EFTA01277649

Des Felancial Services tsc SUBS Private wealth Management 299 Park Avenue 26th Floor Business Services Account New York NY 10171.0002 February 2019 ANP70C06969810219 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor. SCOTT STACK MANLYLE CASP Ft Phone. Questions about your statement? Call your Financial Advisor or the Value of your account Resourcetine at on January 31 ($) on February28(S) account Your assets 7,832.06 3,834.40 %Stour website: Your liabilities 0.00 0.00 itnivw.ubs.coratinancialservices Value of your account 57,832.06 53,834.40 Items for your attention • Help protect yc.mell Iron, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepost.com. Tracking the value of your account duriag 2019 Value of your account S Thousands at year end 2018 $11228.70 962 Net deposits and 87.5 withdrawals -se,000.00 Your nveStrnent return Dividend and interest income 1530 Change in 162 11.8 market value 1000 7.8 Value of your octant on Feb 28. 2019 $1934.40 Dec 2014 Dec 1015 Dec kis Dec 7 Dec 2018 tan 20i9 reo 2019 SDNY GM 00025796 Member SIPC ANP7001:007696,31 NP700006414500001 0219 000030000 0O0O00 Page t of 6 CONFIDENTIAL EFTA_00B64 I 6 EFTA01277649 SUBS Business Services Account February 2019 Account name: Friendly account name: . Account number: • MN r • , Yourigsandal Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28(S) your account • Cash and money balances may include A Cash and rrxmey balances 3,83440 100 00% Your current asset allocation available cash balances. 09$ Bank USA deposit B Cash alternatives 0.00 000% account, UBS MC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about ;our statement on the last two pages of this statement for detaks about those balances. Total assets 53,834.40 100.00% A Value of your account $3,834.40 Eye on the markets Percentage change Index February 2019 Year to date S&P 500 3.21% I 1 49% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% ANP70002000696982 MM000064145 00OOI 0219 000000000 COMY_GM_000257019e 2 of 6 CONFIDENTIAL EFTA_00136417 EFTA01277650 Business Services Account Account name: EILMAX, U.0 Your Fl mandril Advisor: Friendly account name:ELLMAX LLC SCOTT STACK MAN/LYLE CASNEL Account number. • MN Change in the value of your account Cash activity summary February 2019 (V Year to date (14 See Account activity the month for dna A seances In your sweep options are Indudedin the opening and closing balances value. FDIC insurance sprees to deposits at UBS Bank USA and al banks pankipating in t be UBS FDIC Insured Deposit Rogan. it does not gay to deposits a UBS AG, Stanford Brarch. SIPC Opening account value $7,832.06 $11,828.70 protection applies to money menet sweep fold headings but rot bank deposits. SeeImportant inaormaton about your statement on the last two pars cf this document for *tab. With&awals and fees, inckiding investments transferred February 2019 (S) Year to elate (S) cut -4,000 00 -8,000.00 Opening balances $7,832.06 $11,828.70 Dividend and interest income 2 34 5.70 Additions dosing account value $3,834.40 $3,834.40 Dividend aid interest income 2.34 5.70 Total additions $2.34 $5.70 Dividend and interest income earned Subtractions For purposes of Iris statement, tenatilty of inkiest and *Mend income has been Determined Iran a US Checks and bill payments -4,000.00 -8,000.00 tat regaling perspective. Based upon the residence of the account kidder, account type, or product type, sane intemt ardor dvi*nd payments my not be subject to United Stets (US) ands Puerto Pico (PR) Total subtractions -$4,000.00 -$8,000.00 income tiers. The dent Front* staterneM it not intended to be used and (amen be rated upon for to purposes. Clients should refer to the apclicatle tat reporting tarns they receive from UBS annuals,. such as Net cash flow -$3,997.66 -$7,994.30 the Forms 1099 and the Penns 4.90, for 13( reporting information. It is the practice of UBS to file the =scam lac reporting loans Mtn the US mierna /*sense Service and PR Treasury oecerarent. and in dosing balances $3,834.40 $3,834.40 such (OM accurst* classify [Indent:a firda Interest est& exempt or umiak InCane- neat 02r6Ull ytur inclodual ter preparer. February 2019 (4) 'rear to date (S) UBS Bank USA Business Account APY Taxable interest 2.34 2.99 Interest period Jan 8 - Feb 6 Total current year $2.34 $2.99 Opening UBS Bank USA Business balance Ian 8 $9,832.06 Prior year adjustment 0.00 2.71 Closing UBS Bank USA Business balance Feb 6 $5,834.40 Total dividend & interest $2.34 $5.70 Number of days in interest period 30 Average daily ba lance $7,898.73 Interest earned $2.34 Annual percentage yield earned 036% SONY GM 00025798 At1P7C002000696903 NP7003064145 00031 0219 000:00000 memo Pogo 3 of 6 CONFIDENTIAL EFTA_00136418 EFTA01277651 SUBS Business Services Account February 2019 Account name: ELLMAX, U.0 Friendly account name:€MAX Account number: ■ Your Knanda Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account, If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your ratan objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibiSty (onside/anon - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out ANP70302003695984 NPVC0064I 45 C0C0I 02 19 000000000 0340YGM0002576fifie 4 of 6 CONFIDENTIAL EFTA_00136419 EFTA01277652 Business Services Account Account name: ELLMAX, ILC Your %nand% Advisor: *UBS February Friendly account name: ELLMAX LLC Account number. E SCOTT STACKMAN.LYLE CASRIEL Your assets Some prices, income and current values shorn may be approximate. AS d reault, gëns aldlOsses may nzil be accurately reflected. Set mrponant infosertetion about your statement a the end of this ckcurnern for more infornmon. Cash Cash and money balances Cash and money batances may inducte avalale cash balances, UBS Bant USA deposit account balances, 1185 Bank USA and al UBS FDIC insured Progamgmk deposit account babies are insured by the FDIC within UBS FDIC Insured Rogan Bank Balances. U85 AG Stanford Branch ceposit account balances and money applicatte Inn, bul ale not protected by SIK. U85 AG Stanford Bran hdepaut account balances ate not insured market mutual fund sweep balances. by FDIC and are not protected by 51K. Money 'watt sweep balances are protected by SIPC but are not Insured by the FDIC See the important information stout >our statement at the end of this document for detaiis about those balances. openng bailee Closing balance Price per shaft Average Oakland Inkiest Dais on Hddng on Feb I Oa on Feb 28 (S) on Feb 28 (5) rate period period Cep amount (I) UBS BANK USA BUS ACCT 7,832.06 3.83440 250,000.00 Your total assets Percentage of Cost Estimated unretdized Value On Feb 28(5) yOur account bias! (S) annual Intone (S) pan or loss (S) Cash Cash and money balances 3,834A0 100.00% 3234.40 Total $3,834.40 100.00% $3,834.40 Account activity this month F01 MOM information &cut the pike' value shown for restricted secunties, see important information about your statement at the endoir this ciacunent Your Outanityl Cash Cash and 03te Aoluty Cescnphon exPenSe (ode face valet Pricenalue (5) amount (S) money baant (S) Jan 31 Cash and money balance 67232.06 Feb I Withdrawal ACH TO Brtan Yurasits AT CAPITAL ONE, NA -2,000.00 5.832.06 Feb 7 Interest UBS BANK USA Buswgss ACCOUNT AS OF 02/0619 2.34 5,834.40 Feb IS Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 3,834.40 Feb 28 dosing casb and money balance 53.83440 SDNY GM 00025800 AtiPaco020C0695965 NP7003064I 45 0000I 0219t100000000 000000 Page 5 of 6 CONFIDENTIAL EFTA_00136420 EFTA01277653 Account name: alias , LLC *UBS Business Services Account February 2019 Friendly account name:ELLMAX LLC Account number: • IMO Your I6nandel Advisor: SCOTT STACK MAI/ LYLE CASRIEL Account activity this month cantmyth Date Activity Descripticn Arrount (S) Money balance activities Jan 31 Balance Forward $7,83246 Feb 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/01/19 -2,000.00 Feb 7 Deposit ues BANK USA BUSINESS ACCOUNT AS OF 0210019 2.34 Feb 19 Withdrawal UBS BAN': USA BUSINESS ACCOUNT AS OF 02/1919 -2.000.00 Feb 28 Closing UPS Bank USA Business Account $323440 The UBS Bank USA Business Amunt is your plimary sweep coon, AmP7C00200064 5966 NPVC0064I 45 00C0I 0219 00C03C000 00071W_GM_000258tA9e 6 uf ti End of statement for account number. CONFIDENTIAL EFTA_00 I 36421 EFTA01277654 Important information about your statement 1_135 inertial %vices he (the fern or UBS Financiel her from you no later than 60 days after the in ups% A lul copyof the poky worcIng is suitable an or rams and my rot keep pace with Saran), is a minter ol all principal washy annadrty sere you the fnt etsnert on which the ear or loon request. nflatcn and owns exchanges. UBS Fnancial Stair', and UBS problem appeared. • Moderate Wiling to accept some risk to pincPal and Igra. LISA se alrect sibs:tries of LEIS AG and - Pron yea nrve and accost nutber X any> Wider the SIPC proteten se the endernentel tolerate some aratirly to seek hits returns affiliates of LBS Secutees LLC. the Fein's hincia1 - Dew% the error orde ~der you are tenure protection apply to: • Axeressrie: Wiling to accept high ridt to pnncoal and statement s availoble ups request The has needs about. and nplain as clearly as yOu can why you • Cann Inuncial assets controlled by (and ndluckd high volatility to seek KOreturns owe Arne office, re it ban * is an ova a why you need mart your account valuated held away tran MS Financial • MoeItment &peaty Cons ration. f selected, a infanteion. Services For example certain (i) warn , prodel, pestis of the poi tfolio lot that name mey nc We 113S instal Senses eic - Provide the do% amount of the suspected era. ncluding vat,* arnaties. and (ih stires of mutual complex strain:et levied liquidly and owner 1200 Harbor Boulevard finds registered n the hane of the scant holder on 'Meal illy Weehawken, NJ 070$6 The Firm a Card Issuer til Westgate you' complaint the books id the suer or transfer agent), and veal correct any error promptly For alleged errors • hentment contacts er nonment Weeds leg, Statement leasholdisge This Sunnis Wanner the on& official record of pas ~ 9%1UBS Wa•debil cad %ransacks if we take limited oannenkcis and private placements) hat ate We may consolidate al wised account statement with LOBS F "nod SerinCe account Other rscrdl. eked more than 10 busits dys to do this, we will credit not registered under the Securities Act ol 1933; the on address in the samt esekPe, e g because Cab<al rye docunents, contanng catang data should you wont for the amount youtha is in error, oaths • Corrrnodnes enacts (eig„ foreign exchange and they have owners who also marten part account no be relied ..,on R youbane there is in error or you wit hive the use d the money (bang ent tine [ekses roetal contracts), flawing loses convect retationshm wean other nres x the same addwiss. Oraninn den report re immediately re writer; to the takes us to complete w itentgat and commodity option contracts. and you prefer to mene erKIMdcal statements mailed n Bunch Manager or the office servng pas account. • Deposit Ulowts (except certificates of deposit) at LBS semen* mnlopot, you may decline houselsoklevy by Plate ette all ilrecks payable to the Fern or the Bat USA. UBS AG U S. arches and bat n the cairn; your financial Admix Mhos). at I gain ShOwel ere mender to be MaltHe, leatncul nienen riScated on the front of her FDIC Insured Deposit Program. »41~ dalehould nat be used for em panes Re& etzaiiment In addition to regular arcane Ins. accounts The SIPC protection and the kopkimental protection do Friendly meant name sole& on year.end tar lams, (i e , Form 1099. 5499 may be oaten to mantenne fat charges for late not apply to these anal even if they otherwise appear the Friendly account name is a custom:Yee 'nickname' 10425. etc )when0~9 Sur tat return The Fan 6 payment for securities purchases and charges for indeed on >Ca statements lbe St< portion and the chosen by you to assist you withyour recordleng lt retured by Ow torepos to fie RS Minable dmdends, rases n cash accents. Accounts that are transferred supplemental protection do not peat aganst changes has ro legal effect on you' account is not intendedto reportable nontaxable arroknds and taxable inten to other netmani may be subject to J trends fee. en the market vats of you* investments (when, as a reflect n strategy, prodactrecOrre~0a. caned at "satin held n you accost net proceed, twit of nuret movement issuer bankruptcy er Mestmerit objects er rot prolate associated writ your • sake ~eons. and cost basis on cedar cowered PBS Steep Options otherwise) eco.nla ard is not a piomew a guarantee that svallA »ante 1165 offers options 10r sweepng cash balances to bak a any linandalrosulli can or will be achieved. All depose kdaits at nongthloted balks and nixed Dividend Reinvestment Progran (DRIP) Westments invoke the rile of last includng the risk ot Corannications whit' the Finn banks and money notel metal lads (Money fadt). The price reflected is an average price You May obtan loss d the entre investment You can change your • Please reiconfiem any oral cormuncatens in wrong Depose tone at 1185 Bent USA and re:nand:red the actual price from ya-r Finn'al Advises. Only nok Friendly none names throughDeane Services or by to further protect your rig% induding your nits bads participating n the UBS FIXCinsured ~sit shares re purchased unde DRIP. pared shies will be coaxing, pour F instal Adage. under the Securities Investor Protecton Act (SPA) Program se FDIC soured n accordance VIII WC rules cold rd the cash wit be decoded in your Krum The • ti the Annid riteution on the top left of the front For mere Mifamnion, please visa YwWbV klieg's'. Depose dividend remand price Applied by IV 6SUK may Account overview of her slaters« is not 1E5 Enna Seriees, 1_131 &Cocoas al LOS AG Stedad &midi and shares ol offer from the market pr ice at Much Be partial shires • Value of your a«ountraorMolm. Net of assets zed %axial krises carries yew non as c ang herieykrids are not Wind by the MC. re sold liabdata Øw by »eerie, syds the :skated institute. • auers "'clucks avertable cash balances. fan for We Wand you d tins relabonshi, when you Bank deposits are not protected by WC Money Fund Cadvinflieu Pores are protected by SIft. See 'WSInrxal Senses 'manned security (nt ), and Global Time Deposits, opened this nowt re tisos case, yea Mos and On& whale ures maybe had en yes accowt. *you are urrand marls to market, and certan awn not held stases re located m 11851nareul Services and not Acoatall rioted on' below. enteled to a parnul und as J result of a~end psmete the nock.crea broker. and you nett ma. • a ripen by the Fon. Does not rack disced secures/assets or Winne. the frem wll either sell partial uses re al the end of he prior and CuTatil Statement peen% a of ay oar or Cmi91;:a to both fines Pan pour recuest balances in the bark deposits mad be mat at price a sots an mown determined by a ;Mate iwestenels, smelted Mod. opions end • As desorked none accosnt ageurents, you mist witntawn, and shares of a Morey Find may be nand dean, agency. a-idcredit yids account bauezWed ad the proceeds retuned to you a your eniercieahao nod options niady us of any errors a fraud innearg checks • LiatylMies rcbdes debit balsas oLastardng margn reflected sops stamsort Whin 30 drys after * was wows, save Invenswom objectives mailed or inn malt*. torn. creole Irer, short account balances. The ~linen objects, and nslf, profile se spec% to • Cash/money Palien«t Total d uninvested sealable • Pleasedisci customer comedian's ' %d%< Warman:in about available swap options, each accost and may veryNieman you endues. rchadn; curries inprat rates and yields. is nettle at cash balances, plus deposit balances at allkated and tim's C tent Please advise the Firm prompt& n fang d and 900 AM. to 6 00 P.M. vend»anifswenekb, from your Finned Musa nonfeff dated bails, and money market ~vat Send a at LBS arrant change in your financial situation a sweep Simon, an the cbse of hr statement resod ET Monday throug r . or in tinting to cc by <Xing 9:P762.1003 reentrant teens For each &corn hat you Messes re., ClNJ Relations Department Noncorrenockty free crake balroes in yor amount re choose one of the Ioeowsng investment ctiejelbe not segregated trom she' balances and zne F cm may PP. Box 766 Union CitY. 070117 PBS Financial Snipe account protection • Fvoiabo• Current »<one Investments seeking the The Finn is a member cite Stoners Avesta Protection use any at these Isands in the ordinary coin ol as • All 51KetrafCS shall be deemed cotton and sourse genera" of wane only butane Thew fult am payable rain your award. Incl chested to n days Corporation (SIPCO, witch protects SeCttin customers • AdomP CMitatApaiheration: 1-weStrnantt seelknj tfiif of as marten so to 1600960 Cnclidirg 1250000 for Des total is nckaded in the anent period closing vats • For TTY :s or from uncle growth of precpal rather than the generation te tint L, S. Ca darns fo«ads) FaNnatory brochure nibble ten" n COme. Landing Riformation • Incase of errors a westurn San an eltronic react or at sett sVFd ore Ds SIPC asset protection • Plods% Calbflabon «income and Cartel lines apply to all scouts that you hold in a pancular Fa Betared Scrmation on the Inte, lending [text Set Ant trans% (D1). ' Visa•debit Opp'«iatiOrt Investments seeking both the generation ad eauken» refer to you Chew Relationship cad trarnactions, call or write to PBS demo% The Finn, together with eaten affiliates. hn also • incense axl Tomb of principal Agreement or Wanes Are-proem and the Genwat Financial Straws W., llarta 6th floor, Rim» and Conditions CES Statement of Credit Practices Wes-Sneer" NJ 07%6, Atter ReAM3SA Sawn pschased supplemental instrance. Tos marinro arrant payable to all elighle clients, collectively wide Orval risk *N.'S« avaiktle n Agreement and:Xs:awed fi nprotection is $500 mdbon as of December 10, 2016 • Conserven Seeks to maw-mined ancpal, with jawstred reinurrnnorarni, Cal a write as row as you can,* you hik you, low risk and vole day to the Krotal ~fall, ma, i/ statement a recept is arona or if you need more Sublet' to the policy catkins and ~wont cash at theFim is later protected kw up 1011 9 main in tie that means the account don not gnaw sienrkant eternalion abaA a terader on the strews or recta. the Arre or Cad Nut< (es appkable) mint >agnate for alyoer accounts had n a precuts SDNY_GM_00025802 CONFIDENTIAL EFTA 00136422 EFTA01277655 Important inform atimi about your statement (ronlinved) Yaw easels - For certain sesames rads; n nOn-COSICenlri9 • Est. (estimated) interne, current yields and rates. - We free. <ColperyStilial ham UESS liris USA, 185 Your statement lances secoites red other assets held denomnatons, pre ad wryly flaw veld) may An eftmale 01 Jenua name a bated on osiers AG Surdoid Branch andrunsffMated bares n the account at the end of the Slaternent period YOU have been adjusted to facilitate proper 'duns d•idend and menet rates, attuning the sec rites will Maur our cash weep pogam. this may ask for delvery of tufty Ord securities al any tire. To oblin anent quotations. when available. contact be held for one yea- from statement date or until CanpenSitiOn may be a moodily per rocrox fee pe You may recent trusties used as loan carer alter you francialAdtece. thataity. This estimate is only a gudelne, accuracy may be a percentage of therage dab deposit paying eery Wince de on them. Any women and continued norm are not guaranteed brines trandened to the Finn ding the staxemmt period are • Private investments and structured products. - Estmated assail 'came red curot yield for lined as market value as of the end of the stremort Private investment wt.,don (nc bind then certain types of securities could include a relun of Activity prod Dank:PalOn program and real estate imminent trust pre:kb/aloe caplet gait n which case the est Information regrdng corwrMsims and other charges • Con basis In detennning the cost basis of the securities) and structured proclas are generally highty income (rd current weld would be overstated. intoned in CCereCttOn web the executon of tradeS, securases induckd in this rater em, when indicated egad. Celan stiuctafed proUIS have not been - Estimated annual income and curet yeld and the indaSng optic.) tramactons has been exuded on Mai the number LISS Finargist Services has relied registered with the Securities and Exchange actual income adyield mkt+ be lower or &ter confirmations previously furnished to you, ed wll be on informaiko obtained from sources other than UBS Canmsion or under ay state securities laws. We than theestrnited anoraks ;corded to sou prcercely on mount. Financial Senior. 'chiding erfermatial Iran another preredeostrnated values for vivre maturate - An eariate of restated income ldiaderd andcr f km or that sou may have provided to you: Finarthal securities and structured products for niormalknal interest) divded by the current matet Short soling Apace. the Fan does de rideperdently way a ;snows only Marry d riot guaranteed valutlaveragt balance a based on the last dividend tl you re engaged en then selling a unsay, puma/ guarani.* the aauraCy or variety of an/ damson - These values may differ Lidera by Iron Frees, it or merest payment madeby the near and incur a charge de to certainIx/roving costs for than proviled by coaxes other than U3S Financial Seek.. at/. at which a vivre sh.-A :entity a thsunes the securbestdasosts will bo hell for one pan icula• security. th addlion, ' lough 1.85 Fnaxial Services gerwalV structured prockact may be bcratil a sold and do year from the statement date orurtil maturity. wires this adamalim as it is teemed, the few rot rexessinir represent the wad you may reap* Accuracy and canalised yeld re not guaranteed Open orders does rot row* any assurances Out the efamercer aeon &piasters Regarding open co 'goodgiecancetlerd aders that under - Cost bate rid "Urrealged gat.lots' is - &id party *stoners of vela are as oleo:din • Meets not held by UBS Financial Services Caton were not ea dud by the statement date, open buy and accurate sae the date of this statement. As such. date and are slept:ad to UBS Financial Services on a assets ant not held by the F irn and not within the eel stop orders re reduced by the amount of dividend. please do not rely ca this donation So make replan base by an independent valuation lima Fin's possessith or control. These assets are argils on an reddiderds a ermdas date unless puchusea sale decisionk tarp:poses of - boar, general partner a sponsor estrrated babes, deployed on yin statement for ntormational nstnxted othemise by you. rat re it/pant:if for otherwise. Accounts transferred to the Fin may ay, re AMOS to the Fun by the muff, purposes only. Positions and values presented re ceders that it executed due to year lattice to cancel reflect gariloss dr:maids only fix the period or general panne- or sponsor aid may be oakulated provided by the :wing Inn UES Francis! Senses is "ing open orders. tiny hey NW at the Fan More historical based on deferent infant-on from that used by not respensble for ths Manatee: and does not flkelnatien can be riledby your Fnancitil Advisor. that parties to derive their enameled values gurantee is rotary. These assets are nol protected Privacy • Unrealized gain/losses. Vitsen data ardabb, - You can attain addscral nlamation regarding by Sift or toeFira's supplemental51PC coverage. To Oxen a copy of as Current Client Privacy Wake, enmated arealized garnflosses an calculated for the meinadOlOgy used to determine the elfin:de of please contact you: Financial Athiscr or vet or webre isdviLs sonny lots The transaction data for value and the dale of the Hamada that is the • Fbavenue sharing and adcitional compensation. at yoMM olis mmindvirswswe. individual lots may or may nit reflect commissions, basis la the estimate by contacting )0SP:uncial - In addition to comminken en lain and 12b.1 tees - 1.85 Financial Services is not a bark. The RMA, Busness dung& gad secuity reorgaszalcn merits. Adwor. receded in connection with the dislrtutcn of mutual Sweets Account BSA and £MA re brokerage Deeded and otter renveurnent lots rid systematic - Twd party esunated valet may be reflected as funds to eat cleres we anctor at aftlide wood accounts ishkh provide access tobarking senses and purists. lots are each combined to display de • Not piked' in several Sault:MS: Mien an reverse shrig payments tram dotrbAcrs adla Predicts Ilyetacji alarigernitrits with affiliated banks averaged lot The 'Trade date damnparents the independent valuation fern has not suppled a is advisors of the mutual funds that so sell Thew and other thidpany banks, and provides access to ongrul transaction trade dale. usable to /Mrs a value. when we became aware amounts re based on two different cords:rents, (b issuance and amity Products issued by u -affAar • Callable securities Bonds and preferred stock that that a material event n.36 occurred that may calla the amxre of sales by 18$ of a particular: rrutual thid.party exuancecemparies through inasawe the issuer cats la early redemption all be selected previrdy reported value ego question, a Wen a fend family to our dents; and 60 the asset vale of a agency stisidunes of LISS Financial Sewn Inc. mpasally by lot hem among el coaster of hr. value would be hghly speculate* due to the neve particular manual fund lanais awes Add at the — rortmerk nwszsce, and annuity prodactr. issue held th out nal.* a in nominee name for our ol the 'runty inn — Not FIX insured • No bar* guarantees May late vela diems Call :bare Somalian is obtained from third - Wnen neither an auer, general partner a sponsor - We and our affiliate also receive minding and — tMA Peso -doe Management Acosta. Bossiest palies and its accuracy is not guaranteed. Other call estimated value me a thed-prbrestinuted veld is ornnbus processrg fees in confide:ratan for wanner Services Account ESA IRMA and ntemational Resource leaves may exist which mad ect weld. carbine mended, the veld of the Nosey wit bedifferent agent services that we growth to the rredual funds Management Account are regestered service marks of nithematen will be provided request from its 0...rd-useprice. These fees generally re pad from arrestor assets n LIES Financial Services H. • Price/value Prices displayed for securities and other - • Oistritut COS to dale • may irldtade return of the mutual fund and are a fled dolls amount based — VISA is a registered saclirrurk owned by Visa prolans may be higher or lower than the price that capital, name or both. on the realm d acccunts at the brae-dealer hurrabional Service Associnicri and used under you would actually reterve in the market Prkes cep - 'Orsgral eat size' represents the nital offering holing mutual funds of that fund family license The 185 Vea credo cads ad the 1.85 Visa obtained from vskus tad party sources wash we peke pent and may not felled rots cost basis — en so:Moth to carnation received in connechon debt cads are *sad by UBS Bank LISA with brew to be elates had we do not guernee this - DPP and unlisted REP senrtief Ye not Idled on a with the sale a detibuton of annuity rowans awl permission from Vas U S. A Incorporated All Othe• accuracy national PXUrtiel iddiage. and re generally unit nvestment than tries to ma clients, we ardor trademarks registered trademarks, service mads and - We generally use the cbsng price when available or aced ad then it they. can be sold the price or af1gate receive revered sharing corrpensaton registered service marks are of deg resort** to mean of the bid and any prices la tested receeed may be less tan the per share estimated from Merry o1 the nsurance companies unckwenting COrreanieS stashes and options a only bid pares to OTC value provided n the account statement. the enruityratreCtS, edit/es of the nuance washes corprites or spates of the unit investment Wits LIES Financial Services Inc Rev. 201810 - Less actively traded seorbis maybe priced wig a • Reericted escuritim. Restricted securities rnevaty we distrboe. vabaten model a the most recent price we are not orrerny eligble ler public sale. 18$ Financial — h addhcen to cordnisions receded from the obtained and may not reflect an actual market price Services uses the market price of the unrestricted stock puxhase and sale of Neste/hares finds. we ardor a rake. of the sire ewer at an imputed vale la the alfade receive an asset-based revenue shaming - Certain posh:xismay wan w Mos a price and restricted stock for purposes or OW StOttalent on/y To Payment fromIslintStsvei 6strburnk as well as wit show as 'erre was not available' we are the extent that restricted sears irs are elgtile for sale, funcing for technology development, training and unable to obtain a dice for a senrity. he value received may be sthstantially less tun the educate/I. - Deposes a secsnties doff deem:mated n curences awed wk.* shown. - Our Aare, also receive trading commis:dos and other thanU S. re reflected at the exchange other canwroal en from mutual funds and madame rate as of the statemem date. companies *taco crams we <baba* SDNY_GM_00025803 CONFIDENTIAL EFTA 00136423 EFTA01277656 Lies Financial Senices tic Private Wealth Management UBS 299 Park Avenue 26th Floor Business Services Account New York NY 10171.0002 March 2019 MR70010748890319 X15. 0 Account name: ELLMAX, LLC Mi n Friendly account name: ELLMAX LLC Account number. Your Finandal Advisor: SCOTT STACKMAWLYLE CASFIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resourcetine at on February 28 (4) on March 29(4) account Your assets 3,834.40 15,835.56 AsItourwebsIte: Your habiltlieS 0.00 0.00 www.ubscomffinanCialSernCe5 Value of your account $3,834A0 $15,1335.56 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free oath report annually from Sources of your account growth vvww. annuakreditrepostcom. Tracking the value of your account during 2019 Vafue of your account S the Lr,arld$ at yea. end 2018 411,828.70 '46 Net deposits and 8'5 okhdratials 54,000.00 Your nvestment return: ea 9 Dividend and interest income 46.86 Change in 16.8 11.8 158 market value 4000 3.8 Value of your account Dec 2014 Dec 2015 Oct i016 Dec 2017 Dec 2018 Feb 2019 mar 2019 on Mar 29, 2019 assess.% SDNY GM 00025804 Member SIPC ANP700O0001074989NP7000120286 00001 0319 000000000 mom ►age 1 of 6 CONFIDENTIAL EFTA_00136424 EFTA01277657 SUBS Business Services Account March 2019 Account name: Friendly account name:rai Account number: LLC l Your K modal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 29 (d) your account • Cash and money balances may include A Cash and away balances 15,835.56 100.00% Your current asset allocation available cash balances. IJEIS Bank LISA deposit B Cash alternatives 0.00 000% account. VOS MC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances See the Important information D Fixed income 0.00 0 00% about ;our statement on the last two pages of this statement for detaks about those balances. E Non-traditional a co 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $15,835.56 100.00% A Value of your account 515,835.56 Eye on the markets Percentage change dex March 2019 Year to date S&P 500 1.94% I 3 65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 034% 10.13% Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94% Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% mini:003001074890 NPA)C0120286 COCO' 0319 000O3C000 10190111YGM0002588694 2 of 6 CONFIDENTIAL EFTA_00136425 EFTA01277658 Your PI nandal Advisor: SUBS Business Services Account Account name: ELLMAX, LLC Friendly account name:ELLMAXLLC SCOTT STACK MANLYLE CASRIEL March 2019 Account number: • =M Change in the value of your account Cash activity summary March 2019(S, Year to date (I) See Account activity the month lot dela Is &dances in your Sweep Options ate indudedin the opening and closing barantes Aut. FDIC insurance *pies to deposits at UBS Bank USA and all banks participating in 1he UBS FDIC insured Deposit rrogarn. n does not apply to deposits as UBS AG. starioto parch. SIPC Opening account value $3,834.40 $11,828.70 potection applies to money market sweep Irma holdings but not bare deposits Seeknporeant it-donne:on about your steemer4 on the tat Mo pars cf this document for detals Deposits, including investments transferred in 16,000.00 16,000.00 Mardi 2019 IS) Year to date (1) Withdrawals and fees, Opening balances $3,834.40 $11,828.70 including investments transferred out Additions -4,000.00 -12,000.0O Deposits and other funds credited 16,000.00 16,000.00 Dividend and interest income 1. 16 6.86 Dividend and interest income 1.16 6.86 Closing account value $15,835.56 $15,835.56 Total additions $16,001.16 $16,006.86 Dividend and interest income earned Subtractions Checks and bill payments -4,000.00 -12,000.O0 rot outposts of Iris statement, tactility of imetest and dedend income has been determined from a US Total subtracrtons it. lel:00TP LenPeditt. Ged upon the residence of the account header. account type. or product type, -$4,000.00 -$12,000.00 tam interest andot dvidend payments may not be subject to United Slates (US) anda Puerto Rico (PR) Income tan The dent mord* statement is not i mended to be used and cannot be need upon for tac Net cash flow $12,001.16 $4,006.86 purposes. Clients should refer to the aisOcatfe tar crooning forms they receise from Les armualy, such as the roma 1099 and the Fans 493, for lax reporting information his the practice of UBS to file the Closing balances $15,835.56 415,835.56 ecciKatie ta( reporting forms with the US mterna Revenue Semite and PR Stealthy DeCOnMent. and in Such kens accurately clasS ry elsidenct &Nit Inlet& &I& exempt Or tai.abk acme. Cheat consult your incixdual tax preparer. March 2019 (S) Year to date (S) UBS Bank USA Business Account AF'Y Interest period Feb 7 - Mar 6 Taxable interest 1.16 4.15 Opening UBS Bank USA Business balance Feb 7 $5,834.40 Total current year $1.16 $4.15 Closing UBS Bank USA Business balance Mar 6 $1,835.56 Prior year adjustment 0.00 2.71 Number of days in nterest period 28 Total dividend & interest $1.16 $6.86 Average daily ba lance S3,977.26 Interest earned $1.16 Annual percentage yield earned O38% SDNY GM 00025806 ANP70003001074891 NP70031202136 00031 0319 000030000 loom Page 3 of 6 CONFIDENTIAL EFTA 00136426 EFTA01277659 Account name: ;It UBS Business Services Account March 2019 Friendly account name: Account number: • r" =I Your Fluandul Advisor: SCOTT STACK MAMLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a ILI description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out ANP7000300I 074892 Nel0C0120286 00001 0319 000000000 109SEAIYGM000258tRge 4 A CONFIDENTIAL EFTA_00136427 EFTA01277660 (SUBS Business Services Account Account name: ELLMAX, LLC Your Nnandal Advisor: Friendly account name: E.LLMAX LLC SCOTT STACK MAHLYLE CASRIEL March 2019 Account number. Your assets Scone pnc es, income and current vaues Sharon may ter EpprOtirrtne. ASS intl gam aidlOsses may nol be &culotte), reflected. Set msportantintonnaten about your statement a the end of the dxurnemfOt more intornason. Cash Cash and money balances Cash and money batance.s may indule avalaole cash balances, UBS Bank USA deposit account balances, UBS MA USA and M US$ FDIC Insured Pro:pane-Ink deposit account tderKes are insured ty the FDIC within UBS FDIC insured Rogan Sank Etalances. UBS AG Stamford Branch deposit account balances and money applicable Imts, bul ale not protected by 9K. UBS AG Stanford Blanc hdecout accourt balances at not insured made mutual fund sheep Mance,. by FDIC and are not protected by 51K. Money market sweep b$ances are protected by 9PC but me not Insured by the FDIC See the important information about )Our statement at the end of this document for do ph about those balances obennobolance ClOsing baence Price per share Aiitidge Drildend filleted Pgsn itddng on IAar 1(S) on Mar 29 CS) on Mar 29 4) tote period PM00 Cep amOunl LeS BANK USA BUS ACCT 3,834 40 15,835 56 250,000.00 Your total assets Percentage of Cost Unmated Unrealized value on Ma 29 CS) your account bass (5) annual income (Si on or lois (S) Cash Cash and money balances 15,835.56 100.00% 15,835.56 Total $15,835.56 100.00% $15,835.56 Account activity this month For mare information tout the pica taut shown for reStrICtedSKWIlleS, see important rigor stiOn &tout your statement at the endof this Cbfunent Your Onetitity/ Cash Cash and pale Minify Description expense Code ELK! Kal tse hicavalue (3) arrounl fil money balance (I) Fab 28 Cash end money balance 13.834.40 Mar I Withdrawal ACTS TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 1.834.40 Mar 7 Interest C8S BANK USA BUSINESS ACCOUNT AS OF 030619 1.16 1,835.56 Mar Id Transfer FM 235750100 16,000.00 17,835.56 Mar 15 Withdrawal AC H TO Brian Yurasits AT CAPITAL. ONE, NA -2,000.00 15,835.56 Mar 29 Closing cash and money balance 115.835.56 SDNY GM 00025808 ANP7000300I 074893 NP70c0t70786 COCCI 0319 000000000 100010 Page 5 of 6 CONFIDENTIAL EFTA_DOI 36428 EFTA01277661 *UBS Business Services Account March 2019 Account name: ELLMAX, LLC Friendly account name:ELLMAXLLC Account number: Your Asandal Advisor: SCOTT STACK MANYLYLE CASIVEL Account activity this month ,centrive0 Date Actmty Description anaaunt V) Money balance activities Feb 28 Balance, forward 93.834A0 Mar 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/01/19 -2.000.00 Mar 7 Deposit (AS BANK USA BUSINESS ACCOUNT AS OF 03/06/19 1.16 Marls Deposit UBS BANK USA BUSINESS ACCOUNT 16.000.00 Mar 18 Withdrawal LIBS BANK USA BUSINESS ACCOUNT AS OF 03/15/19 -2,000.00 Mar 29 Closing UBS Bank USA Business Amos nt 515.835.58 The UBS Bank USA Business Account is your Ornery %veepcc:goon ANP7000,001074894 NP7000120286 00001 0319 000030000 tOMPWGM0002580/96 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00136429 EFTA01277662 Important information about your statement LOS instal Seances Inc. (the Firma' UBS Financial her Iran youno law tat 60 dos ear the F rm capacity A IrA copy of to poky arcing is available thorns a rams and my rat keep pace with Seaker.), is a mentor of all pricipal seeurhy, ommodity sett you the fat it Aimee on which the eta or Won request. and optics exchafges. U85 Financial Salem ad U65 Problem Oared. • Moderate Wang to accept sane ridc 10 princial ad Bank USA are ndrect sits:dories of 1185 AG and - Providers/ rant and accuse number (if any) feeder the WC PrCOctorinZe the aptemertal tolerate sane volatility to seek hrber returns. affiliates of LOS Seckskin LLC. The Fansfineragl - Desabe the two or tie abler you are unsure protean:a eery to: • Aforessibt! Willrg to accept high risk to grieve' ad statement is available upon request. FM Fires exaula about. aid pplain as ckarly as you can whyyou • Certain animal assets controlled by (and taloa' n hgh vOlablity to seek highrears OW time, offices ar• at believe d is an ewe a xery you need ma your Arcata vow) bs hat awayIran UBS Financial • Inwitmer2 fighirly Comdata: I selected. a Woman Services. For tangle certain (i)insurarre sexists. portion of the pothole for that account may Oka I.A3S Fiscal Services tar. - Proide the dela' arnxent of the suspected error. 110469 variable anaties. and 03 shy.; of raw' coma swages, linked liquidity and create 1200 Harbor Boulevard funds registered n the rune of the account holder on Weehawken, N.I 07096 The Finn or Card bsuer vas investigete you cambia the books of the Seer a transfer agent/ end Mil correct any erner promptly. For alleged moss • Pastrami coaxes or inearrent needs Statement •householdbge Thies statement apasitS the on9 official record of pa Oohing UK Visaed*" cad banalart if we take limited Danforth!), and private placements)iNa are We may consolidate as seated account statement with LOS Franca' Services account. Other recoils. *act more than 10 business days to do this, we *Maeda not registered under the Soosities Act of 1933; the sane address in the urne envelope. e o because official tat drunents. contanng corilicing data should your scour" la the amour-Iwo that 6 in error, so thee • Cannoditin contracts (e.g. foreign exchange and they have onners wen alto marital, Plit account not be relied upon II you bedew there is an era or you wA hive the use of the money rang the tint it petaxes metal controls), valuing futures contracts rations/or wah other dews a the sae address. ornery,. please report n innedunely in writing to the tales us to templet us imeagation. and rOrnmodity opt ten contracts; and you prefer to rear, irdiwal statements mailed n Branch Manager of the office serving you amount. • Depart scants Incept certificates of deposit) at UEG aurae waloas. you may decline llouuhokleg by Please make all chwks payable to the Femur the Bat USA, U85 AG U.S. branches and baits h the callig you Financial Odra, Abhcugh Olga. shown se ntended to be accurate, thlriCid inSteuticn notated on tie Watt of this FDIC Pared Deposit Program. stattmeat dnashould not be used for ten outposts Rey statement In addition to mauls account lees. scours The SIPC protection end the implemental pot/clando Friendly /moult mime spay on yeariend tern forms. (i.9 Form 1099. 5199. my be abject to minimax* ten, charges for life not apply to these assets eeni they Ohtani* appear The Friendly account ohm is a custemaable 'natant' 10425. etc ) when prepamg your tax return. The Pan 6 payment for securities purchases and charges For urpaid on yes %Iaternents . The WC protection ad the chosen by you to assist you wilhakr recordleepng It requred by law to report to he OS alllariat:attends, amass n cash accou-rts. Accounts that are transferred supplemental protection do not protect aging changes has ro legal effect on yore account. is not 'mended to reportable neneatable dividends and Marble lame to other instacens may be subject to a order lee. n the market tuba of your invesbnents (Whether as a aka any strategy, prodactreccarnehdatice. earned on steatite held it you account, net proceeds smut of market movement. issuer bankruptcy a San.ant cbrtant a Sc profile associated wet, your On sae transactions, rd con basis on certain towed UBS Sweep Options aliennart accuses. and is note's:mite or se.warnee that wealth secureies. WS offers options for aweprg cash balances to bat or any I tharxial results, can of will he achieved. All depose accosts at non-affiliated bass and abated Dividend Reinvestment Program (DRIP) investments lake the risk of kiss, a-Outlet(' the risk of Geesanatatiens with the Finn banks and money maker meal funds Nora hots). Iberia reflected is an average pot Toumoobtan loss of the wake ictreAMMt. You can change your • Pleaseretain" Ira as cartrunatims it wang Deposit awounts at UK Bark USA and norpettilireed the actual pace from yes., Fax ial Advisor. Only stole Faintly scat names throughOnline Services a by tofurther peat your rights. intruirg your rites barks partrtipaag it the U135 FEACthared Deposit thaws re purchased Lola OW, canal thews walla canteen.; you F marl Ataxy ceder the Securities 'motor Protection An (SCA) engrain are FOK insured el araedate kWh FOK rules sold rd the cash wit be deposited yOur ICCOurn The • If the financial inanition an the top left of the frail For more iriCallatiCel, please vise Anne Depose andstni rent...slant pace applied by the 6Suer may Recant overview of this statement is not UBS Franca Senses, LOS ocounts at LIG AG Sierdeld Brats aid than of Otter from the maket price at aka the paha" shires • %rake of par ecoontlortiolio. Net of assets rd Fivancial Sanas caries yens akcerat as caring Money kends are roe instal by the FOC. are sold hankies treat by armament bah the ideated institution • nuns Includes avertable cash balances, values fa we Watered you of the retationthb want= Stank deposits as not protected by 9PC. Monty Find opened this accuse. h this vast you ads arid shays are protected by SIK. See "U8S karat Seances unfitted security kst and Global Tim Deposits, Orgy whok units may bt held in you account. If you are unronlind marts to market. andCertain asap net held secisdies art Stated a WS Frontal Sacs and rot Accanl Protection' below. elided to a parlol me as • result of a dividend payrront the italsing broker. ad you crust make a report by the Fins Don rat Oki* unpnced securealassels a arose, the Firm MI other sell penal snots at at the end of the prior and await statement periods, or of aril error or canirsion to both ferns Ulecnyour repent, balances in the bank depositsmay be mare et price a accept en masa determined by • private inveselltell. *nested seed oprom and • As descrbed th the accuse apreerniintS, you trot* witidears, air shaves of a Money had may be regaled clearing agency, and credit year Jana exercisable sand options Middy us of any aces a fraud irmthirg checks hadaed and the proceeds returned to you of you • Umia.Fities Ifolsdes dart bances, tutsuning margin reflected on you statement within 30 days after a was securities accart Invereatent objectives loans credit Fine, short as-cant batences. mailed a nude evelabb. The rweamere objectivw end risk profile are 'poll to • Pleasediva customer complaints ' ' Punta Samar) about available sweep options, • Cash/money baguets Total of uninested available each acorn and may wry between you accounts. can balms, plus depose baLvices at affiliated and Finis< lent A eadec current interest rates and yields, 6 available at Please adwie the Finn prorroi 9 in waling of aly ROO A M. to 6 00 P.M_ aoadoscornsweeprem Iran you Fractal Adviser navarioted baits, indenter', makes mutual lead or toLfree a U35 sipticant Change in yar financial sluaton sweep baboon. at the cbse of testament period ET Mondry Palo r . or in awing to a by oiling 900 762.1000 investment obactivn For each account held, you Fthanoal Saxes eve, Clam Ragan Department, Nonicoremodity free mat balances input accost we choose cool the (Wooing imestment cbjectives: not secyegxed from other balances and the Fern may PP. Box 766 shallbe 0xe7 UBS Financial Service ocean protection • Ora* Current Coma triaWenn WHIM the The Finn is smote of the Seas-dies Pastor Protection use airy of thee funds ti the oedirury course ol is • All of shall be deemed corrokrte aid atone generalist of income way. barns. Those fads repayable thon your demand. IDerot °bated to n days Corporation (SIPC), which protects searitits cuSteaten • AchineCapiratAppreciafas Sealants seeking of is members iso to $502,000 (nckding $250,000 fa This total is misled in the avant periodclang via • to TTY se or ham Wick growth of Sob* rather than the generation of hem S.: Cal <tains for cash). Eiplanatay brochure eatable ups room. Len** in lomiation • hum of errors a waists about an electrenic wawa a al www. six org. The 5IPC asset protection lints apply to all acaunts that you hold in a particular • Pada Co -aroma of a orm and to al For dead rdemiation on the leafs la:kg practices hanch transits' ' Visa' debit Appreciation: Investments main;both the Weileatica ad cabsurm. refer to you. Corm Relllicashi> cad traenachatS. cau or write toUB$ tow ty. lhe Finn, together with calm affiliates has to of enure and growth of principal. Agreement a Accost -a Agetentnt arKI the Genital Pronto' Strives K., Hama kJ, 6th floor, Terms and Conditions. LOS Statement of Credit Practices Weehanten. to 07086, Attar RIAAIISA Sewn Puckered supplemental karma. The marinas amttrt payable to all tligobledients. collectively under Oren. risk profile; sortable n Agreements and/Xs/oases thisv(01.6w is SSOOmilion as of December 10, 2016. • Conseivaw. Seeks to main meal partal, with yew non nwa.,-ennermerou Cal a write as soon aye can, if you that you low risk. and volat My to the arched overall, even if statement or recite is mug or if you need min alai to the policy caddia and Ernaalan cash at thePim is Italia protected la up to 11.9Mika in the that means the account does not rotate significant narnalin apart sassier on the statement or reaps The Fim cw Card bar Os liolokcabl0 must aggregate for ae your accuses head in a partkula SDNY_GM_00025810 CONFIDENTIAL EFTA_00136430 EFTA01277663 Important inforn MI I about your statement soidinurio Your assets - For certain seasrim rang n nOn-CCnICerting • Est. (estimated) gloom., current yields and rates. - We Merv. <CocerntiliCri Iran OBS 8rk USA, 185 Your Walerrent item« *Cunt*, rd other assets held denommatons, once ad queerly (face MA) may An ellnwe of arnj rwave is bawd orn avec AG Stamford Branch and nanaff doted bads n the account at the end of the Slatement period YOU have been adjusted to facilitate proper valuate, dkidend and intent fain attuning the sec rites will *nut our rash sweep re°70Th This may ask for dekvery of full/ Paid securities al any tima. To obtain anent quotations. when available. contact be held for one year from statement date or until compensation may be per account tee or You may recent seculties used as loan cotatera alter yeas FatIneial Athea. maturity That estimate is only a gudelne, accuracy may be a percentage of anerage daly deposit paying any balance da on them. Any securities and continued none are not guaranteed tonnes vanerred to the Sim ding the stanimmt period are • Private investments and structured products. - (seined anon ramie tad cum. yield for lied at rude value as of the end of the statemere ?Mato nwslment SAKL•lin (rebind drect entail types of securities could include a Min of Activity period PartKiPali:n pro am and real estate imminent trust pineal or capitalgars n which case the est Information regating commissins and other chawes • Con barb. h cletemnirg the cost basis of the securities) and structured prodxls ale generally highly income (rd current yetlo) would be overstated. incurred di COrreCtCrt With the execution of wade, securain index« in this statement were! indicated ifispd. Conan structued;on.« haw not been - Estimated ran al excme and anent yield and the inetrang option transactions has been ridded on WT the nuerber LEK Fiurcial Services An relied registered with the Socuitin and GI:harts actual income an yiell mkt+ be low oe hetet «intimations previously furnished to you, ad wit be on informal« obtained from sources Maw than UBS COrnmeSian Or under any state securities laws. We than the ntrnged anktrits Mined to you proem/N/0n request. Financial Sermon. ncluding infante« 'corn nether Senn* estrnated values for (note mestrnere - An estimate of annualized income (dividend ar dor lima that you may have;coveted to your Financial washes rid strutlied products for Mormal one interest) divided by the current market Short Sling Aoanor. the Fern does rot inelmeniently way or purposes any Accuacy a not guaranteed wilmiaveagt balance a based an the last dividend It you are engaged n short selling a SeWrdy. puma/ "Aram» the accuracy or valcligolaru ticernation - These value may differ %awareilly horn peCes, it or (-least payment madeby the issuer and incur a charge eke to certain borrowing costs the that von:baby roams other than LEK Financial Serece ally. at which a private ...Wined security Cr swami the securifief/daposes will bo hell fa one pan ioala- security. In Edon« although LBS fnincial Sennce generaln structured product may be Ward a sold aid do year from the statement date or until maturity. talate5 the eXcematin as it is received, the f cm rot recessed/ represent the yak* you may recent Accuracy and continued yield are not warned. Open orders *es not pone any assurances Out the enfamation non ligadaten. Regaideg open or yostikcancele« orders that inlet "Cost base arid sUrrealced gniMC is - lhid piety nunates of value are as Annan • Meets not held by UBS Financial Services Caton were riot emund by the stamen date, open buy and notate as « she date of this statement. As such. date ani are supplied to UBS Financial Services on a WPM ere not held by the Fin and not «thin the sal stop orders re rocketed by the moist of drodend. please do not rely on this Marnation to nuke region" base by an kdeperiden valuation Inn Fin's possess« or control. These assets are or riPtS n an exideklerds or motifs date unless pachase or sale decisions. foe ta pa-poses of - ban, general panne Cr sponsor estimated valets, displayed on yoke statement for nformational nstoxted otherwise by you. You are evens.* fix otherwise. Accounts tranemed to the Fins may 'I lob are supplied to the F rm by the esuer, purposes only. Positons and vanes presented re ceders that se executed die toyoes ladure to cancel reflect ginclow id:mutin only for period d rental partner or sponsor and may be calculated provided by the siting fern 08$ Frunceal Sens is "in? *Pen orders. tire they ace held at Ike Fan More bigot:cal based on deferent ink:anal« from that used by not reparable for this info-mat« and does not (11CeMatien can be added by gar Financia Advisor. thrd parlan to drier their estimated values. guatritee its acasacy. These assets we rot «Veiled Privacy • Unwanted gantnensta. weerdada aulabb, - You can obtain additional Mcmuten regardlig by MK or eolith's supplemental 51K coverage. To obtain a copy of as current Clint Privacy Notice, esimated«realized gaenflosses are calcubled for the methodology used to determine the estimate of pleas. comet you- Financial Athiscr or vin as redone inn:kW security lots The transaction data for value and the dale of the domain that is the • Revenue sherng end ad:Mina coupe cation. al 'wen sib, en./rviviert.>( e. inceklaal lots mayor mar not reflect commissions. basis la the estimate by contacting your Financial - h and« to comminken on tabs and 12b.1 sees - 185 Fnarxial Services is rot a bad. The RMA, Bennet Mages ander Acuity reorganalcrt herds. Admix received in connection with the disatutcn of mutual Services Account BSA and IRMA it brokerage Dirdend and other reinvestment lots and systenatk - Wird patty estimated values may be reflected as funs to as dents we rector Oct affiliate receive accounts «oh provide access to banking services and peaches. lob a« each combined to display cm • Not priced' in several Ltuatiatl: Mien an rennet sheen payments Ikon datrbAcm andor Moducts tercucipil.1119•1W41 with affiliated banks award lot The • Trade date colmn patents the inckoardent valuation Imo has not supplied«e avitors of the mutual finds that so will Neu and other ihitl.paty banks, and provides access to coral vansacoon wade dale. unable to /win a value. when we become awn amounts we based on two different comps:tenth (4 issuance and arnalY Printed; issued by unafffined • Callable securities Bonds and preferred stook that not a material event R36 snared the, may calla the andic of sales ty165 of a partculaii rrutual tin -party nuance«moaned through instance the issuer cab Ice earn redemption wit be selected piewoudy reported value in question, or when a find family to our dents; and 60 the asset vals of a agency wbsidonts of 1.135 Financial Armes Inc. martially by lot Iron among al storms of that value would be MOO/ speculate+e due to the nature particular mutual lead lanais shires held at the — rinistmerk mann and annuity ptd-Clt issue held in our name ce in nominee mow for as cie the security nn — Not FDIC insured • No bare gunmen May IMO vela clients Call a is obtained from third - When neither an issue, general pather cc sponsor - We rd ow affiliate also receive minding and — tMA Pesos« Management decant Busyness pain an es acaxacy is not garantied. Other call estimated value me a then pry estimated vat* is °nimbus processing fees in de for wander Senices Account BSA. IRMA and niers-atonal Resoute lenses may exist which wad elect nen complete yonded, the val e of the smarty wit bedifferent agent services that we provide to the nuur funds Management /twain re regestered service marks of into/mai« will be provided upon request from its puthase These fees generally aw pad from investor nets n 1.8$ Financial Seines she. • Price/value Prices displayed for securities and °her - • Oisfibutions to dale • may recta return of the inlitol• fund and are a hod arrant based — VISA is a registered suciterurk owned by Visa pod may be higher or /seer than the price that capital, name or both. on the rurrber ol adonis at the Writer-dealer hwerkstexial Service Association a-4 used leder you would actually regime n the market. tykes it - size reprised, the nasal offering holding rrtitUd fends of that find fumy license The L65 Vaa crede cads an the LeS Visa <Yak« from men third party sources tench we price per cold and May not reflect phi coal basis - In addition to commasons received in connection debt (Ads are eased by UK Bann LISA with below to be dab* tut we dons guarantee thee - OfP and unlined KR seven are no Idled co a with the tae or datriouton of amuity contracts and permission from visa U S. A Incorporated All other accuracy national murices exchange. and re greatly test nvestment bust «es to our dons. we ardor trademarks. registered earned., peke mats and - We general/ use the dosing price mann available a Redd an even it they can be sold the price an" at hate receive meow shying con-dental« registered senice marks are of thee respective he mean ol the bid and ask prices for fisted received may be less tan the per share estimated from Merry Cd the nourance companies unckewriting COrriparaeS stashes and options or only bid pikes fa OTC value provided n the account statement. the annuity antrati, affiliates of the nuance washes or sponsors ot the tnh nestmet trusts tSS Fesncisl Services inc. Rev. 701810 - Lett actively traded searbes maybe priced using a • Reariaed securities Pntricted securities gene* •we datrimeo. Yalualoe model or the most recent price we are not <inertly eligble for ybk sale. 1135 Fnancial — n and« to ccerroasions received from the obtained and may not reflect an actual market peke Services uses the menet price of the urrestrkted stock • lase and sale of Neethhares hens, we anclor cur a rake of the sire ewer as an liaised valet lee the If isle receive an asset-based revena sharing - Celan positions may awn *aims a price And restricted work for purposes of rha statement oily To payment NentStons 6stibtaxes. es well as wit show as farce was not available ewe are the extent that restricted tear.ies are elgtdo for sale. fundeng for technology development, training and «gable to obtain a «ice Ice a seordy. he vale received may be stbstantially less tin the education. - Deports or seculies denominated n atrencat awed vakA shown. - Our alienates also receive trading cormiisens and other than U S. clones Me reflected at the exchange ott. compering« from mutual funds and entsane rate as of the steamer. date. «mono; *foie prontint we darted* SDNYGM_00025811 CONFIDENTIAL EFTA_001 3643 I EFTA01277664 yes Financial Services tic. Private Wealth Management c;It UBS 299 Pak Avenue 26th Floor Business Services Account New York NY 10171.0002 April 2019 OW70037059350419 ■ 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number. Your financial Advisor. SCOTT STACK MANILYLE CASK EL Phone: Questions about your statement? Call your Financial Advisor:or the Value of your account Resourceline at on Mardi 29 (S) on April 30 (V account Your assets 15,835 56 11,838.79 %Ask our website: Your liabilities aoo 0.00 www.ubs.comi finarpcia:services Value of your account $15,835.56 $11,838.79 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 2019 Value of your account S McL.6311GS at yea: end 2018 $11,828.70 s6 Net deposits ad h'5 Arid:grata $000 Your nwstment return Disidend and interest income $1009 Change in 162 - 11.8 ISO 11.8 market value $000 Value of year account on Apr 30. 2019 31%838.79 Dec 2010 Dec 7015 ON 2016 ON 2017 oec 20t8 Mat 7019 AV 7019 SDNY GM 00025812 Member SIPC ANP70002000705905 HP1000063931 03001 0419000000000 000000 Peg* 1 of 6 CONFIDENTIAL EFTA_00 I 36432 EFTA01277665 Business Services Account Account name: El LMA *UBS April 2019 Friendly account name:RW.44 ItC Account number. • =M Your Knandol Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of Apnl 30 (1) your account • Cash and money balances may include A Cash and money balances 11,838.79 100 00% Your current asset allocation available cash balances, VBS Bank LISA deposit B Cash alternatives 0.00 000% account, VBS FCC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about ;our statement on the last two pages of this statement for detaks about those balances. Total assets 311,838.79 100.00% A Value of your account 511,838.79 Eye on the markets Percentage change Index April 2019 Year to date S&P 500 4.05% 18.25% Russell 3000 3.99% 18.60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97% Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% ANP7C002003705906NPT0C0063931 MCC 0419000030000 COMIY_GM_000258,39e 2 of 6 CONFIDENTIAL EFTA_00136433 EFTA01277666 Business Services Account Account name: EWMAX, U-C Your PI nandal Advisor: Friendly account name: ELUNAX U.0 *MIS Apt .2C1c, Account number. • =M SCOTT STACK MAULYLE CASRIEL Change in the value of your account Cash activity summary April 2019 (14 Year to date (I) See Account ac Wiry the month for details._ Balances In your Swap Options are indudedin the opening and closing balances value. FDIC insurance appaes to deposits at UK Bank USA and en banks patticipating in t he UBS FDIC insured Deposit Progarn. h &es not misty to deposits at UBS AG. Ranfotd &arch. 51K Opening account value $15,835.56 $11,828.70 protection applies to money market sweep find holdings but rot hart deposits SeeImportant inSormation about your statement on the at Imo pages d this document for &tau Deposits, including investments transferred in 0.00 16,000.00 Apr 2019(4) vear to date (S) Withdrawals and fees, Opening balances $15,835.56 $11,828.70 including investments transferred Additions cut -4,000.00 -16,000.00 Deposits and other funds credrted 0.00 16,000.00 Dividend and interest income 3.23 10.09 Dividend and interest income 3.23 10.09 Closing account value $11,838.79 $11,838.79 Total additions $3.23 $16,010.09 Dividend and interest income earned Subtractions Checks and bill payments -4,000.00 -16,000.00 rot outposts of this statement, testability of interest and Coldend income has been determined from a US Total subtracrtons -$4,000.00 -$16,000.00 lm lePorting PersPedht timed upon the residence of the account holder. account type. or product type, some interest ardor dvidend payments may not be subject to United States (US) andor Puerto Rico (PR) Income ta.es The tient montl4 Ratement is not intended to be used and cannot be retied upon fa lac Net cash flow 43,996.77 $10.09 purposes. Clients should refer to the arocatie tat reporting forms they recent from IRS annualy, such as the Fortin 1099 and the Forms 493, foe lax reporting information his the practice of UBS to file the Closing balances 411,838.79 $11,838.79 aPpkade tan reporting forms with Ilse US mternr revenue SOW< and PR Treasury Deoarovent and in such forms atCulately OSSIlfy Chiejefia anda interest aster eikrrot Or legible imam near consult your inagdual tax preparer. April 2019 (5) Year to date IS) UBS Bank USA Business Account APY Interest period Mar 7 - Apr 4 Taxable interest 3.23 7.38 Opening UBS Bank USA Business balance Mar 7 $1,835.56 Total current year $323 $7.38 Closing UBS Bank USA Business balance Apr 4 $1 3,838.79 Prior year adjustment 0.00 2.71 Number of days in nterest period 29 Total dividend & interest 5323 $10.09 Average daily balance $11,697.63 Interest earned $3.23 Annual percentage yield earned 0 35% SDNY GM 00025814 ANP7C0020C0705907 NP7003063931 00001 0419 000030000 aococ0 Page 3 of 6 CONFIDENTIAL EFTA_00I36434 EFTA01277667 Account name: *UBS Business Services Account April 2019 Friendly account name: Account number: . r =I Your lq Bendel Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fevancial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in Important information about >our statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out ANP7C002000705908 NPVC0063931 COCO' 0419 C00030000 COMIY_GM_000258,59O 4 of 6 CONFIDENTIAL EFTA_00136435 EFTA01277668 Business Services Account Account name: EU.MAX, LLC Your Financial Advisor *UBS April 20E' Friendly account nary*: ELLMAX LLC Account number. • ME SCOTT STACK MAN? LYLE CASRIEL Your assets Some ones, income and current vases shorn may be EpprOxarbale. ASS rite. gam and lOsses may DCI be accurately reflected. See AportantintomtabOn Omer your statement a the end of ths dxurnem for more Inform on. Cash Cash and money balances Cash and money balances mai include. avalaile cash balances, UBS Bank USA depogt account balances, 1185 Balk USA and as U85 FDIC Insured Procyon Bank deposit account bOaXes are insured by the FDIC within UBS FDIC insured Rogan Bank Balances- UBS AG Stanford Branch deposit account balances and rroney applicatae lints, but ale net protected by 51K. U8S AG Stanford Branch deposit account balances are not insured mantel mutual fund sweep balances. by NYC and at not protected by 51K. Money market sweep balances are protected by SIPC but ere not Insured by the FCC See the Important information about your statement at the end of this document foi details about those Sancti. GoeringNUM! ClOsingbaaxe Nice per share Aeetage Digit:fend Interest Dais Hddng on Apr 1(5) on Apr 30 IS) on Apr 30 (5) rate period period Cad amount (11 UBS BANK USA BUS ACCT 15,835.56 11,838.79 250,000.00 Your total assets PeKentage of Cost Estimated Unrealized VOW on Apr 30 (S) yOur account COSS (5) annual imane (5) gsin or lc% (S) Cash Cash god money balances 11239.79 100.00% 11,530.79 Total $11,838.79 100,00% 511.838,79 Account activity this month For TOM intonation abut the piker value shown for ItStriCtedSKUMUtS, see rmtortant information about your statement a the endof this cticunent Your Nattily/ Cash Cash and Date A(INIty EXTscoption erPenSe Code Face value pricovalue (3) anotml (3) money balance (I) Mar 29 Cash end money balance 515.835.56 Apt I Withdrawal ACM TO Brian Yurasits AT CAPITAL ONE, NA -2.003.00 13,835.56 Apr 5 Interest LSS BANK USA BUSINESS ACCOUNT AS OF 0410M 19 3.23 13,838.79 Apt 15 Withdrawal ACM TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 I1,&38.79 Apr 30 dosing cash and money balance 911.838.79 SDNY GM 00025816 o/P7C0020C0705939NP7003063931 00001 0419 C00030000 000000 Page 5 of 6 CONFIDENTIAL EFTA_00136436 EFTA01277669 SUBS Business Services Account Account name: ELLIVAis, LLC Friendly account name:ELLMAX LLC Account number: • IMO Your Pi nancial Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (contnuedl Date Activity Oesclpbon Amount 0) Money balance activities Mar 29 Balance froward $15,835.56 Apr 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/01/19 -2,000.00 Apr S Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 04/04/19 3.23 Apr 16 Withdrawal UB5 BANI: USA BUSINESS ACCOUNT AS OF 04/15/19 -2.000.00 Apr Se Closing US$ Bank USA Business Account $11,838.79 The UBS Bank USA Business aaount is your pnmary sweep Wisps, . ANP7C0020C0705910N1q0C0063931 00C01 0419 0000=0 C0MMecom_0002ggligge 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00136437 EFTA01277670 Important information about your statement • BS Financial Sown Inc. (the Firmer UBS Finn& hex Iran you en law that 60 days after the Fern capacity. A ILA copy of the poky vordrg is evadable aeorc or rainy and may rot keep pace with Servke0, is a mentor of all principal snowily, commodity sent you the fat statement on whit the *nor or Wen request. Winn. and omen exchargo. 1185 Fnancial Wilco ard1.165 Problem appeared. • Moderato. Wilin to accept some rid W pincPal and Bank USA on ndrect sits:diaries of UBS AG and - DOW* yeti nitre aid accost number Of any) Healer the SIPC snob:ono the antemereal tolerate sane vanity to seek higher returns. affiliates ol OBS Sec/sties TLC. The F an's finerkial - Doan the error or the under you are unsure protection apply to: • Aggressor Wiling to accept high risk to princpal ad statement is available upon request. The Firnes wenn about, an0 mplain m chary as you can why"' • Certain financial assets controlled by end nclacl n ngn volataity to seek high owns over time. offices re at: behevei is mem:waxily you need more your at cart van) but tint away ban LBS Financial • inweriere 6Fgefsy Consderan I selected a information. Services. For temple certain b) insurance aborts. portion of the portfolio fa that atone my indule 1035Friscial Services W. — Prone the don* amount of the suspected error. ildlcareq variable annuitths. and OD shoes of rTutual complex strategies, tinted liquidity and gnaw 1200 Hata Boulevard funds registered n the wine of the account holder on again. Weananken, NI 0/096 The Finn a Card Woe. will Westgate nu.Panne the books of the Suer or transfer agent), and MI eared any error pnaren. For alleged won • tweammt contracts a rwestmsnt interests lel, Statement imusehoklair The tale Ent reVesents the only official record of you wok"; TATS V6a•debit card transachans if we lake Imbed pannenlips andPrivate Ineemenes) that are We may consoldate r related account statement with LDS F runnel Services account. Other recent wept mere than 10 business days to do this, we will ant not registered under the Seaeities Act of 1933; the sane address in the sane envelope. e 9. because oflicul sac cbcianents, canting cornicing data should you wan la the amount you Ihnk is in error, so that • Cownodotits (COORS (e.g. foreign exchange and they have onto win also mantas kin account not be relied won II you beim* thee is an ens or you we have the used the money ding to tire k peons weal controls), vok•Sng futures commas retationrips vet other ckents a the mere adckess. k Cfninien please report t irrneduSely in writing to the eakm us to wrong as instigation. and commodity option canton; and you vela to were irdiolual statements mailed n Brandn Manager of the office wvim you amount. • Down accounts (except certificates of &posit) at LBS u9sgo•flwol0044. you may decline hotsholdeg by Please make all cheeks payable to the Fern Of the Bade USA, UM AG U.S. brnhes and bads n the OWN you Financial Adieu Although el lipleS sheen se mended to be accurate, inSteuticel notated on the font of this FDIC toured Deposit Program. statement dilashould not be used for tar anon Rey staierrent In addition to roan accost lees anoints The SIK Weenie:in rid the merawnental protection do Friendly /occult mime solely on yor-end tax forms, (i.e Fonn 1099. 549,1 ow be abject to mainnarce tem charges be late not apply to they assets MO It they Otherwise appear The Men* atcowl fume is a anteencable *ncliturne 10425. etc ) when oregano your lax return. The Fon 6 payment kr securities purchases and charges for urpaid on Km statements. The WC protection and the clown by you to assist you withyos recordleeprg requred by law Weeper' to tie RS all taxable &Wends, watts n cash accounts Accounts that are rendered applernental protection der not own agent changes has no legal effect on your account is not mended to reportable nentank. dividends and usable newt to other instinct's nay be subject to a tondo fee. n the market van of you investments (vnther as a relied dry strategy, prodxt recommendation. tuned on sourties held n you account, net proceeds rout d martet movement. issuer bat matey a imestment objective or rid proNe associated wits your on sale transactions. rd con bask own:wowed UBS Sweep Options otherwise) own& and is not aplomb* or ;wants that wan secureies. LSS offers options fox sweeping cath balances to bat or any financial results, can of will be achieved. All deposit actor& at non-ented banks ad Alined Dividend Reinvertmont Program (DRM) knestments innere the risk of be& including the risk of Conwentatiens with the Firm banks andsnowy wain meal lundS (Keeney Funds). The price reflected is an average ;net You may obtain loss of the erne ifereStMent. You cantinge your • Pleaseretrain any out conrunicatiom in voting Deposit asectrat at UK Bark USA aid re:inundated the actual price Iran yaw ennui Advisor. One) Mole Friendly wow names through Online Services a by to further protect your rins. indirkg your refs barks partkipaing it the OBS FDIC-hared Deposit shares re purchased under DRIP, woke shares wiltbe contacting pie Financial Anne under the Seosities Ingot Protection An (WA) Program are PDK msured n xcadaxewah PDC rules sold and the cash will be deposited in your account. The • If the finale& is-Onion an the top lett of the front For more ithwiation, please risk wenchows,. DepOse cloned rem...elm:one ace applied byte 'Mar may ACOOlalt overview of this stamen is not ISS Fnaxiel Services, LOTS KrountS al LDS AG Steread Brandi and awn of caller Dom the makes ii.4wh paha Shire, • Vakre of Dew &comae:041*M. Net of assets and (Want Swim caries Your Jecant as clearing Money Fonds are rot nand by the FCC are sold IiabNiei bolter by arearmarent with the hckated intuncn • amers Includes await* cash balances. values for we nonmed you of this rdationtob &nen you Bark deposits a-e not protected by WC. Money Fund Canieslieu restricted wand (eel), and Global Tim Deposits, opened this accuse. h this cast you kends and shares are protected by SIK. See "UBSFruncial Serous Only whok was rowbeheld es yon account. If you are Acend Protected,' below. unrealized marks lo musket andcertain assets net held sectsaes at bated a LOTS funnel Services and not ageled manna& sent as a result 01 a deridiend payment by the Fem. Does not Wks* unpnced securtislassels the noticingbroker, ad you fruit make a rpm a otherwise, the Finn veil eater sell panel tries at Inn your request, balaxes in the bank depositsmay be at the end of the prior and agent Ronne penods, or of and error or onisskn to both Inn man et pint or accept an angst determined by a private investrilenti. wooed stook optin and • Asdescrbed into account agreements, you must withdrawn. a-idshares of a MornFtrd may be regained clearing agency, a-4 credit oar accord caw table noel options ready us of any was or baud inderg checks leganed and the proceeds retuned to you or your sewn' accost • (iabdities IrKlades debt balances, cutaming noun reflected on your statement within 30 days after a was Inverlsent objectives torn. credit lint short octant batances. mailed a male The nostmere objectives and risk profile are spoOk to • Pleasedna customer complain or Further inkannon about avakthle sweep options. • Casblraoney balarxm TOOl tnimested available axle each account and may vay between you accounts cash balances, plus devout balances al affiliated Ginn's< snaking curork unrest rates and welds, 6 nobble al Please advise the Firm promo b in noting of any werorcim. <ono sseeprelds, from your Fnrr<al Myna noodfiketed banks, andmaw makes mutual lend or toll-free a 8,00AM. to 6 DO Pak suntan change in your financial situation a swoop balance& at the cbso of st mere period ET Monday Woug r or in swim to L65 a by eating 900.762.1000 investment Wanes. For each &can hN1, you Snout Sewn re, Client Rebhan Department, Nonoconmodity free molt balances in you" accosa are choose tat of the Icanwuny irntYnig•It cbjeoiers: net secyeved from other balances and the Fern may P.O. Box 766 Lifter% CaY. W 070e7 UBS Financial Services amount protection • hoax* Carent income Investmerds seeking the The Finn is &member of the Stones Sweet's( Protection use swot Owe fonds el the nein cane of • All actemens tall be deemed corrokee and acorn generation of none wk. Winos Those funds ar• payable won your demand. ol not oboted ton days. Corporation 01K), Mirth protects soorkies customers • Achieve CapiralAppreciation nestrneMs peeking of Cs members w to $500,000 (nckding 1250,000 for This total is misled in the own pond <Wing vabe • For MY se or tram win* growth of rrixPal Whet than the generate:re of the US.: Cal Wins for cash). Emlanamy brochure amaabie upcn non Leann) intonation • Rene of errors a Watt ism about an electronic reweg a at mew par org. The SIK asset protection lints apply to alt accounts that you hold in a panabr • Owen Contwason &Worm and °peal For detailed rdarnation on the f fm's lerkfrg practices hind; transfer (WO Mrse dant Appreciation! Investments seeking both the generation sod (Rebuses. rein to you Chem Retnionhp cad tra-mcbons. on or write to UBS avocet. The Finn, together with coin affiliates. has aim of non ingrowth 04 principal. Agreement Cr Amin Arnernent and the Conical Prange' StrivesNJ ix., Reif Ind, 6th l es. Hama Toms and Conditions UBS Stawrient of Credit Practices 07086, Ann Servos Inchused supkmenta Marano. The marina amount payable to all eligble dimes. collectively under Overall risk worn; available n Agreements mcfaabsures thisprotection es SSOO mann as of December 10, 2016. • Conservan. Seeks to reunion meal principal, with at loone urn cnnra p C al a write as sow as you cat, if you heck you low reek and MAMyto the accotrst overall, even staterrer4 a receS% is mom or f you need wee Subaci to the policycon:Min and [meals's. (en at thePim is Wave protected for up to 11.9 maroon in the NA inert the anent does not generate significant recienutkn tout a tenter on the statement or reap. The Fint a Cad boar (as tistskable) must aggregate for all your accosts head n a watkular SDNY_GM_00025818 CONFIDENTIAL EFTA_00136438 EFTA01277671 Important informatimi about your statement (Continued) You assets - Fcr certain wastes raiding 11non.ccolcemng • Eat (estimated) income, current yields and rates. - We ineve (alcents1041tiCill UBS Berte USA, 185 Yots *skewed tante> recutitee and other assets held dements:tons, axe mg gun* ace value) may An est rrome of angst gag is tined on wide AG Sundold Branch andnoes**seed barbs n the 'teasel al the end of the Staten...1 period. You have been adjusted to facilitate paper valumm chided and interne rates. assuming the sautes will throur our Cat SWOOP FeCint may ask for delivery of Illy Paid securities al my line. To obtain anent quotations. when availab*, contact be held for one yew from statement date or until compensation may be a mangy per acorn fee or You may receive *coshes used 3S loan collateral alter you &uncial Adams mataity. T is estimate is only a gudelne, accuracy may be a percentage of -image day deposit paying any balance de on them. Any wcurites and continued game are not guwanteed. Wastes transferred to to sme ding the stasemmt period are • Private investments and structured products. - Estrnated anal Manta-id curet geld for hood at mega value or of the end of the statamort Private nwstrrent WWI*, (CKIsirg drat certain types of seam-hies and include a return of Activity period PagaPalien program and real es ate twitter trust priecPal or cape, gag n which case the ese Information repaying commissons and ogee (hakes • Coot basis. hdetemming the cost basis of the securities) and strutted rootlets ale generally highly income (ridcurrent weld) would be overstated. gaud in an-eaten with the execution of tradeS, seoshes madded ei this statement MAIO! indicated Aupd. Cogan shuck:ad praises haw not been - Estrnated annual game ad current yeld and the incLongopticen transactions has been ridded an wit, the ounte. Finarcial Services has relied registered with the Securities and li char90 actual income and yield malt be laver or hello confirmations prevrousy tumefied so you. and will be al informal's. <gained from sources other Man UBS Corrinussim or under any state securities laws. We than Monitored amounts Provided to )rou Dreamily on moans Financial Strikes. gliding gametic., from another prat& marnated values for private investment - An estimate of annualized income (dividend axkr lit or that you may baveiseovided10 oar Final stages and structured masts for gam eknal interest) divided by the current market Short soling Aden. The Firm does MI eideperdelitly verdy a pagoses colt Mang is not guaranteed vette'average balance a based an the last dividend II you are engaged en shoes selling a wady, youmg guarantee the aCOSaCy or vaklit c4 any demotion - These values may differ sqlostarie My fromInes a or grew payment made by the gar and incur a charge dal to Ctillbtaroving costs foe than provided by sources other than U3S Financial Services aroc at which a peens sh,,, d 'aunty a nags the seciste,deposes will be hell foe one panrule-security. h oddness, although U3S Fnerxial Seto ger*ralV structured product may be boort or sold and do year tom the statement date oeurtel maturity. updates the rdamatim as it is received, the few net recess,* represent the value you may recent. Accuracy and continued yeld are not guaranteed Openorders *es not prow* any nut-nes that the efamaticei goon liglidaten. Regaidrg open Co • ruiatitcanceled* ceders that under - Cost basis- and `UreealCild gate - gird piety *stogies of wain are as et a<erten • Matt not hold by UBS Financial Services. Certain were not sensed by the slammed date, open buy and accurate as of she date of this statement. As such date ad are supplied to UBS Financial Services co a assets me not held by the F Om and not within the sed slop ceders re reduced by the meant of divelench please do net rely co this nlornrotim to make regular base by an independent valuation Inw Fern's possess:en or control. These assets are Or ngt4S on an exedMclerds a emesties dote unless purchase or sale decisions, fa tar purposes - *Wet generalpain, or sponsor estmated glees, deployed co yas statement la oformational minuted otherwise by ycu. You ye response)* for otherwise. Accounts transferred to to mos d any, re sealed to the Fon by the issuer, purposes only. Positions and values presented re deers that me executed der to year la ore to cancel reflect girilow Honigkin only fa the period ol genteel partner or grace ad may be calculated provided by the Mang fern UBS Financial SOW., is "ing *Pen orders. tire they am heed the Fan More bigot:cal based an deferent nfamatron from that used by not ens:amble for this gammon and does not flikehtatiCek can be added by yoa Fnarxitd Advisor. thrd pates to delve thee estrnated values. guarantee as acasacy. These assets are riot protected Privacy • Ureroalittel gent/losses. Viten data is salt*, — You can obtain addition, nkmution regarding by SVC or refine's supplemental Silt coverage. To obtain a copy of as current Client Privacy Notice, esimated unrealized garollosses are <Malted for the me1A000lOgy used to determine the estimate of please canna you- Financial Admit or viol as webste Odiviebal security lots The transaction data for value and the date of the di:071411M that iS the • Revenue rang and adeitianal compensation. at ewer ithinvorreiv,vms-%. ixfivoyal lots mayor may nee reflect ccrrmissions. basis la the estimateby contacting your France, - h Mallen to reeriminken am sales and 52b.1 - 185 Financial Services is not a bark. The RMA, Business chvges axles secatty reorganization taunts. Advisor. receved in canned ion oath the desletutun of mutual Sects Account BSA and £MA at brokerage Dividend and Mier renvestment lots and system:ilk - Tied patty gummed value may be reflected as funds to Oct dents we anctor err affiliate woes. accounts *huh provide access tobaiting services and pitches. btu we each combined to display ore • Not priced' in several SRLIStialS: When an reverse shying payments Irons detetunn soda Products *mot 01.11191MtnIS with affiliated banks reward lot 71-e 'Trade doe' coignranges the independent valuation In,, has rot suppled or is advisers of the moist funds that we will Thew and other ihickpany bags, and prone*s access to gigral eransacoon trade dale. amble to /ohm a value, when we became awn amounts me based an two different merge:mots' (4 tWaXe and am* Products issued by troll'had • Callable socurithos Bonds and Preferred sod that that a material event has ocamed that may calla to mart of sales by 1.8$ of a pang', rnytual Miro-party entrance companies through instance the issuer cats la <my redeerptnn Pail be selected prewou* reported value go question, a shin a fund famiy to our dents; and 64 the asset vale of a agency silysidones of 1.85 Financial Sages M. Mparbally by lot Iranamorg al tehries of that value would be highly speculate* due to the ogee particular mutual kind lanais shires held at the — onestmert, nosance arid Wait). products- ere in our nine or is noroge mine fa as a the security Inn — Not FDC insured • No barn guaramew May IMO vale clients Call *are gomnalko is obtained from third — Men neither an issuer, general partner Cr sponsor - We and our affiliate also receive networking and — tMA fesage Llanagioneot Account. Busnew parties and es accuracy is not garanteed. Olher ll estimiled value nor a thedgmy estimated valve is oronbus processing fees in consideration for raider denims Account BSA, IRMA and international Remove leans may got which mid Sled weld. complete pa des, the take of the sear* will bedifferent agent services that we provide to to moue/ funds Management Account are registered segue marks of information will be provided upon request from Is perdrose These fees genera* re paid from inwstor ands sn 1.85 Financial Sages kx • Price/value Prices displayed for securities and °her — •Oiserbutuns to daub' may irsCia* return of the mutual fund and are a fled dolly among based — VISA is a registered vagreurk owned by Visa prO2uCISMair be high, or lower than the price than capita, name or bah. an the rooter of accounts at the brceendealer Menai:nal Serroce Associnico rod used under you would actually rea' in the market hind aro - int size represents the Sal ollering holding matter funds of that fend tinily kense The 1.65 visa crede gads and the IBS Visa detained from titan tad party sources wench we ace per sort and may not felled you cost basis — en addition to CO11116SkinS received in correchon debt cods are *sad by UK Bank USA with bedew to be *lab*, LA we do not garagee ther - DPP aril unlisted RErt $00.2tif are not listed on a with the sate a detibuton of annuity attracts and permissenfran vise U S. A Incorporated All ogee accuracy national securein exchange, and re generally unit nvestment Mast units to en dials, we ardor vademarks registered trademarks, singe markS and - We generale, use the clasp rake when avaiLible or &lug ani even a They can be sold, the price az all hate receive wog* shying corrpensaton registered sehice marks are of their respective tie mean ol the bid and ask prices la listed received may be less tan the per share estimated from Merry of the is urance companies unckrwang COCIVSOWS *ones and options a any bid trues for OTC value provided n the noun' statement. the annuity contracts, affiliates of the instance washes cm-panes or sponsors of the trill invest/nowt Innis IRS Rungs, Services Inc Rev. 201810 - Less actively traded securities maybe priced using a • Bettie:led securities Restricted soothes genera* we ambito vabatun model or the most recent peke we are not currently ehgble la pubk sale. 1.85 Financial — In addition to contagions received from the obtained and may not reflect an actual market price Services uses the market puce of to urrestixted stock pschase and sale of kgrolnares tends, we ardor cur a rake. of the WOW WOW as an nestled value Ice the ilute receive an asset-based revenue *sing - Oman positions may two within a price and restricted stork foe purposes of the statement only. To Payment fromNentgares doubting as well as will show as 'ace was not available B we are the extent the restricted swamies are eligble for sale funding for technology development, training and triable to cbtan a price for a sear*. he vale agreed may be sibstantially less to the educat - Deposes ce *girlies denomnaled n caveat owed value shown. - Our Made, also receive trading commissar and other than U S. dollars are reflected at the exchange other eager°, co from mutual funds and noisome rate as of the sltamer< date. carom)); whose audsts we die:el:44o SDNY_GM_00025819 CONFIDENTIAL EFTA_00136439 EFTA01277672 U8S Firiancial Senices tic Private Wealth Management *UBS 299 Park Avenue 26th Floor Business Services Account New York NY 10171.0002 May 2019 ANP70036854770519 ■ 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL Phone Questions about your statemeett Call your Financial Advisor or the Value of your account Resourceline at on April 30 (9) on May 31 (9) account Your assets 11,838 79 7,842.33 VisItour websIte: Your liabilities 0.00 0.00 www.ubstonefinancialservices Value of your account $11,838.79 $7,842.33 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 2019 Value of your account $ tf.and$ at yea end 2018 $11,828.70 '45 Net deposits and b!5 withdrawals 44,000.00 Your MeStrnent Murry 489 Diiidendar4 interest income $13.63 Chmte in 16.8 ibiamma lie marker value $0 00 78 S Value of your account Dec 2014 on May 31, 2019 $7.1342.33 Dec 2015 Dec 2016 pet 2017 Dec 2018 Apr 2019 may 2019 SDNY GM 00025820 Member SIPC ANP700020C0e85477N 10 00001 0519 000:00000 rsocOco Page 1 of 6 CONFIDENTIAL EFTA_00136440 EFTA01277673 Account name: EL,IYA • , *DUBS Business Services Account May 2019 Friendly account name:F.11.MAX LLC Account number: Your K vandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May31 ($) your account I, Cash and money balances may include A Cash and rrxmey balances 7,842.33 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. UBS it:4c Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. Total assets 17,842.33 100.00% A Value of your account $7,842.33 Eye on the markets Percentage change Index May 2019 Year to date S&P 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East -4.66% 8.05% Barclays Capital U.S. Aggregate Bond Index 1.78% 4.80% Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% ANP70002003055478NP7003062910 00031 0519000030000 COMY_GM_000258249, 2 of 6 CONFIDENTIAL EFTA_00136441 EFTA01277674 EWMAX, LLC Your PI mandril Advisor: SUBS Business Services Account Account name: friendly account narne:ELLMAX LLC SCOTT STACK MANLYLE CASRiEL May 2019 Account number. • =M Change in the value of your account Cash activity summary May 2019 (Si Year to date (I) See Account activity the month for details Elands In your Sweep Options are induCedIn the cpenng and closing bdances Aut. FDIC Insurance apples to deposits at UK Sank USA and MI banks participating in the UBS FDIC insuted Deposit frogarn. n &es not poly to deposits at UBS AG. starioto Errarch. SiPC Opening account value $11,838.79 $11,828.70 Mire Lion applies to money market sweep find holdings but net bank dtposih SeeImportant irdormation about your statement on the !at NA, pages cf this document for detals Deposits, including investments transferred in 0.00 16,000.00 May 2019 (S) Year to date (S) Withitawals and fees, Opening balances $11,838.79 311,828.70 including investments transferred Additions cut -4,000.00 -20,000.00 Deposits and other funds credited 0.00 16,000.00 Dividend and interest income 3.54 13.63 Dividend and interest income 3.54 13.63 Closing account value $7,842.33 $7,842.33 Total additions $3.54 $16,013.63 Dividend and interest income earned Subtractions Checks and bill payments -4,000.00 -20,000.00 For purposes of INS Statement, twablity of interest and anideno income has been determined flan a US Total wbtracrions -$4,000.00 -$20,000.00 la( repotting CerWeethe. Swett upon the residence of the account header, account type. or prodwl type, sane interest andor dvidencl payments may not be subject to United Sleet (US) ardor Puerto Pico (PR) Income tares. The dent mann* staernem is not intended to be used and cannot be feted upon for lac Net cash flow -$3,996.48 -$3,986.37 purposes. ClienIS should refer to the al:OILS:IV tar reporting forms they receive from UBS annualy, such as the Fomss 1099 and the Forms 493, foe lax reporting information his the practice of UBS to file the Closing balances $7,842.33 $7,842.33 apperCittle to reponing fOrMS vain the US InterM Revenue Streit< and PR TreaSuN Depactiren1. and in h loans aCCueatery Ussery cividends WOW Interest al& ettrept or 'wear 'Mane Meat consult your inclgdual tax preparer. May 20'901 Year to date (I) UBS Bank USA Business Account APY Interest period Apr 5 - May 6 Taxable interest 3.54 10.92 Opening UBS Bank USA Business balance Act 5 $13,838.79 Total current year $3.54 $10.92 Closing UBS Bank USA Business balance May 6 $9,842.33 Prior year adjustment 0.00 2.71 Number of days in nterest period 32 Total dividend & interest 53.54 $13.63 Average daily ba lance $12,088.79 Interest earned $3.54 Annual percentage yield earned 0 33% SDNY GM 00025822 ANP7p0020C0035479NP7003067910 DOCOI 0519 000000000 000000 Page 3 of 6 CONFIDENTIAL EFTA_00136442 EFTA01277675 Account name: *UBS Business Services Account May 201 Friendly account name: Account number. . r =I Your lloancial Advisor: SCOTT STACK MAMLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact you, Financial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in Important information about your statement at the end of this document Your return objective: Currant income &capital appreciation Your risk profile: Primary - Moderate Investment eligitigity consideration - None selected Your account instructions • Yost account cost basis default closing method is FIFO, First in, First Out ANP7C00200068S480 NP70C00629I 0 0300t 0519 000000000 c'341O4Y_GM_00025842$4 4 of 6 CONFIDENTIAL EFTA_00136443 EFTA01277676 Business Services Account Account name: EWNAX, LLC Your Ill nandal Advisor: *UBS May 2019 Friendly account name: ELLMAX LLC Account number. • ME SCOTT STACK MAIWLYLE CASRIEL Your assets Some pnces, income and current values ShONn may be approximate. AS a its WC gam dndlosses may nol be accurately reflected. See rmporuntmkovabon Maur your statement a the end of this docurnem fOr wore informoson. Cash Cash and money balances Cashanal money balances may include avalablecah balances, UBS Bant USA depost account balances, UBS Bank USA and al UBS FDIC insured Prog•an Balk deposit account bOaXes are insured by I he FDIC tmlhin UBS FDK insured Rogan Sant: Eances, UBS AG Stamford Branch deposit account banters and rroney appilubge Inn, but ale not protected by SIFC. UBS AG Stanford Branch deposit accourt balances aee not insured rnoaet mutual fund sweep balances. by rChC and are not protected by 51K. Money market sweep balances are protected by 9PC but are not Insured by the FDIC See the Important information gouty:or statement at the end of this dxument for de aits about those balances. °demon baance Closing balance Price per share Average Curiclend Interest Dais n Hddng on May 1 31 on Mee 31 (5) on may 3l (1) rate period period Cep "'cunt (S) UBS BANK USA BUS ACCT 1 1,898 79 7,842.33 250,000.00 Your total assets Percentage of Cost Rammed Unrealized Value on May 31 (51 yOur amount basis (S) annual inICrne (s) can or leis (s) Cash Cash and money balances 7,542.33 100.00% 7,54233 Total $7,842.33 100.00% $7,842.33 Account activity this month for more int.:lam:non tout the pormaltre shown for restricted securities, see Important Information about your statement at the end of this cbcuntnt Your Onantityr Cahn Cash and Date Adiuty Description expense Code Face Mut PriceiValue (S) amount (i) money balance IS) Apr30 Cash and money balance $11,838.79 May 1 Withdrawal AC H TO Brun Yurasits AT C ANTAL ONE, NA -2,000.00 9.83/3.79 May 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 090619 3.54 9,842.33 May I S Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 7,842.33 May 31 dosing cash and money balance $7.34233 SONY GM 00025824 AmP7C0020C0035481 NV7003067910 P0001 0519 00CC00000 000000 Page s of 6 CONFIDENTIAL EF1'A_00136444 EFTA01277677 Business Services Account Account name: ELLMA,, LLC *UBS Friendly account name:ELLMAX LLC Account number: • IMO Your It uncial Advisor: SCOTT STACK MAI/ LYLE CASRIEL Account activity this month (COMB-hued) Date Activity Descilabcn Amount (S) Money balance activities Apr 30 Bateau forward 511.639.79 May 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0901/19 -2,000.00 May 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 0906/19 3.54 May 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0915/19 -2.000.00 May 31 Closing UBS Bank USA Business Account $7,642.33 The UBS Bank USA Business A«Ount is your pima), sweep cption, ANP7C00201:0695482 N1'7000062910 C<3031 0519000000000 03401Y_GM_000258%00 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00136445 EFTA01277678 Important information about your statement LISS instal Senates M. (the firma UBS Finrcial her Iron youno later thy, 60 days after the F rm capacity. A WI copy of to poky wading is available no:wow-an and may not keep wee with Senn ies) is a mentor of all pricipal meurhy, commodity tent you the fat statement on which the ma or won request. inflation. and opiernnu/names. U85 Fnancial Wan Arad U65 problem aPPeoed. • Moderate Wang to accept some risk 10 pincoal ad Bar. USA are ndrect sits:dories of IBS AG and - Rondeyea none ad tocsin number of any) Hens the SIPC acacia:onMr the swaemental tolerate ume nodality to seek haler returns affiliates of IBS Seorkes U.C. The Pi-Msfinancial — Desabe the ens or the Minder you are aware protection apply to: • Aggressive: Wiling to accept high risk to pnncpal and Stattottot is available upon request. The Firms exeCutive about. ad eoplain as <tarty as you car, why you • Cairn truncUl assets controlled by (and ncladel n loop volablity to seek no returns over time. offices are at believe e is mew a v.ary you need mot your *Kowa yaks) bat held awayIron lSS Financial • Inwitmer2 Eigiarry Comsdention: t selected a eiformation. Services. For handle certain 0) Oncoste wools. portion of the portfolio for that account may inside UBS Fiarcle Settles tee. — Prod:lethedaft- arnwit of the suspected era. intludrg variable amuities. and (i3 shoes of mutual compile swamies, limited liquidity and greater 1200 Harbor Boulevard fonds registered n the none of the account holder on Wady. Weehawken, N.I 07006 The Finn or Card boo.r mg investigate we amain the books of the Wier or transfer agent), and wit correct try error promptly. For alleged moss • Mestment rowan a inwerent neatens Statement Moimalsokiiir This SurtumEnt tePoefInts the only official record of yor Waving UK Voaedebit cad tranuclon of we take Ended pannenlips and Wale placements) tat are We mayconsolidate al Maud account statement with LeS Froncsal Services moat. Other records. Wed more than 10 business days to do this, we *Moeda not registered under the Semites Act of 1933; the carve address in the same envelope. e o because axial tar documents. antenng corildrg data should your occur* late :mount you Ihnk 6 in error, so that • Cormoditits contracts (e.g. foreign exchange and they haw amen who also mantain Pont wont not be relied won II you bedew there is an arm or you wa have the use of the money ding toe tint it preows metal contracts), including futures contacts retationthps wet other clods a the save address. if ornnport pleat report n immediately in skim to the takes us to complete as investigation. and commodity option contacts; and you pole to reuse irdialual statements mailed n Branch Manager of the office wvim you account. • Deposit accounts Incept certificates of &posh) at LEG $494o6o Or6•10044. you may decline lloutehokleg by Please make all cheeks payable to the Fem Or the Bak USA, U85 AG U.S. broxhes and baits in the calling you Fininnal AWN, Although Wigan show se mended to be accurate, intleuticn notated on the front of this FMC Muted Deposit Program. statement Washout:I not be used for tai purposes Rey statement In addition to regular account lees. AccOsetts The SIPC protection and the simple/rental pastas do Friendly account nem* 'okay on yearond lac tarns, (i.e.Font 1099. 5198 nw be Abject to mantenarce len charges for life not apply to these assets awns they *theme.e appear The Mealy account run is a custemaable 'natant' I C47S. etc ) when prepamg your tax return. The Fan o payment kr securities purchases and charges for urpaid on yo... statements. The WC protection ad the chosen by you to assist you withyoes recordleeprg requred by low to report to the RS a tmable addends, amorts n cashaccounts. Accounts that are tendered toplernental protection do not protect against charges has ro legal effect on you account is not 'mended to reportable nut taxable dividends and taxable irderest to other nstaAcris may be subject to a trader fee. n the market vale of you investments 6thether as a reflect try strategy, pro:4ot fen:emendation. caned on suites held in pis account, net proceeds secsµ of motel movement issuer bainruptcy a best o•At cbOane or rot profile associated with yar on fab transactions. rd con basis on catan sowed UBS Sweep Options Women) worth and es not a puma or guarantee that wealth saureies. 1.85 offers options for %wormcash balances to bat a any I narxialresult. can or will be achieved. All deposit accounts at non-affiliated banks and affiliated Dividend Reinstates* Program (DRM) Meanies Woke the risk of loss, including the risk of Genwinicatiens with the Pion baits and money market mast lunch (Monty Furls). thecae reflected is an average act You may obtan loss of the mho inestment. You can change your • Pleasereconfirm try oat cartrunkation in sang Deposit words at UK Sark USA and nan•eff dieted the wool price Item you &uncial Advisor. Only whole Frerody occn names through Online Services a by tofurther protect your eights. incloirm your rites banks partkidaing in the U135 FDIC-Wad Deposit than are purchased under DRY, panial toes willbe contacted yore Fkuncial Ades. under the Seorities Investor Protection Act (WA) Peogran are FDK onsured n accordance wet FDK rules sod rd the cash wit be &potted in yOur accosts The • If the finked instroation on the top left of the front For more inkanation, please visa YAW., fdiC.9)Y. Deposit dividend renwstrant ante Applied by the 6,06 may Amount overview of this naternen it not UBS Franca Serves, LOS wounts al LOS AG Striae' Branth and slues of Otter from the maker FYKt al Muth thepatted shires • Vakre of put accoontkortiofo. Net of assets and Financial Sweet units yar acts. a during MoneyFinds are no nand by the PDC. ore sold broker by arnaripenent seam the :Wand institution • Asters Includes available cash balances, yaks for we Wowed you a thb retabonshb when you Sank deposits ao not protec ted by SOC. Money Fund Cedeinolitu opened this account. h this cast yea kends rid shays are protected by SIK. See 'U8SF mental Sances restricted security Ust I and Global Tine Deposits, Only whole um, may be held ro yam- account. If you at unrealind mans to &Wet andCertain assets me held secures at boated a LIS Fnanual Swath and rot Account FrOttClon' below. aided to said as aresult of a dividend payment the :salaambroker. and youmet make a report by the Fim. Don not Maide unpnced secureedanels a otlerwise, the Firm wdl other sell portal uses at al the end of the prior and anent statement periods, or of an/ error or =Won to both IMO Lbr:nyOUrrectAnt, balances in the bank deposits may be mare et peke or accept en snorts determined by • witclaw, and shoos of a Money Fund may be pews iNt50114.11s, wowed stock optem and • ASdescrbed in the sown agreements, you mat registered clean agency, a-idcredit you accord exercisable amok options noddy us of any was or fraud irmeerg checks haudate4 and the proceeds retuned to you a you writes accord. • Wads Irctades debit balances, outstanding moon reflood on your statement within 30 days alter a was Investment objectives low. credit toe, short accent. balances. maileda tattle avadalato. The rwesiment Westivn and risk profile are speak to • Pleasearo customer complies ' hods Warman about evaded. sweep options, • Cashlmoney awes Totala uni-nested available each account and may waybetween you acccus cab balances, plus deposit balances at edited and cam's C lent rKkadrg tureen Werest rates and yields, o available at hearse admit the Finn pronely n sling of any 800AM. to 6 00 P.M *wombs conytweepyelds. Iran yaps F maul Advisor non-affiliated banks, an:harm makes mutual Innd or tolaree at Widicant change in yes financial situation a snow Ward at the chose of tie staerrent period ET Motley throug r . or e maim to U35 cc by rating 000762.1000 invesurem <Waives. For each account hat you Firowal Winces ix., Clint Relation Department Nonocorrmedity free codt Waxes imps accord we choose cm ol the (Wowing imestment objectives. not sayegxed from ocher balances and the Fim may P.O. Box 766 U6011Coy. W 070e7 UN Financial Services soon protection • Prod*. Crorenanrornt instillment seeking the The Finn is anent:kir of the Searches lowest°, Protection use any.ol these funds in the wonky course de its • All swentens shall be deemed corrolea and acorn gersatim of income ay. Wirers These fords are payable Lean your demand. rt not °booted ton dmos. Corporation (StPC), which protects 'writes customers • Achieve Capital Appreciate.= Westrnents seeking of as marten w to 4503,00) (ncloding 3250,0001a MO total is ridded in the orrent pored <losing valw • Font se or tram Wale growth of Wen* Mho than the generation of the US: Cal chins for cash). Emlanatay brochure araaable won memo. Leming Sanitation • hase of errors a g-656rd about an electronic Iowa a al wow ape orst The 5IPC asset protection lints apply to all awaits that you hold in a pinata • PtockaceCombnason °Naos and Capital For deeded resonation on the fir's leedim practices fund; trendy (WIT ' Votedebit Appreciation: Investments seeking both the generaton ad Wixom. refer to you Chem Rellikershi> cad tra-nacbons. exit or write toUB$ y Dw Finn, together with certain affiliates. has also e of name ad growth a principal. Agreement cc daart Aoyeanint and the Genoa Pronto' Serdoes ex., Hama Id, 6th floor, Terms and Conditions 185 Statement of Credit Practices Weehawken eu 07084 Alln RMAISKA Servari. arained suppkmental Wawa The nwieurn amts. payable to all eligble <bents. collectively under Overall risk profile; available nag/cements andThedowres this protection is SSOO melon as of December 10, 2016. • Conservinw. Seeks to Fronton onkel prixPal, with at spo.m am resoneetvinedwrInuttpl, Cal a write as soon as you can, if you tilt your low risk and volo My to the accosts overall even if Subject to the polkycaxMao and Orealn cash at staterrer4 a receln is song or if you need more theFim is fads protected tor up to 11.9 Mahers in the that morn the moue does not generate significa-4 Mormalon tad a tinter on the slatemme or wept. The Inn or Card bow (as ilstslosbie) must aggregate for a0 your accouras head in a partially SDNY_GM_00025826 CONFIDENTIAL EFTA_00 1 36446 EFTA01277679 Important inforniatimi about your statement soohnurto Ye.. assets - for certain dosmes raging n nOn-COSICerrin9 • Est. (estimated) income, current yields and rates. — We weed (ColperbStilial Iran WS 8eA USA, WS Your Valerrent itemizes recoiled and other assets held denomnaton" poke and portly (face value) may An est ma of roma! menu n based on <vim AG Surdotd Branch and nakaffMated barks n the account a the end of the Slaternent period. You have been adjusted to fsilent proper 'dorm dvidend and deem raid assuning the wurnos will tFroudn our cash sweep FrogaTO This may ask for delvery of folly Paid securoies al any tire. To obtain anent Quota:ors. when available, contact be held for one yea- from statement date or until compensation may be a ma-thy per acorn fee or You may recess 'wallies used as loan cataleui alter you &uncial Mired. mataity. Ito estimate is calf a guideline, accuracy may be a percentage ct aierage dak deposit piing any balmce dal on them. Any securities and continued name are not guaranteed. Urges tranderred to the ran dreg the ttaimmt period are • Private investment. and structured products. - Estmted armee read mg cutest yield for Icted at market value as of the end of the stamen Private nsestrnent sects/on (robing drect Conan types of swathes could riCiado a return of Activity period Park:Pali:0 program and real :Wore insentient trust princnal or repealgad in which case the est "'formation regaang cormrMsons and other climes • Cost ball. detennning the cost base of the securities) arid strut baud prods" are generally highly income (rd current yields would be overstated. incurred n C0rreCts:n Well the execution of trades, secomet included in this statement Mae indicated &god. Certain struck:id products haw not been - Estimated arnal 'come and anent yeld and the indadingopticn vareactons has been nclided on with the nuniow - SS Feudist Services has relied registered with the Sonsities and &Margo actual incase and yield mejv be duo or hitter coifMotions presousk furnished so you, ed w11 be on information obtained from sources other than U8S Cornmosimi or under ars state securities laws. We than the ktenged makes Provided to you pranotly on request. Financial Services. 4-eluding klarnatim Promanother prat& iedrnated values for private smestmet - An estimate of arnoaked income Wiederd refer lima that you may have voided to your Pineal securities and "rod wed products for dorsal owl interest) divded by the current market Short selitg Apnea. the Firm does nehmen:Mtn seedy µrpores only :Sadao n no' guaranteed valadaveragr balance es based on the last divdend ml you me engaged n shirt selling a savoy, puma/ guarantee the aCOSaCy or vaklity of my -demotion - These values may differ WspamiaN den peees. it or merest payment made by the issuer and cur a charge die to Certain b.:woe/rya costs for that provided by sources other than 1.85 Financial Services fl xiss al which a pare' security or mods the secisketideposts will bo held For one pan Oda- wonky. addtions although U3SFnaxiol Sensors general" structured maxi may be boksj-il or sold and do year from the statement date rued maturity. updates the nIcematian as it is received, the firm does rot rdessortir represent the dem you may recesst Accuracy and contnued yellre not guaranteed Orin orders not pow* any entrances One the domainan goon lipids:on. Reseeding open or '95aseitcanceelecr ceders that valor "Cost base and "Urvealced gadloss' is - Wird piny estimates of value re as ea a <Min • AMU not held by WS Financial Services, Certain were not mound by the maimed date, open buy and acosate as of The date of this statement. As suds date ani are supplied to UBS Snared Services on a assets ate not held by the Fie ad not wid-in the sel stop orders re reduced by the arms. of dividends please do not rely on this nlarnition to make ✓egular base by an rdeperekro valuation limy Fim's possession or ccnvol. These assets are argots on an ektlwiderdS r ter•retrtS date unless oath"e or sale decisions. la la( thepa-poses or - ts9ar, general partner or sponsor *Penned vales, deployed on yak statement for ntormational mingled atierwet by you. You are response:arta otherwise. Aeccoms transferred to may any, re Paned to the Fern by the issuer, purposes only. Poisons and vain presented re coders that re executed dye to yeas failure to cancel reflect ginnout Harmen only fix Ow period ca general partner or spina and may be eakulated provided by the swing fie UPS Financial Services is "ing open ceders. tire theyre held a the Fan Moren a torical based on deferent infamaton from that used by not morale:for this ikon/ton and does not atonal:en can be added by you* xist Advisor. that pames to derive their Monied valise. guarantee as accuracy Wiese assets re rot addled Privacy • Unwonted gains/losses. Vitien data it availabk, — You can obtain addacrol demons, regarding by SVC or the f aim's supplemental51K coverage. To °Lean a copy of as current Clore Priory Wake, nudged unealized ga a osse rmies are calculated for the methodology used to determine the entreate of please ceded you. fnancial Achiscr or vet as ISM. indvidat wady lots action data for value and the date of the derniatiCel that n the • Ravenu• sharing and maims' compensMion. at >wen 'rho ensurvivierr,frt. charges lots may or mayor reflect ccremissions. basis Ice the estimate by contacting your Finarkial - ki addition to cammissire on lain and 121,-1 Wes - 1.85 Fnancial Services is not a bark. The RMA, Busness charges ands secuity reorgrmal on mots. Adder. receved n connection with the astrtuten of mutual Services Account 85A and IRMA re brokerage Diedend and other reinvestment lots and systematic - Tire party estimated vain may be reflected as raids to as dents we anctor or Alike receive -"courts *Mei provide access to barking services and pschne lots are each combined to display or. 'Not piked' in several LtuatialS: Mien an menarchea° payments Iran doututas mice Products Po:tact alarigernWrgs wth affiliaied banks Award lot he 'Trade date colmn parents the independent valuation fern ha not suppled a is advisors of the mewl funds that so all Theo and other ihkd.pany banks, and provides access to origin" transacnon trade dale. unable to assids a value, when we bedew aware amounts re based an two different components, (4 issuance and amity products issued by u -offiliased • Callable securiess Bonds and Veterred stock that that a material event has dotted tut my calla the amore of sales by U3S of a particula mutual ih:W.party nsurreeccmpanes through inosake the issuer rah tor early rederrpton wit be selected presoudy reported yaks it question, or Men a find fang to our dents; and 60 to asset vale of a agency svbsidants or Lea Financial Serum it fl oatage by lot dm among al seamen of that value would be hglay speculative due to the nature particular mutual fund lanai's shires A:Mattes — rimmed, nessance, and annuity indicts :Sue held in Our Mine a n nominee erne Ice our ca the wady Inn — Not FDIC it • No ban gorred• May Sale Wise clients Call lead rdormalkn is obtained from third — Wren neither an issuer, general purer ix sponsor - We ad ow affiliate also receive mendMg and — tMA Resod. Management Arcot" Busyness pries ad es *gooney is not guarantied. Other call estimated value me a thud party estimated value is ornnbus processing fees in consideraim for transfer Sermon Arrant 8SA, IRMA and sternal:owl Resource leaves may del which cool! ailed weld. complete rawnded, the value of the secisity will bedifferent agent services that we provide to tlinxtual funds Management Account are registered seance marks of nicematen sill be provided upon request from its pushes. price. Those lees generally an pad from inwstor assets LBS Few:oar Services lx . • Price/value Prices displayed for securities and other — • Thstrbutions to dale' may feCiaSk MUT of the mutual fWed and are a fled dolly amain based — VISA is a registered vacittrurk owned by Yea products may be high.' or lower than the price that capital extant or both. on the rundx+ of accounts at the bracer-dealer rownrional Service Association and used under you would actually revoke in the market .lees alp - • OrgrOl tat size' represents the Sol offering holing mono" finds of that fund family 'cense The 1.035 Yea crede cads ad the LeS %rise <beaked from moo ti rd party sources wench we poke per :di and may not reflect you cost bait) — a sidecn to CCrnill6SkirIS received in connection debt cads are rdood by UPS Bank LISA with below told *lob* tsd we done guarantee this - OfP and ordisted REP S./Grain re not lend on a with the sale or datibuton of annuity contracts and permission from reaU S. A Incorporated Al other arcuracy national secure:" exchange, and re generally aril nvestment bust tents to our clients, we ads, trademarks. registered trademarks, smoke marks and - we generallyof use the cbsng price when or :hod ani even if They can be sold, de price as afloat. receive revs-me:during corrponsaton registered service nuns are of their respective tie mean the bid and ask prices Id listed received may be less ton the per share estimated from Try of the durancecompanies unckrwntrg companies seostes and options or ody bid pock la OTC sold provided en the account statement the annuity contracts, affiliates Of the Nuisance minas eceronts or mown of the snit envednient trusts UPS Financial Services Inc Rev. 701810 - Less actively traded storhis maybe priced vino a • Riasericted securities. Restricted securities general" we dadrbute valuation model or the most recent price we are not dreary ehgble for pubk sale. LBS Froncial — In addax: to commissions received from the obtained and may not reflect an actual market price Services uses the market price of tie urrestixted nod pun:hese and sale of Negalnares finds, we actor a glue. of the sate ewer as an masted vale foe the affilate recent al asset-based revenue sharing - Dinah positions may mar wakes a price end restricted stock for purposes of the StOfteltat only. To payment fromNeitShares distrbuxns as well as wit show as Wrice was not available a we are the extent that restricted taunt ies are elkoble for sale, funceng for technology development, training and enable to than a price lo• a SeCtnly. he value received may be sthstantially loss than the education. - Deposes ce "tallies dencodated n &arena's awed sake shown. — Our Alleles also receive tradng commikams and other thane/S. dollars re reflected at the exchange other canwrool en from mutual funds and insurance rate as of the steamed date. carpanier whose roodoas we Morbid* SDNY_GM_00025827 CONFIDENTIAL EFTA 00136447 EFTA01277680 Lies Financial Services Inc UBS Private Wealth Management 299 Park Avenue 26th Floor Business Services Account New York NY 1 017 10002 June 2019 mvend089294890619 ME 0 AX II Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account ReSotirCeline at on May 31 (SI on lune 28 (9) account Your assets 7242 33 3,844 10 Visit our website: Your liabilities 0.00 0.00 www.ubscornifinancialsennces Value of your account 37,84233 $3,844.10 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Mo, get your free credit report annually from Sources of your OCCOunt growth www.annuakreditreport.com. Tracking the value of your account doriag 2019 Value of your account S Thousands at year end 2018 311.828 70 Net deposits and 962 875 vothdravab 98,000.00 Your nvestrnent return Dividend and interest income $1540 Change in 7.8 market value 9000 3.8 Value of your account onkr 2% 2019 $.1914.10 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Hay 2019 tun 2019 SDNY GM 00025828 Member SIPC ArriP7c0C6003929489Ne7003359214 00001 0619 033213008 itc000 Page 1 of 6 CONFIDENTIAL EFTA_00136448 EFTA01277681 SUBS Business Services Account June 2019 Account name: (r..1.14., Friendly account name: FLI.Mtec LLC Account number: Your Knandol Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of lune 28181 vote ACCOUnt 3,844.10 • Cash and money balances may include A Cash and money balances 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. VBS FCC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. Total assets $3,844.10 100.00% A Value of your account $3,844.10 Eye on the markets Percentage change Index lune 2019 Year to date S&P 500 7.05% 18.54% Russell 3000 7.02% 1831% MSC I - Europe, Australia & Far East 5.97% 14.49% Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11% Interest rates on June 28, 2019 3-month Treasury t> I. One-month LIBOR: 2.40% Awe100C6308929490NP70033592 16 0000 0619 033213009 1IIii1WGM000258tVie 2 of 6 CONFIDENTIAL EFTA_00136449 EFTA01277682 Business Services Account Account name: EWVIAX, U.0 Your PI nandal Advisor: Friendly account narne:EWVAX LLC UBS X ":-• Account number • =M SCOTT STACKMAN/LYLE CASRIEL Change in the value of your account Cash activity summary tune 2019(S) Year to date (I) See account activity the month for dela Is &dances In your Sweep Options are induded I n the openng and closing balances value. FDIC Insurance zippier to deposits at UBS Bank USA and en banks participatirq in the UBS FDC insured Deposit Frogarn. I &es not )ply to deposits at UBS AG. Stariord &arch. SiPC Opening account value $7,842.33 $11,828.70 protection applies to monry inarhel sweep fund holdings but rot bank deposits Seeimportant inAmmation about your statement on the lat Met pars cf this document for detals Deposits, including investments transferred in 0.00 16,000.00 June 2019 IS) Year to date (I) Withdrawals and fees, Opening balances $7,842.33 $11,828.70 including investments transferred Additions cut -4,000.00 -24,000.00 Deposits and other funds credited 0.00 16,000.00 Dividend and interest income 1.77 15.40 Dividend and interest income 1.77 15.40 Closing account value 53,844.10 $3,844.10 Total additions $1.77 $16,015.40 Dividend and interest income earned Subtractions Checks and bill payments -4,1:00.00 -24,000.00 For purpOSes Of INS statement, usaisny of interest and dirldend Income has been determined ficen a US Total subtractions to noting anises-1nm. Based upon the residence of the account holder, account type. or prod.(' type, -$4,000.00 -$24,000.00 some interest ands dvidend payments may not be subject to United States (US) anda Puerto Rico (PR) Income tars The dent morn* statement is not intended to be used and cannot be (eked upon foe tar Net cash flow -S3,998.23 -$7,984.60 purposes olefin should refer to the aCC1Katie to tenoning forms they recei* from UBS annualy, such as the Fortin 1099 and the Fonns 493, foe lax reporting information tt is the practice of UBS to file the Closing balances $3,844.10 43,844.10 aCtSkatle lac reporting forms with the US 'MOM Revenue SeniCe and PR TleaSuN DeOtaltrefit. and in Such loans accurately dasIty chic:lends ardra interest as la exempt or 'amble 'mgr. Flea* (Omit your inchtdual tax preparer kyle 2019(4) Year to datel1) UBS Bank USA Business Account APY Interest period May 7 - Jun 6 Taxable interest 1.77 12.69 Opening UBS Bank USA Business balance May 7 S9,842 33 Total current year $1.77 $12.69 Closing UBS Bank USA Business balance lin 6 S5,844.10 Prior year adjustment 0.00 2.71 Number of days in nterest period 31 Total dividend & interest $1.77 $15.40 Average daily balance $8,100.39 Interest earned $1.77 Annual percentage yield earned 026% SDNY GM 00025830 ANP7C006003923491NP7003359214 00031 0619033213008 11c000 Page 3 of 6 CONFIDENTIAL EFTA_00136450 EFTA01277683 Account name: *UBS Business Services Account lure 2019 Friendly account name: Account number: • r • =I Your lq sandal Advisor: SCOTT STACKMA:1%Ni" CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your ran objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • The account record was signed by your Financial Advisor and approved by a Principal of the Firm • Your account cost basis defaultclosing method is AFO, First In, First Out AinCiX60C0919492 NP70C03592 4 00001 °SI 9 0332I 3009• 23693SS0 I IlifOlLYGM000258fillg* 4 of 6 CONFIDENTIAL EFTA_00 I 36451 EFTA01277684 Business Services Account Account name: ELLMAX, U.0 Your II nand% Advisor: *UBS Jur., x c• Friendly account name: ELLMAX LLC Account number. SCOTT STACK MANILYLE CASRIEL Your assets Some pnces, income and current values Ocean may Ise Eposoximene. AS 8 itsUt, Oen dnd lassesmay hot be eccurately reflected. See smportant infolmafron atiout your statement a the end of this docurnem f0r more infornason. Cash Cash and money balances CasPaM moray balances mai ind ush. avalable cash balances, U8S Bant USA deport account balances, LISS Bards USA and 81 UE15 FDIC Insured Procyan 8811c deposit account POW!, art injured by the FDIC WInin UBS FDIC Insured Rogan Balances, UBS LC Stanford Stanch deposit account balances and money applicabre Inrn, but ale not protected by 51K. U8S AG Stanford Blanch deposit account balances zee not insured market ma US fund sweep balances. by FOC and am not protected by 51K. Money market sweep balances are protected by SIPC but at rot Insured by the FDIC See the Important information about your statement a the end of this downent for details about those balances. obenng Mae Orono bearee PAce per share Average Doldend Interest Dap in wiring on Jun I(S) on Jun 28 (5) on run 28 (1) rate period Penal Cep mount (S) UBS BANK USA BUS ACCT 7,842 33 3,84410 250,000.00 Your total assets Percentage Cost Estimated Unrealized Value on rue 28 (1) your account Da0S (5) annual Incase gano, lc% ($) Cash Cash and money balances 3,844.10 100.00% 3,89410 Total $3,844.10 100.00% $3,844.10 Account activity this month rot mutt Inlonnaon tout the pikeisalue shown rot restricted secuatieS, see important information about your statement at the end of this docuntnt Your 011Eflnty, Cash Cash and Date Adisity Description exPenfe Code Face value hicavalue (5) amount (S) money balance IS) May 31 Cash and mosey balance $7.84233 Jun 3 Withdrawal AC H TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 5,842.33 Jun 7 Interest IRS BANK USA BUSINESS ACCOUNT AS OF DEFOG 19 1.77 5,844.10 Jun 14 Withdrawal ACH TO Bnan Yurasits AT CAPITAL ONE, NA -2,000.00 3,84410 ha 28 Closing cash and money balance 53.844.10 SDNY GM 00025832 AelP700C60C8979493 NV7003359214 00001 C6I 9 033213008 110000 Page 5 of 6 CONFIDENTIAL EFTA_00136452 EFTA01277685 Account name: ELM", LLC taUBS Business Services Account June 2019 Friendly account name: ELLMAX LLC Account number: • =0 Your Ilnandel Advisor. SCOTT STACK MANY LYLE CASRIEL Account activity this month contrived) 01e Actmty Descripticn Amount 0) Money balance activities May 31 galena forward $7,114233 lun 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF C6/03119 -2,000.00 tun 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 05/Cf/19 1.77 Jun 17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 06/14,19 -2.000.00 kin 23 Closing UBS lank USA Business Account $3,844.10 The UBS Bant USA Maness Account is your pnmary sweep option ANPnOOO600a919494 NPMC03992 I 4 00031 06l 9 03321 xicie.23693950 Inhy_Gm_0002matege 6 of 6 End of statement for account number .= CONFIDENTIAL EFTA_00136453 EFTA01277686 Important information about your statement LES Financial Servos Ins (the Firm«185 Fins-dial her Innyouno law than 60 days after the in capacity. A ILA copy of he poky wordrg is available income a retard ad my itt keep pace with Servirest is a mentor ol all pricipal mouthy, commodity two you the fat statement on whet the error or upon request. imlati i. and cons excharges. 0135 Financial Solon and U6S problem appeared. • Moderate Wiling to accept sane risk to princoad ad Bank USA ay rdreot absidaries of 1185 AG and - Ronde you- nacre and accord number 0 any) Nether the SIPC «Orlonnor the supplemental tolerate sane 'mobility to seek hiher returns affiliates of UM Sorkin RC. The F km's finrokl — Desabe the error or tie transfer you re unsure protection app5i to: • Aggressiit: Willing to accept high risk to conchal and Statement is available upon request. The Firm's exnuthe about. ad explain as cherry as you can why you • Canaan tnancial assets controlled by (and ncten n high olatolity to seek high returns OM time, offices a. at: believe a is men a why you nod mote your atcoure vale) but Mkt away Morn 185 Fin:axial • linesmen Eigiblity Consolvadn: N selected. a information. Services. For Prole certain b) insurance products. portion ol the poi OM for that account may include 185 Fro-vial Services lx. — Proide the data' arnxnt of the suspected era. nthiCareti variable net. and bit shah of mAtal complex fIrdlflin, linked liquidly and greater 1200 Hata Boulevard funds registered n the vane of the account holder on Weehawken. NI 07086 The Finn or Card bsuer vol investigate or content the books of the issuer or Infer on, and WA correct try *nor prang. For alleged mon • Irwesement corer/Kis or noon nemesis flag, State ont Thoupehoklaige This natant nosents the only official record of you inkingUK Voaddebit cadIra-mons of we take limned pannershbos ad private placements) that ay We owconsolidate r rutted account statement with 1.65 F natal Services *count. Other records. except mote than 10 business days to do the, we will credit not registered under the Searities AR of 1933; the sane address in the sane envelope. e 0 because official las documents. contanng cornicing data should your nunrect the amount you thnk win en«, varietal • Commodities contracts (eg, foreign exchange and they haw owners who also maintain Pert *card rot be relied won t you bedew there is an ente a you war have the use of the roomy dung tie tine a pieous total contratsX oncluding futures contracts ration!), watt other clients a the sane address. If omission please neat m immedaSely in writing to the takes us to complete out thestigation. and commodity option contracts; and you prefer to mere edit' statements mailed n Branch Manager of the office nig or account. • Depart accesses (except certificates of deposit) at 1.85 ••94r•letneel0044. you may dentin houtehoideg by Please make all checks payable to the Fern or the Bali USA, UK AG US. bra-ches aidIns 6 the caring you Financial Advisor Although al 14.1144 shown re intended to be accurate, bunco' inSteuticel notated on he Watt or this FDIC Insured Deposit Program. statement datashould not be used for to purposes nth statement In addition to regular anal leess aunts The 51K protection and the upplimintal protection do Friendly nowt mime solar on yohond tax forms, Be Form 1099.549R. no be Abject to minion ten charges for bre not apply to there assets awn d they otherwise appear The Friendly account room is a Cuillanitible 'nidinerne 10425. etc ) when prepamg you th return. The Form payment kr securities purchases and charges for urpaid on Kee statements the WC protection and the chosen by you to assist you *throes recordleeprre It toured by bow to report to he *5 a taxible thadendk amounts n cash accounts Accounts that re eransfeired sookenental protection der not protect against changes has no legal effect on you account is nor attended to reportable nontaxable donnas and taxable irdernt to other onsteuhms may be subject to a [miler fee. n the market vat* of you investments (whether as a retied any strategy, prodxt recommendation. end on sewn held n you not, net ponds trot of motet movement issuer brokruptcy or obitant or roc walk associated with your on see transactions. and con basis on catin cored UBS Sweep Options otherwise) aeons and es not a prone or goodie that nhh securities 1185 offers options for mooing cash balances to bat or any frordial results, can or will be achieved. All depose *cants at non-ablated barks and ablated Dividend Roinvesnot Program (DRIP) Moments ink* the risk of loss, including the risk of Goatwomications with the Firm bares and money man rn.Aual funds (Money Fin). lhe «Ice reflected is an average ono You marobtan loss of the trait ir•IiiernInl. You can doge your • Pleaseno-dim any «al cartrunications in wring Dena moan at UK Bak USA and cm-8.MHired the actual price from you Forancol Advisor. Ong stole f rani *count names through Online Services or by tofurther protect our 'OIL includrg your rites barks panebaling in the UM FPC.Intred Deposit than re purchased net DRIP, partial dons wilthe contacting you Financial Athirea. net the Securities Investor Protection Act (WA) Program are FDIC onsured n accordance wt. FOK rules sold tel the cash we be deposited in yOur scout The • If the financial institution on the top leer of the front For more intonation, please vise www fdv.ov. Depose dividend reinvestment puce 9,PPlied by he tamer may Avon overview of this Statenstri it not LES Fnaxid Streets, LEG *counts at LIBS AG Stanton Broth and that,, of Offer Isom the man price al weigh thepartial shores • value of put acoontbortfolfo. Net of assets and Financial Sarin caries yam armed as during Money Finds are no rood by the FDK. are sold litilees broker by anent nth the inckated invert • Area Includes available cash balances, values for we Worried you d thb retabonthb when you Bark deposits ere rot promoted by WC. Money Find Castrieslieu opened this account. h this rest you kends and shays are protected by SIPC. See 'USW manual Sennett 'Inflicted smulaY (nt 2 and Global Time Deposits, Ong whok uses maybeheld nor account. If you are unrealized mats to market andrertah assets held Secure/es art located a WS Fnancul Service and rot Attar,' Prow to' below. nailed Rosario& mesh as aresult of a Ovidend payment the rtrochcing broker. and you cruet make a report by the Fim. Does not ackide unpnced seordeslastels a otherwise, the Firm veil ether sell partial snits at at the end of the prior and current statement woods, or of my error or omen to both Irons Was ycor repast balances in the bare depositsmar be marl et price or accept an aeon determined by s pan ilVelellenn. nested stock options and • As desorbed 'lithe account areerrents, you mast withdrawn. and shah of a Morey Ftrd maybe Fecund clearing army, redcredit yam account owerciaMe nook options ready us of emotes or fraud inhirg checks kukketed and the proceeds retuned to you or your seasitias *cont. • Gobi.TiCes lane, Irdades boboxes, «staining margin reflected on you statement within 30 dap after a was love:ran* objectives loan. credit short accont balances. maids nub mildole. The nvntmere objection and risk profile are speedic to • Please drea customer complains a' Further inkanatirt about available sweep options, • Casblmoney herrn Total of utnested avaFable each account and may waybetween you awns. cab banes, plus depot balances al affiliated and Sim's< lot ' ✓ickdrg currere interest rates and yields. Is audible at Please an the Finn promo g in miring of ay 1300AM. to 6 00 l'At o,,,w,dpscoreysweepr ods, from your Franco' Advisor no/Skated bras, and money market mutual tend atoll-free al sin runt change in your financial siluaton or sweep balances, at the oboe of he Worn period ET Mondry tNoug r . Or In writing to LES or by rating 800762.1000 swoon objectives For each anent OM you Financial 5.race, fra, Clem Relearn Depaiment Norsconmoddy free mitt balances yas accord an choose not the I oolong immanent objectives: na secyegred from other balaxes and he Fim may P.O. Box 766 union City, NI 07037 UBS Financial Services frOdOlre protection • hods* Orient front InsieneraS seeking the the Finn is amenter of the Startles net« Protection use ary ot these Ion ti the olden ol as • All noon shall be deemed corrthere and acarse generation of income ob. banns. These finds re payable span your demand. rl not °bodied to n days. Corporation (Stec), winch protects securities customs • Marie CapitalAppreciation thiestrrents Peeking of Es merrben tp to 4507,000 (oLding 1250,000 for Ms total is ixtided in the nerd period <losing«he • trite se or from node growth of pinealnee than the generation of the US.: Cal skins for cash). folanatoy brochure meltable won MC011ee. nano information • ho case of errors « past iris about an electronic ✓eran or at maw ape og The SIPC asset protection revs pay to all accounts that you hold in a pinata • hoar* Coasbnation ofnorm and Capital For tittered Hamelin on the (em's letxfrg practices firth transfer (WO. flisa• debit Apple<Anon Investmems seeking both the generation and &drums refer to you Client Wilkes.** cad tramactfons. on or write to LIE6 cox ay. The Firm together with certain affiliates. has abo of non andgrowth princiPat 4creennent or Acco,rd Agreement and the Genital FWee Straces ix., Herta Ind, 6th lloor, Terms and Conditions LOS Statement of Credit Practices Weehawken. W 07084 Attn RIAMISA Sens Prdood suokmeMal ingrate. The nut:Turn amount payable to all 00kclients. collectively under Oren. risk profile; anon* n Agreements andDiscbsures thisprotection is $500 million as of December 10, 2016. • Conserv/6w. Seeks to Mullah onkel wth 1p.w obs minrammerovan. Gales write as soon as maroon, if you 'hit your low rid anionMyto Iho accotne meta even it statement a recede is tong or f you need more Subeat to the pokycatkin ad Imidatax cash at the Fern is Iselwe protected la up to 11.9 Mirka in the that near the account does not generate significant niCernateM task a twofer on the statement or rent TM Finn em Card Inter (as Ceticabie) must aggregate for all your accounts held it a paten SDNY_GM_00025834 CONFIDENTIAL EFTA_00136454 EFTA01277687 Important information about your statement (c0iltinued) Yeur sew - For certain searies radirg n norikethaernng • Est. (tatinated) inn current yields and rates. - We recent Calberdaten from UM Bat USA, UPS Year staterrent itemizes securities and other assetsheld denentriatrons, price and quartity 8ace value) may An estinate of .vial income n based on (rem AG Stamford Branch and nothalf dieted bat in the account ai the wed of the signet period You have been adjusted to f wallet caper valuation. &ridged and aeon tales, enuring the war kin will ihouji our cash sweep regent the may ask for delver? of full/ Pad seoseies at ay time. To obtain sans quotations. when available, contact be held for aw yea- from statement date or until commotion may be a rot* per a-cani fee of You may recent seunties used as ban [camera aver you F &extol Adma. maturity. This estinale is only a gudelne, accuracy may be a percentage of average day derail paying any Wince de en them. Arry securities ad ocatinued moo are not guaanteed. balances wand...red to the sem drip the uremma period are • Privets invoarmann end .tnntnd products. — Estimated anal name ad ogre* yeld for lined at makes vabe as of the end of the statement /tame nwsIrrino wanes (ix Lidiog deed Wain been of waskies could iickde a return of Activity period. participated program and real estate enmeshment rust princbal ix capital pans it /batch case the est Wormation sewing commessims and other chars • Gan basis. b determning the cost basis of the securities) and struc used products are generally high income (ad Curia yelt would be overstated. /tuned is correction with the execuum of en, SOWdbet imluded the statement where indicated illepd. Certain *wised trooWIS hew not been — Estimated anus nowt and tiara* yeld and the option transactions has been rekided en with the rename I,' MSc eland& 506/10$ has relied repented with the Secaitin and Enha-cp actual Wane and yield ante be lower a hila conf °nations per ousfr furnished to you, rd wdl be on information oblained from scurf*, other thanUPS Carrassian a under ani state securities laws We than thee:tingled awards provided to rthiprametly Waage tFaartial Strikes, I-eluding °formai*, from anodic. oriMickeslinated vales fa private investment — Ann:nate of amazed raceme (dividend trace Pis or that you mar es haveprovidedto p.ir Fearkial seasities and strudtmed products for informational interest) divided by the current market Short soling Apricot The Film do not indepenkeitty wady a purposes any. AC&r!Cy a nor guaranteed. valutlaverar balances based an the last dividend If you at engaged in short selling a smisay, you may overman the acornix veldt, of are °formation - Those values may differ cabstand*/ from eraser or :Merest payment made by the ewer and inure a charge due toads:niacin:mng costs for that provided by saran other than UPS Financial Set any, al which a pries* in. 4 security of assionn the sear diWdeposes will be held fa one pa-ticulaseorMy. addtket though le35 &oval Seines ginritak structured product maybe baste ce sold and do year from the statenwnt date ce unit' nwurity. Lyda° this rthanation as received the Fern rot wawa* represent the value you may recent Accuracy are contnued yeld are not guaranteed Open orders does not guide an/ assurances that the infarrueim soon licuidation. Regarding open or 'gramellalcancellet orders that water 'Cost bast' and 'Urrealcod girlies,' is - Third party intimates of vale art as of a <dub • Aasata net held by WS Financial Services. Certain were rot executed by the stmonwra date, open buy and accrete as of the date of the statement. As such, date rd are supplied to UPS Financial Services on a assets aw red held by the Firn and not Patin the see stop orders re reduced by the mama of dividends please do not red afro nlarnition to make regular base by an idependrc valuation Fim's possession or control. These assets are yr:test° aim-dividends a °arches date unless purchase of sale decisions. la tar Pullosel of — Loa general panne et spade( *slanted vales, deployed on yes slaternet for Sonnabend instructed otherwise by you. You are lespensble for otherwise. Accounts frarnfeered to the Tim may d any. ate applied to the F im by the ewer, purposes only. Positions and vibes patented re orders that ale wound due to you Isla to once ream gariloss information only for the period of real Deaner or sponsor and may be cakulated provided by the inure; Urn 1185 Fiuncill Services weal n9 open Orden five they are held a the Finn More hiaorkal based en Menem information fecal that used by not respond* for this informandi and does not information can be aotkd by your Fasicid Adrisor. Wed parties to derive ther estimated vales. guarantee as accuracy. these asses am nal ;weeded Privacy • UfV6aliZad gains/boas. When data 6 avadabfr, — You can dots° addecrui infantaregarding by SVC or the Finis stpplementalSIK coverage. To ocean a copy of our current Cleat Privacy Woke, *stinted awaked gainsflones are caicubled for the methodology used to determine the estimate of please coact yore FnarxistAchistr or visit as websiee iiiviebal society lots. Die transaction data for value and the date of the information that is the • Revenue sharing and additional comperaation. at www urn oimunrivrerook-%. e i.al lots mayor myna reflect co-remissions, basis km the edimate by contacting your Financial - b raddiket to connissiore en salts and 126-1 Mos - IRS Financial Services is not a bark. The RAW, Business dirges ander security reorganizaten events. Advisor. received aconnection with the distrtuttn of mutual Services Account ESA and (MA are brokerage Dimknd and offer reinvestment lots and systematic - med party tstenmed vales may be reflected as funds to our ckrts we odor No &Visas raceme accounts which provide access to banking services and maxims. lots are each combined to division/ 'eke arced' in several Mentions when an revenue 0%1° 19 Women° from dm/tunes anda products *mull avangemeras with *Wised barks averaged lot The 'Trade date casein pests the indepatkee valuation film has n:4 SUpphed a is advisors of the mutual finck that we sell These and other ihrd.pany banks, and provides access to onothel trainacion trade dale. made to astir a vale. %than we become aware am:um art based an two different corpawnts: (0 insurance and aranill products issued by unaffiliated • Callable sowritin Bonds and referred stock that that a material event haSccorred that may calla the amass of sales by WS of a particular mutual thicl.party °swagecomps-tin throe.* inStrana the issuer cats la say redemption wit be selected prraturii reported vale two question, a Wien a fund family to our dents; and 60 the asset oblate of a agency sibisideres of LDS Financial Services It. irp.rhaly by lee kcal amen) at tiaras& of that valve would be highly 5p/evasive due to the nature w ind, mutual had lanais shoos head at the ▪ hvillniert iiturarea and smoky prod Its. issue held° ow mein et in nominee name fee our of the sweaty farm — Not CDC insured • No bent gunny. May kw vale clients Cell leave releanaten is <Maned from third — When neither an suer, general parker or sponsor — We and our affiliate also receive rertmorkig and — RMA Resource lAamegenent Account Business paties ad Ms accuracy snot anteed. Other call estimated value ear a thtd-pety estimated cap is an-sbus processing fees in considealka for trawler ServicesAccount ESA, IRMA and nternatiorul Resetto tours may teat shah affect yield complele provided the vat° of the storey wit be &learnt age sewn that we provide to the mutual funds. Merril Account are registered servicemark of °Rental:on will be provided upen request from its path's* price. Mel. lees goner* re paid from Minter antes in LOS Canal Services ax. • PricoNalue Fetes displayed for ',Wit* and other higher — 'Distriar ens to date may include rerun of the mutual fund and are a fixed doll, annat based — itt5.4 is a registered trademark owned biYisa products ma/ be or lower than the peke that capital, name orboth. an the nunto of accounts at the broker-dealer hurnakaal Service Association and used under you would eau:I/none a the market nn - 'Orignal unit we represents the initial offering holding mutual fends of that fold trendy. kense. The 165 Visa credit cards aid the 18$ Visa obtainedfrom various Ihrd do nor *Inch we pace per cold and may not reflect you cut base — In addeim to ceemossiorn received in cornection deba cads are isoxd by UPS Rant USA with bedew to be *Ube, but we do not guarantee their - Oft and unlisted REP 'tarots an rot listed en a with the sale a derbutian of annuitycontracts rd permission from Yea U S.A Incorporated All other -Nay national Wflirtial ockienge and at generally unit investment bust sot to ow dents, we ardor tradmwks. registered Padanwks, spree marks and — Wemono use the cbsing price when available or Arad and even d They can be sold the price as ablate receive revenue sharing ompensaten registered service marks are of their respecine he mean of head s and ask dices la listed received may be less that. the per share estimated from may of the imuraree companies urdervaltred COMpaniti. seastes and option or onba oar**, for OTC value provided n the accourm statement. the arnuity contracts, affiliates of to innate was ca panes or spawns of the unit Mennen' Putts UPS remodel Rearview lest Rev. 201810 — tea actively del or maybe p&eel inng a • Resericted seasitio. Restricted seasities wooly we &oboe. obtained no:deli:them:et recent peke vie are not <trendy eligble for pubk sale. UPS Financial — h rattioca to CCOMISSWIS received from the obtained and may rot reflect an actual market price Senices uses the market axe of the urrestncted stock purchase and sale of NewShares hrids. we avlor our or rake. of the sane issuer al an imputed vale lee the affiliate receive an assetbased revert* sharing — Cella° posiliens may appeal *Wad a price ad restricted stock foe purposes of rho statement only. To Perrerd from NeitSharei distrineors, as well as wil show as 'sake was not mailable if we at M extent that restricted lasrsie, are elgtee for sale, having for technology develoPment, training and unableto *lain a orke for a sectrity. he vale reeved may be stbstantially less than Ihe eduanyi. — Deposes er seunties denominated in ourrences aspired vale shown. - Os °leaks *tomcat Iradng commissions and ollw than US. dolks are reflected at the exchange ocher compmsai ion from mutual funds end astearte rate ad the attune/it date. ecmparioc whoa weduets we divriade SDNY_G M_0002 5835 CONFIDENTIAL EFTA_00136455 EFTA01277688 U85 Financial Services Inc SUBS Private wealth Management 299 Park Avenue 26th Floor Business Services Account New York NY 10171.0002 July 2019 ALNP700371340t 0719 M 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement? Call fOJr. hflarcia AdvJsOr Or tl.e Value of your account ReScurceLine at on June 28 (S) on July 31 (5) account Your assets 3,844.10 9,844.97 VWtour website: Your liabilities 0.00 0.00 www.ubscomlfinancialservices Value of your account 33,844.10 $9,844.97 Items for your attention • Help protect ycJsiel' horn Iran] and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth WNW. annuakreditreport.com. Tracking the value of your account duriag 2019 Value of your account S thousands at year end 2018 111,82:3.70 962 Net deposits and 87.5 withdrawn -52,000.07 VW' MeStMent retum 429 Dike:lendaryl interest income $1627 Chance in 16.8 11.8 market value $000 98 3.8 • Value of year etcant ortAal 31, 2019 S9.9.4.97 Dec 1014 Dec 2015 Dec 2016 Dec kl 7 Dec Zeie tun 2019 ki 2019 SDNY GM 00025838 Member SIPC ANP700CQ0C0713401NP70C0065259 00001 0719 000000000 00;000 Page 1 of 6 CONFIDENTIAL EFTA_00136456 EFTA01277689 Account name: *UBS Business Services Account July 2019 ELLIaX, tLC Friendly account nanwrilai Account number: Your Fi nuncio! Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 31 (1) your account • Cash and money balances may include A Cash and money balances 9,844.97 100 00% Your current asset allocation available cash balances. U85 Bank USA deposit B Cash alternatives 0.00 000% account. 1)85 FNC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0 00% account balances and money market mutual fund sweep balances. See the important in formation D Fixed income 0.00 0 00% about your statement on the last two pages of this statement for detaks about those balances. E Non-traditional Total assets 59,844.97 100.00% A Value of your account $9,844.97 Eye on the markets Percentage change Index July2019 Year to date S&P 500 1.44% 20.24% Russell 3000 1.49% 20.48% MSC I - Europe, Australia & Far East -1.26% 13.05% Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35% Interest rates on July 31, 2019 3-month Treasury bills: 2.07% One-month LIBOR: 2.22% A NP n002003713402 NP70C0065259C0C01 0719 000030000 Wtifike_GM_0002585791 2 of 6 CONFIDENTIAL EFTA_00136457 EFTA01277690 SUBS Account name: EWMAX, LLC Business Services Account Friendly account naMe:ELLMAX LIC Your Financial Advisor: SCOTT STACK MAN LY LE CASkiEL July 2019 Account number. ■ =■ Change in the value of your account Cash activity summary July 2019 Year to date (1) See account activity the month for dela Is &dances in your Sweep options are rod ucedin the opening and closing balances value. FDIC Insurance nostlies to deposits at UBS Sank USA and S banks participating in the UBS FDIC insured Deposit crogarn. It does not loply to deposits at UBS AG. %allow &arch. 51PC Opening account value $3,844.10 $11,828.70 protection awes to money market sweep find hddirps but mt bank deposits Seelmporcant inSormation about your statement on the last two oars cr this document for detals Deposits, including investments transferred in 10,000.00 26,000.00 July 2019 (5) Year to date (I) Withd-awals and fees, Opening balances $3,844.10 $11,828.70 including investments transferred Additions cut 4,000.00 -28,000.00 Deposits and other funds credited 10,000.00 26,000.00 Dividend and interest income 0.87 16.27 Dividend aid interest income 0.87 16.27 dosing account value $9A44.97 $9,844.97 Total additions 310,000.87 $26,016.27 Dividend and interest income earned Subtractions Checks and bill payments -4,000.00 -28,000.00 For purposes of this statement, teobity of interest and Ondend income has been determined tan a US Total subtractions -$4,000.00 -$28,000.00 tot leltocting CebDeClisr. Based upon the residence of the account holder. account type, or prodficl type, sane interest amino dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) income tines The dent monthy Ratement is not intended to be used and cannot be (See upon for tar Net cash flow $6,000.87 -$1,983.73 purposes. clients should refer to the ardcade tax reporting font they recent from UBS annuity, Sigh 35 the Fortris 1099 and the Forms 493, foe lac reporting information his the practice of UBS to file the Closing balances 59,844.97 $9,844.97 applicaltie rar reporting Ions inAth the US Miter& fieWilue ServiCe and PR TrtaStgy DeCOOffent &id in sigh fOrrns aCCulatebi 0859 fy da, dencsarac, inteceSt &las exempt or tank* irgOrne Neat (omit you indodual lac prepater. July 2019(4) Year to date (S) UBS Bank USA Business Account APY Interest period fun 7 - Jul 7 Taxable interest 0.87 13.56 Opening UBS Bank USA Business balance Jun 7 $5,844.10 Total current year $0.87 $13.56 Closing UBS Bank USA Business balance Jul 7 $1,844.97 Prior year adjustment 0.00 2.71 Number of days in nterest period 31 Total dividend & interest $0.87 $16.27 Average daily balance $3,844.10 Interest earned $0.87 Annual percentage yield earned 0.27% SDNY GM 00025838 ANP700020C0713403 NP7003065259 00031 0719 000:00000 0000co ►age 3 of 6 CONFIDENTIAL EFTA_00136458 EFTA01277691 SUBS Business Services Account Account name: Friendly account name: Account number: • r • =I Your linandul Advisor: SCOTT STACK MAMLYLE CASRIEL Your investment objectives: You have identified the foilowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about >our statement at the end of this document Your retain: objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment efigibihty consderatvon - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out ANP70O02000713AOt Ne7000065259 COCO' 0719 000000000 CeikfiLY_GM_000258%fie 4 of 6 CONFIDENTIAL EFTA_00136459 EFTA01277692 Business Services Account Account name: EU.MAX, 11C Your financial Advisor: UBS JUly 2019 Friendly account name:W..10AX LLC Account number. SCOTT STACK MAN LYLE CASRIEL Your assets Sane pnces, income and current values Shona may Ix approvingly. As a itsul. gans andlOsses may not be excuralely reflected. Set eeporunt intomteeon dexter your statement a the end of the Oxumem for rrore Infornason. Cash Cash and money balances Cash and money balances mate induct± avaltiecash balances, UBS Bank USA deposit account balances, UBS Bank USA and dl UPS PDC muted Procyam Bank deposit racoons/taxes are insured by the FDIC within UBSFD1C Insured Progarn Sank &lances, UBS AG Stamford Stanch deposit account blames and rroney artNat* trots, but are not protected by SIK. U8S AG Stamford Branchdeo:6d accourd balances are not insured woad mo ud fund sweep balances. by FIX and at not weeded by 51K. Money market sweep balances are protected by 9PC but are rot Insured by the FDC See the important inktmetion abt>einto statement at the endof this docunent for details about those balances. Oixring Menke Closing baace Prix per share Average Dr/WendInterest Days in Hddng coke 1(1) on Jul 31 (1) on lul 31 CS) late poled period Cep amount (S) UBS BANK USA BUS ACCT 3,844.10 9,844.97 250,000.00 Your total assets Percentage or Cost Estimated Unrealized Value on hi 31 (1) yOur account basis (St annual incone (SI On a loss CS) Cash Cult and money balances 9,844.97 100.00% 9,844.97 Total $9,844.97 100.00% $9,844.97 Account activity this month For more Information about the price/ value shown tor restricted secueties, see important M(btmaion about your statement at the enclof this doeunent Your OVmtllyl Cash Cash and Gale A(thity Description extenSe COO! Face value pricovalue amount CS) rroney balance (1) Jan 28 Cash and money balance $3,844.10 Jul 1 Withdrawal ACH TO Einan Yeasts AT CAPITAL ONE, NA -2.000.00 1.844.10 lul 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 07,0 919 .87 1,844.97 Jul 15 Transfer FM X235750100 10,000.00 Jul 15 Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 9,844.97 lel 31 Closing cash end money balance 99.844.97 SDNY GM 00025840 ANF7COCR00071340SNP7003065259 00001 0719 000000000 000000 Pap 5 of 6 CONFIDENTIAL EFTA_00136460 EFTA01277693 *UBS Account name: ELLMAF., LLC Business Services Account Friendly account nome:ELLMAX LLC Your Knandd Advisor. SCOTT STACK MAMLYLE CAMEL July 2019 Account number: E IME Account activity this month (contrived] Date Activity Descriplicn Amount CS) Money balance activities Jan 26 Balance forward $3,844.10 Jul 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 07/01/19 •2,000.00 Jul 8 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 07/05ll 9 0.87 lul 16 Deposit UBS BANK USA BUSINESS ACCOUNT 8.000.00 Ad 31 Closing UBS bank USA Business Account 59,844.97 me UBS Bant USA cosiness a«ount is your primary sweep option nwicno2ocon3406 w70C00652S9 0000i Om 00000C000 COMity_Gm_000258finge 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00136461 EFTA01277694 Important information about your statement LISS Financial Sevres ex. (the Firma' U8S finrcial her Iran youno law than 60 days after the Fern upacity. A WI copy of Ow inky wades; is available instate a rearm and may not keep pace with Scenes). is a mentor of all principal mouthy, commodity seed you the fist st awned on which the arc. or Won request. inflal and onnenexchaws. U85 Fnancial Saban end UES IM0Ul drn isPeted. • Moderate Wang to accept some We to prinsbal ad Bank USA are ndrect sits:dories of LOS AG and - PT0...Wept/ none and accost number Of any) Henn the SIPC on:Winona the swpiemertal tolerate sane Walley to seek hrber returns affiliates of LOS Seurat LLC. The Fins linnet — Dna& the ow or the welder you me ordure protection &WV to: • Agoressibt! Willem to accept high risk to prirepal ad statement it available upon request. the Firm's exentee about. an explain as ckarly as you can why you • Certain financial assets controlled by (and ncleckb n hgn volatdity to seek hug's returns over one. offices ar• believe d is mum a hely you need wee your =aisle vibe) M tellawayIron LeS Fins-Kul • fthelteler2 Eigsdelrly Conaderatem I selected. a information. Services. For turreltortain OS insurance pockets. portion of the poiiloki for that wan may inckdo LbS Marcel Services Pic. — Prone the do's* arnwit of the suspected era. rnclldrg era* acuities, and (iJ she.; of mutual complex strategies, linked liquidly and cf•alif 1200 Harbor Boulevard funds registered n the fume of the account holder on Weehawken, W 07006 The Finn or Card bsuer via investigate you coomplant the books of the Weer or transfer agmt), and wit cornet arty area brawny. For alleged mon • kwestment contracts a :vestment interests leg, Statement 'household:1r ThtS Statedurd represents the onk official record of you Orr ohrim UBS Visa•debit cad Ira-neck:re of we take Wiled pannenlips and ohne placements) his are We mayconsolidate al related account statement with LOS Financial Services account. Other records. except mare than 10 business days to do this, we *Maeda not registered under The Seerins Act of 1933; the sane address in the sane envelope. e 0. because off e ol lac ointments contanng atifiang data should your acorn la the amount you Ihnk 6 in error, so Mail • Commodities contracts (e.g. foreign exchange and they haw owners no also mantain Wit wove not be relied won II youbeam* there is an era or you wa have the use of the money dung the tine a IXECUSITIttil contrx10, axinng futures <awash rations/en was other chins a the Sat address. omission please report n arrneronely n whim to the takes us to complete as imestigation. and eornmedity onion contents; and you prefer to recce Odin:dual state ems mailed n Stanch Manager of the office wvim you amount. • Deposit accounts except certificates of deposit) at LBS separate •rwol0044. you may decline houtediekli-g by Please make all checks payable to the Fern Or the Birk USA, U85 AG U.S. britches old bats in the calling your financial Aden, Although aligns shown se ntended to be actuate, Maxis' elSteutictl notated on tie front of this FDIC Paired Deposit Program. statement nta should not be used for Its purposes Rey statement In addition to negro account lees. scowls The SIPC protection mid the simple/weal protection do Friendly oxeye name solely on yearend tai forms, (i.e Fonn 1099. 5190. nw be abject to roineenatee hos• charges for late not apply to these awns tend they otherwise appear The Made)/ account fume is a canna* fisdrurne 10425. etc ) when pregame your tee return. The Pan 6 payment for securities purchases and charges for wind on see slaternern The SEE protection rd the chosen by you to assist you whhpor recordleeprg rented by how to report to he RS alenable doidenclE am:urn n cash accou-ds. Accounts that are tendered noplernentalpraedionda not awn aging changes has ro legal effect on your account is no Mended to reportable nontattle dividends and tattle nurse to other niter ens may be subject to a trader fee. n the market Yak* of you investments (shether as a relied airy strategy, prodxt recostenectdatice. coned on wind's held it pis want,net proceeds *SA of market movement. issuer balteupecy a i nub unt ctectoe a Sc stoke associated wit' your on sale transactions, rd cod basis on artaimmered LOS Sweep Options *thinning nowms and es not/loom:se or gushes that walh satiates. LOS offers options kr owing cash balances to bat a any fitareialresulk can of will be achieved. All deposit accosts at non-affiliated banks and affiliated Dividend Roinvestawe Program (DRIP) investments Woke the risk of bss, riduding the risk of Connications with the Firm banks and money mew moral Wools &bow Funds). lhe once reflected is an average pee You may obtan loss of the belie inestment You can <hinge your • Please retrain" any owl canrunkation n twang Deposit wounts at UK Bark USA and roon•atf dieted the /dual price from you Inane ial Advisor. Only whole Wendy amount names through Crane Services a by tofurther protect your right. inducing your rites banks parkining it the U135 FDeCtswed Deposit Maws re purchased under DPP, partial news wilibe contacting you, F Purecial Aden, . under theSecurities Investor Protection Act (SCA) Program are FOKmsured el nada-Kt wail MK rules sold axl the sash wit be deposited in y0ur acorn The • If the financial institution on the top left of the front For more inktmation, please visa WNW fdIC.9"1. DeP0SA dYeksed renWSIrrest ate %relied by to true may Aswan overview of this sLeemen is not U3S Fnaxiel Serwes, LOS wounts at LOS AG Sterna(' Br ads and tures of oiler horn the make, axe at wends thepaha shires • Vaka of pout acoontaortfolto. Net of assets rd //uncial Serene caries yew account as clearing MoneyFinds are roe inbred by the FOC. re sold habitat_ broker by arrangement waft the incased Minutia, • Mats Includes avatable cash balances, values for we nonmed you of thb relaboreshb when your Bark deposits at rot [retested by SEC. Money Ford Iiela opened this account. h this ran yow finds rid shays are wattled by SIK. See "LOS/ inancel Wens restricted scurry (et ), and Global Time Deposits, Ober whole units essay be held a ytas wont. If you are unreallaied malts to market and <Wail abets not held sect-dies at located x LBS Fmental newts and rot Accord Protection' below. entitled to a parlol wit as a result of dedileed paarant the itateng broker. and youmat make a report by the Fin Does not Wane waited securatasiels a otlerwoe, the Firm wdl ether sell penal woes at al the end of the prior and orrent statement periods, or of ant an or omission to both flit.,. L/PM 'our recuest balances n the bank depositsmai be mare et eke a accept en amour dettemined by a predate inwsenerds. wvested stork Optaom and • As descrbed n the account agreements, you mutt witcann, ad shoes of a Money Fury may be revered clearing agency, a-elcredit yes accord owe -gable Rock options reedyusof any tiros or fraud irmeerg checks fizeuente4 and tie proceeds retuned to you of you • (iabstitieS Irntedes del* balances, tuna-dem margin refined coyest statement within 30 days ales a was insins account. Inverlawe objectives torn. credit tie short account batricts. mailed a nude milabso. The twesunert objectives ad risk profile are 'ebbe to • Pleasediva customer complaim ' ' Futter ibormation about available sweep options, •ach account and may waybetween your accoubs. • Cash/money halvah. %Idl of unimested available Pins< rKkadbc curren interest rates and yields, 6 available at cat berets, plus deposit balances at affiliated and Please advise the Firm prom* n wrung of ay nabefikned baits, endmaw market mutual ken or log-free al BOO A M. to 6 00 P.ht wwwdinsorrdsweepyelds. from you F mantel Advisor *askant change in you financial situation a a by <ring 000 762.1000 sweep balances at the caw of he seamiest period ET Monday ehroug r . or in maim to LOS envenom objectives. Fa each account Fred, you Pisan.' Sewn fre, Relatiorn Department, Nonyonmodity fret onwit Waxes nabs accord ate choose awn the following imestment objectives. not sepegxed from other balances and doe Fim may PP. box 766 Unt0rl CaY. 07037 UBS Finncial Services accosart protection • Rada Covent Ocoee. Int twines SWIM the The Finn is ammeter of the Searles Mester Protection use any of these funds n the °corny souse of its • All swernews toll be deemed corrolbe and acesse germaino of intone way. barns. Those feeds repayable assn your demand. it not Wetted to n days Corporation (StPC), which protects secant custoMen • Anew Capra/ Appreciate.= WestrneMs seeking of Es members to to 4502.002 including $250,000 la This total is gelded in the ono* pored <being wan • For TTY or tram brooch of princtoal sheet than the generation of hen S.: Cal dains for cash). (*lawny brothure magabb won room. Leming inlomiation • hone of errors a terbium about an Vi electronic ta' retain a al moot ape o9 The SIPC asset protection lints apply to a0 wants that you hold is a pinata • Peo&ce Combination of Wow anof Capra For detaled inorrnatial on the I Arn's taxing practices fund; transit' (MTh ' debit Adams ion: Investments seeking both the Sotelledica ad Obbsuin. refer to >a...Chem Reblicashi> tad tranaatboos. cau or write toUB$ ey Dw Finn, together with eaten affiliates. has an e Of none ad growth of principal. Agreement se Accosts AdyeernInt end the General rename' Sewn ix., Hama kJ, 6th floor, Terms and Conditions. LOS Statement of Credit Practices Weehroten. ta 07084 Allis RMASSA Sewn lonkosed sunkmente insurance. The nwieurn ornate payable to all eligble dents. collectively under Otani risk pada available n Agreements andOisdnures thisprotection is SSOOmillon as of December 10, 2016. • Conserv/6w. Seeks to merman onkel pre-coal, well a *ono alit ..wart red. Inu or Cal a write as soon as you can, if you tilt you low risk ad voles My to the accosts overall, even if statement a receje is awing or if you need mite Sunni to the bulky coankte end Irrealn cash at the Sim is foster protested for up to 11.9 micas in the that mean the account does not generate significant otorinal•M tad a twofer on the statement or recent The Inn of Card bsuer (as appicable) must aggregate for a0 your accounts held n a partkular SDNY_GM_00025)342 CONFIDENTIAL EFTA_00136462 EFTA01277695 Important informatimi about your statement (Continued) Your assets - For certain skunks racks; in non-ccolcemng • Est. (estimated) income. current yields and rates — We grime <Ctliper6b1C41 heel WS BM. USA, CBS Your Itaterreni Monies recueibes and other ands held denomnatonk price ard wryly (lace oath may An est mak of imial more is bated on anent AG Surrlond Branch and nonaffiliated bads n the account al the end of the Slaternent period YOU have been adjusted to facilitate proper valuthth chide. and Menem rates, assuning the triunes will Moods our cash sweep laWaTh This may ask for delivery of folk Paid securities al ant tire. To obtain anent guotthons. when avail:15k, contact be held for one yea- from statement date or wail compensation may be per account fee or You man remise mule's used as loan collateral alter yes &uncut Ai:loser. mataity. The estimate is calf a guideline, accuracy may be a percentage of aimage dab deposit ming any balance do on them. Any securities and cortriued norm are not guaranteed bermes transterred to the Fm, ding the surimme pored are • Private investmante and structured products. — Estimated arrhul mom and curetl yield for laid at market value as of the end of the stamen Private nwstmene warms (ix Ising them titan types of securities could include a met an of Activity period PankiPal Ca program and real estate inmenent trust princPal or capital gait in which case the est Information regasing commissions and other cargos • Bost basis. In deteannirg the cost base of the seriaises) and strut tired prodths are generally highly income (rd current yielo) would be overstated. incurred n CCereCttOn well the exisoson of trades, seamen included n this statement where indicated third Cerian 'buttered modris ham not teen — Estimated annual mom and orient yield and the incluangopticn tram-actions has been minded on will the number 'I,' URSFiurcial Services Ms relied registered with the Somities and &charge xeual income and yield mile be lower or thither carotin...ions previously furnished to you, ed wit be on information obtained from sources other than UBS Commission or side, any state Securities laws. We than the eshinged snorts Provided to you promptly on regime Snancial Sersices. kluding inIcernaticn horn nabs,. pow& evirnated values for ',note swesirram — An estimate of atnualizod income (denderd race Inm or that you man has:wooded. your Snacks& wakes rod structured products for Mormal mud interest) dirded by the current market Short sidling Amato the Sim does nal indepeklently way o Ferrous only Acoracy 6 not guaranteed elatef average balance a based on the last divdend II you are engaged n shot "Ong a unsay, you man guarantee the korai or vatcleyorary information - Thew values may differ a/wantfay icon peon, it or fluent plyiVent made by the issuer and incur a charge doe to retain Ixeroving costs for the provided by sources other than U3S Financial Secede any. at which a private .ristnie A security or mums toe seorneideposts will be hell for the pan Oita-security. addition, although LBSFnincial Semmes generalbi structured praise may be boodm or sold and do year from the statement date curia maturity. updates the rdomatith as it is received, the f Pm rot rhwessiikr represent the yam you may rectae Accuracy and continued mkt re not guaranteed Orin orders dos not monde any assurances Mr the infomarion goon liepidaten. Regaidng open co tgoosaitcancellee orders that valet "Cott base ind "Urvealced ged loss" is - Tied pry Monies of value re at ascertain • AMU not held by WS Financial Services, Caters were riot arieuted by the stamen date, open buy and karate as or the date of this statement. As such. date and are supplied to UBS SnareSikes:ices on a itself are not held by the lion and not width the sel stop orders re reduced by the mom of divdervh please do not rely on this nlaroution to crake regular base by an independent valurion lima Fin's possession or control. These assets are orNM" on an roodoklerds or evirsthis date unless prchase or sale decisions, for to pa-poses ce - beat general partner or sponsor estmated vales, clithlayed on war statement for nformational othathect otherwise by you. You re tesponsble for otherwise. Accounts transferred to the Fern may any, re sswtied to the Fon by the issuer, purposes only. Posnons and values presented re orders that re executed dr to your lalure to cancel reflect are itormi kr+ only fox thy period or general pother or throw and may be calculated provided by the Muni; fern UBS rimincel Serves is "ing open orders. tiro theyre held at the Fan More historical based on deferent infarnation from tat used by not responsible for this iternaion and don not ntimaticri can be added by you* Truncill Advisor. that parties to derive thee Monied vales. guarantee as accuracy These assets are not tweak:rid Privacy • Unwanted gang/losses. Moen die ie availabki, — You can dour, additional Momurion regarding by SK or to Fim's supplemental 51K coverage. To °Lean a copy of as current Client Privacy Nike, estmeted unit:Fired gansflosses are calculated for the methodology used to determine the estimate of ',lean collect your froancialAthisor or viva as webs.. ndvilial smarty lots the transaction data for value end the dale of the iliceniatiCel that is the • Revenue aharkig and adckianal ocimpensthion. al Pawn ”htensurvivierregrt. nOvidual lots may or manna reflect carmissions. basis for the estimate by contacting your financial - In xklitith to commisskris on lain and 12b1 Wes - LBS Financial Services ir not a bark. The RMA, Bennet" charges anchor secuity reorganized on canto Admix receved in connection with the dosirbuten of mutual Smokes Account BSA and IRMA ye brokerage Diedend and other reinvestment lots and systernak - Wird patty estimated vales may be reflected as fads to Oct dents we anchor or Millie mom* accounts oshch provide access to barking SerViCOS and puts. lois re each combined to display cot • Not piked' in several student: Mien an ovine shying payments from deutuicri aril or potluck Ihreuct alarigitMertS with affiliated banks averaged lot 71-• 'Trade date colmn parents the independent valuation torn has not suppled or advisors of the mutual funds that se soli Theo and other thiel.pany banks, and provides access to onginal transacoon trade dale. unable to /Mrs a vase, when we become aware amounts re based on two different comprentsi (4 issuance and army Products issued by unaftliaked • Callable securities Bonds and preferred stock that that a material event has occurred the, my calla the imam of sales by LBS of a particulr rrutual ihnd.party nsurake (=panes through inesake the issuer cab Ins <ago rederrpton Pail be selected premousOr reported value it question, or Wen a had family to our dem': and 60 the asset oaks of a agency elosigaries or LEES Financial Semen cox. erriertially by lot Iran among al hoarier of that value would be highly speculative due to the nature particular Mutual ford lanais 'hares held at the — Ynestniere, nes:anus, and annuity products, issue held in Our mow or in nornim maw Is, or or the warty Inn — Not FDC insured • No bank guarantee. May lose val. clients Call bare raomaten is obtained from third — Men neither an ewer, general partner cr sponsor - We and our affiliate also receive minding and — tMA Resource Management Account. Busyness parties as accuracy is not gawked. Other call estimated value nor a thethathy estimated vaLie 6 ornnbus proofs's-9 fees in considualco for transfer Services Account BSA, IRMA and nteenational Resource leaves may nth which could riled mid. complete mended, the fake of the storey will bedeferent agent services that we provide to the rnosual funds Management Account are registered service marks of Mammon will be provided upon request from its pushes* price. These fees were*, re pad from investor rises n UPI Financial Services lx . • Price/value Peres displayed for securities and other — • Dthrbutions to dre • may ruled ream of the mutual fuNd and are a fired doll. amount based — vKA is a registered vacterrurk owned by Via products may be KOK or lowerthan the price that capital, nccme or both. on the meter of accounts at the broker-dealer rrieroxional Service Association and used under you would actually remise in the market. Prkes - •Orogrul ant sae' represents the resat offering holing mutual funds of that fund family Icense llse LOBS Via credi crds and the IBS Visa obtained from various dud party sources *Nth we pike pee rot and may not reflect misa cost bath - n addition to CCrnill6SkinS received in connector+ del. cads are mord by LBS Bank LISA with behew to be nab*, trd we do not guarantee this - DPP and whited RErt sec rcies are not listed on a with the sake or datibuton of annuity contracts and permission from vise U S. A Incorporated Al other accuracy national securcen exchange. and re generally snit nvestment butt trots to or clients, we ado trademarks. registered trademarks, stoke marks and - We genera*, use the closing price when available or amid and men A they can be sold the price or aft hate receive revenue shying corrpensaton registered service muds ye of their respitee to mean ol the bid and ask a ices for listed received may be less tan the per share estimated from Mr/ of the nsorance companies unckrwriting convenes maybes and options or ore/ bid pokes For OTC value provided an the account statement. the annuity contracts, affiliates of the (*nuance washes corpthes or sponsors of the snit investment tants MIS Flunk:al Services Inc Rev. 701810 - Less actively traded seashis maybe priced thing a • Reserided securities Restricted securities general" we daring. valuation model or the most recent price we re not <inertly ithgble for pubk sale. LBS Financial — in addrith to commissions received from the cblaned and may not reflect an actual market price Services uses the market price of the urresnxted stock pschase and sale of NeeShares kids, we ardor cur a male. of the WOW issuer as an masted ale for the If lute real,* an asset-based revenue sharing ▪ Cedar posithns may toper w thong a price and restricted stock for purposes or the StOfteltat only. To payment from NentShares doubters. es well as willdeny as • prico was not available' it we are the extent the restricted mum ies are ebgble for sale, fading for technology development, training and triable to cbtan a peke Ins a sksity. he value removed may be abstantially less tun Ilse educal - Deposes a worries doles denomnaled n arrences awed value shown. — Our Alleles also receive tradng cormikkris and other than U S. re reflected at the exchange other cansemalcn from mutual funds and awake rate as of the stammere date. carper.; *two. product' we clittrbae SDNY_GM_OOO25843 CONFIDENTIAL EFTA_00I 36463 EFTA01277696 lies Felancial Services inc. Private Wealth Management UBS 299 Park Avenue 26th Floor Business Services Account New York NY 10171.0002 August 2019 ANfloorms854550819 El 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: In Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Quesfions about your statement? Call your Financial Advisor or the Value of your account Resourcetine at on July 31 (1) on August 30 (5) account Your assets 9,844.97 2,000.00 19sItour websIte: Your liabilities 0.00 0.00 www.ub0comainancialservices Value of your account $9,844.97 $2,000.00 Items for your attention • Help protect ycaltel! Iwrn li3u1 and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth vmw.annuakreditrepott.com. Tracking the value of your account derive 2019 Value of your account 1 Thousands at year end 2018 111,828.70 Net deposits and 962 87.5 withdravab -$9,845.31 Your mestment return Disidendard inwest income $17.61 Change in market value 50 00 20 Value of your arcane on Aug 30. 2019 $2.000.00 Dec 2014 Dec 2015 Dec 3016 Dec 3017 Dec 2018 Jul 2019 uA g019 SDNY GM 00025844 Member SIPC ANP7000200093S4s5 Nr000061937 00001 08l9 030030000 000000 Page 1 of 6 CONFIDENTIAL EFTA_OOI 36464 EFTA01277697 SUBS Business Services Account August 2019 Account name: Friendly account name: Fl LMAY LlC Account number: Your Il asocial Advisor. SCOTT STACK MAIILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 30 ($) your account , Cash and money balances may include A Cash and rrxmey balances 2.000.00 100.00% Your current asset allocation available cash balances. VBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. VBS NYC Insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 0.00 0.00% about tout statement on the last two pages of this statement kr detais about those balances, E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $2,000.00 100.00% A Value of your account $2,000.00 Eye on the markets Percentage change Index August 2019 Year to date S&P 500 -1.61% 1831% Russell 3000 -2.04% 18.02% MSC I - Europe, Australia & Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10% Interest rates on August 30, 2019 3-month Treasury bills: 1.91% One-month LIBOR: 2.09% ANP:0002000t65456NPTCC0061937 00001 0819 000000000 0391flititnnt0002sSiste 2 of 6 CONFIDENTIAL EFTA_00136465 EFTA01277698 Business Services Account Account name: ELIMAX, LLC Your PI nandal Advisor: Friendly account name:EWSAAX LLC SCOTT STACK MANLYLE CASRIEL :..,:t„t 2C 1 -2 Account number. • =M Change in the value of your account Cash activity summary August 2019 (3) Year to date (S) See Account activity !ha MOW) for deia Is &dances in year Sweep OpliOnS are inductedin the opening and closing mantes vita. FDIC Insurance spdiet todeposits at UBS Bank USA and en banks participating in the uBS FDIC insured Deposit Progarn. n Oces not apply to deposits al UBS AG. %rim march. 51PC Opening account value $9,844.97 $11,828.70 protection applies to money market sweep find hddings but not bare deposits SeeImportant inSormation about your statement on the tat two pars cf this document for deals Deposits, including investments transferred in 0.00 26,000.00 August 201911) Year to date (S) With&awals and fees, Opening balances $9,844.97 $11,828.70 including investments transferred cut -7,846.31 -35,846.31 Add/bons Deposits and other funds credited 0.00 26,000.00 Dividend and interest income 1.34 17.61 Dividend and interest income 1.34 17.61 Closing account value $2,000.00 $2,000.00 Total additions $1.34 $26,017.61 Dividend and interest income earned Subtractions Checks and bill payments -4,00000 -32,000.00 rot purposes of toes statement, twateity of interest and 040end income has been determined torn a u5 Other funds debned -3,846 31 -3,846.3) lm tOPOrtirg CeorPodilt. Baud upon the residence of the account holder, account type. or product type, some barest ardor dvidend payments may not bo subject to United States (US) ardor Puerto Rico (PR) income tars The dent mom* statement is not intended to be used and carrot be relied upon for tae Total subtractions -$7,848.31 -$35,846.31 purposes. Clients should refer to the ai:OCEtie tat reporting forms they recei* from UBS annualy, such as the forms 1099 and the Forms 493, foe lax reporting information his the practice of UBS to file the Net cash flow -$7,844.97 -$9,828.70 accticatie la( reporting formS with the US Werra neVenue SenriCe and PR Tfeastay Department and in such loons accurately classify dbsclends arOci intereSt alas exempt or tarable Income Please consult your Closing balances $2,000.00 $2,000.00 Inthedual tax preparer. Year to date (1) August 2019(1) UBS Bank USA Business Account APY Taxable interest 1 34 14.90 Interest period Ad 8 - Aug 6 Total current year $1.34 $14.90 Opening UBS Bank USA Business balance Jul8 1,1,844.97 Prior year adjustment 0.00 2.71 Closing UBS Bank USA Business balance Aug 6 57,846.31 Total dividend & interest $1.34 $17.61 Number of days in nterest period 30 Average daily ba lance 17,378.30 Interest earned $1.34 Annual percentage yield earned 022% SDNY GM 00025846 ANP7C0020C003S4S7NP7003061937 00031 Cal 9 000030300 coi5000 Page 3 of 6 CONFIDENTIAL EFTA_00136466 EFTA01277699 SUBS Business Services Account August 2019 Account name: Friendly account name: Account number: r =1 Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a ful description of the altemaove investment objectives in important information about your statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibiSty conscleratton - None selected Your account instructions • Your account cost basis default closing method is111O, First In, First Out ANP7C00200769S4S8 NF70C006I 93700001 eel 9 C0C03C000 034SISILY_GM_000258,194 4 of 6 CONFIDENTIAL EFTA_00136467 EFTA01277700 Business Services Account Account naex: EU.MAX, U.0 Your Financial Advisor. UBS 2C I Friendly account name: CLIMAX LLC Account number. • ME SCOTT ST ACk1,1An LYLE CASRIEL Your assets Some prices, income and current vaues Shown May be apprOtimale. AS a tests. gam at kisses mat mil be accurately reflected. Set rmporUnt in(osestebOn about your 'Cerement a the end of ths dxurnem for mote information. Cash Cash and money balances Casts and moray batances may ind u:Se avalaale cash balances, UBS Bank USA depoot account balances, UBS Bank USA and al UBS FDIC bitted Prodan Sank deposit &Count tdaXes are insured by the FDIC within UBS FDIC Insured Rogan Bank Barnes, UBS AG Stanford Branch &posit account baances and rroney applicable teams, bul ale not protected by SIK. U85 AG Stanford Stone hdeprisil accourt balances are not insured [Mad mutual fund sweep balances. by FD0C and are not protected by 51K. Money market sweep balances are protected by SIPC but are not insured by the FDIC See the Important infommtion about your statement at the end of this document for detain about those balances orenng baance ClOung balaxe Price per share Ai.etage Duoend littered D*5 on »acing on Aug 1 (1) on Aug 3011) on Aug 30 CD rate period period Cap anount (S) U85 BONK USA BUS ACCT 9,84d.97 2,000.00 250,000.00 Your total assets PeKentar 01 Cost Et4maed unrealized Value on Aug 30 (1) yOur Mount MSS (1) annual inCitme (S) pan or loss (S) Cash Cash and money balances 2.000.00 100.00% 2,000.00 Total $2,000.00 100.00% $2,000.00 Account activity this month rot mote information abOut the totkei value shown for restricted secunlieS, see important information about your statement at the endof this document Your Oualtityr, Cash Cash and Gate A<Ilmty (*script:on expense Ccde Fel(e vase PeloWalue st unt IS) money Pliant! (1) MI 31 Cash and money balance 59.844.97 Aug 2 Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 7.8414.97 Aug 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 08/0619 1.34 7,846 31 Aug I S Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 5,846.31 Aug 20 Transfer TO X235768100 -3,846.31 2,00).00 Aug 30 dosing cash and money balance $2.00000 SDNY GM 00025848 m*70302000035459 NP700306I 937 0003I dal 9 000:00000 000000 Page 5 of 6 CONFIDENTIAL EFTA_00136468 EFTA01277701 SUBS Business Services Account August 2019 Account name: ELLMAX, LLC Friendly account name:EWA/1X LLC Account number: =. Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month «ontoved Date Actmty Description Amount (S) Money balance activities /al 31 Balance forward 10244.97 Aug 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08102/19 -2,000.00 Aug 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS CF 0810919 1.34 Aug 16 Withdraw) UBS BANK USA BUSINESS ACCOUNT AS CO 08/1919 -2.000.00 Aug 2I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF MUDIP -3,846.31 Aug 30 Closing UBS Bank USA Business Account $2.000.00 The UBS Bank USA Business Account is your pnmary %veep %don ANP7C002003E85A6ONIN000061937 00001 0819 000030000 actiflittcmt0002stente 6 of 6 End of statement for account number El El CONFIDENTIAL EFTA_00136469 EFTA01277702 Important information about your statement LES Fishmeal Seats he (the fern of UBS Financial her Iranyea ea later than 60 days alter the Fem °pay. A lul cepy of the poky wadrig s addable an or earns and my rot keep pace with Served), is a mentor ol all oedipal seedily, coarrafty sent you the fro statement on which the ene or won request. influan and cptens exchanges UBS Fined Sinn°, and LBS problem append. • moderate ritang to accept some ridt to winced rid Bank LISA are ndred absidaries of LEIS AG and - Neckyou- name and accost nitaber(! any> nag theSIFIC protedonna the sunmentel tolerate tavse Wendy to seek haler returns affiliates of Lib Secuntes LLC. The Fein's financial — Dewitt the error or the transfer you re unsure protecton apply to: • Awrenne: Wiling to accept hit nee to pnncoal ad statement is adiale upon request The Fines executed about. and plain as dearly as you can why yov • Gran &uncial assets nailed by (and MØ el high sletbly to seek KOreturns ode tinw. office, re se believe * is an error a why you need ma your account value) but heed away tren LES Financial • (~lament &Teddy Conanfergnak I selected, a nformahon. Services Fa ale certain (i) nsurarm produns, Pena d the pa Hobo for that inn may nark IRS Fannie' Sends Ve — Provide the doer amount cf the suspected era. ixiixrm9 slab/ernes and (it) tree of mutual complex swan linked liquidity and rend 1200 Haar Boulevard finds registered in the nine of the account holds< on sandy Wnhariken, NJ 070$6 The Firm a Cad Issuer vna iwestigate you canine the bases d the isveer or transfer *gent), and veal correct res error ~alb For alleged errors • harmed sonnets or nwileiwit :Nitwit, kg, Statement lwasholdinge lhs nattenen Nana the only official record of year nvolvn9UBS Maa•debst cud tranelir.„ rf we take linhd pa genhis and private placements) tin re We may consolidate al rered account statements with LIDS F rune's' Serves account Other records, ~PI more than 10 bus ass days to do tas, we will credit not registered ureter the Securities Act ol 1933; the save address in the same ~MP. e 0 because Off.< lac eocunents, contanng dating data should yul :mourn for the amount you ilia is in error, son • Corrrnoditeis corwacts (e.g„ foreign exchange and they have owners who also manta prr, account not be retied ..,on R youbah, there is n eta a you wit have the use d the money Ong the time n paces metal contracts). main; kitties <OrWartS reawaken wen other arcs at the sae adios d Ornr4.011, please noon it immediately re mitre to the takes us to cent* as ire:legita. and tonality Wen contracts. and you prefer to recent redindual statements meted n Bondi Manager cr the office servng was account. • Deposit Ulowts except certificates of detail) at LBS separate wean sos may Quid annealing by Please make all ilrecks payable to the Fan or the Brk USA. URS AG U S. arches and bats n the calling your financial Adder Althea). at IWei shown re Mended to be mange, annual nsteuten reicated on he ant el thiS FDIC Mosed Deposit Proram. 5111~1 dale Should not be used for ten areas*, Rely stiomen In addition to regtiar account fen accounts The SIPC protection and the suppemen al protoften do friendly «cod-dooms Web on yearend key lams, (i e Form 1099. 5498. mat be sayect to median, het charges for lato not epee to those anon everrif they otherwise appear The Friendly account name is a cusearkeade -nderume 10425. Ps )44hP'PrePretaer taw return The Fan 6 payment for secures purchases and charges for unwed on >Ca statements The St< IXOtellO41and the chosen by you to !gig you with your recordleopeg lt regured by law totem to he RS all taxable addends, rants n cash accents. Accounts that re Pantie-red surelemertal protection do not protect aganst changes has ro legal effect on yod account is not inendedd reportable ~stair* dvands and taxable fluent to other niteulens my be subject to a vandal fee. en the market vale of your inwstanents (nked's" as a reflect n strategy, prodart, reCOrreriergaggh. caned as swain held n you accent, net proceed, raft of matlit movement Issuer bankeuptcy or nand objective a roc peak associated wear your on saw transacted. and cost basis on Cedar cowered UBS Sweep Options otherwise) accounts. ard is not a poem.* a guarantee that 5w" Wattiis U35 offers options to hyaena cash balances to brit or any linenCial WIWI.. Can Or will be achieved. All depose atoms at non-ridded bads and Mitred Dividend Reinvestment Program ØP) inestmente involve the rok of loss includanhe risk of Gcmistasiationa web the Finn barks and money dad rdikalleildl (Money iseds). The am reflected is an average once. You may Obtall loss ce the «Wee investment. You can change your • Please wtorillieen ant oral torrituncateons n wee 19 Dead adorn at U95 Bant USA and re:naiad! the actual price OCT )01Internal Advis«. Orgy nab Friendly arCtial1 names through Ordne Sends or by lc:further protect your rips inducing you nits banks partitioning n the UBS Ft:Catered Depost tarn re awned under DRIP. Vanal shies will be corded eg youFend Wawa. u-der the Studies Investor Protection Act (SPA) Program ad FDIC roused n accordance with FO/C rules sold vii the cash wit be deposited in your accosts The • ti thedared rotation on the top left of the lard Foe more anation, please visa WNW lcIK.Tet.Dep054 dividend renvestant price staked by he stuer may Account overview of the stamen is not IRS inonde Seats, LES etcounts al LES AG Stadia Branch and shires ol Delfa from the market (al at Much the partial shares • Value of your e«ountaponfoln. Net of assets zed Fanjet kneel can year account as axing Maw" Ards are not awed by the ROC re sold liatelnek baker by artangemenl wet the iacated instrlutirn • Assets Inducers available cash balances. vales Fa We .tomred yw d tho relabonahe when you Bank deposits are not rented by WC Monty Find Cosivalieu restricted security fast ), and Global Tia Deposits, caned this Nacre bibs case, yet leds and shares are protected by SIPC. See U8S (nasal Senn one whale urns maybe htid en year aCCOlnt, eau are Account Nakao' below. uraned mares to market, and certan ands riot held stuees re 'rated at IRS I «uncut Services and nol folded tomato' and as a result of a&Wend p*ment by the Fern Does not rink raced securemlassets the awoken; broker, aer you mutt mat • a fowl • otherwise. the fern wll wetter sell partial dies at at !Nerd of the prior and orient statement prods, a of an/ and. or om issien lo both fint Lan sourrend, balances in the bark deposit; mar be mad at price a accept an nowt determined by • pane iwestank noted stock options and • As deserted h the acdult ardent% you must witotawn. and shares of a Mona Find may be Neared clan, agency. and credit your accent leaddred ad the proceeds rained to you a your cracisado yak options noblyusof any errors a fraud irwohna checks • Lintans rekides debt balances, oLastandeg margin reflected an was sand man 30 days after e was teevnes Immanent object aces mailed or male waddle load. credo la, sae accoent batinC•f. The meaner telecom aid nsll, profile are 'picric to • Pleased:not customer ooniplaims a' Fuller Venation about addable sweep options, • CaseMoneyealanced Total d uninvested sealable each account and may varybetween ear acan cash balrates, plus depose balances at alf dieted and Fent's nakodng current peered rates and welds. is NNW* at Flease advise the Fern prone in writing of are wwwwkisenswenswelck from your Franul Advisor nonaffiliated bails, end mosey mad mewl kend a tollfree opdyt at 800 AM. lobe» saileant change in wet financial anon a sweep bands at the cane of the statement pea ET Monday r . or in wain; to U3S cr by <Ping 800 762.1000 natant necked For each !tarn hat you Financial Seences vo., Clem R7 Department Noncorrenon free creek bared in you account ae choose one of the lobwng instant/It CO:11<1~ not segregated tram car balances rid the FM may P.O. Box 766 Union Ced. NI 07007 LIDS Fanml Sevier ant protection • POdX•Cunne Income Investments anal the The Finn semester of the Searles twestc< Protection use any of these Ida en the Ordinary Wine 01 ns • All rIketreftS shall be deemed corrobee and accurne gnaw, of «ant only. brass These funds av payable icon your demad. rl not Waded onn days Corporation (WC), each protects putties customers • Achwe Capita/Appreciation: iwtStmerilt seeing ol es meads so to 1.500.000 Caledirg 1256000 foe Ths total is neded in the newt period closing who • Foe TTY se or from whole growth of under rater than the generation of darns fo«ren) Faelanatory brochure available tan the LI 6 Ca deeded ce at www Roc org The SIPC asset PrOt•CtiOn MOM.. Lending information • Vs case of errors c< nudes about an electronic • Procria Crlarnaabon ofincome and Capeal For deeded relarnation at the fern's lending erect Kea knob trend« (a1). ' Vea•debit lines awe to all accounts that you hold in a panabr Appre<agora Invenrr*ntt snagboth the generation and esdnuress. refer to you Client Roldionshe card traidacoons call or wree to UBS <nay. The Finn, together with certan affiliates. ben also of index ref growth of principal Agreement or Attain Arena and the General We Weehawken entes Marta kJ, 61h floor, 07086, Alles IGAM3SA Senn Pinhead supplemental inns.. The meads rØ payable to all etable climb, collectively utsde Overall risk proMet TEMIS and Canditions LES Statement of Credit Practices available nAgneeneents andOirbsurea the protection is $500 million as of December 10, 2016 • Cowan< Seeks to martian meal papal, with yearreuddsvenu Cal a write as soon as you can, if you ark yeas low risk »MyattMy to the account ~tall, ever, if statement a recept is wrona or 4 you need more Subeed to the policy co-aids, and amen cash at terem is kit« protected for up to II 9 mien in too that means the angst does not generate Prase ntounalion abaA a transfer n the stamen, or recta. the eirm or Cad burres smokable) must Neregatofor alyour accounts Mad n a aridly SDNY_GM_00025850 CONFIDENTIAL EFTA_00 1 36470 EFTA01277703 Important inforniatimi about your statement soohnurto Ye.. assets - For certain season rang n nOn-COSICenIn9 • En. (estimated) income, current yields and rates. — We wren (Colper6bliCes Iran UBS Bare USA, LBS Your Arens. Stances recuribes and other assets held denomnatons, puce and corny (lace value) may An est maw of itsinua r..crre n bared on cunt, AG Surnotd Branch andnounaired bait n the account a the end of the Slaternerd period. You have been adjusted to frank proper venni dvidend and intent rain assuring the wurnos will throw/now cash sweep prrogam. That may ask for detvery of tufty Paid securities al any tire. To obtain orient quotations. when availabk, contact be held for one yea- from statement date or until ccenpensation may be a ma-thy per axoro fee or You may recen seenties used as loan carer alter you &uncial Ackscr. mataity. The esti:tate is only a guider*, accuracy may be a percentage of nerage dak deposit payny any balaxe Sir on them. Any securities rd continued inane are not guaranteed. barges buncrerred to the ono dreg the staummt pond are • Private investmente and structured products. - Crtmated annual nano end anent yield for hued at market value or of the end of the stamen Private nwstrrent sects/on (r.Iring drect types of swathes cold riftede a return of Activity period Dank:Patin program and real mate 'vestment trust prricioal or canter gait in which case the est information weaving commessons and other climes • Cost basis detennning the cost bans of the seasi es) arid strut ond products are generalty highly income (rd current yarn) would be overstated. intoned n correction Well the executon of trades, securest included in this statement where indicated &gni. Chan struck/id nairts haw not been - Estimated rat al 'came an anent yeld and the indadingopticn tqwv.actons has been exuded on with the nunnet SS Fiuniat Services An relied registered with the Secants and &charge actual income and yieUnighe be bur oe hips castimations peas ouok furnished so you, ed w11 be on information obtained from sources other than UBS Ccmmssin or nder any state securities laws. We than the *singed anants pro-heed to you prat-splay on regent. Financial Services. rkIrding Hannon born mother prone einnated values for private mourner. - An estimate of a-owl:zed income Idivederd aldrcr lion or that you may have vaned:co your Finical wastes and snot wed mains for rkirmal cnal interest) deeded by the current market Short Sting Apnea. the Firm does nOt rulnenitatly retry or prpous only /Scurry n not guaranteed valadaveragr balance es based on the last divdend ml you me engaged n shat selling a uwity, puma/ guarantee the aCOSary or vainly of anyr amnion - These values may differ %instant ion/ Iran pekes, it or merest payment made by the issuer and cur a charge no to Certain taros/rya costs for that provided by soaves other than U3S Financial Senor xiss al which a parte nnind security or nunes tie secisineirdepons will be hell fee one prnk-security. addlico although LBS Coaxial Sinks gerneralk structured maxi may be bcks-kl or sold and do year from the statement date °curt,' maturity. updates the Hamra, as it is recessed, the fern not recess:0y represent the vane you may recess. Accuracy and contnued yellre not guaranteed. OPen orders *es not pow* any entrances One the damage, ion licridaten. Regain-kg open Co • 9:Cd.iiictinCeled* ceder, that valor - Cost base and "Urrealced gad loss" es - Wird pony *Araks of value re as ea a <Min • AMU not held by Miriam/kid Services, Cater) were not esecuud by the summon date, open buy and karate as A the of this statement. As suCh date an are supplied to UBS Fnancial Services on a assets ate not held by the Fins rd not wad-en the eel stop orders re reduced by the amount of dividends please do not rely on this nlanution to make regriar base by an idependert variation limn Fin's possess:xi or arra These assets are anyhtS on an ex.tlividerdS a te•retitS date unless panne a sale decisions. foe tar paposes - Went general partner or sponsor (dimmed vanes, deployed on you statement Ice otos:national tingled onenvese by you. You re response:41/4 r otherwise. Accounts transferred to the rim may if Fab re se/Pried to the Fein by the issuer, purposes only. Positions and vain presented re ceders that re executed dye to yeas failure to cancel rifled gaillon irifarrow in only For the period of general partner or wrote and may be cakulated provided by the nears; fim LISS Financial See wes :s "kg *Pen ceders. tin theyre held a the Fan Moren a torical based on deferent infamaten Iran that used by not respnan for the inkernann and does not enconalsca can be added by your F ncise Advisor. that panes to dense their estrnaied vain. guarantee as accuracy Wiese assets we rot protected Privacy • Unedited gaits/losses. Vitien data 6 availabki, — You can ocean addicral Herniation regarding by SVC or the f ion's supplemental51K coverage. To skean a copy of as current Client Party Wake, eUrnated snaked gh T taosses arses are calculated for the methodology used to determine the nternate of please contact you. Francis' Anne or viol as waken noviiaal storey lots data for value and the date of the inicrolatiCel that n the • Revenue sharkig and an:kin/A compensation. as >wen •rht ensurvivierr,frt. nchinal lots may or may nce reflect ccrrmissions. basis la the estimate by contacting your Fin/ex-al - h nclitin to cam/inked on lain a-cl 121,-1 sees - UBS Fnarwial Services is not a bark. The RMA, kronen charges ads, secuity reorgroal on mots. Advsor. received in connection wth the deartunon of mutual Services Account ESA and BMA re brokerage Diedend and other renveument lots and systemak - Pied party estimated vales may be reflected as fends to at dents we anctor or Akre men* accounts wadi provide access to baring services and pathos. lots re each combined to display get 'Not piked' in several Saudi:WE Mien an menarchea° payments Iran detrton anla Products 'Fru:tact alariorrnents wth affiliated bank Award lot he 'Trade date colmn presents the independent valuation fern has not suppled or is advisors of the mutual funds that so sell Thew and other nid.pany banks, and ponds access to anginal transacuon wade dale. unable to assin a vain when we became awn amounts re based an two different orrporents, (4 issuance and am* PrOdUcts issued by u -affdined • Woke securities Bonds and preferred Nod that that a material event has caned del! my calla the amaze of sales by U35 of a particular' mutual ihid.party nsuraxeccmpanes through inst.-axe the issuer cats for eery rederrpton wit be selected presonk reported yaks ieo question, or when a find rank to our dents; an 60 the asset vane of a agency stbsidares of LEK Financial Sewn it niparbally by lot from among al senses of that value would be highly speculative due to the nem particular mutual find fernals 'hares held/ate. — hwuntert, netsance, and annuity pstdclt :Sue held in Our riles:tor il nOrilime erne Ice or ca the warty Inn — Not FDIC insured • In ban gurarnew May Sale Wise clients Call naive inomnalken is obtained from third — Wan neither an issuer, general partner a sponsor - We and o✓ affiliate also receive networking and — tMA tesarce Management decant Busyness pities add es accitacy is not guaranteed. Other call estinaled value nor a thechany estimated vane it ornnbus proofing fees in considerain foe transfer Sermon Account BSA, IRMA red nit/marginal Resource lenses may not which card ailed weld. complete pcsOed, the vane of the starry will bedifferent agent services that we provide to to mutual funds Management Account are registered service marks of inloimatka will be provided upon request from is puts. pacer These lees generally an pad from inwstor nets sn LBS Financial knees lx . • Price/value Peres displayed for securities and other — • Distrisations to dale' may irtiade ran.r1 the mutual find and are a fired dolly arrant based — VISA is a registered suclitrurk owned by Visa products may be highs or beta than the price that capital, name or both. on the noire of accounts at the bseerdealer Menai:nal Service Association and used under you would actually, retire in the market fists asp - • °anal tat size' represents the Sul offering holding manual finds of that fund family keno. The L85 visa aide cads an the MSS Visa <Wined from wren tad party sources inch we peke per net and may not reflect yOser cost bait) — h skin to CCrnill6SkirIS received in connectors debt cads are *need by UK Bank LISA with know to be nth*, has tee dons guarantee Our - OfP Ind wenn REP Senreief re not listed co a with the sale or &Wootton of annuity anent and permission from visa U S. A Incorporated Al other arcuracy national mune: exchangt and re generally trr nwstment bust tries to our clients, we ads, suckmarkt registered trademarks, service mans and - we generally use the cbsng price when available or Aided and nun if they can be sok de price as afloat. receive reverts sharing corrpensaton registered senice rrurks are of their wean ter mean of the bid and ask prices la listed received may be less tan the per share estimated from Try of the nurance companies uncknenting corriparues winks and options a onk Winos Ice OTC value provided n the account statement the annuity contracts, affiliates Of the Nuisance minas con-panes or sponsors of the use nvestnient trusts UPS Runde, Services Inc Rev. 701810 - Less Wivey traded senthis maybe priced trig a • Restricted securities. Restricted securities general" we diStrbute valuation model or the most recent price we are not cravenly ingble fa pubk sale. UBS Financial — In addon to commissions received from the obtained and may not reflect an actual market price Services uses the market price of M urresnxted nod prchase and sale of Nertsnares finds, we ardor as a vane. of the sane now as an masted vale sat the If elate rewire an asset-based revenue snaring - Oman positions may mar snag a price and restricted stock for purposes of that StOfteltat only. To Payment fromNeuShares destrbunn. as well as wit shaw as 'once was not available awe are the extent that restricted nun ies rat noble for sale, funding for technology development, training and enable to cbtan a price fa a seemly. the value trend may be sibstantially less tun the educate:en. - Deposes ce monks denomnated n anemias awed vane shown. — Our Agates also receive tradng comnisson other than U S. dollars re reflected at the exchange other annualco from mutual funds and insurance rate as of the statement date. companies *tow ponds we Morbid* SDNY_GM_00025851 CONFIDENTIAL EFTA 00136371 EFTA01277704