GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 6/1/13 to 6/30/13
Trade Date Type Per Unit Rested
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
6/21 Sale LOCKHEED MARTIN CORP C 105.3195 3,264.90 (31.000) 105.297 3264.22 (2,945.19) 319.03 S
6/26 High Cost BROKERAGE 0.62 TAX 8/OR SEC .06 LIQUIDNET INC
(ID: 539630.10.9)
6/24 Sale LOCKHEED MARTIN CORP C 104.1817 9,376.35 (90.000) 104.18 9,374.39 (8,550.55) 823.84 S
6/27 High Cost BROKERAGE 1.80 TAX S/OR SEC .16 MERRILL LYNCH
PIERCE FENNER & SMIT (ID: 539630-10-9)
6/24 Sale LOCKHEED MARTIN CORP 0 104.45 626.70 BROKERAGE (6.000) 104.428 626.57 (570.04) 56.53 S
6/27 High Cost 0.12 TAX 8,./OR SEC .01 LIQUIDNET INC
(ID: 539830.10.9)
6/25 Sale LOCKHEED MARTIN CORP al 103.9846 3,431.49 (33.000) 103.963 3,430.77 (3,135.20) 295.57 S
6/28 High Cost BROKERAGE 0.66 TAX 8/OR SEC .06 MORGAN STANLEY
& CO. LLC (ID: 539830-10-9)
6/25 Sale LOCKHEED MARTIN CORP a 103.835 2,699.71 (26.000) 103.813 2,699.14 (2.470.16) 226.98 S
6/28 High Cost BROKERAGE 0.52 TAX 8/OR SEC .05 LIQUIDNET INC
(ID: 539830-10,9)
Total Settled Sales/Maturities/Redemptions 566.209.44 (558.842.17) $7,317.27 S
Trade Dale Per Unt
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
6/17 Purchase GENERAL MILLS INC C 49.7195 7,358.49 BROKERAGE 148.000 49.74 (7.361.45)
6/20 2.96 MERRILL LYNCH PIERCE FENNER & SMIT
(ID: 37033410-4)
6/18 Purchase GENERAL MILLS INC C 49.8166 &636.61 BROKERAGE 73.000 49.837 (3,638.07)
6/21 1.46 GOLDMAN SACHS & CO. (ID: 370334-10.4)
JP Morgan Page 12 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049947
Chase
CONFIDENTIAL SDNY_GM_00319145
EFTA01522412