbe the two or he transfer you am are this protection is S500 million as of December 10, 2013. generation of income crik.
affiliates of LES Se: rain LIC. The Fim's I henna' about and 'atan as desk as you can why you • Achim CeptbrIApprociat;on: Immune* seeking
statement is available upon recea. The NM* executer believe t is an error a why youneed more klotot to the pokyconditions arid limitation, cash X growth of prncpal rather than the gereratim of
offices au a: rfamation the Firm is further protected fa into 51.9 million n the metre.
— Proud. the doter anion d to suspected ente. aggregate for all you accounts held n ape-haler • Produce CombinAbn of income and Capital
LBS Sinenoul Serums Ix. capacity. A ft/ copy of es poky wiring is mailable Appfeciabprx luesiments seri* both the generation
1200 Harbor Boulevard The Finn or Cad Issuer irea isentgate your complaint LOPOn reqUill. of name and gambol rixisel.
Weehawken, to 07086 and will correct any error prompt/.
The SIPC protection and the supplemental protection Orwell risk profdes
Ibis statement represents the any official record of you Please mate all duds pambk to the Fern or tie both do not apply to.
LBS Pi-uncial Senses account. Other records except financial institution /dosed on tie kora of to ▪ Certin financial Mons controlled by (and indicted • Conservarre Seeks to martin rand arc Pat with
official tar documents containing wearing date should low Sc and volatility to the acorn oral, rend
'Ekren had:Ern to retail* accost fen accounts your account value) but held away from US$Fine-col that meals the accost does not generate significant
rot be relied Lyon If you bele* there e an error cr may be subject to mailenrce fees, chars for late Services fe.g.. certain(* cash al UBS Bak, fel cad, at
mission, phase report it irrmedately narking to the income or returns ad may nut keep pace with
parent for sectaries purthases and charges for unpaid L85 AG Stank:adbranch (u) insurance priodatS, inflation.
Bench Manager of the office serving you account. ant:tints in cash =ants. Accounts that ate transferred including eriebb enmities, and (iv) shires of mutual
to other instautkns may be subject to a wands tee. funds whore such shares are reentered diedly in the • Modena: vearrg to accept sine risk to principal and
Atkrugh al figures Sham We intended to be accurate. name of the account hakes on the books anl records tolerate some +stet,* to seek hgher returns.
statement data should not be used for tar purposes Rely UBS Sweep Dilations of tie applicable issuer a Order agent); • Aggress*: Wiling to accept high Sc to penopal and
stork Goys-end tax forms, te.. form 1099, Sat UBS offers options for sweepng cash bifaces biances high volatility to seek highreturns over time.
10425, etc.) whinprepargyour tax return. The Fins it to bass deposits at UBS Bat USA and UBS AG Stardom' • Certain rneslmert contracts or isestment interest
required by low to won to the IRS all taxabk Stirlen*, branch (Eat Sweep Programt moraymaks emus! (eg., limited partneshis and private placements) the Statement heuaholdne
report** rastaicabk dvidends and Liable. edenelt hrds Morey ands) and theInternationalDeposit we rot registered under tie Securities Act of 1503; We may consolidate al related account statements with
end on acuities held in you axant, net proceeds Account 00Alfor customers with an Intentional ad the sane address n the sans envetge. Accounts may
an sale trareactas, and cost base cncenain covered Remise Management Accost. Though tie Bank be related Ice this purpose beaux they have owners
sewitin. Sweep Program, cash balances re swept to UISEtert • Corrmoditees contracts (e.g, loam excha-ge and who also maintain pit acorn relationships wit other
USA up to an esabkhod knit ad then to LBS AG prec Os rectal °meant excluding futures contacts dents at the sane address. This practice's known as
Communications with the Firm Stanford Brandt or e Money Fund. Deposits at UBS • householing II you prefer to recehe rdivedual
. Please reconfirm arty oral cormincatgris in awn* rd formodigorticn contracts. statements maned in separate envetpes — yOU may
Bak USA are FDIC nand in accordace with FDIC
to funher protect your opts incbdrig your Ned oaks. For nacre nlormation please veit wwwidicgov. The 51K protects:nand to supplemental protection do deck-it householding by Ealing you r florid Adveor.
order the Se/sties Marto( Promotion Act (SWAT Deposes at UBS AG StanfordBush ad tam of not apply so these assets event theyotherwise appear
Money Funds are rot inured by the FDIC. on you. slaterneet. TM SEC protedim and the Friendly /occult name
• If the financial hstitution on the top left of Me front acPPIrrental protection do not protect agave changes The Friday accost name reflects alormation that you
of this statement is nor UBS Financial Se-kes, CBS Throw)) the OA, mailibk to cash balances are swept to in the makel vela of post investments (whether a a ertered on the firm's onlne senesces webste. R is a
Frenoal Services carries pox account as cleamg depose accounts at UBS AG New Yak Branch and CBS result of market moiement, iSSuOr bankruptcy Cr customizable Inielnarm- oFosen by you to aria you
taker by anargerrant with the 'Ideated intlitutiXt AG Cayman Burch Thew deposits are not inured by OtherWeitt
with harm wort/keeping It has no legal 0941 on your
We Wormed you of this relationship when you the FDK. Balances Feld at to LBS AG Carnal Brach account. You can durgeyos hiendk account names,
opened this irootrt. h this case, yourIra and are tempera* exposed to the sovereign risk of the More information is amid* torah rearrest You may through Onire Services or by contactrgeourFauncial
seas/Wax located x LBS financial Seneca and rot Caftan elands, and there is no gamete Cr other obtan no nfomaion atlas SIPC. riciddng the SHC Athisor.
the iwocisng broker. ad you must make a relion obligation of UBS AG to may the betakes while on the Brochure, by contacting SIPC a 202371.8300o by
of try ester or *Tuition to both limn. UBSC grans Brach's books. visite, the SIK website ar YAW/.140‘041 ACCO‘Olt overview
• Vale ofmu- acmonelpordok. Net of assets ad
A N accont statementsshall be deemed complete ad Deposes a U85 Bak LEA and eachUPS AG Bunch are Dividend Reim/bane Program Wan fiabiltes.
accurate if not objected to an wring within 60 days. not protected by SIPC. Money Fund shires ate protected The age reflected is an average price. You ma/ • Awe_ hulas amiable cash balances, vases for
by SIPC. See *U3S Financial Services Accost Protection* the actual price from you Financial Advice. 0y whole restricted sear* lest ), and Global tine Deposits,
• Please dint customer complaints a iNUiin to tie bobw tire, are purchased under DRIP; partial shares wil be unwired marts to market and certain assets not held
Fivn's C lent Relations Depanment a 201.352-1699 soli rd the cach wA be deposited in your scour. The by the Fivn. Does we include unpriced StItntifill assets
atoll-free a 800-354-9103, litC0 A.M. to 6:CO P.M. Upon pas request balances n he Bank Sweep dviderd reinvestment price applied by to issuer may al the end of the prior and orient statement periods, or
ET Monday through Friday, a in wring to LES Program or OA may be withekar" and shares of a • from the market price at which thepartied shares private ivestnwits, imitated stock options and
Financial Services Ix., Clive Relations Dees-anent, Money Fund my be liquidated, end the proceeds are sold emiceable stock options.
P.O. Box 766 Union City, NJ 07087. returned so you or sour soosiin accant. • Einaties Includes debit bilircos, oAdardig wren
Cadelefieu loans. credit Mt ton =ant balances.
• Incase of ewer; Or Wert/re about al electronic Aster reornation about available sweep options, CM, Male units may be held in yotr account. If you ate • Cash/money behares. Total of uninvested avalable
funds transfer EFT) bi puymm or UBS Visedebit noising anent interest rates and yet*, a mailable at entitled to apa-WI unit as annuli of a dviderd Partmeol cash balances, plus UBS Bat LISA deposit boraces UBS
card transactiore, call 62-1000, or wife to UBS www Lbscomliseeppekk from your F nano ial Advisor or otherwise, the Firm vi i ether sell panal aia at AG Surriord Branch deposit balances and money market
Frenual Semen inc„ WOO Herby Blvd, 6th floor. or by calling 800.762.1000. medal peke or accept an amount determined by a makul fund sweep Saws, at to cbse of he
Week/Men W 07086. *FM RIVINBSA Sermes registered clewing agency, and credit your accost. asemere period. Noncormlocity kee credit balances in
UM Financial Services account protection your accosts are rot segregated from other balances
Cal a write as soon as you cart i you talc yaw The F rrn is a member of the Sea/4*S invell01 Protection Investment objectives and to Fern may use any of these funds in the ordinary
statement or receipt is wrap or if you need more Corporation (SIPC), *nkh Fromm securities accounts of The investiture objectives std risk profile we speak to course of its lousiness. These funds ae payabk Limn
information about a turn* on the statement or its members up so 1500,0:0 (extra:kw S2S),000 for each account andnig wry between. Please /diet the your dernard. This total is included., ter cement period
cocoOt. The Firm or Card boar as arkableknulf dams kr cash) The SOK asset protection knits spy to Fern promptly in mitrg of any sir/cart change in yes closi-g value.
her from you no later than 60 days after tie Farm all accounts tat you hold n a paltular capacity. (naked skuation Of riwomre objectives. FCC each
SDNY_GM_00025666
CONFIDENTIAL EFTA_00136286
EFTA01277519
Important information about your statement (coninued)
Lending information you would actialy rest in the minket Prices are - • Ostia. cr.; to date may inch)* return of — h stern to contempt scented n connector
For detaTed erif°mutton on the Fars ending practices obtained from vaious third party sources Mid. we carat. tot a both wth the sale or de-Oben:on of a-ruey contracts
and discbsaes, ter to you Clint Relate:thin being to be retitle. but we do not gmealee tier - • Crignal um see • represents the initial offerer; and ant owestrnent tat ions to our <lents, we
Ageernet or Accan Agreement at the General accuracy. price per unit and may not ;elect pas cots basis anchor our affiliate rout sena sharng
Terns at Conditions UBS Statement of Credit Practices — We generators* the closi-g price when ambits or componsakin I rom many of the inosance
available in Agreements andOrtoscrres at the mean of to bid and ask prices Soloed • Restricted securities Restled aectrein gereraly companies utensil9 the amity contracts,
muralassailEgaigadziosial saki, and <plot a onay It prices fa OTC are rot (witty Sable sec oublk sale. UBSFinacql iliates of to turat meta-tor sponsors of
states. Services saes the matt price of the unrestricted stock thew* imesvnent nets we etstrbute
VessamMo - Less actiney waded securities may be priced usig a of the same issuer as an mputed Sue for de - Qn taints also receive Redone commute and
Your assment bents securities endother was held valuatn model or the most recent pea we rentncted stock for prepares of this 'Women oa4r To other anger at from mutual knit and
hthe account at the end of the sterner* period. You obtaned and may not reflect an ate' matt price the tent frost tee:rifled sates are Saba la ste, (trance companies whose marts we attribute.
may ask fordeivey of f&ty paid secuaies at ary time. or vat* the vals retried may be sdortantraly less than the - Weasels an antral lee from UBS Base OA and
You mayreceive smuggles used as loan collateral after - Certain posts may appear than a mice ad Spied value that_ tIES AG Stanford Bland, of up to $TS per accost
paying any balrce due on them. k -y securities will tow as 'price was rot available if we re meephe to the barks under the UBS Brie Sweep
transient to the Lien drip the steremene pent are untie to obtain apace for a scut • En. (stinted) income. current yield' and rates. Fragrant
listed al market value as of the end of the steaks - Deposits or states denominated 6 currencies An 9:finale of a-rual income is based an current
Pena otter than U.S. dollars are reflected at the etchenge Sicked and interest rates, assuming the stakes will Activity
• Cost bas's h determnirg the cog basis of tie rate as of the statement date. be held for cat year from statement date or Until hbirnaticri saucing cannissats and other cheers
satin included in this statement, where indicated - For (erten tutees trading in non.conformng ffutisity. This stint say a gaielne, accuracy named ri connection with tie °mutat of wades,
wields runt. UBS Fierce' Services lun relied cieritinalcris. mice at qua-oily0as rat) may rd continued income are not guaranteed including option transactions ha been included on
co information obtained from sources other thane/35 have been tasted to facilitate proper vduaket - Estimated anal tome at cement yold fo- ccerternalOnS MM.'Sy filtrated to you. ad will be
Financial Seaces. including hi°melon Iran another To obtain current quotations, wheel ataitle, cot-race certain bees of smuts could include a rat of provided to yOu wavily atrecpest.
km a Mal sumsy has provided to you Fennel your Financial Adnur. pmcpalor camel gat in %Ma case the est
tett the Finn does not itemerdently verify a income Ordcures yeti would be onerstated. Shan anima
gaunt the errancy or vardity day irdormation • Private fressbnenta and druclared produce. - Estimated atial icane ad cant Old and the f eau are engaged in short selling a security, you may
provided by sons other than 1**Siuncial Services. histe thine* seaters Chatty deect actual tame and yield milt be lever a higher haw a charge doe to certain tarowSg costs for that
participation crcqam and real estate investment its than the estimated amounts. particular security.
h attest although UBSFinrcel Sences generaly states) and strucised protas ale generally highly - An eptate ol rruateed tome (divdend ands
sockets this Hemet as Rates:yea, the firm (main stn tared moats has not been interest) divded by the anent make' Open cedes
does not provide any astaantes tat the idarnation registered with the Securities and Excha- valadaverage balances based on the last distend Pelting Men or • gxdtillicancelbe coders tat
crow 'Cost basis- and "Ltirealsed ear/loss' it Commosion a under any Pate scuttles laws. We Of hfttect payment made by the issuer and were not *moved by the teems( date, open buy at
accurate as d the date of this statement. As such proverb estimated sates for private investment ant the seositiesteposts will be held for use sea stop orders are redid by the amount of dividends
please do not ley on the trometion to make rewires and structured products for tomtit( year boat the statement date or unhl manly. or rights on an exidividerds or totes date unless
pm:tees sale decision& beta proms ce purposes only. Sots snot guaranteed. Accuracy ant continued weld ere not warned intructed otherwise by seas. You are responeble for
ahem's*. Accounts transferred to tie Fim may ▪ Thai values may differ abstantiaby tau pron. if orders that we esosed dye to your failure to cancel
reflect gint loss rdamaIM orar for the period of any, at ishati a prorate Sestet security a • Assets not held by WS Francis( Service& Certain testing open orders.
tine they ay held ate Frm More testae structured malt may be boar* or sold and do assets are rot heed by the fain and not thin the
riknmaten tribe added by you. *moat Advisor. not necessarily represent the stint may receive ferns possessm or ocesol. These assets de Prins
Won tuition. trolayed on par statement for informational To obtain a copy of sr current Client Fitt Marc*
• Ustedind gain/Imes When data is available, - That prey estimates of sale are as a a certain purposes only. Positions at values presented me please contact your Francis' Achisor or vet as website
estimated imaged gain* lases we Weaned Ice date and are &pelt to UBS Financial Services on a Itted by dare issuit hen UBS Front' Serest; is at e.
itydal seas*/ lots. It tansclon data for regale bass by an independers station fini. not respariable for IN **matron and does not
thrictal bit may or may not reflect animist1s, - Isar, generalpanne or sponse estimated vales, guarantee AS accuracy. These assets au rot protected UBS Stacie Services a not a bet 11-e WA. Business
charges ands security reorganization rotas ry, are toppled to the Frrn by Ow ass by SOC or the Fits suppbrrontalSIPC coverage. Sties Account RSA and IRMA are brokerage accounts
Dividend and °tars nentmeni lots ad systematic gennal pater or tensor and may be tabulated which provide access to barking services a-idproducts
pates tits are each menbined todisplay one based on r erit irdormation from that used by • Revenue shoring and additional compensation. trough arrangements watt affiliated bat and other
averaged lot The • Trade date • cast presents the thid pads laden,* tee estimated values. — In addition to commissions on safes and 12b-i fees tasty banks, and provides access to nsura-ce and
coati transaction wade date. - You can obtan addle:rut racernaim reaming recent n common vat the distribution of emit prodxts Sued by unaffiliated the/teary
the methodology used to determine the Mite of nasal Iced to cadent we ands our efts insurance companies through roura-ce agency
• Callable securities Batt and ;referred stock that value at the date of dw itemalion that is the subsidiaries of UBS financial Services Inc.
basis forte mitt by contactrg your Financial TIM`, Immo taring payment *Ten disributors
the laser cats for eat redemption coil be selected ardor adriscrs of the maul funds that we sell.
en cutely by lot Iran am:rg all seoseies of tot Advisor. Theseanoints are based on two dement Investment, raurace. ad a-ruttyproducts
acute held hour name or in nominee name lee os - Shit party esttated votes may be reflected as COM:Oneratf- to anent ol :aim by UBS of a Not MSC inured • No bank guests May kn. Vale
client. Call feat itinattn is dotted from third •Not read' n war I sit Mkt. int n ostler mutual fund Iamiy to our <lint and Ca
parties and as accuracy isnot guarenteed. Otter all tdependent vitiation tem NS not suppled or is the asset valued a particub mutual fund Iamity's RYA. Resoute Management Acmunt, Business Services
feats may east Sikh cot aged yeti.* compete &side to assign a watt Mtn we become aware shares held at the 1mi Account 854, IRMA and international Resource
tweeter went provided upon request that a material event has ousted the may call a — We and 0.1" Mediate also recewe nemaking and Management Accost are registered service marks of
poet* reported vat it question. or ten a ormtus motetne lees in coraklestion for UBS Fruncial Services he
• Certificates of deposit (CD4 CDs are FDIC inured value would be highlysanity due to the nave transfer agent wets thee we provide to the
Lp to 5250,000 n retinal and accrued interest per of the smutty nuked fends. These lees generally are pad from Visa *roue is a restered service mark of Visa
depose and per deposhayinattios raaccomance - When neither al suer, general pane or sponsor investor assets h the nulual fund and are a toed International. WS Via Santee cede cads and CBS
wait POI( rules. estimated vats nee a Ottani estimated eels if data amount based an the number of accounts at Vet debe cards are espied by UBS Bark USA with
mad. the valued the surly will be differ,' the broker-dealer holdng mated lads ot that fund permesion from Visa U.S A Incorportd.
• Preetalue Prom displayed for securities and other ken its purchase once. fmiy
products may be higher or lower than the price that UBS Financial Services Inc Rev. 20402
SDNY_G M 0002 5667
CONFIDENTIAL EFTA _00136287
EFTA01277520
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
Business Services Account
New York 1W 10171.0002 June 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELIMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACK NIANILYLE CASRIEL
Phone
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resouroetine at 800-762-1C00, on May 30 (1) on lune 30 (1)
account -
Your assets 87,953 50 87,957.10
Visit our website: Your liabilities 0 00 0.00
www.ub5cornIfinancialservices
Value of your account $87,953.50 $87,957.10
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
S Thousands at year end 2013 1000
Net deposits and
$8.0 reo withdrawals 187,949.09
6 • Your MeV:Milt return:
Dividend and
interest income 58.01
Chance in
market value 5000
Value of your Banton
Jun 2014 on Jun 30, 2014 /8Z957.10
May 2014
SDNY GM 00025668
PA•mbor SIPC Pap 13 of 03
CONFIDENTIAL EFTA_00136288
EFTA01277521
SUBS Business Services Account
lune 2014
Account name: u
Friendly account name: Ft I'A , I t r
Account number.
Your K nand) Advisor-
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
value on Percentage of
June 30 (1) your account
• Cash and money balances may include
A Cash and money balances 87,957.10 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 a 00%
F Corrmodities 0.00 000%
G Other 0.00 0.00%
Total assets 387,957.10 100.00%
A
Value of your account $87,957.10
Eye on the markets
Percentage change
Index lune 2014 Year to date
S&P 500 2.07% 7.14%
Russell 3000 2.51% 6.94%
MSC I - Europe, Australia & Far East 0.99% 5.14%
Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93%
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
y_Gm_0002Bus 14 of 18
CONFIDENTIAL EFTA_00136289
EFTA01277522
Business Services Account Account name: EWVIAX, LLC Your Pi modal Advisor:
SUBS Lt 1
friendly account nante:ELUMAX LLC
Account number.
SCOTT STACKMAN/LYLE CASRIEL
Change in the value of your account Cash activity summary
Year to date (S) See Account activity the month for dela Is Mantes in your Sweep Options ate inducedin the opening and
tune 20i4 (Sr closing mantes vies. FDIC Insurance cccalm only to deposits at UBS Bank USA, not to deposits at LOS AG,
Stamford Branch or bank deposits placed !brooch the UBSIntemaiond Deposit Account program. SIPC
Opening account value $87,953.50 $0.00 protection applies to money market sweep find holdings but rot bare &posits. Srelmaortant irdortnation
'bow your statement on the tat two pars cf thiS document for detals
Deposits, including investments
transferred in 0.00 87,974.09 Awe 2014 (1) Year to date (I)
Withci-awals and fees, Opening balances $87,953.50 $0.00
including investments transferred
Additions
cut 0.00 -25.00
Deposits and other funds credited 0.00 87,97409
Dividend and interest income 3.60 8.01
Dividend and interest income 3.60 8.01
Closing account value $87,957.10 $87,957.10
Total additions $3.60 $87,982.10
Subtractions
Dividend and interest income earned Checks and bill payments 0.00 -25.O0
TO( purposes of tris statement tacabity of interest and ardeno Income has been ottennined firma u5 Total subtractions $0.00 -$25.00
to ireatirid PeisPeclitt. Based upon the residence of the accounl nokleL account txx. or product type,
some interest ardor dvidend payments may not be subject to United Slam (US) area Psert0 RKO (PR) $87,957.10
income tines The Gent month/ statement it not intended to S used and carom be akad upon fcc lac
Net cash flow $3.60
purposes Clients should refer to the appika:te tax reporting forms They receive from LAS annualy, such as
the forms 1099 and the Parris 480, for last reporting information it is the practice of UBS to file the Closing balances $87,957.10 587,957.10
applicatle tai tenoning forms with the US interns sevens* Service and PR Treasury Department arm in
such forms af (Malay dainty dindendS arrpa intereSt as Ia. even at or tacit* interne meat consult your
inductor,' tax preparer.
UBS Bank USA Business Account APY
June 2014 (1) Year to date (S)
Interest period May 7 - Jun 5
Taxable interest 3.60 8.01
Opening UBS Bank USA Business balance May 7 127,953.50
Total current year $3.60 $8.01
Closing UBS Bank USA Business balance tun 5 $87,957.10
Total dividend & interest $3.60 $8.01
Number of days in merest period 30
Average daily balance 187,953.50
interest earned 83.60
Annual percentage yield earned 0.05%
SDNY GM 00025670
Page 15 of 18
CONFIDENTIAL EFTA 00136290
EFTA01277523
SUBS Business Services Account
lure 2014
Account name:
Friendly account name:
Account number:
Your Ilnencial Advisor:
SCOTT STACK MANLYLE CASIVEL
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Francial Advisor or Branch Manager You can find a ful description of the altemaove
investment objectives in important in6arma ton about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
investment eligibility con9deration - None selected
Your account instructions
• Your account cost base defaultclosing method is AF0, First In, First Out
iy_cm_000Stei 16 of 18
CONFIDENTIAL EFTA 00136291
EFTA01277524
Business Services Account Account name: EWVIAX, LLC Your El nandel Advisor:
UBS Jur :• 2C:
friendly account name: EWVAX LLC
Account number.
SCOTT STACK MANLYLE CASRIEL
Your assets
lances, income and current v8 ues sham may De apploarnait. AS a its kaa, Om and Imes ma/ not
te.xcuralety reflected See imponam oniormatton about your statement a the end of this dxurreM for
more infortnnion
Cash
Cash and money balances
Cash and money balances may include available cah balmces, UBS Bank USA cbtosit acount baances,
U85 AG Stamford Branch deposit accunt baances and money market mutual fund sweep balances.
U8S Bank USA deposit account balances are insured by the FDC van en auk able limits, but are not
protected Dy SIPC. MS AG Stanford Stanch deposit account Wombs se not insured by FDIC aid se not
potected by 9PC. Money rnariat sweep balances are protected by SEC but ate not insured by the FDIC.
See the important information about your statement at the endof this doctrrent for details about those
tdances.
Otenng balance Closing Wale! Pere per :hare Average Dnidend Interest Days n
sidcing on run I(1) an Jun 30 (S) on run 30(5) rare period period [rip mount (S)
1,65 BANK USA BUS ACCT 87.953.50 87,957.10 250.00000
Your total assets
Percentage Con Estimated Unrealized
Valle on list 30 (I) your account basis (S) annual intone (SI gain or loss (I)
Cash Cash and money balances 87,957.10 100.00% 87.957.10
Total $87,957.10 100.00% $87,957.10
Account activity this month
For more info/maim about the mice/value shown Ear restricted secumies, tee important information about
your statement at the ends( this cbconent
YOUf Quantity Cash Cash and
Dale AcllMty Description expense code Face 'due PrIcsualue (1) amount (S) money balance IS)
May 30 Cash and money balance $87.953.50
Jun 6 Interest UBS BANK USA BUSINESS ACCOUNT AS OF OB0514 3.60 87,957.10
Jen 30 Closing cash and mosey balance 107.957.10
SDNY GM 00025672
Page 17 of Is
CONFIDENTIAL EFTA_00136292
EFTA01277525
UBS
Account name: ELLMAX,
Business Services Account Your 15 vandal Advisor
Friendly account nainni:ELLMAX U.0 SCOTT STACK MAI/LYLE CASRIEL
lune 2014 Account number:
Account activity this month (COntnveth
0ate Amy Descry:dial Account (S)
Money balance activities May 30 Balance forward $87,95330
Jun 6 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 06(0914 3.60
Jun 30 Closing UPS Bank USA Business Account $87,957.10
The UBS Bank USA Buss ness Accoum Is your primary sweep option
ccik000Stat 18 of 18
End of statement for account number
CONFIDENTIAL EFTA_00136293
EFTA01277526
Important information about your statement
LEIS Financial Services ix. (the F im or UBS financial sent you the fen stamen, on whir the error or The Finn, together with certain affair's, ha also account held, you choose one of Ihe following
Senekeg is a merrter of all principal stony, cars** problem *Pored. purchased applwental protection. The meanie Sinn objectirer
and optora exchanges. U3S Fe-axial Semites and U3S - Prow:Seim,: name ad accost number Of any). mount payable to al eligible Wert, antsy trcke • Endue Currentnome. h.esb.e its seekng the
Bank USA et rdrect subaltern of LES AG and — Cesabe the ma or he transfer you re tare this protection is S500 million me of December 10, 2013. generation et income albs
affiliates of LES Setritin UC. The Filers I nancial about and explan as clerk as too cm why you • Aden* Ceprefeprocia;ob Insestrnenes seeking
statement is available upon feast. The FiTTIV eceoatire belt* t is an error a why youneed more Clota to the pokycondit ard limitation, cads a growth of prncpal rather that the arisen:not
offices we a: information the Firm is further protecte ot Leo to $1.9 million n the mom?.
— Proud. the dzear amosit d de suspected eta. aggregate for all your accounts held n eyeliner • Produce Combinatbn oflame and Capital
LES Financial Senses capacity A hi copy of tie poky wiring is addible Appreciative,: vestments sang both the generation
1200 Harbor Boulevard The Fins or Cad Issuer ma iviestieete your complaint LOPOn of name and gambol witkal.
Weehawken, to 07066 and will correct any error promptk.
The SIPC protection and the supplemenUI protection Dwell risk precise
Ibis catmint represent the any officiel record of you Please make all checks pawbk to the Fern or he both do not apply to.
LES Financial Senn, account. Other words, except financial institution indcated on fro front of this ▪ Ceruin frontal Mons controlled by (and rebid • Conservarke Seeks to maintain initial pit pat wth
official tar docuraits. containing conffinne date should low rut and volatility to the accost owral, no if
Atmore had:Mimeo nen. accost fees. accounts your account value) but held away from US$Fin-6H that men the accan does not generate significant
rot be relied Lyon N you Mane there is an error or may be subject to mailenrce fees, chars for late Services (e.g.. certain* cash at UBS Bat (it cad, at
emission, please report it ismer:tatty narking to the income or returns and may rot keep pace with
parent for sautes ',mitoses and charges kr unpaid LES AG Stank:idbranch (1) innate want. inflation.
Cinch Manager et the office nag you account. amounts in cashmoons. Accounts that ate transferred including warble enmities, and OH shares of mutual
so other notations may be subject to a sunder fee. finds whore such hares are reentered diedly n lot • Moderate: Willi* to accept some risk to principal std
Alkough al figures Sham We intended to be accurate. neer. of the account Foliar on Me boas rd records tolerate some votatety to 'seek hirer returns.
statement data shuli not be used for tar purposes Rely UBS Swap Onions of Be applicale issuer or transfer agent); • Aggressire: Wiling to accept high Mk to winopal and
sink rays-end tax forms, Or., Form 10B9. 5496 UBS offers options for sesepng cash bane; biances her selatility to seek high returns over time.
10425, etc.)whinprepreineyour at return. The Fiona to bast deposits at UBS Bat USA end UBS AG Stanford • Certain nwslmert contracts or nestment Merest
required by law to won to te• IRS all taxabk &widen*, branch (Bank Sweep Floganw), moneynod* casual (tg., limited partneskin and wine placements) the Statement Imuseholdne
report** rontaubk dvidends and tadole merest krds (Money Fund) red theInternationalDeposit are rot registered tarter tie Securities Act of 1933; We may consolidate at related account statements with
eared on secteties held in you exark me proceeds Accurst 00Alfor customers with an Intentional ad the sane address n the same envelope. Accounts may
on safe transactors, and cost base cenain covered Reroute Mmagemeni Accon. Though tie Bank be related la this purpose bet ate they haw owners
warns. Sweep Prona cash balances re mem to UIS Berk • Commodities contacts (e.g Weir exchange and who also maintain pot non relation-bps witi other
USA up to an atabrehed knit ad then to LES AG wet kus metal content. exclude* futures contacts clients at the sane address. This practice's known as
Communications winshe Finn Stanford Brands or a Money Fund. Deposits at UBS rd toffnedit7 °dim contract. • householing • II you prefer to retake individual
. Please re-confirm arty oral cormircatoorts in wing Bak USA are FDIC rend in accordace with FDIC siatencas mated in separate envelaes — yOU may
to further protect your orb incladrig your rad oaks. For nxre nlamation please wit wwwicliogov. the 51K protect:is and to supplemental protean do dative houwholding by saline you F flannel Advisor.
ruder the Setrities Inastor Promotion Act (StAk Deposes at UBS AG StanfordBurch ad tens of not apply so these assets mend theyotherwise appear
Money Funds are rot hand by the FCC. on you. staernebb Time SEC protection and the Friendly accourt name
• If thefinancial nstitution cn the top left of Ibe bort the Frendk accost name reflects animation that you
1, 47knoental protection do not protect again changes emend on the Firm's ono sauces webute. II is a
of this statemert is nor UBS Financial Sena, LES Thmu the OA, anailible to ara balances are swept to in the maker vale of you investments (whether a a
Frontal Services carries you* accon a clearng depose accounts at UBS AG New Yak Branch and CBS result of market movement. iSSuOr baisruptcy customizable ',licenses? dune by you to mkt you
locker by anargerrant web the indcated intlitutiXt AG Cann Brach Thew deposits are not insured by otherwise) with sour recordkeepi*. It has no legal effect on your
We Clamed you et this relationship when you the FCC. Balance, Fold at the LES AG Carat Bra-oh account. You can chingeyos hiendk account names,
opened this smart. h the case, yourIra and are tempera* exposed to the sovereign nit of the More information is avalable 'ton reopest You may though Orin Services or by contactrgyourFaancial
mon:tat located a LES Rnancial Crucesand rot Canon elands, and ten is no 'want.e Cr other obtan sae neon/lion abou SIPC. riciadng the 51K Anse,.
tie eroctecng broker. ad you mat make natal obligation of UBS AG to repay the Saxes while on the Cahn, by contacting SIPC a 202-371-8300 or by
of try eta or &Tuition to both firms. UBSCaymans Brach's books. %tang the SIK **bait. ar Wintaltek0E ACCO‘olt overview
• vats of moraccounthoroble, Net of assets rd
ANacorn, statementsshall be deemed complete ad Deposis at U35 Bat LEA and each CBS AG Conch are Dividend ReiWetblbecill Program (Dpi)
accurate d not objected to in wrong within 60 days. not protected by SIPC. Money Fund shares av protected Theme reflected is an swage price You may obtan • Asset Inclaks amiable cash balances, vases for
by SIPC. See *U3S Fiuncial Services Accost Protection' the actual price Irantoy Financial AdvPor. Only Wok restricted seney ism), and Global Time Deposits,
• /lean died °storm complaints a iNUiin to tie bobw tire are purchased under DPW; partial shares will be urrealted nets to market, and certain assets not held
Fan';Client Relations Dna-Wont at 201,352.1699 soli and tot rah wit be &potted in your account The by the Fim. Does not include unwired StItntifill assets
tolkfree a 800-354-9103, 8:00 A.M. to 6:00 P.M. Upon you retest, balances in Me Bank Sant 6videni rerniestnent price applied by tie issuer may al the end ot the prior and curent statement periods, or
ET Monday through Fridap a in yeti* to LES Program or OA ma be nits" and shares of a • from the market pia at which Mepartied shires protest iwestriwits, unwedstock °prom wed
Financial Senses lx., Clive Relations Dees-linen, Money Fund my be liquidated, end the proceeds n sold nekton stock options
P.O. Btu 766 Union City, NJ 07087. returned so you amour tonne accant. • Eianities Include, debt bilircos, Qattara* moron
Cahnlieu loans. credit lree, text avant balances.
• ls case of ewer; Or Westin; about an electronic Fr.r4-er intonation about available wreip options, Chap whole units nay be hOzhn yin anvil. If you lie • Cash/money Weems. UBS. Total of unimested amiable
funds transfer (FM bi ppuyrcenor CBS Vet debit nclaing (sawn, attest rates and yet& a sank at entad to a palul use a a mull of a dviderd Paement cash balances. plus Bak LISA deposit Waxes. UBS
card transaction, call 62-1000, or wife to UBS wen Lbscomrsseeprekt from your F nano ial Anwar • oterwise, the Firm reel ether sell panel Len at AG Stanford Brands deposii balances and money market
Fronoal Semen Inc„ 1000 Herbs Blvd, 6th floor. or by calling 806762.1000 rivulet peke a accept an 'flaunt detamined by a mutual fund sweep Sates, at the cbse of he
Weehawken NI 07086. AHm RAINBSA Sentes registered den aancy, and credit you accost. daemon period. Norocormlocky kee credit balances in
UBS Financial Services axon protection your heart lie rot segregatedfrom other balances
Cal a write as soon as you cart mu Mit, par The is a member of the Sea/4*S investor Protection Investment objectives and the Fern may use any of these funds in the erdinay
statement or receipt is men; or if you need more Corporaticn (SIPC), which protect securities account, of the rim-semen *lawn and risk profile we speak to course of thanes. these funds are payabk icon
info-mai to *out a twofer on the stale ern or as members up 10 S500,0:0 Caen* 526 3,000 for each account andmy wry between. Phase /Mee the your darned. This total is included in the anent period
rocoOt. The Firm or Card Muer fas atirablO mutt dams kr cash) The Sift asset protection knits *DV to Fern prompek in writrg of any saner* change in your close* value.
heat from you no later than 60 days aher te Fim all account tot you hold n a pa-Coals capacity. Mated stunner rivetnre objectives. FCC each
SDNY_GM_000254374
CONFIDENTIAL EFTA_00136294
EFTA01277527
Important information about your statement (Continued)
landing adorn etion you would entity resew n the mackn Prices re - •Dslrbe cm to date may meta return of - h stun to caerrnescni received n connector
for detated information cri the Finis ending pates obtained from vaious third party sources vat.use &Deal. income cc both rah the sale or defibetion d a-ruey contracts
and tastes, ter to your Clem Relatorehip helve to be retitle. but we do not guivalee their - 'Crignalint see • represents the coital otlerng and rant investment net mils to our <lents, we
Agee-nem or Accost Agreement and the General accuracy. price per unit and may not (elect your cost basis ante our affiliate nut retina sharing
Terns at Conditions UBS Statemere of Credit Practice — We get-Myra the closhg price when mate a corrpensatt frommany of the instance
available in Agreements endorse/muses at the mean of the bid rd ask prices fa lined • Restricted securities Restreed tensein tgeveralY corrpan es unborn-BIN the arruity contracts,
mew aturonarramettas. settles and cplors a on& bbl prices fa OTC are rot twenty emble for publk sale. UBSSina-cul affiates of to Mace treats or sponse, of
seoties. Services wes to mate price of the unrestricted slosh tetra internee mats we distribute.
vas assets - Less acent& waded securities may be priced ushg of the sane issuer as an imputed value fade - Qs. Atm she receive trading commie:re and
Your estement Bemires securities end other asses held valuation model or the most recent tyke we restricted stock for purposes of this 'Women 0.4, To other compersmen from meal kit, and
tithe accord at the end ot the stater* mit. You tared and may not reflect an actual ma-ket price the event that remitted seariries are 'Rabe la ale, ,,}once Companies whose products we datrbute.
may ask for deivery d futi paid senates at rytime. or wee the sofa retired may be sanuntial& less than the - We receive as afial he from UBS Bet OA and
You may receiw securities used as loan collateral after - Certain positions may appear withcos a price and jawed value drown itS AG Stanford Bland, of up to szs per wait
prying any beta due on them. k -y securities will rho* at 'price was rot aveilable if we re sweeping to the tuna under the UBS Bak Sweep
traterred to t. Sim cksi-g the dated period are untie to obtain a pnce for a warty • Est. (estirneled) interne current yield' end rates. Fragrant.
limed at market true as of the end of the tempi - Deposits or settrain denominated in currencies An estivate of anal income is based at current
period. ocher tan U.S. dollars are (elected at the ea:hinge directed rd interest rates, assuming tie searities will Activity
• Cast bet h detemning the cost basis of the rate as of the statement date. be held for me year from statement date or until hbrmatnniegudnetannesstrts and other thugn
setts included in this statement, where indicated - Fcr certain seamed twang in nonconformng nutteity. This mitt bony a gAfelne, accuracy van it with the oecutcrt of wades,
wash the nuttier - 1,• UPS Fivercial Services has relied derminataa pice as( qualityOwe value) may rd continued name are not gueranteed ncludng option transactions ha berrincludad
at at
cninforration cbtained from sources other thanIRS have been adated to facilitate pnwe vault - Estimated anal titan al current yold la catmthons petty furthed no you, wit be
Handal Senices. including id°mut hat anothe- To obtain current quotaticns, when mate, contact certain tapes of setts could include a retun of provided to you wavily atrecpest.
Sim a Out Fatly have povided to you finertial yes Financial Ater. pinealor capital gets in which case the est
Advisor. The Finn does not indspendenely verify a income (IS cunerd yeti would be overstated. Sheet gelling
carat. the lac racy or vatclity dry id°munition • Private Mestmentr end dructured producb. - Estimated ansal tune rd assent yield and the f Kum engagedin that selling a security, youmay
provided by sates other than 1.85Fitendal Senates. hivate nwstrree mantes (rxides? drect actual hut and yield miEnt be laver a higher haw a charge die to certain bcrrowbg costs for that
patxipation ;copra and real estate investment trust than the etimated amounts. particular security.
h Matt although 1€S FintiCel Services general& sestets) at tared prodxts are general& highly - An estmate of muted ncome (divdend anchor
spctrites this Harnett as it is received, the firm Ahaii. Conan censored groins hove not been interest) dryad by the current market Open rattle
ekes not provide any asatances that the idamatien registered with the Securities and Excha- vatetaverage balance is based on the last dividend Reading Wen or •goxitificancelled* ceders that
trar "Cost basis" and 'Lhreakzed gar/loss' is Com-nosion a under any state securties laws. We or Merest payment made by the issuer and were not mattedbythe statement date, open buy ad
accurate as of the date of this statement. As suck proide estimated rates for pease investment manes the setities/deposts will be held for ore sea stop orders are redxed by the mount of diedends
please do not bay on the Hamden to make secures and structured products foe Mormationul year from the statement date or unhl matey. rights on an exdividerds a mots date unless
pachwe a ale deists, fame prates a purposes only tansy knot guaranteed. Accuracy and continued yield se not wormiteed inctructed otherwise by ya.i. You are nepenthe for
otherwise. Accounts transferred to to Fim may - These values may differ %Meaner* from prices. a ceders that we meted due coyote failure to taxis
reflect gent loss rdamatian only for the period of any, at vhd-rapnirae ieresanent security a • Agnes not held by U3S Financial Service& Certain eating open orders.
time theywe held a te F rm More historical structured rcdxt may be Doty w or sold and do assets at rot held by the fin, and not thin the
rhombiin to be allied by yost Fetid Advisor. rot necessarily represent the Ma you may receive Fen's possesscn or ccntol. These assets are Priem"
Wee tuition. cloplayed on year statement for international To obtain a copy cr ax currant Client hivacy Notice,
• Urreeted gains/losses Wien data is ;math. - Thad pat,estimates of vats av as of a testein purposes only. Position, and values presented fir pliase contact your Financial Actasor or visit our website
estimated arearized gine Imes we tatted fa date ad are saplid to UBS Fna-cid Services on a rated by the issurg inn UBS Frontlet Services is at atitmillftotikapmeka,
inevital seamy lots. TT* transaction data for repute bass by in independent ration ft. not shamble for to aceination and does not
nolIviisi lots mayor may not reflect ammissue, - Issue general panne or sponsor estimated yeas, guaantee es accuracy. these assets are rot prattled UBS Financiel Services a rota berk The WA, Busnew
charges ander smarty reorganised isn ewes try, are wpOied to therein by the Mawr, by SIC or the Fits supplementSIC coverage. Smith Account BSA and IRMA ere brokerage secants
Dividend and tar sentiment lots rd systematic geneal pate or watt and may be tabulated which provide access so barkingservices a-idproducts
purchase kits are eachat:tined to display ore based on Meet information ham tat used by • Revenue sharing and additional compensation. tough arrangements wth Mated bat at other
averagedIan* • Trade date • solemn presents the It'd pares to tree their estimated values. - In addition to commissions on sales and 13:01 fees thrdbaly banks, rod provides access to nsura-ce and
aigrul vainest:on wade date. - You can Mean addiecrul Harnett teeming received n torrecuon Mei the distnbution of antsy prates email by unaffiliated thridamy
the methodology used to determine the estivate of mutual had to trams see antra our alMae instance umpres through Yeura-cia agency
• Callable securities Bach and referred stock that value ad the date of the iskamalkntha is the receive ilvonua Sharing Demme from tribunes subsidiaries of UBS Financial Services Inc.
the ewer cats for eery redemption will be selected basis for de enirate by costal-9 your financial Coda advises of the mAol funds that we sell.
mpasal& by lot Iran arrorg all seo.reies of that Advisor. These anoints are based on two dared Incest eel, nsura-ce. at rutty products:
ester held hour name or in nominee net la as - Th int party estnued votes my be reflected as COMP:Inentf- to amantol sale, by UBS of a Not IOC inured • No bank guwantee• May bee vale
clients. Call balm itinett k cbtaned from third •Not Freed' it ewe l sit *km. wee n artist mutual fund family to our clime: and CO
parties and es accuracy snot guaranteed. Other call Ydependent satiation fern has not espiedor is the asset valued a artior La- mutual fund family's RYA. Resource Management Acta, Business Senices
bates menet which cat affect yield compete u nable to assign a vatic when we became avare stares held at the Inn Account 854, IRMA and international Resource
hlortnatir MOW provided upon request that a material **mita cased fi st may call a - We and as afMate also resew. newt:eking and Management Acorn are registered service marks of
tram& reported vats it question. or when a embus processing lees in corederation for UBS Francis! Services lit
• Certificates of deposit (men CDs are FDIC in value would be highlyspectate due to the nave transfer agent scouted thou see provide to the
to S29),000 n pritinal and accrued interest per of the sectrity fraud fir& These tees peoesaki are pad from Via *rate is a registered seas* mark of Visa
depositor and per deposityinditutt h acccrdance - When neither an suer, general panne or sponsor haste awes in the mutual kind and are a feed Intonational CBS Via Signatem cede cards at LES
cosh RAC rules. *stinted value nce a litany estimated ails if delay mount based an tie number of accounts at yea debit cards are baud by UBS Birk USA with
pecnided. V. value of the warty will be tett the brokerdeake hottingmat lads of that fund attach from Vim U.S A Incorporated.
• Prim/value ernes divined for securities and tier been itspurchaseprice.
products may be higher or lower the, the price that UBS Financial Semites Inc P.4.v. 2O14O2
SDNY_GM_OOO25675
CONFIDENTIAL EFTA 001;6295
EFTA01277528
SUBS
Ut35 Financial Services inc.
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 July 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKIAANLYLE CASRAL
Phone
Questions about your statement?
Call your Elnan,:la: Advisor or the Value of your account
Resourcetine at 800-762-1000. on June 30 (1) on July 31 (1)
account
Your assets 87,957 10 87,960.94
Visit our websIte: Your liabilities 0.00 0.00
vavw.ubstorNfinancialservices
Value of your account $87,957.10 $87,960.94
Sources of your account growth
Tracking the value of your account duriag 2014
Value of your account
1 Thousands at year end 2013
Net deposits and
880 88.0 withdrawals 187,929.09
Your rneStrnent return.
Dividend and
interest income 811.85
Change in
market value 50 00
Value of your arcane
tun 2014 hl 2014 on Jul 31, 2014 S87.9W.94
SDNY GM 00025676
Member SIPC Page 13 of 18
CONFIDENTIAL EFTA_00136296
EFTA01277529
SUBS Business Services Account
July 2014
Account name:
Friendly account name:
Account number:
Your R Bendel Advisor-
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) your account
• Cash and money balances may include
A Cash and rrooney balances 87,960.94 100 00% Your current asset allocation available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $87,960.94 100.00%
A
Value of your account $87,960.94
Eye on the markets
Percentage change
Index July 2014 Year to date
S&P 500 -1.38% 5.66%
Russell 3000 -1.97% 4.83%
MSC - Europe, Australia & Far East -1.96% 3.08%
Barclays Capital U.S. Aggregate Bond Index -0.25% 3.66%
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
iv_ontoorefftrt9 14 of 18
CONFIDENTIAL EFTA_00136297
EFTA01277530
Business Services Account Account name: EWVIAX, LIZ Your Financial Advisor:
*CBS LA, :J ..;
Friendly account narTie:EWAAX LLC
Account number.
SCOTT STACK MANLYLE CA SRIEL
Change in the value of your account Cash activity summary
July 2014 (3) Year to date IS) See account activity the month tot dela Is Stances In your Sweep Options are ind udedIn the opening and
closing bdances tau. FDIC insurance /polies oNy to deposits at u85 Bank USA, not to &poos at u8S AG,
starrlo,d Branch or bank deposits placedthrough the URSInternahond Depose Account program. SreC
Opening account value $87,957.10 $0.00 Prete( lion applies to money market sweep fund holdings but net bank deposits Srelmportant innxtnation
about your statement on the tat Mo Pars d this document for detdis
Deposits, including investments
transferred in 0.00 87,974.09 July 2014 IS) Year to date (S)
Withdrawals and fees, Opening balances $87,957.10 $0.00
including investments transferred
Additions
out 0.00 -25.00
Deposits and other funds credited 0.00 87,974 09
Dividend and interest income 3.84 11.85
Dividend aid interest income 3.84 11.85
Closing account value $87,960.94 $87,960.94
Total additions $3.84 S87,985.94
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -25.00
For purpoStS or tNs statement, tterablity of inkiest and dwidend income hal. been determined fern a US Total subtractions S0.00 -125.00
tar NPalting PenDedite. Baud upon the residence of the account header. account type. or product type,
sorry interest antral dvidend payments may not be subject to United Stan (US) ardor Porno Rico (PR)
Income tails. The tient monthy statement is not intended lo be used and cannot be retied upon for tar Net cash flow $3.84 $87,960.94
purposes clients should refer to the andrEtie tat reporting forma they receive from UBS annually, such as
the fours 1099 and the Forms 480, for lac reporting information his the practice of UBS to file the Closing balances $87,960.94 $87,960.94
applgatle la reporting forms wan the US Weald ReWnue SeMCe ZAd PR TreaSuN De08r0Tent and in
sigh forms accuratety clasIfy eine:lends order interest as tar exerept or tenable income. neate consult your
indedual tax preparer.
July 20I (3) Year to date (I)
UBS Bank USA Business Account APY
Interest period fun 6 - Jul 7
Taxable interest 3.84 11.85
Opening UBS Bank USA Business balance Jun 6 $87,957.10
Total current year $3.84 $11.85
Closing UBS Bank USA Business balance Jul 7 $87,960.94
Total dividend & interest $3.84 $11.85
Number of days in nterest period 32
Average daily balance $87,957.10
Interest earned $3.84
Annual percentage yield earned 0 05%
SDNY GM 00025678
Page 15 of 18
CONFIDENTIAL EFTA_00136298
EFTA01277531
SUBS Business Services Account
it,
Account name:
Friendly account name:
Account number
r
Your iqmodal Advisor:
SCOTT STACK MANYLYLE CASRIEL
212-82 t .7000/800-308-3140
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fr ancial Advisor or Branch Manager. You can find a ful description of the altematwe
investment objectives in Important information about ror statement at the end of this
document
Your return objective:
Current income ft capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibrhry consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO. First in, First Out
CGM_0002ttfil 16 of 18
CONFIDENTIAL EFTA_00136299
EFTA01277532
Business Services Account Account name: ELLMAX, LLC Your Pi nandal Advisor:
*UBS 14 2014
Friendly account name: ElLMAX U.0
Account number.
SCOTT STACK IvIANLYLE CASRIEL
Your assets
Sane ones, , come and current values shown may be EpplOxInVale. AS a kite. gdlns aldl055t5 Mar not
be accutalely reflected. See rmporuntudosenabon Stour your statement a the end ol this etc.:nem for
mom intornalon
Cash
Cash and money balances
Cash and money balances may include avalaale cash balances, UBS Bant USA &Boat account balances,
UBS AG Stanford Branch Caput account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAlhn applicable limits, but are not
potected by SIPG UBS AG Stanford Brant Adeposit account balances are not insured by FDIC and re not
protected by SIPC Money market sweep balances are protected by PPC but are not insured by the FDIC.
See the Important information about }our :fafement a the end of this ebcurseril for del air; about Pose
blames.
Openng tdance Cloung brlaxe Price per share Average Drildencl Interest Drys in
Hddng on Jul 1 ft) on Jul 31 (I) on rut 31 (1) rate period period C4 around (S)
IRS BANK USA BUS ACCT 87.957 IO 87,960.94 250.00000
Your total assets
7eIcenta9? U Cost atrinaled Urre8iZed
value on id 31 (S) your account bass (S) annual income (f) gain or 1055 (5)
Cash Cash and money balances 87,960.94 100.00% 87.960.94
Total $87,960.94 100.00% $87,960.94
Account activity this month
For mane information about the Plitt/valve shown for restricted securities, see Important inform', about
your statement a the end of this dactrnent
Your Quantity! Cash Cash and
Die Actiuty Descrrphon espense code Face value PriceiValue amount CS) money balance (5)
Jun 30 Cash and money balance $87.957.10
Jul 8 Interest UBS BANK USA 8u9NESS ACCOUNT AS OF 07107/14 3.84 87,960 94
Jul 31 dosing cash and money balance $87.960.94
SDNY GM 00025680
Peg* 17 of 18
CONFIDENTIAL EFTA_OO1363OO
EFTA01277533
SUBS Business Services Account
I 1"I'4
i•
Account name: ELLNIA", LLC
Friendly account name:ELLMAX LLC
Account number:
Your IInand.' Advisor,
SCOTT STACK MANY LYLE CASRIEL
Account activity this month (contrived)
0ate Actmty Descrptcn Amount (S)
Money balance activities Jun 30 Balance forward $87,957.10
Jul 8 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 07107/14 184
Jul 31 Closing UBS Bank USA Business Account $87,960.94
The UBS Ban, USA susp nes, Account is your pnmary sweep °pm
ccm_000Stin 18 of IS
End of statement for account number
CONFIDENTIAL EFTA_00136301
EFTA01277534
Important information about your statement
UBS Fhantial Sanas Inc Metres *OAS Fantail Serdeg. The kin or Cad bsuer wits estigate year Orate ad holier on the boas and records of tie taloa> Ger a ervekom — you nay *doe hrusehokleg by ding your
Is aranger of al pacipalsearity. Cairnaddy aid cows will meat any era prowpfly. Urger agent). Frestha Adwor
wchismes UBSF haled Modes and MBank USA are
idiot frubtalirid of taBS AG and Milian of CBS Medan Plea* make al Meeks payANO to the Furor the tinted • (*run rettent contain or newenent name (e 9. Friondly mum runts
LLC TheF nos Mama Prat if avrable opal repair oulunco Sated co the front of this dawned h addf tern lamed paroveshms and vitae plaamenta that arena 11.Frienth rated nane ref tots Ofarrulien that you
the Fm's executed of Ices am a to repair axant fees. rang may be 'Ord to legislate chew the Stoats Act of 1933. and mart on the ars onthe maces waste It 6a
masa:nano Ma charges for me payment far sauna: customizable therunw• chosen by you at au you veal
CBS Foaled Sever tic purchaws and charges for aped rents h cam a:COlntS • Cornmated contra to 9, forst achant and your racecterynem It ha no biga effect co per arum
1200 Hata Batter AoruntS ma ale traiderred to Othir. eSteutOnS may be prakus meal armed nadn9 foxes commas an, Yea on theme yes Frealry account naves. through Online
Yetmemot en N107086 Wapa to a banter fee Senate or becemacung SN Forel Ai:arbor.
somfroddY *Phan contacts
1h6Validlent represeas The colyofIcial reard of yaw LIPS INS Sweep Optird The SLY protection and the applerrhart protedton do not Acclaim review
Fmanaal SiniCeS aCCOUnt Other reCOrdS.eXacot Otter taK OBS offers oaken for sweeping cat batteRi bra ces:0 thsr to these assets even if they dent* arta colas • fl it of soar moon parts Na of assets and
dowered. conuhng andOng dau should not be ;deed ban deposals a uBS Bak USA Ind UtS AG SurrtOrd &SIM suienents The SEC proteaco and the storms habitat/
upon (you breve thee an enter On61Veh. plea. Sark Strom hosrans). monernarket mutual handseled? proteCton do not pined aganst dun?, n the instill • Are Inane naiad* cell barn vAses la
nepOn n arnattely n wring to thel3rach Maapir of the Funds/ arid the hthreatirod Devon Account COArfor vab+ Of yeet dements fhather as raid of mare) obi rd warily and Gkbatme Depth unrealized
off a servogyour amount CuStanen wen an mantonal Amara Management novrnint. branaptCY or 711.WW6e) marks to mater ad cent MOO net held by the Fm
Aconite through Iht Bat Sweep Fr011arn. can banal. Does not ncideunanced ametelassets a the end a the
Armagh al f9ses hum ;attended so be Mane. are swept so 18$ Bat USAir:float estab1shed Won and Mae istomlaons sable wpm retest rod may otaan prof andaorta mistreat work a tare kwesthenn
raiment die anovil rot be used for tat puposes der then to ISS AG Gerard Bran& a a Money Fund Depots race Oforreaten about SPC. Odudng the SEC Brochure tiered sloth Wart and haat W stock opium
solely on emend to and . Far 1099. 5498, 10425. at LOS Bat USA are 'DK inured n accordance with (DC byrailway SeC at 202-37I 43300 et by vamp the SP( • Orldes riclades d ho t baited. outstandem reign
OK) thee prepring par la< velum ter de is reeding by rules For mat itconahon pease end wow kle gsv wane afennwercoeta loan. creel Me. short account bares
Ian to mon to the 85 al tam le dialogs. repontle non- Deposits a UBS AG thread Borth ad tam d hearer • CrAnnury barscra Taal of utlivesied sorra* car
Mitt cadends ad mite stems tamed en SerlinteS Funds roof enured by the FDC. Dividend al Maaagan Program OP P)
heU n your recur& net proceeds on sale tranUcton, and blames. okra LOS Bank USA deposit barren LOS AG
the per weaned gal tram price TW may °bean the Stanford Brach depose balances and axon maker Puma
cost bats on ratan oared Sedates Through the Onc wadable kr at, Wines at Swept to actualgeefrom your fintn2al Meta Only 'tole saves lam sweep branch a the *de of the greenlet pent
depOPt aCCOVIS a UK AG Newyork BrrCh aid WS 44 are peered Willer CAP. partialshres ml te sold and the Non.comencd Ey he cede, baboon n you, *doom arena
Camtwaricellona with Um Firm Carman Borth thesecleposils die nth nand by Ur FOC cash we beds:maid in you awaits the dertend
• please reartern ry oral Ceennakatord *Meg tO serepred from other balaxes and tee brunt we any of
tarn hal a the WS AG Cannel Bran re tesporaily revered pro yapped by the issuer miff defy from the these hods n the ordihry course of chrism lhese
further proud your nietl, nebding yoke rghtS under the opined To the soaregn ria of theCara Wands, and mato ;eke at rein the pride than r• sold repayable tpon yrs demand Th6 total Incbded the new
*odes meta Protect= Act CSPA) there is no guarantee's other tauten of 185 AG M rent
arrant pe6'd doSha value
thebatmen ea le on the LOG (afore/ Brain's boas. Can -lieu
• rf the frenclal instrunon on the top kn.:001e feel of the OM% ago a urns nue be held in Inv axotot d you are Lending information
labernml it not ICS FinnedSenna. U8S Feerial Deposit a UBS Bra USA and tad, OBS AG Branch reran entitled to atonal one aa a readh of a dividend parsed or Fa detaMI ?donna:on on Me F net awes) peacoat and
Statescaries you acccut as dery brace by prtleCted by SIC Money Fund Shied maprancedby Sec othawbe. tee Firm wlt ether tel partial Ina at mate rice dichosa Mato youChem Res add Agrownen or
avamentre nit the odicated nation We intoned See '18S foaled Sevces Account Rotation" below a rept an rem °moored by registered &any Argot armed: and the General Tows and Corditom
you ol this m1'8011119 when you owed alba:car in agency. andcede yew account
Van your ream,, bares ei the Bar Sweep Programs or DRS Stamen of Cade axles fl ab* n Agedoents
this coq, per feeds and what se looted x WS
OA mar he valrahrt and Owes of raterOM maybe end Drasures a a il=jagadagyartaagn1
Ronal Se des and not the droduseg baker ale you lavestatatablealves
oust mat a report of ay Ma or °malt to bete In aperlyted and the proceeds resumed to ru or yin The Mrgnient obraveS and Or prole are specic to earn
seartet xranl Your eat
acchini and may vary between sore atm the lint Year Statenteell nurture* sees and Other a/WSheld n
All a000unt StaWreree Shall be deemed COMplee and pampa, in hang of any ugnecant dame in your anther
Furter trilennatr. rout &Male sang axons. nclAng the *Curet at the me of tie statement awed You mar a*
acarate d nth oblate:Ito n noting weber 60 clays Owlet or neralrere *loch*: For pad+ account hell for crony of Iveypaid rakes a any tine You may
avert infra rats an pegs. n titre a you choose one of theblame/9 medalled arches
mom stscorritheepyirgs ton your inane Mellor a by recta secured used a ban colleted ter Pam9.1an
• Pleasedirect customer corrplains Sures to the (nit: • Padua Current arcane Irtrestments wain; the balance cue on them Any seaman ban/toed bthe
urn Relalkons Onartmoth x 201'3521699ot tette' caring 8067624000 roller ir of I-domeonly arng the stared period an heed at miter vaberf a
a SOO-344103. 8 00AM to 6 03 pen ET Monday • Adam* CentaAPP10400n twearrents Seeking Torah the end of the statement period
thrOur fey. a in rang tO UBSOinanbal Serval. roc. UK Ramat Saabs eons wattage,
The Fire kat...after of the Secured irverce Protection of tramper rah. than In? ginelatOo of name • Cost gat n dettaghng Sheath tag of the 'tones
Clam Rearms Departrrent PO Box 766 clam City NI • ettace Conietwon of (Korea and Cana atamod00^
Covert:el (SPC2 ninth prows seemed roans of a mated n dm statement tat mdkred wth the
07(07 hantarts swing both die gotten of Mono rd
marten to so 1500.000 (nada; $250,000 for dams Mr anger - t • 1,05 Firundal Servelethal need on
<all) The WC atm taxmen mat alto all =am crowd" ce prooPal infant ion Maned from sources other den lald
• ti cat of errors a CraegOns about an ekthonc tines Finthca traces. rdealng narration Iran rther. I ith
Mr WO held n a pander carry
trait' (in. bid Pante alas Vet dark cad On/eget prelims or that you may Are provided to your financial Arkrecr
transaction; Call 800-762.1000 a nee to Le3SFekancal the Fero together wth arum aright ha also pushath1
uppionatai pro em:in the rreanuert =sant payable fo • COME...ate Seeks to maintain Jena patina web law The Firm does not almandenk utak Or guarantee the
SienCeS tic. IMO tabor BUY. 60 gar. Wet-hear N) risk and rod lily to the rant overt eon rf that means entry a vaidly of am kclerrnacn provided by sources
07086. Ann INWPSA see sees all aigb* chant. colbctvelrunder this protection is SOX
mike as of Dicers:re IO, 2013 the exam does not generate traced WON* Of °tartan Min -roar Stith
Mums old foal no keep pea "Oh int tree
Cal 'somas soon as tat d ?authors your m adagio." aMonjh LISS Fiundal Sakes randy
Sara tote poky arditioro and hotalcoe care at the • Minter,. %Wing to accept somerkn tO anlallal and
stawnent or reaps 6 tong added need note updates th is dormaaco as c 6 word the fire does rot
mamma about airman a the stanntet or react Fern 4 Cunha a mood fce up so SI 9 milko el the tolerate sore oda eh nn soak higher Mani
Jiff- ogre for all your a:anisMgt h a prat, capach • aigrette, Wang to rept hgh r*tellreopal ad hgh rode any rotas that the narmakon under 'Cost
The Fern a Card brew fa cop table) mutt her tan you bale ad %waled gainass' is a:actual to dee
A full apyof thepoky. orerdng 6 /eatable upon talon vanity le Sethi."' herb goer brae
no We that 60 GPIS *Of tht f nr Sent you the tra of this Uteri as suet, please do not rely en this
*anon on With tie one or pardon antra Imamabn to make curdles' a sae edam la la
The St( prOlfclixt aid the supplemental prothan both do Statanentaxagalekling"
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era or ray you neto me nlanuan roar, abed but held wayfrom fAll$Finoozia Server fee:his anode rank they haw wench hho who maithin a
rime they re held the Limn Morehiclormal nIfermaial
au. anal (ler 3118Si:tar*, (e)cath at 185 AG pot mount regionsho nth other dents at the saran cati be added by yea FirUna8 Ades
- Froride the dater amount re the stnpeaed
Stamford bonds. (th) swat e;marl s naiad tenth? address The prathce re known al 'houseeroidng • if you
rug eh and its thins of mutual lulls Were such as to reale incheitual usenvou mated n sane • Unwantedsalmi/ban %law data is acaiable
shams aa need teary n the nate 01 the etast .meet,? Jrnal:ed re radiated ft,
SDNY_G M_0002 5682
CONFIDENTIAL EFTA_00 B6302
EFTA01277535
Important information about your statement (continued)
kafrAtballoonty rots The ta-dadion data la idircbal - Thkd parry estimated vibes may be reflected as 'Not meat of amounts at he teotter-dear holtaN mutual Account an registered serve* mats of UBS Financial Services
km mayor may not ref let aninkdraltS, Chaves mar pnceitt n sewed SituaectS *hen an nleperikell handset that tub laniV
security rthrEentraten weeds Waded istal other vallibtn tem haSnOt 9.ppled 04 d unale to assign a - In akIl ion to damn:640S reCTed n Orneakon wan
rerkeirrenni lots and bong* pfd as lots a. eats vane Men we DOWN. away that a rniOnil nerd ha die tabor darbuton of ainuty antra:* ad on Yea S5naturo is a Agitated service mark of visa
combined !odds*, onto:eased bi the • Trade dae occured that may oda corvinusly reponed vabe coo itiredi.n“ tnall unit 10 oar dells. We "do' our norm oral LEG Asa Sograbre creed cads and 185 IAN
sown ptesents the oei)M banal an traledate CIVOSIOn. Ce when a inan need be hghly beCirt3tree atingle Nese mown Mang COmpenSabon kin darn cads me issued by US$ Bak USA with dermisvon from
duo to the rutue of the softy Mrryol To romance °roam,: indemnity do v ea u S A worpoirattd
• Callable Nathan Bonds and rebate stock that the - Ashen native an Muer real pante( a sponsor alnico ormacts ataxiaoil the ingrance corny**
issuer calk for ealyraterchonwil be telecast nail* estmated value nor a th rdpalyeAmmed dam is et SOMAS Of the urn IINISTMEnt INAS w? 061ltute UK Financial Strides Ins Rev 201407
by lot tan amok) all scone of that hex Ieb n out paneled the vibe or the varry wet tn.:Metal ton - Ott /dilates also realmtrading COMMISXM and other
name a n pannename for as dents (al leave nt ptchist pia forrpentation bon mutual hubs nd mine
'Soma en is °brined tom thrd pate; and ds 'carry - 'Dattbaiorts to Ave' may bal./with of canal, Oarcaiits vrow report; we diwbuto
is rot giaalleed titer call teases may east each wane a both - Wendel...an alma fee from bEiSBank uSA an1 USS
could antra yell complete anima Bon WI be provided - • Oftgell un sae' rerestnts the niblolltinng prce Ar Stanford Branch of up no 125 per a:Count
upon reCutd per unit and may not reflect ism coo bath weeping to the baits isKIn the 185 Bat Sweep
Program
• Cravats, of deposit (CDs/ CDs ate WK muted opt . getaicted securities Regncted Secured* se:mealy if
STIO.CCOnp.inopal ad Saud ',Mel pry dtpoutor not 0-moth/ elgible fa pdalc tale IRS I naxial Savors *ably
and per depapto-y inliMim. n acotidasa with IX use the mete prior of the trontrilm1 stock of the lane Infothaten rodardng conentions rid other charges
rules *venal mooedNW for the residaed sloth tr Wroseted n annecton with the erecution ot trades ncki Ong
purpose of ms Saar veNO* To the einem that option Vabgdons has been ncbled contra:tons
• debunk* enCesdoptMd fa 140fites and Otte veStr 'led bog Nei are AO* for sale. Me valankteled poesy due to you. aid Ail be vionded to you
Product, ma/ be higher or bluer Owl TO Orme that rou may be subiuntitey loss trim to impaled wave Mown romp* On Nang
wadi acually reoeve in the maw Prces are °Stoned
from various Tied patty sources Much webele/et, te • In. Nansated) Salk Cavontyields and Mm An Seen selling
relabh but we do not garnet eel' aaaidtcy tstiMate 01 annual ncome is based on current obviRed it you a engaged in short stehg asorny you may nos a
- We wifely no dal doing tiro nlicn babbie or the aid inured rates zoning the tearitin will be held lot (have On to cenan known(' costs Ice that palatal
mean On bid and ask aces fa lied SealfeleS and one year from gaement date or ate initurity This 's ofty
optsin Or oink tid prces lor OTC stoats estimate is any a guogine. aCCuraCy aid OXitclued
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again model or them, ream deice we °Waited - fainted anus MOM and arrent yi1.1 /Of avian Regaling Open or 'gooditilicancelled• orders that hire not
rnay nOl Mkt an adt10 mater pace or var. lanes./ sethrites mule nark a rotten of riscloa or enayted by the Statham dale opt' buy ad Sell Step
- enan positions mayor:peat withOrt a pm, and will C41114 gam vl Mild 014. the Mt Memo (a1001501 ceders are Nand by the amount of dwdends or r9ttr
show 'prise was not mailable' if we am triable to yeld) would be °widened • eidbidndsor tingles date wins intruded other-wive
obtain a prce for a security - Eitinited arinal 'time aid einem yell aid the by you You are revortsblelor orders gnat are executed Ore
- Deposes a Searles denannaterd n owerces other actua inane and geld mght be loweea hgher thm to your Innate to cancel ening open ceders
Man U S *Atm are red kited a the ehaturgovAe as of the esithated anoints
the garrent date - An 00/141e0i minced nom.(thadird ander Tad witholditg on fairbutions from UK financial
- for oersan senates vadeN reOleS1)diattel bythecum:we male et watadatetatt Salvos IRAs
deremeratins. Ate and quality lace nrabe)mar hae barren d based on the lag dimand or merest Foam tar taw reduces LASS lnaticla Services to withhold
been argrard to Novato trope-youth:In payeem evade by i.e *suer and aeries the Income to from your tauble MA deaths* em. tut youmay
To obtain aril[ dint.v.ten. 1.4100 aallage. coma° you* sena indNotas ill be held fa one year from the *a oaf Where name tae witheiell or instead. you may
Financial Pe/mot staterent &Nor yid murky Acosit and elect to hare la wthheld a brae 00,11*A anoint at
unloved bed ae not Guaarreal you choose YOS elicton ea warn ri effect until rooted
• Meats Minotnetms and serbauraa products. Print. by you You mayrevoke your election r a-yiltio by msti9
tmestrome swum* CribtIng dims* painnation • Paget got held by USA financial denim Conan anew Owen If you do nial haw (notch marine tar
prayan and realestate n*Strnemtnin Nantes/ and MAI sent held byte Pril ad not withn the Inns warned Iran your niOnS. you maybe red:tomb* la
gructurea prOduaS at getWaly hBhly mil ud (elan possession or anvol Thee arab re donkeys-4 on your the payment of esitnxtd tar You may nos peones A the
suuctred prosbas tare not been roadored anti the stmenstm for Mlonnananal popMes orgy Position rte anoints witty.] and your ettinard it. payments re nos
Wails and kwarbe Commain or utak( any state ratan preinned are prOiMod by the Mut*, firm US'S equal to vat to obliptir
stogies taws We monde estmaed valets for peinte 'sancta Ninon i not rebonsbardor this akimaitin
mourners seances and seniors Ararat, for and does net gwaitee is dicta" these assets are not h eady
riving Knalpupotto only AdanCY t rot guar Wed prostrated by SIC ate Finis appease-nal SIC To obtan a copy otos( amen One hurt' Amin pare
- theter Whin mayddhr stbstantalt from plCek Ray canape contact you F natal Admor a visit our moss. at
a With acreage resestrnert stoutly a structured Awe vas congmaiworiv
polio matte bell[ a ski and do not noassaily • llownug skating and addkkandampensatlen.
represent the wake you rmytectheuptei baiklaton - on additnu I o CerrimittoM On sae nd 12b.1 hen UBSinaircel SOSAZOI trot a bat The WA. Fusion
- lh rd patty evinses of wan are as of a anan dare wetted n connectors with the thstrtuton of tuba Sauces Moat BSA and AMA re VOA!age leXteltS
aid re imphird to ItS Inentiel Swiss on a recu funds to our dents we atria our attliae reOnee MO grown access to bat rep sernas acs products
bath by an nOtpencaent satiation Inn (Male Mang pa/luau from darbutors aid or though agrormints with Ofilated been an other Mkt
- issuer, central partner or spinsor estimated vans if »Manor the mon. &ads that We sell Thole partybasks aid Fwd.* aoam to intros rid routy
my. ate stapled to te Frm by the ow, general atoms are based an two denten comprotents prodJCIS isutd by unall dated ihni tarty reran
pawner a sponsor and may bealai/aid bated the amount of salebyuBS of a partcuLt mutual hand cows through Nana agency lubslat es of utS
krent inormation from that usedby tend pates to laves to medeeds so Id the met irate of a Financial Swint ahc
clothe thee eStimatid vans parades mutual Reid lanikit 'harm Isokl a the Ian
- You <al obtain addattnal nformaten regaling the - We rid ay ant**, Naar, retaserhg and kwegmmt. man. and amuly prodirts
treehodology used to determine the owns, of win orrnbasprocesong leas in oreadetaton for binder teat IOC hawed • No bank ;entwine May lose van
and the date of the hfogn.von that is the bass for the art' sakes that We pron.:Mt° tie ',wool funds
thine by oredecthg sour Anoxia Adeisor These fees seenerahr are pad tern ithenot awn in the ate RSOutOpeAnorent Account Business SeNces
mutual Inc and are a tied dolly anoint basil on the Mont BSA. IFMA and estetnabonal Resource lAmagement
SDNY_GM_00025683
CONFIDENTIAL EFTA_00136303
EFTA01277536
UBS Financial Services Inc.
SUBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 August 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 1301
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKNIANLYLE CASRIEL
Phone
Questions about your statement?
Call 1Cdr hriancia Advii0: Cr tle Value of your account
Reston:eine at 800-762-1000. on July 31 (1) on August 29 (5)
Your assets 87,960.94 87,964.54
Visit our website: Your liabilities 0.00 0.00
werw.Lbscomifinanciabecvices
Value of your account $87,960.94 $87,964.54
Sourots of your awemet growth
Tracking the value of your account duriag 2014
Value of your account
S thousands at year end 2013 1000
Net deposits and
880 eao withdrawals 187,949.09
Your OWSIMen t return;
MO:lendand
interest income $15.45
Chance in
market value 4000
Value of your ocean
Jul 20 a Aug 2014 on Aug 29. 2014 3117.964.54
SDNY GM 00025684
Member SIPC Pegs 13 of 18
CONFIDENTIAL EFTA_00136304
EFTA01277537
SUBS Business Services Account
August 2014
Account name: EU.MAx, 'AC
Friendly account name: MAY
Account number:
Your R nancid Advisor.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
August 29111 your account
. Cash and money balances may include
A Cash and money balances 87,964.54 100.00% Your current asset allocation available cash balances. UBS Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, llBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $87,964.54 100.00%
A
Value of your account $87,964.54
Eye on the markets
Percentage change
Index August 2014 year to date
S&P 500 4.00% 9.89%
Russell 3000 4.20% 9.23%
MSC I - Europe, Australia & Far East -G 15% 2.93%
Barclays Capital U.S. Aggregate Bond Index 1.10% 4 81%
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
iy_Gm_mew 14 of tEt
CONFIDENTIAL EFTA_00136305
EFTA01277538
Business Services Account Account name: EWVIAX, tic Your Financial Advisor:
tills 2014
friendly account name:ELLMAXISC
Account number.
SCOTT STACK MANtinE CA5RiEL
Change in the value of your account Cash activity summary
August 2014 (S Year to date (E) See Account activity the month for deals. &dances in your Sweep0O0ns are aiduce0ln the openng and
closing balances vitae FDIC insurance nuts only to deposits at u85 Bank USA, not to deposits at u85 AG,
Stamford Branch or bank deposits pacedthrouch the UBSIntemaiond Deposit Account program. SIPC
Opening account value $87,960.94 $0.00 protection applies to money market sweep find hddirras but mt bank deposits Soelmpixtant ioAxmation
about your stetemere on the last mo oars cf this document for cletals
Deposits, including investments
transferred in 0.00 87,974.09 August 2014 (1) Year to date (1)
Withdrawals and fees, Opening balances $87,960.94 $0.00
including investments transferred
Additions
cut 0.00 -25.00
Deposits and other funds credited 0.00 87,974.09
Dividend and interest income 160 15.45
Dividend and interest income 3.60 15.45
Closing account value $87,964.54 $87,964.54
Total additions $3.60 $87,989.54
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -25.00
For popoStS of INS statement, tarablty of interest and 0Mdend income has been determined born a US Total subtracuons
Is, noting perspective. Baud upon the residence of the accounl holder, account type. or product type,
$0.00 -$25.00
some interest ardor dvidend payments may not bo subject to United States (US) ardor Pinto Pico (PR)
Income tares. The dent monthy statement is not intended lo be used and cannot be (teed upon for tar
Net cash flow $3.60 $87,964.54
purposes. Clients should refer to the accfratie lax atoning forms They recent from UBS annualy, such as
the forms 1099 and the Forms 480, foe lax reporting information his the practice of UBS to file the Closing balances $87,964.54 $87564.54
aCpriCatte to reporting fomis vAth the US 'MOM ReWnue Senate and PR TreaSuty Depantrent. 8rid in
Such loamy accurately clasIfy cibidena ardor interest coup trorry or tenable 'mane neat C0nSull your
indgdual tax preparer.
August 2014 ($) Year to date (S)
UBS Bank USA Business Account APY
Interest period Jul 8 - Aug 6
Taxable interest 3.60 15.45
Opening UBS Bank USA Business balance Jul8 $87,960.94
Total current year $3.60 $15.45
Closing UBS Bank USA Business balance Aug 6 $87,964.54
Total dividend & interest $3.60 $15.45
Number of days in nterest period 30
Average daily balance $87,960.94
Interest earned $3.60
Annual percentage yield earned 0 05%
SDNY GM 00025688
Page 15 of 18
CONFIDENTIAL EFTA_00136306
EFTA01277539
SUBS Business Services Account
August 2014
Account name:
Friendly account name:
Account number:
r r
r
Your lq nendd Advisor.
SCOTT STACK MANLYLE CASR1EL
212.821.7000/800.308.3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the altemaove
investment objectives in Important information about your statement at the end of this
document
Your ',tent objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibihty consderation - None selected
Your account instructions
• Your account cost bass default closing method is FIFO. First in, First Out
y_Gm_0002/yen 16 of 18
CONFIDENTIAL EFTA_00I 36307
EFTA01277540
Business Services Account Account name: EWVIAX, PLC Your Pi nandal Advisor:
UBS August 2C14
Friendly account name: EILMAX U.0
Account number.
SCOTT STACK MAIVLYLE CASRIEL
Your assets
Some Ones, income and Current vaues ShOnn May be appoint:Pe. As a its uR. 9 as aidtestes may mil
be accurately reflected, Set tmporuntlnromeaon ebour your statement a the eng ot leis document for
nine Infornason,
Cash
Cash and money balances
Cash and money balances may include avalaie cash balances, UBS Bant USA deposit account balances,
UBS AG Standard Branch deposit account balances and money market mutual fund sweep balances
UBS Bank USA deposit account balanCeS are insured by the WC coheir agog< tble limits, but are not
protected by 9PC UBS AG Stanford Branch deposit account balances are not insured by FDIC ant re not
protected by SIFC Money market sweep balances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the end of this document for details about those
I:dances.
Coning bit". Clovng belance Price per share Average Dais/endInterest Days in
Hddng on Aug 1(f) on Aug 29(1) on Aug 29 (1) rate period period Cepknown (1)
UBS SANK USA BUS ACCT 87,960 94 87.964.54 250.000.00
Your total assets
PerCentar2f of Cost ESbMated Unceiried
value on Aug 29 (5) your acounl on6(S) annual moan, (Si gin or loss (S)
Cash Cash and money Waal 87.964.54 100.00% 87.964.54
Total 587,96434 100.00% 587,964.54
Account activity this month
For more infonniion about the pikervalue shown for restricted s«unties, see Important information about
your statement at the end of thn document
Your Quantity/ Cash Can and
Die Adlmty Description expense code Face via» Price/Value (S) amount (S) many balance It)
Jul 31 Cash and money balance $87.960.94
Agg 7 Interest U85 BANK USA BUSINESS ACCOUNT AS OF 0£108114 360 87,964 54
Aug 29 dosing cash and money balance 587.964.54
SDNY GM 00025688
Pogo 17 of 03
CONFIDENTIAL EFTA_00136308
EFTA01277541
Account name: ELLIVAA, LLC
*UBS Business Services Account
August 2014
Friendly account name:FLLMAX LLC
Account number:
Your IIsandal Advisor.
SCOTT STACK MANLYLE CASRIEL
Account activity this month (contrived)
Oate Activity Derscripbcn Arrount
Money balance activities tel 31 Balance forward $87,960.94
Aug 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 03/06f 14 3.60
Aug 29 Closing UBS Bank USA Business Account $87,964.54
The UBSBani USA Business *mum is your pnmary sweep option.
ccm_000ests 18 of IS
End of statement for account number
CONFIDENTIAL EFTA_00I 36309
EFTA01277542
Important information about your statement
1185 Fhanciel Scotian Inc (the rim a an Firwrocial Serimet The ken or Cad bear coil Margate you Coronet re hone on the backs and resort of the apical* 490( or erseekom — you may *dna house olds) by ding year
K a member of al ptisetni security. cannoday aid cocas will onect arty error peavey unto agent Frtsmal Adtheir
adurges Unita/xi *was and MBank USA ay
trulnifirec of UBS AG end Mean of LOS Stosket Plowsnuke al duets payakto to the Anna the Miami' • Conan hetarryni conta or norm% nteN16 (19. Friendly aunt unite
U.0 the F ma's &twill swear it Wattle uoon reaper nutuken ndcaed co to bore of this statement h aide as *hied **rowel.* and prvaeplaweres) that are na the frienth acceurn name reflects Mantras** you
The fetes execute, Oiler* re a to inter axaslit fees. MCP,* may be fabled to repotted under the $(6161bef Act of 1933. and entered on the Hems aft unces webs.. It 6a
mantra to Not charges Ice Ise payna for status customizable *entrant' drown by you b au you tech
t€S Fowled Seta tic penchant and there fee Lewd ants n can axochts • fatalismanimal Co 9. War aschango and yen reardreveg n he no kg* effect on mor nem
1200 Haber Itatlwat Accouris to are traelernid to other Morons mar be pretha metal antocts). nthadlig tries COmreaS and Yfu on raft toss Feeler", aeon naves. through Mae
Weehrokes N107086 pima to a rather lee cenTordAY *Plan contracts Symms or Mormon; wis instal Acftor.
Threatener* aorta The ally Octal reard of >cumin UN Sweep Optam the SF< protection aid the 9.9966TairrAl protectors do not Mostinftwariow
franca Senores adcount Other *CMS. except (Mall me UBS otters °plan foe sweeping cad' batrcei bra-mesa rpar to these assets hen r1 they otherwise appear cerxe • vat*o/ pag 2ttounfpwleco, WA Of assets and
docussents. co nearing conlang data should nor be ;rely bank &posts at Meat USA ricer AC Sunned Nandi statements The SEC protean, and the 'agars's%a Cobden
taco if you below teat n an enact 0•16001. Oats (Bark Sweep horn). meow Marken mutual hods Nona PrOataCM do not protect mann than?, n the outset • Aa:48 Ilbaticki *allele call baba wax" lot
noca n errnstliardy ri *entente theBerCh beaspow of the funis) arid the hrthatmeal Depose Arrow; COAlfor vas of 'tor the:mints ftesether as a result sif mates ailed rocurity(ol ) rid Gkbae net bonnets unryieved
oft me senag tor amour CuStOrneil MTh al mammon/a deseace Management
AciAuf4 luCv9h Iht Bat Syne96r0111663. can baboon
roarrent. ram bat-teach0f Filsalkst) m ats to matet del certar rats not held by he Fin
Does not nchdeunanced kausltelassets a the end of the
AltiaJgh al f9.0o teen are emended b be a:0PM. are swept so LIU Oat USA t0 b al egad-hod Woe arid Mote Wonewon s *nit laser request Yo.t may obtan mix andmeat staterrem prods a Petro hashrma
SlaieNint dad Todd rot be used for tat pupOSAS Rey three 10 UleS AG Stamford Branch, a a Money Fund Deposes nor( iltorrnalen *put UK. heudng the SK Brochure mutated sloth of ire aid mocitabie stock onions
Mk* On yea..* to lams be.. Form 1099. WO. 10415. at LOS Bat USA are FOC erred n accordaxe with alja: by conwrg SPC at 202.37143300er by stung the SP( • Orates bards debt barcm. oastridag mass
etc) then peeping )our emote" the/ re is roper* by rules For ma* elconaion elem.nut were Idte Wane emit arm sall bas. creel Wm short aceoum bates
Imre° rep* to the RS al usable ethane's. atonal. non Deposits a LOS AG artoed Branch aid *armee/Army • COSNITO/*/ bi.inCei Toes of unnecsiod online car
lamb* drafts and wade min tamed en secontos finds rem Mired by the FOC. Dividend Its invesment Program Ofta)
held n your Account nee proceeds on tie **nutters and brace. tokt WS Bat USA deposit balamme 10$ AG
the ten Needed sr arr.]. pro? UV may obtan the Stanford stanch depost balances and money matt( mutual
cost Parsoncolon mend SecUrtiel Through the On rabble to tai baton ao wept to actual pee ?ran your Fero* Ade oor Only elok ewes firm sweep balaxes a the dose of tie statement paw/
deposit accounts a 10$ AG Neut.& BrasCh and IBSIG are waned inter CAP. partial shies wil to son and me woymmmos sty Aft oftit bans is Ina am ant not
Cammericellons with U., Firm Caftan Bang,. thesedepositsJena rased by the FDIC cash tol be decoked ei you acaore TPdtoend segregated from other baron and tee Pommy use any a
• PINS. reccohrm any oral 0:ennAlCater6 nwrnngto fianceshell meat/SSAG Carr Beath are tenthwily recorsenere puce torlted by the issuer may dee from the
opined TO the somman rid of theCarnal liftk and these hrds n the ordiwy course of as harms these funds
further woad your nastt madding porgies under the **tetra peas Ands the pada them st• told Are paythie tpon yAr demand OA total 6 loaned in nee
*atom Went Protocnon Act Oft) there is ro guara sr other oh Satan of L6S A6 b repay
the ban *Mk on the CRS Canna* Ben's boas peed dosi-g value
Cafles thaw
• el /he fruneal instrItAsOn on the top Mt of the tent of the Only stole ants may be rad in $6( ant f you are lending infornation
Ian-we is not 1*5 FitinCialSaaVaii. IBS Formal Deposits at URS Bat USA rd each UPS AG Brach aro rat tiered to apotial tot ao a owlet rmaind pant or
premoed by SIC Whey Fund shies it proceaed by SPC fa detakd olceinaton on the ant >Mara calms and
Sentes anis yeir ac rule as clearing tette by otreivin. the Firrn MI ether al pariahs-Rs a mat* price eliciocuret rota to pa C NMI R44.31bAtp Agronnan or
"engem* torch the ft icated minion We anted See %BS Peen* Severs Acetone Rotation' below a accept an avow Werra by a negitteed clean) AMNIA Agennl aid the General Tans ad Condemns
)699 66 teusreutialft when you opened **intone in agency. and mode you' account
Upon you rPAS02, batrmes b to Bat Swap Programs or UBS Serenest of Clete Wales fl ab* n Ogreeren
this Cate se' teas and so:baits are looted a LOS erd Decbswes a ydeshiraggaegagias=
korai Stnrces aid not the rtrodurng brcker. aid you OA may be vilfttara ad net of a Morsel FkrO maybe levennseen oblesahree
must mate a report of sty error or °maim to teeth Min Nadas, and the wafts returned to you a yaw the meanest amasses and et profile are speck to ea*
soothes la ill11 Your an
acexem rid rentpry between nom feet the I on You' *Meilen Mendes Wortos rid other ants held
All =Pure tuppences shall be doomed complete and tromp, n atop of any tart cant dap h your fnanoi
Further meconeign rout radian weep optons. eadiang the =Ow a the end of ese statement ptekd YCal may aft
*ante d not Objelei TO n hthrg worn 60 sari. aurae Crf notlir6/9 arctic,: For e4 accourc held. for detirey of lay pad thwart ar ate tine You may
anent mem, ries aryl peas. 6 *stable you choosy one of the fo loving resestined anct•ess
mom ubsoarrisiftwitas tom your Corral bite6Or re by remise secutim used a ten collateral ate barb r
• Pleasedirect Fawner complants rants to the thin • Prootice Cu ennurgorne beeltnients ste6inj the balance the on them Any *unto% tractlered b the im
Cherd Retafters DIfttment X 20145216990r mita CAN 8004624000 roper Co of Swooponly theist the greaten period ate lined a mete) sal* a 01
ild00-3S4-9,03. 8 00Am to 600PU ET WA* • Arline QrsUblopecsMon kwegnonts inking gromh the em of the statement prof
though filthy. a in rang to UBSINuncial Seven UPS Ireancial Services mama panache,
The Fern icarnerrber of the Seances ThieStC6 Protection of Veep* alb* than:In gestate:inert name • Colt basihdearrnhng Them% basis of the rarities
Clang Relation, DepatrThint PO Box 766 Um* Car NI • cream Conftwon of become and CePWAPPTO100^ madded n the statement. Suit Misted weft the
07MT C000rancei Data troth pro teas monies rcoans of es
nimbus tes to 1500000 lecbderg 1250.000 No darns tor manenwits soon both too generate of racy ad number -1: 10$ arta StrYceshr read on
<aril not SPC nap textence met *Ph* SI accounts 9rowth a prnassai alconation oblaised iron sources other thr 10$
• ti case of errorsa froellOin *Cut an ekthonm touts f inascal ShoeCet. endodng nIcernation Ircen fl irt IT
transfer (711 bill pariah a Ulster Men cad ftraces hold al abated:trawl',
ire f rrrt together web omen Adam ha also puthaft Overall tisk profiles or tat you may hare yoreolltd b gout Finset* Ardour
tranadtoos call 800762.1000 or tree to LOS Foetal • Conamisty Sets to remain intim pitapat win low TheFilm does not hemendenny arty Or guaranty ft
Sanas hc. 1040 Harbor fad . 60 I lac Watenews. N) nproncotat Frost on the rwanute anent payable to
all disasly amt. colbctuelrunft IP; protecion 6 SSW risk ad rola hey to the amour merit then d ma meant notary a validity of an kannran provided by vas
07086. Ann INWIMA Steven the =ant does not gerientettpdant alCott*Of other Man USSf natal Sersta
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SDNYGM00025690
CONFIDENTIAL EFTA 00136310
EFTA01277543
Important information about your statement (Cite titled)
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SDNY_GM_00025691
CONFIDENTIAL EFTA 00136311
EFTA01277544
PBS Financial Services Inc
*UBS
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 September 2014
ELLMAx, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number.
Your financial Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone
Questions about your statement?
Call your Financial Advisor or the Value of your account
Resourceline at 800-762-1000. on Avgant 29 (S) on September 30(S)
account -
Your 3SSelS 87,964 54 87,968.38
Visit our website: Your liabilities 0.00 0.00
twin Lbs corn/ linancia6ervices
Value of your account $87,964.54 $87,968.38
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
ThC Viands at yen. end 2013 $0.00
Net deposits and
88.0 withdravals 187,949.09
• Your nvestment return
Dindend and
interest income $19.29
Chasse in
market value $000
Value of your =oust
Aug 2014 on Sep 3Ct 2014 senes.36
Sep 2014
SDNY GM 00025692
Member SIPC Page 13 of IS
CONFIDENTIAL EFTA_001363 12
EFTA01277545
Account name:
*DUBS Business Services Account
September 2014
Friendly account name:
Account number:
Your Nnuncid Advisor.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (1) your account
• Cash and money balances may include
A Cash and money balances 82,968.38 10000% Your current asset allocation available cash balances. VBS Bank LISA deposit
Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
B deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
G Fixed income 0.(20 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $87,968.38 100.00%
A
Value of your account $87,968.38
Eye on the markets
Percentage change
Index September 2014 Year to date
S&P 500 -1.40% 8.34%
Russell 3000 -2.08% 6.95%
MSC I - Europe, Australia & Far East -3.81% -0.99%
Barclays Capital U.S. Aggregate Bond Index -0.68% 4 10%
Interest rates on September 30, 2014
3-month Tre.r I
One-month LIBOR: 0.16%
te_Gm_0002ess 14 of 18
CONFIDENTIAL EFTA_00136313
EFTA01277546
Business Services Account Account name: twviAx, itc Your /9nandal Advisor:
*DUBS September 2014
Friendly account norne:ELLMAX LLC
Account number.
SCOTT STACK MANLYLE CASRIEL
Change in the value of your account Cash activity summary
September 2012 al Year to date (S) See Account activity the month for deists Mance' in your Sweep options are inducedIn the operyng and
closing balances taut FDIC Insurance ipprier only to deposits a U85 Sank USA, not to deposits at U8S AG,
Starriccd Branch or bank deposits paced t Nouse the UBSInteingond Depose Account program. SIPC
Opening account value $87,964.54 $0.00 rxotec bon applies to money market sweep find holdings but rot bare deposits SeeImportant information
about your statement on the tat Mo Pars rf this document for &la's
Deposits, including investments
transferred in 0.00 87,974.09 September 2011 (5) Year to date (8)
Withdrawals and fees, Opening balances $87,964.54 $0.00
including investments transferred
Add/bons
cut 0.00 -25.00
Dividend and interest income 3.84 19.29
Deposits and other funds credited GOD 87,974.09
Dividend and interest income 3.84 19.29
Closing account value $87,968.38 $87,968.38
Total additions $3.84 $87,993.38
Subtractions
Dividend and interest income earned Checks and bill payments 0.00 -25.00
Fol purposes of INS Statement, twatilty of interest. and dedend Income has been determined IIm1a US Total subtractions
tin lePsetir9 I:ecSPedive. timid upon the residence of the account fickler. account type. or product type,
$0.00 -$25.00
some interest Ando' dvid.nd payments may not be subject to United States (US) anda Porno Pico (PR)
income tares The tient mann* statement is not intended to be used and cannot be feted upon fa to Net cash flow $3.84 $87,968.38
purposes. Clients should refer to the apricot Tat reporting forms they reCeise from IBS annudly, such as
the toms 1099 and the Forms 480, for lac reporting information his the practice of UBS to file the Closing balances $87,968.38 $87,968.38
aPpriCatle tar reporting forms vein the US mterr. Revenue Striate and PR TleaSury DeparliTent. &id in
Such lOnre accurately dasx fy OW*fa Ard'a Interest as tar ererrpt or lamb* leer* Reese consult your
indwdual tas preparer.
September 2014 (S) Year to date (S)
UBS Bank USA Business Account APY
Interest period Aug 7 - Sep 7
Taxable interest 3.84 19.29
Opening UBS Bank USA Business balance Aug 7 $87,964.54
Total current year $3.84 $19.29
Closing UBS Bank USA Business balance Sep 7 $87,968.38
Total dividend & interest $3.84 $19.29
Number of days in nterest period 32
Average daily balance $87,964.54
Interest earned $3.84
Annual percentage yield earned 0 05%
SDNY GM 00025694
Page n of 18
CONFIDENTIAL EFTA_00I363I4
EFTA01277547
SUBS Business Services Account
September 2014
Account name:
Friendly account name:
Account number:
Your 15 nuncio! Advisor:
SCOTT STACK MANLYLE CASRIEL
212-821.7000/1300-308.3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Fnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about >our statement at the end of this
document
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibeaty consderatton - None selected
Your account instructions
• Your account is currently coded for margin.
• Yots account cost basis default closing method is RFO, First In, First Out
ccm_ooulitta 16 of 18
CONFIDENTIAL EFTA_00136315
EFTA01277548
Business Services Account Account name: EILMAX, LLC Your Ill nandal Advisor:
*UBS September 2014
Friendly account name: LI.IMAX I1C
Account number.
SCOTT STACK MA5YLYLE CASRIEL
Your assets
Some prices, trICOMe and current values Shown may be epprOxImMe. AS a teat gains andlOsses may not
be accurately reflected. See Smportant inionnabonabout your statement a the end of ties dxurneM for
more information.
Cash
Cash and money balances
Cash and moray balances may include avalade cash balances, U85 Bank USA crosit account balances,
UBS AG Stallard Branch Cepow account balances and money market mutual fund sweep balances.
UBS Bank USA deposit aaounl balances are insured by the FOC valhn xpliceble limits, bul are not
protected by 9PC u85 AG Stanford Brant Adeposit accoum balances aie not 'muted ty FDIC add se not
protected by SIFC Money market sweepbalances are protected by 9PC but ale not insured by it* FDIC.
See the important information about your statement x the endof thin document for details about those
balances.
Openng balance Cloung brilence Pace per share Average Onldend 'Merest DS(' in
Hddng on Sep I (S) on Sep 20 (S) on Sep 30 CD rat* period period Cap et)
UBS BANK USA BUS ACCT 87.96454 87.96838 250.000.00
Your total assets
PeKentade Con ESkrnated linreanted
Value On Sep 30 (S) yOur account bess CP annual want (f) gain or IMS (5)
Cash Cash and money Waal 87,968.38 100.00% 87.968.38
Total 587,968.38 100.00% 587,968.38
Account activity this month
For more ',damnation about the pi« value shown tor restricted secunliea, see Important informal about
your statement x the end of this document
Your Dumbly/ Cash Cash and
Die ACtimty DettnrYlon expense code Face rate Pdceivalue (5) amount (S) manly tularde If)
Aug 29 Cash and money balance 887.964.54
Sep 8 Interest 'SS BANK USA BUSINESS ACCOUNT AS OF 090914 3.84 87,968 38
Sep 30 dosing cash and money balance S87.96838
SDNY GM 00025696
Page 17 of is
CONFIDENTIAL EFTA_00I 363 I 6
EFTA01277549
UBS
Account name: ELLMAt, ILC
Business Services Account Your ESmodal Advisor,
Friendly account name: ELLMAX LIC SCOTT STACK MAI4LYIE CASRIEL
September 2014 Account number:
Account activity this month kOntruedl
bate Activny Descripbcn Arrount (S)
Money balance activities Aug » Balance forward $27,96454
Sep 8 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 0910914 3.84
Sep 30 Closing UBS Bask USA Business Account $87,968.38
The UBS Ban, USA Business *mum n your pnmary sweepcoon.
cotkoordest 18 of 18
End of statement for account number
CONFIDENTIAL EFTA_00I 36317
EFTA01277550
Important information about your statement
ues Ftanciel Sakes Inc Ma rim or !SS rand* Sented. The Ft.. or (ad asuer will nerigate yotr Canaan and holier on thehocks and records of the nice* Gen or cookies, —you may dedne hcuseholleg by ding your
Is a mentor of al prodigal sectrity. cannodety aid gains call ones any nor prontly Irina( agent). F MOOS AdVSOl
achieves BBSifmcal kreces and IS Bank USA zee
indirect aubalizin of CRS AG and Milian of LOS Secarkes Pleainite al Meeks payallo to the Armor tie ?nail • Conan monomial corinats or naarment Mane Oa sy Friendly ICCOUnt nate
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the Fm's exe0anealiCeS at a to regal' arum, fees. axoung mot be mbad to registered caner the Bennie, Act of 1933. and entered on the ferns cone sauces webs.. It 6a
manunance Wes charges fa utepaynint far stances customizable todinathe chosen by you to aza a.° wth
IBS Pedaled Senn he purchaws andchars for uyad rents n cash noun • Comm:dhow conuxn Bo 9. forego aching* aid your recteceetsto n he no 49a ef fed on woos arum
1200 Haber Bconat Accounts to ace tranleiTed 10 ollw nStlattOnS Mat be preious metal comet &LAIN foxes connects and YOJ on mange nut Frritadar XOnsat nuts. through Onto
Vaelankat N107086 alma to a tauter lee anon or by canacun; pas &Iron Anent.
comfrodAT Whin contacts
Pus stawnem represcas to anyotIcial recited of a:4AM UBS Sweep Optims The SIC protection ad the papplerromm protecton do not Account ~view
Fonanan Genial aCCOunt Other fedora. ithapt011Oaltac U85 often NAM fa sweeping batPI CT3o "tn ." nog to these assets~ of they OthanSe appears • Velma/saw accountrprOcod Nee of assets and
doomeeca. conuhng coneteng dau should not be ;end bank &posts x uBS Bat LISA aid UBS AG Stamford Lima statement The SEC protecan and the sappanwit Blanes
upon d you Wood there mentor OinGf.e.41. pleas (Bark Sweep hoping many motet mutual fads (Monet Faction do rot arenect fl ans* china" n the nate • Awe ltbcbtles zialtde cat balaces vAIHlot
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off ce seeing your amours dustmen with at enemmonal desoace Management mourrent. ram batruptY or 0IMPAITIO mats to mated and often assess not held byte Ben
Aconite lucv9h the Bat Sweep Ce011aniS. cat banal. Does not ncbdeunpnad umuoltnasses a the end of the
Alnevgh al no tow are intended to be acne. are Swept So 1.65 Bat LISA up b n estabthhed Una ad Mote i*omaona amiable kern request Yu may ebun mar and wen staterrem poocdi a pr ate hastmenta
nevem (too Toad rot be used for tar manses Reg then to 10$ IC Starrford Bran , a a Verney Fund Deposes none nformaton about SEC. includn9 the SP( Broctur• unread std col art aid earCialbU stock colour
solely on rated tx lanes 0e.. lath 1090 Beat 0423. at WS Sae USA are FDA inured n acconlaxe wrtheDI.: by anhiteg SP( at 202-37I 43300 cc by Yang tie SP( • [aliens Wades CAI baincm. coxswain; maga
tic) then palming Baur tth "tom thief en is requeed by odes For war Hammon passe ma www Idic websie al rmw AOC Oft? loan. den In,. sheet account basses
Ian le re .on tone RS all mot, le dthdends. no:pont/le non Deposit x CRS AG Stained Brant ad *ores of Maley • Catharofw./ batsmen Toes of wineesied wattle cal
Mable clvdends ad tau* merest lamed on securities finds renot Inured by the FCC. Dongeni Re kweennern Program (DR/P)
held n your accom nil proceeds on sale Vanua's* aid baancts. Mt MIS Band USA depth balincr. UBS AG
the mop rotteefd 4 an a.eraje pnce You may °titan the Sunted Branch depose balances and mom mrkie Maul
cost bonencomb adored Snots, TIvough lit OA salable to cob banes are mom to 4Ctil gra tan your Annan Minor Only whole dyes Ind sweep Withal a the Jose of the galavant plod
devout accounts a 10$ AG NatTork Branch rod IRSAG are greased under GAP. partial shies nil be son and to Nomarnincd Ey Ira aedn baron la yea axouni arena
OmummicatIons wit the Fiern Carman Brant these deposits at not rowel by the FIX cash ad be depositd n rye amours lath/6yd
• please Clanton eine oral CcennAlCator6 el Atitel9t0 segregaed from balms and tee Fianna% use any of
Balton head a the WS AG Carlin Brach re ternadaily rernestrem pro apploed by the ISluet my del froth the nee
thine !Ards n the ordinsy course of es barns These funds
further mead your riles ncbdiv yom roles under the oposed to the so...go rid of the C aynxi Idandt and malt prior le whin the piton tee ere told irepavane upon pt demand This total 6 inclarkd in ne
karats pieta Protect= Act (SPA) there is re guaa teece other Oblat8n Of LOS AG to real
arrant mind dosing value
the balms wink on the LOS Casfnal'S era': bores Caslebolieu
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SDNY_GM_00025698
CONFIDENTIAL EFTA 00136318
EFTA01277551
Important information about your statement (gal tinUtd)
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SDNY_GM_00025699
CONFIDENTIAL EFTA 00136319
EFTA01277552
1.185 Financial Services Inc
SUBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 October 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number.
Your linancial Advisor-
SCOTT STACKLIANILYLE CASRIEL
Phone
Questions about your statement?
Call your Financial Advisor of the Value of your account
Resourceline at 800-762-1C00. on September 30 (1) on October 31(5)
account
Your assets 87,968 38 87,971.86
Visit our website: Your liabilities 0.00 0.00
viww.ubstorigtinancialservices
Value of your account $87,968.38 $87,971.86
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
S Thousands at year end 2013 Sore
Net deposits and
88.0 88,0 withdrawals 587,949.09
• fa Your M4011E/A tetUrrt
Disidendard
interest income $22.77
Chance in
market value 5000
Value of your eccotre
Oct 2014 on Oct 31, 2014 287,971.116
Sep 2014
SDNY GM 00025700
Member SIPC Page 13 of 18
CONFIDENTIAL EFIA_00136320
EFTA01277553
SUBS Business Services Account
October 2014
Account name:
Friendly account name:
Account number:
Your R nuncio' Advisor
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (1) your account
• Cash and money balances may include
A Cash and money balances 87,971.86 100 00% Your current asset allocation available cash balances. LIEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford °ranch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets 587,971.86 100.00%
A
Value of your account $87,971.86
Eye on the markets
Percentage change
Index October 2014 Year to date
S&P 500 2.44% 10.99%
Russell 3000 2.75% 9.90%
MSC I - Europe, Australia & Far East -1.45% -2.42%
Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12%
Interest rates on October 31, 2014
3-month Treasury bills: 0 01%
One-month LIBOR: 0.16%
y_Gm_0002g4.4 14 of 18
CONFIDENTIAL EFTA_00B6321
EFTA01277554
Business Services Account Account name: EWV1AX, LLC Your Financial Advisor:
friendly account narne:01MAX LLC SCOTT STACKMAN/LYLE CASRIEL
J . ;I Account number.
Change in the value of your account Cash activity summary
October 204 rs) year to date (1) See Account activity the month for deia Is &dances in your Sweep Options are indudedin the openng and
elating Manus value FDIC insurance cperies only to deposits at u85 Bank USA, not to deposits at u85 AG,
Stamford Branch or bank deposits piacedthroush the UBS interne:cad Depose Account program. SiPC
Opening account value $87,968.38 $0.00 protection applies to money market sweep find hddirrjs but rot bare deposits Seeknportant irdormation
about yam statement on the rat MO pars cf this document for detals
Deposits, including investments
transferred in 0.00 87,974.09 October 201111) Year to date (S)
Withdrawals and fees, Opening balances $87,968.38 $0.00
including investments transferred
Addborts
cut 0.00 -25.00
Deposits and other funds credrted 0.00 87,974 09
Dividend and interest income 3.48 22.77
Dividend and interest income 3.48 22.77
Closing account value $87,971.86 S87,971.86
Total additions $3.48 $87,996.86
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -25.00
rot purposes or tels statement, taablity of inteles1 and Coldend income has been determined hall a US Total subtractions
lm lePortirg renPedne. Baud upon the residence of the account holder, account type. or product type,
$0.00 -125.00
sane interest ander dfidend payments mat not be subject to United Stan (US) ardor Puerto Rico (PR)
income tars The dent monthy statement is not intended lo be used and cannot be retied upon for la Net cash flow $3.48 $87,971.86
purposes. Clients should refer to the apricot tat crooning forms they recent from MS annuely, such as
the foam 1099 and the Forms 480, for lac reporting information it is the practice of UBS to file the Closing balances $87,971.86 $87,971.86
an:kat:re la reporting forms with the US interna Revenue Senate and PR neaSUly Defallftrent and in
such forms accurately dassfy claw:tends Sfcycr interest as 1& exerrot or teal* ',Keene Please consult your
indstelual tax prepare(
October 2014 (Si Year to date (S)
UBS Bank USA Business Account APY
22.77 Interest period Sep 8 -Oct 6
Taxable interest 3.48
Opening UBS Bank USA Business balance Sep 8 $87,968.38
Total current year $3.48 $22.77
Closing UBS Bank USA Business balance Oct 6 1.87,971.86
Total dividend & interest S3A8 $22.77
Number of days in nterest period 29
Average daily balance $87,968.38
Interest earned $3.48
Annual percentage yield earned 005%
SDNY GM 00025702
Page 15 of IS
CONFIDENTIAL EFTA_00136322
EFTA01277555
Account name:
*UBS Business Services Account
October 2014
Friendly account name:
Account number:
r
Your K Bendel Advisor.
SCOTT STACK MANLYLE CASRIEL
212421.7000/800-308.3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. Youcan find a ful desalt:clots of the alternative
investment objectives in Important information about your statement at the end of this
document
Your ran objective:
Current income & capital appreciation
Your tisk profile:
Primary - Moderate
Investment eligibihty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
JY_GM_0002139.43 16 of l a
CONFIDENTIAL EFTA_00136323
EFTA01277556
Business Services Account Account name: Your financial Advisor:
*UBS October 2 )*
friendly account name: L
Account number.
SCOTT STACK PAAN LYLE CA SkiEL
Your assets
Some paces, income and curtem vaues shown may Ise apprOxinlene. AS a IOU". gdlnf mOlosses may not
be &weakly reflected. Ste smportant intosmafron about your statement a the end of the document for
more informalon.
Cash
Cash and money balances
Cash and mostly balances may include avatar& cash balances, UBS Bant USA depost account balances,
UBS AG Stamford Branch ctpout account xiances and money market mutual fund sweep haiances
UBS Bank USA deposit account balances are insured by the FOC valtin appliceble limit, but are not
protected by StPC USS AG Stanford Brant h deposit amount balances are not insured by FDIC and are not
protected by SIFC Macey market sweep balances are protected by SVC but me not assured by the FDIC.
See the important information about rut statement at the endof this cbcunent for delaih about Pose
balances.
Opering balance Closers Went Price per share Avenge DnIdencl Interest Oars n
Hddng on Oct 1 (1) on Oct 31 (S) on Oct 31 (0 tato period period Cep scowl II)
UBS BANK USA BUS ACCT 87.968 38 87,971.86 250.000 00
Your total assets
Percentage Cost Esbrn$ed Waffled
Value on OCT 31 (1) yOur Xenon oasis (S) annual incur* (5) corn or 1055 (S)
Cash Cash and money balances 87,971.86 100.00% 87,971.86
Total $87,971.86 100.00% $87,971.86
Account activity this month
For more infosnation about the piker value shown for restricted securities. see Important intormoipn about
your statement at the end of this cbc sown?
Your Quanttryi Cash Cbh and
Die Actiety Description expense code face value PricelValue annum (S) money blame IS)
Sep 30 Cash and money balance 887,96838
Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 1006114 343 87.971 86
Oct 31 dosing cash and money balance 887,971.86
SDNY GM 00025704
AMPSC00300575206S HP700318389E; 00033 1014 030579743 000000 ►age 17 of 18
CONFIDENTIAL EFTA_00136324
EFTA01277557
UBS
Account name: ELLIstAii, LLC
Business Services Account Friendly account name:FLLMAX LLC
Your 15 nancial Advisor,
SCOTT STACK MAIsYLYLE CASRIEL
October 2014 Account number:
Account activity this month (COntaivedl
Date Activity Descioncn Annum (S)
Money balance *divines Sep 30 Balance forward $87,96838
Oct 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS Of 10106'14 3.48
oa 31 Closing U.S Bask USA easiness Account $87,971.86
Tne UBS Bant USA Wynn, Account is your pnmary sweep option
4NP7C003005752066 N97003188698 00003 1014 030579743 c'340iicctk0002PAIS 18 of 18
End of statement for account number
CONFIDENTIAL EFIA_00136325
EFTA01277558
Important information about your statement
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is a mentor ol al piropat security. cannoday aid cream Mll cortect alteror prOoptly trend« agent>. Fnriceid Aden,
e4eirges UBS F ~cell Wyo., and UK Bat USA re
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mane:name fees charge: foe lee paynxit for »trite: razzes:bat ingkrome chow, by you b ac you «rh
185 Findal Savers Pc purchaws std dorms fa tripod routs h exit, =cents • Correnadhresconitzh (re 9 . rotor azhaele std your nordeenand n Inz no Ina effect on nut exourn
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Fmanar Sentes a031unt Other RAZZ exCept Otleal tee U85 ofeers 00cos for sweeph9chk Whnheli haLhX951° »pay to these assets ten A tee ottonve apper mar • Val» of toot Zeoureteporleck NZ Old5SetS add
downent. conuhng osttag data should not be abed bat &poets x UBS Br* USA ardlBS AG Stardom tint [oxenenWC
[oxenen The proteaw rid toseppbtrent Reines
up«, If you bend, tartan actor omens pleme (Bra Swap hosting navy neat» mutual Inds <Money prOteCton do rot ;need aganu shales n the manet • Agee Incbcte ereatiok zit Mars value, la
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once seragyour aconum ~omen wars iniznalional Renate Management movernint. mum batreprcY or orisahish) maid to mrset and anon rests not he» byte Flen
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solely on yed.end la km . Focal 1099. 5498. 10125. at tss Sat USA Ye FP( Mad n accotdaxe with XX by ardirtrg SPC at 202.3714300a by vartng tre SPC • CiandeeS Zebedee date Lancet outstanding maim
etc) dan goosing your It "Wm the/en ismound by nam For tat alomenen pleas nth wino Mt re »thy» atwsw tanned loan. crone ner shout account balances
lan to egon tote RS al tomb le durstads. Axonal. non 09pOIR5 a 185 AG takad Brant and tares of Mal" • casmarvery balsam Tots of whitened demobte all
~le anklet rid made meted tamed on secants Funds re noa nsured by the FDC DiVireml Re neennent Program IDMP)
told rips recur& no proceeds on see Vernalize, aid biancen. par. IBS Bat USA deposit balron UBS AG
the axe reneged 551 ~age pilot Tas may Mon the Marked Branch depose balances and mailer maken natal
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Commenicothant wit the Firm Caplan Braole Thee 4.905115 mena nus by tee KC cash wil be dedosnel n ever accord The dviand se:reared from other balaxes and Pe Penman ute any ed
• please rerccedon artool Cinver~ons writing tO telexes he» a the U3S AG Corn Swan ere terrpoirily reneednem pose tippled by the Issuer may defer tron te
ezzed to the soormyr rita of theCayman Wands, and nose funds n the ordinry oxen. ot as banns These funt
funher ovum your nriel, nebding you* rigles under the maim vise x whdi teepatrol tares in sold se past** upon pt demand thei retard tasted in sie
kearilts Coen Pretax» Act ISSN Stream quarnee ocher ongatian a 165 A6 » may
theDrams wink on the USS Caymans Brach's boas eras pax, dosag value
Cade-bike
• 6 tne ~al insult/An on the top Mt a the trot of Our C,nly vole unit Inn be held rn you nova g you at Widen information
stairrent a not MS Reamer Stvoes. UBS Faunas Deposes att UBS Bra USA and each UBS AG Branch aerob entitled to partial eme as a feat of a «Mend ~rent or fa denied flamson on ley rn.> »Meg Mahan and
Sentes cams your accord al deity broke by damned by WC Money Fund tan are praeded by WC ~M. te Firm gap ether tel panelists, matet price dzdowtt est«to yov Clam Ural bend Ametnewn or
naigentnt gatt the timed nsteuton We Intoned See 'WS linaZul Serums Account Roteden" Meow. a accept an nun aconites:10y a regazered Wang Accort >renew; want Genera Terns and Candonm
pa of thn rebtionstp Sze you ironed tit asrutt In egexy. and cafe you anent
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thr5 Cate, pst Mss ant "pork se bated X CBS end ~Joules a sal haadge ,asJ«J~
~xi Snaps red not tee anodes:rig brae< and you OA maybe ~Orrin aid shams of a Iv»ney Fund maybe Investment °bleak«
must mata a report of ny st a or onessbn to bett fln hqueleond std the proceed: returned to you a yta The mesonent obraves and nde prof tk are gook to eat
talelit =cull Your ate
award and nay vary between Here free the Inn Yak statanad tames italics and other dikesheld n
All =sue statereres dial be deemed czmrele ond amply n rang of any [lövat nze in yOur fnano..1
Ferier ofirmaan about anlade :mop *pions. nclAng the accont x te add the nineeneu period You may
ranee d cot objected to n tote» Petri 60 dass Planta inerzetrere etrzchre; For Net account held. foe minty cl fuhr pat section at any IMP You may
antra ironed rates ad peels. is rant ,* a you choose one of the to lowing nvestment object.»
• Phasedad cusurner norplants a rooms to the Inn: was ubscoranwepyith from your Coaxal b4Mor «by racer. seantim used a ban colleted aber Parn9.81i nn
• Reduce Current »art inroseunts seeking Ow Deane. Ole on tern Any seinram threatened b the
Cued Realod 10<prtment ae 201.352.1699 or »hate whin 8067624000 moral ix of tram< only Bang te summers period are rind at ~el rasa, Of
a $00-354-9,03. 8 00AM to 6 00 PM El ~day • Aten etadebrapittoon Virednionts »Xing greet eh ear of the nutrient peel»
though Indef.« in going to uBS linemen' Sernotel UK %anent Santos eats ptomain
The Fern Ameritech« of the Saline{ reed« protection of prexpal halm' than dt genarton of name • Con brit hi detteniting tern, bars of the seormes
Cline Rieleliont Department PO Box 766 Unon Can NI • ~Its Co «Meade of Incons and ChM/ Adandonds nduded n this statement Mime minted wets he
07(67 COOOrateel (WC). 5,13. aromas seonles =nu of
martin go to 1500000 (nano; $250.000 for dams tor Indoflill reol by both ale generator' of name aid natter 'I. • UBS tweed Snoeshas tend on
tat) 74t• SK tae ;oxen«, times »Ph to SI scannt$ gowal« vncPal Minna, ion Maned fan, sources other than le3S
• n case of errors a qamons about an than< lands Finntal SktoCeS. nating nrormanon Iran new fin
torld« Ur) bli Patenent ce Us yea* MX cad tray irhOld n apanctrrannly
The Fen together wen arum alaknes. has also patent Overall risk motile. or ta you may An provided to your Financed Mvoa
trallactioni, Call 800-762.1000 a wee to LBS Enamel • Conan.", Seeks tomlntanhiiaprixpal win low The firn does not iedependentA orgy or guar-net*
When ht. 1000 narbornal. 6th lb«. trzahmern. N) seppicountai Probate The nuanuen anoint payable to
all NOW den». conctuelrundatis proteaion o 550) rita and yetilily to the rave tert. ten d tar means anracy or vaiday of any karma on pinned. by sources
O7016 Ann IMMI135.4 Serze: the =am deice not gnaw sgnilant income or °Dorton USSF ~cal Sentes
man as of ~ter IQ 2013
Itturrn Ord ma/riftkeep pace yort HUM,
Cal IX et% 35 500n aS tOu Cart deauttlnlertur • Athena lirtillnd se rap: tomeko tO «net« and an addnon *toughl.l95 Fnanal Sake:gnarly
sinter recept 6 %tong or d pea need mu, SWext tote poky orditiro and ~an cat at te
Fem 6Ut.er protected for up to 119 milkn ri the tolerate some air My» stek higher ratans updates m6 tronnwn ate 6 recent tefem 60e5 nor
ritcnnattn above &thorax cm the sue:~ or recept VOA* any attracts ma te Merman» under "Cost
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A full Goy ol tepolcy wring 6 rank upon ~ 2 ninety» reel, high returns over ant base and "Unreolited goitre is ranee a of she die
rho Weeh:1160 days alter the fret sent you the fr et Of Thn nalinfoll As tak Mere do not (+Men This
natant-non ends the erne or problemmewed informalon to make surtax or sae °earns. IT IS(
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error a arty you need mire nicer« inei Can be added by you Faunan Admix
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Stamford brand+. In outran» winedt naming vane WOKS est prance d Mown x ihouretoldng t you
annual» rid 04 twos of mutual lends awe sot refer to atone nuternterts nulled n ~so • Unmerited salnallosses ether data t anaåle
shares re registered treaty el dee nrrit of the acorn pertated unreal red Wilt:195 ai cararzed for
SDNY_GM_00025706
CONFIDENTIAL EFTA_00136326
EFTA01277559
Important information about your statement (Ken Untied)
Mbrickialscanty lots The Palladian data fa ialinThal - Thee parry airmail vibes may be reflected as 'Not rusher of ascents at the holm dealer hotting augur Anton are registered fervce mats of 1185 Inaxial Services
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mare a n txmate new for our doors Cat leave As pacers• Ana compensation ken miner finds aid nut sae
'alemu, cn is obtainedfrom 'bed pale; aid di xosay - 'Dilatations to die' may tarts reran of cablal Conalies ethos, roosts we diabuto
is not guraThed Otis call teases may wog *loth saw* a both - We tea** at anus fee turn LEIS Bask USA awl USS
could area mkt complete mental was beraided • 003021 re:reigns the glINDlollwing pre( AG Started Crotch of up to 125 pet axount
*Pm reThiest permit ma may not reflect you cos bath searing to the banks seder the UPS gra Sworn
Program
• Cracow of deposit (CDs) CDs ate MC mad apt • IIIIMiCted aataridu Resincted senates anerattre
$293.000 in principal ad salad nitre/ pa dtpontor not aventlyeagble for cubic la* IRS Francis Sinus ASA,
and pis depository rnikeion ri acccerona with iDe: uses the mates price of the inntstrided sled( of ten sane ledoinli6in MP-ding comsat:us and other Marrs
nibs mum a n (toutedOa for the rearTed era tt naffed n annecran wit' the ertiodion of yake naffing
purpose of Masa:examon* To the ware that option Irmextans has been evaded on anion:ions
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bray kJ wort, recewe in the makes PrCeS are Waned
from varcus mid party00s Much we beimre to to • Est leransted) fl aw, antet yields and rates. An Swat selling
reliable. but we do not samba tea axuracy 4.21Matt 01 triad nome is based on amen, claubstid it you are engaged in tart stalhp a warily you may nos a
- Wo wisely uso the dosng par nhon sealable ce the and neap ran awning ew ornaities will be held lot charge clue to cenan known° cost for that palcua
meal or the hd aid ask prices Ice Isted SeCuredS and one yea from staenunt date a vita ITtiturfly This rank
*pans or on tad patsfor OTC a0/leis estimate is on a godparent accuracy and inflated
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show fl ow was not mailable' if we are male to yell/would be mutated • cmdiii6indsoi egin9los date Wird mended othenyira
an* a ace kir a canary - Parroted anus income aid CUTOM yield aid The by you You re retareble I or orders that re executed die
- Occosin or Mates dencamated n °Armes Other actur Mom and geed mgM be Iowa hgher tht to your tarote to cancel excarg open ceders
than V S dollars are reflected I the ndibgefat as of the evinated moues
the slasorrunt date - An rentate ol trualcal ozone 0duicerd add Tex witheldiro en fworbutions from UK Pinatas'
- For Cenan senates trodem onormatorming merest) anted by the caner make varlets,'" Strokes IRAs
deramnatuns. ace and quality (lace sate)may hae bildiCe a bated Co the UP diedend or merest tetkral Lie law iNtlreSili$ hamar Savors to withhold
beat a3unted to Wiese props vassal payment nude byte issuer and awake Iht mord ta from your Stable IRA &Mihaly:en. tut you may
To obtain crown gunman Mon tattle. woe° yet seamMayors MI be rotator one pur iron the *a oat lobe. acme la* wahholl or. Mast you ray
Tzarina 44rsor staterent date or rota murky AootrY and elect to hat tx wetheld a arse or n a fond rnown
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• Meats Investrrems and ensured produce. IThate by you You may mate your election a a-y t Me by maurg
Mostmar secure* (miffing diced paikpaion • teems not held by WS Financial S entice Conan anew Maim If you do not haw cco9i incometar
pagan aid real estate n*Itrnem tap secuntas)and anal ate riot had bytePith ad not wean the Finis wittnekt Iron your niOAS. you maybe relanSbe la
structured produaS tetrad., hgrof llwd (elan posseSsai or aneol rhea assets re copized on ycer the parried of osittixed us. You may nth,' penises nl the
unichred FICALCIS tare not toren reasered with the stmenere for irdonnational puppies oaf Positions and 'stems witted and yea estimated tar parentnis ere 1101
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theft/TIM SCCORMS 3f,31010-ted predi.XIS for aid does net yuyelitte is acommr IheSe assets se net Privacy
rrforrna cnalputhopto only Accuracy a not 9Uralle•4 prowled by PK or te FITYI sepplunemal SaC To atm 3COpy010Lr0.0•47et Caro Primy Aura pea*
- awe saws maydiffer sthstantallyfran path, t au coverage contact row F natal:4.0r °miaow wawa Y.
at *AO nesse ithestrnere securty Cr StruCtured mow vs( comornoweary
prays my be licur a sold aid do not necethaily • Revenue shying and addrionelaropensatket
reptant the was you may now upon Ituidaten - m 4dilitiwl to orrunissorn on mks aid 12k1 tees IOSTinarcial Servos 6 not a bait The WA. Foams
- Thrd paryepmanof via are dot a ran Ore rased n conneacen with the dart:Non of inulua ServCeSAaount BSA and iRMA rebraerage aatiritS
ate at stapled k UgS Sword Services on aregdt u hatch toot chthIS ere ands ow *fere receive 4•Ch Arcane access to balling servas and produces
bays by an nOtpentfent solution Inn rentbe Mann; woe% fcorn asubutors andor Om* artrgenants with affiliated basks 0 other thud
1“ 00f, SenlealPaTOW cesrcasor Sewed if orison of the tour tads that we sell These piny balks and reviles accost to burros and amity
my. ate tithed to me Firm by the mum. general amounts are booed an two &Stant arroonints 0 prodyCIS Stied by our doted shed party inerrant
paves alpaca and troy berob-dated based on the annum 01 saksbyulaS ot a rancor' mutual fund caroms through titmice agency lubsiar es of utS
Okra* istornarion from that used by thrd panes to lanai to at carts. ad Id he arse rate of a Ronda Senars be
claire thee estirutcd sabres prowler muter lute fangs shretived a the Inn
- You cm obtain Athena acrmalcn reganng the - We radar *Are abo wake retemerng and bagman. nsorarce. aidamuypodxts
rritehodology used to determine the estrus, of 'Mut onttmprodassng less n °natation for transfer rat !OK haired • no bank Guarantee May lose sate
and the date of the hfonnivon that Is the bate for the agent wtel:eo mat we Kettle to to rneualhulls
estrum hyaena:Mg your Wadi Athisor Throe lets gene" are pad trim trouser stets in the Perth RebaurCePAthayrani account Business $VVOF5
nttual fund and se a titad dollt amount based on tine <COAT BSA. Iltela and /scant/AN Resource Irtmagerren
SDNY_GM_00025707
CONFIDENTIAL EFTA 0[)136327
EFTA01277560
U8S Financial Services Inc.
UBS
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 November 2014
ANP7005679335111in Y1 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number.
Your financial Advisor.
SCOTT STACKLIANILYLE CASRIEL
Phone
Questions about your statemeat?
Call your Financial Advisor or the Value of your account
Resourceline at 800-762-1C00, on October 31 (S) on November 28 (1)
account
Your assets 87,971 86 87,475.58
Visit our website: Your liabilities 0.00 0.00
www.ubscomlfinancialservices
Value of your account $87,971.86 $87A75.58
Sources of your account growth
during 2014
Tracking the value of your account Value of your account
Thc uc..3,1CS at year end 2013 $O00
Net deposits and
tni 87.5 virithdratrals 187,449.09
Your nvestmantreturn
Di*lend and
interest income $2649
Chance in
market value $O00
Value of your account
on Nov 24, 2014 587.475.58
0(1 2074 NCN 2014
SDNY GM 00025708
Member SIPC ANP700113005679335 NP7000192103 00003 1114 030579743 010000 Page 13 of is
CONFIDENTIAL EFTA_00136328
EFTA01277561
SUBS Business Services Account
November 2014
Account name: r r •
Friendly account name: r •
Account number:
Your Fi nuncio! Advisor-
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
November 28 (I) your account
, Cash and money balances may include
A Cash and money balances 87,475.58 100 00% Your current asset allocation available cash balances, U8S Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other
Total assets 587,475.58 100.00%
A
Value of your account 587,475.58
Eye on the markets
Percentage change
Index November 2014 year to date
S&P 500 2.69% 13.98%
Russell 3000 2.42% 12.56%
MSC I - Europe, Australia & Far East 1.37% -1.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86%
Interest rates on November 28, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.15%
ANP7M3005679336NP7003192103 C0M 1114 030579743 onimyGm0002gms 14 of 18
CONFIDENTIAL EFTA_00136329
EFTA01277562
SUBS Business Services Account Account name: EWVIAX, U_C Your PI nandal Advisor:
Friendly account nerene:ELLMAX LLC SCOTT STACKMANcoli CASRIEL
November 2014 Account number.
Change in the value of your account Cash activity summary
November 2014(3i Year to date (S) See Account a< Bray the month for dela Is &dances in your Sweep options are indudedin the cpenng and
dosing balances vitt. FDIC insurance ippies only to deposes at u85 Bank USA, not to &wits at u85 AG,
Stamford Branch or bank deposits placedthrow,' the UBS Intemaiond Depose Account program. PK
Opening account value $87,971.86 $0.00 Protection applies to money market sweep find holdings but not bare deposits See troPortare kdottnation
abaft yOur stamen( on the tat Mo Oars ce this document for Ma's
Deposits, including investments
transferred in 0.00 87,974.09 November 2014 (3) Year to date (S)
Withdrawals and fees, Opening balances $87,971.86 $0.00
including investments transferred
Additions
cut -500.00 -525.00
Deposits and other funds credited 0.00 87,974.09
Dividend and interest income 3.72 26.49
Dividend and interest income 3.72 26.49
Closing account value $87,475.58 $87,475.58
Total additions $3.72 $88,000.58
Dividend and interest income earned Subtractions
Checks and bill payments -500.00 -525.00
For purposes of INS statement, taotallty of interest and dinclend income has been determined ficM a US Total subtractions -$500.00 -3525.00
18, lePortirg PenPective. Baud upon the residence of the account holder. account type. or produl type,
scent interest andor dvidend payments may not be subject to United Stan andor Puerto Rico (PR)
Income tares. The dent monthy statement ct not intended to be used and cannot be (elect upon for tar Net cash flow -$496.28 $87,475.58
purposes. Clients should left, to the accncede tat atoning forms they recent from tits annualy, such as
the Conn 1099 and the Forms 493, foe lac reporting information is the practice of UBS to file the Closing balances $87,475.58 $87,475.58
aciskade la, reporting ions with the US mtecnd Revenue service and PR Treasury DepactMent find in
sigh loans accurately dasafy (bide ACt arap inkiest at lace exempt or 'sable exec* Please consult your
inixdual tax preparer.
November 2014 (S) Year to date (S)
UBS Bank USA Business Account APY
Interest period Oct 7 - Nov6
Taxable interest 3.72 26.49
Opening UBS Bank USA Business balance Oct 7 $87,971.86
Total current year $3.72 $26,49
Closing UBS Bank USA Business balance Nov 6 487,475.58
Total dividend & interest $3.72 $26.49
Number of days in merest period 31
Average daily balance $87,907.34
Interest earned $3.72
Annual percentage yield earned 0 05%
SDNY GM 00025710
ANP7C003005679337NP7003192103 00033 1114 030579743 of coon Pegs 15 of 18
CONFIDENTIAL EFTA_00136330
EFTA01277563
Account name: ElLMA", LLC
*DUBS Business Services Account
November 2014
Friendly account name:R.1MAX 11C
Account number:
Your Knendal Advisor:
SCOTT STACK MANLYLE CASRIEL
212-821.7000/800-308-3140
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. 'toucan find a ful description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your men objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment efigibihty consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
ANP7C003005679338NP70C0192103C0C03 1114 030579743 019§MCGM0002/3991 16 of IS
CONFIDENTIAL EFTA_0013633 I
EFTA01277564
Business Services Account Account name: EWV1AX, U.0 Your Pi nandal Advisor:
*UBS November 2014
Friendly account name: ELLMAX LLC
Account number.
SCOTT STACKMANLYLE CASRIEL
Your assets
Some pnces, income and current eddied Shorn May teeppi0Arnale. AS a Mitt gams and lOssts ma/ n01
to ecoodlely reflected. Set Aporunt intosenefron Stour your statement a the end 01 the otcumem fOr
more infornolon.
Cash
Cash and money balances
Cash and money balances may include avalple can balances. UBS Bant USA deresn account balances,
UBS AG Stanford Branch &pout account balances and money market mutual fund sweep balances.
UBS Bank USA de sit aaounl balten(el are insured by the FOC vaihn mono do* llmItS, but are not
protected by PPC UBS AG Stanford Brans h deposit ad oum balances an not insured by FDIC and re not
protected by 9PC Money market cweepbatances are protected by PPC but me not insured by the FDIC.
See the Important information about your statement at the endof this eminent for deans about those
blames.
Goering balance Closing belence Price per share Average DtridenclIMerest Days in
Hddng on Nov 1 (0 on Nov 28 (S) on Nov 28 (1) rate period period Cep arount
Le5 BANK USA BUS ACC7 87.97 1 86 87.475.58 250.000.00
Your total assets
Peuentaaeaf Cost Estimated Unceaszel
value on Not 28 (I) your account Oasis (S) annual income 01 gam or 1055 (5)
Cash Cash and money Welles 87,475.58 100.00% 87,475.58
Total 387,475.50 100.00% $87,475.58
Account activity this month
For rote infonneion about the pind value shown for restricted bromine,. see Important information about
your statement at the end of this doctrnent
YOur Quantity( Cash Cash and
Die Actinty be:option expense code Face rive PilcelValue (St amount (3) money balance (5)
Oct 31 Cash and money balance 887,971.86
Nova 81) Check LONEL BEE HNER CHECK PAID 001001 -50000 87A7 1 86
Nov 7 interest VBS BANK USA BUSINESS ACCOUNT AS OF I BO& la 3.72 87,475.58
Nov 28 Closing cash and money balance 887.475.58
SDNY GM 00025712
AMP7C003005679339NP70C0192103 00003 1114 030579743 010000 Pogo 17 of IS
CONFIDENTIAL EFTA_Gel 36332
EFTA01277565
Account name:
UBS Business Services Account
November 2014
EUNAX, LLC
Friendly account name: ELIMAX LLC
Account number:
Your Hounds' Advisor,
SCOTT STACK MAAY LYLE CASRIEL
Account activity this month (Contrived
0ate Actmty Descrotion Amount (S)
Money balance activities Oct 31 Balance forward $87,97126
Nov 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 11/03/14 -S00.00
Nov 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF II/CC/Id 3.72
Nov 2$ Closing U.S Bank USA Business Account 587.475.58
The U8S BM* USA 8USIABS Account is your cowry stveepoption
ANP700C0005.679340 NP7000t32i03 00003 1114 G30579743 OI cinfil- i
nortY_GM_00021488! 18 of 18
End of statement for account number
CONFIDENTIAL EFTA_00136333
EFTA01277566
Important information about your statement
UPS Finer., Semi% Ira (me rim or UnFinaidalSerekes). The kin or Cad ape WI nentigatt yorrooptint ad Nita on the locks and moat of the aplabh rya or ervelopm —sou may dedne fausehollat by ding your
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SDNY_GM00025714
CONFIDENTIAL EFTA 00136334
EFTA01277567
Important information about your statement (confined)
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SDNY_GM_00025715
CONFIDENTIAL EFTA_00136335
EFTA01277568
UBS Feland& Services Inc.
SUBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 December 2014
ANP70080779971214 XI Y1 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACK LIAN/LYLE CASRIEL
Phone
Questions about your statement?
Call to Jr hriaricia Advisor or the Value of your account
Resourcetine at 800-762-1000. on November 28 (5) on December 31(S)
account
Your assets 87,475 58 87,478.94
Viskour website: Your liabilities 0.00 0.00
wvAv.ubs.comifinancialservices
Value of your account $87A75.58 $87A78.94
Sources of your account growth
Tracking the value of your account duriag 2014
Value of your account
1 Thousands at year end 2013
Net deposits and
87.5 87.5 withdrawals 187,449.09
Your nvestment return:
DiWdendard
interest income $29.85
Change in
market value 1000
Value of your accoatt
AkYv 2014 on Dec 3t 2014 *87,47894
Dec 2014
SDNY GM 00025716
Member SIPC ANP70005003077997 tran0C0309352 00003 1214 030579743 100000 Page 13 of 18
CONFIDENTIAL EFTA_00I 36336
EFTA01277569
SUBS Business Services Account
December 2014
Account name:
Friendly account name:
Account number:
Your financial Advisor.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (S) your account
• Cash and money balances may include
A Cash and money balances 87,47894 100 00% Your current asset allocation available cash balances, VBS Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets 387,478.94 100.00%
A
Value of your account $87,478.94
Eye on the markets
Percentage change
Index December 2014 Year to date
S&P 500 -O.25% 1 3 69%
Russell 3000 -0.00% 12.56%
MSC I - Europe, Australia & Far East -3.44% -4.48%
Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97%
Interest rates on December 31, 2014
3-month Treasury bills: 0 04%
One-month LIBOR: 0.17%
ANP7C00501:60779913NPT0C0305852 00003 1214 030579743 I ONOPIYGM0002@999 14 of fa
CONFIDENTIAL EFTA_00136337
EFTA01277570
Business Services Account Account name: EWVIAX, LLC Your el nand/ Advisor:
*DUBS December 2014
Friendly account narne:ELLMAX LLC
Account number:
SCOTT STACKMAN/LYLE CASRIEL
Change in the value of your account Cash activity summary
December 2014 (5) Year to date (I) See Account a< tit the month for detaIt Iliances in your SweepOptions are ind udedin the openno and
closing balances Aut. FDIC Insurance *vies oNy to deposits at u8S Bank USA, not to depotas at LAS AG,
Stanford Branch Of bank deposits pracedthroush the UBSInternahond Depose Account program. StPC
Opening account value $87,475.58 $0.00 protection applies to money market sweep find holdings but rot bank deposits. Seetmpatant inSormation
about your steemer4 on the tat Mo pars cf this document for detals
Deposits, including investments
transferred in 0.00 87,974.09 December 20141$) Year to date (S)
Withdrawals and fees, Opening balances $87,475.58 $0.00
including investments transferred
Additions
out 0.00 -525.00
Dividend a-id interest income 3.36 29.85
Deposits and other funds credited GOO 87,974.09
Dividend aid interest income 3.36 29.85
Closing account value $87,478.94 $87,478.94
Total additions $3.36 388,003.94
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -525.00
rot proposes of tNs statement, tarablity of interest and rildend income has been determined Irma a US Total subtractions
tin regaling CelVedive. Bard upon the residence of the account holder, account type, or prodixt type,
$0.00 -$525.00
some interest endow dvidend payments mat not bo subject to United States (US) andor Puerto Rico (PR)
Income tars. The dent monthly statement ,s not intended lo be used and carrot be reed upon for to Net cash flow $3.36 $87,478.94
purposes. Clients should refer to the a00(.14e tar tenoning fora they receise from LEIS annualy, such as
the Fortin 1099 and the Forms 493, for lax reporting information. It is the practice of UBS to file the Closing balances $87,478.94 487,478.94
appkatie to mooning forms with the us interrim Antra* semce and PR TreaSury DepartMent and in
sigh fauns accurately dasIfy cluciend arbor intent as I& exempt or unable 'mane. Please consult your
inagdual tax preparer.
December 2014 (S) Year to dale (S)
UBS Bank USA Business Account APY
Interest period Nov 7 - Dec 4
Taxable interest 3.36 29.85
Opening UBS Bank USA Business balance Nov 7 $87,475.58
Total current year $3.36 $29.85
Closing UBS Bank USA Business balance Dec 4 $87,478.94
Total dividend & interest $3.36 $29.85
Number of days in merest period 28
Average daily balance $87,475.58
Interest earned $3.36
Annual percentage yield earned 0 05%
SDNY GM 00025718
aelP7C009303077999 MI003305852 00033 1214 030579743 100003 Page n of 18
CONFIDENTIAL EFTA_00136338
EFTA01277571
Account name: ELLIVA., LLC
*UBS Business Services Account
December 2014
Friendly account name: FLLMAX I LC
Account number:
Your 15 Bendel Advisor.
SCOTT STACK MANLYLE CASRIEL
212-821.70001800.308.3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a INI description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Currant inccine & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First in, First Out
ANP7C005008078000 NI'70C0305852 C0C03 1214 030579743 loistykyfim000211pn 16 of 18
CONFIDENTIAL EFTA_00136339
EFTA01277572
Business Services Account Account name: EISMAX, U.0 Your Finandal Advisor:
4UBS December 2014
friendly account narne:EUJIAAX U.0
Account number.
SCOTT STACK MANLYLE CASRIEL
Your assets
Some Paces, mccrie and current vdue$ Shorn May teepprOxImale. AS a reltel. gains aldlOS5tS may not
be accurately relkcled. See Aportma infosmafron about your statement a the end of the cbcurnem ter
mare Informs:ton.
Cash
Cash and money balances
Cash and money balances mai include avalade cash balances, UBS Bank. USA oSpaut account balances,
UBS AG Startord Branch ',pout account balances and money market mutual lured sweep balances.
UBS Bank USA deposit account balances are insured by the FCC vat hn yolk ebk limits, but are no
protected by SIPC. UBS AG Stanford Branchdeposit account balances am not insured of FDIC aid re not
protected by SIFC Money market sweep balances are protected by SPC but are nal insured by the CDC.
See the Important information about your statement at the end of this cbcurent for de ai/s about those
trances.
°paring [drift* Clovng Patna Pnce per share Average Dna:lendInterest Oafs et
Hddng an Dec I 04 on Dec 31 (I) eta Dec 31 (D rate period period Ceparca:II (I)
UBS BANK USA BUS ACCT 87,475 58 87,478.94 250.000.00
Your total assets
Pertentaged Cost ESbrnaed tinreari7KI
Witte On Dec 31 (I) your aCCOunt tress (I) annual intone gain or loss (5)
Cash Cult and money imilmom 97,478.94 100.00% 97,479.94
Total $87,478.94 100.00% 587,478.94
Account activity this month
For rote information about the wirdvalue shown bar restricted securities, see Important informs: about
your statement at the end of this &resent's!
YOur Quantity/ Cash Can and
Die Actimty Description expense code Face Mae eke/value (5) amount CS) money balance (5)
Nov 28 Cash and money balance 587,475.58
Dec 5 Interest WS BANK USA BUSINESS ACCOUNT AS OF 12104/14 3.36 87,478 94
Dec 31 Closing cash and money balance $87,478.94
SONY GM 00025720
ANP7C009303078C01 NP7003305852 00033 1214 030579743 100000 Page 17 of 18
CONFIDENTIAL EFTA_00136340
EFTA01277573
*UBS Business Services Account
December 2014
Account name: ELLMAA, LLC
Friendly account name:FLLMAX LLC
Account number:
Your Nnandal Advisor:
SCOTT STACK MANLYLE CASRIEL
Account activity this month kontnued)
Oate Actryty Descriptcn Mount
Money balance activities Nov 28 Balance forward 887A75.58
Dec 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 12104,14 3.36
Dec 31 Closing UBS Bask USA easiness Account S87A78.94
The UBS Pant USA 0.nmess *mum Is your pnmay sweepoption
ANP7C005008078002NP70C0305852 00033 1214 030579743 loittlil&GM0002102, 18 of IS
End of statement for account number
CONFIDENTIAL EFTA_00136341
EFTA01277574
Important information about your statement
ues FitInCial Soots Inc Ow Pim a tatS BurialSpices/ Thp fin or Cad astir MI nut igate yOtrCalplAnt and Ube co the becks and records of tie rob:abb. GUCe a MOWN —yOu nay Sane heuseholln3 by Gang your
is a mentor of al pacpal seamy. caneocity and mum will ones any era promptly. tragic agent). Ennead Adv6Or
echarges MOP triment *bus and IS Ball.USA ae
incliod 9A:41a:sof U3S AG and afiliaus of tan Stoskin Please make al Necks pay:do to the Pm" the Inacil • fen" einurrant cora" or num" must (erg . Friendly mount name
LC **Fuss Maria saw" 4 wattle iron reser osseurn ndeated co the from of this Sawn" h addton limed parowships and Vitae platments) the are na TI.Frienar "cum name reflects Ofarretim that year
The bins eyes",°aces" a to agar amour feu. account may be fulyea to Inlayed ceder the Soros Act of 1933. and email on the Hres online sconces webste It ea
manunance ten Purges Ice Ise parrot* far seams custoinizabb *maroon' chosen by you ao azN )ou wth
185 Flndtl Swears Or purchars and elniun for trued fl ats I cot =outs • Comm:dimscontras to 9. four "Mop ad your reCtedatpng It 1r no bga elf" on )air arum
1200 baba Bans" Aopunts tha tettTAM, 10 other nsautons mar be predcus metal annoy/. noticing tares commas and You on dope toy Frettety asount names. throup Onto.
Yuba"en NJ 07086 sant to a bailer lee amtroMY Whet contacts Somas or tifeatacung you Fnarcul Alba.
1116StaWilent mamas.* coly "[blue" of rutin UN Sweep Opt:am The SF< protection ad the upplermota protooron do not Account swam
Finamal Sinus account Other records. eaut "oat tar yes often 0;Soni for swee"9 GPM batPI Ce3i baLITICIste uptf to those assets sin ri they Otabrtte apex Mr • Vabe of Sir "concept'!" NW 01a%KS and
downers. conuhng coolOng data should not be abed bar deposits al Ur Bak USA "tuba AG StarriOnlasks natant" The SFC protean, and the sapbmwita liar
upon if you tsetse two at Ma Or On6Sat blue (Bark Snap hograirn1 maney nuke? mutual fadsMau protect" do not ironed awn chin" in the market • Ames Inckstki talkie cat barces plunlot
• oo it arneditety n tyringtothel3rach Mau" of the Funds/ arid the Ityeretiona Depose Accomt C0A1for value M yotr Mestinints(Wet" as a ash of mato 'sanity (el ) ri Global Trop Depart unrolized
once stungyour roaum CuStallen Nth a monaional Cesare Maugenent norammt. aux taloa" of FIlsaYte) mats to market inlandal assets apt held byte km
Account through theBat Sweep Y011an• cam balPXOS Does not nebdeunonad SnlattelaSSett at te end of the
Allscugh al f9st; tAnsal are intendtd 10 be ;Cana re swept so LBS Bark USA is is a eslaNshed Mr and Mote teorroxon a salter wpm mast Yoe may obtan pro and out stater" pooch. a a se hastmenn
mace" data Toad rot be used for INNooses net then to IBS AG Sharked Bra", a a Matey Fund Deposes eve nformaton *out SPC. includng 'I/4.SP( Brodur• uses" itak col bee am/ sercitabb stock Worn
solely on yetend it Wm 0 e . ean 1099. 5498. 10425. at LOS Bak USA "FOC mused n accoraxe with Frio: by centring SPC at 202-37h/3300a by neitng to SP( • Ordees MUM ckt balalCeS. °outridingmaga
NC) faun peeping your tas no" theft is reseed by filet For nor ireonson fibre mit onew Mc se rebate nurse/oar loan. eredit Inc. shat .emus banes
Ian 10 recon tone CIS al taoti le dbiliods. apneae non Deposits a UP AG S ar" (oat and tams C Mr, • Costamontybalaxei Toes of snincested sub* cash
lamb* Selma' ad trade (Item caned on susses fisids rent enurie by the FCC. Dirideni Re Masynent Program ONO)
held n your Keane, net proceeds on sole tranUctunl, ri d baps,. olus LOS Bak LISA Pip" baron UPS AG
the ace anecel dal Strap pace •Ou may °bean the Surf" Brach depose balances ad menumtkie rrutal
cost baysonartah weed Walton Through IN DA. avalable to cat, "non to Swept to actual ace ham your Finn" Adios One Uole Pres find sweep bacona the dOSe of the gam" mead
depot. accounts a 105 AG Nur York Branch ad UBSA4 are cannased cede DAP. partialMars WI be 5011 and the Hannay/nosey tur oval baboon in yea .10:ouill Mena
ry muta/cation. with the Firm Carman Bora, Thea Sports tiera named by tee FDIC cash nil be deposixd n you attars The CMS-4 sweated from ottre balances and tre Fatuity tne at of
• Plealerecaltson any oral OrnoalCatons nwrnngto Lances heed a the 585 AG Caput Brach re temporaily reemswerm price "shed by the issuer ma/ date from the Meese aced n the "May course of as banns lhese funls
further proem your opts oaring you/raids undo the cured to t e socregn an of the C ay". Wands. and mato Fria a whoh the papa :Km tt• sold depayable 'eon yoa canal., The total lab" in ne
Seosities Wert Prow= Act (SPA) the b m guarantee*/ other alga" of LISS AG to reply
thebatmen "le on the 185 Canna" Bas boas. arrant mixt dosing value
Caclobliou
• el the fun" insteicion on the top Mt 0l the font of Ue Colt stole unit my be NM .6 y1a =oat Spa are Luang information
tanvnt it not UIS FiaboalStnOS UOS Muria Deposits a LIES Bat USA and each UPS AG Brach aro no entibrd to 'pot:alat Si a mac.* ,*Mend pnentnt or Rs desert Mane" on the F nos *Nog pact us and
Seekes caries you acceur am:baring take by poseected by OPC Mau Fund Mau are proceced by WC "(noir to Firm cop ether el partial imics at makee rice adobes Sato voteClem Rea bear Admen" or
aragement voth the prated ratuton We Moimed See %BS Finalcul Sewn "cure Fit/team' below a accept an au" detesnred by a registered Sang Aeon" Area" and the General Tans ad Condit";
you of thoractionshp .he you *pored OP aacire in <germs and cede you account
Omer pie rOUO2, batrces a tie Bat Sweep Program a Ur Stamen of Cade Males "Ube n ettetneat
this cue. pW hrds and smarm re looted a 1.85 an: Oralowee 'rook rdwvien, •ofrGveynni
Mensal Wow and not tee ocrodurig baker aid you OA mar be "tau ad Mwes of a Kinney Fund maybe tantrum°bleats.
must mat a report of my woe or omaiso to both WES wares and the;suds returned to poet pas The Meg:Vent obpaues andnt profile are speck to eat
teasitot tang Yaw aura
accorm ad may vay Swam nose "see the Inn YOS Staten/411 COMPS SeartAS and other assesheld n
All aCCOurIC StaarencS Shall be deemed Carplee and prompW in bang of any priors Sage in your Bon"
Furth& Allanatal tout tattle snoop *pore. netking the =Ow at the cod of the saltenest peed You may a*
aCarate 61v objectedto n "trig Who 60 dm stuatim Cr Otarrern (Nectar; For tad' accourc held. (or deiney of laypaid murices a ay, come You may
anent menu rats arq netts. is rat** a you choose one of the to lowesg mestmed Status
www aseerrisuepyieUs Iron your f liana Mvilor a by recap searnm used a ha collated ircer paling at m
• Pleasedirect saner astrolabea irunas to the Storrs • Reduce Cutter axon* Inentnients soeldnj the balance cue on teat My wanton trantletred b the
Client Rations Durum x 201.3521699ot labia. eating 806762-1000 glottal at of noome only ding the summers period an lined a Purim vat* at of
al 000-344I03. 8 00AM to 6 03 Phi FT Mmilay • Nome Capotapplichmon kumnynts *Sing "ph Ow end of the statement period
thoOur friday. a n wangle uBSlimancol SUMS he. Irmancialhubs mem" pestaien
The Finn it a resterber of the Smuts Nina Proteaion poxpal rapt theatre giewann of name • Cost basic el dettunng thee" basis of the seances
CNN Relation, Depatmat PO Box 766 Linen City NI • poste Consanaten of elcone and CePWAPPeW00^ needed n this gate/net vtwv ndLiter1vAlt the
O7037 Copes" (SRO wh. M. protects seem" repays of as
nutlet tp lo $500000 (rb"; 1250.000 for darns for austrais sooting both no generation of Mono rd Nitta - 1.' UOS Men" Servceshr rebid on
GPO The ScS we coxes" toys *Ph to allroams rots of penePal "tonalion obtained fun moron other than USIS
• n cat of errors a @MOM able a ekvonic kinds Mural Si ces. nrazdng olannton Iran new. I km
tondo' tY511 bit Payriou ce 185 bean dash card tsar puhold n a parrots* crafty
the Fern togabe wen arum if Lees hb ate pa ha" Oywall ask pun" or that you nay hat proetkel to rut FiracolArlyw
manedau call O-762.1000 a wore to LOS FnanCol • Conserv", Seeks to rumen FitialaiPpat rah low The Firm clots not Odundenity way Or gunmen.
Wow ht. IOW "raw Ad. 6th IMF Weehmkm, NI st.pplonaeal probates The rnacinurn anount payable to
all digbb dun cob:enrol,undo/ IP brotimion 6 550) risk ad v046410 the accost omit ciao if that means way a Miry of any Marna" provided by sons
O7496. Ann INWI3SA Sava: the account does not galore* Styeban! inforn•Or °terra Miro/loaf Serra
mdlon as of Deceit& IO. 2013
routs at myna kelp pea wth mean
Cal a miter san as pa on. dyouthnkpuf • NNW,. 1.4116.2 to accept some OS to Sonett at it addrion "ough OBS Fiondat Sorter. gutsily
stawnem or recut 6 wrong a If you need ton Saps to the poky waken and Wortan oh at the
Fen 4 Cunha protected for up to SI 9 milko n the tolerate samedadlyso seek higher reruns updates this donnaen as e 6 woad. theFen does roc
itonatien rout atra-oter co the ststerrent or react monde any roam that the of ameba ader 'Cost
The Foln Cr' Card Maw (as aspIOW) OAT how tom you amg" Mr all you ravesheU n a prim" capaccy • AnreSlase Ming to "ea hgh tit to ;mom! ad hgh
A fa ropy of the poky OrtIng 6 /arab* upon teOrest Patty to sea hip ruins ow come base au, 'Unrealized gat" is rata sot the date
no teethe 60 OP/S alter the /nu SOY you the fist of this tilapMell As suet please do not rely on this
sawn" on Moth the race or pro's's/nursed Miami On to make curdles' a We Peron. la la
- Fronde you nine ad ascoint number (II pp The St( prOIKIce ri d to supplenontal prewurn both do katenenrhouselaikling"
not SPIY to We nay COnSOldate al recited eCCOult StattOWNS win the purposes a otherwise ACCamlb tautened to the fon
- Duca* the coot or the ranter pu re tansiseatat may reflect gallon Waimea, oily for to period
slept" asclearly rya; On why you Came 4 is al • C manMaxie axes controlled brigand Mined nut sari address in the sane alselOpe Admits my be related
rosin value) but heel awoy from1(15Anatol Sevres for this noose beano they haw owner; MO xb martin time they" held x the Lim Morehisoncal nlarnatial
error a cony sou WO Mae nlarrUtiOn Can be added by yotx Brun" Aansix
- Po ede tie dotty "sum at to mewed woe (eg anan (lc" aUBSBM& Mc" aeU6S AG sont account relatoneWs rah ores dam al the sane
Stamford branch, BO mune pub" neldnguaubte address The Facto a knot" as •howetadn9 - It you
arra" ad On twos of mutual lads recce tut. prefer 10 realer indbilial ASerrents mated is Serra • Unnamed galurbates Mitten ttat anabb
Mates re tuner" "Myatt name a the rum Or1resdnatal VC )acct ;y5 3,2 Cad./.11O1 tor
SDNY_GM_00025722
CONFIDENTIAL EFTA 0[)13634?
EFTA01277575
Important information about your statement (continued)
Mforichalicanty Ins lhe tanstron data fa taircbal - Thee party estinatel vibesmar be reflected as 'Not ruybw of =ant at the traiar-Oetr hooking mutual ACCOLtit ae registered farm mats a LISS Natal Services
lot mayor may not ref tea anmissank chages ace priced' n metalmourn when an ndepanant lords of era ford liniV Old
seamy reorsurocalwi mos Dividend aid other valuation firm AnMt suppled ems untie on assign a - m aide an to comiessonS neared vi corneolon wen
renveurnint lots and *tomtit Radar Ms at eat, vako Mon we boor* awl. that a rnserel evert hae the Salo or darbutran of arnuoy antra= ad unit Yea Saynturo it a regioatd smitemot of via
combat° to distal one amaged lot the • bade axe' marred tha may olla previous,/ mooned valve too soh my ttut unit to our dent we and or our Vornmaial 1.85 Wa Sognabse at° cads and IBS Wa
corm presuits the Mina, nasa txn traedate sees*.. a weeniest* radial te hghly fpecutatore ringers:comment Mang Carptionaan Iron den cads ae issued byIRSBar USA wth raymiton from
duo to the nSue of the salty maryof me reran carnalet inclemrsiong ty, v ea u S A barporacd
• caul. marlin bras and prefened stock thai the - then mitlw an Oka genenl banner a manor snuck' camas Oatescl the norancecornsmin
issuer calt for mily ralerpoon we be aloud mart* tamped °amnia at rogpany enema yam is ix sponsors a One Urn IleeSerbell MSS we 06Irtute UBS FinanCial Servan Inc RN 201407
by lot tom among as sonnies of thal ova held n our paneled toe car of Me tonere wet bechnerent from - Ott afifaes also mane wading COMMISni5aN other
name a n nom:wenn for our dam Cat leave As pschast Ana mamma ion from mina hobs and ensene
'nforraen is attiredhem thrd palm and ds 'cm:sexy - '0httbaions to dare' mar Markman of e-Mdat Ostcales wow roosts sc.:lettere
is rot goateed Ore call leases nay east tench name a both - We receive an anal fee frown LESSBalli USA anf USS
could affect yell complete informer an cock be provided • 003071an see' reresents.Me natal olloteng prce 54 Sunbelt &web of up to 12$ per tcount
Limn *past per mil m5 may not rifled now cost bath systong to the banks mar the IBS Bak Sweep
Program
• Coracle., of deposit (CDs/ CDs are DX mod opt • ItintliCted lecUritin Regncted swanPs gmeraly
1291020 n pampa and sated oldest pa &poster not °mow tag.* for pale Sale IBS InaxiS Stress S• A,
aid per deponcry rota ation. n accordance with uses the mart* pries of the onnotriamf nod( of ter ant kdoonahan regrdng cremate., and other charges
ndes our s n muted 'rotator the readied nor for ironed annecran wito the aeration of males nckang
purpose of tout:ex.:won* To the awn env option ValkICIOCIShaS been rotted co conlintrons
• prialeralue PnCesdepltsed fa Welles aid Otter rocked *Curlier seal/ale for sok Me ealat roeued prenanly lumina to you. aid own be broker to you
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vreolg astually ream in the makes PrCeS are atoned
from vanxis mid party SCurCel. Much we beleirte to be • EA Nitnited) ncaa, anwityields and ram An WM selling
it you ayengaged on short sehg a warily you may cur a
reline, but we do not gamine tee ataxy tstIMMe of soma moor* n based on and curaond
- Wo generals use the dying ens when sealable a the and ninon ran. autrig The otasities vill be held for rage Me to anal known° costs for that palailai
mien or Ire bid aid as: aces Ice Isted SettirtieS and one year from siaement date or ate mammy Thu *may
*peon or troy bd pats la OTC souk to estimate a on a guanine. accuracy and OXIttlued
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atom on moot a them° roan Ma we (Stated - Eanutdanua octane and arse yield lor cerlao 4 9arding tel "goodtaciarcelled • orders sea not
a-armyma ref lea an Mug matts price or wake Item , securito could nava aretain of anciada or neared by the lawmen: dam oPel buy and sell StOP
- Conan poems may £pea mbar apnea and win gala gam n Mush CS* the tit Sterne (aid (latent ceders a refaced by the amount of Modena or ogles on
show a 'nice vas not mailable' if we are amebae to yea) would be meowed cadirdindsor congas date unless alumna °them**
obtan a prose for a cowry - Earnatod anneal Moine and curios srield and The by you You ae reroute I or orders lit re executed Oa
- Deposes a Martin denominated n orrencies other rata note and geld night be awes hgher thm to year fadse to anal expirg open ceders
tun u S caters are refIota a the ediagerat as of the toslimitO amuses
the naferunt date - An ninate el malacca moan* Ovidw4 neer Tax wituold'ngan fortrbootions titan UK Pinata'
- For Conan 'entities vado9 tt nOneorming fewest dated by the areal matte Yalta/war Sento IRAs
fleeetintetCOS. poCe and quality dace vibe)may hae bild1Ce dieted CO the LW Mama or meet Federal at Lart regents 1.85 teleran' Serveas to nothold
been opted to Sarre proper *somas pamem made by the issuer and assanes tor remota from yore title IRA dislikerm. tut youmy
To obtain curet: array" Men 'abbr.. °arra you* seam MideporAs MI be MOORa one yet ban th• der Mt lobar,' Kanetar wele011or. instead you ray
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cottoned ae not Suaaltee, you choose VOX $0001eu amain on effectuntinetoted
• Mena Inosarrenla rend iersauredproduele Pneate by you You may neck* your election a a-ry I Me by mdrog
Mastmert seam* anclang direr panapsion • Astor< held by WS financial Sentita Corkin anew action If you do Wham enotaM name tar
pagan and real out mestmem trlift secumes) aid Meet ate Mt MN ad not withn me fats wrtereld from your dartutiOnS. you maybe remotak la
gruchsed peiguaS regilWaly hotly at./ Conan possessor or anvol Thor asset re doplaped m ycur the pater. a earnikedla yea may not Farms rI the
modaed mamma& not bath regtiard who the seatemern for irdonnatronal popes., oar Potions its moans MONO and yam ettimrtd Ix paintnis are nos
Wa i ls and &axial Carynanon a under any stare yaws ramrod re proseled by the 69.09 filth IBS pus to yarn ix obligation
*writes aids We prow* esimaed Naas for abate Fnand$ Sr/OS a not reportsble for this ilfeangbn
emumere scants arks smarm, produas for and does net guarantee is ratty Thee assets tenet Privacy
firkin mama*" only Acdnagb rot 9onni../ prowled by SVC a tne resin supplownemal SWC To oat a copy °four arrant Cline Priory Natio mbar
- ibex eaves maydiffer substantially from coxes if am coverage contact ear Fn./kW:4mo, or visit our websne Y.
a With aconite moaner. warty's* unarmed mew suer comommearni
prated nisi be IscoOnt a sold aid do not necessity • .wants dealing and additional comporosatlen.
wean, the vale you may roma upon Intonate^ - w saline, to cantrissono on sales and 12lat lees USS;Walt' Sewees 6 not a bat The WA. Drew
- lhrd pay eslmaes of vane at sofa anan dare received on contact, with the dartuton of met SeorCeSAaost BSA and iRMA are Wattage lauritS
aid at suppled to Mimeo:sal Mom on a reguIt fonds to our dents we aria our alkee re0Nee edicts prorde access to bang sences an products
bra by an ndepotent violation fern /Neue marg papunts from &Arbutus ardor though anrgenents who affilated bre% ma other mad
1“ 014% SennPaves WASS esionied vise if 'raison of the mina funds that we sell fl oe piny bZki and panne; access to Mama and artily
am. are Stgplied to tieFrm by the our, general amounts are based an two &Nam amounts prOttlaT Sett byunaffiliated If niDarty Manna
paver a 'pulsar and may be Obialed lased cn V* amount of saksby IBS of a partcuLe mutual fund commas through fivISICe!)61Cy whoa -umof uerS
afferent ftormabon from that wedbyBud pales to laility to ems <ents. arid to me arse wake of a Fnaida SirdiCil
doltthee esthinted Yoko prowl, mum' Isnd fangs "wet held at the lees
- You cal obtain askInexud Manton regaling the - We rodPor tatter'. recehe reforking rod t oregmmt. nsuraince, and amully products
meencdology used to determine the ovum of *rue ownlarprocesung lees n contortion for trailer Nat IDC haired • No bank gamma May lot vain
and Me dace of the hfonnacon that h the bead fa the agent swim ma see proeck to to new, funds
estate by ardacting our Prtrdi Adviser 'Noe fees genet" at pad *cm inamor arts n the SSA RYSOLIa YAnynani Account. Business Sato
mutual IW sod so a trodd dellt anima based on the ;COAT BSA. IPMA ad ticemabcoa Resource kittagenent
SDNY_GM_00025723
CONFIDENTIAL EFTA 00136343
EFTA01277576
SUBS
UBS EMancial Stokes
299 Park Avenue
25th Floor
Business Services Account
New York IV 10171.0002 January 2015
ANP70357391750115 VI 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phcne
Questions about your statement?
Call i0Jr Firiarcia' AdvJSOr Of Ire Value of your account
Rescurceline at 800-762-1000, on December 31 (S) on January 30 (1)
account
Your assets 87,478 94 87,483.02
Visit our *animate: Your liabilities 0.00 0.00
worm.ub&ComainanciaderviCeS
Value of your account $87A78.94 $87A83.02
Sources of your acco eat growth
Tracking the value of your account during 2015
Value of your account
S Thousands at year end 2014 187,478.94
Your nvestmmt return
875 87.5 DincIenclana
• • interest income
Chance in
34.08
market value 10.00
Value of your account
on Jan 30. 2015 $87.41B.02
Dec 2014 lan 2015
SDNY GM 00025724
Member SIPC aNP70003005739175 NP7000169534 00003 Oi l5 030579743 OCCO:0 Page 1 of 6
CONFIDENTIAL EFTA_00136344
EFTA01277577
SUBS Business Services Account
January 2015
Account name: ELLIVAn, LLC
Friendly account name: MAX
Account number:
Your K sandal Advisor.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
January 30a) your account
. Cash and money balances may include
A Cash and money balances 87,48102 100 00% Your current asset allocation available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the important
information about your statement on the last
G Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets S87,483.02 100.00%
A
Value of your account $87,483.02
Eye on the markets
Percentage change
Index January 2015 Year to date
S&P 500 -3.00% -3O3%
Russell 3000 -2.78% -2.78%
MSC I - Europe, Australia & Far East 0.50% 0.50%
Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10%
Interest rates on January 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.17%
ANP n003005739126 NP70C0189534 03033 0115030579743 COMY_GM_000257fted 2 of 6
CONFIDENTIAL EFTA_00136345
EFTA01277578
SUBS Business Services Account Account name: EWsiLAX, LLC Your Pi nandal Advisor:
Friendly account name:ELLMAX LLC SCOTT STACK HIAAILYLE CAMEL
2015 Account number.
Change in the value of your account Cash activity summary
January 2015 (3; Year to dale (I) See Account aCkeity tha month for details Matta-sin your Sweep Option are indudedin the cpenng and
closing balances Aut. FDIC Insurance exties only to deposal at UBS Bank USA, not to deposits at LOS AG,
Stanford Branch Of bank deposits placed t Nouse, the UBS intetnaiona Depose Account program. SiPC
Opening account value $87,478.94 $87,478.94 protection appfies to money market sweep fund holdings but not bare deposits Stelmportant Warne:on
*Out y0Ur statement on the tat two pars cf this document for detals
Dividend and interest income 4.08 4.08
January 2015 a) Year to date (5)
dosing account value $87,483.02 $87,483.02
Opening balances $87,478.94 $87A78.94
Add/bons
Dividend and interest income earned Dividend aid interest income 4.08 4.08
For purposes of INS statement, tawbity of inkiest and ckmcknd Income has been determined ficm a US Total additions $4.08 $4.08
Ise repotting per.pedne. Bawd upon the residence of the account holder, cacount type, or product type,
some Interest ancYor dvidend payments man not be subject to United States (US) and°, Puerto Rico (PR) Net cash flow
Income tares The (lent rronthy, staternem is not Intended to be used and cannot be reled upon for tar
$4.08 $4.08
purposes. Clients should refer to the apt:lid:4e tar reporting forms they wen* from Lei annunly, such as
the Corms 1099 and the Conn, 483, foe tat reporting information it is the practice of UBS to file the Closing balances $87,483.02 $87,483.02
asidicatle tea reporting loans with the US interne Revenue Sennte and PR Treasury Omani-nem. and in
such forms accurately classify dew:lends and ce interest as tau ciarrpt or to able income. Pleae consult your
indwdual tax preparer.
UBS Bank USA Business Account APY
January 2015 (3) Year to date (S)
Interest perrod Dec 5 - Jan 7
Taxable interest 0.84 0.84
Opening UBS Bank USA Business balance Dec 5 $87,478.94
Total current year $0.84 $0.84
Closing UBS Bank USA Business balance Jan 7 $87,483.02
Prior year adjustment 3 24 3.24
Number of days in nterest period 34
Total dividend & interest 34.08 $4.08
Average daily balance 187,47961
Interest earned $4.08
Annual percentage yield earned 005%
SDNY GM 00025726
aleP70003005739127NP7003169534 00033 MIS 030579743 050503 Page 3 of 6
CONFIDENTIAL EFTA_00136346
EFTA01277579
Account name: Your financial Advisor.
;It UBS Business Services Account
January 2015
Friendly account name:
Account number:
SCOTT STACK MANYLYLE CASRIEL
212 8214000/800 308 3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a frill description of the altemabve
investment objectives in Important information about your statement at the end of this
document
Your ran objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderatron - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
ANPTC003005739128NP70C0169534 03033 0115 030579743 CeieniffY_GM_000257249e 4 of 6
CONFIDENTIAL EFTA_00136347
EFTA01277580
Business Services Account Account naam: EWVIAX, ILC Your Financial Advisor:
UBS knary 2 C. 1 E.
fdendly account name: ELLMAX LLC
Account nuit:her.
SCOTT STACK MAN, LYIE CASRIEL
Your assets
Somt OnCes, (non» and torren va ueS Shcmn nlay te approxinble. Asa res uk gans mc' losse May rol
be accuralely rcsktleo. Set »variant informetron about your statement a Ihe endos ins cbcurnern fOt
trom Infornason.
Cash
Cash and money balances
Cash and more), batances mtal met iade avalaale cash balances, U65 Bant USA cbreat account belances,
UBS AG Stardord Branch Cepoot account balances and money maket mutual fund sweep tantes
UBS Bank USA cleposll accounl balances are insured by the FØ valhn applIc ede limit bul are not
potected by 9PC u(35 AG Starford Bram h depovt account bats/vet me not rotorad by FDiC and se not
protected by SIPC Money (maat sneep batances are prolecied by 9PC bui me nat invette: bi the FDIC.
Se* the rmportant information about your statement at the endof this doctrnent for details about Pose
Wanne'.
Openlig Wave Clovng bolace Pace per share Average DnIdenci Interest Dars
Hddng on fan 1(S) on fan 30(S) on Jan 30(5) rate pericd petiod Capare:mal fl)
UBS SANK USA BUS ACCT 87,478 94 87.483.02 250.000.00
Your total assets
neKentage Of Cost ES111Wed Unreatted
gaue On Jan 30 (S) yOem ac count bedes (S) annua) 'mare (S) gen Or 1055 (S)
Cash Cash med moneff kanon 87,483.02 100.00% 87.483.02
Total 587,483.02 100.00% 587,483.02
Account activity this month
For more infonsmtion *mrt the piktivalue shown for restricteds«unties, we Important informaion snoot
your statement at the end of thn downent
YOW Ouantity, Cash Can and
ectlety De:ces:nazei expense code Face wake PelcelValue (S) artium (S) mant)/ laatante (S)
Dec 31 Cash and money balans $87A78.94
Jan 2 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 12/31(14 324 87,482 18
Jan 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 01107115 84 87,483.02
Jan 30 dosing cash and money blanca 587,483.02
SDNY GM 00025728
ANP7COC9005739179 NP7003169534 CoOrt om 030579743 000000 Page S of 6
CONFIDENTIAL EFTA_00B6348
EFTA01277581
Account name: EUVAX, LLC
UBS Business Services Account
Jan nary 2015
Friendly account name:BUM:0(11C
Account number:
Your Amend.' Advisor:
SCOTT STACK MANY LYLE CASRIEL
Account activity this month icontnved)
Dale Actmty Descrptico Arrount (S)
Money balance activities Dec 31 Bateau forward $87.478.94
Jan 2 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 12/31/14 3.24
Jan 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 0I107/ IS 084
An 30 Closing U.S Bank USA Business Account $87.483.02
me UBS BAAL USA WS,ness Account is your pnrnery %VeepCOCA
ANP700C0005739130NP7000189534 00003 0115 030579743 006MY_GM_00025712Ne 6 A 0
End of statement for account number
CONFIDENTIAL EFTA 00136349
EFTA01277582
Important information about your statement
MS kande, Sono; Inc (ta rim or UnFirwrocialSorices). The km or Cad ester wit nentigateyOtrttolplant and holier on thebooks and moan of the amicable finer a eneekom — you may oxen househollog by ding your
is a member of al sernipal security. acanoday aid wash will Maier! Jay slot prottptly trainer agent). Primal AdavOr
edurges Maresca Seven and utSBanI.US4 ere
Siva aulnaliris of IBS AG and Milian of TVS Souris" Plea* mate al areas payola to the Furor she Iwyscial • Conan remnant contraes or nasrmart snoops (o 9. Friona/mount nano
U.0 lhe F nn'S Mann( %Men it Wattle upon realer tIlaulnn nrkaed cm the front of this "aeon h aids*" 'maid parowshos and prvaeplawents) that ate ono Tee Frionlk accuse none reflects Of merino that you
She erm's executreallgeS at a to regter axormit lea. ariorta mkt be sap° to ininced caldic the Senates Act of 1933. and erne] on the Hems online senses verbs.. It ea
reassurance foes. charger. Ice Ise payrent foe seams customizable •nosume chosen by you as au you rah
UTS Firmed Swisstic purchases andchairs for srpad nuns n cal, =ants • Corms:dew animas b 9. fOreyle4thar90 and your reardrenag n hn no bga effect on )w arum
1200 Haber Bcoilwat Aaotint$ ma are tralcn?d 10 MN, restbrons mar be preaus metal connect ncialkigtokresontrects an, l'Cu on dove you Reidy XCasst names. °Yoga Ogee
Weehawken N107086 term to a bawler lee. lOnwedrY option contacts Senors of by °amain; you &taxer Arbor.
This =tonere reprewunhe cnly °finial round of wed UPS UPS Sweep Optim The SF< protection ad Ira Wpplernintal protector* do not Awsumeironsiow
Hume Series ascount Other Wes& except ofloal tav U85 offers oplan for sweep*? cads Dawes. bar -Kest. as/Solo these assets even if they Ottenyde apper Crlra • Varied pot accounapxecol NeC Masses and
documents. coroaring conICen3 data souk nos be abed bat &posts al Meat USA and UPS AG Surriord Canal Pawners The SIC protean, and the Apphframta suds et
upon if you below More 6 an enact *Magi. AWN. (Bark Sweep ;Wirral money market initial hods Nom" prate:ton do not ;venal again doges n the motes • InClutki adahrole cal al wadeslos
"ton it rorneliae)y n wring to theerthch Maspar of the hid arid the hkevistional Depose Arrow; C0Allor rata M yOsr rwernsintS archer aS a anon of fnatel resented wanly(l ) aid Global Too Deposits unrealized
alio wring you amount CuStOrnen with ai memaronal resoace Management
Apo:wt. lucv9h Int Bat Sweep Cr011anif. cash braves
inownint. Moat ban.iptCY a Otinw0.90 m ass to motet arid certam assets not held by the Awn
Does not nchdeutanced onaltelassets end of the
Although al trio tram ant 'mended to be aCarate. are swept to LOS Pre USA up to as egad-hod ran and More Wormxon a rat* le tem request Wks may obtan mar and wear statement pooch. Cr Padre Twalhall.
STaieNint data Todd rot be used for tat paposes key then to ICS AG Stamford Brandt a a Matey Fund Deposes nee idorrealan about SIC. rodudrig the SP( BrOCture awned Pods col Sr% altlinrCitabie stmt. colons
sok./ on ye end to tarns. . For 1099. 5498. 10.25. at LOS Sat USA are FOC enured n accordance with Me: by conwrg SPC at 202-37103300 ix by voitng the SIC • babareS MIAS CAS bralasi. oantridegtmrgn
or) then peeping your to return Shot yrs is *greed by rules For nett isfasnaion p lea. nth were Nc 90w rebate al rmw SVC ort? bait credit Mc short accoum bathos
Ian 10 rerron tote PS al motiledin:ands. repontle now Deposits a LIErS AG ranked Branch a -id *Lamar/city
• CaNnanty aerate Toes of uhrwesied salable cash
lamb* der:nods ad lam* meted tamed on securities Dads ream flitted by the FDC, Dividend Ito Minaument Program OW) broncos pky; WS Bat USA deposit bola-aro UPS AG
held n your account net proceeds on salt tranuctens, and Die ram releCed ism avehe One? Tad may oaan the Stamford Branch deem balances and maw make mutual
cost 6as/soncairn ward %flaw; Through Or On mailable to can brans are swept to actual lace ?ran your Finanor Adios Only whole shies I um sweep Wharfs. a the dose of the gaiernia per t"
depObt aCCOuniS a lin AG Newrork BraTcls aid 18S/4 ere premed vain ce P. partial ewes roil be soli ad die wayommodry he awn barges is yea nouns ar ot
Cammuniallons with the Firm Caplan Brands lheSedepOSIS rear owed by the MC ash wit be deposed n wit amour* le dvidend segregated from othe baron adder Fanny, use any a
• Neale reccohrm ay oral 0:nveule.ater6 nwmngt0 Bassos held a the WS AG (ira' Bra-A ire enormity renwslyea pace tippled by the issue mandate iron the these !Ards n the course of trs bores, These kinds
furrier awed your faits wham you* roles undo the oposod to The SOvalin 6 1- of theCarnal Maids and mats eat at wads the partial tiers a• sold ▪ payabte tpon s:ur demand fhb tolal 6 inthded in no
*Paves hien Protection Act (SPA) there is re wane cr other ob Satan of LISS AG to way
arsene band dotty value
theDims hi) be on the SS Camas Brath's bodis Casabliou
• rf the fame insultdion on the top Sell of the lent of the Only Wale unit may be hold in we axotrd I you at Wang inforrnation
lalensmi it not IBS FinnOaSonna IBS Fiume Deposits a1.85 Bat USA ai d each URS AG Brach am rai entited to 'petal we ai a mimeo* arsvilond pherat or Rs detamd olianaton on the f >Mang p• ad ins and
Sentes caries you acme asclearing Crake by pracoed by 9PC Moe/ Fund shies are proceaed by WC orhonvise, the limn ad ether set partialities a make price clociocutot Met to pis ChM Paainntp Agretmitli or
avalgelnent van the vacated nit on We Wormed See 'UPS remorl Savors Accoure Protection' below or accept an nun daanasal by a nEtStfrOd deer- g ACCOLnt Arran: aid the General Tows ad Condemns
you 64 this retniaolgo Mm you opened alba:Caine in <gay. and cede you account UBS Stamm% of Credo Wales 'eatable n agate/WS
this caw, me keds and wank as re looted a 185 limn you masa batrres n tie Sat Sweep Programs or
erd Decbsufes a 322a5sakihiggegLiga=gag
Ftasoj Sewn and not the mrockan3 bracer. aid you OA may he MIX/era 74 shams 'tee/loner lu0 maybe layeamentobleahres
must mare a report of ay woe or onessan es both NM Nodes, and the parted' returned to you a yaw The nwitnient obraves and Fir prof lb are specie to eath
tocuiros tang Towaura
account aid nay vary hewer Red. note the loin Yof Staterfittil tilliCeSSFOSita•S al Other aims held n
All account subareas shall be darned complete :ad prompg n hang of any twacant dvnpe I your franca
Furter nfonnAgn Lout rattle swop *more. waning the =Ow a the cod or the statement wird You MN dt
acar ate 8 not °bye:leiTO n Aritrg wean 60 clays stuaran or nvestireim Madam For odd. >court held.
anent merest rats aid peas. 6 wit** at for &Wiry of fay pad worm x ay Imo You may
you choose one of the fo lowes3 nvestmed obiectots
www sibscorrismewirafs Mom your Fairer &tenor a by receive sea:amused a loth colawl ate Pahcl.alinr
• Pleasedirect cuslerner complants rawer to the twin • Itcd000 Conant :Nome neoltnienti seeks"; the balance cue on them Any wainties transferred b
Clem Realms 0lgrovalt X 201.352.16WOr tallier. caring 8067624000
rOfeJi to of name only Ming the sweet's period an hood a maim rhea ol
a 1300-354-9 , 03. 8 00 A k4 04 CO P fir ET fdmiSay • Ache* CipsablpaeodOon kwellnynts*Ping growth the eat of the stereo per
%soup friday. a In wring to UBSIonsoal Sentel he. UPf Ireancial Services mete* probation
prnepal LOP than Tre ginentOn of name • Cost basis h dteennhng the col basis of the sedates
Clenl Relation, Depatena PO Box 766 Unon City NI The Finn is a Teeter of the YWCAs mince Promaion
• prearceCorobatran of Income err ChataAPPeollm inducted n the staterrint Muter niteed watt the
07(87 Cotorahrei (SRO. Ands protects SEOrilln XCOaTTS of
rnerfOes tro to 1500000 (ncharg 1250.000 for dams for manes teeing both ere perwalon of score aid number - 1.' UBS Firundal Sevvneshas noted on
cash) The Sic tae ormocurn macs *Ph lo all a:mum 9"owth d prncall inkonation Maned from sources other Thal 1410
• ti case of errors w Q.K.OnS abrAA an ekorona hods Fink-tar SeaCeS. 0:Wog narration ken another
transit.' (s,1 bid phew, or us Yea den cad IsayOuholdn a pancaa avast,
the fern together web onan IfAates. ha also puchawl Overall risk wallas or tat you may hate pm/4W so gout rancor Mew
tresadions call 806762.1000 or aro to U3SEnanCel The Finn dots not newindenik wry Or giants/ono
sgspiononrai Fronton The rtharinum afloat payable to • Consomme. Sets to enemas intim priaSpal win low
Seams hc. SOTO Harbor ard . 60 I lac Weals:Yawl. N)
all POW dew. coactuokundof this Armee:on 6 550) rids aid cola liry 10 she accosts oarit Pon d ma means nuay a vaidey of ai y itormaon pronda by sources
07086. Ann INWPSA Sayers
millon as of Ci0Ente IQ 2013 the =outfit does not generne *plant (IMMa of ottail8SFnacNl SenteS
tarns aid may nee keep pea who led LOCO
Cal ct stress soon as pa cart d you th Air are it addtion Stouph UPS Fisandal Sprier gonoraly
Sttra tote pokya:editions and Inartnns cars at Pe • Aibaeraa %Vilna so accept tomer& to andfall ad
stawnem or Wept 6 'barn Oe d yad need more updates dos mornlaxn ass e receurd. Thelon does roc
Fon 6. Cunha prOINCled for op SI 9 meson n tie tolerate tare soda My a so* hiaher wens
nf <moan Lout atranfer en the mermen or react
anegae for all your a:coatsheld in a palicula canny • Ainrrila.e Wring to aoseal hgh nsic tO;rnopal ad hgh prodder any as:mason Peat the nf ameba alder 'Cost
The Fon Ce Card Muer (as atialOble)niug hear ran )0u
A fa opyol the poky onledng 6 Nalable upon n%aast vanity 10 Seel•tnyn tetra toe, brat and ' larealiard garish," is rarao a of the date
nO 4W00160 CPIS alter the CMKilt you the fret of th is exeunt As AKA please do not rayon this
statement on vasty the race or probien award
The SIC prOIKIKet aid the supplemental away" both do Statement lwaschokling" information to mule curthase a We Oozes la tat
- Rohe you new and accossit number fil asp purposes a olserare Accconb trintayol to the fern
- Deicrite the ono. Or the winter pu re arrive about not ply to We may Oreadate al related eCCOLnt odteTens MTh the
• (elan Irani **Is controlled tisane esduSed nag, sane address n the Sao aelOpe ACcotresrnty De relined may edam suiriloss nlormaisn only forte pared of
aide: tan as dealy a )Wan ray you teem 4 is al time they am held a the lien MorehMoral nlarnabal
aloe or May you need mere nlansx ion account rake) but held away from tnil$Finalnal Sato for th9 ;view boa". they ham cyan hho ant rnairan
pnt Mount rilaiontfx An ate dents at the same Car be added by Ant Finanaal Admix
- Froside the dokr nuns of tre seeded mix (eg. anal float alLIBS Bark (Jca;h at 185 AG
Stanford brands. OP Murat Mara nasong ', arable address The padre a Mahn al homeholdng • it you
annuities. ad (4 Them of mutual rinds racer cut, mew to maim indintsza Prenents mend is see • Unwanted saint/bag %hee data
shares am reg Waal *Yak es to nine Of the odourt .crass e,1 rreal Tel Isell:cos ye caaratel toe
SDNY_GM_00025730
CONFIDENTIAL EFTA 00136350
EFTA01277583
Important information about your statement (CC<Itinued)
kviektialsowsity lots She tandion data fa i-decbal - TWO parry estimated vibes may be reflected as 'Not ~he of ~is at the tragic-dear holdingmutual Ampere ae registered serum mats ol LISS ~al Saviors
lots maya may not refon comnksank Wagesace paned' n antralstoats Wen an 'ersepentent lirds of hiked lanik M
seginty reaping** wears Dbefend ord oh« valuation lam Anoint Applied a d matte to assign a - makeion totiminis recce* m annection wen
ronwernete lots and »Moak.* pordur.0 lots are oat salt» when no bean. wire has a ma** Nora hap the we or darts/Wm of ansurycorroack ad use Yea Srsnature is a tethered service mirk ol visa
ettanbned to Taiddy one autra;od lhe • Wade doe' wart«) tha trey is la pewisusly reponed iota if° in.,!Inn“ knot units to our <km,. we ado-our Imartehaal LeS Wa Sajnattse iledt fads did UEd Wa
coin wesents the «Neu, talsalen baled* enesatin. a when anale mokl be hghly ipeehlatere altfisne was* refers* *MN OW-Persaten from Wen gals se awed by U(3$ Bare USA mil ;kernels* from
duo to to rut" of the sway Taira( Te manna, cowpox: Ind/wrung To Yea USA harms*
• CS" market Bonds and pWritied stod that To - When nitther an Eva rent pa M< a WNW a-ruity =awls addax oil The iwtanorcorrorns
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by lot tom aØ al sawn* of that ope hod n out prowl* tie taut of he *duty war tn.:Mean tun - Ott armlyn also recelft Waling commbnc.ns an1 OWN
name a n Newts n ass ler ccr dents < alloan is pitchout ono ~talon funs annual laws and *minx,
femimam is °tsarinafrom Bad payee ad es moray - 'DiSibutiows to dare' may inch* morn of cal 0:0"“ 1in WØ procixts we disrbuto
is rot ~asked OT« call I eatsses nay egg Weds mane a both - We«who as *vial tee loan ilf$Ballt USA ad USS
could affect yield compete nlomabn end te provided - • Oftna 'at ste' reXeSsitste nasal anus pone Ar Stambro BrnA a up to RS pee acount
IØ rowel par task nar may not urbi yaw cos bark snepog to the harts weer the te$ Bank Sweep
Program
• ~as of deposit (CDs) CDs are PK rated up so • env** securities Resinaed wastes genefaly ae
$293.090 n winopal and *rued navost pre depositor not narentty eight* for pipe pare IRS Enamel Saw* ASA,
and pen clopositcry mlitilicn. h =Wawa with SDK uses the ~of proof he knortiktod shod( of the sane leloonSao wseedng corners*" ad **eds.*,
ydes dsuer a at crowedYokel« the rearesed swat ;be mound annecton wits the creation et vales. Madry
purposes of as ursexemohy To the edam stå cp bon hansilens has been wasted co oaleeketons
• ~Nakao Pleasantly)* fa wears and tits rest eted wan* are **le lot sale. tweak. wooed vetoer* lunhed so you. aid Ail be wotelsel to you
produces Tay beh,e a bytethan the prise mal you may **starve/2y less Than the imputed yaw shown pens,* on Amu*
/Auld taually mew in the make PrCeS are Oblaned
Iron whim hid pity sources which webelvelo te • In. Nana** ism*. atmetyitilds and ram An Short selling
retitle but we do not gumbo eel' aaasacy *auto of area name is based moment unwed t you ae engaged in short st4hgawarity you may nos a
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mean or tebis aid ask aces Ice aced koanis nd one year from statement date a and mar*/ This 'tasty
opts* in on k tad races or OTC scarlet **note is my a gudven. accuracy and Otntnued
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salaam mode a henna Mani Ma we °Waned - Est:noted arnual mono and writ Weed for Wan Regaling OPOo « '9000.tilarK001• orders Thai wore not
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- (enanposlions may amear wahNit a pra and tall gay( gam in Ms* Cate the pat *erne LTCawns cedes re waxed by the amount of dwdends cr igNs on
show z 'price was not raku' if we wind* to yekl) would be overstated an oydiedindsor eanghts dale unless nun** when**
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inn U 5 diolltrs se rel acted a the onh 'Se ds of the estimated maws
the stamen! date - An entnitn of ~lend name øvideedandor Tax witihrldite on ~on foam UK financial
- For cars* scathes nileg non-cariormisp feting dud* by the are mak et valsamease Sonsicet IRAs
dromnatens. «de aid quality lace value) may hae balaxe a Wed Co the la2 draSand or nee* F eritaxasreturnl8S Enalen Seniors to remhold
been *pad» armale oropetvåbzon payrem made by he issuer and asies the income tar from yen tackle as &Mint raw tut youmy
To obtain anent wows" Wien arsilasle abreact yos sears irsdeposas ell be held'« one owe Iran the doe oat lobate ~ix iniltet01or. instead. you nay
Fs-sancta Ater« staterent dap or wed~grey Accwahltaid Nets to haw la ~Mc I a arne or naffed anown as
=Wed wed ae nO1 guaanteld you TOOSe Yei ~on war twainn eflectunta resoled
• Men Ineognema and vanmod products. Wale byyen You mayCwt. par oloction a ay Ono by ~au
-winners søasies Crtchdrig diral poSUpaion • Aetna hold Ire WS Itinandal Sonic* Conan anew oh** If you do Mtn?". orwrsh 'Nome tar
pagan aid feat~ rwarreat tort Matt** and ars-irs ale not held byte Pix ad not nitwit* fits withers urom 'Our dartuliOrif. you maybe entomb* la
Structured peudaas straw., hghiy nigud Cat* possess«, or «swot Thee assets re 46plawd en your the paympre of rstenxedtay you may nos- penarse d et
sutcheed pr ckats Kan nos born regnerod own thi tammen for informaronal psnfoses one Posterns and *owes withers and yes tainted te papremis rerat
~ Pots and bat** Comm/Aga a underand state eater andemod ae prolied byte iseng film UBS Null CO your to oblipatios
SeeurtteS ails We vow* estmaed vates fa wirste ~fig SWIMS ° nol rwponsblei for this atonal»
netmen season aid stinted pedals Bor and does net gantlet Es deacxy these assets tenet Privacy
Marina cnalpuwoan only Acwacyn rot duzawd ;Wooled by Sari or te win supplemental WC To Ørn a cope of ow await Oat Proxy Naha thee
- lhepvales maydiffte Wrsuritally from «tars day coverage cont.* you F natal minor cannon, manna at
a when op-axe nwstrnere secure), a structured ymnv unconen,aneara
piodua rive be tail a sold aid do not newsiaily • leaven* dealing and **tonal componsators
wow, the sal. you may Mayo upon Planslantn - es oddities to aimmissom on sand and 12b-1 lees UBSinaocial Sewers is not a bark the RIVA. tows%
- shed pre etmas of via art as of a «elan dat nowt/ trs connector with the distrkulon of *Asa SevaS Accost BSA and OMG 4eØ«age aactrrts
aid are stsplud so l s Masai knouts on a regi finds toots dials we ahla ow allae redeye endl swede access to bartnd søves soap:dam
box by an Winn:Sent saltation Urn retome fl ag aapenu from asubutors and« trough anaworrunts with *load bords and tithe Tid
I“LOO, 90no4 P~Oo‘reASOr Sowed yahn if riisen of the hut* "Inds fi at we sell Skew party baskt and provides awls to ism aid study
am. are stcpted to the Fim by the °Stier, general *ants arebased en two dints* *Nona* (S protects iskied by ureff dated tadliana romance
paint. ia *war and may be °Waled Axed en Ilk ^Owl, ol savby IRS of a Nato* itutual land ConWnef tirOug1natarme agency subsist es of utS
drage ntomation from that used by thtd pates to limey to ordenes. ad Id the aiset vote of a Snare* Severs nc
do/WeTor estinawd yam pattailr (ruing fund lanais tomt Nil a II. Ion
- You cal entå add*** edam** raga-ding the - We ad co- *Are and tee*, renweang aid **mat merinove arid annuly peak*,
~doggy used to determine the elm* of vase ormtusprocessing low n coreadwaton for transfer Hot MC haired • No bat* 9.,3f301~ May law value
and the dace of the hfonnaon hat is the base fa the agent porky Tat we proud. to the wool funds
earn,* by Ødelig your Pnaidal Adrisor These fees genewle re pad fens inrotor mots is the FOAA RinOtrC. nAanagfown Accost Business Wing
nubal hand lb ae a tied delft snours basel on the AccoNt BSA. ifMA and nternaonal Stow«~apart*
SDNY_GM_00025731
CONFIDENTIAL EFTA 00136351
EFTA01277584
*UBS
U85 Ferancial Services Inc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 February 201 5
ANP70058150470215 Y1 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number
Your financial Advisor.
SCOTT STACKIglAnULYLE CASFIEL
Phone
Questions about your statemeat?
Call your Financial Advisor or the Value of your account
Resourceline at 800-262-1000. on January 30 (11 Co February 27 (1)
account
Your assets 87,483.02 87,486.50
Msit our website: Your liabilities 0.00 0.00
%wily Lbs corn? financialisennces
Value of your account $87,483.02 $87A86.50
Sources of your account growth
Tracking the value of your account during 2015
value of your account
Thc tr...and$ at year end 2014 597,478.94
Your nvestment return
h:' 5 87.5 Dividend and
• • interest income 57.56
Change rn
market value 50.00
Value of your moan
on Feb 27, 2015 SS7ASS.S0
Dec 2014 ian 2015 Feb2015
SDNY GM 00025732
PA•mtlitr SIPC ANP70006005615047 NP70C0205199 00003 0215 030579743 COCOOD Page 1 of 6
CONFIDENTIAL EFTA_00136352
EFTA01277585
SUBS Business Services Account
February 2015
Account name:
Friendly account name:
Account number:
Your K asocial Advisor-
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
February 27 a) your account
• Cash and money balances may include
A Cash and money balances 87,486.50 100 00% Your current asset allocation available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.C° 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F C orrmodit ies 0.00 000%
G Other 0.00 000%
Total assets 387,486.50 100.00%
A
Value of your account $87,486.50
Eye on the markets
Percentage change
Index February 2015 Year to date
S&P 500 5.75% 2.57%
Russell 3000 5.79% 2.85%
MSC I - Europe, Australia & Far East 5.99% 6.52%
Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14%
Interest rates on February 27, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.17%
ata7C00e005lal 5048 NP70C0206I 99 00003 0215 030579743 030iLlY_GM_0002575W 2 of 6
CONFIDENTIAL EFTA_00136353
EFTA01277586
Account name: ELLMAX, LLC Your Fi modal Advisor:
SUBS Business Services Account
friendly account name: Lii..MAX LLC
Account number.
SCOTT STACKMA(40/LE CASRIEL
Change in the value of your account Cash activity summary
February 2015 (1) Year to date (1) See Account activity the month for dela Is Mantes In your Sweep options are ind wad n the opening and
closing balance: Art. FINC insurance /poi., only to deposal at U85 Balk USA, not to deposits at LOS AG,
Stamford Ranch Of bank deposits placed through the UBSInternahona Depose Account program. SiPC
Opening account value $87A83.02 $87,478.94 protection applies to mom martial sweep fund hddirras but rot bare deposits Soelmportant irdormahon
about your statement on the fat Mo pages cf this document for detals
Dividend aid interest income 3.48 7.56
February 2015 (5) Year to date (1)
dosing account value $87,488.50 $87,486.50
Opening balances $87,483.02 $87A78.94
Dividend and interest income earned Additions
Dividend aid interest income 3.48 756
for purposes of this statement, tenability of 'merest and dividend income has been determined from a US Total additions $3.48 $7.56
txr 'eroding per-pm-live. Based upon the residence of the account holder, =count type, or produt type,
some interest ands dvidend payments mat not be subject to United Stan (US) ardor Puerto Rico (PR) $3.48 $7.56
Net cash flow
income lain The client month,/ statement 4 not intended lo be used and cannot be relied upon for tar
purposes. Clients should refer to the applmtle tar reporting forms they recede from LSS annualy, such as
the forms 1099 and the Fonns 480. for lour reporting information It is the practice of UBS to file the Closing balances $87,486.50 $87,486.50
abliCaUe tar reporting forms with the US Mterrol Revenue SemCC aid PR Treasury OKOnment. and in
such forms accuratety classify dui:Sends and cc interest a tai eterrpt or tattle imam. Plea. consult your
indmdual to imeriaier.
UBS Bank USA Business Account APY
February 2015 (S) Year to date (1)
Interest period!an 8 - Feb 5
Taxable interest 3.48 4.32
Opening UBS Bank USA Business balance Jan 8 $87,483.02
Total current year $3.48 $4.32
Closing UBS Bank USA Business balance Feb 5 887,486.50
Prior year adjustment 0 00 3.24
Number of days in nterest period 29
Total dividend & interest $3.48 $7.56
Average daily balance $87,483.02
Interest earned $3.48
Annual percentage yield earned 005%
SDNY GM 00025734
AelF703040051315049NP7003705199 00033 0215 030579743 000000 Page 3 of 6
CONFIDENTIAL EFTA_00 I 36354
EFTA01277587
Account name: Your financial Advisor
;It UBS Business Services Account
February 2015
Friendly account name:
Account number:
SCOTT STACK MANLYLE CASRIEL
212-821.703O800-308-3140
Your investment objectives:
You have identified the fdlowing investment objectives for this account_ If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your nevi objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• lots account cost basis default closing method is FIFO, First In, First Out
ANP70004005815050NP70C0X6199 00003 0215 030579743 FeikIlLY_GM_000257Pir 4 of 6
CONFIDENTIAL EFTA_00136355
EFTA01277588
Account name: EWVIAX,
Business Services Account Your Financial Advisor:
*UBS February :0 7 :
Friendly account name: EU.MAX
Account number.
SCOTT STACK MAN LYLE CASka
Your assets
Some Prices, nicotine and current vaues Shorrn may be Epproximme. AS a tell*. gains andlOssts ma/ nol
be accurately refkcled. See smporunt inkvettatton about your statement a the end of this cbcurnem fOr
more information.
Cash
Cash and money balances
Cash and money balances ma/ include avalade cash balances, UBS Bar* USA depost account balances,
UBS AG Stariord Branch ',poet account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vAltin applicetAe limits, but are not
protected by S/PC UBS AG Stanford Branchdeposit SCOum balances an not insured by FDIC and ase not
protected by SiFC Money Market sweep balances are protected by StPC but zee not insured by the MC.
See the important information about your statement a the end of this document for detain about those
Sancti.
Goering butane. Clovng Wine en ce per that A etrage DividendInterest Guys rt
Hddng on Feb I a) on Fob 27 (1) on Feb 27 (1) rate period period Cep annual (1)
UBS BANK USA BUS ACCT 87,483 02 87.466.50 250.00000
Your total assets
7erCenta?? of Cost Estimated Unrealized
'Mite on Feb 27 (S) your ar (Aunt bass(1) annual interre(S) gain or loss (S)
Cash Cult and money Wyman 87.086.50 100.00% 87.48650
Total $87,486.50 100.00% $87,486.50
Account activity this month
For more information about the pladvallut shown for restricted securities, see Important information about
your statement at the end of this &Kyoto?
Your Quantity/ Cash Cash and
Date Acth.ty Description tip nse code Fae.alit Price/Value (f) arrounl (SI money balance (I)
Jan 30 Cash and money balance $87.483.02
Feb 6 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 02/0915 348 87,486.50
Feb 27 dosing cash and money balance $87,486.50
SDNY GM 00025736
ahiP7C0060050I 5051 N7700320SI09 00023 0215 030579743 o0c0c0 Paco s of 6
CONFIDENTIAL EFTA_00136356
EFTA01277589
*UBS
Account name: ELLIVAA,LLC
Business Services Account Your A sandal Advisor:
Friendly account name: ElLMAX LLC SCOTT STACK MANYLYLE CASRIEL
February 2015 Account number:
Account activity this month (COntinvedl
Oate *curly Descrplicn Annunt (S)
Money balance sclivites Jan 30 Balance Forward $87483.02
Feb6 Deposit UBS BANE USA BUSINESS ACCOUNT AS CF 02)0915 3.48
Feb 27 Closing UBS Bank USA Business Account $87,486.50
The UBS Bank USA Business Account is your pnmay sweep option.
ANP7C004005815052NPVCOX6199 00003 0215 030579743 COMY_GM_000257r/M• 6 of 6
End of statement for account number
CONFIDENTIAL EFTA_00136357
EFTA01277590
Important information about your statement
UBS Fhancie Seven Inc (ta rim or UnFinaiSISerices). The Fern or Cad hoar ail ITV:agate y0trfOnplant ant haat on the toes and recant of he nice* Gee or eneekoe— you may *dm househoilny by ding your
is a mentecol al perasal security. acernodity aid epochs will corteCt ay taw prottptly treat( agent). Frouzial Advt.,
echinges UBSFirtaxill twces and IA* Banleak am
Siva subtilizedof UBS AG and ihljas of LOS Securkei Plearnie al dubs payse to the revisor the lanyscial • (erten ehmareni contexts or nuitammt Mort (0 9. Fewer/mount MM.
U.0 the F naStnaaill Parer( it rattle upon r0WV4 nsiskinon nrkaed on to Pore 01m6 statement it ret 'maid parowshws and prvaeplawents) that are not Trohientry accent name ref kes lawmen that you
the intes exeunt ekesreat to reguer atom fie. axotte may be Yap° to egistened vide the Spumes Act of 1933. and entered on the Htnis onine winces webs.. It e a
mantenano tees durgez Ice Isepyre,* fa sturcms customizable •ndtrume chosen by you a azP you wth
U3S Fmatdal Savo; tic puichaws andchars for vmad nuts n cat =mots • Como:dines aninat Co 9 . format ..cargo and your reardreryang n fin no lepl effect on mur axoum
1200 nabs Ocular! Accounts ma tiaWkat?d le 0llw. nStiksten$ ma/be preaus metal comnat nclalksitunses commas an, You on dove you* Frcandry atailt names. throup Onlne
Market NI 07086 tape to a batter fee omfnedAY *Pen contacts Bence or by entacun; mew &taxer Matson
starnem represses the nay °flee reand of >curiae UN Sweep °pains The SLY protection aid the Papplerreotal protectors do not Mown eveview
Founder Seeices account Me *COMB exCept OH all tar US$offers open* for sweeping car baler chi bee-Kest. men; to these assets een reheyOtteevert appealxt• • vabe of mot 2ttountepXlito, tie‘ of asset and
documents. corer-mg conleng data road not be feed bank diverts at USS Bat USA and ISS AG Samford arch natments The SEC proteacn and the cna1 lit
upon If you bewo two 6 an act Ori6601. pato (Bark Sweep hograml money market mural hodsNona prole:Ion do not pad rinse changes is the menet • Asia Inctocki adaliole cell Maces pleas lot
nate 11 strivrtliaxay n wring to heBrach Matrar of the erne) and the harnacnal Depose Accotnt COA/for vat* of ythr twermints hector as areal of Mani maimed smithyMt ) rid Global line Deposits unrodized
onto sewing your actum customers nth at intonational Amerce management
Acwuni lucv9h iht Bat Sweep n0llatif. can breves
riournint. rzuvi batnaptcY of 011$ 41.00 m ass to market and centam assets not held by the Fern
Des not nchdeunpnod veurleilassets a 83e enf ol the
Athaagh al twin tar are 'menthol a be arrate. are swept to LOS Bat USA up Presiablthed hpe ad More WWm.anns wait le upon must You may obtan pre andmoat %moron, pooch a Priest hetamems
Slaithint daa TOW rot be used for tat puposes keg theta to 18S14 Starriced Bract a a Money Fund Depose ewe Werra:rot abort SIC. edudn9 the SPC Brochoe uneeived itcx1, aid i•oeCiklb Mot options
sok./ on ye rend to lam 0e.. Four 1099. WO. I 041S. at Lee Bat USA are FOC wooed n accordance with for.: bycoaxing Sit at 202-37I 43300 et by meng he SP( • Oahates Mode debt barer. mamas) magn
OR) wenn pepsin sour to "cum 'he/ er isreared by rules For note isfonnaien p bate nut ram Idto mbne dew5ve SPC0rQ lors. credit Int shot accoum bates
Ian to report tone RS al tao3 le dietends. repent:Ile now Deposits at LOS AG 9rfori Branch and *oar:rarer • COSNITOMy blincen Taal of wirvesied salable cab
taabie dvdends a1 Liebe non caned on se:unties FundS arena nsureff by the FDC. Dividend Re ronunent Preys,' OW) bianon. An U3-5 Bat USA deposit data or. 1.55 AG
held n your account net proceeds on sale tranuctors, and the Fly hteleCed can agar pnce you may °Man the
cost bat/soncrabs covered Sedirinel Through It. On seeable to cat Minors are swept to Started Branch depose balances and money matte mutual
actual lane ton sour Favor' Adios Only resole that fold sweep baffles. the dose of tie gainnint per1:4
apOStt aCCOuntS a 15$ AG Newyork Branch and UBS/4 re Factored take CA P. partial shares ail to soli and the wrniommolty atria banshee am art not
Communication. with the Firm Caplan Braah ththedepOSIS CM na rased by the FDIC cash ail beat:66rd et you acaurt TPdveek seregaed from °doe balmos arid tee Pommy use any er
• Nene reccohrm airy oral Oannalnater6 nwnkngto Bence hell at hetet AG Carlin Brad. ate tenwourity reepeolnerk pra suppled by the issuer may OW from tee these harks n the ordinal. carte of oshonses These funds
further moue your are ncioltm your rotes under the opined TO The S0nalor Ol of the Caymat Maids and 'islet ear at vide the partial :hers it sold are payable tam yrs demand he total 6 Marled in no
*aria Wear Protection Act (SPA) the is ra guinea ohr oblgatim of US$ AG to way arrest prod 'Josh; value
thebean *ban the 185 Carnse Brazhs boots Castoirliou
• fl ene feuesoal instrMi0n on the top Sell of the from of the, Only Male cents my be held in me xuant I you re Leming information
drawl is not IBS Ch.1002154•VCK IBS Panda Deposits al URS Bak Via aid eachOBS AG Balch read entitind to meshes one at areal of ark/Wind pale tnt or fa detathd (lamaion on hey rm.> *No) piaci...tan:I
Sength Cries you' acccum aclearing take by piteened by 9PC Monty Fund sties ie pfoceaKI by WC the-retie, **Finn wt ether orl partialness make pace clidocurn Mee to lotrC him har israsp Matron or
arrangement with to (gated nstruton We intoned See %BS Fends Seven Account Frotedion• below. a accept an arrow deentevel by a regard thing ACC0Lril Agennml aid the General Tans ark Conditom
pu ce nn remolds(' %hen you ironed this account in agency. ad cede you account UBS Stamm% of Crete Fradwe5ratable n Agreterra
this cart tour hats and some as re looted aMISS Upon your agora balances in to Bak Sweep Programs or s aggegrjaasaizi
and Decbsufes ot yadshir
Fitinoal Simeon and not the erodurrig baker. Aid you OA mar be viltarra and mates of a Mane Foe me be laywoman abitalves
rant mace a report of Sly mot onsmosbn W bath in Nudes, and the proceeds returned to par me The mestmenlobechas and Mt profile are 5p2CIC to ext.
Winton lanll Your at
account ad mar vary betwem reeds free the Inn You' statereni amzes Manes and other asseshold n
All amount stateroom shall be deemed complete and promptIf n prang of any ureter range in your Mama the =owl at the cod of the statement peed you may dk
acarate d nx Objeled TO n Antra wean 60 days Furter nfonthign rout aerie sweep *pure. oaring stuatim or no men elective For ead. >court held.
orient merest rases and netts, o with/eat for derimy of furypad atone at any tote You may
you choose one of the fo loweig nwestocal object.., retire secumie used a bit collated ate paying an
• Please direct cusiorna complants egret to the tins vow. itstMysweelyifes torn your Force Moan' or by • Reduce Convoy :Nome Momper stain; the
caring 806762-1000 balance ore on hem Any 'aunties tranderd to the im
Client Rea:as Dtperneit X 201.332.1699 or tallier. great en of horn. only thing the sUtteners prod an laird at nnatei vah• af 01
a $00-34-9,03. 8 00AM 106 CO PM ET tartar • Nome Caparapplanron heePartnis rein; growth the end of the statement peel
theur hides. a in wang to UBSIonsroal Sena. an. list lanancial Services aeon* protection
The Finn is a merrber of the Starnes Or me ;Madan Of anCpal rah. than the genelaton of name • Cost basic h dettenhng teat basis of the seathes
Clef/ Relations Cepatrna PO Box 766 Unon City NI • ecerce Combatasn of Income and Chnsi AOPecoefo indeed n the itsenwe. wen.? Misted web the
07a37 Coteau(' (SRO. Wish pro tees scones axons of es
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SDNY_GM_00025738
CONFIDENTIAL EFTA_00 B6358
EFTA01277591
Important information about your statement (confined)
Mfrekbalsomeity lots the twinextion data fa rdimbal - llnked party estimated vales may be reflected as 'Not mesh of no at the troker-deale holding inutoa Account ae myeloid servo? mats ot UK ~at Services
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and the dace of the hfonnaon tat is the bait foe ind agent sakes mat we proud* to rhentrual funds
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SDNY_GM_00025739
CONFIDENTIAL EFTA_00136359
EFTA01277592
UBS
U85 Financial Services Inc.
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 March 2015
ANP7C055812250315X1 YI 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name. ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number.
Your IInum:jai Advisor.
SCOTT STACK MAI/LYLE CASPAR.
Phc,,e
Questions about your statement?
Call your Financial Advisor of ti Value of your account
Resourceline at 800-762-1000. On Febrlsary 27 (V on March 31(5)
account
Your assets 87,486 50 87,464.06
Visit our websIte: Your liabilities 0.00 0.00
NW1W. Lbs corn? linancia',sesvices
Value of your account $87,486.50 $87,464.06
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
S Thousands at year end 2014 597,478.94
Net deposits end
87.5 87.5 87.5 withdratials 425.00
Your iwestment return
Disidend and
interest income $10.12
Chance in
market value $0.00
Value of your account
on Mar 31, 2015 SWASIL0S
Oro 2014 Feb 2015 Mai 2015
SDNY GM 00025740
Member SIPC ANP70005005501225NP7000304169000C0 0315 030579743 100000 Pap 1 of 6
CONFIDENTIAL EFTA_00136360
EFTA01277593
Account name: Your ig nand) Advisor-
taUBS Business Services Account
March 2015
Friendly account name:
Account number:
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (1) your account
• Cash and money balances may include
A Cash and money balances 87,46406 100 00% Your current asset allocation available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, WS AG Stamford Branch
deposit account balances and money market
C Equities 0.C° 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F C orrmodit ies 0.00 000%
G Other 0.00 000%
Total assets 587,464.06 100.00%
A
Value of your account $87,464.06
Eye on the markets
Percentage change
Index Match 2015 Year to date
S&P 500 -1.58% 0.95%
Russell 3000 -1.02% 1.80%
MSC - Europe, Australia & Far East -1.43% 5.00%
Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61%
Interest rates on March 31, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.18%
ANP 70005006581226 NP70C0304I69 00003 0315 030579743 102SINVYGM000257.49e 2 of 6
CONFIDENTIAL EFTA_00136361
EFTA01277594
Business Services Account Account name: ELLMAX, LLC Your Pi floods' Advisor:
*UBS :3.
Friendly account name: LLLMAX LLC
Account number.
SCOTT STACK MANLYL£ CASRIEL
Change in the value of your account Cash activity summary
March 2015 (S) Year to date IS) See Account acuity the month for deals Glances In your Sweep Options are ind udeclin the openng and
closing balances van. FDIC Insurance applies only to deposits at UBS bank USA, not to deposits at UBS AG,
Starraord Branch or bank deposits placed throw)) the UBS intemmond Depose Account pogram SIPC
Opening account value $87,486.50 $87,478.94 protection applies to money market sweep fund holdings but rot bank deposits Seeimporeant information
about your statement on the tat Mo pages cf this document for &la's
Withcfrawals and fees,
including investments transferred March 201514) Year to date (S)
cut -25.00 -25.00 Opening balances $87A86.50 $87A78.94
Dividend and interest income 2.56 10.12
Additions
Closing account value $87A64.06 $87A64.06 Dividend aid interest income 2 56 I 0 12
Total additions $2.56 $10.12
Dividend and interest income earned Subtractions
For purposes of this statement, tarattity of inkiest and deaclenct Income has been OekmInect Item a US Checks and bill payments -25.00 -25.00
la reporting perspective. Bated upon the residence of the account kidder. account type, or poise type,
some interest ands ciyidend payments may not be subject to United States (U5) antI a Puerto Rico MO Total subtractions -$25.00 -$25.00
income ban The tient monthly statement is not intended to be used and carnot be reted upon foe tar
purposes. Clients should refer to the apt:kale la reporting forms they receise from MS actual y, such as Net cash flow -$22.44 -$14.88
the forms 1099 and the forms 480, for la reporting information 11 is the practice of 1)85 to Ale the
applicable tar reporting forms vnth Iht US Intern6 Revenit semce and PR Treating DePartrrent. and in Closing balances $87,464.06 $87,464.06
such fOn7IS accuotey dassfy dsidencis and cr interest ester exempt or tacatee income merit consult yew
includual tae prepare.
March 2015 (S) Year to date IS) UBS Bank USA Business Account APY
Taxable interest 2 56 6.88 Interest period Feb 6 - Mar 5
Total current year $2.56 $6.88 Opening UBS Bank USA Business balance Feb 6 887,486.50
Prior year adjustment 0.00 3.24 Closing UBS Bank USA Business balance Mar 5 887,464,06
Total dividend & interest $2.56 $10.12 Number of days in nterest period 28
Average daily balance 887,482.93
Interest earned 82.56
Annual percentage yield earned 004%
SDNY GM 00025742
ANP70305005581227 NP7003304169 00033 0315 030579743 100000 Pop 3 of 6
CONFIDENTIAL EFTA_00136362
EFTA01277595
SUBS Business Services Account
March 2015
Account name: EWA', tt_C
Friendly account name: RIMAX LLC
Account number:
Your financial Advisor
SCOTT STACK MANLYLE CASRIEL
212-821.7030/800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your raturu objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
ANP7C005006581228 NP7000304169 00033 0315030530343 I 0CSAY_GM_000257floid 4 of 6
CONFIDENTIAL EFTA_00136363
EFTA01277596
Business Services Account Account name: [Ws/1AX, U.0 Your Fl nandal Advisor:
4UBS March 2015
Friendly account nanle:ELLMAX LLC
Account number.
SCOTT STACKMAN/LYLE CASRIEL
Your assets
Some prices, income and current vdues Shorn may be EpprOxIMBle. AS a refU. gains didlOsses ma/ not
be eccurately reflected. See Amount intomefron atiour your statement a the end of the etcurnem for
more Infonn•Aon.
Cash
Cash and money balances
Cash and more), balances may ind avatars cah balances, UBS Bant USA deposit account balances,
UBS AG Stamford Branch Spool account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account baltenCeS are insured by the WC sNthn applicable limits, but are not
protected by SPC UBS AG Stanford Grant h deposit account balances an not insured by FDIC and ase not
protected by SSC Money market tweepbalances are protected by SEC but me not insured by the FDIC.
See the Important information about your statement at the end of this document for del eh about those
balances.
Opereng b.lance Cloong totoce en re Per share Average Ceidencl Interest Odfs
Hddng on Mae I (S) on Mar 71 CR on Mar 31 (1) rate period period Cap &yowl ft)
UBS BANK USA BUS ACCT 87.486 50 87.464.06 250.000.00
Your total assets
Pertentaged Cost EStfrated urre8,zel
Value on Ma 31 (S) yOur ac count bass Cal annual interne (5) gain or loSS (5)
Cash Cash end money banal 87,464.06 100.00% 87.464.06
Total 587,464.06 100.00% 387,464.06
Account activity this month
For more infonnation about the priteivalue shown for restricted secunties, we Important information about
your statement at the end of this &sullen!
YOur Curly/ Cash Cash and
Date Actlwty Desorption expense code Fate value eke/value (5) amount (S) money balance (5)
Feb 27 Cash and money balance 387.486.50
Mar 2 Withdrawal ACH WITHDRAWAL WS TAX & RNANC -25 CO 87,461.50
Mar 6 Interest ICS BANK USA BUSINESS ACCOUNT AS OF 0305115 2.56 87464.06
Mar 31 Closing cash end money balance $87464.06
SONY GM 00025744
ANP70305005581729NP7003304169 00003 0315 030579743 100000 Page 5 of 6
CONFIDENTIAL EFTA 00136364
EFTA01277597
Account name:
*UBS Business Services Account
Ma-it 2015
ELLMAA, U.0
Friendly account name: ELLMAX LLC
Account number:
Your II sandal Advisor:
SCOTT STACK MANLYLE CASR1EL
Account activity this month rcontnueth
ode *cued). Descry:eon Arrount 0)
Money balance activities Feb 27 Oalanai forward WASS°
Mar 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 03/02/15 .25.00
Mar 6 Oeposit UBS BANK USA BUSINESS ACCOUNT AS Of 03/0915 2.56
Met 31 Closing MIS Book USA Business Accent $87,464.06
The UBS Bank USA WSness ACO)unl is your primary %veep option
ANP70305005591230 NP7000304169 00003 0315 030579743 10MY_OIVI_0002574W 6 of 6
End of statement for account number -
CONFIDENTIAL EFTA_00136365
EFTA01277598
Important information about your statement
UBS Fasandal Snert Inc Æse Fim er OBS Flertal Sarkor The Onnor C rd Muer Ml ~stigar yors ttrplarit avl Mela cio the bocks ard reords of tie «lort mee or orvelopes —pu nr/ ~na Iscusehollat by Gang yen
IS a ment« el al prrepal setet cawrody arte cpbms MllorteQ anla.« prorptly trasear agenl). Femme Advisor
~erge, UBSF ~tal races and LBSBsI.USA ae
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the hint retire oter nat to regier arove fer. axert nr/ be fabee0 to ragisined utdor the SeorNPsA4 01 1933. and «mad on the Hat erne sanses verste It 6 a
cniiilcn.1,40 ler charge: la Ute pairen for seairt4; cg:lost/oh 'nd..n.inW diaer Dy >ou b az6t pre tar
LOS Gnien. Sneas re purchaws Urta fa utsal aterts is can a:nesets • norr~dirs Ølran Pr g . forer maorgo sid insur ~anno n hit no hir tllrcl on >nr ramn
1200 Habor Botkvad Ancounts Ila ane an!~ to orar nittutons mad be prakta «tal ambar ncladtg luoras somrene an, Ved on droge pv Fremla xrdeve namn Overtro Dore
~Mr N107086 srbea to a ransler Ir henkToMY OPIres antraCts Se des or ticatacat ».N.tinaticSAO.b.«
lhis sturen reprams the cntotIcierected of pr UBS OBS Swer Optird Ille Sit proteiner ar dr Pal~alprottetbn do not Aurum *varm
Franoal Senen amme Orer rmords. rapt ofl oal tad U8S rien OptOns la sereepr9~ ISFBAChT baLWIChS »pta itler assets Nen A theyonenre oppe& «,r Du* • Varele ot fest acourapaeitto Na el reit arr
document. ærbleng orlICeng dau should nec be Med bar* &pors a uBS Br* u5A ant udS AG Sunder dros narret The WC proteam rod the swpW. a Ordnes
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rase it rreneliarey n svingro reerasch Mrapir of tre Fy-ds/andthe ~renna DeMet ACCOlett (CAN. vatg d yov Naestmats haseened z ~un oe matfli rrered yndig On Tnt, ~it unrodrad
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SDNY_GM_00025746
CONFIDENTIAL EFTA 00136366
EFTA01277599
Important information about your statement (Con tinUed)
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aid the dace of the thronn.von that is the bass for the agent sevitos that we owed* to the 'theta kind;
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SDNY_GM_00025747
CONFIDENTIAL EFTA 00136367
EFTA01277600
U85 Felancial Services Inc.
*UBS
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 April 2015
ANP7005779033 0415 V1 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number.
Your linancial Advisor.
SCOTT STACK MANILYLE CASRIEL
Questions about your statement?
Call your Financial Adviso: of ti e Value of your account
ResourCetine at 800-762-1000. on March 31 (S) on April 30 (1)
account
Your assets 87,464.06 52,466.21
visit our websIte: Your liabilities 0.00 0.00
NVVIIV.Lbs comainancialsenAces
Value of your account $87,464.06 S52,466.21
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
S Thousands at year end 2014 187.479.94
Net deposits and
875 67.5 withdrawals -S3Dpzs.00
Your MeStMent realm
52.5 Diedendard
interest income $12.27
Chance in
market value 10 00
Value of your account
on Apr 30. 2015 352.466.21
Dec 2014 Mat 2015 40f 2015
SDNY GM 00025746
Member SIPC ANP70003005779033 NP7000191601 00003 0415 030579743 000700 Page 1 of 6
CONFIDENTIAL EFTA_00136368
EFTA01277601
Account name: ELLIVAn, Your R nuncio' Advisor.
*UBS Business Services Account
April 2015
Friendly account name:EU.MAX LIC
Account number:
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30 (1) your account
• Cash and money balances may include
A Cash and money balances 52,466.21 100.00% Your current asset allocation available cash balances. U85 Bank LISA deposit
B Cash alternatives 0.00 0.00% account balances, Q85 AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets S52,466.21 100.00%
A
Value of your account $52,466.21
Eye on the markets
Percentage change
Index April 2015 Year to date
S&P 500 0.96% 1.92%
Russell 3000 0.45% 2.26%
MSC - Europe, Australia & Far East 4.16% 9.37%
Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24%
Interest rates on April 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
Atcle7C00300$779034NP70C0191601C0033 0415 030579743 CONO/W_GM_000257SiO 2 of 6
CONFIDENTIAL EFTA_00136369
EFTA01277602
Business Services Account Account name: EWVIAX, LLC Your If sandal Advisor:
*MIS ?CIE
Friendly account name: ELLMAX LLC
Account number.
SCOTT STACKMANYLYLE CASRIEL
Change in the value of your account Cash activity summary
April2015($) Year to date (I) See Account activity trto month for details &dances in your sweep Options are Inductdin the openrg and
closing balances wart FDIC insurance *pies oilsy to deposits at urn Rank USA, not to deposits at ten AG,
Stamford &ranch or bank deposits placed through the UBS Internationd Deposit Account program SIPC
Opening account value $87,464.06 $87.478.94 Protection applies to money market sweep fund holdings but not bank deposits SeeImportant information
about your stittenzer4 on the last two pages cf this document for dials. (5 (5)
Withdrawals and fees,
including investments transferred Year to date (5)
cut -35,000 00 -35,025.00 Opening balances $87,464.06 $87,478.94
Dividend aid interest income 2.15 12.27
Additions
Closing account value $52A66.21 $52A66.21 Dividend aid interest income 2.15 12.27
Total additions $2.15 $12.27
Dividend and interest income earned Subtractions
For purposes of this statement. tarablty of Inkiest and chldend Income has been determined Iran a US Checks and bill payments -35,000.00 -35,025.00
tat reporting perspective. Bawd upon the residence of the account hotter. zacount type, or product type,
some interest ardor chidend payments my not be subject to United States (US) ands Puerto Pico (FR) Total subtractions -$35,000.00 -$35,025.00
income tans. TN dent montt4 statement is not intended to be used and cannot be weed upon for to
purposes. Clients should refer to the at:Pica:0 lac reporting forms they receive from MS annually. such as Net cash flow -$34,997.85 -$35,012.73
the Fonns 1099 and the Fenn, 493, for tar reporting information. n is the practice of UBS to file the
=kat* la, (opening forms with the US Intern8 Poem! Service and PR Treasury Deoerorent, and in Closing balances $52,466.21 $52,466.21
Such forms accurately clasOfy chldends arctic, Interest as to exerTOt or isabie 'Keene Please tOnsoll YOuf
includual tax prepares.
April 2015 (S) Year to date (S) UBS Bank USA Business Account APY
Taxable interest 2.15 9.03 Interest period Mar 6 - Apr 7
Total current year $2.15 $9.03 Opening UBS Bank USA Business balance Mar 6 $87,464.06
Prior year adjustment 0.00 3.24
Closing UBS Bank USA Business balance Apr 7 $87,466.21
Total dividend & interest $2.15 $12.27 Number of days in interest period 33
Average daily ba lance $87,464.06
Interest earned $2.15
Annual percentage yield earned 0 03%
SONY GM 00025750
atte70003005779035 NV7003191601 00033 0415 030579743 000300 Peg* 3 of 6
CONFIDENTIAL EFTA_00136370
EFTA01277603
Account name: r r
*UBS Business Services Account
April 2015
Friendly account name: i
Account number:
r
Your financial Advisor
SCOTT STACK MAnItYll CASRIEL
212-821.7CO0/800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Foancial Advisor or Branch Manager. Youcan find a ful description of the altematwe
investment objectives in Important infonnation about your statement at the end of this
document
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderatvon - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
lity_Gm_000257M94 4 A o
CONFIDENTIAL EFTA 00136371
EFTA01277604
Business Services Account Account name: EWNAX, LLC Your II nandal Advisor:
*UBS April 2C 1r_
Friendly account narne:ELUMAX LLC
Account number.
SCOTT STACK PrIANLYLE CASRIEL
Your assets
some paces, income and current vaues StiONn may teapprOxinvAe. Asa les ult. cairn aid1055es may rot
be acwralely reflected. see Aporunt info/moon about your statement a the end of ths dxumeM for
more information
Cash
Cash and money balances
Cash and money balances mat Ind ode avaltie cash balances, UBS Bank USA deposit account balances,
USS AG Staraord Branch deposit account bances and money market mutual fund sweep batances.
U9S Bank USA deposit account balances ale Insured by the FDIC %%Wan app latoe limits, but are not
protected by SIPC. uBS AG Stanford Branch deposit account Merges an not merited by FDIC and are not
protected by 9PC Money market sweep balances are prolected by SIC but/x.81ot insured by the FDIC.
See the rmportaM information about your statement at the ender this Oxtenent for details tote those
balances.
Oprong balance Cloung Wane Price per share Average Dalt/end Interest Dap in
Mang on Apr 1(1) on Apt 20(S) on Apr 30 ($) rate period period Gp arrount (1)
UBS BANK USA BUS ACCT 87.464.06 52,466.21 250,000.00
Your total assets
ReKemage of Cost Estimated u oreaTze0
value on Abe 30 (I) yOur X(Cont oasis (5) annual infant (5) win or 105$ (5)
Cask Cash and money balances 52,466.21 100.00% 52,466.21
Total $52,466.21 100.00% $52,466.21
Account activity this month
For more information abort the priciest/ha shown lot restrictedseen:tin, see Important information Hama
your statemera at the end of this dor trmM
Your Ouantitye Cash Cash and
Die Meaty Denotation expense Cade Face salts ericiewalue art oun( a) money Dante ($)
Mar 31 Cash and money balance 087.464.06
Apr 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 04/07I15 2.15 87466.21
Apr 15 Withdrawal ACH WITHDRAWAL IRS -25,000.00 62466.21
Apr 17 Withdrawal ACH WITHDRAWAL NYS TAX & RNANC 40.000.00 52A66.21
Apr90 Closing cash and money balance $52.466.21
SDNY GM 00025752
AMP7C003005779037 NP7003191601 DOCCI3 0415 030579743 000000 Pap 5 of 6
CONFIDENTIAL EFTA_00136372
EFTA01277605
UBS
Account name:
Business Services Account ELLMAX,11.0
Friendly account name: ELLMAX LLC
Your IIsandal Advisor:
SCOTT STACK MANYLYLE CASRIEL
April 2015 Account number:
Account activity this month (Contrived)
Ogle Actnnty Description Mount 0)
Money balance ectivities Mar 31 Belem* forward Strf,464A6
Apr 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 04/07115 2.15
Apr16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/1915 -25,000.00
Apr 20 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CF 04/17/15 -10.000.00
Apr 90 Closing UPS Bank USA Business Account 652,46621
The UBS Bant USA Business Account is your peirmay weep cpbon.
ANP700C0005779038 NP7000191601 00003 0415 030579743 0:690f4Y_GM_000257,996 6 of 6
End of statement for account number
CONFIDENTIAL EFTA_00136373
EFTA01277606
Important information about your statement
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is antler of al senapal security. acanoday aid wash will Maier! Jay slot prottptly trainer agent). Primal Adav0r
edurges Maresca Seven and utSBanI.US4 ere
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lOnwedrY When contacts
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alio wring you amount Customers with n memaronal resoace Management
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• CaNnanty &Yam Toes of snarvesied salable cash
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held n your account net proceeds on sale tranuctens, and Die ram releCed ism avehe One? you may oaan the Stamford Branch deem balances and maw make mutual
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SDNY_GM_00025754
CONFIDENTIAL EFTA 00136374
EFTA01277607
Important information about your statement (con tined)
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SDNY_GM_00025755
CONFIDENTIAL EFTA 00136375
EFTA01277608
U8S Financial Services Inc.
UBS
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 May 2015
'NV70056762690515 '11 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 8O1
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKNIANILYLE CASRIEL
Phone
Questions about your statement?
Call ;Our Financrg Advisor or the Value of your account
Resourceline at 800-762-1C00. on Aprd 30 (1) on May 29 (9)
account
Your assets 52,466.21 52,467.20
Visit our website: Your liabilities 0.00 0.00
www.ubsoomainancialsecnceS
Value of your account $52,466.21 $52A67.20
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
1 Thousands at year end 2014 187478.94
Net depositi end
97.5 withdrawals -135P25.170
YCUr ilVeSttffillt return
52,5 52.5 Dividend and
-41 interest income $13.26
Chasse in
market value 90 00
Value of your account
Dec 2014 Apr 2015 May 2015 on May 29. 2015 $52.467.20
SDNY GM 00025756
Member SIPC ANP70301005676269NP700019I 655 0000.10515 030579743 000000 ►age 1 of 6
CONFIDENTIAL EFTA_00136376
EFTA01277609
Account name: Your K modal Advisor-
*DUBS Business Services Account
May 201`
Friendly account name:FtWad LLC
Account number.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
May 29181 your account
, Cash and money balances may include
A Cash and rrxmey balances 52,467.20 100.00% Your current asset allocation available cash balances. UBS Bank OSA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the It:venom
infomm6an about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 552,467.20 100.00%
A
Value of your account $52,467.20
Eye on the markets
Percentage change
Index May 2015 Year to date
S&P 500 1.29% 3.23%
Russell 3000 1.38% 3.68%
MSC I - Europe, Australia & Far East -0.40% 8.93%
Barclays Capital U.S. Aggregate Bond Index -0.24% 1.00%
Interest rates on May 29, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
ARP700C0005676270NP7003191655 00003 0515 030579743 COMIY_GM_0002679)9d 2 of 6
CONFIDENTIAL EFTA_00136377
EFTA01277610
Business Services Account Account name: EWVIAX, LLC Your Mnandd Advisor:
SUBS May 2015
friendly account name:ELLMAX LLC
Account number.
SCOTT STACKMANYLYLE CASRIEL
Change in the value of your account Cash activity summary
May 2015 (4) Year to date (I) See Account activity the month for details. Wances In your Sweep Options are Includedin the openng and
dosing balances value. FDIC instance spades only to deposits at UBS Bank USA, not to deposits at UBS AG,
Starrioal wench or bank deposits placed through the UBS Inlet...bona Deposit Account progam. SIPC
Opening account value $52,466.21 $87,478.94 Protection applies lo moray market sweep fund h.:Min:abut rot bank deposits SeeImportant information
about your statement on the tat two pages cf this document for details.
Withdrawals and fees,
including investments transferred May 2015 (S) Year to date (S)
out 0.00 -35,025.00 Opening balances $52,466.21 $87A78.94
Dividend aid interest income 0.99 13.26
Additions
Closing account value $52A67.20 $52,467.20 Dividend aid interest income 0.99 13.26
Total additions $0.99 $13.26
Dividend and interest income earned Subtractions
for purposes of Ins statement, tatabity of Inkiest and Ontdend Income he been determined from a uS Checks and bill payments 0.00 -35,025.00
tar reporting penpecthe. Based upon the residence of the account holder. account type. or product twie,
same interest andlor addend payments may not be subject to United States (US) arida Puerto Pico (PR) Total subtractions $0.00 -$35,025.00
income tams. The dent month stateawM is not intended to be used and cannot be rated upon for tar
praxes. Clients should refer to the applicatie tax reporting forms they receive from UBS annualy. such as Net cash flow $0.99 -$35,011.74
the forms 1099 and the fowls 480, fot la reporting information it is the practice of UBS to file the
=how lac tenoning forms with the US Interne Steven,* Service and PR TreaSury Deparvrent and in dosing balances $52,467.20 $52,467.20
such forms accurately das9fy dadends OW or interest as tar exerrot or tea 'Kane Pleat (bowl, your
Inchedual tar preparer.
May 2015(1) Year to date (1) UBS Bank USA Business Account APY
Taxable interest 0.99 10.02 Interest period Apr8 - May 6
Total current year $0,99 $10.02 Opening UBS Bank USA Business balance Apr 8 $87,466.21
Prior year adjustment 0.00 3.24 Closing UB5 Bank USA Business balance May 6 552,467.20
Total dividend & interest $0.99 $13.26 Number of days in interest period 29
Average daily balance $61,604.14
Interest earned $0.99
Annual percentage yield earned 002%
SONY GM 00025758
timP7C003005676271 W700019165500033 0515 030579743 000000 Page 3 of 6
CONFIDENTIAL EFTA_00136378
EFTA01277611
SUBS Business Services Account
May 2015
Account name: r r ••
Friendly account name: r • •
Account number:
Your Ignendal Advisor:
SCOTT STACK MANLYLE CASRIEL
212.821.7000'800.308.3140
Your investment objectives:
You have identified the II:flowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. YOu can find a full description of the altematwe
investment objectives in Important information about pour statement at the end of this
document
Your natant objective:
Current income & capital appreciation
Your tisk profile:
Primary - Moderate
Investment egglbaty consderatton - None selected
Your account instructions
• You' account cost basis default closing method is FIFO, First In, First Out
ANP7C003005676272NP70C0I9I655 00003 0515 030579743 0NMY_GM_000257%14 4 of 6
CONFIDENTIAL EFTA_00136379
EFTA01277612
Business Services Account Account name: EU.MAX, LLC Your Finandd Advisor:
*UBS May 2015
Friendly account name: EU/1AX U.0
Account number:
SCOTT STACKMAN/LYLE CASRIEL
Your assets
Some pnces, income and current vaues shorn may be Epp,Oximene. AS a intro. gains at 'oasts may ma
be accurately reflected. Set rmportant insomafron about your statement a the end Of the dxumem for
mom information.
Cash
Cash and money balances
Cash and aunty balances may include avalaale cash balances, UBS Bank USA deo:int account balances,
UBS AG StanSord Branch ctpoot account balances and money madiet mutual fund sweep balances.
UBS Bank USA deposit account balleXes are insured by ilk FCC vat hn [colic tbte limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit sec oum balances are not unwed by FDIC and ase not
protected by WC Money market sweep balances are protected by SSC but ale not insured by the FDIC.
See the Important information about your statement at the endof this docunent for details about those
I:dances.
Goering tdence Closing belence Price Per share Average Dein:and Interest Days n
Hddng en May I (S) on May ig (s) on Ma/ 29(S) fate period period Cepamount ft)
UBS BANK USA BUS ACCT 52.466 21 52.467.20 250.000.00
Your total assets
PerCentage Cost BM:led Utoreetred
Value on May 29(5) your amount r.354 (5) annual intone (5) gam or Ion (S)
Cash Cash • ad money balances 52,467.20 100.00% 52,467.20
Total $52,467.20 100.00% $52,467.20
Account activity this month
For more i damnation rout the plit4ivalut shown for restricted snuggles, see Important informaeipn about
your statement at the end of this cbCtrnenl
YOur QUaritilpf Cash Can and
Die Acliuty De:upton topeche code Face value rice/Value (5) amount (3) moray bsance IS)
Apr 30 Cash and money balance $52,46621
May 7 Interest ISS BANK USA BUSINESS ACCOUNT AS OF 0906/15 99 52,467 20
May 29 Closing cash and money balance $52,46720
SDNY GM 00025760
ANP70003005676273 NP7003191655 00033 0515 030579743 000000 ►age 5 of 6
CONFIDENTIAL EFTA_00136380
EFTA01277613
Account name: ELLMA,, , LLC
*UBS Business Services Account
May 2015
Friendly account name:FLLMAX LLC
Account number:
Your Amends, Advisor:
SCOTT STACK MAMLYLE CASRIEL
Account activity this month (COntnuedl
Oate *unity Descriptcn Mount (S)
Money balance activities Apr 30 Balance forward 952A6621
May 7 Deposit UBS BMW USA BUSINESS ACCOUNT AS OF 05/06f IS 0.99
May 29 Closing UBS Beek USA Business Account S52,467.20
The UBS WM USA Susi ness Ac room is your primal), sweep option
ANP70X000S676274 M7003'9'655 00003 05I5 030579743 CON9ILY_GM_000257talge 6 A 0
End of statement for account number
CONFIDENTIAL EFTA 00136381
EFTA01277614
Important information about your statement
UBS Friandel Setts Inc (ta rim or Uft Fantle Sink«. The Pinner Cad bat tel meninxe you replant at lab« on the Mot ard matt of he nimble min or eremites —you may decine househollst by ding your
IS a menter of al prnepal scanty. cravraday and cputs will onect any tor pronatly tanner agent Framed Advisor
stung., UBS ~MI amines an0 UK Bank UM. ae
indict situatesof uB5 AG ånd theist o11855ebrtet Pleasmake al Meat papato to the Armor to Main • Cent riflemen, conwat a ~nit intent (og. Mena/ ew.OM O&M
U.0 RaftersMani vita it wattle upon remit ratan itcatid on he front ol this slaernent Inuit pregfrshas rid prvaelaaanats) that at nor TiorfnerePt aØ nanerefixts duration thi yu
the hers ermine of feces at at to regen Gaunt let. attunt maj be Mtn to registered We the Sautes Ace of 1933. and erected on he Hems wine sences prate It 6a
manumit, fees charge:Ice tee payrera for worm: aetoinizah totrum•• most by you to acta )0I1 wth
185 Omni Siefirt hc purchaws andchat" lcd opad watts n cash arants • eorneadims ~exit k 9. toter oard you reard erang n na no end effect on yaw ~UM
1200 Harbor Elculevat Accounts ma are tattered to olive restitutions rat be preims total unman. &Wine Vises commas at You Ca Mtge you tenet exert naws. through Onlne
Vrtalnaken N107086 abaci to a enter tee 07H5ToddY Onto cornets Setters a tit oxcart; ONS &tamer ASO«
this statanem retreat the tray tidal recited of rucUBS LIDS Sweep Optern The WC protection rid eta explerrami aeon do not Atrount ~anew
Festnet Senores exeunt OM« retort boar Mall tar U85 Otter, Oran fa ~mach tames tiXaxes to try to raise assets even d they otsttese apneacry • Vt.a/sot ettounttprabb Net of assets and
document. æi* ung conentn3 data should noe be !dad bank deposts al Meat LISA and itt AG Sordoni branch statements The SEC prod at the appØal Motes
opt rl you bet tro tenet mar a On60Cn. pleat (Br* Swetp horns). many market !mewl funds (Montt protection do rot protect tans, chant in the ~lot • A9Ole Inch*, soloble on Mats vain lot
ntoct h ~dime, in wring» helende harapir of Me Orals) arid the harmterna Depost Mown (CIAlfor wait of yes investments (ranther as attest of matt reeented ',way red) aid Gnat Towlhamits unrealized
once serving yow act um pilteeners with an mentioned testate Management rerhernint. rfswei haVreeptcY or otte oTe) marks to market ard Certain anesnot held by the ben
Amur. thorough Petra Sweep frograms. nah rattues Does not nchdeunpnced sinfatetattes at he enl ol the
Meath al figste tow emanated b by tone. are swept SD WS Bat USA up ve an mad-need Irene and Wore Morewon r raft le tan request ate may obun prof and mime gamin, pooch. a Prate ~matt
sera <Ma Todd nor be used for to puposes Reg than to LES AG Started Brant or a Wray Fund Depots mom nformaign ton SIC. hdudrig the SPC Brochoo unrested Vent tot its and mediae stock colons
sober on yeseend to lams be . Fores 1099 508. 10425. at WS 85* USA ere WC muted n acoodatte with foe; by comxing SIC at 202.3714300a bywing fa. SEC • Citrates recites tat beatas. atstriderktmagn
et) tun pepsin your ta tom tat tin is mutt by nibs For exit in pats nut wan Ida gow ratite al ~MX OM loans. credit ine rand ~um babes
Ira to reran to te Mal nag attends repent/le non Detest a L*5 AG Bamford Brant at ~escarp -it • Corh/norn,/ bramt ToeS of inirvened avadabbecoh
Mat* dedends ard tattle mean leaned on settees funds rem/ nunu by the FOX Dividend Re Ma Program OR/P)
held n your account art proceeds on tab Urethra and biances aka 165 Bat USA damn Meant LOS AG
teeter reenlearatra eaket ant you may °titan the Started Branch depott balances and many maim «flat
au batoncairn wet sweat Through the On wattle to ara letters are her to actual abe han your ~I Admix Only Wale tam and sweep balances. a the close of tie tangent pent
depot account a Mt AG ~York Bert an ISSAG are protted tonepap. mealsheaf enl be toll and me Nonixonicrlity free aed6 ban, h yor am at not
Ommiticellont wit the Hem (titan Bee. These deposits are riO‹ mixed by the Pt( ash hen be deposited n you arrows Ikeda:lend seregred from other balrats at tee Emmet use any cd
• Pate reccritemn ord omervwxrans mirag to telexes held a te U3S AG Caren Berra ire terrpottily rethenwee pre:emptied by the issuer maj Mtn from the
ropOSed TO the soarer rt of the Cayman tends and these hitli n the orditry cart of as traits tese funds
funher prated your rwrts ridding yes men under the ristet pint tetra thepatio, tan are told re pantie 4.on sus demand Thes tolbl 6 inclooled in no
atraes even Protection Act (SPA) dam it ro nuaaneea other °bestir of UBS AG no repay
tebanen eh le Oct the LØS Cayman's Brats boces weer prat dose.; value
Casleielieu
• 6 /no feuntal 'mutton on the top kh of the lam of thes Only slab unit Inn be held in your =tat I you are Lend lig information
damven is not 165 Fianca ~vs. 1135 tetanal Deposits a UK Rat USA at ennoble; AG Brach agent entrant to total wit at arena ol ,*Mend ~wit or For detarad relermaion on they rn's »Merl prat its and
Senn'scanes yow acoarn as dean; broke by prorated by SIC Money Fund tres ae petted by SPC ~wee he firm MI ether tel patal lets at meta peke &boats Sato yewClem Mt beta Agreement or
~petrel with the rednated mitt:ton We toted See 'WS Nieman Sears Acauni FTOteCTIOn• below or accept an rout deurnat by aregenerate clean) Accent Arrant aid the General Temp at Cantons
>to ol rho relutiontho Nan you opard Sib avant in term. at cede yet account
Upon pis repro,. talran n tee eat Sweep Programs or U85 Statement of Cent francanab» n *centenes
this Caw, Sr heds ant tetra as re looted a telt an ~awns it adauarja~asymu
Finnan Simon aid not the «rodent tches rid you OA ma Pe ~craft at shres of a Money fund maybe feet oblealvel
must ~evert of Sly WO( OrOIT651>A ninth Min, madam, and thepatted: returned to me or yew The ~stem airchies and Fit welt are specific to mgtt
neotios accani Your an
totem an naj wry between Mae Oaf he Inn Yes stateman itemizes seattes end other stashed n
All etnat suchrents shall be deemed comae ad prompt5e ci wrung of any urdcanc <= h your finnan
Furrier Altair tout settle asap options. eldudng the ~lot a the add tie starter« period vim may alk
acarte h rr3 °bidedto n yenta rathn 60 Mt stueion tandemen~vet For account held. for de try el July pal anent 3 any ems You may
cart merest raten and yrekb, 6 ~Mae x you choose one of the fo loving nvestment (»tat»
ems Wattrasweepyitls Iron your f nano>, ~or a by recene seatties used a ban collate-4 ane Primg.t o
• Pima dent astern« awe-plants« tart to the /rat • Padua Cunt: "come enhamp waking the balance cue on hem Any matt trallered go the
Cast Relearn Overt« ac 201-3S/1699ot tali... caring 806762-1000 genet inn of name only dung the nutter: pand ate lined a nutlet abet ol
el 1500-354-9,03. 8 00AM to 6 CO Phl El ~do • Mite Cracableoptaton kgrennanisstaing rat the end of the suttee period
thaur raden a h sting to u8S tenant' Senates inc. U05 %amid Steam mans proruin
The Fenn is a member of the Secretes ranee Protection pr•Xpal haler than raf genemnes of mane • Cost beast h deterahng the con bases of the seattes
Cite Retiont Depatraint PO Box 766 Unon CM NI • pmeaceCombratran of Mann and Caata *Wynne^ inducted n the mint SW? Mimed nth the
07837 COtaratel DPO. tech protects sedates teams of is
martyrs tp to 1500000 (nMtn; $250.000 for damstor ~rants toeing both the generation of non at number fintrat Segments neled on
cat T.WC rat weed r, tenet moat ail . 0:O~S grown ed rennin' 'Merman oblatred frown sources thee hamlet
• Te cat ol ethorst potions about an ekceonc buds finmel Snan. clouting nIcanation Item arena. I in
trante c T) bid phew, or LIS vat din cat tlaW4rhOld n apaimaraXagatf
The firm together wth anal intact ha also ratchet, Overall risk profits or ma you niry hue platled to yowl finnan Mew
tratadans, call 806762.1000 e yam to Let Fnancel • Consent., Seeks to manta itial antral nth low The tit dot not independents, wady or gunmen*
avows he. 100014Ør 81d . 6th I Mc ~an NI stronentai fronton ternarent watt payable to
all ligble cants. coacteeltunftt tit notedon 6 5500 risk and rola lint to he accoura omit men fl ma means fl uty er Midny of ray ihormann prorated by sources
07086. Ann 116M135.4 Savor: the exam does not generate sird cat intonate omt mar L65 F natal Manes
then as of Deoest& IO. 2013
mums and mar nee keep pace wra inl boat
Cats vertex soon asytti cn d you On nk ear • Arboreta 111U62 to acat start to aØ in addtion *hough LEIS Finnan Sankt gentry
statement or recept 6 tort a l ytti need rote Sitem to tree poky orditiont and ~fie cat at he an
Femm refuter prOceted ftt up to $igma:en n the toterre arm wit rety» seek higher NNW updates eh 6 tomtit as t 6 recited, he fen does not
fetal toot *thanker th the sin:mint to now proud, any attars ha the &flair wider Cost
The rem «Card new Xø 'nur hew tom you aggregate fir 41 yaw axotreis MU re a nation. ninety • Amnia Meng to toer hgh nga 're~ ad hgh
A MI spyol Ilepoky ~rag 6 fl ute, 4 ,130 arty» %Olio» rerUm5 omt Woe bal' and trarealited rheas," is torte a of he cis*
no later ter 60 Cars alter the /me sent you the hest of hi; $13eMfni As such please de not ray en his
stamen on Moth the era or probkm ~red informalan to nuke purchase er sae detect la la
- Prot. now nee ard account nutter IN arp The 5PC proutum ard te supplat erratum both do Statement laveitheadier
not Spyts We my consoldate al retied town statement with the matt or omeau ~era emitted to the ern
- Describe he error or the writer you ae rive abaft mareflect genets nformaion oily for the period of
aran as cletty a you ran ashy you Mlle* e is a' • Cement ratan controlled bylad raided fl yer taut tufts n the same «Mare Acootts tray be relined
at vibe) but held away from LEIS finmdl Services Ice this err ore beam ten he. moot hint, ~tin tine they retold X tMFen, Morettorml rarnatan
mor a Mt you need crew, nlamx bee et be added by row thread Adesor
- trade tee doltx ^cum d tee stnpean (eg. Mean Oath 312Si:tart Meat ants AG roll MOO." rirar0Ong nth ea dents al the same
Stamford &ant nstsaxe Stara inderag vaable netts Ths pence 6 tram as "howeheldng • I you
ant let and It twos of ennui ludt wawa soh were to matt indedualmterrentsmted n mere • Unlimited salmi bans time dam i mottle
tat re reg tared Mealy re te nand d the emirt f ravelvie >erg vivo re eataat err
SDNY_GM_00025762
CONFIDENTIAL EFTA_00136382
EFTA01277615
Important information about your statement (Con trended)
harichiscority km The rattation data fa Minna' - 'Med panyestinatel vibes may be reflected as 'Not martyr of accuttsat to Voter-dear holcing mutual ACCOult re reargued forme manurial Fruretial Services
on mayor may nos ref ra coomiosank Mayes mega priced' n mad swarm whin an inlepentent lads of to ford fatty
seamy reotswicaiwo awns DItifend and cam valuabcn Ire Ids not %poled cc 6 untie to Asir a - m Muon to COrrthalin RICaed n ornealon cope
rerverstnern lots and hotorrutic pad awe lots are oats value when wo bosom. aware that a rniOrill emir hat the sale or darbutern d arnury Gros= rd Inn Yea S•paturo it a registered smitemot of visa
combnid to dopamine award lhe • Trade daer crarred that may calla previiusly reported vela too seadm5 tan at to CV <AMIS. We ad sour Imernmcnal LEIS Wa agnabre cede ads and MG Wa
colter perm's the oripnal renal son bandate ClUeSIGh. Ce worm daltt mould be hgbly iptcutatra aff Arne recent wear Mang COmproSatto Iron darn cads re roved byMSBatt USA with myrnovon from
duo to the nSus, of the snarly mrryof The rearrance commies indemnity mo v ea u S A harp:eared
• Gail. narkies Bonds and piefreed nod thai the - Men mitlw an new wren' maw a sponsor amity attracts Oleaecol Trio harancecorromen
issuer calt for extyrederpbonwol be arced ware* marinated 'faience a oh (army meowed vase is or sponsors 04 One urn IlheSTMell INAS,* CleAttute UBS Financial Strohm Inc PP, 201407
by lot tan among 8A wanesof thal oar Ireld now provdel tie war of re ratty we 'sedate's:Mean - Ott aeries also iv:el/eluding come/soon and other
nano a n nem:wenn for obr chats Callean As piths•• pna room -eon Men minty hands and instance
'nfairmen is obscured nom thrd prim and in rasa, - 'Distresaiorn to date' may MIA.ream of GAAS. Orrnalits v•host reports we dabuto
is not guradeed Ohm Call feasts nay ems whoa name a both - We receive an antral fee Oran U3S8aik USA ard UBS
could aka ywld corneae% 'ocean begoaded - • Currulf unit ore' re:resents.Me hitGlolltong prce Ar 51adOrd Basch a uff, 125 pet acount
upon regaed per unit it s may not whoa yen cost bath sweopng to to banks orrar the UBS Bra Sweep
Program
• CettirCataf of deposit (CDs) (DsareI C noised opt • IlleStrieted nebritin Resincted sewnes grarerafyire
$293.000 n vinopal and could steel pa depositor not away tent* for p-Olc Lk UBS maxis Stenzel mrl"
and per deposio-y roitnion n accordance web iDe: uses the made price of Ive enneniinod 'hock of the cant it reGlardog carman:en and other charges
Infoonaban
nits our a an named Yak* for the ravened mock tr insured annechn elm ertemlon ot tam haring
purposes Of This Staexe Onsa To the omen for option transactons has been died co anlonrons
• prim/value Pnces &plead fa Wales an1Ottdr rear cted seCurilie arc Mgble lor sale. tiemix tweind proem* 'untried ier you. and sell be awake' to you
produces may by tutor a lower than Yep prce that you nay be outrourrtIrly Ins Than the impaled shows eromply on Ammo
PAU IP a3ually reCAve in the make; PCPS are Waned
Iron vanOuS Tied party Seurat Much we bowe to te • Est. lerheated) ISOM% arrentrields and rater An Sheet selling
rather but we do not gamin tee rcuracy tstihMe 01 snub, name is based on cunern croand If you ay engaged in thorn satin narkyy ed., may nos a
- Wo gonoraly totes dosngprce anal aralabk a tin and ninon ran. awning the soothes will be held for shipmates° conies borrowing costs lathe' palatal
meal or to bid and ask paces la ISted SealftieS and one year from tremor date or vitt runny This seamy
*plan Or en bd praSlOr OTC mart en emirate d onkr a guanine. accuracy and OXItelued
- tx acmes/ baled %pathos may be rad song a Mame se not Gasseed Open aide.,
yam on moth a Menne ntOini ala we obtained - En Mated arOur name and Mint aid for ants RO9Nding Opel Cr *goodailancelled• adenine? M not
androwan reflect an Mut math pme or vane altresol washes mural hduie a thorn of ;IMS or limited by the lawmen, date. open buy axl sell SIM
- C man position may apex voliCot Inn:earl well canal gam in Minh Ole the OA encase Crud amen ceders re taxed by the amount of dwdendscr rghis on
snow a 'vice vas not mailable' Awe are male to yeld)woull be mentioned • makidnelsoi armies date WPM marled otherwise
obtah a pose for a security - Encored renal Oahe and swum held and the by you You re rearomblelor orders lhat are executed on
- Deposes a metes denominated n orrenoes other actual Mort and mad mght be lowers hgher to your fanse to cancel exbirg open orders
Mn u S dolts are ref kwori a the mdurgerAe as of the enknated moues
the servant date - An raduto ol +remised 'acorn.(duidw4 ads Tea veitheelditg on fairbtetions fain UK financial
- For mean senates tradrig anon-smarming newest) chafed by the Anal matte valeta/watt Senores IRAs
deromnatheo. vce and quality (face vase)mar hale bilanCeelalSed CO the lag dendend or interest FEWal sat Law tenures UBS Fnn<Ir Services to withhold
been atpsiedm laole..ne prow %burden payreM nude byte Astor and manes tie arcane ta from yes liable um drovlbaturn, tut you may
To obtain Ofern Warr" Men antra. WOO yOr warnimaposno eel be holding one hue ran the *a not to ham raonpin weaver or instead. you nay
Franca SeAsor statement date or midmurky Aoosit ad (QC a haw la( wetheld a brae or es a lead rooms as
COnlaltd hied at nor guararneal you choose Year Moon hi f wan en edfectuna remind
• Meals twins and Muddiedproducts. Pewee by you You may woke your election a a-ry 1Mo by mr•o9
menthes secure* &clang direct paiknation • Asa not held by WS 'nomad Senticea Corbin anew elcain n sots do nos haw cootip name tar
program and real mute me-m*0W nun securities/and • ale not NObytekm awl not vithn the POWS warred Iron sOur diftetutiOnS. p/u maybe remonsbie fa
Sparred VeduaS se gieWaly highly MOM (elan possession or amyl Them assets re cantered m your the pram of mamma taw you may noa penrem d the
neuchrod proeka ha.* not Dom rettiored rah the gamma for irdonnatronal pupae onr Posticens and moues coal xi] and as estimated law payments re not
Wales and Eirla"re Camara a under any AM vain preowned re provelen by to issuer; firm tra equal tO rots lacObliptir
SOCUnteS land We prow* ettmred haloes for private Fencer Shrion n not rerponsble for this Ofornabn
rheitmere Seastee and Stinted produiS for and does net guramee es awry These assets tenet Panty
erforrnS cnalpunoats only Atwater, at 9nranlecd prowled by Sea or toe Peas supplienernal Sat To Mean a Copy of OLr anent Ohl Priory Notice pax*
- Thereat:es maydifkr sthstantally from (MEG Bay coverage contact yoke F natal Admor °minnow websneY.
at ninth aerate imeStrnere wottya SlruCtured meow or <momentary
Imola maybe taxir a sold aid do not necoarly • lloyenue dialing and additional eampeasarom
reptant the vale you may rearauPal Iglidalon - h otIlienn lo ammissons on sales and 11b•1 lees leSrinaircralSeevezes 6 not a bat The WA. Frahm
- Thrd pnyesimaes of walk are as of a ran Ore reamed n omelet win the detteuton of inolur Sevres Aaarn BSA and iRMA re beta etage a0Xurrtf
aid re implied a Urn Inroad Services on irregular fends toots dents we anal our *Mae ream vain proMe access to balling services it s ptcduas
bans by an neleperMent wiration Urn reveue Marty; papuntsfromadubutorsaatlor trough arrangements van *FASO bras ales other Mod
PSult, SertealDna Ce spcosor earnzon vain d 'raison of the mutual kat hat we sell Them partybalks. and ',myelin accost to 'murales rid anofy
my. are Stgplucl to te Frm by the mow, general anortts are based an two different anyonents prattle iStArd by unar noted Mai party Matte
fin et armor and may be Cabialed bred en the mount 01 saksby uBS ot a p3IICULViTutuil fund convoys through mural agency usboray es of utS
afferent information from that used by thtd pries to Imlay to ote dans. aid Id Me arm mho of a Fianna Seneisi he
dories thew estimated wavy pamar mutual fond fangs shroo tad a the fro
- You can obtain Ahmed incrmalen regaling the - We and ar ant* abareadre rentteking and t rimmer. muerte. and amuly products
note iology used to determine the twos, of vat onmempromang leas n orrydefron for transfer NM IOC haired • no tank guannum May lose vain
and the dace of the hfonn.yon that Is Ow ban for the agent 'tykes that We prohd• to to new, funds
manes* by co-naming your trotter Adrisor Thae fern genet" at pad rote inamor soots in the AMA ReSOLICePAinayrroni Account, Buttress Servos
mutual fund and re a had dollt anoutt based on the ACCOMII BSA. IIMA and issemabor Resorsce amareent
SDNY_GM_00025763
CONFIDENTIAL EFTA_00136383
EFTA01277616
U85 Financial Services Inc
UBS
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 June 2015
ANP70055709330615 X12356 Y1 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 8O1
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone
Questions about your statemeati
Call your Financial Advisor or the Value of your account
Resourceline at 800-262-1000. on May 29 (S) on lune 30 (5)
account -
Your assets 52,467.20 52,468.07
Visit our website: Your liabilities 0.00 0.00
www.ubscomtlinancialservices
Value of your account $52,467.20 $52A68.07
Sources of your account growth
Tracking the value of your account dudag 2015
Value of your account
1 Thousands at year end 2014 187,478.94
Net deposits and
87.5 withdravals -535,ozsto
N'tur nvestmentreturrt
Satitta"*""maialle6mouem.--__ 52.5 52.5 Dnidend and
interest income $1413
Change in
market value 5000
Value of your recant
Dec 2014 May 2015 Jun 2015 on An 30, 2015 $52,460.07
SDNY GM 00025764
"timber SIPC ANP70005005570933 NP7000304339 00003 0615 030579743 111011 Page 1 of 6
CONFIDENTIAL EFTA_00136384
EFTA01277617
SUBS Business Services Account
lure 2015
Account name:
Friendly account name:
Account number:
Your K modal Advisor.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30 (14 your account
• Cash and money balances may include
A Cash and rrxmey balances 52,468.07 10000% Your current asset allocation available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets $52,468.07 100.00%
A
Value of your account 552,468.07
Eye on the markets
Percentage change
Index lune 2015 Year to date
S&P 500 -1.94% 1.23%
Russell 3000 -1.67% 1.94%
MSC I - Europe, Australia & Far East -2.80% 5.88%
Barclays Capital U.S. Aggregate Bond Index -1.09% -0.10%
Interest rates on June 30, 2015
3-rnonth Treasury bills. 0 02%
One-month LIBOR: 0.19%
AMP7030500690934 NP7000304339 00O33 0615 030579743 I I MihiY_GM_00025709. 2 of 6
CONFIDENTIAL EFTA_00136385
EFTA01277618
Business Services Account Account name: EWVIAX, U-C Your Illnandal Advisor:
*CBS Friendly account name:ELLMAX LLC
Account number.
SCOTT STACK MANLYLE CAMEL
Change in the value of your account Cash activity summary
June2015(S) Year to date (S) See account activity tins month for details. Seances in your Sweep Options are Indudedin the opening and
closing balances valve. FDIC insurance apples only to deposits a UBS Bank USA, not to deposits at WS AG,
Simko! Bench or bank deposits placed through the UBSInternationd Depose Account program SIPC
Opening account value $52,467.20 S87,078.94 protection appfies to rnonry market sweep fund holdings but rot bait deposits SeeImportant information
about your statement on the last two pages cf this document for detals.
Withdrawals and fees,
including investments transferred June 2015 (S) Year to date (5)
cut 0.00 -35,025.00 Opening balances $52,487.20 S87A78.94
Dividend aid interest income 0.87 14.13
Additions
Closing account value $52A68.07 S52,488.07 Dividend aid interest income 0.87 14.13
Total additions $0.87 $14.13
Dividend and interest income earned Subtractions
For purposes of Ins statement laratilty of interest and chlttend Income ha been determined tan a US Checks and bill payments 0.00 -35,025.00
tat reporting perspective. Baud upon the residence of the account hoklet account (we, or product type,
some interest aredor cividend payments may not be subject to United Slates (US) ands Puerto Paco (PR) Total subtractions $0.00 435,025.00
income tam. The talent monthly statenwnt is not intended to be used awl cannot be Mod upon for to
purposes. Clients should refer to the apt:lea:0 tat reporting forms They recehe from U85 annualy. such as Net cash flow $0.87 -S35,010.87
the Forms 1099 and the Penns 480, for tat reporting information is the practice of U85 to file the
wicade id, tenoning forms MO the US Interrel Revers,* Senice and PR TreaSury oecervrent and in Closing balances $52,468.07 S54468.07
such forms accurately classify ciodendsarda Interest as to exerrot or tootle Marne- PleaSe coroJll yOu
Incliedual tax papaw.
June 2015111 Year to date (1) UBS Bank USA Business Account APY
Taxable interest 0.87 10.89
Interest period May 7 - Jun 4
Total current year $0.87 $10.89 Opening UBS Bank USA Business balance May 7 $52,467.20
Prior year adjustment 0.00 3.24
Closing UBS Bank USA Business balance kri 4 $52,468.07
Total dividend & interest $0.87 $14.13 Number of days in interest period 29
Average daily ba lance $52,467.20
Interest earned $0.87
Annual percentage yield earned 002%
SONY GM 00025766
ANF7COOS00657093SNP7003304339 00033 0615 030579743 111011 Pegs 3 of 6
CONFIDENTIAL EFTA_00136386
EFTA01277619
SUBS Business Services Account
lure 2015
Account name:
Friendly account name:
Account number:
Your financial Advisor.
SCOTT STACK MANLYLE CASRIEL
212-821.7000/800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a fol description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your rotaurn objective:
Current income & capital appreciation
Your risk profile:
Pnmary - Moderate
Investment eligibility consideration - None selected
Your account instructions
e vour account cost basis default closing method is FIFO, Fro In, First Out
m4970005006570936 NP70C0304339 00003 0615 030579743 I I Itil‘lY_GM_000257119ge 4 of 6
CONFIDENTIAL EFTA_00136387
EFTA01277620
Business Services Account Account name: [WI/1AX, U.0 Your Pi nandal Advisor:
*UBS fur , itc
Friendly account nate*: EW1AAX LLC
Account number.
SCOTT STACK MAAILYLE CASRIEL
Your assets
Some pnCes, intone and current Mute SliCayn May teappiOxInale. ASS MIA OM MidIOSSeS Ma/ not
be accuralely reflected. See shaponant inlosmabon abour your statement a the end of the &Cunene for
mote Infornaaon.
Cash
Cash and money balances
Cash and mosey bances may include avalade cash balances, UBS Sant USA cbposit account baances,
UBS AG Stardom, Branch Cepoat account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FCC wlthn dDpllcdoe limits, but are not
protected by S1PC UBS AG Stanford Branchdeposit mount balances are not nutted ty FDIC and we not
protected by SatC Money market sweep balances are protected by WC but are not nulled by the FCC.
See the important information about your statement at the end of this docunent for de ails about those
blames.
Opertng balance Cloang ence per shale Average Caddencl Interest Guys in
Hddng on Jun l(1) on Jun 30 (1) on Ain 30 (1) rate period period Cepmount Cl/
t€S BANK USA BUS ACCT 52.467.20 52.465.07 250.00000
Your total assets
PerCenta?? c COSI Min:1(Pd UnreariZed
vent on Jun 30 (S) your aCCOunt oass annual income (5) gam or lOsS (S)
Cash Cash and money imilmom 52,468.07 100.00% 52,468.07
Total $52,468.07 100.00% 552,468.07
Account activity this month
For more infonnaion abort the Ott( yaw shown for restricted woollies, see Important m(orm,tion about
your statement at the end of this dacunent
Your rjualWp Cash Cant and
Die Adiaty Description expense code Fate raw lirceiValue (5) arrounl (1) money balance (1)
May 29 Cash and money balance 852,467.20
Jun 5 Interest I.A3S BANK USA BUSINESS ACCOUNT AS OF 090415 87 52,468 07
Jun 30 Closing cash and money balance $52468.07
SDNY GM 00025768
ANP7C009306570937 NP 000304339 03033 MIS 030579743 111011 Page 5 of 6
CONFIDENTIAL EFTA_00136388
EFTA01277621
*UBS
Account name: ELLIVAe, LLC
Business Services Account Friendly account name:ELLMAX LLC
Your A Bendel Advisor.
SCOTT STACK MAHLYLE CASRIEL
lune 2015 Account number:
Account activity this month (con tnueoli
Ode inanity 0escnpbcn Arrount U)
Money balance activities May 29 Balance forward $52A6-720
Jun 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 06/04115 0.87
len 30 Closing UBS Bank USA Business Account $52.468.07
The UBS Baiu USA dlvness Account is your pnmary sweep option
amPaC005006570938NP70C0304339 00003 0615 030579743 I I gONY_GM_000257tIBEle 6 of 6
End of statement for account number
CONFIDENTIAL EFTA_00136389
EFTA01277622
Important information about your statement
UBS Fhanciat Seven Inc (to rim or UnFinaiSISerices). The kin or Cad hoar wit ITV:agate you COnplant ant haat on thebooks and recant of the nice* Gee or eneekor.— you may *dm househoilny by ding your
is a member of al perasal security. acernodity and imams will corteCt ay taw prottptly treat( agent). Frouzial Advt.,
achieve UBSFirescill twces and IA* BanleBe am
Siva subtilizedof UBS AG and Organ of LOS Securkei Plearnie al areas payse to the revisor the lanyscial • (erten ehmareni contexts or nuitammt Mort (0 9. Brandi/ mount MM.
U.0 the F naStnaaill Parer( it rattle upon reora nsihnon nrkaed oct to Pore 01 tho statement it akt 'maid parowthws and prvaeplawents) hat are not Te*Frientry accent name mikes lawmen to you
the intes exeunt ekesreat to cogs excels fie. arroure may be abaci to egistened vide the Stones Act of 1933. and entered on the Hrws chine Pieces webs.. It e a
mantenano tees durges Ice Isepyre,* fa staircms customizable •ndtrume chosen by you a azP you wth
t€S Fmatdal Savo; tic purthaws and chart for email nuts n cat =mots • Como:dines aninat to 9 . format tothanyt and your reardreryang n ha no bpi effect on sour axoum
1200 nabs Ocular! Accounts ma actra,faered le 0llw. nStiksten$ ma/be preaus metal contact nclacleg foxes commas an, You on dove you* Frcandry atailt names. throup Onlne
Market NI 07086 tape to a batter fee omfnedAY *Pen contacts Bence or byentacun; &taxer Adelson
starnem earpiece the nay °flee reand of >curiae UN Sweep °pains The SLY protection aid the Papplerreotal protectors do not Mown eveview
Founder Series account Me *COMB exCept OH all tar US$offers open* for sweeping car batrcei bee-Kesto apps/ to these assets een retieyOtteevere zipper. einfxr • vabe of Wat 2ttountepXlito, NB 01 asset and
documents. corer-mg conleng data slued not be reared bank diverts at USS Bat USA and ISS AG Samford arch natments The WC proteacn and he Appammt lie
upon If you bewo two 6 an act Ori6601. pato (Bark Sweep hograml money market mural hodsNona prole:Ion do not pad rinse changes is the menet • Asia Inctocki adaliole can al Mes pleas lot
neon 11 strnrtliasey n winced heBrach Matrar of the erne) arid the harnacnal Depose Accout COArfor vat* of ythr twermints hector as a result of Mani nailed smithyMt ) rid Glob line Deposits unrodized
Punted
onto seeing you. actum customers nth a intonational Amerce lenagenent riartyrent. rzeif batnatcY of 011$ 41.00 maks to market and certam assets not held biota
Acwuni lucv9h iht Bat Sweep n0llatif. can breves Does not nchdeunpnod vetottelassets eat ol the
Athaagh al twin tar are 'menthol a be areas. are swept to LOS Bat USA IS Presiablthed hpe ad More WWm.anns wait le upon request You may obtan pre andmoat %moron, pooch a Priest hetamems
SIaithint daa TOW rot be used for tat puposes Reg the-tie LES AG Starriced Bract a a Money Furd Depose ewe Wormy:sin abort SIC. edudn9 the SPC Brocture uneeived flak and i•oeCiklb sad options
sok./ on ye rend to lam 0e.. Four 1099. WO. 10125. at Lee Bat USA are FOC wooed n accordance with for.: bycoaxing Sit at 202-37I 43300 et by meng tie SP( • Oatkees holds doe barer. mamas) magn
OR) wenn pepsin sour to "cum 'he/ er isreared by rules For note isfonnaien p bee nut ram tho mbne tni.W SPC Mrs. credit Int shot *comm./axes
Ian to report tone RS al trot, le dietends. repent:Ile now Deposits a LOS AG 9rfori Branch and *oar:rarer • COSNITOMy blincen Taal of wirvesied salable cab
WM* dvdends a1 Liebe non caned on se:unties FundS arena nsureff by the FDC. Divideni Re ronunent Preys' OW) blames, An U3-5 Bat USA deposit data or. 1.55 AG
held n your account net proceeds on sale tranuctors, and the Foy aneCed can agar pnce you mar °Man the
cost bat/soncrabs covered Sedirinel Through It. On seeable to cat Minors are swept to Started Branch depose balances and money matte moue
actual lane ton sour Favor' Adios Only resole that fold sweep baffles. the dose of tie gainnint pets
apOStt aCCOuntS a teS AG Newyork Branch and UBS/4 re Factored take CA P. partial shares wit to soli and the wrniommolty h epode banshee am rend
CameemicetIone with the Firm Caplan Braah ththedepOSIS CM na mixed by the FDIC cash wit beat:66rd et you acaurt 1Dpdveend seregaed from °doe balmos ache Pommy use any en
• Nene reccohrm airy oral Oanalnater6 nwrkngto Banos bee a me let AG Carlin Brad. am tenwourity reepeolnerk pra suppled by the issuer may OW from tee these bads to rte ordinal/ carte of ostortnes These funds
further moue your fire nciaem your rotes under the opined TO the S0nalor OA. of the Caymat Maids and 'islet eat x vide the partial :hers it sold are payable tam yrs demand he total 6 Marled in no
*aria Wear Protection Act (SPA) here is ra guinea ohr oblcatim of US$ AG as way arrest prod 'Josh; value
the bean rib k on the u15 Carnse Brazh's boots Castoirliou
• fl ene feuesoal instrMi0n on the top Sell of the from of the, Only Male cents my be held in me arant I you re Leming information
drawl is not IBS Ch.1002154•VCK IBS Panda Deposes al URS Bak Via ad eachOBS AG Bath read potted to apatialont at areal of ark/Wind pale tnt or fa detathd (lamaion on Ile rm.> *No) piaci...tan:I
Sength Cries you' acccum aclearing take by piteened by 9PC Monty Fund ties ere pfoceaKI by WC othrvise. toe Finn wt ether off partialness make peke clidocurn Mato sotrC him har israsp Matron or
arrangement with the (gated nit on We Wonted See %BS Feu cul Seven Account Frotediont below. a accept an null dereireel by a regard citing ACC0Lril Agennml aid the General Tans ad Conditom
pu ce nn remolds(' %hen you ironed this account in agency. ad cede you account UBS Stamm% of (tele Fraa OS ratable n AgretartS
this cart tour tads ant some Ws re looted aMISS Oren you agora, balances ii to Bak Sweep Programs or
OA mar be vilterfin. and slur of a Weer Foe me be s aggegrjaasaizi
and Decbsufes ot yadshir
Fitinoal Brno, and not the rtrodurrig baker. Aid you laywoman abitalves
mot mace a report of Sly mot onsmosbn W bath in Nudes, and the proceeds returned to par me The mestmenlobechas and Mt profile are specie to ext.
Winton lanll Your at
account aid mar vary totem stoat free the Inn You' statereni amzes Manes and other asseshold n
All amount stateroom shall be deemed complete and prompt If n writing of any ureter range in your Mama the =owl at the cod of the statement peed you may dk
acarate d nx Objeled TO n wan? wean 60 days Furter nfonthign rout aerie sweep opals. haring stuatim or nommen elective. For each >court held.
orient moose races and netts, o with/eat for derimy of Julypad atone at any tote You may
you choose one of she fo loweig Thiestocal 0:aches retie sachet used a bit collated aber papn an
• Please direct cusiorna complants egret to the tins vow tbiorlsweepyifes torn your Force Moan' or by • Reduce Convoy :Nome Momper stain; the
caring 806762-1000 balance ore on hem Any 'aunties tranderd to the im
Client daWpmppatmm X 201.332.16WOr tolitet great en of humbler only thing the sUtteners prod an laird a nein vah•af 01
a $00-34-9,03. 8 00AM 106 CO PM ET tartar • Achese Caparapplanron heePartnis rein; growth the end of the statement peel
though hides. a in wang to UBSIonsroal Sena. an. list lanancial Services aeon* protection
The Finn is a merrber of the Starnes Thence ;Madan Of anCpal rah. than the gerelatOn of name • Cost basic n dettenhng the at basis of the net*
Clef/ Relations Cepatrna PO Box 766 Unon City NI • ArcerceCorebatasn of Income soclChnsiAOPecoefo induded n the staternenv wen.? Misted web the
07a37 Coteau(' (SRO. Wish protects stones axons of es
(newton ter 10 1500000 (abaft/ 1250.0W for dams tor bantam° sea hp both no perwalon of Mono ed number '1: OBS Ranter Sevres ha Feted on
mall the SPC asset enxecor time‘ ypglo aff Kamm 70Met a prnetta information °Maned from sources other than Ule
• el case of errors a WHOM LCUI an ekcoonc toes entice Senran. nCudng nformation Iran ateer. fin
transit.. (711 bid paimmt ce U3S Oct Mir cad tap:40er n a pante, cahoots
The Firm together wth onan ideate ha also puthamf Doolittle* sanafiles or hat you nay hate proodad to rut inamoi Mew
traPactiom, call 806762.1000 a ma to LOS FnanCal • Continue., Sees to mantra hear priMpal weh rem The Finn dots not newendenor way Of gurantelhe
Berms hc. IOCO Harbor 8W .6Th I be. Weehreat N) seapianc(tat trona The marine. =oat payable to
07086. Ann iMMSSA Sauces all NOW dent. colt/chat/undo. this protecion risk and votility to the accent heat pit d ha means artracy er validity of any ihrirtnacin provided by sources
melon as of Decanter W. 2013 the arrant does not ?Aerate Ordain interim:it °torten US'S F natal Bente
mums aid mince keep pee yrth a MAIO
Cal ate* as soon as pa cart dyou Ma yart • Ationtnia 1.1111102 to accept some rni t0 Palcgul ad it addeen *hough OBS Fiundargarikegitotaly
stawnem or incept 6 svOrg Ot d ?Cu need man Sara to he pokycondition, and Imetoni oh at the
Fm 6Umrpatctd fon up I I 9 milkn n tie tolerate sornmea get seek higher mein updates tuts dormaxn as c 6 reeled The Fen doe roc
tif reunion rout atraafer on the starred co react veil& any assohnos the toe nf ameba rade 'Cost
The Fm a Card Mug (aS Bp IOW) must hewIran 50u afleare to all tow aXoknis hell n a paha, chatty • Aininne Wring to amer hgh nsk tO propel .r4 hgh
A full (boy ol the poky onnIng 6 ragab upon man 004104P *atlas rams met tote hair and 'Unrealized ganibisi" is asamo• a of the dee
nO Ire that 60 OA alter the Cm, Sent you the fist of this fl ier M AS aide please do not rely on this
suternen on each the race or probe., agate intone an to !make curdle' a sae chino la to
- here tor nine and accent norther IN rip The SIC reran:el aid et stspplenental acacia' both do Statement teusehekling"
not SPIT to We rnay ConSoldate al recited rout State71611S with the purposes a oterare accent Unstated to the fern
- Devi& the MO. Or the winter pu are ware alai. mayreflect galloss nlormaim oily kr the pond of
mid titan as deity a you On ray yai Wive 4 is al • C ran Irani teas controlled !IMPS aluted n rem sat firsts n the saner...lope ACootnn may be reined
account value) but held Nayfrom L$5 Sewers for this same Doane they haw owners pho ila mantain time they am held a the Fen Morehaoral nt°natal
error or ray pu need more Mame an Cr be added by sir Farr' Adnite
- Froade the doller arum of the steered wrc• (eg. anal (kat aUBS Bark (acre diet% AG pm amount re atonshps rah Oita clash 31 the San*
Stamford branch. (d) Twat evotes. naming iradba address Ths prate 6 Mean as 'householdng • I pu
ar runln ant Millen of mutual Iris iirkcev suct, pet to mole Menke named, nukd n tent • Unmated sandbags ram Oita i anaab
maws ere tog heel reedy n he nine Of the WW1 ecin.74,.1 naval zed land chaire toe
SDNYGM00025770
CONFIDENTIAL EFTA 00136390
EFTA01277623
Important information about your statement (CM bnUed)
brividiallearity kits The Vara:Mon data ice ndimbal - MAO partyestimated vibesmay be reflected as 'Not number of accent at Pe troemdeabr hotting/mbar Amur ae mislead fence mats of OBS Friaxial Services
lot mayor may non relkut conmissans Chagas atria weed' n smut Imam whin an irlepenSent has of Oa lead laniV M
seam reorgoncation eat Ditifend and other valuation Irm has not +opted cf d beak b afar 3 - m anon to commenS Moved et ormaion wets
rem want kits and systematic mama lots are each value when we boon anae that a rniera wort that the tabor darbuton of arnuty am= ad Mr Yea Sgnature it a agitated Soria mit ol visa
combred to Mira one award lot the • Trade axe' oaredthat rrey on a covisusly reported valet too mole mC trot unit to as dents, we a we our Imernmaial LEG Wa Sanaa cede cads aid IRS Wa
colon ;resents the digital tram:tun traedate QUe510n. a +Awn a vais would be highly IpeCutatra aft Ma acme meet* Mang COmpenSabin Iron den cads ae issued byU(358ml UM web ktillS9On from
duo to to ratae of the starry mriyol me aurae °roan*: uichnorlirg Me V ea u S A harps/am
• Callable Porkies Bonds arid profaned rock Mal the - Men neither an issues genoral prow a sponsor aourty amerce Mena nol rho +orange carman
apacfcalb for ea* redo peon nil beselected rroptiati eltimatEd Yak* nOt ate Mt:11y ea /Med Wue is or sponsors a Oa trUSIS WP Clattute UBS financial San/0es Inc Rev 201407
by lot tom amen as samosa that nee then in our prcouled the vas ol Me away wd bednerent tan - Ott afifats also mantrading commisacts and otter
nano a m panne nam for our dents Cat feat es pause put compinution Iran menial holds aid mace
Marna en is Maned from thrd pam aid ill moray - '0ntibutions to dater may earla Oarealies verde products we diabute
rs rot guaalYed Othe Call leares miry ear varh wane a both - We resets al anus fee tem LEISBare USA ale US$
could Shed well complete manna ki n sere be molded • 003EGI urt see' 'Messrs the natal olletg pee AG Staniar Bra ol up lo 12$ pee Masunt
open re9aod walk ma may not WM you ma bath moping to to baits tad., the OBS Bra Sweep
Program
• Crenate, of deposit (CDs) WI are FIX mood opt • Illyarleted Sectarian ReAnCtediebinte$ generaty ant
12'A.000 st pima an Saud nttrea per dcpsutor not antottytogble for pink sale SASS Inancial Sanal Aatelea
and per cltmoo-y rotiodico is actg.-M.0a with iDa: uses the mate price ol the untmatof node of the tam Haman rogardng caimans a aim Marrs
nibs air a an mutedvas tithe resented stock kit ironed n mammon wen the eceodion of wades nikOng
dogmas of answerer,'ono, To Pe aunt that option Mama has been ncleled de conlematons
• prialbealua Plat 0603)0 fa Wales ad other rear coed sane seal/de Ice sale. Me valet aimed moos* lunched io you. rd Nl at medal to you
Products my be hror a bww true to ace that you nay be suidurstiay Ins man the imputed .are show reormie On MOP
YAU kl aaually reCtve in me make; Picas are Maned
Iran vanxn Mid party Warn Much we belie to be • Et lutiresated) ncatE aarwityields and raps. An Sion selling
reline, but we do not gamma tee ax racy taltate Ol tea nine is based on Cann, data it you re engaged m short Who a warily. you may mar a
- We moray me ter dosngpda when aralabb cr the ma Ma ram awning the acuities will be held for chart Os to anon bavommg cost Ice that paloila
mein or Pend aid ask aces Ice land SedlitieS rid one yea from Manual date or cnta mesa ny This very
optima:a crib bd pumice OTC stomas mime d arty a guoiline. aCCuracy and aimed
- let acnell waded wafters maybe aced tang a ncome ae not thwarted Open cordon
straw en mai a them, ream Cris we Maned - EdM ated anus wono and area Nero In avian 4 9240'9 Oben amilscancelled • Orders Mat me not
and myna MAC an actual main pipe or vals Venal securers mid POWe a return of ancana or eroded by the t Me Men buy a"4 sell BOP
- C Oman ptillialS may Meet naiad a prize and won mei gam n Mush C31e the at Marne LMOCUITIM ceders a reduced by the amount of dr/den.* a rghts
show x 'axe was not mailable' if we are amble to yeld)woula besmeared an cm-Mancha mongers date unit% mewled otherwise
obtan a price for a security - formed amide male aid current Mil aid ter by you You ae renordble to orders lha re executed doe
- Deposes or Searles denominated n do noes other actua Mom a yield night be ear cr hgher tem to your naive to anal eating open am
than DS dollars are al knee a the mdurgorae as of the mimed moons
the raiment date - An el Mato ol 4r/wilted income (dvidmd ander Tate witheldip on Anrbutions ban UK Pinata,'
- For calm saran map et tiOn-atharintg meter) Mated bythe Gwent maim valanamem Stakes IRAs
denomnatens. pre aid quality (lace hae balance ts bated on the lag Maul or merest Freda tar taw mores LESS Filarial Servos to wihhold
beat minedto Imitate proper 'aux./an payrem made by Ea aver aid asswies tie sauna to sae PA dialer cen but you may
To obtan mum gums" wan aware. max yos sena iirdeporas wit bo holding ones,. Pm the fact rant Phan incise sax ,d ower or inroad, you may
Mimi Waco( statement dale or unto meaty AparacT aid hereto 0) hat la withheld a arae or trellised awn at
manned wad ae not wanted you choose Mos Peaon vA Wan n effect unta resoled
• Meata Mamma and awaited produce. Mate by you You nay reale your election a Sys Me by makng
imsteme man Enduing dived paMpaion • Awn not held by USS Financial Senate Conan anew amain t you do not has man ncoarotax
pagan aid reap, elute n*steneert tut seams) aid ass.; re not hell byte MI a-4 not *Om the Finns MPS Item your darbutiOnt. yOu maybe r(150Mble fa
slaved presludS ere gad., hghlr ilsOM Certain pOSkiSSal or anvol Thee afetS re mplawd m yam to payrnern of tottered law You Myna/ pen am d the
struck/al prookids tat not born attiortd rMm the seaman for irdownahonal pupa ari Posterns and ancants withal and estimated lr payrnints at not
Stones and emshma Conmesesn a under any stare yak*, masa re proverd by the ism!, fan UPS egos tO Sit la obliptioi
securers Ms We male estmaed yams, kr Mate nancid Maim is not reponsbb for this admen
mermen smarm ad st-oared prodalS br and does not ytirlittp It adiay mese dials tenet Privacy
alarm' tnalpupoato only Acan eye rot 9uNahleal protected by SAC ate ants supannerna SeC To Mean a Copy of Oa asant Oat hiexy Intim pate
- iheekvatra Maydifter Stbnantalty fain VICK if al/ coverage attract you'!natal:Awe moist ouf Mane al
al end, a ;mate mearnere StCUrty a StruCtured mow vas namcmantactec
Carona my be boor a tad aid do not necessary • Ilevanua dang and addkiona awypensatioa
reptant the vas you may ream upon Madams - es additai to mminissom on idles aid 111,-1 has LOBS Bin aal Servos 6 not a bark The WA. Foams
- PM pry enmaes of value at as of a anan no mad es connectors with thedata:Non of rrolual Semes Account BSA ale iRNG se bea +rage 33Xuritt
aid ae implied 10185 Imola Savors on a rage Ir funds to our dents we ablor our *Me reme wndi parade access to bat ng saes aid prcduaS
baps by an neeptehtfent solution Inn re au* tang papitnu f tom deubutors ardor trough anaigonwitt wed atflutal bats to:loth./ theta
Sewn Para asic/Icor unman yam d as of the mutual funds that we soli Belo party balks and prudes matt to herr," and musty
my. are applied to te Fern by the mow general avant re baud an two diaper, components modals stied byunaffiliated thatparty etvranCe
paint( co manor and may be Cabala Wad Cri It* amount of saksbyulaS of a paitcuLv mutual lund compass through enact agency rabslar eS of utS
datum Wormadon from that used by tend pines to lama to me dons a Id Me me vane of a Fora Saviors he
dons thee estimated want; prod, mai auk fan it sharet MI a the Inn
- You cal obtain adldriaial internam regaling the - Macy ant**, recce., retsang rid InreStrnalt. Man, and amulty product,
methodology used to Menem the mina, of vibe ormtuspromung lees n mamaton for trailer NM IDC haired • wo bank gonnum May lose vas
and the dace of the hfonnaon that is the base for the agent stwias that we ma to to maw funds
mann by ccedaang your Federici Adrian These lets generale re pad torn inemor met iss the FM& Recast. Mmaymont Map Bosons Wviat
moat la and to a thud dollt null bawl on the ACCulit BS.A. IPMA and /stemmata Resource augment
SDNY_GM_00025771
CONFIDENTIAL EFTA_00136391
EFTA01277624
OBS Financial Services Inc
UBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 July 2015
0,70058456190715 VI 0
ELLmAx, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKNIAN/LYLE CASRIEL
Phone
Questions about your statement?
Call to ..Jr Eirhancia AdvJsor of the Value of your account
Resourceline at 800-762-'COO. on June 30 (1) on July 31 (9)
account
Your assets 52,468.07 52,469.06
ehltour website: Your liabilities 0.00 0.00
www.ubsoornIfinancialservues
value of your account $52A68.07 $52,469.06
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
1 Thousands at year end 2014 187,479.94
Net deposits and
87.5 withdrawals -535025.00
Your nvestmentreturrt
52.5 57.5 Diedend and
interest income $1512
Change in
market value 9000
Value of your excoun
ors Jul 31, 2015 552,469.06
Dec 2014 Jun 2015 id 2015
SDNY GM 00025772
Member SIPC ANP20003005845619 Ne7000195909 C0003 0715 030579743 000000 Pop 1 of 6
CONFIDENTIAL EFTA_00136392
EFTA01277625
SUBS Business Services Account
July 2015
Account name: EIAMAx, LLC
Friendly account name:EU.MAX LEC
Account number:
Your R nancial Advisor.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 (1) your account
• Cash and money balances may include
A Cash and money balances 52,469.06 10000% Your current asset allocation available cash balances. VBS Bank LISA deposit
Cash alternatives 0.00 0.00% account balances, VBS AG Stamford Branch
B deposit account balances and money market
C Equities 0.C° 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.CO 000%
G Other 0.00 000%
Total assets $52,469.06 100.00%
A
Value of your account S52.469.06
Eye on the markets
Percentage change
Index July 2015 Year to date
S&P 500 2.10% 3.35%
Russell 3000 1.67% 3.65%
MSC I - Europe, Australia & Far East 2.08% 8.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 0.59%
Interest rates on July 31, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
ANP 70003005845620 NP7000195909 00003 0715030575743 CONO/WGM000257WS 2 of 6
CONFIDENTIAL EFTA_00136393
EFTA01277626
Business Services Account Account name: EWVLAX, LLC Your If sandal Advisor:
Friendly account norne:ELLMAX LLC SCOTT STACKMANLYLE CASRIEL
• Account number.
Change in the value of your account Cash activity summary
July 2015(3) Year to date (I) see Account activity tins month for details. Pdances in your Sweep Options are Indudedin the openrg and
closing Mantes value. FDIC insurance applies only to deposits a U85 Bank USA, not to deponts a UBS AG,
Stamford I:ranch or bank deposits placed through the UBS Internahond Depose Acccum program SIPC
Opening account value $52468.07 $87,478.94 Protection applies to rnonty marled sweep find holdings but not bank deposits SeeImportant information
about your steenzent on the last two pages d this document for detals.
Withdrawals and fees,
inckiding investments transferred July 2015 (S) Year to date (S)
out 0.00 -35,025.00 Opening balances $52,468.07 $87A78.94
Dividend and interest income 0.99 15.12
Additions
Closing account value $52A69.06 $52,469.06 Dividend aid interest income 0.99 15.12
Total additions $0.99 $15.12
Dividend and interest income earned Subtractions
For purposes of this statement. tenatalty of Inkiest and &Mend Income has been determined from a u5 Checks and bill payments 0.00 -35,025.00
tat mooring perspectin. Peeled upon the residence of the accounl notingt account type, or product type,
some interest ardor dvicknd payments may not be subject to United States (US) ardor Puerto Rico (PR) Total subtractions $0.00 -$35,025.00
income tans. The dent mond* statement is not intended to be used and camot be Ivied upon for tar
purposes. Clients should refer to the aordicatie tax reporting forms they receive from U85 anionic. such as Net cash flow $0.99 -435,009.88
the forms 1099 and the foams 480, for lac reporting information_ it is the practice of UBS to file the
applicatie tar reporting tomb with the US Intend Rewind Seek! at PR Treasury Department and in dosing balances $52,469.06 $52.469.06
such forms accurately dasnfy dndend ardor Interest as tax exernot or terabit incerne. Please consult your
InSudual tat prepares.
July 201 5(11 Year to dale (S) UBS Bank USA Business Account APY
Taxable interest 0.99 11.88 Interest period Jun S - Jul 7
Total current year $0.99 $11.98 Opening UBS Bank USA Business balance Jun 5 152,468.07
Prior year adjustment 0.00 3.24
Closing UBS Bank USA Business balance Jul 7 $52,469.06
Total dividend & interest $0.99 $15.12 Number of days in interest period 33
Average daily ba lance $52,468.07
Interest earned $0.99
Annual percentage yield earned 0 02%
SDNY GM 00025774
nnre7C003005845521 NV7003195509 00003 0715 030579743 000000 Pogo 3 of 6
CONFIDENTIAL EFTA_00136394
EFTA01277627
SUBS Business Services Account
July 2015
Account name: ELLMAA, LLC
Friendly account name: ELLMAX LLC
Account number:
Your Kneed.' Advisor
SCOTT STACK MANLYLE CASRIEL
212.821.7000f 800-308.3140
Your investment objectives:
You have identified the Following investment objective for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Pnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your retain objective:
Current income 8icapital appreciation
Your risk profile:
Primary - Moderate
Investment efig tint). consderation - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
AH1,70003001843622 NP70C0I95909 00033 0715 030579743 C0WIYGM000257PliSfie 4 of 6
CONFIDENTIAL EFTA_00B6395
EFTA01277628
Business Services Account Account name: Your Financial Advisor:
*UBS JUly 2015
Friendly account name: :
Account number:
SCOTT STACK MAN LYLE CASRIEL
Your assets
Some prices, Income and current vaues Shona may teapprOxienale. AS a kite. gains aidlosses ma/ not
be ecofialely reflected. Set knpOrtant intontabon about your statement a the end of this cecumem for
more infornason.
Cash
Cash and money balances
Cash and more), balances ma/ ind ode nitre cash balances, UBS Bank USA deposit account baances,
UBS AG Staniord Branch deposit account balances and money market mut ua fund sweep batances.
U9S Bank USA deposit account balances are Insured by the FOC Witt n applicable limits, but are not
protected by PFC. WS AG Stanford Branch deposit account balances an not insured by FDIC and ae not
protected by SJPC Money market sweep batances are protected by SPC but are not insured by the FDIC.
See the important information about your statement at the end of this dociawnt for details about those
balances.
Openng WINK* Closing balance Prim per share Average DnIdencl 'merest Dap in
Hddng co is 1(5) on AA 31 (3) on Jul 31 (1) rate period period Cap STOUIll (S)
UBS BANK USA BUS ACCT 52.468 07 52,469.06 250,000.00
Your total assets
Pecentax of Cost Estimated UnrealiZed
Velue oil Jul 31 ($) your XCCont oasis (11 annual intone 01 gin or IOSS (S)
Cash Cash and money balances 52.469.06 100.00% 52,469.06
Total $52,469.06 100.00% $52,469.06
Account activity this month
For more i nfonyution abort the pried value shown for restricted securities, see Important information about
your statement at the end of this doctrnent
Your Gummy Cash Can and
Die Actibity Description e4pense code Face value Pricei1talue (5) aunt (1) money balance (5)
Jan 30 Cash and money balance $52,468.07
Jul8 Interest 1.135 BANK USA BU9NESS ACCOUNT AS OF 07107r 15 99 52.469.06
Mal 31 Closing cash and money balance $52,469.06
SONY GM 00025776
ArIP7C003005845623NP7003195909 00033 0715 030579743 000000 Page 5 of 6
CONFIDENTIAL EFTA_00136396
EFTA01277629
*UBS
Account name: EU.MAX, LLC
Business Services Account Your IIsandal Advisor:
Friendly account name: MAX SCOTT STACK/allLYLE CASRIEL
July 2015 Account number.
Account activity this month , cen towed)
Date Activity Descry:eon Amount (S)
Money balance activities Jun 30 Balance forward $52,068.07
Jul 8 Deposit U85 BANK USA BUSINESS ACCOUNT AS Of 07107/15 0.99
Jul 31 Closing UBS Beak USA Business Account 652,069.06
Tne UBS Bant USA mines: Amon' Is your pnmary sweep cpbon
ANP70003005845624 NPMC0195909 00003 07IS 030579743 comicom_000257gerge 6 of 6
End of statement for account number
CONFIDENTIAL EFTA_00136397
EFTA01277630
Important information about your statement
UBS Fhanciat Seven Inc (to rim or UnFinaiSISerices). The kin or Cad hoar wit ITV:agate y0trfOnplant ant haat on thebooks and recant of the nice* Gee or eneekor.— you may *dm househoilny by ding your
is a member of al perasal security. acernodity and imams will corteCt ay taw prottptly treat( agent). Frouzial Advt.,
achieve UBSFirescill twces and IA* BanleBe am
Siva subtilizedof UBS AG and Organ of LOS Securkei Plearnie al areas payse to the revisor the lanyscial • (erten ehmareni contexts or nuitammt Mort (0 9. Brandi/ mount MM.
U.0 the F naStnaaill Parer( it rattle upon reora nsihnon nrkaed oct to Pore 01 tho statement it akt 'maid parowthws and prvaeplawents) hat are not Te*Frientry accent name mikes lawmen to you
the intes exeunt ekesreat to reguer excels fie. arroure may be abaci to egiswed vide the Spumes Act of 1933. and entered on the Hrws chine Pieces webs.. It e a
mantenano tees durges Ice Isepyre,* fa staircms customizable •ndtrume chosen by you a azP you wth
t€S Fmatdal Savo; tic purthaws and chart for email nuts n cat =mots • Como:dines aninat to 9 . format tothanyt and your reardreryang n ha no bpi effect co sour axoum
1200 Haber Ocular! Accounts ma actra,faered le 0llw. nStiksten$ ma/be preaus metal contact nclacleg foxes commas an, You on dove you* Frcandry atailt names. through Onlne
Market NI 07086 tape to a batter fee omfrodAY *Pen contacts Bence or byentacun; yw &taxer Adelson
starnem earpiece the nay °flee reand of >curiae UN Sweep °pains The SLY protection aid the apples total protectors do not Mown eveview
Founder Series account Me *COMB exCept dl all tar US$offers open* for sweeping car batrcei bee-Kesto apps/ to these assets een retieyOtteevere zipper. einfxr • vabe of Wat 2ttountepXlito, NB 01 asset and
documents. corer-mg conleng data slued not be reared bank diverts at USS Bat USA and ISS AG Samford arch natments The WC proteacn and he Appammt lie
upon If you bewo two 6 an act Ori6601. pato (Bark hograml money market mural hodsNona prole:Ion do not pad rinse changes is the menet • Asia Inctocki adaliole can alMes pleas lot
neon 11 strnrtliasey n winced heBrach Matrar of the erne)Sad the harnacnal Depose Accout COArfor vat* of ythr twermints hector as a result of Mani nailed smithyMt ) rid Glob line Deposits unrodized
Punted
onto seeing you. actum customers nth a intonational Amerce lenagenent riartyrent. rzeif batnatcY of 011$ 41.00 maks to market and certam assets not held biota
Acwuni lucv9h iht Bat Sweep n0llatif. can breves Does not nchdeunpnod vetottelassets eat ol the
Athaagh al twin tar are 'menthol a be areas. are swept to LOS Bat USA IS Presiablthed hpe ad More WWm.anns wait le upon request You may obtan pre andmoat %moron, pooch a Priest hetamems.
Slaithint daa TOW rot be used for tat puposes Reg the-tie LES AG Starriced Bract a a Money Furd Depose ewe Wormy:sin abort SIC. escudo; the SPC Brocture unened flak and i•oeCiklb sad options
sok./ on ye rend to lam 0e.. Four 1099. WO. I 041S. at Lee Bat USA are FOC wooed n accordance with for.: bycoaxing Sit at 202-37I 43300 et by meng tie SP( • Oatkees holds doe barer. mamas) magn
OR) din pepsin sour to "cum 'he/ er isreared by rules For note isfonnaien p bee nut ram Nu mbne tni.W SPC Mrs. credit Int shot *comm./axes
Ian to report tone RS al trot, le dietends. repent:Ile now Deposits a LOS AG 9rfori Branch and *oar:rarer • COSNITOMy blincen Taal of wirvesied salable cab
taabie dvdends a1 Liebe non caned on se:unties FundS arena nsureff by the FDC. Divideni Re ronunent Preys,' OW) blames, An U3-5 Bat USA deposit data or. 15$ AG
held n your account net proceeds on sale tranuctors, and the Foy aneCed can agar pnce you mar °Man the
cost bat/soncrabs covered Sedirinel Through the On seeable to cat Minors are swept to Started Branch depose balances and money matte mutual
actual lane ton sour Favor' Adios Only resole that fold sweep baffles. the dose of tie gainnint pets
apOStt aCCOuntS a 15$ AG Newyork Branch and UBS/4 re Factored take CA P. partial shares wit to soli and the wrniommolty h epode banshee am rend
CameemicetIone with the Firm Caplan Braah ththedepOSIS CM na mixed by the FDIC cash wit beat:66rd et you acaurt 1Dpdvend seregaed from °doe balmos arid tee Pommy use any en
• Nene reccohrm airy oral Oannalnater6 nwrkngto Banos bee a me let AG Carlin Brad. am tenwourity reepeolnerk pra suppled by the issuer may OW from tee these bads n the ordinal/ carte of ostortnes These funds
further moue your fire nciaem your rotes under the opined TO the S0nalor Ol of the Caymat Maids and 'islet eat x vide the partial :hers it sold are payable tam yrs demand he total 6 Marled in no
*aria Wear Protection Act (SPA) here is ra guinea ohr oblcatim of US$ AG as way arrest prod 'Josh; value
the bean rib k on the u15 Carnse Brazh's boots Castoirliou
• fl ene feuesoal instrMi0n on the top Sell of the from of the, Only Male cents my be held in me arant I you re Leming information
drawl is not IBS Ch.1002154•VCK IBS Panda Deposes al URS Bak Via ad eachOBS AG Bath read potted to apatialont at areal of ark/Wind pale tnt or fa detathd (lamaion on Ile rm.> *No) piaci...tan:I
Sength Cries you' acccum aclearing take by piteened by 9PC Monty Fund ties ere pfoceaKI by WC othrvise. **Finn wt ether off partialness make peke clidocurn Mato sotrC him har israsp Matron or
arrangement with the (gated nit on We Wonted See %BS Feu cul Seven Account Frotediont below. a accept an null dereireel by a regard citing ACC0Lril Agennml aid the General Tans ad Conditom
pu ce nn remolds(' %hen you ironed this account in agency. ad cede you account UBS Stamm% of (tele Fradwe5 ratable n Agreterra
this cart tour tads ant some Ws re looted aMISS Oren you agora, balances it to Bak Sweep Programs or
OA mar be vilterfin. and slur of a Weer Foe me be and scrams ot yadshir s aggegrjaasaizi
Fitinoal Brno, and not the rtrodurrig baker. Aid you laywoman abitalves
mot mace a report of Sly mot onsmosbn W bath in Nudes, and the proceeds returned to par me The mestmenlobechas and Mt profile are specie to ext.
Winton lanll Your at
account aid mar vary totem stoat free the Inn You' state reni amzes Manes and other asseshold n
All amount stateroom shall be deemed complete and prompt If n writing of any ureter range in your Mama the =owl at the cod of the statement peed you may dk
acarate d nx Objeled TO n wan? wean 60 days Furter nfonthign rout aerie sweep opals. haring stuatim or nommen elective. For each >court held.
orient moose races and netts, o with/eat for derimy of Julypad atone at any tote You may
you choose one of she fo loweig Thiestocal 0:aches retie sachet used a bit collated aber papn an
• Please direct cusiorna complants egret to the tins vow obitorrismeenifes torn your Force Moan' or by • Reduce Convoy :Nome Momper stain; the
caring 806762-1000 balance ore on hem Any 'aunties tranderd to the im
Client daWpmppanment X 201-33216990r tolitet great en of humbler only thing the sUtteners prod an laird a nein vah• af 01
a $00-34-9,03. 8 00AM 106 CO PM ET tartar • Achese Caparapplanron heePartnis rein; growth the end of the statement peel
though hides. a in wang to UBSIonsroal Sena. an. list lanancial Services aeon* protection
The Finn is a merrber of the Starnes Orme ;Madan Of anCpal rah. than the gerelatOn of name • Cost basic n dettenhng the at basis of the net*
Clef/ Relations Cepatrna PO Box 766 Unon City NI • ArcerceCorebatasn of Income Joel Chnsi AOPecoefo induded n the staternenv wen.? Misted web the
07a37 Coteau(' (SRO. Wish protects stones axons of es
(newton ter 10 1500000 (abaft/ 1250.0W for dams tor bantam° sea hp both no perwalon of Mono ed number '1: OBS Fractal Serveeshr Feted on
mall the SPC asset enxecor time‘ JPI>hlo aff Kamm 70Met a prnetta information °Maned from sources other than Ule
• el case of errors a WHOM LCUI an ekcoonc toes entice Senran. nCudng nformation Iran ateer. fin
transit.. (711 bid paimmt ce U3S Oct Mir cad tap:40er n a pante, cahoots
The Firm together wth onan ideate ha also puthamf Doolittle* sanafiles or hat you nay hate proodad to rut hnacol Mew
traPactiom, call 806762.1000 a ma to LOS FnanCal • Continue., Sees to mantra hear priMpal weh tor The Finn dots not newendenor way Of gurantelhe
tumors hc. IOCO Harbor 8W .6Th I be. Weehreat N) seapiancntat trona The marine. =oat payable to
07086. Ann iMMSSA Sauces all NOW dents. colt/chat/undo. this protecion risk and votility to the accent heat plan d ha means artracy er validity of any ihrirtnacin provided by sources
melon as of Decanter W. 2013 the arrant does not ?Aerate Ordain interim:it °torten US'S F natal Bente
mums aid mince keep pee yrth a MAIO
Cal ate* as soon as pa cart dyou Ma yart • Ationtnia 1.1111102 to accept some rni t0 Palcgul ad m addeen *hough OBS Fiundargarikegitotaly
stawnem or incept 6 svOrg Ot d ?Cu need man Sara to he pokycondition, and Imetoni oh at the
Pen further protected fon up s$ I 9 milkn n tie tolerate sornmea get seek higher rettrin updates tuts dormaxn as c 6 reeled The Fen doe roc
tif reunion rout atraafer on the starred co react veil& any assohnos the rte nf ameba rade 'Cost
The Fen a Card Mug (aS Bp IOW) must hewIran 50u afleare to all tow aXoknis hell n a paha, chatty • Aininne Wring to amer hgh nsk tO propel ad hgh
A full (boy ol the poky onnIng 6 ragab upon man 004104P *atlas rams met tote hair and 'Unrealized ganibisi" is asamo• a of the dee
nO Ire that 60 OA alter the Cm, Sent you the fist of this fl ier M AS aide please do not rely on this
suternen on each the race or probe., agate intone an to !make curdle' a sae chino la to
- here tor nine and accent norther IN rip The SIC reran:el aid et stspplenental acacia' both do Statement teusehekling"
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SDNYGM00025778
CONFIDENTIAL EFTA 00136398
EFTA01277631
Important information about your statement (continued)
infoidalscanty non The tan:nondata fee hirearal - lhid paw estimated vibes may be reflected as 'Not amber of ascents at to trotendear hanksmutual Aroma at regitrad fence mats of UBS Frtarcial Services
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at otich notate resentrnere season structured aimv uMrememantorry
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and ask sysplerd to ItS imalpal Somas maniple finds toots thetaswe aknx our aria, recen vsmmM proide access to bat ng senceS and pada,'
base by an ramsonckni *nation Inn revenue Marna pionientS Wan ddebutOrS ardor though anawensints with atfilatel butt aof °thee Met
R7olc, 97recalParma Cc Spanor estimated yawl if 'orison of tea mutual funds that we tell These partybalks. and panne: ask to norms rid rntaty
any. are Stepted to tin-Formby the issuer, central avant areband as two damned antionnts rd prottiCtS tatted by unit doted thrd tarty Moans
partner or swim and may beCala-kW based on the amours 01 saksby uBS ot a partcuLt mutual knd commie through Morale! aynCy lasbnar es of utS
different nervation from that used by thfd panes to lawny to osr amts. end Id the me vat of a Frinial Services he
dome thee estimated yam pamular mama lad family% stormMAI a the Inn
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trendology used to determine the minute of von onvamprocesong lets n onfsniaton for trailer Nit IDC haired • No bait munnicee May low vain
and the dace of the nifonnacon Ohm Is the base for the agent sakes tut we monde to rhomasa funds
mann by aedaang your Anrcial Anna Time fets ganef" re pad lbw imesor awn n the reset Resonate Ortiwooni &fault %We% Servos
mutual paid ad ore atod doll? ankri basis on the Axcunt BSA. dna and ntemabatai Resource lAragaren
SDNY_GM_00025779
CONFIDENTIAL EFTA_00136399
EFTA01277632
UBS
UBS financial Services Inc.
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 August 2015
ANP7005769263081 5 Y1 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. B01
Account name ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACK MAN/LYLE CASRIEL
Phone
Questions about your statement?
Call four hriarcia Ades°, cr the Value of your account
Resourceline at 80Th762-1000. on July 31 (S) on August 31 (5)
account
Your assets 52,469.06 52,469.96
Welt our website: Your liabilities 0.00 0.00
www.ubs.comifinancialservices
Value of your account $52,469.06 552A69.96
Sources of your account growth
Tracking the value of your account duriag 2015
Value of your account
1 Thousands at year end 2014 187.478.94
Net deposits and
87.5 nnhdratrals 435,025.00
Vat nvestment return.
52.5 525 Dividend and
interest income 11602
Change in
markot value 1000
Value of your &coin
Dec 2014 Al 2015 Aug 2015 on Aug 31.2015 152.469.96
SDNY GM 00025780
Member SIPC ANP700C0005769263 NP700019381 3 00000 0815 030579743 000000 Page 1 of 6
CONFIDENTIAL EFTA_00I 36400
EFTA01277633
Account name: ELLIVAA,LLC
UBS Business Services Account
August 2015
Friendly account name: MAY
Account number:
Your K asocial Advisor.
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
value on Percentage of
August 31 a) your account
• Cash and money balances may include
A Cash and rrxmey balances 52,469.96 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. WS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $52,469.96 100.00%
A
Value of your account f52.469.96
Eye on the markets
Percentage change
Index August 201 5 Year to date
S&R 500 4.03% -2.88%
Russell 3000 -6.04% -2.61%
MSC - Europe, Australia & Far East -7.35% 0.14%
Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45%
Interest rates on August 31, 2015
3-month Treasury bills: 0.04%
One-month LIBOR: 0.20%
ANP7000300576926.4 NP700319081 3 00003 0815 030579743 0:410I4v_oftoomM9,2040
CONFIDENTIAL EFTA_00136401
EFTA01277634
Business Services Account Account name: ELLMAX, 11C Your II sandal Advisor:
SCOTT STACKMANLYL£ CASPAL
*UBS 2C I r_
Friendly account name: LLLMAX LLC
Account number.
Change in the value of your account Cash activity summary
August 2015 (Si Year to date (I) see Account &Way tae month for details. Balances In your Sweep Options are InductedIn the cpentso and
closing balances value. FDIC insurance epodes only to deposits a UBS Bank USA, not to deposits at WS AO,
Passion] Erarxh or bank deposits placed through the UBS International Deposit Account program SIPC
Opening account value $52,469.06 487.478.94 Protection applies to money market sweep fund h.:Min:abut not bank deposits. Seeimportant iotormaton
about your statement on the last two pages cf this document for details.
Withdrawals and fees,
including investrnents transferred August 2015 (4) Year to date (s)
cut 0.00 -35,025.00 Opening balances $52,469.06 $87A78.94
Dividend aid interest income 0.90 16.02
Additions
Closing account value 152,469.96 $52A69.96 Dividend aid interest income 0.9O 16.02
Total additions $0.90 $16.02
Dividend and interest income earned Subtractions
For purposes of iNs statement, lasabiRy of Inkiest and drildend Income has been detennined lion a us Checks and bill payments 0.00 -35,025.00
tat reporting perspective. Based upon the residence of the account holdei. &count type, of product type,
some interest andror clvidend payments may not be subject to United States (US) ardor Puerto Plico (PR) Total subtractions $0.00 -$35,025.00
income tares. The talent monthly statement is rot intended to be used and cannot be maid upon for tac
purposes. Clients should refer to the apphatie tat reporting forms they receive from UBS snowily. such as Net cash flow $0.90 -435,008.98
the fours 1099 and the Font 480, to tat reporting information. It is the practice of UBS to file the
a(plicatie las reporting loans with the uS internO stolen,* Service and PR Treasury oecervrent and in Closing balances $52,469.96 $52,469.96
such torrns accurately comity chldendsandfcr Interest as tat eserrpt or tea income. Please consult your
Inclodual tax prepares.
August 2015(4) Year to date U) UBS Bank USA Business Account APY
Taxable interest 0.90 12.78 Interest period Jul 8 - Aug 6
Total current year $0.90 $12.78 Opening UBS Bank USA Business balance Jul 8 $52,469.06
Prior year adjustment 0.00 3.24 Closing UBS Bank USA Business balance Aug 6 $52,469.96
Total dividend & interest $0.90 $16.02 Number of days in interest period 30
Average daily ba lance $52,469.06
Interest earned $0.90
Annual percentage yield earned 002%
SONY GM 00025782
AYirC00300576926SNP7003193B1 3 030:0 °els 030579743 000000 Pegs 3 of 6
CONFIDENTIAL EFTA_00136402
EFTA01277635
Account name:
*UBS Business Services Account
August 2015
Friendly account name:
Account number:
Your lq nendd Advisor.
SCOTT STACK MANLYLE CASRIEL
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibUty consideratton - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First in, First Out
ANP7C003005769266 NP70C00388I 3 00003 0815 030579743 0NSItlkiY_GM_0002571,94 4 of 6
CONFIDENTIAL EFTA_00I36403
EFTA01277636
Business Services Account Account name: ELIMAX, LLC Your Finandal Advisor:
UBS August 2C 1
Friendly account name: EWOAX LLC
Account number.
SCOTT STACK AilAIILYLE CASRIEL
Your assets
Some paces, InCcent and Current Mutt ShOern may bt apprOarrale. As a *Sot gam ale:flosses may not
be accurately reflected. See impOrUnr inlosornan atm? your satemert a the end of the oxumem for
more information.
Cash
Cash and money balances
Casa and money balances may Ind cede. avaltie cash balances, UBS Sant USA &rout account balances,
UBS AG Staniord branch deposit account balances and money market mutual fund sweep tatances.
U8Seanu USA deposit account balances are Insured by the CDC ?Jinn applicable limits, but are not
protected by WC WS AG Stanford &arch deposit accord balances an not sauced by FDIC and se not
protected by Sift Money maiket sweep balances are protected by SPC but are not Insured by the FDIC.
Cigna Important information about your statement at the end of this docurnint for details *out those
bdancn.
Onenng Were< Closing Wax< Price per shoe Average Caldena Interest Dan in
I4ddng on Aug 1 (S) on Aug 31 (S) on Aug 31 CD IMO peeled period Cap mount (i)
UBS BANK USA BUS ACCT 52.46906 52,469.96 250,000.00
Your total assets
Percentage b( Cost Estrasted UnteaSzed
value on Aug at (1) your account tend (S) annual enCeme (S) gem or lent (5)
Cash Cash and money banes 52,469.96 100.00% 52,469.96
Total $52,469.96 100.00% $52,469.96
Account activity this month
For mote information about the priori value shown for restricted securities, we Important informal:Pt about
your statement X the endof this docsrnent
Your (malty Cash Can and
Die Astiuty Description exicense Code Face <clue Pricers/Sue (5) amount CS) money balance IS)
1e131 Cash and money balance 02.469.06
Aug 7 Interest WS BANK USA BU9NESS ACCOUNT AS OF O@0&15 .90 52,46916
Aug 31 Closing cash and money balance $52,469.96
SDNY GM 00025784
AmP7C003005769267 NV700319381 3 00003 0815 030579743 000000 Page 5 of 6
CONFIDENTIAL EFTA_00136404
EFTA01277637
*UBS
Account name: ELLIVA", LLC
Business Services Account Your Asandal Advisor:
Friendly account name: FUMAX LLC SCOTT STACK MANLYLE CASRIEL
August 2015 Account number
Account activity this month rconnved)
Oats Attnety Uescrqabon Mount (5)
Money balance activities M131 Balance forward $52A69.06
Aug 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS MOE/ I S 0.90
Aug 31 Closing UBS Bank USA Business Account S52,469.96
The UBS Baal LISA arsIness Account Is your pnmary weep option
ANP70003005769268 NP70COI8813 00003 OBIS 030579743 CeiMALY_GM_0002510S9v 6 of 6
End of statement for account number
CONFIDENTIAL EFTA_00136405
EFTA01277638
Important information about your statement
UBS nand., Swan Inc (ta rim or UnFirwrocial Saint The km or Cad Orr wit nontgateyoor Want ad hoda on the books and mart of the 4131C1hh 41114 or eneekom — sou may nthe housnollsa by ding your
IS a ranter of al pinta security. annady aid nuns wanted any nor prworly under aged), Framal nun
edurges Units/ it *Pao am UMBanlink be
Tana siubtaliald of UBS AG and Wiliam of un await Plead make al dans paytto to the Furor the fin.yirial • (erten eamordni contra-es or mermen% nteN16 (99. Friona/ mount nem,
U.0 lheF nets Menai swung it mane upon awed Anon Mated at the tae 0l this skinniest h adder 'maid parowshess and prvae pia:merits) that ere not narkienTh account nave reflects Warren that you
The Fm's meant of at a to agar aiXOnt fees. Matta may be final to registered inn( the nuns Ace of 1933. and wend on the hens online maces webs.. It 6a
mailman lee: train Ice Ise pyre,* for seams customizable •ndyrunw• dams by you a aza Sou wth
U3S nand Mtn Ix puthan andchant ta van moult n on mcosnts • Conn:ant anon to 9 .f0r09199thar90 and your reacfreerog n by no legal ONO on taw amain
1200 Haber Elculend Accounts ma Ye traniern?d 10 other nsttutons :nay be print:usmetal contacts/. nettles, tunes commas ad l'Cu on mange your Frusta/ axamt nand °Youth OnIne
Wenn at N107086 nod to a owner lee. Gonworal option Contacts Maces Ce tryonacun; txr Mama Ansa.
This suntan reprewes me only °tidal rend of )our UPS UN Sweep Optdm The AFC protection rid the papplarmad prottcton do not Mown% eveview
Manor Senores account Other words. except Moat tar U85 Offen Oplail for antra ach batman banes:0 nay to these assets enn fe they Otanne appear • vabe of war /ttountepwato/ Not of assets and
documents. co ritaimg conettn3 data toad not be Med bank deposits al Man un mann in Sonora tam. stmenonn The SEC protean ad the %bonne finites
upon if you nen Moro 6 an error a 0916001. Ono (Bark Suns norm* money Market maul finds none, prate:ton do not prated nand dan-yes is the mint • ASzets InC1.49.1 sealinle oath Parcel Man lor
noon n errnediasely n wring° theBrasch Massmir of the bras) arid the Mannar Dense Accord (0Alfor van of yoer Weszfrantsandher as a result of mates resented awaytea ) rid Gkbae Tree Deposits unmated
oftce swim no mount customers with as intemaional noun Minegernent monerant. nun banotam oilman* mats to market awl cenam asTecs not held byteam
Away. thitv9h Iht Bat Sweep Cr011arn. CAA banoes Does not ncladeunpnad nufltnassets anend oil the
Athaagh al f919s tom are Mann, b be X0.010. re wept sa UM Bat USA IS orientated hue and More iWhmaons rabbleLem nines, rat may obtan an and wow strewn pooch a Mate instmene
STaieNint no Todd rot be used for to puposes Rob then to UPS AG Stamford Bran, a a Mtn hard Deposes Awe Woman stout S.C. hdudn9 the SPC Stadia. unwed sloth color and metisible stn. Atom
solely on 'erne tar lain . Form 1099. 5498. 10425. at WS Bat USA are FOC noted a accordance with FOK by coaxing SPC at P3277143300 or by entng tie SIC • Ciantes Inns dote brand. ontridat mar
or) Mn minim )our to nom taint is r tined by rulet For ow Woman pea. nee wen Nu goo mtwle al *AVM SPCorp bas. credit Int short account banns
In to reran to the PS al tan) le <Wends. nepontle non Capon a UPS AG Bamford kanch rid *LarP5C010-ify • Cosh/maw batm Toes of ininfonod awaited
nen dvdins 7.1 inn men owed en secures Fins rem Miredby the FDC. Divide', Re Presuneftt Program O(IP)
held n your account net proceeds on salt tranuctons, broncos. pkir UPS Bat USA deposit Bala or. UPS AG
The an Wend 4 erf arra]. once YOU may °bon the Stanford Branch depose balances and money mate mutual
cost Anson avian cowed Sehlrittel Through the On nibble to cad bins are swept to &twit:re hart your Faunal Ade opt Only whole thres ham sweep names a the dose of the statement prod
demur accounts a UBS AG lean& Bran and I16S14 are Wend infer . partialshies wit to sob aryl Me lan.ommoy Ey tee nen batons n yaw now ant not
Gammunicedom with Be Few Caplan Berndt. Thesedeposesrent fused by thefaC cased be descosin n sots amours Menden! seyegapf from NWbairn?, ad tee Fannyuse any a
• PIN* reconfirm airy oral OtitertalCatelli Mit119 to Baines h$3 a me MS AG Gamin Bran ace twporrily Newmann pro waited by the issuer may dole bon the
oposed TO The soineadn rid of theGnaw Bads, and these fords n the Wavy course of es bans, These funds
further num yaw rititt ncabra you* roles under the mater ;Mr a whoh the pan Men art sold de/3*th* tpon demand This total6 Martha in no
*wren Wen Proton= Act (WA) there is ro natant a ono ob Metal of LISS A4 a nay
thebrans she on the LOS Camas's bath's boas weir pond dosia value
Gan inn
• el the humid instrniOn on the topkh of the from of thrs Only Mo le unit may be held in sou al oud I au are Lending information
staternmi is not 185 RU00215400:45. IBS nand Deposits at URS Bat USA rd each UPS AG Bath ate nm ontare to atonalon as a 'mil! of a ovidend parnent or Foe deta.*;1 clam aion onthe rm. > leibbrg p•aCI as and
antisanis yar acccur as fang broke by awned by SIC MA,/ fund MAYS Me proceaecl by WC Wean, the Fret w1 ether al partial...Tess make once diclocuros, recto paClen4441beitp nremion or
am ram non the maned ninon We Intoned See 'UPS nand Swats Account Fit/tenon' below. or any an ri:111110140111C44 by a nEtStErfd &try Amt Agotherml wen General Tars ad Cretans
you of Montanan. Mn you wend **non In agency. and cede youe account
Upon your rfp./92, bairns n the Bat Sweep Program or UPS krona of Can kali:Malan* n Agnomen
this nth on heds ant Sena as re looted a LISS erd Ccaosures a 322a5shiragaegadaSa=
Fisinoal Swan aid not tee rtrockna broker we you OA mar be wilnarn an Owes of a Indy Fund maybe II1VerThtat objeahret
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twilit accani Your asset
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SDNY_GM_00025786
CONFIDENTIAL EFTA_00 1 36406
EFTA01277639
Important information about your statement (continued)
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methodology used to determine the esters, of Ware owntusprocesung lets in mrisidwaton for transfer Nat lot hind • No bank guarantee May lose vibe
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SDNY_GM_00025787
CONFIDENTIAL EFTA_00 1 36407
EFTA01277640
1.435 Financial Services Inc.
UBS
299 Park Avenue
25th Floor
Business Services Account
New York IV 10171.0002 September 2015
ANP7CO55311970915X1 Y1 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKLIAMILYLE CASRIEL
Phone
Questions about your statement?
Call your Einan:la', Advisor of the Value of your account
Resourcetine at 800-762-1C00, On August 31 (1) on September 30(4)
account
Your assets 52,469.96 52,470.92
%Stour webslte: Your liabilities 0.00 0.00
ymieubscomIlinancialsewices
Value of your account $52,469.96 $52A70.92
Souroes of your account growth
Tracking the value of your account duriag 2015
Value of your account
1 Thousands at year end 2014 187.478.94
Net deposits and
87.5 wididrandIS 435025.00
Ytur theStrilent return
52 5 52.5 Dividend and
inwest income 11698
Change in
market value $O 00
Value of your account
Dec 2014 Aug 2015 on Sep 30. 2015 $52.470.92
Sep 2015
SDNY GM 00025788
Member SIPC ANP103050C6531197NP70C030350100003 0915 030579743 100003 Pap 1 of 6
CONFIDENTIAL EFTA_00136408
EFTA01277641
Account name: Yourignandal Advisor.
4CaUBS Business Services Account
September 2015
Friendly account name:
Account number:
SCOTT STACK MANLYLE CASRIEL
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 a) your account
• Cash and money balances may include
A Cash and money balances 52,470.92 100 00% Your current asset allocation available cash balances. VIll5 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets 552,470.92 100.00%
A
Value of your account $52,470.92
Eye on the markets
Percentage change
Index September 2015 Year to date
S&P 500 -2.47% -5.29%
Russell 3000 -2.91% -545%
MSC I - Europe, Australia & Far East -5.04% -491%
Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13%
Interest rates on September 30, 2015
3-month Treasury bills: 0.00%
One-month LIBOR: 0.19%
ANP7000500653119$NP700030350100003 0915030579743 ICIONLY_GM_000257Wie 2 of 6
CONFIDENTIAL EFTA_00136409
EFTA01277642
SUBS Business Services Account Account name: ELLMAX, LLC Your 91nandal Advisor:
Friendly account name: EWVAX LLC SCOTT STACK MANLYLE CASRIEL
September 2015 Account number.
Change in the value of your account Cash activity summary
September 2015(5) Year to date (Si See Account activity the month falderals_ Blanes in your Sweep Options are indudedin the cpenrg and
closing balances riot FDIC insurance spades only to deposits a uns Bank USA, not to deposits a ms AG,
Stamford french of bank deposits placed through the UBS International Depose Account program SIPC
Opening account value $52,469.96 $87.478.94 Protection applies to rnonry menet sweep fund holdings but not bunt deposits. SeeImportant information
about your rfatemer4 on the tat two pages cf this document for detals.
Withdrawals and fees,
including investments transferred September 2015 (5) Year to date (S)
out 0.00 -35,025.00
Opening balances $52,469.96 $87,478.94
Dividend and interest income 0.96 16.98
Additions
Closing account value $52A70.92 $52A70.92 Dividend and interest income 0.96 16.98
Total additions $0.96 $16.98
Dividend and interest income earned Subtractions
fa purposes of Iris stttement, tarabtty of interest and &Mend Income has been determined Han a US Checks and bill payments 0.00 -35,025.00
tar apathy; perspective. Based upon the residence of the account hotter. &count type, or product type,
scene interest andror dvidend payments my not be subject to United Stets (US) art Puerto Rico (PR) Total subtractions $0.00 -$35,025.00
income tams. The tint monthly statenwM is not intended to to used and cannot be rood upon for is
purposes. Clients should refer to the applicatle tax reporting fount they receive from IRS annualy.stch as Net cash flow $0.96 -$35,008.02
the Forms 1099 and the forms 480, for tar reporting information. n is the practice of UBS to file the
vplicade ten reporting loans Mtn the US Intend Revenue Service and PR Treasury Department. aid in dosing balances $52,470.92 $52,470.92
such forms accurately clasgfy dvidendiardfOr interest as tat tarot or taxable Inrunr- Please (Omni YOul
inchedual tax preparer.
September 2015 (S) Year to date (S) UBS Bank USA Business Account APY
Taxable interest 0.96 13.74
Interest period Aug 7 - Sep 7
Total current year $0.96 $13.74 Opening UBS Bank USA Business balance Aug 7 852,469.96
Prior year adjustment 0.00 3.24
Closing UBS Bank USA Business balance Sep 7 852,470.92
Total dividend & interest $0.96 $16.98 Number of days in interest period 32
Average daily balance $52,469.96
Interest earned 80.96
Annual percentage yield earned 0.02%
SDNY GM 00025790
AriP7COOSOC6S31199NP7003303S01 00033 0915 030579743 100000 Pop 3 of 6
CONFIDENTIAL EFTA_00136410
EFTA01277643
SUBS Business Services Account
September 201 5
Account name: ELLNIA,, LLC
Friendly account name:FlLMAX 11C
Account number:
Your A nenciel Advisor•
SCOTT STACKMO:LYLE CASRIEL
212-821•7030/800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. YOu can find a INIII description of the alternative
investment objectives in important information about your statement at the end of this
document
Your ',tent objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consdaation - None selected
Your account instructions
• You account is currently coded for margin.
• You account cost basis default closing method is RFC), First In, First Out
ANP70005006531200NP70C0303W1 00003 0915 030579743 leiffiLYGM000257§lige 4 of 6
CONFIDENTIAL EFTA_00B64I I
EFTA01277644
Business Services Account Account name: ELLMAX, LLC Your Si nandal Advisor:
*UBS September 2015
Friendly account name: LLLMAX LLC
Account number.
SCOTT STACKMANYLYLE CASRIEL
Your assets
Same pnces, income and current vaues shown may tecpprOxiMelle. AS a resit. grains and lOsses may not
be accurately reflected. Set smporunt infanta:ton about your statement a the end of the cbcumeM for
mate Informal on.
Cash
Cash and money balances
Cast, and money balances may include 8yard:recash balances, UBS ear* USA derout account balances,
UB5 AG Stanford Branch gbpout account balances and money market mut ua fund sweep balances.
UB5 Bank USA deposit account ballnCeS are insured by the FDC vat hn agar /be limits, but are not
poteded by DPC UBS AG Stanford Branch deposit accoum balances an not Whited by FDIC and se not
protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the end of this dominant for detain about those
Sanas.
Coning Wage Clewing beanie Nice per share Ae:age Dnidend 'Merest Days in
Hddng on Sep I (S) on Sep 30 (S) on Sep 30(1) rate period period Cep &yowl (1)
UBS BANK USA BUS ACCT 52.469 96 52,470.92 250.000.00
Your total assets
Fercenta2f Of CCM ESI4cated UnreMied
Value on Sep 30 (5) your account oasis CP emus interne (5) gam or loss (5)
Cask Cull and money balances 52.470.92 100.00% 52,470.92
Total $52,470.92 100.00% $52,470.92
Account activity this month
For mote infonnaion about the plittivalue shown for restricted securities, see Important informab, about
your statement a the end of thr, doe anent
Your Quantityi Cash Can and
Date Atllwty Description et;Dense code Face rake PtIcerValue (5) amount (I) money Glance IS)
Aug 31 Cash and money balance 652,469.96
Sep 3 Interest WS BANK USA BUSINESS ACCOUNT AS OF 0904115 96 52,470.92
Sep 30 Closing cash and money balance 652,470.92
SDNY GM 00025792
ANP703050C6531701 NP7003303S01 00033 0915 030579743 mom° Page S of 6
CONFIDENTIAL EFTA_00136412
EFTA01277645
*UBS
Account name: LLC
Business Services Account Your lqnandal Advisor:
Friendly account name: ELLMAX LLC SCOTT STACK MANLYIE CASRIEL
September 201 5 Account number:
Account activity this month (Contrived
Oate *amity Descriptcn Amount (S)
Money balance activities Aug 31 Balance forward $52,46956
Sep 8 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 09/04/15 0.96
Sep 30 Closing UBS Bank USA easiness Account 652,470.92
Tne UBS Boni USA DjLness Account is your pima" sweepoption
ANP7C005006531202NPVC0303931 00003 0915 030579743 l oifiltre_GM_000257039. 6 of 6
End of statement for account number
CONFIDENTIAL EFTA_001364 I 3
EFTA01277646
Important information about your statement
MS Fiancee, Segos Inc (the rim a UnFirwrocialSerimes). The km or Cad Spar ma nethrgate you- courtier ad holier on thebacks and records of the apical> 490( or erreicom — sou may acne hanehoklew by ding year
Is a mentor of al uncial security. memory aid epicen roll orect aoy furor prottptly inn( agent). FramalAdveer
emharges Mies/16M arum's and MBank USA ay
irked 9r:414inof U8S AG and /Misr of tAS Seoskr Pleasmake al twin patio to the Fervor the final/ • (*man nersormni contexts or norm% nteN16 619. Friendly dant Mine
liC the F ears rani gnat it ?eatable won *brig mann atIcaed m he front of the statement ti mat as *hied **rowel.* and prvaeplaweres) that are na TI.Frienly arcum name reflects natural** you
The Trm's theatre Ora at a to regiAr axOust fees. account may be trhsicl to manned nag the $(6161bef Act of 1933. and entered on the Hrns onne services ?Abs.. It 6a
mantra to fees charges Ice Ise payrent for sources customizable *mummer arm by you b au you nth
U3S Finds) Swear tic [unchain and chimes fee van nuts I cal, axochts • Conran carnal to 9. greys manna, and your reordrereg n er no bur effect, your nom
1200 Haber Backend Act:orris ma are Unsigned to ollw nen:tonsmar be preaus metal antracish ticking tenses COmreaS aid Yfu on dirge Frensdry >Sail naves. group Mae
ihreentokes N107086 raga to a Danner See. cemannY Man contacts Sas a tyromacun; ntis &tarter Arab°r.
This statement repress the enly °tidal rent of me UM UN Snoop Optim The UK protection ad the 9.9966TairrAl protection do not Mown tworylaw
Emma Services account Other records. except Mall tar UBS offers °pans foe memo? can bances basmes to npy to these assets then if they otherwise appear • vat* of pot 2ttounfpwleco, WA a assets and
documents. co manng conettn3 data should not be ;Med bank &posts at ullS Bar USA mid UtS AG Surriord birth harriers The SEC protean, and the spurner liadlnp
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SDNY_GM_00025794
CONFIDENTIAL EFTA_00 1 36414
EFTA01277647
Important information about your statement (Cite Untied)
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SDNY_GM_00025795
CONFIDENTIAL EFTA 0[)13(+415
EFTA01277648